UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: March 31, 2006
Estimated average burden
FORM N-PX hours per response..14.4
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-4801
---------------------------------------------
SunAmerica Equity Funds
-------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
Harborside Financial Center, 3200 Plaza 5, Jersey City, NJ 07311
-------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
John Genoy
President
SunAmerica Asset Management Corp.
Harborside Financial Center
3200 Plaza 5
Jersey City, NJ 07311-4992
-------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 201-324-6414
---------------------------
Date of fiscal year end: 09/30
-----------------------
Date of reporting period: 7/1/2011-06/30/2012
----------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-04801
Reporting Period: 07/01/2011 - 06/30/2012
SunAmerica Equity Funds
================================== Japan Fund ==================================
51JOB, INC.
Ticker: JOBS Security ID: 316827104
Meeting Date: DEC 21, 2011 Meeting Type: Annual
Record Date: NOV 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect David K. Chao as Director For For Management
2 Reelect Hisayuki Idekoba as Director For For Management
3 Reelect James Jianzhang Liang as For For Management
Director
4 Reelect Donald L. Lucas as Director For For Management
5 Reelect Rick Yan as Director For For Management
6 Amend 2009 Share Option Plan For Against Management
--------------------------------------------------------------------------------
ACOM CO., LTD.
Ticker: 8572 Security ID: J00105106
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kinoshita, Shigeyoshi For Against Management
1.2 Elect Director Kajiura, Toshiaki For For Management
1.3 Elect Director Akaki, Shigeru For For Management
1.4 Elect Director Tomimatsu, Satoru For For Management
1.5 Elect Director Tachiki, Kiyoshi For For Management
1.6 Elect Director Taki, Tatsuo For For Management
1.7 Elect Director Imagawa, Tatsunori For For Management
--------------------------------------------------------------------------------
AIN PHARMACIEZ INC.
Ticker: 9627 Security ID: J00602102
Meeting Date: JUL 28, 2011 Meeting Type: Annual
Record Date: APR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 45
--------------------------------------------------------------------------------
ALPINE ELECTRONICS INC.
Ticker: 6816 Security ID: J01134105
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Usami, Toru For Against Management
2.2 Elect Director Kajiwara, Hitoshi For For Management
2.3 Elect Director Kataoka, Masataka For Against Management
2.4 Elect Director Soma, Satoshi For For Management
2.5 Elect Director Kobayashi, Toshinori For For Management
2.6 Elect Director Endo, Koichi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Tokiwa, Hikokichi
--------------------------------------------------------------------------------
AMADA CO. LTD.
Ticker: 6113 Security ID: J01218106
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Okamoto, Mitsuo For For Management
2.2 Elect Director Takagi, Toshio For For Management
2.3 Elect Director Yamashita, Yoshihiro For For Management
2.4 Elect Director Isobe, Tsutomu For For Management
2.5 Elect Director Abe, Atsushige For For Management
2.6 Elect Director Shibata, Kotaro For For Management
2.7 Elect Director Shigeta, Takaya For For Management
2.8 Elect Director Sueoka, Chikahiro For For Management
3 Appoint Alternate Statutory Auditor For For Management
Nishiwaki, Nobuhiko
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ito, Ichiro For For Management
1.2 Elect Director Fujiwara, Taketsugu For For Management
1.3 Elect Director Fujiwara, Koji For For Management
1.4 Elect Director Yoshida, Yasuyuki For For Management
1.5 Elect Director Kobori, Hideki For For Management
1.6 Elect Director Kobayashi, Hiroshi For For Management
1.7 Elect Director Nakao, Masafumi For For Management
1.8 Elect Director Kodama, Yukiharu For For Management
1.9 Elect Director Ikeda, Morio For For Management
1.10 Elect Director Ichino, Norio For For Management
2 Appoint Alternate Statutory Auditor For Against Management
Kobayashi, Koji
3 Approve Retirement Bonus Payment for For For Management
Directors
--------------------------------------------------------------------------------
AT & S AUSTRIA TECHNOLOGIE & SYSTEMTECHNIK AG
Ticker: ATS Security ID: A05345110
Meeting Date: JUL 07, 2011 Meeting Type: Annual
Record Date: JUN 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Receive Report on Share Repurchase None None Management
Program (Non-Voting)
7 Ratify Auditors For For Management
8.1 Approve Increase in Size of Board to For For Management
Eight Members
8.2 Reelect Georg Riedl as Supervisory For For Management
Board Member
8.3 Elect Karin Schaupp as Supervisory For For Management
Board Member
8.4 Elect Regina Prehofer as Supervisory For For Management
Board Member
--------------------------------------------------------------------------------
BARCO
Ticker: BAR Security ID: B0833F107
Meeting Date: OCT 21, 2011 Meeting Type: Special
Record Date: OCT 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1a Receive Special Board Reports Re: None None Management
Issuance of Warrants
1b Receive Special Board Report Re: None None Management
Elimination of Preemptive Rights
1c Special Auditor Report None None Management
2.1 Approve Employee Stock Option Plan Re: For Did Not Vote Management
Options Barco 04 - Personnel Europe
2011
2.2 Eliminate Preemptive Rights Re: For Did Not Vote Management
Options Barco 04 - Personnel Europe
2011
2.3 Authorize Implementation of Approved For Did Not Vote Management
Resolutions Re: Options Barco 04 -
Personnel Europe 2011
2.4 Approve Change-of-Control Clause Re: For Did Not Vote Management
Options Barco 04 - Personnel Europe
2011
3.1 Approve Employee Stock Option Plan Re: For Did Not Vote Management
Options Barco 04 - Foreign Personnel
2011
3.2 Eliminate Preemptive Rights Re: For Did Not Vote Management
Options Barco 04 - Foreign Personnel
2011
3.3 Authorize Implementation of Approved For Did Not Vote Management
Resolutions Re: Options Barco 04 -
Foreign Personnel 2011
3.4 Approve Change-of-Control Clause Re: For Did Not Vote Management
Options Barco 04 - Foreign Personnel
2011
4.1 Approve Option plan Re: Barco 04 - For Did Not Vote Management
Management 2011
4.2 Eliminate Preemptive Rights Re: Barco For Did Not Vote Management
04 - Management 2011 Option Plan
4.3 Authorize Implementation of Approved For Did Not Vote Management
Resolutions Re: Options Barco 04 -
Management 2011
4.4 Approve Change-of-Control Clause Re: For Did Not Vote Management
Barco 04 - Management 2011
5 Approve Stock Option Plan 'Barco 04- For Did Not Vote Management
Management 2011' Grant to CEO
--------------------------------------------------------------------------------
BENESSE HOLDINGS INC
Ticker: 9783 Security ID: J0429N102
Meeting Date: JUN 23, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fukutake, Soichiro For For Management
1.2 Elect Director Fukushima, Tamotsu For For Management
1.3 Elect Director Fukuhara, Kenichi For For Management
1.4 Elect Director Uchinaga, Yukako For For Management
1.5 Elect Director Kobayashi, Hitoshi For For Management
1.6 Elect Director Murakami, Teruyasu For For Management
1.7 Elect Director Adachi, Tamotsu For For Management
1.8 Elect Director Mitani, Hiroyuki For For Management
--------------------------------------------------------------------------------
BETSSON AB
Ticker: BETS B Security ID: W1556U104
Meeting Date: NOV 14, 2011 Meeting Type: Special
Record Date: NOV 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Stock Option Plan Primarily For Against Management
for Key Employees in Sweden
7 Approve Stock Option Plan for Key For Against Management
Employees in Other Countries
8 Approve Transfer of Options For Against Management
9 Authorize Share Repurchase Program For Against Management
10 Close Meeting None None Management
--------------------------------------------------------------------------------
BLINKX PLC
Ticker: BLNX Security ID: G13235109
Meeting Date: SEP 20, 2011 Meeting Type: Annual
Record Date: SEP 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Mark Opzoomer as Director For For Management
3 Reappoint Deloitte LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Authorise Issue of Equity with For For Management
Pre-emptive Rights
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
7 Authorise Market Purchase For For Management
--------------------------------------------------------------------------------
BROTHER INDUSTRIES LTD.
Ticker: 6448 Security ID: 114813108
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Koike, Toshikazu For For Management
2.2 Elect Director Ishikawa, Shigeki For For Management
2.3 Elect Director Hirano, Yukihisa For For Management
2.4 Elect Director Nishijo, Atsushi For For Management
2.5 Elect Director Hattori, Shigehiko For For Management
2.6 Elect Director Fukaya, Koichi For For Management
3 Appoint Statutory Auditor Maruyama, For For Management
Hiroaki
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Takeover Defense Plan (Poison For For Management
Pill)
--------------------------------------------------------------------------------
CENTAMIN EGYPT LTD
Ticker: CEY Security ID: Q2159B110
Meeting Date: DEC 14, 2011 Meeting Type: Special
Record Date: DEC 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the New Centamin Employee For For Management
Share Option Plan
2 Amend the Executive Director Loan For For Management
Funded Share Plan
3 Amend the Employee Loan Funded Share For For Management
Plan
4 Approve the New Centamin Executive For For Management
Director Loan Funded Share Plan
5 Approve the New Centamin Employee Loan For For Management
Funded Share Plan
--------------------------------------------------------------------------------
CENTAMIN EGYPT LTD
Ticker: CEY Security ID: Q2159B110
Meeting Date: DEC 14, 2011 Meeting Type: Court
Record Date: DEC 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CHINA FOODS LTD. (FORMERLYCOFCO INTERNATIONAL LTD.
Ticker: 00506 Security ID: G2154F109
Meeting Date: DEC 29, 2011 Meeting Type: Special
Record Date: DEC 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Concentrate Purchase For For Management
Agreement and Related Caps
2 Approve 2011 Still Beverages Purchase For For Management
Agreement and Related Caps
3 Approve 2011 COFCO Mutual Provision of For For Management
Products and Services Agreement
4 Authorize Directors to Do All Such For For Management
Things to Give Effect to the 2011
Concentrate Purchase Agreement, 2011
Still Beverages Purchase Agreement,
2011 COFCO Mutual Provision of
Products and Services Agreement
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD.
Ticker: 00384 Security ID: G2109G103
Meeting Date: AUG 16, 2011 Meeting Type: Annual
Record Date: AUG 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.022 Per For For Management
Share
3a1 Reelect Leung Wing Cheong, Eric as For For Management
Director
3a2 Reelect Pang Yingxue as Director For For Management
3a3 Reelect P K Jain as Director For For Management
3a4 Reelect Zhu Weiwei as Director For Against Management
3a5 Reelect Zhao Yuhua as Director For For Management
3a6 Reelect Jo Yamagata as Director For For Management
3b Approve Remuneration of Directors For For Management
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHIYODA CORP.
Ticker: 6366 Security ID: J06237101
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2 Amend Articles To Remove Provisions on For For Management
Preferred Shares
3.1 Elect Director Kubota, Takashi For For Management
3.2 Elect Director Kanno, Yoichi For For Management
3.3 Elect Director Kawashima, Masahito For For Management
3.4 Elect Director Ogawa, Hiroshi For For Management
3.5 Elect Director Obokata, Kazuo For For Management
3.6 Elect Director Shibuya, Shogo For For Management
3.7 Elect Director Okawa, Kazushi For For Management
3.8 Elect Director Shimizu, Ryosuke For For Management
3.9 Elect Director Nagasaka, Katsuo For For Management
4 Appoint Statutory Auditor Nakano, For Against Management
Munehiko
5 Appoint Alternate Statutory Auditor For For Management
Kugisawa, Tomo
--------------------------------------------------------------------------------
DAI-ICHI SEIKO CO LTD
Ticker: 6640 Security ID: J11258100
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Konishi, Hideki For For Management
2.2 Elect Director Fukumoto, Tetsumi For For Management
2.3 Elect Director Katabuchi, Kenjiro For For Management
2.4 Elect Director Tsuchiyama, Takaharu For For Management
2.5 Elect Director Ogata, Kenji For For Management
2.6 Elect Director Hiraoka, Yoshiaki For For Management
2.7 Elect Director Yano, Kenji For For Management
2.8 Elect Director Goto, Nobuaki For For Management
2.9 Elect Director Harada, Takashi For For Management
2.10 Elect Director Tagomori, Yasutoshi For For Management
2.11 Elect Director Endo, Takayoshi For For Management
2.12 Elect Director Hara, Akihiko For For Management
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: JUL 15, 2011 Meeting Type: Annual
Record Date: JUL 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4(a) Reelect Tommy Breen as a Director For For Management
4(b) Reelect Roisin Brennan as a Director For For Management
4(c) Reelect Michael Buckley as a Director For For Management
4(d) Reelect David Byrne as a Director For For Management
4(e) Reelect Kevin Melia as a Director For For Management
4(f) Reelect John Moloney as a Director For For Management
4(g) Reelect Donal Murphy as a Director For For Management
4(h) Reelect Fergal O'Dwyer as a Director For For Management
4(i) Reelect Bernard Somers as a Director For For Management
4(j) Reelect Leslie Van de Walle as a For For Management
Director
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorise Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorise Share Repurchase Program For For Management
9 Authorise Reissuance of Repurchased For For Management
Shares
10 Approve Convening of an EGM on 14 Days For For Management
Notice
--------------------------------------------------------------------------------
DENA CO LTD
Ticker: 2432 Security ID: J1257N107
Meeting Date: JUN 23, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
--------------------------------------------------------------------------------
DIASORIN S.P.A
Ticker: DIA Security ID: T3475Y104
Meeting Date: OCT 04, 2011 Meeting Type: Special
Record Date: SEP 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 00861 Security ID: G2759B107
Meeting Date: AUG 15, 2011 Meeting Type: Annual
Record Date: AUG 09, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Andrew Y. Yan as Director For For Management
3b Reelect Hu Zhaoguang as Director For For Management
3c Reelect Ni Hong (Hope) as Director For For Management
3d Reelect Ong Ka Lueng, Peter as Director For For Management
3e Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Share Option Scheme For Against Management
7a Amend Bylaws of the Company For For Management
7b Adopt the Amended and Restated Bylaws For For Management
--------------------------------------------------------------------------------
DYNA-MAC HOLDINGS LTD.
Ticker: NO4 Security ID: Y21863108
Meeting Date: SEP 13, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Declare First and Final Dividend of For For Management
SGD 0.02 Per Share
3 Approve Directors' Fees of SGD 62,500 For For Management
for the Financial Year Ended May 31,
2011
4 Approve Directors' Fees of SGD 125,000 For For Management
for the Financial Year Ending May 31,
2012 to be Paid to Independent
Directors Quarterly in Arrears
5 Reelect Lim Tze Jong as Director For For Management
6 Reelect Lim Tjew Yok as Director For For Management
7 Reelect Varghese John as Director For For Management
8 Reelect Yeo Chien Sheng Nelson as For For Management
Director
9 Reelect Tan Soo Kiat as Director For For Management
10 Reelect Ong Seh Hong as Director For For Management
11 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
DYNA-MAC HOLDINGS LTD.
Ticker: NO4 Security ID: Y21863108
Meeting Date: SEP 13, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Topside Subcontract as a Past For For Management
Interested Person Transaction
2 Approve New Keppel IPT Mandate For For Management
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO.
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Amend Articles To Decrease Maximum For For Management
Board Size
3.1 Elect Director Seino, Satoshi For For Management
3.2 Elect Director Ogata, Masaki For For Management
3.3 Elect Director Tomita, Tetsuro For For Management
3.4 Elect Director Sekiji, Tsugio For For Management
3.5 Elect Director Fukasawa, Yuuji For For Management
3.6 Elect Director Minami, Yoichi For For Management
3.7 Elect Director Hayashi, Yasuo For For Management
3.8 Elect Director Taura, Yoshitaka For For Management
3.9 Elect Director Yagishita, Naomichi For For Management
3.10 Elect Director Morimoto, Yuuji For For Management
3.11 Elect Director Haraguchi, Tsukasa For For Management
3.12 Elect Director Kawanobe, Osamu For For Management
3.13 Elect Director Ichinose, Toshiro For For Management
3.14 Elect Director Sawamoto, Takashi For For Management
3.15 Elect Director Deguchi, Hidemi For For Management
3.16 Elect Director Satomi, Masayuki For For Management
3.17 Elect Director Umehara, Yasuyoshi For For Management
3.18 Elect Director Takahashi, Makoto For For Management
3.19 Elect Director Sasaki, Takeshi For For Management
3.20 Elect Director Hamaguchi, Tomokazu For For Management
4 Appoint Statutory Auditor Ishida, For For Management
Yoshio
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
6 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
7 Amend Articles to Authorize Company to Against Against Shareholder
Direct Subsidiary to Investigate
Medical Practitioners Law (MPL)
Violations by Tenant Shop Employees
8 Amend Articles to Authorize Firm to Against Against Shareholder
Send a Letter to New Employees Asking
Them to Observe, Investigate
Compliance at Subsidiaries and Trading
Partners
9 Direct Dept Store Subsidiary to Against Against Shareholder
Investigate MPL Violation at Tenant
Contact-Lens Shops and Provide Results
to Asahi Shimbun
10 Direct Dept Store Subsidiary to Against Against Shareholder
Investigate MPL Violation at Tenant
Contact-Lens Shops and Provide Results
to Broadcaster NHK
11 Direct the Firm to Send a Letter to Against Against Shareholder
New Employees Asking Them to Observe,
Investigate Compliance at Subsidiaries
and Trading Partners
12 Amend Articles to Allow Proposals on Against Abstain Shareholder
Drafting and Implementation of
Business Plans Related to Earthquake
Reconstruction at Shareholder Meetings
13 Mandate Outside Committees Against Abstain Shareholder
Representing Communities Neighboring
Earthquake Disaster-Affected Train
Lines Slated for Reconstruction to
Pass Judgment on Drafting,
Implementation of Route Reconstruction
Plans, and Subject Plans Without
Committee Approval to
14 Amend Articles to Allow Proposals on Against Against Shareholder
Compliance Matters at Shareholder
Meetings
15 Mandate Creation of Committee on Against Against Shareholder
Compliance
16 Amend Articles to Require Disclosure Against For Shareholder
of Top Five Individual Director
Compensation Levels
17 Amend Articles to Require At Least Against For Shareholder
Three Outsiders on Board of Directors
18.1 Remove Chairman Satoshi Seino from the Against Against Shareholder
Board of Directors
18.2 Remove Vice Chairman Masaki Ogata from Against Against Shareholder
the Board of Directors
18.3 Remove Executive Director Toru Owada Against Against Shareholder
from the Board of Directors
18.4 Remove Executive Director Yuji Against Against Shareholder
Fukazawa from the Board of Directors
18.5 Remove Executive Director Yasuo Against Against Shareholder
Hayashi from the Board of Directors
18.6 Remove Executive Director Yuji Against Against Shareholder
Morimoto from the Board of Directors
19 Reduce Director and Statutory Auditor Against Against Shareholder
Compensation by 20 Percent
20 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserves for Great East
Japan Earthquake Disaster Recovery
Fund and for Consolidation of Local
Rail Lines
--------------------------------------------------------------------------------
EMECO HOLDINGS LIMITED
Ticker: EHL Security ID: Q34648107
Meeting Date: NOV 15, 2011 Meeting Type: Annual
Record Date: NOV 13, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alec Brennan as Director For For Management
2 Elect John Cahill as Director For For Management
3 Approve the Allocation of Performance For For Management
Shares to the Managing Director/Chief
Executive Officer
4 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
EXEDY CORP.
Ticker: 7278 Security ID: J1326T101
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Shimizu, Haruo For For Management
2.2 Elect Director Terada, Etsuji For For Management
2.3 Elect Director Hisakawa, Hidehito For For Management
2.4 Elect Director Masaoka, Hisayasu For For Management
2.5 Elect Director Matsuda, Masayuki For For Management
2.6 Elect Director Nakahara, Tadashi For For Management
2.7 Elect Director Toyohara, Hiroshi For For Management
2.8 Elect Director Fukumura, Kagenori For For Management
2.9 Elect Director Fujimori, Fumio For For Management
--------------------------------------------------------------------------------
FAMILYMART CO. LTD.
Ticker: 8028 Security ID: J13398102
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: FEB 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ueda, Junji For For Management
1.2 Elect Director Yokota, Takayuki For For Management
1.3 Elect Director Miyamoto, Yoshiki For For Management
1.4 Elect Director Kobe, Yasuhiro For For Management
1.5 Elect Director Kato, Toshio For For Management
1.6 Elect Director Takada, Motoo For For Management
1.7 Elect Director Kosaka, Masaaki For For Management
1.8 Elect Director Wada, Akinori For For Management
1.9 Elect Director Komatsuzaki, Yukihiko For For Management
1.10 Elect Director Tamamaki, Hiroaki For For Management
1.11 Elect Director Takebayashi, Noboru For For Management
2 Appoint Statutory Auditor Tateoka, For For Management
Shintaro
--------------------------------------------------------------------------------
FUJI MEDIA HOLDINGS, INC.
Ticker: 4676 Security ID: J15477102
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2800
2.1 Elect Director Hieda, Hisashi For For Management
2.2 Elect Director Toyoda, Ko For For Management
2.3 Elect Director Ota, Hideaki For For Management
2.4 Elect Director Kano, Shuuji For For Management
2.5 Elect Director Endo, Ryuunosuke For For Management
2.6 Elect Director Suzuki, Katsuaki For For Management
2.7 Elect Director Matsuoka, Isao For For Management
2.8 Elect Director Miki, Akihiro For For Management
2.9 Elect Director Ishiguro, Taizan For For Management
2.10 Elect Director Yokota, Masafumi For For Management
2.11 Elect Director Terasaki, Kazuo For For Management
2.12 Elect Director Kiyohara, Takehiko For For Management
2.13 Elect Director Masuda, Shigeru For For Management
2.14 Elect Director Kameyama, Chihiro For For Management
2.15 Elect Director Ota, Toru For For Management
3 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORP.
