================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------- FORM N-CSR ----------------- CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-3258 ----------------- DFA INVESTMENT DIMENSIONS GROUP INC. (Exact name of registrant as specified in charter) ----------------- 6300 Bee Cave Road, Building One, Austin, TX 78746 (Address of principal executive offices) (Zip code) ----------------- Catherine L. Newell, Esquire, Vice President and Secretary DFA Investment Dimensions Group Inc., 6300 Bee Cave Road, Building One, Austin, TX 78746 (Name and address of agent for service) ----------------- Registrant's telephone number, including area code: 512-306-7400 Date of fiscal year end: October 31 Date of reporting period: October 31, 2012 ================================================================================ ITEM 1. REPORTS TO STOCKHOLDERS. [LOGO] Dimensional ANNUAL REPORT year ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. DIMENSIONAL INVESTMENT GROUP INC. THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL EMERGING MARKETS VALUE FUND [LOGO] Dimensional Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] ANNUAL REPORT Table of Contents Page ---- Letter to Shareholders Definitions of Abbreviations and Footnotes.......................... 1 DFA Investment Dimensions Group Inc. Performance Charts............................................... 3 Management's Discussion and Analysis............................. 13 Disclosure of Fund Expenses...................................... 26 Disclosure of Portfolio Holdings................................. 31 Schedules of Investments/Summary Schedules of Portfolio Holdings. Enhanced U.S. Large Company Portfolio........................ 34 U.S. Large Cap Value Portfolio............................... 38 U.S. Targeted Value Portfolio................................ 39 U.S. Small Cap Value Portfolio............................... 42 U.S. Core Equity 1 Portfolio................................. 45 U.S. Core Equity 2 Portfolio................................. 48 U.S. Vector Equity Portfolio................................. 51 U.S. Small Cap Portfolio..................................... 54 U.S. Micro Cap Portfolio..................................... 57 DFA Real Estate Securities Portfolio......................... 60 Large Cap International Portfolio............................ 62 International Core Equity Portfolio.......................... 66 International Small Company Portfolio........................ 70 Japanese Small Company Portfolio............................. 71 Asia Pacific Small Company Portfolio......................... 71 United Kingdom Small Company Portfolio....................... 72 Continental Small Company Portfolio.......................... 72 DFA International Real Estate Securities Portfolio........... 73 DFA Global Real Estate Securities Portfolio.................. 77 DFA International Small Cap Value Portfolio.................. 78 International Vector Equity Portfolio........................ 82 World ex U.S. Value Portfolio................................ 87 Selectively Hedged Global Equity Portfolio................... 88 Emerging Markets Portfolio................................... 89 Emerging Markets Small Cap Portfolio......................... 89 Emerging Markets Value Portfolio............................. 90 Emerging Markets Core Equity Portfolio....................... 91 Statements of Assets and Liabilities............................. 96 Statements of Operations......................................... 103 Statements of Changes in Net Assets.............................. 110 Financial Highlights............................................. 119 Notes to Financial Statements.................................... 136 Report of Independent Registered Public Accounting Firm.......... 164 i Table of Contents Continued Page ---- DFA Investment Dimensions Group Inc. - DFA Commodity Strategy Portfolio Performance Chart.................................................... 165 Management's Discussion and Analysis................................. 166 Consolidated Disclosure of Fund Expenses............................. 167 Consolidated Disclosure of Portfolio Holdings........................ 168 Consolidated Schedule of Investments................................. 169 Consolidated Statement of Assets and Liabilities..................... 175 Consolidated Statement of Operations................................. 176 Consolidated Statements of Changes in Net Assets..................... 177 Consolidated Financial Highlights.................................... 178 Consolidated Notes to Financial Statements........................... 179 Report of Independent Registered Public Accounting Firm.............. 191 Dimensional Investment Group Inc. Performance Charts................................................... 192 Management's Discussion and Analysis................................. 193 Disclosure of Fund Expenses.......................................... 197 Disclosure of Portfolio Holdings..................................... 199 Schedule of Investments/Summary Schedule of Portfolio Holdings....... DFA International Value Portfolio................................ 200 U.S. Large Company Portfolio..................................... 201 Statements of Assets and Liabilities................................. 204 Statements of Operations............................................. 205 Statements of Changes in Net Assets.................................. 206 Financial Highlights................................................. 207 Notes to Financial Statements........................................ 209 Report of Independent Registered Public Accounting Firm.............. 220 The DFA Investment Trust Company Performance Charts................................................... 221 Management's Discussion and Analysis................................. 224 Disclosure of Fund Expenses.......................................... 230 Disclosure of Portfolio Holdings..................................... 232 Summary Schedules of Portfolio Holdings.............................. The U.S. Large Cap Value Series.................................. 234 The DFA International Value Series............................... 237 The Japanese Small Company Series................................ 241 The Asia Pacific Small Company Series............................ 244 The United Kingdom Small Company Series.......................... 247 The Continental Small Company Series............................. 250 The Canadian Small Company Series................................ 254 The Emerging Markets Series...................................... 257 The Emerging Markets Small Cap Series............................ 261 Statements of Assets and Liabilities................................. 265 Statements of Operations............................................. 267 Statements of Changes in Net Assets.................................. 269 Financial Highlights................................................. 272 Notes to Financial Statements........................................ 277 Report of Independent Registered Public Accounting Firm.............. 287 ii Table of Contents Continued Page ---- Dimensional Emerging Markets Value Fund Performance Chart...................................................... 288 Management's Discussion and Analysis................................... 289 Disclosure of Fund Expenses............................................ 291 Disclosure of Portfolio Holdings....................................... 292 Summary Schedule of Portfolio Holdings................................. 293 Statement of Assets and Liabilities.................................... 297 Statement of Operations................................................ 298 Statements of Changes in Net Assets.................................... 299 Financial Highlights................................................... 300 Notes to Financial Statements.......................................... 301 Report of Independent Registered Public Accounting Firm................ 309 Fund Management 310 Voting Proxies on Fund Portfolio Securities 320 Notice to Shareholders 321 This report is submitted for the information of the Funds' shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. iii [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. DIMENSIONAL INVESTMENT GROUP INC. THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL EMERGING MARKETS VALUE FUND DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES Schedules of Investments/Summary Schedules of Portfolio Holdings ----------------------------------------------------------------- Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association GDR Global Depositary Receipt P.L.C. Public Limited Company REIT Real Estate Investment Trust SPDR Standard & Poor's Depository Receipts Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. ^ Denominated in local currency or the Euro, unless otherwise noted. @ Security purchased with cash proceeds from Securities on Loan. (r) The adjustable rate shown is effective as of October 31, 2012. (g) Face Amount denominated in British Pounds. (c) Face Amount denominated in Canadian Dollars. (e) Face Amount denominated in Euro. (u) Face Amount denominated in United States Dollars. ^^ Security segregated as collateral for the Open Futures Contracts. @@ Security segregated as collateral for Swap Agreements. (S) Affiliated Fund. 1 DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES CONTINUED Financial Highlights -------------------- (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Represents the combined ratios for the respective portfolio and its respective pro-rata share of its Master Fund(s). (E) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. All Statements, Schedules and Notes to Financial Statements ----------------------------------------------------------- -- Amounts designated as -- are either zero or rounded to zero. RIC Registered Investment Company SEC Securities and Exchange Commission (a) Commencement of Operations. 2 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Enhanced U.S. Large Company Portfolio vs. S&P 500(R) Index October 31, 2002 - October 31, 2012 Enhanced U.S. Large Company BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio S&P 500(R) Index --------- ---------- ----------- ----------------- ---------- --------------------------- ---------------- 2002-10-31 2002-11-30 5.56% 5.89% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.54% -5.88% 11/2002 10555.55556 10588.59043 2002-12-31 2003-01-31 -2.59% -2.62% 12/2002 9971.066175 9966.404855 2003-01-31 2003-02-28 -1.33% -1.50% 01/2003 9713.193776 9705.285048 2003-02-28 2003-03-31 0.90% 0.97% 02/2003 9584.257576 9559.705772 2003-03-31 2003-04-30 8.33% 8.24% 03/2003 9670.791669 9652.530516 2003-04-30 2003-05-31 5.49% 5.27% 04/2003 10476.69097 10447.60945 2003-05-31 2003-06-30 1.18% 1.28% 05/2003 11052.33334 10998.094 2003-06-30 2003-07-31 1.29% 1.76% 06/2003 11182.90699 11138.8696 2003-07-31 2003-08-31 1.91% 1.95% 07/2003 11327.20256 11335.24787 2003-08-31 2003-09-30 -0.63% -1.06% 08/2003 11543.64592 11556.2852 2003-09-30 2003-10-31 5.30% 5.66% 09/2003 11470.78819 11433.55746 2003-10-31 2003-11-30 0.84% 0.88% 10/2003 12078.32048 12080.3538 2003-11-30 2003-12-31 5.49% 5.24% 11/2003 12179.57586 12186.66091 2003-12-31 2004-01-31 1.81% 1.84% 12/2003 12848.40942 12825.72941 2004-01-31 2004-02-29 1.55% 1.39% 01/2004 13080.43487 13061.14532 2004-02-29 2004-03-31 -1.41% -1.51% 02/2004 13283.45714 13242.68797 2004-03-31 2004-04-30 -2.22% -1.57% 03/2004 13096.05234 13042.85581 2004-04-30 2004-05-31 1.25% 1.37% 04/2004 12805.35195 12838.08298 2004-05-31 2004-06-30 1.77% 1.94% 05/2004 12965.23716 13014.22147 2004-06-30 2004-07-31 -3.20% -3.31% 06/2004 13194.84555 13267.21794 2004-07-31 2004-08-31 0.68% 0.40% 07/2004 12772.02729 12828.07303 2004-08-31 2004-09-30 1.00% 1.08% 08/2004 12859.50693 12879.77016 2004-09-30 2004-10-31 1.58% 1.53% 09/2004 12987.71866 13019.25807 2004-10-31 2004-11-30 3.66% 4.05% 10/2004 13192.47999 13218.19233 2004-11-30 2004-12-31 3.39% 3.40% 11/2004 13675.1317 13753.0004 2004-12-31 2005-01-31 -2.62% -2.44% 12/2004 14138.25834 14221.015 2005-01-31 2005-02-28 1.93% 2.10% 01/2005 13768.53401 13874.37776 2005-02-28 2005-03-31 -2.00% -1.77% 02/2005 14034.73553 14166.29467 2005-03-31 2005-04-30 -1.72% -1.90% 03/2005 13753.74503 13915.40959 2005-04-30 2005-05-31 3.17% 3.18% 04/2005 13517.12146 13651.43427 2005-05-31 2005-06-30 0.11% 0.14% 05/2005 13946.00168 14085.82291 2005-06-30 2005-07-31 3.29% 3.72% 06/2005 13960.69676 14105.82477 2005-07-31 2005-08-31 -0.72% -0.91% 07/2005 14420.12521 14630.56146 2005-08-31 2005-09-30 0.62% 0.81% 08/2005 14316.3833 14497.13074 2005-09-30 2005-10-31 -2.07% -1.67% 09/2005 14405.02963 14614.55749 2005-10-31 2005-11-30 3.81% 3.78% 10/2005 14106.78885 14370.93282 2005-11-30 2005-12-31 0.01% 0.04% 11/2005 14643.62226 14914.4415 2005-12-31 2006-01-31 2.69% 2.65% 12/2005 14644.65404 14919.66156 2006-01-31 2006-02-28 0.00% 0.27% 01/2006 15038.00219 15314.73419 2006-02-28 2006-03-31 1.25% 1.25% 02/2006 15038.00218 15356.23712 2006-03-31 2006-04-30 1.20% 1.34% 03/2006 15226.27444 15547.42228 2006-04-30 2006-05-31 -2.96% -2.88% 04/2006 15408.44323 15756.22416 2006-05-31 2006-06-30 0.10% 0.14% 05/2006 14953.02126 15302.76003 2006-06-30 2006-07-31 0.61% 0.62% 06/2006 14968.20199 15323.57178 2006-07-31 2006-08-31 2.32% 2.38% 07/2006 15059.28639 15418.11822 2006-08-31 2006-09-30 2.56% 2.58% 08/2006 15408.44323 15784.96351 2006-09-30 2006-10-31 3.17% 3.26% 09/2006 15803.14226 16191.74202 2006-10-31 2006-11-30 1.96% 1.90% 10/2006 16304.10643 16719.43089 2006-11-30 2006-12-31 1.34% 1.40% 11/2006 16622.90181 17037.43447 2006-12-31 2007-01-31 1.42% 1.51% 12/2006 16845.30813 17276.43134 2007-01-31 2007-02-28 -1.96% -1.96% 01/2007 17084.36169 17537.70592 2007-02-28 2007-03-31 1.14% 1.12% 02/2007 16749.6867 17194.68908 2007-03-31 2007-04-30 4.33% 4.43% 03/2007 16940.92955 17387.01168 2007-04-30 2007-05-31 3.43% 3.49% 04/2007 17674.02716 18157.17406 2007-05-31 2007-06-30 -1.74% -1.66% 05/2007 18279.62954 18790.77083 2007-06-30 2007-07-31 -3.02% -3.10% 06/2007 17960.89145 18478.59355 2007-07-31 2007-08-31 1.37% 1.50% 07/2007 17419.03669 17905.66827 2007-08-31 2007-09-30 3.72% 3.74% 08/2007 17658.09026 18174.07549 2007-09-30 2007-10-31 1.60% 1.59% 09/2007 18314.84294 18853.78591 2007-10-31 2007-11-30 -4.21% -4.18% 10/2007 18608.66395 19153.74965 2007-11-30 2007-12-31 -0.71% -0.69% 11/2007 17825.14126 18352.93137 2007-12-31 2008-01-31 -6.27% -6.00% 12/2007 17698.79021 18225.56203 2008-01-31 2008-02-29 -3.24% -3.25% 01/2008 16589.26039 17132.02831 2008-02-29 2008-03-31 -0.45% -0.43% 02/2008 16052.39112 16575.40871 2008-03-31 2008-04-30 4.70% 4.87% 03/2008 15980.80855 16503.80294 2008-04-30 2008-05-31 1.39% 1.30% 04/2008 16732.42553 17307.53814 2008-05-31 2008-06-30 -8.49% -8.43% 05/2008 16965.06888 17532.53614 2008-06-30 2008-07-31 -0.82% -0.84% 06/2008 15523.93636 16054.54334 2008-07-31 2008-08-31 1.53% 1.45% 07/2008 15397.2842 15919.52463 2008-08-31 2008-09-30 -9.21% -8.91% 08/2008 15632.49536 16149.72096 2008-09-30 2008-10-31 -17.05% -16.80% 09/2008 14193.16644 14710.61933 2008-10-31 2008-11-30 -6.80% -7.18% 10/2008 11773.0496 12239.97081 2008-11-30 2008-12-31 1.17% 1.06% 11/2008 10972.40944 11361.7529 2008-12-31 2009-01-31 -8.38% -8.43% 12/2008 11101.21756 11482.64196 2009-01-31 2009-02-28 -10.93% -10.65% 01/2009 10171.0609 10514.81106 2009-02-28 2009-03-31 9.11% 8.76% 02/2009 9058.917062 9395.193977 2009-03-31 2009-04-30 9.86% 9.57% 03/2009 9883.748938 10218.16778 2009-04-30 2009-05-31 5.98% 5.59% 04/2009 10857.91721 11196.14862 2009-05-31 2009-06-30 0.35% 0.20% 05/2009 11507.36273 11822.34921 2009-06-30 2009-07-31 7.91% 7.56% 06/2009 11547.95307 11845.75746 2009-07-31 2009-08-31 3.91% 3.61% 07/2009 12461.23583 12741.73881 2009-08-31 2009-09-30 3.93% 3.73% 08/2009 12948.31996 13201.71558 2009-09-30 2009-10-31 -1.82% -1.86% 09/2009 13457.21195 13694.4036 2009-10-31 2009-11-30 6.33% 6.00% 10/2009 13212.53537 13440.00171 2009-11-30 2009-12-31 1.72% 1.93% 11/2009 14048.51369 14246.13301 2009-12-31 2010-01-31 -3.44% -3.60% 12/2009 14290.11101 14521.3683 2010-01-31 2010-02-28 3.26% 3.10% 01/2010 13798.76049 13999.03468 2010-02-28 2010-03-31 5.89% 6.03% 02/2010 14249.16513 14432.68278 2010-03-31 2010-04-30 1.63% 1.58% 03/2010 15088.5556 15303.60859 2010-04-30 2010-05-31 -7.88% -7.99% 04/2010 15334.23086 15545.20666 2010-05-31 2010-06-30 -5.14% -5.23% 05/2010 14126.3275 14303.92191 2010-06-30 2010-07-31 7.06% 7.01% 06/2010 13400.23286 13555.1402 2010-07-31 2010-08-31 -4.44% -4.51% 07/2010 14345.64806 14504.85399 2010-08-31 2010-09-30 8.94% 8.92% 08/2010 13708.52042 13850.04686 2010-09-30 2010-10-31 3.86% 3.80% 09/2010 14934.7217 15086.08045 2010-10-31 2010-11-30 -0.13% 0.01% 10/2010 15511.51095 15660.09072 2010-11-30 2010-12-31 6.69% 6.68% 11/2010 15490.91134 15662.09521 2010-12-31 2011-01-31 2.50% 2.37% 12/2010 16527.6527 16708.8087 2011-01-31 2011-02-28 3.29% 3.43% 01/2011 16940.32817 17104.82417 2011-02-28 2011-03-31 0.00% 0.04% 02/2011 17497.44006 17690.81834 2011-03-31 2011-04-30 3.18% 2.96% 03/2011 17497.44006 17697.8416 2011-04-30 2011-05-31 -0.91% -1.13% 04/2011 18054.55195 18221.96318 2011-05-31 2011-06-30 -1.73% -1.67% 05/2011 17889.48176 18015.70878 2011-06-30 2011-07-31 -1.88% -2.03% 06/2011 17579.97515 17715.40493 2011-07-31 2011-08-31 -5.50% -5.43% 07/2011 17249.83478 17355.17988 2011-08-31 2011-09-30 -7.09% -7.03% 08/2011 16300.68119 16412.42916 2011-09-30 2011-10-31 11.04% 10.93% 09/2011 15145.18987 15258.66821 2011-10-31 2011-11-30 -0.61% -0.22% 10/2011 16816.52553 16926.33384 2011-11-30 2011-12-31 1.12% 1.02% 11/2011 16713.35666 16888.94356 2011-12-31 2012-01-31 4.69% 4.48% 12/2011 16899.76673 17061.70057 2012-01-31 2012-02-29 4.36% 4.32% 01/2012 17692.59529 17826.32068 2012-02-29 2012-03-31 3.39% 3.29% 02/2012 18464.55994 18597.14861 2012-03-31 2012-04-30 -0.55% -0.63% 03/2012 19090.47723 19209.16218 2012-04-30 2012-05-31 -6.04% -6.01% 04/2012 18986.15768 19088.60547 2012-05-31 2012-06-30 4.20% 4.12% 05/2012 17838.64266 17941.38029 2012-06-30 2012-07-31 1.69% 1.39% 06/2012 18587.12395 18680.60498 2012-07-31 2012-08-31 2.33% 2.25% 07/2012 18901.09564 18940.05976 2012-08-31 2012-09-30 2.57% 2.58% 08/2012 19340.656 19366.64291 2012-09-30 2012-10-31 -1.80% -1.85% 09/2012 19837.11143 19867.11129 10/31/2012 19480.63057 19500.27841 One Year Five Years Ten Years -------- ---------- --------- 15.84% 0.92% 6.90% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. U.S. Large Cap Value Portfolio vs. Russell 1000(R) Value Index October 31, 2002 - October 31, 2012 U.S. Large Cap Value Russell 1000(R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Value Index --------- ---------- ----------- ----------------- ---------- -------------------- --------------- 2002-10-31 2002-11-30 7.07% 6.30% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.55% -4.34% 11/2002 10706.99136 10630 2002-12-31 2003-01-31 -2.32% -2.42% 12/2002 10219.55713 10168.658 2003-01-31 2003-02-28 -2.93% -2.67% 01/2003 9982.62767 9922.576476 2003-02-28 2003-03-31 -0.47% 0.17% 02/2003 9690.414676 9657.643684 2003-03-31 2003-04-30 9.20% 8.80% 03/2003 9644.954344 9674.061679 2003-04-30 2003-05-31 6.69% 6.46% 04/2003 10531.8467 10525.37911 2003-05-31 2003-06-30 1.08% 1.25% 05/2003 11236.60937 11205.3186 2003-06-30 2003-07-31 2.52% 1.49% 06/2003 11357.48184 11345.38508 2003-07-31 2003-08-31 3.55% 1.56% 07/2003 11643.40446 11514.43132 2003-08-31 2003-09-30 -2.20% -0.98% 08/2003 12056.4038 11694.05645 2003-09-30 2003-10-31 6.69% 6.12% 09/2003 11791.54621 11579.45469 2003-10-31 2003-11-30 2.22% 1.36% 10/2003 12580.30504 12288.11732 2003-11-30 2003-12-31 6.83% 6.16% 11/2003 12859.15917 12455.23571 2003-12-31 2004-01-31 1.69% 1.76% 12/2003 13737.50291 13222.47824 2004-01-31 2004-02-29 2.58% 2.14% 01/2004 13969.66351 13455.19385 2004-02-29 2004-03-31 -0.40% -0.88% 02/2004 14329.91271 13743.135 2004-03-31 2004-04-30 -1.69% -2.44% 03/2004 14272.21005 13622.19541 2004-04-30 2004-05-31 0.57% 1.02% 04/2004 14031.66718 13289.81384 2004-05-31 2004-06-30 2.99% 2.36% 05/2004 14111.84814 13425.36995 2004-06-30 2004-07-31 -3.27% -1.41% 06/2004 14533.14249 13742.20868 2004-07-31 2004-08-31 0.00% 1.42% 07/2004 14058.62373 13548.44353 2004-08-31 2004-09-30 3.08% 1.55% 08/2004 14058.62373 13740.83143 2004-09-30 2004-10-31 1.17% 1.66% 09/2004 14492.0427 13953.81432 2004-10-31 2004-11-30 6.55% 5.06% 10/2004 14661.3988 14185.44764 2004-11-30 2004-12-31 3.99% 3.35% 11/2004 15621.08332 14903.23129 2004-12-31 2005-01-31 -2.49% -1.78% 12/2004 16243.91321 15402.48954 2005-01-31 2005-02-28 3.02% 3.31% 01/2005 15838.82809 15128.32522 2005-02-28 2005-03-31 -0.26% -1.37% 02/2005 16316.82853 15629.07279 2005-03-31 2005-04-30 -3.44% -1.79% 03/2005 16274.12272 15414.95449 2005-04-30 2005-05-31 4.28% 2.41% 04/2005 15714.34482 15139.0268 2005-05-31 2005-06-30 2.03% 1.09% 05/2005 16387.70085 15503.59603 2005-06-30 2005-07-31 4.96% 2.89% 06/2005 16720.98419 15673.12716 2005-07-31 2005-08-31 -0.83% -0.43% 07/2005 17550.52718 16126.58428 2005-08-31 2005-09-30 1.54% 1.40% 08/2005 17404.13724 16056.50454 2005-09-30 2005-10-31 -2.68% -2.54% 09/2005 17672.85892 16281.94488 2005-10-31 2005-11-30 3.98% 3.27% 10/2005 17199.84285 15868.4229 2005-11-30 2005-12-31 0.13% 0.60% 11/2005 17884.9006 16387.32032 2005-12-31 2006-01-31 4.74% 3.88% 12/2005 17907.42447 16485.2089 2006-01-31 2006-02-28 -0.35% 0.61% 01/2006 18755.45422 17125.34866 2006-02-28 2006-03-31 1.76% 1.35% 02/2006 18689.58784 17229.93488 2006-03-31 2006-04-30 2.82% 2.54% 03/2006 19018.12323 17463.32185 2006-04-30 2006-05-31 -1.86% -2.53% 04/2006 19554.19348 17907.16926 2006-05-31 2006-06-30 0.87% 0.64% 05/2006 19191.31515 17454.821 2006-06-30 2006-07-31 -1.45% 2.43% 06/2006 19357.84876 17566.36245 2006-07-31 2006-08-31 1.61% 1.67% 07/2006 19076.34026 17993.46576 2006-08-31 2006-09-30 2.76% 1.99% 08/2006 19382.68774 18294.60194 2006-09-30 2006-10-31 3.96% 3.27% 09/2006 19918.56564 18659.10808 2006-10-31 2006-11-30 1.89% 2.28% 10/2006 20707.66645 19269.99021 2006-11-30 2006-12-31 2.01% 2.24% 11/2006 21098.06369 19709.86384 2006-12-31 2007-01-31 2.89% 1.28% 12/2006 21521.94168 20152.33357 2007-01-31 2007-02-28 -1.50% -1.56% 01/2007 22144.1602 20410.05615 2007-02-28 2007-03-31 0.66% 1.55% 02/2007 21811.74208 20091.86703 2007-03-31 2007-04-30 4.24% 3.70% 03/2007 21954.65413 20402.49503 2007-04-30 2007-05-31 4.10% 3.61% 04/2007 22885.44265 21156.42585 2007-05-31 2007-06-30 -1.62% -2.34% 05/2007 23824.77052 21919.52162 2007-06-30 2007-07-31 -6.21% -4.62% 06/2007 23437.69887 21407.34852 2007-07-31 2007-08-31 -1.91% 1.12% 07/2007 21981.94117 20417.39084 2007-08-31 2007-09-30 2.58% 3.43% 08/2007 21562.34043 20646.17729 2007-09-30 2007-10-31 0.54% 0.01% 09/2007 22119.60769 21355.32822 2007-10-31 2007-11-30 -5.60% -4.89% 10/2007 22239.86963 21357.68501 2007-11-30 2007-12-31 -0.32% -0.97% 11/2007 20994.29949 20313.84869 2007-12-31 2008-01-31 -3.84% -4.01% 12/2007 20926.88549 20117.41337 2008-01-31 2008-02-29 -3.09% -4.19% 01/2008 20124.08686 19311.65235 2008-02-29 2008-03-31 -0.93% -0.75% 02/2008 19501.69242 18502.53608 2008-03-31 2008-04-30 6.27% 4.87% 03/2008 19319.49295 18363.76706 2008-04-30 2008-05-31 2.38% -0.16% 04/2008 20531.48361 19258.92111 2008-05-31 2008-06-30 -10.96% -9.57% 05/2008 21019.89776 19228.35404 2008-06-30 2008-07-31 -1.12% -0.36% 06/2008 18716.30586 17387.78848 2008-07-31 2008-08-31 1.96% 1.70% 07/2008 18507.43878 17325.02215 2008-08-31 2008-09-30 -9.00% -7.35% 08/2008 18870.68586 17619.54753 2008-09-30 2008-10-31 -22.53% -17.31% 09/2008 17173.23447 16325.01114 2008-10-31 2008-11-30 -9.81% -7.17% 10/2008 13304.23797 13498.95282 2008-11-30 2008-12-31 3.25% 1.39% 11/2008 11999.36415 12530.95655 2008-12-31 2009-01-31 -11.86% -11.50% 12/2008 12388.7549 12704.88624 2009-01-31 2009-02-28 -14.04% -13.36% 01/2009 10919.84213 11243.95781 2009-02-28 2009-03-31 9.83% 8.55% 02/2009 9386.260241 9741.64674 2009-03-31 2009-04-30 16.18% 10.72% 03/2009 10309.13738 10574.58917 2009-04-30 2009-05-31 7.67% 6.18% 04/2009 11977.34324 11708.0967 2009-05-31 2009-06-30 -1.21% -0.74% 05/2009 12895.79366 12432.07598 2009-06-30 2009-07-31 9.43% 8.19% 06/2009 12739.6731 12340.27168 2009-07-31 2009-08-31 6.80% 5.23% 07/2009 13940.46703 13350.3397 2009-08-31 2009-09-30 4.35% 3.86% 08/2009 14887.96849 14048.63557 2009-09-30 2009-10-31 -4.30% -3.06% 09/2009 15536.2026 14591.41079 2009-10-31 2009-11-30 5.63% 5.64% 10/2009 14868.48445 14144.84834 2009-11-30 2009-12-31 2.70% 1.77% 11/2009 15705.48326 14942.09201 2009-12-31 2010-01-31 -2.34% -2.81% 12/2009 16128.84193 15206.51837 2010-01-31 2010-02-28 4.32% 3.16% 01/2010 15750.67447 14778.85081 2010-02-28 2010-03-31 7.80% 6.51% 02/2010 16431.37589 15245.34914 2010-03-31 2010-04-30 3.16% 2.59% 03/2010 17712.94768 16237.82243 2010-04-30 2010-05-31 -8.56% -8.22% 04/2010 18272.10441 16657.98918 2010-05-31 2010-06-30 -7.56% -5.63% 05/2010 16708.36103 15288.76974 2010-06-30 2010-07-31 7.82% 6.77% 06/2010 15444.85324 14428.09848 2010-07-31 2010-08-31 -6.11% -4.28% 07/2010 16652.6712 15404.85527 2010-08-31 2010-09-30 9.80% 7.76% 08/2010 15635.06079 14745.68693 2010-09-30 2010-10-31 3.68% 3.00% 09/2010 17167.15394 15889.70571 2010-10-31 2010-11-30 -0.75% -0.53% 10/2010 17799.42635 16366.49323 2010-11-30 2010-12-31 9.72% 7.89% 11/2010 17665.30796 16279.88285 2010-12-31 2011-01-31 3.23% 2.26% 12/2010 19382.58005 17564.43559 2011-01-31 2011-02-28 5.39% 3.69% 01/2011 20008.75684 17961.76269 2011-02-28 2011-03-31 0.45% 0.40% 02/2011 21087.70762 18624.27943 2011-03-31 2011-04-30 2.51% 2.66% 03/2011 21183.60229 18698.25097 2011-04-30 2011-05-31 -1.42% -1.06% 04/2011 21714.88279 19196.15319 2011-05-31 2011-06-30 -1.82% -2.05% 05/2011 21405.77413 18993.3429 2011-06-30 2011-07-31 -4.57% -3.32% 06/2011 21016.50944 18603.9051 2011-07-31 2011-08-31 -8.46% -6.24% 07/2011 20056.80721 17986.83479 2011-08-31 2011-09-30 -10.10% -7.56% 08/2011 18360.36387 16864.3465 2011-09-30 2011-10-31 13.81% 11.45% 09/2011 16505.29642 15589.84878 2011-10-31 2011-11-30 -0.83% -0.52% 10/2011 18783.90372 17374.76545 2011-11-30 2011-12-31 0.79% 2.02% 11/2011 18628.10151 17284.71058 2011-12-31 2012-01-31 4.96% 3.78% 12/2011 18774.55685 17633.02386 2012-01-31 2012-02-29 5.77% 3.99% 01/2012 19706.41835 18300.0833 2012-02-29 2012-03-31 1.83% 2.96% 02/2012 20844.27028 19029.58134 2012-03-31 2012-04-30 -2.09% -1.02% 03/2012 21226.09035 19593.70131 2012-04-30 2012-05-31 -7.10% -5.86% 04/2012 20783.26509 19393.89913 2012-05-31 2012-06-30 5.37% 4.96% 05/2012 19307.18093 18256.62174 2012-06-30 2012-07-31 0.97% 1.03% 06/2012 20343.19332 19163.05372 2012-07-31 2012-08-31 3.95% 2.17% 07/2012 20540.9881 19361.37516 2012-08-31 2012-09-30 3.65% 3.17% 08/2012 21351.9467 19781.74826 2012-09-30 2012-10-31 0.27% -0.49% 09/2012 22131.2698 20409.66857 10/31/2012 22190.86927 20309.47599 One Year Five Years Ten Years -------- ---------- --------- 18.14% -0.04% 8.30% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Targeted Value Portfolio - Class R1 vs. Russell 2000(R) Value Index January 31, 2008 - October 31, 2012 U.S. Targeted Value Russell 2000(R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio - Class R1 Value Index --------- ---------- ----------- ----------------- ---------- -------------------- --------------- 2008-01-31 2008-02-29 -2.50% -3.97% 01/2008 10000 10000 2008-02-29 2008-03-31 0.73% 1.51% 02/2008 9750 9602.571031 2008-03-31 2008-04-30 3.37% 3.16% 03/2008 9820.726192 9747.569854 2008-04-30 2008-05-31 4.55% 3.42% 04/2008 10151.7619 10055.9908 2008-05-31 2008-06-30 -10.13% -9.60% 05/2008 10613.20563 10399.79789 2008-06-30 2008-07-31 2.64% 5.13% 06/2008 9538.430516 9401.934888 2008-07-31 2008-08-31 4.52% 4.75% 07/2008 9789.971405 9883.909387 2008-08-31 2008-09-30 -6.43% -4.69% 08/2008 10232.68337 10353.39508 2008-09-30 2008-10-31 -21.62% -19.98% 09/2008 9575.00573 9868.077303 2008-10-31 2008-11-30 -13.06% -11.58% 10/2008 7504.461241 7896.66496 2008-11-30 2008-12-31 6.45% 6.15% 11/2008 6524.740191 6982.159135 2008-12-31 2009-01-31 -13.64% -14.28% 12/2008 6945.839625 7411.67591 2009-01-31 2009-02-28 -13.24% -13.89% 01/2009 5998.679676 6352.926629 2009-02-28 2009-03-31 11.01% 8.88% 02/2009 5204.287461 5470.501141 2009-03-31 2009-04-30 19.47% 15.87% 03/2009 5777.123849 5956.201668 2009-04-30 2009-05-31 3.41% 2.16% 04/2009 6901.873626 6901.297903 2009-05-31 2009-06-30 -0.42% -0.32% 05/2009 7137.04858 7050.523798 2009-06-30 2009-07-31 11.98% 11.56% 06/2009 7107.366548 7028.295918 2009-07-31 2009-08-31 5.28% 4.73% 07/2009 7958.609583 7841.058619 2009-08-31 2009-09-30 5.55% 5.02% 08/2009 8379.10313 8212.179117 2009-09-30 2009-10-31 -7.21% -6.64% 09/2009 8844.374408 8624.054843 2009-10-31 2009-11-30 3.38% 3.18% 10/2009 8206.756719 8051.355715 2009-11-30 2009-12-31 7.84% 7.57% 11/2009 8484.42894 8307.570836 2009-12-31 2010-01-31 -2.26% -2.93% 12/2009 9149.548219 8936.791269 2010-01-31 2010-02-28 5.66% 4.64% 01/2010 8943.012141 8674.853247 2010-02-28 2010-03-31 8.25% 8.32% 02/2010 9449.025533 9077.096128 2010-03-31 2010-04-30 7.27% 7.00% 03/2010 10228.79484 9832.097741 2010-04-30 2010-05-31 -9.04% -8.45% 04/2010 10972.70719 10520.04073 2010-05-31 2010-06-30 -9.52% -8.73% 05/2010 9980.824059 9631.116786 2010-06-30 2010-07-31 7.79% 7.14% 06/2010 9031.072995 8790.367634 2010-07-31 2010-08-31 -8.08% -7.52% 07/2010 9734.524268 9417.841262 2010-08-31 2010-09-30 12.24% 10.74% 08/2010 8948.314022 8709.679853 2010-09-30 2010-10-31 3.72% 3.87% 09/2010 10043.54719 9644.828043 2010-10-31 2010-11-30 4.06% 2.54% 10/2010 10417.06754 10018.50095 2010-11-30 2010-12-31 8.91% 8.31% 11/2010 10839.56946 10273.12347 2010-12-31 2011-01-31 0.66% 0.05% 12/2010 11804.95838 11126.65959 2011-01-31 2011-02-28 5.62% 5.08% 01/2011 11883.0429 11132.73049 2011-02-28 2011-03-31 1.92% 1.39% 02/2011 12550.31054 11698.01033 2011-03-31 2011-04-30 1.61% 1.62% 03/2011 12791.66266 11860.56861 2011-04-30 2011-05-31 -2.46% -1.79% 04/2011 12997.52183 12053.28086 2011-05-31 2011-06-30 -2.21% -2.46% 05/2011 12678.08519 11837.36467 2011-06-30 2011-07-31 -3.50% -3.31% 06/2011 12397.48354 11546.29335 2011-07-31 2011-08-31 -10.04% -8.83% 07/2011 11964.10446 11164.4843 2011-08-31 2011-09-30 -12.44% -10.92% 08/2011 10763.43127 10178.34832 2011-09-30 2011-10-31 15.71% 14.41% 09/2011 9424.709734 9066.772018 2011-10-31 2011-11-30 0.33% -0.20% 10/2011 10905.32879 10373.32073 2011-11-30 2011-12-31 0.99% 1.57% 11/2011 10940.92059 10352.59093 2011-12-31 2012-01-31 6.06% 6.65% 12/2011 11048.94425 10514.61803 2012-01-31 2012-02-29 3.63% 1.49% 01/2012 11718.79549 11213.54097 2012-02-29 2012-03-31 1.86% 3.10% 02/2012 12143.75489 11380.36042 2012-03-31 2012-04-30 -1.63% -1.45% 03/2012 12369.25099 11733.31802 2012-04-30 2012-05-31 -7.46% -6.11% 04/2012 12167.53926 11563.54379 2012-05-31 2012-06-30 4.04% 4.82% 05/2012 11259.83651 10856.92501 2012-06-30 2012-07-31 -0.49% -1.02% 06/2012 11714.92916 11380.37242 2012-07-31 2012-08-31 4.59% 3.08% 07/2012 11657.11335 11264.07637 2012-08-31 2012-09-30 3.16% 3.56% 08/2012 12191.90962 11611.57034 2012-09-30 2012-10-31 -0.58% -1.25% 09/2012 12577.07883 12025.24213 10/31/2012 12504.71359 11874.43621 One Year From 01/31/2008 -------- --------------- 14.67% 4.82% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 3 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS U.S. Targeted Value Portfolio - Class R2 vs. Russell 2000(R) Value Index June 30, 2008 - October 31, 2012 U.S. Targeted Value Russell 2000(R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio - Class R2 Value Index --------- ---------- ----------- ----------------- ---------- -------------------- --------------- 2008-06-30 2008-07-31 2.60% 5.13% 06/2008 10000 10000 2008-07-31 2008-08-31 4.48% 4.75% 07/2008 10260 10512.63331 2008-08-31 2008-09-30 -6.36% -4.69% 08/2008 10719.99999 11011.98339 2008-09-30 2008-10-31 -21.70% -19.98% 09/2008 10038.27751 10495.79413 2008-10-31 2008-11-30 -13.03% -11.58% 10/2008 7859.971286 8398.978566 2008-11-30 2008-12-31 6.40% 6.15% 11/2008 6836.066981 7426.300244 2008-12-31 2009-01-31 -13.77% -14.28% 12/2008 7273.610771 7883.138948 2009-01-31 2009-02-28 -13.23% -13.89% 01/2009 6272.0983 6757.04172 2009-02-28 2009-03-31 10.95% 8.88% 02/2009 5442.562718 5818.484393 2009-03-31 2009-04-30 19.50% 15.87% 03/2009 6038.299653 6335.080746 2009-04-30 2009-05-31 3.38% 2.16% 04/2009 7215.514375 7340.295359 2009-05-31 2009-06-30 -0.31% -0.32% 05/2009 7459.076042 7499.013641 2009-06-30 2009-07-31 11.90% 11.56% 06/2009 7435.892168 7475.371827 2009-07-31 2009-08-31 5.38% 4.73% 07/2009 8320.875234 8339.835058 2009-08-31 2009-09-30 5.47% 5.02% 08/2009 8768.452873 8734.562848 2009-09-30 2009-10-31 -7.17% -6.64% 09/2009 9248.194818 9172.638341 2009-10-31 2009-11-30 3.33% 3.18% 10/2009 8585.424517 8563.509331 2009-11-30 2009-12-31 7.86% 7.57% 11/2009 8870.92557 8836.022516 2009-12-31 2010-01-31 -2.35% -2.93% 12/2009 9567.974328 9505.268198 2010-01-31 2010-02-28 5.59% 4.64% 01/2010 9342.845518 9226.668075 2010-02-28 2010-03-31 8.32% 8.32% 02/2010 9864.735025 9654.497969 2010-03-31 2010-04-30 7.18% 7.00% 03/2010 10685.4698 10457.52588 2010-04-30 2010-05-31 -9.03% -8.45% 04/2010 11453.10412 11189.22951 2010-05-31 2010-06-30 -9.46% -8.73% 05/2010 10419.35657 10243.76035 2010-06-30 2010-07-31 7.71% 7.14% 06/2010 9433.569278 9349.53043 2010-07-31 2010-08-31 -8.06% -7.52% 07/2010 10160.80426 10016.91819 2010-08-31 2010-09-30 12.23% 10.74% 08/2010 9341.384561 9263.710031 2010-09-30 2010-10-31 3.72% 3.87% 09/2010 10483.98851 10258.3438 2010-10-31 2010-11-30 3.97% 2.54% 10/2010 10874.18592 10655.78635 2010-11-30 2010-12-31 8.86% 8.31% 11/2010 11306.02525 10926.60564 2010-12-31 2011-01-31 0.72% 0.05% 12/2010 12307.63829 11834.43591 2011-01-31 2011-02-28 5.55% 5.08% 01/2011 12396.44867 11840.89298 2011-02-28 2011-03-31 1.92% 1.39% 02/2011 13084.72911 12442.13076 2011-03-31 2011-04-30 1.55% 1.62% 03/2011 13336.35851 12615.02952 2011-04-30 2011-05-31 -2.46% -1.79% 04/2011 13543.58273 12820.00035 2011-05-31 2011-06-30 -2.16% -2.46% 05/2011 13210.54381 12590.34956 2011-06-30 2011-07-31 -3.56% -3.31% 06/2011 12925.76923 12280.76294 2011-07-31 2011-08-31 -10.05% -8.83% 07/2011 12466.2522 11874.66668 2011-08-31 2011-09-30 -12.43% -10.92% 08/2011 11213.69773 10825.80176 2011-09-30 2011-10-31 15.72% 14.41% 09/2011 9819.780248 9643.517134 2011-10-31 2011-11-30 0.33% -0.20% 10/2011 11363.63081 11033.17652 2011-11-30 2011-12-31 0.96% 1.57% 11/2011 11400.74261 11011.12808 2011-12-31 2012-01-31 6.07% 6.65% 12/2011 11510.29933 11183.46186 2012-01-31 2012-02-29 3.57% 1.49% 01/2012 12208.57581 11926.84389 2012-02-29 2012-03-31 1.84% 3.10% 02/2012 12644.06006 12104.27487 2012-03-31 2012-04-30 -1.63% -1.45% 03/2012 12876.81889 12479.6844 2012-04-30 2012-05-31 -7.47% -6.11% 04/2012 12666.58511 12299.11069 2012-05-31 2012-06-30 4.00% 4.82% 05/2012 11720.53311 11547.54329 2012-06-30 2012-07-31 -0.49% -1.02% 06/2012 12189.39596 12104.28764 2012-07-31 2012-08-31 4.59% 3.08% 07/2012 12129.16423 11980.59389 2012-08-31 2012-09-30 3.12% 3.56% 08/2012 12686.30771 12350.19225 2012-09-30 2012-10-31 -0.58% -1.25% 09/2012 13082.30363 12790.17806 10/31/2012 13006.94474 12629.77924 One Year From 06/30/2008 -------- --------------- 14.46% 6.25% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Targeted Value Portfolio - Institutional Class vs. Russell 2000(R) Value Index October 31, 2002 - October 31, 2012 U.S. Targeted Value Russell 2000(R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio - Institutional Class Value Index --------- ---------- ----------- ----------------- ---------- ------------------------------- --------------- 2002-10-31 2002-11-30 11.00% 7.98% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.37% -4.27% 11/2002 11100.17889 10798 2002-12-31 2003-01-31 -4.64% -2.82% 12/2002 10504.42099 10336.9254 2003-01-31 2003-02-28 -4.26% -3.36% 01/2003 10017.25944 10045.4241 2003-02-28 2003-03-31 -0.32% 1.07% 02/2003 9590.993082 9707.897854 2003-03-31 2003-04-30 11.89% 9.50% 03/2003 9560.545485 9811.772361 2003-04-30 2003-05-31 11.39% 10.21% 04/2003 10697.25578 10743.89074 2003-05-31 2003-06-30 1.62% 1.69% 05/2003 11915.15966 11840.84198 2003-06-30 2003-07-31 5.78% 4.99% 06/2003 12107.99444 12040.95221 2003-07-31 2003-08-31 6.50% 3.80% 07/2003 12808.28918 12641.79572 2003-08-31 2003-09-30 -1.34% -1.15% 08/2003 13640.5235 13122.18396 2003-09-30 2003-10-31 9.65% 8.15% 09/2003 13457.83792 12971.27885 2003-10-31 2003-11-30 4.13% 3.84% 10/2003 14756.9354 14028.43807 2003-11-30 2003-12-31 5.32% 3.62% 11/2003 15365.88734 14567.13009 2003-12-31 2004-01-31 4.59% 3.46% 12/2003 16183.87646 15094.4602 2004-01-31 2004-02-29 1.55% 1.94% 01/2004 16926.78039 15616.72853 2004-02-29 2004-03-31 0.86% 1.38% 02/2004 17189.65409 15919.69306 2004-03-31 2004-04-30 -3.36% -5.17% 03/2004 17338.23488 16139.38482 2004-04-30 2004-05-31 1.50% 1.21% 04/2004 16755.34102 15304.97863 2004-05-31 2004-06-30 5.68% 5.08% 05/2004 17006.78543 15490.16887 2004-06-30 2004-07-31 -4.84% -4.60% 06/2004 17973.14744 16277.06945 2004-07-31 2004-08-31 -0.67% 0.98% 07/2004 17103.66354 15528.32425 2004-08-31 2004-09-30 4.54% 3.96% 08/2004 16989.25777 15680.50183 2004-09-30 2004-10-31 0.90% 1.55% 09/2004 17760.82034 16301.4497 2004-10-31 2004-11-30 9.20% 8.87% 10/2004 17921.13722 16554.12217 2004-11-30 2004-12-31 3.11% 2.39% 11/2004 19570.11087 18022.47281 2004-12-31 2005-01-31 -3.18% -3.87% 12/2004 20178.14283 18453.20991 2005-01-31 2005-02-28 2.77% 1.99% 01/2005 19535.7675 17739.07069 2005-02-28 2005-03-31 -0.94% -2.06% 02/2005 20077.37808 18092.07819 2005-03-31 2005-04-30 -6.78% -5.16% 03/2005 19888.44416 17719.38138 2005-04-30 2005-05-31 6.66% 6.10% 04/2005 18540.71552 16805.0613 2005-05-31 2005-06-30 3.93% 4.42% 05/2005 19775.08381 17830.02508 2005-06-30 2005-07-31 6.13% 5.69% 06/2005 20551.84516 18618.48383 2005-07-31 2005-08-31 -1.56% -2.30% 07/2005 21811.9215 19677.88612 2005-08-31 2005-09-30 0.35% -0.17% 08/2005 21471.70089 19226.10977 2005-09-30 2005-10-31 -2.65% -2.51% 09/2005 21546.90685 19194.32037 2005-10-31 2005-11-30 4.65% 4.06% 10/2005 20976.88287 18712.22181 2005-11-30 2005-12-31 0.42% -0.77% 11/2005 21952.25726 19471.29574 2005-12-31 2006-01-31 8.03% 8.27% 12/2005 22044.73668 19321.80403 2006-01-31 2006-02-28 -1.05% -0.01% 01/2006 23814.44689 20919.58842 2006-02-28 2006-03-31 4.14% 4.84% 02/2006 23563.62183 20918.16198 2006-03-31 2006-04-30 1.31% 0.27% 03/2006 24539.76853 21931.34736 2006-04-30 2006-05-31 -3.48% -4.14% 04/2006 24860.45869 21989.99474 2006-05-31 2006-06-30 0.56% 1.23% 05/2006 23995.98957 21079.39132 2006-06-30 2006-07-31 -3.07% -1.39% 06/2006 24131.55435 21338.3527 2006-07-31 2006-08-31 2.27% 2.99% 07/2006 23390.12109 21042.42594 2006-08-31 2006-09-30 1.02% 0.98% 08/2006 23921.71475 21671.36709 2006-09-30 2006-10-31 4.94% 5.09% 09/2006 24165.17839 21882.92966 2006-10-31 2006-11-30 3.43% 2.85% 10/2006 25358.00079 22996.68723 2006-11-30 2006-12-31 0.61% 0.87% 11/2006 26228.05948 23652.41933 2006-12-31 2007-01-31 2.09% 1.50% 12/2006 26387.62981 23858.48812 2007-01-31 2007-02-28 -0.51% -1.23% 01/2007 26938.32816 24215.87612 2007-02-28 2007-03-31 0.77% 1.21% 02/2007 26800.65357 23918.47933 2007-03-31 2007-04-30 2.04% 1.04% 03/2007 27006.00626 24207.13595 2007-04-30 2007-05-31 4.33% 3.67% 04/2007 27557.14924 24458.33044 2007-05-31 2007-06-30 -1.32% -2.33% 05/2007 28751.29237 25355.10988 2007-06-30 2007-07-31 -7.25% -8.51% 06/2007 28371.44268 24764.12514 2007-07-31 2007-08-31 -0.29% 2.00% 07/2007 26315.31866 22656.3737 2007-08-31 2007-09-30 0.30% 0.45% 08/2007 26238.59761 23110.31558 2007-09-30 2007-10-31 0.23% 1.09% 09/2007 26317.66852 23214.66438 2007-10-31 2007-11-30 -7.13% -7.49% 10/2007 26379.33851 23467.49264 2007-11-30 2007-12-31 -1.11% -0.85% 11/2007 24498.40379 21709.31839 2007-12-31 2008-01-31 -4.78% -4.10% 12/2007 24226.11234 21525.78068 2008-01-31 2008-02-29 -2.54% -3.97% 01/2008 23067.95504 20642.44184 2008-02-29 2008-03-31 0.85% 1.51% 02/2008 22480.9438 19822.0514 2008-03-31 2008-04-30 3.30% 3.16% 03/2008 22672.51011 20121.36438 2008-04-30 2008-05-31 4.62% 3.42% 04/2008 23419.78078 20758.02052 2008-05-31 2008-06-30 -10.11% -9.60% 05/2008 24500.93834 21467.72232 2008-06-30 2008-07-31 2.60% 5.13% 06/2008 22022.80939 19407.88941 2008-07-31 2008-08-31 4.51% 4.75% 07/2008 22596.48605 20402.80247 2008-08-31 2008-09-30 -6.33% -4.69% 08/2008 23616.35566 21371.93559 2008-09-30 2008-10-31 -21.68% -19.98% 09/2008 22121.79 20370.12118 2008-10-31 2008-11-30 -13.01% -11.58% 10/2008 17326.6043 16300.64472 2008-11-30 2008-12-31 6.43% 6.15% 11/2008 15072.86703 14412.88139 2008-12-31 2009-01-31 -13.74% -14.28% 12/2008 16042.12815 15299.50889 2009-01-31 2009-02-28 -13.14% -13.89% 01/2009 13837.74344 13113.99185 2009-02-28 2009-03-31 10.91% 8.88% 02/2009 12019.52831 11292.45016 2009-03-31 2009-04-30 19.49% 15.87% 03/2009 13330.59891 12295.05465 2009-04-30 2009-05-31 3.44% 2.16% 04/2009 15928.93599 14245.96406 2009-05-31 2009-06-30 -0.34% -0.32% 05/2009 16477.65313 14554.00274 2009-06-30 2009-07-31 11.92% 11.56% 06/2009 16420.84902 14508.11897 2009-07-31 2009-08-31 5.37% 4.73% 07/2009 18378.40836 16185.85965 2009-08-31 2009-09-30 5.56% 5.02% 08/2009 19365.27712 16951.94298 2009-09-30 2009-10-31 -7.22% -6.64% 09/2009 20442.31444 17802.15505 2009-10-31 2009-11-30 3.33% 3.18% 10/2009 18967.09587 16619.96421 2009-11-30 2009-12-31 7.94% 7.57% 11/2009 19599.3324 17148.85478 2009-12-31 2010-01-31 -2.31% -2.93% 12/2009 21155.49955 18447.7194 2010-01-31 2010-02-28 5.59% 4.64% 01/2010 20667.67097 17907.01536 2010-02-28 2010-03-31 8.32% 8.32% 02/2010 21822.19862 18737.34289 2010-03-31 2010-04-30 7.23% 7.00% 03/2010 23638.76256 20295.85058 2010-04-30 2010-05-31 -8.99% -8.45% 04/2010 25347.00073 21715.93289 2010-05-31 2010-06-30 -9.50% -8.73% 05/2010 23069.34984 19880.97681 2010-06-30 2010-07-31 7.80% 7.14% 06/2010 20877.50389 18145.46526 2010-07-31 2010-08-31 -8.10% -7.52% 07/2010 22506.01433 19440.72405 2010-08-31 2010-09-30 12.30% 10.74% 08/2010 20682.08263 17978.90598 2010-09-30 2010-10-31 3.72% 3.87% 09/2010 23225.70145 19909.28019 2010-10-31 2010-11-30 4.00% 2.54% 10/2010 24090.74866 20680.63231 2010-11-30 2010-12-31 8.94% 8.31% 11/2010 25053.72574 21206.23538 2010-12-31 2011-01-31 0.66% 0.05% 12/2010 27293.41149 22968.14234 2011-01-31 2011-02-28 5.68% 5.08% 01/2011 27473.94518 22980.67416 2011-02-28 2011-03-31 1.92% 1.39% 02/2011 29033.09977 24147.54979 2011-03-31 2011-04-30 1.55% 1.62% 03/2011 29591.113 24483.10978 2011-04-30 2011-05-31 -2.46% -1.79% 04/2011 30050.6533 24880.91491 2011-05-31 2011-06-30 -2.15% -2.46% 05/2011 29312.10639 24435.21118 2011-06-30 2011-07-31 -3.50% -3.31% 06/2011 28682.31347 23834.3689 2011-07-31 2011-08-31 -10.04% -8.83% 07/2011 27679.66526 23046.22178 2011-08-31 2011-09-30 -12.41% -10.92% 08/2011 24901.83662 21010.59633 2011-09-30 2011-10-31 15.71% 14.41% 09/2011 21810.65748 18716.03141 2011-10-31 2011-11-30 0.33% -0.20% 10/2011 25237.10519 21413.06698 2011-11-30 2011-12-31 1.01% 1.57% 11/2011 25319.47172 21370.27561 2011-12-31 2012-01-31 6.06% 6.65% 12/2011 25576.30361 21704.73911 2012-01-31 2012-02-29 3.63% 1.49% 01/2012 27126.88785 23147.48672 2012-02-29 2012-03-31 1.88% 3.10% 02/2012 28110.59184 23491.84281 2012-03-31 2012-04-30 -1.63% -1.45% 03/2012 28639.40983 24220.43348 2012-04-30 2012-05-31 -7.46% -6.11% 04/2012 28172.37228 23869.97801 2012-05-31 2012-06-30 4.07% 4.82% 05/2012 26070.7033 22411.34432 2012-06-30 2012-07-31 -0.49% -1.02% 06/2012 27131.31369 23491.86759 2012-07-31 2012-08-31 4.59% 3.08% 07/2012 26997.41454 23251.80414 2012-08-31 2012-09-30 3.18% 3.56% 08/2012 28235.98161 23969.11654 2012-09-30 2012-10-31 -0.58% -1.25% 09/2012 29134.70172 24823.03614 10/31/2012 28967.06823 24511.73588 One Year Five Years Ten Years -------- ---------- --------- 14.78% 1.89% 11.22% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Small Cap Value Portfolio vs. Russell 2000(R) Value Index October 31, 2002 - October 31, 2012 U.S. Small Cap Value Russell 2000(R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Value Index --------- ---------- ----------- ----------------- ---------- -------------------- --------------- 2002-10-31 2002-11-30 8.52% 7.98% 10/2002 10000 10000 2002-11-30 2002-12-31 -3.58% -4.27% 11/2002 10852.23789 10798 2002-12-31 2003-01-31 -3.45% -2.82% 12/2002 10463.93353 10336.9254 2003-01-31 2003-02-28 -4.11% -3.36% 01/2003 10103.10824 10045.4241 2003-02-28 2003-03-31 -0.21% 1.07% 02/2003 9687.818748 9707.897854 2003-03-31 2003-04-30 10.56% 9.50% 03/2003 9667.394677 9811.772361 2003-04-30 2003-05-31 11.72% 10.21% 04/2003 10688.59834 10743.89074 2003-05-31 2003-06-30 3.65% 1.69% 05/2003 11941.27483 11840.84198 2003-06-30 2003-07-31 7.04% 4.99% 06/2003 12376.98839 12040.95221 2003-07-31 2003-08-31 5.14% 3.80% 07/2003 13248.41552 12641.79572 2003-08-31 2003-09-30 -0.78% -1.15% 08/2003 13929.21796 13122.18396 2003-09-30 2003-10-31 10.00% 8.15% 09/2003 13820.28957 12971.27885 2003-10-31 2003-11-30 4.16% 3.84% 10/2003 15202.31852 14028.43807 2003-11-30 2003-12-31 5.33% 3.62% 11/2003 15835.46479 14567.13009 2003-12-31 2004-01-31 4.89% 3.46% 12/2003 16679.86888 15094.4602 2004-01-31 2004-02-29 1.41% 1.94% 01/2004 17495.29678 15616.72853 2004-02-29 2004-03-31 0.94% 1.38% 02/2004 17742.83739 15919.69306 2004-03-31 2004-04-30 -3.17% -5.17% 03/2004 17910.29134 16139.38482 2004-04-30 2004-05-31 0.38% 1.21% 04/2004 17342.40406 15304.97863 2004-05-31 2004-06-30 6.69% 5.08% 05/2004 17407.92951 15490.16887 2004-06-30 2004-07-31 -5.33% -4.60% 06/2004 18573.13606 16277.06945 2004-07-31 2004-08-31 -1.49% 0.98% 07/2004 17582.56881 15528.32425 2004-08-31 2004-09-30 4.93% 3.96% 08/2004 17320.35983 15680.50183 2004-09-30 2004-10-31 0.96% 1.55% 09/2004 18174.04026 16301.4497 2004-10-31 2004-11-30 10.00% 8.87% 10/2004 18348.86069 16554.12217 2004-11-30 2004-12-31 3.62% 2.39% 11/2004 20184.47517 18022.47281 2004-12-31 2005-01-31 -3.57% -3.87% 12/2004 20914.95501 18453.20991 2005-01-31 2005-02-28 2.70% 1.99% 01/2005 20167.99233 17739.07069 2005-02-28 2005-03-31 -1.95% -2.06% 02/2005 20712.65262 18092.07819 2005-03-31 2005-04-30 -7.28% -5.16% 03/2005 20308.5008 17719.38138 2005-04-30 2005-05-31 6.65% 6.10% 04/2005 18830.10419 16805.0613 2005-05-31 2005-06-30 4.17% 4.42% 05/2005 20082.85079 17830.02508 2005-06-30 2005-07-31 7.11% 5.69% 06/2005 20920.89506 18618.48383 2005-07-31 2005-08-31 -1.67% -2.30% 07/2005 22409.12261 19677.88612 2005-08-31 2005-09-30 0.80% -0.17% 08/2005 22035.11778 19226.10977 2005-09-30 2005-10-31 -2.92% -2.51% 09/2005 22210.51079 19194.32037 2005-10-31 2005-11-30 4.21% 4.06% 10/2005 21561.62927 18712.22181 2005-11-30 2005-12-31 0.34% -0.77% 11/2005 22468.49983 19471.29574 2005-12-31 2006-01-31 8.82% 8.27% 12/2005 22543.91832 19321.80403 2006-01-31 2006-02-28 -0.35% -0.01% 01/2006 24533.08758 20919.58842 2006-02-28 2006-03-31 6.09% 4.84% 02/2006 24448.08035 20918.16198 2006-03-31 2006-04-30 0.98% 0.27% 03/2006 25938.03182 21931.34736 2006-04-30 2006-05-31 -4.39% -4.14% 04/2006 26193.41119 21989.99474 2006-05-31 2006-06-30 0.05% 1.23% 05/2006 25044.204 21079.39132 2006-06-30 2006-07-31 -3.75% -1.39% 06/2006 25056.35087 21338.3527 2006-07-31 2006-08-31 1.95% 2.99% 07/2006 24117.91076 21042.42594 2006-08-31 2006-09-30 1.19% 0.98% 08/2006 24587.13081 21671.36709 2006-09-30 2006-10-31 5.43% 5.09% 09/2006 24880.34911 21882.92966 2006-10-31 2006-11-30 3.03% 2.85% 10/2006 26232.17 22996.68723 2006-11-30 2006-12-31 1.38% 0.87% 11/2006 27027.86204 23652.41933 2006-12-31 2007-01-31 2.20% 1.50% 12/2006 27402.11065 23858.48812 2007-01-31 2007-02-28 -0.23% -1.23% 01/2007 28005.0684 24215.87612 2007-02-28 2007-03-31 1.09% 1.21% 02/2007 27940.13449 23918.47933 2007-03-31 2007-04-30 1.81% 1.04% 03/2007 28243.8074 24207.13595 2007-04-30 2007-05-31 3.65% 3.67% 04/2007 28754.29357 24458.33044 2007-05-31 2007-06-30 -1.55% -2.33% 05/2007 29803.11061 25355.10988 2007-06-30 2007-07-31 -7.64% -8.51% 06/2007 29342.2779 24764.12514 2007-07-31 2007-08-31 -0.76% 2.00% 07/2007 27099.49675 22656.3737 2007-08-31 2007-09-30 -0.28% 0.45% 08/2007 26894.76155 23110.31558 2007-09-30 2007-10-31 1.11% 1.09% 09/2007 26820.6426 23214.66438 2007-10-31 2007-11-30 -8.72% -7.49% 10/2007 27119.6881 23467.49264 2007-11-30 2007-12-31 -1.20% -0.85% 11/2007 24755.35967 21709.31839 2007-12-31 2008-01-31 -3.94% -4.10% 12/2007 24457.58481 21525.78068 2008-01-31 2008-02-29 -2.84% -3.97% 01/2008 23493.23373 20642.44184 2008-02-29 2008-03-31 0.84% 1.51% 02/2008 22826.39522 19822.0514 2008-03-31 2008-04-30 1.66% 3.16% 03/2008 23019.26592 20121.36438 2008-04-30 2008-05-31 4.14% 3.42% 04/2008 23400.34549 20758.02052 2008-05-31 2008-06-30 -10.10% -9.60% 05/2008 24368.49359 21467.72232 2008-06-30 2008-07-31 2.07% 5.13% 06/2008 21906.35792 19407.88941 2008-07-31 2008-08-31 4.15% 4.75% 07/2008 22360.16195 20402.80247 2008-08-31 2008-09-30 -6.89% -4.69% 08/2008 23288.39745 21371.93559 2008-09-30 2008-10-31 -22.14% -19.98% 09/2008 21683.2596 20370.12118 2008-10-31 2008-11-30 -12.99% -11.58% 10/2008 16883.1487 16300.64472 2008-11-30 2008-12-31 5.25% 6.15% 11/2008 14689.99458 14412.88139 2008-12-31 2009-01-31 -14.28% -14.28% 12/2008 15460.74325 15299.50889 2009-01-31 2009-02-28 -12.71% -13.89% 01/2009 13253.56001 13113.99185 2009-02-28 2009-03-31 10.40% 8.88% 02/2009 11569.40598 11292.45016 2009-03-31 2009-04-30 19.66% 15.87% 03/2009 12772.37314 12295.05465 2009-04-30 2009-05-31 3.22% 2.16% 04/2009 15282.91332 14245.96406 2009-05-31 2009-06-30 0.35% -0.32% 05/2009 15774.56077 14554.00274 2009-06-30 2009-07-31 13.44% 11.56% 06/2009 15830.36155 14508.11897 2009-07-31 2009-08-31 5.14% 4.73% 07/2009 17958.54923 16185.85965 2009-08-31 2009-09-30 6.33% 5.02% 08/2009 18881.11335 16951.94298 2009-09-30 2009-10-31 -7.53% -6.64% 09/2009 20077.00247 17802.15505 2009-10-31 2009-11-30 3.11% 3.18% 10/2009 18565.71739 16619.96421 2009-11-30 2009-12-31 7.92% 7.57% 11/2009 19142.94433 17148.85478 2009-12-31 2010-01-31 -3.16% -2.93% 12/2009 20658.88977 18447.7194 2010-01-31 2010-02-28 6.15% 4.64% 01/2010 20006.39299 17907.01536 2010-02-28 2010-03-31 8.86% 8.32% 02/2010 21237.71755 18737.34289 2010-03-31 2010-04-30 8.11% 7.00% 03/2010 23119.5823 20295.85058 2010-04-30 2010-05-31 -9.90% -8.45% 04/2010 24993.57395 21715.93289 2010-05-31 2010-06-30 -10.14% -8.73% 05/2010 22519.48386 19880.97681 2010-06-30 2010-07-31 8.69% 7.14% 06/2010 20234.89853 18145.46526 2010-07-31 2010-08-31 -8.38% -7.52% 07/2010 21993.0817 19440.72405 2010-08-31 2010-09-30 12.93% 10.74% 08/2010 20150.67419 17978.90598 2010-09-30 2010-10-31 4.17% 3.87% 09/2010 22757.07747 19909.28019 2010-10-31 2010-11-30 4.49% 2.54% 10/2010 23705.72822 20680.63231 2010-11-30 2010-12-31 9.18% 8.31% 11/2010 24770.32517 21206.23538 2010-12-31 2011-01-31 0.31% 0.05% 12/2010 27043.03564 22968.14234 2011-01-31 2011-02-28 6.28% 5.08% 01/2011 27127.64428 22980.67416 2011-02-28 2011-03-31 2.05% 1.39% 02/2011 28830.39311 24147.54979 2011-03-31 2011-04-30 1.26% 1.62% 03/2011 29422.65357 24483.10978 2011-04-30 2011-05-31 -3.12% -1.79% 04/2011 29792.81635 24880.91491 2011-05-31 2011-06-30 -1.81% -2.46% 05/2011 28862.12135 24435.21118 2011-06-30 2011-07-31 -2.88% -3.31% 06/2011 28340.10852 23834.3689 2011-07-31 2011-08-31 -10.58% -8.83% 07/2011 27524.94664 23046.22178 2011-08-31 2011-09-30 -12.58% -10.92% 08/2011 24613.65421 21010.59633 2011-09-30 2011-10-31 15.82% 14.41% 09/2011 21518.01959 18716.03141 2011-10-31 2011-11-30 -0.68% -0.20% 10/2011 24922.29967 21413.06698 2011-11-30 2011-12-31 1.01% 1.57% 11/2011 24752.61593 21370.27561 2011-12-31 2012-01-31 7.43% 6.65% 12/2011 25002.48837 21704.73911 2012-01-31 2012-02-29 3.18% 1.49% 01/2012 26859.32257 23147.48672 2012-02-29 2012-03-31 2.30% 3.10% 02/2012 27712.17084 23491.84281 2012-03-31 2012-04-30 -1.60% -1.45% 03/2012 28349.10816 24220.43348 2012-04-30 2012-05-31 -7.12% -6.11% 04/2012 27895.69516 23869.97801 2012-05-31 2012-06-30 4.38% 4.82% 05/2012 25909.31439 22411.34432 2012-06-30 2012-07-31 -0.24% -1.02% 06/2012 27044.58351 23491.86759 2012-07-31 2012-08-31 4.21% 3.08% 07/2012 26979.62455 23251.80414 2012-08-31 2012-09-30 3.31% 3.56% 08/2012 28116.40648 23969.11654 2012-09-30 2012-10-31 -0.82% -1.25% 09/2012 29048.45198 24823.03614 10/31/2012 28809.90552 24511.73588 One Year Five Years Ten Years -------- ---------- --------- 15.60% 1.22% 11.16% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 4 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS U.S. Core Equity 1 Portfolio vs. Russell 3000(R) Index September 15, 2005 - October 31, 2012 U.S. Core Equity 1 BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Russell 3000(R) Index --------- ---------- ----------- ----------------- ---------- ------------------ --------------------- 2005-09-15 2005-09-30 0.40% 0.26% 09/2005 10000 10000 2005-09-30 2005-10-31 -2.19% -1.87% 09/2005 10040 10026.07049 2005-10-31 2005-11-30 4.07% 3.89% 10/2005 9820 9838.286379 2005-11-30 2005-12-31 0.04% 0.08% 11/2005 10220 10220.99572 2005-12-31 2006-01-31 4.03% 3.34% 12/2005 10223.78844 10229.4184 2006-01-31 2006-02-28 0.19% 0.18% 01/2006 10635.9569 10571.16355 2006-02-28 2006-03-31 2.22% 1.73% 02/2006 10656.06268 10589.95797 2006-03-31 2006-04-30 1.20% 1.08% 03/2006 10892.7356 10773.02951 2006-04-30 2006-05-31 -3.47% -3.20% 04/2006 11023.6095 10889.90295 2006-05-31 2006-06-30 0.02% 0.18% 05/2006 10641.05502 10541.26651 2006-06-30 2006-07-31 -1.04% -0.09% 06/2006 10643.53355 10559.8869 2006-07-31 2006-08-31 2.40% 2.45% 07/2006 10532.45303 10550.00243 2006-08-31 2006-09-30 2.08% 2.24% 08/2006 10784.90876 10808.11243 2006-09-30 2006-10-31 3.68% 3.60% 09/2006 11008.93769 11050.03834 2006-10-31 2006-11-30 2.38% 2.18% 10/2006 11414.05039 11447.81119 2006-11-30 2006-12-31 1.22% 1.20% 11/2006 11686.05336 11696.8799 2006-12-31 2007-01-31 1.90% 1.90% 12/2006 11828.31835 11836.97558 2007-01-31 2007-02-28 -1.10% -1.64% 01/2007 12052.84208 12062.28188 2007-02-28 2007-03-31 1.00% 1.04% 02/2007 11920.16897 11864.40958 2007-03-31 2007-04-30 3.74% 3.99% 03/2007 12038.98958 11987.89834 2007-04-30 2007-05-31 3.85% 3.64% 04/2007 12489.04527 12466.77687 2007-05-31 2007-06-30 -1.62% -1.87% 05/2007 12969.78657 12921.09509 2007-06-30 2007-07-31 -4.18% -3.41% 06/2007 12760.02759 12679.15964 2007-07-31 2007-08-31 1.01% 1.44% 07/2007 12226.22113 12246.76321 2007-08-31 2007-09-30 2.87% 3.65% 08/2007 12349.40724 12422.55798 2007-09-30 2007-10-31 1.54% 1.83% 09/2007 12703.61439 12875.44803 2007-10-31 2007-11-30 -5.17% -4.50% 10/2007 12899.37163 13111.63682 2007-11-30 2007-12-31 -0.61% -0.61% 11/2007 12232.76581 12521.36708 2007-12-31 2008-01-31 -5.71% -6.06% 12/2007 12158.55538 12445.59651 2008-01-31 2008-02-29 -2.98% -3.11% 01/2008 11464.66848 11691.24967 2008-02-29 2008-03-31 -0.71% -0.59% 02/2008 11122.9033 11328.12341 2008-03-31 2008-04-30 4.99% 5.00% 03/2008 11043.48573 11261.28749 2008-04-30 2008-05-31 2.60% 2.05% 04/2008 11594.10167 11824.45152 2008-05-31 2008-06-30 -8.56% -8.25% 05/2008 11895.38209 12066.69465 2008-06-30 2008-07-31 0.00% -0.80% 06/2008 10876.7061 11070.94073 2008-07-31 2008-08-31 2.21% 1.55% 07/2008 10876.7061 10982.64391 2008-08-31 2008-09-30 -9.27% -9.40% 08/2008 11116.55677 11152.87489 2008-09-30 2008-10-31 -18.56% -17.74% 09/2008 10086.10573 10104.23524 2008-10-31 2008-11-30 -8.45% -7.89% 10/2008 8213.686378 8312.150636 2008-11-30 2008-12-31 2.63% 1.91% 11/2008 7519.572035 7655.996316 2008-12-31 2009-01-31 -9.04% -8.39% 12/2008 7717.617641 7802.460402 2009-01-31 2009-02-28 -10.69% -10.48% 01/2009 7019.860428 7147.674106 2009-02-28 2009-03-31 9.19% 8.76% 02/2009 6269.242823 6398.917567 2009-03-31 2009-04-30 12.11% 10.52% 03/2009 6845.382245 6959.42348 2009-04-30 2009-05-31 4.71% 5.34% 04/2009 7674.481336 7691.788944 2009-05-31 2009-06-30 0.45% 0.34% 05/2009 8035.883505 8102.256351 2009-06-30 2009-07-31 8.47% 7.78% 06/2009 8072.081178 8129.804088 2009-07-31 2009-08-31 3.66% 3.57% 07/2009 8755.431967 8762.595024 2009-08-31 2009-09-30 4.74% 4.19% 08/2009 9075.752648 9075.698133 2009-09-30 2009-10-31 -3.54% -2.57% 09/2009 9505.932557 9455.934523 2009-10-31 2009-11-30 5.04% 5.68% 10/2009 9169.774822 9212.730565 2009-11-30 2009-12-31 4.04% 2.85% 11/2009 9631.484794 9736.232822 2009-12-31 2010-01-31 -3.23% -3.60% 12/2009 10020.21596 10013.68879 2010-01-31 2010-02-28 3.89% 3.39% 01/2010 9696.983185 9652.71891 2010-02-28 2010-03-31 6.65% 6.30% 02/2010 10074.08808 9979.96323 2010-03-31 2010-04-30 3.12% 2.16% 03/2010 10743.73917 10608.96643 2010-04-30 2010-05-31 -7.89% -7.90% 04/2010 11078.46873 10837.91578 2010-05-31 2010-06-30 -6.44% -5.75% 05/2010 10203.85278 9981.751444 2010-06-30 2010-07-31 7.15% 6.94% 06/2010 9546.471821 9407.921189 2010-07-31 2010-08-31 -5.40% -4.71% 07/2010 10229.13666 10061.04111 2010-08-31 2010-09-30 10.20% 9.44% 08/2010 9676.503217 9587.438128 2010-09-30 2010-10-31 3.88% 3.91% 09/2010 10663.52497 10492.65506 2010-10-31 2010-11-30 1.28% 0.58% 10/2010 11077.00859 10902.67624 2010-11-30 2010-12-31 7.28% 6.78% 11/2010 11218.46352 10965.61711 2010-12-31 2011-01-31 2.00% 2.18% 12/2010 12035.13833 11708.96736 2011-01-31 2011-02-28 4.01% 3.64% 01/2011 12275.8411 11964.71007 2011-02-28 2011-03-31 1.06% 0.45% 02/2011 12768.18767 12400.3236 2011-03-31 2011-04-30 2.72% 2.98% 03/2011 12903.06532 12456.25605 2011-04-30 2011-05-31 -1.41% -1.14% 04/2011 13253.87084 12827.01189 2011-05-31 2011-06-30 -1.85% -1.80% 05/2011 13067.50541 12680.65539 2011-06-30 2011-07-31 -2.83% -2.29% 06/2011 12825.76773 12452.9236 2011-07-31 2011-08-31 -6.97% -6.00% 07/2011 12462.7743 12167.75288 2011-08-31 2011-09-30 -8.75% -7.76% 08/2011 11593.79004 11437.74633 2011-09-30 2011-10-31 12.53% 11.51% 09/2011 10579.2966 10550.2277 2011-10-31 2011-11-30 -0.19% -0.27% 10/2011 11904.46946 11764.4808 2011-11-30 2011-12-31 0.64% 0.82% 11/2011 11882.38324 11732.68431 2011-12-31 2012-01-31 5.39% 5.05% 12/2011 11958.68183 11829.12097 2012-01-31 2012-02-29 4.32% 4.23% 01/2012 12603.29479 12426.05088 2012-02-29 2012-03-31 2.65% 3.08% 02/2012 13147.8816 12951.71029 2012-03-31 2012-04-30 -0.99% -0.66% 03/2012 13496.46581 13351.22878 2012-04-30 2012-05-31 -6.58% -6.18% 04/2012 13362.83743 13263.6621 2012-05-31 2012-06-30 3.70% 3.92% 05/2012 12483.1173 12443.71622 2012-06-30 2012-07-31 0.69% 0.99% 06/2012 12944.70039 12931.07791 2012-07-31 2012-08-31 2.92% 2.50% 07/2012 13034.20567 13059.15945 2012-08-31 2012-09-30 2.85% 2.63% 08/2012 13414.60308 13385.09154 2012-09-30 2012-10-31 -1.38% -1.72% 09/2012 13796.44644 13736.58407 10/31/2012 13605.45329 13499.64779 One Year Five Years From 09/15/2005 -------- ---------- --------------- 14.29% 1.07% 4.42% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Core Equity 2 Portfolio vs. Russell 3000(R) Index September 15, 2005 - October 31, 2012 U.S. Core Equity 2 BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Russell 3000(R) Index --------- ---------- ----------- ----------------- ---------- ------------------ --------------------- 2005-09-15 2005-09-30 0.50% 0.26% 09/2005 10000 10000 2005-09-30 2005-10-31 -2.19% -1.87% 09/2005 10050 10026.07049 2005-10-31 2005-11-30 4.17% 3.89% 10/2005 9829.999999 9838.286379 2005-11-30 2005-12-31 0.07% 0.08% 11/2005 10240 10220.99572 2005-12-31 2006-01-31 4.80% 3.34% 12/2005 10246.90802 10229.4184 2006-01-31 2006-02-28 0.19% 0.18% 01/2006 10739.16145 10571.16355 2006-02-28 2006-03-31 2.39% 1.73% 02/2006 10759.25342 10589.95797 2006-03-31 2006-04-30 1.46% 1.08% 03/2006 11015.87975 10773.02951 2006-04-30 2006-05-31 -3.60% -3.20% 04/2006 11176.84238 10889.90295 2006-05-31 2006-06-30 -0.08% 0.18% 05/2006 10774.43581 10541.26651 2006-06-30 2006-07-31 -1.12% -0.09% 06/2006 10765.82634 10559.8869 2006-07-31 2006-08-31 2.27% 2.45% 07/2006 10644.74863 10550.00243 2006-08-31 2006-09-30 2.05% 2.24% 08/2006 10886.90406 10808.11243 2006-09-30 2006-10-31 3.83% 3.60% 09/2006 11109.73012 11050.03834 2006-10-31 2006-11-30 2.53% 2.18% 10/2006 11534.69247 11447.81119 2006-11-30 2006-12-31 1.37% 1.20% 11/2006 11826.7327 11696.8799 2006-12-31 2007-01-31 1.87% 1.90% 12/2006 11988.2295 11836.97558 2007-01-31 2007-02-28 -1.00% -1.64% 01/2007 12212.49909 12062.28188 2007-02-28 2007-03-31 1.06% 1.04% 02/2007 12090.17022 11864.40958 2007-03-31 2007-04-30 3.43% 3.99% 03/2007 12218.05161 11987.89834 2007-04-30 2007-05-31 4.04% 3.64% 04/2007 12636.89786 12466.77687 2007-05-31 2007-06-30 -1.61% -1.87% 05/2007 13147.68597 12921.09509 2007-06-30 2007-07-31 -4.68% -3.41% 06/2007 12936.11551 12679.15964 2007-07-31 2007-08-31 0.91% 1.44% 07/2007 12331.33674 12246.76321 2007-08-31 2007-09-30 2.51% 3.65% 08/2007 12444.09211 12422.55798 2007-09-30 2007-10-31 1.05% 1.83% 09/2007 12756.68877 12875.44803 2007-10-31 2007-11-30 -5.71% -4.50% 10/2007 12890.42825 13111.63682 2007-11-30 2007-12-31 -0.87% -0.61% 11/2007 12155.01345 12521.36708 2007-12-31 2008-01-31 -5.15% -6.06% 12/2007 12048.85772 12445.59651 2008-01-31 2008-02-29 -3.17% -3.11% 01/2008 11428.31569 11691.24967 2008-02-29 2008-03-31 -1.01% -0.59% 02/2008 11066.33284 11328.12341 2008-03-31 2008-04-30 5.02% 5.00% 03/2008 10954.96199 11261.28749 2008-04-30 2008-05-31 2.80% 2.05% 04/2008 11504.78489 11824.45152 2008-05-31 2008-06-30 -9.04% -8.25% 05/2008 11826.37942 12066.69465 2008-06-30 2008-07-31 0.29% -0.80% 06/2008 10757.16532 11070.94073 2008-07-31 2008-08-31 2.22% 1.55% 07/2008 10788.40588 10982.64391 2008-08-31 2008-09-30 -9.03% -9.40% 08/2008 11027.91682 11152.87489 2008-09-30 2008-10-31 -19.02% -17.74% 09/2008 10032.13851 10104.23524 2008-10-31 2008-11-30 -9.06% -7.89% 10/2008 8123.967743 8312.150636 2008-11-30 2008-12-31 2.97% 1.91% 11/2008 7388.291492 7655.996316 2008-12-31 2009-01-31 -10.42% -8.39% 12/2008 7607.356497 7802.460402 2009-01-31 2009-02-28 -11.63% -10.48% 01/2009 6814.923529 7147.674106 2009-02-28 2009-03-31 9.84% 8.76% 02/2009 6022.490561 6398.917567 2009-03-31 2009-04-30 13.96% 10.52% 03/2009 6614.967726 6959.42348 2009-04-30 2009-05-31 4.79% 5.34% 04/2009 7538.727264 7691.788944 2009-05-31 2009-06-30 -0.13% 0.34% 05/2009 7899.736738 8102.256351 2009-06-30 2009-07-31 9.05% 7.78% 06/2009 7889.104933 8129.804088 2009-07-31 2009-08-31 4.09% 3.57% 07/2009 8603.38876 8762.595024 2009-08-31 2009-09-30 4.99% 4.19% 08/2009 8955.200198 9075.698133 2009-09-30 2009-10-31 -4.38% -2.57% 09/2009 9401.701866 9455.934523 2009-10-31 2009-11-30 4.53% 5.68% 10/2009 8990.274958 9212.730565 2009-11-30 2009-12-31 4.55% 2.85% 11/2009 9397.46262 9736.232822 2009-12-31 2010-01-31 -3.06% -3.60% 12/2009 9825.026675 10013.68879 2010-01-31 2010-02-28 4.18% 3.39% 01/2010 9524.041175 9652.71891 2010-02-28 2010-03-31 7.14% 6.30% 02/2010 9921.772015 9979.96323 2010-03-31 2010-04-30 3.65% 2.16% 03/2010 10630.6719 10608.96643 2010-04-30 2010-05-31 -7.92% -7.90% 04/2010 11018.41677 10837.91578 2010-05-31 2010-06-30 -7.04% -5.75% 05/2010 10145.99081 9981.751444 2010-06-30 2010-07-31 7.33% 6.94% 06/2010 9432.164173 9407.921189 2010-07-31 2010-08-31 -5.98% -4.71% 07/2010 10123.64013 10061.04111 2010-08-31 2010-09-30 10.57% 9.44% 08/2010 9518.598667 9587.438128 2010-09-30 2010-10-31 3.71% 3.91% 09/2010 10524.41695 10492.65506 2010-10-31 2010-11-30 1.59% 0.58% 10/2010 10915.01387 10902.67624 2010-11-30 2010-12-31 7.93% 6.78% 11/2010 11088.6125 10965.61711 2010-12-31 2011-01-31 1.91% 2.18% 12/2010 11968.23215 11708.96736 2011-01-31 2011-02-28 4.47% 3.64% 01/2011 12197.34143 11964.71007 2011-02-28 2011-03-31 1.21% 0.45% 02/2011 12742.83971 12400.3236 2011-03-31 2011-04-30 2.29% 2.98% 03/2011 12896.98515 12456.25605 2011-04-30 2011-05-31 -1.57% -1.14% 04/2011 13192.08565 12827.01189 2011-05-31 2011-06-30 -1.97% -1.80% 05/2011 12984.42234 12680.65539 2011-06-30 2011-07-31 -3.36% -2.29% 06/2011 12729.15378 12452.9236 2011-07-31 2011-08-31 -7.58% -6.00% 07/2011 12301.55947 12167.75288 2011-08-31 2011-09-30 -9.49% -7.76% 08/2011 11369.62315 11437.74633 2011-09-30 2011-10-31 13.48% 11.51% 09/2011 10290.37171 10550.2277 2011-10-31 2011-11-30 -0.38% -0.27% 10/2011 11677.0956 11764.4808 2011-11-30 2011-12-31 0.73% 0.82% 11/2011 11633.07262 11732.68431 2011-12-31 2012-01-31 5.57% 5.05% 12/2011 11717.78196 11829.12097 2012-01-31 2012-02-29 4.29% 4.23% 01/2012 12370.61401 12426.05088 2012-02-29 2012-03-31 2.41% 3.08% 02/2012 12901.73161 12951.71029 2012-03-31 2012-04-30 -1.01% -0.66% 03/2012 13213.27714 13351.22878 2012-04-30 2012-05-31 -6.86% -6.18% 04/2012 13080.25757 13263.6621 2012-05-31 2012-06-30 3.95% 3.92% 05/2012 12182.37548 12443.71622 2012-06-30 2012-07-31 0.53% 0.99% 06/2012 12663.02274 12931.07791 2012-07-31 2012-08-31 3.15% 2.50% 07/2012 12729.84608 13059.15945 2012-08-31 2012-09-30 3.04% 2.63% 08/2012 13130.78612 13385.09154 2012-09-30 2012-10-31 -0.91% -1.72% 09/2012 13529.76511 13736.58407 10/31/2012 13406.76724 13499.64779 One Year Five Years From 09/15/2005 -------- ---------- --------------- 14.81% 0.79% 4.20% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Vector Equity Portfolio vs. Russell 2500(R) Index December 30, 2005 - October 31, 2012 U.S. Vector Equity Russell Russell BeginDate EndDate FundReturns Benchmark0Returns Benchmark1Returns EndDate Portfolio 2500(R) Index 3000(R) Index --------- ---------- ----------- ----------------- ----------------- ---------- ----------- ------------- ------------- 2005-12-30. 2005-12-31 0.00% 0.00% 0.00% 12/2005 10000 10000 10000 2005-12-31. 2006-01-31 8.10% 7.07% 3.34% 12/2005 10000 10000 10000 2006-01-31. 2006-02-28 -0.09% -0.08% 0.18% 01/2006 10810 10707.36924 10334.08073 2006-02-28. 2006-03-31 3.66% 3.89% 1.73% 02/2006 10800 10698.42504 10352.45363 2006-03-31. 2006-04-30 1.07% 0.35% 1.08% 03/2006 11195.70224 11114.26534 10531.41937 2006-04-30. 2006-05-31 -3.98% -4.72% -3.20% 04/2006 11315.87078 11153.28278 10645.67165 2006-05-31. 2006-06-30 -0.19% 0.05% 0.18% 05/2006 10865.23876 10626.4826 10304.85419 2006-06-30. 2006-07-31 -2.04% -3.15% -0.09% 06/2006 10844.61829 10631.79726 10323.05698 2006-07-31. 2006-08-31 2.27% 2.53% 2.45% 07/2006 10623.7094 10297.36211 10313.39419 2006-08-31. 2006-09-30 1.71% 1.22% 2.24% 08/2006 10864.70092 10558.29931 10565.71547 2006-09-30. 2006-10-31 4.37% 4.80% 3.60% 09/2006 11050.09171 10686.88833 10802.21564 2006-10-31. 2006-11-30 2.88% 3.26% 2.18% 10/2006 11533.15583 11200.38745 11191.06751 2006-11-30. 2006-12-31 1.14% 0.44% 1.20% 11/2006 11865.26241 11565.75267 11434.55028 2006-12-31. 2007-01-31 1.97% 2.70% 1.90% 12/2006 12000.89116 11616.4765 11571.50398 2007-01-31. 2007-02-28 -0.67% -0.14% -1.64% 01/2007 12236.80611 11929.91056 11791.75727 2007-02-28. 2007-03-31 0.93% 0.97% 1.04% 02/2007 12154.74873 11913.14706 11598.32272 2007-03-31. 2007-04-30 2.93% 2.58% 3.99% 03/2007 12267.96271 12029.07706 11719.04195 2007-04-30. 2007-05-31 4.15% 4.18% 3.64% 04/2007 12627.57636 12339.03312 12187.18052 2007-05-31. 2007-06-30 -1.52% -1.79% -1.87% 05/2007 13151.58482 12854.61469 12631.30961 2007-06-30. 2007-07-31 -5.65% -5.75% -3.41% 06/2007 12951.14302 12623.93608 12394.80012 2007-07-31. 2007-08-31 0.51% 1.06% 1.44% 07/2007 12219.61465 11898.6634 11972.10118 2007-08-31. 2007-09-30 1.75% 2.35% 3.65% 08/2007 12281.43395 12024.84163 12143.95334 2007-09-30. 2007-10-31 0.66% 2.57% 1.83% 09/2007 12496.25247 12307.98885 12586.68629 2007-10-31. 2007-11-30 -6.49% -6.13% -4.50% 10/2007 12578.94066 12624.15904 12817.578 2007-11-30. 2007-12-31 -1.11% -0.62% -0.61% 11/2007 11762.3948 11850.46476 12240.54642 2007-12-31. 2008-01-31 -4.73% -6.11% -6.06% 12/2007 11631.77062 11776.64626 12166.47518 2008-01-31. 2008-02-29 -3.37% -2.75% -3.11% 01/2008 11081.33861 11057.29114 11429.04632 2008-02-29. 2008-03-31 -0.41% -0.74% -0.59% 02/2008 10707.46027 10753.5381 11074.06401 2008-03-31. 2008-04-30 4.49% 5.38% 5.00% 03/2008 10663.12107 10673.96192 11008.72703 2008-04-30. 2008-05-31 3.36% 4.75% 2.05% 04/2008 11142.12846 11248.63068 11559.26081 2008-05-31. 2008-06-30 -9.55% -8.15% -8.25% 05/2008 11517.00381 11782.78761 11796.07107 2008-06-30. 2008-07-31 0.80% 0.69% -0.80% 06/2008 10416.82936 10821.90896 10822.64924 2008-07-31. 2008-08-31 2.89% 2.86% 1.55% 07/2008 10500.41476 10896.98502 10736.33268 2008-08-31. 2008-09-30 -8.43% -9.94% -9.40% 08/2008 10803.4118 11208.63879 10902.74583 2008-09-30. 2008-10-31 -20.68% -21.54% -17.74% 09/2008 9892.436576 10094.83988 9877.624365 2008-10-31. 2008-11-30 -10.96% -10.84% -7.89% 10/2008 7846.810771 7920.144418 8125.731405 2008-11-30. 2008-12-31 4.58% 5.43% 1.91% 11/2008 6986.598894 7061.280989 7484.292866 2008-12-31. 2009-01-31 -12.17% -9.00% -8.39% 12/2008 7306.839275 7444.662323 7627.472155 2009-01-31. 2009-02-28 -12.54% -10.81% -10.48% 01/2009 6417.311015 6774.568834 6987.370958 2009-02-28. 2009-03-31 10.08% 9.13% 8.76% 02/2009 5612.499733 6042.101693 6255.407019 2009-03-31. 2009-04-30 16.18% 15.41% 10.52% 03/2009 6178.308306 6593.63287 6803.342288 2009-04-30. 2009-05-31 4.30% 3.05% 5.34% 04/2009 7177.896914 7609.72032 7519.282761 2009-05-31. 2009-06-30 0.04% 1.13% 0.34% 05/2009 7486.280631 7841.521026 7920.544486 2009-06-30. 2009-07-31 10.26% 9.02% 7.78% 06/2009 7489.588964 7930.383589 7947.4744 2009-07-31. 2009-08-31 4.65% 4.09% 3.57% 07/2009 8257.751935 8645.898145 8566.073534 2009-08-31. 2009-09-30 5.22% 5.80% 4.19% 08/2009 8641.833419 8999.115137 8872.154581 2009-09-30. 2009-10-31 -5.53% -5.79% -2.57% 09/2009 9092.773536 9521.240112 9243.863288 2009-10-31. 2009-11-30 3.74% 4.03% 5.68% 10/2009 8589.996646 8970.170257 9006.113742 2009-11-30. 2009-12-31 5.96% 7.21% 2.85% 11/2009 8910.918066 9331.898712 9517.875249 2009-12-31. 2010-01-31 -2.84% -3.35% -3.60% 12/2009 9441.991047 10004.75497 9789.108621 2010-01-31. 2010-02-28 4.92% 4.97% 3.39% 01/2010 9173.447502 9669.835496 9436.23433 2010-02-28. 2010-03-31 7.50% 7.64% 6.30% 02/2010 9624.600658 10150.60386 9756.139438 2010-03-31. 2010-04-30 5.09% 4.74% 2.16% 03/2010 10346.73337 10926.39959 10371.03579 2010-04-30. 2010-05-31 -8.01% -7.45% -7.90% 04/2010 10873.74994 11443.95706 10594.85042 2010-05-31. 2010-06-30 -7.76% -7.14% -5.75% 05/2010 10002.55929 10591.65383 9757.887548 2010-06-30. 2010-07-31 7.36% 7.04% 6.94% 06/2010 9226.60273 9835.732521 9196.926765 2010-07-31. 2010-08-31 -6.86% -5.92% -4.71% 07/2010 9905.663442 10527.7909 9835.398958 2010-08-31. 2010-09-30 11.01% 11.44% 9.44% 08/2010 9226.602729 9904.491459 9372.41762 2010-09-30. 2010-10-31 3.70% 3.83% 3.91% 09/2010 10242.66637 11037.13948 10257.33296 2010-10-31. 2010-11-30 2.44% 2.81% 0.58% 10/2010 10621.22321 11460.40038 10658.15847 2010-11-30. 2010-12-31 8.57% 7.59% 6.78% 11/2010 10880.80504 11782.82606 10719.68775 2010-12-31. 2011-01-31 1.38% 1.34% 2.18% 12/2010 11813.40659 12676.91163 11446.36665 2011-01-31. 2011-02-28 5.08% 4.88% 3.64% 01/2011 11976.42508 12846.87019 11696.37373 2011-02-28. 2011-03-31 1.66% 2.27% 0.45% 02/2011 12585.02744 13473.74101 12122.21762 2011-03-31. 2011-04-30 2.04% 2.89% 2.98% 03/2011 12793.91674 13779.87363 12176.89566 2011-04-30. 2011-05-31 -1.92% -1.20% -1.14% 04/2011 13055.01708 14177.73147 12539.33644 2011-05-31. 2011-06-30 -2.15% -2.20% -1.80% 05/2011 12804.79592 14007.77822 12396.26232 2011-06-30. 2011-07-31 -3.66% -3.81% -2.29% 06/2011 12529.69789 13699.1729 12173.63794 2011-07-31. 2011-08-31 -8.76% -8.19% -6.00% 07/2011 12071.69327 13177.70985 11894.86284 2011-08-31. 2011-09-30 -10.82% -10.80% -7.76% 08/2011 11013.92069 12098.97731 11181.22838 2011-09-30. 2011-10-31 14.48% 14.66% 11.51% 09/2011 9821.942629 10792.05018 10313.6144 2011-10-31. 2011-11-30 -0.49% -0.35% -0.27% 10/2011 11243.82742 12373.93866 11500.63507 2011-11-30. 2011-12-31 0.76% 0.23% 0.82% 11/2011 11189.13954 12330.94292 11469.55169 2011-12-31. 2012-01-31 6.15% 6.65% 5.05% 12/2011 11274.36654 12358.85589 11563.82553 2012-01-31. 2012-02-29 4.14% 3.71% 4.23% 01/2012 11967.32761 13180.32386 12147.36791 2012-02-29. 2012-03-31 2.40% 2.15% 3.08% 02/2012 12462.2998 13669.36943 12661.23818 2012-03-31. 2012-04-30 -1.47% -0.73% -0.66% 03/2012 12761.84573 13963.72374 13051.79655 2012-04-30. 2012-05-31 -7.27% -6.83% -6.18% 04/2012 12574.65732 13862.18174 12966.19375 2012-05-31. 2012-06-30 3.95% 3.64% 3.92% 05/2012 11660.73739 12914.77197 12164.63706 2012-06-30. 2012-07-31 -0.18% -0.68% 0.99% 06/2012 12121.55642 13385.2662 12641.06854 2012-07-31. 2012-08-31 3.66% 3.59% 2.50% 07/2012 12099.43679 13293.98253 12766.27755 2012-08-31. 2012-09-30 3.23% 2.60% 2.63% 08/2012 12541.82936 13771.47288 13084.89986 2012-09-30. 2012-10-31 -0.51% -1.05% -1.72% 09/2012 12946.68691 14130.21579 13428.50935 10/31/2012 12880.12296 13982.27365 13196.88692 One Year Five Years From 12/30/2005 -------- ---------- --------------- 14.55% 0.47% 3.77% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 5 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS U.S. Small Cap Portfolio vs. Russell 2000(R) Index October 31, 2002 - October 31, 2012 U.S. Small Cap Russell BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio 2000(R) Index --------- ---------- ----------- ----------------- ---------- -------------- ------------- 2002-10-31 2002-11-30 8.92% 8.92% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.50% -5.57% 11/2002 10891.71975 10892 2002-12-31 2003-01-31 -2.69% -2.77% 12/2002 10292.91741 10285.3156 2003-01-31 2003-02-28 -3.22% -3.02% 01/2003 10016.22608 10000.41236 2003-02-28 2003-03-31 0.95% 1.29% 02/2003 9693.419529 9698.399905 2003-03-31 2003-04-30 10.08% 9.48% 03/2003 9785.649973 9823.509263 2003-04-30 2003-05-31 11.22% 10.73% 04/2003 10772.51571 10754.77794 2003-05-31 2003-06-30 2.69% 1.81% 05/2003 11980.73451 11908.76561 2003-06-30 2003-07-31 6.30% 6.26% 06/2003 12303.54106 12124.31427 2003-07-31 2003-08-31 5.01% 4.58% 07/2003 13078.27678 12883.29635 2003-08-31 2003-09-30 -1.54% -1.85% 08/2003 13733.11292 13473.35132 2003-09-30 2003-10-31 8.73% 8.40% 09/2003 13520.9829 13224.09432 2003-10-31 2003-11-30 3.64% 3.55% 10/2003 14701.53256 14334.91824 2003-11-30 2003-12-31 2.34% 2.03% 11/2003 15236.46913 14843.80784 2003-12-31 2004-01-31 4.46% 4.34% 12/2003 15592.72663 15145.13714 2004-01-31 2004-02-29 0.85% 0.90% 01/2004 16287.58968 15802.43609 2004-02-29 2004-03-31 0.51% 0.93% 02/2004 16426.56229 15944.65802 2004-03-31 2004-04-30 -4.10% -5.10% 03/2004 16509.94585 16092.94333 2004-04-30 2004-05-31 1.05% 1.59% 04/2004 15833.61249 15272.20322 2004-05-31 2004-06-30 4.37% 4.21% 05/2004 16000.37962 15515.03126 2004-06-30 2004-07-31 -7.17% -6.73% 06/2004 16699.54476 16168.21407 2004-07-31 2004-08-31 -1.44% -0.51% 07/2004 15502.74405 15080.09326 2004-08-31 2004-09-30 4.89% 4.69% 08/2004 15280.08346 15003.18479 2004-09-30 2004-10-31 1.91% 1.97% 09/2004 16027.35649 15706.83416 2004-10-31 2004-11-30 8.75% 8.67% 10/2004 16333.78915 16016.25879 2004-11-30 2004-12-31 3.47% 2.96% 11/2004 17763.80821 17404.86843 2004-12-31 2005-01-31 -3.93% -4.17% 12/2004 18379.47152 17920.05253 2005-01-31 2005-02-28 1.75% 1.69% 01/2005 17656.68331 17172.78634 2005-02-28 2005-03-31 -2.89% -2.86% 02/2005 17966.44969 17463.00643 2005-03-31 2005-04-30 -6.24% -5.73% 03/2005 17448.05253 16963.56445 2005-04-30 2005-05-31 6.89% 6.55% 04/2005 16358.7231 15991.5522 2005-05-31 2005-06-30 3.77% 3.86% 05/2005 17485.61562 17038.21166 2005-06-30 2005-07-31 6.84% 6.34% 06/2005 18145.49922 17695.41334 2005-07-31 2005-08-31 -1.41% -1.85% 07/2005 19386.53855 18816.48682 2005-08-31 2005-09-30 0.64% 0.31% 08/2005 19113.88597 18467.60033 2005-09-30 2005-10-31 -3.09% -3.10% 09/2005 19235.96278 18525.55932 2005-10-31 2005-11-30 4.85% 4.85% 10/2005 18642.49282 17950.36629 2005-11-30 2005-12-31 -0.25% -0.46% 11/2005 19546.828 18821.74976 2005-12-31 2006-01-31 9.09% 8.97% 12/2005 19497.6084 18735.74394 2006-01-31 2006-02-28 -0.19% -0.28% 01/2006 21269.20834 20415.82191 2006-02-28 2006-03-31 4.59% 4.85% 02/2006 21229.17218 20359.59502 2006-03-31 2006-04-30 0.23% -0.02% 03/2006 22202.76237 21347.36282 2006-04-30 2006-05-31 -5.45% -5.62% 04/2006 22252.83626 21343.8986 2006-05-31 2006-06-30 -0.59% 0.64% 05/2006 21041.04815 20145.21337 2006-06-30 2006-07-31 -3.84% -3.25% 06/2006 20917.32016 20274.78836 2006-07-31 2006-08-31 2.79% 2.96% 07/2006 20114.73714 19615.05514 2006-08-31 2006-09-30 0.82% 0.83% 08/2006 20676.54526 20195.7776 2006-09-30 2006-10-31 5.64% 5.76% 09/2006 20846.99814 20363.92529 2006-10-31 2006-11-30 2.51% 2.63% 10/2006 22023.03419 21536.43877 2006-11-30 2006-12-31 0.71% 0.33% 11/2006 22575.87165 22102.96181 2006-12-31 2007-01-31 1.50% 1.67% 12/2006 22736.62171 22176.96705 2007-01-31 2007-02-28 -0.51% -0.79% 01/2007 23076.76752 22548.08794 2007-02-28 2007-03-31 1.05% 1.07% 02/2007 22959.8424 22369.16506 2007-03-31 2007-04-30 1.83% 1.80% 03/2007 23200.51036 22608.63756 2007-04-30 2007-05-31 3.78% 4.10% 04/2007 23626.01261 23014.74343 2007-05-31 2007-06-30 -1.09% -1.46% 05/2007 24519.56735 23958.4963 2007-06-30 2007-07-31 -6.02% -6.84% 06/2007 24251.58244 23608.0126 2007-07-31 2007-08-31 1.40% 2.27% 07/2007 22790.51525 21993.34851 2007-08-31 2007-09-30 1.26% 1.72% 08/2007 23110.45697 22491.84506 2007-09-30 2007-10-31 1.97% 2.87% 09/2007 23402.45803 22877.91405 2007-10-31 2007-11-30 -7.44% -7.18% 10/2007 23862.58866 23534.29322 2007-11-30 2007-12-31 -0.20% -0.06% 11/2007 22086.2704 21844.39548 2007-12-31 2008-01-31 -6.92% -6.82% 12/2007 22041.16399 21830.76512 2008-01-31 2008-02-29 -3.22% -3.71% 01/2008 20516.37515 20342.02883 2008-02-29 2008-03-31 0.36% 0.42% 02/2008 19856.39192 19588.01376 2008-03-31 2008-04-30 3.15% 4.19% 03/2008 19927.63569 19670.28342 2008-04-30 2008-05-31 4.77% 4.59% 04/2008 20555.00831 20493.88577 2008-05-31 2008-06-30 -8.95% -7.70% 05/2008 21535.99095 21435.31061 2008-06-30 2008-07-31 3.15% 3.70% 06/2008 19608.33588 19785.05283 2008-07-31 2008-08-31 3.62% 3.61% 07/2008 20225.74121 20517.22512 2008-08-31 2008-09-30 -7.99% -7.97% 08/2008 20957.48086 21257.89694 2008-09-30 2008-10-31 -20.58% -20.80% 09/2008 19282.02183 19564.06071 2008-10-31 2008-11-30 -12.21% -11.83% 10/2008 15313.20591 15494.16034 2008-11-30 2008-12-31 4.91% 5.80% 11/2008 13443.50362 13661.40461 2008-12-31 2009-01-31 -11.07% -11.12% 12/2008 14104.22393 14454.32762 2009-01-31 2009-02-28 -12.07% -12.15% 01/2009 12543.51063 12846.69817 2009-02-28 2009-03-31 10.30% 8.93% 02/2009 11029.04068 11285.52348 2009-03-31 2009-04-30 18.57% 15.46% 03/2009 12164.59349 12292.94776 2009-04-30 2009-05-31 3.53% 3.01% 04/2009 14423.73228 14193.2203 2009-05-31 2009-06-30 2.59% 1.47% 05/2009 14933.48668 14621.13219 2009-06-30 2009-07-31 10.39% 9.63% 06/2009 15320.43063 14835.88748 2009-07-31 2009-08-31 3.57% 2.87% 07/2009 16911.71115 16264.73903 2009-08-31 2009-09-30 6.23% 5.77% 08/2009 17515.70083 16731.12244 2009-09-30 2009-10-31 -6.94% -6.79% 09/2009 18607.1229 17696.12409 2009-10-31 2009-11-30 2.55% 3.14% 10/2009 17316.25374 16494.64373 2009-11-30 2009-12-31 8.29% 8.05% 11/2009 17758.17291 17012.41775 2009-12-31 2010-01-31 -3.03% -3.68% 12/2009 19229.91145 18381.81652 2010-01-31 2010-02-28 4.88% 4.50% 01/2010 18646.47967 17705.15506 2010-02-28 2010-03-31 8.19% 8.14% 02/2010 19556.63324 18502.69792 2010-03-31 2010-04-30 6.79% 5.66% 03/2010 21158.96636 20008.60791 2010-04-30 2010-05-31 -7.80% -7.59% 04/2010 22595.25381 21140.97975 2010-05-31 2010-06-30 -7.99% -7.75% 05/2010 20832.00662 19537.36598 2010-06-30 2010-07-31 7.20% 6.87% 06/2010 19166.54291 18023.33753 2010-07-31 2010-08-31 -7.63% -7.40% 07/2010 20546.44045 19261.88844 2010-08-31 2010-09-30 13.05% 12.46% 08/2010 18979.43816 17835.77807 2010-09-30 2010-10-31 4.10% 4.09% 09/2010 21456.93018 20058.05111 2010-10-31 2010-11-30 4.20% 3.47% 10/2010 22335.83229 20878.85552 2010-11-30 2010-12-31 7.99% 7.94% 11/2010 23273.32788 21602.80043 2010-12-31 2011-01-31 0.09% -0.26% 12/2010 25133.8852 23318.23325 2011-01-31 2011-02-28 5.61% 5.48% 01/2011 25157.41881 23258.1475 2011-02-28 2011-03-31 2.86% 2.59% 02/2011 26569.43483 24533.65872 2011-03-31 2011-04-30 2.37% 2.64% 03/2011 27330.04413 25169.47203 2011-04-30 2011-05-31 -2.02% -1.87% 04/2011 27977.67551 25834.09819 2011-05-31 2011-06-30 -1.60% -2.31% 05/2011 27412.46995 25349.74104 2011-06-30 2011-07-31 -3.50% -3.61% 06/2011 26974.5315 24765.28256 2011-07-31 2011-08-31 -8.97% -8.70% 07/2011 26030.95366 23870.13558 2011-08-31 2011-09-30 -11.10% -11.21% 08/2011 23695.59851 21793.37793 2011-09-30 2011-10-31 15.32% 15.14% 09/2011 21064.22164 19350.29789 2011-10-31 2011-11-30 -0.34% -0.36% 10/2011 24291.23202 22279.12145 2011-11-30 2011-12-31 0.55% 0.66% 11/2011 24208.48816 22197.90975 2011-12-31 2012-01-31 6.73% 7.07% 12/2011 24342.35457 22344.54025 2012-01-31 2012-02-29 2.88% 2.39% 01/2012 25979.4135 23923.20436 2012-02-29 2012-03-31 2.61% 2.56% 02/2012 26726.7665 24495.74347 2012-03-31 2012-04-30 -1.38% -1.54% 03/2012 27424.60552 25123.38149 2012-04-30 2012-05-31 -6.49% -6.62% 04/2012 27044.86195 24735.30378 2012-05-31 2012-06-30 4.22% 4.99% 05/2012 25288.54797 23098.08293 2012-06-30 2012-07-31 -0.81% -1.38% 06/2012 26356.59007 24250.67455 2012-07-31 2012-08-31 3.51% 3.33% 07/2012 26142.11511 23915.55258 2012-08-31 2012-09-30 3.26% 3.28% 08/2012 27059.59134 24713.06845 2012-09-30 2012-10-31 -1.24% -2.17% 09/2012 27942.43548 25524.5992 10/31/2012 27596.14033 24970.85273 One Year Five Years Ten Years -------- ---------- --------- 13.61% 2.95% 10.68% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. Micro Cap Portfolio vs. Russell 2000(R) Index October 31, 2002 - October 31, 2012 U.S. Micro Cap Russell BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio 2000(R) Index --------- ---------- ----------- ----------------- ---------- -------------- ------------- 2002-10-31 2002-11-30 8.36% 8.92% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.29% -5.57% 11/2002 10836.32019 10892 2002-12-31 2003-01-31 -2.23% -2.77% 12/2002 10371.96979 10285.3156 2003-01-31 2003-02-28 -2.88% -3.02% 01/2003 10140.94115 10000.41236 2003-02-28 2003-03-31 1.11% 1.29% 02/2003 9849.115507 9698.399905 2003-03-31 2003-04-30 9.28% 9.48% 03/2003 9958.550124 9823.509263 2003-04-30 2003-05-31 11.62% 10.73% 04/2003 10882.66466 10754.77794 2003-05-31 2003-06-30 4.40% 1.81% 05/2003 12147.24246 11908.76561 2003-06-30 2003-07-31 7.38% 6.26% 06/2003 12682.25614 12124.31427 2003-07-31 2003-08-31 4.73% 4.58% 07/2003 13618.53008 12883.29635 2003-08-31 2003-09-30 0.09% -1.85% 08/2003 14262.97838 13473.35132 2003-09-30 2003-10-31 8.94% 8.40% 09/2003 14275.13778 13224.09432 2003-10-31 2003-11-30 4.30% 3.55% 10/2003 15551.87497 14334.91824 2003-11-30 2003-12-31 2.77% 2.03% 11/2003 16220.64208 14843.80784 2003-12-31 2004-01-31 5.78% 4.34% 12/2003 16669.54407 15145.13714 2004-01-31 2004-02-29 0.50% 0.90% 01/2004 17633.17387 15802.43609 2004-02-29 2004-03-31 0.14% 0.93% 02/2004 17720.77658 15944.65802 2004-03-31 2004-04-30 -4.09% -5.10% 03/2004 17745.80593 16092.94333 2004-04-30 2004-05-31 0.00% 1.59% 04/2004 17019.9549 15272.20322 2004-05-31 2004-06-30 4.41% 4.21% 05/2004 17019.95491 15515.03126 2004-06-30 2004-07-31 -7.47% -6.73% 06/2004 17771.17033 16168.21407 2004-07-31 2004-08-31 -1.52% -0.51% 07/2004 16443.65514 15080.09326 2004-08-31 2004-09-30 5.01% 4.69% 08/2004 16193.18057 15003.18479 2004-09-30 2004-10-31 1.84% 1.97% 09/2004 17003.75956 15706.83416 2004-10-31 2004-11-30 8.97% 8.67% 10/2004 17317.01969 16016.25879 2004-11-30 2004-12-31 4.58% 2.96% 11/2004 18870.7899 17404.86843 2004-12-31 2005-01-31 -4.10% -4.17% 12/2004 19734.74342 17920.05253 2005-01-31 2005-02-28 0.83% 1.69% 01/2005 18925.51453 17172.78634 2005-02-28 2005-03-31 -3.23% -2.86% 02/2005 19082.13948 17463.00643 2005-03-31 2005-04-30 -6.22% -5.73% 03/2005 18466.11724 16963.56445 2005-04-30 2005-05-31 6.03% 6.55% 04/2005 17316.88222 15991.5522 2005-05-31 2005-06-30 4.52% 3.86% 05/2005 18361.64132 17038.21166 2005-06-30 2005-07-31 7.63% 6.34% 06/2005 19191.65259 17695.41334 2005-07-31 2005-08-31 -1.39% -1.85% 07/2005 20655.86587 18816.48682 2005-08-31 2005-09-30 0.61% 0.31% 08/2005 20368.25255 18467.60033 2005-09-30 2005-10-31 -2.81% -3.10% 09/2005 20492.34954 18525.55932 2005-10-31 2005-11-30 4.53% 4.85% 10/2005 19916.57471 17950.36629 2005-11-30 2005-12-31 0.18% -0.46% 11/2005 20819.49433 18821.74976 2005-12-31 2006-01-31 9.14% 8.97% 12/2005 20856.83868 18735.74394 2006-01-31 2006-02-28 0.25% -0.28% 01/2006 22763.18481 20415.82191 2006-02-28 2006-03-31 4.55% 4.85% 02/2006 22819.66914 20359.59502 2006-03-31 2006-04-30 -0.41% -0.02% 03/2006 23857.98949 21347.36282 2006-04-30 2006-05-31 -5.89% -5.62% 04/2006 23759.1109 21343.8986 2006-05-31 2006-06-30 -0.89% 0.64% 05/2006 22360.68523 20145.21337 2006-06-30 2006-07-31 -3.45% -3.25% 06/2006 22161.75746 20274.78836 2006-07-31 2006-08-31 2.78% 2.96% 07/2006 21398.04661 19615.05514 2006-08-31 2006-09-30 0.56% 0.83% 08/2006 21992.04393 20195.7776 2006-09-30 2006-10-31 5.45% 5.76% 09/2006 22114.4661 20363.92529 2006-10-31 2006-11-30 2.25% 2.63% 10/2006 23318.64908 21536.43877 2006-11-30 2006-12-31 1.61% 0.33% 11/2006 23842.82284 22102.96181 2006-12-31 2007-01-31 1.15% 1.67% 12/2006 24227.49838 22176.96705 2007-01-31 2007-02-28 -0.50% -0.79% 01/2007 24505.26587 22548.08794 2007-02-28 2007-03-31 1.02% 1.07% 02/2007 24381.81365 22369.16506 2007-03-31 2007-04-30 1.50% 1.80% 03/2007 24630.73155 22608.63756 2007-04-30 2007-05-31 3.15% 4.10% 04/2007 25001.35071 23014.74343 2007-05-31 2007-06-30 -0.33% -1.46% 05/2007 25788.91643 23958.4963 2007-06-30 2007-07-31 -6.51% -6.84% 06/2007 25702.89187 23608.0126 2007-07-31 2007-08-31 1.16% 2.27% 07/2007 24030.65554 21993.34851 2007-08-31 2007-09-30 1.48% 1.72% 08/2007 24309.36159 22491.84506 2007-09-30 2007-10-31 1.70% 2.87% 09/2007 24667.95852 22877.91405 2007-10-31 2007-11-30 -8.42% -7.18% 10/2007 25087.11201 23534.29322 2007-11-30 2007-12-31 -0.06% -0.06% 11/2007 22975.8204 21844.39548 2007-12-31 2008-01-31 -7.65% -6.82% 12/2007 22962.87539 21830.76512 2008-01-31 2008-02-29 -3.14% -3.71% 01/2008 21206.99108 20342.02883 2008-02-29 2008-03-31 0.31% 0.42% 02/2008 20542.14169 19588.01376 2008-03-31 2008-04-30 2.07% 4.19% 03/2008 20605.37102 19670.28342 2008-04-30 2008-05-31 3.98% 4.59% 04/2008 21032.15998 20493.88577 2008-05-31 2008-06-30 -9.05% -7.70% 05/2008 21868.66634 21435.31061 2008-06-30 2008-07-31 4.48% 3.70% 06/2008 19889.47911 19785.05283 2008-07-31 2008-08-31 3.38% 3.61% 07/2008 20779.54185 20517.22512 2008-08-31 2008-09-30 -7.37% -7.97% 08/2008 21481.32209 21257.89694 2008-09-30 2008-10-31 -20.71% -20.80% 09/2008 19898.99257 19564.06071 2008-10-31 2008-11-30 -12.84% -11.83% 10/2008 15778.4074 15494.16034 2008-11-30 2008-12-31 5.66% 5.80% 11/2008 13752.45302 13661.40461 2008-12-31 2009-01-31 -11.91% -11.12% 12/2008 14530.53864 14454.32762 2009-01-31 2009-02-28 -13.11% -12.15% 01/2009 12799.46364 12846.69817 2009-02-28 2009-03-31 9.58% 8.93% 02/2009 11120.84546 11285.52348 2009-03-31 2009-04-30 17.39% 15.46% 03/2009 12186.37237 12292.94776 2009-04-30 2009-05-31 3.43% 3.01% 04/2009 14304.98022 14193.2203 2009-05-31 2009-06-30 2.76% 1.47% 05/2009 14795.23658 14621.13219 2009-06-30 2009-07-31 9.82% 9.63% 06/2009 15203.81764 14835.88748 2009-07-31 2009-08-31 2.73% 2.87% 07/2009 16696.10921 16264.73903 2009-08-31 2009-09-30 5.76% 5.77% 08/2009 17152.57487 16731.12244 2009-09-30 2009-10-31 -7.27% -6.79% 09/2009 18139.91711 17696.12409 2009-10-31 2009-11-30 1.78% 3.14% 10/2009 16821.60918 16494.64373 2009-11-30 2009-12-31 8.69% 8.05% 11/2009 17120.42564 17012.41775 2009-12-31 2010-01-31 -2.94% -3.68% 12/2009 18607.8118 18381.81652 2010-01-31 2010-02-28 4.39% 4.50% 01/2010 18061.55975 17705.15506 2010-02-28 2010-03-31 8.08% 8.14% 02/2010 18854.50627 18502.69792 2010-03-31 2010-04-30 7.27% 5.66% 03/2010 20378.81035 20008.60791 2010-04-30 2010-05-31 -7.42% -7.59% 04/2010 21859.62356 21140.97975 2010-05-31 2010-06-30 -7.24% -7.75% 05/2010 20237.78052 19537.36598 2010-06-30 2010-07-31 7.14% 6.87% 06/2010 18772.78855 18023.33753 2010-07-31 2010-08-31 -7.98% -7.40% 07/2010 20113.70202 19261.88844 2010-08-31 2010-09-30 12.16% 12.46% 08/2010 18508.13458 17835.77807 2010-09-30 2010-10-31 4.34% 4.09% 09/2010 20758.90123 20058.05111 2010-10-31 2010-11-30 4.24% 3.47% 10/2010 21660.69336 20878.85552 2010-11-30 2010-12-31 8.19% 7.94% 11/2010 22580.16769 21602.80043 2010-12-31 2011-01-31 -1.09% -0.26% 12/2010 24429.79005 23318.23325 2011-01-31 2011-02-28 5.87% 5.48% 01/2011 24163.67033 23258.1475 2011-02-28 2011-03-31 3.25% 2.59% 02/2011 25582.97549 24533.65872 2011-03-31 2011-04-30 1.68% 2.64% 03/2011 26413.67116 25169.47203 2011-04-30 2011-05-31 -1.92% -1.87% 04/2011 26857.44924 25834.09819 2011-05-31 2011-06-30 -2.16% -2.31% 05/2011 26342.66667 25349.74104 2011-06-30 2011-07-31 -2.69% -3.61% 06/2011 25774.64362 24765.28256 2011-07-31 2011-08-31 -8.93% -8.70% 07/2011 25081.39458 23870.13558 2011-08-31 2011-09-30 -10.58% -11.21% 08/2011 22841.66693 21793.37793 2011-09-30 2011-10-31 15.43% 15.14% 09/2011 20425.2482 19350.29789 2011-10-31 2011-11-30 -0.60% -0.36% 10/2011 23577.18276 22279.12145 2011-11-30 2011-12-31 0.86% 0.66% 11/2011 23434.72244 22197.90975 2011-12-31 2012-01-31 6.96% 7.07% 12/2011 23635.2929 22344.54025 2012-01-31 2012-02-29 1.91% 2.39% 01/2012 25280.10905 23923.20436 2012-02-29 2012-03-31 2.98% 2.56% 02/2012 25762.82683 24495.74347 2012-03-31 2012-04-30 -1.42% -1.54% 03/2012 26531.59959 25123.38149 2012-04-30 2012-05-31 -6.97% -6.62% 04/2012 26156.15242 24735.30378 2012-05-31 2012-06-30 5.12% 4.99% 05/2012 24332.55191 23098.08293 2012-06-30 2012-07-31 -0.91% -1.38% 06/2012 25578.82737 24250.67455 2012-07-31 2012-08-31 3.12% 3.33% 07/2012 25345.47667 23915.55258 2012-08-31 2012-09-30 4.19% 3.28% 08/2012 26135.27906 24713.06845 2012-09-30 2012-10-31 -2.05% -2.17% 09/2012 27230.56722 25524.5992 10/31/2012 26673.3741 24970.85273 One Year Five Years Ten Years -------- ---------- --------- 13.13% 1.23% 10.31% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. DFA Real Estate Securities Portfolio vs. S&P 500(R) IndexSM, Dow Jones U.S. Select REIT IndexSM October 31, 2002 - October 31, 2012 DFA Real Dow Jones Estate U.S. Select Securities S&P 500(R) REIT BeginDate EndDate FundReturns Benchmark0Returns Benchmark1Returns EndDate Portfolio IndexSM IndexSM --------- ---------- ----------- ----------------- ----------------- ---------- ----------- ----------- ----------- 2002-10-31 2002-11-30 4.48% 5.89% 4.78% 10/2002 10000 10000 10000 2002-11-30 2002-12-31 1.31% -5.88% 1.36% 11/2002 10448.49334 10588.59043 10478.07353 2002-12-31 2003-01-31 -2.52% -2.62% -2.91% 12/2002 10585.79466 9966.404855 10620.27231 2003-01-31 2003-02-28 1.80% -1.50% 1.82% 01/2003 10318.73887 9705.285048 10311.10978 2003-02-28 2003-03-31 2.40% 0.97% 2.43% 02/2003 10504.19428 9559.705772 10498.84414 2003-03-31 2003-04-30 3.79% 8.24% 3.85% 03/2003 10756.41363 9652.530516 10754.43248 2003-04-30 2003-05-31 5.51% 5.27% 5.66% 04/2003 11164.41553 10447.60945 11168.94594 2003-05-31 2003-06-30 2.08% 1.28% 2.16% 05/2003 11780.12748 10998.094 11801.40102 2003-06-30 2003-07-31 5.12% 1.76% 5.32% 06/2003 12024.92862 11138.8696 12056.14056 2003-07-31 2003-08-31 0.70% 1.95% 0.83% 07/2003 12640.64057 11335.24787 12697.23342 2003-08-31 2003-09-30 3.44% -1.06% 3.52% 08/2003 12729.65917 11556.2852 12802.98378 2003-09-30 2003-10-31 1.35% 5.66% 1.48% 09/2003 13167.33393 11433.55746 13253.19673 2003-10-31 2003-11-30 4.50% 0.88% 4.41% 10/2003 13345.37112 12080.3538 13449.06957 2003-11-30 2003-12-31 2.92% 5.24% 3.00% 11/2003 13946.24664 12186.66091 14041.68102 2003-12-31 2004-01-31 4.11% 1.84% 4.00% 12/2003 14353.75345 12825.72941 14462.6853 2004-01-31 2004-02-29 1.77% 1.39% 1.67% 01/2004 14944.37893 13061.14532 15041.46633 2004-02-29 2004-03-31 5.72% -1.51% 6.01% 02/2004 15208.60612 13242.68797 15291.91195 2004-03-31 2004-04-30 -14.35% -1.57% -14.64% 03/2004 16079.00156 13042.85581 16210.91156 2004-04-30 2004-05-31 7.22% 1.37% 7.59% 04/2004 13770.89936 12838.08298 13837.56984 2004-05-31 2004-06-30 2.89% 1.94% 2.99% 05/2004 14765.63701 13014.22147 14888.08336 2004-06-30 2004-07-31 0.41% -3.31% 0.50% 06/2004 15191.97543 13267.21794 15333.75274 2004-07-31 2004-08-31 7.96% 0.40% 8.26% 07/2004 15254.62276 12828.07303 15410.39429 2004-08-31 2004-09-30 -0.34% 1.08% -0.48% 08/2004 16468.41461 12879.77016 16682.94364 2004-09-30 2004-10-31 5.40% 1.53% 5.57% 09/2004 16413.14684 13019.25807 16603.35625 2004-10-31 2004-11-30 4.35% 4.05% 4.45% 10/2004 17299.28425 13218.19233 17528.49718 2004-11-30 2004-12-31 5.01% 3.40% 5.19% 11/2004 18052.10895 13753.0004 18309.1925 2004-12-31 2005-01-31 -8.37% -2.44% -8.82% 12/2004 18956.98995 14221.015 19258.99852 2005-01-31 2005-02-28 3.14% 2.10% 3.23% 01/2005 17369.6624 13874.37776 17560.35211 2005-02-28 2005-03-31 -1.52% -1.77% -1.51% 02/2005 17915.30624 14166.29467 18127.05023 2005-03-31 2005-04-30 5.67% -1.90% 6.00% 03/2005 17642.48431 13915.40959 17852.4388 2005-04-30 2005-05-31 3.28% 3.18% 3.31% 04/2005 18642.83136 13651.43427 18924.27216 2005-05-31 2005-06-30 5.11% 0.14% 5.21% 05/2005 19254.61386 14085.82291 19550.43614 2005-06-30 2005-07-31 7.27% 3.72% 7.63% 06/2005 20238.42625 14105.82477 20569.69389 2005-07-31 2005-08-31 -3.73% -0.91% -3.84% 07/2005 21710.01116 14630.56146 22138.92343 2005-08-31 2005-09-30 0.47% 0.81% 0.43% 08/2005 20899.81273 14497.13074 21289.07596 2005-09-30 2005-10-31 -2.26% -1.67% -2.12% 09/2005 20997.05183 14614.55749 21380.9959 2005-10-31 2005-11-30 4.50% 3.78% 4.64% 10/2005 20522.3069 14370.93282 20926.7886 2005-11-30 2005-12-31 0.02% 0.04% 0.10% 11/2005 21446.81017 14914.4415 21898.81318 2005-12-31 2006-01-31 7.68% 2.65% 7.84% 12/2005 21450.1551 14919.66156 21920.53245 2006-01-31 2006-02-28 1.89% 0.27% 2.14% 01/2006 23097.527 15314.73419 23638.75117 2006-02-28 2006-03-31 5.18% 1.25% 5.12% 02/2006 23535.11016 15356.23712 24144.7352 2006-03-31 2006-04-30 -3.78% 1.34% -3.78% 03/2006 24753.47897 15547.42228 25380.83612 2006-04-30 2006-05-31 -2.99% -2.88% -2.77% 04/2006 23818.25221 15756.22416 24420.495 2006-05-31 2006-06-30 5.53% 0.14% 5.69% 05/2006 23106.10706 15302.76003 23744.50153 2006-06-30 2006-07-31 3.43% 0.62% 3.55% 06/2006 24383.49767 15323.57178 25095.43995 2006-07-31 2006-08-31 3.52% 2.38% 3.36% 07/2006 25220.14404 15418.11822 25986.47914 2006-08-31 2006-09-30 2.00% 2.58% 1.95% 08/2006 26108.54172 15784.96351 26859.74347 2006-09-30 2006-10-31 6.27% 3.26% 6.30% 09/2006 26630.1451 16191.74202 27382.35397 2006-10-31 2006-11-30 4.75% 1.90% 4.77% 10/2006 28299.96478 16719.43089 29108.21188 2006-11-30 2006-12-31 -2.13% 1.40% -2.26% 11/2006 29645.5812 17037.43447 30496.49746 2006-12-31 2007-01-31 8.66% 1.51% 8.91% 12/2006 29014.47587 17276.43134 29806.32406 2007-01-31 2007-02-28 -2.33% -1.96% -2.24% 01/2007 31526.82655 17537.70592 32461.0676 2007-02-28 2007-03-31 -2.48% 1.12% -2.56% 02/2007 30792.16805 17194.68908 31733.89654 2007-03-31 2007-04-30 -0.09% 4.43% -0.04% 03/2007 30027.4398 17387.01168 30920.89694 2007-04-30 2007-05-31 0.00% 3.49% 0.07% 04/2007 30000.109 18157.17406 30908.16495 2007-05-31 2007-06-30 -9.38% -1.66% -9.39% 05/2007 30000.109 18790.77083 30928.93556 2007-06-30 2007-07-31 -7.87% -3.10% -7.85% 06/2007 27186.06541 18478.59355 28025.39407 2007-07-31 2007-08-31 6.05% 1.50% 5.91% 07/2007 25045.35799 17905.66827 25825.95627 2007-08-31 2007-09-30 3.91% 3.74% 3.91% 08/2007 26561.30959 18174.07549 27353.37772 2007-09-30 2007-10-31 1.13% 1.59% 1.14% 09/2007 27599.50675 18853.78591 28423.13624 2007-10-31 2007-11-30 -10.20% -4.18% -9.72% 10/2007 27911.88466 19153.74965 28748.58023 2007-11-30 2007-12-31 -5.86% -0.69% -5.32% 11/2007 25064.34349 18352.93137 25954.2448 2007-12-31 2008-01-31 0.04% -6.00% -0.48% 12/2007 23596.60345 18225.56203 24573.83552 2008-01-31 2008-02-29 -3.80% -3.25% -3.77% 01/2008 23606.67886 17132.02831 24456.16147 2008-02-29 2008-03-31 6.29% -0.43% 6.65% 02/2008 22709.96763 16575.40871 23534.41245 2008-03-31 2008-04-30 5.90% 4.87% 6.16% 03/2008 24138.10102 16503.80294 25098.8384 2008-04-30 2008-05-31 0.20% 1.30% 0.22% 04/2008 25561.5524 17307.53814 26645.99374 2008-05-31 2008-06-30 -10.98% -8.43% -11.08% 05/2008 25612.0294 17532.53614 26705.91029 2008-06-30 2008-07-31 2.90% -0.84% 2.89% 06/2008 22800.50275 16054.54334 23747.19731 2008-07-31 2008-08-31 2.47% 1.45% 2.27% 07/2008 23461.23957 15919.52463 24432.73885 2008-08-31 2008-09-30 -0.21% -8.91% -0.42% 08/2008 24040.65492 16149.72096 24986.53629 2008-09-30 2008-10-31 -31.53% -16.80% -32.38% 09/2008 23989.82901 14710.61933 24881.95536 2008-10-31 2008-11-30 -23.14% -7.18% -24.55% 10/2008 16426.93377 12239.97081 16824.2482 2008-11-30 2008-12-31 17.07% 1.06% 17.70% 11/2008 12625.15578 11361.7529 12693.71697 2008-12-31 2009-01-31 -17.75% -8.43% -18.08% 12/2008 14779.83928 11482.64196 14940.84023 2009-01-31 2009-02-28 -20.97% -10.65% -21.85% 01/2009 12156.76018 10514.81106 12239.3431 2009-02-28 2009-03-31 3.54% 8.76% 3.22% 02/2009 9607.422257 9395.193977 9564.923583 2009-03-31 2009-04-30 31.30% 9.57% 32.81% 03/2009 9947.685128 10218.16778 9872.954195 2009-04-30 2009-05-31 2.60% 5.59% 2.57% 04/2009 13061.65067 11196.14862 13112.10416 2009-05-31 2009-06-30 -3.10% 0.20% -3.49% 05/2009 13401.74247 11822.34921 13448.50935 2009-06-30 2009-07-31 10.49% 7.56% 10.42% 06/2009 12986.53968 11845.75746 12978.54612 2009-07-31 2009-08-31 13.53% 3.61% 14.64% 07/2009 14348.46416 12741.73881 14330.36399 2009-08-31 2009-09-30 6.69% 3.73% 7.00% 08/2009 16289.47464 13201.71558 16428.47469 2009-09-30 2009-10-31 -4.56% -1.86% -4.54% 09/2009 17379.73432 13694.4036 17578.4399 2009-10-31 2009-11-30 6.87% 6.00% 6.88% 10/2009 16587.77389 13440.00171 16781.21736 2009-11-30 2009-12-31 6.87% 1.93% 7.00% 11/2009 17726.89505 14246.13301 17936.23389 2009-12-31 2010-01-31 -5.22% -3.60% -5.72% 12/2009 18943.86788 14521.3683 19192.34652 2010-01-31 2010-02-28 5.51% 3.10% 5.68% 01/2010 17954.34489 13999.03468 18094.53057 2010-02-28 2010-03-31 10.17% 6.03% 10.22% 02/2010 18943.86788 14432.68278 19122.21312 2010-03-31 2010-04-30 7.03% 1.58% 7.07% 03/2010 20870.06111 15303.60859 21075.85088 2010-04-30 2010-05-31 -5.34% -7.99% -5.39% 04/2010 22337.9184 15545.20666 22565.59453 2010-05-31 2010-06-30 -5.18% -5.23% -5.36% 05/2010 21145.97414 14303.92191 21350.31281 2010-06-30 2010-07-31 9.87% 7.01% 9.89% 06/2010 20050.52756 13555.1402 20205.28177 2010-07-31 2010-08-31 -1.26% -4.51% -1.34% 07/2010 22028.90555 14504.85399 22203.05712 2010-08-31 2010-09-30 4.33% 8.92% 4.43% 08/2010 21751.04347 13850.04686 21906.07702 2010-09-30 2010-10-31 4.68% 3.80% 4.63% 09/2010 22693.27172 15086.08045 22876.30521 2010-10-31 2010-11-30 -1.98% 0.01% -1.95% 10/2010 23755.79554 15660.09072 23934.60888 2010-11-30 2010-12-31 4.68% 6.68% 4.74% 11/2010 23286.04817 15662.09521 23468.56781 2010-12-31 2011-01-31 3.53% 2.37% 3.55% 12/2010 24375.0746 16708.8087 24580.44573 2011-01-31 2011-02-28 4.53% 3.43% 4.57% 01/2011 25234.30729 17104.82417 25453.46137 2011-02-28 2011-03-31 -1.50% 0.04% -1.46% 02/2011 26376.1823 17690.81834 26616.01764 2011-03-31 2011-04-30 5.79% 2.96% 5.93% 03/2011 25980.48304 17697.8416 26226.2687 2011-04-30 2011-05-31 1.36% -1.13% 1.55% 04/2011 27484.14024 18221.96318 27781.27009 2011-05-31 2011-06-30 -3.29% -1.67% -3.35% 05/2011 27857.22812 18015.70878 28212.71008 2011-06-30 2011-07-31 1.64% -2.03% 1.82% 06/2011 26940.68806 17715.40493 27266.89736 2011-07-31 2011-08-31 -5.38% -5.43% -5.48% 07/2011 27382.52441 17355.17988 27763.14572 2011-08-31 2011-09-30 -10.98% -7.03% -11.20% 08/2011 25909.73658 16412.42916 26241.84668 2011-09-30 2011-10-31 14.42% 10.93% 14.69% 09/2011 23063.77879 15258.66821 23303.1517 2011-10-31 2011-11-30 -3.78% -0.22% -3.93% 10/2011 26389.41225 16926.33384 26727.21042 2011-11-30 2011-12-31 4.59% 1.02% 4.70% 11/2011 25390.58718 16888.94356 25675.9468 2011-12-31 2012-01-31 6.32% 4.48% 6.43% 12/2011 26556.7638 17061.70057 26883.04009 2012-01-31 2012-02-29 -1.06% 4.32% -1.11% 01/2012 28235.97017 17826.32068 28611.84573 2012-02-29 2012-03-31 5.15% 3.29% 5.24% 02/2012 27936.93342 18597.14861 28292.8967 2012-03-31 2012-04-30 2.86% -0.63% 3.01% 03/2012 29374.6101 19209.16218 29774.402 2012-04-30 2012-05-31 -4.57% -6.01% -4.56% 04/2012 30214.21329 19088.60547 30669.88587 2012-05-31 2012-06-30 5.64% 4.12% 5.53% 05/2012 28834.04367 17941.38029 29270.76409 2012-06-30 2012-07-31 1.97% 1.39% 1.90% 06/2012 30460.20266 18680.60498 30890.22434 2012-07-31 2012-08-31 -0.15% 2.25% -0.27% 07/2012 31061.31481 18940.05976 31477.59386 2012-08-31 2012-09-30 -1.87% 2.58% -1.97% 08/2012 31015.07541 19366.64291 31393.1133 2012-09-30 2012-10-31 -0.77% -1.85% -0.91% 09/2012 30436.39907 19867.11129 30774.13847 10/31/2012 30202.54275 19500.27841 30492.83621 One Year Five Years Ten Years -------- ---------- --------- 14.45% 1.59% 11.69% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. Dow Jones data provided by Dow Jones Indexes. 6 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Large Cap International Portfolio vs. MSCI World ex USA Index (net div.) October 31, 2002 - October 31, 2012 Large Cap International MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio USA Index (net div.) --------- ---------- ----------- ----------------- ---------- ----------------------- -------------------- 2002-10-31 2002-11-30 4.40% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -3.11% -3.23% 11/2002 10440.03451 10460.38388 2002-12-31 2003-01-31 -4.00% -3.81% 12/2002 10114.91391 10122.31597 2003-01-31 2003-02-28 -2.44% -1.97% 01/2003 9710.668868 9736.633173 2003-02-28 2003-03-31 -1.95% -1.93% 02/2003 9473.394604 9544.699524 2003-03-31 2003-04-30 9.46% 9.60% 03/2003 9288.847955 9360.754077 2003-04-30 2003-05-31 5.96% 6.20% 04/2003 10167.64152 10259.0855 2003-05-31 2003-06-30 2.37% 2.43% 05/2003 10774.00908 10895.37242 2003-06-30 2003-07-31 2.31% 2.29% 06/2003 11028.85921 11160.05075 2003-07-31 2003-08-31 2.26% 2.58% 07/2003 11283.70935 11416.08512 2003-08-31 2003-09-30 3.05% 3.00% 08/2003 11538.55948 11710.45636 2003-09-30 2003-10-31 5.99% 6.26% 09/2003 11890.07691 12061.78555 2003-10-31 2003-11-30 2.16% 2.27% 10/2003 12601.89969 12817.10429 2003-11-30 2003-12-31 7.40% 7.67% 11/2003 12874.3257 13107.63318 2003-12-31 2004-01-31 1.29% 1.39% 12/2003 13827.55284 14112.72688 2004-01-31 2004-02-29 2.23% 2.30% 01/2004 14006.31888 14309.22909 2004-02-29 2004-03-31 0.75% 0.50% 02/2004 14319.15944 14638.3333 2004-03-31 2004-04-30 -3.10% -2.62% 03/2004 14426.41906 14711.61449 2004-04-30 2004-05-31 0.77% 0.47% 04/2004 13979.50397 14326.52241 2004-05-31 2004-06-30 2.78% 2.31% 05/2004 14086.7636 14393.48999 2004-06-30 2004-07-31 -3.75% -3.05% 06/2004 14478.06171 14725.88378 2004-07-31 2004-08-31 0.65% 0.42% 07/2004 13935.81221 14276.8102 2004-08-31 2004-09-30 1.96% 2.91% 08/2004 14026.18713 14336.16895 2004-09-30 2004-10-31 3.37% 3.59% 09/2004 14301.48347 14754.05385 2004-10-31 2004-11-30 6.33% 6.65% 10/2004 14782.73974 15284.2776 2004-11-30 2004-12-31 4.52% 4.22% 11/2004 15718.01137 16300.75747 2004-12-31 2005-01-31 -1.78% -1.97% 12/2004 16428.92772 16989.40669 2005-01-31 2005-02-28 3.86% 4.45% 01/2005 16135.88107 16654.94269 2005-02-28 2005-03-31 -2.36% -2.27% 02/2005 16758.6052 17395.84581 2005-03-31 2005-04-30 -2.02% -2.55% 03/2005 16363.82933 17000.98254 2005-04-30 2005-05-31 -0.63% 0.18% 04/2005 16033.61753 16567.48433 2005-05-31 2005-06-30 1.44% 1.63% 05/2005 15932.71948 16597.69751 2005-06-30 2005-07-31 3.04% 3.23% 06/2005 16162.25476 16869.00377 2005-07-31 2005-08-31 3.68% 2.76% 07/2005 16654.27056 17413.79488 2005-08-31 2005-09-30 3.31% 4.56% 08/2005 17266.96947 17894.53946 2005-09-30 2005-10-31 -2.20% -3.23% 09/2005 17839.10808 18711.18961 2005-10-31 2005-11-30 1.55% 2.65% 10/2005 17447.44967 18106.58452 2005-11-30 2005-12-31 5.22% 4.64% 11/2005 17717.88047 18586.07722 2005-12-31 2006-01-31 5.84% 6.32% 12/2005 18642.62603 19447.8385 2006-01-31 2006-02-28 -0.67% -0.34% 01/2006 19731.5206 20677.90796 2006-02-28 2006-03-31 3.69% 3.17% 02/2006 19600.10229 20608.4637 2006-03-31 2006-04-30 4.85% 4.78% 03/2006 20322.88337 21262.03853 2006-04-30 2006-05-31 -3.62% -3.80% 04/2006 21309.43111 22278.72975 2006-05-31 2006-06-30 -0.39% -0.13% 05/2006 20538.98431 21432.31082 2006-06-30 2006-07-31 1.07% 0.94% 06/2006 20458.14278 21404.7152 2006-07-31 2006-08-31 2.63% 2.84% 07/2006 20677.20111 21605.26571 2006-08-31 2006-09-30 -0.04% -0.08% 08/2006 21220.08478 22219.30598 2006-09-30 2006-10-31 3.84% 3.95% 09/2006 21211.58156 22201.41652 2006-10-31 2006-11-30 2.96% 2.98% 10/2006 22025.93767 23078.81278 2006-11-30 2006-12-31 2.64% 2.87% 11/2006 22678.90385 23766.23179 2006-12-31 2007-01-31 1.28% 0.61% 12/2006 23277.04445 24447.67862 2007-01-31 2007-02-28 0.29% 0.80% 01/2007 23575.59156 24596.81523 2007-02-28 2007-03-31 2.77% 2.56% 02/2007 23643.00543 24793.58307 2007-03-31 2007-04-30 3.53% 4.55% 03/2007 24296.80678 25428.87548 2007-04-30 2007-05-31 3.10% 2.22% 04/2007 25154.9083 26585.83302 2007-05-31 2007-06-30 -0.19% 0.10% 05/2007 25935.87709 27176.22708 2007-06-30 2007-07-31 -1.89% -1.38% 06/2007 25887.55844 27203.4992 2007-07-31 2007-08-31 -0.69% -1.45% 07/2007 25399.11395 26827.45133 2007-08-31 2007-09-30 5.49% 5.68% 08/2007 25223.27393 26439.13227 2007-09-30 2007-10-31 4.46% 4.35% 09/2007 26607.05793 27941.23223 2007-10-31 2007-11-30 -3.57% -3.91% 10/2007 27795.04833 29155.8544 2007-11-30 2007-12-31 -2.33% -1.88% 11/2007 26802.95817 28015.69869 2007-12-31 2008-01-31 -7.57% -9.02% 12/2007 26177.5541 27489.05893 2008-01-31 2008-02-29 -0.08% 1.81% 01/2008 24194.70953 25010.60702 2008-02-29 2008-03-31 -0.35% -1.43% 02/2008 24174.6808 25463.85563 2008-03-31 2008-04-30 5.29% 5.56% 03/2008 24090.135 25100.36419 2008-04-30 2008-05-31 2.10% 1.52% 04/2008 25364.37371 26495.58367 2008-05-31 2008-06-30 -7.96% -7.78% 05/2008 25896.14262 26897.647 2008-06-30 2008-07-31 -3.64% -3.56% 06/2008 23833.69433 24806.01124 2008-07-31 2008-08-31 -4.27% -3.87% 07/2008 22966.08661 23923.25865 2008-08-31 2008-09-30 -12.16% -14.44% 08/2008 21986.20025 22998.07514 2008-09-30 2008-10-31 -21.08% -20.80% 09/2008 19312.46685 19677.65227 2008-10-31 2008-11-30 -6.01% -5.42% 10/2008 15240.53244 15584.31425 2008-11-30 2008-12-31 7.01% 5.27% 11/2008 14324.6598 14739.1788 2008-12-31 2009-01-31 -11.23% -9.33% 12/2008 15328.53788 15516.16027 2009-01-31 2009-02-28 -10.06% -10.12% 01/2009 13606.92943 14068.39209 2009-02-28 2009-03-31 7.69% 6.59% 02/2009 12237.93958 12644.22388 2009-03-31 2009-04-30 11.37% 12.90% 03/2009 13179.3387 13477.42184 2009-04-30 2009-05-31 13.97% 12.65% 04/2009 14678.4104 15215.45069 2009-05-31 2009-06-30 -1.39% -1.04% 05/2009 16729.22377 17139.69107 2009-06-30 2009-07-31 9.60% 9.39% 06/2009 16497.15383 16962.2042 2009-07-31 2009-08-31 3.91% 4.79% 07/2009 18081.38755 18554.91583 2009-08-31 2009-09-30 4.26% 4.13% 08/2009 18789.01194 19444.16669 2009-09-30 2009-10-31 -2.59% -1.61% 09/2009 19589.36786 20246.4017 2009-10-31 2009-11-30 3.72% 2.47% 10/2009 19081.10318 19921.38374 2009-11-30 2009-12-31 1.19% 1.59% 11/2009 19790.55596 20414.28949 2009-12-31 2010-01-31 -5.17% -4.69% 12/2009 20025.42962 20739.71496 2010-01-31 2010-02-28 0.67% -0.10% 01/2010 18989.4474 19767.55316 2010-02-28 2010-03-31 6.30% 6.44% 02/2010 19117.61015 19747.74296 2010-03-31 2010-04-30 -1.95% -1.49% 03/2010 20322.10055 21018.97237 2010-04-30 2010-05-31 -10.90% -11.03% 04/2010 19926.14598 20705.5737 2010-05-31 2010-06-30 -1.63% -1.45% 05/2010 17753.7466 18420.71863 2010-06-30 2010-07-31 10.32% 9.24% 06/2010 17465.22624 18154.24072 2010-07-31 2010-08-31 -3.44% -2.99% 07/2010 19268.22845 19832.15152 2010-08-31 2010-09-30 9.84% 9.59% 08/2010 18605.67944 19239.37361 2010-09-30 2010-10-31 3.63% 3.56% 09/2010 20436.61425 21084.94731 2010-10-31 2010-11-30 -4.38% -4.23% 10/2010 21178.17762 21836.08012 2010-11-30 2010-12-31 8.03% 8.05% 11/2010 20251.2234 20911.33371 2010-12-31 2011-01-31 2.26% 2.15% 12/2010 21877.75571 22595.14698 2011-01-31 2011-02-28 3.93% 3.71% 01/2011 22372.23036 23081.88961 2011-02-28 2011-03-31 -2.29% -2.00% 02/2011 23251.29638 23937.75502 2011-03-31 2011-04-30 5.72% 5.45% 03/2011 22718.78263 23458.22183 2011-04-30 2011-05-31 -2.84% -2.96% 04/2011 24018.88755 24735.79508 2011-05-31 2011-06-30 -1.42% -1.42% 05/2011 23335.78157 24002.51829 2011-06-30 2011-07-31 -2.04% -1.65% 06/2011 23005.27812 23660.6711 2011-07-31 2011-08-31 -8.39% -8.45% 07/2011 22535.5544 23270.36799 2011-08-31 2011-09-30 -11.01% -10.04% 08/2011 20645.47564 21303.01857 2011-09-30 2011-10-31 9.68% 9.73% 09/2011 18372.40266 19163.70779 2011-10-31 2011-11-30 -2.51% -4.62% 10/2011 20150.01419 21027.44381 2011-11-30 2011-12-31 -2.30% -1.09% 11/2011 19643.73242 20055.70845 2011-12-31 2012-01-31 6.04% 5.40% 12/2011 19191.87442 19836.86573 2012-01-31 2012-02-29 4.85% 5.50% 01/2012 20350.20057 20907.86348 2012-02-29 2012-03-31 -0.17% -0.74% 02/2012 21338.18464 22057.34745 2012-03-31 2012-04-30 -1.93% -1.70% 03/2012 21300.88292 21894.09324 2012-04-30 2012-05-31 -11.07% -11.40% 04/2012 20890.81245 21522.48712 2012-05-31 2012-06-30 6.63% 6.55% 05/2012 18578.47062 19068.8287 2012-06-30 2012-07-31 0.29% 1.25% 06/2012 19809.36437 20318.28267 2012-07-31 2012-08-31 3.38% 2.85% 07/2012 19867.32038 20571.27444 2012-08-31 2012-09-30 2.98% 3.04% 08/2012 20539.61011 21158.19849 2012-09-30 2012-10-31 0.88% 0.70% 09/2012 21151.05982 21800.59481 10/31/2012 21337.31022 21953.36604 One Year Five Years Ten Years -------- ---------- --------- 5.89% -5.15% 7.87% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. International Core Equity Portfolio vs. MSCI World ex USA Index (net div.) September 15, 2005 - October 31, 2012 International Core Equity MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio USA Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------------- -------------------- 2005-09-15 2005-09-30 1.00% 1.71% 09/2005 10000 10000 2005-09-30 2005-10-31 -2.38% -3.23% 09/2005 10100 10170.83717 2005-10-31 2005-11-30 2.13% 2.65% 10/2005 9859.999997 9842.192116 2005-11-30 2005-12-31 5.62% 4.64% 11/2005 10070 10102.82986 2005-12-31 2006-01-31 6.51% 6.32% 12/2005 10636.30827 10571.25724 2006-01-31 2006-02-28 0.09% -0.34% 01/2006 11328.67174 11239.88582 2006-02-28 2006-03-31 3.90% 3.17% 02/2006 11338.70599 11202.13802 2006-03-31 2006-04-30 4.77% 4.78% 03/2006 11781.27728 11557.40155 2006-04-30 2006-05-31 -4.07% -3.80% 04/2006 12343.24621 12110.04417 2006-05-31 2006-06-30 -1.17% -0.13% 05/2006 11841.48824 11649.95642 2006-06-30 2006-07-31 0.52% 0.94% 06/2006 11702.58559 11634.95628 2006-07-31 2006-08-31 2.93% 2.84% 07/2006 11763.43092 11743.96947 2006-08-31 2006-09-30 0.54% -0.08% 08/2006 12108.22114 12077.7432 2006-09-30 2006-10-31 3.93% 3.95% 09/2006 12173.07014 12068.01903 2006-10-31 2006-11-30 3.52% 2.98% 10/2006 12651.84361 12544.94512 2006-11-30 2006-12-31 3.09% 2.87% 11/2006 13096.89114 12918.60532 2006-12-31 2007-01-31 1.83% 0.61% 12/2006 13502.22208 13289.01922 2007-01-31 2007-02-28 0.52% 0.80% 01/2007 13748.65047 13370.08538 2007-02-28 2007-03-31 3.17% 2.56% 02/2007 13820.52541 13477.04243 2007-03-31 2007-04-30 3.75% 4.55% 03/2007 14258.15172 13822.36819 2007-04-30 2007-05-31 2.78% 2.22% 04/2007 14792.31879 14451.25534 2007-05-31 2007-06-30 -0.60% 0.10% 05/2007 15203.21654 14772.1757 2007-06-30 2007-07-31 -1.72% -1.38% 06/2007 15111.54693 14787.00001 2007-07-31 2007-08-31 -1.89% -1.45% 07/2007 14851.71979 14582.59174 2007-08-31 2007-09-30 4.27% 5.68% 08/2007 14571.10647 14371.51324 2007-09-30 2007-10-31 4.74% 4.35% 09/2007 15193.08335 15188.00938 2007-10-31 2007-11-30 -5.49% -3.91% 10/2007 15913.08524 15848.24128 2007-11-30 2007-12-31 -2.60% -1.88% 11/2007 15039.99798 15228.4871 2007-12-31 2008-01-31 -7.54% -9.02% 12/2007 14649.06518 14942.22164 2008-01-31 2008-02-29 0.16% 1.81% 01/2008 13545.07766 13595.01009 2008-02-29 2008-03-31 0.46% -1.43% 02/2008 13566.30819 13841.38234 2008-03-31 2008-04-30 4.13% 5.56% 03/2008 13628.76581 13643.79937 2008-04-30 2008-05-31 1.65% 1.52% 04/2008 14192.20152 14402.19851 2008-05-31 2008-06-30 -9.29% -7.78% 05/2008 14426.0805 14620.74799 2008-06-30 2008-07-31 -3.97% -3.56% 06/2008 13085.99796 13483.798 2008-07-31 2008-08-31 -3.79% -3.87% 07/2008 12566.88399 13003.96038 2008-08-31 2008-09-30 -12.76% -14.44% 08/2008 12091.02952 12501.05858 2008-09-30 2008-10-31 -22.66% -20.80% 09/2008 10548.31334 10696.17706 2008-10-31 2008-11-30 -6.03% -5.42% 10/2008 8157.763078 8471.162225 2008-11-30 2008-12-31 6.99% 5.27% 11/2008 7665.672812 8011.772138 2008-12-31 2009-01-31 -10.84% -9.33% 12/2008 8201.798787 8434.115781 2009-01-31 2009-02-28 -10.51% -10.12% 01/2009 7312.447111 7647.152754 2009-02-28 2009-03-31 8.43% 6.59% 02/2009 6543.871588 6873.017959 2009-03-31 2009-04-30 15.06% 12.90% 03/2009 7095.446521 7325.91919 2009-04-30 2009-05-31 15.11% 12.65% 04/2009 8164.170608 8270.659143 2009-05-31 2009-06-30 -0.84% -1.04% 05/2009 9398.161306 9316.618056 2009-06-30 2009-07-31 9.94% 9.39% 06/2009 9319.178937 9220.141559 2009-07-31 2009-08-31 5.56% 4.79% 07/2009 10245.51648 10085.89147 2009-08-31 2009-09-30 4.86% 4.13% 08/2009 10814.71184 10569.26136 2009-09-30 2009-10-31 -3.02% -1.61% 09/2009 11340.07285 11005.33206 2009-10-31 2009-11-30 2.66% 2.47% 10/2009 10997.28168 10828.66212 2009-11-30 2009-12-31 1.20% 1.59% 11/2009 11289.34432 11096.59079 2009-12-31 2010-01-31 -4.24% -4.69% 12/2009 11424.47812 11273.48224 2010-01-31 2010-02-28 0.10% -0.10% 01/2010 10940.00814 10745.04447 2010-02-28 2010-03-31 7.46% 6.44% 02/2010 10951.27488 10734.27624 2010-03-31 2010-04-30 -0.48% -1.49% 03/2010 11768.61429 11425.27813 2010-04-30 2010-05-31 -11.75% -11.03% 04/2010 11712.19716 11254.92409 2010-05-31 2010-06-30 -1.67% -1.45% 05/2010 10335.61907 10012.94593 2010-06-30 2010-07-31 10.57% 9.24% 06/2010 10163.34335 9868.096585 2010-07-31 2010-08-31 -4.07% -2.99% 07/2010 11237.98258 10780.15819 2010-08-31 2010-09-30 10.69% 9.59% 08/2010 10780.68929 10457.94203 2010-09-30 2010-10-31 3.65% 3.56% 09/2010 11933.21274 11461.14011 2010-10-31 2010-11-30 -3.99% -4.23% 10/2010 12369.23398 11869.43321 2010-11-30 2010-12-31 9.58% 8.05% 11/2010 11875.84152 11366.76901 2010-12-31 2011-01-31 2.58% 2.15% 12/2010 13013.38097 12282.03901 2011-01-31 2011-02-28 3.38% 3.71% 01/2011 13348.5391 12546.61759 2011-02-28 2011-03-31 -1.75% -2.00% 02/2011 13799.26898 13011.84017 2011-03-31 2011-04-30 5.38% 5.45% 03/2011 13557.4505 12751.18042 2011-04-30 2011-05-31 -3.08% -2.96% 04/2011 14287.46707 13445.63062 2011-05-31 2011-06-30 -1.77% -1.42% 05/2011 13847.13962 13047.04352 2011-06-30 2011-07-31 -2.25% -1.65% 06/2011 13602.18115 12861.22572 2011-07-31 2011-08-31 -8.83% -8.45% 07/2011 13296.77811 12649.06875 2011-08-31 2011-09-30 -11.66% -10.04% 08/2011 12122.15107 11579.67706 2011-09-30 2011-10-31 9.16% 9.73% 09/2011 10709.04568 10416.81238 2011-10-31 2011-11-30 -3.03% -4.62% 10/2011 11690.11719 11429.88295 2011-11-30 2011-12-31 -2.55% -1.09% 11/2011 11335.51303 10901.67697 2011-12-31 2012-01-31 7.34% 5.40% 12/2011 11046.57488 10782.72069 2012-01-31 2012-02-29 5.13% 5.50% 01/2012 11857.77045 11364.8827 2012-02-29 2012-03-31 -0.01% -0.74% 02/2012 12466.16712 11989.70744 2012-03-31 2012-04-30 -2.21% -1.70% 03/2012 12465.06145 11900.96739 2012-04-30 2012-05-31 -11.96% -11.40% 04/2012 12190.18473 11698.97353 2012-05-31 2012-06-30 6.13% 6.55% 05/2012 10732.14303 10365.23897 2012-06-30 2012-07-31 -0.11% 1.25% 06/2012 11389.6719 11044.40439 2012-07-31 2012-08-31 3.53% 2.85% 07/2012 11377.51643 11181.92306 2012-08-31 2012-09-30 3.55% 3.04% 08/2012 11778.64682 11500.95724 2012-09-30 2012-10-31 1.10% 0.70% 09/2012 12197.22662 11850.14447 10/31/2012 12331.53042 11933.18629 One Year Five Years From 09/15/2005 -------- ---------- --------------- 5.49% -4.97% 2.98% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. International Small Company Portfolio vs. MSCI World ex USA Small Cap Index (net div.) October 31, 2002 - October 31, 2012 International Small Company Portfolio- MSCI World ex USA BeginDate EndDate FundReturns Benchmark0Returns EndDate Institutional Class Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------- -------------------------- 2002-10-31 2002-11-30 2.63% 2.80% 10/2002 10000 10000 2002-11-30 2002-12-31 0.67% -1.63% 11/2002 10263.1579 10280.361 2002-12-31 2003-01-31 -0.27% -1.08% 12/2002 10331.88937 10112.682 2003-01-31 2003-02-28 0.55% -0.73% 01/2003 10303.66016 10003.911 2003-02-28 2003-03-31 -0.41% -0.97% 02/2003 10360.11858 9930.5819 2003-03-31 2003-04-30 8.21% 9.17% 03/2003 10317.77476 9834.5209 2003-04-30 2003-05-31 9.23% 8.84% 04/2003 11164.65095 10735.979 2003-05-31 2003-06-30 4.51% 5.21% 05/2003 12195.01696 11685.101 2003-06-30 2003-07-31 3.43% 3.02% 06/2003 12745.48648 12294.465 2003-07-31 2003-08-31 5.14% 6.58% 07/2003 13183.03917 12665.51 2003-08-31 2003-09-30 5.70% 5.72% 08/2003 13860.54011 13499.138 2003-09-30 2003-10-31 5.39% 7.97% 09/2003 14650.95788 14270.804 2003-10-31 2003-11-30 0.55% 0.09% 10/2003 15441.37564 15408.626 2003-11-30 2003-12-31 5.66% 6.10% 11/2003 15526.06326 15422.192 2003-12-31 2004-01-31 5.59% 4.30% 12/2003 16405.05144 16363.492 2004-01-31 2004-02-29 2.98% 3.03% 01/2004 17322.81656 17067.328 2004-02-29 2004-03-31 4.02% 3.85% 02/2004 17839.05943 17584.053 2004-03-31 2004-04-30 -3.01% -3.57% 03/2004 18556.06343 18261.736 2004-04-30 2004-05-31 -1.12% -1.08% 04/2004 17996.80031 17609.596 2004-05-31 2004-06-30 4.66% 5.05% 05/2004 17796.03919 17419.674 2004-06-30 2004-07-31 -3.65% -4.41% 06/2004 18625.06862 18299.378 2004-07-31 2004-08-31 0.89% 0.52% 07/2004 17944.89907 17492.392 2004-08-31 2004-09-30 2.38% 2.74% 08/2004 18104.08768 17583.076 2004-09-30 2004-10-31 3.21% 3.70% 09/2004 18534.81537 18064.114 2004-10-31 2004-11-30 7.21% 8.00% 10/2004 19130.36979 18732.508 2004-11-30 2004-12-31 4.71% 4.66% 11/2004 20510.31294 20230.498 2004-12-31 2005-01-31 2.37% 1.54% 12/2004 21477.25337 21173.631 2005-01-31 2005-02-28 4.43% 4.25% 01/2005 21986.47695 21499.823 2005-02-28 2005-03-31 -1.76% -1.63% 02/2005 22959.99262 22413.38 2005-03-31 2005-04-30 -2.39% -2.82% 03/2005 22555.60919 22048.446 2005-04-30 2005-05-31 -1.70% 0.24% 04/2005 22016.43128 21427.471 2005-05-31 2005-06-30 2.52% 2.65% 05/2005 21642.00218 21477.946 2005-06-30 2005-07-31 3.61% 4.34% 06/2005 22187.2913 22047.591 2005-07-31 2005-08-31 4.41% 3.07% 07/2005 22988.87715 23005.512 2005-08-31 2005-09-30 2.39% 4.05% 08/2005 24002.20265 23711.548 2005-09-30 2005-10-31 -1.98% -3.64% 09/2005 24574.66963 24672.769 2005-10-31 2005-11-30 1.95% 3.33% 10/2005 24089.24405 23773.878 2005-11-30 2005-12-31 6.65% 7.77% 11/2005 24559.50008 24566.442 2005-12-31 2006-01-31 6.91% 7.13% 12/2005 26192.91935 26476.052 2006-01-31 2006-02-28 -0.63% -1.26% 01/2006 28003.19451 28363.541 2006-02-28 2006-03-31 4.61% 4.70% 02/2006 27826.97304 28007.528 2006-03-31 2006-04-30 4.73% 4.65% 03/2006 29108.58376 29324.273 2006-04-30 2006-05-31 -5.04% -5.53% 04/2006 30486.3153 30689.171 2006-05-31 2006-06-30 -1.92% -2.44% 05/2006 28948.38242 28993.193 2006-06-30 2006-07-31 -1.08% -2.44% 06/2006 28392.62357 28287.156 2006-07-31 2006-08-31 2.65% 2.92% 07/2006 28085.23904 27596.275 2006-08-31 2006-09-30 0.74% -0.27% 08/2006 28829.43317 28403.138 2006-09-30 2006-10-31 3.97% 3.97% 09/2006 29042.73182 28326.754 2006-10-31 2006-11-30 4.52% 4.30% 10/2006 30195.99466 29451.377 2006-11-30 2006-12-31 3.64% 2.96% 11/2006 31560.41831 30718.135 2006-12-31 2007-01-31 2.80% 2.04% 12/2006 32709.04391 31627.537 2007-01-31 2007-02-28 1.41% 1.75% 01/2007 33624.21923 32272.711 2007-02-28 2007-03-31 3.74% 3.31% 02/2007 34098.75459 32838.967 2007-03-31 2007-04-30 3.31% 3.86% 03/2007 35374.02149 33927.454 2007-04-30 2007-05-31 2.04% 1.48% 04/2007 36544.11136 35235.682 2007-05-31 2007-06-30 -0.16% -0.22% 05/2007 37290.25563 35756.404 2007-06-30 2007-07-31 0.05% -0.62% 06/2007 37229.96027 35678.494 2007-07-31 2007-08-31 -3.86% -5.27% 07/2007 37247.0775 35458.883 2007-08-31 2007-09-30 2.20% 2.26% 08/2007 35809.23076 33588.853 2007-09-30 2007-10-31 5.40% 6.75% 09/2007 36596.47595 34347.375 2007-10-31 2007-11-30 -7.31% -8.22% 10/2007 38573.2701 36666.456 2007-11-30 2007-12-31 -3.34% -2.93% 11/2007 35754.18976 33651.894 2007-12-31 2008-01-31 -7.61% -9.69% 12/2007 34560.52272 32665.849 2008-01-31 2008-02-29 2.53% 4.75% 01/2008 31931.71701 29499.344 2008-02-29 2008-03-31 0.13% -1.10% 02/2008 32740.58032 30900.251 2008-03-31 2008-04-30 2.13% 2.43% 03/2008 32783.46742 30559.071 2008-04-30 2008-05-31 2.64% 2.02% 04/2008 33483.3392 31302.661 2008-05-31 2008-06-30 -7.40% -7.72% 05/2008 34367.38776 31934.986 2008-06-30 2008-07-31 -4.81% -5.04% 06/2008 31822.6109 29469.086 2008-07-31 2008-08-31 -3.94% -3.70% 07/2008 30292.13929 27983.115 2008-08-31 2008-09-30 -15.16% -17.59% 08/2008 29097.62486 26948.389 2008-09-30 2008-10-31 -23.42% -24.69% 09/2008 24686.0938 22208.126 2008-10-31 2008-11-30 -5.16% -4.85% 10/2008 18904.10377 16725.993 2008-11-30 2008-12-31 8.21% 6.67% 11/2008 17927.92364 15915.498 2008-12-31 2009-01-31 -7.90% -5.81% 12/2008 19399.00778 16976.822 2009-01-31 2009-02-28 -9.11% -9.13% 01/2009 17866.01302 15990.854 2009-02-28 2009-03-31 6.62% 6.42% 02/2009 16238.38895 14530.258 2009-03-31 2009-04-30 13.25% 15.42% 03/2009 17312.62084 15463.346 2009-04-30 2009-05-31 14.89% 14.80% 04/2009 19607.06456 17847.053 2009-05-31 2009-06-30 1.05% 1.20% 05/2009 22527.26566 20488.083 2009-06-30 2009-07-31 7.50% 8.04% 06/2009 22764.07949 20734.192 2009-07-31 2009-08-31 6.35% 7.71% 07/2009 24470.906 22400.383 2009-08-31 2009-09-30 5.32% 5.62% 08/2009 26024.30991 24126.942 2009-09-30 2009-10-31 -1.82% -1.54% 09/2009 27408.43525 25482.953 2009-10-31 2009-11-30 1.36% 0.78% 10/2009 26908.35152 25089.837 2009-11-30 2009-12-31 0.97% 1.26% 11/2009 27273.79732 25285.398 2009-12-31 2010-01-31 -1.55% -1.32% 12/2009 27538.60659 25605.138 2010-01-31 2010-02-28 -0.14% -0.57% 01/2010 27112.8516 25267.753 2010-02-28 2010-03-31 7.14% 7.43% 02/2010 27074.1466 25123.106 2010-03-31 2010-04-30 1.54% 1.98% 03/2010 29008.05027 26990.811 2010-04-30 2010-05-31 -11.83% -12.02% 04/2010 29453.43423 27524.185 2010-05-31 2010-06-30 -0.23% -0.94% 05/2010 25967.82071 24217.067 2010-06-30 2010-07-31 9.14% 8.58% 06/2010 25906.84332 23989.846 2010-07-31 2010-08-31 -2.98% -2.60% 07/2010 28274.46268 26047.283 2010-08-31 2010-09-30 11.00% 11.35% 08/2010 27433.07728 25370.528 2010-09-30 2010-10-31 3.93% 4.12% 09/2010 30450.27879 28249.163 2010-10-31 2010-11-30 -2.79% -2.62% 10/2010 31646.32965 29413.479 2010-11-30 2010-12-31 10.92% 11.31% 11/2010 30763.99704 28642.447 2010-12-31 2011-01-31 1.22% 0.52% 12/2010 34123.45077 31880.684 2011-01-31 2011-02-28 3.05% 2.84% 01/2011 34540.5593 32047.936 2011-02-28 2011-03-31 -0.16% -0.09% 02/2011 35593.2618 32959.15 2011-03-31 2011-04-30 4.75% 4.96% 03/2011 35537.66066 32928.708 2011-04-30 2011-05-31 -2.78% -2.77% 04/2011 37227.09084 34561.329 2011-05-31 2011-06-30 -2.03% -2.16% 05/2011 36193.55708 33604.255 2011-06-30 2011-07-31 -0.96% -0.55% 06/2011 35458.95786 32877.185 2011-07-31 2011-08-31 -7.84% -7.90% 07/2011 35117.42682 32697.801 2011-08-31 2011-09-30 -11.82% -11.48% 08/2011 32365.08845 30114.811 2011-09-30 2011-10-31 7.64% 8.12% 09/2011 28539.6961 26657.384 2011-10-31 2011-11-30 -3.16% -5.02% 10/2011 30721.07414 28821.611 2011-11-30 2011-12-31 -2.91% -1.95% 11/2011 29751.57279 27373.738 2011-12-31 2012-01-31 8.53% 8.26% 12/2011 28886.43886 26841.005 2012-01-31 2012-02-29 5.06% 5.66% 01/2012 31349.29998 29057.812 2012-02-29 2012-03-31 0.39% -0.66% 02/2012 32935.54951 30703.773 2012-03-31 2012-04-30 -1.20% -0.52% 03/2012 33063.02757 30500.407 2012-04-30 2012-05-31 -11.64% -11.75% 04/2012 32666.18769 30341.793 2012-05-31 2012-06-30 3.91% 3.45% 05/2012 28864.87941 26776.218 2012-06-30 2012-07-31 -0.28% 0.77% 06/2012 29992.89831 27700.112 2012-07-31 2012-08-31 3.47% 2.87% 07/2012 29908.17261 27914.059 2012-08-31 2012-09-30 4.17% 4.74% 08/2012 30946.06246 28715.677 2012-09-30 2012-10-31 0.66% 0.49% 09/2012 32237.33829 30076.125 10/31/2012 32449.70547 30222.68 One Year Five Years Ten Years -------- ---------- --------- 5.63% -3.40% 12.49% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 7 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Japanese Small Company Portfolio vs. MSCI Japan Small Cap Index (net div.) October 31, 2002 - October 31, 2012 Japanese Small Company MSCI Japan BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ---------------------- -------------------------- 2002-10-31 2002-11-30 -0.66% 0.75% 10/2002 10000 10000 2002-11-30 2002-12-31 -0.77% -2.23% 11/2002 9933.687003 10075.08187 2002-12-31 2003-01-31 0.00% -0.58% 12/2002 9857.65444 9849.969381 2003-01-31 2003-02-28 7.36% 5.07% 01/2003 9857.654442 9792.859234 2003-02-28 2003-03-31 0.76% -1.62% 02/2003 10582.87698 10289.41133 2003-03-31 2003-04-30 4.41% 3.12% 03/2003 10663.45726 10122.74022 2003-04-30 2003-05-31 6.15% 4.57% 04/2003 11133.5089 10438.51008 2003-05-31 2003-06-30 7.73% 11.22% 05/2003 11818.4413 10915.49296 2003-06-30 2003-07-31 1.27% 1.17% 06/2003 12731.68449 12140.63207 2003-07-31 2003-08-31 8.65% 12.61% 07/2003 12892.84505 12283.20775 2003-08-31 2003-09-30 6.33% 7.28% 08/2003 14007.53894 13831.70478 2003-09-30 2003-10-31 3.88% 7.41% 09/2003 14893.92204 14837.98823 2003-10-31 2003-11-30 -6.25% -6.87% 10/2003 15471.41406 15937.72465 2003-11-30 2003-12-31 5.88% 7.15% 11/2003 14504.45068 14842.64757 2003-12-31 2004-01-31 4.72% 3.64% 12/2003 15357.47439 15903.77806 2004-01-31 2004-02-29 0.59% -0.26% 01/2004 16081.62576 16482.86696 2004-02-29 2004-03-31 20.10% 18.33% 02/2004 16177.2684 16440.26731 2004-03-31 2004-04-30 -3.23% -3.18% 03/2004 19429.11797 19454.19207 2004-04-30 2004-05-31 -4.80% -4.97% 04/2004 18800.60923 18835.29913 2004-05-31 2004-06-30 9.47% 10.52% 05/2004 17898.83582 17899.83759 2004-06-30 2004-07-31 -6.28% -8.19% 06/2004 19593.07676 19782.60869 2004-07-31 2004-08-31 1.49% 1.04% 07/2004 18363.38575 18161.42602 2004-08-31 2004-09-30 -2.42% -3.02% 08/2004 18636.65042 18350.99444 2004-09-30 2004-10-31 1.95% 1.85% 09/2004 18185.76372 17797.06595 2004-10-31 2004-11-30 3.10% 4.35% 10/2004 18541.00779 18126.14819 2004-11-30 2004-12-31 4.78% 4.84% 11/2004 19114.86359 18914.90721 2004-12-31 2005-01-31 4.00% 3.40% 12/2004 20028.11817 19830.53329 2005-01-31 2005-02-28 3.65% 1.91% 01/2005 20829.79578 20505.07202 2005-02-28 2005-03-31 0.58% -0.23% 02/2005 21590.0073 20897.12186 2005-03-31 2005-04-30 -2.74% -0.81% 03/2005 21714.40556 20848.39852 2005-04-30 2005-05-31 -1.77% -1.84% 04/2005 21120.05836 20678.93181 2005-05-31 2005-06-30 1.88% 1.35% 05/2005 20746.86361 20298.06438 2005-06-30 2005-07-31 2.10% 2.83% 06/2005 21136.50604 20572.69895 2005-07-31 2005-08-31 5.45% 3.43% 07/2005 21579.44526 21155.3822 2005-08-31 2005-09-30 4.08% 6.25% 08/2005 22756.00257 21881.43987 2005-09-30 2005-10-31 3.04% 2.00% 09/2005 23683.40657 23249.02154 2005-10-31 2005-11-30 1.93% 4.27% 10/2005 24403.18281 23713.49078 2005-11-30 2005-12-31 11.35% 13.52% 11/2005 24873.80574 24726.96291 2005-12-31 2006-01-31 4.22% 3.19% 12/2005 27696.48745 28070.90178 2006-01-31 2006-02-28 -6.03% -6.51% 01/2006 28866.17319 28965.62742 2006-02-28 2006-03-31 4.41% 4.49% 02/2006 27125.56941 27079.52821 2006-03-31 2006-04-30 1.92% 0.50% 03/2006 28323.10482 28294.28366 2006-04-30 2006-05-31 -7.09% -8.02% 04/2006 28866.17321 28434.72936 2006-05-31 2006-06-30 -3.83% -3.13% 05/2006 26819.22316 26153.78472 2006-06-30 2006-07-31 -4.77% -6.61% 06/2006 25791.03783 25334.67345 2006-07-31 2006-08-31 1.60% 2.66% 07/2006 24559.56125 23659.84185 2006-08-31 2006-09-30 -1.78% -2.19% 08/2006 24951.39471 24289.11846 2006-09-30 2006-10-31 -0.80% -0.64% 09/2006 24508.26736 23757.55478 2006-10-31 2006-11-30 -0.69% -0.84% 10/2006 24312.08912 23605.12794 2006-11-30 2006-12-31 0.87% 0.58% 11/2006 24143.93634 23406.37397 2006-12-31 2007-01-31 2.03% 1.94% 12/2006 24353.59365 23542.69283 2007-01-31 2007-02-28 4.03% 3.95% 01/2007 24847.15229 24000.37275 2007-02-28 2007-03-31 -0.82% -0.92% 02/2007 25848.37125 24947.40195 2007-03-31 2007-04-30 -1.38% -1.71% 03/2007 25636.84612 24717.55696 2007-04-30 2007-05-31 -2.06% -2.38% 04/2007 25284.30423 24294.40116 2007-05-31 2007-06-30 1.61% 0.66% 05/2007 24762.54224 23715.33754 2007-06-30 2007-07-31 0.51% -0.03% 06/2007 25161.78359 23871.04781 2007-07-31 2007-08-31 -4.21% -6.09% 07/2007 25289.43639 23864.94367 2007-08-31 2007-09-30 -0.14% -0.61% 08/2007 24225.66313 22411.08335 2007-09-30 2007-10-31 0.65% 3.62% 09/2007 24190.62418 22275.03884 2007-10-31 2007-11-30 -2.33% -4.20% 10/2007 24346.78432 23080.52444 2007-11-30 2007-12-31 -6.32% -5.98% 11/2007 23778.92929 22110.18267 2007-12-31 2008-01-31 -2.76% -4.91% 12/2007 22276.1423 20787.37617 2008-01-31 2008-02-29 -0.86% 1.10% 01/2008 21661.33221 19766.37958 2008-02-29 2008-03-31 1.96% 0.03% 02/2008 21475.4594 19983.05381 2008-03-31 2008-04-30 0.72% 1.24% 03/2008 21897.06899 19989.52537 2008-04-30 2008-05-31 3.63% 3.08% 04/2008 22054.4989 20237.73298 2008-05-31 2008-06-30 -4.75% -6.14% 05/2008 22855.96025 20861.33463 2008-06-30 2008-07-31 -2.79% -3.27% 06/2008 21771.22763 19580.38503 2008-07-31 2008-08-31 -5.53% -4.42% 07/2008 21164.06192 18939.5221 2008-08-31 2008-09-30 -6.57% -9.76% 08/2008 19993.09948 18102.73475 2008-09-30 2008-10-31 -7.28% -10.56% 09/2008 18680.10966 16335.0643 2008-10-31 2008-11-30 2.59% 4.08% 10/2008 17319.97774 14610.87139 2008-11-30 2008-12-31 10.18% 7.79% 11/2008 17768.53188 15207.58848 2008-12-31 2009-01-31 -6.87% -5.24% 12/2008 19576.80123 16391.82817 2009-01-31 2009-02-28 -13.06% -13.15% 01/2009 18232.72234 15532.69167 2009-02-28 2009-03-31 4.63% 3.53% 02/2009 15851.36517 13490.5956 2009-03-31 2009-04-30 3.97% 5.12% 03/2009 16585.88307 13966.68196 2009-04-30 2009-05-31 12.30% 12.24% 04/2009 17244.05303 14681.2359 2009-05-31 2009-06-30 6.62% 6.36% 05/2009 19364.82292 16477.8381 2009-06-30 2009-07-31 2.07% 2.50% 06/2009 20646.25165 17526.07854 2009-07-31 2009-08-31 5.25% 5.61% 07/2009 21074.2297 17964.79588 2009-08-31 2009-09-30 -1.08% -0.39% 08/2009 22181.0695 18971.85596 2009-09-30 2009-10-31 -3.63% -3.66% 09/2009 21941.92888 18896.95379 2009-10-31 2009-11-30 -4.05% -3.57% 10/2009 21144.5775 18205.29095 2009-11-30 2009-12-31 -0.41% -1.87% 11/2009 20288.16305 17554.53077 2009-12-31 2010-01-31 1.33% 2.16% 12/2009 20204.16741 17226.74007 2010-01-31 2010-02-28 1.89% 1.90% 01/2010 20471.96934 17598.31424 2010-02-28 2010-03-31 5.08% 4.55% 02/2010 20858.79434 17932.44578 2010-03-31 2010-04-30 2.92% 2.71% 03/2010 21918.19995 18748.39441 2010-04-30 2010-05-31 -8.38% -6.94% 04/2010 22558.03879 19256.15939 2010-05-31 2010-06-30 1.54% 0.44% 05/2010 20668.28224 17920.38247 2010-06-30 2010-07-31 1.72% 1.21% 06/2010 20987.31276 17999.54236 2010-07-31 2010-08-31 -2.74% -2.12% 07/2010 21347.60998 18217.74964 2010-08-31 2010-09-30 4.42% 4.09% 08/2010 20762.127 17832.12461 2010-09-30 2010-10-31 -2.15% -0.82% 09/2010 21679.4166 18561.32287 2010-10-31 2010-11-30 2.48% 1.95% 10/2010 21213.99976 18408.83566 2010-11-30 2010-12-31 9.20% 10.09% 11/2010 21739.47038 18767.41745 2010-12-31 2011-01-31 2.23% 1.19% 12/2010 23739.91273 20661.01405 2011-01-31 2011-02-28 4.61% 4.02% 01/2011 24268.80957 20906.71999 2011-02-28 2011-03-31 -6.25% -6.17% 02/2011 25387.04862 21747.69396 2011-03-31 2011-04-30 -0.51% 0.09% 03/2011 23800.35808 20405.73235 2011-04-30 2011-05-31 -1.66% -1.49% 04/2011 23679.46736 20424.23355 2011-05-31 2011-06-30 4.98% 3.72% 05/2011 23286.57256 20120.65268 2011-06-30 2011-07-31 3.62% 4.15% 06/2011 24445.13868 20870.11031 2011-07-31 2011-08-31 -2.71% -4.09% 07/2011 25329.61657 21737.00781 2011-08-31 2011-09-30 -0.54% 0.09% 08/2011 24643.38373 20848.50785 2011-09-30 2011-10-31 -5.16% -3.69% 09/2011 24509.27495 20867.42386 2011-10-31 2011-11-30 1.64% -2.71% 10/2011 23243.39454 20097.71099 2011-11-30 2011-12-31 -0.53% 1.56% 11/2011 23624.68382 19553.25552 2011-12-31 2012-01-31 6.28% 4.10% 12/2011 23499.87679 19858.08869 2012-01-31 2012-02-29 0.12% 1.09% 01/2012 24976.30885 20673.25987 2012-02-29 2012-03-31 2.83% 2.67% 02/2012 25007.06785 20897.89665 2012-03-31 2012-04-30 -2.09% -1.45% 03/2012 25714.52487 21455.93331 2012-04-30 2012-05-31 -8.37% -8.30% 04/2012 25176.24235 21145.10649 2012-05-31 2012-06-30 5.29% 4.27% 05/2012 23069.25079 19389.29527 2012-06-30 2012-07-31 -3.39% -1.56% 06/2012 24290.64032 20216.46374 2012-07-31 2012-08-31 0.00% -0.57% 07/2012 23467.49202 19900.07911 2012-08-31 2012-09-30 1.43% 2.77% 08/2012 23467.49202 19786.64947 2012-09-30 2012-10-31 -2.15% -2.16% 09/2012 23803.19441 20333.93316 10/31/2012 23290.46241 19894.1037 One Year Five Years Ten Years -------- ---------- --------- 0.20% -0.88% 8.82% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. Asia Pacific Small Company Portfolio vs. MSCI Pacific ex Japan Small Cap Index (net div.) October 31, 2002 - October 31, 2012 Asia Pacific Small Company MSCI Pacific ex Japan BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------------- -------------------------- 2002-10-31 2002-11-30 1.02% 2.23% 10/2002 10000 10000 2002-11-30 2002-12-31 1.25% 1.63% 11/2002 10102.04082 10222.94441 2002-12-31 2003-01-31 3.28% 3.70% 12/2002 10228.44337 10389.69329 2003-01-31 2003-02-28 0.51% -1.56% 01/2003 10563.58241 10774.1636 2003-02-28 2003-03-31 -2.02% -0.24% 02/2003 10617.20465 10605.86716 2003-03-31 2003-04-30 2.84% 5.52% 03/2003 10402.71567 10580.71942 2003-04-30 2003-05-31 10.15% 7.11% 04/2003 10697.63802 11164.43722 2003-05-31 2003-06-30 4.66% 5.34% 05/2003 11783.4885 11958.2354 2003-06-30 2003-07-31 6.74% 2.28% 06/2003 12333.11651 12596.40774 2003-07-31 2003-08-31 7.03% 4.86% 07/2003 13164.26132 12883.57562 2003-08-31 2003-09-30 7.99% 7.96% 08/2003 14089.24506 13509.07737 2003-09-30 2003-10-31 5.81% 8.26% 09/2003 15215.31222 14584.14338 2003-10-31 2003-11-30 0.75% -0.44% 10/2003 16100.07928 15788.91371 2003-11-30 2003-12-31 4.42% 6.55% 11/2003 16220.72933 15719.08037 2003-12-31 2004-01-31 6.26% 4.09% 12/2003 16937.04762 16749.07389 2004-01-31 2004-02-29 2.94% 3.02% 01/2004 17996.48434 17434.54333 2004-02-29 2004-03-31 -3.16% 0.20% 02/2004 18526.2027 17961.48526 2004-03-31 2004-04-30 -7.30% -5.66% 03/2004 17940.72451 17996.98227 2004-04-30 2004-05-31 -0.75% -0.45% 04/2004 16630.36856 16979.07901 2004-05-31 2004-06-30 0.34% 0.12% 05/2004 16504.90895 16902.18495 2004-06-30 2004-07-31 1.78% 3.77% 06/2004 16561.62194 16922.1097 2004-07-31 2004-08-31 2.34% 3.29% 07/2004 16856.86307 17560.66893 2004-08-31 2004-09-30 6.14% 5.97% 08/2004 17250.51793 18139.16374 2004-09-30 2004-10-31 4.71% 6.40% 09/2004 18309.08796 19221.96752 2004-10-31 2004-11-30 7.23% 7.70% 10/2004 19171.52376 20452.36921 2004-11-30 2004-12-31 2.25% 4.23% 11/2004 20557.07636 22026.32775 2004-12-31 2005-01-31 2.27% 0.87% 12/2004 21019.6936 22957.37457 2005-01-31 2005-02-28 2.82% 3.19% 01/2005 21496.42893 23157.68602 2005-02-28 2005-03-31 -3.40% -2.84% 02/2005 22103.18297 23895.28867 2005-03-31 2005-04-30 -3.38% -1.63% 03/2005 21351.96368 23215.91272 2005-04-30 2005-05-31 -2.31% 1.28% 04/2005 20629.63744 22838.30968 2005-05-31 2005-06-30 4.50% 5.47% 05/2005 20152.90213 23131.7645 2005-06-30 2005-07-31 3.32% 4.16% 06/2005 21059.61874 24396.40581 2005-07-31 2005-08-31 2.61% -0.08% 07/2005 21758.2101 25412.08446 2005-08-31 2005-09-30 3.66% 5.04% 08/2005 22325.81559 25391.96627 2005-09-30 2005-10-31 -5.69% -5.88% 09/2005 23142.77252 26672.76016 2005-10-31 2005-11-30 2.48% 3.79% 10/2005 21825.34714 25105.66888 2005-11-30 2005-12-31 1.49% 1.96% 11/2005 22366.95535 26057.80112 2005-12-31 2006-01-31 6.73% 5.72% 12/2005 22700.77758 26569.26752 2006-01-31 2006-02-28 1.42% 1.00% 01/2006 24228.1386 28089.73876 2006-02-28 2006-03-31 5.06% 4.23% 02/2006 24572.54354 28371.87709 2006-03-31 2006-04-30 5.68% 6.45% 03/2006 25815.39615 29573.16543 2006-04-30 2006-05-31 -5.65% -5.11% 04/2006 27282.86066 31480.62173 2006-05-31 2006-06-30 -0.70% -1.22% 05/2006 25740.52551 29873.19735 2006-06-30 2006-07-31 1.89% 1.03% 06/2006 25561.04377 29509.32885 2006-07-31 2006-08-31 2.43% 3.26% 07/2006 26044.18223 29812.16571 2006-08-31 2006-09-30 1.01% 1.65% 08/2006 26678.30145 30784.60958 2006-09-30 2006-10-31 8.17% 6.97% 09/2006 26948.22351 31293.56121 2006-10-31 2006-11-30 5.52% 6.08% 10/2006 29149.62769 33475.41808 2006-11-30 2006-12-31 2.82% 3.73% 11/2006 30758.93006 35510.06393 2006-12-31 2007-01-31 2.59% 2.54% 12/2006 31625.56796 36835.73688 2007-01-31 2007-02-28 2.62% 1.91% 01/2007 32446.00609 37771.32964 2007-02-28 2007-03-31 5.21% 5.16% 02/2007 33297.40415 38491.52928 2007-03-31 2007-04-30 6.98% 6.93% 03/2007 35031.16019 40477.38445 2007-04-30 2007-05-31 8.51% 3.93% 04/2007 37476.99462 43284.20999 2007-05-31 2007-06-30 4.08% 2.60% 05/2007 40665.86735 44983.41006 2007-06-30 2007-07-31 1.55% -0.03% 06/2007 42324.45641 46153.21619 2007-07-31 2007-08-31 -7.51% -6.44% 07/2007 42979.68205 46140.90182 2007-08-31 2007-09-30 11.70% 8.87% 08/2007 39750.35566 43171.53026 2007-09-30 2007-10-31 8.73% 6.84% 09/2007 44402.98984 47002.60658 2007-10-31 2007-11-30 -6.63% -8.03% 10/2007 48278.44514 50215.50421 2007-11-30 2007-12-31 -1.74% -1.38% 11/2007 45077.66425 46181.72607 2007-12-31 2008-01-31 -10.08% -13.40% 12/2007 44292.30802 45546.18965 2008-01-31 2008-02-29 3.03% 5.94% 01/2008 39829.72697 39443.03773 2008-02-29 2008-03-31 -4.86% -6.31% 02/2008 41036.68839 41786.09735 2008-03-31 2008-04-30 6.95% 6.69% 03/2008 39042.69123 39150.03399 2008-04-30 2008-05-31 4.36% 1.08% 04/2008 41757.31597 41769.12844 2008-05-31 2008-06-30 -9.88% -11.19% 05/2008 43577.71138 42219.7361 2008-06-30 2008-07-31 -5.91% -4.60% 06/2008 39271.38057 37496.3338 2008-07-31 2008-08-31 -7.03% -8.12% 07/2008 36948.96628 35772.06782 2008-08-31 2008-09-30 -17.19% -19.52% 08/2008 34352.37808 32866.37089 2008-09-30 2008-10-31 -33.30% -35.32% 09/2008 28448.71866 26450.30161 2008-10-31 2008-11-30 -9.59% -10.91% 10/2008 18976.64386 17107.99184 2008-11-30 2008-12-31 10.90% 11.62% 11/2008 17156.96568 15240.90591 2008-12-31 2009-01-31 -12.37% -11.01% 12/2008 19026.86225 17011.6769 2009-01-31 2009-02-28 -5.51% -6.21% 01/2009 16673.53982 15138.38093 2009-02-28 2009-03-31 15.50% 14.33% 02/2009 15755.57717 14198.33404 2009-03-31 2009-04-30 14.89% 17.90% 03/2009 18198.31801 16233.2625 2009-04-30 2009-05-31 25.84% 23.98% 04/2009 20907.99403 19138.9839 2009-05-31 2009-06-30 0.72% 2.82% 05/2009 26310.61968 23727.9327 2009-06-30 2009-07-31 14.40% 14.44% 06/2009 26500.51813 24395.89769 2009-07-31 2009-08-31 4.57% 5.14% 07/2009 30317.6737 27918.80754 2009-08-31 2009-09-30 7.76% 8.38% 08/2009 31702.65934 29353.56318 2009-09-30 2009-10-31 2.18% 2.40% 09/2009 34162.2454 31812.29559 2009-10-31 2009-11-30 4.66% 2.88% 10/2009 34908.21999 32574.95601 2009-11-30 2009-12-31 2.61% 4.00% 11/2009 36535.80092 33511.53396 2009-12-31 2010-01-31 -5.44% -6.39% 12/2009 37490.87022 34850.68161 2010-01-31 2010-02-28 1.74% 1.25% 01/2010 35449.96741 32622.21372 2010-02-28 2010-03-31 8.22% 8.24% 02/2010 36067.38339 33031.08649 2010-03-31 2010-04-30 1.32% 2.80% 03/2010 39032.74785 35753.24456 2010-04-30 2010-05-31 -13.86% -15.10% 04/2010 39548.14504 36753.03781 2010-05-31 2010-06-30 -1.26% -0.57% 05/2010 34067.75484 31203.76406 2010-06-30 2010-07-31 11.07% 10.17% 06/2010 33639.59447 31025.8813 2010-07-31 2010-08-31 -0.14% -0.22% 07/2010 37363.7917 34182.58827 2010-08-31 2010-09-30 15.17% 15.01% 08/2010 37311.58333 34106.50072 2010-09-30 2010-10-31 4.27% 4.44% 09/2010 42971.5342 39227.22466 2010-10-31 2010-11-30 -1.37% -1.34% 10/2010 44806.43095 40968.50656 2010-11-30 2010-12-31 9.78% 10.09% 11/2010 44194.79869 40421.36451 2010-12-31 2011-01-31 -2.16% -2.91% 12/2010 48518.23493 44501.01994 2011-01-31 2011-02-28 0.61% 0.55% 01/2011 47468.60509 43206.90568 2011-02-28 2011-03-31 2.10% 3.07% 02/2011 47758.15816 43443.45509 2011-03-31 2011-04-30 4.20% 4.05% 03/2011 48760.12577 44776.95098 2011-04-30 2011-05-31 -2.96% -2.29% 04/2011 50807.65243 46588.20093 2011-05-31 2011-06-30 -3.40% -3.56% 05/2011 49303.71692 45521.78147 2011-06-30 2011-07-31 1.61% 1.48% 06/2011 47627.74843 43902.98932 2011-07-31 2011-08-31 -7.00% -6.96% 07/2011 48396.82395 44550.56657 2011-08-31 2011-09-30 -18.67% -18.18% 08/2011 45009.22937 41451.93249 2011-09-30 2011-10-31 15.55% 16.38% 09/2011 36607.20677 33915.26065 2011-10-31 2011-11-30 -2.69% -6.82% 10/2011 42301.25299 39471.81922 2011-11-30 2011-12-31 -5.85% -3.21% 11/2011 41162.44374 36780.00112 2011-12-31 2012-01-31 10.31% 10.38% 12/2011 38752.60065 35600.90329 2012-01-31 2012-02-29 7.56% 7.78% 01/2012 42748.30541 39297.23236 2012-02-29 2012-03-31 -1.50% -3.13% 02/2012 45979.28198 42352.65578 2012-03-31 2012-04-30 -0.42% 0.54% 03/2012 45291.35121 41026.60855 2012-04-30 2012-05-31 -12.49% -12.98% 04/2012 45099.76342 41248.3563 2012-05-31 2012-06-30 2.07% 1.40% 05/2012 39467.08269 35894.03867 2012-06-30 2012-07-31 1.44% 3.29% 06/2012 40285.54758 36396.50327 2012-07-31 2012-08-31 3.32% 1.60% 07/2012 40867.42838 37593.17588 2012-08-31 2012-09-30 4.92% 5.32% 08/2012 42225.15026 38194.19868 2012-09-30 2012-10-31 2.25% 2.06% 09/2012 44303.72967 40226.10709 10/31/2012 45298.66151 41055.3557 One Year Five Years Ten Years -------- ---------- --------- 7.09% -1.27% 16.31% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. United Kingdom Small Company Portfolio vs. MSCI UK Small Cap Index (net div.) October 31, 2002 - October 31, 2012 United Kingdom Small Company MSCI UK BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ---------------------------- -------------------------- 2002-10-31 2002-11-30 3.26% 1.85% 10/2002 10000 10000 2002-11-30 2002-12-31 -0.25% -2.90% 11/2002 10326.32342 10184.73327 2002-12-31 2003-01-31 -2.47% -7.52% 12/2002 10300.26699 9889.741677 2003-01-31 2003-02-28 -3.31% -2.90% 01/2003 10045.46278 9146.50954 2003-02-28 2003-03-31 -0.95% -0.12% 02/2003 9713.445179 8880.979174 2003-03-31 2003-04-30 9.39% 13.39% 03/2003 9620.789103 8870.105074 2003-04-30 2003-05-31 11.96% 14.56% 04/2003 10524.18583 10057.78446 2003-05-31 2003-06-30 5.64% 3.29% 05/2003 11782.76418 11522.12121 2003-06-30 2003-07-31 4.03% 6.33% 06/2003 12446.79938 11901.70319 2003-07-31 2003-08-31 4.17% 4.76% 07/2003 12948.68646 12654.92432 2003-08-31 2003-09-30 3.84% 2.62% 08/2003 13489.18022 13257.17248 2003-09-30 2003-10-31 5.68% 8.11% 09/2003 14006.50998 13605.01726 2003-10-31 2003-11-30 0.47% 0.83% 10/2003 14801.80795 14708.35915 2003-11-30 2003-12-31 5.53% 5.61% 11/2003 14871.3 14830.88245 2003-12-31 2004-01-31 7.44% 8.47% 12/2003 15693.25537 15662.49826 2004-01-31 2004-02-29 5.73% 6.77% 01/2004 16860.18974 16989.77076 2004-02-29 2004-03-31 -1.35% -0.38% 02/2004 17825.92854 18140.78167 2004-03-31 2004-04-30 -3.66% -3.48% 03/2004 17584.49384 18071.61733 2004-04-30 2004-05-31 0.14% -0.06% 04/2004 16940.66798 17442.81614 2004-05-31 2004-06-30 3.38% 3.47% 05/2004 16964.81145 17432.82714 2004-06-30 2004-07-31 -3.75% -4.53% 06/2004 17537.98014 18037.60416 2004-07-31 2004-08-31 -0.72% -1.37% 07/2004 16880.30589 17221.28795 2004-08-31 2004-09-30 2.81% 3.29% 08/2004 16758.51436 16985.59814 2004-09-30 2004-10-31 3.13% 3.81% 09/2004 17229.02192 17543.84412 2004-10-31 2004-11-30 8.01% 8.09% 10/2004 17768.70651 18211.46333 2004-11-30 2004-12-31 4.11% 5.77% 11/2004 19191.51136 19683.89242 2004-12-31 2005-01-31 2.80% 2.25% 12/2004 19980.49121 20819.35084 2005-01-31 2005-02-28 3.39% 2.37% 01/2005 20540.04827 21286.81073 2005-02-28 2005-03-31 -2.29% -1.25% 02/2005 21237.34245 21790.68621 2005-03-31 2005-04-30 -3.41% -4.52% 03/2005 20751.25102 21518.58081 2005-04-30 2005-05-31 -1.98% -0.89% 04/2005 20044.31185 20545.98101 2005-05-31 2005-06-30 1.80% 1.54% 05/2005 19647.73622 20363.7766 2005-06-30 2005-07-31 1.95% 2.97% 06/2005 20001.56596 20677.10243 2005-07-31 2005-08-31 5.62% 4.84% 07/2005 20392.22154 21291.23624 2005-08-31 2005-09-30 -1.19% 0.17% 08/2005 21538.14459 22321.6205 2005-09-30 2005-10-31 -2.84% -3.05% 09/2005 21281.07436 22360.43851 2005-10-31 2005-11-30 4.27% 4.99% 10/2005 20677.54204 21679.54278 2005-11-30 2005-12-31 4.37% 4.32% 11/2005 21560.97341 22761.64224 2005-12-31 2006-01-31 7.79% 8.14% 12/2005 22503.36549 23745.11614 2006-01-31 2006-02-28 1.35% 1.57% 01/2006 24256.63226 25678.80942 2006-02-28 2006-03-31 1.63% 2.02% 02/2006 24583.0383 26081.40403 2006-03-31 2006-04-30 5.00% 5.29% 03/2006 24984.05145 26609.0508 2006-04-30 2006-05-31 -2.06% -2.22% 04/2006 26233.72031 28017.24683 2006-05-31 2006-06-30 -0.12% -0.85% 05/2006 25692.81887 27395.40001 2006-06-30 2006-07-31 0.69% -0.78% 06/2006 25661.97335 27162.87127 2006-07-31 2006-08-31 4.17% 3.60% 07/2006 25840.11639 26951.71141 2006-08-31 2006-09-30 2.88% 2.93% 08/2006 26918.35056 27921.52946 2006-09-30 2006-10-31 5.62% 5.73% 09/2006 27694.82892 28740.12164 2006-10-31 2006-11-30 6.25% 6.48% 10/2006 29250.1886 30386.15702 2006-11-30 2006-12-31 5.43% 4.69% 11/2006 31078.91455 32355.38079 2006-12-31 2007-01-31 0.64% -0.23% 12/2006 32765.53058 33873.58226 2007-01-31 2007-02-28 -0.03% 0.31% 01/2007 32975.50193 33794.55537 2007-02-28 2007-03-31 4.64% 4.14% 02/2007 32965.5033 33900.02177 2007-03-31 2007-04-30 3.42% 4.96% 03/2007 34495.29462 35302.18758 2007-04-30 2007-05-31 1.32% 0.64% 04/2007 35675.13369 37054.44065 2007-05-31 2007-06-30 -3.69% -2.91% 05/2007 36145.06959 37292.47839 2007-06-30 2007-07-31 -0.58% -0.56% 06/2007 34810.99155 36207.10124 2007-07-31 2007-08-31 -0.61% -3.67% 07/2007 34609.53905 36003.55839 2007-08-31 2007-09-30 -3.48% -5.67% 08/2007 34398.01393 34683.7346 2007-09-30 2007-10-31 7.96% 10.99% 09/2007 33200.40601 32718.25112 2007-10-31 2007-11-30 -11.61% -11.57% 10/2007 35843.07328 36313.48132 2007-11-30 2007-12-31 -5.30% -5.02% 11/2007 31681.63172 32111.56657 2007-12-31 2008-01-31 -6.75% -8.05% 12/2007 30002.6359 30499.3662 2008-01-31 2008-02-29 1.41% 3.39% 01/2008 27976.87156 28045.22453 2008-02-29 2008-03-31 -0.41% -1.26% 02/2008 28371.36251 28995.40235 2008-03-31 2008-04-30 1.66% 1.86% 03/2008 28253.66968 28630.99404 2008-04-30 2008-05-31 0.26% 0.47% 04/2008 28723.49638 29163.51692 2008-05-31 2008-06-30 -7.99% -6.84% 05/2008 28798.24153 29301.51708 2008-06-30 2008-07-31 -3.55% -3.99% 06/2008 26497.28678 27298.28546 2008-07-31 2008-08-31 -1.69% -2.62% 07/2008 25557.51346 26209.1302 2008-08-31 2008-09-30 -15.47% -18.39% 08/2008 25125.43378 25523.09577 2008-09-30 2008-10-31 -26.86% -27.75% 09/2008 21239.653 20829.83263 2008-10-31 2008-11-30 -7.15% -9.27% 10/2008 15535.10243 15050.14501 2008-11-30 2008-12-31 -2.29% -2.54% 11/2008 14424.67464 13654.45043 2008-12-31 2009-01-31 -2.42% -0.55% 12/2008 14094.70451 13308.06844 2009-01-31 2009-02-28 -4.16% -3.32% 01/2009 13753.88092 13235.0837 2009-02-28 2009-03-31 4.29% 5.80% 02/2009 13182.17684 12796.33037 2009-03-31 2009-04-30 20.91% 22.97% 03/2009 13747.40017 13538.45221 2009-04-30 2009-05-31 10.21% 10.56% 04/2009 16622.45741 16648.44171 2009-05-31 2009-06-30 0.43% 0.71% 05/2009 18318.85134 18406.87658 2009-06-30 2009-07-31 8.66% 9.20% 06/2009 18398.42995 18536.80413 2009-07-31 2009-08-31 7.74% 9.64% 07/2009 19991.03012 20242.59082 2009-08-31 2009-09-30 2.90% 2.31% 08/2009 21539.08204 22194.30581 2009-09-30 2009-10-31 0.10% 0.14% 09/2009 22163.64848 22706.30182 2009-10-31 2009-11-30 -0.35% -1.04% 10/2009 22186.02471 22739.17824 2009-11-30 2009-12-31 2.06% 2.47% 11/2009 22107.70793 22502.57727 2009-12-31 2010-01-31 -1.00% -0.46% 12/2009 22562.62069 23058.42647 2010-01-31 2010-02-28 -3.44% -4.48% 01/2010 22336.76863 22951.40342 2010-02-28 2010-03-31 8.34% 8.81% 02/2010 21568.87163 21923.41454 2010-03-31 2010-04-30 3.63% 3.99% 03/2010 23367.418 23855.6759 2010-04-30 2010-05-31 -11.35% -12.02% 04/2010 24215.70278 24807.83622 2010-05-31 2010-06-30 1.89% 0.43% 05/2010 21467.2601 21825.88192 2010-06-30 2010-07-31 13.47% 12.03% 06/2010 21872.41063 21920.17077 2010-07-31 2010-08-31 -3.73% -2.72% 07/2010 24817.65174 24556.84503 2010-08-31 2010-09-30 10.65% 11.02% 08/2010 23892.98302 23889.83015 2010-09-30 2010-10-31 5.21% 4.26% 09/2010 26436.69202 26521.98383 2010-10-31 2010-11-30 -4.95% -4.16% 10/2010 27813.60307 27652.52891 2010-11-30 2010-12-31 10.16% 10.46% 11/2010 26436.69202 26500.89745 2010-12-31 2011-01-31 1.43% 0.97% 12/2010 29123.50956 29273.77513 2011-01-31 2011-02-28 2.98% 2.64% 01/2011 29540.38683 29556.91796 2011-02-28 2011-03-31 -1.90% -1.73% 02/2011 30420.46106 30336.40823 2011-03-31 2011-04-30 8.83% 9.17% 03/2011 29840.98573 29812.97875 2011-04-30 2011-05-31 -0.64% -1.27% 04/2011 32475.72077 32545.73053 2011-05-31 2011-06-30 -3.19% -3.37% 05/2011 32266.79904 32133.8104 2011-06-30 2011-07-31 -0.71% -0.28% 06/2011 31236.125 31051.37887 2011-07-31 2011-08-31 -10.01% -10.20% 07/2011 31013.59543 30965.45914 2011-08-31 2011-09-30 -10.12% -10.55% 08/2011 27909.89347 27806.69897 2011-09-30 2011-10-31 10.57% 10.93% 09/2011 25085.00601 24874.3008 2011-10-31 2011-11-30 -3.07% -3.88% 10/2011 27735.49722 27592.49812 2011-11-30 2011-12-31 -3.15% -3.34% 11/2011 26883.55361 26521.47755 2011-12-31 2012-01-31 8.79% 10.15% 12/2011 26038.03525 25636.24738 2012-01-31 2012-02-29 8.17% 9.29% 01/2012 28327.3581 28237.12768 2012-02-29 2012-03-31 2.11% 0.33% 02/2012 30640.7791 30859.75401 2012-03-31 2012-04-30 1.70% 1.70% 03/2012 31287.24996 30961.08612 2012-04-30 2012-05-31 -11.30% -12.39% 04/2012 31817.95119 31488.06169 2012-05-31 2012-06-30 4.86% 4.76% 05/2012 28223.65648 27586.66253 2012-06-30 2012-07-31 1.65% 1.82% 06/2012 29596.29533 28900.19337 2012-07-31 2012-08-31 5.44% 5.29% 07/2012 30084.88461 29426.59945 2012-08-31 2012-09-30 5.11% 5.34% 08/2012 31721.65868 30984.44922 2012-09-30 2012-10-31 2.17% 2.07% 09/2012 33343.21472 32637.78817 10/31/2012 34065.93686 33313.32062 One Year Five Years Ten Years -------- ---------- --------- 22.82% -1.01% 13.04% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 8 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Continental Small Company Portfolio vs. MSCI Europe ex UK Small Cap Index (net div.) October 31, 2002 - October 31, 2012 Continental Small Company MSCI Europe ex UK BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------------- -------------------------- 2002-10-31 2002-11-30 5.43% 5.48% 10/2002 10000 10000 2002-11-30 2002-12-31 1.88% -2.35% 11/2002 10543.09327 10548.1194 2002-12-31 2003-01-31 -0.83% -1.33% 12/2002 10741.33796 10300.47589 2003-01-31 2003-02-28 -2.87% -4.40% 01/2003 10652.25104 10163.741 2003-02-28 2003-03-31 -0.74% -0.23% 02/2003 10346.81015 9716.82901 2003-03-31 2003-04-30 12.52% 14.70% 03/2003 10270.44992 9694.149111 2003-04-30 2003-05-31 10.02% 9.83% 04/2003 11555.847 11119.0498 2003-05-31 2003-06-30 1.70% 1.49% 05/2003 12713.97704 12212.14227 2003-06-30 2003-07-31 3.44% 3.56% 06/2003 12930.33101 12393.71256 2003-07-31 2003-08-31 2.19% 2.88% 07/2003 13375.76564 12834.98735 2003-08-31 2003-09-30 5.12% 5.67% 08/2003 13668.47982 13204.94501 2003-09-30 2003-10-31 6.11% 8.35% 09/2003 14368.44853 13953.64386 2003-10-31 2003-11-30 5.18% 5.32% 10/2003 15246.59108 15119.23334 2003-11-30 2003-12-31 6.14% 5.23% 11/2003 16035.64672 15923.77981 2003-12-31 2004-01-31 4.86% 5.03% 12/2003 17019.56102 16756.77447 2004-01-31 2004-02-29 3.26% 3.37% 01/2004 17846.79441 17599.60146 2004-02-29 2004-03-31 -2.08% -3.45% 02/2004 18428.92161 18193.34286 2004-03-31 2004-04-30 -1.19% -1.57% 03/2004 18045.94318 17565.51607 2004-04-30 2004-05-31 1.03% 0.32% 04/2004 17831.47527 17288.89996 2004-05-31 2004-06-30 3.02% 3.57% 05/2004 18015.30491 17343.96099 2004-06-30 2004-07-31 -3.31% -4.02% 06/2004 18559.62698 17962.61095 2004-07-31 2004-08-31 0.60% 0.32% 07/2004 17945.0698 17240.78711 2004-08-31 2004-09-30 5.16% 5.58% 08/2004 18052.61731 17295.45485 2004-09-30 2004-10-31 3.74% 4.24% 09/2004 18984.26096 18259.67829 2004-10-31 2004-11-30 10.66% 11.10% 10/2004 19694.24145 19033.679 2004-11-30 2004-12-31 5.14% 5.00% 11/2004 21793.31421 21146.18703 2004-12-31 2005-01-31 1.42% 1.12% 12/2004 22912.62867 22203.35873 2005-01-31 2005-02-28 6.35% 7.01% 01/2005 23236.94047 22452.31322 2005-02-28 2005-03-31 -2.76% -2.55% 02/2005 24712.55916 24025.35429 2005-03-31 2005-04-30 -2.70% -2.94% 03/2005 24031.50438 23411.81715 2005-04-30 2005-05-31 0.21% 1.42% 04/2005 23382.88078 22723.02993 2005-05-31 2005-06-30 2.71% 3.20% 05/2005 23431.52754 23046.7101 2005-06-30 2005-07-31 6.17% 6.86% 06/2005 24066.17065 23784.26566 2005-07-31 2005-08-31 3.32% 2.84% 07/2005 25549.92507 25416.03849 2005-08-31 2005-09-30 2.53% 3.41% 08/2005 26397.78474 26137.73122 2005-09-30 2005-10-31 -4.95% -6.90% 09/2005 27066.33877 27030.24424 2005-10-31 2005-11-30 0.32% 1.28% 10/2005 25725.28754 25164.72424 2005-11-30 2005-12-31 5.12% 5.80% 11/2005 25807.05895 25485.65136 2005-12-31 2006-01-31 9.59% 11.16% 12/2005 27127.87536 26962.59783 2006-01-31 2006-02-28 2.82% 2.82% 01/2006 29729.67695 29971.15851 2006-02-28 2006-03-31 6.43% 6.46% 02/2006 30566.62012 30817.39404 2006-03-31 2006-04-30 6.88% 7.09% 03/2006 32531.61712 32808.37452 2006-04-30 2006-05-31 -4.87% -5.14% 04/2006 34769.53038 35133.1297 2006-05-31 2006-06-30 -1.85% -2.28% 05/2006 33077.44963 33327.25914 2006-06-30 2006-07-31 -0.28% -1.09% 06/2006 32464.39117 32567.81027 2006-07-31 2006-08-31 2.61% 2.35% 07/2006 32372.52815 32211.48678 2006-08-31 2006-09-30 1.30% 1.05% 08/2006 33217.66794 32969.36247 2006-09-30 2006-10-31 4.99% 5.34% 09/2006 33648.91069 33315.32925 2006-10-31 2006-11-30 6.89% 7.00% 10/2006 35327.66665 35095.89795 2006-11-30 2006-12-31 4.76% 4.72% 11/2006 37762.78519 37551.88191 2006-12-31 2007-01-31 4.61% 3.20% 12/2006 39559.39578 39323.27377 2007-01-31 2007-02-28 0.09% 0.43% 01/2007 41383.46014 40582.59809 2007-02-28 2007-03-31 5.83% 5.32% 02/2007 41421.46148 40756.26296 2007-03-31 2007-04-30 5.24% 6.05% 03/2007 43834.54661 42923.45286 2007-04-30 2007-05-31 1.89% 1.74% 04/2007 46133.62774 45521.16427 2007-05-31 2007-06-30 -1.12% -0.96% 05/2007 47007.65858 46314.80908 2007-06-30 2007-07-31 -0.58% -0.73% 06/2007 46481.20983 45872.16695 2007-07-31 2007-08-31 -3.61% -4.53% 07/2007 46212.97532 45536.38588 2007-08-31 2007-09-30 2.20% 1.99% 08/2007 44546.08939 43475.46067 2007-09-30 2007-10-31 4.82% 5.98% 09/2007 45525.12436 44340.52536 2007-10-31 2007-11-30 -7.42% -7.15% 10/2007 47719.5701 46993.8839 2007-11-30 2007-12-31 -1.99% -2.03% 11/2007 44177.65768 43631.74618 2007-12-31 2008-01-31 -9.54% -12.04% 12/2007 43296.76564 42747.93808 2008-01-31 2008-02-29 4.27% 6.05% 01/2008 39166.54835 37600.02267 2008-02-29 2008-03-31 3.15% 2.03% 02/2008 40838.78266 39875.47704 2008-03-31 2008-04-30 1.15% 1.71% 03/2008 42125.19475 40686.35254 2008-04-30 2008-05-31 1.89% 1.55% 04/2008 42608.92904 41381.35231 2008-05-31 2008-06-30 -8.46% -9.24% 05/2008 43415.15286 42024.81106 2008-06-30 2008-07-31 -5.31% -5.68% 06/2008 39740.17505 38141.055 2008-07-31 2008-08-31 -2.78% -2.73% 07/2008 37630.25854 35975.57986 2008-08-31 2008-09-30 -17.43% -20.70% 08/2008 36585.5426 34993.1562 2008-09-30 2008-10-31 -26.71% -28.14% 09/2008 30207.63165 27748.03106 2008-10-31 2008-11-30 -7.83% -8.29% 10/2008 22139.88303 19940.70552 2008-11-30 2008-12-31 10.42% 9.24% 11/2008 20406.65827 18287.65983 2008-12-31 2009-01-31 -11.37% -8.98% 12/2008 22533.64314 19977.57567 2009-01-31 2009-02-28 -8.69% -8.80% 01/2009 19972.53247 18183.55312 2009-02-28 2009-03-31 7.18% 7.73% 02/2009 18237.58652 16582.57441 2009-03-31 2009-04-30 16.28% 20.82% 03/2009 19547.89437 17864.77253 2009-04-30 2009-05-31 14.55% 14.93% 04/2009 22730.10974 21583.40132 2009-05-31 2009-06-30 -1.29% -1.28% 05/2009 26036.30752 24805.40199 2009-06-30 2009-07-31 7.93% 8.98% 06/2009 25700.3939 24487.43905 2009-07-31 2009-08-31 8.33% 10.26% 07/2009 27738.77347 26685.87974 2009-08-31 2009-09-30 8.53% 9.58% 08/2009 30050.33792 29424.58439 2009-09-30 2009-10-31 -2.85% -2.73% 09/2009 32614.96231 32244.66525 2009-10-31 2009-11-30 3.00% 2.06% 10/2009 31686.72276 31364.64914 2009-11-30 2009-12-31 -0.35% 0.45% 11/2009 32636.05867 32009.47746 2009-12-31 2010-01-31 -1.69% -1.33% 12/2009 32522.67922 32153.78839 2010-01-31 2010-02-28 -2.12% -2.85% 01/2010 31972.16512 31725.0131 2010-02-28 2010-03-31 7.37% 8.11% 02/2010 31294.60931 30821.97022 2010-03-31 2010-04-30 -0.95% -0.63% 03/2010 33602.5338 33321.86211 2010-04-30 2010-05-31 -14.25% -15.47% 04/2010 33284.92951 33111.4966 2010-05-31 2010-06-30 -0.70% -1.49% 05/2010 28542.03878 27989.11207 2010-06-30 2010-07-31 11.98% 11.98% 06/2010 28341.0236 27570.69336 2010-07-31 2010-08-31 -4.60% -4.75% 07/2010 31735.93015 30874.03721 2010-08-31 2010-09-30 13.82% 15.43% 08/2010 30274.83113 29406.79431 2010-09-30 2010-10-31 5.61% 6.42% 09/2010 34457.43487 33944.46414 2010-10-31 2010-11-30 -7.80% -7.58% 10/2010 36392.03819 36122.0978 2010-11-30 2010-12-31 12.99% 14.00% 11/2010 33554.61997 33385.52507 2010-12-31 2011-01-31 2.79% 2.26% 12/2010 37912.48199 38059.63329 2011-01-31 2011-02-28 1.66% 1.70% 01/2011 38971.61062 38920.23437 2011-02-28 2011-03-31 3.38% 3.37% 02/2011 39620.05672 39580.17969 2011-03-31 2011-04-30 6.70% 6.99% 03/2011 40960.17866 40915.82839 2011-04-30 2011-05-31 -3.41% -3.81% 04/2011 43705.26715 43773.90829 2011-05-31 2011-06-30 -3.25% -3.23% 05/2011 42213.84111 42104.23024 2011-06-30 2011-07-31 -5.69% -6.07% 06/2011 40842.0281 40744.73056 2011-07-31 2011-08-31 -10.25% -10.45% 07/2011 38516.97171 38271.79312 2011-08-31 2011-09-30 -15.15% -15.02% 08/2011 34568.76276 34273.42512 2011-09-30 2011-10-31 10.31% 10.96% 09/2011 29331.23693 29124.54759 2011-10-31 2011-11-30 -6.68% -7.81% 10/2011 32354.84826 32316.29841 2011-11-30 2011-12-31 -3.91% -3.40% 11/2011 30191.973 29790.89992 2011-12-31 2012-01-31 9.47% 9.92% 12/2011 29011.83514 28778.2188 2012-01-31 2012-02-29 6.35% 7.67% 01/2012 31757.99358 31632.41729 2012-02-29 2012-03-31 0.20% -0.81% 02/2012 33773.31953 34060.10035 2012-03-31 2012-04-30 -2.36% -1.67% 03/2012 33839.91954 33784.16926 2012-04-30 2012-05-31 -13.68% -13.71% 04/2012 33042.12183 33220.96598 2012-05-31 2012-06-30 4.30% 4.93% 05/2012 28521.26813 28665.408 2012-06-30 2012-07-31 -0.99% -0.36% 06/2012 29746.85042 30077.80583 2012-07-31 2012-08-31 4.46% 4.36% 07/2012 29452.32715 29970.97203 2012-08-31 2012-09-30 5.26% 5.38% 08/2012 30766.35404 31277.87995 2012-09-30 2012-10-31 1.75% 1.72% 09/2012 32384.95122 32961.53496 10/31/2012 32952.70984 33529.17158 One Year Five Years Ten Years -------- ---------- --------- 1.85% -7.14% 12.66% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. DFA International Real Estate Securities Portfolio vs. S&P Global ex US REIT Index (net div.) March 1, 2007 - October 31, 2012 DFA International Real Estate S&P Global ex US BeginDate EndDate FundReturns Benchmark0Returns EndDate Securities Portfolio REIT Index (net div.) --------- ---------- ----------- ----------------- ---------- ----------------------------- --------------------- 2007-03-01 2007-03-31 4.80% 3.43% 03/2007 10000 10000 2007-03-31 2007-04-30 0.86% 1.44% 03/2007 10480 10343.27182 2007-04-30 2007-05-31 1.99% 1.48% 04/2007 10570 10491.71529 2007-05-31 2007-06-30 -6.67% -6.12% 05/2007 10780 10646.63491 2007-06-30 2007-07-31 -5.99% -4.83% 06/2007 10061.01755 9995.032835 2007-07-31 2007-08-31 2.34% 1.57% 07/2007 9458.561405 9512.547111 2007-08-31 2007-09-30 4.66% 5.04% 08/2007 9679.461991 9662.108035 2007-09-30 2007-10-31 0.80% 0.98% 09/2007 10130.21217 10149.19055 2007-10-31 2007-11-30 -7.33% -7.96% 10/2007 10211.17291 10249.07561 2007-11-30 2007-12-31 -4.94% -3.95% 11/2007 9462.286097 9432.928586 2007-12-31 2008-01-31 -4.08% -5.87% 12/2007 8994.757351 9060.715155 2008-01-31 2008-02-29 -0.49% 1.24% 01/2008 8627.410202 8529.163087 2008-02-29 2008-03-31 0.24% -0.96% 02/2008 8585.42767 8635.041758 2008-03-31 2008-04-30 0.61% 1.77% 03/2008 8606.073165 8552.223253 2008-04-30 2008-05-31 -3.77% -4.09% 04/2008 8658.741912 8703.485753 2008-05-31 2008-06-30 -10.59% -10.10% 05/2008 8332.195683 8347.70396 2008-06-30 2008-07-31 -3.15% -2.71% 06/2008 7449.797292 7504.992029 2008-07-31 2008-08-31 -3.40% -2.92% 07/2008 7214.989929 7301.260032 2008-08-31 2008-09-30 -7.35% -10.16% 08/2008 6969.509501 7087.953495 2008-09-30 2008-10-31 -30.91% -28.75% 09/2008 6457.202524 6367.958219 2008-10-31 2008-11-30 -6.94% -6.69% 10/2008 4461.339926 4537.392452 2008-11-30 2008-12-31 4.16% 3.05% 11/2008 4151.821128 4233.75 2008-12-31 2009-01-31 -10.43% -9.53% 12/2008 4324.566724 4362.993596 2009-01-31 2009-02-28 -13.35% -13.02% 01/2009 3873.403275 3947.402672 2009-02-28 2009-03-31 6.89% 5.90% 02/2009 3356.215906 3433.414816 2009-03-31 2009-04-30 10.12% 11.45% 03/2009 3587.299624 3636.039527 2009-04-30 2009-05-31 13.37% 11.12% 04/2009 3950.431182 4052.542435 2009-05-31 2009-06-30 2.21% 2.37% 05/2009 4478.622538 4503.143502 2009-06-30 2009-07-31 8.89% 8.94% 06/2009 4577.658417 4609.943595 2009-07-31 2009-08-31 11.04% 12.18% 07/2009 4984.805921 5022.019097 2009-08-31 2009-09-30 6.36% 6.79% 08/2009 5535.00525 5633.816682 2009-09-30 2009-10-31 -2.06% -1.58% 09/2009 5887.132821 6016.632 2009-10-31 2009-11-30 1.15% 0.07% 10/2009 5766.088969 5921.551199 2009-11-30 2009-12-31 1.60% 1.72% 11/2009 5832.112889 5925.690117 2009-12-31 2010-01-31 -3.73% -3.25% 12/2009 5925.173157 6027.380187 2010-01-31 2010-02-28 0.43% -0.38% 01/2010 5703.901131 5831.46623 2010-02-28 2010-03-31 3.43% 3.48% 02/2010 5728.486912 5809.069866 2010-03-31 2010-04-30 0.83% 1.17% 03/2010 5925.173158 6011.152528 2010-04-30 2010-05-31 -10.49% -10.98% 04/2010 5974.344721 6081.700689 2010-05-31 2010-06-30 0.23% 0.39% 05/2010 5347.407312 5413.772495 2010-06-30 2010-07-31 11.70% 10.89% 06/2010 5359.700203 5434.678068 2010-07-31 2010-08-31 0.21% 0.29% 07/2010 5986.637612 6026.398411 2010-08-31 2010-09-30 9.63% 9.59% 08/2010 5998.930502 6043.942257 2010-09-30 2010-10-31 4.30% 4.09% 09/2010 6576.69635 6623.547569 2010-10-31 2010-11-30 -6.27% -6.14% 10/2010 6859.432829 6894.463204 2010-11-30 2010-12-31 8.84% 8.89% 11/2010 6429.181666 6471.120421 2010-12-31 2011-01-31 0.40% -0.02% 12/2010 6997.235115 7046.482953 2011-01-31 2011-02-28 4.17% 4.03% 01/2011 7025.112546 7045.186568 2011-02-28 2011-03-31 0.19% 0.25% 02/2011 7317.825569 7329.355956 2011-03-31 2011-04-30 6.27% 6.21% 03/2011 7331.764284 7347.92639 2011-04-30 2011-05-31 -0.54% -0.55% 04/2011 7791.741893 7804.14478 2011-05-31 2011-06-30 -0.72% -0.98% 05/2011 7749.925748 7760.854089 2011-06-30 2011-07-31 -1.63% -1.44% 06/2011 7694.170885 7685.015219 2011-07-31 2011-08-31 -4.05% -4.14% 07/2011 7568.722446 7574.711428 2011-08-31 2011-09-30 -12.86% -12.32% 08/2011 7262.070709 7261.428915 2011-09-30 2011-10-31 7.93% 8.20% 09/2011 6328.176779 6367.000016 2011-10-31 2011-11-30 -2.04% -4.12% 10/2011 6829.970531 6889.281131 2011-11-30 2011-12-31 -3.52% -2.51% 11/2011 6690.583378 6605.679049 2011-12-31 2012-01-31 6.85% 6.48% 12/2011 6454.829161 6439.872824 2012-01-31 2012-02-29 3.42% 4.02% 01/2012 6896.940748 6857.089596 2012-02-29 2012-03-31 1.24% 0.38% 02/2012 7132.733593 7132.597052 2012-03-31 2012-04-30 2.04% 2.40% 03/2012 7221.15591 7159.344852 2012-04-30 2012-05-31 -5.80% -6.52% 04/2012 7368.526439 7331.359588 2012-05-31 2012-06-30 6.58% 6.84% 05/2012 6941.151906 6853.460017 2012-06-30 2012-07-31 4.58% 5.43% 06/2012 7398.000546 7322.026425 2012-07-31 2012-08-31 1.52% 0.94% 07/2012 7736.952761 7719.405494 2012-08-31 2012-09-30 2.25% 2.67% 08/2012 7854.849184 7791.951809 2012-09-30 2012-10-31 4.04% 3.68% 09/2012 8031.69382 7999.77718 10/31/2012 8355.908984 8294.554257 One Year Five Years From 03/01/2007 -------- ---------- --------------- 22.34% -3.93% -3.12% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. DFA Global Real Estate Securities Portfolio vs. S&P Global REIT Index (net div.) June 4, 2008 - October 31, 2012 DFA Global S&P Global REIT BeginDate EndDate FundReturns Benchmark0Returns EndDate Real Estate Securities Portfolio Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------------------- ---------------- 2008-06-04 2008-06-30 -10.00% -10.30% 06/2008 10000 10000 2008-06-30 2008-07-31 0.22% 0.27% 06/2008 9000 8970.16008 2008-07-31 2008-08-31 -0.22% -0.17% 07/2008 9020 8994.617996 2008-08-31 2008-09-30 -3.22% -4.76% 08/2008 9000.000001 8979.202338 2008-09-30 2008-10-31 -30.65% -30.56% 09/2008 8709.999998 8552.065137 2008-10-31 2008-11-30 -16.56% -16.57% 10/2008 6039.999999 5938.93191 2008-11-30 2008-12-31 11.74% 10.30% 11/2008 5039.999999 4954.839345 2008-12-31 2009-01-31 -14.47% -14.04% 12/2008 5631.592804 5465.268898 2009-01-31 2009-02-28 -17.34% -17.26% 01/2009 4816.895834 4697.672714 2009-02-28 2009-03-31 5.12% 4.72% 02/2009 3981.831441 3886.936588 2009-03-31 2009-04-30 20.68% 20.90% 03/2009 4185.505683 4070.43606 2009-04-30 2009-05-31 7.66% 6.37% 04/2009 5051.121214 4921.278726 2009-05-31 2009-06-30 -0.56% -0.51% 05/2009 5438.102273 5234.902563 2009-06-30 2009-07-31 9.79% 9.74% 06/2009 5407.551138 5208.161978 2009-07-31 2009-08-31 12.35% 13.03% 07/2009 5937.104168 5715.596453 2009-08-31 2009-09-30 6.56% 6.64% 08/2009 6670.33144 6460.227522 2009-09-30 2009-10-31 -3.30% -3.13% 09/2009 7108.231062 6888.887147 2009-10-31 2009-11-30 4.15% 3.35% 10/2009 6874.005684 6673.052512 2009-11-30 2009-12-31 4.36% 4.38% 11/2009 7159.149623 6896.880445 2009-12-31 2010-01-31 -4.53% -4.37% 12/2009 7471.244084 7198.878092 2010-01-31 2010-02-28 3.21% 2.63% 01/2010 7133.129388 6884.343501 2010-02-28 2010-03-31 6.96% 6.95% 02/2010 7362.174828 7065.680397 2010-03-31 2010-04-30 4.16% 4.36% 03/2010 7874.800332 7556.929558 2010-04-30 2010-05-31 -7.45% -7.82% 04/2010 8202.008102 7886.770518 2010-05-31 2010-06-30 -2.87% -2.96% 05/2010 7591.220265 7269.795161 2010-06-30 2010-07-31 10.65% 10.17% 06/2010 7373.081751 7054.408182 2010-07-31 2010-08-31 -0.53% -0.64% 07/2010 8158.380397 7771.860493 2010-08-31 2010-09-30 6.59% 6.58% 08/2010 8114.752693 7722.44567 2010-09-30 2010-10-31 4.41% 4.43% 09/2010 8649.19205 8230.819452 2010-10-31 2010-11-30 -3.86% -3.85% 10/2010 9030.934449 8595.326764 2010-11-30 2010-12-31 6.53% 6.35% 11/2010 8681.912829 8264.420094 2010-12-31 2011-01-31 2.15% 1.80% 12/2010 9248.981237 8788.835512 2011-01-31 2011-02-28 4.33% 4.32% 01/2011 9447.507351 8947.220621 2011-02-28 2011-03-31 -0.71% -0.82% 02/2011 9856.237583 9333.786833 2011-03-31 2011-04-30 5.97% 5.91% 03/2011 9786.169542 9257.528121 2011-04-30 2011-05-31 0.56% 0.49% 04/2011 10370.06987 9804.232076 2011-05-31 2011-06-30 -2.24% -2.39% 05/2011 10428.4599 9852.533063 2011-06-30 2011-07-31 0.23% 0.31% 06/2011 10194.89977 9617.216142 2011-07-31 2011-08-31 -4.80% -5.12% 07/2011 10218.25579 9646.76484 2011-08-31 2011-09-30 -11.76% -11.58% 08/2011 9727.77951 9152.79548 2011-09-30 2011-10-31 11.70% 11.84% 09/2011 8583.334861 8093.322045 2011-10-31 2011-11-30 -3.05% -3.97% 10/2011 9587.643429 9051.923334 2011-11-30 2011-12-31 1.30% 1.72% 11/2011 9295.693265 8692.952504 2011-12-31 2012-01-31 6.40% 6.44% 12/2011 9416.755791 8842.563223 2012-01-31 2012-02-29 0.72% 0.81% 01/2012 10019.62108 9412.152305 2012-02-29 2012-03-31 3.58% 3.19% 02/2012 10091.96491 9488.739703 2012-03-31 2012-04-30 2.54% 2.69% 03/2012 10453.68409 9791.430141 2012-04-30 2012-05-31 -5.06% -5.34% 04/2012 10718.94481 10054.95509 2012-05-31 2012-06-30 6.04% 6.00% 05/2012 10176.36606 9518.194729 2012-06-30 2012-07-31 2.91% 3.21% 06/2012 10791.28865 10089.60469 2012-07-31 2012-08-31 0.43% 0.33% 07/2012 11104.7786 10413.17889 2012-08-31 2012-09-30 -0.32% -0.23% 08/2012 11153.00782 10447.58394 2012-09-30 2012-10-31 1.19% 0.92% 09/2012 11116.8359 10423.83382 10/31/2012 11249.46627 10519.92204 One Year From 06/04/2008 -------- --------------- 17.33% 2.71% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. 9 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA International Small Cap Value Portfolio vs. MSCI World ex USA Small Cap Index (net div.) October 31, 2002 - October 31, 2012 DFA International MSCI World ex USA BeginDate EndDate FundReturns Benchmark0Returns EndDate Small Cap Value Portfolio Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------------- -------------------------- 2002-10-31 2002-11-30 2.20% 2.80% 10/2002 10000 10000 2002-11-30 2002-12-31 1.23% -1.63% 11/2002 10220.38567 10280.36127 2002-12-31 2003-01-31 0.27% -1.08% 12/2002 10345.87623 10112.68225 2003-01-31 2003-02-28 0.54% -0.73% 01/2003 10373.99002 10003.91088 2003-02-28 2003-03-31 -0.94% -0.97% 02/2003 10430.21761 9930.581866 2003-03-31 2003-04-30 9.52% 9.17% 03/2003 10331.81933 9834.520856 2003-04-30 2003-05-31 10.06% 8.84% 04/2003 11315.80213 10735.97888 2003-05-31 2003-06-30 5.64% 5.21% 05/2003 12454.41079 11685.10077 2003-06-30 2003-07-31 4.06% 3.02% 06/2003 13157.25564 12294.46488 2003-07-31 2003-08-31 5.54% 6.58% 07/2003 13691.41773 12665.5097 2003-08-31 2003-09-30 5.64% 5.72% 08/2003 14450.49017 13499.13838 2003-09-30 2003-10-31 5.71% 7.97% 09/2003 15265.7902 14270.80405 2003-10-31 2003-11-30 0.44% 0.09% 10/2003 16137.31782 15408.62594 2003-11-30 2003-12-31 6.27% 6.10% 11/2003 16207.60231 15422.1918 2003-12-31 2004-01-31 6.10% 4.30% 12/2003 17223.89293 16363.49193 2004-01-31 2004-02-29 3.07% 3.03% 01/2004 18274.30578 17067.32826 2004-02-29 2004-03-31 4.20% 3.85% 02/2004 18835.48525 17584.05338 2004-03-31 2004-04-30 -3.52% -3.57% 03/2004 19626.8922 18261.7357 2004-04-30 2004-05-31 -0.99% -1.08% 04/2004 18936.20977 17609.59632 2004-05-31 2004-06-30 4.55% 5.05% 05/2004 18749.14995 17419.67417 2004-06-30 2004-07-31 -3.48% -4.41% 06/2004 19602.0768 18299.37792 2004-07-31 2004-08-31 1.23% 0.52% 07/2004 18920.13926 17492.39211 2004-08-31 2004-09-30 2.66% 2.74% 08/2004 19152.28821 17583.07566 2004-09-30 2004-10-31 3.26% 3.70% 09/2004 19661.20496 18064.114 2004-10-31 2004-11-30 8.75% 8.00% 10/2004 20302.0146 18732.50797 2004-11-30 2004-12-31 5.16% 4.66% 11/2004 22078.80498 20230.49754 2004-12-31 2005-01-31 2.79% 1.54% 12/2004 23218.50509 21173.63089 2005-01-31 2005-02-28 4.74% 4.25% 01/2005 23866.814 21499.82279 2005-02-28 2005-03-31 -0.94% -1.63% 02/2005 24997.58535 22413.3801 2005-03-31 2005-04-30 -1.95% -2.82% 03/2005 24762.08069 22048.44603 2005-04-30 2005-05-31 -1.49% 0.24% 04/2005 24279.50664 21427.47149 2005-05-31 2005-06-30 2.35% 2.65% 05/2005 23917.57611 21477.9463 2005-06-30 2005-07-31 3.80% 4.34% 06/2005 24479.11656 22047.59053 2005-07-31 2005-08-31 3.90% 3.07% 07/2005 25409.4755 23005.5119 2005-08-31 2005-09-30 2.34% 4.05% 08/2005 26400.84159 23711.5481 2005-09-30 2005-10-31 -2.32% -3.64% 09/2005 27017.81428 24672.76927 2005-10-31 2005-11-30 1.86% 3.33% 10/2005 26390.56038 23773.87776 2005-11-30 2005-12-31 6.44% 7.77% 11/2005 26880.1244 24566.4422 2005-12-31 2006-01-31 7.33% 7.13% 12/2005 28611.84883 26476.05196 2006-01-31 2006-02-28 0.21% -1.26% 01/2006 30708.54575 28363.54081 2006-02-28 2006-03-31 4.77% 4.70% 02/2006 30773.0595 28007.52844 2006-03-31 2006-04-30 4.15% 4.65% 03/2006 32240.74735 29324.27312 2006-04-30 2006-05-31 -4.80% -5.53% 04/2006 33579.4077 30689.17052 2006-05-31 2006-06-30 -1.86% -2.44% 05/2006 31966.56392 28993.19262 2006-06-30 2006-07-31 -0.36% -2.44% 06/2006 31371.49468 28287.15642 2006-07-31 2006-08-31 2.55% 2.92% 07/2006 31257.71206 27596.27488 2006-08-31 2006-09-30 0.95% -0.27% 08/2006 32054.19042 28403.13848 2006-09-30 2006-10-31 4.39% 3.97% 09/2006 32358.39765 28326.75409 2006-10-31 2006-11-30 4.83% 4.30% 10/2006 33777.33948 29451.37675 2006-11-30 2006-12-31 3.75% 2.96% 11/2006 35408.3071 30718.13549 2006-12-31 2007-01-31 2.67% 2.04% 12/2006 36736.01328 31627.53749 2007-01-31 2007-02-28 1.81% 1.75% 01/2007 37715.17404 32272.7106 2007-02-28 2007-03-31 4.35% 3.31% 02/2007 38397.08958 32838.96678 2007-03-31 2007-04-30 2.97% 3.86% 03/2007 40065.44585 33927.45354 2007-04-30 2007-05-31 1.91% 1.48% 04/2007 41254.64284 35235.68238 2007-05-31 2007-06-30 -0.42% -0.22% 05/2007 42041.61144 35756.40447 2007-06-30 2007-07-31 -0.25% -0.62% 06/2007 41864.28685 35678.49384 2007-07-31 2007-08-31 -4.10% -5.27% 07/2007 41758.34601 35458.88265 2007-08-31 2007-09-30 2.08% 2.26% 08/2007 40045.63584 33588.85261 2007-09-30 2007-10-31 3.94% 6.75% 09/2007 40878.91553 34347.37477 2007-10-31 2007-11-30 -8.12% -8.22% 10/2007 42489.99449 36666.45619 2007-11-30 2007-12-31 -3.12% -2.93% 11/2007 39037.68244 33651.89447 2007-12-31 2008-01-31 -6.60% -9.69% 12/2007 37818.16915 32665.84943 2008-01-31 2008-02-29 2.19% 4.75% 01/2008 35324.0261 29499.34371 2008-02-29 2008-03-31 0.93% -1.10% 02/2008 36097.40379 30900.25113 2008-03-31 2008-04-30 1.70% 2.43% 03/2008 36432.92044 30559.07123 2008-04-30 2008-05-31 2.20% 2.02% 04/2008 37052.72557 31302.66056 2008-05-31 2008-06-30 -8.74% -7.72% 05/2008 37866.21982 31934.98609 2008-06-30 2008-07-31 -4.44% -5.04% 06/2008 34558.3639 29469.08612 2008-07-31 2008-08-31 -3.22% -3.70% 07/2008 33022.43662 27983.11507 2008-08-31 2008-09-30 -14.39% -17.59% 08/2008 31959.10235 26948.38903 2008-09-30 2008-10-31 -21.76% -24.69% 09/2008 27359.58617 22208.12594 2008-10-31 2008-11-30 -5.55% -4.85% 10/2008 21404.96908 16725.9932 2008-11-30 2008-12-31 9.09% 6.67% 11/2008 20218.00222 15915.4982 2008-12-31 2009-01-31 -8.43% -5.81% 12/2008 22056.30379 16976.82197 2009-01-31 2009-02-28 -10.99% -9.13% 01/2009 20196.61544 15990.85442 2009-02-28 2009-03-31 6.52% 6.42% 02/2009 17976.98741 14530.25847 2009-03-31 2009-04-30 16.21% 15.42% 03/2009 19149.83234 15463.34586 2009-04-30 2009-05-31 13.77% 14.80% 04/2009 22254.66917 17847.05291 2009-05-31 2009-06-30 -0.33% 1.20% 05/2009 25319.4436 20488.08275 2009-06-30 2009-07-31 9.31% 8.04% 06/2009 25235.54408 20734.19195 2009-07-31 2009-08-31 8.66% 7.71% 07/2009 27584.92058 22400.38324 2009-08-31 2009-09-30 4.71% 5.62% 08/2009 29974.80356 24126.94183 2009-09-30 2009-10-31 -3.56% -1.54% 09/2009 31387.09855 25482.95277 2009-10-31 2009-11-30 0.47% 0.78% 10/2009 30271.203 25089.83656 2009-11-30 2009-12-31 1.17% 1.26% 11/2009 30413.22607 25285.39782 2009-12-31 2010-01-31 -1.92% -1.32% 12/2009 30770.32764 25605.13818 2010-01-31 2010-02-28 -0.95% -0.57% 01/2010 30178.98271 25267.75281 2010-02-28 2010-03-31 8.12% 7.43% 02/2010 29893.50584 25123.10577 2010-03-31 2010-04-30 1.26% 1.98% 03/2010 32320.05917 26990.81055 2010-04-30 2010-05-31 -13.46% -12.02% 04/2010 32727.88326 27524.18506 2010-05-31 2010-06-30 -2.01% -0.94% 05/2010 28323.38308 24217.06723 2010-06-30 2010-07-31 9.73% 8.58% 06/2010 27754.01313 23989.84633 2010-07-31 2010-08-31 -4.67% -2.60% 07/2010 30453.17847 26047.28284 2010-08-31 2010-09-30 11.23% 11.35% 08/2010 29031.4807 25370.52793 2010-09-30 2010-10-31 3.13% 4.12% 09/2010 32291.35236 28249.16302 2010-10-31 2010-11-30 -2.85% -2.62% 10/2010 33301.10109 29413.47921 2010-11-30 2010-12-31 12.32% 11.31% 11/2010 32353.1737 28642.44678 2010-12-31 2011-01-31 2.09% 0.52% 12/2010 36340.06099 31880.68407 2011-01-31 2011-02-28 2.90% 2.84% 01/2011 37100.66693 32047.93572 2011-02-28 2011-03-31 0.50% -0.09% 02/2011 38178.19199 32959.15007 2011-03-31 2011-04-30 4.30% 4.96% 03/2011 38368.34347 32928.70757 2011-04-30 2011-05-31 -3.43% -2.77% 04/2011 40016.32298 34561.32949 2011-05-31 2011-06-30 -2.18% -2.16% 05/2011 38643.00672 33604.25511 2011-06-30 2011-07-31 -1.92% -0.55% 06/2011 37800.09835 32877.18471 2011-07-31 2011-08-31 -9.51% -7.90% 07/2011 37073.58431 32697.80079 2011-08-31 2011-09-30 -11.80% -11.48% 08/2011 33547.8544 30114.81104 2011-09-30 2011-10-31 7.61% 8.12% 09/2011 29589.60546 26657.38383 2011-10-31 2011-11-30 -3.23% -5.02% 10/2011 31840.98849 28821.61096 2011-11-30 2011-12-31 -2.66% -1.95% 11/2011 30811.78482 27373.73844 2011-12-31 2012-01-31 10.01% 8.26% 12/2011 29993.36925 26841.00507 2012-01-31 2012-02-29 5.96% 5.66% 01/2012 32997.12346 29057.81172 2012-02-29 2012-03-31 0.13% -0.66% 02/2012 34962.81555 30703.77339 2012-03-31 2012-04-30 -2.78% -0.52% 03/2012 35006.98841 30500.40725 2012-04-30 2012-05-31 -12.72% -11.75% 04/2012 34035.18558 30341.79301 2012-05-31 2012-06-30 4.93% 3.45% 05/2012 29706.2457 26776.21775 2012-06-30 2012-07-31 -0.29% 0.77% 06/2012 31171.05716 27700.1125 2012-07-31 2012-08-31 3.67% 2.87% 07/2012 31081.48516 27914.05878 2012-08-31 2012-09-30 4.67% 4.74% 08/2012 32223.52821 28715.67731 2012-09-30 2012-10-31 0.93% 0.49% 09/2012 33729.92979 30076.12527 10/31/2012 34044.32328 30222.67959 One Year Five Years Ten Years -------- ---------- --------- 6.92% -4.33% 13.03% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. International Vector Equity Portfolio vs. MSCI World ex USA Index (net div.) August 14, 2008 - October 31, 2012 International Vector MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Equity Portfolio USA Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------- -------------------- 2008-08-14 2008-08-31 0.50% 0.52% 08/2008 10000 10000 2008-08-31 2008-09-30 -12.94% -14.44% 08/2008 10050 10052.06939 2008-09-30 2008-10-31 -22.97% -20.80% 09/2008 8750.000002 8600.768752 2008-10-31 2008-11-30 -5.93% -5.42% 10/2008 6740.000001 6811.639984 2008-11-30 2008-12-31 7.22% 5.27% 11/2008 6340.000002 6442.245585 2008-12-31 2009-01-31 -10.78% -9.33% 12/2008 6797.589343 6781.851034 2009-01-31 2009-02-28 -11.09% -10.12% 01/2009 6064.61442 6149.056066 2009-02-28 2009-03-31 9.48% 6.59% 02/2009 5391.884013 5526.576248 2009-03-31 2009-04-30 17.21% 12.90% 03/2009 5902.989202 5890.752975 2009-04-30 2009-05-31 15.41% 12.65% 04/2009 6918.665368 6650.415967 2009-05-31 2009-06-30 -0.66% -1.04% 05/2009 7984.622531 7491.468867 2009-06-30 2009-07-31 9.87% 9.39% 06/2009 7931.868696 7413.892361 2009-07-31 2009-08-31 6.42% 4.79% 07/2009 8714.886503 8110.039659 2009-08-31 2009-09-30 5.03% 4.13% 08/2009 9274.184936 8498.716158 2009-09-30 2009-10-31 -3.46% -1.61% 09/2009 9740.444039 8849.359501 2009-10-31 2009-11-30 2.17% 2.47% 10/2009 9403.863248 8707.299651 2009-11-30 2009-12-31 1.12% 1.59% 11/2009 9607.851608 8922.740415 2009-12-31 2010-01-31 -3.48% -4.69% 12/2009 9715.325668 9064.978379 2010-01-31 2010-02-28 -0.22% -0.10% 01/2010 9377.490319 8640.06291 2010-02-28 2010-03-31 7.93% 6.44% 02/2010 9357.015448 8631.404207 2010-03-31 2010-04-30 0.20% -1.49% 03/2010 10099.39563 9187.037066 2010-04-30 2010-05-31 -12.35% -11.03% 04/2010 10119.88122 9050.055812 2010-05-31 2010-06-30 -1.51% -1.45% 05/2010 8870.260261 8051.384335 2010-06-30 2010-07-31 10.56% 9.24% 06/2010 8736.260406 7934.911348 2010-07-31 2010-08-31 -4.18% -2.99% 07/2010 9658.593948 8668.297762 2010-08-31 2010-09-30 11.18% 9.59% 08/2010 9254.425317 8409.204567 2010-09-30 2010-10-31 3.84% 3.56% 09/2010 10289.41938 9215.873596 2010-10-31 2010-11-30 -3.60% -4.23% 10/2010 10684.36679 9544.181032 2010-11-30 2010-12-31 10.65% 8.05% 11/2010 10299.81273 9139.990028 2010-12-31 2011-01-31 2.31% 2.15% 12/2010 11396.5556 9875.956309 2011-01-31 2011-02-28 3.34% 3.71% 01/2011 11659.87712 10088.70327 2011-02-28 2011-03-31 -1.40% -2.00% 02/2011 12049.59298 10462.78756 2011-03-31 2011-04-30 5.06% 5.45% 03/2011 11880.95555 10253.19172 2011-04-30 2011-05-31 -3.30% -2.96% 04/2011 12482.38935 10811.59736 2011-05-31 2011-06-30 -2.06% -1.42% 05/2011 12070.88201 10491.09449 2011-06-30 2011-07-31 -2.35% -1.65% 06/2011 11822.7466 10341.67887 2011-07-31 2011-08-31 -8.89% -8.45% 07/2011 11544.81585 10171.08399 2011-08-31 2011-09-30 -11.97% -10.04% 08/2011 10518.61 9311.188853 2011-09-30 2011-10-31 8.48% 9.73% 09/2011 9259.564258 8376.132319 2011-10-31 2011-11-30 -3.10% -4.62% 10/2011 10044.63765 9190.739787 2011-11-30 2011-12-31 -2.76% -1.09% 11/2011 9732.759178 8766.010708 2011-12-31 2012-01-31 8.18% 5.40% 12/2011 9464.12349 8670.35826 2012-01-31 2012-02-29 5.29% 5.50% 01/2012 10238.05882 9138.473251 2012-02-29 2012-03-31 0.00% -0.74% 02/2012 10779.81355 9640.89324 2012-03-31 2012-04-30 -2.46% -1.70% 03/2012 10779.8706 9569.537587 2012-04-30 2012-05-31 -12.32% -11.40% 04/2012 10514.24751 9407.114841 2012-05-31 2012-06-30 5.70% 6.55% 05/2012 9219.334921 8334.662277 2012-06-30 2012-07-31 -0.46% 1.25% 06/2012 9745.079301 8880.777458 2012-07-31 2012-08-31 3.48% 2.85% 07/2012 9700.067389 8991.355876 2012-08-31 2012-09-30 3.96% 3.04% 08/2012 10037.65674 9247.890447 2012-09-30 2012-10-31 0.97% 0.70% 09/2012 10435.29317 9528.671005 10/31/2012 10536.93564 9595.444724 One Year From 08/14/2008 -------- --------------- 4.90% 1.25% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. World Ex U.S. Value Portfolio vs. MSCI All Country World ex USA Index (net div.) August 23, 2010 - October 31, 2012 World Ex U.S. MSCI All Country BeginDate EndDate FundReturns Benchmark0Returns EndDate Value Portfolio World ex USA Index (net div.) --------- ---------- ----------- ----------------- ---------- --------------- ----------------------------- 2010-08-23 2010-08-31 -1.10% -0.80% 08/2010 10000 10000 2010-08-31 2010-09-30 11.02% 9.95% 08/2010 9890 9919.63902 2010-09-30 2010-10-31 3.37% 3.41% 09/2010 10980 10906.45191 2010-10-31 2010-11-30 -4.41% -3.86% 10/2010 11350 11277.9668 2010-11-30 2010-12-31 9.30% 7.83% 11/2010 10850 10842.76388 2010-12-31 2011-01-31 2.22% 0.98% 12/2010 11859.03339 11691.82335 2011-01-31 2011-02-28 2.17% 2.63% 01/2011 12122.11775 11806.89963 2011-02-28 2011-03-31 -0.60% -0.23% 02/2011 12385.2021 12117.90216 2011-03-31 2011-04-30 4.77% 4.89% 03/2011 12311.32196 12090.03991 2011-04-30 2011-05-31 -3.61% -2.88% 04/2011 12899.02293 12680.68759 2011-05-31 2011-06-30 -1.57% -1.45% 05/2011 12432.91527 12315.00308 2011-06-30 2011-07-31 -2.60% -1.36% 06/2011 12237.65652 12136.31095 2011-07-31 2011-08-31 -10.49% -8.57% 07/2011 11919.92842 11970.71607 2011-08-31 2011-09-30 -12.71% -11.13% 08/2011 10669.5146 10944.85409 2011-09-30 2011-10-31 10.18% 10.53% 09/2011 9313.529931 9727.230334 2011-10-31 2011-11-30 -3.71% -5.10% 10/2011 10261.36705 10751.94292 2011-11-30 2011-12-31 -2.94% -1.12% 11/2011 9880.171687 10203.25329 2011-12-31 2012-01-31 8.68% 6.78% 12/2011 9589.990747 10089.17208 2012-01-31 2012-02-29 5.39% 5.62% 01/2012 10422.09407 10773.674 2012-02-29 2012-03-31 -1.57% -1.38% 02/2012 10983.76381 11378.90666 2012-03-31 2012-04-30 -3.46% -1.58% 03/2012 10811.07453 11222.40248 2012-04-30 2012-05-31 -12.06% -11.36% 04/2012 10436.48484 11045.46269 2012-05-31 2012-06-30 6.30% 5.90% 05/2012 9177.447286 9791.158967 2012-06-30 2012-07-31 -0.54% 1.41% 06/2012 9755.419868 10368.62815 2012-07-31 2012-08-31 3.49% 2.09% 07/2012 9702.573605 10515.15608 2012-08-31 2012-09-30 4.32% 3.74% 08/2012 10040.78968 10735.02446 2012-09-30 2012-10-31 0.61% 0.39% 09/2012 10474.51887 11136.0532 10/31/2012 10538.12931 11179.33451 One Year From 08/23/2010 -------- --------------- 2.70% 2.42% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 10 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Selectively Hedged Global Equity Portfolio vs. MSCI All Country World Index (Net Div) November 14, 2011 - October 31, 2012 Selectively Hedged MSCI All Country BeginDate EndDate FundReturns Benchmark0Returns EndDate Global Equity Portfolio World Index (Net Div) --------- ---------- ----------- ----------------- ---------- ----------------------- --------------------- 2011-11-14 2011-11-30 -0.80% -1.27% 11/2011 10000 10000 2011-11-30 2011-12-31 -0.92% -0.20% 11/2011 9920 9873.3175 2011-12-31 2012-01-31 7.17% 5.81% 12/2011 9828.401674 9853.398339 2012-01-31 2012-02-29 5.16% 5.03% 01/2012 10533.30753 10426.3073 2012-02-29 2012-03-31 0.57% 0.66% 02/2012 11077.09205 10950.89422 2012-03-31 2012-04-30 -1.81% -1.14% 03/2012 11140.56114 11023.62419 2012-04-30 2012-05-31 -8.93% -8.97% 04/2012 10939.10434 10897.59352 2012-05-31 2012-06-30 4.82% 4.94% 05/2012 9962.038852 9920.511187 2012-06-30 2012-07-31 0.19% 1.37% 06/2012 10442.36564 10410.49989 2012-07-31 2012-08-31 2.72% 2.17% 07/2012 10462.72113 10552.99319 2012-08-31 2012-09-30 3.48% 3.15% 08/2012 10747.69797 10782.4894 2012-09-30 2012-10-31 -0.09% -0.67% 09/2012 11121.75467 11122.1116 10/31/2012 11111.53246 11047.92843 From 11/14/2011 --------------- 11.11% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. Emerging Markets Portfolio vs. MSCI Emerging Markets Index (net div.) October 31, 2002 - October 31, 2012 MSCI Emerging Emerging Markets Markets Index BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio (net div.) --------- ---------- ----------- ----------------- ---------- ----------- ------------- 2002-10-31 2002-11-30 7.45% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.00% -3.33% 11/2002 10745.34162 10688.20463 2002-12-31 2003-01-31 -0.12% -0.44% 12/2002 10315.11682 10332.68124 2003-01-31 2003-02-28 -1.59% -2.81% 01/2003 10302.52205 10287.11002 2003-02-28 2003-03-31 -1.61% -2.86% 02/2003 10138.79004 9998.077641 2003-03-31 2003-04-30 13.38% 8.89% 03/2003 9975.058025 9712.550745 2003-04-30 2003-05-31 7.35% 7.15% 04/2003 11310.10367 10576.25547 2003-05-31 2003-06-30 3.84% 5.67% 05/2003 12141.35851 11332.42116 2003-06-30 2003-07-31 2.00% 6.22% 06/2003 12607.36501 11974.8284 2003-07-31 2003-08-31 4.51% 6.69% 07/2003 12859.26042 12719.45993 2003-08-31 2003-09-30 4.40% 0.73% 08/2003 13438.61985 13570.61278 2003-09-30 2003-10-31 7.63% 8.51% 09/2003 14030.57405 13669.44466 2003-10-31 2003-11-30 -1.00% 1.22% 10/2003 15101.12952 14832.47204 2003-11-30 2003-12-31 10.51% 7.24% 11/2003 14949.99228 15012.94766 2003-12-31 2004-01-31 1.85% 3.49% 12/2003 16521.50097 16099.9853 2004-01-31 2004-02-29 4.39% 4.59% 01/2004 16827.4547 16662.21886 2004-02-29 2004-03-31 0.65% 1.25% 02/2004 17566.84286 17426.29823 2004-03-31 2004-04-30 -6.34% -8.19% 03/2004 17681.5755 17644.0921 2004-04-30 2004-05-31 -1.23% -2.00% 04/2004 16559.74519 16199.38255 2004-05-31 2004-06-30 1.80% 0.43% 05/2004 16355.77604 15876.20003 2004-06-30 2004-07-31 -0.08% -1.83% 06/2004 16650.95828 15943.82184 2004-07-31 2004-08-31 2.78% 4.15% 07/2004 16638.10041 15651.96247 2004-08-31 2004-09-30 5.58% 5.77% 08/2004 17100.98419 16301.04143 2004-09-30 2004-10-31 2.79% 2.39% 09/2004 18055.80847 17241.52745 2004-10-31 2004-11-30 8.70% 9.26% 10/2004 18559.87184 17653.47774 2004-11-30 2004-12-31 6.40% 4.80% 11/2004 20175.45957 19287.7093 2004-12-31 2005-01-31 0.79% 0.25% 12/2004 21467.04118 20214.06032 2005-01-31 2005-02-28 7.46% 8.72% 01/2005 21636.17545 20265.39862 2005-02-28 2005-03-31 -6.88% -6.61% 02/2005 23249.45612 22033.51685 2005-03-31 2005-04-30 -2.41% -2.68% 03/2005 21650.40595 20577.38623 2005-04-30 2005-05-31 2.96% 3.48% 04/2005 21129.33722 20024.99063 2005-05-31 2005-06-30 2.97% 3.40% 05/2005 21754.6197 20722.01549 2005-06-30 2005-07-31 6.41% 6.99% 06/2005 22400.82669 21426.05132 2005-07-31 2005-08-31 0.61% 0.86% 07/2005 23836.27061 22923.68229 2005-08-31 2005-09-30 7.92% 9.31% 08/2005 23981.13192 23119.9891 2005-09-30 2005-10-31 -5.02% -6.54% 09/2005 25881.50169 25272.80535 2005-10-31 2005-11-30 7.22% 8.27% 10/2005 24582.78834 23620.93331 2005-11-30 2005-12-31 5.76% 5.91% 11/2005 26358.58006 25574.955 2005-12-31 2006-01-31 9.52% 11.17% 12/2005 27876.37477 27086.60788 2006-01-31 2006-02-28 -0.31% -0.12% 01/2006 30529.99122 30111.9491 2006-02-28 2006-03-31 1.36% 0.88% 02/2006 30436.17649 30076.21583 2006-03-31 2006-04-30 5.96% 7.12% 03/2006 30850.06928 30341.27525 2006-04-30 2006-05-31 -11.57% -10.48% 04/2006 32687.66036 32501.78094 2006-05-31 2006-06-30 -0.15% -0.24% 05/2006 28905.17361 29096.49107 2006-06-30 2006-07-31 1.83% 1.43% 06/2006 28860.37114 29025.36378 2006-07-31 2006-08-31 3.13% 2.55% 07/2006 29387.56293 29440.93262 2006-08-31 2006-09-30 1.35% 0.83% 08/2006 30306.76913 30191.10507 2006-09-30 2006-10-31 5.94% 4.75% 09/2006 30714.43419 30442.48182 2006-10-31 2006-11-30 6.37% 7.43% 10/2006 32540.40321 31887.98293 2006-11-30 2006-12-31 4.03% 4.50% 11/2006 34611.65166 34258.36502 2006-12-31 2007-01-31 1.45% -1.08% 12/2006 36006.71469 35800.88873 2007-01-31 2007-02-28 -1.58% -0.59% 01/2007 36530.1482 35415.39915 2007-02-28 2007-03-31 4.56% 3.98% 02/2007 35951.61644 35205.20002 2007-03-31 2007-04-30 6.34% 4.63% 03/2007 37590.03764 36607.13479 2007-04-30 2007-05-31 6.69% 4.95% 04/2007 39973.86335 38301.93602 2007-05-31 2007-06-30 1.63% 4.69% 05/2007 42647.05519 40199.01976 2007-06-30 2007-07-31 2.37% 5.28% 06/2007 43340.76112 42083.39264 2007-07-31 2007-08-31 -1.75% -2.13% 07/2007 44367.7276 44303.84785 2007-08-31 2007-09-30 8.81% 11.04% 08/2007 43590.56378 43362.3024 2007-09-30 2007-10-31 10.92% 11.15% 09/2007 47431.78844 48150.94986 2007-10-31 2007-11-30 -6.53% -7.09% 10/2007 52610.47988 53520.78318 2007-11-30 2007-12-31 -0.41% 0.35% 11/2007 49176.63056 49726.86787 2007-12-31 2008-01-31 -8.74% -12.48% 12/2007 48975.27654 49901.25085 2008-01-31 2008-02-29 3.17% 7.38% 01/2008 44695.59983 43673.8733 2008-02-29 2008-03-31 -3.12% -5.29% 02/2008 46112.42113 46897.54641 2008-03-31 2008-04-30 7.11% 8.12% 03/2008 44673.03969 44415.76252 2008-04-30 2008-05-31 0.58% 1.86% 04/2008 47848.2934 48020.26653 2008-05-31 2008-06-30 -10.29% -9.97% 05/2008 48126.31101 48911.10737 2008-06-30 2008-07-31 -1.33% -3.77% 06/2008 43173.37154 44032.83828 2008-07-31 2008-08-31 -5.96% -7.99% 07/2008 42598.11992 42371.91524 2008-08-31 2008-09-30 -13.95% -17.50% 08/2008 40061.11278 38987.53211 2008-09-30 2008-10-31 -26.35% -27.37% 09/2008 34471.94699 32164.58346 2008-10-31 2008-11-30 -9.09% -7.53% 10/2008 25388.62618 23361.83389 2008-11-30 2008-12-31 7.79% 7.80% 11/2008 23080.56925 21603.22571 2008-12-31 2009-01-31 -7.65% -6.46% 12/2008 24879.66464 23288.18785 2009-01-31 2009-02-28 -6.56% -5.64% 01/2009 22977.54961 21784.22273 2009-02-28 2009-03-31 14.45% 14.37% 02/2009 21471.0745 20555.33038 2009-03-31 2009-04-30 14.77% 16.64% 03/2009 24574.41705 23509.27602 2009-04-30 2009-05-31 17.04% 17.09% 04/2009 28204.902 27421.45939 2009-05-31 2009-06-30 -0.88% -1.35% 05/2009 33009.95561 32106.85072 2009-06-30 2009-07-31 11.40% 11.24% 06/2009 32719.45461 31674.35664 2009-07-31 2009-08-31 0.34% -0.36% 07/2009 36450.48581 35236.07119 2009-08-31 2009-09-30 8.76% 9.08% 08/2009 36573.3181 35109.92688 2009-09-30 2009-10-31 -2.10% 0.12% 09/2009 39777.95592 38296.8602 2009-10-31 2009-11-30 5.95% 4.30% 10/2009 38944.42484 38344.23233 2009-11-30 2009-12-31 3.58% 3.95% 11/2009 41259.78898 39991.33055 2009-12-31 2010-01-31 -5.48% -5.58% 12/2009 42735.73871 41570.63621 2010-01-31 2010-02-28 1.21% 0.35% 01/2010 40394.70009 39252.15628 2010-02-28 2010-03-31 8.34% 8.07% 02/2010 40881.76181 39390.3133 2010-03-31 2010-04-30 0.57% 1.21% 03/2010 44291.67311 42570.3986 2010-04-30 2010-05-31 -9.33% -8.80% 04/2010 44543.50921 43086.13887 2010-05-31 2010-06-30 0.15% -0.74% 05/2010 40388.21366 39296.4307 2010-06-30 2010-07-31 8.78% 8.33% 06/2010 40449.89618 39007.56331 2010-07-31 2010-08-31 -2.34% -1.94% 07/2010 44001.74908 42255.92483 2010-08-31 2010-09-30 11.34% 11.11% 08/2010 42971.07748 41435.27509 2010-09-30 2010-10-31 3.00% 2.90% 09/2010 47842.98284 46039.95583 2010-10-31 2010-11-30 -2.27% -2.64% 10/2010 49278.27233 47376.79589 2010-11-30 2010-12-31 8.09% 7.14% 11/2010 48161.93606 46126.15023 2010-12-31 2011-01-31 -2.61% -2.71% 12/2010 52059.25944 49417.68963 2011-01-31 2011-02-28 -0.74% -0.93% 01/2011 50700.89651 48076.93112 2011-02-28 2011-03-31 5.53% 5.88% 02/2011 50327.34671 47628.60177 2011-03-31 2011-04-30 3.48% 3.10% 03/2011 53111.99073 50428.86654 2011-04-30 2011-05-31 -2.78% -2.62% 04/2011 54962.76022 51993.18073 2011-05-31 2011-06-30 -1.22% -1.54% 05/2011 53434.60192 50629.43612 2011-06-30 2011-07-31 -0.81% -0.44% 06/2011 52783.60604 49850.56795 2011-07-31 2011-08-31 -8.12% -8.94% 07/2011 52356.69237 49629.16113 2011-08-31 2011-09-30 -15.14% -14.58% 08/2011 48104.63223 45194.09196 2011-09-30 2011-10-31 12.48% 13.25% 09/2011 40823.31789 38605.04085 2011-10-31 2011-11-30 -3.52% -6.66% 10/2011 45917.62736 43718.55662 2011-11-30 2011-12-31 -2.95% -1.21% 11/2011 44299.83988 40804.88147 2011-12-31 2012-01-31 10.73% 11.34% 12/2011 42993.82498 40313.07288 2012-01-31 2012-02-29 5.40% 5.99% 01/2012 47606.12004 44885.64739 2012-02-29 2012-03-31 -2.63% -3.34% 02/2012 50174.53534 47574.28607 2012-03-31 2012-04-30 -1.81% -1.20% 03/2012 48854.15283 45986.28864 2012-04-30 2012-05-31 -10.78% -11.21% 04/2012 47967.86869 45436.70648 2012-05-31 2012-06-30 4.89% 3.86% 05/2012 42794.86325 40341.21113 2012-06-30 2012-07-31 0.81% 1.95% 06/2012 44887.31089 41898.19616 2012-07-31 2012-08-31 0.60% -0.33% 07/2012 45251.36045 42715.46911 2012-08-31 2012-09-30 5.58% 6.03% 08/2012 45524.39763 42573.22844 2012-09-30 2012-10-31 -0.57% -0.61% 09/2012 48066.69862 45142.17877 10/31/2012 47791.61259 44868.1269 One Year Five Years Ten Years -------- ---------- --------- 4.08% -1.90% 16.93% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. Emerging Markets Small Cap Portfolio vs. MSCI Emerging Markets Index (net div.) October 31, 2002 - October 31, 2012 Emerging Markets MSCI Emerging BeginDate EndDate FundReturns Benchmark0Returns EndDate Small Cap Portfolio Markets Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------- ------------------------ 2002-10-31 2002-11-30 7.68% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -3.40% -3.33% 11/2002 10767.8245 10688.20463 2002-12-31 2003-01-31 1.80% -0.44% 12/2002 10401.29308 10332.68124 2003-01-31 2003-02-28 -1.06% -2.81% 01/2003 10588.3667 10287.11002 2003-02-28 2003-03-31 -0.89% -2.86% 02/2003 10476.12253 9998.077641 2003-03-31 2003-04-30 12.97% 8.89% 03/2003 10382.58572 9712.550745 2003-04-30 2003-05-31 7.50% 7.15% 04/2003 11729.51576 10576.25547 2003-05-31 2003-06-30 4.30% 5.67% 05/2003 12608.76176 11332.42116 2003-06-30 2003-07-31 1.99% 6.22% 06/2003 13151.27524 11974.8284 2003-07-31 2003-08-31 6.00% 6.69% 07/2003 13413.17831 12719.45993 2003-08-31 2003-09-30 3.82% 0.73% 08/2003 14217.59485 13570.61278 2003-09-30 2003-10-31 8.62% 8.51% 09/2003 14760.10834 13669.44466 2003-10-31 2003-11-30 1.98% 1.22% 10/2003 16032.20893 14832.47204 2003-11-30 2003-12-31 9.93% 7.24% 11/2003 16350.23408 15012.94766 2003-12-31 2004-01-31 2.97% 3.49% 12/2003 17973.65769 16099.9853 2004-01-31 2004-02-29 4.22% 4.59% 01/2004 18506.77466 16662.21886 2004-02-29 2004-03-31 1.68% 1.25% 02/2004 19287.41022 17426.29823 2004-03-31 2004-04-30 -5.63% -8.19% 03/2004 19611.08838 17644.0921 2004-04-30 2004-05-31 -4.22% -2.00% 04/2004 18506.77467 16199.38255 2004-05-31 2004-06-30 0.83% 0.43% 05/2004 17726.13911 15876.20003 2004-06-30 2004-07-31 0.64% -1.83% 06/2004 17873.22791 15943.82184 2004-07-31 2004-08-31 3.30% 4.15% 07/2004 17988.04522 15651.96247 2004-08-31 2004-09-30 5.56% 5.77% 08/2004 18581.26799 16301.04143 2004-09-30 2004-10-31 2.45% 2.39% 09/2004 19615.25972 17241.52745 2004-10-31 2004-11-30 9.47% 9.26% 10/2004 20096.02589 17653.47774 2004-11-30 2004-12-31 5.30% 4.80% 11/2004 21999.85993 19287.7093 2004-12-31 2005-01-31 2.78% 0.25% 12/2004 23165.02671 20214.06032 2005-01-31 2005-02-28 6.33% 8.72% 01/2005 23808.49966 20265.39862 2005-02-28 2005-03-31 -6.97% -6.61% 02/2005 25316.63943 22033.51685 2005-03-31 2005-04-30 -3.68% -2.68% 03/2005 23550.83068 20577.38623 2005-04-30 2005-05-31 1.95% 3.48% 04/2005 22684.54692 20024.99063 2005-05-31 2005-06-30 2.53% 3.40% 05/2005 23127.76186 20722.01549 2005-06-30 2005-07-31 5.48% 6.99% 06/2005 23713.88192 21426.05132 2005-07-31 2005-08-31 0.65% 0.86% 07/2005 25013.27271 22923.68229 2005-08-31 2005-09-30 6.56% 9.31% 08/2005 25175.69655 23119.9891 2005-09-30 2005-10-31 -4.88% -6.54% 09/2005 26827.17702 25272.80535 2005-10-31 2005-11-30 7.13% 8.27% 10/2005 25518.53424 23620.93331 2005-11-30 2005-12-31 6.55% 5.91% 11/2005 27338.36561 25574.955 2005-12-31 2006-01-31 9.65% 11.17% 12/2005 29129.72841 27086.60788 2006-01-31 2006-02-28 1.05% -0.12% 01/2006 31941.96443 30111.9491 2006-02-28 2006-03-31 1.83% 0.88% 02/2006 32277.75381 30076.21583 2006-03-31 2006-04-30 8.12% 7.12% 03/2006 32867.3813 30341.27525 2006-04-30 2006-05-31 -10.53% -10.48% 04/2006 35536.27991 32501.78094 2006-05-31 2006-06-30 -4.41% -0.24% 05/2006 31795.61887 29096.49107 2006-06-30 2006-07-31 2.30% 1.43% 06/2006 30392.25289 29025.36378 2006-07-31 2006-08-31 3.47% 2.55% 07/2006 31091.16881 29440.93262 2006-08-31 2006-09-30 2.77% 0.83% 08/2006 32171.31161 30191.10507 2006-09-30 2006-10-31 7.54% 4.75% 09/2006 33061.93462 30442.48182 2006-10-31 2006-11-30 7.61% 7.43% 10/2006 35554.3614 31887.98293 2006-11-30 2006-12-31 4.54% 4.50% 11/2006 38259.8161 34258.36502 2006-12-31 2007-01-31 1.88% -1.08% 12/2006 39997.46853 35800.88873 2007-01-31 2007-02-28 0.89% -0.59% 01/2007 40749.12938 35415.39915 2007-02-28 2007-03-31 4.43% 3.98% 02/2007 41113.57101 35205.20002 2007-03-31 2007-04-30 7.64% 4.63% 03/2007 42935.77914 36607.13479 2007-04-30 2007-05-31 7.93% 4.95% 04/2007 46215.75377 38301.93602 2007-05-31 2007-06-30 2.99% 4.69% 05/2007 49882.94765 40199.01976 2007-06-30 2007-07-31 4.86% 5.28% 06/2007 51373.07789 42083.39264 2007-07-31 2007-08-31 -4.17% -2.13% 07/2007 53869.58503 44303.84785 2007-08-31 2007-09-30 6.87% 11.04% 08/2007 51625.01898 43362.3024 2007-09-30 2007-10-31 7.50% 11.15% 09/2007 55172.5344 48150.94986 2007-10-31 2007-11-30 -8.02% -7.09% 10/2007 59308.75106 53520.78318 2007-11-30 2007-12-31 1.19% 0.35% 11/2007 54552.1019 49726.86787 2007-12-31 2008-01-31 -12.06% -12.48% 12/2007 55203.09732 49901.25085 2008-01-31 2008-02-29 2.89% 7.38% 01/2008 48546.18072 43673.8733 2008-02-29 2008-03-31 -4.74% -5.29% 02/2008 49951.52978 46897.54641 2008-03-31 2008-04-30 6.12% 8.12% 03/2008 47584.93673 44415.76252 2008-04-30 2008-05-31 -0.64% 1.86% 04/2008 50495.78304 48020.26653 2008-05-31 2008-06-30 -11.52% -9.97% 05/2008 50175.09659 48911.10737 2008-06-30 2008-07-31 -1.57% -3.77% 06/2008 44393.86212 44032.83828 2008-07-31 2008-08-31 -6.04% -7.99% 07/2008 43696.70668 42371.91524 2008-08-31 2008-09-30 -18.06% -17.50% 08/2008 41057.4754 38987.53211 2008-09-30 2008-10-31 -30.34% -27.37% 09/2008 33640.76609 32164.58346 2008-10-31 2008-11-30 -6.12% -7.53% 10/2008 23432.88041 23361.83389 2008-11-30 2008-12-31 14.08% 7.80% 11/2008 21999.75361 21603.22571 2008-12-31 2009-01-31 -7.69% -6.46% 12/2008 25098.21276 23288.18785 2009-01-31 2009-02-28 -6.14% -5.64% 01/2009 23167.581 21784.22273 2009-02-28 2009-03-31 13.76% 14.37% 02/2009 21745.01024 20555.33038 2009-03-31 2009-04-30 20.25% 16.64% 03/2009 24737.14625 23509.27602 2009-04-30 2009-05-31 22.91% 17.09% 04/2009 29745.59209 27421.45939 2009-05-31 2009-06-30 -0.50% -1.35% 05/2009 36559.11234 32106.85072 2009-06-30 2009-07-31 12.68% 11.24% 06/2009 36377.95602 31674.35664 2009-07-31 2009-08-31 1.19% -0.36% 07/2009 40992.49589 35236.07119 2009-08-31 2009-09-30 8.34% 9.08% 08/2009 41479.58621 35109.92688 2009-09-30 2009-10-31 -0.11% 0.12% 09/2009 44939.17255 38296.8602 2009-10-31 2009-11-30 5.85% 4.30% 10/2009 44887.72531 38344.23233 2009-11-30 2009-12-31 5.51% 3.95% 11/2009 47511.53504 39991.33055 2009-12-31 2010-01-31 -4.43% -5.58% 12/2009 50130.46794 41570.63621 2010-01-31 2010-02-28 1.72% 0.35% 01/2010 47910.47812 39252.15628 2010-02-28 2010-03-31 8.54% 8.07% 02/2010 48736.52084 39390.3133 2010-03-31 2010-04-30 1.61% 1.21% 03/2010 52898.58192 42570.3986 2010-04-30 2010-05-31 -10.09% -8.80% 04/2010 53750.95164 43086.13887 2010-05-31 2010-06-30 2.65% -0.74% 05/2010 48326.78065 39296.4307 2010-06-30 2010-07-31 9.18% 8.33% 06/2010 49605.02608 39007.56331 2010-07-31 2010-08-31 0.48% -1.94% 07/2010 54157.13911 42255.92483 2010-08-31 2010-09-30 12.11% 11.11% 08/2010 54417.25986 41435.27509 2010-09-30 2010-10-31 3.99% 2.90% 09/2010 61007.92681 46039.95583 2010-10-31 2010-11-30 -2.72% -2.64% 10/2010 63439.87587 47376.79589 2010-11-30 2010-12-31 5.75% 7.14% 11/2010 61713.97653 46126.15023 2010-12-31 2011-01-31 -4.24% -2.71% 12/2010 65262.00898 49417.68963 2011-01-31 2011-02-28 -2.95% -0.93% 01/2011 62495.29039 48076.93112 2011-02-28 2011-03-31 5.55% 5.88% 02/2011 60650.81133 47628.60177 2011-03-31 2011-04-30 5.25% 3.10% 03/2011 64014.27315 50428.86654 2011-04-30 2011-05-31 -2.29% -2.62% 04/2011 67377.73496 51993.18073 2011-05-31 2011-06-30 -0.81% -1.54% 05/2011 65831.62751 50629.43612 2011-06-30 2011-07-31 1.13% -0.44% 06/2011 65298.14039 49850.56795 2011-07-31 2011-08-31 -9.51% -8.94% 07/2011 66035.20134 49629.16113 2011-08-31 2011-09-30 -17.79% -14.58% 08/2011 59756.534 45194.09196 2011-09-30 2011-10-31 11.02% 13.25% 09/2011 49128.28936 38605.04085 2011-10-31 2011-11-30 -4.89% -6.66% 10/2011 54541.19372 43718.55662 2011-11-30 2011-12-31 -2.65% -1.21% 11/2011 51875.95656 40804.88147 2011-12-31 2012-01-31 11.27% 11.34% 12/2011 50498.74336 40313.07288 2012-01-31 2012-02-29 8.17% 5.99% 01/2012 56191.53497 44885.64739 2012-02-29 2012-03-31 -2.61% -3.34% 02/2012 60779.75506 47574.28607 2012-03-31 2012-04-30 -2.39% -1.20% 03/2012 59193.70367 45986.28864 2012-04-30 2012-05-31 -9.17% -11.21% 04/2012 57777.58636 45436.70648 2012-05-31 2012-06-30 3.83% 3.86% 05/2012 52481.30761 40341.21113 2012-06-30 2012-07-31 -1.26% 1.95% 06/2012 54491.14635 41898.19616 2012-07-31 2012-08-31 2.60% -0.33% 07/2012 53807.15707 42715.46911 2012-08-31 2012-09-30 5.85% 6.03% 08/2012 55203.6352 42573.22844 2012-09-30 2012-10-31 -0.39% -0.61% 09/2012 58430.911 45142.17877 10/31/2012 58201.88243 44868.1269 One Year Five Years Ten Years -------- ---------- --------- 6.71% -0.38% 19.26% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 11 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS Emerging Markets Value Portfolio - Class R2 vs. MSCI Emerging Markets Index (net div.) January 29, 2008 - October 31,2012 MSCI Emerging Emerging Markets Markets Index BeginDate EndDate FundReturns Benchmark0Returns EndDate Value Portfolio - Class R2 (net div.) --------- ---------- ----------- ----------------- ------- -------------------------- ------------- 01/29/2008 01/31/2008 0.50% -1.29% 01/2008 $10,000 $10,000 02/29/2008 3.98% 7.38% 01/2008 $10,050 $ 9,871 03/31/2008 -3.38% -5.29% 02/2008 $10,450 $10,599 04/30/2008 7.67% 8.12% 03/2008 $10,097 $10,038 05/31/2008 0.83% 1.86% 04/2008 $10,872 $10,853 06/30/2008 -11.72% -9.97% 05/2008 $10,962 $11,054 07/31/2008 -1.94% -3.77% 06/2008 $ 9,677 $ 9,952 08/31/2008 -8.59% -7.99% 07/2008 $ 9,489 $ 9,576 09/30/2008 -17.29% -17.50% 08/2008 $ 8,674 $ 8,811 10/31/2008 -31.01% -27.37% 09/2008 $ 7,174 $ 7,269 11/30/2008 -7.68% -7.53% 10/2008 $ 4,949 $ 5,280 12/31/2008 12.06% 7.80% 11/2008 $ 4,569 $ 4,882 01/31/2009 -8.70% -6.46% 12/2008 $ 5,120 $ 5,263 02/28/2009 -8.84% -5.64% 01/2009 $ 4,675 $ 4,923 03/31/2009 17.37% 14.37% 02/2009 $ 4,262 $ 4,646 04/30/2009 19.87% 16.64% 03/2009 $ 5,002 $ 5,313 05/31/2009 22.46% 17.09% 04/2009 $ 5,996 $ 6,197 06/30/2009 -1.38% -1.35% 05/2009 $ 7,342 $ 7,256 07/31/2009 13.21% 11.24% 06/2009 $ 7,241 $ 7,159 08/31/2009 0.83% -0.36% 07/2009 $ 8,197 $ 7,964 09/30/2009 9.31% 9.08% 08/2009 $ 8,265 $ 7,935 10/31/2009 -2.34% 0.12% 09/2009 $ 9,035 $ 8,655 11/30/2009 6.40% 4.30% 10/2009 $ 8,823 $ 8,666 12/31/2009 4.89% 3.95% 11/2009 $ 9,388 $ 9,038 01/31/2010 -5.58% -5.58% 12/2009 $ 9,847 $ 9,395 02/28/2010 0.54% 0.35% 01/2010 $ 9,297 $ 8,871 03/31/2010 8.56% 8.07% 02/2010 $ 9,347 $ 8,902 04/30/2010 0.99% 1.21% 03/2010 $10,147 $ 9,621 05/31/2010 -10.73% -8.80% 04/2010 $10,246 $ 9,738 06/30/2010 0.57% -0.74% 05/2010 $ 9,147 $ 8,881 07/31/2010 9.64% 8.33% 06/2010 $ 9,199 $ 8,816 08/31/2010 -2.20% -1.94% 07/2010 $10,085 $ 9,550 09/30/2010 11.84% 11.11% 08/2010 $ 9,864 $ 9,365 10/31/2010 3.74% 2.90% 09/2010 $11,031 $10,405 11/30/2010 -3.61% -2.64% 10/2010 $11,444 $10,707 12/31/2010 8.42% 7.14% 11/2010 $11,031 $10,425 01/31/2011 -3.15% -2.71% 12/2010 $11,960 $11,169 02/28/2011 -1.66% -0.93% 01/2011 $11,583 $10,866 03/31/2011 5.72% 5.88% 02/2011 $11,391 $10,764 04/30/2011 3.51% 3.10% 03/2011 $12,043 $11,397 05/31/2011 -3.82% -2.62% 04/2011 $12,466 $11,751 06/30/2011 -2.10% -1.54% 05/2011 $11,990 $11,443 07/31/2011 -0.85% -0.44% 06/2011 $11,738 $11,267 08/31/2011 -10.18% -8.94% 07/2011 $11,639 $11,217 09/30/2011 -17.95% -14.58% 08/2011 $10,454 $10,214 10/31/2011 13.09% 13.25% 09/2011 $ 8,577 $ 8,725 11/30/2011 -5.10% -6.66% 10/2011 $ 9,701 $ 9,881 12/31/2011 -3.59% -1.21% 11/2011 $ 9,206 $ 9,222 01/31/2012 13.83% 11.34% 12/2011 $ 8,875 $ 9,111 02/29/2012 6.06% 5.99% 01/2012 $10,102 $10,144 03/31/2012 -4.31% -3.34% 02/2012 $10,714 $10,752 04/30/2012 -3.27% -1.20% 03/2012 $10,253 $10,393 05/31/2012 -11.10% -11.21% 04/2012 $ 9,918 $10,269 06/30/2012 4.50% 3.86% 05/2012 $ 8,817 $ 9,117 07/31/2012 -0.63% 1.95% 06/2012 $ 9,214 $ 9,469 08/31/2012 1.35% -0.33% 07/2012 $ 9,155 $ 9,654 09/30/2012 6.40% 6.03% 08/2012 $ 9,279 $ 9,622 10/31/2012 -1.33% -0.61% 09/2012 $ 9,873 $10,202 10/2012 $ 9,742 $10,140 One Year Since 1/29/2008 -------- --------------- 0.43% -0.55% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. Emerging Markets Value Portfolio-Institutional Class vs. MSCI Emerging Markets Index (net div.) October 31, 2002 - October 31, 2012 Emerging Markets Value Portfolio- MSCI Emerging Markets BeginDate EndDate FundReturns Benchmark0Returns EndDate Institutional Class Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------- --------------------- 2002-10-31 2002-11-30 7.81% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.98% -3.33% 11/2002 10781.04994 10688.20463 2002-12-31 2003-01-31 1.51% -0.44% 12/2002 10459.32273 10332.68124 2003-01-31 2003-02-28 -0.87% -2.81% 01/2003 10617.00096 10287.11002 2003-02-28 2003-03-31 -2.25% -2.86% 02/2003 10525.02199 9998.077641 2003-03-31 2003-04-30 13.15% 8.89% 03/2003 10288.50464 9712.550745 2003-04-30 2003-05-31 7.45% 7.15% 04/2003 11641.90947 10576.25547 2003-05-31 2003-06-30 4.41% 5.67% 05/2003 12509.13975 11332.42116 2003-06-30 2003-07-31 2.31% 6.22% 06/2003 13061.01356 11974.8284 2003-07-31 2003-08-31 6.59% 6.69% 07/2003 13363.23017 12719.45993 2003-08-31 2003-09-30 4.89% 0.73% 08/2003 14243.6003 13570.61278 2003-09-30 2003-10-31 8.88% 8.51% 09/2003 14940.01249 13669.44466 2003-10-31 2003-11-30 1.13% 1.22% 10/2003 16267.13761 14832.47204 2003-11-30 2003-12-31 12.03% 7.24% 11/2003 16451.09555 15012.94766 2003-12-31 2004-01-31 2.75% 3.49% 12/2003 18430.57107 16099.9853 2004-01-31 2004-02-29 6.47% 4.59% 01/2004 18936.61276 16662.21886 2004-02-29 2004-03-31 1.25% 1.25% 02/2004 20161.76633 17426.29823 2004-03-31 2004-04-30 -7.05% -8.19% 03/2004 20414.78718 17644.0921 2004-04-30 2004-05-31 -2.95% -2.00% 04/2004 18976.56342 16199.38255 2004-05-31 2004-06-30 1.82% 0.43% 05/2004 18417.25419 15876.20003 2004-06-30 2004-07-31 1.29% -1.83% 06/2004 18752.83395 15943.82184 2004-07-31 2004-08-31 4.44% 4.15% 07/2004 18993.94182 15651.96247 2004-08-31 2004-09-30 6.59% 5.77% 08/2004 19837.81934 16301.04143 2004-09-30 2004-10-31 3.12% 2.39% 09/2004 21144.61687 17241.52745 2004-10-31 2004-11-30 10.82% 9.26% 10/2004 21804.96501 17653.47774 2004-11-30 2004-12-31 6.43% 4.80% 11/2004 24163.35121 19287.7093 2004-12-31 2005-01-31 1.64% 0.25% 12/2004 25716.54763 20214.06032 2005-01-31 2005-02-28 9.11% 8.72% 01/2005 26138.57674 20265.39862 2005-02-28 2005-03-31 -7.31% -6.61% 02/2005 28520.9991 22033.51685 2005-03-31 2005-04-30 -3.56% -2.68% 03/2005 26435.86373 20577.38623 2005-04-30 2005-05-31 1.44% 3.48% 04/2005 25495.13417 20024.99063 2005-05-31 2005-06-30 3.29% 3.40% 05/2005 25863.24574 20722.01549 2005-06-30 2005-07-31 7.28% 6.99% 06/2005 26713.04067 21426.05132 2005-07-31 2005-08-31 1.59% 0.86% 07/2005 28656.55911 22923.68229 2005-08-31 2005-09-30 8.02% 9.31% 08/2005 29111.42512 23119.9891 2005-09-30 2005-10-31 -6.26% -6.54% 09/2005 31447.29509 25272.80535 2005-10-31 2005-11-30 7.38% 8.27% 10/2005 29480.10746 23620.93331 2005-11-30 2005-12-31 6.27% 5.91% 11/2005 31655.0966 25574.955 2005-12-31 2006-01-31 9.56% 11.17% 12/2005 33640.94678 27086.60788 2006-01-31 2006-02-28 0.38% -0.12% 01/2006 36855.5888 30111.9491 2006-02-28 2006-03-31 3.38% 0.88% 02/2006 36996.58187 30076.21583 2006-03-31 2006-04-30 8.72% 7.12% 03/2006 38246.39699 30341.27525 2006-04-30 2006-05-31 -10.84% -10.48% 04/2006 41582.00293 32501.78094 2006-05-31 2006-06-30 -0.91% -0.24% 05/2006 37073.28134 29096.49107 2006-06-30 2006-07-31 2.36% 1.43% 06/2006 36736.37926 29025.36378 2006-07-31 2006-08-31 1.82% 2.55% 07/2006 37604.27978 29440.93262 2006-08-31 2006-09-30 2.03% 0.83% 08/2006 38287.21788 30191.10507 2006-09-30 2006-10-31 6.94% 4.75% 09/2006 39063.54995 30442.48182 2006-10-31 2006-11-30 7.31% 7.43% 10/2006 41773.9064 31887.98293 2006-11-30 2006-12-31 3.51% 4.50% 11/2006 44828.43509 34258.36502 2006-12-31 2007-01-31 1.54% -1.08% 12/2006 46400.03293 35800.88873 2007-01-31 2007-02-28 0.56% -0.59% 01/2007 47113.65553 35415.39915 2007-02-28 2007-03-31 5.21% 3.98% 02/2007 47375.80261 35205.20002 2007-03-31 2007-04-30 7.97% 4.63% 03/2007 49842.20782 36607.13479 2007-04-30 2007-05-31 7.60% 4.95% 04/2007 53813.23316 38301.93602 2007-05-31 2007-06-30 2.84% 4.69% 05/2007 57901.05337 40199.01976 2007-06-30 2007-07-31 4.74% 5.28% 06/2007 59545.27699 42083.39264 2007-07-31 2007-08-31 -3.23% -2.13% 07/2007 62366.07472 44303.84785 2007-08-31 2007-09-30 9.01% 11.04% 08/2007 60353.31802 43362.3024 2007-09-30 2007-10-31 10.97% 11.15% 09/2007 65792.44111 48150.94986 2007-10-31 2007-11-30 -7.30% -7.09% 10/2007 73010.86241 53520.78318 2007-11-30 2007-12-31 -0.16% 0.35% 11/2007 67681.92563 49726.86787 2007-12-31 2008-01-31 -9.96% -12.48% 12/2007 67575.81224 49901.25085 2008-01-31 2008-02-29 3.99% 7.38% 01/2008 60847.09008 43673.8733 2008-02-29 2008-03-31 -3.36% -5.29% 02/2008 63277.32834 46897.54641 2008-03-31 2008-04-30 7.71% 8.12% 03/2008 61148.20583 44415.76252 2008-04-30 2008-05-31 0.85% 1.86% 04/2008 65863.61473 48020.26653 2008-05-31 2008-06-30 -11.63% -9.97% 05/2008 66426.4216 48911.10737 2008-06-30 2008-07-31 -1.96% -3.77% 06/2008 58698.85541 44032.83828 2008-07-31 2008-08-31 -8.57% -7.99% 07/2008 57546.99404 42371.91524 2008-08-31 2008-09-30 -17.25% -17.50% 08/2008 52617.02737 38987.53211 2008-09-30 2008-10-31 -31.05% -27.37% 09/2008 43539.68508 32164.58346 2008-10-31 2008-11-30 -7.59% -7.53% 10/2008 30018.81421 23361.83389 2008-11-30 2008-12-31 12.21% 7.80% 11/2008 27739.49309 21603.22571 2008-12-31 2009-01-31 -9.03% -6.46% 12/2008 31125.33622 23288.18785 2009-01-31 2009-02-28 -8.50% -5.64% 01/2009 28315.7926 21784.22273 2009-02-28 2009-03-31 17.30% 14.37% 02/2009 25910.23564 20555.33038 2009-03-31 2009-04-30 19.66% 16.64% 03/2009 30392.29689 23509.27602 2009-04-30 2009-05-31 22.50% 17.09% 04/2009 36367.79386 27421.45939 2009-05-31 2009-06-30 -1.23% -1.35% 05/2009 44549.62816 32106.85072 2009-06-30 2009-07-31 13.41% 11.24% 06/2009 44000.80518 31674.35664 2009-07-31 2009-08-31 0.74% -0.36% 07/2009 49900.8711 35236.07119 2009-08-31 2009-09-30 9.23% 9.08% 08/2009 50270.78119 35109.92688 2009-09-30 2009-10-31 -2.36% 0.12% 09/2009 54908.62011 38296.8602 2009-10-31 2009-11-30 6.37% 4.30% 10/2009 53610.10546 38344.23233 2009-11-30 2009-12-31 4.95% 3.95% 11/2009 57023.34402 39991.33055 2009-12-31 2010-01-31 -5.69% -5.58% 12/2009 59847.87712 41570.63621 2010-01-31 2010-02-28 0.78% 0.35% 01/2010 56440.50752 39252.15628 2010-02-28 2010-03-31 8.80% 8.07% 02/2010 56878.32595 39390.3133 2010-03-31 2010-04-30 0.65% 1.21% 03/2010 61884.68462 42570.3986 2010-04-30 2010-05-31 -10.48% -8.80% 04/2010 62284.43189 43086.13887 2010-05-31 2010-06-30 0.62% -0.74% 05/2010 55755.22646 39296.4307 2010-06-30 2010-07-31 9.25% 8.33% 06/2010 56103.20789 39007.56331 2010-07-31 2010-08-31 -1.81% -1.94% 07/2010 61294.04753 42255.92483 2010-08-31 2010-09-30 12.01% 11.11% 08/2010 60183.09292 41435.27509 2010-09-30 2010-10-31 3.42% 2.90% 09/2010 67408.34523 46039.95583 2010-10-31 2010-11-30 -3.25% -2.64% 10/2010 69714.87543 47376.79589 2010-11-30 2010-12-31 8.31% 7.14% 11/2010 67446.78741 46126.15023 2010-12-31 2011-01-31 -3.13% -2.71% 12/2010 73048.92262 49417.68963 2011-01-31 2011-02-28 -1.68% -0.93% 01/2011 70766.14378 48076.93112 2011-02-28 2011-03-31 5.75% 5.88% 02/2011 69574.25042 47628.60177 2011-03-31 2011-04-30 3.57% 3.10% 03/2011 73574.16377 50428.86654 2011-04-30 2011-05-31 -3.82% -2.62% 04/2011 76200.36951 51993.18073 2011-05-31 2011-06-30 -2.05% -1.54% 05/2011 73291.34161 50629.43612 2011-06-30 2011-07-31 -0.85% -0.44% 06/2011 71790.26867 49850.56795 2011-07-31 2011-08-31 -10.15% -8.94% 07/2011 71181.36054 49629.16113 2011-08-31 2011-09-30 -17.95% -14.58% 08/2011 63955.65069 45194.09196 2011-09-30 2011-10-31 13.14% 13.25% 09/2011 52473.60679 38605.04085 2011-10-31 2011-11-30 -5.07% -6.66% 10/2011 59367.79997 43718.55662 2011-11-30 2011-12-31 -3.59% -1.21% 11/2011 56360.54063 40804.88147 2011-12-31 2012-01-31 13.87% 11.34% 12/2011 54335.88274 40313.07288 2012-01-31 2012-02-29 6.09% 5.99% 01/2012 61870.905 44885.64739 2012-02-29 2012-03-31 -4.30% -3.34% 02/2012 65638.41615 47574.28607 2012-03-31 2012-04-30 -3.27% -1.20% 03/2012 62812.7828 45986.28864 2012-04-30 2012-05-31 -11.06% -11.21% 04/2012 60761.5823 45436.70648 2012-05-31 2012-06-30 4.52% 3.86% 05/2012 54042.8541 40341.21113 2012-06-30 2012-07-31 -0.63% 1.95% 06/2012 56485.77879 41898.19616 2012-07-31 2012-08-31 1.39% -0.33% 07/2012 56128.00748 42715.46911 2012-08-31 2012-09-30 6.43% 6.03% 08/2012 56906.68624 42573.22844 2012-09-30 2012-10-31 -1.29% -0.61% 09/2012 60566.63705 45142.17877 10/31/2012 59782.80859 44868.1269 One Year Five Years Ten Years -------- ---------- --------- 0.70% -3.92% 19.58% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. Emerging Markets Core Equity Portfolio vs. MSCI Emerging Markets Index (net div.) April 5, 2005 - October 31, 2012 Emerging Markets Core MSCI Emerging Markets BeginDate EndDate FundReturns Benchmark0Returns EndDate Equity Portfolio Index (net div.) --------- ---------- ----------- ----------------- ---------- --------------------- --------------------- 2005-04-05 2005-04-30 -4.20% -3.18% 04/2005 10000 10000 2005-04-30 2005-05-31 1.46% 3.48% 04/2005 9580.000002 9681.97524 2005-05-31 2005-06-30 2.68% 3.40% 05/2005 9720.000001 10018.98301 2005-06-30 2005-07-31 6.73% 6.99% 06/2005 9980.459186 10359.38055 2005-07-31 2005-08-31 1.04% 0.86% 07/2005 10652.51021 11083.47706 2005-08-31 2005-09-30 6.95% 9.31% 08/2005 10762.84694 11178.39035 2005-09-30 2005-10-31 -5.33% -6.54% 09/2005 11511.36663 12219.26543 2005-10-31 2005-11-30 6.56% 8.27% 10/2005 10897.56124 11420.59418 2005-11-30 2005-12-31 5.88% 5.91% 11/2005 11611.99047 12365.35316 2005-12-31 2006-01-31 8.95% 11.17% 12/2005 12295.11976 13096.22919 2006-01-31 2006-02-28 0.15% -0.12% 01/2006 13395.42194 14558.96539 2006-02-28 2006-03-31 2.00% 0.88% 02/2006 13415.61097 14541.68855 2006-03-31 2006-04-30 6.86% 7.12% 03/2006 13684.42534 14669.84336 2006-04-30 2006-05-31 -11.19% -10.48% 04/2006 14623.65158 15714.43624 2006-05-31 2006-06-30 -1.64% -0.24% 05/2006 12987.58006 14067.9969 2006-06-30 2006-07-31 1.91% 1.43% 06/2006 12774.97105 14033.60724 2006-07-31 2006-08-31 2.42% 2.55% 07/2006 13018.69069 14234.53254 2006-08-31 2006-09-30 1.98% 0.83% 08/2006 13333.49522 14597.23688 2006-09-30 2006-10-31 6.54% 4.75% 09/2006 13597.95927 14718.77619 2006-10-31 2006-11-30 6.92% 7.43% 10/2006 14487.44983 15417.6682 2006-11-30 2006-12-31 3.94% 4.50% 11/2006 15489.81837 16563.73519 2006-12-31 2007-01-31 1.41% -1.08% 12/2006 16100.27146 17309.5371 2007-01-31 2007-02-28 -0.76% -0.59% 01/2007 16327.47222 17123.15497 2007-02-28 2007-03-31 4.33% 3.98% 02/2007 16203.54454 17021.52482 2007-03-31 2007-04-30 6.72% 4.63% 03/2007 16905.8014 17699.35274 2007-04-30 2007-05-31 7.27% 4.95% 04/2007 18041.80516 18518.78001 2007-05-31 2007-06-30 2.36% 4.69% 05/2007 19353.37314 19436.00979 2007-06-30 2007-07-31 3.40% 5.28% 06/2007 19810.94669 20347.09394 2007-07-31 2007-08-31 -2.58% -2.13% 07/2007 20485.49437 21420.67209 2007-08-31 2007-09-30 8.59% 11.04% 08/2007 19956.23388 20965.43993 2007-09-30 2007-10-31 10.39% 11.15% 09/2007 21671.05173 23280.72522 2007-10-31 2007-11-30 -7.28% -7.09% 10/2007 23923.67309 25877.01074 2007-11-30 2007-12-31 -0.21% 0.35% 11/2007 22181.20446 24042.6731 2007-12-31 2008-01-31 -9.79% -12.48% 12/2007 22135.55448 24126.98633 2008-01-31 2008-02-29 3.27% 7.38% 01/2008 19968.29012 21116.08279 2008-02-29 2008-03-31 -3.63% -5.29% 02/2008 20620.57356 22674.7114 2008-03-31 2008-04-30 7.58% 8.12% 03/2008 19871.14193 21474.78223 2008-04-30 2008-05-31 0.44% 1.86% 04/2008 21377.80858 23217.54053 2008-05-31 2008-06-30 -11.15% -9.97% 05/2008 21472.63375 23648.25729 2008-06-30 2008-07-31 -1.06% -3.77% 06/2008 19078.7608 21289.64042 2008-07-31 2008-08-31 -6.64% -7.99% 07/2008 18876.92536 20486.59307 2008-08-31 2008-09-30 -15.67% -17.50% 08/2008 17623.42103 18850.26203 2008-09-30 2008-10-31 -28.26% -27.37% 09/2008 14860.95355 15551.40307 2008-10-31 2008-11-30 -6.68% -7.53% 10/2008 10661.49818 11295.321 2008-11-30 2008-12-31 9.78% 7.80% 11/2008 9949.292835 10445.04341 2008-12-31 2009-01-31 -8.92% -6.46% 12/2008 10921.91573 11259.71354 2009-01-31 2009-02-28 -6.75% -5.64% 01/2009 9947.711157 10532.5545 2009-02-28 2009-03-31 15.78% 14.37% 02/2009 9276.592451 9938.391657 2009-03-31 2009-04-30 18.26% 16.64% 03/2009 10740.54489 11366.60848 2009-04-30 2009-05-31 19.71% 17.09% 04/2009 12702.23876 13258.1281 2009-05-31 2009-06-30 -0.97% -1.35% 05/2009 15205.83701 15523.4896 2009-06-30 2009-07-31 12.10% 11.24% 06/2009 15058.12449 15314.38103 2009-07-31 2009-08-31 0.39% -0.36% 07/2009 16880.37579 17036.45086 2009-08-31 2009-09-30 8.63% 9.08% 08/2009 16945.84589 16975.46077 2009-09-30 2009-10-31 -1.85% 0.12% 09/2009 18407.63348 18516.32588 2009-10-31 2009-11-30 6.12% 4.30% 10/2009 18067.96881 18539.23005 2009-11-30 2009-12-31 4.57% 3.95% 11/2009 19174.6182 19335.59318 2009-12-31 2010-01-31 -5.49% -5.58% 12/2009 20050.0833 20099.17897 2010-01-31 2010-02-28 1.10% 0.35% 01/2010 18950.24329 18978.20639 2010-02-28 2010-03-31 8.62% 8.07% 02/2010 19159.21289 19045.00457 2010-03-31 2010-04-30 0.95% 1.21% 03/2010 20811.52367 20582.55871 2010-04-30 2010-05-31 -9.69% -8.80% 04/2010 21009.62384 20831.91635 2010-05-31 2010-06-30 0.85% -0.74% 05/2010 18973.59429 18999.61284 2010-06-30 2010-07-31 9.03% 8.33% 06/2010 19134.07371 18859.94701 2010-07-31 2010-08-31 -1.33% -1.94% 07/2010 20862.45559 20430.51233 2010-08-31 2010-09-30 11.95% 11.11% 08/2010 20585.47131 20033.7326 2010-09-30 2010-10-31 2.95% 2.90% 09/2010 23044.98243 22260.07096 2010-10-31 2010-11-30 -2.67% -2.64% 10/2010 23724.08577 22906.42594 2010-11-30 2010-12-31 7.35% 7.14% 11/2010 23089.51379 22301.74549 2010-12-31 2011-01-31 -3.16% -2.71% 12/2010 24785.44438 23893.18708 2011-01-31 2011-02-28 -1.72% -0.93% 01/2011 24002.51067 23244.93756 2011-02-28 2011-03-31 5.69% 5.88% 02/2011 23588.67427 23028.17273 2011-03-31 2011-04-30 3.95% 3.10% 03/2011 24930.84636 24382.08568 2011-04-30 2011-05-31 -2.76% -2.62% 04/2011 25915.10588 25138.42318 2011-05-31 2011-06-30 -1.39% -1.54% 05/2011 25199.28078 24479.05999 2011-06-30 2011-07-31 -0.23% -0.44% 06/2011 24848.78742 24102.48142 2011-07-31 2011-08-31 -9.02% -8.94% 07/2011 24792.56844 23995.43241 2011-08-31 2011-09-30 -16.55% -14.58% 08/2011 22555.05319 21851.10033 2011-09-30 2011-10-31 12.70% 13.25% 09/2011 18823.00689 18665.32957 2011-10-31 2011-11-30 -4.27% -6.66% 10/2011 21212.69067 21137.68693 2011-11-30 2011-12-31 -3.14% -1.21% 11/2011 20306.64943 19728.94067 2011-12-31 2012-01-31 11.77% 11.34% 12/2011 19668.44126 19491.15387 2012-01-31 2012-02-29 6.28% 5.99% 01/2012 21984.3888 21701.96904 2012-02-29 2012-03-31 -3.13% -3.34% 02/2012 23364.83044 23001.91138 2012-03-31 2012-04-30 -2.22% -1.20% 03/2012 22634.67949 22234.12317 2012-04-30 2012-05-31 -10.52% -11.21% 04/2012 22132.7007 21968.40315 2012-05-31 2012-06-30 4.48% 3.86% 05/2012 19805.34455 19504.75856 2012-06-30 2012-07-31 0.06% 1.95% 06/2012 20693.31546 20257.55244 2012-07-31 2012-08-31 1.05% -0.33% 07/2012 20704.79898 20652.69952 2012-08-31 2012-09-30 5.70% 6.03% 08/2012 20922.98599 20583.92692 2012-09-30 2012-10-31 -0.68% -0.61% 09/2012 22115.39118 21826.00058 10/31/2012 21965.10362 21693.49798 One Year Five Years From 04/05/2005 -------- ---------- --------------- 3.55% -1.69% 10.95% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 12 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. Equity Market Review 12 Months Ended October 31, 2012 The year ending October 31, 2012, saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 3000(R) Index.................................. 14.75% Russell Microcap(R) Index (micro cap stocks)........... 16.49% Russell 2000(R) Index (small cap stocks)............... 12.08% Russell 1000(R) Index (large cap stocks)............... 14.97% Dow Jones US Select REIT Index......................... 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 2000(R) Value Index (small cap value stocks)... 14.47% Russell 2000(R) Growth Index (small cap growth stocks). 9.70% Russell 1000(R) Value Index (large cap value stocks)... 16.89% Russell 1000(R) Growth Index (large cap growth stocks). 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. 13 Master-Feeder Structure Certain portfolios described below, called "Feeder Funds," do not buy individual securities directly; instead, these portfolios invest in corresponding funds called "Master Funds." Master Funds, in turn, purchase stocks and/or other securities. Enhanced U.S. Large Company Portfolio The Enhanced U.S. Large Company Portfolio seeks to outperform the total return of the S&P 500(R) Index. This strategy combines investment in investment grade, short-term fixed income instruments with an overlay of S&P 500(R) Index futures contracts, swaps, and/or ETFs. For the 12 months ended October 31, 2012, approximately 97% of the equity exposure consisted of S&P 500(R) Index futures contracts. ETFs accounted for the remaining exposure. The behavior of S&P 500(R) Index futures contracts and ETFs linked to the S&P 500(R) Index is determined principally by the performance of the S&P 500(R) Index. For the 12 months ended October 31, 2012, the total return was 15.84% for the Portfolio and 15.21% for the S&P 500(R) Index. Relative to the Index, the Portfolio's outperformance was primarily due to the fixed income component of the Portfolio exceeding the interest rate embedded in the Portfolio's S&P 500(R) futures contracts. The Portfolio's concentration in government agency and corporate fixed income securities with maturities between one and two years had the most significant contribution to the outperformance. As credit spreads narrowed during the period, these securities generated excess return, adding to the positive return of the S&P 500(R) Index. The Portfolio also benefited from increasing exposure to Euro-denominated securities during a year when Euro-denominated sovereign and corporate interest rates decreased. U.S. Large Cap Value Portfolio The U.S. Large Cap Value Portfolio seeks to capture the returns of U.S. large company value stocks by purchasing shares of The U.S. Large Cap Value Series, a Master Fund that invests in such stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Master Fund held approximately 250 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 18.14% for the Portfolio and 16.89% for the Russell 1000(R) Value Index. As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks, particularly in the largest size category, generally outperformed during the period. The Master Fund had significantly greater exposure than the Index to value stocks, which contributed to the relative outperformance. The Master Fund's exclusion of REITs and highly regulated utilities also helped performance as both of these sectors underperformed the overall Index during the period. U.S. Targeted Value Portfolio The U.S. Targeted Value Portfolio seeks to capture the returns of U.S. small- and mid-capitalization value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small and mid-cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 1,500 securities, and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.67% for the Portfolio's Class R1 shares, 14.46% for the Portfolio's Class R2 shares, 14.78% for the Portfolio's Institutional Class shares, and 14.47% for the Russell 2000(R) Value Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure than the Index to deep value stocks in the mid-cap size range 14 was the primary contributor to relative outperformance. Mid-caps generally outperformed small cap stocks over the period. The Portfolio's exclusion of highly regulated utilities also helped performance as this sector underperformed the overall Index. U.S. Small Cap Value Portfolio The U.S. Small Cap Value Portfolio seeks to capture the returns of U.S. small company value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small capitalization and value stocks, and does not attempt to closely track a specific index. As of October 31, 2012, the Portfolio held approximately 1,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 15.60% for the Portfolio and 14.47% for the Russell 2000(R) Value Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure to deep value stocks at both the larger and smaller ends of the eligible market capitalization range helped relative outperformance. The Portfolio's exclusion of highly regulated utilities also helped performance as this sector underperformed the overall Index. U.S. Core Equity 1 Portfolio The U.S. Core Equity 1 Portfolio seeks to capture the returns of the total U.S. market universe with increased exposure to smaller company stocks and value stocks relative to the market. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 3,000 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.29% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio had less exposure than the Index to large cap stocks and greater exposure to small cap stocks, both of which contributed to relative underperformance as large cap stocks outperformed small caps during the period. The Portfolio's exclusion of REITs detracted from relative performance as this sector outperformed the overall Index. U.S. Core Equity 2 Portfolio The U.S. Core Equity 2 Portfolio seeks to capture the returns of the total U.S. market universe with increased exposure to smaller company stocks and value stocks relative to the U.S. Core Equity 1 Portfolio and the market. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 3,100 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.81% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's emphasis on value stocks across all size categories was the primary contributor to relative outperformance. U.S. Vector Equity Portfolio The U.S. Vector Equity Portfolio seeks to capture the returns of a broadly diversified portfolio of U.S. stocks with increased exposure to smaller company stocks and value stocks relative to the market. The investment strategy is process driven, emphasizing broad diversification, and does not attempt to closely track a specific equity 15 index. As of October 31, 2012, the Portfolio held approximately 2,900 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.55% for the Portfolio, 14.75% for the Russell 3000(R) Index, and 13.00% for the Russell 2500(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. Relative to the Russell 3000(R) Index, the Portfolio had less exposure to large cap stocks which was the primary contributor to relative underperformance. Large cap stocks outperformed the other size categories as well as the overall Index during the period. The Portfolio's exclusion of REITs also detracted from relative performance as this sector outperformed the overall Index. Relative to the Russell 2500(R) Index, the Portfolio's emphasis on value stocks across all size categories was the primary contributor to relative outperformance. As of February 28, 2012, the Russell 3000(R) Index has been selected to replace the Russell 2500(R) Index as the appropriate benchmark for the Portfolio because this index better reflects the universe of securities in which the Portfolio invests. U.S. Small Cap Portfolio The U.S. Small Cap Portfolio seeks to capture the returns of U.S. small company stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small capitalization stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 13.61% for the Portfolio and 12.08% for the Russell 2000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure than the Index to the smallest micro cap stocks was a primary contributor to relative outperformance. The Portfolio also had less exposure than the Index to mid-cap stocks which was also beneficial as these stocks underperformed small cap and micro cap stocks. U.S. Micro Cap Portfolio The U.S. Micro Cap Portfolio seeks to capture the returns of very small U.S. company stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to very small company stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,000 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 13.13% for the Portfolio and 12.08% for the Russell 2000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio focuses on micro cap stocks while the Index has exposure to small and mid-cap stocks. The outperformance of micro cap stocks relative to small and mid cap stocks was the primary driver of outperformance relative to the benchmark. DFA Real Estate Securities Portfolio The DFA Real Estate Securities Portfolio is designed to capture the returns of a broadly diversified portfolio of real estate securities (i.e., REITs), but does not attempt to closely track a specific index. As of October 31, 2012, the Portfolio held approximately 115 REITs. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.45% for the Portfolio, 14.09% for the Dow Jones U.S. Select REIT IndexSM, and 15.21% for the S&P 500(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. real estate 16 securities market rather than the behavior of a limited number of securities. The Portfolio has a lower market cap floor than the Dow Jones U.S. Select REIT Index/SM/ and invests in small cap REITs that may not be included in the Index. The Dow Jones U.S. Select REIT Index/SM/ also excludes net lease REITS which are eligible for the Portfolio. Securities held by the Portfolio and excluded by the Index generally outperformed the Dow Jones U.S. Select REIT Index/SM/ over the period, benefiting relative performance. International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return - ----------- MSCI World ex USA Index...................... 4.40% MSCI World ex USA Small Cap Index............ 4.86% MSCI World ex USA Value Index................ 4.74% MSCI World ex USA Growth Index............... 3.99% -------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 Months Ended October 31, 2012 -------------------------------- Local U.S. Ten Largest Foreign Developed Markets by Market Currency Dollar Cap Return Return ----------------------------------------------- -------- ------ United Kingdom.................................... 8.61% 8.41% Japan............................................. -0.86% -3.28% Canada............................................ 3.34% 2.69% France............................................ 10.04% 2.23% Australia......................................... 10.20% 7.71% Switzerland....................................... 17.41% 9.79% Germany........................................... 18.18% 9.79% Spain............................................. -6.40% -13.04% Sweden............................................ 9.26% 6.47% Hong Kong......................................... 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 17 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return - ----------- MSCI Emerging Markets Index............. 2.63% MSCI Emerging Markets Small Cap Index... 3.74% MSCI Emerging Markets Value Index....... 1.36% MSCI Emerging Markets Growth Index...... 3.89% The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 Months Ended October 31, 2012 -------------------------------- Local U.S. Currency Dollar Ten Largest Emerging Markets by Market Cap Return Return ------------------------------------------ -------- ------ China............................................. 7.71% 7.92% South Korea....................................... 1.71% 3.35% Brazil............................................ 4.65% -12.68% Taiwan............................................ -1.78% 0.59% South Africa...................................... 17.70% 6.84% India............................................. 5.24% -4.73% Russia............................................ -1.42% -4.50% Mexico............................................ 16.32% 17.03% Malaysia.......................................... 11.39% 12.19% Indonesia......................................... 12.64% 3.82% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Global REIT Market Review 12 Months Ended October 31, 2012 The publicly traded global REIT market produced positive overall returns during the one-year period ending October 31, 2012. Country-level dispersion of returns was high as there were definite winners and losers. The largest REIT market, the United States, advanced significantly, but not to the extent of non-US REITs. Pacific Rim-based REITs produced some of the strongest returns. Still struggling with a debt crisis now entering its third year, Continental Europe underperformed, although REITs in this region did manage a positive return. Dispersion was prevalent across REIT sub-sectors as well. Residential REITs, which on a global basis are disproportionately US based, was the poorest performing REIT sub-sector. Industrial and retail REITs fared among the best. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- S&P Global ex U.S. REIT Index (net dividends). 20.40% S&P Global REIT Index (net dividends)......... 16.22% -------- Source: Standard and Poor's. Copyright S&P, 2012. All rights reserved. Master-Feeder Structure Certain portfolios described below, called "Feeder Funds," do not buy individual securities directly; instead, these portfolios invest in corresponding funds called a "Master Fund." The Master Funds, in turn, purchase stocks and/or other securities. 18 Large Cap International Portfolio The Large Cap International Portfolio seeks to capture the returns of a broadly diversified basket of international large company stocks. The investment strategy is process driven, emphasizing broad diversification, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 1,400 securities in 23 developed markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 5.89% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international equity markets rather than by the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. International Core Equity Portfolio The International Core Equity Portfolio seeks to capture the returns of a broadly diversified basket of international stocks, with increased exposure to smaller company stocks and those with value characteristics. The investment strategy is process driven, emphasizing broad diversification, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 4,900 securities in 23 developed markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 5.49% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international equity markets rather than by the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. International Small Company Portfolio The International Small Company Portfolio seeks to capture the returns of international small company stocks by purchasing shares of five Master Funds that invest individually in Canada, the United Kingdom, Continental Europe (including Israel and excluding the U.K.), Japan, and the Asia Pacific region ex Japan. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Funds collectively held approximately 4,600 securities in 23 developed market countries. In general, the Portfolio was mostly invested in the Master Funds throughout the year. The combined average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 5.63% for the Portfolio and 4.86% for the MSCI World ex USA Small Cap Index (net dividends). As a result of each Master Fund's diversified investment approach, the Portfolio's performance was determined principally by broad structural trends in international equity markets rather than the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Master Funds (other than the Master Fund for Canadian small cap securities) and the Index. The Master Funds price foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Funds also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 19 Japanese Small Company Portfolio The Japanese Small Company Portfolio seeks to capture the returns of Japanese small company stocks by purchasing shares of The Japanese Small Company Series, a Master Fund that invests in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 1,400 securities. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 0.20% for the Portfolio and -1.01% for the MSCI Japan Small Cap Index (net dividends). As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the Japanese equity market, rather than the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to the Master Fund's holdings of companies with a market capitalization below $500 million. These stocks are generally considered too small to be included in the Index and outperformed other stocks, contributing to the Portfolio's relative performance. The Master Fund's outperformance was also attributable to differences in the valuation timing and methodology between the Master Fund and the Index. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Asia Pacific Small Company Portfolio The Asia Pacific Small Company Portfolio seeks to capture the returns of small company stocks in Australia, Hong Kong, New Zealand, and Singapore, by purchasing shares of The Asia Pacific Small Company Series, a Master Fund that invests in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 1,000 securities across the eligible countries. In general, the Master Fund was mostly invested in equities during the period. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 7.09% for the Portfolio and 4.01% for the MSCI Pacific ex Japan Small Cap Index (net dividends). As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in Asia Pacific equity markets rather than the behavior of a limited number of stocks. In particular, the Index held a number of larger Australian companies at higher weights than the Series and these stocks underperformed, benefitting the Series' relative performance. The Master Fund's outperformance was also attributable to differences in the valuation timing and methodology between the Master Fund and the Index. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. United Kingdom Small Company Portfolio The United Kingdom Small Company Portfolio seeks to capture the returns of U.K. small company stocks by purchasing shares of The United Kingdom Small Company Series, a Master Fund that invests in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 360 securities. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 22.82% for the Portfolio and 20.73% for the MSCI UK Small Cap Index (net dividends). As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the U.K. equity market, rather than the behavior of a limited number of stocks. The Master Fund generally excluded stocks not listed on the London Stock Exchange whereas the Index held a number of stocks listed on other exchanges. The stocks that were excluded by the Master Fund significantly underperformed, contributing to the Master Fund's relative performance. In addition, the 20 Master Fund held a number of stocks that were considered to be too large for the Index. These larger names outperformed, which had a positive impact on relative performance. The Master Fund's outperformance was also attributable to differences in the valuation timing and methodology between the Master Fund and the Index. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Continental Small Company Portfolio The Continental Small Company Portfolio seeks to capture the returns of small company stocks in developed markets of Europe (excluding the U.K.) and Israel, by purchasing shares of The Continental Small Company Series, a Master Fund that invests in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 1,400 securities in 15 developed continental European countries and Israel. Country allocations generally reflect the approximate weights of individual securities within a universe of continental European and Israeli small company stocks constructed by the Advisor. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 1.85% for the Portfolio and 3.75% for the MSCI Europe ex UK Small Cap Index (net dividends). As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the continental European (excluding the U.K.) and Israeli equity markets, rather than the behavior of a limited number of stocks. The Master Fund defines the small cap universe differently than the Index. For the one-year period, this led to differences in country weights as well as holdings within certain countries. In particular, the Master Fund had a lower allocation to Norway, one of the best performing countries, which detracted from relative performance. Differences in the Master Fund's definition of the small cap universe also resulted in the exclusion or lower weighting of larger securities in Norway, Germany and Sweden which also outperformed, and detracted from the Series' relative performance. For the period, differences in the valuation timing and methodology between the Master Fund and the Index contributed positively to the Master Fund's performance. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. DFA International Real Estate Securities Portfolio The DFA International Real Estate Securities Portfolio is designed to capture the returns of a broadly diversified portfolio of real estate securities in international markets but does not attempt to track a specific index. As of October 31, 2012, the Portfolio held approximately 200 securities in 20 developed and emerging market countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 22.34% for the Portfolio and 20.40% for the S&P Global ex US REIT Index (net dividends). As a result of the Portfolio's diversified approach, performance was determined principally by structural trends in international real estate securities markets rather than the behavior of a limited number of stocks. Withholding tax rate differences between the Portfolio and the Index contributed to the Portfolio's relative outperformance. Differences in the valuation timing and methodology between the Portfolio and the Index also benefited relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 21 DFA Global Real Estate Securities Portfolio The DFA Global Real Estate Securities Portfolio, a fund of funds, is designed to capture the returns of a broadly diversified portfolio of real estate securities in U.S. and international markets, but does not attempt to track a specific index. As of October 31, 2012, the Portfolio invested in the DFA International Real Estate Securities Portfolio and the DFA Real Estate Securities Portfolio (the "Underlying Funds"). As of October 31, 2012, the Underlying Funds held approximately 320 securities in 21 developed and emerging markets countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 17.33% for the Portfolio and 16.22% for the S&P Global REIT Index (net dividends). As a result of the Portfolio's diversified approach, performance was principally determined by structural trends in global real estate securities markets rather than the behavior of a limited number of stocks. Withholding tax rate differences between the Portfolio and the Index contributed to the Portfolio's relative outperformance. Differences in the valuation timing and methodology between one of the Underlying Funds-The DFA International Real Estate Securities Portfolio and the Index also benefited relative performance. The DFA International Real Estate Securities Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The DFA International Real Estate Securities Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. DFA International Small Cap Value Portfolio The DFA International Small Cap Value Portfolio seeks to capture the returns of international small company value stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,100 securities in 23 developed market countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 6.92% for the Portfolio and 4.86% for the MSCI World ex USA Small Cap Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in international equity markets rather than the behavior of a limited number of stocks. The primary reason for the Portfolio's relative outperformance against the Index was that the Portfolio held a number of larger U.K. value stocks that were not present in the Index's holdings of U.K. securities. These U.K. issuers significantly outperformed, contributing to the Portfolio's relative outperformance. To a lesser extent, the Portfolio's outperformance was also attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. International Vector Equity Portfolio The International Vector Equity Portfolio seeks to capture the returns of a broadly diversified basket of international stocks, with increased exposure to smaller company stocks and those with value characteristics than the International Core Equity Portfolio. The investment strategy is process driven, emphasizing broad diversification, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 4,000 securities in 23 developed markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 4.90% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international equity markets rather than by the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange 22 rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. World ex U.S. Value Portfolio The World ex U.S. Value Portfolio seeks to capture the returns of value stocks across all market capitalizations in international developed and emerging markets by purchasing shares of three funds managed by Dimensional: The DFA International Value Series, DFA International Small Cap Value Portfolio, and Dimensional Emerging Markets Value Fund (the "Underlying Funds"). Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Underlying Funds collectively held approximately 4,800 securities. In general, the Portfolio was mostly invested in equities. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 2.70% for the Portfolio and 3.98% for the MSCI All Country World ex USA Index (net dividends). As a result of the Underlying Funds' diversified investment approach, performance was determined principally by broad structural trends in the international and emerging equity markets rather than the behavior of a limited number of stocks. The Portfolio focuses on value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. Although small-cap value stocks in developed markets performed relatively well, value stocks in both developed and emerging markets, as measured by high book-to-market ratios, generally underperformed during the period. The Portfolio had significantly greater exposure than the Index to value stocks, which was the primary reason for the Portfolio's relative underperformance. For the period, differences in the valuation timing and methodology between the Underlying Funds and the Index contributed positively to the Portfolio's relative performance. The Underlying Funds price foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Underlying Funds also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Selectively Hedged Global Equity Portfolio The Selectively Hedged Global Equity Portfolio seeks long-term capital appreciation by investing in a combination of mutual funds managed by Dimensional. As of the date of this report, the mutual funds invested in by the Portfolio include the U.S. Core Equity 2 Portfolio, International Core Equity Portfolio, and Emerging Markets Core Equity Portfolio (the "Underlying Funds"). The Portfolio hedges foreign currency exposure on a selective basis to capture positive forward currency premiums. The investment strategy is process driven, emphasizing broad diversification and consistent exposure in each Underlying Fund to stocks with desired asset class characteristics. As of October 31, 2012, the Underlying Funds held more than 11,000 equity securities in 44 countries. From the Portfolio's inception on November 14, 2011, through October 31, 2012, total returns were 11.11% for the Portfolio and 10.48% for the MSCI All Country World Index (net dividends). As a result of the Underlying Funds' diversified investment approach, performance was determined principally by broad structural trends in global equity markets rather than the behavior of a limited group of stocks in a particular industry or country. Differences in the valuation timing and methodology between the international Underlying Funds and the Index contributed significantly to relative outperformance. The international Underlying Funds price foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The international Underlying Funds also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The Portfolio's relative outperformance, as compared to the Index, was also attributable to its currency hedging with respect to the euro, Swiss franc, and Japanese yen. Emerging Markets Portfolio The Emerging Markets Portfolio seeks to capture the returns of large cap stocks in selected emerging markets countries by purchasing shares of The Emerging Markets Series, a Master Fund that invests in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large 23 cap emerging markets stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 970 securities across 20 emerging markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. The Master Fund's country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 4.08% for the Portfolio and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Master Fund's diversified approach, performance was generally determined by structural trends in emerging markets rather than the behavior of a limited number of stocks. Differences in the valuation timing and methodology between the Master Fund and the Index were the primary reason for the Portfolio's outperformance relative to the Index. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Emerging Markets Small Cap Portfolio The Emerging Markets Small Cap Portfolio seeks to capture the returns of small company stocks in selected emerging markets by purchasing shares of the Emerging Markets Small Cap Series, a Master Fund that invests in such securities. The Master Fund's investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks in selected emerging markets, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 2,900 securities across 16 emerging markets. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. The Master Fund's country weights were capped at 15% of assets associated with any one country upon purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 6.71% for the Portfolio and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Master Fund's diversified approach, performance was principally determined by structural trends in emerging markets rather than the behavior of a limited number of stocks. The Master Fund focuses on small cap stocks while the Index primarily holds mid-cap and large cap stocks. Emerging markets small cap stocks outperformed larger companies over the period. The Master Fund's significantly greater exposure than the Index to small cap stocks contributed to the relative outperformance. In addition, differences in country weights between the Master Fund and the Index also contributed to the Master Fund's relative outperformance. To a lesser extent, differences in the valuation timing and methodology between the Master Fund and the Index also contributed to outperformance. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Emerging Markets Value Portfolio The Emerging Markets Value Portfolio seeks to capture the returns of value stocks of any market capitalization size in selected emerging markets by purchasing shares of the Dimensional Emerging Markets Value Fund, a Master Fund that invests in such securities. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to emerging markets value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 2,200 securities across 18 emerging markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. The Master Fund's country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 0.43% for the Portfolio's Class R2 shares, 0.70% for the Portfolio's Institutional Class shares, and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Master Fund's diversified investment approach, performance was generally determined 24 by broad structural trends in emerging markets rather than the behavior of a limited number of stocks. The Master Fund focuses on value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. Value stocks in emerging markets significantly underperformed during the period. The Master Fund had significantly greater exposure than the Index to value stocks, which was the primary contributor to relative underperformance. In particular, the Master Fund had lower exposure than the Index to large cap growth stocks in the Information Technology sector, which significantly outperformed and detracted from the Portfolio's relative performance. Differences in the valuation timing and methodology between the Master Fund and the Index contributed positively to performance of the Master Fund. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Emerging Markets Core Equity Portfolio The Emerging Markets Core Equity Portfolio seeks to capture the returns of a broad universe of stocks in selected emerging markets with increased exposure to smaller company stocks and those stocks with value characteristics, as measured by book-to-market. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to selected emerging markets countries, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 3,600 securities across 20 emerging markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. The Portfolio's country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 3.55% for the Portfolio and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Portfolio's diversified approach, performance was generally determined by structural trends in emerging markets rather than the behavior of a limited number of stocks. The Portfolio invests in stocks across all size categories while the Index primarily holds large cap and mid-cap stocks. Emerging markets small cap stocks outperformed large caps during the period. The Portfolio's greater exposure to small cap stocks contributed to the Portfolio's relative outperformance. This was partially offset by the Portfolio's greater exposure to value stocks, which underperformed. Differences in the valuation timing and methodology between the Portfolio and the Index also had a positive impact on relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 25 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets.This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund.You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- Enhanced U.S. Large Company Portfolio ------------------------------------- Actual Fund Return Institutional Class Shares......... $1,000.00 $1,026.04 0.24% $1.22 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,023.93 0.24% $1.22 26 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- U.S. Large Cap Value Portfolio** -------------------------------- Actual Fund Return Institutional Class Shares......... $1,000.00 $1,067.74 0.27% $1.40 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,023.78 0.27% $1.37 U.S. Targeted Value Portfolio ----------------------------- Actual Fund Return Class R1 Shares.................... $1,000.00 $1,027.73 0.48% $2.45 Class R2 Shares.................... $1,000.00 $1,026.88 0.63% $3.21 Institutional Class Shares......... $1,000.00 $1,028.21 0.37% $1.89 Hypothetical 5% Annual Return Class R1 Shares.................... $1,000.00 $1,022.72 0.48% $2.44 Class R2 Shares.................... $1,000.00 $1,021.97 0.63% $3.20 Institutional Class Shares......... $1,000.00 $1,023.28 0.37% $1.88 U.S. Small Cap Value Portfolio ------------------------------ Actual Fund Return Institutional Class Shares......... $1,000.00 $1,032.78 0.52% $2.66 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,022.52 0.52% $2.64 U.S. Core Equity 1 Portfolio ---------------------------- Actual Fund Return Institutional Class Shares......... $1,000.00 $1,018.16 0.19% $0.96 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,024.18 0.19% $0.97 U.S. Core Equity 2 Portfolio ---------------------------- Actual Fund Return Institutional Class Shares......... $1,000.00 $1,024.98 0.22% $1.12 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,024.03 0.22% $1.12 U.S. Vector Equity Portfolio ---------------------------- Actual Fund Return Institutional Class Shares......... $1,000.00 $1,024.30 0.32% $1.63 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,023.53 0.32% $1.63 U.S. Small Cap Portfolio ------------------------ Actual Fund Return Institutional Class Shares......... $1,000.00 $1,020.40 0.37% $1.88 Hypothetical 5% Annual Return Institutional Class Shares......... $1,000.00 $1,023.28 0.37% $1.88 27 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- U.S. Micro Cap Portfolio ------------------------ Actual Fund Return Institutional Class Shares............ $1,000.00 $1,019.78 0.52% $2.64 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,022.52 0.52% $2.64 DFA Real Estate Securities Portfolio ------------------------------------ Actual Fund Return Institutional Class Shares............ $1,000.00 $ 999.60 0.18% $0.90 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,024.23 0.18% $0.92 Large Cap International Portfolio --------------------------------- Actual Fund Return Institutional Class Shares............ $1,000.00 $1,021.38 0.30% $1.52 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,023.63 0.30% $1.53 International Core Equity Portfolio ----------------------------------- Actual Fund Return Institutional Class Shares............ $1,000.00 $1,011.60 0.40% $2.02 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,023.13 0.40% $2.03 International Small Company Portfolio*** ---------------------------------------- Actual Fund Return Institutional Class Shares............ $1,000.00 $ 993.37 0.56% $2.81 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,022.32 0.56% $2.85 Japanese Small Company Portfolio** ---------------------------------- Actual Fund Return Institutional Class Shares............ $1,000.00 $ 925.09 0.58% $2.81 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,022.22 0.58% $2.95 Asia Pacific Small Company Portfolio** -------------------------------------- Actual Fund Return Institutional Class Shares............ $1,000.00 $1,004.40 0.58% $2.92 Hypothetical 5% Annual Return Institutional Class Shares............ $1,000.00 $1,022.22 0.58% $2.95 28 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- United Kingdom Small Company Portfolio** ---------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,070.69 0.60% $3.12 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,022.12 0.60% $3.05 Continental Small Company Portfolio** ------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $ 997.27 0.57% $2.86 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,022.27 0.57% $2.90 DFA International Real Estate Securities Portfolio -------------------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,134.00 0.41% $2.20 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,023.08 0.41% $2.08 DFA Global Real Estate Securities Portfolio*** ---------------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,049.49 0.32% $1.65 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,023.53 0.32% $1.63 DFA International Small Cap Value Portfolio ------------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,000.27 0.71% $3.57 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,021.57 0.71% $3.61 International Vector Equity Portfolio ------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,002.15 0.54% $2.72 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,022.42 0.54% $2.75 World ex U.S. Value Portfolio*** -------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,009.74 0.60% $3.03 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,022.12 0.60% $3.05 Selectively Hedged Global Equity Portfolio*** --------------------------------------------- Actual Fund Return Institutional Class Shares...................... $1,000.00 $1,015.76 0.40% $2.03 Hypothetical 5% Annual Return Institutional Class Shares...................... $1,000.00 $1,023.13 0.40% $2.03 29 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- Emerging Markets Portfolio** ---------------------------- Actual Fund Return Institutional Class Shares.......... $1,000.00 $ 996.33 0.62% $3.11 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,022.02 0.62% $3.15 Emerging Markets Small Cap Portfolio** -------------------------------------- Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,007.35 0.85% $4.29 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,020.86 0.85% $4.32 Emerging Markets Value Portfolio** ---------------------------------- Actual Fund Return Class R2 Shares..................... $1,000.00 $ 982.24 0.87% $4.33 Institutional Class Shares.......... $1,000.00 $ 983.89 0.62% $3.09 Hypothetical 5% Annual Return Class R2 Shares..................... $1,000.00 $1,020.76 0.87% $4.42 Institutional Class Shares.......... $1,000.00 $1,022.02 0.62% $3.15 Emerging Markets Core Equity Portfolio -------------------------------------- Actual Fund Return Institutional Class Shares.......... $1,000.00 $ 992.43 0.69% $3.46 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,021.67 0.69% $3.51 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. ** The Portfolio is a Feeder Fund. The expenses shown reflect the direct expenses of the Feeder Fund and the indirect payment of the Feeder Fund's portion of the expenses of its Master Fund (Affiliated Investment Company). *** The Portfolio is a Fund of Funds. The expenses shown reflect the direct expenses of the Fund of Funds and the indirect payment of the Fund of Funds' portion of the expenses of its Master Funds (Affiliated Investment Companies). 30 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. The categories of industry classification for the Affiliated Investment Companies are represented in the Disclosure of Portfolio Holdings, which are included elsewhere within the report. Refer to the Schedule of Investments/Summary Schedule of Portfolio Holdings for each of the underlying Master Funds' holdings which reflect the investments by category or country. FEEDER FUNDS Affiliated Investment Companies ------------------------------- U.S. Large Cap Value Portfolio.............. 100.0% Japanese Small Company Portfolio............ 100.0% Asia Pacific Small Company Portfolio........ 100.0% United Kingdom Small Company Portfolio...... 100.0% Continental Small Company Portfolio......... 100.0% Emerging Markets Portfolio.................. 100.0% Emerging Markets Small Cap Portfolio........ 100.0% Emerging Markets Value Portfolio............ 100.0% FUND OF FUNDS International Small Company Portfolio....... 100.0% DFA Global Real Estate Securities Portfolio. 100.0% World ex U.S. Value Portfolio............... 100.0% Selectively Hedged Global Equity Portfolio.. 100.0% 31 DISCLOSURE OF PORTFOLIO HOLDINGS CONTINUED FIXED INCOME PORTFOLIO Enhanced U.S. Large Company Portfolio Corporate.......................... 25.3% Government......................... 7.6% Foreign Corporate.................. 28.0% Foreign Government................. 32.9% Supranational...................... 6.20% ----- 100.0% DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS U.S. Targeted Value Portfolio Consumer Discretionary............. 16.3% Consumer Staples................... 4.7% Energy............................. 8.2% Financials......................... 25.7% Health Care........................ 6.8% Industrials........................ 15.1% Information Technology............. 12.6% Materials.......................... 8.3% Other.............................. -- Telecommunication Services......... 1.3% Utilities.......................... 1.0% ----- 100.0% U.S. Small Cap Value Portfolio Consumer Discretionary............. 18.4% Consumer Staples................... 4.5% Energy............................. 8.8% Financials......................... 25.5% Health Care........................ 4.3% Industrials........................ 17.2% Information Technology............. 12.5% Materials.......................... 8.4% Other.............................. -- Telecommunication Services......... 0.3% Utilities.......................... 0.1% ----- 100.0% U.S. Core Equity 1 Portfolio Consumer Discretionary............. 13.9% Consumer Staples................... 8.1% Energy............................. 10.1% Financials......................... 16.5% Health Care........................ 11.1% Industrials........................ 12.9% Information Technology............. 16.2% Materials.......................... 5.0% Other.............................. -- Telecommunication Services......... 2.7% Utilities.......................... 3.5% ----- 100.0% U.S. Core Equity 2 Portfolio Consumer Discretionary............. 14.4% Consumer Staples................... 6.6% Energy............................. 11.1% Financials......................... 19.6% Health Care........................ 10.8% Industrials........................ 13.8% Information Technology............. 12.8% Materials.......................... 5.2% Other.............................. -- Telecommunication Services......... 3.3% Utilities.......................... 2.4% ----- 100.0% U.S. Vector Equity Portfolio Consumer Discretionary............. 15.9% Consumer Staples................... 5.5% Energy............................. 9.9% Financials......................... 24.1% Health Care........................ 8.7% Industrials........................ 14.3% Information Technology............. 11.6% Materials.......................... 6.2% Other.............................. -- Telecommunication Services......... 2.4% Utilities.......................... 1.4% ----- 100.0% U.S. Small Cap Portfolio Consumer Discretionary............. 18.6% Consumer Staples................... 4.5% Energy............................. 4.6% Financials......................... 16.3% Health Care........................ 10.2% Industrials........................ 18.4% Information Technology............. 17.7% Materials.......................... 5.7% Other.............................. -- Telecommunication Services......... 0.5% Utilities.......................... 3.5% ----- 100.0% U.S. Micro Cap Portfolio Consumer Discretionary............. 17.8% Consumer Staples................... 4.6% Energy............................. 4.5% Financials......................... 17.8% Health Care........................ 11.5% Industrials........................ 17.0% Information Technology............. 17.4% Materials.......................... 6.2% Other.............................. -- Telecommunication Services......... 1.2% Utilities.......................... 2.0% ----- 100.0% DFA Real Estate Securities Portfolio Real Estate Investment Trusts...... 100.0% ----- 100.0% Large Cap International Portfolio Consumer Discretionary............. 9.8% Consumer Staples................... 10.9% Energy............................. 10.8% Financials......................... 24.1% Health Care........................ 9.0% Industrials........................ 11.9% Information Technology............. 4.1% Materials.......................... 11.1% Real Estate Investment Trusts...... -- Telecommunication Services......... 4.9% Utilities.......................... 3.4% ----- 100.0% 32 DISCLOSURE OF PORTFOLIO HOLDINGS CONTINUED International Core Equity Portfolio Consumer Discretionary..... 12.6% Consumer Staples........... 7.2% Energy..................... 10.0% Financials................. 25.3% Health Care................ 5.1% Industrials................ 16.4% Information Technology..... 5.0% Materials.................. 12.1% Other...................... -- Telecommunication Services. 3.3% Utilities.................. 3.0% ----- 100.0% DFA International Real Estate Securities Portfolio Consumer Discretionary........ 0.2% Financials.................... 0.2% Health Care................... 0.2% Real Estate Investment Trusts. 99.4% ----- 100.0% DFA International Small Cap Value Portfolio Consumer Discretionary..... 19.6% Consumer Staples........... 4.5% Energy..................... 5.7% Financials................. 20.6% Health Care................ 2.2% Industrials................ 25.1% Information Technology..... 4.9% Materials.................. 16.7% Other...................... -- Telecommunication Services. 0.3% Utilities.................. 0.4% ----- 100.0% International Vector Equity Portfolio Consumer Discretionary..... 14.5% Consumer Staples........... 6.3% Energy..................... 8.6% Financials................. 25.0% Health Care................ 4.3% Industrials................ 17.9% Information Technology..... 5.8% Materials.................. 13.1% Telecommunication Services. 2.6% Utilities.................. 1.9% ----- 100.0% Emerging Markets Core Equity Portfolio Consumer Discretionary........ 10.3% Consumer Staples.............. 8.3% Energy........................ 9.8% Financials.................... 24.6% Health Care................... 2.3% Industrials................... 10.9% Information Technology........ 11.5% Materials..................... 13.6% Real Estate Investment Trusts. -- Telecommunication Services.... 5.0% Utilities..................... 3.7% ----- 100.0% 33 ENHANCED U.S. LARGE COMPANY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount^ Value+ ------- ----------- (000) BONDS -- (87.6%) AUSTRALIA -- (2.8%) BHP Billiton Finance USA, Ltd. (u) 4.800%, 04/15/13...................................... 600 $ 611,920 Westpac Banking Corp. (e) 6.500%, 06/24/13...................................... 3,500 4,712,942 ----------- TOTAL AUSTRALIA........................................... 5,324,862 ----------- AUSTRIA -- (5.0%) KA Finanz AG 2.250%, 03/24/14 4,300 5,714,421 Republic of Austria (u) 5.000%, 05/19/14...................................... 3,500 3,737,020 ----------- TOTAL AUSTRIA............................................. 9,451,441 ----------- CANADA -- (9.9%) British Columbia, Province of Canada 5.500%, 04/24/13 2,000 2,042,253 Canadian Imperial Bank of Commerce (u) 1.450%, 09/13/13...................................... 600 605,757 Canadian National Railway Co. (u) 4.400%, 03/15/13...................................... 600 608,845 Canadian Natural Resources, Ltd. (u) 5.150%, 02/01/13...................................... 600 606,725 Enbridge, Inc. (u) 5.800%, 06/15/14...................................... 1,100 1,187,024 Encana Corp. (u) 4.750%, 10/15/13...................................... 800 829,381 Husky Energy, Inc. (u) 5.900%, 06/15/14...................................... 1,000 1,079,701 Ontario, Province of Canada 5.500%, 04/17/13...................................... 4,000 4,080,300 (u) 4.100%, 06/16/14...................................... 1,000 1,059,480 Thomson Reuters Corp. (u) 5.700%, 10/01/14...................................... 800 873,418 Toronto-Dominion Bank (The) (u) 1.375%, 07/14/14...................................... 5,000 5,074,870 TransCanada PipeLines, Ltd. (u) 4.000%, 06/15/13...................................... 685 700,760 ----------- TOTAL CANADA.............................................. 18,748,514 ----------- DENMARK -- (2.1%) Kommunekredit A.S. (u) 1.250%, 09/03/13...................................... 4,000 4,030,200 ----------- Face Amount^ Value+ ------- ----------- (000) FINLAND -- (0.3%) Nordea Bank Finland P.L.C. Floating Rate Note (r)(u)0.919%, 02/07/13.................................... 500 $ 500,490 ----------- FRANCE -- (9.5%) Caisse d'Amortissement de la Dette Sociale (u) 1.625%, 03/17/14...................................... 5,000 5,076,700 Reseau Ferre de France 4.625%, 03/17/14...................................... 3,000 4,106,417 Societe Financement del'Economie Francaise SA 3.250%, 01/16/14...................................... 3,500 4,699,469 Total Capital SA (g) 5.500%, 01/29/13...................................... 2,500 4,076,653 ----------- TOTAL FRANCE.............................................. 17,959,239 ----------- GERMANY -- (9.0%) Deutsche Bank AG (u) 2.375%, 01/11/13...................................... 600 602,063 Kreditanstalt fur Wiederaufbau (u) 4.000%, 10/15/13...................................... 3,000 3,104,040 Landeskreditbank Baden-Wuerttemberg Foerderbank 3.250%, 01/29/14...................................... 3,000 4,036,103 Landwirtschaftliche Rentenbank (u) 4.125%, 07/15/13...................................... 4,000 4,104,920 NRW.Bank (u) 1.375%, 08/26/13...................................... 5,000 5,028,500 ----------- TOTAL GERMANY............................................. 16,875,626 ----------- NETHERLANDS -- (9.7%) Bank Nederlandse Gemeenten NV 3.750%, 03/14/14...................................... 3,000 4,071,480 Diageo Finance BV (u) 5.500%, 04/01/13...................................... 600 612,566 Koninklijke Philips Electronics NV (u) 7.250%, 08/15/13...................................... 1,000 1,049,837 Nederlandse Waterschapsbank NV (u) 1.375%, 05/16/14...................................... 3,000 3,037,260 Rabobank Nederland NV (u) 2.500%, 12/12/13...................................... 2,000 2,039,200 34 Enhanced U.S. Large Company Portfolio CONTINUED Face Amount^ Value+ ------- ----------- (000) NETHERLANDS -- (Continued) 4.375%, 01/22/14....................................... 2,000 $ 2,714,268 SNS Bank NV 3.500%, 03/10/14....................................... 3,500 4,730,194 ----------- TOTAL NETHERLANDS......................................... 18,254,805 ----------- SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (6.2%) Eurofima (c) 4.875%, 12/04/12...................................... 2,500 2,510,180 (u) 4.250%, 02/04/14...................................... 2,500 2,615,400 European Financial Stability Facility (e) 1.000%, 03/12/14...................................... 1,000 1,309,475 European Investment Bank (u) 3.125%, 06/04/14...................................... 5,000 5,210,500 ----------- TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS 11,645,555 ----------- SWEDEN -- (4.7%) Nordea Bank AB (e) 4.500%, 05/12/14...................................... 3,000 4,115,889 Svenska Handelsbanken AB (e) 4.875%, 03/25/14...................................... 3,500 4,807,111 ----------- TOTAL SWEDEN.............................................. 8,923,000 ----------- SWITZERLAND -- (0.3%) Credit Suisse New York AG (u) 5.000%, 05/15/13...................................... 600 614,423 ----------- UNITED KINGDOM -- (1.7%) Barclays Bank P.L.C. (u) 5.200%, 07/10/14...................................... 300 320,759 BP Capital Markets P.L.C. (u) 5.250%, 11/07/13...................................... 1,750 1,834,655 Vodafone Group P.L.C. (u) 5.000%, 12/16/13...................................... 1,000 1,050,091 ----------- TOTAL UNITED KINGDOM...................................... 3,205,505 ----------- UNITED STATES -- (26.4%) Allstate Corp. (The) 7.500%, 06/15/13....................................... $ 489 509,999 American Express Credit Corp. 7.300%, 08/20/13....................................... 500 526,881 Anheuser-Busch Cos., Inc. 4.375%, 01/15/13....................................... 700 704,560 Face Amount Value+ ------- ----------- (000) UNITED STATES -- (Continued) Apache Corp. 5.250%, 04/15/13....................................... $ 700 $ 714,979 Assurant, Inc. 5.625%, 02/15/14....................................... 1,000 1,039,081 Avery Dennison Corp. 4.875%, 01/15/13....................................... 600 605,079 Bank of America Corp. 7.375%, 05/15/14....................................... 1,000 1,092,637 BB&T Corp. 3.375%, 09/25/13....................................... 600 615,264 BlackRock, Inc. 2.250%, 12/10/12....................................... 600 601,075 Bristol-Myers Squibb Co. 5.250%, 08/15/13....................................... 345 358,344 Burlington Northern Santa Fe LLC 4.300%, 07/01/13....................................... 600 615,069 Campbell Soup Co. 4.875%, 10/01/13....................................... 251 260,966 Caterpillar Financial Services Corp. 2.000%, 04/05/13....................................... 650 654,612 CenterPoint Energy Resources Corp. 7.875%, 04/01/13....................................... 600 616,874 Cisco Systems, Inc. 1.625%, 03/14/14....................................... 1,000 1,016,508 Coca-Cola Enterprises, Inc. 1.125%, 11/12/13....................................... 1,921 1,929,767 Comcast Cable Communications Holdings, Inc. 8.375%, 03/15/13....................................... 600 617,165 Consolidated Edison Co. of New York, Inc. 3.850%, 06/15/13....................................... 250 255,277 Daimler Finance North America LLC 6.500%, 11/15/13....................................... 1,500 1,589,066 Dell, Inc. 1.400%, 09/10/13....................................... 600 604,380 Dominion Resources, Inc. 5.000%, 03/15/13....................................... 600 609,840 Duke Energy Corp. 3.950%, 09/15/14....................................... 1,600 1,693,368 Enterprise Products Operating LLC 9.750%, 01/31/14....................................... 1,000 1,108,983 Express Scripts Holding Co. 6.250%, 06/15/14....................................... 1,500 1,629,700 35 Enhanced U.S. Large Company Portfolio CONTINUED Face Amount Value+ ---------- ------------ (000) UNITED STATES -- (Continued) Fifth Third Bancorp 6.250%, 05/01/13.................................... $ 600 $ 616,747 General Electric Capital Corp. 1.875%, 09/16/13.................................... 1,500 1,519,674 2.100%, 01/07/14.................................... 3,500 3,563,497 Georgia Power Co. 1.300%, 09/15/13.................................... 700 705,591 Goldman Sachs Group, Inc. (The) 5.450%, 11/01/12.................................... 1,360 1,360,000 Hartford Financial Services Group, Inc. 4.750%, 03/01/14.................................... 1,580 1,647,902 Hewlett-Packard Co. 4.500%, 03/01/13.................................... 600 606,523 1.250%, 09/13/13.................................... 500 500,189 Historic TW, Inc. 9.125%, 01/15/13.................................... 600 609,689 HSBC Finance Corp. 6.375%, 11/27/12.................................... 600 602,174 John Deere Capital Corp. 4.500%, 04/03/13.................................... 700 712,121 JPMorgan Chase & Co. 2.050%, 01/24/14.................................... 1,000 1,017,470 Kimberly-Clark Corp. 5.000%, 08/15/13.................................... 600 622,312 Kroger Co. (The) 5.500%, 02/01/13.................................... 600 606,935 MetLife, Inc. 5.375%, 12/15/12.................................... 1,000 1,005,474 5.000%, 11/24/13.................................... 350 366,694 Nisource Finance Corp. 6.150%, 03/01/13.................................... 273 277,575 PACCAR Financial Corp. 2.050%, 06/17/13.................................... 600 606,548 Philip Morris International, Inc. 4.875%, 05/16/13.................................... 600 613,841 Praxair, Inc. 2.125%, 06/14/13.................................... 815 822,937 Principal Financial Group, Inc. 7.875%, 05/15/14.................................... 1,500 1,658,754 Prudential Financial, Inc. 5.150%, 01/15/13.................................... 600 605,562 Reynolds American, Inc. 7.250%, 06/01/13.................................... 600 622,630 Spectra Energy Capital LLC 5.500%, 03/01/14.................................... 1,500 1,581,377 St. Jude Medical, Inc. 2.200%, 09/15/13.................................... 1,800 1,823,054 Face Amount Value+ ---------- ------------ (000) UNITED STATES -- (Continued) SunTrust Banks, Inc. 5.250%, 11/05/12.................................... $ 500 $ 500,000 TD Ameritrade Holding Corp. 2.950%, 12/01/12.................................... 700 701,342 Travelers Property Casualty Corp. 5.000%, 03/15/13.................................... 700 711,375 Union Bank NA 2.125%, 12/16/13.................................... 1,050 1,070,104 UnitedHealth Group, Inc. 4.875%, 04/01/13.................................... 600 610,383 Wachovia Corp. 5.500%, 05/01/13.................................... 1,000 1,024,648 Wells Fargo Bank & Co. 4.375%, 01/31/13.................................... 500 504,843 ------------ TOTAL UNITED STATES.................................... 49,767,439 ------------ TOTAL BONDS............................................ 165,301,099 ------------ AGENCY OBLIGATIONS -- (8.0%) Federal Home Loan Mortgage Corporation Discount Note ^^1.000%, 12/31/12..................................... 5,000 4,999,250 Federal National Mortgage Association 0.750%, 12/18/13.................................... 5,500 5,533,462 Federal National Mortgage Association Discount Note ^^1.000%, 12/26/12..................................... 4,600 4,599,437 ------------ TOTAL AGENCY OBLIGATIONS............................... 15,132,149 ------------ Shares ---------- EXCHANGE-TRADED FUND -- (3.3%) UNITED STATES -- (3.3%) SPDR Trust Series I................................. 44,100 6,226,038 ------------ TEMPORARY CASH INVESTMENTS -- (1.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.............................. 1,964,613 1,964,613 ------------ TOTAL INVESTMENTS --(100.0%) (Cost $186,485,930).................................. $188,623,899 ============ 36 Enhanced U.S. Large Company Portfolio CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------- Level 1 Level 2 Level 3 Total ----------- ------------ ------- ------------ Bonds......................... -- $165,301,099 -- $165,301,099 Agency Obligations............ -- 15,132,149 -- 15,132,149 Exchange-Traded Fund.......... $ 6,226,038 -- -- 6,226,038 Temporary Cash Investments.... 1,964,613 -- -- 1,964,613 Forward Currency Contracts**.. -- (1,181,307) -- (1,181,307) Futures Contracts**........... 2,825,538 -- -- 2,825,538 ----------- ------------ -- ------------ TOTAL......................... $11,016,189 $179,251,941 -- $190,268,130 =========== ============ == ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 37 U.S. LARGE CAP VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Value+ -------------- AFFILIATED INVESTMENT COMPANY -- (100.0%)...................... Investment in The U.S. Large Cap Value Series of............... The DFA Investment Trust Company............................ $8,335,906,814 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $6,139,973,441) $8,335,906,814 ============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 38 U.S. TARGETED VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (88.1%) Consumer Discretionary -- (14.4%) *Cabela's, Inc....................... 326,469 $ 14,629,076 0.5% Dillard's, Inc. Class A............. 230,083 17,716,391 0.6% #GameStop Corp. Class A.............. 635,798 14,515,268 0.5% #Lennar Corp. Class A................ 638,026 23,906,834 0.8% *Mohawk Industries, Inc.............. 298,339 24,902,356 0.8% *Toll Brothers, Inc.................. 358,683 11,840,126 0.4% Other Securities.................... 389,593,136 12.7% ------------ ---- Total Consumer Discretionary............ 497,103,187 16.3% ------------ ---- Consumer Staples -- (4.1%) *Constellation Brands, Inc. Class A.. 373,609 13,203,342 0.4% *Hain Celestial Group, Inc. (The).... 217,855 12,592,019 0.4% *Ralcorp Holdings, Inc............... 153,458 11,078,133 0.4% #*Smithfield Foods, Inc............... 767,800 15,716,866 0.5% Other Securities.................... 89,905,302 3.0% ------------ ---- Total Consumer Staples.................. 142,495,662 4.7% ------------ ---- Energy -- (7.2%) *Rowan Cos. P.L.C. Class A........... 630,839 20,003,905 0.7% Tesoro Corp......................... 728,585 27,474,940 0.9% Tidewater, Inc...................... 256,438 12,183,369 0.4% #Western Refining, Inc............... 423,850 10,541,150 0.3% Other Securities.................... 178,509,585 5.8% ------------ ---- Total Energy............................ 248,712,949 8.1% ------------ ---- Financials -- (22.7%) Allied World Assurance Co. Holdings AG....................... 192,146 15,429,324 0.5% Alterra Capital Holdings, Ltd....... 443,922 10,845,014 0.3% *American Capital, Ltd............... 1,347,022 15,881,389 0.5% #American Financial Group, Inc....... 465,600 18,065,280 0.6% Aspen Insurance Holdings, Ltd....... 342,379 11,075,961 0.4% #Assurant, Inc....................... 429,284 16,231,228 0.5% Axis Capital Holdings, Ltd.......... 593,046 21,480,126 0.7% CNO Financial Group, Inc............ 1,174,038 11,247,284 0.4% Everest Re Group, Ltd............... 155,023 17,215,304 0.6% #Legg Mason, Inc..................... 686,279 17,486,389 0.6% NASDAQ OMX Group, Inc. (The)........ 858,799 20,448,004 0.7% Old Republic International Corp..... 1,125,422 11,119,169 0.4% PartnerRe, Ltd...................... 301,355 24,409,755 0.8% People's United Financial, Inc...... 1,422,378 17,111,207 0.5% #Protective Life Corp................ 383,246 10,462,616 0.3% Reinsurance Group of America, Inc... 356,518 18,866,933 0.6% Validus Holdings, Ltd............... 380,327 13,615,707 0.4% #Zions Bancorporation................ 669,978 14,384,428 0.5% Other Securities.................... 496,802,727 16.3% ------------ ---- Total Financials........................ 782,177,845 25.6% ------------ ---- Health Care -- (6.0%) Coventry Health Care, Inc........... 662,402 28,907,223 1.0% #Omnicare, Inc....................... 551,404 19,039,980 0.6% Teleflex, Inc....................... 166,382 11,305,657 0.4% Other Securities.................... 146,830,421 4.8% ------------ ---- Total Health Care....................... 206,083,281 6.8% ------------ ---- Industrials -- (13.3%) *Owens Corning, Inc.................. 567,793 19,072,167 0.6% 39 U.S. TARGETED VALUE PORTFOLIO CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Industrials -- (Continued) *Quanta Services, Inc........................................................ 507,693 $ 13,164,479 0.4% Ryder System, Inc........................................................... 245,750 11,088,240 0.4% Trinity Industries, Inc..................................................... 409,075 12,795,866 0.4% Other Securities............................................................ 404,389,894 13.3% -------------- ---- Total Industrials............................................................... 460,510,646 15.1% -------------- ---- Information Technology -- (11.1%) *AOL, Inc.................................................................... 465,034 15,964,617 0.5% *Arrow Electronics, Inc...................................................... 463,696 16,336,010 0.6% #*Avnet, Inc.................................................................. 540,580 15,487,617 0.5% *Tech Data Corp.............................................................. 261,278 11,577,228 0.4% Other Securities............................................................ 324,457,825 10.6% -------------- ---- Total Information Technology.................................................... 383,823,297 12.6% -------------- ---- Materials -- (7.3%) Ashland, Inc................................................................ 237,924 16,928,293 0.6% *Coeur d'Alene Mines Corp.................................................... 421,417 13,025,999 0.4% #Domtar Corp................................................................. 168,731 13,456,297 0.4% #*Louisiana-Pacific Corp...................................................... 736,661 11,631,877 0.4% Reliance Steel & Aluminum Co................................................ 352,172 19,137,026 0.6% Rock-Tenn Co. Class A....................................................... 245,760 17,987,174 0.6% Other Securities............................................................ 160,968,085 5.3% -------------- ---- Total Materials................................................................. 253,134,751 8.3% -------------- ---- Other -- (0.0%) Other Securities............................................................ -- 0.0% -------------- ---- Telecommunication Services -- (1.1%) Other Securities............................................................ 39,185,854 1.3% -------------- ---- Utilities -- (0.9%) #NRG Energy, Inc............................................................. 657,780 14,181,737 0.4% Other Securities............................................................ 17,332,727 0.6% -------------- ---- Total Utilities................................................................. 31,514,464 1.0% -------------- ---- TOTAL COMMON STOCKS............................................................. 3,044,741,936 99.8% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities............................................................ 62,038 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares......... 3,983,433 3,983,433 0.1% -------------- ---- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (11.8%) (S)@DFA Short Term Investment Fund.............................................. 34,988,807 404,820,495 13.3% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,100,507 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,103,818) to be repurchased at $1,068,435.................................................. $ 1,068 1,068,426 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL............................................. 405,888,921 13.3% -------------- ---- 40 U.S. TARGETED VALUE PORTFOLIO CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $3,024,832,050)..................... $3,454,676,328 113.2% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary... $ 497,098,796 $ 4,391 -- $ 497,103,187 Consumer Staples......... 142,495,662 -- -- 142,495,662 Energy................... 248,610,889 102,060 -- 248,712,949 Financials............... 782,177,845 -- -- 782,177,845 Health Care.............. 205,941,961 141,320 -- 206,083,281 Industrials.............. 460,399,468 111,178 -- 460,510,646 Information Technology... 383,823,297 -- -- 383,823,297 Materials................ 253,134,751 -- -- 253,134,751 Other.................... -- -- -- -- Telecommunication Services............... 39,185,854 -- -- 39,185,854 Utilities................ 31,514,464 -- -- 31,514,464 Rights/Warrants............. 61,997 41 -- 62,038 Temporary Cash Investments.. 3,983,433 -- -- 3,983,433 Securities Lending Collateral................ -- 405,888,921 -- 405,888,921 -------------- ------------ -- -------------- TOTAL....................... $3,048,428,417 $406,247,911 -- $3,454,676,328 ============== ============ == ============== See accompanying Notes to Financial Statements. 41 U.S. SMALL CAP VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- -------------- --------------- COMMON STOCKS -- (88.8%) Consumer Discretionary -- (16.4%) #*Cabela's, Inc................... 1,287,489 $ 57,692,382 0.8% #Dillard's, Inc. Class A......... 1,136,061 87,476,697 1.2% #Group 1 Automotive, Inc......... 524,432 32,520,028 0.5% #*Iconix Brand Group, Inc......... 2,044,664 37,846,731 0.5% #Penske Automotive Group, Inc.... 1,277,301 39,085,411 0.6% #Rent-A-Center, Inc.............. 1,626,484 54,210,712 0.8% #*Ryman Hospitality Properties.... 1,272,691 49,647,676 0.7% #Scholastic Corp................. 1,436,861 47,402,044 0.7% Other Securities................ 895,541,723 12.6% -------------- ---- Total Consumer Discretionary........ 1,301,423,404 18.4% -------------- ---- Consumer Staples -- (4.0%) #Fresh Del Monte Produce, Inc.... 1,551,187 39,043,377 0.6% *Hain Celestial Group, Inc. (The).......................... 1,084,318 62,673,580 0.9% #Universal Corp.................. 851,741 42,212,284 0.6% Other Securities................ 172,594,212 2.4% -------------- ---- Total Consumer Staples.............. 316,523,453 4.5% -------------- ---- Energy -- (7.8%) Bristow Group, Inc.............. 1,272,598 63,528,092 0.9% #*Exterran Holdings, Inc.......... 1,914,243 38,246,575 0.6% *Helix Energy Solutions Group, Inc............................ 3,726,588 64,432,707 0.9% #*Hornbeck Offshore Services, Inc. 1,304,913 45,202,186 0.6% #*SEACOR Holdings, Inc............ 457,937 40,165,654 0.6% #Western Refining, Inc........... 1,985,639 49,382,842 0.7% Other Securities................ 319,626,231 4.5% -------------- ---- Total Energy........................ 620,584,287 8.8% -------------- ---- Financials -- (22.6%) *Alexander & Baldwin, Inc........ 1,217,868 35,232,921 0.5% #CNO Financial Group, Inc........ 8,673,411 83,091,277 1.2% Endurance Specialty Holdings, Ltd........................... 1,001,612 40,615,367 0.6% Kemper Corp..................... 1,575,685 48,846,235 0.7% #*MBIA, Inc....................... 3,627,943 35,916,636 0.5% Montpelier Re Holdings, Ltd..... 2,238,256 51,188,915 0.7% #*PHH Corp........................ 1,987,912 41,368,449 0.6% Provident Financial Services, Inc........................... 2,329,292 34,939,380 0.5% #Selective Insurance Group, Inc.. 1,837,838 33,981,625 0.5% #Susquehanna Bancshares, Inc..... 4,754,073 49,299,737 0.7% #Umpqua Holdings Corp............ 3,734,973 45,155,824 0.6% #Webster Financial Corp.......... 1,831,262 40,287,764 0.6% #Wintrust Financial Corp......... 1,249,333 46,162,854 0.6% Other Securities................ 1,214,320,698 17.1% -------------- ---- Total Financials.................... 1,800,407,682 25.4% -------------- ---- Health Care -- (3.8%) *LifePoint Hospitals, Inc........ 1,931,002 68,241,611 1.0% Other Securities................ 236,870,745 3.3% -------------- ---- Total Health Care................... 305,112,356 4.3% -------------- ---- Industrials -- (15.2%) #Amerco, Inc..................... 346,723 40,060,375 0.6% #*Atlas Air Worldwide Holdings, Inc............................. 660,670 36,330,243 0.5% #*Avis Budget Group, Inc.......... 4,147,655 68,560,737 1.0% *Esterline Technologies Corp..... 1,171,847 67,721,038 0.9% #GATX Corp....................... 1,710,701 70,925,663 1.0% 42 U.S. Small Cap Value Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Industrials -- (Continued) #*General Cable Corp............ 1,261,950 $ 36,003,433 0.5% #*JetBlue Airways Corp.......... 10,210,930 54,015,820 0.7% *Seaboard Corp................. 18,588 42,405,362 0.6% #Trinity Industries, Inc....... 1,061,083 33,190,676 0.5% Other Securities.............. 763,015,204 10.8% -------------- ---- Total Industrials................. 1,212,228,551 17.1% -------------- ---- Information Technology -- (11.1%) *Benchmark Electronics, Inc.... 2,338,129 34,651,072 0.5% #*CACI International, Inc. Class A....................... 780,164 39,343,671 0.5% #Convergys Corp................ 4,073,697 68,478,847 1.0% #*Fairchild Semiconductor International, Inc............ 2,958,679 34,794,065 0.5% #*SYNNEX Corp................... 1,143,432 37,035,762 0.5% Other Securities.............. 667,384,640 9.4% -------------- ---- Total Information Technology...... 881,688,057 12.4% -------------- ---- Materials -- (7.5%) #*Coeur d'Alene Mines Corp...... 1,657,693 51,239,291 0.7% *Graphic Packaging Holding Co.. 5,936,036 35,141,333 0.5% #Kaiser Aluminum Corp.......... 632,304 38,304,976 0.5% #*Louisiana-Pacific Corp........ 5,305,120 83,767,845 1.2% #Westlake Chemical Corp........ 1,074,932 81,759,328 1.2% Other Securities.............. 306,988,842 4.3% -------------- ---- Total Materials................... 597,201,615 8.4% -------------- ---- Other -- (0.0%) Other Securities.............. 6,156 0.0% -------------- ---- Telecommunication Services -- (0.3%) Other Securities.............. 24,522,710 0.3% -------------- ---- Utilities -- (0.1%) Other Securities.............. 7,667,599 0.1% -------------- ---- TOTAL COMMON STOCKS............... 7,067,365,870 99.7% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities.............. 84,611 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities.............. 154,410 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........ 33,889,756 33,889,756 0.5% -------------- ---- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (10.8%) (S)@DFA Short Term Investment Fund............................ 73,743,297 853,209,950 12.1% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,319,458 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,326,438) to be repurchased at $2,251,863...................... $ 2,252 2,251,844 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL...................... 855,461,794 12.1% -------------- ---- 43 U.S. Small Cap Value Portfolio CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS -- (100.0%)................... (Cost $7,171,018,202) $7,956,956,441 112.3% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary... $1,301,423,404 -- -- $1,301,423,404 Consumer Staples......... 316,523,453 -- -- 316,523,453 Energy................... 620,413,455 $ 170,832 -- 620,584,287 Financials............... 1,800,407,682 -- -- 1,800,407,682 Health Care.............. 304,260,154 852,202 -- 305,112,356 Industrials.............. 1,211,592,934 635,617 -- 1,212,228,551 Information Technology... 881,688,057 -- -- 881,688,057 Materials................ 597,201,615 -- -- 597,201,615 Other.................... -- 6,156 -- 6,156 Telecommunication Services............... 24,522,710 -- -- 24,522,710 Utilities................ 7,667,599 -- -- 7,667,599 Preferred Stocks Energy................... -- 84,611 -- 84,611 Rights/Warrants............. 145,936 8,474 -- 154,410 Temporary Cash Investments.. 33,889,756 -- -- 33,889,756 Securities Lending Collateral................ -- 855,461,794 -- 855,461,794 -------------- ------------ -- -------------- TOTAL....................... $7,099,736,755 $857,219,686 -- $7,956,956,441 ============== ============ == ============== See accompanying Notes to Financial Statements. 44 U.S. CORE EQUITY 1 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (86.8%) Consumer Discretionary -- (12.1%) *Amazon.com, Inc.................... 73,170 $ 17,035,439 0.3% Comcast Corp. Class A.............. 598,894 22,464,514 0.5% Home Depot, Inc. (The)............. 297,267 18,246,248 0.4% McDonald's Corp.................... 201,938 17,528,218 0.4% #News Corp. Class A................. 450,943 10,786,557 0.2% Time Warner, Inc................... 272,477 11,839,126 0.2% Walt Disney Co. (The).............. 447,208 21,944,497 0.5% Other Securities................... 556,857,657 11.4% ------------ ---- Total Consumer Discretionary........... 676,702,256 13.9% ------------ ---- Consumer Staples -- (7.1%) Altria Group, Inc.................. 386,613 12,294,293 0.3% #Coca-Cola Co. (The)................ 820,326 30,499,721 0.6% CVS Caremark Corp.................. 355,692 16,504,109 0.3% Mondelez International, Inc. Class A.......................... 481,707 12,784,504 0.3% PepsiCo, Inc....................... 310,570 21,503,867 0.4% Philip Morris International, Inc... 341,453 30,239,078 0.6% Procter & Gamble Co. (The)......... 444,296 30,763,055 0.6% Wal-Mart Stores, Inc............... 499,081 37,441,057 0.8% Other Securities................... 203,000,171 4.2% ------------ ---- Total Consumer Staples................. 395,029,855 8.1% ------------ ---- Energy -- (8.8%) Chevron Corp....................... 555,913 61,267,172 1.2% ConocoPhillips..................... 