U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-266
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Tri-Continental Corporation
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(Exact name of registrant as specified charter)
100 Park Avenue, New York, NY 10017
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(Address of principal executive offices) (Zip code)
Lawrence P. Vogel, Treasurer
100 Park Avenue, New York, NY 10017
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(Name and address of agent for service)
Registrant's telephone number, including area code: 212-850-1864
Toll Free: 800-221-2450
Date of fiscal year end: December 31, 2005
Date of reporting period: July 1, 2005 - June 30, 2006
========================= TRI-CONTINENTAL CORPORATION ==========================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 14, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bachmann For Withhold Management
1.2 Elect Director Lauren J. Brisky For Withhold Management
1.3 Elect Director Michael S. Jeffries For Withhold Management
1.4 Elect Director John W. Kessler For Withhold Management
2 Ratify Auditors For For Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy Z. Cohen For For Management
1.2 Elect Director Molly J. Coye, M.D. For For Management
1.3 Elect Director Barbara H. Franklin For For Management
1.4 Elect Director Jeffrey E. Garten For For Management
1.5 Elect Director Earl G. Graves For For Management
1.6 Elect Director Gerald Greenwald For For Management
1.7 Elect Director Ellen M. Hancock For For Management
1.8 Elect Director Michael H. Jordan For For Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse For For Management
1.11 Elect Director John W. Rowe, M.D. For For Management
1.12 Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
4 Provide for Cumulative Voting Against Against Shareholder
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ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: APR 21, 2006 Meeting Type: Annual
Record Date: JAN 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn S. Fuller For For Management
1.2 Elect Director Judith M. Gueron For For Management
1.3 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
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ALLSTATE CORP., THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For Withhold Management
1.2 Elect Director James G. Andress For Withhold Management
1.3 Elect Director W. James Farrell For Withhold Management
1.4 Elect Director Jack M. Greenberg For Withhold Management
1.5 Elect Director Ronald T. Lemay For Withhold Management
1.6 Elect Director Edward M. Liddy For Withhold Management
1.7 Elect Director J. Christopher Reyes For Withhold Management
1.8 Elect Director H. John Riley, Jr. For Withhold Management
1.9 Elect Director Joshua I. Smith For Withhold Management
1.10 Elect Director Judith A. Sprieser For Withhold Management
1.11 Elect Director Mary Alice Taylor For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
6 Adopt Simple Majority Vote Against For Shareholder
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Bailey For For Management
1.2 Elect Director Harold Brown For For Management
1.3 Elect Director Mathis Cabiallavetta For For Management
1.4 Elect Director Louis C. Camilleri For For Management
1.5 Elect Director J. Dudley Fishburn For For Management
1.6 Elect Director Robert E. R. Huntley For For Management
1.7 Elect Director Thomas W. Jones For For Management
1.8 Elect Director George Munoz For For Management
1.9 Elect Director Lucio A. Noto For For Management
1.10 Elect Director John S. Reed For For Management
1.11 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Separate Chairman and CEO Positions Against For Shareholder
4 Adopt ILO Standards Against Abstain Shareholder
5 Inform African Americans of Health Risks Against Abstain Shareholder
Associated with Menthol Cigarettes
6 Establish Fire Safety Standards for Against Abstain Shareholder
Cigarettes
7 Adopt Animal Welfare Policy Against Abstain Shareholder
8 Support Legislation to Reduce Smoking Against Abstain Shareholder
9 Provide Information on Second Hand Smoke Against Abstain Shareholder
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AMERICAN ELECTRIC POWER CO.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 2, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E.R. Brooks For For Management
1.2 Elect Director D.M. Carlton For For Management
1.3 Elect Director R.D. Crosby, Jr. For For Management
1.4 Elect Director J.P. Desbarres For For Management
1.5 Elect Director R.W. Fri For For Management
1.6 Elect Director L.A. Goodspeed For For Management
1.7 Elect Director W.R. Howell For For Management
1.8 Elect Director L.A. Hudson For For Management
1.9 Elect Director M.G. Morris For For Management
1.10 Elect Director L.L. Nowell III For For Management
1.11 Elect Director R.L. Sandor For For Management
1.12 Elect Director D.G. Smith For For Management
1.13 Elect Director K.D. Sullivan For For Management
2 Ratify Auditors For For Management
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AMERICAN INTERNATIONAL GROUP
Ticker: AIG Security ID: 026874107
Meeting Date: AUG 11, 2005 Meeting Type: A
Record Date: JUN 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect M. Bernard Aidinoff For For Management
1.02 Elect Chia Pei-Yuan For For Management
1.03 Elect Marshall A. Cohen For For Management
1.04 Elect William S. Cohen For For Management
1.05 Elect Martin S. Feldstein For For Management
1.06 Elect Ellen V. Futter For For Management
1.07 Elect Stephen L. Hammerman For For Management
1.08 Elect Carla A. Hills For For Management
1.09 Elect Richard C. Holbrooke For For Management
1.10 Elect Donald P. Kanak For For Management
1.11 Elect George L. Miles Jr. For For Management
1.12 Elect Morris W Offit For For Management
1.13 Elect Martin J. Sullivan For For Management
1.14 Elect Edmund Tse Sze-Wing For For Management
1.15 Elect Frank G. Zarb For For Management
2.00 Ratify selection of auditors For For Management
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AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874107
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pei-yuan Chia For Withhold Management
1.2 Elect Director Marshall A. Cohen For Withhold Management
1.3 Elect Director Martin S. Feldstein For Withhold Management
1.4 Elect Director Ellen V. Futter For Withhold Management
1.5 Elect Director Stephen L. Hammerman For Withhold Management
1.6 Elect Director Richard C. Holbrooke For Withhold Management
1.7 Elect Director Fred H. Langhammer For Withhold Management
1.8 Elect Director George L. Miles, Jr. For Withhold Management
1.9 Elect Director Morris W. Offit For Withhold Management
1.10 Elect Director James F. Orr, III For Withhold Management
1.11 Elect Director Martin J. Sullivan For Withhold Management
1.12 Elect Director Michael H. Sutton For Withhold Management
1.13 Elect Director Edmund S.W. Tse For Withhold Management
1.14 Elect Director Robert B. Willumstad For Withhold Management
1.15 Elect Director Frank G. Zarb For Withhold Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
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AMERICAN TOWER CORP
Ticker: AMT Security ID: 029912201
Meeting Date: AUG 3, 2005 Meeting Type: S
Record Date: JUN 14, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Increase authorized common stock For For Management
3.00 Adjourn meeting For For Management
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AMERICAN TOWER CORP.
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond P. Dolan For Withhold Management
1.2 Elect Director Carolyn F. Katz For Withhold Management
1.3 Elect Director Gustavo Lara Cantu For Withhold Management
1.4 Elect Director Fred R. Lummis For Withhold Management
1.5 Elect Director Pamela D.A. Reeve For Withhold Management
1.6 Elect Director James D. Taiclet, Jr. For Withhold Management
1.7 Elect Director Samme L. Thompson For Withhold Management
2 Ratify Auditors For For Management
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick W. Gluck For For Management
1.2 Elect Director J. Paul Reason For For Management
1.3 Elect Director Donald B. Rice For For Management
1.4 Elect Director Leonard D. Schaeffer For For Management
2 Ratify Auditors For For Management
3 Stock Retention Against Against Shareholder
4 Link Executive Compensation to Social Against Against Shareholder
Issues
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
6 Develop an Animal Welfare Policy Against Abstain Shareholder
7 Require a Majority Vote for the Election Against Against Shareholder
of Directors
8 Report on Political Contributions For For Shareholder
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APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For Withhold Management
1.2 Elect Director William V. Campbell For Withhold Management
1.3 Elect Director Millard S. Drexler For Withhold Management
1.4 Elect Director Albert A. Gore, Jr. For Withhold Management
1.5 Elect Director Steven P. Jobs For Withhold Management
1.6 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management
1.7 Elect Director Jerome B. York For Withhold Management
2 Ratify Auditors For For Management
3 Report on Computer Recycling Policy Against Abstain Shareholder
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For Withhold Management
1.2 Elect Director Frank P. Bramble, Sr. For Withhold Management
1.3 Elect Director John T. Collins For Withhold Management
1.4 Elect Director Gary L. Countryman For Withhold Management
1.5 Elect Director Tommy R. Franks For Withhold Management
1.6 Elect Director Paul Fulton For Withhold Management
1.7 Elect Director Charles K. Gifford For Withhold Management
1.8 Elect Director W. Steven Jones For Withhold Management
1.9 Elect Director Kenneth D. Lewis For Withhold Management
1.10 Elect Director Monica C. Lozano For Withhold Management
1.11 Elect Director Walter E. Massey For Withhold Management
1.12 Elect Director Thomas J. May For Withhold Management
1.13 Elect Director Patricia E. Mitchell For Withhold Management
1.14 Elect Director Thomas M. Ryan For Withhold Management
1.15 Elect Director O. Temple Sloan, Jr. For Withhold Management
1.16 Elect Director Meredith R. Spangler For Withhold Management
1.17 Elect Director Robert L. Tillman For Withhold Management
1.18 Elect Director Jackie M. Ward For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Publish Political Contributions Against For Shareholder
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
6 Provide for an Independent Chairman Against For Shareholder
7 Exclude Reference to Sexual Orientation Against Abstain Shareholder
from the Company's EEO Statement
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BANK OF NEW YORK CO., INC., THE
Ticker: BK Security ID: 064057102
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Biondi For Withhold Management
1.2 Elect Director Nicholas M. Donofrio For Withhold Management
1.3 Elect Director Gerald L. Hassel For Withhold Management
1.4 Elect Director Richard J. Kogan For Withhold Management
1.5 Elect Director Michael J. Kowalski For Withhold Management
1.6 Elect Director John A. Luke, Jr. For Withhold Management
1.7 Elect Director John C. Malone For Withhold Management
1.8 Elect Director Paul Myners For Withhold Management
1.9 Elect Director Catherine A. Rein For Withhold Management
1.10 Elect Director Thomas A. Renyi For Withhold Management
1.11 Elect Director William C. Richardson For Withhold Management
1.12 Elect Director Brian l. Roberts For Withhold Management
1.13 Elect Director Samuel C. Scott, III For Withhold Management
1.14 Elect Director Richard C. Vaughan For Withhold Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Reimbursement of Expenses of Opposition Against Against Shareholder
Candidates
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BELLSOUTH CORP.