Ticker: 4901 Security ID: J14208102
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17.5
2.1 Elect Director Komori, Shigetaka For For Management
2.2 Elect Director Nakajima, Shigehiro For For Management
2.3 Elect Director Higuchi, Takeshi For For Management
2.4 Elect Director Toda, Yuuzo For For Management
2.5 Elect Director Inoe, Nobuaki For For Management
2.6 Elect Director Tamai, Koichi For For Management
2.7 Elect Director Suzuki, Toshiaki For For Management
2.8 Elect Director Yamamoto, Tadahito For For Management
2.9 Elect Director Kitayama, Teisuke For For Management
2.10 Elect Director Goto, Yoshihisa For For Management
2.11 Elect Director Makino, Katsumi For For Management
2.12 Elect Director Ishikawa, Takatoshi For For Management
3 Appoint Statutory Auditor Suematsu, For For Management
Koichi
--------------------------------------------------------------------------------
GCA SAVVIAN GROUP CORP
Ticker: 2174 Security ID: J1766D103
Meeting Date: MAR 28, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Streamline Board For For Management
Structure
2.1 Elect Director Watanabe, Akihiro For For Management
2.2 Elect Director James B. Avery For For Management
2.3 Elect Director Sayama, Nobuo For For Management
2.4 Elect Director Todd J. Carter For For Management
2.5 Elect Director Geoffrey D. Baldwin For For Management
2.6 Elect Director Kato, Hiroyasu For For Management
2.7 Elect Director Yone, Masatake For For Management
3.1 Appoint Statutory Auditor Inoue, Osamu For For Management
3.2 Appoint Statutory Auditor Iwasaki, Jiro For For Management
3.3 Appoint Statutory Auditor Fujishima, For For Management
Takashi
--------------------------------------------------------------------------------
HAJIME CONSTRUCTION CO LTD
Ticker: 3268 Security ID: J19164102
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: JAN 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iida, Kazuo For For Management
1.2 Elect Director Horiguchi, Tadayoshi For For Management
1.3 Elect Director Aoyagi, Hideki For For Management
1.4 Elect Director Wakabayashi, Hideaki For For Management
2.1 Appoint Statutory Auditor Takeda, For For Management
Hirotaka
2.2 Appoint Statutory Auditor Asakura, For For Management
Toshiko
3 Appoint Alternate Statutory Auditor For For Management
Nishizawa, Keisuke
--------------------------------------------------------------------------------
HANKOOK TIRE CO.
Ticker: 000240 Security ID: Y30587102
Meeting Date: MAR 23, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Appropriation of Income and Dividend
of KRW 400 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Outside Directors (Bundled) For Against Management
4 Reelect Min Hae-Young as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI GLOVIS CO.
Ticker: 086280 Security ID: Y27294100
Meeting Date: MAR 16, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 1,500 per Share
2 Amend Articles of Incorporation For Against Management
3 Elect One Inside Director and Four For Against Management
Outside Directors (Bundled)
4 Elect Four Members of Audit Committee For Against Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
I.T LIMITED
Ticker: 00999 Security ID: G4977W103
Meeting Date: JUL 22, 2011 Meeting Type: Annual
Record Date: JUL 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend of HK$0.104 Per For For Management
Share
3a1 Reelect Sham Kin Wai as Director For For Management
3a2 Reelect Wong Tin Yau, Kelvin as For For Management
Director
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC
Ticker: IGG Security ID: G4753Q106
Meeting Date: OCT 06, 2011 Meeting Type: Annual
Record Date: OCT 04, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Christopher Hill as Director For For Management
5 Elect Stephen Hill as Director For For Management
6 Re-elect David Currie as Director For For Management
7 Re-elect Jonathan Davie as Director For For Management
8 Re-elect Peter Hetherington as Director For For Management
9 Re-elect Timothy Howkins as Director For For Management
10 Re-elect Martin Jackson as Director For For Management
11 Re-elect Andrew MacKay as Director For For Management
12 Re-elect Nat Le Roux as Director For For Management
13 Re-elect Roger Yates as Director For For Management
14 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase For For Management
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INCITEC PIVOT LTD
Ticker: IPL Security ID: Q4887E101
Meeting Date: DEC 20, 2011 Meeting Type: Annual
Record Date: DEC 18, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rebecca McGrath as a Director For For Management
2 Elect John Watson as a Director For For Management
3 Elect Anthony Larkin as a Director For For Management
4 Approve Issuance to the Managing For For Management
Director Under the Incitec Pivot
Performance Rights Plan
5 Approve the Appointment of Deloitte For For Management
Touche Tohmatsu as Auditor
6 Approve the Adoption of the For For Management
Remuneration Report
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4000 for
Ordinary Shares
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Kobayashi, Eizo For For Management
2.2 Elect Director Okafuji, Masahiro For For Management
2.3 Elect Director Kobayashi, Yoichi For For Management
2.4 Elect Director Aoki, Yoshihisa For For Management
2.5 Elect Director Seki, Tadayuki For For Management
2.6 Elect Director Takayanagi, Koji For For Management
2.7 Elect Director Matsushima, Toru For For Management
2.8 Elect Director Fukuda, Yuuji For For Management
2.9 Elect Director Nakamura, Ichiro For For Management
2.10 Elect Director Yoshida, Tomofumi For For Management
2.11 Elect Director Okamoto, Hitoshi For For Management
2.12 Elect Director Shiomi, Takao For For Management
2.13 Elect Director Kawamoto, Yuuko For For Management
2.14 Elect Director Sugimoto, Kazuyuki For For Management
3 Appoint Statutory Auditor Akamatsu, For For Management
Yoshio
--------------------------------------------------------------------------------
JOHNSON ELECTRIC HOLDINGS LTD.
Ticker: 00179 Security ID: G5150J140
Meeting Date: JUL 20, 2011 Meeting Type: Annual
Record Date: JUL 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Yik-Chun Koo Wang as Director For For Management
3b Reelect Winnie Wing-Yee Wang as For For Management
Director
3c Reelect Joseph Chi-Kwong Yam as For For Management
Director
4 Confirm Fees of Directors For For Management
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Amend Bylaws of the Company For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
10 Amend Long-Term Incentive Share Scheme For For Management
of the Company
--------------------------------------------------------------------------------
JS GROUP CORP.
Ticker: 5938 Security ID: J2855M103
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Company Name For For Management
2.1 Elect Director Ushioda, Yoichiro For For Management
2.2 Elect Director Fujimori, Yoshiaki For For Management
2.3 Elect Director Tsutsui, Takashi For For Management
2.4 Elect Director Kanamori, Yoshizumi For For Management
2.5 Elect Director Ina, Keiichiro For For Management
2.6 Elect Director Takasaki, Masahiro For Against Management
2.7 Elect Director Shimura, Tetsuo For Against Management
2.8 Elect Director Sudo, Fumio For For Management
2.9 Elect Director Sato, Hidehiko For For Management
2.10 Elect Director Kawaguchi, Tsutomu For For Management
2.11 Elect Director Kikuchi, Yoshinobu For For Management
--------------------------------------------------------------------------------
JX HOLDINGS, INC.
Ticker: 5020 Security ID: J29699105
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Kimura, Yasushi For For Management
2.2 Elect Director Matsushita, Isao For For Management
2.3 Elect Director Uchijima, Ichiro For For Management
2.4 Elect Director Kawada, Junichi For For Management
2.5 Elect Director Tonoike, Rentaro For For Management
2.6 Elect Director Omachi, Akira For For Management
2.7 Elect Director Isshiki, Seiichi For For Management
2.8 Elect Director Uchida, Yukio For For Management
2.9 Elect Director Hirai, Shigeo For For Management
2.10 Elect Director Adachi, Yoshimasa For For Management
2.11 Elect Director Shoyama, Etsuhiko For For Management
2.12 Elect Director Sakata, Masahiro For For Management
2.13 Elect Director Komiyama, Hiroshi For For Management
2.14 Elect Director Ota, Hiroko For For Management
3 Appoint Statutory Auditor Nakagome, For For Management
Hideki
--------------------------------------------------------------------------------
K'S HOLDINGS CORP.
Ticker: 8282 Security ID: J36615102
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Kato, Shuuichi For For Management
2.2 Elect Director Inoe, Motonobu For For Management
2.3 Elect Director Sato, Kenji For For Management
2.4 Elect Director Endo, Hiroyuki For For Management
2.5 Elect Director Yamada, Yasushi For For Management
2.6 Elect Director Hiramoto, Tadashi For For Management
2.7 Elect Director Okano, Yuuji For For Management
2.8 Elect Director Inoe, Keisuke For For Management
2.9 Elect Director Sakashita, Yoichi For For Management
2.10 Elect Director Osaka, Naoto For For Management
2.11 Elect Director Kawasumi, Shinichi For For Management
2.12 Elect Director Kusaka, Koichiro For For Management
2.13 Elect Director Nagao, Norihiro For For Management
2.14 Elect Director Endo, Yoshiyuki For For Management
2.15 Elect Director Suzuki, Kazuyoshi For For Management
2.16 Elect Director Nomura, Hiromu For For Management
2.17 Elect Director Takatsuka, Takashi For For Management
2.18 Elect Director Mizuno, Keiichi For For Management
3 Approve Retirement Bonus Payment for For Against Management
Directors
4 Approve Stock Option Plan for Directors For Against Management
5 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
KAKAKU.COM INC
Ticker: 2371 Security ID: J29258100
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles To Clarify Terms of For For Management
Alternate Statutory Auditors -
Increase Maximum Board Size
3.1 Elect Director Hayashi, Kaoru For For Management
3.2 Elect Director Tanaka, Minoru For For Management
3.3 Elect Director Hata, Shonosuke For For Management
3.4 Elect Director Ieuji, Taizo For For Management
3.5 Elect Director Fujiwara, Kenji For For Management
3.6 Elect Director Uemura, Hajime For For Management
3.7 Elect Director Yuuki, Shingo For For Management
3.8 Elect Director Murakami, Atsuhiro For For Management
3.9 Elect Director Matsumoto, Oki For For Management
3.10 Elect Director Hayakawa, Yoshiharu For For Management
3.11 Elect Director Akiyama, Ryuuhei For For Management
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
KENEDIX INC.
Ticker: 4321 Security ID: J3243N100
Meeting Date: MAR 27, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Increase Authorized For For Management
Capital
2.1 Elect Director Kawashima, Atsushi For For Management
2.2 Elect Director Yoshikawa, Taiji For For Management
2.3 Elect Director Miyajima, Taisuke For For Management
2.4 Elect Director Uematsu, Takashi For For Management
2.5 Elect Director Shiozawa, Shuhei For For Management
3 Appoint Statutory Auditor Kanno, For For Management
Shintaro
--------------------------------------------------------------------------------
KONAMI CORP.
Ticker: 9766 Security ID: J35996107
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kozuki, Kagemasa For For Management
1.2 Elect Director Kozuki, Takuya For For Management
1.3 Elect Director Higashio, Kimihiko For For Management
1.4 Elect Director Yamaguchi, Noriaki For For Management
1.5 Elect Director Godai, Tomokazu For For Management
1.6 Elect Director Mizuno, Hiroyuki For For Management
1.7 Elect Director Gemma, Akira For For Management
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles To Amend Business Lines For For Management
- Increase Maximum Number of Statutory
Auditors
3.1 Elect Director Ishii, Ken For For Management
3.2 Elect Director John Rigby For For Management
4.1 Appoint Statutory Auditor Nishieda, For For Management
Osamu
4.2 Appoint Statutory Auditor Yasuda, For For Management
Yoshinori
4.3 Appoint Statutory Auditor Inada, For For Management
Nichimu
--------------------------------------------------------------------------------
LANCASHIRE HOLDINGS LTD
Ticker: LRE Security ID: G5361W104
Meeting Date: AUG 18, 2011 Meeting Type: Special
Record Date: JUL 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity without For For Management
Pre-emptive Rights
2 Amend the Company's Bye-laws For For Management
--------------------------------------------------------------------------------
LAURENT PERRIER
Ticker: LPE Security ID: F55758100
Meeting Date: JUL 06, 2011 Meeting Type: Annual/Special
Record Date: JUL 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.76 per Share
5 Approve Transactions with Supervisory For Against Management
Board Members
6 Approve Transactions with Management For For Management
Board Members
7 Approve Transactions with Shareholders For Against Management
Holding More Than 10 Percent of Share
Capital of the Voting Rights
8 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 144,716
9 Reelect Maurice de Kervenoael as For Against Management
Supervisory Board Member
10 Reelect Grant Gordon as Supervisory For Against Management
Board Member
11 Reelect Eric Meneux as Supervisory For Against Management
Board Member
12 Ratify KPMG SA as Auditor For For Management
13 Ratify Patrick Zeimett as Alternate For For Management
Auditor
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 10 Million
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 10 Million
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 10 Million for Bonus
Issue or Increase in Par Value
19 Allow Board to Use All Capital For Against Management
Authorizations Granted under Items 16
to 18 Above, in the Event of a Public
Tender Offer or Share Exchange Offer
20 Approve Employee Stock Purchase Plan For Against Management
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LTD.
Ticker: 02314 Security ID: G5427W130
Meeting Date: JUL 28, 2011 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Reports of Directors and Auditors
2 Declare Final Dividend For For Management
3 Reelect Lee Man Chun Raymond as For For Management
Executive Director
4 Reelect Lee Man Bun as Executive For For Management
Director
5 Reelect Poon Chung Kwong as For For Management
Non-Executive Director
6 Approve Remuneration Paid to Directors For For Management
for the Year Ended March 31, 2011
7 Authorize Board to Fix Directors' For For Management
Remuneration
8 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD.
Ticker: 051900 Security ID: Y5275R100
Meeting Date: MAR 16, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 3,500 per Common
Share and KRW 3,550 per Preferred Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LINTEC CORP.
Ticker: 7966 Security ID: J13776109
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ochi, Akihiko For For Management
1.2 Elect Director Asai, Hitoshi For For Management
1.3 Elect Director Kawasaki, Shigeru For For Management
1.4 Elect Director Ichihashi, Koji For For Management
1.5 Elect Director Kobayashi, Kenji For For Management
1.6 Elect Director Iiumi, Makoto For For Management
1.7 Elect Director Koyama, Koji For For Management
1.8 Elect Director Nishio, Hiroyuki For For Management
1.9 Elect Director Sato, Shinichi For For Management
1.10 Elect Director Oka, Satoshi For For Management
2 Appoint Statutory Auditor Manoshiro, For Against Management
Fumio
3 Amend Stock Option Plan Approved at For For Management
2006 AGM
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
MAN WAH HOLDINGS LTD.
Ticker: 01999 Security ID: G5800U107
Meeting Date: JUL 25, 2011 Meeting Type: Annual
Record Date: JUL 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.13 Per For For Management
Share
3 Reelect Wang Guisheng as Executive For For Management
Director
4 Reelect Stephen Allen Barr as For Against Management
Executive Director
5 Reelect Ong Chor Wei as Non-Executive For For Management
Director
6 Reelect Francis Lee Fook Wah as For For Management
Non-Executive Director
7 Reelect Lee Teck Leng Robson as For For Management
Independent Non-Executive Director
8 Approve Remuneration of Directors for For For Management
the Year Ended Mar. 31, 2011
9 Authorize Board to Fix the For For Management
Remuneration of Directors for the Year
Ending Mar. 31, 2012
10 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MANI INC.
Ticker: 7730 Security ID: J39673108
Meeting Date: NOV 22, 2011 Meeting Type: Annual
Record Date: AUG 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Reflect Changes in For For Management
Law
2.1 Elect Director Matsutani, Kanji For For Management
2.2 Elect Director Matsutani, Masamitsu For For Management
2.3 Elect Director Matsutani, Masaaki For For Management
2.4 Elect Director Murata, Moriyasu For For Management
2.5 Elect Director Mashiko, Takanori For For Management
2.6 Elect Director Kurihara, Yoshikazu For For Management
2.7 Elect Director Goto, Mitsuhiro For For Management
3 Appoint External Audit Firm For For Management
--------------------------------------------------------------------------------
MATSUI SECURITIES
Ticker: 8628 Security ID: J4086C102
Meeting Date: JUN 24, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Matsui, Michio For Against Management
2.2 Elect Director Imada, Hirohito For For Management
2.3 Elect Director Moribe, Takashi For For Management
2.4 Elect Director Warita, Akira For For Management
2.5 Elect Director Ichimura, Akihiro For For Management
2.6 Elect Director Watanabe, Masashi For For Management
2.7 Elect Director Sato, Kunihiko For For Management
2.8 Elect Director Uzawa, Shinichi For For Management
3.1 Appoint Statutory Auditor Igarashi, For Against Management
Norio
3.2 Appoint Statutory Auditor Mochizuki, For Against Management
Yasuo
4 Appoint Alternate Statutory Auditor For Against Management
Yoshida, Yoshio
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551102
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Increase Authorized Capital
2.1 Elect Director Yamanochi, Takashi For For Management
2.2 Elect Director Ozaki, Kiyoshi For For Management
2.3 Elect Director Kanai, Seita For For Management
2.4 Elect Director Marumoto, Akira For For Management
2.5 Elect Director Kogai, Masamichi For For Management
--------------------------------------------------------------------------------
MEITEC CORP.
Ticker: 9744 Security ID: J42067108
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29.5
2 Appoint Alternate Statutory Auditor For For Management
Kunibe, Toru
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 33
2.1 Elect Director Kojima, Yorihiko For For Management
2.2 Elect Director Kobayashi, Ken For For Management
2.3 Elect Director Ueda, Ryoichi For For Management
2.4 Elect Director Yano, Masahide For For Management
2.5 Elect Director Nabeshima, Hideyuki For For Management
2.6 Elect Director Nakahara, Hideto For For Management
2.7 Elect Director Nagai, Yasuo For For Management
2.8 Elect Director Nomakuchi, Tamotsu For For Management
2.9 Elect Director Ito, Kunio For For Management
2.10 Elect Director Tsukuda, Kazuo For For Management
2.11 Elect Director Kato, Ryozo For For Management
2.12 Elect Director Konno, Hidehiro For For Management
3.1 Appoint Statutory Auditor Tsujiyama, For For Management
Eiko
3.2 Appoint Statutory Auditor Ishino, For For Management
Hideyo
3.3 Appoint Statutory Auditor Kunihiro, For For Management
Tadashi
4 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP.
Ticker: 6503 Security ID: J43873116
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimomura, Setsuhiro For For Management
1.2 Elect Director Yamanishi, Kenichiro For For Management
1.3 Elect Director Saito, Masanori For For Management
1.4 Elect Director Yoshimatsu, Hiroki For For Management
1.5 Elect Director Hashimoto, Noritomo For For Management
1.6 Elect Director Fujimoto, Ryosuke For For Management
1.7 Elect Director Okuma, Nobuyuki For For Management
1.8 Elect Director Murayama, Hiroyoshi For For Management
1.9 Elect Director Sasaki, Mikio For Against Management
1.10 Elect Director Miki, Shigemitsu For Against Management
1.11 Elect Director Makino, Fujiatsu For For Management
1.12 Elect Director Yabunaka, Mitoji For For Management
--------------------------------------------------------------------------------
MITSUBISHI GAS CHEMICAL CO. INC.
Ticker: 4182 Security ID: J43959113
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odaka, Hideki For For Management
1.2 Elect Director Sakai, Kazuo For For Management
1.3 Elect Director Kurai, Toshikiyo For For Management
1.4 Elect Director Mizutani, Makoto For For Management
1.5 Elect Director Orisaku, Masami For For Management
1.6 Elect Director Sakai, Yukio For For Management
1.7 Elect Director Sugita, Katsuhiko For For Management
1.8 Elect Director Watanabe, Takayuki For For Management
1.9 Elect Director Yamane, Yoshihiro For For Management
1.10 Elect Director Kawa, Kunio For For Management
2 Appoint Statutory Auditor Kawakami, For For Management
Kuniaki
3 Approve Pension Reserve Plan for For For Management
Directors
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6 for Ordinary
Shares
2.1 Elect Director Okihara, Takamune For For Management
2.2 Elect Director Okauchi, Kinya For For Management
2.3 Elect Director Nagayasu, Katsunori For For Management
2.4 Elect Director Tanaka, Masaaki For For Management
2.5 Elect Director Yuuki, Taihei For For Management
2.6 Elect Director Hamakawa, Ichiro For For Management
2.7 Elect Director Kagawa, Akihiko For For Management
2.8 Elect Director Toyoizumi, Toshiro For For Management
2.9 Elect Director Hirano, Nobuyuki For For Management
2.10 Elect Director Teraoka, Shunsuke For For Management
2.11 Elect Director Wakabayashi, Tatsuo For For Management
2.12 Elect Director Araki, Saburo For For Management
2.13 Elect Director Noguchi, Hiroyuki For For Management
2.14 Elect Director Tokunari, Muneaki For For Management
2.15 Elect Director Araki, Ryuuji For For Management
2.16 Elect Director Watanabe, Kazuhiro For For Management
2.17 Elect Director Otoshi, Takuma For For Management
--------------------------------------------------------------------------------
MITSUI & CO.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Utsuda, Shoei For For Management
2.2 Elect Director Iijima, Masami For For Management
2.3 Elect Director Tanaka, Seiichi For For Management
2.4 Elect Director Kawashima, Fuminobu For For Management
2.5 Elect Director Saiga, Daisuke For For Management
2.6 Elect Director Okada, Joji For For Management
2.7 Elect Director Kinoshita, Masayuki For For Management
2.8 Elect Director Anbe, Shintaro For For Management
2.9 Elect Director Tanaka, Koichi For For Management
2.10 Elect Director Matsubara, Nobuko For For Management
2.11 Elect Director Nonaka, Ikujiro For For Management
2.12 Elect Director Hirabayashi, Hiroshi For For Management
2.13 Elect Director Muto, Toshiro For For Management
3.1 Appoint Statutory Auditor Matsuo, For For Management
Kunihiro
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Appoint Statutory Auditor Nishiyama, For For Management
Koichi
2.2 Appoint Statutory Auditor Hasegawa, For For Management
Toshiaki
3 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
MOBOTIX AG
Ticker: MBQ Security ID: D5111L104
Meeting Date: DEC 20, 2011 Meeting Type: Annual
Record Date: NOV 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Abbreviated
Fiscal Year July 1, 2011 - Sept. 30,
2011 (Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Abbreviated Fiscal Year July 1,
2011 - Sept. 30, 2011
4 Approve Discharge of Supervisory Board For For Management
for Abbreviated Fiscal Year July 1,
2011 - Sept. 30, 2011
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2011/2012
--------------------------------------------------------------------------------
MODEC INC
Ticker: 6269 Security ID: J4636K109
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Change Location of Head Office -
Decrease Maximum Board Size
3.1 Elect Director Miyazaki, Toshihiro For Against Management
3.2 Elect Director Asama, Yasuo For For Management
3.3 Elect Director Yamashita, Shunichi For For Management
3.4 Elect Director Okada, Masafumi For For Management
3.5 Elect Director Kobayashi, Ichizo For For Management
4.1 Appoint Statutory Auditor Tsubokawa, For Against Management
Takehiko
4.2 Appoint Statutory Auditor Higuchi, For Against Management
Hiroki
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
NAVITAS LTD.