343,340 19,862,219 0.4% Exxon Mobil Corp................... 906,263 82,623,998 1.7% Occidental Petroleum Corp.......... 210,492 16,620,448 0.3% Schlumberger, Ltd.................. 255,671 17,776,805 0.4% Other Securities................... 291,110,605 6.0% ------------ ---- Total Energy........................... 489,261,247 10.0% ------------ ---- Financials -- (14.3%) American Express Co................ 195,451 10,939,392 0.2% Bank of America Corp............... 3,021,536 28,160,716 0.6% *Berkshire Hathaway, Inc. Class B... 354,267 30,590,955 0.6% Citigroup, Inc..................... 811,834 30,354,473 0.6% Goldman Sachs Group, Inc. (The).... 131,829 16,134,551 0.3% JPMorgan Chase & Co................ 1,045,479 43,575,565 0.9% U.S. Bancorp....................... 508,644 16,892,067 0.4% Wells Fargo & Co................... 1,421,763 47,899,195 1.0% Other Securities................... 577,479,985 11.8% ------------ ---- Total Financials....................... 802,026,899 16.4% ------------ ---- Health Care -- (9.6%) Abbott Laboratories................ 313,084 20,513,264 0.4% Amgen, Inc......................... 198,736 17,199,607 0.4% Johnson & Johnson.................. 586,544 41,539,046 0.9% Merck & Co., Inc................... 801,185 36,558,072 0.7% #Pfizer, Inc........................ 2,124,032 52,824,676 1.1% UnitedHealth Group, Inc............ 245,508 13,748,448 0.3% Other Securities................... 356,532,581 7.3% ------------ ---- Total Health Care...................... 538,915,694 11.1% ------------ ---- Industrials -- (11.2%) 3M Co.............................. 128,759 11,279,288 0.2% General Electric Co................ 2,949,640 62,119,418 1.3% 45 U.S. Core Equity 1 Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Industrials -- (Continued) Union Pacific Corp............. 133,124 $ 16,378,246 0.3% United Technologies Corp....... 170,046 13,290,795 0.3% Other Securities............... 522,468,562 10.7% -------------- ---- Total Industrials.................. 625,536,309 12.8% -------------- ---- Information Technology -- (14.0%) Apple, Inc..................... 192,709 114,681,126 2.4% *Cisco Systems, Inc............. 1,163,085 19,935,277 0.4% *eBay, Inc...................... 225,590 10,893,741 0.2% *Google, Inc. Class A........... 51,548 35,040,784 0.7% Intel Corp..................... 977,362 21,135,453 0.4% International Business Machines Corp................ 219,826 42,762,752 0.9% Microsoft Corp................. 1,530,121 43,662,003 0.9% Oracle Corp.................... 776,113 24,098,309 0.5% QUALCOMM, Inc.................. 339,292 19,874,029 0.4% Visa, Inc...................... 114,676 15,912,442 0.3% Other Securities............... 436,758,642 9.0% -------------- ---- Total Information Technology....... 784,754,558 16.1% -------------- ---- Materials -- (4.4%) Other Securities............... 243,570,457 5.0% -------------- ---- Other -- (0.0%) Other Securities............... -- 0.0% -------------- ---- Telecommunication Services -- (2.3%) AT&T, Inc...................... 1,637,332 56,635,314 1.1% Verizon Communications, Inc.... 729,538 32,566,576 0.7% Other Securities............... 39,819,239 0.8% -------------- ---- Total Telecommunication Services... 129,021,129 2.6% -------------- ---- Utilities -- (3.0%) Other Securities............... 169,532,898 3.5% -------------- ---- TOTAL COMMON STOCKS................ 4,854,351,302 99.5% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities............... 6,330 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities............... 16,931 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares......... 18,707,243 18,707,243 0.4% -------------- ---- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.9%) (S)@DFA Short Term Investment Fund. 62,379,366 721,729,267 14.8% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,962,028 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,967,932) to be repurchased at $1,904,849..... $ 1,905 1,904,833 0.1% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL....................... 723,634,100 14.9% -------------- ---- 46 U.S. Core Equity 1 Portfolio CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $4,846,823,008)...................... $5,596,715,906 114.8% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary.. $ 676,674,520 $ 27,736 -- $ 676,702,256 Consumer Staples........ 395,029,855 -- -- 395,029,855 Energy.................. 489,242,390 18,857 -- 489,261,247 Financials.............. 802,026,899 -- -- 802,026,899 Health Care............. 538,900,236 15,458 -- 538,915,694 Industrials............. 625,519,189 17,120 -- 625,536,309 Information Technology.. 784,754,558 -- -- 784,754,558 Materials............... 243,570,457 -- -- 243,570,457 Other................... -- -- -- -- Telecommunication Services.............. 129,021,129 -- -- 129,021,129 Utilities............... 169,532,898 -- -- 169,532,898 Preferred Stocks Energy.................. -- 6,330 -- 6,330 Rights/Warrants............. 16,711 220 -- 16,931 Temporary Cash Investments.. 18,707,243 -- -- 18,707,243 Securities Lending Collateral................ -- 723,634,100 -- 723,634,100 -------------- ------------ -- -------------- TOTAL....................... $4,872,996,085 $723,719,821 -- $5,596,715,906 ============== ============ == ============== See accompanying Notes to Financial Statements. 47 U.S. CORE EQUITY 2 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- -------------- --------------- COMMON STOCKS -- (87.6%) Consumer Discretionary -- (12.6%) Comcast Corp. Class A............ 1,069,364 $ 40,111,844 0.6% Home Depot, Inc. (The)........... 301,629 18,513,988 0.3% *Liberty Media Corp. - Liberty Capital Class A................. 135,703 15,153,954 0.2% #News Corp. Class A............... 846,333 20,244,285 0.3% #Time Warner Cable, Inc........... 159,874 15,845,112 0.2% #Time Warner, Inc................. 505,637 21,969,928 0.3% Walt Disney Co. (The)............ 830,524 40,753,813 0.6% Other Securities................. 817,352,451 11.8% -------------- ---- Total Consumer Discretionary......... 989,945,375 14.3% -------------- ---- Consumer Staples -- (5.8%) Coca-Cola Co. (The).............. 439,242 16,331,018 0.2% #CVS Caremark Corp................ 661,528 30,694,899 0.5% Mondelez International, Inc. Class A........................ 875,793 23,243,546 0.3% Procter & Gamble Co. (The)....... 610,480 42,269,635 0.6% #Wal-Mart Stores, Inc............. 387,774 29,090,805 0.4% Other Securities................. 314,210,762 4.6% -------------- ---- Total Consumer Staples............... 455,840,665 6.6% -------------- ---- Energy -- (9.7%) Anadarko Petroleum Corp.......... 243,678 16,767,483 0.3% #Apache Corp...................... 188,754 15,619,394 0.2% Chevron Corp..................... 1,020,634 112,484,073 1.6% ConocoPhillips................... 632,838 36,609,678 0.5% EOG Resources, Inc............... 129,393 15,072,991 0.2% Exxon Mobil Corp................. 1,268,253 115,626,626 1.7% National Oilwell Varco, Inc...... 213,355 15,724,264 0.2% Occidental Petroleum Corp........ 382,913 30,234,810 0.5% Phillips 66...................... 316,419 14,922,320 0.2% Other Securities................. 394,972,370 5.7% -------------- ---- Total Energy......................... 768,034,009 11.1% -------------- ---- Financials -- (17.2%) Bank of America Corp............. 5,244,183 48,875,786 0.7% Bank of New York Mellon Corp. (The).......................... 588,370 14,538,623 0.2% *Berkshire Hathaway, Inc. Class B............................... 231,623 20,000,646 0.3% Capital One Financial Corp....... 279,908 16,842,064 0.3% Citigroup, Inc................... 1,250,596 46,759,784 0.7% Goldman Sachs Group, Inc. (The).. 225,842 27,640,802 0.4% JPMorgan Chase & Co.............. 1,897,065 79,069,669 1.1% MetLife, Inc..................... 512,756 18,197,710 0.3% PNC Financial Services Group, Inc............................ 268,801 15,641,530 0.2% Travelers Cos., Inc. (The)....... 235,445 16,702,468 0.2% U.S. Bancorp..................... 907,771 30,147,075 0.4% Wells Fargo & Co................. 2,607,433 87,844,418 1.3% Other Securities................. 930,203,391 13.4% -------------- ---- Total Financials..................... 1,352,463,966 19.5% -------------- ---- Health Care -- (9.4%) Amgen, Inc....................... 259,507 22,459,033 0.3% Johnson & Johnson................ 360,790 25,551,148 0.4% Merck & Co., Inc................. 1,401,705 63,959,799 0.9% Pfizer, Inc...................... 3,820,885 95,025,410 1.4% UnitedHealth Group, Inc.......... 453,978 25,422,768 0.4% Other Securities................. 509,664,669 7.3% -------------- ---- Total Health Care.................... 742,082,827 10.7% -------------- ---- 48 U.S. Core Equity 2 Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Industrials -- (12.1%) General Electric Co............. 5,244,073 $ 110,440,177 1.6% Union Pacific Corp.............. 245,011 30,143,703 0.4% Other Securities................ 814,093,083 11.8% -------------- ---- Total Industrials................... 954,676,963 13.8% -------------- ---- Information Technology -- (11.2%) Apple, Inc...................... 102,298 60,877,540 0.9% *Cisco Systems, Inc.............. 1,115,185 19,114,271 0.3% *Google, Inc. Class A............ 29,049 19,746,639 0.3% #Intel Corp...................... 1,282,072 27,724,807 0.4% International Business Machines Corp................. 104,155 20,261,272 0.3% Microsoft Corp.................. 928,949 26,507,560 0.4% Oracle Corp..................... 517,147 16,057,414 0.2% #Visa, Inc....................... 232,750 32,296,390 0.5% Other Securities................ 662,078,081 9.5% -------------- ---- Total Information Technology........ 884,663,974 12.8% -------------- ---- Materials -- (4.6%) Other Securities................ 361,593,575 5.2% -------------- ---- Other -- (0.0%) Other Securities................ -- 0.0% -------------- ---- Telecommunication Services -- (2.9%) #AT&T, Inc....................... 2,989,398 103,403,277 1.5% Verizon Communications, Inc..... 1,386,217 61,880,727 0.9% Other Securities................ 60,471,763 0.9% -------------- ---- Total Telecommunication Services.... 225,755,767 3.3% -------------- ---- Utilities -- (2.1%) Other Securities................ 164,427,703 2.4% -------------- ---- TOTAL COMMON STOCKS................. 6,899,484,824 99.7% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities................ 14,911 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities................ 41,489 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.. 25,908,240 25,908,240 0.4% -------------- ---- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.1%) (S)@DFA Short Term Investment Fund.. 81,993,994 948,670,516 13.7% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,920,082 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,928,869) to be repurchased at $2,834,983........................ $ 2,835 2,834,959 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL. 951,505,475 13.7% -------------- ---- 49 U.S. Core Equity 2 Portfolio CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS --(100.0%) (Cost $6,883,487,825).................... $7,876,954,939 113.8% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary.. $ 989,880,654 $ 64,721 -- $ 989,945,375 Consumer Staples........ 455,840,665 -- -- 455,840,665 Energy.................. 768,012,042 21,967 -- 768,034,009 Financials.............. 1,352,463,966 -- -- 1,352,463,966 Health Care............. 742,046,854 35,973 -- 742,082,827 Industrials............. 954,633,938 43,025 -- 954,676,963 Information Technology.. 884,663,974 -- -- 884,663,974 Materials............... 361,593,575 -- -- 361,593,575 Other................... -- -- -- -- Telecommunication Services.............. 225,755,767 -- -- 225,755,767 Utilities............... 164,427,703 -- -- 164,427,703 Preferred Stocks Energy.................. -- 14,911 -- 14,911 Rights/Warrants............. 40,617 872 -- 41,489 Temporary Cash Investments.. 25,908,240 -- -- 25,908,240 Securities Lending Collateral................ -- 951,505,475 -- 951,505,475 -------------- ------------ -- -------------- TOTAL....................... $6,925,267,995 $951,686,944 -- $7,876,954,939 ============== ============ == ============== See accompanying Notes to Financial Statements. 50 U.S. VECTOR EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (87.3%) Consumer Discretionary -- (13.9%) Comcast Corp. Class A.............. 303,818 $ 11,396,213 0.6% Dillard's, Inc. Class A............ 62,205 4,789,785 0.2% #Lennar Corp. Class A............... 134,243 5,030,085 0.3% *Liberty Interactive Corp. Class A.. 267,922 5,358,440 0.3% *Mohawk Industries, Inc............. 54,426 4,542,938 0.2% #Time Warner, Inc................... 135,201 5,874,483 0.3% *Toll Brothers, Inc................. 151,825 5,011,743 0.2% Walt Disney Co. (The).............. 118,253 5,802,675 0.3% Other Securities................... 271,340,250 13.5% ------------ ---- Total Consumer Discretionary........... 319,146,612 15.9% ------------ ---- Consumer Staples -- (4.8%) Beam, Inc.......................... 76,533 4,252,173 0.2% Bunge, Ltd......................... 76,701 5,448,072 0.3% CVS Caremark Corp.................. 121,704 5,647,066 0.3% Procter & Gamble Co. (The)......... 91,517 6,336,637 0.3% Wal-Mart Stores, Inc............... 58,500 4,388,670 0.2% Other Securities................... 84,469,435 4.2% ------------ ---- Total Consumer Staples................. 110,542,053 5.5% ------------ ---- Energy -- (8.7%) Anadarko Petroleum Corp............ 72,636 4,998,083 0.3% #Apache Corp........................ 55,888 4,624,732 0.2% Chevron Corp....................... 153,038 16,866,318 0.8% ConocoPhillips..................... 175,685 10,163,377 0.5% Exxon Mobil Corp................... 154,985 14,129,982 0.7% HollyFrontier Corp................. 109,681 4,236,977 0.2% Murphy Oil Corp.................... 106,439 6,386,340 0.3% Noble Corp......................... 132,385 4,996,210 0.3% Phillips 66........................ 91,273 4,304,435 0.2% Tesoro Corp........................ 131,157 4,945,930 0.3% Other Securities................... 123,451,407 6.1% ------------ ---- Total Energy........................... 199,103,791 9.9% ------------ ---- Financials -- (21.0%) American Financial Group, Inc...... 127,737 4,956,196 0.2% Bank of America Corp............... 1,263,850 11,779,082 0.6% #Bank of New York Mellon Corp. (The)............................. 163,628 4,043,248 0.2% Capital One Financial Corp......... 70,527 4,243,610 0.2% Citigroup, Inc..................... 207,090 7,743,095 0.4% Fidelity National Financial, Inc. Class A.......................... 187,838 4,021,612 0.2% Goldman Sachs Group, Inc. (The).... 47,945 5,867,989 0.3% Hartford Financial Services Group, Inc....................... 190,397 4,133,519 0.2% Invesco, Ltd....................... 186,136 4,526,828 0.2% JPMorgan Chase & Co................ 570,669 23,785,484 1.2% KeyCorp............................ 499,016 4,201,715 0.2% MetLife, Inc....................... 141,103 5,007,745 0.3% PNC Financial Services Group, Inc.. 76,226 4,435,591 0.2% #Principal Financial Group, Inc..... 157,281 4,331,519 0.2% Regions Financial Corp............. 634,241 4,135,251 0.2% Wells Fargo & Co................... 351,390 11,838,329 0.6% XL Group P.L.C..................... 162,997 4,032,546 0.2% Other Securities................... 368,806,067 18.4% ------------ ---- Total Financials....................... 481,889,426 24.0% ------------ ---- 51 U.S. Vector Equity Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Health Care -- (7.6%) Merck & Co., Inc............... 149,737 $ 6,832,499 0.3% Pfizer, Inc.................... 563,682 14,018,771 0.7% Other Securities............... 152,553,891 7.6% -------------- ---- Total Health Care.................. 173,405,161 8.6% -------------- ---- Industrials -- (12.5%) General Electric Co............ 826,374 17,403,436 0.8% Union Pacific Corp............. 33,180 4,082,135 0.2% Other Securities............... 264,760,266 13.2% -------------- ---- Total Industrials.................. 286,245,837 14.2% -------------- ---- Information Technology -- (10.1%) Fidelity National Information Services, Inc................ 150,228 4,937,994 0.3% #IAC/InterActiveCorp............ 115,491 5,583,990 0.3% Visa, Inc...................... 37,703 5,231,668 0.3% Xerox Corp..................... 731,469 4,710,660 0.2% Other Securities............... 211,816,925 10.5% -------------- ---- Total Information Technology....... 232,281,237 11.6% -------------- ---- Materials -- (5.4%) Other Securities............... 123,573,134 6.2% -------------- ---- Other -- (0.0%) Other Securities............... -- 0.0% -------------- ---- Telecommunication Services -- (2.1%) AT&T, Inc...................... 570,322 19,727,438 1.0% #Verizon Communications, Inc.... 200,794 8,963,444 0.4% Other Securities............... 20,446,270 1.0% -------------- ---- Total Telecommunication Services... 49,137,152 2.4% -------------- ---- Utilities -- (1.2%) Other Securities............... 27,481,514 1.4% -------------- ---- TOTAL COMMON STOCKS................ 2,002,805,917 99.7% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities............... 16,458 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities................... 29,967 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares............. 5,428,356 5,428,356 0.2% Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.4%) (S)@DFA Short Term Investment Fund. 24,567,468 284,245,602 14.2% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $775,049) to be repurchased at $750,204....... $ 750 750,198 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL....................... 284,995,800 14.2% -------------- ---- 52 U.S. Vector Equity Portfolio CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,050,058,109)......................... $2,293,276,498 114.1% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary.. $ 319,120,585 $ 26,027 -- $ 319,146,612 Consumer Staples........ 110,542,053 -- -- 110,542,053 Energy.................. 199,079,511 24,280 -- 199,103,791 Financials.............. 481,889,426 -- -- 481,889,426 Health Care............. 173,379,098 26,063 -- 173,405,161 Industrials............. 286,213,395 32,442 -- 286,245,837 Information Technology.. 232,281,237 -- -- 232,281,237 Materials............... 123,573,134 -- -- 123,573,134 Other................... -- -- -- -- Telecommunication Services.............. 49,137,152 -- -- 49,137,152 Utilities............... 27,481,514 -- -- 27,481,514 Preferred Stocks Energy.................. -- 16,458 -- 16,458 Rights/Warrants............. 29,415 552 -- 29,967 Temporary Cash Investments.. 5,428,356 -- -- 5,428,356 Securities Lending Collateral................ -- 284,995,800 -- 284,995,800 -------------- ------------ -- -------------- TOTAL....................... $2,008,154,876 $285,121,622 -- $2,293,276,498 ============== ============ == ============== See accompanying Notes to Financial Statements. 53 U.S. SMALL CAP PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ------- ------------ --------------- COMMON STOCKS -- (82.6%) Consumer Discretionary -- (15.4%) #Aaron's, Inc.......................... 301,837 $ 9,305,635 0.2% #*Bally Technologies, Inc............... 194,000 9,684,480 0.2% #Brinker International, Inc............ 322,412 9,930,290 0.2% #Brunswick Corp........................ 401,911 9,481,080 0.2% #Buckle, Inc. (The).................... 218,663 9,877,008 0.2% *Cabela's, Inc......................... 277,885 12,452,027 0.3% Dillard's, Inc. Class A............... 173,931 13,392,687 0.3% Domino's Pizza, Inc................... 270,452 10,985,760 0.2% #HSN, Inc.............................. 228,644 11,894,061 0.3% #Penske Automotive Group, Inc.......... 337,541 10,328,755 0.2% #Pier 1 Imports, Inc................... 641,193 13,080,337 0.3% #*Ryman Hospitality Properties.......... 228,431 8,911,093 0.2% Six Flags Entertainment Corp.......... 182,712 10,434,682 0.2% #Thor Industries, Inc.................. 243,435 9,257,833 0.2% #Vail Resorts, Inc..................... 163,736 9,296,930 0.2% *Warnaco Group, Inc. (The)............. 125,848 8,882,352 0.2% Other Securities...................... 679,005,396 14.9% ------------ ---- Total Consumer Discretionary.............. 846,200,406 18.5% ------------ ---- Consumer Staples -- (3.7%) #*Darling International, Inc............ 540,748 8,938,564 0.2% *Hain Celestial Group, Inc. (The)...... 180,533 10,434,807 0.2% #PriceSmart, Inc....................... 117,776 9,774,230 0.2% Other Securities...................... 173,131,585 3.8% ------------ ---- Total Consumer Staples.................... 202,279,186 4.4% ------------ ---- Energy -- (3.8%) #Western Refining, Inc................. 371,375 9,236,096 0.2% Other Securities...................... 202,043,645 4.4% ------------ ---- Total Energy.............................. 211,279,741 4.6% ------------ ---- Financials -- (13.5%) *Altisource Portfolio Solutions SA..... 106,753 12,116,466 0.3% #CNO Financial Group, Inc.............. 978,475 9,373,791 0.2% #*Investors Bancorp, Inc................ 504,558 9,076,998 0.2% *Ocwen Financial Corp.................. 457,639 17,651,136 0.4% #*Texas Capital Bancshares, Inc......... 184,544 8,760,304 0.2% Other Securities...................... 684,793,789 15.0% ------------ ---- Total Financials.......................... 741,772,484 16.3% ------------ ---- Health Care -- (8.4%) *Haemonetics Corp...................... 117,025 9,560,942 0.2% Medicis Pharmaceutical Corp. Class A.. 237,227 10,298,024 0.2% #*Myriad Genetics, Inc.................. 360,979 9,446,820 0.2% #STERIS Corp........................... 254,960 9,079,126 0.2% *Thoratec Corp......................... 319,166 11,394,226 0.3% Other Securities...................... 414,459,350 9.1% ------------ ---- Total Health Care......................... 464,238,488 10.2% ------------ ---- Industrials -- (15.2%) A.O. Smith Corp....................... 152,330 9,257,094 0.2% #Actuant Corp. Class A................. 318,532 8,995,344 0.2% #*Chart Industries, Inc................. 137,261 9,716,706 0.2% EMCOR Group, Inc...................... 306,181 9,846,781 0.2% #*Middleby Corp......................... 78,446 9,801,828 0.2% #Robbins & Myers, Inc.................. 176,805 10,481,000 0.2% 54 U.S. Small Cap Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ---------- -------------- --------------- Industrials -- (Continued) Toro Co. (The).................. 239,432 $ 10,108,819 0.2% #*US Airways Group, Inc........... 746,580 9,093,344 0.2% Other Securities................ 759,233,963 16.7% -------------- ---- Total Industrials................... 836,534,879 18.3% -------------- ---- Information Technology -- (14.6%) #*3D Systems Corp................. 260,733 11,341,886 0.2% #*Cirrus Logic, Inc............... 297,264 12,116,481 0.3% #*CommVault Systems, Inc.......... 164,218 10,258,698 0.2% Convergys Corp.................. 526,242 8,846,128 0.2% *Cymer, Inc...................... 144,305 11,499,665 0.3% FEI Co.......................... 176,390 9,710,270 0.2% Loral Space & Communications, Inc........................... 120,478 9,476,799 0.2% #*NeuStar, Inc. Class A........... 247,646 9,061,367 0.2% *SolarWinds, Inc................. 262,245 13,266,975 0.3% Other Securities................ 707,242,217 15.5% -------------- ---- Total Information Technology........ 802,820,486 17.6% -------------- ---- Materials -- (4.7%) #Eagle Materials, Inc............ 212,595 11,261,157 0.3% *Louisiana-Pacific Corp.......... 633,346 10,000,533 0.2% Other Securities................ 238,341,168 5.2% -------------- ---- Total Materials..................... 259,602,858 5.7% Other -- (0.0%) Other Securities................ 414 0.0% -------------- ---- Telecommunication Services -- (0.4%) Other Securities................ 24,541,005 0.5% -------------- ---- Utilities -- (2.9%) Portland General Electric Co.... 338,710 9,280,654 0.2% Other Securities................ 149,160,307 3.3% -------------- ---- Total Utilities..................... 158,440,961 3.5% -------------- ---- TOTAL COMMON STOCKS................. 4,547,710,908 99.6% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities................ $ 54,227 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities................ 135,531 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.......... 12,912,865 12,912,865 0.3% -------------- ---- 55 U.S. Small Cap Portfolio CONTINUED Shares/ Face Amount Percentage (000) Value+ of Net Assets** ----------- -------------- --------------- SECURITIES LENDING COLLATERAL -- (17.2%) (S)@DFA Short Term Investment Fund.............................................. 81,663,903 944,851,354 20.7% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,568,587 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,576,317) to be repurchased at $2,493,732.................................................. $ 2,494 2,493,711 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL............................................. 947,345,065 20.8% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $4,856,877,158).......................................................... $5,508,158,596 120.7% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary.. $ 846,159,239 $ 41,167 -- $ 846,200,406 Consumer Staples........ 202,279,186 -- -- 202,279,186 Energy.................. 211,093,773 185,968 -- 211,279,741 Financials.............. 741,772,484 -- -- 741,772,484 Health Care............. 464,148,120 90,368 -- 464,238,488 Industrials............. 836,218,833 316,046 -- 836,534,879 Information Technology.. 802,820,486 -- -- 802,820,486 Materials............... 259,602,858 -- -- 259,602,858 Other................... -- 414 -- 414 Telecommunication Services.............. 24,541,005 -- -- 24,541,005 Utilities............... 158,440,961 -- -- 158,440,961 Preferred Stocks Energy.................. -- 54,227 -- 54,227 Rights/Warrants............. 131,992 3,539 -- 135,531 Temporary Cash Investments.. 12,912,865 -- -- 12,912,865 Securities Lending Collateral................ -- 947,345,065 -- 947,345,065 -------------- ------------ -- -------------- TOTAL....................... $4,560,121,802 $948,036,794 -- $5,508,158,596 ============== ============ == ============== See accompanying Notes to Financial Statements. 56 U.S. MICRO CAP PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ------- ------------- --------------- COMMON STOCKS -- (87.9%) Consumer Discretionary -- (15.7%) *Asbury Automotive Group, Inc........ 279,819 $ 8,875,859 0.3% Churchill Downs, Inc................ 117,187 7,655,827 0.2% #*Conn's, Inc......................... 303,338 7,683,552 0.2% #*Dorman Products, Inc................ 312,058 9,533,372 0.3% #Finish Line, Inc. Class A (The)..... 376,378 7,830,544 0.2% #KB Home............................. 521,279 8,330,038 0.2% #*La-Z-Boy, Inc....................... 515,798 8,366,244 0.3% #*Lumber Liquidators Holdings, Inc.... 155,431 8,676,158 0.3% *Meritage Homes Corp................. 217,518 8,043,816 0.2% Oxford Industries, Inc.............. 145,087 8,049,427 0.2% *Papa John's International, Inc...... 214,930 11,460,068 0.3% #Ryland Group, Inc. (The)............ 306,580 10,383,865 0.3% #Stage Stores, Inc................... 305,185 7,477,032 0.2% #Sturm Ruger & Co., Inc.............. 181,201 8,558,123 0.3% Other Securities.................... 491,209,781 14.3% ------------- ---- Total Consumer Discretionary............ 612,133,706 17.8% ------------- ---- Consumer Staples -- (4.1%) #Cal-Maine Foods, Inc................ 202,886 8,750,473 0.2% #*Elizabeth Arden, Inc................ 261,981 12,360,264 0.4% J & J Snack Foods Corp.............. 179,640 10,287,983 0.3% WD-40 Co............................ 162,424 7,773,613 0.2% Other Securities.................... 119,761,926 3.5% ------------- ---- Total Consumer Staples.................. 158,934,259 4.6% ------------- ---- Energy -- (3.9%) Other Securities.................... 153,313,419 4.5% ------------- ---- Financials -- (15.6%) *Altisource Portfolio Solutions SA... 94,413 10,715,876 0.3% #Bank of the Ozarks, Inc............. 301,134 9,859,127 0.3% FBL Financial Group, Inc. Class A... 271,726 9,274,008 0.3% Horace Mann Educators Corp.......... 423,287 8,131,343 0.2% Infinity Property & Casualty Corp... 134,624 7,688,377 0.2% #*Texas Capital Bancshares, Inc....... 164,032 7,786,599 0.2% #*World Acceptance Corp............... 153,471 10,245,724 0.3% Other Securities.................... 545,031,588 15.9% ------------- ---- Total Financials........................ 608,732,642 17.7% ------------- ---- Health Care -- (10.1%) #*Air Methods Corp.................... 115,182 12,627,403 0.4% *Amsurg Corp......................... 286,077 8,158,916 0.2% Analogic Corp....................... 123,731 9,114,025 0.3% *Ariad Pharmaceuticals, Inc.......... 727,009 15,667,044 0.4% *Cyberonics, Inc..................... 211,757 9,793,761 0.3% *Hanger, Inc......................... 292,678 7,419,387 0.2% #*ICU Medical, Inc.................... 132,784 7,878,075 0.2% Other Securities.................... 322,452,236 9.4% ------------- ---- Total Health Care....................... 393,110,847 11.4% ------------- ---- Industrials -- (14.9%) AZZ, Inc............................ 224,847 8,867,966 0.3% *Exponent, Inc....................... 135,915 7,472,607 0.2% Kaman Corp.......................... 234,532 8,724,590 0.3% Other Securities.................... 557,738,161 16.2% ------------- ---- Total Industrials....................... 5 82,803,324 17.0% ------------- ---- 57 U.S. Micro Cap Portfolio CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Information Technology -- (15.3%) #*3D Systems Corp..................... 227,661 $ 9,903,254 0.3% Forrester Research, Inc............. 256,189 7,414,110 0.2% *iGATE Corp.......................... 518,273 8,318,282 0.2% Loral Space & Communications, Inc............................... 103,555 8,145,636 0.2% #*Manhattan Associates, Inc........... 216,969 13,018,140 0.4% MTS Systems Corp.................... 165,039 8,319,616 0.2% #*NetScout Systems, Inc............... 312,994 7,740,342 0.2% *OSI Systems, Inc.................... 150,502 11,927,284 0.3% #*Stratasys, Inc...................... 138,151 9,210,527 0.3% #*Tyler Technologies, Inc............. 251,629 12,030,382 0.4% Other Securities.................... 500,280,360 14.6% -------------- ---- Total Information Technology............ 596,307,933 17.3% -------------- ---- Materials -- (5.5%) #AMCOL International Corp............ 265,253 8,376,690 0.3% Balchem Corp........................ 220,033 7,663,749 0.2% Stepan Co........................... 82,995 7,950,921 0.2% Other Securities.................... 189,087,399 5.5% -------------- ---- Total Materials..................... 213,078,759 6.2% -------------- ---- Other -- (0.0%) Other Securities.................... 2,226 0.0% -------------- ---- Telecommunication Services -- (1.0%) Other Securities.................... 39,869,468 1.2% -------------- ---- Utilities -- (1.8%) CH Energy Group, Inc................ 129,612 8,428,668 0.2% #MGE Energy, Inc..................... 194,367 10,231,479 0.3% Other Securities.................... 50,903,632 1.5% -------------- ---- Total Utilities......................... 69,563,779 2.0% -------------- ---- TOTAL COMMON STOCKS..................... 3,427,850,362 99.7% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities.................... 55,563 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities.................... 134,261 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.............. 9,728,759 9,728,759 0.3% -------------- ---- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (11.8%) (S)@DFA Short Term Investment Fund...... 39,804,452 460,537,511 13.4% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,251,975 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,255,743) to be repurchased at $1,215,489.......... $ 1,215 1,215,479 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL..... 461,752,990 13.4% -------------- ---- 58 U.S. MICRO CAP PORTFOLIO CONTINUED Percentage Value+ of Net Assets** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $3,396,339,836)......................... $3,899,521,935 113.4% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary... $ 612,071,742 $ 61,964 -- $ 612,133,706 Consumer Staples......... 158,934,259 -- -- 158,934,259 Energy................... 153,224,174 89,245 -- 153,313,419 Financials............... 608,732,642 -- -- 608,732,642 Health Care.............. 392,983,982 126,865 -- 393,110,847 Industrials.............. 582,525,445 277,879 -- 582,803,324 Information Technology... 596,307,933 -- -- 596,307,933 Materials................ 213,078,759 -- -- 213,078,759 Other.................... -- 2,226 -- 2,226 Telecommunication Services............... 39,869,468 -- -- 39,869,468 Utilities................ 69,563,779 -- -- 69,563,779 Preferred Stocks Energy................... -- 55,563 -- 55,563 Rights/Warrants............. 131,645 2,616 -- 134,261 Temporary Cash Investments.. 9,728,759 -- -- 9,728,759 Securities Lending Collateral................ -- 461,752,990 -- 461,752,990 -------------- ------------ -- -------------- TOTAL....................... $3,437,152,587 $462,369,348 -- $3,899,521,935 ============== ============ == ============== See accompanying Notes to Financial Statements. 59 DFA REAL ESTATE SECURITIES PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ---------- -------------- --------------- COMMON STOCKS -- (86.8%) Real Estate Investment Trusts -- (86.8%) Alexander's, Inc.................... 48,481 $ 21,523,625 0.6% #Alexandria Real Estate Equities, Inc...................... 539,876 38,023,467 1.0% #American Campus Communities, Inc................................ 673,380 30,510,848 0.8% American Tower Corp................. 520,737 39,206,289 1.1% #Apartment Investment & Management Co. Class A............. 1,273,483 33,989,261 0.9% #AvalonBay Communities, Inc.......... 849,330 115,135,175 3.1% #BioMed Realty Trust, Inc............ 1,336,668 25,557,092 0.7% Boston Properties, Inc.............. 1,340,610 142,506,843 3.8% #BRE Properties, Inc................. 679,953 32,875,728 0.9% #Camden Property Trust............... 719,928 47,248,875 1.3% #CBL & Associates Properties, Inc................................ 1,239,184 27,720,546 0.7% #DDR Corp............................ 2,189,719 33,634,084 0.9% #Digital Realty Trust, Inc........... 1,044,384 64,156,509 1.7% #Douglas Emmett, Inc................. 1,175,786 27,572,182 0.7% #Duke Realty Corp.................... 2,348,436 34,005,353 0.9% Equity Lifestyle Properties, Inc............................... 350,533 23,601,387 0.6% #Equity Residential.................. 2,633,782 151,205,425 4.1% #Essex Property Trust, Inc........... 312,386 46,857,900 1.3% #Extra Space Storage, Inc............ 865,728 29,858,959 0.8% #Federal Realty Investment Trust.............................. 577,049 62,223,194 1.7% #General Growth Properties, Inc...... 3,768,676 74,092,170 2.0% #HCP, Inc............................ 3,758,294 166,492,424 4.5% Health Care REIT, Inc............... 2,030,477 120,671,248 3.2% #Highwoods Properties, Inc........... 672,870 21,700,057 0.6% Home Properties, Inc................ 436,266 26,520,610 0.7% #Hospitality Properties Trust........ 1,129,465 26,113,231 0.7% #Host Hotels & Resorts, Inc.......... 6,322,617 91,425,042 2.5% #Kilroy Realty Corp.................. 632,753 28,100,561 0.8% Kimco Realty Corp................... 3,688,342 71,996,436 1.9% Liberty Property Trust.............. 1,048,979 36,840,142 1.0% #Macerich Co. (The).................. 1,164,780 66,392,460 1.8% #Mack-Cali Realty Corp............... 789,496 20,519,001 0.6% #Mid-America Apartment Communities, Inc................... 346,446 22,418,521 0.6% #National Retail Properties, Inc................................ 946,624 29,989,048 0.8% #Omega Healthcare Investors, Inc................................ 950,897 21,813,577 0.6% #Piedmont Office Realty Trust, Inc. Class A....................... 1,476,624 26,283,907 0.7% #Post Properties, Inc................ 471,637 23,020,602 0.6% Prologis, Inc....................... 4,030,920 138,220,247 3.7% Public Storage...................... 1,324,670 183,639,002 4.9% #Realty Income Corp.................. 1,167,664 45,854,165 1.2% #Regency Centers Corp................ 783,534 37,625,303 1.0% #Senior Housing Properties Trust.............................. 1,479,083 32,510,244 0.9% Simon Property Group, Inc........... 2,702,036 411,276,900 11.1% #SL Green Realty Corp................ 788,844 59,399,953 1.6% #Tanger Factory Outlet Centers, Inc....................... 813,719 25,607,737 0.7% #Taubman Centers, Inc................ 533,326 41,892,757 1.1% #UDR, Inc............................ 2,188,706 53,119,895 1.4% #Ventas, Inc......................... 2,520,962 159,501,266 4.3% Vornado Realty Trust................ 1,508,390 120,987,962 3.3% #Weingarten Realty Investors......... 1,049,531 28,337,337 0.8% Other Securities.................... 464,012,068 12.5% -------------- ---- TOTAL COMMON STOCKS..................... 3,703,786,615 99.7% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.6%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares............... 26,648,404 26,648,404 0.7% -------------- ---- 60 DFA REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares/ Face Amount Percentage (000) Value+ of Net Assets** ----------- -------------- --------------- SECURITIES LENDING COLLATERAL -- (12.6%) (S)@DFA Short Term Investment Fund.................................. 46,255,311 $ 535,173,950 14.4% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,454,876 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,459,254) to be repurchased at $1,412,477.......... $ 1,412 1,412,465 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL............................ 536,586,415 14.4% -------------- ----- TOTAL INVESTMENTS -- (100.0%)........... (Cost $3,188,947,605) $4,267,021,434 114.8% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Real Estate Investment Trusts. $3,703,786,615 -- -- $3,703,786,615 Temporary Cash Investments....... 26,648,404 -- -- 26,648,404 Securities Lending Collateral.... -- $536,586,415 -- 536,586,415 -------------- ------------ -- -------------- TOTAL............................ $3,730,435,019 $536,586,415 -- $4,267,021,434 ============== ============ == ============== See accompanying Notes to Financial Statements. 61 LARGE CAP INTERNATIONAL PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ------- ------------ --------------- COMMON STOCKS -- (88.2%) AUSTRALIA -- (7.0%) Australia & New Zealand Banking Group, Ltd.......................... 489,886 $ 12,923,873 0.6% BHP Billiton, Ltd..................... 358,448 12,691,074 0.6% #Commonwealth Bank of Australia NL..... 268,839 16,099,654 0.8% #National Australia Bank, Ltd.......... 413,524 11,051,380 0.5% Westpac Banking Corp.................. 459,483 12,147,841 0.6% Other Securities...................... 97,828,712 4.8% ------------ ---- TOTAL AUSTRALIA........................... 162,742,534 7.9% ------------ ---- AUSTRIA -- (0.2%) Other Securities...................... 5,523,447 0.3% ------------ ---- BELGIUM -- (0.8%) Anheuser-Busch InBev NV............... 107,124 8,958,854 0.4% Other Securities...................... 10,625,851 0.5% ------------ ---- TOTAL BELGIUM............................. 19,584,705 0.9% ------------ ---- CANADA -- (9.8%) Bank of Montreal...................... 121,090 7,155,676 0.3% Bank of Nova Scotia................... 196,237 10,659,181 0.5% Barrick Gold Corp..................... 182,000 7,360,180 0.4% #Royal Bank of Canada.................. 243,989 13,910,121 0.7% Suncor Energy, Inc.................... 279,079 9,366,436 0.5% #Toronto Dominion Bank................. 160,784 13,076,830 0.6% Other Securities...................... 165,490,762 8.0% ------------ ---- TOTAL CANADA.............................. 227,019,186 11.0% ------------ ---- DENMARK -- (1.0%) Other Securities...................... 23,363,099 1.1% ------------ ---- FINLAND -- (0.6%) Other Securities...................... 14,738,094 0.7% ------------ ---- FRANCE -- (7.2%) BNP Paribas SA........................ 179,515 9,111,582 0.4% LVMH Moet Hennessy Louis Vuitton SA... 43,329 7,044,432 0.3% Sanofi SA............................. 147,776 12,978,720 0.6% Total SA.............................. 229,954 11,582,771 0.6% Total SA Sponsored ADR................ 144,707 7,293,233 0.4% Other Securities...................... 119,144,573 5.8% ------------ ---- TOTAL FRANCE.............................. 167,155,311 8.1% ------------ ---- GERMANY -- (6.4%) Allianz SE............................ 59,747 7,422,057 0.4% BASF SE............................... 137,393 11,396,744 0.5% Bayer AG.............................. 104,450 9,107,269 0.4% Daimler AG............................ 168,780 7,906,432 0.4% SAP AG................................ 103,483 7,546,254 0.4% #Siemens AG Sponsored ADR.............. 67,650 6,826,562 0.3% Other Securities...................... 98,406,795 4.8% ------------ ---- TOTAL GERMANY............................. 148,612,113 7.2% ------------ ---- GREECE -- (0.1%) Other Securities...................... 1,180,568 0.1% ------------ ---- HONG KONG -- (2.4%) Other Securities...................... 54,810,518 2.7% ------------ ---- 62 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** --------- ------------ --------------- IRELAND -- (0.3%) Other Securities.................... $ 5,766,422 0.3% ------------ ---- ISRAEL -- (0.4%) Other Securities.................... 9,597,458 0.5% ------------ ---- ITALY -- (1.7%) Other Securities.................... 38,182,893 1.9% ------------ ---- JAPAN -- (15.7%) Sumitomo Mitsui Financial Group, Inc............................... 251,740 7,692,420 0.4% Toyota Motor Corp................... 317,100 12,226,476 0.6% Other Securities.................... 343,552,324 16.7% ------------ ---- TOTAL JAPAN............................. 363,471,220 17.7% ------------ ---- NETHERLANDS -- (2.0%) Unilever NV......................... 271,974 9,996,249 0.5% Other Securities.................... 36,987,162 1.8% ------------ ---- TOTAL NETHERLANDS....................... 46,983,411 2.3% ------------ ---- NEW ZEALAND -- (0.1%) Other Securities.................... 2,282,663 0.1% ------------ ---- NORWAY -- (0.9%) Other Securities.................... 21,438,761 1.0% ------------ ---- PORTUGAL -- (0.2%) Other Securities.................... 3,409,590 0.2% ------------ ---- SINGAPORE -- (1.4%) Other Securities.................... 32,746,308 1.6% ------------ ---- SPAIN -- (2.2%) Other Securities.................... 51,685,586 2.5% ------------ ---- SWEDEN -- (2.5%) Other Securities.................... 58,081,987 2.8% ------------ ---- SWITZERLAND -- (6.8%) Nestle SA........................... 548,594 34,829,262 1.7% Novartis AG......................... 262,271 15,815,092 0.8% #Novartis AG ADR..................... 147,100 8,893,666 0.4% Roche Holding AG Genusschein........ 116,708 22,480,903 1.1% UBS AG.............................. 640,816 9,614,543 0.4% Zurich Insurance Group AG........... 31,032 7,650,000 0.4% Other Securities.................... 57,263,238 2.8% ------------ ---- TOTAL SWITZERLAND....................... 156,546,704 7.6% ------------ ---- UNITED KINGDOM -- (18.5%) Anglo American P.L.C................ 247,137 7,615,400 0.4% BG Group P.L.C...................... 510,495 9,478,376 0.5% #BHP Billiton P.L.C. ADR............. 113,263 7,246,567 0.3% BP P.L.C. Sponsored ADR............. 517,641 22,201,622 1.1% British American Tobacco P.L.C...... 293,586 14,561,859 0.7% Diageo P.L.C. Sponsored ADR......... 63,791 7,287,484 0.3% GlaxoSmithKline P.L.C............... 538,836 12,074,039 0.6% GlaxoSmithKline P.L.C. Sponsored ADR............................... 154,591 6,941,136 0.3% HSBC Holdings P.L.C................. 1,623,467 16,006,352 0.8% #HSBC Holdings P.L.C. Sponsored ADR.. 343,138 16,937,292 0.8% Rio Tinto P.L.C..................... 150,148 7,500,915 0.4% Royal Dutch Shell P.L.C. ADR........ 425,120 30,026,226 1.5% Royal Dutch Shell P.L.C. Series B... 306,534 10,842,936 0.5% 63 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) SABmiller P.L.C.......................................................... 162,396 $ 6,969,775 0.3% Standard Chartered P.L.C................................................. 452,395 10,711,236 0.5% Tesco P.L.C.............................................................. 1,441,004 7,456,436 0.4% Vodafone Group P.L.C..................................................... 2,870,219 7,794,527 0.4% Vodafone Group P.L.C. Sponsored ADR...................................... 680,782 18,530,886 0.9% Other Securities......................................................... 206,843,125 10.1% -------------- ----- TOTAL UNITED KINGDOM......................................................... 427,026,189 20.8% -------------- ----- TOTAL COMMON STOCKS.......................................................... 2,041,948,767 99.3% -------------- ----- PREFERRED STOCKS -- (0.1%) GERMANY -- (0.0%) Other Securities......................................................... 1,284,218 0.1% -------------- ----- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) Other Securities......................................................... 14,929 0.0% -------------- ----- FRANCE -- (0.0%) Other Securities......................................................... 15 0.0% -------------- ----- HONG KONG -- (0.0%) Other Securities......................................................... 30,902 0.0% -------------- ----- SPAIN -- (0.0%) Other Securities......................................................... 7 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS........................................................ 45,853 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (11.7%) (S)@DFA Short Term Investment Fund........................................... 23,336,214 270,000,000 13.1% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,348,839) to be repurchased at $1,322,404............................. $ 1,322 1,322,391 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 271,322,391 13.2% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,152,738,602) $2,314,601,229 112.6% ============== ===== 64 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ -------------- ------- -------------- Common Stocks Australia................. $ 9,177,915 $ 153,564,619 -- $ 162,742,534 Austria................... 31,272 5,492,175 -- 5,523,447 Belgium................... 2,868,310 16,716,395 -- 19,584,705 Canada.................... 227,019,186 -- -- 227,019,186 Denmark................... 4,252,654 19,110,445 -- 23,363,099 Finland................... 792,236 13,945,858 -- 14,738,094 France.................... 15,010,442 152,144,869 -- 167,155,311 Germany................... 26,003,248 122,608,865 -- 148,612,113 Greece.................... -- 1,180,568 -- 1,180,568 Hong Kong................. -- 54,810,518 -- 54,810,518 Ireland................... 1,928,356 3,838,066 -- 5,766,422 Israel.................... 5,521,012 4,076,446 -- 9,597,458 Italy..................... 5,535,992 32,646,901 -- 38,182,893 Japan..................... 29,715,898 333,755,322 -- 363,471,220 Netherlands............... 3,974,503 43,008,908 -- 46,983,411 New Zealand............... -- 2,282,663 -- 2,282,663 Norway.................... 1,169,239 20,269,522 -- 21,438,761 Portugal.................. 101,703 3,307,887 -- 3,409,590 Singapore................. -- 32,746,308 -- 32,746,308 Spain..................... 17,713,982 33,971,604 -- 51,685,586 Sweden.................... 604,690 57,477,297 -- 58,081,987 Switzerland............... 17,129,641 139,417,063 -- 156,546,704 United Kingdom............ 145,465,749 281,560,440 -- 427,026,189 Preferred Stocks Germany................... -- 1,284,218 -- 1,284,218 Rights/Warrants Australia................. -- 14,929 -- 14,929 France.................... -- 15 -- 15 Hong Kong................. -- 30,902 -- 30,902 Spain..................... -- 7 -- 7 Securities Lending Collateral. -- 271,322,391 -- 271,322,391 ------------ -------------- -- -------------- TOTAL......................... $514,016,028 $1,800,585,201 -- $2,314,601,229 ============ ============== == ============== See accompanying Notes to Financial Statements. 65 INTERNATIONAL CORE EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 Percentage Shares Value++ of Net Assets** ------- ------------ --------------- COMMON STOCKS -- (89.3%) AUSTRALIA -- (6.2%) #Australia & New Zealand Banking Group, Ltd. 811,349 $ 21,404,514 0.3% #Commonwealth Bank of Australia NL.......... 291,226 17,440,319 0.3% #National Australia Bank, Ltd............... 935,297 24,995,703 0.4% #Wesfarmers, Ltd............................ 461,899 16,651,241 0.3% Westpac Banking Corp....................... 659,750 17,442,513 0.3% Other Securities........................... 351,644,182 5.4% ------------ ---- TOTAL AUSTRALIA................................ 449,578,472 7.0% ------------ ---- AUSTRIA -- (0.5%) Other Securities........................... 32,391,602 0.5% ------------ ---- BELGIUM -- (0.9%) Other Securities........................... 65,997,964 1.0% ------------ ---- CANADA -- (9.9%) #Bank of Montreal........................... 273,400 16,156,263 0.3% Bank of Nova Scotia........................ 264,875 14,387,453 0.2% Canadian Natural Resources, Ltd............ 474,950 14,313,887 0.2% #Royal Bank of Canada....................... 326,040 18,587,953 0.3% Suncor Energy, Inc......................... 654,429 21,963,915 0.3% #Toronto Dominion Bank...................... 350,772 28,528,871 0.4% Other Securities........................... 600,337,278 9.3% ------------ ---- TOTAL CANADA................................... 714,275,620 11.0% ------------ ---- CHINA -- (0.0%) Other Securities........................... 147,959 0.0% ------------ ---- DENMARK -- (0.9%) Other Securities........................... 63,928,182 1.0% ------------ ---- FINLAND -- (1.3%) Other Securities........................... 92,159,069 1.4% ------------ ---- FRANCE -- (6.7%) BNP Paribas SA............................. 500,741 25,415,940 0.4% #GDF Suez SA................................ 659,288 15,132,134 0.2% Sanofi SA ADR.............................. 562,231 24,653,829 0.4% *Societe Generale SA........................ 601,863 19,194,589 0.3% #Total SA Sponsored ADR..................... 594,342 29,954,837 0.5% Other Securities........................... 366,981,725 5.6% ------------ ---- TOTAL FRANCE................................... 481,333,054 7.4% ------------ ---- GERMANY -- (5.3%) Daimler AG................................. 415,333 19,456,109 0.3% Deutsche Bank AG........................... 338,130 15,402,110 0.3% E.ON AG.................................... 609,873 13,883,743 0.2% #Siemens AG Sponsored ADR................... 200,444 20,226,804 0.3% Other Securities........................... 316,171,125 4.9% ------------ ---- TOTAL GERMANY.................................. 385,139,891 6.0% ------------ ---- GREECE -- (0.3%) Other Securities........................... 21,713,011 0.3% ------------ ---- HONG KONG -- (2.4%) Other Securities........................... 170,749,434 2.6% ------------ ---- IRELAND -- (0.5%) Other Securities........................... 36,568,747 0.6% ------------ ---- 66 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- ISRAEL -- (0.5%) Other Securities...................... $ 38,192,757 0.6% -------------- ---- ITALY -- (2.0%) Other Securities...................... 144,759,479 2.2% -------------- ---- JAPAN -- (16.9%) Mitsubishi UFJ Financial Group, Inc... 4,203,900 19,018,309 0.3% Mizuho Financial Group, Inc........... 10,641,060 16,649,856 0.3% Sumitomo Mitsui Financial Group, Inc.. 634,770 19,396,670 0.3% #Toyota Motor Corp. Sponsored ADR...... 360,892 27,958,303 0.4% Other Securities...................... 1,141,756,436 17.6% -------------- ---- TOTAL JAPAN............................... 1,224,779,574 18.9% -------------- ---- NETHERLANDS -- (2.3%) *ING Groep NV Sponsored ADR............ 1,565,969 13,874,485 0.2% Koninklijke Philips Electronics NV.... 589,853 14,773,412 0.2% Other Securities...................... 140,860,671 2.2% -------------- ---- TOTAL NETHERLANDS......................... 169,508,568 2.6% -------------- ---- NEW ZEALAND -- (0.3%) Other Securities...................... 18,364,661 0.3% -------------- ---- NORWAY -- (1.1%) Other Securities...................... 79,436,045 1.2% -------------- ---- PORTUGAL -- (0.3%) Other Securities...................... 20,759,987 0.3% -------------- ---- SINGAPORE -- (1.6%) Other Securities...................... 117,743,734 1.8% -------------- ---- SPAIN -- (2.0%) Banco Santander SA.................... 2,240,231 16,867,084 0.3% #Banco Santander SA Sponsored ADR...... 2,229,277 16,630,406 0.2% Other Securities...................... 109,877,111 1.7% -------------- ---- TOTAL SPAIN............................... 143,374,601 2.2% -------------- ---- SWEDEN -- (2.8%) Other Securities...................... 204,867,857 3.2% -------------- ---- SWITZERLAND -- (5.9%) Holcim, Ltd........................... 208,137 14,204,567 0.2% Nestle SA............................. 587,284 37,285,622 0.6% #Novartis AG ADR....................... 737,597 44,595,115 0.7% Roche Holding AG Genusschein.......... 82,873 15,963,429 0.3% Swiss Re, Ltd......................... 321,123 22,220,864 0.3% UBS AG................................ 1,749,489 26,248,623 0.4% Zurich Insurance Group AG............. 133,176 32,830,510 0.5% Other Securities...................... 233,502,910 3.6% -------------- ---- TOTAL SWITZERLAND......................... 426,851,640 6.6% -------------- ---- UNITED KINGDOM -- (18.7%) Anglo American P.L.C.................. 582,539 17,950,640 0.3% #AstraZeneca P.L.C. Sponsored ADR...... 424,722 19,707,101 0.3% Barclays P.L.C. Sponsored ADR......... 1,811,137 26,804,828 0.4% BG Group P.L.C........................ 933,234 17,327,384 0.3% #BHP Billiton P.L.C. ADR............... 247,566 15,839,273 0.3% BP P.L.C. Sponsored ADR............... 1,479,807 63,468,922 1.0% #HSBC Holdings P.L.C. Sponsored ADR.... 1,761,750 86,959,980 1.3% *Lloyds Banking Group P.L.C............ 23,313,762 15,352,299 0.2% 67 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) #Prudential P.L.C. ADR.................................................... 651,676 $ 17,908,056 0.3% #Rio Tinto P.L.C. Sponsored ADR........................................... 307,543 15,370,999 0.2% #Royal Dutch Shell P.L.C. ADR............................................. 1,426,690 100,767,115 1.6% SABmiller P.L.C.......................................................... 323,061 13,865,258 0.2% Standard Chartered P.L.C................................................. 1,125,564 26,649,679 0.4% Tesco P.L.C.............................................................. 3,732,880 19,315,686 0.3% Vodafone Group P.L.C. Sponsored ADR...................................... 2,412,945 65,680,363 1.0% Other Securities......................................................... 829,016,053 12.8% -------------- ----- TOTAL UNITED KINGDOM......................................................... 1,351,983,636 20.9% -------------- ----- UNITED STATES -- (0.0%) Other Securities......................................................... 506,366 0.0% -------------- ----- TOTAL COMMON STOCKS.......................................................... 6,455,111,910 99.6% -------------- ----- PREFERRED STOCKS -- (0.0%) GERMANY -- (0.0%) Other Securities......................................................... 3,716,814 0.1% -------------- ----- UNITED KINGDOM -- (0.0%) Other Securities......................................................... 1,214 0.0% -------------- ----- TOTAL PREFERRED STOCKS....................................................... 3,718,028 0.1% -------------- ----- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) Other Securities......................................................... 323,953 0.0% -------------- ----- BELGIUM -- (0.0%) Other Securities......................................................... 704 0.0% -------------- ----- CANADA -- (0.0%) Other Securities......................................................... 603 0.0% -------------- ----- HONG KONG -- (0.0%) Other Securities......................................................... 283,649 0.0% -------------- ----- ITALY -- (0.0%) Other Securities......................................................... 3,518 0.0% -------------- ----- SINGAPORE -- (0.0%) Other Securities......................................................... 26,839 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS........................................................ 639,266 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (10.7%) (S)@DFA Short Term Investment Fund........................................... 66,119,274 765,000,000 11.8% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $7,529,026) to be repurchased at $7,381,470............................. $ 7,381 7,381,398 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 772,381,398 11.9% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $7,513,353,611)...................................................... $7,231,850,602 111.6% ============== ===== 68 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- -------------- ------- -------------- Common Stocks Australia................. $ 24,824,894 $ 424,753,578 -- $ 449,578,472 Austria................... 54,726 32,336,876 -- 32,391,602 Belgium................... 9,754,099 56,243,865 -- 65,997,964 Canada.................... 714,070,628 204,992 -- 714,275,620 China..................... 70,633 77,326 -- 147,959 Denmark................... 4,096,211 59,831,971 -- 63,928,182 Finland................... 2,272,148 89,886,921 -- 92,159,069 France.................... 79,612,438 401,720,616 -- 481,333,054 Germany................... 62,450,948 322,688,943 -- 385,139,891 Greece.................... 1,824,911 19,888,100 -- 21,713,011 Hong Kong................. 120,183 170,629,251 -- 170,749,434 Ireland................... 10,484,484 26,084,263 -- 36,568,747 Israel.................... 10,688,742 27,504,015 -- 38,192,757 Italy..................... 15,876,853 128,882,626 -- 144,759,479 Japan..................... 78,891,497 1,145,888,077 -- 1,224,779,574 Netherlands............... 30,237,911 139,270,657 -- 169,508,568 New Zealand............... 144,091 18,220,570 -- 18,364,661 Norway.................... 9,264,269 70,171,776 -- 79,436,045 Portugal.................. 196,831 20,563,156 -- 20,759,987 Singapore................. -- 117,743,734 -- 117,743,734 Spain..................... 32,530,839 110,843,762 -- 143,374,601 Sweden.................... 6,728,083 198,139,774 -- 204,867,857 Switzerland............... 72,598,940 354,252,700 -- 426,851,640 United Kingdom............ 494,390,977 857,592,659 -- 1,351,983,636 United States............. 506,366 -- -- 506,366 Preferred Stocks Germany................... -- 3,716,814 -- 3,716,814 United Kingdom............ -- 1,214 -- 1,214 Rights/Warrants Australia................. -- 323,953 -- 323,953 Belgium................... -- 704 -- 704 Canada.................... 24 579 -- 603 Hong Kong................. -- 283,649 -- 283,649 Italy..................... -- 3,518 -- 3,518 Singapore................. -- 26,839 -- 26,839 Securities Lending Collateral. -- 772,381,398 -- 772,381,398 -------------- -------------- -- -------------- TOTAL......................... $1,661,691,726 $5,570,158,876 -- $7,231,850,602 ============== ============== == ============== See accompanying Notes to Financial Statements. 69 INTERNATIONAL SMALL COMPANY PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 Value+ -------------- AFFILIATED INVESTMENT COMPANIES -- (100.0%) Investment in The Continental Small Company Series of The DFA Investment Trust Company............................. $2,138,832,833 Investment in The United Kingdom Small Company Series of The DFA Investment Trust Company......................... 1,433,515,437 Investment in The Japanese Small Company Series of The DFA Investment Trust Company............................. 1,392,642,047 Investment in The Asia Pacific Small Company Series of The DFA Investment Trust Company......................... 765,581,971 Investment in The Canadian Small Company Series of The DFA Investment Trust Company............................. 689,084,996 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $6,321,775,249)................................ 6,419,657,284 -------------- TOTAL INVESTMENTS--(100.0%) (Cost $6,321,775,249)...... $6,419,657,284 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------- ------- -------------- Affiliated Investment Companies.. $6,419,657,284 -- -- $6,419,657,284 -------------- -- -- -------------- TOTAL............................ $6,419,657,284 -- -- $6,419,657,284 ============== == == ============== See accompanying Notes to Financial Statements. 70 SCHEDULES OF INVESTMENTS OCTOBER 31, 2012 JAPANESE SMALL COMPANY PORTFOLIO Value+ ------------ AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Japanese Small Company Series of The DFA Investment Trust Company............................ $294,087,384 ------------ TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $363,670,987)................................. $294,087,384 ============ Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). ASIA PACIFIC SMALL COMPANY PORTFOLIO Value+ ------------ AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Asia Pacific Small Company Series of The DFA Investment Trust Company........................ $238,281,823 ------------ TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $225,784,642)................................. $238,281,823 ============ Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 71 SCHEDULES OF INVESTMENTS October 31, 2012 UNITED KINDGOM SMALL COMPANY PORTFOLIO Value+ ----------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The United Kingdom Small Company Series of The DFA Investment Trust Company......................................... $31,322,321 ----------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $24,146,735)............................................ $31,322,321 =========== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). CONTINENTAL SMALL COMPANY PORTFOLIO Value+ ------------ AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Continental Small Company Series of The DFA Investment Trust Company........................................ $106,352,698 ------------ TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $108,971,167).......................................... $106,352,698 ============ Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 72 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- COMMON STOCKS -- (91.3%) AUSTRALIA -- (24.5%) CFS Retail Property Trust Group... 10,743,924 $ 21,769,204 1.4% #Commonwealth Property Office Fund. 12,593,964 14,099,725 0.9% Dexus Property Group.............. 25,577,769 26,105,656 1.7% Goodman Group..................... 8,720,577 40,033,772 2.6% GPT Group......................... 9,010,486 33,274,608 2.2% Investa Office Fund............... 3,287,999 10,135,818 0.7% Stockland Trust Group............. 11,954,193 42,891,997 2.8% Westfield Group................... 12,039,316 133,084,688 8.7% Westfield Retail Trust............ 15,744,367 50,556,567 3.3% Other Securities.................. 37,139,928 2.4% ------------ ---- TOTAL AUSTRALIA....................... 409,091,963 26.7% ------------ ---- BELGIUM -- (1.2%) Cofinimmo SA...................... 78,243 8,895,299 0.6% Other Securities.................. 11,918,425 0.8% ------------ ---- TOTAL BELGIUM......................... 20,813,724 1.4% ------------ ---- CANADA -- (7.2%) #Boardwalk REIT.................... 129,784 8,351,657 0.5% #Calloway REIT..................... 296,195 8,585,577 0.6% #Canadian REIT..................... 191,445 7,981,747 0.5% #Cominar REIT...................... 332,264 7,934,414 0.5% #Dundee REIT....................... 260,863 9,572,595 0.6% #H&R REIT.......................... 633,619 15,308,362 1.0% #RioCan REIT....................... 826,910 22,553,220 1.5% Other Securities.................. 39,624,002 2.6% ------------ ---- TOTAL CANADA.......................... 119,911,574 7.8% ------------ ---- CHINA -- (0.1%) Other Securities.................. 1,652,960 0.1% ------------ ---- FRANCE -- (10.9%) Fonciere des Regions SA........... 163,879 13,190,201 0.9% Gecina SA......................... 119,620 13,269,206 0.9% #ICADE SA.......................... 121,792 10,961,372 0.7% Klepierre SA...................... 601,899 22,326,321 1.4% Unibail-Rodamco SE................ 472,896 106,512,511 6.9% Other Securities.................. 15,122,081 1.0% ------------ ---- TOTAL FRANCE.......................... 181,381,692 11.8% ------------ ---- GERMANY -- (0.3%) Other Securities.................. 5,567,788 0.4% ------------ ---- GREECE -- (0.0%) Other Securities.................. 361,217 0.0% ------------ ---- HONG KONG -- (4.6%) #Link REIT (The)................... 12,861,583 63,830,861 4.2% Other Securities.................. 12,141,084 0.8% ------------ ---- TOTAL HONG KONG....................... 75,971,945 5.0% ------------ ---- ISRAEL -- (0.0%) Other Securities.................. 757,218 0.1% ------------ ---- ITALY -- (0.2%) Other Securities.................. 3,398,844 0.2% ------------ ---- 73 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- JAPAN -- (15.2%) Advance Residence Investment Corp.. 6,285 $ 13,627,451 0.9% #Frontier Real Estate Investment Corp.............................. 1,211 10,702,727 0.7% Japan Logistics Fund, Inc.......... 813 7,428,117 0.5% Japan Prime Realty Investment Corp............................. 4,465 13,456,668 0.9% Japan Real Estate Investment Corp.. 3,170 31,742,207 2.1% Japan Retail Fund Investment Corp.. 10,863 19,804,181 1.3% MORI TRUST Sogo REIT, Inc.......... 967 8,852,471 0.6% Nippon Accommodations Fund, Inc.... 1,021 7,254,453 0.5% #Nippon Building Fund, Inc.......... 3,534 37,966,559 2.5% #Nomura Real Estate Office Fund, Inc............................... 1,574 9,902,152 0.6% #ORIX JREIT, Inc.................... 1,594 7,761,405 0.5% #United Urban Investment Corp....... 12,105 14,554,764 0.9% Other Securities................... 70,803,716 4.6% ------------ ---- TOTAL JAPAN............................ 253,856,871 16.6% ------------ ---- MALAYSIA -- (0.3%) Other Securities................... 4,702,302 0.3% ------------ ---- MEXICO -- (0.1%) Other Securities................... 1,768,355 0.1% ------------ ---- NETHERLANDS -- (2.4%) Corio NV........................... 369,283 16,450,697 1.1% #Eurocommercial Properties NV....... 214,239 8,401,590 0.6% Other Securities................... 14,403,814 0.9% ------------ ---- TOTAL NETHERLANDS...................... 39,256,101 2.6% ------------ ---- NEW ZEALAND -- (0.6%) Other Securities................... 10,717,769 0.7% ------------ ---- SINGAPORE -- (8.1%) Ascendas REIT...................... 10,362,000 19,992,929 1.3% #CapitaCommercial Trust............. 10,793,000 13,847,973 0.9% CapitaMall Trust................... 12,717,300 21,881,382 1.4% CDL Hospitality Trusts............. 4,451,000 7,058,939 0.5% Suntec REIT........................ 10,956,000 14,390,048 0.9% Other Securities................... 57,469,214 3.8% ------------ ---- TOTAL SINGAPORE........................ 134,640,485 8.8% ------------ ---- SOUTH AFRICA -- (1.3%) Other Securities................... 21,317,137 1.4% ------------ ---- TAIWAN -- (0.6%) Other Securities................... 9,314,322 0.6% ------------ ---- TURKEY -- (0.7%) Other Securities................... 10,969,854 0.7% ------------ ---- UNITED KINGDOM -- (13.0%) British Land Co. P.L.C............. 4,755,450 40,619,859 2.6% Capital Shopping Centres Group P.L.C............................ 3,132,277 16,860,712 1.1% Derwent London P.L.C............... 491,732 16,363,554 1.1% Great Portland Estates P.L.C....... 1,676,684 12,661,329 0.8% Hammerson P.L.C.................... 3,924,681 29,928,470 1.9% Land Securities Group P.L.C........ 4,331,787 56,292,926 3.7% Segro P.L.C........................ 3,971,466 15,227,757 1.0% Shaftesbury P.L.C.................. 1,317,725 11,669,264 0.8% 74 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) Other Securities......................................................... $ 16,948,860 1.1% -------------- ----- TOTAL UNITED KINGDOM......................................................... 216,572,731 14.1% -------------- ----- TOTAL COMMON STOCKS.......................................................... 1,522,024,852 99.4% -------------- ----- RIGHTS/WARRANTS -- (0.0%) NETHERLANDS -- (0.0%) Other Securities......................................................... -- 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (8.7%) (S)@DFA Short Term Investment Fund........................................... 12,445,981 144,000,000 9.4% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $226,983) to be repurchased at $222,534................................. $ 223 222,532 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 144,222,532 9.4% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $1,504,164,154) $1,666,247,384 108.8% ============== ===== 75 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ -------------- ------- -------------- Common Stocks Australia................ -- $ 409,091,963 -- $ 409,091,963 Belgium.................. -- 20,813,724 -- 20,813,724 Canada................... $119,911,574 -- -- 119,911,574 China.................... -- 1,652,960 -- 1,652,960 France................... -- 181,381,692 -- 181,381,692 Germany.................. -- 5,567,788 -- 5,567,788 Greece................... -- 361,217 -- 361,217 Hong Kong................ -- 75,971,945 -- 75,971,945 Israel................... -- 757,218 -- 757,218 Italy.................... -- 3,398,844 -- 3,398,844 Japan.................... -- 253,856,871 -- 253,856,871 Malaysia................. -- 4,702,302 -- 4,702,302 Mexico................... 1,768,355 -- -- 1,768,355 Netherlands.............. -- 39,256,101 -- 39,256,101 New Zealand.............. -- 10,717,769 -- 10,717,769 Singapore................ -- 134,640,485 -- 134,640,485 South Africa............. -- 21,317,137 -- 21,317,137 Taiwan................... -- 9,314,322 -- 9,314,322 Turkey................... -- 10,969,854 -- 10,969,854 United Kingdom........... -- 216,572,731 -- 216,572,731 Rights/Warrants Netherlands.............. -- -- -- -- Securities Lending Collateral................ -- 144,222,532 -- 144,222,532 ------------ -------------- -- -------------- TOTAL....................... $121,679,929 $1,544,567,455 -- $1,666,247,384 ============ ============== == ============== See accompanying Notes to Financial Statements. 76 DFA GLOBAL REAL ESTATE SECURITIES PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ---------- -------------- AFFILIATED INVESTMENT COMPANIES -- (99.8%) Investment in DFA Real Estate Securities Portfolio of DFA Investment Dimensions Group Inc............ 30,118,595 $ 777,963,309 Investment in DFA International Real Estate Securities Portfolio of DFA Investment Dimensions Group Inc......................................... 93,734,436 531,474,252 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $1,003,592,208).......................... 1,309,437,561 -------------- TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio-Institutional Shares (Cost $2,168,186).............................. 2,168,186 2,168,186 -------------- TOTAL INVESTMENTS - (100.0%) (Cost $1,005,760,394).......................... $1,311,605,747 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------- ------- -------------- Affiliated Investment Companies.. $1,309,437,561 -- -- $1,309,437,561 Temporary Cash Investments....... 2,168,186 -- -- 2,168,186 -------------- -- -- -------------- TOTAL............................ $1,311,605,747 -- -- $1,311,605,747 ============== == == ============== See accompanying Notes to Financial Statements. 77 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- COMMON STOCKS -- (90.8%) AUSTRALIA -- (6.0%) Beach Energy, Ltd................. 23,727,789 $ 33,888,804 0.4% #Primary Health Care, Ltd.......... 10,254,873 41,363,668 0.5% Other Securities.................. 466,530,438 5.6% ------------ ---- TOTAL AUSTRALIA....................... 541,782,910 6.5% ------------ ---- AUSTRIA -- (0.6%) Other Securities.................. 56,347,784 0.7% ------------ ---- BELGIUM -- (0.8%) Other Securities.................. 72,506,984 0.9% ------------ ---- CANADA -- (10.1%) Aimia, Inc........................ 2,476,260 37,091,214 0.4% *Canfor Corp....................... 2,464,506 35,138,489 0.4% *Celestica, Inc.................... 4,577,603 33,229,158 0.4% Dorel Industries, Inc. Class B.... 842,000 30,105,452 0.4% HudBay Minerals, Inc.............. 4,193,216 38,919,762 0.5% Laurentian Bank of Canada......... 707,853 31,503,445 0.4% *Petrobank Energy & Resources, Ltd. 2,532,239 34,785,801 0.4% #RONA, Inc......................... 3,166,544 32,529,403 0.4% Sherritt International Corp....... 7,300,339 31,576,936 0.4% West Fraser Timber Co., Ltd....... 659,979 39,972,095 0.5% Other Securities.................. 571,595,590 6.9% ------------ ---- TOTAL CANADA.......................... 916,447,345 11.1% ------------ ---- CHINA -- (0.0%) Other Securities.................. 1,206,022 0.0% ------------ ---- DENMARK -- (0.7%) Other Securities.................. 63,681,901 0.8% ------------ ---- FINLAND -- (2.3%) Huhtamaki Oyj..................... 1,928,287 32,602,927 0.4% Pohjola Bank P.L.C. Series A...... 2,683,574 36,607,681 0.4% Other Securities.................. 138,899,487 1.7% ------------ ---- TOTAL FINLAND......................... 208,110,095 2.5% ------------ ---- FRANCE -- (3.2%) #*Air France-KLM.................... 3,419,028 28,582,611 0.3% Other Securities.................. 261,020,712 3.2% ------------ ---- TOTAL FRANCE.......................... 289,603,323 3.5% ------------ ---- GERMANY -- (4.7%) Aurubis AG........................ 1,045,010 66,156,167 0.8% Bilfinger SE...................... 632,428 61,972,830 0.7% *TUI AG............................ 3,349,736 31,432,430 0.4% Other Securities.................. 261,661,479 3.2% ------------ ---- TOTAL GERMANY......................... 421,222,906 5.1% ------------ ---- GREECE -- (0.3%) Other Securities.................. 25,879,481 0.3% ------------ ---- HONG KONG -- (2.2%) Other Securities.................. 197,647,279 2.4% ------------ ---- IRELAND -- (0.3%) Other Securities.................. 31,232,143 0.4% ------------ ---- 78 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- ISRAEL -- (0.7%) Other Securities............... $ 60,934,821 0.7% -------------- ---- ITALY -- (2.4%) #*Banca Popolare di Milano Scarl. 77,876,899 42,915,156 0.5% *Banco Popolare Scarl........... 21,502,306 34,312,780 0.4% Other Securities............... 141,814,742 1.7% -------------- ---- TOTAL ITALY........................ 219,042,678 2.6% -------------- ---- JAPAN -- (21.9%) #*Kawasaki Kisen Kaisha, Ltd..... 23,941,194 30,346,936 0.4% Other Securities............... 1,952,345,297 23.6% -------------- ---- TOTAL JAPAN........................ 1,982,692,233 24.0% -------------- ---- NETHERLANDS -- (1.6%) Other Securities............... 142,141,244 1.7% -------------- ---- NEW ZEALAND -- (0.5%) Other Securities............... 48,105,315 0.6% -------------- ---- NORWAY -- (0.9%) Other Securities............... 85,774,467 1.0% -------------- ---- PORTUGAL -- (0.3%) Other Securities............... 25,197,899 0.3% -------------- ---- SINGAPORE -- (1.6%) Other Securities............... 145,005,915 1.8% -------------- ---- SPAIN -- (1.4%) Other Securities............... 123,849,404 1.5% -------------- ---- SWEDEN -- (3.2%) #Holmen AB Series B............. 1,366,890 40,281,534 0.5% #SSAB AB Series A............... 4,143,538 29,683,346 0.4% Trelleborg AB Series B......... 6,786,568 73,951,693 0.9% Other Securities............... 143,316,503 1.7% -------------- ---- TOTAL SWEDEN....................... 287,233,076 3.5% -------------- ---- SWITZERLAND -- (4.5%) Clariant AG.................... 3,169,797 33,967,506 0.4% Helvetia Holding AG............ 120,995 42,486,842 0.5% Swiss Life Holding AG.......... 359,888 45,449,220 0.6% Other Securities............... 281,835,343 3.4% -------------- ---- TOTAL SWITZERLAND.................. 403,738,911 4.9% -------------- ---- UNITED KINGDOM -- (20.6%) Amlin P.L.C.................... 11,024,189 66,456,858 0.8% Ashtead Group P.L.C............ 11,493,515 69,436,081 0.8% *Barratt Developments P.L.C..... 23,445,340 71,872,107 0.9% Beazley P.L.C.................. 12,444,027 35,581,616 0.4% Bellway P.L.C.................. 3,448,205 56,365,789 0.7% Bodycote P.L.C................. 5,217,256 31,855,295 0.4% Bovis Homes Group P.L.C........ 3,849,825 31,868,846 0.4% Catlin Group, Ltd.............. 9,072,341 69,139,681 0.8% Cookson Group P.L.C............ 5,906,182 55,795,091 0.7% DS Smith P.L.C................. 15,587,156 53,814,171 0.6% easyJet P.L.C.................. 4,026,670 40,693,610 0.5% Greene King P.L.C.............. 4,908,532 47,094,844 0.6% Hiscox, Ltd.................... 10,790,586 83,204,571 1.0% #Home Retail Group P.L.C........ 17,301,308 31,941,500 0.4% 79 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) Inchcape P.L.C........................................................ 8,776,728 $ 57,079,395 0.7% Meggitt P.L.C......................................................... 5,167,155 32,228,095 0.4% Millennium & Copthorne Hotels P.L.C................................... 4,813,561 39,060,619 0.5% *Mitchells & Butlers P.L.C............................................. 5,754,583 30,449,225 0.4% Mondi P.L.C........................................................... 7,958,099 87,726,124 1.1% Persimmon P.L.C....................................................... 7,739,467 99,583,151 1.2% Taylor Wimpey P.L.C................................................... 75,991,308 75,107,713 0.9% *Travis Perkins P.L.C.................................................. 5,306,411 92,729,589 1.1% TUI Travel P.L.C...................................................... 7,207,549 29,243,367 0.3% Other Securities...................................................... 571,968,649 6.9% -------------- ----- TOTAL UNITED KINGDOM...................................................... 1,860,295,987 22.5% -------------- ----- UNITED STATES -- (0.0%) Other Securities...................................................... 54,586 0.0% -------------- ----- TOTAL COMMON STOCKS....................................................... 8,209,734,709 99.3% -------------- ----- PREFERRED STOCKS -- (0.0%) UNITED KINGDOM -- (0.0%) Other Securities...................................................... 144 0.0% -------------- ----- RIGHTS/WARRANTS -- (0.0%) BELGIUM -- (0.0%) Other Securities...................................................... 4,064 0.0% -------------- ----- CANADA -- (0.0%) Other Securities...................................................... 11,269 0.0% -------------- ----- SWITZERLAND -- (0.0%) Other Securities...................................................... 1,358 0.0% -------------- ----- UNITED KINGDOM -- (0.0%) Other Securities...................................................... -- 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS..................................................... 16,691 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (9.2%) (S)@DFA Short Term Investment Fund........................................ 71,305,099 825,000,000 10.0% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $4,362,140) to be repurchased at $4,276,650....................... $ 4,277 4,276,608 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL....................................... 829,276,608 10.0% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $9,743,525,659).................................................. $9,039,028,152 109.3% ============== ===== 80 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ -------------- ------- -------------- Common Stocks Australia................. -- $ 541,782,910 -- $ 541,782,910 Austria................... -- 56,347,784 -- 56,347,784 Belgium................... -- 72,506,984 -- 72,506,984 Canada.................... $913,493,326 2,954,019 -- 916,447,345 China..................... 1,179,614 26,408 -- 1,206,022 Denmark................... -- 63,681,901 -- 63,681,901 Finland................... -- 208,110,095 -- 208,110,095 France.................... -- 289,603,323 -- 289,603,323 Germany................... -- 421,222,906 -- 421,222,906 Greece.................... -- 25,879,481 -- 25,879,481 Hong Kong................. -- 197,647,279 -- 197,647,279 Ireland................... -- 31,232,143 -- 31,232,143 Israel.................... -- 60,934,821 -- 60,934,821 Italy..................... -- 219,042,678 -- 219,042,678 Japan..................... -- 1,982,692,233 -- 1,982,692,233 Netherlands............... -- 142,141,244 -- 142,141,244 New Zealand............... -- 48,105,315 -- 48,105,315 Norway.................... -- 85,774,467 -- 85,774,467 Portugal.................. -- 25,197,899 -- 25,197,899 Singapore................. -- 145,005,915 -- 145,005,915 Spain..................... -- 123,849,404 -- 123,849,404 Sweden.................... -- 287,233,076 -- 287,233,076 Switzerland............... -- 403,738,911 -- 403,738,911 United Kingdom............ -- 1,860,295,987 -- 1,860,295,987 United States............. 54,586 -- -- 54,586 Preferred Stocks United Kingdom............ -- 144 -- 144 Rights/Warrants Belgium................... -- 4,064 -- 4,064 Canada.................... 11,269 -- -- 11,269 Switzerland............... -- 1,358 -- 1,358 United Kingdom............ -- -- -- -- Securities Lending Collateral. -- 829,276,608 -- 829,276,608 ------------ -------------- -- -------------- TOTAL......................... $914,738,795 $8,124,289,357 -- $9,039,028,152 ============ ============== == ============== See accompanying Notes to Financial Statements. 81 INTERNATIONAL VECTOR EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ------- ----------- --------------- COMMON STOCKS -- (90.0%) AUSTRALIA -- (6.0%) #National Australia Bank, Ltd........... 74,261 $ 1,984,617 0.4% Origin Energy, Ltd..................... 95,401 1,122,983 0.2% Santos, Ltd............................ 83,616 996,972 0.2% Suncorp Group, Ltd..................... 115,486 1,124,902 0.2% Other Securities....................... 32,237,270 5.7% ----------- ---- TOTAL AUSTRALIA............................ 37,466,744 6.7% ----------- ---- AUSTRIA -- (0.5%) Other Securities....................... 3,337,563 0.6% ----------- ---- BELGIUM -- (1.0%) Ageas.................................. 44,668 1,138,805 0.2% Other Securities....................... 4,967,517 0.9% ----------- ---- TOTAL BELGIUM.............................. 6,106,322 1.1% ----------- ---- CANADA -- (9.7%) Suncor Energy, Inc..................... 36,072 1,210,647 0.2% #Toronto Dominion Bank.................. 21,129 1,718,457 0.3% #Yamana Gold, Inc....................... 58,105 1,173,445 0.2% Other Securities....................... 56,113,132 10.0% ----------- ---- TOTAL CANADA............................... 60,215,681 10.7% ----------- ---- CHINA -- (0.0%) Other Securities....................... 9,445 0.0% ----------- ---- DENMARK -- (1.0%) Other Securities....................... 6,326,334 1.1% ----------- ---- FINLAND -- (1.6%) Other Securities....................... 9,612,354 1.7% ----------- ---- FRANCE -- (5.8%) BNP Paribas SA......................... 27,532 1,397,432 0.3% Cie de Saint-Gobain SA................. 29,285 1,031,567 0.2% Cie Generale des Etablissements Michelin SA Series B................. 15,059 1,298,153 0.2% Lafarge SA............................. 19,443 1,139,926 0.2% Sanofi SA.............................. 19,474 1,710,343 0.3% *Societe Generale SA.................... 59,410 1,894,701 0.3% Vivendi SA............................. 53,400 1,094,244 0.2% Other Securities....................... 26,420,563 4.7% ----------- ---- TOTAL FRANCE............................... 35,986,929 6.4% ----------- ---- GERMANY -- (5.0%) Allianz SE............................. 10,175 1,263,987 0.2% Daimler AG............................. 25,279 1,184,185 0.2% Deutsche Bank AG....................... 29,192 1,334,366 0.3% E.ON AG................................ 43,404 988,091 0.2% Other Securities....................... 25,926,059 4.6% ----------- ---- TOTAL GERMANY.............................. 30,696,688 5.5% ----------- ---- GREECE -- (0.4%) Other Securities....................... 2,732,129 0.5% ----------- ---- HONG KONG -- (2.3%) Other Securities....................... 14,445,977 2.6% ----------- ---- 82 International Vector Equity Portfolio continued Percentage Shares Value++ of Net Assets** ------- ------------ --------------- IRELAND -- (0.7%) CRH P.L.C. Sponsored ADR.............. 59,771 $ 1,114,729 0.2% Other Securities...................... 3,376,092 0.6% ------------ ---- TOTAL IRELAND............................. 4,490,821 0.8% ------------ ---- ISRAEL -- (0.5%) Other Securities...................... 3,233,372 0.6% ------------ ---- ITALY -- (2.3%) Other Securities...................... 14,048,924 2.5% ------------ ---- JAPAN -- (18.2%) Mitsubishi UFJ Financial Group, Inc... 282,300 1,277,116 0.2% Sumitomo Mitsui Financial Group, Inc.. 33,941 1,037,135 0.2% Other Securities...................... 110,841,534 19.8% ------------ ---- TOTAL JAPAN............................... 113,155,785 20.2% ------------ ---- NETHERLANDS -- (2.3%) Akzo Nobel NV......................... 23,201 1,262,780 0.2% Philips Electronics NV ADR............ 42,109 1,056,094 0.2% Other Securities...................... 11,792,538 2.1% ------------ ---- TOTAL NETHERLANDS......................... 14,111,412 2.5% ------------ ---- NEW ZEALAND -- (0.3%) Other Securities...................... 1,976,473 0.3% ------------ ---- NORWAY -- (1.2%) Other Securities...................... 7,415,222 1.3% ------------ ---- PORTUGAL -- (0.4%) Other Securities...................... 2,368,245 0.4% ------------ ---- SINGAPORE -- (1.6%) Other Securities...................... 10,014,737 1.8% ------------ ---- SPAIN -- (1.8%) Banco Santander SA.................... 219,822 1,655,078 0.3% Other Securities...................... 9,313,492 1.6% ------------ ---- TOTAL SPAIN............................... 10,968,570 1.9% ------------ ---- SWEDEN -- (3.0%) Skandinaviska Enskilda Banken AB Series A............................ 137,821 1,143,610 0.2% Svenska Cellulosa AB Series B......... 56,655 1,104,558 0.2% Other Securities...................... 16,083,002 2.9% ------------ ---- TOTAL SWEDEN.............................. 18,331,170 3.3% ------------ ---- SWITZERLAND -- (5.9%) Credit Suisse Group AG................ 76,065 1,768,919 0.3% Holcim, Ltd........................... 24,022 1,639,411 0.3% Nestle SA............................. 29,483 1,871,824 0.3% Novartis AG ADR....................... 25,578 1,546,446 0.3% Swiss Re, Ltd......................... 35,621 2,464,879 0.4% Zurich Insurance Group AG............. 14,816 3,652,436 0.7% Other Securities...................... 23,312,139 4.2% ------------ ---- TOTAL SWITZERLAND......................... 36,256,054 6.5% ------------ ---- UNITED KINGDOM -- (18.5%) Anglo American P.L.C.................. 60,914 1,877,034 0.4% Aviva P.L.C........................... 209,754 1,123,324 0.2% BP P.L.C. Sponsored ADR............... 80,492 3,452,302 0.6% #HSBC Holdings P.L.C. Sponsored ADR.... 102,908 5,079,539 0.9% 83 International Vector Equity Portfolio continued Percentage Shares Value++ of Net Assets** --------- ------------ --------------- UNITED KINGDOM -- (Continued) Kingfisher P.L.C................... 232,192 $ 1,087,134 0.2% Legal & General Group P.L.C........ 594,171 1,288,008 0.2% *Lloyds Banking Group P.L.C......... 1,911,509 1,258,744 0.2% Old Mutual P.L.C................... 465,474 1,295,638 0.2% Persimmon P.L.C.................... 79,548 1,023,538 0.2% Rexam P.L.C........................ 142,831 1,031,333 0.2% Royal Dutch Shell P.L.C. ADR....... 88,550 6,254,286 1.1% RSA Insurance Group P.L.C.......... 685,426 1,244,158 0.2% Standard Chartered P.L.C........... 70,024 1,657,940 0.3% Standard Life P.L.C................ 253,612 1,197,519 0.2% *Travis Perkins P.L.C............... 58,572 1,023,546 0.2% Vodafone Group P.L.C. Sponsored ADR.............................. 165,738 4,511,388 0.8% Xstrata P.L.C...................... 77,287 1,224,342 0.2% Other Securities................... 79,334,974 14.2% ------------ ---- TOTAL UNITED KINGDOM................... 114,964,747 20.5% ------------ ---- UNITED STATES -- (0.0%) Other Securities................... 106,770 0.0% ------------ ---- TOTAL COMMON STOCKS.................... 558,378,468 99.5% ------------ ---- PREFERRED STOCKS -- (0.0%) GERMANY -- (0.0%) Other Securities................... 134,707 0.0% ------------ ---- UNITED KINGDOM -- (0.0%) Other Securities................... 194 0.0% ------------ ---- TOTAL PREFERRED STOCKS................. 134,901 0.0% ------------ ---- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) Other Securities................... 9,318 0.0% ------------ ---- BELGIUM -- (0.0%) Other Securities................... 55 0.0% ------------ ---- CANADA -- (0.0%) Other Securities................... 429 0.0% ------------ ---- HONG KONG -- (0.0%) Other Securities................... 35,355 0.0% ------------ ---- SINGAPORE -- (0.0%) Other Securities................... 79 0.0% ------------ ---- SPAIN -- (0.0%) Other Securities................... 2 0.0% ------------ ---- TOTAL RIGHTS/WARRANTS.................. 45,238 0.0% ------------ ---- 84 International Vector Equity Portfolio continued Shares/ Face Amount Percentage (000) Value+ of Net Assets** ---------- ------------ --------------- SECURITIES LENDING COLLATERAL -- (10.0%) (S)@DFA Short Term Investment Fund.... 5,272,256 $ 61,000,000 10.9% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $641,192) to be repurchased at $628,626....... $ 629 628,620 0.1% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL... 61,628,620 11.0% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $570,633,453)............... $620,187,227 110.5% ============ ===== 85 International Vector Equity Portfolio continued Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------- Level 1 Level 2 Level 3 Total ------------ ------------ ------- ------------ Common Stocks Australia.................. $ 977,867 $ 36,488,877 -- $ 37,466,744 Austria.................... -- 3,337,563 -- 3,337,563 Belgium.................... 607,575 5,498,747 -- 6,106,322 Canada..................... 60,168,932 46,749 -- 60,215,681 China...................... 9,445 -- -- 9,445 Denmark.................... -- 6,326,334 -- 6,326,334 Finland.................... -- 9,612,354 -- 9,612,354 France..................... 1,756,577 34,230,352 -- 35,986,929 Germany.................... 2,705,981 27,990,707 -- 30,696,688 Greece..................... 70,609 2,661,520 -- 2,732,129 Hong Kong.................. 13,609 14,432,368 -- 14,445,977 Ireland.................... 1,229,633 3,261,188 -- 4,490,821 Israel..................... 650,715 2,582,657 -- 3,233,372 Italy...................... 888,414 13,160,510 -- 14,048,924 Japan...................... 2,560,476 110,595,309 -- 113,155,785 Netherlands................ 2,657,512 11,453,900 -- 14,111,412 New Zealand................ 6,348 1,970,125 -- 1,976,473 Norway..................... 429,266 6,985,956 -- 7,415,222 Portugal................... -- 2,368,245 -- 2,368,245 Singapore.................. -- 10,014,737 -- 10,014,737 Spain...................... 938,456 10,030,114 -- 10,968,570 Sweden..................... 8,001 18,323,169 -- 18,331,170 Switzerland................ 2,574,386 33,681,668 -- 36,256,054 United Kingdom............. 23,297,193 91,667,554 -- 114,964,747 United States.............. 106,770 -- -- 106,770 Preferred Stocks Germany.................... -- 134,707 -- 134,707 United Kingdom............. -- 194 -- 194 Rights/Warrants Australia.................. -- 9,318 -- 9,318 Belgium.................... -- 55 -- 55 Canada..................... -- 429 -- 429 Hong Kong.................. -- 35,355 -- 35,355 Singapore.................. -- 79 -- 79 Spain...................... -- 2 -- 2 Securities Lending Collateral.. -- 61,628,620 -- 61,628,620 ------------ ------------ -- ------------ TOTAL.......................... $101,657,765 $518,529,462 -- $620,187,227 ============ ============ == ============ See accompanying Notes to Financial Statements. 86 WORLD EX U.S. VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ----------- AFFILIATED INVESTMENT COMPANIES -- (100.0%) Investment in The DFA International Value Series of The DFA Investment Trust Company............................ $38,734,717 Investment in Dimensional Emerging Markets Value Fund..... 13,726,335 Investment in DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc.................. 310,246 4,703,329 ----------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES... (Cost $55,252,245).................................. 57,164,381 ----------- TOTAL INVESTMENTS - (100.0%) (Cost $55,252,245)........ $57,164,381 =========== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------- Level 1 Level 2 Level 3 Total ----------- ------- ------- ----------- Affiliated Investment Companies........ $57,164,381 -- -- $57,164,381 ----------- -- -- ----------- TOTAL.................................. $57,164,381 -- -- $57,164,381 =========== == == =========== See accompanying Notes to Financial Statements. 87 SELECTIVELY HEDGED GLOBAL EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ --------- ----------- AFFILIATED INVESTMENT COMPANIES -- (100.0%) Investment in U.S. Core Equity 2 Portfolio of DFA Investment Dimensions Group Inc....................... 1,192,388 $14,296,732 Investment in International Core Equity Portfolio of DFA Investment Dimensions Group Inc................... 1,281,391 12,942,049 Investment in Emerging Markets Core Equity Portfolio of DFA Investment Dimensions Group Inc................ 344,969 6,554,411 ----------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES. (Cost $31,236,380)................................ 33,793,192 ----------- TOTAL INVESTMENTS - (100.0%) (Cost $31,236,380)...... $33,793,192 =========== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------ Level 1 Level 2 Level 3 Total ----------- -------- ------- ----------- Affiliated Investment Companies.... $33,793,192 -- -- $33,793,192 Futures Contracts**................ (16,806) -- -- (16,806) Forward Currency Contracts**....... -- $(93,551) -- (93,551) ----------- -------- -- ----------- TOTAL.............................. $33,776,386 $(93,551) -- $33,682,835 =========== ======== == =========== ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 88 SCHEDULES OF INVESTMENTS October 31, 2012 EMERGING MARKETS PORTFOLIO Value+ -------------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Emerging Markets Series of The DFA Investment Trust Company $2,798,256,019 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $1,809,909,754).................................... $2,798,256,019 ============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). EMERGING MARKETS SMALL CAP PORTFOLIO Value+ -------------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Emerging Markets Small Cap Series of The DFA Investment Trust Company $2,908,908,848 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $2,600,422,931).................................... $2,908,908,848 ============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 89 EMERGING MARKETS VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Value+ --------------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in Dimensional Emerging Markets Value Fund.......... $16,695,104,614 --------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $16,996,486,055)................................... $16,695,104,614 =============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 90 EMERGING MARKETS CORE EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- COMMON STOCKS -- (86.6%) BRAZIL -- (7.0%) BM&F Bovespa SA................. 5,809,489 $ 37,184,391 0.4% #BRF - Brasil Foods SA ADR....... 1,233,685 22,601,109 0.3% Petroleo Brasileiro SA ADR...... 2,638,489 55,962,352 0.7% #Vale SA Sponsored ADR........... 2,488,228 45,584,337 0.5% Other Securities................ 490,376,075 5.7% -------------- ---- TOTAL BRAZIL........................ 651,708,264 7.6% -------------- ---- CHILE -- (1.6%) Other Securities................ 151,612,738 1.8% -------------- ---- CHINA -- (14.5%) #Bank of China, Ltd. Series H.... 121,384,702 49,729,165 0.6% China Construction Bank Corp. Series H...................... 118,060,302 88,657,365 1.0% China Mobile, Ltd. Sponsored ADR........................... 1,358,381 75,240,724 0.9% #China Overseas Land & Investment, Ltd................ 7,618,033 19,933,917 0.2% #CNOOC, Ltd. ADR................. 148,376 30,498,687 0.4% Industrial & Commercial Bank of China, Ltd. Series H....... 106,553,725 70,165,553 0.8% PetroChina Co., Ltd. ADR........ 229,733 31,188,552 0.4% Tencent Holdings, Ltd........... 891,100 31,412,605 0.4% Other Securities................ 949,222,141 11.0% -------------- ---- TOTAL CHINA......................... 1,346,048,709 15.7% -------------- ---- COLOMBIA -- (0.4%) Other Securities................ 36,008,094 0.4% -------------- ---- CZECH REPUBLIC -- (0.3%) Other Securities................ 30,187,968 0.4% -------------- ---- EGYPT -- (0.1%) Other Securities................ 8,998,903 0.1% -------------- ---- HONG KONG -- (0.0%) Other Securities................ 192,006 0.0% -------------- ---- HUNGARY -- (0.3%) Other Securities................ 29,660,270 0.3% -------------- ---- INDIA -- (7.2%) HDFC Bank, Ltd.................. 2,006,196 23,457,072 0.3% ICICI Bank, Ltd. Sponsored ADR.. 621,658 24,400,076 0.3% Reliance Industries, Ltd........ 2,392,101 35,670,774 0.4% Other Securities................ 583,933,535 6.8% -------------- ---- TOTAL INDIA......................... 667,461,457 7.8% -------------- ---- INDONESIA -- (3.2%) PT Astra International Tbk...... 24,525,000 20,471,402 0.2% Other Securities................ 280,675,429 3.3% -------------- ---- TOTAL INDONESIA..................... 301,146,831 3.5% -------------- ---- ISRAEL -- (0.0%) Other Securities................ 173,082 0.0% -------------- ---- MALAYSIA -- (3.7%) CIMB Group Holdings Berhad...... 9,582,014 23,947,028 0.3% Malayan Banking Berhad.......... 7,173,412 21,220,701 0.2% Other Securities................ 302,491,132 3.5% -------------- ---- TOTAL MALAYSIA...................... 347,658,861 4.0% -------------- ---- 91 emerging Markets Core Equity Portfolio CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- MEXICO -- (4.8%) America Movil S.A.B. de C.V. Series L ADR.................. 2,014,399 $ 50,944,151 0.6% *Cemex S.A.B. de C.V. Sponsored ADR............................ 4,063,800 36,736,750 0.4% Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR.. 389,063 35,252,998 0.4% Grupo Financiero Banorte S.A.B. de C.V. Series O....... 5,703,705 31,711,450 0.4% Grupo Mexico S.A.B. de C.V. Series B...................... 8,798,279 28,207,710 0.3% Grupo Televisa S.A.B. Sponsored ADR................. 1,088,606 24,602,496 0.3% Other Securities................ 240,076,862 2.8% -------------- ---- TOTAL MEXICO........................ 447,532,417 5.2% -------------- ---- PERU -- (0.2%) Other Securities................ 19,890,435 0.2% -------------- ---- PHILIPPINES -- (1.4%) Other Securities................ 130,096,026 1.5% -------------- ---- POLAND -- (1.4%) Other Securities................ 129,480,253 1.5% -------------- ---- RUSSIA -- (3.0%) Gazprom OAO Sponsored ADR....... 9,932,249 91,227,647 1.1% Lukoil OAO Sponsored ADR........ 897,216 54,450,535 0.6% *Sberbank of Russia Sponsored ADR............................ 2,442,782 28,887,006 0.3% Other Securities................ 102,212,726 1.2% -------------- ---- TOTAL RUSSIA........................ 276,777,914 3.2% -------------- ---- SOUTH AFRICA -- (7.3%) AngloGold Ashanti, Ltd. Sponsored ADR................. 761,501 25,875,804 0.3% #Gold Fields, Ltd. Sponsored ADR. 2,326,039 29,098,748 0.3% Impala Platinum Holdings, Ltd... 1,417,592 25,549,952 0.3% MTN Group, Ltd.................. 2,946,159 53,189,830 0.6% Naspers, Ltd. Series N.......... 491,418 31,900,653 0.4% Sanlam, Ltd..................... 4,846,104 21,623,945 0.3% #Sasol, Ltd. Sponsored ADR....... 741,346 31,440,484 0.4% Standard Bank Group, Ltd........ 2,134,913 26,362,364 0.3% Other Securities................ 432,042,024 5.0% -------------- ---- TOTAL SOUTH AFRICA.................. 677,083,804 7.9% -------------- ---- SOUTH KOREA -- (13.9%) Hana Financial Group, Inc....... 693,772 20,182,592 0.2% Hyundai Mobis................... 86,229 21,914,678 0.2% Hyundai Motor Co., Ltd.......... 264,017 54,260,435 0.6% #LG Electronics, Inc............. 319,969 22,260,837 0.3% #POSCO ADR....................... 393,275 30,824,894 0.4% Samsung Electronics Co., Ltd.... 143,153 171,788,982 2.0% Other Securities................ 968,798,669 11.3% -------------- ---- TOTAL SOUTH KOREA................... 1,290,031,087 15.0% -------------- ---- TAIWAN -- (11.4%) #Hon Hai Precision Industry Co., Ltd....................... 15,725,476 47,680,234 0.6% #Taiwan Semiconductor Manufacturing Co., Ltd......... 27,191,652 82,854,588 1.0% Other Securities................ 930,982,338 10.8% -------------- ---- TOTAL TAIWAN........................ 1,061,517,160 12.4% -------------- ---- THAILAND -- (2.8%) Other Securities................ 260,928,990 3.0% -------------- ---- TURKEY -- (2.1%) Turkiye Garanti Bankasi A.S..... 4,218,550 20,156,073 0.2% 92 emerging Markets Core Equity Portfolio CONTINUED Percentage Shares Value++ of Net Assets** --------- -------------- --------------- TURKEY -- (Continued) Other Securities................... $ 170,155,837 2.0% -------------- ---- TOTAL TURKEY........................... 190,311,910 2.2% -------------- ---- TOTAL COMMON STOCKS.................... 8,054,507,179 93.7% -------------- ---- PREFERRED STOCKS -- (5.0%) BRAZIL -- (4.9%) Banco Bradesco SA Sponsored ADR.... 4,634,517 72,576,536 0.8% #Cia de Bebidas das Americas SA ADR. 698,422 28,488,633 0.3% #Gerdau SA Sponsored ADR............ 2,629,491 23,113,226 0.3% Itau Unibanco Holding SA ADR....... 4,273,839 62,312,573 0.7% #Petroleo Brasileiro SA ADR......... 3,574,085 73,375,965 0.9% #Vale SA Sponsored ADR.............. 3,021,868 53,759,032 0.6% Other Securities................... 141,370,189 1.7% -------------- ---- TOTAL BRAZIL........................... 454,996,154 5.3% -------------- ---- CHILE -- (0.1%) Other Securities................... 7,796,135 0.1% -------------- ---- COLOMBIA -- (0.0%) Other Securities................... 150,000 0.0% -------------- ---- INDIA -- (0.0%) Other Securities................... 6,792 0.0% -------------- ---- MALAYSIA -- (0.0%) Other Securities................... 81,155 0.0% -------------- ---- TOTAL PREFERRED STOCKS................. 463,030,236 5.4% -------------- ---- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) Other Securities................... 9,695 0.0% -------------- ---- MALAYSIA -- (0.0%) Other Securities................... 12,644 0.0% -------------- ---- POLAND -- (0.0%) Other Securities................... 11,636 0.0% -------------- ---- SOUTH AFRICA -- (0.0%) Other Securities................... 228,473 0.0% -------------- ---- SOUTH KOREA -- (0.0%) Other Securities................... 17,083 0.0% -------------- ---- TAIWAN -- (0.0%) Other Securities................... 1,938 0.0% -------------- ---- THAILAND -- (0.0%) Other Securities................... -- 0.0% -------------- ---- TOTAL RIGHTS/WARRANTS.................. 281,469 0.0% -------------- ---- 93 emerging Markets Core Equity Portfolio CONTINUED Shares/ Face Amount Percentage (000) Value+ of Net Assets** ----------- -------------- --------------- SECURITIES LENDING COLLATERAL -- (8.4%) (S)@DFA Short Term Investment Fund........................................... 66,983,578 775,000,000 9.0% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $3,978,850) to be repurchased at $3,900,871............................. $ 3,901 3,900,834 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 778,900,834 9.1% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $8,654,503,966)....................................................... $9,296,719,718 108.2% ============== ===== 94 emerging Markets Core Equity Portfolio CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- -------------- ------- -------------- Common Stocks Brazil..................... $ 651,708,264 -- -- $ 651,708,264 Chile...................... 151,612,738 -- -- 151,612,738 China...................... 206,214,906 $1,139,833,803 -- 1,346,048,709 Colombia................... 36,008,094 -- -- 36,008,094 Czech Republic............. -- 30,187,968 -- 30,187,968 Egypt...................... -- 8,998,903 -- 8,998,903 Hong Kong.................. -- 192,006 -- 192,006 Hungary.................... 318,975 29,341,295 -- 29,660,270 India...................... 51,966,834 615,494,623 -- 667,461,457 Indonesia.................. 10,328,439 290,818,392 -- 301,146,831 Israel..................... -- 173,082 -- 173,082 Malaysia................... -- 347,658,861 -- 347,658,861 Mexico..................... 447,532,417 -- -- 447,532,417 Peru....................... 19,890,435 -- -- 19,890,435 Philippines................ 2,433,199 127,662,827 -- 130,096,026 Poland..................... -- 129,480,253 -- 129,480,253 Russia..................... 10,736,011 266,041,903 -- 276,777,914 South Africa............... 98,211,850 578,871,954 -- 677,083,804 South Korea................ 79,137,486 1,210,893,601 -- 1,290,031,087 Taiwan..................... 22,196,294 1,039,320,866 -- 1,061,517,160 Thailand................... 254,905,263 6,023,727 -- 260,928,990 Turkey..................... 4,166,040 186,145,870 -- 190,311,910 Preferred Stocks Brazil..................... 454,877,865 118,289 -- 454,996,154 Chile...................... 7,796,135 -- -- 7,796,135 Colombia................... 150,000 -- -- 150,000 India...................... -- 6,792 -- 6,792 Malaysia................... -- 81,155 -- 81,155 Rights/Warrants Brazil..................... -- 9,695 -- 9,695 Malaysia................... -- 12,644 -- 12,644 Poland..................... -- 11,636 -- 11,636 South Africa............... -- 228,473 -- 228,473 South Korea................ -- 17,083 -- 17,083 Taiwan..................... -- 1,938 -- 1,938 Thailand................... -- -- -- -- Securities Lending Collateral. -- 778,900,834 -- 778,900,834 -------------- -------------- -- -------------- TOTAL......................... $2,510,191,245 $6,786,528,473 -- $9,296,719,718 ============== ============== == ============== See accompanying Notes to Financial Statements. 95 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) Enhanced U.S. U.S. U.S. U.S. Large Large Cap Targeted Small Cap Company Value Value Value Portfolio Portfolio Portfolio Portfolio ------------ -------------- ------------ -------------- ASSETS: Investments in Affiliated Investment Company at Value............ -- $ 8,335,907 -- -- Investments at Value (including $0, $0, $394,703 and $828,201 of securities on loan, respectively)........................... $ 186,659 -- $ 3,044,804 $ 7,067,605 Temporary Cash Investments at Value & Cost....................... 1,965 -- 3,983 33,890 Collateral Received from Securities on Loan at Value & Cost...... -- -- 1,068 2,252 Affiliated Collateral Received from Securities on Loan at Value & Cost................................................... -- -- 404,821 853,210 Receivables: Investment Securities/Affiliated Investment Company Sold........................................................ -- 5,202 2,342 12,227 Dividends and Interest........................................ 2,747 -- 1,052 2,448 Securities Lending Income..................................... -- -- 236 547 Fund Shares Sold.............................................. 254 7,384 4,759 5,626 Unrealized Gain on Forward Currency Contracts.................... 96 -- -- -- Prepaid Expenses and Other Assets................................ 19 48 26 34 ------------ -------------- ------------ -------------- Total Assets.............................................. 191,740 8,348,541 3,463,091 7,977,839 ------------ -------------- ------------ -------------- LIABILITIES: Payables: Upon Return of Securities Loaned.............................. -- -- 405,889 855,462 Investment Securities/Affiliated Investment Company Purchased................................................... -- -- 9 -- Fund Shares Redeemed.......................................... 302 12,586 4,295 30,485 Due to Advisor................................................ 32 1,050 906 3,030 Futures Margin Variation...................................... 104 -- -- -- Unrealized Loss on Forward Currency Contracts.................... 1,277 -- -- -- Accrued Expenses and Other Liabilities........................... 14 320 183 392 ------------ -------------- ------------ -------------- Total Liabilities......................................... 1,729 13,956 411,282 889,369 ------------ -------------- ------------ -------------- NET ASSETS $ 190,011 $ 8,334,585 $ 3,051,809 $ 7,088,470 ============ ============== ============ ============== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Class R1 Shares -- based on net assets of $0; $0; $49,423 and $0 and shares outstanding of 0; 0; 2,860,503 and 0, respectively................................................... N/A N/A $ 17.28 N/A ============ ============== ============ ============== NUMBER OF SHARES AUTHORIZED...................................... N/A N/A 100,000,000 N/A ============ ============== ============ ============== Class R2 Shares -- based on net assets of $0; $0; $12,754 and $0 and shares outstanding of 0; 0; 738,985 and 0, respectively.... N/A N/A $ 17.26 N/A ============ ============== ============ ============== NUMBER OF SHARES AUTHORIZED...................................... N/A N/A 100,000,000 N/A ============ ============== ============ ============== Institutional Class Shares -- based on net assets of $190,011; $8,334,585; $2,989,632 and $7,088,470 and shares outstanding of 20,460,029; 373,062,097; 173,043,943 and 266,765,952, respectively . $ 9.29 $ 22.34 $ 17.28 $ 26.57 ============ ============== ============ ============== NUMBER OF SHARES AUTHORIZED...................................... 300,000,000 2,000,000,000 700,000,000 1,700,000,000 ============ ============== ============ ============== Investments in Affiliated Investment Company at Cost............. $ -- $ 6,139,974 $ -- $ -- ------------ -------------- ------------ -------------- Investments at Cost.............................................. $ 184,521 $ -- $ 2,614,960 $ 6,281,667 ============ ============== ============ ============== NET ASSETS CONSIST OF: Paid-In Capital.................................................. $ 233,972 $ 7,445,930 $ 2,446,420 $ 5,915,078 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)......................................... 2,005 25,366 3,945 94 Accumulated Net Realized Gain (Loss)............................. (49,767) (1,332,644) 171,600 387,360 Net Unrealized Foreign Exchange Gain (Loss)...................... (1,163) -- -- -- Net Unrealized Appreciation (Depreciation)....................... 4,964 2,195,933 429,844 785,938 ------------ -------------- ------------ -------------- NET ASSETS....................................................... $ 190,011 $ 8,334,585 $ 3,051,809 $ 7,088,470 ============ ============== ============ ============== See accompanying Notes to Financial Statements. 96 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) U.S. Core U.S. Core U.S. Vector U.S. Small Equity 1 Equity 2 Equity Cap Portfolio Portfolio Portfolio Portfolio -------------- -------------- -------------- -------------- ASSETS: Investments at Value (including $705,101, $926,665, $277,107 and $921,441 of securities on loan, respectively)........................................... $ 4,854,375 $ 6,899,541 $ 2,002,852 $ 4,547,901 Temporary Cash Investments at Value & Cost................ 18,707 25,908 5,428 12,913 Collateral Received from Securities on Loan at Value & Cost.................................................... 1,905 2,835 750 2,494 Affiliated Collateral Received from Securities on Loan at Value & Cost............................................ 721,729 948,671 284,246 944,851 Receivables: Investment Securities Sold............................. 73 755 356 3,538 Dividends and Interest................................. 4,620 6,488 1,384 1,332 Securities Lending Income.............................. 258 435 171 844 Fund Shares Sold....................................... 5,705 12,852 2,191 4,153 Prepaid Expenses and Other Assets......................... 43 47 20 28 -------------- -------------- -------------- -------------- Total Assets........................................... 5,607,415 7,897,532 2,297,398 5,518,054 -------------- -------------- -------------- -------------- LIABILITIES: Payables: Upon Return of Securities Loaned....................... 723,634 951,506 284,996 947,345 Investment Securities Purchased........................ 2,684 8,718 -- 7 Fund Shares Redeemed................................... 3,153 11,806 2,617 5,764 Due to Advisor......................................... 698 1,165 507 1,341 Accrued Expenses and Other Liabilities.................... 273 353 101 252 -------------- -------------- -------------- -------------- Total Liabilities.................................. 730,442 973,548 288,221 954,709 -------------- -------------- -------------- -------------- NET ASSETS................................................ $ 4,876,973 $ 6,923,984 $ 2,009,177 $ 4,563,345 ============== ============== ============== ============== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Institutional Class Shares -- based on net assets of $4,876,973; $6,923,984; $2,009,177 and $4,563,345 and shares outstanding of 402,557,165; 577,609,536; 173,035,452 and 197,501,054, respectively............... $ 12.11 $ 11.99 $ 11.61 $ 23.11 ============== ============== ============== ============== NUMBER OF SHARES AUTHORIZED............................... 1,500,000,000 2,300,000,000 1,000,000,000 1,000,000,000 ============== ============== ============== ============== Investments at Cost....................................... $ 4,104,482 $ 5,906,074 $ 1,759,633 $ 3,896,619 ============== ============== ============== ============== NET ASSETS CONSIST OF: Paid-In Capital........................................... $ 4,130,950 $ 5,861,057 $ 1,760,585 $ 3,689,965 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) 10,461 15,899 2,490 5,302 Accumulated Net Realized Gain (Loss)...................... (14,331) 53,561 2,883 216,796 Net Unrealized Appreciation (Depreciation)................ 749,893 993,467 243,219 651,282 -------------- -------------- -------------- -------------- NET ASSETS................................................ $ 4,876,973 $ 6,923,984 $ 2,009,177 $ 4,563,345 ============== ============== ============== ============== See accompanying Notes to Financial Statements. 97 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) U.S. DFA Large International Micro Real Estate Cap Core Cap Securities International Equity Portfolio Portfolio Portfolio Portfolio -------------- ------------ ------------- -------------- ASSETS: Investments at Value (including $447,110, $522,236, $247,662 and $719,802 of securities on loan, respectively)............................. $ 3,428,040 $ 3,703,787 $ 2,043,279 $ 6,459,469 Temporary Cash Investments at Value & Cost........... 9,729 26,648 -- -- Collateral Received from Securities on Loan at Value & Cost....................................... 1,215 1,412 1,322 7,381 Affiliated Collateral Received from Securities on Loan at Value & Cost 460,538 535,174 270,000 765,000 Foreign Currencies at Value.......................... -- -- 2,840 5,292 Cash................................................. 720 -- 4,565 6,152 Receivables: Investment Securities Sold........................ 1,618 -- -- 2,007 Dividends, Interest and Tax Reclaims.............. 1,021 2,908 6,061 18,861 Securities Lending Income......................... 574 73 199 865 Fund Shares Sold.................................. 1,741 6,156 2,210 8,527 Prepaid Expenses and Other Assets.................... 16 27 17 68 -------------- ------------ ------------ -------------- Total Assets.................................. 3,905,212 4,276,185 2,330,493 7,273,622 -------------- ------------ ------------ -------------- LIABILITIES: Payables: Upon Return of Securities Loaned.................. 461,753 536,586 271,322 772,381 Investment Securities Purchased................... 10 19,237 1,145 7,678 Fund Shares Redeemed.............................. 3,837 3,298 1,655 8,434 Due to Advisor.................................... 1,453 464 428 1,887 Unrealized Loss on Foreign Currency Contracts........ -- -- -- 2 Accrued Expenses and Other Liabilities............... 201 211 184 502 -------------- ------------ ------------ -------------- Total Liabilities............................. 467,254 559,796 274,734 790,884 -------------- ------------ ------------ -------------- NET ASSETS........................................... $ 3,437,958 $ 3,716,389 $ 2,055,759 $ 6,482,738 ============== ============ ============ ============== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Institutional Class Shares -- based on net assets of $3,437,958; $3,716,389; $2,055,759 and $6,482,738 and shares outstanding of 231,634,790; 143,852,929; 112,169,274 and 642,067,983, respectively.......................... $ 14.84 $ 25.83 $ 18.33 $ 10.10 ============== ============ ============ ============== NUMBER OF SHARES AUTHORIZED.......................... 1,500,000,000 700,000,000 500,000,000 2,000,000,000 ============== ============ ============ ============== Investments at Cost.................................. $ 2,924,858 $ 2,625,713 $ 1,881,416 $ 6,740,972 ============== ============ ============ ============== Foreign Currencies at Cost........................... $ -- $ -- $ 2,829 $ 5,274 ============== ============ ============ ============== NET ASSETS CONSIST OF: Paid-In Capital...................................... $ 2,763,945 $ 2,897,280 $ 2,104,641 $ 6,843,391 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)............................................ 3,910 23,599 8,708 25,255 Accumulated Net Realized Gain (Loss)................. 166,921 (282,564) (219,352) (104,202) Net Unrealized Foreign Exchange Gain (Loss).......... -- -- (112) (221) Net Unrealized Appreciation (Depreciation)........... 503,182 1,078,074 161,874 (281,485) -------------- ------------ ------------ -------------- NET ASSETS........................................... $ 3,437,958 $ 3,716,389 $ 2,055,759 $ 6,482,738 ============== ============ ============ ============== See accompanying Notes to Financial Statements. 98 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) Asia United International Japanese Pacific Kingdom Small Small Small Small Company Company Company Company Portfolio Portfolio Portfolio Portfolio -------------- ------------ ------------ ------------ ASSETS: Investments in Affiliated Investment Companies at Value.............................................. $ 6,419,657 $ 294,088 $ 238,282 $ 31,322 Temporary Cash Investments at Value & Cost........... 7,220 -- -- -- Receivables: Affiliated Investment Companies Sold.............. -- 62 90 3 Fund Shares Sold.................................. 4,639 14 19 7 Prepaid Expenses and Other Assets.................... 39 5 7 6 -------------- ------------ ------------ ------------ Total Assets.................................. 6,431,555 294,169 238,398 31,338 -------------- ------------ ------------ ------------ LIABILITIES: Payables: Affiliated Investment Companies Purchased......... 500 -- -- -- Fund Shares Redeemed.............................. 5,449 76 109 10 Due to Advisor.................................... 2,141 98 79 10 Accrued Expenses and Other Liabilities............... 305 27 19 2 -------------- ------------ ------------ ------------ Total Liabilities............................. 8,395 201 207 22 -------------- ------------ ------------ ------------ NET ASSETS........................................... $ 6,423,160 $ 293,968 $ 238,191 $ 31,316 ============== ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Institutional Class Shares -- based on net assets of $6,423,160; $293,968; $238,191 and $31,316 and shares outstanding of 420,465,298; 19,614,366; 10,259,886 and 1,126,005, respectively............. $ 15.28 $ 14.99 $ 23.22 $ 27.81 ============== ============ ============ ============ NUMBER OF SHARES AUTHORIZED.......................... 1,500,000,000 100,000,000 100,000,000 100,000,000 ============== ============ ============ ============ Investments in Affiliated Investment Companies at Cost............................................... $ 6,321,775 $ 363,671 $ 225,784 $ 24,146 ============== ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital...................................... $ 6,292,303 $ 438,204 $ 249,992 $ 26,303 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)................ 3,290 1,728 779 149 Accumulated Net Realized Gain (Loss)................. 30,107 (76,344) (25,082) (2,316) Net Unrealized Foreign Exchange Gain (Loss).......... (421) (37) 4 4 Net Unrealized Appreciation (Depreciation)........... 97,881 (69,583) 12,498 7,176 -------------- ------------ ------------ ------------ NET ASSETS........................................... $ 6,423,160 $ 293,968 $ 238,191 $ 31,316 ============== ============ ============ ============ See accompanying Notes to Financial Statements. 99 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) DFA DFA DFA Continental International Global International Small Real Estate Real Estate Small Cap Company Securities Securities Value Portfolio Portfolio Portfolio Portfolio ------------ ------------- ------------ -------------- ASSETS: Investments in Affiliated Investment Companies at Value.............................................. $ 106,353 -- $ 1,309,437 -- Investments at Value (including $0, $134,895, $0 and $751,359 of securities on loan, respectively)...................................... -- $ 1,522,025 -- $ 8,209,751 Temporary Cash Investments at Value & Cost........... -- -- 2,168 -- Collateral Received from Securities on Loan at Value & Cost....................................... -- 223 -- 4,277 Affiliated Collateral Received from Securities on Loan at Value & Cost............................... -- 144,000 -- 825,000 Foreign Currencies at Value.......................... -- 577 -- 7,883 Cash................................................. -- 7,653 -- 29,120 Receivables: Investment Securities/Affiliated Investment Companies Sold.................................. -- 57 -- 1,167 Dividends, Interest and Tax Reclaims.............. -- 5,512 -- 26,016 Securities Lending Income......................... -- 78 -- 1,740 Fund Shares Sold.................................. 39 2,963 6,411 10,178 Unrealized Gain on Foreign Currency Contracts........ -- 1 -- 1 Prepaid Expenses and Other Assets.................... 6 9 12 64 ------------ ------------ ------------ -------------- Total Assets.................................. 106,398 1,683,098 1,318,028 9,115,197 ------------ ------------ ------------ -------------- LIABILITIES: Payables: Upon Return of Securities Loaned.................. -- 144,223 -- 829,277 Investment Securities/Affiliated Investment Companies Purchased............................. 20 5,274 1,075 3,282 Fund Shares Redeemed.............................. 19 1,325 1,329 10,835 Due to Advisor.................................... 37 436 10 4,465 Unrealized Loss on Foreign Currency Contracts........ -- 1 -- -- Accrued Expenses and Other Liabilities............... 6 131 67 728 ------------ ------------ ------------ -------------- Total Liabilities............................. 82 151,390 2,481 848,587 ------------ ------------ ------------ -------------- NET ASSETS........................................... $ 106,316 $ 1,531,708 $ 1,315,547 $ 8,266,610 ============ ============ ============ ============== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Institutional Class Shares -- based on net assets of $106,316; $1,531,708; $1,315,547 and $8,266,610 and shares outstanding of 7,329,320; 270,326,048; 141,073,949 and 545,184,194, respectively....................................... $ 14.51 $ 5.67 $ 9.33 $ 15.16 ============ ============ ============ ============== NUMBER OF SHARES AUTHORIZED.......................... 100,000,000 700,000,000 500,000,000 2,300,000,000 ============ ============ ============ ============== Investments in Affiliated Investment Companies at Cost............................................... $ 108,971 $ -- $ 1,003,592 $ -- ------------ ------------ ------------ -------------- Investments at Cost.................................. $ -- $ 1,359,942 $ -- $ 8,914,249 ============ ============ ============ ============== Foreign Currencies at Cost........................... $ -- $ 573 $ -- $ 7,884 ============ ============ ============ ============== NET ASSETS CONSIST OF: Paid-In Capital...................................... $ 137,501 $ 1,630,220 $ 1,028,972 $ 8,844,254 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)................ 280 (46,274) 11,623 14,647 Accumulated Net Realized Gain (Loss)................. (28,969) (214,293) (30,893) 112,748 Net Unrealized Foreign Exchange Gain (Loss).......... 122 (32) -- (540) Net Unrealized Appreciation (Depreciation)........... (2,618) 162,087 305,845 (704,499) ------------ ------------ ------------ -------------- NET ASSETS........................................... $ 106,316 $ 1,531,708 $ 1,315,547 $ 8,266,610 ============ ============ ============ ============== See accompanying Notes to Financial Statements. 100 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) International Selectively Vector World ex Hedged Global Emerging Equity U.S. Value Equity Markets Portfolio Portfolio Portfolio Portfolio ------------- ------------ ------------- ------------ ASSETS: Investments in Affiliated Investment Companies at Value.............................................. -- $ 57,164 $ 33,793 $ 2,798,256 Investments at Value (including $57,921, $0, $0 and $0 of securities on loan, respectively)............ $ 558,559 -- -- -- Temporary Cash Investments at Value & Cost........... -- 49 1,080 -- Segregated Cash for Futures Contracts................ -- -- 46 -- Collateral Received from Securities on Loan at Value & Cost....................................... 629 -- -- -- Affiliated Collateral Received from Securities on Loan at Value & Cost............................... 61,000 -- -- -- Foreign Currencies at Value.......................... 548 -- -- -- Cash................................................. 547 -- -- -- Receivables: Investment Securities/Affiliated Investment Companies Sold.................................. 55 -- -- -- Dividends, and Tax Reclaims....................... 1,622 -- -- -- Securities Lending Income......................... 79 -- -- -- Fund Shares Sold.................................. 489 -- 108 6,919 From Advisor...................................... -- -- 9 -- Unrealized Gain on Forward Currency Contracts........ -- -- 47 -- Prepaid Expenses and Other Assets.................... 11 12 11 27 Deferred Offering Costs.............................. -- -- 3 -- ------------ ------------ ------------ ------------ Total Assets.................................. 623,539 57,225 35,097 2,805,202 ------------ ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned.................. 61,629 -- -- -- Investment Securities/Affiliated Investment Companies Purchased ............................ -- -- -- 4,566 Fund Shares Redeemed.............................. 237 2 -- 2,353 Due to Advisor.................................... 210 11 -- 929 Futures Margin Variation.......................... -- -- 1 -- Unrealized Loss on Forward Currency Contracts........ -- -- 141 -- Accrued Expenses and Other Liabilities............... 64 15 5 177 ------------ ------------ ------------ ------------ Total Liabilities............................. 62,140 28 147 8,025 ------------ ------------ ------------ ------------ NET ASSETS........................................... $ 561,399 $ 57,197 $ 34,950 $ 2,797,177 ============ ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Institutional Class Shares -- based on net assets of $561,399; $57,197; $34,950 and $2,797,177 and shares outstanding of 60,164,175; 5,756,500; 3,216,441 and 107,321,804, respectively............ $ 9.33 $ 9.94 $ 10.87 $ 26.06 ============ ============ ============ ============ NUMBER OF SHARES AUTHORIZED.......................... 500,000,000 100,000,000 100,000,000 500,000,000 ============ ============ ============ ============ Investments in Affiliated Investment Companies at Cost............................................... $ -- $ 55,252 $ 31,236 $ 1,809,910 ------------ ------------ ------------ ------------ Investments at Cost.................................. $ 509,005 $ -- $ -- $ -- ============ ============ ============ ============ Foreign Currencies at Cost........................... $ 546 $ -- $ -- $ -- ============ ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital...................................... $ 509,238 $ 60,950 $ 32,501 $ 1,771,604 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)................ 1,456 330 166 8,306 Accumulated Net Realized Gain (Loss)................. 1,175 (5,978) (164) 28,954 Net Unrealized Foreign Exchange Gain (Loss).......... (26) (17) (93) (33) Net Unrealized Appreciation (Depreciation)........... 49,556 1,912 2,540 988,346 ------------ ------------ ------------ ------------ NET ASSETS........................................... $ 561,399 $ 57,197 $ 34,950 $ 2,797,177 ============ ============ ============ ============ See accompanying Notes to Financial Statements. 101 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) Emerging Emerging Emerging Markets Markets Markets Small Cap Value Core Equity Portfolio Portfolio Portfolio* ------------ -------------- -------------- ASSETS: Investments in Affiliated Investment Companies at Value........... $ 2,908,909 $ 16,695,104 -- Investments at Value (including $0, $0 and $896,140 of securities on loan, respectively).......................................... -- -- $ 8,517,819 Collateral Received from Securities on Loan at Value & Cost....... -- -- 3,901 Affiliated Collateral Received from Securities on Loan at Value & Cost............................................................ -- -- 775,000 Foreign Currencies at Value....................................... -- -- 5,814 Cash.............................................................. -- -- 65,096 Receivables: Investment Securities/Affiliated Investment Companies Sold......................................................... -- -- 194 Dividends, Interest and Tax Reclaims........................... -- -- 9,349 Securities Lending Income...................................... -- -- 2,116 Fund Shares Sold............................................... 3,006 27,291 14,592 Prepaid Expenses and Other Assets................................. 39 58 65 ------------ -------------- -------------- Total Assets............................................... 2,911,954 16,722,453 9,393,946 ------------ -------------- -------------- LIABILITIES: Payables: Upon Return of Securities Loaned............................... -- -- 778,901 Investment Securities/Affiliated Investment Companies Purchased.................................................... 115 21,560 8,909 Fund Shares Redeemed........................................... 2,892 5,730 6,074 Due to Advisor................................................. 1,088 5,619 3,944 Unrealized Loss on Foreign Currency Contracts..................... -- -- 1 Accrued Expenses and Other Liabilities............................ 186 814 1,410 ------------ -------------- -------------- Total Liabilities.......................................... 4,281 33,723 799,239 ------------ -------------- -------------- NET ASSETS........................................................ $ 2,907,673 $ 16,688,730 $ 8,594,707 ============ ============== ============== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Class R2 Shares -- based on net assets of $0; $99,111 and $0 and shares outstanding of 0; 3,513,125 and 0, respectively.......... N/A $ 28.21 N/A ============ ============== ============== Institutional Class Shares -- based on net assets of $2,907,673; $16,589,619 and $8,594,707 and shares outstanding of 143,022,429; 587,899,918 and 452,322,328, respectively.......... $ 20.33 $ 28.22 $ 19.00 ============ ============== ============== NUMBER OF SHARES AUTHORIZED....................................... 500,000,000 1,500,000,000 1,000,000,000 ============ ============== ============== Investments in Affiliated Investment Companies at Cost............ $ 2,600,423 $ 16,996,486 $ -- ------------ -------------- -------------- Investments at Cost............................................... $ -- $ -- $ 7,875,603 ============ ============== ============== Foreign Currencies at Cost........................................ $ -- $ -- $ 5,812 ============ ============== ============== NET ASSETS CONSIST OF: Paid-In Capital................................................... $ 2,510,281 $ 16,619,114 $ 7,968,370 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... 6,451 40,292 26,576 Accumulated Net Realized Gain (Loss).............................. 82,504 330,625 (42,488) Net Unrealized Foreign Exchange Gain (Loss)....................... (49) 81 31 Net Unrealized Appreciation (Depreciation)........................ 308,486 (301,382) 642,218 ------------ -------------- -------------- NET ASSETS........................................................ $ 2,907,673 $ 16,688,730 $ 8,594,707 ============ ============== ============== -------- * See Note J in the Notes to Financial Statements for additional securities lending collateral. See accompanying Notes to Financial Statements. 102 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Enhanced U.S. U.S. Large U.S. Large Targeted U.S. Small Company Cap Value Value Cap Value Portfolio Portfolio* Portfolio Portfolio --------- ---------- --------- ---------- Investment Income Dividends.................................................... $ 126 $ 169,995 $ 36,944 $ 82,338 Interest..................................................... 1,809 17 22 37 Income from Securities Lending............................... -- 6,190 2,926 7,642 Expenses Allocated from Affiliated Investment Company........ -- (9,069) -- -- ------- ---------- -------- ---------- Total Investment Income............................... 1,935 167,133 39,892 90,017 ------- ---------- -------- ---------- Expenses Investment Advisory Services Fees............................ 92 -- 2,835 13,809 Administrative Services Fees................................. 276 11,657 7,088 20,714 Accounting & Transfer Agent Fees............................. 40 98 314 734 S&P 500(R) Fees.............................................. 6 -- -- -- Shareholder Servicing Fees -- Class R1 Shares.......................................... -- -- 47 -- Class R2 Shares.......................................... -- -- 30 -- Custodian Fees............................................... 12 -- 70 122 Filing Fees.................................................. 27 103 111 95 Shareholders' Reports........................................ 6 240 115 189 Directors'/Trustees' Fees & Expenses......................... 1 66 24 58 Professional Fees............................................ 4 54 76 180 Other........................................................ 2 72 65 146 ------- ---------- -------- ---------- Total Expenses........................................ 466 12,290 10,775 36,047 ------- ---------- -------- ---------- Net Investment Income (Loss)................................. 1,469 154,843 29,117 53,970 ------- ---------- -------- ---------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................... 245 318,427 181,414 430,201 Futures.................................................. 30,568 -- 3,336 954 Foreign Currency Transactions............................ 1,331 -- -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities.................................... 594 824,744 176,832 522,870 Futures.................................................. (6,586) -- -- (536) Translation of Foreign Currency Denominated Amounts...... (857) -- -- -- ------- ---------- -------- ---------- Net Realized and Unrealized Gain (Loss)...................... 25,295 1,143,171 361,582 953,489 ------- ---------- -------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations. $26,764 $1,298,014 $390,699 $1,007,459 ======= ========== ======== ========== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). See accompanying Notes to Financial Statements. 103 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) U.S. U.S. Core U.S. Core Vector U.S. Small Equity 1 Equity 2 Equity Cap Portfolio Portfolio Portfolio Portfolio --------- --------- --------- ---------- Investment Income Dividends.......................... $ 83,424 $120,052 $ 32,016 $ 54,202 Interest........................... 33 30 12 24 Income from Securities Lending..... 3,406 5,922 2,448 9,285 -------- -------- -------- -------- Total Investment Income........ 86,863 126,004 34,476 63,511 -------- -------- -------- -------- Expenses Investment Advisory Services Fees.. 7,460 12,830 5,835 1,256 Administrative Services Fees....... -- -- -- 13,400 Accounting & Transfer Agent Fees... 469 677 220 451 Custodian Fees..................... 91 101 41 86 Filing Fees........................ 196 156 59 98 Shareholders' Reports.............. 78 140 65 123 Directors'/Trustees' Fees & Expenses......................... 36 54 17 35 Professional Fees.................. 110 164 52 119 Other.............................. 45 78 22 61 -------- -------- -------- -------- Total Expenses................. 8,485 14,200 6,311 15,629 -------- -------- -------- -------- Net Investment Income (Loss)....... 78,378 111,804 28,165 47,882 -------- -------- -------- -------- Realized and Unrealized Gain (Loss) Capital Gain Distributions Received from Investment Securities....................... 36 105 18 -- Net Realized Gain (Loss) on:....... Investment Securities Sold......... 35,359 73,466 41,027 254,365 Futures............................ -- -- (850) -- Change in Unrealized Appreciation (Depreciation) of:............... Investment Securities.............. 455,880 694,545 196,524 230,453 -------- -------- -------- -------- Net Realized and Unrealized Gain (Loss).............................. 491,275 768,116 236,719 484,818 -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations........... $569,653 $879,920 $264,884 $532,700 ======== ======== ======== ======== See accompanying Notes to Financial Statements. 104 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) DFA Real U.S. Micro Estate Large Cap International Cap Securities International Core Equity Portfolio Portfolio Portfolio Portfolio ---------- ---------- ------------- ------------- Investment Income Dividends (Net of Foreign Taxes Withheld of $6, $0, $5,504 and $14,973, respectively).......................................................... $ 45,300 $ 85,414 $ 66,010 $191,701 Interest................................................................. 15 34 1 2 Income from Securities Lending........................................... 6,267 1,034 3,291 12,660 -------- -------- -------- -------- Total Investment Income.............................................. 51,582 86,482 69,302 204,363 -------- -------- -------- -------- Expenses Investment Advisory Services Fees........................................ 3,416 7,183 4,700 19,970 Administrative Services Fees............................................. 13,662 -- -- -- Accounting & Transfer Agent Fees......................................... 374 374 219 610 Custodian Fees........................................................... 77 39 478 1,482 Filing Fees.............................................................. 58 102 85 245 Shareholders' Reports.................................................... 102 146 95 161 Directors'/Trustees' Fees & Expenses..................................... 29 29 16 47 Professional Fees........................................................ 89 102 54 178 Other.................................................................... 55 40 40 122 -------- -------- -------- -------- Total Expenses.................................................... 17,862 8,015 5,687 22,815 -------- -------- -------- -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C).......................................... -- (321) -- -- Fees Paid Indirectly..................................................... -- -- (8) (25) -------- -------- -------- -------- Net Expenses............................................................. 17,862 7,694 5,679 22,790 -------- -------- -------- -------- Net Investment Income (Loss)............................................. 33,720 78,788 63,623 181,573 -------- -------- -------- -------- Realized and Unrealized Gain (Loss) Capital Gain Distributions Received from Investment Securities........... -- 16,390 -- -- Net Realized Gain (Loss) on: Investment Securities Sold........................................... 220,675 (1,763) (18,104) (40,937) Futures.............................................................. 385 (46) -- -- Foreign Currency Transactions*....................................... -- -- (353) 114 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency........................... 166,031 355,961 69,627 185,568 Translation of Foreign Currency Denominated Amounts.................. -- -- (82) (120) -------- -------- -------- -------- Net Realized and Unrealized Gain (Loss).................................. 387,091 370,542 51,088 144,625 -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations............. $420,811 $449,330 $114,711 $326,198 ======== ======== ======== ======== -------- * Net of foreign capital taxes withheld of $0, $0, $1, and $0, respectively. See accompanying Notes to Financial Statements. 105 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Asia United International Japanese Pacific Kingdom Small Small Small Small Company Company Company Company Portfolio* Portfolio* Portfolio* Portfolio* ------------- ---------- ---------- ---------- Investment Income Net Investment Income Received from Affiliated Investment Companies: Dividends (Net of Foreign Taxes Withheld of $13,197, $462, $183, and $1, respectively)................................................................ $167,967 $ 6,158 $ 7,841 $1,028 Interest....................................................................... 19 -- -- -- Income from Securities Lending................................................. 17,286 449 737 8 Expenses Allocated from Affiliated Investment Companies........................ (8,714) (393) (311) (38) -------- -------- ------- ------ Total Net Investment Income Received from Affiliated Investment Companies............................................................. 176,558 6,214 8,267 998 -------- -------- ------- ------ Fund Investment Income Interest....................................................................... 23 -- -- -- -------- -------- ------- ------ Total Fund Investment Income............................................ 23 -- -- -- -------- -------- ------- ------ Fund Expenses Administrative Services Fees................................................... 23,665 1,078 762 121 Accounting & Transfer Agent Fees............................................... 78 16 15 14 Filing Fees.................................................................... 168 42 31 16 Shareholders' Reports.......................................................... 203 1 3 1 Directors'/Trustees' Fees & Expenses........................................... 50 2 2 -- Professional Fees.............................................................. 33 2 1 1 Other.......................................................................... 60 1 1 1 -------- -------- ------- ------ Total Expenses.......................................................... 24,257 1,142 815 154 -------- -------- ------- ------ Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C).......................................................... -- -- -- (12) -------- -------- ------- ------ Net Expenses................................................................... 24,257 1,142 815 142 -------- -------- ------- ------ Net Investment Income (Loss)................................................... 152,324 5,072 7,452 856 -------- -------- ------- ------ Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on:................................................... Investment Securities Sold................................................. 53,955 (5,341) 4,091 (281) Futures.................................................................... 9 (75) (33) 6 Foreign Currency Transactions**............................................ 401 120 (56) 6 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................. 133,610 (6,790) 6,664 5,744 Futures.................................................................... (1) 1 1 -- Translation of Foreign Currency Denominated Amounts........................ (530) (23) (12) (2) -------- -------- ------- ------ Net Realized and Unrealized Gain (Loss)........................................ 187,444 (12,108) 10,655 5,473 -------- -------- ------- ------ Net Increase (Decrease) in Net Assets Resulting from Operations................... $339,768 $ (7,036) $18,107 $6,329 ======== ======== ======= ====== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from each Portfolio's Master Fund (Affiliated Investment Companies). ** Net of foreign capital gain taxes withheld of $4, $0, $0, and $0, respectively. See accompanying Notes to Financial Statements. 106 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) DFA DFA Continental International DFA Global International Small Real Estate Real Estate Small Cap Company Securities Securities Value Portfolio* Portfolio Portfolio Portfolio ----------- ------------- ----------- ------------- Investment Income Net Investment Income Received from Affiliated Investment Company: Dividends (Net of Foreign Taxes Withheld of $458, $0, $0 and $0, respectively).......... $ 3,166 -- -- -- Income Distributions Received from Affiliated Investment Companies................ -- -- $ 37,037 -- Interest......................................... 1 -- -- -- Income from Securities Lending................... 552 -- -- -- Expenses Allocated from Affiliated Investment Company ............................ (174) -- -- -- ------- -------- -------- -------- Total Net Investment Income Received from Affiliated Investment Company...................... 3,545 -- 37,037 -- ------- -------- -------- -------- Fund Investment Income Dividends (Net of Foreign Taxes Withheld of $0, $5,661, $0 and $15,143, respectively).................................. -- $ 69,461 -- $208,341 Interest......................................... -- -- 4 7 Income from Securities Lending................... -- 1,530 -- 22,475 ------- -------- -------- -------- Total Fund Investment Income.............. -- 70,991 4 230,823 ------- -------- -------- -------- Fund Expenses Investment Advisory Services Fees................ -- 4,241 3,152 49,872 Administrative Services Fees..................... 442 -- -- -- Accounting & Transfer Agent Fees................. 14 149 24 817 Custodian Fees................................... -- 352 -- 2,555 Filing Fees...................................... 17 67 65 188 Shareholders' Reports............................ 1 69 43 245 Directors'/Trustees' Fees & Expenses............. 1 10 9 64 Professional Fees................................ 1 50 14 304 Other............................................ 1 21 10 161 ------- -------- -------- -------- Total Expenses............................ 477 4,959 3,317 54,206 ------- -------- -------- -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)............................... -- -- (2,771) -- Fees Paid Indirectly............................. -- (9) -- (38) ------- -------- -------- -------- Net Expenses..................................... 477 4,950 546 54,168 ------- -------- -------- -------- Net Investment Income (Loss)..................... 3,068 66,041 36,495 176,655 ------- -------- -------- -------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold................... (2,677) (33,417) (2,760) 130,909 Futures...................................... (25) -- -- -- Foreign Currency Transactions**.............. (25) 34 -- 1,183 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................... 585 228,123 138,125 203,828 Translation of Foreign Currency Denominated Amounts........................ 72 (24) -- (393) ------- -------- -------- -------- Net Realized and Unrealized Gain (Loss).......... (2,070) 194,716 135,365 335,527 ------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations......................... $ 998 $260,757 $171,860 $512,182 ======= ======== ======== ======== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). ** Net of foreign capital gain taxes withheld of $0, $0, $0, and $13, respectively. See accompanying Notes to Financial Statements. 107 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) International Selectively Vector World ex Hedged Global Emerging Equity U.S. Value Equity Markets Portfolio Portfolio*** Portfolio(a) Portfolio* ------------- ------------ ------------- ---------- Investment Income Net Investment Income Received from Affiliated Investment Companies: Dividends (Net of Foreign Taxes Withheld of $0, $149, $0 and $8,484, respectively)................................. -- $1,686 -- $ 65,004 Income Distributions Received from Affiliated Investment Companies................................................. -- 106 $ 543 -- Income from Securities Lending.............................. -- 95 -- 4,784 Expenses Allocated from Affiliated Investment Companies................................................. -- (112) -- (4,963) ------- ------ ------ -------- Total Investment Income.............................. -- 1,775 543 64,825 ------- ------ ------ -------- Fund Investment Income Dividends (Net of Foreign Taxes Withheld of $1,226, $0, $0 and $0, respectively) .................................... $16,170 -- -- -- Interest.................................................... -- -- 2 -- Income from Securities Lending.............................. 1,129 -- -- -- ------- ------ ------ -------- Total Fund Investment Income......................... 17,299 -- 2 -- ------- ------ ------ -------- Fund Expenses Investment Advisory Services Fees........................... 2,241 253 75 -- Administrative Services Fees................................ -- -- -- 10,176 Accounting & Transfer Agent Fees............................ 76 13 12 42 Custodian Fees.............................................. 278 -- -- -- Filing Fees................................................. 42 35 6 118 Shareholders' Reports....................................... 15 1 1 118 Directors'/Trustees' Fees & Expenses........................ 4 -- -- 21 Professional Fees........................................... 13 5 5 19 Organizational & Offering Costs............................. -- -- 59 -- Other....................................................... 16 1 1 25 ------- ------ ------ -------- Total Expenses....................................... 2,685 308 159 10,519 ------- ------ ------ -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)................. -- (129) (150) -- Fees Paid Indirectly........................................ (3) -- -- -- ------- ------ ------ -------- Net Expenses................................................ 2,682 179 9 10,519 ------- ------ ------ -------- Net Investment Income (Loss)................................ 14,617 1,596 536 54,306 ------- ------ ------ -------- Realized and Unrealized Gain (Loss) Capital Gain Distributions Received from Affiliated Investment Companies...................................... -- 79 -- -- Net Realized Gain (Loss) on: Investment Securities Sold.............................. 2,944 61 (275) 31,303 Futures................................................. -- (1) 110 -- Foreign Currency Transactions**......................... (98) (10) 163 (543) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.............. 13,867 430 2,557 25,377 Futures................................................. -- -- (17) -- Translation of Foreign Currency Denominated Amounts............................................... (30) (1) (93) 18 ------- ------ ------ -------- Net Realized and Unrealized Gain (Loss)..................... 16,683 558 2,445 56,155 ------- ------ ------ -------- Net Increase (Decrease) in Net Assets Resulting from Operations................................................... $31,300 $2,154 $2,981 $110,461 ======= ====== ====== ======== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). ** Net of foreign capital gain taxes withheld of $1, $0, $0, and $13, respectively. *** Investment Income and a portion of Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Funds (Affiliated Investment Companies). (a) The Portfolio commenced operations on November 14, 2011. See accompanying Notes to Financial Statements. 108 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Emerging Emerging Emerging Markets Markets Markets Small Cap Value Core Equity Portfolio* Portfolio* Portfolio ---------- ---------- ----------- Investment Income Dividends (Net of Foreign Taxes Withheld of $6,931, $48,518 and $24,434, respectively)........................................................... $ 57,827 $ 373,018 $185,183 Interest.................................................................. -- 7 2 Income from Securities Lending............................................ 8,037 28,572 19,071 Expenses Allocated from Affiliated Investment Company..................... (8,367) (30,860) -- -------- --------- -------- Total Investment Income............................................ 57,497 370,737 204,256 -------- --------- -------- Expenses Investment Advisory Services Fees......................................... -- -- 39,333 Administrative Services Fees.............................................. 10,440 60,899 -- Accounting & Transfer Agent Fees.......................................... 38 182 755 Shareholder Servicing Fees -- Class R2 Shares....................................................... -- 239 -- Custodian Fees............................................................ -- -- 7,215 Filing Fees............................................................... 176 526 500 Shareholders' Reports..................................................... 61 289 219 Directors'/Trustees' Fees & Expenses...................................... 18 126 56 Professional Fees......................................................... 17 113 222 Other..................................................................... 21 136 125 -------- --------- -------- Total Expenses..................................................... 10,771 62,510 48,425 -------- --------- -------- Fees Paid Indirectly...................................................... -- -- (97) -------- --------- -------- Net Expenses.............................................................. 10,771 62,510 48,328 -------- --------- -------- Net Investment Income (Loss).............................................. 46,726 308,227 155,928 -------- --------- -------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................................ 101,576 362,676 (8,860) Futures............................................................... (812) (1,255) 1,190 Foreign Currency Transactions**....................................... (1,523) (4,701) (1,300) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............................ 9,556 (535,878) 122,105 Translation of Foreign Currency Denominated Amounts................... (21) (113) (51) -------- --------- -------- Net Realized and Unrealized Gain (Loss)................................... 108,776 (179,271) 113,084 -------- --------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations.............. $155,502 $ 128,956 $269,012 ======== ========= ======== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). ** Net of foreign capital gain taxes withheld of $86, $310 and $541, respectively. See accompanying Notes to Financial Statements. 109 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Enhanced U.S. Large U.S. Large Company Cap Value U.S. Targeted Portfolio Portfolio Value Portfolio ------------------ ------------------------ ---------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 -------- -------- ----------- ----------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).......................... $ 1,469 $ 1,430 $ 154,843 $ 120,343 $ 29,117 $ 18,734 Net Realized Gain (Loss) on: Investment Securities Sold........................ 245 380 318,427 301,933 181,414 20,083 Futures........................................... 30,568 12,791 -- (9,927) 3,336 1,751 Foreign Currency Transactions..................... 1,331 412 -- -- -- -- Change in Unrealized Appreciation (Depreciation) of:.................................. Investment Securities............................. 594 (472) 824,744 (67,687) 176,832 53,386 Futures........................................... (6,586) (995) -- -- -- -- Translation of Foreign Currency Denominated Amounts............................. (857) (174) -- -- -- -- -------- -------- ----------- ----------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations.................... 26,764 13,372 1,298,014 344,662 390,699 93,954 -------- -------- ----------- ----------- ---------- ---------- Distributions From: Net Investment Income: Class R1 Shares................................... -- -- -- -- (374) (275) Class R2 Shares................................... -- -- -- -- (76) (43) Institutional Class Shares........................ (2,785) (270) (150,153) (117,051) (24,124) (17,989) Net Long-Term Gains: Class R1 Shares................................... -- -- -- -- (356) (87) Class R2 Shares................................... -- -- -- -- (86) (14) Institutional Class Shares........................ -- -- -- -- (19,426) (4,668) -------- -------- ----------- ----------- ---------- ---------- Total Distributions............................ (2,785) (270) (150,153) (117,051) (44,442) (23,076) -------- -------- ----------- ----------- ---------- ---------- Capital Share Transactions (1): Shares Issued......................................... 26,869 42,165 1,501,347 2,027,913 782,957 924,360 Shares Issued in Lieu of Cash Distributions........... 2,573 259 139,904 109,293 40,767 21,388 Shares Redeemed....................................... (34,538) (42,128) (1,794,871) (1,945,509) (662,151) (743,912) -------- -------- ----------- ----------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions........................... (5,096) 296 (153,620) 191,697 161,573 201,836 -------- -------- ----------- ----------- ---------- ---------- Total Increase (Decrease) in Net Assets........ 18,883 13,398 994,241 419,308 507,830 272,714 Net Assets Beginning of Period................................... 171,128 157,730 7,340,344 6,921,036 2,543,979 2,271,265 -------- -------- ----------- ----------- ---------- ---------- End of Period......................................... $190,011 $171,128 $ 8,334,585 $ 7,340,344 $3,051,809 $2,543,979 ======== ======== =========== =========== ========== ========== (1) Shares Issued and Redeemed: Shares Issued......................................... 3,051 5,163 72,600 100,905 48,542 56,950 Shares Issued in Lieu of Cash Distributions........... 314 33 6,979 5,526 2,677 1,349 Shares Redeemed....................................... (3,906) (5,148) (86,993) (98,393) (40,606) (46,106) Shares Reduced by Reverse Stock Split (Note G)........ -- -- -- -- -- (9) -------- -------- ----------- ----------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed.......................... (541) 48 (7,414) 8,038 10,613 12,184 ======== ======== =========== =========== ========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)................................................ $ 2,005 $ 1,903 $ 25,366 $ 20,676 $ 3,945 $ 1,385 See accompanying Notes to Financial Statements. 110 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) U.S. Small U.S. Core U.S. Core Cap Value Portfolio Equity 1 Portfolio Equity 2 Portfolio ------------------------ ---------------------- ------------------------ Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ----------- ----------- ---------- ---------- ----------- ----------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 53,970 $ 44,197 $ 78,378 $ 51,991 $ 111,804 $ 80,421 Capital Gain Distributions Received from Investment Securities......................... -- -- 36 -- 105 -- Net Realized Gain (Loss) on:.................... Investment Securities Sold.................. 430,201 215,171 35,359 31,974 73,466 69,078 Futures..................................... 954 (825) -- -- -- -- Change in Unrealized Appreciation (Depreciation) of:............................ Investment Securities....................... 522,870 112,710 455,880 116,761 694,545 192,966 Futures..................................... (536) 536 -- -- -- -- ----------- ----------- ---------- ---------- ----------- ----------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 1,007,459 371,789 569,653 200,726 879,920 342,465 ----------- ----------- ---------- ---------- ----------- ----------- Distributions From: Net Investment Income: Institutional Class Shares.................. (50,536) (41,924) (73,066) (49,822) (99,623) (78,869) Net Long-Term Gains: Institutional Class Shares.................. (89,379) -- -- -- -- -- ----------- ----------- ---------- ---------- ----------- ----------- Total Distributions...................... (139,915) (41,924) (73,066) (49,822) (99,623) (78,869) ----------- ----------- ---------- ---------- ----------- ----------- Capital Share Transactions (1): Shares Issued................................... 1,130,039 1,194,011 1,316,460 1,193,672 1,284,909 1,575,775 Shares Issued in Lieu of Cash Distributions................................. 131,338 39,640 66,157 45,486 96,744 76,923 Shares Redeemed................................. (1,581,314) (1,577,930) (733,642) (556,060) (1,057,872) (1,086,755) ----------- ----------- ---------- ---------- ----------- ----------- Net Increase (Decrease) from Capital Share Transactions............. (319,937) (344,279) 648,975 683,098 323,781 565,943 ----------- ----------- ---------- ---------- ----------- ----------- Total Increase (Decrease) in Net Assets................................. 547,607 (14,414) 1,145,562 834,002 1,104,078 829,539 Net Assets Beginning of Period............................. 6,540,863 6,555,277 3,731,411 2,897,409 5,819,906 4,990,367 ----------- ----------- ---------- ---------- ----------- ----------- End of Period................................... $ 7,088,470 $ 6,540,863 $4,876,973 $3,731,411 $ 6,923,984 $ 5,819,906 =========== =========== ========== ========== =========== =========== (1) Shares Issued and Redeemed: Shares Issued................................... 45,152 48,190 114,530 108,434 113,356 144,791 Shares Issued in Lieu of Cash Distributions................................. 5,754 1,639 5,842 4,215 8,679 7,192 Shares Redeemed................................. (62,499) (62,955) (63,857) (51,146) (93,203) (99,493) ----------- ----------- ---------- ---------- ----------- ----------- Net Increase (Decrease) from Shares Issued and Redeemed............................... (11,593) (13,126) 56,515 61,503 28,832 52,490 =========== =========== ========== ========== =========== =========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... $ 94 $ 858 $ 10,461 $ 8,359 $ 15,899 $ 7,601 See accompanying Notes to Financial Statements. 111 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) U.S. Vector U.S. Small U.S. Micro Equity Portfolio Cap Portfolio Cap Portfolio ---------------------- ----------------------- ---------------------- Year Ended Year Ended Year Ended Year Ended Year Ended Year Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ---------- ---------- ---------- ----------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 28,165 $ 20,309 $ 47,882 $ 33,067 $ 33,720 $ 23,621 Capital Gain Distributions Received from Investment Securities......................... 18 -- -- -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold.................. 41,027 46,999 254,365 211,228 220,675 234,404 Futures..................................... (850) -- -- 929 385 -- In-Kind Redemptions......................... -- -- -- 126,527* -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities....................... 196,524 18,243 230,453 (60,488) 166,031 32,818 ---------- ---------- ---------- ----------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 264,884 85,551 532,700 311,263 420,811 290,843 ---------- ---------- ---------- ----------- ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares.................. (26,665) (19,719) (41,256) (32,796) (30,423) (23,667) ---------- ---------- ---------- ----------- ---------- ---------- Total Distributions...................... (26,665) (19,719) (41,256) (32,796) (30,423) (23,667) ---------- ---------- ---------- ----------- ---------- ---------- Capital Share Transactions (1): Shares Issued................................... 363,121 551,321 1,000,664 1,118,116 389,014 509,041 Shares Issued in Lieu of Cash Distributions..... 26,213 19,400 38,143 30,271 28,484 22,542 Shares Redeemed................................. (470,271) (343,081) (737,229) (1,047,988)* (627,647) (719,326) ---------- ---------- ---------- ----------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions............. (80,937) 227,640 301,578 100,399 (210,149) (187,743) ---------- ---------- ---------- ----------- ---------- ---------- Total Increase (Decrease) in Net Assets................................. 157,282 293,472 793,022 378,866 180,239 79,433 Net Assets Beginning of Period............................. 1,851,895 1,558,423 3,770,323 3,391,457 3,257,719 3,178,286 ---------- ---------- ---------- ----------- ---------- ---------- End of Period................................... $2,009,177 $1,851,895 $4,563,345 $ 3,770,323 $3,437,958 $3,257,719 ========== ========== ========== =========== ========== ========== (1) Shares Issued and Redeemed: Shares Issued................................... 33,038 51,309 45,541 52,474 27,509 37,458 Shares Issued in Lieu of Cash Distributions..... 2,473 1,845 1,786 1,457 2,109 1,695 Shares Redeemed................................. (42,602) (31,749) (33,325) (48,404) (44,113) (52,370) ---------- ---------- ---------- ----------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed............. (7,091) 21,405 14,002 5,527 (14,495) (13,217) ========== ========== ========== =========== ========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... $ 2,490 $ 3,557 $ 5,302 $ 1,483 $ 3,910 $ 3,199 -------- * See Note M in the Notes to Financial Statements. See accompanying Notes to Financial Statements. 112 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) DFA Real Estate Large Cap International Securities International Core Equity Portfolio Portfolio Portfolio ---------------------- ---------------------- ----------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31 Oct. 31, 2012 2011 2012 2011 2012 2011 ---------- ---------- ---------- ---------- ----------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 78,788 $ 51,146 $ 63,623 $ 55,392 $ 181,573 $ 161,011 Capital Gain Distributions Received from Investment Securities......................... 16,390 13,117 -- -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold.................. (1,763) (39,946) (18,104) (12,846) (40,937) 28,431 Futures..................................... (46) -- -- -- -- -- Foreign Currency Transactions*.............. -- -- (353) 187 114 (191) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.................................. 355,961 277,359 69,627 (133,116) 185,568 (525,986) Translation of Foreign Currency Denominated Amounts....................... -- -- (82) (205) (120) (476) ---------- ---------- ---------- ---------- ----------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 449,330 301,676 114,711 (90,588) 326,198 (337,211) ---------- ---------- ---------- ---------- ----------- ---------- Distributions From: Net Investment Income: Institutional Class Shares.................. (99,783) (40,246) (60,808) (54,107) (176,198) (161,285) ---------- ---------- ---------- ---------- ----------- ---------- Total Distributions...................... (99,783) (40,246) (60,808) (54,107) (176,198) (161,285) ---------- ---------- ---------- ---------- ----------- ---------- Capital Share Transactions (1): Shares Issued................................... 826,214 685,272 634,549 463,836 1,839,473 1,663,723 Shares Issued in Lieu of Cash Distributions..... 96,714 38,998 57,573 51,857 169,856 154,934 Shares Redeemed................................. (654,733) (576,605) (394,415) (283,535) (1,072,475) (791,266) ---------- ---------- ---------- ---------- ----------- ---------- Net Increase (Decrease) from Capital Share Transactions............. 268,195 147,665 297,707 232,158 936,854 1,027,391 ---------- ---------- ---------- ---------- ----------- ---------- Total Increase (Decrease) in Net Assets................................. 617,742 409,095 351,610 87,463 1,086,854 528,895 Net Assets Beginning of Period............................. 3,098,647 2,689,552 1,704,149 1,616,686 5,395,884 4,866,989 ---------- ---------- ---------- ---------- ----------- ---------- End of Period................................... $3,716,389 $3,098,647 $2,055,759 $1,704,149 $ 6,482,738 $5,395,884 ========== ========== ========== ========== =========== ========== (1) Shares Issued and Redeemed: Shares Issued................................... 32,929 30,656 36,185 23,919 190,598 153,758 Shares Issued in Lieu of Cash Distributions..... 3,972 1,817 3,432 2,658 18,393 14,162 Shares Redeemed................................. (26,322) (25,853) (22,604) (14,657) (112,419) (73,947) ---------- ---------- ---------- ---------- ----------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed............. 10,579 6,620 17,013 11,920 96,572 93,973 ========== ========== ========== ========== =========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) $ 23,599 $ 14,529 $ 8,708 $ 5,725 $ 25,255 $ 13,366 -------- * Net of foreign capital gain taxes withheld of $0, $0, $1, $0, $0, and $0, respectively. See accompanying Notes to Financial Statements. 113 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) International Japanese Asia Pacific Small Company Small Company Small Company Portfolio Portfolio Portfolio ----------------------- ------------------ ------------------ Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ----------- ---------- -------- -------- -------- -------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).............................. $ 152,324 $ 146,577 $ 5,072 $ 2,693 $ 7,452 $ 4,845 Net Realized Gain (Loss) on:.............................. Investment Securities Sold............................ 53,955 205,897 (5,341) (5,587) 4,091 8,959 Futures............................................... 9 (271) (75) -- (33) -- Foreign Currency Transactions*........................ 401 (103) 120 14 (56) 85 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............ 133,610 (571,803) (6,790) 13,164 6,664 (21,184) Futures............................................... (1) -- 1 -- 1 -- Translation of Foreign Currency Denominated Amounts............................................. (530) (340) (23) (61) (12) 18 ----------- ---------- -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations........................ 339,768 (220,043) (7,036) 10,223 18,107 (7,277) ----------- ---------- -------- -------- -------- -------- Distributions From: Net Investment Income: Institutional Class Shares............................ (163,885) (179,486) (4,541) (2,305) (9,333) (6,964) Net Long-Term Gains: Institutional Class Shares............................ (108,621) -- -- -- -- -- ----------- ---------- -------- -------- -------- -------- Total Distributions................................ (272,506) (179,486) (4,541) (2,305) (9,333) (6,964) ----------- ---------- -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued............................................. 1,391,405 1,380,524 198,642 74,211 110,755 54,555 Shares Issued in Lieu of Cash Distributions............... 262,078 171,227 4,202 2,020 8,531 6,350 Shares Redeemed........................................... (1,131,600) (829,801) (60,419) (35,962) (29,131) (38,913) ----------- ---------- -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions..................................... 521,883 721,950 142,425 40,269 90,155 21,992 ----------- ---------- -------- -------- -------- -------- Total Increase (Decrease) in Net Assets............ 589,145 322,421 130,848 48,187 98,929 7,751 Net Assets Beginning of Period....................................... 5,834,015 5,511,594 163,120 114,933 139,262 131,511 ----------- ---------- -------- -------- -------- -------- End of Period............................................. $ 6,423,160 $5,834,015 $293,968 $163,120 $238,191 $139,262 =========== ========== ======== ======== ======== ======== (1) Shares Issued and Redeemed: Shares Issued............................................. 95,525 81,929 12,557 4,725 5,147 2,200 Shares Issued in Lieu of Cash Distributions............... 19,065 10,276 282 133 410 249 Shares Redeemed........................................... (77,790) (50,113) (3,928) (2,288) (1,342) (1,533) ----------- ---------- -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed..................................... 36,800 42,092 8,911 2,570 4,215 916 =========== ========== ======== ======== ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)........................... $ 3,290 $ 6,376 $ 1,728 $ 1,041 $ 779 $ 1,047 -------- * Net of foreign capital gain taxes withheld of $4, $0, $0, $0, $0, and $0, respectively. See accompanying Notes to Financial Statements. 114 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) United Kingdom Continental DFA International Small Company Small Company Real Estate Securities Portfolio Portfolio Portfolio ----------------- ------------------ ---------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 -------- -------- -------- -------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).............................. $ 856 $ 1,146 $ 3,068 $ 3,026 $ 66,041 $ 58,347 Net Realized Gain (Loss) on:.............................. Investment Securities Sold............................ (281) 1,011 (2,677) 3,433 (33,417) (74,845) Futures............................................... 6 -- (25) (16) -- -- Foreign Currency Transactions......................... 6 1 (25) (34) 34 223 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............ 5,744 (2,107) 585 (21,048) 228,123 3,153 Translation of Foreign Currency Denominated Amounts............................................. (2) 2 72 3 (24) (99) -------- ------- -------- -------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations........................ 6,329 53 998 (14,636) 260,757 (13,221) -------- ------- -------- -------- ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares............................ (992) (1,071) (2,958) (3,562) (54,030) (107,338) -------- ------- -------- -------- ---------- ---------- Total Distributions................................ (992) (1,071) (2,958) (3,562) (54,030) (107,338) -------- ------- -------- -------- ---------- ---------- Capital Share Transactions (1): Shares Issued............................................. 1,858 3,802 11,823 18,358 416,378 322,549 Shares Issued in Lieu of Cash Distributions............... 752 818 2,148 2,856 53,300 106,188 Shares Redeemed........................................... (10,500) (3,484) (23,147) (13,670) (204,853) (206,576) -------- ------- -------- -------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions..................................... (7,890) 1,136 (9,176) 7,544 264,825 222,161 -------- ------- -------- -------- ---------- ---------- Total Increase (Decrease) in Net Assets............ (2,553) 118 (11,136) (10,654) 471,552 101,602 Net Assets Beginning of Period....................................... 33,869 33,751 117,452 128,106 1,060,156 958,554 -------- ------- -------- -------- ---------- ---------- End of Period............................................. $ 31,316 $33,869 $106,316 $117,452 $1,531,708 $1,060,156 ======== ======= ======== ======== ========== ========== (1) Shares Issued and Redeemed: Shares Issued............................................. 76 158 842 1,086 84,674 62,870 Shares Issued in Lieu of Cash Distributions............... 34 33 166 164 12,309 21,940 Shares Redeemed........................................... (429) (138) (1,693) (801) (42,864) (40,236) -------- ------- -------- -------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed..................................... (319) 53 (685) 449 54,119 44,574 ======== ======= ======== ======== ========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)........................... $ 149 $ 279 $ 280 $ 27 $ (46,274) $ (53,267) See accompanying Notes to Financial Statements. 115 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) DFA Global DFA International International Real Estate Securities Small Cap Value Vector Equity Portfolio Portfolio Portfolio --------------------- ------------------------ ------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ---------- --------- ----------- ----------- --------- -------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)......................... $ 36,495 $ 37,948 $ 176,655 $ 168,945 $ 14,617 $ 11,568 Net Realized Gain (Loss) on: Investment Securities Sold....................... (2,760) (4,706) 130,909 146,129 2,944 6,572 Foreign Currency Transactions*................... -- -- 1,183 115 (98) 126 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency....................................... 138,125 1,312 203,828 (659,162) 13,867 (47,642) Translation of Foreign Currency Denominated Amounts............................ -- -- (393) (833) (30) (27) ---------- --------- ----------- ----------- --------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations................... 171,860 34,554 512,182 (344,806) 31,300 (29,403) ---------- --------- ----------- ----------- --------- -------- Distributions From: Net Investment Income: Institutional Class Shares....................... (25,716) (41,423) (187,200) (182,741) (14,204) (11,774) Net Short-Term Gains: Institutional Class Shares....................... -- -- (11,429) -- -- -- Net Long-Term Gains: Institutional Class Shares....................... -- -- (126,221) (138,537) (6,473) (2,419) ---------- --------- ----------- ----------- --------- -------- Total Distributions........................... (25,716) (41,423) (324,850) (321,278) (20,677) (14,193) ---------- --------- ----------- ----------- --------- -------- Capital Share Transactions (1): Shares Issued........................................ 445,794 372,793 1,698,080 1,422,232 241,502 139,795 Shares Issued in Lieu of Cash Distributions.......... 25,115 40,672 304,574 303,336 19,813 13,500 Shares Redeemed...................................... (170,854) (232,709) (1,382,520) (1,255,658) (121,119) (62,242) ---------- --------- ----------- ----------- --------- -------- Net Increase (Decrease) from Capital Share Transactions.......................... 300,055 180,756 620,134 469,910 140,196 91,053 ---------- --------- ----------- ----------- --------- -------- Total Increase (Decrease) in Net Assets...................................... 446,199 173,887 807,466 (196,174) 150,819 47,457 Net Assets Beginning of Period.................................. 869,348 695,461 7,459,144 7,655,318 410,580 363,123 ---------- --------- ----------- ----------- --------- -------- End of Period........................................ $1,315,547 $ 869,348 $ 8,266,610 $ 7,459,144 $ 561,399 $410,580 ========== ========= =========== =========== ========= ======== (1) Shares Issued and Redeemed: Shares Issued........................................ 51,866 45,423 117,598 86,184 27,490 13,326 Shares Issued in Lieu of Cash Distributions.......... 3,385 5,345 22,510 18,285 2,341 1,293 Shares Redeemed...................................... (20,069) (28,834) (97,364) (75,870) (13,627) (5,988) ---------- --------- ----------- ----------- --------- -------- Net Increase (Decrease) from Shares Issued and Redeemed......................... 35,182 21,934 42,744 28,599 16,204 8,631 ========== ========= =========== =========== ========= ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)............................................... $ 11,623 $ 1,177 $ 14,647 $ 21,874 $ 1,456 $ 782 -------- * Net of foreign capital gain taxes withheld of $0, $0, $13, $0, $1, and $0, respectively. See accompanying Notes to Financial Statements. 116 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Selectively World ex U.S. Hedged Global Equity Emerging Markets Value Portfolio Portfolio Portfolio ---------------- -------------------- ---------------------- Period Year Year Nov. 14, Year Year Ended Ended 2011(a) to Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2012 2011 -------- -------- -------------------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)................................... $ 1,596 $ 1,131 $ 536 $ 54,306 $ 49,480 Capital Gain Distributions Received from Affiliated Investment Companies............................ 79 48 -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold................................. 61 (6,148) (275) 31,303 94,878 Futures.................................................... (1) -- 110 -- -- Foreign Currency Transactions*............................. (10) (4) 163 (543) (1,059) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................. 430 (1,774) 2,557 25,377 (309,714) Futures.................................................... -- -- (17) -- -- Translation of Foreign Currency Denominated Amounts.................................................. (1) (13) (93) 18 (109) Change in Deferred Thailand Capital Gains Tax ................. -- 3 -- -- 4,215 ------- ------- ------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations....................................... 2,154 (6,757) 2,981 110,461 (162,309) ------- ------- ------- ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares................................. (1,432) (1,006) (534) (49,445) (42,779) Net Short-Term Gains: Institutional Class Shares................................. (6) (19) -- -- (77) Net Long-Term Gains: Institutional Class Shares................................. -- (195) -- (90,351) (136,141) ------- ------- ------- ---------- ---------- Total Distributions..................................... (1,438) (1,220) (534) (139,796) (178,997) ------- ------- ------- ---------- ---------- Capital Share Transactions (1): Shares Issued.................................................. 15,365 32,244 32,522 860,651 668,299 Shares Issued in Lieu of Cash Distributions.................... 1,370 1,211 533 130,084 164,271 Shares Redeemed................................................ (7,419) (7,929) (552) (477,258) (550,727) ------- ------- ------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions.......................................... 9,316 25,526 32,503 513,477 281,843 ------- ------- ------- ---------- ---------- Total Increase (Decrease) in Net Assets................. 10,032 17,549 34,950 484,142 (59,463) Net Assets Beginning of Period............................................ 47,165 29,616 -- 2,313,035 2,372,498 ------- ------- ------- ---------- ---------- End of Period.................................................. $57,197 $47,165 $34,950 $2,797,177 $2,313,035 ======= ======= ======= ========== ========== (1) Shares Issued and Redeemed: Shares Issued.................................................. 1,625 2,801 3,216 34,114 22,995 Shares Issued in Lieu of Cash Distributions.................... 152 108 53 5,452 5,590 Shares Redeemed................................................ (756) (782) (53) (18,952) (18,667) ------- ------- ------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed.............................................. 1,021 2,127 3,216 20,614 9,918 ======= ======= ======= ========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)................................ $ 330 $ 168 $ 166 $ 8,306 $ 6,113 -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. * Net of foreign capital gain taxes withheld of $0, $1, $0, $13 and $851, respectively. See accompanying Notes to Financial Statements. 117 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Emerging Markets Emerging Markets Small Cap Emerging Markets Core Equity Portfolio Value Portfolio Portfolio ---------------------- ------------------------ ----------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ---------- ---------- ----------- ----------- ----------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 46,726 $ 36,127 $ 308,227 $ 259,300 $ 155,928 $ 100,756 Net Realized Gain (Loss) on: Investment Securities Sold.................. 101,576 27,050 362,676 193,129 (8,860) 20,186 Futures..................................... (812) -- (1,255) -- 1,190 -- Foreign Currency Transactions*.............. (1,523) (1,258) (4,701) (3,612) (1,300) (4,049) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.................................. 9,556 (354,184) (535,878) (2,865,375) 122,105 (717,993) Translation of Foreign Currency Denominated Amounts....................... (21) (31) (113) (5) (51) 25 Change in Deferred Thailand Capital Gains Tax........................................... -- 3,533 -- 16,079 -- 5,965 ---------- ---------- ----------- ----------- ----------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 155,502 (288,763) 128,956 (2,400,484) 269,012 (595,110) ---------- ---------- ----------- ----------- ----------- ---------- Distributions From: Net Investment Income: Class R2 Shares............................. -- -- (1,576) (532) -- -- Institutional Class Shares.................. (40,500) (33,950) (285,978) (223,890) (139,837) (86,292) Net Short-Term Gains: Class R2 Shares............................. -- -- -- (224) -- -- Institutional Class Shares.................. -- -- -- (67,767) -- -- Net Long-Term Gains: Class R2 Shares............................. -- -- (1,207) (1,580) -- -- Institutional Class Shares.................. (37,112) (58,359) (187,999) (477,706) -- -- ---------- ---------- ----------- ----------- ----------- ---------- Total Distributions...................... (77,612) (92,309) (476,760) (771,699) (139,837) (86,292) ---------- ---------- ----------- ----------- ----------- ---------- Capital Share Transactions (1): Shares Issued................................... 1,164,899 694,159 5,108,640 6,491,870 4,068,293 2,524,065 Shares Issued in Lieu of Cash Distributions................................. 68,580 74,466 439,131 711,366 126,291 77,358 Shares Redeemed................................. (236,441) (387,846) (2,319,607) (1,805,221) (1,096,525) (732,430) ---------- ---------- ----------- ----------- ----------- ---------- Net Increase (Decrease) from Capital Share Transactions............. 997,038 380,779 3,228,164 5,398,015 3,098,059 1,868,993 ---------- ---------- ----------- ----------- ----------- ---------- Total Increase (Decrease) in Net Assets................................. 1,074,928 (293) 2,880,360 2,225,832 3,227,234 1,187,591 Net Assets Beginning of Period............................. 1,832,745 1,833,038 13,808,370 11,582,538 5,367,473 4,179,882 ---------- ---------- ----------- ----------- ----------- ---------- End of Period................................... $2,907,673 $1,832,745 $16,688,730 $13,808,370 $ 8,594,707 $5,367,473 ========== ========== =========== =========== =========== ========== (1) Shares Issued and Redeemed: Shares Issued................................... 59,256 31,956 181,833 190,904 218,730 122,538 Shares Issued in Lieu of Cash Distributions................................. 3,782 3,241 16,750 20,921 7,108 3,743 Shares Redeemed................................. (12,340) (18,437) (82,979) (55,156) (60,020) (35,958) Shares Reduced by Conversion of Shares (Note G)...................................... -- -- -- (19,608) -- -- ---------- ---------- ----------- ----------- ----------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed............................... 50,698 16,760 115,604 137,061 165,818 90,323 ========== ========== =========== =========== =========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... $ 6,451 $ 1,396 $ 40,292 $ 33,870 $ 26,576 $ 15,280 -------- * Net of foreign capital gain taxes withheld of $86, $637, $310, $1,682, $541 and $2,994, respectively. See accompanying Notes to Financial Statements. 118 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Enhanced U.S. Large Company Portfolio ------------------------------------------------------------------ Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ................ $ 8.15 $ 7.53 $ 6.48 $ 6.47 $ 10.91 $ 10.95 -------- -------- -------- -------- -------- -------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)................... 0.07 0.07 0.07 0.05 0.39 0.30 Net Gains (Losses) on Securities (Realized and Unrealized)..................................... 1.20 0.56 1.05 0.61 (3.74) 0.45 -------- -------- -------- -------- -------- -------- Total From Investment Operations.............. 1.27 0.63 1.12 0.66 (3.35) 0.75 -------- -------- -------- -------- -------- -------- Less Distributions ------------------ Net Investment Income............................. (0.13) (0.01) (0.07) (0.59) (0.36) (0.36) Net Realized Gains................................ -- -- -- (0.06) (0.73) (0.43) -------- -------- -------- -------- -------- -------- Total Distributions........................... (0.13) (0.01) (0.07) (0.65) (1.09) (0.79) -------- -------- -------- -------- -------- -------- Net Asset Value, End of Period....................... $ 9.29 $ 8.15 $ 7.53 $ 6.48 $ 6.47 $ 10.91 ======== ======== ======== ======== ======== ======== Total Return......................................... 15.84% 8.41% 17.40% 12.23% (33.89)%(C) 7.13% -------- -------- -------- -------- -------- -------- Net Assets, End of Period (thousands)................ $190,011 $171,128 $157,730 $165,231 $200,331 $337,050 Ratio of Expenses to Average Net Assets.............. 0.25% 0.26% 0.26% 0.29%** 0.25%(B)(D) 0.25%(D) Ratio of Net Investment Income to Average Net Assets 0.80% 0.86% 0.98% 0.86% 4.74%(B) 2.67% Portfolio Turnover Rate.............................. 76% 140% 78% 46%* N/A N/A U.S. Large Cap Value Portfolio ----------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Ended Ended Ended Ended 2007 to Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2010 2009 2008 ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period .............................. $ 19.29 $ 18.58 $ 15.81 $ 14.58 $ 24.44 ---------- ---------- ---------- ---------- ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)..... 0.41 0.33 0.33 0.31 0.36 Net Gains (Losses) on Securities (Realized and Unrealized)....................... 3.04 0.70 2.76 1.28 (8.83) ---------- ---------- ---------- ---------- ---------- Total From Investment Operations.................... 3.45 1.03 3.09 1.59 (8.47) ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income............... (0.40) (0.32) (0.32) (0.34) (0.35) Net Realized Gains.................. -- -- -- (0.02) (1.04) ---------- ---------- ---------- ---------- ---------- Total Distributions............. (0.40) (0.32) (0.32) (0.36) (1.39) ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period......... $ 22.34 $ 19.29 $ 18.58 $ 15.81 $ 14.58 ========== ========== ========== ========== ========== Total Return........................... 18.14% 5.53% 19.72% 11.76% (36.63)%(C) ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands).......................... $8,334,585 $7,340,344 $6,921,036 $5,863,652 $5,330,448 Ratio of Expenses to Average Net Assets............................... 0.27%(D) 0.28%(D) 0.28%(D) 0.30%(D) 0.28%(B)(D) Ratio of Net Investment Income to Average Net Assets................... 1.99% 1.63% 1.86% 2.26% 1.86%(B) Portfolio Turnover Rate................ N/A N/A N/A N/A N/A ----------- Year Ended Nov. 30, 2007 ---------- Net Asset Value, Beginning of Period .............................. $ 25.40 ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)..... 0.33 Net Gains (Losses) on Securities (Realized and Unrealized)....................... (0.43) ---------- Total From Investment Operations.................... (0.10) ---------- Less Distributions ------------------ Net Investment Income............... (0.32) Net Realized Gains.................. (0.54) ---------- Total Distributions............. (0.86) ---------- Net Asset Value, End of Period......... $ 24.44 ========== Total Return........................... (0.49)% ---------- Net Assets, End of Period (thousands).......................... $7,535,552 Ratio of Expenses to Average Net Assets............................... 0.27%(D) Ratio of Net Investment Income to Average Net Assets................... 1.28% Portfolio Turnover Rate................ N/A -------- * For the period February 28, 2009 through October 31, 2009. Effective February 28, 2009, Enhanced U.S. Large Company Portfolio invests directly in securities rather than through the Series. ** Represents the combined ratios for the respective portfolio and for the period November 1, 2008 through February 27, 2009, its respective pro-rata share of its Master Fund Series. See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 119 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Targeted Value Portfolio-Class R1 Shares+ ------------------------------------------- Period Year Year Year Year Jan. 31, Ended Ended Ended Ended 2008(a) Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Oct. 2012 2011 2010 2009 31, 2008 -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period...................... $ 15.32 $ 14.75 $ 11.73 $ 10.92 $ 14.69 ------- ------- ------- ------- ------- Income From Investment Operations ---------------------- Net Investment Income (Loss)(A)................ 0.15 0.10 0.07 0.12 0.13 Net Gains (Losses) on Securities (Realized and Unrealized).......... 2.06 0.60 3.07 0.87 (3.76) ------- ------- ------- ------- ------- Total From Investment Operations........... 2.21 0.70 3.14 0.99 (3.63) ------- ------- ------- ------- ------- Less Distributions ------------------ Net Investment Income...... (0.13) (0.10) (0.12) (0.18) (0.14) Net Realized Gains......... (0.12) (0.03) -- -- -- ------- ------- ------- ------- ------- Total Distributions........ (0.25) (0.13) (0.12) (0.18) (0.14) ------- ------- ------- ------- ------- Net Asset Value, End of Period...................... $ 17.28 $ 15.32 $ 14.75 $ 11.73 $ 10.92 ======= ======= ======= ======= ======= Total Return.................. 14.67% 4.69% 26.93% 9.36% (24.96)%(C) ------- ------- ------- ------- ------- Net Assets, End of Period (thousands)................. $49,423 $45,132 $41,316 $31,393 $25,599 Ratio of Expenses to Average Net Assets.................. 0.48% 0.48% 0.49% 0.52% 0.50%(B)(E) Ratio of Net Investment Income to Average Net Assets 0.93% 0.61% 0.59% 1.12% 1.24%(B)(E) Portfolio Turnover Rate....... 20% 23% 20% 17% 20%(C) U.S. Targeted Value Portfolio-Class R2 Shares+ ------------------------------------------- Period Year Year Year Year June 30, Ended Ended Ended Ended 2008(a) Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Oct. 2012 2011 2010 2009 31, 2008 -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period...................... $ 15.31 $ 14.76 $11.74 $10.91 $ 13.94 ------- ------- ------ ------ ------- Income From Investment Operations ---------------------- Net Investment Income (Loss)(A)................ 0.13 0.07 0.05 0.10 0.05 Net Gains (Losses) on Securities (Realized and Unrealized).......... 2.05 0.60 3.07 0.88 (3.02) ------- ------- ------ ------ ------- Total From Investment Operations........... 2.18 0.67 3.12 0.98 (2.97) ------- ------- ------ ------ ------- Less Distributions ------------------ Net Investment Income...... (0.11) (0.09) (0.10) (0.15) (0.06) Net Realized Gains......... (0.12) (0.03) -- -- -- ------- ------- ------ ------ ------- Total Distributions........ (0.23) (0.12) (0.10) (0.15) (0.06) ------- ------- ------ ------ ------- Net Asset Value, End of Period...................... $ 17.26 $ 15.31 $14.76 $11.74 $ 10.91 ======= ======= ====== ====== ======= Total Return.................. 14.46% 4.50% 26.66% 9.23% (21.40)%(C) ------- ------- ------ ------ ------- Net Assets, End of Period (thousands)................. $12,754 $10,918 $5,967 $2,930 $ 1,715 Ratio of Expenses to Average Net Assets.................. 0.63% 0.63% 0.64% 0.67% 0.66%(B)(E) Ratio of Net Investment Income to Average Net Assets 0.78% 0.42% 0.44% 0.91% 1.35%(B)(E) Portfolio Turnover Rate....... 20% 23% 20% 17% 20%(C) -------- + All per share amounts and net assets values prior to November 19, 2010, have been adjusted as a result of the reverse stock split on November 19, 2010. (Note G) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 120 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Targeted Value Portfolio-Institutional Class Shares ---------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, Beginning of Period .............................. $ 15.32 $ 14.76 $ 11.70 $ 10.84 $ 15.89 $ 18.69 ---------- ---------- ---------- ---------- -------- -------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)..... 0.17 0.12 0.09 0.12 0.18 0.20 Net Gains (Losses) on Securities (Realized and Unrealized)....................... 2.06 0.59 3.06 0.88 (4.68) (1.32) ---------- ---------- ---------- ---------- -------- -------- Total From Investment Operations.................... 2.23 0.71 3.15 1.00 (4.50) (1.12) ---------- ---------- ---------- ---------- -------- -------- Less Distributions ------------------ Net Investment Income............... (0.15) (0.12) (0.09) (0.14) (0.15) (0.20) Net Realized Gains.................. (0.12) (0.03) -- -- (0.40) (1.48) ---------- ---------- ---------- ---------- -------- -------- Total Distributions............. (0.27) (0.15) (0.09) (0.14) (0.55) (1.68) ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, End of Period......... $ 17.28 $ 15.32 $ 14.76 $ 11.70 $ 10.84 $ 15.89 ========== ========== ========== ========== ======== ======== Total Return........................... 14.78% 4.76% 27.02% 9.47% (29.27)%(C) (6.59)% ---------- ---------- ---------- ---------- -------- -------- Net Assets, End of Period (thousands) $2,989,632 $2,487,929 $2,223,982 $1,449,437 $855,448 $554,805 Ratio of Expenses to Average Net Assets. 0.38% 0.38% 0.38% 0.41% 0.40%(B) 0.41%(D)** Ratio of Net Investment Income to Average Net Assets 1.03% 0.71% 0.69% 1.19% 1.39%(B) 1.12% Portfolio Turnover Rate................ 20% 23% 20% 17% 20%(C) 9%(C)* U.S. Small Cap Value Portfolio ------------------------------------------------------------------------------ Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period .............................. $ 23.50 $ 22.49 $ 17.69 $ 16.32 $ 26.49 $ 31.59 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)..... 0.20 0.16 0.09 0.04 0.18 0.30 Net Gains (Losses) on Securities (Realized and Unrealized)....................... 3.38 1.00 4.79 1.54 (7.86) (2.72) ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations.................... 3.58 1.16 4.88 1.58 (7.68) (2.42) ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income............... (0.18) (0.15) (0.08) (0.21) (0.22) (0.28) Net Realized Gains.................. (0.33) -- -- -- (2.27) (2.40) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions............. (0.51) (0.15) (0.08) (0.21) (2.49) (2.68) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period......... $ 26.57 $ 23.50 $ 22.49 $ 17.69 $ 16.32 $ 26.49 ========== ========== ========== ========== ========== ========== Total Return........................... 15.60% 5.13% 27.69% 9.97% (31.80)%(C) (8.41)% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands).......................... $7,088,470 $6,540,863 $6,555,277 $5,669,659 $5,503,945 $8,802,846 Ratio of Expenses to Average Net Assets............................... 0.52% 0.52% 0.52% 0.54%++ 0.52%(B)(D) 0.52%(D) Ratio of Net Investment Income to Average Net Assets................... 0.78% 0.62% 0.43% 0.27% 0.86%(B) 0.98% Portfolio Turnover Rate................ 15% 14% 19% 21%+ N/A N/A -------- * For the period March 30, 2007 through November 30, 2007. Effective March 30, 2007, U.S. Targeted Value Portfolio invests directly in securities rather than through the Series. ** Represents the combined ratios for the respective portfolio and for the period December 1, 2006 through March 29, 2007, its respective pro-rata share of its Master Fund Series. + For the period February 28, 2009 through October 31, 2009. Effective February 28, 2009, U.S. Small Cap Value Portfolio invests directly in securities rather than through the Series. ++ Represents the combined ratios for the respective portfolio and for the period November 1, 2008 through February 27, 2009, its respective pro-rata share of its Master Fund Series. See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 121 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Core Equity 1 Portfolio -------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period ......................... $ 10.78 $ 10.18 $ 8.54 $ 7.81 $ 11.83 $ 11.50 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations ---------------------- Net Investment Income (Loss)(A).................... 0.21 0.17 0.15 0.15 0.17 0.19 Net Gains (Losses) on Securities (Realized and Unrealized).................. 1.32 0.59 1.61 0.73 (4.03) 0.35 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 1.53 0.76 1.76 0.88 (3.86) 0.54 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income.......... (0.20) (0.16) (0.12) (0.15) (0.16) (0.18) Net Realized Gains............. -- -- -- -- -- (0.03) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........ (0.20) (0.16) (0.12) (0.15) (0.16) (0.21) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.......................... $ 12.11 $ 10.78 $ 10.18 $ 8.54 $ 7.81 $ 11.83 ========== ========== ========== ========== ========== ========== Total Return...................... 14.29% 7.47% 20.80% 11.64% (32.85)%(C) 4.68% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands) $4,876,973 $3,731,411 $2,897,409 $1,989,583 $1,320,562 $1,210,031 Ratio of Expenses to Average Net Assets. 0.19% 0.20% 0.20% 0.22% 0.20%(B) 0.20% Ratio of Net Investment Income to Average Net Assets 1.79% 1.49% 1.53% 2.02% 1.78%(B) 1.53% Portfolio Turnover Rate........... 3% 5% 4% 7% 5%(C) 10% U.S. Core Equity 2 Portfolio -------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period ......................... $ 10.61 $ 10.06 $ 8.39 $ 7.73 $ 11.77 $ 11.65 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations ---------------------- Net Investment Income (Loss)(A).................... 0.20 0.16 0.14 0.14 0.17 0.19 Net Gains (Losses) on Securities (Realized and Unrealized).................. 1.36 0.54 1.64 0.66 (4.04) 0.13 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 1.56 0.70 1.78 0.80 (3.87) 0.32 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income.......... (0.18) (0.15) (0.11) (0.14) (0.17) (0.17) Net Realized Gains............. -- -- -- -- -- (0.03) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........ (0.18) (0.15) (0.11) (0.14) (0.17) (0.20) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.......................... $ 11.99 $ 10.61 $ 10.06 $ 8.39 $ 7.73 $ 11.77 ========== ========== ========== ========== ========== ========== Total Return...................... 14.81% 6.98% 21.41% 10.66% (33.16)%(C) 2.78% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands) $6,923,984 $5,819,906 $4,990,367 $3,804,325 $2,501,028 $2,939,420 Ratio of Expenses to Average Net Assets. 0.22% 0.22% 0.23% 0.24% 0.23%(B) 0.23% Ratio of Net Investment Income to Average Net Assets 1.74% 1.42% 1.47% 1.89% 1.77%(B) 1.55% Portfolio Turnover Rate........... 5% 9% 7% 4% 8%(C) 7% See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 122 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Vector Equity Portfolio ---------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, Beginning of Period............................... $ 10.28 $ 9.82 $ 8.03 $ 7.48 $ 11.38 $ 11.79 ---------- ---------- ---------- ---------- -------- -------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)..... 0.16 0.12 0.10 0.11 0.15 0.16 Net Gains (Losses) on Securities (Realized and Unrealized)....................... 1.32 0.46 1.79 0.57 (3.89) (0.25) ---------- ---------- ---------- ---------- -------- -------- Total From Investment Operations.................... 1.48 0.58 1.89 0.68 (3.74) (0.09) ---------- ---------- ---------- ---------- -------- -------- Less Distributions ------------------ Net Investment Income............... (0.15) (0.12) (0.10) (0.13) (0.16) (0.14) Net Realized Gains.................. -- -- -- -- -- (0.18) ---------- ---------- ---------- ---------- -------- -------- Total Distributions............. (0.15) (0.12) (0.10) (0.13) (0.16) (0.32) ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, End of Period......... $ 11.61 $ 10.28 $ 9.82 $ 8.03 $ 7.48 $ 11.38 ========== ========== ========== ========== ======== ======== Total Return........................... 14.55% 5.86% 23.65% 9.47% (33.29)%(C) (0.87)% ---------- ---------- ---------- ---------- -------- -------- Net Assets, End of Period (thousands).......................... $2,009,177 $1,851,895 $1,558,423 $1,178,114 $850,623 $959,742 Ratio of Expenses to Average Net Assets............................... 0.32% 0.33% 0.33% 0.35% 0.34%(B) 0.34% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees) 0.32% 0.33% 0.33% 0.35% 0.34%(B) 0.33% Ratio of Net Investment Income to Average Net Assets................... 1.45% 1.11% 1.13% 1.60% 1.66%(B) 1.29% Portfolio Turnover Rate................ 9% 10% 11% 11% 11%(C) 14% See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 123 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Small Cap Portfolio ------------------------------------------------------------------------------ Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period........................... $ 20.55 $ 19.06 $ 14.89 $ 13.35 $ 20.64 $ 22.46 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A). 0.25 0.18 0.13 0.06 0.14 0.21 Net Gains (Losses) on Securities (Realized and Unrealized)..... 2.53 1.49 4.17 1.65 (6.08) (0.66) ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 2.78 1.67 4.30 1.71 (5.94) (0.45) ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income........... (0.22) (0.18) (0.13) (0.17) (0.17) (0.21) Net Realized Gains.............. -- -- -- -- (1.18) (1.16) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions......... (0.22) (0.18) (0.13) (0.17) (1.35) (1.37) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period........................ $ 23.11 $ 20.55 $ 19.06 $ 14.89 $ 13.35 $ 20.64 ========== ========== ========== ========== ========== ========== Total Return.................... 13.61% 8.76% 28.99% 13.08% (30.67)%(C) (2.17)% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)................... $4,563,345 $3,770,323 $3,391,457 $2,522,001 $2,066,849 $3,285,093 Ratio of Expenses to Average Net Assets............ 0.37% 0.37% 0.37% 0.40%** 0.38%(B)(D) 0.38%(D) Ratio of Net Investment Income to Average Net Assets........................ 1.14% 0.84% 0.76% 0.50% 0.86%(B) 0.95% Portfolio Turnover Rate......... 16% 23% 19% 17%* N/A N/A ---------- ---------- ---------- ---------- ---------- ---------- U.S. Micro Cap Portfolio ------------------------------------------------------------------------------ Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period........................... $ 13.24 $ 12.25 $ 9.57 $ 9.19 $ 14.80 $ 16.83 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A). 0.14 0.09 0.06 0.03 0.10 0.14 Net Gains (Losses) on Securities (Realized and Unrealized)..... 1.59 0.99 2.68 0.54 (4.32) (0.69) ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 1.73 1.08 2.74 0.57 (4.22) (0.55) ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income........... (0.13) (0.09) (0.06) (0.19) (0.13) (0.13) Net Realized Gains.............. -- -- -- -- (1.26) (1.35) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions......... (0.13) (0.09) (0.06) (0.19) (1.39) (1.48) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period........................ $ 14.84 $ 13.24 $ 12.25 $ 9.57 $ 9.19 $ 14.80 ========== ========== ========== ========== ========== ========== Total Return.................... 13.13% 8.85% 28.77% 6.61% (31.33)%(C) (3.63)% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)................... $3,437,958 $3,257,719 $3,178,286 $2,818,365 $2,924,225 $4,700,371 Ratio of Expenses to Average Net Assets............ 0.52% 0.52% 0.52% 0.54%** 0.53%(B)(D) 0.52%(D) Ratio of Net Investment Income to Average Net Assets........................ 0.99% 0.69% 0.58% 0.38% 0.91%(B) 0.89% Portfolio Turnover Rate......... 15% 14% 9% 12%* N/A N/A ---------- ---------- ---------- ---------- ---------- ---------- * For the period February 28, 2009 through October 31, 2009. Effective February 28, 2009, the Portfolios invest directly in securities rather than through the Series. **Represents the combined ratios for the respective portfolio and for the period November 1, 2008 through February 27, 2009, its respective pro-rata share of its Master Fund Series. See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 124 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) DFA Real Estate Securities Portfolio -------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.. $ 23.25 $ 21.24 $ 15.29 $ 16.16 $ 27.20 $ 33.80 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)........................ 0.57 0.40 0.58 0.58 0.64 0.62 Net Gains (Losses) on Securities (Realized and Unrealized)........ 2.74 1.93 5.92 (0.62) (9.28) (5.64) ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations................... 3.31 2.33 6.50 (0.04) (8.64) (5.02) ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.............. (0.73) (0.32) (0.55) (0.83) (0.30) (0.70) Net Realized Gains................. -- -- -- -- (2.10) (0.88) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions............ (0.73) (0.32) (0.55) (0.83) (2.40) (1.58) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period........ $ 25.83 $ 23.25 $ 21.24 $ 15.29 $ 16.16 $ 27.20 ========== ========== ========== ========== ========== ========== Total Return.......................... 14.45% 11.09% 43.21% 0.98% (34.46)%(C) (15.45)% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......................... $3,716,389 $3,098,647 $2,689,552 $2,018,559 $1,746,961 $2,671,457 Ratio of Expenses to Average Net Assets.............................. 0.22% 0.32% 0.33% 0.36% 0.33%(B) 0.33% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)...... 0.23% 0.32% 0.33% 0.36% 0.33%(B) 0.33% Ratio of Net Investment Income to Average Net Assets.................. 2.29% 1.76% 3.13% 4.54% 3.01%(B) 1.99% Portfolio Turnover Rate............... 0% 3% 2% 2% 13%(C) 17% ---------- ---------- ---------- ---------- ---------- ---------- Large Cap International Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.. $ 17.91 $ 19.42 $ 18.02 $ 14.81 $ 27.18 $ 23.60 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)........................ 0.60 0.63 0.48 0.48 0.68 0.68 Net Gains (Losses) on Securities (Realized and Unrealized)........ 0.40 (1.53) 1.43 3.16 (12.06) 3.57 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations................... 1.00 (0.90) 1.91 3.64 (11.38) 4.25 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.............. (0.58) (0.61) (0.51) (0.43) (0.64) (0.67) Net Realized Gains................. -- -- -- -- (0.35) -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions............ (0.58) (0.61) (0.51) (0.43) (0.99) (0.67) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period........ $ 18.33 $ 17.91 $ 19.42 $ 18.02 $ 14.81 $ 27.18 ========== ========== ========== ========== ========== ========== Total Return.......................... 5.89% (4.86)% 10.99% 25.20% (43.14)%(C) 18.18% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......................... $2,055,759 $1,704,149 $1,616,686 $1,364,351 $1,206,860 $2,224,180 Ratio of Expenses to Average Net Assets.............................. 0.30% 0.30% 0.30% 0.32% 0.29%(B) 0.29% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)...... 0.30% 0.30% 0.30% 0.32% 0.29%(B) 0.29% Ratio of Net Investment Income to Average Net Assets.................. 3.38% 3.19% 2.65% 3.14% 3.18%(B) 2.62% Portfolio Turnover Rate............... 4% 3% 7% 12% 12%(C) 5% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 125 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) International Core Equity Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period............... $ 9.89 $ 10.78 $ 9.79 $ 7.46 $ 14.35 $ 12.82 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)................. 0.31 0.33 0.23 0.23 0.37 0.35 Net Gains (Losses) on Securities (Realized and Unrealized)................................... 0.20 (0.89) 0.96 2.32 (6.76) 1.54 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............ 0.51 (0.56) 1.19 2.55 (6.39) 1.89 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income........................... (0.30) (0.33) (0.20) (0.22) (0.35) (0.32) Net Realized Gains.............................. -- -- -- -- (0.15) (0.04) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions......................... (0.30) (0.33) (0.20) (0.22) (0.50) (0.36) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period..................... $ 10.10 $ 9.89 $ 10.78 $ 9.79 $ 7.46 $ 14.35 ========== ========== ========== ========== ========== ========== Total Return....................................... 5.49% (5.49)% 12.48% 34.81% (45.76)%(C) 14.83% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands).............. $6,482,738 $5,395,884 $4,866,989 $3,699,842 $1,981,049 $2,342,187 Ratio of Expenses to Average Net Assets............ 0.40% 0.40% 0.40% 0.41% 0.41%(B) 0.41% Ratio of Expenses to Average Net Assets (Excluding Waiversand Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly) 0.40% 0.40% 0.40% 0.41% 0.41%(B) 0.41% Ratio of Net Investment Income to Average Net Assets........................................... 3.18% 2.96% 2.31% 2.84% 3.39%(B) 2.49% Portfolio Turnover Rate............................ 5% 3% 2% 5% 4%(C) 4% -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 126 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) International Small Company Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period. $ 15.21 $ 16.14 $ 13.99 $ 10.07 $ 20.80 $ 19.43 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)....................... 0.38 0.40 0.28 0.28 0.44 0.43 Net Gains (Losses) on Securities (Realized and Unrealized)....... 0.39 (0.83) 2.13 3.91 (9.55) 2.07 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations.................. 0.77 (0.43) 2.41 4.19 (9.11) 2.50 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income............. (0.42) (0.50) (0.26) (0.27) (0.45) (0.46) Net Realized Gains................ (0.28) -- -- -- (1.17) (0.67) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........... (0.70) (0.50) (0.26) (0.27) (1.62) (1.13) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period....... $ 15.28 $ 15.21 $ 16.14 $ 13.99 $ 10.07 $ 20.80 ========== ========== ========== ========== ========== ========== Total Return......................... 5.63% (2.92)% 17.61% 42.34% (47.13)%(C) 13.29% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)........................ $6,423,160 $5,834,015 $5,511,594 $4,269,864 $3,084,373 $5,597,209 Ratio of Expenses to Average Net Assets (D)......................... 0.56% 0.55% 0.56% 0.57% 0.55%(B) 0.55% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees) (D).......................... 0.56% 0.55% 0.56% 0.57% 0.55%(B) 0.55% Ratio of Net Investment Income to Average Net Assets................. 2.58% 2.37% 1.94% 2.48% 2.90%(B) 2.03% ---------- ---------- ---------- ---------- ---------- ---------- Japanese Small Company Portfolio -------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period. $ 15.24 $ 14.13 $ 14.32 $ 11.97 $ 16.75 $ 17.23 -------- -------- -------- -------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)....................... 0.29 0.27 0.22 0.22 0.29 0.27 Net Gains (Losses) on Securities (Realized and Unrealized)....... (0.26) 1.08 (0.18) 2.39 (4.78) (0.52) -------- -------- -------- -------- -------- -------- Total From Investment Operations.................. 0.03 1.35 0.04 2.61 (4.49) (0.25) -------- -------- -------- -------- -------- -------- Less Distributions Net Investment Income............. (0.28) (0.24) (0.23) (0.26) (0.29) (0.23) Net Realized Gains................ -- -- -- -- -- -- -------- -------- -------- -------- -------- -------- Total Distributions........... (0.28) (0.24) (0.23) (0.26) (0.29) (0.23) -------- -------- -------- -------- -------- -------- Net Asset Value, End of Period....... $ 14.99 $ 15.24 $ 14.13 $ 14.32 $ 11.97 $ 16.75 ======== ======== ======== ======== ======== ======== Total Return......................... 0.20% 9.57% 0.33% 22.08% (27.16)%(C) (1.51)% -------- -------- -------- -------- -------- -------- Net Assets, End of Period (thousands)........................ $293,968 $163,120 $114,933 $114,058 $133,373 $199,080 Ratio of Expenses to Average Net Assets (D)......................... 0.57% 0.56% 0.57% 0.59% 0.58%(B) 0.56% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees) (D).......................... 0.57% 0.56% 0.57% 0.59% 0.58%(B) 0.56% Ratio of Net Investment Income to Average Net Assets................. 1.88% 1.74% 1.52% 1.68% 2.18%(B) 1.51% -------- -------- -------- -------- -------- -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 127 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Asia Pacific Small Company Portfolio -------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ................................... $ 23.04 $ 25.64 $ 20.59 $ 11.67 $ 28.73 $ 20.26 -------- -------- -------- -------- ------- -------- Income From Investment Operations Net Investment Income (Loss)(A)....................... 0.87 0.85 0.69 0.50 0.83 0.79 Net Gains (Losses) on Securities (Realized and Unrealized)....... 0.58 (2.16) 4.99 8.95 (17.04) 8.43 -------- -------- -------- -------- ------- -------- Total From Investment Operations.................. 1.45 (1.31) 5.68 9.45 (16.21) 9.22 -------- -------- -------- -------- ------- -------- Less Distributions Net Investment Income............. (1.27) (1.29) (0.63) (0.53) (0.85) (0.75) Net Realized Gains................ -- -- -- -- -- -- Return of Capital................. -- -- -- -- -- -- -------- -------- -------- -------- ------- -------- Total Distributions........... (1.27) (1.29) (0.63) (0.53) (0.85) (0.75) -------- -------- -------- -------- ------- -------- Net Asset Value, End of Period....... $ 23.22 $ 23.04 $ 25.64 $ 20.59 $ 11.67 $ 28.73 ======== ======== ======== ======== ======= ======== Total Return......................... 7.09% (5.59)% 28.36% 84.11% (57.94)%(C) 46.55% -------- -------- -------- -------- ------- -------- Net Assets, End of Period (thousands)........................ $238,191 $139,262 $131,511 $101,853 $64,044 $146,307 Ratio of Expenses to Average Net Assets(D).......................... 0.59% 0.60% 0.63% 0.65% 0.62%(B) 0.62% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Expenses)(D)....................... 0.59% 0.60% 0.61% 0.65% 0.61%(B) 0.59% Ratio of Net Investment Income to Average Net Assets................. 3.91% 3.34% 3.14% 3.53% 3.85%(B) 3.13% -------- -------- -------- -------- ------- -------- United Kingdom Small Company Portfolio --------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ................................... $ 23.44 $ 24.24 $ 19.83 $ 14.27 $ 31.29 $ 32.97 ------- ------- ------- ------- ------- ------- Income From Investment Operations Net Investment Income (Loss)(A)....................... 0.69 0.82 0.50 0.55 0.77 0.78 Net Gains (Losses) on Securities (Realized and Unrealized)....... 4.47 (0.85) 4.41 5.44 (15.84) (0.08) ------- ------- ------- ------- ------- ------- Total From Investment Operations.................. 5.16 (0.03) 4.91 5.99 (15.07) 0.70 ------- ------- ------- ------- ------- ------- Less Distributions Net Investment Income............. (0.79) (0.77) (0.50) (0.43) (0.72) (1.03) Net Realized Gains................ -- -- -- -- (1.22) (1.35) Return of Capital................. -- -- -- -- (0.01) -- ------- ------- ------- ------- ------- ------- Total Distributions........... (0.79) (0.77) (0.50) (0.43) (1.95) (2.38) ------- ------- ------- ------- ------- ------- Net Asset Value, End of Period....... $ 27.81 $ 23.44 $ 24.24 $ 19.83 $ 14.27 $ 31.29 ======= ======= ======= ======= ======= ======= Total Return......................... 22.82% (0.28)% 25.37% 42.81% (50.97)%(C) 1.94% ------- ------- ------- ------- ------- ------- Net Assets, End of Period (thousands)........................ $31,316 $33,869 $33,751 $27,863 $25,883 $37,139 Ratio of Expenses to Average Net Assets(D).......................... 0.60% 0.60% 0.60% 0.61% 0.59%(B) 0.59% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Expenses)(D)....................... 0.63% 0.62% 0.64% 0.70% 0.65%(B) 0.62% Ratio of Net Investment Income to Average Net Assets................. 2.83% 3.26% 2.39% 3.62% 3.41%(B) 2.28% ------- ------- ------- ------- ------- ------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 128 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Continental Small Company Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period............ $ 14.66 $ 16.93 $ 15.02 $ 10.73 $ 22.95 $ 20.47 -------- -------- -------- -------- ------- -------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A).............. 0.39 0.39 0.27 0.28 0.52 0.40 Net Gains (Losses) on Securities (Realized and Unrealized)................ (0.17) (2.20) 1.89 4.29 (11.32) 3.00 -------- -------- -------- -------- ------- -------- Total From Investment Operations............................ 0.22 (1.81) 2.16 4.57 (10.80) 3.40 -------- -------- -------- -------- ------- -------- Less Distributions ------------------ Net Investment Income........................ (0.37) (0.46) (0.25) (0.28) (0.45) (0.38) Net Realized Gains........................... -- -- -- -- (0.96) (0.54) Return of Capital............................ -- -- -- -- (0.01) -- -------- -------- -------- -------- ------- -------- Total Distributions...................... (0.37) (0.46) (0.25) (0.28) (1.42) (0.92) -------- -------- -------- -------- ------- -------- Net Asset Value, End of Period. $ 14.51 $ 14.66 $ 16.93 $ 15.02 $ 10.73 $ 22.95 ======== ======== ======== ======== ======= ======== Total Return.................................... 1.85% (11.09)% 14.85% 43.12% (49.89)%(C) 16.99% -------- -------- -------- -------- ------- -------- Net Assets, End of Period (thousands)........... $106,316 $117,452 $128,106 $110,926 $93,988 $170,909 Ratio of Expenses to Average Net Assets......... 0.59%(D) 0.58%(D) 0.59%(D) 0.62%(D) 0.59%(B)(D) 0.61%(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)......................... 0.59%(D) 0.58%(D) 0.59%(D) 0.61%(D) 0.59%(B)(D) 0.57%(D) Ratio of Net Investment Income (Loss) to Average Net Assets................. 2.78% 2.25% 1.78% 2.39% 3.04%(B) 1.70% Portfolio Turnover Rate......................... N/A N/A N/A N/A N/A N/A -------- -------- -------- -------- ------- -------- DFA International Real Estate Securities Portfolio ----------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Period Ended Ended Oct. Ended Ended 2007 to March 1, 2007(a) Oct. 31, 31, Oct. 31, Oct. 31, Oct. 31, to 2012 2011 2010 2009 2008 Nov. 30, 2007 ---------- ---------- -------- -------- -------- ---------------- Net Asset Value, Beginning of Period............ $ 4.90 $ 5.58 $ 5.24 $ 4.18 $ 9.35 $ 10.00 ---------- ---------- -------- -------- -------- -------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A).............. 0.27 0.30 0.31 0.26 0.34 0.23 Net Gains (Losses) on Securities (Realized and Unrealized)................ 0.75 (0.33) 0.58 0.91 (5.08) (0.76) ---------- ---------- -------- -------- -------- -------- Total From Investment Operations............................ 1.02 (0.03) 0.89 1.17 (4.74) (0.53) ---------- ---------- -------- -------- -------- -------- Less Distributions ------------------ Net Investment Income........................ (0.25) (0.65) (0.55) (0.11) (0.43) (0.12) Net Realized Gains........................... -- -- -- -- -- -- Return of Capital............................ -- -- -- -- -- -- ---------- ---------- -------- -------- -------- -------- Total Distributions...................... (0.25) (0.65) (0.55) (0.11) (0.43) (0.12) ---------- ---------- -------- -------- -------- -------- Net Asset Value, End of Period. $ 5.67 $ 4.90 $ 5.58 $ 5.24 $ 4.18 $ 9.35 ========== ========== ======== ======== ======== ======== Total Return.................................... 22.34% (0.43)% 18.96% 29.25% (52.85)%(C) (5.38)%(C) ---------- ---------- -------- -------- -------- -------- Net Assets, End of Period (thousands)........... $1,531,708 $1,060,156 $958,554 $742,329 $394,480 $336,840 Ratio of Expenses to Average Net Assets......... 0.41% 0.42% 0.41% 0.43% 0.44%(B) 0.48%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)......................... 0.41% 0.42% 0.41% 0.43% 0.44%(B) 0.48%(B)(E) Ratio of Net Investment Income (Loss) to Average Net Assets................. 5.45% 5.73% 6.42% 6.40% 5.20%(B) 3.50%(B)(E) Portfolio Turnover Rate......................... 3% 7% 6% 5% 1%(C) 2%(C) ---------- ---------- -------- -------- -------- -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 129 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) DFA Global Real Estate Securities Portfolio -------------------------------------------------------------- Period Year Year Year Year June 4, Ended Ended Ended Ended 2008(a) to Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2010 2009 2008 ---------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period.............. $ 8.21 $ 8.28 $ 6.75 $ 6.04 $ 10.00 ---------- -------- -------- -------- ------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.29 0.41 0.40 0.19 -- Net Gains (Losses) on Securities (Realizedand Unrealized).................................. 1.07 0.06 1.60 0.62 (3.96) ---------- -------- -------- -------- ------- Total From Investment Operations........... 1.36 0.47 2.00 0.81 (3.96) ---------- -------- -------- -------- ------- Less Distributions Net Investment Income.......................... (0.24) (0.54) (0.47) (0.10) -- Net Realized Gains............................. -- -- -- -- -- ---------- -------- -------- -------- ------- Total Distributions........................ (0.24) (0.54) (0.47) (0.10) -- ---------- -------- -------- -------- ------- Net Asset Value, End of Period.................... $ 9.33 $ 8.21 $ 8.28 $ 6.75 $ 6.04 ========== ======== ======== ======== ======= Total Return...................................... 17.33% 6.17% 31.38% 13.81% (39.60)%(C) ---------- -------- -------- -------- ------- Net Assets, End of Period (thousands)............. $1,315,547 $869,348 $695,461 $432,502 $90,672 Ratio of Expenses to Average Net Assets........... 0.34%(D) 0.41%(D) 0.41%(D) 0.47%(D) 0.54%(B)(D)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)........................... 0.60%(D) 0.73%(D) 0.73%(D) 0.79%(D) 0.86%(B)(D)(E) Ratio of Net Investment Income to Average Net Assets.......................................... 3.38% 5.01% 5.59% 3.40% (0.04)%(B)(E) Portfolio Turnover Rate........................... N/A N/A N/A N/A N/A ---------- -------- -------- -------- ------- DFA International Small Cap Value Portfolio -------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.............. $ 14.85 $ 16.16 $ 14.92 $ 10.82 $ 22.05 $ 21.71 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.34 0.34 0.24 0.26 0.52 0.46 Net Gains (Losses) on Securities (Realizedand Unrealized).................................. 0.61 (0.98) 1.22 4.14 (9.60) 1.66 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations........... 0.95 (0.64) 1.46 4.40 (9.08) 2.12 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.......................... (0.36) (0.38) (0.22) (0.24) (0.58) (0.53) Net Realized Gains............................. (0.28) (0.29) -- (0.06) (1.57) (1.25) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........................ (0.64) (0.67) (0.22) (0.30) (2.15) (1.78) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.................... $ 15.16 $ 14.85 $ 16.16 $ 14.92 $ 10.82 $ 22.05 ========== ========== ========== ========== ========== ========== Total Return...................................... 6.92% (4.39)% 10.01% 41.42% (45.17)%(C) 10.25% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)............. $8,266,610 $7,459,144 $7,655,318 $6,859,957 $4,799,748 $8,180,859 Ratio of Expenses to Average Net Assets........... 0.71% 0.70% 0.70% 0.71% 0.69%(B) 0.69% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)........................... 0.71% 0.70% 0.70% 0.71% 0.69%(B) 0.69% Ratio of Net Investment Income to Average Net Assets.......................................... 2.30% 2.05% 1.57% 2.19% 3.22%(B) 2.03% Portfolio Turnover Rate........................... 18% 16% 18% 22% 16%(C) 18% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 130 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) International Vector Equity Portfolio ------------------------------------------------- Period Year Year Year Year August 14, Ended Ended Ended Ended 2008(a) to Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2010 2009 2008 -------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period...... $ 9.34 $ 10.28 $ 9.22 $ 6.74 $ 10.00 -------- -------- -------- -------- ------- Income From Investment Operations Net Investment Income (Loss) (A)....... 0.27 0.29 0.18 0.17 0.06 Net Gains (Losses) on Securities (Realized and Unrealized)............ 0.14 (0.87) 1.05 2.46 (3.32) -------- -------- -------- -------- ------- Total From Investment Operations....................... 0.41 (0.58) 1.23 2.63 (3.26) -------- -------- -------- -------- ------- Less Distributions Net Investment Income.................. (0.27) (0.29) (0.17) (0.15) -- Net Realized Gains..................... (0.15) (0.07) -- -- -- -------- -------- -------- -------- ------- Total Distributions................ (0.42) (0.36) (0.17) (0.15) -- -------- -------- -------- -------- ------- Net Asset Value, End of Period............ $ 9.33 $ 9.34 $ 10.28 $ 9.22 $ 6.74 ======== ======== ======== ======== ======= Total Return.............................. 4.90% (5.99)% 13.62% 39.52% (32.60)%(C) -------- -------- -------- -------- ------- Net Assets, End of Period (thousands)..... $561,399 $410,580 $363,123 $262,544 $66,774 Ratio of Expenses to Average Net Assets... 0.54% 0.54% 0.54% 0.60% 0.60%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waiversand Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly).......................... 0.54% 0.54% 0.53% 0.59% 1.15%(B)(E) Ratio of Net Investment Income to Average Net Assets.............................. 2.94% 2.73% 1.91% 2.31% 3.01%(B)(E) Portfolio Turnover Rate................... 5% 10% 5% 8% 0%(C) -------- -------- -------- -------- ------- World ex U.S. Value Portfolio ---------------------------------- Year Year Period Aug. Ended Ended 23, 2010(a) Oct. 31, Oct. 31, to 2012 2011 Oct. 31, 2010 -------- -------- ------------- Net Asset Value, Beginning of Period...... $ 9.96 $ 11.35 $ 10.00 ------- ------- ------- Income From Investment Operations Net Investment Income (Loss) (A)....... 0.29 0.30 0.02 Net Gains (Losses) on Securities (Realized and Unrealized)............ (0.05) (1.35) 1.33 ------- ------- ------- Total From Investment Operations....................... 0.24 (1.05) 1.35 ------- ------- ------- Less Distributions Net Investment Income.................. (0.26) (0.26) -- Net Realized Gains..................... -- (0.08) -- ------- ------- ------- Total Distributions................ (0.26) (0.34) -- ------- ------- ------- Net Asset Value, End of Period............ $ 9.94 $ 9.96 $ 11.35 ======= ======= ======= Total Return.............................. 2.70% (9.59)% 13.50%(C) ------- ------- ------- Net Assets, End of Period (thousands)..... $57,197 $47,165 $29,616 Ratio of Expenses to Average Net Assets... 0.60%(D) 0.60%D) 0.90%(B)(D)(E) Ratio of Expenses to Average Net Assets (Excluding Waiversand Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly).......................... 0.84%(D) 0.91%(D) 1.37%(B)(D)(E) Ratio of Net Investment Income to Average Net Assets.............................. 2.97% 2.64% 0.76%(B)(E) Portfolio Turnover Rate................... N/A N/A N/A ------- ------- ------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 131 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Selectively Hedged Global Equity Portfolio ----------------------- Period Nov. 14, 2011(a) to Oct. 31, 2012 ----------------------- Net Asset Value, Beginning of Period........................... $ 10.00 ------- Income From Investment Operations --------------------------------- Net Investment Income (Loss)(A)............................. 0.22 Net Gains (Losses) on Securities (Realized and Unrealized).. 0.87 ------- Total From Investment Operations........................ 1.09 ------- Less Distributions ------------------ Net Investment Income....................................... (0.22) Net Realized Gains.......................................... -- ------- Total Distributions..................................... (0.22) ------- Net Asset Value, End of Period................................. $ 10.87 ======= Total Return................................................... 11.11%(C) ------- Net Assets, End of Period (thousands).......................... $34,950 Ratio of Expenses to Average Net Assets(D)..................... 0.40%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees)(D)..................................................... 1.00%(B)(E) Ratio of Net Investment Income to Average Net Assets........... 2.13%(B)(E) Portfolio Turnover Rate........................................ N/A -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 132 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Emerging Markets Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.. $ 26.68 $ 30.90 $ 25.23 $ 17.05 $ 35.23 $ 25.40 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)........................ 0.55 0.61 0.48 0.42 0.70 0.64 Net Gains (Losses) on Securities (Realized and Unrealized)........ 0.37 (2.53) 6.07 8.42 (16.85) 9.88 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations................... 0.92 (1.92) 6.55 8.84 (16.15) 10.52 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.............. (0.50) (0.53) (0.46) (0.41) (0.69) (0.53) Net Realized Gains................. (1.04) (1.77) (0.42) (0.25) (1.34) (0.16) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions............ (1.54) (2.30) (0.88) (0.66) (2.03) (0.69) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period........ $ 26.06 $ 26.68 $ 30.90 $ 25.23 $ 17.05 $ 35.23 ========== ========== ========== ========== ========== ========== Total Return.......................... 4.08% (6.82)% 26.53% 53.39% (48.37)%(C) 42.08% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands) $2,797,177 $2,313,035 $2,372,498 $1,966,288 $1,508,260 $3,388,442 Ratio of Expenses to Average Net Assets(D)........................... 0.61% 0.61% 0.60% 0.62% 0.60%(B) 0.60% Ratio of Net Investment Income to Average Net Assets.................. 2.14% 2.07% 1.76% 2.15% 2.59%(B) 2.12% ---------- ---------- ---------- ---------- ---------- ---------- Emerging Markets Small Cap Portfolio ------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- -------- ---------- Net Asset Value, Beginning of Period.. $ 19.85 $ 24.26 $ 17.45 $ 9.33 $ 23.74 $ 17.96 ---------- ---------- ---------- ---------- -------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)........................ 0.40 0.42 0.34 0.26 0.44 0.31 Net Gains (Losses) on Securities (Realized and Unrealized)........ 0.83 (3.67) 6.79 8.14 (12.95) 6.86 ---------- ---------- ---------- ---------- -------- ---------- Total From Investment Operations................... 1.23 (3.25) 7.13 8.40 (12.51) 7.17 ---------- ---------- ---------- ---------- -------- ---------- Less Distributions Net Investment Income.............. (0.35) (0.40) (0.32) (0.28) (0.41) (0.26) Net Realized Gains................. (0.40) (0.76) -- -- (1.49) (1.13) ---------- ---------- ---------- ---------- -------- ---------- Total Distributions............ (0.75) (1.16) (0.32) (0.28) (1.90) (1.39) ---------- ---------- ---------- ---------- -------- ---------- Net Asset Value, End of Period........ $ 20.33 $ 19.85 $ 24.26 $ 17.45 $ 9.33 $ 23.74 ========== ========== ========== ========== ======== ========== Total Return.......................... 6.71% (14.03)% 41.33% 91.35% (57.00)%(C) 42.58% ---------- ---------- ---------- ---------- -------- ---------- Net Assets, End of Period (thousands) $2,907,673 $1,832,745 $1,833,038 $1,133,958 $547,329 $1,458,152 Ratio of Expenses to Average Net Assets(D)........................... 0.82% 0.79% 0.78% 0.80% 0.77%(B) 0.78% Ratio of Net Investment Income to Average Net Assets.................. 2.01% 1.86% 1.70% 2.05% 2.61%(B) 1.48% ---------- ---------- ---------- ---------- -------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 133 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Emerging Markets Value Portfolio-Class R2 Shares + ------------------------------------------------ Year Year Year Year Period Ended Ended Ended Ended Jan. 29, 2008(a) Oct. 31, Oct. 31, Oct. 31, Oct. 31, to 2012 2011 2010 2009 Oct. 31, 2008 -------- -------- -------- -------- ---------------- Net Asset Value, Beginning of Period. $ 29.02 $ 36.35 $ 46.84 $ 85.43 $187.35 ------- ------- ------- ------- ------- Income from Investment Operations --------------------------------- Net Investment Income (Loss)(A)....................... 0.50 0.20 0.56 0.56 3.93 Net Gains (Losses) on Securities (Realizedand Unrealized)........ (0.45) (5.45) 9.18 21.36 (92.36) ------- ------- ------- ------- ------- Total from Investment Operations...................... 0.05 (5.25) 9.74 21.92 (88.43) ------- ------- ------- ------- ------- Less Distributions ------------------ Net Investment Income............. (0.47) (0.45) (7.12) (6.00) (13.49) Net Realized Gains................ (0.39) (1.63) (13.11) (54.52) -- ------- ------- ------- ------- ------- Total Distributions........... (0.86) (2.08) (20.23) (60.52) (13.49) ------- ------- ------- ------- ------- Net Asset Value, End of Period....... $ 28.21 $ 29.02 $ 36.35 $ 46.83 $ 85.43 ======= ======= ======= ======= ======= Total Return......................... 0.43% (15.24)% 29.71% 78.29% (50.51)%(C) ------- ------- ------- ------- ------- Net Assets, End of Period (thousands)........................ $99,111 $78,157 $39,668 $ 5,082 $ 1,799 Ratio of Expenses to Average Net Assets (D)......................... 0.86% 0.86% 0.86% 0.90% 0.92%(B)(E) Ratio of Net Investment Income to Average Net Assets................. 1.78% 1.56% 1.39% 1.39% 3.35%(B)(E) Emerging Markets Value Portfolio-Institutional Class Shares ------------------------------------------------------------------------------ Period Year Year Year Year Dec. 1, Ended Ended Ended Ended 2007 to Year Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ----------- ----------- ----------- ---------- ---------- ---------- Net Asset Value, Beginning of Period. $ 29.02 $ 36.27 $ 28.90 $ 19.36 $ 45.85 $ 31.26 ----------- ----------- ----------- ---------- ---------- ---------- Income from Investment Operations --------------------------------- Net Investment Income (Loss)(A)....................... 0.57 0.64 0.45 0.38 0.98 0.78 Net Gains (Losses) on Securities (Realizedand Unrealized)........ (0.44) (5.72) 8.01 12.41 (25.48) 14.82 ----------- ----------- ----------- ---------- ---------- ---------- Total from Investment Operations...................... 0.13 (5.08) 8.46 12.79 (24.50) 15.60 ----------- ----------- ----------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income............. (0.54) (0.54) (0.39) (0.34) (1.00) (0.63) Net Realized Gains................ (0.39) (1.63) (0.70) (2.91) (0.99) (0.38) ----------- ----------- ----------- ---------- ---------- ---------- Total Distributions........... (0.93) (2.17) (1.09) (3.25) (1.99) (1.01) ----------- ----------- ----------- ---------- ---------- ---------- Net Asset Value, End of Period....... $ 28.22 $ 29.02 $ 36.27 $ 28.90 $ 19.36 $ 45.85 =========== =========== =========== ========== ========== ========== Total Return......................... 0.70% (14.84)% 30.04% 78.59% (55.65)%(C) 50.98% ----------- ----------- ----------- ---------- ---------- ---------- Net Assets, End of Period (thousands)........................ $16,589,619 $13,730,213 $11,542,870 $7,401,266 $3,735,580 $7,485,802 Ratio of Expenses to Average Net Assets (D)......................... 0.61% 0.61% 0.60% 0.62% 0.60%(B) 0.60% Ratio of Net Investment Income to Average Net Assets................. 2.03% 1.88% 1.40% 1.76% 2.82%(B) 2.00% -------- + At the close of business on December 3, 2010, Class R2 Shares were converted to Class R2A Shares. Effective February 28, 2011, Class R2A Shares were renamed to Class R2 Shares. All per share amounts and net assets values have been adjusted as a result of the conversion. (Note G) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 134 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Emerging Markets Core Equity Portfolio --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period............... $ 18.73 $ 21.31 $ 16.49 $ 9.88 $ 21.20 $ 15.13 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)................. 0.41 0.43 0.30 0.25 0.43 0.35 Net Gains (Losses) on Securities (Realized and Unrealized)................................... 0.23 (2.65) 4.81 6.56 (11.27) 6.10 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............ 0.64 (2.22) 5.11 6.81 (10.84) 6.45 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income........................... (0.37) (0.36) (0.29) (0.20) (0.40) (0.32) Net Realized Gains.............................. -- -- -- -- (0.08) (0.06) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions......................... (0.37) (0.36) (0.29) (0.20) (0.48) (0.38) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period..................... $ 19.00 $ 18.73 $ 21.31 $ 16.49 $ 9.88 $ 21.20 ========== ========== ========== ========== ========== ========== Total Return....................................... 3.55% (10.59)% 31.30% 69.47% (51.93)%(C) 43.20% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands).............. $8,594,707 $5,367,473 $4,179,882 $2,455,035 $1,155,526 $1,829,466 Ratio of Expenses to Average Net Assets............ 0.68% 0.67% 0.65% 0.67% 0.65%(B) 0.65% Ratio of Expenses to Average Net Assets (Excluding Waiversand Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)............................ 0.68% 0.68% 0.65% 0.67% 0.65%(B) 0.65% Ratio of Net Investment Income to Average Net Assets........................................... 2.18% 2.04% 1.63% 2.03% 2.62%(B) 1.87% Portfolio Turnover Rate............................ 1% 1% 4% 6% 3%(C) 2% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 135 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. Organization: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, of which twenty-seven (the "Portfolios") are included in this section of the report. The remaining operational portfolios are presented in separate reports. Of the Portfolios, seven invest all of their assets in a corresponding series of The DFA Investment Trust Company and one invests in the Dimensional Emerging Markets Value Fund. International Small Company Portfolio invests in five portfolios within The DFA Investment Trust Company. DFA Global Real Estate Securities Portfolio invests in two portfolios of the DFA Investment Dimensions Group Inc. and World ex U.S. Value Portfolio invests in portfolios within The DFA Investment Trust Company, DFA Investment Dimensions Group Inc. and Dimensional Emerging Markets Value Fund. Selectively Hedged Global Equity Portfolio invests in three portfolios of the DFA Investment Dimensions Group Inc. Percentage Ownership Feeder Funds Master Funds at 10/31/12 ------------ --------------------------------------------------- ----------- U.S. Large Cap Value Portfolio The U.S. Large Cap Value Series 78% Japanese Small Company Portfolio The Japanese Small Company Series 17% Asia Pacific Small Company Portfolio The Asia Pacific Small Company Series 24% United Kingdom Small Company Portfolio The United Kingdom Small Company Series 2% Continental Small Company Portfolio The Continental Small Company Series 5% Emerging Markets Portfolio The Emerging Markets Series 96% Emerging Markets Small Cap Portfolio The Emerging Markets Small Cap Series 99% Emerging Markets Value Portfolio Dimensional Emerging Markets Value Fund 98% Fund of Funds ------------- International Small Company Portfolio The Japanese Small Company Series 83% The Asia Pacific Small Company Series 76% The United Kingdom Small Company Series 98% The Continental Small Company Series 95% The Canadian Small Company Series 100% DFA Global Real Estate Securities Portfolio DFA Real Estate Securities Portfolio 21% DFA International Real Estate Securities Portfolio 35% World ex U.S. Value Portfolio Dimensional Emerging Markets Value Fund -- DFA International Small Cap Value Portfolio -- The DFA International Value Series 1% Selectively Hedged Global Equity Portfolio U.S. Core Equity 2 Portfolio -- International Core Equity Portfolio -- Emerging Markets Core Equity Portfolio -- Amounts designated as -- are less than 1%. Each feeder fund and fund of funds (collectively, "Feeder Funds") invests primarily in a corresponding master fund(s) ("Master Fund") as indicated. International Small Company Portfolio, DFA Global Real Estate Securities 136 Portfolio, World ex U.S. Value Portfolio and Selectively Hedged Global Equity Portfolio also invest in short-term temporary cash investments. In addition, Selectively Hedged Global Equity Portfolio engages in futures and forward currency contracts. The financial statements of the Master Funds are included elsewhere in this report and should be read in conjunction with the financial statements of the Feeder Funds. Prior to March 30, 2007, U.S.Targeted Value Portfolio invested substantially all of its assets in shares of The U.S. Targeted Value Series. At the close of business on March 29, 2007, U.S. Targeted Value Portfolio received its pro-rata share of cash and securities from The U.S. Targeted Value Series in a complete liquidation of its interest in the Series. Effective March 30, 2007, U.S. Targeted Value Portfolio invests directly in securities rather than through the Series and maintains the same investment objective. Effective December 31, 2008, The U.S. Large Cap Value Series, a master fund in a RIC/RIC master-feeder structure, elected with the consent of its respective Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S)301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the fund is a result of the treatment of a partnership for book purposes. The Series/Portfolio will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. Effective February 28, 2009, Enhanced U.S. Large Company Portfolio, U.S. Small Cap Value Portfolio, U.S. Small Cap Portfolio and U.S. Micro Cap Portfolio invest directly in securities rather than through a Master Fund. See Federal Income Taxes note for more information regarding these transactions. Effective November 1, 2009, Dimensional Emerging Markets Value Fund ("DEM II"), a master fund in a master-feeder structure, elected with the consent of its Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S)301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for DEM II is a result of the treatment of a partnership for book purposes. DEM II and the Portfolio will maintain their books and records and present their financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) 137 Securities held by Enhanced U.S. Large Company Portfolio, U.S. Targeted Value Portfolio, U.S. Small Cap Value Portfolio, U.S. Core Equity 1 Portfolio, U.S. Core Equity 2 Portfolio, U.S. Vector Equity Portfolio, U.S. Small Cap Portfolio, U.S. Micro Cap Portfolio and DFA Real Estate Securities Portfolio (the "Domestic Equity Portfolios") and Large Cap International Portfolio, International Core Equity Portfolio, DFA International Real Estate Securities Portfolio, DFA International Small Cap Value Portfolio, International Vector Equity Portfolio and Emerging Markets Core Equity Portfolio (the "International Equity Portfolios"), including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Domestic Equity Portfolios and the International Equity Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Domestic Equity Portfolios and International Equity Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Domestic Equity Portfolios and International Equity Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The International Equity Portfolios will also apply a fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset values of the International Equity Portfolios are computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Equity Portfolios price their shares at the close of the NYSE, the International Equity Portfolios will fair value their foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Equity Portfolios' foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board of Directors/Trustees of the Fund have determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Equity Portfolios utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When an International Equity Portfolio uses fair value pricing, the values assigned to the International Equity Portfolio's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Debt Securities held by Enhanced U.S. Large Company Portfolio, (the "Fixed Income Portfolio"), are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over the counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the over the counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. These valuations are generally classified as Level 2 in the hierarchy. 138 Listed derivatives, such as futures, that are actively traded are valued based on quoted prices from the exchange and are categorized as Level 1 in the hierarchy. Over the counter derivative contracts, which include forward currency contracts, do not require material subjectivity as pricing inputs are observed from actively quoted markets and are categorized as Level 2 in the hierarchy. Master Fund shares held by DFA Global Real Estate Securities Portfolio, World ex U.S. Value Portfolio, and Selectively Hedged Global Equity Portfolio are valued at their respective daily net asset value. The Feeder Funds, International Small Company Portfolio, and World ex U.S. Value Portfolio's investments reflect proportionate interest in the net assets of their corresponding Master Fund. These valuations are classified as Level 1 in the hierarchy. A summary of inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings/Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of Enhanced U.S. Large Company Portfolio and the International Equity Portfolios whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked to market daily based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. Enhanced U.S. Large Company Portfolio and Selectively Hedged Global Equity Portfolio also enter into forward currency contracts solely for the purpose of hedging against fluctuations in currency exchange rates. These contracts are marked to market daily based on daily forward exchange rates. The International Equity Portfolios do not isolate the effect of fluctuation in foreign exchange rates from the effect of fluctuations in the market prices of securities whether realized or unrealized. However, Enhanced U.S. Large Company Portfolio does isolate the effect of fluctuations in foreign currency rates when determining the realized gain or loss upon the sale or maturity of foreign currency denominated debt obligations pursuant to U.S. Federal income tax regulations; such amounts are categorized as foreign exchange gain or loss for both financial reporting and income tax reporting purposes. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the books of the International Equity Portfolios and Enhanced U.S. Large Company Portfolio and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible "Director/Trustee" of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first 139 deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities/affiliated investment companies are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities and from the investment in affiliated investment companies that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on an accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund or Portfolios are allocated using methods approved by the Board, generally based on average net assets. Class R1 Shares, Class R2 Shares and Institutional Class Shares have equal rights to assets and earnings of a Portfolio. Income, gains and losses, and common expenses of a Portfolio are allocated to each class of shares based on its relative net assets. Each class will bear its own class-specific expenses, if any. U.S. Large Cap Value Portfolio, International Small Company Portfolio, Japanese Small Company Portfolio, Asia Pacific Small Company Portfolio, United Kingdom Small Company Portfolio, Continental Small Company Portfolio, Emerging Markets Portfolio, Emerging Markets Small Cap Portfolio, Emerging Markets Value Portfolio, and World ex U.S. Value Portfolio each recognize their pro-rata share of net investment income and realized and unrealized gains/losses on a daily basis, from their respective Master Funds, which are treated as partnerships for federal income tax purposes. The Portfolios may be subject to taxes imposed by countries in which they invest, with respect to their investments in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The Portfolios accrue such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. Emerging Markets Portfolio, Emerging Markets Small Cap Portfolio, Emerging Markets Value Portfolio and Emerging Markets Core Equity Portfolio are subject to a 15% governmental capital gains tax on short-term capital gains for investments in India. Such taxes are due upon sale of individual securities. The taxes for the capital gains are recognized when the capital gains are earned. C. Investment Advisor and Administrator: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to all Portfolios. The Advisor receives no additional compensation for the investment advisory services it provides to the Feeder Funds. The Advisor provides administrative services to the Feeder Funds, including supervision of services provided by others, providing information to shareholders and the Board, and other administrative services. For the year ended October 31, 2012, the Portfolios' investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: Enhanced U.S. Large Company Portfolio*. 0.05% U.S. Targeted Value Portfolio*......... 0.10% U.S. Small Cap Value Portfolio*........ 0.20% 140 U.S. Core Equity 1 Portfolio 0.17% U.S. Core Equity 2 Portfolio....................... 0.20% U.S. Vector Equity Portfolio....................... 0.30% U.S. Small Cap Portfolio*.......................... 0.03% U.S. Micro Cap Portfolio*.......................... 0.10% DFA Real Estate Securities Portfolio**............. 0.21% Large Cap International Portfolio.................. 0.25% International Core Equity Portfolio................ 0.35% DFA International Real Estate Securities Portfolio. 0.35% DFA Global Real Estate Securities Portfolio**...... 0.29% DFA International Small Cap Value Portfolio........ 0.65% International Vector Equity Portfolio.............. 0.45% World ex U.S. Value Portfolio...................... 0.47% Selectively Hedged Global Equity Portfolio......... 0.30% Emerging Markets Core Equity Portfolio............. 0.55% ** The investment advisory fee has been adjusted to reflect the actual fee paid by the Portfolios for the year ended October 31, 2012 as a result of a decrease in the investment advisory fees for DFA Real Estate Securities Portfolio and DFA Global Real Estate Securities Portfolio from 0.30% to 0.17%, and 0.35% to 0.27%, respectively effective February 28, 2012. For the year ended October 31, 2012, the Feeder Funds' and the Enhanced U.S. Large Company Portfolio, U.S. Targeted Value Portfolio, U.S. Small Cap Value Portfolio, U.S. Small Cap Portfolio and U.S. Micro Cap Portfolio's administrative services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: Enhanced U.S. Large Company Portfolio*. 0.15% U.S. Large Cap Value Portfolio......... 0.15% U.S. Targeted Value Portfolio*......... 0.25% U.S. Small Cap Value Portfolio*........ 0.30% U.S. Small Cap Portfolio*.............. 0.32% U.S. Micro Cap Portfolio*.............. 0.40% International Small Company Portfolio.. 0.40% Japanese Small Company Portfolio....... 0.40% Asia Pacific Small Company Portfolio... 0.40% United Kingdom Small Company Portfolio. 0.40% Continental Small Company Portfolio.... 0.40% Emerging Markets Portfolio............. 0.40% Emerging Markets Small Cap Portfolio... 0.45% Emerging Markets Value Portfolio....... 0.40% * Effective March 30, 2007, U.S. Targeted Value Portfolio, and on February 28, 2009, Enhanced U.S. Large Company Portfolio, U.S. Small Cap Value Portfolio, U.S. Small Cap Portfolio and U.S. Micro Cap Portfolio no longer invest substantially all of their assets in their respective Series. Instead, the Portfolios' assets are managed directly in accordance with the Portfolios' investment objectives and strategies, pursuant to an investment management agreement between the Fund, on behalf of the Portfolios, and Dimensional, which previously was the manager of the Series' assets. The investment advisory fee paid by the Portfolios are identical to the advisory fee that was charged to the Series. 141 Pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive certain fees, including administration/advisory fees, and in certain instances, assume certain expenses of the Portfolios, as described in the notes below. The Fee Waiver and Expense Assumption Agreement for the Portfolios below will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. For the year ended October 31, 2012, the Portfolios had expense limits based on a percentage of average net assets on an annualized basis, and the Advisor recovered previously waived fees and/or expenses assumed as listed below (amounts in thousands). Previously waived fees subject to future recovery by the Advisor are also reflected below (amounts in thousands). The Fund, on behalf of the Portfolios, is not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of recovery. Previously Recovery Waived of Fees/ Previously Expenses Waived Assumed Expense Fees/ Subject to Limitation Expenses Future Institutional Class Shares Amount Assumed Recovery -------------------------- ---------- ---------- ---------- U.S. Targeted Value Portfolio (1)...................... 0.50% -- -- U.S. Core Equity 1 Portfolio (2)....................... 0.23% -- -- U.S. Core Equity 2 Portfolio (2)....................... 0.26% -- -- U.S. Vector Equity Portfolio (2)....................... 0.36% -- -- DFA Real Estate Securities Portfolio (2)............... 0.18% -- $ 321 International Core Equity Portfolio (2)................ 0.49% -- -- International Small Company Portfolio (3).............. 0.45% -- -- Japanese Small Company Portfolio (4)................... 0.47% -- -- Asia Pacific Small Company Portfolio (4)............... 0.47% -- -- United Kingdom Small Company Portfolio (4)............. 0.47% -- 34 Continental Small Company Portfolio (4)................ 0.47% -- -- DFA International Real Estate Securities Portfolio (2). 0.65% -- -- DFA Global Real Estate Securities Portfolio (5)........ 0.32% -- 6,990 International Vector Equity Portfolio (2).............. 0.60% -- -- World ex U.S. Value Portfolio (9)...................... 0.60% -- 289 Selectively Hedged Global Equity Portfolio (10)........ 0.40% -- 150 Emerging Markets Core Equity Portfolio (2)............. 0.85% -- -- Class R1 Shares --------------- U.S. Targeted Value Portfolio (6)...................... 0.62% -- -- Class R2 Shares --------------- U.S. Targeted Value Portfolio (7)...................... 0.77% -- -- Emerging Markets Value Portfolio (8)................... 0.96% -- -- (1)The Advisor has contractually agreed to waive its administration fee and advisory fee and to assume the Portfolio's direct and indirect expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Institutional Class Shares to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio's Institutional Class Shares are less than the Expense Limitation Amount listed above for the Portfolio, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (2)The Advisor has contractually agreed to waive all or a portion of its advisory fee and assume each Portfolio's ordinary operating expenses (excluding the expenses a Portfolio incurs indirectly through investment in other investment 142 companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of each Portfolio to the rates listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a Portfolio are less than the Expense Limitation Amount listed above for such Portfolio, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (3)The Advisor has contractually agreed to waive its administration fee and to assume the other direct expenses of the Portfolio (excluding expenses incurred through its investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Portfolio, on an annualized basis, to the rate listed above as a percentage of average net assets (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount, the Advisor retains the right to seek reimbursement for any fees previously waived and/or expenses previously assumed to the extent that the amount of such reimbursement will not cause the annualized Portfolio Expenses of the Portfolio to exceed the applicable Expense Limitation Amount, as listed above. (4)The Advisor has contractually agreed to waive its administration fee and to assume each Portfolio's other direct expenses to the extent necessary to limit the direct expenses of each Portfolio to the rates listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). The Fee Waiver and Expense Assumption Agreement does not include the indirect expenses each Portfolio bears as a shareholder of its Master Fund(s). At any time that the direct expenses of a Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's direct expenses to exceed the Expense Limitation Amount, as listed above. (5)Effective February 28, 2012, the Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the expenses of the Portfolio (including the expenses that the Portfolio bears as a shareholder of other investment companies managed by the Advisor but excluding the expenses that the Portfolio incurs indirectly through its investment in unaffiliated investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Portfolio to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. Prior to February 28, 2012, the Advisor contractually agreed to waive all or a portion of its advisory fee and to assume the expenses of the Portfolio (including the expenses that the Portfolio bears as a shareholder of other investment companies managed by the Advisor but excluding the expenses that the Portfolio incurs indirectly through its investment in unaffiliated investment companies) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Portfolio to 0.55% of average net assets on an annualized basis. At any time that the annualized Portfolio Expenses of the Portfolio were less than 0.55% of average net assets on an annualized basis, the Advisor retained the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery did not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount then in effect. The Advisor voluntarily agreed to waive all or a portion of its advisory fee to the extent necessary to limit the total advisory fees paid by the Portfolio to the Advisor directly and indirectly (the proportionate share of the advisory fees paid by the Portfolio through its investment in other funds managed by the Advisor) to 0.35% of the Portfolio's average net assets on an annualized basis. (6)The Advisor has contractually agreed to waive all or a portion of its administration fee and advisory fee and to assume the Portfolio's direct and indirect expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Class R1 Shares to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Class R1 Shares' 143 Portfolio Expenses are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (7)The Advisor has contractually agreed to waive all or a portion of its administration fee and advisory fee and to assume the Portfolio's direct and indirect expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Class R2 Shares to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Class R2 Shares' Portfolio Expenses are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (8)The Advisor has contractually agreed to assume the Portfolio's direct expenses (excluding management fees and custodian fees, and excluding any applicable 12b-1 fees) to the extent necessary to limit the expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies) ("Portfolio Expenses") of the Class R2 shares to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (9)The Advisor has contractually agreed to waive up to the full amount of the Portfolio's advisory fee of 0.47% to the extent necessary to offset the proportionate share of the advisory fees paid by the Portfolio through its investment in its Master Funds. In addition, under the Fee Waiver Agreement, the Advisor also has agreed to waive all or a portion of the advisory fee that remains payable by the Portfolio (i.e. the advisory fee remaining after the proportionate share of the Master Funds' advisory services fees have been offset (the "Remaining Management Fee")) to the extent necessary to reduce the Portfolio's ordinary operating expenses (including expenses incurred through its investment in other investment companies but excluding any applicable 12b-1 fees) ("Portfolio Expenses") so that such Portfolio Expenses do not exceed the rate listed above as a percentage of average net assets on an annualized basis the ("Expense Limitation Amount"). The maximum amount that may be waived to limit Portfolio Expenses pursuant to this paragraph is the amount of the Remaining Management Fee. Further, at any time that the Portfolio Expenses of the Portfolio are less than the Portfolio's Expense Limitation Amount, the Advisor retains the right to seek reimbursement for the amount of any Remaining Management Fees previously waived to the extent that such reimbursement will not cause the Portfolio's annualized Portfolio Expenses to exceed the Portfolio's Expense Limitation Amount. (10)The Advisor has contractually agreed to waive up to the full amount of the Portfolio's management fee of 0.30% to the extent necessary to offset the proportionate share of the management fees paid by the Portfolio through its investment in its Master Funds. In addition, under the Fee Waiver and Expense Assumption Agreement, the Advisor has also agreed to waive all or a portion of the management fee and to assume the ordinary operating expenses of a class of the Portfolio (including expenses incurred through its investment in other investment companies but excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of a class of the Portfolio to the rate listed above as a percentage of average net assets of a class of the Portfolio on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a class of the Portfolio are less than the Expense Limitation Amount for a class of the Portfolio, the Advisor retains the right to seek reimbursement for any fees previously waived and/or expenses previously assumed to the extent that such reimbursement will not cause the annualized Portfolio Expenses for such class of shares of the Portfolio to exceed the Expense Limitation Amount. Earned Income Credit: In addition, the Portfolios have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Portfolios' custody expenses. Custody expense in 144 the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): Fees Paid Indirectly ---------- Large Cap International Portfolio.................. $ 8 International Core Equity Portfolio................ 25 DFA International Real Estate Securities Portfolio. 9 DFA International Small Cap Value Portfolio........ 38 International Vector Equity Portfolio.............. 3 Emerging Markets Core Equity Portfolio............. 97 Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): Enhanced U.S. Large Company Portfolio............. $ 6 U.S. Large Cap Value Portfolio.................... 205 U.S. Targeted Value Portfolio..................... 53 U.S. Small Cap Value Portfolio.................... 200 U.S. Core Equity 1 Portfolio...................... 73 U.S. Core Equity 2 Portfolio...................... 130 U.S. Vector Equity Portfolio...................... 41 U.S. Small Cap Portfolio.......................... 90 U.S. Micro Cap Portfolio.......................... 102 DFA Real Estate Securities Portfolio.............. 69 Large Cap International Portfolio................. 47 International Core Equity Portfolio............... 120 International Small Company Portfolio............. 142 Japanese Small Company Portfolio.................. 5 Asia Pacific Small Company Portfolio.............. 3 United Kingdom Small Company Portfolio............ 1 Continental Small Company Portfolio............... 4 DFA International Real Estate Securities Portfolio 23 DFA Global Real Estate Securities Portfolio....... 13 DFA International Small Cap Value Portfolio....... 220 International Vector Equity Portfolio............. 8 World ex U.S. Value Portfolio..................... -- Selectively Hedged Global Equity Portfolio........ -- Emerging Markets Portfolio........................ 65 Emerging Markets Small Cap Portfolio.............. 37 Emerging Markets Value Portfolio.................. 246 Emerging Markets Core Equity Portfolio............ 91 145 E. Purchases and Sales of Securities: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities (amounts in thousands): U.S. Government Other Investment Securities Securities ----------------- --------------------- Purchases Sales Purchases Sales --------- ------- ---------- ---------- Enhanced U.S. Large Company Portfolio $ 30,470 $31,289 $ 129,078 $ 93,432 U.S. Targeted Value Portfolio........ -- -- 700,680 568,136 U.S. Small Cap Value Portfolio....... -- -- 1,009,884 1,408,766 U.S. Core Equity 1 Portfolio......... -- -- 777,696 149,154 U.S. Core Equity 2 Portfolio......... -- -- 614,037 323,458 U.S. Vector Equity Portfolio......... -- -- 169,789 259,744 U.S. Small Cap Portfolio............. -- -- 934,088 650,227 U.S. Micro Cap Portfolio............. -- -- 503,779 722,201 DFA Real Estate Securities Portfolio. -- -- 291,548 1,945 Large Cap International Portfolio.... -- -- 362,935 67,624 International Core Equity Portfolio.. -- -- 1,220,075 272,785 DFA International Real Estate Securities Portfolio............... -- -- 311,637 41,432 DFA International Small Cap Value Portfolio.......................... -- -- 2,041,806 1,382,840 International Vector Equity Portfolio -- -- 159,914 26,835 Emerging Markets Core Equity Portfolio.......................... -- -- 3,141,187 101,178 For the year ended October 31, 2012, the Fund of Funds made the following purchases and sales of Affiliated Investment Companies (amounts in thousands): DFA Global Real Estate Securities Portfolio ----------------------------------------------------------------- Balance at Balance at Dividend Distributions of 10/31/2011 10/31/2012 Purchases Sales Income Realized Gains Affiliated Investment Companies ---------- ---------- --------- ------- -------- ---------------- DFA Real Estate Securities Portfolio............... $ 520,990 $ 777,963 $ 203,609 $ 9,377 $ 19,056 -- DFA International Real Estate Securities Portfolio. 346,939 531,474 117,734 5,823 17,980 -- World ex U.S. Value Portfolio ----------------------------------------------------------------- Balance at Balance at Dividend Distributions of Affiliated Investment Company 10/31/2011 10/31/2012 Purchases Sales Income Realized Gains DFA International Small Cap Value Portfolio........ $ 3,724 $ 4,703 $ 1,070 $ 266 $ 50 $80 Selectively Hedged Global Equity Portfolio ----------------------------------------------------------------- Balance at Balance at Dividend Distributions of 10/31/2011 10/31/2012 Purchases Sales Income Realized Gains Affiliated Investment Companies ---------- ---------- --------- ------- -------- ---------------- U.S. Core Equity 2 Portfolio....................... -- 14,297 $ 14,431 $ 1,451 $ 157 -- International Core Equity Portfolio................ -- 12,942 13,834 1,616 291 -- Emerging Markets Core Equity Portfolio............. -- 6,554 6,915 601 96 -- 146 F. Federal Income Taxes: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to realized gains on securities considered to be "passive foreign investment companies", non-deductible expenses, net foreign currency gains/losses, the utilization of accumulated earnings and profits distributed to shareholders on redemptions of shares as part of the dividends paid deduction for income tax purposes, distributions received from real estate investment trusts, expiration of capital loss carryovers and distribution redesignations, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): Increase Increase (Decrease) (Decrease) Increase Undistributed Accumulated (Decrease) Net Investment Net Realized Paid-In Capital Income Gains (Losses) --------------- -------------- -------------- Enhanced U.S. Large Company Portfolio..................... -- $ 1,418 $ (1,418) U.S. Large Cap Value Portfolio.. -- -- -- U.S. Targeted Value Portfolio... $14,816 (1,983) (12,833) U.S. Small Cap Value Portfolio.. 38,929 (4,198) (34,731) U.S. Core Equity 1 Portfolio.... 3,210 (3,210) -- U.S. Core Equity 2 Portfolio.... 5,891 (3,883) (2,008) U.S. Vector Equity Portfolio.... 2,907 (2,567) (340) U.S. Small Cap Portfolio........ 16,124 (2,807) (13,317) U.S. Micro Cap Portfolio........ 17,306 (2,586) (14,720) DFA Real Estate Securities Portfolio..................... (4,553) 30,065 (25,512) Large Cap International Portfolio..................... -- 168 (168) International Core Equity Portfolio..................... 3,294 6,514 (9,808) International Small Company Portfolio..................... 7,038 8,475 (15,513) Japanese Small Company Portfolio (3,801) 156 3,645 Asia Pacific Small Company Portfolio..................... -- 1,613 (1,613) United Kingdom Small Company Portfolio..................... -- 6 (6) Continental Small Company Portfolio..................... -- 143 (143) DFA International Real Estate Securities Portfolio.......... 6,163 (5,018) (1,145) DFA Global Real Estate Securities Portfolio.......... 333 (333) -- DFA International Small Cap Value Portfolio............... 12,583 3,318 (15,901) International Vector Equity Portfolio..................... 603 261 (864) World ex U.S. Value Portfolio... -- (2) 2 Selectively Hedged Global Equity Portfolio.............. (2) 164 (162) Emerging Markets Portfolio...... 3,533 (2,668) (865) Emerging Markets Small Cap Portfolio..................... 4,566 (1,171) (3,395) Emerging Markets Value Portfolio 26,372 (14,251) (12,121) Emerging Markets Core Equity Portfolio..................... 3,513 (4,796) 1,283 147 The tax character of dividends and distributions declared and paid during the year ended October 31, 2011 and the year ended October 31, 2012 were as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- -------- Enhanced U.S. Large Company Portfolio 2011.................................. $ 270 -- $ 270 2012.................................. 2,785 -- 2,785 U.S. Large Cap Value Portfolio 2011.................................. 117,051 -- 117,051 2012.................................. 150,153 -- 150,153 U.S. Targeted Value Portfolio 2011.................................. 19,648 $ 6,119 25,767 2012.................................. 27,304 31,976 59,280 U.S. Small Cap Value Portfolio 2011.................................. 47,016 11,920 58,936 2012.................................. 56,139 122,752 178,891 U.S. Core Equity 1 Portfolio 2011.................................. 49,822 -- 49,822 2012.................................. 76,278 -- 76,278 U.S. Core Equity 2 Portfolio 2011.................................. 84,798 -- 84,798 2012.................................. 103,512 2,008 105,520 U.S. Vector Equity Portfolio 2011.................................. 19,719 -- 19,719 2012.................................. 29,237 337 29,574 U.S. Small Cap Portfolio 2011.................................. 36,302 2,974 39,276 2012.................................. 44,580 14,276 58,856 U.S. Micro Cap Portfolio 2011.................................. 23,667 -- 23,667 2012.................................. 33,018 14,720 47,738 DFA Real Estate Securities Portfolio 2011.................................. 40,246 -- 40,246 2012.................................. 103,653 -- 103,653 Large Cap International Portfolio 2011.................................. 54,107 -- 54,107 2012.................................. 60,808 -- 60,808 International Core Equity Portfolio 2011.................................. 165,946 -- 165,946 2012.................................. 179,492 -- 179,492 148 Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- -------- International Small Company Portfolio 2011................................... $188,546 $ 5,851 $194,397 2012................................... 169,495 110,049 279,544 Japanese Small Company Portfolio 2011................................... 2,305 -- 2,305 2012................................... 4,541 -- 4,541 Asia Pacific Small Company Portfolio 2011................................... 6,964 -- 6,964 2012................................... 9,333 -- 9,333 United Kingdom Small Company Portfolio 2011................................... 1,071 -- 1,071 2012................................... 992 -- 992 Continental Small Company Portfolio 2011................................... 3,562 -- 3,562 2012................................... 2,958 -- 2,958 DFA International Real Estate Securities Portfolio 2011................................... 107,338 -- 107,338 2012................................... 60,194 -- 60,194 DFA Global Real Estate Securities Portfolio 2011................................... 41,782 -- 41,782 2012................................... 26,050 -- 26,050 DFA International Small Cap Value Portfolio 2011................................... 190,869 143,816 334,685 2012................................... 206,370 131,063 337,433 International Vector Equity Portfolio 2011................................... 12,224 2,659 14,883 2012................................... 14,733 6,546 21,279 World ex U.S. Value Portfolio 2011................................... 1,025 195 1,220 2012................................... 1,438 -- 1,438 Selectively Hedged Global Equity Portfolio 2012................................... 534 -- 534 Emerging Markets Portfolio 2011................................... 45,589 141,595 187,184 2012................................... 51,664 91,664 143,328 Emerging Markets Small Cap Portfolio 2011................................... 36,754 61,095 97,849 2012................................... 42,163 40,014 82,177 149 Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total --------------------- ------------- ---------- Emerging Markets Value Portfolio 2011................................... $ 302,552 $ 486,583 $ 789,135 2012................................... 300,146 202,987 503,133 Emerging Markets Core Equity Portfolio 2011................................... 89,989 -- 89,989 2012................................... 143,349 -- 143,349 Selectively Hedged Global Equity Portfolio commenced operations on November 14, 2011 and did not pay any distributions for the year ended October 31, 2011. At October 31, 2012, the following net investment income and short-term capital gains and long-term capital gains distributions designated for federal income tax purposes are due to the utilization of accumulated earnings and profits distributed to shareholders upon redemption of shares (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total --------------------- ------------- --------- U.S. Targeted Value Portfolio...................... $ 2,730 $12,108 $ 14,838 U.S. Small Cap Value Portfolio..................... 5,603 33,373 38,976 U.S. Core Equity 1 Portfolio....................... 3,212 -- 3,212 U.S. Core Equity 2 Portfolio....................... 3,889 2,008 5,897 U.S. Vector Equity Portfolio....................... 2,572 337 2,909 U.S. Small Cap Portfolio........................... 3,324 14,276 17,600 U.S. Micro Cap Portfolio........................... 2,595 14,720 17,315 DFA Real Estate Securities Portfolio............... 3,870 -- 3,870 International Core Equity Portfolio................ 3,294 -- 3,294 International Small Company Portfolio.............. 5,610 1,428 7,038 DFA International Real Estate Securities Portfolio. 6,164 -- 6,164 DFA Global Real Estate Securities Portfolio........ 334 -- 334 DFA International Small Cap Value Portfolio........ 7,741 4,842 12,583 International Vector Equity Portfolio.............. 529 73 602 Emerging Markets Portfolio......................... 2,219 1,313 3,532 Emerging Markets Small Cap Portfolio............... 1,663 2,902 4,565 Emerging Markets Value Portfolio................... 12,592 13,781 26,373 Emerging Markets Core Equity Portfolio............. 3,512 -- 3,512 At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): Undistributed Total Net Net Investment Distributable Income and Undistributed Capital Earnings Short-Term Long-Term Loss (Accumulated Capital Gains Capital Gains Carry forward Losses) -------------- ------------- ------------- ------------- Enhanced U.S. Large Company Portfolio. $ 829 -- $ (46,941) $ (46,112) U.S. Large Cap Value Portfolio........ 25,672 -- (1,332,489) (1,306,817) U.S. Targeted Value Portfolio......... 15,300 $162,041 -- 177,341 150 Undistributed Total Net Net Investment Distributable Income and Undistributed Capital Earnings Short-Term Long-Term Loss (Accumulated Capital Gains Capital Gains Carry forward Losses) -------------- ------------- ------------- ------------- U.S. Small Cap Value Portfolio..................... $ 19,961 $ 380,033 -- $ 399,994 U.S. Core Equity 1 Portfolio....................... 10,765 -- $ (13,834) (3,069) U.S. Core Equity 2 Portfolio....................... 16,557 55,731 -- 72,288 U.S. Vector Equity Portfolio....................... 2,760 3,354 -- 6,114 U.S. Small Cap Portfolio........................... 14,498 228,599 -- 243,097 U.S. Micro Cap Portfolio........................... 5,022 176,210 -- 181,232 DFA Real Estate Securities Portfolio............... 23,668 -- (206,280) (182,612) Large Cap International Portfolio.................. 11,172 -- (200,200) (189,028) International Core Equity Portfolio................ 30,479 -- (102,483) (72,004) International Small Company Portfolio.............. 41,410 38,970 -- 80,380 Japanese Small Company Portfolio................... 2,654 -- (73,701) (71,047) Asia Pacific Small Company Portfolio............... 6,418 -- (24,578) (18,160) United Kingdom Small Company Portfolio............. 285 -- (2,141) (1,856) Continental Small Company Portfolio................ 398 -- (28,845) (28,447) DFA International Real Estate Securities Portfolio. 169,177 -- (180,698) (11,521) DFA Global Real Estate Securities Portfolio........ 11,635 -- (1,115) 10,520 DFA International Small Cap Value Portfolio........ 49,165 116,761 -- 165,926 International Vector Equity Portfolio.............. 2,688 2,006 -- 4,694 World ex U.S. Value Portfolio...................... 391 -- (5,842) (5,451) Selectively Hedged Global Equity Portfolio......... 113 56 -- 169 Emerging Markets Portfolio......................... 8,397 30,480 -- 38,877 Emerging Markets Small Cap Portfolio............... 20,186 92,087 -- 112,273 Emerging Markets Value Portfolio................... 80,287 344,510 -- 424,797 Emerging Markets Core Equity Portfolio............. 33,354 -- (41,205) (7,851) For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): 2013 2014 2015 2016 2017 2018 2019 Unlimited Total ------ ------ ------ ------- ---------- ------- ------- --------- ---------- Enhanced U.S. Large Company Portfolio....................... -- -- -- $46,941 -- -- -- -- $ 46,941 U.S. Large Cap Value Portfolio.... -- -- -- -- $1,332,489 -- -- -- 1,332,489 U.S. Core Equity 1 Portfolio...... -- -- -- -- 13,834 -- -- -- 13,834 DFA Real Estate Securities Portfolio....................... -- -- -- 72,400 62,969 $44,388 $26,523 -- 206,280 Large Cap International Portfolio....................... -- -- -- 19,004 135,393 14,311 12,549 $18,943 200,200 International Core Equity Portfolio....................... -- -- -- -- 53,177 -- -- 49,306 102,483 Japanese Small Company Portfolio....................... $3,055 $2,451 $8,004 23,057 13,952 12,208 5,543 5,431 73,701 Asia Pacific Small Company Portfolio....................... -- -- -- 16,317 8,261 -- -- -- 24,578 United Kingdom Small Company Portfolio....................... -- -- -- -- 1,867 -- -- 274 2,141 Continental Small Company Portfolio....................... -- -- -- 13,544 7,224 5,252 -- 2,825 28,845 DFA International Real Estate Securities Portfolio......................... -- -- 46 13,446 34,576 38,689 69,466 24,475 180,698 DFA Global Real Estate Securities Portfolio....................... -- -- -- -- -- 1,091 -- 24 1,115 World ex U.S. Value Portfolio..... -- -- -- -- -- -- 5,842 -- 5,842 Emerging Markets Core Equity Portfolio....................... -- -- -- 7,080 26,445 -- -- 7,680 41,205 151 During the year ended October 31, 2012, the following Portfolios utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amounts in thousands): Enhanced U.S. Large Company Portfolio. $ 24,140 U.S. Large Cap Value Portfolio........ 318,345 U.S. Core Equity 1 Portfolio.......... 35,374 U.S. Core Equity 2 Portfolio.......... 15,761 U.S. Vector Equity Portfolio.......... 36,502 U.S. Micro Cap Portfolio.............. 34,914 DFA Real Estate Securities Portfolio.. 9,644 Asia Pacific Small Company Portfolio.. 2,201 World ex U.S. Value Portfolio......... 146 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) ----------- ------------ -------------- -------------- Enhanced U.S. Large Company Portfolio.............. $ 186,486 $ 2,903 $ (765) $ 2,138 U.S. Large Cap Value Portfolio..................... 6,140,128 2,467,500 (271,721) 2,195,779 U.S. Targeted Value Portfolio...................... 3,026,575 667,745 (239,644) 428,101 U.S. Small Cap Value Portfolio..................... 7,183,358 1,842,772 (1,069,174) 773,598 U.S. Core Equity 1 Portfolio....................... 4,847,550 1,068,416 (319,250) 749,166 U.S. Core Equity 2 Portfolio....................... 6,886,186 1,646,567 (655,798) 990,769 U.S. Vector Equity Portfolio....................... 2,050,758 486,177 (243,659) 242,518 U.S. Small Cap Portfolio........................... 4,877,786 1,157,715 (527,342) 630,373 U.S. Micro Cap Portfolio........................... 3,406,639 1,090,293 (597,410) 492,883 DFA Real Estate Securities Portfolio............... 3,265,231 1,218,798 (217,008) 1,001,790 Large Cap International Portfolio.................. 2,174,307 444,225 (303,931) 140,294 International Core Equity Portfolio................ 7,518,294 944,964 (1,231,408) (286,444) International Small Company Portfolio.............. 6,375,771 1,299,558 (1,248,452) 51,106 Japanese Small Company Portfolio................... 367,232 76,200 (149,345) (73,145) Asia Pacific Small Company Portfolio............... 231,922 77,591 (71,231) 6,360 United Kingdom Small Company Portfolio............. 24,456 29,706 (22,840) 6,866 Continental Small Company Portfolio................ 109,207 80,760 (83,614) (2,854) DFA International Real Estate Securities Portfolio 1,753,188 31,604 (118,544) (86,940) DFA Global Real Estate Securities Portfolio........ 1,035,537 305,845 (29,777) 276,068 DFA International Small Cap Value Portfolio........ 9,781,836 1,487,653 (2,230,461) (742,808) International Vector Equity Portfolio.............. 572,687 108,890 (61,389) 47,501 World ex U.S. Value Portfolio...................... 55,484 2,720 (991) 1,729 Selectively Hedged Global Equity Portfolio......... 32,594 2,557 (278) 2,279 Emerging Markets Portfolio......................... 1,811,436 1,146,786 (159,966) 986,820 Emerging Markets Small Cap Portfolio............... 2,623,683 604,775 (319,549) 285,226 Emerging Markets Value Portfolio................... 17,049,862 2,580,395 (2,935,153) (354,758) Emerging Markets Core Equity Portfolio............. 8,662,464 1,523,526 (889,270) 634,256 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. 152 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken in a tax return. Management has analyzed each Portfolio's tax postions and has concluded that no additional provision for income tax is required in any Portfolio's financial statements. No Portfolio is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Portfolio's federal tax returns for the prior three fiscal years remains subject to examination by the Internal Revenue Service. On October 22, 2008, The U.S. Micro Cap Series and The U.S. Small Cap Value Series and on October 25, 2008 The U.S. Small Cap Series, each a master fund in a RIC/RIC master-feeder structure, each with a RIC feeder (the U.S. Micro Cap Portfolio, U.S. Small Cap Value Portfolio and U.S. Small Cap Portfolio, respectively) (the "Portfolios"), having 100% investment in their respective master fund, made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S) 301.7701-3, to change their federal entity classifications from a corporation taxable as a regulated investment company to a disregarded entity. As a result of this election for tax purposes, each master fund is deemed to have liquidated and distributed all of its assets and liabilities to its owners, the respective Portfolios (the RIC feeders), with the respective Portfolios deemed the surviving entities. The final tax year end of the master funds was October 21, 2008 for The U.S. Micro Cap Series and The U.S. Small Cap Value Series and October 24, 2008 for The U.S. Small Cap Series. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)337(a), each of the master funds recognized no gain or loss and, pursuant to IRC (S)332(a), each of the Portfolios recognized no gain or loss on the deemed liquidation. However, pursuant to IRC (S)332 (c), each of the aforementioned Portfolios recognized the master fund's deemed dividend, which was distributed as part of the deemed liquidating distribution, as taxable income. Pursuant to IRC (S)334(b)(1) and (S)1223, each of the Portfolios maintained each respective master fund's holding period and tax basis in the assets deemed transferred to the respective Portfolio. Effective December 31, 2008, The U.S. Large Cap Value Series, a master fund in a RIC/RIC master-feeder structure with four RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The U.S. Large Cap Value Series was December 30, 2008. For Federal income tax purposes, pursuant to IRC (S)336(a), the master fund recognized a loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized a gain as if it liquidated its investment in the master fund. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. As a result of the transaction, The U.S. Large Cap Value Series recognized a ($2,303,664,484) capital loss for tax year ended December 30, 2008. On November 1, 2008, The Enhanced U.S. Large Company Series, a master fund in a RIC/RIC master-feeder structure with the Enhanced U.S. Large Company Portfolio having 100% investment in the respective master fund, made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change the Series' federal entity classification from a corporation taxable as a regulated investment company to a disregarded entity. As a result of this election for tax purposes, the master fund is deemed to have liquidated and distributed all of its assets and liabilities to its owner, the Portfolio, with the Portfolio deemed the surviving entity. The final tax year end of the master fund was October 31, 2008. For Federal income tax purposes, pursuant to IRC (S)337(a), the master fund did not recognize any gain or loss and, pursuant to IRC (S)332(a), the Portfolio did not recognize any gain or loss on the deemed liquidation. However, pursuant to IRC (S)332(c), the Portfolio recognized the master fund's deemed dividend, which was distributed as part of the deemed liquidating distribution, as taxable income. Pursuant to IRC (S)334(b)(1) and (S)1223, the Portfolio maintained its respective master fund's holding period and tax basis in the assets deemed transferred to the Portfolio. Effective November 1, 2009, Dimensional Emerging Markets Value Fund ("DEM II"), a master fund in a master-feeder structure with one RIC feeder (Emerging Markets Value Portfolio) and other direct client investors, made a "Check-the-Box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity 153 classification from a corporation taxable as a regulated investment company to a partnership. DEM II will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities on October 31, 2009 to its shareholders in liquidation of the master fund. Since the master fund had a shareholder owning 80% or more of the fund's shares, and also had shareholders owning less than 80%, the transaction created a non-taxable transaction, pursuant to IRC (S)332, for those owning more than 80%, and a taxable transaction, pursuant to IRC (S)331, for those shareholders owning less than 80%. Immediately after the deemed liquidation, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of the master fund was October 31, 2009. For federal income tax purposes, pursuant to IRC (S)336(a), the master fund recognized gain or loss relative to the investment of the less than 80% shareholders as if the master fund's investment securities were sold to those shareholders and, pursuant to IRC (S)331, each of those shareholders recognized gain or loss as if it liquidated its investment in the master. Pursuant to IRC (S)334(a), each of these shareholders took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. In regards to the shareholder owning 80% or more of the master fund, pursuant to IRC (S)332(a), the shareholder did not recognize any gain or loss on the deemed liquidation. However, pursuant to IRC (S)332(c), a portion of the deemed distribution, which otherwise would have been tax-free as discussed above, since it was utilized by the master fund to satisfy its dividends paid deduction for the tax year, had to be recognized and treated as a dividend by the 80% or greater shareholder. Pursuant to IRC (S)334(b)(1) and (S)1223, the 80% or greater shareholder's basis and holding period in the securities received in liquidation is the same as it was in the possession of the master fund. As a result of the transaction, Dimensional Emerging Markets Value Fund recognized a $104,402,506 and ($16,523) capital gain and currency loss respectively, for the tax year ended October 31, 2009. 