Ticker: BLS Security ID: 079860102
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. D. Ackerman For Withhold Management
1.2 Elect Director R. V. Anderson For Withhold Management
1.3 Elect Director J. H. Blanchard For Withhold Management
1.4 Elect Director J. H. Brown For Withhold Management
1.5 Elect Director A. M. Codina For Withhold Management
1.6 Elect Director M. L. Feidler For Withhold Management
1.7 Elect Director K. F. Feldstein For Withhold Management
1.8 Elect Director J. P. Kelly For Withhold Management
1.9 Elect Director L. F. Mullin For Withhold Management
1.10 Elect Director R. B. Smith For Withhold Management
1.11 Elect Director W. S. Stavropoulos For Withhold Management
2 Ratify Auditors For For Management
3 Political Contributions/Activities Against For Shareholder
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BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAR 31, 2006 Meeting Type: Special
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Issue Shares in Connection with an For For Management
Acquisition
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BOSTON SCIENTIFIC CORP.
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Abele For Against Management
1.2 Elect Director Joel L. Fleishman For Against Management
1.3 Elect Director Ernest Mario For Against Management
1.4 Elect Director Uwe E. Reinhardt For Against Management
2.1 Elect Director Kristina M. Johnson, Ph.D. For Against Management
2.2 Elect Director Nancy-Ann DeParle For Against Management
3 Ratify Auditors For For Management
4 Approve Qualified Employee Stock Purchase For For Management
Plan
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BUSINESS OBJECTS S.A.
Ticker: BOBJ Security ID: 12328X107
Meeting Date: MAY 30, 2006 Meeting Type: Written Consent
Record Date: APR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE COMPANY S STATUTORY For Did Not Management
FINANCIAL STATEMENTS Vote
2 APPROVAL OF THE COMPANY S CONSOLIDATED For Did Not Management
FINANCIAL STATEMENTS Vote
3 ALLOCATION OF THE COMPANY S EARNINGS FOR For Did Not Management
THE YEAR ENDED DECEMBER 31, 2005 Vote
4 RENEWAL OF THE TERM OF OFFICE OF MR. For Did Not Management
BERNARD LIAUTAUD Vote
5 RENEWAL OF THE TERM OF OFFICE OF MR. For Did Not Management
JEAN-FRANCOIS HEITZ Vote
6 RENEWAL OF THE TERM OF OFFICE OF MR. For Did Not Management
DAVID PETERSCHMIDT Vote
7 RATIFICATION OF MR. JOHN SCHWARTZ For Did Not Management
Vote
8 RENEWAL OF THE TERM OF OFFICE OF MR. JOHN For Did Not Management
SCHWARZ Vote
9 RATIFICATION OF REGULATED AGREEMENTS For Did Not Management
Vote
10 APPROVAL OF REGULATED AGREEMENTS For Did Not Management
Vote
11 Ratify Auditors For Did Not Management
Vote
12 AUTHORIZATIONGRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO REPURCHASE ORDINARY SHARES Vote
OF THE COMPANY
13 TO REDUCE THE COMPANY S SHARE CAPITAL BY For Did Not Management
CANCELLATION OF TREASURY SHARES Vote
14 TO ISSUE WARRANTS TO SUBSCRIBE UP TO A For Did Not Management
MAXIMUM OF 45,000 ORDINARY SHARES Vote
RESERVED FOR MR. JEAN-FRANCOIS HEITZ
15 TO ISSUE WARRANTS TO SUBSCRIBE UP TO A For Did Not Management
MAXIMUM OF 45,000 ORDINARY SHARES Vote
RESERVED FOR MR. DAVID PETERSCHMIDT
16 TO INCREASE THE COMPANY S SHARE CAPITAL For Did Not Management
THROUGH THE ISSUANCE OF ORDINARY SHARES Vote
17 TO INCREASE THE COMPANY S SHARE CAPITAL For Did Not Management
Vote
18 TO GRANT OPTIONS TO SUBSCRIBE OR TO For Did Not Management
PURCHASE ORDINARY SHARES OF THE COMPANY Vote
19 TO INCREASE THE COMPANY S SHARE CAPITAL For Did Not Management
Vote
20 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO ALLOCATE, FREE OF CHARGE, Vote
EXISTING ORDINARY SHARES
21 TO INCREASE THE COMPANY S SHARES CAPITAL, For Did Not Management
WITH SHAREHOLDER PREFERENTIAL Vote
SUBSCRIPTION RIGHTS
22 TO INCREASE THE COMPANY S SHARES CAPITAL, For Did Not Management
WITHOUT SHAREHOLDER PREFERENTIAL Vote
SUBSCRIPTION RIGHTS
23 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS TO INCREASE THE NUMBER OF Vote
ORDINARY SHARES
24 DELEGATION OF AUTHORITY GRANTED TO THE For Did Not Management
BOARD OF DIRECTORS TO INCREASE THE Vote
COMPANY S SHARE CAPITAL
25 DELEGATION OF POWERS GRANTED TO THE BOARD For Did Not Management
OF DIRECTORS TO INCREASE THE COMPANY S Vote
SHARE CAPITAL
26 APPROVAL OF THE AMENDMENTS OF THE COMPANY For Did Not Management
S ARTICLES OF ASSOCIATION Vote
27 DELEGATION OF AUTHORITY GRANTED TO THE For Did Not Management
BOARD OF DIRECTORS TO PROCEED WITH THE Vote
ISSUANCE OF WARRANTS FREE OF CHARGE
28 AUTHORIZATION GRANTED TO THE BOARD OF For Did Not Management
DIRECTORS IN THE EVENT OF A PUBLIC TENDER Vote
OFFER EXCHANGE OFFER FOR THE COMPANY
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel H. Armacost For For Management
1.2 Elect Director Linnet F. Deily For For Management
1.3 Elect Director Robert E. Denham For For Management
1.4 Elect Director Robert J. Eaton For For Management
1.5 Elect Director Sam Ginn For For Management
1.6 Elect Director Franklyn G. Jenifer For For Management
1.7 Elect Director Sam Nunn For For Management
1.8 Elect Director David J. O'Reilly For For Management
1.9 Elect Director Donald B. Rice For For Management
1.10 Elect Director Peter J. Robertson For For Management
1.11 Elect Director Charles R. Shoemate For For Management
1.12 Elect Director Ronald D. Sugar For For Management
1.13 Elect Director Carl Ware For For Management
2 Ratify Auditors For For Management
3 Company-Specific-Reimbursement of Against Abstain Shareholder
Stockholder Proposal
4 Report on Environmental Impact of Against Abstain Shareholder
Drilling in Sensitive Areas
5 Report on Political Contributions Against For Shareholder
6 Adopt an Animal Welfare Policy Against Abstain Shareholder
7 Adopt a Human Rights Policy Against Abstain Shareholder
8 Report on Remediation Expenses in Ecuador Against Abstain Shareholder
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CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director Harold A. Wagner For For Management
2 Ratify Auditors For For Management
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CISCO SYSTEMS INC
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 15, 2005 Meeting Type: A
Record Date: SEP 16, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Carol A. Bartz For Withhold Management
1.02 Elect M. Michele Burns For Withhold Management
1.03 Elect Larry R. Carter For Withhold Management
1.04 Elect John T. Chambers For Withhold Management
1.05 Elect John L. Hennessy For Withhold Management
1.06 Elect Richard M. Kovacevich For Withhold Management
1.07 Elect Roderick C. McGeary For Withhold Management
1.08 Elect James C. Morgan For Withhold Management
1.09 Elect John P. Morgridge For Withhold Management
1.10 Elect Steven M. West For Withhold Management
1.11 Elect Jerry Yang For Withhold Management
2.00 Adopt the 2005 Stock Incentive Plan For Against Management
3.00 Ratify selection of auditors For For Management
4.00 SP-Restrict/reform executive compensation Against Against Shareholder
5.00 SP-Link executive pay to social criteria Against Against Shareholder
6.00 SP-Develop/report on human rights policy Against Abstain Shareholder
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CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 23, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Peek For Withhold Management
1.2 Elect Director Gary C. Butler For Withhold Management
1.3 Elect Director William M. Freeman For Withhold Management
1.4 Elect Director Hon. Thomas H. Kean For Withhold Management
1.5 Elect Director Marianne Miller Parrs For Withhold Management
1.6 Elect Director Timothy M. Ring For Withhold Management
1.7 Elect Director John R. Ryan For Withhold Management
1.8 Elect Director Seymour Sternberg For Withhold Management
1.9 Elect Director Peter J. Tobin For Withhold Management
1.10 Elect Director Lois M. Van Deusen For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Executive Incentive Bonus Plan For For Management
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CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director George David For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director John M. Deutch For For Management
1.6 Elect Director Roberto Hernandez Ramirez For For Management
1.7 Elect Director Ann Dibble Jordan For For Management
1.8 Elect Director Klaus Kleinfeld For For Management
1.9 Elect Director Andrew N. Liveris For For Management
1.10 Elect Director Dudley C. Mecum For For Management
1.11 Elect Director Anne M. Mulcahy For For Management
1.12 Elect Director Richard D. Parsons For For Management
1.13 Elect Director Charles Prince For For Management
1.14 Elect Director Dr. Judith Rodin For For Management
1.15 Elect Director Robert E. Rubin For For Management
1.16 Elect Director Franklin A. Thomas For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Reduce Supermajority Vote Requirement For For Management
6 End Issuance of Options and Prohibit Against Against Shareholder
Repricing
7 Report on Political Contributions Against For Shareholder
8 Report on Charitable Contributions Against Abstain Shareholder
9 Performance-Based Equity Awards Against For Shareholder
10 Reimbursement of Expenses Incurred by Against Against Shareholder
Shareholder(s)
11 Separate Chairman and CEO Positions Against For Shareholder
12 Clawback of Payments Under Restatement Against Against Shareholder
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CITIZENS COMMUNICATIONS CO.
Ticker: CZN Security ID: 17453B101
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director Leroy T. Barnes, Jr. For For Management
1.3 Elect Director Jeri Finard For For Management
1.4 Elect Director Lawton Wehle Fitt For For Management
1.5 Elect Director Stanley Harfenist For For Management
1.6 Elect Director William M. Kraus For For Management
1.7 Elect Director Howard L. Schrott For For Management
1.8 Elect Director Larraine D. Segil For For Management
1.9 Elect Director Bradley E. Singer For For Management
1.10 Elect Director Edwin Tornberg For For Management
1.11 Elect Director David H. Ward For For Management
1.12 Elect Director Myron A. Wick, III For For Management
1.13 Elect Director Mary Agnes Wilderotter For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
4 Ratify Auditors For For Management
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CLEAR CHANNEL COMMUNICATIONS, INC.