Ticker: NVT Security ID: Q6630H109
Meeting Date: NOV 22, 2011 Meeting Type: Annual
Record Date: NOV 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the For For Management
Remuneration Report
2 Elect Peter Larsen as a Director For For Management
3 Elect Harvey Collins as a Director For For Management
4 Approve the Possible Provision of For For Management
Financial Assistance
--------------------------------------------------------------------------------
NEXEN TIRE CORP.
Ticker: 002350 Security ID: Y63377116
Meeting Date: FEB 13, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 60 per Common Share
and KRW 65 per Preferred Share
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Director
3 Amend Articles of Incorporation For Against Management
--------------------------------------------------------------------------------
NICHI-IKO PHARMACEUTICAL CO. LTD.
Ticker: 4541 Security ID: J49614100
Meeting Date: FEB 28, 2012 Meeting Type: Annual
Record Date: NOV 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Amend Articles To Change Fiscal Year For For Management
End
3.1 Elect Director Tamura, Yuichi For For Management
3.2 Elect Director Kongoji, Toshinori For For Management
3.3 Elect Director Urayama, Shuko For For Management
3.4 Elect Director Akane, Kenji For For Management
3.5 Elect Director Kawakami, Taizan For For Management
3.6 Elect Director Machida, Eiichi For For Management
3.7 Elect Director Takagi, Shigeo For For Management
4 Appoint Statutory Auditor Hori, Hitoshi For For Management
5 Approve Deep Discount Stock Option For For Management
Plans
--------------------------------------------------------------------------------
NICHII GAKKAN CO.
Ticker: 9792 Security ID: J49603103
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Terada, Akihiko For For Management
3.2 Elect Director Saito, Masatoshi For For Management
3.3 Elect Director Yaji, Kazuyoshi For For Management
3.4 Elect Director Mori, Nobusuke For For Management
3.5 Elect Director Terada, Tsuyoshi For For Management
3.6 Elect Director Terada, Koichi For For Management
3.7 Elect Director Kaise, Mitsuo For For Management
3.8 Elect Director Arai, Hisami For For Management
3.9 Elect Director Kihara, Kayoko For For Management
3.10 Elect Director Ide, Takako For For Management
3.11 Elect Director Kuroki, Etsuko For For Management
3.12 Elect Director Tsujimoto, Hiroaki For For Management
4 Approve Retirement Bonus Payment for For Against Management
Statutory Auditor
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
NIPPON CERAMIC CO. LTD.
Ticker: 6929 Security ID: J52344108
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Indemnify Audit Firm For Against Management
2.1 Elect Director Taniguchi, Yoshiharu For For Management
2.2 Elect Director Taniguchi, Shinichi For For Management
2.3 Elect Director Hirotomi, Kazutaka For For Management
2.4 Elect Director Nakagawa, Kenji For For Management
2.5 Elect Director Tanida, Akihiko For For Management
3 Appoint Statutory Auditor Kurubi, For For Management
Kiyotoshi
4 Approve Special Payments in Connection For Against Management
with Abolition of Retirement Bonus
System
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NISHIMATSUYA CHAIN
Ticker: 7545 Security ID: J56741101
Meeting Date: MAY 15, 2012 Meeting Type: Annual
Record Date: FEB 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
--------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Elect Director Greg Kelly For For Management
3.1 Appoint Statutory Auditor Aoki, For For Management
Masahiko
3.2 Appoint Statutory Auditor Ando, For Against Management
Shigetoshi
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2 Approve Annual Bonus Payment to For For Management
Directors
3.1 Elect Director Nagira, Yukio For For Management
3.2 Elect Director Aizawa, Kaoru For For Management
3.3 Elect Director Takasaki, Hideo For For Management
3.4 Elect Director Matsumoto, Kenji For For Management
3.5 Elect Director Sakuma, Yoichiro For For Management
3.6 Elect Director Omote, Toshihiko For For Management
3.7 Elect Director Takeuchi, Toru For For Management
3.8 Elect Director Furuse, Yoichiro For For Management
3.9 Elect Director Mizukoshi, Koshi For For Management
4.1 Appoint Statutory Auditor Ueki, Kenji For For Management
4.2 Appoint Statutory Auditor Taniguchi, For For Management
Yoshihiro
4.3 Appoint Statutory Auditor Teranishi, For Against Management
Masashi
4.4 Appoint Statutory Auditor Shiraki, For For Management
Mitsuhide
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NOK CORP.
Ticker: 7240 Security ID: J54967104
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Tsuru, Masato For For Management
2.2 Elect Director Hatsuzawa, Hideo For For Management
2.3 Elect Director Yokochi, Takahito For For Management
2.4 Elect Director Doi, Kiyoshi For For Management
2.5 Elect Director Tsuru, Tetsuji For For Management
2.6 Elect Director Kobayashi, Toshifumi For For Management
2.7 Elect Director Uchida, Soichiro For For Management
3.1 Appoint Statutory Auditor Motozato, For For Management
Kazuaki
3.2 Appoint Statutory Auditor Shiga, For For Management
Kiyoshi
3.3 Appoint Statutory Auditor Kajitani, Gen For For Management
3.4 Appoint Statutory Auditor Kawarada, For For Management
Eizo
3.5 Appoint Statutory Auditor Kobayashi, For For Management
Osamu
--------------------------------------------------------------------------------
NPC INC.
Ticker: 6255 Security ID: J5915N102
Meeting Date: NOV 29, 2011 Meeting Type: Annual
Record Date: AUG 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
--------------------------------------------------------------------------------
OTSUKA CORPORATION
Ticker: 4768 Security ID: J6243L107
Meeting Date: MAR 28, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 155
2.1 Appoint Statutory Auditor Makino, Jiro For For Management
2.2 Appoint Statutory Auditor Sugiyama, For For Management
Mikio
2.3 Appoint Statutory Auditor Nakai, For Against Management
Kazuhiko
3 Approve Retirement Bonus Payment for a For Against Management
Statutory Auditor
--------------------------------------------------------------------------------
OUTSOURCING INC
Ticker: 2427 Security ID: J6313D100
Meeting Date: MAR 28, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Amend Articles To Change Location of For For Management
Head Office
3.1 Elect Director Doi, Haruhiko For For Management
3.2 Elect Director Suzuki, Kazuhiko For For Management
3.3 Elect Director Iwakura, Akira For For Management
3.4 Elect Director Miyoshi, Takahide For For Management
3.5 Elect Director Uematsu, Masaomi For For Management
4 Appoint Statutory Auditor Asaba, For Against Management
Naoyoshi
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
PARK 24 CO.
Ticker: 4666 Security ID: J63581102
Meeting Date: JAN 26, 2012 Meeting Type: Annual
Record Date: OCT 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles To Amend Business Lines For For Management
3.1 Elect Director Nishikawa, Koichi For For Management
3.2 Elect Director Sasaki, Kenichi For For Management
3.3 Elect Director Kondo, Tsugio For For Management
3.4 Elect Director Uenishi, Seishi For For Management
4 Appoint Alternate Statutory Auditor For Against Management
Okuyama, Akio
--------------------------------------------------------------------------------
RESMED INC.
Ticker: RMD Security ID: U76171104
Meeting Date: NOV 16, 2011 Meeting Type: Annual
Record Date: SEP 19, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher Roberts For For Management
2 Elect Director John Wareham For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESTOQUE COMERCIO E CONFECCOES DE ROUPAS SA
Ticker: LLIS3 Security ID: P6292Q109
Meeting Date: DEC 31, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Amend Corporate Purpose For Against Management
1b Amend Article 20 For Against Management
1c Amend Article 29 For Against Management
2 Consolidate Company's Bylaws For Against Management
3 Approve Acquisition Agreement between For Against Management
the Company and Foose Cool Jeans Ltda
4 Ratify the Appointment of Apsis For Against Management
Consultoria Empresarial Ltda as the
Independent Appraisal Firm
5 Approve Independent Firm's Appraisal For Against Management
6 Approve Protocol of Acquisition of For Against Management
Foose Cool Jeans Ltda
7 Approve Absorption of Foose Cool Jeans For Against Management
Ltda
8 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
RYOHIN KEIKAKU CO. LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: MAY 23, 2012 Meeting Type: Annual
Record Date: FEB 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Kanai, Masaaki For For Management
2.2 Elect Director Sakamaki, Hisashi For For Management
2.3 Elect Director Suzuki, Kei For For Management
2.4 Elect Director Ito, Toshiaki For For Management
3.1 Appoint Statutory Auditor Matsui, For Against Management
Hitoshi
3.2 Appoint Statutory Auditor Hattori, For For Management
Masaru
--------------------------------------------------------------------------------
SAMYOUNG CHEMICAL CO.
Ticker: 003720 Security ID: Y7498U100
Meeting Date: MAR 23, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Appropriation of Income and Dividend
of KRW 150 per Share
2 Amend Articles of Incorporation For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
--------------------------------------------------------------------------------
SANTOS BRASIL PARTICIPACOES S.A
Ticker: STBP11 Security ID: P8338G111
Meeting Date: SEP 15, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Spin-Off and For For Management
Absorb Santos Brasil SA and Absorb
Nara Valley Participacoes SA
2 Appoint Independent Firm to Appraise For For Management
Proposed Transactions
3 Approve Independent Firm's Appraisal For For Management
4 Approve Spin-Off and Absorption of For For Management
Santos Brasil SA and Absorption of
Nara Valley Participacoes SA
5 Re-Ratify Remuneration of Executive For Against Management
Officers, Non-Executive Directors, and
Fiscal Council Members
6.1 Amend Articles to Reflect Changes in For For Management
Capital
6.2 Amend Articles Re: Absorption of For For Management
Santos Brasil SA
6.3 Amend Articles Re: Nivel 2 Listing For For Management
Segment Regulations
--------------------------------------------------------------------------------
SANTOS BRASIL PARTICIPACOES S.A
Ticker: STBP11 Security ID: P8338G111
Meeting Date: DEC 06, 2011 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Directors For For Management
2 Elect Alternate Fiscal Council Member For For Management
3 Amend Articles Re: New Nivel 2 For For Management
Regulations and Share Issuances to
Service Stock Option Plan
--------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS INC.
Ticker: 6460 Security ID: J7028D104
Meeting Date: JUN 19, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Satomi, Hajime For For Management
2.2 Elect Director Nakayama, Keishi For For Management
2.3 Elect Director Tsurumi, Naoya For For Management
2.4 Elect Director Oguchi, Hisao For For Management
2.5 Elect Director Satomi, Haruki For For Management
2.6 Elect Director Iwanaga, Yuuji For For Management
2.7 Elect Director Natsuno, Takeshi For For Management
3 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SEINO HOLDINGS CO LTD
Ticker: 9076 Security ID: J70316138
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Taguchi, Yoshikazu For For Management
2.2 Elect Director Taguchi, Yoshitaka For For Management
2.3 Elect Director Taguchi, Takao For For Management
2.4 Elect Director Mekada, Mitsuo For For Management
2.5 Elect Director Otsuka, Shizutoshi For For Management
2.6 Elect Director Maruta, Hidemi For For Management
2.7 Elect Director Ando, Shimpei For For Management
2.8 Elect Director Tanahashi, Yuuji For For Management
2.9 Elect Director Ueno, Kenjiro For For Management
3.1 Appoint Statutory Auditor Kumamoto, For For Management
Takahiko
3.2 Appoint Statutory Auditor Kato, Fumio For For Management
3.3 Appoint Statutory Auditor Kasamatsu, For For Management
Eiji
3.4 Appoint Statutory Auditor Terada, For For Management
Shingo
4 Approve Retirement Bonus Payment for For Against Management
Director and Statutory Auditor
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO. LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Kanagawa, Chihiro For For Management
2.2 Elect Director Mori, Shunzo For For Management
2.3 Elect Director Akiya, Fumio For For Management
2.4 Elect Director Habata, Kiichi For For Management
2.5 Elect Director Todoroki, Masahiko For For Management
2.6 Elect Director Akimoto, Toshiya For For Management
2.7 Elect Director Kaneko, Masashi For For Management
2.8 Elect Director Komiyama, Hiroshi For For Management
2.9 Elect Director Arai, Fumio For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SMC CORP.
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Takada, Yoshiyuki For For Management
2.2 Elect Director Maruyama, Katsunori For For Management
2.3 Elect Director Ito, Fumitaka For For Management
2.4 Elect Director Usui, Ikuji For For Management
2.5 Elect Director Fukano, Yoshihiro For For Management
2.6 Elect Director Takada, Yoshiki For For Management
2.7 Elect Director Tomita, Katsunori For For Management
2.8 Elect Director Kosugi, Seiji For For Management
2.9 Elect Director Kitabatake, Tamon For For Management
2.10 Elect Director Mogi, Iwao For For Management
2.11 Elect Director Ohashi, Eiji For For Management
2.12 Elect Director Satake, Masahiko For For Management
2.13 Elect Director Shikakura, Koichi For For Management
2.14 Elect Director Kuwahara, Osamu For For Management
2.15 Elect Director Ogura, Koji For For Management
2.16 Elect Director Kawada, Motoichi For For Management
2.17 Elect Director German Berakoetxea For For Management
2.18 Elect Director Daniel Langmeier For For Management
2.19 Elect Director Lup Yin Chan For For Management
3 Appoint Statutory Auditor Fujino, Eizo For For Management
4 Approve Retirement Bonus Payment for For For Management
Statutory Auditor
--------------------------------------------------------------------------------
SNS REAAL NV
Ticker: SR Security ID: N8126Z109
Meeting Date: SEP 13, 2011 Meeting Type: Special
Record Date: AUG 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Amendments to Remuneration For Against Management
Policy for Management Board Members
3 Elect Jan Nijssen to Supervisory Board For For Management
4 Announcement of the Intention of the None None Management
Supervisory Board to Appoint Wim Henk
Steenpoorte to the Executive Board
5 Allow Questions None None Management
6 Close Meeting None None Management
--------------------------------------------------------------------------------
SO-NET ENTERTAINMENT CORP.
Ticker: 3789 Security ID: J7620U108
Meeting Date: JUN 20, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For Against Management
1.2 Elect Director Totoki, Hiroki For For Management
1.3 Elect Director Aita, Yoshihiro For For Management
1.4 Elect Director Kikuchi, Masaro For For Management
1.5 Elect Director Kurihara, Hiroshi For For Management
1.6 Elect Director Ishiguro, Miyuki For For Management
1.7 Elect Director Mio, Toru For For Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9984 Security ID: J75963108
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
--------------------------------------------------------------------------------
SOFTWARE SERVICE, INC.
Ticker: 3733 Security ID: J7599W101
Meeting Date: JUL 22, 2011 Meeting Type: Annual
Record Date: APR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 50
2.1 Elect Director Miyazaki, Masaru For For Management
2.2 Elect Director Mifune, Kenichi For For Management
2.3 Elect Director Otani, Akihiro For For Management
2.4 Elect Director Shigemura, Hideto For For Management
3 Appoint Alternate Statutory Auditor For For Management
Matsuo, Yoshihiro
--------------------------------------------------------------------------------
SOFTWARE SERVICE, INC.
Ticker: 3733 Security ID: J7599W101
Meeting Date: OCT 25, 2011 Meeting Type: Special
Record Date: AUG 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Fiscal Year For For Management
End
--------------------------------------------------------------------------------
SOFTWARE SERVICE, INC.
Ticker: 3733 Security ID: J7599W101
Meeting Date: JAN 26, 2012 Meeting Type: Annual
Record Date: OCT 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Miyazaki, Masaru For For Management
2.2 Elect Director Mifune, Kenichi For For Management
2.3 Elect Director Otani, Akihiro For For Management
2.4 Elect Director Ito, Junichiro For For Management
3 Appoint Statutory Auditor Tsuno, For For Management
Kiyoshi
4 Appoint Alternate Statutory Auditor For For Management
Matsuo, Yoshihiro
--------------------------------------------------------------------------------
SONY FINANCIAL HOLDINGS INC.
Ticker: 8729 Security ID: J76337104
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Ihara, Katsumi For For Management
2.2 Elect Director Watanabe, Hirotoshi For For Management
2.3 Elect Director Okuda, Taro For For Management
2.4 Elect Director Yamamoto, Shinichi For For Management
2.5 Elect Director Ishii, Shigeru For For Management
2.6 Elect Director Kato, Masaru For For Management
2.7 Elect Director Ikeda, Yasushi For For Management
2.8 Elect Director Yasuda, Ryuuji For For Management
2.9 Elect Director Yamamoto, Isao For For Management
3 Appoint Statutory Auditor Yajima, For For Management
Takatoshi
--------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO LTD
Ticker: 9684 Security ID: J7659R109
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Location of For For Management
Head Office - Clarify Terms of
Alternate Statutory Auditors
2.1 Elect Director Wada, Yoichi For For Management
2.2 Elect Director Honda, Keiji For For Management
2.3 Elect Director Matsuda, Yosuke For For Management
2.4 Elect Director Chida, Yukinobu For For Management
2.5 Elect Director Naruke, Makoto For For Management
--------------------------------------------------------------------------------
STANLEY ELECTRIC CO. LTD.
Ticker: 6923 Security ID: J76637115
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitano, Takanori For For Management
1.2 Elect Director Natsusaka, Makio For For Management
1.3 Elect Director Kondo, Katsumi For For Management
1.4 Elect Director Muto, Shigeki For For Management
1.5 Elect Director Hiratsuka, Yutaka For For Management
1.6 Elect Director Furuta, Toru For For Management
1.7 Elect Director Tanabe, Toru For For Management
1.8 Elect Director Tominaga, Shinji For For Management
1.9 Elect Director Mori, Masakatsu For For Management
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Kato, Susumu For For Management
2.2 Elect Director Hamada, Toyosaku For For Management
2.3 Elect Director Nakamura, Kuniharu For For Management
2.4 Elect Director Sasaki, Shinichi For For Management
2.5 Elect Director Kawahara, Takuro For For Management
2.6 Elect Director Osawa, Yoshio For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Doi, Masayuki For For Management
2.9 Elect Director Togashi, Kazuhisa For For Management
2.10 Elect Director Takeuchi, Kazuhiro For For Management
2.11 Elect Director Furihata, Toru For For Management
2.12 Elect Director Kanegae, Michihiko For For Management
3 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Stock Option Plan For For Management
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO. LTD.
Ticker: 5713 Security ID: J77712123
Meeting Date: JUN 25, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Kemori, Nobumasa For For Management
2.2 Elect Director Nakazato, Yoshiaki For For Management
2.3 Elect Director Kubota, Takeshi For For Management
2.4 Elect Director Kawaguchi, Yukio For For Management
2.5 Elect Director Tsuchida, Naoyuki For For Management
2.6 Elect Director Ogata, Mikinobu For For Management
2.7 Elect Director Sato, Hajime For For Management
2.8 Elect Director Ushijima, Tsutomu For For Management
3.1 Appoint Statutory Auditor Tajiri, Naoki For For Management
3.2 Appoint Statutory Auditor Nakashige, For For Management
Kazuo
3.3 Appoint Statutory Auditor Nozaki, For Against Management
Shigeru
4 Appoint Alternate Statutory Auditor For For Management
Taimatsu, Hitoshi
5 Approve Annual Bonus Payment to For For Management
Directors
--------------------------------------------------------------------------------
SUNGWOO HITECH CO.
Ticker: 015750 Security ID: Y8242C107
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Appropriation of Income and Dividend
of KRW 200 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Hee-Geun as Inside Director For For Management
3.2 Elect Gang Bong-Sil as Inside Director For For Management
3.3 Elect Cho Hwi-Gab as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
6 Amend Terms of Severance Payments to For For Management
Executives
--------------------------------------------------------------------------------
TACHI-S CO. LTD.