154 G. Capital Share Transactions: The capital share transactions by class were as follows (amounts in thousands): Year Year Ended Ended Oct. 31, 2012 Oct. 31, 2011 -------------------- -------------------- Amount Shares Amount Shares ----------- ------- ----------- ------- U.S. Targeted Value Portfolio Class R1 Shares Shares Issued..................................... $ 5,787 353 $ 9,612 586 Shares Issued in Lieu of Cash Distributions....... 730 48 362 23 Shares Redeemed................................... (7,953) (486) (7,533) (462) Shares Reduced by Reverse Stock Split............. -- -- -- (2) ----------- ------- ----------- ------- Net Increase (Decrease) -- Class R1 Shares............ $ (1,436) (85) $ 2,441 145 =========== ======= =========== ======= Class R2 Shares Shares Issued..................................... $ 4,727 288 $ 9,524 636 Shares Issued in Lieu of Cash Distributions....... 162 11 56 4 Shares Redeemed................................... (4,413) (273) (5,191) (324) Shares Reduced by Reverse Stock Split............. -- -- -- (7) ----------- ------- ----------- ------- Net Increase (Decrease) -- Class R2 Shares............ $ 476 26 $ 4,389 309 =========== ======= =========== ======= Institutional Class Shares Shares Issued..................................... $ 772,443 47,901 $ 905,224 55,728 Shares Issued in Lieu of Cash Distributions....... 39,875 2,618 20,970 1,322 Shares Redeemed................................... (649,785) (39,847) (731,188) (45,320) ----------- ------- ----------- ------- Net Increase (Decrease) -- Institutional Class Shares. $ 162,533 10,672 $ 195,006 11,730 =========== ======= =========== ======= Emerging Markets Value Portfolio Class R2 Shares Shares Issued..................................... $ 61,477 2,199 $ 95,176 3,360 Shares Issued in Lieu of Cash Distributions....... 2,784 106 2,336 68 Shares Redeemed................................... (40,795) (1,486) (50,507) (1,599) Shares Reduced by Conversion of Shares............ -- -- -- (19,608) ----------- ------- ----------- ------- Net Increase (Decrease) -- Class R2 Shares............ $ 23,466 819 $ 47,005 (17,779) =========== ======= =========== ======= Institutional Class Shares Shares Issued..................................... $ 5,047,163 179,634 $ 6,396,694 187,544 Shares Issued in Lieu of Cash Distributions....... 436,347 16,644 709,030 20,853 Shares Redeemed................................... (2,278,812) (81,493) (1,754,714) (53,557) ----------- ------- ----------- ------- Net Increase (Decrease) -- Institutional Class Shares. $ 3,204,698 114,785 $ 5,351,010 154,840 =========== ======= =========== ======= On October 29, 2010, the Board of Directors/Trustees adopted a Plan of Recapitalization of U.S. Targeted Value Portfolio's Class R1 and Class R2 Shares. On November 19, 2010, a reverse stock split was executed whereby each shareholder of Class R1 Shares received one share for every 1.469 shares held and each shareholder of Class R2 Shares received one share for every 1.394 shares held. The purpose of the reverse split was to reduce the number of Class R1 Shares and Class R2 Shares, thereby increasing the net asset value of each Class R1 Share and Class R2 Share outstanding in order to more closely align the net asset values with the net asset value 155 of U.S. Targeted Value Portfolio's Institutional Class Shares. The per share data in the financial highlights, capital share activity in the statements of changes in net assets and the outstanding shares and net asset value as of October 31, 2010 in the statement of assets and liabilities have been adjusted retroactively to reflect the reverse stock splits for the respective Class R1 Shares and Class R2 Shares. The Board of Directors of the Fund authorized the conversion of the Class R2 Shares of Emerging Markets Value Portfolio to the Class R2A Shares. The Class R2 Shares of Emerging Markets Value Portfolio ceased to be offered and available for purchase upon the close of business on December 3, 2010. Following the conversion, shareholders and investors purchased and redeemed Class R2A Shares of the Portfolio. The value of a shareholder's investment in the Portfolio was not impacted by the conversion, however, a shareholder received fewer Class R2A Shares than the number of Class R2 Shares held at the time of the conversion because the Class R2A Shares had a higher net asset value per share. Effective February 28, 2011, Class R2A Shares were renamed to Class R2 Shares. The per share data in the financial highlights prior to the year ended October 31, 2011 have been retroactively restated to reflect the conversion. Additionally, the capital share activity in the Statement of Changes in Net Assets and capital share activity earlier in this note shows the reduction of shares as a result of the conversion. H. Financial Instruments: In accordance with the Portfolios' investment objectives and policies, the Portfolios may invest, either directly or indirectly through their investment in a corresponding Master Fund, in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Portfolio's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in U.S. companies, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities held by the Portfolios may be inhibited. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Portfolios. 3. Forward Currency Contracts: Enhanced U.S. Large Company Portfolio and Selectively Hedged Global Equity Portfolio may enter into forward currency contracts to hedge against adverse changes in the relationship of the U.S. dollar to foreign currencies (foreign exchange rate risk). The decision to hedge a Portfolio's currency exposure with respect to a foreign market will be based primarily on the Portfolio's existing exposure to a given foreign currency. Each contract is valued daily and the change in value is recorded by the Portfolio as an unrealized gain or loss, which is presented in the Statements of Operations as the change in unrealized appreciation or depreciation from translation of foreign currency denominated amounts. When the contract is closed or offset with the same counterparty, the Portfolio records a realized gain or loss equal to the change in the value of the contract when it was opened and the value at the time it was closed or offset. This is presented in the Statements of Operations as a net realized gain or loss on foreign currency transactions. At October 31, 2012, Enhanced U.S. Large Company Portfolio and Selectively Hedged Global Equity Portfolio had entered into the following contracts and the net unrealized foreign exchange gain/(loss) is reflected in the accompanying financial statements (amounts in thousands): 156 Enhanced U.S. Large Company Portfolio* Unrealized Foreign Value at Exchange Settlement Currency Contract October 31, Gain Date Amount** Currency Amount 2012 (Loss) ---------- -------- ------------------ -------- ----------- ---------- 11/29/12 (8,956) Canadian Dollars $ (9,032) $ (8,962) $ 70 12/04/12 (32,449) Euro (40,826) (42,071) (1,245) 12/04/12 (3,232) Euro (4,216) (4,190) 26 11/30/12 (2,638) UK Pound Sterling (4,225) (4,257) (32) -------- -------- ------- $(58,299) $(59,480) $(1,181) ======== ======== ======= Selectively Hedged Global Equity Portfolio* Unrealized Foreign Value at Exchange Settlement Currency Contract October 31, Gain Date Amount** Currency Amount 2012 (Loss) ---------- -------- ------------------ -------- ----------- ---------- 01/03/13 (704) Danish Kroner $ (123) $ (123) -- 11/05/12 (2,060) Euro (2,557) (2,670) $(113) 11/05/12 2,060 Euro 2,672 2,672 -- 12/21/12 (2,205) Euro (2,861) (2,861) -- 12/06/12 (7,135) Hong Kong Dollars (920) (921) (1) 12/06/12 7,135 Hong Kong Dollars 921 921 -- 11/05/12 (169,889) Japanese Yen (2,175) (2,128) 47 11/05/12 169,889 Japanese Yen 2,127 2,127 -- 12/21/12 (174,983) Japanese Yen (2,192) (2,192) -- 11/05/12 (696) Swiss Francs (720) (747) (27) 11/05/12 696 Swiss Francs 748 748 -- 12/21/12 (719) Swiss Francs (773) (773) -- ------- ------- ----- $(5,853) $(5,947) $ (94) ======= ======= ===== * During the year ended October 31, 2012, Enhanced U.S. Large Company Portfolio's and Selectively Hedged Global Equity Portfolio's average cost basis contract amount of forward currency contracts was $(45,176) and $(4,956) (in thousands), respectively. ** Positive Currency Amount represents a purchase contract and a Currency Amount in parentheses represents a sales contract. Risks may arise upon entering into these contracts from the potential inability of counterparties to meet the terms of their contracts and from unanticipated movements in the value of foreign currency relative to the U.S. dollar. 4. Futures Contracts: Certain Portfolios may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Additionally, Enhanced U.S. Large Company Portfolio and Selectively Hedged Global Equity Portfolio uses stock index futures to hedge against changes in equity securities' prices and to gain exposure to the S&P 500 Index(R) and S&P 500 Index(R) Emini, respectively, in the normal course of pursuing their investment objectives. Upon entering into a futures contract, the Portfolios deposit cash or pledge U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolios as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolios record a realized gain or loss, which is presented in the 157 Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolios could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the following Portfolios had outstanding futures contracts (dollar amounts in thousands): Approximate Expiration Number of Contract Unrealized Cash Description Date Contracts* Value Gain (Loss) Collateral ----------------------- ---------- ---------- -------- ----------- ----------- Enhanced U.S. Large Company Portfolio....... S&P 500 Index(R) 12/21/2012 519 $182,532 $2,826 -- Selectively Hedged Global Equity Portfolio. S&P 500 Index(R) Emini 12/21/2012 13 914 (17) $46 Securities have been segregated as collateral for open futures contracts. * During the year ended October 31, 2012, Enhanced U.S. Large Company Portfolio's and Selectively Hedged Global Equity Portfolio's average notional contract amount of outstanding futures contracts were $173,800 and $798 (in thousands), respectively. The following is a summary of the location of derivatives on the Portfolios' Statements of Assets and Liabilities as of October 31, 2012: Location on the Statements of Assets and Liabilities ------------------------------------------------------- Derivative Type Asset Derivatives Liability Derivatives --------------- --------------------------- --------------------------- Foreign exchange contracts Unrealized Gain on Unrealized Loss on Forward Forward Currency Contracts Currency Contracts Equity contracts Payables: Futures Margin Variation The following is a summary of the Portfolios' derivative instrument holdings categorized by primary risk exposure as of October 31, 2012 (amounts in thousands): Asset Derivatives Value ----------------------------- Total Value at Foreign Exchange Equity October 31, 2012 Contracts Contracts ---------------- ---------------- --------- Enhanced U.S. Large Company Portfolio........................ $ 2,922 $96 $2,826* Selectively Hedged Global Equity Portfolio........................ 30 47 (17)* Liability Derivatives Value ----------------------------- Total Value at Foreign Exchange Equity October 31, 2012 Contracts Contracts ---------------- ---------------- --------- Enhanced U.S. Large Company Portfolio........................ $(1,277) $(1,277) -- Selectively Hedged Global Equity Portfolio........................ (141) (141) -- * Includes cumulative appreciation (depreciation) of futures contracts. Only current day's margin variation is reported within the Statement of Assets and Liabilities. 158 The following is a summary of the location on the Portfolios' Statements of Operations of realized and change in unrealized gains and losses from the Portfolios' derivative instrument holdings through the year ended October 31, 2012 (amounts in thousands): Derivative Type Location of Gain (Loss) on Derivatives Recognized in Income --------------- --------------------------------------------------------------------------------------------- Foreign exchange contracts Net Realized Gain (Loss) on: Foreign Currency Transactions Change in Unrealized Appreciation (Depreciation) of: Translation of Foreign Currency Denominated Amounts Equity contracts Net Realized Gain (Loss) on: Futures Change in Unrealized Appreciation (Depreciation) of: Futures The following is a summary of the realized and change in unrealized gains and losses from the Portfolios' derivative instrument holdings categorized by primary risk exposure through the year ended October 31, 2012 (amounts in thousands): Realized Gain (Loss) on Derivatives Recognized in Income ------------------------------- Foreign Exchange Equity Total Contracts Contracts ------- --------- --------- Enhanced U.S. Large Company Portfolio...... $32,394 $1,826 $30,568 U.S. Targeted Value Portfolio*............. 3,336 -- 3,336 U.S. Small Cap Value Portfolio*............ 954 -- 954 U.S. Vector Equity Portfolio*.............. (850) -- (850) U.S. Micro Cap Portfolio*.................. 385 -- 385 DFA Real Estate Securities Portfolio*...... (46) -- (46) Selectively Hedged Global Equity Portfolio. 271 161 110 Emerging Markets Core Equity Portfolio*.... 1,190 -- 1,190 Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in Income ------------------------------- Foreign Exchange Equity Total Contracts Contracts ------- --------- --------- Enhanced U.S. Large Company Portfolio...... $(7,466) $ (880) $(6,586) U.S. Small Cap Value Portfolio............. (536) -- (536) Selectively Hedged Global Equity Portfolio. (111) (94) (17) * As of October 31, 2012, there were no futures contracts outstanding. During the year ended October 31, 2012, the Portfolios had limited activity in futures contracts. I. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed to by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. 159 The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentages and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- U.S. Targeted Value Portfolio...................... 0.85% $ 6,627 43 $ 7 $24,575 U.S. Small Cap Value Portfolio..................... 0.87% 6,351 51 8 30,792 U.S. Core Equity 2 Portfolio....................... 0.87% 2,328 8 -- 6,239 U.S. Vector Equity Portfolio....................... 0.85% 2,358 15 1 4,214 U.S. Small Cap Portfolio........................... 0.90% 6,755 13 2 12,219 U.S. Micro Cap Portfolio........................... 0.87% 4,146 47 5 9,570 DFA Real Estate Securities Portfolio............... 0.82% 722 7 -- 2,460 Large Cap International Portfolio.................. 0.87% 1,931 32 2 4,848 International Core Equity Portfolio................ 0.82% 15,473 22 8 33,740 International Small Company Portfolio.............. 0.88% 2,384 24 1 11,057 DFA International Real Estate Securities Portfolio. 0.83% 4,454 22 2 16,074 DFA Global Real Estate Securities Portfolio........ 0.83% 4,185 2 -- 7,895 DFA International Small Cap Value Portfolio........ 0.83% 8,844 21 4 44,344 International Vector Equity Portfolio.............. 0.85% 947 56 1 4,219 World ex U.S. Value Portfolio...................... 0.87% 124 30 -- 1,777 Emerging Markets Core Equity Portfolio............. 0.84% 3,380 2 -- 3,993 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. J. Securities Lending: As of October 31, 2012, some of the Portfolios had securities on loan to brokers/dealers, for which each Portfolio received cash collateral. In addition, Emerging Markets Core Equity Portfolio received non-cash collateral consisting of short and/or long term U.S. Treasury securities with a market value of $189,066 (in thousands). Each Portfolio invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower 160 is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, each Portfolio will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. Each Portfolio also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repuchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Portfolio will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. K. Shareholder Servicing Fees: The Class R1 Shares pay a shareholder servicing fee in the amount of 0.10% and Class R2 Shares pay a shareholder servicing fee in the amount of 0.25% of their annual average net assets to compensate service agents that provide shareholder servicing, record keeping, account maintenance and other services to investors in U.S. Targeted Value Portfolio Class R1 and Class R2 Shares and Emerging Markets Value Portfolio Class R2 Shares. L. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. M. In-Kind Redemptions: In accordance with guidelines described in the Portfolios' prospectus, the Portfolios may distribute portfolio securities rather than cash as payment for a redemption of fund shares (in-kind redemption). For financial reporting purposes, a Portfolio recognizes a gain on in-kind redemptions to the extent the value of the distributed securities on the date of redemption exceeds the cost of those securities. Gains and losses realized on in-kind redemptions are not recognized for tax purposes and are reclassified from undistributed realized gain (loss) to paid-in capital. During the year ended October 31, 2011, U.S. Small Cap Portfolio realized net gains of in-kind redemptions in the amount of $126,527 (amount in thousands). N. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. 161 O. Other: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. Approximate Percentage Number of of Outstanding Shareholders Shares ------------ -------------- Enhanced U.S. Large Company Portfolio -- Institutional Class Shares................ 3 76% U.S. Large Cap Value Portfolio -- Institutional Class Shares....................... 3 76% U.S. Targeted Value Portfolio -- Class R1 Shares................................... 1 93% U.S. Targeted Value Portfolio -- Class R2 Shares................................... 2 57% U.S. Targeted Value Portfolio -- Institutional Class Shares........................ 2 54% U.S. Small Cap Value Portfolio -- Institutional Class Shares....................... 2 51% U.S. Core Equity 1 Portfolio -- Institutional Class Shares......................... 3 67% U.S. Core Equity 2 Portfolio -- Institutional Class Shares......................... 3 64% U.S. Vector Equity Portfolio -- Institutional Class Shares......................... 4 91% U.S. Small Cap Portfolio -- Institutional Class Shares............................. 3 51% U.S. Micro Cap Portfolio -- Institutional Class Shares............................. 3 65% DFA Real Estate Securities Portfolio -- Institutional Class Shares................. 3 75% Large Cap International Portfolio -- Institutional Class Shares.................... 2 65% International Core Equity Portfolio -- Institutional Class Shares.................. 2 58% International Small Company Portfolio -- Institutional Class Shares................ 2 44% Japanese Small Company Portfolio -- Institutional Class Shares..................... 1 68% Asia Pacific Small Company Portfolio -- Institutional Class Shares................. 2 79% United Kingdom Small Company Portfolio -- Institutional Class Shares............... 2 85% Continental Small Company Portfolio -- Institutional Class Shares.................. 4 92% DFA International Real Estate Securities Portfolio -- Institutional Class Shares .. 3 82% DFA Global Real Estate Securities Portfolio -- Institutional Class Shares.......... 3 90% DFA International Small Cap Value Portfolio -- Institutional Class Shares.......... 2 50% International Vector Equity Portfolio -- Institutional Class Shares................ 3 87% World ex U.S. Value Portfolio -- Institutional Class Shares........................ 3 76% Selectively Hedged Global Equity Portfolio......................................... 1 87% Emerging Markets Portfolio -- Institutional Class Shares........................... 3 67% Emerging Markets Small Cap Portfolio -- Institutional Class Shares................. 2 37% Emerging Markets Value Portfolio -- Class R2 Shares................................ 3 78% Emerging Markets Value Portfolio -- Institutional Class Shares..................... 1 17% Emerging Markets Core Equity Portfolio -- Institutional Class Shares............... 2 54% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold 162 their shares for $34 per share in cash, such as The U.S. Large Cap Value Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to The U.S. Large Cap Value Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to The U.S. Large Cap Value Series arising from the Lawsuits. Until The U.S. Large Cap Value Series can do so, no reduction of the net asset value of The U.S. Large Cap Value Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of The U.S. Large Cap Value Series' net asset value at this time. The U.S. Large Cap Value Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of The U.S. Large Cap Value Series will pay or receive, as the case may be, a price based on net asset value of The U.S. Large Cap Value Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by The U.S. Large Cap Value Series as incurred and in a manner similar to any other expense incurred by The U.S. Large Cap Value Series. P. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 163 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Portfolios, as defined, and Board of Directors of DFA Investment Dimensions Group Inc.: In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments/ summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Enhanced U.S. Large Company Portfolio, U.S. Large Cap Value Portfolio, U.S. Targeted Value Portfolio, U.S. Small Cap Value Portfolio, U.S. Core Equity 1 Portfolio, U.S. Core Equity 2 Portfolio, U.S. Vector Equity Portfolio, U.S. Small Cap Portfolio, U.S. Micro Cap Portfolio, DFA Real Estate Securities Portfolio, Large Cap International Portfolio, International Core Equity Portfolio, International Small Company Portfolio, Japanese Small Company Portfolio, Asia Pacific Small Company Portfolio, United Kingdom Small Company Portfolio, Continental Small Company Portfolio, DFA International Real Estate Securities Portfolio, DFA Global Real Estate Securities Portfolio, DFA International Small Cap Value Portfolio, International Vector Equity Portfolio, World ex U.S. Value Portfolio, Selectively Hedged Global Equity Portfolio, Emerging Markets Portfolio, Emerging Markets Small Cap Portfolio, Emerging Markets Value Portfolio, and Emerging Markets Core Equity Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations, the changes in each of their net assets and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agents of the investee funds, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 164 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHART DFA Commodity Strategy Portfolio vs. Dow Jones-UBS Commodity Index Total Return November 9, 2010-October 31, 2012 Dow Jones-UBS Commodity DFA Commodity Index Total BeginDate EndDate FundReturns Benchmark0Returns EndDate Strategy Portfolio Return --------- ---------- ----------- ----------------- ---------- ------------------ ------------- 2010-11-09 2010-11-30 -5.20% -5.86% 11/2010 10000 10000 2010-11-30 2010-12-31 10.38% 10.69% 11/2010 9480 9414.11452 2010-12-31 2011-01-31 1.15% 1.00% 12/2010 10464.222 10420.38828 2011-01-31 2011-02-28 2.08% 1.32% 01/2011 10584.27043 10524.90582 2011-02-28 2011-03-31 1.90% 2.06% 02/2011 10804.35923 10663.6125 2011-03-31 2011-04-30 3.91% 3.46% 03/2011 11009.5018 10883.77 2011-04-30 2011-05-31 -4.81% -5.06% 04/2011 11439.87323 11260.68062 2011-05-31 2011-06-30 -5.07% -5.04% 05/2011 10889.39814 10691.09062 2011-06-30 2011-07-31 3.29% 2.96% 06/2011 10337.46641 10151.80742 2011-07-31 2011-08-31 1.03% 1.00% 07/2011 10678.04186 10452.47858 2011-08-31 2011-09-30 -14.85% -14.73% 08/2011 10788.22803 10556.85703 2011-09-30 2011-10-31 6.66% 6.62% 09/2011 9186.713807 9001.305199 2011-10-31 2011-11-30 -2.66% -2.22% 10/2011 9798.492786 9597.042182 2011-11-30 2011-12-31 -3.56% -3.75% 11/2011 9537.734535 9384.080937 2011-12-31 2012-01-31 3.06% 2.47% 12/2011 9198.539504 9032.374967 2012-01-31 2012-02-29 2.87% 2.70% 01/2012 9480.332835 9255.733858 2012-02-29 2012-03-31 -4.02% -4.14% 02/2012 9752.062121 9505.517422 2012-03-31 2012-04-30 -0.65% -0.42% 03/2012 9359.564267 9112.317892 2012-04-30 2012-05-31 -8.66% -9.13% 04/2012 9299.17998 9073.750917 2012-05-31 2012-06-30 4.65% 5.49% 05/2012 8494.056172 8245.136891 2012-06-30 2012-07-31 6.81% 6.47% 06/2012 8888.618418 8698.040611 2012-07-31 2012-08-31 1.91% 1.30% 07/2012 9493.97268 9260.683168 2012-08-31 2012-09-30 1.70% 1.71% 08/2012 9675.578961 9380.919803 2012-09-30 2012-10-31 -3.49% -3.87% 09/2012 9840.087623 9540.916081 10/31/2012 9496.593805 9171.406896 One Year From 11/09/2010 -------- --------------- -3.08% -2.58% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Dow Jones data provided by Dow Jones Indexes. 165 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS Commodity Market Review 12 Months Ended October 31, 2012 During the fiscal year ending, October 31, 2012, commodities produced mixed results. The commodity market was initially driven lower through the first seven months of the period by declining natural gas prices. A combination of a mild winter and increased supply from improved shale drilling technology led to natural gas spot prices in the summer of 2012 that were less than half of the prior summer and at levels not seen in over a decade. The last four months of the period would provide for a recovery in the commodity market driven by a significant drought in the U.S. which reduced supply and increased prices for soybeans, corn, and wheat. DFA Commodity Strategy Portfolio The DFA Commodity Strategy Portfolio seeks total return consisting of capital appreciation and current income. The Portfolio generally invests in a universe of allowable commodity-linked derivative instruments and fixed income investments. The Portfolio gains exposure to commodities markets by investing in derivative instruments, swap agreements, and other commodity-linked instruments. The Portfolio pursues commodity exposure based on sector weights of the Dow Jones-UBS Commodity Index Total Return (DJ-UBSCI). In pursuing the fixed income portion of the Portfolio's investment strategy, Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") identifies a broadly-diversified universe of eligible U.S. and foreign fixed income securities with precisely defined maturity ranges and credit quality characteristics then seeks to purchase a broad and diverse portfolio of securities meeting these credit quality standards. In making these purchase decisions, if the anticipated maturity risk premium is greater for longer-term securities in the eligible maturity range, Dimensional will focus investment in that longer-term area; otherwise, the Portfolio will focus investment in the short-term range of the eligible maturity range. For the 12 months ended October 31, 2012, the total return was -3.08% for the Portfolio and -4.44% for the Dow Jones-UBS Commodity Index Total Return. The Portfolio's outperformance was due to the excess return generated by the fixed income assets. The Portfolio gained exposure to commodities primarily through the use of commodity swap contracts. To a lesser extent, the Portfolio gained exposure to commodities through the use of commodity futures. The Portfolio's commodity swaps provided exposure to the twenty commodities found in the Dow Jones-UBS Commodity Index Total Return whose returns for the period ranged from -41.7% (natural gas) to +33.7% (soybean). In the fiscal year, no excess return was provided by the strategy's approach of "rolling" its underlying futures contracts prior to the index roll. While the Portfolio has derivative exposure to commodities, the majority of the assets were invested in fixed income securities. The fixed income component duration increased slightly from 1.67 to 1.85 years during the period. The Portfolio benefited from the exposure to longer duration relative to its short-term obligations on its derivatives. It also benefited from its credit exposure during a period where credit spreads narrowed. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. 166 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Table is shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets.This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Table below illustrates your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund.You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the table are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- Actual Fund Return............ $1,000.00 $1,021.23 0.36% $1.83 Hypothetical 5% Annual Return. $1,000.00 $1,023.33 0.36% $1.83 -------- * DFA Commodity Strategy Portfolio wholly owns Dimensional Cayman Commodity Fund I, LTD. The expenses shown reflect the combined expenses of Dimensional Cayman Commodity Fund I, LTD. and DFA Commodity Strategy Portfolio. Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 167 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. Corporate.......... 45.4% Government......... 3.0% Foreign Corporate.. 23.8% Foreign Government. 16.7% Supranational...... 11.1% ----- 100.0% 168 DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount^ Value+ ------- ----------- (000) BONDS -- (89.1%) AUSTRALIA -- (5.3%) BHP Billiton Finance USA, Ltd. (u) 5.500%, 04/01/14....................................... 960 $ 1,026,508 Commonwealth Bank of Australia (u) 1.250%, 09/18/15....................................... 2,780 2,805,123 National Australia Bank, Ltd. (e) 5.500%, 05/20/15....................................... 6,500 9,365,773 Westpac Banking Corp. (u) 4.200%, 02/27/15....................................... 9,500 10,204,016 ----------- TOTAL AUSTRALIA............................................ 23,401,420 ----------- AUSTRIA -- (1.3%) KA Finanz AG 2.250%, 03/24/14........................................ 700 930,255 Oesterreichische Kontrollbank AG 3.625%, 12/10/13........................................ 2,000 2,687,604 (u) 4.500%, 03/09/15....................................... 2,000 2,178,200 ----------- TOTAL AUSTRIA.............................................. 5,796,059 ----------- CANADA -- (7.4%) Bank of Nova Scotia (u) 1.850%, 01/12/15....................................... 6,400 6,568,531 (u) 3.400%, 01/22/15....................................... 1,800 1,911,281 Barrick Gold Finance Co. (u) 4.875%, 11/15/14....................................... 2,200 2,361,711 Canadian National Railway Co. (u) 4.400%, 03/15/13....................................... 900 913,267 Canadian Natural Resources, Ltd. (u) 5.150%, 02/01/13....................................... 625 632,006 Enbridge, Inc. (u) 5.800%, 06/15/14....................................... 1,900 2,050,315 Encana Corp. (u) 4.750%, 10/15/13....................................... 1,415 1,466,967 Husky Energy, Inc. (u) 5.900%, 06/15/14....................................... 2,500 2,699,253 Ontario, Province of Canada (u) 0.950%, 05/26/15....................................... 2,000 2,019,804 Petro-Canada (u) 4.000%, 07/15/13....................................... 200 204,683 Thomson Reuters Corp. (u) 5.700%, 10/01/14....................................... 800 873,418 Toronto-Dominion Bank (The) (e) 5.375%, 05/14/15....................................... 4,000 5,775,995 TransAlta Corp. (u) 4.750%, 01/15/15....................................... 2,508 2,653,344 Face Amount^ Value+ ------- ----------- (000) CANADA -- (Continued) TransCanada PipeLines, Ltd. (u) 4.000%, 06/15/13....................................... 1,525 $ 1,560,086 (u) 3.400%, 06/01/15....................................... 1,000 1,065,267 ----------- TOTAL CANADA............................................... 32,755,928 ----------- FRANCE -- (5.6%) Agence Francaise de Developpement (u) 1.250%, 06/09/14....................................... 5,500 5,554,505 (u) 2.500%, 07/15/15....................................... 3,000 3,121,740 BNP Paribas SA (u) 2.125%, 12/21/12....................................... 1,500 1,502,063 (u) 3.250%, 03/11/15....................................... 2,000 2,083,800 Caisse d'Amortissement de la Dette Sociale 3.625%, 04/25/15........................................ 5,000 6,975,516 France Telecom SA (u) 4.375%, 07/08/14....................................... 2,400 2,541,000 Societe Financement de I'Economie Francaise 3.125%, 06/30/14........................................ 2,000 2,712,796 Veolia Environnement SA (u) 5.250%, 06/03/13....................................... 425 434,137 ----------- TOTAL FRANCE............................................... 24,925,557 ----------- GERMANY -- (1.7%) Deutsche Bank AG (u) 4.875%, 05/20/13....................................... 1,475 1,510,478 (u) 3.875%, 08/18/14....................................... 250 263,856 Kreditanstalt fur Wiederaufbau (u) 1.375%, 07/15/13....................................... 1,700 1,712,920 (u) 4.125%, 10/15/14....................................... 4,000 4,283,384 ----------- TOTAL GERMANY.............................................. 7,770,638 ----------- JAPAN -- (0.2%) Nomura Holdings, Inc. (u) 5.000%, 03/04/15....................................... 1,000 1,057,623 ----------- NETHERLANDS -- (5.0%) Bank Nederlandse Gemeenten NV (u) 2.750%, 07/01/15....................................... 9,500 9,992,100 Deutsche Telekom International Finance BV (u) 5.250%, 07/22/13....................................... 525 542,320 169 DFA COMMODITY STRATEGY PORTFOLIO CONTINUED Face Amount^ Value+ ------- ----------- (000) NETHERLANDS -- (Continued) (u) 4.875%, 07/08/14....................................... 1,900 $ 2,025,745 Diageo Finance BV (u) 5.500%, 04/01/13....................................... 300 306,283 Nederlandse Waterschapsbank NV...................................... (u) 2.000%, 09/09/15....................................... 9,000 9,312,300 ----------- TOTAL NETHERLANDS.......................................... 22,178,748 ----------- SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (8.7%)........ Asian Development Bank (u) 1.625%, 07/15/13....................................... 1,200 1,211,448 (u) 4.250%, 10/20/14....................................... 3,000 3,225,750 Council of Europe Development Bank (u) 4.000%, 04/15/15....................................... 8,000 8,636,960 Eurofima (u) 4.500%, 03/06/15....................................... 9,000 9,761,670 European Financial Stability Facility (e) 1.625%, 02/04/15....................................... 5,000 6,665,012 European Investment Bank (e) 2.500%, 07/15/15....................................... 6,000 8,235,380 Inter-American Development Bank (u) 1.000%, 01/07/15....................................... 1,000 1,005,116 ----------- TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS............... 38,741,336 ----------- SWEDEN -- (3.4%) Svensk Exportkredit AB (e) 3.625%, 05/27/14....................................... 1,212 1,647,523 (u) 3.250%, 09/16/14....................................... 4,200 4,404,540 Svenska Handelsbanken AB (e) 1.500%, 07/06/15....................................... 7,000 9,222,231 ----------- TOTAL SWEDEN............................................... 15,274,294 ----------- SWITZERLAND -- (0.7%) Credit Suisse AG (u) 5.000%, 05/15/13....................................... 1,275 1,305,650 (u) 5.500%, 05/01/14....................................... 250 266,565 UBS AG (u) 2.250%, 08/12/13....................................... 1,485 1,504,287 ----------- TOTAL SWITZERLAND.......................................... 3,076,502 ----------- Face Amount^ Value+ ------- ----------- (000) UNITED KINGDOM -- (4.7%) Barclays Bank P.L.C. (u) 5.200%, 07/10/14....................................... 1,500 $ 1,603,796 BP Capital Markets P.L.C. (u) 5.250%, 11/07/13....................................... 3,500 3,669,309 British Telecommunications P.L.C. (u) 2.000%, 06/22/15....................................... 2,300 2,359,110 Diageo Capital P.L.C. (u) 5.200%, 01/30/13....................................... 1,175 1,189,243 Network Rail Infrastructure Finance P.L.C. (u) 1.500%, 01/13/14....................................... 3,000 3,039,840 Rio Tinto Finance USA P.L.C. (u) 1.125%, 03/20/15....................................... 3,850 3,885,281 Royal Bank of Scotland Group P.L.C. (u) 2.550%, 09/18/15....................................... 3,000 3,075,336 Vodafone Group P.L.C. (u) 4.150%, 06/10/14....................................... 1,825 1,927,973 ----------- TOTAL UNITED KINGDOM....................................... 20,749,888 ----------- UNITED STATES -- (45.1%) ACE INA Holdings, Inc. 5.875%, 06/15/14........................................ $1,250 1,352,914 Aflac, Inc. 3.450%, 08/15/15........................................ 3,800 4,061,957 Agilent Technologies, Inc. 2.500%, 07/15/13........................................ 1,000 1,011,596 Air Products & Chemicals, Inc. 4.150%, 02/01/13........................................ 500 504,577 Allstate Corp. (The) 5.000%, 08/15/14........................................ 2,130 2,290,924 American Express Credit Corp. 5.875%, 05/02/13........................................ 650 667,347 5.125%, 08/25/14........................................ 1,700 1,835,196 1.750%, 06/12/15........................................ 1,200 1,230,557 Amgen, Inc. 4.850%, 11/18/14........................................ 1,000 1,083,220 Anheuser-Busch InBev Worldwide, Inc. 2.500%, 03/26/13........................................ 350 352,783 Archer-Daniels-Midland Co. 7.125%, 03/01/13........................................ 325 332,003 Arrow Electronics, Inc. 6.875%, 07/01/13........................................ 350 363,787 Assurant, Inc. 5.625%, 02/15/14........................................ 2,000 2,078,162 170 DFA COMMODITY STRATEGY PORTFOLIO CONTINUED Face Amount Value+ ------ ---------- (000) UNITED STATES -- (Continued) AT&T, Inc. 2.500%, 08/15/15........................................ $2,500 $2,633,483 AutoZone, Inc. 4.375%, 06/01/13........................................ 100 102,162 Avery Dennison Corp. 4.875%, 01/15/13........................................ 200 201,693 Baltimore Gas & Electric Co. 6.125%, 07/01/13........................................ 500 518,482 Bank of America Corp. 7.375%, 05/15/14........................................ 2,000 2,185,274 Baxter International, Inc. 1.800%, 03/15/13........................................ 1,490 1,497,869 BB&T Corp. 3.375%, 09/25/13........................................ 550 563,992 5.700%, 04/30/14........................................ 1,587 1,705,212 Berkshire Hathaway Finance Corp. 4.850%, 01/15/15........................................ 5,000 5,462,530 BlackRock, Inc. 2.250%, 12/10/12........................................ 1,400 1,402,507 3.500%, 12/10/14........................................ 2,000 2,122,634 Boeing Capital Corp. 5.800%, 01/15/13........................................ 950 960,509 Boeing Co. (The) 1.875%, 11/20/12........................................ 350 350,231 Boston Scientific Corp. 4.500%, 01/15/15........................................ 3,005 3,220,446 Bristol-Myers Squibb Co. 5.250%, 08/15/13........................................ 1,175 1,220,447 Burlington Northern Santa Fe LLC 4.300%, 07/01/13........................................ 1,200 1,230,138 4.875%, 01/15/15........................................ 200 216,869 Campbell Soup Co. 5.000%, 12/03/12........................................ 350 351,240 Capital One Financial Corp. 6.250%, 11/15/13........................................ 150 158,239 7.375%, 05/23/14........................................ 1,189 1,305,576 Cardinal Health, Inc. 4.000%, 06/15/15........................................ 3,000 3,218,478 Caterpillar Financial Services Corp. 2.000%, 04/05/13........................................ 400 402,838 6.200%, 09/30/13........................................ 1,000 1,052,477 CenterPoint Energy Resources Corp. 7.875%, 04/01/13........................................ 425 436,952 Charles Schwab Corp. (The) 4.950%, 06/01/14........................................ 2,200 2,346,828 Face Amount Value+ ------ ---------- (000) UNITED STATES -- (Continued) Chubb Corp. (The) 5.200%, 04/01/13........................................ $ 350 $ 356,855 Cisco Systems, Inc. 1.625%, 03/14/14........................................ 1,550 1,575,587 Citigroup, Inc. 6.500%, 08/19/13........................................ 625 653,573 6.375%, 08/12/14........................................ 1,250 1,362,082 CNA Financial Corp. 5.850%, 12/15/14........................................ 277 301,737 Coca-Cola Enterprises, Inc. 1.125%, 11/12/13........................................ 1,607 1,614,335 Comcast Cable Communications Holdings, Inc. 8.375%, 03/15/13........................................ 675 694,311 Computer Sciences Corp. 2.500%, 09/15/15........................................ 2,000 2,042,790 Consolidated Edison Co. of New York, Inc. 4.700%, 02/01/14........................................ 400 420,030 CSX Corp. 5.500%, 08/01/13........................................ 425 440,407 Daimler Finance North America LLC 6.500%, 11/15/13........................................ 2,100 2,224,692 Dell, Inc. 2.100%, 04/01/14........................................ 1,500 1,530,698 2.300%, 09/10/15........................................ 1,000 1,040,700 DIRECTV Holdings LLC 4.750%, 10/01/14........................................ 1,500 1,610,778 Dominion Resources, Inc. 5.000%, 03/15/13........................................ 325 330,330 Dr. Pepper Snapple Group, Inc. 2.350%, 12/21/12........................................ 375 375,941 E.I. Du Pont de Nemours & Co. 4.750%, 11/15/12........................................ 350 350,429 eBay, Inc. 0.875%, 10/15/13........................................ 1,435 1,439,116 Ecolab, Inc. 1.000%, 08/09/15........................................ 2,000 2,009,256 Emerson Electric Co. 5.625%, 11/15/13........................................ 1,200 1,263,394 Enbridge Energy Partners LP 5.350%, 12/15/14........................................ 1,475 1,604,308 Energy Transfer Partners LP 6.000%, 07/01/13........................................ 425 438,650 5.950%, 02/01/15........................................ 1,200 1,324,957 171 DFA COMMODITY STRATEGY PORTFOLIO CONTINUED Face Amount Value+ ------ ---------- (000) UNITED STATES -- (Continued) Enterprise Products Operating LLC 5.600%, 10/15/14........................................ $2,666 $2,906,156 Exelon Generation Co. LLC 5.350%, 01/15/14........................................ 1,100 1,156,182 Express Scripts Holding Co. 6.250%, 06/15/14........................................ 3,465 3,764,608 Fifth Third Bancorp 6.250%, 05/01/13........................................ 875 899,422 Freeport-McMoRan Copper & Gold, Inc. 1.400%, 02/13/15........................................ 2,475 2,500,245 General Electric Capital Corp. 2.100%, 01/07/14........................................ 600 610,885 2.150%, 01/09/15........................................ 6,000 6,165,288 1.625%, 07/02/15........................................ 2,000 2,034,288 Goldman Sachs Group, Inc. (The) 5.250%, 10/15/13........................................ 250 260,622 3.300%, 05/03/15........................................ 3,500 3,655,431 Hartford Financial Services Group, Inc. 4.000%, 03/30/15........................................ 1,400 1,471,077 Hess Corp. 7.000%, 02/15/14........................................ 175 188,892 Hewlett-Packard Co. 1.250%, 09/13/13........................................ 1,500 1,500,567 2.625%, 12/09/14........................................ 1,300 1,324,224 HSBC Finance Corp. 4.750%, 07/15/13........................................ 1,575 1,617,018 John Deere Capital Corp. 1.875%, 06/17/13........................................ 1,250 1,261,320 JPMorgan Chase & Co. 3.700%, 01/20/15........................................ 2,800 2,964,683 3.400%, 06/24/15........................................ 1,000 1,058,784 KeyCorp 6.500%, 05/14/13........................................ 1,000 1,030,985 Kimberly-Clark Corp. 5.000%, 08/15/13........................................ 1,000 1,037,186 Kroger Co. (The) 5.500%, 02/01/13........................................ 640 647,397 Lowe's Cos, Inc. 5.000%, 10/15/15........................................ 1,050 1,183,977 McKesson Corp. 6.500%, 02/15/14........................................ 2,445 2,619,008 MetLife, Inc. 2.375%, 02/06/14........................................ 420 429,368 5.500%, 06/15/14........................................ 1,250 1,348,788 5.000%, 06/15/15........................................ 500 553,742 Face Amount Value+ ------ ---------- (000) UNITED STATES -- (Continued) Microsoft Corp. 0.875%, 09/27/13........................................ $1,300 $1,306,496 2.950%, 06/01/14........................................ 2,300 2,390,533 Morgan Stanley 4.100%, 01/26/15........................................ 2,000 2,082,906 NASDAQ OMX Group, Inc. (The) 4.000%, 01/15/15........................................ 2,800 2,937,469 NextEra Energy Capital Holdings, Inc. 2.550%, 11/15/13........................................ 750 762,863 Northern Trust Corp. 5.500%, 08/15/13........................................ 1,068 1,110,864 Occidental Petroleum Corp. 1.450%, 12/13/13........................................ 1,000 1,011,737 PACCAR Financial Corp. 2.050%, 06/17/13........................................ 100 101,091 0.750%, 08/14/15........................................ 2,000 2,001,094 Pacific Gas & Electric Co. 4.800%, 03/01/14........................................ 3,000 3,160,140 Philip Morris International, Inc. 4.875%, 05/16/13........................................ 1,265 1,294,182 Pitney Bowes, Inc. 4.875%, 08/15/14........................................ 2,000 2,094,320 Plains All American Pipeline LP 3.950%, 09/15/15........................................ 1,330 1,444,313 PNC Funding Corp. 5.400%, 06/10/14........................................ 2,075 2,233,594 Praxair, Inc. 2.125%, 06/14/13........................................ 1,000 1,009,739 Principal Financial Group, Inc. 7.875%, 05/15/14........................................ 2,958 3,271,063 Procter & Gamble Co. (The) (e) 4.500%, 05/12/14....................................... 4,000 5,509,436 Prudential Financial, Inc. 6.200%, 01/15/15........................................ 2,448 2,696,653 Qwest Corp. 7.500%, 10/01/14........................................ 2,300 2,558,934 Reynolds American, Inc. 7.250%, 06/01/13........................................ 900 933,945 Safeway, Inc. 5.625%, 08/15/14........................................ 2,000 2,139,208 Sempra Energy 2.000%, 03/15/14........................................ 416 421,976 Spectra Energy Capital LLC 5.500%, 03/01/14........................................ 1,500 1,581,377 5.668%, 08/15/14........................................ 955 1,031,309 St. Jude Medical, Inc. 2.200%, 09/15/13........................................ 3,325 3,367,587 172 DFA COMMODITY STRATEGY PORTFOLIO CONTINUED Face Amount Value+ ------- ------------ (000) UNITED STATES -- (Continued) 3.750%, 07/15/14...................................... $ 100 $ 105,206 State Street Corp. 4.300%, 05/30/14...................................... 1,400 1,482,265 SunTrust Banks, Inc. 5.250%, 11/05/12...................................... 425 425,000 Target Corp. 4.000%, 06/15/13...................................... 1,000 1,020,486 TD Ameritrade Holding Corp. 4.150%, 12/01/14...................................... 2,350 2,512,716 Texas Instruments, Inc. 0.875%, 05/15/13...................................... 500 501,772 Thermo Fisher Scientific, Inc. 3.200%, 05/01/15...................................... 2,250 2,367,963 Toyota Motor Credit Corp. 1.000%, 02/17/15...................................... 3,000 3,025,461 0.875%, 07/17/15...................................... 2,000 2,009,342 Travelers Property Casualty Corp. 5.000%, 03/15/13...................................... 1,175 1,194,094 Union Bank NA 2.125%, 12/16/13...................................... 1,400 1,426,806 UnitedHealth Group, Inc. 5.000%, 08/15/14...................................... 1,170 1,253,642 Valero Energy Corp. 4.750%, 04/01/14...................................... 1,125 1,175,890 4.500%, 02/01/15...................................... 900 970,599 Viacom, Inc. 4.375%, 09/15/14...................................... 1,229 1,312,004 Walt Disney Co. (The) 0.875%, 12/01/14...................................... 1,500 1,515,777 Waste Management, Inc. 6.375%, 11/15/12...................................... 325 325,526 WellPoint, Inc. 5.000%, 12/15/14...................................... 2,500 2,714,670 Wells Fargo & Co. 3.750%, 10/01/14...................................... 2,300 2,440,900 1.250%, 02/13/15...................................... 1,000 1,011,581 Williams Partners LP 3.800%, 02/15/15...................................... 1,500 1,598,544 ------------ TOTAL UNITED STATES...................................... 200,070,301 ------------ TOTAL BONDS.............................................. 395,798,294 ------------ AGENCY OBLIGATIONS -- (5.0%) Federal Home Loan Mortgage Corporation 2.875%, 02/09/15...................................... 11,000 11,623,513 Face Amount Value+ ------- ------------ (000) Federal National Mortgage Association 0.500%, 07/02/15...................................... $10,500 $ 10,525,053 ------------ TOTAL AGENCY OBLIGATIONS................................. 22,148,566 ------------ U.S. TREASURY OBLIGATIONS -- (5.9%) U.S Treasury Note ^^@@ 0.375%, 07/31/13.................................... 26,000 26,034,528 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $441,274,363) $443,981,388 ============ 173 DFA COMMODITY STRATEGY PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) - ------------------------------------------- Level 1 Level 2 Level 3 Total - -------- ------------ ------- ------------ Bonds............................. -- $395,798,294 -- $395,798,294 Agency Obligations................ -- 22,148,566 -- 22,148,566 U.S. Treasury Obligations......... -- 26,034,528 -- 26,034,528 Swap Agreements**................. -- 1,271,996 -- 1,271,996 Futures Contracts**............... $147,488 -- -- 147,488 Forwards Currency Contracts**..... -- (1,497,516) -- (1,497,516) -------- ------------ -- ------------ TOTAL............................. $147,488 $443,755,868 -- $443,903,356 ======== ============ == ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Schedules of Investments. 174 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) ASSETS: Investments at Value............................................. $ 443,981 Temporary Cash Investments at Value & Cost....................... 857 Cash............................................................. 6,441 Receivables: Interest...................................................... 4,597 Fund Shares Sold.............................................. 3,013 Unrealized Gain on Swap Contracts................................ 2,549 Unrealized Gain on Forward Currency Contracts.................... 42 Prepaid Expenses and Other Assets................................ 17 ------------ Total Assets.................................................. 461,497 ------------ LIABILITIES: Payables: Fund Shares Redeemed.......................................... 404 Due to Advisor................................................ 114 Futures Margin Variation...................................... 45 Unrealized Loss on Swap Contracts................................ 1,274 Unrealized Loss on Forward Currency Contracts.................... 1,540 Accrued Expenses and Other Liabilities........................... 41 ------------ Total Liabilities......................................... 3,418 ------------ NET ASSETS....................................................... $ 458,079 ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1).......................... 48,728,681 ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE $ 9.40 ============ Investments at Cost.............................................. $ 441,274 ------------ NET ASSETS CONSIST OF: Paid-In Capital.................................................. $ 452,773 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)......................................... 1,816 Accumulated Net Realized Gain (Loss)............................. 848 Net Unrealized Foreign Exchange Gain (Loss)...................... (1,489) Net Unrealized Appreciation (Depreciation)....................... 4,131 ------------ NET ASSETS....................................................... $ 458,079 ============ (1) NUMBER OF SHARES AUTHORIZED.................................. 100,000,000 ============ See accompanying Notes to Financial Statements. 175 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORFOLIO CONSOLIDATED STATEMENT OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Investment Income Interest...................................................................................... $ 3,778 -------- Total Investment Income................................................................... 3,778 -------- Expenses Investment Advisory Services Fees............................................................. 1,160 Accounting & Transfer Agent Fees.............................................................. 64 Custodian Fees................................................................................ 16 Filing Fees................................................................................... 46 Shareholders' Reports......................................................................... 13 Directors'/Trustees' Fees & Expenses.......................................................... 3 Professional Fees............................................................................. 34 Organizational & Offering Costs............................................................... 1 Other......................................................................................... 6 -------- Total Expenses............................................................................ 1,343 -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note D). (172) Fees Paid Indirectly.......................................................................... (9) -------- Net Expenses.................................................................................. 1,162 -------- Net Investment Income (Loss).................................................................. 2,616 -------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold................................................................ 1,207 Futures................................................................................... (2,170) Foreign Currency Transactions............................................................. 1,374 Swap Contracts............................................................................ (17,151) Change in Unrealized Appreciation (Depreciation) of: Investment Securities..................................................................... 1,848 Futures................................................................................... 112 Swap Contracts............................................................................ 3,344 Translation of Foreign Currency Denominated Amounts....................................... (1,489) -------- Net Realized and Unrealized Gain (Loss)....................................................... (12,925) -------- Net Increase (Decrease) in Net Assets Resulting from Operations.................................. $(10,309) ======== -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 176 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Year Ended Period Oct. 31, November 9, 2010(a) 2012 to October 31, 2011 --------- ------------------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)............................................................. $ 2,616 $ 1,106 Net Realized Gain (Loss) on: Investment Securities Sold........................................................... 1,207 227 Futures.............................................................................. (2,170) (1,328) Foreign Currency Transactions........................................................ 1,374 -- Swap Contracts....................................................................... (17,151) (10,020) Change in Unrealized Appreciation (Depreciation) of: Investment Securities................................................................ 1,848 859 Futures.............................................................................. 112 37 Swap Contracts....................................................................... 3,344 (2,069) Translation of Foreign Currency Denominated Amounts.................................. (1,489) -- --------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations................... (10,309) (11,188) --------- -------- Distributions From: Net Investment Income: Institutional Shares................................................................. (2,038) (574) Net Short-Term Gains: Institutional Shares................................................................. (151) -- --------- -------- Total Distributions............................................................... (2,189) (574) --------- -------- Capital Share Transactions (1): Shares Issued............................................................................ 371,713 278,288 Shares Issued in Lieu of Cash Distributions.............................................. 2,084 559 Shares Redeemed.......................................................................... (134,001) (36,304) --------- -------- Net Increase (Decrease) from Capital Share Transactions........................... 239,796 242,543 --------- -------- Total Increase (Decrease) in Net Assets........................................... 227,298 230,781 Net Assets Beginning of Period...................................................................... 230,781 -- --------- -------- End of Period............................................................................ $ 458,079 $230,781 ========= ======== (1) Shares Issued and Redeemed: Shares Issued............................................................................ 39,879 27,085 Shares Issued in Lieu of Cash Distributions.............................................. 232 52 Shares Redeemed.......................................................................... (14,994) (3,525) --------- -------- Net Increase (Decrease) from Shares Issued and Redeemed........................... 25,117 23,612 ========= ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) $ 1,816 $ 231 -------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 177 DFA INVESTMENT DIMENSIONS GROUP INC. DFA COMMODITY STRATEGY PORTFOLIO CONSOLIDATED FINANCIAL HIGHLIGHTS (for a share outstanding throughout the period) Year Period Ended November 9, 2010(a) Oct. 31, to 2012 Oct. 31, 2011 -------- ------------------- Net Asset Value, Beginning of Period......................................................... $ 9.77 $ 10.00 -------- -------- Income from Investment Operations --------------------------------- Net Investment Income (Loss)(A)........................................................... 0.07 0.07 Net Gains (Losses) on Securities (Realized and Unrealized)................................ (0.37) (0.27) -------- -------- Total from Investment Operations...................................................... (0.30) (0.20) -------- -------- Less Distributions ------------------ Net Investment Income..................................................................... (0.06) (0.03) Net Realized Gains........................................................................ (0.01) -- -------- -------- Total Distributions................................................................... (0.07) (0.03) -------- -------- Net Asset Value, End of Period............................................................... $ 9.40 $ 9.77 ======== ======== Total Return................................................................................. (3.08)% (2.02)%(C) -------- -------- Net Assets, End of Period (thousands)........................................................ $458,079 $230,781 Ratio of Expenses to Average Net Assets...................................................... 0.35% 0.47%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)............................... 0.41% 0.53%(B)(E) Ratio of Net Investment Income to Average Net Assets......................................... 0.79% 0.64%(B)(E) Portfolio Turnover Rate...................................................................... 69% 50%(C) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 178 DFA INVESTMENT DIMENSIONS GROUP INC. CONSOLIDATED NOTES TO FINANCIAL STATEMENTS A. Organization: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered, without a sales charge, to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, one of which, DFA Commodity Strategy Portfolio(the "Portfolio"), is included in this section of the report. The remaining operational portfolios are presented in separate reports. The Portfolio wholly owns and controls Dimensional Cayman Commodity Fund I, LTD. (the "Subsidiary"), a company organized under the laws of the Cayman Islands. The Subsidiary is not registered as an investment company under the Investment Company Act of 1940, as amended. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolio utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolio's own assumptions in determining the fair value of investments Debt Securities held by the Portfolio are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over-the-counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the over-the-counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. These valuations are classified as Level 2 in the hierarchy. Futures contracts held by the Portfolio are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. Swap contracts generally are valued at a price at which the counterparties to such contracts would repurchase the instrument or terminate the contracts. These valuations are categorized as Level 2 in the hierarchy. A summary of inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. A valuation hierarchy table has been included at the 179 end of the Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolio had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolio estimates the character of distributions received that may be considered return of capital distributions. Interest income is recorded on an accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. C. Basis for Consolidation: The Subsidiary commenced operations on November 9, 2010. The Portfolio commenced reporting on a consolidated basis as of such commencement date in accordance with the accounting principles relating to reporting of a wholly-owned subsidiary. The Portfolio will seek to gain exposure to commodities, commodities-related instruments, derivatives and other investments by directly investing in those instruments or through investments in the Subsidiary. The Subsidiary participates in the same investment goal as the Portfolio. The Subsidiary pursues its investment goal by investing in commodities, commodities-related instruments, derivatives and other investments. The Subsidiary (unlike the Portfolio) may invest without limitation in these instruments. However, the Subsidiary is otherwise subject to the same fundamental, non-fundamental and certain other investment restrictions as the Portfolio. The portion of the Portfolio's or Subsidiary's assets exposed to any particular commodity, derivative or other investment will vary based on market conditions, but from time to time some exposure could be substantial. To the extent of the Portfolio's investment through the Subsidiary, it will be subject to the risks associated with the commodities, derivatives and other instruments in which the Subsidiary invests. By investing in the Subsidiary, the Porfolio is indirectly exposed to the risks associated with the Subsidiary's investments. The derivatives and 180 other investments held by the Subsidiary are generally similar to those that are permitted to be held by the Portfolio and are subject to the same risks that apply to similar investments if held directly by the Portfolio. As of October 31, 2012, the Portfolio held $75,170,235 in the Subsidiary, representing 16.33% of the Portfolio's total assets. The accompanying consolidated financial statements include all assets, liabilities, revenues and expenses of the Portfolio and its wholly-owned Subsidiary. The accompanying consolidated financial statements include the accounts of the Subsidiary. Intercompany balances and transactions have been eliminated in consolidation. D. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Portfolio. For the year ended October 31, 2012, the investment advisory services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.30% of the Portfolio's average daily net assets. Pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive all or a portion of the management fee and to assume the expenses of the Portfolio to the extent necessary to limit the ordinary operating expenses of the Portfolio (not including expenses incurred through an investment in unaffiliated investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") so that such Portfolio Expenses do not exceed 0.55% of the Portfolio's average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount, the Advisor retains the right to seek reimbursement for any fees previously waived and/or expenses previously assumed to the extent that the amount of such reimbursement will not cause the annualized Portfolio Expenses of the Portfolio to exceed the Expense Limitation Amount. The Portfolio is not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of such reimbursement. The Fee Waiver Agreement for the Portfolio will remain in effect through February 28, 2013, and may not be terminated by the Advisor prior to that date. At October 31, 2012, there were no previously waived fees subjected to future recovery by the Advisor. The Subsidiary has entered into a separate contract with the Advisor whereby the Advisor or its affiliates provide investment advisory and other services to the Subsidiary. For the investment advisory services it provides, the Advisor is entitled to a fee from the Subsidiary equal to 0.30% of the Subsidiary's average net assets on an annualized basis; however, pursuant to a contractual agreement, the Advisor has agreed to waive the management fee of the Subsidiary. For the year ended October 31, 2012, approximately $172 (in thousands) of the Subsidiary management fees was waived pursuant to the Subsidiary fee waiver agreement. Earned Income Credit: In addition, the Portfolio has entered into arrangements with its custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Portfolio's custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): Fees Paid Indirectly ---------- DFA Commodity Strategy Portfolio. $9 Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by the Portfolio are included in Other Expenses on the Statement of Operations. 181 E. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): DFA Commodity Strategy Portfolio. $1 F. Purchases and Sales of Securities: For the year ended October 31, 2012, the Portfolio made the following purchases and sales of investments securities, other than short-term securities (amounts in thousands): U.S. Government Other Investment Securities Securities ----------------- ------------------ Purchases Sales Purchases Sales --------- ------- --------- -------- $80,319 $63,085 $372,169 $154,366 G. Federal Income Taxes: The Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from these amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to adjustments between financial and tax reporting related to the Subsidiary, the utilization of accumulated earnings and profits distributed to shareholders on redemptions of shares as part of the dividends paid deduction for tax purposes and net foreign currency gains/losses, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): Increase Increase (Decrease) (Decrease) Increase Undistributed Accumulated (Decrease) Net Investment Net Realized Paid-In Capital Income Gains (Losses) - --------------- -------------- -------------- DFA Commodity Strategy Portfolio. $(18,602) $1,007 $17,595 The tax character of dividends and distributions declared and paid during the period ended October 31, 2012 was as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- ------ DFA Commodity Strategy Portfolio 2011............................. $ 636 -- $ 636 2012............................. 2,410 $37 2,447 182 At October 31, 2012, the following net investment income and short-term capital gains and long-term capital gains distributions designated for federal income tax purposes are due to the utilization of accumulated earnings and profits distributed to shareholders upon redemption of shares (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- ----- DFA Commodity Strategy Portfolio. $221 $37 $258 At October 31, 2012 the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): Undistributed Total Net Net Investment Distributable Income and Undistributed Capital Earnings Short-Term Long-Term Loss (Accumulated Capital Gains Capital Gains Carryforward Losses) -------------- ------------- ------------ ------------- DFA Commodity Strategy Portfolio. $864 $422 -- $1,286 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by the Portfolio after October 31, 2011 will not be subject to expiration and will retain its character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the Portfolio did not have any capital loss carryforwards. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) -------- ------------ -------------- -------------- DFA Commodity Strategy Portfolio. $442,131 $2,762 $(55) $2,707 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Portfolio's tax position and has concluded that no additional provision for income tax is required in the Portfolio's financial statements. The Portfolio is not aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. H. Financial Instruments: In accordance with the Portfolio's investment objectives and policies, the Portfolio may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in U.S. companies, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities held by the Portfolio may be inhibited. 183 Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Portfolio. The Portfolio may gain exposure to commodity markets by investing up to 25% of the Portfolio's total assets in the Dimensional Cayman Commodity Fund I, LTD., the "Subsidiary". The Subsidiary may invest without limitation in commodity-linked notes, swap agreements and other commodity-linked derivative instruments, including futures contracts on individual commodities or a subset of commodities and options on commodities. The accompanying consolidated schedule of investments includes investments of DFA Commodity Strategy Portfolio and its wholly-owned Subsidiary. 2. Forward Currency Contracts: DFA Commodity Strategy Portfolio may enter into forward currency contracts to hedge against adverse changes in the relationship of the U.S. dollar to foreign currencies (foreign exchange rate risk). The decision to hedge a Portfolio's currency exposure with respect to a foreign market will be based primarily on the Portfolio's existing exposure to a given foreign currency. Each contract is valued daily and the change in value is recorded by the Portfolio as an unrealized gain or loss, which is presented in the Statements of Operations as the change in unrealized appreciation or depreciation of translation of foreign currency denominated amounts. When the contract is closed or offset with the same counterparty, the Portfolio records a realized gain or loss equal to the change in the value of the contract when it was opened and the value at the time it was closed or offset. This is presented in the Statements of Operations as a net realized gain or loss on foreign currency transactions. At October 31, 2012, DFA Commodity Strategy Portfolio had entered into the following contracts and the net unrealized foreign exchange gain/(loss) is reflected in the accompanying financial statements (amounts in thousands): DFA Commodity Strategy Portfolio* Unrealized Foreign Settlement Currency Contract Value at Exchange Date Amount** Currency Amount October 31, 2012 Gain (Loss) ---------- -------- -------- -------- ---------------- ----------- 12/06/12 (41,897) Euro $(52,788) $(54,325) $(1,537) 12/06/12 (278) Euro (357) (360) (3) 12/06/12 (4,726) Euro (6,170) (6,128) 42 -------- -------- ------- $(59,315) $(60,813) $(1,498) ======== ======== ======= * During the year ended October 31, 2012, the Portfolio's average cost basis contract amount of forward currency contracts was $(44,772) (in thousands). ** Positive Currency Amount represents a purchase contract and a Currency Amount in parentheses represents a sale contract. Risks may arise upon entering into these contracts from the potential inability of counterparties to meet the terms of their contracts and from unanticipated movements in the value of foreign currency relative to the U.S. dollar. 3. Commodity-Linked Derivatives: The DFA Commodity Strategy Portfolio and the Subsidiary invests in commodity-linked derivative instruments, such as swap agreements, commodity options, futures, options on futures, and structured notes. The prices of commodity-linked derivative instruments may move in different directions than investments in traditional equity securities, fixed income securities and commodity spot prices. 4. Swap Agreements: The Portfolio may enter into swap agreements with respect to commodities, interest rates and indexes of commodities or securities, specific securities and commodities, and mortgage, credit and event-linked swaps, and to the extent the Portfolio may invest in foreign currency-denominated securities, may enter into swap agreements with respect to foreign currencies. The Portfolio may enter into swap transactions for any legal purpose consistent with its investment objective and policies, such as for the purpose of attempting to obtain or preserve a particular return or spread at a lower cost than obtaining a return or spread through purchases and/or sales of instruments in other markets, to seek to increase total return (speculation), to protect against currency fluctuations, as a duration management technique, to protect 184 against any increase in the price of securities the Portfolio anticipates purchasing at a later date, or to gain exposure to certain markets in the most economical way possible. Swap agreements are two-party contracts entered into primarily by institutional investors for periods ranging from a few weeks to more than one year. In a standard "swap" transaction, two parties agree to exchange the returns (or differentials in rates of return) earned or realized on particular predetermined investments or instruments, which may be adjusted for an interest factor. An investment in a commodity swap agreement, for example, may involve the exchange of floating-rate interest payments for the total return on a commodity index. In a total return commodity swap, the Portfolio will receive the price appreciation of a commodity index, a portion of the index, or a single commodity in exchange for paying an agreed-upon fee. The Portfolio may also enter into credit default swap agreements. The "buyer" in a credit default contract is obligated to pay the "seller" a periodic stream of payments over the term of the contract provided that no event of default on an underlying reference obligation has occurred. If an event of default occurs, the seller must pay the buyer the full notional value, or "par value," of the reference obligation in exchange for the reference obligation. The Portfolio may be either the buyer or seller in a credit default swap transaction. Credit default swap transactions involve greater risks than if the Portfolio had invested in the reference obligation directly. Most swap agreements entered into by the Portfolio will calculate the obligations of the parties to the agreement on a "net" basis, which means that the two payment streams are netted out, with the Portfolio receiving or paying, as the case may be, only the net amount of the two payments. The Portfolio's current obligations under a swap agreement will be accrued daily (offset against any amounts owed to the Portfolio) and any accrued but unpaid net amounts owed to a swap counterparty will be covered by the segregation of assets determined to be liquid to avoid any potential leveraging of the Portfolio's portfolio. Because they are two party contracts and because they may have terms of greater than seven days, swap agreements may be considered to be illiquid. The Portfolio bears the risk of loss of the amount expected to be received under a swap agreement in the event of the default or bankruptcy of a swap agreement counterparty beyond any collateral received. The types of swap agreements in which the Portfolio invests do not involve the delivery of securities, other underlying assets, or principal. Accordingly, the risk of loss is limited to the net amount of interest payments that the Portfolio is contractually obligated to make. Futures Activities: The Portfolio may enter into commodity, foreign currency, interest rate and commodity or securities index futures contracts and purchase and write (sell) related options traded on exchanges designated by the Commodity Futures Trading Commission ("CFTC") or, consistent with CFTC regulations, on foreign exchanges. 5. Futures Contracts: A commodity futures contract provides for the future sale by one party and the future purchase by the other party of a specified amount of a commodity, such as an energy, agricultural or metal commodity, at a specified price, date, time and place. A foreign currency futures contract provides for the future sale by one party and the future purchase by the other party of a certain amount of a specified non-U.S. currency at a specified price, date, time and place. An interest rate futures contract provides for the future sale by one party and the purchase by the other party of a certain amount of a specific interest rate sensitive financial instrument (debt security) at a specified price, date, time and place. Securities and commodities indexes are typically capitalization or production weighted, respectively. A securities index or commodities index futures contract is an agreement to be settled by delivery of an amount of cash equal to a specified multiplier times the difference between the value of the index at the close of the last trading day on the contract and the price at which the agreement is made. The clearing house of the exchange on which a futures contract is entered into becomes the counterparty to each purchaser and seller of the futures contract. The Portfolio is required to segregate with its futures commission merchant an amount of cash or securities acceptable to the broker equal to approximately 1% to 10% of the contract amount. This amount is known as "initial margin" and is in the nature of a performance bond or good faith deposit on the contract which is returned to the Portfolio upon termination of the futures contract, assuming all contractual obligations have been satisfied. Subsequent payments, known as "variation margin," to and from the broker, will be made daily as the currency, financial instrument 185 index underlying the futures contract fluctuates, making the long and short positions in the futures contract more or less valuable, a process known as "marking-to-market." As a result of the small margin deposit that is required, a small change in the market price of a futures contract can produce major losses. At any time prior to the expiration of a futures contract, the Portfolio may elect to close the position by taking an opposite position, which will operate to terminate the Portfolio's existing position in the contract. Positions in futures contracts and options on futures contracts (described below) may be closed out only on the exchange on which they were entered into (or through a linked exchange). However, there is no assurance that an active market will exist at any particular time. Once the daily fluctuation limit has been reached in a particular contract, most futures exchanges restrict trades at a price beyond that limit or trading may be suspended for specified periods during the day. Such restrictions prevent prompt liquidation of futures positions at an advantageous price and subjecting the Portfolio to substantial losses. In such event, and in the event of adverse price movements, the Portfolio would be required to make daily cash payments of variation margin. Losses incurred in futures transactions and the costs of these transactions will affect the Portfolio's performance. The price volatility of commodity futures contracts has been historically greater than that for traditional securities, such as stocks and bonds, and there are a variety of factors associated with commodity futures contracts which may subject the Portfolio's investments in the contracts to greater volatility than investments in traditional securities. 6. Options on Futures Contracts: The Portfolio may purchase and write put and call options on foreign currency, interest rate and stock and commodity index futures contracts and may enter into closing transactions with respect to such options to terminate existing positions. There is no guarantee that such closing transactions can be effected; the ability to establish and close out positions on such options will be subject to the existence of a liquid market. An option on a currency, interest rate or commodity or securities index futures contract, as contrasted with the direct investment in such a contract, gives the purchaser the right, in return for the premium paid, to assume a position in a futures contract at a specified exercise price at any time prior to the expiration date of the option. The writer of the option is required upon exercise to assume an offsetting futures position (a short position if the option is a call and a long position if the option is a put). Upon exercise of an option, the delivery of the futures position by the writer of the option to the holder of the option will be accompanied by delivery of the accumulated balance in the writer's futures margin account, which represents the amount by which the market price of the futures contract exceeds, in the case of a call, or is less than, in the case of a put, the exercise price of the option on the futures contract. The potential loss related to the purchase of an option on a futures contract is limited to the premium paid for the option (plus transaction costs). The value of the option changes daily, and that change would be reflected in the net asset value of the Portfolio. The Portfolio may enter into options and futures transactions for several purposes, including generating current income to offset expenses or increase return, and as hedges to reduce investment risk, generally by making an investment expected to move in the opposite direction of a portfolio position. A hedge is designed to offset a loss in a portfolio position with a gain in the hedged position; at the same time, however, a properly correlated hedge will result in a gain in the portfolio position being offset by a loss in the hedged position. 186 At October 31, 2012, Dimensional Cayman Commodity Fund I, LTD. had the following outstanding commodity-linked futures contracts (dollar amounts in thousands): Expiration Number of Contract Unrealized Description Date Contracts* Amount Gain (Loss) ----------- ---------- ---------- -------- ----------- Brent Crude Futures 01/31/13 9 $ 968 $(13) CBT Wheat Futures 05/16/13 32 1,418 10 Coffee 'C' Futures 12/31/12 6 348 (16) Copper Futures 12/31/12 16 1,407 -- Corn Futures 05/16/13 42 1,580 14 Cotton No. 2 Futures 12/20/12 8 280 (4) Gasoline RBOB Futures 01/30/13 6 656 (20) Gold 100oz Futures 12/20/12 12 2,063 68 Heating Oil Futures 04/29/13 6 749 (4) Lean Hogs Futures 12/18/12 13 407 25 Live Cattle Futures 12/18/12 15 756 1 LME Nickel Futures 12/19/12 5 485 (17) LME Prime Aluminum Futures 12/19/12 23 1,093 (13) LME Zinc Futures 12/19/12 14 648 (2) Natural Gas Futures 04/30/13 70 2,640 130 Silver Futures 12/31/12 4 646 53 Soybean Futures 03/18/13 40 3,048 (6) Soybean Oil Futures 05/23/13 22 678 (12) Sugar #11 Futures 05/15/13 29 632 (17) WTI Crude Futures 07/31/13 12 1,071 (28) ------- ---- $21,573 $149 ======= ==== Dimensional Cayman Commodity Fund I, LTD.'s securities have been segregated as collateral for open futures contracts. * During the year ended October 31, 2012 the Dimensional Cayman Commodity Fund I, LTD.'s average notional contract amount of outstanding futures contracts was $13,350 (in thousands). At October 31, 2012, Dimensional Cayman Commodity Fund I, LTD. had the following outstanding commodity index total return swaps (dollar amounts in thousands): Unrealized Expiration Notional Appreciation Counterparty Date Amount* (Depreciation) ------------ ---------- -------- -------------- Citibank, N.A. 12/31/12 USD $256,404 $ 485 Deutsche Bank AG, London Branch 11/28/12 USD 92,985 174 Deutsche Bank AG, London Branch 12/18/12 USD (25,000) 1,430 Deutsche Bank AG, London Branch 06/19/13 USD 25,000 (1,068) Deutsche Bank AG, London Branch 11/26/12 USD (23,025) (206) Deutsche Bank AG, London Branch 11/26/12 USD 21,870 304 UBS AG 01/29/13 USD 82,958 156 -------- ------- $431,192 $ 1,275 ======== ======= 187 * During the year ended October 31, 2012 the Portfolio's average notional value of outstanding swap contracts was $316,129 (in thousands). The following is a summary of the location of derivatives on the Portfolio's Statement of Assets and Liabilities as of October 31, 2012: Location on the Statements of Assets and Liabilities ----------------------------------------------------------------------------- Derivative Type Asset Derivatives Liability Derivatives --------------- ------------------------------------- ------------------------------------- Commodity Contracts Payables: Futures Margin Variation Foreign Exchange Contracts Unrealized Gain on Forward Currency Unrealized Loss on Forward Currency Contracts Contracts Other Contracts Unrealized Gain on Swap Contracts Unrealized Loss on Swap Contracts The following is a summary of the Portfolio's derivative instrument holdings categorized by primary risk exposure as of October 31, 2012 (amounts in thousands): Asset Derivatives Value ---------------------------- Total Value Foreign at Commodity Exchange Other Oct. 31, 2012 Contracts Contracts Contracts - ------------- --------- --------- --------- Dimensional Cayman Commodity Fund I, LTD. $ 2,740 $149* $42 $ 2,549 Liability Derivatives Value ---------------------------- Total Value Foreign at Exchange Other Oct. 31, 2012 Contracts Contracts ------------- ------------------- --------- Dimensional Cayman Commodity Fund I, LTD. $(2,814) $(1,540) $(1,274) * Includes cumulative appreciation (depreciation) of futures contracts. Only current day's margin variation is reported within the Statement of Assets and Liabilities. The following is a summary of the location on the Portfolio's Statement of Operations of realized and change in unrealized gains and losses from the Portfolio's derivative instrument holdings through the year ended October 31, 2012 (amounts in thousands): Location of Gain (Loss) on Derivative Type Derivatives Recognized in Income --------------- ------------------------------------- Commodity Contracts Net Realized Gain (Loss) on: Futures Change in Unrealized Appreciation (Depreciation) of: Futures Foreign Exchange Contracts Net Realized Gain (Loss) on: Foreign Currency Transactions Change in Unrealized Appreciation (Depreciation) of: Translation of Foreign Currency Denominated Amounts Other Contracts Net Realized Gain (Loss) on: Swap Contracts Change in Unrealized Appreciation (Depreciation) of: Swap Contracts 188 The following is a summary of the realized and change in unrealized gains and losses from the Portfolio's derivative instrument holdings categorized by primary risk exposure for the year ended October 31, 2012 (amounts in thousands): Realized Gain (Loss) on Derivatives Recognized in Income -------------------------------------- Foreign Commodity Exchange Other Total Contracts Contracts Contracts -------- --------- --------- --------- Dimensional Cayman Commodity Fund I, LTD. $(17,357) $(2,170) $ 1,964 $(17,151) Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in Income -------------------------------------- Foreign Commodity Exchange Other Total Contracts Contracts Contracts -------- --------- --------- --------- Dimensional Cayman Commodity Fund I, LTD. $ 1,958 $ 112 $(1,498) $ 3,344 I. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed to by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolio under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. There were no borrowings by the Portfolio under this line of credit during the year ended October 31, 2012. J. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information 189 related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. Other: At October 31, 2012, three shareholders held 87% of the outstanding shares of the Portfolio. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. DFA Commodity Strategy Portfolio is subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. M. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolio and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 190 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of DFA Commodity Strategy Portfolio and Board of Directors of DFA Investment Dimensions Group Inc.: In our opinion, the accompanying consolidated statement of assets and liabilities, including the consolidated schedule of investments, and the related consolidated statements of operations and of changes in net assets and the consolidated financial highlights present fairly, in all material respects, the financial position of DFA Commodity Strategy Portfolio and its subsidiary (one of the portfolios constituting DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolio") at October 31, 2012, the results of its operations for the year then ended, the changes in its net assets and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolio's management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians and brokers, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 191 DIMENSIONAL INVESTMENT GROUP INC. PERFORMANCE CHARTS DFA International Value Portfolio Class R2 vs. MSCI World ex USA Index (net dividends) April 30, 2008-October 31, 2012 DFA International Value MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio - Class R2 USA Index (net div.) --------- ---------- ----------- ----------------- ---------- ----------------------- -------------------- 2008-04-30 2008-05-31 0.00% 1.52% 04/2008 10000 10000 2008-05-31 2008-06-30 -9.94% -7.78% 05/2008 10000 10151.7473 2008-06-30 2008-07-31 -2.82% -3.56% 06/2008 9005.626951 9362.319226 2008-07-31 2008-08-31 -4.23% -3.87% 07/2008 8751.649225 9029.149518 2008-08-31 2008-09-30 -11.66% -14.44% 08/2008 8381.265038 8679.965473 2008-09-30 2008-10-31 -25.22% -20.80% 09/2008 7404.32448 7426.766859 2008-10-31 2008-11-30 -6.20% -5.42% 10/2008 5537.147002 5881.853535 2008-11-30 2008-12-31 7.70% 5.27% 11/2008 5193.758041 5562.881341 2008-12-31 2009-01-31 -13.84% -9.33% 12/2008 5593.526873 5856.130766 2009-01-31 2009-02-28 -12.44% -10.12% 01/2009 4819.37403 5309.712088 2009-02-28 2009-03-31 11.04% 6.59% 02/2009 4219.678167 4772.200545 2009-03-31 2009-04-30 18.22% 12.90% 03/2009 4685.541611 5086.667278 2009-04-30 2009-05-31 14.82% 12.65% 04/2009 5539.448726 5742.636539 2009-05-31 2009-06-30 -1.45% -1.04% 05/2009 6360.513261 6468.886016 2009-06-30 2009-07-31 11.78% 9.39% 06/2009 6268.441251 6401.898676 2009-07-31 2009-08-31 5.67% 4.79% 07/2009 7006.57292 7003.022114 2009-08-31 2009-09-30 5.19% 4.13% 08/2009 7404.028433 7338.644408 2009-09-30 2009-10-31 -4.12% -1.61% 09/2009 7788.557437 7641.425059 2009-10-31 2009-11-30 2.92% 2.47% 10/2009 7467.379811 7518.756328 2009-11-30 2009-12-31 1.09% 1.59% 11/2009 7685.321771 7704.789504 2009-12-31 2010-01-31 -5.83% -4.69% 12/2009 7769.192928 7827.612036 2010-01-31 2010-02-28 0.32% -0.10% 01/2010 7316.280335 7460.697378 2010-02-28 2010-03-31 7.92% 6.44% 02/2010 7339.506622 7453.220585 2010-03-31 2010-04-30 -1.76% -1.49% 03/2010 7920.4971 7933.009755 2010-04-30 2010-05-31 -11.66% -11.03% 04/2010 7780.928869 7814.726394 2010-05-31 2010-06-30 -1.79% -1.45% 05/2010 6873.735368 6952.373221 2010-06-30 2010-07-31 12.34% 9.24% 06/2010 6750.523978 6851.798755 2010-07-31 2010-08-31 -4.94% -2.99% 07/2010 7583.772914 7485.078183 2010-08-31 2010-09-30 10.83% 9.59% 08/2010 7209.414697 7261.351117 2010-09-30 2010-10-31 3.36% 3.56% 09/2010 7990.200894 7957.910109 2010-10-31 2010-11-30 -5.12% -4.23% 10/2010 8258.574053 8241.403697 2010-11-30 2010-12-31 9.33% 8.05% 11/2010 7836.116939 7892.384622 2010-12-31 2011-01-31 4.24% 2.15% 12/2010 8567.304672 8527.891765 2011-01-31 2011-02-28 3.29% 3.71% 01/2011 8930.681379 8711.598845 2011-02-28 2011-03-31 -2.80% -2.00% 02/2011 9224.17795 9034.62076 2011-03-31 2011-04-30 5.31% 5.45% 03/2011 8966.260639 8853.634675 2011-04-30 2011-05-31 -3.66% -2.96% 04/2011 9442.593235 9335.818148 2011-05-31 2011-06-30 -1.41% -1.42% 05/2011 9097.018606 9059.063804 2011-06-30 2011-07-31 -3.23% -1.65% 06/2011 8968.489466 8930.043361 2011-07-31 2011-08-31 -10.77% -8.45% 07/2011 8679.030283 8782.734618 2011-08-31 2011-09-30 -10.95% -10.04% 08/2011 7744.219476 8040.214867 2011-09-30 2011-10-31 9.55% 9.73% 09/2011 6896.004492 7232.79322 2011-10-31 2011-11-30 -3.28% -4.62% 10/2011 7554.584853 7936.207057 2011-11-30 2011-12-31 -2.74% -1.09% 11/2011 7306.424139 7569.453347 2011-12-31 2012-01-31 6.64% 5.40% 12/2011 7106.352978 7486.857424 2012-01-31 2012-02-29 5.21% 5.50% 01/2012 7578.503886 7891.074884 2012-02-29 2012-03-31 -0.84% -0.74% 02/2012 7973.568933 8324.914722 2012-03-31 2012-04-30 -3.60% -1.70% 03/2012 7906.619144 8263.299091 2012-04-30 2012-05-31 -12.41% -11.40% 04/2012 7622.000151 8123.046992 2012-05-31 2012-06-30 7.04% 6.55% 05/2012 6676.486208 7196.983824 2012-06-30 2012-07-31 -0.48% 1.25% 06/2012 7146.350142 7668.554475 2012-07-31 2012-08-31 4.15% 2.85% 07/2012 7111.94543 7764.038979 2012-08-31 2012-09-30 3.48% 3.04% 08/2012 7406.84296 7985.556671 2012-09-30 2012-10-31 1.22% 0.70% 09/2012 7664.940132 8228.010783 10/31/2012 7758.715959 8285.669913 One Year From 04/30/2008 -------- --------------- 2.70% -5.48% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. DFA International Value Portfolio Institutional Class vs. MSCI World ex USA Index (net dividends) October 31, 2002-October 31, 2012 DFA International Value MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio-Institutional Class USA Index (net div.) --------- ---------- ----------- ----------------- ---------- ----------------------------- -------------------- 2002-10-31 2002-11-30 6.00% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.57% -3.23% 11/2002 10599.76932 10460.38388 2002-12-31 2003-01-31 -3.37% -3.81% 12/2002 10327.68049 10122.31597 2003-01-31 2003-02-28 -1.97% -1.97% 01/2003 9979.947141 9736.633173 2003-02-28 2003-03-31 -2.46% -1.93% 02/2003 9782.898242 9544.699524 2003-03-31 2003-04-30 10.95% 9.60% 03/2003 9542.079235 9360.754077 2003-04-30 2003-05-31 7.57% 6.20% 04/2003 10586.83244 10259.0855 2003-05-31 2003-06-30 3.22% 2.43% 05/2003 11387.80989 10895.37242 2003-06-30 2003-07-31 4.50% 2.29% 06/2003 11754.16167 11160.05075 2003-07-31 2003-08-31 2.59% 2.58% 07/2003 12283.62841 11416.08512 2003-08-31 2003-09-30 3.84% 3.00% 08/2003 12601.30845 11710.45636 2003-09-30 2003-10-31 7.85% 6.26% 09/2003 13084.80116 12061.78555 2003-10-31 2003-11-30 2.09% 2.27% 10/2003 14112.21786 12817.10429 2003-11-30 2003-12-31 7.47% 7.67% 11/2003 14407.45254 13107.63318 2003-12-31 2004-01-31 2.53% 1.39% 12/2003 15483.80439 14112.72688 2004-01-31 2004-02-29 2.99% 2.30% 01/2004 15875.94985 14309.22909 2004-02-29 2004-03-31 1.56% 0.50% 02/2004 16351.2777 14638.3333 2004-03-31 2004-04-30 -3.01% -2.62% 03/2004 16605.58832 14711.61449 2004-04-30 2004-05-31 0.96% 0.47% 04/2004 16106.35087 14326.52241 2004-05-31 2004-06-30 4.14% 2.31% 05/2004 16260.87675 14393.48999 2004-06-30 2004-07-31 -3.69% -3.05% 06/2004 16933.74416 14725.88378 2004-07-31 2004-08-31 1.25% 0.42% 07/2004 16309.23728 14276.8102 2004-08-31 2004-09-30 3.19% 2.91% 08/2004 16513.403 14336.16895 2004-09-30 2004-10-31 3.83% 3.59% 09/2004 17040.98221 14754.05385 2004-10-31 2004-11-30 7.37% 6.65% 10/2004 17693.15303 15284.2776 2004-11-30 2004-12-31 4.98% 4.22% 11/2004 18997.49469 16300.75747 2004-12-31 2005-01-31 -1.04% -1.97% 12/2004 19942.94831 16989.40669 2005-01-31 2005-02-28 3.95% 4.45% 01/2005 19735.84378 16654.94269 2005-02-28 2005-03-31 -2.50% -2.27% 02/2005 20515.53144 17395.84581 2005-03-31 2005-04-30 -3.05% -2.55% 03/2005 20002.57057 17000.98254 2005-04-30 2005-05-31 0.13% 0.18% 04/2005 19393.10773 16567.48433 2005-05-31 2005-06-30 1.58% 1.63% 05/2005 19417.48624 16597.69751 2005-06-30 2005-07-31 4.45% 3.23% 06/2005 19723.3446 16869.00377 2005-07-31 2005-08-31 3.30% 2.76% 07/2005 20600.21215 17413.79488 2005-08-31 2005-09-30 2.79% 4.56% 08/2005 21279.47574 17894.53946 2005-09-30 2005-10-31 -1.53% -3.23% 09/2005 21873.30675 18711.18961 2005-10-31 2005-11-30 1.79% 2.65% 10/2005 21538.32134 18106.58452 2005-11-30 2005-12-31 4.86% 4.64% 11/2005 21922.93422 18586.07722 2005-12-31 2006-01-31 6.81% 6.32% 12/2005 22988.25211 19447.8385 2006-01-31 2006-02-28 0.93% -0.34% 01/2006 24554.76458 20677.90796 2006-02-28 2006-03-31 4.21% 3.17% 02/2006 24784.01031 20608.4637 2006-03-31 2006-04-30 5.03% 4.78% 03/2006 25828.35195 21262.03853 2006-04-30 2006-05-31 -4.04% -3.80% 04/2006 27127.41107 22278.72975 2006-05-31 2006-06-30 -0.69% -0.13% 05/2006 26032.12593 21432.31082 2006-06-30 2006-07-31 1.55% 0.94% 06/2006 25853.70737 21404.7152 2006-07-31 2006-08-31 3.40% 2.84% 07/2006 26254.23957 21605.26571 2006-08-31 2006-09-30 1.40% -0.08% 08/2006 27145.74672 22219.30598 2006-09-30 2006-10-31 4.42% 3.95% 09/2006 27525.69601 22201.41652 2006-10-31 2006-11-30 3.27% 2.98% 10/2006 28741.21819 23078.81278 2006-11-30 2006-12-31 3.89% 2.87% 11/2006 29682.26762 23766.23179 2006-12-31 2007-01-31 1.86% 0.61% 12/2006 30837.95238 24447.67862 2007-01-31 2007-02-28 -0.08% 0.80% 01/2007 31411.24765 24596.81523 2007-02-28 2007-03-31 3.21% 2.56% 02/2007 31384.58275 24793.58307 2007-03-31 2007-04-30 5.02% 4.55% 03/2007 32390.52649 25428.87548 2007-04-30 2007-05-31 3.41% 2.22% 04/2007 34018.05706 26585.83302 2007-05-31 2007-06-30 -0.73% 0.10% 05/2007 35178.67313 27176.22708 2007-06-30 2007-07-31 -2.79% -1.38% 06/2007 34921.77255 27203.4992 2007-07-31 2007-08-31 -1.16% -1.45% 07/2007 33946.07692 26827.45133 2007-08-31 2007-09-30 5.20% 5.68% 08/2007 33553.0884 26439.13227 2007-09-30 2007-10-31 4.82% 4.35% 09/2007 35299.35435 27941.23223 2007-10-31 2007-11-30 -6.08% -3.91% 10/2007 37002.33363 29155.8544 2007-11-30 2007-12-31 -2.18% -1.88% 11/2007 34754.40098 28015.69869 2007-12-31 2008-01-31 -8.10% -9.02% 12/2007 33996.95854 27489.05893 2008-01-31 2008-02-29 -1.30% 1.81% 01/2008 31243.09308 25010.60702 2008-02-29 2008-03-31 1.20% -1.43% 02/2008 30837.70172 25463.85563 2008-03-31 2008-04-30 4.44% 5.56% 03/2008 31208.57186 25100.36419 2008-04-30 2008-05-31 0.04% 1.52% 04/2008 32594.06452 26495.58367 2008-05-31 2008-06-30 -9.93% -7.78% 05/2008 32608.05939 26897.647 2008-06-30 2008-07-31 -2.83% -3.56% 06/2008 29370.82391 24806.01124 2008-07-31 2008-08-31 -4.22% -3.87% 07/2008 28539.43896 23923.25865 2008-08-31 2008-09-30 -11.67% -14.44% 08/2008 27335.36418 22998.07514 2008-09-30 2008-10-31 -25.09% -20.80% 09/2008 24144.95697 19677.65227 2008-10-31 2008-11-30 -6.14% -5.42% 10/2008 18087.08247 15584.31425 2008-11-30 2008-12-31 7.48% 5.27% 11/2008 16976.47214 14739.1788 2008-12-31 2009-01-31 -13.77% -9.33% 12/2008 18245.54429 15516.16027 2009-01-31 2009-02-28 -12.28% -10.12% 01/2009 15732.42393 14068.39209 2009-02-28 2009-03-31 10.86% 6.59% 02/2009 13800.37187 12644.22388 2009-03-31 2009-04-30 18.36% 12.90% 03/2009 15299.27245 13477.42184 2009-04-30 2009-05-31 14.87% 12.65% 04/2009 18108.74874 15215.45069 2009-05-31 2009-06-30 -1.50% -1.04% 05/2009 20801.77005 17139.69107 2009-06-30 2009-07-31 11.83% 9.39% 06/2009 20489.9563 16962.2042 2009-07-31 2009-08-31 5.68% 4.79% 07/2009 22914.45329 18554.91583 2009-08-31 2009-09-30 5.14% 4.13% 08/2009 24215.40289 19444.16669 2009-09-30 2009-10-31 -4.02% -1.61% 09/2009 25461.20336 20246.4017 2009-10-31 2009-11-30 2.92% 2.47% 10/2009 24436.81675 19921.38374 2009-11-30 2009-12-31 1.17% 1.59% 11/2009 25149.43352 20414.28949 2009-12-31 2010-01-31 -5.81% -4.69% 12/2009 25443.82537 20739.71496 2010-01-31 2010-02-28 0.31% -0.10% 01/2010 23966.44196 19767.55316 2010-02-28 2010-03-31 7.97% 6.44% 02/2010 24041.05729 19747.74296 2010-03-31 2010-04-30 -1.73% -1.49% 03/2010 25957.78491 21018.97237 2010-04-30 2010-05-31 -11.77% -11.03% 04/2010 25509.72188 20705.5737 2010-05-31 2010-06-30 -1.74% -1.45% 05/2010 22507.69958 18420.71863 2010-06-30 2010-07-31 12.47% 9.24% 06/2010 22116.59996 18154.24072 2010-07-31 2010-08-31 -4.94% -2.99% 07/2010 24875.49043 19832.15152 2010-08-31 2010-09-30 10.71% 9.59% 08/2010 23647.63258 19239.37361 2010-09-30 2010-10-31 3.55% 3.56% 09/2010 26180.33381 21084.94731 2010-10-31 2010-11-30 -5.11% -4.23% 10/2010 27108.82239 21836.08012 2010-11-30 2010-12-31 9.37% 8.05% 11/2010 25723.70008 20911.33371 2010-12-31 2011-01-31 4.24% 2.15% 12/2010 28133.66739 22595.14698 2011-01-31 2011-02-28 3.29% 3.71% 01/2011 29327.58798 23081.88961 2011-02-28 2011-03-31 -2.76% -2.00% 02/2011 30291.90846 23937.75502 2011-03-31 2011-04-30 5.32% 5.45% 03/2011 29456.56933 23458.22183 2011-04-30 2011-05-31 -3.61% -2.96% 04/2011 31022.26504 24735.79508 2011-05-31 2011-06-30 -1.40% -1.42% 05/2011 29901.71811 24002.51829 2011-06-30 2011-07-31 -3.23% -1.65% 06/2011 29484.57427 23660.6711 2011-07-31 2011-08-31 -10.72% -8.45% 07/2011 28532.45196 23270.36799 2011-08-31 2011-09-30 -10.94% -10.04% 08/2011 25473.17375 21303.01857 2011-09-30 2011-10-31 9.49% 9.73% 09/2011 22685.27339 19163.70779 2011-10-31 2011-11-30 -3.23% -4.62% 10/2011 24837.55649 21027.44381 2011-11-30 2011-12-31 -2.67% -1.09% 11/2011 24036.33538 20055.70845 2011-12-31 2012-01-31 6.72% 5.40% 12/2011 23393.74868 19836.86573 2012-01-31 2012-02-29 5.15% 5.50% 01/2012 24964.9706 20907.86348 2012-02-29 2012-03-31 -0.78% -0.74% 02/2012 26250.51581 22057.34745 2012-03-31 2012-04-30 -3.60% -1.70% 03/2012 26045.87111 21894.09324 2012-04-30 2012-05-31 -12.35% -11.40% 04/2012 25107.71092 21522.48712 2012-05-31 2012-06-30 7.04% 6.55% 05/2012 22007.01197 19068.8287 2012-06-30 2012-07-31 -0.41% 1.25% 06/2012 23556.58362 20318.28267 2012-07-31 2012-08-31 4.08% 2.85% 07/2012 23459.30936 20571.27444 2012-08-31 2012-09-30 3.55% 3.04% 08/2012 24415.8396 21158.19849 2012-09-30 2012-10-31 1.29% 0.70% 09/2012 25283.43726 21800.59481 10/31/2012 25609.25475 21953.36604 Five One Year Years Ten Years -------- ----- --------- 2.98% -7.10% 9.86% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. U.S. Large Company Portfolio vs. S&P 500(R) Index October 31, 2002-October 31, 2012 U.S. Large BeginDate EndDate FundReturns Benchmark0Returns EndDate Company Portfolio S&P 500 Index --------- ---------- ----------- ----------------- ---------- ----------------- ------------- 2002-10-31 2002-11-30 5.90% 5.89% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.97% -5.88% 11/2002 10589.92806 10588.59043 2002-12-31 2003-01-31 -2.62% -2.62% 12/2002 9957.757337 9966.404855 2003-01-31 2003-02-28 -1.49% -1.50% 01/2003 9697.234617 9705.285048 2003-02-28 2003-03-31 0.92% 0.97% 02/2003 9552.49977 9559.705772 2003-03-31 2003-04-30 8.28% 8.24% 03/2003 9640.806344 9652.530516 2003-04-30 2003-05-31 5.29% 5.27% 04/2003 10439.36711 10447.60945 2003-05-31 2003-06-30 1.30% 1.28% 05/2003 10991.1 10998.094 2003-06-30 2003-07-31 1.70% 1.76% 06/2003 11134.45866 11138.8696 2003-07-31 2003-08-31 1.93% 1.95% 07/2003 11323.91934 11335.24787 2003-08-31 2003-09-30 -1.13% -1.06% 08/2003 11542.52782 11556.2852 2003-09-30 2003-10-31 5.77% 5.66% 09/2003 11411.63565 11433.55746 2003-10-31 2003-11-30 0.85% 0.88% 10/2003 12069.99925 12080.3538 2003-11-30 2003-12-31 5.14% 5.24% 11/2003 12172.41137 12186.66091 2003-12-31 2004-01-31 1.84% 1.84% 12/2003 12798.33163 12825.72941 2004-01-31 2004-02-29 1.35% 1.39% 01/2004 13033.70324 13061.14532 2004-02-29 2004-03-31 -1.45% -1.51% 02/2004 13210.23195 13242.68797 2004-03-31 2004-04-30 -1.59% -1.57% 03/2004 13018.66304 13042.85581 2004-04-30 2004-05-31 1.38% 1.37% 04/2004 12812.25163 12838.08298 2004-05-31 2004-06-30 1.96% 1.94% 05/2004 12989.1757 13014.22147 2004-06-30 2004-07-31 -3.35% -3.31% 06/2004 13244.24124 13267.21794 2004-07-31 2004-08-31 0.35% 0.40% 07/2004 12800.30019 12828.07303 2004-08-31 2004-09-30 1.09% 1.08% 08/2004 12844.6943 12879.77016 2004-09-30 2004-10-31 1.49% 1.53% 09/2004 12985.21644 13019.25807 2004-10-31 2004-11-30 4.06% 4.05% 10/2004 13178.36039 13218.19233 2004-11-30 2004-12-31 3.38% 3.40% 11/2004 13713.22056 13753.0004 2004-12-31 2005-01-31 -2.43% -2.44% 12/2004 14177.08805 14221.015 2005-01-31 2005-02-28 2.17% 2.10% 01/2005 13832.40198 13874.37776 2005-02-28 2005-03-31 -1.81% -1.77% 02/2005 14132.129 14166.29467 2005-03-31 2005-04-30 -1.84% -1.90% 03/2005 13877.03017 13915.40959 2005-04-30 2005-05-31 3.09% 3.18% 04/2005 13621.71684 13651.43427 2005-05-31 2005-06-30 0.18% 0.14% 05/2005 14042.23291 14085.82291 2005-06-30 2005-07-31 3.75% 3.72% 06/2005 14067.64538 14105.82477 2005-07-31 2005-08-31 -0.93% -0.91% 07/2005 14595.37055 14630.56146 2005-08-31 2005-09-30 0.80% 0.81% 08/2005 14459.66979 14497.13074 2005-09-30 2005-10-31 -1.66% -1.67% 09/2005 14575.69574 14614.55749 2005-10-31 2005-11-30 3.81% 3.78% 10/2005 14333.27253 14370.93282 2005-11-30 2005-12-31 0.03% 0.04% 11/2005 14878.72476 14914.4415 2005-12-31 2006-01-31 2.66% 2.65% 12/2005 14882.49415 14919.66156 2006-01-31 2006-02-28 0.20% 0.27% 01/2006 15278.95404 15314.73419 2006-02-28 2006-03-31 1.26% 1.25% 02/2006 15309.45095 15356.23712 2006-03-31 2006-04-30 1.38% 1.34% 03/2006 15502.09639 15547.42228 2006-04-30 2006-05-31 -2.92% -2.88% 04/2006 15716.12928 15756.22416 2006-05-31 2006-06-30 0.20% 0.14% 05/2006 15257.48738 15302.76003 2006-06-30 2006-07-31 0.60% 0.62% 06/2006 15287.37212 15323.57178 2006-07-31 2006-08-31 2.40% 2.38% 07/2006 15379.55728 15418.11822 2006-08-31 2006-09-30 2.52% 2.58% 08/2006 15748.29792 15784.96351 2006-09-30 2006-10-31 3.25% 3.26% 09/2006 16145.28992 16191.74202 2006-10-31 2006-11-30 1.85% 1.90% 10/2006 16670.08901 16719.43089 2006-11-30 2006-12-31 1.44% 1.40% 11/2006 16978.79437 17037.43447 2006-12-31 2007-01-31 1.53% 1.51% 12/2006 17222.48265 17276.43134 2007-01-31 2007-02-28 -1.95% -1.96% 01/2007 17486.48825 17537.70592 2007-02-28 2007-03-31 1.06% 1.12% 02/2007 17144.83395 17194.68908 2007-03-31 2007-04-30 4.50% 4.43% 03/2007 17325.7434 17387.01168 2007-04-30 2007-05-31 3.44% 3.49% 04/2007 18104.77863 18157.17406 2007-05-31 2007-06-30 -1.61% -1.66% 05/2007 18728.00682 18790.77083 2007-06-30 2007-07-31 -3.14% -3.10% 06/2007 18425.59314 18478.59355 2007-07-31 2007-08-31 1.49% 1.50% 07/2007 17846.36888 17905.66827 2007-08-31 2007-09-30 3.75% 3.74% 08/2007 18112.49895 18174.07549 2007-09-30 2007-10-31 1.59% 1.59% 09/2007 18791.3635 18853.78591 2007-10-31 2007-11-30 -4.20% -4.18% 10/2007 19090.13831 19153.74965 2007-11-30 2007-12-31 -0.63% -0.69% 11/2007 18288.16381 18352.93137 2007-12-31 2008-01-31 -6.01% -6.00% 12/2007 18173.16771 18225.56203 2008-01-31 2008-02-29 -3.24% -3.25% 01/2008 17080.87801 17132.02831 2008-02-29 2008-03-31 -0.38% -0.43% 02/2008 16526.81802 16575.40871 2008-03-31 2008-04-30 4.83% 4.87% 03/2008 16464.39329 16503.80294 2008-04-30 2008-05-31 1.29% 1.30% 04/2008 17259.00687 17307.53814 2008-05-31 2008-06-30 -8.39% -8.43% 05/2008 17481.49867 17532.53614 2008-06-30 2008-07-31 -0.80% -0.84% 06/2008 16014.92457 16054.54334 2008-07-31 2008-08-31 1.41% 1.45% 07/2008 15887.18838 15919.52463 2008-08-31 2008-09-30 -8.81% -8.91% 08/2008 16110.72671 16149.72096 2008-09-30 2008-10-31 -16.72% -16.80% 09/2008 14692.09247 14710.61933 2008-10-31 2008-11-30 -7.09% -7.18% 10/2008 12235.38193 12239.97081 2008-11-30 2008-12-31 1.09% 1.06% 11/2008 11368.30762 11361.7529 2008-12-31 2009-01-31 -8.33% -8.43% 12/2008 11492.64848 11482.64196 2009-01-31 2009-02-28 -10.63% -10.65% 01/2009 10534.92778 10514.81106 2009-02-28 2009-03-31 8.77% 8.76% 02/2009 9414.881527 9395.193977 2009-03-31 2009-04-30 9.57% 9.57% 03/2009 10240.85997 10218.16778 2009-04-30 2009-05-31 5.68% 5.59% 04/2009 11220.84657 11196.14862 2009-05-31 2009-06-30 0.13% 0.20% 05/2009 11857.83786 11822.34921 2009-06-30 2009-07-31 7.61% 7.56% 06/2009 11872.67009 11845.75746 2009-07-31 2009-08-31 3.60% 3.61% 07/2009 12775.84693 12741.73881 2009-08-31 2009-09-30 3.75% 3.73% 08/2009 13235.64605 13201.71558 2009-09-30 2009-10-31 -1.92% -1.86% 09/2009 13731.58842 13694.4036 2009-10-31 2009-11-30 6.00% 6.00% 10/2009 13467.51941 13440.00171 2009-11-30 2009-12-31 1.93% 1.93% 11/2009 14276.23074 14246.13301 2009-12-31 2010-01-31 -3.54% -3.60% 12/2009 14551.92186 14521.3683 2010-01-31 2010-02-28 3.08% 3.10% 01/2010 14036.95659 13999.03468 2010-02-28 2010-03-31 6.06% 6.03% 02/2010 14468.86295 14432.68278 2010-03-31 2010-04-30 1.52% 1.58% 03/2010 15345.50396 15303.60859 2010-04-30 2010-05-31 -8.02% -7.99% 04/2010 15578.76895 15545.20666 2010-05-31 2010-06-30 -5.23% -5.23% 05/2010 14329.13507 14303.92191 2010-06-30 2010-07-31 7.01% 7.01% 06/2010 13580.01764 13555.1402 2010-07-31 2010-08-31 -4.48% -4.51% 07/2010 14532.1222 14504.85399 2010-08-31 2010-09-30 8.89% 8.92% 08/2010 13880.68224 13850.04686 2010-09-30 2010-10-31 3.78% 3.80% 09/2010 15114.81898 15086.08045 2010-10-31 2010-11-30 0.00% 0.01% 10/2010 15685.82325 15660.09072 2010-11-30 2010-12-31 6.68% 6.68% 11/2010 15685.82326 15662.09521 2010-12-31 2011-01-31 2.42% 2.37% 12/2010 16734.28613 16708.8087 2011-01-31 2011-02-28 3.35% 3.43% 01/2011 17139.9658 17104.82417 2011-02-28 2011-03-31 0.12% 0.04% 02/2011 17714.67865 17690.81834 2011-03-31 2011-04-30 2.87% 2.96% 03/2011 17735.22244 17697.8416 2011-04-30 2011-05-31 -1.12% -1.13% 04/2011 18243.88083 18221.96318 2011-05-31 2011-06-30 -1.70% -1.67% 05/2011 18040.41748 18015.70878 2011-06-30 2011-07-31 -2.02% -2.03% 06/2011 17734.49579 17715.40493 2011-07-31 2011-08-31 -5.39% -5.43% 07/2011 17376.73939 17355.17988 2011-08-31 2011-09-30 -7.08% -7.03% 08/2011 16439.75835 16412.42916 2011-09-30 2011-10-31 10.99% 10.93% 09/2011 15275.85169 15258.66821 2011-10-31 2011-11-30 -0.30% -0.22% 10/2011 16954.14033 16926.33384 2011-11-30 2011-12-31 1.08% 1.02% 11/2011 16902.76415 16888.94356 2011-12-31 2012-01-31 4.44% 4.48% 12/2011 17086.04496 17061.70057 2012-01-31 2012-02-29 4.26% 4.32% 01/2012 17845.42473 17826.32068 2012-02-29 2012-03-31 3.35% 3.29% 02/2012 18604.80451 18597.14861 2012-03-31 2012-04-30 -0.63% -0.63% 03/2012 19227.7994 19209.16218 2012-04-30 2012-05-31 -6.07% -6.01% 04/2012 19106.65215 19088.60547 2012-05-31 2012-06-30 4.13% 4.12% 05/2012 17947.09989 17941.38029 2012-06-30 2012-07-31 1.40% 1.39% 06/2012 18688.93285 18680.60498 2012-07-31 2012-08-31 2.20% 2.25% 07/2012 18949.95146 18940.05976 2012-08-31 2012-09-30 2.58% 2.58% 08/2012 19367.58125 19366.64291 2012-09-30 2012-10-31 -1.85% -1.85% 09/2012 19867.87774 19867.11129 10/31/2012 19500.60184 19500.27841 One Year Five Years Ten Years -------- ---------- --------- 15.02% 0.43% 6.91% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. 192 DIMENSIONAL INVESTMENT GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- MSCI World ex USA Index........... 4.40% MSCI World ex USA Small Cap Index. 4.86% MSCI World ex USA Value Index..... 4.74% MSCI World ex USA Growth Index.... 3.99% -------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- United Kingdom.................... 8.61% 8.41% Japan............................. -0.86% -3.28% Canada............................ 3.34% 2.69% France............................ 10.04% 2.23% Australia......................... 10.20% 7.71% Switzerland....................... 17.41% 9.79% Germany........................... 18.18% 9.79% Spain............................. -6.40% -13.04% Sweden............................ 9.26% 6.47% Hong Kong......................... 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 193 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- MSCI Emerging Markets Index........... 2.63% MSCI Emerging Markets Small Cap Index. 3.74% MSCI Emerging Markets Value Index..... 1.36% MSCI Emerging Markets Growth Index.... 3.89% -------- The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Emerging Markets by Market Cap Return Return ------------------------------------------ -------- ----------- China........................ 7.71% 7.92% South Korea.................. 1.71% 3.35% Brazil....................... 4.65% -12.68% Taiwan....................... -1.78% 0.59% South Africa................. 17.70% 6.84% India........................ 5.24% -4.73% Russia....................... -1.42% -4.50% Mexico....................... 16.32% 17.03% Malaysia..................... 11.39% 12.19% Indonesia.................... 12.64% 3.82% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Master-Feeder Structure The Portfolio described below, called a "Feeder Fund," does not buy individual securities directly; instead, the Portfolio invests in a corresponding fund called a "Master Fund." The Master Fund, in turn, purchases stocks and/or other securities. INTERNATIONAL EQUITY PORTFOLIO PERFORMANCE OVERVIEW DFA International Value Portfolio The DFA International Value Portfolio seeks to capture the returns of international large company value stocks by purchasing shares of The DFA International Value Series, a Master Fund that invests in such stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Master Fund held approximately 530 securities in 23 developed countries. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ending October 31, 2012, total returns were 2.70% for the Portfolio's Class R2 shares, 2.98% for the Portfolio's Institutional Class shares, and 4.40% for the MSCI World ex USA Index (net dividends). The Master Fund focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed during the period. The Master Fund had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in 194 Japan significantly underperformed. As the Master Fund has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Master Fund and the Index contributed to relative performance. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. U.S. Equity Market Review 12 Months Ended October 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 3000(R) Index........................ 14.75% Russell Microcap(R) Index (micro cap stocks). 16.49% Russell 2000(R) Index (small cap stocks)..... 12.08% Russell 1000(R) Index (large cap stocks)..... 14.97% Dow Jones US Select REIT Index............... 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 2000(R) Value Index (small cap value stocks)... 14.47% Russell 2000(R) Growth Index (small cap growth stocks). 9.70% Russell 1000(R) Value Index (large cap value stocks)... 16.89% Russell 1000(R) Growth Index (large cap growth stocks). 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. 195 Domestic Equity Portfolio Performance Overview U.S. Large Company Portfolio The U.S. Large Company Portfolio seeks to approximate the returns of the S&P 500(R) Index by investing in S&P 500(R) Index securities in approximately the same proportions as they are represented in the Index. In addition to individual stocks, the Portfolio uses futures to gain market exposure for uninvested cash. The Portfolio was mostly invested in equities or equivalents throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, the total return was 15.02% for the Portfolio and 15.21% for the S&P 500(R) Index. The Portfolio's return is net of fees and expenses. The impact of fees and expenses was primarily responsible for the performance difference. 196 DIMENSIONAL INVESTMENT GROUP INC. DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets.This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund.You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* - --------- --------- ---------- -------- DFA International Value Portfolio** Actual Fund Return Class R2 Shares.. $1,000.00 $1,017.93 0.71% $3.60 Institutional Class Shares....... $1,000.00 $1,019.96 0.45% $2.28 Hypothetical 5% Annual Return Class R2 Shares.................. $1,000.00 $1,021.57 0.71% $3.61 Institutional Class Shares....... $1,000.00 $1,022.87 0.45% $2.29 197 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* - --------- --------- ---------- -------- U.S. Large Company Portfolio Actual Fund Return $1,000.00 $1,020.62 0.10% $0.51 Hypothetical 5% Annual Return $1,000.00 $1,024.63 0.10% $0.51 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. ** The Portfolio is a Feeder Fund. The expenses shown reflect the direct expenses of the Feeder Fund and the indirect payment of the Feeder Fund's portion of the expenses of its Master Fund (Affiliated Investment Company). 198 DIMENSIONAL INVESTMENT GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For Dimensional Investment Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. Dimensional Investment Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories of industry classification for the Affiliated Investment Company is represented in the Disclosure of Portfolio Holdings, which is included elsewhere within the report. Refer to the Summary Schedule of Portfolio Holdings for the underlying Master Fund's holdings which reflects the investments by country. FEEDER FUND Affiliated Investment Companies - ------------------------------- DFA International Value Portfolio. 100.0% DOMESTIC EQUITY PORTFOLIO U.S. Large Company Portfolio Consumer Discretionary........ 11.1% Consumer Staples.............. 10.9% Energy........................ 11.3% Financials.................... 13.1% Health Care................... 12.2% Industrials................... 9.9% Information Technology........ 19.1% Materials..................... 3.5% Real Estate Investment Trusts. 2.1% Telecommunication Services.... 3.2% Utilities..................... 3.6% ----- 100.0% 199 DFA INTERNATIONAL VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Value+ - -------------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The DFA International Value Series of The DFA Investment Trust Company....................................... $5,488,430,964 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $5,225,492,365)..................................... $5,488,430,964 ============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 200 U.S. LARGE COMPANY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (87.9%) Consumer Discretionary -- (9.8%) *Amazon.com, Inc..................... 115,612 $ 26,916,786 0.7% #Comcast Corp. Class A............... 855,404 32,086,204 0.8% Home Depot, Inc. (The).............. 481,897 29,578,838 0.7% #McDonald's Corp..................... 322,373 27,981,976 0.7% #Walt Disney Co. (The)............... 573,590 28,146,061 0.7% Other Securities.................... 304,177,178 7.5% ------------ ---- Total Consumer Discretionary............ 448,887,043 11.1% ------------ ---- Consumer Staples -- (9.6%) Altria Group, Inc................... 649,853 20,665,325 0.5% #Coca-Cola Co. (The)................. 1,237,685 46,017,128 1.1% #CVS Caremark Corp................... 406,706 18,871,158 0.5% #PepsiCo, Inc........................ 497,507 34,447,385 0.8% #Philip Morris International, Inc.... 538,889 47,724,010 1.2% Procter & Gamble Co. (The).......... 880,482 60,964,574 1.5% #Wal-Mart Stores, Inc................ 537,291 40,307,571 1.0% Other Securities.................... 172,123,444 4.3% ------------ ---- Total Consumer Staples.................. 441,120,595 10.9% ------------ ---- Energy -- (9.9%) Chevron Corp........................ 627,254 69,129,663 1.7% ConocoPhillips...................... 388,264 22,461,072 0.6% #Exxon Mobil Corp.................... 1,475,617 134,532,002 3.3% Occidental Petroleum Corp........... 258,922 20,444,481 0.5% Schlumberger, Ltd................... 424,221 29,496,086 0.7% Other Securities.................... 179,270,354 4.5% ------------ ---- Total Energy............................ 455,333,658 11.3% ------------ ---- Financials -- (11.5%) #American Express Co................. 315,290 17,646,781 0.4% Bank of America Corp................ 3,445,163 32,108,919 0.8% *Berkshire Hathaway, Inc. Class B.... 586,237 50,621,565 1.3% #Citigroup, Inc...................... 937,452 35,051,330 0.9% #Goldman Sachs Group, Inc. (The)..... 144,063 17,631,871 0.4% JPMorgan Chase & Co................. 1,214,380 50,615,358 1.3% #U.S. Bancorp........................ 605,886 20,121,474 0.5% Wells Fargo & Co.................... 1,570,400 52,906,776 1.3% Other Securities.................... 251,683,942 6.2% ------------ ---- Total Financials........................ 528,388,016 13.1% ------------ ---- Health Care -- (10.7%) #Abbott Laboratories................. 501,682 32,870,205 0.8% #Amgen, Inc.......................... 246,397 21,324,428 0.5% #Bristol-Myers Squibb Co............. 536,746 17,846,805 0.4% #Johnson & Johnson................... 881,366 62,418,340 1.6% Merck & Co., Inc.................... 973,623 44,426,418 1.1% #Pfizer, Inc......................... 2,387,836 59,385,481 1.5% UnitedHealth Group, Inc............. 330,134 18,487,504 0.5% Other Securities.................... 235,341,303 5.8% ------------ ---- Total Health Care....................... 492,100,484 12.2% ------------ ---- Industrials -- (8.7%) 3M Co............................... 203,319 17,810,744 0.4% Caterpillar, Inc.................... 208,835 17,711,296 0.4% General Electric Co................. 3,375,438 71,086,724 1.8% #Union Pacific Corp.................. 151,401 18,626,865 0.5% 201 U.S. LARGE COMPANY PORTFOLIO CONTINUED Percentage Shares Value+ of Net Assets** ----------- -------------- --------------- Industrials -- (Continued) United Parcel Service, Inc. Class B......................................... 229,794 $ 16,832,410 0.4% #United Technologies Corp.................................................... 268,160 20,959,386 0.5% Other Securities............................................................ 238,307,526 5.9% -------------- ----- Total Industrials............................................................... 401,334,951 9.9% -------------- ----- Information Technology -- (16.8%) Apple, Inc.................................................................. 299,668 178,332,427 4.4% #*Cisco Systems, Inc.......................................................... 1,691,120 28,985,797 0.7% *eBay, Inc................................................................... 370,763 17,904,145 0.4% *Google, Inc. Class A........................................................ 84,681 57,563,603 1.4% #Intel Corp.................................................................. 1,599,353 34,586,009 0.9% International Business Machines Corp........................................ 343,401 66,801,797 1.7% #Microsoft Corp.............................................................. 2,411,994 68,826,249 1.7% Oracle Corp................................................................. 1,217,449 37,801,791 0.9% QUALCOMM, Inc............................................................... 544,524 31,895,493 0.8% Visa, Inc................................................................... 167,087 23,184,992 0.6% Other Securities............................................................ 225,960,051 5.6% -------------- ----- Total Information Technology.................................................... 771,842,354 19.1% -------------- ----- Materials -- (3.1%) Other Securities............................................................ 141,009,003 3.5% -------------- ----- Real Estate Investment Trusts -- (1.8%) Other Securities............................................................ 83,664,162 2.1% -------------- ----- Telecommunication Services -- (2.8%) AT&T, Inc................................................................... 1,844,227 63,791,812 1.6% Verizon Communications, Inc................................................. 910,725 40,654,764 1.0% Other Securities............................................................ 23,537,946 0.6% -------------- ----- Total Telecommunication Services................................................ 127,984,522 3.2% -------------- ----- Utilities -- (3.2%) Other Securities............................................................ 146,566,901 3.6% -------------- ----- TOTAL COMMON STOCKS............................................................. 4,038,231,689 100.0% -------------- ----- TEMPORARY CASH INVESTMENTS -- (0.0%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares......... 1,129,582 1,129,582 0.0% -------------- ----- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.1%) (S)@DFA Short Term Investment Fund.............................................. 47,921,323 554,449,706 13.7% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,507,276 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,511,812) to be repurchased at $1,463,350.................................................. $ 1,463 1,463,338 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL............................................. 555,913,044 13.8% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $3,051,408,570)......................................................... $4,595,274,315 113.8% ============== ===== 202 U.S. LARGE COMPANY PORTFOLIO CONTINUED Summary of the Porfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary. $ 448,887,043 -- -- $ 448,887,043 Consumer Staples....... 441,120,595 -- -- 441,120,595 Energy................. 455,333,658 -- -- 455,333,658 Financials............. 528,388,016 -- -- 528,388,016 Health Care............ 492,100,484 -- -- 492,100,484 Industrials............ 401,334,951 -- -- 401,334,951 Information Technology. 771,842,354 -- -- 771,842,354 Materials.............. 141,009,003 -- -- 141,009,003 Real Estate Investment Trusts.... 83,664,162 -- -- 83,664,162 Telecommunication Services............. 127,984,522 -- -- 127,984,522 Utilities.............. 146,566,901 -- -- 146,566,901 Temporary Cash Investments............. 1,129,582 -- -- 1,129,582 Securities Lending Collateral.............. -- $555,913,044 -- 555,913,044 Futures Contracts**....... (55,002) -- -- (55,002) -------------- ------------ -- -------------- TOTAL..................... $4,039,306,269 $555,913,044 -- $4,595,219,313 ============== ============ == ============== ** Not reflected in the Summary Schedule of Portfolio Holdings, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 203 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES October 31, 2012 (Amounts in thousands, except share and per share amounts) DFA International U.S. Large Value Company Portfolio Portfolio -------------- ------------ ASSETS: Investments in Affiliated Investment Company at Value......................................... $ 5,488,431 -- Investments at Value (including $0 and $542,644 of securities on loan, respectively).......... -- $ 4,038,232 Temporary Cash Investments at Value & Cost...... -- 1,130 Collateral Received from Securities on Loan at Value & Cost.................................. -- 1,463 Affiliated Collateral Received from Securities on Loan at Value & Cost....................... -- 554,450 Cash............................................ -- 151 Receivables: Dividends and Interest....................... -- 4,811 Securities Lending Income.................... -- 42 Fund Shares Sold............................. 11,620 2,146 Prepaid Expenses and Other Assets............... 47 49 -------------- ------------ Total Assets............................. 5,500,098 4,602,474 -------------- ------------ LIABILITIES: Payables: Upon Return of Securities Loaned............. -- 555,913 Affiliated Investment Company Purchased...... 5,618 -- Fund Shares Redeemed......................... 6,002 8,506 Due to Advisor............................... 916 281 Futures Margin Variation..................... -- 12 Accrued Expenses and Other Liabilities.......... 267 426 -------------- ------------ Total Liabilities........................ 12,803 565,138 -------------- ------------ NET ASSETS...................................... $ 5,487,295 $ 4,037,336 ============== ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE: Class R2 Shares -- based on net assets of $6,407 and $0 and sharesoutstanding of 407,575 and 0, respectively................... $ 15.72 N/A ============== ============ NUMBER OF SHARES AUTHORIZED..................... 100,000,000 N/A ============== ============ Institutional Class Shares -- based on net assets of $5,480,888 and $4,037,336 and shares outstanding of 348,729,357 and 362,014,028,respectively...................... $ 15.72 $ 11.15 ============== ============ NUMBER OF SHARES AUTHORIZED..................... 1,500,000,000 900,000,000 ============== ============ Investment in Affiliated Investment Company at Cost.......................................... $ 5,225,492 $ -- -------------- ------------ Investments at Cost............................. $ -- $ 2,494,366 ============== ============ NET ASSETS CONSIST OF: Paid-In Capital................................. $ 6,104,959 $ 3,069,449 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)....................................... 27,224 12,249 Accumulated Net Realized Gain (Loss)............ (907,779) (588,173) Net Unrealized Foreign Exchange Gain (Loss)..... (48) -- Net Unrealized Appreciation (Depreciation)...... 262,939 1,543,811 -------------- ------------ NET ASSETS...................................... $ 5,487,295 $ 4,037,336 ============== ============ See accompanying Notes to Financial Statements. 204 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) DFA International U.S. Large Value Company Portfolio* Portfolio ------------- ---------- Investment Income Dividends (Net of Foreign Taxes Withheld of $15,813 and $0, respectively)................... $199,285 $ 86,573 Interest.......................................... 2 92 Income from Securities Lending.................... 10,265 832 Expenses Allocated from Affiliated Investment Company......................................... (12,433) -- -------- -------- Total Investment Income....................... 197,119 87,497 -------- -------- Expenses Investment Advisory Services Fees................. -- 994 Administrative Services Fees...................... 10,513 1,987 Accounting & Transfer Agent Fees.................. 74 429 Shareholder Servicing Fees -- Class R2 Shares..... 16 -- S&P 500(R) Fees................................... -- 101 Custodian Fees.................................... -- 49 Filing Fees....................................... 122 79 Shareholders' Reports............................. 176 110 Directors'/Trustees' Fees & Expenses.............. 45 34 Professional Fees................................. 99 155 Other............................................. 53 57 -------- -------- Total Expenses................................ 11,098 3,995 -------- -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)........................................ -- (21) -------- -------- Net Expenses...................................... 11,098 3,974 -------- -------- Net Investment Income (Loss)...................... 186,021 83,523 -------- -------- Realized and Unrealized Gain (Loss) Capital Gain Distributions Received from Investment Securities........................... -- 543 Net Realized Gain (Loss) on: Investment Securities Sold................................. 74,190 68,937 Futures....................................... -- 12,993 Foreign Currency Transactions................. (951) -- Change in Unrealized Appreciation (Depreciation) of:.............................. Investment Securities and Foreign Currency.................................... (96,127) 393,550 Futures....................................... -- (3,799) Translation of Foreign Currency Denominated Amounts......................... (209) -- -------- -------- Net Realized and Unrealized Gain (Loss)........... (23,097) 472,224 -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations $162,924 $555,747 ======== ======== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). See accompanying Notes to Financial Statements. 205 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) DFA International U.S. Large Value Portfolio Company Portfolio ----------------------- ---------------------- Year Year Year Year Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 ----------- ---------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 186,021 $ 179,582 $ 83,523 $ 75,394 Capital Gain Distributions Received from Investment Securities.................... -- -- 543 -- Net Realized Gain (Loss) on: Investment Securities Sold.................. 74,190 112,233 68,937 (44,142) Futures..................................... -- -- 12,993 2,851 Foreign Currency Transactions............... (951) 364 -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.......................... (96,127) (767,465) 393,550 251,680 Futures..................................... -- -- (3,799) 2,298 Translation of Foreign Currency Denominated Amounts....................... (209) (353) -- -- ----------- ---------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 162,924 (475,639) 555,747 288,081 ----------- ---------- ---------- ---------- Distributions From: Net Investment Income: Class R2 Shares.......................... (205) (172) -- -- Institutional Class Shares............... (180,761) (172,488) (81,785) (74,515) ----------- ---------- ---------- ---------- Total Distributions.................. (180,966) (172,660) (81,785) (74,515) ----------- ---------- ---------- ---------- Capital Share Transactions (1): Shares Issued............................... 1,339,320 1,450,393 610,737 651,122 Shares Issued in Lieu of Cash Distributions............................. 168,269 162,689 70,255 62,748 Shares Redeemed............................. (1,295,677) (834,167) (879,631) (878,396) ----------- ---------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions....................... 211,912 778,915 (198,639) (164,526) ----------- ---------- ---------- ---------- Total Increase (Decrease) in Net Assets...................... 193,870 130,616 275,323 49,040 Net Assets...................................... Beginning of Period......................... 5,293,425 5,162,809 3,762,013 3,712,973 ----------- ---------- ---------- ---------- End of Period............................... $ 5,487,295 $5,293,425 $4,037,336 $3,762,013 =========== ========== ========== ========== (1) Shares Issued and Redeemed:................. Shares Issued............................... 89,258 82,666 57,663 65,475 Shares Issued in Lieu of Cash Distributions............................. 11,721 9,157 6,768 6,398 Shares Redeemed............................. (86,334) (47,291) (82,571) (89,099) Shares Reduced by Reverse Stock Split (Note G)............................ -- (2) -- -- ----------- ---------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed............. 14,645 44,530 (18,140) (17,226) =========== ========== ========== ========== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)............................... $ 27,224 $ 22,345 $ 12,249 $ 10,511 See accompanying Notes to Financial Statements. 206 DIMENSIONAL INVESTMENT GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) DFA International Value Portfolio- Class R2 Shares+ --------------------------------------------------- Year Year Year Year Period Ended Ended Ended Ended April 30, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2008(a) to 2012 2011 2010 2009 Oct. 31, 2008 -------- -------- -------- -------- ------------- Net Asset Value, Beginning of Period.............. $15.83 $17.82 $17.13 $13.58 $ 26.31 ------ ------ ------ ------ ------- Income from Investment Operations --------------------------------- Net Investment Income (Loss) (A)............... 0.51 0.53 0.37 0.42 0.66 Net Gains (Losses) on Securities (Realizedand Unrealized).................................. (0.13) (2.00) 1.29 4.10 (11.73) ------ ------ ------ ------ ------- Total from Investment Operations........... 0.38 (1.47) 1.66 4.52 (11.07) ------ ------ ------ ------ ------- Less Distributions ------------------ Net Investment Income.......................... (0.49) (0.52) (0.97) (0.97) (1.66) Net Realized Gains............................. -- -- -- -- -- ------ ------ ------ ------ ------- Total Distributions........................ (0.49) (0.52) (0.97) (0.97) (1.66) ------ ------ ------ ------ ------- Net Asset Value, End of Period.................... $15.72 $15.83 $17.82 $17.13 $ 13.58 ====== ====== ====== ====== ======= Total Return...................................... 2.70% (8.53)% 10.60% 34.86% (44.63)%(C) ------ ------ ------ ------ ------- Net Assets, End of Period (thousands)............. $6,407 $6,102 $4,952 $3,443 $ 3,372 Ratio of Expenses to Average Net Assets (D)....... 0.71% 0.71% 0.72% 0.74% 0.73%(B)(E) Ratio of Net Investment Income to Average Net Assets.......................................... 3.33% 2.97% 2.11% 2.96% 7.47%(B)(E) DFA International Value Portfolio- Institutional Class Shares --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.............. $ 15.83 $ 17.81 $ 16.46 $ 12.54 $ 25.51 $ 22.71 ---------- ---------- ---------- ---------- ---------- ---------- Income from Investment Operations --------------------------------- Net Investment Income (Loss) (A)............... 0.54 0.58 0.39 0.40 0.74 0.72 Net Gains (Losses) on Securities (Realizedand Unrealized).................................. (0.12) (1.99) 1.34 3.92 (12.44) 3.09 ---------- ---------- ---------- ---------- ---------- ---------- Total from Investment Operations........... 0.42 (1.41) 1.73 4.32 (11.70) 3.81 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions ------------------ Net Investment Income.......................... (0.53) (0.57) (0.38) (0.40) (0.78) (0.63) Net Realized Gains............................. -- -- -- -- (0.49) (0.38) ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........................ (0.53) (0.57) (0.38) (0.40) (1.27) (1.01) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.................... $ 15.72 $ 15.83 $ 17.81 $ 16.46 $ 12.54 $ 25.51 ========== ========== ========== ========== ========== ========== Total Return...................................... 2.98% (8.26)% 10.94% 35.11% (47.96)%(C) 17.09% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)............. $5,480,888 $5,287,323 $5,157,857 $4,437,846 $3,350,073 $6,262,069 Ratio of Expenses to Average Net Assets (D)....... 0.45% 0.45% 0.45% 0.46% 0.44%(B) 0.44% Ratio of Net Investment Income to Average Net Assets.......................................... 3.54% 3.26% 2.34% 3.00% 3.86%(B) 2.89% + All per share amounts and net assets values prior to November 19, 2010 have been adjusted as a result of the reverse stock split on November 19, 2010. (Note G) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 207 DIMENSIONAL INVESTMENT GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) U.S. Large Company Portfolio ------------------------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 ---------- ---------- ---------- -------- ------------- ---------- Net Asset Value, Beginning of Period........ $ 9.90 $ 9.34 $ 8.16 $ 7.62 $ 11.63 $ 11.00 ---------- ---------- ---------- -------- -------- ---------- Income from Investment Operations Net Investment Income (Loss) (A)......... 0.22 0.19 0.18 0.18 0.20 0.22 Net Gains (Losses) on Securities (Realized and Unrealized).............. 1.25 0.56 1.15 0.55 (3.99) 0.62 ---------- ---------- ---------- -------- -------- ---------- Total from Investment Operations..... 1.47 0.75 1.33 0.73 (3.79) 0.84 ---------- ---------- ---------- -------- -------- ---------- Less Distributions Net Investment Income.................... (0.22) (0.19) (0.15) (0.19) (0.22) (0.21) ---------- ---------- ---------- -------- -------- ---------- Total Distributions.................. (0.22) (0.19) (0.15) (0.19) (0.22) (0.21) ---------- ---------- ---------- -------- -------- ---------- Net Asset Value, End of Period.............. $ 11.15 $ 9.90 $ 9.34 $ 8.16 $ 7.62 $ 11.63 ========== ========== ========== ======== ======== ========== Total Return................................ 15.02% 8.09% 16.47% 10.07% (33.10)%(C) 7.71% ---------- ---------- ---------- -------- -------- ---------- Net Assets, End of Period (thousands)....... $4,037,336 $3,762,013 $3,712,973 $785,689 $729,218 $1,002,142 Ratio of Expenses to Average Net Assets..... 0.10% 0.10% 0.10%** 0.10%(D) 0.10%(B)(D) 0.10%(D) Ratio of Expenses to Average Net Assets (Excluding Waiversand Assumption of Expenses and/or Recovery of Previously Waived Fees).............................. 0.10% 0.10% 0.11%** 0.13%(D) 0.11%(B)(D) 0.11%(D) Ratio of Net Investment Income to Average Net Assets................................ 2.10% 1.95% 1.99% 2.53% 2.10%(B) 1.90% Portfolio Turnover Rate..................... 4% 4% 1%* N/A N/A N/A ---------- ---------- ---------- -------- -------- ---------- * For the period September 10, 2010 through October 31, 2010. Effective September 10, 2010, the Portfolio directly invests in securities rather than through The U.S. Large Company Series. ** Represents the combined ratios for the portfolio and for the period November 1, 2009 through September 9, 2010, its respective pro-rata share of The U.S. Large Company Series. See Page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 208 DIMENSIONAL INVESTMENT GROUP INC. NOTES TO FINANCIAL STATEMENTS A. Organization: Dimensional Investment Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of fifteen portfolios, two of which, DFA International Value Portfolio and U.S. Large Company Portfolio (the "Portfolios"), are presented in this section of the report. The remaining operational portfolios are presented in separate reports. DFA International Value Portfolio (the "Feeder Fund") primarily invests its assets in The DFA International Value Series (the "Series"), a corresponding Series of The DFA Investment Trust Company. At October 31, 2012, DFA International Value Portfolio owned 76% of the Series. The financial statements of the Series are included elsewhere in this report and should be read in conjunction with the financial statements of the Portfolio. Class R2 shares of DFA International Value Portfolio commenced operations on April 30, 2008. On November 1, 2008, The DFA International Value Series, a master fund in a RIC/RIC master-feeder structure, elected with the consent of its respective Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S) 301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the fund is a result of the treatment of a partnership for book purposes. The Series/Portfolio will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. On March 1, 2010, the Board of Directors of DFA Investment Dimensions Group Inc. and of Dimensional Investment Group Inc. approved an Agreement and Plan of Reorganization (the "Plan") which provided that (i) U.S. Large Company Institutional Index Portfolio (the "Acquiring Fund"), a portfolio of Dimensional Investment Group Inc. would acquire substantially all of the assets of U.S. Large Company Portfolio (the "Target Fund"), a portfolio of DFA Investment Dimensions Group Inc. in exchange solely for shares of capital stock of the Acquiring Fund; (ii) the shares of the Acquiring Fund would be distributed to the shareholders of the Target Fund according to their respective interests in the Target Fund; and (iii) the Target Fund would be liquidated and dissolved (the "Reorganization"). In conjunction with completing the Reorganization, the Acquiring Fund would change its name to "U.S. Large Company Portfolio." The Reorganization took place on May 7, 2010 and the Acquiring Fund changed its name to U.S. Large Company Portfolio effective May 8, 2010. The purpose of the transaction was to lower fees for the shareholders of the Target Fund and create operating efficiencies from economies of scale. The Reorganization was accomplished by a tax-free exchange of the following shares on May 7, 2010: Target Value (in Fund Shares Acquiring Fund Shares thousands) ------ ---------- ----------------------------- ----------- ---------- U.S.Large U.S. Large Company Company Portfolio 83,482,168 Institutional Index Portfolio 311,973,980 $2,731,987 209 The net assets, including net unrealized appreciation (depreciation) of the Target Fund, immediately before the acquisition were as follows (in thousands): Unrealized Target Appreciation Fund Net Assets (Depreciation) Acquiring Fund Net Assets ------ ---------- -------------- ----------------------------- ---------- U.S. Large U.S. Large Company Company Portfolio $2,731,987 $315,984 Institutional Index Portfolio $870,696 Assuming the acquisition had been completed on November 1, 2009, U.S. Large Company Portfolio's result of operations for the year ended October 31, 2010 would have been as follows (in thousands): Net Investement Income................................. $ 71,681(a) Net Realized and Unrealized Gain (Loss) on Investments. 501,073(b) -------- Net Increase in Net Assets Resulting from Operations... $572,754 ======== (a)$43,125 as reported in the Statement of Operations, plus $27,799 Net Investment Income from U.S. Large Company Portfolio pre-merger, plus $757 of pro-forma eliminated expenses. (b)$596,596 as reported in the Statement of Operations, less $95,523 Net Realized and Unrealized Gain (Loss) on Investments from U.S. Large Company Portfolio pre-merger. Because both U.S. Large Company Portfolio and U.S. Large Company Institutional Index Portfolio sold and redeemed shares throughout the period, it is not practicable to provide pro-forma information on a per-share basis. Prior to September 10, 2010, U.S. Large Company Portfolio invested substantially all of its assets in shares of The U.S. Large Company Series. At the close of business on September 9, 2010, U.S. Large Company Portfolio received its pro-rata share of cash and securities from The U.S. Large Company Series in a complete liquidation of its interest in the Series. Effective September 10, 2010, U.S. Large Company Portfolio invests directly in securities rather than through the Series and maintains the same investment objective. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value heirarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolio's own assumptions in determining the fair value of investments) DFA International Value Portfolio's investment reflects its proportionate interest in the net assets of the Series. These valuations are classified as Level 1 in the hierarchy. 210 Securities held by U.S. Large Company Portfolio, including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). Securities held by U.S. Large Company Portfolio that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, U.S. Large Company Portfolio values the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Portfolio may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by U.S. Large Company Portfolio are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. A valuation hierarchy table has been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board of the Fund; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board of the Fund (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: The Feeder Fund recognizes its pro-rata share, on a daily basis, of net investment income and realized and unrealized gains and losses of investment securities from the Series, which is treated as a partnership for federal income tax purposes. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction 211 of cost of investments or as a realized gain, respectively. The Feeder Fund estimates the character of distributions received that may be considered return of capital distributions. Expenses directly attributable to the Feeder Fund are directly charged. Common expenses of the Fund are allocated using methods approved by the Board of Directors/Trustees, generally based on average net assets. Class R2 Shares and Institutional Class Shares have equal rights to assets and earnings of the Feeder Fund. Income, gains and losses, and common expenses of the Feeder Fund are allocated to each class of shares based on its relative net assets. Each class will bear its own class-specific expenses, if any. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides administrative services to the Portfolios, including supervision of services provided by others, providing information to the shareholders and to the Board of Directors/Trustees, and other administrative services. The Advisor provides investment advisory services to the Portfolios and the Series. The Advisor receives no additional compensation for the investment advisory services it provides to the Feeder Fund. For the year ended October 31, 2012, the Portfolios' administrative services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: DFA International Value Portfolio. 0.20% U.S. Large Company Portfolio...... 0.05% For the year ended October 31, 2012, the U.S. Large Company Portfolio's investment advisory fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: U.S. Large Company Portfolio. 0.025% Pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive certain fees, including administration/advisory fees, and in certain instances, assume certain expenses of the Portfolios, as described in the notes below. The Fee Waiver and Expense Assumption Agreement for the Portfolios below will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. For the year ended October 31, 2012, the Portfolios had expense limits based on a percentage of average net assets on an annualized basis, and the Advisor recovered previously waived fees and/or expenses assumed as listed below (amounts in thousands). The Portfolios are not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of recovery. Previously Recovery Waived Fees/ Expense of Previously Expenses Assumed Limitation Waived Fees/ Subject to Future Amount Expenses Assumed Recovery ---------- ---------------- ----------------- DFA International Value Portfolio -- Class R2 Shares (1) .. 0.79% -- -- U.S. Large Company Portfolio (2)........................... 0.10% -- $423 (1)The Advisor has contractually agreed to assume the Portfolio's direct expenses (excluding management fees and custodian fees and excluding any applicable 12b-1 fees) to the extent necessary to limit the annualized expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies) ("Portfolio Expenses") of the Class R2 shares of the Portfolio to the rate listed above as a percentage of average net assets (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above for the Portfolio, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's Class R2 shares' annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (2)The Advisor has contractually agreed to waive all or a portion of its administration fee to the extent necessary to reduce the ordinary operating expenses (excluding expenses incurred through investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses"), so that such Portfolio Expenses do not exceed 212 the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above for the Portfolio, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $31 (in thousands). The total related amounts paid by each Portfolio are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follow (amounts in thousands): DFA International Value Portfolio............ $145 U.S. Large Company Portfolio................. 214 E. Purchases and Sales of Securities: For the year ended October 31, 2012, U.S. Large Company Portfolio made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): Purchases.................................... $154,633 Sales........................................ 297,580 There were no purchases or sales of long-term U.S. government securities. F. Federal Income Taxes: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and from net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income, accumulated net realized gains or unrealized appreciation, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/losses and realized gains on securities considered to be "passive foreign investment companies", were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): Increase Increase (Decrease) (Decrease) Increase Undistributed Accumulated (Decrease) Net Investment Net Realized Paid-In-Capital Income Gains (Losses) --------------- -------------- -------------- DFA International Value Portfolio. -- $(176) $176 U.S. Large Company Portfolio...... -- -- -- 213 The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- -------- DFA International Value Portfolio. 2011.............................. $172,660 -- $172,660 2012.............................. 180,966 -- 180,966 U.S. Large Company Portfolio...... 2011.............................. 74,515 -- 74,515 2012.............................. 81,785 -- 81,785 At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): Undistributed Total Net Net Investment Distributable Income and Undistributed Earnings Short-Term Long-Term Capital Loss (Accumulated Capital Gains Capital Gains Caryforward Losses) -------------- ------------- ------------ ------------- DFA International Value Portfolio. $30,233 -- $(906,903) $(876,670) U.S. Large Company Portfolio...... 12,462 -- (347,015) (334,553) For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): Expires on October 31, ---------------------------------------- 2015 2016 2017 2018 2019 Unlimited Total ------- -------- ------- ------- ------- --------- -------- DFA International Value Portfolio. -- $906,903 -- -- -- -- $906,903 U.S. Large Company Portfolio...... $34,996 100,024 $87,500 $80,822 $43,673 -- 347,015 During the year ended October 31, 2012, the following Portfolios utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amounts in thousands): DFA International Value Portfolio. $74,144 U.S. Large Company Portfolio...... 69,018 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) ---------- ------------ -------------- -------------- DFA International Value Portfolio. $5,229,166 $ 826,481 $(567,216) $ 259,265 U.S. Large Company Portfolio...... 3,292,622 1,732,778 (430,125) 1,302,653 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. 214 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Portfolios' tax postions and has concluded that no additional provision for income tax is required in the Portfolios' financial statements. The Portfolios are not aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Portfolios' federal tax returns for the prior three fiscal years remains subject to examination by the Internal Revenue Service. On November 1, 2008, The DFA International Value Series, a master fund in a RIC/RIC master-feeder structure with five RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The DFA International Value Series was October 31, 2008. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)336(a), the master fund recognized gain or loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized gain or loss as if it liquidated its investment in the master fund. As a result of the transaction, The DFA International Value Series recognized a ($2,309,440,866) and ($718,733) capital and currency loss respectively for tax year ended October 31, 2008. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. G. Capital Share Transactions: The capital share transactions by class were as follows (amounts in thousands): Year Year Ended Ended Oct. 31, 2012 Oct. 31, 2011 -------------------- ------------------- Amount Shares Amount Shares ----------- ------- ---------- ------- DFA International Value Portfolio --------------------------------- Class R2 Shares Shares Issued...................................... $ 2,362 154 $ 4,366 246 Shares Issued in Lieu of Cash Distributions........ 204 14 172 9 Shares Redeemed.................................... (2,235) (146) (2,617) (146) Shares Reduced by Reverse Stock Split.............. -- -- -- (2) ----------- ------- ---------- ------- Net Increase (Decrease) -- Class R2 Shares $ 331 22 $ 1,921 107 =========== ======= ========== ======= Institutional Class Shares Shares Issued...................................... $ 1,336,958 89,104 $1,446,027 82,420 Shares Issued in Lieu of Cash Distributions........ 168,065 11,707 162,517 9,148 Shares Redeemed.................................... (1,293,442) (86,188) (831,550) (47,145) ----------- ------- ---------- ------- Net Increase (Decrease) -- Institutional Class Shares. $ 211,581 14,623 $ 776,994 44,423 =========== ======= ========== ======= On October 29, 2010, the Board of Directors/Trustees adopted a Plan of Recapitalization of DFA International Value Portfolio's Class R2 Shares. On November 19, 2010, a reverse stock split was executed whereby each shareholder of Class R2 Shares received one share for every 2.631 shares held. The purpose of the reverse split was to reduce the number of Class R2 Shares, thereby increasing the net asset value of each Class R2 Share outstanding in order to more closely align the net asset value with the net asset value of DFA International Value Portfolio's Institutional Class Shares. The per share data in the financial highlights, capital share activity in the 215 statements of changes in net assets and the outstanding shares and net asset value as of October 31, 2010 in the statement of assets and liabilities have been adjusted retroactively to reflect the reverse stock splits for the respective Class R2 Shares. H. Financial Instruments: In accordance with U.S. Large Company Portfolio's investment objective and policies, U.S. Large Company Portfolio may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: U.S. Large Company Portfolio may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with U.S. Large Company Portfolio's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Portfolios. 2. Futures Contracts: U.S. Large Company Portfolio may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, U.S. Large Company Portfolio deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by U.S. Large Company Portfolio as unrealized gains or losses until the contracts are closed. When the contracts are closed, U.S. Large Company Portfolio records a realized gain or loss, which is presented in the Statements of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities, from the possibility of an illiquid secondary market for these instruments and from the possibility that U.S. Large Company Portfolio could lose more than the initial margin requirements. Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, U.S. Large Company Portfolio had outstanding futues contracts (dollar amounts in thousands): Approximate Number of Contract Unrealized Cash Description Expiration Date Contracts* Value Gain (Loss) Collateral ------------------ ---------------- ---------- -------- ----------- ----------- U.S. Large Company Portfolio. S&P 500 (R) Emini Index 12/21/2012 48 $3,376 $(55) $151 * During the year ended October 31, 2012, U.S. Large Company Portfolio's average notional contract amount of outstanding futures contracts was $60,104 (in thousands). The following is a summary of U.S. Large Company Portfolio's location and value of derivative instrument holdings on U.S. Large Compnay Portfolio's Statements of Assets and Liabilities categorized by primary risk exposure as of October 31, 2012 (amounts in thousands): 216 Asset Derivatives Value ----------------------- Location on the Statements of Assets and Equity Liabilities Contracts -------------------------- ----------------------- Payables: Futures Margin U.S. Large Company Portfolio. Variation $(55)* * Includes cumulative appreciation (depreciation) of futures contracts. Only current day's margin variation is reported within the Statement of Assets and Liabilities. The following is a summary of the location of realized and change in unrealized gains and losses on U.S. Large Company Portfolio's Statement of Operations for the Portfolio's derivative instrument holdings through the year ended October 31, 2012: Derivative Type Location of Gain (Loss) on Derivatives Recognized in Income --------------- ----------------------------------------------------------- Equity contracts. Net Realized Gain (Loss) on: Futures Change in Unrealized Appreciation (Depreciation) of: Futures The following is a summary of the realized and change in unrealized gains and losses from U.S. Large Company Portfolio's direct investment in derivative instrument holdings categorized by primary risk exposure for the year ended October 31, 2012 (amounts in thousands): Realized Gain (Loss) on Derivatives Recognized in Income -------------------------------- Equity Contracts -------------------------------- U.S. Large Company Portfolio................. $12,993 Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in Income -------------------------------- Equity Contracts -------------------------------- U.S. Large Company Portfolio................. $(3,799) I. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowings. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line 217 of credit. The agreement of the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentage and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- U.S. Large Company Portfolio. 0.86% $24,056 7 $4 $31,556 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that the Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. J. Securities Lending: As of October 31, 2012, U.S. Large Company Portfolio had securities on loan to brokers/dealers, for which the Portfolio receives cash collateral. The Portfolio invests its cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolio's collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. Subject to its stated investment policies, the Portfolio will generally invest its cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. The Portfolio also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, the Portfolio will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. K. Shareholder Servicing Fees: The Class R2 Shares pay a shareholder servicing fee in the amount of 0.25% of their annual average net assets to compensate service agents that provide shareholder servicing, record keeping, account maintenance and other services to investors in the DFA International Value Portfolio Class R2 Shares. L. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. 218 In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. M. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. N. Other: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders is an omnibus account, which typically holds shares for the benefit of several other underlying investors. Approximate Percentage Number of of Oustanding Shareholders Shares ------------ ------------- DFA International Value Portfolio -- Class R2 Shares............................................ 2 63% DFA International Value Portfolio -- Institutional Class Shares...................................... 3 56% U.S. Large Company Portfolio........................ 3 76% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. O. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 219 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Portfolios, as defined, and Board of Directors of Dimensional Investment Group Inc.: In our opinion, the accompanying statements of assets and liabilities, including the schedule of investments/ summary schedule of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of DFA International Value Portfolio and U.S. Large Company Portfolio (constituting portfolios within Dimensional Investment Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodian, brokers, and the transfer agents of the investee funds, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 220 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHARTS The U.S. Large Cap Value Series vs. Russell 1000(R) Value Index October 31, 2002 - October 31, 2012 The U.S. Large Cap Russell 1000 (R) BeginDate EndDate FundReturns Benchmark0Returns EndDate Value Series Value Index --------- ---------- ----------- ----------------- ---------- ------------------ ---------------- 2002-10-31 2002-11-30 7.05% 6.30% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.49% -4.34% 11/2002 10705.09955 10630 2002-12-31 2003-01-31 -2.34% -2.42% 12/2002 10223.93143 10168.658 2003-01-31 2003-02-28 -2.89% -2.67% 01/2003 9984.630377 9922.576476 2003-02-28 2003-03-31 -0.47% 0.17% 02/2003 9695.818754 9657.643684 2003-03-31 2003-04-30 9.26% 8.80% 03/2003 9650.054818 9674.061679 2003-04-30 2003-05-31 6.67% 6.46% 04/2003 10543.88494 10525.37911 2003-05-31 2003-06-30 1.07% 1.25% 05/2003 11247.36235 11205.3186 2003-06-30 2003-07-31 2.56% 1.49% 06/2003 11367.86413 11345.38508 2003-07-31 2003-08-31 3.56% 1.56% 07/2003 11658.49615 11514.43132 2003-08-31 2003-09-30 -2.20% -0.98% 08/2003 12073.68476 11694.05645 2003-09-30 2003-10-31 6.70% 6.12% 09/2003 11808.29575 11579.45469 2003-10-31 2003-11-30 2.24% 1.36% 10/2003 12599.9599 12288.11732 2003-11-30 2003-12-31 6.87% 6.16% 11/2003 12882.15164 12455.23571 2003-12-31 2004-01-31 1.70% 1.76% 12/2003 13767.16864 13222.47824 2004-01-31 2004-02-29 2.57% 2.14% 01/2004 14001.78868 13455.19385 2004-02-29 2004-03-31 -0.40% -0.88% 02/2004 14362.09803 13743.135 2004-03-31 2004-04-30 -1.64% -2.44% 03/2004 14304.20495 13622.19541 2004-04-30 2004-05-31 0.54% 1.02% 04/2004 14069.15932 13289.81384 2004-05-31 2004-06-30 3.02% 2.36% 05/2004 14144.7097 13425.36995 2004-06-30 2004-07-31 -3.24% -1.41% 06/2004 14572.39314 13742.20868 2004-07-31 2004-08-31 0.00% 1.42% 07/2004 14100.68562 13548.44353 2004-08-31 2004-09-30 3.07% 1.55% 08/2004 14100.68561 13740.83143 2004-09-30 2004-10-31 1.22% 1.66% 09/2004 14533.62279 13953.81432 2004-10-31 2004-11-30 6.55% 5.06% 10/2004 14711.06819 14185.44764 2004-11-30 2004-12-31 4.01% 3.35% 11/2004 15674.34319 14903.23129 2004-12-31 2005-01-31 -2.50% -1.78% 12/2004 16302.78274 15402.48954 2005-01-31 2005-02-28 3.05% 3.31% 01/2005 15894.78818 15128.32522 2005-02-28 2005-03-31 -0.27% -1.37% 02/2005 16379.28172 15629.07279 2005-03-31 2005-04-30 -3.39% -1.79% 03/2005 16334.64384 15414.95449 2005-04-30 2005-05-31 4.26% 2.41% 04/2005 15781.35992 15139.0268 2005-05-31 2005-06-30 2.06% 1.09% 05/2005 16453.81269 15503.59603 2005-06-30 2005-07-31 4.98% 2.89% 06/2005 16793.40915 15673.12716 2005-07-31 2005-08-31 -0.82% -0.43% 07/2005 17630.09145 16126.58428 2005-08-31 2005-09-30 1.54% 1.40% 08/2005 17484.95268 16056.50454 2005-09-30 2005-10-31 -2.65% -2.54% 09/2005 17754.26361 16281.94488 2005-10-31 2005-11-30 3.99% 3.27% 10/2005 17283.21464 15868.4229 2005-11-30 2005-12-31 0.14% 0.60% 11/2005 17973.32925 16387.32032 2005-12-31 2006-01-31 4.76% 3.88% 12/2005 17997.77062 16485.2089 2006-01-31 2006-02-28 -0.33% 0.61% 01/2006 18855.23265 17125.34866 2006-02-28 2006-03-31 1.78% 1.35% 02/2006 18792.70937 17229.93488 2006-03-31 2006-04-30 2.81% 2.54% 03/2006 19126.9216 17463.32185 2006-04-30 2006-05-31 -1.82% -2.53% 04/2006 19663.94327 17907.16926 2006-05-31 2006-06-30 0.85% 0.64% 05/2006 19305.92883 17454.821 2006-06-30 2006-07-31 -1.43% 2.43% 06/2006 19470.57243 17566.36245 2006-07-31 2006-08-31 1.64% 1.67% 07/2006 19191.90773 17993.46576 2006-08-31 2006-09-30 2.77% 1.99% 08/2006 19506.52917 18294.60194 2006-09-30 2006-10-31 3.96% 3.27% 09/2006 20047.08737 18659.10808 2006-10-31 2006-11-30 1.90% 2.28% 10/2006 20841.03142 19269.99021 2006-11-30 2006-12-31 2.01% 2.24% 11/2006 21237.42278 19709.86384 2006-12-31 2007-01-31 2.92% 1.28% 12/2006 21663.51368 20152.33357 2007-01-31 2007-02-28 -1.50% -1.56% 01/2007 22295.6056 20410.05615 2007-02-28 2007-03-31 0.70% 1.55% 02/2007 21960.40534 20091.86703 2007-03-31 2007-04-30 4.25% 3.70% 03/2007 22113.36395 20402.49503 2007-04-30 2007-05-31 4.12% 3.61% 04/2007 23053.94974 21156.42585 2007-05-31 2007-06-30 -1.61% -2.34% 05/2007 24004.13334 21919.52162 2007-06-30 2007-07-31 -6.20% -4.62% 06/2007 23618.05786 21407.34852 2007-07-31 2007-08-31 -1.91% 1.12% 07/2007 22154.5663 20417.39084 2007-08-31 2007-09-30 2.61% 3.43% 08/2007 21730.924 20646.17729 2007-09-30 2007-10-31 0.56% 0.01% 09/2007 22297.72063 21355.32822 2007-10-31 2007-11-30 -5.59% -4.89% 10/2007 22423.31438 21357.68501 2007-11-30 2007-12-31 -0.33% -0.97% 11/2007 21170.47349 20313.84869 2007-12-31 2008-01-31 -3.82% -4.01% 12/2007 21099.9937 20117.41337 2008-01-31 2008-02-29 -3.07% -4.19% 01/2008 20293.31499 19311.65235 2008-02-29 2008-03-31 -0.93% -0.75% 02/2008 19671.29767 18502.53608 2008-03-31 2008-04-30 6.30% 4.87% 03/2008 19487.71443 18363.76706 2008-04-30 2008-05-31 2.40% -0.16% 04/2008 20716.05461 19258.92111 2008-05-31 2008-06-30 -10.96% -9.57% 05/2008 21213.23992 19228.35404 2008-06-30 2008-07-31 -1.09% -0.36% 06/2008 18888.12217 17387.78848 2008-07-31 2008-08-31 1.94% 1.70% 07/2008 18682.4972 17325.02215 2008-08-31 2008-09-30 -8.98% -7.35% 08/2008 19044.78881 17619.54753 2008-09-30 2008-10-31 -22.48% -17.31% 09/2008 17333.87569 16325.01114 2008-10-31 2008-11-30 -9.81% -7.17% 10/2008 13436.89087 13498.95282 2008-11-30 2008-12-31 3.25% 1.39% 11/2008 12118.96573 12530.95655 2008-12-31 2009-01-31 -11.87% -11.50% 12/2008 12513.27114 12704.88624 2009-01-31 2009-02-28 -14.01% -13.36% 01/2009 11027.63177 11243.95781 2009-02-28 2009-03-31 9.88% 8.55% 02/2009 9482.168005 9741.64674 2009-03-31 2009-04-30 16.17% 10.72% 03/2009 10419.417 10574.58917 2009-04-30 2009-05-31 7.66% 6.18% 04/2009 12104.47104 11708.0967 2009-05-31 2009-06-30 -1.22% -0.74% 05/2009 13031.74929 12432.07598 2009-06-30 2009-07-31 9.53% 8.19% 06/2009 12872.21755 12340.27168 2009-07-31 2009-08-31 6.79% 5.23% 07/2009 14098.61783 13350.3397 2009-08-31 2009-09-30 4.37% 3.86% 08/2009 15055.80829 14048.63557 2009-09-30 2009-10-31 -4.31% -3.06% 09/2009 15713.87673 14591.41079 2009-10-31 2009-11-30 5.64% 5.64% 10/2009 15035.86682 14144.84834 2009-11-30 2009-12-31 2.76% 1.77% 11/2009 15883.37921 14942.09201 2009-12-31 2010-01-31 -2.32% -2.81% 12/2009 16322.0915 15206.51837 2010-01-31 2010-02-28 4.32% 3.16% 01/2010 15943.20362 14778.85081 2010-02-28 2010-03-31 7.79% 6.51% 02/2010 16631.18426 15245.34914 2010-03-31 2010-04-30 3.17% 2.59% 03/2010 17927.37968 16237.82243 2010-04-30 2010-05-31 -8.57% -8.22% 04/2010 18495.71152 16657.98918 2010-05-31 2010-06-30 -7.55% -5.63% 05/2010 16910.36481 15288.76974 2010-06-30 2010-07-31 7.84% 6.77% 06/2010 15634.11087 14428.09848 2010-07-31 2010-08-31 -6.03% -4.28% 07/2010 16860.51115 15404.85527 2010-08-31 2010-09-30 9.75% 7.76% 08/2010 15843.49628 14745.68693 2010-09-30 2010-10-31 3.73% 3.00% 09/2010 17388.96004 15889.70571 2010-10-31 2010-11-30 -0.77% -0.53% 10/2010 18037.05775 16366.49323 2010-11-30 2010-12-31 9.75% 7.89% 11/2010 17897.46747 16279.88285 2010-12-31 2011-01-31 3.20% 2.26% 12/2010 19642.34592 17564.43559 2011-01-31 2011-02-28 5.41% 3.69% 01/2011 20270.50216 17961.76269 2011-02-28 2011-03-31 0.47% 0.40% 02/2011 21367.28289 18624.27943 2011-03-31 2011-04-30 2.55% 2.66% 03/2011 21466.99023 18698.25097 2011-04-30 2011-05-31 -1.45% -1.06% 04/2011 22015.3806 19196.15319 2011-05-31 2011-06-30 -1.75% -2.05% 05/2011 21696.31712 18993.3429 2011-06-30 2011-07-31 -4.58% -3.32% 06/2011 21317.42923 18603.9051 2011-07-31 2011-08-31 -8.43% -6.24% 07/2011 20340.29729 17986.83479 2011-08-31 2011-09-30 -10.12% -7.56% 08/2011 18625.33105 16864.3465 2011-09-30 2011-10-31 13.88% 11.45% 09/2011 16740.86233 15589.84878 2011-10-31 2011-11-30 -0.84% -0.52% 10/2011 19064.04334 17374.76545 2011-11-30 2011-12-31 0.79% 2.02% 11/2011 18904.5116 17284.71058 2011-12-31 2012-01-31 4.97% 3.78% 12/2011 19054.07261 17633.02386 2012-01-31 2012-02-29 5.78% 3.99% 01/2012 20001.29233 18300.0833 2012-02-29 2012-03-31 1.84% 2.96% 02/2012 21157.89747 19029.58134 2012-03-31 2012-04-30 -2.04% -1.02% 03/2012 21546.7561 19593.70131 2012-04-30 2012-05-31 -7.09% -5.86% 04/2012 21108.0438 19393.89913 2012-05-31 2012-06-30 5.39% 4.96% 05/2012 19612.43371 18256.62174 2012-06-30 2012-07-31 0.96% 1.03% 06/2012 20669.33152 19163.05372 2012-07-31 2012-08-31 3.97% 2.17% 07/2012 20868.74619 19361.37516 2012-08-31 2012-09-30 3.68% 3.17% 08/2012 21696.31711 19781.74826 2012-09-30 2012-10-31 0.27% -0.49% 09/2012 22493.97582 20409.66857 10/31/2012 22553.80023 20309.47599 One Year Five Years Ten Years -------- ---------- --------- 18.31% 0.12% 8.47% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. The DFA International Value Series vs. MSCI World ex USA Index (net div.) October 31, 2002 - October 31, 2012 The DFA International MSCI World ex BeginDate EndDate FundReturns Benchmark0Returns EndDate Value Series USA Index (net div.) --------- ---------- ----------- ----------------- ---------- --------------------- -------------------- 2002-10-31 2002-11-30 5.98% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.54% -3.23% 11/2002 10597.61676 10460.38388 2002-12-31 2003-01-31 -3.30% -3.81% 12/2002 10328.44944 10122.31597 2003-01-31 2003-02-28 -2.05% -1.97% 01/2003 9987.201112 9736.633173 2003-02-28 2003-03-31 -2.37% -1.93% 02/2003 9782.452114 9544.699524 2003-03-31 2003-04-30 10.98% 9.60% 03/2003 9550.780104 9360.754077 2003-04-30 2003-05-31 7.53% 6.20% 04/2003 10599.31443 10259.0855 2003-05-31 2003-06-30 3.23% 2.43% 05/2003 11397.11229 10895.37242 2003-06-30 2003-07-31 4.52% 2.29% 06/2003 11764.76014 11160.05075 2003-07-31 2003-08-31 2.63% 2.58% 07/2003 12296.37013 11416.08512 2003-08-31 2003-09-30 3.83% 3.00% 08/2003 12619.95882 11710.45636 2003-09-30 2003-10-31 7.88% 6.26% 09/2003 13102.93241 12061.78555 2003-10-31 2003-11-30 2.14% 2.27% 10/2003 14135.84737 12817.10429 2003-11-30 2003-12-31 7.50% 7.67% 11/2003 14438.43632 13107.63318 2003-12-31 2004-01-31 2.56% 1.39% 12/2003 15521.92655 14112.72688 2004-01-31 2004-02-29 3.01% 2.30% 01/2004 15919.32527 14309.22909 2004-02-29 2004-03-31 1.56% 0.50% 02/2004 16398.54138 14638.3333 2004-03-31 2004-04-30 -3.02% -2.62% 03/2004 16654.53512 14711.61449 2004-04-30 2004-05-31 1.01% 0.47% 04/2004 16151.6243 14326.52241 2004-05-31 2004-06-30 4.13% 2.31% 05/2004 16315.3627 14393.48999 2004-06-30 2004-07-31 -3.69% -3.05% 06/2004 16989.36133 14725.88378 2004-07-31 2004-08-31 1.30% 0.42% 07/2004 16362.75301 14276.8102 2004-08-31 2004-09-30 3.20% 2.91% 08/2004 16575.56338 14336.16895 2004-09-30 2004-10-31 3.82% 3.59% 09/2004 17105.7883 14754.05385 2004-10-31 2004-11-30 7.43% 6.65% 10/2004 17760.04307 15284.2776 2004-11-30 2004-12-31 4.98% 4.22% 11/2004 19080.44815 16300.75747 2004-12-31 2005-01-31 -1.00% -1.97% 12/2004 20030.65334 16989.40669 2005-01-31 2005-02-28 3.96% 4.45% 01/2005 19831.34336 16654.94269 2005-02-28 2005-03-31 -2.47% -2.27% 02/2005 20616.12642 17395.84581 2005-03-31 2005-04-30 -3.04% -2.55% 03/2005 20107.18718 17000.98254 2005-04-30 2005-05-31 0.13% 0.18% 04/2005 19496.36748 16567.48433 2005-05-31 2005-06-30 1.60% 1.63% 05/2005 19521.2989 16597.69751 2005-06-30 2005-07-31 4.46% 3.23% 06/2005 19834.17061 16869.00377 2005-07-31 2005-08-31 3.29% 2.76% 07/2005 20719.06031 17413.79488 2005-08-31 2005-09-30 2.81% 4.56% 08/2005 21401.68951 17894.53946 2005-09-30 2005-10-31 -1.50% -3.23% 09/2005 22003.41229 18711.18961 2005-10-31 2005-11-30 1.78% 2.65% 10/2005 21672.91621 18106.58452 2005-11-30 2005-12-31 4.90% 4.64% 11/2005 22058.75235 18586.07722 2005-12-31 2006-01-31 6.83% 6.32% 12/2005 23139.10286 19447.8385 2006-01-31 2006-02-28 0.96% -0.34% 01/2006 24719.46276 20677.90796 2006-02-28 2006-03-31 4.22% 3.17% 02/2006 24956.51674 20608.4637 2006-03-31 2006-04-30 5.06% 4.78% 03/2006 26010.09001 21262.03853 2006-04-30 2006-05-31 -4.05% -3.80% 04/2006 27327.0566 22278.72975 2006-05-31 2006-06-30 -0.63% -0.13% 05/2006 26220.80467 21432.31082 2006-06-30 2006-07-31 1.54% 0.94% 06/2006 26055.79316 21404.7152 2006-07-31 2006-08-31 3.44% 2.84% 07/2006 26457.06307 21605.26571 2006-08-31 2006-09-30 1.38% -0.08% 08/2006 27366.60821 22219.30598 2006-09-30 2006-10-31 4.44% 3.95% 09/2006 27745.53203 22201.41652 2006-10-31 2006-11-30 3.32% 2.98% 10/2006 28977.76406 23078.81278 2006-11-30 2006-12-31 3.90% 2.87% 11/2006 29940.61772 23766.23179 2006-12-31 2007-01-31 1.89% 0.61% 12/2006 31108.24776 24447.67862 2007-01-31 2007-02-28 -0.09% 0.80% 01/2007 31694.93227 24596.81523 2007-02-28 2007-03-31 3.23% 2.56% 02/2007 31666.99492 24793.58307 2007-03-31 2007-04-30 5.05% 4.55% 03/2007 32690.61921 25428.87548 2007-04-30 2007-05-31 3.42% 2.22% 04/2007 34340.53071 26585.83302 2007-05-31 2007-06-30 -0.73% 0.10% 05/2007 35515.04397 27176.22708 2007-06-30 2007-07-31 -2.78% -1.38% 06/2007 35255.53384 27203.4992 2007-07-31 2007-08-31 -1.12% -1.45% 07/2007 34275.02927 26827.45133 2007-08-31 2007-09-30 5.22% 5.68% 08/2007 33891.35358 26439.13227 2007-09-30 2007-10-31 4.85% 4.35% 09/2007 35660.69629 27941.23223 2007-10-31 2007-11-30 -6.06% -3.91% 10/2007 37390.13287 29155.8544 2007-11-30 2007-12-31 -2.15% -1.88% 11/2007 35125.11057 28015.69869 2007-12-31 2008-01-31 -8.10% -9.02% 12/2007 34368.5365 27489.05893 2008-01-31 2008-02-29 -1.27% 1.81% 01/2008 31584.40663 25010.60702 2008-02-29 2008-03-31 1.20% -1.43% 02/2008 31182.25454 25463.85563 2008-03-31 2008-04-30 4.47% 5.56% 03/2008 31555.9937 25100.36419 2008-04-30 2008-05-31 0.05% 1.52% 04/2008 32965.71164 26495.58367 2008-05-31 2008-06-30 -9.89% -7.78% 05/2008 32981.20304 26897.647 2008-06-30 2008-07-31 -2.83% -3.56% 06/2008 29719.76771 24806.01124 2008-07-31 2008-08-31 -4.18% -3.87% 07/2008 28878.34266 23923.25865 2008-08-31 2008-09-30 -11.68% -14.44% 08/2008 27671.77089 22998.07514 2008-09-30 2008-10-31 -25.08% -20.80% 09/2008 24439.82553 19677.65227 2008-10-31 2008-11-30 -6.13% -5.42% 10/2008 18311.13706 15584.31425 2008-11-30 2008-12-31 7.56% 5.27% 11/2008 17187.75442 14739.1788 2008-12-31 2009-01-31 -13.80% -9.33% 12/2008 18487.66861 15516.16027 2009-01-31 2009-02-28 -12.29% -10.12% 01/2009 15935.98519 14068.39209 2009-02-28 2009-03-31 10.91% 6.59% 02/2009 13978.08972 12644.22388 2009-03-31 2009-04-30 18.43% 12.90% 03/2009 15502.68045 13477.42184 2009-04-30 2009-05-31 14.86% 12.65% 04/2009 18359.28203 15215.45069 2009-05-31 2009-06-30 -1.52% -1.04% 05/2009 21087.49702 17139.69107 2009-06-30 2009-07-31 11.90% 9.39% 06/2009 20766.53055 16962.2042 2009-07-31 2009-08-31 5.73% 4.79% 07/2009 23237.97237 18554.91583 2009-08-31 2009-09-30 5.09% 4.13% 08/2009 24569.98322 19444.16669 2009-09-30 2009-10-31 -3.98% -1.61% 09/2009 25821.75245 20246.4017 2009-10-31 2009-11-30 2.98% 2.47% 10/2009 24794.65975 19921.38374 2009-11-30 2009-12-31 1.13% 1.59% 11/2009 25532.88262 20414.28949 2009-12-31 2010-01-31 -5.78% -4.69% 12/2009 25821.75244 20739.71496 2010-01-31 2010-02-28 0.40% -0.10% 01/2010 24329.25836 19767.55316 2010-02-28 2010-03-31 7.88% 6.44% 02/2010 24425.54831 19747.74296 2010-03-31 2010-04-30 -1.71% -1.49% 03/2010 26351.34713 21018.97237 2010-04-30 2010-05-31 -11.71% -11.03% 04/2010 25901.99407 20705.5737 2010-05-31 2010-06-30 -1.75% -1.45% 05/2010 22868.86094 18420.71863 2010-06-30 2010-07-31 12.50% 9.24% 06/2010 22467.65284 18154.24072 2010-07-31 2010-08-31 -4.89% -2.99% 07/2010 25276.10945 19832.15152 2010-08-31 2010-09-30 10.75% 9.59% 08/2010 24040.38854 19239.37361 2010-09-30 2010-10-31 3.50% 3.56% 09/2010 26624.16861 21084.94731 2010-10-31 2010-11-30 -5.01% -4.23% 10/2010 27554.97137 21836.08012 2010-11-30 2010-12-31 9.32% 8.05% 11/2010 26174.81554 20911.33371 2010-12-31 2011-01-31 4.26% 2.15% 12/2010 28614.16071 22595.14698 2011-01-31 2011-02-28 3.34% 3.71% 01/2011 29833.8333 23081.88961 2011-02-28 2011-03-31 -2.76% -2.00% 02/2011 30828.82935 23937.75502 2011-03-31 2011-04-30 5.35% 5.45% 03/2011 29978.26821 23458.22183 2011-04-30 2011-05-31 -3.61% -2.96% 04/2011 31583.10056 24735.79508 2011-05-31 2011-06-30 -1.37% -1.42% 05/2011 30443.66959 24002.51829 2011-06-30 2011-07-31 -3.21% -1.65% 06/2011 30026.41318 23660.6711 2011-07-31 2011-08-31 -10.71% -8.45% 07/2011 29063.51377 23270.36799 2011-08-31 2011-09-30 -10.95% -10.04% 08/2011 25950.13903 21303.01857 2011-09-30 2011-10-31 9.65% 9.73% 09/2011 23109.58578 19163.70779 2011-10-31 2011-11-30 -3.29% -4.62% 10/2011 25340.30274 21027.44381 2011-11-30 2011-12-31 -2.69% -1.09% 11/2011 24505.78992 20055.70845 2011-12-31 2012-01-31 6.73% 5.40% 12/2011 23847.80865 19836.86573 2012-01-31 2012-02-29 5.23% 5.50% 01/2012 25452.641 20907.86348 2012-02-29 2012-03-31 -0.84% -0.74% 02/2012 26784.65185 22057.34745 2012-03-31 2012-04-30 -3.56% -1.70% 03/2012 26559.97531 21894.09324 2012-04-30 2012-05-31 -12.34% -11.40% 04/2012 25613.12423 21522.48712 2012-05-31 2012-06-30 7.08% 6.55% 05/2012 22451.60451 19068.8287 2012-06-30 2012-07-31 -0.40% 1.25% 06/2012 24040.38854 20318.28267 2012-07-31 2012-08-31 4.16% 2.85% 07/2012 23944.09859 20571.27444 2012-08-31 2012-09-30 3.54% 3.04% 08/2012 24939.09466 21158.19849 2012-09-30 2012-10-31 1.24% 0.70% 09/2012 25821.75245 21800.59481 10/31/2012 26142.71891 21953.36604 One Year Five Years Ten Years -------- ---------- --------- 3.17% -6.91% 10.09% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. The Japanese Small Company Series vs. MSCI Japan Small Cap Index (net div.) October 31, 2002 - October 31, 2012 The Japanese Small MSCI Japan Small BeginDate EndDate FundReturns Benchmark0Returns EndDate Company Series Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------ -------------------- 2002-10-31 2002-11-30 -0.79% 0.75% 10/2002 10000 10000 2002-11-30 2002-12-31 -0.80% -2.23% 11/2002 9920.844328 10075.08187 2002-12-31 2003-01-31 0.27% -0.58% 12/2002 9841.688656 9849.969381 2003-01-31 2003-02-28 7.22% 5.07% 01/2003 9868.073882 9792.859234 2003-02-28 2003-03-31 1.00% -1.62% 02/2003 10580.47494 10289.41133 2003-03-31 2003-04-30 4.44% 3.12% 03/2003 10686.01583 10122.74022 2003-04-30 2003-05-31 6.38% 4.57% 04/2003 11160.94987 10438.51008 2003-05-31 2003-06-30 8.00% 11.22% 05/2003 11873.35093 10915.49296 2003-06-30 2003-07-31 1.23% 1.17% 06/2003 12823.219 12140.63207 2003-07-31 2003-08-31 8.74% 12.61% 07/2003 12981.53034 12283.20775 2003-08-31 2003-09-30 6.54% 7.28% 08/2003 14116.09499 13831.70478 2003-09-30 2003-10-31 4.04% 7.41% 09/2003 15039.57785 14837.98823 2003-10-31 2003-11-30 -6.24% -6.87% 10/2003 15646.43801 15937.72465 2003-11-30 2003-12-31 5.94% 7.15% 11/2003 14670.18471 14842.64757 2003-12-31 2004-01-31 4.92% 3.64% 12/2003 15540.89711 15903.77806 2004-01-31 2004-02-29 0.65% -0.26% 01/2004 16306.06861 16482.86696 2004-02-29 2004-03-31 20.42% 18.33% 02/2004 16411.60951 16440.26731 2004-03-31 2004-04-30 -3.34% -3.18% 03/2004 19762.53299 19454.19207 2004-04-30 2004-05-31 -4.83% -4.97% 04/2004 19102.90239 18835.29913 2004-05-31 2004-06-30 9.72% 10.52% 05/2004 18179.41954 17899.83759 2004-06-30 2004-07-31 -6.35% -8.19% 06/2004 19947.22957 19782.60869 2004-07-31 2004-08-31 1.55% 1.04% 07/2004 18680.7388 18161.42602 2004-08-31 2004-09-30 -2.36% -3.02% 08/2004 18970.97626 18350.99444 2004-09-30 2004-10-31 1.99% 1.85% 09/2004 18522.42745 17797.06595 2004-10-31 2004-11-30 3.07% 4.35% 10/2004 18891.82059 18126.14819 2004-11-30 2004-12-31 4.88% 4.84% 11/2004 19472.29552 18914.90721 2004-12-31 2005-01-31 4.13% 3.40% 12/2004 20422.16359 19830.53329 2005-01-31 2005-02-28 3.72% 1.91% 01/2005 21266.49077 20505.07202 2005-02-28 2005-03-31 0.60% -0.23% 02/2005 22058.0475 20897.12186 2005-03-31 2005-04-30 -2.73% -0.81% 03/2005 22189.97362 20848.39852 2005-04-30 2005-05-31 -1.71% -1.84% 04/2005 21583.11347 20678.93181 2005-05-31 2005-06-30 1.87% 1.35% 05/2005 21213.72033 20298.06438 2005-06-30 2005-07-31 2.08% 2.83% 06/2005 21609.49869 20572.69895 2005-07-31 2005-08-31 5.62% 3.43% 07/2005 22058.0475 21155.3822 2005-08-31 2005-09-30 4.08% 6.25% 08/2005 23298.15305 21881.43987 2005-09-30 2005-10-31 3.16% 2.00% 09/2005 24248.02112 23249.02154 2005-10-31 2005-11-30 2.00% 4.27% 10/2005 25013.19263 23713.49078 2005-11-30 2005-12-31 11.27% 13.52% 11/2005 25514.51189 24726.96291 2005-12-31 2006-01-31 4.28% 3.19% 12/2005 28390.50134 28070.90178 2006-01-31 2006-02-28 -5.97% -6.51% 01/2006 29604.22165 28965.62742 2006-02-28 2006-03-31 4.45% 4.49% 02/2006 27836.41163 27079.52821 2006-03-31 2006-04-30 2.00% 0.50% 03/2006 29076.51717 28294.28366 2006-04-30 2006-05-31 -7.03% -8.02% 04/2006 29656.9921 28434.72936 2006-05-31 2006-06-30 -3.83% -3.13% 05/2006 27572.55938 26153.78472 2006-06-30 2006-07-31 -4.78% -6.61% 06/2006 26517.15041 25334.67345 2006-07-31 2006-08-31 1.67% 2.66% 07/2006 25250.65964 23659.84185 2006-08-31 2006-09-30 -1.54% -2.19% 08/2006 25672.82323 24289.11846 2006-09-30 2006-10-31 -0.73% -0.64% 09/2006 25277.04486 23757.55478 2006-10-31 2006-11-30 -0.63% -0.84% 10/2006 25092.34829 23605.12794 2006-11-30 2006-12-31 0.85% 0.58% 11/2006 24934.03695 23406.37397 2006-12-31 2007-01-31 2.10% 1.94% 12/2006 25145.11875 23542.69283 2007-01-31 2007-02-28 4.01% 3.95% 01/2007 25672.82323 24000.37275 2007-02-28 2007-03-31 -0.69% -0.92% 02/2007 26701.84698 24947.40195 2007-03-31 2007-04-30 -1.39% -1.71% 03/2007 26517.15041 24717.55696 2007-04-30 2007-05-31 -2.02% -2.38% 04/2007 26147.75727 24294.40116 2007-05-31 2007-06-30 1.65% 0.66% 05/2007 25620.05278 23715.33754 2007-06-30 2007-07-31 0.61% -0.03% 06/2007 26042.21638 23871.04781 2007-07-31 2007-08-31 -4.23% -6.09% 07/2007 26200.52772 23864.94367 2007-08-31 2007-09-30 -0.11% -0.61% 08/2007 25092.3483 22411.08335 2007-09-30 2007-10-31 0.63% 3.62% 09/2007 25065.96307 22275.03884 2007-10-31 2007-11-30 -2.30% -4.20% 10/2007 25224.27442 23080.52444 2007-11-30 2007-12-31 -6.21% -5.98% 11/2007 24643.79948 22110.18267 2007-12-31 2008-01-31 -2.85% -4.91% 12/2007 23113.45647 20787.37617 2008-01-31 2008-02-29 -0.71% 1.10% 01/2008 22453.82586 19766.37958 2008-02-29 2008-03-31 2.01% 0.03% 02/2008 22295.51452 19983.05381 2008-03-31 2008-04-30 0.70% 1.24% 03/2008 22744.06333 19989.52537 2008-04-30 2008-05-31 3.69% 3.08% 04/2008 22902.37468 20237.73298 2008-05-31 2008-06-30 -4.67% -6.14% 05/2008 23746.70186 20861.33463 2008-06-30 2008-07-31 -2.80% -3.27% 06/2008 22638.52244 19580.38503 2008-07-31 2008-08-31 -5.52% -4.42% 07/2008 22005.27706 18939.5221 2008-08-31 2008-09-30 -6.47% -9.76% 08/2008 20791.55674 18102.73475 2008-09-30 2008-10-31 -7.33% -10.56% 09/2008 19445.9103 16335.0643 2008-10-31 2008-11-30 2.64% 4.08% 10/2008 18021.10819 14610.87139 2008-11-30 2008-12-31 10.27% 7.79% 11/2008 18496.04223 15207.58848 2008-12-31 2009-01-31 -6.86% -5.24% 12/2008 20395.77837 16391.82817 2009-01-31 2009-02-28 -12.92% -13.15% 01/2009 18997.36148 15532.69167 2009-02-28 2009-03-31 4.47% 3.53% 02/2009 16543.53562 13490.5956 2009-03-31 2009-04-30 4.12% 5.12% 03/2009 17282.32191 13966.68196 2009-04-30 2009-05-31 12.32% 12.24% 04/2009 17994.72296 14681.2359 2009-05-31 2009-06-30 6.66% 6.36% 05/2009 20211.0818 16477.8381 2009-06-30 2009-07-31 2.08% 2.50% 06/2009 21556.72824 17526.07854 2009-07-31 2009-08-31 5.28% 5.61% 07/2009 22005.27705 17964.79588 2009-08-31 2009-09-30 -1.03% -0.39% 08/2009 23166.22692 18971.85596 2009-09-30 2009-10-31 -3.57% -3.66% 09/2009 22928.75989 18896.95379 2009-10-31 2009-11-30 -4.06% -3.57% 10/2009 22110.81795 18205.29095 2009-11-30 2009-12-31 -0.37% -1.87% 11/2009 21213.72032 17554.53077 2009-12-31 2010-01-31 1.37% 2.16% 12/2009 21134.56465 17226.74007 2010-01-31 2010-02-28 1.97% 1.90% 01/2010 21424.80211 17598.31424 2010-02-28 2010-03-31 5.07% 4.55% 02/2010 21846.9657 17932.44578 2010-03-31 2010-04-30 2.99% 2.71% 03/2010 22955.14512 18748.39441 2010-04-30 2010-05-31 -8.37% -6.94% 04/2010 23641.16094 19256.15939 2010-05-31 2010-06-30 1.58% 0.44% 05/2010 21662.26912 17920.38247 2010-06-30 2010-07-31 1.80% 1.21% 06/2010 22005.27704 17999.54236 2010-07-31 2010-08-31 -2.71% -2.12% 07/2010 22401.0554 18217.74964 2010-08-31 2010-09-30 4.36% 4.09% 08/2010 21794.19525 17832.12461 2010-09-30 2010-10-31 -2.09% -0.82% 09/2010 22744.06332 18561.32287 2010-10-31 2010-11-30 2.49% 1.95% 10/2010 22269.12928 18408.83566 2010-11-30 2010-12-31 9.25% 10.09% 11/2010 22823.21899 18767.41745 2010-12-31 2011-01-31 2.33% 1.19% 12/2010 24934.03693 20661.01405 2011-01-31 2011-02-28 4.65% 4.02% 01/2011 25514.51186 20906.71999 2011-02-28 2011-03-31 -6.23% -6.17% 02/2011 26701.84695 21747.69396 2011-03-31 2011-04-30 -0.53% 0.09% 03/2011 25039.57783 20405.73235 2011-04-30 2011-05-31 -1.69% -1.49% 04/2011 24907.65171 20424.23355 2011-05-31 2011-06-30 5.06% 3.72% 05/2011 24485.48812 20120.65268 2011-06-30 2011-07-31 3.69% 4.15% 06/2011 25725.59366 20870.11031 2011-07-31 2011-08-31 -2.67% -4.09% 07/2011 26675.46174 21737.00781 2011-08-31 2011-09-30 -0.51% 0.09% 08/2011 25963.06068 20848.50785 2011-09-30 2011-10-31 -5.11% -3.69% 09/2011 25831.13456 20867.42386 2011-10-31 2011-11-30 1.61% -2.71% 10/2011 24511.87334 20097.71099 2011-11-30 2011-12-31 -0.53% 1.56% 11/2011 24907.65171 19553.25552 2011-12-31 2012-01-31 6.39% 4.10% 12/2011 24775.72559 19858.08869 2012-01-31 2012-02-29 0.10% 1.09% 01/2012 26358.83905 20673.25987 2012-02-29 2012-03-31 2.90% 2.67% 02/2012 26385.22427 20897.89665 2012-03-31 2012-04-30 -2.04% -1.45% 03/2012 27150.39578 21455.93331 2012-04-30 2012-05-31 -8.33% -8.30% 04/2012 26596.30607 21145.10649 2012-05-31 2012-06-30 5.30% 4.27% 05/2012 24379.94724 19389.29527 2012-06-30 2012-07-31 -3.39% -1.56% 06/2012 25672.82322 20216.46374 2012-07-31 2012-08-31 0.11% -0.57% 07/2012 24802.11082 19900.07911 2012-08-31 2012-09-30 1.38% 2.77% 08/2012 24828.49605 19786.64947 2012-09-30 2012-10-31 -2.10% -2.16% 09/2012 25171.50396 20333.93316 10/31/2012 24643.79948 19894.1037 One Year Five Years Ten Years -------- ---------- --------- 0.54% -0.46% 9.44% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 221 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHARTS The Asia Pacific Small Company Series vs. MSCI Pacific ex Japan Small Cap Index (net div.) October 31, 2002 - October 31, 2012 MSCI0 Pacific ex The Asia Pacific Japan Small BeginDate EndDate FundReturns Benchmark0Returns EndDate Small Company Series Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------- -------------------- 2002-10-31 2002-11-30 0.96% 2.23% 10/2002 10000 10000 2002-11-30 2002-12-31 1.36% 1.63% 11/2002 10095.89041 10222.94441 2002-12-31 2003-01-31 3.21% 3.70% 12/2002 10232.87671 10389.69329 2003-01-31 2003-02-28 0.65% -1.56% 01/2003 10561.64383 10774.1636 2003-02-28 2003-03-31 -2.06% -0.24% 02/2003 10630.13699 10605.86716 2003-03-31 2003-04-30 2.89% 5.52% 03/2003 10410.9589 10580.71942 2003-04-30 2003-05-31 10.23% 7.11% 04/2003 10712.32877 11164.43722 2003-05-31 2003-06-30 4.64% 5.34% 05/2003 11808.21918 11958.2354 2003-06-30 2003-07-31 6.87% 2.28% 06/2003 12356.16438 12596.40774 2003-07-31 2003-08-31 7.16% 4.86% 07/2003 13205.47945 12883.57562 2003-08-31 2003-09-30 8.03% 7.96% 08/2003 14150.68493 13509.07737 2003-09-30 2003-10-31 5.82% 8.26% 09/2003 15287.67123 14584.14338 2003-10-31 2003-11-30 0.76% -0.44% 10/2003 16178.08219 15788.91371 2003-11-30 2003-12-31 4.45% 6.55% 11/2003 16301.36986 15719.08037 2003-12-31 2004-01-31 6.28% 4.09% 12/2003 17027.39726 16749.07389 2004-01-31 2004-02-29 3.10% 3.02% 01/2004 18095.89041 17434.54333 2004-02-29 2004-03-31 -3.16% 0.20% 02/2004 18657.53424 17961.48526 2004-03-31 2004-04-30 -7.28% -5.66% 03/2004 18068.49314 17996.98227 2004-04-30 2004-05-31 -0.74% -0.45% 04/2004 16753.42465 16979.07901 2004-05-31 2004-06-30 0.41% 0.12% 05/2004 16630.13698 16902.18495 2004-06-30 2004-07-31 1.80% 3.77% 06/2004 16698.63013 16922.1097 2004-07-31 2004-08-31 2.42% 3.29% 07/2004 16999.99999 17560.66893 2004-08-31 2004-09-30 6.14% 5.97% 08/2004 17410.9589 18139.16374 2004-09-30 2004-10-31 4.74% 6.40% 09/2004 18479.45205 19221.96752 2004-10-31 2004-11-30 7.29% 7.70% 10/2004 19356.16437 20452.36921 2004-11-30 2004-12-31 2.31% 4.23% 11/2004 20767.12328 22026.32775 2004-12-31 2005-01-31 2.26% 0.87% 12/2004 21246.57533 22957.37457 2005-01-31 2005-02-28 2.90% 3.19% 01/2005 21726.02738 23157.68602 2005-02-28 2005-03-31 -3.37% -2.84% 02/2005 22356.16437 23895.28867 2005-03-31 2005-04-30 -3.36% -1.63% 03/2005 21602.73971 23215.91272 2005-04-30 2005-05-31 -2.23% 1.28% 04/2005 20876.71232 22838.30968 2005-05-31 2005-06-30 4.50% 5.47% 05/2005 20410.95889 23131.7645 2005-06-30 2005-07-31 3.40% 4.16% 06/2005 21328.76711 24396.40581 2005-07-31 2005-08-31 2.61% -0.08% 07/2005 22054.79451 25412.08446 2005-08-31 2005-09-30 3.69% 5.04% 08/2005 22630.13697 25391.96627 2005-09-30 2005-10-31 -5.60% -5.88% 09/2005 23465.75341 26672.76016 2005-10-31 2005-11-30 2.47% 3.79% 10/2005 22150.68492 25105.66888 2005-11-30 2005-12-31 1.57% 1.96% 11/2005 22698.63012 26057.80112 2005-12-31 2006-01-31 6.77% 5.72% 12/2005 23054.7945 26569.26752 2006-01-31 2006-02-28 1.45% 1.00% 01/2006 24616.43833 28089.73876 2006-02-28 2006-03-31 5.10% 4.23% 02/2006 24972.60272 28371.87709 2006-03-31 2006-04-30 5.74% 6.45% 03/2006 26246.57533 29573.16543 2006-04-30 2006-05-31 -5.68% -5.11% 04/2006 27753.42464 31480.62173 2006-05-31 2006-06-30 -0.63% -1.22% 05/2006 26178.08218 29873.19735 2006-06-30 2006-07-31 1.95% 1.03% 06/2006 26013.69863 29509.32885 2006-07-31 2006-08-31 2.48% 3.26% 07/2006 26520.54794 29812.16571 2006-08-31 2006-09-30 1.06% 1.65% 08/2006 27178.08219 30784.60958 2006-09-30 2006-10-31 8.23% 6.97% 09/2006 27465.75342 31293.56121 2006-10-31 2006-11-30 5.58% 6.08% 10/2006 29726.02739 33475.41808 2006-11-30 2006-12-31 2.88% 3.73% 11/2006 31383.56164 35510.06393 2006-12-31 2007-01-31 2.59% 2.54% 12/2006 32287.67123 36835.73688 2007-01-31 2007-02-28 2.69% 1.91% 01/2007 33123.28767 37771.32964 2007-02-28 2007-03-31 5.24% 5.16% 02/2007 34013.69862 38491.52928 2007-03-31 2007-04-30 7.00% 6.93% 03/2007 35794.52054 40477.38445 2007-04-30 2007-05-31 8.58% 3.93% 04/2007 38301.36985 43284.20999 2007-05-31 2007-06-30 4.12% 2.60% 05/2007 41589.04108 44983.41006 2007-06-30 2007-07-31 1.58% -0.03% 06/2007 43301.36985 46153.21619 2007-07-31 2007-08-31 -7.44% -6.44% 07/2007 43986.30135 46140.90182 2007-08-31 2007-09-30 11.71% 8.87% 08/2007 40712.32875 43171.53026 2007-09-30 2007-10-31 8.77% 6.84% 09/2007 45479.45203 47002.60658 2007-10-31 2007-11-30 -6.59% -8.03% 10/2007 49465.75341 50215.50421 2007-11-30 2007-12-31 -1.69% -1.38% 11/2007 46205.47942 46181.72607 2007-12-31 2008-01-31 -10.04% -13.40% 12/2007 45424.6575 45546.18965 2008-01-31 2008-02-29 3.08% 5.94% 01/2008 40863.01367 39443.03773 2008-02-29 2008-03-31 -4.85% -6.31% 02/2008 42123.28764 41786.09735 2008-03-31 2008-04-30 7.01% 6.69% 03/2008 40082.19175 39150.03399 2008-04-30 2008-05-31 4.38% 1.08% 04/2008 42890.41093 41769.12844 2008-05-31 2008-06-30 -9.82% -11.19% 05/2008 44767.12325 42219.7361 2008-06-30 2008-07-31 -5.87% -4.60% 06/2008 40369.86297 37496.3338 2008-07-31 2008-08-31 -6.99% -8.12% 07/2008 37999.99995 35772.06782 2008-08-31 2008-09-30 -17.17% -19.52% 08/2008 35342.46571 32866.37089 2008-09-30 2008-10-31 -33.22% -35.32% 09/2008 29273.97257 26450.30161 2008-10-31 2008-11-30 -9.60% -10.91% 10/2008 19547.94518 17107.99184 2008-11-30 2008-12-31 10.93% 11.62% 11/2008 17671.23285 15240.90591 2008-12-31 2009-01-31 -12.30% -11.01% 12/2008 19602.7397 17011.6769 2009-01-31 2009-02-28 -5.50% -6.21% 01/2009 17191.7808 15138.38093 2009-02-28 2009-03-31 15.51% 14.33% 02/2009 16246.57532 14198.33404 2009-03-31 2009-04-30 14.96% 17.90% 03/2009 18767.12326 16233.2625 2009-04-30 2009-05-31 25.84% 23.98% 04/2009 21575.34243 19138.9839 2009-05-31 2009-06-30 0.81% 2.82% 05/2009 27150.68488 23727.9327 2009-06-30 2009-07-31 14.46% 14.44% 06/2009 27369.86296 24395.89769 2009-07-31 2009-08-31 4.55% 5.14% 07/2009 31328.76705 27918.80754 2009-08-31 2009-09-30 7.82% 8.38% 08/2009 32753.42459 29353.56318 2009-09-30 2009-10-31 2.25% 2.40% 09/2009 35315.06842 31812.29559 2009-10-31 2009-11-30 4.67% 2.88% 10/2009 36109.58897 32574.95601 2009-11-30 2009-12-31 2.65% 4.00% 11/2009 37794.52047 33511.53396 2009-12-31 2010-01-31 -5.40% -6.39% 12/2009 38794.52047 34850.68161 2010-01-31 2010-02-28 1.79% 1.25% 01/2010 36698.63008 32622.21372 2010-02-28 2010-03-31 8.25% 8.24% 02/2010 37356.16432 33031.08649 2010-03-31 2010-04-30 1.39% 2.80% 03/2010 40438.3561 35753.24456 2010-04-30 2010-05-31 -13.83% -15.10% 04/2010 40999.99993 36753.03781 2010-05-31 2010-06-30 -1.20% -0.57% 05/2010 35328.76706 31203.76406 2010-06-30 2010-07-31 11.11% 10.17% 06/2010 34904.10953 31025.8813 2010-07-31 2010-08-31 -0.11% -0.22% 07/2010 38780.82186 34182.58827 2010-08-31 2010-09-30 15.17% 15.01% 08/2010 38739.72596 34106.50072 2010-09-30 2010-10-31 4.33% 4.44% 09/2010 44616.43827 39227.22466 2010-10-31 2010-11-30 -1.32% -1.34% 10/2010 46547.94513 40968.50656 2010-11-30 2010-12-31 9.81% 10.09% 11/2010 45931.50678 40421.36451 2010-12-31 2011-01-31 -2.12% -2.91% 12/2010 50438.35609 44501.01994 2011-01-31 2011-02-28 0.64% 0.55% 01/2011 49369.86294 43206.90568 2011-02-28 2011-03-31 2.12% 3.07% 02/2011 49684.93144 43443.45509 2011-03-31 2011-04-30 4.27% 4.05% 03/2011 50739.72597 44776.95098 2011-04-30 2011-05-31 -2.95% -2.29% 04/2011 52904.10953 46588.20093 2011-05-31 2011-06-30 -3.36% -3.56% 05/2011 51342.4657 45521.78147 2011-06-30 2011-07-31 1.66% 1.48% 06/2011 49616.43831 43902.98932 2011-07-31 2011-08-31 -6.95% -6.96% 07/2011 50438.35613 44550.56657 2011-08-31 2011-09-30 -18.65% -18.18% 08/2011 46931.50683 41451.93249 2011-09-30 2011-10-31 15.64% 16.38% 09/2011 38178.08217 33915.26065 2011-10-31 2011-11-30 -2.67% -6.82% 10/2011 44150.68491 39471.81922 2011-11-30 2011-12-31 -5.83% -3.21% 11/2011 42972.60272 36780.00112 2011-12-31 2012-01-31 10.36% 10.38% 12/2011 40465.75341 35600.90329 2012-01-31 2012-02-29 7.55% 7.78% 01/2012 44657.53422 39297.23236 2012-02-29 2012-03-31 -1.43% -3.13% 02/2012 48027.39723 42352.65578 2012-03-31 2012-04-30 -0.41% 0.54% 03/2012 47342.46573 41026.60855 2012-04-30 2012-05-31 -12.46% -12.98% 04/2012 47150.68491 41248.3563 2012-05-31 2012-06-30 2.12% 1.40% 05/2012 41273.97258 35894.03867 2012-06-30 2012-07-31 1.49% 3.29% 06/2012 42150.68492 36396.50327 2012-07-31 2012-08-31 3.36% 1.60% 07/2012 42780.8219 37593.17588 2012-08-31 2012-09-30 4.96% 5.32% 08/2012 44219.17807 38194.19868 2012-09-30 2012-10-31 2.24% 2.06% 09/2012 46410.95889 40226.10709 10/31/2012 47452.05477 41055.3557 One Year Five Years Ten Years -------- ---------- --------- 7.48% -0.83% 16.85% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. The United Kingdom Small Company Series vs. MSCI UK Small Cap Index (net div.) October 31, 2002 - October 31, 2012 The United Kingdom MSCI UK Small BeginDate EndDate FundReturns Benchmark0Returns EndDate Small Company Series Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------- -------------------- 2002-10-31 2002-11-30 3.38% 1.85% 10/2002 10000 10000 2002-11-30 2002-12-31 -0.24% -2.90% 11/2002 10337.55274 10184.73327 2002-12-31 2003-01-31 -2.37% -7.52% 12/2002 10312.23629 9889.741677 2003-01-31 2003-02-28 -3.35% -2.90% 01/2003 10067.51055 9146.50954 2003-02-28 2003-03-31 -0.87% -0.12% 02/2003 9729.957808 8880.979174 2003-03-31 2003-04-30 9.45% 13.39% 03/2003 9645.569623 8870.105074 2003-04-30 2003-05-31 11.99% 14.56% 04/2003 10556.96203 10057.78446 2003-05-31 2003-06-30 5.71% 3.29% 05/2003 11822.78481 11522.12121 2003-06-30 2003-07-31 3.98% 6.33% 06/2003 12497.8903 11901.70319 2003-07-31 2003-08-31 4.22% 4.76% 07/2003 12995.78059 12654.92432 2003-08-31 2003-09-30 3.93% 2.62% 08/2003 13544.3038 13257.17248 2003-09-30 2003-10-31 5.70% 8.11% 09/2003 14075.94937 13605.01726 2003-10-31 2003-11-30 0.51% 0.83% 10/2003 14877.63713 14708.35915 2003-11-30 2003-12-31 5.59% 5.61% 11/2003 14953.5865 14830.88245 2003-12-31 2004-01-31 7.43% 8.47% 12/2003 15789.02954 15662.49826 2004-01-31 2004-02-29 5.82% 6.77% 01/2004 16962.02532 16989.77076 2004-02-29 2004-03-31 -1.36% -0.38% 02/2004 17949.36709 18140.78167 2004-03-31 2004-04-30 -3.57% -3.48% 03/2004 17704.64135 18071.61733 2004-04-30 2004-05-31 0.15% -0.06% 04/2004 17071.72996 17442.81614 2004-05-31 2004-06-30 3.41% 3.47% 05/2004 17097.04641 17432.82714 2004-06-30 2004-07-31 -3.68% -4.53% 06/2004 17679.32489 18037.60416 2004-07-31 2004-08-31 -0.69% -1.37% 07/2004 17029.53587 17221.28795 2004-08-31 2004-09-30 2.84% 3.29% 08/2004 16911.3924 16985.59814 2004-09-30 2004-10-31 3.15% 3.81% 09/2004 17392.40506 17543.84412 2004-10-31 2004-11-30 8.09% 8.09% 10/2004 17940.92826 18211.46333 2004-11-30 2004-12-31 4.13% 5.77% 11/2004 19392.40506 19683.89242 2004-12-31 2005-01-31 2.84% 2.25% 12/2004 20194.09282 20819.35084 2005-01-31 2005-02-28 3.41% 2.37% 01/2005 20767.93248 21286.81073 2005-02-28 2005-03-31 -2.24% -1.25% 02/2005 21476.79324 21790.68621 2005-03-31 2005-04-30 -3.38% -4.52% 03/2005 20995.78058 21518.58081 2005-04-30 2005-05-31 -1.96% -0.89% 04/2005 20286.91983 20545.98101 2005-05-31 2005-06-30 1.91% 1.54% 05/2005 19890.29536 20363.7766 2005-06-30 2005-07-31 1.96% 2.97% 06/2005 20270.04219 20677.10243 2005-07-31 2005-08-31 5.63% 4.84% 07/2005 20666.66666 21291.23624 2005-08-31 2005-09-30 -1.12% 0.17% 08/2005 21831.22362 22321.6205 2005-09-30 2005-10-31 -2.81% -3.05% 09/2005 21586.49788 22360.43851 2005-10-31 2005-11-30 4.34% 4.99% 10/2005 20978.90295 21679.54278 2005-11-30 2005-12-31 4.39% 4.32% 11/2005 21890.29534 22761.64224 2005-12-31 2006-01-31 7.83% 8.14% 12/2005 22852.32066 23745.11614 2006-01-31 2006-02-28 1.37% 1.57% 01/2006 24641.3502 25678.80942 2006-02-28 2006-03-31 1.66% 2.02% 02/2006 24978.90294 26081.40403 2006-03-31 2006-04-30 5.05% 5.29% 03/2006 25392.40506 26609.0508 2006-04-30 2006-05-31 -2.02% -2.22% 04/2006 26675.10548 28017.24683 2006-05-31 2006-06-30 -0.03% -0.85% 05/2006 26135.02109 27395.40001 2006-06-30 2006-07-31 0.71% -0.78% 06/2006 26126.58227 27162.87127 2006-07-31 2006-08-31 4.20% 3.60% 07/2006 26312.23628 26951.71141 2006-08-31 2006-09-30 2.92% 2.93% 08/2006 27417.72151 27921.52946 2006-09-30 2006-10-31 5.68% 5.73% 09/2006 28219.40928 28740.12164 2006-10-31 2006-11-30 6.28% 6.48% 10/2006 29822.7848 30386.15702 2006-11-30 2006-12-31 5.46% 4.69% 11/2006 31696.20252 32355.38079 2006-12-31 2007-01-31 0.71% -0.23% 12/2006 33426.16032 33873.58226 2007-01-31 2007-02-28 -0.03% 0.31% 01/2007 33662.44723 33794.55537 2007-02-28 2007-03-31 4.71% 4.14% 02/2007 33654.00842 33900.02177 2007-03-31 2007-04-30 3.45% 4.96% 03/2007 35240.5063 35302.18758 2007-04-30 2007-05-31 1.34% 0.64% 04/2007 36455.69619 37054.44065 2007-05-31 2007-06-30 -3.65% -2.91% 05/2007 36945.14767 37292.47839 2007-06-30 2007-07-31 -0.52% -0.56% 06/2007 35594.9367 36207.10124 2007-07-31 2007-08-31 -0.57% -3.67% 07/2007 35409.28269 36003.55839 2007-08-31 2007-09-30 -3.45% -5.67% 08/2007 35206.75106 34683.7346 2007-09-30 2007-10-31 7.99% 10.99% 09/2007 33991.56119 32718.25112 2007-10-31 2007-11-30 -11.56% -11.57% 10/2007 36708.86077 36313.48132 2007-11-30 2007-12-31 -5.28% -5.02% 11/2007 32464.13503 32111.56657 2007-12-31 2008-01-31 -6.72% -8.05% 12/2007 30751.05486 30499.3662 2008-01-31 2008-02-29 1.47% 3.39% 01/2008 28683.54431 28045.22453 2008-02-29 2008-03-31 -0.38% -1.26% 02/2008 29105.48524 28995.40235 2008-03-31 2008-04-30 1.69% 1.86% 03/2008 28995.7806 28630.99404 2008-04-30 2008-05-31 0.29% 0.47% 04/2008 29485.23207 29163.51692 2008-05-31 2008-06-30 -7.96% -6.84% 05/2008 29569.62026 29301.51708 2008-06-30 2008-07-31 -3.50% -3.99% 06/2008 27215.18989 27298.28546 2008-07-31 2008-08-31 -1.61% -2.62% 07/2008 26261.60339 26209.1302 2008-08-31 2008-09-30 -15.45% -18.39% 08/2008 25839.66246 25523.09577 2008-09-30 2008-10-31 -26.84% -27.75% 09/2008 21848.10127 20829.83263 2008-10-31 2008-11-30 -7.07% -9.27% 10/2008 15983.12237 15050.14501 2008-11-30 2008-12-31 -2.22% -2.54% 11/2008 14852.32068 13654.45043 2008-12-31 2009-01-31 -2.44% -0.55% 12/2008 14523.20676 13308.06844 2009-01-31 2009-02-28 -4.11% -3.32% 01/2009 14168.77638 13235.0837 2009-02-28 2009-03-31 4.35% 5.80% 02/2009 13586.49789 12796.33037 2009-03-31 2009-04-30 20.95% 22.97% 03/2009 14177.21519 13538.45221 2009-04-30 2009-05-31 10.24% 10.56% 04/2009 17147.67933 16648.44171 2009-05-31 2009-06-30 0.49% 0.71% 05/2009 18902.95359 18406.87658 2009-06-30 2009-07-31 8.66% 9.20% 06/2009 18995.78059 18536.80413 2009-07-31 2009-08-31 7.81% 9.64% 07/2009 20641.35021 20242.59082 2009-08-31 2009-09-30 2.92% 2.31% 08/2009 22253.16456 22194.30581 2009-09-30 2009-10-31 0.15% 0.14% 09/2009 22902.95359 22706.30182 2009-10-31 2009-11-30 -0.29% -1.04% 10/2009 22936.70886 22739.17824 2009-11-30 2009-12-31 2.10% 2.47% 11/2009 22869.19831 22502.57727 2009-12-31 2010-01-31 -0.98% -0.46% 12/2009 23350.21097 23058.42647 2010-01-31 2010-02-28 -3.43% -4.48% 01/2010 23122.36287 22951.40342 2010-02-28 2010-03-31 8.39% 8.81% 02/2010 22329.11393 21923.41454 2010-03-31 2010-04-30 3.70% 3.99% 03/2010 24202.53165 23855.6759 2010-04-30 2010-05-31 -11.30% -12.02% 04/2010 25097.04642 24807.83622 2010-05-31 2010-06-30 1.90% 0.43% 05/2010 22261.60339 21825.88192 2010-06-30 2010-07-31 13.50% 12.03% 06/2010 22683.54431 21920.17077 2010-07-31 2010-08-31 -3.67% -2.72% 07/2010 25746.83545 24556.84503 2010-08-31 2010-09-30 10.68% 11.02% 08/2010 24801.68777 23889.83015 2010-09-30 2010-10-31 5.23% 4.26% 09/2010 27451.4768 26521.98383 2010-10-31 2010-11-30 -4.91% -4.16% 10/2010 28886.07596 27652.52891 2010-11-30 2010-12-31 10.23% 10.46% 11/2010 27468.35445 26500.89745 2010-12-31 2011-01-31 1.45% 0.97% 12/2010 30278.48103 29273.77513 2011-01-31 2011-02-28 3.02% 2.64% 01/2011 30717.2996 29556.91796 2011-02-28 2011-03-31 -1.84% -1.73% 02/2011 31645.56964 30336.40823 2011-03-31 2011-04-30 8.86% 9.17% 03/2011 31063.29116 29812.97875 2011-04-30 2011-05-31 -0.60% -1.27% 04/2011 33814.34601 32545.73053 2011-05-31 2011-06-30 -3.19% -3.37% 05/2011 33611.81436 32133.8104 2011-06-30 2011-07-31 -0.65% -0.28% 06/2011 32540.08441 31051.37887 2011-07-31 2011-08-31 -9.97% -10.20% 07/2011 32329.11394 30965.45914 2011-08-31 2011-09-30 -10.09% -10.55% 08/2011 29105.48524 27806.69897 2011-09-30 2011-10-31 10.61% 10.93% 09/2011 26168.77639 24874.3008 2011-10-31 2011-11-30 -3.03% -3.88% 10/2011 28945.1477 27592.49812 2011-11-30 2011-12-31 -3.10% -3.34% 11/2011 28067.51056 26521.47755 2011-12-31 2012-01-31 8.84% 10.15% 12/2011 27198.31226 25636.24738 2012-01-31 2012-02-29 8.15% 9.29% 01/2012 29603.37555 28237.12768 2012-02-29 2012-03-31 2.19% 0.33% 02/2012 32016.87766 30859.75401 2012-03-31 2012-04-30 1.73% 1.70% 03/2012 32717.2996 30961.08612 2012-04-30 2012-05-31 -11.26% -12.39% 04/2012 33282.70044 31488.06169 2012-05-31 2012-06-30 4.91% 4.76% 05/2012 29535.865 27586.66253 2012-06-30 2012-07-31 1.69% 1.82% 06/2012 30987.34179 28900.19337 2012-07-31 2012-08-31 5.49% 5.29% 07/2012 31510.54854 29426.59945 2012-08-31 2012-09-30 5.15% 5.34% 08/2012 33240.50634 30984.44922 2012-09-30 2012-10-31 2.20% 2.07% 09/2012 34953.58652 32637.78817 10/31/2012 35721.51901 33313.32062 One Year Five Years Ten Years -------- ---------- --------- 23.41% -0.54% 13.58% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. The Continental Small Company Series vs. MSCI Europe ex UK Small Cap Index (net div.) October 31, 2002 - October 31, 2012 The Continental Small MSCI Europe ex UK BeginDate EndDate FundReturns Benchmark0Returns EndDate Company Series Small Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- --------------------- -------------------------- 2002-10-31 2002-11-30 5.55% 5.48% 10/2002 10000 10000 2002-11-30 2002-12-31 1.83% -2.35% 11/2002 10554.66238 10548.1194 2002-12-31 2003-01-31 -0.67% -1.33% 12/2002 10747.58843 10300.47589 2003-01-31 2003-02-28 -2.94% -4.40% 01/2003 10675.24116 10163.741 2003-02-28 2003-03-31 -0.62% -0.23% 02/2003 10361.73634 9716.82901 2003-03-31 2003-04-30 12.49% 14.70% 03/2003 10297.42765 9694.149111 2003-04-30 2003-05-31 10.20% 9.83% 04/2003 11583.60129 11119.0498 2003-05-31 2003-06-30 1.64% 1.49% 05/2003 12765.27332 12212.14227 2003-06-30 2003-07-31 3.53% 3.56% 06/2003 12974.27653 12393.71256 2003-07-31 2003-08-31 2.21% 2.88% 07/2003 13432.47589 12834.98735 2003-08-31 2003-09-30 5.15% 5.67% 08/2003 13729.90354 13204.94501 2003-09-30 2003-10-31 6.18% 8.35% 09/2003 14437.29904 13953.64386 2003-10-31 2003-11-30 5.24% 5.32% 10/2003 15329.582 15119.23334 2003-11-30 2003-12-31 6.23% 5.23% 11/2003 16133.44052 15923.77981 2003-12-31 2004-01-31 4.83% 5.03% 12/2003 17138.26367 16756.77447 2004-01-31 2004-02-29 3.36% 3.37% 01/2004 17966.23796 17599.60146 2004-02-29 2004-03-31 -2.03% -3.45% 02/2004 18569.13185 18193.34286 2004-03-31 2004-04-30 -1.19% -1.57% 03/2004 18191.31834 17565.51607 2004-04-30 2004-05-31 1.12% 0.32% 04/2004 17974.27654 17288.89996 2004-05-31 2004-06-30 3.01% 3.57% 05/2004 18175.24117 17343.96099 2004-06-30 2004-07-31 -3.22% -4.02% 06/2004 18721.86496 17962.61095 2004-07-31 2004-08-31 0.62% 0.32% 07/2004 18118.97107 17240.78711 2004-08-31 2004-09-30 5.20% 5.58% 08/2004 18231.51126 17295.45485 2004-09-30 2004-10-31 3.77% 4.24% 09/2004 19180.06431 18259.67829 2004-10-31 2004-11-30 10.70% 11.10% 10/2004 19903.53698 19033.679 2004-11-30 2004-12-31 5.18% 5.00% 11/2004 22033.76207 21146.18703 2004-12-31 2005-01-31 1.42% 1.12% 12/2004 23175.24117 22203.35873 2005-01-31 2005-02-28 6.43% 7.01% 01/2005 23504.82316 22452.31322 2005-02-28 2005-03-31 -2.73% -2.55% 02/2005 25016.07718 24025.35429 2005-03-31 2005-04-30 -2.64% -2.94% 03/2005 24332.79744 23411.81715 2005-04-30 2005-05-31 0.27% 1.42% 04/2005 23689.71063 22723.02993 2005-05-31 2005-06-30 2.71% 3.20% 05/2005 23754.01931 23046.7101 2005-06-30 2005-07-31 6.23% 6.86% 06/2005 24397.10613 23784.26566 2005-07-31 2005-08-31 3.38% 2.84% 07/2005 25916.39874 25416.03849 2005-08-31 2005-09-30 2.55% 3.41% 08/2005 26792.60453 26137.73122 2005-09-30 2005-10-31 -4.94% -6.90% 09/2005 27475.88427 27030.24424 2005-10-31 2005-11-30 0.37% 1.28% 10/2005 26117.36336 25164.72424 2005-11-30 2005-12-31 5.18% 5.80% 11/2005 26213.82639 25485.65136 2005-12-31 2006-01-31 9.59% 11.16% 12/2005 27572.34728 26962.59783 2006-01-31 2006-02-28 2.90% 2.82% 01/2006 30217.04182 29971.15851 2006-02-28 2006-03-31 6.46% 6.46% 02/2006 31093.24762 30817.39404 2006-03-31 2006-04-30 6.90% 7.09% 03/2006 33102.89392 32808.37452 2006-04-30 2006-05-31 -4.79% -5.14% 04/2006 35385.85213 35133.1297 2006-05-31 2006-06-30 -1.86% -2.28% 05/2006 33689.71065 33327.25914 2006-06-30 2006-07-31 -0.22% -1.09% 06/2006 33062.701 32567.81027 2006-07-31 2006-08-31 2.66% 2.35% 07/2006 32990.35373 32211.48678 2006-08-31 2006-09-30 1.35% 1.05% 08/2006 33866.55951 32969.36247 2006-09-30 2006-10-31 5.04% 5.34% 09/2006 34324.75886 33315.32925 2006-10-31 2006-11-30 6.96% 7.00% 10/2006 36053.05469 35095.89795 2006-11-30 2006-12-31 4.77% 4.72% 11/2006 38561.09328 37551.88191 2006-12-31 2007-01-31 4.64% 3.20% 12/2006 40401.92929 39323.27377 2007-01-31 2007-02-28 0.17% 0.43% 01/2007 42274.91964 40582.59809 2007-02-28 2007-03-31 5.85% 5.32% 02/2007 42347.26691 40756.26296 2007-03-31 2007-04-30 5.27% 6.05% 03/2007 44823.15116 42923.45286 2007-04-30 2007-05-31 1.94% 1.74% 04/2007 47186.49521 45521.16427 2007-05-31 2007-06-30 -1.09% -0.96% 05/2007 48102.89393 46314.80908 2007-06-30 2007-07-31 -0.54% -0.73% 06/2007 47580.3859 45872.16695 2007-07-31 2007-08-31 -3.55% -4.53% 07/2007 47323.15118 45536.38588 2007-08-31 2007-09-30 2.24% 1.99% 08/2007 45643.08687 43475.46067 2007-09-30 2007-10-31 4.82% 5.98% 09/2007 46663.98719 44340.52536 2007-10-31 2007-11-30 -7.38% -7.15% 10/2007 48914.79105 46993.8839 2007-11-30 2007-12-31 -1.92% -2.03% 11/2007 45305.46629 43631.74618 2007-12-31 2008-01-31 -9.52% -12.04% 12/2007 44437.29909 42747.93808 2008-01-31 2008-02-29 4.30% 6.05% 01/2008 40209.00326 37600.02267 2008-02-29 2008-03-31 3.18% 2.03% 02/2008 41937.29908 39875.47704 2008-03-31 2008-04-30 1.21% 1.71% 03/2008 43271.70422 40686.35254 2008-04-30 2008-05-31 1.93% 1.55% 04/2008 43794.21227 41381.35231 2008-05-31 2008-06-30 -8.43% -9.24% 05/2008 44638.26373 42024.81106 2008-06-30 2008-07-31 -5.29% -5.68% 06/2008 40876.20585 38141.055 2008-07-31 2008-08-31 -2.72% -2.73% 07/2008 38713.82641 35975.57986 2008-08-31 2008-09-30 -17.40% -20.70% 08/2008 37660.77175 34993.1562 2008-09-30 2008-10-31 -26.69% -28.14% 09/2008 31109.3248 27748.03106 2008-10-31 2008-11-30 -7.79% -8.29% 10/2008 22805.46627 19940.70552 2008-11-30 2008-12-31 10.44% 9.24% 11/2008 21028.93893 18287.65983 2008-12-31 2009-01-31 -11.35% -8.98% 12/2008 23223.4727 19977.57567 2009-01-31 2009-02-28 -8.63% -8.80% 01/2009 20586.81675 18183.55312 2009-02-28 2009-03-31 7.26% 7.73% 02/2009 18810.28942 16582.57441 2009-03-31 2009-04-30 16.37% 20.82% 03/2009 20176.84891 17864.77253 2009-04-30 2009-05-31 14.48% 14.93% 04/2009 23480.70744 21583.40132 2009-05-31 2009-06-30 -1.23% -1.28% 05/2009 26881.02899 24805.40199 2009-06-30 2009-07-31 7.96% 8.98% 06/2009 26551.447 24487.43905 2009-07-31 2009-08-31 8.38% 10.26% 07/2009 28665.59491 26685.87974 2009-08-31 2009-09-30 8.56% 9.58% 08/2009 31069.13189 29424.58439 2009-09-30 2009-10-31 -2.79% -2.73% 09/2009 33729.9036 32244.66525 2009-10-31 2009-11-30 3.04% 2.06% 10/2009 32789.38913 31364.64914 2009-11-30 2009-12-31 -0.31% 0.45% 11/2009 33786.1737 32009.47746 2009-12-31 2010-01-31 -1.65% -1.33% 12/2009 33681.67209 32153.78839 2010-01-31 2010-02-28 -2.11% -2.85% 01/2010 33127.00971 31725.0131 2010-02-28 2010-03-31 7.44% 8.11% 02/2010 32427.65281 30821.97022 2010-03-31 2010-04-30 -0.95% -0.63% 03/2010 34839.22837 33321.86211 2010-04-30 2010-05-31 -14.21% -15.47% 04/2010 34509.64637 33111.4966 2010-05-31 2010-06-30 -0.62% -1.49% 05/2010 29606.10938 27989.11207 2010-06-30 2010-07-31 11.97% 11.98% 06/2010 29421.22193 27570.69336 2010-07-31 2010-08-31 -4.56% -4.75% 07/2010 32942.12225 30874.03721 2010-08-31 2010-09-30 13.76% 15.43% 08/2010 31438.90682 29406.79431 2010-09-30 2010-10-31 5.78% 6.42% 09/2010 35763.66567 33944.46414 2010-10-31 2010-11-30 -7.76% -7.58% 10/2010 37829.58208 36122.0978 2010-11-30 2010-12-31 12.97% 14.00% 11/2010 34895.49848 33385.52507 2010-12-31 2011-01-31 2.85% 2.26% 12/2010 39421.22197 38059.63329 2011-01-31 2011-02-28 1.72% 1.70% 01/2011 40546.62391 38920.23437 2011-02-28 2011-03-31 3.37% 3.37% 02/2011 41245.98082 39580.17969 2011-03-31 2011-04-30 6.77% 6.99% 03/2011 42636.65605 40915.82839 2011-04-30 2011-05-31 -3.37% -3.81% 04/2011 45522.50815 43773.90829 2011-05-31 2011-06-30 -3.22% -3.23% 05/2011 43987.13836 42104.23024 2011-06-30 2011-07-31 -5.65% -6.07% 06/2011 42572.34736 40744.73056 2011-07-31 2011-08-31 -10.27% -10.45% 07/2011 40168.81038 38271.79312 2011-08-31 2011-09-30 -15.05% -15.02% 08/2011 36045.01615 34273.42512 2011-09-30 2011-10-31 10.27% 10.96% 09/2011 30618.97113 29124.54759 2011-10-31 2011-11-30 -6.60% -7.81% 10/2011 33762.05795 32316.29841 2011-11-30 2011-12-31 -3.93% -3.40% 11/2011 31535.36984 29790.89992 2011-12-31 2012-01-31 9.53% 9.92% 12/2011 30297.42772 28778.2188 2012-01-31 2012-02-29 6.42% 7.67% 01/2012 33183.27982 31632.41729 2012-02-29 2012-03-31 0.18% -0.81% 02/2012 35313.5049 34060.10035 2012-03-31 2012-04-30 -2.32% -1.67% 03/2012 35377.81357 33784.16926 2012-04-30 2012-05-31 -13.65% -13.71% 04/2012 34557.87788 33220.96598 2012-05-31 2012-06-30 4.39% 4.93% 05/2012 29839.22836 28665.408 2012-06-30 2012-07-31 -1.01% -0.36% 06/2012 31149.51774 30077.80583 2012-07-31 2012-08-31 4.56% 4.36% 07/2012 30836.01292 29970.97203 2012-08-31 2012-09-30 5.29% 5.38% 08/2012 32242.76534 31277.87995 2012-09-30 2012-10-31 1.73% 1.72% 09/2012 33946.9454 32961.53496 10/31/2012 34533.76213 33529.17158 One Year Five Years Ten Years -------- ---------- --------- 2.29% -6.73% 13.19% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 222 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHARTS The Canadian Small Company Series vs. MSCI Canada Small Cap Index (net div.) April 2, 2007 - October 31, 2012 The Canadian Small MSCI Canada Small BeginDate EndDate FundReturns Benchmark0Returns EndDate Company Series Cap Index (net div.) --------- ---------- ----------- ----------------- ---------- ------------------ -------------------- 2007-04-02 2007-04-30 7.10% 4.87% 04/2007 10000 10000 2007-04-30 2007-05-31 6.63% 8.05% 04/2007 10710 10486.77368 2007-05-31 2007-06-30 -0.44% -0.23% 05/2007 11420 11331.42466 2007-06-30 2007-07-31 -0.62% -2.49% 06/2007 11370 11305.55009 2007-07-31 2007-08-31 -6.55% -6.21% 07/2007 11300 11024.39939 2007-08-31 2007-09-30 11.08% 12.19% 08/2007 10560 10339.56745 2007-09-30 2007-10-31 10.83% 10.79% 09/2007 11730 11599.6882 2007-10-31 2007-11-30 -15.23% -15.90% 10/2007 13000 12851.68118 2007-11-30 2007-12-31 3.72% 2.78% 11/2007 11020 10808.72481 2007-12-31 2008-01-31 -9.45% -9.02% 12/2007 11430 11109.2109 2008-01-31 2008-02-29 7.83% 9.54% 01/2008 10350 10107.38383 2008-02-29 2008-03-31 -7.80% -7.88% 02/2008 11160 11071.34919 2008-03-31 2008-04-30 2.43% 3.48% 03/2008 10290 10199.20416 2008-04-30 2008-05-31 5.69% 5.21% 04/2008 10540 10554.52665 2008-05-31 2008-06-30 -4.67% -3.42% 05/2008 11140 11104.0776 2008-06-30 2008-07-31 -8.57% -8.85% 06/2008 10620 10724.57524 2008-07-31 2008-08-31 -4.12% -2.51% 07/2008 9710 9775.009579 2008-08-31 2008-09-30 -22.77% -21.23% 08/2008 9309.999999 9529.518204 2008-09-30 2008-10-31 -33.24% -33.24% 09/2008 7189.999999 7506.377885 2008-10-31 2008-11-30 -12.92% -9.02% 10/2008 4799.999999 5011.499724 2008-11-30 2008-12-31 7.66% 4.95% 11/2008 4180 4559.689916 2008-12-31 2009-01-31 0.67% 1.01% 12/2008 4500 4785.305837 2009-01-31 2009-02-28 -9.05% -7.85% 01/2009 4530 4833.486093 2009-02-28 2009-03-31 6.31% 5.72% 02/2009 4120 4453.869096 2009-03-31 2009-04-30 21.00% 16.08% 03/2009 4379.999999 4708.454728 2009-04-30 2009-05-31 19.62% 21.15% 04/2009 5299.999999 5465.620997 2009-05-31 2009-06-30 -6.15% -6.06% 05/2009 6339.999999 6621.522975 2009-06-30 2009-07-31 12.61% 12.46% 06/2009 5949.999997 6220.34334 2009-07-31 2009-08-31 3.28% 3.78% 07/2009 6699.999997 6995.572294 2009-08-31 2009-09-30 14.31% 12.36% 08/2009 6919.999997 7259.669592 2009-09-30 2009-10-31 -1.90% 0.66% 09/2009 7909.999998 8156.867881 2009-10-31 2009-11-30 8.51% 8.39% 10/2009 7759.999998 8210.753872 2009-11-30 2009-12-31 6.41% 5.88% 11/2009 8419.999999 8899.59917 2009-12-31 2010-01-31 -4.69% -4.16% 12/2009 8959.999999 9422.869902 2010-01-31 2010-02-28 5.97% 6.65% 01/2010 8539.999998 9031.077115 2010-02-28 2010-03-31 7.96% 8.53% 02/2010 9049.999999 9631.720335 2010-03-31 2010-04-30 3.58% 4.17% 03/2010 9769.999998 10453.69655 2010-04-30 2010-05-31 -9.58% -8.82% 04/2010 10120 10889.8098 2010-05-31 2010-06-30 -4.59% -4.69% 05/2010 9149.999995 9929.203615 2010-06-30 2010-07-31 8.13% 8.14% 06/2010 8729.999995 9463.812385 2010-07-31 2010-08-31 -1.17% -0.31% 07/2010 9439.999995 10233.78741 2010-08-31 2010-09-30 11.79% 10.95% 08/2010 9329.999997 10202.0054 2010-09-30 2010-10-31 6.52% 6.06% 09/2010 10430 11318.75956 2010-10-31 2010-11-30 4.86% 4.21% 10/2010 11110 12004.30943 2010-11-30 2010-12-31 10.21% 9.20% 11/2010 11650 12509.34187 2010-12-31 2011-01-31 -0.47% -1.17% 12/2010 12840 13659.8773 2011-01-31 2011-02-28 6.89% 6.61% 01/2011 12780 13499.73406 2011-02-28 2011-03-31 0.15% 0.03% 02/2011 13660 14392.30001 2011-03-31 2011-04-30 1.90% 3.03% 03/2011 13680 14395.94428 2011-04-30 2011-05-31 -4.16% -4.02% 04/2011 13940 14832.50041 2011-05-31 2011-06-30 -5.54% -5.10% 05/2011 13360 14235.57776 2011-06-30 2011-07-31 1.51% 2.65% 06/2011 12620 13509.81758 2011-07-31 2011-08-31 -7.57% -5.95% 07/2011 12810 13867.52148 2011-08-31 2011-09-30 -18.92% -18.31% 08/2011 11840 13042.66675 2011-09-30 2011-10-31 16.04% 14.26% 09/2011 9600 10655.15835 2011-10-31 2011-11-30 -3.50% -2.61% 10/2011 11140 12174.40656 2011-11-30 2011-12-31 -1.58% -2.06% 11/2011 10750 11856.58095 2011-12-31 2012-01-31 8.60% 8.20% 12/2011 10580 11612.51227 2012-01-31 2012-02-29 3.83% 3.58% 01/2012 11490 12564.44286 2012-02-29 2012-03-31 -4.44% -5.28% 02/2012 11930 13014.05863 2012-03-31 2012-04-30 -2.28% -0.81% 03/2012 11400 12326.39136 2012-04-30 2012-05-31 -11.67% -11.66% 04/2012 11140 12227.04078 2012-05-31 2012-06-30 0.20% -0.31% 05/2012 9840.000001 10801.36524 2012-06-30 2012-07-31 2.74% 3.46% 06/2012 9860 10767.51608 2012-07-31 2012-08-31 4.24% 4.15% 07/2012 10130 11140.2598 2012-08-31 2012-09-30 4.26% 5.05% 08/2012 10560 11603.05306 2012-09-30 2012-10-31 -1.36% -1.79% 09/2012 11010 12189.20224 10/31/2012 10860 11970.6149 One Year Five Years From 04/02/2007 -------- ---------- --------------- -2.51% -3.53% 1.49% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. The Emerging Markets Series vs. MSCI Emerging Markets Index (net div.) October 31, 2002 - October 31, 2012 The Emerging MSCI Emerging Markets BeginDate EndDate FundReturns Benchmark0Returns EndDate Markets Series Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------- --------------------- 2002-10-31 2002-11-30 7.63% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.01% -3.33% 11/2002 10763.27434 10688.20463 2002-12-31 2003-01-31 -0.11% -0.44% 12/2002 10331.85841 10332.68124 2003-01-31 2003-02-28 -1.50% -2.81% 01/2003 10320.79646 10287.11002 2003-02-28 2003-03-31 -1.63% -2.86% 02/2003 10165.9292 9998.077641 2003-03-31 2003-04-30 13.50% 8.89% 03/2003 10000 9712.550745 2003-04-30 2003-05-31 7.31% 7.15% 04/2003 11349.55752 10576.25547 2003-05-31 2003-06-30 3.91% 5.67% 05/2003 12179.20354 11332.42116 2003-06-30 2003-07-31 2.01% 6.22% 06/2003 12654.86726 11974.8284 2003-07-31 2003-08-31 4.54% 6.69% 07/2003 12909.29204 12719.45993 2003-08-31 2003-09-30 4.51% 0.73% 08/2003 13495.57522 13570.61278 2003-09-30 2003-10-31 7.61% 8.51% 09/2003 14103.9823 13669.44466 2003-10-31 2003-11-30 -0.95% 1.22% 10/2003 15176.99115 14832.47204 2003-11-30 2003-12-31 10.52% 7.24% 11/2003 15033.18584 15012.94766 2003-12-31 2004-01-31 1.93% 3.49% 12/2003 16615.04425 16099.9853 2004-01-31 2004-02-29 4.44% 4.59% 01/2004 16935.84071 16662.21886 2004-02-29 2004-03-31 0.69% 1.25% 02/2004 17688.0531 17426.29823 2004-03-31 2004-04-30 -6.34% -8.19% 03/2004 17809.73452 17644.0921 2004-04-30 2004-05-31 -1.13% -2.00% 04/2004 16681.41593 16199.38255 2004-05-31 2004-06-30 1.81% 0.43% 05/2004 16493.36283 15876.20003 2004-06-30 2004-07-31 -0.07% -1.83% 06/2004 16792.0354 15943.82184 2004-07-31 2004-08-31 2.77% 4.15% 07/2004 16780.97346 15651.96247 2004-08-31 2004-09-30 5.64% 5.77% 08/2004 17245.57522 16301.04143 2004-09-30 2004-10-31 2.79% 2.39% 09/2004 18219.02655 17241.52745 2004-10-31 2004-11-30 8.74% 9.26% 10/2004 18727.87611 17653.47774 2004-11-30 2004-12-31 6.52% 4.80% 11/2004 20365.04425 19287.7093 2004-12-31 2005-01-31 0.82% 0.25% 12/2004 21692.47788 20214.06032 2005-01-31 2005-02-28 7.44% 8.72% 01/2005 21869.46903 20265.39862 2005-02-28 2005-03-31 -6.83% -6.61% 02/2005 23495.57523 22033.51685 2005-03-31 2005-04-30 -2.37% -2.68% 03/2005 21891.59293 20577.38623 2005-04-30 2005-05-31 3.00% 3.48% 04/2005 21371.68143 20024.99063 2005-05-31 2005-06-30 3.02% 3.40% 05/2005 22013.27435 20722.01549 2005-06-30 2005-07-31 6.44% 6.99% 06/2005 22676.99117 21426.05132 2005-07-31 2005-08-31 0.64% 0.86% 07/2005 24137.16815 22923.68229 2005-08-31 2005-09-30 7.97% 9.31% 08/2005 24292.0354 23119.9891 2005-09-30 2005-10-31 -4.98% -6.54% 09/2005 26227.87611 25272.80535 2005-10-31 2005-11-30 7.23% 8.27% 10/2005 24922.56638 23620.93331 2005-11-30 2005-12-31 5.79% 5.91% 11/2005 26725.66372 25574.955 2005-12-31 2006-01-31 9.59% 11.17% 12/2005 28274.33629 27086.60788 2006-01-31 2006-02-28 -0.29% -0.12% 01/2006 30984.51328 30111.9491 2006-02-28 2006-03-31 1.36% 0.88% 02/2006 30896.0177 30076.21583 2006-03-31 2006-04-30 6.00% 7.12% 03/2006 31316.37168 30341.27525 2006-04-30 2006-05-31 -11.53% -10.48% 04/2006 33196.90266 32501.78094 2006-05-31 2006-06-30 -0.11% -0.24% 05/2006 29369.46903 29096.49107 2006-06-30 2006-07-31 1.85% 1.43% 06/2006 29336.28319 29025.36378 2006-07-31 2006-08-31 3.15% 2.55% 07/2006 29878.31858 29440.93262 2006-08-31 2006-09-30 1.40% 0.83% 08/2006 30818.58407 30191.10507 2006-09-30 2006-10-31 5.98% 4.75% 09/2006 31250.00001 30442.48182 2006-10-31 2006-11-30 6.41% 7.43% 10/2006 33119.46903 31887.98293 2006-11-30 2006-12-31 4.05% 4.50% 11/2006 35243.36284 34258.36502 2006-12-31 2007-01-31 1.48% -1.08% 12/2006 36670.354 35800.88873 2007-01-31 2007-02-28 -1.52% -0.59% 01/2007 37212.38939 35415.39915 2007-02-28 2007-03-31 4.56% 3.98% 02/2007 36648.2301 35205.20002 2007-03-31 2007-04-30 6.41% 4.63% 03/2007 38318.58409 36607.13479 2007-04-30 2007-05-31 6.70% 4.95% 04/2007 40774.33629 38301.93602 2007-05-31 2007-06-30 1.65% 4.69% 05/2007 43506.63717 40199.01976 2007-06-30 2007-07-31 2.43% 5.28% 06/2007 44225.66372 42083.39264 2007-07-31 2007-08-31 -1.71% -2.13% 07/2007 45298.67256 44303.84785 2007-08-31 2007-09-30 8.82% 11.04% 08/2007 44524.33629 43362.3024 2007-09-30 2007-10-31 10.98% 11.15% 09/2007 48451.32743 48150.94986 2007-10-31 2007-11-30 -6.52% -7.09% 10/2007 53772.12388 53520.78318 2007-11-30 2007-12-31 -0.35% 0.35% 11/2007 50265.48672 49726.86787 2007-12-31 2008-01-31 -8.70% -12.48% 12/2007 50088.49557 49901.25085 2008-01-31 2008-02-29 3.19% 7.38% 01/2008 45730.08849 43673.8733 2008-02-29 2008-03-31 -3.09% -5.29% 02/2008 47190.26549 46897.54641 2008-03-31 2008-04-30 7.16% 8.12% 03/2008 45730.08849 44415.76252 2008-04-30 2008-05-31 0.59% 1.86% 04/2008 49004.42478 48020.26653 2008-05-31 2008-06-30 -10.26% -9.97% 05/2008 49292.03539 48911.10737 2008-06-30 2008-07-31 -1.30% -3.77% 06/2008 44236.72566 44032.83828 2008-07-31 2008-08-31 -5.93% -7.99% 07/2008 43661.50443 42371.91524 2008-08-31 2008-09-30 -13.90% -17.50% 08/2008 41073.00886 38987.53211 2008-09-30 2008-10-31 -26.34% -27.37% 09/2008 35365.04425 32164.58346 2008-10-31 2008-11-30 -9.04% -7.53% 10/2008 26050.88496 23361.83389 2008-11-30 2008-12-31 7.84% 7.80% 11/2008 23694.69027 21603.22571 2008-12-31 2009-01-31 -7.66% -6.46% 12/2008 25553.09734 23288.18785 2009-01-31 2009-02-28 -6.47% -5.64% 01/2009 23595.13275 21784.22273 2009-02-28 2009-03-31 14.44% 14.37% 02/2009 22068.58407 20555.33038 2009-03-31 2009-04-30 14.85% 16.64% 03/2009 25254.42478 23509.27602 2009-04-30 2009-05-31 17.05% 17.09% 04/2009 29004.42479 27421.45939 2009-05-31 2009-06-30 -0.85% -1.35% 05/2009 33949.11506 32106.85072 2009-06-30 2009-07-31 11.47% 11.24% 06/2009 33661.50443 31674.35664 2009-07-31 2009-08-31 0.35% -0.36% 07/2009 37522.1239 35236.07119 2009-08-31 2009-09-30 8.84% 9.08% 08/2009 37654.86726 35109.92688 2009-09-30 2009-10-31 -2.08% 0.12% 09/2009 40984.51328 38296.8602 2009-10-31 2009-11-30 5.98% 4.30% 10/2009 40132.74337 38344.23233 2009-11-30 2009-12-31 3.62% 3.95% 11/2009 42533.18585 39991.33055 2009-12-31 2010-01-31 -5.45% -5.58% 12/2009 44070.79647 41570.63621 2010-01-31 2010-02-28 1.22% 0.35% 01/2010 41670.35399 39252.15628 2010-02-28 2010-03-31 8.39% 8.07% 02/2010 42179.20354 39390.3133 2010-03-31 2010-04-30 0.60% 1.21% 03/2010 45719.02654 42570.3986 2010-04-30 2010-05-31 -9.28% -8.80% 04/2010 45995.57521 43086.13887 2010-05-31 2010-06-30 0.16% -0.74% 05/2010 41725.66372 39296.4307 2010-06-30 2010-07-31 8.81% 8.33% 06/2010 41792.0354 39007.56331 2010-07-31 2010-08-31 -2.31% -1.94% 07/2010 45475.66371 42255.92483 2010-08-31 2010-09-30 11.38% 11.11% 08/2010 44424.77876 41435.27509 2010-09-30 2010-10-31 3.04% 2.90% 09/2010 49480.08849 46039.95583 2010-10-31 2010-11-30 -2.23% -2.64% 10/2010 50984.51326 47376.79589 2010-11-30 2010-12-31 8.14% 7.14% 11/2010 49845.13274 46126.15023 2010-12-31 2011-01-31 -2.59% -2.71% 12/2010 53904.86725 49417.68963 2011-01-31 2011-02-28 -0.70% -0.93% 01/2011 52511.06194 48076.93112 2011-02-28 2011-03-31 5.58% 5.88% 02/2011 52146.01769 47628.60177 2011-03-31 2011-04-30 3.50% 3.10% 03/2011 55055.30973 50428.86654 2011-04-30 2011-05-31 -2.76% -2.62% 04/2011 56980.08848 51993.18073 2011-05-31 2011-06-30 -1.18% -1.54% 05/2011 55409.29201 50629.43612 2011-06-30 2011-07-31 -0.77% -0.44% 06/2011 54756.63715 49850.56795 2011-07-31 2011-08-31 -8.08% -8.94% 07/2011 54336.28317 49629.16113 2011-08-31 2011-09-30 -15.13% -14.58% 08/2011 49944.69025 45194.09196 2011-09-30 2011-10-31 12.53% 13.25% 09/2011 42389.38052 38605.04085 2011-10-31 2011-11-30 -3.46% -6.66% 10/2011 47699.11503 43718.55662 2011-11-30 2011-12-31 -2.91% -1.21% 11/2011 46050.88494 40804.88147 2011-12-31 2012-01-31 10.71% 11.34% 12/2011 44712.38936 40313.07288 2012-01-31 2012-02-29 5.43% 5.99% 01/2012 49502.21238 44885.64739 2012-02-29 2012-03-31 -2.59% -3.34% 02/2012 52190.26548 47574.28607 2012-03-31 2012-04-30 -1.78% -1.20% 03/2012 50840.70796 45986.28864 2012-04-30 2012-05-31 -10.77% -11.21% 04/2012 49933.62832 45436.70648 2012-05-31 2012-06-30 4.97% 3.86% 05/2012 44557.52212 40341.21113 2012-06-30 2012-07-31 0.80% 1.95% 06/2012 46769.91149 41898.19616 2012-07-31 2012-08-31 0.68% -0.33% 07/2012 47146.01769 42715.46911 2012-08-31 2012-09-30 5.59% 6.03% 08/2012 47466.81415 42573.22844 2012-09-30 2012-10-31 -0.51% -0.61% 09/2012 50121.6814 45142.17877 10/31/2012 49867.25663 44868.1269 One Year Five Years Ten Years -------- ---------- --------- 4.55% -1.50% 17.43% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. The Emerging Markets Small Cap Series vs. MSCI Emerging Markets Index (net div.) October 31, 2002 - October 31, 2012 The Emerging Markets MSCI Emerging Markets BeginDate EndDate FundReturns Benchmark0Returns EndDate Small Cap Series Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------- --------------------- 2002-10-31 2002-11-30 7.75% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -3.26% -3.33% 11/2002 10774.8184 10688.20463 2002-12-31 2003-01-31 1.86% -0.44% 12/2002 10423.72881 10332.68124 2003-01-31 2003-02-28 -1.14% -2.81% 01/2003 10617.43341 10287.11002 2003-02-28 2003-03-31 -0.69% -2.86% 02/2003 10496.36804 9998.077641 2003-03-31 2003-04-30 12.89% 8.89% 03/2003 10423.72881 9712.550745 2003-04-30 2003-05-31 7.61% 7.15% 04/2003 11767.55448 10576.25547 2003-05-31 2003-06-30 4.30% 5.67% 05/2003 12663.43826 11332.42116 2003-06-30 2003-07-31 2.11% 6.22% 06/2003 13208.23245 11974.8284 2003-07-31 2003-08-31 6.01% 6.69% 07/2003 13486.68281 12719.45993 2003-08-31 2003-09-30 3.81% 0.73% 08/2003 14297.82083 13570.61278 2003-09-30 2003-10-31 8.73% 8.51% 09/2003 14842.61502 13669.44466 2003-10-31 2003-11-30 2.03% 1.22% 10/2003 16138.01454 14832.47204 2003-11-30 2003-12-31 10.00% 7.24% 11/2003 16464.89105 15012.94766 2003-12-31 2004-01-31 3.01% 3.49% 12/2003 18111.38016 16099.9853 2004-01-31 2004-02-29 4.22% 4.59% 01/2004 18656.17435 16662.21886 2004-02-29 2004-03-31 1.68% 1.25% 02/2004 19443.09929 17426.29823 2004-03-31 2004-04-30 -5.51% -8.19% 03/2004 19769.9758 17644.0921 2004-04-30 2004-05-31 -4.15% -2.00% 04/2004 18680.38743 16199.38255 2004-05-31 2004-06-30 0.81% 0.43% 05/2004 17905.56902 15876.20003 2004-06-30 2004-07-31 0.74% -1.83% 06/2004 18050.84747 15943.82184 2004-07-31 2004-08-31 3.33% 4.15% 07/2004 18184.01938 15651.96247 2004-08-31 2004-09-30 5.54% 5.77% 08/2004 18789.34626 16301.04143 2004-09-30 2004-10-31 2.56% 2.39% 09/2004 19830.50848 17241.52745 2004-10-31 2004-11-30 9.46% 9.26% 10/2004 20338.98306 17653.47774 2004-11-30 2004-12-31 5.33% 4.80% 11/2004 22263.92252 19287.7093 2004-12-31 2005-01-31 2.84% 0.25% 12/2004 23450.3632 20214.06032 2005-01-31 2005-02-28 6.33% 8.72% 01/2005 24116.22277 20265.39862 2005-02-28 2005-03-31 -6.85% -6.61% 02/2005 25641.6465 22033.51685 2005-03-31 2005-04-30 -3.65% -2.68% 03/2005 23886.19856 20577.38623 2005-04-30 2005-05-31 1.95% 3.48% 04/2005 23014.52786 20024.99063 2005-05-31 2005-06-30 2.53% 3.40% 05/2005 23462.46975 20722.01549 2005-06-30 2005-07-31 5.59% 6.99% 06/2005 24055.69009 21426.05132 2005-07-31 2005-08-31 0.67% 0.86% 07/2005 25399.51576 22923.68229 2005-08-31 2005-09-30 6.63% 9.31% 08/2005 25569.00729 23119.9891 2005-09-30 2005-10-31 -4.84% -6.54% 09/2005 27263.92255 25272.80535 2005-10-31 2005-11-30 7.14% 8.27% 10/2005 25944.30996 23620.93331 2005-11-30 2005-12-31 6.58% 5.91% 11/2005 27796.61021 25574.955 2005-12-31 2006-01-31 9.73% 11.17% 12/2005 29624.69739 27086.60788 2006-01-31 2006-02-28 1.12% -0.12% 01/2006 32506.05332 30111.9491 2006-02-28 2006-03-31 1.80% 0.88% 02/2006 32869.24945 30076.21583 2006-03-31 2006-04-30 8.21% 7.12% 03/2006 33462.46979 30341.27525 2006-04-30 2006-05-31 -10.50% -10.48% 04/2006 36210.65382 32501.78094 2006-05-31 2006-06-30 -4.37% -0.24% 05/2006 32409.20103 29096.49107 2006-06-30 2006-07-31 2.30% 1.43% 06/2006 30992.73612 29025.36378 2006-07-31 2006-08-31 3.51% 2.55% 07/2006 31707.02184 29440.93262 2006-08-31 2006-09-30 2.84% 0.83% 08/2006 32820.82328 30191.10507 2006-09-30 2006-10-31 7.57% 4.75% 09/2006 33753.02667 30442.48182 2006-10-31 2006-11-30 7.60% 7.43% 10/2006 36307.5061 31887.98293 2006-11-30 2006-12-31 4.62% 4.50% 11/2006 39067.79666 34258.36502 2006-12-31 2007-01-31 1.98% -1.08% 12/2006 40871.67076 35800.88873 2007-01-31 2007-02-28 0.84% -0.59% 01/2007 41682.80877 35415.39915 2007-02-28 2007-03-31 4.52% 3.98% 02/2007 42033.89836 35205.20002 2007-03-31 2007-04-30 7.66% 4.63% 03/2007 43934.62474 36607.13479 2007-04-30 2007-05-31 7.99% 4.95% 04/2007 47300.24218 38301.93602 2007-05-31 2007-06-30 3.01% 4.69% 05/2007 51077.48189 40199.01976 2007-06-30 2007-07-31 4.90% 5.28% 06/2007 52615.01216 42083.39264 2007-07-31 2007-08-31 -4.12% -2.13% 07/2007 55193.70464 44303.84785 2007-08-31 2007-09-30 6.89% 11.04% 08/2007 52917.67557 43362.3024 2007-09-30 2007-10-31 7.58% 11.15% 09/2007 56561.74337 48150.94986 2007-10-31 2007-11-30 -7.98% -7.09% 10/2007 60847.45766 53520.78318 2007-11-30 2007-12-31 1.17% 0.35% 11/2007 55992.73611 49726.86787 2007-12-31 2008-01-31 -11.99% -12.48% 12/2007 56646.48913 49901.25085 2008-01-31 2008-02-29 2.89% 7.38% 01/2008 49854.72158 43673.8733 2008-02-29 2008-03-31 -4.65% -5.29% 02/2008 51295.39954 46897.54641 2008-03-31 2008-04-30 6.09% 8.12% 03/2008 48910.41166 44415.76252 2008-04-30 2008-05-31 -0.56% 1.86% 04/2008 51888.61989 48020.26653 2008-05-31 2008-06-30 -11.52% -9.97% 05/2008 51598.06299 48911.10737 2008-06-30 2008-07-31 -1.51% -3.77% 06/2008 45653.75305 44032.83828 2008-07-31 2008-08-31 -6.03% -7.99% 07/2008 44963.68042 42371.91524 2008-08-31 2008-09-30 -17.99% -17.50% 08/2008 42251.81602 38987.53211 2008-09-30 2008-10-31 -30.29% -27.37% 09/2008 34648.91044 32164.58346 2008-10-31 2008-11-30 -6.07% -7.53% 10/2008 24152.54239 23361.83389 2008-11-30 2008-12-31 14.19% 7.80% 11/2008 22687.65135 21603.22571 2008-12-31 2009-01-31 -7.62% -6.46% 12/2008 25907.99034 23288.18785 2009-01-31 2009-02-28 -6.12% -5.64% 01/2009 23934.62471 21784.22273 2009-02-28 2009-03-31 13.79% 14.37% 02/2009 22469.73367 20555.33038 2009-03-31 2009-04-30 20.27% 16.64% 03/2009 25569.00729 23509.27602 2009-04-30 2009-05-31 22.72% 17.09% 04/2009 30750.60535 27421.45939 2009-05-31 2009-06-30 -0.48% -1.35% 05/2009 37736.07752 32106.85072 2009-06-30 2009-07-31 12.80% 11.24% 06/2009 37554.47945 31674.35664 2009-07-31 2009-08-31 1.20% -0.36% 07/2009 42360.77484 35236.07119 2009-08-31 2009-09-30 8.36% 9.08% 08/2009 42869.24942 35109.92688 2009-09-30 2009-10-31 -0.08% 0.12% 09/2009 46452.78453 38296.8602 2009-10-31 2009-11-30 5.95% 4.30% 10/2009 46416.46491 38344.23233 2009-11-30 2009-12-31 5.51% 3.95% 11/2009 49176.75547 39991.33055 2009-12-31 2010-01-31 -4.39% -5.58% 12/2009 51888.61987 41570.63621 2010-01-31 2010-02-28 1.73% 0.35% 01/2010 49612.59082 39252.15628 2010-02-28 2010-03-31 8.56% 8.07% 02/2010 50472.15499 39390.3133 2010-03-31 2010-04-30 1.66% 1.21% 03/2010 54794.1889 42570.3986 2010-04-30 2010-05-31 -10.02% -8.80% 04/2010 55702.17921 43086.13887 2010-05-31 2010-06-30 2.68% -0.74% 05/2010 50121.06542 39296.4307 2010-06-30 2010-07-31 9.22% 8.33% 06/2010 51464.89108 39007.56331 2010-07-31 2010-08-31 0.50% -1.94% 07/2010 56210.65379 42255.92483 2010-08-31 2010-09-30 12.17% 11.11% 08/2010 56489.10416 41435.27509 2010-09-30 2010-10-31 3.99% 2.90% 09/2010 63365.61748 46039.95583 2010-10-31 2010-11-30 -2.66% -2.64% 10/2010 65895.88383 47376.79589 2010-11-30 2010-12-31 5.76% 7.14% 11/2010 64140.43588 46126.15023 2010-12-31 2011-01-31 -4.19% -2.71% 12/2010 67832.92984 49417.68963 2011-01-31 2011-02-28 -2.91% -0.93% 01/2011 64987.89351 48076.93112 2011-02-28 2011-03-31 5.58% 5.88% 02/2011 63099.27365 47628.60177 2011-03-31 2011-04-30 5.29% 3.10% 03/2011 66622.27608 50428.86654 2011-04-30 2011-05-31 -2.23% -2.62% 04/2011 70145.2785 51993.18073 2011-05-31 2011-06-30 -0.02% -1.54% 05/2011 68583.53516 50629.43612 2011-06-30 2011-07-31 1.15% -0.44% 06/2011 68571.42864 49850.56795 2011-07-31 2011-08-31 -9.46% -8.94% 07/2011 69358.35356 49629.16113 2011-08-31 2011-09-30 -17.76% -14.58% 08/2011 62796.61021 45194.09196 2011-09-30 2011-10-31 11.09% 13.25% 09/2011 51646.48915 38605.04085 2011-10-31 2011-11-30 -4.83% -6.66% 10/2011 57372.88142 43718.55662 2011-11-30 2011-12-31 -2.66% -1.21% 11/2011 54600.4843 40804.88147 2011-12-31 2012-01-31 11.32% 11.34% 12/2011 53147.69979 40313.07288 2012-01-31 2012-02-29 8.21% 5.99% 01/2012 59164.64895 44885.64739 2012-02-29 2012-03-31 -2.53% -3.34% 02/2012 64019.3705 47574.28607 2012-03-31 2012-04-30 -2.39% -1.20% 03/2012 62397.09445 45986.28864 2012-04-30 2012-05-31 -9.10% -11.21% 04/2012 60907.99034 45436.70648 2012-05-31 2012-06-30 3.83% 3.86% 05/2012 55363.19615 40341.21113 2012-06-30 2012-07-31 -1.18% 1.95% 06/2012 57481.8402 41898.19616 2012-07-31 2012-08-31 2.62% -0.33% 07/2012 56803.8741 42715.46911 2012-08-31 2012-09-30 5.86% 6.03% 08/2012 58292.97822 42573.22844 2012-09-30 2012-10-31 -0.33% -0.61% 09/2012 61707.0218 45142.17877 10/31/2012 61501.21066 44868.1269 One Year1 Five Years Ten Years --------- ---------- --------- 7.19% 0.21% 19.92% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 223 THE DFA INVESTMENT TRUST COMPANY MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. Equity Market Review 12 Months Ended October 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 3000(R) Index....................................... 14.75% Russell Microcap(R) Index (micro cap stocks)................ 16.49% Russell 2000(R) Index (small cap stocks).................... 12.08% Russell 1000(R) Index (large cap stocks).................... 14.97% Dow Jones US Select REIT Index.............................. 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 ------------------------------------------------- Russell 2000(R) Value Index (small cap value stocks)........ 14.47% Russell 2000(R) Growth Index (small cap growth stocks)...... 9.70% Russell 1000(R) Value Index (large cap value stocks)........ 16.89% Russell 1000(R) Growth Index (large cap growth stocks)...... 13.02% -------- Sources: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. 224 Domestic Equity Series' Performance Overview The U.S. Large Cap Value Series The U.S. Large Cap Value Series seeks to capture the returns of U.S. large company value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Series held approximately 250 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were 18.31% for the Series and 16.89% for the Russell 1000(R) Value Index. As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks, particularly in the largest size category, generally outperformed during the period. The Series had significantly greater exposure than the Index to value stocks, which contributed to the relative outperformance. The Series' exclusion of REITs and highly regulated utilities also helped performance as both of these sectors underperformed the overall Index during the period. International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- MSCI World ex USA Index............................................ 4.40% MSCI World ex USA Small Cap Index.................................. 4.86% MSCI World ex USA Value Index...................................... 4.74% MSCI World ex USA Growth Index..................................... 3.99% -------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- United Kingdom............................................ 8.61% 8.41% Japan..................................................... -0.86% -3.28% Canada.................................................... 3.34% 2.69% France.................................................... 10.04% 2.23% Australia................................................. 10.20% 7.71% Switzerland............................................... 17.41% 9.79% Germany................................................... 18.18% 9.79% 225 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- Spain.................................................. -6.40% -13.04% Sweden................................................. 9.26% 6.47% Hong Kong.............................................. 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- MSCI Emerging Markets Index........... 2.63% MSCI Emerging Markets Small Cap Index. 3.74% MSCI Emerging Markets Value Index..... 1.36% MSCI Emerging Markets Growth Index.... 3.89% -------- The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Emerging Markets by Market Cap Return Return ------------------------------------------ -------- ----------- China.................................................. 7.71% 7.92% South Korea............................................ 1.71% 3.35% Brazil................................................. 4.65% -12.68% Taiwan................................................. -1.78% 0.59% South Africa........................................... 17.70% 6.84% India.................................................. 5.24% -4.73% Russia................................................. -1.42% -4.50% Mexico................................................. 16.32% 17.03% Malaysia............................................... 11.39% 12.19% Indonesia.............................................. 12.64% 3.82% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. 226 International Equity Series' Performance Overview The DFA International Value Series The DFA International Value Series seeks to capture the returns of international large company value stocks. Value stocks are typically characterized by low relative price, as measured by their book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track any specific equity index. As of October 31, 2012, the Series held approximately 530 securities in 23 developed countries. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ending October 31, 2012, total returns were 3.17% for the Series and 4.40% for the MSCI World ex USA Index (net dividends). The Series focuses on international large-cap value stocks,as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed during the period. The Series had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Series has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Series and the Index contributed to relative performance. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The Japanese Small Company Series The Japanese Small Company Series seeks to capture the returns of Japanese small company stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 1,400 securities. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were 0.54% for the Series and -1.01% for the MSCI Japan Small Cap Index (net dividends). As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the Japanese equity market rather than the behavior of a limited number of stocks. The Series' outperformance was primarily attributable to its holdings of companies with a market capitalization below $500 million. These stocks are generally considered too small to be included in the Index and outperformed other stocks, contributing to the Series' relative performance. The Series' outperformance was also attributable to differences in the valuation timing and methodology between the Series and the Index. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The Asia Pacific Small Company Series The Asia Pacific Small Company Series seeks to capture the returns of small company stocks in Australia, Hong Kong, New Zealand, and Singapore. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 1,000 securities across the eligible countries. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were 7.48% for the Series and 4.01% for the MSCI Pacific ex Japan Small Cap Index (net dividends). As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in Asia Pacific equity markets rather than the behavior of a limited number of stocks. In particular, the Index held a number of larger Australian companies at higher weights than the Series and these stocks underperformed, benefitting the Series' relative performance. The 227 Series' outperformance was also attributable to differences in the valuation timing and methodology between the Series and the Index. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The United Kingdom Small Company Series The United Kingdom Small Company Series seeks to capture the returns of U.K. small company stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 360 securities. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were 23.41% for the Series and 20.73% for the MSCI UK Small Cap Index (net dividends). As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the U.K. equity market, rather than the behavior of a limited number of stocks. The Series generally excluded stocks not listed on the London Stock Exchange whereas the Index held a number of stocks listed on other exchanges. The stocks that were excluded by the Series significantly underperformed, contributed to the Series' relative performance. In addition, the Series held a number of stocks that were considered to be too large for the Index. These larger names outperformed, which had a positive impact on relative performance. The Series' outperformance was also attributable to differences in the valuation timing and methodology between the Series and the Index. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The Continental Small Company Series The Continental Small Company Series seeks to capture the returns of small company stocks in developed markets of Europe (excluding the U.K.) and Israel, by purchasing shares in such securities. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 1,400 securities in 15 developed continental European countries and Israel. Country allocations generally reflect the approximate weights of individual securities within a universe of continental European and Israeli small company stocks constructed by the Advisor. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were 2.29% for the Series and 3.75% for the MSCI Europe ex UK Small Cap Index (net dividends). As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the continental European (excluding the U.K.) and Israeli equity markets, rather than the behavior of a limited number of stocks. The Series defines the small cap universe differently than the Index. For the one-year period, this led to differences in country weights as well as holdings within certain countries. In particular, the Series had a lower allocation to Norway, one of the best performing countries, which detracted from relative performance. Differences in the Series' definition of the small cap universe also resulted in the exclusion or lower weighting of larger securities in Norway, Germany and Sweden, which also outperformed, and detracted from the Series' relative performance. For the period, differences in the valuation timing and methodology between the Series and the Index contributed to relative performance. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 228 The Canadian Small Company Series The Canadian Small Company Series seeks to capture the returns of Canadian small company stocks. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 420 securities. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ended October 31, 2012, total returns were -2.51% for the Series and -1.67% for the MSCI Canada Small Cap Index (net dividends). As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the Canadian equity market. The Series held smaller securities than the Index, which had a negative impact on relative performance as larger companies in Canada outperformed. The Series' exclusion of REITs also detracted significantly from relative performance as Canadian REITs outperformed. The Emerging Markets Series The Emerging Markets Series seeks to capture the returns of large cap stocks in selected emerging markets countries. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap emerging markets stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 970 securities across 20 emerging markets. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. The Series' country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 4.55% for the Series and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Series' diversified approach, performance was generally determined by structural trends in emerging markets rather than the behavior of a limited number of stocks. Differences in the valuation timing and methodology between the Series and the Index were the primary reason for the Series' outperformance relative to the Index. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. The Emerging Markets Small Cap Series The Emerging Markets Small Cap Series seeks to capture the returns of small company stocks in selected emerging markets. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks in selected emerging markets, and does not attempt to track a specific equity index. As of October 31, 2012, the Series held approximately 2,900 securities across 16 emerging markets. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. The Series' country weights were capped at 15% of assets associated with any one country upon purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 7.19% for the Series and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Series' diversified approach, performance was principally determined by structural trends in emerging markets rather than the behavior of a limited number of stocks. The Series focuses on small cap stocks while the Index primarily holds mid-cap and large cap stocks. Emerging markets small cap stocks outperformed larger companies over the period. The Series' significantly greater exposure than the Index to small cap stocks contributed to the relative outperformance. In addition, differences in country weights between the Series and the Index also contributed to the Series' relative outperformance. To a lesser extent, differences in the valuation timing and methodology between the Series and the Index also contributed to outperformance. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 229 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- THE U.S. LARGE CAP VALUE SERIES.... Actual Fund Return................. $1,000.00 $1,068.50 0.12% $0.62 Hypothetical 5% Annual Return...... $1,000.00 $1,024.53 0.12% $0.61 THE DFA INTERNATIONAL VALUE SERIES. Actual Fund Return................. $1,000.00 $1,020.68 0.24% $1.22 Hypothetical 5% Annual Return...... $1,000.00 $1,023.93 0.24% $1.22 230 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- The Japanese Small Company Series --------------------------------- Actual Fund Return..................... $1,000.00 $ 926.58 0.15% $0.73 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.38 0.15% $0.76 The Asia Pacific Small Company Series ------------------------------------- Actual Fund Return..................... $1,000.00 $1,006.40 0.16% $0.81 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.33 0.16% $0.81 The United Kingdom Small Company Series --------------------------------------- Actual Fund Return..................... $1,000.00 $1,073.28 0.13% $0.68 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.48 0.13% $0.66 The Continental Small Company Series ------------------------------------ Actual Fund Return..................... $1,000.00 $ 999.29 0.16% $0.80 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.33 0.16% $0.81 The Canadian Small Company Series --------------------------------- Actual Fund Return..................... $1,000.00 $ 974.87 0.15% $0.74 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.38 0.15% $0.76 The Emerging Markets Series --------------------------- Actual Fund Return..................... $1,000.00 $ 998.66 0.20% $1.00 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.13 0.20% $1.02 The Emerging Markets Small Cap Series ------------------------------------- Actual Fund Return..................... $1,000.00 $1,009.75 0.39% $1.97 Hypothetical 5% Annual Return.......... $1,000.00 $1,023.18 0.39% $1.98 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 231 DFA INVESTMENT TRUST COMPANY DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For The DFA Investment Trust Company, this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. The DFA Investment Trust Company filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS The U.S. Large Cap Value Series Consumer Discretionary..... 17.4% Consumer Staples........... 8.3% Energy..................... 19.2% Financials................. 19.6% Health Care................ 9.3% Industrials................ 13.7% Information Technology..... 3.2% Materials.................. 2.8% Telecommunication Services. 6.3% Utilities.................. 0.2% ----- 100.0% The DFA International Value Series Consumer Discretionary..... 10.8% Consumer Staples........... 5.5% Energy..................... 14.5% Financials................. 30.7% Health Care................ 1.5% Industrials................ 10.0% Information Technology..... 2.9% Materials.................. 13.0% Telecommunication Services. 7.9% Utilities.................. 3.2% ----- 100.0% The Japanese Small Company Series Consumer Discretionary..... 22.5% Consumer Staples........... 10.1% Energy..................... 0.9% Financials................. 12.2% Health Care................ 5.3% Industrials................ 26.3% Information Technology..... 10.9% Materials.................. 11.0% Telecommunication Services. 0.3% Utilities.................. 0.5% ----- 100.0% 232 DISCLOSURE OF PORTFOLIO HOLDINGS CONTINUED The Asia Pacific Small Company Series Consumer Discretionary....... 24.0% Consumer Staples............. 4.6% Energy....................... 7.1% Financials................... 11.7% Health Care.................. 5.6% Industrials.................. 21.3% Information Technology....... 4.5% Materials.................... 15.2% Other........................ -- Telecommunication Services... 2.5% Utilities.................... 3.5% ----- 100.0% The United Kingdom Small Company Series Consumer Discretionary........ 25.0% Consumer Staples.............. 4.0% Energy........................ 5.0% Financials.................... 14.4% Health Care................... 2.1% Industrials................... 28.4% Information Technology........ 9.1% Materials..................... 7.4% Telecommunication Services.... 2.2% Utilities..................... 2.4% ----- 100.0% The Continental Small Company Series Consumer Discretionary........ 13.3% Consumer Staples.............. 7.4% Energy........................ 4.5% Financials.................... 18.7% Health Care................... 9.5% Industrials................... 23.9% Information Technology........ 10.1% Materials..................... 8.9% Other......................... -- Real Estate Investment Trusts. -- Telecommunication Services.... 1.6% Utilities..................... 2.1% ----- 100.0% The Canadian Small Company Series Consumer Discretionary..... 11.2% Consumer Staples........... 3.4% Energy..................... 25.3% Financials................. 7.8% Health Care................ 2.0% Industrials................ 11.9% Information Technology..... 5.2% Materials.................. 28.4% Telecommunication Services. 0.5% Utilities.................. 4.3% ----- 100.0% The Emerging Markets Series Consumer Discretionary..... 8.3% Consumer Staples........... 9.7% Energy..................... 12.4% Financials................. 23.9% Health Care................ 1.3% Industrials................ 7.4% Information Technology..... 13.5% Materials.................. 12.4% Other...................... -- Telecommunication Services. 7.8% Utilities.................. 3.3% ----- 100.0% The Emerging Markets Small Cap Series Consumer Discretionary........ 18.4% Consumer Staples.............. 10.1% Energy........................ 2.1% Financials.................... 16.9% Health Care................... 6.1% Industrials................... 17.2% Information Technology........ 11.3% Materials..................... 14.0% Other......................... -- Real Estate Investment Trusts. -- Telecommunication Services.... 0.9% Utilities..................... 3.0% ----- 100.0% 233 THE U.S. LARGE CAP VALUE SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ---------- -------------- --------------- COMMON STOCKS -- (94.6%) Consumer Discretionary -- (16.4%) #Carnival Corp.................... 2,385,423 $ 90,359,823 0.9% CBS Corp. Class B................ 2,414,307 78,223,547 0.7% Comcast Corp. Class A............ 10,008,890 375,433,464 3.5% Comcast Corp. Special Class A.... 3,843,964 140,074,048 1.3% #News Corp. Class A............... 8,332,375 199,310,410 1.9% News Corp. Class B............... 3,247,295 79,104,106 0.8% Time Warner Cable, Inc........... 1,921,256 190,415,682 1.8% Time Warner, Inc................. 4,810,759 209,027,479 2.0% Other Securities................. 477,830,442 4.5% -------------- ---- Total Consumer Discretionary......... 1,839,779,001 17.4% -------------- ---- Consumer Staples -- (7.9%) Archer-Daniels-Midland Co........ 3,155,848 84,702,960 0.8% CVS Caremark Corp................ 5,746,668 266,645,395 2.5% *Kraft Foods Group, Inc........... 2,376,283 108,073,351 1.0% Mondelez International, Inc. Class A........................ 7,128,852 189,199,732 1.8% Other Securities................. 231,906,652 2.2% -------------- ---- Total Consumer Staples............... 880,528,090 8.3% -------------- ---- Energy -- (18.1%) Anadarko Petroleum Corp.......... 2,441,476 167,997,964 1.6% #Apache Corp...................... 1,208,836 100,031,179 0.9% #Chesapeake Energy Corp........... 3,251,150 65,868,299 0.6% Chevron Corp..................... 2,876,061 316,970,683 3.0% ConocoPhillips................... 5,374,243 310,899,958 2.9% Devon Energy Corp................ 1,094,855 63,731,510 0.6% Hess Corp........................ 1,567,373 81,910,913 0.8% Marathon Oil Corp................ 3,446,808 103,611,048 1.0% Marathon Petroleum Corp.......... 1,791,952 98,431,923 0.9% National Oilwell Varco, Inc...... 1,661,481 122,451,150 1.1% Phillips 66...................... 2,855,170 134,649,817 1.3% #Pioneer Natural Resources Co..... 517,832 54,708,951 0.5% Valero Energy Corp............... 2,806,975 81,682,972 0.8% Other Securities.................. 324,968,319 3.1% -------------- ---- Total Energy......................... 2,027,914,686 19.1% -------------- ---- Financials -- (18.5%) Allstate Corp. (The)............. 1,330,135 53,178,797 0.5% Bank of America Corp............. 29,573,320 275,623,342 2.6% Citigroup, Inc................... 9,338,881 349,180,761 3.3% CME Group, Inc................... 1,599,345 89,451,366 0.8% #Goldman Sachs Group, Inc. (The).. 786,395 96,246,884 0.9% JPMorgan Chase & Co.............. 2,316,928 96,569,559 0.9% Loews Corp....................... 2,050,343 86,688,502 0.8% MetLife, Inc..................... 4,759,859 168,927,396 1.6% Morgan Stanley................... 3,953,534 68,712,421 0.7% Prudential Financial, Inc........ 2,267,142 129,340,451 1.2% SunTrust Banks, Inc.............. 2,564,707 69,760,030 0.7% Other Securities................. 590,403,703 5.6% -------------- ---- Total Financials..................... 2,074,083,212 19.6% -------------- ---- Health Care -- (8.8%) Aetna, Inc....................... 1,693,713 74,015,258 0.7% Humana, Inc...................... 698,778 51,898,242 0.5% Pfizer, Inc...................... 17,815,204 443,064,123 4.2% Thermo Fisher Scientific, Inc.... 1,932,026 117,969,508 1.1% 234 THE U.S. LARGE CAP VALUE SERIES CONTINUED Percentage Shares Value+ of Net Assets** ----------- --------------- --------------- Health Care -- (Continued) #WellPoint, Inc................. 1,824,634 $ 111,813,572 1.1% Other Securities............... 185,837,706 1.7% --------------- ----- Total Health Care.................. 984,598,409 9.3% --------------- ----- Industrials -- (12.9%) CSX Corp....................... 5,517,066 112,934,341 1.1% General Electric Co............ 21,445,555 451,643,388 4.2% Norfolk Southern Corp.......... 1,681,939 103,186,958 1.0% Northrop Grumman Corp.......... 1,364,645 93,737,465 0.9% Union Pacific Corp............. 2,314,080 284,701,262 2.7% Other Securities............... 401,626,053 3.8% --------------- ----- Total Industrials.................. 1,447,829,467 13.7% --------------- ----- Information Technology -- (3.1%) Other Securities............... 342,245,409 3.2% --------------- ----- Materials -- (2.7%) International Paper Co......... 2,299,481 82,390,404 0.8% Other Securities............... 214,315,526 2.0% --------------- ----- Total Materials.................... 296,705,930 2.8% --------------- ----- Telecommunication Services -- (6.0%) AT&T, Inc...................... 13,051,618 451,455,467 4.3% CenturyLink, Inc............... 2,353,137 90,313,398 0.9% *Sprint Nextel Corp............. 13,961,200 77,345,048 0.7% Other Securities............... 46,089,533 0.4% --------------- ----- Total Telecommunication Services... 665,203,446 6.3% --------------- ----- Utilities -- (0.2%) Other Securities............... 21,403,569 0.2% --------------- ----- TOTAL COMMON STOCKS................ 10,580,291,219 99.9% --------------- ----- TEMPORARY CASH INVESTMENTS -- (0.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares......... 8,414,357 8,414,357 0.1% --------------- ----- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (5.3%) (S)@DFA Short Term Investment Fund. 51,528,378 596,183,329 5.6% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,620,729 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,625,607) to be repurchased at $1,573,497................... $ 1,573 1,573,484 0.0% --------------- ----- TOTAL SECURITIES LENDING COLLATERAL....................... 597,756,813 5.6% --------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $8,371,764,356)........... $11,186,462,389 105.6% =============== ===== 235 THE U.S. LARGE CAP VALUE SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total --------------- ------------ ------- --------------- Common Stocks Consumer Discretionary..... $ 1,839,779,001 -- -- $ 1,839,779,001 Consumer Staples........... 880,528,090 -- -- 880,528,090 Energy..................... 2,027,914,686 -- -- 2,027,914,686 Financials................. 2,074,083,212 -- -- 2,074,083,212 Health Care................ 984,598,409 -- -- 984,598,409 Industrials................ 1,447,829,467 -- -- 1,447,829,467 Information Technology..... 342,245,409 -- -- 342,245,409 Materials.................. 296,705,930 -- -- 296,705,930 Telecommunication Services. 665,203,446 -- -- 665,203,446 Utilities.................. 21,403,569 -- -- 21,403,569 Temporary Cash Investments.... 8,414,357 -- -- 8,414,357 Securities Lending Collateral. -- $597,756,813 -- 597,756,813 --------------- ------------ -- --------------- TOTAL......................... $10,588,705,576 $597,756,813 -- $11,186,462,389 =============== ============ == =============== See accompanying Notes to Financial Statements. 236 THE DFA INTERNATIONAL VALUE SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (91.9%) AUSTRALIA -- (4.6%) #National Australia Bank, Ltd....... 1,435,379 $ 38,360,336 0.5% #Wesfarmers, Ltd.................... 2,578,622 92,958,107 1.3% Other Securities................... 227,956,736 3.2% ------------ ---- TOTAL AUSTRALIA........................ 359,275,179 5.0% ------------ ---- AUSTRIA -- (0.3%) Other Securities................... 20,298,622 0.3% ------------ ---- BELGIUM -- (0.9%) Other Securities................... 68,961,678 0.9% ------------ ---- CANADA -- (11.6%) Canadian Natural Resources, Ltd.... 1,668,484 50,284,224 0.7% Goldcorp, Inc...................... 1,677,120 75,816,739 1.0% #Manulife Financial Corp............ 4,587,163 56,676,437 0.8% Nexen, Inc......................... 1,739,936 41,549,410 0.6% #Sun Life Financial, Inc............ 1,565,269 38,820,238 0.5% Suncor Energy, Inc................. 3,696,270 124,054,038 1.7% #Teck Resources, Ltd. Class B....... 1,483,730 47,093,107 0.7% #Thomson Reuters Corp............... 1,832,184 51,585,496 0.7% Other Securities................... 422,824,032 5.8% ------------ ---- TOTAL CANADA........................... 908,703,721 12.5% ------------ ---- DENMARK -- (1.3%) Other Securities................... 98,590,467 1.4% ------------ ---- FINLAND -- (0.6%) Other Securities................... 46,534,314 0.6% ------------ ---- FRANCE -- (8.6%) AXA SA............................. 3,557,776 56,706,072 0.8% BNP Paribas SA..................... 1,230,991 62,480,990 0.9% Cie de Saint-Gobain SA............. 1,039,077 36,601,589 0.5% France Telecom SA.................. 3,875,091 43,313,653 0.6% #GDF Suez SA........................ 3,247,974 74,548,265 1.0% *Societe Generale SA................ 1,558,512 49,703,998 0.7% Vivendi SA......................... 3,686,124 75,533,481 1.0% Other Securities................... 269,050,897 3.7% ------------ ---- TOTAL FRANCE........................... 667,938,945 9.2% ------------ ---- GERMANY -- (7.6%) Bayerische Motoren Werke AG........ 656,221 52,461,937 0.7% Daimler AG......................... 2,088,586 97,838,982 1.4% #Deutsche Bank AG................... 1,325,896 60,395,696 0.8% E.ON AG............................ 3,592,972 81,793,916 1.1% Munchener Rueckversicherungs-Gesellschaft AG............................... 395,244 63,595,851 0.9% Other Securities................... 239,505,610 3.3% ------------ ---- TOTAL GERMANY.......................... 595,591,992 8.2% ------------ ---- GREECE -- (0.0%) Other Securities................... 3,296,253 0.0% ------------ ---- HONG KONG -- (1.9%) #Hutchison Whampoa, Ltd............. 5,618,000 55,108,769 0.8% Other Securities................... 93,863,530 1.3% ------------ ---- TOTAL HONG KONG........................ 148,972,299 2.1% ------------ ---- 237 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- IRELAND -- (0.2%) Other Securities............................. $ 15,849,047 0.2% -------------- ---- ISRAEL -- (0.6%) Other Securities............................. 45,815,345 0.6% -------------- ---- ITALY -- (1.3%) Other Securities............................. 99,757,627 1.4% -------------- ---- JAPAN -- (16.2%) Mitsubishi Corp.............................. 2,732,000 48,774,242 0.7% Mitsubishi UFJ Financial Group, Inc.......... 18,834,406 85,206,251 1.2% Mitsui & Co., Ltd............................ 2,990,300 42,148,944 0.6% Sumitomo Corp................................ 3,241,900 44,196,159 0.6% #Toyota Motor Corp. Sponsored ADR............. 614,188 47,581,144 0.6% Other Securities............................. 997,496,602 13.8% -------------- ---- TOTAL JAPAN...................................... 1,265,403,342 17.5% -------------- ---- NETHERLANDS -- (2.7%) ArcelorMittal NV............................. 2,446,831 36,174,996 0.5% *ING Groep NV................................. 4,933,987 43,903,032 0.6% Koninklijke Philips Electronics NV........... 2,042,653 51,160,127 0.7% Other Securities............................. 83,798,551 1.2% -------------- ---- TOTAL NETHERLANDS................................ 215,036,706 3.0% -------------- ---- NEW ZEALAND -- (0.1%) Other Securities............................. 6,231,896 0.1% -------------- ---- NORWAY -- (1.2%) Other Securities............................. 92,125,902 1.3% -------------- ---- PORTUGAL -- (0.1%) Other Securities............................. 8,279,896 0.1% -------------- ---- SINGAPORE -- (1.0%) Other Securities............................. 81,099,619 1.1% -------------- ---- SPAIN -- (1.9%) Banco Santander SA........................... 7,903,716 59,508,435 0.8% Other Securities............................. 85,860,300 1.2% -------------- ---- TOTAL SPAIN...................................... 145,368,735 2.0% -------------- ---- SWEDEN -- (2.9%) Nordea Bank AB............................... 5,366,449 48,779,174 0.7% Telefonaktiebolaget LM Ericsson AB Series B.. 4,713,081 41,753,549 0.6% Other Securities............................. 132,823,836 1.8% -------------- ---- TOTAL SWEDEN..................................... 223,356,559 3.1% -------------- ---- SWITZERLAND -- (5.7%) Holcim, Ltd.................................. 887,877 60,594,265 0.8% Swiss Re, Ltd................................ 1,108,107 76,678,078 1.1% UBS AG....................................... 3,833,535 57,516,804 0.8% Zurich Insurance Group AG.................... 221,361 54,569,851 0.8% Other Securities............................. 196,610,103 2.7% -------------- ---- TOTAL SWITZERLAND................................ 445,969,101 6.2% -------------- ---- UNITED KINGDOM -- (20.6%) Aviva P.L.C.................................. 8,175,916 43,785,601 0.6% Barclays P.L.C............................... 11,591,752 42,863,545 0.6% #Barclays P.L.C. Sponsored ADR................ 4,327,157 64,041,924 0.9% BP P.L.C. Sponsored ADR...................... 5,338,016 228,947,506 3.2% 238 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) #HSBC Holdings P.L.C. Sponsored ADR.................................... 1,453,812 $ 71,760,160 1.0% Kingfisher P.L.C....................................................... 10,285,817 48,158,694 0.7% *Lloyds Banking Group P.L.C............................................ 76,981,994 50,693,260 0.7% Old Mutual P.L.C....................................................... 13,164,620 36,643,450 0.5% Royal Dutch Shell P.L.C. ADR........................................... 3,323,210 234,718,322 3.2% Vodafone Group P.L.C................................................... 34,976,333 94,983,682 1.3% Vodafone Group P.L.C. Sponsored ADR.................................... 8,116,661 220,935,512 3.1% Xstrata P.L.C.......................................................... 5,211,952 82,565,149 1.1% Other Securities....................................................... 385,708,778 5.3% -------------- ----- TOTAL UNITED KINGDOM...................................................... 1,605,805,583 22.2% -------------- ----- TOTAL COMMON STOCKS....................................................... 7,168,262,828 99.0% -------------- ----- PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%) Other Securities....................................................... 22,268,022 0.3% -------------- ----- RIGHTS/WARRANTS -- (0.0%) SPAIN -- (0.0%) Other Securities....................................................... 3 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (7.8%) (S)@DFA Short Term Investment Fund........................................ 52,722,558 610,000,000 8.5% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,715,506) to be repurchased at $1,681,885....................... $ 1,682 1,681,868 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL....................................... 611,681,868 8.5% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $7,402,475,403).................................................. $7,802,212,721 107.8% ============== ===== 239 The DFA International Value Series CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- -------------- ------- -------------- Common Stocks Australia.................. $ 3,692,761 $ 355,582,418 -- $ 359,275,179 Austria.................... -- 20,298,622 -- 20,298,622 Belgium.................... 2,022,896 66,938,782 -- 68,961,678 Canada..................... 908,703,721 -- -- 908,703,721 Denmark.................... -- 98,590,467 -- 98,590,467 Finland.................... 1,292,010 45,242,304 -- 46,534,314 France..................... 16,823,856 651,115,089 -- 667,938,945 Germany.................... 90,012,205 505,579,787 -- 595,591,992 Greece..................... -- 3,296,253 -- 3,296,253 Hong Kong.................. -- 148,972,299 -- 148,972,299 Ireland.................... 4,846,911 11,002,136 -- 15,849,047 Israel..................... 5,360,734 40,454,611 -- 45,815,345 Italy...................... 17,226,655 82,530,972 -- 99,757,627 Japan...................... 97,266,465 1,168,136,877 -- 1,265,403,342 Netherlands................ 14,913,357 200,123,349 -- 215,036,706 New Zealand................ -- 6,231,896 -- 6,231,896 Norway..................... 258,768 91,867,134 -- 92,125,902 Portugal................... -- 8,279,896 -- 8,279,896 Singapore.................. -- 81,099,619 -- 81,099,619 Spain...................... 10,329,758 135,038,977 -- 145,368,735 Sweden..................... 8,464,720 214,891,839 -- 223,356,559 Switzerland................ 50,178,730 395,790,371 -- 445,969,101 United Kingdom............. 875,824,552 729,981,031 -- 1,605,805,583 Preferred Stocks Germany...... -- 22,268,022 -- 22,268,022 Rights/Warrants Spain......... -- 3 -- 3 Securities Lending Collateral. -- 611,681,868 -- 611,681,868 -------------- -------------- -- -------------- TOTAL......................... $2,107,218,099 $5,694,994,622 -- $7,802,212,721 ============== ============== == ============== See accompanying Notes to Financial Statements. 240 THE JAPANESE SMALL COMPANY SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (88.0%) Consumer Discretionary -- (19.8%) Aoyama Trading Co., Ltd.......... 295,800 $ 5,845,699 0.3% *Haseko Corp...................... 6,870,500 4,385,674 0.3% #Nifco, Inc....................... 228,400 5,190,359 0.3% Onward Holdings Co., Ltd......... 626,000 4,635,222 0.3% Ryohin Keikaku Co., Ltd.......... 104,000 6,887,238 0.4% Shimachu Co., Ltd................ 227,000 5,015,422 0.3% Toyobo Co., Ltd.................. 4,184,000 4,611,041 0.3% Other Securities................. 339,597,220 20.1% ------------ ---- Total Consumer Discretionary......... 376,167,875 22.3% ------------ ---- Consumer Staples -- (8.9%) #Nichirei Corp.................... 1,248,000 6,884,055 0.4% Sapporo Holdings, Ltd............ 1,621,000 4,526,839 0.3% Takara Holdings, Inc............. 834,500 6,250,961 0.4% *Tsuruha Holdings, Inc............ 73,200 5,548,589 0.3% Other Securities................. 145,425,057 8.6% ------------ ---- Total Consumer Staples............... 168,635,501 10.0% ------------ ---- Energy -- (0.8%) Other Securities................. 15,478,147 0.9% ------------ ---- Financials -- (10.7%) Daishi Bank, Ltd. (The).......... 1,494,000 4,936,839 0.3% Higo Bank, Ltd. (The)............ 818,000 4,827,321 0.3% Hokkoku Bank, Ltd. (The)......... 1,190,000 4,296,076 0.2% Hyakugo Bank, Ltd. (The)......... 1,116,609 4,886,171 0.3% Hyakujishi Bank, Ltd. (The)...... 1,097,000 4,300,766 0.2% Juroku Bank, Ltd................. 1,473,000 4,779,955 0.3% Kiyo Holdings, Inc............... 3,313,900 4,529,074 0.3% Musashino Bank, Ltd.............. 152,300 4,362,228 0.2% Ogaki Kyoritsu Bank, Ltd. (The).. 1,410,000 4,963,527 0.3% San-in Godo Bank, Ltd. (The)..... 791,000 5,471,237 0.3% *Tokyo Tatemono Co., Ltd.......... 1,893,000 7,791,021 0.5% Other Securities................. 147,759,131 8.8% ------------ ---- Total Financials..................... 202,903,346 12.0% ------------ ---- Health Care -- (4.7%) Kaken Pharmaceutical Co., Ltd.... 364,000 5,637,927 0.3% KYORIN Holdings, Inc............. 214,000 4,524,370 0.3% Nihon Kohden Corp................ 173,900 6,468,886 0.4% Rohto Pharmaceutical Co., Ltd.... 424,000 5,843,559 0.3% #Sawai Pharmaceutical Co., Ltd.... 40,300 4,451,796 0.3% Ship Healthcare Holdings, Inc.... 155,600 5,188,557 0.3% Toho Holdings Co., Ltd........... 217,800 4,452,305 0.3% Other Securities................. 51,968,098 3.1% ------------ ---- Total Health Care.................... 88,535,498 5.3% ------------ ---- Industrials -- (23.2%) #Fujikura, Ltd.................... 1,656,000 4,607,975 0.3% Glory, Ltd....................... 246,600 5,985,033 0.3% Hitachi Zosen Corp............... 3,596,000 4,505,574 0.3% #*Kawasaki Kisen Kaisha, Ltd....... 4,568,000 5,790,221 0.3% #Minebea Co., Ltd................. 1,334,000 4,384,759 0.3% Nisshinbo Holdings, Inc.......... 653,000 4,271,975 0.2% OSG Corp......................... 329,000 4,312,629 0.3% Sankyu, Inc...................... 1,251,000 4,358,022 0.3% 241 THE JAPANESE SMALL COMPANY SERIES CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- Industrials -- (Continued) Other Securities......................................................... $ 401,944,861 23.8% -------------- ----- Total Industrials............................................................ 440,161,049 26.1% -------------- ----- Information Technology -- (9.6%) #Alps Electric Co., Ltd................................................... 808,000 4,776,946 0.3% #Anritsu Corp............................................................. 392,000 4,931,192 0.3% Horiba, Ltd.............................................................. 179,850 4,907,305 0.3% IT Holdings Corp......................................................... 376,801 4,696,096 0.3% Net One Systems Co., Ltd................................................. 434,500 4,836,269 0.3% Wacom Co., Ltd........................................................... 1,731 5,027,984 0.3% Other Securities......................................................... 153,046,255 9.0% -------------- ----- Total Information Technology................................................. 182,222,047 10.8% -------------- ----- Materials -- (9.6%) FP Corp.................................................................. 61,200 4,600,656 0.3% #Hokuetsu Kishu Paper Co., Ltd............................................ 862,199 4,417,725 0.3% *Mitsui Mining & Smelting Co., Ltd........................................ 2,683,000 5,679,528 0.3% Sumitomo Osaka Cement Co., Ltd........................................... 1,848,000 6,016,617 0.3% Toagosei Co., Ltd........................................................ 1,096,000 4,468,291 0.3% #Tosoh Corp............................................................... 2,242,000 4,388,986 0.3% Other Securities......................................................... 153,829,756 9.1% -------------- ----- Total Materials.............................................................. 183,401,559 10.9% -------------- ----- Telecommunication Services -- (0.3%) #eAccess, Ltd............................................................. 10,102 5,098,126 0.3% Other Securities......................................................... 117,808 0.0% -------------- ----- Total Telecommunication Services............................................. 5,215,934 0.3% -------------- ----- Utilities -- (0.4%) Other Securities......................................................... 8,485,467 0.5% -------------- ----- TOTAL COMMON STOCKS.......................................................... 1,671,206,423 99.1% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (12.0%) (S)@DFA Short Term Investment Fund........................................... 19,446,845 225,000,000 13.4% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $4,044,497) to be repurchased at $3,965,232............................. $ 3,965 3,965,193 0.2% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 228,965,193 13.6% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,096,684,195) $1,900,171,616 112.7% ============== ===== 242 THE JAPANESE SMALL COMPANY SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------- Level 1 Level 2 Level 3 Total ------- -------------- ------- -------------- Common Stocks Consumer Discretionary..... $3,783 $ 376,164,092 -- $ 376,167,875 Consumer Staples........... -- 168,635,501 -- 168,635,501 Energy..................... -- 15,478,147 -- 15,478,147 Financials................. -- 202,903,346 -- 202,903,346 Health Care................ -- 88,535,498 -- 88,535,498 Industrials................ -- 440,161,049 -- 440,161,049 Information Technology..... -- 182,222,047 -- 182,222,047 Materials.................. -- 183,401,559 -- 183,401,559 Telecommunication Services. -- 5,215,934 -- 5,215,934 Utilities.................. -- 8,485,467 -- 8,485,467 Securities Lending Collateral. -- 228,965,193 -- 228,965,193 ------ -------------- -- -------------- TOTAL......................... $3,783 $1,900,167,833 -- $1,900,171,616 ====== ============== == ============== See accompanying Notes to Financial Statements. 243 THE ASIA PACIFIC SMALL COMPANY SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** - ---------- ------------ --------------- COMMON STOCKS -- (83.0%) AUSTRALIA -- (47.4%) #Adelaide Brighton, Ltd............. 1,885,757 $ 6,199,102 0.6% Ansell, Ltd........................ 503,479 8,157,816 0.8% #Aristocrat Leisure, Ltd............ 2,580,305 7,542,048 0.8% Arrium, Ltd........................ 6,037,433 4,903,780 0.5% #*Aurora Oil & Gas, Ltd.............. 1,114,903 4,512,172 0.4% Australian Infrastructure Fund NL.. 3,606,473 11,122,393 1.1% #Beach Energy, Ltd.................. 5,525,248 7,891,340 0.8% *BlueScope Steel, Ltd............... 13,572,369 6,673,452 0.7% #Bradken, Ltd....................... 1,022,589 5,234,406 0.5% #carsales.com, Ltd.................. 1,220,399 9,444,501 0.9% Consolidated Media Holdings, Ltd... 1,276,820 4,543,366 0.5% #CSR, Ltd........................... 2,491,176 4,522,744 0.5% #David Jones, Ltd................... 3,152,271 8,724,565 0.9% *Downer EDI, Ltd.................... 1,857,964 6,916,092 0.7% DUET Group......................... 3,067,818 6,648,416 0.7% #DuluxGroup, Ltd.................... 2,167,142 7,954,583 0.8% #Envestra, Ltd...................... 5,566,443 5,224,266 0.5% #*Goodman Fielder, Ltd............... 8,296,037 5,025,633 0.5% GrainCorp, Ltd. Class A............ 828,668 10,523,403 1.0% #Invocare, Ltd...................... 633,106 5,785,092 0.6% IOOF Holdings, Ltd................. 1,074,600 7,031,533 0.7% #Iress, Ltd......................... 603,773 4,795,961 0.5% #JB Hi-Fi, Ltd...................... 582,072 6,187,633 0.6% #Kingsgate Consolidated, Ltd........ 786,887 4,513,292 0.4% #Medusa Mining, Ltd................. 844,923 5,382,014 0.5% #Monadelphous Group, Ltd............ 319,624 6,988,498 0.7% #Myer Holdings, Ltd................. 3,564,925 7,225,726 0.7% #Navitas, Ltd....................... 1,189,617 5,081,804 0.5% Nufarm, Ltd........................ 817,424 4,873,105 0.5% #*Paladin Energy, Ltd................ 4,096,983 4,805,465 0.5% #Perpetual Trustees Australia, Ltd.. 226,579 6,555,708 0.7% Primary Health Care, Ltd........... 1,960,174 7,906,484 0.8% Reece Australia, Ltd............... 238,457 5,014,858 0.5% #*Resolute Mining, Ltd............... 3,133,646 6,254,867 0.6% #SAI Global, Ltd.................... 1,203,570 5,065,529 0.5% Spark Infrastructure Group, Ltd.... 5,307,759 9,307,506 0.9% #Super Retail Group, Ltd............ 1,291,875 12,068,742 1.2% Other Securities................... 319,950,832 31.9% ------------ ---- TOTAL AUSTRALIA........................ 566,558,727 56.5% ------------ ---- CHINA -- (0.0%) Other Securities................... 287,710 0.0% ------------ ---- HONG KONG -- (17.0%) #*Esprit Holdings, Ltd............... 5,164,900 6,678,378 0.7% Giordano International, Ltd........ 7,246,000 6,015,664 0.6% Luk Fook Holdings International, Ltd.............................. 1,746,000 4,361,261 0.4% Melco International Development, Ltd.............................. 5,117,000 4,932,333 0.5% #Pacific Basin Shipping, Ltd........ 9,730,000 5,180,604 0.5% #Xinyi Glass Holdings, Ltd.......... 8,164,000 4,558,138 0.4% Other Securities................... 172,204,874 17.2% ------------ ---- TOTAL HONG KONG........................ 203,931,252 20.3% ------------ ---- NEW ZEALAND -- (6.4%) Fisher & Paykel Healthcare Corp., Ltd.............................. 3,117,358 6,022,656 0.6% Port of Tauranga, Ltd.............. 528,322 5,622,732 0.6% #Ryman Healthcare, Ltd.............. 1,685,604 5,610,636 0.6% 244 The Asia Pacific Small Company Series CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- NEW ZEALAND -- (Continued) Sky Network Television, Ltd............................................... 1,006,593 $ 4,445,634 0.4% SKYCITY Entertainment Group, Ltd.......................................... 3,227,185 10,293,066 1.0% Other Securities.......................................................... 44,037,042 4.4% -------------- ----- TOTAL NEW ZEALAND............................................................ 76,031,766 7.6% -------------- ----- SINGAPORE -- (12.2%) Singapore Post, Ltd....................................................... 6,199,120 5,789,946 0.6% Venture Corp., Ltd........................................................ 819,000 5,126,251 0.5% Other Securities.......................................................... 134,956,595 13.4% -------------- ----- TOTAL SINGAPORE.............................................................. 145,872,792 14.5% -------------- ----- TOTAL COMMON STOCKS.......................................................... 992,682,247 98.9% -------------- ----- RIGHTS/WARRANTS -- (0.1%) AUSTRALIA -- (0.0%) Other Securities.......................................................... 579,555 0.0% -------------- ----- HONG KONG -- (0.1%) Other Securities.......................................................... 693,092 0.1% -------------- ----- SINGAPORE -- (0.0%) Other Securities.......................................................... 15,070 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS........................................................ 1,287,717 0.1% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (16.9%) (S)@DFA Short Term Investment Fund........................................... 17,286,085 200,000,000 19.9% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,673,484) to be repurchased at $1,640,687............................. $ 1,641 1,640,671 0.2% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 201,640,671 20.1% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $1,153,289,637) $1,195,610,635 119.1% ============== ===== 245 The Asia Pacific Small Company Series CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------- Level 1 Level 2 Level 3 Total ------- -------------- ------- -------------- Common Stocks Australia.................. -- $ 566,558,727 -- $ 566,558,727 China...................... -- 287,710 -- 287,710 Hong Kong.................. -- 203,931,252 -- 203,931,252 New Zealand................ -- 76,031,766 -- 76,031,766 Singapore.................. -- 145,872,792 -- 145,872,792 Rights/Warrants Australia.................. -- 579,555 -- 579,555 Hong Kong.................. -- 693,092 -- 693,092 Singapore.................. -- 15,070 -- 15,070 Securities Lending Collateral. -- 201,640,671 -- 201,640,671 -- -------------- -- -------------- TOTAL......................... -- $1,195,610,635 -- $1,195,610,635 == ============== == ============== See accompanying Notes to Financial Statements. 246 THE UNITED KINGDOM SMALL COMPANY SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- COMMON STOCKS -- (98.1%) Consumer Discretionary -- (24.5%) Aegis Group P.L.C.......................... 3,314,004 $ 12,583,830 0.9% *Barratt Developments P.L.C................. 4,366,245 13,384,802 0.9% *Berkeley Group Holdings P.L.C. (The)....... 548,179 13,489,734 0.9% Daily Mail & General Trust P.L.C. Series A. 1,312,593 10,125,279 0.7% Debenhams P.L.C............................ 5,756,729 11,145,139 0.8% GKN P.L.C.................................. 3,193,432 10,740,884 0.7% Greene King P.L.C.......................... 1,421,372 13,637,335 0.9% Inchcape P.L.C............................. 2,005,227 13,040,981 0.9% Informa P.L.C.............................. 2,578,346 16,689,745 1.1% ITV P.L.C.................................. 8,151,944 11,412,918 0.8% Ladbrokes P.L.C............................ 3,736,209 10,821,643 0.7% Persimmon P.L.C............................ 1,429,557 18,394,004 1.3% Rightmove P.L.C............................ 404,934 10,542,022 0.7% Taylor Wimpey P.L.C........................ 14,517,978 14,349,169 1.0% UBM P.L.C.................................. 1,008,603 11,402,231 0.8% William Hill P.L.C......................... 3,062,912 16,735,721 1.2% Other Securities........................... 155,871,714 10.6% ------------ ---- Total Consumer Discretionary.................. 364,367,151 24.9% ------------ ---- Consumer Staples -- (3.9%) Tate & Lyle P.L.C.......................... 1,034,844 12,129,459 0.9% Other Securities........................... 45,737,482 3.1% ------------ ---- Total Consumer Staples........................ 57,866,941 4.0% ------------ ---- Energy -- (4.9%) *Afren P.L.C................................ 4,970,604 11,086,658 0.8% John Wood Group P.L.C...................... 1,017,921 13,991,092 0.9% *Premier Oil P.L.C.......................... 1,957,535 11,099,271 0.8% Other Securities........................... 37,081,172 2.5% ------------ ---- Total Energy.................................. 73,258,193 5.0% ------------ ---- Financials -- (14.1%) Aberdeen Asset Management P.L.C............ 2,601,039 13,663,246 0.9% Amlin P.L.C................................ 2,265,989 13,660,008 0.9% Catlin Group, Ltd.......................... 1,602,895 12,215,551 0.8% Hiscox, Ltd................................ 1,714,088 13,217,072 0.9% IG Group Holdings P.L.C.................... 1,498,282 10,550,404 0.7% Provident Financial P.L.C.................. 496,498 11,004,838 0.8% Other Securities........................... 135,535,536 9.3% ------------ ---- Total Financials.............................. 209,846,655 14.3% ------------ ---- Health Care -- (2.1%) Other Securities........................... 31,080,323 2.1% ------------ ---- Industrials -- (27.8%) Ashtead Group P.L.C........................ 2,502,187 15,116,530 1.0% Babcock International Group P.L.C.......... 1,401,502 22,154,294 1.5% Balfour Beatty P.L.C....................... 3,154,154 16,078,068 1.1% Cobham P.L.C............................... 4,694,331 16,320,407 1.1% Cookson Group P.L.C........................ 1,218,370 11,509,815 0.8% IMI P.L.C.................................. 1,002,882 15,484,442 1.1% Intertek Group P.L.C....................... 378,948 17,273,414 1.2% Invensys P.L.C............................. 3,349,956 12,352,173 0.8% Meggitt P.L.C.............................. 2,407,994 15,018,915 1.0% Melrose P.L.C.............................. 4,749,372 18,500,491 1.3% Qinetiq Group P.L.C........................ 3,030,205 9,651,175 0.7% Rentokil Initial P.L.C..................... 7,256,414 10,329,224 0.7% 247 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Percentage Shares Value++ of Net Assets** --------- -------------- --------------- Industrials -- (Continued) Rotork P.L.C.............................................................. 366,679 $ 13,509,077 0.9% Spirax-Sarco Engineering P.L.C............................................ 320,648 10,039,086 0.7% *Travis Perkins P.L.C...................................................... 930,166 16,254,661 1.1% Other Securities.......................................................... 194,040,413 13.2% -------------- ----- Total Industrials............................................................ 413,632,185 28.2% -------------- ----- Information Technology -- (8.9%) Halma P.L.C............................................................... 1,549,740 10,329,189 0.7% Spectris P.L.C............................................................ 515,234 14,431,374 1.0% Telecity Group P.L.C...................................................... 826,400 12,038,001 0.8% Other Securities.......................................................... 95,317,734 6.5% -------------- ----- Total Information Technology................................................. 132,116,298 9.0% -------------- ----- Materials -- (7.3%) Croda International P.L.C................................................. 499,699 17,791,547 1.2% DS Smith P.L.C............................................................ 4,475,611 15,451,908 1.1% Mondi P.L.C............................................................... 1,222,056 13,471,337 0.9% Other Securities.......................................................... 61,388,834 4.2% -------------- ----- Total Materials.............................................................. 108,103,626 7.4% -------------- ----- Telecommunication Services -- (2.2%)......................................... Inmarsat P.L.C............................................................ 1,658,096 15,190,469 1.0% Other Securities.......................................................... 17,064,461 1.2% -------------- ----- Total Telecommunication Services............................................. 32,254,930 2.2% -------------- ----- Utilities -- (2.4%) Drax Group P.L.C.......................................................... 1,615,898 14,665,707 1.0% Pennon Group P.L.C........................................................ 1,434,955 16,622,307 1.1% Other Securities.......................................................... 3,904,650 0.3% -------------- ----- Total Utilities.............................................................. 35,192,664 2.4% -------------- ----- TOTAL COMMON STOCKS.......................................................... 1,457,718,966 99.5% -------------- ----- PREFERRED STOCKS -- (0.0%) Consumer Staples -- (0.0%) Other Securities.......................................................... 15,064 0.0% -------------- ----- RIGHTS/WARRANTS -- (0.0%) Other Securities.......................................................... -- 0.0% -------------- ----- Shares/ Face Amount (000) Value+ --------- -------------- SECURITIES LENDING COLLATERAL -- (1.9%) (S)@DFA Short Term Investment Fund........................................... 2,420,052 28,000,000 1.9% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $224) to be repurchased at $220......................................... -- 220 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL.......................................... 28,000,220 1.9% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $1,210,154,050)..................................................... $1,485,734,250 101.4% ============== ===== 248 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) --------------------------------------------- Level 1 Level 2 Level 3 Total ------- -------------- ------- -------------- Common Stocks Consumer Discretionary..... -- $ 364,367,151 -- $ 364,367,151 Consumer Staples........... -- 57,866,941 -- 57,866,941 Energy..................... -- 73,258,193 -- 73,258,193 Financials................. -- 209,846,655 -- 209,846,655 Health Care................ -- 31,080,323 -- 31,080,323 Industrials................ -- 413,632,185 -- 413,632,185 Information Technology..... -- 132,116,298 -- 132,116,298 Materials.................. -- 108,103,626 -- 108,103,626 Telecommunication Services. -- 32,254,930 -- 32,254,930 Utilities.................. -- 35,192,664 -- 35,192,664 Preferred Stocks Consumer Staples........... -- 15,064 -- 15,064 Rights/Warrants............... -- -- -- -- Securities Lending Collateral. -- 28,000,220 -- 28,000,220 -- -------------- -- -------------- TOTAL......................... -- $1,485,734,250 -- $1,485,734,250 == ============== == ============== See accompanying Notes to Financial Statements. 