Ticker: CCU Security ID: 184502102
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan D. Feld For Withhold Management
1.2 Elect Director Perry J. Lewis For Withhold Management
1.3 Elect Director L. Lowry Mays For Withhold Management
1.4 Elect Director Mark P. Mays For Withhold Management
1.5 Elect Director Randall T. Mays For Withhold Management
1.6 Elect Director B. J. McCombs For Withhold Management
1.7 Elect Director Phyllis B. Riggins For Withhold Management
1.8 Elect Director Theodore H. Strauss For Withhold Management
1.9 Elect Director J. C. Watts, Jr. For Withhold Management
1.10 Elect Director John H. Williams For Withhold Management
1.11 Elect Director John B. Zachry For Withhold Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against For Shareholder
4 Establish a Compensation Committee Against Against Shareholder
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COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 19, 2006 Meeting Type: Annual
Record Date: FEB 21, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For Withhold Management
1.2 Elect Director Ronald W. Allen For Withhold Management
1.3 Elect Director Cathleen P. Black For Withhold Management
1.4 Elect Director Barry Diller For Withhold Management
1.5 Elect Director E. Neville Isdell For Withhold Management
1.6 Elect Director Donald R. Keough For Withhold Management
1.7 Elect Director Donald F. McHenry For Withhold Management
1.8 Elect Director Sam Nunn For Withhold Management
1.9 Elect Director James D. Robinson, III For Withhold Management
1.10 Elect Director Peter V. Ueberroth For Withhold Management
1.11 Elect Director James B. Williams For Withhold Management
2 Ratify Auditors For For Management
3 Amend Restricted Stock Plan For Against Management
4 Report on Charitable Contributions Against Abstain Shareholder
5 Review/ Report on Recycling Policy Against Abstain Shareholder
6 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
7 Report on Environmental Liabilities in Against Abstain Shareholder
India
8 Sponsor Independent Inquiry into Against Abstain Shareholder
Operations in Columbia
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COCA-COLA ENTERPRISES INC.
Ticker: CCE Security ID: 191219104
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Calvin Darden For Withhold Management
1.2 Elect Director J. Alexander M. Douglas For Withhold Management
Jr.
1.3 Elect Director Marvin J. Herb For Withhold Management
1.4 Elect Director Donna A. James For Withhold Management
1.5 Elect Director Lowry F. Kline For Withhold Management
2 Ratify Auditors For For Management
3 Eliminate or Restrict Severance Against For Shareholder
Agreements (Change-in-Control)
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COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 18, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For Withhold Management
1.2 Elect Director Kenneth J. Bacon For Withhold Management
1.3 Elect Director Sheldon M. Bonovitz For Withhold Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Julian A. Brodsky For Withhold Management
1.6 Elect Director Joseph J. Collins For Withhold Management
1.7 Elect Director J. Michael Cook For Withhold Management
1.8 Elect Director Jeffrey A. Honickman For Withhold Management
1.9 Elect Director Brian L. Roberts For Withhold Management
1.10 Elect Director Ralph J. Roberts For Withhold Management
1.11 Elect Director Judith Rodin For Withhold Management
1.12 Elect Director Michael I. Sovern For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Restricted Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
7 Separate Chairman and CEO Positions Against For Shareholder
8 Limit Executive Compensation Against Against Shareholder
9 Company-Specific-Adopt Recapitalization Against For Shareholder
Plan
10 Establish Other Board Committee Against Against Shareholder
- --------------------------------------------------------------------------------
COMPUTER ASSOCIATES INTERNATIONAL INC
Ticker: CA Security ID: 204912109
Meeting Date: AUG 24, 2005 Meeting Type: A
Record Date: JUL 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Kenneth Cron For For Management
1.02 Elect Alfonse M. D "Amato For For Management
1.03 Elect Gary J. Fernandes For For Management
1.04 Elect Robert E. La Blanc For For Management
1.05 Elect Jay W. Lorsch For For Management
1.06 Elect William E. McCracken For For Management
1.07 Elect Lewis S. Ranieri For For Management
1.08 Elect Walter P. Schuetze For For Management
1.09 Elect John A. Swainson For For Management
1.10 Elect Laura S. Unger For For Management
1.11 Elect Ron Zambonini For For Management
2.00 Approve employment agreements For For Management
3.00 Ratify selection of auditors For For Management
4.00 Amend Stock Incentive Plan For For Management
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director Harald J. Norvik For For Management
1.4 Elect Director William K. Reilly For For Management
1.5 Elect Director Victoria J. Tschinkel For For Management
1.6 Elect Director Kathryn C. Turner For For Management
2 Ratify Auditors For For Management
3 Report Damage Resulting From Drilling Against Abstain Shareholder
Inside the National Petroleum Reserve
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
6 Report Accountability for Company's Against Abstain Shareholder
Environmental Impacts due to Operation
7 Non-Employee Director Compensation Against Against Shareholder
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CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Flaws For Withhold Management
1.2 Elect Director James R. Houghton For Withhold Management
1.3 Elect Director James J. O'Connor For Withhold Management
1.4 Elect Director Deborah D. Rieman For Withhold Management
1.5 Elect Director Peter F. Volanakis For Withhold Management
1.6 Elect Director Padmasree Warrior For Withhold Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Amend Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Ratify Auditors For For Management
6 Declassify the Board of Directors Against For Shareholder
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CVS CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director David W. Dorman For For Management
1.3 Elect Director Thomas P. Gerrity For For Management
1.4 Elect Director Marian L. Heard For For Management
1.5 Elect Director William H. Joyce For For Management
1.6 Elect Director Terrence Murray For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas M. Ryan For For Management
1.9 Elect Director Alfred J. Verrecchia For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report on Feasibility of Product Against Abstain Shareholder
Reformulation
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DEERE & CO.
Ticker: DE Security ID: 244199105
Meeting Date: FEB 22, 2006 Meeting Type: Annual
Record Date: DEC 31, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For Withhold Management
1.2 Elect Director Vance D. Coffman For Withhold Management
1.3 Elect Director Arthur L. Kelly For Withhold Management
1.4 Elect Director Thomas H. Patrick For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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DELL INC
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 15, 2005 Meeting Type: A
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Donald J. Carty For For Management
1.02 Elect Michael S. Dell For For Management
1.03 Elect William H. Gray III For For Management
1.04 Elect Judy C. Lewent For For Management
1.05 Elect Thomas W. Luce III For For Management
1.06 Elect Klaus S. Luft For For Management
1.07 Elect Alex J. Mandl For For Management
1.08 Elect Michael A. Miles For For Management
1.09 Elect Samuel A. Nunn Jr. For For Management
1.10 Elect Kevin B. Rollins For For Management
2.00 Ratify selection of auditors For For Management
3.00 SP-Majority vote to elect directors Against Against Shareholder
4.00 SP-Expense stock options Against For Shareholder
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DOLLAR GENERAL CORP.
Ticker: DG Security ID: 256669102
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bere For For Management
1.2 Elect Director Dennis C. Bottorff For For Management
1.3 Elect Director Barbara L. Bowles For For Management
1.4 Elect Director Reginald D. Dickson For For Management
1.5 Elect Director E. Gordon Gee For For Management
1.6 Elect Director Barbara M. Knuckles For For Management
1.7 Elect Director David A. Perdue For For Management
1.8 Elect Director J. Neal Purcell For For Management
1.9 Elect Director James D. Robbins For For Management
1.10 Elect Director David M. Wilds For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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DOMINION RESOURCES, INC.
Ticker: D Security ID: 25746U109
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter W. Brown For Withhold Management
1.2 Elect Director Ronald J. Calise For Withhold Management
1.3 Elect Director Thos. E. Capps For Withhold Management
1.4 Elect Director George A. Davidson, Jr. For Withhold Management
1.5 Elect Director Thomas F. Farrell, II For Withhold Management
1.6 Elect Director John W. Harris For Withhold Management
1.7 Elect Director Robert S. Jepson, Jr. For Withhold Management
1.8 Elect Director Mark J. Kington For Withhold Management
1.9 Elect Director Benjamin J. Lambert, III For Withhold Management
1.10 Elect Director Richard L. Leatherwood For Withhold Management
1.11 Elect Director Margaret A. McKenna For Withhold Management
1.12 Elect Director Frank S. Royal, M.D. For Withhold Management
1.13 Elect Director S. Dallas Simmons For Withhold Management
1.14 Elect Director David A. Wollard For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Report on Greenhouse Gas Emissions Against Abstain Shareholder
5 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
- --------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline K. Barton For Withhold Management
1.2 Elect Director James A. Bell For Withhold Management
1.3 Elect Director Barbara Hackman Franklin For Withhold Management
1.4 Elect Director Andrew N. Liveris For Withhold Management
1.5 Elect Director Geoffery E. Merszei For Withhold Management
1.6 Elect Director J. Pedro Reinhard For Withhold Management
1.7 Elect Director Ruth G. Shaw For Withhold Management
1.8 Elect Director Paul G. Stern For Withhold Management
2 Ratify Auditors For For Management
3 Report on Remediation Policies in Bhopal Against Abstain Shareholder
4 Report on Genetically Modified Organisms Against Abstain Shareholder
5 Evaluate Potential Links Between Company Against Abstain Shareholder
Products and Asthma
6 Report on Security of Chemical Facilities Against Abstain Shareholder
- --------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director Richard H. Brown For For Management
1.3 Elect Director Curtis J. Crawford For For Management
1.4 Elect Director John T. Dillon For For Management
1.5 Elect Director Eleuthere I. du Pont For For Management
1.6 Elect Director Charles O. Holliday, Jr. For For Management
1.7 Elect Director Lois D. Juliber For For Management
1.8 Elect Director Masahisa Naitoh For For Management
1.9 Elect Director Sean O'Keefe For For Management
1.10 Elect Director William K. Reilly For For Management
1.11 Elect Director Charles M. Vest For For Management
2 Ratify Auditors For For Management
3 Review Executive Compensation Against Against Shareholder
4 Report on Genetically Modified Organisms Against Abstain Shareholder
5 Performance-Based Against Against Shareholder
6 Report on Feasibility of Phasing out PFOA Against Abstain Shareholder
7 Report on Security of Chemical Facilities Against Abstain Shareholder
- --------------------------------------------------------------------------------
EL PASO CORP
Ticker: EP Security ID: 28336L109
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan Carlos Braniff For For Management
1.2 Elect Director James L. Dunlap For For Management
1.3 Elect Director Douglas L. Foshee For For Management
1.4 Elect Director Robert W. Goldman For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Thomas R. Hix For For Management
1.7 Elect Director William H. Joyce For For Management
1.8 Elect Director Ronald L. Kuehn, Jr. For For Management
1.9 Elect Director Ferrell P. McClean For For Management
1.10 Elect Director J. Michael Talbert For For Management
1.11 Elect Director Robert F. Vagt For For Management
1.12 Elect Director John L. Whitmire For For Management
1.13 Elect Director Joe B. Wyatt For For Management
2 Provide for Cumulative Voting Against Against Shareholder
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
- --------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: FEB 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Feldstein, Ph.D. For For Management
1.2 Elect Director J. Erik Fyrwald For For Management
1.3 Elect Director Ellen R. Marram For For Management
1.4 Elect Director Sidney Taurel For For Management
2 Ratify Auditors For For Management
3 Report on Animal Welfare Policy Against Abstain Shareholder
4 Separate Chairman and CEO Positions Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
EMC CORP.