Ticker: 7239 Security ID: J78916103
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Saito, Kiyoshi For For Management
2.2 Elect Director Taguchi, Hiroshi For For Management
2.3 Elect Director Nogami, Yoshiyuki For For Management
2.4 Elect Director Nakayama, Taro For For Management
2.5 Elect Director Gamo, Mutsumi For For Management
2.6 Elect Director Miki, Hiroyuki For For Management
2.7 Elect Director Kitsukawa, Michihiro For For Management
3 Appoint Statutory Auditor Kubota, Kiyo For For Management
4 Appoint Alternate Statutory Auditor For For Management
Kinoshita, Noriaki
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
TEXWINCA HOLDINGS LIMITED
Ticker: 00321 Security ID: G8770Z106
Meeting Date: AUG 05, 2011 Meeting Type: Annual
Record Date: AUG 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Reelect Poon Bun Chak as Director For For Management
3a2 Reelect Poon Kei Chak as Director For For Management
3a3 Reelect Poon Kai Chak as Director For For Management
3a4 Reelect Ting Kit Chung as Director For For Management
3a5 Reelect Poon Ho Wa as Director For For Management
3a6 Reelect Au Son Yiu as Director For For Management
3a7 Reelect Cheng Shu Wing as Director For For Management
3a8 Reelect Law Brian Chung Nin as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TOKEN CORP.
Ticker: 1766 Security ID: J8612T109
Meeting Date: JUL 27, 2011 Meeting Type: Annual
Record Date: APR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 80
2.1 Elect Director Soda, Minoru For For Management
2.2 Elect Director Tauchi, Morikazu For For Management
2.3 Elect Director Soda, Yoshitake For For Management
2.4 Elect Director Kato, Shigeru For For Management
2.5 Elect Director Ishikawa, Iwao For For Management
2.6 Elect Director Miyamoto, Shinya For For Management
2.7 Elect Director Yonemura, Munehiro For For Management
3 Approve Annual Bonus Payment for For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 25, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ishihara, Kunio For For Management
2.2 Elect Director Sumi, Shuuzo For For Management
2.3 Elect Director Tamai, Takaaki For For Management
2.4 Elect Director Nagano, Tsuyoshi For For Management
2.5 Elect Director Oba, Masashi For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For Against Management
2.8 Elect Director Kitazawa, Toshifumi For For Management
2.9 Elect Director Sasaki, Mikio For For Management
2.10 Elect Director Fujita, Hirokazu For For Management
--------------------------------------------------------------------------------
TOKYO ELECTRIC POWER CO. LTD.
Ticker: 9501 Security ID: J86914108
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Change Company Name For For Management
- Decrease Maximum Board Size -
Increase Authorized Capital - Adopt U.
S.-Style Board Structure - Create
Classes A and B Preferred Shares
2 Approve Issuance of Classes A and B For For Management
Preferred Shares for a Private
Placement
3 Amend Articles to Increase Authorized For For Management
Capital
4.1 Elect Director Kashitani, Takao For For Management
4.2 Elect Director Kobayashi, Yoshimitsu For For Management
4.3 Elect Director Shimada, Takashi For For Management
4.4 Elect Director Shimokobe, Kazuhiko For For Management
4.5 Elect Director Sudo, Fumio For For Management
4.6 Elect Director Naito, Yoshihiro For For Management
4.7 Elect Director Nomi, Kimikazu For For Management
4.8 Elect Director Hirose, Naomi For For Management
4.9 Elect Director Fujimori, Yoshiaki For For Management
4.10 Elect Director Furuya, Masanori For For Management
4.11 Elect Director Yamaguchi, Hiroshi For For Management
5 Amend Articles to Change Company Name Against Abstain Shareholder
to Kanto Electric Power
6 Amend Articles to Define a Corporate Against Abstain Shareholder
Philosophy of Placing Top Priority on
Customer Service, Supplying Low Cost
and Reliable Power Through
Introduction of Competition
7 Amend Articles to Mandate Disclosure Against Abstain Shareholder
of Calculation Process for Retail
Power and Power Wheeling Rates
8 Amend Articles to Mandate Reducing Against Abstain Shareholder
Costs by Introducing Competitive
Principles, Using Tools Such As
International Reference Standards
9 Amend Articles to Require Firm to Against Abstain Shareholder
Promote Replacement of Aging
Combustion Power Plants with Clean,
High-Efficiency Combustion Plants
Using Private Sector Contractors
10 Amend Articles to Require Aggressive Against Abstain Shareholder
Asset Selloff and Business
Rationalization to Cover Fukushima
Damage Claims out of Company Resources
11 Amend Articles to Require Follow-up Against Abstain Shareholder
Life-Long Investigation of All On-Site
Workers' Health Following Fukushima
Daiichi Accident, Provide Maximum
Compensation Even If Direct Causal
Relationship to Accident Not Proven
12 Amend Articles to Require Safety Against Abstain Shareholder
Agreements with All Local Government
Councils within 70 Km of Each Nuclear
Facility, Require Local Government
Councils in Safety Agreements to
Approve Operation of Nuclear Plants
13 Amend Articles to Require Firm to Against Abstain Shareholder
Abandon and Dismantle All 7 Reactors
at Its Largest Kashiwazaki-Kariwa
Nuclear Plant, Replace with
High-Efficiency Combined-Cycle Gas
Turbine Plant
14 Amend Articles to Limit Power Source Against Abstain Shareholder
Choices to Combustion, Hydroelectric
or Renewable Energy Sources, and
Exclude Nuclear Power
--------------------------------------------------------------------------------
TOMRA SYSTEMS ASA
Ticker: TOM Security ID: R91733114
Meeting Date: JAN 19, 2012 Meeting Type: Special
Record Date: JAN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting None None Management
3 Designate Inspector(s) of Minutes of None None Management
Meeting
4 Approve Notice of Meeting and Agenda For Did Not Vote Management
5 Elect Jan Svensson as Director For Did Not Vote Management
6 Elect Eric Douglas as Member of For Did Not Vote Management
Nominating Committee
--------------------------------------------------------------------------------
TS TECH CO LTD
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Komeji, Toshio For For Management
2.2 Elect Director Inoe, Michio For For Management
2.3 Elect Director Ishii, Toyohide For For Management
2.4 Elect Director Saito, Kazuhisa For For Management
2.5 Elect Director Arai, Takuo For For Management
2.6 Elect Director Hikida, Kazuhiko For For Management
2.7 Elect Director Wada, Tatsuo For For Management
2.8 Elect Director Yui, Yoshiaki For For Management
2.9 Elect Director Maeda, Minoru For For Management
2.10 Elect Director Yasuda, Masanari For For Management
2.11 Elect Director Kusano, Katsuyuki For For Management
2.12 Elect Director Nakajima, Yoshitaka For For Management
3.1 Appoint Statutory Auditor Nemoto, Akira For For Management
3.2 Appoint Statutory Auditor Hanamura, For Against Management
Takeshi
4 Appoint Alternate Statutory Auditor For For Management
Yamada, Hideo
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
6 Approve Adjustment to Aggregate For For Management
Compensation Ceilings for Directors
and Statutory Auditors
--------------------------------------------------------------------------------
U-SHIN LTD.
Ticker: 6985 Security ID: J98328107
Meeting Date: FEB 28, 2012 Meeting Type: Annual
Record Date: NOV 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2 Elect Director Nakazawa, Juzo For For Management
3.1 Appoint Statutory Auditor Saito, For Against Management
Masahide
3.2 Appoint Statutory Auditor Yamanaka, For For Management
Akiko
3.3 Appoint Statutory Auditor Hiramatsu, For For Management
Takemi
4 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Directors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
VILLAGE VANGUARD CO. LTD.
Ticker: 2769 Security ID: J9455E100
Meeting Date: AUG 25, 2011 Meeting Type: Annual
Record Date: MAY 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2800
2.1 Appoint Statutory Auditor Yoshida, Akio For For Management
2.2 Appoint Statutory Auditor Nakagaki, For Against Management
Kengo
--------------------------------------------------------------------------------
WH SMITH PLC
Ticker: SMWH Security ID: G8927V149
Meeting Date: JAN 25, 2012 Meeting Type: Annual
Record Date: JAN 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Walker Boyd as Director For For Management
5 Re-elect Mike Ellis as Director For For Management
6 Re-elect Drummond Hall as Director For For Management
7 Elect Jeff Harris as Director For For Management
8 Re-elect Robert Moorhead as Director For For Management
9 Re-elect Henry Staunton as Director For For Management
10 Re-elect Kate Swann as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Approve Co-Investment Plan For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase For For Management
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION
Ticker: 4689 Security ID: J95402103
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Miyasaka, Manabu For For Management
2.2 Elect Director Son, Masayoshi For Against Management
2.3 Elect Director Miyauchi, Ken For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Timothy R. Morse For For Management
3.1 Appoint Statutory Auditor Yoshii, For For Management
Shingo
3.2 Appoint Statutory Auditor Onitsuka, For For Management
Hiromi
--------------------------------------------------------------------------------
YAMATO KOGYO CO. LTD.
Ticker: 5444 Security ID: J96524111
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Kajihara, Kazumi For For Management
2.2 Elect Director Yoshida, Takafumi For For Management
2.3 Elect Director Kawata, Shigeo For For Management
2.4 Elect Director Chun Ho Lee For For Management
2.5 Elect Director Kobayashi, Mikio For For Management
--------------------------------------------------------------------------------
YGM TRADING LTD
Ticker: 00375 Security ID: Y98250106
Meeting Date: SEP 01, 2011 Meeting Type: Annual
Record Date: AUG 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Reelect Chan Sui Kau as Executive For For Management
Director
3a2 Reelect Chan Wing Sun, Samuel as For For Management
Executive Director
3a3 Reelect Chan Wing Kee as Executive For Against Management
Director
3a4 Reelect Leung Hok Lim as Independent For For Management
Non-Executive Director
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Reappoint KPMG as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YGM TRADING LTD
Ticker: 00375 Security ID: Y98250106
Meeting Date: JAN 19, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Irrevocable Undertaking and For For Management
Related Transactions Including the
Disposal
--------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 03898 Security ID: Y9892N104
Meeting Date: DEC 13, 2011 Meeting Type: Special
Record Date: NOV 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint E&Y Hua Ming as the Sole For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2 Amend Rules of Procedures for General For For Management
Meetings
3 Amend Rules of Procedures for Board For Against Management
Meetings
4 Amend Rules of Procedures for Meetings For For Management
of Supervisory Committee
5 Amend Articles of Association For For Management
6 Approve Issue of Medium-term Notes in For Against Management
the Aggregate Principal Amount of up
to RMB 800 Million
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Shares
--------------------------------------------------------------------------------
ZHUZHOU CSR TIMES ELECTRIC CO LTD
Ticker: 03898 Security ID: Y9892N104
Meeting Date: DEC 13, 2011 Meeting Type: Special
Record Date: NOV 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued H Shares
=============== SunAmerica International Dividend Strategy Fund ================
AAC TECHNOLOGIES HOLDINGS INC.
Ticker: 02018 Security ID: G2953R106
Meeting Date: MAY 21, 2012 Meeting Type: Annual
Record Date: MAY 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of HK$0.216 Per For For Management
Share
3a Reelect Benjamin Zhengmin Pan as For For Management
Director
3b Reelect Poon Chung Yin Joseph as For For Management
Director
3c Reelect Dato' Tan Bian Ee as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: APR 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2.2 Approve Remuneration Report For Did Not Vote Management
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 0.65 per Share from
Capital Contribution Reserves
5.1 Reelect Roger Agnelli as Director For Did Not Vote Management
5.2 Reelect Louis Hughes as Director For Did Not Vote Management
5.3 Reelect Hans Maerki as Director For Did Not Vote Management
5.4 Reelect Michel de Rosen as Director For Did Not Vote Management
5.5 Reelect Michael Treschow as Director For Did Not Vote Management
5.6 Reelect Jacob Wallenberg as Director For Did Not Vote Management
5.7 Reelect Ying Yeh as Director For Did Not Vote Management
5.8 Reelect Hubertus von Gruenberg as For Did Not Vote Management
Director
6 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 09, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011
5.1.1 Elect Wulf Bernotat as Shareholder For For Management
Representative to the Supervisory Board
5.1.2 Elect Gerhard Cromme as Shareholder For For Management
Representative to the Supervisory Board
5.1.3 Elect Renate Koecher as Shareholder For For Management
Representative to the Supervisory Board
5.1.4 Elect Igor Landau as Shareholder For For Management
Representative to the Supervisory Board
5.1.5 Elect Helmut Perlet as Shareholder For For Management
Representative to the Supervisory Board
5.1.6 Elect Denis Sutherland as Shareholder For For Management
Representative to the Supervisory Board
5.2.1 Elect Dante Barban as Employee For For Management
Representative to the Supervisory Board
5.2.2 Elect Gabriele Burkhardt-Berg as For For Management
Employee Representative to the
Supervisory Board
5.2.3 Elect Jean-Jacques Cette as Employee For For Management
Representative to the Supervisory Board
5.2.4 Elect Ira Gloe-Semler as Employee For For Management
Representative to the Supervisory Board
5.2.5 Elect Franz Heiss as Employee For For Management
Representative to the Supervisory Board
5.2.6 Elect Rolf Zimmermann as Employee For For Management
Representative to the Supervisory Board
5.3.1 Elect Giovanni Casiroli as Alternate For For Management
Employee Representative to the
Supervisory Board
5.3.2 Elect Josef Hochburger as Alternate For For Management
Employee Representative to the
Supervisory Board
5.3.3 Elect Jean-Claude Le Goaer as For For Management
Alternate Employee Representative to
the Supervisory Board
5.3.4 Elect Joerg Reinbrecht as Alternate For For Management
Employee Representative to the
Supervisory Board
5.3.5 Elect Juergen Lawrenz as Alternate For For Management
Employee Representative to the
Supervisory Board
5.3.6 Elect Frank Kirsch as Alternate For For Management
Employee Representative to the
Supervisory Board
6 Amend Articles Re: Term of Supervisory For For Management
Board Members
7 Authorise Exclusion of Preemptive For For Management
Rights for the Issuance of Shares from
Authorized Capital 2010/I
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: APR 19, 2012 Meeting Type: Annual
Record Date: APR 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Cynthia Carroll as Director For For Management
4 Re-elect David Challen as Director For For Management
5 Re-elect Sir CK Chow as Director For For Management
6 Re-elect Sir Philip Hampton as Director For For Management
7 Re-elect Rene Medori as Director For For Management
8 Re-elect Phuthuma Nhleko as Director For For Management
9 Re-elect Ray O'Rourke as Director For For Management
10 Re-elect Sir John Parker as Director For For Management
11 Re-elect Mamphela Ramphele as Director For For Management
12 Re-elect Jack Thompson as Director For For Management
13 Re-elect Peter Woicke as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ASTELLAS PHARMA INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 20, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Nogimori, Masafumi For For Management
2.2 Elect Director Ishii, Yasuo For For Management
2.3 Elect Director Hatanaka, Yoshihiko For For Management
2.4 Elect Director Yasutake, Shiro For For Management
2.5 Elect Director Takai, Yasuyuki For For Management
2.6 Elect Director Oishi, Kanoko For For Management
2.7 Elect Director Aikawa, Naoki For For Management
3 Appoint Statutory Auditor Nishiyama, For For Management
Shigeru
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ATOS
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 30, 2012 Meeting Type: Annual/Special
Record Date: MAY 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Paragraph 5 of Article 25 of For Against Management
Bylaws Re: Related-Party Transactions
2 Amend Article 28 of Bylaws Re: For For Management
Electronic Vote
3 Remove Paragraph 12 of Article 16 of For For Management
Bylaws Re: Employee Shareholder
Representative
4 Amend Article 14 of Bylaws Re: Length For For Management
of Term for Directors
5 Approve Change of Corporate Form to For For Management
Societas Europaea (SE)
6 Subject to Approval of Item 5, Change For For Management
Company Name to Atos SE
7 Subject to Approval of Items 5 and 6, For For Management
Approve New Set of Bylaws
8 Subject to Approval of Item 5, Approve For For Management
Transfer to the Board of Directors of
All Outstanding Authorizations
9 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 25 Million
11 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12.5 Million
12 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
13 Authorize Capital Increase of Up to For For Management
EUR 12.5 Million for Future Exchange
Offers
14 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for Future
Acquisitions
15 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 25 Million
16 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
17 Approve Employee Stock Purchase Plan For For Management
18 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
19 Approve Financial Statements and For For Management
Statutory Reports
20 Approve Consolidated Financial For For Management
Statements and Statutory Reports
21 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
22 Approve Stock Dividend Program (Cash For For Management
or Shares)
23 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
24 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 500,000
25 Reelect Thierry Breton as Director For Against Management
26 Reelect Rene Abate as Director For For Management
27 Reelect Nicolas Bazire as Director For Against Management
28 Reelect Jean-Paul Bechat as Director For For Management
29 Reelect Bertrand Meunier as Director For For Management
30 Reelect Michel Paris as Director For For Management
31 Reelect Pasquale Pistorio as Director For For Management
32 Reelect Vernon Sankey as Director For For Management
33 Reelect Lionel Zinsou-Derlin as For For Management
Director
34 Elect Colette Neuville as Director For For Management
35 Subject to Approval of item 5, For For Management
Acknowledge Continuation of Jean
Fleming, Aminata Niane, Roland Busch
Mandates as Directors
36 Renew Appointment of Deloitte et For For Management
Associes as Auditor
37 Renew Appointment of BEAS as Alternate For For Management
Auditor
38 Subject to Approval of item 5, For For Management
Ackowledge Continuation of Grant
Thornton, IGEC Mandates as Primary
and Alternate Auditors
39 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 27, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2 Amend Articles To Expand Board For For Management
Eligibility
3.1 Elect Director Arakawa, Shoshi For For Management
3.2 Elect Director Tsuya, Masaaki For For Management
3.3 Elect Director Nishigai, Kazuhisa For For Management
3.4 Elect Director Morimoto, Yoshiyuki For For Management
3.5 Elect Director Zaitsu, Narumi For For Management
3.6 Elect Director Tachibana Fukushima, For For Management
Sakie
3.7 Elect Director Enkawa, Takao For For Management
3.8 Elect Director Murofushi, Kimiko For For Management
3.9 Elect Director Scott Trevor Davis For For Management
4.1 Appoint Statutory Auditor Masunaga, For For Management
Mikio
4.2 Appoint Statutory Auditor Watanabe, For For Management
Tomoko
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
CHIYODA CORP.
Ticker: 6366 Security ID: J06237101
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2 Amend Articles To Remove Provisions on For For Management
Preferred Shares
3.1 Elect Director Kubota, Takashi For For Management
3.2 Elect Director Kanno, Yoichi For For Management
3.3 Elect Director Kawashima, Masahito For For Management
3.4 Elect Director Ogawa, Hiroshi For For Management
3.5 Elect Director Obokata, Kazuo For For Management
3.6 Elect Director Shibuya, Shogo For For Management
3.7 Elect Director Okawa, Kazushi For For Management
3.8 Elect Director Shimizu, Ryosuke For For Management
3.9 Elect Director Nagasaka, Katsuo For For Management
4 Appoint Statutory Auditor Nakano, For Against Management
Munehiko
5 Appoint Alternate Statutory Auditor For For Management
Kugisawa, Tomo
--------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Ticker: AMBV4 Security ID: 20441W203
Meeting Date: APR 27, 2012 Meeting Type: Annual/Special
Record Date: APR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and None None Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2011
2 Approve Allocation of Income and None None Management
Dividends
3 Elect Fiscal Council Members and For For Management
Alternates
4 Approve Remuneration of Executive None None Management
Officers, Non-Executive Directors, and
Fiscal Council Members
5 Authorize Capitalization of Fiscal None None Management
Benefit and Issue New Shares
6 Authorize Capitalization of Fiscal None None Management
Benefit without Issuing New Shares
7 Authorize Capitalization of Reserves None None Management
without Issuing New Shares
8 Amend Corporate Purpose None None Management
9 Amend Article 19 None None Management
10 Amend Articles 3, 5, and 19, and None None Management
Consolidate Bylaws
--------------------------------------------------------------------------------
DAIHATSU MOTOR CO. LTD.
Ticker: 7262 Security ID: J09072117
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Okumura, Katsuhiko For Against Management
2.2 Elect Director Ina, Koichi For Against Management
2.3 Elect Director Mitsui, Masanori For For Management
2.4 Elect Director Takahashi, Masahiro For For Management
2.5 Elect Director Nomoto,Takashi For For Management
2.6 Elect Director Baba, Kenji For For Management
2.7 Elect Director Kaneko, Tatsuya For For Management
2.8 Elect Director Kitagawa, Naoto For For Management
2.9 Elect Director Sudirman Maman Rusdi For For Management
2.10 Elect Director Okano, Hiroshi For For Management
2.11 Elect Director Fukutsuka, Masahiro For For Management
2.12 Elect Director Mizutani, Makoto For For Management
2.13 Elect Director Hori, Shinsuke For For Management
3 Appoint Alternate Statutory Auditor For For Management
Irie, Makoto
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
DAINIPPON SCREEN MFG. CO. LTD.
Ticker: 7735 Security ID: J10626109
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Ishida, Akira For For Management
2.2 Elect Director Hashimoto, Masahiro For For Management
2.3 Elect Director Ryonai, Osamu For For Management
2.4 Elect Director Arita, Masashi For For Management
2.5 Elect Director Kakiuchi, Eiji For For Management
2.6 Elect Director Minamishima, Shin For For Management
2.7 Elect Director Tateishi, Yoshio For For Management
2.8 Elect Director Isayama, Takeshi For For Management
2.9 Elect Director Matsumoto, Toru For For Management
3.1 Appoint Statutory Auditor Noguri, For For Management
Kazuya
3.2 Appoint Statutory Auditor Miyawaki, For For Management
Tatsuo
3.3 Appoint Statutory Auditor Mori, Mikio For Against Management
3.4 Appoint Statutory Auditor Tsutsumi, For Against Management
Tsutomu
4 Appoint Alternate Statutory Auditor For Against Management
Toyobe, Katsuyuki
--------------------------------------------------------------------------------
DAPHNE INTERNATIONAL HOLDINGS LTD.
