UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
"Washington, DC 20549"
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number : 811-07883
ICON Funds
Name of Registrant:
5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111"
Address of Principal Executive Offices:
Erik L Jonson 5299 DTC Blvd. Suite 1200 "Greenwood Village, CO 80111"
Name and address of agent of service:
Registrant's telephone number including area code: 303-790-1600
Date of fiscal year end: 09/30
Date of reporting period: "July 1, 2011 - June 30, 2012"
Item 1: Proxy Voting Record
Registrant : ICON Funds
Fund Name: ICON Asia-Pacific Region Fund
Reporting Period: 7/1/2011 - 6/30/2012
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 01/16/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect JIANG Chaoliang Mgmt For For For
3 Elect ZHANG Yun Mgmt For Against Against
4 Elect YANG Kun Mgmt For For For
5 Elect Anthony WU Mgmt For For For
Ting-yuk
6 Elect QIU Dong Mgmt For Against Against
7 Elect LIN Damao Mgmt For Against Against
8 Elect SHEN Bingxi Mgmt For For For
9 Elect CHENG Fengchao Mgmt For For For
10 Elect ZHAO Chao Mgmt For For For
11 Elect XIAO Shusheng Mgmt For For For
12 Elect CHE Yingxin as Mgmt For For For
Supervisor
13 Elect LIU Hong as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Agricultural Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
1288 CINS Y00289119 06/08/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Fees of Directors and Mgmt For For For
Supervisors
7 Fixed Assets Investment Mgmt For For For
Budget for
2012
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Aisin Seiki Co. Ltd.
Ticker Security ID: Meeting Date Meeting Status
7259 CINS J00714105 06/19/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Kanshiroh Toyoda Mgmt For Against Against
5 Elect Fumio Fujimori Mgmt For For For
6 Elect Shunichi Nakamura Mgmt For For For
7 Elect Shinzoh Kobuki Mgmt For For For
8 Elect Toshikazu Nagura Mgmt For For For
9 Elect Naofumi Fujie Mgmt For For For
10 Elect Takashi Morita Mgmt For For For
11 Elect Makoto Mitsuya Mgmt For For For
12 Elect Toshiyuki Ishikawa Mgmt For For For
13 Elect Takeshi Kawata Mgmt For For For
14 Elect Mutsumi Kawamoto Mgmt For For For
15 Elect Shohichiroh Toyoda Mgmt For Against Against
16 Elect Masayoshi Hotta Mgmt For For For
17 Bonus Mgmt For For For
18 Directors' Fees Mgmt For For For
________________________________________________________________________________
Alliance Financial Group Berhad
Ticker Security ID: Meeting Date Meeting Status
AFG CINS Y0034W102 07/28/2011 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Fees Mgmt For For For
4 Elect OH Chong Peng Mgmt For Against Against
5 Elect Dziauddin bin Mgmt For For For
Mahmud
6 Elect SNG Seow Wah Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Thomas MUN Lung Mgmt For For For
Lee
9 Equity Grant to SNG Mgmt For Against Against
Seow
Wah
________________________________________________________________________________
Australia and New Zealand Banking Group Limited
Ticker Security ID: Meeting Date Meeting Status
ANZ CINS Q09504137 12/16/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Equity Grant (CEO Mgmt For For For
Michael
Smith)
4 Approve UK Stapled Mgmt For For For
Securities
Buy-Back
5 Ratify Placement of Mgmt For For For
Securities
6 Elect Robert Reeves Mgmt Against Against For
7 Re-elect Peter Hay Mgmt For For For
8 Re-elect Alison Watkins Mgmt For For For
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 03/27/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Directors' and Mgmt For Abstain Against
Commissioners'
Fees
5 Report of Fund Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 08/24/2011 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 10/27/2011 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of Ayudhya Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BAY CINS Y0644Q115 03/20/2012 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Approve Meeting Minutes Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Acquisition Mgmt For For For
6 Authority to Issue Mgmt For For For
Debentures
7 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Bank of Ayudhya Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
BAY CINS Y0644Q115 04/24/2012 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Minutes Mgmt For For For
2 Directors' Report Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Mark Arnold Mgmt For For For
6 Elect Pornsanong Mgmt For For For
Tuchinda
7 Elect Virojn Mgmt For For For
Srethapramotaya
8 Elect Pongadul Mgmt For For For
Kristnaraj
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Transaction of Other Mgmt For Against Against
Business
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of China Limited
Ticker Security ID: Meeting Date Meeting Status
3988 CINS Y0698A107 01/06/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Fees of Directors and Mgmt For Against Against
Supervisors
3 Elect WANG Yongli Mgmt For For For
4 Amendments to Articles Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bank of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 07/14/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank of India
Ticker Security ID: Meeting Date Meeting Status
BOI CINS Y06949112 10/21/2011 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect P. Bhasin Mgmt For N/A N/A
4 Elect B.G. Chandre Mgmt For N/A N/A
5 Elect U.N. Kapur Mgmt For N/A N/A
6 Elect U.K. Khaitan Mgmt For Abstain Against
7 Elect P.P. Mallya Mgmt For For For
8 Elect S.P. Mangal Mgmt For N/A N/A
9 Elect M. Mukesh Mgmt For N/A N/A
10 Elect A.K. Ranade Mgmt For N/A N/A
11 Elect P.M. Sirajuddin Mgmt For For For
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/17/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
2 Elect Lindsay Maxsted Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
3 Elect Shriti Vadera Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
4 Re-elect Malcolm Mgmt For For For
Broomhead (BHP
Billiton plc and BHP
Billiton
Limited)
5 Re-elect John Buchanan Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
6 Re-elect Carlos Mgmt For For For
Cordeiro (BHP Billiton
plc and BHP Billiton
Limited)
7 Re-elect David Crawford Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
8 Re-elect Carolyn Hewson Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
9 Re-elect Marius Mgmt For For For
Kloppers (BHP Billiton
plc and BHP Billiton
Limited)
10 Re-elect Wayne Murdy Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
11 Re-elect Keith Rumble Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
12 Re-elect John Schubert Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
13 Re-elect Jacques Nasser Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
14 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees (BHP Billiton
plc)
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (BHP Billiton
plc)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (BHP Billiton
plc)
17 Authority to Repurchase Mgmt For For For
Shares (BHP Billiton
plc)
18 Remuneration Report Mgmt For For For
19 Approve Termination Mgmt For For For
Payments
(GMC)
20 Equity Grant (CEO Mgmt For For For
Marius
Kloppers)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BS Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
138930 CINS Y0997Y103 03/27/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Member: OH
Kuh
Don
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Bumi Armada Berhad
Ticker Security ID: Meeting Date Meeting Status
ARMADA CINS Y10028119 06/21/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mahamad Fathil Mgmt For For For
bin
Mahmood
3 Elect Shaharul Rezza Mgmt For For For
bin
Hassan
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Bumi Armada Berhad
Ticker Security ID: Meeting Date Meeting Status
ARMADA CINS Y10028119 06/21/2012 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Financial Mgmt For For For
Assistance
2 Authority to Issue Mgmt For For For
Shares under
Employees' Share
Option
Scheme
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of Profits and
Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SEO Jeong Jin Mgmt For For For
4 Elect LEE Kyung Ho Mgmt For For For
5 Elect KIM Dong Il Mgmt For For For
6 Elect LEE Yo Sep Mgmt For For For
7 Elect CHO Gyun Suk Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Members
(Slate)
9 Directors' Fees Mgmt For For For
10 Share Option Grants Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Chaoda Modern Agriculture (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Elect KUANG Qiao Mgmt For For For
6 Elect CHEN Jun Hua Mgmt For Against Against
7 Elect Andy CHAN Chi Po Mgmt For For For
8 Elect LIN Shun Quan Mgmt For For For
9 Directors' Fees Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Cheil Industries Inc
Ticker Security ID: Meeting Date Meeting Status
001300 CINS Y1296J102 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of Profits and
Dividends
2 Elect PARK Jong Woo Mgmt For For For
3 Elect LEE Sung Gu Mgmt For For For
4 Elect KIM Sung Jin Mgmt For Against Against
5 Elect KIM Nan Do Mgmt For For For
6 Elect KIM Sung Jin Mgmt For Against Against
7 Elect KIM Nan Do Mgmt For For For
8 Directors' Fees Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 01/16/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Hongzhang Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 08/18/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Mgmt For For For
RMB-denominated
Subordinated
Bonds
3 Elect ZHANG Huajian as Mgmt For For For
Shareholder
Representative
Supervisor
________________________________________________________________________________
China Lilang Limited
Ticker Security ID: Meeting Date Meeting Status
1234 CINS G21141109 05/03/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect WANG Dong Xing Mgmt For Against Against
6 Elect HU Cheng Chu Mgmt For For For
7 Elect WANG Ru Ping Mgmt For Against Against
8 Elect NIE Xing Mgmt For Against Against
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Longyuan Power Group Limited
Ticker Security ID: Meeting Date Meeting Status
916 CINS Y1501T101 05/18/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Final Accounts Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Budget Report Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of PRC Mgmt For For For
Auditor and Authority
to Set
Fees
8 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
9 Directors' and Mgmt For For For
Supervisors'
Fees
10 Elect HUANG Qun Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Elect LV Congmin Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Issuance of Corporate Mgmt For For For
Bonds
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Issuance of Debt Mgmt For For For
Instruments
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For Against Against
Domestic and H Shares
w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Shareholder Proposal ShrHoldr For Against Against
________________________________________________________________________________
China Mengniu Dairy Company Limited
Ticker Security ID: Meeting Date Meeting Status
2319 CINS G21096105 06/15/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Yiping Mgmt For For For
6 Elect NING Gaoning Mgmt For Against Against
7 Elect YU Xubo Mgmt For For For
8 Elect MA Jianping Mgmt For For For
9 Elect JIAO Shuge Mgmt For For For
10 Elect Julian Wolhardt Mgmt For Against Against
11 Elect XIE Tao Mgmt For Against Against
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
________________________________________________________________________________
China National Materials Company Limited
Ticker Security ID: Meeting Date Meeting Status
1893 CINS Y15048104 07/12/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHANG Hai Mgmt For For For
4 Elect TANG Baoqi Mgmt For For For
5 Appointment of Mgmt For For For
International and
Domestic Auditors and
Authority to Set
Fees
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/12/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Domestic Mgmt For For For
Corporate
Bonds
4 Authority to Issue Mgmt For For For
Domestic Corporate
Bonds
5 Type of Securities to Mgmt For For For
be
Issued
6 Issuance Size Mgmt For For For
7 Nominal Value and Issue Mgmt For For For
Price
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Mgmt For For For
Interest
Payment
11 Conversion Period Mgmt For For For
12 Determination and Mgmt For For For
Adjustment of
Conversion
Price
13 Downward Adjustment to Mgmt For For For
Conversion
Price
14 Conversion Method of Mgmt For For For
Fractional
Share
15 Redemption Terms Mgmt For For For
16 Terms of Sale Back Mgmt For For For
17 Dividend Rights of the Mgmt For For For
Year of
Conversion
18 Issuance Method and Mgmt For For For
Target
Subscribers
19 Subscription Arrangement Mgmt For For For
20 Convertible Bonds Mgmt For For For
Holders
Meetings
21 Use of Proceeds Mgmt For For For
22 Guarantee Mgmt For For For
23 Validity Period Mgmt For For For
24 Authority to Issue Mgmt For For For
Convertible
Bonds
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds
26 Use of Proceeds from Mgmt For For For
Last Issuance of
Securities
________________________________________________________________________________
China Shineway Pharmaceutical Group
Ticker Security ID: Meeting Date Meeting Status
2877 CINS G2110P100 05/30/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect XIN Yunxia Mgmt For Against Against
5 Elect SUN Liutai Mgmt For For For
6 Elect Randy HUNG King Mgmt For For For
Kuen
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
12 Allocation of Final Mgmt For For For
Dividends
13 Allocation of Special Mgmt For For For
Dividends
________________________________________________________________________________
China Zhengtong Auto Services Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1728 CINS G215A8108 05/25/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect WANG Kunpeng Mgmt For Against Against
5 Elect LIU Dongli Mgmt For For For
6 Elect CHEN Tao Mgmt For For For
7 Elect SHAO Yong Jun Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
CJ CheilJedang Corp.
Ticker Security ID: Meeting Date Meeting Status
097950 CINS Y1661W134 07/08/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect KIM Chul Ha Mgmt For For For
________________________________________________________________________________
Coca-Cola Amatil Limited
Ticker Security ID: Meeting Date Meeting Status
CCL CINS Q2594P146 05/15/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Gonski Mgmt For For For
4 Re-elect Geoffrey Kelly Mgmt For For For
5 Re-elect Martin Jansen Mgmt For Against Against
6 Equity Grant (LTISRP - Mgmt For For For
MD
Davis)
7 Equity Grant (STIP - MD Mgmt For For For
Davis)
________________________________________________________________________________
Dah Chong Hong Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
1828 CINS Y19197105 05/16/2012 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect HUI Ying Bun Mgmt For Against Against
6 Elect LAU Sei Keung Mgmt For For For
7 Elect Arthur TSOI Tai Mgmt For For For
Kwan
8 Elect YIN Ke Mgmt For Against Against
9 Elect FEI Yiping Mgmt For Against Against
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Chairman's Fees Mgmt For For For
15 Nomination Committees' Mgmt For For For
Fees
16 Property Transfer Mgmt For For For
17 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Divi's Laboratories Limited
Ticker Security ID: Meeting Date Meeting Status
DIVISLAB CINS Y2076F112 04/18/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Reappointment of Mgmt For For For
Madhusudana Rao Divi
as Director
(Projects); Approval
of
Compensation
4 Reappointment of Kiran Mgmt For For For
S. Divi as Director &
President
(Operations); Approval
of
Compensation
5 Amendment to Mgmt For For For
Compensation of Murali
K.
Divi
6 Amendment to Mgmt For For For
Compensation of N. V.
Ramana
________________________________________________________________________________
Dongyue Group Limited
Ticker Security ID: Meeting Date Meeting Status
0189 CINS G2816P107 05/18/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect FU Kwan Mgmt For Against Against
5 Elect ZHANG Jian Mgmt For For For
6 Elect YUE Run Dong Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Doosan Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
000150 CINS Y2100N107 03/30/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Independent Mgmt For For For
Directors
(Slate)
5 Election of Audit Mgmt For For For
Committee Members
(Slate)
6 Directors' Fees Mgmt For For For
7 Grant of Share Option Mgmt For For For
8 Grant of Share Options Mgmt For For For
Previously Granted by
Board
Resolution
9 Capital Reduction Mgmt For For For
________________________________________________________________________________
Doosan Heavy Industries and Construction
Ticker Security ID: Meeting Date Meeting Status
034020 CINS Y2102C109 03/30/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Audit Mgmt For For For
Committee Member: KIM
Hyung
Joo
4 Directors' Fees Mgmt For Against Against
5 Grant of Share Option Mgmt For For For
6 Share Options Mgmt For For For
Previously Granted by
Board
Resolution
________________________________________________________________________________
Doosan Infracore Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
042670 cins Y2102E105 03/30/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect YOON Se Ri Mgmt For For For
4 Elect LEE Jae Hoon Mgmt For For For
5 Elect PARK Jung Won Mgmt For For For
6 Elect KIM Yong Sung Mgmt For For For
7 Elect HONG Ki Jong Mgmt For For For
8 Elect LEE Jae Hoon Mgmt For For For
9 Directors' Fees Mgmt For Against Against
10 Share Options Mgmt For For For
Previously Granted by
Board
Resolution
11 Grant of Share Option Mgmt For For For
________________________________________________________________________________
Ezion Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2186W104 04/26/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect CHEW Thiam Keng Mgmt For For For
4 Elect TAN Woon Hum Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share
Plan
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share Option
Scheme
10 Related Party Mgmt For For For
Transactions
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ezion Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2186W104 04/26/2012 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Grant to CHEW Mgmt For For For
Thiam
Keng
________________________________________________________________________________
Gamuda Berhad
Ticker Security ID: Meeting Date Meeting Status
GAMUDA CINS Y2679X106 12/08/2011 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Fees Mgmt For For For
2 Elect Ir HA Tiing Tai Mgmt For For For
3 Elect GOON Heng Wah Mgmt For For For
4 Elect Raja Abdul Aziz Mgmt For Against Against
bin Raja
Salim
5 Elect Mohd Ramli bin Mgmt For For For
Kushairi
6 Elect Ir Kamarul Zaman Mgmt For For For
bin Mohd
Ali
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Giordano International Limited
Ticker Security ID: Meeting Date Meeting Status
709 CINS G6901M101 05/22/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Bernard MAH Chuck Mgmt For For For
On
6 Elect KWONG Ki Chi Mgmt For Against Against
7 Elect Adrian CHENG Chi Mgmt For Against Against
Kong
8 Elect CHAN Sai Cheong Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Amendment to the Share Mgmt For Against Against
Option
Scheme
________________________________________________________________________________
Glenmark Pharmaceuticals Limited
Ticker Security ID: Meeting Date Meeting Status
GLENMARK CINS Y2711C144 08/11/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Blanche Saldanha Mgmt For For For
4 Elect Cheryl Pinto Mgmt For For For
5 Elect Devendra Mehta Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
GOME Electrical Appliances Holding Limited
Ticker Security ID: Meeting Date Meeting Status
493 CINS G3978C124 12/05/2011 Voted
Meeting Type Country of Trade
Special Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendment to Terms of Mgmt For For For
Option
4 Amendment to Terms of Mgmt For For For
Share Option
Scheme
________________________________________________________________________________
Guangzhou Automobile Group Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M104 06/21/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Directors' Report Mgmt For For For
3 Supervisors' Report Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Appointment of Mgmt For For For
International Auditor
and Authority to Set
Fees
7 Appointment of Domestic Mgmt For For For
Auditor and Authority
to Set
Fees
8 Elect ZHANG Fangyou Mgmt For For For
9 Elect ZENG Qinghong Mgmt For For For
10 Elect YUAN Zhongrong Mgmt For For For
11 Elect LU Sa Mgmt For For For
12 Elect FU Shoujie Mgmt For For For
13 Elect LIU Huilian Mgmt For For For
14 Elect WEI Xiaoqin Mgmt For For For
15 Elect LI Tun Mgmt For For For
16 Elect LI Pingyi Mgmt For For For
17 Elect DING Hongxiang Mgmt For For For
18 Elect WU Gaogui Mgmt For For For
19 Elect MA Guohua Mgmt For For For
20 Elect XIANG Bing Mgmt For Against Against
21 Elect Albert LAW Yu Kwan Mgmt For For For
22 Elect LI Zhengxi Mgmt For For For
23 Elect GAO Fusheng Mgmt For For For
24 Elect HUANG Zhiyong Mgmt For For For
25 Elect HE Yuan Mgmt For For For
26 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M104 02/29/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of H Share Mgmt For For For
Appreciation Rights
Scheme
3 Initial Grant of H Mgmt For For For
Share Appreciation
Rights
4 Board Authority related Mgmt For For For
to H Share
Appreciation
Rights
________________________________________________________________________________
Guangzhou Automobile Group Company Ltd
Ticker Security ID: Meeting Date Meeting Status
2238 CINS Y2931M104 04/20/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Replacement of Domestic Mgmt For For For
Auditor
________________________________________________________________________________
Hanwha Corp.
Ticker Security ID: Meeting Date Meeting Status
000880 CINS Y3065M100 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Member: OH
Jae
Duk
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 05/28/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Foreign Mgmt For For For
Investor
Restrictions
3 Appointment of Shiv Mgmt For For For
Nadar as Managing
Director; Approval of
Compensation
________________________________________________________________________________
HCL Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
HCLTECH CINS Y3121G147 11/02/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Resignation of P.C. Sen Mgmt For For For
3 Resignation of T.S.R. Mgmt For For For
Subramanian
4 Resignation of Ajai Mgmt For For For
Chowdhury
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect R. Srinivasan Mgmt For For For
________________________________________________________________________________
Hengdeli Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
3389 CINS G45048108 05/08/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SONG Jianwen Mgmt For For For
6 Elect HUANG Yonghua Mgmt For For For
7 Elect CHEN Sheng Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Honda Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/21/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Takanobu Itoh Mgmt For Against Against
5 Elect Tetsuo Iwamura Mgmt For For For
6 Elect Tatsuhiro Ohyama Mgmt For For For
7 Elect Fumihiko Ike Mgmt For For For
8 Elect Tomohiko Kawanabe Mgmt For For For
9 Elect Takashi Yamamoto Mgmt For For For
10 Elect Yoshiharu Yamamoto Mgmt For For For
11 Elect Kensaku Hohgen Mgmt For For For
12 Elect Nobuo Kuroyanagi Mgmt For For For
13 Elect Takeo Fukui Mgmt For For For
14 Elect Masahiro Yoshida Mgmt For For For
15 Elect Yuji Shiga Mgmt For For For
16 Elect Masaya Yamashita Mgmt For Against Against
17 Elect Toshiaki Hiwatari Mgmt For For For
________________________________________________________________________________
Housing Development and Infrastructure Limited
Ticker Security ID: Meeting Date Meeting Status
HDIL CINS Y3722J102 08/12/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Lalit Mehta Mgmt For For For
3 Elect Shyam Dawra Mgmt For For For
4 Elect Sunil Mathur Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Appointment of Sarang Mgmt For For For
Wadhawan as Managing
Director; Approval of
Compensation
7 Directors' Commission Mgmt For For For
________________________________________________________________________________
Hyosung Corporation
Ticker Security ID: Meeting Date Meeting Status
004800 CINS Y3818Y120 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Member: BAE
Ki
Eun
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Mobis Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
012330 CINS Y3849A109 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Motor Co.
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Amendments to Articles Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Insurance Australia Group Limited
Ticker Security ID: Meeting Date Meeting Status
IAG CINS Q49361100 10/26/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Re-elect Brian Schwartz Mgmt For For For
5 Re-elect Philip Twyman Mgmt For For For
6 Elect Peter Bush Mgmt For For For
7 Elect Richard Talbot Mgmt Against Against For
8 Approve Selective Mgmt For For For
Buy-Back of Reset
Preference
Shares
9 Remuneration Report Mgmt For For For
________________________________________________________________________________
JSR Corporation
Ticker Security ID: Meeting Date Meeting Status
4185 CINS J2856K106 06/15/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Mitsunobu Mgmt For For For
Koshiba
5 Elect Masaki Hirose Mgmt For For For
6 Elect Yoshinori Mgmt For For For
Yoshida
7 Elect Hozumi Satoh Mgmt For For For
8 Elect Hayato Hirano Mgmt For For For
9 Elect Takuya Gotoh Mgmt For For For
10 Elect Michio Kariya Mgmt For For For
11 Elect Kazunori Yagi Mgmt For For For
12 Elect Shohichi Kataoka Mgmt For For For
13 Elect Makoto Doi as Mgmt For For For
Alternate Statutory
Auditor
14 Bonus Mgmt For For For
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/20/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tadashi Onodera Mgmt For Against Against
5 Elect Kanichiroh Aritomi Mgmt For For For
6 Elect Takashi Tanaka Mgmt For For For
7 Elect Hirofumi Morozumi Mgmt For For For
8 Elect Makoto Takahashi Mgmt For For For
9 Elect Yoshiharu Mgmt For For For
Shimatani
10 Elect Yuzoh Ishikawa Mgmt For For For
11 Elect Masahiro Inoue Mgmt For For For
12 Elect Hideo Yuasa Mgmt For For For
13 Elect Hiromu Naratani Mgmt For For For
14 Elect Makoto Kawamura Mgmt For For For
15 Elect Shinichi Sasaki Mgmt For For For
16 Elect Yoshinari Sanpei Mgmt For For For
17 Elect Takeshi Abe Mgmt For For For
18 Elect Kishiroh Amae Mgmt For For For
19 Elect Yukihisa Hirano Mgmt For For For
20 Statutory Auditors' Fees Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 03/29/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect MIN Young Woo Mgmt For N/A N/A
5 Elect JANG In Soon Mgmt For N/A N/A
6 Elect LEE Jong Ho Mgmt For Against Against
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Elect MOON Gil Mo Mgmt N/A Against N/A
9 Elect LEE Chul Mgmt N/A Against N/A
10 Elect JEONG Boo Gyun Mgmt N/A Against N/A
11 Elect HAN Gyeong Noh Mgmt N/A Against N/A
12 Election of Audit Mgmt For For For
Committee Members:
CHOI Joo
Ho
13 Directors' Fees Mgmt For For For
________________________________________________________________________________
Korea Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
036460 CINS Y48861101 09/23/2011 Voted
Meeting Type Country of Trade
Special Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect JOO Kang Soo as Mgmt For For For
CEO
2 Election of One of Two Mgmt N/A Against N/A
Director
Nominees
________________________________________________________________________________
Kuraray Co Ltd
Ticker Security ID: Meeting Date Meeting Status
3405 CINS J37006137 06/22/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yasuaki Wakui Mgmt For For For
5 Elect Fumio Itoh Mgmt For For For
6 Elect Yasuhiro Yamamoto Mgmt For For For
7 Elect Setsuo Yamashita Mgmt For For For
8 Elect Keiji Murakami Mgmt For For For
9 Elect Kazuhiro Tenkumo Mgmt For For For
10 Elect Yuichi Kawarasaki Mgmt For For For
11 Elect Kunio Yukiyoshi Mgmt For For For
12 Elect Kensaku Aomoto Mgmt For For For
13 Elect Takafusa Shioya Mgmt For For For
14 Elect Yohichi Ninagawa Mgmt For For For
15 Elect Hiroki Yamada Mgmt For For For
16 Elect Yoshimitsu Okamoto Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Takeover Defense Plan Mgmt For Against Against
________________________________________________________________________________
LG Fashion Corp.
Ticker Security ID: Meeting Date Meeting Status
093050 CINS Y5275J108 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Mgmt For For For
Non-Independent Audit
Committee Member: CHO
Kyu
Won
4 Election of Independent Mgmt For For For
Audit Committee
Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Amendments to Executive Mgmt For Against Against
Officer Retirement
Allowance Policy
________________________________________________________________________________
LS Corp.
Ticker Security ID: Meeting Date Meeting Status
006260 CINS Y5274S109 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Directors' Fees Mgmt For For For
________________________________________________________________________________
Lupin Limited
Ticker Security ID: Meeting Date Meeting Status
LUPIN CINS Y5362X101 07/27/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Nilesh Gupta Mgmt For For For
4 Elect Kamalaksha Mada Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
M1 Limited
Ticker Security ID: Meeting Date Meeting Status
B2F CINS Y6132C104 04/05/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect LOW Huan Ping Mgmt For For For
4 Elect Alan OW Soon Sian Mgmt For For For
5 Elect Karen KOOI Lee Wah Mgmt For For For
6 Elect Reggie Thein Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the M1
Share Option
Scheme
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Related Party Mgmt For For For
Transactions
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Meritz Fire & Marine Insurance CO., Ltd
Ticker Security ID: Meeting Date Meeting Status
000060 CINS Y5945N109 06/13/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Independent Mgmt For For For
Directors
(Slate)
4 Election of Independent Mgmt For For For
Audit Committee
Member: HYEON Jae
Myeong
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Miraca Holdings
Ticker Security ID: Meeting Date Meeting Status
4544 CINS J4352B101 06/26/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hiromasa Suzuki Mgmt For For For
3 Elect Shinji Ogawa Mgmt For For For
4 Elect Takeshi Koyama Mgmt For For For
5 Elect Shiroh Kudoh Mgmt For For For
6 Elect Naoji Yui Mgmt For For For
7 Elect Nobumichi Hattori Mgmt For For For
8 Elect Yasunori Kaneko Mgmt For For For
9 Elect Hisatsugu Nonaka Mgmt For For For
10 Elect Naoki Iguchi Mgmt For For For
11 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Mitsubishi Gas Chemical Company Inc.
Ticker Security ID: Meeting Date Meeting Status
4182 CINS J43959113 06/26/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Hideki Odaka Mgmt For Against Against
3 Elect Kazuo Sakai Mgmt For For For
4 Elect Toshikiyo Kurai Mgmt For For For
5 Elect Makoto Mizutani Mgmt For For For
6 Elect Masami Orisaku Mgmt For For For
7 Elect Yukio Sakai Mgmt For For For
8 Elect Katsuhiko Sugita Mgmt For For For
9 Elect Takayuki Watanabe Mgmt For For For
10 Elect Yoshihiro Yamane Mgmt For For For
11 Elect Kunio Kawa Mgmt For For For
12 Elect Kuniaki Kawakami Mgmt For Against Against
13 Contributions to Mgmt For For For
Cumulative Pension
Plan
________________________________________________________________________________
Mitsubishi Tanabe Pharma Corporation
Ticker Security ID: Meeting Date Meeting Status
4508 CINS J4448H104 06/22/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Michihiro Tsuchiya Mgmt For For For
4 Elect Kuniaki Kaga Mgmt For For For
5 Elect Kenichi Yanagisawa Mgmt For For For
6 Elect Kenkichi Kosakai Mgmt For For For
7 Elect Masayuki Mitsuka Mgmt For For For
8 Elect Takashi Kobayashi Mgmt For For For
9 Elect Shigehiko Hattori Mgmt For For For
10 Elect Seishiroh Yoshioka Mgmt For For For
11 Elect Hidetaka Tomita Mgmt For Against Against
as an Alternate
Statutory
Auditor
________________________________________________________________________________
National Australia Bank Limited
Ticker Security ID: Meeting Date Meeting Status
NAB CINS Q65336119 12/15/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect John Thorn Mgmt For For For
3 Re-elect Geoff Tomlinson Mgmt For For For
4 Elect Kenneth Henry Mgmt For For For
5 Equity Grant (CEO Mgmt For For For
Cameron
Clyne)
6 Equity Grant (CFO Mark Mgmt For For For
Joiner)
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Newcrest Mining Limited
Ticker Security ID: Meeting Date Meeting Status
NCM CINS Q6651B114 10/27/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Winifred Kamit Mgmt For For For
3 Re-elect Donald Mercer Mgmt For For For
4 Re-elect Richard Knight Mgmt For For For
5 Remuneration Report Mgmt For For For
6 Renew Partial Takeover Mgmt For For For
Provisions
________________________________________________________________________________
NHK Spring Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
5991 CINS J49162126 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Mitsushige Mgmt For For For
Kawakubo
4 Elect Hiroyuki Kado Mgmt For Against Against
5 Elect Akira Umebayashi Mgmt For Against Against
6 Elect Kenji Shimizu Mgmt For For For
7 Elect Hitoshi Horie Mgmt For Against Against
8 Elect Susumu Komori Mgmt For Against Against
9 Elect Keiichiroh Sue as Mgmt For For For
Alternate Statutory
Auditor
________________________________________________________________________________
Nitto Denko Corporation
Ticker Security ID: Meeting Date Meeting Status
6988 CINS J58472119 06/22/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Bonus Mgmt For For For
4 Elect Yukio Nagira Mgmt For For For
5 Elect Kaoru Aizawa Mgmt For For For
6 Elect Hideo Takasaki Mgmt For For For
7 Elect Kenji Matsumoto Mgmt For For For
8 Elect Yohichiroh Sakuma Mgmt For For For
9 Elect Toshihiko Omote Mgmt For For For
10 Elect Tohru Takeuchi Mgmt For For For
11 Elect Yohichiroh Furuse Mgmt For For For
12 Elect Kohshi Mizukoshi Mgmt For For For
13 Elect Kenji Ueki Mgmt For For For
14 Elect Yoshihiro Mgmt For Against Against
Taniguchi
15 Elect Masashi Teranishi Mgmt For For For
16 Elect Mitsuhide Shiraki Mgmt For For For
17 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
OCI COMPANY LTD, SEOUL
Ticker Security ID: Meeting Date Meeting Status
010060 CINS Y6435J103 03/21/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 10/28/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narain Girdhar Mgmt For For For
Chanrai
4 Elect Sunny Verghese Mgmt For For For
5 Elect Shekhar Mgmt For For For
Anantharaman
6 Elect Michael LIM Choo Mgmt For Against Against
San
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Olam
Employee Share Option
Scheme
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares under Olam
Scrip Dividend
Scheme
________________________________________________________________________________
OneSteel Limited
Ticker Security ID: Meeting Date Meeting Status
OST CINS Q7134W113 11/21/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Report Mgmt For For For
2 Re-elect Dean Pritchard Mgmt For For For
3 Re-elect Peter Nankervis Mgmt For For For
4 Re-elect Colin Galbraith Mgmt For For For
5 Re-elect Peter Smedley Mgmt For For For
6 Amendment to Mgmt For Against Against
Constitution
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Orica Limited
Ticker Security ID: Meeting Date Meeting Status
ORI CINS Q7160T109 07/29/2011 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Buy-Back of Mgmt For For For
Step-Up Preference
Shares
3 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Orica Limited
Ticker Security ID: Meeting Date Meeting Status
ORI CINS Q7160T109 12/15/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Re-elect Noel Meehan Mgmt For For For
4 Remuneration Report Mgmt For For For
________________________________________________________________________________
Otsuka Corporation
Ticker Security ID: Meeting Date Meeting Status
4768 CINS J6243L107 03/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jiroh Makino Mgmt For For For
4 Elect Mikio Sugiyama Mgmt For For For
5 Elect Kazuhiko Nakai Mgmt For For For
6 Retirement Allowances Mgmt For Against Against
for Statutory
Auditor
________________________________________________________________________________
Otsuka Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4578 CINS J63117105 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akihiko Ohtsuka Mgmt For Against Against
3 Elect Kenichiroh Ohtake Mgmt For For For
4 Elect Tatsuo Higuchi Mgmt For For For
5 Elect Ichiroh Ohtsuka Mgmt For For For
6 Elect Atsumasa Makise Mgmt For For For
7 Elect Yoshiroh Matsuo Mgmt For For For
8 Elect Yujiroh Ohtsuka Mgmt For For For
9 Elect Yukio Kobayashi Mgmt For For For
________________________________________________________________________________
PCCW Limited
Ticker Security ID: Meeting Date Meeting Status
0008 CINS Y6802P120 05/03/2012 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect George CHAN Ching Mgmt For For For
Cheong
6 Elect David Ford Mgmt For For For
7 Elect LU Yimin Mgmt For Against Against
8 Elect LI Gang Mgmt For For For
9 Elect David WEI Zhe Mgmt For For For
10 Elect Frances Wong Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
13 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 10/20/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 New Comprehensive Mgmt For Against Against
Agreement and Annual
Caps
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Elect WANG Lixin as Mgmt For Against Against
Supervisor
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Ping An Insurance (Group) Company of China
Ticker Security ID: Meeting Date Meeting Status
2318 CINS Y69790106 02/08/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
4 Type of securities Mgmt For For For
5 Issue size Mgmt For For For
6 Par value and issue Mgmt For For For
price
7 Term Mgmt For For For
8 Interest rate Mgmt For For For
9 Method and timing of Mgmt For For For
the interest
payment
10 Conversion period Mgmt For For For
11 CB Conversion Price Mgmt For For For
12 Downward adjustment to Mgmt For For For
CB Conversion
Price
13 Number of Shares for Mgmt For For For
Conversion
14 Terms of redemption Mgmt For For For
15 Terms of sale back Mgmt For For For
16 Entitlement to dividend Mgmt For For For
of the year of
conversion
17 Method of issuance and Mgmt For For For
target
subscribers
18 Subscription Arrangement Mgmt For For For
19 Relevant matters of CB Mgmt For For For
Holders
meetings
20 Use of proceeds Mgmt For For For
21 Special provisions in Mgmt For For For
relation to solvency
capital
22 Guarantee and security Mgmt For For For
23 Validity period Mgmt For For For
24 Ratification of Board Mgmt For For For
Acts
25 Feasibility Analysis on Mgmt For For For
Use of
Proceeds
26 Report on Use of Mgmt For For For
Proceeds from Previous
Fund Raising
Activities
27 Elect FAN Mingchun Mgmt For For For
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CINS Y70750115 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect HAN Joon Ho Mgmt For For For
5 Elect LEE Young Sun Mgmt For For For
6 Elect LEE Chang Hee Mgmt For For For
7 Elect James Bemowski Mgmt For For For
8 Elect LEE Young Sun Mgmt For For For
9 Elect LEE Chang Hee Mgmt For For For
10 Elect CHUNG Joon Yang Mgmt For For For
as
CEO
11 Elect PARK Han Yong Mgmt For For For
12 Elect CHO Noi Ha Mgmt For For For
13 Elect PARK Ki Hong Mgmt For For For
14 Elect KIM Joon Sik Mgmt For For For
15 Directors' Fees Mgmt For For For
16 Special Contribution Mgmt For Against Against
Bonus to PARK Tae
Joon
________________________________________________________________________________
PPB Group Berhad
Ticker Security ID: Meeting Date Meeting Status
PEPT CINS Y70879104 05/24/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect LIM Soon Huat Mgmt For For For
5 Elect OH Siew Nam Mgmt For Against Against
6 Elect LIANG Kim Bang Mgmt For Against Against
7 Elect Raja Abdul Aziz Mgmt For Against Against
bin Raja
Salim
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 03/28/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For Abstain Against
2 Annual Report Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 2012 Financial Report Mgmt For For For
6 Partnership and Mgmt For For For
Community Development
Program
7 Amendments to Articles Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and
Commissioners
________________________________________________________________________________
PT Bank Rakyat Indonesia
Ticker Security ID: Meeting Date Meeting Status
BBRI CINS Y0697U112 09/28/2011 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
(Slate)
________________________________________________________________________________
PT BW Plantation TBK
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 06/26/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Report on Utilization Mgmt For For For
of Proceeds from
Public
Offering
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pt Indika Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
INDY CINS Y71247103 06/14/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report Mgmt For For For
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Election of Directors Mgmt For Abstain Against
and
Commissioners
6 Report on Utilization Mgmt For For For
of Public Offering
Fund
7 Restated Authority of Mgmt For Abstain Against
Commissioners
regarding Employee and
Management Stock
Option Program
("EMSOP")
________________________________________________________________________________
Pt Indika Energy Tbk
Ticker Security ID: Meeting Date Meeting Status
INDY CINS Y71247103 06/14/2012 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CINS Y71474137 05/11/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Mgmt For For For
Commissioners'
Report
2 Accounts and Reports Mgmt For For For
3 Report on Utilization Mgmt For For For
of
Proceeds
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and
Commissioners
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PTT Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTCH CINS Y7135Z116 10/18/2011 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Company Name Mgmt For For For
5 Company Objectives Mgmt For For For
6 Capital Structure Mgmt For For For
7 Allocation of Shares Mgmt For For For
8 Adoption of New Mgmt For For For
Memorandum
9 Adoption of New Articles Mgmt For For For
10 Elect Sereepisut Mgmt For For For
Tameeyaves
11 Elect Somchai Mgmt For For For
Kuvijitsuwan
12 Elect Suthep Mgmt For For For
Liumsirijarern
13 Elect Kulit Sombatsiri Mgmt For For For
14 Elect Sombat Amornvivat Mgmt For For For
15 Elect Raweporn Kuhirun Mgmt For For For
16 Elect Kriengkrai Mgmt For For For
Thiennukul
17 Elect Chitrapongse Mgmt For For For
Kwangsuksith
18 Elect Prasert Bunsumpun Mgmt For For For
19 Elect Nuttachat Mgmt For For For
Charuchinda
20 Elect Sukrit Mgmt For For For
Surabotsopon
21 Elect Bowon Vongsinudom Mgmt For For For
22 Elect Veerasak Mgmt For For For
Kositpaisal
23 Election of Directors Mgmt For For For
(Slate)
24 Directors' Fees Mgmt For For For
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Directors' Bonus Mgmt For For For
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 04/02/2012 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Results of Operations Mgmt For For For
and Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Elect Somchai Mgmt For For For
Kuvijitsuwan
8 Elect Sombat Amornvivat Mgmt For For For
9 Elect Sukrit Mgmt For For For
Surabotsopon
10 Elect Vasin Teeravechyan Mgmt For For For
11 Elect Somchai Mgmt For For For
Thean-anant
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Debentures
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
PTT Public Company
Ticker Security ID: Meeting Date Meeting Status
PTT CINS Y6883U113 04/10/2012 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Directors' Fees Mgmt For Against Against
7 Elect Norkun Sittiphong Mgmt For For For
8 Elect Watcharakiti Mgmt For For For
Watcharothai
9 Elect Arkhom Mgmt For Against Against
Tempittayapaisith
10 Elect Pailin Mgmt For Against Against
Chuchottaworn
11 Elect Insorn Buakeow Mgmt For For For
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Rio Tinto Limited
Ticker Security ID: Meeting Date Meeting Status
RIO CINS Q81437107 05/10/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Remuneration Report Mgmt For For For
4 Elect Chris Lynch Mgmt For For For
5 Elect John Varley Mgmt For For For
6 Re-elect Tom Albanese Mgmt For For For
7 Re-elect Robert Brown Mgmt For For For
8 Re-elect Vivienne Cox Mgmt For For For
9 Re-elect Jan du Plessis Mgmt For For For
10 Re-elect Guy Elliott Mgmt For For For
11 Re-elect Michael Mgmt For For For
Fitzpatrick
12 Re-elect Ann Godbehere Mgmt For For For
13 Re-elect Richard Mgmt For For For
Goodmanson
14 Re-elect Lord John Kerr Mgmt For For For
of
Kinlochard
15 Re-elect Paul Tellier Mgmt For For For
16 Re-elect Samuel Walsh Mgmt For For For
17 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees
18 Renew Authority to Mgmt For For For
Repurchase
Shares
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sakari Resources Limited
Ticker Security ID: Meeting Date Meeting Status
AJ1 CINS Y7456M108 04/26/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Chitrapongse Mgmt For For For
Kwangsukstith
4 Elect HAN Eng Juan Mgmt For For For
5 Elect Apisit Mgmt For Against Against
Rujikeatkamjorn
6 Elect Chatchawal Mgmt For For For
Eimsiri
7 Elect Supattanapong Mgmt For For For
Punmeechaow
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Offer and Mgmt For For For
Grant Options Under
the Rules of the
Sakari Employee Share
Option
Plan
12 Authority to Offer and Mgmt For For For
Grant Options Under
the Rules of the
Sakari Employee Share
Acquisition
Plan
13 Equity Grant to Mgmt For For For
Non-Executive
Directors
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sakari Resources Limited
Ticker Security ID: Meeting Date Meeting Status
AJ1 CINS Y81705108 08/16/2011 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Amendments to Articles Mgmt For For For
Regarding Change in
Company
Name
________________________________________________________________________________
Seek Limited
Ticker Security ID: Meeting Date Meeting Status
SEK CINS Q8382E102 11/21/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Neil Chatfield Mgmt For Against Against
4 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
5 Equity Grant (MD/CEO Mgmt For For For
Andrew
Bassat)
6 Equity Grant (MD/CEO Mgmt For Against Against
Andrew
Bassat)
7 Equity Grant (MD/CEO Mgmt For For For
Andrew
Bassat)
________________________________________________________________________________
Semirara Mining Corp.
Ticker Security ID: Meeting Date Meeting Status
SCC CINS Y7627Y155 05/07/2012 Voted
Meeting Type Country of Trade
Annual Philippines
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Minutes Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Approve of Securities Mgmt For For For
of Guaranteeing the
Loan
Obligation
5 Elect David Consunji Mgmt For For For
6 Elect Cesar Buenaventura Mgmt For For For
7 Elect Isidro Consunji Mgmt For For For
8 Elect Victor Consunji Mgmt For For For
9 Elect Jorge Consunji Mgmt For For For
10 Elect Herbert Consunji Mgmt For For For
11 Elect George San Pedro Mgmt For For For
12 Elect Cristina Gotianun Mgmt For For For
13 Elect Edwina Laperal Mgmt For For For
14 Elect Federico Puno Mgmt For Against Against
15 Elect Victor Macalincag Mgmt For For For
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Sesa Goa Limited
Ticker Security ID: Meeting Date Meeting Status
SESAGOA CINS Y7673N111 07/21/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Ashok Kini Mgmt For For For
4 Elect Pandurang Kakodkar Mgmt For Against Against
5 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
6 Elect Jagdish Singh Mgmt For For For
7 Directors' Commission Mgmt For For For
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 11/24/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Entrusted Construction Mgmt For For For
Management
Agreement
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Shenzhen Expressway Company Limited
Ticker Security ID: Meeting Date Meeting Status
0548 CINS Y7741B107 12/29/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect YANG Hai Mgmt For For For
4 Elect WU Ya De Mgmt For For For
5 Elect LI Jing Qi Mgmt For For For
6 Elect ZHAO Jun Rong Mgmt For For For
7 Elect HU Wei Mgmt For For For
8 Elect TSE Yat Hong Mgmt For For For
9 Elect ZHANG Yang Mgmt For For For
10 Elect Clifton CHIU Chi Mgmt For For For
Cheong
11 Elect WANG Hai Tao Mgmt For For For
12 Elect ZHANG Li Min Mgmt For For For
13 Elect AU Sing Kun Mgmt For For For
14 Elect LIN Chu Chang Mgmt For For For
15 Elect ZHONG Shan Qun Mgmt For For For
16 Elect HE Sen Mgmt For Against Against
17 Fees of Directors and Mgmt For For For
Supervisors
________________________________________________________________________________
Shinhan Financial Group Co., Ltd
Ticker Security ID: Meeting Date Meeting Status
055550 CINS Y7749X101 03/29/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
with Regard to Revised
Commercial Acts and
Other
Regulations
3 Amendments to Articles Mgmt For For For
with Regard to
Governance and CEO
Recommendation
Committee
4 Elect SUH Jin Won Mgmt For For For
5 Elect YUN Ke Sop Mgmt For For For
6 Elect LEE Sang Kyeong Mgmt For For For
7 Elect LEE Jung Il Mgmt For For For
8 Elect HIRAKAWA Haruki Mgmt For For For
9 Elect Philippe Aguignier Mgmt For For For
10 Elect KWON Tae Eun Mgmt For For For
11 Elect KIM Seok Won Mgmt For For For
12 Elect YUN Ke Sop Mgmt For For For
13 Elect LEE Sang Kyeong Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Shionogi & Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4507 CINS J74229105 06/27/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Motozoh Shiono Mgmt For For For
4 Elect Isao Teshirogi Mgmt For For For
5 Elect Akio Nomura Mgmt For For For
6 Elect Teppei Mogi Mgmt For For For
7 Elect Katsuhiko Machida Mgmt For For For
8 Elect Mitsuaki Ohtani Mgmt For Against Against
9 Elect Shinichi Yokoyama Mgmt For Against Against
10 Bonus Mgmt For For For
________________________________________________________________________________
Sihuan Pharmaceutical Holdings Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
0460 CINS G8162K113 06/01/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Final Mgmt For For For
Dividend
5 Allocation of Special Mgmt For For For
Dividend
6 Elect GUO Weicheng Mgmt For For For
7 Elect ZHANG Jionglong Mgmt For For For
8 Elect BAI Huiliang Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sime Darby Berhad
Ticker Security ID: Meeting Date Meeting Status
SIME CINS Y7962G108 11/10/2011 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Musa Hitam Mgmt For For For
5 Elect Mohd Zahid Mohd Mgmt For For For
Noordin
6 Elect Hamad Kama Piah Mgmt For For For
bin Che
Othman
7 Elect Yusof bin Basiran Mgmt For For For
8 Elect Zaiton binti Mgmt For For For
Mohd
Hassan
9 Elect Azmi Mohd Ali Mgmt For For For
10 Elect Mohd Bakke bin Mgmt For For For
Salleh
11 Elect Samsudin bin Osman Mgmt For For For
12 Elect Henry Barlow Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Related Party Mgmt For For For
Transactions
________________________________________________________________________________
Sinopharm Group Ltd
Ticker Security ID: Meeting Date Meeting Status
1099 CINS Y8008N107 12/30/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Master Procurement Mgmt For For For
Agreement
________________________________________________________________________________
SK Innovation Co., Ltd. (fka SK Energy Co. Ltd.)