Ticker: EMC Security ID: 268648102
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gail Deegan For Withhold Management
1.2 Elect Director Olli-Pekka Kallasvuo For Withhold Management
1.3 Elect Director Windle B. Priem For Withhold Management
1.4 Elect Director Alfred M. Zeien For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Performance-Based and/or Time-Based Against Against Shareholder
Equity Awards
5 Declassify the Board of Directors Against For Shareholder
6 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
- --------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 31, 2006 Meeting Type: Annual
Record Date: APR 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director William W. George For For Management
1.3 Elect Director James R. Houghton For For Management
1.4 Elect Director William R. Howell For For Management
1.5 Elect Director Reatha Clark King For For Management
1.6 Elect Director Philip E. Lippincott For For Management
1.7 Elect Director Henry A. McKinnell, Jr. For For Management
1.8 Elect Director Marilyn Carlson Nelson For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Walter V. Shipley For For Management
1.11 Elect Director J. Stephen Simon For For Management
1.12 Elect Director Rex W. Tillerson For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
5 Company-Specific-Nominate Independent Against Against Shareholder
Director with Industry Experience
6 Require Director Nominee Qualifications Against Against Shareholder
7 Non-Employee Director Compensation Against Against Shareholder
8 Separate Chairman and CEO Positions Against For Shareholder
9 Review Executive Compensation Against Against Shareholder
10 Link Executive Compensation to Social Against Against Shareholder
Issues
11 Report on Political Contributions Against For Shareholder
12 Report on Charitable Contributions Against Abstain Shareholder
13 Amend Equal Employment Opportunity Policy Against Abstain Shareholder
to Prohibit Discrimination Based on
Sexual Orientation
14 Report on Damage Resulting from Drilling Against Abstain Shareholder
for Oil and gas in Protected Areas
15 Report Accountability for Company's Against Abstain Shareholder
Environmental Impacts due to Operation
- --------------------------------------------------------------------------------
FEDERAL HOME LOAN MORTGAGE CORP
Ticker: FRE Security ID: 313400301
Meeting Date: JUL 15, 2005 Meeting Type: A
Record Date: MAY 27, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Barbara T. Alexander For Withhold Management
1.02 Elect Geoffrey T. Boisi For Withhold Management
1.03 Elect Joan E. Donoghue For Withhold Management
1.04 Elect Michelle Engler For Withhold Management
1.05 Elect Richard Karl Goeltz For Withhold Management
1.06 Elect Thomas S. Johnson For Withhold Management
1.07 Elect William M. Lewis Jr For Withhold Management
1.08 Elect Eugene M. McQuade For Withhold Management
1.09 Elect Shaun F. O'Malley For Withhold Management
1.10 Elect Ronald F. Poe For Withhold Management
1.11 Elect Stephen A. Ross For Withhold Management
1.12 Elect Richard F. Syron For Withhold Management
1.13 Elect William J. Turner For Withhold Management
2.00 Ratify selection of auditors For For Management
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FEDERATED DEPARTMENT STORES, INC.
Ticker: FD Security ID: 31410H101
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joyce M. Roche For Withhold Management
1.2 Elect Director William P. Stiritz For Withhold Management
1.3 Elect Director Craig E. Weatherup For Withhold Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Omnibus Stock Plan For Against Management
6 Limit Boards on Which Directors May Against Against Shareholder
Concurrently Serve
- --------------------------------------------------------------------------------
FEDEX CORP
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 26, 2005 Meeting Type: A
Record Date: AUG 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect James L. Barksdale For Withhold Management
1.02 Elect August A. Busch IV For Withhold Management
1.03 Elect John A. Edwardson For Withhold Management
1.04 Elect Judith L. Estrin For Withhold Management
1.05 Elect J. Kenneth Glass For Withhold Management
1.06 Elect Philip Greer For Withhold Management
1.07 Elect J.R. Hyde III For Withhold Management
1.08 Elect Shirley A. Jackson For Withhold Management
1.09 Elect Charles T. Manatt For Withhold Management
1.10 Elect Frederick W. Smith For Withhold Management
1.11 Elect Joshua I. Smith For Withhold Management
1.12 Elect Paul S. Walsh For Withhold Management
1.13 Elect Peter S. Willmott For Withhold Management
2.00 Add shares to the Incentive Stock PLan For For Management
3.00 Ratify selection of auditors For For Management
4.00 SP-Eliminate supermajority provision Against For Shareholder
5.00 SP-Review political spending or lobbying Against For Shareholder
6.00 SP-Majority vote to elect directors Against Against Shareholder
- --------------------------------------------------------------------------------
FIRST DATA CORP.
Ticker: FDC Security ID: 319963104
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Burnham For For Management
1.2 Elect Director Jack M. Greenberg For For Management
1.3 Elect Director Courtney F. Jones For For Management
1.4 Elect Director Charles T. Russell For For Management
2 Elect Director David A. Coulter For For Management
3 Elect Director Henry C. Duques For For Management
4 Elect Director Peter B. Ellwood For For Management
5 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
FOREST LABORATORIES
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 8, 2005 Meeting Type: A
Record Date: JUN 21, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Howard Solomon For Withhold Management
1.02 Elect William J. Candee III For Withhold Management
1.03 Elect George S. Cohan For Withhold Management
1.04 Elect Dan L. Goldwasser For Withhold Management
1.05 Elect Lester B. Salans For Withhold Management
1.06 Elect Kenneth E. Goodman For Withhold Management
2.00 Ratify selection of auditors For For Management
- --------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.D. Chabraja For For Management
1.2 Elect Director J.S. Crown For For Management
1.3 Elect Director W.P. Fricks For For Management
1.4 Elect Director C.H. Goodman For For Management
1.5 Elect Director J.L. Johnson For For Management
1.6 Elect Director G.A. Joulwan For For Management
1.7 Elect Director P.G. Kaminski For For Management
1.8 Elect Director J.M. Keane For For Management
1.9 Elect Director D.J. Lucas For For Management
1.10 Elect Director L.L. Lyles For For Management
1.11 Elect Director C.E. Mundy, Jr. For For Management
1.12 Elect Director R. Walmsley For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Disqualification of Directors Who Fail to Against Against Shareholder
Receive Majority Vote
5 Separate Chairman and CEO Positions Against For Shareholder
6 Report Political Contributions Against For Shareholder
7 Sustainability Report Against Abstain Shareholder
- --------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For Withhold Management
1.2 Elect Director Sir William M. Castell For Withhold Management
1.3 Elect Director Ann M. Fudge For Withhold Management
1.4 Elect Director Claudio X. Gonzalez For Withhold Management
1.5 Elect Director Jeffrey R. Immelt For Withhold Management
1.6 Elect Director Andrea Jung For Withhold Management
1.7 Elect Director Alan G. Lafley For Withhold Management
1.8 Elect Director Robert W. Lane For Withhold Management
1.9 Elect Director Ralph S. Larsen For Withhold Management
1.10 Elect Director Rochelle B. Lazarus For Withhold Management
1.11 Elect Director Sam Nunn For Withhold Management
1.12 Elect Director Roger S. Penske For Withhold Management
1.13 Elect Director Robert J. Swieringa For Withhold Management
1.14 Elect Director Douglas A. Warner, III For Withhold Management
1.15 Elect Director Robert C. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Adopt Policy on Overboarded Directors Against Against Shareholder
5 Company-Specific -- One Director from the Against Against Shareholder
Ranks of the Retirees
6 Separate Chairman and CEO Positions Against For Shareholder
7 Require a Majority Vote for the Election Against Against Shareholder
of Directors
8 Report on Environmental Policies Against Abstain Shareholder
- --------------------------------------------------------------------------------
GILLETTE CO
Ticker: G Security ID: 375766102
Meeting Date: JUL 12, 2005 Meeting Type: S
Record Date: APR 18, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
GOOGLE INC
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 11, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For Withhold Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Larry Page For Withhold Management
1.4 Elect Director L. John Doerr For Withhold Management
1.5 Elect Director John L. Hennessy For Withhold Management
1.6 Elect Director Arthur D. Levinson For Withhold Management
1.7 Elect Director Ann Mather For Withhold Management
1.8 Elect Director Michael Moritz For Withhold Management
1.9 Elect Director Paul S. Otellini For Withhold Management
1.10 Elect Director K. Ram Shriram For Withhold Management
1.11 Elect Director Shirley M. Tilghman For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Company-Specific-Recapitalization Plan Against Against Shareholder
- --------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Robert L. Crandall For For Management
1.4 Elect Director Kenneth T. Derr For For Management
1.5 Elect Director S.Malcolm Gillis For For Management
1.6 Elect Director W.R. Howell For For Management
1.7 Elect Director Ray L. Hunt For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director J.Landis Martin For For Management
1.10 Elect Director Jay A. Precourt For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Terms of Severance Payments to For Against Management
Executives
5 Review Human Rights Standards Against Abstain Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
7 Amend Terms of Existing Poison Pill Against For Shareholder
- --------------------------------------------------------------------------------
HCA, INC.
Ticker: HCA Security ID: 404119109
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For Withhold Management
1.2 Elect Director Magdalena H. Averhoff, For Withhold Management
M.D.