Ticker: 00210 Security ID: G2830J103
Meeting Date: APR 25, 2012 Meeting Type: Annual
Record Date: APR 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Reelect Chen Tommy Yi-Hsun as Director For For Management
3b Reelect Kim Jin-Goon as Director For For Management
3c Reelect Lee Ted Tak Tai as Director For For Management
3d Reelect Chen Ying-Chieh as Director For For Management
3e Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5b Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2011
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2011
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2011
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2012
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
8 Approve Remuneration System for For For Management
Management Board Members
9.1 Elect Paul Achleitner to the For For Management
Supervisory Board
9.2 Elect Peter Loescher to the For For Management
Supervisory Board
9.3 Elect Klaus Ruediger Truetzschler to For For Management
the Supervisory Board
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Billion;
Approve Creation of EUR 230.4 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA
Ticker: DIA Security ID: E3685C104
Meeting Date: JUN 12, 2012 Meeting Type: Annual
Record Date: JUN 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Allocation of Income and For For Management
Dividends of EUR 0.11 Per Share
1.3 Approve Discharge of Directors For For Management
2.1 Amend Article 14 Re: Bond Issuance For For Management
2.2 Amend Articles Re: General Meetings For For Management
2.3 Amend Articles Re: Board Meetings, For For Management
Quorum, Board Committees and,
Company's Corporate Web Site
3.1 Amend Preamble of General Meeting For For Management
Regulations
3.2 Amend Articles 10, 11, 12, 13, and 14 For For Management
of General Meeting Regulations
3.3 Amend Articles 18, 19, of and Add For For Management
Articles 19 bis and 19 ter to General
Meeting Regulations
3.4 Amend Article 21 of General Meeting For For Management
Regulations
3.5 Amend Articles 26, 27, and 28 of For For Management
General Meeting Regulations
3.6 Amend Article 31 of General Meeting For For Management
Regulations
4 Approve Remuneration of Directors For For Management
5 Approve Bundled Remuneration Plans For For Management
6 Adhere to Tax Regime For For Management
7 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
8 Authorize Issuance of Bonds/Debentures For For Management
and/or Other Debt Securities up to EUR
1.2 Billion
9 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 480 Million
10 Approve Company's Corporate Web Site For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
13 Receive Amendments to Board of None None Management
Directors' Regulations
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES
Ticker: 500124 Security ID: 256135203
Meeting Date: JUL 21, 2011 Meeting Type: Annual
Record Date: JUN 23, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 11.25 Per Share For For Management
3 Reappoint A. Puri as Director For For Management
4 Reappoint B.L.A. Carter as Director For For Management
5 Approve B.S.R. & Co. as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Reappointment and Remuneration For For Management
of K.A. Reddy as Executive Chairman
7 Approve Reappointment and Remuneration For For Management
of G.V. Prasad as Executive Vice
Chairman and CEO
8 Approve Commission Remuneration for For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
EMPEROR WATCH & JEWELLERY LTD.
Ticker: 00887 Security ID: Y2289S109
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAY 08, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Chan Hung Ming as Director For For Management
3b Reelect Fan Man Seung, Vanessa as For For Management
Director
3c Reelect Chan Hon Piu as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
5d Approve Refreshment of Scheme Mandate For Against Management
Limit Under Share Option Scheme
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: 29358Q109
Meeting Date: MAY 22, 2012 Meeting Type: Annual
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect C. Christopher Gaut as For For Management
Director
2 Re-elect Gerald W. Haddock as Director For For Management
3 Re-elect Paul E. Rowsey, III as For For Management
Director
4 Re-elect Francis S. Kalman as Director For For Management
5 Re-elect David A. B. Brown as Director For For Management
6 Reappoint KPMG LLP as Auditors of the For For Management
Company
7 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Approve Omnibus Stock Plan For For Management
10 Advisory Vote to Ratify Named For Against Management
Executive Officers Compensation
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 99.01
2.1 Elect Director Inaba, Yoshiharu For For Management
2.2 Elect Director Yamaguchi, Kenji For For Management
2.3 Elect Director Gonda, Yoshihiro For For Management
2.4 Elect Director Richard E. Schneider For For Management
2.5 Elect Director Uchida, Hiroyuki For For Management
2.6 Elect Director Matsubara, Shunsuke For For Management
2.7 Elect Director Kosaka, Tetsuya For For Management
2.8 Elect Director Kohari, Katsuo For For Management
2.9 Elect Director Okada, Toshiya For For Management
2.10 Elect Director Hiramoto, Kazuyuki For For Management
2.11 Elect Director Olaf C. Gehrels For For Management
2.12 Elect Director Aoyama, Kazunari For For Management
2.13 Elect Director Ito, Takayuki For For Management
2.14 Elect Director Yamada, Yuusaku For For Management
2.15 Elect Director Hishikawa, Tetsuo For For Management
2.16 Elect Director Noda, Hiroshi For For Management
3 Appoint Statutory Auditor Harada, For For Management
Hajime
--------------------------------------------------------------------------------
FRESENIUS SE & CO KGAA
Ticker: FRE Security ID: D27348123
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: APR 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2011
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
3 Approve Discharge of Management Board For For Management
for Period Jan. 1 - Jan. 28, 2011
4 Approve Discharge of Supervisory Board For For Management
for Period Jan. 1 - Jan. 28, 2011
5 Approve Discharge of Personally Liable For For Management
Partner for Period Jan. 28 - Dec. 31,
2011
6 Approve Discharge of Supervisory Board For For Management
for Period Jan. 28 - Dec. 31, 2011
7 Ratify KPMG as Auditors for Fiscal 2012 For For Management
8 Approve Remuneration System for For For Management
Management Board Members of the
Personally Liable Partner
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion;
Approve Creation of EUR 16.3 Million
Pool of Capital to Guarantee
Conversion Rights
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: OCT 06, 2011 Meeting Type: Special
Record Date: SEP 06, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve By-Election of Chao, Yuan-Chi For For Management
with ID Number A102889975 as
Independent Director
1.2 Approve By-Election of Chao, Shao-Kang For For Management
with ID Number D100005296 as
Independent Director
2 Approve Release of Restrictions of For For Management
Competitive Activities of the Newly
Elected Independent Directors
--------------------------------------------------------------------------------
GENOMMA LAB INTERNACIONAL S.A.B. DE C.V.
Ticker: LABB Security ID: P48318102
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: MAR 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Statutory Reports as Required For For Management
by Article 28 of Mexican Securities
Law, Approve Financial Statements for
Fiscal Year 2011; Approve Tax
Obligation Compliance Reports and
Approve Allocation of Income
2 Elect Directors, Secretaries, and For Against Management
Chairmen of Audit and Corporate
Governance Committees
3 Approve Remuneration of Directors, For For Management
Secretaries and Members of Board
Committees
4 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
5 Approve Tender Offer For Against Management
6 Approve Loan Agreement For Against Management
7 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 16, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividends of KRW 1,750 per Common
Share, KRW 1,800 per Preferred Share
1, KRW 1,850 per Preferred Share 2,
and KRW 1,800 per Preferred Share 3
2 Elect Two Insdie Directors and Two For Against Management
Outside Directors (Bundled)
3 Reelect Two Members of Audit Committee For For Management
4 Amend Articles of Incorporation For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: NOV 29, 2011 Meeting Type: Special
Record Date: OCT 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Subordinated Bonds For For Management
2 Elect Jiang Jianqing as Executive For For Management
Director of the Bank
3 Elect Yang Kaisheng as Executive For For Management
Director of the Bank
4 Elect Wong Kwong Shing, Frank as For For Management
Independent Non-Executive Director of
the Bank
5 Elect Tian Guoqiang as Independent For For Management
Non-Executive Director of the Bank
6 Elect Wang Chixi as Shareholder For For Management
Supervisor of the Bank
7 Elect Huan Huiwu as Non-Executive None For Shareholder
Director of the Bank
8 Elect Wang Xiaoya as Non-Executive None For Shareholder
Director of the Bank
9 Elect Ge Rongrong as Non-Executive None For Shareholder
Director of the Bank
10 Elect Li Jun as Non-Executive Director None For Shareholder
of the Bank
11 Elect Wang Xiaolan as Non-Executive None For Shareholder
Director of the Bank
12 Elect Yao Zhongli as Non-Executive None For Shareholder
Director of the Bank
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: ADPV10686
Meeting Date: FEB 23, 2012 Meeting Type: Special
Record Date: JAN 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fixed Assets Investment Budget For For Management
for 2012
2 Elect Or Ching Fai as Director For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: APR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2011 Work Report of Board of For For Management
Directors
2 Accept 2011 Work Report of Board of For For Management
Supervisors
3 Accept Bank's 2011 Audited Accounts For For Management
4 Approve 2011 Profit Distribution Plan For For Management
5 Reappoint Ernst & Young and Ernst & For For Management
Young Hua Ming as Auditors and
Authorize Board to Fix Their Aggregate
Audit Fees for 2012 of RMB 165.6
Million
6 Elect Dong Juan as External Supervisor For For Management
7 Elect Meng Yan as External Supervisor For For Management
8 Elect Hong Yongmiao as Independent None For Shareholder
Non-Executive Director
9 Approve Payment of Remuneration to None For Shareholder
Directors and Supervisors
--------------------------------------------------------------------------------
INPEX CORPORATION
Ticker: 1605 Security ID: J2467E101
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4000 for
Ordinary Shares
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Kuroda, Naoki For For Management
3.2 Elect Director Sugioka, Masatoshi For For Management
3.3 Elect Director Kitamura, Toshiaki For For Management
3.4 Elect Director Yui, Seiji For For Management
3.5 Elect Director Sano, Masaharu For For Management
3.6 Elect Director Sugaya, Shunichiro For For Management
3.7 Elect Director Murayama, Masahiro For For Management
3.8 Elect Director Ito, Seiya For For Management
3.9 Elect Director Tanaka, Wataru For For Management
3.10 Elect Director Ikeda, Takahiko For For Management
3.11 Elect Director Kurasawa, Yoshikazu For For Management
3.12 Elect Director Wakasugi, Kazuo For For Management
3.13 Elect Director Kagawa, Yoshiyuki For For Management
3.14 Elect Director Kato, Seiji For For Management
3.15 Elect Director Tonoike, Rentaro For For Management
3.16 Elect Director Okada, Yasuhiko For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Okuda, Yoichi For Against Management
2.2 Elect Director Kikuchi, Satoshi For For Management
2.3 Elect Director Warashina, Yoshinori For For Management
2.4 Elect Director Ikeda, Shuuji For For Management
2.5 Elect Director Sakuraba, Shinichiro For For Management
2.6 Elect Director Matsuzawa, Masaaki For For Management
2.7 Elect Director Saito, Akira For For Management
2.8 Elect Director Takatori, Shigemitsu For For Management
2.9 Elect Director Kato, Mitsuaki For For Management
2.10 Elect Director Susaki, Takahiro For For Management
2.11 Elect Director Shirota, Katsuyuki For For Management
2.12 Elect Director Matsumoto, Takatoshi For For Management
2.13 Elect Director Noda, Syunsuke For For Management
3.1 Appoint Statutory Auditor Tani, For For Management
Takahiro
3.2 Appoint Statutory Auditor Syobuda, Toru For For Management
3.3 Appoint Statutory Auditor Tada, For For Management
Toshiaki
3.4 Appoint Statutory Auditor Nishiyama, For Against Management
Minoru
--------------------------------------------------------------------------------
JAPAN TOBACCO INC
Ticker: 2914 Security ID: J27869106
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For Against Management
Final Dividend of JPY 6000
2 Amend Articles To Limit Rights of For For Management
Odd-Lot Holders
3.1 Elect Director Kimura, Hiroshi For For Management
3.2 Elect Director Koizumi, Mitsuomi For For Management
3.3 Elect Director Shingai, Yasushi For For Management
3.4 Elect Director Okubo, Noriaki For For Management
3.5 Elect Director Saeki, Akira For For Management
3.6 Elect Director Miyazaki, Hideki For For Management
3.7 Elect Director Iwai, Mutsuo For For Management
3.8 Elect Director Oka, Motoyuki For For Management
3.9 Elect Director Koda, Main For For Management
4 Appoint Statutory Auditor Nakamura, For For Management
Futoshi
5 Approve Final Dividend of JPY 20,000 Against For Shareholder
6 Authorize Share Repurchase of Up To 1. Against For Shareholder
6 Million Shares in the Coming Year
7 Amend Articles to Allow Binding Against For Shareholder
Shareholder Meeting Resolutions on
Cancellation of Treasury Shares
8 Cancel the Company's Treasury Shares Against For Shareholder
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 20, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Sakane, Masahiro For For Management
2.2 Elect Director Noji, Kunio For For Management
2.3 Elect Director Komamura, Yoshinori For For Management
2.4 Elect Director Hironaka, Mamoru For For Management
2.5 Elect Director Ohashi, Tetsuji For For Management
2.6 Elect Director Fujitsuka, Mikio For For Management
2.7 Elect Director Takamura, Fujitoshi For For Management
2.8 Elect Director Hotta, Kensuke For For Management
2.9 Elect Director Kano, Noriaki For For Management
2.10 Elect Director Ikeda, Koichi For For Management
3 Appoint Statutory Auditor Morimoto, For For Management
Makoto
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: APR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4b Approve Dividends of EUR 1.45 Per Share For For Management
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6a Reelect E. Kist to Supervisory Board For For Management
6b Elect V.F. Haynes to Supervisory Board For For Management
6c Elect E.T. Kennedy to Supervisory Board For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
8b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 8a
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Cancellation of Shares For For Management
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
KUMHO PETRO CHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y49212106
Meeting Date: MAR 23, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Appropriation of Income and Dividend
of KRW 2,000 per Common Share and KRW
2,050 per Preferred Share
2 Amend Articles of Incorporation For Against Management
3 Elect Lee Yong-Man as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON
Ticker: MC Security ID: F58485115
Meeting Date: APR 05, 2012 Meeting Type: Annual/Special
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.60 per Share
5 Ratify Appointment of Francesco For For Management
Trapani as Director
6 Ratify Appointment of Felix G. Rohatyn For Against Management
as Censor
7 Elect Antoine Arnault as Director For For Management
8 Elect Albert Frere as Director For Against Management
9 Elect Gilles Hennessy as Director For For Management
10 Elect Lord Powell Of Bayswater as For Against Management
Director
11 Elect Yves Thibault De Silguy as For For Management
Director
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.26
Million
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
15 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plan
16 Approve Employee Stock Purchase Plan For For Management
17 Amend Article 23 of Bylaws Re: For For Management
Convening of General Meeting upon
Second Call and Proxy Voting
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551102
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Authorize Public For For Management
Announcements in Electronic Format -
Increase Authorized Capital
2.1 Elect Director Yamanochi, Takashi For For Management
2.2 Elect Director Ozaki, Kiyoshi For For Management
2.3 Elect Director Kanai, Seita For For Management
2.4 Elect Director Marumoto, Akira For For Management
2.5 Elect Director Kogai, Masamichi For For Management
--------------------------------------------------------------------------------
MITSUI O.S.K. LINES LTD.
Ticker: 9104 Security ID: J45013109
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 2.5
2.1 Elect Director Ashida, Akimitsu For For Management
2.2 Elect Director Muto, Koichi For For Management
2.3 Elect Director Shishido, Toshitaka For For Management
2.4 Elect Director Yasuoka, Masafumi For For Management
2.5 Elect Director Watanabe, Tsuneo For For Management
2.6 Elect Director Aoto, Shuugo For For Management
2.7 Elect Director Komura, Takeshi For For Management
2.8 Elect Director Sakakibara, Sadayuki For For Management
2.9 Elect Director Matsushima, Masayuki For For Management
3 Appoint Alternate Statutory Auditor For For Management
Wakabayashi, Makoto
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
MRV ENGENHARIA PARTICIPACOES S.A
Ticker: MRVE3 Security ID: P6986W107
Meeting Date: APR 30, 2012 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2011
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Allocation of Income to For For Management
Reserve for Future Investments
4 Amend Articles 1, 15, and 21 Re: Novo For For Management
Mercado Regulations
5 Amend Article 5 to Reflect Changes in For For Management
Capital
6 Amend Article 24 Re: Executive For For Management
Committee
7 Consolidate Bylaws For For Management
8 Approve Remuneration of Executive For Against Management
Officers and Non-Executive Directors
9 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
NET ONE SYSTEMS CO.
Ticker: 7518 Security ID: J48894109
Meeting Date: JUN 14, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4600
2 Amend Articles To Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Yoshino, Takayuki For For Management
3.2 Elect Director Saito, Shingo For For Management
3.3 Elect Director Arai, Toru For For Management
3.4 Elect Director Katayama, Norihisa For For Management
3.5 Elect Director Horiuchi, Yoshiharu For For Management
3.6 Elect Director Kawakami, Kunio For For Management
3.7 Elect Director Naito, Masasuke For For Management
3.8 Elect Director Imai, Mitsuo For For Management
4.1 Appoint Statutory Auditor Kikuchi, For For Management
Masamichi
4.2 Appoint Statutory Auditor Uchida, For For Management
Minoru
4.3 Appoint Statutory Auditor Nakaoka, For Against Management
Tadashi
5 Approve Annual Bonus Payment to For For Management
Directors
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NEXON CO.,LTD.
Ticker: 3659 Security ID: J4914X104
Meeting Date: MAR 27, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seungwoo Choi For For Management
1.2 Elect Director Jiwon Park For For Management
1.3 Elect Director Owen Mahoney For For Management
1.4 Elect Director Jungju Kim For For Management
1.5 Elect Director Honda, Satoshi For For Management
1.6 Elect Director Kuniya, Shiro For For Management
2 Approve Reduction in Capital Reserves For Against Management
3 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NIPPON TELEVISION NETWORK CORP.
Ticker: 9404 Security ID: J56171101
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 200
2 Approve Adoption of Holding Company For Against Management
Structure and Transfer of Operations
to New Wholly-Owned Subsidiary
3 Amend Articles To Change Company Name For Against Management
- Amend Business Lines
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
5.1 Elect Director Okubo, Yoshio For For Management
5.2 Elect Director Watanabe, Hiroshi For For Management
5.3 Elect Director Kosugi, Yoshinobu For For Management
5.4 Elect Director Maruyama, Kimio For For Management
5.5 Elect Director Kataoka, Tomoaki For For Management
5.6 Elect Director Komatsu, Nobuo For For Management
5.7 Elect Director Sakurada, Kazuyuki For For Management
5.8 Elect Director Akaza, Koichi For For Management
5.9 Elect Director Hosokawa, Noritada For For Management
5.10 Elect Director Watanabe, Tsuneo For For Management
5.11 Elect Director Maeda, Hiroshi For For Management
5.12 Elect Director Tsutsumi, Seiji For For Management
5.13 Elect Director Imai, Takashi For For Management
5.14 Elect Director Sato, Ken For For Management
5.15 Elect Director Kakizoe, Tadao For For Management
5.16 Elect Director Mutai, Takeo For For Management
5.17 Elect Director Masukata, Katsuhiro For For Management
6.1 Appoint Statutory Auditor Nose, For For Management
Yasuhiro
6.2 Appoint Statutory Auditor Mochizuki, For Against Management
Norio
7 Appoint Alternate Statutory Auditor For For Management
Miura, Hime
--------------------------------------------------------------------------------
NISSAN MOTOR CO. LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Elect Director Greg Kelly For For Management
3.1 Appoint Statutory Auditor Aoki, For For Management
Masahiko
3.2 Appoint Statutory Auditor Ando, For Against Management
Shigetoshi
--------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: J61933123
Meeting Date: JUN 25, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Miyauchi, Yoshihiko For For Management
1.2 Elect Director Inoe, Makoto For For Management
1.3 Elect Director Urata, Haruyuki For For Management
1.4 Elect Director Nishina, Hiroaki For For Management
1.5 Elect Director Kojima, Kazuo For For Management
1.6 Elect Director Yamaya, Yoshiyuki For For Management
1.7 Elect Director Umaki, Tamio For For Management
1.8 Elect Director Takeuchi, Hirotaka For For Management
1.9 Elect Director Sasaki, Takeshi For For Management
1.10 Elect Director Tsujiyama, Eiko For For Management
1.11 Elect Director Robert Feldman For For Management
1.12 Elect Director Niinami, Takeshi For For Management
1.13 Elect Director Usui, Nobuaki For For Management
--------------------------------------------------------------------------------
PEKAO BANK SA
Ticker: PEO Security ID: X0641X106
Meeting Date: JUN 01, 2012 Meeting Type: Annual
Record Date: MAY 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Elect Members of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6 Receive Management Board Report on None None Management
Company's Operations in Fiscal 2011
7 Receive Management Board Report on None None Management
Financial Statements
8 Receive Management Board Report on None None Management
Group's Operations in Fiscal 2011
9 Receive Management Board Report on None None Management
Consolidated Financial Statements
10 Receive Management Board Proposal on None None Management
Allocation of Income
11 Receive Supervisory Board Reports None None Management
12.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2011
12.2 Approve Financial Statements For For Management
12.3 Approve Management Board Report on For For Management
Group's Operations in Fiscal 2011
12.4 Approve Consolidated Financial For For Management
Statements
12.5 Approve Allocation of Income For For Management
12.6 Approve Supervisory Board Report on For For Management
Board's Activities in Fiscal 2011
12.7a Approve Discharge of Federico Ghizzoni For For Management
(Deputy Chairman of Supervisory Board)
12.7b Approve Discharge of Sergio Ermotti For For Management
(Supervisory Board Member)
12.7c Approve Discharge of Alicja For For Management
Kornasiewicz (Supervisory Board Member)
12.7d Approve Discharge of Jerzy Woznicki For For Management
(Former Supervisory Board Chairman)
12.7e Approve Discharge of Roberto Nicastro For For Management
(Supervisory Board Member)
12.7f Approve Discharge of Alessandro Decio For For Management
(Supervisory Board Member)
12.7g Approve Discharge of Pawel Dangel For For Management
(Supervisory Board Member)
12.7h Approve Discharge of Oliver Greene For For Management
(Supervisory Board Member)
12.7i Approve Discharge of Enrico Pavoni For For Management
(Supervisory Board Member)
12.7j Approve Discharge of Leszek Pawlowicz For For Management
(Supervisory Board Member)
12.7k Approve Discharge of Krzysztof For For Management
Pawlowski (Supervisory Board Member)
12.8a Approve Discharge of Alicja For For Management
Kornasiewicz (Former CEO)
12.8b Approve Discharge of Luigi Lovaglio For For Management
(CEO)
12.8c Approve Discharge of Diego Biondo For For Management
(Management Board Member)
12.8d Approve Discharge of Marco Iannaccone For For Management
(Management Board Member)
12.8e Approve Discharge of Andrzej Kopyrski For For Management
(Management Board Member)
12.8f Approve Discharge of Grzegorz Piwowar For For Management
(Management Board Member)
12.8g Approve Discharge of Marian Wazynski For For Management
(Management Board Member)
13 Elect Supervisory Board Members For Against Management
14 Ratify Auditor For For Management
15 Amend Statute For For Management
16 Approve Consolidated Text of Statute For For Management
17 Amend Regulations on General Meetings For For Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
PIONEER CORPORATION
Ticker: 6773 Security ID: J63825145
Meeting Date: JUN 27, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2 Amend Articles To Streamline Board For For Management
Structure
3.1 Elect Director Kotani, Susumu For For Management
3.2 Elect Director Okayasu, Hideki For For Management
3.3 Elect Director Ono, Mikio For For Management
3.4 Elect Director Matsumoto, Satoshi For For Management
3.5 Elect Director Kawashiri, Kunio For For Management
3.6 Elect Director Oizumi, Takashi For For Management
3.7 Elect Director Tanizeki, Masahiro For For Management
4.1 Appoint Alternate Statutory Auditor For For Management
Tsuji, Shinichi
4.2 Appoint Alternate Statutory Auditor For For Management
Hanano, Nobuko
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: MAR 28, 2012 Meeting Type: Annual
Record Date: MAR 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Commissioners' Report
2 Approve Report on the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5a Approve Auditors for the Company's For For Management
Financial Statements
5b Approve Auditors for the PCDP's For For Management
Financial Statements
6 Amend Articles of Association For Against Management
7 Elect Commissioners and/or Directors For Against Management
--------------------------------------------------------------------------------
RADIANT OPTO-ELECTRONICS CORP.