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KOO Ja Young Mgmt For For For
4 Elect LEE Hoon Kyu Mgmt For For For
5 Elect CHOI Myung Hae Mgmt For Against Against
6 Election of Audit Mgmt For Against Against
Committee Member: CHOI
Myung
Hae
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Sohu.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
SOHU CUSIP 83408W103 06/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Roberts Mgmt For Withhold Against
1.2 Elect Zhonghan Deng Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sterlite Industries (India) Limited
Ticker Security ID: Meeting Date Meeting Status
STERLITEIN CINS Y8169X217 06/21/2012 Voted
Meeting Type Country of Trade
Court India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Scheme of Amalgamation Mgmt For For For
and
Arrangement
________________________________________________________________________________
Sterlite Industries (India) Limited
Ticker Security ID: Meeting Date Meeting Status
STERLITEIN CINS Y8169X217 07/23/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Sandeep Junnarkar Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of D.D. Mgmt For For For
Jalan as Whole-time
Director; Approval of
Compensation
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Reallocation of Rights Mgmt For For For
Issue
Proceeds
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sumitomo Rubber Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
5110 CINS J77884112 03/29/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tetsuji Mino Mgmt For Against Against
4 Elect Ikuji Ikeda Mgmt For For For
5 Elect Takaki Nakano Mgmt For For For
6 Elect Hiroaki Tanaka Mgmt For For For
7 Elect Kenji Onga Mgmt For For For
8 Elect Minoru Nishi Mgmt For For For
9 Elect Yasutaka Ii Mgmt For For For
10 Elect Hiroki Ishida Mgmt For For For
11 Elect Keizoh Kohsaka Mgmt For For For
12 Elect Katsuhide Kurasaka Mgmt For For For
13 Elect Yutaka Kuroda Mgmt For For For
14 Elect Morihiro Murata Mgmt For For For
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATEN CINS Y85740143 08/12/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Kant Mgmt For For For
4 Elect Nusli Wadia Mgmt For Against Against
5 Elect Sam Palia Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Ralf Speth Mgmt For For For
8 Stock Split Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Tata Steel Limited
Ticker Security ID: Meeting Date Meeting Status
TATASTL CINS Y8547N139 03/30/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Borrowing Mgmt For For For
Powers
3 Authority to Mortgage Mgmt For For For
Assets
________________________________________________________________________________
Tata Steel Limited (fkaTata Iron & Steel Co)
Ticker Security ID: Meeting Date Meeting Status
TATASTL CINS Y8547N139 08/03/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ratan Tata Mgmt For For For
5 Elect Nusli Wadia Mgmt For For For
6 Elect Subodh Bhargava Mgmt For For For
7 Elect Jacobus Schraven Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Karl-Ulrich Kohler Mgmt For For For
10 Directors' Commission Mgmt For For For
________________________________________________________________________________
Terumo Corporation
Ticker Security ID: Meeting Date Meeting Status
4543 CINS J83173104 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kohji Nakao Mgmt For For For
4 Elect Yutaroh Shintaku Mgmt For For For
5 Elect Hiroshi Matsumura Mgmt For For For
6 Elect Takayoshi Mimura Mgmt For For For
7 Elect Akira Oguma Mgmt For For For
8 Elect Kenji Sekine Mgmt For For For
9 Elect Hideo Arase Mgmt For For For
10 Elect Kuniko Shohji Mgmt For For For
11 Elect Toshiaki Takagi Mgmt For For For
12 Elect Akira Takahashi Mgmt For For For
13 Elect Masaharu Ikuta Mgmt For For For
14 Elect Tadao Kakizoe Mgmt For For For
15 Elect Mari Matsunaga Mgmt For For For
16 Elect Yoshihiko Tosa Mgmt For For For
17 Elect Yoshiaki Shiraishi Mgmt For For For
18 Elect Toshihiko Mgmt For For For
Matsumiya
19 Elect Eizaburoh Sano as Mgmt For For For
Alternate Statutory
Auditor
20 Bonus Mgmt For For For
________________________________________________________________________________
Tokio Marine Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
8766 CINS J86298106 06/25/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kunio Ishihara Mgmt For For For
4 Elect Shuzoh Sumi Mgmt For For For
5 Elect Takaaki Tamai Mgmt For For For
6 Elect Tsuyoshi Nagano Mgmt For For For
7 Elect Masashi Ohba Mgmt For For For
8 Elect Kunio Itoh Mgmt For For For
9 Elect Akio Mimura Mgmt For For For
10 Elect Toshifumi Kitazawa Mgmt For For For
11 Elect Mikio Sasaki Mgmt For For For
12 Elect Hirokazu Fujita Mgmt For For For
________________________________________________________________________________
Toyo Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
2875 CINS 892306101 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Tadasu Tsutsumi Mgmt For Against Against
3 Elect Kazuo Obata Mgmt For For For
4 Elect Hiroji Yoshino Mgmt For For For
5 Elect Senichi Teshima Mgmt For For For
6 Elect Eiji Kondoh Mgmt For For For
7 Elect Masanari Imamura Mgmt For For For
8 Elect Hiroyuki Minami Mgmt For For For
9 Elect Kenji Sugawara Mgmt For For For
10 Elect Atsumi Shimoi Mgmt For For For
11 Elect Masaharu Oikawa Mgmt For For For
12 Elect Tadashi Fujiya Mgmt For For For
13 Elect Tsutomu Yoshimura Mgmt For For For
14 Elect Kazuo Yamamoto Mgmt For For For
15 Elect Hisao Ichishima Mgmt For For For
16 Elect Osamu Iizuka Mgmt For For For
17 Elect Noritaka Sumimoto Mgmt For For For
18 Elect Hitoshi Oki Mgmt For For For
19 Elect Tsutomu Toyoda Mgmt For For For
20 Elect Moriyuki Minami Mgmt For For For
21 Elect Tsutomu Ushijima Mgmt For For For
as Alternate Statutory
Auditor
22 Bonus Mgmt For Against Against
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/15/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fujio Choh Mgmt For Against Against
4 Elect Akio Toyoda Mgmt For For For
5 Elect Takeshi Uchiyamada Mgmt For For For
6 Elect Yukitoshi Funo Mgmt For For For
7 Elect Atsushi Niimi Mgmt For For For
8 Elect Shinichi Sasaki Mgmt For For For
9 Elect Satoshi Ozawa Mgmt For For For
10 Elect Nobuyori Kodaira Mgmt For For For
11 Elect Mamoru Furuhashi Mgmt For For For
12 Elect Takahiko Ijichi Mgmt For For For
13 Elect Yasumori Ihara Mgmt For For For
14 Elect Masamoto Maekawa Mgmt For For For
15 Elect Mitsuhisa Katoh Mgmt For For For
16 Bonus Mgmt For For For
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
00168 CINS Y8997D102 06/27/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Directors' Report Mgmt For For For
5 Supervisors' Report Mgmt For For For
6 Financial Statements Mgmt For For For
7 Allocation of Mgmt For For For
Profits/Dividends
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Appointment of Internal Mgmt For For For
Control Auditor and
Authority to Set
Fees
10 Elect DUAN Jia Jun as Mgmt For Against Against
Supervisor
________________________________________________________________________________
Union Bank Of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 03/20/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares w/out
Preemptive Rights
(Preferential
Allotment)
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Union Bank of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 06/26/2012 Voted
Meeting Type Country of Trade
Special India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Shri S. Ravi Mgmt For For For
4 Elect Ravindrarai Mgmt For Abstain Against
Dholakia
5 Elect Umesh Kapur Mgmt For Abstain Against
6 Elect Dipankar Chatterji Mgmt For N/A N/A
7 Elect Gopal Lath Mgmt For N/A N/A
8 Elect Kamlesh Goel Mgmt For N/A N/A
9 Elect Rohit Khanna Mgmt For N/A N/A
10 Elect Vinay Mittal Mgmt For N/A N/A
11 Elect Anil Khandelwal Mgmt For N/A N/A
________________________________________________________________________________
Union Bank of India Limited
Ticker Security ID: Meeting Date Meeting Status
UNIONBANK CINS Y90885115 06/26/2012 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
________________________________________________________________________________
United Phosphorus Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/12/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Memorandum Mgmt For For For
Regarding the Business
Object
3 Commencement of New Mgmt For For For
Business
________________________________________________________________________________
United Phosphorus Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 07/26/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaidev Rajnikant Mgmt For For For
Shroff
4 Elect Venkata Mgmt For For For
Palavajjhala
Krishna
5 Elect Pradeep Mgmt For Against Against
Vedprakash
Goyal
6 Elect Sandra Rajnikant Mgmt For For For
Shroff
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Vikram Mgmt For For For
R. Shroff as Executive
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Want Want China Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
0151 CINS G9431R103 04/27/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LIAO Ching Tsun Mgmt For For For
6 Elect TSAI Shao Chung Mgmt For For For
7 Elect MAKI Haruo Mgmt For For For
8 Elect PEI Kerwei Mgmt For For For
9 Elect CHIEN Wen Guey Mgmt For For For
10 Elect KAO Ruey Bin Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For Against Against
Repurchased
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Woodside Petroleum Limited
Ticker Security ID: Meeting Date Meeting Status
WPL CINS 980228100 05/02/2012 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Melinda Cilento Mgmt For For For
3 Elect Robert Cole Mgmt For For For
4 Re-elect Erich Mgmt For For For
Fraunschiel
5 Elect Christopher Haynes Mgmt For For For
6 Re-elect Pierre Jungels Mgmt For For For
7 Remuneration Report Mgmt For For For
________________________________________________________________________________
Woori Finance Holdings Co.,Ltd.
Ticker Security ID: Meeting Date Meeting Status
053000 CINS Y9695X119 03/30/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect BANG Min Joon Mgmt For For For
4 Elect SHIN Hee Taek Mgmt For For For
5 Elect LEE Doo Hee Mgmt For For For
6 Elect LEE Heon Mgmt For For For
7 Elect LEE Hyeong Goo Mgmt For For For
8 Elect SHIN Hee Taek Mgmt For For For
9 Elect LEE Doo Hee Mgmt For For For
10 Elect LEE Heon Mgmt For For For
11 Elect LEE Hyeong Goo Mgmt For For For
12 Directors' Fees Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Yantai Chang Yu Pioneer Wine Company Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 05/15/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Zhuzhou CSR Times Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3898 CINS Y9892N104 12/13/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendments to Rules of Mgmt For For For
Procedures for General
Meeting
5 Amendments to Rules of Mgmt For For For
Procedures for Board
Meetings
6 Amendments to Rules of Mgmt For For For
Procedures for
Supervisory Committee
Meetings
7 Amendments to Articles Mgmt For For For
of
Association
8 Issuance of Medium-Term Mgmt For For For
Notes
9 Authority to Repurchase Mgmt For For For
H
Shares
________________________________________________________________________________
Zhuzhou CSR Times Electric Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
3898 CINS Y9892N104 12/13/2011 Voted
Meeting Type Country of Trade
Other China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Authority to Repurchase Mgmt For For For
H
Shares
Item 2: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Consumer Discretionary Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Advance Auto Parts, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAP CUSIP 00751Y106 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect John Brouillard Mgmt For For For
1.3 Elect Fiona Dias Mgmt For For For
1.4 Elect Frances Frei Mgmt For For For
1.5 Elect Darren Jackson Mgmt For For For
1.6 Elect William Oglesby Mgmt For For For
1.7 Elect J. Paul Raines Mgmt For For For
1.8 Elect Gilbert Ray Mgmt For For For
1.9 Elect Carlos Saladrigas Mgmt For For For
1.10 Elect Jimmie Wade Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Re-approval of Mgmt For For For
Performance Objectives
of the 2007 Executive
Compensation
Plan
4 Re-approval of Mgmt For For For
Performance Objectives
Contained in the 2004
Long-Term Incentive
Plan
5 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Ascena Retail Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ASNA CUSIP 04351G101 12/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Jaffe Mgmt For For For
1.2 Elect Klaus Eppler Mgmt For Withhold Against
1.3 Elect Kate Buggeln Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Crowley Mgmt For For For
2 Elect Sue Gove Mgmt For For For
3 Elect Earl Graves, Jr. Mgmt For For For
4 Elect Robert Grusky Mgmt For For For
5 Elect J.R. Hyde III Mgmt For For For
6 Elect W. Andrew McKenna Mgmt For For For
7 Elect George Mrkonic Mgmt For For For
8 Elect Luis Nieto Mgmt For For For
9 Elect William Rhodes III Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bed Bath & Beyond Inc.
Ticker Security ID: Meeting Date Meeting Status
BBBY CUSIP 075896100 06/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Warren Eisenberg Mgmt For For For
2 Elect Leonard Feinstein Mgmt For For For
3 Elect Steven Temares Mgmt For For For
4 Elect Dean Adler Mgmt For For For
5 Elect Stanley Barshay Mgmt For For For
6 Elect Klaus Eppler Mgmt For For For
7 Elect Patrick Gaston Mgmt For For For
8 Elect Jordan Heller Mgmt For For For
9 Elect Victoria Morrison Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2012 Incentive Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa Caputo Mgmt For For For
1.2 Elect Kathy Higgins Mgmt For For For
Victor
1.3 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
Big Lots, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIG CUSIP 089302103 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berger Mgmt For For For
1.2 Elect James Chambers Mgmt For For For
1.3 Elect Steven Fishman Mgmt For For For
1.4 Elect Peter Hayes Mgmt For For For
1.5 Elect Brenda Lauderback Mgmt For Withhold Against
1.6 Elect Philip Mallott Mgmt For For For
1.7 Elect Russell Solt Mgmt For Withhold Against
1.8 Elect James Tener Mgmt For Withhold Against
1.9 Elect Dennis Tishkoff Mgmt For Withhold Against
2 2012 Long-Term Mgmt For For For
Incentive
Plan
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Carnival plc
Ticker Security ID: Meeting Date Meeting Status
CCL CUSIP 143658300 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Micky Arison Mgmt For For For
2 Elect Sir Jonathon Band Mgmt For For For
3 Elect Robert Dickinson Mgmt For For For
4 Elect Arnold Donald Mgmt For For For
5 Elect Pier Foschi Mgmt For For For
6 Elect Howard Frank Mgmt For For For
7 Elect Richard Glasier Mgmt For For For
8 Elect Debra Kelly-Ennis Mgmt For For For
9 Elect Modesto Maidique Mgmt For Against Against
10 Elect John Parker Mgmt For For For
11 Elect Peter Ratcliffe Mgmt For For For
12 Elect Stuart Subotnick Mgmt For For For
13 Elect Laura Weil Mgmt For For For
14 Elect Randall Mgmt For For For
Weisenburger
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Accounts and Reports Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Director's Remuneration Mgmt For For For
Report
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Bacon Mgmt For Withhold Against
1.2 Elect Sheldon Bonovitz Mgmt For For For
1.3 Elect Joseph Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald Hassell Mgmt For For For
1.6 Elect Jeffrey Honickman Mgmt For For For
1.7 Elect Eduardo Mestre Mgmt For For For
1.8 Elect Brian Roberts Mgmt For For For
1.9 Elect Ralph Roberts Mgmt For For For
1.10 Elect Johnathan Rodgers Mgmt For For For
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pills
________________________________________________________________________________
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angel Martinez Mgmt For For For
1.2 Elect Rex Licklider Mgmt For For For
1.3 Elect John Gibbons Mgmt For For For
1.4 Elect John Perenchio Mgmt For For For
1.5 Elect Maureen Conners Mgmt For For For
1.6 Elect Karyn Barsa Mgmt For For For
1.7 Elect Michael Devine, Mgmt For For For
III
1.8 Elect James Quinn Mgmt For For For
1.9 Elect Lauri Shanahan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DIRECTV
Ticker Security ID: Meeting Date Meeting Status
DTV CUSIP 25490A101 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Boyd, Jr. Mgmt For For For
2 Elect David Dillon Mgmt For For For
3 Elect Samuel DiPiazza, Mgmt For For For
Jr.
4 Elect Dixon Doll Mgmt For For For
5 Elect Peter Lund Mgmt For For For
6 Elect Nancy Newcomb Mgmt For For For
7 Elect Lorrie Norrington Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Elimination of Dual Mgmt For For For
Class
Stock
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Discovery Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
DISCA CUSIP 25470F104 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Beck Mgmt For For For
1.2 Elect J. David Wargo Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dollar Tree, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLTR CUSIP 256746108 06/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arnold Barron Mgmt For For For
1.2 Elect Macon Brock, Jr. Mgmt For For For
1.3 Elect Mary Citrino Mgmt For For For
1.4 Elect J. Douglas Perry Mgmt For For For
1.5 Elect Thomas Saunders Mgmt For For For
III
1.6 Elect Thomas Whiddon Mgmt For For For
1.7 Elect Carl Zeithaml Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fossil, Inc.
Ticker Security ID: Meeting Date Meeting Status
FOSL CUSIP 349882100 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Agather Mgmt For For For
1.2 Elect Jeffrey Boyer Mgmt For For For
1.3 Elect Kosta Kartsotis Mgmt For For For
1.4 Elect Diane Neal Mgmt For For For
1.5 Elect Thomas Nealon Mgmt For For For
1.6 Elect Elysia Ragusa Mgmt For For For
1.7 Elect Jal Shroff Mgmt For For For
1.8 Elect James Skinner Mgmt For For For
1.9 Elect Michael Steinberg Mgmt For For For
1.10 Elect Donald Stone Mgmt For For For
1.11 Elect James Zimmerman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Supply Chain
Standards
________________________________________________________________________________
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Paul Donahue Mgmt For For For
1.3 Elect Jean Douville Mgmt For For For
1.4 Elect Thomas Gallagher Mgmt For For For
1.5 Elect George Guynn Mgmt For For For
1.6 Elect John Holder Mgmt For For For
1.7 Elect John Johns Mgmt For Withhold Against
1.8 Elect Michael Johns Mgmt For For For
1.9 Elect J. Hicks Lanier Mgmt For For For
1.10 Elect Robert Mgmt For For For
Loudermilk,
Jr.
1.11 Elect Wendy Needham Mgmt For For For
1.12 Elect Jerry Nix Mgmt For Withhold Against
1.13 Elect Gary Rollins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gianluca Bolla Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Brown Mgmt For For For
2 Elect William Cobb Mgmt For For For
3 Elect Marvin Ellison Mgmt For For For
4 Elect Robert Gerard Mgmt For For For
5 Elect David Lewis Mgmt For For For
6 Elect Victoria Reich Mgmt For For For
7 Elect Bruce Rohde Mgmt For For For
8 Elect Tom Seip Mgmt For For For
9 Elect Christianna Wood Mgmt For For For
10 Elect James Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendment to the 2008 Mgmt For For For
Deferred Stock Unit
Plan for Outside
Directors
14 Amendment to the 2003 Mgmt For For For
Long-Term Executive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hasbro, Inc.
Ticker Security ID: Meeting Date Meeting Status
HAS CUSIP 418056107 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Basil Anderson Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Frank Biondi, Jr. Mgmt For For For
1.4 Elect Kenneth Bronfin Mgmt For For For
1.5 Elect John Connors, Jr. Mgmt For For For
1.6 Elect Michael Garrett Mgmt For For For
1.7 Elect Lisa Gersh Mgmt For For For
1.8 Elect Brian Goldner Mgmt For For For
1.9 Elect Jack Greenberg Mgmt For Withhold Against
1.10 Elect Alan Hassenfeld Mgmt For For For
1.11 Elect Tracy Leinbach Mgmt For For For
1.12 Elect Edward Philip Mgmt For For For
1.13 Elect Alfred Verrecchia Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For Against Against
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For Against Against
9 Elect Karen Katen Mgmt For Against Against
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Stormwater
Management
Policy
________________________________________________________________________________
International Game Technology
Ticker Security ID: Meeting Date Meeting Status
IGT CUSIP 459902102 03/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paget Alves Mgmt For For For
1.2 Elect Janice Chaffin Mgmt For For For
1.3 Elect Greg Creed Mgmt For For For
1.4 Elect Patti Hart Mgmt For For For
1.5 Elect Robert Miller Mgmt For For For
1.6 Elect David Roberson Mgmt For For For
1.7 Elect Vincent Sadusky Mgmt For For For
1.8 Elect Philip Satre Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Archer Mgmt For For For
1.2 Elect Mark Vergnano Mgmt For For For
1.3 Elect Richard Goodman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Jos. A. Bank Clothiers, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP 480838101 06/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Giordano Mgmt For For For
2 Elect William Herron Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For Against Against
2 Elect Steven Burd Mgmt For For For
3 Elect John Herma Mgmt For Against Against
4 Elect Dale Jones Mgmt For For For
5 Elect William Kellogg Mgmt For For For
6 Elect Kevin Mansell Mgmt For For For
7 Elect John Schlifske Mgmt For For For
8 Elect Frank Sica Mgmt For For For
9 Elect Peter Sommerhauser Mgmt For Against Against
10 Elect Stephanie Streeter Mgmt For Against Against
11 Elect Nina Vaca Mgmt For For For
12 Elect Stephen Watson Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Fur
Policy
16 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO
Succession
Planning
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
LKQ Corporation
Ticker Security ID: Meeting Date Meeting Status
LKQX CUSIP 501889208 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Clinton Allen Mgmt For For For
1.2 Elect Kevin Flynn Mgmt For For For
1.3 Elect Ronald Foster Mgmt For For For
1.4 Elect Joseph Holsten Mgmt For For For
1.5 Elect Blythe McGarvie Mgmt For For For
1.6 Elect Paul Meister Mgmt For For For
1.7 Elect John O'Brien Mgmt For For For
1.8 Elect Robert Wagman Mgmt For For For
1.9 Elect William Webster IV Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1998 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the Long Mgmt For For For
Term Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Richard Dreiling Mgmt For For For
1.6 Elect Dawn Hudson Mgmt For For For
1.7 Elect Robert Johnson Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For Withhold Against
1.9 Elect Richard Lochridge Mgmt For For For
1.10 Elect Robert Niblock Mgmt For For For
1.11 Elect Eric Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Mgmt For For For
Hernandez,
Jr.
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Elect Donald Thompson Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2012 Omnibus Stock Mgmt For For For
Ownership
Plan
8 Declassification of the Mgmt For For For
Board of
Directors
9 Right to Call Special Mgmt For For For
Meetings
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood
Obesity
________________________________________________________________________________
McGraw-Hill Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
MHP CUSIP 580645109 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pedro Aspe Mgmt For For For
2 Elect Sir Winfried Mgmt For For For
Bischoff
3 Elect William Green Mgmt For For For
4 Elect Linda Lorimer Mgmt For For For
5 Elect Harold McGraw III Mgmt For For For
6 Elect Robert McGraw Mgmt For For For
7 Elect Hilda Mgmt For For For
Ochoa-Brillembourg
8 Elect Sir Michael Rake Mgmt For For For
9 Elect Edward Rust, Jr. Mgmt For Against Against
10 Elect Kurt Schmoke Mgmt For For For
11 Elect Sidney Taurel Mgmt For For For
12 Elect Richard Thornburgh Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nordstrom, Inc.
Ticker Security ID: Meeting Date Meeting Status
JWN CUSIP 655664100 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis Campbell Mgmt For For For
2 Elect Michelle Ebanks Mgmt For For For
3 Elect Enrique Mgmt For For For
Hernandez,
Jr.
4 Elect Robert Miller Mgmt For For For
5 Elect Blake Nordstrom Mgmt For For For
6 Elect Erik Nordstrom Mgmt For For For
7 Elect Peter Nordstrom Mgmt For For For
8 Elect Philip Satre Mgmt For For For
9 Elect B. Kevin Turner Mgmt For For For
10 Elect Robert Walter Mgmt For For For
11 Elect Alison Winter Mgmt For For For
12 Amendment to the Mgmt For For For
Executive Management
Bonus
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Wren Mgmt For For For
2 Elect Bruce Crawford Mgmt For For For
3 Elect Alan Batkin Mgmt For Against Against
4 Elect Mary Choksi Mgmt For For For
5 Elect Robert Clark Mgmt For For For
6 Elect Leonard Coleman, Mgmt For Against Against
Jr.
7 Elect Errol Cook Mgmt For For For
8 Elect Susan Denison Mgmt For Against Against
9 Elect Michael Henning Mgmt For Against Against
10 Elect John Murphy Mgmt For For For
11 Elect John Purcell Mgmt For For For
12 Elect Linda Johnson Rice Mgmt For Against Against
13 Elect Gary Roubos Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Right to Call a Special Mgmt For For For
Meeting
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Ross Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROST CUSIP 778296103 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Balmuth Mgmt For For For
1.2 Elect K. Gunnar Mgmt For For For
Bjorklund
1.3 Elect Sharon Garrett Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Staples, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLS CUSIP 855030102 06/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Arthur Blank Mgmt For For For
3 Elect David Faust Mgmt For For For
4 Elect Justin King Mgmt For For For
5 Elect Carol Meyrowitz Mgmt For For For
6 Elect Rowland Moriarty Mgmt For For For
7 Elect Robert Nakasone Mgmt For For For
8 Elect Ronald Sargent Mgmt For For For
9 Elect Elizabeth Smith Mgmt For For For
10 Elect Robert Sulentic Mgmt For For For
11 Elect Vijay Vishwanath Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Action by Written Mgmt For For For
Consent
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2010 Mgmt For For For
Long Term Cash
Incentive
Plan
16 Amendment to the Mgmt For For For
Executive Officer
Incentive
Plan
17 2012 Employee Stock Mgmt For For For
Purchase
Plan
18 Ratification of Auditor Mgmt For For For
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Steven Madden, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SHOO CUSIP 556269108 05/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward Rosenfeld Mgmt For For For
1.2 Elect John Madden Mgmt For Withhold Against
1.3 Elect Peter Migliorini Mgmt For Withhold Against
1.4 Elect Richard Randall Mgmt For For For
1.5 Elect Ravi Sachdev Mgmt For For For
1.6 Elect Thomas Schwartz Mgmt For Withhold Against
2 Amendment to the 2006 Mgmt For Against Against
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Short Mgmt For For For
Term Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Electronic
Waste
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose Alvarez Mgmt For For For
3 Elect Alan Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of Material Mgmt For For For
Terms of Executive
Officer Performance
Goals Under Cash
Incentive
Plans
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Judith Estrin Mgmt For For For
4 Elect Robert Iger Mgmt For For For
5 Elect Fred Langhammer Mgmt For Against Against
6 Elect Aylwin Lewis Mgmt For Against Against
7 Elect Monica Lozano Mgmt For For For
8 Elect Robert Matschullat Mgmt For For For
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Tractor Supply Company
Ticker Security ID: Meeting Date Meeting Status
TSCO CUSIP 892356106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Wright Mgmt For For For
1.2 Elect Johnston Adams Mgmt For For For
1.3 Elect Peter Bewley Mgmt For For For
1.4 Elect Jack Bingleman Mgmt For For For
1.5 Elect Richard Frost Mgmt For For For
1.6 Elect Cynthia Jamison Mgmt For For For
1.7 Elect George MacKenzie Mgmt For For For
1.8 Elect Edna Morris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Susan Cameron Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect E. V. Goings Mgmt For For For
5 Elect Joe Lee Mgmt For For For
6 Elect Angel Martinez Mgmt For For For
7 Elect Antonio Monteiro Mgmt For For For
de
Castro
8 Elect Robert Murray Mgmt For For For
9 Elect David Parker Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect M. Anne Szostak Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Urban Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
URBN CUSIP 917047102 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Hayne Mgmt For For For
1.2 Elect Harry Cherken, Jr. Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Board
Diversity
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
V.F. Corporation
Ticker Security ID: Meeting Date Meeting Status
VFC CUSIP 918204108 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Hurst Mgmt For For For
1.2 Elect Laura Lang Mgmt For For For
1.3 Elect W. Alan McCollough Mgmt For For For
1.4 Elect Raymond Viault Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
World Acceptance Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Alexander Mgmt For For For
McLean,
III
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers Mgmt For For For
III
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Darrell Whitaker Mgmt For For For
1.7 Elect Scott Vassalluzzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Stock Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
Item 3: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Consumer Staples Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Martin Barrington Mgmt For For For
4 Elect John Casteen III Mgmt For Against Against
5 Elect Dinyar Devitre Mgmt For For For
6 Elect Thomas Farrell II Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn McQuade Mgmt For For For
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For For For
3 Elect Terrell Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Antonio Maciel Mgmt For For For
7 Elect Patrick Moore Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect Kelvin Westbrook Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Contributions
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainable
Palm
Oil
________________________________________________________________________________
Campbell Soup Company
Ticker Security ID: Meeting Date Meeting Status
CPB CUSIP 134429109 11/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edmund Carpenter Mgmt For For For
1.2 Elect Paul Charron Mgmt For For For
1.3 Elect Bennett Dorrance Mgmt For For For
1.4 Elect Lawrence Karlson Mgmt For For For
1.5 Elect Randall Larrimore Mgmt For For For
1.6 Elect Mary Alice Malone Mgmt For For For
1.7 Elect Sara Mathew Mgmt For For For
1.8 Elect Denise Morrison Mgmt For For For
1.9 Elect William Perez Mgmt For For For
1.10 Elect Charles Perrin Mgmt For For For
1.11 Elect A. Barry Rand Mgmt For For For
1.12 Elect Nick Shreiber Mgmt For For For
1.13 Elect Tracey Travis Mgmt For For For
1.14 Elect Archbold van Mgmt For For For
Beuren
1.15 Elect Les Vinney Mgmt For For For
1.16 Elect Charlotte Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Colgate-Palmolive Company
Ticker Security ID: Meeting Date Meeting Status
CL CUSIP 194162103 05/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nikesh Arora Mgmt For For For
2 Elect John Cahill Mgmt For For For
3 Elect Ian Cook Mgmt For For For
4 Elect Helene Gayle Mgmt For For For
5 Elect Ellen Hancock Mgmt For For For
6 Elect Joseph Jimenez Mgmt For For For
7 Elect Richard Kogan Mgmt For For For
8 Elect Delano Lewis Mgmt For For For
9 Elect J. Pedro Reinhard Mgmt For For For
10 Elect Stephen Sadove Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Corn Products International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Almeida Mgmt For For For
1.2 Elect Luis Mgmt For Withhold Against
Aranguren-Trellez
1.3 Elect Paul Hanrahan Mgmt For For For
1.4 Elect Wayne Hewett Mgmt For For For
1.5 Elect Gregory Kenny Mgmt For For For
1.6 Elect James Ringler Mgmt For For For
2 Company Name Change Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160KRTH 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Sinegal Mgmt For For For
1.2 Elect Jeffrey Brotman Mgmt For For For
1.3 Elect Richard Galanti Mgmt For Withhold Against
1.4 Elect Daniel Evans Mgmt For For For
1.5 Elect Jeffrey Raikes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CVS Caremark Corporation
Ticker Security ID: Meeting Date Meeting Status
CVS CUSIP 126650100 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. David Brown II Mgmt For For For
2 Elect David Dorman Mgmt For For For
3 Elect Anne Finucane Mgmt For For For
4 Elect Kristen Gibney Mgmt For For For
Williams
5 Elect Marian Heard Mgmt For For For
6 Elect Larry Merlo Mgmt For For For
7 Elect Jean-Pierre Millon Mgmt For For For
8 Elect C.A. Lance Piccolo Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Elect Tony White Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authorization of Mgmt For For For
Written Consent by
Less Than Unanimous
Approval
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
General Mills, Inc.
Ticker Security ID: Meeting Date Meeting Status
GIS CUSIP 370334104 09/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bradbury Anderson Mgmt For For For
2 Elect R. Kerry Clark Mgmt For For For
3 Elect Paul Danos Mgmt For For For
4 Elect William Esrey Mgmt For For For
5 Elect Raymond Gilmartin Mgmt For For For
6 Elect Judith Richards Mgmt For For For
Hope
7 Elect Heidi Miller Mgmt For For For
8 Elect Hilda Mgmt For For For
Ochoa-Brillembourg
9 Elect Steve Odland Mgmt For For For
10 Elect Kendall Powell Mgmt For For For
11 Elect Michael Rose Mgmt For For For
12 Elect Robert Ryan Mgmt For For For
13 Elect Dorothy Terrell Mgmt For For For
14 2011 Stock Compensation Mgmt For Against Against
Plan
15 2011 Compensation Plan Mgmt For For For
for Non-Employee
Directors
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hormel Foods Corporation
Ticker Security ID: Meeting Date Meeting Status
HRL CUSIP 440452100 01/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrell Crews Mgmt For For For
1.2 Elect Jeffrey Ettinger Mgmt For For For
1.3 Elect Jody Feragen Mgmt For Withhold Against
1.4 Elect Glenn Forbes Mgmt For For For
1.5 Elect Stephen Lacy Mgmt For For For
1.6 Elect Susan Marvin Mgmt For For For
1.7 Elect Michael Mendes Mgmt For For For
1.8 Elect John Morrison Mgmt For For For
1.9 Elect Elsa Murano Mgmt For For For
1.10 Elect Robert Nakasone Mgmt For For For
1.11 Elect Susan Nestegard Mgmt For For For
1.12 Elect Dakota Pippins Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect John Bergstrom Mgmt For For For
3 Elect Abelardo Bru Mgmt For For For
4 Elect Robert Decherd Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Fabian Garcia Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Nancy Karch Mgmt For For For
10 Elect Ian Read Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Marc Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lorillard, Inc.
Ticker Security ID: Meeting Date Meeting Status
LO CUSIP 544147101 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Almon Mgmt For For For
2 Elect Kit Dietz Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Employee Stock Purchase Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Indra Nooyi Mgmt For For For
8 Elect Sharon Rockefeller Mgmt For For For
9 Elect James Schiro Mgmt For For For
10 Elect Lloyd Trotter Mgmt For For For
11 Elect Daniel Vasella Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reapproval of the 2007 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risk
Oversight
Committee
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio Noto Mgmt For For For
10 Elect Robert Polet Mgmt For For For
11 Elect Carlos Slim Helu Mgmt For For For
12 Elect Stephen Wolf Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2012 Performance Mgmt For For For
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Ethics
Committee
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Daly Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Richard Thornburgh Mgmt For For For
1.5 Elect Thomas Wajnert Mgmt For For For
1.6 Elect H. Kahler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Uncontested
Election of
Directors
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Ethics
Committee
________________________________________________________________________________
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Allen Mgmt For For For
2 Elect Ronald Allen Mgmt For Against Against
3 Elect Howard Buffett Mgmt For For For
4 Elect Richard Daley Mgmt For For For
5 Elect Barry Diller Mgmt For Against Against
6 Elect Evan Greenberg Mgmt For For For
7 Elect Alexis Herman Mgmt For For For
8 Elect Muhtar Kent Mgmt For For For
9 Elect Donald Keough Mgmt For For For
10 Elect Robert Kotick Mgmt For For For
11 Elect Maria Lagomasino Mgmt For For For
12 Elect Donald McHenry Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect James Robinson III Mgmt For For For
15 Elect Peter Ueberroth Mgmt For For For
16 Elect Jacob Wallenberg Mgmt For Against Against
17 Elect James Williams Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The J.M. Smucker Company
Ticker Security ID: Meeting Date Meeting Status
SJM CUSIP 832696405 08/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Vincent Byrd Mgmt For For For
2 Elect R. Douglas Cowan Mgmt For For For
3 Elect Elizabeth Long Mgmt For For For
4 Elect Mark Smucker Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Coffee
Sustainability
Report
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reuben Anderson Mgmt For For For
2 Elect Robert Beyer Mgmt For For For
3 Elect David Dillon Mgmt For For For
4 Elect Susan Kropf Mgmt For For For
5 Elect John LaMacchia Mgmt For For For
6 Elect David Lewis Mgmt For For For
7 Elect W. Rodney McMullen Mgmt For For For
8 Elect Jorge Montoya Mgmt For For For
9 Elect Clyde Moore Mgmt For For For
10 Elect Susan Phillips Mgmt For For For
11 Elect Steven Rogel Mgmt For For For
12 Elect James Runde Mgmt For For For
13 Elect Ronald Sargent Mgmt For For For
14 Elect Bobby Shackouls Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding ILO
Conventions
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Extended
Producer
Responsibility
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Susan Mgmt For For For
Desmond-Hellmann
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney,
Jr.
7 Elect Johnathan Rodgers Mgmt For For For
8 Elect Margaret Whitman Mgmt For For For
9 Elect Mary Wilderotter Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Technical Amendments Mgmt For For For
Regarding Preferred
Stock
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditure
________________________________________________________________________________
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida Alvarez Mgmt For Against Against
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For Against Against
4 Elect James Cash, Jr. Mgmt For Against Against
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For Against Against
8 Elect Marissa Mayer Mgmt For For For
9 Elect Gregory Penner Mgmt For For For
10 Elect Steven Reinemund Mgmt For For For
11 Elect H. Lee Scott, Jr. Mgmt For Against Against
12 Elect Arne Sorenson Mgmt For Against Against
13 Elect Jim Walton Mgmt For For For
14 Elect S. Robson Walton Mgmt For For For
15 Elect Christopher Mgmt For Against Against
Williams
16 Elect Linda Wolf Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Qualifications
21 Shareholder Proposal ShrHoldr Against Against For
Regarding an Incentive
Compensation
Report
________________________________________________________________________________
Walgreen Co.
Ticker Security ID: Meeting Date Meeting Status
WAG CUSIP 931422RTH 01/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Brailer Mgmt For For For
2 Elect Steven Davis Mgmt For For For
3 Elect William Foote Mgmt For Against Against
4 Elect Mark Frissora Mgmt For For For
5 Elect Ginger Graham Mgmt For For For
6 Elect Alan McNally Mgmt For For For
7 Elect Nancy Schlichting Mgmt For For For
8 Elect David Schwartz Mgmt For For For
9 Elect Alejandro Silva Mgmt For For For
10 Elect James Skinner Mgmt For For For
11 Elect Gregory Wasson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 2011 Cash-Based Mgmt For For For
Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
Item 4: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Energy Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Apache Corporation
Ticker Security ID: Meeting Date Meeting Status
APA CUSIP 037411105 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Josey Mgmt For For For
2 Elect George Lawrence Mgmt For For For
3 Elect Rodman Patton Mgmt For For For
4 Elect Charles Pitman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Mgmt For For For
Jr.
1.3 Elect Martin Craighead Mgmt For For For
1.4 Elect Chad Deaton Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For Withhold Against
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect James Stewart Mgmt For For For
1.12 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Cameron International Corporation
Ticker Security ID: Meeting Date Meeting Status
CAM CUSIP 13342B105 05/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Baker Mgmt For For For
Cunningham
2 Elect Sheldon Erikson Mgmt For For For
3 Elect Douglas Foshee Mgmt For For For
4 Elect Rodolfo Landim Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Adoption of Delaware as Mgmt For Against Against
the Exclusive Forum
for Certain Disputes
9 Approve Restatement of Mgmt For For For
Certificate of
Incorporation
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Chuck Hagel Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect George Kirkland Mgmt For For For
6 Elect Charles Moorman, Mgmt For For For
IV
7 Elect Kevin Sharer Mgmt For For For
8 Elect John Stumpf Mgmt For For For
9 Elect Ronald Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Exclusive
Forum
Provisions
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CUSIP 126132109 05/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect WU Guangqi Mgmt For Against Against
4 Elect WU Zhenfang Mgmt For For For
5 Elect Aloysius TSE Hau Mgmt For For For
Yin
6 Directors' Fees Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Mgmt For For For
Jr.
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Ryan Lance Mgmt For For For
7 Elect Mohd Hassan Mgmt For For For
Marican
8 Elect Harold McGraw III Mgmt For Against Against
9 Elect James Mulva Mgmt For For For
10 Elect Robert Niblock Mgmt For For For
11 Elect Harald Norvik Mgmt For For For
12 Elect William Reilly Mgmt For For For
13 Elect Victoria Tschinkel Mgmt For For For
14 Elect Kathryn Turner Mgmt For Against Against
15 Elect William Wade, Jr. Mgmt For Against Against
16 Ratification of Auditor Mgmt For Against Against
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Louisiana
Wetlands
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
________________________________________________________________________________
CONSOL Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CNX CUSIP 20854P109 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Brett Harvey Mgmt For For For
1.2 Elect Philip Baxter Mgmt For For For
1.3 Elect James Altmeyer, Mgmt For Withhold Against
Sr.
1.4 Elect William Davis Mgmt For For For
1.5 Elect Raj Gupta Mgmt For For For
1.6 Elect Patricia Hammick Mgmt For For For
1.7 Elect David Hardesty, Mgmt For Withhold Against
Jr.
1.8 Elect John Mills Mgmt For For For
1.9 Elect William Powell Mgmt For For For
1.10 Elect Joseph Williams Mgmt For For For
2 Amendment to the Equity Mgmt For For For
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Bergmark Mgmt For Withhold Against
1.2 Elect Margaret van Mgmt For For For
Kempen
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
5 Accounts and Reports Mgmt For Abstain Against
6 Authority to Cancel Mgmt For For For
Shares
7 Authority to Repurchase Mgmt For For For
Shares
8 Authority to Issue Mgmt For For For
Common and Preference
Shares w/ Preemptive
Rights
9 Elimination of Mgmt For For For
Preemptive
Rights
10 Technical Amendments to Mgmt For For For
Articles of
Association
________________________________________________________________________________
Devon Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DVN CUSIP 25179M103 06/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Henry Mgmt For Withhold Against
1.2 Elect John Hill Mgmt For For For
1.3 Elect Michael Kanovsky Mgmt For For For
1.4 Elect Robert Mosbacher, Mgmt For Withhold Against
Jr.
1.5 Elect J. Larry Nichols Mgmt For For For
1.6 Elect Duane Radtke Mgmt For For For
1.7 Elect Mary Ricciardello Mgmt For For For
1.8 Elect John Richels Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Right to Call a Special Mgmt For For For
Meeting
5 2012 Incentive Mgmt For For For
Compensation
Plan
6 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Tisch Mgmt For For For
2 Elect Lawrence Dickerson Mgmt For For For
3 Elect John Bolton Mgmt For For For
4 Elect Charles Fabrikant Mgmt For Against Against
5 Elect Paul Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert Hofmann Mgmt For For For
8 Elect Clifford Sobel Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect Raymond Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Incentive Compensation
Plan for Executive
Officers
________________________________________________________________________________
Dril-Quip, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRQ CUSIP 262037104 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect L. H. Dick Mgmt For For For
Robertson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2004 Mgmt For For For
Incentive
Plan
5 Short Term Incentive Mgmt For For For
Plan
________________________________________________________________________________
Eni S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENI CUSIP 26874R108 04/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Remuneration Report Mgmt For For For
4 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 29358Q109 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Christopher Mgmt For For For
Gaut
2 Elect Gerald Haddock Mgmt For For For
3 Elect Paul Rowsey III Mgmt For For For
4 Elect Francis Kalman Mgmt For For For
5 Elect David Brown Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Ratification of Mgmt For For For
Statutory
Auditor
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 2012 Long-Term Mgmt For For For
Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Henrietta Fore Mgmt For For For
1.6 Elect Kenneth Frazier Mgmt For For For
1.7 Elect William George Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation
Anti-Bias
Policy
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect S. Malcolm Gillis Mgmt For Against Against
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald Robillard, Mgmt For For For
Jr.
1.2 Elect Francis Rooney Mgmt For For For
1.3 Elect Edward Rust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Authority to Remove Mgmt For For For
Directors With or
Without
Cause
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Hess Mgmt For For For
2 Elect Samuel Bodman, III Mgmt For Against Against
3 Elect Risa Mgmt For For For
Lavizzo-Mourey
4 Elect Craig Matthews Mgmt For For For
5 Elect Ernst von Metzsch Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
9 Shareholder Proposal ShrHoldr N/A For N/A
Regarding
Declassification of
the
Board
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory Boyce Mgmt For For For
2 Elect Pierre Brondeau Mgmt For For For
3 Elect Clarence Cazalot, Mgmt For For For
Jr.
4 Elect Linda Cook Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Michael Phelps Mgmt For For For
8 Elect Dennis Reilley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 2012 Incentive Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Marathon Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Daberko Mgmt For For For
1.2 Elect Donna James Mgmt For For For
1.3 Elect Charles Lee Mgmt For Withhold Against
1.4 Elect Seth Schofield Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 2012 Incentive Mgmt For For For
Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Blue Mgmt For For For
2 Elect Steven Cosse Mgmt For For For
3 Elect Claiborne Deming Mgmt For For For
4 Elect Robert Hermes Mgmt For For For
5 Elect James Kelley Mgmt For For For
6 Elect Walentin Mirosh Mgmt For For For
7 Elect R. Madison Murphy Mgmt For For For
8 Elect Neal Schmale Mgmt For For For
9 Elect David Smith Mgmt For For For
10 Elect Caroline Theus Mgmt For For For
11 Elect David Wood Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Long-Term Mgmt For For For
incentive
Plan
14 2012 Annual Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Crane Mgmt For For For
1.2 Elect Michael Linn Mgmt For For For
1.3 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Amendment to Mgmt For Against Against
Supermajority
Requirement Regarding
Business
Combinations
5 Technical Bye-Law Mgmt For For For
Amendments
6 2012 Incentive Bonus Mgmt For Against Against
Plan
7 2012 Stock Plan Mgmt For Against Against
8 Advisory Vote on Mgmt For Against Against
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill Miller, Mgmt For For For
Jr.