1.3 Elect Director Jack O. Bovender, Jr. For Withhold Management
1.4 Elect Director Richard M. Bracken For Withhold Management
1.5 Elect Director Martin Feldstein For Withhold Management
1.6 Elect Director Thomas F. Frist, Jr., M.D. For Withhold Management
1.7 Elect Director Frederick W. Gluck For Withhold Management
1.8 Elect Director Glenda A. Hatchett For Withhold Management
1.9 Elect Director Charles O. Holliday, Jr. For Withhold Management
1.10 Elect Director T. Michael Long For Withhold Management
1.11 Elect Director John H. McArthur For Withhold Management
1.12 Elect Director Kent C. Nelson For Withhold Management
1.13 Elect Director Frank S. Royal, M.D. For Withhold Management
1.14 Elect Director Harold T. Shapiro For Withhold Management
2 Ratify Auditors For For Management
3 Performance-Based Against For Shareholder
4 Stock Retention/Holding Period Against Against Shareholder
- --------------------------------------------------------------------------------
HERSHEY CO, THE
Ticker: HSY Security ID: 427866108
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon A. Boscia For For Management
1.2 Elect Director Robert H. Campbell For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Gary P. Coughlan For For Management
1.5 Elect Director Harriet Edelman For For Management
1.6 Elect Director Bonnie G. Hill For For Management
1.7 Elect Director Alfred F. Kelly, Jr. For For Management
1.8 Elect Director Richard H. Lenny For For Management
1.9 Elect Director Mackey J. McDonald For For Management
1.10 Elect Director Marie J. Toulantis For For Management
2 Ratify Auditors For For Management
3 Report on Cocoa Supply Against Abstain Shareholder
- --------------------------------------------------------------------------------
HOME DEPOT, INC. (THE)
Ticker: HD Security ID: 437076102
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Brenneman For For Management
1.2 Elect Director John L. Clendenin For For Management
1.3 Elect Director Claudio X. Gonzalez For For Management
1.4 Elect Director Milledge A. Hart, III For For Management
1.5 Elect Director Bonnie G. Hill For For Management
1.6 Elect Director Laban P. Jackson, Jr. For For Management
1.7 Elect Director Lawrence R. Johnston For For Management
1.8 Elect Director Kenneth G. Langone For For Management
1.9 Elect Director Angelo R. Mozilo For For Management
1.10 Elect Director Robert L. Nardelli For For Management
1.11 Elect Director Thomas J. Ridge For For Management
2 Ratify Auditors For For Management
3 Increase Disclosure of Executive Against Against Shareholder
Compensation
4 Report on EEOC-Related Activities Against Abstain Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
7 Submit Supplemental Executive Retirement Against Against Shareholder
Plans to Shareholder vote
8 Report on Political Contributions Against For Shareholder
9 Increase Disclosure of Executive Against Against Shareholder
Compensation
10 Affirm Political Non-partisanship Against Abstain Shareholder
- --------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL, INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon M. Bethune For Withhold Management
1.2 Elect Director Jaime Chico Pardo For Withhold Management
1.3 Elect Director David M. Cote For Withhold Management
1.4 Elect Director D. Scott Davis For Withhold Management
1.5 Elect Director Linnet F. Deily For Withhold Management
1.6 Elect Director Clive R. Hollick For Withhold Management
1.7 Elect Director James J. Howard For Withhold Management
1.8 Elect Director Bruce Karatz For Withhold Management
1.9 Elect Director Russell E. Palmer For Withhold Management
1.10 Elect Director Ivan G. Seidenberg For Withhold Management
1.11 Elect Director Bradley T. Sheares For Withhold Management
1.12 Elect Director Eric K. Shinseki For Withhold Management
1.13 Elect Director John R. Stafford For Withhold Management
1.14 Elect Director Michael W. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
6 Compensation- Director Compensation Against Against Shareholder
7 Claw-back of Payments under Restatements Against Against Shareholder
8 Report on Public Welfare Initiative Against Abstain Shareholder
9 Eliminate or Restrict Severance Against Against Shareholder
Agreements (Change-in-Control)
- --------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For Withhold Management
1.2 Elect Director Michael J. Birck For Withhold Management
1.3 Elect Director Marvin D. Brailsford For Withhold Management
1.4 Elect Director Susan Crown For Withhold Management
1.5 Elect Director Don H. Davis, Jr. For Withhold Management
1.6 Elect Director Robert C. McCormack For Withhold Management
1.7 Elect Director Robert S. Morrison For Withhold Management
1.8 Elect Director James A. Skinner For Withhold Management
1.9 Elect Director Harold B. Smith For Withhold Management
1.10 Elect Director David B. Speer For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Adopt/ Implement China Principles Against Abstain Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
INTEL CORP.
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Craig R. Barrett For Against Management
2 Elect Director Charlene Barshefsky For Against Management
3 Elect Director E. John P. Browne For Against Management
4 Elect Director D. James Guzy For Against Management
5 Elect Director Reed E. Hundt For Against Management
6 Elect Director Paul S. Otellini For Against Management
7 Elect Director James D. Plummer For Against Management
8 Elect Director David S. Pottruck For Against Management
9 Elect Director Jane E. Shaw For Against Management
10 Elect Director John L. Thornton For Against Management
11 Elect Director David B. Yoffie For Against Management
12 Rescind Fair Price Provision For For Management
13 Amend Articles/Bylaws/Repeal For For Management
Supermajority Vote
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For Against Management
16 Approve Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Black For Did Not Management
Vote
1.2 Elect Director Kenneth I. Chenault For Did Not Management
Vote
1.3 Elect Director Juergen Dormann For Did Not Management
Vote
1.4 Elect Director Michael L. Eskew For Did Not Management
Vote
1.5 Elect Director Shirley Ann Jackson For Did Not Management
Vote
1.6 Elect Director Minoru Makihara For Did Not Management
Vote
1.7 Elect Director Lucio A. Noto For Did Not Management
Vote
1.8 Elect Director James W. Owens For Did Not Management
Vote
1.9 Elect Director Samuel J. Palmisano For Did Not Management
Vote
1.10 Elect Director Joan E. Spero For Did Not Management
Vote
1.11 Elect Director Sidney Taurel For Did Not Management
Vote
1.12 Elect Director Charles M. Vest For Did Not Management
Vote
1.13 Elect Director Lorenzo H. Zambrano For Did Not Management
Vote
2 Ratify Auditors For Did Not Management
Vote
3 Provide for Cumulative Voting Against Did Not Shareholder
Vote
4 Evaluate Age Discrimination in Retirement Against Did Not Shareholder
Plans Vote
5 Time-Based Equity Awards Against Did Not Shareholder
Vote
6 Increase Disclosure of Executive Against Did Not Shareholder
Compensation Vote
7 Report on Outsourcing Against Did Not Shareholder
Vote
8 Implement/ Increase Activity on the China Against Did Not Shareholder
Principles Vote
9 Report on Political Contributions Against Did Not Shareholder
Vote
10 Require a Majority Vote for the Election Against Did Not Shareholder
of Directors Vote
11 Adopt Simple Majority Vote Against Did Not Shareholder
Vote
- --------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Coleman For Withhold Management
1.2 Elect Director James G. Cullen For Withhold Management
1.3 Elect Director Robert J. Darretta For Withhold Management
1.4 Elect Director Michael M. E. Johns For Withhold Management
1.5 Elect Director Ann D. Jordan For Withhold Management
1.6 Elect Director Arnold G. Langbo For Withhold Management
1.7 Elect Director Susan L. Lindquist For Withhold Management
1.8 Elect Director Leo F. Mullin For Withhold Management
1.9 Elect Director Christine A. Poon For Withhold Management
1.10 Elect Director Charles Prince For Withhold Management
1.11 Elect Director Steven S. Reinemund For Withhold Management
1.12 Elect Director David Satcher For Withhold Management
1.13 Elect Director William C. Weldon For Withhold Management
2 Amend Articles to Remove Antitakeover For For Management
Provision
3 Ratify Auditors For For Management
4 Disclose Charitable Contributions Against Abstain Shareholder
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 17, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Biggs For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director James S. Crown For For Management
1.4 Elect Director James Dimon For For Management
1.5 Elect Director Ellen V. Futter For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director William B. Harrison, Jr. For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director John W. Kessler For For Management
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Richard A. Manoogian For For Management
1.12 Elect Director David C. Novak For For Management
1.13 Elect Director Lee R. Raymond For For Management
1.14 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Put Repricing of Stock Options to Against Against Shareholder
Shareholder Vote
4 Performance-Based Equity Awards Against Against Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Remove Reference to Sexual Orientation Against Abstain Shareholder
from EEO Statement
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Report on Lobbying Activities Against For Shareholder
9 Report on Political Contributions Against For Shareholder
10 Approve Terms of Existing Poison Pill Against For Shareholder
11 Provide for Cumulative Voting Against Against Shareholder
12 Claw-back of Payments under Restatements Against Against Shareholder
13 Require Director Nominee Qualifications Against Against Shareholder
- --------------------------------------------------------------------------------
LUCENT TECHNOLOGIES INC.
Ticker: LU Security ID: 549463107
Meeting Date: FEB 15, 2006 Meeting Type: Annual
Record Date: DEC 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linnet F. Deily For Withhold Management
1.2 Elect Director Robert E. Denham For Withhold Management
1.3 Elect Director Daniel S. Goldin For Withhold Management
1.4 Elect Director Edward E. Hagenlocker For Withhold Management
1.5 Elect Director Karl J. Krapek For Withhold Management
1.6 Elect Director Richard C. Levin For Withhold Management
1.7 Elect Director Patricia F. Russo For Withhold Management
1.8 Elect Director Henry B. Schacht For Withhold Management
1.9 Elect Director Franklin A. Thomas For Withhold Management
1.10 Elect Director Ronald A. Williams For Withhold Management
2 Ratify Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Publish Political Contributions Against Abstain Shareholder
5 Restoration of Retiree Benefits Against Against Shareholder
6 Performance- Based/Indexed Options Against For Shareholder
7 Exclude Pension Credit from Calculation Against Against Shareholder
of Incentive Compensation
- --------------------------------------------------------------------------------
MASCO CORP.
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Denomme For For Management
1.2 Elect Director Richard A. Manoogian For For Management
1.3 Elect Director Mary Ann Van Lokeren For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MAY DEPARTMENT STORES CO
Ticker: MAY Security ID: 577778103
Meeting Date: JUL 13, 2005 Meeting Type: A
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.01 Elect Marsha Johnson Evans For For Management
2.02 Elect David B. Rickard For For Management
2.03 Elect Joyce M. Roche For For Management
2.04 Elect R. Dean Wolfe For For Management
3.00 Repeal classified board For For Management
4.00 Ratify selection of auditors For For Management
5.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
MCAFEE, INC.
