UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Golfview Park
Lenoir, NC 28645
828-758-6100
Carol Frye
800 Golfview Park
P. O. Box 500
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2003 - June 30, 2004
Investment Company Report
01-JUL-2003 To 30-JUN-2004
3M COMPANY
CUSIP/CINS: 88579Y Meeting Type: ANNUAL
Ticker: MMM Meeting Date: 11-May-04
ISIN: Agenda: 932124186 - Management
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For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD A. BRENNAN
2 MICHAEL L. ESKEW
3 W. JAMES MCNERNEY, JR.
4 KEVIN W. SHARER
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt
03 APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF Mgmt
INCORPORATION TO INCREASE THE AUTHORIZED COMMON
STOCK
04 STOCKHOLDER PROPOSAL RELATING TO SEPARATION OF THE Shr
ROLES OF CEO AND CHAIRMAN OF THE BOARD
Report Date: 27-Aug-04 Page 1 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ABBOTT LABORATORIES
CUSIP/CINS: 002824 Meeting Type: ANNUAL
Ticker: ABT Meeting Date: 23-Apr-04
ISIN: Agenda: 932104704 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 R.S. AUSTIN For For
2 H.L. FULLER For For
3 R.A. GONZALEZ For For
4 J.M. GREENBERG For For
5 J.M. LEIDEN For For
6 D.A.L. OWEN For For
7 B. POWELL JR. For For
8 A.B. RAND For For
9 W.A. REYNOLDS For For
10 R.S. ROBERTS For For
11 W.D. SMITHBURG For For
12 J.R. WALTER For For
13 M.D. WHITE For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL - PRESCRIPTION DRUGS. Shr Against For
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 2 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 SHAREHOLDER PROPOSAL - OPTION GRANTS FOR SENIOR Shr Against For
EXECUTIVES.
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL - GLOBAL INFECTIOUS DISEASES. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 3 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ABERCROMBIE & FITCH CO.
CUSIP/CINS: 002896 Meeting Type: ANNUAL
Ticker: ANF Meeting Date: 20-May-04
ISIN: Agenda: 932141702 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN A. GOLDEN Withheld Against
2 SETH R. JOHNSON Withheld Against
3 EDWARD F. LIMATO Withheld Against
Report Date: 27-Aug-04 Page 4 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ABERDEEN AUSTRALIA EQUITY FUND, INC.
CUSIP/CINS: 003011 Meeting Type: ANNUAL
Ticker: IAF Meeting Date: 20-Apr-04
ISIN: Agenda: 932127613 - Management
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For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
1A DIRECTOR Mgmt
1 ANTHONY E. AARONSON Withheld Against
2 NEVILLE J. MILES Withheld Against
1B ELECTION OF THE FOLLOWING NOMINEE TO SERVE AS A CLASS Mgmt Against Against
III DIRECTOR FOR THE REMAINDER OF A TERM TO EXPIRE IN
2006 AND UNTIL HIS SUCCESSOR IS DULY ELECTED AND
QUALIFIES: JOHN T. SHEEHY
Contrary to Policy: Yes
Comments:
2 RECOMMENDATION TO AMEND ARTICLE III, SECTION 2(B) OF THE Mgmt For
FUND S BYLAWS, GOVERNING DIRECTOR QUALIFICATIONS, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT
Contrary to Policy: No
Comments:
3 RECOMMENDATION TO AMEND ARTICLE III, SECTION 3 OF THE Mgmt For
FUND S BYLAWS, GOVERNING THE VOTE REQUIRED TO ELECT
DIRECTORS, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 5 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ABN AMRO HOLDING N.V.
CUSIP/CINS: 000937 Meeting Type: ANNUAL
Ticker: ABN Meeting Date: 29-Apr-04
ISIN: Agenda: 932135494 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
3A APPROVAL OF THE 2003 FINANCIAL STATEMENTS. Mgmt For For
Contrary to Policy: No
Comments:
3B APPROVAL OF THE PROPOSED 2003 DIVIDEND. Mgmt For For
Contrary to Policy: No
Comments:
3C DISCHARGE OF THE MEMBERS OF THE MANAGING BOARD IN Mgmt For For
RESPECT OF THEIR MANAGEMENT IN 2003.
Contrary to Policy: No
Comments:
3D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN Mgmt For For
RESPECT OF THEIR SUPERVISION IN 2003.
Contrary to Policy: No
Comments:
4 CHANGES IN REMUNERATION POLICY FOR MANAGING BOARD Mgmt Abstain Against
AND TOP EXECUTIVES.
Contrary to Policy: No
Comments:
5 APPOINTMENT OF THE EXTERNAL AUDITOR. Mgmt For For
Contrary to Policy: No
Comments:
6A APPOINTMENT OF SUPERVISORY BOARD MEMBER: NOMINATION Mgmt For For
OF MRS. T.A. MAAS-DE BROUWER FOR REAPPOINTMENT.
Contrary to Policy: No
Comments:
6B APPOINTMENT OF SUPERVISORY BOARD MEMBER: NOMINATION Mgmt For For
OF MR. A.A. OLIJSLAGER FOR APPOINTMENT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 6 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
7A CANCELLATION OF PREFERENCE SHARES. Mgmt For For
Contrary to Policy: No
Comments:
7B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt For For
Contrary to Policy: No
Comments:
8 AUTHORIZE THE MANAGING BOARD, SUBJECT TO THE Mgmt For For
APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE
SHARES IN THE COMPANY S CAPITAL
Contrary to Policy: No
Comments:
9A AUTHORIZE THE MANAGING BOARD FOR A PERIOD OF 18 Mgmt For For
MONTHS, TO ISSUE ORDINARY SHARES UP TO 20% OF ISSUED
CAPITAL.
Contrary to Policy: No
Comments:
9B AUTHORIZE THE MANAGING BOARD TO RESTRICT OR EXCLUDE Mgmt For For
THE PRE- EMPTIVE RIGHTS GRANTED TO SHAREHOLDERS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 7 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ADVANCED MEDICAL OPTICS, INC.
CUSIP/CINS: 00763M Meeting Type: ANNUAL
Ticker: AVO Meeting Date: 20-May-04
ISIN: Agenda: 932132652 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W. GRANT Withheld Against
2 C. CHAVEZ Withheld Against
02 TO APPROVE AMENDMENT OF 2002 INCENTIVE COMPENSATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 8 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ADVANCED MICRO DEVICES, INC.
CUSIP/CINS: 007903 Meeting Type: ANNUAL
Ticker: AMD Meeting Date: 29-Apr-04
ISIN: Agenda: 932105314 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTORS DIRECTORS Mgmt
1 W.J. SANDERS III For For
2 HECTOR DE J. RUIZ For For
3 W. MICHAEL BARNES For For
4 CHARLES M. BLALACK For For
5 R. GENE BROWN For For
6 BRUCE CLAFLIN For For
7 H. PAULETT EBERHART For For
8 ROBERT B. PALMER For For
9 LEONARD M. SILVERMAN For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF THE AMD 2004 EQUITY INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 9 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ADVANCEPCS
CUSIP/CINS: 00790K Meeting Type: ANNUAL
Ticker: ADVP Meeting Date: 22-Mar-04
ISIN: Agenda: 932096793 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 2, 2003, BY AND
AMONG CAREMARK RX, INC., COUGAR MERGER CORPORATION,
A WHOLLY-OWNED SUBSIDIARY OF CAREMARK RX, INC. AND
ADVANCEPCS, AND THE MERGER CONTEMPLATED THEREBY,
PURSUANT TO WHICH ADVANCEPCS WILL BECOME A WHOLLY-
OWNED SUBSIDIARY OF CAREMARK RX, INC.
Contrary to Policy: No
Comments:
02 DIRECTOR Mgmt
1 T. DANNY PHILLIPS Withheld Against
2 DR. GEORGE POSTE Withheld Against
3 JEAN-PIERRE MILLON Withheld Against
03 PROPOSAL TO APPROVE THE ADVANCEPCS 2003 INCENTIVE Mgmt For For
COMPENSATION PLAN.
Contrary to Policy: No
Comments:
04 PROPOSAL TO APPROVE AND ADOPT THE ADVANCEPCS THIRD Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, TO
AMONG OTHER THINGS, CHANGE THE GOVERNANCE
STRUCTURE OF THE ADVANCEPCS BOARD OF DIRECTORS.
Contrary to Policy: No
Comments:
05 TO RATIFY THE SELECTION OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY
S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
Contrary to Policy: No
Comments:
06 TO APPROVE ANY PROPOSAL TO ADJOURN OR POSTPONE THE Mgmt For For
ADVANCEPCS ANNUAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 10 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AEGON N.V.
CUSIP/CINS: 007924 Meeting Type: ANNUAL
Ticker: AEG Meeting Date: 22-Apr-04
ISIN: Agenda: 932120241 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
2A APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS 2003. Mgmt For For
Contrary to Policy: No
Comments:
2B APPROVAL OF THE FINAL DIVIDEND. Mgmt For For
Contrary to Policy: No
Comments:
2C APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR DUTIES.
Contrary to Policy: No
Comments:
2D APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR DUTIES.
Contrary to Policy: No
Comments:
3A APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
Contrary to Policy: No
Comments:
3B APPROVAL OF FUTURE ANNUAL REPORTS IN ENGLISH. Mgmt For For
Contrary to Policy: No
Comments:
4A APPROVAL OF THE ADOPTION OF THE REMUNERATION POLICY Mgmt For For
OF THE EXECUTIVE BOARD.
Contrary to Policy: No
Comments:
5A1 APPROVAL OF THE REAPPOINTMENT OF MRS. T. REMBE TO THE Mgmt For For
SUPERVISORY BOARD.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 11 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
5A2 APPROVAL OF THE REAPPOINTMENT OF MR. O.J. OLCAY TO THE Mgmt For For
SUPERVISORY BOARD.
Contrary to Policy: No
Comments:
5B1 APPROVAL OF THE APPOINTMENT OF MR. R. DAHAN TO THE Mgmt For For
SUPERVISORY BOARD.
Contrary to Policy: No
Comments:
5B2 APPROVAL OF THE APPOINTMENT OF MR. I.W. BAILEY, II TO THE Mgmt Against Against
SUPERVISORY BOARD.
Contrary to Policy: Yes
Comments:
5B3 APPROVAL OF THE APPOINTMENT OF MR. P. VOSER TO THE Mgmt Against Against
SUPERVISORY BOARD.
Contrary to Policy: Yes
Comments:
6A APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF THE Mgmt For For
COMPANY.
Contrary to Policy: No
Comments:
6B APPROVAL OF THE AUTHORIZATION TO RESTRICT OR EXCLUDE Mgmt For For
PRE- EMPTIVE RIGHTS UPON ISSUANCE OF SHARES.
Contrary to Policy: No
Comments:
6C APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES UNDER Mgmt For For
INCENTIVE PLANS.
Contrary to Policy: No
Comments:
6D APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES OF Mgmt For For
THE COMPANY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 12 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AKZO NOBEL N.V.
CUSIP/CINS: 010199 Meeting Type: ANNUAL
Ticker: AKZOY Meeting Date: 22-Apr-04
ISIN: Agenda: 932124011 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
3A ADOPTION OF THE 2003 FINANCIAL STATEMENTS OF AKZO Mgmt
NOBEL N.V.
3B ADOPTION OF THE DIVIDEND PROPOSAL. Mgmt
4A DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD Mgmt
OF MANAGEMENT FOR THE PERFORMANCE OF THEIR DUTIES DURING
THE YEAR 2003.
4B DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Mgmt
SUPERVISORY BOARD FOR THE PERFORMANCE OF THEIR DUTIES
DURING THE YEAR 2003.
6A ADOPTION OF THE STOCK OPTION PLAN BOARD OF Mgmt
MANAGEMENT.
6B ADOPTION OF THE PERFORMANCE SHARE PLAN BOARD OF Mgmt
MANAGEMENT.
6C APPROVAL OF THE CONTINUANCE OF THE EXECUTIVE STOCK Mgmt
OPTION PLAN.
6D ADOPTION OF THE AGGREGATE MAXIMUM NUMBER OF SHARES Mgmt
THAT ARE AVAILABLE UNDER THE PLANS REFERRED TO UNDER
6A), 6B) AND 6C).
7A APPROVAL OF THE PROPOSAL TO APPOINT TO THE BOARD OF Mgmt
MANAGEMENT R. FROHN.
7B APPROVAL OF THE PROPOSAL TO APPOINT TO THE BOARD OF Mgmt
MANAGEMENT L. DARNER.
8A APPROVAL OF THE PROPOSAL TO DETERMINE THE NUMBER OF Mgmt
SUPERVISORY BOARD MEMBERS AT TEN.
8B1 APPROVAL OF THE PROPOSAL TO APPOINT TO THE Mgmt
SUPERVISORY BOARD R.G.C. VAN DEN BRINK.
8B2 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO THE Mgmt
SUPERVISORY BOARD A.A. LOUDON.
8B3 APPROVAL OF THE PROPOSAL TO RE-APPOINT TO THE Mgmt
SUPERVISORY BOARD V. BOTTOMLEY.
Report Date: 27-Aug-04 Page 13 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
09 APPROVAL OF THE PROPOSAL TO DESIGNATE ENGLISH AS THE Mgmt
OFFICIAL LANGUAGE OF THE FINANCIAL STATEMENTS.
10A APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt
MANAGEMENT TO ISSUE SHARES.
10B APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt
MANAGEMENT TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE
RIGHTS OF SHAREHOLDERS IN RESPECT OF THE ISSUE OF
SHARES BY THE BOARD OF MANAGEMENT IN CONFORMITY WITH
10 A).
11 APPROVAL OF THE PROPOSAL TO AUTHORIZE THE BOARD OF Mgmt
MANAGEMENT TO ACQUIRE SHARES OF THE COMPANY ON
BEHALF OF THE COMPANY.
Report Date: 27-Aug-04 Page 14 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALBERTSON'S, INC.
CUSIP/CINS: 013104 Meeting Type: ANNUAL
Ticker: ABS Meeting Date: 10-Jun-04
ISIN: Agenda: 932167578 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PAMELA G. BAILEY
2 TERESA BECK
3 BETH M. PRITCHARD
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt
03 APPROVAL OF THE ALBERTSON S, INC. 2004 EQUITY AND Mgmt
PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE FOR Shr
DIRECTOR ELECTIONS.
05 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr
SEVERANCE AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shr
Report Date: 27-Aug-04 Page 15 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALCOA INC.
CUSIP/CINS: 013817 Meeting Type: ANNUAL
Ticker: AA Meeting Date: 30-Apr-04
ISIN: Agenda: 932097694 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ALAIN J.P. BELDA Withheld Against
2 CARLOS GHOSN Withheld Against
3 HENRY B. SCHACHT Withheld Against
4 FRANKLIN A. THOMAS Withheld Against
02 PROPOSAL TO APPROVE THE 2004 ALCOA STOCK INCENTIVE Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
3A SHAREHOLDER PROPOSAL RELATING TO PAY DISPARITY Shr Against For
Contrary to Policy: No
Comments:
3B SHAREHOLDER PROPOSAL RELATING TO CHANGE IN CONTROL Shr Against For
SEVERANCE PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 16 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALLERGAN, INC.
CUSIP/CINS: 018490 Meeting Type: ANNUAL
Ticker: AGN Meeting Date: 28-Apr-04
ISIN: Agenda: 932117713 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HANDEL E. EVANS Withheld Against
2 MICHAEL R. GALLAGHER Withheld Against
3 GAVIN S. HERBERT Withheld Against
4 STEPHEN J. RYAN Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
Contrary to Policy: No
Comments:
03 PROPOSAL RELATING TO THE ADOPTION OF A POLICY OF Shr For Against
EXPENSING THE COST OF ALL FUTURE STOCK OPTIONS.
Contrary to Policy: No
Comments:
04 PROPOSAL TO BIFURCATE THE ROLES OF CHAIRMAN OF THE Shr For Against
BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 17 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALLIED CAPITAL CORPORATION
CUSIP/CINS: 01903Q Meeting Type: ANNUAL
Ticker: ALD Meeting Date: 12-May-04
ISIN: Agenda: 932111800 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM L. WALTON Withheld Against
2 JOAN M. SWEENEY Withheld Against
3 BROOKS H. BROWNE Withheld Against
4 ROBERT E. LONG Withheld Against
02 THE RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS FOR ALLIED CAPITAL
CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
03 TO APPROVE THE COMPANY S NON-QUALIFIED DEFERRED Mgmt For For
COMPENSATION PLAN II.
Contrary to Policy: No
Comments:
04 TO APPROVE AN AMENDMENT TO THE COMPANY S STOCK Mgmt For For
OPTION PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 18 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALLTEL CORPORATION
CUSIP/CINS: 020039 Meeting Type: ANNUAL
Ticker: ALTEM Meeting Date: 22-Apr-04
ISIN: Agenda: 932101708 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SCOTT T. FORD Withheld Against
2 L.L. GELLERSTEDT, III Withheld Against
3 EMON A. MAHONY, JR. Withheld Against
4 RONALD TOWNSEND Withheld Against
02 RATIFICATION OF APPOINTMENTS OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL- EMPLOYMENT OPPORTUNITY Shr For Against
POLICY
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 19 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ALTERA CORPORATION
CUSIP/CINS: 021441 Meeting Type: ANNUAL
Ticker: ALTR Meeting Date: 11-May-04
ISIN: Agenda: 932134187 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN P. DAANE
2 ROBERT W. REED
3 CHARLES M. CLOUGH
4 ROBERT J. FINOCCHIO JR
5 KEVIN MCGARITY
6 PAUL NEWHAGEN
7 WILLIAM E. TERRY
8 SUSAN WANG
02 TO APPROVE AN AMENDMENT TO THE 1996 STOCK OPTION PLAN Mgmt
TO INCREASE BY 12,000,000 THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE STOCK Mgmt
PURCHASE PLAN TO INCREASE BY 1,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt
LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 TO CONSIDER A SHAREHOLDER PROPOSAL TO EXPENSE STOCK Shr
OPTION GRANTS ISSUED BY THE COMPANY.
Report Date: 27-Aug-04 Page 20 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AMERICAN INTERNATIONAL GROUP, INC.
CUSIP/CINS: 026874 Meeting Type: ANNUAL
Ticker: AIG Meeting Date: 19-May-04
ISIN: Agenda: 932133072 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M. AIDINOFF For For
2 P. CHIA For For
3 M. COHEN For For
4 W. COHEN For For
5 M. FELDSTEIN For For
6 E. FUTTER For For
7 M. GREENBERG For For
8 C. HILLS For For
9 F. HOENEMEYER For For
10 R. HOLBROOKE For For
11 D. KANAK For For
12 H. SMITH For For
13 M. SULLIVAN For For
14 E. TSE For For
15 F. ZARB For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL COMPENSATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 21 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
Contrary to Policy: No
Comments:
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL I DESCRIBED IN THE PROXY Shr Against For
STATEMENT
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL II DESCRIBED IN THE PROXY Shr Against For
STATEMENT
Contrary to Policy: No
Comments:
07 SHAREHOLDER PROPOSAL III DESCRIBED IN THE PROXY Shr Against For
STATEMENT
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 22 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AMGEN INC.
CUSIP/CINS: 031162 Meeting Type: ANNUAL
Ticker: AMGN Meeting Date: 13-May-04
ISIN: Agenda: 932108637 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MR. FRANK J. BIONDI, JR Withheld Against
2 MR. JERRY D. CHOATE Withheld Against
3 MR. FRANK C. HERRINGER Withheld Against
4 DR. GILBERT S. OMENN Withheld Against
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr Against For
Contrary to Policy: No
Comments:
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION EXPENSING). Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 23 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AMKOR TECHNOLOGY, INC.
CUSIP/CINS: 031652 Meeting Type: ANNUAL
Ticker: AMKR Meeting Date: 30-Jul-03
ISIN: Agenda: 932023031 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 JAMES J. KIM For For
2 JOHN N. BORUCH For For
3 WINSTON J. CHURCHILL For For
4 THOMAS D. GEORGE For For
5 GREGORY K. HINCKLEY For For
6 JUERGEN KNORR For For
7 JOHN B. NEFF For For
8 JAMES W. ZUG For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 24 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AMSOUTH BANCORPORATION
CUSIP/CINS: 032165 Meeting Type: ANNUAL
Ticker: ASO Meeting Date: 15-Apr-04
ISIN: Agenda: 932108120 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CLAUDE B. NIELSEN Withheld Against
2 CLEOPHUS THOMAS, JR. Withheld Against
02 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For
AUDITORS.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVAL OF THE AMENDED 1996 LONG TERM INCENTIVE Mgmt For For
COMPENSATION PLAN.
Contrary to Policy: No
Comments:
05 APPROVAL OF THE STOCK OPTION PLAN FOR OUTSIDE Mgmt For For
DIRECTORS.
Contrary to Policy: No
Comments:
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 25 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ANADARKO PETROLEUM CORPORATION
CUSIP/CINS: 032511 Meeting Type: ANNUAL
Ticker: APCKP Meeting Date: 06-May-04
ISIN: Agenda: 932111355 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LARRY BARCUS Withheld Against
2 JAMES L. BRYAN Withheld Against
3 JAMES T. HACKETT Withheld Against
02 AMENDMENT TO THE ANNUAL INCENTIVE BONUS PLAN Mgmt For For
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 26 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ANALOG DEVICES, INC.
CUSIP/CINS: 032654 Meeting Type: ANNUAL
Ticker: ADI Meeting Date: 09-Mar-04
ISIN: Agenda: 932090397 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JERALD G. FISHMAN Withheld Against
2 F. GRANT SAVIERS Withheld Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For
ARTICLES OF ORGANIZATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 600,000,000
SHARES TO 1,200,000,000 SHARES.
Contrary to Policy: No
Comments:
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING OCTOBER 30, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 27 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ANDRX CORPORATION
CUSIP/CINS: 034553 Meeting Type: ANNUAL
Ticker: ADRX Meeting Date: 04-Jun-04
ISIN: Agenda: 932155472 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LAWRENCE J. DUBOW Withheld Against
2 ELLIOT F. HAHN, PH.D Withheld Against
3 THOMAS P. RICE Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION.
Contrary to Policy: No
Comments:
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR ANDRX CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 28 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
APACHE CORPORATION
CUSIP/CINS: 037411 Meeting Type: SPECIAL
Ticker: APA Meeting Date: 18-Dec-03
ISIN: Agenda: 932061334 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK FROM 215,000,000 SHARES TO
430,000,000 SHARES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 29 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
APACHE CORPORATION
CUSIP/CINS: 037411 Meeting Type: ANNUAL
Ticker: APA Meeting Date: 06-May-04
ISIN: Agenda: 932115151 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EUGENE C. FIEDOREK Withheld Against
2 PATRICIA ALBJERG GRAHAM Withheld Against
3 F.H. MERELLI Withheld Against
4 RAYMOND PLANK Withheld Against
02 TO APPROVE STOCKHOLDER PROPOSAL RELATING TO CLIMATE Shr Against For
CHANGE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 30 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
APPLIED MATERIALS, INC.
CUSIP/CINS: 038222 Meeting Type: ANNUAL
Ticker: AMAT Meeting Date: 24-Mar-04
ISIN: Agenda: 932098228 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRCTOR Mgmt
1 MICHAEL H. ARMACOST For For
2 DEBORAH A. COLEMAN For For
3 HERBERT M. DWIGHT, JR. For For
4 PHILIP V. GERDINE For For
5 PAUL R. LOW For For
6 DAN MAYDAN For For
7 STEVEN L. MILLER For For
8 JAMES C. MORGAN For For
9 GERHARD H. PARKER For For
10 MICHAEL R. SPLINTER For For
02 TO APPROVE THE AMENDED AND RESTATED EMPLOYEE STOCK Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 31 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
APRIA HEALTHCARE GROUP INC.
CUSIP/CINS: 037933 Meeting Type: ANNUAL
Ticker: AHG Meeting Date: 17-Jul-03
ISIN: Agenda: 932015630 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 VICENTE ANIDO, JR. For For
2 I.T. CORLEY For For
3 DAVID L. GOLDSMITH For For
4 LAWRENCE M. HIGBY For For
5 RICHARD H. KOPPES For For
6 PHILIP R. LOCHNER, JR. For For
7 JERI L. LOSE For For
8 BEVERLY BENEDICT THOMAS For For
9 RALPH V. WHITWORTH For For
02 APPROVAL OF THE COMPANY S 2003 PERFORMANCE INCENTIVE Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 32 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AQUA AMERICA, INC.
CUSIP/CINS: 03836W Meeting Type: ANNUAL
Ticker: WTR Meeting Date: 20-May-04
ISIN: Agenda: 932128994 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD L. SMOOT Withheld Against
2 WILLIAM P. HANKOWSKY Withheld Against
3 JOHN E. MENARIO Withheld Against
02 APPROVAL OF AN AMENDMENT TO AQUA AMERICA, INC. S Mgmt For For
ARTICLES OF INCORPORATION INCREASING THE AUTHORIZED
SHARES OF AQUA AMERICA, INC. S COMMON STOCK, PAR VALUE
$.50 PER SHARE, FROM 100,000,000 SHARES TO 300,000,000
SHARES.
Contrary to Policy: No
Comments:
03 TO APPROVE THE 2004 EQUITY COMPENSATION PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 33 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ASHLAND INC.
CUSIP/CINS: 044204 Meeting Type: ANNUAL
Ticker: ASH Meeting Date: 29-Jan-04
ISIN: Agenda: 932066889 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ERNEST H. DREW Withheld Against
2 MANNIE L. JACKSON Withheld Against
3 THEODORE M. SOLSO Withheld Against
4 MICHAEL J. WARD Withheld Against
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT AUDITORS Mgmt For For
FOR FISCAL 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 34 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ASTRAZENECA PLC
CUSIP/CINS: 046353 Meeting Type: ANNUAL
Ticker: AZN Meeting Date: 29-Apr-04
ISIN: Agenda: 932113842 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE DIRECTORS REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED DECEMBER 31, 2003
Contrary to Policy: No
Comments:
02 TO CONFIRM DIVIDENDS Mgmt For For
Contrary to Policy: No
Comments:
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
04 TO AUTHORIZE THE DIRECTORS TO AGREE THE REMUNERATION Mgmt For For
OF THE AUDITOR
Contrary to Policy: No
Comments:
05 DIRECTOR Mgmt
1 PERCY BARNEVIK For For
2 HAKAN MOGREN For For
3 SIR TOM MCKILLOP For For
4 JONATHAN SYMONDS For For
5 SIR PETER BONFIELD For For
6 JOHN BUCHANAN For For
7 JANE HENNEY For For
8 MICHELE HOOPER For For
9 JOE JIMENEZ For For
10 ERNA MOLLER For For
Report Date: 27-Aug-04 Page 35 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
11 DAME BRIDGET OGILVIE For For
12 LOUIS SCHWEITZER For For
13 MARCUS WALLENBERG For For
06 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2003
Contrary to Policy: No
Comments:
07 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
Contrary to Policy: No
Comments:
08 TO AUTHORIZE LIMITED EU POLITICAL DONATIONS Mgmt For For
Contrary to Policy: No
Comments:
09 TO AUTHORIZE THE DIRECTORS TO ALLOT UNISSUED SHARES Mgmt For For
Contrary to Policy: No
Comments:
10 TO AUTHORIZE THE DIRECTORS TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
Contrary to Policy: No
Comments:
11 TO AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For
Contrary to Policy: No
Comments:
12 TO AUTHORIZE INCREASE OF CAP ON NON-EXECUTIVE Mgmt For For
DIRECTORS REMUNERATION
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 36 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ATMEL CORPORATION
CUSIP/CINS: 049513 Meeting Type: ANNUAL
Ticker: ATML Meeting Date: 12-May-04
ISIN: Agenda: 932117650 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE PERLEGOS For For
2 GUST PERLEGOS For For
3 TSUNG-CHING WU For For
4 T. PETER THOMAS For For
5 NORM HALL For For
6 PIERRE FOUGERE For For
7 DR. CHAIHO KIM For For
8 DAVID SUGISHITA For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
ACCOUNTANTS OF ATMEL CORPORATION FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 37 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ATMOS ENERGY CORPORATION
CUSIP/CINS: 049560 Meeting Type: ANNUAL
Ticker: ATO Meeting Date: 11-Feb-04
ISIN: Agenda: 932081780 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT W. BEST Withheld Against
2 THOMAS J. GARLAND Withheld Against
3 PHILLIP E. NICHOL Withheld Against
4 CHARLES K. VAUGHAN Withheld Against
Report Date: 27-Aug-04 Page 38 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AUTOMATIC DATA PROCESSING, INC.
CUSIP/CINS: 053015 Meeting Type: ANNUAL
Ticker: ADP Meeting Date: 11-Nov-03
ISIN: Agenda: 932040152 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GREGORY D. BRENNEMAN For For
2 LESLIE A. BRUN For For
3 GARY C. BUTLER For For
4 JOSEPH A. CALIFANO, JR. For For
5 LEON G. COOPERMAN For For
6 ANN DIBBLE JORDAN For For
7 HARVEY M. KRUEGER For For
8 FREDERIC V. MALEK For For
9 HENRY TAUB For For
10 ARTHUR F. WEINBACH For For
11 JOSH S. WESTON For For
02 APPROVAL OF THE AMENDMENTS TO THE COMPANY S 2000 KEY Mgmt For For
EMPLOYEES STOCK OPTION PLAN
Contrary to Policy: No
Comments:
03 APPROVAL OF THE AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEES SAVINGS- STOCK PURCHASE PLAN
Contrary to Policy: No
Comments:
04 APPROVAL OF THE COMPANY S 2003 DIRECTOR STOCK PLAN Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 39 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 40 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AUTOZONE, INC.