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect David Williams Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Discharge of Directors Mgmt For For For
& Officers for Fiscal
Year
2011
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 1991 Stock Option and Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Oceaneering International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OII CUSIP 675232102 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerold DesRoche Mgmt For For For
1.2 Elect John Huff Mgmt For Withhold Against
1.3 Elect M. Kevin McEvoy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William Coley Mgmt For For For
1.3 Elect William James Mgmt For For For
1.4 Elect Robert Karn III Mgmt For For For
1.5 Elect M. Frances Keeth Mgmt For For For
1.6 Elect Henry Lentz Mgmt For For For
1.7 Elect Robert Malone Mgmt For For For
1.8 Elect William Rusnack Mgmt For For For
1.9 Elect John Turner Mgmt For For For
1.10 Elect Sandra Van Trease Mgmt For For For
1.11 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael Marks Mgmt For For For
8 Elect Elizabeth Moler Mgmt For For For
9 Elect Lubna Olayan Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Financial Mgmt For For For
Statements and
Dividends
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic Mgmt For For For
D'Alessandro
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Paul Haseldonckx Mgmt For For For
1.6 Elect John Huff Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Maureen McCaw Mgmt For For For
1.9 Elect Michael O'Brien Mgmt For For For
1.10 Elect James Simpson Mgmt For For For
1.11 Elect Eira Thomas Mgmt For For For
1.12 Elect Steven Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 02/07/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorize Electronic Mgmt For For For
Communications
10 Increase in Authorized Mgmt For Against Against
Capital
11 Amendment Regarding Mgmt For For For
Board
Minutes
12 Amendment Regarding Mgmt For For For
Power of
Attorney
13 Amendment Regarding Mgmt For For For
Appointment of
Auditors
14 Amendment Regarding Mgmt For For For
Time of Annual
Shareholder
Meeting
15 Amendment Regarding Mgmt For For For
Notice of
Meeting
16 Amendment Eliminating Mgmt For For For
Shareblocking and
Establishing Record
Date
17 Amendment Regarding Mgmt For For For
Extraordinary General
Meeting
18 Amendment Regarding Mgmt For For For
Distribution of
Dividends
19 Amendment Regarding Mgmt For For For
Electronic Disclosure
of
Documents
20 Amendment Regarding Mgmt For For For
Distribution of
Dividends
________________________________________________________________________________
Tenaris S.A.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 88031M109 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Board Mgmt For For For
Acts
6 Election of Directors Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authorize Electronic Mgmt For For For
Communications
10 Increase in Authorized Mgmt For Against Against
Capital
11 Amendment Regarding Mgmt For For For
Board
Minutes
12 Amendment Regarding Mgmt For For For
Power of
Attorney
13 Amendment Regarding Mgmt For For For
Appointment of
Auditors
14 Amendment Regarding Mgmt For For For
Time of Annual
Shareholder
Meeting
15 Amendment Regarding Mgmt For For For
Notice of
Meeting
16 Amendment Eliminating Mgmt For For For
Shareblocking and
Establishing Record
Date
17 Amendment Regarding Mgmt For For For
Extraordinary General
Meeting
18 Amendment Regarding Mgmt For For For
Distribution of
Dividends
19 Amendment Regarding Mgmt For For For
Electronic Disclosure
of
Documents
20 Amendment Regarding Mgmt For For For
Distribution of
Dividends
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney Chase Mgmt For For For
2 Elect Gregory Goff Mgmt For For For
3 Elect Robert Goldman Mgmt For For For
4 Elect Steven Grapstein Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Jim Nokes Mgmt For For For
7 Elect Susan Tomasky Mgmt For For For
8 Elect Michael Wiley Mgmt For For For
9 Elect Patrick Yang Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tidewater Inc.
Ticker Security ID: Meeting Date Meeting Status
TDW CUSIP 886423OIH 07/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Jay Allison Mgmt For For For
1.2 Elect James Day Mgmt For For For
1.3 Elect Richard du Moulin Mgmt For For For
1.4 Elect Morris Foster Mgmt For For For
1.5 Elect J. Wayne Leonard Mgmt For For For
1.6 Elect Jon Madonna Mgmt For Withhold Against
1.7 Elect Joseph Netherland Mgmt For For For
1.8 Elect Richard Pattarozzi Mgmt For Withhold Against
1.9 Elect Nicholas Sutton Mgmt For For For
1.10 Elect Cindy Taylor Mgmt For For For
1.11 Elect Dean Taylor Mgmt For For For
1.12 Elect Jack Thompson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Jerry Choate Mgmt For Against Against
3 Elect Ruben Escobedo Mgmt For Against Against
4 Elect William Klesse Mgmt For For For
5 Elect Bob Marbut Mgmt For Against Against
6 Elect Donald Nickles Mgmt For Against Against
7 Elect Phillip Pfeiffer Mgmt For For For
8 Elect Robert Profusek Mgmt For Against Against
9 Elect Susan Purcell Mgmt For For For
10 Elect Stephen Waters Mgmt For For For
11 Elect Randall Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For Against Against
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
________________________________________________________________________________
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3 Elect Bernard Mgmt For For For
Duroc-Danner
4 Elect Samuel Bodman III Mgmt For Against Against
5 Elect Nicholas Brady Mgmt For For For
6 Elect David Butters Mgmt For Against Against
7 Elect William Macaulay Mgmt For Against Against
8 Elect Robert Moses, Jr. Mgmt For Against Against
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Elect Emyr Parry Mgmt For For For
11 Elect Robert Rayne Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Increase in Authorized Mgmt For For For
Capital
14 Amendment to 2010 Mgmt For For For
Omnibus Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Western Refining, Inc.
Ticker Security ID: Meeting Date Meeting Status
WNR CUSIP 959319104 06/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sigmund Cornelius Mgmt For For For
1.2 Elect Brian Hogan Mgmt For For For
1.3 Elect Scott Weaver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 06/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Kasbar Mgmt For For For
1.2 Elect Paul Stebbins Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect Abby Kohnstamm Mgmt For For For
1.7 Elect John Manley Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Stephen Mgmt For For For
Roddenberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 5: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Equity Income Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Michael Eskew Mgmt For For For
4 Elect W. James Farrell Mgmt For For For
5 Elect Herbert Henkel Mgmt For For For
6 Elect Edward Liddy Mgmt For For For
7 Elect Robert Morrison Mgmt For For For
8 Elect Aulana Peters Mgmt For Against Against
9 Elect Inge Thulin Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
General Employees
Stock Purchase
Plan
14 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP 808194104 12/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene Allspach Mgmt For For For
1.2 Elect Gregory Barmore Mgmt For For For
1.3 Elect David Birney Mgmt For For For
1.4 Elect Howard Curd Mgmt For For For
1.5 Elect Joseph Gingo Mgmt For For For
1.6 Elect Michael McManus, Mgmt For For For
Jr.
1.7 Elect Lee Meyer Mgmt For For For
1.8 Elect James Mitarotonda Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For For For
1.10 Elect Irvin Reid Mgmt For For For
1.11 Elect John Yasinsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos Mgmt For For For
II
3 Elect Paul Amos II Mgmt For For For
4 Elect Kriss Cloninger Mgmt For Against Against
III
5 Elect Elizabeth Hudson Mgmt For For For
6 Elect Douglas Johnson Mgmt For For For
7 Elect Robert Johnson Mgmt For For For
8 Elect Charles Knapp Mgmt For For For
9 Elect E. Stephen Purdom Mgmt For For For
10 Elect Barbara Rimer Mgmt For For For
11 Elect Marvin Schuster Mgmt For For For
12 Elect Melvin Stith Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Takuro Yoshida Mgmt For Against Against
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
17 Amendment to the 2013 Mgmt For For For
Management Incentive
Plan.
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mario Baeza Mgmt For For For
2 Elect Susan Carter Mgmt For For For
3 Elect John McGlade Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Martin Barrington Mgmt For For For
4 Elect John Casteen III Mgmt For Against Against
5 Elect Dinyar Devitre Mgmt For For For
6 Elect Thomas Farrell II Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn McQuade Mgmt For For For
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
American Eagle Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEO CUSIP 02553E106 06/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janice Page Mgmt For Against Against
2 Elect Noel Spiegel Mgmt For For For
3 Elect Gerald Wedren Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Annaly Capital Management, Inc.
Ticker Security ID: Meeting Date Meeting Status
NLY CUSIP 035710409 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wellington Mgmt For For For
Denahan-Norris
2 Elect Michael Haylon Mgmt For For For
3 Elect Donnell Segalas Mgmt For Against Against
4 Elect Jonathan Green Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apollo Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
AINV CUSIP 03761U106 08/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Puleo Mgmt For For For
1.2 Elect Carl Spielvogel Mgmt For For For
1.3 Elect Jeanette Loeb Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval to Sell Shares Mgmt For For For
of Common Stock Below
Net Asset
Value
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Richard Clark Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Enrique Salem Mgmt For For For
1.10 Elect Gregory Summe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CUSIP 072730302 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Manfred Schneider Mgmt For For For
5 Elect Werner Wenning Mgmt For For For
6 Elect Paul Achleitner Mgmt For For For
7 Elect Clemens Borsig Mgmt For For For
8 Elect Thomas Ebeling Mgmt For For For
9 Elect Klaus Kleinfeld Mgmt For Against Against
10 Elect Helmut Panke Mgmt For For For
11 Elect Sue Rataj Mgmt For For For
12 Elect Ekkehard Schulz Mgmt For For For
13 Elect Klaus Sturany Mgmt For For For
14 Elect Ernst-Ludwig Mgmt For For For
Winnacker
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Allison IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Mgmt For For For
Jr.
1.4 Elect Anna Cablik Mgmt For For For
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Mgmt For Withhold Against
Glover,
Jr.
1.7 Elect Jane Helm Mgmt For For For
1.8 Elect John Howe III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For For For
1.11 Elect Nido Qubein Mgmt For Withhold Against
1.12 Elect Thomas Skains Mgmt For For For
1.13 Elect Thomas Thompson Mgmt For For For
1.14 Elect Edwin Welch Ph.D. Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 2012 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Demchak Mgmt For For For
2 Elect Laurence Fink Mgmt For For For
3 Elect Robert Kapito Mgmt For For For
4 Elect Thomas O'Brien Mgmt For For For
5 Elect Ivan Seidenberg Mgmt For For For
6 Amendment to Mgmt For For For
Certificate of
Incorporation to
Declassify
Board
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CUSIP 055622104 04/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Robert Dudley Mgmt For For For
4 Elect Iain Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Byron Grote Mgmt For For For
7 Elect Paul Anderson Mgmt For For For
8 Elect Frank Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan Nelson Mgmt For For For
15 Elect Phuthuma Nhleko Mgmt For For For
16 Elect Andrew Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Calhoun Mgmt For For For
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Jon Huntsman, Jr. Mgmt For For For
1.8 Elect Peter Magowan Mgmt For For For
1.9 Elect Dennis Muilenburg Mgmt For For For
1.10 Elect Douglas Oberhelman Mgmt For For For
1.11 Elect William Osborn Mgmt For For For
1.12 Elect Charles Powell Mgmt For For For
1.13 Elect Edward Rust, Jr. Mgmt For For For
1.14 Elect Susan Schwab Mgmt For For For
1.15 Elect Joshua Smith Mgmt For For For
1.16 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Call a Special Mgmt For For For
Meeting
5 Amendment to Advance Mgmt For Against Against
Notice
Requirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
CEC Entertainment, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEC CUSIP 125137109 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Frank Mgmt For For For
1.2 Elect Tommy Franks Mgmt For For For
1.3 Elect Tim Morris Mgmt For For For
1.4 Elect Louis Neeb Mgmt For For For
1.5 Elect Cynthia Pharr Lee Mgmt For For For
1.6 Elect Raymond Wooldridge Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Incentive Bonus
Plan
4 Amendment to the 2004 Mgmt For For For
Restricted Stock
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Chuck Hagel Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect George Kirkland Mgmt For For For
6 Elect Charles Moorman, Mgmt For For For
IV
7 Elect Kevin Sharer Mgmt For For For
8 Elect John Stumpf Mgmt For For For
9 Elect Ronald Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Exclusive
Forum
Provisions
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Corn Products International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Almeida Mgmt For For For
1.2 Elect Luis Mgmt For Withhold Against
Aranguren-Trellez
1.3 Elect Paul Hanrahan Mgmt For For For
1.4 Elect Wayne Hewett Mgmt For For For
1.5 Elect Gregory Kenny Mgmt For For For
1.6 Elect James Ringler Mgmt For For For
2 Company Name Change Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Linda Hefner Mgmt For For For
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter Lohr, Jr. Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Re-approve the Material Mgmt For For For
Terms of the
Performance Goals
Under the 2007
Executive Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Charles Holliday, Mgmt For For For
Jr.
4 Elect Dipak Jain Mgmt For For For
5 Elect Clayton Jones Mgmt For For For
6 Elect Joachim Milberg Mgmt For For For
7 Elect Richard Myers Mgmt For For For
8 Elect Thomas Patrick Mgmt For For For
9 Elect Sherry Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Employee Director Mgmt For For For
Stock Ownership
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diebold, Incorporated
Ticker Security ID: Meeting Date Meeting Status
DBD CUSIP 253651103 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Patrick Allender Mgmt For For For
1.2 Elect Bruce Byrnes Mgmt For For For
1.3 Elect Mei-Wei Cheng Mgmt For For For
1.4 Elect Phillip Cox Mgmt For For For
1.5 Elect Richard Crandall Mgmt For Withhold Against
1.6 Elect Gale Fitzgerald Mgmt For For For
1.7 Elect John Lauer Mgmt For For For
1.8 Elect Rajesh K. Soin Mgmt For For For
1.9 Elect Thomas Swidarski Mgmt For For For
1.10 Elect Henry Wallace Mgmt For Withhold Against
1.11 Elect Alan Weber Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect John Hess Mgmt For For For
6 Elect Andrew Liveris Mgmt For For For
7 Elect Paul Polman Mgmt For For For
8 Elect Dennis Reilley Mgmt For For For
9 Elect James Ringler Mgmt For For For
10 Elect Ruth Shaw Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Stock Incentive Mgmt For For For
Plan
14 2012 Employee Stock Mgmt For For For
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
E.I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Richard Brown Mgmt For For For
3 Elect Robert Brown Mgmt For For For
4 Elect Bertrand Collomb Mgmt For For For
5 Elect Curtis Crawford Mgmt For For For
6 Elect Alexander Cutler Mgmt For For For
7 Elect Eleuthere Du Pont Mgmt For For For
8 Elect Marillyn Hewson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Ellen Kullman Mgmt For For For
11 Elect Lee Thomas Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Executive
Compensation
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander Cutler Mgmt For For For
2 Elect Arthur Johnson Mgmt For For For
3 Elect Deborah McCoy Mgmt For For For
4 2012 Stock Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Fernandez Mgmt For For For
Gonzalez
1.2 Elect Arthur Golden Mgmt For Withhold Against
1.3 Elect William Johnson Mgmt For For For
1.4 Elect John Menzer Mgmt For For For
1.5 Elect August Busch III Mgmt For For For
1.6 Elect Rozanne Ridgway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Ensco plc
Ticker Security ID: Meeting Date Meeting Status
ESV CUSIP 29358Q109 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Christopher Mgmt For For For
Gaut
2 Elect Gerald Haddock Mgmt For For For
3 Elect Paul Rowsey III Mgmt For For For
4 Elect Francis Kalman Mgmt For For For
5 Elect David Brown Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Ratification of Mgmt For For For
Statutory
Auditor
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 2012 Long-Term Mgmt For For For
Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Henrietta Fore Mgmt For For For
1.6 Elect Kenneth Frazier Mgmt For For For
1.7 Elect William George Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation
Anti-Bias
Policy
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For Against Against
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
20 Approval of Material Mgmt For For For
Terms of Senior
Officer Performance
Goals
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Activities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
GFI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GFIG CUSIP 361652209 06/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fanzilli, Mgmt For Withhold Against
Jr.
1.2 Elect Richard Magee Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Greenhill & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GHL CUSIP 395259104 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Greenhill Mgmt For For For
1.2 Elect Scott Bok Mgmt For For For
1.3 Elect Robert Blakely Mgmt For Withhold Against
1.4 Elect John Danforth Mgmt For For For
1.5 Elect Steven Goldstone Mgmt For For For
1.6 Elect Stephen Key Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gianluca Bolla Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
H&R Block, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRB CUSIP 093671105 09/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul Brown Mgmt For For For
2 Elect William Cobb Mgmt For For For
3 Elect Marvin Ellison Mgmt For For For
4 Elect Robert Gerard Mgmt For For For
5 Elect David Lewis Mgmt For For For
6 Elect Victoria Reich Mgmt For For For
7 Elect Bruce Rohde Mgmt For For For
8 Elect Tom Seip Mgmt For For For
9 Elect Christianna Wood Mgmt For For For
10 Elect James Wright Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Amendment to the 2008 Mgmt For For For
Deferred Stock Unit
Plan for Outside
Directors
14 Amendment to the 2003 Mgmt For For For
Long-Term Executive
Compensation
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect K. Eddy Mgmt For For For
1.2 Elect D. Everitt Mgmt For For For
1.3 Elect Stuart Graham Mgmt For For For
1.4 Elect Terry Growcock Mgmt For Withhold Against
1.5 Elect Henry Knueppel Mgmt For For For
1.6 Elect J. Loree Mgmt For For For
1.7 Elect A. Sordoni, III Mgmt For For For
1.8 Elect Robert Wilburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Andreessen Mgmt For Against Against
2 Elect Shumeet Banerji Mgmt For For For
3 Elect Rajiv Gupta Mgmt For Against Against
4 Elect John Hammergren Mgmt For Against Against
5 Elect Raymond Lane Mgmt For For For
6 Elect Ann Livermore Mgmt For For For
7 Elect Gary Reiner Mgmt For For For
8 Elect Patricia Russo Mgmt For For For
9 Elect G. Kennedy Mgmt For Against Against
Thompson
10 Elect Margaret Whitman Mgmt For For For
11 Elect Ralph Whitworth Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For Against Against
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For Against Against
9 Elect Karen Katen Mgmt For Against Against
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Stormwater
Management
Policy
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect Don Davis, Jr. Mgmt For For For
4 Elect James Griffith Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect David Smith, Jr. Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Elect Kevin Warren Mgmt For For For
12 Elect Anre Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy Bryant Mgmt For For For
3 Elect Susan Decker Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Elect Reed Hundt Mgmt For For For
6 Elect Paul Otellini Mgmt For For For
7 Elect James Plummer Mgmt For For For
8 Elect David Pottruck Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano
Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan
Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Calderoni Mgmt For For For
1.2 Elect John Dickson Mgmt For For For
1.3 Elect Kevin Kennedy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Swanson, Mgmt For For For
Jr.
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur Agnos Mgmt For For For
1.4 Elect John Gordon Mgmt For For For
1.5 Elect David Lee Mgmt For Withhold Against
1.6 Elect Richard Moley Mgmt For For For
1.7 Elect Thomas Volpe Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lockheed Martin Corporation
Ticker Security ID: Meeting Date Meeting Status
LMT CUSIP 539830109 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nolan Archibald Mgmt For Against Against
2 Elect Rosalind Brewer Mgmt For For For
3 Elect David Burritt Mgmt For Against Against
4 Elect James Ellis, Jr. Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Gwendolyn King Mgmt For For For
7 Elect James Loy Mgmt For Against Against
8 Elect Douglas Mgmt For Against Against
McCorkindale
9 Elect Joseph Ralston Mgmt For Against Against
10 Elect Anne Stevens Mgmt For Against Against
11 Elect Robert Stevens Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Richard Dreiling Mgmt For For For
1.6 Elect Dawn Hudson Mgmt For For For
1.7 Elect Robert Johnson Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For Withhold Against
1.9 Elect Richard Lochridge Mgmt For For For
1.10 Elect Robert Niblock Mgmt For For For
1.11 Elect Eric Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Manulife Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
MFC CUSIP 56501R106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Caron Mgmt For For For
1.2 Elect John Cassaday Mgmt For For For
1.3 Elect Gail Cook-Bennett Mgmt For For For
1.4 Elect Thomas d'Aquino Mgmt For For For
1.5 Elect Richard DeWolfe Mgmt For For For
1.6 Elect Robert Dineen, Jr. Mgmt For For For
1.7 Elect Sheila Fraser Mgmt For For For
1.8 Elect Donald Guloien Mgmt For For For
1.9 Elect Scott Hand Mgmt For For For
1.10 Elect Robert Harding Mgmt For For For
1.11 Elect Luther Helms Mgmt For For For
1.12 Elect Tsun-yan Hsieh Mgmt For For For
1.13 Elect Donald Lindsay Mgmt For For For
1.14 Elect Lorna Marsden Mgmt For For For
1.15 Elect John Palmer Mgmt For For For
1.16 Elect Andera Rosen Mgmt For For For
1.17 Elect Hugh Sloan, Jr. Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Environmental
Sustainability
Committee
________________________________________________________________________________
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Herington Mgmt For For For
1.2 Elect H. Sanford Riley Mgmt For For For
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Wesley Bush Mgmt For For For
5 Elect Daniel Carp Mgmt For For For
6 Elect Karen Horn Mgmt For Against Against
7 Elect Steven Leer Mgmt For For For
8 Elect Michael Lockhart Mgmt For For For
9 Elect Charles Moorman, Mgmt For For For
IV
10 Elect J. Paul Reason Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NTT DoCoMo Incorporated
Ticker Security ID: Meeting Date Meeting Status
9437 CUSIP 62942M201 06/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kaoru Katoh Mgmt For For For
3 Elect Kazuto Tsubouchi Mgmt For For For
4 Elect Fumio Iwasaki Mgmt For For For
5 Elect Tsutomu Shindoh Mgmt For For For
6 Elect Takashi Tanaka Mgmt For For For
7 Elect Kazuhiro Yoshizawa Mgmt For For For
8 Elect Seizoh Onoe Mgmt For For For
9 Elect Wataru Kagawa Mgmt For For For
10 Elect Kiyohito Nagata Mgmt For For For
11 Elect Hirotaka Satoh Mgmt For For For
12 Elect Kazuhiro Takagi Mgmt For Against Against
13 Elect Ryuji Yamada Mgmt For For For
14 Elect Hiroh Kusumoto Mgmt For Against Against
15 Elect Takanori Utano Mgmt For Against Against
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect John Ferriola Mgmt For For For
1.3 Elect Harvey Gantt Mgmt For For For
1.4 Elect Bernard Kasriel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Omnicom Group Inc.
Ticker Security ID: Meeting Date Meeting Status
OMC CUSIP 681919106 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Wren Mgmt For For For
2 Elect Bruce Crawford Mgmt For For For
3 Elect Alan Batkin Mgmt For Against Against
4 Elect Mary Choksi Mgmt For For For
5 Elect Robert Clark Mgmt For For For
6 Elect Leonard Coleman, Mgmt For Against Against
Jr.
7 Elect Errol Cook Mgmt For For For
8 Elect Susan Denison Mgmt For Against Against
9 Elect Michael Henning Mgmt For Against Against
10 Elect John Murphy Mgmt For For For
11 Elect John Purcell Mgmt For For For
12 Elect Linda Johnson Rice Mgmt For Against Against
13 Elect Gary Roubos Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Right to Call a Special Mgmt For For For
Meeting
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Employment
Diversity
Report
________________________________________________________________________________
Partnerre Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jan Holsboer Mgmt For For For
1.2 Elect Roberto Mendoza Mgmt For For For
1.3 Elect Kevin Twomey Mgmt For For For
1.4 Elect David Zwiener Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2003 Mgmt For For For
Non-Employee Directors
Share
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PDL BioPharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDLI CUSIP 69329Y104 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jody Lindell Mgmt For For For
1.2 Elect John McLaughlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances Fergusson Mgmt For For For
5 Elect William Gray, III Mgmt For For For
6 Elect Helen Hobbs Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Marc Mgmt For For For
Tessier-Lavigne
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure in
Newspapers
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
________________________________________________________________________________
Posco
Ticker Security ID: Meeting Date Meeting Status
005490 CUSIP 693483109 03/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For Against Against
3 Elect HAN Joon Ho Mgmt For For For
4 Elect LEE Young Sun Mgmt For For For
5 Elect LEE Chang Hee Mgmt For For For
6 Elect James Bemowski Mgmt For For For
7 Elect LEE Young Sun Mgmt For For For
8 Elect LEE Chang Hee Mgmt For For For
9 Elect CHUNG Joon Yang Mgmt For For For
as
CEO
10 Elect PARK Han Yong Mgmt For For For
11 Elect CHO Noi Ha Mgmt For For For
12 Elect PARK Ki Hong Mgmt For For For
13 Elect KIM Joon Sik Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Special Contribution Mgmt For Against Against
Bonus to PARK Tae
Joon
________________________________________________________________________________
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Keyser Mgmt For For For
2 Elect Luca Maestri Mgmt For For For
3 Elect Elizabeth Tallett Mgmt For For For
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Redwood Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
RWT CUSIP 758075402 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Bull Mgmt For For For
1.2 Elect Georganne Proctor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase of Authorized Mgmt For For For
Share
Capital
5 Amendment to the 2002 Mgmt For Against Against
Incentive
Plan
6 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
7 Repeal of Classified Mgmt For For For
Board
8 Adoption of Majority Mgmt N/A For N/A
Vote for Election of
Directors
________________________________________________________________________________
Reynolds American Inc.
Ticker Security ID: Meeting Date Meeting Status
RAI CUSIP 761713106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Daly Mgmt For For For
1.2 Elect Holly Koeppel Mgmt For For For
1.3 Elect Hugo Powell Mgmt For For For
1.4 Elect Richard Thornburgh Mgmt For For For
1.5 Elect Thomas Wajnert Mgmt For For For
1.6 Elect H. Kahler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Uncontested
Election of
Directors
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Ethics
Committee
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael Marks Mgmt For For For
8 Elect Elizabeth Moler Mgmt For For For
9 Elect Lubna Olayan Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Financial Mgmt For For For
Statements and
Dividends
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Sherwin-Williams Company
Ticker Security ID: Meeting Date Meeting Status
SHW CUSIP 824348106 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arthur Anton Mgmt For For For
1.2 Elect Christopher Connor Mgmt For For For
1.3 Elect David Hodnik Mgmt For For For
1.4 Elect Thomas Kadien Mgmt For For For
1.5 Elect Richard Kramer Mgmt For For For
1.6 Elect Susan Kropf Mgmt For For For
1.7 Elect A. Malachi Mixon, Mgmt For For For
III
1.8 Elect Richard Smucker Mgmt For For For
1.9 Elect John Stropki, Jr. Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Amendment to the 2007 Mgmt For For For
Executive Performance
Bonus
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Karen Daniel Mgmt For For For
2 Elect Nathan Jones Mgmt For For For
3 Elect Harry Kneuppel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Short Mgmt For For For
Term Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Electronic
Waste
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
TCF Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
TCB CUSIP 872275102 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raymond Barton Mgmt For For For
1.2 Elect Peter Bell Mgmt For For For
1.3 Elect William Bieber Mgmt For Withhold Against
1.4 Elect Theodore Bigos Mgmt For Withhold Against
1.5 Elect William Cooper Mgmt For For For
1.6 Elect Thomas Cusick Mgmt For For For
1.7 Elect Craig Dahl Mgmt For For For
1.8 Elect Karen Grandstrand Mgmt For For For
1.9 Elect Thomas Jasper Mgmt For For For
1.10 Elect George Johnson Mgmt For For For
1.11 Elect Vance Opperman Mgmt For Withhold Against
1.12 Elect James Ramstad Mgmt For For For
1.13 Elect Gerald Schwalbach Mgmt For Withhold Against
1.14 Elect Barry Winslow Mgmt For For For
1.15 Elect Richard Zona Mgmt For For For
2 Amendment to the Mgmt For Against Against
Incentive Stock
Program
3 Amendment to the Mgmt For For For
Director Stock Grant
Program
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Buckle, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKE CUSIP 118440106 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Hirschfeld Mgmt For For For
1.2 Elect Dennis Nelson Mgmt For For For
1.3 Elect Karen Rhoads Mgmt For Withhold Against
1.4 Elect James Shada Mgmt For For For
1.5 Elect Robert Campbell Mgmt For For For
1.6 Elect Bill Fairfield Mgmt For For For
1.7 Elect Bruce Hoberman Mgmt For Withhold Against
1.8 Elect John Peetz Mgmt For For For
1.9 Elect Michael Huss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2012 Management Mgmt For For For
Incentive
Plan
4 Amendment to the 2005 Mgmt For For For
Restricted Stock
Plan
5 Approval of Mgmt For For For
Performance-Based
Awards
Granted
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Baranco Mgmt For For For
2 Elect Jon Boscia Mgmt For For For
3 Elect Henry Clark III Mgmt For For For
4 Elect Thomas Fanning Mgmt For For For
5 Elect H. William Mgmt For For For
Habermeyer,
Jr.
6 Elect Veronica Hagen Mgmt For For For
7 Elect Warren Hood, Jr. Mgmt For For For
8 Elect Donald James Mgmt For Against Against
9 Elect Dale Klein Mgmt For For For
10 Elect William Smith, Jr. Mgmt For For For
11 Elect Steven Specker Mgmt For For For
12 Elect Larry Thompson Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Coal Combustion
Waste
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Judith Estrin Mgmt For For For
4 Elect Robert Iger Mgmt For For For
5 Elect Fred Langhammer Mgmt For Against Against
6 Elect Aylwin Lewis Mgmt For Against Against
7 Elect Monica Lozano Mgmt For For For
8 Elect Robert Matschullat Mgmt For For For
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Lon Greenberg Mgmt For For For
1.3 Elect Marvin Schlanger Mgmt For For For
1.4 Elect Anne Pol Mgmt For For For
1.5 Elect Ernest Jones Mgmt For For For
1.6 Elect John Walsh Mgmt For For For
1.7 Elect Roger Vincent Mgmt For For For
1.8 Elect M. Shawn Puccio Mgmt For For For
1.9 Elect Richard Gochnauer Mgmt For For For
1.10 Elect Frank Hermance Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
United Online, Inc.
Ticker Security ID: Meeting Date Meeting Status
UNTD CUSIP 911268100 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Armstrong Mgmt For For For
1.2 Elect Dennis Holt Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For For For
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For For For
7 Elect Candace Kendle Mgmt For For For
8 Elect Ann Livermore Mgmt For For For
9 Elect Rudy Markham Mgmt For For For
10 Elect Clark Randt, Jr. Mgmt For For For
11 Elect John Thompson Mgmt For For For
12 Elect Carol Tome Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2012 Omnibus Incentive Mgmt For For For
Compensation
Plan
15 Amendment to the Mgmt For For For
Discounted Employee
Stock Purchase
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Richard McCormick Mgmt For For For
8 Elect Harold McGraw III Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For For For
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Whitman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Jerry Choate Mgmt For Against Against
3 Elect Ruben Escobedo Mgmt For Against Against
4 Elect William Klesse Mgmt For For For
5 Elect Bob Marbut Mgmt For Against Against
6 Elect Donald Nickles Mgmt For Against Against
7 Elect Phillip Pfeiffer Mgmt For For For
8 Elect Robert Profusek Mgmt For Against Against
9 Elect Susan Purcell Mgmt For For For
10 Elect Stephen Waters Mgmt For For For
11 Elect Randall Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For Against Against
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
________________________________________________________________________________
Valley National Bancorp
Ticker Security ID: Meeting Date Meeting Status
VLY CUSIP 919794107 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Abramson Mgmt For For For
1.2 Elect Peter Baum Mgmt For For For
1.3 Elect Pamela Bronander Mgmt For For For
1.4 Elect Peter Crocitto Mgmt For For For
1.5 Elect Eric Edelstein Mgmt For For For
1.6 Elect Alan Eskow Mgmt For Withhold Against
1.7 Elect Mary Guilfoile Mgmt For Withhold Against
1.8 Elect Graham Jones Mgmt For Withhold Against
1.9 Elect Walter Jones III Mgmt For Withhold Against
1.10 Elect Gerald Korde Mgmt For Withhold Against
1.11 Elect Michael LaRusso Mgmt For For For
1.12 Elect Marc Lenner Mgmt For For For
1.13 Elect Gerald Lipkin Mgmt For For For
1.14 Elect Barnett Rukin Mgmt For For For
1.15 Elect Suresh Sani Mgmt For For For
1.16 Elect Robert Soldoveri Mgmt For Withhold Against
1.17 Elect Jeffrey Wilks Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Allen Mgmt For For For
1.2 Elect John Bode Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Godlasky Mgmt For For For
1.2 Elect Dennis Logue Mgmt For Withhold Against
1.3 Elect Michael Morrissey Mgmt For For For
1.4 Elect Ronald Reimer Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect Elaine Chao Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Lloyd Dean Mgmt For For For
5 Elect Susan Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald James Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Federico Pena Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect John Stumpf Mgmt For For For
15 Elect Susan Swenson Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting in Contested
Elections
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn Britt Mgmt For For For
2 Elect Ursula Burns Mgmt For For For
3 Elect Richard Harrington Mgmt For For For
4 Elect William Hunter Mgmt For For For
5 Elect Robert Keegan Mgmt For For For
6 Elect Robert McDonald Mgmt For For For
7 Elect Charles Prince Mgmt For Against Against
8 Elect Ann Reese Mgmt For Against Against
9 Elect Sara Tucker Mgmt For For For
10 Elect Mary Wilderotter Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2004 Mgmt For For For
Performance Incentive
Plan
Item 6: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Europe Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Adidas AG
Ticker Security ID: Meeting Date Meeting Status
ADS CINS D0066B185 05/10/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Compensation Guidelines Mgmt For Against Against
9 Amendments to Article 14 Mgmt For For For
10 Amendments to Article 15 Mgmt For For For
11 Amendments to Article 20 Mgmt For For For
12 Amendments to Article 21 Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Appointment of Auditor Mgmt For For For
for Interim
Statements
________________________________________________________________________________
Air Liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/09/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Repurchase Mgmt For For For
Shares
8 Elect Karen Katen Mgmt For For For
9 Elect Pierre Dufour Mgmt For For For
10 Severance Agreement Mgmt For For For
(Pierre
Dufour)
11 Authority to Decrease Mgmt For For For
Share
Capital
12 Authority to Increase Mgmt For For For
Capital through
Capitalizations
13 Employee Stock Purchase Mgmt For For For
Plan
14 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
15 Authorization of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alliance Oil Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
AOIL CINS G0252S106 05/22/2012 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/09/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Elect Wulf Bernotat Mgmt For For For
10 Elect Gerhard Cromme Mgmt For For For
11 Elect Renate Kocher Mgmt For For For
12 Elect Igor Landau Mgmt For For For
13 Elect Helmut Perlet Mgmt For For For
14 Elect Peter Sutherland Mgmt For For For
15 Elect Dante Barban Mgmt For For For
16 Elect Gabriele Mgmt For For For
Burkhardt-Berg
17 Elect Jean-Jacques Cette Mgmt For For For
18 Elect Ira Gloe-Semler Mgmt For For For
19 Elect Franz Heib Mgmt For For For
20 Elect Rolf Zimmerman Mgmt For For For
21 Elect Giovanni Casiroli Mgmt For For For
as an Alternate
Employee
Representative
22 Elect Josef Hochburger Mgmt For For For
as an Alternate
Employee
Representative
23 Elect Jean-Claude Le Mgmt For For For
Goaer as an Alternate
Employee
Representative
24 Elect Jorg Reinbrecht Mgmt For For For
as an Alternate
Employee
Representative
25 Elect Jurgen Lawrenz as Mgmt For For For
an Alternate Employee
Representative
26 Elect Frank Kirsch as Mgmt For For For
an Alternate Employee
Representative
27 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board Members' Term
Lengths
28 Amendment to Authorized Mgmt For For For
Capital
2010/I
________________________________________________________________________________
Aperam SA
Ticker Security ID: Meeting Date Meeting Status
APAM CINS L0187K107 07/12/2011 Voted
Meeting Type Country of Trade
Mix Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Derogation from
Submission of
Consolidated Accounts
and
Reports
2 Allocation of Losses; Mgmt For For For
Directors'
Fees
3 Ratification of Board Mgmt For For For
Acts
4 Ratification of the Mgmt For For For
Co-Option of Laurence
Mulliez
5 2011 Restricted Share Mgmt For Against Against
Unit Plan and
Performance Share Unit
Plan
6 Amend Articles 6.4 and Mgmt For For For
13
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Basf SE
Ticker Security ID: Meeting Date Meeting Status
BAS CINS D06216317 04/27/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Ratification of Mgmt For For For
Management Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CINS D0712D163 04/27/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Elect Manfred Schneider Mgmt For For For
8 Elect Werner Wenning Mgmt For For For
9 Elect Paul Achleitner Mgmt For For For
10 Elect Clemens Borsig Mgmt For For For
11 Elect Thomas Ebeling Mgmt For For For
12 Elect Klaus Kleinfeld Mgmt For Against Against
13 Elect Helmut Panke Mgmt For For For
14 Elect Sue Rataj Mgmt For For For
15 Elect Ekkehard Schulz Mgmt For For For
16 Elect Klaus Sturany Mgmt For For For
17 Elect Ernst-Ludwig Mgmt For For For
Winnacker
18 Supervisory Board Mgmt For For For
Members'
Fees
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/16/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
BHP Billiton plc
Ticker Security ID: Meeting Date Meeting Status
BLT CINS G10877101 10/20/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
2 Elect Lindsay Maxsted Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
3 Elect Shriti Vadera Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
4 Elect Malcolm Broomhead Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
5 Elect John Buchanan Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
6 Elect Carlos Cordeiro Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
7 Elect David Crawford Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
8 Elect Carolyn Hewson Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
9 Elect Marius Kloppers Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
10 Elect Wayne Murdy (BHP Mgmt For For For
Billiton plc and BHP
Billiton
Limited)
11 Elect Keith Rumble (BHP Mgmt For For For
Billiton plc and BHP
Billiton
Limited)
12 Elect John Schubert Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
13 Elect Jacques Nasser Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (BHP Billiton
plc)
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (BHP Billiton
plc)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (BHP Billiton
plc)
17 Authority to Repurchase Mgmt For For For
Shares (BHP Billiton
plc)
18 Directors' Remuneration Mgmt For For For
Report
19 Approve Termination Mgmt For For For
Benefits
(GMC)
20 Approve Equity Grant Mgmt For For For
(CEO Marius
Kloppers)
________________________________________________________________________________
bioMerieux
Ticker Security ID: Meeting Date Meeting Status
BIM CINS F1149Y109 05/30/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Dedictible
Expenses; Ratification
of Board
Acts
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transaction
(Foundation
Merieux)
8 Related Party Mgmt For For For
Transactions
(Others)
9 Elect Marie-Helene Mgmt For For For
Habert
10 Elect Harold Boel Mgmt For Against Against
11 Appointment of Auditor Mgmt For For For
(Ernst &
Young)
12 Appointment of Mgmt For For For
Alternate Auditor
(Auditex)
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
15 Authority to Use Mgmt For Against Against
Capital Proposals as a
Takeover
Defense
16 Authorization of Legal Mgmt For For For
Formalities
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/12/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Robert Dudley Mgmt For For For
4 Elect Iain Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Byron Grote Mgmt For For For
7 Elect Paul Anderson Mgmt For For For
8 Elect Frank Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan Nelson Mgmt For For For
15 Elect Phuthuma Nhleko Mgmt For For For
16 Elect Andrew Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Carlsberg A/S
Ticker Security ID: Meeting Date Meeting Status
CARL-B CINS K36628137 03/22/2012 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Ratification of
Supervisory Board and
Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Supervisory Board Fees Mgmt For For For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Publishing
of Bonus
Amounts
10 Shareholder Proposal ShrHoldr Against Against For
Regarding
Discontinuing
Incentive
Programs
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Remuneration
Limits
12 Elect Jess Soderberg Mgmt For For For
13 Elect Per Ohrgaard Mgmt For For For
14 Elect Niels Kaergard Mgmt For For For
15 Elect Flemming Mgmt For For For
Besenbacher
16 Elect Lars Stemmerik Mgmt For For For
17 Elect Richard Burrows Mgmt For For For
18 Elect Kees van der Graaf Mgmt For For For
19 Elect Soren-Peter Fuchs Mgmt For For For
Olesen
20 Elect Donna Cordner Mgmt For For For
21 Elect Elisabeth Fleuriot Mgmt For For For
22 Appointment of Auditor Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Continental AG
Ticker Security ID: Meeting Date Meeting Status
CON CINS D16212140 04/27/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Mgmt For For For
Capital
10 Cancellation of Mgmt For For For
Conditional
Capital
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; increase
in Conditional
Capital
12 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 04/23/2012 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Increase in Authorized Mgmt For For For
Capital
5 Authority to Coordinate Mgmt For For For
Articles
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Delhaize Group
Ticker Security ID: Meeting Date Meeting Status
DELB CINS B33432129 05/24/2012 Voted
Meeting Type Country of Trade
Mix Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividend
7 Ratification of Board Mgmt For For For
Acts
8 Ratification of Mgmt For For For
Auditor's
Acts
9 Elect Claire Babrowski Mgmt For For For
10 Elect Pierre-Olivier Mgmt For For For
Beckers
11 Elect Didier Smits Mgmt For For For
12 Elect Shari Ballard Mgmt For For For
13 Ratification of the Mgmt For For For
Independence of Claire
Babrowski
14 Ratification of the Mgmt For For For
Independence of Shari
Ballard
15 Remuneration Report Mgmt For For For
16 U.S. Stock Incentive Mgmt For Against Against
Plan
17 Restricted Stock Unit Mgmt For Against Against
Plan
18 Authority to Depart Mgmt For Against Against
from Vesting Period
Requirements
19 Authority to Depart Mgmt For Against Against
from Vesting Period
Requirements
20 Change in Control Clause Mgmt For Against Against
21 Change in Control Clause Mgmt For Against Against
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Increase in Authorized Mgmt For For For
Capital
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 05/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of the Mgmt For For For
Acts of Klaus
Zumwinkel for Fiscal
Year
2008
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor; Mgmt For For For
Appointment of Auditor
for Interim
Statements
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
12 Elect Hans Bernhard Beus Mgmt For Against Against
13 Elect Dagmar Kollmann Mgmt For For For
14 Elect Lawrence Guffey Mgmt For For For
15 Intra-company Control Mgmt For For For
Agreement
16 Amendments to Corporate Mgmt For For For
Purpose
17 Amendments to Mgmt For For For
Corporate
Purpose
________________________________________________________________________________
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 03/21/2012 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Accounts and Reports; Mgmt For Abstain Against
Directors'
Fees
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Kurt Larsen Mgmt For For For
9 Elect Erik Pedersen Mgmt For For For
10 Elect Kaj Christiansen Mgmt For For For
11 Elect Birgit Norgaard Mgmt For For For
12 Elect Annette Sadolin Mgmt For For For
13 Elect Thomas Plenborg Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Reduce Mgmt For For For
Share
Capital
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Amendments to Incentive Mgmt For For For
Guidelines
19 Amendments to Articles Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
DSV A/S
Ticker Security ID: Meeting Date Meeting Status
DSV CINS K3013J154 10/25/2011 Voted
Meeting Type Country of Trade
Special Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Authority to Reduce Mgmt For For For
Share Capital and
Cancel
Shares
6 Authority to Repurchase Mgmt For For For
Shares
7 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Elringklinger AG
Ticker Security ID: Meeting Date Meeting Status
ZIL2 CINS D2462K108 05/16/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Hans-Ulrich Sachs Mgmt For For For
10 Increase in Authorized Mgmt For Against Against
Capital
________________________________________________________________________________
Essar Energy Plc
Ticker Security ID: Meeting Date Meeting Status
ESSR CINS G3196V102 07/18/2011 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Fugro NV
Ticker Security ID: Meeting Date Meeting Status
FUGRO CINS N3385Q197 05/22/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect H.L.J. Noy Mgmt For For For
8 Elect A. Jonkman Mgmt For For For
9 Elect J. Ruegg Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
GEA cins D28304109 04/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Guidelines Mgmt For Against Against
10 Intra-company Control Mgmt For For For
Agreement
11 Intra-company Control Mgmt For For For
Agreement
12 Elect Werner J. Bauer Mgmt For For For
13 Increase in Authorized Mgmt For For For
Capital
14 Increase in Conditional Mgmt For For For
Capital
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/26/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Karin Dorrepaal Mgmt For For For
10 Elect Peter Noe Mgmt For For For
11 Elect Hans Peter Peters Mgmt For For For
12 Elect Gerhard Schulze Mgmt For For For
13 Elect Theodor Stuth Mgmt For For For
14 Elect Udo Vetter Mgmt For For For
15 Increase in Authorized Mgmt For For For
Capital
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/03/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir Christopher Mgmt For Against Against
Gent
4 Elect Sir Andrew Witty Mgmt For For For
5 Elect Sir Roy Anderson Mgmt For For For
6 Elect Stephanie Burns Mgmt For For For
7 Elect Stacey Cartwright Mgmt For For For
8 Elect H. Lawrence Culp Mgmt For For For
9 Elect Sir Crispin Davis Mgmt For For For
10 Elect Simon Dingemans Mgmt For For For
11 Elect Judy Lewent Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For For For
13 Elect Daniel Podolsky Mgmt For For For
14 Elect Moncef Slaoui Mgmt For For For
15 Elect Tom de Swaan Mgmt For Against Against
16 Elect Sir Robert Wilson Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
25 Renewal of the Mgmt For For For
ShareSave
Plan
26 Renewal of the Mgmt For For For
ShareReward
Plan
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Heineken NV
Ticker Security ID: Meeting Date Meeting Status
HEIA CINS N39427211 04/19/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Authority to Repurchase Mgmt For For For
Shares
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Suppress Mgmt For For For
Preemptive
Rights
9 Amendments to Articles Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Elect Mary Minnick Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/09/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Ralf Bethke Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/17/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of the Mgmt For For For
Co-Option and Election
of Jean-Victor
Meyers
8 Elect Paul Bulcke Mgmt For For For
9 Elect Christiane Kuehne Mgmt For For For
10 Elect Jean-Pierre Meyers Mgmt For Against Against
11 Elect Bernard Kasriel Mgmt For For For
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
14 Amendments to Articles Mgmt For For For
15 Authorization of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lukoil OAO
Ticker Security ID: Meeting Date Meeting Status
LKO CUSIP 677862104 06/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Elect Vagit Alekperov Mgmt N/A Abstain N/A
3 Elect Igor Belikov Mgmt N/A For N/A
4 Elect Victor Blazheev Mgmt N/A For N/A
5 Elect Valery Grayfer Mgmt N/A Abstain N/A
6 Elect Igor Ivanov Mgmt N/A For N/A
7 Elect Ravil Maganov Mgmt N/A Abstain N/A
8 Elect Richard Matzke Mgmt N/A For N/A
9 Elect Sergei Mikhailov Mgmt N/A Abstain N/A
10 Elect Mark Mobius Mgmt N/A For N/A
11 Elect Guglielmo Moscato Mgmt N/A For N/A
12 Elect Ivan Pictet Mgmt N/A For N/A
13 Elect Aleksander Shokhin Mgmt N/A Abstain N/A
14 Elect Mikhail Maksimov Mgmt For For For
15 Elect Vladimir Nikitenko Mgmt For For For
16 Elect Aleksandr Surkov Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Audit Commission's Fees Mgmt For For For
20 Audit Commission's Fees Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Amendments to Charter Mgmt For For For
23 Amendments to Meeting Mgmt For For For
Regulations
24 Amendments to Board of Mgmt For For For
Directors
Regulations
25 Indemnification of Mgmt For For For
Directors/Officers
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SA
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/05/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For Against Against
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Francesco Trapani Mgmt For For For
9 Elect Felix Rohatyn as Mgmt For For For
Censor
10 Elect Antoine Arnault Mgmt For For For
11 Elect Albert Frere Mgmt For Against Against
12 Elect Gilles Hennessy Mgmt For Against Against
13 Elect Charles Powell Mgmt For Against Against
14 Elect Yves-Thibault de Mgmt For For For
Silguy
15 Director's Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Grant Mgmt For Against Against
Stock
Options
19 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
20 Amend Article 23.1 Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/23/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Franz Markus Mgmt For For For
Haniel
9 Elect Florian Funck Mgmt For For For
10 Increase in Authorized Mgmt For Against Against
Capital
11 Intra-company Control Mgmt For For For
Agreement
12 Intra-company Control Mgmt For For For
Agreement
13 Amendments to Articles Mgmt For For For
Regarding Change of
Fiscal
Year
________________________________________________________________________________
Michelin SCA
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 05/11/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Michel Mgmt For For For
Rollier
5 Amendments Regarding Mgmt For For For
Term-Limited Managing
General
Partners
6 Amendment Regarding Mgmt For For For
Profit-Sharing with
Managing
Partners
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
10 Authority to Increase Mgmt For For For
Share Issuance
Limit
11 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
12 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in Kind