249 THE CONTINENTAL SMALL COMPANY SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (88.4%) AUSTRIA -- (2.2%) Other Securities........... $ 56,677,767 2.5% ------------ ---- BELGIUM -- (3.2%) Ackermans & van Haaren NV.. 118,073 9,613,309 0.4% Other Securities........... 72,036,340 3.2% ------------ ---- TOTAL BELGIUM.................. 81,649,649 3.6% ------------ ---- DENMARK -- (3.4%) GN Store Nord A.S.......... 803,034 12,585,533 0.5% *Topdanmark A.S............. 53,386 10,826,718 0.5% Other Securities........... 62,778,523 2.8% ------------ ---- TOTAL DENMARK.................. 86,190,774 3.8% ------------ ---- FINLAND -- (6.1%) Elisa Oyj.................. 432,751 9,286,323 0.4% #KCI Konecranes Oyj......... 245,559 7,808,333 0.3% Kesko Oyj Series B......... 250,135 7,821,799 0.4% Orion Oyj Series B......... 384,369 9,510,594 0.4% #Outotec Oyj................ 163,942 8,010,462 0.4% Yit Oyj.................... 479,016 9,445,723 0.4% Other Securities........... 102,256,708 4.6% ------------ ---- TOTAL FINLAND.................. 154,139,942 6.9% ------------ ---- FRANCE -- (9.8%) #*Alcatel-Lucent SA.......... 7,392,628 7,558,803 0.3% Gemalto NV................. 97,900 8,842,316 0.4% #Neopost SA................. 135,048 7,403,969 0.3% Societe BIC SA............. 62,449 7,620,209 0.4% Other Securities........... 216,651,765 9.7% ------------ ---- TOTAL FRANCE................... 248,077,062 11.1% ------------ ---- GERMANY -- (12.9%) *Aareal Bank AG............. 423,110 9,098,181 0.4% Aurubis AG................. 153,470 9,715,684 0.4% #Deutsche Wohnen AG......... 646,717 11,844,087 0.5% Fuchs Petrolub AG.......... 136,940 8,534,620 0.4% Rhoen-Klinikum AG.......... 406,308 7,913,041 0.4% #SGL Carbon SE.............. 229,387 9,149,090 0.4% Stada Arzneimittel AG...... 247,784 7,504,291 0.3% Symrise AG................. 307,713 11,068,532 0.5% Wirecard AG................ 381,688 8,741,631 0.4% Other Securities........... 242,716,782 10.8% ------------ ---- TOTAL GERMANY.................. 326,285,939 14.5% ------------ ---- GREECE -- (2.0%) Other Securities........... 50,142,446 2.2% ------------ ---- IRELAND -- (2.7%) DCC P.L.C.................. 308,989 8,838,285 0.4% Dragon Oil P.L.C........... 990,437 8,866,393 0.4% Paddy Power P.L.C.......... 180,573 13,336,467 0.6% Other Securities........... 36,164,730 1.6% ------------ ---- TOTAL IRELAND.................. 67,205,875 3.0% ------------ ---- ISRAEL -- (2.6%) Other Securities........... 64,711,886 2.9% ------------ ---- 250 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Percentage Shares Value++ of Net Assets** --------- -------------- --------------- ITALY -- (7.5%) *Banco Popolare Scarl.... 6,311,267 $ 10,071,344 0.5% #*Finmeccanica SpA........ 1,593,106 7,900,845 0.4% Prysmian SpA............ 494,781 9,539,788 0.4% Other Securities........ 162,659,558 7.2% -------------- ---- TOTAL ITALY................. 190,171,535 8.5% -------------- ---- NETHERLANDS -- (5.2%) Aalberts Industries NV.. 469,415 8,532,614 0.4% CSM NV.................. 363,574 7,426,298 0.3% Delta Lloyd NV.......... 472,377 7,855,836 0.4% Nutreco NV.............. 173,920 13,027,581 0.6% *PostNL NV............... 1,920,653 7,579,442 0.3% Royal Imtech NV......... 349,305 8,780,615 0.4% *SBM Offshore NV......... 804,422 10,530,512 0.5% Other Securities........ 68,339,691 3.0% -------------- ---- TOTAL NETHERLANDS........... 132,072,589 5.9% -------------- ---- NORWAY -- (3.3%) Other Securities........ 84,171,601 3.8% -------------- ---- PORTUGAL -- (1.2%) Other Securities........ 29,375,131 1.3% -------------- ---- SPAIN -- (4.5%) Viscofan SA............. 202,123 9,793,173 0.5% Other Securities........ 103,986,927 4.6% -------------- ---- TOTAL SPAIN................. 113,780,100 5.1% -------------- ---- SWEDEN -- (9.4%) Castellum AB............ 726,291 9,735,330 0.4% Holmen AB Series B...... 273,916 8,072,161 0.3% #Husqvarna AB Series B... 1,434,072 8,330,008 0.4% Meda AB Series A........ 857,997 8,790,208 0.4% *Securitas AB Series B... 1,133,353 8,253,893 0.4% Trelleborg AB Series B.. 999,202 10,888,078 0.5% Other Securities........ 183,427,230 8.2% -------------- ---- TOTAL SWEDEN................ 237,496,908 10.6% -------------- ---- SWITZERLAND -- (12.3%) #Clariant AG............. 903,053 9,677,105 0.4% #*Dufry AG................ 77,241 9,824,040 0.4% Galenica Holding AG..... 18,828 11,057,552 0.5% *GAM Holding AG.......... 780,910 10,921,334 0.5% Helvetia Holding AG..... 22,754 7,989,963 0.4% Lonza Group AG.......... 206,376 10,467,022 0.5% PSP Swiss Property AG... 148,327 13,621,861 0.6% Swiss Life Holding AG... 102,976 13,004,543 0.6% Other Securities........ 225,523,358 10.0% -------------- ---- TOTAL SWITZERLAND........... 312,086,778 13.9% -------------- ---- UNITED KINGDOM -- (0.1%) Other Securities........ 3,239,110 0.1% -------------- ---- TOTAL COMMON STOCKS......... 2,237,475,092 99.7% -------------- ---- RIGHTS/WARRANTS -- (0.0%) BELGIUM -- (0.0%) Other Securities........ 1,250 0.0% -------------- ---- 251 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- ITALY -- (0.0%) Other Securities..................................................... $ 8,763 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS................................................... 10,013 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (11.6%) (S)@DFA Short Term Investment Fund...................................... 25,324,114 293,000,000 13.1% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,011,182) to be repurchased at $991,365......................................................... $ 991 991,355 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL..................................... 293,991,355 13.1% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,583,421,711)................................................ $2,531,476,460 112.8% ============== ===== 252 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------- Level 1 Level 2 Level 3 Total -------- -------------- ------- -------------- Common Stocks Austria.................... -- $ 56,677,767 -- $ 56,677,767 Belgium.................... -- 81,649,649 -- 81,649,649 Denmark.................... -- 86,190,774 -- 86,190,774 Finland.................... -- 154,139,942 -- 154,139,942 France..................... -- 248,077,062 -- 248,077,062 Germany.................... -- 326,285,939 -- 326,285,939 Greece..................... -- 50,142,446 -- 50,142,446 Ireland.................... -- 67,205,875 -- 67,205,875 Israel..................... $849,217 63,862,669 -- 64,711,886 Italy...................... -- 190,171,535 -- 190,171,535 Netherlands................ -- 132,072,589 -- 132,072,589 Norway..................... -- 84,171,601 -- 84,171,601 Portugal................... -- 29,375,131 -- 29,375,131 Spain...................... -- 113,780,100 -- 113,780,100 Sweden..................... -- 237,496,908 -- 237,496,908 Switzerland................ -- 312,086,778 -- 312,086,778 United Kingdom............. -- 3,239,110 -- 3,239,110 Rights/Warrants............... Belgium.................... -- 1,250 -- 1,250 Italy...................... -- 8,763 -- 8,763 Securities Lending Collateral. -- 293,991,355 -- 293,991,355 -------- -------------- -- -------------- TOTAL......................... $849,217 $2,530,627,243 -- $2,531,476,460 ======== ============== == ============== See accompanying Notes to Financial Statements. 253 THE CANADIAN SMALL COMPANY SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (75.6%) Consumer Discretionary -- (8.5%) Aimia, Inc............................. 310,251 $ 4,647,164 0.7% Astral Media, Inc. Class A............. 197,447 8,081,736 1.2% #Cineplex, Inc.......................... 241,959 7,510,117 1.1% #Corus Entertainment, Inc. Class B...... 304,900 6,902,417 1.0% #*Imax Corp.............................. 260,537 5,874,637 0.8% Linamar Corp........................... 200,980 4,427,094 0.6% #RONA, Inc.............................. 677,175 6,956,511 1.0% Other Securities....................... 32,434,102 4.7% ------------ ---- Total Consumer Discretionary.............. 76,833,778 11.1% ------------ ---- Consumer Staples -- (2.5%) Maple Leaf Foods, Inc.................. 387,979 4,311,957 0.6% #North West Co., Inc. (The)............. 188,473 4,415,788 0.7% Other Securities....................... 14,435,488 2.1% ------------ ---- Total Consumer Staples................. 23,163,233 3.4% ------------ ---- Energy -- (19.2%) #*BlackPearl Resources, Inc.............. 1,165,485 3,979,278 0.6% *Celtic Exploration, Ltd................ 323,700 8,452,662 1.2% *Gran Tierra Energy, Inc................ 1,065,607 5,366,712 0.8% Mullen Group, Ltd...................... 312,028 6,470,188 0.9% #Parkland Fuel Corp..................... 265,671 4,532,700 0.7% Pason Systems, Inc..................... 259,107 4,220,947 0.6% #*Petrobank Energy & Resources, Ltd...... 425,702 5,847,941 0.8% ShawCor, Ltd. Class A.................. 212,900 9,485,907 1.4% #Trican Well Service, Ltd............... 564,307 6,734,958 1.0% Other Securities....................... 118,885,028 17.2% ------------ ---- Total Energy.............................. 173,976,321 25.2% ------------ ---- Financials -- (5.9%) #Canadian Western Bank.................. 271,572 8,037,715 1.2% #Davis & Henderson Corp................. 239,699 5,030,379 0.7% Granite Real Estate, Inc............... 143,257 5,252,637 0.8% #Home Capital Group, Inc................ 120,600 6,140,185 0.9% Laurentian Bank of Canada.............. 109,624 4,878,885 0.7% Other Securities....................... 24,307,922 3.5% ------------ ---- Total Financials.......................... 53,647,723 7.8% ------------ ---- Health Care -- (1.6%) Other Securities....................... 14,136,911 2.0% ------------ ---- Industrials -- (9.0%)..................... #Ritchie Brothers Auctioneers, Inc...... 244,637 5,425,491 0.8% #Russel Metals, Inc..................... 246,300 6,880,370 1.0% Stantec, Inc........................... 182,098 6,272,011 0.9% #Superior Plus Corp..................... 559,647 5,468,991 0.8% Toromont Industries, Ltd............... 274,167 5,380,399 0.8% TransForce, Inc........................ 314,697 5,744,106 0.8% #*Westport Innovations, Inc.............. 158,805 4,436,205 0.7% Other Securities....................... 42,117,801 6.1% ------------ ---- Total Industrials......................... 81,725,374 11.9% ------------ ---- Information Technology -- (3.9%) *Celestica, Inc......................... 874,907 6,351,015 0.9% Constellation Software, Inc............ 36,819 4,223,264 0.6% MacDonald Dettweiler & Associates, Ltd. 128,853 7,224,799 1.0% 254 THE CANADIAN SMALL COMPANY SERIES CONTINUED Percentage Shares Value++ of Net Assets** ------------ ------------ --------------- Information Technology -- (Continued) Other Securities................... $ 17,654,949 2.6% ------------ ----- Total Information Technology.......... 35,454,027 5.1% ------------ ----- Materials -- (21.4%) #Alamos Gold, Inc.................. 382,920 7,495,455 1.1% #*AuRico Gold, Inc.................. 892,052 7,449,025 1.1% #*B2Gold Corp....................... 1,401,050 5,793,578 0.8% *Canfor Corp....................... 411,155 5,862,175 0.9% #CCL Industries, Inc. Class B...... 107,585 3,983,473 0.6% *First Majestic Silver Corp........ 431,070 9,965,869 1.4% *Harry Winston Diamond Corp........ 284,763 4,085,761 0.6% #HudBay Minerals, Inc.............. 734,374 6,816,167 1.0% #*NovaGold Resources, Inc........... 845,155 4,104,132 0.6% #*OceanaGold Corp................... 1,151,416 4,035,000 0.6% Sherritt International Corp....... 1,571,926 6,799,219 1.0% #*Silver Standard Resources, Inc.... 340,397 5,170,285 0.7% #West Fraser Timber Co., Ltd....... 126,174 7,641,818 1.1% Other Securities.................. 115,503,398 16.8% ------------ ----- Total Materials....................... 194,705,355 28.3% ------------ ----- Telecommunication Services -- (0.4%) Other Securities................... 3,228,819 0.5% ------------ ----- Utilities -- (3.2%) #Algonquin Power & Utilities Corp.. 574,574 3,975,275 0.6% Capital Power Corp................ 287,449 6,161,986 0.9% #Just Energy Group, Inc............ 583,478 5,970,608 0.9% #Northland Power, Inc.............. 297,306 5,763,048 0.8% Other Securities.................. 7,611,960 1.1% ------------ ----- Total Utilities.................... 29,482,877 4.3% ------------ ----- TOTAL COMMON STOCKS................... 686,354,418 99.6% ------------ ----- RIGHTS/WARRANTS -- (0.0%) Other Securities................... 12,722 0.0% ------------ ----- Shares/ Face Amount (000) Value+ - ------------ ------------ SECURITIES LENDING COLLATERAL -- (24.4%) (S)@DFA Short Term Investment Fund.... 19,101,124 221,000,000 32.1% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $448,986) to be repurchased at $440,186....... $ 440 440,182 0.0% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL... 221,440,182 32.1% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $996,859,895) $907,807,322 131.7% ============ ===== 255 The Canadian Small Company Series CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuaton inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------- Level 1 Level 2 Level 3 Total ------------ ------------ ------- ------------ Common Stocks Consumer Discretionary..... $ 76,833,778 -- -- $ 76,833,778 Consumer Staples........... 23,163,233 -- -- 23,163,233 Energy..................... 173,976,321 -- -- 173,976,321 Financials................. 53,647,723 -- -- 53,647,723 Health Care................ 14,136,911 -- -- 14,136,911 Industrials................ 81,725,374 -- -- 81,725,374 Information Technology..... 35,454,027 -- -- 35,454,027 Materials.................. 194,582,087 $ 123,268 -- 194,705,355 Telecommunication Services. 3,228,819 -- -- 3,228,819 Utilities.................. 29,482,877 -- -- 29,482,877 Rights/Warrants............... 1,807 10,915 -- 12,722 Securities Lending Collateral. -- 221,440,182 -- 221,440,182 ------------ ------------ -- ------------ TOTAL......................... $686,232,957 $221,574,365 -- $907,807,322 ============ ============ == ============ See accompanying Notes to Financial Statements. 256 THE EMERGING MARKETS SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- COMMON STOCKS -- (87.9%) ARGENTINA -- (0.0%) Other Securities...................................... $ -- 0.0% ------------ ---- BRAZIL -- (5.9%) BM&F Bovespa SA....................................... 1,665,208 10,658,381 0.3% #BRF - Brasil Foods SA ADR............................. 594,060 10,883,179 0.4% Petroleo Brasilerio SA ADR............................ 1,206,339 25,586,450 0.9% #Vale SA Sponsored ADR................................. 1,090,933 19,985,893 0.7% Other Securities...................................... 113,098,162 3.9% ------------ ---- TOTAL BRAZIL.............................................. 180,212,065 6.2% ------------ ---- CHILE -- (1.7%) Other Securities...................................... 52,376,766 1.8% ------------ ---- CHINA -- (14.4%) Bank of China, Ltd. Series H.......................... 54,772,100 22,439,161 0.8% China Construction Bank Corp. Series H................ 50,081,590 37,608,762 1.3% #China Life Insurance Co., Ltd. ADR.................... 323,770 14,304,159 0.5% #China Mobile, Ltd. Sponsored ADR...................... 797,772 44,188,591 1.5% China Petroleum & Chemical Corp. ADR.................. 106,449 11,199,499 0.4% China Shenhua Energy Co., Ltd. Series H............... 2,230,500 9,451,071 0.3% #CNOOC, Ltd. ADR....................................... 105,160 21,615,638 0.7% Industrial & Commercial Bank of China, Ltd. Series H.. 45,200,185 29,764,290 1.0% PetroChina Co., Ltd. ADR.............................. 145,110 19,700,134 0.7% #Ping An Insurance Group Co. of China, Ltd. Series H... 1,230,500 9,683,465 0.3% Tencent Holdings, Ltd................................. 700,600 24,697,196 0.9% Other Securities...................................... 197,502,523 6.8% ------------ ---- TOTAL CHINA............................................... 442,154,489 15.2% ------------ ---- COLOMBIA -- (0.5%) Other Securities...................................... 16,878,201 0.6% ------------ ---- CZECH REPUBLIC -- (0.5%) Other Securities...................................... 14,157,172 0.5% ------------ ---- EGYPT -- (0.2%) Other Securities...................................... 4,867,413 0.2% ------------ ---- HUNGARY -- (0.4%) Other Securities...................................... 11,585,628 0.4% ------------ ---- INDIA -- (7.5%) HDFC Bank, Ltd........................................ 1,422,205 16,628,866 0.6% ITC, Ltd.............................................. 2,036,173 10,663,754 0.4% Reliance Industries, Ltd.............................. 1,432,266 21,357,809 0.7% Tata Consultancy Services, Ltd........................ 436,140 10,644,140 0.3% Other Securities...................................... 171,927,254 5.9% ------------ ---- TOTAL INDIA............................................... 231,221,823 7.9% ------------ ---- INDONESIA -- (3.0%) PT Astra International Tbk............................ 18,834,110 15,721,127 0.5% Other Securities...................................... 75,273,062 2.6% ------------ ---- TOTAL INDONESIA........................................... 90,994,189 3.1% ------------ ---- ISRAEL -- (0.0%) Other Securities...................................... 17 0.0% ------------ ---- MALAYSIA -- (3.9%) CIMB Group Holdings Berhad............................ 3,992,654 9,978,299 0.3% 257 THE EMERGING MARKETS SERIES CONTINUED Percentage Shares Value++ of Net Assets** ---------- ------------ --------------- MALAYSIA -- (Continued) Other Securities............................ $109,647,195 3.8% ------------ ---- TOTAL MALAYSIA................................. 119,625,494 4.1% ------------ ---- MEXICO -- (5.7%) America Movil S.A.B. de C.V. Series L....... 33,690,314 42,736,835 1.5% *Cemex S.A.B. de C.V. Sponsored ADR.......... 1,144,044 10,342,158 0.3% Fomento Economico Mexicano S.A.B. de C.V.... 1,901,129 17,135,424 0.6% Grupo Mexico S.A.B. de C.V. Series B........ 3,579,616 11,476,423 0.4% #Wal-Mart de Mexico S.A.B. de C.V. Series V.. 4,944,929 14,554,572 0.5% Other Securities............................ 80,544,258 2.8% ------------ ---- TOTAL MEXICO................................... 176,789,670 6.1% ------------ ---- PERU -- (0.4%) Other Securities............................ 13,254,591 0.5% ------------ ---- PHILIPPINES -- (1.1%) Other Securities............................ 34,867,739 1.2% ------------ ---- POLAND -- (1.5%) Other Securities............................ 45,242,356 1.6% ------------ ---- RUSSIA -- (4.5%) Gazprom OAO Sponsored ADR................... 4,557,577 41,861,317 1.4% Lukoil OAO Sponsored ADR.................... 376,321 22,838,291 0.8% *Sberbank of Russia Sponsored ADR............ 1,585,492 18,749,162 0.6% Other Securities............................ 54,443,702 1.9% ------------ ---- TOTAL RUSSIA................................... 137,892,472 4.7% ------------ ---- SOUTH AFRICA -- (7.4%) #AngloGold Ashanti, Ltd. Sponsored ADR....... 331,815 11,275,074 0.4% MTN Group, Ltd.............................. 1,575,988 28,452,821 1.0% Naspers, Ltd. Series N...................... 307,957 19,991,188 0.7% Sasol, Ltd. Sponsored ADR................... 536,546 22,754,916 0.8% Standard Bank Group, Ltd.................... 1,007,241 12,437,628 0.4% Other Securities............................ 133,172,495 4.5% ------------ ---- TOTAL SOUTH AFRICA............................. 228,084,122 7.8% ------------ ---- SOUTH KOREA -- (14.3%) Hyundai Mobis............................... 55,218 14,033,384 0.5% Hyundai Motor Co., Ltd...................... 130,240 26,766,758 0.9% #Kia Motors Corp............................. 224,568 12,449,986 0.4% LG Chemical, Ltd............................ 37,273 10,455,811 0.4% POSCO....................................... 50,240 15,793,173 0.6% Samsung Electronics Co., Ltd................ 71,022 85,229,070 2.9% Samsung Electronics Co., Ltd. GDR........... 49,372 29,919,407 1.0% Shinhan Financial Group Co., Ltd............ 273,716 9,394,602 0.3% Other Securities............................ 236,085,690 8.1% ------------ ---- TOTAL SOUTH KOREA.............................. 440,127,881 15.1% ------------ ---- TAIWAN -- (10.6%) Formosa Plastics Corp....................... 3,709,648 10,098,181 0.3% #Hon Hai Precision Industry Co., Ltd......... 8,047,506 24,400,340 0.8% Taiwan Semiconductor Manufacturing Co., Ltd. 20,007,808 60,964,986 2.1% Other Securities............................ 229,028,962 7.9% ------------ ---- TOTAL TAIWAN................................... 324,492,469 11.1% ------------ THAILAND -- (2.6%) Other Securities............................ 78,635,189 2.7% ------------ ---- 258 THE EMERGING MARKETS SERIES CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- TURKEY -- (1.8%) Other Securities..................................................... $ 56,233,417 1.9% -------------- ----- TOTAL COMMON STOCKS..................................................... 2,699,693,163 92.7% -------------- ----- PREFERRED STOCKS -- (6.4%) BRAZIL -- (6.2%) Banco Bradesco SA.................................................... 1,656,632 26,100,896 0.9% Cia de Bebidas das Americas SA ADR................................... 622,039 25,372,971 0.9% Itau Unibanco Holding SA............................................. 1,765,700 25,819,793 0.9% Petroleo Brasilerio SA ADR........................................... 1,711,000 35,126,830 1.2% Vale SA.............................................................. 1,412,691 25,283,138 0.9% Other Securities..................................................... 53,718,271 1.8% -------------- ----- TOTAL BRAZIL............................................................ 191,421,899 6.6% -------------- ----- CHILE -- (0.2%) Other Securities..................................................... 5,338,531 0.2% -------------- ----- COLOMBIA -- (0.0%) Other Securities..................................................... 350,944 0.0% -------------- ----- TOTAL PREFERRED STOCKS 197,111,374 6.8% -------------- ----- RIGHTS/WARRANTS -- (0.0%)............................................... SOUTH AFRICA -- (0.0%) Other Securities..................................................... 13,007 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (5.7%) (S)@DFA Short Term Investment Fund...................................... 15,125,324 175,000,000 6.0% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $450,637) to be repurchased at $441,806...... $ 442 441,801 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL..................................... 175,441,801 6.0% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,006,449,577)................................................ $3,072,259,345 105.5% ============== ===== 259 THE EMERGING MARKETS SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ -------------- ------- -------------- Common Stocks Argentina.................. -- -- -- -- Brazil..................... $180,212,065 -- -- $ 180,212,065 Chile...................... 52,376,766 -- -- 52,376,766 China...................... 126,342,004 $ 315,812,485 -- 442,154,489 Colombia................... 16,878,201 -- -- 16,878,201 Czech Republic............. -- 14,157,172 -- 14,157,172 Egypt...................... -- 4,867,413 -- 4,867,413 Hungary.................... -- 11,585,628 -- 11,585,628 India...................... 18,446,964 212,774,859 -- 231,221,823 Indonesia.................. 55,259 90,938,930 -- 90,994,189 Israel..................... -- 17 -- 17 Malaysia................... -- 119,625,494 -- 119,625,494 Mexico..................... 176,782,316 7,354 -- 176,789,670 Peru....................... 13,254,591 -- -- 13,254,591 Philippines................ -- 34,867,739 -- 34,867,739 Poland..................... -- 45,242,356 -- 45,242,356 Russia..................... 5,524,026 132,368,446 -- 137,892,472 South Africa............... 44,801,267 183,282,855 -- 228,084,122 South Korea................ 13,060,688 427,067,193 -- 440,127,881 Taiwan..................... 8,756,012 315,736,457 -- 324,492,469 Thailand................... 78,635,189 -- -- 78,635,189 Turkey..................... 1,121,599 55,111,818 -- 56,233,417 Preferred Stocks Brazil..................... 191,421,899 -- -- 191,421,899 Chile...................... 5,338,531 -- -- 5,338,531 Colombia................... 350,944 -- -- 350,944 Rights/Warrants South Africa............... -- 13,007 -- 13,007 Securities Lending Collateral. -- 175,441,801 -- 175,441,801 ------------ -------------- -- -------------- TOTAL......................... $933,358,321 $2,138,901,024 -- $3,072,259,345 ============ ============== == ============== See accompanying Notes to Financial Statements. 260 THE EMERGING MARKETS SMALL CAP SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ----------- ------------ --------------- COMMON STOCKS -- (89.1%) ARGENTINA -- (0.0%) Other Securities.............................. $ -- 0.0% ------------ ---- BRAZIL -- (8.9%) All America Latina Logistica SA............... 1,296,400 5,897,805 0.2% Anhanguera Educacional Participacoes SA....... 613,145 10,747,132 0.4% Cia de Saneamento de Minas Gerais-Copasa SA... 298,421 7,043,796 0.2% Cia Hering SA................................. 340,090 7,813,003 0.3% Diagnosticos da America SA.................... 1,189,841 7,908,645 0.3% Duratex SA.................................... 1,087,562 7,566,161 0.3% Energias do Brazil SA......................... 1,190,706 7,445,393 0.2% Estacio Participacoes SA...................... 396,371 7,552,526 0.3% *Kroton Educacional SA Unit Shares............. 367,679 7,349,778 0.2% Localiza Rent a Car SA........................ 397,002 6,958,603 0.2% MRV Engenharia e Participacoes SA............. 1,595,833 8,092,898 0.3% OdontoPrev SA................................. 1,315,743 6,802,049 0.2% PDG Realty SA Empreendimentos e Participacoes. 4,452,753 7,497,804 0.3% Raia Drogasil SA.............................. 652,675 7,182,140 0.2% Sul America SA................................ 872,609 6,874,147 0.2% Totvs SA...................................... 453,100 9,213,476 0.3% Other Securities.............................. 165,898,127 5.6% ------------ ---- TOTAL BRAZIL..................................... 287,843,483 9.7% ------------ ---- CHILE -- (1.4%) Other Securities.............................. 45,262,428 1.5% ------------ ---- CHINA -- (14.1%) #Geely Automobile Holdings, Ltd................ 17,610,000 7,552,943 0.3% Kingboard Chemical Holdings, Ltd.............. 2,516,851 7,467,568 0.2% #Sino-Ocean Land Holdings, Ltd................. 12,181,591 7,613,061 0.3% Yuexiu Property Co., Ltd...................... 21,435,432 5,860,904 0.2% Other Securities.............................. 431,216,407 14.6% ------------ ---- TOTAL CHINA...................................... 459,710,883 15.6% ------------ ---- COLOMBIA -- (0.0%) Other Securities.............................. 753,689 0.0% ------------ ---- HONG KONG -- (0.0%) Other Securities.............................. 12,892 0.0% ------------ ---- HUNGARY -- (0.1%) Other Securities.............................. 2,091,125 0.1% ------------ ---- INDIA -- (8.4%) Other Securities.............................. 272,539,401 9.2% ------------ ---- INDONESIA -- (4.3%) PT Bhakti Investama Tbk....................... 103,922,400 5,917,040 0.2% PT Lippo Karawaci Tbk......................... 78,560,312 7,581,188 0.3% PT Mayorah Indah Tbk.......................... 2,535,500 6,225,811 0.2% Other Securities.............................. 121,590,703 4.1% ------------ ---- TOTAL INDONESIA.................................. 141,314,742 4.8% ------------ ---- ISRAEL -- (0.0%) Other Securities.............................. 294,542 0.0% ------------ ---- MALAYSIA -- (5.0%) Other Securities.............................. 162,803,488 5.5% ------------ ---- 261 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Percentage Shares Value++ of Net Assets** --------- -------------- --------------- MEXICO -- (3.1%) #Arca Continental S.A.B. de C.V.................... 1,556,394 $ 11,291,999 0.4% #*Genomma Lab Internacional S.A.B. de C.V. Series B. 4,371,954 8,714,526 0.3% *Industrias CH S.A.B. de C.V. Series B............. 1,217,718 7,066,931 0.2% Other Securities.................................. 73,004,310 2.5% -------------- ---- TOTAL MEXICO......................................... 100,077,766 3.4% -------------- ---- PHILIPPINES -- (1.8%) Other Securities.................................. 57,524,419 2.0% -------------- ---- POLAND -- (1.5%) Other Securities.................................. 48,812,366 1.7% -------------- ---- SOUTH AFRICA -- (7.9%) Aveng, Ltd........................................ 2,057,732 7,365,511 0.3% AVI, Ltd.......................................... 1,505,301 9,947,350 0.3% Barloworld, Ltd................................... 854,276 6,922,746 0.2% Clicks Group, Ltd................................. 1,482,749 10,352,580 0.4% DataTec, Ltd...................................... 975,763 6,065,177 0.2% Mr. Price Group, Ltd.............................. 506,742 7,804,688 0.3% *Murray & Roberts Holdings, Ltd.................... 2,783,531 6,981,927 0.2% Nampak, Ltd....................................... 3,859,288 12,860,050 0.4% PPC, Ltd.......................................... 3,061,791 10,222,236 0.4% Reunert, Ltd...................................... 945,660 8,334,441 0.3% *Sappi, Ltd........................................ 2,855,413 8,098,615 0.3% Spar Group, Ltd. (The)............................ 622,477 8,691,302 0.3% Tongaat-Hulett, Ltd............................... 629,016 9,888,343 0.3% Other Securities.................................. 142,665,475 4.8% -------------- ---- TOTAL SOUTH AFRICA................................... 256,200,441 8.7% -------------- ---- SOUTH KOREA -- (13.8%) BS Financial Group, Inc........................... 572,470 6,479,633 0.2% #*Cheil Worldwide, Inc.............................. 380,705 7,332,746 0.3% CJ Corp........................................... 63,673 6,210,345 0.2% DGB Financial Group, Inc.......................... 528,843 6,682,580 0.2% Hyosung Corp...................................... 106,255 5,851,998 0.2% Hyundai Marine & Fire Insurance Co., Ltd.......... 203,720 6,574,751 0.2% Korea Investment Holdings Co., Ltd................ 175,310 5,992,811 0.2% Macquarie Korea Infrastructure Fund............... 1,309,661 8,046,199 0.3% #Woongjin Coway Co., Ltd........................... 187,030 6,814,273 0.2% Yuhan Corp........................................ 34,258 5,913,574 0.2% Other Securities.................................. 382,362,019 13.0% -------------- ---- TOTAL SOUTH KOREA.................................... 448,260,929 15.2% -------------- ---- TAIWAN -- (12.5%) Other Securities.................................. 406,004,257 13.7% -------------- ---- THAILAND -- (3.5%) Other Securities.................................. 112,281,873 3.8% -------------- ---- TURKEY -- (2.8%) Other Securities.................................. 92,008,419 3.1% -------------- ---- TOTAL COMMON STOCKS.................................. 2,893,797,143 98.0% -------------- ---- PREFERRED STOCKS -- (1.6%) BRAZIL -- (1.6%) Marcopolo SA...................................... 1,047,700 6,143,673 0.2% Other Securities.................................. 45,670,415 1.6% -------------- ---- TOTAL BRAZIL......................................... 51,814,088 1.8% -------------- ---- 262 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- INDIA -- (0.0%) Other Securities..................... $ 15,097 0.0% -------------- ----- MALAYSIA -- (0.0%) Other Securities..................... 83,726 0.0% -------------- ----- TOTAL PREFERRED STOCKS.................. 51,912,911 1.8% -------------- ----- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) Other Securities..................... 11,762 0.0% -------------- ----- INDONESIA -- (0.0%) Other Securities..................... 540 0.0% -------------- ----- MALAYSIA -- (0.0%) Other Securities..................... 5,855 0.0% -------------- ----- POLAND -- (0.0%) Other Securities..................... 12,515 0.0% -------------- ----- SOUTH AFRICA -- (0.0%) Other Securities..................... 84,368 0.0% -------------- ----- SOUTH KOREA -- (0.0%) Other Securities..................... 21,309 0.0% -------------- ----- TAIWAN -- (0.0%) Other Securities..................... 1,792 0.0% -------------- ----- THAILAND -- (0.0%) Other Securities..................... -- 0.0% -------------- ----- TOTAL RIGHTS/WARRANTS................... 138,141 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ---------- -------------- SECURITIES LENDING COLLATERAL -- (9.3%) (S)@DFA Short Term Investment Fund...... 26,101,988 302,000,000 10.2% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,930,243,382)................ $3,247,848,195 110.0% ============== ===== 263 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ -------------- ------- -------------- Common Stocks Argentina.................. -- -- -- -- Brazil..................... $287,843,483 -- -- $ 287,843,483 Chile...................... 45,262,428 -- -- 45,262,428 China...................... 39,450 $ 459,671,433 -- 459,710,883 Colombia................... 753,689 -- -- 753,689 Hong Kong.................. -- 12,892 -- 12,892 Hungary.................... -- 2,091,125 -- 2,091,125 India...................... 822,501 271,716,900 -- 272,539,401 Indonesia.................. -- 141,314,742 -- 141,314,742 Israel..................... -- 294,542 -- 294,542 Malaysia................... -- 162,803,488 -- 162,803,488 Mexico..................... 99,784,365 293,401 -- 100,077,766 Philippines................ -- 57,524,419 -- 57,524,419 Poland..................... -- 48,812,366 -- 48,812,366 South Africa............... -- 256,200,441 -- 256,200,441 South Korea................ -- 448,260,929 -- 448,260,929 Taiwan..................... -- 406,004,257 -- 406,004,257 Thailand................... 112,183,894 97,979 -- 112,281,873 Turkey..................... -- 92,008,419 -- 92,008,419 Preferred Stocks Brazil..................... 51,776,669 37,419 -- 51,814,088 India...................... -- 15,097 -- 15,097 Malaysia................... -- 83,726 -- 83,726 Rights/Warrants Brazil..................... -- 11,762 -- 11,762 Indonesia.................. -- 540 -- 540 Malaysia................... -- 5,855 -- 5,855 Poland..................... -- 12,515 -- 12,515 South Africa............... -- 84,368 -- 84,368 South Korea................ -- 21,309 -- 21,309 Taiwan..................... -- 1,792 -- 1,792 Thailand................... -- -- -- -- Securities Lending Collateral. -- 302,000,000 -- 302,000,000 ------------ -------------- -- -------------- TOTAL......................... $598,466,479 $2,649,381,716 -- $3,247,848,195 ============ ============== == ============== See accompanying Notes to Financial Statements. 264 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands) The Japanese The Asia The U.S. The DFA Small Pacific Small Large Cap International Company Company Value Series Value Series Series Series ------------ ------------- ------------ ------------- ASSETS: Investments at Value (including $581,088, $580,675, $211,713 and $179,249 of securities on loan, respectively). $10,580,291 $7,190,531 $1,671,206 $ 993,970 Temporary Cash Investments at Value & Cost.............................. 8,414 -- -- -- Collateral Received from Securities on Loan at Value & Cost......................................................... 1,574 1,682 3,965 1,641 Affiliated Collateral Received from Securities on Loan at Value & Cost................................................. 596,183 610,000 225,000 200,000 Foreign Currencies at Value............................................. -- 11,804 1,629 7,889 Cash.................................................................... -- 10,538 987 421 Receivables: Investment Securities Sold........................................... 154 39 4,651 2,087 Dividends, Interest and Tax Reclaims................................. 13,428 25,600 12,702 2,144 Securities Lending Income............................................ 179 608 263 339 Fund Shares Sold..................................................... 202 5,782 -- 500 Prepaid Expenses and Other Assets....................................... -- 177 -- -- ----------- ---------- ---------- ---------- Total Assets..................................................... 11,200,425 7,856,761 1,920,403 1,208,991 =========== ========== ========== ========== LIABILITIES: Payables: Upon Return of Securities Loaned..................................... 597,757 611,682 228,965 201,641 Investment Securities Purchased...................................... 4,455 2,826 4,385 2,837 Fund Shares Redeemed................................................. 7,689 2,358 62 90 Due to Advisor....................................................... 890 1,209 141 83 Loan Payable......................................................... -- -- -- 401 Unrealized Loss on Foreign Currency Contracts........................... -- -- -- 1 Accrued Expenses and Other Liabilities.................................. 482 437 119 78 ----------- ---------- ---------- ---------- Total Liabilities................................................ 611,273 618,512 233,672 205,131 ----------- ---------- ---------- ---------- NET ASSETS.............................................................. $10,589,152 $7,238,249 $1,686,731 $1,003,860 =========== ========== ========== ========== Investments at Cost..................................................... $ 7,765,593 $6,790,794 $1,867,719 $ 951,649 =========== ========== ========== ========== Foreign Currencies at Cost.............................................. $ -- $ 11,815 $ 1,628 $ 7,863 =========== ========== ========== ========== See accompanying Notes to Financial Statements. 265 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands) The United The The Kingdom Continental Canadian The The Emerging Small Small Small Emerging Markets Company Company Company Markets Small Cap Series Series Series Series* Series* ---------- ----------- -------- ---------- ------------ ASSETS: Investments at Value (including $26,517, $274,460, $209,339, $211,020 and $330,402 of securities on loan,respectively)....... $1,457,734 $2,237,485 $686,367 $2,896,818 $2,945,848 Collateral Received from Securities on Loan at Value & Cost....... -- 991 440 442 -- Affiliated Collateral Received from Securities on Loan at Value & Cost............................................................ 28,000 293,000 221,000 175,000 302,000 Foreign Currencies at Value....................................... 2,526 2,359 1,190 9,517 2,718 Cash.............................................................. 187 335 466 3,867 7,127 Receivables: Investment Securities Sold..................................... 310 1,981 772 175 138 Dividends and Tax Reclaims..................................... 4,225 2,774 421 3,133 1,986 Securities Lending Income...................................... 43 586 284 395 1,222 Fund Shares Sold............................................... -- 20 -- 4,566 115 ---------- ---------- -------- ---------- ---------- Total Assets............................................... 1,493,025 2,539,531 910,940 3,093,913 3,261,154 ---------- ---------- -------- ---------- ---------- LIABILITIES: Payables: Upon Return of Securities Loaned............................... 28,000 293,991 221,440 175,442 302,000 Investment Securities Purchased................................ -- 10 296 4,269 4,777 Fund Shares Redeemed........................................... 3 -- -- 228 -- Due to Advisor................................................. 121 188 58 242 491 Unrealized Loss on Foreign Currency Contracts..................... -- -- -- -- 1 Accrued Expenses and Other Liabilities............................ 63 163 60 425 535 ---------- ---------- -------- ---------- ---------- Total Liabilities.......................................... 28,187 294,352 221,854 180,606 307,804 ---------- ---------- -------- ---------- ---------- NET ASSETS........................................................ $1,464,838 $2,245,179 $689,086 $2,913,307 $2,953,350 ========== ========== ======== ========== ========== Investments at Cost............................................... $1,182,154 $2,289,430 $775,420 $1,831,008 $2,628,243 ========== ========== ======== ========== ========== Foreign Currencies at Cost........................................ $ 2,508 $ 2,355 $ 1,192 $ 9,562 $ 2,699 ========== ========== ======== ========== ========== -------- * See Note I in the Notes to Financial Statements for additional securities lending collateral. See accompanying Notes to Financial Statements. 266 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) The Asia The U.S. The DFA The Japanese Pacific Large International Small Small Cap Value Value Company Company Series Series Series Series ---------- ------------- ------------ -------- Investment Income Dividends (Net of Foreign Taxes Withheld of $0, $20,887, $2,646 and $869, respectively)............................................................ $ 216,492 $ 263,184 $ 35,255 $37,078 Interest................................................................... 21 2 -- -- Income from Securities Lending............................................. 7,882 13,556 2,692 3,507 ---------- --------- -------- ------- Total Investment Income............................................. 224,395 276,742 37,947 40,585 ---------- --------- -------- ------- Expenses Investment Advisory Services Fees.......................................... 9,897 13,887 1,638 918 Accounting & Transfer Agent Fees........................................... 932 666 176 110 Custodian Fees............................................................. 107 1,453 481 424 Shareholders' Reports...................................................... 52 37 9 5 Directors'/Trustees' Fees & Expenses....................................... 84 59 14 8 Professional Fees.......................................................... 362 237 45 26 Other...................................................................... 114 100 24 15 ---------- --------- -------- ------- Total Expenses...................................................... 11,548 16,439 2,387 1,506 ---------- --------- -------- ------- Fees Paid Indirectly....................................................... -- (18) (7) (3) ---------- --------- -------- ------- Net Expenses............................................................... 11,548 16,421 2,380 1,503 ---------- --------- -------- ------- Net Investment Income (Loss)............................................... 212,847 260,321 35,567 39,082 ---------- --------- -------- ------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................................. 408,690 133,256 15,297 27,956 Futures................................................................ -- -- (283) (140) Foreign Currency Transactions.......................................... -- (1,249) 593 (236) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............................. 1,049,282 (157,327) (47,991) 3,183 Translation of Foreign Currency Denominated Amounts.................... -- (266) (76) (94) ---------- --------- -------- ------- Net Realized and Unrealized Gain (Loss).................................... 1,457,972 (25,586) (32,460) 30,669 ---------- --------- -------- ------- Net Increase (Decrease) in Net Assets Resulting from Operations............... $1,670,819 $ 234,735 $ 3,107 $69,751 ========== ========= ======== ======= See accompanying Notes to Financial Statements. 267 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) The United The Kingdom Continental The Canadian The The Emerging Small Small Small Emerging Markets Company Company Company Markets Small Cap Series Series Series Series Series ---------- ----------- ------------ -------- ------------ Investment Income Dividends (Net of Foreign Taxes Withheld of $23, $8,095, $2,668, $8,881 and $7,052, respectively)................ $ 43,186 $56,091 $ 14,549 $ 68,066 $ 58,851 Interest.................................................. -- 20 -- -- -- Income from Securities Lending............................ 337 9,906 2,591 5,012 8,179 -------- ------- -------- -------- -------- Total Investment Income............................ 43,523 66,017 17,140 73,078 67,030 -------- ------- -------- -------- -------- Expenses Investment Advisory Services Fees......................... 1,246 1,999 705 2,666 4,726 Accounting & Transfer Agent Fees.......................... 140 209 90 270 242 Custodian Fees............................................ 115 818 197 2,092 3,244 Shareholders' Reports..................................... 6 11 4 14 12 Directors'/Trustees' Fees & Expenses...................... 10 17 6 22 18 Professional Fees......................................... 33 77 20 111 261 Other..................................................... 18 31 8 43 36 -------- ------- -------- -------- -------- Total Expenses..................................... 1,568 3,162 1,030 5,218 8,539 -------- ------- -------- -------- -------- Fees Paid Indirectly...................................... (3) (8) (1) (19) (21) -------- ------- -------- -------- -------- Net Expenses.............................................. 1,565 3,154 1,029 5,199 8,518 -------- ------- -------- -------- -------- Net Investment Income (Loss).............................. 41,958 62,863 16,111 67,879 58,512 -------- ------- -------- -------- -------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................ (16,423) (4,064) 26,982 34,169 106,663 Futures............................................... 236 69 -- -- (389) Foreign Currency Transactions......................... 339 (359) 111 (571)** (1,553)** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............ 247,250 694 (63,323) 24,259 6,038 Translation of Foreign Currency Denominated Amounts............................................. (35) (285) (7) 20 (15) -------- ------- -------- -------- -------- Net Realized and Unrealized Gain (Loss)................... 231,367 (3,945) (36,237) 57,877 110,744 -------- ------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations................................................. $273,325 $58,918 $(20,126) $125,756 $169,256 ======== ======= ======== ======== ======== -------- ** Net of foreign capital gain taxes withheld of $13 and $87, respectively. See accompanying Notes to Financial Statements. 268 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) The U.S. The DFA The Japanese Large Cap Value International Value Small Company Series Series Series ------------------------ ----------------------- ---------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ----------- ----------- ---------- ----------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................... $ 212,847 $ 168,852 $ 260,321 $ 254,173 $ 35,567 $ 29,896 Net Realized Gain (Loss) on: Investment Securities Sold.................. 408,690 387,017 133,256 161,341 15,297 17,637 Futures..................................... -- (12,646) -- -- (283) -- Foreign Currency Transactions............... -- -- (1,249) 506 593 93 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.................................. 1,049,282 (74,679) (157,327) (1,021,735) (47,991) 66,983 Translation of Foreign Currency Denominated Amounts....................... -- -- (266) (517) (76) (598) ----------- ----------- ---------- ----------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations............................. 1,670,819 468,544 234,735 (606,232) 3,107 114,011 ----------- ----------- ---------- ----------- ---------- ---------- Transactions in Interest: Contributions................................... 505,769 1,230,772 699,069 900,473 385,924 212,545 Withdrawals..................................... (922,543) (1,180,609) (651,462) (257,967) (205,115) (35,341) ----------- ----------- ---------- ----------- ---------- ---------- Net Increase (Decrease) from Transactions in Interest............... (416,774) 50,163 47,607 642,506 180,809 177,204 ----------- ----------- ---------- ----------- ---------- ---------- Total Increase (Decrease) in Net Assets................................. 1,254,045 518,707 282,342 36,274 183,916 291,215 Net Assets Beginning of Period............................. 9,335,107 8,816,400 6,955,907 6,919,633 1,502,815 1,211,600 ----------- ----------- ---------- ----------- ---------- ---------- End of Period................................... $10,589,152 $ 9,335,107 $7,238,249 $ 6,955,907 $1,686,731 $1,502,815 =========== =========== ========== =========== ========== ========== See accompanying Notes to Financial Statements. 269 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) The Asia Pacific The United Kingdom The Continental Small Company Small Company Small Company Series Series Series --------------------- ---------------------- ---------------------- Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 ---------- --------- ---------- ---------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)....................... $ 39,082 $ 36,987 $ 41,958 $ 42,984 $ 62,863 $ 61,832 Net Realized Gain (Loss) on: Investment Securities Sold..................... 27,956 71,818 (16,423) 18,980 (4,064) 66,872 Futures........................................ (140) -- 236 -- 69 (287) Foreign Currency Transactions.................. (236) 521 339 33 (359) (576) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency..................................... 3,183 (158,023) 247,250 (66,130) 694 (377,057) Translation of Foreign Currency Denominated Amounts.......................... (94) 109 (35) 53 (285) 52 ---------- --------- ---------- ---------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations.......... 69,751 (48,588) 273,325 (4,080) 58,918 (249,164) ---------- --------- ---------- ---------- ---------- ---------- Transactions in Interest: Contributions...................................... 161,440 80,765 92,609 125,970 260,944 225,654 Withdrawals........................................ (134,065) (60,581) (34,941) (24,739) (76,446) (47,211) ---------- --------- ---------- ---------- ---------- ---------- Net Increase (Decrease) from Transactions in Interest.................. 27,375 20,184 57,668 101,231 184,498 178,443 ---------- --------- ---------- ---------- ---------- ---------- Total Increase (Decrease) in Net Assets.................................... 97,126 (28,404) 330,993 97,151 243,416 (70,721) Net Assets Beginning of Period................................ 906,734 935,138 1,133,845 1,036,694 2,001,763 2,072,484 ---------- --------- ---------- ---------- ---------- ---------- End of Period...................................... $1,003,860 $ 906,734 $1,464,838 $1,133,845 $2,245,179 $2,001,763 ========== ========= ========== ========== ========== ========== See accompanying Notes to Financial Statements. 270 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) The Canadian The Emerging Small Company The Emerging Markets Small Cap Series Markets Series Series ------------------ ------------------------ ------------------------ Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 -------- -------- ---------- ---------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)....................... $ 16,111 $ 13,890 $ 67,879 $ 62,989 $ 58,512 $ 46,175 Net Realized Gain (Loss) on: Investment Securities Sold..................... 26,982 38,405 34,169 103,456 106,663 29,751 Futures.................... -- -- -- -- (389) -- Foreign Currency Transactions............. 111 (110) (571)** (1,120)** (1,553)** (1,286)** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency..... (63,323) (68,747) 24,259 (330,512) 6,038 (364,541) Translation of Foreign Currency Denominated Amounts.................. (7) 4 20 (115) (15) (32) Change in Deferred Thailand Capital Gains Tax.......................... -- -- -- 4,428 -- 3,997 -------- -------- ---------- ---------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations.......... (20,126) (16,558) 125,756 (160,874) 169,256 (285,936) -------- -------- ---------- ---------- ---------- ---------- Transactions in Interest: Contributions.................. 11,500 130,949 523,537 341,207 1,002,685 472,662 Withdrawals.................... (38,550) (41,851) (175,967) (269,845) (93,517) (193,156) -------- -------- ---------- ---------- ---------- ---------- Net Increase (Decrease) from Transactions in Interest................. (27,050) 89,098 347,570 71,362 909,168 279,506 -------- -------- ---------- ---------- ---------- ---------- Total Increase (Decrease) in Net Assets................... (47,176) 72,540 473,326 (89,512) 1,078,424 (6,430) Net Assets Beginning of Period............ 736,262 663,722 2,439,981 2,529,493 1,874,926 1,881,356 -------- -------- ---------- ---------- ---------- ---------- End of Period.................. $689,086 $736,262 $2,913,307 $2,439,981 $2,953,350 $1,874,926 ======== ======== ========== ========== ========== ========== -------- **Net of foreign capital gain taxes withheld of $13, $903, $ 87 and $652, respectively. See accompanying Notes to Financial Statements. 271 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The U.S. Large Cap Value Series+ ----------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ----------- ---------- ---------- ---------- ---------- ----------- Total Return.................................. 18.31% 5.69% 19.96% 11.90% (36.53)%(C) (0.32)% ----------- ---------- ---------- ---------- ---------- ----------- Net Assets, End of Period (thousands)......... $10,589,152 $9,335,107 $8,816,400 $7,508,400 $6,739,363 $10,159,322 Ratio of Expenses to Average Net Assets....... 0.12% 0.12% 0.12% 0.13% 0.11%(B) 0.11% Ratio of Net Investment Income to Average Net Assets...................................... 2.15% 1.79% 2.02% 2.42% 1.97%(B) 1.44% Portfolio Turnover Rate....................... 10% 14% 28% 29% 19%(C) 9% ----------- ---------- ---------- ---------- ---------- ----------- The DFA International Value Series+ ----------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ----------- ---------- ---------- ---------- ---------- ----------- Total Return.................................. 3.17% (8.04)% 11.13% 35.41% (47.87)%(C) 17.32% ----------- ---------- ---------- ---------- ---------- ----------- Net Assets, End of Period (thousands)......... $ 7,238,249 $6,955,907 $6,919,633 $6,191,964 $4,700,337 $ 9,638,721 Ratio of Expenses to Average Net Assets....... 0.24% 0.23% 0.24% 0.24% 0.23%(B) 0.23% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.24% 0.23% 0.24% 0.24% 0.23%(B) 0.23% Ratio of Net Investment Income to Average Net Assets...................................... 3.75% 3.47% 2.55% 3.22% 4.15%(B) 3.04% Portfolio Turnover Rate....................... 14% 9% 20% 18% 16%(C) 16% ----------- ---------- ---------- ---------- ---------- ----------- Seepage 1 & 2 for the Definitions of Abbreviations and Footnotes. + See Note A in the Notes to Financial Statements. See accompanying Notes to Financial Statements. 272 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The Japanese Small Company Series --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Total Return.................................. 0.54% 10.07% 0.72% 22.69% (26.87)%(C) (1.16)% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......... $1,686,731 $1,502,815 $1,211,600 $1,183,036 $1,062,964 $1,504,821 Ratio of Expenses to Average Net Assets....... 0.15% 0.14% 0.14% 0.15% 0.13%(B) 0.13% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.15% 0.14% 0.14% 0.15% 0.13%(B) 0.13% Ratio of Net Investment Income to Average Net Assets...................................... 2.17% 2.07% 1.95% 2.15% 2.64%(B) 1.94% Portfolio Turnover Rate....................... 7% 5% 10% 7% 10%(C) 9% ---------- ---------- ---------- ---------- ---------- ---------- The Asia Pacific Small Company Series --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Total Return.................................. 7.48% (5.15)% 28.91% 84.98% (57.75)%(C) 47.23% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......... $1,003,860 $ 906,734 $ 935,138 $ 680,997 $ 441,237 $1,205,154 Ratio of Expenses to Average Net Assets....... 0.16% 0.16% 0.17% 0.18% 0.15%(B) 0.15% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.16% 0.16% 0.17% 0.18% 0.15%(B) 0.15% Ratio of Net Investment Income to Average Net Assets...................................... 4.26% 3.78% 3.64% 4.00% 4.33%(B) 3.58% Portfolio Turnover Rate....................... 18% 17% 18% 23% 20%(C) 25% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 273 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The United Kingdom Small Company Series --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Total Return.................................. 23.41% 0.20% 25.94% 43.51% (50.77)%(C) 2.42% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......... $1,464,838 $1,133,845 $1,036,694 $ 770,472 $ 555,390 $1,158,580 Ratio of Expenses to Average Net Assets....... 0.13% 0.13% 0.13% 0.14% 0.12%(B) 0.12% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.13% 0.13% 0.13% 0.14% 0.12%(B) 0.12% Ratio of Net Investment Income to Average Net Assets...................................... 3.37% 3.76% 2.86% 4.02% 3.79%(B) 2.72% Portfolio Turnover Rate....................... 6% 7% 15% 10% 25%(C) 12% ---------- ---------- ---------- ---------- ---------- ---------- The Continental Small Company Series --------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Total Return.................................. 2.29% (10.75)% 15.37% 43.78% (49.66)%(C) 17.49% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......... $2,245,179 $2,001,763 $2,072,484 $1,630,892 $1,111,585 $2,256,122 Ratio of Expenses to Average Net Assets....... 0.16% 0.15% 0.15% 0.16% 0.14%(B) 0.14% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.16% 0.15% 0.15% 0.16% 0.14%(B) 0.14% Ratio of Net Investment Income to Average Net Assets...................................... 3.15% 2.72% 2.24% 2.93% 3.49%(B) 2.16% Portfolio Turnover Rate....................... 9% 10% 12% 7% 18%(C) 12% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 274 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The Canadian Small Company Series ------------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Period Ended Ended Ended Ended 2007 to April 2, 2007(a) Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, to 2012 2011 2010 2009 2008 Nov. 30, 2007 ---------- ---------- ---------- ---------- ---------- ---------------- Total Return.................... (2.51)% 0.27% 43.17% 61.67% (56.44)%(C) 10.20%(C) ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)................... $ 689,086 $ 736,262 $ 663,722 $ 365,181 $ 232,873 $ 213,529 Ratio of Expenses to Average Net Assets.................... 0.15% 0.14% 0.15% 0.17% 0.18%(B) 0.26%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly).............. 0.15% 0.14% 0.15% 0.17% 0.18%(B) 0.26%(B)(E) Ratio of Net Investment Income to Average Net Assets......... 2.29% 1.72% 1.05% 1.37% 0.97%(B) 0.47%(B)(E) Portfolio Turnover Rate......... 22% 24% 10% 23% 21%(C) 6%(C) ---------- ---------- ---------- ---------- ---------- ---------- The Emerging Markets Series ------------------------------------------------------------------------------- Period Year Year Year Dec. 1, Year Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------------- Total Return.................... 4.55% (6.44)% 27.04% 53.99% (48.15)%(C) 42.62% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)................... $2,913,307 $2,439,981 $2,529,493 $2,109,316 $1,624,524 $3,707,790 Ratio of Expenses to Average Net Assets.................... 0.20% 0.20% 0.19% 0.20% 0.18%(B) 0.19% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly).............. 0.20% 0.20% 0.19% 0.20% 0.18%(B) 0.19% Ratio of Net Investment Income to Average Net Assets......... 2.55% 2.48% 2.18% 2.57% 3.00%(B) 2.52% Portfolio Turnover Rate......... 5% 16% 12% 14% 19%(C) 7% ---------- ---------- ---------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 275 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The Emerging Markets Small Cap Series ------------------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- -------- ---------- Total Return....................................... 7.19% (12.94)% 41.96% 92.08% (56.84)%(C) 43.32% ---------- ---------- ---------- ---------- -------- ---------- Net Assets, End of Period (thousands).............. $2,953,350 $1,874,926 $1,881,356 $1,167,973 $566,379 $1,525,571 Ratio of Expenses to Average Net Assets............ 0.36% 0.33% 0.32% 0.33% 0.30%(B) 0.31% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............................ 0.36% 0.33% 0.32% 0.33% 0.30%(B) 0.31% Ratio of Net Investment Income to Average Net Assets........................................... 2.48% 2.32% 2.16% 2.52% 3.07%(B) 1.94% Portfolio Turnover Rate............................ 13% 18% 15% 13% 19%(C) 16% ---------- ---------- ---------- ---------- -------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 276 THE DFA INVESTMENT TRUST COMPANY NOTES TO FINANCIAL STATEMENTS A. Organization: The DFA Investment Trust Company (the "Trust") is an open-end management investment company registered under the Investment Company Act of 1940. The Trust consists of twelve portfolios, nine of which are included in this section of the report (collectively, the "Series"). The remaining operational portfolios are presented in separate reports. Domestic Equity Portfolio International Equity Portfolios ------------------------- ----------------------------------------- The U.S. Large Cap Value Series The DFA International Value Series The Japanese Small Company Series The Asia Pacific Small Company Series The United Kingdom Small Company Series The Continental Small Company Series The Canadian Small Company Series The Emerging Markets Series The Emerging Markets Small Cap Series Effective December 31, 2008 and November 1, 2008, The U.S. Large Cap Value Series and The DFA International Value Series, respectively, each a master fund in a RIC/RIC master-feeder structure, elected with the consent of their respective Holder(s) to change their U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S) 301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the respective funds is a result of the treatment of a partnership for book purposes. Each Series/Portfolio will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Series from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Trust in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Series utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Series' own assumptions in determining the fair value of investments) 277 Securities held by the Domestic Equity Portfolio and the International Equity Portfolios, including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Domestic Equity Portfolio and the International Equity Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Domestic Equity Portfolio and International Equity Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Domestic Equity Portfolio and International Equity Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierachy. The International Equity Portfolios will also apply a fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset values of the International Equity Portfolios are computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Equity Portfolios price their shares at the close of the NYSE, the International Equity Portfolios will fair value their foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Equity Portfolios' foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board of Directors/Trustees of the Trust have determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Equity Portfolios utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When an International Equity Portfolio uses fair value pricing, the values assigned to the International Equity Portfolio's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Series are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Series' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Series had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of the International Equity Portfolios, whose values are initially expressed in foreign currencies, are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their 278 respective accrual dates. Receivables and payables denominated in foreign currencies are marked to market daily based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. The International Equity Portfolios do not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities held whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the books of the International Equity Portfolios and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Trust may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board of the Fund; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board of the Fund (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Series estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on an accrual basis. Discount and premium on securities purchased are amortized over the lives of the respective securities, utilizing the effective interest method. Expenses directly attributable to a Series are directly charged. Common expenses of the Trust or Series are allocated using methods approved by the Board of Directors/Trustees, generally based on average net assets. The International Portfolios may be subject to taxes imposed by countries in which they invest, with respect to their investments in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The Series accrue such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. 279 The Emerging Markets Series and The Emerging Markets Small Cap Series are subject to a 15% governmental capital gains tax on short-term capital gains for investments in India. Such taxes are due upon sale of individual securities. The taxes for the capital gains are recognized when the capital gains are earned. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Trust. For the year ended October 31, 2012, the Series' investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: The U.S. Large Cap Value Series......... 0.10% The DFA International Value Series...... 0.20% The Japanese Small Company Series....... 0.10% The Asia Pacific Small Company Series... 0.10% The United Kingdom Small Company Series. 0.10% The Continental Small Company Series.... 0.10% The Canadian Small Company Series....... 0.10% The Emerging Markets Series............. 0.10% The Emerging Markets Small Cap Series... 0.20% Earned Income Credit: In addition, the Series have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of each Series custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): Fees Paid Indirectly ---------- The DFA International Value Series...... $18 The Japanese Small Company Series....... 7 The Asia Pacific Small Company Series... 3 The United Kingdom Small Company Series. 3 The Continental Small Company Series.... 8 The Canadian Small Company Series....... 1 The Emerging Markets Series............. 19 The Emerging Markets Small Cap Series... 21 Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Trust; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Trust. For the year ended October 31, 2012, the total related amounts paid by the Trust to the CCO were $82 (in thousands). The total related amounts paid by each of the Series are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): The U.S. Large Cap Value Series.... $262 The DFA International Value Series. 202 280 The Japanese Small Company Series....... $43 The Asia Pacific Small Company Series... 21 The United Kingdom Small Company Series. 25 The Continental Small Company Series.... 51 The Canadian Small Company Series....... 12 The Emerging Markets Series............. 70 The Emerging Markets Small Cap Series... 38 E. Purchases and Sales of Securities: For the year ended October 31, 2012, the Series made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): Purchases Sales ---------- ---------- The U.S. Large Cap Value Series......... $1,030,715 $1,245,566 The DFA International Value Series...... 1,297,711 982,391 The Japanese Small Company Series....... 326,323 108,934 The Asia Pacific Small Company Series... 226,329 161,647 The United Kingdom Small Company Series. 174,201 73,000 The Continental Small Company Series.... 454,150 189,112 The Canadian Small Company Series....... 152,466 175,235 The Emerging Markets Series............. 535,514 128,836 The Emerging Markets Small Cap Series... 1,275,998 309,522 There were no purchases or sales of long-term U.S. government securities. F. Federal Income Taxes: No provision for federal income taxes is required since the Series are treated as partnerships for Federal income tax purposes. Any net investment income and realized and unrealized gains and losses have been deemed to have been "passed down" to their respective partners. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Tax Unrealized Unrealized Appreciation Cost Appreciation (Depreciation) (Depreciation) ----------- ------------ -------------- -------------- The U.S. Large Cap Value Series......... $8,371,961 $3,160,109 $(345,608) $2,814,501 The DFA International Value Series...... 7,407,330 1,170,704 (775,821) 394,883 The Japanese Small Company Series....... 2,103,510 190,394 (393,733) (203,339) The Asia Pacific Small Company Series... 1,180,363 242,749 (227,501) 15,248 The United Kingdom Small Company Series. 1,220,692 426,464 (161,422) 265,042 The Continental Small Company Series.... 2,588,006 453,225 (509,755) (56,530) The Canadian Small Company Series....... 1,004,183 105,385 (201,761) (96,376) The Emerging Markets Series............. 2,009,168 1,170,608 (107,516) 1,063,092 The Emerging Markets Small Cap Series... 2,953,965 649,864 (355,981) 293,883 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. 281 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed each Series' tax positions and has concluded that no additional provision for income tax is required in any Series' financial statements. No Series is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Series' federal tax returns for the prior three fiscal years remains subject to examination by the Internal Revenue Service. On November 1, 2008, The DFA International Value Series, a master fund in a RIC/RIC master-feeder structure with five RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The DFA International Value Series was October 31, 2008. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)336(a), the master fund recognized gain or loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized gain or loss as if it liquidated its investment in the master fund. As a result of the transaction, The DFA International Value Series recognized a ($2,309,440,866) and ($718,733) capital and currency loss respectively for tax year ended October 31, 2008. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. Effective December 31, 2008, The U.S. Large Cap Value Series, a master fund in a RIC/RIC master-feeder structure with four RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The U.S. Large Cap Value Series was December 30, 2008. For Federal income tax purposes, pursuant to IRC (S)336(a), the master fund recognized a loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized a gain as if it liquidated its investment in the master fund. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. As a result of the transaction, The U.S. Large Cap Value Series recognized a ($2,303,664,484) capital loss for tax year ended December 30, 2008. G. Financial Instruments: In accordance with the Series' investment objectives and policies, the Series may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Series may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Series' custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Markets Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the United States of America, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. 282 These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities by the Series may be inhibited. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Series. 3. Futures Contracts: The Series may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Series deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Series as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Series record a realized gain or loss, which is presented in the Statements of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Series could lose more than the initial margin requirements. The Series entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. The following is a summary of the Series' location and value of derivative instrument holdings on the Series' Statements of Operations categorized by primary risk exposure for the year ended October 31, 2012 (amounts in thousands): Derivative Type Location of Gain (Loss) on Derivatives Recognized in Income --------------- ----------------------------------------------------------- Equity contracts Net Realized Gain (Loss) on: Futures Realized Gain (Loss) on Derivatives Recognized in Income -------------------- Equity Contracts -------------------- The Japanese Small Company Series*....... $(283) The Asia Pacific Small Company Series*... (140) The United Kingdom Small Company Series*. 236 The Continental Small Company Series*.... 69 The Emerging Markets Small Cap Series*... (389) * As of October 31, 2012, there were no futures contracts outstanding. During the year ended October 31, 2012, the Series had limited activity in futures contracts. H. Line of Credit: The Trust, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is 283 scheduled to expire on July 6, 2013. There were no borrowings by the Series under this line of credit during the year ended October 31, 2012. The Trust, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Trust expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Series under this line of credit were as follows (amounts in thousands, except percentages and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- The U.S. Large Cap Value Series......... 0.89% $18,911 99 $46 $58,537 The DFA International Value Series...... 0.87% 10,399 20 5 53,091 The Japanese Small Company Series....... 0.87% 483 9 -- 1,800 The Asia Pacific Small Company Series... 0.86% 508 32 -- 2,385 The United Kingdom Small Company Series. 0.86% 304 10 -- 2,542 The Continental Small Company Series.... 0.91% 1,700 10 -- 3,042 The Canadian Small Company Series....... 0.79% 24 5 -- 121 The Emerging Markets Series............. 0.88% 4,459 28 3 10,372 The Emerging Markets Small Cap Series... 0.87% 2,241 35 2 9,738 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Series' available line of credit was utilized. At October 31, 2012, only The Asia Pacific Small Company Series had a loan outstanding in the amount of $401 (in thousands). I. Securities Lending: As of October 31, 2012, each Series had securities on loan to brokers/dealers, for which each such Series received cash collateral. In addition, The Emerging Market Series and The Emerging Markets Small Cap Series received non-cash collateral consisting of short and/or long term U.S. Treasury securities with a market value of $47,301 and $61,083, respectively (in thousands). Each Series invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Series' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Series or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, each Series will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the 284 average daily net assets of the Money Market Series. Such Series also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Series will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. Indemnitees; Contractual Obligations: Under the Trust's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Trust. In the normal course of business, the Trust enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Trust's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Trust and/or its affiliates that have not yet occurred. However, based on experience, the Trust expects the risk of loss to be remote. K. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. Other: The Series are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as The U.S. Large Cap Value Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to The U.S. Large Cap Value Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to The U.S. Large Cap Value Series arising from the Lawsuits. Until The U.S. Large 285 Cap Value Series can do so, no reduction of the net asset value of The U.S. Large Cap Value Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of The U.S. Large Cap Value Series' net asset value at this time. The U.S. Large Cap Value Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of The U.S. Large Cap Value Series will pay or receive, as the case may be, a price based on net asset value of The U.S. Large Cap Value Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by The U.S. Large Cap Value Series as incurred and in a manner similar to any other expense incurred by The U.S. Large Cap Value Series. M. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Series and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 286 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Series, as defined, and Board of Trustees of The DFA Investment Trust Company: In our opinion, the accompanying statements of assets and liabilities, including the summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of The U.S. Large Cap Value Series, The DFA International Value Series, The Japanese Small Company Series, The Asia Pacific Small Company Series, The United Kingdom Small Company Series, The Continental Small Company Series, The Canadian Small Company Series, The Emerging Markets Series, and The Emerging Markets Small Cap Series (constituting portfolios within The DFA Investment Trust Company, hereafter referred to as the "Series") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Series' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 287 DIMENSIONAL EMERGING MARKETS VALUE FUND PERFORMANCE CHART Dimensional Emerging Markets Value Fund vs. MSCI Emerging Markets Index (net div.) October 31, 2002-October 31, 2012 Dimensional Emerging MSCI Emerging BeginDate EndDate FundReturns Benchmark0Returns EndDate Markets Value Fund Markets Index (net div.) --------- ---------- ----------- ----------------- ---------- -------------------- ------------------------ 2002-10-31 2002-11-30 7.90% 6.88% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.96% -3.33% 11/2002 10790.45027 10688.20463 2002-12-31 2003-01-31 1.54% -0.44% 12/2002 10471.01268 10332.68124 2003-01-31 2003-02-28 -0.88% -2.81% 01/2003 10632.10519 10287.11002 2003-02-28 2003-03-31 -2.17% -2.86% 02/2003 10538.84111 9998.077641 2003-03-31 2003-04-30 13.16% 8.89% 03/2003 10309.92018 9712.550745 2003-04-30 2003-05-31 7.56% 7.15% 04/2003 11666.48863 10576.25547 2003-05-31 2003-06-30 4.46% 5.67% 05/2003 12548.25812 11332.42116 2003-06-30 2003-07-31 2.26% 6.22% 06/2003 13107.84261 11974.8284 2003-07-31 2003-08-31 6.64% 6.69% 07/2003 13404.59196 12719.45993 2003-08-31 2003-09-30 4.92% 0.73% 08/2003 14294.84 13570.61278 2003-09-30 2003-10-31 8.99% 8.51% 09/2003 14998.55988 13669.44466 2003-10-31 2003-11-30 1.14% 1.22% 10/2003 16346.64978 14832.47204 2003-11-30 2003-12-31 12.10% 7.24% 11/2003 16532.94454 15012.94766 2003-12-31 2004-01-31 2.73% 3.49% 12/2003 18533.72377 16099.9853 2004-01-31 2004-02-29 6.54% 4.59% 01/2004 19039.10975 16662.21886 2004-02-29 2004-03-31 1.25% 1.25% 02/2004 20285.14759 17426.29823 2004-03-31 2004-04-30 -6.96% -8.19% 03/2004 20537.84059 17644.0921 2004-04-30 2004-05-31 -2.96% -2.00% 04/2004 19108.81816 16199.38255 2004-05-31 2004-06-30 1.91% 0.43% 05/2004 18542.43732 15876.20003 2004-06-30 2004-07-31 1.25% -1.83% 06/2004 18896.34863 15943.82184 2004-07-31 2004-08-31 4.54% 4.15% 07/2004 19133.43107 15651.96247 2004-08-31 2004-09-30 6.58% 5.77% 08/2004 20002.73335 16301.04143 2004-09-30 2004-10-31 3.19% 2.39% 09/2004 21319.3255 17241.52745 2004-10-31 2004-11-30 10.81% 9.26% 10/2004 22000.19985 17653.47774 2004-11-30 2004-12-31 6.49% 4.80% 11/2004 24378.83883 19287.7093 2004-12-31 2005-01-31 1.68% 0.25% 12/2004 25959.97635 20214.06032 2005-01-31 2005-02-28 9.13% 8.72% 01/2005 26396.27847 20265.39862 2005-02-28 2005-03-31 -7.27% -6.61% 02/2005 28805.02978 22033.51685 2005-03-31 2005-04-30 -3.54% -2.68% 03/2005 26711.67114 20577.38623 2005-04-30 2005-05-31 1.52% 3.48% 04/2005 25764.83617 20024.99063 2005-05-31 2005-06-30 3.33% 3.40% 05/2005 26156.31601 20722.01549 2005-06-30 2005-07-31 7.26% 6.99% 06/2005 27026.40266 21426.05132 2005-07-31 2005-08-31 1.65% 0.86% 07/2005 28989.11107 22923.68229 2005-08-31 2005-09-30 8.05% 9.31% 08/2005 29468.26993 23119.9891 2005-09-30 2005-10-31 -6.23% -6.54% 09/2005 31839.84165 25272.80535 2005-10-31 2005-11-30 7.42% 8.27% 10/2005 29855.64651 23620.93331 2005-11-30 2005-12-31 6.31% 5.91% 11/2005 32071.93681 25574.955 2005-12-31 2006-01-31 9.60% 11.17% 12/2005 34096.21693 27086.60788 2006-01-31 2006-02-28 0.41% -0.12% 01/2006 37368.99442 30111.9491 2006-02-28 2006-03-31 3.42% 0.88% 02/2006 37522.10682 30076.21583 2006-03-31 2006-04-30 8.73% 7.12% 03/2006 38806.22665 30341.27525 2006-04-30 2006-05-31 -10.78% -10.48% 04/2006 42195.29097 32501.78094 2006-05-31 2006-06-30 -0.89% -0.24% 05/2006 37644.53605 29096.49107 2006-06-30 2006-07-31 2.41% 1.43% 06/2006 37309.19804 29025.36378 2006-07-31 2006-08-31 1.82% 2.55% 07/2006 38209.03088 29440.93262 2006-08-31 2006-09-30 2.07% 0.83% 08/2006 38905.67565 30191.10507 2006-09-30 2006-10-31 6.98% 4.75% 09/2006 39710.00953 30442.48182 2006-10-31 2006-11-30 7.34% 7.43% 10/2006 42482.97306 31887.98293 2006-11-30 2006-12-31 3.54% 4.50% 11/2006 45599.59794 34258.36502 2006-12-31 2007-01-31 1.58% -1.08% 12/2006 47213.71624 35800.88873 2007-01-31 2007-02-28 0.60% -0.59% 01/2007 47958.60523 35415.39915 2007-02-28 2007-03-31 5.24% 3.98% 02/2007 48244.31606 35205.20002 2007-03-31 2007-04-30 8.00% 4.63% 03/2007 50771.34708 36607.13479 2007-04-30 2007-05-31 7.63% 4.95% 04/2007 54835.10208 38301.93602 2007-05-31 2007-06-30 2.87% 4.69% 05/2007 59021.69097 40199.01976 2007-06-30 2007-07-31 4.77% 5.28% 06/2007 60716.24691 42083.39264 2007-07-31 2007-08-31 -3.19% -2.13% 07/2007 63613.38825 44303.84785 2007-08-31 2007-09-30 9.03% 11.04% 08/2007 61582.29628 43362.3024 2007-09-30 2007-10-31 11.01% 11.15% 09/2007 67142.01867 48150.94986 2007-10-31 2007-11-30 -7.26% -7.09% 10/2007 74535.41778 53520.78318 2007-11-30 2007-12-31 -0.13% 0.35% 11/2007 69125.935 49726.86787 2007-12-31 2008-01-31 -9.91% -12.48% 12/2007 69038.26331 49901.25085 2008-01-31 2008-02-29 4.02% 7.38% 01/2008 62193.56065 43673.8733 2008-02-29 2008-03-31 -3.34% -5.29% 02/2008 64694.94701 46897.54641 2008-03-31 2008-04-30 7.74% 8.12% 03/2008 62533.94378 44415.76252 2008-04-30 2008-05-31 0.90% 1.86% 04/2008 67375.79586 48020.26653 2008-05-31 2008-06-30 -11.60% -9.97% 05/2008 67979.60329 48911.10737 2008-06-30 2008-07-31 -1.94% -3.77% 06/2008 60093.69775 44032.83828 2008-07-31 2008-08-31 -8.52% -7.99% 07/2008 58930.74248 42371.91524 2008-08-31 2008-09-30 -17.24% -17.50% 08/2008 53910.46039 38987.53211 2008-09-30 2008-10-31 -31.02% -27.37% 09/2008 44615.6425 32164.58346 2008-10-31 2008-11-30 -7.55% -7.53% 10/2008 30773.70777 23361.83389 2008-11-30 2008-12-31 12.34% 7.80% 11/2008 28451.60634 21603.22571 2008-12-31 2009-01-31 -8.99% -6.46% 12/2008 31962.56422 23288.18785 2009-01-31 2009-02-28 -8.50% -5.64% 01/2009 29090.05385 21784.22273 2009-02-28 2009-03-31 17.36% 14.37% 02/2009 26617.81131 20555.33038 2009-03-31 2009-04-30 19.68% 16.64% 03/2009 31239.11507 23509.27602 2009-04-30 2009-05-31 22.56% 17.09% 04/2009 37385.48175 27421.45939 2009-05-31 2009-06-30 -1.22% -1.35% 05/2009 45820.51471 32106.85072 2009-06-30 2009-07-31 13.46% 11.24% 06/2009 45263.06338 31674.35664 2009-07-31 2009-08-31 0.79% -0.36% 07/2009 51355.93966 35236.07119 2009-08-31 2009-09-30 9.26% 9.08% 08/2009 51759.75602 35109.92688 2009-09-30 2009-10-31 -2.35% 0.12% 09/2009 56553.09626 38296.8602 2009-10-31 2009-11-30 6.41% 4.30% 10/2009 55225.17228 38344.23233 2009-11-30 2009-12-31 5.00% 3.95% 11/2009 58766.64207 39991.33055 2009-12-31 2010-01-31 -5.66% -5.58% 12/2009 61703.76548 41570.63621 2010-01-31 2010-02-28 0.81% 0.35% 01/2010 58210.64339 39252.15628 2010-02-28 2010-03-31 8.82% 8.07% 02/2010 58682.03356 39390.3133 2010-03-31 2010-04-30 0.68% 1.21% 03/2010 63855.23859 42570.3986 2010-04-30 2010-05-31 -10.43% -8.80% 04/2010 64290.36798 43086.13887 2010-05-31 2010-06-30 0.63% -0.74% 05/2010 57582.12315 39296.4307 2010-06-30 2010-07-31 9.30% 8.33% 06/2010 57944.73098 39007.56331 2010-07-31 2010-08-31 -1.79% -1.94% 07/2010 63335.5007 42255.92483 2010-08-31 2010-09-30 12.05% 11.11% 08/2010 62199.32951 41435.27509 2010-09-30 2010-10-31 3.45% 2.90% 09/2010 69693.22463 46039.95583 2010-10-31 2010-11-30 -3.20% -2.64% 10/2010 72098.52321 47376.79589 2010-11-30 2010-12-31 8.35% 7.14% 11/2010 69789.92004 46126.15023 2010-12-31 2011-01-31 -3.12% -2.71% 12/2010 75615.81914 49417.68963 2011-01-31 2011-02-28 -1.62% -0.93% 01/2011 73258.86826 48076.93112 2011-02-28 2011-03-31 5.77% 5.88% 02/2011 72074.34936 47628.60177 2011-03-31 2011-04-30 3.60% 3.10% 03/2011 76232.25243 50428.86654 2011-04-30 2011-05-31 -3.78% -2.62% 04/2011 78975.98501 51993.18073 2011-05-31 2011-06-30 -2.04% -1.54% 05/2011 75990.51389 50629.43612 2011-06-30 2011-07-31 -0.80% -0.44% 06/2011 74443.38715 49850.56795 2011-07-31 2011-08-31 -10.11% -8.94% 07/2011 73851.12768 49629.16113 2011-08-31 2011-09-30 -17.92% -14.58% 08/2011 66381.40643 45194.09196 2011-09-30 2011-10-31 13.18% 13.25% 09/2011 54487.86967 38605.04085 2011-10-31 2011-11-30 -5.04% -6.66% 10/2011 61667.50467 43718.55662 2011-11-30 2011-12-31 -3.55% -1.21% 11/2011 58561.16426 40804.88147 2011-12-31 2012-01-31 13.91% 11.34% 12/2011 56482.21271 40313.07288 2012-01-31 2012-02-29 6.11% 5.99% 01/2012 64338.71567 44885.64739 2012-02-29 2012-03-31 -4.27% -3.34% 02/2012 68266.96715 47574.28607 2012-03-31 2012-04-30 -3.22% -1.20% 03/2012 65354.0176 45986.28864 2012-04-30 2012-05-31 -11.05% -11.21% 04/2012 63250.89219 45436.70648 2012-05-31 2012-06-30 4.55% 3.86% 05/2012 56264.64802 40341.21113 2012-06-30 2012-07-31 -0.60% 1.95% 06/2012 58827.07669 41898.19616 2012-07-31 2012-08-31 1.43% -0.33% 07/2012 58476.55579 42715.46911 2012-08-31 2012-09-30 6.46% 6.03% 08/2012 59310.55379 42573.22844 2012-09-30 2012-10-31 -1.26% -0.61% 09/2012 63142.10985 45142.17877 10/31/2012 62344.37264 44868.1269 One Year Five Years Ten Years -------- ---------- --------- 1.10% -3.51% 20.08% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 288 DIMENSIONAL EMERGING MARKETS VALUE FUND MANAGEMENT'S DISCUSSION AND ANALYSIS International Equity Market Review 12 Months Ended October 31, 2012 Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 -------------------------------- U.S. Dollar Return ----------- MSCI Emerging Markets Index........... 2.63% MSCI Emerging Markets Small Cap Index. 3.74% MSCI Emerging Markets Value Index..... 1.36% MSCI Emerging Markets Growth Index.... 3.89% -------- The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 Months Ended October 31, 2012 -------------------------------- Local Currency U.S. Dollar Ten Largest Emerging Markets by Market Cap Return Return ------------------------------------------ -------- ----------- China.................................. 7.71% 7.92% South Korea............................ 1.71% 3.35% Brazil................................. 4.65% -12.68% Taiwan................................. -1.78% 0.59% South Africa........................... 17.70% 6.84% India.................................. 5.24% -4.73% Russia................................. -1.42% -4.50% Mexico................................. 16.32% 17.03% Malaysia............................... 11.39% 12.19% Indonesia.............................. 12.64% 3.82% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. International Equity Fund Performance Overview Dimensional Emerging Markets Value Fund The Dimensional Emerging Markets Value Fund seeks to capture the returns of value stocks of any market capitalization size in selected emerging markets. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to emerging markets value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Fund held approximately 2,200 securities across 18 emerging markets. In general, the Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Fund's assets. The Fund's country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager, Dimensional Fund Advisors LP ("Dimensional" or the "Advisor"), to limit single-country risk exposure. 289 For the 12 months ended October 31, 2012, total returns were 1.10% for the Fund and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Fund's diversified investment approach, performance was generally determined by broad structural trends in emerging markets rather than the behavior of a limited number of stocks. The Fund focuses on value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. Value stocks in emerging markets significantly underperformed during the period. The Fund had significantly greater exposure than the Index to value stocks, which was the primary contributor to relative underperformance. In particular, the Fund had lower exposure than the Index to large cap growth stocks in the Information Technology sector, which significantly outperformed and detracted from the Fund's relative performance. Differences in the valuation timing and methodology between the Fund and the Index contributed positively to performance of the Fund. The Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 290 DIMENSIONAL EMERGING MARKETS VALUE FUND DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Table is shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Table below illustrates your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the table are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLE Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- Actual Fund Return............ $1,000.00 $ 985.64 0.21% $1.05 Hypothetical 5% Annual Return. $1,000.00 $1,024.08 0.21% $1.07 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 291 DIMENSIONAL EMERGING MARKETS VALUE FUND DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For Dimensional Emerging Markets Value Fund, this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. Dimensional Emerging Markets Value Fund filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. Dimensional Emerging Markets Value Fund Consumer Discretionary........ 6.4% Consumer Staples.............. 6.1% Energy........................ 16.5% Financials.................... 33.7% Health Care................... 0.7% Industrials................... 11.1% Information Technology........ 6.4% Materials..................... 15.9% Other......................... -- Real Estate Investment Trusts. -- Telecommunication Services.... 1.6% Utilities..................... 1.6% ----- 100.0% 292 DIMENSIONAL EMERGING MARKETS VALUE FUND SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- COMMON STOCKS -- (89.7%) BRAZIL -- (6.4%) Banco Santander Brasil SA ADR..... 18,012,780 $ 122,486,904 0.7% BM&F Bovespa SA................... 28,221,345 180,634,394 1.1% Petroleo Brasileiro SA ADR........ 15,613,857 331,169,907 1.9% Other Securities.................. 518,166,763 3.1% -------------- ---- TOTAL BRAZIL......................... 1,152,457,968 6.8% -------------- ---- CHILE -- (1.4%) Empresas CMPC SA.................. 17,517,205 66,712,099 0.4% Other Securities.................. 188,039,527 1.1% -------------- ---- TOTAL CHILE.......................... 254,751,626 1.5% -------------- ---- CHINA -- (15.1%) #Agricultural Bank of China, Ltd. Series H................... 255,464,000 109,741,972 0.6% #Bank of China, Ltd. Series H..... 989,630,331 405,434,042 2.4% Bank of Communications Co., Ltd. Series H.................. 110,893,574 79,063,779 0.5% #China Communications Construction Co., Ltd. Series H. 65,910,327 61,689,391 0.4% China Construction Bank Corp. Series H....................... 214,422,940 161,020,872 0.9% #China Petroleum & Chemical Corp. ADR....................... 993,796 104,557,277 0.6% China Petroleum & Chemical Corp. Series H................. 163,824,289 172,860,447 1.0% #China Unicom Hong Kong, Ltd. ADR............................. 7,316,862 117,728,310 0.7% Other Securities................. 1,480,337,248 8.8% -------------- ---- TOTAL CHINA.......................... 2,692,433,338 15.9% -------------- ---- COLOMBIA -- (0.0%) Other Securities.................. 6,305,780 0.0% -------------- ---- CZECH REPUBLIC -- (0.3%) Other Securities.................. 45,582,734 0.3% -------------- ---- HONG KONG -- (0.0%) Other Securities.................. 39,287 0.0% -------------- ---- HUNGARY -- (0.5%) #OTP Bank P.L.C................... 3,793,491 72,294,221 0.4% Other Securities................. 24,821,623 0.2% -------------- ---- TOTAL HUNGARY........................ 97,115,844 0.6% -------------- ---- INDIA -- (7.7%) #ICICI Bank, Ltd. Sponsored ADR... 3,805,302 149,358,103 0.9% Reliance Industries, Ltd......... 19,097,966 284,786,980 1.7% State Bank of India.............. 2,228,831 86,802,979 0.5% Other Securities................. 848,004,441 5.0% -------------- ---- TOTAL INDIA.......................... 1,368,952,503 8.1% -------------- ---- INDONESIA -- (2.9%) Other Securities.................. 524,481,734 3.1% -------------- ---- ISRAEL -- (0.0%) Other Securities.................. 864,856 0.0% -------------- ---- MALAYSIA -- (3.2%) Other Securities.................. 571,995,908 3.4% -------------- ---- MEXICO -- (6.6%) #Alfa S.A.B. de C.V. Series A..... 51,397,020 94,755,160 0.6% *Cemex S.A.B. de C.V. Sponsored ADR............................. 16,022,635 144,844,622 0.9% Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR... 2,494,369 226,014,775 1.3% 293 Dimensional Emerging Markets Value Fund CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- MEXICO -- (Continued) Grupo Financiero Banorte S.A.B. de C.V. Series O......................... 23,160,991 $ 128,770,440 0.8% Grupo Mexico S.A.B. de C.V. Series B.... 26,180,390 83,935,602 0.5% Other Securities........................ 495,698,970 2.9% -------------- ---- TOTAL MEXICO................................ 1,174,019,569 7.0% -------------- ---- PHILIPPINES -- (1.1%) Other Securities........................ 188,668,045 1.1% -------------- ---- POLAND -- (1.4%) *Polski Koncern Naftowy Orlen SA......... 5,693,986 78,039,888 0.5% Other Securities........................ 173,374,865 1.0% -------------- ---- TOTAL POLAND................................ 251,414,753 1.5% -------------- ---- RUSSIA -- (4.3%) Gazprom OAO Sponsored ADR............... 72,700,131 667,750,267 3.9% Other Securities........................ 97,505,229 0.6% -------------- ---- TOTAL RUSSIA................................ 765,255,496 4.5% -------------- ---- SOUTH AFRICA -- (7.2%) ABSA Group, Ltd......................... 5,160,055 82,730,749 0.5% #Gold Fields, Ltd. Sponsored ADR......... 11,629,304 145,482,593 0.8% Nedbank Group, Ltd...................... 3,179,691 65,565,003 0.4% Sanlam, Ltd............................. 28,863,728 128,793,703 0.8% Standard Bank Group, Ltd................ 14,939,038 184,470,451 1.1% #*Steinhoff International Holdings, Ltd... 19,509,004 65,620,688 0.4% Other Securities........................ 616,495,777 3.6% -------------- ---- TOTAL SOUTH AFRICA.......................... 1,289,158,964 7.6% -------------- ---- SOUTH KOREA -- (14.4%) Hana Financial Group, Inc............... 3,300,484 96,014,717 0.6% #Hyundai Steel Co........................ 1,031,183 74,092,555 0.4% KB Financial Group, Inc................. 2,902,753 98,710,063 0.6% KB Financial Group, Inc. ADR............ 3,182,416 108,361,265 0.6% #LG Electronics, Inc..................... 1,750,233 121,766,959 0.7% POSCO................................... 673,915 211,848,256 1.3% #POSCO ADR............................... 1,618,522 126,859,754 0.7% #Samsung SDI Co., Ltd.................... 500,681 62,766,213 0.4% Shinhan Financial Group Co., Ltd........ 5,415,719 185,880,713 1.1% SK Holdings Co., Ltd.................... 454,913 63,318,025 0.4% #SK Innovation Co., Ltd.................. 595,603 87,545,630 0.5% Other Securities........................ 1,326,862,243 7.9% -------------- ---- TOTAL SOUTH KOREA........................... 2,564,026,393 15.2% -------------- ---- TAIWAN -- (11.7%) First Financial Holding Co., Ltd........ 110,152,437 62,493,660 0.4% Fubon Financial Holding Co., Ltd........ 74,753,471 76,587,420 0.5% #Mega Financial Holding Co., Ltd......... 123,517,381 89,722,186 0.5% #United Microelectronics Corp............ 206,208,681 76,461,049 0.4% Other Securities........................ 1,787,063,949 10.6% -------------- ---- TOTAL TAIWAN................................ 2,092,328,264 12.4% -------------- ---- THAILAND -- (3.0%) PTT Global Chemical PCL (Foreign)....... 31,932,741 63,552,927 0.4% PTT PCL (Foreign)....................... 5,915,600 61,375,556 0.4% Other Securities........................ 411,283,606 2.4% -------------- ---- TOTAL THAILAND.............................. 536,212,089 3.2% -------------- ---- TURKEY -- (2.5%) Turkiye Is Bankasi A.S.................. 26,987,224 91,891,467 0.6% 294 Dimensional Emerging Markets Value Fund CONTINUED Percentage Shares Value++ of Net Assets** ----------- --------------- --------------- TURKEY -- (Continued) Other Securities............................ $ 359,019,734 2.1% --------------- ----- TOTAL TURKEY.................................... 450,911,201 2.7% --------------- ----- TOTAL COMMON STOCKS............................. 16,026,976,352 94.9% --------------- ----- PREFERRED STOCKS -- (4.4%) BRAZIL -- (4.4%) #Gerdau SA Sponsored ADR..................... 10,428,393 91,665,574 0.5% Petroleo Brasileiro SA...................... 12,506,758 128,081,813 0.8% Petroleo Brasileiro SA ADR.................. 16,172,808 332,027,748 2.0% Other Securities............................ 222,129,866 1.3% --------------- ----- TOTAL BRAZIL.................................... 773,905,001 4.6% --------------- ----- COLOMBIA -- (0.0%) Other Securities............................ 3,489,767 0.0% --------------- ----- INDIA -- (0.0%) Other Securities............................ 41,292 0.0% --------------- ----- MALAYSIA -- (0.0%) Other Securities............................ 281,138 0.0% --------------- ----- TOTAL PREFERRED STOCKS.......................... 777,717,198 4.6% --------------- ----- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) Other Securities............................ 50,099 0.0% --------------- ----- MALAYSIA -- (0.0%) Other Securities............................ 10,728 0.0% --------------- ----- POLAND -- (0.0%) Other Securities............................ 48,734 0.0% --------------- ----- THAILAND -- (0.0%) Other Securities............................ -- 0.0% --------------- ----- TURKEY -- (0.0%) Other Securities............................ -- 0.0% --------------- ----- TOTAL RIGHTS/WARRANTS........................... 109,561 0.0% --------------- ----- Shares/ Face Amount (000) Value+ ----------- --------------- SECURITIES LENDING COLLATERAL -- (5.9%) (S)@DFA Short Term Investment Fund.............. 90,406,223 1,046,000,000 6.2% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $10,294,594) to be repurchased at $10,092,837........... $ 10,093 10,092,739 0.1% --------------- ----- TOTAL SECURITIES LENDING COLLATERAL............. 1,056,092,739 6.3% --------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $18,106,640,494)........................ $17,860,895,850 105.8% =============== ===== 295 Dimensional Emerging Markets Value Fund CONTINUED Summary of the Fund's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------------------ Level 1 Level 2 Level 3 Total -------------- --------------- ------- --------------- Common Stocks Brazil.............. $1,152,457,968 -- -- $ 1,152,457,968 Chile............... 254,751,626 -- -- 254,751,626 China............... 235,243,847 $ 2,457,189,491 -- 2,692,433,338 Colombia............ 6,305,780 -- -- 6,305,780 Czech Republic...... -- 45,582,734 -- 45,582,734 Hong Kong........... -- 39,287 -- 39,287 Hungary............. -- 97,115,844 -- 97,115,844 India............... 168,733,905 1,200,218,598 -- 1,368,952,503 Indonesia........... -- 524,481,734 -- 524,481,734 Israel.............. -- 864,856 -- 864,856 Malaysia............ -- 571,995,908 -- 571,995,908 Mexico.............. 1,173,372,993 646,576 -- 1,174,019,569 Philippines......... -- 188,668,045 -- 188,668,045 Poland.............. -- 251,414,753 -- 251,414,753 Russia.............. 1,477,962 763,777,534 -- 765,255,496 South Africa........ 204,518,729 1,084,640,235 -- 1,289,158,964 South Korea......... 350,558,671 2,213,467,722 -- 2,564,026,393 Taiwan.............. 35,124,278 2,057,203,986 -- 2,092,328,264 Thailand............ 530,357,027 5,855,062 -- 536,212,089 Turkey.............. -- 450,911,201 -- 450,911,201 Preferred Stocks Brazil.............. 773,905,001 -- -- 773,905,001 Colombia............ 3,489,767 -- -- 3,489,767 India............... -- 41,292 -- 41,292 Malaysia............ -- 281,138 -- 281,138 Rights/Warrants Brazil.............. -- 50,099 -- 50,099 Malaysia............ -- 10,728 -- 10,728 Poland.............. -- 48,734 -- 48,734 Thailand............ -- -- -- -- Turkey.............. -- -- -- -- Securities Lending Collateral........... -- 1,056,092,739 -- 1,056,092,739 -------------- --------------- -- --------------- TOTAL.................. $4,890,297,554 $12,970,598,296 -- $17,860,895,850 ============== =============== == =============== 296 DIMENSIONAL EMERGING MARKETS VALUE FUND STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands) ASSETS: Investments at Value (including $1,186,068 of securities on loan)*...... $16,804,803 Collateral Received from Securities on Loan at Value & Cost............. 10,093 Affiliated Collateral Received from Securities on Loan at Value & Cost.. 1,046,000 Foreign Currencies at Value............................................. 45,598 Cash.................................................................... 4,151 Receivables: Investment Securities Sold........................................... 24,446 Dividends, Interest and Tax Reclaims................................. 8,000 Fund Shares Sold..................................................... 21,560 Securities Lending Income............................................ 2,963 ----------- Total Assets..................................................... 17,967,614 ----------- LIABILITIES: Payables: Upon Return of Securities Loaned..................................... 1,056,093 Investment Securities Purchased...................................... 23,801 Due to Advisor....................................................... 1,421 Accrued Expenses and Other Liabilities.................................. 1,977 ----------- Total Liabilities................................................ 1,083,292 ----------- NET ASSETS $16,884,322 =========== Investments at Cost..................................................... $17,050,548 =========== Foreign Currencies at Cost.............................................. $ 44,606 =========== -------- * See Note H in the Notes to Financial Statements for additional securities lending collateral. See accompanying Notes to Financial Statements. 297 DIMENSIONAL EMERGING MARKETS VALUE FUND STATEMENT OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Investment Income Dividends (Net of Foreign Taxes Withheld of $49,100)......... $ 377,538 Interest..................................................... 7 Income from Securities Lending............................... 28,924 --------- Total Investment Income............................... 406,469 --------- Expenses Investment Advisory Services Fees............................ 15,417 Accounting & Transfer Agent Fees............................. 1,444 Custodian Fees............................................... 13,411 Shareholders' Reports........................................ 78 Directors'/Trustees' Fees & Expenses......................... 128 Professional Fees............................................ 555 Other........................................................ 313 --------- Total Expenses........................................ 31,346 --------- Fees Paid Indirectly......................................... (105) --------- Net Expenses................................................. 31,241 --------- Net Investment Income (Loss)................................. 375,228 --------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................... 398,744 Futures.................................................. (1,269) Foreign Currency Transactions............................ (4,761)** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............... (574,018) Translation of Foreign Currency Denominated Amounts...... (185) --------- Net Realized and Unrealized Gain (Loss)...................... (181,489) --------- Net Increase (Decrease) in Net Assets Resulting from Operations. $ 193,739 ========= -------- ** Net of foreign capital gain taxes withheld of $314. See accompanying Notes to Financial Statements. 298 DIMENSIONAL EMERGING MARKETS VALUE FUND STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Year Year Ended Ended Oct. 31, Oct. 31, 2012 2011 ----------- ----------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).................................................. $ 375,228 $ 320,817 Net Realized Gain (Loss) on: Investment Securities Sold................................................ 398,744 201,891 Futures................................................................... (1,269) -- Foreign Currency Transactions............................................. (4,761)** (3,672)** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................ (574,018) (2,901,288) Translation of Foreign Currency Denominated Amounts....................... (185) (7) Change in Deferred Thailand Capital Gains Tax................................. -- 16,303 ----------- ----------- Net Increase (Decrease) in Net Assets Resulting from Operations........ 193,739 (2,365,956) ----------- ----------- Transactions in Interest: Contributions................................................................. 3,560,477 5,059,674 Withdrawals................................................................... (873,473) (608,094) ----------- ----------- Net Increase (Decrease) from Transactions in Interest.................. 2,687,004 4,451,580 ----------- ----------- Total Increase (Decrease) in Net Assets................................ 2,880,743 2,085,624 Net Assets Beginning of Period........................................................... 14,003,579 11,917,955 ----------- ----------- End of Period................................................................. $16,884,322 $14,003,579 =========== =========== -------- ** Net of foreign capital gain taxes withheld of $314 and $1,707, respectively. See accompanying Notes to Financial Statements. 299 DIMENSIONAL EMERGING MARKETS VALUE FUND+ FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 ----------- ----------- ----------- ---------- ------------- ---------- Total Return.................................. 1.10% (14.47%) 30.55% 79.39% (55.47)%(C) 51.59% ----------- ----------- ----------- ---------- ---------- ---------- Net Assets, End of Period (thousands)......... $16,884,322 $14,003,579 $11,917,955 $7,965,125 $4,048,404 $8,188,710 Ratio of Expenses to Average Net Assets....... 0.20% 0.20% 0.19% 0.21% 0.19%(B) 0.19% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)............ 0.20% 0.20% 0.19% 0.21% 0.19%(B) 0.19% Ratio of Net Investment Income to Average Net Assets...................................... 2.43% 2.29% 1.81% 2.17% 3.19%(B) 2.50% Portfolio Turnover Rate....................... 8% 5% 15% 20% 14%(C) 14% ----------- ----------- ----------- ---------- ---------- ---------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. + See Note A in the Notes to Financial Statements. See accompanying Notes to Financial Statements. 300 DIMENSIONAL EMERGING MARKETS VALUE FUND NOTES TO FINANCIAL STATEMENTS A. Organization: Dimensional Emerging Markets Value Fund Inc. ("DEM I") was organized as a closed-end management investment company registered under the Investment Company Act of 1940, as amended. Effective November 21, 1997, DEM I was reorganized as an open-end management investment company. On October 27, 2009, the Board of Directors and shareholders of DEM I approved an Agreement and Plan of Reorganization that provided for the reorganization of DEM I from a Maryland corporation to a Delaware statutory trust. Effective October 30, 2009, DEM I transferred all of its assets and liabilities to Dimensional Emerging Markets Value Fund ("DEM II" or the "Fund"), a Delaware statutory trust, in a tax-free exchange under Internal Revenue Code (the "IRC") (S)368(a)(1)(F). Effective November 1, 2009, Dimensional Emerging Markets Value Fund ("DEM II"), a master fund in a master-feeder structure, elected with the consent of its Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S)301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for DEM II is a result of the treatment of a partnership for book purposes. DEM II and Emerging Markets Value Portfolio ("Portfolio") will maintain their books and records and present their financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Fund from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Fund utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments) Securities held by the Fund (including over-the-counter securities) are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Fund that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Fund values the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective 301 net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Fund may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The Fund will also fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset value of the Fund is computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the Fund prices its shares at the close of the NYSE, the Fund will fair value its foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the Fund's foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board of Directors/Trustees of the Fund has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the Fund utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When the Fund uses fair value pricing, the values assigned to the Fund's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Fund are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Fund's investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. A valuation hierarchy table has been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Fund had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of the Fund whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked to market based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. The Fund does not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities held whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the Fund's books and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, 302 such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. At October 31, 2012, the total liability for deferred compensation to Directors is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities in the amount of $261 (in thousands). Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board of the Fund; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board of the Fund (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Fund estimates the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Expenses directly attributable to the Fund are directly charged. The Fund may be subject to taxes imposed by countries in which it invests, with respect to its investment in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The Fund accrues such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. The Fund's investments in Chile are subject to governmental taxes on investment income. Such taxes are due when currencies are repatriated from the country. The Fund accrues for taxes on income as the income is earned. The Fund is subject to a 15% governmental capital gains tax on short-term capital gains for investments in India. Such taxes are due upon sale of individual securities. The taxes for the capital gains are recognized when the capital gains are earned. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Fund. For the year ended October 31, 2012, the Fund's advisory services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.10% of average daily net assets. Earned Income Credit: In addition, the Fund has entered into arrangements with its custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Fund's custody expense. Custody expense in the accompanying 303 financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were $105 (amount in thousands). Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $26 (in thousands). The total related amounts paid by the Fund are included in Other Expenses on the Statement of Operations. D. Purchases and Sales of Securities: For the year ended October 31, 2012, the Fund made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): Purchases. $4,238,656 Sales..... 1,158,122 There were no purchases or sales of long-term U.S. government securities. E. Federal Income Taxes: No provision for federal income taxes is required since the Fund is treated as a partnership for Federal income tax purposes. Any net investment income and realized and unrealized gains and losses have been deemed to have been "passed down" to their respective partners. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) -------- ------------ -------------- -------------- $18,160,399 $2,642,341 $(2,941,844) $(299,503) The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Fund's tax position and has concluded that no additional provision for income tax is required in the Fund's financial statements. The Fund is not aware of any tax position for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Fund's federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. Effective November 1, 2009, Dimensional Emerging Markets Value Fund ("DEM II"), a master fund in a master-feeder structure with one RIC feeder and other direct client investors, made a "Check-the-Box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classifications from a corporation taxable as a regulated investment company to a partnership. DEM II will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities on October 31, 2009 to its shareholders in liquidation of the master fund. Since the master fund had a shareholder owning 80% or more of its shares, and also had shareholders owning less than 80%, the transaction created a non-taxable transaction, pursuant to IRC (S)332, for those owning more than 80%, and a taxable transaction, pursuant to IRC (S)331, for those shareholders owning less than 80%. Immediately after the deemed liquidation, the shareholders contributed all of 304 the distributed assets and liabilities to a newly formed partnership. The final tax year end of the Master Fund was October 31, 2009. For federal income tax purposes, pursuant to IRC (S)336(a), the master fund recognized gain or loss relative to the investment of the less than 80% shareholders as if the master fund's investment securities were sold to those shareholders and, pursuant to IRC (S)331, each of those shareholders recognized gain or loss as if it liquidated its investment in the master fund. Pursuant to IRC (S)334(a), each of these shareholders took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. In regards to the shareholder owning 80% or more of the master fund, pursuant to IRC (S)332(a), the shareholder did not recognize any gain or loss on the deemed liquidation. However, pursuant to IRC (S)332(c), a portion of the deemed distribution, which otherwise would have been tax-free as discussed above, since it was utilized by the master fund to satisfy its dividends paid deduction for the tax year, had to be recognized and treated as a dividend by the 80% or greater shareholder. Pursuant to IRC (S)334(b)(1) and (S)1223, the 80% or greater shareholder's basis and holding period in the securities received in liquidation was the same as it was in the possession of the master fund. As a result of the transaction, Dimensional Emerging Markets Value Fund recognized a $104,402,506 and ($16,523) capital gain and currency loss respectively, for tax year ended October 31, 2009. F. Financial Instruments: In accordance with the Fund's investment objective and policies, the Fund may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Fund may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Fund's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the United States, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of securities by the Fund may be inhibited. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Fund. 3. Futures Contracts: The Fund may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Fund deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Fund as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Fund records a realized gain or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Fund could lose more than the initial margin requirements. Entering into stock index futures subjects the Fund to equity price risk from those futures contracts. Counterparty 305 credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. The following is a summary of the location of realized gains and losses on the Fund's Statement of Operations for the Fund's derivative instrument holdings categorized by primary risk exposure through the year ended October 31, 2012: Realized Gain (Loss) on Derivatives Recognized in Income -------------------- Location on the Statement Equity of Operations Contracts ------------------------- -------------------- Net Realized Gain Dimensional Emerging Markets Value Fund. (Loss) on: Futures $(1,269)* /*/ As of October 31, 2012, the Fund had no outstanding futures contracts. During the year ended October 31, 2012, the Fund had limited activity in futures contracts. G. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Fund under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Fund under this line of credit were as follows (amounts in thousands, except percentage and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- 0.86% $23,251 25 $14 $71,121 /*/ Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that the Fund's available line of credit was utilized. There were no outstanding borrowings by the Fund under this line of credit as of October 31, 2012. H. Securities Lending: As of October 31, 2012, the Fund had securities on loan to brokers/dealers, for which the Fund received cash collateral. In addition, the Fund received non-cash collateral consisting of short and/or long term U.S. Treasury securities with a market value of $247,081 (in thousands). The Fund invests the cash collateral, as described below, 306 and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are required at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Fund's collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Fund or, at the option of the lending agent, to replace the securities. Subject to its stated investment policy, the Fund will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. The Fund also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, the Fund will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. I. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. J. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. K. Other The Fund is subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial 307 position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. L. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Fund and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 308 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Dimensional Emerging Markets Value Fund: In our opinion, the accompanying statement of assets and liabilities, including the summary schedule of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Dimensional Emerging Markets Value Fund (the "Fund") at October 31, 2012, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Fund's management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodian, brokers and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 309 FUND MANAGEMENT (Unaudited) Trustees/Directors Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 310 Name, Position Portfolios within the with the Fund, Term of Office/1/ and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held --------------- ------------------- --------------------- -------------------------------------------------------- Disinterested Trustees/Directors George M. Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, The University of Constantinides Director investment companies Chicago Booth School of Business. of DFAIDG and DIG. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Director Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Service Professor of of DFAIDG and DIG. investment companies Economics, The University of Chicago Booth School of Trustee of DFAITC and Business (since 1965). Member and Chair, Competitive DEM. Markets Advisory Committee, Chicago Mercantile The University of Exchange (futures trading exchange) (since 2004). Chicago Booth School Formerly, Director of UNext, Inc. (1999-2006). Trustee, of Business 5807 Harbor Fund (registered investment company) (30 S. Woodlawn Avenue Portfolios) (since 1994). Formerly, Member of the Board Chicago, IL 60637 of Milwaukee Mutal Insurance Company (1997-2010). Age: 73 Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Practice of Finance, Yale School of Director of DFAIDG investment companies Management (since 1984). Chairman, CIO and Partner, and DIG. Trustee of Zebra Capital Management, LLC (hedge fund manager) DFAITC and DEM. (since 2001). Consultant to Morningstar, Inc. (since Yale School of 2006). Formerly, Chairman, Ibbotson Associates, Inc., Management P.O. Box Chicago, IL (software data publishing and consulting) 208200 New Haven, CT (1977-2006). Formerly, Director, BIRR Portfolio 06520-8200 Analysis, Inc. (software products) (1990-2010). Age: 68 311 Name, Position Portfolios within the with the Fund, Term of Office/1 /and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held --------------- ------------------- --------------------- -------------------------------------------------------- Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Fellow, Hoover Institution Director of DFAIDG investment companies (since 2002). Jack Steele Parker Professor of Human and DIG. Resources Management and Economics, Graduate Trustee of DFAITC and School of Business, Stanford University (since 1995). DEM. Stanford Cornerstone Research (expert testimony and economic University Graduate and financial analysis) (since 2009). Formerly, School of Business 518 Chairman of the President George W. Bush's Council Memorial Way of Economic Advisers (2006-2009). Formerly, Stanford, CA 94305- Council of Economic Advisors, State of California 5015 Age: 64 (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Professor Emeritus of Finance, Director of DFAIDG investment companies Stanford University (since 1981). Formerly, and DIG. Trustee of Chairman, Platinum Grove Asset Management, L.P. DFAITC and DEM. (hedge fund) (formerly, Oak Hill Platinum Partners) c/o Dimensional Fund (1999-2009). Formerly, Managing Partner, Oak Hill Advisors, LP 6300 Bee Capital Management (private equity firm) (until Cave Road Building 1 2004). Director, American Century Fund Complex Austin, TX 78746 (registered investment companies) (40 Portfolios) Age: 70 (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Smith Director Since 2000 100 portfolios in 4 Boris and Irene Stern Distinguished Service Professor of DFAIDG and DIG. investment companies of Accounting, The University of Chicago Booth Trustee of DFAITC and School of Business (since 1980). Co-Director DEM. Investment Research, Fundamental Investment The University of Advisors (hedge fund) (since 2008). Director, HNI Chicago Booth School Corporation (formerly known as HON Industries Inc.) of Business 5807 (office furniture) (since 2000). Director, Ryder System S. Woodlawn Avenue Inc. (transportation, logistics and supply-chain Chicago, IL 60637 management) (since 2003). Trustee, UBS Funds (4 Age: 58 investment companies within the fund complex) (52 portfolios) (since 2009). 312 Name, Position Portfolios within the with the Fund, Term of Office/1 /and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held --------------- ------------------- --------------------- ----------------------------------------------- Interested Trustees/Directors* David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, President, Chairman, Director, investment companies and Co-Chief Executive Officer (since Co-Chief Executive Officer January 2010) of Dimensional Holdings and President of DFAIDG Inc., Dimensional Fund Advisors LP, and DIG. Chairman, DFA Securities LLC, Dimensional Trustee, Co-Chief Emerging Markets Value Fund, DFAIDG, Executive Officer and Dimensional Investment Group Inc. and President of DFAITC and The DFA Investment Trust Company. DEM. 6300 Bee Cave Road, Director of Dimensional Fund Advisors Building One Ltd., Dimensional Funds PLC, Austin, Texas 78746 Dimensional Funds II PLC, DFA Age: 65 Australia Limited, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer (since Director, Co-Chief investment companies January 2010), Chief Investment Officer Executive Officer and (since March 2007) and Director/Trustee Chief Investment Officer of of Dimensional Holdings Inc., DFAIDG and DIG. Dimensional Fund Advisors LP, DFA Trustee, Co-Chief Securities LLC, Dimensional Emerging Executive Officer and Markets Value Fund, DFAIDG, Chief Investment Officer of Dimensional Investment Group Inc., The DFAITC and DEM. DFA Investment Trust Company and 6300 Bee Cave Road, Dimensional Cayman Commodity Fund I Building One Ltd. Co-Chief Executive Officer, Austin, TX 78746 President and Chief Investment Officer of Age: 45 Dimensional Fund Advisors Canada ULC. Chief Investment Officer, Vice President and Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. -------- /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. /*/ Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 313 Officers The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ----------------------------------------------------------- Officers April A. Aandal Since 2008 Vice President of all the DFA Entities. Vice President Vice President, Global Business Development of all the DFA Entities. Global Business Formerly, Chief Learning Officer of Dimensional Development (2008-2011); Regional Director of Dimensional (2004-2008). Age: 49 Robyn G. Alcorta Since 2012 Vice President of all the DFA Entities. Formerly, Vice Vice President President Business Development at Capson Physicians Age: 37 Insurance Company (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the DFA Entities. Vice President Age: 46 Arthur H. Barlow Since 1993 Vice President of all the DFA Entities. Vice President Age: 56 John T. Blood Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2010-January 2011); Chief Market Age: 43 Strategist at Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the DFA Entities. Vice President Age: 43 Valerie A. Brown Since 2001 Vice President and Assistant Secretary of all the DFA Vice President and Assistant Entities, DFA Australia Limited, Dimensional Fund Advisors Secretary Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Age: 45 Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the DFA Entities. Head of Global Vice President Financial Services of Dimensional (since 2008). Formerly, Age: 48 Regional Director of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (December Age: 41 2010-January 2012); Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2008-2010); Vice President, Age: 56 Client Portfolio Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 46 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Head of Age: 40 Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (August Age: 36 2002-January 2012). 314 Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ----------------------------------------------------------- Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Financial Services Group of Dimensional (since August Age: 63 1993). George H. Crane Since 2010 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President and Managing Director at State Street Bank & Age: 57 Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Compliance Officer of all Vice President and Global the DFA Entities, DFA Australia Limited, Dimensional Fund Chief Compliance Officer Advisors Ltd., Dimensional SmartNest LLC, Dimensional Age: 46 SmartNest (US) LLC and Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Age: 55 Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Research Associate Vice President for Dimensional (since August 2008). Formerly, Research Age: 40 Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Chief Vice President and Chief Communications Officer of Dimensional (since 2010). Communications Officer Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary of all the DFA Vice President and Assistant Entities and DFA Australia Limited. Chief Operating Officer Secretary of Dimensional Fund Advisors Ltd. (since July 2008). Age: 47 Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 38 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Senior Technology Vice President Manager for Dimensional (since June 2006). Formerly, Age: 41 Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Formerly, Managing Vice President Director at BlackRock (2004-January 2012). Age: 44 Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (January 2005 to February 2007). Age: 38 315 Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ------------------------------------------------------------ Christian Gunther Since 2011 Vice President of all the DFA Entities. Senior Trader for Vice President Dimensional Fund Advisors LP (since 2012). Formerly, Senior Age: 37 Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since June 1998). Age: 44 Julie C. Henderson Since 2005 Vice President and Fund Controller of all the DFA Entities Vice President and Fund and Dimensional Cayman Commodity Fund I Ltd. and Controller Dimensional Japan Ltd. Age: 38 Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Formerly, Managing Vice President Director, Co-Head Global Consultant Relations at BlackRock Age: 52 (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Age: 38 Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Facilities Manager for Dimensional Fund Advisors LP Age: 44 (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Officer of all the DFA Vice President and Chief Entities, Dimensional Cayman Commodity Fund I Ltd., Operating Officer Dimensional Japan Ltd., Dimensional Advisors Ltd., Age: 57 Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (April Age: 64 2006-January 2012). David M. Kershner Since 2010 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since June 2004). Age: 41 Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Accounting Manager for Dimensional Fund Advisors LP Age: 32 (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Head of Defined Vice President Contribution Sales for Dimensional (since August 2010). Age: 41 Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Sr. Portfolio Vice President Manager of Dimensional (since January 2012). Formerly, Age: 40 Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (2007-2010). Age: 43 Michael F. Lane Since 2004 Vice President of all the DFA Entities. Chief Executive Vice President Officer of Dimensional SmartNest (US) LLC (since 2012). Age: 45 316 Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ----------------------------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Entities. Formerly, Vice Vice President President - Global Operations at Janus Capital Group Age: 43 (2005-2011). Juliet Lee Since 2005 Vice President of all the DFA Entities. Human Resources Vice President Manager of Dimensional (since January 2004). Age: 41 Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional (July 2008-2010). Age: 31 Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (since February 2004). Age: 43 Kenneth M. Manell Since 2010 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Counsel for Dimensional (since Age: 39 September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities and Head of Global Vice President & Head of Human Resources of Dimensional. Formerly, Global Head of Global Human Resources Recruiting and Vice President of Goldman Sachs & Co. (June Age: 42 2006 to January 2008). David R. Martin Since 2007 Vice President, Chief Financial Officer and Treasurer of Vice President, Chief all the DFA Entities. Director, Vice President, Chief Financial Officer and Financial Officer and Treasurer of Dimensional Fund Treasurer Advisors Ltd., DFA Australia Limited, Dimensional Advisors Age: 55 Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice Vice President and Secretary of all the DFA Entities and Vice President and Secretary President Dimensional Retirement Plan Services LLC (since June 2012). Age: 48 since 1997 Director, Vice President and Secretary of DFA Australia and Limited and Dimensional Fund Advisors Ltd. (since February Secretary 2002, April 1997 and May 2002, respectively). Vice since 2000 President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Services Manager Vice President for Dimensional (since January 2008). Formerly, Design Age: 37 Manager of Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (2008-2010). Formerly, Vice President and Age: 48 Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Vice Since 2010 Vice President of all the DFA Entities and Dimensional President Cayman Commodity Fund I Ltd. Deputy General Counsel, Funds Age: 38 (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 317 Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ----------------------------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2004 to 2006). Age: 35 Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since July 2005). Age: 38 Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Senior Compliance Vice President Officer for Dimensional (since January 2008). Formerly, Age: 34 Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd. and Dimensional Age: 51 Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (July 2006-2010). Age: 41 Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2006-2008). Systems Developer of Age: 39 Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional Fund Advisors LP (June Age: 31 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Client Systems Vice President Manager for Dimensional (since July 2008). Formerly, Senior Age: 53 Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 66 Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (March 2006-January 2010). Age: 50 Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Investment Vice President Operations Manager for Dimensional (since May 2007). Age: 47 Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since December 2002). Age: 44 Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (December 1999 to January 2007). Age: 37 Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Project Manager for Vice President Dimensional (2007-2010). Formerly, Business Analyst Age: 44 Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 56 Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 318 Term of Office/1/ Name, Position with the Fund and and Length of Age Service Principal Occupation(s) During Past 5 Years -------------------------------- ---------------- ----------------------------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Entities and Director and Vice President Vice President of Dimensional Fund Advisors Canada ULC. Age: 39 John H. Totten Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (January Age: 34 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Senior Manager, Vice President Technology for Dimensional (since March 2007). Formerly, Age: 54 Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd., and Dimensional Age: 46 Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since 2004). Age: 42 Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Senior Trader of Vice President Dimensional (since 2007). Age: 36 Paul E. Wise Since 2005 Vice President of all the DFA Entities. Chief Technology Vice President Officer for Dimensional (since 2004). Age: 57 Faith A. Yando Since 2011 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President, Global Public Relations at Natixis Global Age: 50 Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2005-2010). Age: 33 /1 /Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 319 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund and the Trust use in voting proxies relating to securities held in the portfolios is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 320 NOTICE TO SHAREHOLDERS (Unaudited) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the fiscal year. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. Net Investment Short-Term Long-Term Return Income Capital Gain Capital Gain of Tax-Exempt Total DFA Investment Dimensions Group Inc. Distributions Distributions Distributions Capital Interest Distributions ------------------------------------ ------------- ------------- ------------- ------- ---------- ------------- Enhanced U.S. Large Company Portfolio....... 100% -- -- -- -- 100% U.S. Large Cap Value Portfolio.............. 100% -- -- -- -- 100% U.S. Targeted Value Portfolio............... 45% 1% 54% -- -- 100% U.S. Small Cap Value Portfolio.............. 30% 1% 69% -- -- 100% U.S. Core Equity 1 Portfolio................ 100% -- -- -- -- 100% U.S. Core Equity 2 Portfolio................ 98% -- 2% -- -- 100% U.S. Vector Equity Portfolio................ 99% -- 1% -- -- 100% U.S. Small Cap Portfolio.................... 75% 1% 24% -- -- 100% U.S. Micro Cap Portfolio.................... 69% -- 31% -- -- 100% DFA Real Estate Securities Portfolio........ 100% -- -- -- -- 100% Large Cap International Portfolio........... 100% -- -- -- -- 100% International Core Equity Portfolio......... 100% -- -- -- -- 100% International Small Company Portfolio....... 61% -- 39% -- -- 100% Japanese Small Company Portfolio............ 100% -- -- -- -- 100% Asia Pacific Small Company Portfolio........ 100% -- -- -- -- 100% United Kingdom Small Company Portfolio...... 100% -- -- -- -- 100% Continental Small Company Portfolio......... 100% -- -- -- -- 100% DFA International Real Estate Securities Portfolio................................. 100% -- -- -- -- 100% DFA Global Real Estate Securities Portfolio. 100% -- -- -- -- 100% DFA International Small Cap Value Portfolio. 58% 3% 39% -- -- 100% International Vector Equity Portfolio....... 69% -- 31% -- -- 100% World ex U.S. Value Portfolio............... 100% -- -- -- -- 100% Selectively Hedged Global Equity Portfolio.. 100% -- -- -- -- 100% Emerging Markets Portfolio.................. 36% -- 64% -- -- 100% Emerging Markets Small Cap Portfolio........ 51% -- 49% -- -- 100% Emerging Markets Value Portfolio............ 60% -- 40% -- -- 100% Emerging Markets Core Equity Portfolio...... 100% -- -- -- -- 100% DFA Commodity Strategy Portfolio............ 91% 8% 1% -- -- 100% Dimensional Investment Group Inc. DFA International Value Portfolio........... 100% -- -- -- -- 100% U.S. Large Company Portfolio................ 100% -- -- -- -- 100% Qualifying For Corporate Dividends Qualifying U.S. Foreign Foreign Qualifying Qualifying Received Dividend Government Tax Source Interest Short-Term DFA Investment Dimensions Group Inc. Deduction(1) Income(2) Interest(3) Credit(4) Income(5) Income(6) Capital Gain(7) ------------------------------------ ------------- ---------- ----------- --------- --------- ---------- --------------- Enhanced U.S. Large Company Portfolio.... -- -- -- -- -- 100% 100% U.S. Large Cap Value Portfolio........... 100% 100% -- -- -- 100% 100% U.S. Targeted Value Portfolio............ 100% 100% -- -- -- 100% 100% U.S. Small Cap Value Portfolio........... 100% 100% -- -- -- 100% 100% U.S. Core Equity 1 Portfolio............. 100% 100% -- -- -- 100% 100% U.S. Core Equity 2 Portfolio............. 100% 100% -- -- -- 100% 100% U.S. Vector Equity Portfolio............. 100% 100% -- -- -- 100% 100% U.S. Small Cap Portfolio................. 100% 100% -- -- -- 100% 100% U.S. Micro Cap Portfolio................. 100% 100% -- -- -- 100% 100% DFA Real Estate Securities Portfolio..... 100% 100% -- -- -- 100% 100% Large Cap International Portfolio........ 100% 100% -- 3% 96% 100% 100% International Core Equity Portfolio...... 100% 100% -- 3% 94% 100% 100% International Small Company Portfolio.... 100% 100% -- 4% 91% 100% 100% Japanese Small Company Portfolio......... 100% 100% -- 7% 92% 100% 100% Asia Pacific Small Company Portfolio..... 100% 100% -- 1% 92% 100% 100% United Kingdom Small Company Portfolio.............................. 100% 100% -- -- 100% 100% 100% Continental Small Company Portfolio...... 100% 100% -- 5% 87% 100% 100% DFA International Real Estate Securities Portfolio.............................. 100% 100% -- 1% 98% 100% 100% DFA Global Real Estate Securities Portfolio.............................. 100% 100% -- 1% 43% 100% 100% DFA International Small Cap Value Portfolio.............................. 100% 100% -- 4% 90% 100% 100% International Vector Equity Portfolio.... 100% 100% -- 3% 94% 100% 100% World ex U.S. Value Portfolio............ 100% 100% -- 3% 95% 100% 100% Selectively Hedged Global Equity Portfolio.............................. 100% 100% -- 3% 58% 100% 100% Emerging Markets Portfolio............... 100% 100% -- 6% 95% 100% 100% Emerging Markets Small Cap Portfolio..... 100% 100% -- 5% 86% 100% 100% Emerging Markets Value Portfolio......... 100% 100% -- 6% 95% 100% 100% Emerging Markets Core Equity Portfolio... 100% 100% -- 6% 91% 100% 100% DFA Commodity Strategy Portfolio......... 100% 100% 1% -- -- 100% 100% Dimensional Investment Group Inc. DFA International Value Portfolio........ 100% 100% -- 2% 96% 100% 100% U.S. Large Company Portfolio............. 100% 100% -- -- -- 100% 100% -------- (1) Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2) The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3) "U.S. Government Interest" represents the amount of interest that was derived from direct U.S. Government obligations and distributed during the fiscal year. This amount is reflected as a percentage of total ordinary income distributions (the total of short-term capital gain and net investment income distributions). Generally, interest from direct U.S. Government obligations is exempt from state income tax. (4) "Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (5) "Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (6) The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage ordinary income distributions (the total of short-term capital gain and net investment income distributions). (7) The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 321 [LOGO] Recycled Recyclable DFA103112-001A [LOGO] DIMENSIONAL ANNUAL REPORT year ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. DFA One-Year Fixed Income Portfolio DFA Two-Year Global Fixed Income Portfolio DFA Selectively Hedged Global Fixed Income Portfolio DFA Short-Term Government Portfolio DFA Five-Year Global Fixed Income Portfolio DFA World ex U.S. Government Fixed Income Portfolio DFA Intermediate Government Fixed Income Portfolio DFA Short-Term Extended Quality Portfolio DFA Intermediate-Term Extended Quality Portfolio DFA Investment Grade Portfolio DFA Inflation-Protected Securities Portfolio DFA Short-Term Municipal Bond Portfolio DFA Intermediate-Term Municipal Bond Portfolio DFA California Short-Term Municipal Bond Portfolio DFA California Intermediate-Term Municipal Bond Portfolio [LOGO] DIMENSIONAL Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. ANNUAL REPORT TABLE OF CONTENTS PAGE ---- LETTER TO SHAREHOLDERS............................................... DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES........................... 1 Performance Charts................................................ 3 Management's Discussion and Analysis.............................. 8 Disclosure of Fund Expenses....................................... 14 Disclosure of Portfolio Holdings.................................. 17 Schedules of Investments.......................................... DFA One-Year Fixed Income Portfolio........................... 18 DFA Two-Year Global Fixed Income Portfolio.................... 22 DFA Selectively Hedged Global Fixed Income Portfolio.......... 26 DFA Short-Term Government Portfolio........................... 30 DFA Five-Year Global Fixed Income Portfolio................... 32 DFA World ex U.S. Government Fixed Income Portfolio........... 36 DFA Intermediate Government Fixed Income Portfolio............ 39 DFA Short-Term Extended Quality Portfolio..................... 41 DFA Intermediate-Term Extended Quality Portfolio.............. 49 DFA Investment Grade Portfolio................................ 56 DFA Inflation-Protected Securities Portfolio.................. 57 DFA Short-Term Municipal Bond Portfolio....................... 58 DFA Intermediate-Term Municipal Bond Portfolio................ 67 DFA California Short-Term Municipal Bond Portfolio............ 73 DFA California Intermediate-Term Municipal Bond Portfolio..... 80 Statements of Assets and Liabilities.............................. 85 Statements of Operations.......................................... 89 Statements of Changes in Net Assets............................... 93 Financial Highlights.............................................. 97 Notes to Financial Statements..................................... 104 Report of Independent Registered Public Accounting Firm........... 126 FUND MANAGEMENT...................................................... 127 VOTING PROXIES ON FUND PORTFOLIO SECURITIES.......................... 137 NOTICE TO SHAREHOLDERS............................................... 138 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SCHEDULES OF INVESTMENTS ------------------------ Investment Abbreviations AGM Assured Guaranty Municipal Corporation AMBAC American Municipal Bond Assurance Corporation ASSURED GTY Assured Guaranty CP Certificate Participation ETM Escrowed to Maturity FGIC Federal Guaranty Insurance Corporation FNMA Federal National Mortgage Association FSA Financial Security Assurance GO General Obligation GO OF DIST General Obligation of District GO OF CMNWLTH General Obligation of Commonwealth GO OF UNIV General Obligation of University NATL-RE Credit rating enhanced by guaranty or insurance from National Public Finance Guarantee Corp. NATL-RE FGIC National Public Finance Guarantee Corp. Re-insures Financial Guaranty Insurance Co. P.L.C. Public Limited Company PSF-GTD Public School Fund Guarantee RB Revenue Bond RN Revenue Note SA Special Assessment SCH BD RES FD School Board Resolution Fund SCH BD GTY School Bond Guaranty SCSDE South Carolina State Department of Education SD CRED PROG School District Credit Program ST Special Tax ST AID WITHHLDG State Aid Withholding ST GTD State Guaranteed UP Unrefunded Portion Investment Footnotes + See Note B to Financial Statements. # Total or Partial Securities on Loan. ^ Denominated in local currency or the Euro, unless otherwise noted. @ Security purchased with cash proceeds from Securities on Loan. (r) The adjustable rate shown is effective as of October 31, 2012. (t) Face Amount denominated in Australian Dollars. (g) Face Amount denominated in British Pounds. (c) Face Amount denominated in Canadian Dollars. (e) Face Amount denominated in Euro. (j) Face Amount denominated in Japanese Dollars. (z) Face Amount denominated in New Zealand Dollars. (n) Face Amount denominated in Norwegian Krone. (s) Face Amount denominated in Swedish Krona. (u) Face Amount denominated in United States Dollars. (S) Affiliated Fund. 1 DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES CONTINUED FINANCIAL HIGHLIGHTS -------------------- (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Represents the combined ratios for the respective portfolio and its respective pro-rata share of its Master/Underlying Funds. (E) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. N/A Does not apply to this fund. ALL STATEMENTS, SCHEDULES AND NOTES TO FINANCIAL STATEMENTS ----------------------------------------------------------- -- Amounts designated as -- are either zero or rounded to zero. RIC Registered Investment Company SEC Securities and Exchange Commission (a) Commencement of Operations. (b) Commencement of Operations. 2 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA ONE-YEAR FIXED INCOME PORTFOLIO VS. THE BOFA MERRILL LYNCH US 6-MONTH TREASURY BILL INDEX, THE BOFA MERRILL LYNCH 1-YEAR US TREASURY NOTE INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA ONE THE BOFA YEAR FIXED MERRILL THE BOFA INCOME LYNCH US MERRILL PORTFOLIO- 6-MONTH LYNCH 1-YEAR INSTITUTIONAL TREASURY BILL US TREASURY BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS BENCHMARK1RETURNS ENDDATE CLASS INDEX NOTE INDEX --------- ---------- ----------- ----------------- ----------------- ---------- ------------- ------------- ------------ 2002-10-31 2002-11-30 -0.11% 0.18% 0.02% 10/2002 10000 10000 10000 2002-11-30 2002-12-31 0.62% 0.15% 0.38% 11/2002 9989.42585 10018 10002 2002-12-31 2003-01-31 0.10% 0.12% 0.08% 12/2002 10051.5737 10033.027 10040.0076 2003-01-31 2003-02-28 0.29% 0.09% 0.18% 01/2003 10061.342 10045.0666 10048.0396 2003-02-28 2003-03-31 0.15% 0.14% 0.18% 02/2003 10090.6659 10054.1072 10066.1261 2003-03-31 2003-04-30 0.21% 0.08% 0.11% 03/2003 10105.3183 10068.1829 10084.2451 2003-04-30 2003-05-31 0.22% 0.12% 0.13% 04/2003 10126.8835 10076.2375 10095.3378 2003-05-31 2003-06-30 0.11% 0.15% 0.20% 05/2003 10149.4559 10088.329 10108.4617 2003-06-30 2003-07-31 -0.27% 0.06% -0.05% 06/2003 10160.2428 10103.4615 10128.6786 2003-07-31 2003-08-31 0.09% 0.09% 0.10% 07/2003 10132.6953 10109.5235 10123.6143 2003-08-31 2003-09-30 0.49% 0.12% 0.27% 08/2003 10141.5491 10118.6221 10133.7379 2003-09-30 2003-10-31 -0.18% 0.09% -0.03% 09/2003 10190.8086 10130.7645 10161.099 2003-10-31 2003-11-30 0.02% 0.09% -0.02% 10/2003 10172.0722 10139.8821 10158.0507 2003-11-30 2003-12-31 0.39% 0.14% 0.31% 11/2003 10173.8595 10149.008 10156.0191 2003-12-31 2004-01-31 0.10% 0.10% 0.15% 12/2003 10213.6306 10163.2167 10187.5027 2004-01-31 2004-02-29 0.26% 0.08% 0.21% 01/2004 10223.5951 10173.3799 10202.784 2004-02-29 2004-03-31 0.18% 0.09% 0.09% 02/2004 10250.5129 10181.5186 10224.2098 2004-03-31 2004-04-30 -0.37% 0.05% -0.26% 03/2004 10269.4584 10190.6819 10233.4116 2004-04-30 2004-05-31 -0.08% 0.05% -0.01% 04/2004 10231.5109 10195.7773 10207.2141 2004-05-31 2004-06-30 -0.09% 0.04% -0.03% 05/2004 10223.541 10200.8752 10206.1934 2004-06-30 2004-07-31 0.31% 0.17% 0.23% 06/2004 10214.5487 10204.9555 10203.1315 2004-07-31 2004-08-31 0.42% 0.17% 0.29% 07/2004 10246.6061 10222.3039 10226.5987 2004-08-31 2004-09-30 -0.07% 0.10% -0.03% 08/2004 10289.7563 10239.6819 10256.2558 2004-09-30 2004-10-31 0.24% 0.13% 0.17% 09/2004 10282.7292 10249.9215 10253.179 2004-10-31 2004-11-30 -0.23% 0.09% -0.15% 10/2004 10307.8728 10263.2464 10270.6094 2004-11-30 2004-12-31 0.21% 0.14% 0.16% 11/2004 10283.7137 10272.4834 10255.2035 2004-12-31 2005-01-31 0.10% 0.19% 0.08% 12/2004 10304.886 10286.8648 10271.6118 2005-01-31 2005-02-28 0.05% 0.13% 0.00% 01/2005 10315.0087 10306.307 10279.7264 2005-02-28 2005-03-31 0.03% 0.22% 0.14% 02/2005 10320.0701 10320.1175 10279.8291 2005-03-31 2005-04-30 0.41% 0.28% 0.35% 03/2005 10323.1113 10342.8217 10294.5293 2005-04-30 2005-05-31 0.31% 0.32% 0.31% 04/2005 10365.8517 10371.3679 10330.869 2005-05-31 2005-06-30 0.16% 0.19% 0.17% 05/2005 10398.502 10404.2452 10362.4815 2005-06-30 2005-07-31 -0.02% 0.18% -0.01% 06/2005 10414.8555 10424.4294 10380.2013 2005-07-31 2005-08-31 0.44% 0.31% 0.42% 07/2005 10412.8094 10443.2976 10379.5785 2005-08-31 2005-09-30 0.09% 0.24% 0.03% 08/2005 10459.0758 10475.463 10423.5879 2005-09-30 2005-10-31 0.18% 0.28% 0.12% 09/2005 10468.3316 10500.9183 10427.0277 2005-10-31 2005-11-30 0.26% 0.36% 0.31% 10/2005 10486.9247 10530.6359 10439.6444 2005-11-30 2005-12-31 0.27% 0.36% 0.40% 11/2005 10513.894 10568.0197 10472.1117 2005-12-31 2006-01-31 0.30% 0.30% 0.23% 12/2005 10542.0274 10605.8532 10513.5812 2006-01-31 2006-02-28 0.31% 0.29% 0.25% 01/2006 10573.3404 10637.5647 10538.0779 2006-02-28 2006-03-31 0.39% 0.38% 0.28% 02/2006 10605.7404 10668.52 10564.3177 2006-03-31 2006-04-30 0.33% 0.36% 0.32% 03/2006 10646.6216 10709.1671 10593.8978 2006-04-30 2006-05-31 0.41% 0.38% 0.25% 04/2006 10681.3389 10747.8272 10628.0101 2006-05-31 2006-06-30 0.35% 0.34% 0.25% 05/2006 10725.6373 10789.0988 10654.899 2006-06-30 2006-07-31 0.43% 0.48% 0.57% 06/2006 10762.6952 10826.1054 10681.7493 2006-07-31 2006-08-31 0.43% 0.45% 0.52% 07/2006 10809.4475 10877.9625 10742.9558 2006-08-31 2006-09-30 0.46% 0.46% 0.46% 08/2006 10856.3209 10927.3484 10798.9266 2006-09-30 2006-10-31 0.45% 0.38% 0.40% 09/2006 10906.5599 10977.8328 10848.2777 2006-10-31 2006-11-30 0.36% 0.42% 0.41% 10/2006 10955.9083 11019.8779 10891.9962 2006-11-30 2006-12-31 0.45% 0.46% 0.29% 11/2006 10995.7675 11065.7206 10936.2177 2006-12-31 2007-01-31 0.49% 0.41% 0.38% 12/2006 11045.6309 11116.0696 10967.4953 2007-01-31 2007-02-28 0.35% 0.41% 0.51% 01/2007 11099.9893 11161.312 11009.2815 2007-02-28 2007-03-31 0.49% 0.45% 0.39% 02/2007 11139.2427 11206.7385 11065.4288 2007-03-31 2007-04-30 0.41% 0.43% 0.34% 03/2007 11193.9648 11256.6085 11108.6946 2007-04-30 2007-05-31 0.44% 0.48% 0.32% 04/2007 11240.1028 11305.3496 11146.1309 2007-05-31 2007-06-30 0.42% 0.39% 0.49% 05/2007 11289.789 11359.7284 11181.5756 2007-06-30 2007-07-31 0.41% 0.41% 0.57% 06/2007 11337.4299 11404.2585 11235.9181 2007-07-31 2007-08-31 0.45% 0.72% 0.74% 07/2007 11384.1592 11451.016 11300.1875 2007-08-31 2007-09-30 0.33% 0.42% 0.53% 08/2007 11435.5499 11532.8907 11383.8089 2007-09-30 2007-10-31 0.49% 0.40% 0.31% 09/2007 11473.6905 11581.3289 11444.3708 2007-10-31 2007-11-30 0.32% 0.68% 1.00% 10/2007 11530.0113 11627.0751 11479.9628 2007-11-30 2007-12-31 0.44% 0.29% 0.22% 11/2007 11567.3842 11706.1392 11594.1884 2007-12-31 2008-01-31 0.39% 0.84% 1.28% 12/2007 11618.6517 11739.6188 11619.8116 2008-01-31 2008-02-29 0.27% 0.27% 0.52% 01/2008 11664.3495 11837.9968 11769.0099 2008-02-29 2008-03-31 0.19% 0.26% 0.31% 02/2008 11695.2785 11869.6043 11829.6204 2008-03-31 2008-04-30 0.15% 0.12% -0.20% 03/2008 11717.0965 11900.3465 11866.6471 2008-04-30 2008-05-31 0.21% 0.00% -0.04% 04/2008 11734.3727 11914.6269 11843.5071 2008-05-31 2008-06-30 0.31% 0.13% 0.05% 05/2008 11758.603 11914.8652 11838.6513 2008-06-30 2008-07-31 0.23% 0.32% 0.33% 06/2008 11794.5057 11929.9971 11845.0441 2008-07-31 2008-08-31 0.23% 0.21% 0.28% 07/2008 11821.1796 11967.8152 11883.5405 2008-08-31 2008-09-30 -0.44% 0.46% 0.45% 08/2008 11847.9138 11992.9476 11917.0521 2008-09-30 2008-10-31 0.69% 0.41% 0.57% 09/2008 11795.3927 12047.8753 11970.5597 2008-10-31 2008-11-30 0.71% 0.34% 0.63% 10/2008 11877.0503 12097.1511 12038.9116 2008-11-30 2008-12-31 1.04% 0.18% 0.47% 11/2008 11961.1356 12138.1605 12114.8771 2008-12-31 2009-01-31 0.10% -0.01% -0.10% 12/2008 12085.8458 12160.1305 12171.4536 2009-01-31 2009-02-28 -0.10% 0.01% -0.15% 01/2009 12097.6139 12158.7929 12159.0387 2009-02-28 2009-03-31 0.37% 0.10% 0.24% 02/2009 12085.7999 12160.4952 12140.3138 2009-03-31 2009-04-30 0.30% 0.13% 0.20% 03/2009 12130.6888 12172.7773 12169.9361 2009-04-30 2009-05-31 0.38% 0.05% 0.08% 04/2009 12167.3536 12188.6019 12193.7892 2009-05-31 2009-06-30 0.27% 0.02% 0.05% 05/2009 12213.5795 12194.0867 12204.032 2009-06-30 2009-07-31 0.07% 0.08% 0.12% 06/2009 12246.8646 12197.0133 12210.134 2009-07-31 2009-08-31 0.32% 0.06% 0.13% 07/2009 12255.1601 12206.527 12225.0304 2009-08-31 2009-09-30 0.20% 0.06% 0.08% 08/2009 12294.4693 12213.8509 12240.5562 2009-09-30 2009-10-31 0.07% 0.03% 0.11% 09/2009 12319.4998 12220.6907 12250.1038 2009-10-31 2009-11-30 0.27% 0.04% 0.18% 10/2009 12327.856 12224.7235 12263.0889 2009-11-30 2009-12-31 -0.35% 0.01% -0.13% 11/2009 12361.2898 12229.2466 12284.7946 2009-12-31 2010-01-31 0.29% 0.05% 0.23% 12/2009 12318.2455 12230.3473 12268.333 2010-01-31 2010-02-28 0.14% 0.01% 0.04% 01/2010 12354.1238 12236.7071 12296.5501 2010-02-28 2010-03-31 -0.04% 0.01% -0.03% 02/2010 12370.8717 12237.5636 12301.9606 2010-03-31 2010-04-30 0.06% 0.03% 0.06% 03/2010 12366.0861 12238.5426 12298.5161 2010-04-30 2010-05-31 0.05% 0.05% 0.06% 04/2010 12373.2757 12242.3366 12305.4032 2010-05-31 2010-06-30 0.24% 0.03% 0.15% 05/2010 12379.2647 12247.968 12312.5404 2010-06-30 2010-07-31 0.16% 0.04% 0.11% 06/2010 12409.2358 12251.6424 12330.886 2010-07-31 2010-08-31 0.15% 0.04% 0.09% 07/2010 12429.6262 12256.4206 12344.45 2010-08-31 2010-09-30 0.05% 0.03% 0.05% 08/2010 12448.8295 12261.078 12355.3131 2010-09-30 2010-10-31 0.15% 0.04% 0.07% 09/2010 12454.8376 12264.3885 12361.1201 2010-10-31 2010-11-30 -0.14% 0.00% -0.02% 10/2010 12474.0613 12269.7848 12369.6493 2010-11-30 2010-12-31 0.04% 0.04% 0.03% 11/2010 12456.0294 12270.2756 12366.928 2010-12-31 2011-01-31 0.10% 0.02% 0.09% 12/2010 12460.89 12274.8156 12370.0197 2011-01-31 2011-02-28 0.03% 0.02% 0.03% 01/2011 12472.9645 12277.7616 12381.5238 2011-02-28 2011-03-31 0.06% 0.03% 0.03% 02/2011 12476.5903 12279.8488 12385.1145 2011-03-31 2011-04-30 0.23% 0.05% 0.10% 03/2011 12483.8371 12283.1644 12389.0777 2011-04-30 2011-05-31 0.14% 0.02% 0.07% 04/2011 12512.8506 12288.9375 12401.5907 2011-05-31 2011-06-30 -0.05% 0.03% 0.03% 05/2011 12530.991 12291.0266 12409.6517 2011-06-30 2011-07-31 0.14% 0.00% -0.03% 06/2011 12524.9374 12294.0993 12413.3746 2011-07-31 2011-08-31 0.04% 0.07% 0.18% 07/2011 12541.8793 12293.7305 12409.7747 2011-08-31 2011-09-30 -0.06% 0.00% -0.02% 08/2011 12546.7217 12302.4591 12431.74 2011-09-30 2011-10-31 0.05% 0.01% 0.04% 09/2011 12539.4553 12302.8281 12429.2537 2011-10-31 2011-11-30 -0.06% 0.01% 0.03% 10/2011 12545.5189 12304.4275 12433.7282 2011-11-30 2011-12-31 -0.03% 0.01% 0.02% 11/2011 12538.2414 12306.0271 12437.5827 2011-12-31 2012-01-31 0.29% 0.00% 0.03% 12/2011 12534.6036 12307.6269 12440.4433 2012-01-31 2012-02-29 0.04% -0.01% -0.02% 01/2012 12571.1122 12307.7499 12443.6778 2012-02-29 2012-03-31 0.05% 0.01% 0.00% 02/2012 12575.9847 12307.0115 12440.6913 2012-03-31 2012-04-30 0.14% 0.02% 0.05% 03/2012 12582.0718 12308.2422 12440.4425 2012-04-30 2012-05-31 -0.05% 0.03% 0.02% 04/2012 12599.1287 12310.2115 12446.1651 2012-05-31 2012-06-30 0.14% 0.01% -0.03% 05/2012 12593.0304 12313.289 12448.7788 2012-06-30 2012-07-31 0.15% 0.03% 0.10% 06/2012 12610.1022 12314.5204 12445.2932 2012-07-31 2012-08-31 0.04% 0.02% 0.02% 07/2012 12628.4012 12317.599 12457.1162 2012-08-31 2012-09-30 0.05% 0.01% 0.02% 08/2012 12633.2865 12319.9393 12459.6076 2012-09-30 2012-10-31 0.04% 0.01% -0.01% 09/2012 12639.3895 12321.6641 12462.3487 10/31/2012 12644.2743 12322.4034 12461.7256 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS -------------- ---- ----- ----- 0.79% 1.86% 2.37% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO VS. CITIGROUP WORLD GOVERNMENT BOND INDEX, 1-3 YEARS, CURRENCY-HEDGED IN USD TERMS, CITIGROUP WORLD GOVERNMENT BOND INDEX, 1-2 YEARS, CURRENCY-HEDGED IN USD TERMS OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CITIGROUP CITIGROUP DFA WORLD WORLD TWO-YEAR GOVERNMENT GOVERNMENT GLOBAL FIXED BOND INDEX, BOND INDEX, INCOME 1-3 YEARS, 1-2 YEARS, PORTFOLIO- CURRENCY- CURRENCY- INSTITUTIONAL HEDGED IN HEDGED IN BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS BENCHMARK1RETURNS ENDDATE CLASS USD TERMS USD TERMS --------- ---------- ----------- ----------------- ----------------- ---------- ------------- ----------- ----------- 2002-10-31 2002-11-30 -0.20% -0.02% -0.01% 10/2002 10000 10000 10000 2002-11-30 2002-12-31 0.82% 0.71% 0.61% 11/2002 9980.41136 9997.7062 9999.32256 2002-12-31 2003-01-31 0.10% 0.16% 0.14% 12/2002 10062.7463 10068.4733 10060.225 2003-01-31 2003-02-28 0.40% 0.41% 0.34% 01/2003 10072.749 10084.7078 10074.499 2003-02-28 2003-03-31 0.17% 0.06% 0.13% 02/2003 10112.7599 10125.5704 10108.4324 2003-03-31 2003-04-30 0.30% 0.13% 0.12% 03/2003 10129.6913 10131.2393 10121.4581 2003-04-30 2003-05-31 0.40% 0.48% 0.37% 04/2003 10159.8094 10144.3274 10133.4275 2003-05-31 2003-06-30 0.12% 0.14% 0.18% 05/2003 10199.9667 10193.0301 10171.2815 2003-06-30 2003-07-31 -0.59% -0.30% -0.18% 06/2003 10211.9109 10207.3747 10189.337 2003-07-31 2003-08-31 0.00% -0.05% 0.00% 07/2003 10151.366 10176.8002 10170.829 2003-08-31 2003-09-30 0.94% 0.62% 0.51% 08/2003 10151.366 10171.264 10170.7122 2003-09-30 2003-10-31 -0.40% -0.27% -0.18% 09/2003 10246.3901 10234.3349 10222.3409 2003-10-31 2003-11-30 0.00% 0.02% 0.01% 10/2003 10205.8905 10206.4209 10204.3084 2003-11-30 2003-12-31 0.47% 0.48% 0.40% 11/2003 10205.8905 10208.4155 10205.0929 2003-12-31 2004-01-31 0.20% 0.23% 0.17% 12/2003 10253.6268 10257.3792 10245.4772 2004-01-31 2004-02-29 0.50% 0.42% 0.31% 01/2004 10274.1751 10280.98 10263.1834 2004-02-29 2004-03-31 0.25% 0.22% 0.19% 02/2004 10325.546 10323.8488 10295.2343 2004-03-31 2004-04-30 -0.90% -0.40% -0.27% 03/2004 10351.2315 10346.5855 10315.2615 2004-04-30 2004-05-31 -0.20% 0.00% 0.00% 04/2004 10258.4415 10305.3339 10287.8309 2004-05-31 2004-06-30 -0.11% 0.02% 0.05% 05/2004 10237.8216 10305.0312 10287.5655 2004-06-30 2004-07-31 0.40% 0.25% 0.21% 06/2004 10226.5213 10307.3962 10292.4649 2004-07-31 2004-08-31 0.60% 0.50% 0.39% 07/2004 10267.9242 10333.2992 10314.4887 2004-08-31 2004-09-30 -0.05% 0.07% 0.05% 08/2004 10330.0286 10384.5488 10355.1948 2004-09-30 2004-10-31 0.20% 0.33% 0.26% 09/2004 10324.8532 10392.3201 10360.2659 2004-10-31 2004-11-30 -0.30% 0.12% 0.08% 10/2004 10345.6485 10426.6409 10386.8639 2004-11-30 2004-12-31 0.15% 0.16% 0.13% 11/2004 10314.4556 10438.6961 10395.529 2004-12-31 2005-01-31 0.00% 0.24% 0.20% 12/2004 10329.6725 10455.843 10409.5231 2005-01-31 2005-02-28 -0.10% 0.03% 0.07% 01/2005 10329.6725 10481.003 10430.2137 2005-02-28 2005-03-31 -0.06% 0.23% 0.20% 02/2005 10319.2385 10483.8904 10437.6144 2005-03-31 2005-04-30 0.51% 0.54% 0.43% 03/2005 10312.723 10507.5941 10458.1003 2005-04-30 2005-05-31 0.40% 0.41% 0.36% 04/2005 10365.1251 10564.069 10503.1146 2005-05-31 2005-06-30 0.15% 0.37% 0.27% 05/2005 10407.0467 10606.9063 10541.0354 2005-06-30 2005-07-31 -0.10% -0.04% -0.10% 06/2005 10422.8363 10646.4052 10569.6952 2005-07-31 2005-08-31 0.51% 0.41% 0.40% 07/2005 10412.2869 10642.5653 10559.1759 2005-08-31 2005-09-30 -0.10% 0.01% 0.08% 08/2005 10465.0341 10686.304 10601.2112 2005-09-30 2005-10-31 0.10% 0.05% 0.13% 09/2005 10454.3348 10687.6525 10609.7158 2005-10-31 2005-11-30 0.30% 0.28% 0.28% 10/2005 10464.9592 10693.0972 10623.0828 2005-11-30 2005-12-31 0.27% 0.35% 0.34% 11/2005 10496.8321 10723.308 10653.3058 2005-12-31 2006-01-31 0.31% 0.27% 0.29% 12/2005 10525.6559 10760.9633 10689.413 2006-01-31 2006-02-28 0.31% 0.18% 0.23% 01/2006 10557.9432 10790.1318 10720.7899 2006-02-28 2006-03-31 0.13% 0.10% 0.17% 02/2006 10590.2305 10809.8971 10745.6646 2006-03-31 2006-04-30 0.30% 0.36% 0.33% 03/2006 10604.2359 10820.4459 10763.9698 2006-04-30 2006-05-31 0.51% 0.32% 0.34% 04/2006 10636.5659 10859.1114 10799.2891 2006-05-31 2006-06-30 0.30% 0.27% 0.31% 05/2006 10690.4492 10894.2762 10835.9991 2006-06-30 2006-07-31 0.50% 0.64% 0.59% 06/2006 10722.7792 10923.5983 10869.0645 2006-07-31 2006-08-31 0.50% 0.67% 0.58% 07/2006 10776.6625 10993.4122 10932.8679 2006-08-31 2006-09-30 0.40% 0.43% 0.42% 08/2006 10830.5458 11067.242 10995.9914 2006-09-30 2006-10-31 0.30% 0.37% 0.36% 09/2006 10873.6524 11114.701 11041.7232 2006-10-31 2006-11-30 0.49% 0.46% 0.44% 10/2006 10905.9824 11155.3127 11081.0922 2006-11-30 2006-12-31 0.33% 0.20% 0.24% 11/2006 10959.8657 11206.2261 11129.6116 2006-12-31 2007-01-31 0.39% 0.38% 0.44% 12/2006 10995.5844 11228.3872 11156.4519 2007-01-31 2007-02-28 0.49% 0.55% 0.49% 01/2007 11039.0023 11270.7366 11205.3655 2007-02-28 2007-03-31 0.39% 0.35% 0.36% 02/2007 11093.2746 11333.061 11260.7752 2007-03-31 2007-04-30 0.39% 0.34% 0.37% 03/2007 11136.6926 11372.9358 11301.4108 2007-04-30 2007-05-31 0.39% 0.07% 0.18% 04/2007 11180.1105 11411.0458 11342.9286 2007-05-31 2007-06-30 0.39% 0.37% 0.39% 05/2007 11223.5284 11419.5601 11363.1128 2007-06-30 2007-07-31 0.39% 0.71% 0.63% 06/2007 11266.9463 11461.4847 11407.4233 2007-07-31 2007-08-31 0.48% 0.89% 0.80% 07/2007 11310.3642 11542.5862 11479.8293 2007-08-31 2007-09-30 0.44% 0.56% 0.53% 08/2007 11364.6365 11645.2029 11571.5544 2007-09-30 2007-10-31 0.58% 0.43% 0.43% 09/2007 11415.0233 11710.7711 11632.7019 2007-10-31 2007-11-30 0.29% 0.94% 0.83% 10/2007 11481.5186 11761.0641 11682.5624 2007-11-30 2007-12-31 0.52% 0.30% 0.31% 11/2007 11514.7662 11871.4879 11779.804 2007-12-31 2008-01-31 0.39% 1.20% 1.04% 12/2007 11575.1769 11906.6213 11815.9854 2008-01-31 2008-02-29 0.19% 0.54% 0.47% 01/2008 11620.2604 12049.9925 11939.0467 2008-02-29 2008-03-31 0.10% 0.00% 0.04% 02/2008 11642.8021 12114.7451 11995.3681 2008-03-31 2008-04-30 0.29% -0.37% -0.24% 03/2008 11654.073 12115.2025 12000.1645 2008-04-30 2008-05-31 0.19% -0.32% -0.18% 04/2008 11687.8855 12070.5462 11971.2212 2008-05-31 2008-06-30 0.27% 0.04% 0.12% 05/2008 11710.4273 12031.6087 11950.205 2008-06-30 2008-07-31 0.29% 0.55% 0.45% 06/2008 11742.0444 12036.9625 11964.4515 2008-07-31 2008-08-31 0.29% 0.46% 0.35% 07/2008 11775.9157 12102.7553 12018.1415 2008-08-31 2008-09-30 -0.32% 0.66% 0.63% 08/2008 11809.7869 12157.9298 12060.7394 2008-09-30 2008-10-31 0.68% 1.24% 1.08% 09/2008 11771.6318 12238.5939 12137.0515 2008-10-31 2008-11-30 0.68% 0.68% 0.60% 10/2008 11851.711 12390.7972 12267.8362 2008-11-30 2008-12-31 0.97% 0.74% 0.63% 11/2008 11931.7901 12475.3545 12341.0171 2008-12-31 2009-01-31 0.00% 0.21% 0.18% 12/2008 12047.3464 12567.5536 12418.4855 2009-01-31 2009-02-28 0.00% 0.16% 0.07% 01/2009 12047.3464 12593.6585 12440.2263 2009-02-28 2009-03-31 0.29% 0.41% 0.31% 02/2009 12047.3464 12613.5284 12449.3524 2009-03-31 2009-04-30 0.39% 0.07% 0.09% 03/2009 12082.8146 12664.8802 12487.8209 2009-04-30 2009-05-31 0.39% 0.20% 0.19% 04/2009 12130.1054 12674.1565 12499.1848 2009-05-31 2009-06-30 0.19% 0.09% 0.10% 05/2009 12177.3963 12699.1331 12522.6833 2009-06-30 2009-07-31 0.10% 0.24% 0.21% 06/2009 12200.2725 12710.4227 12535.0807 2009-07-31 2009-08-31 0.29% 0.25% 0.20% 07/2009 12212.1985 12741.1714 12561.7805 2009-08-31 2009-09-30 0.25% 0.23% 0.15% 08/2009 12247.9764 12772.7939 12586.7784 2009-09-30 2009-10-31 0.10% 0.10% 0.08% 09/2009 12279.0678 12802.4681 12605.281 2009-10-31 2009-11-30 0.39% 0.31% 0.19% 10/2009 12291.0357 12814.9546 12614.987 2009-11-30 2009-12-31 -0.33% -0.22% -0.12% 11/2009 12338.9073 12855.1694 12639.0817 2009-12-31 2010-01-31 0.39% 0.26% 0.23% 12/2009 12297.7363 12826.2817 12623.584 2010-01-31 2010-02-28 0.20% 0.31% 0.20% 01/2010 12346.2481 12860.0245 12651.9871 2010-02-28 2010-03-31 0.01% -0.01% -0.01% 02/2010 12370.504 12899.6002 12677.291 2010-03-31 2010-04-30 0.10% -0.02% -0.09% 03/2010 12371.7168 12898.7534 12675.643 2010-04-30 2010-05-31 0.10% 0.40% 0.29% 04/2010 12383.8459 12896.1372 12664.1082 2010-05-31 2010-06-30 0.29% 0.11% 0.05% 05/2010 12395.975 12947.8328 12700.5808 2010-06-30 2010-07-31 0.29% 0.22% 0.14% 06/2010 12432.3624 12961.5421 12707.3121 2010-07-31 2010-08-31 0.19% 0.22% 0.14% 07/2010 12468.7498 12989.9276 12725.1023 2010-08-31 2010-09-30 0.09% -0.06% -0.04% 08/2010 12493.0081 13018.9572 12742.9175 2010-09-30 2010-10-31 0.10% 0.10% 0.07% 09/2010 12504.112 13011.6624 12737.9477 2010-10-31 2010-11-30 -0.10% -0.25% -0.12% 10/2010 12516.335 13025.017 12746.2274 2010-11-30 2010-12-31 0.07% 0.05% 0.09% 11/2010 12504.112 12992.963 12731.0594 2010-12-31 2011-01-31 0.10% 0.00% 0.03% 12/2010 12512.8781 12998.9993 12742.1354 2011-01-31 2011-02-28 0.00% -0.03% 0.01% 01/2011 12525.206 12999.5188 12745.5758 2011-02-28 2011-03-31 0.10% -0.05% -0.01% 02/2011 12525.206 12995.6753 12747.2327 2011-03-31 2011-04-30 0.20% 0.17% 0.12% 03/2011 12537.534 12989.0461 12745.958 2011-04-30 2011-05-31 0.20% 0.28% 0.18% 04/2011 12562.1899 13010.772 12761.763 2011-05-31 2011-06-30 0.00% 0.04% 0.03% 05/2011 12586.8458 13046.903 12785.117 2011-06-30 2011-07-31 0.10% 0.11% 0.03% 06/2011 12586.8458 13052.0966 12788.3133 2011-07-31 2011-08-31 0.20% 0.58% 0.38% 07/2011 12599.1738 13066.1419 12792.6613 2011-08-31 2011-09-30 -0.03% -0.01% 0.02% 08/2011 12623.8297 13141.7084 12841.4014 2011-09-30 2011-10-31 0.00% -0.09% -0.05% 09/2011 12620.1313 13140.1656 12843.8412 2011-10-31 2011-11-30 -0.10% -0.14% -0.06% 10/2011 12620.1313 13128.4858 12838.0615 2011-11-30 2011-12-31 0.02% 0.57% 0.44% 11/2011 12607.7949 13110.6813 12830.3587 2011-12-31 2012-01-31 0.20% 0.28% 0.20% 12/2011 12610.2622 13184.809 12887.3255 2012-01-31 2012-02-29 0.10% 0.13% 0.14% 01/2012 12635.2826 13221.6453 12912.4557 2012-02-29 2012-03-31 0.10% -0.03% 0.00% 02/2012 12647.7927 13239.0664 12930.2749 2012-03-31 2012-04-30 0.10% 0.09% 0.05% 03/2012 12660.3029 13235.2228 12930.9085 2012-04-30 2012-05-31 0.00% -0.04% -0.03% 04/2012 12672.8131 13246.6384 12937.6455 2012-05-31 2012-06-30 0.11% 0.12% 0.08% 05/2012 12672.8131 13241.5197 12934.0239 2012-06-30 2012-07-31 0.20% 0.17% 0.14% 06/2012 12686.6127 13257.3131 12944.1771 2012-07-31 2012-08-31 0.10% 0.24% 0.17% 07/2012 12711.7099 13280.457 12962.1565 2012-08-31 2012-09-30 0.02% 0.11% 0.08% 08/2012 12724.2584 13312.65 12983.7774 2012-09-30 2012-10-31 0.00% 0.05% 0.05% 09/2012 12726.783 13327.7232 12993.749 10/31/2012 12726.783 13334.837 12999.7131 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS -------------- ---- ----- ----- 0.85% 2.08% 2.44% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO VS. CITIGROUP WORLD GOVERNMENT BOND INDEX, 1-3 YEARS, IN USD TERMS (UNHEDGED) JANUARY 9, 2008-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CITIGROUP DFA WORLD SELECTIVELY GOVERNMENT HEDGED BOND INDEX, GLOBAL FIXED 1-3 YEARS, IN INCOME USD TERMS BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO (UNHEDGED) --------- ---------- ----------- ----------------- ---------- ------------ ------------- 2008-01-09. 2008-01-31 0.50% 1.99% 01/2008 10000 10000 2008-01-31. 2008-02-29 0.90% 2.29% 01/2008 10050 10199.0091 2008-02-29. 2008-03-31 0.36% 3.07% 02/2008 10140 10432.9205 2008-03-31. 2008-04-30 0.39% -2.50% 03/2008 10176.0771 10753.6567 2008-04-30. 2008-05-31 0.20% -0.66% 04/2008 10216.1798 10484.6303 2008-05-31. 2008-06-30 0.29% 0.49% 05/2008 10236.2312 10415.2841 2008-06-30. 2008-07-31 -0.39% -0.38% 06/2008 10266.3083 10466.233 2008-07-31. 2008-08-31 -3.73% -2.28% 07/2008 10226.2055 10426.5332 2008-08-31. 2008-09-30 -2.65% -0.62% 08/2008 9845.22925 10188.4947 2008-09-30. 2008-10-31 -6.80% -0.92% 09/2008 9584.56127 10125.7355 2008-10-31. 2008-11-30 -1.01% 1.45% 10/2008 8932.89131 10032.2721 2008-11-30. 2008-12-31 3.06% 5.45% 11/2008 8842.66008 10177.4576 2008-12-31. 2009-01-31 -3.41% -2.34% 12/2008 9113.35376 10731.7527 2009-01-31. 2009-02-28 -0.68% -3.06% 01/2009 8802.55731 10480.7612 2009-02-28. 2009-03-31 4.13% 1.71% 02/2009 8742.40317 10160.3723 2009-03-31. 2009-04-30 0.88% 0.43% 03/2009 9103.32807 10334.3366 2009-04-30. 2009-05-31 4.59% 3.98% 04/2009 9183.5336 10378.7277 2009-05-31. 2009-06-30 0.10% -0.53% 05/2009 9604.61265 10791.4647 2009-06-30. 2009-07-31 1.36% 1.26% 06/2009 9614.63834 10734.7079 2009-07-31. 2009-08-31 0.82% 1.35% 07/2009 9744.97233 10869.4476 2009-08-31. 2009-09-30 1.53% 1.89% 08/2009 9825.17787 11016.2776 2009-09-30. 2009-10-31 0.50% 0.24% 09/2009 9975.56324 11224.9169 2009-10-31. 2009-11-30 0.80% 2.43% 10/2009 10025.6917 11251.2981 2009-11-30. 2009-12-31 -0.62% -3.90% 11/2009 10105.8972 11524.8857 2009-12-31. 2010-01-31 -0.20% -0.10% 12/2009 10043.7299 11075.8598 2010-01-31. 2010-02-28 0.30% 0.17% 01/2010 10023.6626 11065.2902 2010-02-28. 2010-03-31 0.40% -1.52% 02/2010 10053.7636 11083.6836 2010-03-31. 2010-04-30 0.50% -0.67% 03/2010 10093.8984 10915.454 2010-04-30. 2010-05-31 -1.88% -1.54% 04/2010 10144.0669 10842.7887 2010-05-31. 2010-06-30 0.30% 0.94% 05/2010 9953.42668 10675.3656 2010-06-30. 2010-07-31 2.21% 2.86% 06/2010 9983.52777 10775.5698 2010-07-31. 2010-08-31 -0.69% 0.28% 07/2010 10204.2691 11084.0756 2010-08-31. 2010-09-30 2.18% 2.39% 08/2010 10134.0332 11115.6111 2010-09-30. 2010-10-31 0.78% 1.73% 09/2010 10354.7745 11381.3174 2010-10-31. 2010-11-30 -1.63% -3.25% 10/2010 10435.0441 11578.3123 2010-11-30. 2010-12-31 2.51% 2.00% 11/2010 10264.4713 11201.7659 2010-12-31. 2011-01-31 0.10% 0.38% 12/2010 10521.598 11426.0757 2011-01-31. 2011-02-28 0.68% 0.34% 01/2011 10531.7737 11469.5585 2011-02-28. 2011-03-31 0.77% 0.41% 02/2011 10603.0031 11508.0759 2011-03-31. 2011-04-30 2.57% 2.45% 03/2011 10684.4081 11554.8346 2011-04-30. 2011-05-31 -0.46% -0.77% 04/2011 10959.15 11837.73 2011-05-31. 2011-06-30 0.09% 0.40% 05/2011 10908.2719 11746.8961 2011-06-30. 2011-07-31 1.12% 1.31% 06/2011 10918.4475 11793.774 2011-07-31. 2011-08-31 -0.46% 0.75% 07/2011 11040.555 11948.6318 2011-08-31. 2011-09-30 -4.26% -2.81% 08/2011 10989.6769 12037.7745 2011-09-30. 2011-10-31 3.00% 1.09% 09/2011 10521.598 11699.6673 2011-10-31. 2011-11-30 -1.69% -1.24% 10/2011 10837.0425 11827.0636 2011-11-30. 2011-12-31 -0.40% -0.23% 11/2011 10653.8812 11680.89 2011-12-31. 2012-01-31 1.59% 0.98% 12/2011 10610.8489 11654.1404 2012-01-31. 2012-02-29 1.08% -0.79% 01/2012 10779.4423 11768.8851 2012-02-29. 2012-03-31 -0.58% -0.69% 02/2012 10895.3503 11675.3989 2012-03-31. 2012-04-30 0.19% 0.81% 03/2012 10832.1278 11595.131 2012-04-30. 2012-05-31 -3.01% -1.77% 04/2012 10853.202 11689.5523 2012-05-31. 2012-06-30 2.20% 0.54% 05/2012 10526.5522 11482.1516 2012-06-30. 2012-07-31 0.69% 0.10% 06/2012 10758.3682 11544.1605 2012-07-31. 2012-08-31 0.78% 0.81% 07/2012 10832.1278 11555.231 2012-08-31. 2012-09-30 0.68% 0.90% 08/2012 10916.4245 11649.3759 2012-09-30. 2012-10-31 -0.19% -0.53% 09/2012 10990.1841 11754.7411 10/31/2012 10969.1099 11692.4569 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 1/9/2008 -------------- ---- -------- 1.22% 1.94% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. 3 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA SHORT-TERM GOVERNMENT PORTFOLIO VS. THE BOFA MERRILL LYNCH 1-5 YEAR US TREASURY & AGENCY INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] THE BOFA MERRILL DFA SHORT- LYNCH 1-5 TERM YEAR US GOVERNMENT TREASURY & BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO AGENCY INDEX --------- ---------- ----------- ----------------- ---------- ---------- ------------ 2002-10-31 2002-11-30 -0.90% -0.52% 10/2002 10000 10000 2002-11-30 2002-12-31 2.12% 1.29% 11/2002 9910.3139 9948 2002-12-31 2003-01-31 -0.18% -0.09% 12/2002 10120.1932 10076.3292 2003-01-31 2003-02-28 1.72% 0.69% 01/2003 10101.8595 10067.2605 2003-02-28 2003-03-31 -0.09% 0.14% 02/2003 10276.0295 10136.7246 2003-03-31 2003-04-30 0.63% 0.23% 03/2003 10266.8627 10150.916 2003-04-30 2003-05-31 2.31% 0.84% 04/2003 10331.0306 10174.2631 2003-05-31 2003-06-30 -0.19% 0.05% 05/2003 10569.3684 10259.7269 2003-06-30 2003-07-31 -3.52% -1.25% 06/2003 10549.8051 10264.8568 2003-07-31 2003-08-31 -0.27% 0.08% 07/2003 10178.6598 10136.5461 2003-08-31 2003-09-30 3.20% 1.42% 08/2003 10150.8239 10144.6553 2003-09-30 2003-10-31 -1.51% -0.62% 09/2003 10475.576 10288.7094 2003-10-31 2003-11-30 -0.09% -0.04% 10/2003 10317.8393 10224.9194 2003-11-30 2003-12-31 0.81% 0.70% 11/2003 10308.5606 10220.8295 2003-12-31 2004-01-31 0.66% 0.31% 12/2003 10392.0683 10292.3753 2004-01-31 2004-02-29 1.21% 0.69% 01/2004 10460.5015 10324.2816 2004-02-29 2004-03-31 1.11% 0.50% 02/2004 10587.5917 10395.5192 2004-03-31 2004-04-30 -3.01% -1.52% 03/2004 10704.9057 10447.4968 2004-04-30 2004-05-31 -0.75% -0.23% 04/2004 10382.2921 10288.4859 2004-05-31 2004-06-30 0.54% 0.10% 05/2004 10304.0828 10264.8224 2004-06-30 2004-07-31 0.67% 0.53% 06/2004 10359.9832 10275.0872 2004-07-31 2004-08-31 1.90% 1.07% 07/2004 10429.3139 10329.5451 2004-08-31 2004-09-30 0.22% -0.04% 08/2004 10627.4015 10440.0713 2004-09-30 2004-10-31 0.75% 0.43% 09/2004 10650.2587 10435.8952 2004-10-31 2004-11-30 -1.02% -0.69% 10/2004 10730.1107 10480.7696 2004-11-30 2004-12-31 0.54% 0.34% 11/2004 10620.3142 10408.4523 2004-12-31 2005-01-31 -0.09% -0.05% 12/2004 10677.2088 10443.841 2005-01-31 2005-02-28 -0.66% -0.40% 01/2005 10667.1169 10438.7235 2005-02-28 2005-03-31 -0.42% -0.12% 02/2005 10596.4738 10397.1774 2005-03-31 2005-04-30 1.06% 0.80% 03/2005 10551.8918 10384.9087 2005-04-30 2005-05-31 1.05% 0.56% 04/2005 10663.3911 10467.988 2005-05-31 2005-06-30 0.28% 0.25% 05/2005 10774.8905 10526.0854 2005-06-30 2005-07-31 -1.04% -0.56% 06/2005 10805.4723 10552.0848 2005-07-31 2005-08-31 1.05% 0.85% 07/2005 10693.0218 10492.9931 2005-08-31 2005-09-30 -0.71% -0.49% 08/2005 10805.4723 10582.6033 2005-09-30 2005-10-31 -0.29% -0.18% 09/2005 10728.2211 10531.066 2005-10-31 2005-11-30 0.29% 0.36% 10/2005 10697.304 10512.5313 2005-11-30 2005-12-31 0.29% 0.43% 11/2005 10728.2211 10550.1662 2005-12-31 2006-01-31 0.29% 0.14% 12/2005 10759.1382 10595.0044 2006-01-31 2006-02-28 0.19% 0.04% 01/2006 10790.4451 10609.7314 2006-02-28 2006-03-31 0.25% 0.02% 02/2006 10811.3163 10613.8692 2006-03-31 2006-04-30 0.39% 0.25% 03/2006 10838.5827 10615.8859 2006-04-30 2006-05-31 0.29% 0.10% 04/2006 10880.5927 10642.5317 2006-05-31 2006-06-30 0.39% 0.17% 05/2006 10912.1003 10653.4936 2006-06-30 2006-07-31 0.39% 0.87% 06/2006 10954.3346 10671.0718 2006-07-31 2006-08-31 0.48% 0.85% 07/2006 10996.7932 10763.6967 2006-08-31 2006-09-30 0.45% 0.60% 08/2006 11049.8666 10854.7576 2006-09-30 2006-10-31 0.48% 0.44% 09/2006 11099.0523 10920.3203 2006-10-31 2006-11-30 0.38% 0.62% 10/2006 11152.7228 10968.6973 2006-11-30 2006-12-31 0.43% -0.12% 11/2006 11195.6592 11036.4839 2006-12-31 2007-01-31 0.39% 0.15% 12/2006 11244.3068 11023.2401 2007-01-31 2007-02-28 0.39% 0.98% 01/2007 11287.9317 11039.8852 2007-02-28 2007-03-31 0.45% 0.36% 02/2007 11331.5565 11147.5241 2007-03-31 2007-04-30 0.39% 0.40% 03/2007 11383.0596 11187.8781 2007-04-30 2007-05-31 0.48% -0.28% 04/2007 11427.0097 11232.7415 2007-05-31 2007-06-30 0.36% 0.34% 05/2007 11481.9472 11201.6268 2007-06-30 2007-07-31 0.48% 1.04% 06/2007 11523.0062 11239.2643 2007-07-31 2007-08-31 0.38% 1.13% 07/2007 11578.6192 11355.7031 2007-08-31 2007-09-30 0.35% 0.76% 08/2007 11623.1096 11483.909 2007-09-30 2007-10-31 0.39% 0.45% 09/2007 11663.422 11570.6125 2007-10-31 2007-11-30 0.38% 1.98% 10/2007 11708.4545 11622.3331 2007-11-30 2007-12-31 0.41% 0.34% 11/2007 11753.487 11852.2229 2007-12-31 2008-01-31 0.29% 2.04% 12/2007 11801.1031 11892.4019 2008-01-31 2008-02-29 1.06% 1.06% 01/2008 11835.3755 12134.5312 2008-02-29 2008-03-31 0.41% 0.33% 02/2008 11961.0406 12263.1572 2008-03-31 2008-04-30 -2.10% -1.01% 03/2008 12010.1065 12303.8709 2008-04-30 2008-05-31 -0.98% -0.61% 04/2008 11757.5038 12179.8479 2008-05-31 2008-06-30 0.53% 0.35% 05/2008 11642.6845 12105.6726 2008-06-30 2008-07-31 0.69% 0.47% 06/2008 11704.2599 12148.5267 2008-07-31 2008-08-31 0.98% 0.56% 07/2008 11785.1383 12205.5033 2008-08-31 2008-09-30 0.81% 0.67% 08/2008 11900.6789 12273.732 2008-09-30 2008-10-31 1.16% 0.93% 09/2008 11996.5776 12355.4751 2008-10-31 2008-11-30 2.97% 2.07% 10/2008 12136.0727 12470.6281 2008-11-30 2008-12-31 2.33% 1.25% 11/2008 12496.435 12729.0195 2008-12-31 2009-01-31 -1.01% -0.58% 12/2008 12787.2764 12887.8777 2009-01-31 2009-02-28 0.00% -0.08% 01/2009 12658.2305 12813.5147 2009-02-28 2009-03-31 1.03% 0.82% 02/2009 12658.2305 12802.7513 2009-03-31 2009-04-30 -0.09% -0.23% 03/2009 12789.0777 12908.246 2009-04-30 2009-05-31 0.00% 0.03% 04/2009 12777.3014 12878.0407 2009-05-31 2009-06-30 0.06% -0.23% 05/2009 12777.3014 12881.5177 2009-06-30 2009-07-31 0.28% 0.27% 06/2009 12785.2413 12851.7614 2009-07-31 2009-08-31 0.65% 0.56% 07/2009 12820.7888 12886.8468 2009-08-31 2009-09-30 0.61% 0.36% 08/2009 12903.7329 12959.0131 2009-09-30 2009-10-31 0.28% 0.25% 09/2009 12982.2981 13006.1839 2009-10-31 2009-11-30 1.10% 0.91% 10/2009 13018.062 13039.2196 2009-11-30 2009-12-31 -1.42% -1.16% 11/2009 13161.1176 13158.3981 2009-12-31 2010-01-31 0.93% 0.97% 12/2009 12974.0258 13005.7607 2010-01-31 2010-02-28 0.46% 0.32% 01/2010 13095.1652 13131.5264 2010-02-28 2010-03-31 -0.38% -0.40% 02/2010 13155.7348 13173.8099 2010-03-31 2010-04-30 0.56% 0.43% 03/2010 13105.893 13121.1146 2010-04-30 2010-05-31 0.74% 0.70% 04/2010 13178.8386 13177.9291 2010-05-31 2010-06-30 1.06% 0.77% 05/2010 13276.0994 13269.911 2010-06-30 2010-07-31 0.82% 0.55% 06/2010 13416.4924 13371.5585 2010-07-31 2010-08-31 0.36% 0.42% 07/2010 13526.5639 13444.9684 2010-08-31 2010-09-30 0.27% 0.26% 08/2010 13575.4845 13500.765 2010-09-30 2010-10-31 0.72% 0.37% 09/2010 13612.508 13535.462 2010-10-31 2010-11-30 -0.63% -0.38% 10/2010 13710.882 13585.6785 2010-11-30 2010-12-31 -0.54% -0.58% 11/2010 13624.8047 13534.7322 2010-12-31 2011-01-31 0.09% 0.29% 12/2010 13551.5494 13455.9601 2011-01-31 2011-02-28 -0.19% -0.21% 01/2011 13564.1088 13495.5206 2011-02-28 2011-03-31 0.13% -0.04% 02/2011 13538.99 13467.7198 2011-03-31 2011-04-30 0.84% 0.70% 03/2011 13556.6527 13461.9287 2011-04-30 2011-05-31 0.83% 0.68% 04/2011 13670.0448 13556.5661 2011-05-31 2011-06-30 -0.12% 0.03% 05/2011 13783.4368 13648.4796 2011-06-30 2011-07-31 0.64% 0.70% 06/2011 13766.8951 13652.9836 2011-07-31 2011-08-31 0.73% 0.73% 07/2011 13855.4689 13748.1449 2011-08-31 2011-09-30 -0.11% -0.13% 08/2011 13956.6961 13848.6438 2011-09-30 2011-10-31 0.09% 0.10% 09/2011 13941.381 13830.0867 2011-10-31 2011-11-30 0.18% 0.13% 10/2011 13954.0781 13844.3316 2011-11-30 2011-12-31 0.23% 0.17% 11/2011 13979.4722 13861.9139 2011-12-31 2012-01-31 0.46% 0.32% 12/2011 14011.2149 13885.6178 2012-01-31 2012-02-29 -0.18% -0.25% 01/2012 14076.1417 13929.9129 2012-02-29 2012-03-31 0.07% -0.19% 02/2012 14050.171 13895.7847 2012-03-31 2012-04-30 0.37% 0.46% 03/2012 14060.5593 13870.0775 2012-04-30 2012-05-31 0.00% 0.17% 04/2012 14112.5872 13933.8798 2012-05-31 2012-06-30 0.15% -0.07% 05/2012 14112.5872 13957.9854 2012-06-30 2012-07-31 0.37% 0.39% 06/2012 14133.4609 13948.6336 2012-07-31 2012-08-31 0.28% 0.06% 07/2012 14185.6139 14003.5912 2012-08-31 2012-09-30 -0.05% 0.01% 08/2012 14224.7287 14012.2734 2012-09-30 2012-10-31 0.00% -0.11% 09/2012 14218.2395 14013.5345 10/31/2012 14218.2395 13997.5591 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS -------------- ---- ----- ----- 1.89% 3.96% 3.58% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pirce, Fenner & Smith Incorporated; all rights reserved. DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO VS. CITIGROUP WORLD GOVERNMENT BOND INDEX, 1-5 YEARS, CURRENCY-HEDGED IN USD TERMS OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CITIGROUP WORLD DFA FIVE- GOVERNMENT YEAR GLOBAL BOND INDEX, FIXED INCOME 1-5 YEARS, PORTFOLIO- CURRENCY- INSTITUTIONAL HEDGED IN BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE CLASS USD TERMS --------- ---------- ----------- ----------------- ---------- ------------- ----------- 2002-10-31 2002-11-30 -0.91% -0.09% 10/2002 10000 10000 2002-11-30 2002-12-31 2.28% 0.94% 11/2002 9909.33817 9990.8346 2002-12-31 2003-01-31 -0.37% 0.23% 12/2002 10135.4956 10084.4167 2003-01-31 2003-02-28 1.47% 0.56% 01/2003 10098.3352 10107.7271 2003-02-28 2003-03-31 0.06% 0.00% 02/2003 10246.9767 10164.1151 2003-03-31 2003-04-30 0.36% 0.14% 03/2003 10253.2989 10163.7356 2003-04-30 2003-05-31 2.26% 0.80% 04/2003 10290.5497 10177.8018 2003-05-31 2003-06-30 -0.11% 0.01% 05/2003 10523.3676 10258.9247 2003-06-30 2003-07-31 -2.76% -0.59% 06/2003 10511.7591 10259.5501 2003-07-31 2003-08-31 -0.18% -0.24% 07/2003 10221.844 10198.5544 2003-08-31 2003-09-30 2.75% 0.89% 08/2003 10203.1398 10174.0127 2003-09-30 2003-10-31 -1.27% -0.48% 09/2003 10483.429 10264.8231 2003-10-31 2003-11-30 0.00% 0.02% 10/2003 10350.7273 10215.1663 2003-11-30 2003-12-31 0.83% 0.61% 11/2003 10350.7273 10217.7164 2003-12-31 2004-01-31 0.76% 0.35% 12/2003 10436.9771 10279.6242 2004-01-31 2004-02-29 1.04% 0.61% 01/2004 10516.6486 10315.7868 2004-02-29 2004-03-31 1.10% 0.29% 02/2004 10626.1971 10378.2135 2004-03-31 2004-04-30 -3.07% -0.64% 03/2004 10742.6732 10407.8018 2004-04-30 2004-05-31 -0.48% -0.05% 04/2004 10412.5911 10341.6612 2004-05-31 2004-06-30 0.29% 0.00% 05/2004 10362.5786 10336.0295 2004-06-30 2004-07-31 0.78% 0.31% 06/2004 10392.2038 10336.5009 2004-07-31 2004-08-31 1.92% 0.78% 07/2004 10472.8417 10369.0331 2004-08-31 2004-09-30 0.20% 0.16% 08/2004 10674.4363 10449.8146 2004-09-30 2004-10-31 0.66% 0.43% 09/2004 10695.9151 10466.0425 2004-10-31 2004-11-30 -0.94% 0.16% 10/2004 10767.018 10511.0738 2004-11-30 2004-12-31 0.69% 0.23% 11/2004 10665.4424 10528.339 2004-12-31 2005-01-31 0.19% 0.33% 12/2004 10738.5768 10552.8995 2005-01-31 2005-02-28 -0.47% -0.10% 01/2005 10758.9536 10587.6257 2005-02-28 2005-03-31 -0.47% 0.30% 02/2005 10708.0116 10577.2189 2005-03-31 2005-04-30 1.34% 0.73% 03/2005 10657.6866 10608.6596 2005-04-30 2005-05-31 0.85% 0.50% 04/2005 10801.0176 10686.5881 2005-05-31 2005-06-30 0.71% 0.49% 05/2005 10893.159 10740.5335 2005-06-30 2005-07-31 -0.66% -0.19% 06/2005 10970.1898 10792.8437 2005-07-31 2005-08-31 0.95% 0.51% 07/2005 10897.9496 10772.3251 2005-08-31 2005-09-30 -0.77% -0.15% 08/2005 11001.1498 10827.139 2005-09-30 2005-10-31 -0.38% -0.10% 09/2005 10915.9925 10811.436 2005-10-31 2005-11-30 0.19% 0.33% 10/2005 10874.4078 10801.1245 2005-11-30 2005-12-31 0.26% 0.38% 11/2005 10895.2002 10836.3337 2005-12-31 2006-01-31 0.10% 0.17% 12/2005 10923.5726 10877.964 2006-01-31 2006-02-28 0.20% 0.10% 01/2006 10934.2715 10896.0234 2006-02-28 2006-03-31 -0.29% -0.08% 02/2006 10955.6693 10906.9178 2006-03-31 2006-04-30 0.20% 0.26% 03/2006 10923.5726 10897.7884 2006-04-30 2006-05-31 0.49% 0.38% 04/2006 10944.9704 10926.4175 2006-05-31 2006-06-30 0.19% 0.22% 05/2006 10998.4648 10967.6165 2006-06-30 2006-07-31 0.68% 0.73% 06/2006 11019.8626 10991.8501 2006-07-31 2006-08-31 0.87% 0.88% 07/2006 11094.7549 11071.9007 2006-08-31 2006-09-30 0.38% 0.45% 08/2006 11191.045 11169.1812 2006-09-30 2006-10-31 0.38% 0.35% 09/2006 11233.8405 11219.3596 2006-10-31 2006-11-30 0.38% 0.50% 10/2006 11276.6361 11258.4042 2006-11-30 2006-12-31 0.26% 0.07% 11/2006 11319.4317 11315.0181 2006-12-31 2007-01-31 0.47% 0.35% 12/2006 11348.4835 11322.7617 2007-01-31 2007-02-28 0.47% 0.65% 01/2007 11402.3699 11362.9556 2007-02-28 2007-03-31 0.38% 0.32% 02/2007 11456.2564 11436.9253 2007-03-31 2007-04-30 0.28% 0.32% 03/2007 11499.3655 11473.5653 2007-04-30 2007-05-31 0.28% -0.11% 04/2007 11531.6974 11509.8301 2007-05-31 2007-06-30 0.25% 0.26% 05/2007 11564.0292 11496.6966 2007-06-30 2007-07-31 0.56% 0.87% 06/2007 11593.149 11526.4187 2007-07-31 2007-08-31 0.74% 1.05% 07/2007 11657.855 11626.1621 2007-08-31 2007-09-30 0.36% 0.55% 08/2007 11744.1296 11748.7863 2007-09-30 2007-10-31 0.56% 0.51% 09/2007 11786.3682 11813.1435 2007-10-31 2007-11-30 0.28% 1.09% 10/2007 11852.1525 11873.2541 2007-11-30 2007-12-31 0.47% 0.29% 11/2007 11885.0447 12002.1936 2007-12-31 2008-01-31 0.56% 1.50% 12/2007 11941.1469 12036.5338 2008-01-31 2008-02-29 0.37% 0.66% 01/2008 12008.0441 12216.6012 2008-02-29 2008-03-31 0.09% -0.03% 02/2008 12052.6422 12296.7456 2008-03-31 2008-04-30 -0.74% -0.66% 03/2008 12063.7918 12293.6697 2008-04-30 2008-05-31 -0.28% -0.57% 04/2008 11974.5955 12213.0398 2008-05-31 2008-06-30 0.28% 0.01% 05/2008 11941.1469 12143.1878 2008-06-30 2008-07-31 0.56% 0.74% 06/2008 11974.5955 12143.8998 2008-07-31 2008-08-31 0.56% 0.62% 07/2008 12041.4927 12233.2826 2008-08-31 2008-09-30 -1.03% 0.65% 08/2008 12108.3899 12309.032 2008-09-30 2008-10-31 0.56% 1.45% 09/2008 11983.3293 12388.4784 2008-10-31 2008-11-30 1.50% 1.08% 10/2008 12051.0317 12568.4519 2008-11-30 2008-12-31 1.55% 1.00% 11/2008 12231.5715 12703.6185 2008-12-31 2009-01-31 -0.18% 0.04% 12/2008 12421.7379 12830.1371 2009-01-31 2009-02-28 -0.09% 0.20% 01/2009 12399.0705 12835.6215 2009-02-28 2009-03-31 0.37% 0.52% 02/2009 12387.7368 12861.8105 2009-03-31 2009-04-30 0.64% 0.02% 03/2009 12433.0716 12928.5376 2009-04-30 2009-05-31 0.18% 0.04% 04/2009 12512.4075 12930.8595 2009-05-31 2009-06-30 0.61% 0.16% 05/2009 12535.0749 12936.1763 2009-06-30 2009-07-31 0.82% 0.36% 06/2009 12611.2 12957.2711 2009-07-31 2009-08-31 0.90% 0.35% 07/2009 12714.1953 13004.4372 2009-08-31 2009-09-30 0.67% 0.31% 08/2009 12828.6345 13049.6481 2009-09-30 2009-10-31 0.54% 0.10% 09/2009 12914.8484 13090.6125 2009-10-31 2009-11-30 1.24% 0.53% 10/2009 12983.9734 13103.6041 2009-11-30 2009-12-31 -1.54% -0.37% 11/2009 13145.265 13173.1574 2009-12-31 2010-01-31 1.27% 0.39% 12/2009 12942.755 13124.1382 2010-01-31 2010-02-28 0.63% 0.41% 01/2010 13107.0329 13174.9499 2010-02-28 2010-03-31 -0.07% -0.04% 02/2010 13189.1719 13229.2152 2010-03-31 2010-04-30 0.71% 0.05% 03/2010 13179.7846 13224.162 2010-04-30 2010-05-31 0.62% 0.65% 04/2010 13274.01 13230.4701 2010-05-31 2010-06-30 0.66% 0.25% 05/2010 13356.4573 13316.2518 2010-06-30 2010-07-31 1.50% 0.36% 06/2010 13444.0794 13349.9704 2010-07-31 2010-08-31 1.22% 0.48% 07/2010 13645.6221 13398.6194 2010-08-31 2010-09-30 0.37% -0.07% 08/2010 13811.5984 13462.4486 2010-09-30 2010-10-31 0.69% 0.10% 09/2010 13863.2524 13452.3979 2010-10-31 2010-11-30 -1.03% -0.49% 10/2010 13958.6964 13465.3986 2010-11-30 2010-12-31 -1.35% -0.11% 11/2010 13815.5303 13399.8734 2010-12-31 2011-01-31 0.28% -0.07% 12/2010 13628.8195 13385.2103 2011-01-31 2011-02-28 -0.09% -0.09% 01/2011 13666.3989 13375.3929 2011-02-28 2011-03-31 0.09% -0.06% 02/2011 13653.8725 13363.0928 2011-03-31 2011-04-30 1.28% 0.29% 03/2011 13666.3989 13354.7372 2011-04-30 2011-05-31 1.18% 0.49% 04/2011 13841.7698 13394.1116 2011-05-31 2011-06-30 0.00% 0.05% 05/2011 14004.6141 13459.6882 2011-06-30 2011-07-31 1.61% 0.36% 06/2011 14004.6141 13466.3211 2011-07-31 2011-08-31 0.70% 0.87% 07/2011 14230.0909 13514.4528 2011-08-31 2011-09-30 -0.19% 0.04% 08/2011 14330.3028 13631.5294 2011-09-30 2011-10-31 0.27% -0.14% 09/2011 14303.143 13636.3868 2011-10-31 2011-11-30 -1.50% -0.20% 10/2011 14341.1496 13617.0884 2011-11-30 2011-12-31 0.83% 0.77% 11/2011 14125.7789 13590.0263 2011-12-31 2012-01-31 1.01% 0.43% 12/2011 14243.1049 13694.2358 2012-01-31 2012-02-29 0.18% 0.17% 01/2012 14386.7109 13753.2884 2012-02-29 2012-03-31 0.27% -0.08% 02/2012 14412.8211 13776.5564 2012-03-31 2012-04-30 0.36% 0.20% 03/2012 14451.9864 13764.8821 2012-04-30 2012-05-31 0.63% 0.09% 04/2012 14504.2067 13792.8507 2012-05-31 2012-06-30 0.06% 0.10% 05/2012 14595.5924 13805.3797 2012-06-30 2012-07-31 1.26% 0.34% 06/2012 14604.7861 13818.9076 2012-07-31 2012-08-31 0.35% 0.26% 07/2012 14788.3292 13865.286 2012-08-31 2012-09-30 0.16% 0.18% 08/2012 14840.7701 13901.3494 2012-09-30 2012-10-31 0.09% 0.06% 09/2012 14864.686 13926.156 10/31/2012 14877.8756 13934.0899 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS -------------- ---- ----- ----- 3.74% 4.65% 4.05% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO VS. CITIGROUP WORLD GOVERNMENT BOND INDEX EX USA 1-30 YEARS (HEDGED TO USD) DECEMBER 6, 2011-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CITIGROUP DFA WORLD WORLD EX U.S. GOVERNMENT GOVERNMENT BOND INDEX FIXED INCOME EX USA 1-30 PORTFOLIO - YEARS INSTITUTIONAL (HEDGED TO BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE CLASS USD) --------- ---------- ----------- ----------------- ---------- ------------- ----------- 2011-12-06 2011-12-31 0.95% 0.85% 12/2011 10000 10000 2011-12-31 2012-01-31 0.50% 0.79% 12/2011 10095.2761 10085.3248 2012-01-31 2012-02-29 0.30% 0.51% 01/2012 10145.4016 10164.7841 2012-02-29 2012-03-31 -0.10% 0.02% 02/2012 10175.4769 10216.3473 2012-03-31 2012-04-30 0.79% 0.28% 03/2012 10165.4518 10217.9777 2012-04-30 2012-05-31 2.54% 1.20% 04/2012 10245.6526 10246.2189 2012-05-31 2012-06-30 -0.75% -0.39% 05/2012 10506.3052 10369.6185 2012-06-30 2012-07-31 2.12% 1.04% 06/2012 10426.9882 10328.7071 2012-07-31 2012-08-31 0.09% 0.19% 07/2012 10648.4108 10436.1104 2012-08-31 2012-09-30 -0.03% 0.57% 08/2012 10658.4754 10455.5356 2012-09-30 2012-10-31 0.09% 0.22% 09/2012 10655.6334 10515.0294 10/31/2012 10665.7335 10537.6941 FROM TOTAL RETURN 12/6/2011 ------------ --------- 6.66% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. 4 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO VS. BARCLAYS U.S. GOVERNMENT BOND INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO- BARCLAYS U.S. INSTITUTIONAL GOVERNMENT BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE CLASS BOND INDEX --------- ---------- ----------- ----------------- ---------- ------------- ------------- 2002-10-31 2002-11-30 -1.27% -0.86% 10/2002 10000 10000 2002-11-30 2002-12-31 3.31% 2.42% 11/2002 9872.50996 9914 2002-12-31 2003-01-31 -0.73% -0.25% 12/2002 10199.2341 10153.9188 2003-01-31 2003-02-28 2.44% 1.61% 01/2003 10125.0279 10128.534 2003-02-28 2003-03-31 -0.34% -0.29% 02/2003 10372.382 10291.6034 2003-03-31 2003-04-30 0.72% 0.46% 03/2003 10337.6044 10261.7578 2003-04-30 2003-05-31 3.43% 2.60% 04/2003 10412.3941 10308.9618 2003-05-31 2003-06-30 -0.67% -0.52% 05/2003 10769.7229 10576.9948 2003-06-30 2003-07-31 -5.59% -4.13% 06/2003 10697.3176 10521.9945 2003-07-31 2003-08-31 0.25% 0.56% 07/2003 10099.2785 10087.4361 2003-08-31 2003-09-30 3.85% 2.91% 08/2003 10124.5478 10143.9257 2003-09-30 2003-10-31 -1.70% -1.42% 09/2003 10514.6187 10439.114 2003-10-31 2003-11-30 0.17% 0.12% 10/2003 10335.5376 10290.8786 2003-11-30 2003-12-31 0.95% 0.89% 11/2003 10352.593 10303.2276 2003-12-31 2004-01-31 0.93% 0.83% 12/2003 10450.4829 10394.9263 2004-01-31 2004-02-29 1.43% 1.20% 01/2004 10548.068 10481.2042 2004-02-29 2004-03-31 1.37% 0.88% 02/2004 10698.8814 10606.7351 2004-03-31 2004-04-30 -3.95% -3.01% 03/2004 10845.0115 10700.1175 2004-04-30 2004-05-31 -0.69% -0.37% 04/2004 10416.2137 10378.1392 2004-05-31 2004-06-30 0.71% 0.41% 05/2004 10344.7474 10339.7561 2004-06-30 2004-07-31 1.04% 0.93% 06/2004 10418.6566 10381.6894 2004-07-31 2004-08-31 2.58% 1.95% 07/2004 10527.1843 10478.3927 2004-08-31 2004-09-30 0.33% 0.20% 08/2004 10798.5035 10682.7214 2004-09-30 2004-10-31 0.93% 0.80% 09/2004 10834.2011 10704.0868 2004-10-31 2004-11-30 -1.34% -1.19% 10/2004 10934.8567 10789.3143 2004-11-30 2004-12-31 1.01% 0.89% 11/2004 10788.4486 10661.0929 2004-12-31 2005-01-31 0.43% 0.63% 12/2004 10897.3396 10756.4592 2005-01-31 2005-02-28 -0.94% -0.71% 01/2005 10943.9493 10823.9216 2005-02-28 2005-03-31 -0.53% -0.33% 02/2005 10841.408 10747.0718 2005-03-31 2005-04-30 1.74% 1.60% 03/2005 10784.1616 10711.6064 2005-04-30 2005-05-31 1.37% 1.16% 04/2005 10971.8755 10883.5087 2005-05-31 2005-06-30 0.59% 0.56% 05/2005 11122.0466 11009.5649 2005-06-30 2005-07-31 -1.61% -1.21% 06/2005 11187.9538 11071.5912 2005-07-31 2005-08-31 1.81% 1.47% 07/2005 11007.656 10937.9927 2005-08-31 2005-09-30 -1.51% -1.18% 08/2005 11206.9325 11099.3032 2005-09-30 2005-10-31 -0.96% -0.70% 09/2005 11037.5601 10967.9798 2005-10-31 2005-11-30 0.53% 0.45% 10/2005 10931.9834 10890.858 2005-11-30 2005-12-31 0.78% 0.93% 11/2005 10989.5707 10940.1112 2005-12-31 2006-01-31 -0.09% -0.17% 12/2005 11075.5764 11041.587 2006-01-31 2006-02-28 -0.09% 0.16% 01/2006 11065.7836 11022.7041 2006-02-28 2006-03-31 -0.79% -0.90% 02/2006 11055.9909 11040.2137 2006-03-31 2006-04-30 -0.36% -0.28% 03/2006 10968.7644 10940.8012 2006-04-30 2006-05-31 0.09% 0.02% 04/2006 10929.3084 10910.3089 2006-05-31 2006-06-30 0.00% 0.28% 05/2006 10939.1724 10912.497 2006-06-30 2006-07-31 1.37% 1.19% 06/2006 10939.402 10942.9704 2006-07-31 2006-08-31 1.62% 1.41% 07/2006 11088.9836 11073.6075 2006-08-31 2006-09-30 0.91% 0.89% 08/2006 11268.4815 11230.0042 2006-09-30 2006-10-31 0.62% 0.52% 09/2006 11371.2852 11329.973 2006-10-31 2006-11-30 1.15% 1.01% 10/2006 11441.8517 11389.1726 2006-11-30 2006-12-31 -0.86% -0.69% 11/2006 11572.9038 11504.7623 2006-12-31 2007-01-31 -0.18% -0.12% 12/2006 11473.1876 11425.3399 2007-01-31 2007-02-28 1.79% 1.54% 01/2007 11452.718 11411.295 2007-02-28 2007-03-31 0.02% 0.03% 02/2007 11657.4136 11586.92 2007-03-31 2007-04-30 0.53% 0.50% 03/2007 11660.2593 11589.9393 2007-04-30 2007-05-31 -1.14% -0.79% 04/2007 11722.1174 11647.6767 2007-05-31 2007-06-30 -0.12% -0.04% 05/2007 11588.0915 11556.0647 2007-06-30 2007-07-31 1.35% 1.43% 06/2007 11574.7198 11551.4044 2007-07-31 2007-08-31 1.87% 1.51% 07/2007 11731.1349 11716.0137 2007-08-31 2007-09-30 0.77% 0.63% 08/2007 11950.1161 11892.928 2007-09-30 2007-10-31 0.70% 0.73% 09/2007 12042.1029 11968.2851 2007-10-31 2007-11-30 3.13% 2.75% 10/2007 12126.4609 12055.8721 2007-11-30 2007-12-31 0.49% 0.22% 11/2007 12506.0718 12387.1505 2007-12-31 2008-01-31 2.73% 2.39% 12/2007 12566.9752 12414.6917 2008-01-31 2008-02-29 0.83% 0.95% 01/2008 12909.5163 12711.9474 2008-02-29 2008-03-31 0.71% 0.66% 02/2008 13016.5603 12832.2247 2008-03-31 2008-04-30 -1.48% -1.40% 03/2008 13109.0747 12917.2707 2008-04-30 2008-05-31 -1.50% -1.09% 04/2008 12915.0259 12735.9123 2008-05-31 2008-06-30 0.43% 0.58% 05/2008 12720.9771 12596.6104 2008-06-30 2008-07-31 0.60% 0.44% 06/2008 12775.4828 12670.0668 2008-07-31 2008-08-31 1.02% 1.02% 07/2008 12851.7869 12725.4634 2008-08-31 2008-09-30 -0.02% 0.45% 08/2008 12982.5939 12855.3378 2008-09-30 2008-10-31 -1.02% -0.28% 09/2008 12980.2282 12913.4162 2008-10-31 2008-11-30 5.66% 4.74% 10/2008 12848.0017 12877.8352 2008-11-30 2008-12-31 4.50% 3.44% 11/2008 13575.2471 13488.4067 2008-12-31 2009-01-31 -2.38% -2.49% 12/2008 14186.1906 13952.8608 2009-01-31 2009-02-28 -0.57% -0.27% 01/2009 13848.9594 13605.7373 2009-02-28 2009-03-31 1.58% 1.82% 02/2009 13770.2721 13568.7944 2009-03-31 2009-04-30 -0.97% -1.33% 03/2009 13987.3089 13815.3142 2009-04-30 2009-05-31 -0.25% -0.76% 04/2009 13851.5098 13631.5486 2009-05-31 2009-06-30 0.17% -0.13% 05/2009 13817.5601 13528.1884 2009-06-30 2009-07-31 0.66% 0.48% 06/2009 13840.9859 13510.099 2009-07-31 2009-08-31 0.82% 0.79% 07/2009 13932.4965 13574.6991 2009-08-31 2009-09-30 0.93% 0.75% 08/2009 14046.8848 13681.6145 2009-09-30 2009-10-31 0.33% 0.02% 09/2009 14177.4164 13783.9128 2009-10-31 2009-11-30 1.46% 1.28% 10/2009 14223.6345 13786.0476 2009-11-30 2009-12-31 -2.41% -2.27% 11/2009 14431.6162 13962.3585 2009-12-31 2010-01-31 1.75% 1.45% 12/2009 14084.0084 13645.8513 2010-01-31 2010-02-28 0.57% 0.41% 01/2010 14330.89 13844.1476 2010-02-28 2010-03-31 -0.62% -0.75% 02/2010 14413.1839 13901.0762 2010-03-31 2010-04-30 1.07% 0.95% 03/2010 14323.4785 13797.0157 2010-04-30 2010-05-31 1.47% 1.53% 04/2010 14477.2401 13928.0516 2010-05-31 2010-06-30 1.86% 1.71% 05/2010 14690.1406 14141.359 2010-06-30 2010-07-31 1.04% 0.68% 06/2010 14963.7841 14382.5787 2010-07-31 2010-08-31 1.74% 1.78% 07/2010 15119.0348 14480.1516 2010-08-31 2010-09-30 0.27% 0.05% 08/2010 15381.7669 14737.1777 2010-09-30 2010-10-31 0.39% -0.06% 09/2010 15422.5679 14744.3408 2010-10-31 2010-11-30 -0.86% -0.67% 10/2010 15482.8594 14735.1468 2010-11-30 2010-12-31 -1.90% -1.62% 11/2010 15350.2181 14636.1299 2010-12-31 2011-01-31 0.00% 0.00% 12/2010 15058.4072 14399.2821 2011-01-31 2011-02-28 0.00% -0.06% 01/2011 15058.4072 14399.9161 2011-02-28 2011-03-31 0.02% -0.03% 02/2011 15058.4072 14391.5113 2011-03-31 2011-04-30 1.23% 1.09% 03/2011 15061.2201 14387.2341 2011-04-30 2011-05-31 1.62% 1.42% 04/2011 15246.096 14543.9028 2011-05-31 2011-06-30 -0.43% -0.30% 05/2011 15492.5971 14751.0933 2011-06-30 2011-07-31 1.93% 1.67% 06/2011 15426.1157 14707.0038 2011-07-31 2011-08-31 2.45% 2.54% 07/2011 15724.4451 14952.0082 2011-08-31 2011-09-30 0.90% 1.53% 08/2011 16109.7872 15331.9612 2011-09-30 2011-10-31 -0.54% -0.71% 09/2011 16255.2228 15566.7071 2011-10-31 2011-11-30 0.78% 0.67% 10/2011 16167.4922 15456.1706 2011-11-30 2011-12-31 1.14% 0.89% 11/2011 16292.8216 15559.8684 2011-12-31 2012-01-31 0.70% 0.44% 12/2011 16477.7894 15698.133 2012-01-31 2012-02-29 -0.46% -0.65% 01/2012 16592.5728 15767.1193 2012-02-29 2012-03-31 -0.69% -0.91% 02/2012 16516.0505 15664.506 2012-03-31 2012-04-30 1.56% 1.35% 03/2012 16402.0593 15522.3852 2012-04-30 2012-05-31 1.23% 1.56% 04/2012 16658.3415 15732.1986 2012-05-31 2012-06-30 -0.22% -0.29% 05/2012 16863.3672 15977.1393 2012-06-30 2012-07-31 1.07% 0.95% 06/2012 16826.2063 15930.4874 2012-07-31 2012-08-31 0.38% -0.10% 07/2012 17006.8558 16082.5543 2012-08-31 2012-09-30 0.06% -0.26% 08/2012 17071.3734 16067.2736 2012-09-30 2012-10-31 -0.15% -0.15% 09/2012 17081.0067 16025.2446 10/31/2012 17055.028 16001.9113 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ------------ ---- ----- ----- 5.49% 7.06% 5.48% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO VS. THE BOFA MERRILL LYNCH 1-5 YEAR US CORPORATE & GOVERNMENT INDEX MARCH 4, 2009-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] THE BOFA MERRILL DFA SHORT- LYNCH 1-5 TERM YEAR US EXTENDED CORPORATE & QUALITY GOVERNMENT BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO INDEX --------- ---------- ----------- ----------------- ---------- ---------- ----------- 2009-03-04 2009-03-31 0.30% 0.77% 03/2009 10000 10000 2009-03-31 2009-04-30 1.05% 0.61% 03/2009 10030 10076.9349 2009-04-30 2009-05-31 1.14% 0.83% 04/2009 10135.1648 10138.4042 2009-05-31 2009-06-30 0.95% 0.27% 05/2009 10250.51 10222.7557 2009-06-30 2009-07-31 1.48% 0.77% 06/2009 10348.2963 10250.766 2009-07-31 2009-08-31 0.95% 0.82% 07/2009 10501.4617 10329.1844 2009-08-31 2009-09-30 0.75% 0.59% 08/2009 10601.7385 10414.0903 2009-09-30 2009-10-31 0.64% 0.46% 09/2009 10680.8553 10475.95 2009-10-31 2009-11-30 1.21% 0.99% 10/2009 10748.984 10524.1394 2009-11-30 2009-12-31 -0.97% -1.00% 11/2009 10879.5446 10627.8021 2009-12-31 2010-01-31 1.33% 1.13% 12/2009 10773.8416 10521.5241 2010-01-31 2010-02-28 0.42% 0.36% 01/2010 10917.6298 10640.5226 2010-02-28 2010-03-31 -0.06% -0.23% 02/2010 10963.9442 10678.6156 2010-03-31 2010-04-30 0.76% 0.54% 03/2010 10957.7673 10654.5887 2010-04-30 2010-05-31 0.06% 0.39% 04/2010 11040.575 10711.8039 2010-05-31 2010-06-30 0.80% 0.77% 05/2010 11046.8087 10754.0084 2010-06-30 2010-07-31 1.10% 0.78% 06/2010 11135.1463 10836.7067 2010-07-31 2010-08-31 0.79% 0.54% 07/2010 11258.13 10921.5581 2010-08-31 2010-09-30 0.51% 0.38% 08/2010 11346.8562 10980.4253 2010-09-30 2010-10-31 0.60% 0.45% 09/2010 11404.4909 11021.9313 2010-10-31 2010-11-30 -0.60% -0.43% 10/2010 11472.5857 11071.9709 2010-11-30 2010-12-31 -0.65% -0.58% 11/2010 11403.2167 11023.9186 2010-12-31 2011-01-31 0.47% 0.38% 12/2010 11328.5278 10960.3105 2011-01-31 2011-02-28 -0.01% -0.09% 01/2011 11381.4648 11001.8501 2011-02-28 2011-03-31 0.02% 0.02% 02/2011 11380.5762 10992.2785 2011-03-31 2011-04-30 1.03% 0.81% 03/2011 11382.7193 10994.2571 2011-04-30 2011-05-31 0.65% 0.69% 04/2011 11499.8474 11082.7609 2011-05-31 2011-06-30 -0.09% -0.02% 05/2011 11574.5018 11159.3428 2011-06-30 2011-07-31 0.93% 0.75% 06/2011 11563.7555 11157.1109 2011-07-31 2011-08-31 0.17% 0.43% 07/2011 11670.7279 11241.0124 2011-08-31 2011-09-30 -0.37% -0.35% 08/2011 11691.0341 11289.686 2011-09-30 2011-10-31 0.38% 0.33% 09/2011 11648.0524 11249.7205 2011-10-31 2011-11-30 -0.66% -0.16% 10/2011 11692.2761 11287.0695 2011-11-30 2011-12-31 0.39% 0.27% 11/2011 11614.6154 11268.7845 2011-12-31 2012-01-31 0.93% 0.65% 12/2011 11659.9714 11299.661 2012-01-31 2012-02-29 0.33% 0.01% 01/2012 11768.4363 11372.8828 2012-02-29 2012-03-31 0.08% -0.03% 02/2012 11807.5156 11373.9063 2012-03-31 2012-04-30 0.35% 0.44% 03/2012 11817.2918 11370.1529 2012-04-30 2012-05-31 0.06% 0.08% 04/2012 11858.6775 11419.8405 2012-05-31 2012-06-30 0.16% 0.09% 05/2012 11866.2902 11429.2048 2012-06-30 2012-07-31 0.87% 0.59% 06/2012 11884.8825 11439.4911 2012-07-31 2012-08-31 0.27% 0.20% 07/2012 11988.8426 11506.8697 2012-08-31 2012-09-30 0.35% 0.18% 08/2012 12020.6892 11530.1135 2012-09-30 2012-10-31 0.05% 0.03% 09/2012 12062.439 11550.6371 10/31/2012 12069.0365 11554.4488 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 3/4/2009 ------------ ---- -------- 3.22% 5.27% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO VS. BARCLAYS U.S. CREDIT BOND INDEX JULY 20, 2010-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA INTERMEDIATE- TERM EXTENDED BARCLAYS U.S. QUALITY CREDIT BOND BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO INDEX --------- ---------- ----------- ----------------- ---------- ------------- ------------- 2010-07-20 2010-07-31 0.20% 0.93% 07/2010 10000 10000 2010-07-31 2010-08-31 2.10% 2.01% 07/2010 10020 10092.9 2010-08-31 2010-09-30 0.51% 0.65% 08/2010 10230 10295.8175 2010-09-30 2010-10-31 0.32% 0.13% 09/2010 10282.1538 10362.4137 2010-10-31 2010-11-30 -1.16% -0.99% 10/2010 10314.9711 10375.8383 2010-11-30 2010-12-31 -2.28% -1.01% 11/2010 10195.2995 10273.2076 2010-12-31 2011-01-31 0.20% 0.21% 12/2010 9963.13986 10169.4577 2011-01-31 2011-02-28 0.35% 0.72% 01/2011 9983.34907 10190.5489 2011-02-28 2011-03-31 -0.03% -0.04% 02/2011 10018.2565 10264.1407 2011-03-31 2011-04-30 1.68% 1.69% 03/2011 10015.385 10260.3511 2011-04-30 2011-05-31 1.76% 1.53% 04/2011 10183.53 10434.181 2011-05-31 2011-06-30 -0.82% -0.73% 05/2011 10363.0236 10593.565 2011-06-30 2011-07-31 2.97% 2.41% 06/2011 10277.9292 10516.434 2011-07-31 2011-08-31 1.53% 0.36% 07/2011 10583.4718 10769.4559 2011-08-31 2011-09-30 0.26% 0.25% 08/2011 10745.3361 10808.146 2011-09-30 2011-10-31 0.48% 1.46% 09/2011 10772.8621 10834.9036 2011-10-31 2011-11-30 -1.31% -1.68% 10/2011 10824.9677 10993.014 2011-11-30 2011-12-31 2.01% 1.94% 11/2011 10682.7564 10808.7142 2011-12-31 2012-01-31 1.72% 2.08% 12/2011 10897.0863 11018.8975 2012-01-31 2012-02-29 0.43% 0.75% 01/2012 11084.7873 11248.2031 2012-02-29 2012-03-31 -0.90% -0.79% 02/2012 11132.9605 11332.6672 2012-03-31 2012-04-30 1.78% 1.34% 03/2012 11032.4179 11243.4932 2012-04-30 2012-05-31 1.16% 0.68% 04/2012 11228.4999 11393.6724 2012-05-31 2012-06-30 -0.03% 0.43% 05/2012 11358.8873 11471.0781 2012-06-30 2012-07-31 2.21% 2.71% 06/2012 11355.8351 11519.8585 2012-07-31 2012-08-31 0.31% 0.21% 07/2012 11607.3137 11832.4692 2012-08-31 2012-09-30 0.61% 0.60% 08/2012 11643.546 11856.8105 2012-09-30 2012-10-31 0.89% 1.12% 09/2012 11714.9101 11927.8501 10/31/2012 11819.2113 12060.9367 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 7/20/2010 ------------ ---- --------- 9.19% 7.60% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. 5 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA INVESTMENT GRADE PORTFOLIO VS. BARCLAYS U.S. AGGREGATE BOND INDEX MARCH 7, 2011-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] BARCLAYS U.S. DFA INVESTMENT AGGREGATE BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE GRADE PORTFOLIO BOND INDEX --------- ---------- ----------- ----------------- ---------- --------------- ------------- 2011-03-07 2011-03-31 0.40% 0.26% 03/2011 10000 10000 2011-03-31 2011-04-30 1.39% 1.27% 03/2011 10040 10025.5065 2011-04-30 2011-05-31 1.47% 1.31% 04/2011 10180 10152.7882 2011-05-31 2011-06-30 -0.55% -0.29% 05/2011 10330 10285.3014 2011-06-30 2011-07-31 2.25% 1.59% 06/2011 10273.3792 10255.1737 2011-07-31 2011-08-31 1.72% 1.46% 07/2011 10504.807 10417.9112 2011-08-31 2011-09-30 0.36% 0.73% 08/2011 10685.9243 10570.1239 2011-09-30 2011-10-31 0.09% 0.11% 09/2011 10724.8402 10646.9951 2011-10-31 2011-11-30 -0.38% -0.09% 10/2011 10734.9675 10658.4566 2011-11-30 2011-12-31 1.27% 1.10% 11/2011 10694.4582 10649.1931 2011-12-31 2012-01-31 1.13% 0.88% 12/2011 10830.6156 10766.2404 2012-01-31 2012-02-29 0.09% -0.02% 01/2012 10953.2263 10860.7293 2012-02-29 2012-03-31 -0.59% -0.55% 02/2012 10963.4439 10858.252 2012-03-31 2012-04-30 1.32% 1.11% 03/2012 10898.8962 10798.7562 2012-04-30 2012-05-31 0.93% 0.90% 04/2012 11042.4377 10918.5036 2012-05-31 2012-06-30 -0.04% 0.04% 05/2012 11144.9673 11017.2789 2012-06-30 2012-07-31 1.39% 1.38% 06/2012 11140.0264 11021.6009 2012-07-31 2012-08-31 0.37% 0.07% 07/2012 11294.749 11173.6341 2012-08-31 2012-09-30 0.30% 0.14% 08/2012 11336.0084 11180.9483 2012-09-30 2012-10-31 0.27% 0.20% 09/2012 11370.5251 11196.2905 10/31/2012 11401.6489 11218.313 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 3/7/2011 -------------- ---- -------- 6.21% 8.26% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. DFA INFLATION-PROTECTED SECURITIES PORTFOLIO VS. BARCLAYS U.S. TREASURY INFLATION PROTECTED SECURITIES (TIPS) INDEX (SERIES-L) SEPTEMBER 18, 2006-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA BARCLAYS U.S. INFLATION- TREASURY PROTECTED INFLATION SECURITIES PROTECTED PORTFOLIO- SECURITIES INSTITUTIONAL (TIPS) INDEX BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE CLASS (SERIES-L) --------- ---------- ----------- ----------------- ---------- ------------- ------------- 2006-09-18 2006-09-30 0.90% 1.15% 09/2006 10000 10000 2006-09-30 2006-10-31 -0.20% -0.17% 09/2006 10090 10115.1785 2006-10-31 2006-11-30 1.19% 1.24% 10/2006 10070 10097.9072 2006-11-30 2006-12-31 -2.39% -2.33% 11/2006 10190 10222.7701 2006-12-31 2007-01-31 0.20% 0.13% 12/2006 9946.8473 9984.32401 2007-01-31 2007-02-28 2.11% 2.13% 01/2007 9966.88124 9997.38172 2007-02-28 2007-03-31 0.25% 0.24% 02/2007 10177.2375 10210.778 2007-03-31 2007-04-30 0.69% 0.71% 03/2007 10202.2849 10234.8571 2007-04-30 2007-05-31 -1.37% -1.31% 04/2007 10272.4381 10307.5489 2007-05-31 2007-06-30 -0.31% -0.15% 05/2007 10132.1316 10172.8799 2007-06-30 2007-07-31 2.53% 2.28% 06/2007 10100.8744 10157.3522 2007-07-31 2007-08-31 0.79% 0.87% 07/2007 10356.4633 10388.5192 2007-08-31 2007-09-30 1.24% 1.33% 08/2007 10438.2518 10478.4857 2007-09-30 2007-10-31 1.37% 1.12% 09/2007 10567.3928 10618.3236 2007-10-31 2007-11-30 4.25% 3.97% 10/2007 10712.1516 10737.473 2007-11-30 2007-12-31 -0.38% -0.16% 11/2007 11167.1078 11163.4911 2007-12-31 2008-01-31 4.32% 3.96% 12/2007 11124.8103 11145.9283 2008-01-31 2008-02-29 1.71% 1.23% 01/2008 11604.8678 11587.367 2008-02-29 2008-03-31 0.20% -0.06% 02/2008 11803.1524 11729.8104 2008-03-31 2008-04-30 -2.40% -2.11% 03/2008 11827.2505 11722.8829 2008-04-30 2008-05-31 -0.09% 0.33% 04/2008 11543.6486 11475.7428 2008-05-31 2008-06-30 1.98% 1.53% 05/2008 11533.1448 11513.2306 2008-06-30 2008-07-31 -0.64% -0.51% 06/2008 11761.2308 11689.863 2008-07-31 2008-08-31 0.73% 0.82% 07/2008 11686.3185 11630.3944 2008-08-31 2008-09-30 -4.09% -3.83% 08/2008 11771.9326 11725.3986 2008-09-30 2008-10-31 -8.91% -8.69% 09/2008 11290.7804 11276.4767 2008-10-31 2008-11-30 0.32% 0.71% 10/2008 10285.2123 10296.397 2008-11-30 2008-12-31 6.29% 4.96% 11/2008 10318.0026 10369.1491 2008-12-31 2009-01-31 1.21% 1.69% 12/2008 10967.1074 10883.7959 2009-01-31 2009-02-28 -2.39% -1.96% 01/2009 11099.774 11067.3083 2009-02-28 2009-03-31 6.43% 5.84% 02/2009 10834.4407 10849.9859 2009-03-31 2009-04-30 -1.53% -1.87% 03/2009 11530.9405 11484.1417 2009-04-30 2009-05-31 1.46% 2.10% 04/2009 11354.0517 11269.8115 2009-05-31 2009-06-30 0.10% 0.46% 05/2009 11519.885 11506.9759 2009-06-30 2009-07-31 0.29% 0.07% 06/2009 11530.9405 11559.559 2009-07-31 2009-08-31 0.96% 0.88% 07/2009 11564.1072 11568.09 2009-08-31 2009-09-30 2.08% 2.11% 08/2009 11674.6627 11669.6327 2009-09-30 2009-10-31 1.58% 1.23% 09/2009 11917.8848 11915.5299 2009-10-31 2009-11-30 2.74% 2.78% 10/2009 12105.8292 12061.7325 2009-11-30 2009-12-31 -2.11% -2.19% 11/2009 12437.4958 12397.1718 2009-12-31 2010-01-31 1.56% 1.61% 12/2009 12175.1019 12125.5298 2010-01-31 2010-02-28 -0.90% -1.16% 01/2010 12365.3379 12320.6548 2010-02-28 2010-03-31 -0.14% 0.13% 02/2010 12253.4344 12178.099 2010-03-31 2010-04-30 2.66% 2.37% 03/2010 12236.6335 12194.0047 2010-04-30 2010-05-31 -0.09% -0.01% 04/2010 12561.5991 12482.9058 2010-05-31 2010-06-30 1.63% 1.43% 05/2010 12550.3933 12482.1015 2010-06-30 2010-07-31 0.09% 0.14% 06/2010 12754.4336 12660.1454 2010-07-31 2010-08-31 1.77% 1.72% 07/2010 12765.7408 12678.4979 2010-08-31 2010-09-30 1.07% 0.60% 08/2010 12991.8832 12896.9091 2010-09-30 2010-10-31 2.60% 2.65% 09/2010 13130.9399 12974.5582 2010-10-31 2010-11-30 -1.60% -1.69% 10/2010 13472.0033 13318.5812 2010-11-30 2010-12-31 -1.90% -1.55% 11/2010 13255.9965 13093.0314 2010-12-31 2011-01-31 0.53% 0.20% 12/2010 13004.1669 12890.6156 2011-01-31 2011-02-28 0.62% 0.86% 01/2011 13073.2156 12915.8931 2011-02-28 2011-03-31 0.91% 1.01% 02/2011 13153.7724 13026.6065 2011-03-31 2011-04-30 2.53% 2.51% 03/2011 13273.7832 13158.8209 2011-04-30 2011-05-31 0.68% 0.31% 04/2011 13609.0966 13489.6123 2011-05-31 2011-06-30 0.88% 0.81% 05/2011 13701.5968 13530.7564 2011-06-30 2011-07-31 4.18% 3.91% 06/2011 13822.3096 13639.8542 2011-07-31 2011-08-31 0.98% 0.82% 07/2011 14400.2048 14173.7987 2011-08-31 2011-09-30 -0.38% -0.24% 08/2011 14541.7302 14289.3527 2011-09-30 2011-10-31 1.73% 1.86% 09/2011 14485.8865 14255.5825 2011-10-31 2011-11-30 0.97% 0.77% 10/2011 14736.4661 14521.2302 2011-11-30 2011-12-31 0.10% 0.04% 11/2011 14879.6544 14633.2821 2011-12-31 2012-01-31 2.29% 2.29% 12/2011 14895.1665 14638.6293 2012-01-31 2012-02-29 -0.32% -0.33% 01/2012 15236.1842 14974.3272 2012-02-29 2012-03-31 -1.04% -1.07% 02/2012 15187.4674 14925.1278 2012-03-31 2012-04-30 2.27% 2.02% 03/2012 15029.1378 14764.7854 2012-04-30 2012-05-31 1.58% 1.67% 04/2012 15370.1555 15063.6295 2012-05-31 2012-06-30 -0.57% -0.56% 05/2012 15613.7396 15315.5653 2012-06-30 2012-07-31 1.75% 1.90% 06/2012 15525.195 15230.2647 2012-07-31 2012-08-31 0.00% -0.29% 07/2012 15796.2698 15518.9062 2012-08-31 2012-09-30 0.70% 0.51% 08/2012 15796.2698 15474.3273 2012-09-30 2012-10-31 0.70% 0.87% 09/2012 15907.1641 15553.2308 10/31/2012 16018.0584 15687.9034 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 9/18/2006 -------------- ---- ----- --------- 8.70% 8.38% 8.01% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO VS. BARCLAYS 3-YEAR MUNICIPAL BOND INDEX, THE BOFA MERRILL LYNCH 1-3 YEAR US MUNICIPAL SECURITIES INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA SHORT- THE BOFA TERM MERRILL MUNICIPAL LYNCH 1-3 BOND BARCLAYS YEAR US PORTFOLIO- 3-YEAR MUNICIPAL INSTITUTIONAL MUNICIPAL SECURITIES BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS BENCHMARK1RETURNS ENDDATE CLASS BOND INDEX INDEX --------- ---------- ----------- ----------------- ----------------- ---------- ------------- ---------- ---------- 2002-10-31 2002-11-30 -0.08% 0.03% 0.27% 10/2002 10000 10000 10000 2002-11-30 2002-12-31 1.18% 1.44% 0.85% 11/2002 9991.95596 10003 10026.7853 2002-12-31 2003-01-31 0.20% 0.32% 0.25% 12/2002 10109.4305 10147.0432 10111.9801 2003-01-31 2003-02-28 0.63% 0.64% 0.50% 01/2003 10129.5288 10179.5137 10136.8102 2003-02-28 2003-03-31 -0.16% -0.12% -0.16% 02/2003 10192.9032 10244.6626 10187.1548 2003-03-31 2003-04-30 0.33% 0.27% 0.25% 03/2003 10176.7344 10232.369 10170.4384 2003-04-30 2003-05-31 0.82% 0.77% 0.56% 04/2003 10210.0502 10259.9964 10195.513 2003-05-31 2003-06-30 -0.07% -0.16% -0.03% 05/2003 10293.8534 10338.9984 10252.6028 2003-06-30 2003-07-31 -1.25% -0.90% -0.29% 06/2003 10286.7306 10322.456 10249.1324 2003-07-31 2003-08-31 0.42% 0.51% 0.36% 07/2003 10158.1303 10229.5539 10219.4633 2003-08-31 2003-09-30 1.42% 1.50% 0.67% 08/2003 10200.6547 10281.7246 10256.2686 2003-09-30 2003-10-31 -0.37% -0.47% -0.20% 09/2003 10345.7847 10435.9505 10324.5027 2003-10-31 2003-11-30 0.02% 0.10% 0.09% 10/2003 10307.2038 10386.9015 10303.5828 2003-11-30 2003-12-31 0.29% 0.21% 0.09% 11/2003 10309.0572 10397.2884 10312.6741 2003-12-31 2004-01-31 0.20% 0.35% 0.26% 12/2003 10338.6868 10419.1227 10322.0588 2004-01-31 2004-02-29 0.77% 0.85% 0.61% 01/2004 10359.0988 10455.5897 10348.5019 2004-02-29 2004-03-31 -0.25% -0.27% -0.16% 02/2004 10438.7378 10544.7035 10412.1414 2004-03-31 2004-04-30 -1.23% -1.01% -0.66% 03/2004 10413.1129 10516.083 10395.2295 2004-04-30 2004-05-31 -0.27% -0.39% -0.11% 04/2004 10285.1443 10409.8323 10326.6533 2004-05-31 2004-06-30 0.14% 0.18% 0.05% 05/2004 10257.5385 10368.756 10315.8023 2004-06-30 2004-07-31 0.54% 0.73% 0.55% 06/2004 10271.9423 10387.5393 10321.3256 2004-07-31 2004-08-31 0.94% 1.05% 0.67% 07/2004 10327.4251 10463.6534 10378.4642 2004-08-31 2004-09-30 0.14% 0.11% -0.02% 08/2004 10424.159 10573.5218 10447.9202 2004-09-30 2004-10-31 0.35% 0.28% 0.10% 09/2004 10438.6083 10585.1527 10445.6718 2004-10-31 2004-11-30 -0.34% -0.48% -0.35% 10/2004 10474.7561 10614.2683 10456.425 2004-11-30 2004-12-31 0.42% 0.39% 0.33% 11/2004 10439.6173 10563.8186 10419.5708 2004-12-31 2005-01-31 -0.20% -0.13% -0.04% 12/2004 10483.1383 10604.5413 10453.6879 2005-01-31 2005-02-28 -0.15% -0.30% -0.08% 01/2005 10462.3796 10590.4491 10449.8265 2005-02-28 2005-03-31 -0.32% -0.33% -0.12% 02/2005 10446.7489 10558.6778 10441.5661 2005-03-31 2005-04-30 0.56% 0.51% 0.27% 03/2005 10413.4296 10523.8342 10428.7111 2005-04-30 2005-05-31 0.17% 0.18% 0.17% 04/2005 10471.8115 10577.0521 10457.1582 2005-05-31 2005-06-30 0.40% 0.51% 0.48% 05/2005 10489.578 10596.5859 10475.292 2005-06-30 2005-07-31 -0.20% -0.23% 0.01% 06/2005 10531.4108 10651.1009 10525.5878 2005-07-31 2005-08-31 0.27% 0.33% 0.20% 07/2005 10510.4527 10626.3871 10526.4676 2005-08-31 2005-09-30 0.10% 0.05% 0.11% 08/2005 10538.8457 10661.0298 10547.1919 2005-09-30 2005-10-31 -0.11% -0.15% -0.01% 09/2005 10549.353 10665.8621 10559.1182 2005-10-31 2005-11-30 0.17% 0.09% 0.03% 10/2005 10537.7519 10649.9179 10558.2384 2005-11-30 2005-12-31 0.30% 0.35% 0.38% 11/2005 10555.702 10659.0343 10560.9756 2005-12-31 2006-01-31 0.20% 0.22% 0.23% 12/2005 10587.507 10696.0371 10600.6159 2006-01-31 2006-02-28 0.14% 0.08% 0.09% 01/2006 10608.7457 10719.407 10625.2994 2006-02-28 2006-03-31 0.01% -0.18% 0.04% 02/2006 10623.6277 10727.8728 10634.4396 2006-03-31 2006-04-30 0.10% 0.17% 0.16% 03/2006 10624.7135 10708.6421 10639.1319 2006-04-30 2006-05-31 0.40% 0.35% 0.37% 04/2006 10635.3702 10726.9943 10656.3371 2006-05-31 2006-06-30 0.04% -0.18% 0.01% 05/2006 10678.1469 10764.8053 10695.4885 2006-06-30 2006-07-31 0.43% 0.68% 0.53% 06/2006 10682.4268 10744.9768 10696.2217 2006-07-31 2006-08-31 0.44% 0.79% 0.62% 07/2006 10728.6201 10817.6913 10753.3604 2006-08-31 2006-09-30 0.35% 0.46% 0.36% 08/2006 10775.9982 10902.7055 10819.6393 2006-09-30 2006-10-31 0.23% 0.30% 0.29% 09/2006 10813.7952 10952.7667 10858.9374 2006-10-31 2006-11-30 0.32% 0.35% 0.33% 10/2006 10838.6918 10985.3768 10890.415 2006-11-30 2006-12-31 0.14% -0.02% 0.18% 11/2006 10873.4125 11024.2106 10926.145 2006-12-31 2007-01-31 0.20% 0.00% 0.08% 12/2006 10888.6637 11021.4562 10945.5496 2007-01-31 2007-02-28 0.31% 0.68% 0.44% 01/2007 10910.4847 11021.5336 10954.2011 2007-02-28 2007-03-31 0.35% 0.29% 0.37% 02/2007 10944.353 11096.2866 11002.1506 2007-03-31 2007-04-30 0.24% 0.20% 0.22% 03/2007 10982.6747 11128.8912 11042.9151 2007-04-30 2007-05-31 0.26% -0.01% 0.16% 04/2007 11009.0331 11151.0794 11066.7188 2007-05-31 2007-06-30 0.25% 0.08% 0.20% 05/2007 11037.6566 11150.0901 11084.7549 2007-06-30 2007-07-31 0.35% 0.64% 0.51% 06/2007 11065.2507 11158.7821 11106.799 2007-07-31 2007-08-31 0.27% 0.56% 0.44% 07/2007 11103.9569 11229.7455 11163.0089 2007-08-31 2007-09-30 0.36% 0.69% 0.62% 08/2007 11133.9077 11292.4378 11212.5715 2007-09-30 2007-10-31 0.34% 0.48% 0.42% 09/2007 11173.9275 11370.8038 11281.832 2007-10-31 2007-11-30 0.26% 0.77% 0.57% 10/2007 11211.8207 11425.8447 11328.7062 2007-11-30 2007-12-31 0.33% 0.51% 0.58% 11/2007 11240.8843 11514.1826 11393.421 2007-12-31 2008-01-31 0.50% 2.14% 1.70% 12/2007 11277.9131 11572.6501 11459.3577 2008-01-31 2008-02-29 -0.19% -1.33% -0.83% 01/2008 11334.134 11819.7903 11653.9909 2008-02-29 2008-03-31 0.37% 1.45% 1.16% 02/2008 11312.6997 11662.2528 11557.0653 2008-03-31 2008-04-30 0.05% -0.11% 0.04% 03/2008 11354.409 11830.9727 11691.5783 2008-04-30 2008-05-31 0.24% 0.35% 0.34% 04/2008 11360.0355 11818.091 11696.124 2008-05-31 2008-06-30 -0.17% -0.66% -0.23% 05/2008 11387.1955 11859.1427 11736.253 2008-06-30 2008-07-31 0.44% 1.22% 0.87% 06/2008 11367.9234 11781.1104 11709.8099 2008-07-31 2008-08-31 0.45% 0.94% 0.55% 07/2008 11417.8243 11925.0873 11811.6721 2008-08-31 2008-09-30 -0.72% -1.20% -0.79% 08/2008 11468.9488 12037.318 11877.169 2008-09-30 2008-10-31 0.34% 0.17% 0.45% 09/2008 11385.8189 11892.6973 11783.225 2008-10-31 2008-11-30 0.83% 1.58% 1.01% 10/2008 11424.5786 11912.4913 11835.6713 2008-11-30 2008-12-31 0.75% 0.92% 0.80% 11/2008 11519.2916 12100.9688 11955.7163 2008-12-31 2009-01-31 1.19% 1.87% 1.24% 12/2008 11605.2391 12212.1763 12050.9311 2009-01-31 2009-02-28 -0.25% -0.18% -0.10% 01/2009 11742.8507 12440.7884 12200.4497 2009-02-28 2009-03-31 0.44% 0.63% 0.48% 02/2009 11712.9721 12417.7894 12187.7413 2009-03-31 2009-04-30 0.28% 0.30% 0.27% 03/2009 11764.7486 12496.2974 12246.6396 2009-04-30 2009-05-31 -0.12% 0.13% 0.23% 04/2009 11798.1421 12533.7939 12280.0723 2009-05-31 2009-06-30 0.07% 0.18% 0.19% 05/2009 11784.2958 12549.9923 12308.0709 2009-06-30 2009-07-31 0.96% 1.16% 0.65% 06/2009 11792.4331 12572.6298 12330.8408 2009-07-31 2009-08-31 -0.13% -0.09% 0.04% 07/2009 11905.8961 12719.0323 12411.4845 2009-08-31 2009-09-30 0.56% 0.85% 0.55% 08/2009 11890.7826 12708.0874 12416.6974 2009-09-30 2009-10-31 -0.33% -0.23% 0.01% 09/2009 11957.0032 12815.6561 12484.9892 2009-10-31 2009-11-30 0.94% 0.91% 0.50% 10/2009 11917.4589 12786.6391 12486.1128 2009-11-30 2009-12-31 0.04% 0.12% 0.08% 11/2009 12029.3123 12903.0813 12548.044 2009-12-31 2010-01-31 0.29% 0.37% 0.27% 12/2009 12033.8596 12918.512 12557.706 2010-01-31 2010-02-28 0.29% 0.37% 0.25% 01/2010 12068.9437 12966.5406 12591.3606 2010-02-28 2010-03-31 -0.55% -0.45% -0.28% 02/2010 12104.0505 13014.7285 12623.3427 2010-03-31 2010-04-30 0.26% 0.49% 0.31% 03/2010 12037.2084 12956.5567 12588.376 2010-04-30 2010-05-31 0.44% 0.42% 0.34% 04/2010 12068.9128 13020.0508 12627.9035 2010-05-31 2010-06-30 0.24% 0.29% 0.24% 05/2010 12121.8122 13075.341 12670.7121 2010-06-30 2010-07-31 0.73% 0.80% 0.43% 06/2010 12151.2398 13113.6066 12700.4883 2010-07-31 2010-08-31 0.43% 0.52% 0.20% 07/2010 12239.6337 13218.4793 12754.8464 2010-08-31 2010-09-30 -0.36% -0.30% -0.11% 08/2010 12292.7468 13287.8008 12780.7387 2010-09-30 2010-10-31 -0.05% 0.08% 0.06% 09/2010 12249.0254 13248.3637 12766.9355 2010-10-31 2010-11-30 -0.25% -0.48% -0.26% 10/2010 12243.1137 13258.9076 12774.468 2010-11-30 2010-12-31 -0.38% -0.32% -0.17% 11/2010 12212.2642 13195.2691 12741.1266 2010-12-31 2011-01-31 0.00% 0.08% 0.19% 12/2010 12165.9519 13152.7425 12719.9764 2011-01-31 2011-02-28 0.22% 0.33% 0.24% 01/2011 12165.9519 13163.6337 12744.0171 2011-02-28 2011-03-31 0.34% 0.36% 0.23% 02/2011 12192.1572 13207.3744 12774.7302 2011-03-31 2011-04-30 0.42% 0.50% 0.27% 03/2011 12233.882 13255.43 12804.3676 2011-04-30 2011-05-31 0.43% 0.58% 0.40% 04/2011 12285.2302 13322.0449 12839.3235 2011-05-31 2011-06-30 0.13% 0.29% 0.21% 05/2011 12337.8269 13399.1224 12891.1944 2011-06-30 2011-07-31 0.34% 0.46% 0.27% 06/2011 12353.3838 13438.4371 12918.137 2011-07-31 2011-08-31 0.52% 0.67% 0.26% 07/2011 12395.3322 13500.0563 12952.4992 2011-08-31 2011-09-30 -0.26% -0.18% -0.04% 08/2011 12460.1147 13590.1997 12985.5281 2011-09-30 2011-10-31 -0.26% -0.36% -0.10% 09/2011 12427.6588 13566.243 12979.8144 2011-10-31 2011-11-30 0.11% 0.21% 0.14% 10/2011 12395.2227 13517.3043 12966.3154 2011-11-30 2011-12-31 0.38% 0.46% 0.28% 11/2011 12408.4732 13545.633 12984.3386 2011-12-31 2012-01-31 0.29% 0.57% 0.24% 12/2011 12455.4906 13607.6973 13020.8246 2012-01-31 2012-02-29 0.19% 0.36% 0.24% 01/2012 12491.7336 13684.8447 13052.4652 2012-02-29 2012-03-31 -0.26% -0.17% -0.06% 02/2012 12515.9072 13734.4704 13084.1827 2012-03-31 2012-04-30 0.21% 0.31% 0.11% 03/2012 12483.2266 13711.0044 13076.7247 2012-04-30 2012-05-31 0.02% 0.12% 0.07% 04/2012 12509.878 13753.4742 13091.1091 2012-05-31 2012-06-30 0.12% 0.09% 0.07% 05/2012 12512.3024 13770.6184 13100.4038 2012-06-30 2012-07-31 0.13% 0.35% 0.16% 06/2012 12526.8657 13782.7703 13109.1811 2012-07-31 2012-08-31 0.10% 0.08% 0.07% 07/2012 12542.6763 13831.6638 13129.6314 2012-08-31 2012-09-30 0.02% 0.15% 0.10% 08/2012 12554.8537 13842.682 13138.9534 2012-09-30 2012-10-31 0.00% -0.01% 0.01% 09/2012 12557.2892 13863.6372 13152.0924 10/31/2012 12557.2892 13862.5843 13153.2761 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS -------------- ---- ----- ----- 1.30% 2.29% 2.30% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. 6 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO VS. S&P INTERMEDIATE-TERM NATIONAL AMT-FREE MUNICIPAL BOND INDEX MARCH 1, 2012-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] DFA INTERMEDIATE- S&P INTERMEDIATE TERM MUNICIPAL TERM NATIONAL FUND BOND PORTFOLIO - AMT-FREE BEGINDATE ENDDATE RETURNS BENCHMARK0RETURNS ENDDATE INSTITUTIONAL CLASS MUNICIPAL BOND INDEX --------- ---------- ------- ----------------- ---------- ------------------- -------------------- 2012-03-01 2012-03-31 -1.40% -0.70% 03/2012 10000 10000 2012-03-31 2012-04-30 0.98% 0.89% 03/2012 9860 9930.47102 2012-04-30 2012-05-31 0.55% 0.64% 04/2012 9957.02117 10018.6146 2012-05-31 2012-06-30 -0.38% -0.11% 05/2012 10012.065 10082.2862 2012-06-30 2012-07-31 0.92% 1.26% 06/2012 9974.00708 10071.2959 2012-07-31 2012-08-31 -0.11% 0.10% 07/2012 10066.2411 10198.1977 2012-08-31 2012-09-30 0.51% 0.57% 08/2012 10055.2214 10208.7251 2012-09-30 2012-10-31 0.07% 0.10% 09/2012 10106.4669 10267.1556 10/31/2012 10113.4922 10277.2977 FROM TOTAL RETURN 3/1/2012 ------------ -------- 1.13% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO VS. THE BOFA MERRILL LYNCH 1-3 YEAR CALIFORNIA INCLUDING PUERTO RICO MUNICIPAL SECURITIES INDEX APRIL 2, 2007-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] THE BOFA MERRILL DFA CALIFORNIA LYNCH 1-3 YEAR SHORT-TERM CALIFORNIA MUNICIPAL BOND INCLUDING PUERTO FUND BENCHMARK0 PORTFOLIO- RICO MUNICIPAL BEGINDATE ENDDATE RETURNS RETURNS ENDDATE INSTITUTIONAL CLASS SECURITIES INDEX --------- ---------- ------- ---------- ---------- ------------------- ---------------- 2007-04-02 2007-04-30 0.10% 0.23% 04/2007 10000 10000 2007-04-30 2007-05-31 0.28% 0.17% 04/2007 10010 10022.8046 2007-05-31 2007-06-30 0.23% 0.20% 05/2007 10038.036 10039.9436 2007-06-30 2007-07-31 0.29% 0.47% 06/2007 10061.1235 10060.3246 2007-07-31 2007-08-31 0.33% 0.42% 07/2007 10090.2806 10108.0106 2007-08-31 2007-09-30 0.31% 0.60% 08/2007 10123.5483 10150.7675 2007-09-30 2007-10-31 0.34% 0.42% 09/2007 10154.8485 10211.266 2007-10-31 2007-11-30 0.33% 0.52% 10/2007 10189.2515 10254.0512 2007-11-30 2007-12-31 0.30% 0.58% 11/2007 10222.7451 10307.7825 2007-12-31 2008-01-31 0.60% 1.63% 12/2007 10253.3217 10367.6707 2008-01-31 2008-02-29 -0.23% -0.79% 01/2008 10314.5966 10536.249 2008-02-29 2008-03-31 0.48% 1.10% 02/2008 10291.0726 10453.118 2008-03-31 2008-04-30 -0.03% 0.07% 03/2008 10340.1832 10568.5204 2008-04-30 2008-05-31 0.16% 0.39% 04/2008 10337.1088 10575.4957 2008-05-31 2008-06-30 -0.13% -0.20% 05/2008 10353.5495 10617.1631 2008-06-30 2008-07-31 0.47% 0.89% 06/2008 10340.1487 10595.6103 2008-07-31 2008-08-31 0.59% 0.61% 07/2008 10388.5886 10690.335 2008-08-31 2008-09-30 -0.99% -0.85% 08/2008 10449.5527 10755.8668 2008-09-30 2008-10-31 0.24% 0.26% 09/2008 10346.0715 10664.2268 2008-10-31 2008-11-30 1.04% 0.90% 10/2008 10370.9518 10692.3803 2008-11-30 2008-12-31 0.91% 0.56% 11/2008 10478.8592 10788.0772 2008-12-31 2009-01-31 1.38% 1.08% 12/2008 10573.8421 10848.0589 2009-01-31 2009-02-28 -0.22% 0.07% 01/2009 10719.9762 10965.5433 2009-02-28 2009-03-31 0.34% 0.45% 02/2009 10695.9165 10973.3289 2009-03-31 2009-04-30 0.40% 0.47% 03/2009 10732.5875 11022.3797 2009-04-30 2009-05-31 -0.12% 0.29% 04/2009 10775.5607 11073.6337 2009-05-31 2009-06-30 -0.12% 0.04% 05/2009 10762.9332 11105.5258 2009-06-30 2009-07-31 1.07% 0.72% 06/2009 10750.3389 11109.4127 2009-07-31 2009-08-31 0.09% 0.03% 07/2009 10865.2641 11189.5116 2009-08-31 2009-09-30 0.65% 0.70% 08/2009 10874.7385 11193.2041 2009-09-30 2009-10-31 -0.60% -0.04% 09/2009 10945.6847 11271.7804 2009-10-31 2009-11-30 1.04% 0.58% 10/2009 10879.9564 11267.0463 2009-11-30 2009-12-31 -0.05% 0.08% 11/2009 10993.58 11331.9445 2009-12-31 2010-01-31 0.29% 0.23% 12/2009 10988.1971 11341.35 2010-01-31 2010-02-28 0.32% 0.26% 01/2010 11020.1705 11367.4351 2010-02-28 2010-03-31 -0.54% -0.21% 02/2010 11055.3681 11397.1041 2010-03-31 2010-04-30 0.47% 0.36% 03/2010 10995.4941 11373.3981 2010-04-30 2010-05-31 0.34% 0.35% 04/2010 11046.8787 11414.0011 2010-05-31 2010-06-30 0.24% 0.25% 05/2010 11084.375 11453.6077 2010-06-30 2010-07-31 0.84% 0.53% 06/2010 11111.2058 11482.1272 2010-07-31 2010-08-31 0.43% 0.30% 07/2010 11204.7101 11543.3269 2010-08-31 2010-09-30 -0.24% -0.07% 08/2010 11253.1454 11577.3798 2010-09-30 2010-10-31 -0.04% 0.00% 09/2010 11226.2085 11569.8545 2010-10-31 2010-11-30 -0.54% -0.40% 10/2010 11221.9115 11570.3173 2010-11-30 2010-12-31 -0.38% -0.29% 11/2010 11161.3402 11523.8046 2010-12-31 2011-01-31 0.10% 0.23% 12/2010 11119.0955 11490.616 2011-01-31 2011-02-28 0.22% 0.34% 01/2011 11129.9434 11517.5041 2011-02-28 2011-03-31 0.36% 0.28% 02/2011 11154.9348 11557.1243 2011-03-31 2011-04-30 0.34% 0.23% 03/2011 11195.177 11589.0219 2011-04-30 2011-05-31 0.53% 0.41% 04/2011 11233.3035 11615.2131 2011-05-31 2011-06-30 0.14% 0.30% 05/2011 11293.2924 11662.8355 2011-06-30 2011-07-31 0.34% 0.32% 06/2011 11308.5831 11697.824 2011-07-31 2011-08-31 0.46% 0.25% 07/2011 11346.8563 11734.6722 2011-08-31 2011-09-30 -0.15% -0.04% 08/2011 11399.4159 11764.2435 2011-09-30 2011-10-31 -0.35% -0.12% 09/2011 11381.8488 11759.6555 2011-10-31 2011-11-30 0.18% 0.14% 10/2011 11342.3361 11745.8967 2011-11-30 2011-12-31 0.47% 0.27% 11/2011 11363.2279 11762.3409 2011-12-31 2012-01-31 0.29% 0.23% 12/2011 11417.1908 11794.4521 2012-01-31 2012-02-29 0.20% 0.23% 01/2012 11450.2841 11821.9332 2012-02-29 2012-03-31 -0.15% -0.06% 02/2012 11473.4611 11849.3601 2012-03-31 2012-04-30 0.13% 0.09% 03/2012 11455.7777 11842.4875 2012-04-30 2012-05-31 0.12% 0.07% 04/2012 11470.1666 11852.7904 2012-05-31 2012-06-30 0.03% 0.11% 05/2012 11483.4653 11861.0874 2012-06-30 2012-07-31 0.22% 0.17% 06/2012 11486.7907 11874.1346 2012-07-31 2012-08-31 0.10% 0.05% 07/2012 11512.3448 11893.7269 2012-08-31 2012-09-30 0.01% 0.05% 08/2012 11523.4678 11899.9116 2012-09-30 2012-10-31 0.00% 0.03% 09/2012 11524.5801 11906.2186 10/31/2012 11524.5801 11909.7904 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 4/2/2007 ------------ ---- ----- -------- 1.61% 2.49% 2.57% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO VS. S&P INTERMEDIATE-TERM CALIFORNIA AMT-FREE MUNICIPAL BOND INDEX NOVEMBER 29, 2011-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] S&P INTERMEDIATE DFA CALIFORNIA TERM CALIFORNIA INTERMEDIATE-TERM AMT-FREE MUNICIPAL BOND MUNICIPAL BOND BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO INDEX --------- ---------- ----------- ----------------- ---------- ----------------- ---------------- 2011-11-29 2011-11-30 0.00% 0.05% 11/2011 10000 10000 2011-11-30 2011-12-31 1.55% 1.92% 11/2011 10000 10005.2384 2011-12-31 2012-01-31 0.99% 2.00% 12/2011 10155.1193 10197.2345 2012-01-31 2012-02-29 -0.28% 0.07% 01/2012 10255.2684 10401.0101 2012-02-29 2012-03-31 -1.10% -0.84% 02/2012 10226.236 10408.3936 2012-03-31 2012-04-30 1.01% 0.99% 03/2012 10113.9162 10321.372 2012-04-30 2012-05-31 0.50% 0.69% 04/2012 10216.295 10423.6091 2012-05-31 2012-06-30 -0.06% -0.15% 05/2012 10267.5272 10495.1554 2012-06-30 2012-07-31 1.09% 1.24% 06/2012 10261.521 10479.9139 2012-07-31 2012-08-31 -0.07% 0.17% 07/2012 10373.376 10610.2496 2012-08-31 2012-09-30 0.51% 0.70% 08/2012 10366.3448 10628.3169 2012-09-30 2012-10-31 0.02% 0.14% 09/2012 10418.9036 10702.8893 10/31/2012 10420.9129 10717.6798 FROM TOTAL RETURN 11/29/2011 ------------ ---------- 4.21% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The S&P data are provided by Standard & Poor's Index Services Group. 7 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS FIXED INCOME MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 U.S. and international fixed income markets continued to grapple with uncertainty in Europe and a lackluster U.S. recovery. Over the course of the year, the U.S. Federal Reserve maintained the target federal funds rate between 0.00% and 0.25% and continued its accommodative stance toward liquidity. Major central banks around the world maintained their accommodative stance as well. Term and credit risk were rewarded during the period as interest rates declined and credit spreads narrowed. The one-month Treasury bill yield finished the fiscal year at 0.09%, while the yield on 10-year U.S. Treasury notes declined to 1.69%. The U.S. yield curve remained upwardly sloped throughout the year. 10/31/12 10/31/11 CHANGE -------- -------- ------ One-Month Treasury Bill (yield)...... 0.09% 0.01% 0.08% Ten-Year U.S. Treasury Notes (yield). 1.69% 2.11% -0.42% -------- Source: Bloomberg. "Change" values are calculated prior to rounding. There is generally an inverse relationship between interest rates and bond prices, such that bond prices fall when interest rates rise. For the fiscal year under review, changes in interest rates and bond prices were more pronounced in some parts of the yield curve than others. For the 12 months ended October 31, 2012, total returns were 0.09% for three-month U.S. Treasury bills, 3.28% for five-year U.S. Treasury notes, and 10.90% for 30-year U.S. Treasury bonds (Source: Barclays Treasury Bellwethers). Some of Dimensional Fund Advisors LP's ("Dimensional" or the "Advisor") fixed income strategies are based on a variable-maturity strategy that identifies the maturity range with favorable risk-adjusted expected returns. When the yield curve is flat or inverted, short-term securities are believed to offer the most attractive opportunity on a risk-adjusted basis. When the yield curve is upwardly sloped, maturities are lengthened to achieve higher expected returns associated with longer maturities. During the period under review, the Portfolios employing the variable-maturity strategy continued to take term risk, reflecting the upward sloping eligible yield curves. Some fixed income strategies are based on an approach that varies exposure to credit risk. When credit spreads are narrow, higher quality securities are believed to offer the more attractive opportunity on a risk-adjusted basis. When credit spreads are wide, additional credit risk is taken to achieve the higher expected returns associated with increased risk. During the period under review, the portfolios employing the variable-credit approach continued to take market-like credit risk, reflecting a wide credit-spread environment. DFA ONE-YEAR FIXED INCOME PORTFOLIO The DFA One-Year Fixed Income Portfolio seeks to achieve a stable real return in excess of the rate of inflation with a minimum of risk by generally investing in a universe of high-quality fixed income securities with an average maturity of one year or less. The investment strategy shifts maturities based on changes in the yield curve. Using current yields the strategy creates a matrix of expected returns from different buy and sell strategies and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets are shifted based on the advisor's expectations for the premiums. The average maturity of the Portfolio increased slightly to 331 days on October 31, 2012, from 306 days on October 31, 2011. For the 12 months ended October 31, 2012, the total return was 0.79% for the Portfolio, 0.15% for The BofA Merrill Lynch US 6-Month Treasury Bill Index, and 0.23% for The BofA Merrill Lynch 1-Year US Treasury Note Index. During the period, interest rates increased slightly in the eligible maturity range. The yield curve remained 8 upwardly sloped causing the Portfolio's maturity structure to remain extended. The Portfolio had significant exposure to U.S. government agency and corporate debt, particularly the financial sector of the corporate bond market. The credit premium on these securities was primarily responsible for the Portfolio's outperformance of its benchmarks. DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO The DFA Two-Year Global Fixed Income Portfolio seeks to maximize risk-adjusted total returns from a universe of U.S. and foreign government securities, high-quality corporate securities, and global fixed income instruments maturing in two years or less. All non-US dollar-denominated securities within the Portfolio are currency hedged. Eligible countries include but are not limited to Australia, Canada, Denmark, certain EMU countries, Japan, New Zealand, Norway, Singapore, Sweden, Switzerland, the United Kingdom, and the United States. The investment strategy shifts maturities and country allocations based on changes in the eligible yield curves. Using current yields the strategy creates matrices of expected returns from different buy and sell strategies within each eligible country's yield curve and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets and country allocations are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio increased to 1.20 years on October 31, 2012, from 1.12 years on October 31, 2011. For the 12 months ended October 31, 2012, the total return was 0.85% for the Portfolio, 1.26% for the Citigroup World Government Bond Index, 1-2 Years, Currency-Hedged in U.S. Dollar Terms, and 1.57% for the Citigroup World Government Bond Index, 1-3 Years, Currency-Hedged in U.S. Dollar Terms. The Portfolio had an average allocation during the period of approximately 72% of assets in U.S. Dollar denominated securities with the remaining 28% of assets in currency hedged non-U.S. Dollar bonds. The Portfolio's lack of exposure to Italian and Spanish government bonds contributed to the Portfolio's underperformance as compared to the indices, as these two sovereign debt markets rebounded significantly from their prior year lows. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. The Citigroup World Government Bond Index, 1-2 Years, Curency-Hedged in USD Terms has been selected to replace the Citigroup World Government Bond Index, 1-3 Years, Currency-Hedged in USD Terms as the appropriate benchmark for the Portfolio given it more closely resembles the eligible universe of the Portfolio. DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO The DFA Selectively Hedged Global Fixed Income Portfolio seeks to maximize total returns from a universe of U.S. and foreign government securities, investment grade corporate securities, and global fixed income instruments maturing in five years or less. It hedges foreign currency exposure on a selective basis to capture the higher interest rates that may be offered in foreign yield curves. Eligible countries include but are not limited to Australia, Canada, Denmark, certain EMU countries, Japan, New Zealand, Norway, Singapore, Sweden, Switzerland, the United Kingdom, and the United States. The investment strategy shifts maturities and country allocations based on changes in the eligible yield curves. Using current yield curves, the strategy identifies the countries and maturity ranges offering favorable risk-adjusted expected returns according to the variable maturity approach. Maturity targets and country allocations are shifted as expected return premiums change. The average maturity of the Portfolio increased from 0.99 years on October 31, 2011, to 2.22 years on October 31, 2012. For the 12 months ended October 31, 2012, total returns were 1.22% for the Portfolio and -1.14% for the Citigroup World Government Bond Index, 1-3 Years, in U.S. Dollar Terms (unhedged). Relative to the Index, the Portfolio's outperformance was primarily due to differences in currency exposure. The Portfolio primarily benefited from its unhedged exposure to New Zealand Dollar-denominated bonds during a period when New Zealand Dollar appreciated versus the U.S. Dollar. The Portfolio also benefited from unhedged exposure to the higher interest rate environments of Australia and Sweden. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. 9 DFA SHORT-TERM GOVERNMENT PORTFOLIO The DFA Short-Term Government Portfolio seeks to maximize risk-adjusted total returns from a universe of U.S. government and U.S. government agency securities maturing in five years or less. The Portfolio's average maturity will be three years or less. The investment strategy shifts maturities based on changes in the yield curve. Using current yields the strategy creates a matrix of expected returns from different buy and sell strategies and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets are shifted based on the advisor's expectations for the premiums. The average maturity of the Portfolio increased to 2.89 years on October 31, 2012, from 2.87 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 1.89% for the Portfolio and 1.11% for The BofA Merrill Lynch 1-5 Year U.S. Treasury & Agency Index. Relative to the Index, the Portfolio's outperformance was primarily due to the Portfolio's overweight relative to the Index in U.S. government agency securities and underweight in U.S. Treasury securities. During the period, U.S. government agency securities outperformed U.S. Treasury securities as agency credit spreads tightened. DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO The DFA Five-Year Global Fixed Income Portfolio seeks to provide a market rate of return from a universe of fixed income securities with low relative volatility of returns, generally consisting of U.S. and foreign government securities, high-quality corporate securities, and currency-hedged global fixed income instruments maturing in five years or less. All non-US dollar-denominated securities within the Portfolio are currency hedged. Eligible countries include but are not limited to Australia, Canada, Denmark, certain EMU countries, Japan, New Zealand, Norway, Sweden, Switzerland, the United Kingdom, and the United States. The investment strategy shifts maturities and country allocations based on changes in the eligible yield curves. Using current yields the strategy creates matrices of expected returns from different buy and sell strategies within each eligible country's yield curve and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets and country allocations are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio decreased to 3.92 years on October 31, 2012, from 4.04 years on October 31, 2011. For the 12 months ended October 31, 2012, the total return was 3.74% for the Portfolio and 2.33% for the Citigroup World Government Bond Index, 1-5 Years, Currency-Hedged in U.S. Dollar Terms. The Portfolio had an average allocation during the period of approximately 69% of assets in U.S. Dollar denominated securities and the majority of the remainder invested in currency-hedged Sterling denominated securities (approximately 20%) and currency-hedged Euro denominated securities (approximately 10%). All three of these components of the Portfolio outperformed the benchmark return -- mostly due to the longer duration of each component as compared to the corresponding country duration of the Index. The Portfolio also benefitted from its lack of exposure to Japanese Yen denominated bonds, which represented almost 30% of the benchmark. Japan's relatively flat yield curve offered very little expected risk premium relative to the U.S., U.K., and Eurozone curves. The Portfolio had an average duration of 3.72 years on October 31, 2012, compared to 2.67 years for the Index, which positively contributed to the Portfolio's relative performance as interest rates fell during the period. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO The DFA World ex U.S. Government Fixed Income Portfolio seeks to maximize total returns from a universe of high-quality debt securities issued primarily by non-U.S. government issuers and supranational organizations and their agencies. The weighted average maturity of the Portfolio generally will not exceed ten years. The average maturity was 9.08 years on October 31, 2012. From the Portfolio's inception on December 6, 2011, through October 31, 2012, total returns were 6.66% for the Portfolio and 5.38% for the Citigroup World Government Bond Index ex USA 1-30 Years, Currency-Hedged in U.S. Dollars Terms. The Portfolio's much lower average allocation to Japanese Yen denominated securities and 10 higher allocation to British Pound Sterling denominated securities contributed to relative outperformance as compared to the Index. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO The DFA Intermediate Government Fixed Income Portfolio seeks to provide current income from investing generally in U.S. Treasury and government agency issues with maturities of between five and fifteen years. The Portfolio will have an average weighted maturity between three to ten years. The average maturity of the Portfolio decreased to 6.41 years on October 31, 2012, from 6.73 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 5.49% for the Portfolio and 3.53% for the Barclays U.S. Government Bond Index. Relative to the Index, the Portfolio's outperformance was primarily due to the Portfolio's overweight relative to the Index in U.S. government agency securities and consequent underweight in U.S. Treasury securities. During the period, U.S. government agency securities outperformed U.S. Treasury securities as agency credit spreads tightened. Throughout the period, an average of approximately 26% of the Portfolio consisted of U.S. government agency securities with maturities between seven and fifteen years which significantly outperformed the Index average return. DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO The DFA Short-Term Extended Quality Portfolio seeks to maximize total returns from a universe of U.S. and foreign corporate debt securities with an investment grade credit rating. The Portfolio emphasizes investment grade obligations rated in the lower half of the investment grade spectrum. However, the Portfolio will not emphasize investment grade obligations rated in the lower half of the investment grade spectrum when the Advisor believes the credit risk premium does not warrant the investment. The Portfolio primarily invests in securities that mature within five years from the date of settlement and maintains an average portfolio duration of three years or less. The Portfolio hedges foreign currency risks. The average maturity of the Portfolio increased slightly from 2.89 years on October 31, 2011 to 2.90 years on October 31, 2012. For the 12 months ended October 31, 2012, total returns were 3.22% for the Portfolio and 2.37% for The BofA Merrill Lynch 1-5 Year US Corporate & Government Index. While the Portfolio maintained an average maturity similar to the Index, the Portfolio outperformed the Index primarily because of its relative underweight in sovereign governments and consequent overweight in corporate bonds during a period when taking credit risk was rewarded. The Portfolio's average allocation throughout the fiscal year was approximately 77% of assets in U.S. and foreign corporate securities, 16% of assets in foreign government securities, 4% of assets in supranational securities, and 3% of assets in U.S. government agency securities. The Portfolio was primarily invested in U.S. Dollar denominated securities throughout the year. As of October 31, 2012, U.S. Dollar denominated securities represented approximately 97% of the Portfolio, while currency-hedged Euro and Sterling denominated investments represented allocations of 2% and 1%, respectfully. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO The DFA Intermediate-Term Extended Quality Portfolio seeks to maximize total returns from a universe of U.S. and foreign corporate debt securities with an investment grade credit rating. The Portfolio emphasizes investment grade obligations rated in the lower half of the investment grade spectrum. However, the Portfolio will not emphasize investment grade obligations rated in the lower half of the investment grade spectrum when the Advisor believes the credit risk premium does not warrant the investment. The Portfolio primarily invests in securities that mature within fifteen years from the date of settlement and maintains average portfolio duration of three to ten years. The Portfolio hedges foreign currency risks. The average maturity of the Portfolio increased to 8.30 years on October 31, 2012 from 8.22 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 9.19% for the Portfolio and 9.71% for the Barclays U.S. Credit Index. While the Portfolio's duration approximated the duration of the Index, the Portfolio 11 underperformed the Index. The Portfolio's fifteen-year maximum investment constraint detracted from relative performance during a period when term risk was rewarded in both the government sector and corporate sector. Approximately 25% of the Barclays U.S. Credit Index consisted of government and corporate securities with maturities greater than fifteen years. Throughout the fiscal year, an average of 83% of the Portfolio was invested in U.S. and foreign corporate securities, 7% in foreign government securities, 6% in U.S. government agency securities, and 4% in supranational securities. The Portfolio was primarily invested in U.S. Dollar denominated securities throughout the year. As of October 31, 2012, U.S. Dollar denominated securities represented approximately 98% of the Portfolio, with the remainder in currency-hedged Euro denominated investments. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. DFA INVESTMENT GRADE PORTFOLIO The DFA Investment Grade Portfolio seeks to maximize total returns through exposure to a broad portfolio of investment grade debt securities of U.S. and non-U.S. corporate and government issuers. To achieve this exposure, the Advisor will generally purchase shares of the DFA Short-Term Extended Quality Portfolio, DFA Intermediate-Term Extended Quality Portfolio, DFA Short-Term Government Portfolio, and the DFA Intermediate Government Portfolio (the "Underlying Funds"). The average maturity of the Portfolio, based on the market value-weighted average holdings of the Underlying Funds, decreased to 6.09 years on October 31, 2012 from 6.45 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 6.21% for the Portfolio and 5.25% for the Barclays U.S. Aggregate Bond Index. The Portfolio's average allocation during the period was approximately 60% in the extended quality Underlying Funds and 40% in the government funds. The Portfolio's performance relative to the Index was significantly enhanced by the Portfolio's lack of exposure to the securitized bond sector which represented approximately 33% of the Index. In addition, the Portfolio's overweight relative to the Index in corporate securities contributed to the outperformance. DFA INFLATION-PROTECTED SECURITIES PORTFOLIO The DFA Inflation-Protected Securities Portfolio seeks to provide inflation protection and current income from investing generally in inflation-protected securities issued by the U.S. government and its agencies and instrumentalities with maturities of between five and twenty years. The Portfolio will have an average weighted maturity of between three to twelve years. The average maturity of the Portfolio decreased to 9.11 years on October 31, 2012, from 9.37 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 8.70% for the Portfolio and 8.03% for the Barclays U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L). The Portfolio's outperformance was primarily due to structural differences with the Index. The Portfolio's much lower allocation to short-term securities, which underperformed intermediate and long-term securities during the period of falling real interest rates, contributed to the outperformance of the Portfolio as compared to the Index. DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO The DFA Short-Term Municipal Bond Portfolio seeks to provide current income exempt from federal personal income tax from a universe of high-quality municipal securities. The weighted average maturity of the Portfolio generally will not exceed three years. The average maturity of the Portfolio decreased to 1.81 years on October 31, 2012 from 2.34 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 1.30% for the Portfolio and 1.44% for The BofA Merrill Lynch 1-3 Year US Municipal Securities Index. The Portfolio continued to emphasize higher quality securities relative to the Index. The Index's allocation to A and BBB rated bonds exceeded 24% while the Portfolio held less than 1% in similarly rated bonds. For the year ended October 31, 2012, this underweight in A and BBB rated bonds detracted from performance relative to the Index. 12 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO The DFA Intermediate-Term Municipal Bond Portfolio seeks to provide current income exempt from federal personal income tax from a universe of high-quality municipal securities. The weighted average maturity of the Portfolio generally will not exceed ten years. The average maturity was 6.28 years on October 31, 2012. From the Portfolio's inception on March 1, 2012, through October 31, 2012, the total return was 1.13% for the Portfolio and 2.77% for the S&P Intermediate Term National AMT-Free Municipal Bond Index. The Portfolio's lack of exposure to securities with maturities greater than fifteen years compared to the Index's approximate 20% average allocation to these securities contributed to the Portfolio's underperformance. DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO The DFA California Short-Term Municipal Bond Portfolio seeks to provide current income exempt from federal personal income taxes and California state personal income taxes from a universe of municipal securities. The weighted average maturity of the Portfolio generally will not exceed three years. The average maturity decreased to 1.85 years on October 31, 2012, from 2.19 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 1.61% for the Portfolio and 1.40% for The BofA Merrill Lynch 1-3 Year California including Puerto Rico Municipal Securities Index. The Portfolio had significant exposure to general obligation bonds including direct obligations of the State of California. The Portfolio's 21% average allocation to securities with maturities greater than three years made a positive contribution to performance relative to the Index while the Portfolio's shorter-term bonds detracted from relative performance. DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO The DFA California Intermediate-Term Municipal Bond Portfolio seeks to provide current income exempt from federal personal income taxes and California state personal income taxes from a universe of municipal securities. The weighted average maturity of the Portfolio generally will not exceed ten years. The average maturity was 6.13 years on October 31, 2012. From the Portfolio's inception on November 29, 2011, through October 31, 2012, the total return was 4.21% for the Portfolio and 7.18% for the S&P Intermediate Term California AMT-Free Municipal Bond Index. The Portfolio's lack of exposure to securities with maturities greater than fifteen years compared to the Index's approximate 25% average allocation to these securities contributed to the Portfolio's underperformance. 13 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLES BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DFA ONE-YEAR FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares........... $1,000.00 $1,003.58 0.17% $0.86 Hypothetical 5% Annual Return Institutional Class Shares........... $1,000.00 $1,024.28 0.17% $0.87 14 DISCLOSURE OF FUND EXPENSES CONTINUED BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,004.27 0.18% $0.91 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.23 0.18% $0.92 DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,010.68 0.19% $0.96 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.18 0.19% $0.97 DFA SHORT-TERM GOVERNMENT PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,007.50 0.19% $0.96 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.18 0.19% $0.97 DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,025.77 0.28% $1.43 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,023.73 0.28% $1.42 DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,040.99 0.20% $1.03 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.13 0.20% $1.02 DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,023.81 0.13% $0.66 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.48 0.13% $0.66 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,017.73 0.22% $1.12 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.03 0.22% $1.12 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,052.60 0.22% $1.14 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.03 0.22% $1.12 15 DISCLOSURE OF FUND EXPENSES CONTINUED BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DFA INVESTMENT GRADE PORTFOLIO** Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,032.53 0.22% $1.12 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.03 0.22% $1.12 DFA INFLATION-PROTECTED SECURITIES PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,042.16 0.13% $0.67 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.48 0.13% $0.66 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,003.78 0.22% $1.11 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,024.03 0.22% $1.12 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,015.73 0.23% $1.17 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,023.98 0.23% $1.17 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,004.76 0.23% $1.16 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,023.98 0.23% $1.17 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO Actual Fund Return Institutional Class Shares.......... $1,000.00 $1,020.03 0.23% $1.17 Hypothetical 5% Annual Return Institutional Class Shares.......... $1,000.00 $1,023.98 0.23% $1.17 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. ** The DFA Investment Grade Portfolio is a Fund of Funds. The expenses shown reflect the direct expense of the Fund of Funds and the indirect payment of the Fund of Funds' portion of the expenses of its Master Funds (Affiliated Investment Companies). 16 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DFA ONE-YEAR FIXED INCOME PORTFOLIO Corporate............................... 16.9% Government.............................. 33.2% Foreign Corporate....................... 21.4% Foreign Government...................... 24.3% Supranational........................... 4.2% ----- 100.0% DFA SHORT-TERM GOVERNMENT PORTFOLIO Government.............................. 100.0% ----- 100.0% DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO Government.............................. 100.0% ----- 100.0% DFA INVESTMENT GRADE PORTFOLIO Affiliated Investment Companies......... 100.0% ----- 100.0% DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO Muni Insured............................ 4.5% Muni G.O. Local......................... 67.1% Muni G.O. State......................... 8.8% Muni Revenue............................ 19.6% ----- 100.0% DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO Corporate............................... 14.1% Government.............................. 14.7% Foreign Corporate....................... 19.5% Foreign Government...................... 42.2% Supranational........................... 9.5% ----- 100.0% DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO Corporate............................... 11.7% Government.............................. 6.1% Foreign Corporate....................... 20.6% Foreign Government...................... 51.5% Supranational........................... 10.1% ----- 100.0% DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO Corporate............................... 61.7% Government.............................. 4.4% Foreign Corporate....................... 14.1% Foreign Government...................... 15.6% Supranational........................... 4.2% ----- 100.0% DFA INFLATION-PROTECTED SECURITIES PORTFOLIO Government.............................. 100.0% ----- 100.0% DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO Muni Insured............................ 22.2% Muni G.O. Local......................... 24.5% Muni G.O. State......................... 17.3% Muni Revenue............................ 25.6% Muni Pre-Refunded....................... 10.4% ----- 100.0% DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO Corporate............................... 15.9% Government.............................. 6.0% Foreign Corporate....................... 25.6% Foreign Government...................... 41.9% Supranational........................... 10.6% ----- 100.0% DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO Government.............................. 2.2% Foreign Government...................... 86.0% Supranational........................... 11.8% ----- 100.0% DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO Corporate............................... 70.1% Government.............................. 7.6% Foreign Corporate....................... 12.2% Foreign Government...................... 7.1% Supranational........................... 3.0% ----- 100.0% DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO Muni Insured............................ 7.3% Muni G.O. Local......................... 41.4% Muni G.O. State......................... 24.5% Muni Revenue............................ 22.1% Muni Pre-Refunded....................... 4.7% ----- 100.0% DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO Muni Insured............................ 27.5% Muni G.O. Local......................... 35.1% Muni G.O. State......................... 19.9% Muni Revenue............................ 17.5% ----- 100.0% 17 DFA ONE-YEAR FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ -------- -------------- (000) AGENCY OBLIGATIONS -- (32.7%) Federal Home Loan Bank 0.375%, 11/27/13................................. $166,000 $ 166,254,478 4.875%, 11/27/13................................. 20,000 20,996,100 3.125%, 12/13/13................................. 25,000 25,804,150 0.340%, 12/18/13................................. 45,000 45,050,310 0.875%, 12/27/13................................. 155,000 156,126,230 0.375%, 01/29/14................................. 120,000 120,172,320 2.375%, 03/14/14................................. 157,000 161,495,381 1.375%, 05/28/14................................. 30,000 30,541,740 0.375%, 06/12/14................................. 60,000 60,063,660 2.500%, 06/13/14................................. 3,880 4,016,964 Federal Home Loan Mortgage Corporation 4.125%, 09/27/13................................. 14,047 14,544,250 0.500%, 10/15/13................................. 80,000 80,206,080 0.375%, 10/30/13................................. 305,000 305,409,920 4.875%, 11/15/13................................. 25,000 26,218,850 0.375%, 11/27/13................................. 126,000 126,181,692 0.625%, 12/23/13................................. 45,000 45,180,810 # 2.500%, 01/07/14................................. 98,000 100,643,746 4.500%, 01/15/14................................. 93,000 97,720,773 1.375%, 02/25/14................................. 4,000 4,057,796 2.500%, 04/23/14................................. 50,000 51,645,900 5.000%, 07/15/14................................. 45,000 48,582,090 Federal National Mortgage Association 1.000%, 09/23/13................................. 35,000 35,237,510 2.875%, 12/11/13................................. 118,000 121,490,912 0.750%, 12/18/13................................. 168,000 169,022,112 1.250%, 02/27/14................................. 100,000 101,436,400 2.750%, 03/13/14................................. 125,000 129,211,625 4.125%, 04/15/14................................. 50,000 52,781,100 1.125%, 06/27/14................................. 12,000 12,164,904 3.000%, 09/16/14................................. 25,000 26,275,525 -------------- TOTAL AGENCY OBLIGATIONS............................... 2,338,533,328 -------------- BONDS -- (57.7%) Agence Francaise de Developpement 1.250%, 06/09/14................................. 89,216 90,100,130 Asian Development Bank 2.750%, 05/21/14................................. 50,000 51,847,499 Australia & New Zealand Banking Group, Ltd. Floating Rate Note (r) 1.090%, 01/10/14................................. 750 754,569 Bank Nederlandse Gemeenten NV 1.500%, 03/28/14................................. 25,000 25,315,550 5.000%, 05/16/14................................. 14,254 15,187,780 Bank of New York Mellon Corp. (The) 5.125%, 08/27/13................................. 13,500 14,022,909 4.300%, 05/15/14................................. 17,455 18,456,323 Bank of Nova Scotia 2.250%, 01/22/13................................. 34,700 34,824,122 2.375%, 12/17/13................................. 60,700 62,023,928 Bank of Nova Scotia Floating Rate Note (r) 0.894%, 12/13/13................................. 35,000 35,182,315 (r) 0.937%, 02/10/14................................. 75,000 75,238,125 Berkshire Hathaway Finance Corp. 5.000%, 08/15/13................................. 8,200 8,496,512 1.500%, 01/10/14................................. 1,800 1,822,333 Berkshire Hathaway Finance Corp. Floating Rate Note (r) 0.680%, 01/10/14................................. 4,100 4,116,990 Berkshire Hathaway, Inc. Floating Rate Note (r) 1.135%, 08/15/14................................. 12,700 12,846,723 BNP Paribas SA 2.125%, 12/21/12................................. 31,446 31,489,238 Caisse d'Amortissement de la Dette Sociale 1.375%, 01/27/14................................. 45,000 45,492,660 3.500%, 07/01/14................................. 63,000 66,061,800 1.250%, 07/11/14................................. 92,000 93,219,000 Commonwealth Bank of Australia 3.750%, 10/15/14................................. 7,954 8,390,675 Commonwealth Bank of Australia Floating Rate Note (r) 1.144%, 06/14/13................................. 50,000 50,241,750 (r) 1.580%, 01/17/14................................. 49,000 49,549,584 (r) 1.119%, 03/17/14................................. 5,609 5,642,766 Eksportfinans ASA Floating Rate Note #(r) 0.553%, 04/05/13................................. 40,800 40,473,967 European Investment Bank 1.250%, 02/14/14................................. 91,300 92,357,254 2.375%, 03/14/14................................. 5,000 5,133,700 3.000%, 04/08/14................................. 40,000 41,465,200 1.500%, 05/15/14................................. 45,000 45,735,750 4.750%, 10/15/14................................. 25,000 27,061,000 18 DFA ONE-YEAR FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT VALUE+ -------- ------------ (000) General Electric Capital Corp. 1.875%, 09/16/13.................................. $ 25,000 $ 25,327,900 5.400%, 09/20/13.................................. 33,090 34,499,601 2.100%, 01/07/14.................................. 80,300 81,756,803 5.900%, 05/13/14.................................. 10,000 10,791,530 General Electric Capital Corp. Floating Rate Note (r) 1.016%, 04/24/14.................................. 19,600 19,753,292 (r) 0.649%, 09/15/14.................................. 36,004 35,877,122 Inter-American Development Bank 3.000%, 04/22/14.................................. 25,000 25,960,150 International Business Machines Corp. 2.100%, 05/06/13.................................. 19,950 20,127,754 Japan Bank for International Cooperation. 2.125%, 11/05/12.................................. 40,000 40,000,000 Johnson & Johnson 0.700%, 05/15/13.................................. 86,000 86,233,490 JPMorgan Chase & Co. 1.650%, 09/30/13.................................. 50,400 50,971,486 5.375%, 01/15/14.................................. 8,614 9,095,798 2.050%, 01/24/14.................................. 27,000 27,471,690 JPMorgan Chase & Co. Floating Rate Note (r) 1.116%, 01/24/14.................................. 105,400 106,063,809 (r) 1.139%, 05/02/14.................................. 6,300 6,337,372 Kingdom of Sweden 1.000%, 06/03/14.................................. 14,000 14,152,600 Kommunalbanken AS 1.000%, 06/16/14.................................. 13,000 13,117,130 2.875%, 10/27/14.................................. 25,000 25,943,925 Kommunekredit 0.750%, 09/02/14.................................. 18,000 18,104,652 Kreditanstalt fur Wiederaufbau 4.000%, 10/15/13.................................. 25,150 26,022,202 1.375%, 01/13/14.................................. 130,500 132,102,540 1.500%, 04/04/14.................................. 56,000 56,938,728 Landeskreditbank Baden-Wuerttemberg Foerderbank 1.750%, 02/18/14.................................. 40,000 40,639,040 Landwirtschaftliche Rentenbank 3.250%, 03/15/13.................................. 6,000 6,064,680 2.250%, 03/11/14.................................. 4,650 4,765,571 Manitoba, Province of Canada 2.125%, 04/22/13.................................. 24,600 24,810,330 1.375%, 04/28/14.................................. 29,790 30,232,084 National Australia Bank, Ltd. 2.250%, 04/11/14.................................. 1,600 1,635,651 3.375%, 07/08/14.................................. 5,000 5,239,550 National Australia Bank, Ltd. Floating Rate Note (r) 1.580%, 01/17/14.................................. 60,000 60,709,380 (r) 1.513%, 01/30/14.................................. 51,930 52,505,073 (r) 1.587%, 02/14/14.................................. 35,750 36,114,435 Nederlandse Waterschapsbank NV 1.375%, 05/16/14.................................. 97,210 98,417,348 1.250%, 10/20/14.................................. 13,000 13,159,900 Nordea Bank Finland P.L.C. Floating Rate Note (r) 0.793%, 04/05/13.................................. 14,000 14,016,422 (r) 1.231%, 04/09/14.................................. 80,000 80,169,440 (r) 0.840%, 10/15/14.................................. 90,000 89,968,410 Nordic Investment Bank 2.625%, 10/06/14.................................. 8,400 8,768,760 NRW.Bank 1.625%, 01/17/14.................................. 10,872 10,989,592 2.500%, 02/19/14.................................. 6,300 6,434,612 Oesterreichische Kontrollbank AG 1.375%, 01/21/14.................................. 3,244 3,279,846 Ontario Electricity Financial Corp. 7.450%, 03/31/13.................................. 12,036 12,382,252 Ontario, Province of Canada 1.375%, 01/27/14.................................. 132,518 134,244,710 4.100%, 06/16/14.................................. 71,000 75,223,080 Private Export Funding Corp. 3.550%, 04/15/13.................................. 4,000 4,061,388 Quebec, Province of Canada 4.875%, 05/05/14.................................. 39,400 41,988,580 Rabobank Nederland NV 1.850%, 01/10/14.................................. 123,655 125,462,836 Rabobank Nederland NV Floating Rate Note (r) 0.515%, 07/25/13.................................. 28,500 28,516,872 (r) 0.680%, 01/17/14.................................. 38,000 38,024,396 Royal Bank of Canada 2.250%, 03/15/13.................................. 34,777 35,041,966 2.100%, 07/29/13.................................. 32,275 32,690,863 1.125%, 01/15/14.................................. 19,200 19,359,936 Royal Bank of Canada Floating Rate Note (r) 0.630%, 04/17/14.................................. 124,333 124,731,612 19 DFA ONE-YEAR FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ----------- -------------- (000) Societe Financement del'Economie Francaise 3.375%, 05/05/14.............................. $ 10,000 $ 10,427,780 2.875%, 09/22/14.............................. 186,000 194,109,228 State of North Rhine-Westphalia 1.625%, 09/17/14.............................. 19,000 19,326,230 Svensk Exportkredit AB Floating Rate Note (r) 0.523%, 03/23/14.............................. 24,000 23,971,920 Svenska Handelsbanken Floating Rate Note (r) 0.835%, 03/18/13.............................. 75,000 75,124,350 (r) 0.922%, 08/30/13.............................. 19,500 19,548,048 Toronto-Dominion Bank (The) Floating Rate Note (r) 0.494%, 07/26/13.............................. 92,000 92,153,548 Total Capital Canada, Ltd. Floating Rate Note (r) 0.528%, 05/13/13.............................. 62,300 62,356,880 (r) 0.710%, 01/17/14.............................. 45,000 45,229,725 Toyota Motor Credit Corp. 1.375%, 08/12/13.............................. 61,600 62,130,376 Toyota Motor Credit Corp. Floating Rate Note (r) 0.730%, 01/17/14.............................. 17,500 17,578,137 Wachovia Corp. 5.500%, 05/01/13.............................. 41,925 42,958,367 5.700%, 08/01/13.............................. 10,000 10,401,420 Wal-Mart Stores, Inc. 4.250%, 04/15/13.............................. 29,200 29,707,233 4.550%, 05/01/13.............................. 39,250 40,055,488 1.625%, 04/15/14.............................. 13,530 13,749,768 3.200%, 05/15/14.............................. 2,900 3,022,870 Wells Fargo & Co. 4.375%, 01/31/13.............................. 68,791 69,457,310 Westpac Banking Corp. 2.250%, 11/19/12.............................. 48,100 48,135,450 2.100%, 08/02/13.............................. 3,304 3,346,090 Westpac Banking Corp. Floating Rate Note (r) 1.138%, 12/09/13.............................. 4,705 4,737,013 (r) 1.387%, 02/14/14.............................. 2,225 2,231,169 (r) 1.092%, 03/31/14.............................. 60,000 60,359,220 -------------- TOTAL BONDS......................................... 4,128,965,961 -------------- COMMERCIAL PAPER -- (8.1%) Banque et Caisse d'Epargne del'Etat 0.310%, 11/21/12.............................. 20,000 19,998,135 0.491%, 11/26/12.............................. 50,000 49,994,005 0.290%, 12/27/12.............................. 94,000 93,966,659 0.270%, 01/10/13.............................. 30,000 29,985,326 BNP Paribas Finance, Inc. 0.480%, 11/01/12.............................. 35,000 34,999,863 0.390%, 12/27/12.............................. 85,000 84,970,122 Caisse des Depots et Consignations 0.255%, 12/20/12.............................. 40,000 39,989,816 0.270%, 12/20/12.............................. 30,000 29,992,362 Standard Chartered Bank 0.310%, 11/02/12.............................. 15,000 14,999,859 0.400%, 11/19/12.............................. 35,000 34,996,423 0.380%, 12/04/12.............................. 30,000 29,994,108 0.380%, 12/11/12.............................. 55,000 54,986,096 0.380%, 12/18/12.............................. 15,000 14,995,279 0.380%, 12/20/12.............................. 10,000 9,996,667 0.330%, 01/07/13.............................. 10,000 9,994,843 0.310%, 01/22/13.............................. 30,000 29,979,387 -------------- TOTAL COMMERCIAL PAPER.............................. 583,838,950 -------------- SHARES ----------- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares............................. 26,522,287 26,522,287 -------------- 20 DFA ONE-YEAR FIXED INCOME PORTFOLIO CONTINUED SHARES/ FACE AMOUNT VALUE+ ---------- -------------- (000) SECURITIES LENDING COLLATERAL -- (1.1%) (S)@ DFA Short Term Investment Fund.................. 6,655,140 $ 76,999,969 @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $209,324 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $209,954) to be repurchased at $203,224........................................ $ 203 203,222 -------------- TOTAL SECURITIES LENDING COLLATERAL......................................... 77,203,191 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $7,138,990,121).............................. $7,155,063,717 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- -------------- ------- -------------- Agency Obligations.......... -- $2,338,533,328 -- $2,338,533,328 Bonds....................... -- 4,128,965,961 -- 4,128,965,961 Commercial Paper............ -- 583,838,950 -- 583,838,950 Temporary Cash Investments.. $26,522,287 -- -- 26,522,287 Securities Lending Collateral................ -- 77,203,191 -- 77,203,191 ----------- -------------- -- -------------- TOTAL....................... $26,522,287 $7,128,541,430 -- $7,155,063,717 =========== ============== == ============== See accompanying Notes to Financial Statements. 21 DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT^ VALUE+ ------- ------------ (000) BONDS -- (77.4%) AUSTRALIA -- (0.6%) Australia & New Zealand Banking Group, Ltd. (u) 2.400%, 01/11/13.................................... 7,445 $ 7,464,975 National Australia Bank, Ltd. (u) 5.350%, 06/12/13.................................... 10,800 11,097,605 Westpac Banking Corp., Ltd. (u) 2.250%, 11/19/12.................................... 10,000 10,007,370 ------------ TOTAL AUSTRALIA........................................... 28,569,950 ------------ AUSTRIA -- (3.2%) KA Finanz AG 2.250%, 03/24/14.................................... 14,000 18,605,091 Oesterreichische Kontrollbank AG #(u) 1.750%, 03/11/13.................................... 19,000 19,088,160 #(u) 1.375%, 01/21/14.................................... 18,000 18,198,900 Republic of Austria (u) 3.250%, 06/25/13.................................... 92,700 94,371,196 ------------ TOTAL AUSTRIA............................................. 150,263,347 ------------ CANADA -- (18.1%) Bank of Nova Scotia 3.430%, 07/16/14.................................... 132,000 136,239,860 British Columbia, Province of Canada 5.500%, 04/24/13.................................... 15,400 15,725,347 7.500%, 06/09/14.................................... 108,000 118,845,957 Canada Housing Trust 2.750%, 09/15/14.................................... 134,000 138,112,240 GE Capital Canada Funding Co. 2.950%, 02/10/14.................................... 32,000 32,597,547 Ontario, Province of Canada 5.500%, 04/17/13.................................... 6,000 6,120,451 3.250%, 09/08/14.................................... 126,000 130,738,483 Quebec, Province of Canada (u) 4.875%, 05/05/14.................................... 12,500 13,321,250 Royal Bank of Canada 4.970%, 06/05/14.................................... 128,200 135,344,543 Toronto-Dominion Bank (The) 5.141%, 11/19/12.................................... 11,900 11,930,502 (e) 4.875%, 01/23/13.................................... 14,800 19,376,659 4.854%, 02/13/13.................................... 63,700 64,402,853 Total Capital Canada, Ltd. Floating Rate Note (r)(u)0.710%, 01/17/14.................................... 31,540 31,701,012 ------------ TOTAL CANADA.............................................. 854,456,704 ------------ DENMARK -- (2.3%) Kingdom of Denmark 4.000%, 11/15/12.................................... 400,000 69,555,318 Kommunekredit A.S. (u) 1.250%, 09/03/13.................................... 40,000 40,302,000 ------------ TOTAL DENMARK............................................. 109,857,318 ------------ FINLAND -- (0.7%) Nordea Bank Finland P.L.C. Floating Rate Note (r)(u)0.783%, 01/27/14.................................... 34,000 34,014,620 ------------ FRANCE -- (7.7%) BNP Paribas SA #(u) 2.125%, 12/21/12.................................... 19,700 19,727,087 Caisse d'Amortissement de la Dette Sociale SA (u) 1.625%, 11/27/12.................................... 17,600 17,612,496 (u) 1.625%, 03/17/14.................................... 40,000 40,613,600 (u) 3.500%, 07/01/14.................................... 61,662 64,658,773 Caisse des Depots et Consignations SA (u) 1.750%, 03/26/13.................................... 15,000 15,061,155 French Treasury Note BTAN 2.500%, 01/12/14.................................... 35,800 47,727,703 Societe Financement de L'economie Francaise SA 3.125%, 06/30/14.................................... 76,300 103,493,149 Total Capital SA 3.500%, 02/27/14.................................... 2,134 2,874,970 Unedic SA 2.375%, 03/31/14.................................... 37,200 49,569,607 ------------ TOTAL FRANCE.............................................. 361,338,540 ------------ GERMANY -- (6.4%) Kreditanstalt fur Wiederaufbau (z) 5.125%, 07/22/13.................................... 13,000 10,854,182 (u) 1.375%, 01/13/14.................................... 20,000 20,245,600 1.750%, 08/04/14.................................... 55,000 73,291,107 22 DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT^ VALUE+ ---------- ------------ (000) GERMANY -- (Continued) (c) 2.875%, 08/26/14................................. 10,598 $ 10,896,707 (c) 4.950%, 10/14/14................................. 18,445 19,733,149 Landeskreditbank Baden-Wuerttemberg Foerderbank (u) 1.000%, 10/15/13................................. 17,000 17,090,814 3.250%, 01/29/14................................. 10,000 13,453,676 Landwirtschaftliche Rentenbank (c) 4.250%, 11/16/12................................. 6,600 6,613,877 (u) 5.000%, 02/15/13................................. 5,000 5,064,550 (j) 1.375%, 04/25/13................................. 1,000,000 12,594,826 #(u) 4.125%, 07/15/13................................. 17,000 17,445,910 NRW.Bank (u) 1.375%, 08/26/13................................. 2,000 2,011,400 (g) 1.625%, 12/15/13................................. 10,000 16,273,176 3.375%, 03/18/14................................. 55,667 75,214,882 ------------ TOTAL GERMANY.......................................... 300,783,856 ------------ JAPAN -- (2.7%) Japan Finance Corp. (u) 2.125%, 11/05/12................................. 63,700 63,700,000 Japan Finance Organization For Municipalities 1.350%, 11/26/13................................. 5,141,000 65,211,296 ------------ TOTAL JAPAN............................................ 128,911,296 ------------ NETHERLANDS -- (9.5%) Bank Nederlandse Gemeenten NV (g) 4.375%, 12/14/12................................. 3,700 5,995,400 (u) 3.750%, 07/15/13................................. 18,913 19,347,810 4.000%, 07/15/14................................. 78,000 107,387,293 Nederlandse Waterschapsbank NV 4.250%, 09/16/14................................. 20,000 27,826,758 Netherlands Government 1.000%, 01/15/14................................. 75,000 98,318,903 Rabobank Nederland NV 4.375%, 01/22/14................................. 98,500 133,677,696 SNS Bank NV 3.500%, 03/10/14................................. 39,860 53,870,156 ------------ TOTAL NETHERLANDS...................................... 446,424,016 ------------ NORWAY -- (0.3%) Kommunalbanken AS (u) 2.000%, 01/14/13................................. 15,000 15,040,710 ------------ SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (8.8%) Council of Europe Development Bank (u) 4.250%, 04/22/13................................. 48,200 49,033,860 (u) 4.500%, 06/30/14................................. 10,000 10,647,200 Eurofima (u) 1.875%, 05/28/13................................. 10,000 10,076,200 European Financial Stability Facility (e) 1.000%, 03/12/14................................. 103,000 134,875,905 European Investment Bank #(u) 1.125%, 08/15/14................................. 43,700 44,217,670 (z) 6.500%, 09/10/14................................. 56,542 49,205,685 (e) 4.250%, 10/15/14................................. 33,000 46,161,590 European Union (e) 3.125%, 04/03/14................................. 16,200 21,884,026 Inter-American Development Bank (c) 4.250%, 12/02/12................................. 6,560 6,588,243 International Bank for Reconstruction & Development (c) 4.300%, 12/15/12................................. 15,500 15,575,269 (u) 1.750%, 07/15/13................................. 25,000 25,257,050 ------------ TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS........... 413,522,698 ------------ SWEDEN -- (5.8%) Kommuninvest I Sverige AB (z) 3.600%, 05/21/14................................. 2,300 1,896,197 Nordea Bank AB (u) 2.500%, 11/13/12................................. 27,500 27,511,880 (e) 4.500%, 05/12/14................................. 54,628 74,947,602 Svensk Exportkredit AB (e) 3.625%, 05/27/14................................. 90,785 123,407,918 Svenska Handelsbanken AB (e) 4.875%, 03/25/14................................. 31,498 43,261,249 ------------ TOTAL SWEDEN........................................... 271,024,846 ------------ UNITED KINGDOM -- (2.1%) Network Rail Infrastructure Finance P.L.C. (u) 3.500%, 06/17/13................................. 97,000 98,918,272 ------------ UNITED STATES -- (9.2%) General Electric Capital Corp. # 2.100%, 01/07/14................................. $ 48,000 48,870,816 23 DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ---------- -------------- (000) UNITED STATES -- (Continued) 5.900%, 05/13/14............................... 35,764 $ 38,594,828 General Electric Capital Corp. Floating Rate Note (r) 0.981%, 04/07/14............................... 17,000 17,102,952 Johnson & Johnson 0.700%, 05/15/13............................... 52,000 52,141,180 JPMorgan Chase & Co. # 2.050%, 01/24/14............................... 44,000 44,768,680 Microsoft Corp. 2.950%, 06/01/14............................... 38,274 39,780,541 Procter & Gamble Co. (The) (e) 4.500%, 05/12/14............................... 60,352 83,126,369 Toyota Motor Credit Corp. # 1.375%, 08/12/13............................... 11,100 11,195,571 (e) 4.625%, 09/18/13............................... 56,727 76,254,846 Wal-Mart Stores, Inc. # 4.550%, 05/01/13............................... 19,047 19,437,883 -------------- TOTAL UNITED STATES.................................. 431,273,666 -------------- TOTAL BONDS.......................................... 3,644,399,839 -------------- AGENCY OBLIGATIONS -- (15.4%) Federal Home Loan Bank # 0.375%, 01/29/14............................... 35,000 35,050,260 # 1.375%, 05/28/14............................... 95,000 96,715,510 Federal National Mortgage Association 1.250%, 02/27/14............................... 105,000 106,508,220 # 2.750%, 03/13/14............................... 250,000 258,423,250 # 4.125%, 04/15/14............................... 150,000 158,343,300 # 1.125%, 06/27/14............................... 68,000 68,934,456 -------------- TOTAL AGENCY OBLIGATIONS............................. 723,974,996 -------------- COMMERCIAL PAPER -- (4.9%) Banque et Caisse d'Epargne de L'Etat 0.270%, 01/10/13............................... 15,000 14,992,663 Coca-Cola Co. (The) 0.210%, 02/20/13............................... 39,500 39,474,194 Standard Chartered Bank 0.310%, 11/02/12............................... 25,000 24,999,770 0.754%, 12/14/12............................... 110,000 109,960,410 Total Capital Canada, Ltd. 0.150%, 12/06/12............................... 25,000 24,996,354 Toyota Motor Credit Corp. 0.502%, 03/05/13............................... 15,000 14,987,344 -------------- TOTAL COMMERCIAL PAPER............................... 229,410,735 -------------- SHARES/ FACE AMOUNT VALUE+ ---------- -------------- (000) SECURITIES LENDING COLLATERAL -- (2.3%) (S)@ DFA Short Term Investment Fund................ 9,334,486 $ 108,000,000 @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,995,232) to be repurchased $1,956,129 $ 1,956 1,956,110 -------------- TOTAL SECURITIES LENDING COLLATERAL.................. 109,956,110 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $4,719,187,859).............................. $4,707,741,680 ============== 24 DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- -------------- ------- -------------- Bonds Australia.............................. -- $ 28,569,950 -- $ 28,569,950 Austria................................ -- 150,263,347 -- 150,263,347 Canada................................. -- 854,456,704 -- 854,456,704 Denmark................................ -- 109,857,318 -- 109,857,318 Finland................................ -- 34,014,620 -- 34,014,620 France................................. -- 361,338,540 -- 361,338,540 Germany................................ -- 300,783,856 -- 300,783,856 Japan.................................. -- 128,911,296 -- 128,911,296 Netherlands............................ -- 446,424,016 -- 446,424,016 Norway................................. -- 15,040,710 -- 15,040,710 Supranational Organization Obligations. -- 413,522,698 -- 413,522,698 Sweden................................. -- 271,024,846 -- 271,024,846 United Kingdom......................... -- 98,918,272 -- 98,918,272 United States.......................... -- 431,273,666 -- 431,273,666 Agency Obligations........................ -- 723,974,996 -- 723,974,996 Commercial Paper.......................... -- 229,410,735 -- 229,410,735 Securities Lending Collateral............. -- 109,956,110 -- 109,956,110 Forward Currency Contracts**.............. -- (20,274,582) -- (20,274,582) -- -------------- -- -------------- TOTAL..................................... -- $4,687,467,098 -- $4,687,467,098 == ============== == ============== ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 25 DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT^ VALUE+ ------- ------------ (000) BONDS -- (94.4%) AUSTRALIA -- (7.8%) Commonwealth Bank of Australia (u) 1.900%, 09/18/17.................................... 10,000 $ 10,159,000 National Australia Bank, Ltd. 5.750%, 06/24/13.................................... 9,900 10,402,122 Queensland Treasury Corp. 6.000%, 08/14/13.................................... 10,000 10,631,968 Toyota Finance Australia, Ltd. 5.460%, 12/17/12.................................... 3,200 3,325,427 (z) 3.980%, 01/23/14.................................... 9,000 7,443,274 Westpac Banking Corp. 6.250%, 04/19/13.................................... 4,000 4,204,489 6.375%, 12/10/13.................................... 8,000 8,551,913 (u) 2.000%, 08/14/17.................................... 10,425 10,686,073 ------------ TOTAL AUSTRALIA........................................... 65,404,266 ------------ AUSTRIA -- (3.4%) KA Finanz AG 2.250%, 03/24/14.................................... 3,200 4,252,592 Republic of Austria 4.300%, 09/15/17.................................... 16,000 24,146,827 ------------ TOTAL AUSTRIA............................................. 28,399,419 ------------ CANADA -- (14.5%) Alberta Capital Finance Authority 5.000%, 12/02/13.................................... 12,000 12,510,999 Bank of Nova Scotia 5.040%, 04/08/13.................................... 22,000 22,377,552 British Columbia, Province of Canada 4.700%, 12/18/12.................................... 11,000 11,060,135 5.500%, 04/24/13.................................... 4,500 4,595,069 Export Development Canada (n) 3.000%, 03/14/13.................................... 45,000 7,932,796 GE Capital Canada Funding Co. 5.150%, 06/06/13.................................... 6,500 6,651,770 Ontario, Province of Canada (n) 3.000%, 05/14/13.................................... 42,260 7,457,263 (u) 4.100%, 06/16/14.................................... 8,000 8,475,840 Royal Bank of Canada (e) 3.250%, 01/18/13.................................... 6,600 8,605,869 5.060%, 07/17/13.................................... 3,500 3,595,459 (u) 2.100%, 07/29/13.................................... 8,800 8,913,388 Toronto-Dominion Bank (The) 4.854%, 02/13/13.................................... 19,000 19,209,642 ------------ TOTAL CANADA.............................................. 121,385,782 ------------ DENMARK -- (1.4%) FIH Erhvervsbank A.S. (u) 1.750%, 12/06/12.................................... 5,000 5,006,000 (e) 2.125%, 03/21/13.................................... 5,000 6,527,375 ------------ TOTAL DENMARK............................................. 11,533,375 ------------ FINLAND -- (5.4%) Finnish Government 3.875%, 09/15/17.................................... 15,000 22,368,960 Municipality Finance P.L.C. (n) 2.750%, 09/16/13.................................... 6,500 1,150,352 (s) 2.000%, 05/28/14.................................... 90,000 13,726,123 Nordea Bank Finland P.L.C. Floating Rate Note (r)(u)0.793%, 04/05/13.................................... 8,000 8,009,384 ------------ TOTAL FINLAND............................................. 45,254,819 ------------ FRANCE -- (5.0%) Caisse d'Amortissement de la Dette Sociale SA (u) 1.625%, 11/27/12.................................... 2,400 2,401,704 France, Government of 3.750%, 04/25/17.................................... 8,000 11,691,207 Societe Financement del'Economie Francaise SA 3.000%, 04/07/14.................................... 14,000 18,852,240 Societe Generale SA (u) 2.750%, 10/12/17.................................... 4,000 4,030,364 Unedic SA 2.375%, 03/31/14.................................... 4,000 5,330,065 ------------ TOTAL FRANCE.............................................. 42,305,580 ------------ GERMANY -- (6.1%) Kreditanstalt fur Wiederaufbau (n) 3.375%, 01/18/13.................................... 26,470 4,658,029 (t) 4.500%, 03/26/13.................................... 1,400 1,459,962 (z) 5.125%, 07/22/13.................................... 7,000 5,844,559 (s) 3.250%, 05/05/14.................................... 50,000 7,742,662 Land Nordrhein-Westfalen (n) 3.250%, 05/28/14.................................... 3,670 656,149 Landwirtschaftliche Rentenbank (n) 4.820%, 03/11/13.................................... 37,000 6,559,123 (u) 4.875%, 01/10/14.................................... 13,500 14,211,180 26 DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT^ VALUE+ ------- ----------- (000) GERMANY -- (Continued) NRW.Bank (n) 3.500%, 05/21/13..................................... 56,000 $ 9,912,048 ----------- TOTAL GERMANY.............................................. 51,043,712 ----------- NETHERLANDS -- (11.0%) Bank Nederlandse Gemeenten NV (t) 5.500%, 06/03/13..................................... 974 1,021,467 (n) 4.250%, 10/02/13..................................... 26,500 4,752,049 (t) 6.250%, 11/12/13..................................... 3,000 3,196,846 (n) 3.750%, 11/25/13..................................... 25,000 4,471,629 3.750%, 03/14/14..................................... 5,000 6,785,799 Nederlandse Waterschapsbank NV (u) 1.375%, 05/16/14..................................... 23,000 23,285,660 Netherlands Government 4.500%, 07/15/17..................................... 10,000 15,218,141 Rabobank Nederland NV (t) 6.000%, 01/15/13..................................... 2,000 2,085,141 (z) 5.125%, 03/12/13..................................... 2,000 1,654,564 (n) 4.000%, 05/29/13..................................... 35,000 6,189,536 (s) 3.250%, 01/20/14..................................... 55,000 8,430,475 SNS Bank NV 3.500%, 03/10/14..................................... 1,500 2,027,226 Toyota Motor Finance Netherlands BV (z) 3.530%, 01/29/13..................................... 16,600 13,649,006 ----------- TOTAL NETHERLANDS.......................................... 92,767,539 ----------- NEW ZEALAND -- (2.9%) New Zealand Government 6.500%, 04/15/13..................................... 29,000 24,279,906 ----------- NORWAY -- (2.1%) Kommunalbanken AS 3.000%, 03/26/13..................................... 15,000 2,643,176 3.500%, 02/24/14..................................... 7,000 1,256,427 Norway Government 6.500%, 05/15/13..................................... 75,000 13,477,716 ----------- TOTAL NORWAY............................................... 17,377,319 ----------- SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (10.9%) Asian Development Bank (t) 0.500%, 03/27/13..................................... 4,000 4,114,821 Eurofima (t) 6.000%, 01/28/14..................................... 8,000 8,556,066 European Financial Stability Facility (e) 1.625%, 09/15/17..................................... 18,000 23,969,476 European Investment Bank (n) 3.125%, 01/07/13..................................... 59,000 10,369,421 (z) 6.500%, 09/10/14..................................... 3,000 2,610,751 Inter-American Development Bank (z) 0.500%, 01/29/13..................................... 10,000 8,183,328 (z) 0.500%, 02/13/13..................................... 16,000 13,082,574 (t) 1.000%, 03/18/13..................................... 3,800 3,911,277 International Bank for Reconstruction & Development (t) 1.000%, 11/20/12..................................... 4,500 4,667,189 (s) 2.250%, 11/08/13..................................... 