CUSIP/CINS: 053332 Meeting Type: ANNUAL
Ticker: AZO Meeting Date: 11-Dec-03
ISIN: Agenda: 932059098 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHARLES M. ELSON For For
2 MARSHA J. EVANS For For
3 EARL G. GRAVES, JR. For For
4 N. GERRY HOUSE For For
5 J.R. HYDE, III For For
6 EDWARD S. LAMPERT For For
7 W. ANDREW MCKENNA For For
8 STEVE ODLAND For For
9 JAMES J. POSTL For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 41 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AVALONBAY COMMUNITIES, INC.
CUSIP/CINS: 053484 Meeting Type: ANNUAL
Ticker: AVB Meeting Date: 05-May-04
ISIN: Agenda: 932103562 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BRYCE BLAIR For For
2 BRUCE A. CHOATE For For
3 JOHN J. HEALY, JR. For For
4 GILBERT M. MEYER For For
5 CHARLES D. PEEBLER, JR. For For
6 LANCE R. PRIMIS For For
7 ALLAN D. SCHUSTER For For
8 AMY P. WILLIAMS For For
02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
DESCRIBED IN THE PROXY STATEMENT IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 42 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
AXA-UAP
CUSIP/CINS: 054536 Meeting Type: ANNUAL
Ticker: AXA Meeting Date: 21-Apr-04
ISIN: Agenda: 932118260 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
O1 FIRST RESOLUTION (APPROVAL OF THE COMPANY S 2003 Mgmt For For
FINANCIAL STATEMENTS-PARENT ONLY)
Contrary to Policy: No
Comments:
O2 SECOND RESOLUTION (APPROVAL OF THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR 2003)
Contrary to Policy: No
Comments:
O3 THIRD RESOLUTION (EARNINGS APPROPRIATION AND Mgmt For For
DECLARATION OF A DIVIDEND OF 0.38 POUNDS)
Contrary to Policy: No
Comments:
04 FOURTH RESOLUTION (APPROVAL OF THE AGREEMENTS Mgmt For For
MENTIONED IN THE AUDITORS SPECIAL REPORT)
Contrary to Policy: No
Comments:
O5 FIFTH RESOLUTION (RE-ELECTION OF MR. CLAUDE BEBEAR TO Mgmt Against Against
THE SUPERVISORY BOARD, FOR A FOUR-YEAR TERM)
Contrary to Policy: Yes
Comments:
O6 SIXTH RESOLUTION (RE-ELECTION OF A STATUTORY AUDITOR Mgmt For For
MAZARS & GUERARD, FOR A SIX-YEAR TERM)
Contrary to Policy: No
Comments:
O7 SEVENTH RESOLUTION (APPOINTMENT OF AN ALTERNATE Mgmt For For
AUDITOR MR. JEAN-LOUIS SIMON, FOR A SIX-YEAR TERM)
Contrary to Policy: No
Comments:
O8 EIGHTH RESOLUTION (APPOINTMENT OF MR. WILLY AVEREYN TO Mgmt Against For
THE SUPERVISORY BOARD)
Contrary to Policy: Yes
Comments:
Report Date: 27-Aug-04 Page 43 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
O9 NINTH RESOLUTION (APPOINTMENT OF MR. CEES DE JONG TO Mgmt Against For
THE SUPERVISORY BOARD)
Contrary to Policy: Yes
Comments:
O10 TENTH RESOLUTION (APPOINTMENT OF MR. JACQUES Mgmt Against Against
TABOUROT TO THE SUPERVISORY BOARD)
Contrary to Policy: Yes
Comments:
O11 ELEVENTH RESOLUTION (AUTHORIZATION GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO TRADE IN THE COMPANY S SHARES:
MAXIMUM PURCHASE PRICE 35 POUNDS; MINIMUM SELLING
SALE PRICE 12 POUNDS)
Contrary to Policy: No
Comments:
E12 TWELFTH RESOLUTION (DELEGATION TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE EQUITY IN THE EVENT OF A PUBLIC OFFER TO
PURCHASE OR EXCHANGE SECURITIES OF THE COMPANY)
Contrary to Policy: No
Comments:
E13 THIRTEENTH RESOLUTION (STATUTORY MODIFICATIONS Mgmt For For
RELATED TO THE APPOINTMENT OF A SUPERVISORY BOARD
MEMBER REPRESENTING EMPLOYEE SHAREHOLDERS)
Contrary to Policy: No
Comments:
E14 FOURTEENTH RESOLUTION (NOT APPROVED BY THE Mgmt Against For
MANAGEMENT BOARD AND THE SUPERVISORY BOARD)
(ELECTION OF AN EMPLOYEE REPRESENTATIVE TO THE
SUPERVISORY BOARD)
Contrary to Policy: No
Comments:
E15 FIFTEENTH RESOLUTION (AUTHORIZATION GIVEN TO THE Mgmt For For
MANAGEMENT BOARD TO CANCEL SHARES AND REDUCE THE
CAPITAL)
Contrary to Policy: No
Comments:
E16 SIXTEENTH RESOLUTION (AUTHORIZATION TO COMPLY WITH ALL Mgmt For For
FORMAL REQUIREMENTS IN CONNECTION WITH THIS MEETING)
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 44 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BAKER HUGHES INCORPORATED
CUSIP/CINS: 057224 Meeting Type: ANNUAL
Ticker: BHI Meeting Date: 28-Apr-04
ISIN: Agenda: 932105580 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD P. DJEREJIAN Withheld Against
2 H. JOHN RILEY, JR. Withheld Against
3 CHARLES L. WATSON Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY S Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL NO. 1 - REGARDING CLASSIFIED Shr For Against
BOARDS.
Contrary to Policy: No
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
04 STOCKHOLDER PROPOSAL NO. 2 - REGARDING POISON PILLS. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 45 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BALLY TOTAL FITNESS HOLDING CORPORAT
CUSIP/CINS: 05873K Meeting Type: ANNUAL
Ticker: BFT Meeting Date: 31-Jul-03
ISIN: Agenda: 932020073 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PAUL A. TOBACK For For
2 MARTIN E. FRANKLIN For For
02 STOCKHOLDER PROPOSAL REGARDING THE OFFICE OF Shr Against For
CHAIRMAN OF THE BOARD OF DIRECTORS.
Contrary to Policy: No
Comments:
03 IN THEIR DISCRETION ON ALL OTHER MATTERS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING, INCLUDING
ANY MOTION TO ADJOURN OR POSTPONE THE MEETING OR OTHER
MATTERS INCIDENTAL TO THE CONDUCT OF THE MEETING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 46 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BANK OF AMERICA CORPORATION
CUSIP/CINS: 060505 Meeting Type: SPECIAL
Ticker: BAC Meeting Date: 17-Mar-04
ISIN: Agenda: 932091692 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
Contrary to Policy: No
Comments:
02 ADOPTION OF BANK OF AMERICA S AMENDED STOCK PLAN Mgmt For For
Contrary to Policy: No
Comments:
03 ADOPTION OF AN AMENDMENT TO INCREASE THE NUMBER OF Mgmt For For
AUTHORIZED SHARES OF BANK OF AMERICA COMMON STOCK
Contrary to Policy: No
Comments:
04 APPROVAL OF PROPOSAL TO ADJOURN THE BANK OF AMERICA Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 47 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BANK OF AMERICA CORPORATION
CUSIP/CINS: 060505 Meeting Type: ANNUAL
Ticker: BAC Meeting Date: 26-May-04
ISIN: Agenda: 932152666 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM BARNET, III For For
2 CHARLES W. COKER For For
3 JOHN T. COLLINS For For
4 GARY L. COUNTRYMAN For For
5 PAUL FULTON For For
6 CHARLES K. GIFFORD For For
7 DONALD E. GUINN For For
8 JAMES H. HANCE, JR. For For
9 KENNETH D. LEWIS For For
10 WALTER E. MASSEY For For
11 THOMAS J. MAY For For
12 C. STEVEN MCMILLAN For For
13 EUGENE M. MCQUADE For For
14 PATRICIA E. MITCHELL For For
15 EDWARD L. ROMERO For For
16 THOMAS M. RYAN For For
17 O. TEMPLE SLOAN, JR. For For
18 MEREDITH R. SPANGLER For For
19 JACKIE M. WARD For For
Report Date: 27-Aug-04 Page 48 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shr Against For
Contrary to Policy: No
Comments:
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shr Against For
SECURITY
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 49 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BANK OF AMERICA CORPORATION
CUSIP/CINS: 060505 Meeting Type: ANNUAL
Ticker: BAC Meeting Date: 26-May-04
ISIN: Agenda: 932157200 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM BARNET, III For For
2 CHARLES W. COKER For For
3 JOHN T. COLLINS For For
4 GARY L. COUNTRYMAN For For
5 PAUL FULTON For For
6 CHARLES K. GIFFORD For For
7 DONALD E. GUINN For For
8 JAMES H. HANCE, JR. For For
9 KENNETH D. LEWIS For For
10 WALTER E. MASSEY For For
11 THOMAS J. MAY For For
12 C. STEVEN MCMILLAN For For
13 EUGENE M. MCQUADE For For
14 PATRICIA E. MITCHELL For For
15 EDWARD L. ROMERO For For
16 THOMAS M. RYAN For For
17 O. TEMPLE SLOAN, JR. For For
18 MEREDITH R. SPANGLER For For
19 JACKIE M. WARD For For
Report Date: 27-Aug-04 Page 50 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Mgmt For For
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING DATE Shr Against For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shr Against For
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL - MUTUAL FUND TRADING POLICIES Shr Against For
Contrary to Policy: No
Comments:
07 STOCKHOLDER PROPOSAL - PRIVACY AND INFORMATION Shr Against For
SECURITY
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 51 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BANK ONE CORPORATION
CUSIP/CINS: 06423A Meeting Type: ANNUAL
Ticker: ONE Meeting Date: 25-May-04
ISIN: Agenda: 932150143 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL MERGER PROPOSAL Mgmt For For
Contrary to Policy: No
Comments:
02 DIRECTOR Mgmt
1 BRYAN For For
2 BURKE For For
3 CROWN For For
4 DIMON For For
5 FAY For For
6 JACKSON For For
7 KESSLER For For
8 LIPP For For
9 MANOOGIAN For For
10 NOVAK For For
11 ROGERS For For
12 STRATTON For For
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 52 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BARR LABORATORIES, INC.
CUSIP/CINS: 068306 Meeting Type: ANNUAL
Ticker: BRL Meeting Date: 23-Oct-03
ISIN: Agenda: 932046596 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BRUCE L. DOWNEY For For
2 PAUL M. BISARO For For
3 CAROLE S. BEN-MAIMON For For
4 GEORGE P. STEPHAN For For
5 JACK M. KAY For For
6 HAROLD N. CHEFITZ For For
7 RICHARD R. FRANKOVIC For For
8 PETER R. SEAVER For For
9 JAMES S. GILMORE, III For For
02 APPROVAL OF THE REINCORPORATION OF THE COMPANY IN THE Mgmt For For
STATE OF DELAWARE.
Contrary to Policy: No
Comments:
03 APPROVAL OF AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For
SHARES OF THE COMPANY S COMMON STOCK FROM 100,000,000
TO 200,000,000.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 53 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BB&T CORPORATION
CUSIP/CINS: 054937 Meeting Type: ANNUAL
Ticker: BBT Meeting Date: 27-Apr-04
ISIN: Agenda: 932112282 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE BB&T ARTICLES OF Mgmt For For
INCORPORATION.
Contrary to Policy: No
Comments:
02 TO APPROVE CERTAIN AMENDMENTS TO THE BB&T BYLAWS. Mgmt For For
Contrary to Policy: No
Comments:
03 DIRECTOR Mgmt
1 JOHN A. ALLISON IV Withheld Against
2 RONALD E. DEAL Withheld Against
3 TOM D. EFIRD Withheld Against
4 ALBERT O. MCCAULEY Withheld Against
5 BARRY J. FITZPATRICK Withheld Against
6 J. HOLMES MORRISON Withheld Against
7 JENNIFER S. BANNER Withheld Against
8 ALBERT F. ZETTLEMOYER Withheld Against
04 TO APPROVE THE BB&T CORPORATION 2004 STOCK INCENTIVE Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T S INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 54 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION MATTERS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 55 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BCE INC.
CUSIP/CINS: 05534B Meeting Type: SPECIAL
Ticker: BCE Meeting Date: 26-May-04
ISIN: Agenda: 932140926 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 A. BERARD For For
2 R.A. BRENNEMAN For For
3 R.J. CURRIE For For
4 A.S. FELL For For
5 D. SOBLE KAUFMAN For For
6 T.E. KIERANS For For
7 B.M. LEVITT For For
8 E.C. LUMLEY For For
9 J. MAXWELL For For
10 J.H. MCARTHUR For For
11 T.C. O'NEILL For For
12 R.C. POZEN For For
13 M.J. SABIA For For
14 P.M. TELLIER For For
15 V.L. YOUNG For For
02 APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 56 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
3A (SHAREHOLDER PROPOSAL NO. 1) DISCLOSE DIRECTORSHIPS Shr For For
OF EACH NOMINEE DIRECTOR FOR PAST FIVE YEARS
Contrary to Policy: No
Comments:
3B (SHAREHOLDER PROPOSAL NO. 2) PROHIBIT THE CEO FROM Shr For Against
SERVING ON THE BOARD OF ANOTHER LISTED COMPANY
Contrary to Policy: No
Comments:
3C (SHAREHOLDER PROPOSAL NO. 3) SUPPLEMENTAL DISCLOSURE Shr For Against
OF EXECUTIVE PENSION PLANS
Contrary to Policy: No
Comments:
3D (SHAREHOLDER PROPOSAL NO. 4) REQUIRE ALL INSIDERS TO Shr Against For
GIVE 10 DAYS NOTICE OF INTENT TO TRADE IN ANY BCE
SECURITIES
Contrary to Policy: No
Comments:
3E (SHAREHOLDER PROPOSAL NO. 5) PROHIBIT AUDITORS FROM Shr Against For
PROVIDING ANY SERVICES OTHER THAN AUDIT AND AUDIT-
RELATED SERVICES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 57 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BELLSOUTH CORPORATION
CUSIP/CINS: 079860 Meeting Type: ANNUAL
Ticker: BLS Meeting Date: 26-Apr-04
ISIN: Agenda: 932098280 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES H. BLANCHARD Withheld Against
2 ARMANDO M. CODINA Withheld Against
3 LEO F. MULLIN Withheld Against
02 RATIFY THE INDEPENDENT AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVE AMENDMENT TO ELECT DIRECTORS ANNUALLY Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVE THE STOCK AND INCENTIVE COMPENSATION PLAN Mgmt For For
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL RE: CEO COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shr Against For
CONTRIBUTIONS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 58 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BHP BILLITON LIMITED
CUSIP/CINS: 088606 Meeting Type: ANNUAL
Ticker: BHP Meeting Date: 13-Nov-03
ISIN: Agenda: 932053616 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF Mgmt
BHP BILLITON LIMITED
02 TO RECEIVE THE FINANCIAL STATEMENTS AND REPORTS OF Mgmt
BHP BILLITON PLC
03 TO RE-ELECT DR D C BRINK AS A DIRECTOR OF BHP BILLITON Mgmt
LIMITED
04 DIRECTOR Mgmt
1 DR D C BRINK*
2 MR M A CHANEY*
3 LD. RENWICK OF CLIFTON*
4 MR M SALAMON*
5 DR J G BUCHANAN*
05 TO RE-ELECT MR M A CHANEY AS A DIRECTOR OF BHP BILLITON Mgmt
LIMITED
07 TO RE-ELECT LORD RENWICK OF CLIFTON AS A DIRECTOR OF Mgmt
BHP BILLITON LIMITED
09 TO ELECT MR M SALAMON AS A DIRECTOR OF BHP BILLITON Mgmt
LIMITED
11 TO ELECT DR J G BUCHANAN AS A DIRECTOR OF BHP BILLITON Mgmt
LIMITED
13 TO RE-APPOINT THE AUDITORS OF BHP BILLITON PLC Mgmt
14 TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES IN Mgmt
BHP BILLITON PLC
15 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt
BHP BILLITON PLC
16 TO AUTHORIZE BHP BILLITON PLC TO MAKE MARKET Mgmt
PURCHASES OF ITS OWN SHARES
Report Date: 27-Aug-04 Page 59 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
17 TO APPROVE THE REMUNERATION REPORT Mgmt
18 TO APPROVE THE ISSUE OF AWARDS TO MR C W GOODYEAR Mgmt
UNDER BHP BILLITON LIMITED S GROUP INCENTIVE SCHEME
19 TO APPROVE THE ISSUE OF AWARDS TO MR M SALAMON UNDER Mgmt
BHP BILLITON PLC S GROUP INCENTIVE SCHEME
Report Date: 27-Aug-04 Page 60 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BIOSITE INCORPORATED
CUSIP/CINS: 090945 Meeting Type: ANNUAL
Ticker: BSTE Meeting Date: 18-Jun-04
ISIN: Agenda: 932180362 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LONNIE M. SMITH Withheld Against
2 TIMOTHY J. WOLLAEGER Withheld Against
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S 1996 STOCK INCENTIVE PLAN.
Contrary to Policy: No
Comments:
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S EMPLOYEE STOCK PURCHASE PLAN.
Contrary to Policy: No
Comments:
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 61 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BIOVAIL CORPORATION
CUSIP/CINS: 09067J Meeting Type: SPECIAL
Ticker: BVF Meeting Date: 25-Jun-04
ISIN: Agenda: 932184740 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THE ELECTION OF THE FOLLOWING PERSONS AS DIRECTORS Mgmt For For
OF THE COMPANY, TO HOLD OFFICE UNTIL THE NEXT ANNUAL
MEETING OF SHAREHOLDERS OR UNTIL THEIR SUCCESSORS
ARE ELECTED: EUGENE N. MELNYK, ROLF K. REININGHAUS,
WILFRED G. BRISTOW, ROGER ROWAN, LAURENCE E. PAUL,
SHELDON PLENER AND MICHAEL VAN EVERY
Contrary to Policy: No
Comments:
02 THE RE-APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS THE AUDITORS OF THE COMPANY, AND THE
AUTHORIZATION OF THE DIRECTORS TO FIX THEIR
REMUNERATION.
Contrary to Policy: No
Comments:
03 THE RESOLUTION APPROVING THE IMPLEMENTATION OF A NEW Mgmt For For
STOCK OPTION PLAN, THE FULL TEXT OF WHICH IS SET OUT AS
SCHEDULE A TO THE MANAGEMENT INFORMATION CIRCULAR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 62 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BJ SERVICES COMPANY
CUSIP/CINS: 055482 Meeting Type: ANNUAL
Ticker: BJS Meeting Date: 22-Jan-04
ISIN: Agenda: 932079052 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DON D. JORDAN Withheld Against
2 WILLIAM H. WHITE Withheld Against
02 THE 2003 INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 THE STOCKHOLDER PROPOSAL ON THE COMPANY S Shr For Against
OPERATIONS IN BURMA.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 63 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BOSTON PROPERTIES, INC.
CUSIP/CINS: 101121 Meeting Type: ANNUAL
Ticker: BXP Meeting Date: 05-May-04
ISIN: Agenda: 932116381 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MORTIMER B. ZUCKERMAN Withheld Against
2 CAROL B. EINIGER Withheld Against
3 ALAN B. LANDIS Withheld Against
4 RICHARD E. SALOMON Withheld Against
02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING THE ANNUAL ELECTION OF DIRECTORS, IF
PROPERLY PRESENTED AT THE MEETING.
Contrary to Policy: No
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 64 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BP P.L.C.
CUSIP/CINS: 055622 Meeting Type: ANNUAL
Ticker: BP Meeting Date: 15-Apr-04
ISIN: Agenda: 932097808 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LORD BROWNE
2 DR B E GROTE
3 MR H M P MILES
4 SIR ROBIN NICHOLSON
5 MR R L OLVER
6 SIR IAN PROSSER
07 TO ELECT MR A BURGMANS AS A DIRECTOR Mgmt
08 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt
09 TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt
10 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Mgmt
AMOUNT
11 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED Mgmt
NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO
SHAREHOLDERS
12 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Mgmt
PURCHASE OF ITS OWN SHARES BY THE COMPANY
13 TO AUTHORISE THE USE OF TREASURY SHARES FOR EMPLOYEE Mgmt
SHARE SCHEMES
14 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt
15 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt
REMUNERATION OF THE NON-EXECUTIVE DIRECTORS
16 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Mgmt
ACCOUNTS
Report Date: 27-Aug-04 Page 65 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
17 SPECIAL SHAREHOLDER RESOLUTION: TO INSTRUCT THE Shr
COMPANY TO PREPARE A REPORT MAKING CERTAIN
DISCLOSURES ON MATTERS OF CONTROL AND RISK IN
PROTECTED AND SENSITIVE AREAS
Report Date: 27-Aug-04 Page 66 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BRADLEY PHARMACEUTICALS, INC.
CUSIP/CINS: 104576 Meeting Type: ANNUAL
Ticker: BDY Meeting Date: 15-Jun-04
ISIN: Agenda: 932167960 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL BERNSTEIN Withheld Against
2 STEVEN KRIEGSMAN Withheld Against
3 ALAN WOLIN, PH.D. Withheld Against
Report Date: 27-Aug-04 Page 67 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BRE PROPERTIES, INC.
CUSIP/CINS: 05564E Meeting Type: ANNUAL
Ticker: BREPRA Meeting Date: 20-May-04
ISIN: Agenda: 932145320 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 APPROVAL OF AMENDING THE COMPANY S CURRENT ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR THE COMPANY S MOVING
FROM A STAGGERED BOARD STRUCTURE TOWARD THE
ELECTION OF ALL DIRECTORS ANNUALLY.
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its
shareholders to be able to elect a full slate of directors at each annual meeting.
02 DIRECTOR Mgmt
1 ROBERT A. FIDDAMAN Withheld Against
2 ROGER P. KUPPINGER Withheld Against
3 JEANNE R. MYERSON Withheld Against
03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDED DECEMBER 31,
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 68 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BRISTOL-MYERS SQUIBB COMPANY
CUSIP/CINS: 110122 Meeting Type: ANNUAL
Ticker: BMYPR Meeting Date: 04-May-04
ISIN: Agenda: 932113347 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 P.R. DOLAN Withheld Against
2 L.V. GERSTNER, JR. Withheld Against
3 L. JOHANSSON Withheld Against
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 PUBLICATION OF POLITICAL CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
04 PROHIBITION OF POLITICAL CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
05 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shr For Against
Contrary to Policy: No
Comments:
06 HIV/AIDS-TB-MALARIA Shr Against For
Contrary to Policy: No
Comments:
07 DIRECTOR VOTE THRESHOLD Shr For Against
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 69 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
BROADCOM CORPORATION
CUSIP/CINS: 111320 Meeting Type: ANNUAL
Ticker: BRCM Meeting Date: 29-Apr-04
ISIN: Agenda: 932122271 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE L. FARINSKY For For
2 JOHN MAJOR For For
3 ALAN E. ROSS For For
4 HENRY SAMUELI, PH.D. For For
5 ROBERT E. SWITZ For For
6 WERNER F. WOLFEN For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S 1998 STOCK INCENTIVE PLAN, AS PREVIOUSLY
AMENDED AND RESTATED, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
Contrary to Policy: No
Comments:
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 70 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
C.R. BARD, INC.
CUSIP/CINS: 067383 Meeting Type: ANNUAL
Ticker: BCR Meeting Date: 21-Apr-04
ISIN: Agenda: 932111014 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANTHONY WELTERS Withheld Against
2 TONY L. WHITE Withheld Against
3 THEODORE E. MARTIN Withheld Against
4 TIMOTHY M. RING Withheld Against
02 APPROVAL OF AMENDMENT TO THE 2003 LONG TERM INCENTIVE Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
03 APPROVAL OF CERTAIN PROVISIONS OF THE 1994 EXECUTIVE Mgmt For For
BONUS PLAN.
Contrary to Policy: No
Comments:
04 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 71 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CADBURY SCHWEPPES PLC
CUSIP/CINS: 127209 Meeting Type: ANNUAL
Ticker: CSG Meeting Date: 21-May-04
ISIN: Agenda: 932113828 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Mgmt
02 DECLARATION OF FINAL DIVIDEND 2003 Mgmt
03 DIRECTORS REMUNERATION REPORT Mgmt
04 DIRECTOR Mgmt
1 JOHN SUNDERLAND
2 KEN HANNA
3 RICK BRADDOCK
4 ROGER CARR
5 DAVID THOMPSON
09 RE-APPOINTMENT OF AUDITORS Mgmt
10 REMUNERATION OF AUDITORS Mgmt
11 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt
12 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt
13 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt
14 AMEND RULES OF THE SHARE OPTION PLAN 1994 Mgmt
15 AMEND RULES OF THE 1997 LONG TERM INCENTIVE PLAN Mgmt
16 APPROVAL OF THE BONUS SHARE RETENTION PLAN 2004 Mgmt
17 AMEND RULES OF EIGHT NAMED SHARE SCHEMES/PLANS Mgmt
18 ESTABLISH FURTHER EMPLOYEE SHARE PLAN OR PLANS Mgmt
Report Date: 27-Aug-04 Page 72 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CAPITAL ONE FINANCIAL CORPORATION
CUSIP/CINS: 14040H Meeting Type: ANNUAL
Ticker: COF Meeting Date: 29-Apr-04
ISIN: Agenda: 932093824 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W. RONALD DIETZ Withheld Against
2 LEWIS HAY, III Withheld Against
3 MAYO A. SHATTUCK, III Withheld Against
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE CORPORATION FOR 2004.
Contrary to Policy: No
Comments:
03 APPROVAL OF CAPITAL ONE S 2004 STOCK INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 73 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CARDINAL HEALTH, INC.
CUSIP/CINS: 14149Y Meeting Type: ANNUAL
Ticker: CAH Meeting Date: 05-Nov-03
ISIN: Agenda: 932054303 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVE BING Withheld Against
2 JOHN F. FINN Withheld Against
3 JOHN F. HAVENS Withheld Against
4 DAVID W. RAISBECK Withheld Against
5 ROBERT D. WALTER Withheld Against
Report Date: 27-Aug-04 Page 74 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CAREMARK RX, INC.
CUSIP/CINS: 141705 Meeting Type: ANNUAL
Ticker: CMX Meeting Date: 04-May-04
ISIN: Agenda: 932127790 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWIN M. BANKS Withheld Against
2 COLLEEN C. WELCH, PH.D. Withheld Against
3 ROGER L. HEADRICK Withheld Against
4 JEAN-PIERRE MILLON Withheld Against
Report Date: 27-Aug-04 Page 75 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CATERPILLAR INC.
CUSIP/CINS: 149123 Meeting Type: ANNUAL
Ticker: CAT Meeting Date: 14-Apr-04
ISIN: Agenda: 932099181 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN T. DILLON Withheld Against
2 JUAN GALLARDO Withheld Against
3 WILLIAM A. OSBORN Withheld Against
4 GORDON R. PARKER Withheld Against
5 EDWARD B. RUST, JR. Withheld Against
02 AMEND OPTION PLAN Mgmt For For
Contrary to Policy: No
Comments:
03 RATIFY AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr For Against
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL - SALE OF EQUIPMENT TO ISRAEL Shr Against For
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 76 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CBRL GROUP, INC.
CUSIP/CINS: 12489V Meeting Type: ANNUAL
Ticker: CBRL Meeting Date: 25-Nov-03
ISIN: Agenda: 932060495 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES D. CARREKER For For
2 ROBERT V. DALE For For
3 DAN W. EVINS For For
4 ROBERT C. HILTON For For
5 CHARLES E. JONES, JR. For For
6 B.F. (JACK) LOWERY For For
7 GORDON L. MILLER For For
8 MARTHA M. MITCHELL For For
9 ANDREA M. WEISS For For
10 JIMMIE D. WHITE For For
11 MICHAEL A. WOODHOUSE For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 77 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CEMEX, S.A. DE C.V.
CUSIP/CINS: 151290 Meeting Type: ANNUAL
Ticker: CX Meeting Date: 29-Apr-04
ISIN: Agenda: 932137309 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
A1 PRESENTATION, DISCUSSION AND, IF APPLICABLE, APPROVAL OF Mgmt
THE REPORT BY THE BOARD OF DIRECTORS, INCLUDING THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2003 AS REQUIRED BY THE MEXICAN CORPORATION LAW.
A2 PROPOSAL FOR THE ALLOCATION OF PROFITS AND THE Mgmt
MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF
COMPANY SHARES.
A3 PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY Mgmt
IN ITS VARIBLE PORTION THROUGH CAPITALIZATION CHARGED
AGAINST RETAINED EARNINGS, SUBMITTED FOR
CONSIDERATION OF THE SHAREHOLDERS AT THE MEETING.
A4 APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, Mgmt
ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR
CONSIDERATION AT THE MEETING.
A5 COMPENSATION OF DIRECTORS AND STATUTORY AUDITORS, Mgmt
ACCORDING TO THE PROPOSAL OF SHAREHOLDERS SUBMITTED FOR
CONSIDERATION AT THE MEETING.
A6 APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS Mgmt
ADOPTED AT THE MEETING.