or in Case of Exchange
Offer
13 Employee Stock Purchase Mgmt For For For
Plan
14 Global Ceiling on Mgmt For For For
Capital
Increases
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends;
Scrip
Dividend
18 Consolidated Accounts Mgmt For For For
and
Reports
19 Related Party Mgmt For For For
Transactions
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Issue Debt Mgmt For For For
Instruments
22 Authorization of Legal Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Muenchener Rueckversicherungs AG (Munich Re)
Ticker Security ID: Meeting Date Meeting Status
MUV2 CINS D55535104 04/26/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Compensation Policy Mgmt For Against Against
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/19/2012 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Compensation Report Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Daniel Borel Mgmt For For For
9 Elect Henri de Castries Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Cancellation of Shares Mgmt For For For
and Reduction of Share
Capital
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/23/2012 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
and Management
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Cancellation of Shares Mgmt For For For
and Reduction in Share
Capital
8 Elect William Brody Mgmt For For For
9 Elect Srikant Datar Mgmt For For For
10 Elect Andreas von Planta Mgmt For For For
11 Elect Wendelin Wiedeking Mgmt For For For
12 Elect Rolf Zinkernagel Mgmt For For For
13 Elect Dimitri Azar Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Miscellaneous ShrHoldr For Abstain Against
Shareholder Proposals
or
Countermotions
________________________________________________________________________________
OMV AG
Ticker Security ID: Meeting Date Meeting Status
OMV CINS A51460110 05/10/2012 Voted
Meeting Type Country of Trade
Special Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and
Reports
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Appointment of Auditor Mgmt For For For
7 Long Term Incentive Mgmt For For For
Plan 2012/Matching
Share Plan
2012
8 Elect Murtadha Al Hashmi Mgmt For For For
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/11/2012 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Rene Medori Mgmt For For For
5 Elect Marwan Chedid Mgmt For For For
6 Elect Tim Weller Mgmt For For For
7 Elect Norman Murray Mgmt For For For
8 Elect Thomas Thune Mgmt For For For
Andersen
9 Elect Stefano Cao Mgmt For For For
10 Elect Roxanne Decyk Mgmt For For For
11 Elect Rijnhard van Tets Mgmt For For For
12 Elect Ayman Asfari Mgmt For For For
13 Elect Maroun Semaan Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Value Creation Plan Mgmt For Against Against
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CINS N72482107 06/27/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Detlev Riesner Mgmt For Against Against
9 Elect Werner Brandt Mgmt For For For
10 Elect Metin Colpan Mgmt For Against Against
11 Elect Erik Hornnaess Mgmt For Against Against
12 Elect Manfred Karobath Mgmt For For For
13 Elect Heino von Mgmt For For For
Prondzynski
14 Elect Elizabeth Tallett Mgmt For For For
15 Elect Peer Schatz Mgmt For For For
16 Elect Roland Sackers Mgmt For For For
17 Elect Bernd Uder Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Randgold Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RRS CINS G73740113 04/30/2012 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Philippe Lietard Mgmt For For For
5 Elect D. Mark Bristow Mgmt For For For
6 Elect Graham Mgmt For For For
Shuttleworth
7 Elect Norborne Cole, Jr. Mgmt For For For
8 Elect Christopher Mgmt For For For
Coleman
9 Elect Kadri Dagdelen Mgmt For For For
10 Elect Karl Voltaire Mgmt For For For
11 Elect Andrew Quinn Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Directors' Fees Mgmt For For For
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Reckitt Benckiser Group Plc
Ticker Security ID: Meeting Date Meeting Status
RB CINS G74079107 05/03/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Adrian Bellamy Mgmt For Against Against
5 Elect Gerd Peter Harf Mgmt For Against Against
6 Elect Richard Cousins Mgmt For Against Against
7 Elect Liz Doherty Mgmt For For For
8 Elect Kenneth Hydon Mgmt For For For
9 Elect Andre Lacroix Mgmt For For For
10 Elect Graham Mackay Mgmt For Against Against
11 Elect Judith Sprieser Mgmt For Against Against
12 Elect Warren Tucker Mgmt For For For
13 Elect Rakesh Kapoor Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Repurchase Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Directors' Fees Mgmt For For For
28 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Rexam plc
Ticker Security ID: Meeting Date Meeting Status
REX CINS G1274K113 05/03/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Stuart Chambers Mgmt For For For
5 Elect Leo Oosterveer Mgmt For For For
6 Elect Graham Chipchase Mgmt For For For
7 Elect David Robbie Mgmt For For For
8 Elect Noreen Doyle Mgmt For For For
9 Elect John Langston Mgmt For For For
10 Elect Wolfgang Mgmt For For For
Meusburger
11 Elect Jean-Pierre Rodier Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Rheinmetall AG
Ticker Security ID: Meeting Date Meeting Status
RHM CINS D65111102 05/15/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Andreas Georgi Mgmt For For For
9 Elect Klaus Greinert Mgmt For For For
10 Elect Peter Mitterbauer Mgmt For For For
11 Elect Frank-Jurgen Mgmt For For For
Richter
12 Elect Susanne Hannemann Mgmt For For For
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir Nigel Mgmt For For For
Sheinwald
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Guy Elliott Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Gerard Kleisterlee Mgmt For For For
9 Elect Christine Mgmt For For For
Morin-Postel
10 Elect Jorma Ollila Mgmt For For For
11 Elect Linda Stuntz Mgmt For For For
12 Elect Jeroen van der Mgmt For For For
Veer
13 Elect Peter Voser Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
RSA Insurance Group Plc
Ticker Security ID: Meeting Date Meeting Status
RSA CINS G7705H116 05/14/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect John Napier Mgmt For For For
5 Elect Simon Lee Mgmt For For For
6 Elect Adrian Brown Mgmt For For For
7 Elect Edward Lea Mgmt For For For
8 Elect Alastair Barbour Mgmt For For For
9 Elect Joseph Streppel Mgmt For For For
10 Elect Noel Harwerth Mgmt For For For
11 Elect Malcolm Le May Mgmt For For For
12 Elect John Maxwell Mgmt For For For
13 Elect Johanna Waterous Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Safran SA
Ticker Security ID: Meeting Date Meeting Status
SAF CINS F4035A557 05/31/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses; Ratification
of Board
Acts
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Severance Agreement Mgmt For For For
(Jean-Paul
Herteman)
9 Retirement Benefits Mgmt For Against Against
10 Directors' Fees Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
13 Authority to Issue Mgmt For Against Against
Warrants as a Takeover
Defense
14 Employee Stock Purchase Mgmt For Against Against
Plan
15 Authorization of Legal Mgmt For For For
Formalities
16 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/04/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Laurent Attal Mgmt For For For
8 Elect Uwe Bicker Mgmt For For For
9 Elect Jean-Rene Fourtou Mgmt For For For
10 Elect Claudie Haignere Mgmt For For For
11 Elect Carole Piwnica Mgmt For For For
12 Elect Klaus Pohle Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Appointment of Mgmt For For For
Alternate
Auditor
15 Relocation of Corporate Mgmt For For For
Headquarters
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Restricted
Shares
18 Authorization of Legal Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/23/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Compensation Policy Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Elect Hasso Plattner Mgmt For Against Against
11 Elect Pekka Ala-Pietila Mgmt For For For
12 Elect Anja Feldmann Mgmt For For For
13 Elect Wilhelm Haarmann Mgmt For For For
14 Elect Bernard Liautaud Mgmt For For For
15 Elect Hartmut Mehdorn Mgmt For For For
16 Elect Erhard Schipporeit Mgmt For For For
17 Elect Klaus Wucherer Mgmt For Against Against
18 Cancellation of Mgmt For For For
Conditional
Capital
________________________________________________________________________________
SBM Offshore NV
Ticker Security ID: Meeting Date Meeting Status
SBMO CINS N7752F148 05/16/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Appointment of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Suppress Mgmt For For For
Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Elect Floris Deckers Mgmt For For For
13 Elect Thomas Ehret Mgmt For For For
14 Transaction of Other Mgmt For For For
Business;
Questions
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SBM Offshore NV
Ticker Security ID: Meeting Date Meeting Status
SBMO CINS N7752F148 06/27/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Sietze Hepkema Mgmt For For For
3 Elect Peter van Rossum Mgmt For For For
4 Amendment to Mgmt For Against Against
Compensation
Guidelines
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/23/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Fredriksen Mgmt For For For
3 Elect Tor Olav Troim Mgmt For Against Against
4 Elect Kate Blankenship Mgmt For Against Against
5 Elect Carl Erik Steen Mgmt For For For
6 Elect Kathrine Mgmt For For For
Fredriksen
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Gender
Diversity
________________________________________________________________________________
Stallergenes SA
Ticker Security ID: Meeting Date Meeting Status
GENP CINS F17399118 05/31/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For Against Against
Transactions
8 Ratification of the Mgmt For For For
Co-option of Roberto
Gradnik
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Alternate
Auditor
12 Authority to Repurchase Mgmt For Against Against
Shares
13 Authority to Grant Mgmt For Against Against
Warrants
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/15/2012 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Presiding Mgmt For For For
Chairman
7 Notice of Meeting and Mgmt For For For
Agenda
8 Election of Individuals Mgmt For For For
to Check
Minutes
9 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Withdrawal
from Canadian Oil
Sands
11 Compensation Guidelines Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Appointment of Auditor Mgmt For For For
14 Elect Olaug Svarva Mgmt For For For
15 Elect Idar Kreutzer Mgmt For For For
16 Elect Karin Aslaksen Mgmt For For For
17 Elect Greger Mannsverk Mgmt For For For
18 Elect Steinar Olsen Mgmt For For For
19 Elect Ingvald Strommen Mgmt For For For
20 Elect Rune Bjerke Mgmt For For For
21 Elect Tore Ulstein Mgmt For For For
22 Elect Live Haukvik Aker Mgmt For For For
23 Elect Siri Kalvig Mgmt For For For
24 Elect Thor Oscar Bolstad Mgmt For For For
25 Elect Barbro Haetta Mgmt For For For
26 Elect Arthur Sletteberg Mgmt For For For
(Deputy)
27 Elect Bassim Haj Mgmt For For For
(Deputy)
28 Elect Anne-Margrethe Mgmt For For For
Firing
(Deputy)
29 Elect Linda Litlekalsoy Mgmt For For For
Aase
(Deputy)
30 Corporate Assembly Fees Mgmt For For For
31 Elect Olaug Svarva Mgmt For For For
32 Elect Tom Rathke Mgmt For For For
33 Elect Live Haukvik Aker Mgmt For For For
34 Elect Ingrid Dramdal Mgmt For For For
Rasmussen
35 Nominating Committee Mgmt For For For
Fees
36 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Share Savings
Plan
37 Authority to Repurchase Mgmt For For For
Shares for
Cancellation
________________________________________________________________________________
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/16/2012 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Notice of Meeting; Mgmt For For For
Agenda
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Compensation Guidelines Mgmt For For For
8 Cancellation and Mgmt For For For
Redemption of
Shares
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendments to Articles Mgmt For For For
Regarding Voting
Proxy
11 Amendments to Articles Mgmt For For For
Regarding Nomination
Committee
12 Adoption of Mgmt For For For
instructions for the
Nomination
Committee
13 Corporate Assembly Fees Mgmt For For For
14 Nomination Committee Mgmt For For For
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teliasonera AB
Ticker Security ID: Meeting Date Meeting Status
TLSN CINS W95890104 04/03/2012 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Board Size Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Election of Directors Mgmt For For For
16 Election of Board Mgmt For Against Against
Chairman
17 Number of Auditors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Compensation Guidelines Mgmt For Against Against
22 Authority to Repurchase Mgmt For For For
Shares
23 Performance Share Mgmt For For For
Program
24 Hedging Arrangement for Mgmt For For For
LTIP
25 Shareholder Proposal ShrHoldr For Against Against
Regarding Adjustments
to Ethical
Guidelines
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/29/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Richard Mgmt For For For
Broadbent
5 Elect Deanna Oppenheimer Mgmt For For For
6 Elect Philip Clarke Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Patrick Cescau Mgmt For For For
9 Elect Stuart Chambers Mgmt For For For
10 Elect Karen Cook Mgmt For For For
11 Elect Ken Hanna Mgmt For For For
12 Elect Andrew Higginson Mgmt For For For
13 Elect Kenneth Hydon Mgmt For For For
14 Elect Tim Mason Mgmt For For For
15 Elect Laurie McIlwee Mgmt For For For
16 Elect Lucy Neville-Rolfe Mgmt For For For
17 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authorisation of Mgmt For For For
Political
Donations
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
The Weir Group plc
Ticker Security ID: Meeting Date Meeting Status
WEIR CINS G95248137 05/09/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Alan Ferguson Mgmt For For For
5 Elect Melanie Gee Mgmt For For For
6 Elect Lord Robert Smith Mgmt For For For
of
Kelvin
7 Elect Keith Cochrane Mgmt For For For
8 Elect Richard Menell Mgmt For For For
9 Elect John Mogford Mgmt For For For
10 Elect Lord George Mgmt For For For
Robertson
11 Elect Jon Stanton Mgmt For For For
12 Appointment of Auditor Mgmt For Against Against
13 Authority to Set Mgmt For Against Against
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authority to Repurchase Mgmt For For For
Shares
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/11/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Christophe de Mgmt For For For
Margerie
10 Elect Patrick Artus Mgmt For For For
11 Elect Bertrand Collomb Mgmt For For For
12 Elect Anne Lauvergeon Mgmt For For For
13 Elect Michel Pebereau Mgmt For Against Against
14 Ratification of the Mgmt For For For
Co-option of Gerard
Lamarche
15 Elect Anne-Marie Idrac Mgmt For For For
16 Supplementary Mgmt For For For
Retirement, Pension
and Severance
Agreements for
Christophe de
Margerie
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive Rights;
through
Capitalizations
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
19 Authority to Increase Mgmt For For For
Share Issuance
Limit
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Employee Stock Purchase Mgmt For For For
Plan
22 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Comparison
of Executive
Compensation
(Resolution
A)
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Loyalty
Dividend (Resolution
B)
________________________________________________________________________________
Ultra Electronics Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ULE CINS G9187G103 04/27/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Douglas Caster Mgmt For Against Against
5 Elect Christopher Bailey Mgmt For For For
6 Elect Ian Griffiths Mgmt For For For
7 Elect Sir Robert Mgmt For For For
Walmsley
8 Elect Paul Dean Mgmt For For For
9 Elect Rakesh Sharma Mgmt For For For
10 Elect Mark Anderson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/09/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise Fresco Mgmt For For For
6 Elect Ann Fudge Mgmt For For For
7 Elect Charles Golden Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Sunil Bharti Mgmt For For For
Mittal
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Malcolm Rifkind Mgmt For For For
12 Elect Kees Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Paul Walsh Mgmt For Against Against
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Adoption of New Articles Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 07/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Navin Agarwal Mgmt For For For
5 Elect Naresh Chandra Mgmt For Against Against
6 Elect Aman Mehta Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Yara International ASA
Ticker Security ID: Meeting Date Meeting Status
YAR CINS R9900C106 05/10/2012 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman and
Individuals to Check
Minutes
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Compensation Guidelines Mgmt For For For
7 Report on Corporate Mgmt For For For
Governance
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Directors' Fees Mgmt For For For
10 Nomination Committee Mgmt For For For
Fees
11 Election of Directors Mgmt For For For
12 Nomination Committee Mgmt For For For
13 Amendments to the Mgmt For For For
Instructions for the
Nomination
Committee
14 Cancellation of Shares Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Non-Voting Meeting Note N/A N/A N/A N/A
Item 7: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Financial Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 01/09/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approval of an Mgmt For For For
Amendment to Increase
Dividends from Legal
Reserves
________________________________________________________________________________
Ace Limited
Ticker Security ID: Meeting Date Meeting Status
ACE CUSIP H0023R105 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Atieh Mgmt For For For
2 Elect Mary Cirillo Mgmt For For For
3 Elect Thomas Neff Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Approval of Statutory Mgmt For For For
Financial
Statements
6 Approval of Mgmt For For For
Consolidated Financial
Statements
7 Allocation of Mgmt For For For
Disposable
Profits
8 DISCHARGE OF THE BOARD Mgmt For For For
OF
DIRECTORS
9 Increase in Authorized Mgmt For For For
Capital
10 Appointment of Mgmt For For For
Statutory Auditor
(Zurich)
11 Appointment of Mgmt For For For
Independent Auditor
(US)
12 Appointment of Special Mgmt For For For
Auditor
(Zurich)
13 Distribution Through Mgmt For For For
Par Value
Reduction
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Amos Mgmt For For For
2 Elect John Shelby Amos Mgmt For For For
II
3 Elect Paul Amos II Mgmt For For For
4 Elect Kriss Cloninger Mgmt For Against Against
III
5 Elect Elizabeth Hudson Mgmt For For For
6 Elect Douglas Johnson Mgmt For For For
7 Elect Robert Johnson Mgmt For For For
8 Elect Charles Knapp Mgmt For For For
9 Elect E. Stephen Purdom Mgmt For For For
10 Elect Barbara Rimer Mgmt For For For
11 Elect Marvin Schuster Mgmt For For For
12 Elect Melvin Stith Mgmt For For For
13 Elect David Thompson Mgmt For For For
14 Elect Takuro Yoshida Mgmt For Against Against
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
17 Amendment to the 2013 Mgmt For For For
Management Incentive
Plan.
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied World Assurance Company Holdings, AG
Ticker Security ID: Meeting Date Meeting Status
AWH CUSIP H01531104 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Carmilani Mgmt For For For
2 Elect James Duffy Mgmt For For For
3 Elect Bart Friedman Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 2012 Omnibus Incentive Mgmt For Against Against
Compensation
Plan
6 Authority to Repurchase Mgmt For For For
Shares
7 Reclassification of Mgmt For For For
Free
Reserves
8 Accounts and Reports Mgmt For For For
9 Allocation of Profits Mgmt For For For
10 Cancellation of Shares Mgmt For For For
11 Amendment to the Mgmt For For For
Articles of
Association to
Eliminate Conditional
Share
Capital
12 Authority to Increase Mgmt For For For
Authorized
Capital
13 Dividend Distribution Mgmt For For For
in the Form of Par
Value
Reduction
14 Appointment of Auditor Mgmt For For For
and Statutory
Auditor
15 Appointment of Special Mgmt For For For
Auditor
16 Indemnification of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Lindner, III Mgmt For For For
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect Kenneth Ambrecht Mgmt For For For
1.4 Elect John Berding Mgmt For Withhold Against
1.5 Elect Theodore Emmerich Mgmt For For For
1.6 Elect James Evans Mgmt For For For
1.7 Elect Terry Jacobs Mgmt For For For
1.8 Elect Gregory Joseph Mgmt For For For
1.9 Elect William Verity Mgmt For Withhold Against
1.10 Elect John Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For For For
Equity Bonus
Plan
4 Amendment to the 2005 Mgmt For Against Against
Stock Incentive
Plan
5 Amendment to the Mgmt For For For
Non-Employee Directors
Compensation
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lon Greenberg Mgmt For For For
2 Elect Warren Knowlton Mgmt For For For
3 Elect Jeffrey Noddle Mgmt For For For
4 Elect Robert Sharpe, Jr. Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aon Corporation
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 05/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester Knight Mgmt For For For
2 Elect Gregory Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For For For
4 Elect Cheryl Francis Mgmt For For For
5 Elect Edgar Jannotta Mgmt For For For
6 Elect J. Michael Losh Mgmt For Against Against
7 Elect Robert Morrison Mgmt For For For
8 Elect Richard Myers Mgmt For For For
9 Elect Richard Notebaert Mgmt For For For
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Woo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Assurant, Inc.
Ticker Security ID: Meeting Date Meeting Status
AIZ CUSIP 04621X108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elaine Rosen Mgmt For For For
2 Elect Howard Carver Mgmt For Against Against
3 Elect Juan Cento Mgmt For For For
4 Elect Elyse Douglas Mgmt For For For
5 Elect Lawrence Jackson Mgmt For For For
6 Elect David Kelso Mgmt For For For
7 Elect Charles Koch Mgmt For For For
8 Elect H. Carroll Mackin Mgmt For For For
9 Elect Robert Pollock Mgmt For For For
10 Elect Paul Reilly Mgmt For For For
11 Elect Robert Stein Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mukesh Ambani Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Frank Bramble, Sr. Mgmt For For For
4 Elect Virgis Colbert Mgmt For Against Against
5 Elect Charles Gifford Mgmt For For For
6 Elect Charles Holliday, Mgmt For For For
Jr.
7 Elect Monica Lozano Mgmt For For For
8 Elect Thomas May Mgmt For For For
9 Elect Brian Moynihan Mgmt For For For
10 Elect Donald Powell Mgmt For For For
11 Elect Charles Rossotti Mgmt For Against Against
12 Elect Robert Scully Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Prior Government
Service
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Richard Kogan Mgmt For Against Against
6 Elect Michael Kowalski Mgmt For For For
7 Elect John Luke, Jr. Mgmt For For For
8 Elect Mark Nordenberg Mgmt For For For
9 Elect Catherine Rein Mgmt For For For
10 Elect William Richardson Mgmt For For For
11 Elect Samuel Scott III Mgmt For Against Against
12 Elect Wesley von Schack Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Allison IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Mgmt For For For
Jr.
1.4 Elect Anna Cablik Mgmt For For For
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Mgmt For Withhold Against
Glover,
Jr.
1.7 Elect Jane Helm Mgmt For For For
1.8 Elect John Howe III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For For For
1.11 Elect Nido Qubein Mgmt For Withhold Against
1.12 Elect Thomas Skains Mgmt For For For
1.13 Elect Thomas Thompson Mgmt For For For
1.14 Elect Edwin Welch Ph.D. Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 2012 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
BlackRock, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLK CUSIP 09247X101 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Demchak Mgmt For For For
2 Elect Laurence Fink Mgmt For For For
3 Elect Robert Kapito Mgmt For For For
4 Elect Thomas O'Brien Mgmt For For For
5 Elect Ivan Seidenberg Mgmt For For For
6 Amendment to Mgmt For For For
Certificate of
Incorporation to
Declassify
Board
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brown & Brown, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRO CUSIP 115236101 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Hyatt Brown Mgmt For For For
1.2 Elect Samuel Bell III Mgmt For For For
1.3 Elect Hugh Brown Mgmt For For For
1.4 Elect J. Powell Brown Mgmt For For For
1.5 Elect Bradley Currey, Mgmt For For For
Jr.
1.6 Elect Theodore Hoepner Mgmt For For For
1.7 Elect Toni Jennings Mgmt For For For
1.8 Elect Timothy Main Mgmt For For For
1.9 Elect Wendell Reilly Mgmt For For For
1.10 Elect John Riedman Mgmt For Withhold Against
1.11 Elect Chilton Varner Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Fairbank Mgmt For For For
2 Elect Peter Raskind Mgmt For For For
3 Elect Bradford Warner Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Amendment to the Mgmt For For For
Associate Stock
Purchase
Plan
________________________________________________________________________________
Cash America International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Senior Mgmt For For For
Executive Bonus
Plan
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Franz Humer Mgmt For For For
2 Elect Robert Joss Mgmt For Against Against
3 Elect Michael O'Neill Mgmt For For For
4 Elect Vikram Pandit Mgmt For For For
5 Elect Lawrence Ricciardi Mgmt For For For
6 Elect Judith Rodin Mgmt For Against Against
7 Elect Robert Ryan Mgmt For For For
8 Elect Anthony Santomero Mgmt For For For
9 Elect Joan Spero Mgmt For For For
10 Elect Diana Taylor Mgmt For Against Against
11 Elect William Thompson, Mgmt For Against Against
Jr.
12 Elect Ernesto Zedillo Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Prior Government
Service
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Larry Gerdes Mgmt For Withhold Against
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect James Oliff Mgmt For For For
1.5 Elect Edemir Pinto Mgmt For For For
1.6 Elect Alex Pollock Mgmt For Withhold Against
1.7 Elect William Shepard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board and Amendments
Related to the
Expiration of the
Rights Plan and
Director
Removal
5 Amendment to the Mgmt For For For
Omnibus Stock
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Cullen/Frost Bankers, Inc.
Ticker Security ID: Meeting Date Meeting Status
CFR CUSIP 229899109 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Denny Alexander Mgmt For Withhold Against
1.2 Elect Carlos Alvarez Mgmt For For For
1.3 Elect Royce Caldwell Mgmt For For For
1.4 Elect Crawford Edwards Mgmt For For For
1.5 Elect Ruben Escobedo Mgmt For For For
1.6 Elect Richard Evans, Jr. Mgmt For For For
1.7 Elect Patrick Frost Mgmt For For For
1.8 Elect David Haemisegger Mgmt For For For
1.9 Elect Karen Jennings Mgmt For For For
1.10 Elect Richard Kleberg Mgmt For For For
III
1.11 Elect Charles Matthews Mgmt For For For
1.12 Elect Ida Clement Steen Mgmt For For For
1.13 Elect Horace Wilkins, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deutsche Bank AG
Ticker Security ID: Meeting Date Meeting Status
DBK CUSIP D18190898 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For Against Against
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For Against Against
5 Authority to Repurchase Mgmt For For For
Shares
6 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
7 Compensation Policy Mgmt For For For
8 Elect Paul Achleitner Mgmt For For For
9 Elect Peter Loscher Mgmt For For For
10 Elect Klaus Trutzschler Mgmt For For For
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Iris Chan Mgmt For For For
1.2 Elect Rudolph Estrada Mgmt For For For
1.3 Elect Julia Gouw Mgmt For For For
1.4 Elect Paul Irving Mgmt For For For
1.5 Elect Andrew Kane Mgmt For For For
1.6 Elect John Lee Mgmt For For For
1.7 Elect Herman Li Mgmt For For For
1.8 Elect Jack Liu Mgmt For For For
1.9 Elect Dominic Ng Mgmt For For For
1.10 Elect Keith Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the Mgmt For For For
Performance-Based
Bonus
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Everest Re Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Dunne Mgmt For For For
1.2 Elect John Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
First Cash Financial Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCFS CUSIP 31942D107 06/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rick Wessel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
First Niagara Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
FNFG CUSIP 33582V108 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Florio Mgmt For For For
1.2 Elect Nathaniel Woodson Mgmt For For For
1.3 Elect Roxanne Coady Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2012 Equity Incentive Mgmt For For For
Plan
4 Executive Annual Mgmt For For For
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Franklin Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
BEN CUSIP 354613101 03/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Armacost Mgmt For For For
2 Elect Charles Crocker Mgmt For For For
3 Elect Joseph Hardiman Mgmt For For For
4 Elect Charles Johnson Mgmt For For For
5 Elect Gregory Johnson Mgmt For For For
6 Elect Rupert Johnson, Mgmt For For For
Jr.
7 Elect Mark Pigott Mgmt For For For
8 Elect Chutta Ratnathicam Mgmt For For For
9 Elect Laura Stein Mgmt For For For
10 Elect Anne Tatlock Mgmt For For For
11 Elect Geoffrey Yang Mgmt For For For
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
GFI Group Inc.
Ticker Security ID: Meeting Date Meeting Status
GFIG CUSIP 361652209 06/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Fanzilli, Mgmt For Withhold Against
Jr.
1.2 Elect Richard Magee Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Equity Incentive
Plan
________________________________________________________________________________
Greenhill & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GHL CUSIP 395259104 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Greenhill Mgmt For For For
1.2 Elect Scott Bok Mgmt For For For
1.3 Elect Robert Blakely Mgmt For Withhold Against
1.4 Elect John Danforth Mgmt For For For
1.5 Elect Steven Goldstone Mgmt For For For
1.6 Elect Stephen Key Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Hancock Holding Company
Ticker Security ID: Meeting Date Meeting Status
HBHC CUSIP 410120109 04/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Crowell Mgmt For For For
1.2 Elect Hardy Fowler Mgmt For For For
1.3 Elect Eric Nickelsen Mgmt For For For
1.4 Elect Terrence Hall Mgmt For For For
1.5 Elect John Hairston Mgmt For For For
1.6 Elect James Horne Mgmt For For For
1.7 Elect Jerry Levens Mgmt For For For
1.8 Elect R. King Milling Mgmt For For For
1.9 Elect Christine Mgmt For For For
Pickering
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HCC Insurance Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCC CUSIP 404132102 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emmanuel Ballases Mgmt For For For
1.2 Elect Judy Bozeman Mgmt For For For
1.3 Elect Frank Bramanti Mgmt For For For
1.4 Elect Walter Duer Mgmt For For For
1.5 Elect James Flagg Mgmt For For For
1.6 Elect Thomas Hamilton Mgmt For For For
1.7 Elect Leslie Heisz Mgmt For For For
1.8 Elect John Molbeck, Jr. Mgmt For For For
1.9 Elect Robert Rosholt Mgmt For For For
1.10 Elect J. Mikesell Thomas Mgmt For For For
1.11 Elect Christopher J. Mgmt For For For
Williams
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ING Groep N.V.
Ticker Security ID: Meeting Date Meeting Status
INGA CUSIP 456837103 05/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Amendments to Articles Mgmt For For For
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Appointment of Auditor Mgmt For For For
6 Elect Wilfred Nagel to Mgmt For For For
the Management
Board
7 Elect Aman Mehta Mgmt For Against Against
8 Elect Jan Holsboer Mgmt For For For
9 Elect Yvonne van Rooy Mgmt For For For
10 Elect Robert Reibestein Mgmt For For For
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights in Connection
with a
Merger
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Repurchase Mgmt For For For
Shares in Connection
with a
Merger
________________________________________________________________________________
Invesco Ltd.
Ticker Security ID: Meeting Date Meeting Status
IVZ CUSIP G491BT108 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martin Flanagan Mgmt For For For
2 Elect C. Robert Mgmt For For For
Henrikson
3 Elect Ben Johnson III Mgmt For For For
4 Elect J. Thomas Presby Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 2012 Employee Stock Mgmt For For For
Purchase
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan
Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Lazard Ltd
Ticker Security ID: Meeting Date Meeting Status
LAZ CUSIP G54050102 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ashish Bhutani Mgmt For For For
1.2 Elect Steven Heyer Mgmt For Withhold Against
1.3 Elect Sylvia Jay Mgmt For Withhold Against
1.4 Elect Vernon Jordan, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Henderson Mgmt For For For
III
2 Elect Eric Johnson Mgmt For For For
3 Elect M. Leanne Lachman Mgmt For For For
4 Elect Isaiah Tidwell Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect C. Angela Bontempo Mgmt For For For
1.3 Elect Robert Brady Mgmt For Withhold Against
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Mark Czarnecki Mgmt For For For
1.6 Elect Gary Geisel Mgmt For For For
1.7 Elect Patrick Hodgson Mgmt For For For
1.8 Elect Richard King Mgmt For Withhold Against
1.9 Elect Jorge Pereira Mgmt For For For
1.10 Elect Michael Pinto Mgmt For For For
1.11 Elect Melinda Rich Mgmt For For For
1.12 Elect Robert Sadler, Jr. Mgmt For For For
1.13 Elect Herbert Washington Mgmt For For For
1.14 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Manulife Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
MFC CUSIP 56501R106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph Caron Mgmt For For For
1.2 Elect John Cassaday Mgmt For For For
1.3 Elect Gail Cook-Bennett Mgmt For For For
1.4 Elect Thomas d'Aquino Mgmt For For For
1.5 Elect Richard DeWolfe Mgmt For For For
1.6 Elect Robert Dineen, Jr. Mgmt For For For
1.7 Elect Sheila Fraser Mgmt For For For
1.8 Elect Donald Guloien Mgmt For For For
1.9 Elect Scott Hand Mgmt For For For
1.10 Elect Robert Harding Mgmt For For For
1.11 Elect Luther Helms Mgmt For For For
1.12 Elect Tsun-yan Hsieh Mgmt For For For
1.13 Elect Donald Lindsay Mgmt For For For
1.14 Elect Lorna Marsden Mgmt For For For
1.15 Elect John Palmer Mgmt For For For
1.16 Elect Andera Rosen Mgmt For For For
1.17 Elect Hugh Sloan, Jr. Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Keane Mgmt For For For
1.2 Elect Catherine Kinney Mgmt For For For
1.3 Elect Hugh Price Mgmt For For For
1.4 Elect Kenton Sicchitano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Moody's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCO CUSIP 615369105 04/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ewald Kist Mgmt For For For
2 Elect Henry McKinnell, Mgmt For For For
Jr.
3 Elect John Wulff Mgmt For Against Against
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Bostock Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Howard Davies Mgmt For For For
4 Elect James Gorman Mgmt For For For
5 Elect C. Robert Kidder Mgmt For For For
6 Elect Klaus Kleinfield Mgmt For For For
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Hutham Olayan Mgmt For For For
9 Elect James Owens Mgmt For For For
10 Elect O. Griffith Sexton Mgmt For For For
11 Elect Ryosuke Tamakoshi Mgmt For For For
12 Elect Masaaki Tanaka Mgmt For For For
13 Elect Laura Tyson Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
16 Amendment to the Mgmt For For For
Directors' Equity
Capital Accumulation
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Financial Partners Corp.
Ticker Security ID: Meeting Date Meeting Status
NFP CUSIP 63607P208 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephanie Abramson Mgmt For For For
2 Elect Patrick Baird Mgmt For For For
3 Elect Jessica Bibliowicz Mgmt For For For
4 Elect R. Bruce Callahan Mgmt For For For
5 Elect John Elliott Mgmt For For For
6 Elect J. Barry Griswell Mgmt For For For
7 Elect Marshall Heinberg Mgmt For For For
8 Elect Kenneth Mlekush Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
People's United Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBCT CUSIP 712704105 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George Carter Mgmt For For For
1.2 Elect Jerry Franklin Mgmt For For For
1.3 Elect Kirk Walters Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Short-Term Incentive Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Kay James Mgmt For For For
5 Elect Richard Kelson Mgmt For For For
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For For For
13 Elect Thomas Usher Mgmt For For For
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Protective Life Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP 743674103 05/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Burton Mgmt For For For
1.2 Elect Thomas Hamby Mgmt For For For
1.3 Elect John Johns Mgmt For For For
1.4 Elect Vanessa Leonard Mgmt For For For
1.5 Elect Charles McCrary Mgmt For Withhold Against
1.6 Elect John McMahon, Jr. Mgmt For For For
1.7 Elect Hans Hugh Miller Mgmt For For For
1.8 Elect Malcolm Portera Mgmt For For For
1.9 Elect C. Dowd Ritter Mgmt For For For
1.10 Elect Jesse Spikes Mgmt For For For
1.11 Elect William Terry Mgmt For For For
1.12 Elect W. Michael Mgmt For For For
Warren,
Jr.
1.13 Elect Vanessa Wilson Mgmt For For For
1.14 Elect Elaine Chao Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Annual Incentive Plan Mgmt For For For
4 Amendment to the Mgmt For Against Against
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Baltimore Mgmt For For For
Jr.
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Mgmt For For For
Hund-Mejean
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Raymond James Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RJF CUSIP 754730109 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shelley Broader Mgmt For For For
1.2 Elect Francis Godbold Mgmt For Withhold Against
1.3 Elect H. William Mgmt For For For
Habermeyer,
Jr.
1.4 Elect Chet Helck Mgmt For For For
1.5 Elect Thomas James Mgmt For For For
1.6 Elect Gordon Johnson Mgmt For For For
1.7 Elect Paul Reilly Mgmt For For For
1.8 Elect Robert Saltzman Mgmt For For For
1.9 Elect Hardwick Simmons Mgmt For For For
1.10 Elect Susan Story Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2012 Stock Incentive Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Fred Sievert Mgmt For For For
1.2 Elect Stanley Tulin Mgmt For For For
1.3 Elect A. Greig Woodring Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
StanCorp Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFG CUSIP 852891100 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Virginia Anderson Mgmt For For For
2 Elect Stanley Fallis Mgmt For For For
3 Elect Eric Parsons Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 1999 Mgmt For For For
Employee Share
Purchase
Plan
6 Re-approval of the Mgmt For For For
Short-Term Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Elect Amelia Fawcett Mgmt For For For
5 Elect David Gruber Mgmt For For For
6 Elect Linda Hill Mgmt For For For
7 Elect Joseph Hooley Mgmt For For For
8 Elect Robert Kaplan Mgmt For For For
9 Elect Richard Sergel Mgmt For For For
10 Elect Ronald Skates Mgmt For For For
11 Elect Gregory Summe Mgmt For For For
12 Elect Robert Weissman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sun Life Financial Inc.
Ticker Security ID: Meeting Date Meeting Status
SLF CUSIP 866796105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Anderson Mgmt For For For
1.2 Elect Richard Booth Mgmt For For For
1.3 Elect John Clappison Mgmt For For For
1.4 Elect Dean Connor Mgmt For For For
1.5 Elect David Ganong Mgmt For For For
1.6 Elect Martin Glynn Mgmt For Withhold Against
1.7 Elect Krystyna Hoeg Mgmt For For For
1.8 Elect David Kerr Mgmt For For For
1.9 Elect Idalene Kesner Mgmt For For For
1.10 Elect Mitchell Merin Mgmt For For For
1.11 Elect Hugh Segal Mgmt For For For
1.12 Elect Barbara Stymiest Mgmt For For For
1.13 Elect James Sutcliffe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendments to By-laws Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SVB Financial Group
Ticker Security ID: Meeting Date Meeting Status
SIVB CUSIP 78486Q101 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg Becker Mgmt For For For
1.2 Elect Eric Benhamou Mgmt For For For
1.3 Elect David Clapper Mgmt For For For
1.4 Elect Roger Dunbar Mgmt For For For
1.5 Elect Joel Friedman Mgmt For For For
1.6 Elect C. Richard Mgmt For For For
Kramlich
1.7 Elect Lata Krishnan Mgmt For For For
1.8 Elect Jeffery Mgmt For For For
Maggioncalda
1.9 Elect Kate Mitchell Mgmt For For For
1.10 Elect John Robinson Mgmt For For For
1.11 Elect Garen Staglin Mgmt For For For
1.12 Elect Kyung Yoon Mgmt For For For
2 Amendment to the 2006 Mgmt For Against Against
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
T. Rowe Price Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TROW CUSIP 74144T108 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward Bernard Mgmt For For For
2 Elect James Brady Mgmt For For For
3 Elect J. Alfred Mgmt For For For
Broaddus,
Jr.
4 Elect Donald Hebb, Jr. Mgmt For For For
5 Elect James Kennedy Mgmt For For For
6 Elect Robert MacLellan Mgmt For For For
7 Elect Brian Rogers Mgmt For For For
8 Elect Alfred Sommer Mgmt For For For
9 Elect Dwight Taylor Mgmt For For For
10 Elect Anne Whittemore Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2012 Long-Term Mgmt For For For
Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TD AMERITRADE Holding Corporation
Ticker Security ID: Meeting Date Meeting Status
AMTD CUSIP 03074K 02/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Edmund Clark Mgmt For For For
1.2 Elect Karen Maidment Mgmt For For For
1.3 Elect Mark Mitchell Mgmt For For For
1.4 Elect Fredric Tomczyk Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger Mgmt For For For
II
3 Elect C. Preston Butcher Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
The Chubb Corporation
Ticker Security ID: Meeting Date Meeting Status
CB CUSIP 171232101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zoe Baird Budinger Mgmt For For For
2 Elect Sheila Burke Mgmt For For For
3 Elect James Cash, Jr. Mgmt For For For
4 Elect John Finnegan Mgmt For For For
5 Elect Lawrence Kellner Mgmt For For For
6 Elect Martin McGuinn Mgmt For For For
7 Elect Lawrence Small Mgmt For For For
8 Elect Jess Soderberg Mgmt For For For
9 Elect Daniel Somers Mgmt For For For
10 Elect James Zimmerman Mgmt For For For
11 Elect Alfred Zollar Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For Against Against
8 Elect Lakshmi Mittal Mgmt For For For
9 Elect James Schiro Mgmt For For For
10 Elect Debra Spar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Hartford Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Allardice Mgmt For For For
III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul Kirk, Jr. Mgmt For For For
4 Elect Liam McGee Mgmt For For For
5 Elect Kathryn Mikells Mgmt For For For
6 Elect Michael Morris Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Charles Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The NASDAQ OMX Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Black Mgmt For For For
2 Elect Borje Ekholm Mgmt For For For
3 Elect Robert Greifeld Mgmt For For For
4 Elect Glenn Hutchins Mgmt For For For
5 Elect Essa Kazim Mgmt For For For
6 Elect John Markese Mgmt For For For
7 Elect Ellyn McColgan Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect James Riepe Mgmt For For For
10 Elect Michael Splinter Mgmt For For For
11 Elect Lars Wedenborn Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
The Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 04/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger Farah Mgmt For For For
2 Elect Stephen Hardis Mgmt For For For
3 Elect Heidi Miller Mgmt For For For
4 Elect Bradley Sheares Mgmt For For For
5 Elimination of Mgmt For For For
Supermajority
Requirement
6 Repeal of Classified Mgmt For For For
Board
7 Change in Board Size Mgmt For For For
8 Authorization of Board Mgmt For For For
to Set Board
Size
9 Amendment to Code of Mgmt For Against Against
Regulations
10 Set Date of Annual Mgmt For For For
Meeting
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Re-approve Performance Mgmt For For For
Criteria Set Forth in
2007 Executive Bonus
Plan
13 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
14 Amendment to the 2003 Mgmt For For For
Directors Equity
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Travelers Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRV CUSIP 89417E109 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Beller Mgmt For For For
2 Elect John Dasburg Mgmt For For For
3 Elect Janet Dolan Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Jay Fishman Mgmt For For For
6 Elect Lawrence Graev Mgmt For Against Against
7 Elect Patricia Higgins Mgmt For For For
8 Elect Thomas Hodgson Mgmt For For For
9 Elect William Kane Mgmt For For For
10 Elect Cleve Mgmt For For For
Killingsworth,
Jr.
11 Elect Donald Shepard Mgmt For For For
12 Elect Laurie Thomsen Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Torchmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP 891027104 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Boren Mgmt For For For
2 Elect M. Jane Buchan Mgmt For For For
3 Elect Robert Ingram Mgmt For For For
4 Elect Mark McAndrew Mgmt For For For
5 Elect Sam Perry Mgmt For For For
6 Elect Lamar Smith Mgmt For For For
7 Elect Paul Zucconi Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jan Van Gorder Mgmt For For For
1.2 Elect Austin Young III Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Arthur Collins, Mgmt For Against Against
Jr.
5 Elect Richard Davis Mgmt For For For
6 Elect Roland Hernandez Mgmt For For For
7 Elect Joel Johnson Mgmt For For For
8 Elect Olivia Kirtley Mgmt For For For
9 Elect Jerry Levin Mgmt For For For
10 Elect David O'Maley Mgmt For For For
11 Elect O'Dell Owens Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Elect Doreen Woo Ho Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Waddell & Reed Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
WDR CUSIP 930059100 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Godlasky Mgmt For For For
1.2 Elect Dennis Logue Mgmt For Withhold Against
1.3 Elect Michael Morrissey Mgmt For For For
1.4 Elect Ronald Reimer Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect Elaine Chao Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Lloyd Dean Mgmt For For For
5 Elect Susan Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald James Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Federico Pena Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect John Stumpf Mgmt For For For
15 Elect Susan Swenson Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting in Contested
Elections
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
World Acceptance Corporation
Ticker Security ID: Meeting Date Meeting Status
WRLD CUSIP 981419104 08/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. Alexander Mgmt For For For
McLean,
III
1.2 Elect James Gilreath Mgmt For For For
1.3 Elect William Hummers Mgmt For For For
III
1.4 Elect Charles Way Mgmt For For For
1.5 Elect Ken Bramlett, Jr. Mgmt For For For
1.6 Elect Darrell Whitaker Mgmt For For For
1.7 Elect Scott Vassalluzzo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 2011 Stock Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
Item 8: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Green Mgmt For For For
4 Elect Nobuyuki Idei Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Authorization to Hold Mgmt For For For
the 2013 Annual
Meeting Outside of
Ireland
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Crutchfield Mgmt For For For
2 Elect William Crowley, Mgmt For For For
Jr.
3 Elect E. Linn Draper, Mgmt For For For
Jr.
4 Elect Glenn Eisenberg Mgmt For For For
5 Elect P. Michael Giftos Mgmt For For For
6 Elect Deborah Fretz Mgmt For For For
7 Elect Joel Richards, III Mgmt For For For
8 Elect James Roberts Mgmt For For For
9 Elect Ted Wood Mgmt For For For
10 2012 Long-Term Mgmt For For For
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Timothy Cook Mgmt For For For
1.3 Elect Millard Drexler Mgmt For Withhold Against
1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.5 Elect Robert Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur Levinson Mgmt For Withhold Against
1.8 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Conflict of
Interest
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Cash America International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Berce Mgmt For For For
1.2 Elect Jack Daugherty Mgmt For For For
1.3 Elect Daniel Feehan Mgmt For For For
1.4 Elect Albert Goldstein Mgmt For Withhold Against
1.5 Elect James Graves Mgmt For For For
1.6 Elect B.D. Hunter Mgmt For For For
1.7 Elect Timothy McKibben Mgmt For For For
1.8 Elect Alfred Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Senior Mgmt For For For
Executive Bonus
Plan
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Calhoun Mgmt For For For
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Jon Huntsman, Jr. Mgmt For For For
1.8 Elect Peter Magowan Mgmt For For For
1.9 Elect Dennis Muilenburg Mgmt For For For
1.10 Elect Douglas Oberhelman Mgmt For For For
1.11 Elect William Osborn Mgmt For For For
1.12 Elect Charles Powell Mgmt For For For
1.13 Elect Edward Rust, Jr. Mgmt For For For
1.14 Elect Susan Schwab Mgmt For For For
1.15 Elect Joshua Smith Mgmt For For For
1.16 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Call a Special Mgmt For For For
Meeting
5 Amendment to Advance Mgmt For Against Against
Notice
Requirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Hugin Mgmt For For For
1.2 Elect Richard Barker D. Mgmt For For For
Phil
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Michael Friedman Mgmt For For For
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Carrabba Mgmt For For For
2 Elect Susan Cunningham Mgmt For Against Against
3 Elect Barry Eldridge Mgmt For For For
4 Elect Andres Gluski Mgmt For For For
5 Elect Susan Green Mgmt For For For
6 Elect Janice Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis McAllister Mgmt For For For
9 Elect Richard Riederer Mgmt For For For
10 Elect Richard Ross Mgmt For For For
11 Amendment to Mgmt For Against Against
Regulations to allow
the Board to Amend the
Regulations without
Shareholder
Approval
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Incentive Equity Mgmt For For For
Plan
14 2012 Executive Mgmt For For For
Management Performance
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Larry Gerdes Mgmt For Withhold Against
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect James Oliff Mgmt For For For
1.5 Elect Edemir Pinto Mgmt For For For
1.6 Elect Alex Pollock Mgmt For Withhold Against
1.7 Elect William Shepard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board and Amendments
Related to the
Expiration of the
Rights Plan and
Director
Removal
5 Amendment to the Mgmt For For For
Omnibus Stock
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Bacon Mgmt For Withhold Against
1.2 Elect Sheldon Bonovitz Mgmt For For For
1.3 Elect Joseph Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald Hassell Mgmt For For For
1.6 Elect Jeffrey Honickman Mgmt For For For
1.7 Elect Eduardo Mestre Mgmt For For For
1.8 Elect Brian Roberts Mgmt For For For
1.9 Elect Ralph Roberts Mgmt For For For
1.10 Elect Johnathan Rodgers Mgmt For For For
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pills
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivor Evans Mgmt For Against Against
2 Elect Kirk Hachigian Mgmt For For For
3 Elect Lawrence Kingsley Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Authority of Mgmt For For For
Subsidiaries to
Repurchase
Shares
8 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 2012 Equity and Cash Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander Cutler Mgmt For For For
2 Elect Arthur Johnson Mgmt For For For
3 Elect Deborah McCoy Mgmt For For For
4 2012 Stock Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Fernandez Mgmt For For For
Gonzalez
1.2 Elect Arthur Golden Mgmt For Withhold Against
1.3 Elect William Johnson Mgmt For For For
1.4 Elect John Menzer Mgmt For For For
1.5 Elect August Busch III Mgmt For For For
1.6 Elect Rozanne Ridgway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For Against Against
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
20 Approval of Material Mgmt For For For
Terms of Senior
Officer Performance
Goals
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Activities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect S. Malcolm Gillis Mgmt For Against Against
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect Don Davis, Jr. Mgmt For For For
4 Elect James Griffith Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect David Smith, Jr. Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Elect Kevin Warren Mgmt For For For
12 Elect Anre Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano
Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan
Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mercedes Johnson Mgmt For For For
1.2 Elect Scott Kriens Mgmt For For For
1.3 Elect William Stensrud Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Mgmt For Against Against
Equity Incentive
Plan
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Richard Dreiling Mgmt For For For
1.6 Elect Dawn Hudson Mgmt For For For
1.7 Elect Robert Johnson Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For Withhold Against
1.9 Elect Richard Lochridge Mgmt For For For
1.10 Elect Robert Niblock Mgmt For For For
1.11 Elect Eric Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill Miller, Mgmt For For For
Jr.