20,800 3,172,071 International Finance Corp. (t) 5.100%, 11/26/12..................................... 6,200 6,439,945 Nordic Investment Bank (z) 5.250%, 02/26/14..................................... 2,542 2,154,991 ----------- TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS............... 91,231,910 ----------- SWEDEN -- (5.3%) City of Gothenburg Sweden AB 4.700%, 11/13/12..................................... 75,000 11,316,317 Kommuninvest I Sverige AB (t) 4.900%, 02/26/13..................................... 10,500 10,940,321 (z) 3.600%, 05/21/14..................................... 5,000 4,122,167 Nordea Bank AB (e) 4.500%, 05/12/14..................................... 12,000 16,463,558 Svensk Exportkredit AB (n) 3.000%, 06/10/13..................................... 10,000 1,766,790 ----------- TOTAL SWEDEN............................................... 44,609,153 ----------- UNITED KINGDOM -- (3.9%) Lloyds TSB Bank P.L.C. (u) 4.200%, 03/28/17..................................... 4,000 4,422,800 Royal Bank of Scotland Group P.L.C. (u) 2.550%, 09/18/15..................................... 4,000 4,100,448 United Kingdom Gilt 1.000%, 09/07/17..................................... 15,000 24,402,260 ----------- TOTAL UNITED KINGDOM....................................... 32,925,508 ----------- 27 DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ------------ (000) UNITED STATES -- (14.7%) AFLAC, Inc. 2.650%, 02/15/17.................................... $ 4,000 $ 4,206,012 American Express Co. 6.150%, 08/28/17.................................... 5,000 6,075,480 Anadarko Petroleum Corp. 5.950%, 09/15/16.................................... 4,000 4,646,448 Bank of America Corp. 6.000%, 09/01/17.................................... 4,000 4,670,736 Berkshire Hathaway Finance Corp. 1.600%, 05/15/17.................................... 10,000 10,213,550 Capital One Financial Corp. 6.750%, 09/15/17.................................... 4,000 4,922,768 Citigroup, Inc. 6.000%, 08/15/17.................................... 4,000 4,708,480 Computer Sciences Corp. 2.500%, 09/15/15.................................... 4,000 4,085,580 DIRECTV Holdings and Financing Co., Inc. 2.400%, 03/15/17.................................... 4,000 4,121,432 Enbridge Energy Partners LP 5.875%, 12/15/16.................................... 2,000 2,349,740 Exelon Generation Co. LLC 6.200%, 10/01/17.................................... 4,000 4,767,780 Goldman Sachs Group, Inc. (The) 6.250%, 09/01/17.................................... 4,000 4,700,140 Hartford Financial Services Group, Inc. 4.000%, 10/15/17.................................... 5,142 5,594,722 Hewlett-Packard Co. 2.600%, 09/15/17.................................... 4,000 3,895,304 JPMorgan Chase & Co. 3.150%, 07/05/16.................................... 4,000 4,235,292 Kinder Morgan Energy Partners LP 6.000%, 02/01/17.................................... 4,000 4,733,752 Lorillard Tobacco Co. 2.300%, 08/21/17.................................... 4,000 4,046,300 Morgan Stanley 6.250%, 08/28/17.................................... 4,000 4,558,648 Panhandle Eastern Pipeline Co. LP 6.200%, 11/01/17.................................... 1,725 2,075,092 Pitney Bowes, Inc. 5.750%, 09/15/17.................................... 2,971 3,258,245 PPL Energy Supply LLC 6.200%, 05/15/16.................................... 4,000 4,596,732 Qwest Corp. 6.500%, 06/01/17.................................... 4,000 4,693,760 Safeway, Inc. 3.400%, 12/01/16.................................... 4,000 4,191,520 Walgreen Co. 1.800%, 09/15/17.................................... 1,500 1,519,950 Watson Pharmaceuticals, Inc. 1.875%, 10/01/17.................................... 4,000 4,054,520 WellPoint, Inc. 5.875%, 06/15/17.................................... 4,000 4,736,576 Wells Fargo Bank NA (e) 6.000%, 05/23/13.................................... 5,500 7,345,443 ------------ TOTAL UNITED STATES....................................... 123,004,002 ------------ TOTAL BONDS............................................... 791,522,290 ------------ AGENCY OBLIGATIONS -- (5.6%) Federal Home Loan Mortgage Corporation 1.000%, 09/29/17.................................... 47,000 47,357,670 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $835,065,170)..................................... $838,879,960 ============ 28 DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- ------------ ------- ------------ Bonds Australia.............................. -- $ 65,404,266 -- $ 65,404,266 Austria................................ -- 28,399,419 -- 28,399,419 Canada................................. -- 121,385,782 -- 121,385,782 Denmark................................ -- 11,533,375 -- 11,533,375 Finland................................ -- 45,254,819 -- 45,254,819 France................................. -- 42,305,580 -- 42,305,580 Germany................................ -- 51,043,712 -- 51,043,712 Netherlands............................ -- 92,767,539 -- 92,767,539 New Zealand............................ -- 24,279,906 -- 24,279,906 Norway................................. -- 17,377,319 -- 17,377,319 Supranational Organization Obligations. -- 91,231,910 -- 91,231,910 Sweden................................. -- 44,609,153 -- 44,609,153 United Kingdom......................... -- 32,925,508 -- 32,925,508 United States.......................... -- 123,004,002 -- 123,004,002 Agency Obligations........................ -- 47,357,670 -- 47,357,670 Forward Currency Contracts**.............. -- (3,401,759) -- (3,401,759) -- ------------ -- ------------ TOTAL..................................... -- $835,478,201 -- $835,478,201 == ============ == ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 29 DFA SHORT-TERM GOVERNMENT PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ---------- -------------- (000) AGENCY OBLIGATIONS -- (97.9%) Federal Farm Credit Bank 1.125%, 02/27/14............................ $ 4,000 $ 4,045,000 2.625%, 04/17/14............................ 62,500 64,623,000 1.625%, 11/19/14............................ 80,000 82,124,720 4.875%, 12/16/15............................ 12,000 13,690,260 4.875%, 01/17/17............................ 12,000 14,086,680 Federal Home Loan Bank 1.875%, 06/21/13............................ 27,000 27,288,576 5.125%, 08/14/13............................ 38,000 39,478,466 4.500%, 09/16/13............................ 147,500 153,028,447 3.625%, 10/18/13............................ 26,000 26,847,938 0.375%, 11/27/13............................ 20,000 20,030,660 0.875%, 12/27/13............................ 4,000 4,029,064 0.875%, 12/12/14............................ 2,900 2,932,567 2.750%, 03/13/15............................ 92,700 97,879,520 2.875%, 06/12/15............................ 70,020 74,506,672 1.750%, 09/11/15............................ 45,165 46,835,111 1.375%, 12/11/15............................ 30,185 31,033,108 1.625%, 12/11/15............................ 21,500 22,222,572 5.000%, 12/21/15............................ 45,385 51,737,039 3.125%, 03/11/16............................ 98,890 107,361,511 5.375%, 05/18/16............................ 93,000 108,741,273 2.125%, 06/10/16............................ 108,000 113,854,680 5.125%, 10/19/16............................ 27,345 32,090,697 1.625%, 12/09/16............................ 19,000 19,756,884 4.750%, 12/16/16............................ 102,500 119,878,465 4.875%, 05/17/17............................ 8,000 9,490,176 1.000%, 06/21/17............................ 146,210 147,865,097 0.750%, 09/08/17............................ 59,000 58,713,437 Tennessee Valley Authority 4.750%, 08/01/13............................ 20,000 20,660,860 4.375%, 06/15/15............................ 20,580 22,691,385 -------------- TOTAL AGENCY OBLIGATIONS....................... 1,537,523,865 -------------- U.S. TREASURY OBLIGATIONS -- (1.5%) U.S. Treasury Note 0.875%, 01/31/17............................ 22,900 23,168,365 -------------- SHARES ---------- TEMPORARY CASH INVESTMENTS -- (0.6%) BlackRock Liquidity Funds FedFund Portfolio. 9,320,205 9,320,205 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,549,577,345)........................ $1,570,012,435 ============== 30 DFA SHORT-TERM GOVERNMENT PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ---------- -------------- ------- -------------- Agency Obligations......... -- $1,537,523,865 -- $1,537,523,865 U.S. Treasury Obligations.. -- 23,168,365 -- 23,168,365 Temporary Cash Investments. $9,320,205 -- -- 9,320,205 ---------- -------------- -- -------------- TOTAL...................... $9,320,205 $1,560,692,230 -- $1,570,012,435 ========== ============== == ============== See accompanying Notes to Financial Statements. 31 DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT^ VALUE+ ------- ------------ (000) BONDS -- (87.9%) AUSTRALIA -- (4.1%) Commonwealth Bank of Australia #(u) 3.500%, 03/19/15..................................... 31,000 $ 32,774,595 #(u) 1.900%, 09/18/17..................................... 31,650 32,153,235 National Australia Bank, Ltd. (g) 5.375%, 12/08/14..................................... 64,115 112,051,988 Westpac Banking Corp. (u) 3.000%, 08/04/15..................................... 59,135 62,397,537 #(u) 3.000%, 12/09/15..................................... 25,000 26,566,925 #(u) 2.000%, 08/14/17..................................... 8,500 8,712,866 ------------ TOTAL AUSTRALIA........................................... 274,657,146 ------------ AUSTRIA -- (4.7%) Oesterreichische Kontrollbank AG #(u) 1.750%, 10/05/15..................................... 50,000 51,525,000 (u) 4.875%, 02/16/16..................................... 30,065 33,907,307 (u) 2.000%, 06/03/16..................................... 63,934 66,235,624 Republic of Austria 3.200%, 02/20/17..................................... 18,000 25,795,443 4.300%, 09/15/17..................................... 88,000 132,807,549 ------------ TOTAL AUSTRIA............................................. 310,270,923 ------------ CANADA -- (13.8%) Bank of Nova Scotia (u) 2.050%, 10/07/15..................................... 66,600 69,333,930 #(u) 2.900%, 03/29/16..................................... 68,605 73,034,413 #(u) 2.550%, 01/12/17..................................... 36,400 38,530,237 British Columbia, Province of Canada (u) 2.100%, 05/18/16..................................... 73,900 77,683,680 #(u) 1.200%, 04/25/17..................................... 97,000 98,853,282 Manitoba, Province of Canada #(u) 1.300%, 04/03/17..................................... 38,000 38,877,800 Ontario, Province of Canada (u) 5.450%, 04/27/16..................................... 9,000 10,448,100 (u) 2.300%, 05/10/16..................................... 60,000 63,258,000 #(u) 1.600%, 09/21/16..................................... 74,000 76,342,988 #(u) 4.950%, 11/28/16..................................... 20,000 23,292,000 Royal Bank of Canada (u) 2.625%, 12/15/15..................................... 40,300 42,568,044 (u) 2.875%, 04/19/16..................................... 56,700 60,411,582 (u) 2.300%, 07/20/16..................................... 66,040 69,120,304 Toronto-Dominion Bank (The) (u) 2.500%, 07/14/16..................................... 10,000 10,555,310 #(u) 2.375%, 10/19/16..................................... 157,484 165,578,993 ------------ TOTAL CANADA.............................................. 917,888,663 ------------ DENMARK -- (1.6%) Kingdom of Denmark 2.500%, 11/15/16..................................... 550,000 104,004,170 ------------ FINLAND -- (5.2%) Finnish Government 1.875%, 04/15/17..................................... 72,500 99,269,896 3.875%, 09/15/17..................................... 55,000 82,019,520 Municipality Finance P.L.C. (u) 2.375%, 05/16/16..................................... 89,200 93,797,368 (u) 1.625%, 04/25/17..................................... 71,000 72,669,920 ------------ TOTAL FINLAND............................................. 347,756,704 ------------ FRANCE -- (7.7%) Agence Francaise de Developpement SA (u) 2.500%, 07/15/15..................................... 25,000 26,014,500 Caisse d'Amortissement de la Dette Sociale SA (g) 2.250%, 12/07/15..................................... 65,000 108,586,817 (u) 5.250%, 11/02/16..................................... 15,000 17,314,770 (u) 2.125%, 04/12/17..................................... 52,300 54,192,528 France, Government of 5.000%, 10/25/16..................................... 98,500 149,154,371 3.750%, 04/25/17..................................... 19,000 27,766,617 Total Capital International SA #(u) 1.500%, 02/17/17..................................... 16,368 16,652,803 (u) 1.550%, 06/28/17..................................... 61,500 62,805,030 Total Capital SA #(u) 3.125%, 10/02/15..................................... 37,835 40,497,449 (u) 2.300%, 03/15/16..................................... 9,697 10,169,244 ------------ TOTAL FRANCE.............................................. 513,154,129 ------------ GERMANY -- (7.8%) Bundesobligation 1.250%, 10/14/16..................................... 80,000 107,683,534 Kreditanstalt fur Wiederaufbau 2.000%, 09/07/16..................................... 10,000 13,685,530 (g) 3.750%, 09/07/16..................................... 20,000 35,740,955 1.375%, 02/21/17..................................... 74,000 98,912,080 4.125%, 07/04/17..................................... 23,000 34,444,790 32 DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT^ VALUE+ ------- ------------ (000) GERMANY -- (Continued) Landeskreditbank Baden-Wuerttemberg Foerderbank (u) 2.250%, 07/15/16................................... 34,000 $ 35,548,360 (u) 1.625%, 04/25/17................................... 56,000 57,215,200 Landwirtschaftliche Rentenbank (u) 2.500%, 02/15/16................................... 31,000 32,884,800 (u) 2.125%, 07/15/16................................... 47,200 49,644,960 (u) 5.000%, 11/08/16................................... 13,000 15,159,300 (g) 3.250%, 12/07/16................................... 22,000 38,795,610 ------------ TOTAL GERMANY............................................ 519,715,119 ------------ IRELAND -- (0.2%) GE Capital UK Funding (g) 5.625%, 12/12/14................................... 7,097 12,452,178 ------------ JAPAN -- (2.4%) Development Bank of Japan, Inc. (u) 5.125%, 02/01/17................................... 12,100 14,161,840 #(u) 5.125%, 02/01/17................................... 26,800 31,366,720 Japan Finance Corp. #(u) 2.500%, 01/21/16................................... 13,000 13,726,882 (u) 2.250%, 07/13/16................................... 74,100 77,921,337 (u) 1.125%, 07/19/17................................... 20,000 19,930,560 ------------ TOTAL JAPAN.............................................. 157,107,339 ------------ NETHERLANDS -- (9.2%) Bank Nederlandse Gemeenten NV (g) 2.375%, 12/23/15................................... 17,000 28,502,781 (u) 2.500%, 01/11/16................................... 5,000 5,243,500 (g) 5.250%, 02/26/16................................... 6,928 12,628,240 (u) 5.125%, 10/05/16................................... 70,000 80,493,000 (u) 5.250%, 01/31/17................................... 30,200 35,201,120 Nederlandse Waterschapsbank NV #(u) 2.125%, 06/16/16................................... 90,000 93,312,000 3.000%, 07/12/16................................... 10,000 14,008,606 (g) 2.125%, 09/07/16................................... 10,802 17,976,690 4.125%, 01/23/17................................... 4,000 5,877,343 #(u) 2.125%, 02/09/17................................... 51,700 53,468,140 Netherlands Government 4.500%, 07/15/17................................... 65,000 98,917,915 Rabobank Nederland NV (g) 5.125%, 10/27/14................................... 12,338 21,413,965 (g) 4.000%, 09/10/15................................... 48,500 83,960,006 (u) 2.125%, 10/13/15................................... 40,000 41,288,160 4.375%, 05/05/16................................... 5,000 7,170,469 Shell International Finance BV (u) 5.200%, 03/22/17................................... 3,000 3,551,700 (u) 1.125%, 08/21/17................................... 10,000 10,107,670 ------------ TOTAL NETHERLANDS........................................ 613,121,305 ------------ NORWAY -- (1.7%) Kommunalbanken AS (u) 2.375%, 01/19/16................................... 71,000 74,698,816 (u) 1.375%, 06/08/17................................... 25,000 25,392,500 Statoil ASA (u) 3.125%, 08/17/17................................... 10,000 10,958,100 TOTAL NORWAY............................................. 111,049,416 SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (8.8%) African Development Bank #(u) 1.125%, 03/15/17................................... 82,000 83,377,600 Council of Europe Development Bank #(u) 1.250%, 09/22/16................................... 94,000 95,240,800 #(u) 1.500%, 02/22/17................................... 17,000 17,358,700 #(u) 1.500%, 06/19/17................................... 60,000 61,200,000 Eurofima (u) 5.250%, 04/07/16................................... 29,800 33,938,028 European Financial Stability Facility (e) 2.750%, 07/18/16................................... 25,000 34,788,340 (e) 2.000%, 05/15/17................................... 5,000 6,776,182 (e) 1.625%, 09/15/17................................... 10,000 13,316,375 European Investment Bank (g) 3.000%, 12/07/15................................... 15,700 26,938,823 (g) 4.875%, 09/07/16................................... 20,600 37,948,782 (g) 3.250%, 12/07/16................................... 41,000 71,771,794 (e) 3.125%, 03/03/17................................... 29,000 41,409,573 (u) 1.125%, 09/15/17................................... 6,000 6,056,400 European Union (e) 2.750%, 06/03/16................................... 38,000 53,206,600 ------------ TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS............. 583,327,997 ------------ SWEDEN -- (3.8%) Kommuninvest I Sverige AB (u) 1.625%, 02/13/17................................... 71,600 73,672,104 33 DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT^ VALUE+ ----------- -------------- (000) SWEDEN -- (Continued) Svensk Exportkredit AB (u) 5.125%, 03/01/17.............................. 70,312 $ 81,948,636 #(u) 1.750%, 05/30/17.............................. 94,955 97,376,352 -------------- TOTAL SWEDEN........................................ 252,997,092 -------------- UNITED KINGDOM -- (4.5%) Barclays Bank P.L.C. 1.500%, 04/04/17.............................. 28,000 46,319,488 Lloyds TSB Bank P.L.C. 1.500%, 05/02/17.............................. 40,500 67,011,556 Network Rail Infrastructure Finance P.L.C (u) 1.250%, 08/31/16.............................. 17,000 17,355,300 United Kingdom Gilt 1.000%, 09/07/17.............................. 106,000 172,442,637 -------------- TOTAL UNITED KINGDOM................................ 303,128,981 -------------- UNITED STATES -- (12.4%) 3M Co. 1.375%, 09/29/16.............................. $ 75,421 77,273,264 # 1.000%, 06/26/17.............................. 48,405 48,591,455 Bank of New York Mellon Corp. (The) 2.500%, 01/15/16.............................. 16,017 16,829,879 # 2.300%, 07/28/16.............................. 23,235 24,429,953 Berkshire Hathaway Finance Corp. 2.450%, 12/15/15.............................. 14,862 15,646,847 # 1.600%, 05/15/17.............................. 28,700 29,312,888 Berkshire Hathaway, Inc. # 2.200%, 08/15/16.............................. 73,200 76,628,761 # 1.900%, 01/31/17.............................. 41,300 42,585,504 Colgate-Palmolive Co. 1.300%, 01/15/17.............................. 7,000 7,125,146 General Electric Capital Corp. 3.500%, 06/29/15.............................. 82,800 87,863,386 4.375%, 09/21/15.............................. 6,000 6,569,388 2.250%, 11/09/15.............................. 32,000 33,125,568 # 2.950%, 05/09/16.............................. 9,000 9,522,378 2.900%, 01/09/17.............................. 3,000 3,176,313 Google, Inc. 2.125%, 05/19/16.............................. 54,025 56,798,589 Johnson & Johnson # 2.150%, 05/15/16.............................. 118,000 123,761,822 Procter & Gamble Co. (The) 1.450%, 08/15/16.............................. 17,180 17,617,334 Toyota Motor Credit Corp. # 2.800%, 01/11/16.............................. 103,000 108,843,808 2.000%, 09/15/16.............................. 19,800 20,528,897 # 2.050%, 01/12/17.............................. 3,000 3,115,641 1.750%, 05/22/17.............................. 4,500 4,616,253 Wal-Mart Stores, Inc. # 5.375%, 04/05/17.............................. 9,000 10,656,306 -------------- TOTAL UNITED STATES................................. 824,619,380 -------------- TOTAL BONDS......................................... 5,845,250,542 -------------- AGENCY OBLIGATIONS -- (6.5%) Federal Home Loan Bank # 1.000%, 06/21/17.............................. 40,000 40,452,800 Federal Home Loan Mortgage Corporation # 1.000%, 03/08/17.............................. 49,000 49,494,900 1.250%, 05/12/17.............................. 54,300 55,431,503 # 1.000%, 06/29/17.............................. 70,000 70,675,920 1.000%, 09/29/17.............................. 4,000 4,030,440 Federal National Mortgage Association 5.000%, 02/13/17.............................. 82,000 96,910,962 # 1.125%, 04/27/17.............................. 100,000 101,685,200 5.000%, 05/11/17.............................. 10,000 11,878,730 -------------- TOTAL AGENCY OBLIGATIONS............................ 430,560,455 -------------- SHARES/ FACE AMOUNT (000) ----------- SECURITIES LENDING COLLATERAL -- (5.6%) (S)@ DFA Short Term Investment Fund................. 32,497,839 376,000,000 @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $686,893) to be repurchased........ $673,432..................................... $ 673 673,425 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 376,673,425 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $6,478,045,479)............................. $6,652,484,422 ============== 34 DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- -------------- ------- -------------- Bonds Australia.................. -- $ 274,657,146 -- $ 274,657,146 Austria.................... -- 310,270,923 -- 310,270,923 Canada..................... -- 917,888,663 -- 917,888,663 Denmark.................... -- 104,004,170 -- 104,004,170 Finland.................... -- 347,756,704 -- 347,756,704 France..................... -- 513,154,129 -- 513,154,129 Germany.................... -- 519,715,119 -- 519,715,119 Ireland.................... -- 12,452,178 -- 12,452,178 Japan...................... -- 157,107,339 -- 157,107,339 Netherlands................ -- 613,121,305 -- 613,121,305 Norway..................... -- 111,049,416 -- 111,049,416 Supranational Organization Obligations.............. -- 583,327,997 -- 583,327,997 Sweden..................... -- 252,997,092 -- 252,997,092 United Kingdom............. -- 303,128,981 -- 303,128,981 United States.............. -- 824,619,380 -- 824,619,380 Agency Obligations............ -- 430,560,455 -- 430,560,455 Securities Lending Collateral. -- 376,673,425 -- 376,673,425 Forward Currency Contracts**.. -- (29,146,324) -- (29,146,324) -- -------------- -- -------------- TOTAL......................... -- $6,623,338,098 -- $6,623,338,098 == ============== == ============== ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 35 DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT^ VALUE+ --------- ----------- (000) BONDS -- (98.0%) AUSTRIA -- (3.6%) Republic of Austria 4.650%, 01/15/18................................... 3,220 $ 4,954,039 ----------- CANADA -- (7.3%) British Columbia, Province of Canada 2.700%, 12/18/22................................... 4,300 4,314,811 Manitoba, Province of Canada 4.400%, 09/05/25................................... 1,200 1,371,707 Ontario, Province of Canada 3.150%, 06/02/22................................... 4,300 4,453,530 ----------- TOTAL CANADA............................................. 10,140,048 ----------- DENMARK -- (3.8%) Kingdom of Denmark 4.000%, 11/15/19................................... 600 126,594 1.500%, 11/15/23................................... 800 139,104 7.000%, 11/10/24................................... 17,900 5,013,561 ----------- TOTAL DENMARK............................................ 5,279,259 ----------- FINLAND -- (3.7%) Finnish Government 4.375%, 07/04/19................................... 2,150 3,356,142 1.625%, 09/15/22................................... 1,400 1,793,550 ----------- TOTAL FINLAND............................................ 5,149,692 ----------- FRANCE -- (16.5%) Caisse d'Amortissement de la Dette Sociale SA 4.125%, 04/25/17................................... 900 1,327,068 3.375%, 04/25/21................................... 2,600 3,717,118 France, Government of 4.250%, 10/25/17................................... 2,200 3,297,206 4.250%, 10/25/18................................... 2,400 3,638,947 3.750%, 04/25/21................................... 3,900 5,771,193 6.000%, 10/25/25................................... 2,800 4,995,956 ----------- TOTAL FRANCE............................................. 22,747,488 ----------- GERMANY -- (3.7%) Kreditanstalt fur Wiederaufbau 4.375%, 07/04/18................................... 1,610 2,473,756 3.500%, 07/04/21................................... 375 560,637 4.625%, 01/04/23................................... 1,240 2,016,471 ----------- TOTAL GERMANY............................................ 5,050,864 ----------- JAPAN -- (19.0%) Japan Government Ten Year Bond 1.400%, 03/20/20................................... 405,000 5,418,102 1.200%, 06/20/21................................... 1,070,000 14,060,695 Japan Government Twenty Year Bond 2.100%, 12/20/26................................... 485,000 6,757,594 ----------- TOTAL JAPAN.............................................. 26,236,391 ----------- LUXEMBOURG -- (3.6%) Luxembourg Government 3.375%, 05/18/20................................... 3,400 5,040,507 ----------- NETHERLANDS -- (4.5%) Bank Nederlandse Gemeenten NV (g) 5.375%, 06/07/21................................... 600 1,174,012 Netherlands Government 4.000%, 07/15/18................................... 1,800 2,722,841 3.750%, 01/15/23................................... 1,480 2,261,930 ----------- TOTAL NETHERLANDS........................................ 6,158,783 ----------- NEW ZEALAND -- (3.3%) New Zealand Government 5.500%, 04/15/23................................... 4,700 4,533,559 ----------- NORWAY -- (3.0%) Norway Government 3.750%, 05/25/21................................... 20,400 4,099,966 ----------- SINGAPORE -- (3.6%) Singapore Government 3.000%, 09/01/24................................... 5,300 4,975,952 ----------- SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (9.4%) Council of Europe Development Bank (e) 3.000%, 07/13/20................................... 2,800 3,941,383 European Investment Bank (g) 5.375%, 06/07/21................................... 880 1,750,712 (j) 1.900%, 01/26/26................................... 149,000 1,951,392 European Union (e) 3.250%, 04/04/18................................... 1,810 2,627,655 36 DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT^ VALUE+ ------- ------------ (000) SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (Continued) (e) 3.000%, 09/04/26................................... 1,925 $ 2,668,981 ------------ TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS............. 12,940,123 ------------ SWEDEN -- (2.3%) Sweden Government 4.250%, 03/12/19................................... 17,600 3,147,457 ------------ UNITED KINGDOM -- (10.7%) Network Rail Infrastructure Finance P.L.C. 4.625%, 07/21/20................................... 900 1,758,433 4.750%, 01/22/24................................... 200 399,212 United Kingdom Gilt 4.000%, 03/07/22................................... 2,680 5,187,437 1.750%, 09/07/22................................... 4,680 7,476,051 ------------ TOTAL UNITED KINGDOM..................................... 14,821,133 ------------ TOTAL BONDS.............................................. 135,275,261 ------------ AGENCY OBLIGATIONS -- (2.0%) Federal Home Loan Bank 5.375%, 05/15/19................................... 1,000 1,257,948 5.375%, 09/30/22................................... 500 654,575 5.750%, 06/12/26................................... 100 136,047 Tennessee Valley Authority 3.875%, 02/15/21................................... 600 702,127 ------------ TOTAL AGENCY OBLIGATIONS................................. 2,750,697 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $136,350,170).................................... $138,025,958 ============ 37 DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- ------------ ------- ------------ Bonds Austria......................... -- $ 4,954,039 -- $ 4,954,039 Canada.......................... -- 10,140,048 -- 10,140,048 Denmark......................... -- 5,279,259 -- 5,279,259 Finland......................... -- 5,149,692 -- 5,149,692 France.......................... -- 22,747,488 -- 22,747,488 Germany......................... -- 5,050,864 -- 5,050,864 Japan........................... -- 26,236,391 -- 26,236,391 Luxembourg...................... -- 5,040,507 -- 5,040,507 Netherlands..................... -- 6,158,783 -- 6,158,783 New Zealand..................... -- 4,533,559 -- 4,533,559 Norway.......................... -- 4,099,966 -- 4,099,966 Singapore....................... -- 4,975,952 -- 4,975,952 Supranational Organization Obligations................... -- 12,940,123 -- 12,940,123 Sweden.......................... -- 3,147,457 -- 3,147,457 United Kingdom.................. -- 14,821,133 -- 14,821,133 Agency Obligations................. -- 2,750,697 -- 2,750,697 Forward Currency Contracts**....... -- (1,673,928) -- (1,673,928) -- ------------ -- ------------ TOTAL.............................. -- $136,352,030 -- $136,352,030 == ============ == ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 38 DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ -------- -------------- (000) AGENCY OBLIGATIONS -- (66.3%) Federal Farm Credit Bank 5.580%, 07/03/13.................................. $ 23,000 $ 23,829,172 3.880%, 07/08/13.................................. 7,000 7,175,532 4.920%, 08/26/13.................................. 4,125 4,283,973 4.710%, 10/18/13.................................. 7,000 7,302,757 4.900%, 01/16/14.................................. 5,700 6,019,308 5.300%, 02/18/14.................................. 12,000 12,781,368 5.250%, 06/05/14.................................. 14,400 15,531,120 4.375%, 06/30/14.................................. 3,915 4,185,487 3.000%, 09/22/14.................................. 7,000 7,357,413 8.160%, 09/30/14.................................. 3,615 4,154,333 4.700%, 12/10/14.................................. 4,000 4,352,884 4.550%, 02/03/15.................................. 4,500 4,923,086 4.375%, 02/17/15.................................. 14,300 15,609,380 4.875%, 12/16/15.................................. 15,000 17,112,825 6.030%, 03/21/16.................................. 4,700 5,568,292 5.125%, 08/25/16.................................. 8,000 9,356,464 4.875%, 01/17/17.................................. 9,435 11,075,652 2.875%, 02/10/17.................................. 32,000 34,722,688 5.050%, 03/08/17.................................. 10,000 11,748,460 5.625%, 08/18/17.................................. 4,000 4,893,120 5.100%, 09/03/19.................................. 9,000 11,248,659 5.320%, 09/03/19.................................. 21,300 26,532,814 5.150%, 11/15/19.................................. 11,200 14,048,810 4.670%, 05/07/20.................................. 5,600 6,875,792 5.350%, 08/07/20.................................. 6,700 8,594,579 3.650%, 12/21/20.................................. 44,000 50,959,348 5.250%, 03/02/21.................................. 6,100 7,684,365 5.220%, 02/22/22.................................. 5,000 6,387,970 5.210%, 12/19/22.................................. 21,200 27,361,335 5.250%, 03/06/23.................................. 6,000 7,681,290 5.220%, 05/15/23.................................. 48,100 62,201,333 Federal Home Loan Bank 5.375%, 06/14/13.................................. 41,400 42,722,896 4.500%, 09/16/13.................................. 11,000 11,412,291 6.395%, 06/03/14.................................. 5,200 5,701,374 5.250%, 06/18/14.................................. 50,300 54,372,288 6.700%, 06/25/14.................................. 12,500 13,826,287 5.500%, 08/13/14.................................. 35,500 38,819,037 4.500%, 11/14/14.................................. 4,000 4,338,740 2.875%, 06/12/15.................................. 15,000 15,961,155 2.875%, 09/11/15.................................. 10,000 10,671,510 1.375%, 12/11/15.................................. 10,000 10,280,970 4.875%, 03/11/16.................................. 13,600 15,556,550 5.375%, 05/18/16.................................. 44,000 51,447,484 2.125%, 06/10/16.................................. 21,500 22,665,515 5.375%, 09/09/16.................................. 6,000 7,075,500 5.125%, 10/19/16.................................. 14,700 17,251,170 4.750%, 12/16/16.................................. 58,000 67,833,668 3.625%, 03/10/17.................................. 20,000 22,389,920 4.875%, 05/17/17.................................. 87,500 103,798,800 5.000%, 11/17/17.................................. 117,600 141,779,618 3.125%, 12/08/17.................................. 30,000 33,287,220 1.750%, 12/14/18.................................. 5,000 5,176,825 1.875%, 03/08/19.................................. 24,000 24,991,992 5.375%, 05/15/19.................................. 29,500 37,109,466 1.625%, 06/14/19.................................. 40,810 41,846,288 5.125%, 08/15/19.................................. 5,295 6,584,772 4.500%, 09/13/19.................................. 22,000 26,567,266 4.125%, 12/13/19.................................. 20,000 23,734,040 4.125%, 03/13/20.................................. 55,000 65,188,750 3.000%, 03/18/20.................................. 14,000 15,466,318 3.375%, 06/12/20.................................. 29,000 32,936,750 4.625%, 09/11/20.................................. 25,650 31,545,550 5.000%, 03/12/21.................................. 5,200 6,688,448 5.625%, 06/11/21.................................. 10,180 13,307,398 2.625%, 12/10/21.................................. 37,345 40,023,906 5.000%, 12/10/21.................................. 45,500 57,642,358 2.500%, 03/11/22.................................. 11,000 11,681,351 5.250%, 06/10/22.................................. 7,225 9,298,430 5.750%, 06/10/22.................................. 19,500 25,906,004 5.375%, 09/30/22.................................. 21,600 28,277,618 4.750%, 03/10/23.................................. 49,200 61,848,238 5.375%, 08/15/24.................................. 9,000 11,902,464 4.375%, 03/13/26.................................. 20,100 24,364,034 Tennessee Valley Authority 4.750%, 08/01/13.................................. 12,500 12,913,038 4.375%, 06/15/15.................................. 13,500 14,885,019 5.500%, 07/18/17.................................. 13,500 16,419,078 6.250%, 12/15/17.................................. 46,000 58,358,268 4.500%, 04/01/18.................................. 44,700 52,899,187 3.875%, 02/15/21.................................. 54,550 63,835,065 6.750%, 11/01/25.................................. 32,200 47,496,803 -------------- TOTAL AGENCY OBLIGATIONS............................. 2,001,646,326 -------------- U.S. TREASURY OBLIGATIONS -- (33.2%) U.S. Treasury Bonds 11.250%, 02/15/15................................. 25,000 31,210,951 10.625%, 08/15/15................................. 11,000 14,120,392 9.875%, 11/15/15.................................. 14,800 19,024,941 9.250%, 02/15/16.................................. 16,500 21,245,037 7.250%, 05/15/16.................................. 34,000 42,072,348 39 DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ----------- -------------- (000) 7.500%, 11/15/16................................. $ 36,800 $ 46,989,000 9.000%, 11/15/18................................. 21,200 31,323,000 8.125%, 08/15/19................................. 30,800 45,150,890 8.750%, 08/15/20................................. 39,400 61,442,448 8.125%, 05/15/21................................. 49,100 75,905,556 7.250%, 08/15/22................................. 35,000 53,035,920 6.250%, 08/15/23................................. 35,000 50,492,960 7.500%, 11/15/24................................. 41,300 66,247,761 6.000%, 02/15/26................................. 37,000 53,921,728 6.750%, 08/15/26................................. 47,500 73,988,660 U.S. Treasury Notes 4.000%, 02/15/14................................. 10,500 11,007,360 4.250%, 08/15/14................................. 15,500 16,593,478 4.250%, 11/15/14................................. 500 540,000 4.125%, 05/15/15................................. 10,000 10,953,910 2.625%, 02/29/16................................. 22,400 24,017,011 3.250%, 05/31/16................................. 10,000 10,981,250 4.875%, 08/15/16................................. 18,200 21,171,714 3.000%, 09/30/16................................. 37,000 40,529,467 3.125%, 04/30/17................................. 30,000 33,309,360 2.250%, 07/31/18................................. 81,000 87,245,829 3.625%, 02/15/20................................. 50,500 59,136,308 -------------- TOTAL U.S. TREASURY OBLIGATIONS..................... 1,001,657,279 -------------- SHARES ----------- TEMPORARY CASH INVESTMENTS -- (0.5%) BlackRock Liquidity Funds FedFund Portfolio...... 16,463,808 16,463,808 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,761,788,241)............................. $3,019,767,413 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- -------------- ------- -------------- Agency Obligations......... -- $2,001,646,326 -- $2,001,646,326 U.S. Treasury Obligations.. -- 1,001,657,279 -- 1,001,657,279 Temporary Cash Investments. $16,463,808 -- -- 16,463,808 ----------- -------------- -- -------------- TOTAL...................... $16,463,808 $3,003,303,605 -- $3,019,767,413 =========== ============== == ============== See accompanying Notes to Financial Statements. 40 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------- ----------- (000) AGENCY OBLIGATIONS -- (4.1%) Federal Farm Credit Bank # 4.875%, 12/16/15....................................... $ 1,935 $ 2,207,554 Federal Home Loan Bank # 0.500%, 11/20/15....................................... 10,000 10,014,660 # 4.875%, 05/17/17....................................... 16,500 19,573,488 Federal Home Loan Mortgage Corporation # 5.125%, 10/18/16....................................... 5,000 5,880,155 # 5.000%, 04/18/17....................................... 14,000 16,582,034 1.250%, 05/12/17....................................... 5,000 5,104,190 1.000%, 07/28/17....................................... 6,000 6,062,640 Federal National Mortgage Association 4.875%, 12/15/16....................................... 5,000 5,850,410 1.250%, 01/30/17....................................... 5,000 5,121,785 5.000%, 02/13/17....................................... 5,000 5,909,205 Tennessee Valley Authority 6.000%, 03/15/13....................................... 4,000 4,084,480 ----------- TOTAL AGENCY OBLIGATIONS.................................. 86,390,601 ----------- BONDS -- (88.8%) 3M Co. # 1.000%, 06/26/17....................................... 7,000 7,026,964 ACE INA Holdings, Inc. 5.600%, 05/15/15....................................... 3,567 3,999,374 # 2.600%, 11/23/15....................................... 9,000 9,431,478 Adobe Systems, Inc. # 3.250%, 02/01/15....................................... 10,000 10,558,530 Aetna, Inc. 6.000%, 06/15/16....................................... 5,000 5,833,045 Aflac, Inc. # 3.450%, 08/15/15....................................... 1,875 2,004,255 2.650%, 02/15/17....................................... 13,760 14,468,681 African Development Bank 1.125%, 03/15/17....................................... 7,000 7,117,600 Air Products & Chemicals, Inc. 2.000%, 08/02/16....................................... 12,850 13,361,623 Allstate Corp. (The) # 7.500%, 06/15/13....................................... 2,100 2,190,178 6.200%, 05/16/14....................................... 6,000 6,502,938 Altria Group, Inc. 4.125%, 09/11/15....................................... 8,520 9,334,325 American Express Credit Corp. 5.875%, 05/02/13....................................... 1,000 1,026,688 7.300%, 08/20/13....................................... 3,800 4,004,292 2.800%, 09/19/16....................................... 11,500 12,245,821 Ameriprise Financial, Inc. 5.650%, 11/15/15....................................... 2,000 2,276,676 Amgen, Inc. # 4.850%, 11/18/14....................................... 5,569 6,032,452 Anadarko Petroleum Corp. 5.950%, 09/15/16....................................... 6,275 7,289,115 Anheuser-Busch Cos., Inc. 5.000%, 01/15/15....................................... 2,000 2,186,474 5.050%, 10/15/16....................................... 5,303 6,110,472 Aon Corp. 3.500%, 09/30/15....................................... 3,000 3,167,145 Applied Materials, Inc. 2.650%, 06/15/16....................................... 2,500 2,644,558 Archer-Daniels-Midland Co. 7.125%, 03/01/13....................................... 800 817,239 Arrow Electronics, Inc. 6.875%, 07/01/13....................................... 3,000 3,118,170 Asian Development Bank # 2.625%, 02/09/15....................................... 8,000 8,401,600 1.125%, 03/15/17....................................... 5,000 5,090,110 Assurant, Inc. 5.625%, 02/15/14....................................... 3,000 3,117,243 AT&T, Inc. 2.500%, 08/15/15....................................... 8,000 8,427,144 2.400%, 08/15/16....................................... 1,000 1,056,924 Austria Government International Bond 3.250%, 06/25/13....................................... 5,000 5,090,140 1.750%, 06/17/16....................................... 3,000 3,101,400 AutoZone, Inc. 6.950%, 06/15/16....................................... 751 884,319 Avnet, Inc. 6.000%, 09/01/15....................................... 2,000 2,179,238 Baltimore Gas & Electric Co. 6.125%, 07/01/13....................................... 3,750 3,888,615 Bank Nederlandse Gemeenten NV 2.750%, 07/01/15....................................... 14,000 14,725,200 Bank of New York Mellon Corp. (The) 4.950%, 11/01/12....................................... 2,500 2,500,000 4.300%, 05/15/14....................................... 2,000 2,114,732 # 2.950%, 06/18/15....................................... 6,314 6,687,157 Bank of Nova Scotia 2.375%, 12/17/13....................................... 7,000 7,152,677 3.400%, 01/22/15....................................... 2,000 2,123,646 2.900%, 03/29/16....................................... 10,000 10,645,640 41 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) Barclays Bank P.L.C. 5.200%, 07/10/14........................................ $ 7,000 $ 7,484,379 3.900%, 04/07/15........................................ 350 371,972 Barrick Gold Finance Co. 4.875%, 11/15/14........................................ 5,000 5,367,525 Baxter International, Inc. 1.800%, 03/15/13........................................ 2,750 2,764,523 BB&T Corp. 3.375%, 09/25/13........................................ 3,650 3,742,856 5.700%, 04/30/14........................................ 8,000 8,595,904 Becton Dickinson and Co. 1.750%, 11/08/16........................................ 2,541 2,622,287 Belgium Government International Bond 4.250%, 09/03/13........................................ 1,000 1,029,976 2.750%, 03/05/15........................................ 2,000 2,084,520 Bemis Co., Inc. 5.650%, 08/01/14........................................ 2,000 2,151,402 Berkshire Hathaway Finance Corp. # 4.850%, 01/15/15........................................ 5,000 5,462,530 1.600%, 05/15/17........................................ 1,000 1,021,355 Berkshire Hathaway, Inc. # 2.200%, 08/15/16........................................ 5,000 5,234,205 BHP Billiton Finance USA, Ltd. 5.500%, 04/01/14........................................ 4,000 4,277,116 1.625%, 02/24/17........................................ 8,115 8,305,589 BlackRock, Inc. 2.250%, 12/10/12........................................ 1,865 1,868,340 3.500%, 12/10/14........................................ 6,500 6,898,560 BNP Paribas SA 3.250%, 03/11/15........................................ 4,000 4,167,600 Boeing Co. (The) 1.875%, 11/20/12........................................ 3,500 3,502,314 Boston Scientific Corp. 4.500%, 01/15/15........................................ 2,005 2,148,750 6.400%, 06/15/16........................................ 1,000 1,153,847 BP Capital Markets P.L.C. 3.750%, 06/17/13........................................ 2,500 2,549,750 5.250%, 11/07/13........................................ 3,000 3,145,122 # 3.125%, 10/01/15........................................ 5,700 6,091,744 Bristol-Myers Squibb Co. 5.250%, 08/15/13........................................ 6,531 6,783,606 British Columbia, Province of Canada # 2.850%, 06/15/15........................................ 4,000 4,245,600 2.100%, 05/18/16........................................ 5,000 5,256,000 British Telecommunications P.L.C. # 2.000%, 06/22/15........................................ 12,215 12,528,926 Caisse d'Amortissement de la Dette Sociale # 2.375%, 03/31/16........................................ 5,000 5,220,750 2.125%, 04/12/17........................................ 14,800 15,335,553 Campbell Soup Co. 4.875%, 10/01/13........................................ 3,100 3,223,092 Canadian Government 0.875%, 02/14/17........................................ 10,000 10,079,000 Canadian National Railway Co. 4.400%, 03/15/13........................................ 3,450 3,500,856 Canadian Natural Resources, Ltd. 5.150%, 02/01/13........................................ 3,000 3,033,627 1.450%, 11/14/14........................................ 1,335 1,356,586 Capital One Financial Corp. 6.250%, 11/15/13........................................ 1,200 1,265,911 # 7.375%, 05/23/14........................................ 11,000 12,078,495 2.150%, 03/23/15........................................ 2,000 2,055,938 Caterpillar Financial Services Corp. 6.200%, 09/30/13........................................ 5,096 5,363,423 4.750%, 02/17/15........................................ 3,500 3,810,478 2.650%, 04/01/16........................................ 8,000 8,475,392 CenterPoint Energy Resources Corp. 7.875%, 04/01/13........................................ 1,470 1,511,342 Charles Schwab Corp. (The) 4.950%, 06/01/14........................................ 11,667 12,445,656 Cigna Corp. 2.750%, 11/15/16........................................ 10,325 10,883,552 Cisco Systems, Inc. 1.625%, 03/14/14........................................ 8,750 8,894,445 Citigroup, Inc. 6.500%, 08/19/13........................................ 11,000 11,502,876 Coca-Cola Co. (The) # 1.500%, 11/15/15........................................ 5,325 5,471,821 Coca-Cola Refreshments USA, Inc. 7.375%, 03/03/14........................................ 2,100 2,289,771 Comcast Cable Communications Holdings, Inc. 8.375%, 03/15/13........................................ 2,300 2,365,801 Comcast Corp. 5.300%, 01/15/14........................................ 1,000 1,056,650 # 6.500%, 01/15/17........................................ 5,000 6,100,250 Comerica, Inc. 3.000%, 09/16/15........................................ 2,000 2,116,718 Commonwealth Bank of Australia 2.500%, 12/10/12........................................ 1,400 1,402,960 # 2.700%, 11/25/14........................................ 2,000 2,089,080 42 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) Consolidated Edison Co. of New York, Inc. 3.850%, 06/15/13........................................ $ 600 $ 612,665 Constellation Energy Group, Inc. 4.550%, 06/15/15........................................ 8,000 8,723,568 Council of Europe Development Bank # 1.500%, 06/19/17........................................ 13,000 13,260,000 Credit Suisse New York AG 5.000%, 05/15/13........................................ 8,400 8,601,928 Credit Suisse USA, Inc. 5.125%, 01/15/14........................................ 500 523,471 4.875%, 01/15/15........................................ 4,000 4,325,536 CSX Corp. 5.500%, 08/01/13........................................ 500 518,126 CVS Caremark Corp. 4.875%, 09/15/14........................................ 6,500 7,022,944 5.750%, 06/01/17........................................ 1,000 1,204,059 Daimler Finance North America LLC 6.500%, 11/15/13........................................ 12,300 13,030,337 Dell, Inc. 1.400%, 09/10/13........................................ 5,000 5,036,500 2.300%, 09/10/15........................................ 2,701 2,810,928 Detroit Edison Co. (The) 6.400%, 10/01/13........................................ 600 630,448 Deutsche Bank AG 4.875%, 05/20/13........................................ 1,100 1,126,458 3.875%, 08/18/14........................................ 3,200 3,377,357 Deutsche Telekom International Finance BV 5.250%, 07/22/13........................................ 1,500 1,549,488 4.875%, 07/08/14........................................ 1,000 1,066,182 Development Bank of Japan, Inc. 2.875%, 04/20/15........................................ 2,000 2,112,720 5.125%, 02/01/17........................................ 400 468,160 Devon Energy Corp. 5.625%, 01/15/14........................................ 1,100 1,166,702 Diageo Capital P.L.C. 5.200%, 01/30/13........................................ 600 607,273 # 1.500%, 05/11/17........................................ 6,000 6,117,462 Diageo Finance BV 3.250%, 01/15/15........................................ 5,000 5,286,145 DIRECTV Holdings LLC # 4.750%, 10/01/14........................................ 3,000 3,221,556 3.550%, 03/15/15........................................ 9,000 9,544,995 Dominion Resources, Inc. 5.000%, 03/15/13........................................ 600 609,840 1.950%, 08/15/16........................................ 11,000 11,380,182 Dover Corp. 4.875%, 10/15/15........................................ 6,000 6,685,890 Dow Chemical Co. (The) # 2.500%, 02/15/16........................................ 7,650 7,997,585 Dr. Pepper Snapple Group, Inc. 2.900%, 01/15/16........................................ 12,029 12,700,880 DTE Energy Co. 7.625%, 05/15/14........................................ 1,000 1,102,860 Duke Energy Corp. 3.950%, 09/15/14........................................ 1,070 1,132,440 3.350%, 04/01/15........................................ 2,225 2,364,296 1.625%, 08/15/17........................................ 11,100 11,181,585 E.I. Du Pont de Nemours & Co. 3.250%, 01/15/15........................................ 6,000 6,369,132 Eastman Chemical Co. 3.000%, 12/15/15........................................ 4,000 4,209,152 eBay, Inc. 0.875%, 10/15/13........................................ 7,200 7,220,650 1.625%, 10/15/15........................................ 2,300 2,367,337 # 1.350%, 07/15/17........................................ 1,715 1,741,267 Ecolab, Inc. 1.000%, 08/09/15........................................ 10,000 10,046,280 Emerson Electric Co. 5.625%, 11/15/13........................................ 905 952,809 Enbridge Energy Partners LP 4.750%, 06/01/13........................................ 800 815,278 5.875%, 12/15/16........................................ 1,000 1,174,870 EnCana Holdings Finance Corp. 5.800%, 05/01/14........................................ 1,500 1,606,719 Energy Transfer Partners LP 6.000%, 07/01/13........................................ 2,250 2,322,263 Enterprise Products Operating LLC 9.750%, 01/31/14........................................ 600 665,390 5.000%, 03/01/15........................................ 1,000 1,089,645 EOG Resources, Inc. # 2.950%, 06/01/15........................................ 5,000 5,262,645 2.500%, 02/01/16........................................ 2,549 2,673,455 Eurofima 4.250%, 02/04/14........................................ 3,000 3,138,480 5.250%, 04/07/16........................................ 5,000 5,694,300 European Bank for Reconstruction & Development 2.750%, 04/20/15........................................ 2,000 2,105,050 European Investment Bank 2.750%, 03/23/15........................................ 3,000 3,159,150 4.875%, 01/17/17........................................ 5,000 5,834,000 # 1.625%, 06/15/17........................................ 4,000 4,127,600 43 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) Exelon Corp. 4.900%, 06/15/15........................................ $13,500 $14,842,440 Export Development Canada 2.250%, 05/28/15........................................ 1,000 1,047,100 1.250%, 10/26/16........................................ 3,000 3,077,700 Fifth Third Bancorp 6.250%, 05/01/13........................................ 1,000 1,027,911 3.625%, 01/25/16........................................ 14,685 15,824,013 France Telecom SA 4.375%, 07/08/14........................................ 3,350 3,546,812 2.125%, 09/16/15........................................ 6,505 6,714,806 Freeport-McMoRan Copper & Gold, Inc. 2.150%, 03/01/17........................................ 4,180 4,244,894 French Treasury Note BTAN (e) 1.750%, 02/25/17..................................... 28,000 37,756,377 General Electric Capital Corp. 4.800%, 05/01/13........................................ 1,000 1,020,665 3.750%, 11/14/14........................................ 3,000 3,174,606 2.250%, 11/09/15........................................ 2,000 2,070,348 # 2.950%, 05/09/16........................................ 4,000 4,232,168 General Electric Co. 5.000%, 02/01/13........................................ 8,700 8,800,763 Georgia Power Co. 5.250%, 12/15/15........................................ 3,040 3,451,811 GlaxoSmithKline Capital P.L.C. # 1.500%, 05/08/17........................................ 14,000 14,317,170 Goldman Sachs Group, Inc. (The) 5.250%, 04/01/13........................................ 3,000 3,056,052 6.000%, 05/01/14........................................ 1,200 1,286,688 # 5.125%, 01/15/15........................................ 5,900 6,363,864 # 3.625%, 02/07/16........................................ 5,000 5,292,880 Goodrich Corp. 6.290%, 07/01/16........................................ 4,000 4,700,052 Google, Inc. 2.125%, 05/19/16........................................ 14,700 15,454,683 H.J. Heinz Co. 1.500%, 03/01/17........................................ 6,185 6,285,178 Hartford Financial Services Group, Inc. 4.625%, 07/15/13........................................ 2,652 2,716,637 4.000%, 03/30/15........................................ 2,000 2,101,538 Hershey Co. (The) 4.850%, 08/15/15........................................ 500 555,076 1.500%, 11/01/16........................................ 5,000 5,134,150 Hess Corp. # 7.000%, 02/15/14........................................ 3,100 3,346,087 Hewlett-Packard Co. 1.250%, 09/13/13........................................ 4,550 4,551,720 6.125%, 03/01/14........................................ 4,100 4,342,494 # 2.200%, 12/01/15........................................ 3,000 2,992,896 # 2.600%, 09/15/17........................................ 1,000 973,826 Home Depot, Inc. (The) 5.400%, 03/01/16........................................ 900 1,036,572 Howard Hughes Medical Institute 3.450%, 09/01/14........................................ 1,285 1,355,237 HSBC Finance Corp. 4.750%, 07/15/13........................................ 3,000 3,080,034 5.500%, 01/19/16........................................ 2,000 2,220,516 Husky Energy, Inc. 5.900%, 06/15/14........................................ 4,600 4,966,625 ICI Wilmington, Inc. 5.625%, 12/01/13........................................ 1,000 1,045,508 Intel Corp. # 1.950%, 10/01/16........................................ 12,000 12,536,640 Inter-American Development Bank # 1.625%, 07/15/13........................................ 3,000 3,027,777 International Bank for Reconstruction & Development 2.375%, 05/26/15........................................ 2,000 2,100,846 1.000%, 09/15/16........................................ 2,000 2,037,348 0.875%, 04/17/17........................................ 2,000 2,020,868 International Business Machines Corp. 2.100%, 05/06/13........................................ 3,355 3,384,893 International Finance Corp. 2.750%, 04/20/15........................................ 3,000 3,175,923 Japan Finance Corp. 2.125%, 11/05/12........................................ 2,000 2,000,000 2.250%, 07/13/16........................................ 5,000 5,257,850 John Deere Capital Corp. 1.875%, 06/17/13........................................ 6,725 6,785,902 # 2.000%, 01/13/17........................................ 6,600 6,879,741 Johnson & Johnson # 2.150%, 05/15/16........................................ 2,000 2,097,658 Johnson Controls, Inc. 4.875%, 09/15/13........................................ 1,000 1,035,464 # 2.600%, 12/01/16........................................ 5,600 5,875,290 JPMorgan Chase & Co. 4.650%, 06/01/14........................................ 6,000 6,358,698 # 3.400%, 06/24/15........................................ 2,500 2,646,960 3.150%, 07/05/16........................................ 5,000 5,294,115 KeyCorp 6.500%, 05/14/13........................................ 1,500 1,546,478 # 3.750%, 08/13/15........................................ 7,825 8,422,979 Kimberly-Clark Corp. 5.000%, 08/15/13........................................ 400 414,874 44 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) Kinder Morgan Energy Partners LP 5.000%, 12/15/13........................................ $ 2,000 $ 2,091,918 3.500%, 03/01/16........................................ 11,000 11,778,657 Kingdom of Denmark 0.875%, 02/19/13........................................ 5,600 5,610,640 Kommunalbanken AS 2.750%, 05/05/15........................................ 4,000 4,214,800 2.375%, 01/19/16........................................ 1,500 1,578,144 Koninklijke Philips Electronics NV 7.250%, 08/15/13........................................ 1,500 1,574,756 Kreditanstalt fur Wiederaufbau AG 2.625%, 02/16/16........................................ 5,000 5,323,000 2.000%, 06/01/16........................................ 1,000 1,046,800 4.875%, 01/17/17........................................ 5,000 5,840,500 # 1.250%, 02/15/17........................................ 4,000 4,081,548 Kroger Co. (The) # 5.500%, 02/01/13........................................ 1,800 1,820,804 Landeskreditbank Baden-Wuerttemberg Foerderbank 2.250%, 07/15/16........................................ 7,800 8,155,212 Landwirtschaftliche Rentenbank 2.500%, 02/15/16........................................ 5,000 5,304,000 0.875%, 09/12/17........................................ 7,600 7,600,129 Lorillard Tobacco Co. 2.300%, 08/21/17........................................ 4,150 4,198,036 Lowe's Cos, Inc. 5.000%, 10/15/15........................................ 10,000 11,275,970 Macy's Retail Holdings, Inc. 7.450%, 10/15/16........................................ 4,636 5,476,525 Manitoba, Province of Canada # 2.625%, 07/15/15........................................ 8,000 8,456,000 Marsh & McLennan Cos, Inc. 5.750%, 09/15/15........................................ 1,776 2,007,409 2.300%, 04/01/17........................................ 9,080 9,262,263 McKesson Corp. 6.500%, 02/15/14........................................ 1,600 1,713,870 Medtronic, Inc. # 3.000%, 03/15/15........................................ 6,500 6,849,446 Merck & Co., Inc. 4.750%, 03/01/15........................................ 3,000 3,288,441 MetLife, Inc. 5.375%, 12/15/12........................................ 600 603,284 # 5.500%, 06/15/14........................................ 2,081 2,245,461 5.000%, 06/15/15........................................ 5,000 5,537,415 # 6.750%, 06/01/16........................................ 3,000 3,584,541 Microsoft Corp. 2.500%, 02/08/16........................................ 11,000 11,680,669 Molson Coors Brewing Co. 2.000%, 05/01/17........................................ 985 1,017,368 Municipality Finance P.L.C. 2.375%, 05/16/16........................................ 10,000 10,515,400 NASDAQ OMX Group, Inc. (The) 4.000%, 01/15/15........................................ 5,400 5,665,118 National Australia Bank, Ltd. # 5.350%, 06/12/13........................................ 2,000 2,055,112 3.375%, 07/08/14........................................ 3,000 3,143,730 National City Corp. 4.900%, 01/15/15........................................ 11,273 12,281,460 Nederlandse Waterschapsbank NV 3.000%, 03/17/15........................................ 3,000 3,159,348 # 2.125%, 06/16/16........................................ 6,000 6,220,800 Nestle Holdings, Inc. 2.125%, 03/12/14........................................ 6,500 6,648,876 Network Rail Infrastructure Finance P.L.C 1.250%, 08/31/16........................................ 4,600 4,696,140 NextEra Energy Capital Holdings, Inc. 2.550%, 11/15/13........................................ 1,350 1,373,154 NIBC Bank NV 2.800%, 12/02/14........................................ 3,000 3,122,202 Nippon Telegraph & Telephone Corp. 1.400%, 07/18/17........................................ 1,425 1,437,007 Nisource Finance Corp. # 6.150%, 03/01/13........................................ 455 462,624 Nomura Holdings, Inc. 5.000%, 03/04/15........................................ 3,000 3,172,869 Nordic Investment Bank 2.500%, 07/15/15........................................ 5,000 5,276,500 2.250%, 03/15/16........................................ 6,000 6,334,020 Northern Trust Corp. 5.500%, 08/15/13........................................ 2,000 2,080,270 Northrop Grumman Corp. 3.700%, 08/01/14........................................ 1,500 1,576,692 Novartis Capital Corp. 2.900%, 04/24/15........................................ 2,200 2,326,280 Occidental Petroleum Corp. 1.450%, 12/13/13........................................ 4,355 4,406,115 2.500%, 02/01/16........................................ 5,361 5,649,138 Oesterreichische Kontrollbank AG 1.750%, 10/05/15........................................ 1,900 1,957,950 45 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) # 2.000%, 06/03/16........................................ $ 3,800 $ 3,936,800 Omnicom Group, Inc. 5.900%, 04/15/16........................................ 1,475 1,701,464 ONEOK Partners LP # 6.150%, 10/01/16........................................ 11,682 13,776,326 Ontario Electricity Financial Corp. 7.450%, 03/31/13........................................ 1,000 1,028,768 Ontario, Province of Canada 2.300%, 05/10/16........................................ 10,000 10,543,000 # 4.950%, 11/28/16........................................ 10,000 11,646,000 Oracle Corp. 3.750%, 07/08/14........................................ 5,100 5,381,826 # 5.250%, 01/15/16........................................ 4,000 4,571,852 PACCAR Financial Corp. # 0.750%, 08/14/15........................................ 10,000 10,005,470 Pacific Gas & Electric Co. 4.800%, 03/01/14........................................ 1,900 2,001,422 PepsiCo, Inc. 0.875%, 10/25/13........................................ 800 803,439 3.100%, 01/15/15........................................ 868 915,232 Petro-Canada 4.000%, 07/15/13........................................ 680 695,922 Philip Morris International, Inc. 4.875%, 05/16/13........................................ 6,450 6,598,795 6.875%, 03/17/14........................................ 3,800 4,128,681 # 1.625%, 03/20/17........................................ 5,000 5,117,200 Pitney Bowes, Inc. 3.875%, 06/15/13........................................ 5,000 5,076,675 # 4.750%, 01/15/16........................................ 3,000 3,199,713 PNC Funding Corp. 5.400%, 06/10/14........................................ 500 538,216 Potash Corp. of Saskatchewan, Inc. 3.750%, 09/30/15........................................ 3,000 3,243,720 PPG Industries, Inc. # 1.900%, 01/15/16........................................ 3,845 3,978,733 PPL Energy Supply LLC 5.400%, 08/15/14........................................ 900 964,868 Praxair, Inc. 2.125%, 06/14/13........................................ 3,040 3,069,607 Principal Financial Group, Inc. 7.875%, 05/15/14........................................ 760 840,435 Procter & Gamble Co. (The) # 1.800%, 11/15/15........................................ 5,000 5,190,475 Progress Energy, Inc. 5.625%, 01/15/16........................................ 2,000 2,282,258 Prudential Financial, Inc. 5.100%, 09/20/14........................................ 2,365 2,547,632 3.000%, 05/12/16........................................ 9,000 9,535,833 PSEG Power LLC 5.000%, 04/01/14........................................ 1,000 1,055,898 Quest Diagnostics, Inc. 5.450%, 11/01/15........................................ 1,000 1,118,770 # 3.200%, 04/01/16........................................ 2,000 2,109,470 Questar Corp. 2.750%, 02/01/16........................................ 9,390 9,846,316 Qwest Corp. 7.500%, 10/01/14........................................ 5,458 6,072,462 6.500%, 06/01/17........................................ 1,000 1,173,440 Rabobank Nederland NV 4.200%, 05/13/14........................................ 6,000 6,309,000 2.125%, 10/13/15........................................ 16,465 16,995,239 Raytheon Co. # 1.625%, 10/15/15........................................ 3,000 3,064,818 Republic of Finland 2.250%, 03/17/16........................................ 7,000 7,380,800 Reynolds American, Inc. 7.250%, 06/01/13........................................ 1,000 1,037,717 7.625%, 06/01/16........................................ 1,187 1,435,940 Rio Tinto Finance USA, Ltd. 2.500%, 05/20/16........................................ 8,347 8,700,078 2.250%, 09/20/16........................................ 8,000 8,321,704 Royal Bank of Canada 2.100%, 07/29/13........................................ 4,500 4,557,982 2.300%, 07/20/16........................................ 5,500 5,756,536 Ryder System, Inc. 6.000%, 03/01/13........................................ 600 609,052 Safeway, Inc. # 5.625%, 08/15/14........................................ 1,000 1,069,604 Saskatchewan, Province of Canada 7.375%, 07/15/13........................................ 9,000 9,448,578 Sempra Energy # 6.500%, 06/01/16........................................ 8,877 10,512,090 Societe Financement del'Economie Francaise 3.375%, 05/05/14........................................ 2,000 2,085,556 2.875%, 09/22/14........................................ 3,000 3,130,794 Southern California Edison Co. 5.750%, 03/15/14........................................ 800 857,066 Southern Power Co. 4.875%, 07/15/15........................................ 2,000 2,200,996 Southwest Airlines Co. 5.250%, 10/01/14........................................ 3,000 3,208,464 Spectra Energy Capital LLC 5.668%, 08/15/14........................................ 1,500 1,619,858 St. Jude Medical, Inc. 2.200%, 09/15/13........................................ 1,500 1,519,212 46 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) 3.750%, 07/15/14........................................ $ 2,000 $ 2,104,122 State Street Corp. 4.300%, 05/30/14........................................ 5,500 5,823,186 2.875%, 03/07/16........................................ 6,000 6,399,300 SunTrust Banks, Inc. 5.250%, 11/05/12........................................ 3,100 3,100,000 Svensk Exportkredit AB # 2.125%, 07/13/16........................................ 10,000 10,403,000 1.750%, 05/30/17........................................ 5,000 5,127,500 Target Corp. 4.000%, 06/15/13........................................ 1,000 1,020,486 TD Ameritrade Holding Corp. 4.150%, 12/01/14........................................ 8,569 9,162,326 Texas Instruments, Inc. 2.375%, 05/16/16........................................ 9,247 9,731,478 Thermo Fisher Scientific, Inc. 3.200%, 05/01/15........................................ 1,300 1,368,156 Time Warner Cable, Inc. # 3.500%, 02/01/15........................................ 8,000 8,500,368 Time Warner, Inc. 5.875%, 11/15/16........................................ 12,484 14,774,764 TJX Cos., Inc. 4.200%, 08/15/15........................................ 1,575 1,724,085 Toronto-Dominion Bank (The) 2.375%, 10/19/16........................................ 3,000 3,154,206 Total Capital SA 3.125%, 10/02/15........................................ 5,000 5,351,850 Toyota Motor Credit Corp. 2.800%, 01/11/16........................................ 10,500 11,095,728 2.000%, 09/15/16........................................ 5,000 5,184,065 Transatlantic Holdings, Inc. 5.750%, 12/14/15........................................ 1,000 1,113,085 TransCanada PipeLines, Ltd. 4.000%, 06/15/13........................................ 1,400 1,432,210 0.875%, 03/02/15........................................ 3,900 3,942,370 # 3.400%, 06/01/15........................................ 6,000 6,391,602 Travelers Cos., Inc. (The) # 5.500%, 12/01/15........................................ 8,500 9,676,536 U.S. Bancorp 2.000%, 06/14/13........................................ 3,000 3,031,161 # 4.200%, 05/15/14........................................ 7,035 7,432,323 3.150%, 03/04/15........................................ 3,000 3,172,446 UBS AG 2.250%, 08/12/13........................................ 5,000 5,064,940 3.875%, 01/15/15........................................ 8,500 9,015,652 Unilever Capital Corp. 2.750%, 02/10/16........................................ 9,080 9,632,064 Union Bank NA 3.000%, 06/06/16........................................ 12,000 12,718,944 United Kingdom Gilt (g) 1.000%, 09/07/17..................................... 11,000 17,894,991 United Technologies Corp. 4.875%, 05/01/15........................................ 900 997,745 UnitedHealth Group, Inc. 4.750%, 02/10/14........................................ 3,390 3,553,832 # 5.000%, 08/15/14........................................ 3,400 3,643,063 Unum Group # 7.125%, 09/30/16........................................ 9,400 11,073,820 Valero Energy Corp. 4.500%, 02/01/15........................................ 2,000 2,156,888 6.125%, 06/15/17........................................ 1,600 1,939,210 Veolia Environnement SA 5.250%, 06/03/13........................................ 800 817,198 Verizon Communications, Inc. 5.550%, 02/15/16........................................ 3,000 3,453,213 2.000%, 11/01/16........................................ 11,000 11,497,310 Viacom, Inc. # 1.250%, 02/27/15........................................ 2,300 2,322,324 2.500%, 12/15/16........................................ 8,000 8,420,856 Vodafone Group P.L.C. 2.875%, 03/16/16........................................ 11,995 12,730,917 Wal-Mart Stores, Inc. 2.875%, 04/01/15........................................ 5,900 6,222,978 2.800%, 04/15/16........................................ 8,000 8,529,824 Walt Disney Co. (The) 4.700%, 12/01/12........................................ 500 501,600 1.125%, 02/15/17........................................ 12,000 12,135,780 Waste Management, Inc. 6.375%, 11/15/12........................................ 655 656,061 5.000%, 03/15/14........................................ 258 272,402 # 2.600%, 09/01/16........................................ 2,494 2,632,188 Watson Pharmaceuticals, Inc. 1.875%, 10/01/17........................................ 10,000 10,136,300 Weatherford International, Ltd. # 4.950%, 10/15/13........................................ 1,045 1,081,533 Wells Fargo & Co. 1.500%, 07/01/15........................................ 2,000 2,032,998 # 2.625%, 12/15/16........................................ 9,000 9,507,321 Western Union Co. (The) 6.500%, 02/26/14........................................ 1,600 1,719,861 Westpac Banking Corp. 3.000%, 12/09/15........................................ 6,500 6,907,400 # 2.000%, 08/14/17........................................ 7,000 7,175,301 Westpac Securities, Ltd. 3.450%, 07/28/14........................................ 1,000 1,051,600 Whirlpool Corp. 7.750%, 07/15/16........................................ 5,000 6,005,860 47 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ----------- -------------- (000) Williams Partners LP # 3.800%, 02/15/15................................................................................. $ 3,306 $ 3,523,191 WR Berkley Corp. 5.875%, 02/15/13.................................................................................. 1,000 1,014,142 Xerox Corp. 4.250%, 02/15/15.................................................................................. 9,009 9,569,927 Yum! Brands, Inc. 6.250%, 04/15/16.................................................................................. 9,040 10,411,965 -------------- TOTAL BONDS.......................................................................................... 1,853,838,203 -------------- SHARES/ FACE AMOUNT VALUE+ ----------- -------------- (000) SECURITIES LENDING COLLATERAL -- (7.1%) (S)@ DFA Short Term Investment Fund................................................................. 12,705,272 $ 147,000,000 @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $332,428) to be repurchased $325,913 $ 326 325,910 -------------- TOTAL SECURITIES LENDING COLLATERAL.................................................................. 147,325,910 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,042,197,174).............................................................................. $2,087,554,714 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- -------------- ------- -------------- Agency Obligations............ -- $ 86,390,601 -- $ 86,390,601 Bonds......................... -- 1,853,838,203 -- 1,853,838,203 Securities Lending Collateral. -- 147,325,910 -- 147,325,910 Forward Currency Contracts**.. (1,951,850) -- (1,951,850) -- -------------- -- -------------- TOTAL......................... -- $2,085,602,864 -- $2,085,602,864 == ============== == ============== ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 48 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------- ----------- (000) AGENCY OBLIGATIONS -- (6.8%) Federal Farm Credit Bank 4.800%, 02/13/23....................................... $ 900 $ 1,125,414 2.630%, 08/03/26....................................... 9,000 9,205,569 5.770%, 01/05/27....................................... 3,000 4,156,299 Federal Home Loan Bank 3.625%, 06/11/21....................................... 5,000 5,718,940 5.250%, 12/09/22....................................... 4,000 5,217,688 5.375%, 08/15/24....................................... 2,000 2,644,992 5.750%, 06/12/26....................................... 3,580 4,870,493 Federal Home Loan Mortgage Corporation 3.750%, 03/27/19....................................... 6,600 7,657,485 Federal National Mortgage Association 5.375%, 06/12/17....................................... 3,000 3,622,506 Tennessee Valley Authority 6.750%, 11/01/25....................................... 12,200 17,995,683 TOTAL AGENCY OBLIGATIONS.................................. 62,215,069 BONDS -- (81.5%) 3M Co. # 1.000%, 06/26/17....................................... 500 501,924 Abbott Laboratories 5.125%, 04/01/19....................................... 950 1,146,283 ACE INA Holdings, Inc. # 5.800%, 03/15/18....................................... 915 1,118,778 Aetna, Inc. # 3.950%, 09/01/20....................................... 800 873,842 Aflac, Inc. # 8.500%, 05/15/19....................................... 4,005 5,442,266 Agilent Technologies, Inc. 5.000%, 07/15/20....................................... 215 248,883 Allergan, Inc. # 5.750%, 04/01/16....................................... 1,200 1,404,904 Allstate Corp. (The) # 7.450%, 05/16/19....................................... 3,685 4,891,211 Altria Group, Inc. 4.750%, 05/05/21....................................... 5,731 6,638,750 American Express Co. 8.125%, 05/20/19....................................... 1,900 2,570,502 Ameriprise Financial, Inc. 7.300%, 06/28/19....................................... 635 810,021 Amgen, Inc. 4.500%, 03/15/20....................................... 720 814,390 Anheuser-Busch InBev Worldwide, Inc. 4.375%, 02/15/21....................................... 5,700 6,701,268 Aon Corp. 5.000%, 09/30/20....................................... 2,500 2,880,545 Apache Corp. # 6.900%, 09/15/18....................................... 175 224,261 Arrow Electronics, Inc. 6.875%, 06/01/18....................................... 3,000 3,539,220 Asian Development Bank 2.250%, 08/18/17....................................... 1,000 1,067,816 Associates Corp. of North America 6.950%, 11/01/18....................................... 190 229,529 AT&T, Inc. 5.800%, 02/15/19....................................... 690 866,357 # 3.875%, 08/15/21....................................... 1,800 2,049,287 3.000%, 02/15/22....................................... 4,100 4,357,517 Australia & New Zealand Banking Group, Ltd. # 5.100%, 01/13/20....................................... 1,500 1,729,349 Avon Products, Inc. # 4.200%, 07/15/18....................................... 2,000 2,059,640 Baker Hughes, Inc. # 7.500%, 11/15/18....................................... 1,260 1,686,831 Bank Nederlandse Gemeenten 4.375%, 02/16/21....................................... 3,200 3,729,472 Bank of New York Mellon Corp. (The) 5.450%, 05/15/19....................................... 2,300 2,754,370 Bank of Nova Scotia # 4.375%, 01/13/21....................................... 5,000 5,775,830 Baxter International, Inc. 2.400%, 08/15/22....................................... 3,140 3,190,488 BB&T Corp. # 6.850%, 04/30/19....................................... 3,385 4,311,380 Beam, Inc. 5.375%, 01/15/16....................................... 127 143,076 Becton Dickinson & Co. 5.000%, 05/15/19....................................... 825 982,090 Berkshire Hathaway Finance Corp. 5.400%, 05/15/18....................................... 1,000 1,205,847 # 3.000%, 05/15/22....................................... 5,000 5,260,235 Berkshire Hathaway, Inc. # 3.750%, 08/15/21....................................... 4,000 4,476,756 3.400%, 01/31/22....................................... 5,000 5,417,915 BHP Billiton Finance USA, Ltd. 6.500%, 04/01/19....................................... 2,160 2,776,693 # 3.250%, 11/21/21....................................... 1,500 1,617,534 49 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) BlackRock, Inc. # 5.000%, 12/10/19....................................... $ 3,230 $ 3,833,803 # 4.250%, 05/24/21....................................... 1,500 1,710,159 BMC Software, Inc. 4.250%, 02/15/22....................................... 5,000 4,929,605 Boeing Capital Corp. 4.700%, 10/27/19....................................... 700 834,880 Boeing Co. (The) 8.750%, 08/15/21....................................... 1,829 2,700,070 Boston Scientific Corp. 6.000%, 01/15/20....................................... 2,900 3,441,331 BP Capital Markets P.L.C. # 4.750%, 03/10/19....................................... 530 623,163 4.500%, 10/01/20....................................... 3,200 3,757,702 Bristol-Myers Squibb Co. # 2.000%, 08/01/22....................................... 3,070 3,006,865 British Columbia, Province of Canada 6.500%, 01/15/26....................................... 12,374 17,604,440 Broadcom Corp. 2.700%, 11/01/18....................................... 4,000 4,294,148 Burlington Northern Santa Fe LLC 7.000%, 12/15/25....................................... 1,340 1,849,250 CA, Inc. 5.375%, 12/01/19....................................... 900 1,047,361 Caisse d'Amortissement de la Dette Sociale 5.250%, 11/02/16....................................... 1,600 1,846,909 Cameron International Corp. # 6.375%, 07/15/18....................................... 485 594,693 Campbell Soup Co. 3.050%, 07/15/17....................................... 1,700 1,841,908 # 4.250%, 04/15/21....................................... 1,600 1,837,408 Canadian National Railway Co. # 5.550%, 03/01/19....................................... 1,490 1,813,330 Canadian Natural Resources, Ltd. # 5.700%, 05/15/17....................................... 1,000 1,193,103 # 3.450%, 11/15/21....................................... 3,500 3,797,864 Capital One Financial Corp. # 4.750%, 07/15/21....................................... 3,400 3,901,021 Cardinal Health, Inc. 4.625%, 12/15/20....................................... 1,000 1,148,306 Caterpillar Financial Services Corp. 5.450%, 04/15/18....................................... 640 774,854 CBS Corp. # 5.750%, 04/15/20....................................... 2,800 3,385,838 Charles Schwab Corp. (The) # 4.450%, 07/22/20....................................... 2,750 3,147,664 Chubb Corp. 5.750%, 05/15/18....................................... 2,990 3,712,797 Church & Dwight Co., Inc. 2.875%, 10/01/22....................................... 1,000 1,019,821 Cigna Corp. 5.375%, 03/15/17....................................... 710 811,336 Cisco Systems, Inc. # 4.450%, 01/15/20....................................... 3,725 4,392,095 Citigroup, Inc. 8.500%, 05/22/19....................................... 600 800,056 5.375%, 08/09/20....................................... 1,875 2,193,081 # 4.500%, 01/14/22....................................... 2,300 2,539,080 CNA Financial Corp. 5.750%, 08/15/21....................................... 3,900 4,594,820 Coca-Cola Enterprises, Inc. 3.500%, 09/15/20....................................... 2,713 2,878,387 Colgate-Palmolive Co. 2.950%, 11/01/20....................................... 1,000 1,067,074 Comcast Cable Communications Holdings, Inc. 9.455%, 11/15/22....................................... 4,620 6,992,245 Commonwealth Bank of Australia 5.000%, 03/19/20....................................... 1,225 1,412,927 Computer Sciences Corp. 4.450%, 09/15/22....................................... 1,000 1,009,827 ConocoPhillips # 6.000%, 01/15/20....................................... 3,930 5,012,845 Consolidated Edison Co. of New York, Inc. 6.650%, 04/01/19....................................... 225 290,171 CR Bard, Inc. 4.400%, 01/15/21....................................... 800 922,473 Cytec Industries, Inc. 6.000%, 10/01/15....................................... 460 510,301 Darden Restaurants, Inc. 3.350%, 11/01/22....................................... 4,000 4,004,552 Dell, Inc. # 5.875%, 06/15/19....................................... 640 758,596 # 4.625%, 04/01/21....................................... 3,300 3,627,238 Deutsche Bank AG # 6.000%, 09/01/17....................................... 4,165 5,004,610 Deutsche Telekom International Finance BV 6.750%, 08/20/18....................................... 1,085 1,359,074 Diageo Capital P.L.C. 4.828%, 07/15/20....................................... 3,600 4,309,567 Diageo Investment Corp. # 2.875%, 05/11/22....................................... 1,400 1,479,999 50 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) DIRECTV Holdings LLC 3.800%, 03/15/22....................................... $ 4,000 $ 4,167,680 Dominion Resources, Inc. # 4.450%, 03/15/21....................................... 3,900 4,538,898 Dow Chemical Co. (The) # 5.700%, 05/15/18....................................... 1,000 1,194,733 Duke Energy Corp. 5.050%, 09/15/19....................................... 250 297,135 E.I. Du Pont de Nemours & Co. 4.625%, 01/15/20....................................... 900 1,055,181 Eastman Chemical Co. 4.500%, 01/15/21....................................... 1,983 2,222,691 Eaton Corp. 6.950%, 03/20/19....................................... 175 223,396 Enbridge Energy Partners LP 5.200%, 03/15/20....................................... 350 407,134 Encana Corp. 6.500%, 05/15/19....................................... 2,250 2,806,454 # 3.900%, 11/15/21....................................... 3,700 3,990,176 Ensco P.L.C. # 4.700%, 03/15/21....................................... 3,800 4,375,749 Enterprise Products Operating LLC 5.200%, 09/01/20....................................... 2,600 3,139,778 EOG Resources, Inc. 5.625%, 06/01/19....................................... 1,000 1,237,051 # 4.100%, 02/01/21....................................... 3,850 4,418,360 EQT Corp. 8.125%, 06/01/19....................................... 1,625 2,037,165 European Investment Bank 2.875%, 09/15/20....................................... 1,000 1,077,710 # 4.000%, 02/16/21....................................... 1,000 1,162,299 Exelon Corp. 4.900%, 06/15/15....................................... 1,000 1,099,440 FedEx Corp. # 2.625%, 08/01/22....................................... 6,500 6,538,305 Fifth Third Bancorp # 3.500%, 03/15/22....................................... 5,500 5,832,926 France Government Bond OAT (e)3.000%, 04/25/22....................................... 10,000 13,903,204 France Telecom SA 5.375%, 07/08/19....................................... 2,350 2,819,488 4.125%, 09/14/21....................................... 1,900 2,122,152 General Electric Capital Corp. 5.500%, 01/08/20....................................... 2,700 3,212,123 Georgia Power Co. 4.250%, 12/01/19....................................... 610 692,078 GlaxoSmithKline Capital, Inc. 5.650%, 05/15/18....................................... 4,975 6,115,240 Goldman Sachs Group, Inc. (The) 6.000%, 06/15/20....................................... 1,150 1,350,161 5.250%, 07/27/21....................................... 4,500 5,028,044 Google, Inc. # 3.625%, 05/19/21....................................... 1,000 1,123,960 Great Plains Energy, Inc. 4.850%, 06/01/21....................................... 2,000 2,271,976 H.J. Heinz Co. 1.500%, 03/01/17....................................... 3,722 3,782,285 Halliburton Co. # 5.900%, 09/15/18....................................... 1,000 1,254,593 6.150%, 09/15/19....................................... 2,360 3,004,719 Hartford Financial Services Group, Inc. 5.500%, 03/30/20....................................... 3,185 3,690,268 # 5.125%, 04/15/22....................................... 3,000 3,416,037 Hess Corp. 8.125%, 02/15/19....................................... 3,745 4,990,965 Hewlett-Packard Co. 5.500%, 03/01/18....................................... 1,000 1,110,911 4.375%, 09/15/21....................................... 2,500 2,470,775 Honeywell International, Inc. 5.000%, 02/15/19....................................... 2,895 3,454,650 Hormel Foods Corp. 4.125%, 04/15/21....................................... 2,310 2,604,259 Humana, Inc. 6.450%, 06/01/16....................................... 275 313,765 Husky Energy, Inc. 7.250%, 12/15/19....................................... 2,500 3,252,858 Indiana Michigan Power Co. 7.000%, 03/15/19....................................... 235 291,577 Integrys Energy Group, Inc. 4.170%, 11/01/20....................................... 1,000 1,087,304 Intel Corp. # 3.300%, 10/01/21....................................... 4,400 4,828,270 Inter-American Development Bank 7.000%, 06/15/25....................................... 6,000 8,685,066 International Bank for Reconstruction & Development 7.625%, 01/19/23....................................... 7,700 11,496,562 International Game Technology 7.500%, 06/15/19....................................... 185 221,020 Japan Finance Organization for Municipalities 5.000%, 05/16/17....................................... 1,300 1,526,122 John Deere Capital Corp. # 2.750%, 03/15/22....................................... 5,000 5,203,015 Johnson & Johnson 2.950%, 09/01/20....................................... 3,000 3,242,433 51 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) JPMorgan Chase & Co. 6.300%, 04/23/19......................................... $ 500 $ 616,625 4.950%, 03/25/20......................................... 630 723,631 4.350%, 08/15/21......................................... 4,200 4,694,353 Juniper Networks, Inc. 4.600%, 03/15/21......................................... 4,000 4,305,592 Kellogg Co. # 3.250%, 05/21/18......................................... 2,315 2,530,395 Kerr-McGee Corp. # 6.950%, 07/01/24......................................... 4,900 6,447,743 KeyCorp # 5.100%, 03/24/21......................................... 3,000 3,550,353 Kinder Morgan Energy Partners LP # 5.300%, 09/15/20......................................... 2,000 2,369,758 # 5.800%, 03/01/21......................................... 550 673,267 4.150%, 03/01/22......................................... 2,400 2,650,454 Kreditanstalt fur Wiederaufbau 4.875%, 06/17/19......................................... 1,350 1,648,890 2.750%, 09/08/20......................................... 2,000 2,165,200 2.625%, 01/25/22......................................... 3,000 3,199,794 Landwirtschaftliche Rentenbank AG 2.375%, 09/13/17......................................... 1,000 1,070,600 Lincoln National Corp. 6.250%, 02/15/20......................................... 180 213,634 Lockheed Martin Corp. 4.250%, 11/15/19......................................... 2,700 3,074,406 Loews Corp. 5.250%, 03/15/16......................................... 190 212,834 Lorillard Tobacco Co. # 6.875%, 05/01/20......................................... 2,000 2,458,170 Macy's Retail Holdings, Inc. # 3.875%, 01/15/22......................................... 1,570 1,725,406 Magellan Midstream Partners LP 4.250%, 02/01/21......................................... 3,370 3,757,115 Manitoba, Province of Canada 4.900%, 12/06/16......................................... 1,600 1,866,720 Marathon Oil Corp. # 6.000%, 10/01/17......................................... 1,000 1,213,890 5.900%, 03/15/18......................................... 227 275,975 Markel Corp. 5.350%, 06/01/21......................................... 4,200 4,676,910 Marsh & McLennan Cos., Inc. 9.250%, 04/15/19......................................... 225 307,537 McDonald's Corp. 5.800%, 10/15/17......................................... 1,000 1,234,530 2.625%, 01/15/22......................................... 2,900 3,067,510 McKesson Corp. 7.500%, 02/15/19......................................... 1,000 1,299,858 Medtronic, Inc. # 4.450%, 03/15/20......................................... 1,840 2,142,176 MetLife, Inc. 7.717%, 02/15/19......................................... 4,125 5,442,170 Microsoft Corp. 4.200%, 06/01/19......................................... 3,225 3,793,174 3.000%, 10/01/20......................................... 2,000 2,190,620 Mobil Corp. 8.625%, 08/15/21......................................... 2,013 3,032,764 Mondelez International, Inc. 5.375%, 02/10/20......................................... 4,000 4,909,588 Monsanto Co. 5.500%, 08/15/25......................................... 3,500 4,537,099 NASDAQ OMX Group, Inc. (The) 5.550%, 01/15/20......................................... 2,891 3,152,341 New Brunswick, Province of Canada 9.750%, 05/15/20......................................... 1,000 1,477,842 News America, Inc. # 4.500%, 02/15/21......................................... 2,800 3,199,202 Nexen, Inc. 6.200%, 07/30/19......................................... 275 331,348 Nisource Finance Corp. # 6.125%, 03/01/22......................................... 4,425 5,446,463 Nordic Investment Bank 5.000%, 02/01/17......................................... 1,000 1,178,900 Northern Trust Corp. # 3.450%, 11/04/20......................................... 450 489,115 3.375%, 08/23/21......................................... 3,800 4,115,476 2.375%, 08/02/22......................................... 2,500 2,486,800 Northrop Grumman Corp. 5.050%, 08/01/19......................................... 1,125 1,312,103 3.500%, 03/15/21......................................... 2,256 2,445,432 Novartis Capital Corp. 4.400%, 04/24/20......................................... 4,000 4,713,000 NSTAR LLC 4.500%, 11/15/19......................................... 1,900 2,171,664 Occidental Petroleum Corp. # 4.125%, 06/01/16......................................... 1,200 1,340,908 Oesterreichische Kontrollbank AG 4.875%, 02/16/16......................................... 400 451,120 Ohio Power Co. 5.375%, 10/01/21......................................... 3,606 4,466,063 Omnicom Group, Inc. # 4.450%, 08/15/20......................................... 2,750 3,129,734 52 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) ONEOK Partners LP # 8.625%, 03/01/19......................................... $4,200 $5,583,577 Ontario, Province of Canada 2.450%, 06/29/22......................................... 1,700 1,724,040 Oracle Corp. 5.000%, 07/08/19......................................... 2,100 2,552,350 PepsiCo, Inc. # 4.500%, 01/15/20......................................... 1,575 1,871,714 Petro-Canada 6.050%, 05/15/18......................................... 2,261 2,775,796 Philip Morris International, Inc. 5.650%, 05/16/18......................................... 1,800 2,209,514 Pitney Bowes, Inc. # 4.750%, 05/15/18......................................... 2,300 2,381,880 Plains All American Pipeline LP 6.500%, 05/01/18......................................... 2,130 2,611,621 5.000%, 02/01/21......................................... 1,000 1,184,575 PNC Funding Corp. 4.375%, 08/11/20......................................... 4,730 5,465,775 PPG Industries, Inc. 2.700%, 08/15/22......................................... 1,000 1,010,630 Praxair, Inc. # 4.050%, 03/15/21......................................... 3,800 4,322,941 Principal Financial Group, Inc. 8.875%, 05/15/19......................................... 330 438,478 Private Export Funding Corp. 4.300%, 12/15/21......................................... 1,407 1,688,438 Progress Energy, Inc. 7.050%, 03/15/19......................................... 2,000 2,554,216 Progressive Corp. (The) 3.750%, 08/23/21......................................... 6,800 7,520,746 Prudential Financial, Inc. # 5.375%, 06/21/20......................................... 4,170 4,888,378 Quest Diagnostics, Inc. 5.450%, 11/01/15......................................... 1,100 1,230,647 4.700%, 04/01/21......................................... 1,770 1,996,813 Questar Corp. 2.750%, 02/01/16......................................... 500 524,298 Rabobank Nederland NV 2.125%, 10/13/15......................................... 2,000 2,064,408 Ralcorp Holdings, Inc. 4.950%, 08/15/20......................................... 1,075 1,123,169 Raytheon Co. 3.125%, 10/15/20......................................... 2,900 3,161,687 Reinsurance Group of America, Inc. 5.625%, 03/15/17......................................... 200 227,929 5.000%, 06/01/21......................................... 1,500 1,664,649 Reynolds American, Inc. 3.250%, 11/01/22......................................... 6,850 6,928,254 Rio Tinto Finance USA, Ltd. 4.125%, 05/20/21......................................... 3,800 4,220,983 Rowan Cos., Inc. 7.875%, 08/01/19......................................... 600 749,940 Royal Bank of Canada 2.625%, 12/15/15......................................... 1,600 1,690,046 Ryder System, Inc. 5.850%, 11/01/16......................................... 1,400 1,593,259 Safeway, Inc. 5.000%, 08/15/19......................................... 2,025 2,173,141 SCANA Corp. 6.250%, 04/01/20......................................... 1,750 2,063,246 Sempra Energy # 9.800%, 02/15/19......................................... 160 227,276 Shell International Finance BV 4.300%, 09/22/19......................................... 1,500 1,771,665 # 4.375%, 03/25/20......................................... 3,000 3,546,744 Southwest Airlines Co. 5.250%, 10/01/14......................................... 675 721,904 Southwestern Public Service Co. 8.750%, 12/01/18......................................... 350 477,128 StanCorp Financial Group, Inc. 5.000%, 08/15/22......................................... 5,000 5,221,380 State Street Corp. 4.375%, 03/07/21......................................... 4,200 4,932,236 Sunoco Logistics Partners Operations LP 4.650%, 02/15/22......................................... 2,895 3,235,455 Svensk Exportkredit AB 5.125%, 03/01/17......................................... 1,400 1,631,700 Talisman Energy, Inc. 7.750%, 06/01/19......................................... 2,760 3,560,270 Target Corp. # 2.900%, 01/15/22......................................... 4,000 4,291,864 TD Ameritrade Holding Corp. 5.600%, 12/01/19......................................... 1,200 1,406,134 Time Warner Cable, Inc. # 8.750%, 02/14/19......................................... 2,645 3,635,293 Time Warner, Inc. 4.750%, 03/29/21......................................... 2,200 2,571,811 # 4.000%, 01/15/22......................................... 1,800 2,002,363 Total Capital SA 4.450%, 06/24/20......................................... 3,000 3,528,258 Toyota Motor Credit Corp. # 4.250%, 01/11/21......................................... 1,200 1,365,356 TransCanada Pipelines, Ltd. 7.125%, 01/15/19......................................... 915 1,178,508 53 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ------------ (000) # 3.800%, 10/01/20.................................... $2,000 $ 2,256,388 Travelers Cos., Inc. (The) 5.800%, 05/15/18.................................... 190 232,450 3.900%, 11/01/20.................................... 4,200 4,771,204 UBS AG 3.875%, 01/15/15.................................... 215 228,043 # 4.875%, 08/04/20.................................... 5,000 5,741,890 Unilever Capital Corp. 4.800%, 02/15/19.................................... 825 975,790 4.250%, 02/10/21.................................... 3,500 4,112,745 UnionBanCal Corp. 3.500%, 06/18/22.................................... 3,400 3,603,538 United Parcel Service, Inc. # 3.125%, 01/15/21.................................... 2,000 2,171,452 United Technologies Corp. 4.500%, 04/15/20.................................... 1,925 2,271,481 Unum Group 5.625%, 09/15/20.................................... 3,500 3,984,939 Valero Energy Corp. 9.375%, 03/15/19.................................... 2,375 3,264,618 Veolia Environnement SA 6.000%, 06/01/18.................................... 3,000 3,531,831 Verizon Communications, Inc. 8.750%, 11/01/18.................................... 565 788,355 4.600%, 04/01/21.................................... 4,050 4,820,885 VF Corp. 3.500%, 09/01/21.................................... 2,000 2,139,736 Viacom, Inc. 4.500%, 03/01/21.................................... 2,900 3,282,954 Vodafone Group P.L.C. # 4.375%, 03/16/21.................................... 4,500 5,324,598 Walgreen Co. # 5.250%, 01/15/19.................................... 1,320 1,561,472 Wal-Mart Stores, Inc. 5.800%, 02/15/18.................................... 1,000 1,244,108 3.625%, 07/08/20.................................... 3,075 3,471,786 Walt Disney Co. (The) 2.550%, 02/15/22.................................... 4,000 4,148,900 Waste Management, Inc. 4.600%, 03/01/21.................................... 2,500 2,874,750 Weatherford International, Ltd. 5.500%, 02/15/16.................................... 400 439,312 WellPoint, Inc. 3.125%, 05/15/22.................................... 4,900 4,992,816 Wells Fargo & Co. # 4.600%, 04/01/21.................................... 2,100 2,417,638 3.500%, 03/08/22.................................... 3,700 3,950,434 Western Union Co. (The) 6.500%, 02/26/14.................................... 190 204,233 3.650%, 08/22/18.................................... 3,000 3,299,829 5.253%, 04/01/20.................................... 2,000 2,325,146 Westpac Banking Corp. # 4.875%, 11/19/19.................................... 2,250 2,600,550 Whirlpool Corp. # 4.700%, 06/01/22................................... 3,000 3,203,466 Williams Partners LP 4.000%, 11/15/21.................................... 3,500 3,822,455 Wisconsin Electric Power Co. 2.950%, 09/15/21.................................... 4,070 4,319,194 WR Berkley Corp. 5.375%, 09/15/20.................................... 800 883,978 Zimmer Holdings, Inc. 4.625%, 11/30/19.................................... 2,500 2,862,118 ------------ TOTAL BONDS............................................ 751,115,665 ------------ SHARES/ FACE AMOUNT (000) ---------- SECURITIES LENDING COLLATERAL -- (11.7%) (S)@ DFA Short Term Investment Fund 9,334,486 108,000,000 @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $175,807) to be repurchased $172,362 $ 172 172,360 ------------ TOTAL SECURITIES LENDING COLLATERAL 108,172,360 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $877,662,688) $921,503,094 ============ 54 DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- ------------ ------- ------------ Agency Obligations................. -- $ 62,215,069 -- $ 62,215,069 Bonds.............................. -- 751,115,665 -- 751,115,665 Securities Lending Collateral...... -- 108,172,360 -- 108,172,360 Forward Currency Contracts**....... (615,237) -- (615,237) -- ------------ -- ------------ TOTAL.............................. -- $920,887,857 -- $920,887,857 == ============ == ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 55 DFA INVESTMENT GRADE PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 SHARES VALUE+ ---------- ------------ AFFILIATED INVESTMENT COMPANIES -- (99.0%) Investment in DFA Intermediate-Term Extended Quality Portfolio of DFA Investment Dimensions Group Inc. 31,257,262 $346,955,608 Investment in DFA Intermediate Government Fixed Income Portfolio of DFA Investment Dimensions Group Inc. 20,951,631 275,094,915 Investment in DFA Short-Term Extended Quality Portfolio of DFA Investment Dimensions Group Inc. 17,079,784 187,536,028 Investment in DFA Short-Term Government Portfolio of DFA Investment Dimensions Group Inc. 7,423,335 80,765,885 ------------ TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $866,826,167) 890,352,436 ------------ TEMPORARY CASH INVESTMENTS -- (1.0%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares (Cost $8,819,561) 8,819,561 8,819,561 ------------ TOTAL INVESTMENTS - (100.0%) (Cost $875,645,728) $899,171,997 ============ Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ----------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ------- ------- ------------ Affiliated Investment Companies..... $890,352,436 -- -- $890,352,436 Temporary Cash Investments.......... 8,819,561 -- -- 8,819,561 ------------ -- -- ------------ TOTAL............................... $899,171,997 -- -- $899,171,997 ============ == == ============ See accompanying Notes to Financial Statements. 56 DFA INFLATION-PROTECTED SECURITIES PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ----------- -------------- (000) U.S. TREASURY OBLIGATIONS -- (99.1%) U.S. Treasury Inflation Notes 2.500%, 07/15/16................................. $ 38,129 $ 50,144,183 2.375%, 01/15/17................................. 129,000 171,813,713 2.625%, 07/15/17................................. 140,000 186,892,514 1.625%, 01/15/18................................. 153,500 196,511,778 1.375%, 07/15/18................................. 127,100 158,461,103 2.125%, 01/15/19................................. 129,500 169,823,650 1.875%, 07/15/19................................. 102,500 135,306,216 1.375%, 01/15/20................................. 101,000 128,333,802 1.250%, 07/15/20................................. 101,000 127,217,280 1.125%, 01/15/21................................. 99,000 123,275,526 0.625%, 07/15/21................................. 104,000 121,614,369 0.125%, 01/15/22................................. 102,000 113,536,041 2.375%, 01/15/25................................. 76,000 126,977,611 2.000%, 01/15/26................................. 59,800 92,083,925 2.375%, 01/15/27................................. 50,800 80,932,676 1.750%, 01/15/28................................. 49,200 70,897,494 3.625%, 04/15/28................................. 58,700 134,236,618 2.500%, 01/15/29................................. 48,800 75,656,469 3.875%, 04/15/29................................. 68,400 160,910,428 3.375%, 04/15/32................................. 28,000 60,776,023 -------------- TOTAL U.S. TREASURY OBLIGATIONS..................... 2,485,401,419 -------------- SHARES ----------- TEMPORARY CASH INVESTMENTS -- (0.9%) BlackRock Liquidity Funds FedFund Portfolio....... 21,849,646 21,849,646 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,198,527,047)............................. $2,507,251,065 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- -------------- ------- -------------- U.S. Treasury Obligations... -- $2,485,401,419 -- $2,485,401,419 Temporary Cash Investments.. $21,849,646 -- -- 21,849,646 ----------- -------------- -- -------------- TOTAL....................... $21,849,646 $2,485,401,419 -- $2,507,251,065 =========== ============== == ============== See accompanying Notes to Financial Statements. 57 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------ ----------- (000) MUNICIPAL BONDS -- (97.9%) ALABAMA -- (0.6%) Alabama Water Pollution Control Authority (RB) Series B 2.000%, 08/15/14........................................ $5,255 $ 5,398,094 City of Birmingham (GO) Series A (NATL-RE) 5.000%, 04/01/16........................................ 2,800 3,198,356 ----------- TOTAL ALABAMA.............................................. 8,596,450 ----------- ALASKA -- (0.4%) City of Anchorage (GO) Series B (NATL-RE) 5.000%, 12/01/14........................................ 3,440 3,765,458 City of Anchorage (GO) Series F (NATL-RE FGIC) 4.250%, 09/01/13........................................ 2,385 2,463,514 ----------- TOTAL ALASKA............................................... 6,228,972 ----------- ARIZONA -- (4.8%) Arizona School Facilities Board (RB) 5.000%, 01/01/15........................................ 1,125 1,233,911 Arizona State Transportation Board (RB) 5.000%, 07/01/13........................................ 8,000 8,252,000 5.000%, 07/01/14........................................ 4,815 5,183,444 5.000%, 07/01/17........................................ 2,105 2,497,604 City of Phoenix (GO) Series A 5.000%, 07/01/14........................................ 7,975 8,590,750 City of Scottsdale (GO) 5.000%, 07/01/14........................................ 2,500 2,693,450 Maricopa County Community College District (GO) Series A 4.000%, 07/01/13........................................ 5,000 5,125,050 Maricopa County Unified School District (GO) (AGM) 5.000%, 07/01/13........................................ 6,800 7,003,660 Phoenix Civic Improvement Corp. (RB) (AMBAC) 5.000%, 07/01/14........................................ 4,000 4,305,360 Pima County (GO) 3.000%, 07/01/16........................................ 1,625 1,733,501 Salt River Project Agricultural Improvement & Power District (RB) Series A 5.000%, 01/01/14........................................ 7,000 7,379,190 5.000%, 01/01/15........................................ 4,430 4,858,868 Salt River Project Agricultural Improvement & Power District (RB) Series B 4.000%, 12/01/14........................................ 3,190 3,424,688 4.000%, 01/01/16........................................ 5,000 5,528,900 Scottsdale Municipal Property Corp. (RB) 5.000%, 07/01/13........................................ 3,070 3,164,617 Town of Gilbert (GO) 5.000%, 07/01/14........................................ 3,600 3,877,956 ----------- TOTAL ARIZONA.............................................. 74,852,949 ----------- COLORADO -- (0.3%) City of Aurora (GO) 5.000%, 12/01/14........................................ 4,515 4,927,400 ----------- CONNECTICUT -- (2.8%) Connecticut State (GO) Series A 5.000%, 04/15/13........................................ 4,000 4,085,080 2.500%, 02/15/14........................................ 2,000 2,055,800 3.250%, 02/15/14........................................ 2,800 2,904,888 Connecticut State (GO) Series A (NATL-RE) 5.000%, 03/01/13........................................ 3,855 3,914,444 Connecticut State (GO) Series B (NATL-RE) 5.000%, 12/01/12........................................ 4,000 4,013,840 5.000%, 12/01/13........................................ 5,000 5,253,050 Connecticut State (GO) Series C 5.000%, 12/01/13........................................ 5,700 5,988,477 5.000%, 12/01/15........................................ 4,000 4,540,200 Connecticut State (GO) Series E 5.500%, 11/15/12........................................ 3,300 3,304,851 Connecticut State Econonmic Recovery (GO) Series D 5.000%, 01/01/14........................................ 3,500 3,689,175 Hartford County Metropolitan District (GO) Series A 4.000%, 07/15/15........................................ 3,900 4,264,845 ----------- TOTAL CONNECTICUT.......................................... 44,014,650 ----------- DELAWARE -- (0.7%) City of Wilmington (GO) Series A 5.000%, 12/01/14........................................ 2,625 2,863,639 58 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) DELAWARE -- (Continued) Delaware Transportation Authority (RB) Series A 5.000%, 07/01/15........................................ $ 4,270 $ 4,782,272 5.000%, 07/01/15........................................ 3,480 3,897,496 ----------- TOTAL DELAWARE............................................. 11,543,407 ----------- FLORIDA -- (2.8%) Broward County (GO) 5.000%, 01/01/14........................................ 5,000 5,273,250 Florida State Board of Education (GO) Series B 5.000%, 06/01/16........................................ 2,500 2,891,050 5.000%, 06/01/17........................................ 9,700 11,535,046 Florida State Board of Education (GO) Series B (ST GTD) 5.250%, 06/01/13........................................ 3,700 3,807,004 Florida State Board of Education (GO) Series C 5.000%, 06/01/15........................................ 6,440 7,179,698 Florida State Board of Education (GO) Series D 5.000%, 06/01/13........................................ 13,085 13,444,707 ----------- TOTAL FLORIDA.............................................. 44,130,755 ----------- GEORGIA -- (2.2%) Athens-Clarke County Unified Government Water & Sewerage Revenue (RB) 5.000%, 01/01/17........................................ 1,100 1,287,462 City of Albany (GO) 3.000%, 06/01/17........................................ 2,220 2,441,978 De Kalb County (GO) 1.000%, 12/28/12........................................ 15,000 15,016,800 Georgia State Road & Tollway Authority (RB) Series A 5.000%, 06/01/16........................................ 255 294,398 5.000%, 06/01/17........................................ 1,000 1,185,220 Henry County School District (GO) Series A (ST AID WITHHLDG) 5.000%, 04/01/13........................................ 14,000 14,272,860 ----------- TOTAL GEORGIA.............................................. 34,498,718 ----------- HAWAII -- (2.7%) City & County of Honolulu (GO) Series A (NATL-RE) 5.000%, 07/01/13........................................ 1,445 1,490,518 City & County of Honolulu (GO) Series B (AGM) 5.500%, 07/01/13........................................ 2,000 2,069,540 City & County of Honolulu (GO) Series B (FSA) 5.250%, 07/01/15........................................ 4,220 4,738,554 Hawaii State (GO) Series CY (AGM) 5.750%, 02/01/13........................................ 4,750 4,813,032 Hawaii State (GO) Series DG (AMBAC) 5.000%, 07/01/13........................................ 6,000 6,188,160 5.000%, 07/01/15........................................ 15,945 17,830,815 Hawaii State (GO) Series DT 4.000%, 11/01/14........................................ 4,950 5,303,678 ----------- TOTAL HAWAII............................................... 42,434,297 ----------- ILLINOIS -- (1.5%) Chicago Park District (GO) Series A (FGIC) 5.250%, 01/01/13........................................ 4,935 4,973,641 City of Chicago (GO) Series A (AGM) 5.000%, 01/01/13........................................ 5,845 5,887,084 City of Chicago (GO) Series A (AGM) (ETM) 5.000%, 01/01/13........................................ 2,305 2,322,149 City of Peoria (GO) Series D 4.000%, 01/01/17........................................ 1,620 1,811,711 Cook County (GO) Series D (AMBAC) (ETM) 5.250%, 11/15/12........................................ 675 675,952 Cook County (GO) Series D (AMBAC) (ETM) (UP) 5.250%, 11/15/12........................................ 1,325 1,326,802 Du Page Cook & Will Counties Community College District No. 502 (GO) 5.000%, 06/01/16........................................ 5,000 5,730,450 ----------- TOTAL ILLINOIS............................................. 22,727,789 ----------- KANSAS -- (2.0%) City of Lawrence (GO) Series I 1.000%, 10/01/13........................................ 24,215 24,387,895 59 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) KANSAS -- (Continued) Johnson County Unified School District No. 229 Blue Valley (GO) Series B 4.000%, 10/01/13........................................ $ 6,745 $ 6,976,758 ----------- TOTAL KANSAS............................................... 31,364,653 ----------- KENTUCKY -- (0.7%) Kentucky State Asset Liability Commission (RB) Series A (AMBAC) 5.000%, 10/01/16........................................ 500 581,005 Louisville & Jefferson County Metropolitan Sewer District (RB) Series B 5.000%, 05/15/15........................................ 9,415 10,422,593 ----------- TOTAL KENTUCKY............................................. 11,003,598 ----------- LOUISIANA -- (0.1%) Saint Tammany Parish Wide School District No. 12 (GO) (ASSURED GTY) 5.000%, 03/01/16........................................ 930 1,057,791 ----------- MARYLAND -- (2.4%) Baltimore County (GO) 5.000%, 02/01/14........................................ 4,750 5,027,067 Cecil County (GO) 3.000%, 06/01/14........................................ 1,110 1,156,431 Maryland State (GO) 5.500%, 08/01/13........................................ 6,000 6,235,140 Maryland State (GO) First Series 5.000%, 03/15/13........................................ 3,000 3,052,380 Maryland State (GO) Series B 5.000%, 02/15/13........................................ 14,000 14,188,020 Maryland State (GO) Series C 5.000%, 03/01/16........................................ 1,000 1,148,430 Maryland State Department of Transportation (RB) 5.000%, 11/01/13........................................ 4,120 4,314,423 University System of Maryland (RB) Series D 3.000%, 04/01/15........................................ 2,200 2,335,168 ----------- TOTAL MARYLAND............................................. 37,457,059 ----------- MASSACHUSETTS -- (2.9%) City of Boston (GO) Series A 5.000%, 04/01/14........................................ 4,650 4,954,947 Commonwealth of Massachusetts (GO) (Series D) 5.500%, 11/01/14........................................ 4,585 5,050,653 Commonwealth of Massachusetts (GO) Series A 5.000%, 08/01/14........................................ 4,800 5,187,456 Commonwealth of Massachusetts (GO) Series C (GO OF CMNWLTH) 5.500%, 11/01/15........................................ 2,200 2,523,796 Commonwealth of Massachusetts (GO) Series C (NATL-RE FGIC GO OF CMNWLTH) 5.500%, 11/01/14........................................ 5,000 5,507,800 Commonwealth of Massachusetts (GO) Series D (NATL-RE) 5.500%, 11/01/12........................................ 910 910,000 5.500%, 11/01/13........................................ 7,550 7,943,582 Commonwealth of Massachusetts (RB) Series A 5.500%, 12/15/13........................................ 9,450 9,992,430 University of Massachusetts Building Authority (RB) Series 1 (AMBAC) 5.250%, 11/01/13........................................ 3,490 3,662,964 ----------- TOTAL MASSACHUSETTS........................................ 45,733,628 ----------- MICHIGAN -- (2.2%) Michigan Municipal Bond Authority (RB) 5.000%, 10/01/13........................................ 3,240 3,380,616 5.500%, 10/01/13........................................ 15,085 15,807,873 Michigan State (GO) 5.500%, 12/01/13........................................ 10,000 10,557,300 University of Michigan (RB) Series C 2.000%, 04/01/13........................................ 4,840 4,876,106 ----------- TOTAL MICHIGAN............................................. 34,621,895 ----------- MINNESOTA -- (4.6%) Chaska Independent School District No. 112 (GO) Series A (SD CRED PROG) 4.000%, 02/01/15........................................ 5,740 6,201,439 City of Minneapolis (GO) 3.000%, 12/01/15........................................ 8,700 9,353,979 60 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) MINNESOTA -- (Continued) City of Minneapolis (GO) Series A 3.000%, 12/01/12........................................ $ 5,200 $ 5,210,660 City of Minneapolis (GO) Series B 4.000%, 12/01/15........................................ 8,830 9,814,015 Minnesota Public Facilities Authority (RB) Series B 5.000%, 03/01/14........................................ 5,800 6,161,050 Minnesota State (GO) 5.250%, 11/01/12........................................ 8,000 8,000,000 5.000%, 08/01/14........................................ 2,000 2,162,900 Minnesota State (GO) Series H 5.000%, 11/01/14........................................ 15,000 16,387,500 5.000%, 11/01/15........................................ 5,000 5,676,250 Washington County (GO) Series A 5.000%, 02/01/15........................................ 3,275 3,619,759 ----------- TOTAL MINNESOTA............................................ 72,587,552 ----------- MISSISSIPPI -- (0.2%) Mississippi State (GO) Series A 5.375%, 12/01/12........................................ 3,350 3,362,529 ----------- MISSOURI -- (0.2%) Missouri State (GO) Series A 5.000%, 10/01/13........................................ 2,600 2,712,840 ----------- NEBRASKA -- (0.4%) University of Nebraska Facilities Corp. (RB) 5.000%, 07/15/16........................................ 5,220 6,049,615 ----------- NEVADA -- (2.3%) Clark County (GO) 5.000%, 11/01/16........................................ 7,425 8,637,354 Clark County School District (GO) Series B (AMBAC) 4.500%, 06/15/17........................................ 5,770 6,655,233 Clark County School District (GO) Series C 5.000%, 06/15/16........................................ 1,000 1,148,040 Nevada State (GO) 5.000%, 06/01/13........................................ 12,990 13,334,235 Nevada State (GO) (NATL-RE FGIC) 5.000%, 12/01/13........................................ 1,400 1,468,824 Truckee Meadows Water Authority (RB) 5.000%, 07/01/15........................................ 3,900 4,342,611 ----------- TOTAL NEVADA............................................... 35,586,297 ----------- NEW HAMPSHIRE -- (0.3%) City of Dover (GO) 3.000%, 06/15/16........................................ 1,850 1,991,136 3.000%, 06/15/17........................................ 1,000 1,089,900 City of Nashua (GO) 5.000%, 03/15/17........................................ 1,400 1,651,510 ----------- TOTAL NEW HAMPSHIRE........................................ 4,732,546 ----------- NEW JERSEY -- (2.0%) East Windsor Regional School District (GO) (SCH BD RES FD) 3.000%, 03/01/16........................................ 625 664,894 Livingston Township (GO) 3.000%, 01/15/16........................................ 1,335 1,424,819 3.000%, 01/15/17........................................ 1,810 1,958,311 New Jersey State (GO) 5.000%, 04/01/13........................................ 3,900 3,975,699 5.000%, 06/01/13........................................ 5,940 6,101,924 5.000%, 06/01/14........................................ 4,600 4,936,582 5.000%, 08/01/14........................................ 4,000 4,323,600 New Jersey State (GO) Series H 5.250%, 07/01/15........................................ 3,500 3,931,060 New Jersey State (GO) Series M (AMBAC) 5.500%, 07/15/14........................................ 4,000 4,349,120 ----------- TOTAL NEW JERSEY........................................... 31,666,009 ----------- NEW MEXICO -- (0.1%) New Mexico State (RB) Series A 5.000%, 07/01/13........................................ 2,000 2,062,860 ----------- NEW YORK -- (7.5%) City of New York (GO) Series A 5.000%, 08/01/14........................................ 7,865 8,498,447 City of New York (GO) Series A-1 5.000%, 08/01/14........................................ 2,500 2,701,350 City of New York (GO) Series B 5.000%, 08/01/15........................................ 10,000 11,187,600 City of New York (GO) Series C 5.000%, 08/01/15........................................ 2,630 2,942,339 City of New York (GO) Series E 5.000%, 08/01/13........................................ 6,475 6,701,366 City of New York (GO) Series H-2 3.000%, 06/01/16........................................ 4,000 4,322,520 City of New York (GO) Series I 5.000%, 08/01/14........................................ 4,000 4,322,160 61 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ------------ (000) NEW YORK -- (Continued) Long Beach City School District (GO) (ST AID WITHHLDG) 3.000%, 05/01/16........................................ $ 3,740 $ 4,017,171 New York State (GO) Series C 3.000%, 02/01/14........................................ 4,655 4,810,896 3.000%, 02/01/15........................................ 3,010 3,183,557 New York State Dormitory Authority (RB) (GO OF UNIV) 5.000%, 07/01/13........................................ 4,590 4,735,503 New York State Dormitory Authority (RB) Series A 5.000%, 02/15/15........................................ 1,025 1,129,324 5.000%, 03/15/16........................................ 20,000 22,930,800 New York State Dormitory Authority (RB) Series C 5.000%, 03/15/14........................................ 7,500 7,976,325 New York State Urban Development Corp. (RB) Series A 5.000%, 03/15/17........................................ 2,195 2,593,458 Suffolk County (GO) 4.000%, 10/15/13........................................ 3,060 3,159,603 Suffolk County (GO) Series A 4.000%, 04/01/16........................................ 1,035 1,130,324 3.000%, 05/15/16........................................ 3,325 3,527,559 Suffolk County (GO) Series B 3.000%, 10/15/15........................................ 4,290 4,547,314 3.000%, 10/15/16........................................ 2,000 2,135,880 Suffolk County (GO) Series B (AGM) 5.250%, 05/01/16........................................ 3,315 3,774,824 Suffolk County (GO) Series C 4.000%, 10/15/15........................................ 5,890 6,413,974 ------------ TOTAL NEW YORK............................................. 116,742,294 ------------ NORTH CAROLINA -- (3.1%) City of Charlotte (GO) Series B 5.000%, 06/01/16........................................ 2,335 2,707,456 Mecklenburg County (GO) Series B 2.000%, 03/01/16........................................ 5,000 5,251,850 Mecklenburg County (GO) Series C 5.000%, 02/01/14........................................ 5,680 6,012,791 North Carolina State (GO) Series A 5.500%, 03/01/14........................................ 3,000 3,206,940 5.000%, 03/01/17........................................ 9,025 10,712,494 North Carolina State (GO) Series B 5.000%, 04/01/16........................................ 7,350 8,462,716 Sanford Enterprise (RB) Series A 5.000%, 06/01/15........................................ 2,540 2,827,604 Wake County (GO) 4.500%, 03/01/13........................................ 7,800 7,908,966 Wake County (GO) Series C 5.000%, 03/01/15........................................ 1,400 1,551,466 ------------ TOTAL NORTH CAROLINA....................................... 48,642,283 ------------ OHIO -- (4.2%) City of Cincinnati School District (GO) (AGM) 5.000%, 12/01/13........................................ 11,730 12,323,655 City of Columbus (GO) Series 2 5.000%, 07/01/13........................................ 3,000 3,094,680 5.000%, 07/01/14........................................ 4,605 4,959,769 City of Columbus (GO) Series D 5.000%, 12/15/13........................................ 575 605,481 City of Mason School District (GO) (NATL-RE FGIC) 5.000%, 12/01/15........................................ 2,000 2,267,480 Greater Cleveland Regional Transit Authority (GO) Series B 5.000%, 12/01/16........................................ 2,725 3,156,504 Hamilton County Sewer System Revenue (RB) Series A (NATL-RE) 5.250%, 12/01/12........................................ 2,525 2,534,216 Ohio State (GO) 5.500%, 11/01/12........................................ 8,615 8,615,000 5.000%, 05/01/14........................................ 5,000 5,344,200 5.000%, 11/01/15........................................ 2,425 2,745,246 Ohio State (GO) Series C 5.000%, 09/15/14........................................ 3,105 3,370,757 5.000%, 08/01/15........................................ 4,000 4,486,680 5.000%, 08/01/17........................................ 2,475 2,954,853 Ohio State (GO) Series D 5.000%, 09/15/14........................................ 3,800 4,125,242 Ohio State University (RB) Series A (ETM) 4.000%, 12/01/15........................................ 55 60,861 62 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) OHIO -- (Continued) Ohio State University (RB) Series A (UP) 4.000%, 12/01/15........................................ $ 945 $ 1,042,052 Ohio State Water Development Authority (RB) Series A 5.000%, 06/01/16........................................ 3,080 3,558,232 ----------- TOTAL OHIO................................................. 65,244,908 ----------- OKLAHOMA -- (0.9%) Cleveland County Independent School District No. 29 (GO) 1.500%, 03/01/16........................................ 4,415 4,535,176 1.500%, 03/01/17........................................ 1,465 1,505,947 Oklahoma State Turnpike Authority (RB) Series A 5.000%, 01/01/15........................................ 1,320 1,445,096 Tulsa County Independent School District No. 3 (GO) 2.000%, 04/01/15........................................ 2,425 2,505,946 2.000%, 04/01/16........................................ 4,300 4,481,847 ----------- TOTAL OKLAHOMA............................................. 14,474,012 ----------- OREGON -- (3.3%) City of Portland (GO) Series A 4.000%, 06/01/15........................................ 2,000 2,171,700 Jackson County School District No. 5 (GO) (NATL-RE FGIC SCH BD GTY) 5.000%, 06/15/15........................................ 1,965 2,181,602 Multnomah County (GO) 5.000%, 10/01/14........................................ 5,490 5,974,383 Oregon State (GO) Series A 2.000%, 06/28/13........................................ 30,500 30,862,340 Portland Community College District (GO) 5.000%, 06/15/14........................................ 7,410 7,964,342 Washington County School District No. 15 Forest Grove (GO) (AGM SCH BD GTY) 5.250%, 06/15/15........................................ 1,555 1,736,453 ----------- TOTAL OREGON............................................... 50,890,820 ----------- PENNSYLVANIA -- (2.5%) Commonwealth of Pennsylvania (GO) First Series (NATL-RE) 5.250%, 02/01/13........................................ 5,755 5,824,520 Commonwealth of Pennsylvania (GO) Second Series 5.500%, 06/01/14........................................ 8,000 8,644,080 Commonwealth of Pennsylvania (GO) Series A 5.000%, 02/15/14........................................ 9,000 9,534,240 5.000%, 02/15/16........................................ 7,420 8,480,615 5.000%, 05/01/16........................................ 2,025 2,331,403 Conestoga Valley School District (GO) (ST AID WITHHLDG) 4.000%, 01/15/17........................................ 2,680 3,001,198 University of Pittsburgh of the Commonwealth System of Higher Education (RB) Series B (GO OF UNIV) 5.000%, 09/15/15........................................ 1,850 2,079,418 ----------- TOTAL PENNSYLVANIA......................................... 39,895,474 ----------- RHODE ISLAND -- (0.9%) Rhode Island State & Providence Plantations (GO) (AGM) 5.000%, 02/15/15........................................ 2,130 2,331,498 Rhode Island State & Providence Plantations (GO) (AGM) (ETM) 5.000%, 02/15/15........................................ 1,255 1,384,554 Rhode Island State & Providence Plantations (GO) Series A 4.000%, 08/01/17........................................ 2,065 2,340,760 Rhode Island State & Providence Plantations (GO) Series B (NATL-RE) 5.000%, 08/01/13........................................ 4,700 4,863,983 Rhode Island State & Providence Plantations (GO) Series E (NATL-RE) 5.000%, 11/01/15........................................ 2,260 2,537,641 ----------- TOTAL RHODE ISLAND......................................... 13,458,436 ----------- SOUTH CAROLINA -- (2.4%) Beaufort County School District (GO) Series A (SCSDE) 5.000%, 03/01/14........................................ 5,505 5,846,145 Beaufort County School District (GO) Series B (SCSDE) 5.000%, 03/01/14........................................ 2,795 2,968,206 63 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) SOUTH CAROLINA -- (Continued) Beaufort County School District (GO) Series D (SCSDE) 5.000%, 03/01/17....................................... $ 6,425 $ 7,593,129 Clemson University (RB) 2.000%, 05/01/16....................................... 1,355 1,409,877 Richland County School District No. 2 (GO) Series C (SCSDE) 5.000%, 02/01/16....................................... 6,330 7,208,857 South Carolina State (GO) Series A 4.000%, 06/01/15....................................... 6,000 6,548,940 South Carolina State Public Service Authority (RB) Series A (NATL-RE FGIC) 5.500%, 01/01/15....................................... 500 552,730 South Carolina State Public Service Authority (RB) Series E 5.000%, 01/01/15....................................... 835 914,133 York County School District No. 3 (GO) Series B (SCSDE) 5.000%, 03/01/15....................................... 4,770 5,266,080 ----------- TOTAL SOUTH CAROLINA...................................... 38,308,097 ----------- SOUTH DAKOTA -- (0.1%) Sioux Falls School District No. 49-5 (GO) Series B 5.000%, 07/01/15....................................... 1,500 1,672,335 ----------- TENNESSEE -- (2.1%) City of Kingsport (GO) Series B 3.000%, 04/01/17....................................... 2,005 2,196,478 City of Memphis (GO) Series A 5.000%, 04/01/17....................................... 1,230 1,459,051 Hamilton County (GO) 3.000%, 03/01/13....................................... 1,550 1,564,167 Knox County (GO) 5.500%, 04/01/14....................................... 6,300 6,748,938 Shelby County (GO) Series A 5.000%, 04/01/14....................................... 6,680 7,120,012 Shelby County (GO) Series A (ETM) 5.000%, 04/01/14....................................... 1,665 1,774,424 Sumner County (GO) 5.000%, 06/01/14....................................... 8,500 9,124,750 Tennessee State (GO) Series A 5.000%, 05/01/14....................................... 3,000 3,210,240 ----------- TOTAL TENNESSEE........................................... 33,198,060 ----------- TEXAS -- (16.8%) Arlington Independent School District (GO) (PSF-GTD) 5.000%, 02/15/14....................................... 5,885 6,234,334 Austin Independent School District (GO) (PSF-GTD) 5.000%, 08/01/14....................................... 6,895 7,449,013 Carrollton-Farmers Branch Independent School District (GO) (PSF-GTD) 5.000%, 02/15/16....................................... 6,570 7,516,080 City of Dallas (GO) 5.000%, 02/15/14....................................... 8,770 9,295,235 5.000%, 02/15/14....................................... 4,585 4,859,596 5.000%, 02/15/15....................................... 11,800 13,012,450 5.000%, 02/15/15....................................... 2,440 2,690,710 City of Dallas (GO) Series A 5.000%, 02/15/16....................................... 2,530 2,891,638 City of Dallas (RB) (AMBAC) 5.000%, 10/01/13....................................... 7,605 7,934,373 City of Frisco (GO) (NATL-RE FGIC) 5.250%, 02/15/16....................................... 1,175 1,352,895 City of Houston (GO) Series A 4.000%, 03/01/16....................................... 4,500 4,996,215 5.000%, 03/01/16....................................... 17,850 20,403,978 City of San Antonio Electric & Gas (RB) 5.375%, 02/01/15....................................... 5,975 6,626,932 City of San Antonio Electric & Gas (RB) Series A 5.250%, 02/01/14....................................... 12,015 12,749,837 5.250%, 02/01/14....................................... 90 95,435 5.000%, 02/01/15....................................... 3,025 3,329,799 5.000%, 02/01/16....................................... 2,875 3,280,145 County of El Paso (GO) (NATL-RE) 5.000%, 02/15/16....................................... 2,490 2,831,105 County of Fort Bend (GO) (NATL-RE) 5.000%, 03/01/13....................................... 2,110 2,142,810 Dallas Area Rapid Transit (RB) (FGIC) 5.000%, 12/01/12....................................... 10,475 10,511,558 64 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ------------ (000) TEXAS -- (Continued) Dallas Waterworks & Sewer System (RB) (AMBAC) 5.000%, 10/01/14....................................... $ 9,000 $ 9,795,870 Denton County (GO) Series A 5.000%, 07/15/15....................................... 3,960 4,428,389 Fort Bend Independent School District (GO) (PSF-GTD) 5.000%, 08/15/15....................................... 3,000 3,366,600 Fort Worth Independent School District (GO) (PSF-GTD) 5.000%, 02/15/13....................................... 8,025 8,132,134 Houston Independent School District (GO) Series A-1 5.000%, 02/15/15....................................... 4,000 4,405,200 North Texas Municipal Water District (RB) 5.000%, 09/01/14....................................... 605 655,935 5.000%, 06/01/16....................................... 2,130 2,454,995 Northwest Independent School District (GO) (PSF-GTD) 5.000%, 02/15/15....................................... 1,000 1,102,020 Nueces County (GO) 2.000%, 02/15/15....................................... 2,375 2,455,038 San Marcos Consolidated Independent School District (GO) (PSF-GTD) 5.250%, 08/01/14....................................... 3,195 3,470,249 Socorro Independent School District (GO) (PSF-GTD) 5.250%, 08/15/14....................................... 2,270 2,466,514 Texas Public Finance Authority (RB) Series A 5.000%, 01/01/14....................................... 5,000 5,271,450 5.000%, 07/01/15....................................... 10,000 11,179,900 5.000%, 01/01/16....................................... 3,345 3,803,232 Texas State (GO) 5.000%, 10/01/16....................................... 5,000 5,847,950 Texas State (RN) 2.500%, 08/30/13....................................... 35,000 35,663,600 Texas State Transportation Commission (RB) 4.000%, 04/01/13....................................... 1,500 1,523,340 5.000%, 04/01/14....................................... 5,870 6,254,955 Texas Tech University (RB) Series 12 5.000%, 02/15/16....................................... 2,095 2,392,993 University of Texas (RB) Series A 5.000%, 07/01/14....................................... 5,250 5,656,245 University of Texas (RB) Series B 5.250%, 08/15/13....................................... 3,850 4,001,305 University of Texas (RB) Series F 5.000%, 08/15/15....................................... 2,405 2,703,148 Williamson County (GO) (NATL-RE) 5.000%, 02/15/14....................................... 5,000 5,299,450 ------------ TOTAL TEXAS............................................... 262,534,650 ------------ UTAH -- (3.3%) Alpine School District (GO) (SCH BD GTY) 3.000%, 03/15/16....................................... 2,770 2,987,971 City of Salt Lake (GO) 2.500%, 06/28/13....................................... 19,000 19,288,420 Davis County School District (GO) Series B 5.000%, 06/01/13....................................... 2,000 2,054,880 Salt Lake County (GO) 2.000%, 12/27/12....................................... 23,000 23,066,700 Utah State (GO) Series B 4.000%, 07/01/13....................................... 4,700 4,817,547 ------------ TOTAL UTAH................................................ 52,215,518 ------------ VIRGINIA -- (3.2%) City of Norfolk (GO) Series A 4.000%, 03/01/16....................................... 2,000 2,220,540 City of Richmond (GO) Series C (ST AID WITHHLDG) 5.000%, 07/15/15....................................... 5,325 5,950,262 Fairfax County (GO) Series A (ST AID WITHHLDG) 5.000%, 04/01/13....................................... 9,975 10,170,610 5.000%, 04/01/14....................................... 9,375 9,996,656 4.000%, 04/01/16....................................... 3,065 3,426,793 Loudoun County (GO) Series B 4.000%, 11/01/12....................................... 1,000 1,000,000 Loudoun County (GO) Series B (ST AID WITHHLDG) 5.000%, 12/01/13....................................... 5,285 5,555,381 Virginia State Public School Authority (RB) 5.250%, 08/01/13....................................... 6,385 6,622,905 65 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ----------- -------------- (000) VIRGINIA -- (Continued) Virginia State Public School Authority (RB) Series B 5.000%, 08/01/13................................. $ 5,505 $ 5,699,987 -------------- TOTAL VIRGINIA...................................... 50,643,134 -------------- WASHINGTON -- (6.6%) City of Seattle (GO) 5.000%, 05/01/14................................. 8,300 8,873,945 City of Seattle (GO) Series B 5.000%, 08/01/15................................. 7,385 8,281,391 King County School District No. 1 (GO) (SCH BD GTY) 5.000%, 12/01/13................................. 15,000 15,760,800 King County School District No. 414 (GO) (NATL-RE SCH BD GTY) 5.000%, 12/01/13................................. 1,500 1,576,080 King County Sewer Enterprise (RB) 4.000%, 01/01/15................................. 6,595 7,084,811 4.000%, 01/01/16................................. 6,510 7,198,628 King County Sewer Revenue (RB) Series B 5.000%, 01/01/14................................. 5,075 5,347,477 Snohomish County Public Utility District No .1 (RB) 5.000%, 12/01/15................................. 5,000 5,647,400 Washington State (GO) (AGM) 5.000%, 07/01/14................................. 5,145 5,538,695 Washington State (GO) Series 2010C 5.000%, 01/01/15................................. 6,100 6,690,541 Washington State (GO) Series A 5.000%, 01/01/16................................. 2,000 2,274,660 Washington State (GO) Series C 5.000%, 02/01/14................................. 6,895 7,293,600 Washington State (GO) Series D 5.000%, 01/01/14................................. 3,330 3,508,788 Washington State (GO) Series R-2010A 5.000%, 01/01/15................................. 10,960 12,021,038 5.000%, 01/01/17................................. 1,215 1,426,422 Washington State (GO) Series R-2011C 4.000%, 07/01/15................................. 4,000 4,367,720 -------------- TOTAL WASHINGTON.................................... 102,891,996 -------------- WISCONSIN -- (1.8%) Wisconsin State (GO) Series 1 (AMBAC) 5.000%, 05/01/16................................. 14,075 16,210,037 Wisconsin State (GO) Series A 4.000%, 05/01/16................................. 5,090 5,686,599 5.000%, 05/01/16................................. 4,780 5,505,078 -------------- TOTAL WISCONSIN..................................... 27,401,714 -------------- TOTAL MUNICIPAL BONDS............................... 1,532,167,990 -------------- SHARES ----------- TEMPORARY CASH INVESTMENTS -- (2.1%) BlackRock Liquidity Funds MuniFund Portfolio..... 33,221,282 33,221,282 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,542,400,138)............................. $1,565,389,272 ============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- -------------- ------- -------------- Municipal Bonds.............. -- $1,532,167,990 -- $1,532,167,990 Temporary Cash Investments... $33,221,282 -- -- 33,221,282 ----------- -------------- -- -------------- TOTAL........................ $33,221,282 $1,532,167,990 -- $1,565,389,272 =========== ============== == ============== See accompanying Notes to Financial Statements. 66 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------ ---------- (000) MUNICIPAL BONDS -- (98.9%) ALASKA -- (0.5%) Borough of North Slope (GO) Series A 4.000%, 06/30/18..................................... $ 400 $ 461,268 ---------- ARIZONA -- (1.7%) City of Phoenix (GO) Series A 5.000%, 07/01/15..................................... 400 445,956 City of Scottsdale (GO) 5.000%, 07/01/15..................................... 500 558,855 Pima County (GO) 3.000%, 07/01/16..................................... 450 480,046 ---------- TOTAL ARIZONA............................................ 1,484,857 ---------- ARKANSAS -- (0.5%) Springdale School District No. 50 (GO) Series A (ST AID WITHHLDG) 4.000%, 06/01/16..................................... 400 442,004 ---------- CALIFORNIA -- (0.3%) Los Angeles Unified School District (GO) Series KRY 5.000%, 07/01/15..................................... 250 278,442 ---------- COLORADO -- (2.3%) Adams & Arapahoe Joint School District 28J (GO) (ST AID WITHHLDG) 5.000%, 12/01/21..................................... 425 533,906 Arapahoe County School District No. 5 (GO) (ST AID WITHHLDG) 3.000%, 12/15/16..................................... 750 818,827 Boulder County (RB) 5.000%, 07/15/18..................................... 540 652,941 ---------- TOTAL COLORADO........................................... 2,005,674 ---------- CONNECTICUT -- (0.9%) Connecticut State (ST) Revenue Series A (AMBAC) 4.000%, 08/01/16..................................... 300 335,997 Town of Trumbull (GO) Series A 3.000%, 09/01/16..................................... 450 488,966 ---------- TOTAL CONNECTICUT........................................ 824,963 ---------- FLORIDA -- (6.9%) City of Jacksonville (RB) 5.000%, 10/01/18..................................... 315 381,241 City of Tallahassee Energy System (RB) 5.000%, 10/01/20..................................... 250 302,958 Florida State Board of Education (GO) Series A 5.000%, 06/01/17..................................... 150 178,377 5.000%, 06/01/19..................................... 450 554,872 Florida State Board of Education (GO) Series B 5.000%, 06/01/17..................................... 300 356,754 5.000%, 06/01/20..................................... 800 997,760 Florida State Board of Education (GO) Series D 5.000%, 06/01/22..................................... 1,000 1,265,140 Pasco County Water & Sewer (RB) Series A 4.000%, 10/01/17..................................... 320 358,499 Tampa Bay Water Supply (RB) 5.000%, 10/01/19..................................... 450 555,273 Tampa Bay Water Supply (RB) Series A 5.000%, 10/01/16..................................... 1,000 1,161,590 ---------- TOTAL FLORIDA............................................ 6,112,464 ---------- GEORGIA -- (1.9%) Georgia State Road & Tollway Authority (RB) Series A 5.000%, 06/01/16..................................... 1,200 1,385,400 Gordon County School District (GO) (ST AID WITHHLDG) 3.000%, 09/01/17..................................... 250 274,098 ---------- TOTAL GEORGIA............................................ 1,659,498 ---------- HAWAII -- (1.4%) City & County of Honolulu (GO) Series B 5.000%, 08/01/20..................................... 350 437,154 City & County of Honolulu (GO) Series B (AGM) 5.250%, 07/01/17..................................... 545 653,400 67 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) HAWAII -- (Continued) Hawaii State (GO) Series DO 5.000%, 08/01/16.................................... $ 100 $ 116,001 ---------- TOTAL HAWAII............................................ 1,206,555 ---------- ILLINOIS -- (1.0%) Chicago Park District (GO) Series 2008E 5.000%, 11/15/18.................................... 250 307,368 University of Illinois (RB) Series A 5.000%, 04/01/20.................................... 500 606,980 ---------- TOTAL ILLINOIS.......................................... 914,348 ---------- IOWA -- (0.9%) City of Ankeny (GO) Series D 4.000%, 06/01/18.................................... 700 808,605 ---------- KANSAS -- (2.4%) City of Topeka (GO) Series A 4.000%, 08/15/15.................................... 450 491,558 Johnson County Unified School District No. 232 (GO) Series A 5.000%, 09/01/17.................................... 400 473,064 Sedgwick County (GO) Series B 3.000%, 08/01/17.................................... 500 551,785 Wyandotte County Unified Government (GO) Series A 3.000%, 08/01/18.................................... 580 641,799 ---------- TOTAL KANSAS............................................ 2,158,206 ---------- LOUISIANA -- (2.4%) Lafayette Louisiana Public Improvement Sales (RB) Series ST-A 4.000%, 03/01/17.................................... 1,330 1,499,562 Saint Tammany Parish Wide School District No. 12 (GO) (ASSURED GTY) 5.000%, 03/01/16.................................... 575 654,011 ---------- TOTAL LOUISIANA......................................... 2,153,573 ---------- MARYLAND -- (1.2%) Town of Ocean City (GO) 3.000%, 10/01/18.................................... 825 921,393 University System of Maryland (RB) Series D 3.000%, 04/01/15.................................... 135 143,294 ---------- TOTAL MARYLAND.......................................... 1,064,687 ---------- MASSACHUSETTS -- (3.6%) City of Woburn (GO) 4.000%, 09/01/22.................................... 350 409,752 Town of Auburn (GO) 2.000%, 03/15/19.................................... 750 794,677 Town of Reading (GO) 5.000%, 02/01/18.................................... 1,065 1,280,684 Town of Westwood (GO) 3.000%, 06/01/16.................................... 600 651,036 ---------- TOTAL MASSACHUSETTS..................................... 3,136,149 ---------- MICHIGAN -- (0.7%) Kentwood Public Schools (GO) 4.000%, 05/01/22.................................... 500 574,850 ---------- MINNESOTA -- (1.5%) Stillwater Independent School District No. 834 (GO) Series A (SD CRED PROG) 3.000%, 02/01/16.................................... 1,200 1,290,636 ---------- MISSOURI -- (1.1%) City of Kansas (GO) Series A 4.000%, 02/01/22.................................... 500 586,725 City of Liberty (GO) 4.000%, 03/01/16.................................... 385 426,380 ---------- TOTAL MISSOURI.......................................... 1,013,105 ---------- NEVADA -- (3.6%) Clark County (RB) (AMBAC) 5.000%, 07/01/16.................................... 400 456,048 Clark County School District (GO) Series A 5.000%, 06/15/19.................................... 1,500 1,805,145 Clark County School District (GO) Series A (NATL-RE FGIC) 4.500%, 06/15/17.................................... 400 461,368 Nevada State (GO) Series D 5.000%, 06/01/17.................................... 425 499,749 ---------- TOTAL NEVADA............................................ 3,222,310 ---------- NEW HAMPSHIRE -- (1.2%) City of Dover (GO) 3.000%, 06/15/19.................................... 600 656,436 City of Nashua (GO) 5.000%, 03/15/17.................................... 330 389,284 ---------- TOTAL NEW HAMPSHIRE..................................... 1,045,720 ---------- 68 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) NEW JERSEY -- (6.9%) Essex County (GO) Series A 5.000%, 08/01/20.................................... $1,000 $1,218,080 New Milford School District (GO) (SCH BD RES FD) 4.000%, 08/15/16.................................... 440 486,741 South Orange & Maplewood School District (GO) (SCH BD RES FD) 3.000%, 03/01/22.................................... 350 375,308 Township of Livingston (GO) 3.000%, 01/15/21.................................... 350 379,914 Township of North Brunswick (GO) 2.000%, 08/01/18.................................... 1,075 1,117,688 Union County (GO) Series B 3.000%, 03/01/22.................................... 2,360 2,524,468 ---------- TOTAL NEW JERSEY........................................ 6,102,199 ---------- NEW MEXICO -- (2.7%) Farmington Municipal School District No. 5 (GO) (ST AID WITHHLDG) 4.000%, 09/01/20.................................... 945 1,109,600 Las Cruces School District No. 2 (GO) Series A (ST AID WITHHLDG) 4.000%, 08/01/19.................................... 1,000 1,164,530 4.000%, 08/01/20.................................... 125 146,059 ---------- TOTAL NEW MEXICO........................................ 2,420,189 ---------- NEW YORK -- (4.3%) City of New York (GO) Series B 5.000%, 08/01/19.................................... 600 739,734 5.000%, 08/01/22.................................... 600 750,114 City of New York (GO) Series C 5.250%, 08/01/18.................................... 300 368,865 City of New York (GO) Series F 3.000%, 08/01/15.................................... 150 159,680 Malverne Union Free School District (GO) (ST AID WITHHLDG) 2.125%, 08/01/17.................................... 605 635,559 New York State Dormitory Authority (RB) Series C 5.000%, 03/15/19.................................... 525 647,183 New York State Urban Development Corp. (RB) 5.000%, 12/15/18.................................... 400 493,016 ---------- TOTAL NEW YORK.......................................... 3,794,151 ---------- NORTH CAROLINA -- (1.4%) Lincoln County (GO) Series A 2.000%, 06/01/17.................................... 500 520,240 Onslow County (GO) 5.000%, 04/01/17.................................... 600 712,884 ---------- TOTAL NORTH CAROLINA.................................... 1,233,124 ---------- NORTH DAKOTA -- (0.4%) North Dakota State Board of Higher Education (RB) Series A 2.000%, 04/01/16.................................... 300 309,714 ---------- OHIO -- (3.2%) Oakwood City School District (GO) 2.000%, 12/01/17.................................... 280 292,116 Ohio State (GO) Series A 5.000%, 09/15/22.................................... 200 252,838 Ohio State (GO) Series B 5.000%, 08/01/17.................................... 400 477,552 Ohio State (GO) Series C 5.000%, 09/15/21.................................... 1,000 1,258,200 Ohio State Major New Street Infrastructure Project (RB) Series 2008-1 5.500%, 06/15/15.................................... 500 561,710 ---------- TOTAL OHIO.............................................. 2,842,416 ---------- OKLAHOMA -- (3.8%) City of Tulsa (GO) 5.000%, 12/01/17.................................... 400 483,340 Cleveland County Independent School District No. 29 (GO) 1.500%, 03/01/16.................................... 1,250 1,284,025 Tulsa County Independent School District No. 1 (GO) 2.000%, 09/01/15.................................... 1,090 1,132,020 Tulsa County Independent School District No. 3 (GO) 2.000%, 04/01/16.................................... 425 442,973 ---------- TOTAL OKLAHOMA.......................................... 3,342,358 ---------- 69 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ----------- (000) OREGON -- (2.3%) City of Portland (GO) 4.000%, 06/01/20................................................... $ 935 $ 1,092,968 Deschutes County (GO) 3.000%, 12/01/15................................................... 225 240,134 Deschutes County Administrative School District No. 1 (GO) (NATL-RE FGIC) 5.000%, 06/15/16................................................... 200 229,994 Washington County School District No. 1 (GO) (NATL-RE FGIC) 5.250%, 06/15/17................................................... 400 479,816 ----------- TOTAL OREGON........................................................... 2,042,912 ----------- PENNSYLVANIA -- (2.4%) Marple Newtown School District (GO) (AGM ST AID WITHHLDG) 4.000%, 06/01/16................................................... 375 413,685 Monroe County (GO) 4.000%, 12/15/18................................................... 400 462,480 West View Municipal Authority (RB) 4.000%, 11/15/20................................................... 1,100 1,269,466 ----------- TOTAL PENNSYLVANIA..................................................... 2,145,631 ----------- RHODE ISLAND -- (0.4%) Rhode Island State & Providence Plantations (GO) Series A 5.000%, 08/01/22................................................... 300 371,484 ----------- SOUTH CAROLINA -- (0.4%) Clemson University (RB) 3.000%, 05/01/21................................................... 350 382,638 ----------- TENNESSEE -- (3.0%) City of Johnson City (GO) 3.000%, 06/01/19................................................... 875 967,829 City of Pigeon Forge (GO) 4.000%, 06/01/21................................................... 670 784,275 Williamson County (GO) Series A 4.000%, 05/01/22................................................... 300 359,649 Wilson County (GO) (NATL-RE) 5.000%, 04/01/15................................................... 450 499,162 ----------- TOTAL TENNESSEE........................................................ 2,610,915 ----------- TEXAS -- (17.2%) Austin Independent School District (GO) (PSF-GTD) 5.000%, 08/01/20................................................... 350 440,640 City of Copperas Cove (GO) 4.000%, 08/15/15................................................... 750 817,530 City of Fort Worth Water & Sewer System (RB) 5.000%, 02/15/19................................................... 400 491,916 City of Houston (GO) Series A 5.000%, 03/01/21................................................... 1,500 1,878,630 City of Richardson (GO) 4.250%, 02/15/18................................................... 400 468,012 City of San Antonio Electric & Gas (RB) Series D 5.000%, 02/01/19................................................... 400 491,908 Galveston County (GO) 5.000%, 02/01/22................................................... 1,000 1,249,020 Grayson County (GO) 5.000%, 01/01/21................................................... 1,990 2,464,157 Harris County (GO) Series A 4.000%, 10/01/18................................................... 430 503,255 Harris County Metropolitan Transit Authority (RB) Series B 4.000%, 11/01/18................................................... 400 467,052 Houston Community College System (GO) 5.000%, 02/15/17................................................... 1,000 1,177,650 La Porte Independent School District (GO) 5.000%, 02/15/21................................................... 1,700 2,109,207 Mansfield Independent School District (GO) 5.000%, 02/15/20................................................... 1,000 1,233,450 Mansfield Independent School District (GO) Series A (PSF-GTD) 5.000%, 02/15/22................................................... 500 633,690 Pflugerville Independent School District (GO) (PSF-GTD) 5.000%, 08/15/16................................................... 350 406,578 Texas Transportation Commission (RB) 5.250%, 04/01/26................................................... 300 402,822 ----------- TOTAL TEXAS............................................................ 15,235,517 ----------- UTAH -- (0.5%) Davis County (GO) 4.000%, 02/01/18................................................... 350 402,686 ----------- 70 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ -------- ----------- (000) VIRGINIA -- (1.3%) City of Newport News (GO) Series A 2.000%, 07/15/18.................................... $ 515 $ 541,677 Virginia State Public School Authority (RB) Series D (ST AID WITHHLDG) 5.250%, 08/01/18.................................... 500 616,340 ----------- TOTAL VIRGINIA.......................................... 1,158,017 ----------- WASHINGTON -- (10.5%) City of Seattle Municipal Light & Power (RB) Series A 5.000%, 06/01/22.................................... 310 391,883 City of Seattle Municipal Light & Power (RB) Series B 5.000%, 02/01/16.................................... 425 484,742 Clark County School District No. 119 Battleground (GO) (SCH BD GTY) 4.000%, 12/01/22.................................... 2,000 2,345,320 King County (GO) 5.000%, 01/01/21.................................... 425 531,008 King County School District No. 210 (GO) (SCH BD GTY) 2.000%, 12/01/18.................................... 1,200 1,263,984 King County School District No. 415 (GO) (AGM SCH BD GTY) 5.000%, 12/01/17.................................... 425 511,674 Snohomish County Public Utility District No. 1 (RB) 5.000%, 12/01/19.................................... 400 494,208 Spokane County Wastewater System (RB) Series A 5.000%, 12/01/15.................................... 300 339,138 Thurston County School District No. 111 (GO) (SCH BD GTY) 5.000%, 12/01/21.................................... 425 535,925 Washington State (GO) 5.000%, 07/01/17.................................... 300 357,315 Washington State (GO) Series B-1 5.000%, 08/01/21.................................... 900 1,136,052 Washington State (GO) Series D 5.000%, 02/01/19.................................... 400 491,640 Washington State (GO) Series R-2012C 4.000%, 07/01/21.................................... 350 413,298 ----------- TOTAL WASHINGTON........................................ 9,296,187 ----------- WISCONSIN -- (2.2%) Milwaukee County (GO) Series A 5.000%, 10/01/16.................................... 420 489,103 Milwaukee County Metropolitan Sewer District (GO) Series A 5.500%, 10/01/15.................................... 350 398,450 Sun Prairie Area School District (GO) 4.000%, 03/01/20.................................... 570 654,810 Swallow School District (GO) 2.000%, 04/01/16.................................... 390 406,228 ----------- TOTAL WISCONSIN......................................... 1,948,591 ----------- TOTAL MUNICIPAL BONDS...................................... 87,496,643 =========== SHARES -------- TEMPORARY CASH INVESTMENTS -- (1.1%) BlackRock Liquidity Funds MuniFund Portfolio............ 948,733 948,733 ----------- TOTAL INVESTMENTS -- (100.0%) (Cost $87,771,776)........... $88,445,376 =========== 71 DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------- ----------- ------- ----------- Municipal Bonds....................... -- $87,496,643 -- $87,496,643 Temporary Cash Investments............ $948,733 -- -- 948,733 -------- ----------- -- ----------- TOTAL................................. $948,733 $87,496,643 -- $88,445,376 ======== =========== == =========== See accompanying Notes to Financial Statements. 72 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------ ---------- (000) MUNICIPAL BONDS -- (97.7%) CALIFORNIA -- (97.7%) Anaheim Public Financing Authority (RB) 4.500%, 08/01/13......................................... $ 800 $ 823,872 4.000%, 08/01/14......................................... 550 583,484 Anaheim Union High School District (GO) (AGM) 5.000%, 08/01/13......................................... 700 724,633 5.000%, 08/01/14......................................... 800 864,864 Atascadero Unified School District (GO) Series A (AGM) 3.000%, 08/01/15......................................... 315 333,119 Bay Area Toll Authority (RB) Series F 5.000%, 04/01/13......................................... 775 790,043 3.900%, 04/01/14......................................... 900 945,144 5.000%, 04/01/15......................................... 495 547,816 California Educational Facilities Authority (RB) 5.000%, 10/01/16......................................... 700 799,456 California Educational Facilities Authority (RB) Series A 5.000%, 04/01/13......................................... 2,250 2,293,942 California Educational Facilities Authority (RB) Series P 5.250%, 12/01/13......................................... 925 974,802 California Educational Facilities Authority (RB) Series T-4 5.000%, 03/15/14......................................... 3,890 4,139,816 California Infrastructure & Economic Development Bank (RB) (AGM) 5.250%, 07/01/13......................................... 2,000 2,066,800 California Infrastructure & Economic Development Bank (RB) Series A (AMBAC) 5.250%, 10/01/13......................................... 4,900 5,117,805 California State (GO) 5.250%, 03/01/13......................................... 850 863,761 3.000%, 09/01/13......................................... 1,500 1,533,735 4.200%, 11/01/13......................................... 1,825 1,895,792 5.000%, 03/01/14......................................... 2,925 3,099,418 5.000%, 03/01/14......................................... 2,850 3,019,945 5.000%, 03/01/14......................................... 800 847,704 5.000%, 04/01/14......................................... 1,750 1,860,915 5.000%, 04/01/14......................................... 555 590,176 5.000%, 05/01/14......................................... 5,075 5,414,923 4.500%, 06/01/14......................................... 750 797,168 5.000%, 06/01/14......................................... 3,065 3,281,726 5.000%, 08/01/14......................................... 1,480 1,595,692 4.000%, 09/01/14......................................... 875 930,475 4.000%, 10/01/14......................................... 1,000 1,066,290 3.000%, 11/01/14......................................... 665 697,725 5.000%, 11/01/14......................................... 2,000 2,177,480 6.000%, 02/01/15......................................... 950 1,063,677 3.000%, 03/01/15......................................... 500 527,390 5.000%, 03/01/15......................................... 3,900 4,293,198 5.000%, 03/01/15......................................... 500 550,410 4.000%, 04/01/15......................................... 700 756,406 5.000%, 04/01/15......................................... 1,000 1,104,420 5.000%, 09/01/15......................................... 1,000 1,121,440 5.000%, 10/01/15......................................... 1,000 1,125,000 5.000%, 10/01/15......................................... 500 562,500 3.000%, 11/01/15......................................... 500 534,570 5.000%, 12/01/15......................................... 700 792,008 5.000%, 02/01/16......................................... 1,275 1,448,056 5.000%, 03/01/16......................................... 1,245 1,418,279 3.000%, 09/01/16......................................... 1,500 1,623,375 5.000%, 09/01/16......................................... 2,350 2,719,820 4.000%, 10/01/16......................................... 1,175 1,318,808 5.000%, 10/01/16......................................... 2,090 2,425,968 5.000%, 10/01/16......................................... 795 922,796 5.000%, 11/01/16......................................... 2,410 2,804,541 5.500%, 04/01/18......................................... 750 913,905 California State (GO) (AMBAC) 5.000%, 02/01/14......................................... 770 813,128 6.000%, 04/01/16......................................... 1,265 1,487,412 6.000%, 02/01/17......................................... 1,000 1,204,680 California State (GO) (NATL-RE FGIC) 5.000%, 03/01/14......................................... 1,565 1,658,321 California State (GO) (NATL-RE) 4.000%, 09/01/14......................................... 1,000 1,063,400 4.125%, 06/01/15......................................... 200 217,806 5.000%, 06/01/15......................................... 310 344,509 4.000%, 09/01/15......................................... 500 546,760 California State (GO) Series 2 4.000%, 09/01/15......................................... 750 820,140 California State (GO) Series CF 2.250%, 12/01/13......................................... 500 506,910 73 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) CALIFORNIA -- (Continued) California State Department of Transportation (RB) Series A (NATL-RE FGIC) 4.500%, 02/01/13......................................... $1,000 $1,010,290 5.000%, 02/01/15......................................... 2,275 2,497,791 California State Department of Water Resources (RB) 5.500%, 12/01/13......................................... 1,075 1,135,630 California State Department of Water Resources (RB) (NATL-RE) 5.000%, 12/01/14......................................... 1,500 1,641,270 California State Department of Water Resources (RB) Series AE 5.000%, 12/01/14......................................... 575 629,154 California State Department of Water Resources (RB) Series L 4.000%, 05/01/15......................................... 2,490 2,705,933 5.000%, 05/01/15......................................... 3,750 4,167,862 5.000%, 05/01/16......................................... 385 443,689 5.000%, 05/01/17......................................... 1,100 1,307,053 California State Department of Water Resources (RB) Series M 5.000%, 05/01/14......................................... 750 801,862 4.000%, 05/01/15......................................... 2,250 2,445,120 4.000%, 05/01/16......................................... 2,250 2,514,555 California State Economic Recovery (GO) (ETM) Series A (NATL-RE) 5.250%, 07/01/13......................................... 1,845 1,905,996 California State Economic Recovery (GO) Series A 5.250%, 07/01/13......................................... 870 898,588 5.250%, 07/01/14......................................... 1,945 2,102,856 5.250%, 07/01/14......................................... 95 102,760 California State Economic Recovery (GO) Series A (NATL-RE FGIC) 5.250%, 07/01/14......................................... 3,445 3,724,596 California State Economic Recovery (GO) Series A (NATL-RE) 5.250%, 07/01/13......................................... 2,180 2,251,635 California State Public Works Board of Regents University California (RB) Series A 5.000%, 03/01/14......................................... 860 911,523 California State Public Works Board of Regents University California (RB) Series B (NATL-RE FGIC) 5.000%, 06/01/17......................................... 1,275 1,511,780 California State University (RB) Series A 3.000%, 11/01/12......................................... 500 500,000 5.000%, 11/01/15......................................... 5,600 6,321,672 5.000%, 11/01/16......................................... 500 582,925 California State University (RB) Series A (AGM) 4.000%, 11/01/12......................................... 1,000 1,000,000 4.000%, 11/01/12......................................... 545 545,000 Charter Oak Unified School District (GO) Series B (AGM) 5.000%, 07/01/13......................................... 2,805 2,893,161 City & County of San Francisco (GO) 4.000%, 06/15/15......................................... 2,000 2,180,800 City & County of San Francisco (GO) Series 2008-R1 5.000%, 06/15/14......................................... 500 537,655 City & County of San Francisco (GO) Series A 4.000%, 06/15/13......................................... 1,000 1,023,130 5.000%, 06/15/15......................................... 2,490 2,779,612 5.000%, 06/15/15......................................... 750 837,232 City & County of San Francisco Public Utilities Commission (RB) Series A (AGM) 5.000%, 11/01/12......................................... 4,810 4,810,000 City & County of San Francisco Public Utilities Commission (RB) Series C 5.000%, 11/01/13......................................... 525 549,560 City of Bakersfield School District (GO) Series A (AGM) 4.000%, 11/01/14......................................... 400 420,732 City of Fairfield (RB) (AGM) 4.250%, 04/01/13......................................... 500 508,185 City of Folsom (GO) 4.000%, 08/01/14......................................... 1,285 1,353,786 City of Los Angeles (GO) Series A 2.500%, 09/01/13......................................... 2,500 2,546,175 3.000%, 09/01/15......................................... 3,000 3,207,270 3.250%, 09/01/16......................................... 500 549,790 74 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) CALIFORNIA -- (Continued) City of Los Angeles (GO) Series A (NATL-RE FGIC) 5.250%, 09/01/13........................................ $ 1,000 $ 1,041,040 City of Los Angeles (GO) Series A (NATL-RE) 5.250%, 09/01/14........................................ 1,000 1,088,920 City of Los Angeles (RB) Series A 5.000%, 06/01/13........................................ 1,300 1,333,527 4.000%, 06/01/14........................................ 520 545,189 4.000%, 06/01/15........................................ 2,000 2,153,560 City of Oakland (GO) 5.000%, 01/15/15........................................ 500 545,815 City of San Diego (GO) Series A 2.500%, 06/28/13........................................ 14,000 14,214,340 City of San Jose (GO) 5.000%, 09/01/14........................................ 500 541,620 City of Vernon (RB) Series A 5.250%, 08/01/14........................................ 1,300 1,373,411 Coast Community College District (GO) (NATL-RE) 5.250%, 08/01/14........................................ 1,000 1,085,960 Colton Joint Unified School District (GO) 5.000%, 08/01/16........................................ 1,000 1,148,410 Contra Costa Community College District (GO) (NATL-RE FGIC) 5.000%, 08/01/13........................................ 1,905 1,972,475 5.000%, 08/01/14........................................ 1,985 2,147,036 Contra Costa County Public Financing Authority (RB) Series B (NATL-RE) 5.000%, 06/01/15........................................ 1,700 1,859,953 Contra Costa Water District (RB) Series B 4.000%, 10/01/14........................................ 10,000 10,690,600 Cupertino Union School District (GO) Series B 4.000%, 08/01/15........................................ 1,260 1,381,250 Davis Joint Unified School District Community Facilities District (ST) (AGM) 3.000%, 08/15/16........................................ 955 1,013,561 Desert Sands Unified School District (GO) (AGM) 5.000%, 06/01/14........................................ 3,275 3,516,236 5.000%, 06/01/14........................................ 600 644,196 East Bay Regional Park District (GO)....................... 4.000%, 09/01/13........................................ 1,375 1,416,745 Eastern Municipal Water District (RB) Series A 4.000%, 07/01/13........................................ 2,120 2,172,597 El Camino Community College District (GO) Series A (NATL-RE) 5.000%, 08/01/13........................................ 3,060 3,168,385 5.000%, 08/01/13........................................ 2,915 3,018,249 5.000%, 08/01/13........................................ 1,600 1,656,672 El Monte Union High School District (GO) Series A (FSA) 5.000%, 06/01/13........................................ 2,185 2,244,956 Escondido Union School District (GO) Series B (NATL-RE FGIC) 5.500%, 08/01/14........................................ 550 594,644 Fairfield-Suisun Sewer District (RB) (ASSURED GTY) 4.000%, 05/01/16........................................ 1,000 1,101,880 Fairfield-Suisun Unified School District Financing Corp. (GO) 2.500%, 08/01/16........................................ 750 788,918 Folsom Cordova Unified School District School Facilities Improvement District No. 4 (GO) Series A (NATL-RE) 5.000%, 10/01/16........................................ 550 622,078 Fontana Unified School District (GO) 4.000%, 12/01/12........................................ 1,000 1,002,450 Foothill-De Anza Community College District (GO) Series B 5.250%, 08/01/13........................................ 3,675 3,811,930 5.250%, 08/01/13........................................ 2,000 2,074,520 Fremont Union High School District (GO) 5.000%, 09/01/15........................................ 925 1,035,676 Fresno Unified School District (GO) Series A 2.000%, 08/01/14........................................ 720 740,700 4.000%, 08/01/16........................................ 1,695 1,883,111 Fresno Unified School District (GO) Series A (AGM) 4.000%, 08/01/17........................................ 1,820 2,059,439 75 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------- ----------- (000) CALIFORNIA -- (Continued) Gilroy Public Facilities Financing Authority (RB) 4.000%, 11/01/14................................................... $ 400 $ 424,552 Glendale Unified School District (GO) 4.000%, 09/01/15................................................... 1,160 1,258,623 Golden West Schools Financing Authority (RB) (NATL-RE FGIC) 5.000%, 08/01/13................................................... 525 543,554 Grossmont Union High School District (GO) (NATL-RE) 4.000%, 08/01/13................................................... 500 513,905 5.000%, 08/01/15................................................... 1,160 1,301,810 Hacienda La Puente Unified School District (GO) Series B (AGM) 5.000%, 08/01/13................................................... 4,340 4,493,723 Hemet Unified School District (GO) Series A (AGM) 5.750%, 08/01/14................................................... 500 543,010 5.625%, 08/01/15................................................... 355 399,347 Huntington Beach Public Financing Authority (RB) 3.000%, 09/01/16................................................... 950 1,023,292 Kern High School District (GO) Series C (NATL-RE FGIC) 5.500%, 08/01/14................................................... 650 699,933 Long Beach Unified School District (GO) Series A 5.000%, 08/01/13................................................... 2,500 2,587,975 4.000%, 08/01/14................................................... 2,335 2,483,880 5.000%, 08/01/14................................................... 1,000 1,081,080 Los Angeles Community College District (GO) Series A (AGM) 5.250%, 08/01/13................................................... 825 855,740 5.250%, 08/01/14................................................... 4,000 4,338,000 Los Angeles Community College District (GO) Series F-1 3.250%, 08/01/14................................................... 2,300 2,417,990 3.000%, 08/01/15................................................... 500 534,240 Los Angeles County Metropolitan Transportation Authority (RB) 3.000%, 07/01/13................................................... 1,750 1,781,850 4.000%, 07/01/13................................................... 1,325 1,357,794 Los Angeles County Metropolitan Transportation Authority (RB) (AMBAC) 5.000%, 07/01/14................................................... 500 538,520 Los Angeles County Transportation (RN) Series B 2.000%, 03/29/13................................................... 13,000 13,096,720 Los Angeles Department of Water & Power (RB) Series A 5.000%, 07/01/14................................................... 1,715 1,847,124 Los Angeles Municipal Improvement Corp. (RB) Series A 4.000%, 11/01/14................................................... 2,770 2,934,372 4.000%, 11/01/16................................................... 1,795 1,965,202 Los Angeles Municipal Improvement Corp. (RB) Series A (NATL-RE FGIC) 4.000%, 01/01/16................................................... 400 435,484 Los Angeles Municipal Improvement Corp. (RB) Series C 3.000%, 09/01/13................................................... 730 744,220 3.000%, 03/01/16................................................... 750 795,600 Los Angeles Municipal Improvement Corp. (RB) Series E 5.000%, 09/01/14................................................... 690 741,398 Los Angeles Unified School District (GO) (NATL-RE) 5.750%, 07/01/14................................................... 2,045 2,228,191 5.750%, 07/01/15................................................... 1,170 1,327,494 Los Angeles Unified School District (GO) Series A 4.000%, 07/01/17................................................... 5,500 6,281,000 Los Angeles Unified School District (GO) Series A (FGIC) 6.000%, 07/01/13................................................... 400 415,136 Los Angeles Unified School District (GO) Series A (NATL-RE) 5.000%, 07/01/13................................................... 250 257,822 Los Angeles Unified School District (GO) Series B (AMBAC) 4.000%, 07/01/13................................................... 950 973,512 Los Angeles Unified School District (GO) Series E (AMBAC) 5.000%, 07/01/15................................................... 400 445,844 Los Angeles Unified School District (GO) Series G (AMBAC) 5.000%, 07/01/16................................................... 730 840,515 76 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) CALIFORNIA -- (Continued) Los Angeles Unified School District (GO) Series KRY 5.000%, 07/01/15............................................... $1,250 $1,392,212 Los Angeles Wastewater System (RB) Series A 5.000%, 06/01/14............................................... 2,000 2,146,020 Los Angeles Wastewater System (RB) Series C (NATL-RE) 5.375%, 06/01/13............................................... 600 617,604 Madera County Transportation Authority (RB) (AGM) 3.000%, 03/01/15............................................... 1,020 1,063,105 Manteca Unified School District (GO) (AGM) 5.250%, 08/01/14............................................... 500 542,890 Metropolitan Water District of Southern California (RB) Series C 4.000%, 10/01/15............................................... 900 994,599 Morgan Hill Unified School District (GO) (AMBAC) 5.000%, 08/01/13............................................... 1,240 1,283,636 Mount San Antonio Community College District (GO) Series C (AGM) 4.000%, 09/01/14............................................... 750 793,042 Northern California Power Agency (RB) Series A 5.000%, 07/01/17............................................... 1,000 1,175,510 Oak Park Unified School District (GO) Series A 4.000%, 08/01/14............................................... 600 630,516 Orange County (RB) Series A (NATL-RE) 5.000%, 06/01/15............................................... 2,000 2,208,560 Orange County Public Financing Authority (RB) (NATL-RE) 5.000%, 07/01/16............................................... 3,000 3,429,660 Oxnard School District (GO) Series B (ASSURED GTY) 4.000%, 08/01/14............................................... 500 523,660 Oxnard Union High School District (GO) 4.000%, 08/01/14............................................... 475 504,516 Palm Springs Financing Authority (RB) Series A 3.000%, 11/01/15............................................... 625 650,438 Palomar Pomerado Health (GO) Series A (AMBAC) 5.000%, 08/01/15............................................... 500 549,610 Pasadena Unified School District (GO) (AGM) 5.000%, 11/01/12............................................... 2,000 2,000,000 Peralta Community College District (GO) 5.000%, 08/01/17............................................... 1,000 1,175,030 Peralta Community College District (GO) Series C 4.000%, 08/01/14............................................... 500 531,520 5.000%, 08/01/15............................................... 1,045 1,159,135 Piedmont Unified School District (GO) 2.000%, 08/01/13............................................... 725 734,468 2.000%, 08/01/14............................................... 340 349,897 Pleasanton Unified School District (GO) (AGM) 5.250%, 08/01/16............................................... 500 575,995 Rancho Santiago Community College District (GO) 3.000%, 09/01/15............................................... 1,195 1,277,563 Rancho Santiago Community College District (GO) (AGM) 5.250%, 09/01/16............................................... 300 352,260 Riverside Unified School District (GO) 4.000%, 02/01/14............................................... 920 960,296 Sacramento Area Flood Control Agency (SA) Series A (NATL-RE FGIC) 5.000%, 10/01/15............................................... 665 747,300 Sacramento County Sanitation District (GO) (AMBAC) 5.000%, 12/01/14............................................... 3,790 4,154,371 Sacramento County Sanitation District (RB) (NATL-RE) 5.000%, 08/01/14............................................... 750 810,952 Sacramento Municipal Utility District (RB) Series U (AGM) 5.000%, 08/15/14............................................... 1,000 1,081,400 Sacramento Suburban Water District (RB) Series A 1.000%, 11/01/12............................................... 1,995 1,995,000 77 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ------------ (000) CALIFORNIA -- (Continued) San Diego County Regional Transportation Commission (RB) Series A 2.000%, 04/01/13......................................................... $3,000 $ 3,022,380 San Diego County Water Authority (CP) Series A (NATL-RE FGIC) 5.250%, 05/01/13......................................................... 795 814,008 San Diego Public Facilities Financing Authority (RB) Series A 4.500%, 05/15/14......................................................... 2,560 2,721,331 San Diego Public Facilities Financing Authority (RB) Series B 5.000%, 05/15/14......................................................... 1,000 1,070,630 5.000%, 05/15/16......................................................... 1,250 1,442,650 San Diego Public Facilities Financing Authority Water Revenue (RB) Series A 5.000%, 08/01/16......................................................... 6,200 7,174,640 San Diego Unified School District (GO) Series F (AGM) 5.000%, 07/01/14......................................................... 1,555 1,675,606 San Francisco Community College District (GO) Series A (AGM) 5.000%, 06/15/15......................................................... 1,940 2,162,421 San Francisco Community College District (GO) Series C 3.000%, 06/15/14......................................................... 930 967,563 San Francisco Community College District (GO) Series C (AGM) 5.000%, 06/15/14......................................................... 1,015 1,091,095 San Jose Evergreen Community College District (GO) Series A 3.000%, 08/01/13......................................................... 1,000 1,020,660 San Jose Unified School District (GO) (NATL-RE FGIC) 5.000%, 08/01/14......................................................... 810 875,675 San Juan Unified School District (GO) (AGM) 4.000%, 08/01/14......................................................... 625 664,850 4.000%, 08/01/15......................................................... 600 649,860 San Juan Unified School District (GO) Series B 3.000%, 08/01/16......................................................... 700 750,981 San Marino Unified School District (GO) Series A 5.250%, 07/01/14......................................................... 500 537,895 San Mateo County Community College District (GO) Series A 4.500%, 09/01/13......................................................... 2,000 2,069,760 Santa Clara Unified School District (GO) 2.000%, 07/01/13......................................................... 1,645 1,663,835 4.000%, 07/01/13......................................................... 915 937,463 4.000%, 07/01/15......................................................... 500 544,995 Santa Margarita-Dana Point Authority (RB) Series B (GO OF DIST) 4.000%, 08/01/17......................................................... 1,000 1,145,990 Solano County Community College District (GO) (NATL-RE) 5.000%, 08/01/15......................................................... 940 1,048,091 Southern California Public Power Authority (RB) 4.000%, 07/01/15......................................................... 400 437,776 Southern California Public Power Authority (RB) Series A (AMBAC) 5.000%, 07/01/13......................................................... 1,545 1,593,559 Torrance Unified School District (GO) 4.000%, 08/01/13......................................................... 830 853,082 University of California (RB) Series E (NATL-RE) 5.000%, 05/15/13......................................................... 1,560 1,599,640 5.000%, 05/15/14......................................................... 3,180 3,408,165 University of California (RB) Series O 5.000%, 05/15/14......................................................... 3,275 3,509,981 Vista Unified School District (GO) (AGM) 4.000%, 08/01/15......................................................... 1,000 1,092,500 Washington Township Health Care District (GO) Series A 6.500%, 08/01/14......................................................... 750 825,045 West Contra Costa Unified School District (GO) (AGM) 5.000%, 08/01/17......................................................... 650 751,420 ------------ TOTAL MUNICIPAL BONDS....................................................... 381,957,595 ------------ 78 DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO CONTINUED SHARES VALUE+ --------- ------------ TEMPORARY CASH INVESTMENTS -- (2.3%) BlackRock Liquidity Funds MuniFund Portfolio. 8,853,619 $ 8,853,619 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $385,844,790).......................... $390,811,214 ============ Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note). INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ---------- ------------ ------- ------------ Municipal Bonds............ -- $381,957,595 -- $381,957,595 Temporary Cash Investments. $8,853,619 -- -- 8,853,619 ---------- ------------ -- ------------ TOTAL...................... $8,853,619 $381,957,595 -- $390,811,214 ========== ============ == ============ See accompanying Notes to Financial Statements. 79 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------ ---------- (000) MUNICIPAL BONDS -- (98.6%) CALIFORNIA -- (98.6%) Albany Unified School District (GO) 4.000%, 08/01/21.......................................... $ 240 $ 278,304 Alhambra Unified School District (GO) Series A (ASSURED GTY) 5.250%, 08/01/18.......................................... 375 441,424 Alum Rock Union Elementary School District (GO) Series A 5.000%, 09/01/21.......................................... 730 898,995 Amador County Unified School District (GO) 4.000%, 08/01/19.......................................... 385 429,452 Anaheim Public Financing Authority (RB) 5.000%, 08/01/17.......................................... 500 592,590 Antelope Valley Union High School District (GO) 4.000%, 08/01/21.......................................... 500 569,480 5.000%, 08/01/22.......................................... 350 421,512 Azusa Unified School District (GO) 5.000%, 07/01/21.......................................... 425 522,448 Baldwin Park Unified School District (GO) (AGM) 5.000%, 08/01/17.......................................... 100 114,765 Bay Area Toll Authority (RB) Series F 5.000%, 04/01/15.......................................... 150 166,005 Berryessa Union School District (GO) (AMBAC) 5.375%, 08/01/18.......................................... 200 235,468 Buena Park School District (GO) (AGM) 2.500%, 08/01/21.......................................... 75 76,299 California Educational Facilities Authority (RB) 5.000%, 10/01/16.......................................... 500 571,040 California State (GO) 4.500%, 03/01/15.......................................... 200 217,862 5.000%, 03/01/15.......................................... 150 165,123 5.000%, 03/01/15.......................................... 125 137,602 5.000%, 09/01/15.......................................... 100 112,144 5.000%, 11/01/15.......................................... 100 112,824 2.000%, 02/01/16.......................................... 300 311,976 5.000%, 02/01/16.......................................... 225 255,539 5.000%, 08/01/16.......................................... 475 548,335 5.000%, 10/01/16.......................................... 300 348,225 5.000%, 11/01/16.......................................... 150 174,556 4.250%, 08/01/17.......................................... 100 114,505 4.000%, 09/01/17.......................................... 1,910 2,168,461 5.500%, 04/01/18.......................................... 250 304,635 5.000%, 09/01/18.......................................... 575 692,122 5.000%, 10/01/18.......................................... 250 301,625 5.500%, 04/01/19.......................................... 650 805,974 3.125%, 10/01/19.......................................... 100 109,863 5.000%, 10/01/19.......................................... 250 305,175 4.000%, 11/01/19.......................................... 135 156,149 5.000%, 09/01/20.......................................... 150 183,770 5.000%, 10/01/20.......................................... 175 214,644 5.000%, 02/01/21.......................................... 250 304,370 5.000%, 04/01/21.......................................... 250 304,948 5.000%, 09/01/21.......................................... 365 447,191 4.000%, 09/01/22.......................................... 525 599,581 5.250%, 09/01/22.......................................... 350 439,600 5.250%, 10/01/22.......................................... 325 407,199 California State Department of Water Resources (RB) Series M 4.000%, 05/01/19.......................................... 455 534,925 California State Economic Recovery (GO) Series A 5.000%, 07/01/16.......................................... 280 324,699 5.000%, 07/01/17.......................................... 250 298,392 4.400%, 07/01/18.......................................... 410 487,207 California State University (RB) Series A 5.000%, 11/01/15.......................................... 400 451,548 5.000%, 11/01/19.......................................... 450 556,826 California State University (RB) Series C (AGM) 5.000%, 11/01/22.......................................... 100 125,292 Chaffey Community College District (GO) Series E 4.000%, 06/01/22.......................................... 335 388,670 Chico Unified School District (GO) Series B (AGM) 4.000%, 08/01/15.......................................... 100 108,509 Chino Valley Unified School District (GO) Series A 4.000%, 08/01/21.......................................... 200 232,094 80 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ ---------- (000) CALIFORNIA -- (Continued) City & County of San Francisco (GO) 4.000%, 06/15/20............................................................................... $ 800 $ 948,392 City & County of San Francisco (GO) Series R1 5.000%, 06/15/21............................................................................... 470 597,628 City of El Monte School District (GO) Series A (ASSURED GTY) 5.000%, 08/01/15............................................................................... 175 194,215 City of Long Beach (RB) Series B 5.000%, 05/15/19............................................................................... 250 308,768 City of Los Angeles (GO) Series A 4.000%, 09/01/18............................................................................... 780 910,096 City of Los Angeles (GO) Series B 5.000%, 09/01/19............................................................................... 600 748,020 City of Los Angeles (RB) Series A 4.000%, 06/01/15............................................................................... 275 296,114 City of Riverside Water Revenue (RB) Series A 5.000%, 10/01/18............................................................................... 300 367,872 City of San Francisco Public Utilities Commission Water Revenue (RB) Series A 5.000%, 11/01/15............................................................................... 175 197,942 Colton Joint Unified School District (GO) 5.000%, 08/01/21............................................................................... 900 1,099,323 Colton Joint Unified School District (GO) Series C (NATL-RE FGIC) 5.000%, 02/01/15............................................................................... 140 152,790 Contra Costa County Public Financing Authority (RB) Series B (NATL-RE) 5.000%, 06/01/15............................................................................... 200 218,818 Cupertino Union School District (GO) Series A 4.000%, 08/01/17............................................................................... 275 315,978 Davis Joint Unified School District Community Facilities District (ST) (AGM) 3.000%, 08/15/22............................................................................... 1,000 1,029,080 East Side Union High School District (GO) 4.000%, 08/01/21............................................................................... 600 683,376 East Side Union High School District (GO) Series D 3.000%, 08/01/19............................................................................... 825 893,549 El Dorado Irrigation District & El Dorado Water Agency (CP) Series A (ASSURED GTY) 4.000%, 08/01/16............................................................................... 530 581,442 Enterprise Elementary School District (GO) 4.000%, 09/01/19............................................................................... 500 573,425 Escondido Union School District (GO) Series B (NATL-RE FGIC) 5.000%, 08/01/15............................................................................... 450 497,732 5.000%, 08/01/16............................................................................... 400 456,668 Fallbrook Union Elementary School District (GO) Series A 5.000%, 08/01/20............................................................................... 200 248,320 Folsom Cordova Unified School District School Facilities Improvement District No. 4 (GO) Series A (NATL-RE) 5.000%, 10/01/16............................................................................... 500 565,525 Fontana Unified School District (GO) 4.000%, 08/01/21............................................................................... 1,250 1,400,500 Franklin-Mckinley School District (GO) (ASSURED GTY) 5.000%, 08/01/17............................................................................... 275 321,472 Fullerton Joint Union High School District (GO) 4.000%, 08/01/16............................................................................... 135 150,298 Grossmont Union High School District (GO) Series A 5.000%, 08/01/18............................................................................... 200 245,008 Huntington Beach Public Financing Authority (RB) 4.000%, 09/01/18............................................................................... 200 228,614 Jurupa Unified School District (GO) (AGM) 4.000%, 08/01/18............................................................................... 235 265,804 5.000%, 08/01/20............................................................................... 725 866,998 Liberty Union High School District (GO) 4.000%, 08/01/21............................................................................... 500 567,780 Lompoc Unified School District (GO) (ASSURED GTY) 5.250%, 08/01/20............................................................................... 400 498,936 81 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ ------ -------- (000) CALIFORNIA -- (Continued) Los Angeles Convention & Exhibit Center Authority (RB) Series A 4.500%, 08/15/18..................................................................... $100 $112,239 Los Angeles County Metropolitan Transportation Authority (RB) 5.000%, 07/01/17..................................................................... 525 626,624 Los Angeles County Metropolitan Transportation Authority (RB) Series A 5.000%, 07/01/17..................................................................... 300 350,130 5.000%, 07/01/18..................................................................... 665 793,126 Los Angeles Municipal Improvement Corp. (RB) Series A 5.000%, 09/01/16..................................................................... 200 225,746 Los Angeles Municipal Improvement Corp. (RB) Series A (ASSURED GTY) 4.000%, 04/01/15..................................................................... 105 112,208 Los Angeles Municipal Improvement Corp. (RB) Series C 3.000%, 03/01/16..................................................................... 250 265,200 Los Angeles Unified School District (GO) (NATL-RE) 5.750%, 07/01/15..................................................................... 125 141,826 Los Angeles Unified School District (GO) Series A 3.000%, 07/01/19..................................................................... 475 525,360 5.000%, 07/01/20..................................................................... 150 186,974 Los Angeles Unified School District (GO) Series F (FGIC) 5.000%, 07/01/15..................................................................... 150 167,066 Los Angeles Unified School District (GO) Series KRY 5.000%, 07/01/15..................................................................... 250 278,442 5.000%, 07/01/18..................................................................... 750 909,030 Lynwood Unified School District (GO) (AGM) 5.000%, 08/01/21..................................................................... 225 262,746 5.000%, 08/01/22..................................................................... 485 566,373 Mendocino-Lake Community College District (GO) Series A (NATL-RE) 5.000%, 08/01/17..................................................................... 100 113,836 Merced Union High School District (GO) Series A (ASSURED GTY) 4.000%, 08/01/18..................................................................... 250 273,848 Montebello Unified School District (GO) 5.000%, 08/01/20..................................................................... 250 297,985 Mount Diablo Unified School District (GO) 4.000%, 08/01/16..................................................................... 165 184,021 3.250%, 08/01/19..................................................................... 500 558,595 Oakland Joint Powers Financing Authority (RB) Series B (ASSURED GTY) 4.500%, 08/01/18..................................................................... 500 563,390 Oceanside Unified School District (GO) Series A (ASSURED GTY) 3.000%, 08/01/16..................................................................... 350 377,902 Orange County Sanitation District (CP) Series B (AGM) 5.000%, 02/01/15..................................................................... 300 330,372 Oxnard Financing Authority (RB) Series A 4.000%, 06/01/16..................................................................... 250 275,420 Oxnard Union High School District (GO) 4.000%, 08/01/21..................................................................... 320 364,467 4.000%, 08/01/22..................................................................... 500 563,535 Oxnard Union High School District (GO) Series A (AGM) 4.000%, 08/01/15..................................................................... 245 263,838 Peralta Community College District (GO) 5.000%, 08/01/17..................................................................... 100 116,499 Peralta Community College District (GO) (AGM) 5.000%, 08/01/15..................................................................... 200 222,998 Plumas Unified School District (GO) (AGM) 5.250%, 08/01/21..................................................................... 800 974,520 Pomona Unified School District (GO) Series C 4.000%, 08/01/16..................................................................... 250 275,130 Porterville Unified School District Facilities Improvement District (GO) Series B (AGM) 5.000%, 08/01/18..................................................................... 450 525,762 82 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED FACE AMOUNT VALUE+ -------- ----------- (000) CALIFORNIA -- (Continued) 5.000%, 08/01/19......................................................... $ 325 $ 384,823 Rancho Santiago Community College District (GO) (AGM) 5.250%, 09/01/20......................................................... 500 634,935 Roseville City School District (GO) 5.000%, 08/01/17......................................................... 400 474,480 Sacramento Municipal Utility District (RB) Series U (AGM) 5.000%, 08/15/17......................................................... 125 147,884 Sacramento Unified School District (GO) 5.000%, 07/01/18......................................................... 125 147,520 San Bernardino County Flood Control District (RB) (AMBAC) 5.500%, 08/01/15......................................................... 100 111,693 San Diego Public Facilities Financing Authority Sewer Revenue (RB) Series A 5.000%, 05/15/15......................................................... 250 277,220 San Diego Public Facilities Financing Authority Water Revenue (RB) Series A 5.000%, 08/01/16......................................................... 400 462,880 San Diego Public Facilities Financing Authority Water Revenue (RB) Series B 3.750%, 08/01/15......................................................... 250 273,078 San Diego Unified School District (GO) Series C-2 (AGM) 5.500%, 07/01/21......................................................... 600 763,392 San Juan Unified School District (GO) Series B 3.000%, 08/01/16......................................................... 260 278,936 Santa Monica Public Financing Authority (RB) Series B 4.000%, 12/01/19......................................................... 175 205,921 Saugus Union School District (GO) (NATL-RE FGIC) 5.250%, 08/01/17......................................................... 500 587,450 Saugus/Hart School Facilities Financing Authority (RB) Series B 5.000%, 09/01/15......................................................... 300 325,257 Sequoia Union High School District (GO) Series A 4.000%, 07/01/16......................................................... 360 402,664 Southern California Public Power Authority (RB) 4.000%, 07/01/15......................................................... 525 574,581 5.000%, 07/01/18......................................................... 250 306,858 4.000%, 07/01/19......................................................... 400 473,400 Stockton Unified School District (GO) (AGM) 5.000%, 07/01/20......................................................... 150 175,862 Temecula Valley Unified School District (GO) (AGM) 5.000%, 08/01/15......................................................... 100 110,521 West Contra Costa Unified School District (GO) (ASSURED GTY) 5.000%, 08/01/17......................................................... 175 201,786 West Contra Costa Unified School District (GO) Series B 6.000%, 08/01/20......................................................... 600 757,992 Western Riverside County Regional Wastewater Authority (RB) (ASSURED GTY) 5.000%, 09/01/19......................................................... 250 298,480 Wiseburn School District (GO) Series A (NATL-RE) 5.000%, 08/01/15......................................................... 400 443,228 Yosemite Union High School District (GO) (AGM) 4.000%, 08/01/19......................................................... 395 446,958 Yuba Community College District (GO) Series C 5.000%, 08/01/17......................................................... 240 285,547 ----------- TOTAL MUNICIPAL BONDS....................................................... 56,858,979 ----------- SHARES -------- TEMPORARY CASH INVESTMENTS -- (1.4%) BlackRock Liquidity Funds MuniFund Portfolio............................. 798,330 798,330 ----------- TOTAL INVESTMENTS -- (100.0%) (Cost $56,791,698)....................................................... $57,657,309 =========== 83 DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------- ----------- ------- ----------- Municipal Bonds............ -- $56,858,979 -- $56,858,979 Temporary Cash Investments. $798,330 -- -- 798,330 -------- ----------- -- ----------- TOTAL...................... $798,330 $56,858,979 -- $57,657,309 ======== =========== == =========== See accompanying Notes to Financial Statements. 84 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DFA DFA DFA TWO-YEAR SELECTIVELY DFA ONE-YEAR GLOBAL HEDGED GLOBAL SHORT-TERM FIXED INCOME FIXED INCOME FIXED INCOME GOVERNMENT PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO -------------- -------------- ------------- ------------ ASSETS: Investments at Value (including $75,636, $107,908, $0 and $0 of securities on loan, respectively).............................. $ 7,051,338 $ 4,597,786 $ 838,880 $ 1,560,692 Temporary Cash Investments at Value & Cost....................... 26,522 -- -- 9,320 Collateral Received from Securities on Loan at Value & Cost ..... 203 1,956 -- -- Affiliated Collateral Received from Securities on Loan at Value & Cost................................................... 77,000 108,000 -- -- Foreign Currencies at Value...................................... -- -- 14,739 -- Cash............................................................. -- 67,958 13,542 -- Receivables: Investment Securities Sold.................................... -- -- -- 11,589 Interest...................................................... 27,801 49,493 10,312 11,930 Securities Lending Income..................................... 10 7 -- -- Fund Shares Sold.............................................. 7,596 8,061 1,192 5,183 Unrealized Gain on Forward Currency Contracts.................... -- 15,732 386 -- Prepaid Expenses and Other Assets................................ 65 46 9 17 -------------- -------------- ------------ ------------ Total Assets.............................................. 7,190,535 4,849,039 879,060 1,598,731 -------------- -------------- ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned.............................. 77,203 109,956 -- -- Investment Securities Purchased............................... -- 19,200 11,285 10,996 Fund Shares Redeemed.......................................... 17,732 11,812 425 1,731 Due to Advisor................................................ 888 584 107 223 Unrealized Loss on Forward Currency Contracts.................... -- 36,006 3,788 -- Accrued Expenses and Other Liabilities........................... 448 388 52 111 -------------- -------------- ------------ ------------ Total Liabilities......................................... 96,271 177,946 15,657 13,061 -------------- -------------- ------------ ------------ NET ASSETS $ 7,094,264 $ 4,671,093 $ 863,403 $ 1,585,670 ============== ============== ============ ============ Institutional Class Shares -- based on net assets of $7,094,264; $4,671,093; $863,403 and $1,585,670 and shares outstanding of 685,355,333; 460,978,805; 82,905,163 and 145,804,285, respectively................................................... $ 10.35 $ 10.13 $ 10.41 $ 10.88 ============== ============== ============ ============ NUMBER OF SHARES AUTHORIZED...................................... 2,000,000,000 2,000,000,000 300,000,000 500,000,000 ============== ============== ============ ============ Investments at Cost.............................................. $ 7,035,265 $ 4,609,232 $ 835,065 $ 1,540,257 ============== ============== ============ ============ Foreign Currencies at Cost....................................... $ -- $ -- $ 14,587 $ -- ============== ============== ============ ============ NET ASSETS CONSIST OF: Paid-In Capital.................................................. $ 7,060,115 $ 4,641,617 $ 840,696 $ 1,549,856 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)......................................... 2,728 51,283 21,455 2,058 Accumulated Net Realized Gain (Loss)............................. 15,348 9,874 577 13,321 Net Unrealized Foreign Exchange Gain (Loss)...................... -- (20,235) (3,292) -- Net Unrealized Appreciation (Depreciation)....................... 16,073 (11,446) 3,967 20,435 -------------- -------------- ------------ ------------ NET ASSETS....................................................... $ 7,094,264 $ 4,671,093 $ 863,403 $ 1,585,670 ============== ============== ============ ============ See accompanying Notes to Financial Statements. 85 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DFA DFA WORLD EX DFA DFA FIVE-YEAR U.S. INTERMEDIATE SHORT-TERM GLOBAL GOVERNMENT GOVERNMENT EXTENDED FIXED INCOME FIXED INCOME FIXED INCOME QUALITY PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO -------------- ------------ ------------ ------------ ASSETS: Investments at Value (including $369,199, $0, $0 and $143,889 of securities on loan, respectively)............................... $ 6,275,811 $ 138,026 $ 3,003,304 $ 1,940,229 Temporary Cash Investments at Value & Cost........................ -- -- 16,464 -- Collateral Received from Securities on Loan at Value & Cost ...... 673 -- -- 326 Affiliated Collateral Received from Securities on Loan at Value & Cost............................................................ 376,000 -- -- 147,000 Foreign Currencies at Value....................................... 7,404 579 -- -- Cash.............................................................. 35,630 3,446 -- 14,292 Receivables: Interest....................................................... 50,164 1,503 38,423 17,562 Securities Lending Income...................................... 40 -- -- 20 Fund Shares Sold............................................... 11,912 236 4,249 7,414 From Advisor................................................... -- 1 -- -- Unrealized Gain on Forward Currency Contracts..................... 2,766 869 -- -- Prepaid Expenses and Other Assets................................. 83 12 20 6 Deferred Offering Costs........................................... -- 6 -- -- -------------- ------------ ------------ ------------ Total Assets............................................... 6,760,483 144,678 3,062,460 2,126,849 -------------- ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned............................... 376,673 -- -- 147,326 Investment Securities Purchased................................ -- 677 -- -- Fund Shares Redeemed........................................... 8,788 195 3,071 2,061 Due to Advisor................................................. 1,313 -- 253 273 Unrealized Loss on Forward Currency Contracts..................... 31,917 2,547 -- 1,952 Accrued Expenses and Other Liabilities............................ 455 22 212 135 -------------- ------------ ------------ ------------ Total Liabilities.......................................... 419,146 3,441 3,536 151,747 -------------- ------------ ------------ ------------ NET ASSETS........................................................ $ 6,341,337 $ 141,237 $ 3,058,924 $ 1,975,102 ============== ============ ============ ============ Institutional Class Shares -- based on net assets of $6,341,337; $141,237; $3,058,924 and $1,975,102 and shares outstanding of 562,397,748; 13,376,424; 232,915,590 and 179,835,363, respectively.................................................... $ 11.28 $ 10.56 $ 13.13 $ 10.98 ============== ============ ============ ============ NUMBER OF SHARES AUTHORIZED....................................... 1,500,000,000 100,000,000 700,000,000 500,000,000 ============== ============ ============ ============ Investments at Cost............................................... $ 6,101,372 $ 136,350 $ 2,745,325 $ 1,894,872 ============== ============ ============ ============ Foreign Currencies at Cost........................................ $ 7,394 $ 578 $ -- $ -- ============== ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital................................................... $ 6,086,268 $ 136,871 $ 2,782,510 $ 1,920,612 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... 49,430 2,902 13,139 6,697 Accumulated Net Realized Gain (Loss).............................. 59,917 1,450 5,296 4,380 Net Unrealized Foreign Exchange Gain (Loss)....................... (28,727) (1,663) -- (1,944) Net Unrealized Appreciation (Depreciation)........................ 174,449 1,677 257,979 45,357 -------------- ------------ ------------ ------------ NET ASSETS........................................................ $ 6,341,337 $ 141,237 $ 3,058,924 $ 1,975,102 ============== ============ ============ ============ See accompanying Notes to Financial Statements. 86 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DFA DFA DFA INTERMEDIATE-TERM DFA INFLATION- SHORT-TERM EXTENDED INVESTMENT PROTECTED MUNICIPAL QUALITY GRADE SECURITIES BOND PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO ----------------- ------------ ------------ ------------ ASSETS: Investments in Affiliated Investment Companies at Value........... -- $ 890,352 -- -- Investments at Value (including $105,661, $0, $0 and $0 of securities on loan, respectively)............................... $ 813,331 -- $ 2,485,401 $ 1,532,168 Temporary Cash Investments at Value & Cost........................ -- 8,820 21,850 33,221 Collateral Received from Securities on Loan at Value & Cost ...... 172 -- -- -- Affiliated Collateral Received from Securities on Loan at Value & Cost............................................................ 108,000 -- -- -- Cash.............................................................. 9,754 -- -- -- Receivables: Interest....................................................... 9,183 1 9,354 18,987 Securities Lending Income...................................... 20 -- -- -- Fund Shares Sold............................................... 1,365 3,113 9,983 1,668 From Advisor................................................... -- 36 -- -- Unrealized Gain on Forward Currency Contracts..................... 17 -- -- -- Prepaid Expenses and Other Assets................................. 12 9 40 29 ------------ ------------ ------------ ------------ Total Assets............................................... 941,854 902,331 2,526,628 1,586,073 ------------ ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned............................... 108,172 -- -- -- Affiliated Investment Companies/Investment Securities Purchased.................................................... 4,300 2,275 10,824 -- Fund Shares Redeemed........................................... 311 803 4,195 3,424 Due to Advisor................................................. 95 -- 206 263 Unrealized Loss on Forward Currency Contracts..................... 633 -- -- -- Accrued Expenses and Other Liabilities............................ 73 90 152 90 ------------ ------------ ------------ ------------ Total Liabilities.......................................... 113,584 3,168 15,377 3,777 ------------ ------------ ------------ ------------ NET ASSETS........................................................ $ 828,270 $ 899,163 $ 2,511,251 $ 1,582,296 ============ ============ ============ ============ Institutional Class Shares -- based on net assets of $828,270; $899,163; $2,511,251 and $1,582,296 and shares outstanding of 74,607,184; 81,810,922; 193,109,437 and 153,805,353, respectively.................................................... $ 11.10 $ 10.99 $ 13.00 $ 10.29 ============ ============ ============ ============ NUMBER OF SHARES AUTHORIZED....................................... 300,000,000 100,000,000 500,000,000 500,000,000 ============ ============ ============ ============ Investments in Affiliated Investment Companies at Cost............ $ -- $ 866,826 $ -- $ -- ------------ ------------ ------------ ------------ Investments at Cost............................................... $ 769,491 $ -- $ 2,176,677 $ 1,509,179 ============ ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital................................................... $ 781,715 $ 874,063 $ 2,177,185 $ 1,557,859 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... 2,873 716 10,693 1,512 Accumulated Net Realized Gain (Loss).............................. 453 858 14,649 (64) Net Unrealized Foreign Exchange Gain (Loss)....................... (611) -- -- -- Net Unrealized Appreciation (Depreciation)........................ 43,840 23,526 308,724 22,989 ------------ ------------ ------------ ------------ NET ASSETS........................................................ $ 828,270 $ 899,163 $ 2,511,251 $ 1,582,296 ============ ============ ============ ============ See accompanying Notes to Financial Statements. 87 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DFA DFA DFA CALIFORNIA CALIFORNIA INTERMEDIATE-TERM SHORT-TERM INTERMEDIATE-TERM MUNICIPAL BOND MUNICIPAL BOND MUNICIPAL BOND PORTFOLIO PORTFOLIO PORTFOLIO ----------------- -------------- ----------------- ASSETS: Investments at Value....................................................... $ 87,496 $ 381,957 $ 56,859 Temporary Cash Investments at Value & Cost................................. 949 8,854 798 Receivables: Interest................................................................ 858 4,741 553 Fund Shares Sold........................................................ 328 587 454 Prepaid Expenses and Other Assets.......................................... 13 4 15 ------------ ------------ ------------ Total Assets........................................................ 89,644 396,143 58,679 ------------ ------------ ------------ LIABILITIES: Payables: Fund Shares Redeemed.................................................... 124 909 16 Due to Advisor.......................................................... 7 65 1 Accrued Expenses and Other Liabilities..................................... 14 28 10 ------------ ------------ ------------ Total Liabilities................................................... 145 1,002 27 ------------ ------------ ------------ NET ASSETS................................................................. $ 89,499 $ 395,141 $ 58,652 ============ ============ ============ Institutional Class Shares -- based on net assets of $89,499; $395,141 and $58,652 and shares outstanding of 8,900,696; 38,219,819 and 5,693,410, respectively............................................................. $ 10.06 $ 10.34 $ 10.30 ============ ============ ============ NUMBER OF SHARES AUTHORIZED................................................ 100,000,000 300,000,000 100,000,000 ============ ============ ============ Investments at Cost........................................................ $ 86,823 $ 376,991 $ 55,993 ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital............................................................ $ 88,723 $ 389,838 $ 57,709 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)....................................................... 105 341 77 Accumulated Net Realized Gain (Loss)....................................... (2) (4) -- Net Unrealized Appreciation (Depreciation)................................. 673 4,966 866 ------------ ------------ ------------ NET ASSETS................................................................. $ 89,499 $ 395,141 $ 58,652 ============ ============ ============ See accompanying Notes to Financial Statements. 88 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DFA DFA DFA TWO-YEAR SELECTIVELY DFA ONE-YEAR GLOBAL HEDGED GLOBAL SHORT-TERM FIXED INCOME FIXED INCOME FIXED INCOME GOVERNMENT PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO ------------ ------------ ------------- ---------- INVESTMENT INCOME Interest..................................................... $49,351 $ 40,146 $ 14,729 $17,017 Income from Securities Lending............................... 567 250 -- -- ------- -------- -------- ------- Total Investment Income.................................. 49,918 40,396 14,729 17,017 ------- -------- -------- ------- EXPENSES Investment Advisory Services Fees............................ 3,605 2,366 1,202 2,458 Administrative Services Fees................................. 7,210 4,731 -- -- Accounting & Transfer Agent Fees............................. 762 513 107 169 Custodian Fees............................................... 82 368 80 15 Filing Fees.................................................. 142 96 51 82 Shareholders' Reports........................................ 192 169 25 47 Directors'/Trustees' Fees & Expenses......................... 64 42 7 13 Professional Fees............................................ 200 126 23 32 Other........................................................ 80 65 11 17 ------- -------- -------- ------- Total Expenses........................................... 12,337 8,476 1,506 2,833 ------- -------- -------- ------- Fees Paid Indirectly......................................... -- (54) (12) -- ------- -------- -------- ------- Net Expenses................................................. 12,337 8,422 1,494 2,833 ------- -------- -------- ------- NET INVESTMENT INCOME (LOSS)................................. 37,581 31,974 13,235 14,184 ------- -------- -------- ------- REALIZED AND UNREALIZED GAIN (LOSS) Net Realized Gain (Loss) on: Investment Securities Sold............................... 15,994 13,614 1,503 13,489 Foreign Currency Transactions............................ -- 21,927 8,830 -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............... 2,569 (29,706) (11,350) (1,388) Translation of Foreign Currency Denominated Amounts...... -- 899 (2,392) -- ------- -------- -------- ------- NET REALIZED AND UNREALIZED GAIN (LOSS)...................... 18,563 6,734 (3,409) 12,101 ------- -------- -------- ------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS. $56,144 $ 38,708 $ 9,826 $26,285 ======= ======== ======== ======= See accompanying Notes to Financial Statements. 89 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DFA DFA DFA DFA FIVE-YEAR WORLD EX INTERMEDIATE SHORT-TERM GLOBAL U.S. GOVERNMENT GOVERNMENT EXTENDED FIXED INCOME FIXED INCOME FIXED INCOME QUALITY PORTFOLIO PORTFOLIO(a) PORTFOLIO PORTFOLIO ------------ --------------- ------------ ---------- INVESTMENT INCOME Interest......................................................... $108,654 $ 1,442 $ 80,821 $35,313 Income from Securities Lending................................... 430 -- -- 250 -------- ------- -------- ------- Total Investment Income...................................... 109,084 1,442 80,821 35,563 -------- ------- -------- ------- EXPENSES Investment Advisory Services Fees................................ 14,237 128 2,720 3,260 Accounting & Transfer Agent Fees................................. 609 30 299 191 Custodian Fees................................................... 372 12 28 67 Filing Fees...................................................... 249 19 155 104 Shareholders' Reports............................................ 210 2 89 44 Directors'/Trustees' Fees & Expenses............................. 48 -- 23 13 Professional Fees................................................ 150 1 69 40 Organizational & Offering Costs.................................. -- 71 -- -- Other............................................................ 69 1 30 18 -------- ------- -------- ------- Total Expenses............................................... 15,944 264 3,413 3,737 -------- ------- -------- ------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C).................................. -- (122) -- (149) Fees Paid Indirectly............................................. (64) (3) -- (31) -------- ------- -------- ------- Net Expenses..................................................... 15,880 139 3,413 3,557 -------- ------- -------- ------- NET INVESTMENT INCOME (LOSS)..................................... 93,204 1,303 77,408 32,006 -------- ------- -------- ------- REALIZED AND UNREALIZED GAIN (LOSS)................................. Net Realized Gain (Loss) on:..................................... Investment Securities Sold................................... 78,556 1,424 5,478 4,476 Foreign Currency Transactions................................ (17,460) 2,454 -- 2,234 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................... 53,334 1,677 61,867 16,552 Translation of Foreign Currency Denominated Amounts.......... 5,640 (1,663) -- (1,944) -------- ------- -------- ------- NET REALIZED AND UNREALIZED GAIN (LOSS).......................... 120,070 3,892 67,345 21,318 -------- ------- -------- ------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS..... $213,274 $ 5,195 $144,753 $53,324 ======== ======= ======== ======= -------- (a) The Portfolio commenced operations on December 6, 2011. See accompanying Notes to Financial Statements. 90 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DFA DFA DFA INTERMEDIATE-TERM DFA INFLATION- SHORT-TERM EXTENDED INVESTMENT PROTECTED MUNICIPAL QUALITY GRADE SECURITIES BOND PORTFOLIO PORTFOLIO* PORTFOLIO PORTFOLIO ----------------- ---------- ---------- ---------- INVESTMENT INCOME Income Distributions Received from Affiliated Investment Companies. -- $12,950 -- -- Interest........................................................... $18,312 6 $ 48,561 $24,773 Income from Securities Lending..................................... 172 -- -- -- ------- ------- -------- ------- Total Investment Income........................................ 18,484 12,956 48,561 24,773 ------- ------- -------- ------- EXPENSES Investment Advisory Services Fees.................................. 1,133 1,098 2,164 3,086 Accounting & Transfer Agent Fees................................... 82 17 242 179 Custodian Fees..................................................... 20 -- 22 16 Filing Fees........................................................ 78 99 123 74 Shareholders' Reports.............................................. 10 16 73 39 Directors'/Trustees' Fees & Expenses............................... 4 3 18 13 Professional Fees.................................................. 12 7 54 39 Organizational & Offering Costs.................................... -- 10 -- -- Other.............................................................. 5 2 24 20 ------- ------- -------- ------- Total Expenses................................................. 1,344 1,252 2,720 3,466 ------- ------- -------- ------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C).................................... (96) (1,067) -- -- Fees Paid Indirectly............................................... (15) -- -- -- Net Expenses....................................................... 1,233 185 2,720 3,466 NET INVESTMENT INCOME (LOSS)....................................... 17,251 12,771 45,841 21,307 REALIZED AND UNREALIZED GAIN (LOSS) Capital Gain Distributions Received from Affiliated Investment Companies........................................................ -- 926 -- -- Net Realized Gain (Loss) on: Investment Securities Sold............ 780 -- 14,745 (61) Foreign Currency Transactions.................................. 462 -- -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities.......................................... 35,247 20,181 120,605 (1,022) Translation of Foreign Currency Denominated Amounts............ (611) -- -- -- ------- ------- -------- ------- NET REALIZED AND UNREALIZED GAIN (LOSS)............................ 35,878 21,107 135,350 (1,083) ------- ------- -------- ------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS....... $53,129 $33,878 $181,191 $20,224 ======= ======= ======== ======= -------- * Investment Income and a portion of Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Affiliated Investment Companies. See accompanying Notes to Financial Statements. 91 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DFA DFA CALIFORNIA DFA CALIFORNIA INTERMEDIATE-TERM SHORT-TERM INTERMEDIATE-TERM MUNICIPAL BOND MUNICIPAL BOND MUNICIPAL BOND PORTFOLIO(a) PORTFOLIO PORTFOLIO(b) ----------------- -------------- ----------------- INVESTMENT INCOME Interest......................................................... $ 546 $5,894 $ 629 ------ ------ ------ Total Investment Income...................................... 546 5,894 629 ------ ------ ------ EXPENSES Investment Advisory Services Fees................................ 83 719 72 Administrative Services Fees..................................... -- -- -- Accounting & Transfer Agent Fees................................. 17 57 22 Custodian Fees................................................... -- 4 1 Filing Fees...................................................... 12 27 10 Shareholders' Reports............................................ 1 7 1 Directors'/Trustees' Fees & Expenses............................. -- 3 -- Professional Fees................................................ 1 9 -- Organizational & Offering Costs.................................. 24 -- 42 Other............................................................ 1 4 1 ------ ------ ------ Total Expenses............................................... 139 830 149 ------ ------ ------ Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C).................................. (44) -- (66) ------ ------ ------ Net Expenses..................................................... 95 830 83 ------ ------ ------ NET INVESTMENT INCOME (LOSS)..................................... 451 5,064 546 ------ ------ ------ REALIZED AND UNREALIZED GAIN (LOSS) Net Realized Gain (Loss) on: Investment Securities Sold................................... (2) -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities........................................ 673 263 866 ------ ------ ------ NET REALIZED AND UNREALIZED GAIN (LOSS).......................... 671 263 866 ------ ------ ------ NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS..... $1,122 $5,327 $1,412 ====== ====== ====== -------- (a) The Portfolio commenced operations on March 1, 2012. (b) The Portfolio commenced operations on November 29, 2011. See accompanying Notes to Financial Statements. 92 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DFA ONE-YEAR DFA TWO-YEAR DFA SELECTIVELY FIXED INCOME GLOBAL FIXED INCOME HEDGED GLOBAL FIXED PORTFOLIO PORTFOLIO INCOME PORTFOLIO ------------------------ ------------------------ -------------------- YEAR YEAR YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 2012 2011 ----------- ----------- ----------- ----------- --------- --------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................ $ 37,581 $ 35,580 $ 31,974 $ 43,444 $ 13,235 $ 12,892 Net Realized Gain (Loss) on: Investment Securities Sold.............. 15,994 18,305 13,614 14,118 1,503 1,109 Foreign Currency Transactions.......................... -- -- 21,927 26,592 8,830 10,321 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency...................... 2,569 (13,494) (29,706) (26,603) (11,350) 281 Translation of Foreign Currency Denominated Amounts................... -- -- 899 (15,551) (2,392) (204) ----------- ----------- ----------- ----------- --------- --------- Net Increase (Decrease) in Net Assets Resulting from Operations.................... 56,144 40,391 38,708 42,000 9,826 24,399 ----------- ----------- ----------- ----------- --------- --------- Distributions From: Net Investment Income: Institutional Class Shares.............. (37,610) (35,664) (74,072) (10,518) (25,204) (5,861) Net Short-Term Gains: Institutional Class Shares.............. (2,033) (14,455) (8,849) (22,407) (513) (1,758) Net Long-Term Gains: Institutional Class Shares.............. (16,267) (4,048) (3,260) (5,202) (439) (53) ----------- ----------- ----------- ----------- --------- --------- Total Distributions.................. (55,910) (54,167) (86,181) (38,127) (26,156) (7,672) ----------- ----------- ----------- ----------- --------- --------- Capital Share Transactions (1): Shares Issued............................... 2,912,140 3,913,261 1,130,692 2,121,172 228,379 380,905 Shares Issued in Lieu of Cash Distributions............................. 53,146 51,934 81,533 36,486 24,319 7,153 Shares Redeemed............................. (2,776,724) (2,800,552) (1,307,370) (1,401,243) (159,882) (142,243) ----------- ----------- ----------- ----------- --------- --------- Net Increase (Decrease) from Capital Share Transactions....................... 188,562 1,164,643 (95,145) 756,415 92,816 245,815 ----------- ----------- ----------- ----------- --------- --------- Total Increase (Decrease) in Net Assets......................... 188,796 1,150,867 (142,618) 760,288 76,486 262,542 NET ASSETS Beginning of Period......................... 6,905,468 5,754,601 4,813,711 4,053,423 786,917 524,375 ----------- ----------- ----------- ----------- --------- --------- End of Period............................... $ 7,094,264 $ 6,905,468 $ 4,671,093 $ 4,813,711 $ 863,403 $ 786,917 =========== =========== =========== =========== ========= ========= (1) SHARES ISSUED AND REDEEMED: Shares Issued............................... 281,813 378,452 111,684 208,335 22,202 36,211 Shares Issued in Lieu of Cash Distributions............................. 5,149 5,027 8,084 3,599 2,420 703 Shares Redeemed............................. (268,649) (270,881) (129,111) (137,329) (15,597) (13,445) ----------- ----------- ----------- ----------- --------- --------- Net Increase (Decrease) from Shares Issued and Redeemed........................... 18,313 112,598 (9,343) 74,605 9,025 23,469 =========== =========== =========== =========== ========= ========= UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)........................... $ 2,728 $ 2,757 $ 51,283 $ 67,961 $ 21,455 $ 23,732 DFA SHORT-TERM GOVERNMENT PORTFOLIO ---------------------- YEAR YEAR ENDED ENDED OCT. 31, OCT. 31, 2012 2011 ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................ $ 14,184 $ 19,583 Net Realized Gain (Loss) on: Investment Securities Sold.............. 13,489 24,632 Foreign Currency Transactions.......................... -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency...................... (1,388) (21,755) Translation of Foreign Currency Denominated Amounts................... -- -- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations.................... 26,285 22,460 ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares.............. (14,766) (20,703) Net Short-Term Gains: Institutional Class Shares.............. (3,433) (3,210) Net Long-Term Gains: Institutional Class Shares.............. (21,214) (12,239) ---------- ---------- Total Distributions.................. (39,413) (36,152) ---------- ---------- Capital Share Transactions (1): Shares Issued............................... 571,888 500,435 Shares Issued in Lieu of Cash Distributions............................. 36,034 33,472 Shares Redeemed............................. (353,113) (286,534) ---------- ---------- Net Increase (Decrease) from Capital Share Transactions....................... 254,809 247,373 ---------- ---------- Total Increase (Decrease) in Net Assets......................... 241,681 233,681 NET ASSETS Beginning of Period......................... 1,343,989 1,110,308 ---------- ---------- End of Period............................... $1,585,670 $1,343,989 ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued............................... 52,705 45,901 Shares Issued in Lieu of Cash Distributions............................. 3,336 3,095 Shares Redeemed............................. (32,542) (26,298) ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed........................... 23,499 22,698 ========== ========== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)........................... $ 2,058 $ 2,640 See accompanying Notes to Financial Statements. 93 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DFA FIVE-YEAR DFA WORLD EX DFA INTERMEDIATE GLOBAL FIXED U.S. GOVERNMENT FIXED GOVERNMENT FIXED INCOME PORTFOLIO INCOME PORTFOLIO INCOME PORTFOLIO ------------------------ --------------------- ---------------------- PERIOD YEAR YEAR DECEMBER 6, YEAR YEAR ENDED ENDED 2011(a) TO ENDED ENDED OCT. 31, OCT. 31, OCTOBER 31, OCT. 31, OCT. 31, 2012 2011 2012 2012 2011 ----------- ----------- --------------------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................ $ 93,204 $ 99,672 $ 1,303 $ 77,408 $ 73,876 Net Realized Gain (Loss) on: Investment Securities Sold.............. 78,556 98,958 1,424 5,478 17,388 Foreign Currency Transactions........... (17,460) 34,826 2,454 -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.............................. 53,334 (66,158) 1,677 61,867 16,244 Translation of Foreign Currency Denominated Amounts................... 5,640 (23,211) (1,663) -- -- ----------- ----------- -------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations......................... 213,274 144,087 5,195 144,753 107,508 ----------- ----------- -------- ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares.............. (116,723) (176,161) (837) (76,441) (73,117) Net Short-Term Gains: Institutional Class Shares.............. (22,708) (16,712) -- (942) -- Net Long-Term Gains: Institutional Class Shares.............. (76,000) (72,164) -- (16,580) (6,089) ----------- ----------- -------- ---------- ---------- Total Distributions.................. (215,431) (265,037) (837) (93,963) (79,206) ----------- ----------- -------- ---------- ---------- Capital Share Transactions (1): Shares Issued............................... 1,967,127 1,794,772 140,825 1,014,034 802,083 Shares Issued in Lieu of Cash Distributions............................. 198,001 245,862 829 89,228 75,204 Shares Redeemed............................. (1,006,334) (1,130,500) (4,775) (472,408) (398,137) ----------- ----------- -------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions....................... 1,158,794 910,134 136,879 630,854 479,150 ----------- ----------- -------- ---------- ---------- Total Increase (Decrease) in Net Assets......................... 1,156,637 789,184 141,237 681,644 507,452 NET ASSETS Beginning of Period......................... 5,184,700 4,395,516 -- 2,377,280 1,869,828 ----------- ----------- -------- ---------- ---------- End of Period............................... $ 6,341,337 $ 5,184,700 $141,237 $3,058,924 $2,377,280 =========== =========== ======== ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued............................... 176,701 161,384 13,757 78,073 64,171 Shares Issued in Lieu of Cash Distributions............................. 18,043 22,346 79 6,900 6,025 Shares Redeemed............................. (90,480) (101,356) (460) (36,361) (31,572) ----------- ----------- -------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed........................... 104,264 82,374 13,376 48,612 38,624 =========== =========== ======== ========== ========== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)........................... $ 49,430 $ 72,314 $ 2,902 $ 13,139 $ 12,236 DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO ---------------------- YEAR YEAR ENDED ENDED OCT. 31, OCT. 31, 2012 2011 ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................ $ 32,006 $ 25,487 Net Realized Gain (Loss) on: Investment Securities Sold.............. 4,476 2,537 Foreign Currency Transactions........... 2,234 -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.............................. 16,552 (1,515) Translation of Foreign Currency Denominated Amounts................... (1,944) -- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations......................... 53,324 26,509 ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares.............. (29,793) (24,851) Net Short-Term Gains: Institutional Class Shares.............. -- (1,038) Net Long-Term Gains: Institutional Class Shares.............. (2,632) (519) ---------- ---------- Total Distributions.................. (32,425) (26,408) ---------- ---------- Capital Share Transactions (1): Shares Issued............................... 912,977 814,891 Shares Issued in Lieu of Cash Distributions............................. 31,594 25,788 Shares Redeemed............................. (323,570) (261,847) ---------- ---------- Net Increase (Decrease) from Capital Share Transactions....................... 621,001 578,832 ---------- ---------- Total Increase (Decrease) in Net Assets......................... 641,900 578,933 NET ASSETS Beginning of Period......................... 1,333,202 754,269 ---------- ---------- End of Period............................... $1,975,102 $1,333,202 ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued............................... 83,958 75,524 Shares Issued in Lieu of Cash Distributions............................. 2,912 2,392 Shares Redeemed............................. (29,785) (24,202) ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed........................... 57,085 53,714 ========== ========== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)........................... $ 6,697 $ 2,250 ----------------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 94 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DFA DFA INTERMEDIATE-TERM DFA INFLATION-PROTECTED EXTENDED INVESTMENT GRADE SECURITIES QUALITY PORTFOLIO PORTFOLIO PORTFOLIO ------------------ ------------------- ---------------------- PERIOD YEAR YEAR YEAR MARCH 7, YEAR YEAR ENDED ENDED ENDED 2011(a) TO ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 2012 2011 -------- -------- -------- ---------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)........................ $ 17,251 $ 6,905 $ 12,771 $ 1,331 $ 45,841 $ 75,723 Capital Gain Distributions Received from Affiliated Investment Companies................... -- -- 926 -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold...................... 780 (290) -- (2) 14,745 20,853 Foreign Currency Transactions................... 462 -- -- -- -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities........................... 35,247 7,676 20,181 3,345 120,605 69,103 Translation of Foreign Currency Denominated Amounts........................... (611) -- -- -- -- -- -------- -------- -------- -------- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations................................. 53,129 14,291 33,878 4,674 181,191 165,679 -------- -------- -------- -------- ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares...................... (15,556) (6,497) (12,259) (1,109) (44,146) (71,669) Net Short-Term Gains................................ Institutional Class Shares...................... -- -- (87) -- (1,396) -- Net Long-Term Gains: Institutional Class Shares...................... -- -- -- -- (19,542) (7,253) -------- -------- -------- -------- ---------- ---------- Total Distributions.......................... (15,556) (6,497) (12,346) (1,109) (65,084) (78,922) -------- -------- -------- -------- ---------- ---------- Capital Share Transactions (1): Shares Issued....................................... 522,015 215,255 749,349 208,481 966,982 720,375 Shares Issued in Lieu of Cash Distributions......... 15,354 6,384 11,911 1,047 60,670 74,645 Shares Redeemed..................................... (54,252) (65,946) (83,283) (13,439) (520,553) (390,511) -------- -------- -------- -------- ---------- ---------- Net Increase (Decrease) from Capital Share Transactions......................... 483,117 155,693 677,977 196,089 507,099 404,509 -------- -------- -------- -------- ---------- ---------- Total Increase (Decrease) in Net Assets..................................... 520,690 163,487 699,509 199,654 623,206 491,266 NET ASSETS Beginning of Period................................. 307,580 144,093 199,654 -- 1,888,045 1,396,779 -------- -------- -------- -------- ---------- ---------- End of Period....................................... $828,270 $307,580 $899,163 $199,654 $2,511,251 $1,888,045 ======== ======== ======== ======== ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued....................................... 48,834 21,264 69,589 20,010 76,847 61,444 Shares Issued in Lieu of Cash Distributions......... 1,433 631 1,107 99 4,893 6,358 Shares Redeemed..................................... (5,056) (6,516) (7,712) (1,282) (41,541) (32,788) -------- -------- -------- -------- ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed........................ 45,211 15,379 62,984 18,827 40,199 35,014 ======== ======== ======== ======== ========== ========== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME).............................................. $ 2,873 $ 716 $ 716 $ 224 $ 10,693 $ 8,998 DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO ---------------------- YEAR YEAR ENDED ENDED OCT. 31, OCT. 31, 2012 2011 ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)........................ $ 21,307 $ 24,040 Capital Gain Distributions Received from Affiliated Investment Companies................... -- -- Net Realized Gain (Loss) on: Investment Securities Sold...................... (61) (3) Foreign Currency Transactions................... -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities........................... (1,022) (5,944) Translation of Foreign Currency Denominated Amounts........................... -- -- ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations................................. 20,224 18,093 ---------- ---------- Distributions From: Net Investment Income: Institutional Class Shares...................... (21,494) (24,364) Net Short-Term Gains................................ Institutional Class Shares...................... -- -- Net Long-Term Gains: Institutional Class Shares...................... -- -- ---------- ---------- Total Distributions.......................... (21,494) (24,364) ---------- ---------- Capital Share Transactions (1): Shares Issued....................................... 427,474 561,427 Shares Issued in Lieu of Cash Distributions......... 20,521 23,431 Shares Redeemed..................................... (389,468) (468,474) ---------- ---------- Net Increase (Decrease) from Capital Share Transactions......................... 58,527 116,384 ---------- ---------- Total Increase (Decrease) in Net Assets..................................... 57,257 110,113 NET ASSETS Beginning of Period................................. 1,525,039 1,414,926 ---------- ---------- End of Period....................................... $1,582,296 $1,525,039 ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued....................................... 41,449 54,589 Shares Issued in Lieu of Cash Distributions......... 1,991 2,278 Shares Redeemed..................................... (37,763) (45,516) ---------- ---------- Net Increase (Decrease) from Shares Issued and Redeemed........................ 5,677 11,351 ========== ========== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME).............................................. $ 1,512 $ 1,699 ----------------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 95 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DFA DFA CALIFORNIA DFA CALIFORNIA INTERMEDIATE-TERM SHORT-TERM INTERMEDIATE-TERM MUNICIPAL BOND MUNICIPAL BOND MUNICIPAL BOND PORTFOLIO PORTFOLIO PORTFOLIO ----------------- ------------------- ----------------- PERIOD YEAR YEAR PERIOD MARCH 1, ENDED ENDED NOV. 29, 2012(a) TO OCT. 31, OCT. 31, 2011(a) TO OCTOBER 31, 2012 2012 2011 OCTOBER 31, 2012 ----------------- -------- --------- ----------------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)........................................ $ 451 $ 5,064 $ 5,149 $ 546 Net Realized Gain (Loss) on: Investment Securities Sold...................................... (2) -- (3) -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities........................................... 673 263 (1,873) 866 ------- -------- --------- ------- Net Increase (Decrease) in Net Assets Resulting from Operations................................................. 1,122 5,327 3,273 1,412 ------- -------- --------- ------- Distributions From: Net Investment Income: Institutional Class Shares...................................... (362) (4,994) (5,292) (471) ------- -------- --------- ------- Total Distributions.......................................... (362) (4,994) (5,292) (471) ------- -------- --------- ------- Capital Share Transactions (1): Shares Issued....................................................... 96,721 152,061 124,935 60,943 Shares Issued in Lieu of Cash Distributions......................... 351 4,860 5,159 446 Shares Redeemed..................................................... (8,333) (79,935) (107,884) (3,678) ------- -------- --------- ------- Net Increase (Decrease) from Capital Share Transactions............................................... 88,739 76,986 22,210 57,711 ------- -------- --------- ------- Total Increase (Decrease) in Net Assets...................... 89,499 77,319 20,191 58,652 NET ASSETS Beginning of Period................................................. -- 317,822 297,631 -- ------- -------- --------- ------- End of Period....................................................... $89,499 $395,141 $ 317,822 $58,652 ======= ======== ========= ======= (1) SHARES ISSUED AND REDEEMED: Shares Issued....................................................... 9,699 14,684 12,110 6,009 Shares Issued in Lieu of Cash Distributions......................... 35 470 500 44 Shares Redeemed..................................................... (833) (7,721) (10,465) (360) ------- -------- --------- ------- Net Increase (Decrease) from Shares Issued and Redeemed................................................... 8,901 7,433 2,145 5,693 ======= ======== ========= ======= UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME) $ 105 $ 341 $ 271 $ 77 ----------------- See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 96 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA ONE-YEAR FIXED INCOME PORTFOLIO ------------------------------------------------------------------------------ PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31 NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.......................... $ 10.35 $ 10.38 $ 10.33 $ 10.17 $ 10.21 $ 10.20 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A).................... 0.05 0.06 0.07 0.13 0.31 0.51 Net Gains (Losses) on Securities (Realized and Unrealized).................. 0.03 -- 0.05 0.25 (0.04) 0.01 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 0.08 0.06 0.12 0.38 0.27 0.52 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.......... (0.05) (0.06) (0.07) (0.22) (0.31) (0.51) Net Realized Gains............. (0.03) (0.03) -- -- -- -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........ (0.08) (0.09) (0.07) (0.22) (0.31) (0.51) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.... $ 10.35 $ 10.35 $ 10.38 $ 10.33 $ 10.17 $ 10.21 ========== ========== ========== ========== ========== ========== Total Return...................... 0.79% 0.57% 1.19% 3.80% 2.68%(C) 5.20% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)..................... $7,094,264 $6,905,468 $5,754,601 $4,269,615 $3,194,420 $3,229,577 Ratio of Expenses to Average Net Assets...................... 0.17% 0.17% 0.17% 0.20%** 0.18%(B)(D) 0.18%(D) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................ 0.17% 0.17% 0.17% 0.20%** 0.18%(B)(D) 0.18%(D) Ratio of Net Investment Income to Average Net Assets.... 0.52% 0.55% 0.67% 1.26% 3.30%(B) 4.96% Portfolio Turnover Rate........... 77% 78% 66% 2%* N/A N/A DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO ------------------------------------------------------------------------------ PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.......................... $ 10.23 $ 10.24 $ 10.27 $ 10.36 $ 10.39 $ 10.17 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A).................... 0.07 0.10 0.12 0.19 0.39 0.27 Net Gains (Losses) on Securities (Realized and Unrealized).................. 0.02 (0.01) 0.07 0.18 (0.09) 0.24 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations............... 0.09 0.09 0.19 0.37 0.30 0.51 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.......... (0.16) (0.03) (0.21) (0.46) (0.33) (0.29) Net Realized Gains............. (0.03) (0.07) (0.01) -- -- -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........ (0.19) (0.10) (0.22) (0.46) (0.33) (0.29) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.... $ 10.13 $ 10.23 $ 10.24 $ 10.27 $ 10.36 $ 10.39 ========== ========== ========== ========== ========== ========== Total Return...................... 0.85% 0.83% 1.83% 3.71% 2.93%(C) 5.06% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)..................... $4,671,093 $4,813,711 $4,053,423 $3,846,029 $3,124,985 $3,097,898 Ratio of Expenses to Average Net Assets...................... 0.18% 0.18% 0.18% 0.20%** 0.18%(B)(D) 0.18%(D) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................ 0.18% 0.18% 0.18% 0.20%** 0.18%(B)(D) 0.18%(D) Ratio of Net Investment Income to Average Net Assets.... 0.68% 0.94% 1.13% 1.89% 4.12%(B) 2.59% Portfolio Turnover Rate........... 107% 71% 109% 1%* N/A N/A * For the period October 24, 2009 through October 31, 2009. Effective October 24, 2009, the Portfolios directly invest in securities rather than through the Series. ** Represents the combined ratios for the respective portfolios and for the period November 1, 2008 through October 22, 2009, its respective pro-rata shares of its Master Fund Series. See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 97 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO -------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR JAN. 9, ENDED ENDED ENDED ENDED 2008(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2010 2009 2008 -------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period.............. $ 10.65 $ 10.40 $ 10.00 $ 8.91 $ 10.00 -------- -------- -------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.17 0.20 0.19 0.26 0.33 Net Gains (Losses) on Securities (Realized and Unrealized).................................. (0.06) 0.19 0.22 0.83 (1.39) -------- -------- -------- -------- -------- Total From Investment Operations........... 0.11 0.39 0.41 1.09 (1.06) -------- -------- -------- -------- -------- Less Distributions Net Investment Income.......................... (0.34) (0.11) -- -- -- Net Realized Gains............................. (0.01) (0.03) (0.01) -- -- Return of Capital.............................. -- -- -- -- (0.03) -------- -------- -------- -------- -------- Total Distributions........................ (0.35) (0.14) (0.01) -- (0.03) -------- -------- -------- -------- -------- Net Asset Value, End of Period.................... $ 10.41 $ 10.65 $ 10.40 $ 10.00 $ 8.91 ======== ======== ======== ======== ======== Total Return...................................... 1.22% 3.85% 4.08% 12.23% (10.67)%(C) -------- -------- -------- -------- -------- Net Assets, End of Period (thousands)............. $863,403 $786,917 $524,375 $303,440 $198,165 Ratio of Expenses to Average Net Assets........... 0.19% 0.19% 0.20% 0.24% 0.24%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................ 0.19% 0.19% 0.20% 0.24% 0.24%(B)(E) Ratio of Net Investment Income to Average Net Assets.......................................... 1.65% 1.89% 1.84% 2.81% 4.32%(B)(E) Portfolio Turnover Rate........................... 109% 51% 78% 28% 21%(C) DFA SHORT-TERM GOVERNMENT PORTFOLIO -------------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period.............. $ 10.99 $ 11.15 $ 10.92 $ 10.44 $ 10.44 $ 10.43 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.11 0.18 0.25 0.26 0.26 0.50 Net Gains (Losses) on Securities (Realized and Unrealized).................................. 0.09 0.01 0.32 0.49 0.07 0.01 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations........... 0.20 0.19 0.57 0.75 0.33 0.51 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income.......................... (0.11) (0.20) (0.26) (0.27) (0.33) (0.50) Net Realized Gains............................. (0.20) (0.15) (0.08) -- -- -- Return of Capital.............................. -- -- -- -- -- -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions........................ (0.31) (0.35) (0.34) (0.27) (0.33) (0.50) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period.................... $ 10.88 $ 10.99 $ 11.15 $ 10.92 $ 10.44 $ 10.44 ========== ========== ========== ========== ========== ========== Total Return...................................... 1.89% 1.77% 5.32% 7.27% 3.25%(C) 4.98% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)............. $1,585,670 $1,343,989 $1,110,308 $1,008,237 $1,115,037 $1,216,609 Ratio of Expenses to Average Net Assets........... 0.20% 0.21% 0.23% 0.25% 0.23%(B) 0.23% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................ 0.20% 0.21% 0.23% 0.25% 0.23%(B) 0.23% Ratio of Net Investment Income to Average Net Assets.......................................... 0.98% 1.65% 2.29% 2.44% 2.77%(B) 4.81% Portfolio Turnover Rate........................... 41% 64% 64% 72% 79%(C) 0% See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 98 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO ------------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period................... $ 11.32 $ 11.70 $ 11.27 $ 10.68 $ 10.84 $ 10.53 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)............. 0.18 0.23 0.29 0.27 0.25 0.32 Net Gains (Losses) on Securities (Realized and Unrealized)........... 0.22 0.06 0.54 0.55 (0.10) 0.20 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations........ 0.40 0.29 0.83 0.82 0.15 0.52 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income................ (0.23) (0.44) (0.40) (0.23) (0.30) (0.21) Net Realized Gains................. (0.21) (0.23) -- -- -- -- Return of Capital............... -- -- -- -- (0.01) -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions..... (0.44) (0.67) (0.40) (0.23) (0.31) (0.21) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period................... $ 11.28 $ 11.32 $ 11.70 $ 11.27 $ 10.68 $ 10.84 ========== ========== ========== ========== ========== ========== Total Return............... 3.74% 2.74% 7.51% 7.74% 1.40%(C) 5.00% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands).............. $6,341,337 $5,184,700 $4,395,516 $3,220,787 $3,319,257 $3,484,919 Ratio of Expenses to Average Net Assets................... 0.28% 0.28% 0.28% 0.30% 0.28%(B) 0.28% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived fees and Fees Paid Indirectly).............. 0.28% 0.28% 0.28% 0.30% 0.28%(B) 0.28% Ratio of Net Investment Income to Average Net Assets................... 1.64% 2.10% 2.56% 2.48% 2.53%(B) 3.01% Portfolio Turnover Rate..................... 58% 67% 73% 70% 55%(C) 108% DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO ---------------------------------- PERIOD DEC. 6, 2011(a) TO OCTOBER 31, 2012 ---------------------------------- Net Asset Value, Beginning of Period................... $ 10.00 -------- Income From Investment Operations Net Investment Income (Loss)(A)............. 0.18 Net Gains (Losses) on Securities (Realized and Unrealized)........... 0.48 -------- Total From Investment Operations........ 0.66 -------- Less Distributions Net Investment Income................ (0.10) Net Realized Gains................. -- Return of Capital............... -- -------- Total Distributions..... (0.10) -------- Net Asset Value, End of Period................... $ 10.56 ======== Total Return............... 6.66%(C) -------- Net Assets, End of Period (thousands).............. $141,237 Ratio of Expenses to Average Net Assets................... 0.20%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived fees and Fees Paid Indirectly).............. 0.37%(B)(E) Ratio of Net Investment Income to Average Net Assets................... 1.83%(B)(E) Portfolio Turnover Rate..................... 82%(C) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 99 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA INTERMEDIATE GOVERNMENT FIXED INCOME PORTFOLIO ------------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period......... $ 12.90 $ 12.84 $ 12.31 $ 11.66 $ 11.86 $ 11.48 ---------- ---------- ---------- ---------- ---------- ---------- Income From Investment Operations Net Investment Income (Loss)(A)........... 0.37 0.44 0.49 0.51 0.49 0.54 Net Gains (Losses) on Securities (Realized and Unrealized)............... 0.32 0.10 0.57 0.72 (0.17) 0.35 ---------- ---------- ---------- ---------- ---------- ---------- Total From Investment Operations...... 0.69 0.54 1.06 1.23 0.32 0.89 ---------- ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income..................... (0.37) (0.44) (0.48) (0.52) (0.52) (0.51) Net Realized Gains........................ (0.09) (0.04) (0.05) (0.06) -- -- ---------- ---------- ---------- ---------- ---------- ---------- Total Distributions................... (0.46) (0.48) (0.53) (0.58) (0.52) (0.51) ---------- ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period............... $ 13.13 $ 12.90 $ 12.84 $ 12.31 $ 11.66 $ 11.86 ========== ========== ========== ========== ========== ========== Total Return................................. 5.49% 4.42% 8.85% 10.71% 2.73%(C) 8.06% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)........ $3,058,924 $2,377,280 $1,869,828 $1,484,155 $1,248,514 $1,314,853 Ratio of Expenses to Average Net Assets...... 0.13% 0.12% 0.13% 0.15% 0.13%(B) 0.13% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)...... 0.13% 0.12% 0.13% 0.15% 0.13%(B) 0.13% Ratio of Net Investment Income to Average Net Assets................................. 2.85% 3.50% 3.91% 4.18% 4.44%(B) 4.72% Portfolio Turnover Rate...................... 4% 16% 7% 8% 14%(C) 0% DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO ---------------------------------------------- YEAR YEAR YEAR PERIOD ENDED ENDED ENDED MARCH 4, 2009(a) OCT. 31, OCT. 31, OCT. 31, TO 2012 2011 2010 OCT. 31, 2009 ---------- ---------- -------- ---------------- Net Asset Value, Beginning of Period......... $ 10.86 $ 10.93 $ 10.56 $ 10.00 ---------- ---------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)........... 0.21 0.25 0.33 0.24 Net Gains (Losses) on Securities (Realized and Unrealized)............... 0.13 (0.05) 0.37 0.50 ---------- ---------- -------- -------- Total From Investment Operations...... 0.34 0.20 0.70 0.74 ---------- ---------- -------- -------- Less Distributions Net Investment Income..................... (0.20) (0.25) (0.32) (0.18) Net Realized Gains........................ (0.02) (0.02) (0.01) -- ---------- ---------- -------- -------- Total Distributions................... (0.22) (0.27) (0.33) (0.18) ---------- ---------- -------- -------- Net Asset Value, End of Period............... $ 10.98 $ 10.86 $ 10.93 $ 10.56 ========== ========== ======== ======== Total Return................................. 3.22% 1.91% 6.73% 7.49%(C) ---------- ---------- -------- -------- Net Assets, End of Period (thousands)........ $1,975,102 $1,333,202 $754,269 $378,475 Ratio of Expenses to Average Net Assets...... 0.22% 0.22% 0.22% 0.22%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)...... 0.23% 0.23% 0.24% 0.28%(B)(E) Ratio of Net Investment Income to Average Net Assets................................. 1.96% 2.32% 3.04% 3.54%(B)(E) Portfolio Turnover Rate...................... 21% 17% 14% 2%(C) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 100 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO ---------------------------------------- YEAR YEAR PERIOD ENDED ENDED JULY 20, 2010(a) OCT. 31, OCT. 31, TO 2012 2011 OCT. 31, 2010 -------- -------- ---------------- Net Asset Value, Beginning of Period....................... $ 10.46 $ 10.28 $ 10.00 -------- -------- -------- Income From Investment Operations Net Investment Income (Loss) (A)........................ 0.33 0.33 0.08 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.61 0.16 0.24 -------- -------- -------- Total From Investment Operations.................... 0.94 0.49 0.32 -------- -------- -------- Less Distributions Net Investment Income................................... (0.30) (0.31) (0.04) Net Realized Gains...................................... -- -- -- -------- -------- -------- Total Distributions................................. (0.30) (0.31) (0.04) -------- -------- -------- Net Asset Value, End of Period............................. $ 11.10 $ 10.46 $ 10.28 ======== ======== ======== Total Return............................................... 9.19% 4.94% 3.15%(C) -------- -------- -------- Net Assets, End of Period (thousands)...................... $828,270 $307,580 $144,093 Ratio of Expenses to Average Net Assets.................... 0.22% 0.22% 0.22%%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees)............................................. 0.24% 0.27% 0.35%(B)(E) Ratio of Net Investment Income to Average Net Assets....... 3.04% 3.27% 2.77%(B)(E) Portfolio Turnover Rate.................................... 8% 15% 1%(C) DFA INVESTMENT GRADE PORTFOLIO ----------------------------------- YEAR PERIOD ENDED MARCH 7, 2011(a) OCT. 31, TO 2012 OCT. 31, 2011 -------- ---------------- Net Asset Value, Beginning of Period....................... $ 10.60 $ 10.00 -------- -------- Income From Investment Operations Net Investment Income (Loss) (A)........................ 0.25 0.19 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.40 0.54 -------- -------- Total From Investment Operations.................... 0.65 0.73 -------- -------- Less Distributions Net Investment Income................................... (0.26) (0.13) Net Realized Gains...................................... -- -- -------- -------- Total Distributions................................. (0.26) (0.13) -------- -------- Net Asset Value, End of Period............................. $ 10.99 $ 10.60 ======== ======== Total Return............................................... 6.21% 7.35%(C) -------- -------- Net Assets, End of Period (thousands)...................... $899,163 $199,654 Ratio of Expenses to Average Net Assets.................... 0.22%(D) 0.22%(B)(D)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees)............................................. 0.41%(D) 0.50%(B)(D)(E) Ratio of Net Investment Income to Average Net Assets....... 2.32%(D) 2.68%(B)(E) Portfolio Turnover Rate.................................... N/A N/A See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 101 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA INFLATION-PROTECTED SECURITIES PORTFOLIO -------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- -------- -------- -------- Net Asset Value, Beginning of Period.............. $ 12.35 $ 11.85 $ 10.95 $ 9.41 $ 10.80 $ 10.19 ---------- ---------- ---------- -------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.27 0.55 0.29 0.12 0.70 0.45 Net Gains (Losses) on Securities (Realized and Unrealized).................................. 0.79 0.52 0.92 1.53 (1.48) 0.50 ---------- ---------- ---------- -------- -------- -------- Total From Investment Operations........... 1.06 1.07 1.21 1.65 (0.78) 0.95 ---------- ---------- ---------- -------- -------- -------- Less Distributions Net Investment Income.......................... (0.27) (0.51) (0.31) (0.10) (0.61) (0.34) Net Realized Gains............................. (0.14) (0.06) -- (0.01) -- -- ---------- ---------- ---------- -------- -------- -------- Total Distributions........................ (0.41) (0.57) (0.31) (0.11) (0.61) (0.34) ---------- ---------- ---------- -------- -------- -------- Net Asset Value, End of Period.................... $ 13.00 $ 12.35 $ 11.85 $ 10.95 $ 9.41 $ 10.80 ========== ========== ========== ======== ======== ======== Total Return...................................... 8.70% 9.38% 11.29% 17.70% (7.90)%(C) 9.59% ---------- ---------- ---------- -------- -------- -------- Net Assets, End of Period (thousands)............. $2,511,251 $1,888,045 $1,396,779 $774,110 $371,747 $240,403 Ratio of Expenses to Average Net Assets........... 0.13% 0.13% 0.13% 0.16% 0.15%(B) 0.20% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees)...... 0.13% 0.13% 0.13% 0.16% 0.14%(B) 0.21% Ratio of Net Investment Income to Average Net Assets.......................................... 2.12% 4.64% 2.57% 1.20% 7.01%(B) 4.58% Portfolio Turnover Rate........................... 9% 18% 12% 6% 3%(C) 0% DFA SHORT-TERM MUNICIPAL BOND PORTFOLIO --------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, Beginning of Period.............. $ 10.30 $ 10.34 $ 10.24 $ 10.02 $ 10.05 $ 10.02 ---------- ---------- ---------- ---------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)................ 0.14 0.16 0.18 0.20 0.19 0.31 Net Gains (Losses) on Securities (Realized and Unrealized).................................. (0.01) (0.03) 0.10 0.23 (0.03) 0.02 ---------- ---------- ---------- ---------- -------- -------- Total From Investment Operations........... 0.13 0.13 0.28 0.43 0.16 0.33 ---------- ---------- ---------- ---------- -------- -------- Less Distributions Net Investment Income.......................... (0.14) (0.17) (0.18) (0.21) (0.19) (0.30) Net Realized Gains............................. -- -- -- -- -- -- ---------- ---------- ---------- ---------- -------- -------- Total Distributions........................ (0.14) (0.17) (0.18) (0.21) (0.19) (0.30) ---------- ---------- ---------- ---------- -------- -------- Net Asset Value, End of Period.................... $ 10.29 $ 10.30 $ 10.34 $ 10.24 $ 10.02 $ 10.05 ========== ========== ========== ========== ======== ======== Total Return...................................... 1.30% 1.24% 2.73% 4.32% 1.63%(C) 3.38% ---------- ---------- ---------- ---------- -------- -------- Net Assets, End of Period (thousands)............. $1,582,296 $1,525,039 $1,414,926 $1,168,259 $991,918 $948,426 Ratio of Expenses to Average Net Assets........... 0.22% 0.23% 0.23% 0.25% 0.23%(B) 0.23% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees)...... 0.22% 0.23% 0.23% 0.25% 0.23%(B) 0.23% Ratio of Net Investment Income to Average Net Assets.......................................... 1.38% 1.60% 1.72% 1.99% 2.04%(B) 3.07% Portfolio Turnover Rate........................... 20% 13% 1% 0% 1%(C) 0% See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 102 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) DFA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO DFA CALIFORNIA SHORT-TERM MUNICIPAL BOND PORTFOLIO ------------------------ ----------------------------------------------------------------- PERIOD PERIOD YEAR YEAR YEAR YEAR DEC. 1, PERIOD MARCH 1, 2012(a) ENDED ENDED ENDED ENDED 2007 TO APRIL 2, 2007(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, TO OCTOBER 31, 2012 2012 2011 2010 2009 2008 NOV. 30, 2007 ------------------------ -------- -------- -------- -------- -------- ---------------- Net Asset Value, Beginning of Period................... $ 10.00 $ 10.32 $ 10.39 $ 10.26 $ 10.00 $ 10.07 $ 10.00 ------- -------- -------- -------- -------- -------- -------- Income From Investment Operations Net Investment Income (Loss)(A)............. 0.07 0.15 0.17 0.19 0.22 0.21 0.20 Net Gains (Losses) on Securities (Realized and Unrealized)........... 0.04 0.02 (0.06) 0.13 0.27 (0.06) 0.02 ------- -------- -------- -------- -------- -------- -------- Total From Investment Operations........ 0.11 0.17 0.11 0.32 0.49 0.15 0.22 ------- -------- -------- -------- -------- -------- -------- Less Distributions Net Investment Income................ (0.05) (0.15) (0.18) (0.19) (0.23) (0.22) (0.15) ------- -------- -------- -------- -------- -------- -------- Total Distributions..... (0.05) (0.15) (0.18) (0.19) (0.23) (0.22) (0.15) ------- -------- -------- -------- -------- -------- -------- Net Asset Value, End of Period................ $ 10.06 $ 10.34 $ 10.32 $ 10.39 $ 10.26 $ 10.00 $ 10.07 ======= ======== ======== ======== ======== ======== ======== Total Return............... 1.13%(C) 1.61% 1.08% 3.14% 4.91% 1.45%(C) 2.23%(C) ------- -------- -------- -------- -------- -------- -------- Net Assets, End of Period (thousands).............. $89,499 $395,141 $317,822 $297,631 $210,774 $180,915 $128,983 Ratio of Expenses to Average Net Assets................... 0.23%(B)(E) 0.23% 0.23% 0.24% 0.26% 0.27%(B) 0.30%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees).................... 0.34%(B)(E) 0.23% 0.23% 0.24% 0.26% 0.26%(B) 0.33%(B)(E) Ratio of Net Investment Income to Average Net Assets................... 1.09%(B)(E) 1.41% 1.69% 1.83% 2.17% 2.27%(B) 3.22%(B)(E) Portfolio Turnover Rate..................... 2%(C) 20% 15% 4% 4% 17%(C) 7%(C) DFA CALIFORNIA INTERMEDIATE-TERM MUNICIPAL BOND PORTFOLIO -------------------------------- PERIOD NOV. 29, 2011(a) TO OCTOBER 31, 2012 -------------------------------- Net Asset Value, Beginning of Period................... $ 10.00 ------- Income From Investment Operations Net Investment Income (Loss)(A)............. 0.15 Net Gains (Losses) on Securities (Realized and Unrealized)........... 0.27 ------- Total From Investment Operations........ 0.42 ------- Less Distributions Net Investment Income................ (0.12) ------- Total Distributions..... (0.12) ------- Net Asset Value, End of Period................ $ 10.30 ======= Total Return............... 4.21%(C) ------- Net Assets, End of Period (thousands).............. $58,652 Ratio of Expenses to Average Net Assets................... 0.23%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees).................... 0.41%(B)(E) Ratio of Net Investment Income to Average Net Assets................... 1.51%(B)(E) Portfolio Turnover Rate..................... 0%(C) See page 1 & 2 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 103 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: DFA Investment Dimensions Group Inc. (the "Fund" or "IDG") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors.The Fund consists of sixty-seven operational portfolios, of which fifteen (the "Portfolios") are included in this report. The remaining operational portfolios are presented in separate reports. DFA Investment Grade Portfolio achieves its investment objective by primarily investing in other portfolios within IDG (collectively, the "Master Funds"). The Portfolio also invests in short-term temporary cash investments. DFA INVESTMENT GRADE PORTFOLIO (PERCENTAGE OF MASTER FUNDS OWNERSHIP AT OCTOBER 31, 2012) ------------ --------------------------------------------- DFA Intermediate-Term Extended Quality Portfolio 42% DFA Intermediate Government Fixed Income Portfolio 9% DFA Short-Term Extended Quality Portfolio.......... 10% DFA Short-Term Government Portfolio 5% Effective February 28, 2011, DFA Five-Year Government Portfolio changed its name to DFA Short-Term Government Portfolio. Prior to October 23, 2009, DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio invested substantially all of their assets in respective shares of The DFA One-Year Fixed Income Series and The DFA Two-Year Global Fixed Income Series. At the close of business on October 23, 2009, the Portfolios received their pro-rata share of cash and securities from the respective Series in a complete liquidation of their interest in the Series. Effective October 24, 2009, the Portfolios invest directly in securities rather than through the Series and maintain the same investment objectives. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) 104 . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Debt securities held by the Portfolios are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over-the-counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the over-the-counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. These valuations are generally categorized as Level 2 in the hierarchy. Over-the-counter derivative contracts, which include forward currency contracts, do not require material subjectivity as pricing inputs are observed from actively quoted markets and are categorized as Level 2 in the hierarchy. Master Fund shares held by DFA Investment Grade Portfolio are valued at their respective daily net asset values, as these Master Funds are treated as regulated investment companies. These valuations are classified as Level 1 in the hierarchy. A summary of inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios did not have any significant transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income Portfolio, DFA Short-Term Extended Quality Portfolio and DFA Intermediate-Term Extended Quality Portfolio whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked-to-market daily based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income Portfolio, DFA Short-Term Extended Quality Portfolio, and DFA Intermediate-Term Extended Quality Portfolio enter into forward currency contracts for the purpose of hedging against fluctuations in currency exchange rates or to transfer balances from one currency to another. DFA Selectively Hedged Global Fixed Income Portfolio may hedge the currency exposure of its foreign securities or leave some or all of the currency exposure unhedged. Forward currency contracts are marked-to-market daily based on daily forward exchange rates. DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income Portfolio, DFA Short-Term Extended Quality Portfolio and DFA Intermediate-Term Extended Quality Portfolio isolate the effect of fluctuations in foreign currency rates when determining the realized gain or loss upon the sale or maturity of foreign currency denominated debt obligations pursuant to U.S. Federal income tax regulations; such amounts are categorized as foreign exchange gain or loss for both financial reporting and income tax reporting purposes. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the books of DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income 105 Portfolio, DFA Short-Term Extended Quality Portfolio and DFA Intermediate-Term Extended Quality Portfolio and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses or Other Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities/affiliated investment companies are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on an accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. Prior to June 4, 2009 and October 16, 2009, DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio, respectively, recognized their pro-rata share of net investment income and realized and unrealized gains/losses on a daily basis from their respective investments in The DFA One-Year Fixed Income Series and The DFA Two-Year Global Fixed Income Series which were treated as partnerships in accordance with both U.S. federal income tax regulations and accounting principles generally accepted in the United States of America. Effective June 4, 2009 and October 16, 2009, The DFA One-Year Fixed Income Series' and The DFA Two-Year Global Fixed Income Series', respectively, partnership status ceased and each became a corporate master fund in a RIC/RIC master-feeder structure. The Portfolios became the feeders of these Series. On October 23, 2009, both DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio liquidated their investment in The DFA One-Year Fixed Income Series and The DFA Two-Year Global Fixed Income Series, respectively. Effective October 24, 2009, DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio invest directly in securities rather than through the Series and maintain the same investment objective. See Federal Income Taxes note for more information regarding these transactions. 106 C. INVESTMENT ADVISOR AND ADMINISTRATOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Portfolios. For the year ended October 31, 2012, the Portfolios' investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: DFA One-Year Fixed Income Portfolio....................... 0.05% DFA Two-Year Global Fixed Income Portfolio................ 0.05% DFA Selectively Hedged Global Fixed Income Portfolio...... 0.15% DFA Short-Term Government Portfolio....................... 0.17% DFA Five-Year Global Fixed Income Portfolio............... 0.25% DFA World ex U.S. Government Fixed Income Portfolio....... 0.18% DFA Intermediate Government Fixed Income Portfolio........ 0.10% DFA Short-Term Extended Quality Portfolio................. 0.20% DFA Intermediate-Term Extended Quality Portfolio.......... 0.20% DFA Investment Grade Portfolio............................ 0.20% DFA Inflation-Protected Securities Portfolio.............. 0.10% DFA Short-Term Municipal Bond Portfolio................... 0.20% DFA Intermediate-Term Municipal Bond Portfolio............ 0.20% DFA California Short-Term Municipal Bond Portfolio........ 0.20% DFA California Intermediate-Term Municipal Bond Portfolio. 0.20% For the year ended October 31, 2012, administrative services fees for DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: DFA One-Year Fixed Income Portfolio........ 0.10% DFA Two-Year Global Fixed Income Portfolio. 0.10% Pursuant to an Amended and Restated Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive certain fees and in certain instances, assume certain expenses of the Portfolios, as described in the notes below. The Amended and Restated Fee Waiver and Expense Assumption Agreement for the Portfolios below will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. For the year ended October 31, 2012, the Portfolios had expense limits based on a percentage of average net assets on an annualized basis, and the Advisor recovered previously waived fees and/or expenses assumed as listed below (amounts in thousands). Previously waived fees subject to future recovery by the Advisor are also reflected below (amounts in thousands). The Fund, on behalf of the Portfolios, is not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of recovery. PREVIOUSLY RECOVERY WAIVED FEES/ EXPENSE OF PREVIOUSLY EXPENSES ASSUMED LIMITATION WAIVED FEES/ SUBJECT TO FUTURE INSTITUTIONAL CLASS SHARES AMOUNT EXPENSES ASSUMED RECOVERY -------------------------- ---------- ---------------- ----------------- DFA Selectively Hedged Global Fixed Income Portfolio (1)................................................ 0.25% -- -- DFA Short-Term Government Portfolio (2).............. 0.20% -- -- DFA World ex U.S. Government Fixed Income Portfolio (1)................................................ 0.20% -- $ 122 DFA Short-Term Extended Quality Portfolio (1)........ 0.22% -- 375 DFA Intermediate-Term Extended Quality Portfolio (1). 0.22% -- 225 DFA Investment Grade Portfolio (3)................... 0.22% -- 1,205 107 PREVIOUSLY RECOVERY WAIVED FEES/ EXPENSE OF PREVIOUSLY EXPENSES ASSUMED LIMITATION WAIVED FEES/ SUBJECT TO FUTURE INSTITUTIONAL CLASS SHARES AMOUNT EXPENSES ASSUMED RECOVERY -------------------------- ---------- ---------------- ----------------- DFA Inflation-Protected Securities Portfolio (1).............. 0.20% -- -- DFA Short-Term Municipal Bond Portfolio (2)................... 0.30% -- -- DFA Intermediate-Term Municipal Bond Portfolio (1)............ 0.23% -- $44 DFA California Short-Term Municipal Bond Portfolio (1)........ 0.30% -- -- DFA California Intermediate-Term Municipal Bond Portfolio (1). 0.23% -- 66 (1) The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the Portfolio's ordinary operating expenses (excluding the expenses the Portfolio incurs indirectly through its investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of a class of the Portfolio, on an annualized basis, to the rate listed above as a percentage of average net assets of such class of the Portfolio (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a class of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses for such class to exceed the Expense Limitation Amount, as listed above. (2) The Advisor has contractually agreed to waive all or a portion of its advisory fee to the extent necessary to reduce the Portfolio's ordinary operating expenses (excluding expenses incurred through its investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") of a class of the Portfolio so that the Portfolio Expenses, on an annualized basis, do not exceed the rate listed above as a percentage of average net assets of such class of the Portfolio (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a class of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses for such class to exceed the Expense Limitation Amount, as listed above. (3)The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the expenses of the Portfolio (including the expenses that the Portfolio bears as a shareholder of other funds managed by the Advisor but excluding the expenses that the Portfolio incurs indirectly through its investment in unaffiliated investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of a class of the Portfolio, on an annualized basis, to the rate listed above as a percentage of average net assets of such class of the Portfolio (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a class of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses for such class to exceed the Expense Limitation Amount, as listed above. EARNED INCOME CREDIT: In addition, the Portfolios have entered into arrangements with its custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Portfolios' custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): FEES PAID INDIRECTLY ---------- DFA Two-Year Global Fixed Income Portfolio........... $54 DFA Selectively Hedged Global Fixed Income Portfolio. 12 DFA Five-Year Global Fixed Income Portfolio.......... 64 DFA World ex U.S. Goverment Fixed Income Portfolio... 3 108 FEES PAID INDIRECTLY ---------- DFA Short-Term Extended Quality Portfolio........ $31 DFA Intermediate-Term Extended Quality Portfolio. 15 FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. DEFERRED COMPENSATION: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): DFA One-Year Fixed Income Portfolio....................... $249 DFA Two-Year Global Fixed Income Portfolio................ 222 DFA Selectively Hedged Global Fixed Income Portfolio...... 11 DFA Short-Term Government Portfolio....................... 40 DFA Five-Year Global Fixed Income Portfolio............... 126 DFA World ex U.S. Government Fixed Income Portfolio....... -- DFA Intermediate Government Fixed Income Portfolio........ 56 DFA Short-Term Extended Quality Portfolio................. 15 DFA Intermediate-Term Extended Quality Portfolio.......... 2 DFA Investment Grade Portfolio............................ 1 DFA Inflation-Protected Securities Portfolio.............. 28 DFA Short-Term Municipal Bond Portfolio................... 42 DFA Intermediate-Term Municipal Bond Portfolio............ -- DFA California Short-Term Municipal Bond Portfolio........ 8 DFA California Intermediate-Term Municipal Bond Portfolio. -- E. PURCHASES AND SALES OF SECURITIES: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities (amounts in thousands): U.S. GOVERNMENT OTHER INVESTMENT SECURITIES SECURITIES --------------------- --------------------- PURCHASES SALES PURCHASES SALES ---------- ---------- ---------- ---------- DFA One-Year Fixed Income Portfolio.................. $2,389,599 $2,311,637 $3,532,801 $2,422,049 DFA Two-Year Global Fixed Income Portfolio........... 1,190,797 1,714,124 3,605,734 2,960,608 DFA Selectively Hedged Global Fixed Income Portfolio. 186,520 155,149 762,903 692,282 DFA Short-Term Government Portfolio.................. 828,559 579,743 -- -- DFA Five-Year Global Fixed Income Portfolio.......... 456,368 281,658 3,859,789 2,970,429 DFA World ex U.S. Government Fixed Income Portfolio.. 3,414 769 197,867 66,323 DFA Intermediate Government Fixed Income Portfolio... 749,493 106,474 -- -- DFA Short-Term Extended Quality Portfolio............ 87,453 33,145 878,647 300,875 DFA Intermediate-Term Extended Quality Portfolio..... 45,229 3,478 484,576 43,012 109 U.S. GOVERNMENT OTHER INVESTMENT SECURITIES SECURITIES ------------------ ------------------ PURCHASES SALES PURCHASES SALES --------- -------- --------- -------- DFA Inflation-Protected Securities Portfolio............... $670,843 $198,666 -- -- DFA Short-Term Municipal Bond Portfolio.................... -- -- $377,313 $301,292 DFA Intermediate-Term Municipal Bond Portfolio............. -- -- 88,685 1,001 DFA California Short-Term Municipal Bond Portfolio......... -- -- 150,710 68,589 DFA California Intermediate-Term Municipal Bond Portfolio.. -- -- 56,732 -- For the year ended October 31, 2012, DFA Investment Grade Portfolio made the following purchases and sales of Affiliated Investment Companies (amounts in thousands): DFA INVESTMENT GRADE PORTFOLIO --------------------------------------------------------------- BALANCE AT BALANCE AT DIVIDEND DISTRIBUTIONS OF 10/31/2011 10/31/2012 PURCHASES SALES INCOME REALIZED GAINS AFFILIATED INVESTMENT COMPANIES ---------- ---------- --------- ----- -------- ---------------- DFA Intermediate-Term Extended Quality Portfolio $82,262 $346,956 $249,630 -- $5,556 -- DFA Intermediate Government Fixed Income Portfolio. 69,791 275,095 202,018 -- 4,805 $615 DFA Short-Term Extended Quality Portfolio. 36,732 187,536 149,045 -- 2,241 90 DFA Short-Term Government Portfolio ................ 9,369 80,766 71,323 -- 348 222 F. FEDERAL INCOME TAXES: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/losses, non-deductible expenses, expiration of capital loss carryforwards and distribution redesignations, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN CAPITAL INCOME GAINS (LOSSES) --------------- -------------- -------------- DFA Two-Year Global Fixed Income Portfolio........... -- $25,420 $(25,420) DFA Selectively Hedged Global Fixed Income Portfolio. -- 9,692 (9,692) DFA Five-Year Global Fixed Income Portfolio.......... -- 635 (635) DFA World ex U.S. Government Fixed Income Portfolio.. $(8) 2,436 (2,428) DFA Intermediate Government Fixed Income Portfolio... -- (64) 64 DFA Short-Term Extended Quality Portfolio............ -- 2,234 (2,234) DFA Intermediate-Term Extended Quality Portfolio..... -- 462 (462) DFA Investment Grade Portfolio....................... (1) (20) 21 110 INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN CAPITAL INCOME GAINS (LOSSES) --------------- -------------- -------------- DFA Short-Term Municipal Bond Portfolio.................... $(17) -- $17 DFA Intermediate-Term Municipal Bond Portfolio............. (16) $16 -- DFA California Intermediate-Term Municipal Bond Portfolio.. (2) 2 -- The tax character of dividends and distributions declared and paid during the year ended October 31, 2011 and the year ended October 31, 2012 were as follows (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- -------- DFA One-Year Fixed Income Portfolio 2011................................................. $ 50,119 $ 4,048 $ 54,167 2012................................................. 39,643 $16,267 55,910 DFA Two-Year Global Fixed Income Portfolio 2011................................................. 32,925 5,202 38,127 2012................................................. 82,921 3,260 86,181 DFA Selectively Hedged Global Fixed Income Portfolio 2011................................................. 7,619 53 7,672 2012................................................. 25,733 423 26,156 DFA Short-Term Government Portfolio 2011................................................. 23,913 12,239 36,152 2012................................................. 18,199 21,214 39,413 DFA Five-Year Global Fixed Income Portfolio 2011................................................. 192,873 72,164 265,037 2012................................................. 139,431 76,000 215,431 DFA World ex U.S. Government Fixed Income Portfolio 2011................................................. -- -- -- 2012................................................. 837 -- 837 DFA Intermediate Government Fixed Income Portfolio 2011................................................. 73,117 6,089 79,206 2012................................................. 77,383 16,580 93,963 DFA Short-Term Extended Quality Portfolio 2011................................................. 25,889 519 26,408 2012................................................. 29,793 2,632 32,425 DFA Intermediate-Term Extended Quality Portfolio 2011................................................. 6,497 -- 6,497 2012................................................. 15,556 -- 15,556 111 NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ------- DFA Investment Grade Portfolio 2011...................................................... $ 1,109 -- $ 1,109 2012...................................................... 12,346 -- 12,346 DFA Inflation-Protected Securities Portfolio 2011...................................................... 71,669 7,253 78,922 2012...................................................... 45,542 19,542 65,084 DFA Short-Term Municipal Bond Portfolio 2011...................................................... 24,364 -- 24,364 21,494 -- 21,494 DFA Intermediate-Term Municipal Bond Portfolio 2011...................................................... -- -- -- 2012...................................................... 362 -- 362 DFA California Short-Term Municipal Bond Portfolio 2011...................................................... 5,292 -- 5,292 2012...................................................... 4,994 -- 4,994 DFA California Intermediate-Term Municipal Bond Portfolio 2011...................................................... -- -- -- 2012...................................................... 471 -- 471 DFA World ex U.S. Government Fixed Income Portfolio, DFA Intermediate-Term Municipal Bond Portfolio and DFA California Intermediate-Term Municipal Bond Portfolio commenced operations on December 6, 2011, March 1, 2012 and November 29, 2011, respectively, and did not pay any distributions for the year ended October 31, 2011. At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED CAPITAL EARNINGS SHORT-TERM LONG-TERM LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSSES) -------------- ------------- ------------ ------------- DFA One-Year Fixed Income Portfolio.................. $11,767 $ 6,558 -- $18,325 DFA Two-Year Global Fixed Income Portfolio........... 39,605 1,011 -- 40,616 DFA Selectively Hedged Global Fixed Income Portfolio. 18,641 -- -- 18,641 DFA Short-Term Government Portfolio.................. 2,515 12,916 -- 15,431 DFA Five-Year Global Fixed Income Portfolio.......... 37,856 42,514 -- 80,370 DFA World ex U.S. Government Fixed Income Portfolio.. 2,803 -- -- 2,803 DFA Intermediate Government Fixed Income Portfolio... 13,195 5,296 -- 18,491 DFA Short-Term Extended Quality Portfolio............ 4,760 4,380 -- 9,140 DFA Intermediate-Term Extended Quality Portfolio..... 2,259 487 -- 2,746 DFA Investment Grade Portfolio....................... 718 862 -- 1,580 DFA Inflation-Protected Securities Portfolio......... 11,494 13,876 -- 25,370 DFA Short-Term Municipal Bond Portfolio.............. 1,554 -- $(64) 1,490 112 UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED CAPITAL EARNINGS SHORT-TERM LONG-TERM LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSSES) -------------- ------------- ------------ ------------- DFA Intermediate-Term municipal Bond Portfolio............. $105 -- $ (2) $103 DFA California Short-Term Municipal Bond Portfolio......... 