Report Date: 27-Aug-04 Page 78 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHESAPEAKE UTILITIES CORPORATION
CUSIP/CINS: 165303 Meeting Type: ANNUAL
Ticker: CPK Meeting Date: 06-May-04
ISIN: Agenda: 932129504 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RALPH J. ADKINS Withheld Against
2 RICHARD BERNSTEIN Withheld Against
3 J. PETER MARTIN Withheld Against
Report Date: 27-Aug-04 Page 79 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHEVRONTEXACO CORPORATION
CUSIP/CINS: 166764 Meeting Type: ANNUAL
Ticker: CVX Meeting Date: 28-Apr-04
ISIN: Agenda: 932115707 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 S.H. ARMACOST For For
2 R.E. DENHAM For For
3 R.J. EATON For For
4 S. GINN For For
5 C.A. HILLS For For
6 F.G. JENIFER For For
7 J.B. JOHNSTON For For
8 S. NUNN For For
9 D.J. O'REILLY For For
10 P.J. ROBERTSON For For
11 C.R. SHOEMATE For For
12 C. WARE For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Contrary to Policy: No
Comments:
03 SHOW SUPPORT FOR THE STOCKHOLDER RIGHTS PLAN POLICY Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 80 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
Contrary to Policy: No
Comments:
06 POLITICAL DISCLOSURE Shr Against For
Contrary to Policy: No
Comments:
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
Contrary to Policy: No
Comments:
08 REPORT ON ECUADOR Shr Against For
Contrary to Policy: No
Comments:
09 RENEWABLE ENERGY Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 81 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHICAGO MERCANTILE EXCHANGE HOLDINGS
CUSIP/CINS: 167760 Meeting Type: ANNUAL
Ticker: CME Meeting Date: 21-Apr-04
ISIN: Agenda: 932108447 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS H. CHOOKASZIAN Withheld Against
2 MARTIN J. GEPSMAN Withheld Against
3 ELIZABETH HARRINGTON Withheld Against
4 LEO MELAMED Withheld Against
5 ALEX J. POLLOCK Withheld Against
6 MYRON S. SCHOLES Withheld Against
7 WILLIAM R. SHEPARD Withheld Against
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 82 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHICO'S FAS, INC.
CUSIP/CINS: 168615 Meeting Type: ANNUAL
Ticker: CHS Meeting Date: 22-Jun-04
ISIN: Agenda: 932164192 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HELENE B. GRALNICK* Withheld Against
2 VERNA K. GIBSON* Withheld Against
3 BETSY S. ATKINS* Withheld Against
4 SCOTT A. EDMONDS** Withheld Against
02 PROPOSAL TO AMEND THE AMENDED AND RESTATED ARTICLES Mgmt For For
OF INCORPORATION
Contrary to Policy: No
Comments:
03 PROPOSAL TO APPROVE THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN
Contrary to Policy: No
Comments:
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 83 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHINA PETROLEUM & CHEMICAL CORPORATI
CUSIP/CINS: 16941R Meeting Type: SPECIAL
Ticker: SNP Meeting Date: 18-Dec-03
ISIN: Agenda: 932073276 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THAT THE MAJOR ON-GOING CONNECTED TRANSACTIONS BE Mgmt For For
AND ARE HEREBY APPROVED AND THAT THE BOARD OF
DIRECTORS OF SINOPEC CORP. BE AND IS HEREBY AUTHORIZED
TO DO ALL SUCH FURTHER ACTS AND THINGS IN CONNECTION
WITH THE MAJOR ON-GOING CONNECTED TRANSACTIONS.
Contrary to Policy: No
Comments:
02 THAT THE DE-MINIMUS ON-GOING CONNECTED TRANSACTIONS Mgmt For For
BE AND ARE HEREBY APPROVED AND THAT THE BOARD OF
DIRECTORS OF SINOPEC CORP. BE AND IS HEREBY AUTHORIZED
TO DO ALL SUCH FURTHER ACTS AND THINGS IN CONNECTION
WITH THE DE-MINIMUS ON-GOING CONNECTED TRANSACTIONS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 84 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CHINA UNICOM LIMITED
CUSIP/CINS: 16945R Meeting Type: SPECIAL
Ticker: CHU Meeting Date: 22-Dec-03
ISIN: Agenda: 932074886 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Mgmt
BETWEEN CHINA UNICOM (BVI) LIMITED ( UNICOM BVI ) AND
THE COMPANY IS HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
CIRCULAR.
02 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED UNDER Mgmt
THE SECTION LETTER FROM THE CHAIRMAN OF THE CIRCULAR
OF THE COMPANY ARE HEREBY APPROVED, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING CIRCULAR.
03 THAT THE CONDITIONAL SALE AND PURCHASE AGREEMENT Mgmt
BETWEEN CHINA UNITED TELECOMMUNICATIONS CORPORATION
LIMITED ( A SHARE COMPANY ) AND CHINA UNICOM CORPORATION
LIMITED ( CUCL ) IS HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING
CIRCULAR.
04 THAT THE CONNECTED TRANSACTIONS AS DESCRIBED UNDER Mgmt
THE SECTION LETTER FROM THE CHAIRMAN OF THE CIRCULAR
OF THE COMPANY ARE HEREBY APPROVED, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING CIRCULAR.
Report Date: 27-Aug-04 Page 85 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CIGNA CORPORATION
CUSIP/CINS: 125509 Meeting Type: ANNUAL
Ticker: CI Meeting Date: 28-Apr-04
ISIN: Agenda: 932117763 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT H. CAMPBELL Withheld Against
2 JANE E. HENNEY, M.D. Withheld Against
3 CHARLES R. SHOEMATE Withheld Against
4 LOUIS W. SULLIVAN, M.D. Withheld Against
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 86 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CISCO SYSTEMS, INC.
CUSIP/CINS: 17275R Meeting Type: ANNUAL
Ticker: CSCO Meeting Date: 11-Nov-03
ISIN: Agenda: 932046899 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CAROL A. BARTZ For For
2 LARRY R. CARTER For For
3 JOHN T. CHAMBERS For For
4 DR. JAMES F. GIBBONS For For
5 DR. JOHN L. HENNESSY For For
6 RODERICK C. MCGEARY For For
7 JAMES C. MORGAN For For
8 JOHN P. MORGRIDGE For For
9 DONALD T. VALENTINE For For
10 STEVEN M. WEST For For
11 JERRY YANG For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE OF
100,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN AND A 5-YEAR EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
Contrary to Policy: No
Comments:
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JULY 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 87 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 PROPOSAL SUBMITTED BY A SHAREHOLDER THAT THE BOARD Shr Against For
PREPARE A REPORT EACH FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION TECHNOLOGY ENTITIES IN ANY
COUNTRY, AS MORE FULLY SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
Contrary to Policy: No
Comments:
05 PROPOSAL SUBMITTED BY SHAREHOLDERS THAT THE BOARD S Shr Against For
COMPENSATION COMMITTEE PREPARE AND MAKE AVAILABLE BY
JANUARY 1, 2004, A REPORT COMPARING TOTAL COMPENSATION
OF THE COMPANY S TOP EXECUTIVES AND ITS LOWEST PAID
WORKERS IN THE U.S. AND ABROAD AS OF SPECIFIC DATES, AS
MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 88 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CITIGROUP INC.
CUSIP/CINS: 172967 Meeting Type: ANNUAL
Ticker: CPRK Meeting Date: 20-Apr-04
ISIN: Agenda: 932106215 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. MICHAEL ARMSTRONG For For
2 ALAIN J.P. BELDA For For
3 GEORGE DAVID For For
4 KENNETH T. DERR For For
5 JOHN M. DEUTCH For For
6 R. HERNANDEZ RAMIREZ For For
7 ANN DIBBLE JORDAN For For
8 DUDLEY C. MECUM For For
9 RICHARD D. PARSONS For For
10 ANDRALL E. PEARSON For For
11 CHARLES PRINCE For For
12 ROBERT E. RUBIN For For
13 FRANKLIN A. THOMAS For For
14 SANFORD I. WEILL For For
15 ROBERT B. WILLUMSTAD For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
CITIGROUP S INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 89 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
03 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shr Against For
COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO
RENEWALS OR EXTENSIONS OF OPTION PLANS.
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL REQUESTING A DISCONTINUATION Shr Against For
OF ALL RIGHTS, OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 90 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CITIGROUP INVESTMENTS CORP LOAN FUND
CUSIP/CINS: 17307C Meeting Type: ANNUAL
Ticker: TLI Meeting Date: 21-Jan-04
ISIN: Agenda: 932079963 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ALLAN J. BLOOSTEIN Withheld Against
2 R. JAY GERKEN Withheld Against
Report Date: 27-Aug-04 Page 91 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COMERICA INCORPORATED
CUSIP/CINS: 200340 Meeting Type: ANNUAL
Ticker: CMA Meeting Date: 18-May-04
ISIN: Agenda: 932122637 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RALPH W. BABB, JR. Withheld Against
2 JAMES F. CORDES Withheld Against
3 PETER D. CUMMINGS Withheld Against
4 TODD W. HERRICK Withheld Against
5 WILLIAM P. VITITOE Withheld Against
6 KENNETH L. WAY Withheld Against
02 APPROVAL AND RATIFICATION OF THE COMERICA Mgmt For For
INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK
PURCHASE PLAN
Contrary to Policy: No
Comments:
03 APPROVAL OF THE COMERICA INCORPORATED INCENTIVE PLAN Mgmt For For
FOR NON- EMPLOYEE DIRECTORS
Contrary to Policy: No
Comments:
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 92 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COMPUTER SCIENCES CORPORATION
CUSIP/CINS: 205363 Meeting Type: ANNUAL
Ticker: CSC Meeting Date: 11-Aug-03
ISIN: Agenda: 932020732 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 IRVING W. BAILEY, II For For
2 STEPHEN L. BAUM For For
3 RODNEY F. CHASE For For
4 VAN B. HONEYCUTT For For
5 WILLIAM R. HOOVER For For
6 LEON J. LEVEL For For
7 THOMAS A. MCDONNELL For For
8 F. WARREN MCFARLAN For For
9 JAMES R. MELLOR For For
10 WILLIAM P. RUTLEDGE For For
Report Date: 27-Aug-04 Page 93 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CONOCOPHILLIPS
CUSIP/CINS: 20825C Meeting Type: ANNUAL
Ticker: COP Meeting Date: 05-May-04
ISIN: Agenda: 932125570 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID L. BOREN Withheld Against
2 JAMES E. COPELAND, JR. Withheld Against
3 KENNETH M. DUBERSTEIN Withheld Against
4 RUTH R. HARKIN Withheld Against
5 WILLIAM R. RHODES Withheld Against
6 J. STAPLETON ROY Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN
Contrary to Policy: No
Comments:
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
06 ANWR DRILLING Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 94 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CONOCOPHILLIPS
CUSIP/CINS: 20825C Meeting Type: ANNUAL
Ticker: COP Meeting Date: 05-May-04
ISIN: Agenda: 932125570 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID L. BOREN Withheld Against
2 JAMES E. COPELAND, JR. Withheld Against
3 KENNETH M. DUBERSTEIN Withheld Against
4 RUTH R. HARKIN Withheld Against
5 WILLIAM R. RHODES Withheld Against
6 J. STAPLETON ROY Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 AUTHORIZE THE 2004 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN
Contrary to Policy: No
Comments:
04 OFFICER & DIRECTOR COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
05 COMMONSENSE EXECUTIVE COMPENSATION Shr Against For
Contrary to Policy: No
Comments:
06 ANWR DRILLING Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 95 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CONSTELLATION ENERGY GROUP, INC.
CUSIP/CINS: 210371 Meeting Type: ANNUAL
Ticker: CEG Meeting Date: 21-May-04
ISIN: Agenda: 932132703 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES T. BRADY Withheld Against
2 JAMES R. CURTISS Withheld Against
3 EDWARD J. KELLY, III Withheld Against
4 ROBERT J. LAWLESS Withheld Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 96 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COOPER CAMERON CORPORATION
CUSIP/CINS: 216640 Meeting Type: ANNUAL
Ticker: CAM Meeting Date: 13-May-04
ISIN: Agenda: 932116723 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 LAMAR NORSWORTHY Withheld Against
2 MICHAEL E. PATRICK Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS FOR 2004
Contrary to Policy: No
Comments:
03 VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 97 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COUNTRYWIDE FINANCIAL CORPORATION
CUSIP/CINS: 222372 Meeting Type: SPECIAL
Ticker: CFC Meeting Date: 09-Jan-04
ISIN: Agenda: 932074634 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE PROPOSAL TO AMEND THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE
AUTHORIZED COMMON STOCK.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 98 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COUNTRYWIDE FINANCIAL CORPORATION
CUSIP/CINS: 222372 Meeting Type: ANNUAL
Ticker: CFC Meeting Date: 16-Jun-04
ISIN: Agenda: 932162857 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HENRY G. CISNEROS Withheld Against
2 ROBERT J. DONATO Withheld Against
3 MICHAEL E. DOUGHERTY Withheld Against
4 MARTIN R. MELONE Withheld Against
5 HARLEY W. SNYDER Withheld Against
02 TO APPROVE AND AMEND THE COMPANY S 2000 EQUITY Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 99 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
COVENTRY HEALTH CARE, INC.
CUSIP/CINS: 222862 Meeting Type: ANNUAL
Ticker: CVH Meeting Date: 03-Jun-04
ISIN: Agenda: 932151347 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 L. DALE CRANDALL Withheld Against
2 ROBERT W. MOREY Withheld Against
3 ELIZABETH E. TALLETT Withheld Against
4 ALLEN F. WISE Withheld Against
02 2004 INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP, Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 100 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CURTISS-WRIGHT CORPORATION
CUSIP/CINS: 231561 Meeting Type: ANNUAL
Ticker: CW Meeting Date: 23-Apr-04
ISIN: Agenda: 932106594 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
2 DIRECTOR Mgmt
1 S.M. FULLER Withheld Against
3 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE
CORPORATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 101 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
CVS CORPORATION
CUSIP/CINS: 126650 Meeting Type: ANNUAL
Ticker: CVS Meeting Date: 12-May-04
ISIN: Agenda: 932120380 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W. DON CORNWELL For For
2 THOMAS P. GERRITY For For
3 STANLEY P. GOLDSTEIN For For
4 MARIAN L. HEARD For For
5 WILLIAM H. JOYCE For For
6 TERRY R. LAUTENBACH For For
7 TERRENCE MURRAY For For
8 SHELI Z. ROSENBERG For For
9 THOMAS M. RYAN For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1997 INCENTIVE COMPENSATION PLAN.
Contrary to Policy: No
Comments:
03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS CVS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 1, 2005.
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 102 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DELPHI CORPORATION
CUSIP/CINS: 247126 Meeting Type: ANNUAL
Ticker: DPH Meeting Date: 06-May-04
ISIN: Agenda: 932106152 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 OSCAR BERNARDES For For
2 DR. BERND GOTTSCHALK For For
3 JOHN D. OPIE For For
02 RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
Contrary to Policy: No
Comments:
03 APPROVE THE DELPHI CORPORATION ANNUAL INCENTIVE PLAN Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVE THE DELPHI CORPORATION LONG-TERM INCENTIVE Mgmt For For
PLAN
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL RELATING TO THE REDEMPTION OF Shr Against For
DELPHI S STOCKHOLDER RIGHTS PLAN
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL RELATING TO THE ANNUAL ELECTION Shr For Against
OF DIRECTORS
Contrary to Policy: No
Comments:
07 STOCKHOLDER PROPOSAL RELATING TO ADOPTION OF CODE Shr Against For
FOR DELPHI S INTERNATIONAL OPERATIONS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 103 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DEVON ENERGY CORPORATION
CUSIP/CINS: 25179M Meeting Type: ANNUAL
Ticker: DVEGP Meeting Date: 08-Jun-04
ISIN: Agenda: 932157628 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS F. FERGUSON Withheld Against
2 PETER J. FLUOR Withheld Against
3 DAVID M. GAVRIN Withheld Against
4 MICHAEL E. GELLERT Withheld Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY S Mgmt For For
INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31,
2004.
Contrary to Policy: No
Comments:
03 REVISE DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 104 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DIAMOND OFFSHORE DRILLING, INC.
CUSIP/CINS: 25271C Meeting Type: ANNUAL
Ticker: DO Meeting Date: 18-May-04
ISIN: Agenda: 932111278 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES S. TISCH For For
2 LAWRENCE R. DICKERSON For For
3 ALAN R. BATKIN For For
4 CHARLES L. FABRIKANT For For
5 HERBERT C. HOFMANN For For
6 ARTHUR L. REBELL For For
7 RAYMOND S. TROUBH For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE THE Mgmt For For
AMENDED AND RESTATED DIAMOND OFFSHORE DRILLING, INC.
2000 STOCK OPTION PLAN.
Contrary to Policy: No
Comments:
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 105 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DIGITAL RIVER, INC.
CUSIP/CINS: 25388B Meeting Type: ANNUAL
Ticker: DRIV Meeting Date: 24-May-04
ISIN: Agenda: 932141877 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOEL A. RONNING Withheld Against
2 PERRY W. STEINER Withheld Against
3 J. PAUL THORIN Withheld Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S 1998 STOCK OPTION PLAN THAT WOULD GIVE THE
COMPANY THE FLEXIBILITY TO GRANT STOCK APPRECIATION
RIGHTS, RESTRICTED STOCK UNITS, STOCK PURCHASE RIGHTS
AND STOCK BONUSES, AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
Contrary to Policy: No
Comments:
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S 1999 STOCK OPTION PLAN THAT WOULD GIVE THE
COMPANY THE FLEXIBILITY TO GRANT INCENTIVE STOCK
OPTIONS, STOCK APPRECIATION RIGHTS, RESTRICTED STOCK
UNITS, STOCK PURCHASE RIGHTS AND STOCK BONUSES, AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
Contrary to Policy: No
Comments:
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 106 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DOMINION RESOURCES, INC.
CUSIP/CINS: 25746U Meeting Type: ANNUAL
Ticker: D Meeting Date: 23-Apr-04
ISIN: Agenda: 932100439 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SUSAN B. ALLEN For For
2 PETER W. BROWN For For
3 RONALD J. CALISE For For
4 THOS. E. CAPPS For For
5 GEORGE A. DAVIDSON, JR. For For
6 JOHN W. HARRIS For For
7 ROBERT S. JEPSON, JR. For For
8 BENJAMIN J. LAMBERT III For For
9 RICHARD L. LEATHERWOOD For For
10 MARGARET A. MCKENNA For For
11 KENNETH A. RANDALL For For
12 FRANK S. ROYAL For For
13 S. DALLAS SIMMONS For For
14 ROBERT H. SPILMAN For For
15 DAVID A. WOLLARD For For
02 RETENTION OF AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 107 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DORAL FINANCIAL CORPORATION
CUSIP/CINS: 25811P Meeting Type: ANNUAL
Ticker: DRL Meeting Date: 21-Apr-04
ISIN: Agenda: 932114933 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD F. BONINI For For
2 EDGAR M. CULLMAN, JR For For
3 JOHN L. ERNST For For
4 PETER A. HOFFMAN For For
5 EFRAIM KIER For For
6 SALOMON LEVIS For For
7 ZOILA LEVIS For For
8 HAROLD D. VICENTE For For
9 JOHN B. HUGHES For For
02 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
Contrary to Policy: No
Comments:
03 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF SERIAL
PREFERRED STOCK.
Contrary to Policy: No
Comments:
04 ADOPTION OF DORAL FINANCIAL CORPORATION OMNIBUS Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 108 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 109 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DRS TECHNOLOGIES, INC.
CUSIP/CINS: 23330X Meeting Type: ANNUAL
Ticker: DRS Meeting Date: 06-Aug-03
ISIN: Agenda: 932024297 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 IRA ALBOM For For
2 MARK N. KAPLAN For For
3 DENNIS J. REIMER For For
02 TO APPROVE THE AUDITOR RATIFICATION Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 110 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DRS TECHNOLOGIES, INC.
CUSIP/CINS: 23330X Meeting Type: SPECIAL
Ticker: DRS Meeting Date: 22-Jan-04
ISIN: Agenda: 932080776 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO AMEND DRS S CERTIFICATE OF INCORPORATION, AS Mgmt For For
AMENDED, TO INCREASE ITS AUTHORIZED COMMON STOCK
FROM 30,000,000 SHARES TO 50,000,000 SHARES.
Contrary to Policy: No
Comments:
02 TO AMEND AND RESTATE DRS S 1996 OMNIBUS PLAN, AS Mgmt For For
AMENDED, TO (I) INCREASE THE MAXIMUM NUMBER OF SHARES
AVAILABLE FOR AWARDS FROM 3,875,000 TO 5,875,000 AND
(II) MAKE THE OTHER CHANGES SET FORTH IN THE FORM OF
PROPOSED AMENDED AND RESTATED PLAN ATTACHED AS EXHIBIT B
TO THE PROXY STATEMENT, DATED DECEMBER 22, 2003.
Contrary to Policy: No
Comments:
03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE Mgmt Abstain Against
UPON ANY OTHER MATTERS COMING BEFORE THE MEETING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 111 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DUKE ENERGY CORPORATION
CUSIP/CINS: 264399 Meeting Type: ANNUAL
Ticker: DUK Meeting Date: 13-May-04
ISIN: Agenda: 932109677 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PAUL M. ANDERSON Withheld Against
2 ANN M. GRAY Withheld Against
3 MICHAEL E.J. PHELPS Withheld Against
4 JAMES T. RHODES Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY S Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 A SHAREHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shr For Against
OF DUKE ENERGY S BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Contrary to Policy: No
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interest of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 112 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
DUKE REALTY CORPORATION
CUSIP/CINS: 264411 Meeting Type: ANNUAL
Ticker: DREPRA Meeting Date: 28-Apr-04
ISIN: Agenda: 932104881 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BARRINGTON H. BRANCH For For
2 GARY A. BURK For For
3 GEOFFREY BUTTON For For
4 WILLIAM CAVANAUGH III For For
5 NGAIRE E. CUNEO For For
6 CHARLES R. EITEL For For
7 THOMAS L. HEFNER For For
8 L. BEN LYTLE For For
9 WILLIAM O. MCCOY For For
10 JOHN W. NELLEY, JR. For For
11 DENNIS D. OKLAK For For
12 JAMES E. ROGERS For For
13 JACK R. SHAW For For
14 ROBERT J. WOODWARD, JR. For For
15 DARELL E. ZINK, JR. For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 113 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
03 SHAREHOLDER PROPOSAL TO SEPARATE THE POSITIONS OF Shr Against For
BOARD CHAIR AND CHIEF EXECUTIVE OFFICER
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 114 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ELI LILLY AND COMPANY
CUSIP/CINS: 532457 Meeting Type: ANNUAL
Ticker: HYU Meeting Date: 19-Apr-04
ISIN: Agenda: 932109487 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 S.C. BEERING Withheld Against
2 W. BISCHOFF Withheld Against
3 F.G. PRENDERGAST Withheld Against
4 K.P. SEIFERT Withheld Against
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE ELI LILLY AND COMPANY BONUS PLAN. Mgmt For For
Contrary to Policy: No
Comments:
04 PROPOSAL BY SHAREHOLDERS THAT THE BOARD ADOPT A Shr Against For
COMPENSATION PROGRAM LIMITING THE COMPENSATION OF
SENIOR EXECUTIVES TO SPECIFIED LEVELS.
Contrary to Policy: No
Comments:
05 PROPOSAL BY SHAREHOLDERS THAT THE BOARD REPORT ON Shr Against For
HOW THE COMPANY WILL RESPOND TO PRESSURE TO
INCREASE ACCESS TO AND AFFORDABILITY OF PRESCRIPTION
DRUGS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 115 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EMC CORPORATION
CUSIP/CINS: 268648 Meeting Type: ANNUAL
Ticker: EMC Meeting Date: 05-May-04
ISIN: Agenda: 932103550 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN R. EGAN Withheld Against
2 MICHAEL C. RUETTGERS Withheld Against
3 DAVID N. STROHM Withheld Against
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT TO EMC S 2003 Mgmt For For
STOCK PLAN TO INCREASE BY 50,000,000 THE NUMBER OF
SHARES AVAILABLE FOR GRANT UNDER SUCH PLAN, AND ALLOW
AWARDS OF RESTRICTED STOCK AND RESTRICTED STOCK UNITS TO
BE GRANTED TO NON-EMPLOYEE DIRECTORS, AS DESCRIBED IN
EMC S PROXY STATEMENT.
Contrary to Policy: No
Comments:
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT TO EMC S 1989 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY 25,000,000
THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER SUCH
PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT.
Contrary to Policy: No
Comments:
04 PROPOSAL 4 - TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
05 PROPOSAL 5 - TO ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
RELATING TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
EMC S PROXY STATEMENT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 116 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EMERSON ELECTRIC CO.
CUSIP/CINS: 291011 Meeting Type: ANNUAL
Ticker: EMR Meeting Date: 03-Feb-04
ISIN: Agenda: 932076791 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. FERNANDEZ G. Withheld Against
2 C.F. KNIGHT Withheld Against
3 G.A. LODGE Withheld Against
4 R.L. RIDGWAY Withheld Against
5 E.E. WHITACRE, JR. Withheld Against
02 RE-APPROVAL OF PERFORMANCE MEASURES UNDER THE Mgmt For For
EMERSON ELECTRIC CO. 1997 INCENTIVE SHARES PLAN
Contrary to Policy: No
Comments:
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 117 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ENCANA CORPORATION
CUSIP/CINS: 292505 Meeting Type: SPECIAL
Ticker: ECA Meeting Date: 28-Apr-04
ISIN: Agenda: 932121382 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL N. CHERNOFF For For
2 RALPH S. CUNNINGHAM For For
3 PATRICK D. DANIEL For For
4 IAN W. DELANEY For For
5 WILLIAM R. FATT For For
6 MICHAEL A. GRANDIN For For
7 BARRY W. HARRISON For For
8 RICHARD F. HASKAYNE For For
9 DALE A. LUCAS For For
10 KEN F. MCCREADY For For
11 GWYN MORGAN For For
12 VALERIE A.A. NIELSEN For For
13 DAVID P. O'BRIEN For For
14 JANE L. PEVERETT For For
15 DENNIS A. SHARP For For
16 JAMES M. STANFORD For For
02 APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS Mgmt For For
LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 118 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
03 CONFIRMATION OF NEW BY-LAW NO. 1 (AS DESCRIBED ON PAGE Mgmt For For
8 AND IN APPENDIX A OF THE ACCOMPANYING INFORMATION
CIRCULAR).
Contrary to Policy: No
Comments:
04 APPROVAL OF AMENDMENTS AND RECONFIRMATION OF THE Mgmt For For
SHAREHOLDER RIGHTS PLAN (AS DESCRIBED ON PAGES 8-11
AND IN APPENDIX B OF THE ACCOMPANYING INFORMATION
CIRCULAR).
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 119 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ENERGEN CORPORATION
CUSIP/CINS: 29265N Meeting Type: ANNUAL
Ticker: EGN Meeting Date: 28-Apr-04
ISIN: Agenda: 932110000 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEPHEN D. BAN* Withheld Against
2 JULIAN W. BANTON* Withheld Against
3 T. MICHAEL GOODRICH* Withheld Against
4 WM. MICHAEL WARREN JR.* Withheld Against
5 DAVID W. WILSON** Withheld Against
Report Date: 27-Aug-04 Page 120 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ENERPLUS RESOURCES FUND
CUSIP/CINS: 29274D Meeting Type: ANNUAL
Ticker: ERF Meeting Date: 07-May-04
ISIN: Agenda: 932108877 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THE NOMINATION AS DIRECTORS OF THE CORPORATION OF THE Mgmt For For
NOMINEES DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR AND PROXY STATEMENT.
Contrary to Policy: No
Comments:
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE FUND, AT A REMUNERATION
TO BE FIXED BY THE DIRECTORS OF THE CORPORATION UPON
RECOMMENDATION BY THE AUDIT AND RISK MANAGEMENT
COMMITTEE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 121 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ENSCO INTERNATIONAL INCORPORATED
CUSIP/CINS: 26874Q Meeting Type: ANNUAL
Ticker: ESV Meeting Date: 11-May-04
ISIN: Agenda: 932120239 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 DAVID M. CARMICHAEL Withheld Against
2 THOMAS L. KELLY II Withheld Against
3 RITA M. RODRIGUEZ Withheld Against
Report Date: 27-Aug-04 Page 122 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EON LABS, INC.
CUSIP/CINS: 29412E Meeting Type: ANNUAL
Ticker: ELAB Meeting Date: 28-May-04
ISIN: Agenda: 932164180 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS STRUNGMANN, PH.D Withheld Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION THAT WOULD INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
70,000,000 SHARES TO 100,000,000 SHARES.
Contrary to Policy: No
Comments:
03 TO RATIFY THE REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
04 TO VOTE, AS THE PROXY HOLDERS IN THEIR DISCRETION MAY Mgmt For For
DETERMINE, UPON SUCH OTHER BUSINESS AS MAY BE
PROPERLY BROUGHT BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 123 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EQUITY RESIDENTIAL
CUSIP/CINS: 29476L Meeting Type: ANNUAL
Ticker: EQRPRA Meeting Date: 28-May-04
ISIN: Agenda: 932139098 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN W. ALEXANDER For For
2 CHARLES L. ATWOOD For For
3 BRUCE W. DUNCAN For For
4 STEPHEN O. EVANS For For
5 JAMES D. HARPER, JR. For For
6 BOONE A. KNOX For For
7 DESIREE G. ROGERS For For
8 SHELI Z. ROSENBERG For For
9 GERALD A. SPECTOR For For
10 B. JOSEPH WHITE For For
11 SAMUEL ZELL For For
02 APPROVAL OF AMENDMENT TO THE COMPANY S DECLARATION Mgmt For For
OF TRUST TO REMOVE A POTENTIAL ANTI-TAKEOVER DEFENSE.
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 124 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EVEREST RE GROUP, LTD.
CUSIP/CINS: G3223R Meeting Type: ANNUAL
Ticker: RE Meeting Date: 19-May-04
ISIN: Agenda: 932139620 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 KENNETH J. DUFFY Withheld Against
2 JOSEPH V. TARANTO Withheld Against
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004 AND AUTHORIZE THE BOARD OF DIRECTORS
ACTING BY THE AUDIT COMMITTEE OF THE BOARD TO SET THE
FEES FOR THE INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 125 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EXELON CORPORATION
CUSIP/CINS: 30161N Meeting Type: ANNUAL
Ticker: EXC Meeting Date: 27-Apr-04
ISIN: Agenda: 932103423 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 NICHOLAS DEBENEDICTIS Withheld Against
2 G. FRED DIBONA, JR. Withheld Against
3 SUE L. GIN Withheld Against
4 EDGAR D. JANNOTTA Withheld Against
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF ANNUAL INCENTIVE PLAN FOR SENIOR Mgmt For For
EXECUTIVES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 126 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
EXXON MOBIL CORPORATION
CUSIP/CINS: 30231G Meeting Type: ANNUAL
Ticker: XOM Meeting Date: 26-May-04
ISIN: Agenda: 932133123 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M.J. BOSKIN For For
2 J.R. HOUGHTON For For
3 W.R. HOWELL For For
4 R.C. KING For For
5 P.E. LIPPINCOTT For For
6 H.J. LONGWELL For For
7 H.A. MCKINNELL, JR. For For
8 M.C. NELSON For For
9 L.R. RAYMOND For For
10 W.V. SHIPLEY For For
11 R.W. TILLERSON For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 27). Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR RESTRICTED Mgmt For For
STOCK PLAN (PAGE 28).