Ticker: 6176 Security ID: Y7174K103
Meeting Date: JUN 06, 2012 Meeting Type: Annual
Record Date: APR 06, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2011 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2011 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of 2011 Distributable
Earnings
4 Amend the Articles of Association For For Management
5 Approve Amendments on the Procedures For For Management
for Lending Funds to Other Parties
6 Approve to Amend Procedures Governing For For Management
the Acquisition or Disposal of Assets
7.1 Elect Wang,Pen-Jan, with ID None For Shareholder
D101332578, as Director
7.2 Elect Wang Benfeng, a Representative None For Shareholder
of Dragonjet Investment Co., Ltd.with
Shareholder No. 27437982, as Director
7.3 Elect Su Huizhu, a Representative of None For Shareholder
Ray-Shen Investment Co.,Ltd. with
Shareholder No. 70421074, as Director
7.4 Elect Chiang,Yao-Chung, with ID For For Shareholder
E101934939, as Independent Director
7.5 Elect Huang,Zi-Cheng, with ID For For Shareholder
R102256676, as Independent Director
7.6 Elect Wang,Pen-Tsung, with ID None For Shareholder
A110007692, as Supervisor
7.7 Elect Chen,Chien-Hsiung, with ID None For Shareholder
N100406291, as Supervisor
7.8 Elect Wang,Pen-Chin, with ID None For Shareholder
D100784309, as Supervisor
7.9 Elect Pu,Hsiang-Kuan, with ID None For Shareholder
D120787502, as Supervisor
8 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RB. Security ID: G74079107
Meeting Date: MAY 03, 2012 Meeting Type: Annual
Record Date: MAY 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Adrian Bellamy as Director For For Management
5 Re-elect Peter Harf as Director For For Management
6 Re-elect Richard Cousins as Director For For Management
7 Re-elect Liz Doherty as Director For For Management
8 Re-elect Ken Hydon as Director For For Management
9 Re-elect Andre Lacroix as Director For For Management
10 Re-elect Graham Mackay as Director For For Management
11 Re-elect Judith Sprieser as Director For For Management
12 Re-elect Warren Tucker as Director For For Management
13 Elect Rakesh Kapoor as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase For For Management
20 Amend the Annual Limit of Directors' For For Management
Fees
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSB Security ID: G7690A100
Meeting Date: MAY 22, 2012 Meeting Type: Annual
Record Date: MAY 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Sir Nigel Sheinwald as Director For For Management
4 Re-elect Josef Ackermann as Director For For Management
5 Re-elect Guy Elliott as Director For For Management
6 Re-elect Simon Henry as Director For For Management
7 Re-elect Charles Holliday as Director For For Management
8 Re-elect Gerard Kleisterlee as Director For For Management
9 Re-elect Christine Morin-Postel as For For Management
Director
10 Re-elect Jorma Ollila as Director For For Management
11 Re-elect Linda Stuntz as Director For For Management
12 Re-elect Jeroen van der Veer as For For Management
Director
13 Re-elect Peter Voser as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAFRAN
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 31, 2012 Meeting Type: Annual/Special
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
4 Approve Auditors' Special Report on For For Management
New Related-Party Transactions
5 Approve Severance Payment Agreement For Against Management
with Jean-Paul Herteman
6 Approve Additional Pension Scheme For Against Management
Agreement with the CEO and Vice CEOs
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 670,000
8 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
9 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
10 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer or Share Exchange
11 Approve Employee Stock Purchase Plan For For Management
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAIPEM
Ticker: SPM Security ID: T82000117
Meeting Date: APR 27, 2012 Meeting Type: Annual/Special
Record Date: APR 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Saipem Energy Service SpA's For For Management
Financial Statements and Statutory
Reports
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Appoint Two Internal Statutory For Against Management
Auditors (One Effective and One
Alternate)
5 Approve Remuneration Report For Against Management
1 Amend Articles 19 and 27; Add New For For Management
Article 31 (Board-Related)
--------------------------------------------------------------------------------
SANLAM LTD
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 06, 2012 Meeting Type: Annual
Record Date: MAY 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2011
2 Reapoint Ernst & Young Inc as Auditors For For Management
of the Company and Malcolm Rapson as
the Individual Designated Auditor
3.1 Re-elect Manana Bakane-Tuoane as For For Management
Director
3.2 Re-elect Anton Botha as Director For For Management
3.3 Re-elect Patrice Motsepe as Director For For Management
3.4 Re-elect Sipho Nkosi as Director For For Management
3.5 Re-elect Zacharias Swanepoel as For For Management
Director
3.6 Re-elect Polelo Zim as Director For For Management
4.1 Elect Mildred Buthelezi as Member of For For Management
the Audit, Actuarial and Finance
Committee
4.2 Re-elect Francine-Ann du Plessis as For For Management
Member of the Audit, Actuarial and
Finance Committee
4.3 Re-elect Ian Plenderleith as Member of For For Management
the Audit, Actuarial and Finance
Committee
4.4 Re-elect Philip Rademeyer as Member of For For Management
the Audit, Actuarial and Finance
Committee
4.5 Re-elect Christiaan Swanepoel as For For Management
Member of the Audit, Actuarial and
Finance Committee
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Executive For For Management
Directors and Non-Executive Directors
1 Approve Remuneration of Non-Executive For For Management
Directors for the Period 1 July 2012
to 30 June 2013
2 Adopt Memorandum of Incorporation For For Management
3 Approve Financial Assistance to For For Management
Related or Inter-related Entities
4 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
7 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 04, 2012 Meeting Type: Annual/Special
Record Date: APR 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.65 per Share
4 Elect Laurent Attal as Director For For Management
5 Reelect Uwe Bicker as Director For For Management
6 Reelect Jean Rene Fourtou as Director For For Management
7 Reelect Claudie Haignere as Director For For Management
8 Reelect Carole Piwnica as Director For For Management
9 Reelect Klaus Pohle as Director For For Management
10 Appoint Ernst & Young et Autres as For For Management
Auditor
11 Appoint Auditex as Alternate Auditor For For Management
12 Ratify Change of Registered Office to For For Management
54, rue La Boetie, 75008 Paris and
Amend Article 4 of Bylaws Accordingly
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SHIMAMURA CO. LTD.
Ticker: 8227 Security ID: J72208101
Meeting Date: MAY 11, 2012 Meeting Type: Annual
Record Date: FEB 20, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 72
2.1 Appoint Statutory Auditor Yoshioka, For For Management
Hideyuki
2.2 Appoint Statutory Auditor Shimamura, For For Management
Hiroyuki
2.3 Appoint Statutory Auditor Tajima, For Against Management
Yoshihisa
2.4 Appoint Statutory Auditor Hayase, For Against Management
Keiichi
3 Approve Retirement Bonus Payment for For Against Management
Director and Statutory Auditor
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: G8124V108
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: APR 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Burns as Director For For Management
4 Re-elect Matthew Emmens as Director For For Management
5 Re-elect Dr David Ginsburg as Director For For Management
6 Re-elect Graham Hetherington as For For Management
Director
7 Re-elect David Kappler as Director For For Management
8 Re-elect Anne Minto as Director For For Management
9 Re-elect Angus Russell as Director For For Management
10 Re-elect David Stout as Director For For Management
11 Elect Susan Kilsby as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit, Compliance & Risk For For Management
Committee to Fix Remuneration of
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase For For Management
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SHIZUOKA BANK LTD.
Ticker: 8355 Security ID: J74444100
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7
2.1 Elect Director Ito, Seiya For For Management
2.2 Elect Director Satomi, Kazuhiro For For Management
2.3 Elect Director Nakanishi, Katsunori For For Management
2.4 Elect Director Goto, Masahiro For For Management
2.5 Elect Director Yamamoto, Toshihiko For For Management
2.6 Elect Director Nakamura, Akihiro For For Management
2.7 Elect Director Hitosugi, Itsuro For For Management
2.8 Elect Director Saito, Hiroki For For Management
2.9 Elect Director Matsuura, Yasuo For For Management
2.10 Elect Director Fushimi, Yukihiro For For Management
3.1 Appoint Statutory Auditor Hotta, For For Management
Hisashi
3.2 Appoint Statutory Auditor Okoshi, For For Management
Yutaka
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 24, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2010/2011
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2010/2011
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2010/2011
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2011/2012
6 Amend Articles Re: Female Against Against Shareholder
Representation on the Supervisory Board
--------------------------------------------------------------------------------
SUMITOMO BAKELITE CO. LTD.
Ticker: 4203 Security ID: J77024115
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Ogawa, Tomitaro For For Management
2.2 Elect Director Hayashi, Shigeru For For Management
2.3 Elect Director Yahata, Tamotsu For For Management
2.4 Elect Director Nakae, Kiyohiko For For Management
2.5 Elect Director Terasawa, Tsuneo For For Management
2.6 Elect Director Ito, Shinichiro For For Management
2.7 Elect Director Muto, Shigeki For For Management
2.8 Elect Director Hirano, Kazuhisa For For Management
2.9 Elect Director Yamawaki, Noboru For For Management
3 Appoint Alternate Statutory Auditor For For Management
Koizumi, Yoshiko
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Kato, Susumu For For Management
2.2 Elect Director Hamada, Toyosaku For For Management
2.3 Elect Director Nakamura, Kuniharu For For Management
2.4 Elect Director Sasaki, Shinichi For For Management
2.5 Elect Director Kawahara, Takuro For For Management
2.6 Elect Director Osawa, Yoshio For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Doi, Masayuki For For Management
2.9 Elect Director Togashi, Kazuhisa For For Management
2.10 Elect Director Takeuchi, Kazuhiro For For Management
2.11 Elect Director Furihata, Toru For For Management
2.12 Elect Director Kanegae, Michihiko For For Management
3 Appoint Statutory Auditor Fujinuma, For For Management
Tsuguoki
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Stock Option Plan For For Management
6 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
SUMITOMO METAL INDUSTRIES LTD.
Ticker: 5405 Security ID: J77669133
Meeting Date: JUN 26, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Exchange Agreement with For Against Management
Nippon Steel Corp.
2 Approve Merger Agreement with Nippon For Against Management
Steel Corp.
3.1 Elect Director Tomono, Hiroshi For Against Management
3.2 Elect Director Hombe, Fumio For For Management
3.3 Elect Director Tozaki, Yasuyuki For For Management
3.4 Elect Director Kozuka, Shuuichiro For For Management
3.5 Elect Director Hotta, Yoshitaka For For Management
3.6 Elect Director Nogi, Kiyotaka For For Management
3.7 Elect Director Okuda, Shinya For For Management
3.8 Elect Director Yanagawa, Kinya For For Management
4 Appoint Statutory Auditor Yoshida, For For Management
Kitaro
5 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Miyata, Koichi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Yokoyama, Yoshinori For For Management
3.1 Appoint Statutory Auditor Yamaguchi, For For Management
Yoji
3.2 Appoint Statutory Auditor Tsuruta, For For Management
Rokuro
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: MAY 01, 2012 Meeting Type: Annual
Record Date: MAR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 13, 2012 Meeting Type: Annual
Record Date: APR 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For Did Not Vote Management
1.2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
3 Approve Dividends of CHF 3.00 per For Did Not Vote Management
Share from Capital Contribution
Reserves
4 Approve Discharge of Board and Senior For Did Not Vote Management
Management
5.1.1 Reelect Jakob Baer as Director For Did Not Vote Management
5.1.2 Reelect John Coomber as Director For Did Not Vote Management
5.1.3 Elect Robert Henrikson as Director For Did Not Vote Management
5.2 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
TDK CORP.
Ticker: 6762 Security ID: J82141136
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Kamigama, Takehiro For For Management
2.2 Elect Director Mori, Kenichi For For Management
2.3 Elect Director Yanase, Yukio For For Management
2.4 Elect Director Yoneyama, Junji For For Management
2.5 Elect Director Ono, Ryoichi For For Management
2.6 Elect Director Kobayashi, Atsuo For For Management
2.7 Elect Director Uemura, Hiroyuki For For Management
3 Amend Articles To Change Location of For For Management
Head Office
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 16, 2012 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of None None Management
Meeting
3 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 5.00
per Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
6 Approve NOK 289.5 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of 22.2
Million Shares and Redemption of 26
Million Shares Owned by the Kingdom of
Norway; Amend Articles Accordingly
7 Authorize Repurchase of up to 80 For Did Not Vote Management
Million Issued Shares and Cancellation
of Repurchased Shares
8.1 Amend Articles Re: Electronic Voting For Did Not Vote Management
8.2 Amend Articles Re: Nominating Committee For Did Not Vote Management
9 Approve Instructions for Nominating For Did Not Vote Management
Committee
10.1 Approve Remuneration of Members of For Did Not Vote Management
Corporate Assembly
10.2 Approve Remuneration of Members of For Did Not Vote Management
Nominating Committee
--------------------------------------------------------------------------------
TOKAI CARBON CO. LTD.
Ticker: 5301 Security ID: J85538106
Meeting Date: MAR 29, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4
2.1 Elect Director Kudo, Yoshinari For For Management
2.2 Elect Director Nakai, Kiyonari For For Management
2.3 Elect Director Murofushi, Nobuyuki For For Management
2.4 Elect Director Nagasaka, Hajime For For Management
2.5 Elect Director Takahashi, Naoshi For For Management
2.6 Elect Director Hosoya, Masanao For For Management
2.7 Elect Director Kumakura, Yoshio For For Management
2.8 Elect Director Serizawa, Yuji For For Management
2.9 Elect Director Fukuda, Toshiaki For For Management
3.1 Appoint Statutory Auditor Samukawa, For For Management
Tsunehisa
3.2 Appoint Statutory Auditor Sato, For For Management
Ryuuichi
3.3 Appoint Statutory Auditor Abe, Tatsuo For For Management
3.4 Appoint Statutory Auditor Sasao, For Against Management
Seiichiro
4 Appoint Alternate Statutory Auditor For Against Management
Kusaba, Masahiro
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 25, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Ishihara, Kunio For For Management
2.2 Elect Director Sumi, Shuuzo For For Management
2.3 Elect Director Tamai, Takaaki For For Management
2.4 Elect Director Nagano, Tsuyoshi For For Management
2.5 Elect Director Oba, Masashi For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Mimura, Akio For Against Management
2.8 Elect Director Kitazawa, Toshifumi For For Management
2.9 Elect Director Sasaki, Mikio For For Management
2.10 Elect Director Fujita, Hirokazu For For Management
--------------------------------------------------------------------------------
TOKYO GAS CO. LTD.
Ticker: 9531 Security ID: J87000105
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.5
2.1 Elect Director Torihara, Mitsunori For For Management
2.2 Elect Director Okamoto, Tsuyoshi For For Management
2.3 Elect Director Muraki, Shigeru For For Management
2.4 Elect Director Hirose, Michiaki For For Management
2.5 Elect Director Oya, Tsutomu For For Management
2.6 Elect Director Itazawa, Mikio For For Management
2.7 Elect Director Yoshino, Kazuo For For Management
2.8 Elect Director Hataba, Matsuhiko For For Management
2.9 Elect Director Sato, Yukio For For Management
2.10 Elect Director Tomizawa, Ryuuichi For For Management
2.11 Elect Director Nakagaki, Yoshihiko For For Management
3.1 Appoint Statutory Auditor Masuda, Yukio For Against Management
3.2 Appoint Statutory Auditor Morita, For Against Management
Yoshihiko
--------------------------------------------------------------------------------
TORAY INDUSTRIES INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 22, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Sakakibara, Sadayuki For For Management
2.2 Elect Director Nikkaku, Akihiro For For Management
2.3 Elect Director Koizumi, Shinichi For For Management
2.4 Elect Director Fujikawa, Junichi For For Management
2.5 Elect Director Tanaka, Eizo For For Management
2.6 Elect Director Maruyama, Kazuhiro For For Management
2.7 Elect Director Suzui, Nobuo For For Management
2.8 Elect Director Abe, Koichi For For Management
2.9 Elect Director Hashimoto, Kazushi For For Management
2.10 Elect Director Uchida, Akira For For Management
2.11 Elect Director Onishi, Moriyuki For For Management
2.12 Elect Director Okuda, Shinichi For For Management
2.13 Elect Director Murayama, Ryo For For Management
2.14 Elect Director Yamaguchi, Susumu For For Management
2.15 Elect Director Masuda, Shogo For For Management
2.16 Elect Director Umeda, Akira For For Management
2.17 Elect Director Deguchi, Yuukichi For For Management
2.18 Elect Director Sasaki, Hisae For For Management
2.19 Elect Director Murakami, Hiroshi For For Management
2.20 Elect Director Otani, Hiroshi For For Management
2.21 Elect Director Yoshinaga, Minoru For For Management
2.22 Elect Director Sato, Akio For For Management
2.23 Elect Director Yoshida, Kunihiko For For Management
2.24 Elect Director Fukasawa, Toru For For Management
2.25 Elect Director Oya, Mitsuo For For Management
2.26 Elect Director Hagiwara, Satoru For For Management
3 Appoint Statutory Auditor Fukuchi, For For Management
Kiyoshi
4 Appoint Alternate Statutory Auditor For For Management
Kobayashi, Koichi
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
TREND MICRO INC.
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 27, 2012 Meeting Type: Annual
Record Date: DEC 31, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 86
2 Approve Compensation Plan for Directors For Against Management
3 Approve Deep Discount Stock Option Plan For Against Management
--------------------------------------------------------------------------------
UBE INDUSTRIES LTD.