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Corporation
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect David Williams Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Discharge of Directors Mgmt For For For
& Officers for Fiscal
Year
2011
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 1991 Stock Option and Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect John Ferriola Mgmt For For For
1.3 Elect Harvey Gantt Mgmt For For For
1.4 Elect Bernard Kasriel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bohn Mgmt For For For
1.2 Elect Linda Harty Mgmt For For For
1.3 Elect William Kassling Mgmt For For For
1.4 Elect Robert Kohlhepp Mgmt For For For
1.5 Elect Klaus-Peter Muller Mgmt For For For
1.6 Elect Candy Obourn Mgmt For Withhold Against
1.7 Elect Joseph Scaminace Mgmt For For For
1.8 Elect Wolfgang Schmitt Mgmt For For For
1.9 Elect Ake Svensson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
1.11 Elect Donald Washkewicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chairman
________________________________________________________________________________
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Bret Clayton Mgmt For For For
1.4 Elect Nance Dicciani Mgmt For For For
1.5 Elect Edward Galante Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Ira Hall Mgmt For For For
1.8 Elect Raymond LeBoeuf Mgmt For For For
1.9 Elect Larry McVay Mgmt For For For
1.10 Elect Wayne Smith Mgmt For For For
1.11 Elect Robert Wood Mgmt For For For
2 Right to Call a Special Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Roberts
2 Elect John Wareham Mgmt For For For
3 Amendment to the 2009 Mgmt For For For
Incentive Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael Marks Mgmt For For For
8 Elect Elizabeth Moler Mgmt For For For
9 Elect Lubna Olayan Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Financial Mgmt For For For
Statements and
Dividends
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Shareholder Proposal Mgmt Against Against For
Regarding Board Gender
Diversity
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Millett Mgmt For For For
1.2 Elect Richard Teets, Jr. Mgmt For For For
1.3 Elect John Bates Mgmt For Withhold Against
1.4 Elect Keith Busse Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Gabriel Shaheen Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose Alvarez Mgmt For For For
3 Elect Alan Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of Material Mgmt For For For
Terms of Executive
Officer Performance
Goals Under Cash
Incentive
Plans
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Judith Estrin Mgmt For For For
4 Elect Robert Iger Mgmt For For For
5 Elect Fred Langhammer Mgmt For Against Against
6 Elect Aylwin Lewis Mgmt For Against Against
7 Elect Monica Lozano Mgmt For For For
8 Elect Robert Matschullat Mgmt For For For
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Time Warner Cable Inc.
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Mgmt For For For
Jr.
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2012 Annual Bonus Plan Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Jerry Choate Mgmt For Against Against
3 Elect Ruben Escobedo Mgmt For Against Against
4 Elect William Klesse Mgmt For For For
5 Elect Bob Marbut Mgmt For Against Against
6 Elect Donald Nickles Mgmt For Against Against
7 Elect Phillip Pfeiffer Mgmt For For For
8 Elect Robert Profusek Mgmt For Against Against
9 Elect Susan Purcell Mgmt For For For
10 Elect Stephen Waters Mgmt For For For
11 Elect Randall Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For Against Against
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect Elaine Chao Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Lloyd Dean Mgmt For For For
5 Elect Susan Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald James Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Federico Pena Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect John Stumpf Mgmt For For For
15 Elect Susan Swenson Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting in Contested
Elections
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alberto Grimoldi Mgmt For For For
1.2 Elect Joseph Gromek Mgmt For For For
1.3 Elect Brenda Lauderback Mgmt For For For
1.4 Elect Shirley Peterson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Executive Long-Term
Incentive
Plan
5 Amendment to the Mgmt For For For
Short-Term Incentive
Plan
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 06/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Kasbar Mgmt For For For
1.2 Elect Paul Stebbins Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect Abby Kohnstamm Mgmt For For For
1.7 Elect John Manley Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Stephen Mgmt For For For
Roddenberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 9: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Healthcare Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect Sally Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For Withhold Against
1.7 Elect Phebe Novakovic Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect Glenn Tilton Mgmt For For For
1.11 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Excluding Compliance
Costs for the Purposes
of Executive
Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change of
Control
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark Bertolini Mgmt For For For
3 Elect Frank Clark, Jr. Mgmt For For For
4 Elect Betsy Cohen Mgmt For For For
5 Elect Molly Coye Mgmt For Against Against
6 Elect Roger Farah Mgmt For For For
7 Elect Barbara Franklin Mgmt For For For
8 Elect Jeffrey Garten Mgmt For For For
9 Elect Ellen Hancock Mgmt For For For
10 Elect Richard Harrington Mgmt For For For
11 Elect Edward Ludwig Mgmt For For For
12 Elect Joseph Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect William Keller Mgmt For For For
1.4 Elect Joseph Madri Mgmt For For For
1.5 Elect Larry Mathis Mgmt For For For
1.6 Elect R. Douglas Norby Mgmt For For For
1.7 Elect Alvin Parven Mgmt For For For
1.8 Elect Andreas Rummelt Mgmt For For For
1.9 Elect Ann Veneman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Pyott Mgmt For For For
2 Elect Herbert Boyer Mgmt For For For
3 Elect Deborah Dunsire Mgmt For For For
4 Elect Michael Gallagher Mgmt For For For
5 Elect Dawn Hudson Mgmt For For For
6 Elect Robert Ingram Mgmt For For For
7 Elect Trevor Jones Mgmt For For For
8 Elect Louis Lavigne, Jr. Mgmt For For For
9 Elect Russell Ray Mgmt For For For
10 Elect Stephen Ryan Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Regarding
Right to Call a
Special
Meeting
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Collis Mgmt For For For
2 Elect Richard Gozon Mgmt For For For
3 Elect Kathleen Hyle Mgmt For For For
4 Elect Michael Long Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance Coffman Mgmt For For For
6 Elect Rebecca Henderson Mgmt For For For
7 Elect Frank Herringer Mgmt For Against Against
8 Elect Tyler Jacks Mgmt For For For
9 Elect Gilbert Omenn Mgmt For For For
10 Elect Judith Pelham Mgmt For For For
11 Elect J. Paul Reason Mgmt For Against Against
12 Elect Leonard Schaeffer Mgmt For Against Against
13 Elect Kevin Sharer Mgmt For For For
14 Elect Ronald Sugar Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Authorize Shareholder Mgmt For For For
Action by Written
Consent
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO to Serve
on a Maximum of One
Other
Board
________________________________________________________________________________
Astrazeneca plc
Ticker Security ID: Meeting Date Meeting Status
AZN CUSIP 046353108 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Elect Louis Schweitzer Mgmt For For For
6 Elect David Brennan Mgmt For For For
7 Elect Simon Lowth Mgmt For For For
8 Elect Genevieve Berger Mgmt For For For
9 Elect D. Bruce Mgmt For For For
Burlington
10 Elect Graham Chipchase Mgmt For For For
11 Elect Jean-Philippe Mgmt For For For
Courtois
12 Elect Leif Johansson Mgmt For For For
13 Elect Rudy Markham Mgmt For For For
14 Elect Nancy Rothwell Mgmt For For For
15 Elect Shriti Vadera Mgmt For For For
16 Elect John Varley Mgmt For For For
17 Elect Marcus Wallenberg Mgmt For Against Against
18 Directors' Remuneration Mgmt For For For
Report
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Savings-Related Share Mgmt For For For
Option
Scheme
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Gavin III Mgmt For For For
2 Elect Peter Hellman Mgmt For For For
3 Elect Kees Storm Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
7 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority
Vote
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CUSIP 072730302 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Elect Manfred Schneider Mgmt For For For
5 Elect Werner Wenning Mgmt For For For
6 Elect Paul Achleitner Mgmt For For For
7 Elect Clemens Borsig Mgmt For For For
8 Elect Thomas Ebeling Mgmt For For For
9 Elect Klaus Kleinfeld Mgmt For Against Against
10 Elect Helmut Panke Mgmt For For For
11 Elect Sue Rataj Mgmt For For For
12 Elect Ekkehard Schulz Mgmt For For For
13 Elect Klaus Sturany Mgmt For For For
14 Elect Ernst-Ludwig Mgmt For For For
Winnacker
15 Supervisory Board Mgmt For For For
Members'
Fees
16 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Becton, Dickinson and Company
Ticker Security ID: Meeting Date Meeting Status
BDX CUSIP 075887109 01/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Basil Anderson Mgmt For For For
2 Elect Henry Becton, Jr. Mgmt For For For
3 Elect Edward DeGraan Mgmt For For For
4 Elect Vincent Forlenza Mgmt For For For
5 Elect Claire Mgmt For For For
Fraser-Liggett
6 Elect Christopher Jones Mgmt For For For
7 Elect Marshall Larsen Mgmt For For For
8 Elect Edward Ludwig Mgmt For For For
9 Elect Adel Mahmoud Mgmt For For For
10 Elect Gary Mecklenburg Mgmt For For For
11 Elect James Orr Mgmt For For For
12 Elect Willard Overlock, Mgmt For For For
Jr.
13 Elect Bertram Scott Mgmt For For For
14 Elect Alfred Sommer Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Adoption of
Cumulative
Voting
________________________________________________________________________________
Bio-Reference Laboratories, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRLI CUSIP 09057G602 09/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sam Singer Mgmt For Withhold Against
1.2 Elect Harry Elias Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Gregory Kenny Mgmt For For For
9 Elect David King Mgmt For For For
10 Elect Richard Notebaert Mgmt For For For
11 Elect David Raisbeck Mgmt For For For
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Long-Term Mgmt For For For
Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Hugin Mgmt For For For
1.2 Elect Richard Barker D. Mgmt For For For
Phil
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Michael Friedman Mgmt For For For
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Partridge Mgmt For For For
2 Elect James Rogers Mgmt For For For
3 Elect Joseph Sullivan Mgmt For For For
4 Elect Eric Wiseman Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Amendment to the Mgmt For For For
Executive Incentive
Plan
8 Repeal of Classified Mgmt N/A For N/A
Board
________________________________________________________________________________
Covidien Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F113 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose Almeida Mgmt For For For
2 Elect Craig Arnold Mgmt For For For
3 Elect Robert Brust Mgmt For For For
4 Elect John Connors, Jr. Mgmt For For For
5 Elect Christopher Mgmt For For For
Coughlin
6 Elect Timothy Donahue Mgmt For For For
7 Elect Randall Hogan, III Mgmt For For For
8 Elect Martin Madaus Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Joseph Zaccagnino Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Remuneration
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Reissue Mgmt For Against Against
Treasury
Shares
15 Amendments to Articles Mgmt For For For
to Provide for
Escheatment
16 Amendment to Articles Mgmt For For For
to Allow Non-Cash
Dividends
________________________________________________________________________________
Eli Lilly and Company
Ticker Security ID: Meeting Date Meeting Status
LLY CUSIP 532457108 04/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katherine Baicker Mgmt For For For
2 Elect J. Erik Fyrwald Mgmt For For For
3 Elect Ellen Marram Mgmt For For For
4 Elect Douglas Oberhelman Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Elimination of Mgmt For For For
Supermajority
Requirements
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Proponent
Engagement
Process
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Myrtle Potter Mgmt For For For
11 Elect William Roper Mgmt For For For
12 Elect Samuel Skinner Mgmt For For For
13 Elect Seymour Sternberg Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 12/21/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pill
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CUSIP 37733W105 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir Christopher Mgmt For Against Against
Gent
4 Elect Sir Andrew Witty Mgmt For For For
5 Elect Sir Roy Anderson Mgmt For For For
6 Elect Stephanie Burns Mgmt For For For
7 Elect Stacey Cartwright Mgmt For For For
8 Elect H. Lawrence Culp Mgmt For For For
9 Elect Sir Crispin Davis Mgmt For For For
10 Elect Simon Dingemans Mgmt For For For
11 Elect Judy Lewent Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For For For
13 Elect Daniel Podolsky Mgmt For For For
14 Elect Moncef Slaoui Mgmt For For For
15 Elect Tom de Swaan Mgmt For Against Against
16 Elect Sir Robert Wilson Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
25 Renewal of the Mgmt For For For
ShareSave
Plan
26 Renewal of the Mgmt For For For
ShareReward
Plan
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Coleman Mgmt For For For
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael Johns Mgmt For For For
6 Elect Susan Lindquist Mgmt For For For
7 Elect Anne Mulcahy Mgmt For Against Against
8 Elect Leo Mullin Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect David Satcher Mgmt For For For
12 Elect William Weldon Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2012 Long-Term Mgmt For For For
Incentive
Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Binding Vote
on Electioneering
Expenditures
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David King Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For For For
4 Elect N. Anthony Coles, Mgmt For For For
Jr.
5 Elect Wendy Lane Mgmt For For For
6 Elect Thomas Mac Mahon Mgmt For For For
7 Elect Robert Mgmt For For For
Mittelstaedt,
Jr.
8 Elect Arthur Rubenstein Mgmt For For For
9 Elect M. Keith Weikel Mgmt For For For
10 Elect R. Sanders Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2012 Omnibus Incentive Mgmt For For For
Plan
13 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Magellan Health Services Inc.
Ticker Security ID: Meeting Date Meeting Status
MGLN CUSIP 559079207 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rene Lerer Mgmt For For For
1.2 Elect Mary Sammons Mgmt For For For
1.3 Elect Eran Broshy Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
McKesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For For For
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Reduction of Mgmt For For For
Supermajority
Requirement for
Amendments to Series A
Junior Participating
Preferred
Stock
14 Reduction of Mgmt For For For
Supermajority
Requirement to Alter
By-Laws
15 Elimination of Mgmt For For For
Supermajority
Requirement and Fair
Price Provision for
Certain Business
Combinations
16 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Remove Transitional
Provision
17 Amendment to the Mgmt For For For
Certificate of
Incorporation
Concerning Interested
Transactions
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect David Calhoun Mgmt For Withhold Against
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect Omar Ishrak Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For For For
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Kenneth Frazier Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect William Harrison, Mgmt For For For
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle Lazarus Mgmt For For For
8 Elect Carlos Represas Mgmt For For For
9 Elect Patricia Russo Mgmt For For For
10 Elect Craig Thompson Mgmt For For For
11 Elect Wendell Weeks Mgmt For For For
12 Elect Peter Wendell Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reviewing
Political Spending or
Lobbying
________________________________________________________________________________
Patterson Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDCO CUSIP 703395103 09/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andre Lacy Mgmt For For For
1.2 Elect Les Vinney Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PDL BioPharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
PDLI CUSIP 69329Y104 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jody Lindell Mgmt For For For
1.2 Elect John McLaughlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pfizer Inc.
Ticker Security ID: Meeting Date Meeting Status
PFE CUSIP 717081103 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dennis Ausiello Mgmt For For For
2 Elect M. Anthony Burns Mgmt For For For
3 Elect W. Don Cornwell Mgmt For For For
4 Elect Frances Fergusson Mgmt For For For
5 Elect William Gray, III Mgmt For For For
6 Elect Helen Hobbs Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect James Kilts Mgmt For For For
9 Elect George Lorch Mgmt For For For
10 Elect John Mascotte Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect Ian Read Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect Marc Mgmt For For For
Tessier-Lavigne
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure in
Newspapers
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
________________________________________________________________________________
Questcor Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
QCOR CUSIP 74835Y101 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Don Bailey Mgmt For For For
1.2 Elect Mitchell Blutt Mgmt For For For
1.3 Elect Neal Bradsher Mgmt For For For
1.4 Elect Stephen Farrell Mgmt For For For
1.5 Elect Louis Silverman Mgmt For For For
1.6 Elect Virgil Thompson Mgmt For For For
1.7 Elect Scott Whitcup Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Roberts
2 Elect John Wareham Mgmt For For For
3 Amendment to the 2009 Mgmt For For For
Incentive Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Salix Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUSIP 795435106 06/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Chappell Mgmt For For For
1.2 Elect Thomas D'Alonzo Mgmt For For For
1.3 Elect William Keane Mgmt For For For
1.4 Elect Carolyn Logan Mgmt For For For
1.5 Elect Mark Sirgo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Stock
Plan
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 80105N105 05/04/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Consolidated Accounts Mgmt For For For
and
Reports
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Laurent Attal Mgmt For For For
5 Elect Uwe Bicker Mgmt For For For
6 Elect Jean-Rene Fourtou Mgmt For For For
7 Elect Claudie Haignere Mgmt For For For
8 Elect Carole Piwnica Mgmt For For For
9 Elect Klaus Pohle Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Alternate
Auditor
12 Relocation of Corporate Mgmt For For For
Headquarters
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For For For
Restricted
Shares
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Shareholder Proposal Mgmt Against Against For
Regarding Board Gender
Diversity
________________________________________________________________________________
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Brown Mgmt For Against Against
2 Elect Daniel Starks Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stryker Corporation
Ticker Security ID: Meeting Date Meeting Status
SYK CUSIP 863667101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Cox, Jr. Mgmt For For For
1.2 Elect Srikant Datar Mgmt For For For
1.3 Elect Roch Doliveux Mgmt For For For
1.4 Elect Louis Francesconi Mgmt For Withhold Against
1.5 Elect Allan Golston Mgmt For For For
1.6 Elect Howard Lance Mgmt For For For
1.7 Elect William Parfet Mgmt For Withhold Against
1.8 Elect Ronda Stryker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Re-approval of the Mgmt For For For
Executive Bonus
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Surmodics, Inc.
Ticker Security ID: Meeting Date Meeting Status
SRDX CUSIP 868873100 02/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jose Bedoya Mgmt For For For
1.2 Elect David Dantzker Mgmt For For For
1.3 Elect Gary Maharaj Mgmt For For For
1.4 Elect Scott Ward Mgmt For For For
2 Set the Number of Mgmt For For For
Directors at
Ten
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Therapeutics Corporation
Ticker Security ID: Meeting Date Meeting Status
UTHR CUSIP 91307C102 06/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martine A. Mgmt For For For
Rothblatt
1.2 Elect Louis Sullivan Mgmt For For For
1.3 Elect Raymond Kurzweil Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Employee Stock Purchase Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Ballard, Mgmt For Against Against
Jr.
2 Elect Richard Burke Mgmt For Against Against
3 Elect Robert Darretta Mgmt For For For
4 Elect Stephen Hemsley Mgmt For For For
5 Elect Michele Hooper Mgmt For For For
6 Elect Rodger Lawson Mgmt For For For
7 Elect Douglas Mgmt For Against Against
Leatherdale
8 Elect Glenn Renwick Mgmt For For For
9 Elect Kenneth Shine Mgmt For For For
10 Elect Gail Wilensky Mgmt For Against Against
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Illingworth Mgmt For For For
1.3 Elect Ruediger Mgmt For For For
Naumann-Etienne
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Julie Hill Mgmt For For For
4 Elect Ramiro Peru Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
Item 10: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Industrials Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Michael Eskew Mgmt For For For
4 Elect W. James Farrell Mgmt For For For
5 Elect Herbert Henkel Mgmt For For For
6 Elect Edward Liddy Mgmt For For For
7 Elect Robert Morrison Mgmt For For For
8 Elect Aulana Peters Mgmt For Against Against
9 Elect Inge Thulin Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
General Employees
Stock Purchase
Plan
14 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CUSIP 000375204 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
3 Ratification of Board Mgmt For For For
and Management
Acts
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Roger Agnelli Mgmt For For For
6 Elect Louis Hughes Mgmt For For For
7 Elect Hans Marki Mgmt For For For
8 Elect Michel de Rosen Mgmt For For For
9 Elect Michael Treschow Mgmt For For For
10 Elect Jacob Wallenberg Mgmt For Against Against
11 Elect Ying Yeh Mgmt For For For
12 Elect Hubertus von Mgmt For For For
Grunberg
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Canadian National Railway Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Armellino Mgmt For For For
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh Bolton Mgmt For For For
1.4 Elect Donald Carty Mgmt For For For
1.5 Elect Gordon Giffin Mgmt For For For
1.6 Elect Edith Holiday Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward Lumley Mgmt For For For
1.10 Elect David McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Calhoun Mgmt For For For
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Jon Huntsman, Jr. Mgmt For For For
1.8 Elect Peter Magowan Mgmt For For For
1.9 Elect Dennis Muilenburg Mgmt For For For
1.10 Elect Douglas Oberhelman Mgmt For For For
1.11 Elect William Osborn Mgmt For For For
1.12 Elect Charles Powell Mgmt For For For
1.13 Elect Edward Rust, Jr. Mgmt For For For
1.14 Elect Susan Schwab Mgmt For For For
1.15 Elect Joshua Smith Mgmt For For For
1.16 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Call a Special Mgmt For For For
Meeting
5 Amendment to Advance Mgmt For Against Against
Notice
Requirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivor Evans Mgmt For Against Against
2 Elect Kirk Hachigian Mgmt For For For
3 Elect Lawrence Kingsley Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Authority of Mgmt For For For
Subsidiaries to
Repurchase
Shares
8 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Linda Hefner Mgmt For For For
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter Lohr, Jr. Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Re-approve the Material Mgmt For For For
Terms of the
Performance Goals
Under the 2007
Executive Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Charles Holliday, Mgmt For For For
Jr.
4 Elect Dipak Jain Mgmt For For For
5 Elect Clayton Jones Mgmt For For For
6 Elect Joachim Milberg Mgmt For For For
7 Elect Richard Myers Mgmt For For For
8 Elect Thomas Patrick Mgmt For For For
9 Elect Sherry Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Employee Director Mgmt For For For
Stock Ownership
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 2012 Equity and Cash Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Eaton Corporation
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP 278058102 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alexander Cutler Mgmt For For For
2 Elect Arthur Johnson Mgmt For For For
3 Elect Deborah McCoy Mgmt For For For
4 2012 Stock Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Fernandez Mgmt For For For
Gonzalez
1.2 Elect Arthur Golden Mgmt For Withhold Against
1.3 Elect William Johnson Mgmt For For For
1.4 Elect John Menzer Mgmt For For For
1.5 Elect August Busch III Mgmt For For For
1.6 Elect Rozanne Ridgway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
FedEx Corporation
Ticker Security ID: Meeting Date Meeting Status
FDX CUSIP 31428X106 09/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Barksdale Mgmt For Against Against
2 Elect John Edwardson Mgmt For For For
3 Elect Shirley Jackson Mgmt For Against Against
4 Elect Steven Loranger Mgmt For Against Against
5 Elect Gary Loveman Mgmt For For For
6 Elect R. Brad Martin Mgmt For For For
7 Elect Joshua Ramo Mgmt For For For
8 Elect Susan Schwab Mgmt For For For
9 Elect Frederick Smith Mgmt For For For
10 Elect Joshua Smith Mgmt For For For
11 Elect David Steiner Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Amendment to the Mgmt For For For
Certificate of
Incorporation
Regarding the Right to
Call a Special
Meeting
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditure
Report
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For Against Against
4 Elect William Fricks Mgmt For Against Against
5 Elect Jay Johnson Mgmt For For For
6 Elect James Jones Mgmt For For For
7 Elect Paul Kaminski Mgmt For Against Against
8 Elect John Keane Mgmt For For For
9 Elect Lester Lyles Mgmt For For For
10 Elect Phebe Novakovic Mgmt For For For
11 Elect William Osborn Mgmt For For For
12 Elect Sir Robert Mgmt For For For
Walmsley
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 2012 Equity Mgmt For For For
Compensation
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For Against Against
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
20 Approval of Material Mgmt For For For
Terms of Senior
Officer Performance
Goals
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Activities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect Don Davis, Jr. Mgmt For For For
4 Elect James Griffith Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect David Smith, Jr. Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Elect Kevin Warren Mgmt For For For
12 Elect Anre Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ingersoll-Rand Plc
Ticker Security ID: Meeting Date Meeting Status
IR CUSIP G47791101 06/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ann Berzin Mgmt For For For
2 Elect John Bruton Mgmt For For For
3 Elect Jared Cohon Mgmt For For For
4 Elect Gary Forsee Mgmt For For For
5 Elect Peter Godsoe Mgmt For For For
6 Elect Edward Hagenlocker Mgmt For For For
7 Elect Constance Horner Mgmt For For For
8 Elect Michael Lamach Mgmt For For For
9 Elect Theodore Martin Mgmt For For For
10 Elect Richard Swift Mgmt For For For
11 Elect Tony White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Gremp Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Kforce Inc.
Ticker Security ID: Meeting Date Meeting Status
KFRC CUSIP 493732101 06/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. R. Carey, Jr. Mgmt For Withhold Against
1.2 Elect David Dunkel Mgmt For For For
1.3 Elect Mark Furlong Mgmt For For For
1.4 Elect Patrick Moneymaker Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Amendment to the Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
Manpower Inc.
Ticker Security ID: Meeting Date Meeting Status
MAN CUSIP 56418H100 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey Joerres Mgmt For For For
2 Elect John Walter Mgmt For For For
3 Elect Marc Bolland Mgmt For For For
4 Elect Ulice Payne, Jr. Mgmt For For For
5 Company Name Change Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Navistar International Corporation
Ticker Security ID: Meeting Date Meeting Status
NAV CUSIP 63934E108 02/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Repeal of Classified Mgmt For For For
Board
2.1 Elect David Harrison Mgmt For For For
2.2 Elect Steven Klinger Mgmt For For For
2.3 Elect Michael Hammes Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Wesley Bush Mgmt For For For
5 Elect Daniel Carp Mgmt For For For
6 Elect Karen Horn Mgmt For Against Against
7 Elect Steven Leer Mgmt For For For
8 Elect Michael Lockhart Mgmt For For For
9 Elect Charles Moorman, Mgmt For For For
IV
10 Elect J. Paul Reason Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PACCAR Inc
Ticker Security ID: Meeting Date Meeting Status
PCAR CUSIP 693718108 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Pigott Mgmt For For For
1.2 Elect Warren Staley Mgmt For For For
1.3 Elect Charles Williamson Mgmt For For For
2 Shareholder Proposal ShrHoldr For For For
Regarding Majority
Vote for Election of
Directors
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/26/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bohn Mgmt For For For
1.2 Elect Linda Harty Mgmt For For For
1.3 Elect William Kassling Mgmt For For For
1.4 Elect Robert Kohlhepp Mgmt For For For
1.5 Elect Klaus-Peter Muller Mgmt For For For
1.6 Elect Candy Obourn Mgmt For Withhold Against
1.7 Elect Joseph Scaminace Mgmt For For For
1.8 Elect Wolfgang Schmitt Mgmt For For For
1.9 Elect Ake Svensson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
1.11 Elect Donald Washkewicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chairman
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Cartwright Mgmt For For For
2 Elect Vernon Clark Mgmt For For For
3 Elect John Deutch Mgmt For Against Against
4 Elect Stephen Hadley Mgmt For For For
5 Elect Frederic Poses Mgmt For For For
6 Elect Michael Ruettgers Mgmt For For For
7 Elect Ronald Skates Mgmt For For For
8 Elect William Spivey Mgmt For For For
9 Elect Linda Stuntz Mgmt For Against Against
10 Elect William Swanson Mgmt For For For
11 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Regal-Beloit Corporation
Ticker Security ID: Meeting Date Meeting Status
RBC CUSIP 758750103 04/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Burt Mgmt For For For
2 Elect Dean Foate Mgmt For For For
3 Elect Henry Knueppel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rockwell Collins, Inc.
Ticker Security ID: Meeting Date Meeting Status
COL CUSIP 774341101 02/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Carbone Mgmt For For For
1.2 Elect Clayton Jones Mgmt For For For
1.3 Elect Cheryl Shavers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ryder System, Inc.
Ticker Security ID: Meeting Date Meeting Status
R CUSIP 783549108 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Berra Mgmt For For For
2 Elect Luis Nieto, Jr. Mgmt For For For
3 Elect E. Follin Smith Mgmt For For For
4 Elect Gregory Swienton Mgmt For For For
5 Elect Robert Eck Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2012 Equity and Mgmt For For For
Incentive Compensation
Plan
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CUSIP 826197501 01/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Appointment of Auditor Mgmt For For For
5 Shareholder Proposal Mgmt Against Against For
Regarding Board Gender
Diversity
________________________________________________________________________________
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Kearney
2 Elect Martha Wyrsch Mgmt For For For
3 Elect Peter Volanakis Mgmt For For For
4 Amendment to the 2002 Mgmt For Against Against
Stock Compensation
Plan
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Calhoun Mgmt For For For
2 Elect Arthur Collins, Mgmt For For For
Jr.
3 Elect Linda Cook Mgmt For For For
4 Elect Kenneth Duberstein Mgmt For Against Against
5 Elect Edmund Mgmt For For For
Giambastiani,
Jr.
6 Elect Lawrence Kellner Mgmt For For For
7 Elect Edward Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Susan Schwab Mgmt For For For
10 Elect Ronald Williams Mgmt For For For
11 Elect Mike Zafirovski Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
United Parcel Service, Inc.
Ticker Security ID: Meeting Date Meeting Status
UPS CUSIP 911312106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For Against Against
2 Elect Michael Burns Mgmt For For For
3 Elect D. Scott Davis Mgmt For For For
4 Elect Stuart Eizenstat Mgmt For For For
5 Elect Michael Eskew Mgmt For For For
6 Elect William Johnson Mgmt For For For
7 Elect Candace Kendle Mgmt For For For
8 Elect Ann Livermore Mgmt For For For
9 Elect Rudy Markham Mgmt For For For
10 Elect Clark Randt, Jr. Mgmt For For For
11 Elect John Thompson Mgmt For For For
12 Elect Carol Tome Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2012 Omnibus Incentive Mgmt For For For
Compensation
Plan
15 Amendment to the Mgmt For For For
Discounted Employee
Stock Purchase
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Richard McCormick Mgmt For For For
8 Elect Harold McGraw III Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For For For
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Whitman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
Item 11: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Information Technology Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Green Mgmt For For For
4 Elect Nobuyuki Idei Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Authorization to Hold Mgmt For For For
the 2013 Annual
Meeting Outside of
Ireland
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
Amdocs Ltd.
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 02/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Minicucci Mgmt For For For
1.2 Elect Bruce Anderson Mgmt For For For
1.3 Elect Adrian Gardner Mgmt For For For
1.4 Elect John McLennan Mgmt For For For
1.5 Elect Simon Olswang Mgmt For For For
1.6 Elect Zohar Zisapel Mgmt For For For
1.7 Elect Julian Brodsky Mgmt For For For
1.8 Elect Eli Gelman Mgmt For For For
1.9 Elect James Kahan Mgmt For For For
1.10 Elect Richard LeFave Mgmt For For For
1.11 Elect Nehemia Lemelbaum Mgmt For For For
1.12 Elect Giora Yaron Mgmt For For For
2 Amendment to the 1998 Mgmt For For For
Stock Option and
Incentive
Plan
3 Approval of Financial Mgmt For For For
Statements
4 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Anixter International Inc
Ticker Security ID: Meeting Date Meeting Status
AXE CUSIP 035290105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Blyth Mgmt For For For
2 Elect Frederic Brace Mgmt For For For
3 Elect Linda Bynoe Mgmt For For For
4 Elect Robert Eck Mgmt For For For
5 Elect Robert Grubbs, Jr. Mgmt For For For
6 Elect F. Philip Handy Mgmt For For For
7 Elect Melvyn Klein Mgmt For For For
8 Elect George Munoz Mgmt For For For
9 Elect Stuart Sloan Mgmt For For For
10 Elect Matthew Zell Mgmt For For For
11 Elect Samuel Zell Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Timothy Cook Mgmt For For For
1.3 Elect Millard Drexler Mgmt For Withhold Against
1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.5 Elect Robert Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur Levinson Mgmt For Withhold Against
1.8 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Conflict of
Interest
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Arrow Electronics Inc.
Ticker Security ID: Meeting Date Meeting Status
ARW CUSIP 042735100 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barry Perry Mgmt For For For
1.2 Elect Philip Asherman Mgmt For For For
1.3 Elect Gail Hamilton Mgmt For Withhold Against
1.4 Elect John Hanson Mgmt For For For
1.5 Elect Richard Hill Mgmt For For For
1.6 Elect M.F. (Fran) Keeth Mgmt For For For
1.7 Elect Andrew Kerin Mgmt For For For
1.8 Elect Michael Long Mgmt For For For
1.9 Elect Stephen Patrick Mgmt For For For
1.10 Elect John Waddell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Richard Clark Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Enrique Salem Mgmt For For For
1.10 Elect Gregory Summe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Avnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
AVT CUSIP 053807103 11/04/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eleanor Baum Mgmt For For For
1.2 Elect J. Veronica Mgmt For Withhold Against
Biggins
1.3 Elect Rick Hamada Mgmt For For For
1.4 Elect Ehud Houminer Mgmt For Withhold Against
1.5 Elect James Lawrence Mgmt For For For
1.6 Elect Frank Noonan Mgmt For For For
1.7 Elect Ray Robinson Mgmt For For For
1.8 Elect William Schumann Mgmt For For For
III
1.9 Elect William Sullivan Mgmt For Withhold Against
1.10 Elect Roy Vallee Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For For For
10 Elect Arun Sarin Mgmt For For For
11 Elect Steven West Mgmt For For For
12 Elect Jerry Yang Mgmt For For For
13 Amendment to the 2005 Mgmt For For For
Stock Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Environmental
Sustainability
Committee
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Internet
Fragmentation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Retention of Shares
After
Retirement
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Right to Call a Special Mgmt For For For
Meeting
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Convergys Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP 212485106 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Barrett Mgmt For For For
1.2 Elect Jeffrey Fox Mgmt For For For
1.3 Elect Joseph Gibbs Mgmt For Withhold Against
1.4 Elect Ronald Nelson Mgmt For Withhold Against
1.5 Elect Joan Herman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Annual Executive Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
CSG Systems International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGS CUSIP 126349109 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter Kalan Mgmt For For For
1.2 Elect Frank Sica Mgmt For For For
1.3 Elect James Unruh Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital River, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRIV CUSIP 25388B104 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alfred Castino Mgmt For For For
1.2 Elect Douglas Steenland Mgmt For Withhold Against
1.3 Elect Timothy Pawlenty Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
eBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Andreessen Mgmt For For For
2 Elect William Ford, Jr. Mgmt For For For
3 Elect Dawn Lepore Mgmt For For For
4 Elect Kathleen Mitic Mgmt For For For
5 Elect Pierre Omidyar Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the 2008 Mgmt For For For
Equity Incentive Award
Plan
8 Employee Stock Purchase Mgmt For For For
Plan
9 Repeal of Classified Mgmt For For For
Board
10 Restoration of Right to Mgmt For For For
Call a Special
Meeting
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James DiStasio Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect Edmund Kelly Mgmt For For For
7 Elect Windle Priem Mgmt For For For
8 Elect Paul Sagan Mgmt For For For
9 Elect David Strohm Mgmt For For For
10 Elect Joseph Tucci Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Solar, Inc.
Ticker Security ID: Meeting Date Meeting Status
FSLR CUSIP 336433107 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Ahearn Mgmt For For For
1.2 Elect Richard Chapman Mgmt For For For
1.3 Elect George Hambro Mgmt For For For
1.4 Elect Craig Kennedy Mgmt For For For
1.5 Elect James Nolan Mgmt For For For
1.6 Elect William Post Mgmt For For For
1.7 Elect J. Thomas Presby Mgmt For For For
1.8 Elect Paul Stebbins Mgmt For For For
1.9 Elect Michael Sweeney Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
Flextronics International Ltd.
Ticker Security ID: Meeting Date Meeting Status
FLEX CUSIP Y2573F102 07/22/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Edwards Mgmt For For For
2 Elect Daniel Schulman Mgmt For Against Against
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Authority to Issue Mgmt For For For
Ordinary
Shares
5 Directors' Fees Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
8 Renewal of the Share Mgmt For For For
Purchase
Mandate
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane Greene Mgmt For For For
1.6 Elect John Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Establish Class C Mgmt For Against Against
Capital
Stock
4 Increase in Authorized Mgmt For Against Against
Shares of Class A
Common
Stock
5 Adopt Article Mgmt For Against Against
Amendments to Ensure
the Fair Treatment of
Class A Common
Stock
6 2012 Stock Plan Mgmt For Against Against
7 2012 Incentive Mgmt For Against Against
Compensation
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Arbitration
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Hewlett-Packard Company
Ticker Security ID: Meeting Date Meeting Status
HPQ CUSIP 428236103 03/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marc Andreessen Mgmt For Against Against
2 Elect Shumeet Banerji Mgmt For For For
3 Elect Rajiv Gupta Mgmt For Against Against
4 Elect John Hammergren Mgmt For Against Against
5 Elect Raymond Lane Mgmt For For For
6 Elect Ann Livermore Mgmt For For For
7 Elect Gary Reiner Mgmt For For For
8 Elect Patricia Russo Mgmt For For For
9 Elect G. Kennedy Mgmt For Against Against
Thompson
10 Elect Margaret Whitman Mgmt For For For
11 Elect Ralph Whitworth Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Infosys Limited
Ticker Security ID: Meeting Date Meeting Status
INFY CUSIP 456788108 06/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect S. Gopalakrishnan Mgmt For For For
4 Elect K.V. Kamath Mgmt For For For
5 Elect David Boyles Mgmt For For For
6 Elect Jeffrey Lehman Mgmt For For For
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Elect Ann Fudge Mgmt For For For
9 Appointment of V. Mgmt For For For
Balakrishnan as
Wholetime Director;
Approval of
Compensation
10 Appointment of Ashok Mgmt For For For
Vemuri as Wholetime
Director; Approval of
Compensation
11 Appointment of B.G. Mgmt For For For
Srinivas as Wholetime
Director; Approval of
Compensation
12 Directors' Commission Mgmt For For For
________________________________________________________________________________
Ingram Micro Inc.
Ticker Security ID: Meeting Date Meeting Status
IM CUSIP 457153104 06/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Atkins Mgmt For Against Against
2 Elect Leslie Heisz Mgmt For For For
3 Elect John Ingram Mgmt For Against Against
4 Elect Orrin Ingram, II Mgmt For Against Against
5 Elect Dale Laurance Mgmt For For For
6 Elect Linda Levinson Mgmt For Against Against
7 Elect Scott McGregor Mgmt For For For
8 Elect Alain Monie Mgmt For For For
9 Elect Michael Smith Mgmt For For For
10 Elect Joe Wyatt Mgmt For For For
11 Advisory Vote on Mgmt For Against Against
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy Bryant Mgmt For For For
3 Elect Susan Decker Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Elect Reed Hundt Mgmt For For For
6 Elect Paul Otellini Mgmt For For For
7 Elect James Plummer Mgmt For For For
8 Elect David Pottruck Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano
Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Lender Processing Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPS CUSIP 52602E102 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Hunt Mgmt For Withhold Against
1.2 Elect James Hunt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Linear Technology Corporation
Ticker Security ID: Meeting Date Meeting Status
LLTC CUSIP 535678106 11/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Swanson, Mgmt For For For
Jr.
1.2 Elect Lothar Maier Mgmt For For For
1.3 Elect Arthur Agnos Mgmt For For For
1.4 Elect John Gordon Mgmt For For For
1.5 Elect David Lee Mgmt For Withhold Against
1.6 Elect Richard Moley Mgmt For For For
1.7 Elect Thomas Volpe Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 1 Year Against
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ajaypal Banga Mgmt For For For
2 Elect David Carlucci Mgmt For For For
3 Elect Steven Freiberg Mgmt For For For
4 Elect Richard Mgmt For For For
Haythornthwaite
5 Elect Marc Olivie Mgmt For For For
6 Elect Rima Qureshi Mgmt For For For
7 Elect Mark Schwartz Mgmt For For For
8 Elect Jackson Tai Mgmt For Against Against
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2006 Mgmt For For For
Non-Employee Director
Equity Compensation
Plan
11 Amendment to the 2006 Mgmt For For For
Long Term Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MEMC Electronic Materials, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFR CUSIP 552715104 05/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Boehlke Mgmt For Against Against
2 Elect Emmanuel Hernandez Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Approval of a One-Time Mgmt For For For
Stock Option Exchange
for Eligible
Employees
6 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Methode Electronics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MEI CUSIP 591520200 09/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Walter Aspatore Mgmt For Against Against
2 Elect Warren Batts Mgmt For For For
3 Elect J. Edward Colgate Mgmt For For For
4 Elect Darren Dawson Mgmt For For For
5 Elect Donald Duda Mgmt For For For
6 Elect Stephen Gates Mgmt For Against Against
7 Elect Isabelle Goossen Mgmt For Against Against
8 Elect Christopher Mgmt For For For
Hornung
9 Elect Paul Shelton Mgmt For Against Against
10 Elect Lawrence Skatoff Mgmt For Against Against
11 Ratification of Auditor Mgmt For Against Against
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Environmental
Sustainability
Committee
________________________________________________________________________________
Multi-Fineline Electronix, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFLX CUSIP 62541B101 03/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Philippe Lemaitre Mgmt For For For
1.2 Elect Donald Schwanz Mgmt For For For
1.3 Elect See Meng Wong Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For Withhold Against
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Davis Mgmt For For For
1.2 Elect Ralph Derrickson Mgmt For For For
1.3 Elect John Hamlin Mgmt For For For
1.4 Elect James Kackley Mgmt For For For
1.5 Elect David Lundeen Mgmt For For For
1.6 Elect David May Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2012 Long-Term Mgmt For For For
Incentive
Plan
4 Tax Deductible Mgmt For For For
Executive Incentive
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Plexus Corp.
Ticker Security ID: Meeting Date Meeting Status
PLXS CUSIP 729132100 02/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralf Boer Mgmt For Withhold Against
1.2 Elect Stephen Cortinovis Mgmt For For For
1.3 Elect David Drury Mgmt For For For
1.4 Elect Dean Foate Mgmt For For For
1.5 Elect Peter Kelly Mgmt For For For
1.6 Elect Phil Martens Mgmt For For For
1.7 Elect John Nussbaum Mgmt For For For
1.8 Elect Michael Schrock Mgmt For For For
1.9 Elect Mary Winston Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Paul Jacobs Mgmt For For For
1.7 Elect Robert Kahn Mgmt For For For
1.8 Elect Sherry Lansing Mgmt For For For
1.9 Elect Duane Nelles Mgmt For For For
1.10 Elect Francisco Ros Mgmt For For For
1.11 Elect Brent Scowcroft Mgmt For For For
1.12 Elect Marc Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Plurality Voting
Standard for Election
of
Directors
________________________________________________________________________________
Research In Motion Limited
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Balsillie Mgmt For For For
1.2 Elect Mike Lazaridis Mgmt For For For
1.3 Elect David Kerr Mgmt For For For
1.4 Elect Claudia Kotchka Mgmt For For For
1.5 Elect Roger Martin Mgmt For For For
1.6 Elect John Richardson Mgmt For Withhold Against
1.7 Elect Barbara Stymiest Mgmt For For For
1.8 Elect Antonio Pedro de Mgmt For For For
Carvalho
Viana-Baptista
1.9 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Proposal Mgmt Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
SYNNEX Corporation
Ticker Security ID: Meeting Date Meeting Status
SNX CUSIP 87162W100 03/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dwight Steffensen Mgmt For For For
1.2 Elect Kevin Murai Mgmt For For For
1.3 Elect Fred Breidenbach Mgmt For For For
1.4 Elect Hau Lee Mgmt For For For
1.5 Elect Matthew Miau Mgmt For Withhold Against
1.6 Elect Dennis Polk Mgmt For For For
1.7 Elect Gregory Quesnel Mgmt For For For
1.8 Elect James Van Horne Mgmt For For For
1.9 Elect Thomas Wurster Mgmt For For For
1.10 Elect Duane Zitzner Mgmt For For For
1.11 Elect Andrea Zulberti Mgmt For For For
2 Amendment to the Mgmt For For For
Executive Profit
Sharing
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Syntel, Inc.
Ticker Security ID: Meeting Date Meeting Status
SYNT CUSIP 87162H103 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paritosh Choksi Mgmt For For For
1.2 Elect Bharat Desai Mgmt For For For
1.3 Elect Thomas Doke Mgmt For For For
1.4 Elect Rajesh Mashruwala Mgmt For For For
1.5 Elect George Mrkonic Mgmt For For For
1.6 Elect Prashant Ranade Mgmt For For For
1.7 Elect Neerja Sethi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Coughlan Mgmt For For For
2 Elect Mary Cranston Mgmt For Against Against
3 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
4 Elect Robert Matschullat Mgmt For For For
5 Elect Cathy Minehan Mgmt For For For
6 Elect Suzanne Johnson Mgmt For For For
7 Elect David Pang Mgmt For For For
8 Elect Joseph Saunders Mgmt For For For
9 Elect William Shanahan Mgmt For For For
10 Elect John Swainson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compenastion
Plan
13 Ratification of Auditor Mgmt For For For
Item 12: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON International Equity Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Agnico-Eagle Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
AEM CUSIP 008474108 04/27/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leanne Baker Mgmt For Withhold Against
1.2 Elect Douglas Beaumont Mgmt For For For
1.3 Elect Sean Boyd Mgmt For For For
1.4 Elect Martine Celej Mgmt For For For
1.5 Elect Clifford Davis Mgmt For For For
1.6 Elect Robert Gemmell Mgmt For For For
1.7 Elect Bernard Kraft Mgmt For For For
1.8 Elect Mel Leiderman Mgmt For For For
1.9 Elect James Nasso Mgmt For For For
1.10 Elect Sean Riley Mgmt For For For
1.11 Elect J. Merfyn Roberts Mgmt For For For
1.12 Elect Howard Stockford Mgmt For For For
1.13 Elect Pertti Voutilainen Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Stock Mgmt For For For
Option
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/25/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors - Mgmt For Against Against
Class L
Shareholders
2 Election of Meeting Mgmt For For For
Delegates
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
America Movil SAB de CV
Ticker Security ID: Meeting Date Meeting Status
AMX CINS P0280A101 04/25/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Report of the CEO Mgmt For Abstain Against
2 Report of the Board Mgmt For Abstain Against
Regarding Accounting
Practices
3 Report of the Board Mgmt For Abstain Against
4 Report of the Audit and Mgmt For Abstain Against
Corporate Governance
Committee
5 Accounts and Reports; Mgmt For Abstain Against
Allocation of
Profits/Dividends
6 Report on the Company's Mgmt For Abstain Against
Repurchase
Program
7 Report on Tax Compliance Mgmt For Abstain Against
8 Election of Directors Mgmt For Against Against
(Slate); Ratification
of Board and CEO
Acts
9 Ratification of Mgmt For Abstain Against
Committee Acts;
Election of Committee
Members; Committee
Members'
Fees
10 Authority to Repurchase Mgmt For Abstain Against
Shares
11 Election of Meeting Mgmt For For For
Delegates
12 Non-Voting Meeting Note N/A N/A N/A N/A
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anglogold Ashanti Limited
Ticker Security ID: Meeting Date Meeting Status
ANG CINS S04255196 05/10/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Nozipho Mgmt For For For
January-Bardill
3 Elect Rodney Ruston Mgmt For For For
4 Re-elect Bill Nairn Mgmt For For For
5 Re-elect L. Nkuhlu Mgmt For For For
6 Elect Audit and Mgmt For For For
Corporate Governance
Committee Member
(Nkuhlu)
7 Elect Audit and Mgmt For For For
Corporate Governance
Committee Member
(Arisman)
8 Elect Audit and Mgmt For For For
Corporate Governance
Committee Member
(Gasant)
9 Elect Audit and Mgmt For For For
Corporate Governance
Committee Member
(January-Bardill)
10 General Authority to Mgmt For For For
Issue
Shares
11 Authority to Issue Mgmt For For For
Shares for
Cash
12 Approve Remuneration Mgmt For For For
Policy
13 Increase NEDs' Fees Mgmt For For For
(Service as
Directors)
14 Increase NEDs' Fees Mgmt For For For
(Board and Statutory
Committee
Meetings)
15 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ashok Leyland Limited
Ticker Security ID: Meeting Date Meeting Status
ASHL CINS Y0266N143 07/19/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Balaji Jagannath Mgmt For For For
Rao
4 Elect Dheeraj Gopichand Mgmt For For For
Hinduja
5 Elect Sumantran Mgmt For For For
Venkataramani
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Jean Brunol Mgmt For For For
8 Elect Sanjay Khatau Mgmt For For For
Asher
9 Elect Jorma Halonen Mgmt For For For
10 Appointment of R. Mgmt For For For
Seshasayee as
Executive
Vice-Chairman;
Approval of
Compensation
11 Appointment of V.K. Mgmt For For For
Dasari as Managing
Director; Approval of
Compensation
12 Directors' Commission Mgmt For For For
13 Amendments to Articles Mgmt For For For
14 Authority to Increase Mgmt For For For
Borrowing
Powers
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Mortgage Mgmt For For For
Assets
17 Increase in Authorized Mgmt For For For
Capital
18 Amendment to Articles Mgmt For For For
19 Bonus Share Issuance Mgmt For For For
________________________________________________________________________________
Asics Corporation
Ticker Security ID: Meeting Date Meeting Status
7936 CINS J03234150 06/22/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Kiyomi Wada Mgmt For Against Against
3 Elect Motoi Oyama Mgmt For For For
4 Elect Toshiroh Ikezaki Mgmt For For For
5 Elect Toshiyuki Sano Mgmt For For For
6 Elect Kazuhito Matsuo Mgmt For For For
7 Elect Kohsuke Hashimoto Mgmt For For For
8 Elect Masao Hijikata Mgmt For For For
9 Elect Katsumi Katoh Mgmt For For For
10 Elect Kenji Kajiwara Mgmt For For For
11 Elect Mineya Hamaoka Mgmt For Against Against
12 Elect Tatsunobu Ishizuka Mgmt For Against Against
13 Elect Hideaki Tanaka Mgmt For For For
14 Elect Hideaki Mihara Mgmt For For For
15 Elect Keiji Miyakawa Mgmt For For For
________________________________________________________________________________
Atrium Innovations Inc.