Contrary to Policy: No
Comments:
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 127 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 POLITICAL CONTRIBUTIONS REPORT (PAGE 32). Shr Against For
Contrary to Policy: No
Comments:
06 MEDIA RESPONSE ON EQUATORIAL GUINEA (PAGE 34). Shr Against For
Contrary to Policy: No
Comments:
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr Against For
Contrary to Policy: No
Comments:
08 EXECUTIVE COMPENSATION (PAGE 39). Shr Against For
Contrary to Policy: No
Comments:
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr Against For
Contrary to Policy: No
Comments:
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr Against For
Contrary to Policy: No
Comments:
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 128 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FEDERAL SIGNAL CORPORATION
CUSIP/CINS: 313855 Meeting Type: ANNUAL
Ticker: FSS Meeting Date: 30-Apr-04
ISIN: Agenda: 932103295 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT M. GERRITY Withheld Against
2 ROBERT S. HAMADA Withheld Against
3 WALDEN W. O'DELL Withheld Against
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FEDERAL Mgmt For For
SIGNAL CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 129 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FIFTH THIRD BANCORP
CUSIP/CINS: 316773 Meeting Type: ANNUAL
Ticker: FITB Meeting Date: 23-Mar-04
ISIN: Agenda: 932098230 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DARRYL F. ALLEN Withheld Against
2 ALLEN M. HILL Withheld Against
3 DR MITCHEL D LIVINGSTON Withheld Against
4 HENDRIK G. MEIJER Withheld Against
5 JAMES E. ROGERS Withheld Against
02 PROPOSAL TO APPROVE FIFTH THIRD BANCORP INCENTIVE Mgmt For For
COMPENSATION PLAN, INCLUDING THE ISSUANCE OF UP TO
20,000,000 SHARES OF COMMON STOCK THEREUNDER.
Contrary to Policy: No
Comments:
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR 2004.
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REGARDING AMENDMENT OF FIFTH Mgmt For
THIRD BANCORP S WRITTEN EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY
PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND TO SUBSTANTIALLY
IMPLEMENT THAT POLICY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 130 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FIRST BANCORP
CUSIP/CINS: 318672 Meeting Type: ANNUAL
Ticker: FBP Meeting Date: 29-Apr-04
ISIN: Agenda: 932121685 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANGEL ALVAREZ PEREZ* Withheld Against
2 J. LUIS FERRER-CANALS* Withheld Against
3 SHAREE ANN UMPIERRE* Withheld Against
02 TO ELECT THE FOLLOWING DIRECTOR FOR A TERM OF ONE Mgmt Against Against
YEAR: JOSE MENENDEZ CORTADA
Contrary to Policy: No
Comments:
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS FOR
FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
04 TO CONSIDER ANY OTHER MATTERS THAT MAY BE PROPERLY Mgmt For For
BROUGHT UP FOR CONSIDERATION AT THE ANNUAL MEETING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 131 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FIRST HEALTH GROUP CORP.
CUSIP/CINS: 320960 Meeting Type: ANNUAL
Ticker: FHCC Meeting Date: 13-May-04
ISIN: Agenda: 932147021 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL J. BOSKIN, PHD For For
2 DANIEL S. BRUNNER For For
3 RAUL CESAN For For
4 RONALD H. GALOWICH For For
5 HAROLD S. HANDELSMAN For For
6 DON LOGAN For For
7 WILLIAM MAYER For For
8 DAVID E. SIMON For For
9 JAMES C. SMITH For For
10 EDWARD L. WRISTEN For For
02 RATIFICATION OF THE REAPPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 132 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FIRSTENERGY CORP.
CUSIP/CINS: 337932 Meeting Type: ANNUAL
Ticker: FE Meeting Date: 18-May-04
ISIN: Agenda: 932104007 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 P.T. ADDISON Withheld Against
2 E.J. NOVAK, JR. Withheld Against
3 J.M. PIETRUSKI Withheld Against
4 C.A. REIN Withheld Against
5 R.C. SAVAGE Withheld Against
02 RATIFICATION OF AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF AMENDMENTS TO THE CODE OF REGULATIONS Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
Contrary to Policy: No
Comments:
04 APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION AND CODE OF REGULATIONS TO CHANGE
CERTAIN VOTING REQUIREMENTS
Contrary to Policy: No
Comments:
05 APPROVAL OF EXISTING EXECUTIVE DEFERRED COMPENSATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
06 APPROVAL OF EXISTING DIRECTOR DEFERRED COMPENSATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 133 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
07 SHAREHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
08 SHAREHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
09 SHAREHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
10 SHAREHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 134 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FLEETBOSTON FINANCIAL CORPORATION
CUSIP/CINS: 339030 Meeting Type: SPECIAL
Ticker: FBF Meeting Date: 17-Mar-04
ISIN: Agenda: 932093519 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE MERGER AGREEMENT Mgmt For For
Contrary to Policy: No
Comments:
02 APPROVAL OF PROPOSAL TO ADJOURN THE FLEETBOSTON Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 135 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FLUOR CORPORATION
CUSIP/CINS: 343412 Meeting Type: ANNUAL
Ticker: FLR Meeting Date: 28-Apr-04
ISIN: Agenda: 932120633 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES T. HACKETT Withheld Against
2 KENT KRESA Withheld Against
3 ROBIN W. RENWICK Withheld Against
4 MARTHA R. SEGER Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 APPROVAL OF AMENDMENTS TO FLUOR CORPORATION 2000 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 136 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FOREST LABORATORIES, INC.
CUSIP/CINS: 345838 Meeting Type: ANNUAL
Ticker: FRX Meeting Date: 11-Aug-03
ISIN: Agenda: 932019599 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HOWARD SOLOMON For For
2 WILLIAM J. CANDEE, III For For
3 GEORGE S. COHAN For For
4 DAN L. GOLDWASSER For For
5 LESTER B. SALANS For For
6 KENNETH E. GOODMAN For For
7 PHILLIP M. SATOW For For
02 RATIFICATION OF AMENDMENT OF THE COMPANY S CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL SHARES OF
THE COMPANY S COMMON STOCK.
Contrary to Policy: No
Comments:
03 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Mgmt For For
AUDITORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 137 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FORTUNE BRANDS, INC.
CUSIP/CINS: 349631 Meeting Type: ANNUAL
Ticker: FO Meeting Date: 27-Apr-04
ISIN: Agenda: 932103942 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANNE M. TATLOCK Withheld Against
2 NORMAN H. WESLEY Withheld Against
3 PETER M. WILSON Withheld Against
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL ENTITLED SHAREHOLDER VOTE ON Shr Against For
POISON PILLS TO ADOPT THE FOLLOWING RESOLUTION: THE
SHAREHOLDERS OF OUR COMPANY REQUEST THAT OUR BOARD OF
DIRECTORS SEEK SHAREHOLDER APPROVAL AT THE EARLIEST
SUBSEQUENT SHAREHOLDER ELECTION, FOR THE ADOPTION,
MAINTENANCE OR EXTENSION OF ANY CURRENT OR FUTURE POISON
PILL.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 138 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FOX ENTERTAINMENT GROUP, INC.
CUSIP/CINS: 35138T Meeting Type: ANNUAL
Ticker: FOX Meeting Date: 25-Nov-03
ISIN: Agenda: 932054771 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 K. RUPERT MURDOCH For For
2 PETER CHERNIN For For
3 DAVID F. DEVOE For For
4 ARTHUR M. SISKIND For For
5 LACHLAN K. MURDOCH For For
6 CHRISTOS M. COTSAKOS For For
7 THOMAS W. JONES For For
8 PETER POWERS For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 139 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FPL GROUP, INC.
CUSIP/CINS: 302571 Meeting Type: ANNUAL
Ticker: FPL Meeting Date: 21-May-04
ISIN: Agenda: 932114642 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 H. JESSE ARNELLE For For
2 SHERRY S. BARRAT For For
3 ROBERT M. BEALL, II For For
4 J. HYATT BROWN For For
5 JAMES L. CAMAREN For For
6 LEWIS HAY III For For
7 FREDERIC V. MALEK For For
8 MICHAEL H. THAMAN For For
9 PAUL R. TREGURTHA For For
10 FRANK G. ZARB For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE AMENDED AND RESTATED LONG TERM Mgmt For For
INCENTIVE PLAN, IN AN AMENDED FORM.
Contrary to Policy: No
Comments:
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN AS REQUIRED BY Mgmt For For
THE INTERNAL REVENUE CODE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 140 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 APPROVAL OF THE PERFORMANCE-BASED AWARDS Mgmt For For
PROVISIONS OF THE AMENDED AND RESTATED LONG TERM
INCENTIVE PLAN AS REQUIRED BY THE INTERNAL REVENUE
CODE.
Contrary to Policy: No
Comments:
06 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 141 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FRANKLIN ELECTRIC CO., INC.
CUSIP/CINS: 353514 Meeting Type: ANNUAL
Ticker: FELE Meeting Date: 05-May-04
ISIN: Agenda: 932118943 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DONALD J. SCHNEIDER Withheld Against
2 R. SCOTT TRUMBULL Withheld Against
02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF AUTHORIZED COMMON STOCK.
Contrary to Policy: No
Comments:
03 APPOINTMENT OF INDEPENDENT AUDITORS - PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 142 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FREEPORT-MCMORAN COPPER & GOLD INC.
CUSIP/CINS: 35671D Meeting Type: ANNUAL
Ticker: FCXPRB Meeting Date: 06-May-04
ISIN: Agenda: 932122497 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 MR. ALLISON For For
2 MR. CLIFFORD For For
3 MR. MOFFETT For For
4 MR. RANKIN For For
5 MR. WHARTON For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE PROPOSED 2004 DIRECTOR COMPENSATION Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL REGARDING FINANCIAL SUPPORT OF Shr Against For
INDONESIAN GOVERNMENT SECURITY PERSONNEL
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 143 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FREMONT GENERAL CORPORATION
CUSIP/CINS: 357288 Meeting Type: ANNUAL
Ticker: FMT Meeting Date: 20-May-04
ISIN: Agenda: 932131838 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES A. MCINTYRE For For
2 LOUIS J. RAMPINO For For
3 WAYNE R. BAILEY For For
4 THOMAS W. HAYES For For
5 ROBERT F. LEWIS For For
6 RUSSELL K. MAYERFELD For For
7 DICKINSON C. ROSS For For
02 APPROVAL OF EXECUTIVE OFFICER ANNUAL BONUS PLAN Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF EXECUTIVE OFFICER LONG-TERM INCENTIVE Mgmt For For
COMPENSATION PLAN
Contrary to Policy: No
Comments:
04 APPROVAL OF SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Mgmt For For
Contrary to Policy: No
Comments:
05 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 144 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
FRIEDMAN, BILLINGS, RAMSEY GROUP, IN
CUSIP/CINS: 358434 Meeting Type: ANNUAL
Ticker: FBR Meeting Date: 19-May-04
ISIN: Agenda: 932163241 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EMANUEL J. FRIEDMAN For For
2 ERIC F. BILLINGS For For
3 W. RUSSELL RAMSEY For For
4 DANIEL J. ALTOBELLO For For
5 PETER A. GALLAGHER For For
6 STEPHEN D. HARLAN For For
7 RUSSELL C. LINDNER For For
8 WALLACE L. TIMMENY For For
9 JOHN T. WALL For For
02 TO APPROVE THE FBR 2004 LONG TERM INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 145 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GENERAL DYNAMICS CORPORATION
CUSIP/CINS: 369550 Meeting Type: ANNUAL
Ticker: GD Meeting Date: 05-May-04
ISIN: Agenda: 932119440 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 N.D. CHABRAJA For For
2 J.S. CROWN For For
3 L. CROWN For For
4 W.P. FRICKS For For
5 C.H. GOODMAN For For
6 J.L. JOHNSON For For
7 G.A. JOULWAN For For
8 P.G. KAMINSKI For For
9 J.M. KEANE For For
10 L.L. LYLES For For
11 C.E. MUNDY, JR. For For
12 R. WALMSLEY For For
02 APPROVAL OF THE EQUITY COMPENSATION PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL WITH REGARD TO POISON PILLS. Shr Against For
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL WITH REGARD TO FOREIGN Shr Against For
MILITARY SALES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 146 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GENERAL ELECTRIC COMPANY
CUSIP/CINS: 369604 Meeting Type: ANNUAL
Ticker: GE Meeting Date: 28-Apr-04
ISIN: Agenda: 932103346 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
0A DIRECTOR Mgmt
1 JAMES I. CASH, JR. For For
2 DENNIS D. DAMMERMAN For For
3 ANN M. FUDGE For For
4 CLAUDIO X. GONZALEZ For For
5 JEFFREY R. IMMELT For For
6 ANDREA JUNG For For
7 ALAN G. LAFLEY For For
8 KENNETH G. LANGONE For For
9 RALPH S. LARSEN For For
10 ROCHELLE B. LAZARUS For For
11 SAM NUNN For For
12 ROGER S. PENSKE For For
13 ROBERT J. SWIERINGA For For
14 DOUGLAS A. WARNER III For For
15 ROBERT C. WRIGHT For For
0B INDEPENDENT AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 147 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE OFFICER Mgmt For For
PERFORMANCE GOALS
Contrary to Policy: No
Comments:
01 CUMULATIVE VOTING Shr Against For
Contrary to Policy: No
Comments:
02 ANIMAL TESTING Shr Against For
Contrary to Policy: No
Comments:
03 NUCLEAR RISK Shr Against For
Contrary to Policy: No
Comments:
04 REPORT ON PCB CLEANUP COSTS Shr Against For
Contrary to Policy: No
Comments:
05 OFFSHORE SOURCING Shr Against For
Contrary to Policy: No
Comments:
06 SUSTAINABILITY INDEX Shr Against For
Contrary to Policy: No
Comments:
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
Contrary to Policy: No
Comments:
08 PAY DISPARITY Shr Against For
Contrary to Policy: No
Comments:
09 END STOCK OPTIONS AND BONUSES Shr Against For
Contrary to Policy: No
Comments:
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 148 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
Contrary to Policy: No
Comments:
12 EXPLORE SALE OF COMPANY Shr Against For
Contrary to Policy: No
Comments:
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
Contrary to Policy: No
Comments:
14 BOARD INDEPENDENCE Shr Against For
Contrary to Policy: No
Comments:
15 POLITICAL CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 149 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GETTY REALTY CORP.
CUSIP/CINS: 374297 Meeting Type: ANNUAL
Ticker: GTY Meeting Date: 20-May-04
ISIN: Agenda: 932145267 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M. COOPER For For
2 P. COVIELLO For For
3 L. LIEBOWITZ For For
4 H. SAFENOWITZ For For
5 W. WINTRUB For For
02 THE APPROVAL OF THE GETTY REALTY CORP. 2004 OMNIBUS Mgmt For For
INCENTIVE COMPENSATION PLAN.
Contrary to Policy: No
Comments:
03 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 150 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GLADSTONE CAPITAL CORPORATION
CUSIP/CINS: 376535 Meeting Type: ANNUAL
Ticker: GLAD Meeting Date: 18-Feb-04
ISIN: Agenda: 932085675 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID GLADSTONE Withheld Against
2 PAUL ADELGREN Withheld Against
3 JOHN OUTLAND Withheld Against
02 TO APPROVE AN INVESTMENT ADVISORY AGREEMENT FOR THE Mgmt For For
COMPANY WITH GLADSTONE MANAGEMENT CORPORATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 151 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GLAXOSMITHKLINE PLC
CUSIP/CINS: 37733W Meeting Type: ANNUAL
Ticker: GSK Meeting Date: 17-May-04
ISIN: Agenda: 932115404 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Mgmt
FINANCIAL STATEMENTS (ORDINARY RESOLUTION)
O2 TO APPROVE THE REMUNERATION REPORT (ORDINARY Mgmt
RESOLUTION)
O3 TO ELECT MR H LAWRENCE CULP AS A DIRECTOR (ORDINARY Mgmt
RESOLUTION)
O4 TO ELECT MR CRISPIN DAVIS AS A DIRECTOR (ORDINARY Mgmt
RESOLUTION)
O5 TO ELECT SIR ROBERT WILSON AS A DIRECTOR (ORDINARY Mgmt
RESOLUTION)
O6 TO ELECT DR TACHI YAMADA AS A DIRECTOR (ORDINARY Mgmt
RESOLUTION)
O7 TO RE-ELECT SIR CHRISTOPHER HOGG AS A DIRECTOR Mgmt
(ORDINARY RESOLUTION)
O8 RE-APPOINTMENT OF AUDITORS (ORDINARY RESOLUTION) Mgmt
O9 REMUNERATION OF AUDITORS (ORDINARY RESOLUTION) Mgmt
S10 AUTHORISE THE COMPANY TO MAKE DONATIONS TO EU Mgmt
POLITICAL ORGAN- ISATIONS AND INCUR EU POLITICAL
EXPENDITURE (SPECIAL BUSINESS)
S11 DISAPPLICATION OF PRE-EMPTION RIGHTS (SPECIAL Mgmt
RESOLUTION)
S12 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Mgmt
SHARES (SPECIAL RESOLUTION)
Report Date: 27-Aug-04 Page 152 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GLOBALSANTAFE CORPORATION
CUSIP/CINS: G3930E Meeting Type: ANNUAL
Ticker: GSF Meeting Date: 09-Jun-04
ISIN: Agenda: 932140166 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 FERDINAND A. BERGER Withheld Against
2 KHALED R. AL-HAROON Withheld Against
3 EDWARD R. MULLER Withheld Against
4 PAUL J. POWERS Withheld Against
5 JOHN L. WHITMIRE Withheld Against
02 PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE Mgmt For For
COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION
TO PERMIT TELEPHONIC AND INTERNET VOTING BY RECORD
SHAREHOLDERS.
Contrary to Policy: No
Comments:
03 PROPOSAL TO APPROVE A SPECIAL RESOLUTION TO AMEND THE Mgmt For For
COMPANY S AMENDED AND RESTATED ARTICLES OF ASSOCIATION
TO REMOVE THE LANGUAGE NO SHARE OWNERSHIP QUALIFICATION
FOR DIRECTORS SHALL BE REQUIRED.
Contrary to Policy: No
Comments:
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 153 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GOLDEN WEST FINANCIAL CORPORATION
CUSIP/CINS: 381317 Meeting Type: ANNUAL
Ticker: GDW Meeting Date: 27-Apr-04
ISIN: Agenda: 932101859 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PATRICIA A. KING Withheld Against
2 MARION O. SANDLER Withheld Against
3 LESLIE TANG SCHILLING Withheld Against
02 INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON Mgmt For For
STOCK FROM 200,000,000 TO 600,000,000.
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
TO SERVE AS THE COMPANY S INDEPENDENT OUTSIDE
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 154 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
GRANT PRIDECO, INC.
CUSIP/CINS: 38821G Meeting Type: ANNUAL
Ticker: GRP Meeting Date: 11-May-04
ISIN: Agenda: 932131028 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 DAVID J. BUTTERS
2 ELIOT M. FRIED
3 DENNIS R. HENDRIX
4 HAROLD E. LAYMAN
5 SHELDON B. LUBAR
6 MICHAEL MCSHANE
7 ROBERT K. MOSES, JR.
8 JOSEPH E. REID
9 DAVID A. TRICE
Report Date: 27-Aug-04 Page 155 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HALLIBURTON COMPANY
CUSIP/CINS: 406216 Meeting Type: ANNUAL
Ticker: HAL Meeting Date: 19-May-04
ISIN: Agenda: 932118931 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 R.L. CRANDALL For For
2 K.T. DERR For For
3 C.J. DIBONA For For
4 W.R. HOWELL For For
5 R.L. HUNT For For
6 D.J. LESAR For For
7 A.B. LEWIS For For
8 J.L. MARTIN For For
9 J.A. PRECOURT For For
10 D.L. REED For For
11 C.J. SILAS For For
02 PROPOSAL TO AMEND HALLIBURTON S CERTIFICATE OF Mgmt For For
INCORPORATION.
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN IRAN. Shr Against For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shr Against For
THRESHOLD.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 156 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 STOCKHOLDER PROPOSAL TO SEPARATE CHAIRMAN/CEO. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 157 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HANOVER COMPRESSOR COMPANY
CUSIP/CINS: 410768 Meeting Type: ANNUAL
Ticker: HC Meeting Date: 20-May-04
ISIN: Agenda: 932143681 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 I. JON BRUMLEY For For
2 TED COLLINS, JR. For For
3 CHAD C. DEATON For For
4 MARGARET K. DORMAN For For
5 ROBERT R. FURGASON For For
6 VICTOR E. GRIJALVA For For
7 GORDON T. HALL For For
8 STEPHEN M. PAZUK For For
9 ALVIN V. SHOEMAKER For For
02 RATIFICATION OF REAPPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 158 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HEAD N.V.
CUSIP/CINS: 422070 Meeting Type: ANNUAL
Ticker: HED Meeting Date: 26-May-04
ISIN: Agenda: 932170070 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO ADOPT THE DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2003.
Contrary to Policy: No
Comments:
04 PROPOSAL TO DISCHARGE EACH MEMBER OF THE BOARD OF Mgmt For For
MANAGEMENT AND THE SUPERVISORY BOARD FROM LIABILITY.
Contrary to Policy: No
Comments:
05 PROPOSAL TO EXTEND THE AUTHORITY OF THE BOARD OF Mgmt For For
MANAGEMENT TO REPURCHASE SHARES.
Contrary to Policy: No
Comments:
6A PROPOSAL TO CANCEL ORDINARY SHARES WHICH HAVE BEEN Mgmt For For
REPURCHASED BY THE COMPANY.
Contrary to Policy: No
Comments:
6B PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For
REDUCE THE AUTHORISED SHARE CAPITAL.
Contrary to Policy: No
Comments:
07 PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt For For
MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO
ISSUE SHARES.
Contrary to Policy: No
Comments:
08 PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF Mgmt Against Against
MANAGEMENT AS THE CORPORATE BODY AUTHORISED TO LIMIT
OR EXCLUDE THE RIGHT OF PRE-EMPTION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 159 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
09 APPROVAL OF THE CORPORATE GOVERNANCE STRUCTURE AND Mgmt For For
AUTHORISATION OF THE NON-APPLICATION OF THE DUTCH
CORPORATE GOVERNANCE CODE IN VIEW OF THE APPLICATION OF THE NYSE AND SEC
RULES ON CORPORATE GOVERNANCE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 160 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HEALTH CARE REIT, INC.
CUSIP/CINS: 42217K Meeting Type: ANNUAL
Ticker: HCN Meeting Date: 06-May-04
ISIN: Agenda: 932120607 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS J. DEROSA Withheld Against
2 JEFFREY H. DONAHUE Withheld Against
3 BRUCE G. THOMPSON Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 161 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HEALTHCARE REALTY TRUST INCORPORATED
CUSIP/CINS: 421946 Meeting Type: ANNUAL
Ticker: HRPRA Meeting Date: 11-May-04
ISIN: Agenda: 932110125 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARLIESE E. MOONEY Withheld Against
2 EDWIN B. MORRIS III Withheld Against
3 JOHN KNOX SINGLETON Withheld Against
Report Date: 27-Aug-04 Page 162 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HERLEY INDUSTRIES, INC.
CUSIP/CINS: 427398 Meeting Type: ANNUAL
Ticker: HRLY Meeting Date: 15-Jan-04
ISIN: Agenda: 932074088 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LEE N. BLATT Withheld Against
2 ADM E K WALKER JR (RET) Withheld Against
3 DR. EDWARD A. BOGUCZ Withheld Against
4 ADM R M MOORE (RET) Withheld Against
Report Date: 27-Aug-04 Page 163 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HEWLETT-PACKARD COMPANY
CUSIP/CINS: 428236 Meeting Type: ANNUAL
Ticker: HPQ Meeting Date: 17-Mar-04
ISIN: Agenda: 932086982 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 L.T. BABBIO, JR. For For
2 P.C. DUNN For For
3 C.S. FIORINA For For
4 R.A. HACKBORN For For
5 G.A. KEYWORTH II For For
6 R.E. KNOWLING, JR. For For
7 S.M. LITVACK For For
8 R.L. RYAN For For
9 L.S. SALHANY For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS HEWLETT- Mgmt For For
PACKARD COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2004 STOCK Mgmt For For
INCENTIVE PLAN
Contrary to Policy: No
Comments:
04 SHAREOWNER PROPOSAL ENTITLED STOCK OPTION Shr Against For
EXPENSING PROPOSAL
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 164 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HOSPITALITY PROPERTIES TRUST
CUSIP/CINS: 44106M Meeting Type: ANNUAL
Ticker: HPT Meeting Date: 11-May-04
ISIN: Agenda: 932136371 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ARTHUR G. KOUMANTZELIS Withheld Against
Report Date: 27-Aug-04 Page 165 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HOVNANIAN ENTERPRISES, INC.
CUSIP/CINS: 442487 Meeting Type: Contested ANNUAL
Ticker: HOV Meeting Date: 05-Mar-04
ISIN: Agenda: 932092810 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 K. HOVNANIAN For For
2 A. HOVNANIAN For For
3 G. DECESARIS, JR. For For
4 A. GREENBAUM For For
5 D. MCDONALD For For
6 J. ROBBINS For For
7 J. SORSBY For For
8 S. WEINROTH For For
9 E. KANGAS For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDED OCTOBER
31, 2004.
Contrary to Policy: No
Comments:
03 THE APPROVAL OF AN AMENDMENT TO THE AMENDED Mgmt For For
CERTIFICATE OF INCORPORATION, WHICH WOULD INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Contrary to Policy: No
Comments:
04 THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED Mgmt For For
SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 166 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 THE APPROVAL OF THE COMPANY S AMENDED AND RESTATED Mgmt For For
1999 STOCK INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 167 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HRPT PROPERTIES TRUST
CUSIP/CINS: 40426W Meeting Type: ANNUAL
Ticker: HRP Meeting Date: 11-May-04
ISIN: Agenda: 932130975 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PATRICK F. DONELAN Withheld Against
Report Date: 27-Aug-04 Page 168 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
HSBC HOLDINGS PLC
CUSIP/CINS: 404280 Meeting Type: ANNUAL
Ticker: HBC Meeting Date: 28-May-04
ISIN: Agenda: 932154812 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2003 Mgmt
02 DIRECTOR Mgmt
1 THE LORD BUTLER
2 THE BARONESS DUNN
3 R A FAIRHEAD
4 W K L FUNG
5 M F GEOGHEGAN
6 S HINTZE
7 SIR JOHN KEMP-WELCH
8 SIR MARK MOODY-STUART
9 H SOHMEN
03 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Mgmt
DETERMINED BY THE GROUP AUDIT COMMITTEE
04 TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR Mgmt
2003
05 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt
ORDINARY SHARES
06 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt
07 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Mgmt
08 TO INCREASE THE FEES PAYABLE TO EACH DIRECTOR TO 55,000 Mgmt
POUNDS PER ANNUM
Report Date: 27-Aug-04 Page 169 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ICU MEDICAL, INC.
CUSIP/CINS: 44930G Meeting Type: ANNUAL
Ticker: ICUI Meeting Date: 28-May-04
ISIN: Agenda: 932151828 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE A. LOPEZ, M.D. Withheld Against
2 ROBERT S. SWINNEY, M.D. Withheld Against
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS FOR THE COMPANY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 170 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
IDEXX LABORATORIES, INC.
CUSIP/CINS: 45168D Meeting Type: ANNUAL
Ticker: IDXX Meeting Date: 19-May-04
ISIN: Agenda: 932131218 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JONATHAN W. AYERS Withheld Against
2 JAMES L. MOODY, JR. Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL
YEAR (PROPOSAL TWO).
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 171 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
IMPERIAL OIL LIMITED
CUSIP/CINS: 453038 Meeting Type: ANNUAL
Ticker: IMO Meeting Date: 21-Apr-04
ISIN: Agenda: 932110961 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
Contrary to Policy: No
Comments:
02 DIRECTORS Mgmt
1 PIERRE DES MARAIS II For For
2 B.J. (BRIAN) FISCHER For For
3 T.J. (TIM) HEARN For For
4 R. (ROGER) PHILLIPS For For
5 J.F. (JIM) SHEPARD For For
6 P.A. (PAUL) SMITH For For
7 SHEELAGH D. WHITTAKER For For
8 K.C. (K.C.) WILLIAMS For For
9 V.L. (VICTOR) YOUNG For For
03 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 172 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
06 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 173 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
INDYMAC BANCORP, INC.
CUSIP/CINS: 456607 Meeting Type: ANNUAL
Ticker: NDE Meeting Date: 28-Apr-04
ISIN: Agenda: 932104754 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL W. PERRY For For
2 LOUIS E. CALDERA For For
3 LYLE E. GRAMLEY For For
4 HUGH M. GRANT For For
5 PATRICK C. HADEN For For
6 TERRANCE G. HODEL For For
7 ROBERT L. HUNT II For For
8 JAMES R. UKROPINA For For
02 APPROVAL OF THE INDYMAC BANCORP, INC. 2002 INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF INDYMAC S INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 174 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ING GROEP N.V.
CUSIP/CINS: 456837 Meeting Type: ANNUAL
Ticker: INZ Meeting Date: 27-Apr-04
ISIN: Agenda: 932126596 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
3A DISCUSSION AND ADOPTION OF THE ANNUAL ACCOUNTS FOR Mgmt For For
2003.