Ticker: 4208 Security ID: J93796100
Meeting Date: JUN 28, 2012 Meeting Type: Annual
Record Date: MAR 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Tamura, Hiroaki For For Management
2.2 Elect Director Takeshita, Michio For For Management
2.3 Elect Director Furukawa, Akinori For For Management
2.4 Elect Director Izumihara, Masato For For Management
2.5 Elect Director Motoda, Michitaka For For Management
2.6 Elect Director Noguchi, Shoji For For Management
2.7 Elect Director Higashi, Tetsuro For For Management
3 Appoint Statutory Auditor Miyake, For For Management
Setsuro
4 Appoint Alternate Statutory Auditor For For Management
Koriya, Daisuke
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882135
Meeting Date: JUL 26, 2011 Meeting Type: Annual
Record Date: JUL 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Gerard Kleisterlee as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Elect Renee James as Director For For Management
9 Re-elect Alan Jebson as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Re-elect Anne Lauvergeon as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
XSTRATA PLC
Ticker: XTA Security ID: G9826T102
Meeting Date: MAY 01, 2012 Meeting Type: Annual
Record Date: APR 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Re-elect Sir John Bond as Director For For Management
5 Re-elect Mick Davis as Director For For Management
6 Re-elect Dr Con Fauconnier as Director For For Management
7 Re-elect Ivan Glasenberg as Director For For Management
8 Re-elect Peter Hooley as Director For For Management
9 Re-elect Claude Lamoureux as Director For For Management
10 Re-elect Aristotelis Mistakidis as For For Management
Director
11 Re-elect Tor Peterson as Director For For Management
12 Re-elect Trevor Reid as Director For For Management
13 Re-elect Sir Steve Robson as Director For For Management
14 Re-elect David Rough as Director For For Management
15 Re-elect Ian Strachan as Director For For Management
16 Re-elect Santiago Zaldumbide as For For Management
Director
17 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Approve Reduction of Share Premium For For Management
Account
21 Authorise the Company to Call an EGM For For Management
with Not Less Than 20 Clear Days'
Notice
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 000157 Security ID: Y9895V103
Meeting Date: JUN 29, 2012 Meeting Type: Annual
Record Date: MAY 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory Board For For Management
3a Appoint Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditors
3b Appoint KPMG as International Auditors For For Management
3c Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
4a Accept Audited Financial Statements For For Management
Prepared under PRC Generally Accepted
Accounting Principles
4b Accept Audited Financial Statements For For Management
Prepared under International Financial
Reporting Standards
5 Approve Report of Settlement Accounts For For Management
6 Approve Report of Annual Budget For For Management
7 Approve Profit Distribution Plan and For For Management
Final Dividend of RMB 0.25 Per Share
8 Accept Full Text and Summary Annual For For Management
Report of A Shares
9 Accept Annual Report of H Shares For For Management
10 Approve Application for Credit For For Management
Facilities by Zoomlion Finance and
Leasing (China) Co., Ltd.
11 Approve Application for Credit For For Management
Facilities by Zoomlion Finance and
Leasing (Beijing) Co., Ltd.
12 Approve Provision of Guarantee for the For Against Management
Loan of Zoomlion International Trading
(H.K.) Co., Limited
13a Approve Termination of Investments in For For Management
the Environmental and Sanitation
Machinery Project for the
Industrialization of Key Equipment for
Social Emergency Rescue System and
Transfer of Proceeds to Replenish
Working Capital
13b Approve Transfer of Proceeds from the For For Management
Project for Upgrading of Medium and
Large Excavators to the Project for
Construction of Heavy Crane Production
Base in Weinan Industrial Park
14 Approve Application by the Company to For For Shareholder
the Relevant Banks for Credit
Facilities and Financing with Credit
Limit not Exceeding RMB140 Billion
1 Approve Change of Business Scope of For For Management
the Company and Amend Articles of
Association
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
=========================== SunAmerica Value Fund ==============================
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 14, 2012 Meeting Type: Annual
Record Date: APR 25, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James B. Bachmann For For Management
2 Elect Director Michael S. Jeffries For For Management
3 Elect Director John W. Kessler For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 18, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Fernando Aguirre For For Management
2 Elect Director Mark T. Bertolini For For Management
3 Elect Director Frank M. Clark For For Management
4 Elect Director Betsy Z. Cohen For For Management
5 Elect Director Molly J. Coye For For Management
6 Elect Director Roger N. Farah For For Management
7 Elect Director Barbara Hackman Franklin For For Management
8 Elect Director Jeffrey E. Garten For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Provide for Cumulative Voting Against For Shareholder
16 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: FEB 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas K. Akins For For Management
2 Elect Director David J. Anderson For For Management
3 Elect Director James F. Cordes For For Management
4 Elect Director Ralph D. Crosby, Jr. For For Management
5 Elect Director Linda A. Goodspeed For For Management
6 Elect Director Thomas E. Hoaglin For For Management
7 Elect Director Michael G. Morris For For Management
8 Elect Director Richard C. Notebaert For For Management
9 Elect Director Lionel L. Nowell, III For For Management
10 Elect Director Richard L. Sandor For For Management
11 Elect Director Sara Martinez Tucker For For Management
12 Elect Director John F. Turner For For Management
13 Approve Executive Incentive Bonus Plan For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: APR 30, 2012 Meeting Type: Annual
Record Date: MAR 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Barshefsky For For Management
1.2 Elect Director U.M. Burns For For Management
1.3 Elect Director K.I. Chenault For For Management
1.4 Elect Director P. Chernin For For Management
1.5 Elect Director T.J. Leonsis For For Management
1.6 Elect Director J. Leschly For For Management
1.7 Elect Director R.C. Levin For For Management
1.8 Elect Director R.A. McGinn For For Management
1.9 Elect Director E.D. Miller For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.D. Walter For For Management
1.12 Director R.A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide for Cumulative Voting Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2012 Meeting Type: Annual
Record Date: DEC 27, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Timothy D. Cook For For Management
1.3 Elect Director Millard S. Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert A. Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur D. Levinson For For Management
1.8 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Conflict of Interest Report Against Abstain Shareholder
5 Advisory Vote to Ratify Directors' Against Against Shareholder
Compensation
6 Report on Political Contributions Against Abstain Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 06, 2012 Meeting Type: Annual
Record Date: JAN 11, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aart J. de Geus For For Management
2 Elect Director Stephen R. Forrest For For Management
3 Elect Director Thomas J. Iannotti For For Management
4 Elect Director Susan M. James For For Management
5 Elect Director Alexander A. Karsner For For Management
6 Elect Director Gerhard H. Parker For For Management
7 Elect Director Dennis D. Powell For For Management
8 Elect Director Willem P. Roelandts For For Management
9 Elect Director James E. Rogers For For Management
10 Elect Director Michael R. Splinter For For Management
11 Elect Director Robert H. Swan For For Management
12 Amend Omnibus Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASHLAND INC.
Ticker: ASH Security ID: 044209104
Meeting Date: JAN 26, 2012 Meeting Type: Annual
Record Date: DEC 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roger W. Hale For For Management
2 Elect Director Vada O. Manager For For Management
3 Elect Director George A. Schaefer, Jr. For For Management
4 Elect Director John F. Turner For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 27, 2012 Meeting Type: Annual
Record Date: FEB 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect DirectorJames H. Blanchard For For Management
5 Elect DirectorJaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director John B. McCoy For For Management
9 Elect Director Joyce M. Roche For For Management
10 Elect Director Matthew K. Rose For For Management
11 Elect Director Laura D'Andrea Tyson For For Management
12 Ratification Of Appointment Of For For Management
Independent Auditors.
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Provide Right to Act by Written Consent For For Management
15 Report on Political Contributions Against Abstain Shareholder
16 Commit to Wireless Network Neutrality Against Abstain Shareholder
17 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: MAR 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Martin S. Craighead For For Management
1.4 Elect Director Chad C. Deaton For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director J. W. Stewart For For Management
1.12 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 09, 2012 Meeting Type: Annual
Record Date: MAR 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh D. Ambani For For Management
2 Elect Director Susan S. Bies For For Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director Monica C. Lozano For For Management
8 Elect Director Thomas J. May For For Management
9 Elect Director Brian T. Moynihan For For Management
10 Elect Director Donald E. Powell For For Management
11 Elect Director Charles O. Rossotti For Against Management
12 Elect Director Robert W. Scully For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Ratify Auditors For For Management
15 Disclose Prior Government Service Against Abstain Shareholder
16 Report on Lobbying Payments and Policy Against Abstain Shareholder
17 Stock Retention/Holding Period Against For Shareholder
18 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
19 Prohibit Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 08, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard D. Fairbank For For Management
2 Elect Director Peter E. Raskind For For Management
3 Elect Director Bradford H. Warner For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 30, 2012 Meeting Type: Annual
Record Date: APR 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Linnet F. Deily For For Management
2 Elect Director Robert E. Denham For For Management
3 Elect Director Chuck Hagel For For Management
4 Elect Director Enrique Hernandez, Jr. For For Management
5 Elect Director George L. Kirkland For For Management
6 Elect Director Charles W. Moorman, IV For For Management
7 Elect Director Kevin W. Sharer For For Management
8 Elect Director John G. Stumpf For For Management
9 Elect Director Ronald D. Sugar For For Management
10 Elect Director Carl Ware For For Management
11 Elect Director John S. Watson For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Remove Exclusive Venue Provision Against For Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Report on Lobbying Payments and Policy Against Abstain Shareholder
17 Adopt Guidelines for Country Selection Against Abstain Shareholder
18 Report on Hydraulic Fracturing Risks Against Abstain Shareholder
to Company
19 Report on Accident Risk Reduction Against Abstain Shareholder
Efforts
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
21 Request Director Nominee with Against Abstain Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 07, 2011 Meeting Type: Annual
Record Date: OCT 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Arun Sarin For For Management
11 Elect Director Steven M. West For For Management
12 Elect Director Jerry Yang For For Management
13 Amend Omnibus Stock Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency One Year Three Years Management
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
18 Report on Internet Fragmentation Against Abstain Shareholder
19 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: FEB 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Franz B. Humer For For Management
2 Elect Director Robert L. Joss For For Management
3 Elect Director Michael E. O'Neill For For Management
4 Elect Director Vikram S. Pandit For For Management
5 Elect Director Lawrence R. Ricciardi For For Management
6 Elect Director Judith Rodin For For Management
7 Elect Director Robert L. Ryan For For Management
8 Elect Director Anthony M. Santomero For For Management
9 Elect Director Joan E. Spero For For Management
10 Elect Director Diana L. Taylor For For Management
11 Elect Director William S. Thompson, Jr. For For Management
12 Elect Director Ernesto Zedillo Ponce For For Management
de Leon
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Disclose Prior Government Service Against Abstain Shareholder
17 Report on Political Contributions and Against Abstain Shareholder
Lobbying Expenditures
18 Stock Retention/Holding Period Against For Shareholder
19 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: FEB 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Orrin H. Ingram, II For For Management
1.6 Elect Director Thomas H. Johnson For For Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For For Management
1.9 Elect Director Garry Watts For For Management
1.10 Elect Director Curtis R. Welling For For Management
1.11 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: MAR 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Joseph J. Collins For Withhold Management
1.4 Elect Director J. Michael Cook For For Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Eduardo G. Mestre For For Management
1.8 Elect Director Brian L. Roberts For For Management
1.9 Elect Director Ralph J. Roberts For For Management
1.10 Elect Director Johnathan A. Rodgers For For Management
1.11 Elect Director Judith Rodin For Withhold Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Restore or Provide for Cumulative Against For Shareholder
Voting
6 Require Independent Board Chairman Against For Shareholder
7 Stock Retention/Holding Period Against For Shareholder
8 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 09, 2012 Meeting Type: Annual
Record Date: MAR 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Armitage For For Management
2 Elect Director Richard H. Auchinleck For For Management
3 Elect Director James E. Copeland, Jr. For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Ruth R. Harkin For For Management
6 Elect Director Ryan M. Lance For For Management
7 Elect Director Mohd H. Marican For For Management
8 Elect Director Harold W. McGraw, III For For Management
9 Elect Director James J. Mulva For For Management
10 Elect Director Robert A. Niblock For For Management
11 Elect Director Harald J. Norvik For For Management
12 Elect Director William K. Reilly For For Management
13 Elect Director Victoria J. Tschinkel For For Management
14 Elect Director Kathryn C. Turner For For Management
15 Elect Director William E. Wade, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
18 Adopt Policy to Address Coastal Against Abstain Shareholder
Louisiana Environmental Impacts
19 Report on Accident Risk Reduction Against Abstain Shareholder
Efforts
20 Report on Lobbying Payments and Policy Against Abstain Shareholder
21 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
22 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: FEB 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Seely Brown For For Management
2 Elect Director Stephanie A. Burns For For Management
3 Elect Director John A. Canning, Jr. For For Management
4 Elect Director Richard T. Clark For For Management
5 Elect Director James B. Flaws For For Management
6 Elect Director Gordon Gund For For Management
7 Elect Director Kurt M. Landgraf For For Management
8 Elect Director Deborah D. Rieman For For Management
9 Elect Director H. Onno Ruding For For Management
10 Elect Director Mark S. Wrighton For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
13 Approve Omnibus Stock Plan For For Management
14 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
COVIDIEN PUBLIC LIMITED COMPANY
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 13, 2012 Meeting Type: Annual
Record Date: JAN 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jose E. Almeida For For Management
2 Elect Director Craig Arnold For For Management
3 Elect Director Robert H. Brust For For Management
4 Elect Director John M. Connors, Jr For For Management
5 Elect Director Christopher J. Coughlin For For Management
6 Elect Director Timothy M. Donahue For For Management
7 Elect Director Randall J. Hogan, III For For Management
8 Elect Director Martin D. Madaus For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director Joseph A. Zaccagnino For For Management
11 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Authorize Open-Market Purchases of For For Management
Ordinary Shares
14 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
15 Amend Articles of Association to For For Management
Provide for Escheatment under U.S. Law
16 Amend Articles of Association to Allow For For Management
Board to Declare Non-Cash Dividends
--------------------------------------------------------------------------------
DELL INC.
Ticker: DELL Security ID: 24702R101
Meeting Date: JUL 15, 2011 Meeting Type: Annual
Record Date: MAY 20, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Breyer For Withhold Management
1.2 Elect Director Donald J. Carty For For Management
1.3 Elect Director Michael S. Dell For For Management
1.4 Elect Director William H. Gray, III For For Management
1.5 Elect Director Gerald J. Kleisterlee For For Management
1.6 Elect Director Thomas W. Luce, III For For Management
1.7 Elect Director Klaus S. Luft For For Management
1.8 Elect Director Alex J. Mandl For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director H. Ross Perot, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Require Independent Board Chairman Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Approve Declaration of Dividends Against Against Shareholder
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 06, 2012 Meeting Type: Annual
Record Date: APR 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Amend Omnibus Stock Plan For For Management
7 Report on Lobbying Payments and Policy Against Abstain Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 18, 2012 Meeting Type: Annual
Record Date: FEB 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeffrey S. Aronin For For Management
2 Elect Director Mary K. Bush For For Management
3 Elect Director Gregory C. Case For For Management
4 Elect Director Robert M. Devlin For For Management
5 Elect Director Cynthia A. Glassman For For Management
6 Elect Director Richard H. Lenny For For Management
7 Elect Director Thomas G. Maheras For For Management
8 Elect Director Michael H. Moskow For For Management
9 Elect Director David W. Nelms For For Management
10 Elect Director E. Follin Smith For For Management
11 Elect Director Lawrence A.Weinbach For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 02, 2012 Meeting Type: Annual
Record Date: MAR 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Clayton For Withhold Management
1.2 Elect Director James DeFranco For Withhold Management
1.3 Elect Director Cantey M. Ergen For Withhold Management
1.4 Elect Director Charles W. Ergen For Withhold Management
1.5 Elect Director Steven R. Goodbarn For Withhold Management
1.6 Elect Director Gary S. Howard For Withhold Management
1.7 Elect Director David K. Moskowitz For Withhold Management
1.8 Elect Director Tom A. Ortolf For Withhold Management
1.9 Elect Director Carl E. Vogel For Withhold Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 25, 2012 Meeting Type: Annual
Record Date: FEB 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director Eleuthere I. Du Pont For For Management
8 Elect Director Marillyn A. Hewson For For Management
9 Elect Director Lois D. Juliber For For Management
10 Elect Director Ellen J. Kullman For For Management
11 Elect Director Lee M. Thomas For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Require Independent Board Chairman Against For Shareholder
15 Report on Pay Disparity Against Abstain Shareholder
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: MAR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jagjeet S. Bindra For For Management
2 Elect Director Vanessa C.L. Chang For For Management
3 Elect Director France A. Cordova For For Management
4 Elect Director Theodore F. Craver, Jr. For For Management
5 Elect Director Charles B. Curtis For For Management
6 Elect Director Bradford M. Freeman For For Management
7 Elect Director Luis G. Nogales For For Management
8 Elect Director Ronald L. Olson For For Management
9 Elect Director Richard T. Schlosberg, For For Management
III
10 Elect Director Thomas C. Sutton For For Management
11 Elect Director Peter J. Taylor For For Management
12 Elect Director Brett White For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: NOV 17, 2011 Meeting Type: Special
Record Date: OCT 07, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 02, 2012 Meeting Type: Annual
Record Date: FEB 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director Christopher M. Crane For For Management
3 Elect Director M. Walter D'Alessio For For Management
4 Elect Director Nicholas DeBenedictis For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow, Ph. D. For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms, Ph. D. For For Management
11 Elect Director William C. Richardson, For For Management
Ph. D.