Ticker: MFE Security ID: 579064106
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: APR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Denend For Withhold Management
1.2 Elect Director George Samenuk For Withhold Management
2 Amend Non-Employee Director Stock Option For Against Management
Plan
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Eckert For Withhold Management
1.2 Elect Director Enrique Hernandez, Jr. For Withhold Management
1.3 Elect Director Jeanne P. Jackson For Withhold Management
1.4 Elect Director Richard H. Lenny For Withhold Management
1.5 Elect Director Andrew J. McKenna For Withhold Management
1.6 Elect Director Sheila A. Penrose For Withhold Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
4 Identify Food Products Manufactured or Against Abstain Shareholder
Sold that Contain Genetically Engineered
Ingredients
- --------------------------------------------------------------------------------
MEDTRONIC INC
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 25, 2005 Meeting Type: A
Record Date: JUL 1, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Shirley A. Jackson For Withhold Management
1.02 Elect Denise M. O "Leary For Withhold Management
1.03 Elect Jean-Pierre Rosso For Withhold Management
1.04 Elect Jack W. Schuler For Withhold Management
2.00 Ratify selection of auditors For For Management
3.00 Adopt the 2005 Employees Stock Purchase For Against Management
Plan
4.00 Adopt the 1998 Outside Director Stock For Against Management
Compensation Plan
- --------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Clark For Withhold Management
1.2 Elect Director Lawrence A. Bossidy For Withhold Management
1.3 Elect Director William G. Bowen, Ph.D. For Withhold Management
1.4 Elect Director Johnnetta B. Cole, Ph.D. For Withhold Management
1.5 Elect Director William B. Harrison, Jr. For Withhold Management
1.6 Elect Director William N. Kelley, M.D. For Withhold Management
1.7 Elect Director Rochelle B. Lazarus For Withhold Management
1.8 Elect Director Thomas E. Shenk, Ph.D. For Withhold Management
1.9 Elect Director Anne M. Tatlock For Withhold Management
1.10 Elect Director Samuel O. Thier, M.D. For Withhold Management
1.11 Elect Director Wendell P. Weeks For Withhold Management
1.12 Elect Director Peter C. Wendell For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Limit Executive Compensation Against Against Shareholder
6 Adopt Simple Majority Vote Against For Shareholder
7 Adopt Animal Welfare Standards Against Abstain Shareholder
- --------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC.
Ticker: MER Security ID: 590188108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alberto Cribiore For For Management
1.2 Elect Director Aulana L. Peters For For Management
1.3 Elect Director Charles O. Rossotti For For Management
2 Ratify Auditors For For Management
3 Restore or Provide for Cumulative Voting Against Against Shareholder
4 Compensation- Director Compensation Against Against Shareholder
5 Review Executive Compensation Against Against Shareholder
- --------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Henrikson For Withhold Management
1.2 Elect Director John M. Keane For Withhold Management
1.3 Elect Director Hugh B. Price For Withhold Management
1.4 Elect Director Kenton J. Sicchitano For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
MICROSOFT CORP
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 9, 2005 Meeting Type: A
Record Date: SEP 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect William H. Gates III For Withhold Management
1.02 Elect Steven A. Ballmer For Withhold Management
1.03 Elect James I. Cash Jr. For Withhold Management
1.04 Elect Dina Dublon For Withhold Management
1.05 Elect Raymond V. Gilmartin For Withhold Management
1.06 Elect Ann McLaughlin Korologos For Withhold Management
1.07 Elect David F. Marquardt For Withhold Management
1.08 Elect Charles H. Noski For Withhold Management
1.09 Elect Helmut Panke For Withhold Management
1.10 Elect Jon A. Shirley For Withhold Management
2.00 Ratify selection of auditors For For Management
- --------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 4, 2006 Meeting Type: Annual
Record Date: FEB 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director C. Robert Kidder For For Management
1.4 Elect Director John J. Mack For For Management
1.5 Elect Director Donald T. Nicolaisen For For Management
1.6 Elect Director Hutham S. Olayan For For Management
1.7 Elect Director O. Griffith Sexton For For Management
1.8 Elect Director Howard J. Davies For For Management
1.9 Elect Director Charles H. Noski For For Management
1.10 Elect Director Laura D'Andrea Tyson For For Management
1.11 Elect Director Klaus Zumwinkel For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Articles/Bylaws/Remove plurality For Against Management
voting for directors
5 Amend Articles/Bylaws/Eliminate For For Management
supermajority voting requirements
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
7 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
8 Submit Severance Agreement (Change Against For Shareholder
in Control) to shareholder Vote
- --------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For Withhold Management
1.2 Elect Director George S. Dembroski For Withhold Management
1.3 Elect Director Clairborne P. Deming For Withhold Management
1.4 Elect Director Robert A. Hermes For Withhold Management
1.5 Elect Director R. Madison Murphy For Withhold Management
1.6 Elect Director William C. Nolan, Jr. For Withhold Management
1.7 Elect Director Ivar B. Ramberg For Withhold Management
1.8 Elect Director Neal E. Schmale For Withhold Management
1.9 Elect Director David J.H. Smith For Withhold Management
1.10 Elect Director Caroline G. Theus For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
NATIONAL OILWELL VARCO INC
Ticker: NOV Security ID: 637071101
Meeting Date: JUL 22, 2005 Meeting Type: A
Record Date: JUN 8, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Robert E. Beauchamp For For Management
1.02 Elect Jeffery A. Smisek For For Management
1.03 Elect James D. Woods For For Management
2.00 Ratify selection of auditors For For Management
- --------------------------------------------------------------------------------
NEXTEL PARTNERS
Ticker: NXTP Security ID: 65333F107
Meeting Date: OCT 24, 2005 Meeting Type: S
Record Date: SEP 9, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Exercise Put Right For For Management
2.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
NOKIA CORP.
Ticker: NOK Security ID: 654902204
Meeting Date: MAR 30, 2006 Meeting Type: Annual
Record Date: FEB 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE INCOME STATEMENTS AND THE For For Management
BALANCE SHEETS.
2 PROPOSAL TO THE ANNUAL GENERAL MEETING OF For For Management
A DIVIDEND OF EUR 0.37 PER SHARE.
3 APPROVAL OF THE DISCHARGE OF THE For For Management
CHAIRMAN, THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT FROM
LIABILITY.
4 APPROVAL OF THE REMUNERATION TO BE PAID For For Management
TO THE MEMBERS OF THE BOARD OF DIRECTORS.
5 PROPOSAL ON THE NUMBER OF MEMBERS OF THE For For Management
BOARD OF DIRECTORS AS PROPOSED BY THE
CORPORATE GOVERNANCE AND NOMINATION
COMMITTEE.
6.1 Elect Director Paul J. Collins For For Management
6.2 Elect Director Georg Ehrnrooth For For Management
6.3 Elect Director Daniel R. Hesse For For Management
6.4 Elect Director Bengt Holmstrom For For Management
6.5 Elect Director Per Karlsson For For Management
6.6 Elect Director Edouard Michelin For For Management
6.7 Elect Director Jorma Ollila For For Management
6.8 Elect Director Marjorie Scardino For For Management
6.9 Elect Director Keijo Suila For For Management
6.10 Elect Director Vesa Vainio For For Management
7 APPROVAL OF THE REMUNERATION TO BE PAID For For Management
TO THE AUDITOR.
8 APPROVAL OF THE RE-ELECTION OF For For Management
PRICEWATERHOUSECOOPERS OY AS THE AUDITORS
FOR FISCAL YEAR 2006.
9 PROPOSAL OF THE BOARD TO REDUCE THE SHARE For Against Management
CAPITAL THROUGH CANCELLATION OF NOKIA
SHARES HELD BY COMPANY.
10 AUTHORIZATION TO THE BOARD TO INCREASE For For Management
THE SHARE CAPITAL OF THE COMPANY.
11 AUTHORIZATION TO THE BOARD TO REPURCHASE For For Management
NOKIA SHARES.
12 AUTHORIZATION TO THE BOARD TO DISPOSE For Against Management
NOKIA SHARES HELD BY THE COMPANY.
13 MARK THE FOR BOX IF YOU WISH TO For Abstain Management
INSTRUCT NOKIA S LEGAL COUNSELS TO VOTE
IN THEIR DISCRETION ON YOUR BEHALF ONLY
UPON ITEM 13.