Contrary to Policy: No
Comments:
3B ADOPTION OF THE DIVIDEND FOR 2003. Mgmt For For
Contrary to Policy: No
Comments:
04 APPOINTMENT OF THE AUDITOR. Mgmt For For
Contrary to Policy: No
Comments:
5A PROPOSAL TO DISCHARGE THE EXECUTIVE BOARD IN RESPECT Mgmt For For
OF THE DUTIES PERFORMED DURING THE YEAR 2003.
Contrary to Policy: No
Comments:
5B PROPOSAL TO DISCHARGE THE SUPERVISORY BOARD IN Mgmt For For
RESPECT OF THE DUTIES PERFORMED DURING THE YEAR 2003.
Contrary to Policy: No
Comments:
7A EXECUTIVE BOARD REMUNERATION: ADOPTION OF Mgmt For For
REMUNERATION POLICY.
Contrary to Policy: No
Comments:
7B EXECUTIVE BOARD REMUNERATION: APPROVAL OF LONG-TERM Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
08 AMENDMENTS TO THE ARTICLES OF ASSOCIATION. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 175 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
9A COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF Mgmt Against Against
ERIC BOYER DE LA GIRODAY.
Investment Company Report
01-JUL-2003 To 30-JUN-2004
9B COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF ELI Mgmt For For
LEENAARS.
Contrary to Policy: No
Comments:
9C COMPOSITION OF THE EXECUTIVE BOARD: APPOINTMENT OF Mgmt For For
HANS VERKOREN.
Contrary to Policy: No
Comments:
10 COMPOSITION OF THE SUPERVISORY BOARD: APPOINTMENT OF Mgmt Against Against
ERIC BOURDAIS DE CHARBONNIERE.
Contrary to Policy: Yes
Comments:
11 AUTHORIZATION TO ISSUE SHARES AND TO RESTRICT OR Mgmt For For
EXCLUDE PREFERENTIAL RIGHTS.
Contrary to Policy: No
Comments:
12 AUTHORIZATION TO ACQUIRE SHARES IN ITS OWN CAPITAL. Mgmt For For
*NOTE* VOTING CUT-OFF DATE: APRIL 20, 2004 AT 3:00 P.M. EDT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 176 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ING PRIME RATE TRUST
CUSIP/CINS: 44977W Meeting Type: ANNUAL
Ticker: PPR Meeting Date: 19-Aug-03
ISIN: Agenda: 932028271 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PAUL S. DOHERTY For For
2 J. MICHAEL EARLEY For For
3 R. BARBARA GITENSTEIN For For
4 THOMAS J. MCINERNEY For For
5 DAVID W.C. PUTNAM For For
6 BLAINE E. RIEKE For For
7 JOHN G. TURNER For For
8 ROGER B. VINCENT For For
9 RICHARD A. WEDEMEYER For For
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS THE Mgmt For For
CURRENT INDEPENDENT AUDITOR OF THE TRUST.
Contrary to Policy: No
Comments:
04 TO APPROVE A SUB-ADVISORY AGREEMENT BETWEEN ING Mgmt For For
INVESTMENTS, LLC AND AELTUS INVESTMENT MANAGEMENT,
INC., WITH NO CHANGE IN THE ADVISER, THE PORTFOLIO
MANAGERS, OR THE OVERALL MANAGEMENT FEE PAID BY THE
TRUST.
Contrary to Policy: No
Comments:
05 SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE Mgmt For For
ANNUAL MEETING OR ANY ADJOURNMENT(S) OR
POSTPONEMENT(S) THEREOF.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 177 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
INTEL CORPORATION
CUSIP/CINS: 458140 Meeting Type: ANNUAL
Ticker: INTC Meeting Date: 19-May-04
ISIN: Agenda: 932120532 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CRAIG R. BARRETT For For
2 CHARLENE BARSHEFSKY For For
3 E. JOHN P. BROWNE For For
4 ANDREW S. GROVE For For
5 D. JAMES GUZY For For
6 REED E. HUNDT For For
7 PAUL S. OTELLINI For For
8 DAVID S. POTTRUCK For For
9 JANE E. SHAW For For
10 JOHN L. THORNTON For For
11 DAVID B. YOFFIE For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF THE 2004 EQUITY INCENTIVE PLAN Mgmt For For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL REQUESTING THE EXPENSING OF Shr Against For
STOCK OPTIONS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 178 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 STOCKHOLDER PROPOSAL REQUESTING THE USE OF Shr Against For
PERFORMANCE-VESTING STOCK
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL REQUESTING THE USE OF Shr Against For
PERFORMANCE-BASED STOCK OPTIONS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 179 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
INTERDIGITAL COMMUNICATIONS CORPORAT
CUSIP/CINS: 45866A Meeting Type: ANNUAL
Ticker: IDCC Meeting Date: 03-Jun-04
ISIN: Agenda: 932156119 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT S. ROATH Withheld Against
2 ROBERT W. SHANER Withheld Against
3 ALAN P. ZABARSKY Withheld Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 180 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
INTERNATIONAL BUSINESS MACHINES CORP
CUSIP/CINS: 459200 Meeting Type: ANNUAL
Ticker: IBM Meeting Date: 27-Apr-04
ISIN: Agenda: 932089661 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. BLACK For For
2 K.I. CHENAULT For For
3 C. GHOSN For For
4 N.O. KEOHANE For For
5 C.F. KNIGHT For For
6 L.A. NOTO For For
7 S.J. PALMISANO For For
8 J.B. SLAUGHTER For For
9 J.E. SPERO For For
10 S. TAUREL For For
11 C.M. VEST For For
12 L.H. ZAMBRANO For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS (PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS FOR THE BUSINESS CONSULTING SERVICES
UNIT (ERNST & YOUNG LLP) (PAGE 22)
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 181 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE TERMS Mgmt For For
FOR CERTAIN EXECUTIVES (PAGE 23)
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE VOTING (PAGE 25) Shr Against For
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL ON: PENSION AND RETIREMENT Shr Against For
MEDICAL (PAGE 25)
Contrary to Policy: No
Comments:
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE COMPENSATION Shr Against For
(PAGE 26)
Contrary to Policy: No
Comments:
08 STOCKHOLDER PROPOSAL ON: EXPENSING STOCK OPTIONS Shr For Against
(PAGE 28)
Contrary to Policy: No
Comments:
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF EXECUTIVE Shr For Against
COMPENSATION (PAGE 29)
Contrary to Policy: No
Comments:
10 STOCKHOLDER PROPOSAL ON: CHINA BUSINESS PRINCIPLES Shr Against For
(PAGE 30)
Contrary to Policy: No
Comments:
11 STOCKHOLDER PROPOSAL ON: POLITICAL CONTRIBUTIONS Shr Against For
(PAGE 31)
Contrary to Policy: No
Comments:
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF EXECUTIVE Shr Against For
COMPENSATION POLICIES (PAGE 32)
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 182 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
INVISION TECHNOLOGIES, INC.
CUSIP/CINS: 461851 Meeting Type: SPECIAL
Ticker: INVN Meeting Date: 25-Jun-04
ISIN: Agenda: 932189954 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 PROPOSAL FOR THE ADOPTION OF THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 15, 2004, (THE MERGER
AGREEMENT ), BY AND AMONG GENERAL ELECTRIC COMPANY,
JET ACQUISITION SUB, INC. AND INVISION.
Contrary to Policy: No
Comments:
02 PROPOSAL TO GRANT THE PERSONS NAMED AS PROXIES Mgmt For For
DISCRETIONARY AUTHORITY TO ADJOURN THE SPECIAL
MEETING ONE OR MORE TIMES, INCLUDING FOR THE PURPOSE
OF SOLICITING PROXIES TO VOTE IN FAVOR OF ADOPTION OF
THE MERGER AGREEMENT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 183 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ITT EDUCATIONAL SERVICES, INC.
CUSIP/CINS: 45068B Meeting Type: ANNUAL
Ticker: ESI Meeting Date: 04-May-04
ISIN: Agenda: 932114313 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RENE R. CHAMPAGNE Withheld Against
2 JOHN F. COZZI Withheld Against
3 JAMES D. FOWLER, JR. Withheld Against
4 HARRIS N. MILLER Withheld Against
02 APPROVAL OF THE AMENDMENT OF ITT/ESI S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF ITT/ESI COMMON STOCK, $0.01 PAR
VALUE PER SHARE, FROM 150,000,000 TO 350,000,000.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 184 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
JOHNSON & JOHNSON
CUSIP/CINS: 478160 Meeting Type: ANNUAL
Ticker: JNJ Meeting Date: 22-Apr-04
ISIN: Agenda: 932109514 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GERARD N. BURROW For For
2 MARY S. COLEMAN For For
3 JAMES G. CULLEN For For
4 ROBERT J. DARRETTA For For
5 M. JUDAH FOLKMAN For For
6 ANN D. JORDAN For For
7 ARNOLD G. LANGBO For For
8 SUSAN L. LINDQUIST For For
9 LEO F. MULLIN For For
10 STEVEN S REINEMUND For For
11 DAVID SATCHER For For
12 HENRY B. SCHACHT For For
13 WILLIAM C. WELDON For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 185 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KEYCORP
CUSIP/CINS: 493267 Meeting Type: ANNUAL
Ticker: KEY Meeting Date: 13-May-04
ISIN: Agenda: 932128348 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 ALEXANDER M. CUTLER
2 DOUGLAS J. MCGREGOR
3 EDUARDO R. MENASCE
4 HENRY L. MEYER III
5 PETER G. TEN EYCK, II
02 APPROVAL OF THE KEYCORP 2004 EQUITY COMPENSATION Mgmt
PLAN.
03 APPROVAL OF THE KEYCORP ANNUAL PERFORMANCE PLAN. Mgmt
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt
AUDITORS.
Report Date: 27-Aug-04 Page 186 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KILROY REALTY CORPORATION
CUSIP/CINS: 49427F Meeting Type: ANNUAL
Ticker: KRC Meeting Date: 18-May-04
ISIN: Agenda: 932125392 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN R. D'EATHE Withheld Against
2 WILLIAM P. DICKEY Withheld Against
3 E. F. BRENNAN, PH.D. Withheld Against
Report Date: 27-Aug-04 Page 187 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KIMBERLY-CLARK CORPORATION
CUSIP/CINS: 494368 Meeting Type: ANNUAL
Ticker: KMB Meeting Date: 29-Apr-04
ISIN: Agenda: 932098723 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PASTORA S.J. CAFFERTY Withheld Against
2 CLAUDIO X. GONZALEZ Withheld Against
3 LINDA JOHNSON RICE Withheld Against
4 MARC J. SHAPIRO Withheld Against
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY PARTICIPATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
03 APPROVAL OF AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL REGARDING THE CORPORATION S Shr Against For
AMENDED AND RESTATED RIGHTS AGREEMENT
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 188 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KIMCO REALTY CORPORATION
CUSIP/CINS: 49446R Meeting Type: ANNUAL
Ticker: KIMPRC Meeting Date: 20-May-04
ISIN: Agenda: 932124427 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 M. KIMMEL For For
2 M. COOPER For For
3 R. DOOLEY For For
4 M. FLYNN For For
5 J. GRILLS For For
6 D. HENRY For For
7 F.P. HUGHES For For
8 F. LOURENSO For For
9 R. SALTZMAN For For
02 TO APPROVE A RECOMMENDATION BY THE BOARD OF Mgmt For For
DIRECTORS THAT THE COMPANY S EQUITY PARTICIPATION PLAN
BE AMENDED SO THAT THE EXECUTIVE COMPENSATION
COMMITTEE HAS THE AUTHORITY TO GRANT UP TO 15% OF THE
SHARES OF COMMON STOCK AVAILABLE FOR FUTURE GRANT
UNDER THE EQUITY PARTICIPATION PLAN AS GRANTS OF
RESTRICTED SHARES OF COMMON STOCK.
Contrary to Policy: No
Comments:
03 TO CONSIDER A STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER POSITIONS, IF
PROPERLY PRESENTED AT THE MEETING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 189 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KING PHARMACEUTICALS, INC.
CUSIP/CINS: 495582 Meeting Type: ANNUAL
Ticker: KG Meeting Date: 04-Nov-03
ISIN: Agenda: 932047625 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 E.W. DEAVENPORT, JR. Withheld Against
2 ELIZABETH M. GREETHAM Withheld Against
3 JAMES R. LATTANZI Withheld Against
4 PHILIP M. PFEFFER Withheld Against
5 TED G. WOOD Withheld Against
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS AND AUDITORS FOR 2003.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 190 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KLA-TENCOR CORPORATION
CUSIP/CINS: 482480 Meeting Type: ANNUAL
Ticker: KLAC Meeting Date: 05-Nov-03
ISIN: Agenda: 932049364 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 H. RAYMOND BINGHAM
2 ROBERT T. BOND
3 RICHARD J. ELKUS, JR.
4 MICHAEL E. MARKS
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2004.
Report Date: 27-Aug-04 Page 191 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KLA-TENCOR CORPORATION
CUSIP/CINS: 482480 Meeting Type: ANNUAL
Ticker: KLAC Meeting Date: 05-Nov-03
ISIN: Agenda: 932049364 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 H. RAYMOND BINGHAM Withheld Against
2 ROBERT T. BOND Withheld Against
3 RICHARD J. ELKUS, JR. Withheld Against
4 MICHAEL E. MARKS Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JUNE 30, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 192 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KONINKLIJKE AHOLD N.V.
CUSIP/CINS: 500467 Meeting Type: ANNUAL
Ticker: AHO Meeting Date: 26-Nov-03
ISIN: Agenda: 932064241 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
03 2002 FINANCIAL STATEMENTS. -ADOPTION OF THE ANNUAL Mgmt Abstain Against
ACCOUNTS
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
04 COMPOSITION OF THE EXECUTIVE BOARD. PROPOSAL TO Mgmt Abstain Against
APPOINT MR. PETER WAKKIE.
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
05 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt Abstain Against
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
6A AUTHORIZATION OF THE EXECUTIVE BOARD FOR A PERIOD OF Mgmt Abstain Against
18 MONTHS, EMPOWERING THE EXECUTIVE BOARD, SUBJECT
TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ADOPT
RESOLUTION: TO ISSUE ANY SHARES OF COMMON STOCK,
CUMULATIVE PREFERRED STOCK AND CUMULATIVE PREFERRED
FINANCING STOCK REMAINING UNISSUED, ALL AS MORE FULLY
DESCRIBED IN THE NOTICE OF ANNUAL MEETING.
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
6B AUTHORIZATION OF THE EXECUTIVE BOARD FOR A PERIOD OF Mgmt Abstain Against
18 MONTHS, EMPOWERING THE EXECUTIVE BOARD, SUBJECT
TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ADOPT
RESOLUTION: TO RESTRICT OR ELIMINATE THE PRE-EMPTIVE
RIGHTS OF HOLDERS OF SHARES OF COMMON STOCK WHEN
ISSUING SHARES OF COMMON STOCK AND/OR WHEN GRANTING
RIGHTS TO SUBSCRIBE FOR SHARES OF COMMON STOCK.
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
Report Date: 27-Aug-04 Page 193 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
7 PROPOSAL TO AUTHORIZE THE CORPORATE EXECUTIVE BOARD Mgmt Abstain Against
FOR A PERIOD OF 18 MONTHS, AND SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD, TO ACQUIRE AS MANY ORDINARY
SHARES OF THE COMPANY AS SHALL BE PERMITTED WITHIN
THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION,
ALL AS MORE FULLY DESCRIBED IN THE NOTICE OF ANNUAL
MEETING.
Contrary to Policy: No
Comments: Shareholder was unable to obtain a proxy statement, and therefore could not make an informed decision
regarding proxy proposals.
Report Date: 27-Aug-04 Page 194 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KONINKLIJKE AHOLD N.V.
CUSIP/CINS: 500467 Meeting Type: SPECIAL
Ticker: AHO Meeting Date: 03-Mar-04
ISIN: Agenda: 932097430 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
03 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION. Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVAL OF TERMS AND CONDITIONS CONVERSION RIGHTS Mgmt For For
CUMULATIVE PREFERRED FINANCING SHARES.
Contrary to Policy: No
Comments:
05 ADOPTION OF THE CORPORATE EXECUTIVE BOARD S GENERAL Mgmt For For
REMUNERATION POLICY.
Contrary to Policy: No
Comments:
06 INVESTIGATIONS BY PUBLIC BODIES AND SUPERVISORY BODIES Mgmt For For
AS WELL AS CURRENT LAWSUITS. - TERMINATION VEB
PROCEEDINGS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 195 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
KONINKLIJKE AHOLD N.V.
CUSIP/CINS: 500467 Meeting Type: ANNUAL
Ticker: AHO Meeting Date: 02-Jun-04
ISIN: Agenda: 932173622 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
3A PROPOSAL TO ADOPT THE 2003 FINANCIAL STATEMENTS Mgmt
3C PROPOSAL TO DISCHARGE THE MEMBERS OF THE CORPORATE Mgmt
EXECUTIVE BOARD WITH RESPECT TO THE PERFORMANCE OF
THEIR DUTIES DURING THE FINANCIAL YEAR 2003
3D PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt
SUPERVISORY BOARD WITH RESPECT TO THE PERFORMANCE
OF THEIR DUTIES DURING THE FINANCIAL YEAR 2003
4A PROPOSAL TO APPOINT THE NOMINATED PERSON REFERRED Mgmt
TO UNDER 4A OF THE AGENDA AS A MEMBER OF THE
SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM
JUNE 2, 2004
4B PROPOSAL TO APPOINT THE NOMINATED PERSON REFERRED Mgmt
TO UNDER 4B OF THE AGENDA AS A MEMBER OF THE
SUPERVISORY BOARD OF THE COMPANY WITH EFFECT FROM
JUNE 2, 2004
05 PROPOSAL TO APPOINT THE EXTERNAL AUDITOR, AS Mgmt
MENTIONED IN THE AGENDA, OF THE COMPANY FOR THE FISCAL
YEARS 2004 AND 2005
06 PROPOSAL TO CHANGE THE OFFICIAL LANGUAGE OF THE Mgmt
ANNUAL REPORT TO ENGLISH
Report Date: 27-Aug-04 Page 196 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
L-3 COMMUNICATIONS HOLDINGS, INC.
CUSIP/CINS: 502424 Meeting Type: ANNUAL
Ticker: LLL Meeting Date: 27-Apr-04
ISIN: Agenda: 932132741 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CLAUDE R. CANIZARES Withheld Against
2 THOMAS A. CORCORAN Withheld Against
3 ALAN H. WASHKOWITZ Withheld Against
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
03 APPROVAL OF AMENDMENT TO THE 1999 LONG TERM Mgmt For For
PERFORMANCE PLAN.
Contrary to Policy: No
Comments:
04 RATIFICATION OF THE TERMS OF PERFORMANCE-BASED Mgmt For For
COMPENSATION UNDER THE 1999 LONG TERM PERFORMANCE
PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 197 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LABORATORY CORP. OF AMERICA HOLDINGS
CUSIP/CINS: 50540R Meeting Type: ANNUAL
Ticker: LH Meeting Date: 12-May-04
ISIN: Agenda: 932118258 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS P. MAC MAHON For For
2 JEAN-LUC BELINGARD For For
3 WENDY E. LANE For For
4 R.E. MITTELSTAEDT, JR. For For
5 ANDREW G. WALLACE, M.D. For For
6 M. KEITH WEIKEL For For
7 CRAIG M. WATSON For For
02 APPROVAL OF THE AMENDMENTS TO THE 1997 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN (THE ESPP AMENDMENT )
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS LABORATORY
CORPORATION OF AMERICA HOLDINGS INDEPENDENT
ACCOUNTANTS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 198 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LANDSTAR SYSTEM, INC.
CUSIP/CINS: 515098 Meeting Type: ANNUAL
Ticker: LSTR Meeting Date: 13-May-04
ISIN: Agenda: 932119705 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM S. ELSTON Withheld Against
2 MERRITT J. MOTT Withheld Against
3 DIANA M. MURPHY Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL 2004.
Contrary to Policy: No
Comments:
03 TO CONSIDER APPROVAL OF AN AMENDMENT TO ARTICLE IV OF Mgmt For For
THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK
OF THE COMPANY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 199 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LIBERTY MEDIA CORPORATION
CUSIP/CINS: 530718 Meeting Type: ANNUAL
Ticker: L Meeting Date: 09-Jun-04
ISIN: Agenda: 932163253 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT R. BENNETT Withheld Against
2 PAUL A. GOULD Withheld Against
3 JOHN C. MALONE Withheld Against
02 APPROVAL OF THE LIBERTY MEDIA CORPORATION 2000 Mgmt For For
INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE
APRIL 19, 2004)
Contrary to Policy: No
Comments:
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 200 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LINEAR TECHNOLOGY CORPORATION
CUSIP/CINS: 535678 Meeting Type: ANNUAL
Ticker: LLTC Meeting Date: 05-Nov-03
ISIN: Agenda: 932051030 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT H. SWANSON, JR.
2 DAVID S. LEE
3 LEO T. MCCARTHY
4 RICHARD M. MOLEY
5 THOMAS S. VOLPE
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 27, 2004.
Report Date: 27-Aug-04 Page 201 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LINEAR TECHNOLOGY CORPORATION
CUSIP/CINS: 535678 Meeting Type: ANNUAL
Ticker: LLTC Meeting Date: 05-Nov-03
ISIN: Agenda: 932051030 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT H. SWANSON, JR. For For
2 DAVID S. LEE For For
3 LEO T. MCCARTHY For For
4 RICHARD M. MOLEY For For
5 THOMAS S. VOLPE For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 27, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 202 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LOWE'S COMPANIES, INC.
CUSIP/CINS: 548661 Meeting Type: ANNUAL
Ticker: LOW Meeting Date: 28-May-04
ISIN: Agenda: 932151525 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LEONARD L. BERRY Withheld Against
2 PAUL FULTON Withheld Against
3 DAWN E. HUDSON Withheld Against
4 MARSHALL O. LARSEN Withheld Against
5 ROBERT A. NIBLOCK Withheld Against
6 STEPHEN F. PAGE Withheld Against
7 O. TEMPLE SLOAN, JR. Withheld Against
8 ROBERT L. TILLMAN Withheld Against
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL
YEAR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 203 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
LSI LOGIC CORPORATION
CUSIP/CINS: 502161 Meeting Type: ANNUAL
Ticker: LSI Meeting Date: 06-May-04
ISIN: Agenda: 932120215 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILFRED J. CORRIGAN For For
2 JAMES H. KEYES For For
3 MALCOLM R. CURRIE For For
4 T.Z. CHU For For
5 R. DOUGLAS NORBY For For
6 MATTHEW J. O'ROURKE For For
7 GREGORIO REYES For For
8 LARRY W. SONSINI For For
02 APPROVAL OF AMENDMENT TO THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER BY
9,000,000.
Contrary to Policy: No
Comments:
03 APPROVAL OF AMENDMENT TO THE INTERNATIONAL EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 1,000,000.
Contrary to Policy: No
Comments:
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY S INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 204 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR ITS 2004 FISCAL YEAR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 205 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
M.D.C. HOLDINGS, INC.
CUSIP/CINS: 552676 Meeting Type: ANNUAL
Ticker: MDC Meeting Date: 26-Apr-04
ISIN: Agenda: 932106304 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 HERBERT T. BUCHWALD Withheld Against
2 LARRY A. MIZEL Withheld Against
02 SHAREOWNER PROPOSAL REGARDING PREPARATION OF Shr Against For
SUSTAINABILITY REPORT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 206 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MARSHALL & ILSLEY CORPORATION
CUSIP/CINS: 571834 Meeting Type: ANNUAL
Ticker: MI Meeting Date: 27-Apr-04
ISIN: Agenda: 932109829 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 JON F. CHAIT Withheld Against
2 BRUCE E. JACOBS Withheld Against
3 DENNIS J. KUESTER Withheld Against
4 EDWARD L. MEYER JR Withheld Against
5 SAN W. ORR JR Withheld Against
6 DEBRA S. WALLER Withheld Against
7 GEORGE E. WARDEBERG Withheld Against
Report Date: 27-Aug-04 Page 207 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MAXIM INTEGRATED PRODUCTS, INC.
CUSIP/CINS: 57772K Meeting Type: ANNUAL
Ticker: MXIM Meeting Date: 13-Nov-03
ISIN: Agenda: 932052044 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES R. BERGMAN For For
2 JOHN F. GIFFORD For For
3 B. KIPLING HAGOPIAN For For
4 M.D. SAMPELS For For
5 A.R. FRANK WAZZAN For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1996 STOCK INCENTIVE PLAN, AS AMENDED, INCREASING THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER
BY 9,400,000 SHARES FROM 95,200,000 SHARES TO 104,600,000
SHARES.
Contrary to Policy: No
Comments:
03 TO RATIFY AND APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1987 EMPLOYEE STOCK PARTICIPATION PLAN, AS AMENDED,
INCREASING THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 400,000 SHARES FROM 14,651,567
SHARES TO 15,051,567 SHARES.
Contrary to Policy: No
Comments:
04 TO RATIFY THE RETENTION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 26, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 208 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MCDONALD'S CORPORATION
CUSIP/CINS: 580135 Meeting Type: ANNUAL
Ticker: MCD Meeting Date: 20-May-04
ISIN: Agenda: 932122675 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD A. BRENNAN Withheld Against
2 WALTER E. MASSEY Withheld Against
3 JOHN W. ROGERS, JR. Withheld Against
4 ANNE-MARIE SLAUGHTER Withheld Against
5 ROGER W. STONE Withheld Against
02 APPROVAL OF AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF MCDONALD S CORPORATION AMENDED AND Mgmt For For
RESTATED 2001 OMNIBUS STOCK OWNERSHIP PLAN
Contrary to Policy: No
Comments:
04 APPROVAL OF MCDONALD S CORPORATION 2004 CASH Mgmt For For
INCENTIVE PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 209 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MDU RESOURCES GROUP, INC.
CUSIP/CINS: 552690 Meeting Type: ANNUAL
Ticker: MDURP Meeting Date: 27-Apr-04
ISIN: Agenda: 932096096 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS W. JOHNSON Withheld Against
2 JOHN L. OLSON Withheld Against
3 MARTIN A. WHITE Withheld Against
4 JOHN K. WILSON Withheld Against
02 APPROVE AMENDMENTS TO THE NON-EMPLOYEE DIRECTOR Mgmt For For
STOCK COMPENSATION PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 210 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MEDTRONIC, INC.
CUSIP/CINS: 585055 Meeting Type: ANNUAL
Ticker: MDT Meeting Date: 28-Aug-03
ISIN: Agenda: 932028663 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD H. ANDERSON Withheld Against
2 MICHAEL R. BONSIGNORE Withheld Against
3 GORDON M. SPRENGER Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC S INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
04 TO APPROVE MEDTRONIC S EXECUTIVE INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 211 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MELLON FINANCIAL CORPORATION
CUSIP/CINS: 58551A Meeting Type: ANNUAL
Ticker: MEL Meeting Date: 20-Apr-04
ISIN: Agenda: 932101594 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTORS Mgmt
1 JARED L. COHON* Withheld Against
2 IRA J. GUMBERG* Withheld Against
3 MARTIN G. MCGUINN* Withheld Against
4 DAVID S. SHAPIRA* Withheld Against
5 JOHN P. SURMA* Withheld Against
6 EDWARD J. MCANIFF** Withheld Against
02 PROPOSAL TO AMEND THE CORPORATION S LONG-TERM Mgmt For For
PROFIT INCENTIVE PLAN.
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 212 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MENTOR CORPORATION
CUSIP/CINS: 587188 Meeting Type: ANNUAL
Ticker: MNT Meeting Date: 10-Sep-03
ISIN: Agenda: 932034781 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHRISTOPHER J. CONWAY For For
2 EUGENE G. GLOVER For For
3 WALTER W. FASTER For For
4 MICHAEL NAKONECHNY For For
5 RICHARD W. YOUNG For For
6 RONALD J. ROSSI For For
7 JEFFREY W. UBBEN For For
02 APPROVE THE AMENDMENT OF THE COMPANY S BYLAWS AS Mgmt For For
PREVIOUSLY AMENDED AND RESTATED, TO PROVIDE THAT THE
NUMBER OF DIRECTORS SHALL BE ESTABLISHED BY
RESOLUTION OF THE BOARD OF DIRECTORS.
Contrary to Policy: No
Comments:
03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING MARCH 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 213 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MERCK & CO., INC.
CUSIP/CINS: 589331 Meeting Type: ANNUAL
Ticker: MRK Meeting Date: 27-Apr-04
ISIN: Agenda: 932102306 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER C. WENDELL*
2 WILLIAM G. BOWEN**
3 WILLIAM M. DALEY**
4 THOMAS E. SHENK**
5 WENDELL P. WEEKS**
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Mgmt
INDEPENDENT AUDITORS FOR 2004
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Mgmt
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT Shr
COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shr
PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shr
PERFORMANCE OF THE COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr
SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shr
TO THE GLOBAL HIV/AIDS PANDEMIC
Report Date: 27-Aug-04 Page 214 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MERCK & CO., INC.
CUSIP/CINS: 589331 Meeting Type: ANNUAL
Ticker: MRK Meeting Date: 27-Apr-04
ISIN: Agenda: 932102306 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PETER C. WENDELL* Withheld Against
2 WILLIAM G. BOWEN** Withheld Against
3 WILLIAM M. DALEY** Withheld Against
4 THOMAS E. SHENK** Withheld Against
5 WENDELL P. WEEKS** Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY S Mgmt For For
INDEPENDENT AUDITORS FOR 2004
Contrary to Policy: No
Comments:
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
ITEMS 4 THROUGH 8
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL CONCERNING MANAGEMENT Shr Against For
COMPENSATION
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL CONCERNING EXTENSION OF Shr Against For
PRESCRIPTION DRUG PATENTS
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL CONCERNING ETHICAL AND SOCIAL Shr Against For
PERFORMANCE OF THE COMPANY
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 215 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For
SHAREHOLDER RESOURCES FOR POLITICAL PURPOSES
Contrary to Policy: No
Comments:
08 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shr Against For
TO THE GLOBAL HIV/AIDS PANDEMIC
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 216 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MEXICO FUND, INC.