349 -- (4) 345 DFA California Intermediate-Term Municipal Bond Portfolio.. 77 -- -- 77 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): 2018 2019 UNLIMITED TOTAL ---- ---- --------- ----- DFA Short-Term Municipal Bond Portfolio............ -- $ 3 $61 $64 DFA Intermediate-Term Municipal Bond Portfolio..... -- -- 2 2 DFA California Short-Term Municipal Bond Portfolio. $ 1 3 -- 4 During the year ended October 31, 2012, DFA Intermediate-Term Extended Quality Portfolio utilized capital loss carryforwards to offset realized capital gain for federal income tax purposes in the amount of $293 (amount in thousands). At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) ---------- ------------ -------------- -------------- DFA One-Year Fixed Income Portfolio.................. $7,138,990 $ 17,377 $ (1,304) $ 16,073 DFA Two-Year Global Fixed Income Portfolio........... 4,719,188 -- (11,446) (11,446) DFA Selectively Hedged Global Fixed Income Portfolio 835,065 8,997 (5,182) 3,815 DFA Short-Term Government Portfolio.................. 1,549,590 20,495 (73) 20,422 DFA Five-Year Global Fixed Income Portfolio.......... 6,478,045 178,862 (4,423) 174,439 DFA World ex U.S. Government Fixed Income Portfolio 136,349 2,429 (752) 1,677 DFA Intermediate Government Fixed Income Portfolio 2,761,789 257,979 -- 257,979 DFA Short-Term Extended Quality Portfolio............ 2,042,198 45,526 (169) 45,357 DFA Intermediate-Term Extended Quality Portfolio 877,697 44,418 (612) 43,806 DFA Investment Grade Portfolio....................... 875,651 23,526 (5) 23,521 DFA Inflation-Protected Securities Portfolio......... 2,198,527 301,612 7,112 308,724 DFA Short-Term Municipal Bond Portfolio.............. 1,542,400 23,088 (99) 22,989 DFA Intermediate-Term Municipal Bond Portfolio 87,772 747 (74) 673 113 NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) -------- ------------ -------------- -------------- DFA California Short-Term Municipal Bond Portfolio $385,845 $5,065 $(99) $4,966 DFA California Intermediate-Term Municipal Bond Portfolio 56,791 954 (88) 866 The difference between book basis and tax-basis unrealized appreciation (depreciation) is attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken in a tax return. Management has analyzed each Portfolio's tax positions and has concluded that no additional provision for income tax is required in any Portfolio's financial statements. No Portfolio is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Portfolio's federal tax returns for the prior three fiscal years remains subject to examination by the Internal Revenue Service. On November 1, 2008, The DFA One-Year Fixed Income Series and The DFA Two-Year Global Fixed Income Series, each a master fund in a RIC/RIC master-feeder structure with RIC feeders, underlying fund of fund investors (The DFA Two-Year Global Fixed Income Series) and other direct client investor(s), each made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change their federal entity classifications from a corporation taxable as a regulated investment company to a partnership. As a result of this election, for tax purposes, the Master Funds were deemed to have distributed all of their assets and liabilities to their shareholders in liquidation of the Master Fund. Since each Master Fund had a shareholder owning 80% or more of the fund's shares and also had shareholders owning less than 80%, each fund's respective transaction created a non-taxable transaction, pursuant to Internal Revenue Code (the "IRC") (S)332 for those owning more than 80%, and a taxable transaction, pursuant to IRC (S)331, for those shareholders owning less than 80%. Immediately after the deemed liquidation, the shareholders contributed all of the distributed assets and liabilities to newly formed partnerships. The final tax year end of the Master Funds was October 31, 2008. For federal income tax purposes, pursuant to IRC (S)332(a), DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio, having had a more than 80% investment in its respective master fund, did not recognize any gain or loss on the deemed liquidation. However, pursuant to IRC (S)332(c), a portion of the deemed distribution, which otherwise would have been tax-free as discussed above, since it was utilized by each Master Fund to satisfy its dividends paid deduction for the tax year ended October 31, 2008, was required to be recognized and treated as a dividend by the 80% or greater shareholder. Pursuant to IRC (S)334(b)(1) and (S)1223, the 80% or greater shareholder's basis and holding period in the securities received in liquidation was the same as it was in the possession of the Master Fund. However, any security distributed in satisfaction of the Master Fund's final dividend had a basis equal to its fair market value and was deemed acquired on the liquidation date. For financial reporting purposes, this transaction had no impact on the net assets of the DFA One-Year Fixed Income Portfolio and DFA Two-Year Global Fixed Income Portfolio. G. FINANCIAL INSTRUMENTS: In accordance with the Portfolios' investment objectives and policies, the Portfolios may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal 114 Reserve book-entry system with the Portfolio's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in U.S. companies, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities held by the Portfolios may be inhibited. DERIVATIVE FINANCIAL INSTRUMENTS: Summarized below are the specific types of derivative instruments used by the Portfolios. 3. Forward Currency Contracts: DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income Portfolio, DFA Short-Term Extended Quality Portfolio, DFA Intermediate-Term Extended Quality Portfolio, and DFA Investment Grade Portfolio may enter into forward currency contracts to hedge against adverse changes in the relationship of the U.S. dollar to foreign currencies (foreign exchange rate risk). The decision to hedge a Portfolio's currency exposure with respect to a foreign market will be based primarily on the Portfolio's existing exposure to a given foreign currency. Each contract is valued daily and the change in value is recorded by the Portfolios as an unrealized gain or loss, which is presented in the Statements of Operations as the change in unrealized appreciation or depreciation from translation of foreign currency denominated amounts. When the contract is closed or offset with the same counterparty, the Portfolio records a realized gain or loss equal to the change in the value of the contract when it was opened and the value at the time it was closed or offset. This is presented in the Statements of Operations as a net realized gain or loss on foreign currency transactions. At October 31, 2012, the following Portfolios had entered into the following contracts and the net unrealized foreign exchange gain/(loss) is reflected in the accompanying financial statements (amounts in thousands): DFA TWO-YEAR GLOBAL FIXED INCOME PORTFOLIO* UNREALIZED VALUE AT FOREIGN SETTLEMENT CURRENCY CONTRACT OCTOBER 31, EXCHANGE DATE AMOUNT** CURRENCY AMOUNT 2012 GAIN (LOSS) ---------- -------- ---------------- --------- ----------- ----------- 11/06/12 (128,052) Canadian Dollars $(129,934) $(128,195) $1,739 11/07/12 4,708 Canadian Dollars 4,804 4,713 (91) 11/07/12 (137,707) Canadian Dollars (140,007) (137,859) 2,148 11/09/12 (72,094) Canadian Dollars (72,952) (72,171) 781 11/09/12 (3,577) Canadian Dollars (3,617) (3,581) 36 11/09/12 (5,057) Canadian Dollars (5,153) (5,063) 90 11/09/12 (8,274) Canadian Dollars (8,449) (8,283) 166 11/09/12 (482) Canadian Dollars (492) (482) 10 11/09/12 (5,164) Canadian Dollars (5,196) (5,170) 26 11/09/12 (9,872) Canadian Dollars (9,921) (9,882) 39 11/19/12 (121,278) Canadian Dollars (123,949) (121,380) 2,569 11/21/12 (86,054) Canadian Dollars (87,139) (86,123) 1,016 11/21/12 (10,775) Canadian Dollars (10,933) (10,784) 149 11/21/12 (5,273) Canadian Dollars (5,307) (5,277) 30 11/21/12 (1,217) Canadian Dollars (1,223) (1,218) 5 11/21/12 (8,240) Canadian Dollars (8,245) (8,247) (2) 11/21/12 (136,674) Canadian Dollars (137,894) (136,767) 1,127 11/21/12 (125,205) Canadian Dollars (126,277) (125,284) 993 11/27/12 (416,966) Denmark Kroner (72,971) (72,482) 489 115 UNREALIZED VALUE AT FOREIGN SETTLEMENT CURRENCY CONTRACT OCTOBER 31, EXCHANGE DATE AMOUNT** CURRENCY AMOUNT 2012 GAIN (LOSS) ---------- ---------- ------------- --------- ----------- ----------- 01/03/13 (105,676) Euro $(136,498) $(137,064) $ (566) 01/16/13 (47,267) Euro (61,712) (61,315) 397 01/16/13 (30,628) Euro (40,234) (39,731) 503 01/16/13 (10,475) Euro (13,651) (13,588) 63 01/16/13 (31,207) Euro (40,506) (40,481) 25 01/25/13 (30,227) Euro (39,117) (39,214) (97) 01/25/13 (6,702) Euro (8,696) (8,695) 1 11/13/12 (96,406) Euro (119,230) (124,971) (5,741) 11/13/12 (10,573) Euro (13,265) (13,706) (441) 11/15/12 47,392 Euro 61,969 61,436 (533) 11/15/12 (116,898) Euro (143,797) (151,537) (7,740) 11/15/12 (19,046) Euro (24,862) (24,690) 172 11/16/12 46,222 Euro 59,014 59,919 905 11/16/12 (117,671) Euro (145,342) (152,541) (7,199) 11/16/12 (11,724) Euro (15,098) (15,199) (101) 11/16/12 (5,458) Euro (7,040) (7,075) (35) 11/16/12 (28,006) Euro (36,214) (36,306) (92) 11/30/12 6,743 Euro 8,741 8,743 2 11/30/12 (113,974) Euro (144,014) (147,767) (3,753) 12/07/12 (30,000) Euro (37,907) (38,898) (991) 12/07/12 (10,740) Euro (13,591) (13,925) (334) 12/07/12 (12,852) Euro (16,585) (16,664) (79) 12/07/12 (18,413) Euro (24,125) (23,874) 251 12/07/12 (5,119) Euro (6,677) (6,637) 40 12/07/12 (6,987) Euro (9,134) (9,059) 75 12/07/12 (20,370) Euro (26,530) (26,412) 118 12/10/12 (105,592) Euro (133,116) (136,916) (3,800) 12/10/12 (10,586) Euro (13,716) (13,727) (11) 12/11/12 (106,601) Euro (134,417) (138,227) (3,810) 12/11/12 (448) Euro (581) (581) -- 12/17/12 (10,314) Euro (13,272) (13,375) (103) 12/17/12 (10,895) Euro (14,012) (14,128) (116) 12/17/12 (3,709) Euro (4,795) (4,809) (14) 12/17/12 (87,686) Euro (114,218) (113,708) 510 11/16/12 (6,250,749) Japanese Yen (79,318) (78,314) 1,004 New Zealand 11/06/12 (53,523) Dollar (44,229) (44,000) 229 New Zealand 11/06/12 (5,395) Dollar (4,459) (4,435) 24 New Zealand 11/06/12 (2,353) Dollar (1,922) (1,934) (12) New Zealand 11/06/12 (9,738) Dollar (7,950) (8,005) (55) 116 UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- ----------------- ----------- ---------------- ----------- New Zealand 11/06/12 (5,444) Dollar $ (4,441) $ (4,476) $ (35) 11/29/12 (14,083) UKPound Sterling (22,468) (22,723) (255) ----------- ----------- -------- $(2,531,870) $(2,552,144) $(20,274) =========== =========== ======== DFA SELECTIVELY HEDGED GLOBAL FIXED INCOME PORTFOLIO* UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- ------------------ --------- ---------------- ----------- 11/06/12 3,936 Canadian Dollars $ 3,961 $ 3,940 $ (21) 11/06/12 (28,863) Canadian Dollars (27,263) (26,893) 370 01/09/13 (29,379) Euro (37,849) (38,107) (258) 12/04/12 2,318 Euro 2,998 3,005 7 12/04/12 (82,817) Euro (104,183) (107,378) (3,195) 12/04/12 (1,045) Euro (1,363) (1,354) 9 12/04/12 (24,907) Euro (32,159) (32,294) (135) 12/04/12 (15,180) UK Pound Sterling (24,315) (24,494) (179) --------- --------- ------- $(220,173) $(223,575) $(3,402) ========= ========= ======= DFA FIVE-YEAR GLOBAL FIXED INCOME PORTFOLIO* UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- --------------- --------- ---------------- ----------- 01/29/13 (599,702) Denmark Kroner $(104,376) $(104,385) $ (9) 01/16/13 (97,569) Euro (127,419) (126,566) 853 01/30/13 (104,471) Euro (135,573) (135,538) 35 01/31/13 (102,639) Euro (133,323) (133,162) 161 11/02/12 103,519 Euro 134,217 134,178 (39) 11/02/12 (103,519) Euro (127,406) (134,178) (6,772) 11/05/12 6,882 Euro 8,993 8,920 (73) 11/05/12 102,114 Euro 132,527 132,361 (166) 11/05/12 (108,996) Euro (135,162) (141,280) (6,118) 11/13/12 (104,955) Euro (129,687) (136,053) (6,366) 11/16/12 (29,944) Euro (39,226) (38,818) 408 11/16/12 (1,345) Euro (1,748) (1,743) 5 11/16/12 (11,967) Euro (15,385) (15,513) (128) 11/16/12 (11,451) Euro (14,746) (14,844) (98) 11/16/12 (19,960) Euro (25,854) (25,875) (21) 11/16/12 (17,680) Euro (23,072) (22,920) 152 11/20/12 464 Euro 602 601 (1) 11/20/12 (105,298) Euro (136,373) (136,507) (134) 12/04/12 (104,606) Euro (131,624) (135,629) (4,005) 117 UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- --------- ----------- ---------------- ----------- 12/10/12 295 Euro $ 382 $ 383 $ 1 12/10/12 (106,258) Euro (133,966) (137,780) (3,814) UK Pound 11/01/12 58,010 Sterling 93,019 93,614 595 UK Pound 11/01/12 (58,010) Sterling (93,774) (93,614) 160 UK Pound 11/06/12 (42,917) Sterling (69,489) (69,256) 233 UK Pound 11/07/12 12,382 Sterling 19,869 19,981 112 UK Pound 11/07/12 (63,577) Sterling (102,615) (102,595) 20 UK Pound 11/08/12 (58,531) Sterling (94,483) (94,452) 31 UK Pound 11/09/12 (62,417) Sterling (100,502) (100,722) (220) UK Pound 11/14/12 (60,462) Sterling (96,888) (97,566) (678) UK Pound 11/19/12 (57,639) Sterling (92,664) (93,009) (345) UK Pound 11/28/12 (59,822) Sterling (95,921) (96,529) (608) UK Pound 11/29/12 (57,876) Sterling (92,342) (93,389) (1,047) UK Pound 11/30/12 (55,326) Sterling (88,590) (89,272) (682) UK Pound 12/03/12 (57,800) Sterling (92,670) (93,263) (593) ----------- ----------- -------- $(2,045,269) $(2,074,420) $(29,151) =========== =========== ======== DFA WORLD EX U.S. GOVERNMENT FIXED INCOME PORTFOLIO* UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- ----------------- -------- ---------------- ----------- 11/13/12 118 Canadian Dollars $ 121 $ 119 $(2) 11/13/12 (6,013) Canadian Dollars (6,105) (6,019) 86 11/13/12 (306) Canadian Dollars (312) (307) 5 11/13/12 (4,059) Canadian Dollars (4,143) (4,063) 80 01/31/13 (30,715) Denmark Krone (5,352) (5,347) 5 11/05/12 346 Denmark Krone 57 60 3 11/05/12 315 Denmark Krone 53 55 2 11/05/12 392 Denmark Krone 68 68 -- 11/05/12 564 Denmark Krone 99 98 (1) 11/05/12 358 Denmark Krone 62 62 -- 118 UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- ---------- -------------- -------- ---------------- ----------- 11/05/12 31,356 Denmark Krone $ 5,455 $ 5,449 $ (6) 11/05/12 (25,040) Denmark Krone (4,177) (4,351) (174) 11/05/12 (1,566) Denmark Krone (259) (272) (13) 11/05/12 (1,592) Denmark Krone (264) (277) (13) 11/05/12 (672) Denmark Krone (113) (117) (4) 11/05/12 (2,623) Denmark Krone (455) (456) (1) 11/05/12 (442) Denmark Krone (77) (77) -- 11/05/12 (1,396) Denmark Krone (244) (243) 1 01/31/13 (44,421) Euro (57,692) (57,631) 61 01/31/13 (370) Euro (480) (480) -- 11/05/12 413 Euro 534 536 2 11/05/12 44,178 Euro 57,327 57,264 (63) 11/05/12 366 Euro 475 475 -- 11/05/12 (33,069) Euro (41,013) (42,864) (1,851) 11/05/12 (641) Euro (792) (831) (39) 11/05/12 (166) Euro (204) (215) (11) 11/05/12 (172) Euro (213) (223) (10) 11/05/12 (2,886) Euro (3,565) (3,740) (175) 11/05/12 (374) Euro (467) (485) (18) 11/05/12 (843) Euro (1,060) (1,093) (33) 11/05/12 (458) Euro (573) (594) (21) 11/05/12 (154) Euro (202) (200) 2 11/05/12 (384) Euro (502) (498) 4 11/05/12 (428) Euro (556) (554) 2 11/05/12 (547) Euro (707) (709) (2) 11/05/12 (883) Euro (1,135) (1,144) (9) 11/05/12 (1,097) Euro (1,416) (1,422) (6) 11/05/12 (580) Euro (755) (751) 4 11/05/12 (474) Euro (614) (614) -- 11/05/12 (816) Euro (1,065) (1,058) 7 11/05/12 (401) Euro (523) (520) 3 11/05/12 (219) Euro (284) (284) -- 11/05/12 54,578 Japanese Yen 691 684 (7) 11/05/12 2,258,611 Japanese Yen 28,290 28,294 4 11/05/12 (1,801,734) Japanese Yen (23,037) (22,571) 466 11/05/12 (46,773) Japanese Yen (597) (586) 11 11/05/12 (35,838) Japanese Yen (455) (449) 6 11/05/12 (100,911) Japanese Yen (1,272) (1,264) 8 11/05/12 (46,801) Japanese Yen (596) (586) 10 11/05/12 (50,989) Japanese Yen (651) (639) 12 11/05/12 (68,438) Japanese Yen (873) (857) 16 11/05/12 (15,006) Japanese Yen (192) (188) 4 11/05/12 (44,912) Japanese Yen (578) (563) 15 11/05/12 (32,854) Japanese Yen (423) (412) 11 119 UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- ---------- ----------------- --------- ---------------- ----------- 11/05/12 (25,567) Japanese Yen $ (325) $ (320) $ 5 11/05/12 (2,873) Japanese Yen (36) (36) -- 11/05/12 (25,279) Japanese Yen (317) (317) -- 11/05/12 (15,213) Japanese Yen (191) (191) -- 12/05/12 (2,263,846) Japanese Yen (28,362) (28,367) (5) New Zealand 11/13/12 92 Dollar 75 76 1 New Zealand 11/13/12 58 Dollar 47 48 1 New Zealand 11/13/12 (5,620) Dollar (4,596) (4,618) (22) New Zealand 11/13/12 (69) Dollar (57) (57) -- Norwegian 11/13/12 344 Krone 60 60 -- Norwegian 11/13/12 260 Krone 46 46 -- Norwegian 11/13/12 (24,336) Krone (4,245) (4,266) (21) 11/14/12 41 Singapore Dollar 33 33 -- 11/14/12 (6,141) Singapore Dollar (4,999) (5,036) (37) 11/13/12 235 Swedish Krona 36 35 (1) 11/13/12 (21,500) Swedish Krona (3,238) (3,240) (2) UK Pound 11/13/12 2,401 Sterling 3,851 3,874 23 UK Pound 11/13/12 128 Sterling 205 206 1 UK Pound 11/13/12 (13,564) Sterling (21,896) (21,888) 8 --------- --------- ------- $(134,670) $(136,348) $(1,678) ========= ========= ======= DFA SHORT-TERM EXTENDED QUALITY PORTFOLIO* UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- -------- -------- ---------------- ----------- 11/16/12 (24,226) Euro $(29,879) $(31,406) $(1,527) 11/16/12 (5,263) Euro (6,504) (6,823) (319) 120 UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- --------- -------- ---------------- ----------- UK Pound 11/27/12 (6,050) Sterling $ (9,710) $ (9,762) $ (52) UK Pound 11/27/12 (5,081) Sterling (8,144) (8,198) (54) -------- -------- ------- $(54,237) $(56,189) $(1,952) ======== ======== ======= DFA INTERMEDIATE-TERM EXTENDED QUALITY PORTFOLIO* UNREALIZED FOREIGN SETTLEMENT CURRENCY CONTRACT VALUE AT EXCHANGE DATE AMOUNT** CURRENCY AMOUNT OCTOBER 31, 2012 GAIN (LOSS) ---------- -------- -------- -------- ---------------- ----------- 01/31/12 (10,976) Euro $(14,258) $(14,241) $ 17 11/05/12 124 Euro 162 161 (1) 11/05/12 10,811 Euro 14,030 14,031 (17) 11/05/12 (10,935) Euro (13,560) (14,175) (615) -------- -------- ----- $(13,626) $(14,224) $(616) ======== ======== ===== * During the year ended October 31, 2012, the following Portfolios' average cost basis contract amount of forward currency contracts were (in thousands): DFA Two-Year Global Fixed Income Portfolio............ $(1,360,721) DFA Selectively Hedged Global Fixed Income Portfolio.. (112,704) DFA Five-Year Global Fixed Income Portfolio........... (1,750,399) DFA World ex U.S. Government Fixed Income Portfolio .. (74,945) During the year ended October 31, 2012, DFA Short-Term Extended Quality Portfolio and DFA Intermediate-Term Extended Quality Portfolio had limited activity in forward currency contracts. ** Positive Currency Amount represents a purchase contract and a Currency Amount in parentheses represents a sales contract. Risks may arise upon entering into these contracts from the potential inability of counterparties to meet the terms of their contracts and from unanticipated movements in the value of foreign currency relative to the U.S. dollar. 4. Futures Contracts: All Portfolios (except the DFA One-Year Fixed Income Portfolio, DFA Short-Term Government Portfolio, and DFA Inflation-Protected Securities Portfolio) may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Portfolio deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolio as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolio records a realized gain 121 or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolio could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012 and throughout the year, the Portfolios had no outstanding futures contracts. The following is a summary of the location of derivatives on the Portfolios' Statements of Assets and Liabilities as of October 31, 2012: LOCATION ON THE STATEMENTS OF ASSETS AND LIABILITIES ------------------------------------------------------- DERIVATIVE TYPE ASSET DERIVATIVES LIABILITY DERIVATIVES --------------------------- --------------------------- --------------------------- Foreign exchange contracts Unrealized Gain on Unrealized Loss on Forward Forward Currency Contracts Currency Contracts The following is a summary of the Portfolios' derivative instrument holdings categorized by primary risk exposure as of October 31, 2012 (amounts in thousands): ASSET DERIVATIVES VALUE ----------------- FOREIGN EXCHANGE CONTRACTS ----------------- DFA Two-Year Global Fixed Income Portfolio........... $ 15,732 DFA Selectively Hedged Global Fixed Income Portfolio. 386 DFA Five-Year Global Fixed Income Portfolio.......... 2,766 DFA World ex U.S. Government Fixed Income Portfolio.. 869 DFA Intermediate-Term Extended Quality Portfolio..... 17 LIABILITY DERIVATIVES VALUE ----------------- FOREIGN EXCHANGE CONTRACTS ----------------- DFA Two-Year Global Fixed Income Portfolio........... $(36,006) DFA Selectively Hedged Global Fixed Income Portfolio. (3,788) DFA Five-Year Global Fixed Income Portfolio.......... (31,917) DFA World ex U.S. Government Fixed Income Portfolio.. (2,547) DFA Short-Term Extended Quality Portfolio............ (1,952) DFA Intermediate-Term Extended Quality Portfolio..... (633) The following is a summary of the location on the Portfolios' Statements of Operations of realized and change in unrealized gains and losses from the Portfolios' derivative instrument holdings through the year ended October 31, 2012 (amounts in thousands): DERIVATIVE TYPE LOCATION OF GAIN (LOSS) ON DERIVATIVES RECOGNIZED IN INCOME --------------------------- ------------------------------------------------------------------------------------ Foreign exchange contracts Net Realized Gain (Loss) on: Foreign Currency Transactions Change in Unrealized Appreciation (Depreciation) of: Translation of Foreign Currency Denominated Amounts 122 The following is a summary of the realized and change in unrealized gains and losses from the Portfolios' derivative instrument holdings categorized by primary risk exposure through the year ended October 31, 2012 (amounts in thousands): REALIZED GAIN (LOSS) ON DERIVATIVES RECOGNIZED IN INCOME -------------------------------- FOREIGN EXCHANGE CONTRACTS -------------------------------- DFA Two-Year Global Fixed Income Portfolio........... $39,314 DFA Selectively Hedged Global Fixed Income Portfolio. 3,584 DFA Five-Year Global Fixed Income Portfolio.......... (6,689) DFA World ex U.S. Government Fixed Income Portfolio.. 901 DFA Short-Term Extended Quality Portfolio............ 2,157 DFA Intermediate-Term Extended Quality Portfolio..... 405 CHANGE IN UNREALIZED APPRECIATION (DEPRECIATION) ON DERIVATIVES RECOGNIZED IN INCOME -------------------------------- FOREIGN EXCHANGE CONTRACTS -------------------------------- DFA Two-Year Global Fixed Income Portfolio........... $ 685 DFA Selectively Hedged Global Fixed Income Portfolio. (2,538) DFA Five-Year Global Fixed Income Portfolio.......... 5,199 DFA World ex U.S. Government Fixed Income Portfolio.. (1,678) DFA Short-Term Extended Quality Portfolio............ (1,952) DFA Intermediate-Term Extended Quality Portfolio..... (616) H. LINE OF CREDIT: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentages and days): 123 WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE DAYS EXPENSE BORROWED DURING INTEREST RATE LOAN BALANCE OUTSTANDING* INCURRED THE PERIOD ------------- ------------ ------------ -------- --------------- DFA Intermediate Government Fixed Income Portfolio.............................. 0.84% $8,669 1 -- $8,669 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that the Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. I. SECURITIES LENDING: As of October 31, 2012, some of the Portfolios had securities on loan to brokers/dealers, for which each such Portfolio received cash collateral. Each Portfolio with securities on loan invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, the Portfolios with securities on loan will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. Such Portfolios also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Portfolio with securities on loan will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of 124 those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. OTHER: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. APPROXIMATE PERCENTAGE NUMBER OF OF OUTSTANDING SHAREHOLDERS SHARES ------------ -------------- DFA One-Year Fixed Income Portfolio........................ 2 53% DFA Two-Year Global Fixed Income Portfolio................. 3 82% DFA Selectively Hedged Global Fixed Income Portfolio....... 4 86% DFA Short-Term Government Portfolio........................ 3 71% DFA Five-Year Global Fixed Income Portfolio................ 3 77% DFA World ex U.S. Government Fixed Income Portfolio........ 3 83% DFA Intermediate Government Fixed Income Portfolio......... 2 70% DFA Short-Term Extended Quality Portfolio.................. 3 69% DFA Intermediate-Term Extended Quality Portfolio........... 3 77% DFA Investment Grade Portfolio............................. 4 93% DFA Inflation-Protected Securities Portfolio............... 3 78% DFA Short-Term Municipal Bond Portfolio.................... 4 90% DFA Intermediate-Term Municipal Bond Portfolio............. 2 88% DFA California Short-Term Municipal Bond Portfolio......... 3 93% DFA California Intermediate-Term Municipal Bond Portfolio.. 2 87% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. M. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 125 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE PORTFOLIOS, AS DEFINED, AND BOARD OF DIRECTORS OF DFA INVESTMENT DIMENSIONS GROUP INC.: In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of DFA One-Year Fixed Income Portfolio, DFA Two-Year Global Fixed Income Portfolio, DFA Selectively Hedged Global Fixed Income Portfolio, DFA Short-Term Government Portfolio, DFA Five-Year Global Fixed Income Portfolio, DFA World ex U.S. Government Fixed Income Portfolio, DFA Intermediate Government Fixed Income Portfolio, DFA Short-Term Extended Quality Portfolio, DFA Intermediate-Term Extended Quality Portfolio, DFA Investment Grade Portfolio, DFA Inflation-Protected Securities Portfolio, DFA Short-Term Municipal Bond Portfolio, DFA Intermediate-Term Municipal Bond Portfolio, DFA California Short-Term Municipal Bond Portfolio, and DFA California Intermediate-Term Municipal Bond Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations, the changes in each of their net assets and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agents of the investee funds, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 126 FUND MANAGEMENT (UNAUDITED) TRUSTEES/DIRECTORS Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 127 NAME, POSITION PORTFOLIOS WITHIN THE WITH THE FUND, TERM OF OFFICE/1 /AND DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE LENGTH OF SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ---------------------------- ------------------- --------------------- --------------------------------------------------- DISINTERESTED TRUSTEES/DIRECTORS George M. Constantinides Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, The University Director of DFAIDG and investment companies of Chicago Booth School of Business. DIG. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Director of Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Service DFAIDG and DIG. Trustee investment companies Professor of Economics, The University of Chicago of DFAITC and DEM. The Booth School of Business (since 1965). Member University of Chicago Booth and Chair, Competitive Markets Advisory School of Business 5807 S. Committee, Chicago Mercantile Exchange (futures Woodlawn Avenue Chicago, trading exchange) (since 2004). Formerly, Director IL 60637 Age: 73 of UNext, Inc. (1999-2006). Trustee, Harbor Fund (registered investment company) (30 Portfolios) (since 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997-2010). Roger G. Ibbotson Director Since Inception 100 portfolios in 4 Professor in Practice of Finance, Yale School of of DFAIDG and DIG. investment companies Management (since 1984). Chairman, CIO and Trustee of DFAITC and Partner, Zebra Capital Management, LLC (hedge DEM. Yale School of fund manager) (since 2001). Consultant to Management P.O. Box Morningstar, Inc. (since 2006). Formerly, 208200 New Haven, CT Chairman, Ibbotson Associates, Inc., Chicago, IL 06520-8200 Age: 68 (software data publishing and consulting) (1977- 2006). Formerly, Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 128 NAME, POSITION PORTFOLIOS WITHIN THE WITH THE FUND, TERM OF OFFICE/1/ AND DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE LENGTH OF SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ------------------------ ------------------- --------------------- -------------------------------------------------------- Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Fellow, Hoover Institution Director of DFAIDG investment companies (since 2002). Jack Steele Parker Professor of Human and DIG. Trustee of Resources Management and Economics, Graduate DFAITC and DEM. School of Business, Stanford University (since 1995). Stanford University Cornerstone Research (expert testimony and economic Graduate School of and financial analysis) (since 2009). Formerly, Business 518 Memorial Chairman of the President George W. Bush's Council Way Stanford, CA of Economic Advisers (2006-2009). Formerly, 94305-5015 Age: 64 Council of Economic Advisors, State of California (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Professor Emeritus of Finance, Director of DFAIDG investment companies Stanford University (since 1981). Formerly, and DIG. Trustee of Chairman, Platinum Grove Asset Management, L.P. DFAITC and DEM. c/o (hedge fund) (formerly, Oak Hill Platinum Partners) Dimensional Fund (1999-2009). Formerly, Managing Partner, Oak Hill Advisors, LP 6300 Bee Capital Management (private equity firm) (until Cave Road Building 1 2004). Director, American Century Fund Complex Austin, TX 78746 (registered investment companies) (40 Portfolios) Age: 70 (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Smith Director Since 2000 100 portfolios in 4 Boris and Irene Stern Distinguished Service Professor of DFAIDG and DIG. investment companies of Accounting, The University of Chicago Booth Trustee of DFAITC and School of Business (since 1980). Co-Director DEM. The University of Investment Research, Fundamental Investment Chicago Booth School Advisors (hedge fund) (since 2008). Director, HNI of Business 5807 S. Corporation (formerly known as HON Industries Inc.) Woodlawn Avenue (office furniture) (since 2000). Director, Ryder System Chicago, IL 60637 Inc. (transportation, logistics and supply-chain Age: 58 management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 129 TERM OF OFFICE/1/ PORTFOLIOS WITHIN THE NAME, POSITION WITH THE FUND, AND LENGTH OF DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ----------------------------- ---------------- --------------------- -------------------------------------------------- INTERESTED TRUSTEES/DIRECTORS* David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, President, and Chairman, Director, Co-Chief investment companies Co-Chief Executive Officer (since January 2010) of Executive Officer and President Dimensional Holdings Inc., Dimensional Fund of DFAIDG and DIG. Chairman, Advisors LP, DFA Securities LLC, Dimensional Trustee, Co-Chief Executive Emerging Markets Value Fund, DFAIDG, Officer and President of DFAITC Dimensional Investment Group Inc. and The DFA and DEM. 6300 Bee Cave Road, Investment Trust Company. Director of Building One Austin, Texas Dimensional Fund Advisors Ltd., Dimensional 78746 Age: 65 Funds PLC, Dimensional Funds II PLC, DFA Australia Limited, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer (since January 2010), Director, Co-Chief Executive investment companies Chief Investment Officer (since March 2007) and Officer and Chief Investment Director/Trustee of Dimensional Holdings Inc., Officer of DFAIDG and DIG. Dimensional Fund Advisors LP, DFA Securities Trustee, Co-Chief Executive LLC, Dimensional Emerging Markets Value Fund, Officer and Chief Investment DFAIDG, Dimensional Investment Group Inc., The Officer of DFAITC and DEM. DFA Investment Trust Company and Dimensional 6300 Bee Cave Road, Building Cayman Commodity Fund I Ltd. Co-Chief One Austin, TX 78746 Age: 45 Executive Officer, President and Chief Investment Officer of Dimensional Fund Advisors Canada ULC. Chief Investment Officer, Vice President and Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. 1 Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. 2 Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. * Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 130 OFFICERS The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ----------------------------------------------------------- OFFICERS April A. Aandal Since 2008 Vice President of all the DFA Entities. Vice President Vice President, Global Business Development of all the DFA Entities. Global Business Formerly, Chief Learning Officer of Dimensional Development (2008-2011); Regional Director of Dimensional (2004-2008). Age: 49 Robyn G. Alcorta Since 2012 Vice President of all the DFA Entities. Formerly, Vice Vice President President Business Development at Capson Physicians Age: 37 Insurance Company (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the DFA Entities. Vice President Age: 46 Arthur H. Barlow Since 1993 Vice President of all the DFA Entities. Vice President Age: 56 John T. Blood Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2010-January 2011); Chief Market Age: 43 Strategist at Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the DFA Entities. Vice President Age: 43 Valerie A. Brown Since 2001 Vice President and Assistant Secretary of all the DFA Vice President and Entities, DFA Australia Limited, Dimensional Fund Advisors Assistant Secretary Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Age: 45 Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Vice Since 2007 Vice President of all the DFA Entities. Head of Global President Financial Services of Dimensional (since 2008). Formerly, Age: 48 Regional Director of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (December Age: 41 2010-January 2012); Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2008-2010); Vice President, Age: 56 Client Portfolio Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 46 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Head of Age: 40 Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (August Age: 36 2002-January 2012). 131 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ------------------------------------------------------------ Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Financial Services Group of Dimensional (since August 1993). Age: 63 George H. Crane Since 2010 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President and Managing Director at State Street Bank & Age: 57 Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Compliance Officer of all Vice President and the DFA Entities, DFA Australia Limited, Dimensional Fund Global Chief Advisors Ltd., Dimensional SmartNest LLC, Dimensional Compliance Officer SmartNest (US) LLC and Dimensional Retirement Plan Services Age: 46 LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Age: 55 Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Research Associate Vice President for Dimensional (since August 2008). Formerly, Research Age: 40 Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Chief Vice President and Communications Officer of Dimensional (since 2010). Chief Communications Officer Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary of all the DFA Vice President and Entities and DFA Australia Limited. Chief Operating Officer Assistant Secretary of Dimensional Fund Advisors Ltd. (since July 2008). Age: 47 Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 38 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Senior Technology Vice President Manager for Dimensional (since June 2006). Formerly, Age: 41 Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Formerly, Managing Vice President Director at BlackRock (2004-January 2012). Age: 44 Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (January 2005 to February 2007). Age: 38 132 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ------------------------------------------------------------ Christian Gunther Since 2011 Vice President of all the DFA Entities. Senior Trader for Vice President Dimensional Fund Advisors LP (since 2012). Formerly, Senior Age: 37 Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since June 1998). Age: 44 Julie C. Henderson Since 2005 Vice President and Fund Controller of all the DFA Entities Vice President and and Dimensional Cayman Commodity Fund I Ltd. and Fund Controller Dimensional Japan Ltd. Age: 38 Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Formerly, Managing Vice President Director, Co-Head Global Consultant Relations at BlackRock Age: 52 (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Age: 38 Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Facilities Manager for Dimensional Fund Advisors LP Age: 44 (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Officer of all the DFA Vice President and Chief Entities, Dimensional Cayman Commodity Fund I Ltd., Operating Officer Dimensional Japan Ltd., Dimensional Advisors Ltd., Age: 57 Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (April Age: 64 2006-January 2012). David M. Kershner Since 2010 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since June 2004). Age: 41 Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Accounting Manager for Dimensional Fund Advisors LP Age: 32 (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Head of Defined Vice President Contribution Sales for Dimensional (since August 2010). Age: 41 Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Sr. Portfolio Vice President Manager of Dimensional (since January 2012).Formerly, Age: 40 Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (2007-2010). Age: 43 Michael F. Lane Since 2004 Vice President of all the DFA Entities. Chief Executive Vice President Officer of Dimensional SmartNest (US) LLC (since 2012). Age: 45 133 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ----------------------------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Entities. Formerly, Vice Vice President President - Global Operations at Janus Capital Group Age: 43 (2005-2011). Juliet Lee Since 2005 Vice President of all the DFA Entities. Human Resources Vice President Manager of Dimensional (since January 2004). Age: 41 Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional (July 2008-2010). Age: 31 Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (since February 2004). Age: 43 Kenneth M. Manell Since 2010 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Counsel for Dimensional (since Age: 39 September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities and Head of Global Vice President & Human Resources of Dimensional. Formerly, Global Head of Head of Global Recruiting and Vice President of Goldman Sachs & Co. (June Human Resources 2006 to January 2008). Age: 42 David R. Martin Since 2007 Vice President, Chief Financial Officer and Treasurer of Vice President, Chief all the DFA Entities. Director, Vice President, Chief Financial Officer Financial Officer and Treasurer of Dimensional Fund and Treasurer Advisors Ltd., DFA Australia Limited, Dimensional Advisors Age: 55 Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President Vice President and Secretary of all the DFA Entities and Vice President and since 1997 Dimensional Retirement Plan Services LLC (since June 2012). Secretary and Secretary Director, Vice President and Secretary of DFA Australia Age: 48 since 2000 Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Services Manager Vice President for Dimensional (since January 2008). Formerly, Design Age: 37 Manager of Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (2008-2010). Formerly, Vice President and Age: 48 Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Deputy General Counsel, Funds Age: 38 (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 134 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ----------------------------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2004 to 2006). Age: 35 Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since July 2005). Age: 38 Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Senior Compliance Vice President Officer for Dimensional (since January 2008). Formerly, Age: 34 Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd. and Dimensional Age: 51 Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (July 2006-2010). Age: 41 Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2006-2008). Systems Developer of Age: 39 Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional Fund Advisors LP (June Age: 31 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Client Systems Vice President Manager for Dimensional (since July 2008). Formerly, Senior Age: 53 Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 66 Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (March 2006-January 2010). Age: 50 Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Investment Vice President Operations Manager for Dimensional (since May 2007). Age: 47 Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since December 2002). Age: 44 Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (December 1999 to January 2007). Age: 37 Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Project Manager for Vice President Dimensional (2007-2010). Formerly, Business Analyst Age: 44 Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 56 Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 135 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- ----------------------------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Entities and Director and Vice President Vice President of Dimensional Fund Advisors Canada ULC. Age: 39 John H. Totten Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (January Age: 34 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Senior Manager, Vice President Technology for Dimensional (since March 2007). Formerly, Age: 54 Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd., and Dimensional Age: 46 Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since 2004). Age: 42 Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Senior Trader of Vice President Dimensional (since 2007). Age: 36 Paul E. Wise Since 2005 Vice President of all the DFA Entities. Chief Technology Vice President Officer for Dimensional (since 2004). Age: 57 Faith A. Yando Since 2011 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President, Global Public Relations at Natixis Global Age: 50 Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2005-2010). Age: 33 /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 136 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund uses in voting proxies relating to securities held in the portfolios is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 137 NOTICE TO SHAREHOLDERS (UNAUDITED) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the fiscal year. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. NET INVESTMENT SHORT-TERM LONG-TERM RETURN U.S. INCOME CAPITAL GAIN CAPITAL GAIN OF TAX-EXEMPT TOTAL GOVERNMENT DFA INVESTMENT DIMENSIONS GROUP INC. DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS CAPITAL INTEREST DISTRIBUTIONS INTEREST(1) ------------------------------------ ------------- ------------- ------------- ------- ---------- ------------- ----------- DFA One-Year Fixed Income Portfolio.......................... 67% 4% 29% -- -- 100% 6% DFA Two-Year Global Fixed Income Portfolio................... 86% 10% 4% -- -- 100% 2% DFA Selectively Hedged Global Fixed Income Portfolio............. 96% 2% 2% -- -- 100% 1% DFA Short-Term Government Portfolio.......................... 37% 9% 54% -- -- 100% 80% DFA Five-Year Global Fixed Income Portfolio................... 54% 11% 35% -- -- 100% -- DFA World ex U.S. Government Fixed Income Portfolio............. 100% -- -- -- -- 100% 3% DFA Intermediate Government Fixed Income Portfolio............. 81% 1% 18% -- -- 100% 99% DFA Short-Term Extended Quality Portfolio.......................... 92% -- 8% -- -- 100% -- DFA Intermediate-Term Extended Quality Portfolio.................. 100% -- -- -- -- 100% 4% DFA Investment Grade Portfolio.......................... 100% -- -- -- -- 100% -- DFA Inflation-Protected Securities Portfolio.......................... 68% 2% 30% -- -- 100% 97% DFA Short-Term Municipal Bond Portfolio.......................... -- -- -- -- 100% 100% -- DFA Intermediate-Term Municipal Bond Portfolio..................... -- -- -- -- 100% 100% -- DFA California Short-Term Municipal Bond Portfolio........... -- -- -- -- 100% 100% -- DFA California Intermediate-Term Municipal Bond Portfolio........... -- -- -- -- 100% 100% -- QUALIFYING FOREIGN FOREIGN QUALIFYING SHORT- TAX SOURCE INTEREST TERM DFA INVESTMENT DIMENSIONS GROUP INC. CREDIT(2) INCOME(3) INCOME(4) CAPITAL GAIN(5) ------------------------------------ --------- --------- ---------- --------------- DFA One-Year Fixed Income Portfolio.......................... -- -- 100% 100% DFA Two-Year Global Fixed Income Portfolio................... -- 100% 100% 100% DFA Selectively Hedged Global Fixed Income Portfolio............. -- 100% 100% 100% DFA Short-Term Government Portfolio.......................... -- -- 100% 100% DFA Five-Year Global Fixed Income Portfolio................... -- 100% 100% 100% DFA World ex U.S. Government Fixed Income Portfolio............. -- 100% 100% 100% DFA Intermediate Government Fixed Income Portfolio............. -- -- 100% 100% DFA Short-Term Extended Quality Portfolio.......................... -- -- 100% 100% DFA Intermediate-Term Extended Quality Portfolio.................. -- -- 100% 100% DFA Investment Grade Portfolio.......................... -- -- 100% 100% DFA Inflation-Protected Securities Portfolio.......................... -- -- 100% 100% DFA Short-Term Municipal Bond Portfolio.......................... -- -- 100% 100% DFA Intermediate-Term Municipal Bond Portfolio..................... -- -- 100% 100% DFA California Short-Term Municipal Bond Portfolio........... -- -- 100% 100% DFA California Intermediate-Term Municipal Bond Portfolio........... -- -- 100% 100% -------- (1)"U.S. Government Interest" represents the amount of interest that was derived from direct U.S. Government obligations and distributed during the fiscal year. This amount is reflected as a percentage of total ordinary income distributions (the total of short-term capital gain and net investment income distributions). Generally, interest from direct U.S. Government obligations is exempt from state income tax. However, for residents of California, Connecticut and New York, the statutory threshold requirements were satisfied for DFA Short-Term Government Portfolio, DFA Intermediate Government Fixed Income Portfolio, and DFA Inflation-Protected Securities Portfolio to permit exemption of these amounts from state income for these funds. (2)"Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (3)"Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (4)The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage ordinary income distributions (the total of short-term capital gain and net investment income distributions). (5)The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 138 [Logo] Recycled Recyclable DFA103112-024A [LOGO] DIMENSIONAL ANNUAL REPORT year ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. U.S. Social Core Equity 2 Portfolio U.S. Sustainability Core 1 Portfolio International Sustainability Core 1 Portfolio DFA International Value ex Tobacco Portfolio Emerging Markets Social Core Equity Portfolio [LOGO] DIMENSIONAL Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. ANNUAL REPORT TABLE OF CONTENTS PAGE ---- Letter to Shareholders Definitions of Abbreviations and Footnotes.............. 1 Performance Charts...................................... 2 Management's Discussion and Analysis.................... 4 Disclosure of Fund Expenses............................. 9 Disclosure of Portfolio Holdings........................ 11 Summary Schedules of Portfolio Holdings U.S. Social Core Equity 2 Portfolio.................. 12 U.S. Sustainability Core 1 Portfolio................. 15 International Sustainability Core 1 Portfolio........ 18 DFA International Value ex Tobacco Portfolio......... 22 Emerging Markets Social Core Equity Portfolio........ 26 Statements of Assets and Liabilities.................... 31 Statements of Operations................................ 33 Statements of Changes in Net Assets..................... 35 Financial Highlights.................................... 37 Notes to Financial Statements........................... 40 Report of Independent Registered Public Accounting Firm. 51 Fund Management......................................... 52 Voting Proxies on Fund Portfolio Securities............. 62 Notice to Shareholders.................................. 63 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SUMMARY SCHEDULES OF PORTFOLIO HOLDINGS Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association P.L.C. Public Limited Company Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. @ Security purchased with cash proceeds from Securities on Loan. (S) Affiliated Fund. FINANCIAL HIGHLIGHTS (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. ALL STATEMENTS, SCHEDULES AND NOTES TO FINANCIAL STATEMENTS -- Amounts designated as -- are either zero or rounded to zero. REIT Real Estate Investment Trust SEC Securities and Exchange Commission (a) Commencement of Operations. 1 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS U.S. SOCIAL CORE EQUITY 2 PORTFOLIO VS. RUSSELL 3000(R) INDEX OCTOBER 1, 2007-OCTOBER 31, 2012 GROWTH OF $10,000 BENCHMARK U.S. SOCIAL CORE BEGIN DATE END DATE FUND RETURNS RETURNS END DATE EQUITY 2 PORTFOLIO RUSSELL 3000 INDEX ---------- ----------- ------------ --------- ----------- ------------------ ------------------ 2007-10-01 2007-10-31 -0.70% 0.42% 10/2007 10000 10000 2007-10-31 2007-11-30 -6.04% -4.50% 10/2007 9929.999998 10041.92352 2007-11-30 2007-12-31 -0.98% -0.61% 11/2007 9329.999998 9589.848483 2007-12-31 2008-01-31 -4.99% -6.06% 12/2007 9238.369638 9531.817419 2008-01-31 2008-02-29 -2.97% -3.11% 01/2008 8776.952697 8954.079233 2008-02-29 2008-03-31 -0.22% -0.59% 02/2008 8516.151817 8675.968563 2008-03-31 2008-04-30 5.33% 5.00% 03/2008 8497.587345 8624.780349 2008-04-30 2008-05-31 2.81% 2.05% 04/2008 8950.65776 9056.095693 2008-05-31 2008-06-30 -9.09% -8.25% 05/2008 9202.363544 9241.62455 2008-06-30 2008-07-31 -0.60% -0.80% 06/2008 8365.631081 8478.99782 2008-07-31 2008-08-31 2.19% 1.55% 07/2008 8315.113984 8411.373163 2008-08-31 2008-09-30 -9.17% -9.40% 08/2008 8496.975529 8541.749447 2008-09-30 2008-10-31 -19.58% -17.74% 09/2008 7717.643157 7738.618669 2008-10-31 2008-11-30 -10.13% -7.89% 10/2008 6206.567165 6366.099218 2008-11-30 2008-12-31 2.44% 1.91% 11/2008 5577.797288 5863.564593 2008-12-31 2009-01-31 -10.75% -8.39% 12/2008 5713.759459 5975.738318 2009-01-31 2009-02-28 -11.65% -10.48% 01/2009 5099.376721 5474.251433 2009-02-28 2009-03-31 10.44% 8.76% 02/2009 4505.473407 4900.794741 2009-03-31 2009-04-30 14.67% 10.52% 03/2009 4975.98576 5330.074287 2009-04-30 2009-05-31 4.50% 5.34% 04/2009 5705.934084 5890.977405 2009-05-31 2009-06-30 -0.51% 0.34% 05/2009 5962.958142 6205.345654 2009-06-30 2009-07-31 9.22% 7.78% 06/2009 5932.312965 6226.443879 2009-07-31 2009-08-31 3.98% 3.57% 07/2009 6479.117465 6711.084985 2009-08-31 2009-09-30 5.17% 4.19% 08/2009 6737.044115 6950.883991 2009-09-30 2009-10-31 -4.09% -2.57% 09/2009 7085.229603 7242.098947 2009-10-31 2009-11-30 4.11% 5.68% 10/2009 6795.614379 7055.834213 2009-11-30 2009-12-31 4.72% 2.85% 11/2009 7074.886202 7456.773448 2009-12-31 2010-01-31 -3.93% -3.60% 12/2009 7409.146428 7669.271064 2010-01-31 2010-02-28 4.67% 3.39% 01/2010 7118.184156 7392.81192 2010-02-28 2010-03-31 7.41% 6.30% 02/2010 7450.712467 7643.441378 2010-03-31 2010-04-30 4.16% 2.16% 03/2010 8002.791208 8125.181542 2010-04-30 2010-05-31 -8.11% -7.90% 04/2010 8335.807227 8300.528975 2010-05-31 2010-06-30 -7.32% -5.75% 05/2010 7659.368438 7644.810933 2010-06-30 2010-07-31 7.50% 6.94% 06/2010 7098.862935 7205.326557 2010-07-31 2010-08-31 -6.43% -4.71% 07/2010 7631.277657 7705.5372 2010-08-31 2010-09-30 10.81% 9.44% 08/2010 7140.620954 7342.814759 2010-09-30 2010-10-31 3.71% 3.91% 09/2010 7912.519936 8036.101133 2010-10-31 2010-11-30 2.17% 0.58% 10/2010 8205.964383 8350.127626 2010-11-30 2010-12-31 8.24% 6.78% 11/2010 8384.127083 8398.332702 2010-12-31 2011-01-31 1.97% 2.18% 12/2010 9074.619125 8967.648836 2011-01-31 2011-02-28 4.89% 3.64% 01/2011 9253.584931 9163.516729 2011-02-28 2011-03-31 1.27% 0.45% 02/2011 9706.263147 9497.143861 2011-03-31 2011-04-30 2.04% 2.98% 03/2011 9829.706662 9539.981333 2011-04-30 2011-05-31 -1.89% -1.14% 04/2011 10030.09768 9823.935337 2011-05-31 2011-06-30 -1.89% -1.80% 05/2011 9840.253557 9711.844009 2011-06-30 2011-07-31 -3.29% -2.29% 06/2011 9654.598095 9537.429079 2011-07-31 2011-08-31 -7.93% -6.00% 07/2011 9337.36048 9319.022898 2011-08-31 2011-09-30 -10.03% -7.76% 08/2011 8597.139378 8759.926422 2011-09-30 2011-10-31 14.13% 11.51% 09/2011 7734.537401 8080.194792 2011-10-31 2011-11-30 -0.36% -0.27% 10/2011 8827.34584 9010.165397 2011-11-30 2011-12-31 0.45% 0.82% 11/2011 8795.516466 8985.813143 2011-12-31 2012-01-31 5.56% 5.05% 12/2011 8835.168578 9059.671923 2012-01-31 2012-02-29 4.46% 4.23% 01/2012 9326.011277 9516.847839 2012-02-29 2012-03-31 2.36% 3.08% 02/2012 9742.160522 9919.439185 2012-03-31 2012-04-30 -1.07% -0.66% 03/2012 9971.980671 10225.42189 2012-04-30 2012-05-31 -7.26% -6.18% 04/2012 9865.099852 10158.35644 2012-05-31 2012-06-30 3.51% 3.92% 05/2012 9148.998346 9530.377342 2012-06-30 2012-07-31 0.45% 0.99% 06/2012 9469.688089 9903.637289 2012-07-31 2012-08-31 3.27% 2.50% 07/2012 9512.634519 10001.73221 2012-08-31 2012-09-30 2.88% 2.63% 08/2012 9823.996142 10251.35666 2012-09-30 2012-10-31 -0.75% -1.72% 09/2012 10106.44463 10520.5573 10/31/2012 10031.02341 10339.09286 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 10/1/2007 -------------- ----- ----- --------- 13.63% 0.20% 0.06% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. U.S. SUSTAINABILITY CORE 1 PORTFOLIO VS. RUSSELL 3000(R) INDEX MARCH 12, 2008-OCTOBER 31, 2012 GROWTH OF $10,000 BENCHMARK U.S. SUSTAINABILITY BEGIN DATE END DATE FUND RETURNS RETURNS END DATE CORE 1 PORTFOLIO RUSSELL 3000 INDEX ---------- ----------- ------------ --------- ----------- ------------------- ------------------ 2008-03-12 2008-03-31 1.90% 1.27% 03/2008 10000 10000 2008-03-31 2008-04-30 4.51% 5.00% 03/2008 10190 10126.52485 2008-04-30 2008-05-31 2.44% 2.05% 04/2008 10650 10632.94071 2008-05-31 2008-06-30 -7.82% -8.25% 05/2008 10910 10850.7738 2008-06-30 2008-07-31 -0.50% -0.80% 06/2008 10056.44444 9955.358706 2008-07-31 2008-08-31 2.10% 1.55% 07/2008 10006.31262 9875.959261 2008-08-31 2008-09-30 -9.27% -9.40% 08/2008 10216.86629 10029.03663 2008-09-30 2008-10-31 -19.76% -17.74% 09/2008 9269.651891 9086.06493 2008-10-31 2008-11-30 -8.66% -7.89% 10/2008 7437.864004 7474.562751 2008-11-30 2008-12-31 2.37% 1.91% 11/2008 6793.718815 6884.526928 2008-12-31 2009-01-31 -9.20% -8.39% 12/2008 6954.807454 7016.232313 2009-01-31 2009-02-28 -11.09% -10.48% 01/2009 6315.168229 6427.426663 2009-02-28 2009-03-31 9.75% 8.76% 02/2009 5614.610981 5754.119841 2009-03-31 2009-04-30 12.75% 10.52% 03/2009 6162.216551 6258.145429 2009-04-30 2009-05-31 5.14% 5.34% 04/2009 6947.797138 6916.712851 2009-05-31 2009-06-30 0.29% 0.34% 05/2009 7304.879222 7285.818818 2009-06-30 2009-07-31 8.53% 7.78% 06/2009 7326.392864 7310.59066 2009-07-31 2009-08-31 3.87% 3.57% 07/2009 7951.441767 7879.61735 2009-08-31 2009-09-30 5.10% 4.19% 08/2009 8258.842867 8161.170096 2009-09-30 2009-10-31 -3.44% -2.57% 09/2009 8679.896044 8503.091324 2009-10-31 2009-11-30 4.79% 5.68% 10/2009 8381.65317 8284.394223 2009-11-30 2009-12-31 4.02% 2.85% 11/2009 8782.738413 8755.144892 2009-12-31 2010-01-31 -3.28% -3.60% 12/2009 9135.820152 9004.642538 2010-01-31 2010-02-28 3.86% 3.39% 01/2010 8836.115645 8680.0464 2010-02-28 2010-03-31 6.63% 6.30% 02/2010 9177.158707 8974.315394 2010-03-31 2010-04-30 3.28% 2.16% 03/2010 9785.278824 9539.936029 2010-04-30 2010-05-31 -8.09% -7.90% 04/2010 10106.27739 9745.814911 2010-05-31 2010-06-30 -6.40% -5.75% 05/2010 9288.248788 8975.923416 2010-06-30 2010-07-31 6.81% 6.94% 06/2010 8694.171472 8459.916135 2010-07-31 2010-08-31 -5.70% -4.71% 07/2010 9286.247666 9047.223324 2010-08-31 2010-09-30 10.00% 9.44% 08/2010 8756.495283 8621.343746 2010-09-30 2010-10-31 3.68% 3.91% 09/2010 9632.097652 9435.344963 2010-10-31 2010-11-30 1.25% 0.58% 10/2010 9986.909482 9804.049666 2010-11-30 2010-12-31 7.22% 6.78% 11/2010 10112.13719 9860.648198 2010-12-31 2011-01-31 2.03% 2.18% 12/2010 10842.70019 10529.09351 2011-01-31 2011-02-28 3.98% 3.64% 01/2011 11062.90976 10759.06587 2011-02-28 2011-03-31 1.01% 0.45% 02/2011 11503.32892 11150.78407 2011-03-31 2011-04-30 2.53% 2.98% 03/2011 11619.98733 11201.08039 2011-04-30 2011-05-31 -1.41% -1.14% 04/2011 11914.16422 11534.47639 2011-05-31 2011-06-30 -1.73% -1.80% 05/2011 11746.06314 11402.86775 2011-06-30 2011-07-31 -2.65% -2.29% 06/2011 11542.62036 11198.08374 2011-07-31 2011-08-31 -6.94% -6.00% 07/2011 11236.92539 10941.64873 2011-08-31 2011-09-30 -8.94% -7.76% 08/2011 10456.87616 10285.20252 2011-09-30 2011-10-31 12.56% 11.51% 09/2011 9521.781986 9487.116199 2011-10-31 2011-11-30 -0.10% -0.27% 10/2011 10717.29461 10579.01304 2011-11-30 2011-12-31 0.60% 0.82% 11/2011 10706.71486 10550.42058 2011-12-31 2012-01-31 5.43% 5.05% 12/2011 10770.91162 10637.13963 2012-01-31 2012-02-29 4.50% 4.23% 01/2012 11356.28725 11173.9189 2012-02-29 2012-03-31 2.53% 3.08% 02/2012 11867.16053 11646.60934 2012-03-31 2012-04-30 -0.96% -0.66% 03/2012 12166.81715 12005.86968 2012-04-30 2012-05-31 -6.73% -6.18% 04/2012 12049.52093 11927.12681 2012-05-31 2012-06-30 3.65% 3.92% 05/2012 11239.11067 11189.80415 2012-06-30 2012-07-31 0.74% 0.99% 06/2012 11648.81494 11628.05603 2012-07-31 2012-08-31 3.10% 2.50% 07/2012 11734.468 11743.23121 2012-08-31 2012-09-30 2.85% 2.63% 08/2012 12098.49347 12036.3202 2012-09-30 2012-10-31 -1.30% -1.72% 09/2012 12443.52048 12352.39399 10/31/2012 12282.33498 12139.333 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 3/12/2008 -------------- ----- --------- 14.60% 4.53% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO VS. MSCI WORLD EX USA INDEX (NET DIVIDENDS) MARCH 12, 2008-OCTOBER 31, 2012 GROWTH OF $10,000 INTERNATIONAL MSCI WORLD EX BENCHMARK SUSTAINABILITY CORE USA INDEX BEGIN DATE END DATE FUND RETURNS RETURNS END DATE 1 PORTFOLIO (NET DIV.) ---------- ----------- ------------ --------- ----------- ------------------- ------------- 2008-03-12 2008-03-31 1.10% 0.13% 03/2008 10000 10000 2008-03-31 2008-04-30 3.86% 5.56% 03/2008 10110 10013.35669 2008-04-30 2008-05-31 1.71% 1.52% 04/2008 10500 10569.9554 2008-05-31 2008-06-30 -8.61% -7.78% 05/2008 10680 10730.35162 2008-06-30 2008-07-31 -3.83% -3.56% 06/2008 9760.094246 9895.929664 2008-07-31 2008-08-31 -3.45% -3.87% 07/2008 9385.873017 9543.770769 2008-08-31 2008-09-30 -13.35% -14.44% 08/2008 9062.222224 9174.684791 2008-09-30 2008-10-31 -22.48% -20.80% 09/2008 7852.025707 7850.059445 2008-10-31 2008-11-30 -5.50% -5.42% 10/2008 6086.841634 6217.092953 2008-11-30 2008-12-31 7.47% 5.27% 11/2008 5752.065343 5879.940766 2008-12-31 2009-01-31 -11.40% -9.33% 12/2008 6181.635397 6189.9041 2009-01-31 2009-02-28 -10.26% -10.12% 01/2009 5476.622434 5612.341995 2009-02-28 2009-03-31 8.13% 6.59% 02/2009 4914.65558 5044.194691 2009-03-31 2009-04-30 13.87% 12.90% 03/2009 5314.327725 5376.584625 2009-04-30 2009-05-31 14.21% 12.65% 04/2009 6051.575502 6069.941209 2009-05-31 2009-06-30 -1.04% -1.04% 05/2009 6911.697909 6837.583666 2009-06-30 2009-07-31 9.39% 9.39% 06/2009 6839.929207 6766.778346 2009-07-31 2009-08-31 5.40% 4.79% 07/2009 7482.468013 7402.16314 2009-08-31 2009-09-30 4.70% 4.13% 08/2009 7886.645647 7756.914408 2009-09-30 2009-10-31 -3.02% -1.61% 09/2009 8257.089399 8076.952205 2009-10-31 2009-11-30 2.73% 2.47% 10/2009 8007.504832 7947.291904 2009-11-30 2009-12-31 1.41% 1.59% 11/2009 8225.891327 8143.928141 2009-12-31 2010-01-31 -4.26% -4.69% 12/2009 8341.865272 8273.75101 2010-01-31 2010-02-28 0.00% -0.10% 01/2010 7986.447455 7885.923852 2010-02-28 2010-03-31 7.20% 6.44% 02/2010 7986.447454 7878.020916 2010-03-31 2010-04-30 -0.98% -1.49% 03/2010 8561.676958 8385.155928 2010-04-30 2010-05-31 -11.60% -11.03% 04/2010 8477.944176 8260.130943 2010-05-31 2010-06-30 -1.62% -1.45% 05/2010 7494.083987 7348.627485 2010-06-30 2010-07-31 10.20% 9.24% 06/2010 7372.63494 7242.320724 2010-07-31 2010-08-31 -3.91% -2.99% 07/2010 8124.728448 7911.694254 2010-08-31 2010-09-30 10.21% 9.59% 08/2010 7806.942458 7675.215744 2010-09-30 2010-10-31 3.58% 3.56% 09/2010 8603.683242 8411.475492 2010-10-31 2010-11-30 -4.17% -4.23% 10/2010 8911.716344 8711.126949 2010-11-30 2010-12-31 8.95% 8.05% 11/2010 8539.952254 8342.215343 2010-12-31 2011-01-31 2.30% 2.15% 12/2010 9304.198017 9013.94356 2011-01-31 2011-02-28 3.71% 3.71% 01/2011 9518.087626 9208.121124 2011-02-28 2011-03-31 -1.82% -2.00% 02/2011 9871.005481 9549.553847 2011-03-31 2011-04-30 5.42% 5.45% 03/2011 9691.131825 9358.252363 2011-04-30 2011-05-31 -2.73% -2.96% 04/2011 10216.42547 9867.918142 2011-05-31 2011-06-30 -1.77% -1.42% 05/2011 9937.698231 9575.390035 2011-06-30 2011-07-31 -2.34% -1.65% 06/2011 9761.815327 9439.016002 2011-07-31 2011-08-31 -8.88% -8.45% 07/2011 9533.786268 9283.311319 2011-08-31 2011-09-30 -11.12% -10.04% 08/2011 8686.8212 8498.471254 2011-09-30 2011-10-31 9.18% 9.73% 09/2011 7720.420969 7645.030173 2011-10-31 2011-11-30 -2.85% -4.62% 10/2011 8429.216679 8388.535462 2011-11-30 2011-12-31 -2.34% -1.09% 11/2011 8189.316593 8000.878426 2011-12-31 2012-01-31 6.60% 5.40% 12/2011 7997.753374 7913.574904 2012-01-31 2012-02-29 5.03% 5.50% 01/2012 8525.803114 8340.830956 2012-02-29 2012-03-31 0.07% -0.74% 02/2012 8954.843529 8799.397731 2012-03-31 2012-04-30 -2.09% -1.70% 03/2012 8961.55307 8734.270283 2012-04-30 2012-05-31 -11.43% -11.40% 04/2012 8774.165122 8586.02444 2012-05-31 2012-06-30 6.16% 6.55% 05/2012 7771.088458 7607.179801 2012-06-30 2012-07-31 -0.27% 1.25% 06/2012 8249.77835 8105.627877 2012-07-31 2012-08-31 3.40% 2.85% 07/2012 8227.390892 8206.554572 2012-08-31 2012-09-30 3.16% 3.04% 08/2012 8507.23412 8440.697784 2012-09-30 2012-10-31 1.02% 0.70% 09/2012 8776.099992 8696.970699 10/31/2012 8865.996024 8757.916142 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 3/12/2008 -------------- ---- --------- 5.18% -2.56% The implementation and management of Dimensional's 'Sustainability' Portfolios, including without limitation, International Sustainability Core 1 Portfolio, are protected by U.S. Patent Nos. 7,596,525 B1 and 7,599,874 B1. Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 2 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO VS. MSCI WORLD EX USA INDEX (NET DIVIDENDS) JUNE 30, 2008-OCTOBER 31, 2012 GROWTH OF $10,000 DFA INTERNATIONAL MSCI WORLD EX BENCHMARK VALUE EX TOBACCO USA INDEX (NET BEGIN DATE END DATE FUND RETURNS RETURNS END DATE PORTFOLIO DIV.) ---------- ----------- ------------ --------- ----------- ----------------- -------------- 2008-06-30 2008-07-31 -1.60% -3.56% 06/2008 10000 10000 2008-07-31 2008-08-31 -3.15% -3.87% 07/2008 9840.000001 9644.137633 2008-08-31 2008-09-30 -11.86% -14.44% 08/2008 9529.999998 9271.17017 2008-09-30 2008-10-31 -24.37% -20.80% 09/2008 8399.859528 7932.61443 2008-10-31 2008-11-30 -5.21% -5.42% 10/2008 6352.581939 6282.47488 2008-11-30 2008-12-31 7.47% 5.27% 11/2008 6021.404682 5941.777039 2008-12-31 2009-01-31 -14.20% -9.33% 12/2008 6471.381266 6255.000096 2009-01-31 2009-02-28 -12.55% -10.12% 01/2009 5552.667233 5671.364071 2009-02-28 2009-03-31 10.01% 6.59% 02/2009 4856.05989 5097.241858 2009-03-31 2009-04-30 18.18% 12.90% 03/2009 5342.123582 5433.127364 2009-04-30 2009-05-31 14.10% 12.65% 04/2009 6313.418779 6133.775618 2009-05-31 2009-06-30 -0.71% -1.04% 05/2009 7203.772709 6909.490971 2009-06-30 2009-07-31 11.49% 9.39% 06/2009 7152.762488 6837.941028 2009-07-31 2009-08-31 5.54% 4.79% 07/2009 7974.919095 7480.007832 2009-08-31 2009-09-30 5.24% 4.13% 08/2009 8416.828273 7838.489835 2009-09-30 2009-10-31 -4.08% -1.61% 09/2009 8857.800505 8161.893303 2009-10-31 2009-11-30 2.55% 2.47% 10/2009 8496.046693 8030.869432 2009-11-30 2009-12-31 1.11% 1.59% 11/2009 8713.098982 8229.57359 2009-12-31 2010-01-31 -5.30% -4.69% 12/2009 8809.66986 8360.761738 2010-01-31 2010-02-28 0.50% -0.10% 01/2010 8342.726227 7968.856005 2010-02-28 2010-03-31 7.94% 6.44% 02/2010 8384.232328 7960.869957 2010-03-31 2010-04-30 -1.38% -1.49% 03/2010 9049.704888 8473.338244 2010-04-30 2010-05-31 -11.87% -11.03% 04/2010 8925.024683 8346.998437 2010-05-31 2010-06-30 -1.81% -1.45% 05/2010 7865.242941 7425.909172 2010-06-30 2010-07-31 12.02% 9.24% 06/2010 7722.581233 7318.484438 2010-07-31 2010-08-31 -5.00% -2.99% 07/2010 8650.978977 7994.89742 2010-08-31 2010-09-30 10.49% 9.59% 08/2010 8218.43003 7755.931989 2010-09-30 2010-10-31 3.38% 3.56% 09/2010 9080.790636 8499.934596 2010-10-31 2010-11-30 -4.96% -4.23% 10/2010 9387.717127 8802.737332 2010-11-30 2010-12-31 9.37% 8.05% 11/2010 8922.035554 8429.946075 2010-12-31 2011-01-31 4.36% 2.15% 12/2010 9758.362052 9108.738508 2011-01-31 2011-02-28 3.13% 3.71% 01/2011 10184.0267 9304.958136 2011-02-28 2011-03-31 -2.91% -2.00% 02/2011 10503.27519 9649.981529 2011-03-31 2011-04-30 5.02% 5.45% 03/2011 10197.50754 9456.668227 2011-04-30 2011-05-31 -3.88% -2.96% 04/2011 10709.51629 9971.693896 2011-05-31 2011-06-30 -1.57% -1.42% 05/2011 10293.50919 9676.089423 2011-06-30 2011-07-31 -3.10% -1.65% 06/2011 10131.55378 9538.281215 2011-07-31 2011-08-31 -10.71% -8.45% 07/2011 9817.313074 9380.939067 2011-08-31 2011-09-30 -10.21% -10.04% 08/2011 8766.232095 8587.845248 2011-09-30 2011-10-31 9.28% 9.73% 09/2011 7871.176397 7725.428972 2011-10-31 2011-11-30 -2.92% -4.62% 10/2011 8601.604123 8476.753318 2011-11-30 2011-12-31 -2.71% -1.09% 11/2011 8350.860277 8085.019496 2011-12-31 2012-01-31 6.64% 5.40% 12/2011 8124.507188 7996.797848 2012-01-31 2012-02-29 5.46% 5.50% 01/2012 8663.939237 8428.54713 2012-02-29 2012-03-31 -0.90% -0.74% 02/2012 9137.318383 8891.936412 2012-03-31 2012-04-30 -3.90% -1.70% 03/2012 9054.792579 8826.124052 2012-04-30 2012-05-31 -12.55% -11.40% 04/2012 8701.865219 8676.319185 2012-05-31 2012-06-30 7.21% 6.55% 05/2012 7609.9962 7687.180548 2012-06-30 2012-07-31 -0.55% 1.25% 06/2012 8159.057185 8190.870542 2012-07-31 2012-08-31 3.88% 2.85% 07/2012 8114.103703 8292.85863 2012-08-31 2012-09-30 3.51% 3.04% 08/2012 8428.778084 8529.464205 2012-09-30 2012-10-31 1.16% 0.70% 09/2012 8724.443441 8788.432208 10/31/2012 8826.021694 8850.018583 AVERAGE ANNUAL ONE FROM TOTAL RETURN YEAR 6/30/2008 -------------- ---- --------- 2.61% -2.84% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO VS. MSCI EMERGING MARKETS INDEX (NET DIVIDENDS) AUGUST 31, 2006-OCTOBER 31, 2012 GROWTH OF $10,000 EMERGING MARKETS MSCI EMERGING BENCHMARK SOCIAL CORE EQUITY MARKETS INDEX BEGIN DATE END DATE FUND RETURNS RETURNS END DATE PORTFOLIO (NET DIV.) ---------- ----------- ------------ --------- ----------- ------------------ ------------- 2006-08-31 2006-09-30 0.20% 0.83% 08/2006 10000 10000 2006-09-30 2006-10-31 6.69% 4.75% 09/2006 10020 10083.26186 2006-10-31 2006-11-30 7.20% 7.43% 10/2006 10690 10562.04563 2006-11-30 2006-12-31 4.01% 4.50% 11/2006 11460 11347.17161 2006-12-31 2007-01-31 1.59% -1.08% 12/2006 11920 11858.09153 2007-01-31 2007-02-28 -0.83% -0.59% 01/2007 12110 11730.40837 2007-02-28 2007-03-31 4.51% 3.98% 02/2007 12010 11660.7855 2007-03-31 2007-04-30 6.71% 4.63% 03/2007 12551.53652 12125.13908 2007-04-30 2007-05-31 7.56% 4.95% 04/2007 13393.65239 12686.49688 2007-05-31 2007-06-30 2.19% 4.69% 05/2007 14406.19647 13314.85537 2007-06-30 2007-07-31 3.57% 5.28% 06/2007 14722.38851 13939.00374 2007-07-31 2007-08-31 -2.72% -2.13% 07/2007 15247.46684 14674.47043 2007-08-31 2007-09-30 8.81% 11.04% 08/2007 14833.46277 14362.60856 2007-09-30 2007-10-31 10.44% 11.15% 09/2007 16140.13371 15948.72058 2007-10-31 2007-11-30 -7.35% -7.09% 10/2007 17825.20426 17727.33494 2007-11-30 2007-12-31 -0.31% 0.35% 11/2007 16515.72172 16470.70147 2007-12-31 2008-01-31 -9.78% -12.48% 12/2007 16464.26857 16528.46119 2008-01-31 2008-02-29 3.61% 7.38% 01/2008 14853.9908 14465.80813 2008-02-29 2008-03-31 -3.37% -5.29% 02/2008 15390.75005 15533.56404 2008-03-31 2008-04-30 6.49% 8.12% 03/2008 14871.99563 14711.53918 2008-04-30 2008-05-31 0.76% 1.86% 04/2008 15837.13989 15905.4352 2008-05-31 2008-06-30 -11.11% -9.97% 05/2008 15957.78292 16200.50252 2008-06-30 2008-07-31 -1.71% -3.77% 06/2008 14185.00998 14584.70572 2008-07-31 2008-08-31 -6.82% -7.99% 07/2008 13941.7752 14034.56917 2008-08-31 2008-09-30 -16.33% -17.50% 08/2008 12990.94834 12913.58233 2008-09-30 2008-10-31 -28.85% -27.37% 09/2008 10869.81478 10653.66219 2008-10-31 2008-11-30 -7.22% -7.53% 10/2008 7733.862057 7737.985686 2008-11-30 2008-12-31 10.14% 7.80% 11/2008 7175.863352 7155.493535 2008-12-31 2009-01-31 -8.82% -6.46% 12/2008 7903.233977 7713.592397 2009-01-31 2009-02-28 -7.33% -5.64% 01/2009 7206.220454 7215.443981 2009-02-28 2009-03-31 15.55% 14.37% 02/2009 6677.839235 6808.406096 2009-03-31 2009-04-30 18.54% 16.64% 03/2009 7716.074308 7786.821967 2009-04-30 2009-05-31 19.70% 17.09% 04/2009 9146.64575 9082.628585 2009-05-31 2009-06-30 -0.91% -1.35% 05/2009 10948.94048 10634.53976 2009-06-30 2009-07-31 12.24% 11.24% 06/2009 10848.80886 10491.2876 2009-07-31 2009-08-31 0.84% -0.36% 07/2009 12176.53965 11671.01075 2009-08-31 2009-09-30 8.77% 9.08% 08/2009 12278.67279 11629.22881 2009-09-30 2009-10-31 -1.79% 0.12% 09/2009 13355.47002 12684.81565 2009-10-31 2009-11-30 6.26% 4.30% 10/2009 13116.16553 12700.5064 2009-11-30 2009-12-31 4.25% 3.95% 11/2009 13936.63809 13246.06385 2009-12-31 2010-01-31 -5.51% -5.58% 12/2009 14529.50536 13769.16682 2010-01-31 2010-02-28 1.00% 0.35% 01/2010 13728.66648 13001.23205 2010-02-28 2010-03-31 9.04% 8.07% 02/2010 13865.95314 13046.99288 2010-03-31 2010-04-30 0.98% 1.21% 03/2010 15118.85422 14100.3115 2010-04-30 2010-05-31 -10.04% -8.80% 04/2010 15267.63931 14271.13674 2010-05-31 2010-06-30 0.62% -0.74% 05/2010 13734.00837 13015.89677 2010-06-30 2010-07-31 9.26% 8.33% 06/2010 13819.82833 12920.21714 2010-07-31 2010-08-31 -1.45% -1.94% 07/2010 15099.22861 13996.15043 2010-08-31 2010-09-30 11.88% 11.11% 08/2010 14880.23217 13724.33205 2010-09-30 2010-10-31 2.92% 2.90% 09/2010 16647.65977 15249.50999 2010-10-31 2010-11-30 -2.57% -2.64% 10/2010 17133.89184 15692.30268 2010-11-30 2010-12-31 7.41% 7.14% 11/2010 16693.96759 15278.05959 2010-12-31 2011-01-31 -2.98% -2.71% 12/2010 17931.74194 16368.29441 2011-01-31 2011-02-28 -1.61% -0.93% 01/2011 17397.19137 15924.20384 2011-02-28 2011-03-31 5.61% 5.88% 02/2011 17117.7672 15775.70667 2011-03-31 2011-04-30 3.70% 3.10% 03/2011 18077.52846 16703.21985 2011-04-30 2011-05-31 -2.92% -2.62% 04/2011 18745.71667 17221.35729 2011-05-31 2011-06-30 -1.49% -1.54% 05/2011 18199.01722 16769.65318 2011-06-30 2011-07-31 -0.34% -0.44% 06/2011 17928.33113 16511.67383 2011-07-31 2011-08-31 -8.94% -8.94% 07/2011 17867.39187 16438.33871 2011-08-31 2011-09-30 -17.12% -14.58% 08/2011 16270.78318 14969.3401 2011-09-30 2011-10-31 12.71% 13.25% 09/2011 13485.24045 12786.89228 2011-10-31 2011-11-30 -4.30% -6.66% 10/2011 15198.63024 14480.60829 2011-11-30 2011-12-31 -2.94% -1.21% 11/2011 14545.32334 13515.53094 2011-12-31 2012-01-31 11.69% 11.34% 12/2011 14118.06917 13352.63244 2012-01-31 2012-02-29 6.69% 5.99% 01/2012 15768.07198 14867.17604 2012-02-29 2012-03-31 -3.17% -3.34% 02/2012 16822.58505 15757.71604 2012-03-31 2012-04-30 -2.51% -1.20% 03/2012 16289.1255 15231.73416 2012-04-30 2012-05-31 -10.55% -11.21% 04/2012 15879.7263 15049.6997 2012-05-31 2012-06-30 4.52% 3.86% 05/2012 14204.91142 13361.95248 2012-06-30 2012-07-31 -0.08% 1.95% 06/2012 14846.85402 13877.66233 2012-07-31 2012-08-31 0.92% -0.33% 07/2012 14834.40905 14148.36225 2012-08-31 2012-09-30 5.82% 6.03% 08/2012 14971.30376 14101.24881 2012-09-30 2012-10-31 -0.79% -0.61% 09/2012 15842.0093 14952.14523 10/31/2012 15716.77603 14861.37284 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 8/31/2006 -------------- ---- ----- --------- 3.41% -2.49% 7.61% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 3 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 3000(R) Index.................................. 14.75% Russell Microcap(R) Index (micro cap stocks)........... 16.49% Russell 2000(R) Index (small cap stocks)............... 12.08% Russell 1000(R) Index (large cap stocks)............... 14.97% Dow Jones US Select REIT Index......................... 14.09% The value premium was positive across both large cap and small cap stocks. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 2000(R) Value Index (small cap value stocks)... 14.47% Russell 2000(R) Growth Index (small cap growth stocks). 9.70% Russell 1000(R) Value Index(large cap value stocks).... 16.89% Russell 1000(R) Growth Index (large cap growth stocks). 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. DOMESTIC EQUITY PORTFOLIOS' PERFORMANCE OVERVIEW U.S. SOCIAL CORE EQUITY 2 PORTFOLIO The U.S. Social Core Equity 2 Portfolio seeks to capture the returns of the total U.S. market universe with increased exposure to smaller company stocks and value stocks relative to the market. The Portfolio excludes from purchase companies and industries that do not pass the social issue screens performed by a third-party provider. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio 4 held approximately 2,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 13.63% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio had less exposure than the Index to large cap stocks which contributed to relative underperformance. Large cap stocks outperformed the other size categories as well as the overall Index during the period. The Portfolio's exclusion of certain industry groups within the health care sector due to the social issue screens also detracted from relative performance. Health care was among the best-performing sectors over the period. U.S. SUSTAINABILITY CORE 1 PORTFOLIO The U.S. Sustainability Core Equity 1 Portfolio seeks to capture the returns of the total U.S. market universe, with increased exposure to smaller company stocks and value stocks relative to the market. The Portfolio further adjusts the weights of all eligible companies based on environmental sustainability ratings calculated by a third-party provider. Accordingly, the Portfolio seeks to exclude or decrease the weights of securities of companies that have a relative negative impact on the environment and to increase the weights of securities of companies that have a relative positive impact on the environment. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.60% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. Large cap stocks outperformed small cap stocks over the period. The Portfolio had less exposure than the Index to large cap stocks and greater exposure to small cap stocks, both of which contributed to relative underperformance. The Portfolio's exclusion of REITs detracted from relative performance as this sector outperformed the overall Index. INTERNATIONAL EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 MONTHS ENDED OCTOBER 31, 2012 U.S. DOLLAR RETURN ----------- MSCI World ex USA Index........... 4.40% MSCI World ex USA Small Cap Index. 4.86% MSCI World ex USA Value Index..... 4.74% MSCI World ex USA Growth Index.... 3.99% -------- 5 The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL U.S. TEN LARGEST FOREIGN DEVELOPED MARKETS BY CURRENCY DOLLAR MARKET CAP RETURN RETURN ---------------------------------------- -------- ------ United Kingdom............................. 8.61% 8.41% Japan...................................... -0.86% -3.28% Canada..................................... 3.34% 2.69% France..................................... 10.04% 2.23% Australia.................................. 10.20% 7.71% Switzerland................................ 17.41% 9.79% Germany.................................... 18.18% 9.79% Spain...................................... -6.40% -13.04% Sweden..................................... 9.26% 6.47% Hong Kong.................................. 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 12 MONTHS ENDED OCTOBER 31, 2012 U.S. DOLLAR RETURN ----------- MSCI Emerging Markets Index........... 2.63% MSCI Emerging Markets Small Cap Index. 3.74% MSCI Emerging Markets Value Index..... 1.36% MSCI Emerging Markets Growth Index.... 3.89% -------- The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL U.S. CURRENCY DOLLAR TEN LARGEST EMERGING MARKETS BY MARKET CAP RETURN RETURN ------------------------------------------ -------- ------ China.................................................. 7.71% 7.92% South Korea............................................ 1.71% 3.35% Brazil................................................. 4.65% -12.68% Taiwan................................................. -1.78% 0.59% South Africa........................................... 17.70% 6.84% India.................................................. 5.24% -4.73% Russia................................................. -1.42% -4.50% 6 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL U.S. CURRENCY DOLLAR TEN LARGEST EMERGING MARKETS BY MARKET CAP RETURN RETURN ------------------------------------------ -------- ------ Mexico..................................... 16.32% 17.03% Malaysia................................... 11.39% 12.19% Indonesia.................................. 12.64% 3.82% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. INTERNATIONAL EQUITY PORTFOLIOS' PERFORMANCE OVERVIEW INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO The International Sustainability Core 1 Portfolio seeks to capture the returns of the broad universe of international stocks, with increased exposure to smaller company stocks and stocks with value characteristics. The Portfolio further adjusts the weights of companies based on environmental sustainability ratings calculated by a third-party provider. Accordingly, the Portfolio seeks to exclude or decrease the weights of securities of companies that have a relative negative impact on the environment and to increase the weights of securities of companies that have a relative positive impact on the environment. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to developed country stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,300 securities in 23 developed markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 5.18% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international equity markets rather than by the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO The International Value ex Tobacco Portfolio seeks to capture the returns of international large company value stocks while excluding tobacco companies. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track any specific equity index. As of October 31, 2012, the Portfolio held approximately 390 securities in 23 developed countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ending October 31, 2012, total returns were 2.61% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). The Portfolio focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed during the period. The Portfolio had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Portfolio has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Portfolio and the Index contributed to relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. 7 The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO The Emerging Markets Social Core Equity Portfolio seeks to capture the returns of a broad universe of stocks in selected emerging markets with increased exposure to smaller company stocks and those stocks with value characteristics, as measured by book-to-market. The Portfolio excludes from purchase companies that do not pass the social screens performed by a third-party provider. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to stocks in selected emerging market countries, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,600 securities across 20 emerging markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. The Portfolio's country weights were capped at 15% of assets associated with any one country at the time of purchase by the manager to limit single-country risk exposure. For the 12 months ended October 31, 2012, total returns were 3.41% for the Portfolio and 2.63% for the MSCI Emerging Markets Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in emerging markets rather than the behavior of a limited number of stocks. The Portfolio invests in stocks across all size categories while the Index primarily holds large cap and mid-cap stocks. Emerging markets small cap stocks outperformed large caps during the period. The Portfolio's greater exposure to small cap stocks contributed to the Portfolio's relative outperformance. This was partially offset by the Portfolio's greater exposure to value stocks, which underperformed. Differences in the valuation timing and methodology between the Portfolio and the Index also had a positive impact on relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 8 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLES BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- U.S. SOCIAL CORE EQUITY 2 PORTFOLIO Actual Fund Return............................ $1,000.00 $1,016.82 0.34% $1.72 Hypothetical 5% Annual Return................. $1,000.00 $1,023.43 0.34% $1.73 U.S. SUSTAINABILITY CORE 1 PORTFOLIO Actual Fund Return............................ $1,000.00 $1,019.33 0.37% $1.88 Hypothetical 5% Annual Return................. $1,000.00 $1,023.28 0.37% $1.88 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO Actual Fund Return............................ $1,000.00 $1,010.46 0.57% $2.88 Hypothetical 5% Annual Return................. $1,000.00 $1,022.27 0.57% $2.90 9 DISCLOSURE OF FUND EXPENSES CONTINUED BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO Actual Fund Return............................ $1,000.00 $1,014.27 0.60% $3.04 Hypothetical 5% Annual Return................. $1,000.00 $1,022.12 0.60% $3.05 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO Actual Fund Return............................ $1,000.00 $ 989.73 0.72% $3.60 Hypothetical 5% Annual Return................. $1,000.00 $1,021.52 0.72% $3.66 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 10 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS U.S. SOCIAL CORE EQUITY 2 PORTFOLIO Consumer Discretionary..... 15.1% Consumer Staples........... 5.5% Energy..................... 12.9% Financials................. 23.2% Health Care................ 2.9% Industrials................ 13.1% Information Technology..... 15.0% Materials.................. 5.9% Other...................... -- Telecommunication Services. 3.7% Utilities.................. 2.7% ----- 100.0% U.S. SUSHTAINABILITY CORE 1 PORTFOLIO Consumer Discretionary..... 13.8% Consumer Staples........... 8.4% Energy..................... 11.3% Financials................. 15.4% Health Care................ 11.7% Industrials................ 12.7% Information Technology..... 15.8% Materials.................. 4.7% Telecommunication Services. 2.6% Utilities.................. 3.6% ----- 100.0% INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO Consumer Discretionary..... 12.4% Consumer Staples........... 8.6% Energy..................... 9.2% Financials................. 22.3% Health Care................ 7.2% Industrials................ 15.3% Information Technology..... 4.9% Materials.................. 12.7% Telecommunication Services. 4.0% Utilities.................. 3.4% ----- 100.0% DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO Consumer Discretionary..... 9.6% Consumer Staples........... 5.5% Energy..................... 14.8% Financials................. 31.2% Health Care................ 1.5% Industrials................ 10.3% Information Technology..... 3.2% Materials.................. 12.3% Telecommunication Services. 8.1% Utilities.................. 3.5% ----- 100.0% EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO Consumer Discretionary..... 9.5% Consumer Staples........... 7.2% Energy..................... 9.5% Financials................. 27.2% Health Care................ 0.3% Industrials................ 10.7% Information Technology..... 12.5% Materials.................. 14.5% Telecommunication Services. 4.7% Utilities.................. 3.9% ----- 100.0% 11 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------- ----------- --------------- COMMON STOCKS -- (89.8%) Consumer Discretionary -- (13.6%) Comcast Corp. Class A................ 59,137 $ 2,218,229 0.8% Lowe's Cos., Inc..................... 19,613 635,069 0.3% #News Corp. Class A................... 37,421 895,110 0.3% Time Warner Cable, Inc............... 7,228 716,367 0.3% Time Warner, Inc..................... 25,978 1,128,744 0.4% Walt Disney Co. (The)................ 34,826 1,708,912 0.6% Other Securities..................... 33,169,250 12.4% ----------- ---- Total Consumer Discretionary............ 40,471,681 15.1% ----------- ---- Consumer Staples -- (5.0%) CVS Caremark Corp.................... 32,080 1,488,512 0.5% Mondelez International, Inc. Class A. 37,678 999,974 0.4% PepsiCo, Inc......................... 10,818 749,038 0.3% Procter & Gamble Co. (The)........... 31,843 2,204,809 0.8% Other Securities..................... 9,363,218 3.5% ----------- ---- Total Consumer Staples.................. 14,805,551 5.5% ----------- ---- Energy -- (11.5%) Anadarko Petroleum Corp.............. 9,012 620,116 0.2% Apache Corp.......................... 8,922 738,295 0.3% Chevron Corp......................... 47,998 5,289,860 2.0% ConocoPhillips....................... 31,784 1,838,704 0.7% EOG Resources, Inc................... 5,206 606,447 0.2% Exxon Mobil Corp..................... 53,888 4,912,969 1.8% National Oilwell Varco, Inc.......... 10,918 804,657 0.3% Occidental Petroleum Corp............ 16,977 1,340,504 0.5% Phillips 66.......................... 12,916 609,119 0.2% Other Securities..................... 17,640,689 6.6% ----------- ---- Total Energy............................ 34,401,360 12.8% ----------- ---- Financials -- (20.8%) ACE, Ltd............................. 8,173 642,806 0.2% Aflac, Inc........................... 12,653 629,866 0.2% Bank of America Corp................. 248,722 2,318,089 0.9% Bank of New York Mellon Corp. (The).. 28,641 707,719 0.3% *Berkshire Hathaway, Inc. Class B.... 11,245 971,006 0.4% BlackRock, Inc....................... 3,188 604,700 0.2% Capital One Financial Corp........... 14,599 878,422 0.3% Citigroup, Inc....................... 62,695 2,344,166 0.9% Goldman Sachs Group, Inc. (The)...... 10,747 1,315,325 0.5% JPMorgan Chase & Co.................. 70,982 2,958,530 1.1% MetLife, Inc......................... 24,506 869,718 0.3% PNC Financial Services Group, Inc.... 13,237 770,261 0.3% Prudential Financial, Inc............ 11,320 645,806 0.2% Travelers Cos., Inc. (The)........... 10,200 723,588 0.3% U.S. Bancorp......................... 36,391 1,208,545 0.4% Wells Fargo & Co..................... 133,886 4,510,619 1.7% Other Securities..................... 39,920,480 14.9% ----------- ---- Total Financials........................ 62,019,646 23.1% ----------- ---- Health Care -- (2.6%) Other Securities..................... 7,740,514 2.9% ----------- ---- Industrials -- (11.8%) FedEx Corp........................... 8,378 770,692 0.3% Union Pacific Corp................... 9,545 1,174,321 0.4% 12 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ ------------ --------------- Industrials -- (Continued) Other Securities........................................................... $ 33,251,487 12.4% ------------ ----- Total Industrials............................................................. 35,196,500 13.1% ------------ ----- Information Technology -- (13.5%) Apple, Inc................................................................. 4,833 2,876,118 1.1% *Cisco Systems, Inc......................................................... 38,392 658,039 0.2% *Google, Inc. Class A....................................................... 2,161 1,468,983 0.6% Intel Corp................................................................. 58,000 1,254,250 0.5% International Business Machines Corp....................................... 5,900 1,147,727 0.4% Microsoft Corp............................................................. 52,298 1,492,323 0.6% Oracle Corp................................................................ 20,651 641,214 0.2% QUALCOMM, Inc.............................................................. 11,854 694,348 0.3% Visa, Inc.................................................................. 6,550 908,878 0.3% Other Securities........................................................... 29,131,917 10.8% ------------ ----- Total Information Technology.................................................. 40,273,797 15.0% ------------ ----- Materials -- (5.3%) Dow Chemical Co. (The)..................................................... 29,126 853,392 0.3% Other Securities........................................................... 14,996,140 5.6% ------------ ----- Total Materials............................................................... 15,849,532 5.9% ------------ ----- Other -- (0.0%) Other Securities........................................................... -- 0.0% ------------ ----- Telecommunication Services -- (3.3%) AT&T, Inc.................................................................. 135,317 4,680,615 1.7% *Sprint Nextel Corp......................................................... 134,400 744,576 0.3% Verizon Communications, Inc................................................ 51,307 2,290,344 0.8% Other Securities........................................................... 2,050,672 0.8% ------------ ----- Total Telecommunication Services.............................................. 9,766,207 3.6% ------------ ----- Utilities -- (2.4%) Other Securities........................................................... 7,296,804 2.7% ------------ ----- TOTAL COMMON STOCKS........................................................... 267,821,592 99.7% ------------ ----- RIGHTS/WARRANTS -- (0.0%) Other Securities........................................................... 104 0.0% ------------ ----- TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........ 575,103 575,103 0.2% ------------ ----- SHARES/ FACE AMOUNT ------------ (000) SECURITIES LENDING COLLATERAL -- (10.0%) (S)@DFA Short Term Investment Fund............................................ 2,581,952 29,873,188 11.1% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,003 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,313) to be repurchased at $100,001.................................................. $ 100 100,000 0.0% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL........................................... 29,973,188 11.1% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $264,574,177)........................................................ $298,369,987 111.0% ============ ===== 13 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ----------- ------- ------------ Common Stocks Consumer Discretionary..... $ 40,471,681 -- -- $ 40,471,681 Consumer Staples........... 14,805,551 -- -- 14,805,551 Energy..................... 34,401,360 -- -- 34,401,360 Financials................. 62,019,646 -- -- 62,019,646 Health Care................ 7,740,514 -- -- 7,740,514 Industrials................ 35,196,500 -- -- 35,196,500 Information Technology..... 40,273,797 -- -- 40,273,797 Materials.................. 15,849,532 -- -- 15,849,532 Other...................... -- -- -- -- Telecommunication Services. 9,766,207 -- -- 9,766,207 Utilities.................. 7,296,804 -- -- 7,296,804 Rights/Warrants............... 104 -- -- 104 Temporary Cash Investments.... 575,103 -- -- 575,103 Securities Lending Collateral. -- $29,973,188 -- 29,973,188 ------------ ----------- -- ------------ TOTAL......................... $268,396,799 $29,973,188 -- $298,369,987 ============ =========== == ============ See accompanying Notes to Financial Statements. 14 U.S. SUSTAINABILITY CORE 1 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------- ----------- --------------- COMMON STOCKS -- (91.6%) Consumer Discretionary -- (12.6%) *Amazon.com, Inc......................... 2,800 $ 651,896 0.3% Comcast Corp. Class A................... 30,028 1,126,350 0.6% *Liberty Media Corp.--Liberty Capital Class A................................ 4,634 517,511 0.3% News Corp. Class A...................... 30,924 739,702 0.4% Time Warner, Inc........................ 19,906 864,916 0.4% Walt Disney Co. (The)................... 23,614 1,158,739 0.6% Other Securities........................ 21,696,000 11.1% ----------- ---- Total Consumer Discretionary............... 26,755,114 13.7% ----------- ---- Consumer Staples -- (7.6%) Coca-Cola Co. (The)..................... 30,130 1,120,233 0.6% Colgate-Palmolive Co.................... 5,874 616,535 0.3% CVS Caremark Corp....................... 25,859 1,199,858 0.6% Mondelez International, Inc. Class A.... 22,383 594,045 0.3% PepsiCo, Inc............................ 15,535 1,075,643 0.5% Philip Morris International, Inc........ 10,800 956,448 0.5% Procter & Gamble Co. (The).............. 24,341 1,685,371 0.9% Wal-Mart Stores, Inc.................... 21,704 1,628,234 0.8% Other Securities........................ 7,367,017 3.8% ----------- ---- Total Consumer Staples..................... 16,243,384 8.3% ----------- ---- Energy -- (10.4%) Chevron Corp............................ 19,201 2,116,142 1.1% ConocoPhillips.......................... 14,715 851,263 0.4% EOG Resources, Inc...................... 4,264 496,713 0.3% Exxon Mobil Corp........................ 33,854 3,086,469 1.6% Occidental Petroleum Corp............... 9,271 732,038 0.4% Schlumberger, Ltd....................... 18,250 1,268,922 0.6% Other Securities........................ 13,434,938 6.9% ----------- ---- Total Energy............................... 21,986,485 11.3% ----------- ---- Financials -- (14.1%) Bank of America Corp.................... 200,476 1,868,436 1.0% Capital One Financial Corp.............. 8,466 509,399 0.3% Citigroup, Inc.......................... 33,760 1,262,286 0.6% Goldman Sachs Group, Inc. (The)......... 6,831 836,046 0.4% JPMorgan Chase & Co..................... 62,154 2,590,579 1.3% MetLife, Inc............................ 15,210 539,803 0.3% U.S. Bancorp............................ 22,168 736,199 0.4% Wells Fargo & Co........................ 88,485 2,981,060 1.5% Other Securities........................ 18,550,995 9.5% ----------- ---- Total Financials........................... 29,874,803 15.3% ----------- ---- Health Care -- (10.7%) Abbott Laboratories..................... 11,400 746,928 0.4% Bristol-Myers Squibb Co................. 17,431 579,581 0.3% *Gilead Sciences, Inc.................... 7,400 496,984 0.2% Johnson & Johnson....................... 26,043 1,844,365 0.9% Medtronic, Inc.......................... 12,679 527,193 0.3% Merck & Co., Inc........................ 39,796 1,815,891 0.9% Pfizer, Inc............................. 63,534 1,580,091 0.8% UnitedHealth Group, Inc................. 15,960 893,760 0.5% Other Securities........................ 14,204,210 7.3% ----------- ---- Total Health Care.......................... 22,689,003 11.6% ----------- ---- 15 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ ------------ --------------- Industrials -- (11.7%) General Electric Co.................. 121,041 $ 2,549,123 1.3% United Technologies Corp............. 8,986 702,346 0.4% Other Securities..................... 21,479,804 11.0% ------------ ----- Total Industrials....................... 24,731,273 12.7% ------------ ----- Information Technology -- (14.5%) Accenture P.L.C. Class A............. 7,811 526,540 0.2% Apple, Inc........................... 9,440 5,617,744 2.9% *Cisco Systems, Inc................... 65,591 1,124,230 0.6% *eBay, Inc............................ 15,393 743,328 0.4% *EMC Corp............................. 21,846 533,479 0.3% *Google, Inc. Class A................. 2,313 1,572,308 0.8% International Business Machines Corp. 5,125 996,966 0.5% Microsoft Corp....................... 88,224 2,517,472 1.3% Oracle Corp.......................... 38,297 1,189,122 0.6% QUALCOMM, Inc........................ 15,268 894,323 0.4% Other Securities..................... 14,986,105 7.7% ------------ ----- Total Information Technology............ 30,701,617 15.7% ------------ ----- Materials -- (4.3%) Other Securities..................... 9,041,421 4.7% ------------ ----- Telecommunication Services -- (2.4%) AT&T, Inc............................ 60,249 2,084,013 1.1% Verizon Communications, Inc.......... 44,056 1,966,660 1.0% Other Securities..................... 1,067,102 0.5% ------------ ----- Total Telecommunication Services........ 5,117,775 2.6% ------------ ----- Utilities -- (3.3%) Other Securities..................... 7,034,256 3.6% ------------ ----- TOTAL COMMON STOCKS..................... 194,175,131 99.5% ------------ ----- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities..................... 774 0.0% ------------ ----- RIGHTS/WARRANTS -- (0.0%) Other Securities..................... 1,517 0.0% ------------ ----- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio--Institutional Shares.... 872,198 872,198 0.4% ------------ ----- SHARES/ FACE AMOUNT ------------ (000) SECURITIES LENDING COLLATERAL -- (8.0%) (S)@DFA Short Term Investment Fund...... 1,452,357 16,803,772 8.6% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,002 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,312) to be repurchased at $100,000........................... $ 100 99,999 0.1% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL..... 16,903,771 8.7% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $174,131,259)..................... $211,953,391 108.6% ============ ===== 16 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ----------- ------- ------------ Common Stocks Consumer Discretionary..... $ 26,755,114 -- -- $ 26,755,114 Consumer Staples........... 16,243,384 -- -- 16,243,384 Energy..................... 21,985,797 $ 688 -- 21,986,485 Financials................. 29,874,803 -- -- 29,874,803 Health Care................ 22,688,843 160 -- 22,689,003 Industrials................ 24,731,273 -- -- 24,731,273 Information Technology..... 30,701,617 -- -- 30,701,617 Materials.................. 9,041,421 -- -- 9,041,421 Telecommunication Services. 5,117,775 -- -- 5,117,775 Utilities.................. 7,034,256 -- -- 7,034,256 Preferred Stocks Energy..................... -- 774 -- 774 Rights/Warrants............... 1,517 -- -- 1,517 Temporary Cash Investments.... 872,198 -- -- 872,198 Securities Lending Collateral. -- 16,903,771 -- 16,903,771 ------------ ----------- -- ------------ TOTAL......................... $195,047,998 $16,905,393 -- $211,953,391 ============ =========== == ============ See accompanying Notes to Financial Statements. 17 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------ ----------- --------------- COMMON STOCKS -- (89.7%) AUSTRALIA -- (6.0%) BHP Billiton, Ltd. Sponsored ADR........ 9,527 $ 673,940 0.5% #Commonwealth Bank of Australia NL....... 7,710 461,720 0.3% #National Australia Bank, Ltd............ 21,839 583,645 0.4% Santos, Ltd............................. 33,026 393,776 0.3% Other Securities........................ 7,411,588 5.1% ----------- ---- TOTAL AUSTRALIA............................ 9,524,669 6.6% ----------- ---- AUSTRIA -- (0.5%) Other Securities........................ 722,903 0.5% ----------- ---- BELGIUM -- (1.0%) Other Securities........................ 1,664,545 1.1% ----------- ---- CANADA -- (9.7%) Bank of Montreal........................ 9,179 542,423 0.4% Bank of Nova Scotia..................... 10,879 590,924 0.4% Barrick Gold Corp....................... 11,539 466,644 0.3% Royal Bank of Canada.................... 12,404 707,168 0.5% Suncor Energy, Inc...................... 18,330 615,191 0.4% #Toronto Dominion Bank................... 9,020 733,612 0.5% Other Securities........................ 11,867,282 8.2% ----------- ---- TOTAL CANADA............................... 15,523,244 10.7% ----------- ---- CHINA -- (0.0%) Other Securities........................ 3,811 0.0% ----------- ---- DENMARK -- (0.9%) Novo-Nordisk A.S. Sponsored ADR......... 2,742 439,515 0.3% Other Securities........................ 1,034,236 0.7% ----------- ---- TOTAL DENMARK.............................. 1,473,751 1.0% ----------- ---- FINLAND -- (1.2%) Other Securities........................ 1,986,480 1.4% ----------- ---- FRANCE -- (7.1%) BNP Paribas SA.......................... 10,243 519,900 0.4% Sanofi SA ADR........................... 10,456 458,496 0.3% *Societe Generale SA..................... 15,740 501,979 0.3% Total SA................................ 7,373 371,378 0.2% Vivendi SA.............................. 21,685 444,347 0.3% Other Securities........................ 9,079,348 6.3% ----------- ---- TOTAL FRANCE............................... 11,375,448 7.8% ----------- ---- GERMANY -- (5.0%) Allianz SE.............................. 4,254 528,452 0.4% BASF SE................................. 4,483 371,865 0.3% Deutsche Bank AG........................ 11,944 544,059 0.4% #Siemens AG Sponsored ADR................ 4,534 457,526 0.3% Other Securities........................ 6,172,702 4.2% ----------- ---- TOTAL GERMANY.............................. 8,074,604 5.6% ----------- ---- GREECE -- (0.2%) Other Securities........................ 360,361 0.3% ----------- ---- HONG KONG -- (1.2%) Other Securities........................ 1,848,157 1.3% ----------- ---- 18 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------- ----------- --------------- IRELAND -- (0.2%) Other Securities......................... $ 382,595 0.3% ----------- ---- ISRAEL -- (0.2%) Other Securities......................... 358,425 0.2% ----------- ---- ITALY -- (2.0%) Eni SpA.................................. 21,274 489,532 0.3% Other Securities......................... 2,698,682 1.9% ----------- ---- TOTAL ITALY................................. 3,188,214 2.2% ----------- ---- JAPAN -- (18.8%) Mitsubishi UFJ Financial Group, Inc...... 114,600 518,447 0.3% Takeda Pharmaceutical Co., Ltd........... 8,600 399,735 0.3% Toyota Motor Corp. Sponsored ADR......... 11,495 890,518 0.6% Other Securities......................... 28,245,697 19.5% ----------- ---- TOTAL JAPAN................................. 30,054,397 20.7% ----------- ---- NETHERLANDS -- (2.6%) *ING Groep NV Sponsored ADR............... 56,475 500,368 0.3% Koninklijke Philips Electronics NV....... 15,628 391,418 0.3% Other Securities......................... 3,285,707 2.3% ----------- ---- TOTAL NETHERLANDS........................... 4,177,493 2.9% ----------- ---- NEW ZEALAND -- (0.2%) Other Securities......................... 350,751 0.2% ----------- ---- NORWAY -- (1.0%) Other Securities......................... 1,538,383 1.1% ----------- ---- PORTUGAL -- (0.3%) Other Securities......................... 505,067 0.4% ----------- ---- SINGAPORE -- (0.8%) Other Securities......................... 1,300,654 0.9% ----------- ---- SPAIN -- (2.2%) Other Securities......................... 3,582,992 2.5% ----------- ---- SWEDEN -- (3.4%) Other Securities......................... 5,391,345 3.7% ----------- ---- SWITZERLAND -- (6.7%) Compagnie Financiere Richemont SA Series A...................................... 6,065 393,607 0.3% Holcim, Ltd.............................. 5,937 405,178 0.3% Nestle SA................................ 22,733 1,443,278 1.0% Novartis AG.............................. 7,021 423,370 0.3% Novartis AG ADR.......................... 21,477 1,298,499 0.9% Roche Holding AG Genusschein............. 3,948 760,484 0.5% Swiss Re, Ltd............................ 7,808 540,293 0.4% UBS AG................................... 29,907 448,712 0.3% Zurich Insurance Group AG................ 2,065 509,063 0.3% Other Securities......................... 4,430,604 3.0% ----------- ---- TOTAL SWITZERLAND........................... 10,653,088 7.3% ----------- ---- UNITED KINGDOM -- (18.5%) AstraZeneca P.L.C. Sponsored ADR......... 11,519 534,482 0.4% Barclays P.L.C. Sponsored ADR............ 48,628 719,694 0.5% BG Group P.L.C........................... 25,514 473,719 0.3% British American Tobacco P.L.C........... 7,802 386,979 0.3% GlaxoSmithKline P.L.C. Sponsored ADR..... 17,568 788,803 0.6% #HSBC Holdings P.L.C. Sponsored ADR....... 58,383 2,881,785 2.0% 19 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------- ------------ --------------- UNITED KINGDOM -- (Continued) Imperial Tobacco Group P.L.C........ 15,348 $ 580,457 0.4% *Lloyds Banking Group P.L.C.......... 856,331 563,901 0.4% Rio Tinto P.L.C. Sponsored ADR...... 10,230 511,295 0.4% *Rolls-Royce Holdings P.L.C.......... 33,307 460,286 0.3% Royal Dutch Shell P.L.C. ADR........ 21,316 1,505,549 1.0% Standard Chartered P.L.C............ 27,011 639,532 0.4% Tesco P.L.C......................... 92,126 476,703 0.3% Vodafone Group P.L.C................ 206,526 560,854 0.4% Vodafone Group P.L.C. Sponsored ADR. 49,867 1,357,380 0.9% Other Securities.................... 17,170,571 11.8% ------------ ---- TOTAL UNITED KINGDOM................... 29,611,990 20.4% ------------ ---- TOTAL COMMON STOCKS.................... 143,653,367 99.1% ------------ ---- PREFERRED STOCKS -- (0.1%) GERMANY -- (0.1%) Other Securities.................... 142,039 0.1% ------------ ---- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) Other Securities.................... 9,219 0.0% ------------ ---- BELGIUM -- (0.0%) Other Securities.................... 38 0.0% ------------ ---- HONG KONG -- (0.0%) Other Securities.................... 1,154 0.0% ------------ ---- SPAIN -- (0.0%) Other Securities.................... 2 0.0% ------------ ---- TOTAL RIGHTS/WARRANTS.................. 10,413 0.0% ------------ ---- SHARES/ FACE AMOUNT (000) VALUE+ ---------- ------------ SECURITIES LENDING COLLATERAL -- (10.2%) (S)@DFA Short Term Investment Fund........................................................ 1,296,456 15,000,000 10.3% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,436,356) to be repurchased at $1,408,206............................................................ $ 1,408 1,408,192 1.0% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL....................................................... 16,408,192 11.3% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $158,531,331).................................................................... $160,214,011 110.5% ============ ===== 20 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- ------------ ------- ------------ Common Stocks Australia.................. $ 1,037,394 $ 8,487,275 -- $ 9,524,669 Austria.................... -- 722,903 -- 722,903 Belgium.................... 438,840 1,225,705 -- 1,664,545 Canada..................... 15,522,020 1,224 -- 15,523,244 China...................... 3,811 -- -- 3,811 Denmark.................... 439,515 1,034,236 -- 1,473,751 Finland.................... 132,509 1,853,971 -- 1,986,480 France..................... 1,155,809 10,219,639 -- 11,375,448 Germany.................... 1,081,970 6,992,634 -- 8,074,604 Greece..................... 16,967 343,394 -- 360,361 Hong Kong.................. -- 1,848,157 -- 1,848,157 Ireland.................... 7,098 375,497 -- 382,595 Israel..................... -- 358,425 -- 358,425 Italy...................... 169,298 3,018,916 -- 3,188,214 Japan...................... 2,647,164 27,407,233 -- 30,054,397 Netherlands................ 1,020,408 3,157,085 -- 4,177,493 New Zealand................ 12,091 338,660 -- 350,751 Norway..................... 130,581 1,407,802 -- 1,538,383 Portugal................... 11,022 494,045 -- 505,067 Singapore.................. -- 1,300,654 -- 1,300,654 Spain...................... 799,557 2,783,435 -- 3,582,992 Sweden..................... 180,556 5,210,789 -- 5,391,345 Switzerland................ 2,137,689 8,515,399 -- 10,653,088 United Kingdom............. 10,624,308 18,987,682 -- 29,611,990 Preferred Stocks Germany.................... -- 142,039 -- 142,039 Rights/Warrants Australia.................. -- 9,219 -- 9,219 Belgium.................... -- 38 -- 38 Hong Kong.................. -- 1,154 -- 1,154 Spain...................... -- 2 -- 2 Securities Lending Collateral. -- 16,408,192 -- 16,408,192 ----------- ------------ -- ------------ TOTAL......................... $37,568,607 $122,645,404 -- $160,214,011 =========== ============ == ============ See accompanying Notes to Financial Statements. 21 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------ ---------- --------------- COMMON STOCKS -- (91.4%) AUSTRALIA -- (5.1%) Origin Energy, Ltd........................ 26,579 $ 312,866 0.5% #Wesfarmers, Ltd........................... 31,480 1,134,839 1.9% Other Securities.......................... 1,818,894 3.1% ---------- ---- TOTAL AUSTRALIA.............................. 3,266,599 5.5% ---------- ---- AUSTRIA -- (0.2%) Other Securities.......................... 133,087 0.2% ---------- ---- BELGIUM -- (0.9%) Other Securities.......................... 591,380 1.0% ---------- ---- CANADA -- (10.8%) Canadian Natural Resources, Ltd........... 11,405 343,720 0.6% Goldcorp, Inc............................. 9,088 410,837 0.7% #Manulife Financial Corp................... 35,722 441,361 0.8% #Sun Life Financial, Inc................... 14,250 353,414 0.6% Suncor Energy, Inc........................ 32,505 1,090,931 1.8% #Teck Resources, Ltd. Class B.............. 11,791 374,242 0.6% Yamana Gold, Inc.......................... 22,000 444,295 0.8% Other Securities.......................... 3,504,060 5.9% ---------- ---- TOTAL CANADA................................. 6,962,860 11.8% ---------- ---- DENMARK -- (1.4%) Other Securities.......................... 881,164 1.5% ---------- ---- FINLAND -- (0.5%) Other Securities.......................... 319,329 0.5% ---------- ---- FRANCE -- (9.3%) AXA SA Sponsored ADR...................... 37,500 597,375 1.0% Cie de Saint-Gobain SA.................... 8,683 305,860 0.5% France Telecom SA......................... 41,374 462,456 0.8% #GDF Suez SA............................... 37,268 855,384 1.4% *Societe Generale SA....................... 13,137 418,965 0.7% Vivendi SA................................ 37,887 776,355 1.3% Other Securities.......................... 2,524,690 4.3% ---------- ---- TOTAL FRANCE................................. 5,941,085 10.0% ---------- ---- GERMANY -- (7.6%) Allianz SE................................ 2,464 306,090 0.5% Bayerische Motoren Werke AG............... 3,898 311,628 0.5% Daimler AG................................ 17,195 805,493 1.4% #Deutsche Bank AG.......................... 13,617 622,433 1.1% Deutsche Telekom AG....................... 65,866 751,428 1.3% E.ON AG................................... 32,073 730,141 1.2% Munchener Rueckversicherungs-Gesellschaft AG...................................... 2,720 437,656 0.7% Other Securities.......................... 888,244 1.5% ---------- ---- TOTAL GERMANY................................ 4,853,113 8.2% ---------- ---- GREECE -- (0.1%) Other Securities.......................... 50,225 0.1% ---------- ---- HONG KONG -- (1.8%) Hutchison Whampoa, Ltd.................... 49,000 480,657 0.8% Other Securities.......................... 708,806 1.2% ---------- ---- TOTAL HONG KONG.............................. 1,189,463 2.0% ---------- ---- 22 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------- ----------- --------------- IRELAND -- (0.1%) Other Securities.......................... $ 64,374 0.1% ----------- ---- ISRAEL -- (0.5%) Other Securities.......................... 300,522 0.5% ----------- ---- ITALY -- (1.0%) Other Securities.......................... 627,496 1.1% ----------- ---- JAPAN -- (17.1%) JX Holdings, Inc.......................... 56,740 302,201 0.5% Mitsubishi Corp........................... 30,000 535,588 0.9% Mitsubishi UFJ Financial Group, Inc....... 331,000 1,497,433 2.5% Mitsubishi UFJ Financial Group, Inc. ADR.. 74,759 335,668 0.6% Mitsui & Co., Ltd......................... 25,600 360,838 0.6% Sumitomo Corp............................. 28,900 393,988 0.7% Other Securities.......................... 7,539,055 12.8% ----------- ---- TOTAL JAPAN.................................. 10,964,771 18.6% ----------- ---- NETHERLANDS -- (2.8%) *ING Groep NV.............................. 37,522 333,874 0.6% Koninklijke Philips Electronics NV........ 19,504 488,496 0.8% Other Securities.......................... 965,876 1.6% ----------- ---- TOTAL NETHERLANDS............................ 1,788,246 3.0% ----------- ---- NEW ZEALAND -- (0.1%) Other Securities.......................... 53,591 0.1% ----------- ---- NORWAY -- (0.9%) Other Securities.......................... 600,420 1.0% ----------- ---- PORTUGAL -- (0.1%) Other Securities.......................... 44,497 0.1% ----------- ---- SINGAPORE -- (0.9%) Other Securities.......................... 566,327 1.0% ----------- ---- SPAIN -- (1.9%) Banco Santander SA........................ 115,247 867,714 1.5% Other Securities.......................... 347,166 0.6% ----------- ---- TOTAL SPAIN.................................. 1,214,880 2.1% ----------- ---- SWEDEN -- (2.8%) Nordea Bank AB............................ 39,063 355,069 0.6% Telefonaktiebolaget LM Ericsson AB Series B....................................... 49,909 442,148 0.7% Other Securities.......................... 979,734 1.7% ----------- ---- TOTAL SWEDEN................................. 1,776,951 3.0% ----------- ---- SWITZERLAND -- (5.6%) *ABB, Ltd.................................. 17,548 316,916 0.5% Credit Suisse Group AG.................... 19,671 457,456 0.8% Holcim, Ltd............................... 7,487 510,960 0.9% Swiss Re, Ltd............................. 11,082 766,845 1.3% UBS AG.................................... 44,034 660,668 1.1% Zurich Insurance Group AG................. 1,303 321,215 0.5% Other Securities.......................... 577,566 1.0% ----------- ---- TOTAL SWITZERLAND............................ 3,611,626 6.1% ----------- ---- UNITED KINGDOM -- (19.9%) Aviva P.L.C............................... 64,363 344,692 0.6% Barclays P.L.C. Sponsored ADR............. 56,729 839,589 1.4% 23 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** -------- ----------- --------------- UNITED KINGDOM -- (Continued) BP P.L.C. Sponsored ADR................... 45,731 $ 1,961,403 3.3% HSBC Holdings P.L.C....................... 39,336 387,828 0.7% #HSBC Holdings P.L.C. Sponsored ADR....... 7,751 382,589 0.7% Kingfisher P.L.C.......................... 80,602 377,382 0.6% Old Mutual P.L.C.......................... 112,791 313,951 0.5% Royal Dutch Shell P.L.C. ADR.............. 30,546 2,157,464 3.7% Vodafone Group P.L.C. Sponsored ADR....... 89,953 2,448,521 4.1% Xstrata P.L.C............................. 44,047 697,771 1.2% Other Securities.......................... 2,828,972 4.8% ----------- ----- TOTAL UNITED KINGDOM......................... 12,740,162 21.6% ----------- ----- TOTAL COMMON STOCKS.......................... 58,542,168 99.1% ----------- ----- PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%)............................ Other Securities.......................... 209,493 0.4% ----------- ----- SHARES/ FACE AMOUNT (000) VALUE+ -------- ----------- SECURITIES LENDING COLLATERAL -- (8.3%) (S)@DFA Short Term Investment Fund........... 345,722 4,000,000 6.7% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,367,956) to be repurchased at $1,341,146.............................. $ 1,341 1,341,133 2.3% ----------- ----- TOTAL SECURITIES LENDING COLLATERAL.......... 5,341,133 9.0% ----------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $71,444,904)........................ $64,092,794 108.5% =========== ===== 24 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- ----------- ------- ----------- Common Stocks Australia.................. -- $ 3,266,599 -- $ 3,266,599 Austria.................... -- 133,087 -- 133,087 Belgium.................... -- 591,380 -- 591,380 Canada..................... $ 6,962,860 -- -- 6,962,860 Denmark.................... -- 881,164 -- 881,164 Finland.................... -- 319,329 -- 319,329 France..................... 766,022 5,175,063 -- 5,941,085 Germany.................... 622,433 4,230,680 -- 4,853,113 Greece..................... -- 50,225 -- 50,225 Hong Kong.................. -- 1,189,463 -- 1,189,463 Ireland.................... 32,880 31,494 -- 64,374 Israel..................... 37,762 262,760 -- 300,522 Italy...................... -- 627,496 -- 627,496 Japan...................... 633,120 10,331,651 -- 10,964,771 Netherlands................ 91,574 1,696,672 -- 1,788,246 New Zealand................ -- 53,591 -- 53,591 Norway..................... -- 600,420 -- 600,420 Portugal................... -- 44,497 -- 44,497 Singapore.................. -- 566,327 -- 566,327 Spain...................... -- 1,214,880 -- 1,214,880 Sweden..................... -- 1,776,951 -- 1,776,951 Switzerland................ 120,353 3,491,273 -- 3,611,626 United Kingdom............. 8,486,153 4,254,009 -- 12,740,162 Preferred Stocks Germany.................... -- 209,493 -- 209,493 Securities Lending Collateral. -- 5,341,133 -- 5,341,133 ----------- ----------- -- ----------- TOTAL......................... $17,753,157 $46,339,637 -- $64,092,794 =========== =========== == =========== See accompanying Notes to Financial Statements. 25 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** --------- ----------- --------------- COMMON STOCKS -- (89.2%) BRAZIL -- (7.6%) Banco do Brasil SA........................ 105,120 $ 1,121,563 0.2% BM&F Bovespa SA........................... 328,925 2,105,327 0.5% Petroleo Brasileiro SA ADR................ 180,873 3,836,316 0.8% Vale SA Sponsored ADR..................... 188,600 3,455,152 0.8% Other Securities.......................... 25,914,750 5.7% ----------- ---- TOTAL BRAZIL................................. 36,433,108 8.0% ----------- ---- CHILE -- (1.8%) Other Securities.......................... 8,472,207 1.9% ----------- ---- CHINA -- (14.8%) Bank of China, Ltd. Series H.............. 7,275,356 2,980,585 0.7% China Construction Bank Corp. Series H.... 7,045,990 5,291,185 1.2% China Life Insurance Co., Ltd. ADR........ 25,703 1,135,559 0.2% China Mobile, Ltd. Sponsored ADR.......... 80,096 4,436,517 1.0% #China Overseas Land & Investment, Ltd..... 446,000 1,167,037 0.3% CNOOC, Ltd. ADR........................... 9,690 1,991,779 0.4% Industrial & Commercial Bank of China, Ltd. Series H........................... 6,578,017 4,331,620 0.9% Tencent Holdings, Ltd..................... 57,500 2,026,961 0.4% Other Securities.......................... 47,493,716 10.4% ----------- ---- TOTAL CHINA.................................. 70,854,959 15.5% ----------- ---- COLOMBIA -- (0.9%) #Ecopetrol SA Sponsored ADR................ 38,708 2,291,901 0.5% Other Securities.......................... 2,151,072 0.5% ----------- ---- TOTAL COLOMBIA............................... 4,442,973 1.0% ----------- ---- CZECH REPUBLIC -- (0.4%) Other Securities.......................... 1,826,603 0.4% ----------- ---- EGYPT -- (0.1%) Other Securities.......................... 591,009 0.1% ----------- ---- HONG KONG -- (0.0%) Other Securities.......................... 15,843 0.0% ----------- ---- HUNGARY -- (0.2%) Other Securities.......................... 929,735 0.2% ----------- ---- INDIA -- (6.1%) HDFC Bank, Ltd............................ 114,443 1,338,103 0.3% Other Securities.......................... 27,941,415 6.1% ----------- ---- TOTAL INDIA.................................. 29,279,518 6.4% ----------- ---- INDONESIA -- (3.2%) PT Astra International Tbk................ 1,724,500 1,439,467 0.3% Other Securities.......................... 14,091,070 3.1% ----------- ---- TOTAL INDONESIA.............................. 15,530,537 3.4% ----------- ---- ISRAEL -- (0.0%) Other Securities.......................... 16,619 0.0% ----------- ---- MALAYSIA -- (3.5%) CIMB Group Holdings Berhad................ 514,700 1,286,320 0.3% Malayan Banking Berhad.................... 385,424 1,140,178 0.2% Other Securities.......................... 14,069,547 3.1% ----------- ---- TOTAL MALAYSIA............................... 16,496,045 3.6% ----------- ---- 26 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** --------- ----------- --------------- MEXICO -- (5.2%) Alfa S.A.B. de C.V. Series A.............. 612,000 $ 1,128,279 0.3% America Movil S.A.B. de C.V. Series L ADR. 116,618 2,949,269 0.6% *Cemex S.A.B. de C.V. Sponsored ADR........ 236,876 2,141,359 0.5% Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR........................... 26,897 2,437,137 0.5% Grupo Financiero Banorte S.A.B. de C.V. Series O................................ 345,133 1,918,870 0.4% Grupo Mexico S.A.B. de C.V. Series B...... 602,907 1,932,949 0.4% Grupo Televisa S.A.B. Sponsored ADR....... 69,419 1,568,869 0.3% Other Securities.......................... 10,768,241 2.4% ----------- ---- TOTAL MEXICO................................. 24,844,973 5.4% ----------- ---- PERU -- (0.3%) Other Securities.......................... 1,292,719 0.3% ----------- ---- PHILIPPINES -- (1.4%) Other Securities.......................... 6,642,405 1.4% ----------- ---- POLAND -- (1.5%) KGHM Polska Miedz SA...................... 22,598 1,138,825 0.3% Other Securities.......................... 6,142,639 1.3% ----------- ---- TOTAL POLAND................................. 7,281,464 1.6% ----------- ---- RUSSIA -- (3.4%) Gazprom OAO Sponsored ADR................. 592,879 5,445,590 1.2% Lukoil OAO Sponsored ADR.................. 42,853 2,600,677 0.6% *Sberbank of Russia Sponsored ADR.......... 131,214 1,551,665 0.3% Other Securities.......................... 6,480,702 1.4% ----------- ---- TOTAL RUSSIA................................. 16,078,634 3.5% ----------- ---- SOUTH AFRICA -- (7.6%) AngloGold Ashanti, Ltd. Sponsored ADR..... 47,581 1,616,802 0.3% FirstRand, Ltd............................ 356,488 1,184,438 0.3% Gold Fields, Ltd. Sponsored ADR........... 129,974 1,625,975 0.4% Impala Platinum Holdings, Ltd............. 99,940 1,801,267 0.4% Naspers, Ltd. Series N.................... 30,306 1,967,330 0.4% Sanlam, Ltd............................... 289,462 1,291,617 0.3% Sasol, Ltd. Sponsored ADR................. 59,683 2,531,156 0.5% Standard Bank Group, Ltd.................. 132,915 1,641,263 0.4% Other Securities.......................... 22,427,155 4.9% ----------- ---- TOTAL SOUTH AFRICA........................... 36,087,003 7.9% ----------- ---- SOUTH KOREA -- (13.4%)....................... Hana Financial Group, Inc................. 45,640 1,327,718 0.3% Hyundai Mobis............................. 5,194 1,320,030 0.3% KB Financial Group, Inc. ADR.............. 41,637 1,417,740 0.3% Samsung C&T Corp.......................... 23,724 1,288,619 0.3% Samsung Electronics Co., Ltd.............. 7,763 9,315,892 2.0% Other Securities.......................... 49,206,395 10.8% ----------- ---- TOTAL SOUTH KOREA............................ 63,876,394 14.0% ----------- ---- TAIWAN -- (12.6%) #China Steel Corp.......................... 1,322,210 1,135,350 0.2% Hon Hai Precision Industry Co., Ltd....... 703,142 2,131,953 0.5% #Taiwan Semiconductor Manufacturing Co., Ltd...................................... 1,281,214 3,903,936 0.9% Other Securities.......................... 53,226,777 11.6% ----------- ---- TOTAL TAIWAN................................. 60,398,016 13.2% ----------- ---- THAILAND -- (3.1%) Other Securities.......................... 14,617,247 3.2% ----------- ---- 27 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------- ------------ --------------- TURKEY -- (2.1%) Turkiye Garanti Bankasi A.S............... 256,845 $ 1,227,196 0.2% Other Securities.......................... 8,590,629 1.9% ------------ ---- TOTAL TURKEY................................. 9,817,825 2.1% ------------ ---- TOTAL COMMON STOCKS.......................... 425,825,836 93.1% ------------ ---- PREFERRED STOCKS -- (5.4%) BRAZIL -- (5.3%) Banco Bradesco SA Sponsored ADR........... 281,118 4,402,308 1.0% Gerdau SA Sponsored ADR................... 150,445 1,322,412 0.3% Itau Unibanco Holding SA ADR.............. 267,327 3,897,628 0.8% Petroleo Brasileiro SA ADR................ 222,060 4,558,892 1.0% Vale SA Sponsored ADR..................... 235,635 4,191,947 0.9% Other Securities.......................... 6,851,652 1.5% ------------ ---- TOTAL BRAZIL................................. 25,224,839 5.5% ------------ ---- CHILE -- (0.1%) Other Securities.......................... 556,551 0.1% ------------ ---- COLOMBIA -- (0.0%) Other Securities.......................... 133,152 0.1% ------------ ---- MALAYSIA -- (0.0%) Other Securities.......................... 21,234 0.0% ------------ ---- TOTAL PREFERRED STOCKS....................... 25,935,776 5.7% ------------ ---- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) Other Securities.......................... 638 0.0% ------------ ---- MALAYSIA -- (0.0%) Other Securities.......................... 1,606 0.0% ------------ ---- POLAND -- (0.0%) Other Securities.......................... 428 0.0% ------------ ---- SOUTH AFRICA -- (0.0%) Other Securities.......................... 2,337 0.0% ------------ ---- SOUTH KOREA -- (0.0%) Other Securities.......................... 717 0.0% ------------ ---- TAIWAN -- (0.0%) Other Securities.......................... 136 0.0% ------------ ---- THAILAND -- (0.0%) Other Securities.......................... -- 0.0% ------------ ---- TURKEY -- (0.0%) Other Securities.......................... -- 0.0% ------------ ---- TOTAL RIGHTS/WARRANTS........................ 5,862 0.0% ------------ ---- 28 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED SHARES/ FACE AMOUNT PERCENTAGE (000) VALUE+ OF NET ASSETS** ---------- ------------ --------------- SECURITIES LENDING COLLATERAL -- (5.4%) (S)@DFA Short Term Investment Fund... 2,074,330 24,000,000 5.2% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,724,712) to be repurchased at $1,690,911....... $ 1,691 1,690,894 0.4% ------------ ----- TOTAL SECURITIES LENDING COLLATERAL.. 25,690,894 5.6% ------------ ----- TOTAL INVESTMENTS -- (100.0%) (Cost $428,481,284)...................... $477,458,368 104.4% ============ ===== 29 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ---------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ------------ ------- ------------ Common Stocks Brazil..................... $ 36,433,108 -- -- $ 36,433,108 Chile...................... 8,472,207 -- -- 8,472,207 China...................... 9,738,057 $ 61,116,902 -- 70,854,959 Colombia................... 4,442,973 -- -- 4,442,973 Czech Republic............. -- 1,826,603 -- 1,826,603 Egypt...................... -- 591,009 -- 591,009 Hong Kong.................. -- 15,843 -- 15,843 Hungary.................... -- 929,735 -- 929,735 India...................... 2,669,736 26,609,782 -- 29,279,518 Indonesia.................. 827,742 14,702,795 -- 15,530,537 Israel..................... -- 16,619 -- 16,619 Malaysia................... -- 16,496,045 -- 16,496,045 Mexico..................... 24,844,973 -- -- 24,844,973 Peru....................... 1,292,719 -- -- 1,292,719 Philippines................ 169,943 6,472,462 -- 6,642,405 Poland..................... -- 7,281,464 -- 7,281,464 Russia..................... 548,317 15,530,317 -- 16,078,634 South Africa............... 6,535,810 29,551,193 -- 36,087,003 South Korea................ 3,586,989 60,289,405 -- 63,876,394 Taiwan..................... 3,311,106 57,086,910 -- 60,398,016 Thailand................... 14,489,917 127,330 -- 14,617,247 Turkey..................... 317,015 9,500,810 -- 9,817,825 Preferred Stocks Brazil..................... 25,224,519 320 -- 25,224,839 Chile...................... 556,551 -- -- 556,551 Colombia................... 133,152 -- -- 133,152 Malaysia................... -- 21,234 -- 21,234 Rights/Warrants Brazil..................... -- 638 -- 638 Malaysia................... -- 1,606 -- 1,606 Poland..................... -- 428 -- 428 South Africa............... -- 2,337 -- 2,337 South Korea................ -- 717 -- 717 Taiwan..................... -- 136 -- 136 Thailand................... -- -- -- -- Turkey..................... -- -- -- -- Securities Lending Collateral. -- 25,690,894 -- 25,690,894 ------------ ------------ -- ------------ TOTAL......................... $143,594,834 $333,863,534 -- $477,458,368 ============ ============ == ============ See accompanying Notes to Financial Statements. 30 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) U.S. INTERNATIONAL U.S. SOCIAL SUSTAINABILITY SUSTAINABILITY CORE EQUITY 2 CORE 1 CORE 1 PORTFOLIO PORTFOLIO PORTFOLIO ------------- -------------- -------------- ASSETS: Investments at Value (including $29,180, $16,475 and $15,270 of securities on loan, respectively).............................. $ 267,822 $ 194,177 $ 143,806 Temporary Cash Investments at Value & Cost... 575 872 -- Collateral Received from Securities on Loan at Value & Cost ........................... 100 100 1,408 Affiliated Collateral Received from Securities on Loan at Value & Cost......... 29,873 16,804 15,000 Foreign Currencies at Value.................. -- -- 223 Cash......................................... -- -- 588 Receivables: Investment Securities Sold................ 7 50 3 Dividends, Interest and Tax Reclaims...... 261 206 460 Securities Lending Income................. 17 10 18 Fund Shares Sold.......................... 145 136 182 Prepaid Expenses and Other Assets............ 8 2 2 ------------ ------------ ------------ Total Assets.......................... 298,808 212,357 161,690 ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned.......... 29,973 16,904 16,408 Fund Shares Redeemed...................... 26 206 135 Due to Advisor............................ 56 50 71 Accrued Expenses and Other Liabilities....... 19 18 21 ------------ ------------ ------------ Total Liabilities..................... 30,074 17,178 16,635 ------------ ------------ ------------ NET ASSETS................................... $ 268,734 $ 195,179 $ 145,055 ============ ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)...... 28,862,732 17,080,271 18,373,715 ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE............................ $ 9.31 $ 11.43 $ 7.89 ============ ============ ============ Investments at Cost.......................... $ 234,026 $ 156,355 $ 142,123 ------------ ------------ ------------ Foreign Currencies at Cost................... $ -- $ -- $ 222 ------------ ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital.............................. $ 231,720 $ 155,920 $ 143,315 Undistributed Net Investment Income (Distributions in Excessof Net Investment Income).................................... 521 534 572 Accumulated Net Realized Gain (Loss)......... 2,697 903 (509) Net Unrealized Foreign Exchange Gain (Loss).. -- -- (7) Net Unrealized Appreciation (Depreciation)... 33,796 37,822 1,684 ------------ ------------ ------------ NET ASSETS................................... $ 268,734 $ 195,179 $ 145,055 ============ ============ ============ (1) NUMBER OF SHARES AUTHORIZED.............. 300,000,000 300,000,000 300,000,000 ============ ============ ============ See accompanying Notes to Financial Statements. 31 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DFA EMERGING INTERNATIONAL MARKETS VALUE EX SOCIAL TOBACCO CORE EQUITY PORTFOLIO PORTFOLIO* ------------- ------------ ASSETS: Investments at Value (including $5,099 and $28,957 of securities on loan,respectively).............. $ 58,752 $ 451,767 Collateral Received from Securities on Loan at Value & Cost..................................... 1,341 1,691 Affilated Collateral Received from Securities on Loan at Value & Cost............................. 4,000 24,000 Foreign Currencies at Value........................ 187 1,945 Cash............................................... 9 3,477 Receivables: Investment Securities Sold...................... 5 215 Dividends and Tax Reclaims...................... 163 531 Securities Lending Income....................... 7 76 Fund Shares Sold................................ -- 66 Prepaid Expenses and Other Assets.................. 3 5 ------------ ------------ Total Assets................................ 64,467 483,773 ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned................ 5,341 25,691 Investment Securities Purchased................. -- 431 Fund Shares Redeemed............................ -- 10 Due to Advisor.................................. 26 209 Accrued Expenses and Other Liabilities............. 8 121 ------------ ------------ Total Liabilities............................... 5,375 26,462 ------------ ------------ NET ASSETS......................................... $ 59,092 $ 457,311 ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)............ 7,554,368 36,449,104 ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE............................................ $ 7.82 $ 12.55 ============ ============ Investments at Cost................................ $ 66,104 $ 402,790 ------------ ------------ Foreign Currencies at Cost......................... $ 188 $ 1,928 ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital.................................... $ 66,891 $ 393,179 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).............. 304 1,303 Accumulated Net Realized Gain (Loss)............... (747) 13,835 Net Unrealized Foreign Exchange Gain (Loss)........ (3) -- Net Unrealized Appreciation (Depreciation)......... (7,353) 48,994 ------------ ------------ NET ASSETS......................................... $ 59,092 $ 457,311 ============ ============ (1) NUMBER OF SHARES AUTHORIZED.................... 300,000,000 500,000,000 ============ ============ -------- * See Note I in the Notes to Financial Statements for additional securities lending collateral. See accompanying Notes to Financial Statements. 32 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) U.S. INTERNATIONAL U.S. SOCIAL SUSTAINABILITY SUSTAINABILITY CORE EQUITY 2 CORE 1 CORE 1 PORTFOLIO PORTFOLIO PORTFOLIO ------------- -------------- -------------- INVESTMENT INCOME Dividends (Net of Foreign Taxes Withheld of $0, $0 and $355, respectively).... $ 3,942 $ 3,347 $4,256 Interest...................................................................... 3 2 -- Income from Securities Lending................................................ 209 125 237 ------- ------- ------ Total Investment Income................................................ 4,154 3,474 4,493 ------- ------- ------ EXPENSES Investment Advisory Services Fees............................................. 538 504 535 Accounting & Transfer Agent Fees.............................................. 42 38 38 Custodian Fees................................................................ 24 21 99 Filing Fees................................................................... 30 22 22 Shareholders' Reports......................................................... 7 10 7 Directors'/Trustees' Fees & Expenses.......................................... 2 2 1 Professional Fees............................................................. 5 4 4 Other......................................................................... 70 1 9 ------- ------- ------ Total Expenses......................................................... 718 602 715 ------- ------- ------ Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)............................................................ -- 41 11 Fees Paid Indirectly.......................................................... -- -- (1) ------- ------- ------ Net Expenses.................................................................. 718 643 725 ------- ------- ------ NET INVESTMENT INCOME (LOSS).................................................. 3,436 2,831 3,768 ------- ------- ------ REALIZED AND UNREALIZED GAIN (LOSS) Capital Gain Distributions Received from Investment Securities................ 2 7 -- Net Realized Gain (Loss) on:.................................................. Investment Securities Sold................................................ 4,240 2,121 (454) Foreign Currency Transactions............................................. -- -- (33) Change in Unrealized Appreciation (Depreciation) of:.......................... Investment Securities and Foreign Currency................................ 20,636 18,572 4,845 Translation of Foreign Currency Denominated Amounts....................... -- -- (7) ------- ------- ------ NET REALIZED AND UNREALIZED GAIN (LOSS)....................................... 24,878 20,700 4,351 ------- ------- ------ NET INCREASE (DECREASE) IN NET ASSETS RESULTINGFROM OPERATIONS................... $28,314 $23,531 $8,119 ======= ======= ====== See accompanying Notes to Financial Statements. 33 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DFA EMERGING INTERNATIONAL MARKETS VALUE EX SOCIAL TOBACCO CORE EQUITY PORTFOLIO PORTFOLIO ------------- ----------- INVESTMENT INCOME Dividends (Net of Foreign Taxes Withheld of $173 and $1,276, respectively)................. $2,128 $ 9,625 Income from Securities Lending................... 111 686 ------ -------- Total Investment Income................... 2,239 10,311 ------ -------- EXPENSES Investment Advisory Services Fees................ 250 2,119 Accounting & Transfer Agent Fees................. 31 66 Custodian Fees................................... 33 508 Filing Fees...................................... 18 29 Shareholders' Reports............................ 2 14 Directors'/Trustees' Fees & Expenses............. -- 3 Professional Fees................................ 1 109 Other............................................ 11 52 ------ -------- Total Expenses............................ 346 2,900 ------ -------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)............................... (13) -- Fees Paid Indirectly............................. -- (10) ------ -------- Net Expenses..................................... 333 2,890 ------ -------- NET INVESTMENT INCOME (LOSS)..................... 1,906 7,421 ------ -------- REALIZED AND UNREALIZED GAIN (LOSS) Net Realized Gain (Loss) on: Investment Securities Sold................... (156) 17,087 Futures...................................... -- 899 Foreign Currency Transactions................ (11) 139** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................... (48) (11,796) Translation of Foreign Currency Denominated Amounts........................ (6) (2) ------ -------- NET REALIZED AND UNREALIZED GAIN (LOSS).......... (221) 6,327 ------ -------- Net Increase (Decrease) in Net Assets Resulting from OPERATIONS................................... $1,685 $ 13,748 ====== ======== -------- **Net of foreign capital gain taxes withheld of $22. See accompanying Notes to Financial Statements. 34 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) INTERNATIONAL U.S. SOCIAL CORE U.S. SUSTAINABILITY SUSTAINABILITY EQUITY 2 PORTFOLIO CORE 1 PORTFOLIO CORE 1 PORTFOLIO ------------------ ------------------ ------------------ YEAR YEAR YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 2012 2011 -------- -------- -------- -------- -------- -------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................................... $ 3,436 $ 2,103 $ 2,831 $ 1,979 $ 3,768 $ 3,099 Capital Gain Distributions Received from Investment Securities................................................... 2 -- 7 -- -- -- Net Realized Gain (Loss) on:................................... Investment Securities Sold................................. 4,240 2,001 2,121 2,448 (454) 1,589 Futures.................................................... -- 6 -- -- -- -- Foreign Currency Transactions.............................. -- -- -- -- (33) 5 Change in Unrealized Appreciation (Depreciation) of:........... Investment Securities and Foreign Currency................. 20,636 2,319 18,572 5,681 4,845 (11,177) Translation of Foreign Currency Denominated Amounts.................................................. -- -- -- -- (7) (8) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations....................................... 28,314 6,429 23,531 10,108 8,119 (6,492) -------- -------- -------- -------- -------- -------- Distributions From: Net Investment Income.......................................... (3,153) (1,947) (2,611) (1,894) (3,515) (3,047) Net Long-Term Gains............................................ -- -- -- -- (91) -- -------- -------- -------- -------- -------- -------- Total Distributions..................................... (3,153) (1,947) (2,611) (1,894) (3,606) (3,047) -------- -------- -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued.................................................. 85,163 79,803 55,219 39,787 53,520 45,694 Shares Issued in Lieu of Cash Distributions.................... 2,308 1,320 2,428 1,872 3,567 3,016 Shares Redeemed................................................ (33,070) (17,314) (31,454) (29,204) (32,992) (29,269) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions.......................................... 54,401 63,809 26,193 12,455 24,095 19,441 -------- -------- -------- -------- -------- -------- Total Increase (Decrease) in Net Assets................. 79,562 68,291 47,113 20,669 28,608 9,902 Net Assets Beginning of Period............................................ 189,172 120,881 148,066 127,397 116,447 106,545 -------- -------- -------- -------- -------- -------- End of Period.................................................. $268,734 $189,172 $195,179 $148,066 $145,055 $116,447 ======== ======== ======== ======== ======== ======== (1) SHARES ISSUED AND REDEEMED: Shares Issued.................................................. 9,558 9,133 5,110 3,925 7,215 5,560 Shares Issued in Lieu of Cash Distributions.................... 266 157 229 184 494 353 Shares Redeemed................................................ (3,697) (2,001) (2,877) (2,809) (4,409) (3,536) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed.............................................. 6,127 7,289 2,462 1,300 3,300 2,377 ======== ======== ======== ======== ======== ======== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)................................ $ 521 $ 377 $ 534 $ 314 $ 572 $ 430 See accompanying Notes to Financial Statements. 35 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DFA INTERNATIONAL EMERGING VALUE EX MARKETS TOBACCO SOCIAL CORE PORTFOLIO EQUITY PORTFOLIO ----------------- --------------------- YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 -------- -------- --------- --------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss)................................................... $ 1,906 $ 1,788 $ 7,421 $ 12,884 Net Realized Gain (Loss) on: Investment Securities Sold................................................. (156) 1,387 17,087 14,096 Futures.................................................................... -- -- 899 (1,413) Foreign Currency Transactions.............................................. (11) 9 139** (967)** In-Kind Redemptions........................................................ -- -- -- 34,384* Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................. (48) (7,898) (11,796) (136,467) Translation of Foreign Currency Denominated Amounts........................ (6) (4) (2) (6) Change in Deferred Thailand Capital Gains Tax.................................. -- -- -- 837 ------- -------- --------- --------- Net Increase (Decrease) in Net Assets Resulting from Operations......... 1,685 (4,718) 13,748 (76,652) ------- -------- --------- --------- Distributions From: Net Investment Income.......................................................... (1,801) (1,765) (6,452) (11,844) Net Long-Term Gains............................................................ -- -- -- (25,188) ------- -------- --------- --------- Total Distributions..................................................... (1,801) (1,765) (6,452) (37,032) ------- -------- --------- --------- Capital Share Transactions (1): Shares Issued.................................................................. 4,480 -- 247,124 179,278 Shares Issued in Lieu of Cash Distributions.................................... 1,801 1,765 5,995 36,082 Shares Redeemed................................................................ -- (7,000) (238,669) (281,846) ------- -------- --------- --------- Net Increase (Decrease) from Capital Share Transactions................. 6,281 (5,235) 14,450 (66,486) ------- -------- --------- --------- Total Increase (Decrease) in Net Assets................................. 6,165 (11,718) 21,746 (180,170) NET ASSETS Beginning of Period............................................................ 52,927 64,645 435,565 615,735 ------- -------- --------- --------- End of Period.................................................................. $59,092 $ 52,927 $ 457,311 $ 435,565 ======= ======== ========= ========= (1) SHARES ISSUED AND REDEEMED: Shares Issued.................................................................. 598 -- 20,152 12,772 Shares Issued in Lieu of Cash Distributions.................................... 251 200 513 2,570 Shares Redeemed................................................................ -- (782) (19,550) (21,612) ------- -------- --------- --------- Net Increase (Decrease) from Shares Issued and Redeemed................. 849 (582) 1,115 (6,270) ======= ======== ========= ========= UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME) $ 304 $ 211 $ 1,303 $ 449 -------- * See Note K in the Notes to Financial Statements. ** Net of foreign capital gain taxes withheld of $22 and $349, respectively. See accompanying Notes to Financial Statements. 36 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) U.S. SOCIAL CORE EQUITY 2 PORTFOLIO ----------------------------------------------------------- PERIOD PERIOD OCT. 1, YEAR YEAR YEAR YEAR DEC. 1, 2007(a) ENDED ENDED ENDED ENDED 2007 TO TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period.......................... $ 8.32 $ 7.83 $ 6.57 $ 6.12 $ 9.33 $ 10.00 -------- -------- -------- ------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A).................... 0.14 0.11 0.10 0.10 0.12 0.02 Net Gains (Losses) on Securities (Realized and Unrealized).................. 0.98 0.48 1.25 0.46 (3.21) (0.69) -------- -------- -------- ------- ------- ------- Total from Investment Operations............... 1.12 0.59 1.35 0.56 (3.09) (0.67) -------- -------- -------- ------- ------- ------- Less Distributions Net Investment Income.......... (0.13) (0.10) (0.09) (0.11) (0.12) -- -------- -------- -------- ------- ------- ------- Total Distributions........ (0.13) (0.10) (0.09) (0.11) (0.12) -- -------- -------- -------- ------- ------- ------- Net Asset Value, End of Period.... $ 9.31 $ 8.32 $ 7.83 $ 6.57 $ 6.12 $ 9.33 ======== ======== ======== ======= ======= ======= Total Return...................... 13.63% 7.57% 20.75% 9.49% (33.48)%(C) (6.70)%(C) -------- -------- -------- ------- ------- ------- Net Assets, End of Period (thousands)..................... $268,734 $189,172 $120,881 $76,815 $30,363 $35,489 Ratio of Expenses to Average Net Assets...................... 0.33% 0.35% 0.33% 0.41% 0.49%(B) 0.53%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)........... 0.33% 0.35% 0.33% 0.41% 0.49%(B) 0.53%(B)(D) Ratio of Net Investment Income to Average Net Assets.... 1.60% 1.28% 1.32% 1.62% 1.56%(B) 1.55%(B)(D) Portfolio Turnover Rate........... 13% 12% 13% 8% 7%(C) 0%(C) U.S. SUSTAINABILITY CORE 1 PORTFOLIO ----------------------------------------------- PERIOD MARCH 12, YEAR YEAR YEAR YEAR 2008(a) ENDED ENDED ENDED ENDED TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2010 2009 2008 -------- -------- -------- -------- --------- Net Asset Value, Beginning of Period......................... $ 10.13 $ 9.57 $ 8.15 $ 7.39 $ 10.00 -------- -------- -------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A)........................... 0.18 0.14 0.13 0.14 0.10 Net Gains (Losses) on Securities (Realizedand Unrealized). 1.29 0.56 1.42 0.77 (2.64) -------- -------- -------- ------- ------- Total from Investment Operations...................... 1.47 0.70 1.55 0.91 (2.54) -------- -------- -------- ------- ------- Less Distributions Net Investment Income..................................... (0.17) (0.14) (0.13) (0.15) (0.07) -------- -------- -------- ------- ------- Total Distributions................................... (0.17) (0.14) (0.13) (0.15) (0.07) -------- -------- -------- ------- ------- Net Asset Value, End of Period............................... $ 11.43 $ 10.13 $ 9.57 $ 8.15 $ 7.39 ======== ======== ======== ======= ======= Total Return................................................. 14.60% 7.31% 19.15% 12.69% (25.62)%(C) -------- -------- -------- ------- ------- Net Assets, End of Period (thousands)........................ $195,179 $148,066 $127,397 $85,299 $51,194 Ratio of Expenses to Average Net Assets...................... 0.37% 0.37% 0.37% 0.37% 0.37%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly)..................... 0.35% 0.35% 0.37% 0.47% 0.61%(B)(D) Ratio of Net Investment Income to Average Net Assets......... 1.63% 1.39% 1.46% 1.97% 1.74%(B)(D) Portfolio Turnover Rate...................................... 9% 14% 6% 18% 12%(C) See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 37 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO ------------------------------------------------ PERIOD YEAR YEAR YEAR YEAR MARCH 12, ENDED ENDED ENDED ENDED 2008(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2010 2009 2008 -------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period................... $ 7.73 $ 8.39 $ 7.70 $ 6.00 $ 10.00 -------- -------- -------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A)............. 0.23 0.23 0.17 0.16 0.17 Net Gains (Losses) on Securities (Realized and Unrealized)........... 0.15 (0.66) 0.68 1.70 (4.03) -------- -------- -------- ------- ------- Total from Investment Operations........ 0.38 (0.43) 0.85 1.86 (3.86) -------- -------- -------- ------- ------- Less Distributions Net Investment Income................ (0.21) (0.23) (0.16) (0.16) (0.14) Net Realized Gains................. (0.01) -- -- -- -- -------- -------- -------- ------- ------- Total Distributions..... (0.22) (0.23) (0.16) (0.16) (0.14) -------- -------- -------- ------- ------- Net Asset Value, End of Period................ $ 7.89 $ 7.73 $ 8.39 $ 7.70 $ 6.00 ======== ======== ======== ======= ======= Total Return............... 5.18% (5.41)% 11.29% 31.56% (39.13)%(C) -------- -------- -------- ------- ------- Net Assets, End of Period (thousands).............. $145,055 $116,447 $106,545 $74,124 $37,655 Ratio of Expenses to Average Net Assets................... 0.57% 0.57% 0.57% 0.57% 0.57%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly).............. 0.56% 0.54% 0.55% 0.66% 1.00%(B)(D) Ratio of Net Investment Income to Average Net Assets................... 2.96% 2.66% 2.15% 2.57% 3.18%(B)(D) Portfolio Turnover Rate..................... 11% 13% 7% 7% 2%(C) DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO -------------------------------------------- PERIOD YEAR YEAR YEAR YEAR JUNE 30, ENDED ENDED ENDED ENDED 2008(a) OCT. 31, OCT. 31, OCT. 31, OCT. 31, TO OCT. 2012 2011 2010 2009 31, 2008 -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period................... $ 7.89 $ 8.87 $ 8.22 $ 6.33 $ 10.00 ------- ------- ------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A)............. 0.26 0.27 0.19 0.20 0.08 Net Gains (Losses) on Securities (Realized and Unrealized)........... (0.08) (0.99) 0.64 1.90 (3.72) ------- ------- ------- ------- ------- Total from Investment Operations........ 0.18 (0.72) 0.83 2.10 (3.64) ------- ------- ------- ------- ------- Less Distributions Net Investment Income................ (0.25) (0.26) (0.18) (0.21) (0.03) Net Realized Gains................. -- -- -- -- -- ------- ------- ------- ------- ------- Total Distributions..... (0.25) (0.26) (0.18) (0.21) (0.03) ------- ------- ------- ------- ------- Net Asset Value, End of Period................ $ 7.82 $ 7.89 $ 8.87 $ 8.22 $ 6.33 ======= ======= ======= ======= ======= Total Return............... 2.61% (8.37)% 10.49% 33.74% (36.47)%(C) ------- ------- ------- ------- ------- Net Assets, End of Period (thousands).............. $59,092 $52,927 $64,645 $49,627 $31,792 Ratio of Expenses to Average Net Assets................... 0.60% 0.60% 0.60% 0.60% 0.60%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly).............. 0.62% 0.61% 0.62% 0.70% 0.66%(B)(D) Ratio of Net Investment Income to Average Net Assets................... 3.43% 2.99% 2.30% 2.98% 2.18%(B)(D) Portfolio Turnover Rate..................... 16% 21% 23% 32% 1%(C) See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 38 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO --------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period....................... $ 12.33 $ 14.80 $ 11.51 $ 6.92 $ 16.27 $ 11.46 -------- -------- -------- -------- -------- -------- Income from Investment Operations Net Investment Income (Loss)(A)......................... 0.24 0.28 0.20 0.18 0.30 0.28 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.17 (1.85) 3.29 4.59 (8.28) 4.74 -------- -------- -------- -------- -------- -------- Total from Investment Operations.................... 0.41 (1.57) 3.49 4.77 (7.98) 5.02 -------- -------- -------- -------- -------- -------- Less Distributions Net Investment Income................................... (0.19) (0.30) (0.20) (0.18) (0.32) (0.21) Net Realized Gains...................................... -- (0.60) -- -- (1.05) -- -------- -------- -------- -------- -------- -------- Total Distributions................................. (0.19) (0.90) (0.20) (0.18) (1.37) (0.21) -------- -------- -------- -------- -------- -------- Net Asset Value, End of Period............................. $ 12.55 $ 12.33 $ 14.80 $ 11.51 $ 6.92 $ 16.27 ======== ======== ======== ======== ======== ======== Total Return............................................... 3.41% (11.29)% 30.63% 69.84% (53.24)%(C) 44.12% -------- -------- -------- -------- -------- -------- Net Assets, End of Period (thousands)...................... $457,311 $435,565 $615,735 $460,705 $215,101 $482,671 Ratio of Expenses to Average Net Assets.................... 0.75% 0.70% 0.67% 0.70% 0.66%(B) 0.66% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly).................... 0.75% 0.71% 0.67% 0.70% 0.66%(B) 0.66% Ratio of Net Investment Income to Average Net Assets....... 1.92% 1.99% 1.57% 2.10% 2.54%(B) 2.02% Portfolio Turnover Rate.................................... 44% 28% 14% 4% 13%(C) 12% -------- -------- -------- -------- -------- -------- See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 39 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company whose shares are offered, without a sales charge, generally to institutional investors and clients of registered investment advisors. The Fund offers sixty-seven operational portfolios, five of which, U.S. Social Core Equity 2 Portfolio, U.S. Sustainability Core 1 Portfolio, International Sustainability Core 1 Portfolio, DFA International Value ex Tobacco Portfolio and Emerging Markets Social Core Equity Portfolio (the "Portfolios"), are included in this report. The remaining sixty-two portfolios are presented in separate reports. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Securities held by U.S. Social Core Equity 2 Portfolio and U.S. Sustainability Core 1 Portfolio (the "Domestic Equity Portfolios") and International Sustainability Core 1 Portfolio, DFAInternational Value ex Tobacco Portfolio and Emerging Markets Social Core Equity Portfolio (the "International Equity Portfolios"), including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Domestic Equity Portfolios and the International Equity Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Domestic Equity Portfolios and International Equity Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. Fair value pricing may also be used if events that have a significant effect on the value of an 40 investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The International Equity Portfolios will also apply a fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese Securities Markets is completed each day at the close of Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset values of the International Equity Portfolios are computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Equity Portfolios price their shares at the close of the NYSE, the International Equity Portfolios will fair value their foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Equity Portfolios' investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Equity Portfolios utilize data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When an International Equity Portfolio uses fair value pricing, the values assigned to the International Equity Portfolio's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Portfolios are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of the International Equity Portfolios whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked-to-market based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. The International Equity Portfolios do not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities held whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the Portfolio's books and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions 41 made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors/Trustees Fees and Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund or Portfolios are allocated using methods approved by the Board, generally based on average net assets. The International Equity Portfolios may be subject to taxes imposed by countries in which it invests, with respect to its investment in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The International Equity Portfolios accrue such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. Emerging Markets Social Core Equity Portfolio is subject to a 15% governmental capital gains tax on short-term capital gains for investments in India. Such taxes are due upon sale of individual securities. The taxes for the capital gains are recognized when the capital gains are earned. C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Portfolios. For the year ended October 31, 2012, the Portfolios' investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: U.S. Social Core Equity 2 Portfolio........... 0.25% U.S. Sustainability Core 1 Portfolio.......... 0.29% International Sustainability Core 1 Portfolio. 0.42% DFA International Value ex Tobacco Portfolio.. 0.45% Emerging Markets Social Core Equity Portfolio. 0.55% Pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive all or a portion of its advisory fees, and in certain instances, assume certain expenses of the Portfolios, as described in the notes below. The Fee Waiver and Expense Assumption Agreement for the Portfolios below will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. For the year ended October 31, 2012, the Portfolios had expense limits based on a percentage of average net assets on an annualized basis, and previously waived fees subject to future recovery by the Advisor 42 as reflected below (amounts in thousands). The Advisor recovered previously waived fees and/or expenses assumed as listed below (amounts in thousands). The Fund, on behalf of the Portfolios, is not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of recovery. PREVIOUSLY RECOVERY WAIVED FEES/ EXPENSE OF PREVIOUSLY EXPENSES ASSUMED LIMITATION WAIVED FEES/ SUBJECT TO FUTURE AMOUNT EXPENSES ASSUMED RECOVERY ---------- ---------------- ----------------- U.S. Social Core Equity 2 Portfolio (1).................... 0.60% -- -- U.S. Sustainability Core 1 Portfolio (2).................... 0.37% $41 $ 5 International Sustainability Core 1 Portfolio (2).................. 0.57% 12 13 DFA International Value ex Tobacco Portfolio (3).................... 0.60% -- 34 Emerging Markets Social Core Equity Portfolio (2)............. 0.85% -- -- (1)The Advisor has contractually agreed to waive all or a portion of its advisory fee to the extent necessary to reduce U.S. Social Core Equity 2 Portfolio's ordinary operating expenses (excluding expenses incurred through its investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") so that the Portfolio Expenses do not exceed the rate listed above as a percentage of the Portfolio's average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses are less than the Expense Limitation Amount, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount. (2)The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the ordinary operating expenses of U.S. Sustainability Core 1 Portfolio, International Sustainability Core 1 Portfolio and Emerging Markets Social Core Equity Portfolio (excluding the expenses that a Portfolio incurs indirectly through its investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses for each such Portfolio to the rates listed above as a percentage of the Portfolio's average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses of a Portfolio are less than the Portfolio's Expense Limitation Amount, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Portfolio's Expense Limitation Amount. (3)The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume DFA International Value ex Tobacco Portfolio's expenses (including the expenses that the Portfolio bears as a shareholder of other funds managed by the Advisor but excluding the expenses that the Portfolio incurs indirectly through its investment in unaffiliated investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses to the rate listed above as a percentage of the Portfolio's average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the Portfolio Expenses are less than the Portfolio's Expense Limitation Amount, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount. EARNED INCOME CREDIT: In addition, the Portfolios have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of each Portfolio's custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): 43 FESS PAID INDIRECTLY ---------- International Sustainability Core 1 Portfolio. $ 1 DFA International Value ex Tobacco Portfolio.. -- Emerging Markets Social Core Equity Portfolio. 10 FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. DEFERRED COMPENSATION: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): U.S. Social Core Equity 2 Portfolio........... $ 3 U.S. Sustainability Core 1 Portfolio.......... 3 International Sustainability Core 1 Portfolio. 2 DFA International Value ex Tobacco Portfolio.. 2 Emerging Markets Social Core Equity Portfolio. 14 E. PURCHASES AND SALES OF SECURITIES: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): PURCHASES SALES --------- -------- U.S. Social Core Equity 2 Portfolio........... $ 81,119 $ 27,600 U.S. Sustainability Core 1 Portfolio.......... 40,679 15,856 International Sustainability Core 1 Portfolio. 37,615 13,931 DFA International Value ex Tobacco Portfolio.. 15,030 8,638 Emerging Markets Social Core Equity Portfolio. 180,175 167,515 There were no purchases or sales of long-term U.S. government securities. F. FEDERAL INCOME TAXES: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from these amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/(losses), non-deductible expenses, realized gains on securities considered to be "passive foreign investment companies" and the utilization of accumulated earnings and profits distributed to shareholders on redemptions of shares as part of the dividends paid deduction for income tax purposes, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): 44 INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN CAPITAL INCOME GAINS (LOSSES) --------------- -------------- -------------- U.S. Social Core Equity 2 Portfolio...................... $ 254 $(139) $ (115) U.S. Sustainability Core 1 Portfolio...................... -- -- -- International Sustainability Core 1 Portfolio............... 104 (126) 22 DFA International Value ex Tobacco Portfolio.............. -- (12) 12 Emerging Markets Social Core Equity Portfolio............... 4,335 (115) (4,220) The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ------- U.S. Social Core Equity 2 Portfolio 2011...................................... $ 1,947 -- $ 1,947 2012...................................... 3,292 $ 115 3,407 U.S. Sustainability Core 1 Portfolio 2011...................................... 1,894 -- 1,894 2012...................................... 2,611 -- 2,611 International Sustainability Core 1 Portfolio 2011...................................... 3,306 8 3,314 2012...................................... 3,619 91 3,710 DFA International Value ex Tobacco Portfolio 2011...................................... 1,765 -- 1,765 2012...................................... 1,801 -- 1,801 Emerging Markets Social Core Equity Portfolio 2011...................................... 13,078 37,649 50,727 2012...................................... 7,239 3,548 10,787 At October 31, 2012, the following net investment income and short-term capital gains and long-term capital gains distributions designated for federal income tax purposes are due to the utilization of accumulated earnings and profits distributed to shareholders upon redemption of shares (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ------ U.S. Social Core Equity 2 Portfolio........... $139 $ 115 $ 254 International Sustainability Core 1 Portfolio. 104 -- 104 Emerging Markets Social Core Equity Portfolio. 787 3,548 4,335 45 At October 31, 2012, the components of distributable earnings/(accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED CAPITAL EARNINGS/ SHORT-TERM LONG-TERM LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSS) -------------- ------------- ------------ ------------- U.S. Social Core Equity 2 Portfolio... $ 545 $ 2,723 -- $ 3,268 U.S. Sustainability Core 1 Portfolio..... 550 905 -- 1,455 International Sustainability Core 1 Portfolio.......... 586 -- $ (55) 531 DFA International Value ex Tobacco Portfolio............ 323 -- (645) (322) Emerging Markets Social Core Equity Portfolio............ 1,495 14,105 -- 15,600 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration date (amount in thousands): EXPIRES ON OCTOBER 31, ----------- 2017 UNLIMITED TOTAL ----------- --------- ----- International Sustainability Core 1 Portfolio -- $ 55 $ 55 DFA International Value ex Tobacco Portfolio. $490 155 645 During the year ended October 31, 2012, the following Portfolios utilized capital loss carryforwards to offset realized gains for federal income tax purposes (amount in thousands): U.S. Social Core Equity 2 Portfolio.. $1,398 U.S. Sustainability Core 1 Portfolio. 1,224 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) -------- ------------ -------------- -------------- U.S. Social Core Equity 2 Portfolio............... $264,622 $48,485 $(14,737) $33,748 U.S. Sustainability Core 1 Portfolio............. 174,145 46,572 (8,764) 37,808 International Sustainability Core 1 Portfolio............... 158,997 20,729 (19,512) 1,217 DFA International Value ex Tobacco Portfolio.... 71,565 4,226 (11,698) (7,472) Emerging Markets Social Core Equity Portfolio... 428,929 92,379 (43,850) 48,529 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Portfolios' tax positions and has concluded that no additional provision for income tax is required in the Portfolios' financial statements. The Portfolios are not aware of any tax position for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Portfolios' federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. 46 G. FINANCIAL INSTRUMENTS: In accordance with the Portfolios' investment objectives and policies, the Portfolios may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Portfolios' custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the U.S. companies, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities by the Portfolios may be inhibited. DERIVATIVE FINANCIAL INSTRUMENTS: Summarized below are the specific types of derivative instruments used by the Portfolios. 3. Futures Contracts: The Portfolios may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Portfolio deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolio as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolio records a realized gain or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolio could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. The following is a summary of the Emerging Markets Social Core Equity Portfolio's location and value of derivative instrument holdings on the Emerging Markets Social Core Equity Portfolio's Statements of Operations categorized by primary risk exposure for the year ended October 31, 2012 (amounts in thousands): LOCATION ON THE STATEMENTS EQUITY OF OPERATIONS CONTRACTS ------------------------------------- --------- Emerging Markets Social Core Equity Portfolio*. Net Realized Gain (Loss) on: Futures $899 * As of October 31, 2012, there were no futures contracts outstanding. During the year ended October 31, 2012, the Portfolio had limited activity in futures contracts. 47 H. LINE OF CREDIT: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentages and days): WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE LOAN DAYS EXPENSE BORROWED DURING INTEREST RATE BALANCE OUTSTANDING* INCURRED THE PERIOD ------------- ------------ ------------ -------- --------------- U.S. Social Core Equity 2 Portfolio........... 0.87% $ 816 52 $ 1 $ 4,712 U.S. Sustainability Core 1 Portfolio.......... 0.91% 1,150 8 -- 1,711 International Sustainability Core 1 Portfolio. 0.86% 1,822 30 1 4,691 DFA International Value ex Tobacco Portfolio.. 0.87% 17 22 -- 70 Emerging Markets Social Core Equity Portfolio. 0.86% 3,027 16 1 20,361 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. I. SECURITIES LENDING: As of October 31, 2012, the Portfolios had securities on loan to brokers/dealers, for which they received cash collateral. In addition, Emerging Markets Social Core Equity Portfolio received non-cash collateral consisting of short and/or long term U.S. Treasury securities with a market value of $5,927 (in thousands). The Portfolios invest the cash collateral, as described below, and record a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. In the event that the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. 48 Subject to their stated investment policies, the Portfolios will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. The Portfolios also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, the Portfolios will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. IN-KIND REDEMPTIONS: In accordance with guidelines described in the Portfolios' prospectus, a Portfolio may distribute portfolio securities rather than cash as payment for a redemption of fund shares (in-kind redemption). For financial reporting purposes, a Portfolio recognizes a gain on in-kind redemptions to the extent the value of the distributed securities on the date of redemption exceeds the cost of those securities. Gains and losses realized on in-kind redemptions are not recognized for tax purposes and are reclassified from undistributed realized gain (loss) to paid-in capital. During the year ended October 31, 2011, Emerging Markets Social Core Equity Portfolio realized net gains of in-kind redemptions in the amount of $34,384 (amount in thousands). L. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. M. OTHER: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. APPROXIMATE PERCENTAGE NUMBER OF OF OUTSTANDING SHAREHOLDERS SHARES ------------ -------------- U.S. Social Core Equity 2 Portfolio.. 4 68% U.S. Sustainability Core 1 Portfolio. 3 89% 49 APPROXIMATE PERCENTAGE NUMBER OF OF OUTSTANDING SHAREHOLDERS SHARES ------------ -------------- International Sustainability Core 1 Portfolio. 3 96% DFA International Value ex Tobacco Portfolio.. 3 98% Emerging Markets Social Core Equity Portfolio. 2 36% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. N. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 50 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE PORTFOLIOS, AS DEFINED, AND BOARD OF DIRECTORS OF DFA INVESTMENT DIMENSIONS GROUP INC.: In our opinion, the accompanying statements of assets and liabilities, including the summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of U.S. Social Core Equity 2 Portfolio, U.S. Sustainability Core 1 Portfolio, International Sustainability Core 1 Portfolio, DFA International Value ex Tobacco Portfolio, and Emerging Markets Social Core Equity Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 51 FUND MANAGEMENT (UNAUDITED) TRUSTEES/DIRECTORS Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 52 PRINCIPAL OCCUPATION(S) NAME, DURING PAST 5 YEARS POSITION AND WITH THE OTHER DIRECTORSHIPS FUND, PORTFOLIOS WITHIN THE OF ADDRESS AND TERM OF OFFICE/1/AND DFA FUND COMPLEX/2/ PUBLIC COMPANIES AGE LENGTH OF SERVICE OVERSEEN HELD ----------- ------------------- ------------------------------- ------------------- DISINTERESTED TRUSTEES/DIRECTORS --------------------------------------------------- George M. Since Inception 100 portfolios in 4 Leo Melamed Constantinides investment companies Professor of Director of Finance, DFAIDG and The University of DIG. Chicago Booth Trustee of School of Business. DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Since Inception 100 portfolios in 4 Steven G. Rothmeier Gould investment companies Distinguished Director of Service Professor DFAIDG and of Economics, The DIG. University of Trustee of Chicago Booth DFAITC and School of Business DEM. The (since 1965). University Member and Chair, of Chicago Competitive Markets Booth Advisory Committee, School of Chicago Mercantile Business Exchange (futures 5807 S. trading exchange) Woodlawn (since 2004). Avenue Formerly, Director Chicago, IL of UNext, Inc. 60637 (1999-2006). Age: 73 Trustee, Harbor Fund (registered investment company) (30 Portfolios) (since 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997-2010). Roger G. Since Inception 100 portfolios in 4 investment Professor in Ibbotson companies Practice of Director of Finance, Yale DFAIDG and School of DIG. Management (since Trustee of 1984). Chairman, DFAITC and CIO and Partner, DEM. Yale Zebra Capital School of Management, LLC Management (hedge fund P.O. Box manager) (since 208200 New 2001). Consultant Haven, CT to Morningstar, 06520-8200 Inc. (since 2006). Age: 68 Formerly, Chairman, Ibbotson Associates, Inc., Chicago, IL (software data publishing and consulting) (1977-2006). Formerly, Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 53 PRINCIPAL OCCUPATION(S) NAME, DURING PAST 5 YEARS POSITION AND WITH THE OTHER DIRECTORSHIPS FUND, PORTFOLIOS WITHIN THE OF ADDRESS AND TERM OF OFFICE/1/AND DFA FUND COMPLEX/2/ PUBLIC COMPANIES AGE LENGTH OF SERVICE OVERSEEN HELD ----------- ------------------- --------------------- ------------------- Edward P. Since 2010 100 portfolios in 4 Morris Arnold Cox Lazear investment companies Senior Fellow, Director of Hoover Institution DFAIDG and (since 2002). Jack DIG. Steele Parker Trustee of Professor of Human DFAITC and Resources DEM. Management and Stanford Economics, Graduate University School of Business, Graduate Stanford University School of (since 1995). Business Cornerstone 518 Research (expert Memorial testimony and Way economic and Stanford, financial analysis) CA (since 2009). 94305-5015 Formerly, Chairman Age: 64 of the President George W. Bush's Council of Economic Advisers (2006-2009). Formerly, Council of Economic Advisors, State of California (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Since Inception 100 portfolios in 4 Frank E. Buck Scholes investment companies Professor Emeritus Director of of Finance, DFAIDG and Stanford University DIG. (since 1981). Trustee of Formerly, Chairman, DFAITC and Platinum Grove DEM. Asset Management, c/o L.P. (hedge fund) Dimensional (formerly, Oak Hill Fund Platinum Partners) Advisors, (1999-2009). LP 6300 Bee Formerly, Managing Cave Road Partner, Oak Hill Building 1 Capital Management Austin, TX (private equity 78746 firm) (until 2004). Age: 70 Director, American Century Fund Complex (registered investment companies) (40 Portfolios) (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Since 2000 100 portfolios in 4 Boris and Irene Smith investment companies Stern Distinguished Director of Service Professor DFAIDG and of Accounting, The DIG. University of Trustee of Chicago Booth DFAITC and School of Business DEM. The (since 1980). University Co-Director of Chicago Investment Booth Research, School of Fundamental Business Investment Advisors 5807 S. (hedge fund) (since Woodlawn 2008). Director, Avenue HNI Corporation Chicago, IL (formerly known as 60637 HON Industries Age: 58 Inc.) (office furniture) (since 2000). Director, Ryder System Inc. (transportation, logistics and supply-chain management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 54 PRINCIPAL OCCUPATION(S) NAME, DURING PAST 5 YEARS POSITION AND WITH THE OTHER DIRECTORSHIPS FUND, PORTFOLIOS WITHIN THE OF ADDRESS AND TERM OF OFFICE/1/AND DFA FUND COMPLEX/2/ PUBLIC COMPANIES AGE LENGTH OF SERVICE OVERSEEN HELD ----------- ------------------- ------------------------------- -------------------- INTERESTED TRUSTEES/DIRECTORS* --------------------------------------------------- David G. Since Inception 100 portfolios in 4 investment Chairman, Booth companies Director/Trustee, Chairman, President, and Director, Co-Chief Executive Co-Chief Officer (since Executive January 2010) of Officer and Dimensional President Holdings Inc., of DFAIDG Dimensional Fund and DIG. Advisors LP, DFA Chairman, Securities LLC, Trustee, Dimensional Co-Chief Emerging Markets Executive Value Fund, DFAIDG, Officer and Dimensional President Investment Group of DFAITC Inc. and The DFA and DEM. Investment Trust 6300 Bee Company. Director Cave Road, of Dimensional Fund Building Advisors Ltd., One Austin, Dimensional Funds Texas 78746 PLC, Dimensional Age: 65 Funds II PLC, DFA Australia Limited, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Since 2009 100 portfolios in 4 investment Co-Chief Executive Repetto companies Officer (since Director, January 2010), Co-Chief Chief Investment Executive Officer (since Officer and March 2007) and Chief Director/Trustee of Investment Dimensional Officer of Holdings Inc., DFAIDG and Dimensional Fund DIG. Advisors LP, DFA Trustee, Securities LLC, Co-Chief Dimensional Executive Emerging Markets Officer and Value Fund, DFAIDG, Chief Dimensional Investment Investment Group Officer of Inc., The DFA DFAITC and Investment Trust DEM. 6300 Company and Bee Cave Dimensional Cayman Road, Commodity Fund I Building Ltd. Co-Chief One Austin, Executive Officer, TX 78746 President and Chief Age: 45 Investment Officer of Dimensional Fund Advisors Canada ULC. Chief Investment Officer, Vice President and Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. /*/ Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 55 OFFICERS The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- OFFICERS ---------------- April A. Aandal Since 2008 Vice President of all the Vice President, Global DFA Entities. Vice Business Development President Global Business Age: 49 Development of all the DFA Entities. Formerly, Chief Learning Officer of Dimensional (2008-2011); Regional Director of Dimensional (2004-2008). Robyn G. Alcorta Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 37 Vice President Business Development at Capson Physicians Insurance Company (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the Vice President DFA Entities. Age: 46 Arthur H. Barlow Since 1993 Vice President of all the Vice President DFA Entities. Age: 56 John T. Blood Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 43 Regional Director for Dimensional (2010-January 2011); Chief Market Strategist at Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the Vice President DFA Entities. Age: 43 Valerie A. Brown Since 2001 Vice President and Vice President and Assistant Assistant Secretary of all Secretary the DFA Entities, DFA Age: 45 Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the Vice President DFA Entities. Head of Age: 48 Global Financial Services of Dimensional (since 2008). Formerly, Regional Director of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 41 Regional Director for Dimensional Fund Advisors LP (December 2010-January 2012); Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 56 Regional Director for Dimensional (2008-2010); Vice President, Client Portfolio Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the Vice President DFA Entities. Co-Head of Age: 46 Portfolio Management of Dimensional (since March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the Vice President DFA Entities, DFA Australia Age: 40 Limited and Dimensional Fund Advisors Canada ULC. Head of Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 36 Regional Director for Dimensional Fund Advisors LP (August 2002-January 2012). 56 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- ------------------------------------- Robert P. Cornell Since 2007 Vice President of all the DFA Vice President Entities. Regional Director of Age: 63 Financial Services Group of Dimensional (since August 1993). George H. Crane Since 2010 Vice President of all the DFA Vice President Entities. Formerly, Senior Vice Age: 57 President and Managing Director at State Street Bank & Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Vice President and Global Chief Compliance Officer of all the DFA Compliance Officer Entities, DFA Australia Limited, Age: 46 Dimensional Fund Advisors Ltd., Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC and Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Vice President Entities. Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Vice President Entities, DFA Australia Limited and Age: 55 Dimensional Fund Advisors Canada ULC. Peter F. Dillard Since 2010 Vice President of all the DFA Vice President Entities. Research Associate for Age: 40 Dimensional (since August 2008). Formerly, Research Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Vice President and Chief Communi- Entities. Chief Communications cations Officer Officer of Dimensional (since 2010). Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Vice President and Assistant Secretary Secretary of all the DFA Entities and Age: 47 DFA Australia Limited. Chief Operating Officer of Dimensional Fund Advisors Ltd. (since July 2008). Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Vice President Entities. Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Vice President Entities. Co-Head of Portfolio Age: 38 Management of Dimensional (since March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Vice President Entities. Senior Technology Manager Age: 41 for Dimensional (since June 2006). Formerly, Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Vice President Entities. Regional Director of Age: 45 Dimensional. Tom M. Goodrum Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Managing Director Age: 44 at BlackRock (2004-January 2012). Henry F. Gray Since 2000 Vice President of all the DFA Vice President Entities. Age: 45 John T. Gray Since 2007 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 38 of Dimensional (January 2005 to February 2007). 57 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- -------------------------------------- Christian Gunther Since 2011 Vice President of all the DFA Vice President Entities. Senior Trader for Age: 37 Dimensional Fund Advisors LP (since 2012). Formerly, Senior Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Vice President Entities. Regional Director of Age: 44 Dimensional (since June 1998). Julie C. Henderson Since 2005 Vice President and Fund Controller of Vice President and Fund Controller all the DFA Entities and Dimensional Age: 38 Cayman Commodity Fund I Ltd. and Dimensional Japan Ltd. Kevin B. Hight Since 2005 Vice President of all the DFA Vice President Entities. Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Vice President Entities. Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Vice President Entities. Formerly, Managing Age: 52 Director, Co-Head Global Consultant Relations at BlackRock (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the DFA Vice President Entities and Dimensional Cayman Age: 38 Commodity Fund I Ltd. Stephen W. Jones Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Facilities Age: 44 Manager for Dimensional Fund Advisors LP (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Vice President and Chief Operating Officer of all the DFA Entities, Officer Age: 57 Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 64 for Dimensional Fund Advisors LP (April 2006-January 2012). David M. Kershner Since 2010 Vice President of all the DFA Vice President Entities. Portfolio Manager for Age: 41 Dimensional (since June 2004). Seyun Alice Kim Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Accounting Age: 32 Manager for Dimensional Fund Advisors LP (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Vice President Entities. Head of Defined Age: 41 Contribution Sales for Dimensional (since August 2010). Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Vice President Entities. Sr. Portfolio Manager of Age: 40 Dimensional (since January 2012).Formerly, Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Vice President Entities. Regional Director for Age: 43 Dimensional (2007-2010). Michael F. Lane Since 2004 Vice President of all the DFA Vice President Entities. Chief Executive Officer of Age: 45 Dimensional SmartNest (US) LLC (since 2012). 58 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- -------------------------- ------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Vice President Entities. Formerly, Vice President - Age: 43 Global Operations at Janus Capital Group (2005-2011). Juliet Lee Since 2005 Vice President of all the DFA Vice President Entities. Human Resources Manager of Age: 41 Dimensional (since January 2004). Marlena I. Lee Since 2011 Vice President of all the DFA Vice President Entities. Formerly, Research Age: 31 Associate for Dimensional (July 2008-2010). Apollo D. Lupescu Since 2009 Vice President of all the DFA Vice President Entities. Regional Director for Age: 43 Dimensional (since February 2004). Kenneth M. Manell Since 2010 Vice President of all the DFA Vice President Entities and Dimensional Cayman Age: 39 Commodity Fund I Ltd. Counsel for Dimensional (since September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Vice President & Head of Global Human Entities and Head of Global Human Resources Resources of Dimensional. Formerly, Age: 42 Global Head of Recruiting and Vice President of Goldman Sachs & Co. (June 2006 to January 2008). David R. Martin Since 2007 Vice President, Chief Financial Vice President, Chief Financial Officer and Treasurer of all the DFA Officer and Treasurer Entities. Director, Vice President, Age: 55 Chief Financial Officer and Treasurer of Dimensional Fund Advisors Ltd., DFA Australia Limited, Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President since 1997 Vice President and Secretary of all Vice President and Secretary and Secretary since 2000 the DFA Entities and Dimensional Age: 48 Retirement Plan Services LLC (since June 2012). Director, Vice President and Secretary of DFA Australia Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Vice President Web Services Manager for Dimensional Age: 37 (since January 2008). Formerly, Design Manager of Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Vice President Entities. Portfolio Manager for Age: 48 Dimensional (2008-2010). Formerly, Vice President and Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the DFA Vice President Entities and Dimensional Cayman Age: 38 Commodity Fund I Ltd. Deputy General Counsel, Funds (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 59 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- ------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Vice President Entities. Formerly, Research Age: 35 Associate of Dimensional (2004 to 2006). Daniel C. Ong Since 2009 Vice President of all the DFA Vice President Entities. Portfolio Manager for Age: 38 Dimensional (since July 2005). Kyle K. Ozaki Since 2010 Vice President of all the DFA Vice President Entities. Senior Compliance Officer Age: 34 for Dimensional (since January 2008). Formerly, Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Vice President Entities, DFA Australia Limited, Age: 51 Dimensional Fund Advisors Ltd. and Dimensional Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Vice President Entities. Portfolio Manager for Age: 41 Dimensional (July 2006-2010). Theodore W. Randall Since 2008 Vice President of all the DFA Vice President Entities. Formerly, Research Age: 39 Associate of Dimensional (2006-2008). Systems Developer of Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Research Age: 31 Associate for Dimensional Fund Advisors LP (June 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Vice President Entities. Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Vice President Entities. Client Systems Manager for Age: 53 Dimensional (since July 2008). Formerly, Senior Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Vice President Entities and Dimensional Fund Age: 66 Advisors Canada ULC. Walid A. Shinnawi Since 2010 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 50 for Dimensional (March 2006-January 2010). Bruce A. Simmons Since 2009 Vice President of all the DFA Vice President Entities. Investment Operations Age: 47 Manager for Dimensional (since May 2007). Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Vice President Entities. Regional Director of Age: 44 Dimensional (since December 2002). Bryce D. Skaff Since 2007 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 37 of Dimensional (December 1999 to January 2007). Andrew D. Smith Since 2011 Vice President of all the DFA Vice President Entities. Project Manager for Age: 44 Dimensional (2007-2010). Formerly, Business Analyst Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Vice President Entities and Dimensional Fund Age: 56 Advisors Canada ULC. Carl G. Snyder Since 2000 Vice President of all the DFA Vice President Entities. Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Vice President Entities. Age: 64 60 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- ------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Vice President Entities and Director and Vice Age: 39 President of Dimensional Fund Advisors Canada ULC. John H. Totten Since 2012 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 34 for Dimensional Fund Advisors LP (January 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the DFA Vice President Entities. Senior Manager, Technology Age: 54 for Dimensional (since March 2007). Formerly, Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Vice President Entities, DFA Australia Limited, Age: 46 Dimensional Fund Advisors Ltd., and Dimensional Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Vice President Entities. Portfolio Manager for Age: 42 Dimensional (since 2004). Weston J. Wellington Since 1997 Vice President of all the DFA Vice President Entities. Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Vice President Entities. Senior Trader of Age: 36 Dimensional (since 2007). Paul E. Wise Since 2005 Vice President of all the DFA Vice President Entities. Chief Technology Officer Age: 57 for Dimensional (since 2004). Faith A. Yando Since 2011 Vice President of all the DFA Vice President Entities. Formerly, Senior Vice Age: 50 President, Global Public Relations at Natixis Global Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Vice President Entities. Formerly, Regional Director Age: 33 for Dimensional (2005-2010). /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 61 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund uses in voting proxies relating to securities held in the portfolio is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 62 NOTICE TO SHAREHOLDERS (UNAUDITED) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each portfolio is designating the following items with regard to distributions paid during the period. All designations are based on financial information available as of the date of this annual report and accordingly, are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. QUALIFYING SHORT- LONG- FOR NET TERM TERM CORPORATE INVESTMENT CAPITAL CAPITAL DIVIDENDS QUALIFYING FOREIGN DFA INVESTMENT INCOME GAIN GAIN TOTAL RECEIVED DIVIDEND TAX DIMENSIONS GROUP INC. DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DEDUCTION(1) INCOME(2) CREDIT(3) --------------------- ------------- ------------- ------------- ------------- ------------ ---------- --------- U.S. Social Core Equity 2 Portfolio.. 97% -- 3% 100% 100% 100% -- U.S. Sustainability Core 1 Portfolio. 100% -- -- 100% 100% 100% -- International Sustainability Core 1 Portfolio.......................... 98% -- 2% 100% 100% 100% 4% DFA International Value ex Tobacco Portfolio.......................... 100% -- -- 100% 100% 100% 3% Emerging Markets Social Core Equity Portfolio.......................... 67% -- 33% 100% 100% 100% 6% QUALIFYING SHORT- FOREIGN QUALIFYING TERM DFA INVESTMENT SOURCE INTEREST CAPITAL DIMENSIONS GROUP INC. INCOME(4) INCOME(5) GAIN(6) --------------------- --------- ---------- ---------- U.S. Social Core Equity 2 Portfolio.. -- 100% 100% U.S. Sustainability Core 1 Portfolio. -- 100% 100% International Sustainability Core 1 Portfolio.......................... 96% 100% 100% DFA International Value ex Tobacco Portfolio.......................... 96% 100% 100% Emerging Markets Social Core Equity Portfolio.......................... 91% 100% 100% -------- (1)Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2)The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3)"Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (4)"Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (5)The percentage in this column represents the amount of "Qualifying Interest Income" as created by the American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (6)The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 63 [LOGO] Recycled Recyclable DFA103112-014A [LOGO] ANNUAL REPORT year ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. Tax-Managed U.S. Marketwide Value Portfolio Tax-Managed U.S. Equity Portfolio Tax-Managed U.S. Targeted Value Portfolio Tax-Managed U.S. Small Cap Portfolio T.A. U.S. Core Equity 2 Portfolio Tax-Managed DFA International Value Portfolio T.A. World ex U.S. Core Equity Portfolio THE DFA INVESTMENT TRUST COMPANY Tax-Managed U.S. Marketwide Value Series [LOGO] Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth --------------------------------------- David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] ANNUAL REPORT TABLE OF CONTENTS PAGE ---- LETTER TO SHAREHOLDERS DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES ..................................... 1 DFA INVESTMENT DIMENSIONS GROUP INC. Performance Charts .......................................................... 2 Management's Discussion and Analysis ........................................ 5 Disclosure of Fund Expenses ................................................. 10 Disclosure of Portfolio Holdings ............................................ 12 Schedule of Investments/Summary Schedules of Portfolio Holdings Tax-Managed U.S. Marketwide Value Portfolio .............................. 14 Tax-Managed U.S. Equity Portfolio ........................................ 15 Tax-Managed U.S. Targeted Value Portfolio ................................ 18 Tax-Managed U.S. Small Cap Portfolio ..................................... 21 T.A. U.S. Core Equity 2 Portfolio ........................................ 24 Tax-Managed DFA International Value Portfolio ............................ 27 T.A. World ex U.S. Core Equity Portfolio ................................. 31 Statements of Assets and Liabilities ........................................ 37 Statements of Operations .................................................... 39 Statements of Changes in Net Assets ......................................... 41 Financial Highlights ........................................................ 43 Notes to Financial Statements ............................................... 47 Report of Independent Registered Public Accounting Firm ..................... 59 THE DFA INVESTMENT TRUST COMPANY - THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES Performance Chart ........................................................... 60 Management's Discussion and Analysis ........................................ 61 Disclosure of Fund Expenses ................................................. 63 Disclosure of Portfolio Holdings ............................................ 64 Summary Schedule of Portfolio Holdings ...................................... 65 Statement of Assets and Liabilities ......................................... 68 Statement of Operations ..................................................... 69 Statements of Changes in Net Assets ......................................... 70 Financial Highlights ........................................................ 71 Notes to Financial Statements ............................................... 72 Report of Independent Registered Public Accounting Firm ..................... 78 FUND MANAGEMENT ................................................................ 79 VOTING PROXIES ON FUND PORTFOLIO SECURITIES .................................... 89 NOTICE TO SHAREHOLDERS ......................................................... 90 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. THE DFA INVESTMENT TRUST COMPANY DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SCHEDULES OF INVESTMENTS/SUMMARY SCHEDULES OF PORTFOLIO HOLDINGS Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association P.L.C. Public Limited Company Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. @ Security purchased with cash proceeds from Securities on Loan. (S) Affiliated Fund. FINANCIAL HIGHLIGHTS (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Represents the combined ratios for the respective portfolio and its respective pro-rata share of its Master Funds. (E) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. ALL STATEMENTS, SCHEDULES AND NOTES TO FINANCIAL STATEMENTS -- Amounts designated as -- are either zero or rounded to zero. REIT Real Estate Investment Trust SEC Securities and Exchange Commission (a) Commencement of Operations. 1 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO VS. RUSSELL 3000(R) VALUE INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED U.S. BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE MARKETWIDE VALUE PORTFOLIO RUSSELL 3000 (R) VALUE INDEX ---------- ---------- ----------- ----------------- ---------- -------------------------- ---------------------------- 2002-10-31 2002-11-30 6.94% 6.41% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.76% -4.34% 11/2002 10694.1176 10641 2002-12-31 2003-01-31 -2.11% -2.45% 12/2002 10078.4616 10179.1806 2003-01-31 2003-02-28 -2.75% -2.71% 01/2003 9866.2835 9929.79068 2003-02-28 2003-03-31 0.04% 0.23% 02/2003 9595.16699 9660.69335 2003-03-31 2003-04-30 9.34% 8.85% 03/2003 9598.87646 9682.91294 2003-04-30 2003-05-31 8.43% 6.72% 04/2003 10495.0861 10539.8507 2003-05-31 2003-06-30 0.79% 1.28% 05/2003 11379.5034 11248.1287 2003-06-30 2003-07-31 3.19% 1.74% 06/2003 11469.0738 11392.1048 2003-07-31 2003-08-31 4.09% 1.72% 07/2003 11834.857 11590.3274 2003-08-31 2003-09-30 -3.18% -0.99% 08/2003 12318.6348 11789.681 2003-09-30 2003-10-31 7.13% 6.27% 09/2003 11926.4816 11672.9632 2003-10-31 2003-11-30 2.77% 1.55% 10/2003 12776.6862 12404.858 2003-11-30 2003-12-31 5.08% 5.96% 11/2003 13130.9381 12597.1333 2003-12-31 2004-01-31 2.14% 1.89% 12/2003 13797.4012 13347.9224 2004-01-31 2004-02-29 2.18% 2.13% 01/2004 14093.2289 13600.1981 2004-02-29 2004-03-31 -0.07% -0.70% 02/2004 14400.8896 13889.8824 2004-03-31 2004-04-30 -1.81% -2.66% 03/2004 14391.3998 13792.6532 2004-04-30 2004-05-31 0.75% 1.03% 04/2004 14130.8148 13425.7686 2004-05-31 2004-06-30 3.11% 2.57% 05/2004 14237.4177 13564.054 2004-06-30 2004-07-31 -3.48% -1.68% 06/2004 14679.5396 13912.6502 2004-07-31 2004-08-31 -0.59% 1.39% 07/2004 14169.2565 13678.9177 2004-08-31 2004-09-30 3.64% 1.75% 08/2004 14086.1872 13869.0546 2004-09-30 2004-10-31 1.30% 1.65% 09/2004 14598.4221 14111.7631 2004-10-31 2004-11-30 6.76% 5.38% 10/2004 14788.7846 14344.6072 2004-11-30 2004-12-31 3.27% 3.26% 11/2004 15788.1876 15116.3471 2004-12-31 2005-01-31 -2.20% -1.96% 12/2004 16303.7107 15609.14 2005-01-31 2005-02-28 3.82% 3.20% 01/2005 15945.3874 15303.2008 2005-02-28 2005-03-31 -1.03% -1.43% 02/2005 16554.537 15792.9032 2005-03-31 2005-04-30 -3.65% -2.07% 03/2005 16384.6582 15567.0647 2005-04-30 2005-05-31 4.32% 2.71% 04/2005 15786.678 15244.8265 2005-05-31 2005-06-30 2.50% 1.38% 05/2005 16468.3754 15657.5902 2005-06-30 2005-07-31 5.40% 3.14% 06/2005 16879.596 15873.0992 2005-07-31 2005-08-31 -0.13% -0.60% 07/2005 17791.3581 16371.2485 2005-08-31 2005-09-30 1.83% 1.26% 08/2005 17767.3644 16272.6461 2005-09-30 2005-10-31 -2.46% -2.54% 09/2005 18091.7308 16478.4294 2005-10-31 2005-11-30 4.02% 3.34% 10/2005 17646.655 16060.3291 2005-11-30 2005-12-31 0.43% 0.48% 11/2005 18356.3705 16596.7441 2005-12-31 2006-01-31 5.58% 4.27% 12/2005 18434.5595 16675.9835 2006-01-31 2006-02-28 -0.31% 0.55% 01/2006 19462.7337 17387.4927 2006-02-28 2006-03-31 2.39% 1.67% 02/2006 19402.2529 17483.9364 2006-03-31 2006-04-30 2.44% 2.33% 03/2006 19866.844 17775.5614 2006-04-30 2006-05-31 -2.80% -2.67% 04/2006 20351.6968 18189.6609 2006-05-31 2006-06-30 0.64% 0.69% 05/2006 19781.9948 17703.5029 2006-06-30 2006-07-31 -0.61% 2.07% 06/2006 19908.1904 17826.0771 2006-07-31 2006-08-31 0.49% 1.79% 07/2006 19786.3533 18195.7447 2006-08-31 2006-09-30 1.93% 1.90% 08/2006 19883.823 18521.878 2006-09-30 2006-10-31 3.85% 3.44% 09/2006 20267.1688 18873.9923 2006-10-31 2006-11-30 2.43% 2.33% 10/2006 21048.0831 19522.8234 2006-11-30 2006-12-31 1.93% 2.12% 11/2006 21560.5582 19978.6567 2006-12-31 2007-01-31 2.57% 1.30% 12/2006 21976.8254 20401.8935 2007-01-31 2007-02-28 -1.25% -1.53% 01/2007 22540.9626 20666.8571 2007-02-28 2007-03-31 1.12% 1.52% 02/2007 22258.894 20350.8962 2007-03-31 2007-04-30 3.55% 3.45% 03/2007 22507.4237 20659.2455 2007-04-30 2007-05-31 4.69% 3.61% 04/2007 23306.4311 21372.8228 2007-05-31 2007-06-30 -2.14% -2.34% 05/2007 24400.4566 22144.9067 2007-06-30 2007-07-31 -5.48% -4.95% 06/2007 23878.6342 21627.7995 2007-07-31 2007-08-31 -0.55% 1.19% 07/2007 22571.2297 20556.1917 2007-08-31 2007-09-30 2.52% 3.19% 08/2007 22447.8896 20801.3167 2007-09-30 2007-10-31 0.05% 0.10% 09/2007 23014.2207 21465.3455 2007-10-31 2007-11-30 -5.86% -5.10% 10/2007 23026.6006 21486.0497 2007-11-30 2007-12-31 -0.45% -0.96% 11/2007 21677.1923 20391.1786 2007-12-31 2008-01-31 -3.98% -4.01% 12/2007 21580.1305 20195.7373 2008-01-31 2008-02-29 -3.66% -4.17% 01/2008 20721.4711 19385.2837 2008-02-29 2008-03-31 -1.77% -0.58% 02/2008 19963.8305 18576.3629 2008-03-31 2008-04-30 5.62% 4.74% 03/2008 19609.8043 18468.6199 2008-04-30 2008-05-31 2.20% 0.12% 04/2008 20711.9057 19343.8748 2008-05-31 2008-06-30 -11.04% -9.57% 05/2008 21167.9477 19366.8622 2008-06-30 2008-07-31 -0.81% 0.06% 06/2008 18830.2114 17513.9124 2008-07-31 2008-08-31 2.04% 1.95% 07/2008 18677.534 17524.3396 2008-08-31 2008-09-30 -8.49% -7.13% 08/2008 19059.2275 17866.0642 2008-09-30 2008-10-31 -22.36% -17.54% 09/2008 17440.8579 16592.837 2008-10-31 2008-11-30 -9.92% -7.53% 10/2008 13540.9593 13682.2128 2008-11-30 2008-12-31 3.34% 1.76% 11/2008 12198.3713 12651.8145 2008-12-31 2009-01-31 -13.04% -11.73% 12/2008 12606.3337 12874.5332 2009-01-31 2009-02-28 -13.46% -13.40% 01/2009 10962.5921 11364.9674 2009-02-28 2009-03-31 10.51% 8.58% 02/2009 9487.10741 9841.69646 2009-03-31 2009-04-30 17.25% 11.13% 03/2009 10484.3947 10685.7798 2009-04-30 2009-05-31 7.51% 5.85% 04/2009 12292.4976 11875.2023 2009-05-31 2009-06-30 -1.31% -0.70% 05/2009 13216.0609 12569.7295 2009-06-30 2009-07-31 10.13% 8.44% 06/2009 13042.4131 12481.8663 2009-07-31 2009-08-31 6.65% 5.19% 07/2009 14363.6605 13535.8989 2009-08-31 2009-09-30 4.53% 3.95% 08/2009 15318.6216 14238.6048 2009-09-30 2009-10-31 -4.84% -3.35% 09/2009 16013.3137 14801.6901 2009-10-31 2009-11-30 4.65% 5.44% 10/2009 15238.8994 14305.911 2009-11-30 2009-12-31 3.61% 2.21% 11/2009 15947.6854 15084.7915 2009-12-31 2010-01-31 -2.79% -2.82% 12/2009 16523.3008 15418.7317 2010-01-31 2010-02-28 4.60% 3.28% 01/2010 16061.756 14983.6177 2010-02-28 2010-03-31 7.88% 6.66% 02/2010 16800.2276 15474.5742 2010-03-31 2010-04-30 3.86% 2.96% 03/2010 18123.8407 16505.0463 2010-04-30 2010-05-31 -8.56% -8.24% 04/2010 18823.9599 16993.3648 2010-05-31 2010-06-30 -7.65% -5.89% 05/2010 17212.3647 15593.1645 2010-06-30 2010-07-31 8.00% 6.80% 06/2010 15895.1851 14674.605 2010-07-31 2010-08-31 -6.56% -4.53% 07/2010 17166.8 15672.3224 2010-08-31 2010-09-30 9.93% 7.99% 08/2010 16040.891 14961.7412 2010-09-30 2010-10-31 3.84% 3.07% 09/2010 17634.0379 16156.5291 2010-10-31 2010-11-30 0.22% -0.29% 10/2010 18311.759 16652.4262 2010-11-30 2010-12-31 9.46% 7.92% 11/2010 18351.6249 16604.8873 2010-12-31 2011-01-31 2.46% 2.08% 12/2010 20087.5673 17920.7301 2011-01-31 2011-02-28 5.65% 3.80% 01/2011 20581.7429 18293.6812 2011-02-28 2011-03-31 0.62% 0.48% 02/2011 21743.7232 18988.9583 2011-03-31 2011-04-30 2.32% 2.58% 03/2011 21879.0289 19079.7873 2011-04-30 2011-05-31 -1.55% -1.12% 04/2011 22387.5323 19571.3266 2011-05-31 2011-06-30 -1.75% -2.08% 05/2011 22039.6089 19352.6553 2011-06-30 2011-07-31 -4.28% -3.32% 06/2011 21653.044 18949.1957 2011-07-31 2011-08-31 -8.35% -6.45% 07/2011 20726.7824 18320.8629 2011-08-31 2011-09-30 -10.16% -7.83% 08/2011 18995.0758 17138.6225 2011-09-30 2011-10-31 13.90% 11.68% 09/2011 17064.9181 15797.4558 2011-10-31 2011-11-30 -0.76% -0.49% 10/2011 19437.2921 17642.1459 2011-11-30 2011-12-31 0.94% 1.98% 11/2011 19289.0188 17555.1451 2011-12-31 2012-01-31 5.23% 4.01% 12/2011 19470.9615 17902.6464 2012-01-31 2012-02-29 5.30% 3.79% 01/2012 20488.6076 18620.1568 2012-02-29 2012-03-31 2.10% 2.98% 02/2012 21574.0968 19325.044 2012-03-31 2012-04-30 -1.85% -1.05% 03/2012 22027.1456 19900.0055 2012-04-30 2012-05-31 -7.05% -5.88% 04/2012 21618.9835 19690.3481 2012-05-31 2012-06-30 5.25% 4.95% 05/2012 20095.1785 18531.8864 2012-06-30 2012-07-31 0.84% 0.88% 06/2012 21150.6064 19449.5979 2012-07-31 2012-08-31 3.78% 2.24% 07/2012 21328.3426 19620.5641 2012-08-31 2012-09-30 3.60% 3.20% 08/2012 22134.9914 20059.9911 2012-09-30 2012-10-31 0.30% -0.55% 09/2012 22932.9552 20702.6588 10/31/2012 23001.5756 20589.0273 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ------ ------ ----- 18.34% -0.02% 8.69% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. TAX-MANAGED U.S. EQUITY PORTFOLIO VS. RUSSELL 3000(R) INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE U.S. EQUITY PORTFOLIO RUSSELL 3000 (R) INDEX ---------- ----------- ----------- ----------------- ---------- --------------------- ---------------------- 2002-10-31 2002-11-30 5.15% 6.05% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.86% -5.65% 11/2002 10514.5414 10605 2002-12-31 2003-01-31 -2.50% -2.45% 12/2002 9898.56676 10005.8175 2003-01-31 2003-02-28 -1.75% -1.65% 01/2003 9651.10259 9760.67497 2003-02-28 2003-03-31 1.07% 1.05% 02/2003 9482.37702 9599.62383 2003-03-31 2003-04-30 7.98% 8.17% 03/2003 9583.61236 9700.41988 2003-04-30 2003-05-31 5.98% 6.04% 04/2003 10348.5016 10492.9442 2003-05-31 2003-06-30 1.13% 1.35% 05/2003 10967.162 11126.718 2003-06-30 2003-07-31 3.14% 2.29% 06/2003 11090.8941 11276.9287 2003-07-31 2003-08-31 2.85% 2.22% 07/2003 11439.5936 11535.1704 2003-08-31 2003-09-30 -2.10% -1.09% 08/2003 11765.7964 11791.2512 2003-09-30 2003-10-31 6.54% 6.05% 09/2003 11518.3322 11662.7265 2003-10-31 2003-11-30 1.28% 1.38% 10/2003 12271.9731 12368.3215 2003-11-30 2003-12-31 4.03% 4.57% 11/2003 12429.4503 12539.0043 2003-12-31 2004-01-31 2.01% 2.09% 12/2003 12930.3617 13112.0368 2004-01-31 2004-02-29 1.46% 1.35% 01/2004 13190.7806 13386.0784 2004-02-29 2004-03-31 -1.27% -1.19% 02/2004 13383.2641 13566.7904 2004-03-31 2004-04-30 -1.63% -2.07% 03/2004 13213.4257 13405.3456 2004-04-30 2004-05-31 1.48% 1.45% 04/2004 12998.2971 13127.855 2004-05-31 2004-06-30 1.84% 1.99% 05/2004 13190.7806 13318.2089 2004-06-30 2004-07-31 -3.97% -3.78% 06/2004 13433.0833 13583.2412 2004-07-31 2004-08-31 0.00% 0.41% 07/2004 12899.3936 13069.7947 2004-08-31 2004-09-30 1.77% 1.54% 08/2004 12899.3936 13123.3809 2004-09-30 2004-10-31 1.39% 1.64% 09/2004 13127.8461 13325.4809 2004-10-31 2004-11-30 4.62% 4.65% 10/2004 13310.0192 13544.0188 2004-11-30 2004-12-31 3.45% 3.56% 11/2004 13924.8533 14173.8157 2004-12-31 2005-01-31 -2.39% -2.66% 12/2004 14405.7631 14678.4035 2005-01-31 2005-02-28 2.12% 2.20% 01/2005 14061.9501 14287.958 2005-02-28 2005-03-31 -1.68% -1.69% 02/2005 14359.9214 14602.2931 2005-03-31 2005-04-30 -2.36% -2.17% 03/2005 14118.3604 14355.5143 2005-04-30 2005-05-31 3.83% 3.79% 04/2005 13785.4885 14043.9997 2005-05-31 2005-06-30 0.63% 0.70% 05/2005 14313.4922 14576.134 2005-06-30 2005-07-31 4.24% 4.10% 06/2005 14403.1281 14677.9497 2005-07-31 2005-08-31 -0.77% -0.95% 07/2005 15013.3326 15280.1519 2005-08-31 2005-09-30 0.85% 0.88% 08/2005 14898.1997 15134.451 2005-09-30 2005-10-31 -1.92% -1.87% 09/2005 15024.7752 15266.9016 2005-10-31 2005-11-30 3.92% 3.89% 10/2005 14736.0593 14980.9589 2005-11-30 2005-12-31 -0.04% 0.08% 11/2005 15313.4911 15563.7182 2005-12-31 2006-01-31 3.11% 3.34% 12/2005 15307.2642 15576.5436 2006-01-31 2006-02-28 0.22% 0.18% 01/2006 15783.0776 16096.9259 2006-02-28 2006-03-31 1.60% 1.73% 02/2006 15817.8932 16125.5445 2006-03-31 2006-04-30 1.09% 1.08% 03/2006 16071.5097 16404.3113 2006-04-30 2006-05-31 -3.22% -3.20% 04/2006 16245.9472 16582.2768 2006-05-31 2006-06-30 0.00% 0.18% 05/2006 15722.6347 16051.401 2006-06-30 2006-07-31 -0.15% -0.09% 06/2006 15722.2001 16079.7547 2006-07-31 2006-08-31 2.30% 2.45% 07/2006 15698.8561 16064.7034 2006-08-31 2006-09-30 2.26% 2.24% 08/2006 16060.6885 16457.7327 2006-09-30 2006-10-31 3.21% 3.60% 09/2006 16424.1467 16826.1182 2006-10-31 2006-11-30 1.94% 2.18% 10/2006 16951.3126 17431.8151 2006-11-30 2006-12-31 1.33% 1.20% 11/2006 17279.327 17811.077 2006-12-31 2007-01-31 1.75% 1.90% 12/2006 17509.9873 18024.4036 2007-01-31 2007-02-28 -1.59% -1.64% 01/2007 17816.1471 18367.4821 2007-02-28 2007-03-31 1.16% 1.04% 02/2007 17533.5381 18066.1779 2007-03-31 2007-04-30 3.99% 3.99% 03/2007 17736.8777 18254.2167 2007-04-30 2007-05-31 3.65% 3.64% 04/2007 18445.4081 18983.4148 2007-05-31 2007-06-30 -1.66% -1.87% 05/2007 19118.5119 19675.2144 2007-06-30 2007-07-31 -3.40% -3.41% 06/2007 18801.8968 19306.8144 2007-07-31 2007-08-31 1.37% 1.44% 07/2007 18161.7313 18648.3955 2007-08-31 2007-09-30 3.55% 3.65% 08/2007 18410.6846 18916.0818 2007-09-30 2007-10-31 1.69% 1.83% 09/2007 19063.8531 19605.7067 2007-10-31 2007-11-30 -4.42% -4.50% 10/2007 19385.154 19965.3562 2007-11-30 2007-12-31 -0.53% -0.61% 11/2007 18528.3516 19066.5404 2007-12-31 2008-01-31 -6.04% -6.06% 12/2007 18429.6017 18951.1631 2008-01-31 2008-02-29 -2.90% -3.11% 01/2008 17316.6452 17802.5038 2008-02-29 2008-03-31 -0.54% -0.59% 02/2008 16814.0197 17249.564 2008-03-31 2008-04-30 4.95% 5.00% 03/2008 16723.907 17147.7916 2008-04-30 2008-05-31 2.05% 2.05% 04/2008 17552.2987 18005.3329 2008-05-31 2008-06-30 -7.90% -8.25% 05/2008 17912.469 18374.2015 2008-06-30 2008-07-31 -0.58% -0.80% 06/2008 16498.1564 16857.9467 2008-07-31 2008-08-31 1.54% 1.55% 07/2008 16401.7464 16723.4954 2008-08-31 2008-09-30 -9.12% -9.40% 08/2008 16654.8226 16982.7095 2008-09-30 2008-10-31 -17.12% -17.74% 09/2008 15135.4081 15385.9246 2008-10-31 2008-11-30 -6.95% -7.89% 10/2008 12544.2262 12657.0809 2008-11-30 2008-12-31 1.79% 1.91% 11/2008 11672.4267 11657.9414 2008-12-31 2009-01-31 -8.34% -8.39% 12/2008 11881.528 11880.9652 2009-01-31 2009-02-28 -10.11% -10.48% 01/2009 10890.381 10883.9088 2009-02-28 2009-03-31 8.21% 8.76% 02/2009 9789.10649 9743.76199 2009-03-31 2009-04-30 8.25% 10.52% 03/2009 10592.4014 10597.2557 2009-04-30 2009-05-31 4.83% 5.34% 04/2009 11465.8747 11712.4435 2009-05-31 2009-06-30 0.52% 0.34% 05/2009 12019.4846 12337.4706 2009-06-30 2009-07-31 7.47% 7.78% 06/2009 12081.9859 12379.4181 2009-07-31 2009-08-31 2.95% 3.57% 07/2009 12984.7341 13342.9817 2009-08-31 2009-09-30 4.04% 4.19% 08/2009 13368.0929 13819.7502 2009-09-30 2009-10-31 -2.32% -2.57% 09/2009 13908.6205 14398.7439 2009-10-31 2009-11-30 5.58% 5.68% 10/2009 13585.7418 14028.4123 2009-11-30 2009-12-31 2.84% 2.85% 11/2009 14343.2648 14825.5598 2009-12-31 2010-01-31 -3.64% -3.60% 12/2009 14751.2936 15248.0477 2010-01-31 2010-02-28 3.34% 3.39% 01/2010 14214.2016 14698.3915 2010-02-28 2010-03-31 6.24% 6.30% 02/2010 14688.841 15196.6931 2010-03-31 2010-04-30 2.01% 2.16% 03/2010 15605.4472 16154.4891 2010-04-30 2010-05-31 -7.87% -7.90% 04/2010 15918.5581 16503.1149 2010-05-31 2010-06-30 -5.67% -5.75% 05/2010 14666.1145 15199.416 2010-06-30 2010-07-31 7.00% 6.94% 06/2010 13834.1309 14325.633 2010-07-31 2010-08-31 -4.84% -4.71% 07/2010 14802.5201 15320.152 2010-08-31 2010-09-30 9.51% 9.44% 08/2010 14085.6606 14598.9871 2010-09-30 2010-10-31 4.01% 3.91% 09/2010 15425.5057 15977.3794 2010-10-31 2010-11-30 0.63% 0.58% 10/2010 16044.5473 16601.727 2010-11-30 2010-12-31 6.71% 6.78% 11/2010 16145.6153 16697.5683 2010-12-31 2011-01-31 2.14% 2.18% 12/2010 17228.9937 17829.4829 2011-01-31 2011-02-28 3.61% 3.64% 01/2011 17597.4603 18218.9075 2011-02-28 2011-03-31 0.45% 0.45% 02/2011 18232.7477 18882.2251 2011-03-31 2011-04-30 2.99% 2.98% 03/2011 18315.6779 18967.3946 2011-04-30 2011-05-31 -1.22% -1.14% 04/2011 18863.365 19531.952 2011-05-31 2011-06-30 -1.66% -1.80% 05/2011 18634.1006 19309.092 2011-06-30 2011-07-31 -2.30% -2.29% 06/2011 18324.579 18962.3202 2011-07-31 2011-08-31 -6.00% -6.00% 07/2011 17902.5894 18528.0849 2011-08-31 2011-09-30 -7.41% -7.76% 08/2011 16828.434 17416.4891 2011-09-30 2011-10-31 11.13% 11.51% 09/2011 15580.7141 16065.0464 2011-10-31 2011-11-30 -0.07% -0.27% 10/2011 17314.7589 17914.0143 2011-11-30 2011-12-31 0.75% 0.82% 11/2011 17301.9141 17865.5971 2011-12-31 2012-01-31 4.82% 5.05% 12/2011 17432.1248 18012.4432 2012-01-31 2012-02-29 4.39% 4.23% 01/2012 18272.6946 18921.4005 2012-02-29 2012-03-31 2.98% 3.08% 02/2012 19074.4689 19721.8328 2012-03-31 2012-04-30 -0.73% -0.66% 03/2012 19643.6853 20330.1877 2012-04-30 2012-05-31 -6.25% -6.18% 04/2012 19501.0579 20196.8482 2012-05-31 2012-06-30 3.83% 3.92% 05/2012 18282.2418 18948.2999 2012-06-30 2012-07-31 1.10% 0.99% 06/2012 18982.2445 19690.4155 2012-07-31 2012-08-31 2.51% 2.50% 07/2012 19190.6974 19885.4478 2012-08-31 2012-09-30 2.70% 2.63% 08/2012 19672.7448 20381.7513 2012-09-30 2012-10-31 -1.81% -1.72% 09/2012 20203.6807 20916.9761 10/31/2012 19837.2927 20556.1884 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ----- ------ ----- 14.57% 0.46% 7.09% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 2 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO VS. RUSSELL 2000(R) VALUE INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED U.S. BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE TARGETED VALUE PORTFOLIO RUSSELL 2000 (R) VALUE INDEX ---------- ----------- ----------- ----------------- ---------- ------------------------ ----------------------------- 2002-10-31 2002-11-30 8.90% 7.98% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.36% -4.27% 11/2002 10889.7959 10798 2002-12-31 2003-01-31 -2.83% -2.82% 12/2002 10415.1302 10336.9254 2003-01-31 2003-02-28 -4.04% -3.36% 01/2003 10120.8251 10045.4241 2003-02-28 2003-03-31 0.00% 1.07% 02/2003 9712.068 9707.89785 2003-03-31 2003-04-30 10.61% 9.50% 03/2003 9712.068 9811.77236 2003-04-30 2003-05-31 11.49% 10.21% 04/2003 10742.1358 10743.8907 2003-05-31 2003-06-30 3.55% 1.69% 05/2003 11976.5822 11840.842 2003-06-30 2003-07-31 6.20% 4.99% 06/2003 12401.6895 12040.9522 2003-07-31 2003-08-31 5.09% 3.80% 07/2003 13170.1528 12641.7957 2003-08-31 2003-09-30 -1.00% -1.15% 08/2003 13840.5144 13122.184 2003-09-30 2003-10-31 9.90% 8.15% 09/2003 13701.537 12971.2788 2003-10-31 2003-11-30 4.34% 3.84% 10/2003 15058.6105 14028.4381 2003-11-30 2003-12-31 3.91% 3.62% 11/2003 15712.6218 14567.1301 2003-12-31 2004-01-31 4.12% 3.46% 12/2003 16326.446 15094.4602 2004-01-31 2004-02-29 1.54% 1.94% 01/2004 16998.5186 15616.7285 2004-02-29 2004-03-31 0.90% 1.38% 02/2004 17260.7908 15919.6931 2004-03-31 2004-04-30 -4.00% -5.17% 03/2004 17416.5149 16139.3848 2004-04-30 2004-05-31 0.49% 1.21% 04/2004 16719.8543 15304.9786 2004-05-31 2004-06-30 5.23% 5.08% 05/2004 16801.8144 15490.1689 2004-06-30 2004-07-31 -5.80% -4.60% 06/2004 17680.1505 16277.0694 2004-07-31 2004-08-31 -1.23% 0.98% 07/2004 16654.6198 15528.3243 2004-08-31 2004-09-30 5.15% 3.96% 08/2004 16449.5136 15680.5018 2004-09-30 2004-10-31 0.90% 1.55% 09/2004 17296.5102 16301.4497 2004-10-31 2004-11-30 9.69% 8.87% 10/2004 17452.4825 16554.1222 2004-11-30 2004-12-31 3.82% 2.39% 11/2004 19143.5509 18022.4728 2004-12-31 2005-01-31 -3.07% -3.87% 12/2004 19875.1913 18453.2099 2005-01-31 2005-02-28 2.48% 1.99% 01/2005 19264.2907 17739.0707 2005-02-28 2005-03-31 -2.29% -2.06% 02/2005 19741.2953 18092.0782 2005-03-31 2005-04-30 -6.85% -5.16% 03/2005 19289.3962 17719.3814 2005-04-30 2005-05-31 6.01% 6.10% 04/2005 17967.1729 16805.0613 2005-05-31 2005-06-30 4.00% 4.42% 05/2005 19046.7097 17830.0251 2005-06-30 2005-07-31 7.10% 5.69% 06/2005 19808.7163 18618.4838 2005-07-31 2005-08-31 -1.18% -2.30% 07/2005 21215.8471 19677.8861 2005-08-31 2005-09-30 0.63% -0.17% 08/2005 20964.5737 19226.1098 2005-09-30 2005-10-31 -2.74% -2.51% 09/2005 21096.911 19194.3204 2005-10-31 2005-11-30 4.58% 4.06% 10/2005 20518.569 18712.2218 2005-11-30 2005-12-31 0.20% -0.77% 11/2005 21457.3271 19471.2957 2005-12-31 2006-01-31 8.66% 8.27% 12/2005 21499.2971 19321.804 2006-01-31 2006-02-28 -0.67% -0.01% 01/2006 23360.4303 20919.5884 2006-02-28 2006-03-31 5.42% 4.84% 02/2006 23204.5718 20918.162 2006-03-31 2006-04-30 1.13% 0.27% 03/2006 24463.4001 21931.3474 2006-04-30 2006-05-31 -4.56% -4.14% 04/2006 24738.7855 21989.9947 2006-05-31 2006-06-30 0.03% 1.23% 05/2006 23609.7055 21079.3913 2006-06-30 2006-07-31 -3.70% -1.39% 06/2006 23617.9598 21338.3527 2006-07-31 2006-08-31 1.94% 2.99% 07/2006 22744.2424 21042.4259 2006-08-31 2006-09-30 1.01% 0.98% 08/2006 23185.6996 21671.3671 2006-09-30 2006-10-31 5.12% 5.09% 09/2006 23420.5826 21882.9297 2006-10-31 2006-11-30 2.58% 2.85% 10/2006 24619.2738 22996.6872 2006-11-30 2006-12-31 1.18% 0.87% 11/2006 25255.5022 23652.4193 2006-12-31 2007-01-31 2.06% 1.50% 12/2006 25552.4343 23858.4881 2007-01-31 2007-02-28 -0.51% -1.23% 01/2007 26079.9161 24215.8761 2007-02-28 2007-03-31 1.21% 1.21% 02/2007 25948.0457 23918.4793 2007-03-31 2007-04-30 1.93% 1.04% 03/2007 26262.1903 24207.136 2007-04-30 2007-05-31 3.83% 3.67% 04/2007 26769.9666 24458.3304 2007-05-31 2007-06-30 -1.51% -2.33% 05/2007 27795.6747 25355.1099 2007-06-30 2007-07-31 -7.29% -8.51% 06/2007 27375.9994 24764.1251 2007-07-31 2007-08-31 -0.12% 2.00% 07/2007 25380.5751 22656.3737 2007-08-31 2007-09-30 0.04% 0.45% 08/2007 25350.0329 23110.3156 2007-09-30 2007-10-31 0.89% 1.09% 09/2007 25360.1475 23214.6644 2007-10-31 2007-11-30 -7.79% -7.49% 10/2007 25584.9353 23467.4926 2007-11-30 2007-12-31 -0.95% -0.85% 11/2007 23592.4982 21709.3184 2007-12-31 2008-01-31 -4.77% -4.10% 12/2007 23368.3366 21525.7807 2008-01-31 2008-02-29 -2.70% -3.97% 01/2008 22253.9979 20642.4418 2008-02-29 2008-03-31 0.91% 1.51% 02/2008 21653.1291 19822.0514 2008-03-31 2008-04-30 3.00% 3.16% 03/2008 21849.444 20121.3644 2008-04-30 2008-05-31 4.13% 3.42% 04/2008 22505.9121 20758.0205 2008-05-31 2008-06-30 -9.42% -9.60% 05/2008 23435.9084 21467.7223 2008-06-30 2008-07-31 0.67% 5.13% 06/2008 21227.7515 19407.8894 2008-07-31 2008-08-31 3.44% 4.75% 07/2008 21370.2932 20402.8025 2008-08-31 2008-09-30 -8.54% -4.69% 08/2008 22104.9313 21371.9356 2008-09-30 2008-10-31 -21.64% -19.98% 09/2008 20217.2072 20370.1212 2008-10-31 2008-11-30 -12.98% -11.58% 10/2008 15841.7594 16300.6447 2008-11-30 2008-12-31 5.50% 6.15% 11/2008 13785.9586 14412.8814 2008-12-31 2009-01-31 -13.58% -14.28% 12/2008 14544.4579 15299.5089 2009-01-31 2009-02-28 -13.86% -13.89% 01/2009 12569.6955 13113.9918 2009-02-28 2009-03-31 9.09% 8.88% 02/2009 10827.9107 11292.4502 2009-03-31 2009-04-30 18.74% 15.87% 03/2009 11811.8866 12295.0547 2009-04-30 2009-05-31 4.04% 2.16% 04/2009 14025.225 14245.9641 2009-05-31 2009-06-30 -0.44% -0.32% 05/2009 14592.4625 14554.0027 2009-06-30 2009-07-31 11.73% 11.56% 06/2009 14528.9102 14508.119 2009-07-31 2009-08-31 4.80% 4.73% 07/2009 16233.6059 16185.8597 2009-08-31 2009-09-30 5.30% 5.02% 08/2009 17013.5321 16951.943 2009-09-30 2009-10-31 -6.79% -6.64% 09/2009 17914.6486 17802.1551 2009-10-31 2009-11-30 3.34% 3.18% 10/2009 16698.0151 16619.9642 2009-11-30 2009-12-31 7.58% 7.57% 11/2009 17256.1038 17148.8548 2009-12-31 2010-01-31 -2.47% -2.93% 12/2009 18564.7496 18447.7194 2010-01-31 2010-02-28 5.75% 4.64% 01/2010 18105.6695 17907.0154 2010-02-28 2010-03-31 8.11% 8.32% 02/2010 19146.9974 18737.3429 2010-03-31 2010-04-30 7.41% 7.00% 03/2010 20699.0266 20295.8506 2010-04-30 2010-05-31 -8.51% -8.45% 04/2010 22233.5324 21715.9329 2010-05-31 2010-06-30 -9.05% -8.73% 05/2010 20340.6019 19880.9768 2010-06-30 2010-07-31 7.82% 7.14% 06/2010 18499.9639 18145.4653 2010-07-31 2010-08-31 -7.87% -7.52% 07/2010 19946.3247 19440.7241 2010-08-31 2010-09-30 11.81% 10.74% 08/2010 18376.6308 17978.906 2010-09-30 2010-10-31 4.37% 3.87% 09/2010 20546.2059 19909.2802 2010-10-31 2010-11-30 3.88% 2.54% 10/2010 21444.8918 20680.6323 2010-11-30 2010-12-31 8.70% 8.31% 11/2010 22276.1762 21206.2354 2010-12-31 2011-01-31 0.42% 0.05% 12/2010 24214.0352 22968.1423 2011-01-31 2011-02-28 5.66% 5.08% 01/2011 24315.5379 22980.6742 2011-02-28 2011-03-31 1.84% 1.39% 02/2011 25691.4635 24147.5498 2011-03-31 2011-04-30 1.77% 1.62% 03/2011 26165.1428 24483.1098 2011-04-30 2011-05-31 -2.37% -1.79% 04/2011 26627.544 24880.9149 2011-05-31 2011-06-30 -1.99% -2.46% 05/2011 25995.9716 24435.2112 2011-06-30 2011-07-31 -3.15% -3.31% 06/2011 25479.5444 23834.3689 2011-07-31 2011-08-31 -10.06% -8.83% 07/2011 24678.0169 23046.2218 2011-08-31 2011-09-30 -11.90% -10.92% 08/2011 22194.4105 21010.5963 2011-09-30 2011-10-31 15.79% 14.41% 09/2011 19554.3021 18716.0314 2011-10-31 2011-11-30 -0.20% -0.20% 10/2011 22641.8235 21413.067 2011-11-30 2011-12-31 0.98% 1.57% 11/2011 22596.5851 21370.2756 2011-12-31 2012-01-31 6.42% 6.65% 12/2011 22817.2263 21704.7391 2012-01-31 2012-02-29 3.74% 1.49% 01/2012 24282.3443 23147.4867 2012-02-29 2012-03-31 2.04% 3.10% 02/2012 25190.9447 23491.8428 2012-03-31 2012-04-30 -1.63% -1.45% 03/2012 25705.5293 24220.4335 2012-04-30 2012-05-31 -7.32% -6.11% 04/2012 25285.2444 23869.978 2012-05-31 2012-06-30 3.95% 4.82% 05/2012 23433.7193 22411.3443 2012-06-30 2012-07-31 -0.37% -1.02% 06/2012 24359.9768 23491.8676 2012-07-31 2012-08-31 4.51% 3.08% 07/2012 24268.7836 23251.8041 2012-08-31 2012-09-30 3.24% 3.56% 08/2012 25363.1017 23969.1165 2012-09-30 2012-10-31 -0.22% -1.25% 09/2012 26183.8254 24823.0361 10/31/2012 26126.7551 24511.7359 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ----- ------ ----- 15.39% 0.42% 10.08% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. TAX-MANAGED U.S. SMALL CAP PORTFOLIO VS. RUSSELL 2000(R) INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED U.S. BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE SMALL CAP PORTFOLIO RUSSELL 2000 (R) INDEX ---------- ----------- ----------- ----------------- ---------- ------------------- ----------------------- 2002-10-31 2002-11-30 8.28% 8.92% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.26% -5.57% 11/2002 10828.3003 10892 2002-12-31 2003-01-31 -2.86% -2.77% 12/2002 10258.5969 10285.3156 2003-01-31 2003-02-28 -3.29% -3.02% 01/2003 9965.0007 10000.4124 2003-02-28 2003-03-31 0.81% 1.29% 02/2003 9636.86376 9698.3999 2003-03-31 2003-04-30 10.04% 9.48% 03/2003 9714.58041 9823.50926 2003-04-30 2003-05-31 11.23% 10.73% 04/2003 10690.356 10754.7779 2003-05-31 2003-06-30 2.98% 1.81% 05/2003 11890.6464 11908.7656 2003-06-30 2003-07-31 6.21% 6.26% 06/2003 12244.6889 12124.3143 2003-07-31 2003-08-31 5.58% 4.58% 07/2003 13004.585 12883.2963 2003-08-31 2003-09-30 -1.19% -1.85% 08/2003 13729.9403 13473.3513 2003-09-30 2003-10-31 9.42% 8.40% 09/2003 13565.8718 13224.0943 2003-10-31 2003-11-30 3.78% 3.55% 10/2003 14843.8789 14334.9182 2003-11-30 2003-12-31 1.93% 2.03% 11/2003 15405.1657 14843.8078 2003-12-31 2004-01-31 4.57% 4.34% 12/2003 15702.4259 15145.1371 2004-01-31 2004-02-29 0.84% 0.90% 01/2004 16419.7078 15802.4361 2004-02-29 2004-03-31 0.68% 0.93% 02/2004 16557.9791 15944.658 2004-03-31 2004-04-30 -4.35% -5.10% 03/2004 16670.3244 16092.9433 2004-04-30 2004-05-31 1.03% 1.59% 04/2004 15944.4005 15272.2032 2004-05-31 2004-06-30 3.81% 4.21% 05/2004 16108.5976 15515.0313 2004-06-30 2004-07-31 -7.29% -6.73% 06/2004 16722.1761 16168.2141 2004-07-31 2004-08-31 -1.45% -0.51% 07/2004 15503.661 15080.0933 2004-08-31 2004-09-30 5.03% 4.69% 08/2004 15278.9702 15003.1848 2004-09-30 2004-10-31 1.88% 1.97% 09/2004 16048.1039 15706.8342 2004-10-31 2004-11-30 8.51% 8.67% 10/2004 16350.5722 16016.2588 2004-11-30 2004-12-31 4.09% 2.96% 11/2004 17741.9264 17404.8684 2004-12-31 2005-01-31 -3.51% -4.17% 12/2004 18467.4122 17920.0525 2005-01-31 2005-02-28 1.94% 1.69% 01/2005 17818.6741 17172.7863 2005-02-28 2005-03-31 -2.86% -2.86% 02/2005 18164.6677 17463.0064 2005-03-31 2005-04-30 -6.18% -5.73% 03/2005 17645.6772 16963.5644 2005-04-30 2005-05-31 6.79% 6.55% 04/2005 16555.7972 15991.5522 2005-05-31 2005-06-30 3.56% 3.86% 05/2005 17680.2766 17038.2117 2005-06-30 2005-07-31 7.04% 6.34% 06/2005 18309.2968 17695.4133 2005-07-31 2005-08-31 -1.15% -1.85% 07/2005 19598.562 18816.4868 2005-08-31 2005-09-30 0.94% 0.31% 08/2005 19373.5896 18467.6003 2005-09-30 2005-10-31 -3.05% -3.10% 09/2005 19555.2905 18525.5593 2005-10-31 2005-11-30 4.79% 4.85% 10/2005 18957.9841 17950.3663 2005-11-30 2005-12-31 0.06% -0.46% 11/2005 19866.9285 18821.7498 2005-12-31 2006-01-31 8.98% 8.97% 12/2005 19878.3198 18735.7439 2006-01-31 2006-02-28 -0.56% -0.28% 01/2006 21664.1611 20415.8219 2006-02-28 2006-03-31 4.60% 4.85% 02/2006 21542.7932 20359.595 2006-03-31 2006-04-30 0.50% -0.02% 03/2006 22533.8309 21347.3628 2006-04-30 2006-05-31 -5.67% -5.62% 04/2006 22646.5434 21343.8986 2006-05-31 2006-06-30 -0.44% 0.64% 05/2006 21363.3549 20145.2134 2006-06-30 2006-07-31 -4.00% -3.25% 06/2006 21270.0494 20274.7884 2006-07-31 2006-08-31 2.25% 2.96% 07/2006 20419.5945 19615.0551 2006-08-31 2006-09-30 0.69% 0.83% 08/2006 20879.5344 20195.7776 2006-09-30 2006-10-31 5.41% 5.76% 09/2006 21024.0962 20363.9253 2006-10-31 2006-11-30 2.98% 2.63% 10/2006 22162.1775 21536.4388 2006-11-30 2006-12-31 0.59% 0.33% 11/2006 22822.4384 22102.9618 2006-12-31 2007-01-31 1.82% 1.67% 12/2006 22956.5201 22176.967 2007-01-31 2007-02-28 -0.22% -0.79% 01/2007 23374.2278 22548.0879 2007-02-28 2007-03-31 1.37% 1.07% 02/2007 23322.0144 22369.1651 2007-03-31 2007-04-30 2.28% 1.80% 03/2007 23640.8958 22608.6376 2007-04-30 2007-05-31 4.18% 4.10% 04/2007 24180.7615 23014.7434 2007-05-31 2007-06-30 -1.03% -1.46% 05/2007 25190.833 23958.4963 2007-06-30 2007-07-31 -5.98% -6.84% 06/2007 24932.3381 23608.0126 2007-07-31 2007-08-31 0.71% 2.27% 07/2007 23441.107 21993.3485 2007-08-31 2007-09-30 1.65% 1.72% 08/2007 23606.7993 22491.8451 2007-09-30 2007-10-31 2.15% 2.87% 09/2007 23997.3468 22877.9141 2007-10-31 2007-11-30 -7.77% -7.18% 10/2007 24513.1368 23534.2932 2007-11-30 2007-12-31 -0.11% -0.06% 11/2007 22607.3366 21844.3955 2007-12-31 2008-01-31 -7.29% -6.82% 12/2007 22582.3496 21830.7651 2008-01-31 2008-02-29 -2.61% -3.71% 01/2008 20935.1214 20342.0288 2008-02-29 2008-03-31 0.01% 0.42% 02/2008 20389.2376 19588.0138 2008-03-31 2008-04-30 3.15% 4.19% 03/2008 20391.0782 19670.2834 2008-04-30 2008-05-31 4.61% 4.59% 04/2008 21033.6945 20493.8858 2008-05-31 2008-06-30 -7.89% -7.70% 05/2008 22002.4146 21435.3106 2008-06-30 2008-07-31 2.47% 3.70% 06/2008 20266.7704 19785.0528 2008-07-31 2008-08-31 2.45% 3.61% 07/2008 20766.4727 20517.2251 2008-08-31 2008-09-30 -9.20% -7.97% 08/2008 21275.7846 21257.8969 2008-09-30 2008-10-31 -21.05% -20.80% 09/2008 19318.8928 19564.0607 2008-10-31 2008-11-30 -12.63% -11.83% 10/2008 15252.7717 15494.1603 2008-11-30 2008-12-31 4.34% 5.80% 11/2008 13325.7001 13661.4046 2008-12-31 2009-01-31 -11.73% -11.12% 12/2008 13903.4283 14454.3276 2009-01-31 2009-02-28 -12.26% -12.15% 01/2009 12272.2999 12846.6982 2009-02-28 2009-03-31 9.72% 8.93% 02/2009 10767.3897 11285.5235 2009-03-31 2009-04-30 16.38% 15.46% 03/2009 11813.4869 12292.9478 2009-04-30 2009-05-31 3.04% 3.01% 04/2009 13748.3708 14193.2203 2009-05-31 2009-06-30 2.46% 1.47% 05/2009 14166.4612 14621.1322 2009-06-30 2009-07-31 9.46% 9.63% 06/2009 14514.7452 14835.8875 2009-07-31 2009-08-31 1.84% 2.87% 07/2009 15888.2882 16264.739 2009-08-31 2009-09-30 5.37% 5.77% 08/2009 16180.5314 16731.1224 2009-09-30 2009-10-31 -6.98% -6.79% 09/2009 17050.0729 17696.1241 2009-10-31 2009-11-30 2.34% 3.14% 10/2009 15860.0792 16494.6437 2009-11-30 2009-12-31 8.16% 8.05% 11/2009 16230.733 17012.4178 2009-12-31 2010-01-31 -3.29% -3.68% 12/2009 17554.427 18381.8165 2010-01-31 2010-02-28 4.44% 4.50% 01/2010 16977.4291 17705.1551 2010-02-28 2010-03-31 8.00% 8.14% 02/2010 17730.4603 18502.6979 2010-03-31 2010-04-30 6.54% 5.66% 03/2010 19149.6118 20008.6079 2010-04-30 2010-05-31 -7.77% -7.59% 04/2010 20402.1158 21140.9797 2010-05-31 2010-06-30 -7.68% -7.75% 05/2010 18816.9154 19537.366 2010-06-30 2010-07-31 7.10% 6.87% 06/2010 17371.5578 18023.3375 2010-07-31 2010-08-31 -7.89% -7.40% 07/2010 18605.3888 19261.8884 2010-08-31 2010-09-30 12.42% 12.46% 08/2010 17136.5423 17835.7781 2010-09-30 2010-10-31 4.23% 4.09% 09/2010 19265.5984 20058.0511 2010-10-31 2010-11-30 4.30% 3.47% 10/2010 20079.7759 20878.8555 2010-11-30 2010-12-31 7.79% 7.94% 11/2010 20943.0003 21602.8004 2010-12-31 2011-01-31 -0.09% -0.26% 12/2010 22574.6984 23318.2332 2011-01-31 2011-02-28 5.72% 5.48% 01/2011 22555.0169 23258.1475 2011-02-28 2011-03-31 3.10% 2.59% 02/2011 23844.1561 24533.6587 2011-03-31 2011-04-30 2.08% 2.64% 03/2011 24584.5067 25169.472 2011-04-30 2011-05-31 -2.08% -1.87% 04/2011 25096.4788 25834.0982 2011-05-31 2011-06-30 -1.61% -2.31% 05/2011 24574.6611 25349.741 2011-06-30 2011-07-31 -3.14% -3.61% 06/2011 24179.4431 24765.2826 2011-07-31 2011-08-31 -9.13% -8.70% 07/2011 23420.4471 23870.1356 2011-08-31 2011-09-30 -11.12% -11.21% 08/2011 21281.4584 21793.3779 2011-09-30 2011-10-31 15.19% 15.14% 09/2011 18914.6202 19350.2979 2011-10-31 2011-11-30 -0.36% -0.36% 10/2011 21787.3522 22279.1215 2011-11-30 2011-12-31 0.83% 0.66% 11/2011 21708.3767 22197.9098 2011-12-31 2012-01-31 6.75% 7.07% 12/2011 21889.0234 22344.5402 2012-01-31 2012-02-29 2.46% 2.39% 01/2012 23366.1359 23923.2044 2012-02-29 2012-03-31 2.86% 2.56% 02/2012 23941.1193 24495.7435 2012-03-31 2012-04-30 -1.37% -1.54% 03/2012 24625.1513 25123.3815 2012-04-30 2012-05-31 -6.45% -6.62% 04/2012 24288.0921 24735.3038 2012-05-31 2012-06-30 4.37% 4.99% 05/2012 22721.758 23098.0829 2012-06-30 2012-07-31 -0.71% -1.38% 06/2012 23714.5221 24250.6746 2012-07-31 2012-08-31 3.42% 3.33% 07/2012 23545.4878 23915.5526 2012-08-31 2012-09-30 3.46% 3.28% 08/2012 24350.8866 24713.0685 2012-09-30 2012-10-31 -1.46% -2.17% 09/2012 25194.1445 25524.5992 10/31/2012 24825.6926 24970.8527 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ----- ------ ----- 13.95% 0.25% 9.52% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. T.A. U.S. CORE EQUITY 2 PORTFOLIO VS. RUSSELL 3000(R) INDEX OCTOBER 4, 2007-OCTOBER 31, 2012 T.A. U.S. CORE EQUITY 2 BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE PORTFOLIO RUSSELL 3000 (R) INDEX --------- ---------- ----------- ----------------- ---------- ----------------------------- ------------------------- 2007-10-04 2007-10-31 -0.50% 0.57% 10/2007 10000 10000 2007-10-31 2007-11-30 -5.53% -4.50% 10/2007 9950 10056.9778 2007-11-30 2007-12-31 -1.01% -0.61% 11/2007 9400 9604.22508 2007-12-31 2008-01-31 -4.63% -6.06% 12/2007 9305.27233 9546.10702 2008-01-31 2008-02-29 -2.94% -3.11% 01/2008 8874.10131 8967.50272 2008-02-29 2008-03-31 -1.03% -0.59% 02/2008 8613.39325 8688.97512 2008-03-31 2008-04-30 4.83% 5.00% 03/2008 8525.0035 8637.71017 2008-04-30 2008-05-31 2.81% 2.05% 04/2008 8937.17937 9069.67212 2008-05-31 2008-06-30 -9.24% -8.25% 05/2008 9188.50613 9255.47911 2008-06-30 2008-07-31 0.97% -0.80% 06/2008 8339.28213 8491.70909 2008-07-31 2008-08-31 2.63% 1.55% 07/2008 8419.95233 8423.98305 2008-08-31 2008-09-30 -8.52% -9.40% 08/2008 8641.79538 8554.55479 2008-09-30 2008-10-31 -19.33% -17.74% 09/2008 7905.31075 7750.22 2008-10-31 2008-11-30 -8.89% -7.89% 10/2008 6376.88319 6375.64294 2008-11-30 2008-12-31 3.12% 1.91% 11/2008 5810.04913 5872.35494 2008-12-31 2009-01-31 -10.37% -8.39% 12/2008 5991.15953 5984.69683 2009-01-31 2009-02-28 -11.57% -10.48% 01/2009 5369.62767 5482.45815 2009-02-28 2009-03-31 9.96% 8.76% 02/2009 4748.09582 4908.14176 2009-03-31 2009-04-30 13.53% 10.52% 03/2009 5220.82656 5338.06486 2009-04-30 2009-05-31 4.32% 5.34% 04/2009 5927.17368 5899.80885 2009-05-31 2009-06-30 0.09% 0.34% 05/2009 6183.09655 6214.64838 2009-06-30 2009-07-31 8.97% 7.78% 06/2009 6188.38288 6235.77824 2009-07-31 2009-08-31 4.12% 3.57% 07/2009 6743.48699 6721.14589 2009-08-31 2009-09-30 4.87% 4.19% 08/2009 7021.03905 6961.30439 2009-09-30 2009-10-31 -4.34% -2.57% 09/2009 7362.97702 7252.95592 2009-10-31 2009-11-30 4.54% 5.68% 10/2009 7043.29595 7066.41195 2009-11-30 2009-12-31 4.71% 2.85% 11/2009 7362.97702 7467.95225 2009-12-31 2010-01-31 -3.23% -3.60% 12/2009 7709.6938 7680.76843 2010-01-31 2010-02-28 4.17% 3.39% 01/2010 7460.994 7403.89484 2010-02-28 2010-03-31 7.14% 6.30% 02/2010 7771.86875 7654.90003 2010-03-31 2010-04-30 3.74% 2.16% 03/2010 8326.63924 8137.36239 2010-04-30 2010-05-31 -8.05% -7.90% 04/2010 8638.10953 8312.97269 2010-05-31 2010-06-30 -7.03% -5.75% 05/2010 7942.49254 7656.27163 2010-06-30 2010-07-31 7.48% 6.94% 06/2010 7384.30558 7216.12841 2010-07-31 2010-08-31 -6.04% -4.71% 07/2010 7936.30586 7717.08894 2010-08-31 2010-09-30 10.54% 9.44% 08/2010 7457.21128 7353.82272 2010-09-30 2010-10-31 3.81% 3.91% 09/2010 8243.16159 8048.14844 2010-10-31 2010-11-30 1.71% 0.58% 10/2010 8556.98754 8362.6457 2010-11-30 2010-12-31 7.78% 6.78% 11/2010 8703.43965 8410.92304 2010-12-31 2011-01-31 2.02% 2.18% 12/2010 9380.3152 8981.09267 2011-01-31 2011-02-28 4.51% 3.64% 01/2011 9569.60407 9177.25419 2011-02-28 2011-03-31 1.22% 0.45% 02/2011 10000.7621 9511.38148 2011-03-31 2011-04-30 2.39% 2.98% 03/2011 10122.9789 9554.28317 2011-04-30 2011-05-31 -1.63% -1.14% 04/2011 10365.2563 9838.66287 2011-05-31 2011-06-30 -1.97% -1.80% 05/2011 10196.7155 9726.4035 2011-06-30 2011-07-31 -3.38% -2.29% 06/2011 9995.70098 9551.72709 2011-07-31 2011-08-31 -7.55% -6.00% 07/2011 9657.58001 9332.99349 2011-08-31 2011-09-30 -9.48% -7.76% 08/2011 8928.50669 8773.05885 2011-09-30 2011-10-31 13.25% 11.51% 09/2011 8082.24395 8092.3082 2011-10-31 2011-11-30 -0.35% -0.27% 10/2011 9153.5125 9023.67297 2011-11-30 2011-12-31 0.82% 0.82% 11/2011 9121.69264 8999.2842 2011-12-31 2012-01-31 5.45% 5.05% 12/2011 9196.55886 9073.25371 2012-01-31 2012-02-29 4.40% 4.23% 01/2012 9697.99537 9531.115 2012-02-29 2012-03-31 2.40% 3.08% 02/2012 10124.7498 9934.30989 2012-03-31 2012-04-30 -1.03% -0.66% 03/2012 10367.4128 10240.7513 2012-04-30 2012-05-31 -6.88% -6.18% 04/2012 10260.5323 10173.5853 2012-05-31 2012-06-30 3.95% 3.92% 05/2012 9555.12068 9544.66479 2012-06-30 2012-07-31 0.43% 0.99% 06/2012 9932.74144 9918.4843 2012-07-31 2012-08-31 3.23% 2.50% 07/2012 9975.69384 10016.7263 2012-08-31 2012-09-30 3.01% 2.63% 08/2012 10297.8368 10266.725 2012-09-30 2012-10-31 -0.91% -1.72% 09/2012 10607.3025 10536.3292 10/31/2012 10510.2844 10354.5927 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 10/04/2007 ------ ------ ---------- 14.82% 1.10% 0.99% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 3 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO VS. MSCI WORLD EX USA INDEX (NET DIV.) OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED DFA MSCI WORLD BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE INTERNATIONAL VALUE PORTFOLIO EX USA INDEX (NET DIV.) ---------- ---------- ----------- ----------------- ---------- ----------------------------- ----------------------- 2002-10-31 2002-11-30 5.10% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -3.07% -3.23% 11/2002 10510.2041 10460.3839 2002-12-31 2003-01-31 -2.30% -3.81% 12/2002 10188.0128 10122.316 2003-01-31 2003-02-28 -2.22% -1.97% 01/2003 9953.80563 9736.63317 2003-02-28 2003-03-31 -1.74% -1.93% 02/2003 9732.60995 9544.69952 2003-03-31 2003-04-30 10.07% 9.60% 03/2003 9563.46031 9360.75408 2003-04-30 2003-05-31 6.92% 6.20% 04/2003 10526.3121 10259.0855 2003-05-31 2003-06-30 3.24% 2.43% 05/2003 11254.9567 10895.3724 2003-06-30 2003-07-31 4.03% 2.29% 06/2003 11619.279 11160.0507 2003-07-31 2003-08-31 3.55% 2.58% 07/2003 12087.6934 11416.0851 2003-08-31 2003-09-30 3.33% 3.00% 08/2003 12517.0732 11710.4564 2003-09-30 2003-10-31 7.14% 6.26% 09/2003 12933.4416 12061.7856 2003-10-31 2003-11-30 1.78% 2.27% 10/2003 13857.2588 12817.1043 2003-11-30 2003-12-31 7.37% 7.67% 11/2003 14104.4775 13107.6332 2003-12-31 2004-01-31 2.79% 1.39% 12/2003 15143.3565 14112.7269 2004-01-31 2004-02-29 2.72% 2.30% 01/2004 15566.577 14309.2291 2004-02-29 2004-03-31 1.49% 0.50% 02/2004 15989.7974 14638.3333 2004-03-31 2004-04-30 -3.02% -2.62% 03/2004 16227.8589 14711.6145 2004-04-30 2004-05-31 0.84% 0.47% 04/2004 15738.5103 14326.5224 2004-05-31 2004-06-30 4.11% 2.31% 05/2004 15870.7667 14393.49 2004-06-30 2004-07-31 -3.88% -3.05% 06/2004 16523.6536 14725.8838 2004-07-31 2004-08-31 0.76% 0.42% 07/2004 15882.995 14276.8102 2004-08-31 2004-09-30 2.73% 2.91% 08/2004 16003.1185 14336.1689 2004-09-30 2004-10-31 3.59% 3.59% 09/2004 16439.3982 14754.0539 2004-10-31 2004-11-30 7.41% 6.65% 10/2004 17029.8746 15284.2776 2004-11-30 2004-12-31 5.18% 4.22% 11/2004 18291.3468 16300.7575 2004-12-31 2005-01-31 -0.56% -1.97% 12/2004 19238.5594 16989.4067 2005-01-31 2005-02-28 4.03% 4.45% 01/2005 19130.4016 16654.9427 2005-02-28 2005-03-31 -2.45% -2.27% 02/2005 19901.0256 17395.8458 2005-03-31 2005-04-30 -2.99% -2.55% 03/2005 19414.3157 17000.9825 2005-04-30 2005-05-31 0.14% 0.18% 04/2005 18832.9678 16567.4843 2005-05-31 2005-06-30 1.68% 1.63% 05/2005 18860.0073 16597.6975 2005-06-30 2005-07-31 4.35% 3.23% 06/2005 19176.5289 16869.0038 2005-07-31 2005-08-31 3.56% 2.76% 07/2005 20011.4813 17413.7949 2005-08-31 2005-09-30 3.08% 4.56% 08/2005 20723.244 17894.5395 2005-09-30 2005-10-31 -1.74% -3.23% 09/2005 21360.9956 18711.1896 2005-10-31 2005-11-30 1.64% 2.65% 10/2005 20989.6196 18106.5845 2005-11-30 2005-12-31 5.11% 4.64% 11/2005 21333.4863 18586.0772 2005-12-31 2006-01-31 6.89% 6.32% 12/2005 22424.0606 19447.8385 2006-01-31 2006-02-28 1.00% -0.34% 01/2006 23968.6108 20677.908 2006-02-28 2006-03-31 3.83% 3.17% 02/2006 24207.314 20608.4637 2006-03-31 2006-04-30 5.14% 4.78% 03/2006 25134.0441 21262.0385 2006-04-30 2006-05-31 -4.09% -3.80% 04/2006 26425.8497 22278.7298 2006-05-31 2006-06-30 -0.84% -0.13% 05/2006 25344.6646 21432.3108 2006-06-30 2006-07-31 1.59% 0.94% 06/2006 25130.7234 21404.7152 2006-07-31 2006-08-31 3.30% 2.84% 07/2006 25530.9852 21605.2657 2006-08-31 2006-09-30 1.16% -0.08% 08/2006 26374.394 22219.306 2006-09-30 2006-10-31 4.43% 3.95% 09/2006 26681.2058 22201.4165 2006-10-31 2006-11-30 3.37% 2.98% 10/2006 27864.4719 23078.8128 2006-11-30 2006-12-31 3.85% 2.87% 11/2006 28802.4266 23766.2318 2006-12-31 2007-01-31 1.92% 0.61% 12/2006 29911.2382 24447.6786 2007-01-31 2007-02-28 -0.15% 0.80% 01/2007 30486.7456 24596.8152 2007-02-28 2007-03-31 3.34% 2.56% 02/2007 30441.3108 24793.5831 2007-03-31 2007-04-30 4.91% 4.55% 03/2007 31457.5908 25428.8755 2007-04-30 2007-05-31 3.35% 2.22% 04/2007 33002.4508 26585.833 2007-05-31 2007-06-30 -0.80% 0.10% 05/2007 34108.0859 27176.2271 2007-06-30 2007-07-31 -2.68% -1.38% 06/2007 33834.1951 27203.4992 2007-07-31 2007-08-31 -1.17% -1.45% 07/2007 32926.8235 26827.4513 2007-08-31 2007-09-30 5.34% 5.68% 08/2007 32542.344 26439.1323 2007-09-30 2007-10-31 4.87% 4.35% 09/2007 34278.7347 27941.2322 2007-10-31 2007-11-30 -5.84% -3.91% 10/2007 35947.1003 29155.8544 2007-11-30 2007-12-31 -2.09% -1.88% 11/2007 33846.1954 28015.6987 2007-12-31 2008-01-31 -8.34% -9.02% 12/2007 33139.8169 27489.0589 2008-01-31 2008-02-29 -1.45% 1.81% 01/2008 30375.3388 25010.607 2008-02-29 2008-03-31 1.43% -1.43% 02/2008 29934.3791 25463.8556 2008-03-31 2008-04-30 4.36% 5.56% 03/2008 30362.9249 25100.3642 2008-04-30 2008-05-31 0.05% 1.52% 04/2008 31686.7416 26495.5837 2008-05-31 2008-06-30 -9.69% -7.78% 05/2008 31703.7136 26897.647 2008-06-30 2008-07-31 -2.61% -3.56% 06/2008 28630.4603 24806.0112 2008-07-31 2008-08-31 -4.23% -3.87% 07/2008 27883.8807 23923.2586 2008-08-31 2008-09-30 -10.76% -14.44% 08/2008 26703.2431 22998.0751 2008-09-30 2008-10-31 -22.71% -20.80% 09/2008 23831.1352 19677.6523 2008-10-31 2008-11-30 -6.54% -5.42% 10/2008 18418.936 15584.3142 2008-11-30 2008-12-31 7.07% 5.27% 11/2008 17214.2852 14739.1788 2008-12-31 2009-01-31 -13.34% -9.33% 12/2008 18431.3886 15516.1603 2009-01-31 2009-02-28 -12.62% -10.12% 01/2009 15972.6909 14068.3921 2009-02-28 2009-03-31 9.96% 6.59% 02/2009 13956.205 12644.2239 2009-03-31 2009-04-30 18.01% 12.90% 03/2009 15346.3981 13477.4218 2009-04-30 2009-05-31 14.87% 12.65% 04/2009 18110.8763 15215.4507 2009-05-31 2009-06-30 -1.34% -1.04% 05/2009 20804.4704 17139.6911 2009-06-30 2009-07-31 11.66% 9.39% 06/2009 20524.7152 16962.2042 2009-07-31 2009-08-31 5.42% 4.79% 07/2009 22917.1666 18554.9158 2009-08-31 2009-09-30 4.88% 4.13% 08/2009 24158.3633 19444.1667 2009-09-30 2009-10-31 -3.85% -1.61% 09/2009 25337.1416 20246.4017 2009-10-31 2009-11-30 2.97% 2.47% 10/2009 24361.9416 19921.3837 2009-11-30 2009-12-31 1.24% 1.59% 11/2009 25084.312 20414.2895 2009-12-31 2010-01-31 -5.93% -4.69% 12/2009 25396.5539 20739.715 2010-01-31 2010-02-28 0.30% -0.10% 01/2010 23890.9011 19767.5532 2010-02-28 2010-03-31 7.56% 6.44% 02/2010 23963.4627 19747.743 2010-03-31 2010-04-30 -1.69% -1.49% 03/2010 25774.7241 21018.9724 2010-04-30 2010-05-31 -11.68% -11.03% 04/2010 25338.788 20705.5737 2010-05-31 2010-06-30 -1.70% -1.45% 05/2010 22378.0551 18420.7186 2010-06-30 2010-07-31 11.90% 9.24% 06/2010 21997.9311 18154.2407 2010-07-31 2010-08-31 -4.79% -2.99% 07/2010 24616.2934 19832.1515 2010-08-31 2010-09-30 10.67% 9.59% 08/2010 23436.1865 19239.3736 2010-09-30 2010-10-31 3.64% 3.56% 09/2010 25937.5003 21084.9473 2010-10-31 2010-11-30 -4.75% -4.23% 10/2010 26881.0185 21836.0801 2010-11-30 2010-12-31 9.31% 8.05% 11/2010 25604.4939 20911.3337 2010-12-31 2011-01-31 4.25% 2.15% 12/2010 27988.9809 22595.147 2011-01-31 2011-02-28 3.31% 3.71% 01/2011 29179.2099 23081.8896 2011-02-28 2011-03-31 -2.65% -2.00% 02/2011 30146.2711 23937.755 2011-03-31 2011-04-30 5.21% 5.45% 03/2011 29347.4889 23458.2218 2011-04-30 2011-05-31 -3.80% -2.96% 04/2011 30876.3924 24735.7951 2011-05-31 2011-06-30 -1.65% -1.42% 05/2011 29701.7471 24002.5183 2011-06-30 2011-07-31 -3.18% -1.65% 06/2011 29211.3854 23660.6711 2011-07-31 2011-08-31 -10.59% -8.45% 07/2011 28282.5354 23270.368 2011-08-31 2011-09-30 -10.83% -10.04% 08/2011 25287.468 21303.0186 2011-09-30 2011-10-31 9.90% 9.73% 09/2011 22548.4271 19163.7078 2011-10-31 2011-11-30 -3.16% -4.62% 10/2011 24780.378 21027.4438 2011-11-30 2011-12-31 -2.86% -1.09% 11/2011 23998.2413 20055.7084 2011-12-31 2012-01-31 6.69% 5.40% 12/2011 23311.6606 19836.8657 2012-01-31 2012-02-29 5.50% 5.50% 01/2012 24870.9046 20907.8635 2012-02-29 2012-03-31 -0.85% -0.74% 02/2012 26237.6494 22057.3475 2012-03-31 2012-04-30 -3.71% -1.70% 03/2012 26014.4532 21894.0932 2012-04-30 2012-05-31 -12.47% -11.40% 04/2012 25050.2407 21522.4871 2012-05-31 2012-06-30 7.11% 6.55% 05/2012 21926.1922 19068.8287 2012-06-30 2012-07-31 -0.50% 1.25% 06/2012 23485.1486 20318.2827 2012-07-31 2012-08-31 4.12% 2.85% 07/2012 23367.3301 20571.2744 2012-08-31 2012-09-30 3.46% 3.04% 08/2012 24329.5143 21158.1985 2012-09-30 2012-10-31 1.18% 0.70% 09/2012 25172.0073 21800.5948 10/31/2012 25467.9164 21953.366 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ------ ------ ----- 2.77% -6.66% 9.80% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO VS. MSCI ALL COUNTRY WORLD EX USA INDEX (NET DIVIDENDS) MARCH 6, 2008-OCTOBER 31, 2012 MSCI ALL T.A. WORLD EX COUNTRY WORLD U.S. CORE EX USA INDEX BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE EQUITY PORTFOLIO (NET DIV.) ---------- ----------- ----------- ----------------- ---------- ---------------- ------------------- 2008-03-06 2008-03-31 1.60% -0.60% 03/2008 10000 10000 2008-03-31 2008-04-30 4.63% 6.05% 03/2008 10160 9939.64024 2008-04-30 2008-05-31 1.13% 1.58% 04/2008 10630 10541.2923 2008-05-31 2008-06-30 -9.94% -8.22% 05/2008 10750 10708.281 2008-06-30 2008-07-31 -3.35% -3.60% 06/2008 9681.27651 9828.1567 2008-07-31 2008-08-31 -4.44% -4.68% 07/2008 9357.21705 9474.26388 2008-08-31 2008-09-30 -13.25% -15.02% 08/2008 8942.01586 9030.86731 2008-09-30 2008-10-31 -23.56% -22.02% 09/2008 7756.83092 7674.33197 2008-10-31 2008-11-30 -5.82% -5.78% 10/2008 5929.30531 5984.54311 2008-11-30 2008-12-31 7.72% 5.70% 11/2008 5584.10602 5638.35663 2008-12-31 2009-01-31 -10.53% -8.84% 12/2008 6015.37264 5959.62115 2009-01-31 2009-02-28 -10.06% -9.33% 01/2009 5382.17552 5432.95784 2009-02-28 2009-03-31 10.39% 8.03% 02/2009 4840.89411 4925.89253 2009-03-31 2009-04-30 15.90% 13.63% 03/2009 5343.74965 5321.2682 2009-04-30 2009-05-31 16.03% 13.54% 04/2009 6193.42632 6046.43765 2009-05-31 2009-06-30 -0.94% -1.10% 05/2009 7186.42194 6865.02392 2009-06-30 2009-07-31 10.76% 9.78% 06/2009 7118.78102 6789.40857 2009-07-31 2009-08-31 4.07% 3.70% 07/2009 7884.46386 7453.2957 2009-08-31 2009-09-30 5.80% 5.14% 08/2009 8205.22289 7729.10426 2009-09-30 2009-10-31 -2.75% -1.24% 09/2009 8680.81349 8126.08715 2009-10-31 2009-11-30 3.57% 2.87% 10/2009 8441.98728 8025.42546 2009-11-30 2009-12-31 2.07% 2.11% 11/2009 8743.11598 8255.43213 2009-12-31 2010-01-31 -4.91% -4.89% 12/2009 8924.33763 8429.78164 2010-01-31 2010-02-28 0.49% 0.00% 01/2010 8486.46125 8017.83666 2010-02-28 2010-03-31 7.68% 6.80% 02/2010 8528.16377 8017.84251 2010-03-31 2010-04-30 -0.34% -0.88% 03/2010 9183.12706 8563.28577 2010-04-30 2010-05-31 -11.17% -10.52% 04/2010 9151.82094 8487.94174 2010-05-31 2010-06-30 -0.96% -1.28% 05/2010 8129.15452 7594.67027 2010-06-30 2010-07-31 10.22% 9.03% 06/2010 8051.24634 7497.25785 2010-07-31 2010-08-31 -3.33% -2.75% 07/2010 8874.30953 8174.25804 2010-08-31 2010-09-30 11.09% 9.95% 08/2010 8578.85095 7949.66863 2010-09-30 2010-10-31 3.44% 3.41% 09/2010 9530.55986 8740.50743 2010-10-31 2010-11-30 -3.76% -3.86% 10/2010 9858.8347 9038.24209 2010-11-30 2010-12-31 8.70% 7.83% 11/2010 9488.20182 8689.4674 2010-12-31 2011-01-31 1.14% 0.98% 12/2010 10313.9626 9369.90964 2011-01-31 2011-02-28 2.04% 2.63% 01/2011 10431.1668 9462.13259 2011-02-28 2011-03-31 0.04% -0.23% 02/2011 10644.2652 9711.3722 2011-03-31 2011-04-30 5.01% 4.89% 03/2011 10648.5571 9689.0432 2011-04-30 2011-05-31 -2.96% -2.88% 04/2011 11182.0519 10162.3924 2011-05-31 2011-06-30 -1.74% -1.45% 05/2011 10851.2851 9869.33027 2011-06-30 2011-07-31 -1.62% -1.36% 06/2011 10662.9543 9726.12514 2011-07-31 2011-08-31 -9.16% -8.57% 07/2011 10490.2749 9593.41623 2011-08-31 2011-09-30 -13.13% -11.13% 08/2011 9529.74562 8771.28321 2011-09-30 2011-10-31 10.10% 10.53% 09/2011 8278.02661 7795.47095 2011-10-31 2011-11-30 -3.46% -5.10% 10/2011 9114.52011 8616.68284 2011-11-30 2011-12-31 -2.73% -1.12% 11/2011 8799.4771 8176.9591 2011-12-31 2012-01-31 8.58% 6.78% 12/2011 8559.55668 8085.53362 2012-01-31 2012-02-29 5.54% 5.62% 01/2012 9293.85924 8634.09828 2012-02-29 2012-03-31 -0.89% -1.38% 02/2012 9808.96701 9119.136 2012-03-31 2012-04-30 -2.26% -1.58% 03/2012 9721.2521 8993.71245 2012-04-30 2012-05-31 -11.55% -11.36% 04/2012 9501.81075 8851.91165 2012-05-31 2012-06-30 5.64% 5.90% 05/2012 8404.60396 7846.70381 2012-06-30 2012-07-31 -0.13% 1.41% 06/2012 8878.33592 8309.49168 2012-07-31 2012-08-31 2.89% 2.09% 07/2012 8867.21018 8426.9202 2012-08-31 2012-09-30 4.07% 3.74% 08/2012 9123.10207 8603.12427 2012-09-30 2012-10-31 0.71% 0.39% 09/2012 9494.11477 8924.51152 10/31/2012 9561.13205 8959.19747 AVERAGE ANNUAL ONE YEAR FROM 03/06/2008 TOTAL RETURN -------- --------------- 4.90% -0.96% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 4 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 3000(R)Index .......................... 14.75% Russell Microcap(R)Index (micro cap stocks) ... 16.49% Russell 2000(R)Index (small cap stocks) ....... 12.08% Russell 1000(R)Index (large cap stocks) ....... 14.97% Dow Jones US Select REIT Index ................ 14.09% The value premium was positive across both large cap and small cap stocks. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 2000(R)Value Index (small cap value stocks) ...... 14.47% Russell 2000(R)Growth Index (small cap growth stocks) .... 9.70% Russell 1000(R)Value Index (large cap value stocks) ...... 16.89% Russell 1000(R)Growth Index (large cap growth stocks) .... 13.02% ---------- Source: Russell data copyright(C)Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. MASTER-FEEDER STRUCTURE The portfolio described below, called a "Feeder Fund," does not buy individual securities directly; instead, the portfolio invests in a corresponding fund called a "Master Fund." The Master Fund, in turn, purchases stocks and/or other securities. 5 DOMESTIC EQUITY PORTFOLIOS' PERFORMANCE OVERVIEW TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO The Tax-Managed U.S. Marketwide Value Portfolio seeks to capture the returns of U.S. value stocks by purchasing shares of The Tax-Managed U.S. Marketwide Value Series, a Master Fund that invests in such stocks. Value is measured primarily by book-to-market ratio. The Portfolio also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to U.S. value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Master Fund held approximately 1,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 18.34% for the Portfolio and 16.70% for the Russell 3000(R) Value Index. As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks generally outperformed during the period. The Master Fund's more prominent value characteristics as compared to the Index was the primary contributor to relative outperformance. The Master Fund's exclusion of highly regulated utilities also helped performance as this sector underperformed the overall Index. TAX-MANAGED U.S. EQUITY PORTFOLIO The Tax-Managed U.S. Equity Portfolio seeks to capture the returns associated with the broad universe of U.S. stocks. The Portfolio also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to the U.S. equity universe, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,500 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.57% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's return is net of fees and expenses which contributed to the underperformance. The Portfolio's exclusion of REITs detracted from relative performance as this sector outperformed the overall Index. TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO The Tax-Managed U.S. Targeted Value Portfolio seeks to capture the returns of U.S. small- and mid-capitalization value stocks. Value is measured primarily by book-to-market ratio. The Portfolio also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small- and mid-capitalization value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 1,500 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 15.39% for the Portfolio and 14.47% for the Russell 2000(R) Value Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure than the Index to deep value stocks in the mid-cap size range was the primary contributor to the Portfolio's relative outperformance. Mid-caps generally outperformed small cap stocks over the period. The Portfolio's exclusion of highly regulated utilities also helped performance as this sector underperformed the overall Index. 6 TAX-MANAGED U.S. SMALL CAP PORTFOLIO The Tax-Managed U.S. Small Cap Portfolio seeks to capture the returns of U.S. small company stocks. The Portfolio also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,000 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 13.95% for the Portfolio and 12.08% for the Russell 2000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure than the Index to the smallest micro cap stocks was a primary contributor to relative outperformance. The Portfolio also had less exposure than the Index to mid-cap stocks which contributed to outperformance as these stocks underperformed small cap and micro cap stocks. T.A. U.S. CORE EQUITY 2 PORTFOLIO The T.A. U.S. Core Equity 2 Portfolio seeks to capture the returns of the total U.S. market universe, with increased exposure to smaller company stocks and value stocks relative to the market while considering federal income tax implications of investment decisions. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,800 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 14.82% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's emphasis on value stocks across all size categories was the primary contributor to relative outperformance. The portfolio's exclusion of REITs detracted from relative performance as this sector outperformed the overall Index. INTERNATIONAL EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 MONTHS ENDED OCTOBER 31, 2012 U.S. DOLLAR RETURN ----------- MSCI World ex USA Index ............. 4.40% MSCI World ex USA Small Cap Index ... 4.86% MSCI World ex USA Value Index ....... 4.74% MSCI World ex USA Growth Index ...... 3.99% ---------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 7 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL CURRENCY U.S. DOLLAR TEN LARGEST FOREIGN DEVELOPED MARKETS BY MARKET CAP RETURN RETURN --------------------------------------------------- -------- ----------- United Kingdom ..................................... 8.61% 8.41% Japan .............................................. -0.86% -3.28% Canada ............................................. 3.34% 2.69% France ............................................. 10.04% 2.23% Australia .......................................... 10.20% 7.71% Switzerland ........................................ 17.41% 9.79% Germany ............................................ 18.18% 9.79% Spain .............................................. -6.40% -13.04% Sweden ............................................. 9.26% 6.47% Hong Kong .......................................... 16.12% 16.34% ---------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Gains in emerging markets were lower on average than in developed markets, although results varied widely among the individual emerging markets countries. For the one-year period ended October 31, 2012, returns in USD were 2.63% for the MSCI Emerging Markets Index (net dividends) versus 4.40% for the MSCI World ex USA Index (net dividends). As measured by the MSCI indices, emerging markets growth stocks outperformed their value counterparts, while emerging markets small cap stocks outperformed large caps. 12 MONTHS ENDED OCTOBER 31, 2012 U.S. DOLLAR RETURN ----------- MSCI Emerging Markets Index .............. 2.63% MSCI Emerging Markets Small Cap Index .... 3.74% MSCI Emerging Markets Value Index ........ 1.36% MSCI Emerging Markets Growth Index ....... 3.89% ---------- The US dollar (USD) appreciated significantly against the Brazilian real, Indian rupee, South African rand and depreciated to a lesser extent against the South Korean won, Mexican peso, and Taiwanese dollar. 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL CURRENCY U.S. DOLLAR TEN LARGEST EMERGING MARKETS BY MARKET CAP RETURN RETURN --------------------------------------------------- -------- ----------- China .............................................. 7.71% 7.92% South Korea ........................................ 1.71% 3.35% Brazil ............................................. 4.65% -12.68% Taiwan ............................................. -1.78% 0.59% South Africa ....................................... 17.70% 6.84% India .............................................. 5.24% -4.73% Russia ............................................. -1.42% -4.50% Mexico ............................................. 16.32% 17.03% Malaysia ........................................... 11.39% 12.19% Indonesia .......................................... 12.64% 3.82% ---------- 8 Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. INTERNATIONAL EQUITY PORTFOLIOS' PERFORMANCE OVERVIEW TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO The Tax-Managed DFA International Value Portfolio seeks to capture the returns of international large company value stocks. Value is measured primarily by book-to-market ratio. The Portfolio also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 490 securities in 23 developed countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ending October 31, 2012, total returns were 2.77% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). The Portfolio focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by book-to-market, generally underperformed during the period. The Portfolio had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Portfolio has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Portfolio and the Index contributed to relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO The T.A. World ex U.S. Core Equity Portfolio seeks to capture the returns of a broadly diversified basket of international stocks in developed and emerging markets, with increased exposure to smaller company stocks and those with value characteristics, while considering federal income tax implications of investment decisions. The investment strategy is process driven, emphasizing broad diversification, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 6,300 securities in 23 developed markets and 20 emerging markets. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 4.90% for the Portfolio and 3.98% for the MSCI All Country World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international and emerging equity markets rather than by the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 9 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLES BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO** Actual Fund Return ............................. $1,000.00 $1,063.96 0.37% $1.92 Hypothetical 5% Annual Return .................. $1,000.00 $1,023.28 0.37% $1.88 10 DISCLOSURE OF FUND EXPENSES CONTINUED BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- TAX-MANAGED U.S. EQUITY PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,017.24 0.22% $1.12 Hypothetical 5% Annual Return .................. $1,000.00 $1,024.03 0.22% $1.12 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,033.30 0.44% $2.25 Hypothetical 5% Annual Return .................. $1,000.00 $1,022.92 0.44% $2.24 TAX-MANAGED U.S. SMALL CAP PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,022.13 0.52% $2.64 Hypothetical 5% Annual Return .................. $1,000.00 $1,022.52 0.52% $2.64 T.A. U.S. CORE EQUITY 2 PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,024.35 0.24% $1.22 Hypothetical 5% Annual Return .................. $1,000.00 $1,023.93 0.24% $1.22 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,016.66 0.55% $2.79 Hypothetical 5% Annual Return .................. $1,000.00 $1,022.37 0.55% $2.80 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO Actual Fund Return ............................. $1,000.00 $1,006.25 0.49% $2.47 Hypothetical 5% Annual Return .................. $1,000.00 $1,022.67 0.49% $2.49 ---------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. ** The Portfolio is a Feeder Fund. The expenses shown reflect the direct expenses of the Feeder Fund and the indirect payment of the Feeder Fund's portion of the expenses of its Master Fund (Affiliated Investment Company). 11 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following tables, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, are provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. The categories of industry classification for the Affiliated Investment Companies are represented in the Disclosure of Portfolio Holdings, which are included elsewhere within the report. Refer to the Summary Schedule of Portfolio Holdings for each of the underlying Master Funds' holdings which reflect the investments by category. FEEDER FUNDS AFFILIATED INVESTMENT COMPANY ----------------------------- Tax-Managed U.S. Marketwide Value Portfolio .... 100.0% DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS TAX-MANAGED U.S. EQUITY PORTFOLIO Consumer Discretionary ....... 12.7% Consumer Staples ............. 10.2% Energy ....................... 10.8% Financials ................... 13.3% Health Care .................. 12.2% Industrials .................. 11.0% Information Technology ....... 19.1% Materials .................... 4.0% Other ........................ -- Telecommunication Services ... 2.9% Utilities .................... 3.8% ----- 100.0% TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO Consumer Discretionary ....... 18.1% Consumer Staples ............. 4.6% Energy ....................... 8.0% Financials ................... 25.5% Health Care .................. 6.3% Industrials .................. 15.8% Information Technology ....... 11.4% Materials .................... 9.2% Other ........................ -- Telecommunication Services ... 0.6% Utilities .................... 0.5% ----- 100.0% TAX-MANAGED U.S. SMALL CAP PORTFOLIO Consumer Discretionary ....... 16.7% Consumer Staples ............. 4.8% Energy ....................... 5.1% Financials ................... 19.7% Health Care .................. 9.7% Industrials .................. 18.0% Information Technology ....... 16.8% Materials .................... 5.9% Other ........................ -- Telecommunication Services ... 0.7% Utilities .................... 2.6% ----- 100.0% 12 DISCLOSURE OF PORTFOLIO HOLDINGS CONTINUED T.A. U.S. CORE EQUITY 2 PORTFOLIO Consumer Discretionary ....... 14.9% Consumer Staples ............. 6.5% Energy ....................... 11.3% Financials ................... 19.2% Health Care .................. 10.8% Industrials .................. 13.9% Information Technology ....... 12.6% Materials .................... 5.1% Other ........................ -- Telecommunication Services ... 3.3% Utilities .................... 2.4% ----- 100.0% TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO Consumer Discretionary ....... 9.3% Consumer Staples ............. 5.3% Energy ....................... 15.2% Financials ................... 30.6% Health Care .................. 1.7% Industrials .................. 10.3% Information Technology ....... 3.1% Materials .................... 13.4% Telecommunication Services ... 7.8% Utilities .................... 3.3% ----- 100.0% T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO Consumer Discretionary ....... 12.3% Consumer Staples ............. 7.4% Energy ....................... 9.5% Financials ................... 25.5% Health Care .................. 4.6% Industrials .................. 15.5% Information Technology ....... 6.1% Materials .................... 12.6% Telecommunication Services ... 3.4% Utilities .................... 3.1% ----- 100.0% 13 TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 VALUE+ -------------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The Tax-Managed U.S. Marketwide Value Series of The DFA Investment Trust Company ... $2,345,657,128 -------------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $1,823,671,987) ...................................................................... $2,345,657,128 ============== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 14 TAX-MANAGED U.S. EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- COMMON STOCKS -- (91.1%) Consumer Discretionary -- (11.5%) *Amazon.com, Inc ...................................................... 37,203 $ 8,661,602 0.6% Comcast Corp. Class A ................................................. 220,503 8,271,068 0.5% #Home Depot, Inc. (The) ............................................... 169,942 10,431,040 0.7% McDonald's Corp ....................................................... 100,226 8,699,617 0.6% Walt Disney Co. (The) ................................................. 177,091 8,689,855 0.6% Other Securities ...................................................... 147,174,509 9.6% -------------- ---- Total Consumer Discretionary ............................................. 191,927,691 12.6% -------------- ---- Consumer Staples -- (9.3%) Altria Group, Inc ..................................................... 212,300 6,751,140 0.4% Coca-Cola Co. (The) ................................................... 422,950 15,725,281 1.0% CVS Caremark Corp ..................................................... 132,842 6,163,869 0.4% PepsiCo, Inc .......................................................... 162,442 11,247,484 0.7% Philip Morris International, Inc ...................................... 172,030 15,234,977 1.0% Procter & Gamble Co. (The) ............................................ 286,041 19,805,479 1.3% #Wal-Mart Stores, Inc ................................................. 194,807 14,614,421 1.0% Other Securities ...................................................... 64,764,456 4.3% -------------- ---- Total Consumer Staples ................................................... 154,307,107 10.1% -------------- ---- Energy -- (9.8%) #Chevron Corp ......................................................... 204,675 22,557,232 1.5% #ConocoPhillips ....................................................... 121,505 7,029,064 0.5% #Exxon Mobil Corp ..................................................... 477,512 43,534,769 2.9% Occidental Petroleum Corp ............................................. 84,203 6,648,669 0.4% Schlumberger, Ltd ..................................................... 138,333 9,618,293 0.6% Other Securities ...................................................... 74,270,015 4.9% -------------- ---- Total Energy ............................................................. 163,658,042 10.8% -------------- ---- Financials -- (12.1%) American Express Co ................................................... 104,890 5,870,693 0.4% Bank of America Corp .................................................. 1,120,295 10,441,149 0.7% *Berkshire Hathaway, Inc. Class B ..................................... 180,751 15,607,849 1.0% Citigroup, Inc ........................................................ 303,550 11,349,735 0.7% Goldman Sachs Group, Inc. (The) ....................................... 47,842 5,855,382 0.4% JPMorgan Chase & Co ................................................... 395,455 16,482,564 1.1% U.S. Bancorp .......................................................... 197,250 6,550,672 0.4% Wells Fargo & Co ...................................................... 524,337 17,664,914 1.2% Other Securities ...................................................... 111,667,744 7.3% -------------- ---- Total Financials ......................................................... 201,490,702 13.2% -------------- ---- Health Care -- (11.1%) Abbott Laboratories ................................................... 163,800 10,732,176 0.7% Amgen, Inc ............................................................ 80,471 6,964,363 0.5% #Bristol-Myers Squibb Co .............................................. 175,055 5,820,579 0.4% Johnson & Johnson ..................................................... 280,554 19,868,834 1.3% Merck & Co., Inc ...................................................... 316,262 14,431,035 0.9% Pfizer, Inc ........................................................... 778,022 19,349,407 1.3% UnitedHealth Group, Inc ............................................... 107,055 5,995,080 0.4% Other Securities ...................................................... 101,233,017 6.6% -------------- ---- Total Health Care ........................................................ 184,394,491 12.1% -------------- ---- Industrials -- (10.0%) 3M Co ................................................................. 66,528 5,827,853 0.4% Caterpillar, Inc ...................................................... 64,009 5,428,603 0.4% General Electric Co ................................................... 1,104,281 23,256,158 1.5% Union Pacific Corp .................................................... 48,816 6,005,832 0.4% 15 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- Industrials -- (Continued) United Parcel Service, Inc. Class B ................................... 73,850 $ 5,409,512 0.3% United Technologies Corp .............................................. 89,090 6,963,274 0.5% Other Securities ...................................................... 113,162,546 7.4% -------------- ---- Total Industrials ........................................................ 166,053,778 10.9% -------------- ---- Information Technology -- (17.4%) Apple, Inc ............................................................ 99,202 59,035,110 3.9% *Cisco Systems, Inc ................................................... 555,895 9,528,040 0.6% *eBay, Inc ............................................................ 121,540 5,869,167 0.4% *Google, Inc. Class A ................................................. 27,259 18,529,850 1.2% Intel Corp ............................................................ 512,408 11,080,823 0.7% International Business Machines Corp .................................. 113,332 22,046,474 1.5% Microsoft Corp ........................................................ 786,236 22,435,244 1.5% Oracle Corp ........................................................... 401,875 12,478,219 0.8% QUALCOMM, Inc ......................................................... 174,876 10,243,362 0.7% Visa, Inc ............................................................. 54,998 7,631,522 0.5% Other Securities ...................................................... 110,004,680 7.2% -------------- ---- Total Information Technology ............................................. 288,882,491 19.0% -------------- ---- Materials -- (3.7%) Other Securities ...................................................... 61,138,569 4.0% -------------- ---- Other -- (0.0%) Other Securities ...................................................... 6 0.0% -------------- ---- Telecommunication Services -- (2.7%) AT&T, Inc ............................................................. 608,382 21,043,933 1.4% Verizon Communications, Inc ........................................... 294,471 13,145,185 0.8% Other Securities ...................................................... 10,129,550 0.7% -------------- ---- Total Telecommunication Services ......................................... 44,318,668 2.9% -------------- ---- Utilities -- (3.5%) Other Securities ...................................................... 57,616,276 3.8% -------------- ---- TOTAL COMMON STOCKS ...................................................... 1,513,787,821 99.4% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities ...................................................... 422 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities ...................................................... 2,280 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares ... 6,980,643 6,980,643 0.5% -------------- ---- SHARES/ FACE AMOUNT (000) ------------ SECURITIES LENDING COLLATERAL -- (8.5%) (S)@ DFA Short Term Investment Fund ...................................... 12,190,220 141,040,849 9.3% @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $383,421 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $384,575) to be repurchased at $372,247 ........ $ 372 372,244 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL ...................................... 141,413,093 9.3% -------------- ---- 16 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED PERCENTAGE VALUE+ OF NET ASSETS** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,091,977,167) ................................................. $1,662,184,259 109.2% ============== ----- Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary ....... $ 191,927,691 -- -- $ 191,927,691 Consumer Staples ............. 154,307,107 -- -- 154,307,107 Energy ....................... 163,655,061 $ 2,981 -- 163,658,042 Financials ................... 201,490,702 -- -- 201,490,702 Health Care .................. 184,392,347 2,144 -- 184,394,491 Industrials .................. 166,053,778 -- -- 166,053,778 Information Technology ....... 288,882,491 -- -- 288,882,491 Materials .................... 61,138,569 -- -- 61,138,569 Other ........................ -- 6 -- 6 Telecommunication Services ... 44,318,668 -- -- 44,318,668 Utilities .................... 57,616,276 -- -- 57,616,276 Preferred Stocks Energy ....................... -- 422 -- 422 Rights/Warrants ................. 2,280 -- -- 2,280 Temporary Cash Investments ...... 6,980,643 -- -- 6,980,643 Securities Lending Collateral ... -- 141,413,093 -- 141,413,093 -------------- ------------ ------- -------------- TOTAL ........................... $1,520,765,613 $141,418,646 -- $1,662,184,259 ============== ============ ======= ============== See accompanying Notes to Financial Statements. 17 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- COMMON STOCKS -- (89.9%) Consumer Discretionary -- (16.2%) *Cabela's, Inc ........................................................ 228,775 $ 10,251,408 0.4% #Dillard's, Inc. Class A .............................................. 355,688 27,387,976 1.1% Foot Locker, Inc ...................................................... 315,096 10,555,716 0.4% #GameStop Corp. Class A ............................................... 431,501 9,851,168 0.4% #Lennar Corp. Class A ................................................. 325,800 12,207,726 0.5% #*Mohawk Industries, Inc .............................................. 190,548 15,905,042 0.7% Whirlpool Corp ........................................................ 89,628 8,754,863 0.4% Wyndham Worldwide Corp ................................................ 174,630 8,801,352 0.4% Other Securities ...................................................... 324,898,634 13.7% -------------- ----- Total Consumer Discretionary ............................................. 428,613,885 18.0% -------------- ----- Consumer Staples -- (4.1%) *Constellation Brands, Inc. Class A ................................... 317,371 11,215,891 0.5% *Hain Celestial Group, Inc. (The) ..................................... 178,430 10,313,254 0.4% *Ralcorp Holdings, Inc ................................................ 140,259 10,125,297 0.4% Other Securities ...................................................... 77,368,902 3.3% -------------- ----- Total Consumer Staples ................................................... 109,023,344 4.6% -------------- ----- Energy -- (7.2%) Bristow Group, Inc .................................................... 174,043 8,688,227 0.4% #*Helix Energy Solutions Group, Inc ................................... 562,740 9,729,775 0.4% *Plains Exploration & Production Co ................................... 372,716 13,291,053 0.6% *Rowan Cos. P.L.C. Class A ............................................ 328,885 10,428,943 0.4% Tesoro Corp ........................................................... 419,582 15,822,437 0.7% Western Refining, Inc ................................................. 378,467 9,412,474 0.4% Other Securities ...................................................... 122,103,568 5.1% -------------- ----- Total Energy ............................................................. 189,476,477 8.0% -------------- ----- Financials -- (22.9%) Allied World Assurance Co. Holdings AG ................................ 155,508 12,487,292 0.5% *American Capital, Ltd ................................................ 1,164,025 13,723,855 0.6% #American Financial Group, Inc ........................................ 370,385 14,370,938 0.6% #Assurant, Inc ........................................................ 331,133 12,520,139 0.5% Axis Capital Holdings, Ltd ............................................ 288,525 10,450,375 0.5% CNO Financial Group, Inc .............................................. 1,264,042 12,109,522 0.5% Everest Re Group, Ltd ................................................. 113,679 12,624,053 0.5% #Legg Mason, Inc ...................................................... 349,011 8,892,800 0.4% #NASDAQ OMX Group, Inc. (The) ......................................... 406,131 9,669,979 0.4% PartnerRe, Ltd ........................................................ 163,753 13,263,993 0.6% Reinsurance Group of America, Inc ..................................... 235,808 12,478,959 0.5% Other Securities ...................................................... 470,561,099 19.8% -------------- ----- Total Financials ......................................................... 603,153,004 25.4% -------------- ----- Health Care -- (5.7%) Cooper Cos., Inc. (The) ............................................... 88,522 8,496,342 0.4% Coventry Health Care, Inc ............................................. 383,447 16,733,627 0.7% *Hologic, Inc ......................................................... 449,308 9,264,731 0.4% #Omnicare, Inc ........................................................ 312,425 10,788,035 0.4% *ViroPharma, Inc ...................................................... 339,632 8,575,708 0.4% Other Securities ...................................................... 95,696,093 4.0% -------------- ----- Total Health Care ........................................................ 149,554,536 6.3% -------------- ----- Industrials -- (14.2%) Amerco, Inc ........................................................... 88,302 10,202,413 0.4% #*Avis Budget Group, Inc .............................................. 549,560 9,084,227 0.4% GATX Corp ............................................................. 210,036 8,708,093 0.4% 18 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- Industrials -- (Continued) #*Owens Corning, Inc .................................................. 367,806 $ 12,354,604 0.5% *Quanta Services, Inc ................................................. 347,012 8,998,021 0.4% Ryder System, Inc ..................................................... 233,530 10,536,874 0.4% Trinity Industries, Inc ............................................... 277,414 8,677,510 0.4% Other Securities ...................................................... 305,314,935 12.8% -------------- ----- Total Industrials ........................................................ 373,876,677 15.7% -------------- ----- Information Technology -- (10.3%) #*Arrow Electronics, Inc .............................................. 351,633 12,388,031 0.5% Convergys Corp ........................................................ 551,669 9,273,556 0.4% IAC/InterActiveCorp ................................................... 254,127 12,287,040 0.5% Other Securities ...................................................... 237,011,914 10.0% -------------- ----- Total Information Technology ............................................. 270,960,541 11.4% -------------- ----- Materials -- (8.3%) Ashland, Inc .......................................................... 210,546 14,980,348 0.6% #Domtar Corp .......................................................... 123,167 9,822,568 0.4% #*Louisiana-Pacific Corp .............................................. 670,853 10,592,769 0.4% MeadWestvaco Corp ..................................................... 391,872 11,634,680 0.5% Reliance Steel & Aluminum Co .......................................... 200,657 10,903,701 0.5% Rock-Tenn Co. Class A ................................................. 149,967 10,976,085 0.5% Westlake Chemical Corp ................................................ 142,636 10,848,894 0.5% Other Securities ...................................................... 138,927,915 5.8% -------------- ----- Total Materials .......................................................... 218,686,960 9.2% -------------- ----- Other -- (0.0%) Other Securities ...................................................... 294 0.0% -------------- ----- Telecommunication Services -- (0.6%) Other Securities ...................................................... 15,102,777 0.6% -------------- ----- Utilities -- (0.4%) Other Securities ...................................................... 10,749,666 0.4% -------------- ----- TOTAL COMMON STOCKS ...................................................... 2,369,198,161 99.6% -------------- ----- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities ...................................................... 13,082 0.0% -------------- ----- RIGHTS/WARRANTS -- (0.0%) Other Securities ...................................................... 39,856 0.0% -------------- ----- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares ... 8,857,353 8,857,353 0.4% -------------- ----- SHARES/ FACE AMOUNT (000) ------------ SECURITIES LENDING COLLATERAL -- (9.8%) (S)@ DFA Short Term Investment Fund ...................................... 22,132,499 256,073,011 10.8% @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $696,137 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $698,232) to be repurchased at $675,850 ........ $ 676 675,844 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL ...................................... 256,748,855 10.8% -------------- ----- 19 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED PERCENTAGE VALUE+ OF NET ASSETS** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,130,713,058) ................................................. $2,634,857,307 110.8% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary ....... $ 428,613,885 -- -- $ 428,613,885 Consumer Staples ............. 109,023,344 -- -- 109,023,344 Energy ....................... 189,351,831 $ 124,646 -- 189,476,477 Financials ................... 603,153,004 -- -- 603,153,004 Health Care .................. 149,395,452 159,084 -- 149,554,536 Industrials .................. 373,747,154 129,523 -- 373,876,677 Information Technology 270,960,541 -- -- 270,960,541 Materials .................... 218,686,960 -- -- 218,686,960 Other ........................ -- 294 -- 294 Telecommunication Services ... 15,102,777 -- -- 15,102,777 Utilities .................... 10,749,666 -- -- 10,749,666 Preferred Stocks Energy ....................... -- 13,082 -- 13,082 Rights/Warrants ................. 38,173 1,683 -- 39,856 Temporary Cash Investments ...... 8,857,353 -- -- 8,857,353 Securities Lending Collateral ... -- 256,748,855 -- 256,748,855 -------------- ------------ ------- -------------- TOTAL ........................... $2,377,680,140 $257,177,167 -- $2,634,857,307 ============== ============ ======= ============== See accompanying Notes to Financial Statements. 20 TAX-MANAGED U.S. SMALL CAP PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- COMMON STOCKS -- (84.9%) Consumer Discretionary -- (14.1%) #*Cabela's, Inc ....................................................... 79,425 $ 3,559,034 0.3% #Dillard's, Inc. Class A .............................................. 51,751 3,984,827 0.3% Domino's Pizza, Inc ................................................... 54,821 2,226,829 0.1% #DSW, Inc. Class A .................................................... 38,341 2,399,763 0.2% #Group 1 Automotive, Inc .............................................. 35,286 2,188,085 0.1% Men's Wearhouse, Inc. (The) ........................................... 68,501 2,246,148 0.2% #*Saks, Inc ........................................................... 221,647 2,278,531 0.2% #*Select Comfort Corp ................................................. 89,608 2,493,791 0.2% *Steven Madden, Ltd ................................................... 55,010 2,361,029 0.2% Other Securities ...................................................... 196,856,976 14.8% -------------- ---- Total Consumer Discretionary ............................................. 220,595,013 16.6% -------------- ---- Consumer Staples -- (4.1%) *Dean Foods Co ........................................................ 215,173 3,623,513 0.3% *Hain Celestial Group, Inc. (The) ..................................... 53,402 3,086,636 0.2% #PriceSmart, Inc ...................................................... 28,537 2,368,286 0.2% Other Securities ...................................................... 54,616,524 4.1% -------------- ---- Total Consumer Staples ................................................... 63,694,959 4.8% -------------- ---- Energy -- (4.3%) Bristow Group, Inc .................................................... 45,458 2,269,263 0.2% Western Refining, Inc ................................................. 194,387 4,834,405 0.3% Other Securities ...................................................... 59,803,732 4.5% -------------- ---- Total Energy ............................................................. 66,907,400 5.0% -------------- ---- Financials -- (16.7%) *Altisource Portfolio Solutions SA .................................... 21,934 2,489,509 0.2% CapitalSource, Inc .................................................... 302,900 2,395,939 0.2% Cathay General Bancorp ................................................ 154,992 2,741,808 0.2% CNO Financial Group, Inc .............................................. 336,171 3,220,518 0.2% First American Financial Corp ......................................... 131,159 2,983,867 0.2% *Investors Bancorp, Inc ............................................... 123,487 2,221,531 0.2% *Ocwen Financial Corp ................................................. 87,991 3,393,813 0.2% Primerica, Inc ........................................................ 80,041 2,261,959 0.2% Susquehanna Bancshares, Inc ........................................... 234,498 2,431,744 0.2% Other Securities ...................................................... 237,170,844 17.8% -------------- ---- Total Financials ......................................................... 261,311,532 19.6% -------------- ---- Health Care -- (8.3%) #*Air Methods Corp .................................................... 22,944 2,515,351 0.2% *Ariad Pharmaceuticals, Inc ........................................... 193,800 4,176,390 0.3% *Jazz Pharmaceuticals P.L.C ........................................... 43,942 2,361,004 0.2% #*Medicines Co. (The) ................................................. 105,773 2,318,544 0.2% *ViroPharma, Inc ...................................................... 115,735 2,922,309 0.2% Other Securities ...................................................... 114,659,115 8.6% -------------- ---- Total Health Care ........................................................ 128,952,713 9.7% -------------- ---- Industrials -- (15.3%) Amerco, Inc ........................................................... 25,259 2,918,425 0.2% #*Chart Industries, Inc ............................................... 32,460 2,297,843 0.2% #*EnerSys, Inc ........................................................ 63,999 2,206,686 0.2% #Geo Group, Inc. (The) ................................................ 93,170 2,582,672 0.2% #Robbins & Myers, Inc ................................................. 38,214 2,265,326 0.2% #Triumph Group, Inc ................................................... 46,890 3,067,544 0.2% #*United Rentals, Inc ................................................. 53,799 2,187,467 0.1% 21 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- Industrials -- (Continued) Other Securities ...................................................... $ 220,968,362 16.6% -------------- ---- Total Industrials ........................................................ 238,494,325 17.9% -------------- ---- Information Technology -- (14.3%) #*3D Systems Corp ..................................................... 78,815 3,428,452 0.2% *AOL, Inc ............................................................. 69,740 2,394,174 0.2% #*Arris Group, Inc .................................................... 170,706 2,345,500 0.2% #*Cirrus Logic, Inc ................................................... 109,053 4,445,000 0.3% Convergys Corp ........................................................ 170,395 2,864,340 0.2% #*CoStar Group, Inc ................................................... 32,679 2,709,089 0.2% #*Cymer, Inc .......................................................... 34,206 2,725,876 0.2% #Fair Isaac Corp ...................................................... 47,990 2,236,334 0.2% #FEI Co ............................................................... 43,300 2,383,665 0.2% #*OSI Systems, Inc .................................................... 29,110 2,306,968 0.2% Other Securities ...................................................... 195,184,430 14.7% -------------- ---- Total Information Technology ............................................. 223,023,828 16.8% -------------- ---- Materials -- (5.0%) American Vanguard Corp ................................................ 64,951 2,320,699 0.2% #Eagle Materials, Inc ................................................. 49,700 2,632,609 0.2% *Louisiana-Pacific Corp ............................................... 183,497 2,897,418 0.2% Westlake Chemical Corp ................................................ 34,525 2,625,972 0.2% Other Securities ...................................................... 68,066,368 5.1% -------------- ---- Total Materials .......................................................... 78,543,066 5.9% -------------- ---- Other -- (0.0%) Other Securities ...................................................... 312 0.0% -------------- ---- Telecommunication Services -- (0.6%) Other Securities ...................................................... 9,404,001 0.7% -------------- ---- Utilities -- (2.2%) #PNM Resources, Inc ................................................... 99,252 2,199,424 0.2% Other Securities ...................................................... 32,415,078 2.4% -------------- ---- Total Utilities .......................................................... 34,614,502 2.6% -------------- ---- TOTAL COMMON STOCKS ...................................................... 1,325,541,651 99.6% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities ...................................................... 11,675 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities ...................................................... 32,981 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares 5,806,401 5,806,401 0.4% -------------- ---- 22 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED SHARES/ FACE AMOUNT PERCENTAGE (000) VALUE+ OF NET ASSETS** ------------ -------------- --------------- SECURITIES LENDING COLLATERAL -- (14.7%) (S)@DFA Short Term Investment Fund ....................................... 19,745,019 $ 228,449,866 17.2% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $621,042 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $622,911) to be repurchased at $602,943 ........ $ 603 602,938 0.0% -------------- --------------- TOTAL SECURITIES LENDING COLLATERAL 229,052,804 17.2% -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,156,520,287) ................................................. $1,560,445,512 117.2% ============== =============== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary ....... $ 220,595,013 -- -- $ 220,595,013 Consumer Staples ............. 63,694,959 -- -- 63,694,959 Energy ....................... 66,840,115 $ 67,285 -- 66,907,400 Financials ................... 261,311,532 -- -- 261,311,532 Health Care .................. 128,895,310 57,403 -- 128,952,713 Industrials .................. 238,478,409 15,916 -- 238,494,325 Information Technology ....... 223,023,828 -- -- 223,023,828 Materials .................... 78,543,066 -- -- 78,543,066 Other ........................ -- 312 -- 312 Telecommunication Services ... 9,404,001 -- -- 9,404,001 Utilities .................... 34,614,502 -- -- 34,614,502 Preferred Stocks Energy ....................... -- 11,675 -- 11,675 Rights/Warrants ................. 32,906 75 -- 32,981 Temporary Cash Investments ...... 5,806,401 -- -- 5,806,401 Securities Lending Collateral ... -- 229,052,804 -- 229,052,804 -------------- ------------ ------- -------------- TOTAL ........................... $1,331,240,042 $229,205,470 -- $1,560,445,512 ============== ============ ======= ============== See accompanying Notes to Financial Statements. 23 T.A. U.S. CORE EQUITY 2 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- COMMON STOCKS -- (89.1%) Consumer Discretionary -- (13.3%) CBS Corp. Class B ..................................................... 197,985 $ 6,414,714 0.2% Comcast Corp. Class A ................................................ 456,217 17,112,700 0.6% Home Depot, Inc. (The) ................................................ 144,802 8,887,947 0.3% *Liberty Media Corp. - Liberty Capital Class A ........................ 59,392 6,632,305 0.3% Lowe's Cos., Inc ...................................................... 255,861 8,284,779 0.3% News Corp. Class A .................................................... 376,280 9,000,618 0.3% Time Warner Cable, Inc ................................................ 88,298 8,751,215 0.3% Time Warner, Inc ...................................................... 214,866 9,335,928 0.3% Walt Disney Co. (The) ................................................. 365,590 17,939,501 0.6% Other Securities ...................................................... 330,521,528 11.6% -------------- ---- Total Consumer Discretionary ............................................. 422,881,235 14.8% -------------- ---- Consumer Staples -- (5.8%) Coca-Cola Co. (The) ................................................... 172,706 6,421,209 0.2% CVS Caremark Corp ..................................................... 277,652 12,883,053 0.5% Mondelez International, Inc. Class A .................................. 366,422 9,724,840 0.3% Procter & Gamble Co. (The) ............................................ 250,219 17,325,164 0.6% Wal-Mart Stores, Inc .................................................. 140,778 10,561,166 0.4% Other Securities ...................................................... 127,992,438 4.5% -------------- ---- Total Consumer Staples ................................................... 184,907,870 6.5% -------------- ---- Energy -- (10.1%) Anadarko Petroleum Corp ............................................... 