- --------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Akers For For Management
1.2 Elect Director Robert E. Allen For For Management
1.3 Elect Director Dina Dublon For For Management
1.4 Elect Director Victor J. Dzau, M.D. For For Management
1.5 Elect Director Ray L. Hunt For For Management
1.6 Elect Director Alberto Ibarguen For For Management
1.7 Elect Director Arthur C. Martinez For For Management
1.8 Elect Director Indra K. Nooyi For For Management
1.9 Elect Director Steven S. Reinemund For For Management
1.10 Elect Director Sharon Percy Rockefeller For For Management
1.11 Elect Director James J. Schiro For For Management
1.12 Elect Director Franklin A. Thomas For For Management
1.13 Elect Director Cynthia M. Trudell For For Management
1.14 Elect Director Daniel Vasella For For Management
1.15 Elect Director Michael D. White For For Management
2 Ratify Auditors For For Management
3 Publish Political Contributions Against For Shareholder
4 Report on Charitable Contributions Against Abstain Shareholder
- --------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Brown For For Management
1.2 Elect Director M. Anthony Burns For For Management
1.3 Elect Director Robert N. Burt For For Management
1.4 Elect Director W. Don Cornwell For For Management
1.5 Elect Director William H. Gray, III For For Management
1.6 Elect Director Constance J. Horner For For Management
1.7 Elect Director William R. Howell For For Management
1.8 Elect Director Stanley O. Ikenberry For For Management
1.9 Elect Director George A. Lorch For For Management
1.10 Elect Director Henry A. McKinnell For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Ruth J. Simmons For For Management
1.13 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Establish Term Limits for Directors Against Against Shareholder
5 Social Proposal Against Abstain Shareholder
6 Restore or Provide for Cumulative Voting Against Against Shareholder
7 Separate Chairman and CEO Positions Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Report on Animal Welfare Policy Against Abstain Shareholder
10 Reort on Animal-based Testing Against Abstain Shareholder
- --------------------------------------------------------------------------------
PHARMION CORP
Ticker: PHRM Security ID: 71715B409
Meeting Date: JUN 8, 2006 Meeting Type: Annual
Record Date: APR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dr. Thorlef Spickschen For For Management
1.2 Elect Director John C. Reed, Md, Ph.D. For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock Purchase For For Management
Plan
- --------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For Withhold Management
1.2 Elect Director Claire W. Gargalli For Withhold Management
1.3 Elect Director G. Jackson Ratcliffe, Jr. For Withhold Management
1.4 Elect Director Dennis H. Reilley For Withhold Management
2 Declassify the Board of Directors None For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE CO
Ticker: PG Security ID: 742718109
Meeting Date: JUL 12, 2005 Meeting Type: S
Record Date: MAY 19, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve merger/acquisition For For Management
2.00 Adjourn meeting For For Management
- --------------------------------------------------------------------------------
PROCTER & GAMBLE CO
Ticker: PG Security ID: 742718109
Meeting Date: OCT 11, 2005 Meeting Type: A
Record Date: AUG 12, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Bruce L. Byrnes For Withhold Management
1.02 Elect Scott D. Cook For Withhold Management
1.03 Elect Charles R. Lee For Withhold Management
1.04 Elect W. James McNerney Jr. For Withhold Management
1.05 Elect Ernesto Zedillo For Withhold Management
2.00 Ratify selection of auditors For For Management
3.00 Approve technical amendments For For Management
4.00 Repeal classified board For For Management
5.00 SP-Review or promote animal welfare Against Abstain Shareholder
6.00 SP-Study sale or spin-off Against Against Shareholder
7.00 SP-Review political spending or lobbying Against For Shareholder
- --------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 7, 2006 Meeting Type: Annual
Record Date: JAN 6, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Atkinson For Withhold Management
1.2 Elect Director Diana Lady Dougan For Withhold Management
1.3 Elect Director Peter M. Sacerdote For Withhold Management
1.4 Elect Director Marc I. Stern For Withhold Management
2 Declassify the Board and Eliminate For For Management
Cumulative Voting
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Adjourn Meeting For For Management
- --------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Colligan For Withhold Management
1.2 Elect Director C. Robert Kidder For Withhold Management
1.3 Elect Director Carl E. Mundy, Jr. For Withhold Management
1.4 Elect Director Patricia F. Russo For Withhold Management
1.5 Elect Director Arthur F. Weinbach For Withhold Management
2 Ratify Auditor For For Management
3 Declassify the Board of Directors For For Management
4 Approve Outside Director Stock For Against Management
Awards/Options in Lieu of Cash
5 Approve Omnibus Stock Plan For Against Management
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
7 Adopt Simple Majority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
SEAGATE TECHNOLOGY
Ticker: STX Security ID: G7945J104
Meeting Date: MAY 17, 2006 Meeting Type: Special
Record Date: APR 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 PROPOSAL TO APPROVE THE ISSUANCE OF For For Management
SEAGATE COMMON SHARES PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED
AS OF DECEMBER 20, 2005 (AS AMENDED,
SUPPLEMENTED OR MODIFIED FROM TIME TO
TIME, THE MERGER AGREEMENT ) BY AND
AMONG SEAGATE TECHNOLOGY, MD MER
2 PROPOSAL TO APPROVE ADJOURNMENT OF THE For For Management
EXTRAORDINARY GENERAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF
THE EXTRAORDINARY GENERAL MEETING TO
APPROVE THE ISSUANCE OF SEAGATE
- --------------------------------------------------------------------------------
SERVICEMASTER COMPANY, THE
Ticker: SVM Security ID: 81760N109
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen A. Kamerick For For Management
1.2 Elect Director J. Patrick Spainhour For For Management
1.3 Elect Director David K. Wessner For For Management
2 Approve/Amend Executive Incentive Bonus For For Management
Plan
3 Ratify Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
5 Report on Toxic Substances Against Abstain Shareholder
- --------------------------------------------------------------------------------
SMURFIT - STONE CONTAINER CORP.
Ticker: SSCC Security ID: 832727101
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Boris For For Management
1.2 Elect Director Connie K. Duckworth For For Management
1.3 Elect Director Alan E. Goldberg For For Management
1.4 Elect Director William T. Lynch, Jr. For For Management
1.5 Elect Director Patrick J. Moore For For Management
1.6 Elect Director James J. O'Connor For For Management
1.7 Elect Director Jerry K. Pearlman For For Management
1.8 Elect Director Thomas A. Reynolds, III For For Management
1.9 Elect Director Eugene C. Sit For For Management
1.10 Elect Director William D. Smithburg For For Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita Powell Baranco For Withhold Management
1.2 Elect Director Dorrit J. Bern For Withhold Management
1.3 Elect Director Francis S. Blake For Withhold Management
1.4 Elect Director Thomas F. Chapman For Withhold Management
1.5 Elect Director Donald M. James For Withhold Management
1.6 Elect Director Zack T. Pate For Withhold Management
1.7 Elect Director J. Neal Purcell For Withhold Management
1.8 Elect Director David M. Ratcliffe For Withhold Management
1.9 Elect Director William G. Smith, Jr. For Withhold Management
1.10 Elect Director Gerald J. St. Pe For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
- --------------------------------------------------------------------------------
SPRINT CORP
Ticker: FON Security ID: 852061100
Meeting Date: JUL 13, 2005 Meeting Type: A
Record Date: MAY 20, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Increase authorized common stock For For Management
2.00 Authorize dual class common stock For For Management
3.00 Amend authorized common stock For For Management
4.00 Approve merger/acquisition For For Management
5.00 Adjourn meeting For For Management
6.01 Elect Gordon M. Bethune For For Management
6.02 Elect E. Linn Draper Jr. For For Management
6.03 Elect James H. Hance Jr. For For Management
6.04 Elect Deborah A. Henretta For For Management
6.05 Elect Irvine O. Hockaday Jr. For For Management
6.06 Elect Linda Koch Lorimer For For Management
6.07 Elect Gerald L. Storch For For Management
6.08 Elect William H. Swanson For For Management
7.00 Ratify selection of auditors For For Management
8.00 SP - Approve extra benefits under SERPs Against Against Shareholder
- --------------------------------------------------------------------------------
SPRINT NEXTEL CORP
Ticker: S Security ID: 852061100
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Bane For Withhold Management
1.2 Elect Director Gordon M. Bethune For Withhold Management
1.3 Elect Director Timothy M. Donahue For Withhold Management
1.4 Elect Director Frank M. Drendel For Withhold Management
1.5 Elect Director Gary D. Forsee For Withhold Management
1.6 Elect Director James H. Hance, Jr. For Withhold Management
1.7 Elect Director V. Janet Hill For Withhold Management
1.8 Elect Director Irvine O. Hockaday, Jr For Withhold Management
1.9 Elect Director William E. Kennard For Withhold Management
1.10 Elect Director Linda Koch Lorimer For Withhold Management
1.11 Elect Director Stephanie M. Shern For Withhold Management
1.12 Elect Director William H. Swanson For Withhold Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election Against Against Shareholder
of Directors
4 Restore or Provide for Cumulative Voting Against Against Shareholder
- --------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: MAY 4, 2006 Meeting Type: Annual
Record Date: FEB 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. J. Darnall For For Management
1.2 Elect Director J. G. Drosdick For For Management
1.3 Elect Director U. O. Fairbairn For For Management
1.4 Elect Director T. P. Gerrity For For Management
1.5 Elect Director R. B. Greco For For Management
1.6 Elect Director J. G. Kaiser For For Management
1.7 Elect Director R. A. Pew For For Management
1.8 Elect Director G. J. Ratcliffe For For Management
1.9 Elect Director J. W. Rowe For For Management
1.10 Elect Director J. K. Wulff For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
SYMANTEC CORP
Ticker: SYMC Security ID: 871503108
Meeting Date: SEP 16, 2005 Meeting Type: A
Record Date: JUL 25, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Gary L. Bloom For For Management
1.02 Elect Michael A. Brown For For Management
1.03 Elect William Coleman For For Management
1.04 Elect David L. Mahoney For For Management
1.05 Elect Robert S. Miller For For Management
1.06 Elect George Reyes For For Management
1.07 Elect David J. Roux For For Management
1.08 Elect Daniel H. Schulman For For Management
1.09 Elect John W. Thompson For For Management
1.10 Elect V. Paul Unruh For For Management
2.00 Ratify selection of auditors For For Management
- --------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC.
Ticker: SBL Security ID: 871508107
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Chrenc For Withhold Management
1.2 Elect Director Salvatore Iannuzzi For Withhold Management
1.3 Elect Director J. Michael Lawrie For Withhold Management
1.4 Elect Director George Samenuk For Withhold Management
1.5 Elect Director Melvin A. Yellin For Withhold Management
1.6 Elect Director Timothy T. Yates For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
TIDEWATER INC
Ticker: TDW Security ID: 886423102
Meeting Date: JUL 21, 2005 Meeting Type: A
Record Date: MAY 24, 2005
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Richard A. Pattarozzi For For Management
1.02 Elect Jack E. Thompson For For Management
2.00 Ratify selection of auditors For For Management
3.00 SP-Restrict executive compensation Against Against Shareholder
4.00 SP-Repeal classified board Against For Shareholder
- --------------------------------------------------------------------------------
TIME WARNER INC
Ticker: TWX Security ID: 887317105
Meeting Date: MAY 19, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For Withhold Management
1.2 Elect Director Stephen F. Bollenbach For Withhold Management
1.3 Elect Director Frank J Caufield For Withhold Management
1.4 Elect Director Robert C. Clark For Withhold Management
1.5 Elect Director Jessica P. Einhorn For Withhold Management
1.6 Elect Director Reuben Mark For Withhold Management
1.7 Elect Director Michael A. Miles For Withhold Management
1.8 Elect Director Kenneth J. Novack For Withhold Management
1.9 Elect Director Richard D. Parsons For Withhold Management
1.10 Elect Director Francis T. Vincent, Jr For Withhold Management
1.11 Elect Director Deborah C. Wright For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Adopt Simple Majority Vote Requirement Against For Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Develop a Code Vendor of Conduct Against Abstain Shareholder
- --------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: 902124106
Meeting Date: MAR 9, 2006 Meeting Type: Annual
Record Date: JAN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1 SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 For Did Not Management
Vote
2.1 Elect Director Dennis C. Blair For Did Not Management
Vote
2.2 Elect Director Edward D. Breen For Did Not Management
Vote
2.3 Elect Director Brian Duperreault For Did Not Management
Vote
2.4 Elect Director Bruce S. Gordon For Did Not Management
Vote
2.5 Elect Director Rajiv L. Gupta For Did Not Management
Vote
2.6 Elect Director John A. Krol For Did Not Management
Vote
2.7 Elect Director Mackey J. Mcdonald For Did Not Management
Vote
2.8 Elect Director H. Carl Mccall For Did Not Management
Vote
2.9 Elect Director Brendan R. O'Neill For Did Not Management
Vote
2.10 Elect Director Sandra S. Wijnberg For Did Not Management
Vote
2.11 Elect Director Jerome B. York For Did Not Management
Vote
3 AUTHORIZATION FOR THE BOARD OF DIRECTORS For Did Not Management
TO APPOINT AN ADDITIONAL DIRECTOR TO FILL Vote
THE VACANCY PROPOSED TO BE CREATED ON THE
BOARD
4 Ratify Auditors For Did Not Management
Vote
- --------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC.