Ticker Security ID: Meeting Date Meeting Status
ATB CUSIP 04963Y102 05/15/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Yvon Bolduc Mgmt For For For
1.2 Elect Alain Bouchard Mgmt For For For
1.3 Elect Eric Dupont Mgmt For For For
1.4 Elect Pierre Fitzgibbon Mgmt For For For
1.5 Elect Jacques Gauthier Mgmt For For For
1.6 Elect Yves Julien Mgmt For For For
1.7 Elect Claude Lamoureux Mgmt For For For
1.8 Elect Pierre Laurin Mgmt For For For
1.9 Elect Gerard Limoges Mgmt For Withhold Against
1.10 Elect Carole St-Charles Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC4 CINS P1808G117 03/09/2012 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Election of Directors Mgmt For Against Against
(Slate)
10 Election of Supervisory Mgmt For For For
Council
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 08/24/2011 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Authority to Issue Mgmt For Abstain Against
Shares w/ Preemptive
Rights
________________________________________________________________________________
Bank Danamon Indonesia
Ticker Security ID: Meeting Date Meeting Status
BDMN CINS Y71188190 10/27/2011 Voted
Meeting Type Country of Trade
Special Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Election of Directors Mgmt For Abstain Against
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901108 05/02/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Robert Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Aaron Regent Mgmt For For For
1.12 Elect Nathaniel Mgmt For Withhold Against
Rothschild
1.13 Elect Steven Shapiro Mgmt For For For
1.14 Elect John Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bayer AG
Ticker Security ID: Meeting Date Meeting Status
BAY CINS D0712D163 04/27/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Elect Manfred Schneider Mgmt For For For
8 Elect Werner Wenning Mgmt For For For
9 Elect Paul Achleitner Mgmt For For For
10 Elect Clemens Borsig Mgmt For For For
11 Elect Thomas Ebeling Mgmt For For For
12 Elect Klaus Kleinfeld Mgmt For Against Against
13 Elect Helmut Panke Mgmt For For For
14 Elect Sue Rataj Mgmt For For For
15 Elect Ekkehard Schulz Mgmt For For For
16 Elect Klaus Sturany Mgmt For For For
17 Elect Ernst-Ludwig Mgmt For For For
Winnacker
18 Supervisory Board Mgmt For For For
Members'
Fees
19 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
BHP Billiton Limited
Ticker Security ID: Meeting Date Meeting Status
BHP CINS Q1498M100 11/17/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
2 Elect Lindsay Maxsted Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
3 Elect Shriti Vadera Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
4 Re-elect Malcolm Mgmt For For For
Broomhead (BHP
Billiton plc and BHP
Billiton
Limited)
5 Re-elect John Buchanan Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
6 Re-elect Carlos Mgmt For For For
Cordeiro (BHP Billiton
plc and BHP Billiton
Limited)
7 Re-elect David Crawford Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
8 Re-elect Carolyn Hewson Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
9 Re-elect Marius Mgmt For For For
Kloppers (BHP Billiton
plc and BHP Billiton
Limited)
10 Re-elect Wayne Murdy Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
11 Re-elect Keith Rumble Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
12 Re-elect John Schubert Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
13 Re-elect Jacques Nasser Mgmt For For For
(BHP Billiton plc and
BHP Billiton
Limited)
14 Appoint Auditor and Mgmt For For For
Authorise Board to Set
Fees (BHP Billiton
plc)
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (BHP Billiton
plc)
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (BHP Billiton
plc)
17 Authority to Repurchase Mgmt For For For
Shares (BHP Billiton
plc)
18 Remuneration Report Mgmt For For For
19 Approve Termination Mgmt For For For
Payments
(GMC)
20 Equity Grant (CEO Mgmt For For For
Marius
Kloppers)
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Billabong International Limited
Ticker Security ID: Meeting Date Meeting Status
BBG CINS Q1502G107 10/25/2011 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Anthony (Tony) Mgmt For For For
Froggatt
3 Remuneration Report Mgmt For For For
4 Equity Grant (MD/CEO Mgmt For For For
Derek
O'Neill)
5 Equity Grant (Executive Mgmt For For For
Director Paul
Naude)
________________________________________________________________________________
BP plc
Ticker Security ID: Meeting Date Meeting Status
BP CINS G12793108 04/12/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Elect Robert Dudley Mgmt For For For
4 Elect Iain Conn Mgmt For For For
5 Elect Brian Gilvary Mgmt For For For
6 Elect Byron Grote Mgmt For For For
7 Elect Paul Anderson Mgmt For For For
8 Elect Frank Bowman Mgmt For For For
9 Elect Antony Burgmans Mgmt For For For
10 Elect Cynthia Carroll Mgmt For For For
11 Elect George David Mgmt For Against Against
12 Elect Ian Davis Mgmt For For For
13 Elect Dame Ann Dowling Mgmt For For For
14 Elect Brendan Nelson Mgmt For For For
15 Elect Phuthuma Nhleko Mgmt For For For
16 Elect Andrew Shilston Mgmt For For For
17 Elect Carl-Henric Mgmt For For For
Svanberg
18 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Bumi Armada Berhad
Ticker Security ID: Meeting Date Meeting Status
ARMADA CINS Y10028119 06/21/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Mahamad Fathil Mgmt For For For
bin
Mahmood
3 Elect Shaharul Rezza Mgmt For For For
bin
Hassan
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Bumi Armada Berhad
Ticker Security ID: Meeting Date Meeting Status
ARMADA CINS Y10028119 06/21/2012 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Provision of Financial Mgmt For For For
Assistance
2 Authority to Issue Mgmt For For For
Shares under
Employees' Share
Option
Scheme
3 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Celltrion, Inc.
Ticker Security ID: Meeting Date Meeting Status
068270 CINS Y1242A106 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of Profits and
Dividends
2 Amendments to Articles Mgmt For For For
3 Elect SEO Jeong Jin Mgmt For For For
4 Elect LEE Kyung Ho Mgmt For For For
5 Elect KIM Dong Il Mgmt For For For
6 Elect LEE Yo Sep Mgmt For For For
7 Elect CHO Gyun Suk Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Members
(Slate)
9 Directors' Fees Mgmt For For For
10 Share Option Grants Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Centerra Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
CG CUSIP 152006102 05/17/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Niyazbek Aldashev Mgmt For Withhold Against
1.2 Elect Raphael Girard Mgmt For For For
1.3 Elect Karybek Ibraev Mgmt For For For
1.4 Elect Stephen Lang Mgmt For For For
1.5 Elect John Lill Mgmt For For For
1.6 Elect Amangeldy Muraliev Mgmt For For For
1.7 Elect Sheryl Pressler Mgmt For Withhold Against
1.8 Elect Terry Rogers Mgmt For For For
1.9 Elect Bruce Walter Mgmt For For For
1.10 Elect Anthony Webb Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Chaoda Modern Agriculture (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
0682 CINS G2046Q107 12/30/2011 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For Abstain Against
4 Allocation of Mgmt For Abstain Against
Profits/Dividends
5 Elect KUANG Qiao Mgmt For For For
6 Elect CHEN Jun Hua Mgmt For Against Against
7 Elect Andy CHAN Chi Po Mgmt For For For
8 Elect LIN Shun Quan Mgmt For For For
9 Directors' Fees Mgmt For Abstain Against
10 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 01/16/2012 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect WANG Hongzhang Mgmt For For For
________________________________________________________________________________
China Construction Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
0939 CINS Y1397N101 08/18/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Issuance of Mgmt For For For
RMB-denominated
Subordinated
Bonds
3 Elect ZHANG Huajian as Mgmt For For For
Shareholder
Representative
Supervisor
________________________________________________________________________________
China Green (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
0904 CINS G2107G105 09/23/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect SUN Shao Feng Mgmt For For For
6 Elect HUANG Zhigang Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
China International Marine Container
Ticker Security ID: Meeting Date Meeting Status
200039 CINS Y1457J107 08/11/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect SUN Jiakang Mgmt For For For
2 Elect WANG Xingru Mgmt For For For
________________________________________________________________________________
China National Materials Company Limited
Ticker Security ID: Meeting Date Meeting Status
1893 CINS Y15048104 07/12/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect ZHANG Hai Mgmt For For For
4 Elect TANG Baoqi Mgmt For For For
5 Appointment of Mgmt For For For
International and
Domestic Auditors and
Authority to Set
Fees
________________________________________________________________________________
China Petroleum & Chemical Corporation
Ticker Security ID: Meeting Date Meeting Status
0386 CINS Y15010104 10/12/2011 Voted
Meeting Type Country of Trade
Special China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Issuance of Domestic Mgmt For For For
Corporate
Bonds
4 Authority to Issue Mgmt For For For
Domestic Corporate
Bonds
5 Type of Securities to Mgmt For For For
be
Issued
6 Issuance Size Mgmt For For For
7 Nominal Value and Issue Mgmt For For For
Price
8 Term Mgmt For For For
9 Interest Rate Mgmt For For For
10 Method and Timing of Mgmt For For For
Interest
Payment
11 Conversion Period Mgmt For For For
12 Determination and Mgmt For For For
Adjustment of
Conversion
Price
13 Downward Adjustment to Mgmt For For For
Conversion
Price
14 Conversion Method of Mgmt For For For
Fractional
Share
15 Redemption Terms Mgmt For For For
16 Terms of Sale Back Mgmt For For For
17 Dividend Rights of the Mgmt For For For
Year of
Conversion
18 Issuance Method and Mgmt For For For
Target
Subscribers
19 Subscription Arrangement Mgmt For For For
20 Convertible Bonds Mgmt For For For
Holders
Meetings
21 Use of Proceeds Mgmt For For For
22 Guarantee Mgmt For For For
23 Validity Period Mgmt For For For
24 Authority to Issue Mgmt For For For
Convertible
Bonds
25 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds
26 Use of Proceeds from Mgmt For For For
Last Issuance of
Securities
________________________________________________________________________________
Compartamos SAB DE CV
Ticker Security ID: Meeting Date Meeting Status
COMPARC CINS P30941101 04/23/2012 Voted
Meeting Type Country of Trade
Special Mexico
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Authority to Repurchase Mgmt For For For
Shares
4 Report on Tax Compliance Mgmt For Abstain Against
5 Amendment to Stock Mgmt For Abstain Against
Option
Plan
6 Election of Directors Mgmt For Abstain Against
(Slate)
7 Election of Meeting Mgmt For For For
Delegates
________________________________________________________________________________
Continental AG
Ticker Security ID: Meeting Date Meeting Status
CON CINS D16212140 04/27/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Mgmt For For For
Capital
10 Cancellation of Mgmt For For For
Conditional
Capital
11 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; increase
in Conditional
Capital
12 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
Deutsche Telekom AG
Ticker Security ID: Meeting Date Meeting Status
DTE CINS D2035M136 05/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of the Mgmt For For For
Acts of Klaus
Zumwinkel for Fiscal
Year
2008
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Appointment of Auditor; Mgmt For For For
Appointment of Auditor
for Interim
Statements
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Repurchase Mgmt For For For
Shares Using Equity
Derivatives
12 Elect Hans Bernhard Beus Mgmt For Against Against
13 Elect Dagmar Kollmann Mgmt For For For
14 Elect Lawrence Guffey Mgmt For For For
15 Intra-company Control Mgmt For For For
Agreement
16 Amendments to Corporate Mgmt For For For
Purpose
17 Amendments to Mgmt For For For
Corporate
Purpose
________________________________________________________________________________
Diagnosticos da America SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 04/27/2012 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
5 Remuneration Policy Mgmt For For For
6 Elect Carlos Fernando Mgmt For For For
Costa
________________________________________________________________________________
Diagnosticos da America SA
Ticker Security ID: Meeting Date Meeting Status
DASA3 CINS P3589C109 04/27/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Elect Carlos Fernando Mgmt For For For
Costa
________________________________________________________________________________
Dongyue Group Limited
Ticker Security ID: Meeting Date Meeting Status
0189 CINS G2816P107 05/18/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Elect FU Kwan Mgmt For Against Against
5 Elect ZHANG Jian Mgmt For For For
6 Elect YUE Run Dong Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
Duratex S.A.
Ticker Security ID: Meeting Date Meeting Status
DURA3 CINS P3593G146 07/29/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Merger Agreement Mgmt For For For
4 Ratification of Mgmt For For For
Appointment of
Appraiser and Approval
of Valuation
Report
5 Merger by Absorption Mgmt For For For
________________________________________________________________________________
Embraer SA
Ticker Security ID: Meeting Date Meeting Status
EMBR3 CINS P3700H201 01/10/2012 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amendments to Articles Mgmt For For For
Regarding Committee
Name and
Duties
4 Amendments to Articles Mgmt For For For
Regarding Novo Mercado
Listing
Regulations
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Amendments to Articles Mgmt For For For
Regarding Directors'
Shareholdings
7 Consolidation of Mgmt For For For
Articles
8 Amendment to the Stock Mgmt For For For
Option
Plan
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Essar Energy Plc
Ticker Security ID: Meeting Date Meeting Status
ESSR CINS G3196V102 07/18/2011 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
________________________________________________________________________________
Ezion Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2186W104 04/26/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect CHEW Thiam Keng Mgmt For For For
4 Elect TAN Woon Hum Mgmt For For For
5 Directors' Fees Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
8 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share
Plan
9 Authority to Grant Mgmt For For For
Awards and Issue
Shares under the Ezion
Employee Share Option
Scheme
10 Related Party Mgmt For For For
Transactions
11 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ezion Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
525 CINS Y2186W104 04/26/2012 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Equity Grant to CHEW Mgmt For For For
Thiam
Keng
________________________________________________________________________________
Fanuc Ltd
Ticker Security ID: Meeting Date Meeting Status
6954 CINS J13440102 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshiharu Inaba Mgmt For Against Against
4 Elect Kenji Yamaguchi Mgmt For For For
5 Elect Yoshihiro Gonda Mgmt For For For
6 Elect Richard Schneider Mgmt For For For
7 Elect Hiroyuki Uchida Mgmt For For For
8 Elect Shunsuke Matsubara Mgmt For For For
9 Elect Testuya Kosaka Mgmt For For For
10 Elect Katsuo Kohari Mgmt For For For
11 Elect Toshiya Okada Mgmt For For For
12 Elect Kazuyuki Hiramoto Mgmt For For For
13 Elect Olaf Gehrels Mgmt For For For
14 Elect Kazunari Aoyama Mgmt For For For
15 Elect Takayuki Itoh Mgmt For For For
16 Elect Yuusaku Yamada Mgmt For For For
17 Elect Tetsuo Hishikawa Mgmt For For For
18 Elect Hiroshi Noda Mgmt For For For
19 Elect Hajime Harada Mgmt For For For
________________________________________________________________________________
Fugro NV
Ticker Security ID: Meeting Date Meeting Status
FUGRO CINS N3385Q197 05/22/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect H.L.J. Noy Mgmt For For For
8 Elect A. Jonkman Mgmt For For For
9 Elect J. Ruegg Mgmt For For For
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Fugro NV
Ticker Security ID: Meeting Date Meeting Status
FUGRO CINS N3385Q197 12/14/2011 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Elect Frank Schreve Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
GEA Group AG
Ticker Security ID: Meeting Date Meeting Status
GEA cins D28304109 04/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Guidelines Mgmt For Against Against
10 Intra-company Control Mgmt For For For
Agreement
11 Intra-company Control Mgmt For For For
Agreement
12 Elect Werner J. Bauer Mgmt For For For
13 Increase in Authorized Mgmt For For For
Capital
14 Increase in Conditional Mgmt For For For
Capital
15 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Gerresheimer AG
Ticker Security ID: Meeting Date Meeting Status
GXI CINS D2852S109 04/26/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Karin Dorrepaal Mgmt For For For
10 Elect Peter Noe Mgmt For For For
11 Elect Hans Peter Peters Mgmt For For For
12 Elect Gerhard Schulze Mgmt For For For
13 Elect Theodor Stuth Mgmt For For For
14 Elect Udo Vetter Mgmt For For For
15 Increase in Authorized Mgmt For For For
Capital
16 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
________________________________________________________________________________
Glaxosmithkline plc
Ticker Security ID: Meeting Date Meeting Status
GSK CINS G3910J112 05/03/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir Christopher Mgmt For Against Against
Gent
4 Elect Sir Andrew Witty Mgmt For For For
5 Elect Sir Roy Anderson Mgmt For For For
6 Elect Stephanie Burns Mgmt For For For
7 Elect Stacey Cartwright Mgmt For For For
8 Elect H. Lawrence Culp Mgmt For For For
9 Elect Sir Crispin Davis Mgmt For For For
10 Elect Simon Dingemans Mgmt For For For
11 Elect Judy Lewent Mgmt For For For
12 Elect Sir Deryck Maughan Mgmt For For For
13 Elect Daniel Podolsky Mgmt For For For
14 Elect Moncef Slaoui Mgmt For For For
15 Elect Tom de Swaan Mgmt For Against Against
16 Elect Sir Robert Wilson Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Exemption from Mgmt For For For
Statement of Senior
Auditor's
Name
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
25 Renewal of the Mgmt For For For
ShareSave
Plan
26 Renewal of the Mgmt For For For
ShareReward
Plan
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Honam Petrochemicals Corporation
Ticker Security ID: Meeting Date Meeting Status
011170 CINS Y3280U101 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyosung Corporation
Ticker Security ID: Meeting Date Meeting Status
004800 CINS Y3818Y120 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Member: BAE
Ki
Eun
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 07/07/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Article 2 Mgmt For For For
4 Amend Article 3 Mgmt For For For
5 Amend Article 5 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Consolidation of Mgmt For For For
Articles
8 Remuneration Report Mgmt For For For
9 Correction of Meeting Mgmt For For For
Minutes
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Resolutions
12 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 07/20/2011 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Amend Article 2 Mgmt For For For
4 Amend Article 3 Mgmt For For For
5 Amend Article 5 Mgmt For For For
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Consolidation of Mgmt For For For
Articles
8 Remuneration Report Mgmt For For For
9 Correction of Meeting Mgmt For For For
Minutes
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Ratification of Mgmt For For For
Resolutions
12 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Hyundai Department Store
Ticker Security ID: Meeting Date Meeting Status
069960 CINS Y38306109 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Member: KIM
Young
Soo
4 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Home Shopping Network Corporation
Ticker Security ID: Meeting Date Meeting Status
057050 CINS Y3822J101 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Audit Mgmt For For For
Committee Member: KIM
Jung
Min
4 Directors' Fees Mgmt For For For
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hyundai Mobis Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
012330 CINS Y3849A109 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
(Bundled)
3 Election of Directors Mgmt For Against Against
(Slate)
4 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Hyundai Motor Co.
Ticker Security ID: Meeting Date Meeting Status
005380 CINS Y38472109 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For Against Against
(Slate)
3 Election of Audit Mgmt For Against Against
Committee Members
(Slate)
4 Amendments to Articles Mgmt For For For
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Itausa - Investimentos Itau S.A.
Ticker Security ID: Meeting Date Meeting Status
ITSA3 CINS P58711105 04/26/2012 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Board and Mgmt For Abstain Against
Supervisory Council
Member(s)
Representative of
Minority/Preferred
Shareholders
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JSW Steel Limited
Ticker Security ID: Meeting Date Meeting Status
JSWSL CINS Y44680109 07/25/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Dividend (Preference Mgmt For For For
Shares)
3 Dividend (Equity Shares) Mgmt For For For
4 Elect Seshagiri Rao Mgmt For For For
M.V.S
5 Elect Sudipto Sarkar Mgmt For Against Against
6 Elect Jayant Acharya Mgmt For For For
7 Elect Kannan Mgmt For For For
Vijayaraghavan
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Amendment to Mgmt For For For
Remuneration of S.
Rao
10 Amendment to Mgmt For For For
Remuneration of V.
Nowal
11 Amendment to Mgmt For For For
Remuneration of J.
Acharya
________________________________________________________________________________
K + S AG
Ticker Security ID: Meeting Date Meeting Status
SDF CINS D48164129 05/09/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Ralf Bethke Mgmt For For For
10 Supervisory Board Mgmt For For For
Members'
Fees
11 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/09/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Brough Mgmt For Withhold Against
1.2 Elect Tye Burt Mgmt For For For
1.3 Elect John Carrington Mgmt For For For
1.4 Elect John Huxley Mgmt For For For
1.5 Elect Kenneth Irving Mgmt For For For
1.6 Elect John Keyes Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect George Michals Mgmt For For For
1.9 Elect John Oliver Mgmt For For For
1.10 Elect Terence Reid Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Renewal of Shareholder Mgmt For For For
Rights
Plan
________________________________________________________________________________
LG Fashion Corp.
Ticker Security ID: Meeting Date Meeting Status
093050 CINS Y5275J108 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Election of Directors Mgmt For For For
(Slate)
3 Election of Mgmt For For For
Non-Independent Audit
Committee Member: CHO
Kyu
Won
4 Election of Independent Mgmt For For For
Audit Committee
Members
(Slate)
5 Directors' Fees Mgmt For For For
6 Amendments to Executive Mgmt For Against Against
Officer Retirement
Allowance Policy
________________________________________________________________________________
LVMH Moet Hennessy Louis Vuitton SA
Ticker Security ID: Meeting Date Meeting Status
MC CINS F58485115 04/05/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Related Party Mgmt For Against Against
Transactions
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Francesco Trapani Mgmt For For For
9 Elect Felix Rohatyn as Mgmt For For For
Censor
10 Elect Antoine Arnault Mgmt For For For
11 Elect Albert Frere Mgmt For Against Against
12 Elect Gilles Hennessy Mgmt For Against Against
13 Elect Charles Powell Mgmt For Against Against
14 Elect Yves-Thibault de Mgmt For For For
Silguy
15 Director's Fees Mgmt For For For
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
18 Authority to Grant Mgmt For Against Against
Stock
Options
19 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
20 Amend Article 23.1 Mgmt For For For
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mando Corp
Ticker Security ID: Meeting Date Meeting Status
060980 CINS ADPV14140 03/16/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of Profits and
Dividends
2 Amendments to Articles Mgmt For For For
3 Election of Directors Mgmt For For For
(Slate)
4 Election of Audit Mgmt For For For
Committee Members
(Slate)
5 Directors' Fees Mgmt For For For
________________________________________________________________________________
Metro AG
Ticker Security ID: Meeting Date Meeting Status
MEO CINS D53968125 05/23/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Presentation of Mgmt For For For
Accounts and Reports;
Allocation of
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Appointment of Auditor Mgmt For For For
8 Elect Franz Markus Mgmt For For For
Haniel
9 Elect Florian Funck Mgmt For For For
10 Increase in Authorized Mgmt For Against Against
Capital
11 Intra-company Control Mgmt For For For
Agreement
12 Intra-company Control Mgmt For For For
Agreement
13 Amendments to Articles Mgmt For For For
Regarding Change of
Fiscal
Year
________________________________________________________________________________
Michelin SCA
Ticker Security ID: Meeting Date Meeting Status
ML CINS F61824144 05/11/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Resignation of Michel Mgmt For For For
Rollier
5 Amendments Regarding Mgmt For For For
Term-Limited Managing
General
Partners
6 Amendment Regarding Mgmt For For For
Profit-Sharing with
Managing
Partners
7 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
10 Authority to Increase Mgmt For For For
Share Issuance
Limit
11 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
12 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in Kind
or in Case of Exchange
Offer
13 Employee Stock Purchase Mgmt For For For
Plan
14 Global Ceiling on Mgmt For For For
Capital
Increases
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Accounts and Reports Mgmt For For For
17 Allocation of Mgmt For For For
Profits/Dividends;
Scrip
Dividend
18 Consolidated Accounts Mgmt For For For
and
Reports
19 Related Party Mgmt For For For
Transactions
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Issue Debt Mgmt For For For
Instruments
22 Authorization of Legal Mgmt For For For
Formalities
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
MTN Group Limited
Ticker Security ID: Meeting Date Meeting Status
MTN CINS S8039R108 05/29/2012 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Alan Harper Mgmt For For For
2 Re-elect Marion Lesego Mgmt For For For
Marole
3 Re-elect Peter Mageza Mgmt For Against Against
4 Re-elect Alan van Biljon Mgmt For For For
5 Elect Audit Committee Mgmt For For For
Member (Alan van
Biljon)
6 Elect Audit Committee Mgmt For For For
Member (Jeff van
Rooyen)
7 Elect Audit Committee Mgmt For Against Against
Member (Peter
Mageza)
8 Elect Audit Committee Mgmt For Against Against
Member (Johnson
Njeke)
9 Appoint Joint Auditors Mgmt For For For
10 General Authority to Mgmt For For For
Issue
Shares
11 Approve Remuneration Mgmt For Against Against
Policy
12 Increase NEDs' Fees Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Approve Financial Mgmt For For For
Assistance
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/19/2012 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Compensation Report Mgmt For For For
6 Ratification of Board Mgmt For For For
and Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Daniel Borel Mgmt For For For
9 Elect Henri de Castries Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Cancellation of Shares Mgmt For For For
and Reduction of Share
Capital
12 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Northam Platinum Limited
Ticker Security ID: Meeting Date Meeting Status
NHM CINS S56540156 08/18/2011 Voted
Meeting Type Country of Trade
Special South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Financial Mgmt For For For
Assistance
2 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Oil & Natural Gas Corp Ltd
Ticker Security ID: Meeting Date Meeting Status
ONGC CINS Y64606133 08/30/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Subramanian Mgmt For For For
Srinivas
Rajsekar
4 Elect Srinivasan Mgmt For For For
Balachandran
5 Elect Santosh Nautiyal Mgmt For For For
6 Authority to Set Mgmt For For For
Auditors'
Fees
7 Elect Sham Rao Mgmt For For For
8 Elect Dornadula Mgmt For For For
Chandrasekharam
9 Elect Jamestin Scaria Mgmt For For For
10 Elect Usha Thorat Mgmt For Against Against
11 Elect Deepak Nayyar Mgmt For For For
12 Elect Arun Ramanathan Mgmt For Against Against
________________________________________________________________________________
Olam International Limited
Ticker Security ID: Meeting Date Meeting Status
O32 CINS Y6421B106 10/28/2011 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Narain Girdhar Mgmt For For For
Chanrai
4 Elect Sunny Verghese Mgmt For For For
5 Elect Shekhar Mgmt For For For
Anantharaman
6 Elect Michael LIM Choo Mgmt For Against Against
San
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For Abstain Against
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares under Olam
Employee Share Option
Scheme
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares under Olam
Scrip Dividend
Scheme
________________________________________________________________________________
Otsuka Holdings Co Ltd
Ticker Security ID: Meeting Date Meeting Status
4578 CINS J63117105 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Akihiko Ohtsuka Mgmt For Against Against
3 Elect Kenichiroh Ohtake Mgmt For For For
4 Elect Tatsuo Higuchi Mgmt For For For
5 Elect Ichiroh Ohtsuka Mgmt For For For
6 Elect Atsumasa Makise Mgmt For For For
7 Elect Yoshiroh Matsuo Mgmt For For For
8 Elect Yujiroh Ohtsuka Mgmt For For For
9 Elect Yukio Kobayashi Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 03/26/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
________________________________________________________________________________
Pan American Silver Corp.
Ticker Security ID: Meeting Date Meeting Status
PAA CUSIP 697900108 05/15/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ross Beaty Mgmt For For For
1.2 Elect Geoffrey Burns Mgmt For For For
1.3 Elect Michael Carroll Mgmt For For For
1.4 Elect Michael Maloney Mgmt For Withhold Against
1.5 Elect Robert Pirooz Mgmt For For For
1.6 Elect David Press Mgmt For For For
1.7 Elect Walter Segsworth Mgmt For For For
1.8 Elect Christopher Dunn Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/11/2012 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Rene Medori Mgmt For For For
5 Elect Marwan Chedid Mgmt For For For
6 Elect Tim Weller Mgmt For For For
7 Elect Norman Murray Mgmt For For For
8 Elect Thomas Thune Mgmt For For For
Andersen
9 Elect Stefano Cao Mgmt For For For
10 Elect Roxanne Decyk Mgmt For For For
11 Elect Rijnhard van Tets Mgmt For For For
12 Elect Ayman Asfari Mgmt For For For
13 Elect Maroun Semaan Mgmt For For For
14 Elect Andrew Inglis Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Value Creation Plan Mgmt For Against Against
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331140 03/19/2012 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Board Mgmt For Abstain Against
Member(s)
Representative of
Minority/Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For Abstain Against
Council Member(s)
Representative of
Minority/Preferred
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/17/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect Donald Chynoweth Mgmt For For For
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William Doyle Mgmt For For For
1.5 Elect John Estey Mgmt For For For
1.6 Elect Gerald Grandey Mgmt For For For
1.7 Elect Charles Hoffman Mgmt For For For
1.8 Elect Dallas Howe Mgmt For For For
1.9 Elect Alice Laberge Mgmt For For For
1.10 Elect Keith Martell Mgmt For For For
1.11 Elect Jeffrey McCaig Mgmt For For For
1.12 Elect Mary Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 Performance Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PT BW Plantation TBK
Ticker Security ID: Meeting Date Meeting Status
BWPT CINS Y711AG108 06/26/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Appointment of Auditor Mgmt For For For
4 Directors' and Mgmt For For For
Commissioners'
Fees
5 Report on Utilization Mgmt For For For
of Proceeds from
Public
Offering
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PT Telekomunikasi Indonesia
Ticker Security ID: Meeting Date Meeting Status
TLKM CINS Y71474137 05/11/2012 Voted
Meeting Type Country of Trade
Annual Indonesia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Annual Report and Mgmt For For For
Commissioners'
Report
2 Accounts and Reports Mgmt For For For
3 Report on Utilization Mgmt For For For
of
Proceeds
4 Allocation of Mgmt For For For
Profits/Dividends
5 Directors' and Mgmt For For For
Commissioners'
Fees
6 Appointment of Auditor Mgmt For For For
7 Amendments to Articles Mgmt For Abstain Against
8 Election of Directors Mgmt For Abstain Against
and
Commissioners
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
PTT Aromatics and Refining PCL
Ticker Security ID: Meeting Date Meeting Status
PTTAR CINS Y71360112 10/18/2011 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Company Name Mgmt For For For
5 Company Objectives Mgmt For For For
6 Capital Structure Mgmt For For For
7 Allocation of Shares Mgmt For For For
8 Adoption of New Mgmt For For For
Memorandum
9 Adoption of New Articles Mgmt For For For
10 Elect Sereepisut Mgmt For For For
Tameeyaves
11 Elect Somchai Mgmt For For For
Kuvijitsuwan
12 Elect Suthep Mgmt For For For
Liumsirijarern
13 Elect Kulit Sombatsiri Mgmt For For For
14 Elect Sombat Amornvivat Mgmt For For For
15 Elect Raweporn Kuhirun Mgmt For For For
16 Elect Kriengkrai Mgmt For For For
Thiennukul
17 Elect Chitrapongse Mgmt For For For
Kwangsuksith
18 Elect Prasert Bunsumpun Mgmt For For For
19 Elect Nuttachat Mgmt For For For
Charuchinda
20 Elect Sukrit Mgmt For For For
Surabotsopon
21 Elect Bowon Vongsinudom Mgmt For For For
22 Elect Veerasak Mgmt For For For
Kositpaisal
23 Election of Directors Mgmt For For For
(Slate)
24 Directors' Fees Mgmt For For For
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Directors' Bonus Mgmt For For For
________________________________________________________________________________
PTT Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTCH CINS Y7135Z116 10/18/2011 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Company Name Mgmt For For For
5 Company Objectives Mgmt For For For
6 Capital Structure Mgmt For For For
7 Allocation of Shares Mgmt For For For
8 Adoption of New Mgmt For For For
Memorandum
9 Adoption of New Articles Mgmt For For For
10 Elect Sereepisut Mgmt For For For
Tameeyaves
11 Elect Somchai Mgmt For For For
Kuvijitsuwan
12 Elect Suthep Mgmt For For For
Liumsirijarern
13 Elect Kulit Sombatsiri Mgmt For For For
14 Elect Sombat Amornvivat Mgmt For For For
15 Elect Raweporn Kuhirun Mgmt For For For
16 Elect Kriengkrai Mgmt For For For
Thiennukul
17 Elect Chitrapongse Mgmt For For For
Kwangsuksith
18 Elect Prasert Bunsumpun Mgmt For For For
19 Elect Nuttachat Mgmt For For For
Charuchinda
20 Elect Sukrit Mgmt For For For
Surabotsopon
21 Elect Bowon Vongsinudom Mgmt For For For
22 Elect Veerasak Mgmt For For For
Kositpaisal
23 Election of Directors Mgmt For For For
(Slate)
24 Directors' Fees Mgmt For For For
25 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
26 Directors' Bonus Mgmt For For For
________________________________________________________________________________
PTT Global Chemical Public Company Limited
Ticker Security ID: Meeting Date Meeting Status
PTTGC CINS Y7150W105 04/02/2012 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Results of Operations Mgmt For For For
and Business
Plan
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Directors' Fees Mgmt For For For
7 Elect Somchai Mgmt For For For
Kuvijitsuwan
8 Elect Sombat Amornvivat Mgmt For For For
9 Elect Sukrit Mgmt For For For
Surabotsopon
10 Elect Vasin Teeravechyan Mgmt For For For
11 Elect Somchai Mgmt For For For
Thean-anant
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Debentures
14 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Qiagen N.V.
Ticker Security ID: Meeting Date Meeting Status
QGEN CINS N72482107 06/27/2012 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Elect Detlev Riesner Mgmt For Against Against
9 Elect Werner Brandt Mgmt For For For
10 Elect Metin Colpan Mgmt For Against Against
11 Elect Erik Hornnaess Mgmt For Against Against
12 Elect Manfred Karobath Mgmt For For For
13 Elect Heino von Mgmt For For For
Prondzynski
14 Elect Elizabeth Tallett Mgmt For For For
15 Elect Peer Schatz Mgmt For For For
16 Elect Roland Sackers Mgmt For For For
17 Elect Bernd Uder Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A118 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir Nigel Mgmt For For For
Sheinwald
4 Elect Josef Ackermann Mgmt For Against Against
5 Elect Guy Elliott Mgmt For For For
6 Elect Simon Henry Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Gerard Kleisterlee Mgmt For For For
9 Elect Christine Mgmt For For For
Morin-Postel
10 Elect Jorma Ollila Mgmt For For For
11 Elect Linda Stuntz Mgmt For For For
12 Elect Jeroen van der Mgmt For For For
Veer
13 Elect Peter Voser Mgmt For For For
14 Elect Hans Wijers Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
RSA Insurance Group Plc
Ticker Security ID: Meeting Date Meeting Status
RSA CINS G7705H116 05/14/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect John Napier Mgmt For For For
5 Elect Simon Lee Mgmt For For For
6 Elect Adrian Brown Mgmt For For For
7 Elect Edward Lea Mgmt For For For
8 Elect Alastair Barbour Mgmt For For For
9 Elect Joseph Streppel Mgmt For For For
10 Elect Noel Harwerth Mgmt For For For
11 Elect Malcolm Le May Mgmt For For For
12 Elect John Maxwell Mgmt For For For
13 Elect Johanna Waterous Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authorisation of Mgmt For For For
Political
Donations
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/04/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Laurent Attal Mgmt For For For
8 Elect Uwe Bicker Mgmt For For For
9 Elect Jean-Rene Fourtou Mgmt For For For
10 Elect Claudie Haignere Mgmt For For For
11 Elect Carole Piwnica Mgmt For For For
12 Elect Klaus Pohle Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Appointment of Mgmt For For For
Alternate
Auditor
15 Relocation of Corporate Mgmt For For For
Headquarters
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Restricted
Shares
18 Authorization of Legal Mgmt For For For
Formalities
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 05/23/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Compensation Policy Mgmt For Against Against
9 Appointment of Auditor Mgmt For For For
10 Elect Hasso Plattner Mgmt For Against Against
11 Elect Pekka Ala-Pietila Mgmt For For For
12 Elect Anja Feldmann Mgmt For For For
13 Elect Wilhelm Haarmann Mgmt For For For
14 Elect Bernard Liautaud Mgmt For For For
15 Elect Hartmut Mehdorn Mgmt For For For
16 Elect Erhard Schipporeit Mgmt For For For
17 Elect Klaus Wucherer Mgmt For Against Against
18 Cancellation of Mgmt For For For
Conditional
Capital
________________________________________________________________________________
Seadrill Limited
Ticker Security ID: Meeting Date Meeting Status
SDRL CINS G7945E105 09/23/2011 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect John Fredriksen Mgmt For For For
3 Elect Tor Olav Troim Mgmt For Against Against
4 Elect Kate Blankenship Mgmt For Against Against
5 Elect Carl Erik Steen Mgmt For For For
6 Elect Kathrine Mgmt For For For
Fredriksen
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Directors' Fees Mgmt For For For
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/24/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Gender
Diversity
________________________________________________________________________________
Sino Biopharmaceutical Limited
Ticker Security ID: Meeting Date Meeting Status
1177 CINS G8167W138 05/28/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect TSE Ping Mgmt For Against Against
6 Elect XU Xiaoyang Mgmt For For For
7 Elect LI Dakui Mgmt For For For
8 Elect MEI Xingbao Mgmt For For For
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Authority to Issue Mgmt For Against Against
Repurchased
Shares
________________________________________________________________________________
SK HOLDINGS CO LTD, SEOUL
Ticker Security ID: Meeting Date Meeting Status
003600 CINS Y8070C112 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KWON Oh Ryong Mgmt For Against Against
4 Election of Audit Mgmt For Against Against
Committee Member: KWON
Oh
Ryong
5 Directors' Fees Mgmt For Against Against
________________________________________________________________________________
SK Innovation Co., Ltd. (fka SK Energy Co. Ltd.)
Ticker Security ID: Meeting Date Meeting Status
096770 CINS Y8063L103 03/23/2012 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For Against Against
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect KOO Ja Young Mgmt For For For
4 Elect LEE Hoon Kyu Mgmt For For For
5 Elect CHOI Myung Hae Mgmt For Against Against
6 Election of Audit Mgmt For Against Against
Committee Member: CHOI
Myung
Hae
7 Directors' Fees Mgmt For For For
________________________________________________________________________________
Stallergenes SA
Ticker Security ID: Meeting Date Meeting Status
GENP CINS F17399118 05/31/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For Against Against
Transactions
8 Ratification of the Mgmt For For For
Co-option of Roberto
Gradnik
9 Directors' Fees Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Appointment of Mgmt For For For
Alternate
Auditor
12 Authority to Repurchase Mgmt For Against Against
Shares
13 Authority to Grant Mgmt For Against Against
Warrants
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Statoil ASA
Ticker Security ID: Meeting Date Meeting Status
STL CINS R8413J103 05/15/2012 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Election of Presiding Mgmt For For For
Chairman
7 Notice of Meeting and Mgmt For For For
Agenda
8 Election of Individuals Mgmt For For For
to Check
Minutes
9 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
10 Shareholder Proposal ShrHoldr N/A Against N/A
Regarding Withdrawal
from Canadian Oil
Sands
11 Compensation Guidelines Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Appointment of Auditor Mgmt For For For
14 Elect Olaug Svarva Mgmt For For For
15 Elect Idar Kreutzer Mgmt For For For
16 Elect Karin Aslaksen Mgmt For For For
17 Elect Greger Mannsverk Mgmt For For For
18 Elect Steinar Olsen Mgmt For For For
19 Elect Ingvald Strommen Mgmt For For For
20 Elect Rune Bjerke Mgmt For For For
21 Elect Tore Ulstein Mgmt For For For
22 Elect Live Haukvik Aker Mgmt For For For
23 Elect Siri Kalvig Mgmt For For For
24 Elect Thor Oscar Bolstad Mgmt For For For
25 Elect Barbro Haetta Mgmt For For For
26 Elect Arthur Sletteberg Mgmt For For For
(Deputy)
27 Elect Bassim Haj Mgmt For For For
(Deputy)
28 Elect Anne-Margrethe Mgmt For For For
Firing
(Deputy)
29 Elect Linda Litlekalsoy Mgmt For For For
Aase
(Deputy)
30 Corporate Assembly Fees Mgmt For For For
31 Elect Olaug Svarva Mgmt For For For
32 Elect Tom Rathke Mgmt For For For
33 Elect Live Haukvik Aker Mgmt For For For
34 Elect Ingrid Dramdal Mgmt For For For
Rasmussen
35 Nominating Committee Mgmt For For For
Fees
36 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Share Savings
Plan
37 Authority to Repurchase Mgmt For For For
Shares for
Cancellation
________________________________________________________________________________
Sterlite Industries (India) Limited
Ticker Security ID: Meeting Date Meeting Status
STERLITEIN CINS Y8169X217 07/23/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For Abstain Against
Profits/Dividends
3 Elect Sandeep Junnarkar Mgmt For For For
4 Appointment of Auditor Mgmt For Against Against
and Authority to Set
Fees
5 Appointment of D.D. Mgmt For For For
Jalan as Whole-time
Director; Approval of
Compensation
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Reallocation of Rights Mgmt For For For
Issue
Proceeds
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Suncor Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
SU CUSIP 867224 05/01/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mel Benson Mgmt For For For
1.2 Elect Dominic Mgmt For For For
D'Alessandro
1.3 Elect John Ferguson Mgmt For For For
1.4 Elect W. Douglas Ford Mgmt For For For
1.5 Elect Paul Haseldonckx Mgmt For For For
1.6 Elect John Huff Mgmt For For For
1.7 Elect Jacques Lamarre Mgmt For For For
1.8 Elect Maureen McCaw Mgmt For For For
1.9 Elect Michael O'Brien Mgmt For For For
1.10 Elect James Simpson Mgmt For For For
1.11 Elect Eira Thomas Mgmt For For For
1.12 Elect Steven Williams Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tata Motors Limited
Ticker Security ID: Meeting Date Meeting Status
TATEN CINS Y85740143 08/12/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ravi Kant Mgmt For For For
4 Elect Nusli Wadia Mgmt For Against Against
5 Elect Sam Palia Mgmt For Against Against
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
7 Elect Ralf Speth Mgmt For For For
8 Stock Split Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Telenor ASA
Ticker Security ID: Meeting Date Meeting Status
TEL CINS R21882106 05/16/2012 Voted
Meeting Type Country of Trade
Annual Norway
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Notice of Meeting; Mgmt For For For
Agenda
5 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Compensation Guidelines Mgmt For For For
8 Cancellation and Mgmt For For For
Redemption of
Shares
9 Authority to Repurchase Mgmt For For For
Shares
10 Amendments to Articles Mgmt For For For
Regarding Voting
Proxy
11 Amendments to Articles Mgmt For For For
Regarding Nomination
Committee
12 Adoption of Mgmt For For For
instructions for the
Nomination
Committee
13 Corporate Assembly Fees Mgmt For For For
14 Nomination Committee Mgmt For For For
Fees
15 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Teliasonera AB
Ticker Security ID: Meeting Date Meeting Status
TLSN CINS W95890104 04/03/2012 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Accounts and Reports Mgmt For For For
11 Allocation of Mgmt For For For
Profits/Dividends
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Board Size Mgmt For For For
14 Directors' Fees Mgmt For For For
15 Election of Directors Mgmt For For For
16 Election of Board Mgmt For Against Against
Chairman
17 Number of Auditors Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Appointment of Auditor Mgmt For For For
20 Nomination Committee Mgmt For For For
21 Compensation Guidelines Mgmt For Against Against
22 Authority to Repurchase Mgmt For For For
Shares
23 Performance Share Mgmt For For For
Program
24 Hedging Arrangement for Mgmt For For For
LTIP
25 Shareholder Proposal ShrHoldr For Against Against
Regarding Adjustments
to Ethical
Guidelines
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/29/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Sir Richard Mgmt For For For
Broadbent
5 Elect Deanna Oppenheimer Mgmt For For For
6 Elect Philip Clarke Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Patrick Cescau Mgmt For For For
9 Elect Stuart Chambers Mgmt For For For
10 Elect Karen Cook Mgmt For For For
11 Elect Ken Hanna Mgmt For For For
12 Elect Andrew Higginson Mgmt For For For
13 Elect Kenneth Hydon Mgmt For For For
14 Elect Tim Mason Mgmt For For For
15 Elect Laurie McIlwee Mgmt For For For
16 Elect Lucy Neville-Rolfe Mgmt For For For
17 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
18 Appointment of Auditor Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authorisation of Mgmt For For For
Political
Donations
24 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Chaim Hurvitz Mgmt For For For
3 Elect Ory Slonim Mgmt For For For
4 Elect Dan Suesskind Mgmt For For For
5 Elect Joseph Nitzani Mgmt For For For
6 Elect Dafna Schwartz Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Director & Officer Mgmt For For For
Liability/Indemnificati
on
9 Remuneration of Moshe Mgmt For For For
Many
10 Reimbursement of Mgmt For For For
Phillip Frost's Travel
Expenses
________________________________________________________________________________
Thai Union Frozen Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 03/26/2012 Voted
Meeting Type Country of Trade
Annual Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approve Meeting Minutes Mgmt For For For
3 Annual Report and Mgmt For For For
Results of
Operations
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Rittirong Mgmt For For For
Boonmechote
7 Elect Kiti Mgmt For For For
Pilunthanadiloke
8 Elect Thamnoon Mgmt For For For
Ananthothai
9 Elect Kirati Assakul Mgmt For For For
10 Elect Ravinder Singh Mgmt For For For
Grewal Sarbjit
S
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Thai Union Frozen Products
Ticker Security ID: Meeting Date Meeting Status
TUF CINS Y8729T169 04/10/2012 Voted
Meeting Type Country of Trade
Special Thailand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Meeting Minutes Mgmt For For For
3 Reduction of Authorized Mgmt For For For
Capital
4 Increase in Authorized Mgmt For For For
Capital
5 Allotment Mgmt For For For
6 Allotment Mgmt For For For
7 Approve Issuance Mgmt For For For
8 Approve Issuance Mgmt For For For
9 Other Business Mgmt For Against Against
________________________________________________________________________________
The Toronto-Dominion Bank
Ticker Security ID: Meeting Date Meeting Status
TD CUSIP 891160509 03/29/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Bennett Mgmt For For For
1.2 Elect Hugh Bolton Mgmt For For For
1.3 Elect John Bragg Mgmt For For For
1.4 Elect Amy Brinkley Mgmt For For For
1.5 Elect W. Edmund Clark Mgmt For For For
1.6 Elect Colleen Goggins Mgmt For For For
1.7 Elect Henry Ketcham Mgmt For For For
1.8 Elect Brian Levitt Mgmt For For For
1.9 Elect Harold MacKay Mgmt For For For
1.10 Elect Karen Maidment Mgmt For For For
1.11 Elect Irene Miller Mgmt For For For
1.12 Elect Nadir Mohamed Mgmt For For For
1.13 Elect Wilbur Prezzano Mgmt For For For
1.14 Elect Helen Sinclair Mgmt For For For
1.15 Elect John Thompson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Stock Mgmt For For For
Incentive
Plan
5 Amendment to Stock Mgmt For For For
Incentive
Plan
6 Shareholder Proposal Mgmt Against Against For
Regarding Comparison
of Compensation and
Financial
Performance
7 Shareholder Proposal Mgmt Against Against For
Regarding Independence
of
Directors
8 Shareholder Proposal Mgmt Against Against For
Regarding Retention of
Directors' Shares
After
Retirement
________________________________________________________________________________
Tim Hortons Inc.