99,014 6,813,153 0.2% Apache Corp ........................................................... 77,195 6,387,886 0.2% Chevron Corp .......................................................... 424,406 46,773,785 1.6% ConocoPhillips ........................................................ 271,234 15,690,887 0.6% EOG Resources, Inc .................................................... 53,410 6,221,731 0.2% Exxon Mobil Corp ...................................................... 549,998 50,143,318 1.8% National Oilwell Varco, Inc ........................................... 87,982 6,484,273 0.2% Occidental Petroleum Corp ............................................. 145,217 11,466,334 0.4% Phillips 66 ........................................................... 135,617 6,395,698 0.2% Other Securities ...................................................... 163,878,633 5.8% -------------- ---- Total Energy ............................................................. 320,255,698 11.2% -------------- ---- Financials -- (17.2%) Bank of America Corp .................................................. 1,917,154 17,867,875 0.6% #*Berkshire Hathaway, Inc. Class B .................................... 99,579 8,598,647 0.3% Capital One Financial Corp ............................................ 117,064 7,043,741 0.3% Citigroup, Inc ........................................................ 411,827 15,398,212 0.5% Goldman Sachs Group, Inc. (The) ....................................... 85,641 10,481,602 0.4% JPMorgan Chase & Co ................................................... 811,150 33,808,732 1.2% MetLife, Inc .......................................................... 216,234 7,674,145 0.3% PNC Financial Services Group, Inc ..................................... 115,488 6,720,247 0.2% Travelers Cos., Inc. (The) ............................................ 100,570 7,134,436 0.3% U.S. Bancorp .......................................................... 351,609 11,676,935 0.4% Wells Fargo & Co ...................................................... 1,084,633 36,541,286 1.3% Other Securities ...................................................... 383,562,279 13.4% -------------- ---- Total Financials ......................................................... 546,508,137 19.2% -------------- ---- Health Care -- (9.6%) Amgen, Inc ............................................................ 85,813 7,426,686 0.3% Johnson & Johnson ..................................................... 141,608 10,028,679 0.3% Merck & Co., Inc ...................................................... 589,040 26,877,895 0.9% Pfizer, Inc ........................................................... 1,598,574 39,756,535 1.4% UnitedHealth Group, Inc ............................................... 192,286 10,768,016 0.4% 24 T.A. U.S. CORE EQUITY 2 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- Health Care -- (Continued) Other Securities ...................................................... $ 211,598,514 7.4% -------------- ---- Total Health Care ........................................................ 306,456,325 10.7% -------------- ---- Industrials -- (12.4%) General Electric Co ................................................... 2,219,055 46,733,298 1.6% Union Pacific Corp .................................................... 102,621 12,625,462 0.5% Other Securities ...................................................... 336,567,784 11.8% -------------- ---- Total Industrials ........................................................ 395,926,544 13.9% -------------- ---- Information Technology -- (11.2%) Apple, Inc ............................................................ 42,017 25,004,317 0.9% *Google, Inc. Class A ................................................. 11,628 7,904,366 0.3% Intel Corp ............................................................ 517,438 11,189,597 0.4% International Business Machines Corp .................................. 45,323 8,816,683 0.3% Microsoft Corp ........................................................ 327,024 9,331,630 0.3% Oracle Corp ........................................................... 213,729 6,636,285 0.2% Visa, Inc ............................................................. 97,604 13,543,531 0.5% Other Securities ...................................................... 275,556,881 9.6% -------------- ---- Total Information Technology ............................................. 357,983,290 12.5% -------------- ---- Materials -- (4.5%) Other Securities ...................................................... 143,579,779 5.0% -------------- ---- Other -- (0.0%) Other Securities ...................................................... -- 0.0% -------------- ---- Telecommunication Services -- (2.9%) AT&T, Inc ............................................................. 1,265,775 43,783,157 1.5% #Verizon Communications, Inc .......................................... 581,853 25,973,918 0.9% Other Securities ...................................................... 23,845,031 0.9% -------------- ---- Total Telecommunication Services ......................................... 93,602,106 3.3% -------------- ---- Utilities -- (2.1%) Other Securities ...................................................... 67,960,515 2.4% -------------- ---- TOTAL COMMON STOCKS ...................................................... 2,840,061,499 99.5% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities ...................................................... 4,878 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares ... 1 0,736,944 10,736,944 0.4% -------------- ---- SHARES/ FACE AMOUNT (000) --------- SECURITIES LENDING COLLATERAL -- (10.6%) (S)@DFA Short Term Investment Fund ....................................... 29,068,909 336,327,274 11.8% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $914,307 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $917,058) to be repurchased at $887,661 ......... $ 888 887,654 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL ...................................... 337,214,928 11.8% -------------- ---- 25 T.A. U.S. CORE EQUITY 2 PORTFOLIO CONTINUED PERCENTAGE VALUE+ OF NET ASSETS** -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,481,374,822) .......................................................... $3,188,018,249 111.7% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary ......... $ 422,861,910 $ 19,325 -- $ 422,881,235 Consumer Staples ............... 184,907,870 -- -- 184,907,870 Energy ......................... 320,245,273 10,425 -- 320,255,698 Financials ..................... 546,508,137 -- -- 546,508,137 Health Care .................... 306,442,629 13,696 -- 306,456,325 Industrials. ................... 395,911,452 15,092 -- 395,926,544 Information Technology ......... 357,983,290 -- -- 357,983,290 Materials ...................... 143,579,779 -- -- 143,579,779 Other .......................... -- -- -- -- Telecommunication Services ..... 93,602,106 -- -- 93,602,106 Utilities ...................... 67,960,515 -- -- 67,960,515 Rights/Warrants ................... 4,878 -- -- 4,878 Temporary Cash Investments ........ 10,736,944 -- -- 10,736,944 Securities Lending Collateral ..... -- 337,214,928 -- 337,214,928 -------------- ------------ ------- -------------- TOTAL ............................. $2,850,744,783 $337,273,466 -- $3,188,018,249 ============== ============ ======= ============== See accompanying Notes to Financial Statements. 26 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- COMMON STOCKS -- (97.1%) AUSTRALIA -- (5.4%) Wesfarmers, Ltd ................................................ 926,233 $ 33,390,263 1.7% Other Securities ............................................... 75,529,183 3.8% -------------- ----- TOTAL AUSTRALIA ................................................... 108,919,446 5.5% -------------- ----- AUSTRIA -- (0.1%) Other Securities ............................................... 2,202,939 0.1% -------------- ----- BELGIUM -- (1.1%) Other Securities ............................................... 21,963,139 1.1% -------------- ----- CANADA -- (12.3%) Canadian Natural Resources, Ltd ................................ 413,439 12,460,089 0.6% Goldcorp, Inc .................................................. 390,268 17,642,654 0.9% Manulife Financial Corp ........................................ 1,391,180 17,188,647 0.9% #Sun Life Financial, Inc ....................................... 494,520 12,264,591 0.6% Suncor Energy, Inc ............................................. 1,078,999 36,213,313 1.8% Teck Resources, Ltd. Class B ................................... 407,968 12,948,772 0.7% Other Securities ............................................... 139,312,477 7.1% -------------- ----- TOTAL CANADA ...................................................... 248,030,543 12.6% -------------- ----- DENMARK -- (1.4%) Other Securities ............................................... 27,920,680 1.4% -------------- ----- FINLAND -- (0.6%) Other Securities ............................................... 11,709,008 0.6% -------------- ----- FRANCE -- (9.4%) AXA SA ......................................................... 948,963 15,125,169 0.8% BNP Paribas SA ................................................. 242,688 12,318,032 0.6% France Telecom SA .............................................. 1,431,646 16,002,158 0.8% GDF Suez SA. ................................................... 1,001,804 22,993,642 1.2% *Societe Generale SA ........................................... 485,354 15,478,889 0.8% Vivendi SA ..................................................... 1,014,279 20,783,897 1.0% Other Securities ............................................... 86,775,055 4.4% -------------- ----- TOTAL FRANCE ...................................................... 189,476,842 9.6% -------------- ----- GERMANY -- (7.4%) Daimler AG ..................................................... 505,362 23,673,482 1.2% Deutsche Bank AG (5750355) ..................................... 241,169 10,985,454 0.6% #Deutsche Bank AG (D18190898) .................................. 239,182 10,933,009 0.6% Deutsche Telekom AG ............................................ 920,799 10,504,881 0.5% E.ON AG ........................................................ 993,327 22,613,064 1.1% Munchener Rueckversicherungs-Gesellschaft AG ................... 86,591 13,932,731 0.7% Other Securities ............................................... 55,818,989 2.8% -------------- ----- TOTAL GERMANY ..................................................... 148,461,610 7.5% -------------- ----- GREECE -- (0.0%) Other Securities ............................................... 1,008,011 0.1% -------------- ----- HONG KONG -- (2.2%) Hutchison Whampoa, Ltd ......................................... 1,722,000 16,891,652 0.9% Other Securities ............................................... 28,316,519 1.4% -------------- ----- TOTAL HONG KONG ................................................... 45,208,171 2.3% -------------- ----- IRELAND -- (0.1%) Other Securities ............................................... 1,874,418 0.1% -------------- ----- 27 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- ISRAEL -- (0.6%) Other Securities ............................................... $ 13,124,829 0.7% -------------- ----- ITALY -- (1.6%) Other Securities ............................................... 32,581,877 1.7% -------------- ----- JAPAN -- (17.0%) Mitsubishi Corp ................................................ 870,800 15,546,343 0.8% Mitsubishi UFJ Financial Group, Inc ............................ 6,163,934 27,885,441 1.4% Mitsui & Co., Ltd .............................................. 967,400 13,635,718 0.7% Sumitomo Corp .................................................. 754,200 10,281,854 0.5% Sumitomo Mitsui Financial Group, Inc ........................... 588,727 17,989,734 0.9% #Toyota Motor Corp. Sponsored ADR .............................. 180,003 13,944,832 0.7% Other Securities ............................................... 244,373,446 12.4% -------------- ----- TOTAL JAPAN ....................................................... 343,657,368 17.4% -------------- ----- NETHERLANDS -- (3.2%) ArcelorMittal NV ............................................... 764,181 11,297,979 0.6% Koninklijke Philips Electronics NV ............................. 631,760 15,823,012 0.8% Other Securities ............................................... 36,775,911 1.8% -------------- ----- TOTAL NETHERLANDS ................................................. 63,896,902 3.2% -------------- ----- NEW ZEALAND -- (0.1%) Other Securities ............................................... 1,625,690 0.1% -------------- ----- NORWAY -- (1.2%) Other Securities ............................................... 23,831,916 1.2% -------------- ----- PORTUGAL -- (0.1%) Other Securities ............................................... 2,509,247 0.1% -------------- ----- SINGAPORE -- (1.0%) Other Securities ............................................... 20,618,980 1.1% -------------- ----- SPAIN -- (1.8%) Banco Santander SA ............................................. 2,095,077 15,774,195 0.8% Other Securities ............................................... 20,065,516 1.0% -------------- ----- TOTAL SPAIN ....................................................... 35,839,711 1.8% -------------- ----- SWEDEN -- (3.2%) Nordea Bank AB ................................................. 1,822,627 16,567,052 0.8% Svenska Cellulosa AB Series B. ................................. 566,500 11,044,601 0.6% Telefonaktiebolaget LM Ericsson AB Series B .................... 1,563,029 13,846,995 0.7% Other Securities ............................................... 22,092,558 1.1% -------------- ----- TOTAL SWEDEN ...................................................... 63,551,206 3.2% -------------- ----- SWITZERLAND -- (6.3%) Credit Suisse Group AG ......................................... 593,214 13,795,405 0.7% Holcim, Ltd .................................................... 241,079 16,452,735 0.8% #Novartis AG ADR ............................................... 189,650 11,466,239 0.6% Swiss Re, Ltd .................................................. 325,311 22,510,662 1.1% UBS AG ......................................................... 996,451 14,950,347 0.8% Other Securities ............................................... 47,459,982 2.4% -------------- ----- TOTAL SWITZERLAND ................................................. 126,635,370 6.4% -------------- ----- UNITED KINGDOM -- (21.0%) Anglo American P.L.C ........................................... 349,868 10,781,002 0.6% Aviva P.L.C .................................................... 2,287,715 12,251,713 0.6% Barclays P.L.C ................................................. 3,351,289 12,392,271 0.6% Barclays P.L.C. Sponsored ADR .................................. 1,025,997 15,184,756 0.8% BP P.L.C. Sponsored ADR ........................................ 1,840,577 78,942,348 4.0% 28 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) HSBC Holdings P.L.C ............................................ 1,039,205 $ 10,245,900 0.5% #HSBC Holdings P.L.C. Sponsored ADR. ........................... 288,640 14,247,270 0.7% Kingfisher P.L.C ............................................... 2,319,541 10,860,203 0.6% *Lloyds Banking Group P.L.C .................................... 23,717,729 15,618,314 0.8% Royal Dutch Shell P.L.C. ADR. .................................. 1,012,251 71,495,288 3.6% Vodafone Group P.L.C ........................................... 13,861,205 37,642,262 1.9% Vodafone Group P.L.C. Sponsored ADR ............................ 1,661,870 45,236,101 2.3% Xstrata P.L.C .................................................. 1,511,218 23,939,963 1.2% Other Securities ............................................... 63,925,025 3.3% -------------- ----- TOTAL UNITED KINGDOM .............................................. 422,762,416 21.5% -------------- ----- TOTAL COMMON STOCKS ............................................... 1,957,410,319 99.3% -------------- ----- PREFERRED STOCKS -- (0.2%) GERMANY -- (0.2%) Other Securities ............................................... 3,082,870 0.1% -------------- ----- RIGHTS/WARRANTS -- (0.0%) SPAIN -- (0.0%) Other Securities ............................................... 3 0.0% -------------- ----- SHARES/ FACE AMOUNT (000) VALUE+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (2.7%) (S)@ DFA Short Term Investment Fund ............................... 4,667,243 54,000,000 2.7% @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $911,017) to be repurchased at $893,162 . $ 893 893,154 0.1% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL ............................... 54,893,154 2.8% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $2,092,870,816) .......................................... $2,015,386,346 102.2% ============== ===== 29 TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ -------------- ------- -------------- Common Stocks Australia .................... $ 225,811 $ 108,693,635 -- $ 108,919,446 Austria ...................... -- 2,202,939 -- 2,202,939 Belgium ...................... 405,344 21,557,795 -- 21,963,139 Canada ....................... 248,030,543 -- -- 248,030,543 Denmark ...................... -- 27,920,680 -- 27,920,680 Finland ...................... -- 11,709,008 -- 11,709,008 France ....................... 11,105,102 178,371,740 -- 189,476,842 Germany ...................... 27,727,073 120,734,537 -- 148,461,610 Greece ....................... -- 1,008,011 -- 1,008,011 Hong Kong .................... -- 45,208,171 -- 45,208,171 Ireland ...................... 608,158 1,266,260 -- 1,874,418 Israel ....................... 1,280,585 11,844,244 -- 13,124,829 Italy ........................ 1,895,897 30,685,980 -- 32,581,877 Japan ........................ 31,991,271 311,666,097 -- 343,657,368 Netherlands .................. 1,841,197 62,055,705 -- 63,896,902 New Zealand .................. -- 1,625,690 -- 1,625,690 Norway. ...................... -- 23,831,916 -- 23,831,916 Portugal ..................... -- 2,509,247 -- 2,509,247 Singapore. ................... -- 20,618,980 -- 20,618,980 Spain ........................ 421,587 35,418,124 -- 35,839,711 Sweden ....................... 1,128,017 62,423,189 -- 63,551,206 Switzerland. ................. 13,002,478 113,632,892 -- 126,635,370 United Kingdom ............... 237,826,468 184,935,948 -- 422,762,416 Preferred Stocks Germany ...................... -- 3,082,870 -- 3,082,870 Rights/Warrants Spain ........................ -- 3 -- 3 Securities Lending Collateral ... -- 54,893,154 -- 54,893,154 ------------ -------------- ------- -------------- TOTAL ........................... $577,489,531 $1,437,896,815 -- $2,015,386,346 ============ ============== ======= ============== See accompanying Notes to Financial Statements. 30 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- COMMON STOCKS-- (94.8%) AUSTRALIA-- (5.0%) Australia & New Zealand Banking Group, Ltd. .................... 117,748 $ 3,106,356 0.2% Commonwealth Bank of Australia NL .............................. 51,776 3,100,650 0.2% National Australia Bank, Ltd.................................... 137,265 3,668,391 0.3% Wesfarmers, Ltd. ............................................... 69,797 2,516,149 0.2% Westpac Banking Corp............................................ 129,797 3,431,581 0.3% Other Securities ............................................... 49,051,546 4.0% -------------- ---- TOTAL AUSTRALIA ................................................... 64,874,673 5.2% -------------- ---- AUSTRIA -- (0.4%) Other Securities ............................................... 4,475,465 0.4% -------------- ---- BELGIUM -- (0.8%) Other Securities ............................................... 9,670,903 0.8% -------------- ---- BRAZIL -- (2.0%) Other Securities ............................................... 25,130,326 2.0% -------------- ---- CANADA -- (8.1%) Bank of Montreal ............................................... 41,930 2,477,806 0.2% Bank of Nova Scotia ............................................ 42,381 2,302,047 0.2% Royal Bank of Canada ........................................... 55,774 3,179,746 0.2% Suncor Energy, Inc.............................................. 99,388 3,335,655 0.3% Toronto Dominion Bank. ......................................... 55,000 4,473,242 0.3% Other Securities ............................................... 89,062,927 7.2% -------------- ---- TOTAL CANADA 104,831,423 8.4% -------------- ---- CHILE -- (0.5%) Other Securities ............................................... 6,328,460 0.5% -------------- ---- CHINA -- (4.3%) China Construction Bank Corp. Series H ........................ 3,488,200 2,619,463 0.2% China Mobile, Ltd. Sponsored ADR ............................... 45,500 2,520,245 0.2% Other Securities 50,602,927 4.1% -------------- ---- TOTAL CHINA ....................................................... 55,742,635 4.5% -------------- ---- COLOMBIA -- (0.1%) Other Securities ............................................... 977,780 0.1% -------------- ---- CZECH REPUBLIC -- (0.1%) Other Securities ............................................... 1,337,990 0.1% -------------- ---- DENMARK -- (0.7%) Other Securities ............................................... 9,278,629 0.7% -------------- ---- EGYPT -- (0.0%) Other Securities ............................................... 165,068 0.0% -------------- ---- FINLAND -- (1.0%) Other Securities ............................................... 12,936,435 1.0% -------------- ---- FRANCE -- (5.2%) BNP Paribas SA ................................................. 65,535 3,326,338 0.3% Sanofi SA ...................................................... 41,470 3,642,185 0.3% *Societe Generale SA ........................................... 80,296 2,560,797 0.2% #Total SA Sponsored ADR ........................................ 85,482 4,308,293 0.3% Other Securities ............................................... 53,542,193 4.3% -------------- ---- TOTAL FRANCE ...................................................... 67,379,806 5.4% -------------- ---- 31 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- GERMANY -- (4.4%) Allianz SE. .................................................... 25,596 $ 3,179,657 0.3% Daimler AG ..................................................... 64,563 3,024,428 0.2% Deutsche Bank AG ............................................... 57,350 2,621,469 0.2% E.ON AG ........................................................ 111,836 2,545,944 0.2% Munchener Rueckversicherungs-Gesellschaft AG ................... 13,177 2,120,216 0.2% #Siemens AG Sponsored ADR ...................................... 26,107 2,634,457 0.2% Other Securities ............................................... 40,653,364 3.3% -------------- ---- TOTAL GERMANY 56,779,535 4.6% -------------- ---- GREECE -- (0.2%) Other Securities ............................................... 3,127,663 0.2% -------------- ---- HONG KONG -- (1.8%) Other Securities ............................................... 23,239,815 1.9% -------------- ---- HUNGARY -- (0.1%) Other Securities ............................................... 1,092,942 0.1% -------------- ---- INDIA -- (1.8%) Other Securities ............................................... 23,451,160 1.9% -------------- ---- INDONESIA -- (0.8%) Other Securities ............................................... 10,768,537 0.9% -------------- ---- IRELAND -- (0.4%) Other Securities ............................................... 5,288,975 0.4% -------------- ---- ISRAEL -- (0.4%) Other Securities ............................................... 4,904,229 0.4% -------------- ---- ITALY -- (1.6%) Other Securities ............................................... 20,820,802 1.7% -------------- ---- JAPAN -- (13.5%) Mizuho Financial Group, Inc..................................... 1,487,255 2,327,079 0.2% Sumitomo Mitsui Financial Group, Inc............................ 90,383 2,761,834 0.2% Toyota Motor Corp. Sponsored ADR ............................... 50,053 3,877,606 0.3% Other Securities ............................................... 164,414,476 13.3% -------------- ---- TOTAL JAPAN ....................................................... 173,380,995 14.0% -------------- ---- MALAYSIA -- (0.9%) Other Securities ............................................... 12,144,452 1.0% -------------- ---- MEXICO -- (1.4%) Other Securities ............................................... 17,879,490 1.4% -------------- ---- NETHERLANDS -- (1.8%) #*ING Groep NV Sponsored ADR ................................... 263,004 2,330,215 0.2% Other Securities ............................................... 20,947,179 1.7% -------------- ---- TOTAL NETHERLANDS ................................................. 23,277,394 1.9% -------------- ---- NEW ZEALAND -- (0.2%) Other Securities ............................................... 2,771,066 0.2% -------------- ---- NORWAY -- (0.9%) Other Securities ............................................... 11,030,807 0.9% -------------- ---- PERU -- (0.1%) Other Securities ............................................... 738,229 0.1% -------------- ---- PHILIPPINES -- (0.5%) Other Securities ............................................... 5,757,697 0.5% -------------- ---- 32 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- POLAND -- (0.4%) Other Securities ............................................... $ 4,998,739 0.4% -------------- ---- PORTUGAL -- (0.2%) Other Securities ............................................... 3,130,717 0.3% -------------- ---- RUSSIA -- (0.6%) Gazprom OAO Sponsored ADR ...................................... 353,575 3,247,584 0.3% Other Securities ............................................... 4,343,779 0.3% -------------- ---- TOTAL RUSSIA ...................................................... 7,591,363 0.6% -------------- ---- SINGAPORE -- (1.3%) Other Securities ............................................... 16,210,710 1.3% -------------- ---- SOUTH AFRICA -- (1.9%) Other Securities ............................................... 23,813,214 1.9% -------------- ---- SOUTH KOREA -- (3.8%) Samsung Electronics Co., Ltd.................................... 4,072 4,886,553 0.4% Other Securities ............................................... 44,507,667 3.6% -------------- ---- TOTAL SOUTH KOREA ................................................. 49,394,220 4.0% -------------- ---- SPAIN -- (1.6%) Banco Santander SA ............................................. 444,394 3,345,919 0.3% Other Securities ............................................... 17,256,688 1.4% -------------- ---- TOTAL SPAIN ....................................................... 20,602,607 1.7% -------------- ---- SWEDEN -- (2.3%) Other Securities ............................................... 29,570,627 2.4% -------------- ---- SWITZERLAND -- (4.6%) Holcim, Ltd..................................................... 29,548 2,016,540 0.2% Nestle SA ...................................................... 87,940 5,583,155 0.4% Novartis AG ADR ................................................ 95,673 5,784,390 0.5% Swiss Re, Ltd. ................................................. 43,188 2,988,496 0.2% Zurich Insurance Group AG ...................................... 16,736 4,125,754 0.3% Other Securities ............................................... 38,347,927 3.1% -------------- ---- TOTAL SWITZERLAND ................................................. 58,846,262 4.7% -------------- ---- TAIWAN -- (2.9%) Other Securities ............................................... 37,148,344 3.0% -------------- ---- THAILAND -- (0.8%) Other Securities ............................................... 10,164,524 0.8% -------------- ---- TURKEY -- (0.5%) Other Securities ............................................... 6,271,302 0.5% -------------- ---- UNITED KINGDOM -- (14.9%) ........................................ Anglo American P.L.C ........................................... 84,783 2,612,545 0.2% #AstraZeneca P.L.C. Sponsored ADR .............................. 53,810 2,496,784 0.2% BG Group P.L.C ................................................. 135,356 2,513,159 0.2% BP P.L.C. Sponsored ADR ........................................ 219,070 9,395,912 0.8% HSBC Holdings P.L.C ............................................ 341,216 3,364,173 0.3% HSBC Holdings P.L.C. Sponsored ADR. ............................ 187,245 9,242,413 0.7% Legal & General Group P.L.C .................................... 1,002,504 2,173,168 0.2% Royal Dutch Shell P.L.C. ADR. .................................. 185,909 13,130,753 1.1% Royal Dutch Shell P.L.C. Series B. ............................. 59,695 2,111,573 0.2% Standard Chartered P.L.C ....................................... 170,094 4,027,270 0.3% TESCO P.L.C .................................................... 522,999 2,706,244 0.2% Vodafone Group P.L.C. Sponsored ADR ............................ 343,133 9,340,080 0.7% Wolseley P.L.C ................................................. 50,810 2,227,393 0.2% 33 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) Xstrata P.L.C .................................................. 176,940 $ 2,802,995 0.2% Other Securities ............................................... 124,121,148 10.0% -------------- ---- TOTAL UNITED KINGDOM .............................................. 192,265,610 15.5% -------------- ---- UNITED STATES -- (0.0%) Other Securities ............................................... 87,049 0.0% -------------- ---- TOTAL COMMON STOCKS 1,219,678,669 98.3% -------------- ---- PREFERRED STOCKS-- (1.2%) BRAZIL -- (1.1%) Banco Bradesco SA Sponsored ADR ................................ 137,903 2,159,561 0.2% Petroleo Brasileiro SA ADR ..................................... 126,710 2,601,356 0.2% Other Securities ............................................... 9,857,525 0.8% -------------- ---- TOTAL BRAZIL ...................................................... 14,618,442 1.2% -------------- ---- CHILE -- (0.0%) Other Securities ............................................... 159,330 0.0% -------------- ---- COLOMBIA -- (0.0%) Other Securities ............................................... 10,645 0.0% -------------- ---- GERMANY -- (0.1%) Other Securities ............................................... 811,510 0.1% -------------- ---- MALAYSIA -- (0.0%) Other Securities ............................................... 12,235 0.0% -------------- ---- TOTAL PREFERRED STOCKS ............................................ 15,612,162 1.3% -------------- ---- RIGHTS/WARRANTS-- (0.0%) AUSTRALIA -- (0.0%) Other Securities ............................................... 27,769 0.0% -------------- ---- BELGIUM -- (0.0%) Other Securities ............................................... 98 0.0% -------------- ---- BRAZIL -- (0.0%) Other Securities ............................................... 674 0.0% -------------- ---- HONG KONG -- (0.0%) Other Securities ............................................... 40,820 0.0% -------------- ---- MALAYSIA -- (0.0%) Other Securities ............................................... 218 0.0% -------------- ---- POLAND -- (0.0%) Other Securities ............................................... 684 0.0% -------------- ---- SINGAPORE -- (0.0%) Other Securities ............................................... 10,242 0.0% -------------- ---- SOUTH AFRICA -- (0.0%) Other Securities ............................................... 3,914 0.0% -------------- ---- SOUTH KOREA -- (0.0%) Other Securities ............................................... 627 0.0% -------------- ---- SPAIN -- (0.0%) Other Securities ............................................... -- 0.0% -------------- ---- THAILAND -- (0.0%) Other Securities ............................................... -- 0.0% -------------- ---- TOTAL RIGHTS/WARRANTS ............................................. 85,046 0.0% -------------- ---- 34 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO CONTINUED SHARES/ FACE PERCENTAGE AMOUNT VALUE++ OF NET ASSETS** ----------- -------------- --------------- (000) SECURITIES LENDING COLLATERAL -- (4.0%) (S)@ DFA Short Term Investment Fund .............................. 4,407,952 $ 51,000,000 4.1% @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $337,443) to be repurchased at $330,829 $ 331 330,826 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL .............................. 51,330,826 4.1% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $1,172,510,011) ......................................... $1,286,706,703 103.7% ============== ===== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ------------ ------- -------------- Common Stocks Australia ....................... $ 1,956,441 $ 62,918,232 -- $ 64,874,673 Austria ......................... -- 4,475,465 -- 4,475,465 Belgium ......................... 1,539,175 8,131,728 -- 9,670,903 Brazil .......................... 25,130,326 -- -- 25,130,326 Canada .......................... 104,782,487 48,936 -- 104,831,423 Chile ........................... 6,328,460 -- -- 6,328,460 China ........................... 8,314,155 47,428,480 -- 55,742,635 Colombia ........................ 977,780 -- -- 977,780 Czech Republic .................. -- 1,337,990 -- 1,337,990 Denmark ......................... 613,270 8,665,359 -- 9,278,629 Egypt ........................... -- 165,068 -- 165,068 Finland ......................... 100,739 12,835,696 -- 12,936,435 France .......................... 8,583,180 58,796,626 -- 67,379,806 Germany ......................... 8,677,132 48,102,403 -- 56,779,535 Greece .......................... 382,885 2,744,778 -- 3,127,663 Hong Kong ....................... 16,888 23,222,927 -- 23,239,815 Hungary ......................... 36,808 1,056,134 -- 1,092,942 India ........................... 1,192,633 22,258,527 -- 23,451,160 Indonesia ....................... 203,518 10,565,019 -- 10,768,537 Ireland ......................... 1,270,048 4,018,927 -- 5,288,975 Israel .......................... 1,078,668 3,825,561 -- 4,904,229 Italy ........................... 2,448,104 18,372,698 -- 20,820,802 Japan ........................... 11,750,950 161,630,045 -- 173,380,995 Malaysia ........................ -- 12,144,452 -- 12,144,452 Mexico .......................... 17,879,490 -- -- 17,879,490 Netherlands ..................... 6,442,419 16,834,975 -- 23,277,394 New Zealand ..................... 30,049 2,741,017 -- 2,771,066 Norway. ......................... 1,287,091 9,743,716 -- 11,030,807 Peru ............................ 738,229 -- -- 738,229 35 T.A. WORLD EX U.S. CORE EQUITY PORTFOLIO CONTINUED INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------ ------------ ------- -------------- Philippines ..................... $ 63,530 $ 5,694,167 -- $ 5,757,697 Poland .......................... -- 4,998,739 -- 4,998,739 Portugal ........................ -- 3,130,717 -- 3,130,717 Russia .......................... 305,373 7,285,990 -- 7,591,363 Singapore. ...................... -- 16,210,710 -- 16,210,710 South Africa .................... 3,191,248 20,621,966 -- 23,813,214 South Korea ..................... 4,224,747 45,169,473 -- 49,394,220 Spain ........................... 3,897,379 16,705,228 -- 20,602,607 Sweden .......................... 820,745 28,749,882 -- 29,570,627 Switzerland. .................... 10,505,062 48,341,200 -- 58,846,262 Taiwan .......................... 268,828 36,879,516 -- 37,148,344 Thailand ........................ 9,959,773 204,751 -- 10,164,524 Turkey .......................... 136,087 6,135,215 -- 6,271,302 United Kingdom .................. 58,860,179 133,405,431 -- 192,265,610 United States ................... 87,049 -- -- 87,049 Preferred Stocks Brazil .......................... 14,617,943 499 -- 14,618,442 Chile ........................... 159,330 -- -- 159,330 Colombia ........................ 10,645 -- -- 10,645 Germany ......................... -- 811,510 -- 811,510 Malaysia ........................ -- 12,235 -- 12,235 Rights/Warrants Australia ....................... -- 27,769 -- 27,769 Belgium ......................... -- 98 -- 98 Brazil .......................... -- 674 -- 674 Hong Kong ....................... -- 40,820 -- 40,820 Malaysia ........................ -- 218 -- 218 Poland .......................... -- 684 -- 684 Singapore. ...................... -- 10,242 -- 10,242 South Africa .................... -- 3,914 -- 3,914 South Korea ..................... -- 627 -- 627 Spain ........................... -- -- -- -- Thailand ........................ -- -- -- -- Securities Lending Collateral ...... -- 51,330,826 -- 51,330,826 ------------ ------------ --- -------------- TOTAL .............................. $318,868,843 $967,837,860 -- $1,286,706,703 ============ ============ === ============== See accompanying Notes to Financial Statements. 36 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) TAX-MANAGED U.S. MARKETWIDE TAX-MANAGED TAX-MANAGED TAX-MANAGED VALUE U.S. EQUITY U.S. TARGETED VALUE U.S. SMALL CAP PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO --------------- ------------ ------------------- -------------- ASSETS: Investments in Affiliated Investment Company at Value ............................................... $ 2,345,657 -- -- -- Investments at Value (including $0, $137,973, $249,463 and $222,669 of securities on loan, respectively) ....................................... -- $ 1,513,790 $ 2,369,251 $ 1,325,586 Temporary Cash Investments at Value & Cost ............. -- 6,981 8,857 5,806 Collateral Received from Securities on Loan at Value & Cost . ...................................... -- 372 676 603 Affiliated Collateral Received from Securities on Loan at Value & Cost ................................ -- 141,041 256,073 228,450 Receivables: Investment Securities Sold/Affiliated Investment Company Sold ..................................... 692 134 -- 237 Dividends and Interest .............................. -- 1,708 664 428 Securities Lending Income ........................... -- 37 139 186 Fund Shares Sold .................................... 2,126 1,906 2,125 853 Prepaid Expenses and Other Assets ...................... 21 28 24 18 ------------ ------------ ------------ ------------ Total Assets ........................................ 2,348,496 1,665,997 2,637,809 1,562,167 ------------ ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned .................... -- 141,413 256,749 229,053 Investment Securities Purchased/Affiliated Investment Company Purchased ..................... -- 635 -- 172 Fund Shares Redeemed ................................ 2,818 1,158 1,532 1,042 Due to Advisor ...................................... 297 261 839 560 Accrued Expenses and Other Liabilities ................. 85 119 122 74 ------------ ------------ ------------ ------------ Total Liabilities ................................ 3,200 143,586 259,242 230,901 ------------ ------------ ------------ ------------ NET ASSETS ............................................. $ 2,345,296 $ 1,522,411 $ 2,378,567 $ 1,331,266 ============ ============ ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1) ................ 139,975,401 100,405,421 103,928,843 53,390,499 ============ ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE .................................................. $ 16.76 $ 15.16 $ 22.89 $ 24.93 ============ ============ ============ ============ Investments in Affiliated Investment Company at Cost ................................................ $ 1,823,672 $ -- $ -- $ -- ------------ ------------ ------------ ------------ Investments at Cost. ................................... $ -- $ 943,583 $ 1,865,107 $ 921,661 ------------ ------------ ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital. ....................................... $ 1,957,431 $ 1,373,223 $ 1,820,098 $ 992,531 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) ................. 7,151 4,240 2,982 2,142 Accumulated Net Realized Gain (Loss) ................... (141,271) (425,259) 51,343 (67,332) Net Unrealized Appreciation (Depreciation) ............. 521,985 570,207 504,144 403,925 ------------ ------------ ------------ ------------ NET ASSETS ............................................. $ 2,345,296 $ 1,522,411 $ 2,378,567 $ 1,331,266 ============ ============ ============ ============ (1) NUMBER OF SHARES AUTHORIZED ........................ 700,000,000 500,000,000 700,000,000 500,000,000 ============ ============ ============ ============ See accompanying Notes to Financial Statements. 37 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) T.A. U.S. TAX-MANAGED T.A. WORLD CORE DFA INTERNATIONAL EX U.S. CORE EQUITY 2 VALUE EQUITY PORTFOLIO PORTFOLIO PORTFOLIO* -------------- ----------------- ------------ ASSETS: Investments at Value (including $328,457, $52,123 and $51,411 of securities on loan, respectively) ............................ $ 2,840,066 $ 1,960,493 $ 1,235,376 Temporary Cash Investments at Value & Cost ................................ 10,737 -- -- Collateral Received from Securities on Loan at Value & Cost ............... 888 893 331 Affiliated Collateral Received from Securities on Loan at Value & Cost .... 336,327 54,000 51,000 Foreign Currencies at Value ............................................... -- 8,398 2,439 Cash ...................................................................... -- 398 1,708 Receivables: Investment Securities Sold ............................................. 434 902 35 Dividends, Interest and Tax Reclaims ................................... 2,665 7,106 3,049 Securities Lending Income .............................................. 157 101 102 Fund Shares Sold ....................................................... 3,395 2,461 1,558 Unrealized Gain on Foreign Currency Contracts ............................. -- -- 2 Prepaid Expenses and Other Assets. ........................................ 25 33 10 -------------- ------------ ------------ Total Assets ........................................................ 3,194,694 2,034,785 1,295,610 -------------- ------------ ------------ LIABILITIES: Payables: ................................................................. Upon Return of Securities Loaned. ...................................... 337,215 54,893 51,331 Investment Securities Purchased ........................................ 4 4,492 1,845 Fund Shares Redeemed ................................................... 3,573 2,974 1,266 Due to Advisor ......................................................... 529 823 413 Unrealized Loss on Foreign Currency Contracts ............................. -- -- 2 Accrued Expenses and Other Liabilities .................................... 139 215 146 -------------- ------------ ------------ Total Liabilities ................................................... 341,460 63,397 55,003 -------------- ------------ ------------ NET ASSETS. ............................................................... $ 2,853,234 $ 1,971,388 $ 1,240,607 ============== ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1) ................................... 292,570,881 152,679,690 144,958,470 ============== ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE. ................. $ 9.75 $ 12.91 $ 8.56 ============== ============ ============ Investments at Cost ....................................................... $ 2,133,423 $ 2,037,978 $ 1,121,179 -------------- ------------ ------------ Foreign Currencies at Cost ................................................ $ -- $ 8,378 $ 2,411 -------------- ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital ........................................................... $ 2,139,276 $ 2,075,152 $ 1,122,468 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) ..................................................... 6,522 7,757 5,850 Accumulated Net Realized Gain (Loss) ...................................... 793 (33,867) (1,893) Net Unrealized Foreign Exchange Gain (Loss) ............................... -- (189) (43) Net Unrealized Appreciation (Depreciation) ................................ 706,643 (77,465) 114,225 -------------- ------------ ------------ NET ASSETS. ............................................................... $ 2,853,234 $ 1,971,388 $ 1,240,607 ============== ============ ============ (1) NUMBER OF SHARES AUTHORIZED 1,000,000,000 700,000,000 500,000,000 ============== ============ ============ -------------- * See Note I in the Notes to Financial Statements for additional securities lending collateral. See accompanying Notes to Financial Statements. 38 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) TAX-MANAGED U.S. MARKETWIDE TAX-MANAGED TAX-MANAGED VALUE U.S. EQUITY U.S. TARGETED VALUE PORTFOLIO* PORTFOLIO PORTFOLIO --------------- ----------- ------------------- INVESTMENT INCOME Dividends .................................................. $ 47,153 $ 30,149 $ 30,580 Interest ................................................... 11 8 14 Income from Securities Lending ............................. 1,480 535 1,888 Expenses Allocated from Affiliated Investment Company ...... (4,774) -- -- --------------- ----------- ------------------- Total Investment Income .............................. 43,870 30,692 32,482 --------------- ----------- ------------------- EXPENSES Investment Advisory Services Fees .......................... -- 734 9,606 Administrative Services Fees ............................... 3,313 2,202 -- Accounting & Transfer Agent Fees ........................... 37 172 257 Custodian Fees ............................................. -- 32 43 Filing Fees ................................................ 55 46 47 Shareholders' Reports ...................................... 50 28 51 Directors'/Trustees' Fees & Expenses ....................... 19 12 19 Professional Fees .......................................... 19 39 58 Other ...................................................... 24 24 46 --------------- ----------- ------------------- Total Expenses ....................................... 3,517 3,289 10,127 --------------- ----------- ------------------- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C) ............... -- (59) -- --------------- ----------- ------------------- Net Expenses ............................................... 3,517 3,230 10,127 --------------- ----------- ------------------- NET INVESTMENT INCOME (LOSS) ............................... 40,353 27,462 22,355 --------------- ----------- ------------------- REALIZED AND UNREALIZED GAIN (LOSS) Capital Gain Distributions Received from Investment Securities .............................................. -- 9 -- Net Realized Gain (Loss) on: Investment Securities Sold .............................. 45,725 37,995 104,052 Change in Unrealized Appreciation (Depreciation) of: Investment Securities ................................... 285,396 132,559 200,822 --------------- ----------- ------------------- NET REALIZED AND UNREALIZED GAIN (LOSS) .................... 331,121 170,563 304,874 --------------- ----------- ------------------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS ................................................. $ 371,474 $ 198,025 $ 327,229 =============== =========== =================== ---------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). See accompanying Notes to Financial Statements. 39 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) T.A. U.S. TAX-MANAGED T.A. WORLD TAX-MANAGED CORE DFA INTERNATIONAL EX U.S. U.S. SMALL CAP EQUITY 2 VALUE CORE EQUITY PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO -------------- --------- ----------------- ----------- INVESTMENT INCOME Dividends (Net of Foreign Taxes Withheld of $0, $0, $5,696 and $3,130, respectively) .............. $ 16,193 $ 50,140 $ 70,021 $ 35,662 Interest ............................................. 10 13 1 -- Income from Securities Lending ....................... 2,036 2,278 1,566 1,197 -------------- --------- ----------------- ----------- Total Investment Income ........................ 18,239 52,431 71,588 36,859 -------------- --------- ----------------- ----------- EXPENSES Investment Advisory Services Fees .................... 6,401 5,894 9,248 4,528 Accounting & Transfer Agent Fees ..................... 152 294 216 141 Custodian Fees ....................................... 46 56 429 664 Filing Fees .......................................... 43 79 92 54 Shareholders' Reports ................................ 34 41 50 25 Directors'/Trustees' Fees & Expenses ................. 11 23 16 9 Professional Fees .................................... 33 69 69 80 Other ................................................ 19 32 43 34 -------------- --------- ----------------- ----------- Total Expenses ................................. 6,739 6,488 10,163 5,535 -------------- --------- ----------------- ----------- Fees Paid Indirectly ................................. -- -- (6) (5) -------------- --------- ----------------- ----------- Net Expenses ......................................... 6,739 6,488 10,157 5,530 -------------- --------- ----------------- ----------- NET INVESTMENT INCOME (LOSS) ......................... 11,500 45,943 61,431 31,329 -------------- --------- ----------------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) Capital Gain Distributions Received from Investment Securities ........................ -- 37 -- -- Net Realized Gain (Loss) on: Investment Securities Sold ........................ 68,129 19,708 (1,850) 1,868 Foreign Currency Transactions ..................... -- -- (768) (3) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency .......................................... 86,134 300,040 (5,473) 26,612 Translation of Foreign Currency Denominated Amounts ............................... -- -- (58) (108) -------------- --------- ----------------- ----------- NET REALIZED AND UNREALIZED GAIN (LOSS) ............................................. 154,263 319,785 (8,149) 28,369 -------------- --------- ----------------- ----------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS ............................ $ 165,763 $ 365,728 $ 53,282 $ 59,698 ============== ========= ================= =========== See accompanying Notes to Financial Statements. 40 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) TAX-MANAGED TAX-MANAGED TAX-MANAGED TAX-MANAGED U.S. MARKETWIDE U.S. EQUITY U.S. TARGETED U.S. SMALL CAP VALUE PORTFOLIO PORTFOLIO VALUE PORTFOLIO PORTFOLIO ---------------------- ---------------------- ---------- ---------- ---------- ---------- YEAR YEAR YEAR YEAR YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 2012 2011 2012 2011 ---------- ---------- ---------- ---------- ---------- ---------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss) ..... $ 40,353 $ 30,707 $ 27,462 $ 23,293 $ 22,355 $ 15,488 $ 11,500 $ 8,057 Capital Gain Distributions Received from Investment Securites .......... -- -- 9 -- -- -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold/Affiliated Investment Companies Sold ............. 45,725 55,401 37,995 16,560 104,052 163,018 68,129 86,099 Change in Unrealized Appreciation (Depreciation) of: Investment Securities/Affiliated Investment Companies .......... 285,396 29,854 132,559 57,130 200,822 (52,059) 86,134 5,490 ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Net Increase (Decrease) in Net Assets Resulting from Operations .............. 371,474 115,962 198,025 96,983 327,229 126,447 165,763 99,646 ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Distributions From: Net Investment Income ............ (38,619) (29,356) (26,579) (22,909) (20,027) (15,344) (10,665) (7,826) ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Total Distributions ........... (38,619) (29,356) (26,579) (22,909) (20,027) (15,344) (10,665) (7,826) ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Capital Share Transactions(1): Shares Issued .................... 273,305 424,803 208,380 267,973 228,284 369,513 151,087 189,668 Shares Issued in Lieu of Cash Distributions ................. 37,484 28,526 24,979 20,568 19,783 15,175 10,379 7,626 Shares Redeemed .................. (361,467) (373,757) (246,462) (284,783) (367,757) (450,282) (197,583) (218,323) ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Net Increase (Decrease) from Capital Share Transactions.. (50,678) 79,572 (13,103) 3,758 (119,690) (65,594) (36,117) (21,029) ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Total Increase (Decrease) in Net Assets .............. 282,177 166,178 158,343 77,832 187,512 45,509 118,981 70,791 NET ASSETS Beginning of Period .............. 2,063,119 1,896,941 1,364,068 1,286,236 2,191,055 2,145,546 1,212,285 1,141,494 ---------- ---------- ---------- ---------- ---------- ---------- ---------- ---------- End of Period .................... $2,345,296 $2,063,119 $1,522,411 $1,364,068 $2,378,567 $2,191,055 $1,331,266 $1,212,285 ========== ========== ========== ========== ========== ========== ========== ========== (1) SHARES ISSUED AND REDEEMED: Shares Issued .................... 17,802 28,609 14,501 19,801 10,738 17,877 6,365 8,418 Shares Issued in Lieu of Cash Distributions ................. 2,494 1,941 1,766 1,533 970 743 459 342 Shares Redeemed .................. (23,378) (25,136) (17,041) (21,432) (17,209) (21,598) (8,365) (9,600) ---------- ---------- ---------- ---------- ---------- ---------- ---------- --------- Net Increase (Decrease) from Shares Issued and Redeemed.. (3,082) 5,414 (774) (98) (5,501) (2,978) (1,541) (840) ========== ========== ========== ========== ========== ========== ========== ========= UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME) .......................... $ 7,151 $ 5,375 $ 4,240 $ 3,356 $ 2,982 $ 2,021 $ 2,142 $ 1,302 See accompanying Notes to Financial Statements. 41 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) T.A. WORLD T.A. U.S. TAX-MANAGED EX U.S. CORE EQUITY 2 DFA INTERNATIONAL CORE EQUITY PORTFOLIO VALUE PORTFOLIO PORTFOLIO -------------------------- -------------------------- -------------------------- YEAR YEAR YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 2012 2011 ------------ ------------ ------------ ------------ ------------ ------------ INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss) .......... $ 45,943 $ 32,960 $ 61,431 $ 61,460 $ 31,329 $ 28,745 Capital Gain Distributions Received from Investment Securities ......... 37 -- -- -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold ......... 19,708 20,516 (1,850) 68,397 1,868 3,859 Foreign Currency Transactions ...... -- -- (768) 460** (3) (131)** Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency ........................ 300,040 80,826 (5,473) (282,899) 26,612 (128,674) Translation of Foreign Currency Denominated Amounts ............. -- -- (58) (385) (108) (3) Change in Deferred Thailand Capital Gains Tax .......................... -- -- -- -- -- 316 ------------ ------------ ------------ ------------ ------------ ------------ Net Increase (Decrease) in Net Assets Resulting from Operations 365,728 134,302 53,282 (152,967) 59,698 (95,888) ------------ ------------ ------------ ------------ ------------ ------------ Distributions From: Net Investment Income ................. (42,125) (31,850) (58,706) (59,500) (29,565) (27,820) ------------ ------------ ------------ ------------ ------------ ------------ Total Distributions ............. (42,125) (31,850) (58,706) (59,500) (29,565) (27,820) ------------ ------------ ------------ ------------ ------------ ------------ Capital Share Transactions(1): Shares Issued ......................... 508,269 710,062 531,329 523,994 384,441 396,289 Shares Issued in Lieu of Cash Distributions ...................... 41,426 31,390 57,299 58,085 28,659 26,989 Shares Redeemed ....................... (452,936) (425,616) (455,312) (360,119) (245,607) (223,588) ------------ ------------ ------------ ------------ ------------ ------------ Net Increase (Decrease) from Capital Share Transactions .............. 96,759 315,836 133,316 221,960 167,493 199,690 ------------ ------------ ------------ ------------ ------------ ------------ Total Increase (Decrease) in Net Assets .......................... 420,362 418,288 127,892 9,493 197,626 75,982 NET ASSETS Beginning of Period ................... 2,432,872 2,014,584 1,843,496 1,834,003 1,042,981 966,999 ------------ ------------ ------------ ------------ ------------ ------------ End of Period ......................... $ 2,853,234 $ 2,432,872 $ 1,971,388 $ 1,843,496 $ 1,240,607 $ 1,042,981 ============ ============ ============ ============ ============ ============ (1) SHARES ISSUED AND REDEEMED: Shares Issued ......................... 55,305 80,649 43,190 37,445 47,312 42,686 Shares Issued in Lieu of Cash Distributions ...................... 4,601 3,600 4,849 3,994 3,668 2,902 Shares Redeemed ....................... (49,089) (48,716) (37,266) (25,779) (30,383) (25,134) ------------ ------------ ------------ ------------ ------------ ------------ Net Increase (Decrease) from Shares Issued and Redeemed ............. 10,817 35,533 10,773 15,660 20,597 20,454 ============ ============ ============ ============ ============ ============ UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME) .................... $ 6,522 $ 4,481 $ 7,757 $ 7,201 $ 5,850 $ 3,526 ---------- ** Net of foreign capital gain taxes withheld of $2 and $71, respectively. See accompanying Notes to Financial Statements. 42 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) TAX-MANAGED U.S. MARKETWIDE VALUE PORTFOLIO ------------------------------------------------------------------------------------------------- YEAR YEAR YEAR YEAR PERIOD YEAR ENDED ENDED ENDED ENDED DEC. 1, ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2007 TO NOV. 30, 2012 2011 2010 2009 OCT. 31, 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, Beginning of Period ............... $ 14.42 $ 13.78 $ 11.61 $ 10.59 $ 17.51 $ 17.67 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss) (A) ........... 0.28 0.22 0.16 0.21 0.27 0.27 Net Gains (Losses) on Securities (Realized and Unrealized) ...... 2.33 0.63 2.17 1.06 (6.66) (0.16) ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ........ 2.61 0.85 2.33 1.27 (6.39) 0.11 ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.27) (0.21) (0.16) (0.25) (0.29) (0.27) Net Realized Gains ...... -- -- -- -- (0.24) -- ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.27) (0.21) (0.16) (0.25) (0.53) (0.27) ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 16.76 $ 14.42 $ 13.78 $ 11.61 $ 10.59 $ 17.51 ========== ========== ========== ========== ============= ========== Total Return ............... 18.34% 6.15% 20.17% 12.54% (37.53)%(C) 0.54% ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ............. $2,345,296 $2,063,119 $1,896,941 $1,618,256 $ 1,576,757 $2,747,843 Ratio of Expenses to Average Net Assets ...... 0.38%(D) 0.38%(D) 0.38%(D) 0.40%(D) 0.38%(B)(D) 0.37%(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees) ................ 0.38%(D) 0.38%(D) 0.38%(D) 0.40%(D) 0.38%(B)(D) 0.37%(D) Ratio of Net Investment Income to Average Net Assets .................. 1.83% 1.45% 1.24% 2.07% 1.93%(B) 1.45% Portfolio Turnover Rate .... N/A N/A N/A N/A N/A N/A TAX-MANAGED U.S. EQUITY PORTFOLIO ------------------------------------------------------------------------------------------------- YEAR YEAR YEAR YEAR PERIOD YEAR ENDED ENDED ENDED ENDED DEC. 1, ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2007 TO NOV. 30, 2012 2011 2010 2009 OCT. 31, 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, Beginning of Period ............... $ 13.48 $ 12.70 $ 10.94 $ 10.36 $ 15.57 $ 14.75 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss)(A) ..... 0.27 0.23 0.20 0.22 0.23 0.25 Net Gains (Losses) on Securities (Realized and Unrealized) ...... 1.67 0.77 1.76 0.60 (5.19) 0.81 ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ........ 1.94 1.00 1.96 0.82 (4.96) 1.06 ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.26) (0.22) (0.20) (0.24) (0.25) (0.24) Net Realized Gains ...... -- -- -- -- -- -- ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.26) (0.22) (0.20) (0.24) (0.25) (0.24) ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 15.16 $ 13.48 $ 12.70 $ 10.94 $ 10.36 $ 15.57 ========== ========== ========== ========== ============= ========== Total Return ............... 14.57% 7.92% 18.10% 8.30% (32.30)%(C) 7.23% ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ............. $1,522,411 $1,364,068 $1,286,236 $1,141,449 $ 1,268,330 $1,823,812 Ratio of Expenses to Average Net Assets ...... 0.22% 0.22%** 0.22%(D) 0.22%(D) 0.22%(B)(D) 0.22%(D) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees).. 0.22% 0.23%** 0.23%(D) 0.26%(D) 0.23%(B)(D) 0.23%(D) Ratio of Net Investment Income to Average Net Assets ...... 1.87% 1.65% 1.70% 2.24% 1.76%(B) 1.59% Portfolio Turnover Rate .................... 7% 11%* N/A N/A N/A N/A ---------- * For the period February 28, 2011 through October 31, 2011. Effective February 28, 2011, the Portfolio invests directly in securities rather than through The Tax-Managed U.S. Equity Series. ** Represents the combined ratios for the Portfolio and for the period November 1, 2010 through February 27, 2011, its respective pro-rata share of The Tax-Managed U.S. Equity Series. See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 43 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO ------------------------------------------------------------------------------------------------- YEAR YEAR YEAR YEAR PERIOD YEAR ENDED ENDED ENDED ENDED DEC. 1, ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2007 TO NOV. 30, 2012 2011 2010 2009 OCT. 31, 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, Beginning of Period ..... $ 20.02 $ 19.09 $ 14.96 $ 14.41 $ 23.09 $ 27.39 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss)(A) ............ 0.21 0.14 0.11 0.14 0.20 0.25 Net Gains (Losses) on Securities (Realized and Unrealized) .......... 2.85 0.93 4.13 0.60 (7.29) (1.87) ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ........ 3.06 1.07 4.24 0.74 (7.09) (1.62) ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.19) (0.14) (0.11) (0.19) (0.18) (0.24) Net Realized Gains ...... -- -- -- -- (1.41) (2.44) ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.19) (0.14) (0.11) (0.19) (1.59) (2.68) ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 22.89 $ 20.02 $ 19.09 $ 14.96 $ 14.41 $ 23.09 ========== ========== ========== ========== ============= ========== Total Return ............... 15.39% 5.58% 28.43% 5.41% (32.85)%(C) (6.58)% ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ............. $2,378,567 $2,191,055 $2,145,546 $1,700,343 $ 1,662,774 $2,905,694 Ratio of Expenses to Average Net Assets ...... 0.44% 0.44% 0.45% 0.47% 0.45%(B) 0.47% Ratio of Net Investment Income to Average Net Assets ...... 0.98% 0.66% 0.63% 1.04% 1.07%(B) 0.98% Portfolio Turnover Rate .................... 12% 21% 26% 34% 40%(C) 28% TAX-MANAGED U.S. SMALL CAP PORTFOLIO ------------------------------------------------------------------------------------------------- YEAR YEAR YEAR YEAR PERIOD YEAR ENDED ENDED ENDED ENDED DEC. 1, ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2007 TO NOV. 30, 2012 2011 2010 2009 OCT. 31, 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, ........... Beginning of Period $ 22.07 $ 20.47 $ 16.26 $ 15.83 $ 25.86 $ 26.27 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss)(A) ..... 0.21 0.15 0.11 0.13 0.19 0.18 Net Gains (Losses) on Securities (Realized and Unrealized) ...... 2.85 1.59 4.20 0.47 (7.87) (0.42) ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ........ 3.06 1.74 4.31 0.60 (7.68) (0.24) ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.20) (0.14) (0.10) (0.17) (0.18) (0.17) Net Realized Gains ...... -- -- -- -- (2.17) -- ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.20) (0.14) (0.10) (0.17) (2.35) (0.17) ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 24.93 $ 22.07 $ 20.47 $ 16.26 $ 15.83 $ 25.86 ========== ========== ========== ========== ============= ========== Total Return ............... 13.95% 8.50% 26.61% 3.98% (32.53)%(C) (0.94)% ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ...... $1,331,266 $1,212,285 $1,141,494 $ 957,145 $ 1,077,395 $1,779,245 Ratio of Expenses to Average Net Assets ...... 0.53% 0.53% 0.53% 0.55% 0.53%(B) 0.53% Ratio of Net Investment Income to Average Net Assets ...... 0.90% 0.64% 0.58% 0.88% 0.98%(B) 0.65% Portfolio Turnover Rate .... 17% 22% 27% 28% 39%(C) 31% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 44 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) T.A. U.S. CORE EQUITY 2 PORTFOLIO ----------------------------------------------------------------------------------------------- PERIOD PERIOD YEAR YEAR YEAR YEAR DEC. 1, OCT. 4, ENDED ENDED ENDED ENDED 2007 TO 2007(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, Beginning of Period ............... $ 8.63 $ 8.18 $ 6.83 $ 6.31 $ 9.40 $ 10.00 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss) (A) ........... 0.16 0.12 0.11 0.11 0.13 0.02 Net Gains (Losses) on Securities (Realized and Unrealized) ...... 1.11 0.45 1.35 0.52 (3.12) (0.62) ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ........ 1.27 0.57 1.46 0.63 (2.99) (0.60) ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.15) (0.12) (0.11) (0.11) (0.10) -- Net Realized Gains ...... -- -- -- -- -- -- ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.15) (0.12) (0.11) (0.11) (0.10) -- ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 9.75 $ 8.63 $ 8.18 $ 6.83 $ 6.31 $ 9.40 ========== ========== ========== ========== ============= ========== Total Return ............... 14.82% 6.97% 21.49% 10.28% (32.16)%(C) (6.00)%(C) ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ...... $2,853,234 $2,432,872 $2,014,584 $1,444,886 $ 585,165 $ 106,507 Ratio of Expenses to Average Net Assets ...... 0.24% 0.24% 0.25% 0.28% 0.29%(B) 0.30%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly) ............. 0.24% 0.24% 0.25% 0.28% 0.29%(B) 0.60%(B)(E) Ratio of Net Investment Income to Average Net Assets ...... 1.71% 1.39% 1.45% 1.82% 1.75%(B) 2.09%(B)(E) Portfolio Turnover Rate .................... 6% 6% 5% 5% 9%(C) 0%(C) TAX-MANAGED DFA INTERNATIONAL VALUE PORTFOLIO ------------------------------------------------------------------------------------------------- PERIOD YEAR YEAR YEAR YEAR DEC. 1, YEAR ENDED ENDED ENDED ENDED 2007 TO ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, Beginning of Period ............... $ 12.99 $ 14.53 $ 13.49 $ 10.55 $ 21.91 $ 19.96 ---------- ---------- ---------- ---------- ------------- ---------- Income from Investment Operations Net Investment Income (Loss) (A) ........... 0.42 0.46 0.31 0.32 0.59 0.59 Net Gains (Losses) on Securities (Realized and Unrealized) ...... (0.10) (1.55) 1.03 3.00 (9.60) 2.76 ---------- ---------- ---------- ---------- ------------- ---------- Total from Investment Operations ..... 0.32 (1.09) 1.34 3.32 (9.01) 3.35 ---------- ---------- ---------- ---------- ------------- ---------- Less Distributions Net Investment Income ... (0.40) (0.45) (0.30) (0.38) (0.64) (0.48) Net Realized Gains ...... -- -- -- -- (1.71) (0.92) ---------- ---------- ---------- ---------- ------------- ---------- Total Distributions .. (0.40) (0.45) (0.30) (0.38) (2.35) (1.40) ---------- ---------- ---------- ---------- ------------- ---------- Net Asset Value, End of Period ............... $ 12.91 $ 12.99 $ 14.53 $ 13.49 $ 10.55 $ 21.91 ========== ========== ========== ========== ============= ========== Total Return ............... 2.77% (7.81)% 10.34% 32.27% (45.58)%(C) 17.51% ---------- ---------- ---------- ---------- ------------- ---------- Net Assets, End of Period (thousands) ...... $1,971,388 $1,843,496 $1,834,003 $1,637,834 $ 1,393,229 $2,859,270 Ratio of Expenses to Average Net Assets ...... 0.55% 0.55% 0.55% 0.56% 0.54%(B) 0.54% Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly) ............. 0.55% 0.55% 0.55% 0.56% 0.54%(B) 0.54% Ratio of Net Investment Income to Average Net Assets ...... 3.32% 3.16% 2.29% 2.92% 3.76%(B) 2.77% Portfolio Turnover Rate .... 18% 16% 28% 24% 24%(C) 20% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 45 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) T.A WORLD EX U.S. CORE EQUITY PORTFOLIO -------------------------------------------------------------- PERIOD MARCH 6, YEAR YEAR YEAR YEAR 2008(a) ENDED ENDED ENDED ENDED TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2010 2009 2008 ---------- ---------- ---------- ---------- ---------- Net Asset Value, Beginning of Period ....................... $ 8.39 $ 9.31 $ 8.13 $ 5.85 $ 10.00 ---------- ---------- ---------- ---------- ---------- Income from Investment Operations Net Investment Income (Loss) (A) ........................ 0.23 0.25 0.17 0.16 0.15 Net Gains (Losses) on Securities (Realized and Unrealized) .......................................... 0.16 (0.93) 1.17 2.27 (4.15) ---------- ---------- ---------- ---------- ---------- Total from Investment Operations ..................... 0.39 (0.68) 1.34 2.43 (4.00) ---------- ---------- ---------- ---------- ---------- Less Distributions Net Investment Income ................................... (0.22) (0.24) (0.16) (0.15) (0.15) ---------- ---------- ---------- ---------- ---------- Total Distributions .................................. (0.22) (0.24) (0.16) (0.15) (0.15) ---------- ---------- ---------- ---------- ---------- Net Asset Value, End of Period ............................. $ 8.56 $ 8.39 $ 9.31 $ 8.13 $ 5.85 ========== ========== ========== ========== ========== Total Return ............................................... 4.90% (7.55)% 16.78% 42.13% (40.61)%(C) ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands) ...................... $1,240,607 $1,042,981 $ 966,999 $ 668,728 $ 228,318 Ratio of Expenses to Average Net Assets .................... 0.49% 0.48% 0.48% 0.54% 0.60%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees and Fees Paid Indirectly) ........ 0.49% 0.48% 0.48% 0.51% 0.85%(B)(E) Ratio of Net Investment Income to Average Net Assets ....... 2.77% 2.63% 2.00% 2.38% 3.27%(B)(E) Portfolio Turnover Rate .................................... 3% 5% 2% 5% 2%(C) See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 46 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, seven of which (the "Portfolios"), are included in this section of the report. The remaining sixty portfolios are presented in separate reports. Tax-Managed U.S. Marketwide Value Portfolio (the "Feeder Fund") primarily invests its assets in The Tax-Managed U.S. Marketwide Value Series (the "Series"), a corresponding Series of The DFA Investment Trust Company. At October 31, 2012, the Feeder Fund owned 71% of its Series. The financial statements of the Series are included elsewhere in this report and should be read in conjunction with the financial statements of the Feeder Fund. Tax-Managed U.S. Equity Portfolio, Tax-Managed U.S. Targeted Value Portfolio, Tax-Managed U.S. Small Cap Portfolio, T.A. U.S. Core Equity 2 Portfolio, Tax-Managed DFA International Value Portfolio and T.A. World ex U.S. Core Equity Portfolio are organized as stand-alone registered investment companies. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. Prior to February 28, 2011, Tax-Managed U.S. Equity Portfolio invested substantially all of its assets in The Tax-Managed U.S. Equity Series (the "Equity Series"). At the close of business February 25, 2011, Tax-Managed U.S. Equity Portfolio received its prorata share of cash and securities from the Equity Series in a complete liquidation of its interest in the Equity Series. Effective February 28, 2011, Tax-Managed U.S. Equity Portfolio invests directly in securities rather than through the Equity Series and maintains the same investment objective. B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Securities held by Tax-Managed U.S. Equity Portfolio, Tax-Managed U.S. Targeted Value Portfolio, Tax-Managed U.S. Small Cap Portfolio and T.A. U.S. Core Equity 2 Portfolio (the "Domestic Equity Portfolios") and Tax-Managed 47 DFA International Value Portfolio and T.A. World ex U.S. Core Equity Portfolio (the "International Equity Portfolios"), including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Domestic Equity Portfolios and the International Equity Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Domestic Equity Portfolios and International Equity Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Domestic Equity Portfolios and International Equity Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The International Equity Portfolios will also apply a fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset value of the International Equity Portfolios are computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Equity Portfolios price their shares at the close of the NYSE, the International Equity Portfolios will fair value their foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Equity Portfolios' foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Equity Portfolios utilize data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When the International Equity Portfolios use fair value pricing, the values assigned to the International Equity Portfolios' foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierachy. Futures contracts held by the Portfolios are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. Tax-Managed U.S. Marketwide Value Portfolio's investment reflects its proportionate interest in the net assets of the Series. These valuations are classified as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of the International Equity Portfolios whose values are initially expressed in foreign currencies, are translated to U.S. dollars using the mean between the most 48 recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked-to-market daily based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. The International Equity Portfolios do not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between the amount of interest, dividends and foreign withholding taxes recorded on the books of the International Equity Portfolios and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund or Portfolios are allocated using methods approved by the Board, generally based on average net assets. The Feeder Fund recognizes its pro-rata share of net investment income and realized and unrealized gains/losses of investment securities, on a daily basis, from its Series, which is treated as a partnership for federal income tax purposes. The International Equity Portfolios may be subject to taxes imposed by countries in which it invests, with respect to its investments in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The International Equity Portfolios accrue such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales 49 earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital abroad. T.A. World ex U.S. Core Equity Portfolio is subject to a 15% governmental capital gains tax on short-term capital gains for investments in India. Such taxes are due upon sale of individual securities. The taxes for the capital gains are recognized when the capital gains are earned. C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides administrative services to the Feeder Fund and Tax-Managed U.S. Equity Portfolio, including supervision of services provided by others, providing information to shareholders and the Board, and other administrative services. The Advisor provides investment advisory services to the Portfolios. The Advisor does not receive additional compensation for the investment advisory services it provides for the Feeder Fund. For the year ended October 31, 2012, the Portfolios' administrative services fees or investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: ADMINISTRATIVE ADVISORY SERVICES FEES SERVICES FEES -------------- ------------- Tax-Managed U.S. Marketwide Value Portfolio ...... 0.15% -- Tax-Managed U.S. Equity Portfolio ................ 0.15% 0.05% Tax-Managed U.S. Targeted Value Portfolio ........ -- 0.42% Tax-Managed U.S. Small Cap Portfolio ............. -- 0.50% T.A. U.S. Core Equity 2 Portfolio ................ -- 0.22% Tax-Managed DFA International Value Portfolio .... -- 0.50% T.A. World ex U.S. Core Equity Portfolio ......... -- 0.40% Pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive certain fees and in certain instances, assume certain expenses of the Tax-Managed U.S. Equity Portfolio, T.A. U.S. Core Equity 2 Portfolio, and T.A. World ex U.S. Core Equity Portfolio, as described in the notes below. The Fee Waiver and Expense Assumption Agreement for the Portfolios below will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. For the year ended October 31, 2012, the Portfolios listed had expense limits based on a percentage of average net assets on an annualized basis, and the Advisor recovered previously waived fees and/or expenses assumed as listed below (amounts in thousands). Previously waived fees subject to future recovery by the Advisor are also reflected below (amounts in thousands). The Fund, on behalf of the Portfolios listed, is not obligated to reimburse the Advisor for fees previously waived or expenses previously assumed by the Advisor more than thirty-six months before the date of recovery. PREVIOUSLY RECOVERY WAIVED FEES/ EXPENSE OF PREVIOUSLY EXPENSES ASSUMED LIMITATION WAIVED FEES/ SUBJECT TO FUTURE AMOUNT EXPENSES ASSUMED RECOVERY ---------- ---------------- ----------------- Tax-Managed U.S. Equity Portfolio (1) .............. 0.22% -- $315 T.A. U.S. Core Equity 2 Portfolio (2) .............. 0.30% -- -- T.A. World ex U.S. Core Equity Portfolio (3) ....... 0.60% -- -- (1) The Advisor has contractually agreed to waive its administration fee and advisory fee and assume the expenses of the Portfolio to the extent necessary to reduce the Portfolio's total operating expenses to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the annualized expenses of the Portfolio are less than the Expense Limitation Amount listed above for the Portfolio, the Advisor retains the right to recover any fees previously waived and/or expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized expenses to exceed the Expense Limitation Amount, as listed above. 50 (2) The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the Portfolio's ordinary operating expenses (excluding the expenses the Portfolio incurs indirectly through investment in other investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the annualized Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or any expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. (3) The Advisor has contractually agreed to waive all or a portion of its advisory fee and to assume the expenses of the Portfolio (including the expenses that the Portfolio bears as a shareholder of other funds managed by the Advisor but excluding the expenses that the Portfolio incurs indirectly through its invesment in unaffiliated investment companies and excluding any applicable 12b-1 fees) ("Portfolio Expenses") to the extent necessary to limit the Portfolio Expenses of the Portfolio to the rate listed above as a percentage of average net assets on an annualized basis (the "Expense Limitation Amount"). At any time that the annualized Portfolio Expenses of the Portfolio are less than the Expense Limitation Amount listed above, the Advisor retains the right to recover any fees previously waived and/or any expenses previously assumed to the extent that such recovery will not cause the Portfolio's annualized Portfolio Expenses to exceed the Expense Limitation Amount, as listed above. EARNED INCOME CREDIT: In addition, the Portfolios have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of each Portfolio's custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): FEES PAID INDIRECTLY ---------- Tax-Managed DFA International Value Portfolio ...... $6 T.A. World ex U.S. Core Equity Portfolio ........... 5 FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid to the CCO by the Fund were $234 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. DEFERRED COMPENSATION: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): Tax-Managed U.S. Marketwide Value Portfolio ........ $57 Tax-Managed U.S. Equity Portfolio .................. 79 Tax-Managed U.S. Targeted Value Portfolio .......... 60 Tax-Managed U.S. Small Cap Portfolio ............... 35 T.A. U.S. Core Equity 2 Portfolio .................. 50 Tax-Managed DFA International Value Portfolio ...... 54 T.A. World ex U.S. Core Equity Portfolio ........... 22 51 E. PURCHASES AND SALES OF SECURITIES: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): PURCHASES SALES --------- -------- Tax-Managed U.S. Equity Portfolio .............. $102,118 $120,824 Tax-Managed U.S. Targeted Value Portfolio ...... 266,212 391,566 Tax-Managed U.S. Small Cap Portfolio ........... 219,280 259,837 T.A. U.S. Core Equity 2 Portfolio .............. 233,403 151,375 Tax-Managed DFA International Value Portfolio .. 475,088 334,492 T.A. World ex U.S. Core Equity Portfolio ....... 201,113 34,906 There were no purchases or sales of long-term U.S. government securities. F. FEDERAL INCOME TAXES: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net realized foreign currency gains/(losses), realized gains on securities considered to be "passive foreign investment companies", the utilization of accumulated earnings and profits distributed to shareholders on redemptions of shares as part of the dividends paid deduction for income tax purposes and non-deductible expenses, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN CAPITAL INCOME GAINS (LOSSES) --------------- -------------- -------------- Tax-Managed U.S. Marketwide Value Portfolio .... $ (3) $ 42 $ (39) Tax Managed U.S. Equity Portfolio .............. (1) 1 -- Tax-Managed U.S. Targeted Value Portfolio ...... 4,833 (1,367) (3,466) Tax Managed U.S. Small Cap Portfolio ........... (5) 5 -- T.A. U.S. Core Equity 2 Portfolio .............. 1,917 (1,777) (140) Tax-Managed DFA International Value Portfolio .. 1,401 (2,169) 768 T.A. World ex U.S. Core Equity Portfolio ....... 782 560 (1,342) 52 The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAIN TOTAL -------------- ------------ ------- Tax-Managed U.S. Marketwide Value Portfolio 2011 ........................................... $29,356 -- $29,356 2012 ........................................... 38,619 -- 38,619 Tax-Managed U.S. Equity Portfolio 2011 ........................................... 22,909 -- 22,909 2012 ........................................... 26,579 -- 26,579 Tax-Managed U.S. Targeted Value Portfolio 2011 ........................................... 15,344 -- 15,344 2012 ........................................... 21,411 $3,466 24,877 Tax-Managed U.S. Small Cap Portfolio 2011 ........................................... 7,826 -- 7,826 2012 ........................................... 10,665 -- 10,665 T.A. U.S. Core Equity 2 Portfolio 2011 ........................................... 32,785 -- 32,785 2012 ........................................... 43,904 140 44,044 Tax-Managed DFA International Value Portfolio 2011 ........................................... 61,130 -- 61,130 2012 ........................................... 60,106 -- 60,106 T.A. World ex U.S. Core Equity Portfolio 2011 ........................................... 28,920 -- 28,920 2012 ........................................... 30,337 10 30,347 At October 31, 2012, the following net investment income and short-term capital gains and long-term capital gains distributions designated for federal income tax purposes are due to the utilization of accumulated earnings and profits distributed to shareholders upon redemption of shares (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ------ Tax-Managed U.S. Targeted Value Portfolio ......... $1,384 $3,466 $4,850 T.A. U.S. Core Equity 2 Portfolio ................. 1,779 140 1,919 Tax-Managed DFA International Value Portfolio ..... 1,400 -- 1,400 T.A. World ex U.S. Core Equity Portfolio .......... 772 10 782 At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED CAPITAL EARNINGS SHORT-TERM LONG-TERM LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSSES) -------------- ------------- ------------ ------------- Tax-Managed U.S. Marketwide Value Portfolio ..... $7,429 -- $(140,771) $(133,342) Tax-Managed U.S. Equity Portfolio ............... 4,360 -- (424,041) (419,681) Tax-Managed U.S. Targeted Value Portfolio ....... 4,346 $51,903 -- 56,249 53 UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED CAPITAL EARNINGS SHORT-TERM LONG-TERM LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSSES) -------------- ------------- ------------ ------------- Tax-Managed U.S. Small Cap Portfolio ............ $2,724 -- $(66,960) $(64,236) T.A. U.S. Core Equity 2 Portfolio ............... 6,745 $3,473 -- 10,218 Tax-Managed DFA International Value Portfolio ... 7,810 -- (30,216) (22,406) T.A. World ex U.S. Core Equity Portfolio ........ 6,458 415 -- 6,873 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): EXPIRES ON OCTOBER 31, ---------------------- 2016 2017 UNLIMITED TOTAL -------- -------- --------- -------- Tax-Managed U.S. Marketwide Value Portfolio ..... -- $140,771 -- $140,771 Tax-Managed U.S. Equity Portfolio ............... $137,475 286,566 -- 424,041 Tax-Managed U.S. Small Cap Portfolio ............ -- 66,960 -- 66,960 Tax-Managed DFA International Value Portfolio ... -- 28,430 $1,786 30,216 During the year ended October 31, 2012, the following Portfolios utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amount in thousands): Tax-Managed U.S. Marketwide Value Portfolio ......................... $45,693 Tax-Managed U.S. Equity Portfolio ................................... 37,759 Tax Managed U.S. Targeted Value Portfolio ........................... 48,683 Tax Managed U.S. Small Cap Portfolio ................................ 68,086 T.A. U.S. Core Equity 2 Portfolio ................................... 16,156 T.A. World ex U.S. Core Equity Portfolio ............................ 120 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) ---------- ------------ -------------- -------------- Tax-Managed U.S. Marketwide Value Portfolio ....... $1,824,371 $681,755 $(160,469) $521,286 Tax-Managed U.S. Equity Portfolio ................. 1,093,235 601,145 (32,196) 568,949 Tax-Managed U.S. Targeted Value Portfolio ......... 2,132,577 698,539 (196,259) 502,280 Tax-Managed U.S. Small Cap Portfolio .............. 1,157,439 474,111 (71,105) 403,006 T.A. U.S. Core Equity 2 Portfolio ................. 2,484,228 821,253 (117,463) 703,790 Tax-Managed DFA International Value Portfolio ..... 2,096,521 214,191 (295,326) (81,135) T.A. World ex U.S. Core Equity Portfolio .......... 1,175,405 267,617 (156,315) 111,302 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. 54 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed each Portfolio's tax position and has concluded that no additional provision for income tax is required in the Portfolios' financial statements. The Portfolios are not aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Portfolio's federal tax returns for the prior three years remain subject to examination by the Internal Revenue Service. G. FINANCIAL INSTRUMENTS: In accordance with the Portfolios' investment objectives and policies, the Portfolios may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Portfolio's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the U.S. companies, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities by the Portfolios may be inhibited. DERIVATIVE FINANCIAL INSTRUMENTS: Summarized below are the specific types of derivative instruments used by the Portfolios. 3. Futures Contracts: The Portfolios may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Portfolio deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolio as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolio records a realized gain or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolio could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the Portfolios had no outstanding futures contracts. H. LINE OF CREDIT: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line are charged interest at rates agreed upon by 55 the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentages and days): WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE DAYS EXPENSE BORROWED DURING INTEREST RATE LOAN BALANCE OUTSTANDING* INCURRED THE PERIOD ------------- ------------ ------------ -------- --------------- Tax-Managed U.S. Equity Portfolio ................ 0.89% $1,992 11 $ 1 $ 5,858 Tax-Managed U.S. Targeted Value Portfolio ........ 0.85% 2,424 9 1 4,628 Tax-Managed U.S. Small Cap Portfolio ............. 0.92% 1,188 1 -- 1,188 T.A. U.S. Core Equity 2 Portfolio ................ 0.90% 4,108 18 2 7,484 Tax-Managed DFA International Value Portfolio .... 0.85% 2,220 49 3 13,457 T.A. World ex U.S. Core Equity Portfolio ......... 0.88% 1,871 31 1 8,826 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. I. SECURITIES LENDING: As of October 31, 2012, some of the Portfolios had securities on loan to brokers/dealers, for which each such Portfolio received cash collateral. In addition, T.A. World ex U.S. Core Equity Portfolio received non-cash collateral consisting of short and/or long term U.S. Treasury securities with a market value of $3,985 (in thousands). Each Portfolio with securities on loan invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, the Portfolios with securities on loan will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. Such Portfolios also may invest the cash 56 collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Portfolio with securities on loan will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. OTHER: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. APPROXIMATE PERCENTAGE NUMBER OF OF OUTSTANDING SHAREHOLDERS SHARES ------------ -------------- Tax-Managed U.S. Marketwide Value Portfolio ..... 3 91% Tax-Managed U.S. Equity Portfolio ............... 3 88% Tax-Managed U.S. Targeted Value Portfolio ....... 3 96% Tax-Managed U.S. Small Cap Portfolio ............ 3 95% T.A. U.S. Core Equity 2 Portfolio ............... 3 92% Tax-Managed DFA International Value Portfolio ... 3 94% T.A. World ex U.S. Core Equity Portfolio ........ 3 88% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. 57 On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as The Tax-Managed U.S. Marketwide Value Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to The Tax-Managed U.S. Marketwide Value Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to The Tax-Managed U.S. Marketwide Value Series arising from the Lawsuits. Until The Tax-Managed U.S. Marketwide Value Series can do so, no reduction of the net asset value of The Tax-Managed U.S. Marketwide Value Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of The Tax-Managed U.S. Marketwide Value Series' net asset value at this time. The Tax-Managed U.S. Marketwide Value Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of The Tax-Managed U.S. Marketwide Value Series will pay or receive, as the case may be, a price based on net asset value of The Tax-Managed U.S. Marketwide Value Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by The Tax-Managed U.S. Marketwide Value Series as incurred and in a manner similar to any other expense incurred by The Tax-Managed U.S. Marketwide Value Series. M. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 58 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE PORTFOLIOS, AS DEFINED, AND BOARD OF DIRECTORS OF DFA INVESTMENT DIMENSIONS GROUP INC.: In our opinion, the accompanying statements of assets and liabilities, including the schedule of investments/ summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Tax-Managed U.S. Marketwide Value Portfolio, Tax-Managed U.S. Equity Portfolio, Tax-Managed U.S. Targeted Value Portfolio, Tax-Managed U.S. Small Cap Portfolio, T.A. U.S. Core Equity 2 Portfolio, Tax-Managed DFA International Value Portfolio, and T.A. World ex U.S. Core Equity Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and transfer agents of the investee funds, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 59 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHART THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES VS. RUSSELL 3000(R)VALUE INDEX OCTOBER 31, 2002-OCTOBER 31, 2012 TAX-MANAGED U.S. RUSSELL MARKETWIDE 3000 (R) VALUE BEGINDATE ENDDATE FUNDRETURNS BENCHMARK0RETURNS ENDDATE VALUE SERIES INDEX --------- ------- ----------- ----------------- ------- ------------ ---------------- 2002-10-31 2002-11-30 6.93% 6.41% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.75% -4.34% 11/2002 10692.7374 10641 2002-12-31 2003-01-31 -2.11% -2.45% 12/2002 10078.2123 10179.1806 2003-01-31 2003-02-28 -2.72% -2.71% 01/2003 9865.92179 9929.79068 2003-02-28 2003-03-31 0.00% 0.23% 02/2003 9597.76536 9660.69335 2003-03-31 2003-04-30 9.43% 8.85% 03/2003 9597.76536 9682.91294 2003-04-30 2003-05-31 8.40% 6.72% 04/2003 10502.7933 10539.8507 2003-05-31 2003-06-30 0.88% 1.28% 05/2003 11385.4749 11248.1287 2003-06-30 2003-07-31 3.21% 1.74% 06/2003 11486.0335 11392.1048 2003-07-31 2003-08-31 3.96% 1.72% 07/2003 11854.7486 11590.3274 2003-08-31 2003-09-30 -3.08% -0.99% 08/2003 12324.0223 11789.681 2003-09-30 2003-10-31 7.11% 6.27% 09/2003 11944.1341 11672.9632 2003-10-31 2003-11-30 2.71% 1.55% 10/2003 12793.2961 12404.858 2003-11-30 2003-12-31 5.19% 5.96% 11/2003 13139.6648 12597.1333 2003-12-31 2004-01-31 2.18% 1.89% 12/2003 13821.2291 13347.9224 2004-01-31 2004-02-29 2.22% 2.13% 01/2004 14122.905 13600.1981 2004-02-29 2004-03-31 -0.15% -0.70% 02/2004 14435.7542 13889.8824 2004-03-31 2004-04-30 -1.78% -2.66% 03/2004 14413.4078 13792.6532 2004-04-30 2004-05-31 0.79% 1.03% 04/2004 14156.4246 13425.7686 2004-05-31 2004-06-30 3.13% 2.57% 05/2004 14268.1564 13564.054 2004-06-30 2004-07-31 -3.49% -1.68% 06/2004 14715.0838 13912.6502 2004-07-31 2004-08-31 -0.55% 1.39% 07/2004 14201.1173 13678.9177 2004-08-31 2004-09-30 3.64% 1.75% 08/2004 14122.905 13869.0546 2004-09-30 2004-10-31 1.37% 1.65% 09/2004 14636.8715 14111.7631 2004-10-31 2004-11-30 6.70% 5.38% 10/2004 14837.9888 14344.6072 2004-11-30 2004-12-31 3.25% 3.26% 11/2004 15832.4022 15116.3471 2004-12-31 2005-01-31 -2.12% -1.96% 12/2004 16346.3687 15609.14 2005-01-31 2005-02-28 3.84% 3.20% 01/2005 16000 15303.2008 2005-02-28 2005-03-31 -1.01% -1.43% 02/2005 16614.5251 15792.9032 2005-03-31 2005-04-30 -3.67% -2.07% 03/2005 16446.9274 15567.0647 2005-04-30 2005-05-31 4.37% 2.71% 04/2005 15843.5754 15244.8265 2005-05-31 2005-06-30 2.50% 1.38% 05/2005 16536.3128 15657.5902 2005-06-30 2005-07-31 5.41% 3.14% 06/2005 16949.7207 15873.0992 2005-07-31 2005-08-31 -0.13% -0.60% 07/2005 17865.9218 16371.2485 2005-08-31 2005-09-30 1.82% 1.26% 08/2005 17843.5754 16272.6461 2005-09-30 2005-10-31 -2.40% -2.54% 09/2005 18167.5978 16478.4294 2005-10-31 2005-11-30 3.97% 3.34% 10/2005 17731.8436 16060.3291 2005-11-30 2005-12-31 0.48% 0.48% 11/2005 18435.7542 16596.7441 2005-12-31 2006-01-31 5.55% 4.27% 12/2005 18525.1397 16675.9835 2006-01-31 2006-02-28 -0.23% 0.55% 01/2006 19553.0726 17387.4927 2006-02-28 2006-03-31 2.35% 1.67% 02/2006 19508.3799 17483.9364 2006-03-31 2006-04-30 2.52% 2.33% 03/2006 19966.4804 17775.5614 2006-04-30 2006-05-31 -2.84% -2.67% 04/2006 20469.2737 18189.6609 2006-05-31 2006-06-30 0.67% 0.69% 05/2006 19888.2681 17703.5029 2006-06-30 2006-07-31 -0.61% 2.07% 06/2006 20022.3464 17826.0771 2006-07-31 2006-08-31 0.51% 1.79% 07/2006 19899.4413 18195.7447 2006-08-31 2006-09-30 1.96% 1.90% 08/2006 20000 18521.878 2006-09-30 2006-10-31 3.84% 3.44% 09/2006 20391.0614 18873.9923 2006-10-31 2006-11-30 2.48% 2.33% 10/2006 21173.1843 19522.8234 2006-11-30 2006-12-31 1.91% 2.12% 11/2006 21698.324 19978.6567 2006-12-31 2007-01-31 2.63% 1.30% 12/2006 22111.7318 20401.8935 2007-01-31 2007-02-28 -1.28% -1.53% 01/2007 22692.7374 20666.8571 2007-02-28 2007-03-31 1.15% 1.52% 02/2007 22402.2346 20350.8962 2007-03-31 2007-04-30 3.55% 3.45% 03/2007 22659.2179 20659.2455 2007-04-30 2007-05-31 4.71% 3.61% 04/2007 23463.6871 21372.8228 2007-05-31 2007-06-30 -2.14% -2.34% 05/2007 24569.8324 22144.9067 2007-06-30 2007-07-31 -5.44% -4.95% 06/2007 24044.6927 21627.7995 2007-07-31 2007-08-31 -0.54% 1.19% 07/2007 22737.4302 20556.1917 2007-08-31 2007-09-30 2.52% 3.19% 08/2007 22614.5251 20801.3167 2007-09-30 2007-10-31 0.10% 0.10% 09/2007 23184.3575 21465.3455 2007-10-31 2007-11-30 -5.87% -5.10% 10/2007 23206.7039 21486.0497 2007-11-30 2007-12-31 -0.41% -0.96% 11/2007 21843.5754 20391.1786 2007-12-31 2008-01-31 -3.95% -4.01% 12/2007 21754.1899 20195.7373 2008-01-31 2008-02-29 -3.64% -4.17% 01/2008 20893.8547 19385.2837 2008-02-29 2008-03-31 -1.83% -0.58% 02/2008 20134.0782 18576.3629 2008-03-31 2008-04-30 5.65% 4.74% 03/2008 19765.3631 18468.6199 2008-04-30 2008-05-31 2.25% 0.12% 04/2008 20882.6815 19343.8748 2008-05-31 2008-06-30 -11.04% -9.57% 05/2008 21351.9553 19366.8622 2008-06-30 2008-07-31 -0.76% 0.06% 06/2008 18994.4134 17513.9124 2008-07-31 2008-08-31 2.02% 1.95% 07/2008 18849.162 17524.3396 2008-08-31 2008-09-30 -8.48% -7.13% 08/2008 19229.0503 17866.0642 2008-09-30 2008-10-31 -22.35% -17.54% 09/2008 17597.7653 16592.837 2008-10-31 2008-11-30 -9.89% -7.53% 10/2008 13664.8045 13682.2128 2008-11-30 2008-12-31 3.36% 1.76% 11/2008 12312.8492 12651.8145 2008-12-31 2009-01-31 -12.99% -11.73% 12/2008 12726.257 12874.5332 2009-01-31 2009-02-28 -13.42% -13.40% 01/2009 11072.6257 11364.9674 2009-02-28 2009-03-31 10.49% 8.58% 02/2009 9586.59217 9841.69646 2009-03-31 2009-04-30 17.30% 11.13% 03/2009 10592.1788 10685.7798 2009-04-30 2009-05-31 7.55% 5.85% 04/2009 12424.581 11875.2023 2009-05-31 2009-06-30 -1.42% -0.70% 05/2009 13363.1285 12569.7295 2009-06-30 2009-07-31 10.26% 8.44% 06/2009 13173.1843 12481.8663 2009-07-31 2009-08-31 6.62% 5.19% 07/2009 14525.1396 13535.8989 2009-08-31 2009-09-30 4.47% 3.95% 08/2009 15486.0335 14238.6048 2009-09-30 2009-10-31 -4.77% -3.35% 09/2009 16178.7709 14801.6901 2009-10-31 2009-11-30 4.64% 5.44% 10/2009 15407.8212 14305.911 2009-11-30 2009-12-31 3.67% 2.21% 11/2009 16122.905 15084.7915 2009-12-31 2010-01-31 -2.81% -2.82% 12/2009 16715.0838 15418.7317 2010-01-31 2010-02-28 4.61% 3.28% 01/2010 16245.81 14983.6177 2010-02-28 2010-03-31 7.89% 6.66% 02/2010 16994.4134 15474.5742 2010-03-31 2010-04-30 3.90% 2.96% 03/2010 18335.1955 16505.0463 2010-04-30 2010-05-31 -8.56% -8.24% 04/2010 19050.2793 16993.3648 2010-05-31 2010-06-30 -7.63% -5.89% 05/2010 17418.9944 15593.1645 2010-06-30 2010-07-31 7.99% 6.80% 06/2010 16089.3854 14674.605 2010-07-31 2010-08-31 -6.56% -4.53% 07/2010 17374.3016 15672.3224 2010-08-31 2010-09-30 9.98% 7.99% 08/2010 16234.6368 14961.7412 2010-09-30 2010-10-31 3.88% 3.07% 09/2010 17854.7486 16156.5291 2010-10-31 2010-11-30 0.24% -0.29% 10/2010 18547.486 16652.4262 2010-11-30 2010-12-31 9.44% 7.92% 11/2010 18592.1787 16604.8873 2010-12-31 2011-01-31 2.47% 2.08% 12/2010 20346.3687 17920.7301 2011-01-31 2011-02-28 5.63% 3.80% 01/2011 20849.162 18293.6812 2011-02-28 2011-03-31 0.66% 0.48% 02/2011 22022.3463 18988.9583 2011-03-31 2011-04-30 2.37% 2.58% 03/2011 22167.5977 19079.7873 2011-04-30 2011-05-31 -1.58% -1.12% 04/2011 22692.7374 19571.3266 2011-05-31 2011-06-30 -1.75% -2.08% 05/2011 22335.1955 19352.6553 2011-06-30 2011-07-31 -4.23% -3.32% 06/2011 21944.134 18949.1957 2011-07-31 2011-08-31 -8.35% -6.45% 07/2011 21016.7597 18320.8629 2011-08-31 2011-09-30 -10.15% -7.83% 08/2011 19262.5698 17138.6225 2011-09-30 2011-10-31 13.94% 11.68% 09/2011 17307.2625 15797.4558 2011-10-31 2011-11-30 -0.79% -0.49% 10/2011 19720.6703 17642.1459 2011-11-30 2011-12-31 1.03% 1.98% 11/2011 19564.2457 17555.1451 2011-12-31 2012-01-31 5.20% 4.01% 12/2011 19765.3631 17902.6464 2012-01-31 2012-02-29 5.27% 3.79% 01/2012 20793.296 18620.1568 2012-02-29 2012-03-31 2.14% 2.98% 02/2012 21888.2681 19325.044 2012-03-31 2012-04-30 -1.85% -1.05% 03/2012 22357.5418 19900.0055 2012-04-30 2012-05-31 -7.03% -5.88% 04/2012 21944.134 19690.3481 2012-05-31 2012-06-30 5.26% 4.95% 05/2012 20402.2346 18531.8864 2012-06-30 2012-07-31 0.88% 0.88% 06/2012 21474.8603 19449.5979 2012-07-31 2012-08-31 3.76% 2.24% 07/2012 21664.8044 19620.5641 2012-08-31 2012-09-30 3.58% 3.20% 08/2012 22480.4469 20059.9911 2012-09-30 2012-10-31 0.34% -0.55% 09/2012 23284.9161 20702.6588 10/31/2012 23363.1284 20589.0273 AVERAGE ANNUAL ONE FIVE TEN TOTAL RETURN YEAR YEARS YEARS ------ ----- ----- 18.47% 0.13% 8.86% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. 60 THE DFA INVESTMENT TRUST COMPANY MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 3000(R)Index .......................... 14.75% Russell Microcap(R)Index (micro cap stocks) ... 16.49% Russell 2000(R)Index (small cap stocks) ....... 12.08% Russell 1000(R)Index (large cap stocks) ....... 14.97% Dow Jones US Select REIT Index ................ 14.09% The value premium was positive across both large cap and small cap stocks TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 2000(R)Value Index (small cap value stocks) ...... 14.47% Russell 2000(R)Growth Index (small cap growth stocks) .... 9.70% Russell 1000(R)Value Index (large cap value stocks) ...... 16.89% Russell 1000(R)Growth Index (large cap growth stocks) .... 13.02% ---------- Source: Russell data copyright(C)Russell Investment Group 1995-2012 all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. DOMESTIC EQUITY SERIES' PERFORMANCE OVERVIEW THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES The Tax-Managed U.S. Marketwide Value Series seeks to capture the returns of U.S. value stocks. Value is measured primarily by book-to-market ratio. The Series also seeks to maximize the after-tax value of a shareholder's investment. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to U.S. value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, 61 the Series held approximately 1,300 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 18.47% for the Series and 16.70% for the Rus-sell 3000(R) Value Index. As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks generally outperformed during the period. The Series' more prominent value characteristics as compared to the Index was the primary contributor to relative outperformance. The Series' exclusion of highly regulated utilities also helped performance as this sector underperformed the overall Index. 62 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLE BEGINNING ENDING EXPENSE ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSES DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES Actual Fund Return. ............................ $1,000.00 $1,064.65 0.21% $1.09 Hypothetical 5% Annual Return .................. $1,000.00 $1,024.08 0.21% $1.07 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 63 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For The DFA Investment Trust Company, this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. The DFA Investment Trust Company filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments.The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC EQUITY PORTFOLIO THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES Consumer Discretionary ........ 19.8% Consumer Staples .............. 8.0% Energy ........................ 16.3% Financials .................... 16.7% Health Care ................... 9.5% Industrials ................... 14.2% Information Technology ........ 5.1% Materials ..................... 3.4% Other ......................... -- Telecommunication Services .... 6.7% Utilities ..................... 0.3% ------ 100.0% 64 THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- COMMON STOCKS -- (95.0%) Consumer Discretionary -- (18.8%) #Carnival Corp ........................................................ 489,649 $ 18,547,904 0.6% Comcast Corp. Class A. ................................................ 3,570,978 133,947,385 4.0% Comcast Corp. Special Class A ......................................... 1,432,185 52,188,821 1.6% #*General Motors Co ................................................... 674,707 17,205,028 0.5% *Liberty Interactive Corp. Class A .................................... 882,463 17,649,260 0.5% #News Corp. Class A ................................................... 1,631,529 39,026,174 1.2% News Corp. Class B .................................................... 621,962 15,150,994 0.5% Time Warner Cable, Inc ................................................ 693,942 68,776,592 2.1% Time Warner, Inc ...................................................... 1,534,860 66,689,667 2.0% Other Securities ...................................................... 221,766,776 6.7% -------------- ---- Total Consumer Discretionary ............................................. 650,948,601 19.7% -------------- ---- Consumer Staples -- (7.6%) Archer-Daniels-Midland Co ............................................. 813,476 21,833,696 0.7% #CVS Caremark Corp .................................................... 1,510,745 70,098,568 2.1% *Kraft Foods Group, Inc ............................................... 693,699 31,549,431 0.9% Mondelez International, Inc. Class A .................................. 2,081,099 55,232,367 1.7% Other Securities ...................................................... 83,466,422 2.5% -------------- ---- Total Consumer Staples ................................................... 262,180,484 7.9% -------------- ---- Energy -- (15.4%) Anadarko Petroleum Corp ............................................... 845,068 58,149,129 1.8% Apache Corp ........................................................... 292,215 24,180,791 0.7% Chevron Corp .......................................................... 613,078 67,567,326 2.0% ConocoPhillips ........................................................ 1,766,829 102,211,058 3.1% Hess Corp ............................................................. 378,130 19,761,074 0.6% Marathon Oil Corp ..................................................... 903,937 27,172,346 0.8% Marathon Petroleum Corp ............................................... 451,968 24,826,602 0.7% National Oilwell Varco, Inc ........................................... 250,948 18,494,868 0.6% Phillips 66. .......................................................... 883,414 41,661,804 1.3% Valero Energy Corp .................................................... 658,099 19,150,681 0.6% Other Securities ...................................................... 132,169,565 4.0% -------------- ---- Total Energy ............................................................. 535,345,244 16.2% -------------- ---- Financials -- (15.9%) Bank of America Corp .................................................. 6,406,476 59,708,356 1.8% Capital One Financial Corp ............................................ 333,920 20,091,966 0.6% Citigroup, Inc ........................................................ 2,115,722 79,106,846 2.4% CME Group, Inc ........................................................ 414,385 23,176,553 0.7% Goldman Sachs Group, Inc. (The) ....................................... 143,685 17,585,607 0.5% JPMorgan Chase & Co ................................................... 777,031 32,386,652 1.0% MetLife, Inc .......................................................... 1,126,173 39,967,880 1.2% Morgan Stanley ........................................................ 1,476,248 25,657,190 0.8% Prudential Financial, Inc ............................................. 497,625 28,389,506 0.8% SunTrust Banks, Inc ................................................... 491,691 13,373,995 0.4% Other Securities ...................................................... 211,913,999 6.4% -------------- ---- Total Financials ......................................................... 551,358,550 16.6% -------------- ---- Health Care -- (9.1%) #Aetna, Inc ........................................................... 503,313 21,994,778 0.7% Humana, Inc ........................................................... 236,814 17,588,176 0.5% Pfizer, Inc ........................................................... 5,208,907 129,545,517 3.9% Thermo Fisher Scientific, Inc ......................................... 499,520 30,500,691 0.9% WellPoint, Inc ........................................................ 504,640 30,924,339 1.0% Other Securities ...................................................... 83,816,534 2.5% -------------- ---- Total Health Care ........................................................ 314,370,035 9.5% -------------- ---- 65 THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------------ -------------- --------------- Industrials -- (13.5%) CSX Corp .............................................................. 1,242,950 $ 25,443,186 0.8% General Electric Co ................................................... 5,174,289 108,970,526 3.3% Norfolk Southern Corp ................................................. 545,229 33,449,799 1.0% #Northrop Grumman Corp ................................................ 337,038 23,151,140 0.7% Union Pacific Corp .................................................... 444,064 54,633,194 1.6% Other Securities ...................................................... 223,808,125 6.8% -------------- ---- Total Industrials ........................................................ 469,455,970 14.2% -------------- ---- Information Technology -- (4.8%) Corning, Inc .......................................................... 1,298,385 15,256,024 0.5% *Yahoo!, Inc .......................................................... 1,048,770 17,629,824 0.5% Other Securities ...................................................... 135,592,556 4.1% -------------- ---- Total Information Technology ............................................. 168,478,404 5.1% -------------- ---- Materials -- (3.2%) International Paper Co ................................................ 493,615 17,686,225 0.5% Other Securities ...................................................... 94,103,607 2.9% -------------- ---- Total Materials .......................................................... 111,789,832 3.4% -------------- ---- Other -- (0.0%) Other Securities ...................................................... 54 0.0% -------------- ---- Telecommunication Services -- (6.4%) AT&T, Inc ............................................................. 4,065,906 140,639,689 4.3% CenturyLink, Inc ...................................................... 536,163 20,577,936 0.6% *Sprint Nextel Corp ................................................... 3,629,981 20,110,095 0.6% Verizon Communications, Inc ........................................... 623,041 27,812,550 0.8% Other Securities ...................................................... 11,925,135 0.4% -------------- ---- Total Telecommunication Services ......................................... 221,065,405 6.7% -------------- ---- Utilities -- (0.3%) Other Securities ...................................................... 9,656,614 0.3% -------------- ---- TOTAL COMMON STOCKS ...................................................... 3,294,649,193 99.6% -------------- ---- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities ...................................................... 7,526 0.0% -------------- ---- RIGHTS/WARRANTS -- (0.0%) Other Securities ...................................................... 6,576 0.0% -------------- ---- TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares ................................................ 8,034,380 8,034,380 0.3% -------------- ---- SHARES/ FACE AMOUNT (000) ------------ SECURITIES LENDING COLLATERAL -- (4.8%) (S)@DFA Short Term Investment Fund ....................................... 14,435,138 167,014,544 5.1% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $454,029 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $455,396) to be repurchased at $440,798 .............................................................. $ 441 440,794 0.0% -------------- ---- TOTAL SECURITIES LENDING COLLATERAL ...................................... 167,455,338 5.1% -------------- ---- 66 THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES CONTINUED PERCENTAGE VALUE+ OF NET ASSETS -------------- --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,736,014,230) .................................................... $3,470,153,013 105.0% ============== =============== Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) -------------------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL -------------- ------------ ------- -------------- Common Stocks Consumer Discretionary ....... $ 650,948,601 -- -- $ 650,948,601 Consumer Staples ............. 262,180,484 -- -- 262,180,484 Energy ....................... 535,296,526 $ 48,718 -- 535,345,244 Financials ................... 551,358,550 -- -- 551,358,550 Health Care .................. 314,329,976 40,059 -- 314,370,035 Industrials. ................. 469,441,819 14,151 -- 469,455,970 Information Technology ....... 168,478,404 -- -- 168,478,404 Materials .................... 111,789,832 -- -- 111,789,832 Other ........................ -- 54 -- 54 Telecommunication Services ... 221,065,405 -- -- 221,065,405 Utilities .................... 9,656,614 -- -- 9,656,614 Preferred Stocks Energy ....................... -- 7,526 -- 7,526 Rights/Warrants ................. 6,576 -- -- 6,576 Temporary Cash Investments ...... 8,034,380 -- -- 8,034,380 Securities Lending Collateral ... -- 167,455,338 -- 167,455,338 -------------- ------------ ------- -------------- TOTAL ........................... $3,302,587,167 $167,565,846 -- $3,470,153,013 ============== ============ ======= ============== See accompanying Notes to Financial Statements. 67 THE DFA INVESTMENT TRUST COMPANY THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) ASSETS: Investments at Value (including $162,766 of securities on loan) ...................................................... $ 3,294,663 Temporary Cash Investments at Value & Cost .................... 8,035 Collateral Received from Securities on Loan at Value & Cost ... 441 Affiliated Collateral Received from Securities on Loan at Value & Cost ............................................ 167,014 Receivables: Investment Securities Sold ................................. 54 Dividends and Interest ..................................... 4,719 Securities Lending Income .................................. 71 Fund Shares Sold ........................................... 328 ------------ Total Assets ............................................ 3,475,325 ------------ LIABILITIES: Payables: Upon Return of Securities Loaned. .......................... 167,455 Fund Shares Redeemed ....................................... 692 Due to Advisor ............................................. 557 Accrued Expenses and Other Liabilities ........................ 145 ------------ Total Liabilities ....................................... 168,849 ------------ NET ASSETS. ................................................... $ 3,306,476 ============ Investments at Cost ........................................... $ 2,560,524 ------------ See accompanying Notes to Financial Statements. 68 THE DFA INVESTMENT TRUST COMPANY THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES STATEMENT OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) INVESTMENT INCOME Dividends .................................................. $ 66,152 Interest ................................................... 15 Income from Securities Lending ............................. 2,076 ------------ Total Investment Income .............................. 68,243 ------------ EXPENSES Investment Advisory Services Fees .......................... 6,199 Accounting & Transfer Agent Fees ........................... 306 Custodian Fees ............................................. 41 Shareholders' Reports ...................................... 9 Directors'/Trustees' Fees & Expenses ....................... 26 Professional Fees .......................................... 96 Other ...................................................... 21 ------------ Total Expenses ....................................... 6,698 ------------ NET INVESTMENT INCOME (LOSS) ............................... 61,545 ------------ REALIZED AND UNREALIZED GAIN (LOSS) Net Realized Gain (Loss) on: Investment Securities Sold .............................. 64,448 Change in Unrealized Appreciation (Depreciation) of: Investment Securities ................................... 400,114 ------------ NET REALIZED AND UNREALIZED GAIN (LOSS) .................... 464,562 ------------ NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS ................................................. $ 526,107 ============ See accompanying Notes to Financial Statements. 69 THE DFA INVESTMENT TRUST COMPANY THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) YEAR YEAR ENDED ENDED OCT 31, OCT. 31, 2012 2011 ---------- ---------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss) ............................................. $ 61,545 $ 47,870 Net Realized Gain (Loss) on: Investment Securities Sold ............................................ 64,448 84,152 Change in Unrealized Appreciation (Depreciation) of: Investment Securities ................................................. 400,114 37,055 ---------- ---------- Net Increase (Decrease) in Net Assets Resulting from Operations .... 526,107 169,077 ---------- ---------- Transactions in Interest: Contributions ............................................................ 96,522 200,009 Withdrawals .............................................................. (217,478) (138,434) ---------- ---------- Net Increase (Decrease) from Transactions in Interest .............. (120,956) 61,575 ---------- ---------- Total Increase (Decrease) in Net Assets ............................ 405,151 230,652 NET ASSETS Beginning of Period ...................................................... 2,901,325 2,670,673 ---------- ---------- End of Period ............................................................ $3,306,476 $2,901,325 ========== ========== See accompanying Notes to Financial Statements. 70 THE DFA INVESTMENT TRUST COMPANY THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES FINANCIAL HIGHLIGHTS YEAR YEAR YEAR YEAR PERIOD YEAR ENDED ENDED ENDED ENDED DEC. 1, ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2007 TO NOV. 30, 2012 2011 2010 2009 OCT. 31, 2008 2007 ---------- ---------- ---------- ---------- ------------- ----------- Total Return ................................. 18.47% 6.33% 20.38% 12.76% (37.44)%(C) 0.67% ---------- ---------- ---------- ---------- ------------- ----------- Net Assets, End of Period (thousands) ........ $3,306,476 $2,901,325 $2,670,673 $2,289,927 $ 2,190,724 $ 3,858,580 Ratio of Expenses to Average Net Assets ...... 0.22% 0.22% 0.22% 0.23% 0.22%(B) 0.22% Ratio of Net Investment Income to Average Net Assets ..................................... 1.99% 1.61% 1.40% 2.23% 2.09%(B) 1.61% Portfolio Turnover Rate ...................... 10% 20% 25% 28% 40%(C) 21% See page 1 for the Definitions of Abbreviations and Footnotes. 71 THE DFA INVESTMENT TRUST COMPANY THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: The DFA Investment Trust Company (the "Trust") is an open-end management investment company registered under the Investment Company Act of 1940. The Trust consists of twelve operational portfolios, one of which, The Tax-Managed U.S. Marketwide Value Series (the "Series"), is presented in this section of the report. The remaining eleven portfolios are presented in separate reports. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Series from November 30 to October 31. B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Trust in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Series utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Series' own assumptions in determining the fair value of investments) Securities held by the Series, including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). Securities held by the Series that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Series value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Series may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Series are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. 72 A summary of the inputs used to value the Series' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. A valuation hierarchy table has been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Series had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Trust may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. At October 31, 2012, the total liability for deferred compensation to Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities in the amount of $80 (in thousands). Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Series estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to a Series are directly charged. Common expenses of the Trust are allocated using methods approved by the Board, generally based on average net assets. C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Series. For the year ended October 31, 2012, the Series' investment advisory services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.20% of average daily net assets of the Series. FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Trust; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Trust. For the year ended October 31, 2012, the total related amounts paid to the CCO by the Trust were $82 (in thousands). The total related amount paid by the Series is included in Other Expenses on the Statement of Operations. 73 D. PURCHASES AND SALES OF SECURITIES: For the year ended October 31, 2012, the Series made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): PURCHASES SALES --------- --------- $313,706 $376,268 There were no purchases or sales of long-term U.S. government securities. E. FEDERAL INCOME TAXES: The Series is treated as a partnership for federal income tax purposes and therefore, no provision for federal income taxes is required. Any net investment income and realized and unrealized gains and losses have been deemed to have been "passed down" to their respective partners. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) ---------- ------------ -------------- -------------- $2,736,971 $941,447 $(208,265) $733,182 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Series' tax position and has concluded that no additional provision for income tax is required in the Series' financial statements. The Series is not aware of any tax position for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Series' federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. F. FINANCIAL INSTRUMENTS: In accordance with the Series' investment objectives and policies, the Series may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Series may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Trust's custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. DERIVATIVE FINANCIAL INSTRUMENTS: Summarized below are the specific types of derivative instruments used by the Series. 2. Futures Contracts: The Series may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Series deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial 74 margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Series as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Series records a realized gain or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Series could lose more than the initial margin requirements. The Series entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the Series had no outstanding futures contracts. G. LINE OF CREDIT: The Trust, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Series under this line of credit during the year ended October 31, 2012. The Trust, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Trust expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Series under this line of credit were as follows (amounts in thousands, except percentage and days): WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE DAYS EXPENSE BORROWED DURING INTEREST RATE LOAN BALANCE OUTSTANDING* INCURRED THE PERIOD ------------- ------------ ------------ -------- --------------- 0.84% $2,426 13 $1 $7,679 * Number of Days Outstanding represents the total of a single or consecutive days during the year ended October 31, 2012 that the Trust's available line of credit was utilized. There were no outstanding borrowings by the Series under this line of credit as of October 31, 2012. H. SECURITIES LENDING: As of October 31, 2012, the Series had securities on loan to brokers/dealers, for which the Series received cash collateral. The Series invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities 75 of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Series' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Series or, at the option of the lending agent, to replace the securities. Subject to its stated investment policies, the Series will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. The Series also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, the Series will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. I. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Trust's organizational documents, its officers and trustees are indemnified against certain liabilities arising out of the performance of their duties to the Trust. In the normal course of business, the Trust enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Trust's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Trust and/or its affiliates that have not yet occurred. However, based on experience, the Trust expects the risk of loss to be remote. J. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. K. OTHER The Series is subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors 76 and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as the Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to the Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to the Series arising from the Lawsuits. Until the Series can do so, no reduction of the net asset value of the Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of the Series' net asset value at this time. The Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of the Series will pay or receive, as the case may be, a price based on net asset value of the Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by the Series as incurred and in a manner similar to any other expense incurred by the Series. L. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Series and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 77 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE TAX-MANAGED U.S. MARKETWIDE VALUE SERIES AND BOARD OF TRUSTEES OF THE DFA INVESTMENT TRUST COMPANY: In our opinion, the accompanying statement of assets and liabilities, including the summary schedule of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of The Tax-Managed U.S. Marketwide Value Series (constituting a portfolio within The DFA Investment Trust Company, hereafter referred to as the "Series") at October 31, 2012, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Series' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodian, broker, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 78 FUND MANAGEMENT (UNAUDITED) TRUSTEES/DIRECTORS Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 79 TERM OF OFFICE/1/ PORTFOLIOS WITHIN NAME, POSITION WITH THE AND LENGTH OF THE DFA FUND PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS FUND, ADDRESS AND AGE SERVICE COMPLEX/2/ OVERSEEN AND OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD --------------------------- ------------------- --------------------- ------------------------------------------------------ DISINTERESTED TRUSTEES/DIRECTORS George M. Constantinides Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, The Director of DFAIDG and investment companies University of Chicago Booth School of Business. DIG. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Service Director of DFAIDG and DIG. investment companies Professor of Economics, The University of Chicago Trustee of DFAITC and DEM. Booth School of Business (since 1965). Member and The University of Chicago Chair, Competitive Markets Advisory Committee, Booth School of Business Chicago Mercantile Exchange (futures trading 5807 S. Woodlawn exchange) (since 2004). Formerly, Director of Avenue UNext, Inc. (1999-2006). Trustee, Harbor Fund Chicago, IL 60637 (registered investment company) (30 Portfolios) Age: 73 (since 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997-2010). Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Practice of Finance, Yale School of Director of DFAIDG and DIG. investment companies Management (since 1984). Chairman, CIO and Trustee of DFAITC and DEM. Partner, Zebra Capital Management, LLC (hedge fund Yale School of Management manager) (since 2001). Consultant to Morningstar, P.O.Box 208200 Inc. (since 2006). Formerly, Chairman, Ibbotson New Haven, CT Associates, Inc., Chicago, IL (software data 06520-8200 publishing and consulting) (1977-2006). Formerly, Age: 68 Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 80 TERM OF OFFICE/1/ PORTFOLIOS WITHIN NAME, POSITION WITH THE AND LENGTH OF THE DFA FUND PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS FUND, ADDRESS AND AGE SERVICE COMPLEX/2/ OVERSEEN AND OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD --------------------------- ------------------- --------------------- ------------------------------------------------------ Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Fellow, Hoover Trustee of DFAITC and DEM. investment companies Institution (since 2002). Jack Steele Parker Stanford University Professor of Human Resources Management and Graduate School of Economics, Graduate School of Business, Stanford Business University (since 1995). Cornerstone Research 518 Memorial Way (expert testimony and economic and financial Stanford, CA 94305-5015 analysis) (since 2009). Formerly, Chairman of the Age: 64 President George W. Bush's Council of Economic Advisers (2006-2009). Formerly, Council of Economic Advisors, State of California (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Professor Emeritus of Finance, Director of DFAIDG and DIG. investment companies Stanford University (since 1981). Trustee of DFAITC and DEM. Formerly, Chairman, Platinum Grove Asset Management, c/o Dimensional Fund L.P. (hedge fund) (formerly, Oak Hill Platinum Advisors, LP Partners) (1999-2009). Formerly, Managing 6300 Bee Cave Road Partner, Oak Hill Capital Management (private Building 1 equity firm) (until 2004). Director, American Austin, TX 78746 Century Fund Complex (registered investment Age: 70 companies) (40 Portfolios) (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Smith Since 2000 100 portfolios in 4 Boris and Irene Stern Distinguished Service Director of DFAIDG and DIG. investment companies Professor of Accounting, The University of Trustee of DFAITC and DEM. Chicago Booth School of Business (since 1980). The University of Chicago Co-Director Investment Research, Fundamental Booth School of Business Investment Advisors (hedge fund) (since 2008). 5807 S. Woodlawn Avenue Director, HNI Corporation (formerly known as Chicago, IL 60637 HON Industries Inc.) (office furniture) (since Age: 58 2000). Director, Ryder System Inc. (transportation, logistics and supply-chain management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 81 TERM OF OFFICE/1/ PORTFOLIOS WITHIN NAME, POSITION WITH THE AND LENGTH OF THE DFA FUND PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS FUND, ADDRESS AND AGE SERVICE COMPLEX/2/ OVERSEEN AND OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD --------------------------- ------------------- --------------------- ------------------------------------------------------ INTERESTED TRUSTEES/DIRECTORS* David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, President, and Chairman, Director, investment companies Co-Chief Executive Officer (since January Co-Chief Executive Officer 2010) of Dimensional Holdings Inc., and President of DFAIDG and Dimensional Fund Advisors LP, DFA Securities DIG. Chairman, Trustee, LLC, Dimensional Emerging Markets Value Fund, Co-Chief Executive Officer DFAIDG, Dimensional Investment Group Inc. and and President of DFAITC The DFA Investment Trust Company. Director of and DEM. Dimensional Fund Advisors Ltd., Dimensional 6300 Bee Cave Road, Funds PLC, Dimensional Funds II PLC, DFA Building One Austin, Australia Limited, Dimensional Cayman Texas 78746 Commodity Fund I Ltd., Dimensional Japan Ltd. Age: 65 and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer (since January Director, Co-Chief investment companies 2010), Chief Investment Officer (since March Executive Officer and 2007) and Director/Trustee of Dimensional Chief Investment Officer Holdings Inc., Dimensional Fund Advisors LP, of DFAIDG and DIG. DFA Securities LLC, Dimensional Emerging Trustee, Co-Chief Markets Value Fund, DFAIDG, Dimensional Executive Officer and Investment Group Inc., The DFA Investment Chief Investment Officer Trust Company and Dimensional Cayman Commodity of DFAITC and DEM. Fund I Ltd. Co-Chief Executive Officer, 6300 Bee Cave Road, President and Chief Investment Officer of Building One Austin, Dimensional Fund Advisors Canada ULC. Chief TX 78746 Investment Officer, Vice President and Age: 45 Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. * Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 82 OFFICERS The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ OFFICERS April A. Aandal Since 2008 Vice President of all the DFA Entities. Vice President Global Business Vice President, Global Business Development of all the DFA Entities. Formerly, Chief Learning Officer Development of Dimensional (2008-2011); Regional Director of Dimensional Age: 49 (2004-2008). Robyn G. Alcorta Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Vice President Business Development at Capson Physicians Insurance Company Age: 37 (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the DFA Entities. Vice President Age: 46 Arthur H. Barlow Since 1993 Vice President of all the DFA Entities. Vice President Age: 56 John T. Blood Since 2011 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (2010-January 2011); Chief Market Strategist at Age: 43 Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the DFA Entities. Vice President Age: 43 Valerie A. Brown Since 2001 Vice President and Assistant Secretary of all the DFA Entities, DFA Vice President and Assistant Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Cayman Secretary Commodity Fund I Ltd., Dimensional Retirement Plan Services LLC, Age: 45 Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the DFA Entities. Head of Global Financial Vice President Services of Dimensional (since 2008). Formerly, Regional Director of Age: 48 Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (December 2010-January 2012); Age: 41 Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (2008-2010); Vice President, Client Portfolio Manager Age: 56 at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Portfolio Vice President Management of Dimensional (since March 2012). Sr. Portfolio Manager of Age: 46 Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Australia Limited and Vice President Dimensional Fund Advisors Canada ULC. Head of Institutional, North Age: 40 America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (August 2002-January 2012). Age: 36 83 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Regional Director of Financial Vice President Services Group of Dimensional (since August 1993). Age: 63 George H. Crane Since 2010 Vice President of all the DFA Entities. Formerly, Senior Vice Vice President President and Managing Director at State Street Bank & Trust Company Age: 57 (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Compliance Officer of all the DFA Vice President and Global Chief Entities, DFA Australia Limited, Dimensional Fund Advisors Ltd., Compliance Officer Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC and Age: 46 Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, DFA Australia Limited and Vice President Dimensional Fund Advisors Canada ULC. Age: 55 Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Research Associate for Vice President Dimensional (since August 2008). Formerly, Research Assistant for Age: 40 Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Chief Communications Officer Vice President and Chief of Dimensional (since 2010). Communications Officer Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary of all the DFA Entities and DFA Vice President and Assistant Australia Limited. Chief Operating Officer of Dimensional Fund Secretary Advisors Ltd. (since July 2008). Formerly, Vice President of Age: 47 Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Co-Head of Portfolio Vice President Management of Dimensional (since March 2012). Sr. Portfolio Manager of Age: 38 Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Senior Technology Manager for Vice President Dimensional (since June 2006). Formerly, Principal at AIM Age: 41 Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Formerly, Managing Director at Vice President BlackRock (2004-January 2012). Age: 44 Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Formerly, Regional Director of Vice President Dimensional (January 2005 to February 2007). Age: 38 84 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ Christian Gunther Since 2011 Vice President of all the DFA Entities. Senior Trader for Dimensional Vice President Fund Advisors LP (since 2012). Formerly, Senior Trader for Dimensional Age: 37 Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Dimensional (since June 1998). Age: 44 Julie C. Henderson Since 2005 Vice President and Fund Controller of all the DFA Entities and Vice President and Fund Controller Dimensional Cayman Commodity Fund I Ltd. and Dimensional Japan Ltd. Age: 38 Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Formerly, Managing Director, Vice President Co-Head Global Consultant Relations at BlackRock (2004-2011). Age: 52 Jeff J. Jeon Since 2004 Vice President of all the DFA Entities and Dimensional Cayman Vice President Commodity Fund I Ltd. Age: 38 Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Formerly, Facilities Manager Vice President for Dimensional Fund Advisors LP (October 2008-January 2012); General Age: 44 Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Officer of all the DFA Entities, Vice President and Chief Operating Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd., Officer Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Age: 57 Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (April 2006-January 2012). Age: 64 David M. Kershner Since 2010 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (since June 2004). Age: 41 Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Formerly, Accounting Manager Vice President for Dimensional Fund Advisors LP (January 2006-January 2012). Age: 32 Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Head of Defined Contribution Vice President Sales for Dimensional (since August 2010). Formerly, Chief DC Age: 41 Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Sr. Portfolio Manager of Vice President Dimensional (since January 2012).Formerly, Portfolio Manager for Age: 40 Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Regional Director for Vice President Dimensional (2007-2010). Age: 43 Michael F. Lane Since 2004 Vice President of all the DFA Entities. Chief Executive Officer of Vice President Dimensional SmartNest (US) LLC (since 2012). Age: 45 85 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ Francis R. Lao Since 2011 Vice President of all the DFA Entities. Formerly, Vice President - Vice President Global Operations at Janus Capital Group (2005-2011). Age: 43 Juliet Lee Since 2005 Vice President of all the DFA Entities. Human Resources Manager of Vice President Dimensional (since January 2004). Age: 41 Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Formerly, Research Associate Vice President for Dimensional (July 2008-2010). Age: 31 Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Regional Director for Vice President Dimensional (since February 2004). Age: 43 Kenneth M. Manell Since 2010 Vice President of all the DFA Entities and Dimensional Cayman Vice President Commodity Fund I Ltd. Counsel for Dimensional (since September 2006). Age: 39 Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities and Head of Global Human Vice President & Head of Global Resources of Dimensional. Formerly, Global Head of Recruiting and Vice Human Resources President of Goldman Sachs & Co. (June 2006 to January 2008). Age: 42 David R. Martin Since 2007 Vice President, Chief Financial Officer and Treasurer of all the DFA Vice President, Chief Financial Entities. Director, Vice President, Chief Financial Officer and Officer and Treasurer Treasurer of Dimensional Fund Advisors Ltd., DFA Australia Limited, Age: 55 Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President Vice President and Secretary of all the DFA Entities and Dimensional Vice President and Secretary since 1997 and Retirement Plan Services LLC (since June 2012). Director, Vice Age: 48 Secretary President and Secretary of DFA Australia Limited and Dimensional Fund since 2000 Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Services Manager for Vice President Dimensional (since January 2008). Formerly, Design Manager of Age: 37 Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (2008-2010). Formerly, Vice President and Portfolio Age: 48 Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Vice Since 2010 Vice President of all the DFA Entities and Dimensional Cayman President Commodity Fund I Ltd. Deputy General Counsel, Funds (since 2011). Age: 38 Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 86 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2004 to 2006). Age: 35 Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since July 2005). Age: 38 Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Senior Compliance Vice President Officer for Dimensional (since January 2008). Formerly, Age: 34 Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd. and Dimensional Age: 51 Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (July 2006-2010). Age: 41 Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2006-2008). Systems Developer of Age: 39 Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional Fund Advisors LP (June Age: 31 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Client Systems Vice President Manager for Dimensional (since July 2008). Formerly, Age: 53 Senior Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities and Dimensional Vice President Fund Advisors Canada ULC. Age: 66 Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (March 2006-January 2010). Age: 50 Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Investment Vice President Operations Manager for Dimensional (since May 2007). Age: 47 Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since December 2002). Age: 44 Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (December 1999 to January 2007). Age: 37 Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Project Manager Vice President for Dimensional (2007-2010). Formerly, Business Analyst Age: 44 Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities and Dimensional Vice President Fund Advisors Canada ULC. Age: 56 Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 87 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------------- ----------------- ------------------------------------------------------------------------ Bradley G. Steiman Since 2004 Vice President of all the DFA Entities and Director and Vice President Vice President of Dimensional Fund Advisors Canada ULC. Age: 39 John H. Totten Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (January 2008-January 2012). Age: 34 Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Senior Manager, Vice President Technology for Dimensional (since March 2007). Formerly, Age: 54 Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd., and Dimensional Age: 46 Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since 2004). Age: 42 Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Senior Trader of Vice President Dimensional (since 2007). Age: 36 Paul E. Wise Since 2005 Vice President of all the DFA Entities. Chief Technology Vice President Officer for Dimensional (since 2004). Age: 57 Faith A. Yando Since 2011 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President, Global Public Relations at Natixis Global Age: 50 Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2005-2010). Age: 33 /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 88 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund and the Trust use in voting proxies relating to securities held in the portfolios is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 89 NOTICE TO SHAREHOLDERS (UNAUDITED) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the fiscal year. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolios to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. QUALIFYING NET FOR CORPORATE INVESTMENT SHORT-TERM LONG-TERM DIVIDENDS INCOME CAPITAL GAIN CAPITAL GAIN TOTAL RECEIVED DFA INVESTMENT DIMENSIONS GROUP INC. DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DEDUCTION(1) ------------------------------------ ------------- ------------- ------------- ------------- ------------- Tax-Managed U.S. Marketwide Value Portfolio .................. 100% -- -- 100% 100% Tax-Managed U.S. Equity Portfolio ... 100% -- -- 100% 100% Tax-Managed U.S. Targeted Value Portfolio ........................ 86% -- 14% 100% 100% Tax-Managed U.S. Small Cap Portfolio ........................ 100% -- -- 100% 100% T.A. U.S. Core Equity 2 Portfolio ........................ 100% -- -- 100% 100% Tax-Managed DFA International Value Portfolio .................. 100% -- -- 100% 100% T.A. World ex U.S. Core Equity Portfolio ........................ 100% -- -- 100% 100% QUALIFYING QUALIFYING FOREIGN FOREIGN QUALIFYING SHORT-TERM DIVIDEND TAX SOURCE INTEREST CAPITAL DFA INVESTMENT DIMENSIONS GROUP INC. INCOME(2) CREDIT(3) INCOME(4) INCOME(5) GAIN(6) ------------------------------------ ---------- --------- --------- ---------- ---------- Tax-Managed U.S. Marketwide Value Portfolio .................. 100% -- -- 100% 100% Tax-Managed U.S. Equity Portfolio ... 100% -- -- 100% 100% Tax-Managed U.S. Targeted Value Portfolio ........................ 100% -- -- 100% 100% Tax-Managed U.S. Small Cap Portfolio ........................ 100% -- -- 100% 100% T.A. U.S. Core Equity 2 Portfolio ........................ 100% -- -- 100% 100% Tax-Managed DFA International Value Portfolio .................. 100% 7% 99% 100% 100% T.A. World ex U.S. Core Equity Portfolio ........................ 100% 7% 97% 100% 100% ---------- (1) Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2) The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3) "Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (4) "Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (5) The percentage in this column represents the amount of "Qualifying Interest Income" as created by The Ameri-can Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (6) The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 90 [LOGO] Recycled Recyclable DFA103112-002A [LOGO] DIMENSIONAL ANNUAL REPORT year ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. CSTG&E U.S. Social Core Equity 2 Portfolio CSTG&E International Social Core Equity Portfolio [LOGO] DIMENSIONAL Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. ANNUAL REPORT TABLE OF CONTENTS PAGE ---- Letter to Shareholders Definitions of Abbreviations and Footnotes.............. 1 Performance Charts...................................... 2 Management's Discussion and Analysis.................... 3 Disclosure of Fund Expenses............................. 6 Disclosure of Portfolio Holdings........................ 7 Summary Schedules of Portfolio Holdings CSTG&E U.S. Social Core Equity 2 Portfolio........... 8 CSTG&E International Social Core Equity Portfolio.... 11 Statements of Assets and Liabilities.................... 15 Statements of Operations................................ 16 Statements of Changes in Net Assets..................... 17 Financial Highlights.................................... 18 Notes to Financial Statements........................... 19 Report of Independent Registered Public Accounting Firm. 27 Fund Management......................................... 28 Voting Proxies on Fund Portfolio Securities............. 38 Notice to Shareholders.................................. 39 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SUMMARY SCHEDULES OF PORTFOLIO HOLDINGS Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association P.L.C. Public Limited Company Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. @ Security purchased with cash proceeds from Securities on Loan. (S) Affiliated Fund. FINANCIAL HIGHLIGHTS (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. ALL STATEMENTS, SCHEDULES AND NOTES TO FINANCIAL STATEMENTS -- Amounts designated as -- are either zero or rounded to zero. REIT Real Estate Investment Trust SEC Securities and Exchange Commission (a) Commencement of Operations. 1 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO VS. RUSSELL 3000(R) INDEX AUGUST 3, 2007-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CSTG&E U.S. SOCIAL CORE EQUITY RUSSELL BEGIN FUND BENCHMARK 2 3000 DATE END DATE RETURNS RETURNS END DATE PORTFOLIO INDEX ----- ---------- ------- --------- ---------- ----------- ----------- 2007-08-03 2007-08-31 2.30% 3.10% 08/2007 10000 10000 2007-08-31 2007-09-30 2.86% 3.65% 08/2007 10230 10310.2536 2007-09-30 2007-10-31 1.33% 1.83% 09/2007 10522.5994 10686.13523 2007-10-31 2007-11-30 -5.82% -4.50% 10/2007 10662.76724 10882.163 2007-11-30 2007-12-31 -0.71% -0.61% 11/2007 10042.02398 10392.26142 2007-12-31 2008-01-31 -5.35% -6.06% 12/2007 9970.626309 10329.37471 2008-01-31 2008-02-29 -3.09% -3.11% 01/2008 9437.383934 9703.295345 2008-02-29 2008-03-31 -0.28% -0.59% 02/2008 9145.609805 9401.914276 2008-03-31 2008-04-30 5.64% 5.00% 03/2008 9119.572132 9346.442982 2008-04-30 2008-05-31 2.72% 2.05% 04/2008 9634.061267 9813.847844 2008-05-31 2008-06-30 -8.94% -8.25% 05/2008 9896.349847 10014.90049 2008-06-30 2008-07-31 -0.79% -0.80% 06/2008 9011.383129 9188.462368 2008-07-31 2008-08-31 2.04% 1.55% 07/2008 8940.507082 9115.179342 2008-08-31 2008-09-30 -9.49% -9.40% 08/2008 9122.759773 9256.464622 2008-09-30 2008-10-31 -19.58% -17.74% 09/2008 8257.325684 8386.133353 2008-10-31 2008-11-30 -9.34% -7.89% 10/2008 6640.435556 6898.770861 2008-11-30 2008-12-31 2.31% 1.91% 11/2008 6020.119219 6354.187576 2008-12-31 2009-01-31 -10.83% -8.39% 12/2008 6159.384462 6475.747232 2009-01-31 2009-02-28 -11.40% -10.48% 01/2009 5492.117813 5932.299354 2009-02-28 2009-03-31 9.74% 8.76% 02/2009 4865.913725 5310.859727 2009-03-31 2009-04-30 14.86% 10.52% 03/2009 5339.856201 5776.05845 2009-04-30 2009-05-31 4.71% 5.34% 04/2009 6133.61861 6383.894104 2009-05-31 2009-06-30 -0.58% 0.34% 05/2009 6422.259486 6724.566538 2009-06-30 2009-07-31 9.24% 7.78% 06/2009 6385.137293 6747.430119 2009-07-31 2009-08-31 3.86% 3.57% 07/2009 6975.012215 7272.622678 2009-08-31 2009-09-30 5.08% 4.19% 08/2009 7244.077968 7532.486425 2009-09-30 2009-10-31 -3.82% -2.57% 09/2009 7612.219276 7848.068257 2009-10-31 2009-11-30 4.68% 5.68% 10/2009 7321.438732 7646.218164 2009-11-30 2009-12-31 4.20% 2.85% 11/2009 7664.144374 8080.705252 2009-12-31 2010-01-31 -3.66% -3.60% 12/2009 7986.296915 8310.983215 2010-01-31 2010-02-28 4.61% 3.39% 01/2010 7693.988007 8011.391861 2010-02-28 2010-03-31 7.20% 6.30% 02/2010 8048.934537 8282.992278 2010-03-31 2010-04-30 4.24% 2.16% 03/2010 8628.701689 8805.041164 2010-04-30 2010-05-31 -7.91% -7.90% 04/2010 8994.767822 8995.06047 2010-05-31 2010-06-30 -7.17% -5.75% 05/2010 8283.553622 8284.476428 2010-06-30 2010-07-31 8.05% 6.94% 06/2010 7689.856498 7808.219005 2010-07-31 2010-08-31 -6.06% -4.71% 07/2010 8308.821756 8350.283853 2010-08-31 2010-09-30 10.25% 9.44% 08/2010 7805.256803 7957.211279 2010-09-30 2010-10-31 3.92% 3.91% 09/2010 8605.203509 8708.507115 2010-10-31 2010-11-30 2.12% 0.58% 10/2010 8942.249423 9048.809197 2010-11-30 2010-12-31 7.80% 6.78% 11/2010 9131.83775 9101.047745 2010-12-31 2011-01-31 2.04% 2.18% 12/2010 9843.83567 9718.000359 2011-01-31 2011-02-28 4.43% 3.64% 01/2011 10044.94629 9930.257138 2011-02-28 2011-03-31 1.40% 0.45% 02/2011 10489.50661 10291.79991 2011-03-31 2011-04-30 1.99% 2.98% 03/2011 10635.88529 10338.22173 2011-04-30 2011-05-31 -2.05% -1.14% 04/2011 10847.96675 10645.93506 2011-05-31 2011-06-30 -1.78% -1.80% 05/2011 10625.28121 10524.46469 2011-06-30 2011-07-31 -3.06% -2.29% 06/2011 10435.79545 10335.45592 2011-07-31 2011-08-31 -7.78% -6.00% 07/2011 10116.65798 10098.775 2011-08-31 2011-09-30 -9.81% -7.76% 08/2011 9329.452205 9492.897154 2011-09-30 2011-10-31 13.96% 11.51% 09/2011 8414.573732 8756.290231 2011-10-31 2011-11-30 -0.45% -0.27% 10/2011 9589.196969 9764.074415 2011-11-30 2011-12-31 0.71% 0.82% 11/2011 9546.483397 9737.684531 2011-12-31 2012-01-31 5.47% 5.05% 12/2011 9614.35079 9817.723309 2012-01-31 2012-02-29 4.13% 4.23% 01/2012 10140.72307 10313.15258 2012-02-29 2012-03-31 2.50% 3.08% 02/2012 10559.67243 10749.43001 2012-03-31 2012-04-30 -1.09% -0.66% 03/2012 10823.28607 11081.01526 2012-04-30 2012-05-31 -6.93% -6.18% 04/2012 10704.94 11008.33823 2012-05-31 2012-06-30 3.72% 3.92% 05/2012 9962.587375 10327.81414 2012-06-30 2012-07-31 0.52% 0.99% 06/2012 10332.95649 10732.30593 2012-07-31 2012-08-31 3.23% 2.50% 07/2012 10386.99915 10838.60876 2012-08-31 2012-09-30 2.81% 2.63% 08/2012 10722.06364 11109.12007 2012-09-30 2012-10-31 -0.89% -1.72% 09/2012 11023.74652 11400.84559 10/31/2012 10926.09522 11204.19744 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 08/03/2007 -------------- ----- ----- ---------- 13.94% 0.49% 1.70% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO VS. MSCI WORLD EX USA INDEX (NET DIVIDENDS) AUGUST 3, 2007-OCTOBER 31, 2012 GROWTH OF $10,000 [CHART] CSTG&E MSCI INTERNATIONAL WORLD SOCIAL EX USA CORE INDEX BEGIN FUND BENCHMARK EQUITY (NET DATE END DATE RETURNS RETURNS END DATE PORTFOLIO DIV.) ----- ---------- ------- --------- ---------- ------------- ----------- 2007-08-03 2007-08-31 -0.10% 0.02% 08/2007 10000 10000 2007-08-31 2007-09-30 4.83% 5.68% 08/2007 9990 10002.29832 2007-09-30 2007-10-31 5.07% 4.35% 09/2007 10472.83436 10570.56402 2007-10-31 2007-11-30 -5.19% -3.91% 10/2007 11003.48466 11030.07279 2007-11-30 2007-12-31 -2.39% -1.88% 11/2007 10432.78528 10598.73574 2007-12-31 2008-01-31 -7.80% -9.02% 12/2007 10183.65884 10399.50045 2008-01-31 2008-02-29 0.11% 1.81% 01/2008 9389.474188 9461.866982 2008-02-29 2008-03-31 0.55% -1.43% 02/2008 9399.527157 9633.337352 2008-03-31 2008-04-30 4.47% 5.56% 03/2008 9451.315081 9495.823388 2008-04-30 2008-05-31 1.73% 1.52% 04/2008 9874.057608 10023.65468 2008-05-31 2008-06-30 -9.17% -7.78% 05/2008 10045.16768 10175.76094 2008-06-30 2008-07-31 -4.04% -3.56% 06/2008 9124.042014 9384.465496 2008-07-31 2008-08-31 -4.10% -3.87% 07/2008 8754.979639 9050.507685 2008-08-31 2008-09-30 -12.05% -14.44% 08/2008 8396.168996 8700.497657 2008-09-30 2008-10-31 -22.32% -20.80% 09/2008 7384.43254 7444.334641 2008-10-31 2008-11-30 -5.57% -5.42% 10/2008 5736.581485 5895.766874 2008-11-30 2008-12-31 7.38% 5.27% 11/2008 5417.310343 5576.040161 2008-12-31 2009-01-31 -11.63% -9.33% 12/2008 5817.150244 5869.983258 2009-01-31 2009-02-28 -10.73% -10.12% 01/2009 5140.737426 5322.272044 2009-02-28 2009-03-31 8.59% 6.59% 02/2009 4589.200819 4783.489034 2009-03-31 2009-04-30 14.85% 12.90% 03/2009 4983.555219 5098.699628 2009-04-30 2009-05-31 14.75% 12.65% 04/2009 5723.790407 5756.220564 2009-05-31 2009-06-30 -0.94% -1.04% 05/2009 6568.284073 6484.187961 2009-06-30 2009-07-31 9.74% 9.39% 06/2009 6506.583071 6417.042164 2009-07-31 2009-08-31 5.77% 4.79% 07/2009 7140.341163 7019.587541 2009-08-31 2009-09-30 4.73% 4.13% 08/2009 7552.283922 7356.003739 2009-09-30 2009-10-31 -3.35% -1.61% 09/2009 7909.866631 7659.500608 2009-10-31 2009-11-30 2.91% 2.47% 10/2009 7644.790672 7536.541708 2009-11-30 2009-12-31 0.89% 1.59% 11/2009 7867.454478 7723.01494 2009-12-31 2010-01-31 -4.30% -4.69% 12/2009 7937.848868 7846.128005 2010-01-31 2010-02-28 0.14% -0.10% 01/2010 7596.894285 7478.345422 2010-02-28 2010-03-31 7.38% 6.44% 02/2010 7607.549116 7470.850942 2010-03-31 2010-04-30 -0.52% -1.49% 03/2010 8169.279235 7951.775039 2010-04-30 2010-05-31 -11.68% -11.03% 04/2010 8126.619814 7833.211882 2010-05-31 2010-06-30 -1.69% -1.45% 05/2010 7177.447684 6968.81884 2010-06-30 2010-07-31 11.03% 9.24% 06/2010 7055.926206 6868.006469 2010-07-31 2010-08-31 -4.41% -2.99% 07/2010 7833.915006 7502.783898 2010-08-31 2010-09-30 10.61% 9.59% 08/2010 7488.142205 7278.527614 2010-09-30 2010-10-31 3.66% 3.56% 09/2010 8282.805192 7976.734294 2010-10-31 2010-11-30 -4.29% -4.23% 10/2010 8586.363497 8260.898476 2010-11-30 2010-12-31 9.59% 8.05% 11/2010 8217.756984 7911.053808 2010-12-31 2011-01-31 2.66% 2.15% 12/2010 9006.204914 8548.064224 2011-01-31 2011-02-28 3.30% 3.71% 01/2011 9246.079621 8732.205856 2011-02-28 2011-03-31 -1.81% -2.00% 02/2011 9551.374701 9055.991869 2011-03-31 2011-04-30 5.48% 5.45% 03/2011 9378.906929 8874.577668 2011-04-30 2011-05-31 -3.31% -2.96% 04/2011 9892.669897 9357.90173 2011-05-31 2011-06-30 -1.40% -1.42% 05/2011 9564.736089 9080.492732 2011-06-30 2011-07-31 -2.59% -1.65% 06/2011 9430.718376 8951.167095 2011-07-31 2011-08-31 -8.70% -8.45% 07/2011 9186.629194 8803.509899 2011-08-31 2011-09-30 -11.10% -10.04% 08/2011 8387.791874 8059.233741 2011-09-30 2011-10-31 8.67% 9.73% 09/2011 7456.980673 7249.902163 2011-10-31 2011-11-30 -3.03% -4.62% 10/2011 8103.475261 7954.979903 2011-11-30 2011-12-31 -2.68% -1.09% 11/2011 7858.253176 7587.358649 2011-12-31 2012-01-31 7.66% 5.40% 12/2011 7647.993481 7504.567348 2012-01-31 2012-02-29 5.06% 5.50% 01/2012 8233.701376 7909.740972 2012-02-29 2012-03-31 -0.18% -0.74% 02/2012 8650.455072 8344.607045 2012-03-31 2012-04-30 -2.35% -1.70% 03/2012 8634.703704 8282.845663 2012-04-30 2012-05-31 -12.03% -11.40% 04/2012 8431.79944 8142.261802 2012-05-31 2012-06-30 6.04% 6.55% 05/2012 7417.278116 7214.008061 2012-06-30 2012-07-31 -0.29% 1.25% 06/2012 7865.133778 7686.694198 2012-07-31 2012-08-31 3.80% 2.85% 07/2012 7842.203357 7782.404568 2012-08-31 2012-09-30 3.41% 3.04% 08/2012 8140.298807 8004.446253 2012-09-30 2012-10-31 0.96% 0.70% 09/2012 8417.965338 8247.473882 10/31/2012 8498.465008 8305.269403 AVERAGE ANNUAL ONE FIVE FROM TOTAL RETURN YEAR YEARS 08/03/2007 -------------- ----- ----- ---------- 4.87% -5.04% -3.05% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 2 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 3000(R) Index............................. 14.75% Russell Microcap(R) Index (micro cap stocks)...... 16.49% Russell 2000(R) Index (small cap stocks).......... 12.08% Russell 1000(R) Index (large cap stocks).......... 14.97% Dow Jones U.S. Select REIT Index.................. 14.09% The value premium was positive across both large cap and small cap stocks. TOTAL RETURN FOR 12 MONTHS ENDED OCTOBER 31, 2012 Russell 2000(R) Value Index (small cap value stocks)... 14.47% Russell 2000(R) Growth Index (small cap growth stocks). 9.70% Russell 1000(R) Value Index (large cap value stocks)... 16.89% Russell 1000(R) Growth Index (large cap growth stocks). 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO The CSTG&E U.S. Social Core Equity 2 Portfolio seeks long-term capital appreciation from a broad and diverse group of common stocks of U.S. companies, with increased exposure to smaller company stocks and value stocks relative to their representation in the U.S. market. The Portfolio excludes from purchase certain types of companies and industries that do not pass the social issue screens performed by a third-party provider. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to U.S. stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,100 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. 3 For the 12 months ended October 31, 2012, total returns were 13.94% for the Portfolio and 14.75% for the Russell 3000(R) Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. Large cap stocks outperformed the other size categories as well as the overall Index during the period. The Portfolio had less exposure than the Index to large cap stocks which contributed to the relative underperformance. The Portfolio's exclusion of the healthcare sector, due to the social issue screens, also detracted from relative performance. Healthcare was among the best-performing sectors over the period. INTERNATIONAL EQUITY MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 MONTHS ENDED OCTOBER 31, 2012 U.S. DOLLAR RETURN ----------- MSCI World ex USA Index........... 4.40% MSCI World ex USA Small Cap Index. 4.86% MSCI World ex USA Value Index..... 4.74% MSCI World ex USA Growth Index.... 3.99% The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 MONTHS ENDED OCTOBER 31, 2012 LOCAL U.S. TEN LARGEST FOREIGN DEVELOPED MARKETS CURRENCY DOLLAR BY MARKET CAP RETURN RETURN ------------------------------------- -------- ------ United Kingdom.......................... 8.61% 8.41% Japan................................... -0.86% -3.28% Canada.................................. 3.34% 2.69% France.................................. 10.04% 2.23% Australia............................... 10.20% 7.71% Switzerland............................. 17.41% 9.79% Germany................................. 18.18% 9.79% Spain................................... -6.40% -13.04% Sweden.................................. 9.26% 6.47% Hong Kong............................... 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. 4 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO The CSTG&E International Social Core Equity Portfolio seeks long-term capital appreciation from a broadly diversified basket of international stocks, with increased exposure to smaller company stocks and those with value characteristics. The Portfolio also excludes from purchase certain companies that do not pass social screens performed by a third-party provider. The investment strategy is process driven, emphasizing broad diversification and comprehensive exposure to developed country stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,000 securities in 23 developed markets and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 4.87% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the international equity markets rather than the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of certain U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 5 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets.This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLES BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO Actual Fund Return................. $1,000.00 $1,020.66 0.34% $1.73 Hypothetical 5% Annual Return...... $1,000.00 $1,023.43 0.34% $1.73 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO Actual Fund Return................. $1,000.00 $1,007.90 0.57% $2.88 Hypothetical 5% Annual Return...... $1,000.00 $1,022.27 0.57% $2.90 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 6 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO Consumer Discretionary............................ 15.6% Consumer Staples.................................. 6.3% Energy............................................ 13.2% Financials........................................ 21.3% Industrials....................................... 16.2% Information Technology............................ 14.7% Materials......................................... 6.2% Other............................................. -- Telecommunication Services........................ 3.6% Utilities......................................... 2.9% ----- 100.0% CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO Consumer Discretionary............................ 13.7% Consumer Staples.................................. 6.7% Energy............................................ 9.9% Financials........................................ 28.2% Industrials....................................... 17.0% Information Technology............................ 5.7% Materials......................................... 11.7% Telecommunication Services........................ 3.6% Utilities......................................... 3.5% ----- 100.0% 7 CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE+ OF NET ASSETS** ------ ----------- --------------- COMMON STOCKS -- (93.0%) Consumer Discretionary -- (14.5%) Comcast Corp. Class A................ 11,509 $ 431,703 0.5% Home Depot, Inc. (The)............... 3,536 217,040 0.3% News Corp. Class A................... 12,600 301,392 0.4% Time Warner Cable, Inc............... 2,380 235,882 0.3% Time Warner, Inc..................... 8,366 363,503 0.5% Walt Disney Co. (The)................ 12,047 591,146 0.8% Other Securities..................... 9,680,718 12.7% ----------- ---- Total Consumer Discretionary............ 11,821,384 15.5% ----------- ---- Consumer Staples -- (5.9%) Coca-Cola Co. (The).................. 7,800 290,004 0.4% *Kraft Foods Group, Inc............... 5,034 228,946 0.3% Mondelez International, Inc. Class A. 15,103 400,834 0.5% PepsiCo, Inc......................... 2,979 206,266 0.3% Procter & Gamble Co. (The)........... 9,400 650,856 0.8% Wal-Mart Stores, Inc................. 5,900 442,618 0.6% Other Securities..................... 2,578,895 3.4% ----------- ---- Total Consumer Staples.................. 4,798,419 6.3% ----------- ---- Energy -- (12.3%) Anadarko Petroleum Corp.............. 3,500 240,835 0.3% Apache Corp.......................... 2,351 194,545 0.2% Chevron Corp......................... 17,800 1,961,738 2.6% ConocoPhillips....................... 8,900 514,865 0.7% EOG Resources, Inc................... 1,771 206,304 0.3% Exxon Mobil Corp..................... 18,260 1,664,764 2.2% National Oilwell Varco, Inc.......... 3,000 221,100 0.3% Occidental Petroleum Corp............ 2,800 221,088 0.3% Phillips 66.......................... 4,450 209,862 0.3% Other Securities..................... 4,616,829 6.0% ----------- ---- Total Energy............................ 10,051,930 13.2% ----------- ---- Financials -- (19.8%) Bank of America Corp................. 31,377 292,434 0.4% *Berkshire Hathaway, Inc. Class B..... 2,400 207,240 0.3% Capital One Financial Corp........... 3,500 210,595 0.3% Chubb Corp. (The).................... 2,912 224,166 0.3% Citigroup, Inc....................... 12,813 479,078 0.6% Goldman Sachs Group, Inc. (The)...... 3,440 421,022 0.5% JPMorgan Chase & Co.................. 28,409 1,184,087 1.5% MetLife, Inc......................... 6,648 235,938 0.3% PNC Financial Services Group, Inc.... 4,300 250,217 0.3% Prudential Financial, Inc............ 3,600 205,380 0.3% Travelers Cos., Inc. (The)........... 3,008 213,388 0.3% U.S. Bancorp......................... 8,600 285,606 0.4% Wells Fargo & Co..................... 31,743 1,069,422 1.4% Other Securities..................... 10,895,697 14.3% ----------- ---- Total Financials........................ 16,174,270 21.2% ----------- ---- Industrials -- (15.0%) FedEx Corp........................... 2,068 190,235 0.2% General Electric Co.................. 63,903 1,345,797 1.8% Norfolk Southern Corp................ 3,416 209,572 0.3% Union Pacific Corp................... 2,900 356,787 0.5% Other Securities..................... 10,168,875 13.3% ----------- ---- Total Industrials....................... 12,271,266 16.1% ----------- ---- 8 CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE+ OF NET ASSETS** -------- ----------- --------------- Information Technology -- (13.7%) Apple, Inc............................ 1,600 $ 952,160 1.2% *Cisco Systems, Inc.................... 16,702 286,272 0.4% *eBay, Inc............................. 3,900 188,331 0.2% *Google, Inc. Class A.................. 400 271,908 0.4% Intel Corp............................ 13,000 281,125 0.4% International Business Machines Corp.. 2,200 427,966 0.6% Microsoft Corp........................ 16,000 456,560 0.6% Oracle Corp........................... 8,700 270,135 0.3% QUALCOMM, Inc......................... 3,200 187,440 0.2% Visa, Inc............................. 1,600 222,016 0.3% Other Securities...................... 7,597,121 10.0% ----------- ----- Total Information Technology............. 11,141,034 14.6% ----------- ----- Materials -- (5.7%) Other Securities...................... 4,674,807 6.2% ----------- ----- Other -- (0.0%) Other Securities...................... -- 0.0% ----------- ----- Telecommunication Services -- (3.3%) AT&T, Inc............................. 33,080 1,144,237 1.5% Verizon Communications, Inc........... 18,787 838,652 1.1% Other Securities...................... 717,373 1.0% ----------- ----- Total Telecommunication Services......... 2,700,262 3.6% ----------- ----- Utilities -- (2.8%) Other Securities...................... 2,234,504 2.9% ----------- ----- TOTAL COMMON STOCKS...................... 75,867,876 99.6% ----------- ----- RIGHTS/WARRANTS -- (0.0%) Other Securities...................... 88 0.0% ----------- ----- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.... 274,604 274,604 0.3% ----------- ----- SHARES/ FACE AMOUNT -------- (000) SECURITIES LENDING COLLATERAL -- (6.7%) (S)@DFA Short Term Investment Fund....... 464,630 5,375,771 7.1% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,003 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,313) to be repurchased at $100,001................ $ 100 100,000 0.1% ----------- ----- TOTAL SECURITIES LENDING COLLATERAL...... 5,475,771 7.2% ----------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $77,587,320)..................... $81,618,339 107.1% =========== ===== 9 CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------ LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- ---------- ------- ----------- Common Stocks Consumer Discretionary..... $11,821,384 -- -- $11,821,384 Consumer Staples........... 4,798,419 -- -- 4,798,419 Energy..................... 10,050,553 $ 1,377 -- 10,051,930 Financials................. 16,174,270 -- -- 16,174,270 Industrials................ 12,269,661 1,605 -- 12,271,266 Information Technology..... 11,141,034 -- -- 11,141,034 Materials.................. 4,674,807 -- -- 4,674,807 Other...................... -- -- -- -- Telecommunication Services. 2,700,262 -- -- 2,700,262 Utilities.................. 2,234,504 -- -- 2,234,504 Rights/Warrants............... 88 -- -- 88 Temporary Cash Investments.... 274,604 -- -- 274,604 Securities Lending Collateral. -- 5,475,771 -- 5,475,771 ----------- ---------- -- ----------- TOTAL......................... $76,139,586 $5,478,753 -- $81,618,339 =========== ========== == =========== See accompanying Notes to Financial Statements. 10 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS OCTOBER 31, 2012 PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------ ---------- --------------- COMMON STOCKS -- (90.5%) AUSTRALIA -- (6.5%) Australia & New Zealand Banking Group, Ltd................................... 11,146 $ 294,047 0.5% BHP Billiton, Ltd. Sponsored ADR........ 2,200 155,628 0.2% #Commonwealth Bank of Australia NL....... 3,519 210,738 0.3% #National Australia Bank, Ltd............ 10,974 293,279 0.4% #Wesfarmers, Ltd......................... 5,008 180,536 0.3% Westpac Banking Corp.................... 5,582 147,577 0.2% Westpac Banking Corp. Sponsored ADR..... 1,800 237,672 0.4% Other Securities........................ 3,123,461 4.8% ---------- ---- TOTAL AUSTRALIA............................ 4,642,938 7.1% ---------- ---- AUSTRIA -- (0.5%) Other Securities........................ 362,978 0.6% ---------- ---- BELGIUM -- (0.8%) Other Securities........................ 551,473 0.8% ---------- ---- CANADA -- (10.2%) Bank of Montreal........................ 3,935 232,534 0.4% Bank of Nova Scotia..................... 4,072 221,182 0.3% Goldcorp, Inc........................... 3,938 178,023 0.3% Royal Bank of Canada.................... 5,951 339,274 0.5% Suncor Energy, Inc...................... 8,501 285,310 0.4% #Toronto Dominion Bank................... 4,400 357,859 0.6% Other Securities........................ 5,649,984 8.7% ---------- ---- TOTAL CANADA............................... 7,264,166 11.2% ---------- ---- CHINA -- (0.0%) Other Securities........................ 2,320 0.0% ---------- ---- DENMARK -- (0.7%) Other Securities........................ 469,331 0.7% ---------- ---- FINLAND -- (1.4%) Other Securities........................ 1,015,040 1.6% ---------- ---- FRANCE -- (6.3%) BNP Paribas SA.......................... 5,385 273,325 0.4% Cie Generale des Etablissements Michelin SA Series B.................. 1,772 152,754 0.2% #GDF Suez SA............................. 7,206 165,394 0.3% *Societe Generale SA..................... 5,872 187,270 0.3% Total SA Sponsored ADR.................. 6,258 315,403 0.5% Other Securities........................ 3,373,534 5.2% ---------- ---- TOTAL FRANCE............................... 4,467,680 6.9% ---------- ---- GERMANY -- (5.5%) Allianz SE.............................. 2,476 307,581 0.5% Daimler AG.............................. 4,832 226,353 0.3% Deutsche Bank AG........................ 4,600 210,266 0.3% Deutsche Telekom AG..................... 15,245 173,922 0.3% E.ON AG Sponsored ADR................... 8,830 200,618 0.3% Munchener Rueckversicherungs-Gesellschaft AG.... 1,116 179,567 0.3% Siemens AG.............................. 1,956 197,083 0.3% Other Securities........................ 2,443,380 3.8% ---------- ---- TOTAL GERMANY.............................. 3,938,770 6.1% ---------- ---- GREECE -- (0.3%) Other Securities........................ 238,672 0.4% ---------- ---- 11 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** ------ ----------- --------------- HONG KONG -- (2.3%) Other Securities........................ $ 1,614,897 2.5% ----------- ---- IRELAND -- (0.4%) Other Securities........................ 293,932 0.4% ----------- ---- ISRAEL -- (0.4%) Other Securities........................ 255,366 0.4% ----------- ---- ITALY -- (2.1%) Eni SpA Sponsored ADR................... 3,700 169,793 0.3% Other Securities........................ 1,327,902 2.0% ----------- ---- TOTAL ITALY................................ 1,497,695 2.3% ----------- ---- JAPAN -- (18.3%) Mitsubishi UFJ Financial Group, Inc..... 60,470 273,564 0.4% Sumitomo Mitsui Financial Group, Inc.... 5,464 166,963 0.3% Toyota Motor Corp. Sponsored ADR........ 3,508 271,765 0.4% Other Securities........................ 12,342,604 19.0% ----------- ---- TOTAL JAPAN................................ 13,054,896 20.1% ----------- ---- NETHERLANDS -- (1.9%) Other Securities........................ 1,355,950 2.1% ----------- ---- NEW ZEALAND -- (0.2%) Other Securities........................ 162,695 0.2% ----------- ---- NORWAY -- (1.1%) Other Securities........................ 804,886 1.2% ----------- ---- PORTUGAL -- (0.3%) Other Securities........................ 229,732 0.4% ----------- ---- SINGAPORE -- (1.7%) Other Securities........................ 1,231,302 1.9% ----------- ---- SPAIN -- (2.3%) #Banco Santander SA Sponsored ADR........ 34,963 260,824 0.4% Other Securities........................ 1,343,661 2.1% ----------- ---- TOTAL SPAIN................................ 1,604,485 2.5% ----------- ---- SWEDEN -- (2.9%) Telefonaktiebolaget LM Ericsson AB Sponsored ADR......................... 19,000 168,910 0.3% Other Securities........................ 1,920,068 2.9% ----------- ---- TOTAL SWEDEN............................... 2,088,978 3.2% ----------- ---- SWITZERLAND -- (5.0%) Credit Suisse Group AG Sponsored ADR.... 6,552 152,924 0.2% Holcim, Ltd............................. 2,247 153,349 0.2% Nestle SA............................... 4,725 299,982 0.5% Swiss Re, Ltd........................... 3,384 234,164 0.4% UBS AG.................................. 16,424 246,419 0.4% Zurich Insurance Group AG............... 1,352 333,295 0.5% Other Securities........................ 2,155,403 3.3% ----------- ---- TOTAL SWITZERLAND.......................... 3,575,536 5.5% ----------- ---- UNITED KINGDOM -- (19.4%) Anglo American P.L.C.................... 6,671 205,563 0.3% Aviva P.L.C............................. 31,314 167,700 0.3% Barclays P.L.C. Sponsored ADR........... 13,100 193,880 0.3% BP P.L.C. Sponsored ADR................. 17,176 736,679 1.1% 12 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO CONTINUED PERCENTAGE SHARES VALUE++ OF NET ASSETS** -------- ----------- --------------- UNITED KINGDOM -- (Continued) #HSBC Holdings P.L.C. Sponsored ADR.......................... 21,019 $ 1,037,498 1.6% Pearson P.L.C. Sponsored ADR................................ 7,614 153,041 0.2% Prudential P.L.C. ADR....................................... 6,900 189,612 0.3% Rio Tinto P.L.C. Sponsored ADR.............................. 3,700 184,926 0.3% Royal Dutch Shell P.L.C. ADR................................ 15,447 1,091,022 1.7% Standard Chartered P.L.C.................................... 12,061 285,565 0.4% Tesco P.L.C................................................. 33,306 172,341 0.3% Vodafone Group P.L.C. Sponsored ADR......................... 28,773 783,201 1.2% Xstrata P.L.C............................................... 11,296 178,946 0.3% Other Securities............................................ 8,420,804 13.0% ----------- ----- TOTAL UNITED KINGDOM........................................... 13,800,778 21.3% ----------- ----- TOTAL COMMON STOCKS............................................ 64,524,496 99.4% ----------- ----- RIGHTS/WARRANTS -- (0.0%) BELGIUM -- (0.0%) Other Securities............................................ 6 0.0% ----------- ----- HONG KONG -- (0.0%) Other Securities............................................ 644 0.0% ----------- ----- SPAIN -- (0.0%) Other Securities............................................ 1 0.0% ----------- ----- TOTAL RIGHTS/WARRANTS.......................................... 651 0.0% ----------- ----- SHARES/ FACE AMOUNT VALUE+ -------- ----------- (000) SECURITIES LENDING COLLATERAL -- (9.5%) (S)@DFA Short Term Investment Fund............................. 432,152 5,000,000 7.7% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,791,990) to be repurchased at $1,756,870................................. $ 1,757 1,756,853 2.7% ----------- ----- TOTAL SECURITIES LENDING COLLATERAL............................ 6,756,853 10.4% ----------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $92,495,115)........................................... $71,282,000 109.8% =========== ===== 13 CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ------------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ----------- ----------- ------- ----------- Common Stocks Australia.................. $ 422,154 $ 4,220,784 -- $ 4,642,938 Austria.................... -- 362,978 -- 362,978 Belgium.................... 42,064 509,409 -- 551,473 Canada..................... 7,246,986 17,180 -- 7,264,166 China...................... 2,320 -- -- 2,320 Denmark.................... -- 469,331 -- 469,331 Finland.................... 169,567 845,473 -- 1,015,040 France..................... 792,703 3,674,977 -- 4,467,680 Germany.................... 536,861 3,401,909 -- 3,938,770 Greece..................... 27,973 210,699 -- 238,672 Hong Kong.................. -- 1,614,897 -- 1,614,897 Ireland.................... 63,307 230,625 -- 293,932 Israel..................... 8,758 246,608 -- 255,366 Italy...................... 286,769 1,210,926 -- 1,497,695 Japan...................... 746,529 12,308,367 -- 13,054,896 Netherlands................ 173,069 1,182,881 -- 1,355,950 New Zealand................ -- 162,695 -- 162,695 Norway..................... 94,009 710,877 -- 804,886 Portugal................... 14,774 214,958 -- 229,732 Singapore.................. -- 1,231,302 -- 1,231,302 Spain...................... 517,418 1,087,067 -- 1,604,485 Sweden..................... 168,910 1,920,068 -- 2,088,978 Switzerland................ 386,537 3,188,999 -- 3,575,536 United Kingdom............. 5,236,108 8,564,670 -- 13,800,778 Rights/Warrants Belgium.................... -- 6 -- 6 Hong Kong.................. -- 644 -- 644 Spain...................... -- 1 -- 1 Securities Lending Collateral. -- 6,756,853 -- 6,756,853 ----------- ----------- -- ----------- TOTAL......................... $16,936,816 $54,345,184 -- $71,282,000 =========== =========== == =========== See accompanying Notes to Financial Statements. 14 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) CSTG&E CSTG&E U.S. INTERNATIONAL SOCIAL CORE SOCIAL CORE EQUITY 2 EQUITY PORTFOLIO PORTFOLIO ------------ ------------- ASSETS: Investments at Value (including $5,336 and $6,342 of securities on loan, respectively)............ $ 75,868 $ 64,525 Temporary Cash Investments at Value & Cost........ 274 -- Collateral Received from Securities on Loan at Value & Cost.................................... 100 1,757 Affiliated Collateral Received from Securities on Loan at Value & Cost............................ 5,376 5,000 Foreign Currencies at Value....................... -- 189 Cash.............................................. -- 9 Receivables: Investment Securities Sold..................... 4 7 Dividends, Interest and Tax Reclaims........... 71 197 Securities Lending Income...................... 4 7 ------------ ------------ Total Assets............................... 81,697 71,691 ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned............... 5,476 6,757 Due to Advisor................................. 17 23 Accrued Expenses and Other Liabilities............ 7 9 ------------ ------------ Total Liabilities.......................... 5,500 6,789 ------------ ------------ NET ASSETS........................................ $ 76,197 $ 64,902 ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)........... 7,565,312 8,786,915 ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE....................................... $ 10.07 $ 7.39 ============ ============ Investments at Cost............................... $ 71,837 $ 85,738 ------------ ------------ Foreign Currencies at Cost........................ $ -- $ 189 ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital................................... $ 77,814 $ 88,603 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)......................................... 215 350 Accumulated Net Realized Gain (Loss).............. (5,863) (2,835) Net Unrealized Foreign Exchange Gain (Loss)....... -- (3) Net Unrealized Appreciation (Depreciation)........ 4,031 (21,213) ------------ ------------ NET ASSETS........................................ $ 76,197 $ 64,902 ============ ============ (1) NUMBER OF SHARES AUTHORIZED................... 300,000,000 300,000,000 ============ ============ See accompanying Notes to Financial Statements. 15 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) CSTG&E CSTG&E U.S. INTERNATIONAL SOCIAL CORE SOCIAL CORE EQUITY 2 EQUITY PORTFOLIO PORTFOLIO ----------- ------------- INVESTMENT INCOME Dividends (Net of Foreign Taxes Withheld of $0 and $164, respectively)..................... $ 1,484 $ 2,154 Interest......................................... 1 -- Income from Securities Lending................... 62 117 ------- ------- Total Investment Income................... 1,547 2,271 ------- ------- EXPENSES Investment Advisory Services Fees................ 208 265 Accounting & Transfer Agent Fees................. 28 32 Custodian Fees................................... 12 32 Filing Fees...................................... 1 1 Shareholders' Reports............................ 4 3 Directors'/Trustees' Fees & Expenses............. 1 1 Professional Fees................................ 2 2 Other............................................ 19 41 ------- ------- Total Expenses............................ 275 377 ------- ------- Fees Paid Indirectly............................. -- -- ------- ------- NET INVESTMENT INCOME (LOSS)..................... 1,272 1,894 ------- ------- REALIZED AND UNREALIZED GAIN (LOSS) Capital Gain Distributions Received from Affiliated Investment Companies................ 1 -- Net Realized Gain (Loss) on: Investment Securities Sold................... (1,508) (1,888) Foreign Currency Transactions................ -- (5) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency................................... 10,429 2,672 Translation of Foreign Currency Denominated Amounts........................ -- (5) ------- ------- NET REALIZED AND UNREALIZED GAIN (LOSS).......... 8,922 774 ------- ------- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS................................... $10,194 $ 2,668 ======= ======= See accompanying Notes to Financial Statements. 16 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) CSTG&E U.S. CSTG&E INTERNATIONAL SOCIAL CORE EQUITY 2 SOCIAL CORE EQUITY PORTFOLIO PORTFOLIO ------------------ ------------------- YEAR YEAR YEAR YEAR ENDED ENDED ENDED ENDED OCT. 31, OCT. 31, OCT. 31, OCT. 31, 2012 2011 2012 2011 -------- -------- -------- -------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss).................................... $ 1,272 $ 1,123 $ 1,894 $ 2,226 Capital Gain Distributions Received from Affiliated Investment Company............................................ 1 -- -- -- Net Realized Gain (Loss) on: Investment Securities Sold.................................. (1,508) 1,597 (1,888) 1,335 Foreign Currency Transactions............................... -- -- (5) 9 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.................. 10,429 3,843 2,672 (6,573) Translation of Foreign Currency Denominated Amounts......... -- -- (5) (5) -------- -------- ------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations........................................ 10,194 6,563 2,668 (3,008) -------- -------- ------- -------- Distributions From: Net Investment Income........................................... (1,213) (1,123) (1,881) (2,223) -------- -------- ------- -------- Total Distributions...................................... (1,213) (1,123) (1,881) (2,223) -------- -------- ------- -------- Capital Share Transactions (1): Shares Issued................................................... 1,123 1,046 1,126 1,552 Shares Issued in Lieu of Cash Distributions..................... 1,213 1,123 1,881 2,223 Shares Redeemed................................................. (10,366) (14,446) (6,602) (15,670) -------- -------- ------- -------- Net Increase (Decrease) from Capital Share Transactions........................................... (8,030) (12,277) (3,595) (11,895) -------- -------- ------- -------- Total Increase (Decrease) in Net Assets.................. 951 (6,837) (2,808) (17,126) NET ASSETS Beginning of Period............................................. 75,246 82,083 67,710 84,836 -------- -------- ------- -------- End of Period................................................... $ 76,197 $ 75,246 $64,902 $ 67,710 ======== ======== ======= ======== (1) SHARES ISSUED AND REDEEMED: Shares Issued................................................... 118 119 158 204 Shares Issued in Lieu of Cash Distributions..................... 130 123 277 274 Shares Redeemed................................................. (1,063) (1,528) (962) (1,881) -------- -------- ------- -------- Net Increase (Decrease) from Shares Issued and Redeemed............................................... (815) (1,286) (527) (1,403) ======== ======== ======= ======== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)................................. $ 215 $ 156 $ 350 $ 313 See accompanying Notes to Financial Statements. 17 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT EACH PERIOD) CSTG&E U.S. SOCIAL CORE EQUITY 2 PORTFOLIO --------------------------------------------------------- PERIOD PERIOD YEAR YEAR YEAR YEAR DEC. 1, AUG. 3, ENDED ENDED ENDED ENDED 2007 TO 2007(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period .................. $ 8.98 $ 8.49 $ 7.05 $ 6.53 $ 10.03 $ 10.00 ------- ------- ------- ------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A)..................... 0.16 0.13 0.11 0.12 0.14 0.05 Net Gains (Losses) on Securities (Realized and Unrealized)....................................... 1.08 0.49 1.44 0.53 (3.50) (0.01) ------- ------- ------- ------- ------- ------- Total from Investment Operations................ 1.24 0.62 1.55 0.65 (3.36) 0.04 Less Distributions ------- ------- ------- ------- ------- ------- Net Investment Income............................... (0.15) (0.13) (0.11) (0.13) (0.14) (0.01) ------- ------- ------- ------- ------- ------- Total Distributions............................. (0.15) (0.13) (0.11) (0.13) (0.14) (0.01) ------- ------- ------- ------- ------- ------- Net Asset Value, End of Period......................... $ 10.07 $ 8.98 $ 8.49 $ 7.05 $ 6.53 $ 10.03 ======= ======= ======= ======= ======= ======= Total Return........................................... 13.94% 7.24% 22.14% 10.26% (33.87)%(C) 0.42%(C) ------- ------- ------- ------- ------- ------- Net Assets, End of Period (thousands).................. $76,197 $75,246 $82,083 $72,368 $68,503 $95,612 Ratio of Expenses to Average Net Assets................ 0.36% 0.38% 0.37% 0.40% 0.38%(B) 0.46%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................................ 0.36% 0.38% 0.37% 0.40% 0.38%(B) 0.46%(B)(D) Ratio of Net Investment Income to Average Net Assets... 1.65% 1.36% 1.36% 1.89% 1.68%(B) 1.46%(B)(D) Portfolio Turnover Rate................................ 9% 9% 7% 12% 5%(C) 1%(C) CSTG&E INTERNATIONAL SOCIAL CORE EQUITY PORTFOLIO ---------------------------------------------------------- PERIOD PERIOD YEAR YEAR YEAR YEAR DEC. 1, AUG. 3, ENDED ENDED ENDED ENDED 2007 TO 2007(a) TO OCT. 31, OCT. 31, OCT. 31, OCT. 31, OCT. 31, NOV. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- ---------- Net Asset Value, Beginning of Period .................. $ 7.27 $ 7.92 $ 7.21 $ 5.57 $ 10.42 $ 10.00 ------- ------- ------- ------- ------- ------- Income from Investment Operations Net Investment Income (Loss)(A)..................... 0.21 0.22 0.16 0.16 0.26 0.06 Net Gains (Losses) on Securities (Realized and Unrealized)....................................... 0.12 (0.64) 0.70 1.65 (4.85) 0.37 ------- ------- ------- ------- ------- ------- Total from Investment Operations................ 0.33 (0.42) 0.86 1.81 (4.59) 0.43 Less Distributions ------- ------- ------- ------- ------- ------- Net Investment Income............................... (0.21) (0.23) (0.15) (0.17) (0.26) (0.01) ------- ------- ------- ------- ------- ------- Total Distributions............................. (0.21) (0.23) (0.15) (0.17) (0.26) (0.01) ------- ------- ------- ------- ------- ------- Net Asset Value, End of Period......................... $ 7.39 $ 7.27 $ 7.92 $ 7.21 $ 5.57 $ 10.42 ======= ======= ======= ======= ======= ======= Total Return........................................... 4.87% (5.62)% 12.32% 33.26% (45.01)%(C) 4.33%(C) ------- ------- ------- ------- ------- ------- Net Assets, End of Period (thousands).................. $64,902 $67,710 $84,836 $76,201 $56,479 $95,903 Ratio of Expenses to Average Net Assets................ 0.60% 0.58% 0.56% 0.60% 0.60%(B) 0.78%(B)(D) Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)................................ 0.60% 0.58% 0.56% 0.60% 0.60%(B) 0.78%(B)(D) Ratio of Net Investment Income to Average Net Assets... 3.00% 2.76% 2.12% 2.69% 3.24%(B) 1.90%(B)(D) Portfolio Turnover Rate................................ 7% 6% 5% 10% 6%(C) 1%(C) See accompanying Notes to Financial Statements. 18 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company whose shares are offered, without a sales charge, generally to institutional investors and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, two of which, CSTG&E U.S. Social Core Equity 2 Portfolio and CSTG&E International Social Core Equity Portfolio (the "Portfolios"), are included in this report. The remaining operational portfolios are presented in separate reports. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-ended investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Securities held by the Portfolios (including over-the-counter securities) are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. 19 CSTG&E International Social Core Equity Portfolio will also fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset value of CSTG&E International Social Core Equity Portfolio is computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time CSTG&E International Social Core Equity Portfolio prices its shares at the close of the NYSE, the Portfolio will fair value its foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on CSTG&E International Social Core Equity Portfolio's foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by CSTG&E International Social Core Equity Portfolio utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When CSTG&E International Social Core Equity Portfolio uses fair value pricing, the values assigned to CSTG&E International Social Core Equity Portfolio's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Portfolios are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of CSTG&E International Social Core Equity Portfolio whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked-to-market based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. CSTG&E International Social Core Equity Portfolio does not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities held whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on the Portfolio's books and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. 20 Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors'/Trustees' have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund or Portfolios are allocated using methods approved by the Board, generally based on average net assets. CSTG&E International Social Core Equity Portfolio may be subject to taxes imposed by countries in which it invests, with respect to its investment in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. CSTG&E International Social Core Equity Portfolio accrues such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Portfolios. For the year ended October 31, 2012, the investment advisory services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.27% and 0.42% of average daily net assets for CSTG&E U.S. Social Core Equity 2 Portfolio and CSTG&E International Social Core Equity Portfolio, respectively. EARNED INCOME CREDIT: In addition, the Portfolios have entered into arrangements with its custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Fund's custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): FEES PAID INDIRECTLY ---------- CSTG&E International Social Core Equity Portfolio. $-- FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by the Fund are included in Other Expenses on the Statement of Operations. 21 D. DEFERRED COMPENSATION: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): CSTG&E U.S. Social Core Equity 2 Portfolio........ $3 CSTG&E International Social Core Equity Portfolio. 2 E. PURCHASES AND SALES OF SECURITIES: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities and U.S. government securities (amounts in thousands): PURCHASES SALES --------- ------- CSTG&E U.S. Social Core Equity 2 Portfolio........ $6,803 $15,068 CSTG&E International Social Core Equity Portfolio. 4,731 7,906 There were no purchases or sales of long-term U.S. government securities. F. FEDERAL INCOME TAXES: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from these amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/losses and realized gains on securities considered to be "passive foreign investment companies," were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share. (amounts in thousands): INCREASE INCREASE (DECREASE) (DECREASE) UNDISTRIBUTED ACCUMULATED NET INVESTMENT NET REALIZED INCOME GAINS (LOSSES) -------------- -------------- CSTG&E U.S. Social Core Equity 2 Portfolio............................. -- -- CSTG&E International Social Core Equity Portfolio............................. $24 $(24) The tax character of dividends and distributions declared and paid during the year ended October 31, 2011 and the year ended October 31, 2012 were as follows (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ------ CSTG&E U.S. Social Core Equity 2 Portfolio 2011............................... $1,123 -- $1,123 2012............................... 1,213 -- 1,213 CSTG&E International Social Core Equity Portfolio 2011............................... 2,223 -- 2,223 2012............................... 1,881 -- 1,881 22 At October 31, 2012, the components of distributable earnings/(accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND EARNINGS/ SHORT-TERM CAPITAL LOSS (ACCUMULATED CAPITAL GAINS CARRYFORWARD LOSSES) -------------- ------------ ------------- CSTG&E U.S. Social Core Equity 2 Portfolio......................... $219 $(5,862) $(5,643) CSTG&E International Social Core Equity Portfolio.................. 379 (2,823) (2,444) For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these funds after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): EXPIRES ON OCTOBER 31, ---------------- 2016 2017 2018 UNLIMITED TOTAL ---- ------ ---- --------- ------ CSTG&E U.S. Social Core Equity 2 Portfolio............................. $664 $3,134 $556 $1,508 $5,862 CSTG&E International Social Core Equity Portfolio............................. -- 904 -- 1,919 2,823 During the year ended October 31, 2012, the following Portfolio utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amounts in thousands): CSTG&E U.S. Social Core Equity 2 Portfolio........ $-- CSTG&E International Social Core Equity Portfolio. -- At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) -------- ------------ -------------- -------------- CSTG&E U.S. Social Core Equity 2 Portfolio...... $77,590 $15,785 $(11,757) $ 4,028 CSTG&E International Social Core Equity Portfolio............... 92,533 7,724 (28,975) (21,251) The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed each Portfolio's tax position and has concluded that no additional provision for income tax is required in any Portfolios' financial statements. No Portfolio is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Portfolios' federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. 23 G. FINANCIAL INSTRUMENTS: In accordance with the Fund's investment objectives and policies, the Portfolios may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Portfolios' custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the United States of America, including the possibility of future political and economic developments and the level of foreign government supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of securities by the CSTG&E International Social Core Equity Portfolio may be inhibited. DERIVATIVE FINANCIAL INSTRUMENTS: Summarized below are the specific types of derivative instruments used by the Portfolios. 3. Futures Contracts: The Portfolios may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Portfolio deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolio as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolio records a realized gain or loss, which is presented in the Statement of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolio could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the Portfolios had no outstanding futures contracts. H. LINE OF CREDIT: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. 24 The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands, except percentage and days): WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE LOAN DAYS EXPENSE BORROWED DURING INTEREST RATE BALANCE OUTSTANDING* INCURRED THE PERIOD ------------- ------------ ------------ -------- --------------- CSTG&E U.S. Social Core Equity 2 Portfolio. 0.87% $934 36 $ 1 $2,289 CSTG&E International Social Core Equity Portfolio.................................. 0.85% 180 72 -- 2,325 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Portfolio's available line of credit was utilized. There were no outstanding borrowings by the Portfolios under this line of credit as of October 31, 2012. I. SECURITIES LENDING: As of October 31, 2012, the Portfolios had securities on loan to brokers/dealers, for which it received cash collateral. The Portfolios invest the cash collateral, as described below, and record a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. In the event that the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, the Portfolios will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. The Portfolios also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, the Portfolios will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. 25 J. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. OTHER: At October 31, 2012, two shareholders held 95% of the outstanding shares of CSTG&E U.S. Social Core Equity 2 Portfolio and two shareholders held 98% of the outstanding shares of CSTG&E International Social Core Equity Portfolio. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. M. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 26 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE PORTFOLIOS, AS DEFINED, AND BOARD OF DIRECTORS OF DFA INVESTMENT DIMENSIONS GROUP INC.: In our opinion, the accompanying statements of assets and liabilities, including the summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of CSTG&E U.S. Social Core Equity 2 Portfolio and CSTG&E International Social Core Equity Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 27 FUND MANAGEMENT (UNAUDITED) TRUSTEES/DIRECTORS Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 28 PRINCIPAL OCCUPATION(S) NAME, POSITION DURING PAST 5 YEARS AND WITH THE FUND, TERM OF OFFICE/1 /AND PORTFOLIOS WITHIN THE DFA OTHER DIRECTORSHIPS OF ADDRESS AND AGE LENGTH OF SERVICE FUND COMPLEX/2/ OVERSEEN PUBLIC COMPANIES HELD --------------- ------------------- ------------------------- ---------------------------------- DISINTERESTED TRUSTEES/DIRECTORS --------------------------------------------- George M. Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, Constantinides investment companies The University of Chicago Booth Director of DFAIDG School of Business. and DIG. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Director of DFAIDG investment companies Service Professor of Economics, and DIG. The University of Chicago Booth Trustee of DFAITC and School of Business (since 1965). DEM. Member and Chair, Competitive The University of Markets Advisory Committee, Chicago Chicago Mercantile Exchange Booth School of (futures trading exchange) (since Business 2004). Formerly, Director of 5807 S. Woodlawn UNext, Inc. (1999-2006). Trustee, Avenue Harbor Fund (registered investment Chicago, IL 60637 company) (30 Portfolios) (since Age: 73 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997-2010). Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Practice of Finance, Director of DFAIDG investment companies Yale School of Management (since and DIG. 1984). Chairman, CIO and Partner, Trustee of DFAITC and Zebra Capital Management, LLC DEM. (hedge fund manager) (since 2001). Yale School of Consultant to Morningstar, Inc. Management (since 2006). Formerly, Chairman, P.O. Box 208200 Ibbotson Associates, Inc., New Haven, CT 06520- Chicago, IL (software data 8200 publishing and consulting) Age: 68 (1977-2006). Formerly, Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 29 PRINCIPAL OCCUPATION(S) NAME, POSITION DURING PAST 5 YEARS AND WITH THE FUND, TERM OF OFFICE/1 /AND PORTFOLIOS WITHIN THE DFA OTHER DIRECTORSHIPS OF ADDRESS AND AGE LENGTH OF SERVICE FUND COMPLEX/2/ OVERSEEN PUBLIC COMPANIES HELD --------------- ------------------- ------------------------- ----------------------------- Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Director of DFAIDG investment companies Fellow, Hoover Institution and DIG. (since 2002). Jack Steele Trustee of DFAITC and Parker Professor of Human DEM. Resources Management and Stanford University Economics, Graduate School of Graduate School of Business, Stanford University Business (since 1995). Cornerstone 518 Memorial Way Research (expert testimony Stanford, CA 94305- and economic and financial 5015 analysis) (since 2009). Age: 64 Formerly, Chairman of the President George W. Bush's Council of Economic Advisers (2006-2009). Formerly, Council of Economic Advisors, State of California (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Professor Director of DFAIDG investment companies Emeritus of Finance, Stanford and DIG. University (since 1981). Trustee of DFAITC and Formerly, Chairman, Platinum DEM. Grove Asset Management, L.P. c/o Dimensional Fund (hedge fund) (formerly, Oak Advisors, LP Hill Platinum Partners) 6300 Bee Cave Road (1999-2009). Formerly, Building 1 Managing Partner, Oak Hill Austin, TX 78746 Capital Management (private Age: 70 equity firm) (until 2004). Director, American Century Fund Complex (registered investment companies) (40 Portfolios) (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Smith Since 2000 100 portfolios in 4 Boris and Irene Stern Director of DFAIDG investment companies Distinguished Service and DIG. Professor of Accounting, The Trustee of DFAITC and University of Chicago Booth DEM. School of Business (since The University of 1980). Co-Director Investment Chicago Booth School Research, Fundamental of Business Investment Advisors (hedge 5807 S. Woodlawn fund) (since 2008). Director, Avenue HNI Corporation (formerly Chicago, IL 60637 known as HON Industries Inc.) Age: 58 (office furniture) (since 2000). Director, Ryder System Inc. (transportation, logistics and supply-chain management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 30 PRINCIPAL OCCUPATION(S) NAME, POSITION DURING PAST 5 YEARS AND WITH THE FUND, TERM OF OFFICE/1 /AND PORTFOLIOS WITHIN THE DFA OTHER DIRECTORSHIPS OF ADDRESS AND AGE LENGTH OF SERVICE FUND COMPLEX/2/ OVERSEEN PUBLIC COMPANIES HELD --------------- ------------------- ------------------------- ----------------------------- INTERESTED TRUSTEES/DIRECTORS* --------------------------------------------- David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, Chairman, Director, investment companies President, and Co-Chief Co-Chief Executive Executive Officer (since Officer and President of January 2010) of Dimensional DFAIDG and DIG. Holdings Inc., Dimensional Chairman, Fund Advisors LP, DFA Trustee, Co-Chief Securities LLC, Dimensional Executive Officer and Emerging Markets Value Fund, President of DFAITC DFAIDG, Dimensional and DEM. Investment Group Inc. and The 6300 Bee Cave Road, DFA Investment Trust Company. Building One Director of Dimensional Fund Austin, Texas 78746 Advisors Ltd., Dimensional Age: 65 Funds PLC, Dimensional Funds II PLC, DFA Australia Limited, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer Director, Co-Chief investment companies (since January 2010), Chief Executive Officer and Investment Officer (since Chief Investment March 2007) and Officer of Director/Trustee of DFAIDG and DIG. Dimensional Holdings Inc., Trustee, Co-Chief Dimensional Fund Advisors LP, Executive Officer and DFA Securities LLC, Chief Investment Dimensional Emerging Markets Officer of Value Fund, DFAIDG, DFAITC and DEM. Dimensional Investment Group 6300 Bee Cave Road, Inc., The DFA Investment Building One Trust Company and Dimensional Austin, TX 78746 Cayman Commodity Fund I Ltd. Age: 45 Co-Chief Executive Officer, President and Chief Investment Officer of Dimensional Fund Advisors Canada ULC. Chief Investment Officer, Vice President and Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. /*/ Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 31 OFFICERS The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- OFFICERS ---------------- April A. Aandal Since 2008 Vice President of all the Vice President, Global DFA Entities. Vice Business Development President Global Business Age: 49 Development of all the DFA Entities. Formerly, Chief Learning Officer of Dimensional (2008-2011); Regional Director of Dimensional (2004-2008). Robyn G. Alcorta Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 37 Vice President Business Development at Capson Physicians Insurance Company (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the Vice President DFA Entities. Age: 46 Arthur H. Barlow Since 1993 Vice President of all the Vice President DFA Entities. Age: 56 John T. Blood Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 43 Regional Director for Dimensional (2010-January 2011); Chief Market Strategist at Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the Vice President DFA Entities. Age: 43 Valerie A. Brown Since 2001 Vice President and Vice President and Assistant Assistant Secretary of all Secretary the DFA Entities, DFA Age: 45 Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the Vice President DFA Entities. Head of Age: 48 Global Financial Services of Dimensional (since 2008). Formerly, Regional Director of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 41 Regional Director for Dimensional Fund Advisors LP (December 2010-January 2012); Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 56 Regional Director for Dimensional (2008-2010); Vice President, Client Portfolio Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the Vice President DFA Entities. Co-Head of Age: 46 Portfolio Management of Dimensional (since March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the Vice President DFA Entities, DFA Australia Age: 40 Limited and Dimensional Fund Advisors Canada ULC. Head of Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 36 Regional Director for Dimensional Fund Advisors LP (August 2002-January 2012). 32 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- Robert P. Cornell Since 2007 Vice President of all the Vice President DFA Entities. Regional Age: 63 Director of Financial Services Group of Dimensional (since August 1993). George H. Crane Since 2010 Vice President of all the Vice President DFA Entities. Formerly, Age: 57 Senior Vice President and Managing Director at State Street Bank & Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Vice President and Global Chief Compliance Officer of Chief Compliance Officer all the DFA Entities, DFA Age: 46 Australia Limited, Dimensional Fund Advisors Ltd., Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC and Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the Vice President DFA Entities. Age: 55 Robert T. Deere Since 1994 Vice President of all the Vice President DFA Entities, DFA Australia Age: 55 Limited and Dimensional Fund Advisors Canada ULC. Peter F. Dillard Since 2010 Vice President of all the Vice President DFA Entities. Research Age: 40 Associate for Dimensional (since August 2008). Formerly, Research Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the Vice President and Chief DFA Entities. Chief Communications Officer Communications Officer of Age: 42 Dimensional (since 2010). Richard A. Eustice Since 1998 Vice President and Vice President and Assistant Assistant Secretary of all Secretary the DFA Entities and DFA Age: 47 Australia Limited. Chief Operating Officer of Dimensional Fund Advisors Ltd. (since July 2008). Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the Vice President DFA Entities. Age: 41 Jed S. Fogdall Since 2008 Vice President of all the Vice President DFA Entities. Co-Head of Age: 38 Portfolio Management of Dimensional (since March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the Vice President DFA Entities. Senior Age: 41 Technology Manager for Dimensional (since June 2006). Formerly, Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the Vice President DFA Entities. Regional Age: 45 Director of Dimensional. Tom M. Goodrum Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 44 Managing Director at BlackRock (2004-January 2012). Henry F. Gray Since 2000 Vice President of all the Vice President DFA Entities. Age: 45 John T. Gray Since 2007 Vice President of all the Vice President DFA Entities. Formerly, Age: 38 Regional Director of Dimensional (January 2005 to February 2007). 33 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- Christian Gunther Since 2011 Vice President of all the Vice President DFA Entities. Senior Trader Age: 37 for Dimensional Fund Advisors LP (since 2012). Formerly, Senior Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the Vice President DFA Entities. Regional Age: 44 Director of Dimensional (since June 1998). Julie C. Henderson Since 2005 Vice President and Fund Vice President and Fund Controller of all the DFA Controller Entities and Dimensional Age: 38 Cayman Commodity Fund I Ltd. and Dimensional Japan Ltd. Kevin B. Hight Since 2005 Vice President of all the Vice President DFA Entities. Age: 44 Christine W. Ho Since 2004 Vice President of all the Vice President DFA Entities. Age: 44 Michael C. Horvath Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 52 Managing Director, Co-Head Global Consultant Relations at BlackRock (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the Vice President DFA Entities and Age: 38 Dimensional Cayman Commodity Fund I Ltd. Stephen W. Jones Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 44 Facilities Manager for Dimensional Fund Advisors LP (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Vice President and Chief Operating Officer of all Operating Officer the DFA Entities, Age: 57 Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 64 Regional Director for Dimensional Fund Advisors LP (April 2006-January 2012). David M. Kershner Since 2010 Vice President of all the Vice President DFA Entities. Portfolio Age: 41 Manager for Dimensional (since June 2004). Seyun Alice Kim Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 32 Accounting Manager for Dimensional Fund Advisors LP (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the Vice President DFA Entities. Head of Age: 41 Defined Contribution Sales for Dimensional (since August 2010). Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the Vice President DFA Entities. Sr. Portfolio Age: 40 Manager of Dimensional (since January 2012).Formerly, Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the Vice President DFA Entities. Regional Age: 43 Director for Dimensional (2007-2010). Michael F. Lane Since 2004 Vice President of all the Vice President DFA Entities. Chief Age: 45 Executive Officer of Dimensional SmartNest (US) LLC (since 2012). 34 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- Francis R. Lao Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 43 Vice President - Global Operations at Janus Capital Group (2005-2011). Juliet Lee Since 2005 Vice President of all the Vice President DFA Entities. Human Age: 41 Resources Manager of Dimensional (since January 2004). Marlena I. Lee Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 31 Research Associate for Dimensional (July 2008-2010). Apollo D. Lupescu Since 2009 Vice President of all the Vice President DFA Entities. Regional Age: 43 Director for Dimensional (since February 2004). Kenneth M. Manell Since 2010 Vice President of all the Vice President DFA Entities and Age: 39 Dimensional Cayman Commodity Fund I Ltd. Counsel for Dimensional (since September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the Vice President & Head of DFA Entities and Head of Global Human Resources Global Human Resources of Age: 42 Dimensional. Formerly, Global Head of Recruiting and Vice President of Goldman Sachs & Co. (June 2006 to January 2008). David R. Martin Since 2007 Vice President, Chief Vice President, Chief Financial Officer and Financial Officer and Treasurer of all the DFA Treasurer Entities. Director, Vice Age: 55 President, Chief Financial Officer and Treasurer of Dimensional Fund Advisors Ltd., DFA Australia Limited, Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice Vice President and Vice President and Secretary President Secretary of all the DFA Age: 48 since 1997 Entities and Dimensional and Retirement Plan Services Secretary LLC (since June 2012). since 2000 Director, Vice President and Secretary of DFA Australia Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Vice President Entities. Web Services Age: 37 Manager for Dimensional (since January 2008). Formerly, Design Manager of Dimensional (2005-2008). Pamela B. Noble Vice Since 2011 Vice President of all the President DFA Entities. Portfolio Age: 48 Manager for Dimensional (2008-2010). Formerly, Vice President and Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the Vice President DFA Entities and Age: 38 Dimensional Cayman Commodity Fund I Ltd. Deputy General Counsel, Funds (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 35 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the Vice President DFA Entities. Formerly, Age: 35 Research Associate of Dimensional (2004 to 2006). Daniel C. Ong Since 2009 Vice President of all the Vice President DFA Entities. Portfolio Age: 38 Manager for Dimensional (since July 2005). Kyle K. Ozaki Since 2010 Vice President of all the Vice President DFA Entities. Senior Age: 34 Compliance Officer for Dimensional (since January 2008). Formerly, Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the Vice President DFA Entities, DFA Australia Age: 51 Limited, Dimensional Fund Advisors Ltd. and Dimensional Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the Vice President DFA Entities. Portfolio Age: 41 Manager for Dimensional (July 2006-2010). Theodore W. Randall Since 2008 Vice President of all the Vice President DFA Entities. Formerly, Age: 39 Research Associate of Dimensional (2006-2008). Systems Developer of Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 31 Research Associate for Dimensional Fund Advisors LP (June 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President Vice President of all the Age: 41 DFA Entities. Julie A. Saft Since 2010 Vice President of all the Vice President DFA Entities. Client Age: 53 Systems Manager for Dimensional (since July 2008). Formerly, Senior Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the Vice President DFA Entities and Age: 66 Dimensional Fund Advisors Canada ULC. Walid A. Shinnawi Since 2010 Vice President of all the Vice President DFA Entities. Formerly, Age: 50 Regional Director for Dimensional (March 2006-January 2010). Bruce A. Simmons Since 2009 Vice President of all the Vice President DFA Entities. Investment Age: 47 Operations Manager for Dimensional (since May 2007). Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the Vice President DFA Entities. Regional Age: 44 Director of Dimensional (since December 2002). Bryce D. Skaff Since 2007 Vice President of all the Vice President DFA Entities. Formerly, Age: 37 Regional Director of Dimensional (December 1999 to January 2007). Andrew D. Smith Since 2011 Vice President of all the Vice President DFA Entities. Project Age: 44 Manager for Dimensional (2007-2010). Formerly, Business Analyst Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the Vice President DFA Entities and Age: 56 Dimensional Fund Advisors Canada ULC. Carl G. Snyder Since 2000 Vice President Vice President of all the Age: 49 DFA Entities. Lawrence R. Spieth Since 2004 Vice President Vice President of all the Age: 64 DFA Entities. 36 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF PRINCIPAL OCCUPATION(S) AND AGE SERVICE DURING PAST 5 YEARS ---------------------------- ---------------- ---------------------------- Bradley G. Steiman Since 2004 Vice President of all the Vice President DFA Entities and Director Age: 39 and Vice President of Dimensional Fund Advisors Canada ULC. John H. Totten Since 2012 Vice President of all the Vice President DFA Entities. Formerly, Age: 34 Regional Director for Dimensional Fund Advisors LP (January 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the Vice President DFA Entities. Senior Age: 54 Manager, Technology for Dimensional (since March 2007). Formerly, Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the Vice President DFA Entities, DFA Australia Age: 46 Limited, Dimensional Fund Advisors Ltd., and Dimensional Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the Vice President DFA Entities. Portfolio Age: 42 Manager for Dimensional (since 2004). Weston J. Wellington Since 1997 Vice President Vice President of all the Age: 61 DFA Entities. Ryan J. Wiley Since 2007 Vice President of all the Vice President DFA Entities. Senior Trader Age: 36 of Dimensional (since 2007). Paul E. Wise Since 2005 Vice President of all the Vice President DFA Entities. Chief Age: 57 Technology Officer for Dimensional (since 2004). Faith A. Yando Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 50 Senior Vice President, Global Public Relations at Natixis Global Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the Vice President DFA Entities. Formerly, Age: 33 Regional Director for Dimensional (2005-2010). /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 37 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund uses in voting proxies relating to securities held in the portfolio is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 38 NOTICE TO SHAREHOLDERS (UNAUDITED) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with a October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the period. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. QUALIFYING FOR NET CORPORATE INVESTMENT SHORT-TERM LONG-TERM DIVIDENDS QUALIFYING FOREIGN DFA INVESTMENT INCOME CAPITAL GAIN CAPITAL GAIN TOTAL RECEIVED DIVIDEND TAX DIMENSIONS GROUP INC. DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DEDUCTION(1) INCOME(2) CREDIT(3) --------------------- ------------- ------------- ------------- ------------- -------------- ---------- --------- CSTG&E U.S. Social Core Equity 2 Portfolio........................ 100% -- -- 100% 100% 100% -- CSTG&E International Social Core Equity Portfolio................. 100% -- -- 100% 100% 100% 4% FOREIGN QUALIFIED QUALIFIED DFA INVESTMENT SOURCE INTEREST SHORT-TERM DIMENSIONS GROUP INC. INCOME(4) INCOME(5) CAPITAL GAIN(6) --------------------- --------- --------- --------------- CSTG&E U.S. Social Core Equity 2 Portfolio........................ -- 100% 100% CSTG&E International Social Core Equity Portfolio................. 95% 100% 100% -------- (1)Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2)The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3)"Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (4)"Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (5)The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (6)The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 39 [LOGO] Recycled DFA103112-015A Recyclable [LOGO] ANNUAL REPORT year ended: October 31, 2012 DFA Investment Dimensions Group Inc. VA U.S. Targeted Value Portfolio VA U.S. Large Value Portfolio VA International Value Portfolio VA International Small Portfolio VA Short-Term Fixed Portfolio VA Global Bond Portfolio [LOGO] Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, /s/ David G. Booth --------------------- David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. ANNUAL REPORT Table of Contents Page ---- Letter to Shareholders Definitions of Abbreviations and Footnotes............................ 1 Performance Charts.................................................... 2 Management's Discussion and Analysis.................................. 4 Disclosure of Fund Expenses........................................... 9 Disclosure of Portfolio Holdings...................................... 11 Summary Schedules of Portfolio Holdings/Schedules of Investments VA U.S. Targeted Value Portfolio................................... 13 VA U.S. Large Value Portfolio...................................... 16 VA International Value Portfolio................................... 19 VA International Small Portfolio................................... 23 VA Short-Term Fixed Portfolio...................................... 27 VA Global Bond Portfolio........................................... 30 Statements of Assets and Liabilities.................................. 33 Statements of Operations.............................................. 35 Statements of Changes in Net Assets................................... 37 Financial Highlights.................................................. 40 Notes to Financial Statements......................................... 43 Report of Independent Registered Public Accounting Firm............... 55 Fund Management....................................................... 56 Voting Proxies on Fund Portfolio Securities........................... 66 Notice to Shareholders................................................ 67 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES Summary Schedules of Portfolio Holdings/Schedules of Investments Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association P.L.C. Public Limited Company Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. ^ Denominated in local currency or the Euro, unless otherwise noted. @ Security purchased with cash proceeds from Securities on Loan. (r) The adjustable rate shown is effective as of October 31, 2012. (g) Face Amount Denominated in British Pounds. (e) Face Amount Denominated in Euro. (u) Face Amount denominated in United States Dollars. (S) Affiliated Fund. Financial Highlights (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized All Statements, Schedules and Notes to Financial Statements -- Amounts designated as -- are either zero or rounded to zero. REIT Real Estate Investment Trust SEC Securities and Exchange Commission 1 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS VA U.S. Targeted Value Portfolio vs. Russell 2000(R) Value Index October 31, 2002-October 31, 2012 VA U.S. Targeted Russell 2000(R) Begin Date End Date Fund Returns Benchmark0Returns End Date Value Portfolio Value Index ---------- ---------- ------------ ----------------- ---------- ---------------- --------------- 2002-10-31 2002-11-30 12.23% 7.98% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.61% -4.27% 11/2002 11222.7979 10798 2002-12-31 2003-01-31 -3.27% -2.82% 12/2002 10593.4907 10336.9254 2003-01-31 2003-02-28 -4.04% -3.36% 01/2003 10246.7133 10045.4241 2003-02-28 2003-03-31 -0.11% 1.07% 02/2003 9832.81769 9707.89785 2003-03-31 2003-04-30 12.07% 9.50% 03/2003 9821.63132 9811.77236 2003-04-30 2003-05-31 14.13% 10.21% 04/2003 11007.3864 10743.8907 2003-05-31 2003-06-30 3.12% 1.69% 05/2003 12562.2915 11840.842 2003-06-30 2003-07-31 7.60% 4.99% 06/2003 12953.8144 12040.9522 2003-07-31 2003-08-31 6.18% 3.80% 07/2003 13938.2148 12641.7957 2003-08-31 2003-09-30 -0.91% -1.15% 08/2003 14799.5652 13122.184 2003-09-30 2003-10-31 10.07% 8.15% 09/2003 14665.3288 12971.2788 2003-10-31 2003-11-30 4.09% 3.84% 10/2003 16141.9294 14028.4381 2003-11-30 2003-12-31 4.77% 3.62% 11/2003 16801.9251 14567.1301 2003-12-31 2004-01-31 5.68% 3.46% 12/2003 17602.8515 15094.4602 2004-01-31 2004-02-29 1.00% 1.94% 01/2004 18603.4347 15616.7285 2004-02-29 2004-03-31 0.79% 1.38% 02/2004 18788.7278 15919.6931 2004-03-31 2004-04-30 -3.85% -5.17% 03/2004 18936.9624 16139.3848 2004-04-30 2004-05-31 0.68% 1.21% 04/2004 18208.1426 15304.9786 2004-05-31 2004-06-30 5.80% 5.08% 05/2004 18331.6713 15490.1689 2004-06-30 2004-07-31 -5.86% -4.60% 06/2004 19394.0189 16277.0694 2004-07-31 2004-08-31 -1.22% 0.98% 07/2004 18257.5541 15528.3243 2004-08-31 2004-09-30 4.79% 3.96% 08/2004 18035.2023 15680.5018 2004-09-30 2004-10-31 0.92% 1.55% 09/2004 18899.9037 16301.4497 2004-10-31 2004-11-30 9.78% 8.87% 10/2004 19072.844 16554.1222 2004-11-30 2004-12-31 3.52% 2.39% 11/2004 20938.1287 18022.4728 2004-12-31 2005-01-31 -3.96% -3.87% 12/2004 21675.2121 18453.2099 2005-01-31 2005-02-28 2.40% 1.99% 01/2005 20816.5136 17739.0707 2005-02-28 2005-03-31 -2.01% -2.06% 02/2005 21315.1127 18092.0782 2005-03-31 2005-04-30 -7.36% -5.16% 03/2005 20885.7635 17719.3814 2005-04-30 2005-05-31 6.59% 6.10% 04/2005 19348.4162 16805.0613 2005-05-31 2005-06-30 4.23% 4.42% 05/2005 20622.6139 17830.0251 2005-06-30 2005-07-31 6.89% 5.69% 06/2005 21495.1624 18618.4838 2005-07-31 2005-08-31 -1.81% -2.30% 07/2005 22977.1098 19677.8861 2005-08-31 2005-09-30 0.31% -0.17% 08/2005 22561.6106 19226.1098 2005-09-30 2005-10-31 -2.94% -2.51% 09/2005 22630.8604 19194.3204 2005-10-31 2005-11-30 4.48% 4.06% 10/2005 21966.0616 18712.2218 2005-11-30 2005-12-31 0.07% -0.77% 11/2005 22949.4099 19471.2957 2005-12-31 2006-01-31 8.72% 8.27% 12/2005 22966.4185 19321.804 2006-01-31 2006-02-28 -0.13% -0.01% 01/2006 24969.0267 20919.5884 2006-02-28 2006-03-31 5.29% 4.84% 02/2006 24937.2392 20918.162 2006-03-31 2006-04-30 0.73% 0.27% 03/2006 26256.4176 21931.3474 2006-04-30 2006-05-31 -4.63% -4.14% 04/2006 26447.1422 21989.9947 2006-05-31 2006-06-30 0.25% 1.23% 05/2006 25223.3261 21079.3913 2006-06-30 2006-07-31 -3.46% -1.39% 06/2006 25286.901 21338.3527 2006-07-31 2006-08-31 2.47% 2.99% 07/2006 24412.7466 21042.4259 2006-08-31 2006-09-30 1.14% 0.98% 08/2006 25016.7078 21671.3671 2006-09-30 2006-10-31 5.28% 5.09% 09/2006 25302.7947 21882.9297 2006-10-31 2006-11-30 2.80% 2.85% 10/2006 26637.8668 22996.6872 2006-11-30 2006-12-31 1.45% 0.87% 11/2006 27384.8714 23652.4193 2006-12-31 2007-01-31 1.71% 1.50% 12/2006 27780.9974 23858.4881 2007-01-31 2007-02-28 -0.58% -1.23% 01/2007 28256.8247 24215.8761 2007-02-28 2007-03-31 0.65% 1.21% 02/2007 28092.1153 23918.4793 2007-03-31 2007-04-30 1.17% 1.04% 03/2007 28275.1258 24207.136 2007-04-30 2007-05-31 3.39% 3.67% 04/2007 28604.5447 24458.3304 2007-05-31 2007-06-30 -1.79% -2.33% 05/2007 29574.5005 25355.1099 2007-06-30 2007-07-31 -8.19% -8.51% 06/2007 29043.77 24764.1251 2007-07-31 2007-08-31 -0.55% 2.00% 07/2007 26664.6332 22656.3737 2007-08-31 2007-09-30 -0.28% 0.45% 08/2007 26518.2248 23110.3156 2007-09-30 2007-10-31 0.07% 1.09% 09/2007 26445.0206 23214.6644 2007-10-31 2007-11-30 -8.37% -7.49% 10/2007 26463.3216 23467.4926 2007-11-30 2007-12-31 -1.43% -0.85% 11/2007 24248.8943 21709.3184 2007-12-31 2008-01-31 -3.90% -4.10% 12/2007 23903.1756 21525.7807 2008-01-31 2008-02-29 -3.80% -3.97% 01/2008 22970.5666 20642.4418 2008-02-29 2008-03-31 0.83% 1.51% 02/2008 22098.7798 19822.0514 2008-03-31 2008-04-30 0.91% 3.16% 03/2008 22281.2468 20121.3644 2008-04-30 2008-05-31 3.25% 3.42% 04/2008 22483.9879 20758.0205 2008-05-31 2008-06-30 -11.27% -9.60% 05/2008 23213.8559 21467.7223 2008-06-30 2008-07-31 2.76% 5.13% 06/2008 20598.4957 19407.8894 2008-07-31 2008-08-31 4.89% 4.75% 07/2008 21166.1708 20402.8025 2008-08-31 2008-09-30 -6.12% -4.69% 08/2008 22200.1504 21371.9356 2008-09-30 2008-10-31 -20.91% -19.98% 09/2008 20841.785 20370.1212 2008-10-31 2008-11-30 -13.41% -11.58% 10/2008 16482.8514 16300.6447 2008-11-30 2008-12-31 5.61% 6.15% 11/2008 14272.9734 14412.8814 2008-12-31 2009-01-31 -15.17% -14.28% 12/2008 15073.8308 15299.5089 2009-01-31 2009-02-28 -13.66% -13.89% 01/2009 12786.7668 13113.9918 2009-02-28 2009-03-31 10.36% 8.88% 02/2009 11040.2816 11292.4502 2009-03-31 2009-04-30 18.94% 15.87% 03/2009 12183.8136 12295.0547 2009-04-30 2009-05-31 3.44% 2.16% 04/2009 14491.6691 14245.9641 2009-05-31 2009-06-30 0.28% -0.32% 05/2009 14990.6649 14554.0027 2009-06-30 2009-07-31 11.89% 11.56% 06/2009 15032.2478 14508.119 2009-07-31 2009-08-31 4.20% 4.73% 07/2009 16820.316 16185.8597 2009-08-31 2009-09-30 4.98% 5.02% 08/2009 17527.2267 16951.943 2009-09-30 2009-10-31 -6.55% -6.64% 09/2009 18400.4694 17802.1551 2009-10-31 2009-11-30 3.14% 3.18% 10/2009 17194.5629 16619.9642 2009-11-30 2009-12-31 7.62% 7.57% 11/2009 17735.1416 17148.8548 2009-12-31 2010-01-31 -2.64% -2.93% 12/2009 19086.2874 18447.7194 2010-01-31 2010-02-28 5.65% 4.64% 01/2010 18582.359 17907.0154 2010-02-28 2010-03-31 7.70% 8.32% 02/2010 19632.2098 18737.3429 2010-03-31 2010-04-30 7.35% 7.00% 03/2010 21143.995 20295.8506 2010-04-30 2010-05-31 -8.14% -8.45% 04/2010 22697.7742 21715.9329 2010-05-31 2010-06-30 -8.66% -8.73% 05/2010 20850.0368 19880.9768 2010-06-30 2010-07-31 7.83% 7.14% 06/2010 19044.2934 18145.4653 2010-07-31 2010-08-31 -7.67% -7.52% 07/2010 20535.0815 19440.7241 2010-08-31 2010-09-30 11.41% 10.74% 08/2010 18960.3053 17978.906 2010-09-30 2010-10-31 3.38% 3.87% 09/2010 21122.998 19909.2802 2010-10-31 2010-11-30 3.65% 2.54% 10/2010 21836.8965 20680.6323 2010-11-30 2010-12-31 8.83% 8.31% 11/2010 22634.7831 21206.2354 2010-12-31 2011-01-31 0.34% 0.05% 12/2010 24634.451 22968.1423 2011-01-31 2011-02-28 5.13% 5.08% 01/2011 24718.9603 22980.6742 2011-02-28 2011-03-31 1.87% 1.39% 02/2011 25986.5993 24147.5498 2011-03-31 2011-04-30 1.76% 1.62% 03/2011 26472.5276 24483.1098 2011-04-30 2011-05-31 -2.20% -1.79% 04/2011 26937.3285 24880.9149 2011-05-31 2011-06-30 -1.76% -2.46% 05/2011 26345.7637 24435.2112 2011-06-30 2011-07-31 -3.18% -3.31% 06/2011 25880.9627 23834.3689 2011-07-31 2011-08-31 -9.36% -8.83% 07/2011 25056.9974 23046.2218 2011-08-31 2011-09-30 -11.26% -10.92% 08/2011 22711.8652 21010.5963 2011-09-30 2011-10-31 14.78% 14.41% 09/2011 20155.4599 18716.0314 2011-10-31 2011-11-30 0.27% -0.20% 10/2011 23134.4116 21413.067 2011-11-30 2011-12-31 1.36% 1.57% 11/2011 23197.7935 21370.2756 2011-12-31 2012-01-31 6.25% 6.65% 12/2011 23514.2581 21704.7391 2012-01-31 2012-02-29 3.24% 1.49% 01/2012 24983.8992 23147.4867 2012-02-29 2012-03-31 2.56% 3.10% 02/2012 25793.2668 23491.8428 2012-03-31 2012-04-30 -1.69% -1.45% 03/2012 26453.5403 24220.4335 2012-04-30 2012-05-31 -7.04% -6.11% 04/2012 26006.2582 23869.978 2012-05-31 2012-06-30 3.88% 4.82% 05/2012 24174.5316 22411.3443 2012-06-30 2012-07-31 -0.51% -1.02% 06/2012 25111.6941 23491.8676 2012-07-31 2012-08-31 4.43% 3.08% 07/2012 24983.8992 23251.8041 2012-08-31 2012-09-30 3.35% 3.56% 08/2012 26091.4548 23969.1165 2012-09-30 2012-10-31 -0.63% -1.25% 09/2012 26964.7199 24823.0361 10/31/2012 26794.3267 24511.7359 Average Annual One Five Ten Total Return Year Years Years -------------- ------ ----- ------ 15.82% 0.25% 10.36% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. VA U.S. Large Cap Value Portfolio vs. Russell 1000(R) Value Index October 31, 2002-October 31, 2012 VA U.S. Large Cap Russell 1000(R) Begin Date End Date Fund Returns Benchmark0Returns End Date Value Portfolio Value Index ---------- ---------- ------------ ----------------- ---------- ----------------- --------------- 2002-10-31 2002-11-30 8.20% 6.30% 10/2002 10000 10000 2002-11-30 2002-12-31 -5.31% -4.34% 11/2002 10819.8381 10630 2002-12-31 2003-01-31 -2.10% -2.42% 12/2002 10244.8899 10168.658 2003-01-31 2003-02-28 -2.66% -2.67% 01/2003 10029.7472 9922.57648 2003-02-28 2003-03-31 -0.84% 0.17% 02/2003 9763.38007 9657.64368 2003-03-31 2003-04-30 9.31% 8.80% 03/2003 9681.42095 9674.06168 2003-04-30 2003-05-31 6.49% 6.46% 04/2003 10582.9713 10525.3791 2003-05-31 2003-06-30 0.73% 1.25% 05/2003 11269.3789 11205.3186 2003-06-30 2003-07-31 2.71% 1.49% 06/2003 11351.338 11345.3851 2003-07-31 2003-08-31 3.69% 1.56% 07/2003 11658.6847 11514.4313 2003-08-31 2003-09-30 -2.37% -0.98% 08/2003 12088.9701 11694.0564 2003-09-30 2003-10-31 7.03% 6.12% 09/2003 11802.1132 11579.4547 2003-10-31 2003-11-30 2.11% 1.36% 10/2003 12631.9492 12288.1173 2003-11-30 2003-12-31 6.81% 6.16% 11/2003 12898.3164 12455.2357 2003-12-31 2004-01-31 1.80% 1.76% 12/2003 13776.9843 13222.4782 2004-01-31 2004-02-29 2.44% 2.14% 01/2004 14025.5916 13455.1939 2004-02-29 2004-03-31 -0.79% -0.88% 02/2004 14367.4265 13743.135 2004-03-31 2004-04-30 -1.60% -2.44% 03/2004 14253.4816 13622.1954 2004-04-30 2004-05-31 0.59% 1.02% 04/2004 14025.5916 13289.8138 2004-05-31 2004-06-30 2.79% 2.36% 05/2004 14108.4607 13425.3699 2004-06-30 2004-07-31 -3.50% -1.41% 06/2004 14502.0888 13742.2087 2004-07-31 2004-08-31 -0.15% 1.42% 07/2004 13994.5157 13548.4435 2004-08-31 2004-09-30 3.11% 1.55% 08/2004 13973.7984 13740.8314 2004-09-30 2004-10-31 1.15% 1.66% 09/2004 14408.8611 13953.8143 2004-10-31 2004-11-30 6.68% 5.06% 10/2004 14574.5992 14185.4476 2004-11-30 2004-12-31 4.02% 3.35% 11/2004 15548.3109 14903.2313 2004-12-31 2005-01-31 -2.65% -1.78% 12/2004 16172.7993 15402.4895 2005-01-31 2005-02-28 3.06% 3.31% 01/2005 15743.8959 15128.3252 2005-02-28 2005-03-31 -0.32% -1.37% 02/2005 16225.1047 15629.0728 2005-03-31 2005-04-30 -3.43% -1.79% 03/2005 16172.7994 15414.9545 2005-04-30 2005-05-31 4.15% 2.41% 04/2005 15618.3632 15139.0268 2005-05-31 2005-06-30 2.06% 1.09% 05/2005 16266.9489 15503.596 2005-06-30 2005-07-31 4.79% 2.89% 06/2005 16601.7028 15673.1272 2005-07-31 2005-08-31 -0.72% -0.43% 07/2005 17396.7434 16126.5843 2005-08-31 2005-09-30 1.57% 1.40% 08/2005 17271.2107 16056.5045 2005-09-30 2005-10-31 -2.86% -2.54% 09/2005 17543.1983 16281.9449 2005-10-31 2005-11-30 3.93% 3.27% 10/2005 17041.0674 15868.4229 2005-11-30 2005-12-31 0.16% 0.60% 11/2005 17710.5752 16387.3203 2005-12-31 2006-01-31 4.92% 3.88% 12/2005 17738.4952 16485.2089 2006-01-31 2006-02-28 -0.47% 0.61% 01/2006 18610.5183 17125.3487 2006-02-28 2006-03-31 1.85% 1.35% 02/2006 18522.2121 17229.9349 2006-03-31 2006-04-30 2.69% 2.54% 03/2006 18864.3984 17463.3218 2006-04-30 2006-05-31 -1.60% -2.53% 04/2006 19372.1587 17907.1693 2006-05-31 2006-06-30 0.75% 0.64% 05/2006 19063.0872 17454.821 2006-06-30 2006-07-31 -1.38% 2.43% 06/2006 19206.5847 17566.3625 2006-07-31 2006-08-31 1.63% 1.67% 07/2006 18941.6663 17993.4658 2006-08-31 2006-09-30 2.58% 1.99% 08/2006 19250.7378 18294.6019 2006-09-30 2006-10-31 3.75% 3.27% 09/2006 19747.4598 18659.1081 2006-10-31 2006-11-30 1.78% 2.28% 10/2006 20487.0237 19269.9902 2006-11-30 2006-12-31 1.92% 2.24% 11/2006 20851.2865 19709.8638 2006-12-31 2007-01-31 2.85% 1.28% 12/2006 21252.581 20152.3336 2007-01-31 2007-02-28 -1.31% -1.56% 01/2007 21859.118 20410.0561 2007-02-28 2007-03-31 0.72% 1.55% 02/2007 21573.6888 20091.867 2007-03-31 2007-04-30 4.11% 3.70% 03/2007 21728.2963 20402.495 2007-04-30 2007-05-31 4.05% 3.61% 04/2007 22620.2625 21156.4259 2007-05-31 2007-06-30 -1.62% -2.34% 05/2007 23536.0144 21919.5216 2007-06-30 2007-07-31 -5.96% -4.62% 06/2007 23155.4422 21407.3485 2007-07-31 2007-08-31 -1.97% 1.12% 07/2007 21775.8678 20417.3908 2007-08-31 2007-09-30 2.56% 3.43% 08/2007 21347.7241 20646.1773 2007-09-30 2007-10-31 0.38% 0.01% 09/2007 21894.7967 21355.3282 2007-10-31 2007-11-30 -5.57% -4.89% 10/2007 21978.0468 21357.685 2007-11-30 2007-12-31 -0.61% -0.97% 11/2007 20753.0799 20313.8487 2007-12-31 2008-01-31 -3.56% -4.01% 12/2007 20627.1845 20117.4134 2008-01-31 2008-02-29 -3.27% -4.19% 01/2008 19892.2205 19311.6524 2008-02-29 2008-03-31 -1.13% -0.75% 02/2008 19241.5967 18502.5361 2008-03-31 2008-04-30 6.21% 4.87% 03/2008 19024.7221 18363.7671 2008-04-30 2008-05-31 2.21% -0.16% 04/2008 20205.4839 19258.9211 2008-05-31 2008-06-30 -11.14% -9.57% 05/2008 20651.2816 19228.354 2008-06-30 2008-07-31 0.00% -0.36% 06/2008 18350.0011 17387.7885 2008-07-31 2008-08-31 1.84% 1.70% 07/2008 18350.0011 17325.0222 2008-08-31 2008-09-30 -8.38% -7.35% 08/2008 18687.3616 17619.5475 2008-09-30 2008-10-31 -21.89% -17.31% 09/2008 17121.0451 16325.0111 2008-10-31 2008-11-30 -9.91% -7.17% 10/2008 13373.9339 13498.9528 2008-11-30 2008-12-31 2.89% 1.39% 11/2008 12048.5891 12530.9566 2008-12-31 2009-01-31 -12.44% -11.50% 12/2008 12397.0904 12704.8862 2009-01-31 2009-02-28 -14.20% -13.36% 01/2009 10855.2256 11243.9578 2009-02-28 2009-03-31 9.75% 8.55% 02/2009 9313.36082 9741.64674 2009-03-31 2009-04-30 16.67% 10.72% 03/2009 10221.0716 10574.5892 2009-04-30 2009-05-31 7.82% 6.18% 04/2009 11924.5835 11708.0967 2009-05-31 2009-06-30 -1.16% -0.74% 05/2009 12857.163 12432.076 2009-06-30 2009-07-31 9.59% 8.19% 06/2009 12707.9503 12340.2717 2009-07-31 2009-08-31 6.70% 5.23% 07/2009 13926.5209 13350.3397 2009-08-31 2009-09-30 4.27% 3.86% 08/2009 14859.1004 14048.6356 2009-09-30 2009-10-31 -4.17% -3.06% 09/2009 15493.2544 14591.4108 2009-10-31 2009-11-30 5.61% 5.64% 10/2009 14846.666 14144.8483 2009-11-30 2009-12-31 2.73% 1.77% 11/2009 15679.7703 14942.092 2009-12-31 2010-01-31 -2.28% -2.81% 12/2009 16107.4914 15206.5184 2010-01-31 2010-02-28 4.26% 3.16% 01/2010 15740.5493 14778.8508 2010-02-28 2010-03-31 7.79% 6.51% 02/2010 16411.1676 15245.3491 2010-03-31 2010-04-30 3.15% 2.59% 03/2010 17689.1383 16237.8224 2010-04-30 2010-05-31 -8.46% -8.22% 04/2010 18245.8779 16657.9892 2010-05-31 2010-06-30 -7.50% -5.63% 05/2010 16702.1906 15288.7697 2010-06-30 2010-07-31 7.78% 6.77% 06/2010 15449.5263 14428.0985 2010-07-31 2010-08-31 -5.93% -4.28% 07/2010 16651.5779 15404.8553 2010-08-31 2010-09-30 9.85% 7.76% 08/2010 15664.6303 14745.6869 2010-09-30 2010-10-31 3.60% 3.00% 09/2010 17208.3176 15889.7057 2010-10-31 2010-11-30 -0.64% -0.53% 10/2010 17828.3232 16366.4932 2010-11-30 2010-12-31 9.68% 7.89% 11/2010 17714.4446 16279.8829 2010-12-31 2011-01-31 3.25% 2.26% 12/2010 19429.9955 17564.4356 2011-01-31 2011-02-28 5.39% 3.69% 01/2011 20060.5053 17961.7627 2011-02-28 2011-03-31 0.37% 0.40% 02/2011 21141.3792 18624.2794 2011-03-31 2011-04-30 2.55% 2.66% 03/2011 21218.5845 18698.251 2011-04-30 2011-05-31 -1.42% -1.06% 04/2011 21759.0215 19196.1532 2011-05-31 2011-06-30 -1.86% -2.05% 05/2011 21450.2003 18993.3429 2011-06-30 2011-07-31 -4.65% -3.32% 06/2011 21051.3064 18603.9051 2011-07-31 2011-08-31 -8.33% -6.24% 07/2011 20073.3728 17986.8348 2011-08-31 2011-09-30 -10.28% -7.56% 08/2011 18400.5918 16864.3465 2011-09-30 2011-10-31 13.80% 11.45% 09/2011 16509.0624 15589.8488 2011-10-31 2011-11-30 -0.89% -0.52% 10/2011 18786.6182 17374.7655 2011-11-30 2011-12-31 0.78% 2.02% 11/2011 18619.3401 17284.7106 2011-12-31 2012-01-31 4.96% 3.78% 12/2011 18764.099 17633.0239 2012-01-31 2012-02-29 5.79% 3.99% 01/2012 19694.4419 18300.0833 2012-02-29 2012-03-31 1.89% 2.96% 02/2012 20834.4396 19029.5813 2012-03-31 2012-04-30 -2.16% -1.02% 03/2012 21227.5422 19593.7013 2012-04-30 2012-05-31 -7.13% -5.86% 04/2012 20768.9225 19393.8991 2012-05-31 2012-06-30 5.16% 4.96% 05/2012 19288.2359 18256.6217 2012-06-30 2012-07-31 0.97% 1.03% 06/2012 20284.0959 19163.0537 2012-07-31 2012-08-31 4.03% 2.17% 07/2012 20480.6472 19361.3752 2012-08-31 2012-09-30 3.63% 3.17% 08/2012 21306.1627 19781.7483 2012-09-30 2012-10-31 0.30% -0.49% 09/2012 22079.2646 20409.6686 10/31/2012 22144.7817 20309.476 Average Annual One Five Ten Total Return Year Years Years -------------- ------ ----- ----- 17.87% 0.15% 8.27% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. VA International Value Portfolio vs. MSCI World ex USA Index (net dividends) October 31, 2002-October 31, 2012 VA International MSCI World ex USA Begin Date End Date Fund Returns Benchmark0Returns End Date Value Portfolio Index (net div.) ---------- ---------- ------------ ----------------- ---------- ---------------- ----------------- 2002-10-31 2002-11-30 5.58% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.82% -3.23% 11/2002 10558.2524 10460.3839 2002-12-31 2003-01-31 -3.02% -3.81% 12/2002 10260.794 10122.316 2003-01-31 2003-02-28 -2.00% -1.97% 01/2003 9950.61284 9736.63317 2003-02-28 2003-03-31 -2.42% -1.93% 02/2003 9752.09687 9544.69952 2003-03-31 2003-04-30 10.95% 9.60% 03/2003 9516.35916 9360.75408 2003-04-30 2003-05-31 6.82% 6.20% 04/2003 10558.568 10259.0855 2003-05-31 2003-06-30 3.08% 2.43% 05/2003 11278.1884 10895.3724 2003-06-30 2003-07-31 4.38% 2.29% 06/2003 11625.5913 11160.0507 2003-07-31 2003-08-31 3.58% 2.58% 07/2003 12134.2885 11416.0851 2003-08-31 2003-09-30 3.95% 3.00% 08/2003 12568.5421 11710.4564 2003-09-30 2003-10-31 7.88% 6.26% 09/2003 13064.8321 12061.7856 2003-10-31 2003-11-30 1.50% 2.27% 10/2003 14094.6336 12817.1043 2003-11-30 2003-12-31 7.75% 7.67% 11/2003 14305.5569 13107.6332 2003-12-31 2004-01-31 2.28% 1.39% 12/2003 15414.7369 14112.7269 2004-01-31 2004-02-29 2.64% 2.30% 01/2004 15766.5525 14309.2291 2004-02-29 2004-03-31 1.69% 0.50% 02/2004 16183.5192 14638.3333 2004-03-31 2004-04-30 -2.53% -2.62% 03/2004 16457.1536 14711.6145 2004-04-30 2004-05-31 0.89% 0.47% 04/2004 16040.1869 14326.5224 2004-05-31 2004-06-30 3.86% 2.31% 05/2004 16183.5192 14393.49 2004-06-30 2004-07-31 -4.65% -3.05% 06/2004 16808.9692 14725.8838 2004-07-31 2004-08-31 1.06% 0.42% 07/2004 16027.1567 14276.8102 2004-08-31 2004-09-30 2.49% 2.91% 08/2004 16196.5494 14336.1689 2004-09-30 2004-10-31 4.08% 3.59% 09/2004 16600.4859 14754.0539 2004-10-31 2004-11-30 7.47% 6.65% 10/2004 17278.0567 15284.2776 2004-11-30 2004-12-31 5.20% 4.22% 11/2004 18568.0474 16300.7575 2004-12-31 2005-01-31 -0.76% -1.97% 12/2004 19533.5969 16989.4067 2005-01-31 2005-02-28 3.61% 4.45% 01/2005 19385.717 16654.9427 2005-02-28 2005-03-31 -2.54% -2.27% 02/2005 20084.7859 17395.8458 2005-03-31 2005-04-30 -2.75% -2.55% 03/2005 19573.9278 17000.9825 2005-04-30 2005-05-31 0.07% 0.18% 04/2005 19036.1826 16567.4843 2005-05-31 2005-06-30 1.69% 1.63% 05/2005 19049.6262 16597.6975 2005-06-30 2005-07-31 4.44% 3.23% 06/2005 19372.2734 16869.0038 2005-07-31 2005-08-31 3.52% 2.76% 07/2005 20232.6658 17413.7949 2005-08-31 2005-09-30 3.27% 4.56% 08/2005 20945.1783 17894.5395 2005-09-30 2005-10-31 -1.74% -3.23% 09/2005 21630.8035 18711.1896 2005-10-31 2005-11-30 1.71% 2.65% 10/2005 21254.3818 18106.5845 2005-11-30 2005-12-31 5.21% 4.64% 11/2005 21617.3599 18586.0772 2005-12-31 2006-01-31 6.86% 6.32% 12/2005 22744.5912 19447.8385 2006-01-31 2006-02-28 0.83% -0.34% 01/2006 24305.2112 20677.908 2006-02-28 2006-03-31 4.30% 3.17% 02/2006 24507.5138 20608.4637 2006-03-31 2006-04-30 5.03% 4.78% 03/2006 25562.3773 21262.0385 2006-04-30 2006-05-31 -3.98% -3.80% 04/2006 26848.4437 22278.7298 2006-05-31 2006-06-30 -0.73% -0.13% 05/2006 25779.13 21432.3108 2006-06-30 2006-07-31 1.75% 0.94% 06/2006 25591.2776 21404.7152 2006-07-31 2006-08-31 3.27% 2.84% 07/2006 26039.2334 21605.2657 2006-08-31 2006-09-30 1.34% -0.08% 08/2006 26891.7943 22219.306 2006-09-30 2006-10-31 4.51% 3.95% 09/2006 27253.0489 22201.4165 2006-10-31 2006-11-30 3.35% 2.98% 10/2006 28481.3146 23078.8128 2006-11-30 2006-12-31 3.91% 2.87% 11/2006 29435.0268 23766.2318 2006-12-31 2007-01-31 1.96% 0.61% 12/2006 30584.9805 24447.6786 2007-01-31 2007-02-28 -0.25% 0.80% 01/2007 31183.7591 24596.8152 2007-02-28 2007-03-31 3.34% 2.56% 02/2007 31104.9725 24793.5831 2007-03-31 2007-04-30 4.95% 4.55% 03/2007 32144.9564 25428.8755 2007-04-30 2007-05-31 3.41% 2.22% 04/2007 33736.4469 26585.833 2007-05-31 2007-06-30 -0.45% 0.10% 05/2007 34886.7321 27176.2271 2007-06-30 2007-07-31 -2.95% -1.38% 06/2007 34729.1588 27203.4992 2007-07-31 2007-08-31 -1.26% -1.45% 07/2007 33704.9322 26827.4513 2007-08-31 2007-09-30 5.35% 5.68% 08/2007 33279.4842 26439.1323 2007-09-30 2007-10-31 5.03% 4.35% 09/2007 35060.0627 27941.2322 2007-10-31 2007-11-30 -5.95% -3.91% 10/2007 36824.8839 29155.8544 2007-11-30 2007-12-31 -2.20% -1.88% 11/2007 34634.6148 28015.6987 2007-12-31 2008-01-31 -8.39% -9.02% 12/2007 33873.426 27489.0589 2008-01-31 2008-02-29 -1.50% 1.81% 01/2008 31032.7748 25010.607 2008-02-29 2008-03-31 1.52% -1.43% 02/2008 30568.2658 25463.8556 2008-03-31 2008-04-30 4.49% 5.56% 03/2008 31032.7748 25100.3642 2008-04-30 2008-05-31 -0.28% 1.52% 04/2008 32426.3018 26495.5837 2008-05-31 2008-06-30 -10.06% -7.78% 05/2008 32336.9732 26897.647 2008-06-30 2008-07-31 -2.40% -3.56% 06/2008 29085.4101 24806.0112 2008-07-31 2008-08-31 -4.22% -3.87% 07/2008 28388.6466 23923.2586 2008-08-31 2008-09-30 -10.45% -14.44% 08/2008 27191.6426 22998.0751 2008-09-30 2008-10-31 -25.17% -20.80% 09/2008 24350.9914 19677.6523 2008-10-31 2008-11-30 -5.88% -5.42% 10/2008 18223.0457 15584.3142 2008-11-30 2008-12-31 7.03% 5.27% 11/2008 17151.1018 14739.1788 2008-12-31 2009-01-31 -13.74% -9.33% 12/2008 18357.1469 15516.1603 2009-01-31 2009-02-28 -12.36% -10.12% 01/2009 15834.1267 14068.3921 2009-02-28 2009-03-31 9.87% 6.59% 02/2009 13876.6111 12644.2239 2009-03-31 2009-04-30 18.40% 12.90% 03/2009 15246.872 13477.4218 2009-04-30 2009-05-31 15.06% 12.65% 04/2009 18052.6445 15215.4507 2009-05-31 2009-06-30 -1.57% -1.04% 05/2009 20771.4163 17139.6911 2009-06-30 2009-07-31 11.91% 9.39% 06/2009 20445.1636 16962.2042 2009-07-31 2009-08-31 5.51% 4.79% 07/2009 22881.1831 18554.9158 2009-08-31 2009-09-30 5.23% 4.13% 08/2009 24142.6932 19444.1667 2009-09-30 2009-10-31 -3.94% -1.61% 09/2009 25404.2033 20246.4017 2009-10-31 2009-11-30 2.76% 2.47% 10/2009 24403.6953 19921.3837 2009-11-30 2009-12-31 0.97% 1.59% 11/2009 25077.9507 20414.2895 2009-12-31 2010-01-31 -5.64% -4.69% 12/2009 25321.7444 20739.715 2010-01-31 2010-02-28 0.47% -0.10% 01/2010 23893.9104 19767.5532 2010-02-28 2010-03-31 7.90% 6.44% 02/2010 24005.4599 19747.743 2010-03-31 2010-04-30 -1.55% -1.49% 03/2010 25901.802 21018.9724 2010-04-30 2010-05-31 -11.46% -11.03% 04/2010 25500.2237 20705.5737 2010-05-31 2010-06-30 -2.77% -1.45% 05/2010 22577.6259 18420.7186 2010-06-30 2010-07-31 12.80% 9.24% 06/2010 21952.9485 18154.2407 2010-07-31 2010-08-31 -5.05% -2.99% 07/2010 24763.9967 19832.1515 2010-08-31 2010-09-30 10.72% 9.59% 08/2010 23514.642 19239.3736 2010-09-30 2010-10-31 3.43% 3.56% 09/2010 26035.6614 21084.9473 2010-10-31 2010-11-30 -4.97% -4.23% 10/2010 26928.0577 21836.0801 2010-11-30 2010-12-31 9.37% 8.05% 11/2010 25589.4633 20911.3337 2010-12-31 2011-01-31 4.48% 2.15% 12/2010 27987.4276 22595.147 2011-01-31 2011-02-28 3.58% 3.71% 01/2011 29239.9162 23081.8896 2011-02-28 2011-03-31 -3.01% -2.00% 02/2011 30287.4522 23937.755 2011-03-31 2011-04-30 5.12% 5.45% 03/2011 29376.5514 23458.2218 2011-04-30 2011-05-31 -3.69% -2.96% 04/2011 30879.5377 24735.7951 2011-05-31 2011-06-30 -1.61% -1.42% 05/2011 29740.9117 24002.5183 2011-06-30 2011-07-31 -2.96% -1.65% 06/2011 29262.6888 23660.6711 2011-07-31 2011-08-31 -11.07% -8.45% 07/2011 28397.333 23270.368 2011-08-31 2011-09-30 -10.91% -10.04% 08/2011 25254.7252 21303.0186 2011-09-30 2011-10-31 10.02% 9.73% 09/2011 22499.2502 19163.7078 2011-10-31 2011-11-30 -3.40% -4.62% 10/2011 24753.7297 21027.4438 2011-11-30 2011-12-31 -2.79% -1.09% 11/2011 23911.1465 20055.7084 2011-12-31 2012-01-31 7.24% 5.40% 12/2011 23243.4766 19836.8657 2012-01-31 2012-02-29 5.42% 5.50% 01/2012 24925.7262 20907.8635 2012-02-29 2012-03-31 -1.08% -0.74% 02/2012 26276.2646 22057.3475 2012-03-31 2012-04-30 -3.92% -1.70% 03/2012 25991.9407 21894.0932 2012-04-30 2012-05-31 -12.33% -11.40% 04/2012 24973.1135 21522.4871 2012-05-31 2012-06-30 7.58% 6.55% 05/2012 21892.9382 19068.8287 2012-06-30 2012-07-31 -0.80% 1.25% 06/2012 23551.4941 20318.2827 2012-07-31 2012-08-31 4.46% 2.85% 07/2012 23361.9449 20571.2744 2012-08-31 2012-09-30 3.59% 3.04% 08/2012 24404.4658 21158.1985 2012-09-30 2012-10-31 1.41% 0.70% 09/2012 25281.131 21800.5948 10/31/2012 25636.5359 21953.366 Average Annual One Five Ten Total Return Year Years Years -------------- ---- ----- ----- 3.57% -6.99% 9.87% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 2 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS VA International Small Portfolio vs. MSCI World ex USA Small Cap Index (net dividends) October 31, 2002-October 31, 2012 Fund VA International MSCI World ex USA Small Begin Date End Date Returns Benchmark0Returns End Date Small Portfolio Cap Index (net div.) ---------- ---------- ------- ----------------- ---------- ---------------- ----------------------- 2002-10-31 2002-11-30 2.79% 2.80% 10/2002 10000 10000 2002-11-30 2002-12-31 0.40% -1.63% 11/2002 10279.1461 10280.3613 2002-12-31 2003-01-31 -0.65% -1.08% 12/2002 10319.8534 10112.6823 2003-01-31 2003-02-28 0.33% -0.73% 01/2003 10252.9499 10003.9109 2003-02-28 2003-03-31 -0.16% -0.97% 02/2003 10286.4017 9930.58187 2003-03-31 2003-04-30 8.96% 9.17% 03/2003 10269.6758 9834.52086 2003-04-30 2003-05-31 8.67% 8.84% 04/2003 11189.5979 10735.9789 2003-05-31 2003-06-30 3.99% 5.21% 05/2003 12159.6976 11685.1008 2003-06-30 2003-07-31 3.04% 3.02% 06/2003 12644.7474 12294.4649 2003-07-31 2003-08-31 4.75% 6.58% 07/2003 13029.4421 12665.5097 2003-08-31 2003-09-30 5.76% 5.72% 08/2003 13648.2988 13499.1384 2003-09-30 2003-10-31 6.37% 7.97% 09/2003 14434.414 14270.8041 2003-10-31 2003-11-30 0.11% 0.09% 10/2003 15354.3361 15408.6259 2003-11-30 2003-12-31 5.81% 6.10% 11/2003 15371.062 15422.1918 2003-12-31 2004-01-31 4.71% 4.30% 12/2003 16263.4356 16363.4919 2004-01-31 2004-02-29 2.93% 3.03% 01/2004 17030.2423 17067.3283 2004-02-29 2004-03-31 3.66% 3.85% 02/2004 17529.5583 17584.0534 2004-03-31 2004-04-30 -3.24% -3.57% 03/2004 18171.5361 18261.7357 2004-04-30 2004-05-31 -0.81% -1.08% 04/2004 17583.0565 17609.5963 2004-05-31 2004-06-30 5.01% 5.05% 05/2004 17440.3948 17419.6742 2004-06-30 2004-07-31 -3.99% -4.41% 06/2004 18314.1978 18299.3779 2004-07-31 2004-08-31 0.91% 0.52% 07/2004 17583.0565 17492.3921 2004-08-31 2004-09-30 2.11% 2.74% 08/2004 17743.5509 17583.0757 2004-09-30 2004-10-31 2.85% 3.70% 09/2004 18118.0379 18064.114 2004-10-31 2004-11-30 7.37% 8.00% 10/2004 18635.1866 18732.508 2004-11-30 2004-12-31 4.81% 4.66% 11/2004 20008.3056 20230.4975 2004-12-31 2005-01-31 1.94% 1.54% 12/2004 20970.9542 21173.6309 2005-01-31 2005-02-28 4.07% 4.25% 01/2005 21378.5169 21499.8228 2005-02-28 2005-03-31 -1.75% -1.63% 02/2005 22249.219 22413.3801 2005-03-31 2005-04-30 -2.80% -2.82% 03/2005 21860.1819 22048.446 2005-04-30 2005-05-31 -1.31% 0.24% 04/2005 21248.8378 21427.4715 2005-05-31 2005-06-30 2.65% 2.65% 05/2005 20970.9542 21477.9463 2005-06-30 2005-07-31 3.96% 4.34% 06/2005 21526.7215 22047.5905 2005-07-31 2005-08-31 4.22% 3.07% 07/2005 22378.8981 23005.5119 2005-08-31 2005-09-30 2.70% 4.05% 08/2005 23323.7026 23711.5481 2005-09-30 2005-10-31 -1.86% -3.64% 09/2005 23953.5722 24672.7693 2005-10-31 2005-11-30 1.89% 3.33% 10/2005 23508.9584 23773.8778 2005-11-30 2005-12-31 6.63% 7.77% 11/2005 23953.5722 24566.4422 2005-12-31 2006-01-31 7.19% 7.13% 12/2005 25542.1275 26476.052 2006-01-31 2006-02-28 -0.23% -1.26% 01/2006 27378.4896 28363.5408 2006-02-28 2006-03-31 4.74% 4.70% 02/2006 27315.8864 28007.5284 2006-03-31 2006-04-30 4.52% 4.65% 03/2006 28609.6869 29324.2731 2006-04-30 2006-05-31 -5.09% -5.53% 04/2006 29903.4875 30689.1705 2006-05-31 2006-06-30 -1.84% -2.44% 05/2006 28380.1417 28993.1926 2006-06-30 2006-07-31 -1.20% -2.44% 06/2006 27858.4479 28287.1564 2006-07-31 2006-08-31 2.73% 2.92% 07/2006 27524.5639 27596.2749 2006-08-31 2006-09-30 0.59% -0.27% 08/2006 28275.8029 28403.1385 2006-09-30 2006-10-31 3.74% 3.97% 09/2006 28442.7449 28326.7541 2006-10-31 2006-11-30 4.38% 4.30% 10/2006 29507.0002 29451.3768 2006-11-30 2006-12-31 3.51% 2.96% 11/2006 30800.8008 30718.1355 2006-12-31 2007-01-31 2.64% 2.04% 12/2006 31882.4786 31627.5375 2007-01-31 2007-02-28 1.67% 1.75% 01/2007 32725.087 32272.7106 2007-02-28 2007-03-31 3.63% 3.31% 02/2007 33271.6438 32838.9668 2007-03-31 2007-04-30 3.70% 3.86% 03/2007 34478.6233 33927.4535 2007-04-30 2007-05-31 2.23% 1.48% 04/2007 35753.9225 35235.6824 2007-05-31 2007-06-30 -0.25% -0.22% 05/2007 36550.9844 35756.4045 2007-06-30 2007-07-31 -0.19% -0.62% 06/2007 36459.8917 35678.4938 2007-07-31 2007-08-31 -3.94% -5.27% 07/2007 36391.5721 35458.8827 2007-08-31 2007-09-30 2.41% 2.26% 08/2007 34956.8605 33588.8526 2007-09-30 2007-10-31 5.92% 6.75% 09/2007 35799.4689 34347.3748 2007-10-31 2007-11-30 -7.45% -8.22% 10/2007 37917.3764 36666.4562 2007-11-30 2007-12-31 -3.15% -2.93% 11/2007 35093.4997 33651.8945 2007-12-31 2008-01-31 -7.72% -9.69% 12/2007 33987.0425 32665.8494 2008-01-31 2008-02-29 2.54% 4.75% 01/2008 31364.7442 29499.3437 2008-02-29 2008-03-31 0.16% -1.10% 02/2008 32161.7172 30900.2511 2008-03-31 2008-04-30 2.15% 2.43% 03/2008 32213.1348 30559.0712 2008-04-30 2008-05-31 2.89% 2.02% 04/2008 32907.2726 31302.6606 2008-05-31 2008-06-30 -7.14% -7.72% 05/2008 33858.4985 31934.9861 2008-06-30 2008-07-31 -4.66% -5.04% 06/2008 31441.8706 29469.0861 2008-07-31 2008-08-31 -3.69% -3.70% 07/2008 29976.4687 27983.1151 2008-08-31 2008-09-30 -15.14% -17.59% 08/2008 28870.99 26948.389 2008-09-30 2008-10-31 -23.08% -24.69% 09/2008 24500.4928 22208.1259 2008-10-31 2008-11-30 -4.50% -4.85% 10/2008 18844.5553 16725.9932 2008-11-30 2008-12-31 7.88% 6.67% 11/2008 17996.1647 15915.4982 2008-12-31 2009-01-31 -8.18% -5.81% 12/2008 19414.0869 16976.822 2009-01-31 2009-02-28 -9.72% -9.13% 01/2009 17825.1364 15990.8544 2009-02-28 2009-03-31 6.28% 6.42% 02/2009 16091.7357 14530.2585 2009-03-31 2009-04-30 14.02% 15.42% 03/2009 17102.8861 15463.3459 2009-04-30 2009-05-31 14.07% 14.80% 04/2009 19500.7569 17847.0529 2009-05-31 2009-06-30 0.91% 1.20% 05/2009 22245.3079 20488.0827 2009-06-30 2009-07-31 7.46% 8.04% 06/2009 22447.538 20734.192 2009-07-31 2009-08-31 6.71% 7.71% 07/2009 24123.1586 22400.3832 2009-08-31 2009-09-30 5.84% 5.62% 08/2009 25740.9992 24126.9418 2009-09-30 2009-10-31 -2.44% -1.54% 09/2009 27243.2797 25482.9528 2009-10-31 2009-11-30 1.30% 0.78% 10/2009 26578.8095 25089.8366 2009-11-30 2009-12-31 0.85% 1.26% 11/2009 26925.4896 25285.3978 2009-12-31 2010-01-31 -1.41% -1.32% 12/2009 27154.2001 25605.1382 2010-01-31 2010-02-28 -0.55% -0.57% 01/2010 26771.3317 25267.7528 2010-02-28 2010-03-31 7.63% 7.43% 02/2010 26624.0747 25123.1058 2010-03-31 2010-04-30 1.44% 1.98% 03/2010 28656.222 26990.8105 2010-04-30 2010-05-31 -11.55% -12.02% 04/2010 29068.5417 27524.1851 2010-05-31 2010-06-30 -0.57% -0.94% 05/2010 25711.081 24217.0672 2010-06-30 2010-07-31 9.45% 8.58% 06/2010 25563.8239 23989.8463 2010-07-31 2010-08-31 -3.26% -2.60% 07/2010 27978.8395 26047.2828 2010-08-31 2010-09-30 11.21% 11.35% 08/2010 27065.8458 25370.5279 2010-09-30 2010-10-31 3.91% 4.12% 09/2010 30099.3411 28249.163 2010-10-31 2010-11-30 -2.73% -2.62% 10/2010 31277.3975 29413.4792 2010-11-30 2010-12-31 11.39% 11.31% 11/2010 30423.3066 28642.4468 2010-12-31 2011-01-31 0.98% 0.52% 12/2010 33888.6904 31880.6841 2011-01-31 2011-02-28 2.99% 2.84% 01/2011 34219.1652 32047.9357 2011-02-28 2011-03-31 0.09% -0.09% 02/2011 35240.6328 32959.1501 2011-03-31 2011-04-30 4.86% 4.96% 03/2011 35270.676 32928.7076 2011-04-30 2011-05-31 -2.68% -2.77% 04/2011 36983.1364 34561.3295 2011-05-31 2011-06-30 -1.75% -2.16% 05/2011 35991.7119 33604.2551 2011-06-30 2011-07-31 -1.10% -0.55% 06/2011 35360.8055 32877.1847 2011-07-31 2011-08-31 -7.56% -7.90% 07/2011 34970.2443 32697.8008 2011-08-31 2011-09-30 -11.52% -11.48% 08/2011 32326.4458 30114.811 2011-09-30 2011-10-31 7.14% 8.12% 09/2011 28601.0933 26657.3838 2011-10-31 2011-11-30 -3.04% -5.02% 10/2011 30644.0285 28821.611 2011-11-30 2011-12-31 -2.85% -1.95% 11/2011 29712.6904 27373.7384 2011-12-31 2012-01-31 8.31% 8.26% 12/2011 28866.0225 26841.0051 2012-01-31 2012-02-29 5.19% 5.66% 01/2012 31266.1187 29057.8117 2012-02-29 2012-03-31 0.69% -0.66% 02/2012 32887.8054 30703.7734 2012-03-31 2012-04-30 -1.08% -0.52% 03/2012 33114.8415 30500.4072 2012-04-30 2012-05-31 -11.49% -11.75% 04/2012 32758.0704 30341.793 2012-05-31 2012-06-30 4.03% 3.45% 05/2012 28995.7574 26776.2177 2012-06-30 2012-07-31 -0.43% 0.77% 06/2012 30163.3718 27700.1125 2012-07-31 2012-08-31 3.35% 2.87% 07/2012 30033.6369 27914.0588 2012-08-31 2012-09-30 4.08% 4.74% 08/2012 31039.0826 28715.6773 2012-09-30 2012-10-31 0.60% 0.49% 09/2012 32303.9982 30076.1253 10/31/2012 32498.6006 30222.6796 Average Annual One Five Ten Total Return Year Years Years -------------- ---- ----- ----- 6.05% -3.04% 12.51% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. VA Short-Term Fixed Portfolio vs. The BofA Merrill Lynch US 6-Month Treasury Bill Index, The BofA Merrill Lynch 1-Year US Treasury Note Index October 31, 2002-October 31, 2012 The BofA The BofA Merrill Merrill Lynch US Lynch 6-Month 1-Year US Fund VA Short-Term Treasury Treasury Begin Date End Date Returns Benchmark0Returns Benchmark1Returns End Date Fixed Portfolio Bill Index Note Index ---------- ---------- ------- ----------------- ----------------- ---------- --------------- ---------- ---------- 2002-10-31 2002-11-30 0.00% 0.18% 0.02% 10/2002 10000 10000 10000 2002-11-30 2002-12-31 0.52% 0.15% 0.38% 11/2002 10000 10018 10002 2002-12-31 2003-01-31 0.10% 0.12% 0.08% 12/2002 10051.5634 10033.027 10040.0076 2003-01-31 2003-02-28 0.29% 0.09% 0.18% 01/2003 10061.4179 10045.0666 10048.0396 2003-02-28 2003-03-31 0.10% 0.14% 0.18% 02/2003 10090.9813 10054.1072 10066.1261 2003-03-31 2003-04-30 0.20% 0.08% 0.11% 03/2003 10100.8358 10068.1829 10084.2451 2003-04-30 2003-05-31 0.29% 0.12% 0.13% 04/2003 10120.5447 10076.2375 10095.3378 2003-05-31 2003-06-30 0.10% 0.15% 0.20% 05/2003 10150.1082 10088.329 10108.4617 2003-06-30 2003-07-31 -0.39% 0.06% -0.05% 06/2003 10159.9626 10103.4615 10128.6786 2003-07-31 2003-08-31 0.10% 0.09% 0.10% 07/2003 10120.5447 10109.5235 10123.6143 2003-08-31 2003-09-30 0.49% 0.12% 0.27% 08/2003 10130.3992 10118.6221 10133.7379 2003-09-30 2003-10-31 -0.19% 0.09% -0.03% 09/2003 10179.6716 10130.7645 10161.099 2003-10-31 2003-11-30 0.00% 0.09% -0.02% 10/2003 10159.9626 10139.8821 10158.0507 2003-11-30 2003-12-31 0.31% 0.14% 0.31% 11/2003 10159.9626 10149.008 10156.0191 2003-12-31 2004-01-31 0.20% 0.10% 0.15% 12/2003 10191.8911 10163.2167 10187.5027 2004-01-31 2004-02-29 0.20% 0.08% 0.21% 01/2004 10212.0133 10173.3799 10202.784 2004-02-29 2004-03-31 0.20% 0.09% 0.09% 02/2004 10232.1355 10181.5186 10224.2098 2004-03-31 2004-04-30 -0.49% 0.05% -0.26% 03/2004 10252.2577 10190.6819 10233.4116 2004-04-30 2004-05-31 -0.10% 0.05% -0.01% 04/2004 10201.9522 10195.7773 10207.2141 2004-05-31 2004-06-30 0.00% 0.04% -0.03% 05/2004 10191.8911 10200.8752 10206.1934 2004-06-30 2004-07-31 0.20% 0.17% 0.23% 06/2004 10191.8911 10204.9555 10203.1315 2004-07-31 2004-08-31 0.39% 0.17% 0.29% 07/2004 10212.0133 10222.3039 10226.5987 2004-08-31 2004-09-30 0.00% 0.10% -0.03% 08/2004 10252.2577 10239.6819 10256.2558 2004-09-30 2004-10-31 0.20% 0.13% 0.17% 09/2004 10252.2577 10249.9215 10253.179 2004-10-31 2004-11-30 -0.10% 0.09% -0.15% 10/2004 10272.3799 10263.2464 10270.6094 2004-11-30 2004-12-31 0.09% 0.14% 0.16% 11/2004 10262.3188 10272.4834 10255.2035 2004-12-31 2005-01-31 0.10% 0.19% 0.08% 12/2004 10271.3738 10286.8648 10271.6118 2005-01-31 2005-02-28 0.00% 0.13% 0.00% 01/2005 10281.5738 10306.307 10279.7264 2005-02-28 2005-03-31 0.00% 0.22% 0.14% 02/2005 10281.5738 10320.1175 10279.8291 2005-03-31 2005-04-30 0.40% 0.28% 0.35% 03/2005 10281.5738 10342.8217 10294.5293 2005-04-30 2005-05-31 0.30% 0.32% 0.31% 04/2005 10322.3737 10371.3679 10330.869 2005-05-31 2005-06-30 0.20% 0.19% 0.17% 05/2005 10352.9736 10404.2452 10362.4815 2005-06-30 2005-07-31 0.00% 0.18% -0.01% 06/2005 10373.3735 10424.4294 10380.2013 2005-07-31 2005-08-31 0.39% 0.31% 0.42% 07/2005 10373.3735 10443.2976 10379.5785 2005-08-31 2005-09-30 0.00% 0.24% 0.03% 08/2005 10414.1734 10475.463 10423.5879 2005-09-30 2005-10-31 0.20% 0.28% 0.12% 09/2005 10414.1734 10500.9183 10427.0277 2005-10-31 2005-11-30 0.29% 0.36% 0.31% 10/2005 10434.5734 10530.6359 10439.6444 2005-11-30 2005-12-31 0.29% 0.36% 0.40% 11/2005 10465.1733 10568.0197 10472.1117 2005-12-31 2006-01-31 0.30% 0.30% 0.23% 12/2005 10495.0273 10605.8532 10513.5812 2006-01-31 2006-02-28 0.30% 0.29% 0.25% 01/2006 10526.4496 10637.5647 10538.0779 2006-02-28 2006-03-31 0.30% 0.38% 0.28% 02/2006 10557.8718 10668.52 10564.3177 2006-03-31 2006-04-30 0.30% 0.36% 0.32% 03/2006 10589.2941 10709.1671 10593.8978 2006-04-30 2006-05-31 0.39% 0.38% 0.25% 04/2006 10620.7163 10747.8272 10628.0101 2006-05-31 2006-06-30 0.29% 0.34% 0.25% 05/2006 10662.6126 10789.0988 10654.899 2006-06-30 2006-07-31 0.49% 0.48% 0.57% 06/2006 10694.0348 10826.1054 10681.7493 2006-07-31 2006-08-31 0.49% 0.45% 0.52% 07/2006 10746.4052 10877.9625 10742.9558 2006-08-31 2006-09-30 0.39% 0.46% 0.46% 08/2006 10798.7756 10927.3484 10798.9266 2006-09-30 2006-10-31 0.39% 0.38% 0.40% 09/2006 10840.672 10977.8328 10848.2777 2006-10-31 2006-11-30 0.48% 0.42% 0.41% 10/2006 10882.5683 11019.8779 10891.9962 2006-11-30 2006-12-31 0.42% 0.46% 0.29% 11/2006 10934.9387 11065.7206 10936.2177 2006-12-31 2007-01-31 0.40% 0.41% 0.38% 12/2006 10980.7732 11116.0696 10967.4953 2007-01-31 2007-02-28 0.39% 0.41% 0.51% 01/2007 11024.2614 11161.312 11009.2815 2007-02-28 2007-03-31 0.49% 0.45% 0.39% 02/2007 11067.7496 11206.7385 11065.4288 2007-03-31 2007-04-30 0.39% 0.43% 0.34% 03/2007 11122.1098 11256.6085 11108.6946 2007-04-30 2007-05-31 0.39% 0.48% 0.32% 04/2007 11165.5981 11305.3496 11146.1309 2007-05-31 2007-06-30 0.39% 0.39% 0.49% 05/2007 11209.0863 11359.7284 11181.5756 2007-06-30 2007-07-31 0.48% 0.41% 0.57% 06/2007 11252.5745 11404.2585 11235.9181 2007-07-31 2007-08-31 0.38% 0.72% 0.74% 07/2007 11306.9347 11451.016 11300.1875 2007-08-31 2007-09-30 0.38% 0.42% 0.53% 08/2007 11350.423 11532.8907 11383.8089 2007-09-30 2007-10-31 0.48% 0.40% 0.31% 09/2007 11393.9112 11581.3289 11444.3708 2007-10-31 2007-11-30 0.28% 0.68% 1.00% 10/2007 11448.2714 11627.0751 11479.9628 2007-11-30 2007-12-31 0.40% 0.29% 0.22% 11/2007 11480.8876 11706.1392 11594.1884 2007-12-31 2008-01-31 0.39% 0.84% 1.28% 12/2007 11527.0573 11739.6188 11619.8116 2008-01-31 2008-02-29 0.29% 0.27% 0.52% 01/2008 11572.5738 11837.9968 11769.0099 2008-02-29 2008-03-31 0.00% 0.26% 0.31% 02/2008 11606.7112 11869.6043 11829.6204 2008-03-31 2008-04-30 0.29% 0.12% -0.20% 03/2008 11606.7112 11900.3465 11866.6471 2008-04-30 2008-05-31 0.20% 0.00% -0.04% 04/2008 11640.8486 11914.6269 11843.5071 2008-05-31 2008-06-30 0.20% 0.13% 0.05% 05/2008 11663.6068 11914.8652 11838.6513 2008-06-30 2008-07-31 0.29% 0.32% 0.33% 06/2008 11686.3651 11929.9971 11845.0441 2008-07-31 2008-08-31 0.19% 0.21% 0.28% 07/2008 11720.5025 11967.8152 11883.5405 2008-08-31 2008-09-30 -0.29% 0.46% 0.45% 08/2008 11743.2607 11992.9476 11917.0521 2008-09-30 2008-10-31 0.49% 0.41% 0.57% 09/2008 11709.1233 12047.8753 11970.5597 2008-10-31 2008-11-30 0.87% 0.34% 0.63% 10/2008 11766.019 12097.1511 12038.9116 2008-11-30 2008-12-31 0.97% 0.18% 0.47% 11/2008 11868.4311 12138.1605 12114.8771 2008-12-31 2009-01-31 0.10% -0.01% -0.10% 12/2008 11983.0604 12160.1305 12171.4536 2009-01-31 2009-02-28 -0.10% 0.01% -0.15% 01/2009 11994.7855 12158.7929 12159.0387 2009-02-28 2009-03-31 0.39% 0.10% 0.24% 02/2009 11983.0604 12160.4952 12140.3138 2009-03-31 2009-04-30 0.39% 0.13% 0.20% 03/2009 12029.9609 12172.7773 12169.9361 2009-04-30 2009-05-31 0.29% 0.05% 0.08% 04/2009 12076.8613 12188.6019 12193.7892 2009-05-31 2009-06-30 0.19% 0.02% 0.05% 05/2009 12112.0366 12194.0867 12204.032 2009-06-30 2009-07-31 0.10% 0.08% 0.12% 06/2009 12135.4868 12197.0133 12210.134 2009-07-31 2009-08-31 0.29% 0.06% 0.13% 07/2009 12147.2119 12206.527 12225.0304 2009-08-31 2009-09-30 0.10% 0.06% 0.08% 08/2009 12182.3873 12213.8509 12240.5562 2009-09-30 2009-10-31 0.19% 0.03% 0.11% 09/2009 12194.1124 12220.6907 12250.1038 2009-10-31 2009-11-30 0.19% 0.04% 0.18% 10/2009 12217.5626 12224.7235 12263.0889 2009-11-30 2009-12-31 -0.28% 0.01% -0.13% 11/2009 12241.0128 12229.2466 12284.7946 2009-12-31 2010-01-31 0.29% 0.05% 0.23% 12/2009 12206.5024 12230.3473 12268.333 2010-01-31 2010-02-28 0.10% 0.01% 0.04% 01/2010 12242.4391 12236.7071 12296.5501 2010-02-28 2010-03-31 -0.10% 0.01% -0.03% 02/2010 12254.418 12237.5636 12301.9606 2010-03-31 2010-04-30 0.10% 0.03% 0.06% 03/2010 12242.4391 12238.5426 12298.5161 2010-04-30 2010-05-31 0.00% 0.05% 0.06% 04/2010 12254.418 12242.3366 12305.4032 2010-05-31 2010-06-30 0.29% 0.03% 0.15% 05/2010 12254.418 12247.968 12312.5404 2010-06-30 2010-07-31 0.19% 0.04% 0.11% 06/2010 12290.3547 12251.6424 12330.886 2010-07-31 2010-08-31 0.10% 0.04% 0.09% 07/2010 12314.3125 12256.4206 12344.45 2010-08-31 2010-09-30 0.10% 0.03% 0.05% 08/2010 12326.2914 12261.078 12355.3131 2010-09-30 2010-10-31 0.10% 0.04% 0.07% 09/2010 12338.2703 12264.3885 12361.1201 2010-10-31 2010-11-30 -0.10% 0.00% -0.02% 10/2010 12350.2492 12269.7848 12369.6493 2010-11-30 2010-12-31 0.03% 0.04% 0.03% 11/2010 12338.2703 12270.2756 12366.928 2010-12-31 2011-01-31 0.10% 0.02% 0.09% 12/2010 12341.9851 12274.8156 12370.0197 2011-01-31 2011-02-28 0.00% 0.02% 0.03% 01/2011 12354.0851 12277.7616 12381.5238 2011-02-28 2011-03-31 0.00% 0.03% 0.03% 02/2011 12354.0851 12279.8488 12385.1145 2011-03-31 2011-04-30 0.20% 0.05% 0.10% 03/2011 12354.0851 12283.1644 12389.0777 2011-04-30 2011-05-31 0.10% 0.02% 0.07% 04/2011 12378.285 12288.9375 12401.5907 2011-05-31 2011-06-30 0.00% 0.03% 0.03% 05/2011 12390.385 12291.0266 12409.6517 2011-06-30 2011-07-31 0.10% 0.00% -0.03% 06/2011 12390.385 12294.0993 12413.3746 2011-07-31 2011-08-31 0.00% 0.07% 0.18% 07/2011 12402.485 12293.7305 12409.7747 2011-08-31 2011-09-30 0.00% 0.00% -0.02% 08/2011 12402.485 12302.4591 12431.74 2011-09-30 2011-10-31 0.00% 0.01% 0.04% 09/2011 12402.485 12302.8281 12429.2537 2011-10-31 2011-11-30 -0.10% 0.01% 0.03% 10/2011 12402.485 12304.4275 12433.7282 2011-11-30 2011-12-31 0.04% 0.01% 0.02% 11/2011 12390.385 12306.0271 12437.5827 2011-12-31 2012-01-31 0.29% 0.00% 0.03% 12/2011 12395.225 12307.6269 12440.4433 2012-01-31 2012-02-29 0.00% -0.01% -0.02% 01/2012 12431.7532 12307.7499 12443.6778 2012-02-29 2012-03-31 0.10% 0.01% 0.00% 02/2012 12431.7532 12307.0115 12440.6913 2012-03-31 2012-04-30 0.10% 0.02% 0.05% 03/2012 12443.9292 12308.2422 12440.4425 2012-04-30 2012-05-31 0.00% 0.03% 0.02% 04/2012 12456.1053 12310.2115 12446.1651 2012-05-31 2012-06-30 0.10% 0.01% -0.03% 05/2012 12456.1053 12313.289 12448.7788 2012-06-30 2012-07-31 0.10% 0.03% 0.10% 06/2012 12468.2814 12314.5204 12445.2932 2012-07-31 2012-08-31 0.10% 0.02% 0.02% 07/2012 12480.4574 12317.599 12457.1162 2012-08-31 2012-09-30 0.00% 0.01% 0.02% 08/2012 12492.6335 12319.9393 12459.6076 2012-09-30 2012-10-31 0.00% 0.01% -0.01% 09/2012 12492.6335 12321.6641 12462.3487 10/31/2012 12492.6335 12322.4034 12461.7256 Average Annual One Five Ten Total Return Year Years Years -------------- ---- ----- ----- 0.73% 1.76% 2.25% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. VA Global Bond Portfolio vs. Citigroup World Government Bond Index, 1-5 Years, Currency-Hedged in USD Terms October 31, 2002-October 31, 2012 Citigroup World Government Fund VA Global Bond Index, 1-5 Years, Begin Date End Date Returns Benchmark0Returns End Date Bond Portfolio Currency-Hedged in USD Terms ---------- ---------- ------- ----------------- ---------- -------------- ---------------------------- 2002-10-31 2002-11-30 -0.91% -0.09% 10/2002 10000 10000 2002-11-30 2002-12-31 2.29% 0.94% 11/2002 9909.17348 9990.8346 2002-12-31 2003-01-31 -0.47% 0.23% 12/2002 10136.1163 10084.4167 2003-01-31 2003-02-28 1.59% 0.56% 01/2003 10088.9277 10107.7271 2003-02-28 2003-03-31 0.00% 0.00% 02/2003 10249.369 10164.1151 2003-03-31 2003-04-30 0.37% 0.14% 03/2003 10249.369 10163.7356 2003-04-30 2003-05-31 2.20% 0.80% 04/2003 10287.1199 10177.8018 2003-05-31 2003-06-30 -0.09% 0.01% 05/2003 10513.6253 10258.9247 2003-06-30 2003-07-31 -2.88% -0.59% 06/2003 10504.1875 10259.5501 2003-07-31 2003-08-31 -0.19% -0.24% 07/2003 10202.1804 10198.5544 2003-08-31 2003-09-30 2.78% 0.89% 08/2003 10183.3049 10174.0127 2003-09-30 2003-10-31 -1.26% -0.48% 09/2003 10466.4367 10264.8231 2003-10-31 2003-11-30 0.00% 0.02% 10/2003 10334.3085 10215.1663 2003-11-30 2003-12-31 0.82% 0.61% 11/2003 10334.3085 10217.7164 2003-12-31 2004-01-31 0.77% 0.35% 12/2003 10419.5428 10279.6242 2004-01-31 2004-02-29 1.06% 0.61% 01/2004 10500.2363 10315.7868 2004-02-29 2004-03-31 0.95% 0.29% 02/2004 10611.1898 10378.2135 2004-03-31 2004-04-30 -3.01% -0.64% 03/2004 10712.0566 10407.8018 2004-04-30 2004-05-31 -0.49% -0.05% 04/2004 10389.2828 10341.6612 2004-05-31 2004-06-30 0.20% 0.00% 05/2004 10338.8494 10336.0295 2004-06-30 2004-07-31 0.78% 0.31% 06/2004 10359.0228 10336.5009 2004-07-31 2004-08-31 1.93% 0.78% 07/2004 10439.7162 10369.0331 2004-08-31 2004-09-30 0.19% 0.16% 08/2004 10641.4499 10449.8146 2004-09-30 2004-10-31 0.66% 0.43% 09/2004 10661.6232 10466.0425 2004-10-31 2004-11-30 -0.85% 0.16% 10/2004 10732.23 10511.0738 2004-11-30 2004-12-31 0.63% 0.23% 11/2004 10641.4499 10528.339 2004-12-31 2005-01-31 0.10% 0.33% 12/2004 10708.3246 10552.8995 2005-01-31 2005-02-28 -0.48% -0.10% 01/2005 10718.6111 10587.6257 2005-02-28 2005-03-31 -0.39% 0.30% 02/2005 10667.1783 10577.2189 2005-03-31 2005-04-30 1.26% 0.73% 03/2005 10626.032 10608.6596 2005-04-30 2005-05-31 0.86% 0.50% 04/2005 10759.7574 10686.5881 2005-05-31 2005-06-30 0.66% 0.49% 05/2005 10852.3366 10740.5335 2005-06-30 2005-07-31 -0.66% -0.19% 06/2005 10924.3426 10792.8437 2005-07-31 2005-08-31 0.95% 0.51% 07/2005 10852.3366 10772.3251 2005-08-31 2005-09-30 -0.66% -0.15% 08/2005 10955.2024 10827.139 2005-09-30 2005-10-31 -0.47% -0.10% 09/2005 10883.1963 10811.436 2005-10-31 2005-11-30 0.19% 0.33% 10/2005 10831.7635 10801.1245 2005-11-30 2005-12-31 0.33% 0.38% 11/2005 10852.3366 10836.3337 2005-12-31 2006-01-31 0.10% 0.17% 12/2005 10887.8044 10877.964 2006-01-31 2006-02-28 0.10% 0.10% 01/2006 10898.5844 10896.0234 2006-02-28 2006-03-31 -0.30% -0.08% 02/2006 10909.3644 10906.9178 2006-03-31 2006-04-30 0.10% 0.26% 03/2006 10877.0244 10897.7884 2006-04-30 2006-05-31 0.59% 0.38% 04/2006 10887.8044 10926.4175 2006-05-31 2006-06-30 0.10% 0.22% 05/2006 10952.4844 10967.6165 2006-06-30 2006-07-31 0.69% 0.73% 06/2006 10963.2644 10991.8501 2006-07-31 2006-08-31 0.88% 0.88% 07/2006 11038.7245 11071.9007 2006-08-31 2006-09-30 0.39% 0.45% 08/2006 11135.7445 11169.1812 2006-09-30 2006-10-31 0.39% 0.35% 09/2006 11178.8645 11219.3596 2006-10-31 2006-11-30 0.48% 0.50% 10/2006 11221.9845 11258.4042 2006-11-30 2006-12-31 0.16% 0.07% 11/2006 11275.8846 11315.0181 2006-12-31 2007-01-31 0.48% 0.35% 12/2006 11294.2488 11322.7617 2007-01-31 2007-02-28 0.48% 0.65% 01/2007 11348.34 11362.9556 2007-02-28 2007-03-31 0.38% 0.32% 02/2007 11402.4313 11436.9253 2007-03-31 2007-04-30 0.38% 0.32% 03/2007 11445.7042 11473.5653 2007-04-30 2007-05-31 0.28% -0.11% 04/2007 11488.9772 11509.8301 2007-05-31 2007-06-30 0.19% 0.26% 05/2007 11521.432 11496.6966 2007-06-30 2007-07-31 0.56% 0.87% 06/2007 11543.0685 11526.4187 2007-07-31 2007-08-31 0.65% 1.05% 07/2007 11607.9779 11626.1621 2007-08-31 2007-09-30 0.37% 0.55% 08/2007 11683.7057 11748.7863 2007-09-30 2007-10-31 0.65% 0.51% 09/2007 11726.9786 11813.1435 2007-10-31 2007-11-30 0.37% 1.09% 10/2007 11802.7064 11873.2541 2007-11-30 2007-12-31 0.50% 0.29% 11/2007 11845.9793 12002.1936 2007-12-31 2008-01-31 0.56% 1.50% 12/2007 11905.6955 12036.5338 2008-01-31 2008-02-29 0.55% 0.66% 01/2008 11971.8995 12216.6012 2008-02-29 2008-03-31 0.18% -0.03% 02/2008 12038.1036 12296.7456 2008-03-31 2008-04-30 -0.82% -0.66% 03/2008 12060.1716 12293.6697 2008-04-30 2008-05-31 -0.37% -0.57% 04/2008 11960.8655 12213.0398 2008-05-31 2008-06-30 0.37% 0.01% 05/2008 11916.7295 12143.1878 2008-06-30 2008-07-31 0.55% 0.74% 06/2008 11960.8655 12143.8998 2008-07-31 2008-08-31 0.64% 0.62% 07/2008 12027.0696 12233.2826 2008-08-31 2008-09-30 -0.64% 0.65% 08/2008 12104.3076 12309.032 2008-09-30 2008-10-31 0.64% 1.45% 09/2008 12027.0696 12388.4784 2008-10-31 2008-11-30 1.46% 1.08% 10/2008 12104.3076 12568.4519 2008-11-30 2008-12-31 1.27% 1.00% 11/2008 12280.8518 12703.6185 2008-12-31 2009-01-31 -0.09% 0.04% 12/2008 12436.2624 12830.1371 2009-01-31 2009-02-28 -0.09% 0.20% 01/2009 12424.8425 12835.6215 2009-02-28 2009-03-31 0.28% 0.52% 02/2009 12413.4226 12861.8105 2009-03-31 2009-04-30 0.46% 0.02% 03/2009 12447.6823 12928.5376 2009-04-30 2009-05-31 0.64% 0.04% 04/2009 12504.7817 12930.8595 2009-05-31 2009-06-30 0.54% 0.16% 05/2009 12584.721 12936.1763 2009-06-30 2009-07-31 0.99% 0.36% 06/2009 12653.2403 12957.2711 2009-07-31 2009-08-31 0.98% 0.35% 07/2009 12778.8591 13004.4372 2009-08-31 2009-09-30 0.71% 0.31% 08/2009 12904.478 13049.6481 2009-09-30 2009-10-31 0.53% 0.10% 09/2009 12995.8371 13090.6125 2009-10-31 2009-11-30 1.22% 0.53% 10/2009 13064.3565 13103.6041 2009-11-30 2009-12-31 -1.43% -0.37% 11/2009 13224.2349 13173.1574 2009-12-31 2010-01-31 1.28% 0.39% 12/2009 13034.8911 13124.1382 2010-01-31 2010-02-28 0.63% 0.41% 01/2010 13201.3952 13174.9499 2010-02-28 2010-03-31 -0.09% -0.04% 02/2010 13284.6472 13229.2152 2010-03-31 2010-04-30 0.72% 0.05% 03/2010 13272.754 13224.162 2010-04-30 2010-05-31 0.62% 0.65% 04/2010 13367.8992 13230.4701 2010-05-31 2010-06-30 0.88% 0.25% 05/2010 13451.1513 13316.2518 2010-06-30 2010-07-31 1.31% 0.36% 06/2010 13570.0828 13349.9704 2010-07-31 2010-08-31 1.21% 0.48% 07/2010 13748.48 13398.6194 2010-08-31 2010-09-30 0.34% -0.07% 08/2010 13914.9841 13462.4486 2010-09-30 2010-10-31 0.68% 0.10% 09/2010 13962.5567 13452.3979 2010-10-31 2010-11-30 -0.93% -0.49% 10/2010 14057.7019 13465.3986 2010-11-30 2010-12-31 -1.23% -0.11% 11/2010 13926.8772 13399.8734 2010-12-31 2011-01-31 0.19% -0.07% 12/2010 13755.8903 13385.2103 2011-01-31 2011-02-28 -0.09% -0.09% 01/2011 13781.5064 13375.3929 2011-02-28 2011-03-31 0.09% -0.06% 02/2011 13768.6983 13363.0928 2011-03-31 2011-04-30 1.30% 0.29% 03/2011 13781.5064 13354.7372 2011-04-30 2011-05-31 1.10% 0.49% 04/2011 13960.8197 13394.1116 2011-05-31 2011-06-30 0.00% 0.05% 05/2011 14114.5168 13459.6882 2011-06-30 2011-07-31 1.54% 0.36% 06/2011 14114.5168 13466.3211 2011-07-31 2011-08-31 0.71% 0.87% 07/2011 14332.2544 13514.4528 2011-08-31 2011-09-30 -0.18% 0.04% 08/2011 14434.7191 13631.5294 2011-09-30 2011-10-31 0.27% -0.14% 09/2011 14409.1029 13636.3868 2011-10-31 2011-11-30 -1.24% -0.20% 10/2011 14447.5272 13617.0884 2011-11-30 2011-12-31 0.76% 0.77% 11/2011 14268.2139 13590.0263 2011-12-31 2012-01-31 1.12% 0.43% 12/2011 14376.4297 13694.2358 2012-01-31 2012-02-29 0.18% 0.17% 01/2012 14537.6607 13753.2884 2012-02-29 2012-03-31 0.28% -0.08% 02/2012 14564.5325 13776.5564 2012-03-31 2012-04-30 0.37% 0.20% 03/2012 14604.8403 13764.8821 2012-04-30 2012-05-31 0.64% 0.09% 04/2012 14658.5839 13792.8507 2012-05-31 2012-06-30 0.00% 0.10% 05/2012 14752.6353 13805.3797 2012-06-30 2012-07-31 1.28% 0.34% 06/2012 14752.6353 13818.9076 2012-07-31 2012-08-31 0.27% 0.26% 07/2012 14940.7382 13865.286 2012-08-31 2012-09-30 0.18% 0.18% 08/2012 14981.0459 13901.3494 2012-09-30 2012-10-31 0.09% 0.06% 09/2012 15007.9177 13926.156 10/31/2012 15021.3537 13934.0899 Average Annual One Five Ten Total Return Year Years Years -------------- ---- ----- ----- 3.97% 4.94% 4.15% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. 3 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. Equity Market Review 12 Months Ended October 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 Russell 3000(R) Index................................................. 14.75% Russell Microcap(R) Index (micro cap stocks).......................... 16.49% Russell 2000(R) Index (small cap stocks).............................. 12.08% Russell 1000(R) Index (large cap stocks).............................. 14.97% Dow Jones U.S. Select REIT Index...................................... 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 Russell 2000(R) Value Index (small cap value stocks).................. 14.47% Russell 2000(R) Growth Index (small cap growth stocks)................ 9.70% Russell 1000(R) Value Index (large cap value stocks).................. 16.89% Russell 1000(R) Growth Index (large cap growth stocks)................ 13.02% ---------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. VA U.S. Targeted Value Portfolio The VA U.S. Targeted Value Portfolio seeks to capture the returns of U.S. small- and mid-capitalization value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to small and mid-cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 1,300 securities, and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. 4 For the 12 months ended October 31, 2012, total returns were 15.82% for the Portfolio and 14.47% for the Russell 2000(R) Value Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market, rather than the behavior of a limited number of stocks. The Portfolio's greater exposure than the Index to deep value stocks in the mid-cap size range was the primary contributor to relative outperformance. Mid-caps generally outperformed small cap stocks over the period. The Portfolio's exclusion of securities of highly regulated utilities also helped performance as this sector underperformed the overall Index. VA U.S Large Value Portfolio The VA U.S. Large Value Portfolio seeks to capture the returns of U.S. large company value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Portfolio held approximately 240 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 17.87% for the Portfolio and 16.89% for the Russell 1000(R) Value Index. As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks, particularly in the largest size category, generally outperformed during the period. The Portfolio had significantly greater exposure than the Index to value stocks, which contributed to the Portfolio's relative outperformance. The Portfolio's exclusion of REITs and securities of highly regulated utilities also helped performance as both of these sectors underperformed the overall Index during the period. International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 U.S. Dollar Return ----------- MSCI World ex USA Index.......................................... 4.40% MSCI World ex USA Small Cap Index................................ 4.86% MSCI World ex USA Value Index.................................... 4.74% MSCI World ex USA Growth Index................................... 3.99% The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 5 12 Months Ended October 31, 2012 Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- United Kingdom........................................ 8.61% 8.41% Japan................................................. -0.86% -3.28% Canada................................................ 3.34% 2.69% France................................................ 10.04% 2.23% Australia............................................. 10.20% 7.71% Switzerland........................................... 17.41% 9.79% Germany............................................... 18.18% 9.79% Spain................................................. -6.40% -13.04% Sweden................................................ 9.26% 6.47% Hong Kong............................................. 16.12% 16.34% ---------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. VA International Value Portfolio The VA International Value Portfolio seeks to capture the returns of international large company value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 410 securities in 23 developed countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ending October 31, 2012, total returns were 3.57% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). The Portfolio focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed during the period. The Portfolio had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Portfolio has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Portfolio and the Index contributed to relative performance. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. VA International Small Portfolio The VA International Small Portfolio seeks to capture the returns of international small company stocks. The investment strategy is process-driven, emphasizing broad diversification and consistent exposure to small company stocks, and does not attempt to track a specific equity index. As of October 31, 2012, the Portfolio held approximately 2,600 securities in 23 developed market countries. In general, the Portfolio was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Portfolio's assets. For the 12 months ended October 31, 2012, total returns were 6.05% for the Portfolio and 4.86% for the MSCI World ex USA Small Cap Index (net dividends). As a result of the Portfolio's diversified investment approach, performance was determined principally by broad structural trends in international equity markets rather than the behavior of a limited number of stocks. The Portfolio's outperformance was primarily attributable to differences in the valuation timing and methodology between the Portfolio and the Index. The Portfolio prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Portfolio also may 6 use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. Fixed Income Market Review 12 Months Ended October 31, 2012 U.S. and international fixed income markets continued to grapple with uncertainty in Europe and a lackluster U.S. recovery. Over the course of the year, the U.S. Federal Reserve maintained the target federal funds rate between 0.00% and 0.25% and continued its accommodative stance toward liquidity. Major central banks around the world maintained their accommodative stance as well. Term and credit risk were rewarded during the period as interest rates declined and credit spreads narrowed. The one-month Treasury bill yield finished the fiscal year at 0.09%, while the yield on 10-year U.S. Treasury notes declined to 1.69%. The U.S. yield curve remained upwardly sloped throughout the year. 10/31/12 10/31/11 Change -------- -------- ------ One-Month Treasury Bill (yield)................. 0.09% 0.01% 0.08% Ten-Year U.S. Treasury Notes (yield)............ 1.69% 2.11% -0.42% ---------- Source: Bloomberg. "Change" values are calculated prior to rounding. There is generally an inverse relationship between interest rates and bond prices, such that bond prices fall when interest rates rise. For the fiscal year under review, changes in interest rates and bond prices were more pronounced in some parts of the yield curve than others. For the 12 months ended October 31, 2012, total returns were 0.09% for three-month U.S. Treasury bills, 3.28% for five-year U.S. Treasury notes, and 10.90% for 30-year U.S. Treasury bonds (Source: Barclays Treasury Bellwethers). Some of Dimensional Fund Advisors LP's (the "Advisor" or "Dimensional") fixed income strategies are based on a variable-maturity strategy that identifies the maturity range with favorable risk-adjusted expected returns. When the yield curve is flat or inverted, short-term securities are believed to offer the most attractive opportunity on a risk-adjusted basis. When the yield curve is upwardly sloped, maturities are lengthened to achieve higher expected returns associated with longer maturities. During the period under review, the Portfolios employing the variable-maturity strategy continued to take term risk, reflecting the upward sloping eligible yield curves. Some fixed income strategies are based on an approach that varies exposure to credit risk. When credit spreads are narrow, higher quality securities are believed to offer the more attractive opportunity on a risk-adjusted basis. When credit spreads are wide, additional credit risk is taken to achieve the higher expected returns associated with increased risk. During the period under review, the portfolios employing the variable-credit approach continued to take market-like credit risk, reflecting a wide credit-spread environment. VA Short-Term Fixed Portfolio The VA Short-Term Fixed Portfolio seeks to achieve a stable real return in excess of the rate of inflation with a minimum of risk from a universe of high-quality fixed income securities with a typical average maturity of one year or less. The investment strategy shifts maturities based on changes in the yield curve. Using current yields the strategy creates a matrix of expected returns from different buy and sell strategies and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio increased to 330 days on October 31, 2012, from 318 days on October 31, 2011. For the 12 months ended October 31, 2012 the total return was 0.73% for the Portfolio, 0.15% for The BofA Merrill Lynch US 6-Month Treasury Bill Index, and 0.23% for The BofA Merrill Lynch 1-Year US Treasury Note Index. During the period, interest rates increased slightly in the eligible maturity range. The yield curve remained upwardly sloped causing the Portfolio's maturity structure to remain extended. The Portfolio had significant exposure to U.S. government agency and corporate debt, particularly the financial sector of the corporate bond market. The credit premium on these securities was primarily responsible for the Portfolio's outperformance of its benchmark. 7 VA Global Bond Portfolio The VA Global Bond Portfolio seeks to provide a market rate of return from a universe of U.S. and foreign government securities and high-quality corporate and currency-hedged global fixed income instruments with an average maturity of five years or less. All non-U.S. dollar-denominated securities within the Portfolio are currency hedged. Eligible countries for the Portfolio to invest in include but are not limited to Australia, Canada, Denmark, certain EMU countries, Japan, New Zealand, Norway, Singapore, Sweden, Switzerland, the United Kingdom, and the United States. The investment strategy shifts maturities and country allocations based on changes in the eligible yield curves. Using current yields, the strategy creates matrices of expected returns from different buy and sell strategies within each country's yield curve and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets and country allocations are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio decreased slightly to 3.94 years on October 31, 2012, from 4.08 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 3.97% for the Portfolio and 2.33% for the Citigroup World Government Bond Index, 1-5 Years, Currency-Hedged in USD Terms. The Portfolio had an average allocation during the period of approximately 71% of assets in U.S. Dollar denominated securities and the majority of the remainder invested in currency-hedged Sterling denominated securities (approximately 19%) and currency-hedged Euro denominated securities (approximately 9%). All three of these components of the Portfolio outperformed the benchmark return -- mostly due to the longer duration of each component as compared to the corresponding country duration of the benchmark. The Portfolio also benefited from its lack of exposure to Japanese Yen denominated bonds, which represented almost 30% of the Index. Japan's relatively flat yield curve offered very little expected risk premium relative to the U.S., U.K. and Eurozone curves. The Portfolio had an average duration of 3.75 years on October 31, 2012, compared to 2.67 years for the Index, which positively contributed to the Portfolio's relative performance as interest rates fell during the period. The time of valuation of currency can create differences between the performance of the Portfolio and the Index. 8 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- VA U.S. Targeted Value Portfolio -------------------------------- Actual Fund Return................................ $1,000.00 $1,030.30 0.41% $2.09 Hypothetical 5% Annual Return..................... $1,000.00 $1,023.08 0.41% $2.08 9 DISCLOSURE OF FUND EXPENSES CONTINUED Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- VA U.S. Large Value Portfolio ----------------------------- Actual Fund Return................................ $1,000.00 $1,066.24 0.30% $1.56 Hypothetical 5% Annual Return..................... $1,000.00 $1,023.63 0.30% $1.53 VA International Value Portfolio -------------------------------- Actual Fund Return................................ $1,000.00 $1,026.57 0.50% $2.55 Hypothetical 5% Annual Return..................... $1,000.00 $1,022.62 0.50% $2.54 VA International Small Portfolio -------------------------------- Actual Fund Return................................ $1,000.00 $ 992.08 0.64% $3.20 Hypothetical 5% Annual Return..................... $1,000.00 $1,021.92 0.64% $3.25 VA Short-Term Fixed Portfolio ----------------------------- Actual Fund Return................................ $1,000.00 $1,002.94 0.30% $1.51 Hypothetical 5% Annual Return..................... $1,000.00 $1,023.63 0.30% $1.53 VA Global Bond Portfolio ------------------------ Actual Fund Return................................ $1,000.00 $1,024.75 0.29% $1.48 Hypothetical 5% Annual Return..................... $1,000.00 $1,023.68 0.29% $1.48 ---------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 10 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS VA U.S. Targeted Value Portfolio Consumer Discretionary.................. 16.7% Consumer Staples........................ 5.3% Energy.................................. 6.8% Financials.............................. 25.0% Health Care............................. 6.5% Industrials............................. 17.1% Information Technology.................. 13.0% Materials............................... 8.0% Other................................... -- Telecommunication Services.............. 1.1% Utilities............................... 0.5% ------ 100.0% VA U.S. Large Value Portfolio Consumer Discretionary.................. 17.5% Consumer Staples........................ 8.2% Energy.................................. 19.4% Financials.............................. 19.9% Health Care............................. 9.0% Industrials............................. 13.2% Information Technology.................. 3.6% Materials............................... 2.9% Telecommunication Services.............. 6.1% Utilities............................... 0.2% ------ 100.0% VA International Value Portfolio Consumer Discretionary.................. 7.8% Consumer Staples........................ 4.9% Energy.................................. 14.6% Financials.............................. 34.1% Health Care............................. 1.4% Industrials............................. 9.2% Information Technology.................. 3.0% Materials............................... 13.5% Telecommunication Services.............. 8.0% Utilities............................... 3.5% ------ 100.0% 11 DISCLOSURE OF PORTFOLIO HOLDINGS CONTINUED VA International Small Portfolio Consumer Discretionary.................. 19.6% Consumer Staples........................ 6.3% Energy.................................. 5.4% Financials.............................. 13.8% Health Care............................. 5.9% Industrials............................. 24.5% Information Technology.................. 9.1% Materials............................... 12.0% Telecommunication Services.............. 1.2% Utilities............................... 2.2% ------ 100.0% FIXED INCOME PORTFOLIOS VA Short-Term Fixed Portfolio Corporate............................... 20.2% Government.............................. 24.5% Foreign Corporate....................... 26.1% Foreign Government...................... 25.8% Supranational........................... 3.4% ------ 100.0% VA Global Bond Portfolio Corporate............................... 16.8% Government.............................. 5.3% Foreign Corporate....................... 18.5% Foreign Government...................... 50.6% Supranational........................... 8.8% ------ 100.0% 12 VA U.S. TARGETED VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ---------- ----------- --------------- COMMON STOCKS -- (92.9%) Consumer Discretionary -- (15.5%) *Cabela's, Inc................................................ 11,300 $ 506,353 0.5% Dillard's, Inc. Class A...................................... 7,314 563,178 0.6% Jarden Corp.................................................. 12,066 600,887 0.6% #Lennar Corp. Class A......................................... 25,500 955,485 0.9% *Mohawk Industries, Inc....................................... 7,687 641,634 0.6% *Toll Brothers, Inc........................................... 12,877 425,070 0.4% Other Securities............................................. 13,480,406 13.1% ----------- ----- Total Consumer Discretionary..................................... 17,173,013 16.7% ----------- ----- Consumer Staples -- (4.9%) *Constellation Brands, Inc. Class A........................... 21,857 772,426 0.7% *Hain Celestial Group, Inc. (The)............................. 