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Elect Director Ann C. Berzin For For Management
18 Elect Director Yves C. de Balmann For For Management
19 Elect Director Robert J. Lawless For For Management
20 Elect Director Mayo A. Shattuck III For For Management
21 Ratify Auditors For For Management
22 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 30, 2012 Meeting Type: Annual
Record Date: APR 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director H.H. Fore For For Management
1.6 Elect Director K.C. Frazier For For Management
1.7 Elect Director W.W. George For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.S. Reinemund For For Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Report on Political Contributions Against Abstain Shareholder
7 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
8 Report on Hydraulic Fracturing Risks Against Abstain Shareholder
to Company
9 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: FEB 29, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director Emerson L. Brumback For For Management
1.5 Elect Director James P. Hackett For For Management
1.6 Elect Director Gary R. Heminger For For Management
1.7 Elect Director Jewell D. Hoover For For Management
1.8 Elect Director William M. Isaac For For Management
1.9 Elect Director Kevin T. Kabat For For Management
1.10 Elect Director Mitchel D. Livingston For For Management
1.11 Elect Director Michael B. McCallister For For Management
1.12 Elect Director Hendrik G. Meijer For For Management
1.13 Elect Director John J. Schiff, Jr. For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAR 14, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For For Management
4 Elect Director Edsel B. Ford II For For Management
5 Elect Director William Clay Ford, Jr. For For Management
6 Elect Director Richard A. Gephardt For For Management
7 Elect Director James H. Hance, Jr. For For Management
8 Elect Director William W. Helman IV For For Management
9 Elect Director Irvine O. Hockaday, Jr. For For Management
10 Elect Director Jon M. Huntsman, Jr. For For Management
11 Elect Director Richard A. Manoogian For Against Management
12 Elect Director Ellen R. Marram For For Management
13 Elect Director Alan Mulally For For Management
14 Elect Director Homer A. Neal For For Management
15 Elect Director Gerald L. Shaheen For For Management
16 Elect Director John L. Thornton For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Provide for Cumulative Voting Against For Shareholder
20 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 25, 2012 Meeting Type: Annual
Record Date: FEB 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director Ann M. Fudge For For Management
4 Elect Director Susan Hockfield For For Management
5 Elect Director Jeffrey R. Immelt For For Management
6 Elect Director Andrea Jung For For Management
7 Elect Director Alan G. Lafley For For Management
8 Elect Director Robert W. Lane For For Management
9 Elect Director Ralph S. Larsen For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director James J. Mulva For For Management
12 Elect Director Sam Nunn For For Management
13 Elect Director Roger S. Penske For For Management
14 Elect Director Robert J. Swieringa For For Management
15 Elect Director James S. Tisch For For Management
16 Elect Director Douglas A. Warner, III For For Management
17 Ratify Auditors For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Amend Omnibus Stock Plan For For Management
20 Approve Material Terms of Senior For For Management
Officer Performance Goals
21 Provide for Cumulative Voting Against For Shareholder
22 Phase Out Nuclear Activities Against Abstain Shareholder
23 Require Independent Board Chairman Against Against Shareholder
24 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: JUN 21, 2012 Meeting Type: Annual
Record Date: APR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Authorize a New Class of Common Stock For Against Management
4 Increase Authorized Common Stock For Against Management
5 Amend Charter to Provide For Class A For For Management
Common Holders to Receive Equal
Consideration as Class B Common
Holders in event of any Merger,
Consolidation or Business Combination
6 Approve Omnibus Stock Plan For Against Management
7 Approve Omnibus Stock Plan For Against Management
8 Adopt Proxy Statement Reporting on Against Abstain Shareholder
Political Contributions and Advisory
Vote
9 Amend Articles Regarding Arbitration Against Against Shareholder
of Shareholder Lawsuits
10 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 02, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J.B. Hess For For Management
2 Elect Director S.W. Bodman For For Management
3 Elect Director R. Lavizzo Mourey For For Management
4 Elect Director C.G. Matthews For For Management
5 Elect Director E.H. Von Metzsch For For Management
6 Ratify Auditors For For Management
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Amend Omnibus Stock Plan For For Management
9 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 21, 2012 Meeting Type: Annual
Record Date: JAN 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc L. Andreessen For For Management
2 Elect Director Shumeet Banerji For For Management
3 Elect Director Rajiv L. Gupta For For Management
4 Elect Director John H. Hammergren For For Management
5 Elect Director Raymond. J. Lane For For Management
6 Elect Director Ann M. Livermore For For Management
7 Elect Director G. M. Reiner For For Management
8 Elect Director Patricia. F. Russo For For Management
9 Elect Director G. Kennedy Thompson For For Management
10 Elect Director Margaret C. Whitman For For Management
11 Elect Director Ralph. V. Whitworth For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Adopt Retention Ratio for Executives Against For Shareholder
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2012 Meeting Type: Annual
Record Date: FEB 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gordon M. Bethune For For Management
2 Elect Director Kevin Burke For For Management
3 Elect Director Jaime Chico Pardo For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director D. Scott Davis For For Management
6 Elect Director Linnet F. Deily For For Management
7 Elect Director Judd Gregg For For Management
8 Elect Director Clive R. Hollick For For Management
9 Elect Director George Paz For For Management
10 Elect Director Bradley T. Sheares For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Require Independent Board Chairman Against For Shareholder
14 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 17, 2012 Meeting Type: Annual
Record Date: MAR 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Andy D. Bryant For For Management
3 Elect Director Susan L. Decker For For Management
4 Elect Director John J. Donahoe For For Management
5 Elect Director Reed E. Hundt For For Management
6 Elect Director Paul S. Otellini For For Management
7 Elect Director James D. Plummer For For Management
8 Elect Director David S. Pottruck For For Management
9 Elect Director Frank D. Yeary For For Management
10 Elect Director David B. Yoffie For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Adopt Proxy Statement Reporting on Against Abstain Shareholder
Political Contributions and Advisory
Vote
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 07, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David J. Bronczek For For Management
2 Elect Director Ahmet C. Dorduncu For For Management
3 Elect Director John V. Faraci For For Management
4 Elect Director Stacey J. Mobley For For Management
5 Elect Director Joan E. Spero For For Management
6 Elect Director John L. Townsend, Iii For For Management
7 Elect Director John F. Turner For For Management
8 Elect Director William G. Walter For For Management
9 Elect Director J. Steven Whisler For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: FEB 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Cullen For For Management
3 Elect Director Ian E.l. Davis For For Management
4 Elect Director Alex Gorsky For For Management
5 Elect Director Michael M.e. Johns For For Management
6 Elect Director Susan L. Lindquist For For Management
7 Elect Director Anne M. Mulcahy For For Management
8 Elect Director Leo F. Mullin For For Management
9 Elect Director William D. Perez For For Management
10 Elect Director Charles Prince For For Management
11 Elect Director David Satcher For For Management
12 Elect Director William C. Weldon For For Management
13 Elect Director Ronald A. Williams For For Management
14 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
15 Approve Omnibus Stock Plan For For Management
16 Ratify Auditors For For Management
17 Require Independent Board Chairman Against For Shareholder
18 Require Shareholder Vote to Approve Against Abstain Shareholder
Political Contributions
19 Adopt Animal-Free Training Methods Against Abstain Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 15, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James A. Bell For For Management
2 Elect Director Crandall C. Bowles For For Management
3 Elect Director Stephen B. Burke For For Management
4 Elect Director David M. Cote For For Management
5 Elect Director James S. Crown For For Management
6 Elect Director James Dimon For For Management
7 Elect Director Timothy P. Flynn For For Management
8 Elect Director Ellen V. Futter For For Management
9 Elect Director Laban P. Jackson, Jr. For For Management
10 Elect Director Lee R. Raymond For For Management
11 Elect Director William C. Weldon For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Affirm Political Non-Partisanship Against Abstain Shareholder
15 Require Independent Board Chairman Against For Shareholder
16 Report on Loan Modifications Against Against Shareholder
17 Report on Political Contributions Against Abstain Shareholder
18 Institute Procedures to Prevent Against Abstain Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
19 Provide Right to Act by Written Consent Against For Shareholder
20 Stock Retention Against For Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 10, 2012 Meeting Type: Annual
Record Date: MAR 07, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director John E. Schlifske For For Management
8 Elect Director Frank V. Sica For For Management
9 Elect Director Peter M. Sommerhauser For For Management
10 Elect Director Stephanie A. Streeter For For Management
11 Elect Director Nina G. Vaca For For Management
12 Elect Director Stephen E. Watson For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Adopt Policy on Ending Use of Animal Against Abstain Shareholder
Fur in Products
16 Adopt Policy on Succession Planning Against For Shareholder
17 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 22, 2012 Meeting Type: Annual
Record Date: MAR 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Kenneth C. Frazier For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director William B. Harrison Jr. For For Management
6 Elect Director C. Robert Kidder For For Management
7 Elect Director Rochelle B. Lazarus For For Management
8 Elect Director Carlos E. Represas For For Management
9 Elect Director Patricia F. Russo For For Management
10 Elect Director Craig B. Thompson For For Management
11 Elect Director Wendell P. Weeks For For Management
12 Elect Director Peter C. Wendell For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Provide Right to Act by Written Consent Against For Shareholder
16 Amend Bylaws -- Call Special Meetings Against For Shareholder
17 Report on Charitable and Political Against Abstain Shareholder
Contributions
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: MAR 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Keane For For Management
1.2 Elect Director Catherine R. Kinney For For Management
1.3 Elect Director Hugh B. Price For For Management
1.4 Elect Director Kenton J. Sicchitano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 15, 2011 Meeting Type: Annual
Record Date: SEP 02, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates, III For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria M. Klawe For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For Management
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year Three Years Management
12 Ratify Auditors For For Management
13 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Environmental
Sustainability
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 15, 2012 Meeting Type: Annual
Record Date: MAR 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director C. Robert Kidder For For Management
6 Elect Director Klaus Kleinfeld For For Management
7 Elect Director Donald T. Nicolaisen For For Management
8 Elect Director Hutham S. Olayan For For Management
9 Elect Director James W. Owens For For Management
10 Elect Director O. Griffith Sexton For For Management
11 Elect Director Ryosuke Tamakoshi For For Management
12 Elect Director Masaaki Tanaka For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Amend Omnibus Stock Plan For Against Management
16 Amend Non-Employee Director Restricted For For Management
Stock Plan
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 25, 2012 Meeting Type: Annual
Record Date: MAR 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sherry S. Barrat For For Management
2 Elect Director Robert M. Beall, Ii For For Management
3 Elect Director James L. Camaren For For Management
4 Elect Director Kenneth B. Dunn For For Management
5 Elect Director J. Brian Ferguson For For Management
6 Elect Director Lewis Hay, Iii For For Management
7 Elect Director Toni Jennings For For Management
8 Elect Director Oliver D. Kingsley, Jr. For For Management
9 Elect Director Rudy E. Schupp For For Management
10 Elect Director William H. Swanson For For Management
11 Elect Director Michael H. Thaman For For Management
12 Elect Director Hansel E. Tookes, Ii For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 04, 2012 Meeting Type: Annual
Record Date: MAR 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Spencer Abraham For For Management
2 Elect Director Howard I. Atkins For For Management
3 Elect Director Stephen I. Chazen For For Management
4 Elect Director Edward P. Djerejian For For Management
5 Elect Director John E. Feick For For Management
6 Elect Director Margaret M. Foran For For Management
7 Elect Director Carlos M. Gutierrez For For Management
8 Elect Director Ray R. Irani For For Management
9 Elect Director Avedick B. Poladian For For Management
10 Elect Director Aziz D. Syriani For For Management
11 Elect Director Rosemary Tomich For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Ratify Auditors For For Management
14 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 02, 2012 Meeting Type: Annual
Record Date: MAR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Indra K. Nooyi For For Management
8 Elect Director Sharon Percy Rockefeller For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Lloyd G. Trotter For For Management
11 Elect Director Daniel Vasella For For Management
12 Elect Director Alberto Weisser For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Amend Omnibus Stock Plan For For Management
16 Report on Lobbying Payments and Policy Against Abstain Shareholder
17 Establish Risk Oversight Committee Against Against Shareholder
18 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 26, 2012 Meeting Type: Annual
Record Date: FEB 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director M. Anthony Burns For For Management
3 Elect Director W. Don Cornwell For For Management
4 Elect Director Frances D. Fergusson For For Management
5 Elect Director William H. Gray, III For For Management
6 Elect Director Helen H. Hobbs For For Management
7 Elect Director Constance J. Horner For For Management
8 Elect Director James M. Kilts For For Management
9 Elect Director George A. Lorch For For Management
10 Elect Director John P. Mascotte For For Management
11 Elect Director Suzanne Nora Johnson For For Management
12 Elect Director Ian C. Read For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director Marc Tessier-Lavigne For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
17 Publish Political Contributions Against Abstain Shareholder
18 Provide Right to Act by Written Consent Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Non-Employee Director Compensation Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 09, 2012 Meeting Type: Annual
Record Date: MAR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Harold Brown For For Management
2 Elect Director Mathis Cabiallavetta For For Management
3 Elect DirectorLouis C. Camilleri For For Management
4 Elect DirectorJ. Dudley Fishburn For For Management
5 Elect DirectorJennifer Li For For Management
6 Elect Director Graham Mackay For For Management
7 Elect Director Sergio Marchionne For For Management
8 Elect Director Kalpana Morparia For For Management
9 Elect DirectorLucio A. Noto For For Management
10 Elect DirectorRobert B. Polet For For Management
11 Elect DirectorCarlos Slim Helu For For Management
12 Elect DirectorStephen M. Wolf For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Approve Restricted Stock Plan For For Management
16 Require Independent Board Chairman Against Against Shareholder
17 Establish Ethics Committee to Review Against Abstain Shareholder
Marketing Activities
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: FEB 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Albert R. Gamper, Jr. For For Management
2 Elect Director Conrad K. Harper For For Management
3 Elect Director William V. Hickey For For Management
4 Elect Director Ralph Izzo For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director David Lilley For For Management
7 Elect Director Thomas A. Renyi For For Management
8 Elect Director Hak Cheol Shin For For Management
9 Elect Director Richard J. Swift For For Management
10 Elect Director Susan Tomasky For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 31, 2012 Meeting Type: Annual
Record Date: APR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Morten Arntzen as Director For For Management
2 Elect Bernard W. Aronson as Director For For Management
3 Elect Richard D. Fain as Director For For Management
4 Elect Ann S. Moore as Director For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
7 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 22, 2012 Meeting Type: Annual
Record Date: MAR 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lewis E. Epley, Jr. For For Management
2 Elect Director Robert L. Howard For For Management
3 Elect Director Catherine A. Kehr For For Management
4 Elect Director Greg D. Kerley For For Management
5 Elect Director Harold M. Korell For For Management
6 Elect Director Vello A. Kuuskraa For For Management
7 Elect Director Kenneth R. Mourton For For Management
8 Elect Director Steven L. Mueller For For Management
9 Elect Director Charles E. Scharlau For For Management
10 Elect Director Alan H. Stevens For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 16, 2012 Meeting Type: Annual
Record Date: MAR 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kennett F. Burnes For For Management
2 Elect Director Peter Coym For For Management
3 Elect Director Patrick De Saint-Aignan For For Management
4 Elect Director Amellia C. Fawcett For For Management
5 Elect Director David P. Gruber For For Management
6 Elect Director Linda A. Hill For For Management
7 Elect Director Joseph L. Hooley For For Management
8 Elect Director Robert S. Kaplan For For Management
9 Elect Director Richard P. Sergel For For Management
10 Elect Director Ronald L. Skates For For Management
11 Elect Director Gregory L. Summe For For Management
12 Elect Director Robert E. Weissman For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Amend Omnibus Stock Plan For For Management
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: MAR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard E. Cox, Jr. For For Management
1.2 Elect Director S.M. Datar For For Management
1.3 Elect Director Roch Doliveux For For Management
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Allan C. Golston For For Management
1.6 Elect Director Howard L. Lance For For Management
1.7 Elect Director William U. Parfet For For Management
1.8 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 13, 2012 Meeting Type: Annual
Record Date: APR 16, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Calvin Darden For For Management
1.3 Elect Director Mary N. Dillon For For Management
1.4 Elect Director James A. Johnson For For Management
1.5 Elect Director Mary E. Minnick For For Management
1.6 Elect Director Anne M. Mulcahy For For Management
1.7 Elect Director Derica W. Rice For For Management
1.8 Elect Director Stephen W. Sanger For For Management
1.9 Elect Director Gregg W. Steinhafel For For Management
1.10 Elect Director John G. Stumpf For For Management
1.11 Elect Director Solomon D. Trujillo For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Electronics Recycling and Against Abstain Shareholder
Preventing E-Waste Export
6 Prohibit Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 19, 2011 Meeting Type: Annual
Record Date: AUG 10, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2.1 Elect Chaim Hurvitz as Director For For Management
2.2 Elect Ory Slonim as Director For For Management
2.3 Elect Dan Suesskind as Director For For Management
3.1 Elect Joseph Nitzani as External For For Management
Director and Approve His Remuneration
3.2 Elect Dafna Schwartz as External For For Management
Director and Approve Her Remuneration
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Director/Officer Liability and For For Management
Indemnification Insurance
6.1 Amend Remuneration of Vice Chairman For For Management
6.2 Approve Reimbursement of Expenses of For For Management
Board Chairman
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: MAR 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zoe Baird Budinger For For Management
2 Elect Director Sheila P. Burke For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director John D. Finnegan For For Management
5 Elect Director Lawrence W. Kellner For For Management
6 Elect Director Martin G. McGuinn For For Management
7 Elect Director Lawrence M. Small For For Management
8 Elect Director Jess Soderberg For For Management
9 Elect Director Daniel E. Somers For For Management
10 Elect Director James M. Zimmerman For For Management
11 Elect Director Alfred W. Zollar For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Adopt Proxy Statement Reporting on Against Abstain Shareholder
Political Contributions and Advisory
Vote
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 24, 2012 Meeting Type: Annual
Record Date: MAR 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director James A. Johnson For For Management
8 Elect Director Lakshmi N. Mittal For For Management
9 Elect Director James J. Schiro For For Management
10 Elect Director Debora L. Spar For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
13 Provide for Cumulative Voting Against For Shareholder
14 Stock Retention/Holding Period Against For Shareholder
15 Report on Lobbying Payments and Policy Against Abstain Shareholder
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: JAN 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard O. Berndt For For Management
2 Elect Director Charles E. Bunch For For Management
3 Elect Director Paul W. Chellgren For For Management
4 Elect Director Kay Coles James For For Management
5 Elect Director Richard B. Kelson For For Management
6 Elect Director Bruce C. Lindsay For For Management
7 Elect Director Anthony A. Massaro For For Management
8 Elect Director Jane G. Pepper For For Management
9 Elect Director James E. Rohr For For Management
10 Elect Director Donald J. Shepard For For Management
11 Elect Director Lorene K. Steffes For For Management
12 Elect Director Dennis F. Strigl For For Management
13 Elect Director Thomas J. Usher For For Management
14 Elect Director George H. Walls, Jr. For For Management
15 Elect Director Helge H. Wehmeier For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 11, 2011 Meeting Type: Annual
Record Date: AUG 12, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Angela F. Braly For For Management
2 Elect Director Kenneth I. Chenault For For Management
3 Elect Director Scott D. Cook For For Management
4 Elect Director Susan Desmond-Hellmann For For Management
5 Elect Director Robert A. McDonald For For Management
6 Elect Director W. James McNerney, Jr. For For Management
7 Elect Director Johnathan A. Rodgers For For Management
8 Elect Director Margaret C. Whitman For For Management
9 Elect Director Mary Agnes Wilderotter For For Management
10 Elect Director Patricia A. Woertz For For Management
11 Elect Director Ernesto Zedillo For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year Three Years Management
15 Amend Articles of Incorporation For For Management
16 Provide for Cumulative Voting Against For Shareholder
17 Phase Out Use of Laboratory Animals in Against Abstain Shareholder
Pet Food Product Testing
18 Report on Political Contributions and Against Abstain Shareholder
Provide Advisory Vote
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 23, 2012 Meeting Type: Annual
Record Date: MAR 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan L. Beller For For Management
2 Elect Director John H. Dasburg For For Management
3 Elect Director Janet M. Dolan For For Management
4 Elect Director Kenneth M. Duberstein For For Management
5 Elect Director Jay S. Fishman For For Management
6 Elect Director Lawrence G. Graev For For Management
7 Elect Director Patricia L. Higgins For For Management
8 Elect Director Thomas R. Hodgson For For Management
9 Elect Director William J. Kane For For Management
10 Elect Director Cleve L. Killingsworth, For For Management
Jr.
11 Elect Director Donald J. Shepard For For Management
12 Elect Director Laurie J. Thomsen For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 15, 2012 Meeting Type: Annual
Record Date: MAR 22, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Robert C. Clark For For Management
6 Elect Director Mathias Dopfner For For Management
7 Elect Director Jessica P. Einhorn For For Management
8 Elect Director Fred Hassan For For Management
9 Elect Director Kenneth J. Novack For For Management
10 Elect Director Paul D. Wachter For For Management
11 Elect Director Deborah C. Wright For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 17, 2012 Meeting Type: Annual
Record Date: FEB 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Douglas M. Baker, Jr. For For Management
2 Elect Director Y. Marc Belton For For Management
3 Elect Director Victoria Buyniski For For Management
Gluckman
4 Elect Director Arthur D. Collins, Jr. For For Management
5 Elect Director Richard K. Davis For For Management
6 Elect Director Roland A. Hernandez For For Management
7 Elect Director Joel W. Johnson For For Management
8 Elect Director Olivia F. Kirtley For For Management
9 Elect Director Jerry W. Levin For For Management
10 Elect Director David B. O'Maley For For Management
11 Elect Director O'dell M. Owens, M.D., For For Management
M.P.H.
12 Elect Director Craig D. Schnuck For For Management
13 Elect Director Patrick T. Stokes For For Management
14 Elect Director Doreen Woo Ho For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 03, 2012 Meeting Type: Annual
Record Date: MAR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director Michael J. Burns For For Management
3 Elect Director D. Scott Davis For For Management
4 Elect Director Stuart E. Eizenstat For For Management
5 Elect Director Michael L. Eskew For For Management
6 Elect Director William R. Johnson For For Management
7 Elect Director Candace Kendle For For Management
8 Elect Director Ann M. Livermore For For Management
9 Elect Director Rudy H.P. Markham For For Management
10 Elect Director Clark T. Randt, Jr. For For Management
11 Elect Director John W. Thompson For For Management
12 Elect Director Carol B. Tome For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock For For Management
Purchase Plan
16 Report on Lobbying Contributions and Against Abstain Shareholder
Expenses
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 11, 2012 Meeting Type: Annual
Record Date: FEB 15, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Louis R. Chenevert For For Management
2 Elect Director John V. Faraci For For Management
3 Elect Director Jean-Pierre Garnier, Ph. For For Management
D.
4 Elect Director Jamie S. Gorelick For For Management
5 Elect Director Edward A. Kangas For For Management
6 Elect Director Ellen J. Kullman For For Management
7 Elect Director Richard D. McCormick For For Management
8 Elect Director Harold McGraw, III For For Management
9 Elect Director Richard B. Myers For For Management
10 Elect Director H. Patrick Swygert For For Management
11 Elect Director Andre Villeneuve For For Management
12 Elect Director Christine Todd Whitman For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 04, 2012 Meeting Type: Annual
Record Date: APR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Rodger A. Lawson For For Management
7 Elect Director Douglas W. Leatherdale For For Management
8 Elect Director Glenn M. Renwick For For Management
9 Elect Director Kenneth I. Shine For For Management
10 Elect Director Gail R. Wilensky For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
13 Report on Lobbying Payments and Policy Against Abstain Shareholder
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 16, 2012 Meeting Type: Annual
Record Date: MAR 21, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Other Business For Against Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 03, 2012 Meeting Type: Annual
Record Date: MAR 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard L. Carrion For For Management
2 Elect Director Melanie L. Healey For For Management
3 Elect Director M. Frances Keeth For For Management
4 Elect Director Robert W. Lane For For Management
5 Elect Director Lowell C. McAdam For For Management
6 Elect Director Sandra O. Moose For For Management
7 Elect Director Joseph Neubauer For For Management
8 Elect Director Donald T. Nicolaisen For For Management
9 Elect Director Clarence Otis, Jr. For For Management
10 Elect Director Hugh B. Price For For Management
11 Elect Director Rodney E. Slater For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Disclose Prior Government Service Against Abstain Shareholder
15 Report on Lobbying Payments and Policy Against Abstain Shareholder
16 Performance-Based and/or Time-Based Against For Shareholder
Equity Awards
17 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
18 Provide Right to Act by Written Consent Against For Shareholder
19 Commit to Wireless Network Neutrality Against Abstain Shareholder
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 26, 2011 Meeting Type: Annual
Record Date: JUN 03, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Gerard Kleisterlee as Director For For Management
3 Re-elect John Buchanan as Director For For Management
4 Re-elect Vittorio Colao as Director For For Management
5 Re-elect Michel Combes as Director For For Management
6 Re-elect Andy Halford as Director For For Management
7 Re-elect Stephen Pusey as Director For For Management
8 Elect Renee James as Director For For Management
9 Re-elect Alan Jebson as Director For For Management
10 Re-elect Samuel Jonah as Director For For Management
11 Re-elect Nick Land as Director For For Management
12 Re-elect Anne Lauvergeon as Director For For Management
13 Re-elect Luc Vandevelde as Director For For Management
14 Re-elect Anthony Watson as Director For For Management
15 Re-elect Philip Yea as Director For For Management
16 Approve Final Dividend For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity with For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Market Purchase For For Management
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 24, 2012 Meeting Type: Annual
Record Date: FEB 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker, II For For Management
2 Elect Director Elaine L. Chao For For Management
3 Elect Director John S. Chen For For Management
4 Elect Director Lloyd H. Dean For For Management
5 Elect Director Susan E. Engel For For Management
6 Elect Director Enrique Hernandez, Jr. For For Management
7 Elect Director Donald M. James For For Management
8 Elect Director Cynthia H. Milligan For For Management
9 Elect Director Nicholas G. Moore For For Management
10 Elect Director Federico F. Pena For For Management
11 Elect Director Philip J. Quigley For Against Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Management
14 Elect Director John G. Stumpf For For Management
15 Elect Director Susan G. Swenson For For Management
16 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
17 Ratify Auditors For For Management
18 Require Independent Board Chairman Against For Shareholder
19 Provide for Cumulative Voting Against For Shareholder
20 Adopt Proxy Access Right Against For Shareholder
21 Require Audit Committee Review and Against Against Shareholder
Report on Controls Related to Loans,
Foreclosure and Securitizations
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) SunAmerica Equity Funds
------------------------------------------------------------------
By (Signature and Title)* John Genoy, President
------------------------------------------------------
Date 8/24/2012
--------------------------------------------------------------------------
3