CUSIP/CINS: 592835 Meeting Type: ANNUAL
Ticker: MXF Meeting Date: 10-Mar-04
ISIN: Agenda: 932093317 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSE L. GOMEZ PIMIENTA Withheld Against
2 CLAUDIO X. GONZALEZ Withheld Against
3 ROBERT L. KNAUSS Withheld Against
Report Date: 27-Aug-04 Page 217 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MICRON TECHNOLOGY, INC.
CUSIP/CINS: 595112 Meeting Type: ANNUAL
Ticker: MU Meeting Date: 21-Nov-03
ISIN: Agenda: 932058426 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEVEN R. APPLETON For For
2 JAMES W. BAGLEY For For
3 ROBERT A. LOTHROP For For
4 THOMAS T. NICHOLSON For For
5 GORDON C. SMITH For For
6 WILLIAM P. WEBER For For
02 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1989 EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY 5,000,000 AND
MAKING CERTAIN OTHER CHANGES AS DESCRIBED IN THE
PROXY STATEMENT
Contrary to Policy: No
Comments:
03 PROPOSAL BY THE COMPANY TO APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 2001 STOCK OPTION PLAN INCREASING THE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 17,000,000
Contrary to Policy: No
Comments:
04 PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR FISCAL 2004
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 218 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MICROSOFT CORPORATION
CUSIP/CINS: 594918 Meeting Type: ANNUAL
Ticker: MSFT Meeting Date: 11-Nov-03
ISIN: Agenda: 932048879 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM H. GATES III For For
2 STEVEN A. BALLMER For For
3 JAMES I. CASH JR. For For
4 RAYMOND V. GILMARTIN For For
5 A. MCLAUGHLIN KOROLOGOS For For
6 DAVID F. MARQUARDT For For
7 CHARLES H. NOSKI For For
8 HELMUT PANKE For For
9 WM. G. REED JR. For For
10 JON A. SHIRLEY For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN Mgmt For For
Contrary to Policy: No
Comments:
03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK OPTION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL (THE BOARD RECOMMENDS A VOTE Shr Against For
AGAINST THIS PROPOSAL)
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 219 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MID ATLANTIC MEDICAL SERVICES, INC.
CUSIP/CINS: 59523C Meeting Type: SPECIAL
Ticker: MME Meeting Date: 10-Feb-04
ISIN: Agenda: 932085601 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED AS Mgmt For For
OF OCTOBER 26, 2003, BY AND AMONG UNITEDHEALTH GROUP
INCORPORATED, MU ACQUISITION LLC AND MID ATLANTIC
MEDICAL SERVICES, INC. AND THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT/
PROSPECTUS.
Contrary to Policy: No
Comments:
02 TO AUTHORIZE THE PROXIES TO VOTE TO ADJOURN OR Mgmt For For
POSTPONE THE SPECIAL MEETING OF STOCKHOLDERS, IN
THEIR SOLE DISCRETION, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR PROPOSAL 1.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 220 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MOODY'S CORPORATION
CUSIP/CINS: 615369 Meeting Type: ANNUAL
Ticker: MCO Meeting Date: 27-Apr-04
ISIN: Agenda: 932116064 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
I DIRECTOR Mgmt
1 BASIL L. ANDERSON* Withheld Against
2 RAYMOND W MCDANIEL JR.* Withheld Against
3 JOHN RUTHERFURD, JR.* Withheld Against
4 JOHN K. WULFF** Withheld Against
II APPROVAL OF THE AMENDED AND RESTATED 2001 MOODY S Mgmt For For
CORPORATION KEY EMPLOYEES STOCK INCENTIVE PLAN
Contrary to Policy: No
Comments:
III APPROVAL OF THE 2004 MOODY S CORPORATION COVERED Mgmt For For
EMPLOYEE CASH INCENTIVE PLAN
Contrary to Policy: No
Comments:
IV RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS FOR 2004
Contrary to Policy: No
Comments:
V STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 221 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MORGAN STANLEY ASIA-PACIFIC FUND, IN
CUSIP/CINS: 61744U Meeting Type: ANNUAL
Ticker: APF Meeting Date: 22-Jun-04
ISIN: Agenda: 932178189 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WAYNE E. HEDIEN Withheld Against
2 DR. MANUEL H. JOHNSON Withheld Against
3 JAMES F. HIGGINS Withheld Against
Report Date: 27-Aug-04 Page 222 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MOTOROLA, INC.
CUSIP/CINS: 620076 Meeting Type: ANNUAL
Ticker: MOT Meeting Date: 03-May-04
ISIN: Agenda: 932106265 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 E. ZANDER For For
2 H.L. FULLER For For
3 J. LEWENT For For
4 W. MASSEY For For
5 N. NEGROPONTE For For
6 I. NOOYI For For
7 J. PEPPER, JR. For For
8 S. SCOTT III For For
9 D. WARNER III For For
10 J. WHITE For For
11 M. ZAFIROVSKI For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE EXECUTIVE Shr Against For
COMPENSATION
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE AND TIME- Shr Against For
BASED RESTRICTED SHARES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 223 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MULTIMEDIA GAMES, INC.
CUSIP/CINS: 625453 Meeting Type: ANNUAL
Ticker: MGAMW Meeting Date: 02-Feb-04
ISIN: Agenda: 932084027 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS W. SARNOFF For For
2 CLIFTON E. LIND For For
3 GORDON T. GRAVES For For
4 ROBERT D. REPASS For For
5 MARTIN A. KEANE For For
6 JOHN M. WINKELMAN For For
02 TO APPROVE THE AMENDMENT OF OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM
25,000,000 TO 75,000,000.
Contrary to Policy: No
Comments:
03 TO APPROVE THE 2003 OUTSIDE DIRECTORS STOCK OPTION Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 224 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
MYLAN LABORATORIES INC.
CUSIP/CINS: 628530 Meeting Type: ANNUAL
Ticker: MYL Meeting Date: 25-Jul-03
ISIN: Agenda: 932019993 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MILAN PUSKAR For For
2 ROBERT J. COURY For For
3 WENDY CAMERON For For
4 LAURENCE S. DELYNN For For
5 JOHN C. GAISFORD, M.D. For For
6 DOUGLAS J. LEECH For For
7 JOSEPH C. MAROON, M.D. For For
8 PATRICIA A. SUNSERI For For
9 C.B. TODD For For
10 R.L. VANDERVEEN, PH.D. For For
11 STUART A. WILLIAMS, ESQ For For
02 APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For
SHARES OF THE COMPANY S COMMON STOCK TO 600,000,000
SHARES.
Contrary to Policy: No
Comments:
03 ADOPT THE MYLAN LABORATORIES INC. 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 225 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NABORS INDUSTRIES LTD.
CUSIP/CINS: G6359F Meeting Type: ANNUAL
Ticker: NBR Meeting Date: 01-Jun-04
ISIN: Agenda: 932164128 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES L. PAYNE Withheld Against
2 HANS W. SCHMIDT Withheld Against
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS
REMUNERATION.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL TO CHANGE NABORS JURISDICTION Mgmt Against For
OF INCORPORATION FROM BERMUDA TO DELAWARE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 226 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NATIONAL CITY CORPORATION
CUSIP/CINS: 635405 Meeting Type: ANNUAL
Ticker: NCC Meeting Date: 27-Apr-04
ISIN: Agenda: 932108207 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.E. BARFIELD For For
2 J.S. BROADHURST For For
3 J.W. BROWN For For
4 C.M. CONNOR For For
5 D.A. DABERKO For For
6 J.T. GORMAN For For
7 B.P. HEALY For For
8 P.A. ORMOND For For
9 R.A. PAUL For For
10 G.L. SHAHEEN For For
11 J.S. THORNTON For For
12 M. WEISS For For
02 THE APPROVAL OF THE NATIONAL CITY CORPORATION LONG- Mgmt For For
TERM CASH AND EQUITY INCENTIVE PLAN
Contrary to Policy: No
Comments:
03 THE APPROVAL OF THE NATIONAL CITY CORPORATION Mgmt For For
MANAGEMENT INCENTIVE PLAN FOR SENIOR OFFICERS, AS
AMENDED AND RESTATED
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 227 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 THE RATIFICATION OF THE AUDIT COMMITTEE S SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 228 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NATIONAL COMMERCE FINANCIAL CORP.
CUSIP/CINS: 63545P Meeting Type: ANNUAL
Ticker: NCF Meeting Date: 28-Apr-04
ISIN: Agenda: 932099624 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BLAKE P. GARRETT, JR. Withheld Against
2 THOMAS M. GARROTT Withheld Against
3 C. DAN JOYNER Withheld Against
4 W. NEELY MALLORY, JR. Withheld Against
5 ERIC B. MUNSON Withheld Against
02 RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT OF Mgmt For For
KPMG LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 229 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NATIONAL FUEL GAS COMPANY
CUSIP/CINS: 636180 Meeting Type: ANNUAL
Ticker: NFG Meeting Date: 19-Feb-04
ISIN: Agenda: 932083621 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PHILIP C. ACKERMAN Withheld Against
2 BERNARD S. LEE, PH.D Withheld Against
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Mgmt For For
Contrary to Policy: No
Comments:
03 ADOPTION OF, IF PRESENTED AT THE MEETING, A Shr Against For
SHAREHOLDER PROPOSAL.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 230 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NATIONAL SEMICONDUCTOR CORPORATION
CUSIP/CINS: 637640 Meeting Type: ANNUAL
Ticker: NSM Meeting Date: 26-Sep-03
ISIN: Agenda: 932040570 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BRIAN L. HALLA For For
2 STEVEN R. APPLETON For For
3 GARY P. ARNOLD For For
4 RICHARD J. DANZIG For For
5 ROBERT J. FRANKENBERG For For
6 E. FLOYD KVAMME For For
7 MODESTO A. MAIDIQUE For For
8 EDWARD R. MCCRACKEN For For
02 TO APPROVE KPMG LLP AS AUDITORS OF THE COMPANY. Mgmt For For
Contrary to Policy: No
Comments:
03 TO APPROVE THE ADOPTION OF THE 2003 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 231 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NATIONAL-OILWELL, INC.
CUSIP/CINS: 637071 Meeting Type: ANNUAL
Ticker: NOI Meeting Date: 19-May-04
ISIN: Agenda: 932131232 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROGER L. JARVIS Withheld Against
2 MERRILL A. MILLER, JR. Withheld Against
3 FREDERICK W. PHEASEY Withheld Against
Report Date: 27-Aug-04 Page 232 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NESTLE S.A.
CUSIP/CINS: 641069 Meeting Type: ANNUAL
Ticker: NSRGY Meeting Date: 22-Apr-04
ISIN: Agenda: 932121558 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
1A APPROVAL OF THE 2003 ANNUAL REPORT AND ACCOUNTS OF Mgmt
NESTLE S.A.
1B APPROVAL OF THE 2003 CONSOLIDATED ACCOUNTS OF THE Mgmt
NESTLE GROUP.
02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND Mgmt
OF THE MANAGEMENT.
03 DECISION ON THE APPROPRIATION OF PROFITS RESULTING Mgmt
FROM THE BALANCE SHEET OF NESTLE S.A.
4A ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: SIR Mgmt
EDWARD GEORGE (FOR A TERM OF 3 YEARS)
4B ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt
KASPAR VILLIGER (FOR A TERM OF 5 YEARS)
4C ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt
ROLF HANGGI (FOR A TERM OF 4 YEARS)
4D ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MR. Mgmt
DANIEL BOREL (FOR A TERM OF 5 YEARS)
4E ELECTION TO THE BOARD OF DIRECTORS. ELECTION 0F: MRS. Mgmt
CAROLINA MULLER (FOR A TERM OF 5 YEARS)
Report Date: 27-Aug-04 Page 233 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NEWCASTLE INVESTMENT CORP.
CUSIP/CINS: 65105M Meeting Type: ANNUAL
Ticker: NCTPRB Meeting Date: 27-May-04
ISIN: Agenda: 932170335 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DAVID J. GRAIN Withheld Against
02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 234 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NEWMONT MINING CORPORATION
CUSIP/CINS: 651639 Meeting Type: ANNUAL
Ticker: NEM Meeting Date: 28-Apr-04
ISIN: Agenda: 932104968 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 G.A. BARTON For For
2 V.A. CALARCO For For
3 M.S. HAMSON For For
4 L.I. HIGDON, JR. For For
5 P. LASSONDE For For
6 R.J. MILLER For For
7 W.W. MURDY For For
8 R.A. PLUMBRIDGE For For
9 J.B. PRESCOTT For For
10 M.K. REILLY For For
11 S. SCHULICH For For
12 J.V. TARANIK For For
02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 235 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NEXTEL COMMUNICATIONS, INC.
CUSIP/CINS: 65332V Meeting Type: ANNUAL
Ticker: NXTL Meeting Date: 27-May-04
ISIN: Agenda: 932136383 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 KEITH J. BANE Withheld Against
2 V. JANET HILL Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 APPROVAL OF THE NEXTEL COMMUNICATIONS, INC. AMENDED Mgmt For For
AND RESTATED ASSOCIATE STOCK PURCHASE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 236 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NIPPON TELEGRAPH & TELEPHONE CORPORA
CUSIP/CINS: 654624 Meeting Type: ANNUAL
Ticker: NTT Meeting Date: 29-Jun-04
ISIN: Agenda: 932194474 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 APPROVAL OF PROPOSED APPROPRIATION OF Mgmt For For
UNAPPROPRIATED RETAINED EARNINGS FOR THE 19TH FISCAL
YEAR ENDED MARCH 31, 2004.
Contrary to Policy: No
Comments:
02 REPURCHASE OF OWN SHARES. Mgmt For For
Contrary to Policy: No
Comments:
03 PARTIAL MODIFICATIONS TO THE ARTICLES OF INCORPORATION. Mgmt For For
Contrary to Policy: No
Comments:
04 DIRECTOR Mgmt
1 NORIO WADA For For
2 TOYOHIKO TAKABE For For
3 RYUJI YAMADA For For
4 YUJI INOUE For For
5 SHIN HASHIMOTO For For
6 MASAKI MITSUMURA For For
7 HIROO UNOURA For For
8 KEN YAGI For For
9 HARUKI MATSUNO For For
10 TAKASHI IMAI For For
11 YOTARO KOBAYASHI For For
Report Date: 27-Aug-04 Page 237 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 ELECTION OF A CORPORATE AUDITOR. Mgmt For For
Contrary to Policy: No
Comments:
06 PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING Mgmt For For
DIRECTORS AND A CORPORATE AUDITOR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 238 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NOBLE CORPORATION
CUSIP/CINS: G65422 Meeting Type: ANNUAL
Ticker: NE Meeting Date: 22-Apr-04
ISIN: Agenda: 932119616 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 MICHAEL A. CAWLEY Withheld Against
2 LUKE R. CORBETT Withheld Against
3 JACK E. LITTLE Withheld Against
02 APPROVAL OF THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 239 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NORTHERN TRUST CORPORATION
CUSIP/CINS: 665859 Meeting Type: ANNUAL
Ticker: NTRS Meeting Date: 20-Apr-04
ISIN: Agenda: 932105542 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTORS Mgmt
1 DUANE L. BURNHAM For For
2 DOLORES E. CROSS For For
3 SUSAN CROWN For For
4 ROBERT S. HAMADA For For
5 ROBERT A. HELMAN For For
6 DIPAK C. JAIN For For
7 ARTHUR L. KELLY For For
8 ROBERT C. MCCORMACK For For
9 EDWARD J. MOONEY For For
10 WILLIAM A. OSBORN For For
11 JOHN W. ROWE For For
12 HAROLD B. SMITH For For
13 WILLIAM D. SMITHBURG For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 240 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NOVASTAR FINANCIAL, INC.
CUSIP/CINS: 669947 Meeting Type: ANNUAL
Ticker: NFI Meeting Date: 08-Jun-04
ISIN: Agenda: 932104970 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 W. LANCE ANDERSON Withheld Against
2 GREGORY T. BARMORE Withheld Against
02 APPROVAL OF THE NOVASTAR FINANCIAL, INC. 2004 INCENTIVE Mgmt For For
STOCK PLAN.
Contrary to Policy: No
Comments:
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 241 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NOVELLUS SYSTEMS, INC.
CUSIP/CINS: 670008 Meeting Type: ANNUAL
Ticker: NVLS Meeting Date: 16-Apr-04
ISIN: Agenda: 932108485 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 RICHARD S. HILL For For
2 NEIL R. BONKE For For
3 YOUSSEF A. EL-MANSY For For
4 J. DAVID LITSTER For For
5 YOSHIO NISHI For For
6 GLEN G. POSSLEY For For
7 ANN D. RHOADS For For
8 WILLIAM R. SPIVEY For For
9 DELBERT A. WHITAKER For For
02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL REGARDING PROVISION OF NON- Shr Against For
AUDIT SERVICES BY INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 242 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
NSTAR
CUSIP/CINS: 67019E Meeting Type: ANNUAL
Ticker: NST Meeting Date: 29-Apr-04
ISIN: Agenda: 932123879 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GARY L. COUNTRYMAN Withheld Against
2 DANIEL DENNIS Withheld Against
3 MATINA S. HORNER Withheld Against
4 THOMAS J. MAY Withheld Against
02 SHAREHOLDER PROPOSAL REGARDING CHARITABLE Shr Against For
CONTRIBUTION DISCLOSURE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 243 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
OAKWOOD HOMES CORPORATION
CUSIP/CINS: 674098 Meeting Type: CONSENT
Ticker: OKWHQ Meeting Date: 19-Nov-03
ISIN: Agenda: 932058325 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 JOINT CONSOLIDATED PLAN OF REORGANIZATION Mgmt
Report Date: 27-Aug-04 Page 244 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
OAKWOOD HOMES CORPORATION
CUSIP/CINS: 674098 Meeting Type: CONSENT
Ticker: OKWHQ Meeting Date: 12-Mar-04
ISIN: Agenda: 932097098 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 SECOND AMENDED JOINT CONSOLIDATED PLAN OF Mgmt
REORGANIZATION OF OAKWOOD HOMES CORPORATION
Report Date: 27-Aug-04 Page 245 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ONEOK, INC.
CUSIP/CINS: 682680 Meeting Type: ANNUAL
Ticker: OKE Meeting Date: 20-May-04
ISIN: Agenda: 932122322 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM M. BELL* Withheld Against
2 JULIE H. EDWARDS* Withheld Against
3 PATTYE L. MOORE* Withheld Against
4 J.D. SCOTT* Withheld Against
5 JAMES C. DAY** Withheld Against
02 TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR OF THE CORPORATION FOR THE 2004
FISCAL YEAR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 246 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PEDIATRIX MEDICAL GROUP, INC.
CUSIP/CINS: 705324 Meeting Type: ANNUAL
Ticker: PDX Meeting Date: 20-May-04
ISIN: Agenda: 932139377 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CESAR L. ALVAREZ For For
2 WALDEMAR A. CARLO, M.D. For For
3 MICHAEL B. FERNANDEZ For For
4 ROGER K. FREEMAN, M.D. For For
5 PAUL G. GABOS For For
6 ROGER J. MEDEL, M.D. For For
7 LAWRENCE M. MULLEN For For
02 APPROVAL OF THE PEDIATRIX 2004 INCENTIVE COMPENSATION Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 247 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PEPSICO, INC.
CUSIP/CINS: 713448 Meeting Type: ANNUAL
Ticker: PEP Meeting Date: 05-May-04
ISIN: Agenda: 932115086 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.F. AKERS For For
2 R.E. ALLEN For For
3 R.L. HUNT For For
4 A.C. MARTINEZ For For
5 I.K. NOOYI For For
6 F.D. RAINES For For
7 S.S. REINEMUND For For
8 S.P. ROCKEFELLER For For
9 J.J. SCHIRO For For
10 F.A. THOMAS For For
11 C.M. TRUDELL For For
12 S.D. TRUJILLO For For
13 D. VASELLA For For
02 APPROVAL OF AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF THE 2004 EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 248 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.22) Shr Against For
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT P.23) Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 249 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PFIZER INC.
CUSIP/CINS: 717081 Meeting Type: ANNUAL
Ticker: PFE Meeting Date: 22-Apr-04
ISIN: Agenda: 932101607 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MICHAEL S. BROWN For For
2 M. ANTHONY BURNS For For
3 ROBERT N. BURT For For
4 W. DON CORNWELL For For
5 WILLIAM H. GRAY III For For
6 CONSTANCE J. HORNER For For
7 WILLIAM R. HOWELL For For
8 STANLEY O. IKENBERRY For For
9 GEORGE A. LORCH For For
10 HENRY A. MCKINNELL For For
11 DANA G. MEAD For For
12 FRANKLIN D. RAINES For For
13 RUTH J. SIMMONS For For
14 WILLIAM C. STEERE, JR. For For
15 JEAN-PAUL VALLES For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 250 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
03 A PROPOSAL TO APPROVE THE PFIZER INC. 2004 STOCK PLAN. Mgmt For For
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW OF THE Shr Against For
ECONOMIC EFFECTS OF THE HIV/AIDS, TB AND MALARIA
PANDEMICS ON THE COMPANY S BUSINESS STRATEGY.
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS.
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL RELATING TO AN ANNUAL REPORT Shr Against For
ON CORPORATE RESOURCES DEVOTED TO SUPPORTING
POLITICAL ENTITIES OR CANDIDATES.
Contrary to Policy: No
Comments:
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE TERM LIMITS Shr Against For
ON DIRECTORS.
Contrary to Policy: No
Comments:
08 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
INCREASING ACCESS TO PFIZER PRODUCTS.
Contrary to Policy: No
Comments:
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For
Contrary to Policy: No
Comments:
10 SHAREHOLDER PROPOSAL ON IN VITRO TESTING. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 251 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PIPER JAFFRAY COMPANIES
CUSIP/CINS: 724078 Meeting Type: ANNUAL
Ticker: PJC Meeting Date: 28-Apr-04
ISIN: Agenda: 932101823 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANDREW S. DUFF Withheld Against
2 SAMUEL L. KAPLAN Withheld Against
3 FRANK L. SIMS Withheld Against
02 APPROVAL OF PIPER JAFFRAY COMPANIES AMENDED AND Mgmt For For
RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN.
Contrary to Policy: No
Comments:
03 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 252 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
POGO PRODUCING COMPANY
CUSIP/CINS: 730448 Meeting Type: ANNUAL
Ticker: PPP Meeting Date: 27-Apr-04
ISIN: Agenda: 932113260 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JERRY M. ARMSTRONG Withheld Against
2 PAUL G. VAN WAGENEN Withheld Against
02 APPROVAL OF THE 2004 INCENTIVE PLAN AS MORE FULLY Mgmt For For
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS TO AUDIT THE FINANCIAL STATEMENTS OF THE
COMPANY FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 253 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
POSSIS MEDICAL, INC.
CUSIP/CINS: 737407 Meeting Type: ANNUAL
Ticker: POSS Meeting Date: 10-Dec-03
ISIN: Agenda: 932065104 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT G. DUTCHER For For
2 MARY K. BRAINERD For For
3 SEYMOUR J. MANSFIELD For For
4 WILLIAM C. MATTISON, JR For For
5 WHITNEY A. MCFARLIN For For
6 DONALD C. WEGMILLER For For
7 RODNEY A. YOUNG For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 254 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PROLOGIS
CUSIP/CINS: 743410 Meeting Type: ANNUAL
Ticker: PLDPRD Meeting Date: 18-May-04
ISIN: Agenda: 932107281 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEPHEN L. FEINBERG Withheld Against
2 DONALD P. JACOBS Withheld Against
3 D. MICHAEL STEUERT Withheld Against
4 J. ANDRE TEIXEIRA Withheld Against
02 APPROVAL OF AMENDED AND RESTATED 2000 SHARE OPTION Mgmt For For
PLAN FOR OUTSIDE TRUSTEES.
Contrary to Policy: No
Comments:
03 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 255 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PROVIDENT ENERGY TRUST
CUSIP/CINS: 74386K Meeting Type: SPECIAL
Ticker: PVX Meeting Date: 10-May-04
ISIN: Agenda: 932140940 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THE RESOLUTION APPOINTING PRICEWATERHOUSECOOPERS Mgmt
LLP AS AUDITORS OF THE TRUST.
02 THE RESOLUTION ELECTING THE TEN DIRECTORS OF Mgmt
PROVIDENT ENERGY LTD. TO HOLD OFFICE UNTIL THE NEXT
ANNUAL MEETING OF TRUST UNITHOLDERS OR UNTIL THEIR
SUCCESSORS ARE ELECTED OR APPOINTED.
03 THE RESOLUTION RE-APPOINTING COMPUTERSHARE TRUST Mgmt
COMPANY OF CANADA AS TRUSTEE OF THE TRUST.
04 THE RESOLUTION AMENDING THE TRUST UNIT OPTION PLAN TO Mgmt
INCREASE THE NUMBER OF TRUST UNITS AVAILABLE FOR
ISSUANCE FROM 5,000,000 TRUST UNITS TO 8,000,000 TRUST
UNITS.
Report Date: 27-Aug-04 Page 256 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PUBLIC SERVICE ENTERPRISE GROUP INC.
CUSIP/CINS: 744573 Meeting Type: ANNUAL
Ticker: PEG Meeting Date: 20-Apr-04
ISIN: Agenda: 932092163 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ALBERT R. GAMPER, JR.* Withheld Against
2 ERNEST H. DREW** Withheld Against
3 WILLIAM V. HICKEY** Withheld Against
4 RICHARD J. SWIFT** Withheld Against
02 APPROVAL OF THE 2004 LONG-TERM INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2004.
Contrary to Policy: No
Comments:
04 STOCKHOLDER PROPOSAL RELATING TO THE NOMINATION OF Shr Against For
AT LEAST TWO CANDIDATES FOR EACH OPEN BOARD POSITION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 257 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PUBLIC STORAGE, INC.
CUSIP/CINS: 74460D Meeting Type: ANNUAL
Ticker: PSAPRX Meeting Date: 06-May-04
ISIN: Agenda: 932136864 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 B. WAYNE HUGHES For For
2 RONALD L. HAVNER, JR. For For
3 HARVEY LENKIN For For
4 ROBERT J. ABERNETHY For For
5 DANN V. ANGELOFF For For
6 WILLIAM C. BAKER For For
7 JOHN T. EVANS For For
8 URI P. HARKHAM For For
9 B. WAYNE HUGHES, JR. For For
10 DANIEL C. STATON For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
INDEPENDENT AUDITORS, TO AUDIT THE ACCOUNTS OF PUBLIC
STORAGE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 258 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
PULTE HOMES, INC.
CUSIP/CINS: 745867 Meeting Type: ANNUAL
Ticker: PHM Meeting Date: 13-May-04
ISIN: Agenda: 932118070 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 RICHARD J. DUGAS, JR.* Withheld Against
2 DAVID N. MCCAMMON* Withheld Against
3 WILLIAM J. PULTE* Withheld Against
4 FRANCIS J. SEHN* Withheld Against
5 MICHAEL E. ROSSI** Withheld Against
02 A PROPOSAL TO ADOPT THE PULTE HOMES, INC. 2004 STOCK Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
03 A PROPOSAL BY A SHAREHOLDER REQUESTING THAT PULTE Shr Against For
HOMES, INC. ADOPT A POLICY THAT THE SELECTION OF ITS
INDEPENDENT AUDITOR BE SUBMITTED TO THE SHAREHOLDERS
FOR RATIFICATION AT ANNUAL MEETINGS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 259 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
QUESTAR CORPORATION
CUSIP/CINS: 748356 Meeting Type: ANNUAL
Ticker: STR Meeting Date: 18-May-04
ISIN: Agenda: 932127550 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 TERESA BECK Withheld Against
2 R.D. CASH Withheld Against
3 ROBERT E. MCKEE III Withheld Against
4 GARY G. MICHAEL Withheld Against
5 CHARLES B. STANLEY Withheld Against
02 TO APPROVE THE LONG-TERM CASH INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 260 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
R.R. DONNELLEY & SONS COMPANY
CUSIP/CINS: 257867 Meeting Type: SPECIAL
Ticker: DNY Meeting Date: 23-Feb-04
ISIN: Agenda: 932087439 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF RR DONNELLEY Mgmt For For
COMMON STOCK AS CONTEMPLATED BY THE COMBINATION
AGREEMENT, DATED AS OF NOVEMBER 8, 2003, BETWEEN RR
DONNELLEY AND MOORE WALLACE INCORPORATED AND THE
PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING RR DONNELLEY AND
MOORE WALLACE.
Contrary to Policy: No
Comments:
02 TO ADOPT THE RR DONNELLEY 2004 PERFORMANCE INCENTIVE Mgmt For For
PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 261 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
R.R. DONNELLEY & SONS COMPANY
CUSIP/CINS: 257867 Meeting Type: ANNUAL
Ticker: RRD Meeting Date: 14-Apr-04
ISIN: Agenda: 932105782 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARK A. ANGELSON Withheld Against
2 ROBERT F. CUMMINGS, JR. Withheld Against
3 ALFRED C. ECKERT III Withheld Against
4 OLIVER R. SOCKWELL Withheld Against
5 STEPHEN M. WOLF Withheld Against
02 STOCKHOLDER PROPOSAL REGARDING THE SALE OF THE Shr Against For
COMPANY.
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL REGARDING THE ESTABLISHMENT Shr Against For
OF A POLICY OF EXPENSING COSTS OF OPTIONS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 262 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
RENAL CARE GROUP, INC.