Ticker Security ID: Meeting Date Meeting Status
THI CUSIP 88706M103 05/10/2012 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Shan Atkins Mgmt For For For
1.2 Elect Michael Endres Mgmt For For For
1.3 Elect Moya Greene Mgmt For For For
1.4 Elect Paul House Mgmt For For For
1.5 Elect Frank Iacobucci Mgmt For For For
1.6 Elect John Lederer Mgmt For For For
1.7 Elect David Lees Mgmt For For For
1.8 Elect Ronald Osborne Mgmt For For For
1.9 Elect Wayne Sales Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Renewal of Shareholder Mgmt For For For
Rights
Plan
4 2012 Stock Incentive Mgmt For For For
Plan
5 Shareholder Proposal Mgmt Against Against For
Regarding Cage-Free
Eggs and Gestation
Crates
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/11/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Christophe de Mgmt For For For
Margerie
10 Elect Patrick Artus Mgmt For For For
11 Elect Bertrand Collomb Mgmt For For For
12 Elect Anne Lauvergeon Mgmt For For For
13 Elect Michel Pebereau Mgmt For Against Against
14 Ratification of the Mgmt For For For
Co-option of Gerard
Lamarche
15 Elect Anne-Marie Idrac Mgmt For For For
16 Supplementary Mgmt For For For
Retirement, Pension
and Severance
Agreements for
Christophe de
Margerie
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive Rights;
through
Capitalizations
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
19 Authority to Increase Mgmt For For For
Share Issuance
Limit
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Employee Stock Purchase Mgmt For For For
Plan
22 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Shareholder Proposal ShrHoldr Against Against For
Regarding Comparison
of Executive
Compensation
(Resolution
A)
25 Shareholder Proposal ShrHoldr Against Against For
Regarding Loyalty
Dividend (Resolution
B)
________________________________________________________________________________
Toyo Suisan Kaisha Ltd.
Ticker Security ID: Meeting Date Meeting Status
2875 CINS 892306101 06/28/2012 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Tadasu Tsutsumi Mgmt For Against Against
3 Elect Kazuo Obata Mgmt For For For
4 Elect Hiroji Yoshino Mgmt For For For
5 Elect Senichi Teshima Mgmt For For For
6 Elect Eiji Kondoh Mgmt For For For
7 Elect Masanari Imamura Mgmt For For For
8 Elect Hiroyuki Minami Mgmt For For For
9 Elect Kenji Sugawara Mgmt For For For
10 Elect Atsumi Shimoi Mgmt For For For
11 Elect Masaharu Oikawa Mgmt For For For
12 Elect Tadashi Fujiya Mgmt For For For
13 Elect Tsutomu Yoshimura Mgmt For For For
14 Elect Kazuo Yamamoto Mgmt For For For
15 Elect Hisao Ichishima Mgmt For For For
16 Elect Osamu Iizuka Mgmt For For For
17 Elect Noritaka Sumimoto Mgmt For For For
18 Elect Hitoshi Oki Mgmt For For For
19 Elect Tsutomu Toyoda Mgmt For For For
20 Elect Moriyuki Minami Mgmt For For For
21 Elect Tsutomu Ushijima Mgmt For For For
as Alternate Statutory
Auditor
22 Bonus Mgmt For Against Against
________________________________________________________________________________
Trican Well Service Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCW CUSIP 895945103 05/09/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kenneth Bagan Mgmt For For For
2.2 Elect G. Allen Brooks Mgmt For For For
2.3 Elect Murray Cobbe Mgmt For Withhold Against
2.4 Elect Dale Dusterhoft Mgmt For For For
2.5 Elect Donald Luft Mgmt For For For
2.6 Elect Kevin Nugent Mgmt For For For
2.7 Elect Alexander Pourbaix Mgmt For For For
2.8 Elect Douglas Robinson Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Ultra Electronics Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ULE CINS G9187G103 04/27/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Douglas Caster Mgmt For Against Against
5 Elect Christopher Bailey Mgmt For For For
6 Elect Ian Griffiths Mgmt For For For
7 Elect Sir Robert Mgmt For For For
Walmsley
8 Elect Paul Dean Mgmt For For For
9 Elect Rakesh Sharma Mgmt For For For
10 Elect Mark Anderson Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Unilever plc
Ticker Security ID: Meeting Date Meeting Status
ULVR CINS G92087165 05/09/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Paul Polman Mgmt For For For
4 Elect Jean-Marc Huet Mgmt For For For
5 Elect Louise Fresco Mgmt For For For
6 Elect Ann Fudge Mgmt For For For
7 Elect Charles Golden Mgmt For For For
8 Elect Byron Grote Mgmt For For For
9 Elect Sunil Bharti Mgmt For For For
Mittal
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Malcolm Rifkind Mgmt For For For
12 Elect Kees Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Paul Walsh Mgmt For Against Against
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
22 Adoption of New Articles Mgmt For For For
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
United Phosphorus Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 03/12/2012 Voted
Meeting Type Country of Trade
Other India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendment to Memorandum Mgmt For For For
Regarding the Business
Object
3 Commencement of New Mgmt For For For
Business
________________________________________________________________________________
United Phosphorus Limited
Ticker Security ID: Meeting Date Meeting Status
UNIPHOS CINS Y9247H166 07/26/2011 Voted
Meeting Type Country of Trade
Annual India
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Jaidev Rajnikant Mgmt For For For
Shroff
4 Elect Venkata Mgmt For For For
Palavajjhala
Krishna
5 Elect Pradeep Mgmt For Against Against
Vedprakash
Goyal
6 Elect Sandra Rajnikant Mgmt For For For
Shroff
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Vikram Mgmt For For For
R. Shroff as Executive
Director; Approval of
Compensation
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Amendments to Articles Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Valeant Pharmaceuticals International, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRX CUSIP 91911K102 05/30/2012 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald Farmer Mgmt For For For
1.2 Elect Robert Ingram Mgmt For For For
1.3 Elect Theo Melas-Kyriazi Mgmt For For For
1.4 Elect G. Mason Morfit Mgmt For For For
1.5 Elect Laurence Paul Mgmt For For For
1.6 Elect J. Michael Pearson Mgmt For For For
1.7 Elect Robert Power Mgmt For For For
1.8 Elect Norma Provencio Mgmt For For For
1.9 Elect Lloyd Segal Mgmt For For For
1.10 Elect Katharine Mgmt For For For
Stevenson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Vedanta Resources plc
Ticker Security ID: Meeting Date Meeting Status
VED CINS G9328D100 07/27/2011 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For Against Against
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Navin Agarwal Mgmt For For For
5 Elect Naresh Chandra Mgmt For Against Against
6 Elect Aman Mehta Mgmt For Against Against
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Set Mgmt For Against Against
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Yantai Chang Yu Pioneer Wine Company Limited
Ticker Security ID: Meeting Date Meeting Status
000869 CINS Y9739T108 05/15/2012 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Directors' Report Mgmt For For For
2 Supervisors' Report Mgmt For For For
3 Annual Report Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Amendments to Articles Mgmt For For For
6 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Yingde Gases Group Company Limited
Ticker Security ID: Meeting Date Meeting Status
2168 CINS G98430104 06/15/2012 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHAO Xiangti Mgmt For For For
6 Elect WANG Ching Mgmt For Against Against
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For Against Against
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For Against Against
Repurchased
Shares
Item 13: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Long/Short Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Green Mgmt For For For
4 Elect Nobuyuki Idei Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Authorization to Hold Mgmt For For For
the 2013 Annual
Meeting Outside of
Ireland
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
Alpha Natural Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
ANR CUSIP 02076X102 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin Crutchfield Mgmt For For For
2 Elect William Crowley, Mgmt For For For
Jr.
3 Elect E. Linn Draper, Mgmt For For For
Jr.
4 Elect Glenn Eisenberg Mgmt For For For
5 Elect P. Michael Giftos Mgmt For For For
6 Elect Deborah Fretz Mgmt For For For
7 Elect Joel Richards, III Mgmt For For For
8 Elect James Roberts Mgmt For For For
9 Elect Ted Wood Mgmt For For For
10 2012 Long-Term Mgmt For For For
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Apple Inc
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Timothy Cook Mgmt For For For
1.3 Elect Millard Drexler Mgmt For Withhold Against
1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.5 Elect Robert Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur Levinson Mgmt For Withhold Against
1.8 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Conflict of
Interest
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Automatic Data Processing Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Richard Clark Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Enrique Salem Mgmt For For For
1.10 Elect Gregory Summe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Calhoun Mgmt For For For
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Jon Huntsman, Jr. Mgmt For For For
1.8 Elect Peter Magowan Mgmt For For For
1.9 Elect Dennis Muilenburg Mgmt For For For
1.10 Elect Douglas Oberhelman Mgmt For For For
1.11 Elect William Osborn Mgmt For For For
1.12 Elect Charles Powell Mgmt For For For
1.13 Elect Edward Rust, Jr. Mgmt For For For
1.14 Elect Susan Schwab Mgmt For For For
1.15 Elect Joshua Smith Mgmt For For For
1.16 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Call a Special Mgmt For For For
Meeting
5 Amendment to Advance Mgmt For Against Against
Notice
Requirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Celgene Corp.
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Hugin Mgmt For For For
1.2 Elect Richard Barker D. Mgmt For For For
Phil
1.3 Elect Michael Casey Mgmt For For For
1.4 Elect Carrie Cox Mgmt For For For
1.5 Elect Rodman Drake Mgmt For For For
1.6 Elect Michael Friedman Mgmt For For For
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For Against Against
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Cliffs Natural Resources Inc
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Carrabba Mgmt For For For
2 Elect Susan Cunningham Mgmt For Against Against
3 Elect Barry Eldridge Mgmt For For For
4 Elect Andres Gluski Mgmt For For For
5 Elect Susan Green Mgmt For For For
6 Elect Janice Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis McAllister Mgmt For For For
9 Elect Richard Riederer Mgmt For For For
10 Elect Richard Ross Mgmt For For For
11 Amendment to Mgmt For Against Against
Regulations to allow
the Board to Amend the
Regulations without
Shareholder
Approval
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Incentive Equity Mgmt For For For
Plan
14 2012 Executive Mgmt For For For
Management Performance
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cognizant Technology Solutions Corp.
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Right to Call a Special Mgmt For For For
Meeting
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Comcast Corp.
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth Bacon Mgmt For Withhold Against
1.2 Elect Sheldon Bonovitz Mgmt For For For
1.3 Elect Joseph Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald Hassell Mgmt For For For
1.6 Elect Jeffrey Honickman Mgmt For For For
1.7 Elect Eduardo Mestre Mgmt For For For
1.8 Elect Brian Roberts Mgmt For For For
1.9 Elect Ralph Roberts Mgmt For For For
1.10 Elect Johnathan Rodgers Mgmt For For For
1.11 Elect Judith Rodin Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
4 Amendment to the 2011 Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pills
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivor Evans Mgmt For Against Against
2 Elect Kirk Hachigian Mgmt For For For
3 Elect Lawrence Kingsley Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Authority of Mgmt For For For
Subsidiaries to
Repurchase
Shares
8 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
CSX Corp.
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Danaher Corp.
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Linda Hefner Mgmt For For For
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter Lohr, Jr. Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Re-approve the Material Mgmt For For For
Terms of the
Performance Goals
Under the 2007
Executive Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Charles Holliday, Mgmt For For For
Jr.
4 Elect Dipak Jain Mgmt For For For
5 Elect Clayton Jones Mgmt For For For
6 Elect Joachim Milberg Mgmt For For For
7 Elect Richard Myers Mgmt For For For
8 Elect Thomas Patrick Mgmt For For For
9 Elect Sherry Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Employee Director Mgmt For For For
Stock Ownership
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 2012 Equity and Cash Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Biller Mgmt For For For
2 Elect Jerry Grundhofer Mgmt For For For
3 Elect Michael Larson Mgmt For For For
4 Elect Victoria Reich Mgmt For For For
5 Elect John Zillmer Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pill
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 11/30/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Emerson Electric Co.
Ticker Security ID: Meeting Date Meeting Status
EMR CUSIP 291011104 02/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carlos Fernandez Mgmt For For For
Gonzalez
1.2 Elect Arthur Golden Mgmt For Withhold Against
1.3 Elect William Johnson Mgmt For For For
1.4 Elect John Menzer Mgmt For For For
1.5 Elect August Busch III Mgmt For For For
1.6 Elect Rozanne Ridgway Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Sustainability
Report
5 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
General Electric Co.
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For Against Against
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
20 Approval of Material Mgmt For For For
Terms of Senior
Officer Performance
Goals
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Activities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Guess?, Inc.
Ticker Security ID: Meeting Date Meeting Status
GES CUSIP 401617105 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gianluca Bolla Mgmt For For For
2 Amendment to the 2002 Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect S. Malcolm Gillis Mgmt For Against Against
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory Brenneman Mgmt For For For
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert Carey Mgmt For Against Against
7 Elect Armando Codina Mgmt For Against Against
8 Elect Bonnie Hill Mgmt For Against Against
9 Elect Karen Katen Mgmt For Against Against
10 Elect Ronald Sargent Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
15 SHAREHOLDER PROPOSAL ShrHoldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to Act
by Written
Consent
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Charitable
Contributions
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Stormwater
Management
Policy
________________________________________________________________________________
Illinois Tool Works Inc.
Ticker Security ID: Meeting Date Meeting Status
ITW CUSIP 452308109 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel Brutto Mgmt For For For
2 Elect Susan Crown Mgmt For For For
3 Elect Don Davis, Jr. Mgmt For For For
4 Elect James Griffith Mgmt For For For
5 Elect Robert McCormack Mgmt For For For
6 Elect Robert Morrison Mgmt For For For
7 Elect James Skinner Mgmt For For For
8 Elect David Smith, Jr. Mgmt For For For
9 Elect David Speer Mgmt For For For
10 Elect Pamela Strobel Mgmt For For For
11 Elect Kevin Warren Mgmt For For For
12 Elect Anre Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
International Business Machines Corp.
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano
Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan
Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mercedes Johnson Mgmt For For For
1.2 Elect Scott Kriens Mgmt For For For
1.3 Elect William Stensrud Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2006 Mgmt For Against Against
Equity Incentive
Plan
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Richard Dreiling Mgmt For For For
1.6 Elect Dawn Hudson Mgmt For For For
1.7 Elect Robert Johnson Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For Withhold Against
1.9 Elect Richard Lochridge Mgmt For For For
1.10 Elect Robert Niblock Mgmt For For For
1.11 Elect Eric Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect David Calhoun Mgmt For Withhold Against
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect Omar Ishrak Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For For For
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill Miller, Mgmt For For For
Jr.
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Noble Corp.
Ticker Security ID: Meeting Date Meeting Status
NE CUSIP H5833N103 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Julie Edwards Mgmt For For For
2.2 Elect David Williams Mgmt For For For
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Appointment of Auditor Mgmt For Against Against
6 Discharge of Directors Mgmt For For For
& Officers for Fiscal
Year
2011
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 1991 Stock Option and Mgmt For For For
Restricted Stock
Plan
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Wesley Bush Mgmt For For For
5 Elect Daniel Carp Mgmt For For For
6 Elect Karen Horn Mgmt For Against Against
7 Elect Steven Leer Mgmt For For For
8 Elect Michael Lockhart Mgmt For For For
9 Elect Charles Moorman, Mgmt For For For
IV
10 Elect J. Paul Reason Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Bret Clayton Mgmt For For For
1.4 Elect Nance Dicciani Mgmt For For For
1.5 Elect Edward Galante Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Ira Hall Mgmt For For For
1.8 Elect Raymond LeBoeuf Mgmt For For For
1.9 Elect Larry McVay Mgmt For For For
1.10 Elect Wayne Smith Mgmt For For For
1.11 Elect Robert Wood Mgmt For For For
2 Right to Call a Special Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Hannah Mgmt For For For
1.2 Elect Mark Kaminski Mgmt For For For
1.3 Elect Gregg Mollins Mgmt For For For
1.4 Elect Andrew Sharkey III Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Resmed Inc.
Ticker Security ID: Meeting Date Meeting Status
RMD CUSIP 761152107 11/16/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
Roberts
2 Elect John Wareham Mgmt For For For
3 Amendment to the 2009 Mgmt For For For
Incentive Award
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael Marks Mgmt For For For
8 Elect Elizabeth Moler Mgmt For For For
9 Elect Lubna Olayan Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Financial Mgmt For For For
Statements and
Dividends
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
________________________________________________________________________________
The Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nancy Bechtle Mgmt For For For
2 Elect Walter Bettinger Mgmt For For For
II
3 Elect C. Preston Butcher Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Judith Estrin Mgmt For For For
4 Elect Robert Iger Mgmt For For For
5 Elect Fred Langhammer Mgmt For Against Against
6 Elect Aylwin Lewis Mgmt For Against Against
7 Elect Monica Lozano Mgmt For For For
8 Elect Robert Matschullat Mgmt For For For
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Time Warner Cable Inc
Ticker Security ID: Meeting Date Meeting Status
TWC CUSIP 88732J207 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carole Black Mgmt For For For
2 Elect Glenn Britt Mgmt For For For
3 Elect Thomas Castro Mgmt For For For
4 Elect David Chang Mgmt For For For
5 Elect James Copeland, Mgmt For For For
Jr.
6 Elect Peter Haje Mgmt For For For
7 Elect Donna James Mgmt For For For
8 Elect Don Logan Mgmt For For For
9 Elect N.J. Nicholas, Jr. Mgmt For For For
10 Elect Wayne Pace Mgmt For For For
11 Elect Edward Shirley Mgmt For For For
12 Elect John Sununu Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2012 Annual Bonus Plan Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose Alvarez Mgmt For For For
3 Elect Alan Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of Material Mgmt For For For
Terms of Executive
Officer Performance
Goals Under Cash
Incentive
Plans
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Jerry Choate Mgmt For Against Against
3 Elect Ruben Escobedo Mgmt For Against Against
4 Elect William Klesse Mgmt For For For
5 Elect Bob Marbut Mgmt For Against Against
6 Elect Donald Nickles Mgmt For Against Against
7 Elect Phillip Pfeiffer Mgmt For For For
8 Elect Robert Profusek Mgmt For Against Against
9 Elect Susan Purcell Mgmt For For For
10 Elect Stephen Waters Mgmt For For For
11 Elect Randall Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For Against Against
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect Elaine Chao Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Lloyd Dean Mgmt For For For
5 Elect Susan Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald James Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Federico Pena Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect John Stumpf Mgmt For For For
15 Elect Susan Swenson Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting in Contested
Elections
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
World Fuel Services Corporation
Ticker Security ID: Meeting Date Meeting Status
INT CUSIP 981475106 06/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Kasbar Mgmt For For For
1.2 Elect Paul Stebbins Mgmt For For For
1.3 Elect Ken Bakshi Mgmt For For For
1.4 Elect Richard Kassar Mgmt For Withhold Against
1.5 Elect Myles Klein Mgmt For For For
1.6 Elect Abby Kohnstamm Mgmt For For For
1.7 Elect John Manley Mgmt For For For
1.8 Elect J. Thomas Presby Mgmt For For For
1.9 Elect Stephen Mgmt For For For
Roddenberry
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 14: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Materials Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
A. Schulman, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHLM CUSIP 808194104 12/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eugene Allspach Mgmt For For For
1.2 Elect Gregory Barmore Mgmt For For For
1.3 Elect David Birney Mgmt For For For
1.4 Elect Howard Curd Mgmt For For For
1.5 Elect Joseph Gingo Mgmt For For For
1.6 Elect Michael McManus, Mgmt For For For
Jr.
1.7 Elect Lee Meyer Mgmt For For For
1.8 Elect James Mitarotonda Mgmt For For For
1.9 Elect Ernest Novak, Jr. Mgmt For For For
1.10 Elect Irvin Reid Mgmt For For For
1.11 Elect John Yasinsky Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Agrium Inc.
Ticker Security ID: Meeting Date Meeting Status
AGU CUSIP 008916108 05/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph Cunningham Mgmt For For For
1.2 Elect Russel Girling Mgmt For For For
1.3 Elect Susan Henry Mgmt For For For
1.4 Elect Russell Horner Mgmt For For For
1.5 Elect David Lesar Mgmt For For For
1.6 Elect John Lowe Mgmt For For For
1.7 Elect A. Anne McLellan Mgmt For For For
1.8 Elect Derek Pannell Mgmt For For For
1.9 Elect Frank Proto Mgmt For For For
1.10 Elect Michael Wilson Mgmt For For For
1.11 Elect Victor Zaleschuk Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mario Baeza Mgmt For For For
2 Elect Susan Carter Mgmt For For For
3 Elect John McGlade Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Alcoa Inc.
Ticker Security ID: Meeting Date Meeting Status
AA CUSIP 013817101 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathryn Fuller Mgmt For Against Against
2 Elect Judith Gueron Mgmt For For For
3 Elect Patricia Russo Mgmt For Against Against
4 Elect Ernesto Zedillo Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Fair Price
Protection
8 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Director
Elections
9 Elimination of Mgmt For For For
Supermajority
Requirement Relating
to Removal of
Directors
10 Repeal of Classified Mgmt For For For
Board
11 Permit Written Consent Mgmt For For For
________________________________________________________________________________
ArcelorMittal S.A.
Ticker Security ID: Meeting Date Meeting Status
MT CUSIP 03938L104 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Consolidated Accounts Mgmt For For For
and
Reports
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Directors' Fees Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Elect Naranayan Vaghul Mgmt For For For
7 Elect Wilbur Ross, Jr. Mgmt For Against Against
8 Elect Tye Burt Mgmt For For For
9 Appointment of Auditor Mgmt For For For
10 Restricted Share Unit Mgmt For For For
Plan
11 Performance Share Unit Mgmt For For For
Plan
12 Increase in Authorized Mgmt For For For
Share
Capital
13 Amendments to Articles Mgmt For For For
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For For For
3 Elect Terrell Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Antonio Maciel Mgmt For For For
7 Elect Patrick Moore Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect Kelvin Westbrook Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Contributions
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainable
Palm
Oil
________________________________________________________________________________
Ashland Inc.
Ticker Security ID: Meeting Date Meeting Status
ASH CUSIP 044209104 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger Hale Mgmt For For For
2 Elect Vada Manager Mgmt For For For
3 Elect George Schaefer, Mgmt For For For
Jr.
4 Elect John Turner Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Robert Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Aaron Regent Mgmt For For For
1.12 Elect Nathaniel Mgmt For Withhold Against
Rothschild
1.13 Elect Steven Shapiro Mgmt For For For
1.14 Elect John Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John McGillicuddy Mgmt For For For
2 Elect John O'Brien Mgmt For For For
3 Elect Lydia Thomas Mgmt For For For
4 Elect Mark Wrighton Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the 2009 Mgmt For For For
Long-Term Incentive
Plan
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Calgon Carbon Corporation
Ticker Security ID: Meeting Date Meeting Status
CCC CUSIP 129603106 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Lyons Mgmt For For For
1.2 Elect William Newlin Mgmt For Withhold Against
1.3 Elect John Stanik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CF Industries Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CF CUSIP 125269100 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Furbacher Mgmt For Withhold Against
1.2 Elect John Johnson Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Carrabba Mgmt For For For
2 Elect Susan Cunningham Mgmt For Against Against
3 Elect Barry Eldridge Mgmt For For For
4 Elect Andres Gluski Mgmt For For For
5 Elect Susan Green Mgmt For For For
6 Elect Janice Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis McAllister Mgmt For For For
9 Elect Richard Riederer Mgmt For For For
10 Elect Richard Ross Mgmt For For For
11 Amendment to Mgmt For Against Against
Regulations to allow
the Board to Amend the
Regulations without
Shareholder
Approval
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Incentive Equity Mgmt For For For
Plan
14 2012 Executive Mgmt For For For
Management Performance
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold Allemang Mgmt For For For
2 Elect Jacqueline Barton Mgmt For For For
3 Elect James Bell Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect John Hess Mgmt For For For
6 Elect Andrew Liveris Mgmt For For For
7 Elect Paul Polman Mgmt For For For
8 Elect Dennis Reilley Mgmt For For For
9 Elect James Ringler Mgmt For For For
10 Elect Ruth Shaw Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Stock Incentive Mgmt For For For
Plan
14 2012 Employee Stock Mgmt For For For
Purchase
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
E.I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Richard Brown Mgmt For For For
3 Elect Robert Brown Mgmt For For For
4 Elect Bertrand Collomb Mgmt For For For
5 Elect Curtis Crawford Mgmt For For For
6 Elect Alexander Cutler Mgmt For For For
7 Elect Eleuthere Du Pont Mgmt For For For
8 Elect Marillyn Hewson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Ellen Kullman Mgmt For For For
11 Elect Lee Thomas Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Executive
Compensation
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Biller Mgmt For For For
2 Elect Jerry Grundhofer Mgmt For For For
3 Elect Michael Larson Mgmt For For For
4 Elect Victoria Reich Mgmt For For For
5 Elect John Zillmer Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Elimination of Mgmt For For For
Supermajority
Requirement
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pill
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 11/30/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
FMC Corporation
Ticker Security ID: Meeting Date Meeting Status
FMC CUSIP 302491303 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eduardo Cordeiro Mgmt For For For
2 Elect G. Peter D'Aloia Mgmt For For For
3 Elect C. Scott Greer Mgmt For For For
4 Elect Paul Norris Mgmt For For For
5 Elect William Powell Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Increase of Authorized Mgmt For For For
Common
Stock
9 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Mgmt For Withhold Against
Jr.
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Mgmt For For For
Jr.
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Goldcorp Inc.
Ticker Security ID: Meeting Date Meeting Status
G CUSIP 380956409 04/26/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ian Telfer Mgmt For For For
1.2 Elect Douglas Holtby Mgmt For For For
1.3 Elect Charles Jeannes Mgmt For For For
1.4 Elect John Bell Mgmt For For For
1.5 Elect Lawrence Bell Mgmt For For For
1.6 Elect Beverley Briscoe Mgmt For For For
1.7 Elect Peter Dey Mgmt For For For
1.8 Elect P. Randy Reifel Mgmt For For For
1.9 Elect A. Dan Rovig Mgmt For For For
1.10 Elect Blanca Trevino de Mgmt For For For
Vega
1.11 Elect Kenneth Williamson Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Amendment to the Mgmt For For For
Restricted Share
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal Mgmt Against Against For
Regarding Human
Rights
________________________________________________________________________________
Kinross Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
K CUSIP 496902404 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Brough Mgmt For Withhold Against
1.2 Elect Tye Burt Mgmt For For For
1.3 Elect John Carrington Mgmt For For For
1.4 Elect John Huxley Mgmt For For For
1.5 Elect Kenneth Irving Mgmt For For For
1.6 Elect John Keyes Mgmt For For For
1.7 Elect Catherine Mgmt For For For
McLeod-Seltzer
1.8 Elect George Michals Mgmt For For For
1.9 Elect John Oliver Mgmt For For For
1.10 Elect Terence Reid Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Renewal of Shareholder Mgmt For For For
Rights
Plan
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janine Fields Mgmt For For For
2 Elect Hugh Grant Mgmt For For For
3 Elect C. Steven McMillan Mgmt For Against Against
4 Elect Robert Stevens Mgmt For Against Against
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Amendment to the 2005 Mgmt For Against Against
Long-Term Incentive
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Mosaic Co.
Ticker Security ID: Meeting Date Meeting Status
MOS CUSIP 61945C103 10/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nancy Cooper Mgmt For For For
1.2 Elect James Popowich Mgmt For For For
1.3 Elect James Prokopanko Mgmt For For For
1.4 Elect Steven Seibert Mgmt For For For
2 Elimination of Dual Mgmt For For For
Class
Stock
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Newmont Mining Corporation
Ticker Security ID: Meeting Date Meeting Status
NEM CUSIP 651639106 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Brook Mgmt For For For
2 Elect Vincent Calarco Mgmt For For For
3 Elect Joseph Carrabba Mgmt For For For
4 Elect Noreen Doyle Mgmt For For For
5 Elect Veronica Hagen Mgmt For For For
6 Elect Michael Hamson Mgmt For For For
7 Elect Jane Nelson Mgmt For For For
8 Elect Richard O'Brien Mgmt For For For
9 Elect John Prescott Mgmt For For For
10 Elect Donald Roth Mgmt For For For
11 Elect Simon Thompson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Norfolk Southern Corporation
Ticker Security ID: Meeting Date Meeting Status
NSC CUSIP 655844108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald Baliles Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Wesley Bush Mgmt For For For
5 Elect Daniel Carp Mgmt For For For
6 Elect Karen Horn Mgmt For Against Against
7 Elect Steven Leer Mgmt For For For
8 Elect Michael Lockhart Mgmt For For For
9 Elect Charles Moorman, Mgmt For For For
IV
10 Elect J. Paul Reason Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Nucor Corporation
Ticker Security ID: Meeting Date Meeting Status
NUE CUSIP 670346105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Clayton Daley, Jr. Mgmt For For For
1.2 Elect John Ferriola Mgmt For For For
1.3 Elect Harvey Gantt Mgmt For For For
1.4 Elect Bernard Kasriel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Potash Corporation of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L 05/17/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Burley Mgmt For For For
1.2 Elect Donald Chynoweth Mgmt For For For
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William Doyle Mgmt For For For
1.5 Elect John Estey Mgmt For For For
1.6 Elect Gerald Grandey Mgmt For For For
1.7 Elect Charles Hoffman Mgmt For For For
1.8 Elect Dallas Howe Mgmt For For For
1.9 Elect Alice Laberge Mgmt For For For
1.10 Elect Keith Martell Mgmt For For For
1.11 Elect Jeffrey McCaig Mgmt For For For
1.12 Elect Mary Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For Withhold Against
Paliza
2 Appointment of Auditor Mgmt For For For
3 Performance Option Plan Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Bret Clayton Mgmt For For For
1.4 Elect Nance Dicciani Mgmt For For For
1.5 Elect Edward Galante Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Ira Hall Mgmt For For For
1.8 Elect Raymond LeBoeuf Mgmt For For For
1.9 Elect Larry McVay Mgmt For For For
1.10 Elect Wayne Smith Mgmt For For For
1.11 Elect Robert Wood Mgmt For For For
2 Right to Call a Special Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Hannah Mgmt For For For
1.2 Elect Mark Kaminski Mgmt For For For
1.3 Elect Gregg Mollins Mgmt For For For
1.4 Elect Andrew Sharkey III Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph Hake Mgmt For For For
1.2 Elect Terrell Crews Mgmt For For For
1.3 Elect Timothy Bernlohr Mgmt For For For
1.4 Elect James Rubright Mgmt For For For
1.5 Elect Bettina Whyte Mgmt For For For
1.6 Elect James Young Mgmt For For For
2 Amendment to the Mgmt For For For
Omnibus Stock
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RPM International Inc.
Ticker Security ID: Meeting Date Meeting Status
RPM CUSIP 749685103 10/06/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Nance Mgmt For Withhold Against
1.2 Elect Charles Ratner Mgmt For Withhold Against
1.3 Elect William Summers, Mgmt For Withhold Against
Jr.
1.4 Elect Jerry Thornton Mgmt For Withhold Against
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sealed Air Corporation
Ticker Security ID: Meeting Date Meeting Status
SEE CUSIP 81211K100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hank Brown Mgmt For For For
2 Elect Michael Chu Mgmt For For For
3 Elect Lawrence Codey Mgmt For For For
4 Elect Patrick Duff Mgmt For For For
5 Elect T. J. Dermot Mgmt For For For
Dunphy
6 Elect William Hickey Mgmt For For For
7 Elect Jacqueline Mgmt For For For
Kosecoff
8 Elect Kenneth Manning Mgmt For Against Against
9 Elect William Marino Mgmt For For For
10 Elect Richard Wambold Mgmt For For For
11 Elect Jerry Whitaker Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sonoco Products Company
Ticker Security ID: Meeting Date Meeting Status
SON CUSIP 835495102 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela Davies Mgmt For For For
1.2 Elect Harris DeLoach, Mgmt For For For
Jr.
1.3 Elect Edgar Lawton, III Mgmt For For For
1.4 Elect John Linville Mgmt For For For
1.5 Elect John Haley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2012 Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Southern Copper Corporation
Ticker Security ID: Meeting Date Meeting Status
SCCO CUSIP 84265V105 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect German Larrea Mgmt For For For
Mota-Velasco
1.2 Elect Oscar Gonzalez Mgmt For Withhold Against
Rocha
1.3 Elect Emilio Carrillo Mgmt For For For
Gamboa
1.4 Elect Alfredo Casar Mgmt For For For
Perez
1.5 Elect Luis Castelazo Mgmt For For For
Morales
1.6 Elect Enrique Castillo Mgmt For For For
Sanchez
Mejorada
1.7 Elect Alberto de la Mgmt For For For
Parra
Zavala
1.8 Elect Xavier Garcia de Mgmt For Withhold Against
Quevedo
Topete
1.9 Elect Genaro Larrea Mgmt For For For
Mota-Velasco
1.10 Elect Daniel Muniz Mgmt For For For
Quintanilla
1.11 Elect Luis Miguel Mgmt For For For
Palomino
Bonilla
1.12 Elect Gilberto Mgmt For Withhold Against
Perezalonso
Cifuentes
1.13 Elect Juan Rebolledo Mgmt For For For
Gout
1.14 Elect Carlos Ruiz Mgmt For For For
Sacristan
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Steel Dynamics, Inc.
Ticker Security ID: Meeting Date Meeting Status
STLD CUSIP 858119100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Millett Mgmt For For For
1.2 Elect Richard Teets, Jr. Mgmt For For For
1.3 Elect John Bates Mgmt For Withhold Against
1.4 Elect Keith Busse Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect Paul Edgerley Mgmt For For For
1.7 Elect Richard Freeland Mgmt For For For
1.8 Elect Jurgen Kolb Mgmt For For For
1.9 Elect James Marcuccilli Mgmt For For For
1.10 Elect Gabriel Shaheen Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Vale SA
Ticker Security ID: Meeting Date Meeting Status
VALE5 CUSIP 91912E105 04/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends;
Capital Expenditure
Budget
3 Election of Supervisory Mgmt N/A For N/A
Council
Members
4 Remuneration Policy Mgmt For Against Against
________________________________________________________________________________
Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Allen Mgmt For For For
1.2 Elect John Bode Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Item 15: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Risk-Managed Equity Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
3M Company
Ticker Security ID: Meeting Date Meeting Status
MMM CUSIP 88579Y101 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linda Alvarado Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Michael Eskew Mgmt For For For
4 Elect W. James Farrell Mgmt For For For
5 Elect Herbert Henkel Mgmt For For For
6 Elect Edward Liddy Mgmt For For For
7 Elect Robert Morrison Mgmt For For For
8 Elect Aulana Peters Mgmt For Against Against
9 Elect Inge Thulin Mgmt For For For
10 Elect Robert Ulrich Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
General Employees
Stock Purchase
Plan
14 Amendment to the 2008 Mgmt For For For
Long-Term Incentive
Plan
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect Sally Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For Withhold Against
1.7 Elect Phebe Novakovic Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect Glenn Tilton Mgmt For For For
1.11 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Excluding Compliance
Costs for the Purposes
of Executive
Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change of
Control
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Green Mgmt For For For
4 Elect Nobuyuki Idei Mgmt For For For
5 Elect Marjorie Magner Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Authorization to Hold Mgmt For For For
the 2013 Annual
Meeting Outside of
Ireland
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
AGL Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
GAS CUSIP 001204106 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Norman Bobins Mgmt For For For
1.4 Elect Charles Crisp Mgmt For For For
1.5 Elect Brenda Gaines Mgmt For Withhold Against
1.6 Elect Arthur Johnson Mgmt For For For
1.7 Elect Wyck Knox, Jr. Mgmt For For For
1.8 Elect Dennis Love Mgmt For For For
1.9 Elect Charles McTier Mgmt For For For
1.10 Elect Dean O'Hare Mgmt For For For
1.11 Elect Armando Olivera Mgmt For Withhold Against
1.12 Elect John Rau Mgmt For For For
1.13 Elect James Rubright Mgmt For For For
1.14 Elect John Somerhalder Mgmt For For For
II
1.15 Elect Bettina Whyte Mgmt For For For
1.16 Elect Henry Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mario Baeza Mgmt For For For
2 Elect Susan Carter Mgmt For For For
3 Elect John McGlade Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elizabeth Bailey Mgmt For For For
2 Elect Gerald Baliles Mgmt For Against Against
3 Elect Martin Barrington Mgmt For For For
4 Elect John Casteen III Mgmt For Against Against
5 Elect Dinyar Devitre Mgmt For For For
6 Elect Thomas Farrell II Mgmt For For For
7 Elect Thomas Jones Mgmt For For For
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn McQuade Mgmt For For For
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
AmerisourceBergen Corporation
Ticker Security ID: Meeting Date Meeting Status
ABC CUSIP 03073E105 03/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Collis Mgmt For For For
2 Elect Richard Gozon Mgmt For For For
3 Elect Kathleen Hyle Mgmt For For For
4 Elect Michael Long Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMGEN Inc.
Ticker Security ID: Meeting Date Meeting Status
AMGN CUSIP 031162100 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Baltimore Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Robert Bradway Mgmt For For For
4 Elect Francois de Mgmt For For For
Carbonnel
5 Elect Vance Coffman Mgmt For For For
6 Elect Rebecca Henderson Mgmt For For For
7 Elect Frank Herringer Mgmt For Against Against
8 Elect Tyler Jacks Mgmt For For For
9 Elect Gilbert Omenn Mgmt For For For
10 Elect Judith Pelham Mgmt For For For
11 Elect J. Paul Reason Mgmt For Against Against
12 Elect Leonard Schaeffer Mgmt For Against Against
13 Elect Kevin Sharer Mgmt For For For
14 Elect Ronald Sugar Mgmt For Against Against
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For Against Against
Executive
Compensation
17 Authorize Shareholder Mgmt For For For
Action by Written
Consent
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding CEO to Serve
on a Maximum of One
Other
Board
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Timothy Cook Mgmt For For For
1.3 Elect Millard Drexler Mgmt For Withhold Against
1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.5 Elect Robert Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur Levinson Mgmt For Withhold Against
1.8 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Conflict of
Interest
Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For For For
3 Elect Terrell Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Antonio Maciel Mgmt For For For
7 Elect Patrick Moore Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect Kelvin Westbrook Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Contributions
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainable
Palm
Oil
________________________________________________________________________________
Automatic Data Processing, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADP CUSIP 053015103 11/08/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Brenneman Mgmt For For For
1.2 Elect Leslie Brun Mgmt For For For
1.3 Elect Gary Butler Mgmt For For For
1.4 Elect Richard Clark Mgmt For For For
1.5 Elect Eric Fast Mgmt For For For
1.6 Elect Linda Gooden Mgmt For For For
1.7 Elect R. Glenn Hubbard Mgmt For For For
1.8 Elect John Jones Mgmt For For For
1.9 Elect Enrique Salem Mgmt For For For
1.10 Elect Gregory Summe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/14/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Crowley Mgmt For For For
2 Elect Sue Gove Mgmt For For For
3 Elect Earl Graves, Jr. Mgmt For For For
4 Elect Robert Grusky Mgmt For For For
5 Elect J.R. Hyde III Mgmt For For For
6 Elect W. Andrew McKenna Mgmt For For For
7 Elect George Mrkonic Mgmt For For For
8 Elect Luis Nieto Mgmt For For For
9 Elect William Rhodes III Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Baker Hughes Incorporated
Ticker Security ID: Meeting Date Meeting Status
BHI CUSIP 057224107 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Brady Mgmt For For For
1.2 Elect Clarence Cazalot, Mgmt For For For
Jr.
1.3 Elect Martin Craighead Mgmt For For For
1.4 Elect Chad Deaton Mgmt For For For
1.5 Elect Anthony Fernandes Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Pierre Jungels Mgmt For For For
1.8 Elect James Lash Mgmt For For For
1.9 Elect J. Larry Nichols Mgmt For Withhold Against
1.10 Elect H. John Riley, Jr. Mgmt For For For
1.11 Elect James Stewart Mgmt For For For
1.12 Elect Charles Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Bank of New York Mellon Corporation
Ticker Security ID: Meeting Date Meeting Status
BK CUSIP 064058100 04/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth Bruch Mgmt For Against Against
2 Elect Nicholas Donofrio Mgmt For For For
3 Elect Gerald Hassell Mgmt For For For
4 Elect Edmund Kelly Mgmt For Against Against
5 Elect Richard Kogan Mgmt For Against Against
6 Elect Michael Kowalski Mgmt For For For
7 Elect John Luke, Jr. Mgmt For For For
8 Elect Mark Nordenberg Mgmt For For For
9 Elect Catherine Rein Mgmt For For For
10 Elect William Richardson Mgmt For For For
11 Elect Samuel Scott III Mgmt For Against Against
12 Elect Wesley von Schack Mgmt For Against Against
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
Barrick Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
ABX CUSIP 067901 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard Beck Mgmt For For For
1.2 Elect Charles Birchall Mgmt For For For
1.3 Elect Donald Carty Mgmt For For For
1.4 Elect Gustavo Cisneros Mgmt For For For
1.5 Elect Robert Franklin Mgmt For For For
1.6 Elect J. Brett Harvey Mgmt For For For
1.7 Elect Dambisa Moyo Mgmt For For For
1.8 Elect Brian Mulroney Mgmt For Withhold Against
1.9 Elect Anthony Munk Mgmt For Withhold Against
1.10 Elect Peter Munk Mgmt For For For
1.11 Elect Aaron Regent Mgmt For For For
1.12 Elect Nathaniel Mgmt For Withhold Against
Rothschild
1.13 Elect Steven Shapiro Mgmt For For For
1.14 Elect John Thornton Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BB&T Corporation
Ticker Security ID: Meeting Date Meeting Status
BBT CUSIP 054937107 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Allison IV Mgmt For For For
1.2 Elect Jennifer Banner Mgmt For For For
1.3 Elect K. David Boyer, Mgmt For For For
Jr.
1.4 Elect Anna Cablik Mgmt For For For
1.5 Elect Ronald Deal Mgmt For Withhold Against
1.6 Elect J. Littleton Mgmt For Withhold Against
Glover,
Jr.
1.7 Elect Jane Helm Mgmt For For For
1.8 Elect John Howe III Mgmt For For For
1.9 Elect Kelly King Mgmt For For For
1.10 Elect Valeria Lynch Lee Mgmt For For For
1.11 Elect Nido Qubein Mgmt For Withhold Against
1.12 Elect Thomas Skains Mgmt For For For
1.13 Elect Thomas Thompson Mgmt For For For
1.14 Elect Edwin Welch Ph.D. Mgmt For For For
1.15 Elect Stephen Williams Mgmt For Withhold Against
2 2012 Incentive Plan Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Best Buy Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
BBY CUSIP 086516101 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa Caputo Mgmt For For For
1.2 Elect Kathy Higgins Mgmt For For For
Victor
1.3 Elect Gerard Vittecoq Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/02/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Gregory Kenny Mgmt For For For
9 Elect David King Mgmt For For For
10 Elect Richard Notebaert Mgmt For For For
11 Elect David Raisbeck Mgmt For For For
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2011 Long-Term Mgmt For For For
Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
16 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
________________________________________________________________________________
Caterpillar Inc.
Ticker Security ID: Meeting Date Meeting Status
CAT CUSIP 149123101 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Calhoun Mgmt For For For
1.2 Elect Daniel Dickinson Mgmt For For For
1.3 Elect Eugene Fife Mgmt For For For
1.4 Elect Juan Gallardo Mgmt For For For
1.5 Elect David Goode Mgmt For For For
1.6 Elect Jesse Greene, Jr. Mgmt For For For
1.7 Elect Jon Huntsman, Jr. Mgmt For For For
1.8 Elect Peter Magowan Mgmt For For For
1.9 Elect Dennis Muilenburg Mgmt For For For
1.10 Elect Douglas Oberhelman Mgmt For For For
1.11 Elect William Osborn Mgmt For For For
1.12 Elect Charles Powell Mgmt For For For
1.13 Elect Edward Rust, Jr. Mgmt For For For
1.14 Elect Susan Schwab Mgmt For For For
1.15 Elect Joshua Smith Mgmt For For For
1.16 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Call a Special Mgmt For For For
Meeting
5 Amendment to Advance Mgmt For Against Against
Notice
Requirement
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Review of
Human Rights
Policies
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Chevron Corporation
Ticker Security ID: Meeting Date Meeting Status
CVX CUSIP 166764100 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Linnet Deily Mgmt For For For
2 Elect Robert Denham Mgmt For For For
3 Elect Chuck Hagel Mgmt For For For
4 Elect Enrique Mgmt For For For
Hernandez,
Jr.
5 Elect George Kirkland Mgmt For For For
6 Elect Charles Moorman, Mgmt For For For
IV
7 Elect Kevin Sharer Mgmt For For For
8 Elect John Stumpf Mgmt For For For
9 Elect Ronald Sugar Mgmt For For For
10 Elect Carl Ware Mgmt For For For
11 Elect John Watson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Exclusive
Forum
Provisions
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Country
Selection
Guidelines
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
21 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
CHINA PETROLEUM & CHEMICAL CORPORATION
Ticker Security ID: Meeting Date Meeting Status
0386 CUSIP 16941R108 10/12/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Issuance of Domestic Mgmt For For For
Corporate
Bonds
2 Issuance of Convertible Mgmt For For For
Corporate
Bonds
3 Type of Securities to Mgmt For For For
be
Issued
4 Issuance Size Mgmt For For For
5 Nominal Value and Issue Mgmt For For For
Price
6 Term Mgmt For For For
7 Interest Rate Mgmt For For For
8 Method and Timing of Mgmt For For For
Interest
Payment
9 Conversion Period Mgmt For For For
10 Determination and Mgmt For For For
Adjustment of
Conversion
Price
11 Downward Adjustment to Mgmt For For For
Conversion
Price
12 Conversion Method of Mgmt For For For
Fractional
Share
13 Redemption Terms Mgmt For For For
14 Terms of Sale Back Mgmt For For For
15 Dividend Rights of the Mgmt For For For
Year of
Conversion
16 Issuance Method and Mgmt For For For
Target
Subscribers
17 Subscription Arrangement Mgmt For For For
18 Convertible Bonds Mgmt For For For
Holders
Meetings
19 Use of Proceeds Mgmt For For For
20 Guarantee Mgmt For For For
21 Validity Period Mgmt For For For
22 Authority to Issue Mgmt For For For
Convertible
Bonds
23 Feasibility Analysis Mgmt For For For
Report on the Use of
Proceeds
24 Use of Proceeds from Mgmt For For For
Last Issuance of
Securities
________________________________________________________________________________
CME Group Inc.
Ticker Security ID: Meeting Date Meeting Status
CME CUSIP 12572Q105 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Chookaszian Mgmt For Withhold Against
1.2 Elect Larry Gerdes Mgmt For Withhold Against
1.3 Elect Daniel Glickman Mgmt For For For
1.4 Elect James Oliff Mgmt For For For
1.5 Elect Edemir Pinto Mgmt For For For
1.6 Elect Alex Pollock Mgmt For Withhold Against
1.7 Elect William Shepard Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For Against Against
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board and Amendments
Related to the
Expiration of the
Rights Plan and
Director
Removal
5 Amendment to the Mgmt For For For
Omnibus Stock
Plan
6 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Cognizant Technology Solutions Corporation
Ticker Security ID: Meeting Date Meeting Status
CTSH CUSIP 192446102 06/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Francisco D'Souza Mgmt For For For
2 Elect John Fox, Jr. Mgmt For For For
3 Elect Thomas Wendel Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Right to Call a Special Mgmt For For For
Meeting
6 Ratification of Auditor Mgmt For For For
7 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
ConocoPhillips
Ticker Security ID: Meeting Date Meeting Status
COP CUSIP 20825C104 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Armitage Mgmt For For For
2 Elect Richard Auchinleck Mgmt For For For
3 Elect James Copeland, Mgmt For For For
Jr.