Ticker: UVN Security ID: 914906102
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Jerrold Perenchio For Withhold Management
1.2 Elect Director Anthony Cassara For Withhold Management
1.3 Elect Director Harold Gaba For Withhold Management
1.4 Elect Director Alan F. Horn For Withhold Management
1.5 Elect Director Michael O. Johnson For Withhold Management
1.6 Elect Director John G. Perenchio For Withhold Management
1.7 Elect Director Ray Rodriguez For Withhold Management
1.8 Elect Director McHenry T. Tichenor, Jr. For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
UNUMPROVIDENT CORPORATION
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 20, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela H. Godwin For For Management
1.2 Elect Director Thomas Kinser For For Management
1.3 Elect Director A.S. (Pat) MacMillan, Jr. For For Management
1.4 Elect Director Edward J. Muhl For For Management
2 Ratify Auditors For For Management
3 Engagement With Proponents of Shareholder Against Against Shareholder
Proposals Supported by a Majority Vote
- --------------------------------------------------------------------------------
UST INC.
Ticker: UST Security ID: 902911106
Meeting Date: MAY 2, 2006 Meeting Type: Annual
Record Date: MAR 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Diaz Dennis For For Management
1.2 Elect Director Peter J. Neff For For Management
1.3 Elect Director Andrew J. Parsons For For Management
2 Ratify Auditors For For Management
3 Submit Internet Tobacco Advertisements to Against Abstain Shareholder
Independent Review
4 Declassify the Board of Directors Against For Shareholder
- --------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL.
Ticker: VRX Security ID: 91911X104
Meeting Date: MAY 23, 2006 Meeting Type: Annual
Record Date: APR 11, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ingram For Withhold Management
1.2 Elect Director Lawrence N. Kugelman For Withhold Management
1.3 Elect Director Theo Melas-Kyriazi For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
VIACOM INC.
Ticker: VIA.B Security ID: 92553P201
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Abrams For Withhold Management
1.2 Elect Director Philippe P. Dauman For Withhold Management
1.3 Elect Director Thomas E. Dooley For Withhold Management
1.4 Elect Director Thomas E. Freston For Withhold Management
1.5 Elect Director Ellen V. Futter For Withhold Management
1.6 Elect Director Alan C. Greenberg For Withhold Management
1.7 Elect Director Robert K. Kraft For Withhold Management
1.8 Elect Director Charles E. Phillips, Jr. For Withhold Management
1.9 Elect Director Shari Redstone For Withhold Management
1.10 Elect Director Sumner M. Redstone For Withhold Management
1.11 Elect Director Frederic V. Salerno For Withhold Management
1.12 Elect Director William Schwartz For Withhold Management
2 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Goodwin, Jr. For Withhold Management
1.2 Elect Director Robert A. Ingram For Withhold Management
1.3 Elect Director Mackey J. McDonald For Withhold Management
1.4 Elect Director Lanty L. Smith For Withhold Management
1.5 Elect Director Ruth G. Shaw For Withhold Management
1.6 Elect Director Ernest S. Rady For Withhold Management
2 Ratify Auditors For For Management
3 Submit Severance Agreement (Change in Against For Shareholder
Control) to shareholder Vote
4 Report on Political Contributions Against For Shareholder
5 Separate Chairman and CEO Positions Against For Shareholder
6 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 2, 2006 Meeting Type: Annual
Record Date: APR 5, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For Withhold Management
1.2 Elect Director James W. Breyer For Withhold Management
1.3 Elect Director M. Michele Burns For Withhold Management
1.4 Elect Director James I. Cash, Jr., Ph.D. For Withhold Management
1.5 Elect Director Douglas N. Daft For Withhold Management
1.6 Elect Director David D. Glass For Withhold Management
1.7 Elect Director Roland A. Hernandez For Withhold Management
1.8 Elect Director H. Lee Scott, Jr. For Withhold Management
1.9 Elect Director Jack C. Shewmaker For Withhold Management
1.10 Elect Director Jim C. Walton For Withhold Management
1.11 Elect Director S. Robson Walton For Withhold Management
1.12 Elect Director Christopher J. Williams For Withhold Management
1.13 Elect Director Linda S. Wolf For Withhold Management
2 Ratify Auditors For For Management
3 Report on Animal Welfare Standards Against Abstain Shareholder
4 Report on Political Contributions Against For Shareholder
5 Require a Majority Vote for the Election Against Against Shareholder
of Directors
6 Prepare a Sustainability Report Against Abstain Shareholder
7 Report on Pay Disparity Against Against Shareholder
8 Report on Stock Option Distribution by Against Against Shareholder
Race and Gender
- --------------------------------------------------------------------------------
WALT DISNEY COMPANY, THE
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 10, 2006 Meeting Type: Annual
Record Date: JAN 9, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Bryson For For Management
1.2 Elect Director John S. Chen For For Management
1.3 Elect Director Judith L. Estrin For For Management
1.4 Elect Director Robert A. Iger For For Management
1.5 Elect Director Fred H. Langhammer For For Management
1.6 Elect Director Aylin B. Lewis For For Management
1.7 Elect Director Monica C. Lozano For For Management
1.8 Elect Director Robert W. Matschullat For For Management
1.9 Elect Director George J. Mitchell For For Management
1.10 Elect Director Leo J. O' Donovan, S.J. For For Management
1.11 Elect Director John E. Pepper, Jr. For For Management
1.12 Elect Director Orin C. Smith For For Management
1.13 Elect Director Gary L. Wilson For For Management
2 Ratify Auditors For For Management
3 Company-Specific -- Shareholder Against For Shareholder
Miscellaneous
4 Report on Vendor Standards in China Against Against Shareholder
- --------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan Cafferty For Withhold Management
1.2 Elect Director Frank M. Clark, Jr. For Withhold Management
1.3 Elect Director Thomas I. Morgan For Withhold Management
1.4 Elect Director John C. Pope For Withhold Management
1.5 Elect Director W. Robert Reum For Withhold Management
1.6 Elect Director Steven G. Rothmeier For Withhold Management
1.7 Elect Director David P. Steiner For Withhold Management
1.8 Elect Director Thomas H. Weidemeyer For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For Against Management
Plan
4 Require a Majority Vote for the Election Against Against Shareholder
of Directors
- --------------------------------------------------------------------------------
WELLPOINT INC
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lenox D. Baker, Jr., M.D. For Withhold Management
1.2 Elect Director Susan B. Bayh For Withhold Management
1.3 Elect Director Larry C. Glasscock For Withhold Management
1.4 Elect Director Julie A. Hill For Withhold Management
1.5 Elect Director Ramiro G. Peru For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
- --------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Essner For Withhold Management
1.2 Elect Director John D. Feerick For Withhold Management
1.3 Elect Director Frances D. Fergusson, For Withhold Management
Ph.D.
1.4 Elect Director Victor F. Ganzi For Withhold Management
1.5 Elect Director Robert Langer For Withhold Management
1.6 Elect Director John P. Mascotte For Withhold Management
1.7 Elect Director Mary Lake Polan, M.D., For Withhold Management
Ph.D.
1.8 Elect Director Gary L. Rogers For Withhold Management
1.9 Elect Director Ivan G. Seidenberg For Withhold Management
1.10 Elect Director Walter V. Shipley For Withhold Management
1.11 Elect Director John R. Torell, III For Withhold Management
2 Ratify Auditors For For Management
3 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
4 Report on Product Availability in Canada Against Abstain Shareholder
5 Report on Political Contributions Against Abstain Shareholder
6 Report on Animal welfare Policy Against Abstain Shareholder
7 Require a Majority Vote for the Election Against For Shareholder
of Directors
8 Separate Chairman and CEO Positions Against For Shareholder
9 Adopt Simple Majority Vote Requirement Against For Shareholder
- --------------------------------------------------------------------------------
XL CAPITAL LTD (FORMERLY EXEL LTD. )
Ticker: XL Security ID: G98255105
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale R. Comey For For Management
1.2 Elect Director Brian M. O'Hara For For Management
1.3 Elect Director John T. Thornton For For Management
2 TO RATIFY THE APPOINTMENT OF For For Management
PRICEWATERHOUSECOOPERS LLP, NEW YORK, NEW
YORK TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2006.
3 Other Business For Against Management
- --------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: MAY 25, 2006 Meeting Type: Annual
Record Date: MAR 29, 2006
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry S. Semel For Withhold Management
1.2 Elect Director Jerry Yang For Withhold Management
1.3 Elect Director Roy J. Bostock For Withhold Management
1.4 Elect Director Ronald W. Burkle For Withhold Management
1.5 Elect Director Eric Hippeau For Withhold Management
1.6 Elect Director Arthur H. Kern For Withhold Management
1.7 Elect Director Vyomesh Joshi For Withhold Management
1.8 Elect Director Robert A. Kotick For Withhold Management
1.9 Elect Director Edward R. Kozel For Withhold Management
1.10 Elect Director Gary L. Wilson For Withhold Management
2 Amend Non-Employee Director Omnibus Stock For Against Management
Plan
3 Ratify Auditors For For Management
TRI-CONTINENTAL CORPORATION
Pursuant to this requirement of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized on the 28th day of August, 2006.
Signature Title
- --------------------------------------- ------------------------------
/s/ Brian T. Zino President, Director and
- ---------------------------------------- Chief Executive Officer
Brian T. Zino (Principal Executive Officer)