CUSIP/CINS: 759930 Meeting Type: ANNUAL
Ticker: RCI Meeting Date: 09-Jun-04
ISIN: Agenda: 932175727 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOSEPH C. HUTTS Withheld Against
2 HARRY R. JACOBSON, M.D. Withheld Against
3 THOMAS A. LOWERY, M.D. Withheld Against
02 PROPOSAL TO: APPROVE THE RENAL CARE GROUP, INC. 2004 Mgmt For For
STOCK AND INCENTIVE COMPENSATION PLAN.
Contrary to Policy: No
Comments:
03 PROPOSAL TO: APPROVE AN AMENDMENT TO THE RENAL CARE Mgmt For For
GROUP, INC. 1996 STOCK OPTION PLAN FOR OUTSIDE
DIRECTORS TO ALLOW THE GRANT OF OPTIONS TO DIRECTORS
WHO ARE MEDICAL DIRECTORS AND THE CHAIRMAN OR VICE
CHAIRMAN OF THE BOARD OF DIRECTORS, IF SUCH DIRECTOR
IS NOT ALSO AN EMPLOYEE OF THE COMPANY.
Contrary to Policy: No
Comments:
04 PROPOSAL TO: APPROVE AN AMENDMENT TO THE RENAL CARE Mgmt For For
GROUP, INC. CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF ITS $0.01 PAR VALUE
COMMON STOCK FROM 90,000,000 SHARES TO 150,000,000
SHARES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 263 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
RENT-A-CENTER, INC.
CUSIP/CINS: 76009N Meeting Type: ANNUAL
Ticker: RCII Meeting Date: 19-May-04
ISIN: Agenda: 932156210 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MITCHELL E. FADEL Withheld Against
2 PETER P. COPSES Withheld Against
3 MARY ELIZABETH BURTON Withheld Against
02 APPROVE THE AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK, PAR VALUE $.01 PER SHARE, AUTHORIZED TO
BE ISSUED FROM 125,000,000 TO 250,000,000.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 264 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ROWAN COMPANIES, INC.
CUSIP/CINS: 779382 Meeting Type: ANNUAL
Ticker: RDC Meeting Date: 23-Apr-04
ISIN: Agenda: 932098292 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM T. FOX III Withheld Against
2 SIR GRAHAM HEARNE Withheld Against
3 H.E. LENTZ Withheld Against
4 P. DEXTER PEACOCK Withheld Against
Report Date: 27-Aug-04 Page 265 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ROYAL DUTCH PETROLEUM COMPANY
CUSIP/CINS: 780257 Meeting Type: ANNUAL
Ticker: RD Meeting Date: 28-Jun-04
ISIN: Agenda: 932190060 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
2A FINALIZATION OF THE BALANCE SHEET AS AT DECEMBER 31, Mgmt
2003, THE PROFIT AND LOSS ACCOUNT FOR THE YEAR 2003 AND
THE NOTES TO THE BALANCE SHEET AND THE PROFIT AND LOSS
ACCOUNT.
2B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR 2003. Mgmt
2C DISCHARGE OF THE MANAGING DIRECTORS OF RESPONSIBILITY Mgmt
IN RESPECT OF THEIR MANAGEMENT FOR THE YEAR 2003.
2D DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Mgmt
OF RESPONSIBILITY FOR THEIR SUPERVISION FOR THE YEAR
2003.
03 APPOINTMENT OF MS. L.Z. COOK AS A MANAGING DIRECTOR OF Mgmt
THE COMPANY.*
04 APPOINTMENT OF MRS. CH. MORIN-POSTEL AS A MEMBER OF Mgmt
THE SUPERVISORY BOARD.*
05 APPOINTMENT OF MR. M.A. VAN DEN BERGH AS A MEMBER OF Mgmt
THE SUPERVISORY BOARD OWING TO RETIREMENT BY
ROTATION.*
06 REDUCTION OF THE ISSUED SHARE CAPITAL WITH A VIEW TO Mgmt
CANCELLA TION OF THE SHARES ACQUIRED BY THE COMPANY
IN ITS OWN CAPITAL.
07 AUTHORIZATION OF THE BOARD OF MANAGEMENT, PURSUANT Mgmt
TO ARTICLE 98, BOOK 2 OF THE NETHERLANDS CIVIL CODE, AS
THE COMPETENT BODY TO ACQUIRE SHARES IN THE CAPITAL OF
THE COMPANY.
Report Date: 27-Aug-04 Page 266 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ROYCE VALUE TRUST, INC.
CUSIP/CINS: 780910 Meeting Type: ANNUAL
Ticker: RVTPRA Meeting Date: 29-Sep-03
ISIN: Agenda: 932040758 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CHARLES M. ROYCE Withheld Against
2 G. PETER O'BRIEN Withheld Against
Report Date: 27-Aug-04 Page 267 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SANDISK CORPORATION
CUSIP/CINS: 80004C Meeting Type: ANNUAL
Ticker: SNDK Meeting Date: 20-May-04
ISIN: Agenda: 932138731 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR. ELI HARARI For For
2 IRWIN FEDERMAN For For
3 JUDY BRUNER For For
4 MICHAEL E. MARKS For For
5 DR. JAMES D. MEINDL For For
6 ALAN F. SHUGART For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING JANUARY 2, 2005.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 268 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SCHERING-PLOUGH CORPORATION
CUSIP/CINS: 806605 Meeting Type: ANNUAL
Ticker: SGP Meeting Date: 27-Apr-04
ISIN: Agenda: 932109970 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 FRED HASSAN Withheld Against
2 PHILIP LEDER, M.D. Withheld Against
3 EUGENE R. MCGRATH Withheld Against
4 RICHARD DE J. OSBORNE Withheld Against
02 RATIFICATION OF DESIGNATION OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF THE OPERATIONS MANAGEMENT TEAM Mgmt For For
INCENTIVE PLAN
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 269 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SCHLUMBERGER LIMITED (SCHLUMBERGER N
CUSIP/CINS: 806857 Meeting Type: ANNUAL
Ticker: SLB Meeting Date: 14-Apr-04
ISIN: Agenda: 932104855 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 J. DEUTCH For For
2 J.S. GORELICK For For
3 A. GOULD For For
4 T. ISAAC For For
5 A. LAJOUS For For
6 A. LEVY-LANG For For
7 D. PRIMAT For For
8 T. SANDVOLD For For
9 N. SEYDOUX For For
10 L.G. STUNTZ For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Mgmt For For
Contrary to Policy: No
Comments:
03 APPROVAL OF ADOPTION OF THE 2004 STOCK AND DEFERRAL Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
Contrary to Policy: No
Comments:
04 APPROVAL OF AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 270 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SEARS, ROEBUCK AND CO.
CUSIP/CINS: 812387 Meeting Type: ANNUAL
Ticker: SPRA Meeting Date: 13-May-04
ISIN: Agenda: 932100340 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM L. BAX Withheld Against
2 DONALD J. CARTY Withheld Against
3 ALAN J. LACY Withheld Against
4 HUGH B. PRICE Withheld Against
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR 2004.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD. Shr For Against
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REGARDING POISON PILLS. Shr For Against
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr Against For
SHAREHOLDER COMMITTEE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 271 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SEMPRA ENERGY
CUSIP/CINS: 816851 Meeting Type: ANNUAL
Ticker: SRE Meeting Date: 04-May-04
ISIN: Agenda: 932104982 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEPHEN L. BAUM Withheld Against
2 WILFORD D. GODBOLD, JR. Withheld Against
3 RICHARD G. NEWMAN Withheld Against
02 REAPPROVAL OF LONG TERM INCENTIVE PLAN PERFORMANCE Mgmt For For
GOALS
Contrary to Policy: No
Comments:
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
04 PROPOSAL REGARDING ANNUAL ELECTION OF DIRECTORS Shr For Against
Contrary to Policy: No
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders
for portfolio companies to be able to elect a full slate of directors at each annual meeting.
05 PROPOSAL REGARDING SHAREHOLDER RIGHTS PLAN Shr Against For
Contrary to Policy: No
Comments:
06 PROPOSAL REGARDING AUDITOR SERVICES Shr Against For
Contrary to Policy: No
Comments:
07 PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE Shr Against For
BOARD
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 272 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SENIOR HOUSING PROPERTIES TRUST
CUSIP/CINS: 81721M Meeting Type: ANNUAL
Ticker: SNH Meeting Date: 11-May-04
ISIN: Agenda: 932128932 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN L. HARRINGTON Withheld Against
2 GERARD M. MARTIN Withheld Against
Report Date: 27-Aug-04 Page 273 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SHELL TRANSPORT & TRADING COMPANY, P
CUSIP/CINS: 822703 Meeting Type: ANNUAL
Ticker: SHTCF Meeting Date: 28-Jun-04
ISIN: Agenda: 932196771 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
O1 THAT THE REPORT OF THE DIRECTORS AND THE ACCOUNTS OF Mgmt
THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003 BE
ADOPTED.
O2 THAT THE REMUNERATION REPORT FOR THE YEAR ENDED Mgmt
DECEMBER 31, 2003 SET OUT IN THE ANNUAL REPORT AND
ACCOUNTS 2003 AND SUMMARISED IN THE SUMMARY ANNUAL
REPORT AND ACCOUNTS 2003 BE APPROVED.
O3 THAT MALCOLM BRINDED BE ELECTED AS A DIRECTOR. Mgmt
O4 THAT DR EILEEN BUTTLE BE RE-ELECTED AS A DIRECTOR. Mgmt
O5 THAT LUIS GIUSTI BE RE-ELECTED AS A DIRECTOR. Mgmt
O6 THAT MARY (NINA) HENDERSON BE RE-ELECTED AS A Mgmt
DIRECTOR.
O7 THAT LORD OXBURGH BE RE-ELECTED AS A DIRECTOR. Mgmt
O8 THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS Mgmt
AUDITORS OF THE COMPANY.
O9 THAT THE BOARD BE AUTHORISED TO SETTLE THE Mgmt
REMUNERATION OF THE AUDITORS FOR 2004.
S10 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Mgmt
PURCHASES (AS DEFINED IN SECTION 163 OF THE COMPANIES
ACT 1985) OF UP TO 483,000,000 ORDINARY SHARES OF 25P PER
SHARE IN THE CAPITAL OF THE COMPANY.
Report Date: 27-Aug-04 Page 274 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SHUFFLE MASTER, INC.
CUSIP/CINS: 825549 Meeting Type: ANNUAL
Ticker: SHFL Meeting Date: 17-Mar-04
ISIN: Agenda: 932092543 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARK L. YOSELOFF For For
2 GARRY W. SAUNDERS For For
3 KEN ROBSON For For
4 DON R. KORNSTEIN For For
02 TO APPROVE THE SHUFFLE MASTER, INC. 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
Contrary to Policy: No
Comments:
03 TO APPROVE THE SHUFFLE MASTER, INC. 2004 EQUITY Mgmt For For
INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 275 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SICOR INC.
CUSIP/CINS: 825846 Meeting Type: SPECIAL
Ticker: SCRI Meeting Date: 16-Jan-04
ISIN: Agenda: 932077832 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF OCTOBER 31, 2003, AS
AMENDED, BY AND AMONG SICOR INC., TEVA PHARMACEUTICAL
INDUSTRIES LIMITED AND SILICON ACQUISITION SUB, INC., AND
APPROVE THE MERGER CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 276 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SIMON PROPERTY GROUP, INC.
CUSIP/CINS: 828806 Meeting Type: ANNUAL
Ticker: SPG Meeting Date: 05-May-04
ISIN: Agenda: 932121750 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BIRCH BAYH Withheld Against
2 MELVYN E. BERGSTEIN Withheld Against
3 LINDA WALKER BYNOE Withheld Against
4 KAREN N. HORN Withheld Against
5 G. WILLIAM MILLER Withheld Against
6 J. ALBERT SMITH, JR. Withheld Against
7 PIETER S. VAN DEN BERG Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS FOR 2004.
Contrary to Policy: No
Comments:
03 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 277 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SMITH INTERNATIONAL, INC.
CUSIP/CINS: 832110 Meeting Type: ANNUAL
Ticker: SII Meeting Date: 20-Apr-04
ISIN: Agenda: 932097757 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES R. GIBBS Withheld Against
2 JERRY W. NEELY Withheld Against
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 278 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SOUTH JERSEY INDUSTRIES, INC.
CUSIP/CINS: 838518 Meeting Type: ANNUAL
Ticker: SJI Meeting Date: 29-Apr-04
ISIN: Agenda: 932105528 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 THOMAS A. BRACKEN* Withheld Against
2 EDWARD J. GRAHAM** Withheld Against
3 HELEN R. BOSLEY** Withheld Against
4 HERMAN D. JAMES PH.D.** Withheld Against
5 AMB. WILLIAM J HUGHES** Withheld Against
02 TO APPROVE THE ACTION OF THE BOARD OF DIRECTORS IN Mgmt For For
APPOINTING DELOITTE & TOUCHE LLP AS AUDITORS OF THE
COMPANY FOR THE YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 279 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SOUTHWEST WATER COMPANY
CUSIP/CINS: 845331 Meeting Type: ANNUAL
Ticker: SWWC Meeting Date: 13-May-04
ISIN: Agenda: 932135204 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 H. FREDERICK CHRISTIE Withheld Against
2 ANTON C. GARNIER Withheld Against
3 PETER J. MOERBEEK Withheld Against
02 TO APPROVE AN AMENDMENT TO THE COMPANY S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION INCREASING
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 25,000,000 TO 75,000,000.
Contrary to Policy: No
Comments:
03 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS, AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 280 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SOVRAN SELF STORAGE, INC.
CUSIP/CINS: 84610H Meeting Type: ANNUAL
Ticker: SSS Meeting Date: 13-May-04
ISIN: Agenda: 932138325 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT J. ATTEA For For
2 KENNETH F. MYSZKA For For
3 JOHN E. BURNS For For
4 MICHAEL A. ELIA For For
5 ANTHONY P. GAMMIE For For
6 CHARLES E. LANNON For For
02 APPROVAL OF AMENDMENTS TO THE 1995 OUTSIDE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
Contrary to Policy: No
Comments:
03 APPROVAL OF AMENDMENT TO THE DEFERRED COMPENSATION Mgmt For For
PLAN FOR DIRECTORS.
Contrary to Policy: No
Comments:
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 281 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
STANDEX INTERNATIONAL CORPORATION
CUSIP/CINS: 854231 Meeting Type: ANNUAL
Ticker: SXI Meeting Date: 28-Oct-03
ISIN: Agenda: 932048122 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 C. KEVIN LANDRY Withheld Against
2 H.N. MULLER, III, PHD Withheld Against
3 EDWARD J. TRAINOR Withheld Against
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 282 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
STAPLES, INC.
CUSIP/CINS: 855030 Meeting Type: ANNUAL
Ticker: SPLS Meeting Date: 17-Jun-04
ISIN: Agenda: 932168900 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ARTHUR M. BLANK Withheld Against
2 GARY L. CRITTENDEN Withheld Against
3 MARTIN TRUST Withheld Against
4 PAUL F. WALSH Withheld Against
02 TO APPROVE STAPLES 2004 STOCK INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
03 TO APPROVE STAPLES AMENDED AND RESTATED 1998 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
Contrary to Policy: No
Comments:
04 TO APPROVE STAPLES AMENDED AND RESTATED Mgmt For For
INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN.
Contrary to Policy: No
Comments:
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF ERNST Mgmt For For
& YOUNG LLP AS STAPLES INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR.
Contrary to Policy: No
Comments:
06 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr Against For
RIGHTS PLANS.
Contrary to Policy: No
Comments:
07 TO ACT ON A SHAREHOLDER PROPOSAL ON SHAREHOLDER Shr Against For
INPUT ON POISON PILLS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 283 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
08 TO ACT ON A SHAREHOLDER PROPOSAL ON COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION.
Contrary to Policy: No
Comments:
09 TO ACT ON A SHAREHOLDER PROPOSAL ON AUDITOR Shr Against For
INDEPENDENCE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 284 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
STATE STREET CORPORATION
CUSIP/CINS: 857477 Meeting Type: ANNUAL
Ticker: STT Meeting Date: 21-Apr-04
ISIN: Agenda: 932108067 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 K. BURNES Withheld Against
2 D. GRUBER Withheld Against
3 L. HILL Withheld Against
4 C. LAMANTIA Withheld Against
5 R. WEISSMAN Withheld Against
02 TO VOTE ON A STOCKHOLDER PROPOSAL TO EXEMPT THE Shr Against For
BOARD OF DIRECTORS FROM MASSACHUSETTS GENERAL
LAWS, CHAPTER 156B, SECTION 50A(A).
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 285 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SUN MICROSYSTEMS, INC.
CUSIP/CINS: 866810 Meeting Type: ANNUAL
Ticker: SUNW Meeting Date: 13-Nov-03
ISIN: Agenda: 932051446 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SCOTT G. MCNEALY For For
2 JAMES L. BARKSDALE For For
3 L. JOHN DOERR For For
4 ROBERT J. FISHER For For
5 MICHAEL E. LEHMAN For For
6 ROBERT L. LONG For For
7 M. KENNETH OSHMAN For For
8 NAOMI O. SELIGMAN For For
9 LYNN E. TURNER For For
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
PROPOSAL TO APPROVE AMENDMENTS TO SUN S 1990
EMPLOYEE STOCK PURCHASE PLAN, INCLUDING AN INCREASE
IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 170,000,000 SHARES OF
COMMON STOCK TO AN AGGREGATE OF 616,400,000 SHARES
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP, AS SUN S INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 286 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 STOCKHOLDER PROPOSAL ENTITLED CHINA BUSINESS Shr Against For
PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA . PROPOSAL
REQUESTING IMPLEMENTATION OF PRINCIPLES EMBODIED IN
CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN
CHINA
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 287 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SUNGARD DATA SYSTEMS INC.
CUSIP/CINS: 867363 Meeting Type: ANNUAL
Ticker: SDS Meeting Date: 14-May-04
ISIN: Agenda: 932128639 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GREGORY S. BENTLEY
2 MICHAEL C. BROOKS
3 CRISTOBAL CONDE
4 RAMON DE OLIVEIRA
5 HENRY C. DUQUES
6 ALBERT A. EISENSTAT
7 BERNARD GOLDSTEIN
8 JANET BRUTSCHEA HAUGEN
9 JAMES L. MANN
10 MALCOLM I. RUDDOCK
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
Report Date: 27-Aug-04 Page 288 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SUNTRUST BANKS, INC.
CUSIP/CINS: 867914 Meeting Type: ANNUAL
Ticker: STIKO Meeting Date: 20-Apr-04
ISIN: Agenda: 932103930 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 J. HICKS LANIER Withheld Against
2 LARRY L. PRINCE Withheld Against
3 FRANK S. ROYAL, M.D. Withheld Against
4 ROBERT M. BEALL, II Withheld Against
5 JEFFREY C. CROWE Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR 2004.
Contrary to Policy: No
Comments:
03 PROPOSAL TO APPROVE THE COMPANY S 2004 STOCK PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 289 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
SYNOVUS FINANCIAL CORP.
CUSIP/CINS: 87161C Meeting Type: ANNUAL
Ticker: SNV Meeting Date: 22-Apr-04
ISIN: Agenda: 932095993 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES H. BLANCHARD* Withheld Against
2 C. EDWARD FLOYD* Withheld Against
3 GARDINER W. GARRARD JR* Withheld Against
4 V. NATHANIEL HANSFORD* Withheld Against
5 ALFRED W. JONES III* Withheld Against
6 H. LYNN PAGE* Withheld Against
7 JAMES D. YANCEY* Withheld Against
8 FRANK W. BRUMLEY** Withheld Against
9 ELIZABETH W. CAMP** Withheld Against
10 T. MICHAEL GOODRICH** Withheld Against
11 J. NEAL PURCELL** Withheld Against
12 WILLIAM B. TURNER, JR** Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS SYNOVUS Mgmt For For
INDEPENDENT AUDITOR.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 290 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
CUSIP/CINS: 874039 Meeting Type: ANNUAL
Ticker: TSM Meeting Date: 11-May-04
ISIN: Agenda: 932140077 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
05 TO ACCEPT 2003 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
Contrary to Policy: No
Comments:
06 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2003 Mgmt For For
PROFITS.
Contrary to Policy: No
Comments:
07 TO APPROVE THE CAPITALIZATION OF 2003 DIVIDENDS AND Mgmt For For
EMPLOYEE PROFIT SHARING.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 291 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TECO ENERGY, INC.
CUSIP/CINS: 872375 Meeting Type: ANNUAL
Ticker: TE Meeting Date: 28-Apr-04
ISIN: Agenda: 932103574 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
A DIRECTOR Mgmt
1 TOM L. RANKIN Withheld Against
2 WILLIAM D. ROCKFORD Withheld Against
3 J. THOMAS TOUCHTON Withheld Against
B APPROVAL OF 2004 EQUITY INCENTIVE PLAN Mgmt For For
Contrary to Policy: No
Comments:
C RATIFICATION OF THE CORPORATION S INDEPENDENT AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
D1 SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION Shr Against For
CHANGES
Contrary to Policy: No
Comments:
D2 SHAREHOLDER PROPOSAL: EXPENSING OF STOCK OPTIONS Shr For Against
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 292 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TEMPLETON DRAGON FUND, INC.
CUSIP/CINS: 88018T Meeting Type: ANNUAL
Ticker: TDF Meeting Date: 25-May-04
ISIN: Agenda: 932145205 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MARTIN L. FLANAGAN Withheld Against
2 EDITH E. HOLIDAY Withheld Against
3 CHARLES B. JOHNSON Withheld Against
4 FRANK A. OLSON Withheld Against
Report Date: 27-Aug-04 Page 293 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TERADYNE, INC.
CUSIP/CINS: 880770 Meeting Type: ANNUAL
Ticker: TER Meeting Date: 27-May-04
ISIN: Agenda: 932148895 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN P. MULRONEY Withheld Against
2 PATRICIA S. WOLPERT Withheld Against
02 TO APPROVE AN AMENDMENT TO THE 1996 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF
SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT
TO SAID PLAN BY 5,000,000 SHARES.
Contrary to Policy: No
Comments:
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 294 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TEVA PHARMACEUTICAL INDUSTRIES LIMIT
CUSIP/CINS: 881624 Meeting Type: ANNUAL
Ticker: TEVA Meeting Date: 20-May-04
ISIN: Agenda: 932153238 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED Mgmt For For
BALANCE SHEET AS OF DECEMBER 31, 2003 AND THE
CONSOLIDATED STATEMENTS.
Contrary to Policy: No
Comments:
02 TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION Mgmt For For
THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31,
2003, WHICH WAS PAID IN FOUR INSTALLMENTS AND
AGGREGATED NIS 1.44 (APPROXIMATELY US$0.322) PER
ORDINARY SHARE, BE DECLARED FINAL.
Contrary to Policy: No
Comments:
3A TO ELECT ABRAHAM E. COHEN TO SERVE FOR A THREE-YEAR Mgmt Against Against
TERM.
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
3B TO ELECT LESLIE DAN TO SERVE FOR A THREE-YEAR TERM. Mgmt Against Against
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
3C TO ELECT PROF. MEIR HETH TO SERVE FOR A THREE-YEAR Mgmt Against Against
TERM.
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
3D TO ELECT PROF. MOSHE MANY TO SERVE FOR A THREE-YEAR Mgmt Against Against
TERM.
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders for portfolio
companies to be able to elect a full slate of directors at each annual meeting.
3E TO ELECT DOV SHAFIR TO SERVE FOR A THREE-YEAR TERM. Mgmt Against Against
Contrary to Policy: Yes
Comments: BMC Fund, Inc. (the "Fund") believes that it is in the best interests of the Fund and its shareholders to be able
to elect a full slate of directors at each annual meeting.
Report Date: 27-Aug-04 Page 295 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S Mgmt For For
LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF
THE COMPANY.
Contrary to Policy: No
Comments:
05 TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF Mgmt For For
PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004 AND AUTHORIZE THE AUDIT COMMITTEE TO
DETERMINE THEIR COMPENSATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 296 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TEXAS INSTRUMENTS INCORPORATED
CUSIP/CINS: 882508 Meeting Type: ANNUAL
Ticker: TXN Meeting Date: 15-Apr-04
ISIN: Agenda: 932098634 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.R. ADAMS For For
2 D.L. BOREN For For
3 D.A. CARP For For
4 T.J. ENGIBOUS For For
5 G.W. FRONTERHOUSE For For
6 D.R. GOODE For For
7 W.R. SANDERS For For
8 R.J. SIMMONS For For
9 R.K. TEMPLETON For For
10 C.T. WHITMAN For For
02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shr Against For
OPTIONS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 297 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE BOEING COMPANY
CUSIP/CINS: 097023 Meeting Type: ANNUAL
Ticker: BA Meeting Date: 03-May-04
ISIN: Agenda: 932113020 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JOHN H. BIGGS Withheld Against
2 JOHN E. BRYSON Withheld Against
3 LINDA Z. COOK Withheld Against
4 ROZANNE L. RIDGWAY Withheld Against
02 APPROVE AMENDMENTS TO ELIMINATE CERTAIN Mgmt For For
SUPERMAJORITY VOTE REQUIREMENTS.
Contrary to Policy: No
Comments:
03 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr Against For
Contrary to Policy: No
Comments:
05 ADOPT HUMAN RIGHTS POLICIES. Shr Against For
Contrary to Policy: No
Comments:
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr For Against
Contrary to Policy: No
Comments:
07 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 298 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
08 REQUIRE APPROVAL OF SEVERANCE AGREEMENTS. Shr Against For
Contrary to Policy: No
Comments:
09 ADOPT RETENTION OF STOCK POLICY. Shr Against For
Contrary to Policy: No
Comments:
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS AT RETIREMENT Shr Against For
OR TERMINATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 299 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE COOPER COMPANIES, INC.
CUSIP/CINS: 216648 Meeting Type: ANNUAL
Ticker: COO Meeting Date: 23-Mar-04
ISIN: Agenda: 932092644 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 A. THOMAS BENDER For For
2 MICHAEL H. KALKSTEIN For For
3 MOSES MARX For For
4 DONALD PRESS For For
5 STEVEN ROSENBERG For For
6 ALLAN E RUBENSTEIN M.D. For For
7 ROBERT S. WEISS For For
8 STANLEY ZINBERG, M.D. For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE
COOPER COMPANIES, INC. FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2004.
Contrary to Policy: No
Comments:
03 THE AMENDMENT OF THE COMPANY S AMENDED AND RESTATED Mgmt For For
2001 LONG TERM INCENTIVE PLAN.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 300 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE EUROPEAN WARRANT FUND, INC.
CUSIP/CINS: 298792 Meeting Type: ANNUAL
Ticker: EWF Meeting Date: 28-Aug-03
ISIN: Agenda: 932010046 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 BERNARD SPILKO For For
2 HARVEY KAPLAN For For
02 REVISION OF FUNDAMENTAL INVESTMENT POLICY Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 301 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE FIRST AMERICAN CORPORATION
CUSIP/CINS: 318522 Meeting Type: ANNUAL
Ticker: FAF Meeting Date: 13-May-04
ISIN: Agenda: 932134682 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GARY J. BEBAN For For
2 J. DAVID CHATHAM For For
3 WILLIAM G. DAVIS For For
4 JAMES L. DOTI For For
5 LEWIS W. DOUGLAS, JR. For For
6 PAUL B. FAY, JR. For For
7 D.P. KENNEDY For For
8 PARKER S. KENNEDY For For
9 FRANK E. O'BRYAN For For
10 ROSLYN B. PAYNE For For
11 D. VAN SKILLING For For
12 HERBERT B. TASKER For For
13 VIRGINIA M. UEBERROTH For For
Report Date: 27-Aug-04 Page 302 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE GERMANY FUND, INC.
CUSIP/CINS: 374143 Meeting Type: ANNUAL
Ticker: GER Meeting Date: 22-Jun-04
ISIN: Agenda: 932191303 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DR. KURT W. BOCK Withheld Against
2 JOHN BULT Withheld Against
3 AMB. RICHARD R. BURT Withheld Against
4 JOHN H. CANNON Withheld Against
5 ROBERT H. WADSWORTH Withheld Against
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 303 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE INDIA FUND, INC.
CUSIP/CINS: 454089 Meeting Type: ANNUAL
Ticker: IFN Meeting Date: 28-Apr-04
ISIN: Agenda: 932127877 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 LAWRENCE K. BECKER* Withheld Against
2 STEPHANE R.F. HENRY** Withheld Against
3 J. MARC HARDY*** Withheld Against
4 BRYAN MCKIGNEY*** Withheld Against
Report Date: 27-Aug-04 Page 304 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE MALAYSIA FUND, INC.
CUSIP/CINS: 560905 Meeting Type: ANNUAL
Ticker: MF Meeting Date: 22-Jun-04
ISIN: Agenda: 932178189 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WAYNE E. HEDIEN
2 DR. MANUEL H. JOHNSON
3 JAMES F. HIGGINS
Report Date: 27-Aug-04 Page 305 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE MILLS CORPORATION
CUSIP/CINS: 601148 Meeting Type: ANNUAL
Ticker: MLS Meeting Date: 10-Jun-04
ISIN: Agenda: 932165699 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES C. BRAITHWAITE Withheld Against
2 HON JOSEPH B GILDENHORN Withheld Against
3 HARRY H. NICK Withheld Against
4 ROBERT P. PINCUS Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
03 PROPOSAL TO APPROVE THE AMENDMENT TO THE MILLS Mgmt For For
CORPORATION S CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF
CAPITAL STOCK FROM 170,000,000 TO 190,000,000 AND THE
NUMBER OF AUTHORIZED SHARES OF PREFERRED STOCK
FROM 20,000,000 TO 40,000,000.
Contrary to Policy: No
Comments:
04 PROPOSAL TO APPROVE THE MILLS CORPORATION S 2004 Mgmt For For
STOCK INCENTIVE PLAN.
Contrary to Policy: No
Comments:
05 PROPOSAL TO APPROVE THE EXECUTIVE HIGH PERFORMANCE Mgmt For For
PROGRAM.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 306 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE NEW IRELAND FUND, INC.