4 Elect Kenneth Duberstein Mgmt For For For
5 Elect Ruth Harkin Mgmt For For For
6 Elect Ryan Lance Mgmt For For For
7 Elect Mohd Hassan Mgmt For For For
Marican
8 Elect Harold McGraw III Mgmt For Against Against
9 Elect James Mulva Mgmt For For For
10 Elect Robert Niblock Mgmt For For For
11 Elect Harald Norvik Mgmt For For For
12 Elect William Reilly Mgmt For For For
13 Elect Victoria Tschinkel Mgmt For For For
14 Elect Kathryn Turner Mgmt For Against Against
15 Elect William Wade, Jr. Mgmt For Against Against
16 Ratification of Auditor Mgmt For Against Against
17 Advisory Vote on Mgmt For Against Against
Executive
Compensation
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Louisiana
Wetlands
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Adopting
Gender Identity and
Expression Anti-Bias
Policy
________________________________________________________________________________
Cooper Industries Plc
Ticker Security ID: Meeting Date Meeting Status
CBE CUSIP G24140108 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ivor Evans Mgmt For Against Against
2 Elect Kirk Hachigian Mgmt For For For
3 Elect Lawrence Kingsley Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Authority of Mgmt For For For
Subsidiaries to
Repurchase
Shares
8 Authority to Set Price Mgmt For For For
of Reissued Treasury
Shares
________________________________________________________________________________
Corn Products International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CPO CUSIP 219023108 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Almeida Mgmt For For For
1.2 Elect Luis Mgmt For Withhold Against
Aranguren-Trellez
1.3 Elect Paul Hanrahan Mgmt For For For
1.4 Elect Wayne Hewett Mgmt For For For
1.5 Elect Gregory Kenny Mgmt For For For
1.6 Elect James Ringler Mgmt For For For
2 Company Name Change Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CSX Corporation
Ticker Security ID: Meeting Date Meeting Status
CSX CUSIP 126408103 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donna Alvarado Mgmt For For For
2 Elect John Breaux Mgmt For For For
3 Elect Pamela Carter Mgmt For For For
4 Elect Steven Halverson Mgmt For For For
5 Elect Edward Kelly, III Mgmt For For For
6 Elect Gilbert Lamphere Mgmt For For For
7 Elect John McPherson Mgmt For For For
8 Elect Timothy O'Toole Mgmt For For For
9 Elect David Ratcliffe Mgmt For For For
10 Elect Donald Shepard Mgmt For For For
11 Elect Michael Ward Mgmt For For For
12 Elect J.C. Watts, Jr. Mgmt For For For
13 Elect J. Steven Whisler Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Danaher Corporation
Ticker Security ID: Meeting Date Meeting Status
DHR CUSIP 235851102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mortimer Caplin Mgmt For For For
2 Elect Donald Ehrlich Mgmt For For For
3 Elect Linda Hefner Mgmt For For For
4 Elect Teri List-Stoll Mgmt For For For
5 Elect Walter Lohr, Jr. Mgmt For Against Against
6 Ratification of Auditor Mgmt For For For
7 Increase of Authorized Mgmt For For For
Common
Stock
8 Re-approve the Material Mgmt For For For
Terms of the
Performance Goals
Under the 2007
Executive Incentive
Compensation
Plan
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Charles Holliday, Mgmt For For For
Jr.
4 Elect Dipak Jain Mgmt For For For
5 Elect Clayton Jones Mgmt For For For
6 Elect Joachim Milberg Mgmt For For For
7 Elect Richard Myers Mgmt For For For
8 Elect Thomas Patrick Mgmt For For For
9 Elect Sherry Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Employee Director Mgmt For For For
Stock Ownership
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dover Corporation
Ticker Security ID: Meeting Date Meeting Status
DOV CUSIP 260003108 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Benson Mgmt For For For
2 Elect Robert Cremin Mgmt For For For
3 Elect Jean-Pierre Ergas Mgmt For For For
4 Elect Peter Francis Mgmt For For For
5 Elect Kristiane Graham Mgmt For For For
6 Elect Robert Livingston Mgmt For For For
7 Elect Richard Lochridge Mgmt For For For
8 Elect Bernard Rethore Mgmt For For For
9 Elect Michael Stubbs Mgmt For For For
10 Elect Stephen Todd Mgmt For For For
11 Elect Stephen Wagner Mgmt For For For
12 Elect Mary Winston Mgmt For For For
13 2012 Equity and Cash Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
E.I. du Pont de Nemours and Company
Ticker Security ID: Meeting Date Meeting Status
DD CUSIP 263534109 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Andreotti Mgmt For For For
2 Elect Richard Brown Mgmt For For For
3 Elect Robert Brown Mgmt For For For
4 Elect Bertrand Collomb Mgmt For For For
5 Elect Curtis Crawford Mgmt For For For
6 Elect Alexander Cutler Mgmt For For For
7 Elect Eleuthere Du Pont Mgmt For For For
8 Elect Marillyn Hewson Mgmt For For For
9 Elect Lois Juliber Mgmt For For For
10 Elect Ellen Kullman Mgmt For For For
11 Elect Lee Thomas Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Executive
Compensation
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect Myrtle Potter Mgmt For For For
11 Elect William Roper Mgmt For For For
12 Elect Samuel Skinner Mgmt For For For
13 Elect Seymour Sternberg Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Express Scripts, Inc.
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 302182100 12/21/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Exxon Mobil Corporation
Ticker Security ID: Meeting Date Meeting Status
XOM CUSIP 30231G102 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Boskin Mgmt For For For
1.2 Elect Peter Mgmt For For For
Brabeck-Letmathe
1.3 Elect Larry Faulkner Mgmt For For For
1.4 Elect Jay Fishman Mgmt For For For
1.5 Elect Henrietta Fore Mgmt For For For
1.6 Elect Kenneth Frazier Mgmt For For For
1.7 Elect William George Mgmt For For For
1.8 Elect Samuel Palmisano Mgmt For For For
1.9 Elect Steven Reinemund Mgmt For For For
1.10 Elect Rex Tillerson Mgmt For For For
1.11 Elect Edward Whitacre, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Adopting
Sexual Orientation
Anti-Bias
Policy
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Hydraulic
Fracturing
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Genuine Parts Company
Ticker Security ID: Meeting Date Meeting Status
GPC CUSIP 372460105 04/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mary Bullock Mgmt For For For
1.2 Elect Paul Donahue Mgmt For For For
1.3 Elect Jean Douville Mgmt For For For
1.4 Elect Thomas Gallagher Mgmt For For For
1.5 Elect George Guynn Mgmt For For For
1.6 Elect John Holder Mgmt For For For
1.7 Elect John Johns Mgmt For Withhold Against
1.8 Elect Michael Johns Mgmt For For For
1.9 Elect J. Hicks Lanier Mgmt For For For
1.10 Elect Robert Mgmt For For For
Loudermilk,
Jr.
1.11 Elect Wendy Needham Mgmt For For For
1.12 Elect Jerry Nix Mgmt For Withhold Against
1.13 Elect Gary Rollins Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane Greene Mgmt For For For
1.6 Elect John Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Establish Class C Mgmt For Against Against
Capital
Stock
4 Increase in Authorized Mgmt For Against Against
Shares of Class A
Common
Stock
5 Adopt Article Mgmt For Against Against
Amendments to Ensure
the Fair Treatment of
Class A Common
Stock
6 2012 Stock Plan Mgmt For Against Against
7 2012 Incentive Mgmt For Against Against
Compensation
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Arbitration
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect S. Malcolm Gillis Mgmt For Against Against
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect J. Landis Martin Mgmt For Against Against
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the Stock Mgmt For For For
and Incentive
Plan
________________________________________________________________________________
Helmerich & Payne, Inc.
Ticker Security ID: Meeting Date Meeting Status
HP CUSIP 423452101 03/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald Robillard, Mgmt For For For
Jr.
1.2 Elect Francis Rooney Mgmt For For For
1.3 Elect Edward Rust, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Authority to Remove Mgmt For For For
Directors With or
Without
Cause
________________________________________________________________________________
Hubbell Incorporated
Ticker Security ID: Meeting Date Meeting Status
HUB.A CUSIP 443510201 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Good Mgmt For For For
1.2 Elect Anthony Guzzi Mgmt For For For
1.3 Elect Neal Keating Mgmt For For For
1.4 Elect John Malloy Mgmt For For For
1.5 Elect Andrew McNally, IV Mgmt For For For
1.6 Elect Timothy Powers Mgmt For For For
1.7 Elect G. Jackson Mgmt For For For
Ratcliffe
1.8 Elect Carlos Rodriguez Mgmt For For For
1.9 Elect John Russell Mgmt For For For
1.10 Elect Richard Swift Mgmt For For For
1.11 Elect Daniel Van Riper Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy Bryant Mgmt For For For
3 Elect Susan Decker Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Elect Reed Hundt Mgmt For For For
6 Elect Paul Otellini Mgmt For For For
7 Elect James Plummer Mgmt For For For
8 Elect David Pottruck Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano
Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Archer Mgmt For For For
1.2 Elect Mark Vergnano Mgmt For For For
1.3 Elect Richard Goodman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Jos. A. Bank Clothiers, Inc.
Ticker Security ID: Meeting Date Meeting Status
JOSB CUSIP 480838101 06/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Giordano Mgmt For For For
2 Elect William Herron Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Gremp Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan
Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
Kimberly-Clark Corporation
Ticker Security ID: Meeting Date Meeting Status
KMB CUSIP 494368103 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Alm Mgmt For For For
2 Elect John Bergstrom Mgmt For For For
3 Elect Abelardo Bru Mgmt For For For
4 Elect Robert Decherd Mgmt For For For
5 Elect Thomas Falk Mgmt For For For
6 Elect Fabian Garcia Mgmt For For For
7 Elect Mae Jemison Mgmt For For For
8 Elect James Jenness Mgmt For For For
9 Elect Nancy Karch Mgmt For For For
10 Elect Ian Read Mgmt For For For
11 Elect Linda Johnson Rice Mgmt For For For
12 Elect Marc Shapiro Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Laboratory Corporation of America Holdings
Ticker Security ID: Meeting Date Meeting Status
LH CUSIP 50540R409 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David King Mgmt For For For
2 Elect Kerrii Anderson Mgmt For For For
3 Elect Jean-Luc Belingard Mgmt For For For
4 Elect N. Anthony Coles, Mgmt For For For
Jr.
5 Elect Wendy Lane Mgmt For For For
6 Elect Thomas Mac Mahon Mgmt For For For
7 Elect Robert Mgmt For For For
Mittelstaedt,
Jr.
8 Elect Arthur Rubenstein Mgmt For For For
9 Elect M. Keith Weikel Mgmt For For For
10 Elect R. Sanders Mgmt For For For
Williams
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2012 Omnibus Incentive Mgmt For For For
Plan
13 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lincare Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LNCR CUSIP 532791100 05/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Byrnes Mgmt For For For
1.2 Elect Stuart Altman Mgmt For For For
1.3 Elect Chester Black Mgmt For Withhold Against
1.4 Elect Angela Bryant Mgmt For For For
1.5 Elect Frank Byrne Mgmt For For For
1.6 Elect William Miller III Mgmt For For For
1.7 Elect Ellen Zane Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lowe's Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
LOW CUSIP 548661107 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect David Bernauer Mgmt For For For
1.3 Elect Leonard Berry Mgmt For For For
1.4 Elect Peter Browning Mgmt For Withhold Against
1.5 Elect Richard Dreiling Mgmt For For For
1.6 Elect Dawn Hudson Mgmt For For For
1.7 Elect Robert Johnson Mgmt For For For
1.8 Elect Marshall Larsen Mgmt For Withhold Against
1.9 Elect Richard Lochridge Mgmt For For For
1.10 Elect Robert Niblock Mgmt For For For
1.11 Elect Eric Wiseman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Shareholder
Approval of Severance
Agreements
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect C. Angela Bontempo Mgmt For For For
1.3 Elect Robert Brady Mgmt For Withhold Against
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Mark Czarnecki Mgmt For For For
1.6 Elect Gary Geisel Mgmt For For For
1.7 Elect Patrick Hodgson Mgmt For For For
1.8 Elect Richard King Mgmt For Withhold Against
1.9 Elect Jorge Pereira Mgmt For For For
1.10 Elect Michael Pinto Mgmt For For For
1.11 Elect Melinda Rich Mgmt For For For
1.12 Elect Robert Sadler, Jr. Mgmt For For For
1.13 Elect Herbert Washington Mgmt For For For
1.14 Elect Robert Wilmers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Mgmt For For For
Hernandez,
Jr.
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Elect Donald Thompson Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2012 Omnibus Stock Mgmt For For For
Ownership
Plan
8 Declassification of the Mgmt For For For
Board of
Directors
9 Right to Call Special Mgmt For For For
Meetings
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood
Obesity
________________________________________________________________________________
Medtronic, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDT CUSIP 585055106 08/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Anderson Mgmt For For For
1.2 Elect David Calhoun Mgmt For Withhold Against
1.3 Elect Victor Dzau Mgmt For For For
1.4 Elect Omar Ishrak Mgmt For For For
1.5 Elect Shirley Jackson Mgmt For For For
1.6 Elect James Lenehan Mgmt For For For
1.7 Elect Denise O'Leary Mgmt For For For
1.8 Elect Kendall Powell Mgmt For Withhold Against
1.9 Elect Robert Pozen Mgmt For For For
1.10 Elect Jean-Pierre Rosso Mgmt For For For
1.11 Elect Jack Schuler Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roy Bostock Mgmt For For For
2 Elect Erskine Bowles Mgmt For For For
3 Elect Howard Davies Mgmt For For For
4 Elect James Gorman Mgmt For For For
5 Elect C. Robert Kidder Mgmt For For For
6 Elect Klaus Kleinfield Mgmt For For For
7 Elect Donald Nicolaisen Mgmt For For For
8 Elect Hutham Olayan Mgmt For For For
9 Elect James Owens Mgmt For For For
10 Elect O. Griffith Sexton Mgmt For For For
11 Elect Ryosuke Tamakoshi Mgmt For For For
12 Elect Masaaki Tanaka Mgmt For For For
13 Elect Laura Tyson Mgmt For Against Against
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
16 Amendment to the Mgmt For For For
Directors' Equity
Capital Accumulation
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank Blue Mgmt For For For
2 Elect Steven Cosse Mgmt For For For
3 Elect Claiborne Deming Mgmt For For For
4 Elect Robert Hermes Mgmt For For For
5 Elect James Kelley Mgmt For For For
6 Elect Walentin Mirosh Mgmt For For For
7 Elect R. Madison Murphy Mgmt For For For
8 Elect Neal Schmale Mgmt For For For
9 Elect David Smith Mgmt For For For
10 Elect Caroline Theus Mgmt For For For
11 Elect David Wood Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2012 Long-Term Mgmt For For For
incentive
Plan
14 2012 Annual Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill Miller, Mgmt For For For
Jr.
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure
Report
________________________________________________________________________________
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
________________________________________________________________________________
Philip Morris International Inc.
Ticker Security ID: Meeting Date Meeting Status
PM CUSIP 718172109 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Harold Brown Mgmt For For For
2 Elect Mathis Mgmt For For For
Cabiallavetta
3 Elect Louis Camilleri Mgmt For For For
4 Elect J. Dudley Fishburn Mgmt For For For
5 Elect Jennifer Li Mgmt For For For
6 Elect Graham Mackay Mgmt For For For
7 Elect Sergio Marchionne Mgmt For Against Against
8 Elect Kalpana Morparia Mgmt For For For
9 Elect Lucio Noto Mgmt For For For
10 Elect Robert Polet Mgmt For For For
11 Elect Carlos Slim Helu Mgmt For For For
12 Elect Stephen Wolf Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2012 Performance Mgmt For For For
Incentive
Plan
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Ethics
Committee
________________________________________________________________________________
PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect Kay James Mgmt For For For
5 Elect Richard Kelson Mgmt For For For
6 Elect Bruce Lindsay Mgmt For For For
7 Elect Anthony Massaro Mgmt For For For
8 Elect Jane Pepper Mgmt For For For
9 Elect James Rohr Mgmt For Against Against
10 Elect Donald Shepard Mgmt For For For
11 Elect Lorene Steffes Mgmt For For For
12 Elect Dennis Strigl Mgmt For For For
13 Elect Thomas Usher Mgmt For For For
14 Elect George Walls, Jr. Mgmt For For For
15 Elect Helge Wehmeier Mgmt For For For
16 Ratification of Auditor Mgmt For For For
17 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPG Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PPG CUSIP 693506107 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Bunch Mgmt For For For
1.2 Elect Robert Ripp Mgmt For For For
1.3 Elect Thomas Usher Mgmt For For For
1.4 Elect David Whitwam Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Bernthal Mgmt For For For
1.2 Elect John Conway Mgmt For For For
1.3 Elect Steven Elliot Mgmt For For For
1.4 Elect Louise Goeser Mgmt For For For
1.5 Elect Stuart Graham Mgmt For For For
1.6 Elect Stuart Heydt Mgmt For For For
1.7 Elect Raja Rajamannar Mgmt For For For
1.8 Elect Craig Rogerson Mgmt For For For
1.9 Elect William Spence Mgmt For For For
1.10 Elect Natica von Althann Mgmt For For For
1.11 Elect Keith Williamson Mgmt For For For
2 2012 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Praxair, Inc.
Ticker Security ID: Meeting Date Meeting Status
PX CUSIP 74005P104 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Angel Mgmt For For For
1.2 Elect Oscar Bernardes Mgmt For For For
1.3 Elect Bret Clayton Mgmt For For For
1.4 Elect Nance Dicciani Mgmt For For For
1.5 Elect Edward Galante Mgmt For For For
1.6 Elect Claire Gargalli Mgmt For For For
1.7 Elect Ira Hall Mgmt For For For
1.8 Elect Raymond LeBoeuf Mgmt For For For
1.9 Elect Larry McVay Mgmt For For For
1.10 Elect Wayne Smith Mgmt For For For
1.11 Elect Robert Wood Mgmt For For For
2 Right to Call a Special Mgmt For For For
Meeting
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Baltimore Mgmt For For For
Jr.
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Mgmt For For For
Hund-Mejean
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Paul Jacobs Mgmt For For For
1.7 Elect Robert Kahn Mgmt For For For
1.8 Elect Sherry Lansing Mgmt For For For
1.9 Elect Duane Nelles Mgmt For For For
1.10 Elect Francisco Ros Mgmt For For For
1.11 Elect Brent Scowcroft Mgmt For For For
1.12 Elect Marc Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Plurality Voting
Standard for Election
of
Directors
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph Hake Mgmt For For For
1.2 Elect Terrell Crews Mgmt For For For
1.3 Elect Timothy Bernlohr Mgmt For For For
1.4 Elect James Rubright Mgmt For For For
1.5 Elect Bettina Whyte Mgmt For For For
1.6 Elect James Young Mgmt For For For
2 Amendment to the Mgmt For For For
Omnibus Stock
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Boeckmann Mgmt For Against Against
2 Elect James Brocksmith, Mgmt For For For
Jr.
3 Elect Donald Felsinger Mgmt For For For
4 Elect Wilford Godbold, Mgmt For For For
Jr.
5 Elect William Jones Mgmt For For For
6 Elect William Ouchi Mgmt For Against Against
7 Elect Debra Reed Mgmt For For For
8 Elect Carlos Ruiz Mgmt For For For
Sacristan
9 Elect William Rusnack Mgmt For Against Against
10 Elect William Rutledge Mgmt For Against Against
11 Elect Lynn Schenk Mgmt For For For
12 Elect Luis Tellez Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Short Mgmt For For For
Term Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Electronic
Waste
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Pamela Patsley Mgmt For For For
5 Elect Robert Sanchez Mgmt For For For
6 Elect Wayne Sanders Mgmt For For For
7 Elect Ruth Simmons Mgmt For For For
8 Elect Richard Templeton Mgmt For For For
9 Elect Christine Whitman Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd Blankfein Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect Stephen Friedman Mgmt For For For
6 Elect William George Mgmt For For For
7 Elect James Johnson Mgmt For Against Against
8 Elect Lakshmi Mittal Mgmt For For For
9 Elect James Schiro Mgmt For For For
10 Elect Debra Spar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Susan Mgmt For For For
Desmond-Hellmann
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney,
Jr.
7 Elect Johnathan Rodgers Mgmt For For For
8 Elect Margaret Whitman Mgmt For For For
9 Elect Mary Wilderotter Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Technical Amendments Mgmt For For For
Regarding Preferred
Stock
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditure
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Baranco Mgmt For For For
2 Elect Jon Boscia Mgmt For For For
3 Elect Henry Clark III Mgmt For For For
4 Elect Thomas Fanning Mgmt For For For
5 Elect H. William Mgmt For For For
Habermeyer,
Jr.
6 Elect Veronica Hagen Mgmt For For For
7 Elect Warren Hood, Jr. Mgmt For For For
8 Elect Donald James Mgmt For Against Against
9 Elect Dale Klein Mgmt For For For
10 Elect William Smith, Jr. Mgmt For For For
11 Elect Steven Specker Mgmt For For For
12 Elect Larry Thompson Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Coal Combustion
Waste
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose Alvarez Mgmt For For For
3 Elect Alan Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David Ching Mgmt For For For
6 Elect Michael Hines Mgmt For For For
7 Elect Amy Lane Mgmt For For For
8 Elect Carol Meyrowitz Mgmt For For For
9 Elect John O'Brien Mgmt For For For
10 Elect Willow Shire Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Approval of Material Mgmt For For For
Terms of Executive
Officer Performance
Goals Under Cash
Incentive
Plans
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan Arnold Mgmt For Against Against
2 Elect John Chen Mgmt For Against Against
3 Elect Judith Estrin Mgmt For For For
4 Elect Robert Iger Mgmt For For For
5 Elect Fred Langhammer Mgmt For Against Against
6 Elect Aylwin Lewis Mgmt For Against Against
7 Elect Monica Lozano Mgmt For For For
8 Elect Robert Matschullat Mgmt For For For
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin Smith Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2011 Mgmt For Against Against
Stock Incentive
Plan
13 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Torchmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TMK CUSIP 891027104 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Boren Mgmt For For For
2 Elect M. Jane Buchan Mgmt For For For
3 Elect Robert Ingram Mgmt For For For
4 Elect Mark McAndrew Mgmt For For For
5 Elect Sam Perry Mgmt For For For
6 Elect Lamar Smith Mgmt For For For
7 Elect Paul Zucconi Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tupperware Brands Corporation
Ticker Security ID: Meeting Date Meeting Status
TUP CUSIP 899896104 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Catherine Bertini Mgmt For For For
2 Elect Susan Cameron Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect E. V. Goings Mgmt For For For
5 Elect Joe Lee Mgmt For For For
6 Elect Angel Martinez Mgmt For For For
7 Elect Antonio Monteiro Mgmt For For For
de
Castro
8 Elect Robert Murray Mgmt For For For
9 Elect David Parker Mgmt For For For
10 Elect Joyce Roche Mgmt For For For
11 Elect M. Anne Szostak Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
U.S. Bancorp
Ticker Security ID: Meeting Date Meeting Status
USB CUSIP 902973304 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas Baker, Jr. Mgmt For For For
2 Elect Y. Marc Belton Mgmt For For For
3 Elect Victoria Buyniski Mgmt For For For
Gluckman
4 Elect Arthur Collins, Mgmt For Against Against
Jr.
5 Elect Richard Davis Mgmt For For For
6 Elect Roland Hernandez Mgmt For For For
7 Elect Joel Johnson Mgmt For For For
8 Elect Olivia Kirtley Mgmt For For For
9 Elect Jerry Levin Mgmt For For For
10 Elect David O'Maley Mgmt For For For
11 Elect O'Dell Owens Mgmt For For For
12 Elect Craig Schnuck Mgmt For For For
13 Elect Patrick Stokes Mgmt For For For
14 Elect Doreen Woo Ho Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Lon Greenberg Mgmt For For For
1.3 Elect Marvin Schlanger Mgmt For For For
1.4 Elect Anne Pol Mgmt For For For
1.5 Elect Ernest Jones Mgmt For For For
1.6 Elect John Walsh Mgmt For For For
1.7 Elect Roger Vincent Mgmt For For For
1.8 Elect M. Shawn Puccio Mgmt For For For
1.9 Elect Richard Gochnauer Mgmt For For For
1.10 Elect Frank Hermance Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew Card, Jr. Mgmt For For For
2 Elect Erroll Davis, Jr. Mgmt For For For
3 Elect Thomas Donohue Mgmt For For For
4 Elect Archie Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect Charles Krulak Mgmt For For For
7 Elect Michael McCarthy Mgmt For For For
8 Elect Michael McConnell Mgmt For For For
9 Elect Thomas McLarty III Mgmt For For For
10 Elect Steven Rogel Mgmt For For For
11 Elect Jose Villarreal Mgmt For For For
12 Elect James Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie Gorelick Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Ellen Kullman Mgmt For For For
7 Elect Richard McCormick Mgmt For For For
8 Elect Harold McGraw III Mgmt For For For
9 Elect Richard Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For For For
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Whitman Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald Calgaard Mgmt For For For
2 Elect Jerry Choate Mgmt For Against Against
3 Elect Ruben Escobedo Mgmt For Against Against
4 Elect William Klesse Mgmt For For For
5 Elect Bob Marbut Mgmt For Against Against
6 Elect Donald Nickles Mgmt For Against Against
7 Elect Phillip Pfeiffer Mgmt For For For
8 Elect Robert Profusek Mgmt For Against Against
9 Elect Susan Purcell Mgmt For For For
10 Elect Stephen Waters Mgmt For For For
11 Elect Randall Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For Against Against
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Safety
Report
________________________________________________________________________________
Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Allen Mgmt For For For
1.2 Elect John Bode Mgmt For For For
1.3 Elect Jeffrey Curler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Varian Medical Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VAR CUSIP 92220P105 02/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Guertin Mgmt For For For
1.2 Elect David Illingworth Mgmt For For For
1.3 Elect Ruediger Mgmt For For For
Naumann-Etienne
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wal-Mart Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
WMT CUSIP 931142103 06/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Aida Alvarez Mgmt For Against Against
2 Elect James Breyer Mgmt For For For
3 Elect M. Michele Burns Mgmt For Against Against
4 Elect James Cash, Jr. Mgmt For Against Against
5 Elect Roger Corbett Mgmt For For For
6 Elect Douglas Daft Mgmt For For For
7 Elect Michael Duke Mgmt For Against Against
8 Elect Marissa Mayer Mgmt For For For
9 Elect Gregory Penner Mgmt For For For
10 Elect Steven Reinemund Mgmt For For For
11 Elect H. Lee Scott, Jr. Mgmt For Against Against
12 Elect Arne Sorenson Mgmt For Against Against
13 Elect Jim Walton Mgmt For For For
14 Elect S. Robson Walton Mgmt For For For
15 Elect Christopher Mgmt For Against Against
Williams
16 Elect Linda Wolf Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Director
Qualifications
21 Shareholder Proposal ShrHoldr Against Against For
Regarding an Incentive
Compensation
Report
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Baker II Mgmt For Against Against
2 Elect Elaine Chao Mgmt For For For
3 Elect John Chen Mgmt For For For
4 Elect Lloyd Dean Mgmt For For For
5 Elect Susan Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald James Mgmt For Against Against
8 Elect Cynthia Milligan Mgmt For Against Against
9 Elect Nicholas Moore Mgmt For For For
10 Elect Federico Pena Mgmt For For For
11 Elect Philip Quigley Mgmt For Against Against
12 Elect Judith Runstad Mgmt For For For
13 Elect Stephen Sanger Mgmt For For For
14 Elect John Stumpf Mgmt For For For
15 Elect Susan Swenson Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Cumulative
Voting in Contested
Elections
20 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Review of Controls
Related to Loans,
Foreclosures and
Securitizations
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail Boudreaux Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Benjamin Fowke III Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Mgmt For For For
Policinski
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James Sheppard Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy Wolf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Mgmt For For For
Cumulative
Voting
14 Amendments to Articles Mgmt For For For
of Incorporation
Regarding Terms of
Preferred
Stock
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
Item 16: Proxy Voting Record
Registrant: ICON Funds
Fund Name: ICON Utilities Fund
Report Period: 07/01/2011 - 06/30/2012
________________________________________________________________________________
AGL Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
GAS CUSIP 001204106 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandra Bane Mgmt For For For
1.2 Elect Thomas Bell, Jr. Mgmt For For For
1.3 Elect Norman Bobins Mgmt For For For
1.4 Elect Charles Crisp Mgmt For For For
1.5 Elect Brenda Gaines Mgmt For Withhold Against
1.6 Elect Arthur Johnson Mgmt For For For
1.7 Elect Wyck Knox, Jr. Mgmt For For For
1.8 Elect Dennis Love Mgmt For For For
1.9 Elect Charles McTier Mgmt For For For
1.10 Elect Dean O'Hare Mgmt For For For
1.11 Elect Armando Olivera Mgmt For Withhold Against
1.12 Elect John Rau Mgmt For For For
1.13 Elect James Rubright Mgmt For For For
1.14 Elect John Somerhalder Mgmt For For For
II
1.15 Elect Bettina Whyte Mgmt For For For
1.16 Elect Henry Wolf Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Allete, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALE CUSIP 018522300 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Brekken Mgmt For For For
2 Elect Kathryn Dindo Mgmt For For For
3 Elect Heidi Eddins Mgmt For For For
4 Elect Sidney Emery, Jr. Mgmt For For For
5 Elect James Haines, Jr. Mgmt For For For
6 Elect Alan Hodnik Mgmt For For For
7 Elect James Hoolihan Mgmt For For For
8 Elect Madeleine Ludlow Mgmt For For For
9 Elect Douglas Neve Mgmt For For For
10 Elect Leonard Rodman Mgmt For For For
11 Elect Bruce Stender Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas Atkins Mgmt For For For
2 Elect David Anderson Mgmt For For For
3 Elect James Cordes Mgmt For For For
4 Elect Ralph Crosby, Jr. Mgmt For For For
5 Elect Linda Goodspeed Mgmt For For For
6 Elect Thomas Hoaglin Mgmt For For For
7 Elect Michael Morris Mgmt For For For
8 Elect Richard Notebaert Mgmt For For For
9 Elect Lionel Nowell III Mgmt For For For
10 Elect Richard Sandor Mgmt For For For
11 Elect Sara Tucker Mgmt For For For
12 Elect John Turner Mgmt For For For
13 Senior Officer Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kim Cocklin Mgmt For For For
2 Elect Richard Douglas Mgmt For For For
3 Elect Ruben Esquivel Mgmt For For For
4 Elect Richard Gordon Mgmt For For For
5 Elect Thomas Meredith Mgmt For For For
6 Elect Nancy Quinn Mgmt For For For
7 Elect Stephen Springer Mgmt For For For
8 Elect Richard Ware II Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dominion Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
D CUSIP 25746U109 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Barr Mgmt For For For
2 Elect Peter Brown Mgmt For For For
3 Elect Helen Dragas Mgmt For For For
4 Elect Thomas Farrell II Mgmt For For For
5 Elect John Harris Mgmt For For For
6 Elect Robert Jepson, Jr. Mgmt For For For
7 Elect Mark Kington Mgmt For For For
8 Elect Frank Royal Mgmt For For For
9 Elect Robert Spilman, Mgmt For For For
Jr.
10 Elect David Wollard Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding
Establishment of 15%
Renewable Energy
Goal
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Renewable
Energy Policy
Options
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Impact of Plant
Closures
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mountaintop
Removal Coal
Mining
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Natural
Gas
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Board Review
of Nuclear Safety
Policies
________________________________________________________________________________
DTE Energy Company
Ticker Security ID: Meeting Date Meeting Status
DTE CUSIP 233331107 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerard Anderson Mgmt For For For
1.2 Elect Charles McClure, Mgmt For For For
Jr.
1.3 Elect Eugene Miller Mgmt For For For
1.4 Elect Charles Pryor, Jr. Mgmt For For For
1.5 Elect Ruth Shaw Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2006 Mgmt For Against Against
Long-Term Incentive
Plan
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
and Reducing
Greenhouse Gas
Emissions
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 264399 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Barnet III Mgmt For For For
1.2 Elect G. Alex Mgmt For For For
Bernhardt,
Sr.
1.3 Elect Michael Browning Mgmt For For For
1.4 Elect Daniel DiMicco Mgmt For For For
1.5 Elect John Forsgren Mgmt For For For
1.6 Elect Ann Maynard Gray Mgmt For For For
1.7 Elect James Hance, Jr. Mgmt For For For
1.8 Elect E. James Reinsch Mgmt For For For
1.9 Elect James Rhodes Mgmt For For For
1.10 Elect James Rogers Mgmt For For For
1.11 Elect Philip Sharp Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Reduce the
Supermajority
Requirement
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Coal
Risk
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Duke Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
DUK CUSIP 26441C105 08/23/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reverse Stock Split Mgmt For For For
2 Merger Mgmt For For For
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen Bateman Mgmt For For For
2 Elect Gary Edwards Mgmt For For For
3 Elect Alexis Herman Mgmt For For For
4 Elect Donald Hintz Mgmt For For For
5 Elect J. Wayne Leonard Mgmt For For For
6 Elect Stuart Levenick Mgmt For For For
7 Elect Blanche Lincoln Mgmt For For For
8 Elect Stewart Myers Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 04/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Canning Jr. Mgmt For For For
2 Elect Christopher Crane Mgmt For For For
3 Elect M. Walter Mgmt For For For
D'Alessio
4 Elect Nicholas Mgmt For For For
DeBenedictis
5 Elect Nelson Diaz Mgmt For For For
6 Elect Sue Ling Gin Mgmt For For For
7 Elect Rosemarie Greco Mgmt For For For
8 Elect Paul Joskow Mgmt For For For
9 Elect Richard Mies Mgmt For For For
10 Elect John Palms Mgmt For For For
11 Elect William Richardson Mgmt For For For
12 Elect Thomas Ridge Mgmt For For For
13 Elect John Rogers, Jr. Mgmt For For For
14 Elect John Rowe Mgmt For For For
15 Elect Stephen Steinour Mgmt For For For
16 Elect Donald Thompson Mgmt For For For
17 Elect Ann Berzin Mgmt For For For
18 Elect Yves de Balmann Mgmt For For For
19 Elect Robert Lawless Mgmt For For For
20 Elect Mayo Shattuck III Mgmt For For For
21 Ratification of Auditor Mgmt For For For
22 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exelon Corporation
Ticker Security ID: Meeting Date Meeting Status
EXC CUSIP 30161N101 11/17/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Integrys Energy Group Inc.
Ticker Security ID: Meeting Date Meeting Status
TEG CUSIP 45822P105 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Bailey Mgmt For For For
1.2 Elect William Brodsky Mgmt For For For
1.3 Elect Albert Budney, Jr. Mgmt For For For
1.4 Elect Pastora San Juan Mgmt For For For
Cafferty
1.5 Elect Ellen Carnahan Mgmt For For For
1.6 Elect Michelle Collins Mgmt For For For
1.7 Elect Kathryn Mgmt For For For
Hasselblad-Pascale
1.8 Elect John Higgins Mgmt For For For
1.9 Elect Paul Jones Mgmt For For For
1.10 Elect Holly Koeppel Mgmt For For For
1.11 Elect Michael Lavin Mgmt For For For
1.12 Elect William Protz, Jr. Mgmt For For For
1.13 Elect Charles Schrock Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Laclede Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LG CUSIP 505597104 01/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Arnold Donald Mgmt For For For
1.2 Elect Anthony Leness Mgmt For For For
1.3 Elect William Nasser Mgmt For For For
1.4 Elect Suzanne Sitherwood Mgmt For For For
2 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
MDU Resources Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDU CUSIP 552690109 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Everist Mgmt For For For
2 Elect Karen Fagg Mgmt For For For
3 Elect Terry Hildestad Mgmt For For For
4 Elect A. Bart Holaday Mgmt For For For
5 Elect Dennis Johnson Mgmt For For For
6 Elect Thomas Knudson Mgmt For For For
7 Elect Richard Lewis Mgmt For For For
8 Elect Patricia Moss Mgmt For For For
9 Elect Harry Pearce Mgmt For For For
10 Elect John Wilson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
NextEra Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEE CUSIP 65339F101 05/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sherry Barrat Mgmt For For For
2 Elect Robert Beall II Mgmt For For For
3 Elect James Camaren Mgmt For For For
4 Elect Kenneth Dunn Mgmt For For For
5 Elect J. Brian Ferguson Mgmt For For For
6 Elect Lewis Hay, III Mgmt For For For
7 Elect Toni Jennings Mgmt For For For
8 Elect Oliver Kingsley, Mgmt For For For
Jr.
9 Elect Rudy Schupp Mgmt For For For
10 Elect William Swanson Mgmt For For For
11 Elect Michael Thaman Mgmt For For For
12 Elect Hansel Tookes II Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northwest Natural Gas Company
Ticker Security ID: Meeting Date Meeting Status
NWN CUSIP 667655104 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy Boyle Mgmt For For For
1.2 Elect Mark Dodson Mgmt For For For
1.3 Elect George Puentes Mgmt For For For
2 Amendment to the Long Mgmt For For For
Term Incentive Plan
and Termination of the
Restated Stock Option
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NorthWestern Corporation
Ticker Security ID: Meeting Date Meeting Status
NWE CUSIP 668074305 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Adik Mgmt For For For
1.2 Elect Dorothy Bradley Mgmt For For For
1.3 Elect E. Linn Draper, Mgmt For For For
Jr.
1.4 Elect Dana Dykhouse Mgmt For For For
1.5 Elect Julia Johnson Mgmt For For For
1.6 Elect Philip Maslowe Mgmt For For For
1.7 Elect Denton Peoples Mgmt For For For
1.8 Elect Robert Rowe Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pepco Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
POM CUSIP 713291102 05/18/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Dunn, IV Mgmt For For For
1.2 Elect Terence Golden Mgmt For For For
1.3 Elect Patrick Harker Mgmt For For For
1.4 Elect Frank Heintz Mgmt For For For
1.5 Elect Barbara Krumsiek Mgmt For For For
1.6 Elect George MacCormack Mgmt For For For
1.7 Elect Lawrence Nussdorf Mgmt For For For
1.8 Elect Patricia Oelrich Mgmt For For For
1.9 Elect Joseph Rigby Mgmt For For For
1.10 Elect Frank Ross Mgmt For For For
1.11 Elect Pauline Schneider Mgmt For For For
1.12 Elect Lester Silverman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2012 Long-Term Mgmt For For For
Incentive
Plan
4 Amendment to the Pepco Mgmt For For For
Holdings, Inc.
Long-Term Incentive
Plan
5 Amendment to the Annual Mgmt For For For
Executive Incentive
Compensation
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PG&E Corporation
Ticker Security ID: Meeting Date Meeting Status
PCG CUSIP 69331C108 05/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Andrews Mgmt For For For
2 Elect Lewis Chew Mgmt For For For
3 Elect C. Lee Cox Mgmt For For For
4 Elect Anthony Earley, Mgmt For For For
Jr.
5 Elect Fred Fowler Mgmt For For For
6 Elect Maryellen Mgmt For Against Against
Herringer
7 Elect Roger Kimmel Mgmt For For For
8 Elect Richard Meserve Mgmt For For For
9 Elect Forrest Miller Mgmt For For For
10 Elect Rosendo Parra Mgmt For For For
11 Elect Barbara Rambo Mgmt For For For
12 Elect Barry Williams Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Removing
Sexual Orientation
from Anti-Bias
Policy
________________________________________________________________________________
Piedmont Natural Gas Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNY CUSIP 720186105 03/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E. James Burton Mgmt For For For
1.2 Elect John Harris Mgmt For For For
1.3 Elect Aubrey Harwell, Mgmt For For For
Jr.
1.4 Elect David Shi Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to Articles Mgmt For For For
of Incorporation to
Reduce Supermajority
Voting
Requirement
4 Amendment to Bylaws to Mgmt For For For
Reduce Supermajority
Voting
Requirement
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PPL Corporation
Ticker Security ID: Meeting Date Meeting Status
PPL CUSIP 69351T106 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frederick Bernthal Mgmt For For For
1.2 Elect John Conway Mgmt For For For
1.3 Elect Steven Elliot Mgmt For For For
1.4 Elect Louise Goeser Mgmt For For For
1.5 Elect Stuart Graham Mgmt For For For
1.6 Elect Stuart Heydt Mgmt For For For
1.7 Elect Raja Rajamannar Mgmt For For For
1.8 Elect Craig Rogerson Mgmt For For For
1.9 Elect William Spence Mgmt For For For
1.10 Elect Natica von Althann Mgmt For For For
1.11 Elect Keith Williamson Mgmt For For For
2 2012 Stock Incentive Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert Gamper, Jr. Mgmt For For For
2 Elect Conrad Harper Mgmt For For For
3 Elect William Hickey Mgmt For For For
4 Elect Ralph Izzo Mgmt For For For
5 Elect Shirley Jackson Mgmt For For For
6 Elect David Lilley Mgmt For For For
7 Elect Thomas Renyi Mgmt For For For
8 Elect Hak Cheol Shin Mgmt For For For
9 Elect Richard Swift Mgmt For For For
10 Elect Susan Tomasky Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SCANA Corporation
Ticker Security ID: Meeting Date Meeting Status
SCG CUSIP 80589M102 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Bennett Mgmt For For For
1.2 Elect Lynne Miller Mgmt For For For
1.3 Elect James Roquemore Mgmt For For For
1.4 Elect Maceo Sloan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Sempra Energy
Ticker Security ID: Meeting Date Meeting Status
SRE CUSIP 816851109 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Boeckmann Mgmt For Against Against
2 Elect James Brocksmith, Mgmt For For For
Jr.
3 Elect Donald Felsinger Mgmt For For For
4 Elect Wilford Godbold, Mgmt For For For
Jr.
5 Elect William Jones Mgmt For For For
6 Elect William Ouchi Mgmt For Against Against
7 Elect Debra Reed Mgmt For For For
8 Elect Carlos Ruiz Mgmt For For For
Sacristan
9 Elect William Rusnack Mgmt For Against Against
10 Elect William Rutledge Mgmt For Against Against
11 Elect Lynn Schenk Mgmt For For For
12 Elect Luis Tellez Mgmt For Against Against
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chair
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Linking
Executive Pay to
Sustainability
________________________________________________________________________________
TECO Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
TE CUSIP 872375100 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect DuBose Ausley Mgmt For Against Against
2 Elect Evelyn Follit Mgmt For For For
3 Elect Sherrill Hudson Mgmt For For For
4 Elect Joseph Lacher Mgmt For For For
5 Elect Loretta Penn Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Shareholder Proposal ShrHoldr Against Against For
Regarding Adopting
Sexual Orientation
Anti-Bias
Policy
________________________________________________________________________________
The Southern Company
Ticker Security ID: Meeting Date Meeting Status
SO CUSIP 842587107 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Juanita Baranco Mgmt For For For
2 Elect Jon Boscia Mgmt For For For
3 Elect Henry Clark III Mgmt For For For
4 Elect Thomas Fanning Mgmt For For For
5 Elect H. William Mgmt For For For
Habermeyer,
Jr.
6 Elect Veronica Hagen Mgmt For For For
7 Elect Warren Hood, Jr. Mgmt For For For
8 Elect Donald James Mgmt For Against Against
9 Elect Dale Klein Mgmt For For For
10 Elect William Smith, Jr. Mgmt For For For
11 Elect Steven Specker Mgmt For For For
12 Elect Larry Thompson Mgmt For For For
13 Elect E. Jenner Wood III Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Coal Combustion
Waste
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
UGI Corporation
Ticker Security ID: Meeting Date Meeting Status
UGI CUSIP 902681105 01/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen Ban Mgmt For For For
1.2 Elect Lon Greenberg Mgmt For For For
1.3 Elect Marvin Schlanger Mgmt For For For
1.4 Elect Anne Pol Mgmt For For For
1.5 Elect Ernest Jones Mgmt For For For
1.6 Elect John Walsh Mgmt For For For
1.7 Elect Roger Vincent Mgmt For For For
1.8 Elect M. Shawn Puccio Mgmt For For For
1.9 Elect Richard Gochnauer Mgmt For For For
1.10 Elect Frank Hermance Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vectren Corporation
Ticker Security ID: Meeting Date Meeting Status
VVC CUSIP 92240G101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl Chapman Mgmt For For For
1.2 Elect James Mgmt For For For
DeGraffenreidt,
Jr.
1.3 Elect Niel Ellerbrook Mgmt For For For
1.4 Elect John Engelbrecht Mgmt For For For
1.5 Elect Anton George Mgmt For For For
1.6 Elect Martin Jischke Mgmt For For For
1.7 Elect Robert Jones Mgmt For For For
1.8 Elect J. Timothy Mgmt For For For
McGinley
1.9 Elect R. Daniel Sadlier Mgmt For For For
1.10 Elect Michael Smith Mgmt For For For
1.11 Elect Jean Wojtowicz Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WGL Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
WGL CUSIP 92924F106 03/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Barnes Mgmt For For For
1.2 Elect George Clancy, Jr. Mgmt For For For
1.3 Elect James Dyke, Jr. Mgmt For For For
1.4 Elect Melvyn Estrin Mgmt For For For
1.5 Elect Nancy Floyd Mgmt For For For
1.6 Elect James Lafond Mgmt For For For
1.7 Elect Debra Lee Mgmt For For For
1.8 Elect Terry McCallister Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Re-Approval of the Mgmt For For For
Omnibus Incentive
Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 SHP Regarding ShrHoldr Against For Against
Cumulative
Voting
________________________________________________________________________________
Wisconsin Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
WEC CUSIP 976657106 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Bergstrom Mgmt For For For
1.2 Elect Barbara Bowles Mgmt For For For
1.3 Elect Patricia Chadwick Mgmt For For For
1.4 Elect Robert Cornog Mgmt For For For
1.5 Elect Curt Culver Mgmt For For For
1.6 Elect Thomas Fischer Mgmt For For For
1.7 Elect Gale Klappa Mgmt For For For
1.8 Elect Ulice Payne, Jr. Mgmt For For For
1.9 Elect Mary Ellen Stanek Mgmt For Withhold Against
2 Amend Articles to Adopt Mgmt For For For
Majority Vote for
Election of
Directors
3 Amend Bylaws to Adopt Mgmt For For For
Majority Vote for
Election of
Directors
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Xcel Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
XEL CUSIP 98389B100 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gail Boudreaux Mgmt For For For
2 Elect Fredric Corrigan Mgmt For For For
3 Elect Richard Davis Mgmt For For For
4 Elect Benjamin Fowke III Mgmt For For For
5 Elect Albert Moreno Mgmt For For For
6 Elect Christopher Mgmt For For For
Policinski
7 Elect A. Patricia Mgmt For For For
Sampson
8 Elect James Sheppard Mgmt For For For
9 Elect David Westerlund Mgmt For For For
10 Elect Kim Williams Mgmt For For For
11 Elect Timothy Wolf Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Elimination of Mgmt For For For
Cumulative
Voting
14 Amendments to Articles Mgmt For For For
of Incorporation
Regarding Terms of
Preferred
Stock
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board
Chairman
Item 17: Proxy Voting Record
Registrant : ICON Funds
Fund Name: ICON Bond Fund
Reporting Period: 7/1/2011 - 6/30/2012
The fund did not vote proxies relating to portfolio securities during the period
covered by this report.
"Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized."
Registrant: ICON Funds
By: /s/ Craig T. Callahan
--------------------------
Name: Craig T. Callahan
Title: President & Chairman
Date: August 30, 2012