CUSIP/CINS: 645673 Meeting Type: ANNUAL
Ticker: IRL Meeting Date: 08-Jun-04
ISIN: Agenda: 932173569 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GEORGE G. MOORE* Withheld Against
2 DENIS P. KELLEHER** Withheld Against
3 JAMES M. WALTON** Withheld Against
02 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO TAKE STEPS NECESSARY TO
OPEN-END THE FUND OR OTHERWISE ENABLE STOCKHOLDERS
TO REALIZE NET ASSET VALUE FOR THEIR SHARES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 307 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE PNC FINANCIAL SERVICES GROUP, IN
CUSIP/CINS: 693475 Meeting Type: ANNUAL
Ticker: PNCFO Meeting Date: 27-Apr-04
ISIN: Agenda: 932108081 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MR. CHELLGREN For For
2 MR. CLAY For For
3 MR. COOPER For For
4 MR. DAVIDSON For For
5 MR. KELSON For For
6 MR. LINDSAY For For
7 MR. MASSARO For For
8 MR. O'BRIEN For For
9 MS. PEPPER For For
10 MR. ROHR For For
11 MS. STEFFES For For
12 MR. STRIGL For For
13 MR. THIEKE For For
14 MR. USHER For For
15 MR. WASHINGTON For For
16 MR. WEHMEIER For For
Report Date: 27-Aug-04 Page 308 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE SOUTHERN COMPANY
CUSIP/CINS: 842587 Meeting Type: ANNUAL
Ticker: SO Meeting Date: 26-May-04
ISIN: Agenda: 932148857 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 D.P. AMOS For For
2 D.J. BERN For For
3 F.S. BLAKE For For
4 T.F. CHAPMAN For For
5 H.A. FRANKLIN For For
6 B.S. GORDON For For
7 D.M. JAMES For For
8 Z.T. PATE For For
9 J.N. PURCELL For For
10 D.M. RATCLIFFE For For
11 G.J. ST. PE For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004
Contrary to Policy: No
Comments:
03 APPROVAL OF OUTSIDE DIRECTORS STOCK PLAN Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 309 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE SPAIN FUND, INC.
CUSIP/CINS: 846330 Meeting Type: ANNUAL
Ticker: SNF Meeting Date: 30-Jun-04
ISIN: Agenda: 932196808 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 I. DE HABSBURGO-LORENA* Withheld Against
2 FRANCISCO GOMEZ ROLDAN* Withheld Against
3 J.M. SAINZ DE VICUNA* Withheld Against
4 WILLIAM H. FOULK, JR.** Withheld Against
5 D DE FERNANDO GARCIA*** Withheld Against
Report Date: 27-Aug-04 Page 310 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE SWISS HELVETIA FUND, INC.
CUSIP/CINS: 870875 Meeting Type: ANNUAL
Ticker: SWZ Meeting Date: 20-May-04
ISIN: Agenda: 932158543 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 CLAUDE W. FREY Withheld Against
2 ERIC R. GABUS Withheld Against
3 ALEXANDRE DE TAKACSY Withheld Against
Report Date: 27-Aug-04 Page 311 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THE TAIWAN FUND, INC.
CUSIP/CINS: 874036 Meeting Type: ANNUAL
Ticker: TWN Meeting Date: 26-Jan-04
ISIN: Agenda: 932076943 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 SHAO-YU WANG For For
2 BENNY T. HU For For
3 DAVID DEAN For For
4 LAWRENCE J. LAU For For
5 JOE O. ROGERS For For
6 JACK C. TANG For For
7 GLORIA WANG For For
8 LAWRENCE F. WEBER For For
9 M.C. CANAVAN, JR. For For
10 ANTHONY KAI YIU LO For For
Report Date: 27-Aug-04 Page 312 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
THORNBURG MORTGAGE, INC.
CUSIP/CINS: 885218 Meeting Type: ANNUAL
Ticker: TMAPRA Meeting Date: 20-Apr-04
ISIN: Agenda: 932101619 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANNE-DRUE M. ANDERSON Withheld Against
2 DAVID A. ATER Withheld Against
3 LARRY A. GOLDSTONE Withheld Against
4 IKE KALANGIS Withheld Against
Report Date: 27-Aug-04 Page 313 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TIDEWATER INC.
CUSIP/CINS: 886423 Meeting Type: ANNUAL
Ticker: TDW Meeting Date: 31-Jul-03
ISIN: Agenda: 932016579 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 ARTHUR R. CARLSON For For
2 JON C. MADONNA For For
3 WILLIAM C. O'MALLEY For For
Report Date: 27-Aug-04 Page 314 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TOTAL S.A.
CUSIP/CINS: 89151E Meeting Type: ANNUAL
Ticker: TOT Meeting Date: 14-May-04
ISIN: Agenda: 932143580 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 APPROVAL OF CERTAIN REPORTS AND OF THE PARENT Mgmt For For
COMPANY S FINANCIAL STATEMENTS
Contrary to Policy: No
Comments:
02 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
Contrary to Policy: No
Comments:
03 ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND Mgmt For For
Contrary to Policy: No
Comments:
04 AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF THE FRENCH Mgmt For For
COMMERCIAL CODE
Contrary to Policy: No
Comments:
05 AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES Mgmt For For
Contrary to Policy: No
Comments:
06 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE Mgmt For For
DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES
FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS
Contrary to Policy: No
Comments:
07 DIRECTOR Mgmt
1 MR. THIERRY DESMAREST Withheld Against
2 MR. THIERRY DE RUDDER Withheld Against
3 MR. SERGE TCHURUK Withheld Against
Report Date: 27-Aug-04 Page 315 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
10 APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
Contrary to Policy: No
Comments:
11 APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR Mgmt Against For
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
Contrary to Policy: No
Comments:
12 APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR Mgmt Against For
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
Contrary to Policy: No
Comments:
13 APPOINTMENT OF ALAN CRAMER AS A DIRECTOR Mgmt Against For
REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF
ARTICLE 11 OF THE ARTICLES OF INCORPORATION
Contrary to Policy: No
Comments:
14 APPOINTMENT OF STATUTORY AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
15 RENEWAL OF STATUTORY AUDITORS Mgmt For For
Contrary to Policy: No
Comments:
16 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
17 APPOINTMENT OF AN ALTERNATE AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
18 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Mgmt For For
COMPENSATION
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 316 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
19 AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR OR Mgmt For For
PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE
MANAGEMENT AND KEY EMPLOYEES OF THE GROUP
Contrary to Policy: No
Comments:
20 AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER EQUITY Mgmt For For
SECURITIES
Contrary to Policy: No
Comments:
21 AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT Mgmt For For
MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT
WITH AN OPTION TO GRANT A PRIORITY PERIOD
Contrary to Policy: No
Comments:
22 CAPITAL INCREASE RESERVED FOR EMPLOYEES Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 317 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TRANSOCEAN INC.
CUSIP/CINS: G90078 Meeting Type: ANNUAL
Ticker: RIG Meeting Date: 13-May-04
ISIN: Agenda: 932122384 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT L. LONG
2 MARTIN B. MCNAMARA
3 ROBERT M. SPRAGUE
4 J. MICHAEL TALBERT
02 APPROVAL OF THE AMENDMENT OF OUR LONG-TERM INCENTIVE Mgmt
PLAN AS DESCRIBED IN THE PROXY STATEMENT.
03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO Mgmt
SERVE AS INDEPENDENT AUDITORS.
Report Date: 27-Aug-04 Page 318 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TYCO INTERNATIONAL LTD.
CUSIP/CINS: 902124 Meeting Type: ANNUAL
Ticker: TYC Meeting Date: 25-Mar-04
ISIN: Agenda: 932087655 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS C. BLAIR For For
2 EDWARD D. BREEN For For
3 GEORGE W. BUCKLEY For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 JOHN A. KROL For For
7 MACKEY J. MCDONALD For For
8 H. CARL MCCALL For For
9 BRENDAN R. O'NEILL For For
10 SANDRA S. WIJNBERG For For
11 JEROME B. YORK For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S Mgmt For For
INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
Contrary to Policy: No
Comments:
03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 319 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL Shr For For
REPORTING.
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shr Against For
OF INCORPORATION FROM BERMUDA TO A U.S. STATE.
Contrary to Policy: No
Comments:
07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shr Against For
COMPENSATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 320 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
TYCO INTERNATIONAL LTD.
CUSIP/CINS: 902124 Meeting Type: ANNUAL
Ticker: TYC Meeting Date: 25-Mar-04
ISIN: Agenda: 932087655 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 DENNIS C. BLAIR For For
2 EDWARD D. BREEN For For
3 GEORGE W. BUCKLEY For For
4 BRIAN DUPERREAULT For For
5 BRUCE S. GORDON For For
6 JOHN A. KROL For For
7 MACKEY J. MCDONALD For For
8 H. CARL MCCALL For For
9 BRENDAN R. O'NEILL For For
10 SANDRA S. WIJNBERG For For
11 JEROME B. YORK For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO S Mgmt For For
INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
Contrary to Policy: No
Comments:
03 ADOPTION OF THE AMENDED AND RESTATED BYE-LAWS. Mgmt For For
Contrary to Policy: No
Comments:
04 APPROVAL OF TYCO 2004 STOCK AND INCENTIVE PLAN. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 321 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
05 SHAREHOLDER PROPOSAL REGARDING ENVIRONMENTAL Shr For For
REPORTING.
Contrary to Policy: No
Comments:
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S JURISDICTION Shr Against For
OF INCORPORATION FROM BERMUDA TO A U.S. STATE.
Contrary to Policy: No
Comments:
07 SHAREHOLDER PROPOSAL ON COMMON SENSE EXECUTIVE Shr Against For
COMPENSATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 322 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
U.S. BANCORP
CUSIP/CINS: 902973 Meeting Type: ANNUAL
Ticker: USB Meeting Date: 20-Apr-04
ISIN: Agenda: 932099814 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 V. BUYNISKI GLUCKMAN
2 ARTHUR D. COLLINS, JR.
3 JERRY W. LEVIN
4 THOMAS E. PETRY
5 RICHARD G. REITEN
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt
AUDITORS FOR THE 2004 FISCAL YEAR.
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shr
SENIOR EXECUTIVES.
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shr
RETIREMENT BENEFITS.
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shr
Report Date: 27-Aug-04 Page 323 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
U.S. BANCORP
CUSIP/CINS: 902973 Meeting Type: ANNUAL
Ticker: USB Meeting Date: 20-Apr-04
ISIN: Agenda: 932099814 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 V. BUYNISKI GLUCKMAN Withheld Against
2 ARTHUR D. COLLINS, JR. Withheld Against
3 JERRY W. LEVIN Withheld Against
4 THOMAS E. PETRY Withheld Against
5 RICHARD G. REITEN Withheld Against
02 RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE 2004 FISCAL YEAR.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL: COMPENSATION SYSTEM FOR Shr For Against
SENIOR EXECUTIVES.
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL: SUPPLEMENTAL EXECUTIVE Shr Against For
RETIREMENT BENEFITS.
Contrary to Policy: No
Comments:
05 SHAREHOLDER PROPOSAL: SIMPLE MAJORITY VOTING. Shr For Against
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 324 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
UGI CORPORATION
CUSIP/CINS: 902681 Meeting Type: ANNUAL
Ticker: UGI Meeting Date: 24-Feb-04
ISIN: Agenda: 932079898 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.W. STRATTON For For
2 S.D. BAN For For
3 R.C. GOZON For For
4 L.R. GREENBERG For For
5 T.F. DONOVAN For For
6 M.O. SCHLANGER For For
7 A. POL For For
8 E.E. JONES For For
02 APPROVAL OF UGI CORPORATION 2004 OMNIBUS EQUITY Mgmt For For
COMPENSATION PLAN
Contrary to Policy: No
Comments:
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER RIGHTS Shr Against For
AGREEMENT
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 325 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
UNION PLANTERS CORPORATION
CUSIP/CINS: 908068 Meeting Type: ANNUAL
Ticker: UPC Meeting Date: 08-Jun-04
ISIN: Agenda: 932171173 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt
AS OF JANUARY 22, 2004, BY AND BETWEEN UNION PLANTERS
CORPORATION AND REGIONS FINANCIAL CORPORATION,
PURSUANT TO WHICH UNION PLANTERS CORPORATION AND
REGIONS FINANCIAL CORPORATION WILL BE MERGED WITH AND
INTO A NEWLY-FORMED HOLDING COMPANY, NEW REGIONS
FINANCIAL CORPORATION.
02 DIRECTOR Mgmt
1 ALBERT M. AUSTIN
2 GEORGE W. BRYAN
3 ROBERT R. WALLER, M.D.
4 SPENCE L. WILSON
03 RATIFICATION OF THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE 2004 FISCAL YEAR.
04 ADJOURNMENT OF THE UNION PLANTERS ANNUAL MEETING, IF Mgmt
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
05 SHAREHOLDER PROPOSAL. Shr
Report Date: 27-Aug-04 Page 326 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
UNITEDHEALTH GROUP INCORPORATED
CUSIP/CINS: 91324P Meeting Type: ANNUAL
Ticker: UNH Meeting Date: 12-May-04
ISIN: Agenda: 932129085 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLIAM C. BALLARD, JR. Withheld Against
2 RICHARD T. BURKE Withheld Against
3 STEPHEN J. HEMSLEY Withheld Against
4 DONNA E. SHALALA Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL REGARDING EXPENSING OF STOCK Shr Against For
OPTIONS.
Contrary to Policy: No
Comments:
04 SHAREHOLDER PROPOSAL REGARDING REPLACEMENT OF Shr Against For
STOCK OPTIONS WITH RESTRICTED SHARES.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 327 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VALEANT PHARMACEUTICALS INTL.
CUSIP/CINS: 91911X Meeting Type: ANNUAL
Ticker: VRX Meeting Date: 25-May-04
ISIN: Agenda: 932156664 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 EDWARD A. BURKHARDT Withheld Against
2 TIMOTHY C. TYSON Withheld Against
3 ELAINE S. ULLIAN Withheld Against
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE COMPANY.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 328 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VALERO ENERGY CORPORATION
CUSIP/CINS: 91913Y Meeting Type: ANNUAL
Ticker: VLO Meeting Date: 29-Apr-04
ISIN: Agenda: 932121522 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 E. GLENN BIGGS Withheld Against
2 RUBEN M. ESCOBEDO Withheld Against
3 BOB MARBUT Withheld Against
02 RATIFICATION OF KPMG LLP AS AUDITORS FOR 2004. Mgmt For For
Contrary to Policy: No
Comments:
03 CLIMATE CHANGE RESOLUTION. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 329 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VAN KAMPEN SENIOR INCOME TRUST
CUSIP/CINS: 920961 Meeting Type: ANNUAL
Ticker: VVR Meeting Date: 10-Jul-03
ISIN: Agenda: 932010921 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 ROD DAMMEYER For For
2 WAYNE W. WHALEN For For
Report Date: 27-Aug-04 Page 330 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VERIZON COMMUNICATIONS INC.
CUSIP/CINS: 92343V Meeting Type: ANNUAL
Ticker: VZ Meeting Date: 28-Apr-04
ISIN: Agenda: 932105631 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.R. BARKER For For
2 R.L. CARRION For For
3 R.W. LANE For For
4 S.O. MOOSE For For
5 J. NEUBAUER For For
6 T.H. O'BRIEN For For
7 H.B. PRICE For For
8 I.G. SEIDENBERG For For
9 W.V. SHIPLEY For For
10 J.R. STAFFORD For For
11 R.D. STOREY For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
Contrary to Policy: No
Comments:
03 CUMULATIVE VOTING Shr Against For
Contrary to Policy: No
Comments:
04 BOARD COMPOSITION Shr Against For
Contrary to Policy: No
Comments:
05 SEPARATE CHAIRMAN AND CEO Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 331 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
06 FUTURE POISON PILL Shr Against For
Contrary to Policy: No
Comments:
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shr Against For
Contrary to Policy: No
Comments:
08 OPTIONS OR STOCK GRANTS BASED ON TRACKING STOCK Mgmt Against For
Contrary to Policy: No
Comments:
09 DIVERSITY REPORT ON OPTION GRANTS TO EMPLOYEES Mgmt Against For
Contrary to Policy: No
Comments:
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
Contrary to Policy: No
Comments:
11 COLLECTION OF UNIVERSAL SERVICE AND NUMBER PORTABILIY Shr Against For
FEES
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 332 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VISTEON CORPORATION
CUSIP/CINS: 92839U Meeting Type: ANNUAL
Ticker: VC Meeting Date: 12-May-04
ISIN: Agenda: 932125835 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STEVEN K. HAMP Withheld Against
2 MICHAEL F. JOHNSTON Withheld Against
3 KARL J. KRAPEK Withheld Against
4 ROBERT M. TEETER Withheld Against
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2004.
Contrary to Policy: No
Comments:
03 APPROVE THE VISTEON CORPORATION 2004 INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED.
Contrary to Policy: No
Comments:
04 APPROVE THE VISTEON CORPORATION NON-EMPLOYEE Mgmt For For
DIRECTOR STOCK UNIT PLAN.
Contrary to Policy: No
Comments:
05 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION OF A Shr Against For
STOCKHOLDER RIGHTS PLAN.
Contrary to Policy: No
Comments:
06 A SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION OF A Shr Against For
CODE FOR THE COMPANY S INTERNATIONAL OPERATIONS.
Contrary to Policy: No
Comments:
07 A SHAREHOLDER PROPOSAL RELATING TO VOTING LEVERAGE. Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 333 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
VITESSE SEMICONDUCTOR CORPORATION
CUSIP/CINS: 928497 Meeting Type: ANNUAL
Ticker: VTSS Meeting Date: 26-Jan-04
ISIN: Agenda: 932077313 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 VINCENT CHAN For For
2 JAMES A. COLE For For
3 ALEX DALY For For
4 JOHN C. LEWIS For For
5 LOUIS R. TOMASETTA For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1991 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
Contrary to Policy: No
Comments:
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 334 of 351
VORNADO REALTY TRUST
CUSIP/CINS: 929042 Meeting Type: ANNUAL
Ticker: VNO Meeting Date: 27-May-04
ISIN: Agenda: 932169154 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ROBERT P. KOGOD Withheld Against
2 DAVID MANDELBAUM Withheld Against
3 DR. RICHARD R. WEST Withheld Against
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 335 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
W. P. CAREY & CO. LLC
CUSIP/CINS: 92930Y Meeting Type: ANNUAL
Ticker: WPC Meeting Date: 10-Jun-04
ISIN: Agenda: 932165524 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GORDON F. DUGAN Withheld Against
2 RALPH F. VERNI Withheld Against
3 REGINALD WINSSINGER Withheld Against
Report Date: 27-Aug-04 Page 336 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WACHOVIA CORPORATION
CUSIP/CINS: 929903 Meeting Type: ANNUAL
Ticker: WB Meeting Date: 20-Apr-04
ISIN: Agenda: 932106431 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 JAMES S. BALLOUN Withheld Against
2 JOHN T. CASTEEN, III Withheld Against
3 JOSEPH NEUBAUER Withheld Against
4 LANTY L. SMITH Withheld Against
5 DONA DAVIS YOUNG Withheld Against
02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS AUDITORS FOR THE YEAR 2004.
Contrary to Policy: No
Comments:
03 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For
REGARDING NOMINATING DIRECTORS.
Contrary to Policy: No
Comments:
04 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For
REGARDING REPORTING POLITICAL INFORMATION.
Contrary to Policy: No
Comments:
05 A STOCKHOLDER PROPOSAL, WHICH MANAGEMENT OPPOSES, Shr Against For
REGARDING SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 337 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WASHINGTON MUTUAL, INC.
CUSIP/CINS: 939322 Meeting Type: ANNUAL
Ticker: WAMUO Meeting Date: 20-Apr-04
ISIN: Agenda: 932099167 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ANNE V. FARRELL Withheld Against
2 STEPHEN E. FRANK Withheld Against
3 MARGARET OSMER MCQUADE Withheld Against
4 WILLIAM D. SCHULTE Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL RELATING TO A SPECIFIC Shr Against For
COMPENSATION PROGRAM
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 338 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WATERFORD WEDGWOOD PLC
CUSIP/CINS: 941513 Meeting Type: ANNUAL
Ticker: WATFZ Meeting Date: 31-Jul-03
ISIN: Agenda: 932025198 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS Mgmt For For
AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH
2003.
Contrary to Policy: No
Comments:
O2 TO DECLARE A FINAL DIVIDEND OF 1.2C FOR THE YEAR ENDED Mgmt For For
31 MARCH 2003.
Contrary to Policy: No
Comments:
O3A TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: R.A. BARNES
Contrary to Policy: No
Comments:
O3B TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: J. FOLEY
Contrary to Policy: No
Comments:
O3C TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: O.C. KUSEL
Contrary to Policy: No
Comments:
O3D TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: S. MICHAELS
Contrary to Policy: No
Comments:
O3E TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: C. MCGILLIVARY
Contrary to Policy: No
Comments:
O3F TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRES BY Mgmt For For
ROTATION: F.A. WEDGWOOD
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 339 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
O4 TO ELECT AS A DIRECTOR PATRICK J. MOLLOY WHO WAS Mgmt For For
APPOINTED TO THE BOARD SINCE THE LAST ANNUAL GENERAL
MEETING.
Contrary to Policy: No
Comments:
O5 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF Mgmt For For
THE AUDITORS.
Contrary to Policy: No
Comments:
S6 THAT THE DIRECTORS BE EMPOWERED, PURSUANT TO SECTION Mgmt For For
24 OF THE COMPANIES ACT, 1983.
Contrary to Policy: No
Comments:
S7 THAT THE COMPANY AND/OR ANY SUBSIDARY BE GENERALLY Mgmt For For
AUTHORISED TO MAKE MARKET PURCHASES OF SHARES OF
ANY CLASS OF THE COMPANY.
Contrary to Policy: No
Comments:
S8 THAT THE COMPANY MAY CONVENE AND HOLD ITS NEXT Mgmt For For
ANNUAL GENERAL MEETING AT ANY LOCATION OUTSIDE THE
STATE.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 340 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WATSON PHARMACEUTICALS, INC.
CUSIP/CINS: 942683 Meeting Type: ANNUAL
Ticker: WPI Meeting Date: 17-May-04
ISIN: Agenda: 932147300 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 ALLEN CHAO, PH.D.
2 MICHEL J. FELDMAN
3 FRED G. WEISS
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR
FOR THE 2004 FISCAL YEAR.
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION. Shr
Report Date: 27-Aug-04 Page 341 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WEATHERFORD INTERNATIONAL LTD.
CUSIP/CINS: G95089 Meeting Type: ANNUAL
Ticker: WFT Meeting Date: 25-May-04
ISIN: Agenda: 932143085 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 PHILIP BURGUIERES For For
2 NICHOLAS F. BRADY For For
3 DAVID J. BUTTERS For For
4 BERNARD J. DUROC-DANNER For For
5 SHELDON B. LUBAR For For
6 WILLIAM E. MACAULAY For For
7 ROBERT B. MILLARD For For
8 ROBERT K. MOSES, JR. For For
9 ROBERT A. RAYNE For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004, AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET ERNST & YOUNG LLP S REMUNERATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 342 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WEINGARTEN REALTY INVESTORS
CUSIP/CINS: 948741 Meeting Type: ANNUAL
Ticker: WRIPRA Meeting Date: 23-Apr-04
ISIN: Agenda: 932108512 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 STANFORD ALEXANDER For For
2 ANDREW M. ALEXANDER For For
3 J. MURRY BOWDEN For For
4 JAMES W. CROWNOVER For For
5 ROBERT J. CRUIKSHANK For For
6 MELVIN A. DOW For For
7 STEPHEN A. LASHER For For
8 DOUGLAS W. SCHNITZER For For
9 MARC J. SHAPIRO For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS WEINGARTEN S Mgmt For For
INDEPENDENT AUDITORS.
Contrary to Policy: No
Comments:
03 SHAREHOLDER PROPOSAL ENTITLED PERFORMANCE AND Shr Against For
TIME-BASED RESTRICTED SHARES .
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 343 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WELLS FARGO & COMPANY
CUSIP/CINS: 949746 Meeting Type: ANNUAL
Ticker: WFC Meeting Date: 27-Apr-04
ISIN: Agenda: 932109538 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 J.A. BLANCHARD III For For
2 SUSAN E. ENGEL For For
3 ENRIQUE HERNANDEZ, JR. For For
4 ROBERT L. JOSS For For
5 REATHA CLARK KING For For
6 RICHARD M. KOVACEVICH For For
7 RICHARD D. MCCORMICK For For
8 CYNTHIA H. MILLIGAN For For
9 PHILIP J. QUIGLEY For For
10 DONALD B. RICE For For
11 JUDITH M. RUNSTAD For For
12 STEPHEN W. SANGER For For
13 SUSAN G. SWENSON For For
14 MICHAEL W. WRIGHT For For
02 PROPOSAL TO APPROVE THE COMPANY S SUPPLEMENTAL Mgmt For For
401(K) PLAN.
Contrary to Policy: No
Comments:
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 344 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
04 STOCKHOLDER PROPOSAL REGARDING EXPENSING STOCK Shr Against For
OPTIONS.
Contrary to Policy: No
Comments:
05 STOCKHOLDER PROPOSAL REGARDING RESTRICTED STOCK. Shr Against For
Contrary to Policy: No
Comments:
06 STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
COMPENSATION AND PREDATORY LENDING.
Contrary to Policy: No
Comments:
07 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 345 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WESTERN DIGITAL CORPORATION
CUSIP/CINS: 958102 Meeting Type: ANNUAL
Ticker: WDC Meeting Date: 20-Nov-03
ISIN: Agenda: 932054276 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 MATTHEW E. MASSENGILL For For
2 I.M. BOOTH For For
3 PETER D. BEHRENDT For For
4 KATHLEEN A. COTE For For
5 HENRY T. DENERO For For
6 WILLIAM L. KIMSEY For For
7 MICHAEL D. LAMBERT For For
8 ROGER H. MOORE For For
9 THOMAS E. PARDUN For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S 1993 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN, TO INCREASE BY 3,000,000
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR
ISSUANCE TO EMPLOYEES OF THE COMPANY UNDER THE PLAN.
Contrary to Policy: No
Comments:
03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR
ENDING JULY 2, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 346 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
WYETH
CUSIP/CINS: 983024 Meeting Type: ANNUAL
Ticker: WYE Meeting Date: 22-Apr-04
ISIN: Agenda: 932113222 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 C.L. ALEXANDER, JR. For For
2 F.A. BENNACK, JR. For For
3 R.L. CARRION For For
4 R. ESSNER For For
5 J.D. FEERICK For For
6 R. LANGER For For
7 J.P. MASCOTTE For For
8 M.L. POLAN For For
9 I.G. SEIDENBERG For For
10 W.V. SHIPLEY For For
11 J.R. TORELL III For For
02 RATIFICATION OF PRINCIPAL INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
Contrary to Policy: No
Comments:
03 ADOPTION OF THE STOCKHOLDER PROPOSAL ON ACCESS TO Shr Against For
AND AFFORDABILITY OF PRESCRIPTION DRUGS
Contrary to Policy: No
Comments:
04 ADOPTION OF STOCKHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 347 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
XILINX, INC.
CUSIP/CINS: 983919 Meeting Type: ANNUAL
Ticker: XLNX Meeting Date: 07-Aug-03
ISIN: Agenda: 932017658 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 WILLEM P. ROELANDTS For For
2 JOHN L. DOYLE For For
3 JERALD G. FISHMAN For For
4 PHILIP T. GIANOS For For
5 WILLIAM G. HOWARD, JR. For For
6 HAROLD E. HUGHES, JR. For For
7 RICHARD W. SEVCIK For For
8 ELIZABETH VANDERSLICE For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF XILINX FOR THE FISCAL
YEAR ENDING APRIL 3, 2004.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 348 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
XM SATELLITE RADIO HOLDINGS INC.
CUSIP/CINS: 983759 Meeting Type: ANNUAL
Ticker: XMSR Meeting Date: 27-May-04
ISIN: Agenda: 932156892 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR Mgmt
1 GARY M. PARSONS For For
2 HUGH PANERO For For
3 NATHANIEL A. DAVIS For For
4 THOMAS J. DONOHUE For For
5 THOMAS G. ELLIOTT For For
6 GEORGE W. HAYWOOD For For
7 CHESTER A. HUBER, JR. For For
8 JARL MOHN For For
9 PIERCE J. ROBERTS, JR. For For
10 JACK SHAW For For
Report Date: 27-Aug-04 Page 349 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ZIMMER HOLDINGS, INC.
CUSIP/CINS: 98956P Meeting Type: SPECIAL
Ticker: ZMH Meeting Date: 21-Aug-03
ISIN: Agenda: 932019854 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 THE ISSUANCE OF SHARES OF COMMON STOCK IN Mgmt For For
CONNECTION WITH THE EXCHANGE OFFERS FOR
CENTERPULSE AG AND INCENTIVE CAPITAL AG.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 350 of 351
Investment Company Report
01-JUL-2003 To 30-JUN-2004
ZIMMER HOLDINGS, INC.
CUSIP/CINS: 98956P Meeting Type: ANNUAL
Ticker: ZMH Meeting Date: 10-May-04
ISIN: Agenda: 932115238 - Management
- -------------------------------------------------------------------------------------------------------------
For/Against
Item Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR Mgmt
1 LARRY C. GLASSCOCK Withheld Against
2 JOHN L. MCGOLDRICK Withheld Against
02 STOCKHOLDER PROPOSAL RELATING TO POISON PILLS. Shr Against For
Contrary to Policy: No
Comments:
03 STOCKHOLDER PROPOSAL RELATING TO AUDITOR Shr Against For
RATIFICATION.
Contrary to Policy: No
Comments:
Report Date: 27-Aug-04 Page 351 of 351
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
BMC FUND, INC.
By: /s/ Paul H. Broyhill
--------------------
Paul H. Broyhill, President
Date: August 27, 2004