11,600 670,480 0.7% *Ralcorp Holdings, Inc........................................ 5,885 424,838 0.4% *Smithfield Foods, Inc........................................ 24,627 504,115 0.5% Other Securities............................................. 3,039,589 3.0% ----------- ----- Total Consumer Staples........................................... 5,411,448 5.3% ----------- ----- Energy -- (6.3%) *Rowan Cos. P.L.C. Class A.................................... 15,342 486,495 0.5% Tesoro Corp.................................................. 15,807 596,082 0.6% Other Securities............................................. 5,921,244 5.7% ----------- ----- Total Energy..................................................... 7,003,821 6.8% ----------- ----- Financials -- (23.3%) *American Capital, Ltd........................................ 36,462 429,887 0.4% American Financial Group, Inc................................ 12,615 489,462 0.5% Assurant, Inc................................................ 10,416 393,829 0.4% Axis Capital Holdings, Ltd................................... 15,369 556,665 0.5% Fidelity National Financial, Inc. Class A.................... 23,968 513,155 0.5% Legg Mason, Inc.............................................. 15,412 392,698 0.4% NASDAQ OMX Group, Inc. (The)................................. 24,288 578,297 0.6% PartnerRe, Ltd............................................... 6,290 509,490 0.5% People's United Financial, Inc............................... 27,918 335,854 0.3% ProAssurance Corp............................................ 4,119 368,239 0.3% Reinsurance Group of America, Inc............................ 10,860 574,711 0.6% Zions Bancorporation......................................... 16,824 361,211 0.3% Other Securities............................................. 20,225,796 19.7% ----------- ----- Total Financials................................................. 25,729,294 25.0% ----------- ----- Health Care -- (6.1%) Cooper Cos., Inc. (The)...................................... 6,799 652,568 0.6% Coventry Health Care, Inc.................................... 22,200 968,808 0.9% *LifePoint Hospitals, Inc..................................... 10,900 385,206 0.4% Omnicare, Inc................................................ 12,545 433,179 0.4% Other Securities............................................. 4,275,799 4.2% ----------- ----- Total Health Care................................................ 6,715,560 6.5% ----------- ----- Industrials -- (15.8%) Amerco, Inc.................................................. 5,363 619,641 0.6% *Avis Budget Group, Inc....................................... 21,045 347,874 0.3% *EnerSys, Inc................................................. 9,960 343,421 0.3% *Esterline Technologies Corp.................................. 6,359 367,487 0.4% GATX Corp.................................................... 9,561 396,399 0.4% *Owens Corning, Inc........................................... 13,148 441,641 0.4% *Quanta Services, Inc......................................... 17,043 441,925 0.4% Ryder System, Inc............................................ 9,234 416,638 0.4% 13 VA U.S. TARGETED VALUE PORTFOLIO CONTINUED Percentage Shares Value+ of Net Assets** ---------- ------------ --------------- Industrials -- (Continued) *Seaboard Corp................................................ 200 $ 456,266 0.5% Triumph Group, Inc........................................... 5,678 371,455 0.4% URS Corp..................................................... 9,900 331,452 0.3% Other Securities............................................. 12,989,395 12.6% ------------ ----- Total Industrials................................................ 17,523,594 17.0% ------------ ----- Information Technology -- (12.1%) *AOL, Inc..................................................... 10,372 356,071 0.4% *Arrow Electronics, Inc....................................... 16,259 572,805 0.6% *Avnet, Inc................................................... 15,846 453,988 0.4% #*Cree, Inc.................................................... 11,682 354,315 0.3% IAC/InterActiveCorp.......................................... 11,800 570,530 0.6% *Ingram Micro, Inc. Class A................................... 24,100 366,320 0.4% *Tech Data Corp............................................... 10,139 449,259 0.4% Other Securities............................................. 10,217,929 9.9% ------------ ----- Total Information Technology..................................... 13,341,217 13.0% ------------ ----- Materials -- (7.4%) #Domtar Corp.................................................. 5,165 411,909 0.4% Reliance Steel & Aluminum Co................................. 9,910 538,509 0.5% Rock-Tenn Co. Class A........................................ 7,628 558,293 0.6% Westlake Chemical Corp....................................... 11,081 842,821 0.8% Other Securities............................................. 5,860,288 5.7% ------------ ----- Total Materials.................................................. 8,211,820 8.0% ------------ ----- Other -- (0.0%) Other Securities............................................. 102 0.0% ------------ ----- Telecommunication Services -- (1.1%) Other Securities............................................. 1,173,793 1.1% ------------ ----- Utilities -- (0.4%) Other Securities............................................. 465,217 0.5% ------------ ----- TOTAL COMMON STOCKS.............................................. 102,748,879 99.9% ------------ ----- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) Other Securities............................................. 985 0.0% ------------ ----- RIGHTS/WARRANTS -- (0.0%) Other Securities............................................. 2,428 0.0% ------------ ----- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares...................................................... 284,726 284,726 0.3% ------------ ----- 14 VA U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares/ Face Amount Percentage (000) Value+ of Net Assets** ------- ------------ --------------- SECURITIES LENDING COLLATERAL -- (6.8%) (S)@ DFA Short Term Investment Fund.............................. 643,294 $ 7,442,916 7.2% @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,002 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,312) to be repurchased at $100,000 $100 99,999 0.1% ------------ ------ TOTAL SECURITIES LENDING COLLATERAL.............................. 7,542,915 7.3% ------------ ------ TOTAL INVESTMENTS -- (100.0%) (Cost $105,563,207)........................................... $110,579,933 107.5% ============ ====== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ ---------- ------- ------------ Common Stocks Consumer Discretionary................................. $ 17,173,007 $ 6 -- $ 17,173,013 Consumer Staples....................................... 5,411,448 -- -- 5,411,448 Energy................................................. 6,992,655 11,166 -- 7,003,821 Financials............................................. 25,729,294 -- -- 25,729,294 Health Care............................................ 6,708,087 7,473 -- 6,715,560 Industrials............................................ 17,510,754 12,840 -- 17,523,594 Information Technology................................. 13,341,217 -- -- 13,341,217 Materials.............................................. 8,211,820 -- -- 8,211,820 Other.................................................. -- 102 -- 102 Telecommunication Services............................. 1,173,793 -- -- 1,173,793 Utilities.............................................. 465,217 -- -- 465,217 Preferred Stocks Energy................................................. -- 985 -- 985 Rights/Warrants........................................... 2,428 -- -- 2,428 Temporary Cash Investments................................ 284,726 -- -- 284,726 Securities Lending Collateral............................. -- 7,542,915 -- 7,542,915 ------------ ---------- --- ------------ TOTAL..................................................... $103,004,446 $7,575,487 -- $110,579,933 ============ ========== === ============ See accompanying Notes to Financial Statements. 15 VA U.S. LARGE VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ------- ----------- --------------- COMMON STOCKS -- (97.1%) Consumer Discretionary -- (17.0%) Carnival Corp................................................ 39,939 $ 1,512,889 1.0% CBS Corp. Class B............................................ 34,118 1,105,423 0.7% Comcast Corp. Class A........................................ 132,558 4,972,251 3.3% Comcast Corp. Special Class A................................ 51,098 1,862,011 1.2% *General Motors Co............................................ 36,871 940,210 0.6% News Corp. Class A........................................... 120,452 2,881,212 1.9% News Corp. Class B........................................... 43,558 1,061,073 0.7% #Time Warner Cable, Inc....................................... 23,017 2,281,215 1.5% Time Warner, Inc............................................. 69,611 3,024,598 2.0% Other Securities............................................. 6,856,611 4.6% ----------- ----- Total Consumer Discretionary..................................... 26,497,493 17.5% ----------- ----- Consumer Staples -- (8.0%) Archer-Daniels-Midland Co.................................... 41,797 1,121,831 0.7% CVS Caremark Corp............................................ 78,660 3,649,824 2.4% *Kraft Foods Group, Inc....................................... 35,306 1,605,717 1.1% Mondelez International, Inc. Class A......................... 105,918 2,811,064 1.9% Other Securities............................................. 3,197,765 2.1% ----------- ----- Total Consumer Staples........................................... 12,386,201 8.2% ----------- ----- Energy -- (18.8%) Anadarko Petroleum Corp...................................... 32,034 2,204,260 1.5% Apache Corp.................................................. 22,397 1,853,352 1.2% #Chesapeake Energy Corp....................................... 44,478 901,124 0.6% Chevron Corp................................................. 40,271 4,438,267 2.9% ConocoPhillips............................................... 74,534 4,311,792 2.9% Devon Energy Corp............................................ 21,332 1,241,736 0.8% Hess Corp.................................................... 21,949 1,147,055 0.8% Marathon Oil Corp............................................ 46,171 1,387,900 0.9% Marathon Petroleum Corp...................................... 24,478 1,344,577 0.9% National Oilwell Varco, Inc.................................. 26,968 1,987,542 1.3% Phillips 66.................................................. 36,731 1,732,234 1.2% Pioneer Natural Resources Co................................. 7,606 803,574 0.5% Valero Energy Corp........................................... 39,919 1,161,643 0.8% Other Securities............................................. 4,743,798 3.1% ----------- ----- Total Energy..................................................... 29,258,854 19.4% ----------- ----- Financials -- (19.3%) Allstate Corp. (The)......................................... 20,984 838,940 0.6% Bank of America Corp......................................... 420,049 3,914,857 2.6% Citigroup, Inc............................................... 151,862 5,678,120 3.8% CME Group, Inc............................................... 21,745 1,216,198 0.8% Goldman Sachs Group, Inc. (The).............................. 11,125 1,361,589 0.9% JPMorgan Chase & Co.......................................... 33,367 1,390,737 0.9% Loews Corp................................................... 26,345 1,113,867 0.7% MetLife, Inc................................................. 67,215 2,385,460 1.6% Morgan Stanley............................................... 64,438 1,119,932 0.7% Prudential Financial, Inc.................................... 30,053 1,714,524 1.1% SunTrust Banks, Inc.......................................... 35,025 952,680 0.6% Other Securities............................................. 8,291,971 5.5% ----------- ----- Total Financials................................................. 29,978,875 19.8% ----------- ----- Health Care -- (8.7%) Aetna, Inc................................................... 22,485 982,594 0.7% Pfizer, Inc.................................................. 239,592 5,958,653 3.9% Thermo Fisher Scientific, Inc................................ 24,030 1,467,272 1.0% 16 VA U.S. LARGE VALUE PORTFOLIO CONTINUED Percentage Shares Value+ of Net Assets** ----------- ------------ --------------- Health Care -- (Continued) WellPoint, Inc................................................... 23,425 $ 1,435,484 1.0% Other Securities................................................. 3,676,591 2.4% ------------ ------ Total Health Care................................................... 13,520,594 9.0% ------------ ------ Industrials -- (12.8%) CSX Corp......................................................... 72,750 1,489,192 1.0% General Electric Co.............................................. 272,645 5,741,904 3.8% Norfolk Southern Corp............................................ 22,398 1,374,117 0.9% Northrop Grumman Corp............................................ 17,342 1,191,222 0.8% Union Pacific Corp............................................... 29,933 3,682,657 2.4% Other Securities................................................. 6,515,471 4.3% ------------ ------ Total Industrials................................................... 19,994,563 13.2% ------------ ------ Information Technology -- (3.5%) Other Securities................................................. 5,401,470 3.6% ------------ ------ Materials -- (2.8%) International Paper Co........................................... 29,563 1,059,242 0.7% Other Securities................................................. 3,302,523 2.2% ------------ ------ Total Materials..................................................... 4,361,765 2.9% ------------ ------ Telecommunication Services -- (6.0%) AT&T, Inc........................................................ 177,239 6,130,697 4.0% CenturyLink, Inc................................................. 38,023 1,459,323 1.0% *Sprint Nextel Corp.............................................. 204,911 1,135,207 0.7% Other Securities................................................. 557,538 0.4% ------------ ------ Total Telecommunication Services.................................... 9,282,765 6.1% ------------ ------ Utilities -- (0.2%) Other Securities................................................. 300,464 0.2% ------------ ------ TOTAL COMMON STOCKS................................................. 150,983,044 99.9% ------------ ------ TEMPORARY CASH INVESTMENTS -- (0.0%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares......................................................... 2,016 2,016 0.0% ------------ ------ Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (2.9%) (S)@ DFA Short Term Investment Fund................................. 379,440 4,390,123 2.9% @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,003 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,313) to be repurchased at $100,001..................... $100 100,000 0.1% ------------ ------ TOTAL SECURITIES LENDING COLLATERAL................................. 4,490,123 3.0% ------------ ------ TOTAL INVESTMENTS -- (100.0%) (Cost $133,147,052).............................................. $155,475,183 102.9% ============ ====== 17 VA U.S. LARGE VALUE PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ------------ ---------- ------- ------------ Common Stocks Consumer Discretionary................. $ 26,497,493 -- -- $ 26,497,493 Consumer Staples....................... 12,386,201 -- -- 12,386,201 Energy................................. 29,258,854 -- -- 29,258,854 Financials............................. 29,978,875 -- -- 29,978,875 Health Care............................ 13,520,594 -- -- 13,520,594 Industrials............................ 19,994,563 -- -- 19,994,563 Information Technology................. 5,401,470 -- -- 5,401,470 Materials.............................. 4,361,765 -- -- 4,361,765 Telecommunication Services............. 9,282,765 -- -- 9,282,765 Utilities.............................. 300,464 -- -- 300,464 Temporary Cash Investments................ 2,016 -- -- 2,016 Securities Lending Collateral............. -- $4,490,123 -- 4,490,123 ------------ ---------- --- ------------ TOTAL..................................... $150,985,060 $4,490,123 -- $155,475,183 ============ ========== === ============ See accompanying Notes to Financial Statements. 18 VA INTERNATIONAL VALUE PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ------------ ------------ --------------- COMMON STOCKS -- (90.5%) AUSTRALIA -- (4.4%) #Wesfarmers, Ltd......................................... 38,904 $ 1,402,471 1.4% Other Securities........................................ 3,325,935 3.4% ------------ ----- TOTAL AUSTRALIA............................................. 4,728,406 4.8% ------------ ----- AUSTRIA -- (0.2%) Other Securities........................................ 230,590 0.2% ------------ ----- BELGIUM -- (1.0%) Other Securities........................................ 1,087,832 1.1% ------------ ----- CANADA -- (11.9%) Barrick Gold Corp....................................... 32,567 1,318,963 1.3% Canadian Natural Resources, Ltd......................... 36,966 1,116,373 1.1% Goldcorp, Inc........................................... 24,877 1,125,187 1.1% #Manulife Financial Corp................................. 53,517 661,226 0.7% #Sun Life Financial, Inc................................. 22,308 553,261 0.6% Suncor Energy, Inc...................................... 51,054 1,713,472 1.7% Teck Resources, Ltd. Class B............................ 17,290 548,779 0.5% #Yamana Gold, Inc........................................ 27,400 553,350 0.6% Other Securities........................................ 5,311,202 5.4% ------------ ----- TOTAL CANADA................................................ 12,901,813 13.0% ------------ ----- DENMARK -- (1.4%) Other Securities........................................ 1,546,443 1.6% ------------ ----- FINLAND -- (0.6%) Other Securities........................................ 605,804 0.6% ------------ ----- FRANCE -- (8.8%) AXA SA.................................................. 59,460 947,711 0.9% BNP Paribas SA.......................................... 27,914 1,416,821 1.4% Cie de Saint-Gobain SA.................................. 16,292 573,887 0.6% France Telecom SA....................................... 68,037 760,480 0.8% #GDF Suez SA............................................. 51,114 1,173,181 1.2% Lafarge SA.............................................. 9,061 531,238 0.5% Vivendi SA.............................................. 53,030 1,086,664 1.1% Other Securities........................................ 3,075,264 3.1% ------------ ----- TOTAL FRANCE................................................ 9,565,246 9.6% ------------ ----- GERMANY -- (7.6%) Allianz SE.............................................. 4,423 549,446 0.6% Allianz SE Sponsored ADR................................ 60,736 762,237 0.8% Daimler AG.............................................. 28,921 1,354,793 1.4% Deutsche Bank AG........................................ 33,137 1,509,419 1.5% Deutsche Telekom AG Sponsored ADR....................... 73,200 838,140 0.8% E.ON AG................................................. 48,285 1,099,207 1.1% Munchener Rueckversicherungs-Gesellschaft AG............ 3,909 628,969 0.6% Other Securities........................................ 1,486,993 1.5% ------------ ----- TOTAL GERMANY............................................... 8,229,204 8.3% ------------ ----- GREECE -- (0.0%) Other Securities........................................ 48,681 0.1% ------------ ----- HONG KONG -- (1.8%) Hutchison Whampoa, Ltd.................................. 61,000 598,369 0.6% Other Securities........................................ 1,390,671 1.4% ------------ ----- TOTAL HONG KONG............................................. 1,989,040 2.0% ------------ ----- 19 VA INTERNATIONAL VALUE PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ------- ----------- --------------- IRELAND -- (0.3%) Other Securities............................................. $ 275,591 0.3% ----------- ----- ISRAEL -- (0.6%) Other Securities............................................. 673,325 0.7% ----------- ----- ITALY -- (1.0%) Other Securities............................................. 1,081,506 1.1% ----------- ----- JAPAN -- (14.8%) Mitsubishi Corp.............................................. 44,200 789,100 0.8% Mitsubishi UFJ Financial Group, Inc.......................... 409,800 1,853,922 1.9% Mitsui & Co., Ltd............................................ 54,100 762,552 0.8% Sumitomo Corp................................................ 37,500 511,230 0.5% Sumitomo Mitsui Financial Group, Inc......................... 17,700 540,859 0.5% Other Securities............................................. 11,592,058 11.7% ----------- ----- TOTAL JAPAN...................................................... 16,049,721 16.2% ----------- ----- NETHERLANDS -- (3.0%) ArcelorMittal NV............................................. 36,543 540,267 0.5% *ING Groep NV................................................. 106,762 949,977 1.0% Koninklijke Philips Electronics NV........................... 26,077 653,122 0.7% Other Securities............................................. 1,131,393 1.1% ----------- ----- TOTAL NETHERLANDS................................................ 3,274,759 3.3% ----------- ----- NEW ZEALAND -- (0.1%) Other Securities............................................. 93,623 0.1% ----------- ----- NORWAY -- (1.1%) Other Securities............................................. 1,209,718 1.2% ----------- ----- PORTUGAL -- (0.1%) Other Securities............................................. 130,899 0.1% ----------- ----- SINGAPORE -- (0.9%) Other Securities............................................. 925,773 0.9% ----------- ----- SPAIN -- (2.1%) Banco Santander SA........................................... 202,810 1,526,991 1.5% Other Securities............................................. 702,101 0.7% ----------- ----- TOTAL SPAIN...................................................... 2,229,092 2.2% ----------- ----- SWEDEN -- (3.0%) Nordea Bank AB............................................... 85,572 777,820 0.8% Svenska Cellulosa AB Series B................................ 26,596 518,521 0.5% Other Securities............................................. 1,972,598 2.0% ----------- ----- TOTAL SWEDEN..................................................... 3,268,939 3.3% ----------- ----- SWITZERLAND -- (5.8%) *ABB, Ltd..................................................... 30,736 555,090 0.6% Credit Suisse Group AG....................................... 21,736 505,479 0.5% Holcim, Ltd.................................................. 10,258 700,070 0.7% Novartis AG ADR.............................................. 10,786 652,122 0.7% Swiss Re, Ltd................................................ 11,976 828,708 0.8% UBS AG....................................................... 81,983 1,230,040 1.2% Zurich Insurance Group AG.................................... 3,052 752,378 0.8% Other Securities............................................. 1,017,042 1.0% ----------- ----- TOTAL SWITZERLAND................................................ 6,240,929 6.3% ----------- ----- UNITED KINGDOM -- (20.0%) Anglo American P.L.C......................................... 16,899 520,734 0.5% 20 VA INTERNATIONAL VALUE PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ------- ------------ --------------- UNITED KINGDOM -- (Continued) Barclays P.L.C. Sponsored ADR.................................. 76,605 $ 1,133,754 1.2% BP P.L.C. Sponsored ADR........................................ 89,143 3,823,343 3.9% #HSBC Holdings P.L.C. Sponsored ADR............................. 74,885 3,696,324 3.7% Royal Dutch Shell P.L.C. ADR................................... 48,440 3,421,317 3.5% Vodafone Group P.L.C........................................... 672,985 1,827,596 1.8% Vodafone Group P.L.C. Sponsored ADR............................ 87,922 2,393,237 2.4% Xstrata P.L.C.................................................. 55,857 884,859 0.9% Other Securities............................................... 3,979,032 4.0% ------------ ------ TOTAL UNITED KINGDOM............................................... 21,680,196 21.9% ------------ ------ TOTAL COMMON STOCKS................................................ 98,067,130 98.9% ------------ ------ PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%) Other Securities............................................... 320,538 0.3% ------------ ------ Shares/ Face Amount (000) Value+ ------- ------------ SECURITIES LENDING COLLATERAL -- (9.2%) (S)@ DFA Short Term Investment Fund................................ 777,874 9,000,000 9.1% @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,015,445) to be repurchased at $995,544 $996 995,535 1.0% ------------ ------ TOTAL SECURITIES LENDING COLLATERAL................................ 9,995,535 10.1% ------------ ------ TOTAL INVESTMENTS -- (100.0%) (Cost $121,917,812)............................................ $108,383,203 109.3% ============ ====== 21 VA INTERNATIONAL VALUE PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) -------------------------------------------------- Level 1 Level 2 Level 3 Total ----------- ----------- ------- ------------ Common Stocks Australia...................... -- $ 4,728,406 -- $ 4,728,406 Austria........................ -- 230,590 -- 230,590 Belgium........................ -- 1,087,832 -- 1,087,832 Canada......................... $12,901,813 -- -- 12,901,813 Denmark........................ -- 1,546,443 -- 1,546,443 Finland........................ -- 605,804 -- 605,804 France......................... 118,552 9,446,694 -- 9,565,246 Germany........................ 1,600,377 6,628,827 -- 8,229,204 Greece......................... 23,771 24,910 -- 48,681 Hong Kong...................... -- 1,989,040 -- 1,989,040 Ireland........................ 275,591 -- -- 275,591 Israel......................... 102,930 570,395 -- 673,325 Italy.......................... 227,912 853,594 -- 1,081,506 Japan.......................... 486,038 15,563,683 -- 16,049,721 Netherlands.................... 240,934 3,033,825 -- 3,274,759 New Zealand.................... -- 93,623 -- 93,623 Norway......................... -- 1,209,718 -- 1,209,718 Portugal....................... -- 130,899 -- 130,899 Singapore...................... -- 925,773 -- 925,773 Spain.......................... -- 2,229,092 -- 2,229,092 Sweden......................... 273,928 2,995,011 -- 3,268,939 Switzerland.................... 652,122 5,588,807 -- 6,240,929 United Kingdom................. 15,276,117 6,404,079 -- 21,680,196 Preferred Stocks Germany........................ -- 320,538 -- 320,538 Securities Lending Collateral..... -- 9,995,535 -- 9,995,535 ----------- ----------- --- ------------ TOTAL............................. $32,180,085 $76,203,118 -- $108,383,203 =========== =========== === ============ See accompanying Notes to Financial Statements. 22 VA INTERNATIONAL SMALL PORTFOLIO SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** ------ ---------- --------------- COMMON STOCKS -- (88.1%) AUSTRALIA -- (5.7%) Other Securities.................................................. $5,596,513 6.5% ---------- ----- AUSTRIA -- (0.9%) Other Securities.................................................. 835,138 1.0% ---------- ----- BELGIUM -- (1.2%) Ackermans & van Haaren NV......................................... 2,145 174,642 0.2% Other Securities.................................................. 1,000,502 1.1% ---------- ----- TOTAL BELGIUM......................................................... 1,175,144 1.3% ---------- ----- CANADA -- (9.4%) Aimia, Inc........................................................ 12,000 179,745 0.2% #Astral Media, Inc. Class A........................................ 4,500 184,190 0.2% #*First Majestic Silver Corp........................................ 7,600 175,704 0.2% Other Securities.................................................. 8,639,511 10.0% ---------- ----- TOTAL CANADA.......................................................... 9,179,150 10.6% ---------- ----- CHINA -- (0.0%) Other Securities.................................................. 3,977 0.0% ---------- ----- DENMARK -- (1.1%) Other Securities.................................................. 1,068,812 1.2% ---------- ----- FINLAND -- (2.3%) Huhtamaki Oyj..................................................... 9,505 160,708 0.2% Other Securities.................................................. 2,062,036 2.4% ---------- ----- TOTAL FINLAND......................................................... 2,222,744 2.6% ---------- ----- FRANCE -- (3.1%) Ingenico SA....................................................... 3,158 167,210 0.2% #Neopost SA........................................................ 3,793 207,950 0.2% Rubis SCA......................................................... 2,852 174,014 0.2% Other Securities.................................................. 2,483,750 2.9% ---------- ----- TOTAL FRANCE.......................................................... 3,032,924 3.5% ---------- ----- GERMANY -- (4.1%) Aurubis AG........................................................ 3,300 208,912 0.2% #Deutsche Wohnen AG................................................ 8,829 161,696 0.2% Rheinmetall AG.................................................... 3,691 176,409 0.2% Rhoen-Klinikum AG................................................. 8,742 170,255 0.2% Stada Arzneimittel AG............................................. 5,765 174,597 0.2% Other Securities.................................................. 3,071,547 3.6% ---------- ----- TOTAL GERMANY......................................................... 3,963,416 4.6% ---------- ----- GREECE -- (0.6%) Other Securities.................................................. 593,232 0.7% ---------- ----- HONG KONG -- (2.1%) Other Securities.................................................. 2,011,785 2.3% ---------- ----- IRELAND -- (1.0%) Other Securities.................................................. 933,716 1.1% ---------- ----- ISRAEL -- (0.6%) Other Securities.................................................. 610,087 0.7% ---------- ----- 23 VA INTERNATIONAL SMALL PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** ------ ----------- --------------- ITALY -- (2.5%) Other Securities........................................ $ 2,393,645 2.8% ----------- ----- JAPAN -- (19.5%) Other Securities........................................ 19,057,964 22.0% ----------- ----- NETHERLANDS -- (2.0%) #ASM International NV.................................... 5,088 161,100 0.2% Nutreco NV.............................................. 4,330 324,341 0.4% Royal Imtech NV......................................... 8,616 216,584 0.2% Other Securities........................................ 1,257,585 1.5% ----------- ----- TOTAL NETHERLANDS........................................... 1,959,610 2.3% ----------- ----- NEW ZEALAND -- (0.9%) Other Securities........................................ 875,109 1.0% ----------- ----- NORWAY -- (0.9%) Other Securities........................................ 922,292 1.1% ----------- ----- PORTUGAL -- (0.3%) Other Securities........................................ 333,779 0.4% ----------- ----- SINGAPORE -- (1.6%) Other Securities........................................ 1,584,471 1.8% ----------- ----- SPAIN -- (1.7%) Viscofan SA............................................. 4,280 207,373 0.2% Other Securities........................................ 1,473,274 1.7% ----------- ----- TOTAL SPAIN................................................. 1,680,647 1.9% ----------- ----- SWEDEN -- (3.3%) NCC AB Series B......................................... 8,486 159,003 0.2% Other Securities........................................ 3,030,316 3.5% ----------- ----- TOTAL SWEDEN................................................ 3,189,319 3.7% ----------- ----- SWITZERLAND -- (3.9%) Clariant AG............................................. 15,895 170,331 0.2% *GAM Holding AG.......................................... 12,356 172,804 0.2% *OC Oerlikon Corp. AG.................................... 15,998 161,126 0.2% Other Securities........................................ 3,336,461 3.8% ----------- ----- TOTAL SWITZERLAND........................................... 3,840,722 4.4% ----------- ----- UNITED KINGDOM -- (19.4%) Amlin P.L.C............................................. 29,198 176,014 0.2% Ashtead Group P.L.C..................................... 43,027 259,940 0.3% Balfour Beatty P.L.C.................................... 39,095 199,284 0.2% *Barratt Developments P.L.C.............................. 75,736 232,170 0.3% *Berkeley Group Holdings P.L.C. (The).................... 7,459 183,553 0.2% Carillion P.L.C......................................... 33,513 166,802 0.2% Cobham P.L.C............................................ 46,129 160,373 0.2% Debenhams P.L.C......................................... 94,976 183,875 0.2% Drax Group P.L.C........................................ 21,957 199,279 0.2% DS Smith P.L.C.......................................... 70,253 242,546 0.3% Hiscox, Ltd............................................. 24,784 191,106 0.2% IG Group Holdings P.L.C................................. 23,010 162,029 0.2% Inchcape P.L.C.......................................... 24,576 159,830 0.2% Informa P.L.C........................................... 32,634 211,241 0.2% Inmarsat P.L.C.......................................... 17,911 164,090 0.2% Ladbrokes P.L.C......................................... 55,207 159,903 0.2% Meggitt P.L.C........................................... 51,855 323,425 0.4% Melrose P.L.C........................................... 68,313 266,103 0.3% 24 VA INTERNATIONAL SMALL PORTFOLIO CONTINUED Percentage Shares Value++ of Net Assets** -------- ----------- --------------- UNITED KINGDOM -- (Continued) Mondi P.L.C................................................. 20,790 $ 229,179 0.3% Pennon Group P.L.C.......................................... 17,426 201,860 0.2% Persimmon P.L.C............................................. 23,193 298,423 0.4% Provident Financial P.L.C................................... 7,567 167,722 0.2% Rotork P.L.C................................................ 5,316 195,850 0.2% Spectris P.L.C.............................................. 7,389 206,961 0.2% Spirax-Sarco Engineering P.L.C.............................. 6,605 206,794 0.2% Taylor Wimpey P.L.C......................................... 232,583 229,879 0.3% *Travis Perkins P.L.C........................................ 15,705 274,445 0.3% UBM P.L.C................................................... 16,744 189,290 0.2% William Hill P.L.C.......................................... 60,312 329,544 0.4% Other Securities............................................ 12,818,567 14.8% ----------- ------ TOTAL UNITED KINGDOM............................................ 18,990,077 21.9% ----------- ------ UNITED STATES -- (0.0%) Other Securities............................................ 37,213 0.0% ----------- ------ TOTAL COMMON STOCKS............................................. 86,091,486 99.4% ----------- ------ RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) Other Securities............................................ 5,703 0.0% ----------- ------ BELGIUM -- (0.0%) Other Securities............................................ 59 0.0% ----------- ------ CANADA -- (0.0%) Other Securities............................................ 195 0.0% ----------- ------ HONG KONG -- (0.0%) Other Securities............................................ 5,113 0.0% ----------- ------ TOTAL RIGHTS/WARRANTS........................................... 11,070 0.0% ----------- ------ Shares/ Face Amount (000) Value+ -------- ----------- SECURITIES LENDING COLLATERAL -- (11.9%) (S)@ DFA Short Term Investment Fund............................. 950,735 11,000,000 12.7% @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $594,462) to be repurchased at $582,812................................... $ 583 582,806 0.7% ----------- ------ TOTAL SECURITIES LENDING COLLATERAL............................. 11,582,806 13.4% ----------- ------ TOTAL INVESTMENTS -- (100.0%) (Cost $102,845,121).......................................... $97,685,362 112.8% =========== ====== 25 VA INTERNATIONAL SMALL PORTFOLIO CONTINUED Summary of the Portfolio's investments as of October 31, 2012 based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------------ Level 1 Level 2 Level 3 Total ---------- ----------- ------- ----------- Common Stocks Australia........................ -- $ 5,596,513 -- $ 5,596,513 Austria.......................... -- 835,138 -- 835,138 Belgium.......................... -- 1,175,144 -- 1,175,144 Canada........................... $9,175,825 3,325 -- 9,179,150 China............................ 3,977 -- -- 3,977 Denmark.......................... -- 1,068,812 -- 1,068,812 Finland.......................... -- 2,222,744 -- 2,222,744 France........................... -- 3,032,924 -- 3,032,924 Germany.......................... -- 3,963,416 -- 3,963,416 Greece........................... -- 593,232 -- 593,232 Hong Kong........................ -- 2,011,785 -- 2,011,785 Ireland.......................... -- 933,716 -- 933,716 Israel........................... -- 610,087 -- 610,087 Italy............................ -- 2,393,645 -- 2,393,645 Japan............................ -- 19,057,964 -- 19,057,964 Netherlands...................... -- 1,959,610 -- 1,959,610 New Zealand...................... -- 875,109 -- 875,109 Norway........................... 152 922,140 -- 922,292 Portugal......................... -- 333,779 -- 333,779 Singapore........................ -- 1,584,471 -- 1,584,471 Spain............................ -- 1,680,647 -- 1,680,647 Sweden........................... -- 3,189,319 -- 3,189,319 Switzerland...................... -- 3,840,722 -- 3,840,722 United Kingdom................... -- 18,990,077 -- 18,990,077 United States.................... 37,213 -- -- 37,213 Rights/Warrants Australia........................ -- 5,703 -- 5,703 Belgium.......................... -- 59 -- 59 Canada........................... -- 195 -- 195 Hong Kong........................ -- 5,113 -- 5,113 Securities Lending Collateral....... -- 11,582,806 -- 11,582,806 ---------- ----------- --- ----------- TOTAL............................... $9,217,167 $88,468,195 -- $97,685,362 ========== =========== === =========== See accompanying Notes to Financial Statements. 26 VA SHORT-TERM FIXED PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount Value+ ------ ----------- (000) AGENCY OBLIGATIONS -- (23.6%) Federal Home Loan Bank # 4.000%, 09/06/13............................................... $1,300 $ 1,341,794 0.340%, 12/18/13............................................... 1,800 1,802,012 2.375%, 03/14/14............................................... 3,000 3,085,899 Federal Home Loan Mortgage Corporation 0.500%, 10/15/13............................................... 300 300,773 0.375%, 10/30/13............................................... 6,800 6,809,139 0.375%, 11/27/13............................................... 5,800 5,808,364 0.625%, 12/23/13............................................... 2,000 2,008,036 Federal National Mortgage Association 1.125%, 09/30/13............................................... 1,000 1,008,257 # 2.875%, 12/11/13............................................... 1,900 1,956,210 0.750%, 12/18/13............................................... 2,100 2,112,776 2.750%, 03/13/14............................................... 1,000 1,033,693 ----------- TOTAL AGENCY OBLIGATIONS............................................ 27,266,953 ----------- BONDS -- (67.4%) Agence Francaise de Developpement 1.250%, 06/09/14............................................... 2,600 2,625,765 Bank Nederlandse Gemeenten NV 1.500%, 03/28/14............................................... 500 506,311 5.000%, 05/16/14............................................... 500 532,755 Bank of New York Mellon Corp. (The) Floating Rate Note (r) 0.593%, 01/31/14............................................... 1,175 1,178,767 Bank of Nova Scotia 2.250%, 01/22/13............................................... 500 501,789 2.375%, 12/17/13............................................... 2,500 2,554,528 Berkshire Hathaway Finance Corp. 1.500%, 01/10/14............................................... 300 303,722 BNP Paribas SA 2.125%, 12/21/12............................................... 500 500,688 Caisse d'Amortissement de la Dette Sociale 3.500%, 07/01/14............................................... 500 524,300 1.250%, 07/11/14............................................... 2,000 2,026,500 Commonwealth Bank of Australia 3.750%, 10/15/14............................................... 800 843,920 Commonwealth Bank of Australia Floating Rate Note (r) 1.144%, 06/14/13............................................... 1,000 1,004,835 (r) 1.580%, 01/17/14............................................... 1,000 1,011,216 Face Amount Value+ ------ ---------- (000) Council of Europe Development Bank 4.500%, 06/30/14............................................... $ 500 $ 532,360 European Investment Bank 1.250%, 02/14/14............................................... 1,000 1,011,580 3.000%, 04/08/14............................................... 500 518,315 4.750%, 10/15/14............................................... 1,000 1,082,440 General Electric Capital Corp. 2.100%, 01/07/14............................................... 1,250 1,272,678 5.500%, 06/04/14............................................... 700 752,891 General Electric Capital Corp. Floating Rate Note (r) 1.016%, 04/24/14............................................... 400 403,128 (r) 0.649%, 09/15/14............................................... 500 498,238 JPMorgan Chase & Co. 1.650%, 09/30/13............................................... 2,100 2,123,812 JPMorgan Chase & Co. Floating Rate Note (r) 1.116%, 01/24/14............................................... 800 805,038 Kingdom of Sweden 1.000%, 06/03/14............................................... 1,000 1,010,900 Kommunalbanken AS 1.000%, 06/16/14............................................... 1,000 1,009,010 Kommunekredit 0.750%, 09/02/14............................................... 1,000 1,005,814 Kreditanstalt fur Wiederaufbau 1.375%, 01/13/14............................................... 2,000 2,024,560 3.500%, 03/10/14............................................... 500 521,155 Landwirtschaftliche Rentenbank 3.250%, 03/15/13............................................... 1,000 1,010,780 2.250%, 03/11/14............................................... 400 409,942 Manitoba, Province of Canada 1.375%, 04/28/14............................................... 1,200 1,217,808 National Australia Bank, Ltd. Floating Rate Note (r) 1.513%, 01/30/14............................................... 1,000 1,011,074 (r) 1.587%, 02/14/14............................................... 2,000 2,020,388 Nederlandse Waterschapsbank NV 1.375%, 05/16/14............................................... 1,800 1,822,356 1.250%, 10/20/14............................................... 1,200 1,214,760 Nordea Bank Finland P.L.C. Floating Rate Note (r) 1.231%, 04/09/14............................................... 2,500 2,505,295 27 VA SHORT-TERM FIXED PORTFOLIO CONTINUED Face Amount Value+ --------------- ------------- (000) Nordic Investment Bank 2.625%, 10/06/14....................................... $ 600 $ 626,340 Oesterreichische Kontrollbank AG 1.375%, 01/21/14....................................... 2,000 2,022,100 Ontario, Province of Canada 1.375%, 01/27/14....................................... 1,500 1,519,545 4.100%, 06/16/14....................................... 1,100 1,165,428 Private Export Funding Corp. 3.550%, 04/15/13....................................... 2,500 2,538,368 Quebec, Province of Canada # 4.875%, 05/05/14....................................... 2,000 2,131,400 Rabobank Nederland NV 1.850%, 01/10/14....................................... 2,100 2,130,702 Rabobank Nederland NV Floating Rate Note (r) 0.680%, 01/17/14....................................... 1,000 1,000,642 Royal Bank of Canada 2.100%, 07/29/13....................................... 2,100 2,127,058 1.125%, 01/15/14....................................... 300 302,499 Royal Bank of Canada Floating Rate Note (r) 0.630%, 04/17/14....................................... 300 300,962 Sanofi-Aventis SA 1.625%, 03/28/14....................................... 1,500 1,523,940 Societe Financement de l'Economie Francaise 2.875%, 09/22/14....................................... 1,000 1,043,598 State of North Rhine-Westphalia 1.625%, 09/17/14....................................... 500 508,585 Svensk Exportkredit AB Floating Rate Note (r) 0.523%, 03/23/14....................................... 1,000 998,830 Svenska Handelsbanken Floating Rate Note (r) 0.835%, 03/18/13....................................... 1,000 1,001,658 (r) 0.922%, 08/30/13....................................... 500 501,232 Toronto-Dominion Bank (The) 1.375%, 07/14/14....................................... 800 811,979 Toronto-Dominion Bank (The) Floating Rate Note (r) 0.640%, 07/14/14....................................... 1,500 1,507,239 Total Capital Canada, Ltd. Floating Rate Note (r) 0.528%, 05/13/13....................................... 1,700 1,701,552 (r) 0.710%, 01/17/14....................................... 1,200 1,206,126 Toyota Motor Credit Corp. 1.375%, 08/12/13....................................... 2,000 2,017,220 Face Amount Value+ --------------- ------------- (000) Toyota Motor Credit Corp. Floating Rate Note (r) 0.730%, 01/17/14....................................... $ 500 $ 502,232 Wal-Mart Stores, Inc. 4.250%, 04/15/13....................................... 400 406,948 4.550%, 05/01/13....................................... 1,500 1,530,783 7.250%, 06/01/13....................................... 1,000 1,038,131 Wells Fargo & Co. 4.375%, 01/31/13....................................... 2,700 2,726,152 Westpac Banking Corp. 2.250%, 11/19/12....................................... 500 500,368 2.100%, 08/02/13....................................... 500 506,370 Westpac Banking Corp. Floating Rate Note (r) 1.138%, 12/09/13....................................... 500 503,402 (r) 1.387%, 02/14/14....................................... 1,500 1,504,159 ------------- TOTAL BONDS................................................. 77,804,966 ------------- COMMERCIAL PAPER -- (5.3%) Banque et Caisse d'Epargne de l'Etat 0.290%, 12/27/12....................................... 600 599,787 BNP Paribas Finance, Inc. 0.480%, 11/01/12....................................... 500 499,999 0.420%, 12/10/12....................................... 1,000 999,796 Caisse des Depots et Consignations 0.255%, 12/20/12....................................... 1,200 1,199,694 Standard Chartered Bank 0.380%, 12/10/12....................................... 1,800 1,799,560 0.370%, 12/13/12....................................... 1,000 999,730 ------------- TOTAL COMMERCIAL PAPER...................................... 6,098,566 ------------- Shares --------------- TEMPORARY CASH INVESTMENTS --(0.6%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares................................. 751,726 751,726 ------------- 28 VA SHORT-TERM FIXED PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ ------- ------------ SECURITIES LENDING COLLATERAL -- (3.1%) (S)@ DFA Short Term Investment Fund........................................................... 299,078 $ 3,460,332 @ Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,002 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,312) ) to be repurchased at $100,000........... $100 99,999 ------------ TOTAL SECURITIES LENDING COLLATERAL....................................................... 3,560,331 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $115,180,709).............................................. 115,482,542 ============ Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------------ Level 1 Level 2 Level 3 Total -------- ------------ ------- ------------ Agency Obligations........................................ -- $ 27,266,953 -- $ 27,266,953 Bonds..................................................... -- 77,804,966 -- 77,804,966 Commercial Paper.......................................... -- 6,098,566 -- 6,098,566 Temporary Cash Investments................................ $751,726 -- -- 751,726 Securities Lending Collateral............................. -- 3,560,331 -- 3,560,331 -------- ------------ --- ------------ TOTAL..................................................... $751,726 $114,730,816 -- $115,482,542 ======== ============ === ============ See accompanying Notes to Financial Statements. 29 VA GLOBAL BOND PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount^ Value+ ------- ----------- (000) BONDS -- (85.7%) AUSTRALIA -- (3.2%) National Australia Bank, Ltd. (g) 5.375%, 12/08/14........................................ 700 $ 1,223,370 Westpac Banking Corp. (u) 3.000%, 12/09/15........................................ 600 637,606 #(u) 2.000%, 08/14/17........................................ 3,000 3,075,129 ----------- TOTAL AUSTRALIA.............................................. 4,936,105 ----------- AUSTRIA -- (4.3%) Oesterreichische Kontrollbank AG (u) 1.750%, 10/05/15........................................ 2,700 2,782,350 (u) 2.000%, 06/03/16........................................ 1,000 1,036,000 Republic of Austria 4.000%, 09/15/16........................................ 400 586,541 4.300%, 09/15/17........................................ 1,500 2,263,765 ----------- TOTAL AUSTRIA................................................ 6,668,656 ----------- CANADA -- (11.8%) Bank of Nova Scotia (u) 2.900%, 03/29/16........................................ 500 532,282 #(u) 2.550%, 01/12/17........................................ 2,000 2,117,046 British Columbia, Province of Canada (u) 2.100%, 05/18/16........................................ 700 735,840 (u) 1.200%, 04/25/17........................................ 3,100 3,159,229 Manitoba, Province of Canada #(u) 1.300%, 04/03/17........................................ 1,000 1,023,100 Ontario, Province of Canada (u) 5.450%, 04/27/16........................................ 500 580,450 #(u) 1.600%, 09/21/16........................................ 2,700 2,785,487 Royal Bank of Canada (u) 2.625%, 12/15/15........................................ 2,700 2,851,953 (u) 2.875%, 04/19/16........................................ 700 745,822 Toronto-Dominion Bank (The) #(u) 2.500%, 07/14/16........................................ 1,000 1,055,531 (u) 2.375%, 10/19/16........................................ 2,500 2,628,505 ----------- TOTAL CANADA................................................. 18,215,245 ----------- DENMARK -- (2.5%) Kingdom of Denmark 2.500%, 11/15/16........................................ 20,000 3,781,970 ----------- FINLAND -- (4.9%) Municipality Finance P.L.C. (u) 2.375%, 05/16/16........................................ 2,500 2,628,850 Face Amount^ Value+ ------- ----------- (000) FINLAND -- (Continued) (u) 1.625%, 04/25/17........................................ 1,000 $ 1,023,520 Republic of Finland 1.875%, 04/15/17........................................ 2,900 3,970,796 ----------- TOTAL FINLAND................................................ 7,623,166 ----------- FRANCE -- (6.2%) Caisse d'Amortissement de la Dette Sociale SA (g) 2.250%, 12/07/15........................................ 2,000 3,341,133 France, Government of 5.000%, 10/25/16........................................ 2,500 3,785,644 Total Capital International SA (u) 1.550%, 06/28/17........................................ 2,300 2,348,806 ----------- TOTAL FRANCE................................................. 9,475,583 ----------- GERMANY -- (6.9%) Bundesobligation 1.250%, 10/14/16........................................ 1,000 1,346,044 Kreditanstalt fur Wiederaufbau (g) 3.750%, 09/07/16........................................ 500 893,524 4.125%, 07/04/17........................................ 1,800 2,695,679 Landeskreditbank Baden-Wuerttemberg Foerderbank (u) 2.250%, 07/15/16........................................ 2,300 2,404,742 Landwirtschaftliche Rentenbank (u) 2.125%, 07/15/16........................................ 1,500 1,577,700 (g) 3.250%, 12/07/16........................................ 1,000 1,763,437 ----------- TOTAL GERMANY................................................ 10,681,126 ----------- JAPAN -- (2.1%) Development Bank of Japan, Inc. (u) 5.125%, 02/01/17........................................ 1,000 1,170,400 Japan Finance Corp. (u) 2.250%, 07/13/16........................................ 2,000 2,103,140 ----------- TOTAL JAPAN.................................................. 3,273,540 ----------- NETHERLANDS -- (8.8%) Bank Nederlandse Gemeenten NV (g) 2.375%, 12/23/15........................................ 1,000 1,676,634 (u) 2.500%, 01/11/16........................................ 500 524,350 (g) 5.250%, 02/26/16........................................ 400 729,113 (u) 5.250%, 01/31/17........................................ 800 932,480 30 VA GLOBAL BOND PORTFOLIO CONTINUED Face Amount^ Value+ ------- ----------- (000) NETHERLANDS -- (Continued) Nederlandse Waterschapsbank NV (u) 2.125%, 06/16/16................................................. 2,900 $ 3,006,720 3.000%, 07/12/16................................................. 500 700,430 Netherlands Government 4.500%, 07/15/17................................................. 1,500 2,282,721 Rabobank Nederland NV (g) 4.000%, 09/10/15................................................. 1,500 2,596,701 (u) 2.125%, 10/13/15................................................. 1,000 1,032,204 ----------- TOTAL NETHERLANDS..................................................... 13,481,353 ----------- NORWAY -- (1.3%) Kommunalbanken AS (u) 2.375%, 01/19/16................................................. 900 946,886 (u) 1.375%, 06/08/17................................................. 1,000 1,015,700 ----------- TOTAL NORWAY.......................................................... 1,962,586 ----------- SUPRANATIONAL ORGANIZATION OBLIGATIONS -- (7.5%) Council of Europe Development Bank (u) 1.250%, 09/22/16................................................. 500 506,600 #(u) 1.500%, 02/22/17................................................. 3,500 3,573,850 European Financial Stability Facility (e) 2.750%, 07/18/16................................................. 1,800 2,504,761 (e) 2.750%, 12/05/16................................................. 1,000 1,396,729 European Investment Bank (e) 3.125%, 03/03/17................................................. 2,500 3,569,791 ----------- TOTAL SUPRANATIONAL ORGANIZATION OBLIGATIONS.......................... 11,551,731 ----------- SWEDEN -- (5.2%) Kommuninvest I Sverige AB (u) 1.625%, 02/13/17................................................. 3,000 3,086,820 Nordea Bank AB 3.750%, 02/24/17................................................. 1,000 1,428,834 Svensk Exportkredit AB (u) 1.750%, 05/30/17................................................. 3,400 3,486,700 ----------- TOTAL SWEDEN.......................................................... 8,002,354 ----------- UNITED KINGDOM -- (4.0%) Barclays Bank P.L.C. 1.500%, 04/04/17................................................. 1,000 1,654,268 Face Amount^ Value+ ------- -------------- (000) UNITED KINGDOM -- (Continued) Lloyds TSB Bank P.L.C. 1.500%, 05/02/17................................................ 500 $ 827,303 United Kingdom Gilt 1.750%, 01/22/17................................................ 1,900 3,204,431 1.000%, 09/07/17................................................ 300 488,045 -------------- TOTAL UNITED KINGDOM................................................. 6,174,047 -------------- UNITED STATES -- (17.0%) 3M Co. 1.375%, 09/29/16................................................ $2,934 3,006,056 1.000%, 06/26/17................................................ 1,000 1,003,852 Bank of New York Mellon Corp. (The) # 2.500%, 01/15/16................................................ 700 735,526 2.300%, 07/28/16................................................ 1,600 1,682,286 Berkshire Hathaway Finance Corp. # 1.600%, 05/15/17................................................ 1,200 1,225,626 Berkshire Hathaway, Inc. # 2.200%, 08/15/16................................................ 1,800 1,884,314 1.900%, 01/31/17................................................ 900 928,013 Colgate-Palmolive Co. 1.300%, 01/15/17................................................ 600 610,727 General Electric Capital Corp. 3.500%, 06/29/15................................................ 2,500 2,652,880 # 2.950%, 05/09/16................................................ 500 529,021 Google, Inc. 2.125%, 05/19/16................................................ 2,780 2,922,722 Johnson & Johnson 2.150%, 05/15/16................................................ 3,000 3,146,487 Procter & Gamble Co. (The) 1.450%, 08/15/16................................................ 1,000 1,025,456 Toyota Motor Credit Corp. 2.800%, 01/11/16................................................ 3,000 3,170,208 1.750%, 05/22/17................................................ 500 512,917 Wal-Mart Stores, Inc. 5.375%, 04/05/17................................................ 1,000 1,184,034 -------------- TOTAL UNITED STATES.................................................. 26,220,125 -------------- TOTAL BONDS.......................................................... 132,047,587 -------------- 31 VA GLOBAL BOND PORTFOLIO CONTINUED Face Amount Value+ ------------ ---------- (000) AGENCY OBLIGATIONS -- (5.3%) Federal Home Loan Mortgage Corporation # 1.250%, 05/12/17.............................................. $1,700 $1,735,425 1.000%, 07/28/17.............................................. 3,000 3,031,320 1.000%, 09/29/17.............................................. 500 503,805 Federal National Mortgage Association 1.250%, 01/30/17.............................................. 1,700 1,741,407 # 5.375%, 06/12/17.............................................. 1,000 1,207,502 ---------- TOTAL AGENCY OBLIGATIONS......................................... 8,219,459 ---------- Shares/ Face Amount (000) Value+ ------------ ------------ SECURITIES LENDING COLLATERAL -- (9.0%) (S)@ DFA Short Term Investment Fund............................ 1,123,596 $13,000,000 @ Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $904,118) to be repurchased $886,399..... $886 886,390 ------------ TOTAL SECURITIES LENDING COLLATERAL............................ 13,886,390 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $150,368,280)......................................... $154,153,436 ============ Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------------ Level 1 Level 2 Level 3 Total ------- ------------ ------- ------------ Bonds Australia.............................................. -- $ 4,936,105 -- $ 4,936,105 Austria................................................ -- 6,668,656 -- 6,668,656 Canada................................................. -- 18,215,245 -- 18,215,245 Denmark................................................ -- 3,781,970 -- 3,781,970 Finland................................................ -- 7,623,166 -- 7,623,166 France................................................. -- 9,475,583 -- 9,475,583 Germany................................................ -- 10,681,126 -- 10,681,126 Japan.................................................. -- 3,273,540 -- 3,273,540 Netherlands............................................ -- 13,481,353 -- 13,481,353 Norway................................................. -- 1,962,586 -- 1,962,586 Supranational Organization Obligations................. -- 11,551,731 -- 11,551,731 Sweden................................................. -- 8,002,354 -- 8,002,354 United Kingdom......................................... -- 6,174,047 -- 6,174,047 United States.......................................... -- 26,220,125 -- 26,220,125 Agency Obligations........................................ -- 8,219,459 -- 8,219,459 Securities Lending Collateral............................. -- 13,886,390 -- 13,886,390 Forward Currency Contracts**.............................. -- (610,495) -- (610,495) --- ------------ --- ------------ TOTAL..................................................... -- $153,542,941 -- $153,542,941 === ============ === ============ ** Not reflected in the Schedule of Investments, valued at the unrealized appreciation/(depreciation) on the investment. See accompanying Notes to Financial Statements. 32 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) VA VA VA U.S. Targeted U.S. Large International Value Value Value Portfolio Portfolio Portfolio ------------- ------------ ------------- ASSETS: Investments at Value (including $7,332, $4,374 and $9,545 of securities on loan, respectively).......................... $ 102,752 $ 150,983 $ 98,388 Temporary Cash Investments at Value & Cost.................... 285 2 -- Collateral Received from Securities on Loan at Value & Cost .. 100 100 996 Affiliated Collateral Received from Securities on Loan at Value & Cost............................................... 7,443 4,390 9,000 Foreign Currencies at Value................................... -- -- 49 Cash.......................................................... -- -- 262 Receivables: Investment Securities Sold................................. 29 144 1,673 Dividends, Interest and Tax Reclaims....................... 30 187 293 Securities Lending Income.................................. 6 2 12 Fund Shares Sold........................................... 58 86 67 Unrealized Gain on Foreign Currency Contracts................. -- -- 1 ------------ ------------ ------------ Total Assets........................................... 110,703 155,894 110,741 ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned........................... 7,543 4,490 9,996 Fund Shares Redeemed....................................... 275 226 74 Due to Advisor............................................. 31 32 34 Loan Payable............................................... -- 88 1,468 Accrued Expenses and Other Liabilities........................ 9 12 12 ------------ ------------ ------------ Total Liabilities...................................... 7,858 4,848 11,584 ------------ ------------ ------------ NET ASSETS.................................................... $ 102,845 $ 151,046 $ 99,157 ============ ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)....................... 8,175,763 8,938,436 9,165,235 ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE............................................ $ 12.58 $ 16.90 $ 10.82 ============ ============ ============ Investments at Cost........................................... $ 97,735 $ 128,655 $ 111,922 ============ ============ ============ Foreign Currencies at Cost.................................... $ -- $ -- $ 50 ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital............................................... $ 109,711 $ 129,350 $ 113,015 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).................................. 722 2,102 2,933 Accumulated Net Realized Gain (Loss).......................... (12,605) (2,734) (3,253) Net Unrealized Foreign Exchange Gain (Loss)................... -- -- (3) Net Unrealized Appreciation (Depreciation).................... 5,017 22,328 (13,535) ------------ ------------ ------------ NET ASSETS.................................................... $ 102,845 $ 151,046 $ 99,157 ============ ============ ============ (1) NUMBER OF SHARES AUTHORIZED............................... 100,000,000 100,000,000 100,000,000 ============ ============ ============ See accompanying Notes to Financial Statements. 33 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) VA VA VA International Short-Term Global Small Fixed Bond Portfolio Portfolio Portfolio ------------- ------------ ------------ ASSETS: Investments at Value (including $10,849, $3,482 and $13,561 of securities on loan, respectively)..................................... $ 86,102 $ 111,170 $ 140,267 Temporary Cash Investments at Value & Cost............................... -- 752 -- Collateral Received from Securities on Loan at Value & Cost.............. 583 100 886 Affiliated Collateral Received from Securities on Loan at Value & Cost .. 11,000 3,460 13,000 Foreign Currencies at Value.............................................. 58 -- 162 Cash..................................................................... 3 -- 833 Receivables: Investment Securities Sold............................................ 696 -- 1,190 Dividends, Interest and Tax Reclaims.................................. 267 463 1,191 Securities Lending Income............................................. 17 -- 2 Fund Shares Sold...................................................... 45 51 98 Unrealized Gain on Forward Currency Contracts............................ -- -- 56 Unrealized Gain on Foreign Currency Contracts............................ 1 -- -- ------------ ------------ ------------ Total Assets...................................................... 98,772 115,996 157,685 ------------ ------------ ------------ LIABILITIES: Payables: Upon Return of Securities Loaned...................................... 11,583 3,560 13,886 Investment Securities Purchased....................................... -- -- 1,465 Fund Shares Redeemed.................................................. 42 364 438 Due to Advisor........................................................ 36 23 28 Loan Payable.......................................................... 494 -- -- Unrealized Loss on Forward Currency Contracts............................ -- -- 666 Unrealized Loss on Foreign Currency Contracts............................ 1 -- -- Accrued Expenses and Other Liabilities................................... 12 9 12 ------------ ------------ ------------ Total Liabilities................................................. 12,168 3,956 16,495 ------------ ------------ ------------ NET ASSETS............................................................... $ 86,604 $ 112,040 $ 141,190 ============ ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1).................................. 8,638,931 10,914,807 12,629,784 ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE................................................................. $ 10.02 $ 10.26 $ 11.18 ============ ============ ============ Investments at Cost...................................................... $ 91,262 $ 110,868 $ 136,482 ============ ============ ============ Foreign Currencies at Cost............................................... $ 58 $ -- $ 162 ============ ============ ============ NET ASSETS CONSIST OF: Paid-In Capital.......................................................... $ 88,770 $ 111,103 $ 133,513 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).................................................... 1,555 391 2,589 Accumulated Net Realized Gain (Loss)..................................... 1,442 244 1,905 Net Unrealized Foreign Exchange Gain (Loss).............................. (3) -- (602) Net Unrealized Appreciation (Depreciation)............................... (5,160) 302 3,785 ------------ ------------ ------------ NET ASSETS............................................................... $ 86,604 $ 112,040 $ 141,190 ============ ============ ============ (1) NUMBER OF SHARES AUTHORIZED.......................................... 100,000,000 100,000,000 100,000,000 ============ ============ ============ See accompanying Notes to Financial Statements. 34 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) VA U.S. VA Targeted VA U.S. International Value Large Value Value Portfolio Portfolio Portfolio --------- ----------- ------------- Investment Income Dividends (Net of Foreign Taxes Withheld of $0, $0 and $284, respectively)............................... $ 1,294 $ 2,943 $3,662 Interest................................................. 1 1 1 Income from Securities Lending........................... 78 84 191 ------- ------- ------ Total Investment Income............................... 1,373 3,028 3,854 ------- ------- ------ Expenses Investment Advisory Services Fees........................ 342 341 380 Accounting & Transfer Agent Fees......................... 31 34 35 Custodian Fees........................................... 11 6 38 Shareholders' Reports.................................... 2 3 2 Filing Fees.............................................. -- 1 1 Directors'/Trustees' Fees & Expenses..................... 1 1 1 Professional Fees........................................ 10 16 11 Other.................................................... 1 3 4 ------- ------- ------ Total Expenses........................................ 398 405 472 ------- ------- ------ Fees Paid Indirectly..................................... -- -- -- ------- ------- ------ Net Investment Income (Loss)............................. 975 2,623 3,382 ------- ------- ------ Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................ 2,632 1,976 260 Foreign Currency Transactions......................... -- -- (5) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............ 10,707 18,328 284 Translation of Foreign Currency Denominated Amounts... -- -- (9) ------- ------- ------ Net Realized and Unrealized Gain (Loss).................. 13,339 20,304 530 ------- ------- ------ Net Increase (Decrease) in Net Assets Resulting from Operations............................................... $14,314 $22,927 $3,912 ======= ======= ====== See accompanying Notes to Financial Statements. 35 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) VA VA International Short-Term VA Global Small Fixed Bond Portfolio Portfolio Portfolio ------------- ---------- --------- Investment Income Dividends (Net of Foreign Taxes Withheld of $188, $0 and $0, respectively)................................. $2,308 -- -- Interest................................................. -- $799 $2,549 Income from Securities Lending........................... 212 12 16 ------ ---- ------ Total Investment Income............................ 2,520 811 2,565 ------ ---- ------ Expenses Investment Advisory Services Fees........................ 401 284 320 Accounting & Transfer Agent Fees......................... 34 32 39 Custodian Fees........................................... 51 2 9 Shareholders' Reports.................................... 2 3 3 Filing Fees.............................................. 1 -- 2 Directors'/Trustees' Fees & Expenses..................... 1 1 1 Professional Fees........................................ 9 13 15 Other.................................................... 5 1 2 ------ ---- ------ Total Expenses..................................... 504 336 391 ------ ---- ------ Fees Paid Indirectly..................................... -- -- (2) ------ ---- ------ Net Expenses............................................. 504 336 389 ------ ---- ------ Net Investment Income (Loss)............................. 2,016 475 2,176 ------ ---- ------ Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold............................ 1,618 258 2,304 Foreign Currency Transactions......................... 15 -- 95 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............ 1,524 116 884 Translation of Foreign Currency Denominated Amounts... (5) -- (242) ------ ---- ------ Net Realized and Unrealized Gain (Loss).................. 3,152 374 3,041 ------ ---- ------ Net Increase (Decrease) in Net Assets Resulting from Operations............................................... $5,168 $849 $5,217 ====== ==== ====== See accompanying Notes to Financial Statements. 36 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) VA U.S. Targeted Value Portfolio VA U.S. Large Value Portfolio -------------------------------- ----------------------------- Year Year Year Year Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 -------------- -------------- -------------- ------------ Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss).............................. $ 975 $ 804 $ 2,623 $ 2,059 Net Realized Gain (Loss) on: Investment Securities Sold............................. 2,632 2,784 1,976 4,218 Change in Unrealized Appreciation (Depreciation) of: Investment Securities.................................. 10,707 2,801 18,328 972 -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations........................ 14,314 6,389 22,927 7,249 -------- -------- -------- -------- Distributions From: Net Investment Income..................................... (709) (634) (2,165) (2,142) -------- -------- -------- -------- Total Distributions................................. (709) (634) (2,165) (2,142) -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued............................................. 18,588 11,568 24,293 21,079 Shares Issued in Lieu of Cash Distributions............... 709 634 2,165 2,142 Shares Redeemed........................................... (18,902) (22,963) (20,067) (27,107) -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions..................................... 395 (10,761) 6,391 (3,886) -------- -------- -------- -------- Total Increase (Decrease) in Net Assets............. 14,000 (5,006) 27,153 1,221 Net Assets Beginning of Period....................................... 88,845 93,851 123,893 122,672 -------- -------- -------- -------- End of Period............................................. $102,845 $ 88,845 $151,046 $123,893 ======== ======== ======== ======== (1) Shares Issued and Redeemed: Shares Issued............................................. 1,591 1,032 1,576 1,399 Shares Issued in Lieu of Cash Distributions............... 66 56 154 148 Shares Redeemed........................................... (1,595) (1,994) (1,279) (1,769) -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed......................................... 62 (906) 451 (222) ======== ======== ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................... $ 722 $ 452 $ 2,102 $ 1,644 See accompanying Notes to Financial Statements. 37 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) VA International Value Portfolio VA International Small Portfolio -------------------------------- -------------------------------- Year Year Year Year Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 -------------- -------------- -------------- -------------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)........................... $ 3,382 $ 3,179 $ 2,016 $ 1,853 Net Realized Gain (Loss) on: Investment Securities Sold.......................... 260 1,044 1,618 4,352 Foreign Currency Transactions....................... (5) 23 15 12 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.......... 284 (12,358) 1,524 (7,562) Translation of Foreign Currency Denominated Amounts.......................................... (9) (5) (5) (4) -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations..................... 3,912 (8,117) 5,168 (1,349) -------- -------- -------- -------- Distributions From: Net Investment Income.................................. (3,413) (2,109) (2,316) (1,598) Net Long-Term Gains.................................... -- -- (2,935) -- -------- -------- -------- -------- Total Distributions.............................. (3,413) (2,109) (5,251) (1,598) -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued.......................................... 16,441 20,586 15,941 12,626 Shares Issued in Lieu of Cash Distributions............ 3,413 2,109 5,251 1,598 Shares Redeemed........................................ (14,646) (22,620) (10,295) (13,635) -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions.................................. 5,208 75 10,897 589 -------- -------- -------- -------- Total Increase (Decrease) in Net Assets.......... 5,707 (10,151) 10,814 (2,358) Net Assets Beginning of Period.................................... 93,450 103,601 75,790 78,148 -------- -------- -------- -------- End of Period.......................................... $ 99,157 $ 93,450 $ 86,604 $ 75,790 ======== ======== ======== ======== (1) Shares Issued and Redeemed: Shares Issued.......................................... 1,618 1,722 1,676 1,139 Shares Issued in Lieu of Cash Distributions............ 349 176 593 148 Shares Redeemed........................................ (1,400) (1,885) (1,058) (1,218) -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed.................................. 567 13 1,211 69 ======== ======== ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).................... $ 2,933 $ 2,880 $ 1,555 $ 1,669 See accompanying Notes to Financial Statements. 38 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) VA Short-Term Fixed Portfolio VA Global Bond Portfolio ----------------------------- ------------------------ Year Year Year Year Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 ------------ -------------- ---------- ---------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)................................ $ 475 $ 425 $ 2,176 $ 2,528 Net Realized Gain (Loss) on: Investment Securities Sold............................... 258 280 2,304 2,667 Foreign Currency Transactions............................ -- -- 95 893 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency............... 116 (244) 884 (2,356) Translation of Foreign Currency Denominated Amounts...... -- -- (242) 46 -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations.................................... 849 461 5,217 3,778 -------- -------- -------- -------- Distributions From: Net Investment Income....................................... (425) (489) (3,526) (4,536) Net Short-Term Gains........................................ (44) (262) (578) (455) Net Long-Term Gains......................................... (246) (149) (2,075) (2,681) -------- -------- -------- -------- Total Distributions................................... (715) (900) (6,179) (7,672) -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued............................................... 31,667 39,004 29,099 32,786 Shares Issued in Lieu of Cash Distributions................. 715 900 6,179 7,672 Shares Redeemed............................................. (35,977) (13,130) (24,338) (13,306) -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions....................................... (3,595) 26,774 10,940 27,152 -------- -------- -------- -------- Total Increase (Decrease) in Net Assets............... (3,461) 26,335 9,978 23,258 Net Assets Beginning of Period......................................... 115,501 89,166 131,212 107,954 -------- -------- -------- -------- End of Period............................................... $112,040 $115,501 $141,190 $131,212 ======== ======== ======== ======== (1) Shares Issued and Redeemed: Shares Issued............................................... 3,096 3,811 2,642 2,972 Shares Issued in Lieu of Cash Distributions................. 70 88 578 714 Shares Redeemed............................................. (3,517) (1,281) (2,222) (1,189) -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed........................................... (351) 2,618 998 2,497 ======== ======== ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)............................ $ 391 $ 341 $ 2,589 $ 3,454 See accompanying Notes to Financial Statements. 39 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) VA U.S. Targeted Value Portfolio ------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 10.95 $ 10.40 $ 8.27 $ 8.13 $ 13.25 $ 17.23 -------- ------- ------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.12 0.09 0.07 0.08 0.12 0.15 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 1.60 0.53 2.15 0.24 (3.98) (1.85) -------- ------- ------- ------- ------- -------- Total from Investment Operations...................... 1.72 0.62 2.22 0.32 (3.86) (1.70) -------- ------- ------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.09) (0.07) (0.09) (0.14) (0.14) (0.14) Net Realized Gains....................................... -- -- -- (0.04) (1.12) (2.14) -------- ------- ------- ------- ------- -------- Total Distributions................................... (0.09) (0.07) (0.09) (0.18) (1.26) (2.28) -------- ------- ------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 12.58 $ 10.95 $ 10.40 $ 8.27 $ 8.13 $ 13.25 ======== ======= ======= ======= ======= ======== Total Return................................................ 15.82% 5.94% 27.00% 4.32% (32.03)%(C) (11.45)% -------- ------- ------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $102,845 $88,845 $93,851 $67,307 $69,829 $101,695 Ratio of Expenses to Average Net Assets..................... 0.41% 0.40% 0.42% 0.45% 0.50%(B) 0.56% Ratio of Net Investment Income to Average Net Assets........ 1.00% 0.82% 0.68% 1.11% 1.24%(B) 1.01% Portfolio Turnover Rate..................................... 21% 14% 32% 19% 23%(C) 32% VA U.S. Large Value Portfolio --------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 14.60 $ 14.09 $ 11.94 $ 11.10 $ 17.45 $ 18.89 -------- -------- -------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.30 0.24 0.25 0.23 0.27 0.24 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 2.26 0.52 2.12 0.92 (6.40) (0.30) -------- -------- -------- ------- ------- -------- Total from Investment Operations...................... 2.56 0.76 2.37 1.15 (6.13) (0.06) -------- -------- -------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.26) (0.25) (0.22) (0.31) (0.22) (0.22) Net Realized Gains....................................... -- -- -- -- -- (1.16) -------- -------- -------- ------- ------- -------- Total Distributions................................... (0.26) (0.25) (0.22) (0.31) (0.22) (1.38) -------- -------- -------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 16.90 $ 14.60 $ 14.09 $ 11.94 $ 11.10 $ 17.45 ======== ======== ======== ======= ======= ======== Total Return................................................ 17.87% 5.37% 20.08% 11.01% (35.56)%(C) (0.47)% -------- -------- -------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $151,046 $123,893 $122,672 $99,834 $89,009 $140,825 Ratio of Expenses to Average Net Assets..................... 0.30% 0.29% 0.30% 0.33% 0.31%(B) 0.28% Ratio of Net Investment Income to Average Net Assets........ 1.92% 1.59% 1.87% 2.24% 1.86%(B) 1.28% Portfolio Turnover Rate..................................... 12% 15% 33% 38% 21%(C) 9% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 40 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) VA International Value Portfolio -------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 10.87 $ 12.07 $ 11.22 $ 10.20 $ 21.98 $ 20.37 ------- ------- -------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.37 0.37 0.25 0.27 0.57 0.67 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... (0.02) (1.32) 0.89 2.47 (9.89) 2.68 ------- ------- -------- ------- ------- -------- Total from Investment Operations...................... 0.35 (0.95) 1.14 2.74 (9.32) 3.35 ------- ------- -------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.40) (0.25) (0.29) (0.54) (0.66) (0.56) Net Realized Gains....................................... -- -- -- (1.18) (1.80) (1.18) ------- ------- -------- ------- ------- -------- Total Distributions................................... (0.40) (0.25) (0.29) (1.72) (2.46) (1.74) ------- ------- -------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 10.82 $ 10.87 $ 12.07 $ 11.22 $ 10.20 $ 21.98 ======= ======= ======== ======= ======= ======== Total Return................................................ 3.57% (8.08)% 10.35% 33.92% (47.39)%(C) 17.66% ------- ------- -------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $99,157 $93,450 $103,601 $75,350 $60,973 $114,279 Ratio of Expenses to Average Net Assets..................... 0.50% 0.49% 0.50% 0.52% 0.49%(B) 0.47% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)......................................... 0.50% 0.49% 0.50% 0.52% 0.49%(B) 0.47% Ratio of Net Investment Income to Average Net Assets........ 3.56% 3.02% 2.28% 3.03% 3.73%(B) 3.18% Portfolio Turnover Rate..................................... 17% 19% 21% 20% 18%(C) 19% VA International Small Portfolio ------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 10.20 $ 10.62 $ 9.20 $ 7.33 $ 15.41 $ 14.76 ------- ------- ------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.24 0.25 0.18 0.18 0.32 0.28 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.28 (0.45) 1.42 2.46 (6.75) 1.63 ------- ------- ------- ------- ------- -------- Total from Investment Operations...................... 0.52 (0.20) 1.60 2.64 (6.43) 1.91 ------- ------- ------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.31) (0.22) (0.18) (0.28) (0.27) (0.28) Net Realized Gains....................................... (0.39) -- -- (0.49) (1.38) (0.98) ------- ------- ------- ------- ------- -------- Total Distributions................................... (0.70) (0.22) (0.18) (0.77) (1.65) (1.26) ------- ------- ------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 10.02 $ 10.20 $ 10.62 $ 9.20 $ 7.33 $ 15.41 ======= ======= ======= ======= ======= ======== Total Return................................................ 6.05% (2.03)% 17.68% 41.04% (46.30)%(C) 13.94% ------- ------- ------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $86,604 $75,790 $78,148 $58,954 $44,770 $ 79,720 Ratio of Expenses to Average Net Assets..................... 0.63% 0.62% 0.63% 0.66% 0.62%(B) 0.62% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)......................................... 0.63% 0.62% 0.63% 0.66% 0.62%(B) 0.62% Ratio of Net Investment Income to Average Net Assets........ 2.51% 2.26% 1.87% 2.41% 2.90%(B) 1.84% Portfolio Turnover Rate..................................... 13% 13% 9% 14% 18%(C) 20% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 41 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) VA Short-Term Fixed Portfolio ------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 10.25 $ 10.31 $ 10.42 $ 10.34 $ 10.56 $ 10.44 -------- -------- ------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.04 0.04 0.06 0.19 0.29 0.51 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.04 0.01 0.05 0.20 (0.04) (0.01) -------- -------- ------- ------- ------- -------- Total from Investment Operations...................... 0.08 0.05 0.11 0.39 0.25 0.50 -------- -------- ------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.04) (0.06) (0.16) (0.31) (0.47) (0.38) Net Realized Gains....................................... (0.03) (0.05) (0.06) -- -- -- -------- -------- ------- ------- ------- -------- Total Distributions................................... (0.07) (0.11) (0.22) (0.31) (0.47) (0.38) -------- -------- ------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 10.26 $ 10.25 $ 10.31 $ 10.42 $ 10.34 $ 10.56 ======== ======== ======= ======= ======= ======== Total Return................................................ 0.73% 0.42% 1.09% 3.84% 2.48%(C) 4.99% -------- -------- ------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $112,040 $115,501 $89,166 $82,248 $86,805 $ 83,736 Ratio of Expenses to Average Net Assets..................... 0.30% 0.29% 0.30% 0.34% 0.31%(B) 0.31% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)......................................... 0.30% 0.29% 0.30% 0.34% 0.31%(B) 0.31% Ratio of Net Investment Income to Average Net Assets........ 0.42% 0.42% 0.60% 1.85% 3.03%(B) 4.93% Portfolio Turnover Rate..................................... 85% 66% 79% 68% 20%(C) 22% VA Global Bond Portfolio -------------------------------------------------------------- Year Year Year Year Period Year Ended Ended Ended Ended Dec. 1, 2007 Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, to Nov. 30, 2012 2011 2010 2009 Oct. 31, 2008 2007 -------- -------- -------- -------- ------------- -------- Net Asset Value, Beginning of Period........................ $ 11.28 $ 11.82 $ 11.44 $ 10.97 $ 10.95 $ 10.46 -------- -------- -------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.18 0.23 0.30 0.28 0.24 0.32 Net Gains (Losses) on Securities (Realized and Unrealized)........................................... 0.25 0.06 0.54 0.57 -- 0.21 -------- -------- -------- ------- ------- -------- Total from Investment Operations...................... 0.43 0.29 0.84 0.85 0.24 0.53 -------- -------- -------- ------- ------- -------- Less Distributions Net Investment Income.................................... (0.30) (0.49) (0.46) (0.38) (0.22) (0.04) Net Realized Gains....................................... (0.23) (0.34) -- -- -- -- -------- -------- -------- ------- ------- -------- Total Distributions................................... (0.53) (0.83) (0.46) (0.38) (0.22) (0.04) -------- -------- -------- ------- ------- -------- Net Asset Value, End of Period.............................. $ 11.18 $ 11.28 $ 11.82 $ 11.44 $ 10.97 $ 10.95 ======== ======== ======== ======= ======= ======== Total Return................................................ 3.97% 2.77% 7.61% 7.93% 2.18%(C) 5.06% -------- -------- -------- ------- ------- -------- Net Assets, End of Period (thousands)....................... $141,190 $131,212 $107,954 $89,641 $92,313 $ 96,146 Ratio of Expenses to Average Net Assets..................... 0.29% 0.29% 0.31% 0.34% 0.32%(B) 0.31% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly)......................................... 0.29% 0.29% 0.31% 0.34% 0.32%(B) 0.31% Ratio of Net Investment Income to Average Net Assets........ 1.61% 2.10% 2.64% 2.51% 2.42%(B) 3.02% Portfolio Turnover Rate..................................... 63% 71% 80% 65% 61%(C) 85% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 42 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. Organization: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered, without a sales charge, to institutional investors, retirement plans, and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, six of which (the "Portfolios") are included in this report. The remaining sixty-one are presented in separate reports. The Portfolios are only available through a select group of insurance products. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Securities held by VA U.S. Targeted Value Portfolio and VA U.S. Large Value Portfolio (the "Domestic Equity Portfolios") and VA International Value Portfolio and VA International Small Portfolio (the "International Equity Portfolios"), including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Domestic Equity Portfolios and the International Equity Portfolios that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Domestic Equity Portfolios and International Equity Portfolios value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of 43 securities used by the Domestic Equity Portfolios and International Equity Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The International Equity Portfolios will also apply a fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally, 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally, 1:00 p.m. PT) and the time that the net asset values of the International Equity Portfolios are computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Equity Portfolios price their shares at the close of the NYSE, the International Equity Portfolios will fair value their foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Equity Portfolios' foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Equity Portfolios utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). When an International Equity Portfolio uses fair value pricing, the values assigned to the International Equity Portfolio's foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Debt securities held by VA Short-Term Fixed Portfolio and VA Global Bond Portfolio (the "Fixed Income Portfolios"), are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over-the-counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the ove-the-counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board. These valuations are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Portfolios are valued using the settlement price established each day on the exchange on which they are traded and are generally categorized as Level 1 in the hierarchy. Over-the-counter derivative contracts, which include forward currency contracts, do not require material subjectivity as pricing inputs are observed from actively quoted markets and are categorized as Level 2 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings/Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of the International Equity Portfolios and VA Global Bond Portfolio whose values are initially expressed in foreign currencies are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked-to-market daily based on daily exchange rates and exchange gains or losses are realized upon ultimate receipt or disbursement. VA Global Bond Portfolio also enters into forward currency contracts solely for the purpose of hedging against fluctuations in currency exchange rates. These contracts are also marked-to-market daily based on daily exchange rates. 44 The International Equity Portfolios do not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities whether realized or unrealized. However, VA Global Bond Portfolio does isolate the effect of fluctuations in foreign currency rates when determining the gain or loss upon the sale or maturity of foreign currency denominated debt obligations pursuant to U.S. federal income tax regulations; such amounts are categorized as foreign exchange gain or loss for both financial reporting and income tax reporting purposes. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amount of interest, dividends and foreign withholding taxes recorded on the books of the International Equity Portfolios and VA Global Bond Portfolio and the U.S. dollar equivalent amounts actually received or paid. 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Portfolios estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities. Expenses directly attributable to a Portfolio are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. The International Equity Portfolios may be subject to taxes imposed by countries in which they invest, with respect to their investments in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The International Equity Portfolios accrue such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales earned by foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. 45 C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Portfolios. For the year ended October 31, 2012, the Portfolios' investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: VA U.S. Targeted Value Portfolio............. 0.35% VA U.S. Large Value Portfolio................ 0.25% VA International Value Portfolio............. 0.40% VA International Small Portfolio............. 0.50% VA Short-Term Fixed Portfolio................ 0.25% VA Global Bond Portfolio..................... 0.24%* -------- * The Portfolio's investment advisory fees are based on an effective annual rate of 0.25% of the first $100 million of average daily net assets and 0.20% of average daily net assets exceeding $100 million. Earned Income Credit: In addition, the Portfolios have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Portfolios' custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amounts in thousands): Fees Paid Indirectly ---------- VA International Value Portfolio........ -- VA International Small Portfolio........ -- VA Global Bond Portfolio................ $ 2 Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): VA U.S. Targeted Value Portfolio................ $3 VA U.S. Large Value Portfolio................... 4 VA International Value Portfolio................ 3 VA International Small Portfolio................ 2 VA Short-Term Fixed Portfolio................... 3 VA Global Bond Portfolio........................ 3 46 E. Purchases and Sales of Securities: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities (amounts in thousands): U.S. Government Other Investment Securities Securities ----------------- ----------------- Purchases Sales Purchases Sales --------- ------- --------- ------- VA U.S. Targeted Value Portfolio......... -- -- $20,862 $20,298 VA U.S. Large Value Portfolio............ -- -- 22,853 15,889 VA International Value Portfolio......... -- -- 21,434 16,407 VA International Small Portfolio......... -- -- 18,755 10,705 VA Short-Term Fixed Portfolio............ $29,298 $43,293 69,616 44,133 VA Global Bond Portfolio................. 9,372 10,642 83,035 73,462 F. Federal Income Taxes: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Sub-chapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to realized gains on securities considered to be "passive foreign investment companies" and net foreign currency gains/losses, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): Increase Increase (Decrease) (Decrease) Undistributed Accumulated Net Investment Net Realized Income Gains -------------- ------------ VA U.S. Targeted Value Portfolio................. $ 4 $ (4) VA U.S. Large Value Portfolio.................... -- -- VA International Value Portfolio................. 84 (84) VA International Small Portfolio................. 186 (186) VA Short-Term Fixed Portfolio.................... -- -- VA Global Bond Portfolio......................... 485 (485) The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- ----- VA U.S. Targeted Value Portfolio 2011...................................... $634 -- $634 2012...................................... 709 -- 709 47 Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- ------ VA U.S. Large Value Portfolio 2011..................................... $2,142 -- $2,142 2012..................................... 2,165 -- 2,165 VA International Value Portfolio 2011..................................... 2,109 -- 2,109 2012..................................... 3,413 -- 3,413 VA International Small Portfolio 2011..................................... 1,598 -- 1,598 2012..................................... 2,316 $2,935 5,251 VA Short-Term Fixed Portfolio 2011..................................... 751 149 900 2012..................................... 469 246 715 VA Global Bond Portfolio 2011..................................... 4,991 2,681 7,672 2012..................................... 4,104 2,075 6,179 At October 31, 2012, the components of distributable earnings/(accumulated losses) were as follows (amounts in thousands): Undistributed Total Net Net Investment Distributable Income and Undistributed Capital Earnings/ Short-Term Long-Term Loss (Accumulated Capital Gains Capital Gains Carryforward Losses) -------------- ------------- ------------ ------------- VA U.S. Targeted Value Portfolio.. $ 751 -- $(12,293) $(11,542) VA U.S. Large Value Portfolio..... 2,105 -- (2,723) (618) VA International Value Portfolio.. 2,943 -- (3,249) (306) VA International Small Portfolio.. 1,951 $1,443 -- 3,394 VA Short-Term Fixed Portfolio..... 516 123 -- 639 VA Global Bond Portfolio.......... 2,227 1,666 -- 3,893 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolios had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amount in thousands): Expires on October 31, ------------- 2017 2018 Total ------ ------ ------- VA U.S. Targeted Value Portfolio....................... $9,798 $2,495 $12,293 VA U.S. Large Value Portfolio.......................... 2,723 -- 2,723 VA International Value Portfolio....................... 3,249 -- 3,249 48 During the year ended October 31, 2012, the following Portfolios utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amounts in thousands): VA U.S. Targeted Value Portfolio............. $2,630 VA U.S. Large Value Portfolio................ 1,976 VA International Value Portfolio............. 171 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) -------- ------------ -------------- -------------- VA U.S. Targeted Value Portfolio.. $105,901 $22,089 $(17,410) $ 4,679 VA U.S. Large Value Portfolio..... 133,157 36,689 (14,371) 22,318 VA International Value Portfolio.. 121,929 9,142 (22,687) (13,545) VA International Small Portfolio.. 103,239 16,691 (22,245) (5,554) VA Short-Term Fixed Portfolio..... 115,180 312 (10) 302 VA Global Bond Portfolio.......... 150,368 3,863 (78) 3,785 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Portfolios' tax positions and has concluded that no additional provision for income tax is required in the Portfolios' financial statements. The Portfolios are not aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Portfolios' federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. G. Financial Instruments: In accordance with the Portfolios' investment objectives and policies, the Portfolios may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Portfolios may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Portfolios' custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain considerations and risks not typically associated with investments in the United States of America, including the possibility of future political and economic developments and the level of foreign governmental supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of securities by the Portfolios may be inhibited. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Portfolios. 49 3. Forward Currency Contracts: The International Equity Portfolios may enter into forward currency contracts in connection with the purchase or sale of foreign equity securities, typically to "lock in" the value of the transaction with respect to a different currency. In addition, the International Equity Portfolios may, from time to time, enter into forward currency contracts to transfer balances from one currency to another currency. VA Global Bond Portfolio may enter into forward currency contracts only to hedge against adverse changes in the relationship of the U.S. dollar to foreign currencies (foreign exchange rate risk) or to transfer balances from one currency to another currency. The decision to hedge the Portfolio's currency exposure with respect to a foreign market will be based primarily on the Portfolio's existing exposure to a given foreign currency. Each contract is valued daily and the change in value is recorded by the Portfolio as an unrealized gain or loss, which is presented in the Statements of Operations as the change in unrealized appreciation or depreciation of translation of foreign currency denominated amounts. When the contract is closed or offset with the same counterparty, the Portfolio records a realized gain or loss equal to the change in the value of the contract when it was opened and the value at the time it was closed or offset. This is presented in the Statements of Operations as a net realized gain or loss on foreign currency transactions. At October 31, 2012, VA Global Bond Portfolio had entered into the following contracts and the net unrealized foreign exchange gain (loss) is reflected in the accompanying financial statements (amounts in thousands): Unrealized Foreign Settlement Contract Value at Exchange Date Currency Amount** Currency Amount* October 31, 2012 Gain (Loss) ---------- ----------------- ------------------ -------- ---------------- ----------- 11/15/12 (22,338) Denmark Kroner $ (3,875) $ (3,882) $ (7) 12/10/12 339 EURO 439 439 -- 12/10/12 (15,280) EURO (19,263) (19,812) (549) 12/10/12 (2,868) EURO (3,758) (3,719) 39 12/10/12 (1,864) EURO (2,434) (2,417) 17 12/10/12 (1,055) EURO (1,368) (1,368) -- 11/15/12 (11,582) UK Pound Sterling (18,580) (18,690) (110) -------- -------- ----- $(48,839) $(49,449) $(610) ======== ======== ===== * During the year ended October 31, 2012, VAGlobal Bond Portfolio's average cost basis contract amount of forward currency contracts was $(39,265) (in thousands). ** Positive Currency Amount represents a purchase contract and a Currency Amount in parentheses represents a sale contract. Risks may arise upon entering into these contracts from the potential inability of the counterparties to meet the terms of their contracts and from unanticipated movements in the value of foreign currency relative to the U.S. dollar and are generally limited to unrealized appreciation, if any, on the contracts. 4. Futures Contracts: The Portfolios (other than the VA Short-Term Fixed Portfolio) may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures contract, the Portfolios deposit cash or pledge U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Portfolios as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Portfolios record a realized gain or loss, which is presented in the Statements of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Portfolios could lose more than the initial margin requirements. The Portfolios entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty 50 credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the Portfolios had no outstanding futures contracts. The following is a summary of VA Global Bond Portfolio's location and value of derivative instrument holdings on VA Global Bond Portfolio's Statements of Assets and Liabilities categorized by primary risk exposure as of October 31, 2012 (amounts in thousands): Asset Derivatives Value Location on the Statements --------------------------- of Assets and Foreign Exchange Liabilities Contracts -------------------------- --------------------------- VA Global Bond Portfolio...... Unrealized Gain on Forward Currency Contracts $56 Liability Derivatives Value Location on the Statements --------------------------- of Assets and Foreign Exchange Liabilities Contracts -------------------------- --------------------------- VA Global Bond Portfolio...... Unrealized Loss on Forward Currency Contracts $(666) The following is a summary of the location of realized and change in unrealized gains and losses on VA Global Bond Portfolio's Statements of Operations for VA Global Bond Portfolio's derivative instrument holdings through the year ended October 31, 2012: Derivative Type Location of Gain (Loss) on Derivatives Recognized in Income --------------------------- ----------------------------------------------------------- Foreign exchange contracts Net Realized Gain (Loss) on: Foreign Currency Transactions Change in Unrealized Appreciation (Depreciation) of: Translation of Foreign Currency Denominated Amounts The following is a summary of the realized and change in unrealized gains and losses from VA Global Bond Portfolio's derivative instrument holdings categorized by primary risk exposure through the year ended October 31, 2012 (amounts in thousands): Realized Gain (Loss) on Derivatives Recognized in Income -------------------- Foreign Exchange Contracts -------------------- VA Global Bond Portfolio..................... $421 Change in Unrealized Appreciation (Depreciation) on Derivatives Recognized in Income -------------------------------- Foreign Exchange Contracts -------------------------------- VA Global Bond Portfolio................ $(251) 51 H. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings by the Portfolios under this line of credit were as follows (amounts in thousands except percentage and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- VA U.S. Targeted Value Portfolio.. 0.88% $389 51 -- $2,028 VA U.S. Large Value Portfolio..... 0.88% 286 137 $ 1 1,119 VA International Value Portfolio.. 0.89% 323 75 1 1,966 VA International Small Portfolio.. 0.90% 197 51 -- 904 * Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Portfolio's available line of credit was utilized. At October 31, 2012, VA U.S. Large Value Portfolio, VA International Value Portfolio and VA International Small Portfolio had loans outstanding in the amount of $88, $1,468 and $494 (in thousands), respectively. I. Securities Lending: As of October 31, 2012, some of the Portfolios had securities on loan to brokers/dealers, for which each such Portfolio received cash collateral. Each Portfolio with securities on loan invests the cash collateral, as described below, and records a liability for the return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Portfolios' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Portfolio or, at the option of the lending agent, to replace the securities. 52 Subject to their stated investment policies, the Portfolios with securities on loan will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. Such Portfolios also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Portfolio with securities on loan will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. K. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. Other: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. Approximate Percentage Number of of Outstanding Shareholders Shares ------------ -------------- VA U.S. Targeted Value Portfolio................. 1 59% VA U.S. Large Value Portfolio.................... 1 60% VA International Value Portfolio................. 2 72% VA International Small Portfolio................. 1 57% VA Short-Term Fixed Portfolio.................... 2 76% VA Global Bond Portfolio......................... 1 65% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial 53 position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as VA U.S. Large Value Portfolio. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to VA U.S. Large Value Portfolio in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to VA U.S. Large Value Portfolio arising from the Lawsuits. Until VA U.S. Large Value Portfolio can do so, no reduction of the net asset value of VA U.S. Large Value Portfolio will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of VA U.S. Large Value Portfolio's net asset value at this time. The VA U.S. Large Value Portfolio also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of VA U.S. Large Value Portfolio will pay or receive, as the case may be, a price based on net asset value of VA U.S. Large Value Portfolio, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by VA U.S. Large Value Portfolio as incurred and in a manner similar to any other expense incurred by VA U.S. Large Value Portfolio. M. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 54 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Portfolios, as defined, and Board of Directors of DFA Investment Dimensions Group Inc.: In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments/ summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of VA U.S. Targeted Value Portfolio, VA U.S. Large Value Portfolio, VA International Value Portfolio, VA International Small Portfolio, VA Short-Term Fixed Portfolio and VA Global Bond Portfolio (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 55 FUND MANAGEMENT (Unaudited) Trustees/Directors Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 56 Name, Position Portfolios within the with the Fund, Term of Office/1/ and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held ------------------------- --------------------- --------------------- ------------------------------------------------------- Disinterested Trustees/Directors George M. Constantinides Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, The University Director of DFAIDG and investment companies of Chicago Booth School of Business. DIG. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Service Professor of Director of DFAIDG and investment companies Economics, The University of Chicago Booth School of DIG. Business (since 1965). Member and Chair, Competitive Trustee of DFAITC and Markets Advisory Committee, Chicago Mercantile DEM. Exchange (futures trading exchange) (since 2004). The University of Chicago Formerly, Director of UNext, Inc. (1999-2006). Booth School of Business Trustee, Harbor Fund (registered investment company) 5807 S. Woodlawn (30 Portfolios) (since 1994). Formerly, Member of the Avenue Board of Milwaukee Mutal Insurance Company (1997-2010). Chicago, IL 60637 Age: 73 Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Practice of Finance, Yale School of Director of DFAIDG and investment companies Management (since 1984). Chairman, CIO and DIG. Partner, Zebra Capital Management, LLC (hedge Trustee of DFAITC and fund manager) (since 2001). Consultant to Morningstar, DEM. Inc. (since 2006). Formerly, Chairman, Ibbotson Yale School of Associates, Inc., Chicago, IL (software data Management publishing and consulting) (1977-2006). Formerly, P.O. Box 208200 Director, BIRR Portfolio Analysis, Inc. (software New Haven, CT products) (1990-2010). 06520-8200 Age: 68 57 Name, Position Portfolios within the with the Fund, Term of Office/1/ and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held ------------------------- --------------------- --------------------- ------------------------------------------------------ Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Fellow, Hoover Institution Director of DFAIDG and investment companies (since 2002). Jack Steele Parker Professor of Human DIG. Resources Management and Economics, Graduate School of Trustee of DFAITC and Business, Stanford University (since 1995). DEM. Cornerstone Research (expert testimony and economic Stanford University and financial analysis) (since 2009). Formerly, Graduate School of Chairman of the President George W. Bush's Council of Business Economic Advisers (2006-2009). Formerly, Council of 518 Memorial Way Economic Advisors, State of California (2005-2006). Stanford, CA 94305-5015 Formerly, Commissioner, White House Panel on Tax Age: 64 Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Professor Emeritus of Finance, Stanford Director of DFAIDG and investment companies University (since 1981). Formerly, Chairman, Platinum DIG. Grove Asset Management, L.P. (hedge fund) (formerly, Trustee of DFAITC and Oak Hill Platinum Partners) (1999-2009). Formerly, DEM. Managing Partner, Oak Hill Capital Management (private c/o Dimensional Fund equity firm) (until 2004). Director, American Century Advisors, LP Fund Complex (registered investment companies) (40 6300 Bee Cave Road Portfolios) (since 1980). Formerly, Director, Chicago Building 1 Mercantile Exchange (2001-2008). Austin, TX 78746 Age: 70 Abbie J. Smith Since 2000 100 portfolios in 4 Boris and Irene Stern Distinguished Service Professor Director of DFAIDG and investment companies of Accounting, The University of Chicago Booth School DIG. of Business (since 1980). Co-Director Investment Trustee of DFAITC and Research, Fundamental Investment Advisors (hedge fund) DEM. (since 2008). Director, HNI Corporation (formerly The University of Chicago known as HON Industries Inc.) (office furniture) Booth School of Business (since 2000). Director, Ryder System Inc. 5807 S. Woodlawn (transportation, logistics and supply-chain Avenue management) (since 2003). Trustee, UBS Funds (4 Chicago, IL 60637 investment companies within the fund complex) (52 Age: 58 portfolios) (since 2009). 58 Name, Position Portfolios within the with the Fund, Term of Office/1/ and DFA Fund Complex/2/ Principal Occupation(s) During Past 5 Years and Address and Age Length of Service Overseen Other Directorships of Public Companies Held --------------------------- --------------------- --------------------- ------------------------------------------------------- Interested Trustees/Directors* David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, President, and Co-Chief Chairman, Director, investment companies Executive Officer (since January 2010) of Dimensional Co-Chief Executive Officer Holdings Inc., Dimensional Fund Advisors LP, DFA and President of DFAIDG Securities LLC, Dimensional Emerging Markets Value and DIG. Chairman, Fund, DFAIDG, Dimensional Investment Group Inc. and Trustee, Co-Chief The DFA Investment Trust Company. Director of Executive Officer and Dimensional Fund Advisors Ltd., Dimensional Funds PLC, President of DFAITC and Dimensional Funds II PLC, DFA Australia Limited, DEM. Dimensional Cayman Commodity Fund I Ltd., Dimensional 6300 Bee Cave Road, Japan Ltd. and Dimensional Advisors Ltd. Chairman, Building One Director and Co-Chief Executive Officer of Dimensional Austin, Texas 78746 Fund Advisors Canada ULC. President, Dimensional Age: 65 SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer (since January 2010), Chief Director, Co-Chief investment companies Investment Officer (since March 2007) and Executive Officer and Director/Trustee of Dimensional Holdings Inc., Chief Investment Officer of Dimensional Fund Advisors LP, DFA Securities LLC, DFAIDG and DIG. Dimensional Emerging Markets Value Fund, DFAIDG, Trustee, Co-Chief Dimensional Investment Group Inc., The DFA Investment Executive Officer and Trust Company and Dimensional Cayman Commodity Fund I Chief Investment Officer of Ltd. Co-Chief Executive Officer, President and Chief DFAITC and DEM. Investment Officer of Dimensional Fund Advisors Canada 6300 Bee Cave Road, ULC. Chief Investment Officer, Vice President and Building One Director of DFA Australia Limited. Director of Austin, TX 78746 Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Age: 45 Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. * Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 59 Officers The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------ ----------------------------------------------------------- Officers April A. Aandal Since 2008 Vice President of all the DFA Entities. Vice President Vice President, Global Business Global Business Development of all the DFA Entities. Development Formerly, Chief Learning Officer of Dimensional Age: 49 (2008-2011); Regional Director of Dimensional (2004-2008). Robyn G. Alcorta Since 2012 Vice President of all the DFA Entities. Formerly, Vice Vice President President Business Development at Capson Physicians Age: 37 Insurance Company (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the DFA Entities. Vice President Age: 46 Arthur H. Barlow Since 1993 Vice President of all the DFA Entities. Vice President Age: 56 John T. Blood Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2010-January 2011); Chief Market Age: 43 Strategist at Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the DFA Entities. Vice President Age: 43 Valerie A. Brown Since 2001 Vice President and Assistant Secretary of all the DFA Vice President and Assistant Entities, DFA Australia Limited, Dimensional Fund Advisors Secretary Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Age: 45 Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the DFA Entities. Head of Global Vice President Financial Services of Dimensional (since 2008). Formerly, Age: 48 Regional Director of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (December Age: 41 2010-January 2012); Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2008-2010); Vice President, Age: 56 Client Portfolio Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 46 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Head of Age: 40 Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (August Age: 36 2002-January 2012). 60 Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------ ----------------------------------------------------------- Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Financial Services Group of Dimensional (since August Age: 63 1993). George H. Crane Since 2010 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President and Managing Director at State Street Bank & Age: 57 Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Compliance Officer of all Vice President and Global Chief the DFA Entities, DFA Australia Limited, Dimensional Fund Compliance Advisors Ltd., Dimensional SmartNest LLC, Dimensional Officer SmartNest (US) LLC and Dimensional Retirement Plan Services Age: 46 LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, DFA Australia Vice President Limited and Dimensional Fund Advisors Canada ULC. Age: 55 Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Research Associate Vice President for Dimensional (since August 2008). Formerly, Research Age: 40 Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Chief Vice President and Chief Communications Officer of Dimensional (since 2010). Communications Officer Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary of all the DFA Vice President and Assistant Entities and DFA Australia Limited. Chief Operating Officer Secretary of Dimensional Fund Advisors Ltd. (since July 2008). Age: 47 Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since March 2012). Sr. Age: 38 Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Senior Technology Vice President Manager for Dimensional (since June 2006). Formerly, Age: 41 Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Formerly, Managing Vice President Director at BlackRock (2004-January 2012). Age: 44 Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (January 2005 to February 2007). Age: 38 61 Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------ ------------------------------------------------------------ Christian Gunther Since 2011 Vice President of all the DFA Entities. Senior Trader for Vice President Dimensional Fund Advisors LP (since 2012). Formerly, Senior Age: 37 Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since June 1998). Age: 44 Julie C. Henderson Since 2005 Vice President and Fund Controller of all the DFA Entities Vice President and Fund Controller and Dimensional Cayman Commodity Fund I Ltd. and Age: 38 Dimensional Japan Ltd. Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Formerly, Managing Vice President Director, Co-Head Global Consultant Relations at BlackRock Age: 52 (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Age: 38 Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Facilities Manager for Dimensional Fund Advisors LP Age: 44 (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Officer of all the DFA Vice President and Chief Operating Entities, Dimensional Cayman Commodity Fund I Ltd., Officer Dimensional Japan Ltd., Dimensional Advisors Ltd., Age: 57 Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (April Age: 64 2006-January 2012). David M. Kershner Since 2010 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since June 2004). Age: 41 Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Accounting Manager for Dimensional Fund Advisors LP Age: 32 (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Head of Defined Vice President Contribution Sales for Dimensional (since August 2010). Age: 41 Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Sr. Portfolio Vice President Manager of Dimensional (since January 2012).Formerly, Age: 40 Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (2007-2010). Age: 43 Michael F. Lane Since 2004 Vice President of all the DFA Entities. Chief Executive Vice President Officer of Dimensional SmartNest (US) LLC (since 2012). Age: 45 62 Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------- ----------------------------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Entities. Formerly, Vice Vice President President - Global Operations at Janus Capital Group Age: 43 (2005-2011). Juliet Lee Since 2005 Vice President of all the DFA Entities. Human Resources Vice President Manager of Dimensional (since January 2004). Age: 41 Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional (July 2008-2010). Age: 31 Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Regional Director Vice President for Dimensional (since February 2004). Age: 43 Kenneth M. Manell Since 2010 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Counsel for Dimensional (since Age: 39 September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities and Head of Global Vice President & Head of Global Human Resources of Dimensional. Formerly, Global Head of Human Resources Recruiting and Vice President of Goldman Sachs & Co. (June Age: 42 2006 to January 2008). David R. Martin Since 2007 Vice President, Chief Financial Officer and Treasurer of Vice President, Chief Financial Officer all the DFA Entities. Director, Vice President, Chief and Treasurer Financial Officer and Treasurer of Dimensional Fund Age: 55 Advisors Ltd., DFA Australia Limited, Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President since 1997 Vice President and Secretary of all the DFA Entities and Vice President and Secretary and Secretary since 2000 Dimensional Retirement Plan Services LLC (since June 2012). Age: 48 Director, Vice President and Secretary of DFA Australia Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Services Manager Vice President for Dimensional (since January 2008). Formerly, Design Age: 37 Manager of Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (2008-2010). Formerly, Vice President and Age: 48 Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the DFA Entities and Dimensional Vice President Cayman Commodity Fund I Ltd. Deputy General Counsel, Funds Age: 38 (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 63 Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------ ----------------------------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2004 to 2006). Age: 35 Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since July 2005). Age: 38 Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Senior Compliance Vice President Officer for Dimensional (since January 2008). Formerly, Age: 34 Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd. and Dimensional Age: 51 Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (July 2006-2010). Age: 41 Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Formerly, Research Vice President Associate of Dimensional (2006-2008). Systems Developer of Age: 39 Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Formerly, Research Vice President Associate for Dimensional Fund Advisors LP (June Age: 31 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Client Systems Vice President Manager for Dimensional (since July 2008). Formerly, Senior Age: 53 Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 66 Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (March 2006-January 2010). Age: 50 Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Investment Vice President Operations Manager for Dimensional (since May 2007). Age: 47 Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Regional Director Vice President of Dimensional (since December 2002). Age: 44 Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Formerly, Regional Vice President Director of Dimensional (December 1999 to January 2007). Age: 37 Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Project Manager for Vice President Dimensional (2007-2010). Formerly, Business Analyst Age: 44 Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 56 Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 64 Term of Office/1/ Name, Position with the Fund and Length of and Age Service Principal Occupation(s) During Past 5 Years --------------------------------------- ------------------------ ----------------------------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Entities and Director and Vice President Vice President of Dimensional Fund Advisors Canada ULC. Age: 39 John H. Totten Since 2012 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional Fund Advisors LP (January Age: 34 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Senior Manager, Vice President Technology for Dimensional (since March 2007). Formerly, Age: 54 Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, DFA Australia Vice President Limited, Dimensional Fund Advisors Ltd., and Dimensional Age: 46 Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Portfolio Manager Vice President for Dimensional (since 2004). Age: 42 Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Senior Trader of Vice President Dimensional (since 2007). Age: 36 Paul E. Wise Since 2005 Vice President of all the DFA Entities. Chief Technology Vice President Officer for Dimensional (since 2004). Age: 57 Faith A. Yando Since 2011 Vice President of all the DFA Entities. Formerly, Senior Vice President Vice President, Global Public Relations at Natixis Global Age: 50 Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Formerly, Regional Vice President Director for Dimensional (2005-2010). Age: 33 /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 65 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund uses in voting proxies relating to securities held in the portfolio is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 66 NOTICE TO SHAREHOLDERS (Unaudited) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the fiscal year. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. Qualifying For Net Corporate Investment Short-Term Long-Term Dividends Qualifying Income Capital Gain Capital Gain Total Received Dividend DFA Investment Dimensions Group Inc. Distributions Distributions Distributions Distributions Deduction(1) Income(2) ------------------------------------ ------------- ------------- ------------- ------------- ------------ ---------- VA U.S. Targeted Value Portfolio...... 100% -- -- 100% 100% 100% VA U.S. Large Value Portfolio......... 100% -- -- 100% 100% 100% VA International Value Portfolio...... 100% -- -- 100% 100% 100% VA International Small Portfolio...... 44% -- 56% 100% 100% 100% VA Short-Term Fixed Portfolio......... 60% 6% 34% 100% -- -- VA Global Bond Portfolio.............. 57% 9% 34% 100% -- -- Qualifying U.S. Foreign Foreign Qualifying Short-Term Government Tax Source Interest Capital DFA Investment Dimensions Group Inc. Interest(3) Credit(4) Income(5) Income(6) Gain(7) ------------------------------------ ----------- --------- --------- ---------- ---------- VA U.S. Targeted Value Portfolio...... -- -- -- 100% 100% VA U.S. Large Value Portfolio......... -- -- -- 100% 100% VA International Value Portfolio...... -- 2% 95% 100% 100% VA International Small Portfolio...... -- 8% 92% 100% 100% VA Short-Term Fixed Portfolio......... 4% -- -- 100% 100% VA Global Bond Portfolio.............. -- -- -- 100% 100% ---------- (1) Qualifying dividends represent dividends which qualify for the Corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2) The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3) "U.S. Government Interest" represents the amount of interest that was derived from direct U.S. Government obligations and distributed during the fiscal year. This amount is reflected as a percentage of total ordinary income distributions (the total of short term capital gain and net investment income distributions). Generally, interest from direct U.S. Government obligations is exempt from state income tax. However, for residents of California, Connecticut and New York, the statutory threshold requirements were not satisfied to permit exemption of these amounts from state income for this fund. (4) "Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (5) "Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (6) The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (7) The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 67 [THIS PAGE INTENTIONALLY LEFT BLANK] [LOGO] Recycled Recyclable DFA103112-004A LOGO ANNUAL REPORT _____________ year ended: October 31, 2012 Dimensional Investment Group Inc. LWAS/DFA U.S. High Book to Market Portfolio LWAS/DFA Two-Year Fixed Income Portfolio LWAS/DFA Two-Year Government Portfolio DFA Investment Dimensions Group Inc. LWAS/DFA International High Book to Market Portfolio LOGO Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, LOGO David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] ANNUAL REPORT Table of Contents Page ---- Letter to Shareholders Definitions of Abbreviations and Footnotes................................ 1 Dimensional Investment Group Inc. Performance Charts..................................................... 2 Management's Discussion and Analysis................................... 3 Disclosure of Fund Expenses............................................ 6 Disclosure of Portfolio Holdings....................................... 7 Schedules of Investments LWAS/DFA U.S. High Book to Market Portfolio........................ 8 LWAS/DFA Two-Year Fixed Income Portfolio........................... 9 LWAS/DFA Two-Year Government Portfolio............................. 11 Statements of Assets and Liabilities................................... 12 Statements of Operations............................................... 14 Statements of Changes in Net Assets.................................... 15 Financial Highlights................................................... 16 Notes to Financial Statements.......................................... 18 Report of Independent Registered Public Accounting Firm................ 25 DFA Investment Dimensions Group Inc. - LWAS/DFA International High Book to Market Portfolio Performance Chart...................................................... 26 Management's Discussion and Analysis................................... 27 Disclosure of Fund Expenses............................................ 29 Disclosure of Portfolio Holdings....................................... 30 Schedule of Investments................................................ 31 Statement of Assets and Liabilities.................................... 32 Statement of Operations................................................ 33 Statements of Changes in Net Assets.................................... 34 Financial Highlights................................................... 35 Notes to Financial Statements.......................................... 36 Report of Independent Registered Public Accounting Firm................ 41 The DFA Investment Trust Company Performance Charts..................................................... 42 Management's Discussion and Analysis................................... 43 Disclosure of Fund Expenses............................................ 46 Disclosure of Portfolio Holdings....................................... 47 Summary Schedules of Portfolio Holdings................................ The U.S. Large Cap Value Series.................................... 48 The DFA International Value Series................................. 51 Statements of Assets and Liabilities................................... 55 Statements of Operations............................................... 56 Statements of Changes in Net Assets.................................... 57 Financial Highlights................................................... 58 Notes to Financial Statements.......................................... 59 Report of Independent Registered Public Accounting Firm................ 67 Fund Management........................................................... 68 Voting Proxies on Fund Portfolio Securities............................... 78 Notice to Shareholders.................................................... 79 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DIMENSIONAL INVESTMENT GROUP INC. DFA INVESTMENT DIMENSIONS GROUP INC. THE DFA INVESTMENT TRUST COMPANY DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES Schedules of Investments/Summary Schedules of Portfolio Holdings ________________________________________________________________ Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association P.L.C. Public Limited Company Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. ** Calculated as a percentage of total net assets. Percentages shown parenthetically next to the category headings have been calculated as a percentage of total investments. "Other Securities" are those securities that are not among the top 50 holdings of the Fund or do not represent more than 1.0% of the net assets of the Fund. Some of the individual securities within this category may include Total or Partial Securities on Loan and/or Non-Income Producing Securities. * Non-Income Producing Securities. # Total or Partial Securities on Loan. @ Security purchased with cash proceeds from Securities on Loan. (r) The adjustable rate shown is effective as of October 31, 2012. (S) Affiliated Fund. Financial Highlights ____________________ (A) Computed using average shares outstanding. (B) Annualized (C) Non-Annualized (D) Represents the combined ratios for the respective portfolio and its respective pro-rata share of its Master Funds. All Statements, Schedules and Notes to Financial Statements ____________________________________________________________ -- Amounts designated as -- are either zero or rounded to zero. REIT Real Estate Investment Trust RIC Registered Investment Company SEC Securities and Exchange Commission 1 DIMENSIONAL INVESTMENT GROUP INC. PERFORMANCE CHARTS -------------------------------------------------------------------------------- LWAS/DFA U.S. High Book to Market Portfolio vs. Russell 1000(R) Value Index October 31, 2002-October 31, 2012 LWAS/DFA U.S. High Book to Market Russell 1000 BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Value Index --------- ---------- ----------- ----------------- ---------- --------- ------------ 2002-10-31 2002-11-30 6.98% 6.30% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.50% -4.34% 11/2002 10697.674 10630 2002-12-31 2003-01-31 -2.32% -2.42% 12/2002 10216.375 10168.658 2003-01-31 2003-02-28 -3.00% -2.67% 01/2003 9979.6537 9922.5765 2003-02-28 2003-03-31 -0.37% 0.17% 02/2003 9680.6379 9657.6437 2003-03-31 2003-04-30 9.20% 8.80% 03/2003 9644.4442 9674.0617 2003-04-30 2003-05-31 6.64% 6.46% 04/2003 10531.433 10525.379 2003-05-31 2003-06-30 1.07% 1.25% 05/2003 11231.03 11205.319 2003-06-30 2003-07-31 2.54% 1.49% 06/2003 11350.677 11345.385 2003-07-31 2003-08-31 3.55% 1.56% 07/2003 11638.829 11514.431 2003-08-31 2003-09-30 -2.19% -0.98% 08/2003 12052.264 11694.056 2003-09-30 2003-10-31 6.61% 6.12% 09/2003 11788.004 11579.455 2003-10-31 2003-11-30 2.30% 1.36% 10/2003 12567.168 12288.117 2003-11-30 2003-12-31 6.84% 6.16% 11/2003 12856.213 12455.236 2003-12-31 2004-01-31 1.65% 1.76% 12/2003 13735.753 13222.478 2004-01-31 2004-02-29 2.53% 2.14% 01/2004 13962.999 13455.194 2004-02-29 2004-03-31 -0.38% -0.88% 02/2004 14316.492 13743.135 2004-03-31 2004-04-30 -1.68% -2.44% 03/2004 14262.149 13622.195 2004-04-30 2004-05-31 0.54% 1.02% 04/2004 14021.918 13289.814 2004-05-31 2004-06-30 3.00% 2.36% 05/2004 14097.78 13425.37 2004-06-30 2004-07-31 -3.23% -1.41% 06/2004 14520.422 13742.209 2004-07-31 2004-08-31 0.00% 1.42% 07/2004 14051.203 13548.444 2004-08-31 2004-09-30 3.06% 1.55% 08/2004 14051.203 13740.831 2004-09-30 2004-10-31 1.14% 1.66% 09/2004 14481.8 13953.814 2004-10-31 2004-11-30 6.60% 5.06% 10/2004 14647.088 14185.448 2004-11-30 2004-12-31 3.97% 3.35% 11/2004 15613.389 14903.231 2004-12-31 2005-01-31 -2.52% -1.78% 12/2004 16233.979 15402.49 2005-01-31 2005-02-28 2.99% 3.31% 01/2005 15825.256 15128.325 2005-02-28 2005-03-31 -0.28% -1.37% 02/2005 16297.843 15629.073 2005-03-31 2005-04-30 -3.38% -1.79% 03/2005 16252.711 15414.954 2005-04-30 2005-05-31 4.23% 2.41% 04/2005 15702.855 15139.027 2005-05-31 2005-06-30 2.04% 1.09% 05/2005 16367.797 15503.596 2005-06-30 2005-07-31 4.99% 2.89% 06/2005 16700.896 15673.127 2005-07-31 2005-08-31 -0.88% -0.43% 07/2005 17534.019 16126.584 2005-08-31 2005-09-30 1.55% 1.40% 08/2005 17380.211 16056.505 2005-09-30 2005-10-31 -2.69% -2.54% 09/2005 17649.627 16281.945 2005-10-31 2005-11-30 4.04% 3.27% 10/2005 17174.346 15868.423 2005-11-30 2005-12-31 0.11% 0.60% 11/2005 17868 16387.32 2005-12-31 2006-01-31 4.72% 3.88% 12/2005 17886.863 16485.209 2006-01-31 2006-02-28 -0.35% 0.61% 01/2006 18730.583 17125.349 2006-02-28 2006-03-31 1.76% 1.35% 02/2006 18665.682 17229.935 2006-03-31 2006-04-30 2.81% 2.54% 03/2006 18993.569 17463.322 2006-04-30 2006-05-31 -1.86% -2.53% 04/2006 19526.585 17907.169 2006-05-31 2006-06-30 0.86% 0.64% 05/2006 19162.574 17454.821 2006-06-30 2006-07-31 -1.42% 2.43% 06/2006 19326.607 17566.362 2006-07-31 2006-08-31 1.58% 1.67% 07/2006 19052.564 17993.466 2006-08-31 2006-09-30 2.77% 1.99% 08/2006 19352.707 18294.602 2006-09-30 2006-10-31 3.95% 3.27% 09/2006 19887.957 18659.108 2006-10-31 2006-11-30 1.90% 2.28% 10/2006 20673.008 19269.99 2006-11-30 2006-12-31 1.98% 2.24% 11/2006 21065.533 19709.864 2006-12-31 2007-01-31 2.90% 1.28% 12/2006 21481.709 20152.334 2007-01-31 2007-02-28 -1.53% -1.56% 01/2007 22105.152 20410.056 2007-02-28 2007-03-31 0.67% 1.55% 02/2007 21766.324 20091.867 2007-03-31 2007-04-30 4.28% 3.70% 03/2007 21913.247 20402.495 2007-04-30 2007-05-31 4.10% 3.61% 04/2007 22850.058 21156.426 2007-05-31 2007-06-30 -1.62% -2.34% 05/2007 23786.87 21919.522 2007-06-30 2007-07-31 -6.22% -4.62% 06/2007 23401.066 21407.349 2007-07-31 2007-08-31 -1.92% 1.12% 07/2007 21944.456 20417.391 2007-08-31 2007-09-30 2.58% 3.43% 08/2007 21522.447 20646.177 2007-09-30 2007-10-31 0.56% 0.01% 09/2007 22078.231 21355.328 2007-10-31 2007-11-30 -5.60% -4.89% 10/2007 22201.115 21357.685 2007-11-30 2007-12-31 -0.40% -0.97% 11/2007 20958.617 20313.849 2007-12-31 2008-01-31 -3.82% -4.01% 12/2007 20874.834 20117.413 2008-01-31 2008-02-29 -3.04% -4.19% 01/2008 20076.422 19311.652 2008-02-29 2008-03-31 -1.01% -0.75% 02/2008 19466.726 18502.536 2008-03-31 2008-04-30 6.34% 4.87% 03/2008 19269.535 18363.767 2008-04-30 2008-05-31 2.34% -0.16% 04/2008 20492.073 19258.921 2008-05-31 2008-06-30 -10.97% -9.57% 05/2008 20972.356 19228.354 2008-06-30 2008-07-31 -1.10% -0.36% 06/2008 18672.622 17387.788 2008-07-31 2008-08-31 1.90% 1.70% 07/2008 18468.07 17325.022 2008-08-31 2008-09-30 -8.98% -7.35% 08/2008 18818.73 17619.548 2008-09-30 2008-10-31 -22.54% -17.31% 09/2008 17129.023 16325.011 2008-10-31 2008-11-30 -9.85% -7.17% 10/2008 13268.755 13498.953 2008-11-30 2008-12-31 3.30% 1.39% 11/2008 11962.428 12530.957 2008-12-31 2009-01-31 -11.90% -11.50% 12/2008 12357.654 12704.886 2009-01-31 2009-02-28 -14.05% -13.36% 01/2009 10887.212 11243.958 2009-02-28 2009-03-31 9.81% 8.55% 02/2009 9357.3579 9741.6467 2009-03-31 2009-04-30 16.13% 10.72% 03/2009 10275.155 10574.589 2009-04-30 2009-05-31 7.70% 6.18% 04/2009 11932.438 11708.097 2009-05-31 2009-06-30 -1.22% -0.74% 05/2009 12851.477 12432.076 2009-06-30 2009-07-31 9.50% 8.19% 06/2009 12694.407 12340.272 2009-07-31 2009-08-31 6.72% 5.23% 07/2009 13900.527 13350.34 2009-08-31 2009-09-30 4.30% 3.86% 08/2009 14835.27 14048.636 2009-09-30 2009-10-31 -4.30% -3.06% 09/2009 15473.837 14591.411 2009-10-31 2009-11-30 5.61% 5.64% 10/2009 14808.946 14144.848 2009-11-30 2009-12-31 2.77% 1.77% 11/2009 15640.06 14942.092 2009-12-31 2010-01-31 -2.36% -2.81% 12/2009 16072.822 15206.518 2010-01-31 2010-02-28 4.36% 3.16% 01/2010 15693.03 14778.851 2010-02-28 2010-03-31 7.76% 6.51% 02/2010 16376.657 15245.349 2010-03-31 2010-04-30 3.11% 2.59% 03/2010 17648.095 16237.822 2010-04-30 2010-05-31 -8.54% -8.22% 04/2010 18196.267 16657.989 2010-05-31 2010-06-30 -7.56% -5.63% 05/2010 16643.113 15288.77 2010-06-30 2010-07-31 7.75% 6.77% 06/2010 15384.898 14428.098 2010-07-31 2010-08-31 -6.08% -4.28% 07/2010 16576.578 15404.855 2010-08-31 2010-09-30 9.81% 7.76% 08/2010 15568.234 14745.687 2010-09-30 2010-10-31 3.69% 3.00% 09/2010 17096.067 15889.706 2010-10-31 2010-11-30 -0.78% -0.53% 10/2010 17726.975 16366.493 2010-11-30 2010-12-31 9.76% 7.89% 11/2010 17588.483 16279.883 2010-12-31 2011-01-31 3.13% 2.26% 12/2010 19305.967 17564.436 2011-01-31 2011-02-28 5.44% 3.69% 01/2011 19909.279 17961.763 2011-02-28 2011-03-31 0.49% 0.40% 02/2011 20992.146 18624.279 2011-03-31 2011-04-30 2.43% 2.66% 03/2011 21094.782 18698.251 2011-04-30 2011-05-31 -1.36% -1.06% 04/2011 21606.641 19196.153 2011-05-31 2011-06-30 -1.85% -2.05% 05/2011 21311.934 18993.343 2011-06-30 2011-07-31 -4.54% -3.32% 06/2011 20917.658 18603.905 2011-07-31 2011-08-31 -8.50% -6.24% 07/2011 19968.27 17986.835 2011-08-31 2011-09-30 -10.07% -7.56% 08/2011 18271.823 16864.347 2011-09-30 2011-10-31 13.80% 11.45% 09/2011 16431.441 15589.849 2011-10-31 2011-11-30 -0.84% -0.52% 10/2011 18698.385 17374.765 2011-11-30 2011-12-31 0.73% 2.02% 11/2011 18542.044 17284.711 2011-12-31 2012-01-31 4.97% 3.78% 12/2011 18677.6 17633.024 2012-01-31 2012-02-29 5.78% 3.99% 01/2012 19606.755 18300.083 2012-02-29 2012-03-31 1.83% 2.96% 02/2012 20740.64 19029.581 2012-03-31 2012-04-30 -2.09% -1.02% 03/2012 21119.753 19593.701 2012-04-30 2012-05-31 -7.10% -5.86% 04/2012 20677.454 19393.899 2012-05-31 2012-06-30 5.36% 4.96% 05/2012 19208.391 18256.622 2012-06-30 2012-07-31 0.94% 1.03% 06/2012 20238.783 19163.054 2012-07-31 2012-08-31 3.96% 2.17% 07/2012 20429.266 19361.375 2012-08-31 2012-09-30 3.67% 3.17% 08/2012 21238.817 19781.748 2012-09-30 2012-10-31 0.22% -0.49% 09/2012 22017.667 20409.669 10/31/2012 22065.497 20309.476 One Year Five Years Ten Years -------- ---------- --------- 18.01% -0.12% 8.24% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. LWAS/DFA Two-Year Fixed Income Portfolio vs. The BofA Merrill Lynch 1-3 Year US Corporate & Government Index October 31, 2002-October 31, 2012 The BofA Merrill LWAS/DFA Lynch 1-3 Two-Year Year US Fixed Corporate & Income Government BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Index --------- ---------- ----------- ----------------- ---------- --------- ----------- 2002-10-31 2002-11-30 -0.10% -0.03% 10/2002 10000 10000 2002-11-30 2002-12-31 0.80% 1.02% 11/2002 9990.3939 9997 2002-12-31 2003-01-31 0.20% 0.14% 12/2002 10069.827 10098.969 2003-01-31 2003-02-28 0.39% 0.51% 01/2003 10089.688 10113.108 2003-02-28 2003-03-31 0.17% 0.22% 02/2003 10129.412 10164.685 2003-03-31 2003-04-30 0.20% 0.35% 03/2003 10146.268 10187.047 2003-04-30 2003-05-31 0.39% 0.54% 04/2003 10166.182 10222.702 2003-05-31 2003-06-30 0.07% 0.21% 05/2003 10206.01 10277.904 2003-06-30 2003-07-31 -0.59% -0.60% 06/2003 10212.843 10299.488 2003-07-31 2003-08-31 0.10% 0.09% 07/2003 10152.826 10237.691 2003-08-31 2003-09-30 0.81% 1.02% 08/2003 10162.829 10246.905 2003-09-30 2003-10-31 -0.39% -0.37% 09/2003 10244.978 10351.423 2003-10-31 2003-11-30 0.00% 0.00% 10/2003 10204.841 10313.123 2003-11-30 2003-12-31 0.56% 0.63% 11/2003 10204.841 10313.123 2003-12-31 2004-01-31 0.20% 0.25% 12/2003 10262.305 10378.096 2004-01-31 2004-02-29 0.30% 0.51% 01/2004 10282.912 10404.041 2004-02-29 2004-03-31 0.29% 0.35% 02/2004 10313.823 10457.102 2004-03-31 2004-04-30 -0.80% -0.97% 03/2004 10343.703 10493.702 2004-04-30 2004-05-31 -0.30% -0.16% 04/2004 10261.201 10392.332 2004-05-31 2004-06-30 -0.12% 0.00% 05/2004 10230.263 10375.705 2004-06-30 2004-07-31 0.41% 0.44% 06/2004 10217.927 10375.705 2004-07-31 2004-08-31 0.61% 0.75% 07/2004 10259.337 10421.358 2004-08-31 2004-09-30 -0.09% -0.06% 08/2004 10321.452 10499.518 2004-09-30 2004-10-31 0.20% 0.33% 09/2004 10312.135 10493.218 2004-10-31 2004-11-30 -0.40% -0.48% 10/2004 10332.926 10527.846 2004-11-30 2004-12-31 0.07% 0.24% 11/2004 10291.344 10477.312 2004-12-31 2005-01-31 0.00% -0.03% 12/2004 10298.621 10502.458 2005-01-31 2005-02-28 -0.10% -0.20% 01/2005 10298.621 10499.412 2005-02-28 2005-03-31 0.00% -0.05% 02/2005 10288.134 10478.308 2005-03-31 2005-04-30 0.51% 0.57% 03/2005 10288.134 10473.279 2005-04-30 2005-05-31 0.30% 0.43% 04/2005 10340.678 10532.767 2005-05-31 2005-06-30 0.14% 0.23% 05/2005 10372.204 10577.952 2005-06-30 2005-07-31 -0.10% -0.27% 06/2005 10387.007 10602.176 2005-07-31 2005-08-31 0.41% 0.65% 07/2005 10376.408 10573.762 2005-08-31 2005-09-30 0.00% -0.25% 08/2005 10418.804 10642.597 2005-09-30 2005-10-31 0.10% -0.02% 09/2005 10418.75 10615.778 2005-10-31 2005-11-30 0.31% 0.31% 10/2005 10429.403 10613.867 2005-11-30 2005-12-31 0.31% 0.38% 11/2005 10461.362 10646.239 2005-12-31 2006-01-31 0.31% 0.21% 12/2005 10493.442 10686.482 2006-01-31 2006-02-28 0.31% 0.11% 01/2006 10525.763 10709.031 2006-02-28 2006-03-31 0.30% 0.16% 02/2006 10558.083 10720.918 2006-03-31 2006-04-30 0.31% 0.31% 03/2006 10589.456 10737.857 2006-04-30 2006-05-31 0.41% 0.15% 04/2006 10621.906 10771.574 2006-05-31 2006-06-30 0.29% 0.19% 05/2006 10665.172 10787.839 2006-06-30 2006-07-31 0.51% 0.76% 06/2006 10695.631 10808.336 2006-07-31 2006-08-31 0.41% 0.72% 07/2006 10750.145 10890.587 2006-08-31 2006-09-30 0.44% 0.54% 08/2006 10793.756 10969.435 2006-09-30 2006-10-31 0.41% 0.43% 09/2006 10840.914 11028.67 2006-10-31 2006-11-30 0.40% 0.53% 10/2006 10884.893 11076.534 2006-11-30 2006-12-31 0.48% 0.05% 11/2006 10928.873 11135.572 2006-12-31 2007-01-31 0.41% 0.24% 12/2006 10980.9 11140.917 2007-01-31 2007-02-28 0.41% 0.81% 01/2007 11025.584 11167.655 2007-02-28 2007-03-31 0.43% 0.39% 02/2007 11070.267 11258.002 2007-03-31 2007-04-30 0.40% 0.38% 03/2007 11117.429 11301.683 2007-04-30 2007-05-31 0.40% -0.06% 04/2007 11162.439 11344.177 2007-05-31 2007-06-30 0.44% 0.41% 05/2007 11207.449 11336.917 2007-06-30 2007-07-31 0.40% 0.81% 06/2007 11256.256 11383.625 2007-07-31 2007-08-31 0.50% 0.84% 07/2007 11301.828 11475.946 2007-08-31 2007-09-30 0.34% 0.72% 08/2007 11358.793 11572.344 2007-09-30 2007-10-31 0.40% 0.42% 09/2007 11397.959 11655.665 2007-10-31 2007-11-30 0.30% 1.45% 10/2007 11444.105 11704.502 2007-11-30 2007-12-31 0.49% 0.27% 11/2007 11478.714 11874.452 2007-12-31 2008-01-31 0.30% 1.73% 12/2007 11534.46 11906.75 2008-01-31 2008-02-29 0.30% 0.91% 01/2008 11569.626 12112.141 2008-02-29 2008-03-31 0.12% 0.01% 02/2008 11604.792 12222.241 2008-03-31 2008-04-30 0.20% -0.57% 03/2008 11618.932 12223.096 2008-04-30 2008-05-31 0.20% -0.22% 04/2008 11642.524 12153.303 2008-05-31 2008-06-30 0.13% 0.24% 05/2008 11666.116 12126.687 2008-06-30 2008-07-31 0.30% 0.29% 06/2008 11681.677 12156.155 2008-07-31 2008-08-31 0.20% 0.44% 07/2008 11717.292 12191.286 2008-08-31 2008-09-30 -0.44% -0.54% 08/2008 11741.036 12245.05 2008-09-30 2008-10-31 0.61% -0.08% 09/2008 11689.342 12178.436 2008-10-31 2008-11-30 1.02% 1.26% 10/2008 11761.056 12168.937 2008-11-30 2008-12-31 0.89% 1.16% 11/2008 11880.579 12322.753 2008-12-31 2009-01-31 0.10% 0.10% 12/2008 11985.735 12465.697 2009-01-31 2009-02-28 -0.10% -0.14% 01/2009 11997.817 12477.788 2009-02-28 2009-03-31 0.44% 0.44% 02/2009 11985.735 12460.569 2009-03-31 2009-04-30 0.40% 0.58% 03/2009 12037.891 12514.772 2009-04-30 2009-05-31 0.40% 0.80% 04/2009 12086.382 12587.608 2009-05-31 2009-06-30 0.14% 0.19% 05/2009 12134.873 12687.932 2009-06-30 2009-07-31 0.20% 0.44% 06/2009 12152.108 12712.419 2009-07-31 2009-08-31 0.40% 0.59% 07/2009 12176.486 12768.735 2009-08-31 2009-09-30 0.15% 0.40% 08/2009 12225.24 12843.943 2009-09-30 2009-10-31 0.20% 0.36% 09/2009 12243.609 12895.447 2009-10-31 2009-11-30 0.40% 0.64% 10/2009 12268.072 12942.258 2009-11-30 2009-12-31 -0.54% -0.62% 11/2009 12316.997 13024.441 2009-12-31 2010-01-31 0.50% 0.81% 12/2009 12250.772 12943.559 2010-01-31 2010-02-28 0.10% 0.23% 01/2010 12312.149 13048.402 2010-02-28 2010-03-31 -0.09% -0.12% 02/2010 12324.424 13078.805 2010-03-31 2010-04-30 0.20% 0.31% 03/2010 12313.363 13063.241 2010-04-30 2010-05-31 0.10% 0.24% 04/2010 12337.94 13103.215 2010-05-31 2010-06-30 0.42% 0.46% 05/2010 12350.229 13134.138 2010-06-30 2010-07-31 0.30% 0.41% 06/2010 12401.923 13194.818 2010-07-31 2010-08-31 0.10% 0.26% 07/2010 12438.87 13248.389 2010-08-31 2010-09-30 0.19% 0.25% 08/2010 12451.186 13283.1 2010-09-30 2010-10-31 0.20% 0.28% 09/2010 12474.632 13315.909 2010-10-31 2010-11-30 -0.20% -0.20% 10/2010 12499.31 13353.726 2010-11-30 2010-12-31 0.00% -0.15% 11/2010 12474.632 13327.553 2010-12-31 2011-01-31 0.10% 0.22% 12/2010 12474.804 13308.228 2011-01-31 2011-02-28 0.00% -0.02% 01/2011 12487.229 13336.841 2011-02-28 2011-03-31 -0.01% 0.00% 02/2011 12487.229 13334.707 2011-03-31 2011-04-30 0.30% 0.49% 03/2011 12485.987 13334.44 2011-04-30 2011-05-31 0.30% 0.37% 04/2011 12523.295 13399.246 2011-05-31 2011-06-30 0.02% 0.02% 05/2011 12560.604 13448.555 2011-06-30 2011-07-31 0.10% 0.29% 06/2011 12563.077 13451.513 2011-07-31 2011-08-31 0.10% 0.18% 07/2011 12575.528 13490.926 2011-08-31 2011-09-30 -0.08% -0.23% 08/2011 12587.979 13515.075 2011-09-30 2011-10-31 0.10% 0.22% 09/2011 12578.003 13483.99 2011-10-31 2011-11-30 -0.10% -0.08% 10/2011 12590.469 13513.79 2011-11-30 2011-12-31 0.00% 0.10% 11/2011 12578.003 13503.249 2011-12-31 2012-01-31 0.30% 0.35% 12/2011 12577.904 13516.077 2012-01-31 2012-02-29 0.00% 0.05% 01/2012 12615.6 13562.708 2012-02-29 2012-03-31 0.06% 0.06% 02/2012 12615.6 13569.76 2012-03-31 2012-04-30 0.10% 0.19% 03/2012 12623.139 13577.36 2012-04-30 2012-05-31 0.00% -0.01% 04/2012 12635.712 13603.564 2012-05-31 2012-06-30 0.08% 0.06% 05/2012 12635.712 13601.931 2012-06-30 2012-07-31 0.20% 0.35% 06/2012 12645.79 13609.548 2012-07-31 2012-08-31 0.00% 0.11% 07/2012 12670.956 13657.454 2012-08-31 2012-09-30 0.11% 0.12% 08/2012 12670.956 13672.341 2012-09-30 2012-10-31 0.00% 0.04% 09/2012 12684.811 13688.748 10/31/2012 12684.811 13693.539 One Year Five Years Ten Years -------- ---------- --------- 0.75% 2.08% 2.41% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. LWAS/DFA Two-Year Government Portfolio vs. The BofA Merrill Lynch 1-3 Year US Treasury & Agency Index October 31, 2002-October 31, 2012 The BofA Merrill Lynch 1-3 LWAS/DFA Year US Two-Year Treasury & Government Agency BeginDate EndDate FundReturns Benchmark0Returns EndDate Portfolio Index --------- ---------- ----------- ----------------- ---------- ---------- ---------- 2002-10-31 2002-11-30 -0.19% -0.26% 10/2002 10000 10000 2002-11-30 2002-12-31 0.69% 0.92% 11/2002 9980.916 9974 2002-12-31 2003-01-31 0.10% 0.03% 12/2002 10049.421 10065.761 2003-01-31 2003-02-28 0.50% 0.41% 01/2003 10059.39 10068.781 2003-02-28 2003-03-31 0.13% 0.20% 02/2003 10109.239 10110.063 2003-03-31 2003-04-30 0.49% 0.20% 03/2003 10122.154 10130.283 2003-04-30 2003-05-31 0.39% 0.41% 04/2003 10172.115 10150.543 2003-05-31 2003-06-30 0.17% 0.15% 05/2003 10212.084 10192.16 2003-06-30 2003-07-31 -0.78% -0.60% 06/2003 10229.035 10207.449 2003-07-31 2003-08-31 0.10% 0.09% 07/2003 10148.807 10146.204 2003-08-31 2003-09-30 0.92% 0.93% 08/2003 10158.836 10155.336 2003-09-30 2003-10-31 -0.49% -0.38% 09/2003 10252.264 10249.78 2003-10-31 2003-11-30 -0.10% -0.02% 10/2003 10201.958 10210.831 2003-11-30 2003-12-31 0.64% 0.58% 11/2003 10191.897 10208.789 2003-12-31 2004-01-31 0.10% 0.21% 12/2003 10257.626 10268 2004-01-31 2004-02-29 0.51% 0.49% 01/2004 10268.018 10289.563 2004-02-29 2004-03-31 0.20% 0.31% 02/2004 10319.982 10339.982 2004-03-31 2004-04-30 -0.80% -0.95% 03/2004 10340.768 10372.035 2004-04-30 2004-05-31 -0.20% -0.15% 04/2004 10257.542 10273.605 2004-05-31 2004-06-30 -0.06% -0.01% 05/2004 10236.736 10258.194 2004-06-30 2004-07-31 0.31% 0.41% 06/2004 10230.53 10257.169 2004-07-31 2004-08-31 0.71% 0.72% 07/2004 10261.848 10299.223 2004-08-31 2004-09-30 -0.20% -0.08% 08/2004 10334.923 10373.377 2004-09-30 2004-10-31 0.30% 0.31% 09/2004 10314.002 10365.079 2004-10-31 2004-11-30 -0.41% -0.47% 10/2004 10345.447 10397.21 2004-11-30 2004-12-31 0.07% 0.22% 11/2004 10303.52 10348.344 2004-12-31 2005-01-31 0.00% -0.03% 12/2004 10310.858 10371.11 2005-01-31 2005-02-28 -0.10% -0.21% 01/2005 10310.858 10367.895 2005-02-28 2005-03-31 -0.05% -0.01% 02/2005 10300.282 10346.537 2005-03-31 2005-04-30 0.41% 0.55% 03/2005 10294.968 10345.192 2005-04-30 2005-05-31 0.41% 0.42% 04/2005 10337.377 10402.504 2005-05-31 2005-06-30 0.20% 0.21% 05/2005 10379.787 10445.987 2005-06-30 2005-07-31 -0.10% -0.29% 06/2005 10401.057 10467.923 2005-07-31 2005-08-31 0.41% 0.64% 07/2005 10390.389 10437.566 2005-08-31 2005-09-30 0.00% -0.26% 08/2005 10433.06 10504.054 2005-09-30 2005-10-31 0.10% -0.01% 09/2005 10432.984 10477.268 2005-10-31 2005-11-30 0.31% 0.31% 10/2005 10443.728 10475.802 2005-11-30 2005-12-31 0.31% 0.37% 11/2005 10475.962 10508.277 2005-12-31 2006-01-31 0.31% 0.21% 12/2005 10508.318 10547.472 2006-01-31 2006-02-28 0.21% 0.11% 01/2006 10540.919 10569.622 2006-02-28 2006-03-31 0.27% 0.15% 02/2006 10562.653 10581.037 2006-03-31 2006-04-30 0.41% 0.31% 03/2006 10590.987 10596.909 2006-04-30 2006-05-31 0.31% 0.15% 04/2006 10634.617 10629.335 2006-05-31 2006-06-30 0.31% 0.19% 05/2006 10667.338 10645.386 2006-06-30 2006-07-31 0.51% 0.75% 06/2006 10700.24 10665.399 2006-07-31 2006-08-31 0.41% 0.70% 07/2006 10755.226 10744.856 2006-08-31 2006-09-30 0.47% 0.53% 08/2006 10799.215 10820.285 2006-09-30 2006-10-31 0.41% 0.43% 09/2006 10850.058 10877.741 2006-10-31 2006-11-30 0.41% 0.52% 10/2006 10894.39 10924.08 2006-11-30 2006-12-31 0.43% 0.03% 11/2006 10938.721 10980.994 2006-12-31 2007-01-31 0.41% 0.23% 12/2006 10985.614 10984.399 2007-01-31 2007-02-28 0.31% 0.79% 01/2007 11030.637 11010.102 2007-02-28 2007-03-31 0.47% 0.38% 02/2007 11064.405 11097.082 2007-03-31 2007-04-30 0.41% 0.37% 03/2007 11116.409 11139.251 2007-04-30 2007-05-31 0.41% -0.06% 04/2007 11161.736 11180.243 2007-05-31 2007-06-30 0.45% 0.41% 05/2007 11207.063 11173.759 2007-06-30 2007-07-31 0.41% 0.87% 06/2007 11257.318 11219.906 2007-07-31 2007-08-31 0.41% 0.92% 07/2007 11303.173 11316.958 2007-08-31 2007-09-30 0.35% 0.75% 08/2007 11349.027 11420.509 2007-09-30 2007-10-31 0.41% 0.39% 09/2007 11388.271 11505.82 2007-10-31 2007-11-30 0.30% 1.56% 10/2007 11434.659 11551.038 2007-11-30 2007-12-31 0.36% 0.32% 11/2007 11469.45 11731.003 2007-12-31 2008-01-31 0.31% 1.71% 12/2007 11510.199 11768.659 2008-01-31 2008-02-29 0.31% 0.92% 01/2008 11545.471 11969.786 2008-02-29 2008-03-31 0.09% 0.26% 02/2008 11580.742 12079.668 2008-03-31 2008-04-30 0.20% -0.69% 03/2008 11591.382 12111.559 2008-04-30 2008-05-31 -0.20% -0.33% 04/2008 11615.014 12027.505 2008-05-31 2008-06-30 0.21% 0.30% 05/2008 11591.382 11987.814 2008-06-30 2008-07-31 0.31% 0.37% 06/2008 11615.501 12023.178 2008-07-31 2008-08-31 0.31% 0.40% 07/2008 11651.132 12068.144 2008-08-31 2008-09-30 -0.08% 0.59% 08/2008 11686.762 12116.538 2008-09-30 2008-10-31 0.31% 0.74% 09/2008 11677.991 12188.389 2008-10-31 2008-11-30 1.84% 1.30% 10/2008 11713.85 12278.339 2008-11-30 2008-12-31 1.65% 1.01% 11/2008 11929.003 12437.466 2008-12-31 2009-01-31 -0.40% -0.36% 12/2008 12125.405 12562.96 2009-01-31 2009-02-28 0.00% 0.01% 01/2009 12077.145 12517.483 2009-02-28 2009-03-31 0.53% 0.52% 02/2009 12077.145 12518.108 2009-03-31 2009-04-30 0.30% 0.01% 03/2009 12141.289 12583.203 2009-04-30 2009-05-31 0.40% 0.26% 04/2009 12177.604 12584.587 2009-05-31 2009-06-30 -0.03% -0.09% 05/2009 12226.024 12616.803 2009-06-30 2009-07-31 0.10% 0.16% 06/2009 12222.62 12605.7 2009-07-31 2009-08-31 0.30% 0.40% 07/2009 12234.782 12625.996 2009-08-31 2009-09-30 0.23% 0.25% 08/2009 12271.267 12676.752 2009-09-30 2009-10-31 0.20% 0.22% 09/2009 12299.319 12708.951 2009-10-31 2009-11-30 0.40% 0.58% 10/2009 12323.723 12736.275 2009-11-30 2009-12-31 -0.51% -0.72% 11/2009 12372.53 12810.146 2009-12-31 2010-01-31 0.40% 0.71% 12/2009 12309.423 12717.913 2010-01-31 2010-02-28 0.20% 0.21% 01/2010 12359.108 12808.719 2010-02-28 2010-03-31 -0.09% -0.22% 02/2010 12383.95 12834.976 2010-03-31 2010-04-30 0.20% 0.26% 03/2010 12372.757 12806.868 2010-04-30 2010-05-31 0.20% 0.42% 04/2010 12397.627 12840.422 2010-05-31 2010-06-30 0.40% 0.45% 05/2010 12422.497 12894.095 2010-06-30 2010-07-31 0.20% 0.26% 06/2010 12472.337 12951.989 2010-07-31 2010-08-31 0.10% 0.18% 07/2010 12497.256 12985.924 2010-08-31 2010-09-30 0.16% 0.17% 08/2010 12509.716 13009.168 2010-09-30 2010-10-31 0.30% 0.23% 09/2010 12529.692 13031.414 2010-10-31 2010-11-30 -0.30% -0.19% 10/2010 12567.131 13061.908 2010-11-30 2010-12-31 0.10% -0.17% 11/2010 12529.692 13036.829 2010-12-31 2011-01-31 0.10% 0.17% 12/2010 12542.499 13015.188 2011-01-31 2011-02-28 -0.10% -0.08% 01/2011 12555.143 13037.053 2011-02-28 2011-03-31 -0.05% -0.03% 02/2011 12542.499 13026.754 2011-03-31 2011-04-30 0.40% 0.43% 03/2011 12536.177 13022.585 2011-04-30 2011-05-31 0.30% 0.35% 04/2011 12586.778 13079.103 2011-05-31 2011-06-30 -0.01% 0.04% 05/2011 12624.728 13124.88 2011-06-30 2011-07-31 0.10% 0.25% 06/2011 12623.451 13130.524 2011-07-31 2011-08-31 0.10% 0.34% 07/2011 12636.113 13163.481 2011-08-31 2011-09-30 0.01% -0.13% 08/2011 12648.774 13208.369 2011-09-30 2011-10-31 0.00% 0.09% 09/2011 12650.026 13191.462 2011-10-31 2011-11-30 0.10% 0.05% 10/2011 12650.026 13203.071 2011-11-30 2011-12-31 0.01% 0.06% 11/2011 12662.702 13209.54 2011-12-31 2012-01-31 0.20% 0.13% 12/2011 12663.969 13217.202 2012-01-31 2012-02-29 0.00% -0.10% 01/2012 12689.476 13234.516 2012-02-29 2012-03-31 0.01% -0.05% 02/2012 12689.476 13220.885 2012-03-31 2012-04-30 0.10% 0.20% 03/2012 12690.751 13214.935 2012-04-30 2012-05-31 0.00% 0.04% 04/2012 12703.506 13241.365 2012-05-31 2012-06-30 -0.06% -0.04% 05/2012 12703.506 13246.264 2012-06-30 2012-07-31 0.10% 0.23% 06/2012 12695.853 13240.436 2012-07-31 2012-08-31 0.10% 0.01% 07/2012 12708.612 13270.492 2012-08-31 2012-09-30 -0.06% 0.01% 08/2012 12721.372 13272.35 2012-09-30 2012-10-31 0.00% -0.05% 09/2012 12713.716 13274.075 10/31/2012 12713.716 13267.704 One Year Five Years Ten Years -------- ---------- --------- 0.50% 2.14% 2.43% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. The Merrill Lynch Indices are used with permission; copyright 2012 Merrill Lynch, Pierce, Fenner & Smith Incorporated; all rights reserved. 2 DIMENSIONAL INVESTMENT GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. Equity Market Review. 12 Months Ended October 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 _________________________________________________ Russell 3000(R) Index................................. 14.75% Russell Microcap(R) Index (micro cap stocks).......... 16.49% Russell 2000(R) Index (small cap stocks).............. 12.08% Russell 1000(R) Index (large cap stocks).............. 14.97% Dow Jones U.S. Select REIT Index...................... 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 _________________________________________________ Russell 2000(R) Value Index (small cap value stocks)... 14.47% Russell 2000(R) Growth Index (small cap growth stocks). 9.70% Russell 1000(R) Value Index (large cap value stocks)... 16.89% Russell 1000(R) Growth Index (large cap growth stocks). 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. Master-Feeder Structure The portfolio described below, called a "Feeder Fund", does not buy individual securities directly; instead, the portfolio invests in a corresponding fund called a "Master Fund". The Master Fund, in turn, purchases stocks and/or other securities. 3 Domestic Equity Portfolio Performance Overview LWAS/DFA U.S. High Book to Market Portfolio The LWAS/DFA U.S. High Book to Market Portfolio seeks to capture the returns of U.S. large company value stocks by purchasing shares of The U.S. Large Cap Value Series, a Master Fund that invests in such stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Master Fund held approximately 250 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ended October 31, 2012, total returns were 18.01% for the Portfolio and 16.89% for the Russell 1000(R) Value Index. As a result of the Master Fund's diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks, particularly in the largest size category, generally outperformed during the period. The Master Fund had more prominent value characteristics than the Index, which contributed to the Portfolio's relative outperformance. The Master Fund's exclusion of REITs and securities of highly regulated utilities also helped performance as both of these sectors underperformed the overall Index during the period. Fixed Income Market Review 12 Months Ended October 31, 2012 U.S. and international fixed income markets continued to grapple with uncertainty in Europe and a lackluster U.S. recovery. Over the course of the year, the U.S. Federal Reserve maintained the target federal funds rate between 0.00% and 0.25% and continued its accommodative stance toward liquidity. Major central banks around the world maintained their accommodative stance as well. Term and credit risk were rewarded during the period as interest rates declined and credit spreads narrowed. The one-month Treasury bill yield finished the fiscal year at 0.09%, while the yield on 10-year U.S. Treasury notes declined to 1.69%. The U.S. yield curve remained upwardly sloped throughout the year. 10/31/12 10/31/11 Change -------- -------- ------ One-Month Treasury Bill (yield)...... 0.09% 0.01% 0.08% Ten-Year U.S. Treasury Notes (yield). 1.69% 2.11% -0.42% -------- Source: Bloomberg. "Change" values are calculated prior to rounding. There is generally an inverse relationship between interest rates and bond prices, such that bond prices fall when interest rates rise. For the fiscal year under review, changes in interest rates and bond prices were more pronounced in some parts of the yield curve than others. For the 12 months ended October 31, 2012, total returns were 0.09% for three-month U.S. Treasury bills, 3.28% for five-year U.S. Treasury notes, and 10.90% for 30-year U.S. Treasury bonds (Source: Barclays Treasury Bellwethers). Some of Dimensional's fixed income strategies are based on a variable-maturity strategy that identifies the maturity range with favorable risk-adjusted expected returns. When the yield curve is flat or inverted, short-term securities are believed to offer the most attractive opportunity on a risk-adjusted basis. When the yield curve is upwardly sloped, maturities are lengthened to achieve higher expected returns associated with longer maturities. During the period under review, the Portfolios employing the variable-maturity strategy continued to take term risk, reflecting the upward sloping eligible yield curves. Some fixed income strategies are based on an approach that varies exposure to credit risk. When credit spreads are narrow, higher quality securities are believed to offer the more attractive opportunity on a risk-adjusted basis. When credit spreads are wide, additional credit risk is taken to achieve the higher expected returns associated with increased risk. During the period under review, the portfolios employing the variable-credit approach continued to take market-like credit risk, reflecting a wide credit-spread environment. 4 Fixed Income Portfolios' Performance Overview LWAS/DFA Two-Year Fixed Income Portfolio The LWAS/DFA Two-Year Fixed Income Portfolio seeks to maximize total returns consistent with preservation of capital from a universe of high quality fixed income securities maturing in two years or less. The investment strategy shifts maturities based on changes in the yield curve. Using current yields the strategy creates a matrix of expected returns from different buy and sell strategies and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio decreased to 1.16 years on October 31, 2012, from 1.32 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 0.75% for the LWAS/DFA Two-Year Fixed Income Portfolio and 1.33% for The BofA Merrill Lynch 1-3 Year US Corporate & Government Index. Structural differences between the Portfolio and Index were the primary reason for the Portfolio's relative underperformance as compared to the Index. While the Portfolio limits its investments to securities maturing in two years or less, the Index has over 47% of its weight in securities in the two- to three-year maturity range. In the year ending October 31, 2012, short term interest rates decreased in the 2-3 year segment and increased slightly in the 0-2 year segment, resulting in lower performance for the Portfolio relative to the Index. The Portfolio focuses investment in the more highly rated portion of the investment grade universe while the Index is composed of bonds that include the full range of investment grade credit securities. The Portfolio's higher quality bonds underperformed the lower quality bonds during this period of credit spread tightening, further contributing to relative underperformance as compared to the Index. LWAS/DFA Two-Year Government Portfolio The LWAS/DFA Two-Year Government Portfolio seeks to maximize total returns consistent with preservation of capital from a universe of U.S. government securities maturing in two years or less. The investment strategy shifts maturities based on changes in the yield curve. Using current yields the strategy creates a matrix of expected returns from different buy and sell strategies and identifies the maturity range for the highest risk-adjusted expected returns according to the variable maturity model. Maturity targets are shifted based on the Advisor's expectations for the premiums. The average maturity of the Portfolio decreased to 1.26 years on October 31, 2012, from 1.47 years on October 31, 2011. For the 12 months ended October 31, 2012, total returns were 0.50% for the LWAS/DFA Two-Year Government Portfolio and 0.49% for The BofA Merrill Lynch 1-3 Year US Treasury & Agency Index. The Portfolio performed in line with the Index. During the period, the Portfolio was 100% invested in U.S. government agency securities which contributed positively to the Portfolio's performance. However, this was offset by the Portfolio's shorter duration relative to the Index since the Portfolio was limited to securities with maturities of two years or less. 5 DIMENSIONAL INVESTMENT GROUP INC. DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- LWAS/DFA U.S. High Book to Market Portfolio** _____________________________________________ Actual Fund Return............................ $1,000.00 $1,067.12 0.33% $1.71 Hypothetical 5% Annual Return................. $1,000.00 $1,023.48 0.33% $1.68 LWAS/DFA Two-Year Fixed Income Portfolio ________________________________________ Actual Fund Return............................ $1,000.00 $1,003.89 0.29% $1.46 Hypothetical 5% Annual Return................. $1,000.00 $1,023.68 0.29% $1.48 LWAS/DFA Two-Year Government Portfolio ______________________________________ Actual Fund Return............................ $1,000.00 $1,000.80 0.27% $1.36 Hypothetical 5% Annual Return................. $1,000.00 $1,023.78 0.27% $1.37 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. ** The Portfolio is a Feeder Fund. The expenses shown reflect the direct expenses of the Feeder Fund and the indirect payment of the Feeder Fund's portion of the expenses of its Master Fund (Affiliated Investment Company). 6 DIMENSIONAL INVESTMENT GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For Dimensional Investment Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. Dimensional Investment Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following tables, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, are provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. The categories of industry classification for the Affiliated Investment Company are represented in the Disclosure of Portfolio Holdings, which are included elsewhere within the report. Refer to the Summary Schedule of Portfolio Holdings for the underlying Master Fund's holdings which reflect the investments by category. FEEDER FUND Affiliated Investment Company ---------- LWAS/DFA U.S. High Book to Market Portfolio. 100.0% FIXED INCOME PORTFOLIOS LWAS/DFA Two-Year Fixed Income Portfolio Corporate......................................... 10.8% Government........................................ 41.1% Foreign Corporate................................. 21.2% Foreign Government................................ 23.1% Supranational..................................... 3.8% ------ Total............................................. 100.0% LWAS/DFA Two-Year Government Portfolio Government........................................ 100.0% ----- Total............................................. 100.0% 7 LWAS/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Value+ ----------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The U.S. Large Cap Value Series of. The DFA Investment Trust Company.............. $60,925,143 ----------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $39,977,913).......................... $60,925,143 =========== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 8 LWAS/DFA TWO-YEAR FIXED INCOME PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount Value+ ------- ----------- (000) AGENCY OBLIGATIONS -- (40.9%) Federal Home Loan Bank 3.125%, 12/13/13........................................ $ 200 $ 206,433 2.375%, 03/14/14........................................ 15,300 15,738,085 2.500%, 06/13/14........................................ 2,300 2,381,191 Federal Home Loan Mortgage Corporation 1.375%, 02/25/14........................................ 1,200 1,217,339 0.375%, 02/27/14........................................ 5,000 5,006,790 Federal National Mortgage Association 0.750%, 12/18/13........................................ 7,700 7,746,847 2.750%, 03/13/14........................................ 1,000 1,033,693 4.125%, 04/15/14........................................ 1,700 1,794,557 1.125%, 06/27/14........................................ 1,200 1,216,490 ----------- TOTAL AGENCY OBLIGATIONS 36,341,425 ----------- BONDS -- (56.4%) Agence Francaise de Developpement 1.250%, 06/09/14........................................ 2,000 2,019,819 Bank Nederlandse Gemeenten NV 5.000%, 05/16/14........................................ 500 532,755 Bank of Nova Scotia Floating Rate Note (r) 0.793%, 08/01/14....................................... 2,000 1,998,964 Berkshire Hathaway, Inc. Floating Rate Note (r) 1.135%, 08/15/14....................................... 1,500 1,517,330 BNP Paribas SA 2.125%, 12/21/12........................................ 2,100 2,102,888 Caisse d'Amortissement de la Dette Sociale 3.500%, 07/01/14........................................ 1,000 1,048,600 1.250%, 07/11/14........................................ 1,200 1,215,900 Council of Europe Development Bank 4.500%, 06/30/14........................................ 1,000 1,064,720 European Investment Bank 1.250%, 02/14/14........................................ 1,300 1,315,054 4.750%, 10/15/14........................................ 900 974,196 General Electric Capital Corp. 5.500%, 06/04/14........................................ 2,000 2,151,116 JPMorgan Chase & Co. 2.050%, 01/24/14........................................ 1,000 1,017,470 JPMorgan Chase & Co. Floating Rate Note (r) 1.139%, 05/02/14....................................... 700 704,152 Face Amount Value+ ------ ---------- (000) Kommunalbanken AS 1.000%, 06/16/14......................................... $1,560 $1,574,056 Kommunekredit 0.750%, 09/02/14......................................... 1,000 1,005,814 Kreditanstalt fur Wiederaufbau 1.500%, 04/04/14......................................... 1,800 1,830,173 Landwirtschaftliche Rentenbank 3.250%, 03/15/13......................................... 1,000 1,010,780 Manitoba, Province of Canada 1.375%, 04/28/14......................................... 1,000 1,014,840 National Australia Bank, Ltd. Floating Rate Note (r) 1.587%, 02/14/14........................................ 2,000 2,020,388 Nederlandse Waterschapsbank NV 1.375%, 05/16/14......................................... 1,800 1,822,356 1.250%, 10/20/14......................................... 800 809,840 Nordea Bank Finland P.L.C. Floating Rate Note (r) 0.793%, 04/05/13........................................ 2,000 2,002,346 Oesterreichische Kontrollbank AG 1.375%, 01/21/14......................................... 500 505,525 Ontario Electricity Financial Corp. 7.450%, 03/31/13......................................... 2,000 2,057,536 Ontario, Province of Canada 1.375%, 01/27/14......................................... 1,000 1,013,030 4.100%, 06/16/14......................................... 800 847,584 Rabobank Nederland NV 1.850%, 01/10/14......................................... 2,000 2,029,240 Rabobank Nederland NV Floating Rate Note (r) 0.710%, 01/17/14........................................ 500 500,469 Royal Bank of Canada 2.100%, 07/29/13......................................... 500 506,443 1.125%, 01/15/14......................................... 1,500 1,512,495 Sanofi-Aventis SA 1.625%, 03/28/14......................................... 2,000 2,031,920 Societe Financement del'Economie Francaise 2.875%, 09/22/14......................................... 500 521,799 State of North Rhine- Westphalia 1.625%, 09/17/14......................................... 500 508,585 9 LWAS/DFA TWO-YEAR FIXED INCOME PORTFOLIO CONTINUED Face Amount Value+ ------ ----------- (000) Svenska Handelsbanken Floating Rate Note (r) 0.922%, 08/30/13........................................ $2,000 $ 2,004,928 Total Capital Canada, Ltd. 1.625%, 01/28/14......................................... 2,000 2,028,600 Toyota Motor Credit Corp. 1.375%, 08/12/13......................................... 1,600 1,613,776 U.S. Bancorp 2.000%, 06/14/13......................................... 800 808,310 Wells Fargo & Co. 4.375%, 01/31/13......................................... 900 908,717 ----------- TOTAL BONDS................................................. 50,152,514 ----------- COMMERCIAL PAPER -- (2.0%) Banque et Caisse d'Epargne del'Etat 0.290%, 12/27/12......................................... 1,000 999,645 Standard Chartered Bank 0.370%, 12/13/12......................................... 400 399,892 0.380%, 12/18/12......................................... 400 399,874 ----------- TOTAL COMMERCIAL PAPER...................................... 1,799,411 ----------- Shares Value+ ------- ----------- TEMPORARY CASH INVESTMENTS -- (0.7%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares 651,893 $ 651,893 ----------- TOTAL INVESTMENTS --(100.0%) (Cost $88,721,355)................... $88,945,243 =========== Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------- Level 1 Level 2 Level 3 Total -------- ----------- ------- ----------- Agency Obligations......... -- $36,341,425 -- $36,341,425 Bonds...................... -- 50,152,514 -- 50,152,514 Commercial Paper........... -- 1,799,411 -- 1,799,411 Temporary Cash Investments. $651,893 -- -- 651,893 -------- ----------- -- ----------- TOTAL...................... $651,893 $88,293,350 -- $88,945,243 ======== =========== == =========== See accompanying Notes to Financial Statements. 10 LWAS/DFA TWO-YEAR GOVERNMENT PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Face Amount Value+ -------- ------------ (000) AGENCY OBLIGATIONS -- (99.7%) Federal Home Loan Bank 0.375%, 11/27/13...................................... $ 33,000 $ 33,050,589 4.875%, 11/27/13...................................... 2,400 2,519,532 3.125%, 12/13/13...................................... 18,210 18,795,743 0.875%, 12/27/13...................................... 29,500 29,714,347 2.375%, 03/14/14...................................... 18,000 18,515,394 1.375%, 05/28/14...................................... 7,000 7,126,406 2.500%, 06/13/14...................................... 16,600 17,185,980 5.250%, 06/18/14...................................... 15,500 16,754,880 ------------ TOTAL AGENCY OBLIGATIONS................................. 143,662,871 ------------ Shares -------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds FedFund Portfolio........... 367,707 367,707 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $143,771,108)........ $144,030,578 ============ Summary of the Portfolio's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ------------------------------------------ Level 1 Level 2 Level 3 Total -------- ------------ ------- ------------ Agency Obligations................. -- $143,662,871 -- $143,662,871 Temporary Cash Investments......... $367,707 -- -- 367,707 -------- ------------ -- ------------ TOTAL.............................. $367,707 $143,662,871 -- $144,030,578 ======== ============ == ============ See accompanying Notes to Financial Statements. 11 DIMENSIONAL INVESTMENT GROUP INC. LWAS/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) ASSETS: Investment in The U.S. Large Cap Value Series of The DFA Investment Trust Company (Affiliated Investment Company) at Value......................................................... $ 60,925 Receivables: Affiliated Investment Company Sold........................... 222 Prepaid Expenses and Other Assets............................... 4 ------------ Total Assets............................................. 61,151 ------------ LIABILITIES: Payables: Fund Shares Redeemed......................................... 222 Accrued Expenses and Other Liabilities.......................... 13 ------------ Total Liabilities........................................ 235 ------------ NET ASSETS...................................................... $ 60,916 ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)......................... 4,401,161 ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE........ $ 13.84 ============ Investment in Affiliated Investment Company at Cost............. $ 39,978 ------------ NET ASSETS CONSIST OF: Paid-In Capital................................................. $ 43,963 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)........................................ 182 Accumulated Net Realized Gain (Loss)............................ (4,176) Net Unrealized Appreciation (Depreciation)...................... 20,947 ------------ NET ASSETS...................................................... $ 60,916 ============ (1) NUMBER OF SHARES AUTHORIZED................................. 300,000,000 ============ See accompanying Notes to Financial Statements. 12 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) LWAS/DFA LWAS/DFA Two-Year Two-Year Fixed Income Government Portfolio Portfolio ------------ ------------ ASSETS: Investments at Value................................ $ 88,293 $ 143,663 Temporary Cash Investments at Value & Cost.......... 652 368 Receivables: Investment Securities Sold....................... -- 6,411 Interest......................................... 366 966 Fund Shares Sold................................. 109 -- ------------ ------------ Prepaid Expenses and Other Assets................... 5 5 ------------ ------------ Total Assets................................. 89,425 151,413 LIABILITIES: Payables: Investment Securities Purchased.................. -- 6,050 Fund Shares Redeemed............................. 73 49 Due to Advisor................................... 11 18 Accrued Expenses and Other Liabilities.............. 15 23 ------------ ------------ Total Liabilities............................ 99 6,140 ------------ ------------ NET ASSETS $ 89,326 $ 145,273 ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)............. 8,872,372 14,582,252 ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE $ 10.07 $ 9.96 ============ ============ Investments at Cost................................. $ 88,069 $ 143,404 ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital..................................... $ 88,656 $ 144,006 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) 51 39 Accumulated Net Realized Gain (Loss)................ 395 969 Net Unrealized Appreciation (Depreciation).......... 224 259 ------------ ------------ NET ASSETS $ 89,326 $ 145,273 ============ ============ (1) NUMBER OF SHARES AUTHORIZED..................... 300,000,000 300,000,000 ============ ============ See accompanying Notes to Financial Statements. 13 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) LWAS/DFA LWAS/DFA LWAS/DFA U.S. High Two-Year Two-Year Book to Market Fixed Income Government Portfolio* Portfolio Portfolio -------------- ------------ ---------- Investment Income Dividends............................ $ 1,356 -- -- Interest............................. -- $ 630 $ 744 Income from Securities Lending....... 50 -- -- Expenses Allocated from Affiliated Investment Company................. (72) -- -- ------- ----- ----- Total Investment Income.......... 1,334 630 744 ------- ----- ----- Expenses Investment Advisory Services Fees.... -- 135 238 Administrative Services Fees......... 6 -- -- Accounting & Transfer Agent Fees..... 13 30 37 Shareholder Servicing Fees........... 93 72 127 Filing Fees.......................... 18 19 21 Shareholders' Reports................ 6 7 13 Directors'/Trustees' Fees & Expenses. 1 1 2 Custodian Fees....................... -- 1 2 Professional Fees.................... 3 3 6 Other................................ 1 1 3 ------- ----- ----- Total Expenses................... 141 269 449 ------- ----- ----- Net Investment Income (Loss)......... 1,193 361 295 ------- ----- ----- Realized and Unrealized Gain (Loss)..... Net Realized Gain (Loss) on: Investment Securities Sold..... 3,324 400 974 Change in Unrealized Appreciation (Depreciation) of: Investment Securities......................... 5,684 (100) (426) ------- ----- ----- Net Realized and Unrealized Gain (Loss)............................. 9,008 300 548 ------- ----- ----- Net Increase (Decrease) in Net Assets Resulting from Operations............. $10,201 $ 661 $ 843 ======= ===== ===== -------- * Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). See accompanying Notes to Financial Statements. 14 DIMENSIONAL INVESTMENT GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) LWAS/DFA LWAS/DFA LWAS/DFA U.S. High Two-Year Two-Year Book to Market Fixed Income Government Portfolio Portfolio Portfolio ------------------ ------------------ ------------------ Year Year Year Year Year Year Ended Ended Ended Ended Ended Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, 2012 2011 2012 2011 2012 2011 -------- -------- -------- -------- -------- -------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)................................... $ 1,193 $ 1,104 $ 361 $ 494 $ 295 $ 763 Net Realized Gain (Loss) on:................................... Investment Securities Sold................................. 3,324 3,269 400 549 974 793 Futures.................................................... -- (98) -- -- -- -- Change in Unrealized Appreciation (Depreciation) of: Investment Securities...................................... 5,684 (315) (100) (349) (426) (278) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations....................................... 10,201 3,960 661 694 843 1,278 -------- -------- -------- -------- -------- -------- Distributions From: Net Investment Income.......................................... (1,185) (1,098) (393) (506) (413) (754) Net Short-Term Gains........................................... -- -- (461) (353) (774) (1,910) Net Long-Term Gains............................................ -- -- (90) (81) -- (125) Total Distributions..................................... (1,185) (1,098) (944) (940) (1,187) (2,789) -------- -------- -------- -------- -------- -------- Capital Share Transactions (1): Shares Issued.................................................. 2,926 5,902 10,153 23,146 17,044 55,107 Shares Issued in Lieu of Cash Distributions.................... 1,031 956 753 753 845 1,898 Shares Redeemed................................................ (14,816) (14,275) (14,194) (20,020) (50,714) (50,776) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) from Capital Share Transactions.......................................... (10,859) (7,417) (3,288) 3,879 (32,825) 6,229 -------- -------- -------- -------- -------- -------- Total Increase (Decrease) in Net Assets................. (1,843) (4,555) (3,571) 3,633 (33,169) 4,718 Net Assets Beginning of Period............................................ 62,759 67,314 92,897 89,264 178,442 173,724 -------- -------- -------- -------- -------- -------- End of Period.................................................. $ 60,916 $ 62,759 $ 89,326 $ 92,897 $145,273 $178,442 ======== ======== ======== ======== ======== ======== (1) Shares Issued and Redeemed: Shares Issued.................................................. 232 465 1,010 2,298 1,712 5,537 Shares Issued in Lieu of Cash Distributions.................... 83 78 75 75 85 191 Shares Redeemed................................................ (1,163) (1,137) (1,412) (1,989) (5,094) (5,099) -------- -------- -------- -------- -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed.............................................. (848) (594) (327) 384 (3,297) 629 ======== ======== ======== ======== ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) $ 182 $ 174 $ 51 $ 83 $ 39 $ 157 See accompanying Notes to Financial Statements. 15 DIMENSIONAL INVESTMENT GROUP INC. LWAS/DFA U.S. HIGH BOOK TO MARKET PORTFOLIO FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ......................... $ 11.96 $ 11.52 $ 9.80 $ 9.04 $ 15.35 $ 16.10 ------- ------- ------- ------- ------- -------- Income from Investment Operations Net Investment Income (Loss) (A)........................... 0.25 0.20 0.19 0.18 0.21 0.20 Net Gains (Losses) on Securities (Realized and Unrealized). 1.87 0.44 1.72 0.79 (5.48) (0.26) ------- ------- ------- ------- ------- -------- Total from Investment Operations ...................... 2.12 0.64 1.91 0.97 (5.27) (0.06) ------- ------- ------- ------- ------- -------- Less Distributions Net Investment Income...................................... (0.24) (0.20) (0.19) (0.21) (0.21) (0.20) Net Realized Gains......................................... -- -- -- -- (0.83) (0.49) ------- ------- ------- ------- ------- -------- Total Distributions.................................... (0.24) (0.20) (0.19) (0.21) (1.04) (0.69) ------- ------- ------- ------- ------- -------- Net Assets Value, End of Period............................... $ 13.84 $ 11.96 $ 11.52 $ 9.80 $ 9.04 $ 15.35 ======= ======= ======= ======= ======= ======== Total Return.................................................. 18.01% 5.48% 19.71% 11.61% (36.69)%(C) (0.51)% ------- ------- ------- ------- ------- -------- Net Assets, End of Period (thousands) $60,916 $62,759 $67,314 $65,927 $68,462 $119,833 Ratio of Expenses to Average Net Assets (D) 0.34% 0.34% 0.35% 0.38% 0.33%(B) 0.32% Ratio of Net Investment Income to Average Net Assets 1.93% 1.56% 1.78% 2.20% 1.72%(B) 1.20% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 16 DIMENSIONAL INVESTMENT GROUP INC. FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) LWAS/DFA Two-Year Fixed Income Portfolio ------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ....................... $ 10.10 $ 10.13 $ 10.03 $ 9.84 $ 9.95 $ 9.94 ------- ------- ------- ------- ------- ------- Income from Investment Operations Net Investment Income (Loss) (A) ........................ 0.04 0.05 0.08 0.19 0.28 0.49 Net Gains (Losses) on Securities (Realized and Unrealized)............................................ 0.03 0.03 0.11 0.23 (0.04) -- ------- ------- ------- ------- ------- ------- Total from Investment Operations..................... 0.07 0.08 0.19 0.42 0.24 0.49 ------- ------- ------- ------- ------- ------- Less Distributions Net Investment Income.................................... (0.04) (0.06) (0.09) (0.23) (0.35) (0.48) Net Realized Gains....................................... (0.06) (0.05) -- -- -- -- ------- ------- ------- ------- ------- ------- Total Distributions.................................. (0.10) (0.11) (0.09) (0.23) (0.35) (0.48) ------- ------- ------- ------- ------- ------- Net Asset Value, End of Period.............................. $ 10.07 $ 10.10 $ 10.13 $ 10.03 $ 9.84 $ 9.95 ======= ======= ======= ======= ======= ======= Total Return................................................ 0.75% 0.73% 1.89% 4.31% 2.46%(C) 5.03% ------- ------- ------- ------- ------- ------- Net Assets, End of Period (thousands) $89,326 $92,897 $89,264 $77,398 $84,065 $96,442 Ratio of Expenses to Average Net Assets...................................................... 0.30% 0.30% 0.31% 0.34% 0.31%(B) 0.31% Ratio of Net Investment Income to Average Net Assets 0.40% 0.54% 0.82% 1.92% 3.04%(B) 4.94% Portfolio Turnover Rate..................................... 102% 98% 113% 77% 20%(C) 22% LWAS/DFA Two-Year Government Portfolio ------------------------------------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ....................... $ 9.98 $ 10.07 $ 10.10 $ 9.80 $ 9.89 $ 9.87 -------- -------- -------- -------- -------- -------- Income from Investment Operations Net Investment Income (Loss) (A) ........................ 0.02 0.04 0.07 0.18 0.24 0.46 Net Gains (Losses) on Securities (Realized and Unrealized)............................................ 0.04 0.02 0.13 0.33 (0.03) 0.01 -------- -------- -------- -------- -------- -------- Total from Investment Operations..................... 0.06 0.06 0.20 0.51 0.21 0.47 -------- -------- -------- -------- -------- -------- Less Distributions Net Investment Income.................................... (0.03) (0.04) (0.08) (0.21) (0.30) (0.45) Net Realized Gains....................................... (0.05) (0.11) (0.15) -- -- -- -------- -------- -------- -------- -------- -------- Total Distributions.................................. (0.08) (0.15) (0.23) (0.21) (0.30) (0.45) -------- -------- -------- -------- -------- -------- Net Asset Value, End of Period.............................. $ 9.96 $ 9.98 $ 10.07 $ 10.10 $ 9.80 $ 9.89 ======== ======== ======== ======== ======== ======== Total Return................................................ 0.50% 0.66% 1.98% 5.21% 2.13%(C) 4.85% -------- -------- -------- -------- -------- -------- Net Assets, End of Period (thousands) $145,273 $178,442 $173,724 $136,508 $133,785 $110,338 Ratio of Expenses to Average Net Assets...................................................... 0.28% 0.29% 0.29% 0.31% 0.30%(B) 0.31% Ratio of Net Investment Income to Average Net Assets 0.19% 0.41% 0.72% 1.76% 2.69%(B) 4.66% Portfolio Turnover Rate..................................... 111% 127% 166% 112% 7%(C) 0% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 17 DIMENSIONAL INVESTMENT GROUP INC. NOTES TO FINANCIAL STATEMENTS A. Organization: Dimensional Investment Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of fifteen portfolios, three of which, LWAS/DFA U.S. High Book to Market Portfolio, LWAS/DFA Two-Year Fixed Income Portfolio and LWAS/DFA Two-Year Government Portfolio (the "Portfolios"), are presented in this report. The remaining operational portfolios are presented in separate reports. LWAS/DFA U.S. High Book to Market Portfolio ("Feeder Fund") primarily invests its assets in The U.S. Large Cap Value Series (the "Series"), a corresponding Series of The DFA Investment Trust Company. At October 31, 2012, the Feeder Fund owned 1% of the Series. Effective December 31, 2008, the Series, a master fund in a RIC/RIC master-feeder structure, elected with the consent of its respective Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S) 301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the fund is a result of the treatment of a partnership for book purposes. The Series will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolios from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolios utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-ended investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolios' own assumptions in determining the fair value of investments) Debt securities held by LWAS/DFA Two-Year Fixed Income Portfolio and LWAS/DFA Two-Year Government Portfolio are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over-the-counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the over-the-counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with 18 procedures adopted by the Board. These valuations are generally categorized as Level 2 in the hierarchy. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Portfolios may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These valuations are generally categorized as Level 2 in the hierarchy. The Feeder Fund's investment reflects its proportionate interest in the net assets of the Series. These valuations are classified as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolios' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolios had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: LWAS/DFA U.S. High Book to Market Portfolio recognizes its pro-rata share, on a daily basis, of net investment income and realized and unrealized gains and losses of investment securities from the Series, which is treated as a partnership for federal income tax purposes. Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Interest income is recorded on the accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to the Portfolios are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides administrative services to the Feeder Fund, including supervision of services provided by others, providing information to the shareholders and to the Board, and other administrative services. The Advisor provides investment advisory services to the Portfolios. The Advisor receives 19 no compensation for investment advisory services provided to the Feeder Fund but is compensated for the investment advisory services it provides to the Feeder Fund's master fund. For the year ended October 31, 2012, the Portfolios' administrative services fees or investment advisory services fees were accrued daily and paid monthly to the Advisor based on the following effective annual rates of average daily net assets: Administrative Advisory Services Fees Services Fees -------------- ------------- LWAS/DFA U.S. High Book to Market Portfolio. 0.01% -- LWAS/DFA Two-Year Fixed Income Portfolio.... -- 0.15% LWAS/DFA Two-Year Government Portfolio...... -- 0.15% In addition, pursuant to a Client Service Agreement with LWI Financial Inc. ("LWIF"), the Portfolios pay monthly Shareholder Servicing Fees to LWIF at the following effective annual rates of their average daily net assets: Shareholder Servicing Fees -------------- LWAS/DFA U.S. High Book to Market Portfolio. 0.15% LWAS/DFA Two-Year Fixed Income Portfolio.... 0.08% LWAS/DFA Two-Year Government Portfolio...... 0.08% Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $31 (in thousands). The total related amounts paid by each of the Portfolios are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): LWAS/DFA U.S. High Book to Market Portfolio. $2 LWAS/DFA Two-Year Fixed Income Portfolio.... 3 LWAS/DFA Two-Year Government Portfolio...... 5 E. Purchases and Sales of Securities: For the year ended October 31, 2012, the Portfolios made the following purchases and sales of investment securities, other than short-term securities (amounts in thousands): U.S. Government Other Investment Securities Securities ------------------ ----------------- Purchases Sales Purchases Sales --------- -------- --------- ------- LWAS/DFA Two-Year Fixed Income Portfolio. $ 52,114 $ 72,524 $37,185 $23,039 LWAS/DFA Two-Year Government Portfolio... 175,582 207,326 -- -- F. Federal Income Taxes: Each Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally 20 accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. As of October 31, 2012, the Portfolios had no permanent differences to report. The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gains Total -------------- ------------- ------ LWAS/DFA U.S. High Book to Market Portfolio 2011.................................... $1,098 -- $1,098 2012.................................... 1,185 -- 1,185 LWAS/DFA Two-Year Fixed Income Portfolio 2011.................................... 859 $ 81 940 2012.................................... 854 90 944 LWAS/DFA Two-Year Government Portfolio 2011.................................... 2,679 110 2,789 2012.................................... 1,187 -- 1,187 At October 31, 2012, the components of distributable earnings/(accumulated losses) were as follows (amounts in thousands): Undistributed Net Total Net Investment Distributable Income and Undistributed Capital Earnings Short-Term Long-Term Loss Accumulated Capital Gains Capital Gains Carryforward (Losses) ------------- ------------- ------------ ------------- LWAS/DFA U.S. High Book to Market Portfolio........... $186 -- $(4,175) $(3,989) LWAS/DFA Two-Year Fixed Income Portfolio........... 409 $40 -- 449 LWAS/DFA Two-Year Government Portfolio 988 25 -- 1,013 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Portfolios after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the following Portfolio had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): Expires on October 31, 2017 Unlimited Total ---------------------- --------- ------ LWAS/DFA U.S. High Book to Market Portfolio........................ $4,175 -- $4,175 During the year ended October 31, 2012, the following Portfolio utilized capital loss carryforwards to offset realized capital gains for federal income tax purposes (amounts in thousands): LWAS/DFA U.S. High Book to Market Portfolio. $3,323 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): 21 Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) -------- ------------ -------------- -------------- LWAS/DFA U.S. High Book to Market Portfolio......... $ 39,979 $24,384 $(3,438) $20,946 LWAS/DFA Two-Year Fixed Income Portfolio......... 88,721 232 (8) 224 LWAS/DFA Two-Year Government Portfolio..... 143,771 260 -- 260 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed each Portfolio's tax positions and has concluded that no additional provision for income tax is required in any Portfolio's financial statements. No Portfolio is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Portfolio's federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. Effective December 31, 2008, The U.S. Large Cap Value Series, a master fund in a RIC/RIC master-feeder structure with four RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The U.S. Large Cap Value Series was December 30, 2008. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)336(a), the master fund recognized a loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized a gain as if it liquidated its investment in the master fund. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. As a result of the transaction, The U.S. Large Cap Value Series recognized a ($2,303,664,484) capital loss for tax year ended December 30, 2008. G. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. There were no borrowings by the Portfolios under this line of credit during the year ended October 31, 2012. 22 H. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. I. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. J. Other: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Portfolios. One or more of the shareholders is an omnibus account, which typically hold shares for the benefit of several other underlying investors. Approximate Percentage Number of of Outstanding Shareholders Shares ------------ -------------- LWAS/DFA U.S. High Book to Market Portfolio. 2 96% LWAS/DFA Two-Year Fixed Income Portfolio.... 3 97% LWAS/DFA Two-Year Government Portfolio...... 2 90% The Portfolios are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as The U.S. Large Cap Value Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. 23 Litigation counsel to The U.S. Large Cap Value Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to The U.S. Large Cap Value Series arising from the Lawsuits. Until The U.S. Large Cap Value Series can do so, no reduction of the net asset value of The U.S. Large Cap Value Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of The U.S. Large Cap Value Series' net asset value at this time. The U.S. Large Cap Value Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of The U.S. Large Cap Value Series will pay or receive, as the case may be, a price based on net asset value of The U.S. Large Cap Value Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by The U.S. Large Cap Value Series as incurred and in a manner similar to any other expense incurred by The U.S. Large Cap Value Series. K. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolios and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 24 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Portfolios, as defined, and Board of Directors of Dimensional Investment Group Inc.: In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of LWAS/DFA U.S. High Book to Market Portfolio, LWAS/DFA Two-Year Fixed Income Portfolio and LWAS/DFA Two-Year Government Portfolio (constituting portfolios within Dimensional Investment Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodian, broker, and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 25 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHART -------------------------------------------------------------------------------- LWAS/DFA International High Book to Market Portfolio vs. MSCI World ex USA Index (net dividends) October 31, 2002-October 31, 2012 LWAS/DFA International High Book to MSCI World Market ex USA Index BeginDate End Date FundReturns Benchmark0Returns EndDate Portfolio (net div.) --------- ---------- ----------- ----------------- ---------- ------------- ------------ 2002-10-31 2002-11-30 5.95% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.50% -3.23% 11/2002 10595.36935 10460.38388 2002-12-31 2003-01-31 -3.33% -3.81% 12/2002 10330.56431 10122.31597 2003-01-31 2003-02-28 -2.07% -1.97% 01/2003 9986.212167 9736.633173 2003-02-28 2003-03-31 -2.35% -1.93% 02/2003 9779.600881 9544.699524 2003-03-31 2003-04-30 10.94% 9.60% 03/2003 9550.032785 9360.754077 2003-04-30 2003-05-31 7.48% 6.20% 04/2003 10594.56762 10259.0855 2003-05-31 2003-06-30 3.23% 2.43% 05/2003 11386.57755 10895.37242 2003-06-30 2003-07-31 4.49% 2.29% 06/2003 11753.8865 11160.05075 2003-07-31 2003-08-31 2.62% 2.58% 07/2003 12281.89312 11416.08512 2003-08-31 2003-09-30 3.73% 3.00% 08/2003 12603.28846 11710.45636 2003-09-30 2003-10-31 7.90% 6.26% 09/2003 13073.90305 12061.78555 2003-10-31 2003-11-30 2.12% 2.27% 10/2003 14106.95949 12817.10429 2003-11-30 2003-12-31 7.47% 7.67% 11/2003 14405.39801 13107.63318 2003-12-31 2004-01-31 2.58% 1.39% 12/2003 15481.84909 14112.72688 2004-01-31 2004-02-29 2.96% 2.30% 01/2004 15880.92632 14309.22909 2004-02-29 2004-03-31 1.58% 0.50% 02/2004 16350.42895 14638.3333 2004-03-31 2004-04-30 -3.04% -2.62% 03/2004 16608.65539 14711.61449 2004-04-30 2004-05-31 0.95% 0.47% 04/2004 16103.94006 14326.52241 2004-05-31 2004-06-30 4.12% 2.31% 05/2004 16256.52842 14393.48999 2004-06-30 2004-07-31 -3.71% -3.05% 06/2004 16925.69145 14725.88378 2004-07-31 2004-08-31 1.31% 0.42% 07/2004 16297.0568 14276.8102 2004-08-31 2004-09-30 3.16% 2.91% 08/2004 16510.55536 14336.16895 2004-09-30 2004-10-31 3.85% 3.59% 09/2004 17031.58303 14754.05385 2004-10-31 2004-11-30 7.42% 6.65% 10/2004 17687.56136 15284.2776 2004-11-30 2004-12-31 4.96% 4.22% 11/2004 18999.51804 16300.75747 2004-12-31 2005-01-31 -1.05% -1.97% 12/2004 19941.20634 16989.40669 2005-01-31 2005-02-28 3.93% 4.45% 01/2005 19732.2048 16654.94269 2005-02-28 2005-03-31 -2.48% -2.27% 02/2005 20506.73994 17395.84581 2005-03-31 2005-04-30 -3.08% -2.55% 03/2005 19998.29899 17000.98254 2005-04-30 2005-05-31 0.13% 0.18% 04/2005 19383.34515 16567.48433 2005-05-31 2005-06-30 1.59% 1.63% 05/2005 19407.9433 16597.69751 2005-06-30 2005-07-31 4.42% 3.23% 06/2005 19716.51278 16869.00377 2005-07-31 2005-08-31 3.33% 2.76% 07/2005 20588.37373 17413.79488 2005-08-31 2005-09-30 2.76% 4.56% 08/2005 21273.40733 17894.53946 2005-09-30 2005-10-31 -1.55% -3.23% 09/2005 21860.09786 18711.18961 2005-10-31 2005-11-30 1.80% 2.65% 10/2005 21521.86139 18106.58452 2005-11-30 2005-12-31 4.88% 4.64% 11/2005 21910.20697 18586.07722 2005-12-31 2006-01-31 6.78% 6.32% 12/2005 22979.31228 19447.8385 2006-01-31 2006-02-28 0.97% -0.34% 01/2006 24537.67943 20677.90796 2006-02-28 2006-03-31 4.21% 3.17% 02/2006 24775.39645 20608.4637 2006-03-31 2006-04-30 5.01% 4.78% 03/2006 25818.71006 21262.03853 2006-04-30 2006-05-31 -4.04% -3.80% 04/2006 27112.94719 22278.72975 2006-05-31 2006-06-30 -0.66% -0.13% 05/2006 26016.80758 21432.31082 2006-06-30 2006-07-31 1.50% 0.94% 06/2006 25844.42821 21404.7152 2006-07-31 2006-08-31 3.42% 2.84% 07/2006 26232.96549 21605.26571 2006-08-31 2006-09-30 1.36% -0.08% 08/2006 27130.6206 22219.30598 2006-09-30 2006-10-31 4.44% 3.95% 09/2006 27498.67163 22201.41652 2006-10-31 2006-11-30 3.30% 2.98% 10/2006 28718.42542 23078.81278 2006-11-30 2006-12-31 3.88% 2.87% 11/2006 29667.12282 23766.23179 2006-12-31 2007-01-31 1.86% 0.61% 12/2006 30817.49922 24447.67862 2007-01-31 2007-02-28 -0.09% 0.80% 01/2007 31390.52301 24596.81523 2007-02-28 2007-03-31 3.22% 2.56% 02/2007 31362.57062 24793.58307 2007-03-31 2007-04-30 5.01% 4.55% 03/2007 32372.25964 25428.87548 2007-04-30 2007-05-31 3.41% 2.22% 04/2007 33994.36854 26585.83302 2007-05-31 2007-06-30 -0.77% 0.10% 05/2007 35155.01543 27176.22708 2007-06-30 2007-07-31 -2.81% -1.38% 06/2007 34883.85369 27203.4992 2007-07-31 2007-08-31 -1.13% -1.45% 07/2007 33903.81057 26827.45133 2007-08-31 2007-09-30 5.21% 5.68% 08/2007 33520.31544 26439.13227 2007-09-30 2007-10-31 4.82% 4.35% 09/2007 35265.90251 27941.23223 2007-10-31 2007-11-30 -6.06% -3.91% 10/2007 36964.94802 29155.8544 2007-11-30 2007-12-31 -2.16% -1.88% 11/2007 34723.35017 28015.69869 2007-12-31 2008-01-31 -8.14% -9.02% 12/2007 33974.85291 27489.05893 2008-01-31 2008-02-29 -1.28% 1.81% 01/2008 31210.1723 25010.60702 2008-02-29 2008-03-31 1.16% -1.43% 02/2008 30810.82954 25463.85563 2008-03-31 2008-04-30 4.44% 5.56% 03/2008 31167.37462 25100.36419 2008-04-30 2008-05-31 0.05% 1.52% 04/2008 32551.22451 26495.58367 2008-05-31 2008-06-30 -9.91% -7.78% 05/2008 32566.60062 26897.647 2008-06-30 2008-07-31 -2.84% -3.56% 06/2008 29338.14574 24806.01124 2008-07-31 2008-08-31 -4.20% -3.87% 07/2008 28503.51251 23923.25865 2008-08-31 2008-09-30 -11.69% -14.44% 08/2008 27306.67994 22998.07514 2008-09-30 2008-10-31 -25.10% -20.80% 09/2008 24114.52863 19677.65227 2008-10-31 2008-11-30 -6.14% -5.42% 10/2008 18062.13051 15584.31425 2008-11-30 2008-12-31 7.34% 5.27% 11/2008 16953.05232 14739.1788 2008-12-31 2009-01-31 -13.84% -9.33% 12/2008 18196.94792 15516.16027 2009-01-31 2009-02-28 -12.28% -10.12% 01/2009 15678.51008 14068.39209 2009-02-28 2009-03-31 10.90% 6.59% 02/2009 13752.64585 12644.22388 2009-03-31 2009-04-30 18.48% 12.90% 03/2009 15251.10119 13477.42184 2009-04-30 2009-05-31 14.77% 12.65% 04/2009 18068.97077 15215.45069 2009-05-31 2009-06-30 -1.52% -1.04% 05/2009 20738.53144 17139.69107 2009-06-30 2009-07-31 11.81% 9.39% 06/2009 20423.11407 16962.2042 2009-07-31 2009-08-31 5.72% 4.79% 07/2009 22834.6995 18554.91583 2009-08-31 2009-09-30 5.13% 4.13% 08/2009 24140.97494 19444.16669 2009-09-30 2009-10-31 -3.98% -1.61% 09/2009 25379.38109 20246.4017 2009-10-31 2009-11-30 2.90% 2.47% 10/2009 24370.26057 19921.38374 2009-11-30 2009-12-31 1.13% 1.59% 11/2009 25076.64493 20414.28949 2009-12-31 2010-01-31 -5.73% -4.69% 12/2009 25360.96643 20739.71496 2010-01-31 2010-02-28 0.32% -0.10% 01/2010 23906.66554 19767.55316 2010-02-28 2010-03-31 7.84% 6.44% 02/2010 23983.20769 19747.74296 2010-03-31 2010-04-30 -1.68% -1.49% 03/2010 25864.10092 21018.97237 2010-04-30 2010-05-31 -11.75% -11.03% 04/2010 25430.05382 20705.5737 2010-05-31 2010-06-30 -1.85% -1.45% 05/2010 22442.78846 18420.71863 2010-06-30 2010-07-31 12.59% 9.24% 06/2010 22028.66742 18154.24072 2010-07-31 2010-08-31 -4.91% -2.99% 07/2010 24801.68791 19832.15152 2010-08-31 2010-09-30 10.68% 9.59% 08/2010 23583.63218 19239.37361 2010-09-30 2010-10-31 3.49% 3.56% 09/2010 26103.39059 21084.94731 2010-10-31 2010-11-30 -5.11% -4.23% 10/2010 27014.2766 21836.08012 2010-11-30 2010-12-31 9.33% 8.05% 11/2010 25634.93493 20911.33371 2010-12-31 2011-01-31 4.27% 2.15% 12/2010 28026.76165 22595.14698 2011-01-31 2011-02-28 3.33% 3.71% 01/2011 29222.34771 23081.88961 2011-02-28 2011-03-31 -2.77% -2.00% 02/2011 30195.49915 23937.75502 2011-03-31 2011-04-30 5.32% 5.45% 03/2011 29360.27489 23458.22183 2011-04-30 2011-05-31 -3.70% -2.96% 04/2011 30921.69501 24735.79508 2011-05-31 2011-06-30 -1.38% -1.42% 05/2011 29778.51241 24002.51829 2011-06-30 2011-07-31 -3.19% -1.65% 06/2011 29368.18546 23660.6711 2011-07-31 2011-08-31 -10.77% -8.45% 07/2011 28432.71237 23270.36799 2011-08-31 2011-09-30 -10.91% -10.04% 08/2011 25371.16408 21303.01857 2011-09-30 2011-10-31 9.60% 9.73% 09/2011 22601.92609 19163.70779 2011-10-31 2011-11-30 -3.34% -4.62% 10/2011 24770.79779 21027.44381 2011-11-30 2011-12-31 -2.73% -1.09% 11/2011 23943.20201 20055.70845 2011-12-31 2012-01-31 6.74% 5.40% 12/2011 23289.02991 19836.86573 2012-01-31 2012-02-29 5.22% 5.50% 01/2012 24859.75566 20907.86348 2012-02-29 2012-03-31 -0.87% -0.74% 02/2012 26158.62503 22057.34745 2012-03-31 2012-04-30 -3.62% -1.70% 03/2012 25932.13098 21894.09324 2012-04-30 2012-05-31 -12.35% -11.40% 04/2012 24994.0959 21522.48712 2012-05-31 2012-06-30 7.06% 6.55% 05/2012 21907.65791 19068.8287 2012-06-30 2012-07-31 -0.39% 1.25% 06/2012 23454.38764 20318.28267 2012-07-31 2012-08-31 4.10% 2.85% 07/2012 23361.80453 20571.27444 2012-08-31 2012-09-30 3.53% 3.04% 08/2012 24318.49666 21158.19849 2012-09-30 2012-10-31 1.23% 0.70% 09/2012 25176.72303 21800.59481 10/31/2012 25486.7812 21953.36604 One Year Five Years Ten Years -------- ---------- --------- 2.89% -7.17% 9.81% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 26 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 ________________________________ U.S. Dollar Return ----------- MSCI World ex USA Index........... 4.40% MSCI World ex USA Small Cap Index. 4.86% MSCI World ex USA Value Index..... 4.74% MSCI World ex USA Growth Index.... 3.99% -------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 Months Ended October 31, 2012 ________________________________ Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- United Kingdom.................... 8.61% 8.41% Japan............................. -0.86% -3.28% Canada............................ 3.34% 2.69% France............................ 10.04% 2.23% Australia......................... 10.20% 7.71% Switzerland....................... 17.41% 9.79% Germany........................... 18.18% 9.79% Spain............................. -6.40% -13.04% Sweden............................ 9.26% 6.47% Hong Kong......................... 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. Master-Feeder Structure The portfolio described below, called a "Feeder Fund," does not buy individual securities directly; instead, the portfolio invests in a corresponding fund called a "Master Fund." The Master Fund, in turn, purchases stocks and/or other securities. 27 International Equity Portfolio's Performance Overview LWAS/DFA International High Book to Market Portfolio The LWAS/DFA International High Book to Market Portfolio seeks to capture the returns of international large company value stocks by purchasing shares of The DFA International Value Series, a Master Fund that invests in such stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks and does not attempt to track any specific equity index. As of October 31, 2012, the Master Fund held approximately 530 securities in 23 developed countries. In general, the Master Fund was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Master Fund's assets. For the 12 months ending October 31, 2012, total returns were 2.89% for the Portfolio and 4.40% for the MSCI World ex USA Index (net dividends). The Master Fund focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed relative to the Index during the period. The Master Fund had significantly greater exposure than the Index to value stocks, which contributed to the Portfolio's relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Master Fund has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Master Fund and the Index contributed to relative performance. The Master Fund prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Master Fund also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 28 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Table is shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Table below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the table are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLE Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- Actual Fund Return............ $1,000.00 $1,019.70 0.48% $2.44 Hypothetical 5% Annual Return. $1,000.00 $1,022.72 0.48% $2.44 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. The Portfolio is a Feeder Fund. The expenses shown reflect the direct expenses of the Feeder Fund and the indirect payment of the Feeder Fund's portion of the expenses of its Master Fund (Affiliated Investment Company). 29 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories of industry classification for the Affiliated Investment Company are represented in the Disclosure of Portfolio Holdings, which are included elsewhere within the report. Refer to the Summary Schedule of Portfolio Holdings for the underlying Master Fund's holdings which reflect the investments by country. Affiliated Investment Company. 100.0% 30 LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Value+ ----------- AFFILIATED INVESTMENT COMPANY -- (100.0%) Investment in The DFA International Value Series of The DFA Investment Trust Company $66,912,358 ----------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANY (Cost $63,295,182)................................ $66,912,358 =========== Summary of the Portfolio's Master Fund's investments as of October 31, 2012, based on their valuation inputs, is located within this report (See Security Valuation Note). See accompanying Notes to Financial Statements. 31 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands, except share and per share amounts) ASSETS: Investment in The DFA International Value Series of The DFA Investment Trust Company (Affiliated Investment Company) at Value........................................................... $ 66,912 Receivables: Affiliated Investment Company Shares Sold...................... 212 Prepaid Expenses and Other Assets................................. 5 ------------ Total Assets............................................... 67,129 ------------ LIABILITIES: Payables: Affiliated Investment Company Purchased........................ 28 Fund Shares Redeemed........................................... 184 Due to Advisor................................................. 1 Accrued Expenses and Other Liabilities............................ 16 ------------ Total Liabilities.......................................... 229 ------------ NET ASSETS........................................................ $ 66,900 ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)........................... 8,135,788 ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE.......... $ 8.22 ============ Investment in Affiliated Investment Company at Cost............... $ 63,295 ------------ NET ASSETS CONSIST OF: Paid-In Capital................................................... $ 58,466 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income).......................................... 336 Accumulated Net Realized Gain (Loss).............................. 4,477 Net Unrealized Foreign Exchange Gain (Loss)....................... 4 Net Unrealized Appreciation (Depreciation)........................ 3,617 ------------ NET ASSETS........................................................ $ 66,900 ============ (1) NUMBER OF SHARES AUTHORIZED................................... 200,000,000 ============ See accompanying Notes to Financial Statements. 32 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO STATEMENT OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) Investment Income Dividends (Net of Foreign Taxes Withheld of $202).................. $ 2,546 Income from Securities Lending..................................... 131 Expenses Allocated from Affiliated Investment Company.............. (159) ------- Total Investment Income........................................ 2,518 ------- Expenses Administrative Services Fees....................................... 7 Accounting & Transfer Agent Fees................................... 13 Shareholder Servicing Fees......................................... 128 Filing Fees........................................................ 17 Shareholders' Reports.............................................. 6 Directors'/Trustees' Fees & Expenses............................... 1 Professional Fees.................................................. 2 Other.............................................................. 1 ------- Total Expenses................................................. 175 Net Investment Income (Loss)....................................... 2,343 ------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold..................................... 4,492 Foreign Currency Transactions.................................. (13) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency..................... (5,013) Translation of Foreign Currency Denominated Amounts............ (3) ------- Net Realized and Unrealized Gain (Loss)............................ (537) ------- Net Increase (Decrease) in Net Assets Resulting from Operations....... $ 1,806 ======= -------- Investment Income and Realized and Unrealized Gain (Loss) were allocated from the Portfolio's Master Fund (Affiliated Investment Company). See accompanying Notes to Financial Statements. 33 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) Year Year Ended Ended Oct. 31, Oct. 31, 2012 2011 -------- -------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)........................... $ 2,343 $ 2,779 Net Realized Gain (Loss) on: Investment Securities Sold......................... 4,492 2,978 Foreign Currency Transactions...................... (13) 9 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency......... (5,013) (12,479) Translation of Foreign Currency Denominated Amounts.......................................... (3) (8) -------- -------- Net Increase (Decrease) in Net Assets Resulting from Operations..................... 1,806 (6,721) -------- -------- Distributions From: Net Investment Income.................................. (2,327) (2,701) Net Short-Term Gains................................... -- (304) Net Long-Term Gains.................................... (2,965) (4,756) -------- -------- Total Distributions............................. (5,292) (7,761) -------- -------- Capital Share Transactions (1): Shares Issued.......................................... 7,815 10,655 Shares Issued in Lieu of Cash Distributions............ 4,540 6,576 Shares Redeemed........................................ (14,825) (15,785) -------- -------- Net Increase (Decrease) from Capital Share Transactions............................ (2,470) 1,446 -------- -------- Total Increase (Decrease) in Net Assets......... (5,956) (13,036) Net Assets Beginning of Period.................................... 72,856 85,892 -------- -------- End of Period.......................................... $ 66,900 $ 72,856 ======== ======== (1) Shares Issued and Redeemed: Shares Issued.......................................... 997 1,060 Shares Issued in Lieu of Cash Distributions............ 603 669 Shares Redeemed........................................ (1,858) (1,611) -------- -------- Net Increase (Decrease) from Shares Issued and Redeemed........................... (258) 118 ======== ======== Undistributed Net Investment Income (Distributions in Excess of Net Investment Income) $ 336 $ 323 See accompanying Notes to Financial Statements. 34 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO FINANCIAL HIGHLIGHTS (for a share outstanding throughout each period) Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 -------- -------- -------- -------- -------- -------- Net Asset Value, Beginning of Period ................ $ 8.68 $ 10.38 $ 9.66 $ 11.40 $ 24.32 $ 21.89 ------- ------- ------- ------- ------- -------- Income from Investment Operations --------------------------------- Net Investment Income (Loss) (A).................. 0.28 0.32 0.22 0.25 0.66 0.65 Net Gains (Losses) on Securities (Realized and Unrealized)..................... (0.10) (1.09) 0.79 2.14 (11.36) 2.98 ------- ------- ------- ------- ------- -------- Total from Investment Operations ............. 0.18 (0.77) 1.01 2.39 (10.70) 3.63 ------- ------- ------- ------- ------- -------- Less Distributions ------------------ Net Investment Income............................. (0.28) (0.31) (0.23) (0.27) (0.70) (0.58) Net Realized Gains................................ (0.36) (0.62) (0.06) (3.86) (1.52) (0.62) ------- ------- ------- ------- ------- -------- Total Distributions........................... (0.64) (0.93) (0.29) (4.13) (2.22) (1.20) ------- ------- ------- ------- ------- -------- Net Asset Value, End of Period....................... $ 8.22 $ 8.68 $ 10.38 $ 9.66 $ 11.40 $ 24.32 ======= ======= ======= ======= ======= ======== Total Return......................................... 2.89% (8.30)% 10.85% 34.92% (47.99)%(C) 17.05% ------- ------- ------- ------- ------- -------- Net Assets, End of Period (thousands)................ $66,900 $72,856 $85,892 $85,504 $84,319 $185,239 Ratio of Expenses to Average Net Assets (D).......... 0.50% 0.49% 0.50% 0.52% 0.47%(B) 0.46% Ratio of Net Investment Income to Average Net Assets. 3.49% 3.24% 2.29% 2.99% 3.74%(B) 2.76% See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 35 DFA INVESTMENT DIMENSIONS GROUP INC. LWAS/DFA INTERNATIONAL HIGH BOOK TO MARKET PORTFOLIO NOTES TO FINANCIAL STATEMENTS A. Organization: DFA Investment Dimensions Group Inc. (the "Fund") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, one of which, LWAS/DFA International High Book to Market Portfolio (the "Portfolio"), is presented in this report. The remaining operational portfolios are presented in separate reports. The Portfolio primarily invests its assets in The DFA International Value Series (the "Series"), a corresponding Series of The DFA Investment Trust Company. At October 31, 2012, the Portfolio owned 1% of the Series. On November 1, 2008, the Series, a master fund in a RIC/RIC master-feeder structure, elected with the consent of its respective Holder(s) to change its U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S) 301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the fund is a result of the treatment of a partnership for book purposes. The Series will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Portfolio from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Portfolio utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-ended investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Portfolio's own assumptions in determining the fair value of investments) The Portfolio's investment reflects its proportionate interest in the net assets of the Series. These valuations are classified as Level 1 in the hierarchy. A summary of the inputs used to value the Portfolio's investments is disclosed previously in the Security Valuation note. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Portfolio had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 36 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities in the amount of $3 (in thousands). Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: The Portfolio recognizes its pro-rata share, on a daily basis, of net investment income and realized and unrealized gains and losses of investment securities and foreign currency from The DFA International Value Series, which is treated as a partnership for federal income tax purposes. Distributions received on securities that represent a return of capital are recorded as a reduction of cost of investments or as a realized gain, respectively. Expenses directly attributable to the Portfolio are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides administrative services to the Portfolio, including supervision of services provided by others, providing information to the shareholders and to the Board, and other administrative services. The Advisor provides investment advisory services to the Series. For the year ended October 31, 2012, the Portfolio's administrative services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.01% of average daily net assets of the Portfolio. In addition, pursuant to a Client Service Agreement with LWI Financial Inc. ("LWIF"), the Portfolio pays a monthly Shareholder Servicing Fee to LWIF at the effective annual rate of 0.19% of its average daily net assets. Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the year ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amount paid by the Portfolio is included in Other Expenses on the Statement of Operations. D. Federal Income Taxes: The Portfolio has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. 37 Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which may differ from those amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent they are charged, or credited to paid-in capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/(losses) and gains on securities considered to be "passive foreign investment companies", were reclassified to the following accounts. These reclassifications had no effect on net asset value per share (amounts in thousands): Increase Increase (Decrease) (Decrease) Undistributed Accumulated Net Investment Net Realized Income Gains (Losses) -------------- -------------- $(3) $3 The tax character of dividends and distributions declared and paid during the years ended October 31, 2011 and October 31, 2012 were as follows (amounts in thousands): Net Investment Income and Short-Term Long-Term Capital Gains Capital Gain Total -------------- ------------ ------ 2011..................... $3,005 $4,756 $7,761 2012..................... 2,327 2,965 5,292 At October 31, 2012, the components of distributable earnings/(accumulated losses) were as follows (amounts in thousands): Undistributed Net Total Net Investment Distributable Income and Undistributed Earnings Short-Term Long-Term (Accumulated Capital Gains Capital Gains Losses) ------------- ------------- ------------- $374 $4,488 $4,862 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by the Portfolio after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. In addition, such losses must be utilized prior to the losses incurred in the years preceding enactment. As of October 31, 2012, the Portfolio had no capital loss carryforwards available to offset future realized capital gains. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Unrealized Unrealized Appreciation Tax Cost Appreciation (Depreciation) (Depreciation) -------- ------------ -------------- -------------- $63,341 $16,548 $(12,977) $3,571 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales and investments in passive foreign investment companies. 38 Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Portfolio's tax position and has concluded that no additional provision for income tax is required in the Portfolio's financial statements. The Portfolio is not aware of any tax position for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. The Portfolio's federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. On November 1, 2008, The DFA International Value Series, a master fund in a RIC/RIC master feeder structure with five RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The DFA International Value Series was October 31, 2008. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)336(a), the master fund recognized gain or loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized gain or loss as if it liquidated its investment in the master fund. As a result of the transaction, The DFA International Value Series recognized a ($2,309,440,866) and ($718,733) capital and currency loss respectively for tax year ended October 31, 2008. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. E. Line of Credit: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Portfolio under this line of credit during the year ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. There were no borrowings by the Portfolio under this line of credit during the year ended October 31, 2012. F. Indemnitees; Contractual Obligations: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. 39 G. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. H. Other: At October 31, 2012, two shareholders held approximately 96% of the outstanding shares of the Portfolio. One or more of the shareholders is an omnibus account, which typically hold shares for the benefit of several other underlying investors. The Portfolio is subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. I. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Portfolio and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 40 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of LWAS/DFA International High Book to Market Portfolio and Board of Directors of DFA Investment Dimensions Group Inc.: In our opinion, the accompanying statement of assets and liabilities, including the schedule of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of LWAS/DFA International High Book to Market Portfolio (one of the portfolios constituting DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolio") at October 31, 2012, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolio's management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 41 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHARTS -------------------------------------------------------------------------------- The U.S. Large Cap Value Series vs. Russell 1000(R) Value Index October 31, 2002-October 31, 2012 U.S. Large Cap Value Russell 1000 BeginDate EndDate FundReturns Benchmark0Returns EndDate Series Value Index --------- ---------- ----------- ----------------- ---------- ---------- ------------ 2002-10-31 2002-11-30 7.05% 6.30% 10/2002 10000 10000 2002-11-30 2002-12-31 -4.49% -4.34% 11/2002 10705.1 10630 2002-12-31 2003-01-31 -2.34% -2.42% 12/2002 10223.931 10168.658 2003-01-31 2003-02-28 -2.89% -2.67% 01/2003 9984.6304 9922.5765 2003-02-28 2003-03-31 -0.47% 0.17% 02/2003 9695.8188 9657.6437 2003-03-31 2003-04-30 9.26% 8.80% 03/2003 9650.0548 9674.0617 2003-04-30 2003-05-31 6.67% 6.46% 04/2003 10543.885 10525.379 2003-05-31 2003-06-30 1.07% 1.25% 05/2003 11247.362 11205.319 2003-06-30 2003-07-31 2.56% 1.49% 06/2003 11367.864 11345.385 2003-07-31 2003-08-31 3.56% 1.56% 07/2003 11658.496 11514.431 2003-08-31 2003-09-30 -2.20% -0.98% 08/2003 12073.685 11694.056 2003-09-30 2003-10-31 6.70% 6.12% 09/2003 11808.296 11579.455 2003-10-31 2003-11-30 2.24% 1.36% 10/2003 12599.96 12288.117 2003-11-30 2003-12-31 6.87% 6.16% 11/2003 12882.152 12455.236 2003-12-31 2004-01-31 1.70% 1.76% 12/2003 13767.169 13222.478 2004-01-31 2004-02-29 2.57% 2.14% 01/2004 14001.789 13455.194 2004-02-29 2004-03-31 -0.40% -0.88% 02/2004 14362.098 13743.135 2004-03-31 2004-04-30 -1.64% -2.44% 03/2004 14304.205 13622.195 2004-04-30 2004-05-31 0.54% 1.02% 04/2004 14069.159 13289.814 2004-05-31 2004-06-30 3.02% 2.36% 05/2004 14144.71 13425.37 2004-06-30 2004-07-31 -3.24% -1.41% 06/2004 14572.393 13742.209 2004-07-31 2004-08-31 0.00% 1.42% 07/2004 14100.686 13548.444 2004-08-31 2004-09-30 3.07% 1.55% 08/2004 14100.686 13740.831 2004-09-30 2004-10-31 1.22% 1.66% 09/2004 14533.623 13953.814 2004-10-31 2004-11-30 6.55% 5.06% 10/2004 14711.068 14185.448 2004-11-30 2004-12-31 4.01% 3.35% 11/2004 15674.343 14903.231 2004-12-31 2005-01-31 -2.50% -1.78% 12/2004 16302.783 15402.49 2005-01-31 2005-02-28 3.05% 3.31% 01/2005 15894.788 15128.325 2005-02-28 2005-03-31 -0.27% -1.37% 02/2005 16379.282 15629.073 2005-03-31 2005-04-30 -3.39% -1.79% 03/2005 16334.644 15414.954 2005-04-30 2005-05-31 4.26% 2.41% 04/2005 15781.36 15139.027 2005-05-31 2005-06-30 2.06% 1.09% 05/2005 16453.813 15503.596 2005-06-30 2005-07-31 4.98% 2.89% 06/2005 16793.409 15673.127 2005-07-31 2005-08-31 -0.82% -0.43% 07/2005 17630.091 16126.584 2005-08-31 2005-09-30 1.54% 1.40% 08/2005 17484.953 16056.505 2005-09-30 2005-10-31 -2.65% -2.54% 09/2005 17754.264 16281.945 2005-10-31 2005-11-30 3.99% 3.27% 10/2005 17283.215 15868.423 2005-11-30 2005-12-31 0.14% 0.60% 11/2005 17973.329 16387.32 2005-12-31 2006-01-31 4.76% 3.88% 12/2005 17997.771 16485.209 2006-01-31 2006-02-28 -0.33% 0.61% 01/2006 18855.233 17125.349 2006-02-28 2006-03-31 1.78% 1.35% 02/2006 18792.709 17229.935 2006-03-31 2006-04-30 2.81% 2.54% 03/2006 19126.922 17463.322 2006-04-30 2006-05-31 -1.82% -2.53% 04/2006 19663.943 17907.169 2006-05-31 2006-06-30 0.85% 0.64% 05/2006 19305.929 17454.821 2006-06-30 2006-07-31 -1.43% 2.43% 06/2006 19470.572 17566.362 2006-07-31 2006-08-31 1.64% 1.67% 07/2006 19191.908 17993.466 2006-08-31 2006-09-30 2.77% 1.99% 08/2006 19506.529 18294.602 2006-09-30 2006-10-31 3.96% 3.27% 09/2006 20047.087 18659.108 2006-10-31 2006-11-30 1.90% 2.28% 10/2006 20841.031 19269.99 2006-11-30 2006-12-31 2.01% 2.24% 11/2006 21237.423 19709.864 2006-12-31 2007-01-31 2.92% 1.28% 12/2006 21663.514 20152.334 2007-01-31 2007-02-28 -1.50% -1.56% 01/2007 22295.606 20410.056 2007-02-28 2007-03-31 0.70% 1.55% 02/2007 21960.405 20091.867 2007-03-31 2007-04-30 4.25% 3.70% 03/2007 22113.364 20402.495 2007-04-30 2007-05-31 4.12% 3.61% 04/2007 23053.95 21156.426 2007-05-31 2007-06-30 -1.61% -2.34% 05/2007 24004.133 21919.522 2007-06-30 2007-07-31 -6.20% -4.62% 06/2007 23618.058 21407.349 2007-07-31 2007-08-31 -1.91% 1.12% 07/2007 22154.566 20417.391 2007-08-31 2007-09-30 2.61% 3.43% 08/2007 21730.924 20646.177 2007-09-30 2007-10-31 0.56% 0.01% 09/2007 22297.721 21355.328 2007-10-31 2007-11-30 -5.59% -4.89% 10/2007 22423.314 21357.685 2007-11-30 2007-12-31 -0.33% -0.97% 11/2007 21170.473 20313.849 2007-12-31 2008-01-31 -3.82% -4.01% 12/2007 21099.994 20117.413 2008-01-31 2008-02-29 -3.07% -4.19% 01/2008 20293.315 19311.652 2008-02-29 2008-03-31 -0.93% -0.75% 02/2008 19671.298 18502.536 2008-03-31 2008-04-30 6.30% 4.87% 03/2008 19487.714 18363.767 2008-04-30 2008-05-31 2.40% -0.16% 04/2008 20716.055 19258.921 2008-05-31 2008-06-30 -10.96% -9.57% 05/2008 21213.24 19228.354 2008-06-30 2008-07-31 -1.09% -0.36% 06/2008 18888.122 17387.788 2008-07-31 2008-08-31 1.94% 1.70% 07/2008 18682.497 17325.022 2008-08-31 2008-09-30 -8.98% -7.35% 08/2008 19044.789 17619.548 2008-09-30 2008-10-31 -22.48% -17.31% 09/2008 17333.876 16325.011 2008-10-31 2008-11-30 -9.81% -7.17% 10/2008 13436.891 13498.953 2008-11-30 2008-12-31 3.25% 1.39% 11/2008 12118.966 12530.957 2008-12-31 2009-01-31 -11.87% -11.50% 12/2008 12513.271 12704.886 2009-01-31 2009-02-28 -14.01% -13.36% 01/2009 11027.632 11243.958 2009-02-28 2009-03-31 9.88% 8.55% 02/2009 9482.168 9741.6467 2009-03-31 2009-04-30 16.17% 10.72% 03/2009 10419.417 10574.589 2009-04-30 2009-05-31 7.66% 6.18% 04/2009 12104.471 11708.097 2009-05-31 2009-06-30 -1.22% -0.74% 05/2009 13031.749 12432.076 2009-06-30 2009-07-31 9.53% 8.19% 06/2009 12872.218 12340.272 2009-07-31 2009-08-31 6.79% 5.23% 07/2009 14098.618 13350.34 2009-08-31 2009-09-30 4.37% 3.86% 08/2009 15055.808 14048.636 2009-09-30 2009-10-31 -4.31% -3.06% 09/2009 15713.877 14591.411 2009-10-31 2009-11-30 5.64% 5.64% 10/2009 15035.867 14144.848 2009-11-30 2009-12-31 2.76% 1.77% 11/2009 15883.379 14942.092 2009-12-31 2010-01-31 -2.32% -2.81% 12/2009 16322.092 15206.518 2010-01-31 2010-02-28 4.32% 3.16% 01/2010 15943.204 14778.851 2010-02-28 2010-03-31 7.79% 6.51% 02/2010 16631.184 15245.349 2010-03-31 2010-04-30 3.17% 2.59% 03/2010 17927.38 16237.822 2010-04-30 2010-05-31 -8.57% -8.22% 04/2010 18495.712 16657.989 2010-05-31 2010-06-30 -7.55% -5.63% 05/2010 16910.365 15288.77 2010-06-30 2010-07-31 7.84% 6.77% 06/2010 15634.111 14428.098 2010-07-31 2010-08-31 -6.03% -4.28% 07/2010 16860.511 15404.855 2010-08-31 2010-09-30 9.75% 7.76% 08/2010 15843.496 14745.687 2010-09-30 2010-10-31 3.73% 3.00% 09/2010 17388.96 15889.706 2010-10-31 2010-11-30 -0.77% -0.53% 10/2010 18037.058 16366.493 2010-11-30 2010-12-31 9.75% 7.89% 11/2010 17897.467 16279.883 2010-12-31 2011-01-31 3.20% 2.26% 12/2010 19642.346 17564.436 2011-01-31 2011-02-28 5.41% 3.69% 01/2011 20270.502 17961.763 2011-02-28 2011-03-31 0.47% 0.40% 02/2011 21367.283 18624.279 2011-03-31 2011-04-30 2.55% 2.66% 03/2011 21466.99 18698.251 2011-04-30 2011-05-31 -1.45% -1.06% 04/2011 22015.381 19196.153 2011-05-31 2011-06-30 -1.75% -2.05% 05/2011 21696.317 18993.343 2011-06-30 2011-07-31 -4.58% -3.32% 06/2011 21317.429 18603.905 2011-07-31 2011-08-31 -8.43% -6.24% 07/2011 20340.297 17986.835 2011-08-31 2011-09-30 -10.12% -7.56% 08/2011 18625.331 16864.347 2011-09-30 2011-10-31 13.88% 11.45% 09/2011 16740.862 15589.849 2011-10-31 2011-11-30 -0.84% -0.52% 10/2011 19064.043 17374.765 2011-11-30 2011-12-31 0.79% 2.02% 11/2011 18904.512 17284.711 2011-12-31 2012-01-31 4.97% 3.78% 12/2011 19054.073 17633.024 2012-01-31 2012-02-29 5.78% 3.99% 01/2012 20001.292 18300.083 2012-02-29 2012-03-31 1.84% 2.96% 02/2012 21157.897 19029.581 2012-03-31 2012-04-30 -2.04% -1.02% 03/2012 21546.756 19593.701 2012-04-30 2012-05-31 -7.09% -5.86% 04/2012 21108.044 19393.899 2012-05-31 2012-06-30 5.39% 4.96% 05/2012 19612.434 18256.622 2012-06-30 2012-07-31 0.96% 1.03% 06/2012 20669.332 19163.054 2012-07-31 2012-08-31 3.97% 2.17% 07/2012 20868.746 19361.375 2012-08-31 2012-09-30 3.68% 3.17% 08/2012 21696.317 19781.748 2012-09-30 2012-10-31 0.27% -0.49% 09/2012 22493.976 20409.669 10/31/2012 22553.8 20309.476 One Year Five Years Ten Years -------- ---------- --------- 18.31% 0.12% 8.47% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. The DFA International Value Series vs. MSCI World ex USA Index (net dividends) October 31, 2002-October 31, 2012 MSCI DFA World ex International USA Index BeginDate EndDate FundReturns Benchmark0Returns EndDate Value Series (net div.) --------- ---------- ----------- ----------------- ---------- ------------- ---------- 2002-10-31 2002-11-30 5.98% 4.60% 10/2002 10000 10000 2002-11-30 2002-12-31 -2.54% -3.23% 11/2002 10597.617 10460.384 2002-12-31 2003-01-31 -3.30% -3.81% 12/2002 10328.449 10122.316 2003-01-31 2003-02-28 -2.05% -1.97% 01/2003 9987.2011 9736.6332 2003-02-28 2003-03-31 -2.37% -1.93% 02/2003 9782.4521 9544.6995 2003-03-31 2003-04-30 10.98% 9.60% 03/2003 9550.7801 9360.7541 2003-04-30 2003-05-31 7.53% 6.20% 04/2003 10599.314 10259.085 2003-05-31 2003-06-30 3.23% 2.43% 05/2003 11397.112 10895.372 2003-06-30 2003-07-31 4.52% 2.29% 06/2003 11764.76 11160.051 2003-07-31 2003-08-31 2.63% 2.58% 07/2003 12296.37 11416.085 2003-08-31 2003-09-30 3.83% 3.00% 08/2003 12619.959 11710.456 2003-09-30 2003-10-31 7.88% 6.26% 09/2003 13102.932 12061.786 2003-10-31 2003-11-30 2.14% 2.27% 10/2003 14135.847 12817.104 2003-11-30 2003-12-31 7.50% 7.67% 11/2003 14438.436 13107.633 2003-12-31 2004-01-31 2.56% 1.39% 12/2003 15521.927 14112.727 2004-01-31 2004-02-29 3.01% 2.30% 01/2004 15919.325 14309.229 2004-02-29 2004-03-31 1.56% 0.50% 02/2004 16398.541 14638.333 2004-03-31 2004-04-30 -3.02% -2.62% 03/2004 16654.535 14711.614 2004-04-30 2004-05-31 1.01% 0.47% 04/2004 16151.624 14326.522 2004-05-31 2004-06-30 4.13% 2.31% 05/2004 16315.363 14393.49 2004-06-30 2004-07-31 -3.69% -3.05% 06/2004 16989.361 14725.884 2004-07-31 2004-08-31 1.30% 0.42% 07/2004 16362.753 14276.81 2004-08-31 2004-09-30 3.20% 2.91% 08/2004 16575.563 14336.169 2004-09-30 2004-10-31 3.82% 3.59% 09/2004 17105.788 14754.054 2004-10-31 2004-11-30 7.43% 6.65% 10/2004 17760.043 15284.278 2004-11-30 2004-12-31 4.98% 4.22% 11/2004 19080.448 16300.757 2004-12-31 2005-01-31 -1.00% -1.97% 12/2004 20030.653 16989.407 2005-01-31 2005-02-28 3.96% 4.45% 01/2005 19831.343 16654.943 2005-02-28 2005-03-31 -2.47% -2.27% 02/2005 20616.126 17395.846 2005-03-31 2005-04-30 -3.04% -2.55% 03/2005 20107.187 17000.983 2005-04-30 2005-05-31 0.13% 0.18% 04/2005 19496.367 16567.484 2005-05-31 2005-06-30 1.60% 1.63% 05/2005 19521.299 16597.698 2005-06-30 2005-07-31 4.46% 3.23% 06/2005 19834.171 16869.004 2005-07-31 2005-08-31 3.29% 2.76% 07/2005 20719.06 17413.795 2005-08-31 2005-09-30 2.81% 4.56% 08/2005 21401.69 17894.539 2005-09-30 2005-10-31 -1.50% -3.23% 09/2005 22003.412 18711.19 2005-10-31 2005-11-30 1.78% 2.65% 10/2005 21672.916 18106.585 2005-11-30 2005-12-31 4.90% 4.64% 11/2005 22058.752 18586.077 2005-12-31 2006-01-31 6.83% 6.32% 12/2005 23139.103 19447.838 2006-01-31 2006-02-28 0.96% -0.34% 01/2006 24719.463 20677.908 2006-02-28 2006-03-31 4.22% 3.17% 02/2006 24956.517 20608.464 2006-03-31 2006-04-30 5.06% 4.78% 03/2006 26010.09 21262.039 2006-04-30 2006-05-31 -4.05% -3.80% 04/2006 27327.057 22278.73 2006-05-31 2006-06-30 -0.63% -0.13% 05/2006 26220.805 21432.311 2006-06-30 2006-07-31 1.54% 0.94% 06/2006 26055.793 21404.715 2006-07-31 2006-08-31 3.44% 2.84% 07/2006 26457.063 21605.266 2006-08-31 2006-09-30 1.38% -0.08% 08/2006 27366.608 22219.306 2006-09-30 2006-10-31 4.44% 3.95% 09/2006 27745.532 22201.417 2006-10-31 2006-11-30 3.32% 2.98% 10/2006 28977.764 23078.813 2006-11-30 2006-12-31 3.90% 2.87% 11/2006 29940.618 23766.232 2006-12-31 2007-01-31 1.89% 0.61% 12/2006 31108.248 24447.679 2007-01-31 2007-02-28 -0.09% 0.80% 01/2007 31694.932 24596.815 2007-02-28 2007-03-31 3.23% 2.56% 02/2007 31666.995 24793.583 2007-03-31 2007-04-30 5.05% 4.55% 03/2007 32690.619 25428.875 2007-04-30 2007-05-31 3.42% 2.22% 04/2007 34340.531 26585.833 2007-05-31 2007-06-30 -0.73% 0.10% 05/2007 35515.044 27176.227 2007-06-30 2007-07-31 -2.78% -1.38% 06/2007 35255.534 27203.499 2007-07-31 2007-08-31 -1.12% -1.45% 07/2007 34275.029 26827.451 2007-08-31 2007-09-30 5.22% 5.68% 08/2007 33891.354 26439.132 2007-09-30 2007-10-31 4.85% 4.35% 09/2007 35660.696 27941.232 2007-10-31 2007-11-30 -6.06% -3.91% 10/2007 37390.133 29155.854 2007-11-30 2007-12-31 -2.15% -1.88% 11/2007 35125.111 28015.699 2007-12-31 2008-01-31 -8.10% -9.02% 12/2007 34368.537 27489.059 2008-01-31 2008-02-29 -1.27% 1.81% 01/2008 31584.407 25010.607 2008-02-29 2008-03-31 1.20% -1.43% 02/2008 31182.255 25463.856 2008-03-31 2008-04-30 4.47% 5.56% 03/2008 31555.994 25100.364 2008-04-30 2008-05-31 0.05% 1.52% 04/2008 32965.712 26495.584 2008-05-31 2008-06-30 -9.89% -7.78% 05/2008 32981.203 26897.647 2008-06-30 2008-07-31 -2.83% -3.56% 06/2008 29719.768 24806.011 2008-07-31 2008-08-31 -4.18% -3.87% 07/2008 28878.343 23923.259 2008-08-31 2008-09-30 -11.68% -14.44% 08/2008 27671.771 22998.075 2008-09-30 2008-10-31 -25.08% -20.80% 09/2008 24439.826 19677.652 2008-10-31 2008-11-30 -6.13% -5.42% 10/2008 18311.137 15584.314 2008-11-30 2008-12-31 7.56% 5.27% 11/2008 17187.754 14739.179 2008-12-31 2009-01-31 -13.80% -9.33% 12/2008 18487.669 15516.16 2009-01-31 2009-02-28 -12.29% -10.12% 01/2009 15935.985 14068.392 2009-02-28 2009-03-31 10.91% 6.59% 02/2009 13978.09 12644.224 2009-03-31 2009-04-30 18.43% 12.90% 03/2009 15502.68 13477.422 2009-04-30 2009-05-31 14.86% 12.65% 04/2009 18359.282 15215.451 2009-05-31 2009-06-30 -1.52% -1.04% 05/2009 21087.497 17139.691 2009-06-30 2009-07-31 11.90% 9.39% 06/2009 20766.531 16962.204 2009-07-31 2009-08-31 5.73% 4.79% 07/2009 23237.972 18554.916 2009-08-31 2009-09-30 5.09% 4.13% 08/2009 24569.983 19444.167 2009-09-30 2009-10-31 -3.98% -1.61% 09/2009 25821.752 20246.402 2009-10-31 2009-11-30 2.98% 2.47% 10/2009 24794.66 19921.384 2009-11-30 2009-12-31 1.13% 1.59% 11/2009 25532.883 20414.289 2009-12-31 2010-01-31 -5.78% -4.69% 12/2009 25821.752 20739.715 2010-01-31 2010-02-28 0.40% -0.10% 01/2010 24329.258 19767.553 2010-02-28 2010-03-31 7.88% 6.44% 02/2010 24425.548 19747.743 2010-03-31 2010-04-30 -1.71% -1.49% 03/2010 26351.347 21018.972 2010-04-30 2010-05-31 -11.71% -11.03% 04/2010 25901.994 20705.574 2010-05-31 2010-06-30 -1.75% -1.45% 05/2010 22868.861 18420.719 2010-06-30 2010-07-31 12.50% 9.24% 06/2010 22467.653 18154.241 2010-07-31 2010-08-31 -4.89% -2.99% 07/2010 25276.109 19832.152 2010-08-31 2010-09-30 10.75% 9.59% 08/2010 24040.389 19239.374 2010-09-30 2010-10-31 3.50% 3.56% 09/2010 26624.169 21084.947 2010-10-31 2010-11-30 -5.01% -4.23% 10/2010 27554.971 21836.08 2010-11-30 2010-12-31 9.32% 8.05% 11/2010 26174.816 20911.334 2010-12-31 2011-01-31 4.26% 2.15% 12/2010 28614.161 22595.147 2011-01-31 2011-02-28 3.34% 3.71% 01/2011 29833.833 23081.89 2011-02-28 2011-03-31 -2.76% -2.00% 02/2011 30828.829 23937.755 2011-03-31 2011-04-30 5.35% 5.45% 03/2011 29978.268 23458.222 2011-04-30 2011-05-31 -3.61% -2.96% 04/2011 31583.101 24735.795 2011-05-31 2011-06-30 -1.37% -1.42% 05/2011 30443.67 24002.518 2011-06-30 2011-07-31 -3.21% -1.65% 06/2011 30026.413 23660.671 2011-07-31 2011-08-31 -10.71% -8.45% 07/2011 29063.514 23270.368 2011-08-31 2011-09-30 -10.95% -10.04% 08/2011 25950.139 21303.019 2011-09-30 2011-10-31 9.65% 9.73% 09/2011 23109.586 19163.708 2011-10-31 2011-11-30 -3.29% -4.62% 10/2011 25340.303 21027.444 2011-11-30 2011-12-31 -2.69% -1.09% 11/2011 24505.79 20055.708 2011-12-31 2012-01-31 6.73% 5.40% 12/2011 23847.809 19836.866 2012-01-31 2012-02-29 5.23% 5.50% 01/2012 25452.641 20907.863 2012-02-29 2012-03-31 -0.84% -0.74% 02/2012 26784.652 22057.347 2012-03-31 2012-04-30 -3.56% -1.70% 03/2012 26559.975 21894.093 2012-04-30 2012-05-31 -12.34% -11.40% 04/2012 25613.124 21522.487 2012-05-31 2012-06-30 7.08% 6.55% 05/2012 22451.605 19068.829 2012-06-30 2012-07-31 -0.40% 1.25% 06/2012 24040.389 20318.283 2012-07-31 2012-08-31 4.16% 2.85% 07/2012 23944.099 20571.274 2012-08-31 2012-09-30 3.54% 3.04% 08/2012 24939.095 21158.198 2012-09-30 2012-10-31 1.24% 0.70% 09/2012 25821.752 21800.595 10/31/2012 26142.719 21953.366 One Year Five Years Ten Years -------- ---------- --------- 3.17% -6.91% 10.09% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 42 THE DFA INVESTMENT TRUST COMPANY MANAGEMENT'S DISCUSSION AND ANALYSIS U.S. Equity Market Review 12 Months Ended October 31, 2012 The year ending October 31, 2012 saw reduced volatility for U.S. equities with positive returns in three out of four quarters for the widely used benchmarks. The year began in the wake of MF Global's bankruptcy filing brought on by losses on European sovereign debt. Many headlines for the rest of the year also originated from Europe, from the Greek debt swap to the LIBOR scandal that reached a crescendo in July. Broad market returns were mostly positive for the first five months through March 2012, but negative returns following the Facebook IPO and JP Morgan's reported $2 billion trading loss made May the worst month of the year. The last trading day of the year followed two days of market closures in the aftermath of Hurricane Sandy. Through all this, U.S. markets rose in 8 out of the 12 months in the period. Dimensional Fund Advisors LP ("Dimensional" or the "Advisor") believes that among the most important factors explaining differences in the behavior of diversified equity portfolios are the market capitalization and value/ growth characteristics of the portfolios' holdings. Value characteristics are a function of stock price relative to one or more fundamental characteristics such as earnings, dividends, and book value. The size premium was negative during the year with small cap stocks underperforming large cap stocks. Micro cap stocks were the strongest performers as measured by the indices below. Total Return for 12 Months Ended October 31, 2012 _________________________________________________ Russell 3000(R) Index....................................... 14.75% Russell Microcap(R) Index (micro cap stocks)................ 16.49% Russell 2000(R) Index (small cap stocks).................... 12.08% Russell 1000(R) Index (large cap stocks).................... 14.97% Dow Jones U.S. Select REIT Index............................ 14.09% The value premium was positive across both large cap and small cap stocks. Total Return for 12 Months Ended October 31, 2012 _________________________________________________ Russell 2000(R) Value Index (small cap value stocks)........ 14.47% Russell 2000(R) Growth Index (small cap growth stocks)...... 9.70% Russell 1000(R) Value Index (large cap value stocks)........ 16.89% Russell 1000(R) Growth Index (large cap growth stocks)...... 13.02% -------- Source: Russell data copyright (C) Russell Investment Group 1995-2012, all rights reserved. For many Dimensional U.S. equity portfolios, differences in returns over the 12 months ended October 31, 2012 were attributable primarily to differences in value/growth and size characteristics as well as the exclusion of REIT securities from most Dimensional portfolios and the exclusion of securities of highly regulated utilities from most value strategies. For many portfolios, the construction approach used by Dimensional generally resulted in portfolios with greater weight in value or small-cap and micro-cap companies relative to widely used benchmarks. Domestic Equity Series' Performance Overview The U.S. Large Cap Value Series The U.S. Large Cap Value Series seeks to capture the returns of U.S. large company value stocks. Value is measured primarily by book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to closely track a specific equity index. As of October 31, 2012, the Series held approximately 250 securities and was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. 43 For the 12 months ended October 31, 2012, total returns were 18.31% for the Series and 16.89% for the Rus-sell 1000(R) Value Index. As a result of the Series' diversified investment approach, performance was determined principally by broad structural trends in the U.S. equity market rather than the behavior of a limited number of stocks. Value stocks, particularly in the largest size category, generally outperformed during the period. The Series had significantly greater exposure than the Index to value stocks, which contributed to the relative outperformance. The Series' exclusion of REITs and securities of highly regulated utilities also helped performance as both of these sectors underperformed the overall Index during the period. International Equity Market Review 12 Months Ended October 31, 2012 The one-year period ending October 31, 2012, was characterized by generally positive monthly returns with a sharp decline in the month of May. The MSCI World ex USA Index (net dividends) dropped by -11.4% in the month of May due to the deepening European debt crisis and concern over a potential Greece exit from the euro. In response to the crisis, European leaders met and planned out additional measures to stabilize the markets which positively impacted market returns in the following months. As measured by the MSCI indices below for developed markets outside the U.S., value stocks generally outperformed their growth counterparts, while small cap stocks outperformed large caps. 12 Months Ended October 31, 2012 ________________________________ U.S. Dollar Return ------ MSCI World ex USA Index........... 4.40% MSCI World ex USA Small Cap Index. 4.86% MSCI World ex USA Value Index..... 4.74% MSCI World ex USA Growth Index.... 3.99% -------- The US dollar (USD) generally appreciated against other major developed markets currencies during the period. While the USD's value remained relatively constant against the British pound and Canadian dollar, it gained significantly against the euro and Swiss franc, and to a lesser extent, against the Japanese yen and Australian dollar. 12 Months Ended October 31, 2012 ________________________________ Local Currency U.S. Dollar Ten Largest Foreign Developed Markets by Market Cap Return Return --------------------------------------------------- -------- ----------- United Kingdom.................... 8.61% 8.41% Japan............................. -0.86% -3.28% Canada............................ 3.34% 2.69% France............................ 10.04% 2.23% Australia......................... 10.20% 7.71% Switzerland....................... 17.41% 9.79% Germany........................... 18.18% 9.79% Spain............................. -6.40% -13.04% Sweden............................ 9.26% 6.47% Hong Kong......................... 16.12% 16.34% -------- Source: Returns are of MSCI standard indices net of foreign withholding taxes on dividends. Copyright MSCI 2012, all rights reserved. 44 International Equity Series' Performance Overview The DFA International Value Series The DFA International Value Series seeks to capture the returns of international large company value stocks. Value stocks are typically characterized by low relative price, as measured by their book-to-market ratio. The investment strategy is process driven, emphasizing broad diversification and consistent exposure to large cap value stocks, and does not attempt to track any specific equity index. As of October 31, 2012, the Series held approximately 530 securities in 23 developed countries. In general, the Series was mostly invested in equities throughout the year. The average cash exposure for the period was less than 1% of the Series' assets. For the 12 months ending October 31, 2012, total returns were 3.17% for the Series and 4.40% for the MSCI World ex USA Index (net dividends). The Series focuses on international large-cap value stocks, as measured by book-to-market, while the Index is neutral with regard to value or growth. International large-cap value stocks, as measured by high book-to-market ratios, generally underperformed during the period. The Series had significantly greater exposure than the Index to value stocks, which contributed to relative underperformance. In particular, large-cap value stocks in Japan significantly underperformed. As the Series has significantly more weight in these securities than the Index, these holdings detracted from relative performance. Differences in the valuation timing and methodology between the Series and the Index contributed to relative performance. The Series prices foreign exchange rates at the closing of the U.S. markets while the Index uses rates at 4 pm London time. The Series also may use fair value pricing to price certain portfolio securities at the closing of the U.S. markets while the Index uses local market closing prices. 45 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF FUND EXPENSES (Unaudited) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. Actual Fund Return This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." Hypothetical Example for Comparison Purposes This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. Six Months Ended October 31, 2012 EXPENSE TABLES Beginning Ending Expenses Account Account Annualized Paid Value Value Expense During 05/01/12 10/31/12 Ratio* Period* --------- --------- ---------- -------- The U.S. Large Cap Value Series ------------------------------- Actual Fund Return..................... $1,000.00 $1,068.50 0.12% $0.62 Hypothetical 5% Annual Return.......... $1,000.00 $1,024.53 0.12% $0.61 The DFA International Value Series ---------------------------------- Actual Fund Return..................... $1,000.00 $1,020.68 0.24% $1.22 Hypothetical 5% Annual Return.......... $1,000.00 $1,023.93 0.24% $1.22 -------- * Expenses are equal to the fund's annualized expense ratio for the six-month period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the six-month period. 46 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF PORTFOLIO HOLDINGS (Unaudited) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For The DFA Investment Trust Company, this would be for the fiscal quarters ending January 31 and July 31.The Form N-Q filing must be made within 60 days of the end of the quarter. The DFA Investment Trust Company filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC AND INTERNATIONAL EQUITY PORTFOLIOS The U.S. Large Cap Value Series Consumer Discretionary.................. 17.4% Consumer Staples........................ 8.3% Energy.................................. 19.2% Financials.............................. 19.6% Health Care............................. 9.3% Industrials............................. 13.7% Information Technology.................. 3.2% Materials............................... 2.8% Telecommunication Services.............. 6.3% Utilities............................... 0.2% ----- 100.0% The DFA International Value Series Consumer Discretionary.................. 10.8% Consumer Staples........................ 5.5% Energy.................................. 14.5% Financials.............................. 30.7% Health Care............................. 1.5% Industrials............................. 10.0% Information Technology.................. 2.9% Materials............................... 13.0% Telecommunication Services.............. 7.9% Utilities............................... 3.2% ----- 100.0% 47 THE U.S. LARGE CAP VALUE SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value+ of Net Assets** ---------- -------------- --------------- COMMON STOCKS -- (94.6%) Consumer Discretionary -- (16.4%) #Carnival Corp................... 2,385,423 $ 90,359,823 0.9% CBS Corp. Class B................ 2,414,307 78,223,547 0.7% Comcast Corp. Class A............ 10,008,890 375,433,464 3.5% Comcast Corp. Special Class A.... 3,843,964 140,074,048 1.3% #News Corp. Class A.............. 8,332,375 199,310,410 1.9% News Corp. Class B............... 3,247,295 79,104,106 0.8% Time Warner Cable, Inc........... 1,921,256 190,415,682 1.8% Time Warner, Inc................. 4,810,759 209,027,479 2.0% Other Securities................. 477,830,442 4.5% -------------- ---- Total Consumer Discretionary........ 1,839,779,001 17.4% -------------- ---- Consumer Staples -- (7.9%) Archer-Daniels-Midland Co........ 3,155,848 84,702,960 0.8% CVS Caremark Corp................ 5,746,668 266,645,395 2.5% *Kraft Foods Group, Inc.......... 2,376,283 108,073,351 1.0% Mondelez International, Inc. Class A........................ 7,128,852 189,199,732 1.8% Other Securities................. 231,906,652 2.2% -------------- ---- Total Consumer Staples.............. 880,528,090 8.3% -------------- ---- Energy -- (18.1%) Anadarko Petroleum Corp.......... 2,441,476 167,997,964 1.6% #Apache Corp..................... 1,208,836 100,031,179 0.9% #Chesapeake Energy Corp.......... 3,251,150 65,868,299 0.6% Chevron Corp..................... 2,876,061 316,970,683 3.0% ConocoPhillips................... 5,374,243 310,899,958 2.9% Devon Energy Corp................ 1,094,855 63,731,510 0.6% Hess Corp........................ 1,567,373 81,910,913 0.8% Marathon Oil Corp................ 3,446,808 103,611,048 1.0% Marathon Petroleum Corp.......... 1,791,952 98,431,923 0.9% National Oilwell Varco, Inc...... 1,661,481 122,451,150 1.1% Phillips 66...................... 2,855,170 134,649,817 1.3% #Pioneer Natural Resources Co.... 517,832 54,708,951 0.5% Valero Energy Corp............... 2,806,975 81,682,972 0.8% Other Securities................. 324,968,319 3.1% -------------- ---- Total Energy........................ 2,027,914,686 19.1% -------------- ---- Financials -- (18.5%) Allstate Corp. (The)............. 1,330,135 53,178,797 0.5% Bank of America Corp............. 29,573,320 275,623,342 2.6% Citigroup, Inc................... 9,338,881 349,180,761 3.3% CME Group, Inc................... 1,599,345 89,451,366 0.8% #Goldman Sachs Group, Inc. (The). 786,395 96,246,884 0.9% JPMorgan Chase & Co.............. 2,316,928 96,569,559 0.9% Loews Corp....................... 2,050,343 86,688,502 0.8% MetLife, Inc..................... 4,759,859 168,927,396 1.6% Morgan Stanley................... 3,953,534 68,712,421 0.7% Prudential Financial, Inc........ 2,267,142 129,340,451 1.2% SunTrust Banks, Inc.............. 2,564,707 69,760,030 0.7% Other Securities................. 590,403,703 5.6% -------------- ---- Total Financials.................... 2,074,083,212 19.6% -------------- ---- Health Care -- (8.8%) Aetna, Inc....................... 1,693,713 74,015,258 0.7% Humana, Inc...................... 698,778 51,898,242 0.5% Pfizer, Inc...................... 17,815,204 443,064,123 4.2% Thermo Fisher Scientific, Inc.... 1,932,026 117,969,508 1.1% 48 THE U.S. LARGE CAP VALUE SERIES CONTINUED Percentage Shares Value+ of Net Assets** ----------- --------------- --------------- Health Care -- (Continued) #WellPoint, Inc................. 1,824,634 $ 111,813,572 1.1% Other Securities................ 185,837,706 1.7% --------------- ----- Total Health Care.................. 984,598,409 9.3% --------------- ----- Industrials -- (12.9%) CSX Corp........................ 5,517,066 112,934,341 1.1% General Electric Co............. 21,445,555 451,643,388 4.2% Norfolk Southern Corp........... 1,681,939 103,186,958 1.0% Northrop Grumman Corp........... 1,364,645 93,737,465 0.9% Union Pacific Corp.............. 2,314,080 284,701,262 2.7% Other Securities................ 401,626,053 3.8% --------------- ----- Total Industrials.................. 1,447,829,467 13.7% --------------- ----- Information Technology -- (3.1%) Other Securities................ 342,245,409 3.2% --------------- ----- Materials -- (2.7%) International Paper Co.......... 2,299,481 82,390,404 0.8% Other Securities................ 214,315,526 2.0% --------------- ----- Total Materials.................... 296,705,930 2.8% --------------- ----- Telecommunication Services -- (6.0%) AT&T, Inc....................... 13,051,618 451,455,467 4.3% CenturyLink, Inc................ 2,353,137 90,313,398 0.9% *Sprint Nextel Corp............. 13,961,200 77,345,048 0.7% Other Securities................ 46,089,533 0.4% --------------- ----- Total Telecommunication Services... 665,203,446 6.3% --------------- ----- Utilities -- (0.2%) Other Securities................ 21,403,569 0.2% --------------- ----- TOTAL COMMON STOCKS................ 10,580,291,219 99.9% --------------- ----- TEMPORARY CASH INVESTMENTS -- (0.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.......... 8,414,357 8,414,357 0.1% --------------- ----- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (5.3%) (S)@DFA Short Term Investment Fund. 51,528,378 596,183,329 5.6% @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,620,729 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,625,607) to be repurchased at $1,573,497 $ 1,573 1,573,484 0.0% --------------- ----- TOTAL SECURITIES LENDING COLLATERAL 597,756,813 5.6% --------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $8,371,764,356)... $11,186,462,389 105.6% =============== ===== 49 THE U.S. LARGE CAP VALUE SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total --------------- ------------ ------- --------------- Common Stocks Consumer Discretionary. $ 1,839,779,001 -- -- $ 1,839,779,001 Consumer Staples....... 880,528,090 -- -- 880,528,090 Energy................. 2,027,914,686 -- -- 2,027,914,686 Financials............. 2,074,083,212 -- -- 2,074,083,212 Health Care............ 984,598,409 -- -- 984,598,409 Industrials............ 1,447,829,467 -- -- 1,447,829,467 Information Technology. 342,245,409 -- -- 342,245,409 Materials.............. 296,705,930 -- -- 296,705,930 Telecommunication Services............. 665,203,446 -- -- 665,203,446 Utilities.............. 21,403,569 -- -- 21,403,569 Temporary Cash Investments............. 8,414,357 -- -- 8,414,357 Securities Lending Collateral.............. -- $597,756,813 -- 597,756,813 --------------- ------------ -- --------------- TOTAL..................... $10,588,705,576 $597,756,813 -- $11,186,462,389 =============== ============ == =============== See accompanying Notes to Financial Statements. 50 THE DFA INTERNATIONAL VALUE SERIES SUMMARY SCHEDULE OF PORTFOLIO HOLDINGS October 31, 2012 Percentage Shares Value++ of Net Assets** --------- ------------ --------------- COMMON STOCKS -- (91.9%) AUSTRALIA -- (4.6%) #National Australia Bank, Ltd..... 1,435,379 $ 38,360,336 0.5% #Wesfarmers, Ltd.................. 2,578,622 92,958,107 1.3% Other Securities.................. 227,956,736 3.2% ------------ ---- TOTAL AUSTRALIA...................... 359,275,179 5.0% ------------ ---- AUSTRIA -- (0.3%) Other Securities.................. 20,298,622 0.3% ------------ ---- BELGIUM -- (0.9%) Other Securities.................. 68,961,678 0.9% ------------ ---- CANADA -- (11.6%) Canadian Natural Resources, Ltd... 1,668,484 50,284,224 0.7% Goldcorp, Inc..................... 1,677,120 75,816,739 1.0% #Manulife Financial Corp.......... 4,587,163 56,676,437 0.8% Nexen, Inc........................ 1,739,936 41,549,410 0.6% #Sun Life Financial, Inc.......... 1,565,269 38,820,238 0.5% Suncor Energy, Inc................ 3,696,270 124,054,038 1.7% #Teck Resources, Ltd. Class B..... 1,483,730 47,093,107 0.7% #Thomson Reuters Corp............. 1,832,184 51,585,496 0.7% Other Securities.................. 422,824,032 5.8% ------------ ---- TOTAL CANADA......................... 908,703,721 12.5% ------------ ---- DENMARK -- (1.3%) Other Securities.................. 98,590,467 1.4% ------------ ---- FINLAND -- (0.6%) Other Securities.................. 46,534,314 0.6% ------------ ---- FRANCE -- (8.6%) AXA SA............................ 3,557,776 56,706,072 0.8% BNP Paribas SA.................... 1,230,991 62,480,990 0.9% Cie de Saint-Gobain SA............ 1,039,077 36,601,589 0.5% France Telecom SA................. 3,875,091 43,313,653 0.6% #GDF Suez SA...................... 3,247,974 74,548,265 1.0% *Societe Generale SA.............. 1,558,512 49,703,998 0.7% Vivendi SA........................ 3,686,124 75,533,481 1.0% Other Securities.................. 269,050,897 3.7% ------------ ---- TOTAL FRANCE......................... 667,938,945 9.2% ------------ ---- GERMANY -- (7.6%) Bayerische Motoren Werke AG....... 656,221 52,461,937 0.7% Daimler AG........................ 2,088,586 97,838,982 1.4% #Deutsche Bank AG................. 1,325,896 60,395,696 0.8% E.ON AG........................... 3,592,972 81,793,916 1.1% Munchener Rueckversicherungs-Gesellschaft AG.............................. 395,244 63,595,851 0.9% Other Securities.................. 239,505,610 3.3% ------------ ---- TOTAL GERMANY........................ 595,591,992 8.2% ------------ ---- GREECE -- (0.0%) Other Securities.................. 3,296,253 0.0% ------------ ---- HONG KONG -- (1.9%) #Hutchison Whampoa, Ltd........... 5,618,000 55,108,769 0.8% Other Securities.................. 93,863,530 1.3% ------------ ---- TOTAL HONG KONG...................... 148,972,299 2.1% ------------ ---- 51 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Percentage Shares Value++ of Net Assets** ---------- -------------- --------------- IRELAND -- (0.2%) Other Securities................ $ 15,849,047 0.2% -------------- ---- ISRAEL -- (0.6%) Other Securities................ 45,815,345 0.6% -------------- ---- ITALY -- (1.3%) Other Securities................ 99,757,627 1.4% -------------- ---- JAPAN -- (16.2%) Mitsubishi Corp................. 2,732,000 48,774,242 0.7% Mitsubishi UFJ Financial Group, Inc........................... 18,834,406 85,206,251 1.2% Mitsui & Co., Ltd............... 2,990,300 42,148,944 0.6% Sumitomo Corp................... 3,241,900 44,196,159 0.6% #Toyota Motor Corp. Sponsored ADR........................... 614,188 47,581,144 0.6% Other Securities................ 997,496,602 13.8% -------------- ---- TOTAL JAPAN........................ 1,265,403,342 17.5% -------------- ---- NETHERLANDS -- (2.7%) ArcelorMittal NV................ 2,446,831 36,174,996 0.5% *ING Groep NV................... 4,933,987 43,903,032 0.6% Koninklijke Philips Electronics NV............................ 2,042,653 51,160,127 0.7% Other Securities................ 83,798,551 1.2% -------------- ---- TOTAL NETHERLANDS.................. 215,036,706 3.0% -------------- ---- NEW ZEALAND -- (0.1%) Other Securities................ 6,231,896 0.1% -------------- ---- NORWAY -- (1.2%) Other Securities................ 92,125,902 1.3% -------------- ---- PORTUGAL -- (0.1%) Other Securities................ 8,279,896 0.1% -------------- ---- SINGAPORE -- (1.0%) Other Securities................ 81,099,619 1.1% -------------- ---- SPAIN -- (1.9%) Banco Santander SA.............. 7,903,716 59,508,435 0.8% Other Securities................ 85,860,300 1.2% -------------- ---- TOTAL SPAIN........................ 145,368,735 2.0% -------------- ---- SWEDEN -- (2.9%) Nordea Bank AB.................. 5,366,449 48,779,174 0.7% Telefonaktiebolaget LM Ericsson AB Series B................... 4,713,081 41,753,549 0.6% Other Securities................ 132,823,836 1.8% -------------- ---- TOTAL SWEDEN....................... 223,356,559 3.1% -------------- ---- SWITZERLAND -- (5.7%) Holcim, Ltd..................... 887,877 60,594,265 0.8% Swiss Re, Ltd................... 1,108,107 76,678,078 1.1% UBS AG.......................... 3,833,535 57,516,804 0.8% Zurich Insurance Group AG....... 221,361 54,569,851 0.8% Other Securities................ 196,610,103 2.7% -------------- ---- TOTAL SWITZERLAND.................. 445,969,101 6.2% -------------- ---- UNITED KINGDOM -- (20.6%) Aviva P.L.C..................... 8,175,916 43,785,601 0.6% Barclays P.L.C.................. 11,591,752 42,863,545 0.6% #Barclays P.L.C. Sponsored ADR.. 4,327,157 64,041,924 0.9% BP P.L.C. Sponsored ADR......... 5,338,016 228,947,506 3.2% 52 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Percentage Shares Value++ of Net Assets** ----------- -------------- --------------- UNITED KINGDOM -- (Continued) #HSBC Holdings P.L.C. Sponsored ADR........................... 1,453,812 $ 71,760,160 1.0% Kingfisher P.L.C................ 10,285,817 48,158,694 0.7% *Lloyds Banking Group P.L.C..... 76,981,994 50,693,260 0.7% Old Mutual P.L.C................ 13,164,620 36,643,450 0.5% Royal Dutch Shell P.L.C. ADR.... 3,323,210 234,718,322 3.2% Vodafone Group P.L.C............ 34,976,333 94,983,682 1.3% Vodafone Group P.L.C. Sponsored ADR........................... 8,116,661 220,935,512 3.1% Xstrata P.L.C................... 5,211,952 82,565,149 1.1% Other Securities................ 385,708,778 5.3% -------------- ----- TOTAL UNITED KINGDOM............... 1,605,805,583 22.2% -------------- ----- TOTAL COMMON STOCKS................ 7,168,262,828 99.0% -------------- ----- PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%) Other Securities................ 22,268,022 0.3% -------------- ----- RIGHTS/WARRANTS -- (0.0%) SPAIN -- (0.0%) Other Securities................ 3 0.0% -------------- ----- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (7.8%) (S)@DFA Short Term Investment Fund. 52,722,558 610,000,000 8.5% @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,715,506) to be repurchased at $1,681,885 $ 1,682 1,681,868 0.0% -------------- ----- TOTAL SECURITIES LENDING COLLATERAL 611,681,868 8.5% -------------- ----- TOTAL INVESTMENTS -- (100.0%) (Cost $7,402,475,403) $7,802,212,721 107.8% ============== ===== 53 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Summary of the Series' investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): Investment in Securities (Market Value) ---------------------------------------------------- Level 1 Level 2 Level 3 Total -------------- -------------- ------- -------------- Common Stocks Australia.............. $ 3,692,761 $ 355,582,418 -- $ 359,275,179 Austria................ -- 20,298,622 -- 20,298,622 Belgium................ 2,022,896 66,938,782 -- 68,961,678 Canada................. 908,703,721 -- -- 908,703,721 Denmark................ -- 98,590,467 -- 98,590,467 Finland................ 1,292,010 45,242,304 -- 46,534,314 France................. 16,823,856 651,115,089 -- 667,938,945 Germany................ 90,012,205 505,579,787 -- 595,591,992 Greece................. -- 3,296,253 -- 3,296,253 Hong Kong.............. -- 148,972,299 -- 148,972,299 Ireland................ 4,846,911 11,002,136 -- 15,849,047 Israel................. 5,360,734 40,454,611 -- 45,815,345 Italy.................. 17,226,655 82,530,972 -- 99,757,627 Japan.................. 97,266,465 1,168,136,877 -- 1,265,403,342 Netherlands............ 14,913,357 200,123,349 -- 215,036,706 New Zealand............ -- 6,231,896 -- 6,231,896 Norway................. 258,768 91,867,134 -- 92,125,902 Portugal............... -- 8,279,896 -- 8,279,896 Singapore.............. -- 81,099,619 -- 81,099,619 Spain.................. 10,329,758 135,038,977 -- 145,368,735 Sweden................. 8,464,720 214,891,839 -- 223,356,559 Switzerland............ 50,178,730 395,790,371 -- 445,969,101 United Kingdom......... 875,824,552 729,981,031 -- 1,605,805,583 Preferred Stocks Germany................ -- 22,268,022 -- 22,268,022 Rights/Warrants Spain.................. -- 3 -- 3 Securities Lending Collateral.............. -- 611,681,868 -- 611,681,868 -------------- -------------- -- -------------- TOTAL..................... $2,107,218,099 $5,694,994,622 -- $7,802,212,721 ============== ============== == ============== See accompanying Notes to Financial Statements. 54 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (Amounts in thousands) The DFA The U.S. Large International Cap Value Value Series Series -------------- ------------- ASSETS: Investments at Value (including $581,088 and $580,675 of securities on loan, respectively)... $10,580,291 $7,190,531 Temporary Cash Investments at Value & Cost........ 8,414 -- Collateral Received from Securities on Loan at Value & Cost.................................... 1,574 1,682 Affiliated Collateral Received from Securities on Loan at Value & Cost............................ 596,183 610,000 Foreign Currencies at Value....................... -- 11,804 Cash.............................................. -- 10,538 Receivables: Investment Securities Sold..................... 154 39 Dividends, Interest and Tax Reclaims........... 13,428 25,600 Securities Lending Income...................... 179 608 Fund Shares Sold............................... 202 5,782 Prepaid Expenses and Other Assets................. -- 177 ----------- ---------- Total Assets............................... 11,200,425 7,856,761 ----------- ---------- LIABILITIES: Payables: Upon Return of Securities Loaned............... 597,757 611,682 Investment Securities Purchased................ 4,455 2,826 Fund Shares Redeemed........................... 7,689 2,358 Due to Advisor................................. 890 1,209 Accrued Expenses and Other Liabilities............ 482 437 ----------- ---------- Total Liabilities.......................... 611,273 618,512 ----------- ---------- NET ASSETS........................................ $10,589,152 $7,238,249 =========== ========== Investments at Cost............................... $ 7,765,593 $6,790,794 ----------- ---------- Foreign Currencies at Cost........................ $ -- $ 11,815 ----------- ---------- See accompanying Notes to Financial Statements. 55 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF OPERATIONS FOR THE YEAR ENDED OCTOBER 31, 2012 (Amounts in thousands) The U.S. The DFA Large International Cap Value Value Series Series ---------- ------------- Investment Income Dividends (Net of Foreign Taxes Withheld of $ 0 and $ 20,887 respectively).................... $ 216,492 $ 263,184 Interest.......................................... 21 2 Income from Securities Lending.................... 7,882 13,556 ---------- --------- Total Investment Income....................... 224,395 276,742 ---------- --------- Expenses Investment Advisory Services Fees................. 9,897 13,887 Accounting & Transfer Agent Fees.................. 932 666 Custodian Fees.................................... 107 1,453 Shareholders' Reports............................. 52 37 Directors'/Trustees' Fees & Expenses.............. 84 59 Professional Fees................................. 362 237 Other............................................. 114 100 ---------- --------- Total Expenses................................ 11,548 16,439 ---------- --------- Fees Paid Indirectly.............................. -- (18) ---------- --------- Net Expenses...................................... 11,548 16,421 ---------- --------- Net Investment Income (Loss)...................... 212,847 260,321 ---------- --------- Realized and Unrealized Gain (Loss) Net Realized Gain (Loss) on: Investment Securities Sold.................... 408,690 133,256 Foreign Currency Transactions................. -- (1,249) Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency.................................... 1,049,282 (157,327) Translation of Foreign Currency Denominated Amounts......................... -- (266) ---------- --------- Net Realized and Unrealized Gain (Loss)........... 1,457,972 (25,586) ---------- --------- Net Increase (Decrease) in Net Assets Resulting from Operations $1,670,819 $ 234,735 ========== ========= See accompanying Notes to Financial Statements. 56 THE DFA INVESTMENT TRUST COMPANY STATEMENTS OF CHANGES IN NET ASSETS (Amounts in thousands) The U.S. Large Cap Value The DFA International Value Series Series ------------------------- -------------------------- Year Year Year Year Ended Ended Oct. Ended Oct. Ended Oct. Oct. 31, 2012 31, 2011 31, 2012 31, 2011 ------------- ----------- ---------- ----------- Increase (Decrease) in Net Assets Operations: Net Investment Income (Loss)........................................ $ 212,847 $ 168,852 $ 260,321 $ 254,173 Net Realized Gain (Loss) on: Investment Securities Sold...................................... 408,690 387,017 133,256 161,341 Futures......................................................... -- (12,646) -- -- Foreign Currency Transactions................................... -- -- (1,249) 506 Change in Unrealized Appreciation (Depreciation) of: Investment Securities and Foreign Currency...................... 1,049,282 (74,679) (157,327) (1,021,735) Translation of Foreign Currency Denominated Amounts............. -- -- (266) (517) ----------- ----------- ---------- ----------- Net Increase (Decrease) in Net Assets Resulting from Operations................................................. 1,670,819 468,544 234,735 (606,232) ----------- ----------- ---------- ----------- Transactions in Interest: Contributions....................................................... 505,769 1,230,772 699,069 900,473 Withdrawals......................................................... (922,543) (1,180,609) (651,462) (257,967) ----------- ----------- ---------- ----------- Net Increase (Decrease) from Transactions in Interest........ (416,774) 50,163 47,607 642,506 ----------- ----------- ---------- ----------- Total Increase (Decrease) in Net Assets...................... 1,254,045 518,707 282,342 36,274 Net Assets Beginning of Period................................................. 9,335,107 8,816,400 6,955,907 6,919,633 ----------- ----------- ---------- ----------- End of Period....................................................... $10,589,152 $ 9,335,107 $7,238,249 $ 6,955,907 =========== =========== ========== =========== See accompanying Notes to Financial Statements. 57 THE DFA INVESTMENT TRUST COMPANY FINANCIAL HIGHLIGHTS The U.S. Large Cap Value Series+ ------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ----------- ---------- ---------- ---------- ---------- ----------- Total Return............................ 18.31% 5.69% 19.96% 11.90% (36.53)%(C) (0.32)% ----------- ---------- ---------- ---------- ---------- ----------- Net Assets, End of Period (thousands)... $10,589,152 $9,335,107 $8,816,400 $7,508,400 $6,739,363 $10,159,322 Ratio of Expenses to Average Net Assets. 0.12% 0.12% 0.12% 0.13% 0.11%(B) 0.11% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly). 0.12% 0.12% 0.12% 0.13% 0.11%(B) 0.11% Ratio of Net Investment Income to Average Net Assets.................... 2.15% 1.79% 2.02% 2.42% 1.97%(B) 1.44% Portfolio Turnover Rate................. 10% 14% 28% 29% 19%(C) 9% The DFA International Value Series+ ---------------------------------- Period Year Year Year Year Dec. 1, Year Ended Ended Ended Ended 2007 to Ended Oct. 31, Oct. 31, Oct. 31, Oct. 31, Oct. 31, Nov. 30, 2012 2011 2010 2009 2008 2007 ---------- ---------- ---------- ---------- ---------- ---------- Total Return............................ 3.17% (8.04)% 11.13% 35.41% (47.87)%(C) 17.32% ---------- ---------- ---------- ---------- ---------- ---------- Net Assets, End of Period (thousands)... $7,238,249 $6,955,907 $6,919,633 $6,191,964 $4,700,337 $9,638,721 Ratio of Expenses to Average Net Assets. 0.24% 0.23% 0.24% 0.24% 0.23%(B) 0.23% Ratio of Expenses to Average Net Assets (Excluding Fees Paid Indirectly). 0.24% 0.23% 0.23% 0.24% 0.23%(B) 0.23% Ratio of Net Investment Income to Average Net Assets.................... 3.75% 3.47% 2.55% 3.22% 4.15%(B) 3.04% Portfolio Turnover Rate................. 14% 9% 20% 18% 16%(C) 16% See page 1 for the Definitions of Abbreviations and Footnotes. + See Note A in the Notes to Financial Statements. See accompanying Notes to Financial Statements. 58 THE DFA INVESTMENT TRUST COMPANY NOTES TO FINANCIAL STATEMENTS A. Organization: The DFA Investment Trust Company (the "Trust") is an open-end management investment company registered under the Investment Company Act of 1940. The Trust consists of twelve portfolios, two of which, The U.S. Large Cap Value Series and The DFA International Value Series (the "Series"), are presented in this section of the report. The remaining operational portfolios are presented in separate reports. Effective December 31, 2008, The U.S. Large Cap Value Series and on November 1, 2008, The DFA International Value Series, respectively, each a master fund in a RIC/RIC master-feeder structure, elected with the consent of their respective Holder(s) to change their U.S. federal income tax classification from that of an association taxable as a corporation to a partnership pursuant to Treasury Regulation (S) 301.7701-3. The change in capital structure and retroactive reclassification of the statement of changes in net assets and financial highlights for the respective funds is a result of the treatment of a partnership for book purposes. Each Series/Portfolio will maintain its books and records and present its financial statements in accordance with generally accepted accounting principles for investment partnerships. At a regular meeting of the Board of Directors/Trustees (the "Board") on September 16, 2008, the Board voted to change the fiscal and tax year ends of the Series from November 30 to October 31. B. Significant Accounting Policies: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Trust in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Series utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-ended investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Series' own assumptions in determining the fair value of investments) Securities held by the Series (including over the counter securities) are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). International equity securities are subject to a fair value factor, as described later in this note. Securities held by the Series that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Series value the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. 59 Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees. Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Series may differ from the quoted or published prices for the same securities on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. The DFA International Value Series (the "International Series") will also fair value price in the circumstances described below. Generally, trading in foreign securities markets is completed each day at various times prior to the close of the NYSE. For example, trading in the Japanese securities markets is completed each day at the close of the Tokyo Stock Exchange (normally 11:00 p.m. PT), which is fourteen hours prior to the close of the NYSE (normally 1:00 p.m. PT) and the time that the net asset value of the International Series is computed. Due to the time differences between the closings of the relevant foreign securities exchanges and the time the International Series prices its shares at the close of the NYSE, the International Series will fair value its foreign investments when it is determined that the market quotations for the foreign investments are either unreliable or not readily available. The fair value prices will attempt to reflect the impact of the U.S. financial markets' perceptions and trading activities on the International Series' foreign investments since the last closing prices of the foreign investments were calculated on their primary foreign securities markets or exchanges. For these purposes, the Board of Directors/Trustees of the International Series has determined that movements in relevant indices or other appropriate market indicators, after the close of the Tokyo Stock Exchange or the London Stock Exchange, demonstrate that market quotations may be unreliable. Fair valuation of portfolio securities may occur on a daily basis. The fair value pricing by the International Series utilizes data furnished by an independent pricing service (and that data draws upon, among other information, the market values of foreign investments). The fair value prices of portfolio securities generally will be used when it is determined that the use of such prices will have a material impact on the net asset value of the International Series. When the International Series uses fair value pricing, the values assigned to the International Series' foreign investments may not be the quoted or published prices of the investments on their primary markets or exchanges. These securities are generally categorized as Level 2 in the hierarchy. Futures contracts held by the Series are valued using the settlement price established each day on the exchange on which they are traded. These valuations are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Series' investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Series had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Foreign Currency Translation: Securities and other assets and liabilities of The DFA International Value Series whose values are initially expressed in foreign currencies, are translated to U.S. dollars using the mean between the most recently quoted bid and asked prices for the U.S. dollar as quoted by generally recognized reliable sources. Dividend and interest income and certain expenses are translated to U.S. dollars at the rate of exchange on their respective accrual dates. Receivables and payables denominated in foreign currencies are marked to market daily based on daily exchange rates, and exchange gains or losses are realized upon ultimate receipt or disbursement. The DFA International Value Series does not isolate the effect of fluctuations in foreign exchange rates from the effect of fluctuations in the market prices of securities held whether realized or unrealized. Realized gains or losses on foreign currency transactions represent net foreign exchange gains or losses from the disposition of foreign currencies, currency gains or losses realized between the trade and settlement dates on securities transactions, and the difference between amounts of interest, dividends and foreign withholding taxes recorded on The DFA International Value Series books and the U.S. dollar equivalent amounts actually received or paid. 60 3. Deferred Compensation Plan: Each eligible Director/Trustee of the Trust may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board of the Fund; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board of the Fund (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 4. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Series estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on an accrual basis. Discount and premium on securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to a Series are directly charged. Common expenses of the Trust or Series are allocated using methods approved by the Board of Directors/Trustees, generally based on average net assets. The DFA International Value Series may be subject to taxes imposed by countries in which it invests, with respect to its investments in issuers existing or operating in such countries. Such taxes are generally based on income earned or repatriated and capital gains realized on the sale of such investments. The DFA International Value Series accrues such taxes when the related income or capital gains are earned or throughout the holding period. Some countries require governmental approval for the repatriation of investment income, capital or the proceeds of sales of foreign investors. In addition, if there is a deterioration in a country's balance of payments or for other reasons, a country may impose temporary restrictions on foreign capital remittances abroad. C. Investment Advisor: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to each Series. For the year ended October 31, 2012, the investment advisory services fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.10% and 0.20% of average daily net assets for The U.S. Large Cap Value Series and The DFA International Value Series, respectively. Earned Income Credit: In addition, the Series have entered into arrangements with their custodian whereby net interest earned on uninvested cash balances was used to reduce a portion of the Series' custody expenses. Custody expense in the accompanying financial statements is presented before reduction for credits. During the year ended October 31, 2012, expenses reduced were as follows (amount in thousands): 61 Fees Paid Indirectly ---------- The DFA International Value Series. $18 Fees Paid to Officers and Directors/Trustees: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Funds; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Trust. For the year ended October 31, 2012, the total related amounts paid by the Trust to the CCO were $82 (in thousands). The total related amounts paid by each of the Series are included in Other Expenses on the Statement of Operations. D. Deferred Compensation: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): The U.S. Large Cap Value Series.... $262 The DFA International Value Series. 202 E. Purchases and Sales of Securities: For the year ended October 31, 2012, the Series made the following purchases and sales of investment securities, other than short-term investments and U.S. government securities (amounts in thousands): Purchases Sales ---------- ---------- The U.S. Large Cap Value Series.... $1,030,715 $1,245,566 The DFA International Value Series. 1,297,711 982,391 There were no purchases or sales of long-term U.S. government securities. F. Federal Income Taxes: No provision for federal income taxes is required since the Series are treated as partnerships for Federal income tax purposes. Any net investment income and realized and unrealized gains and losses have been deemed to have been "passed down" to their respective partners. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): Net Unrealized Federal Tax Unrealized Unrealized Appreciation Cost Appreciation (Depreciation) (Depreciation) ----------- ------------ -------------- -------------- The U.S. Large Cap Value Series........ $8,371,961 $3,160,109 $(345,608) $2,814,501 The DFA International Value Series........ 7,407,330 1,170,704 (775,821) 394,883 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed each Series' tax positions and has concluded that no additional provision for income tax is required in any Series' financial statements. No Series is aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. Each of the Series' federal tax returns for the prior three fiscal years remain subject to examination by the Internal Revenue Service. 62 On November 1, 2008, The DFA International Value Series, a master fund in a RIC/RIC master-feeder structure with five RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The DFA International Value Series was October 31, 2008. For Federal income tax purposes, pursuant to Internal Revenue Code (the "IRC") (S)336(a), the master fund recognized gain or loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized gain or loss as if it liquidated its investment in the master fund. As a result of the transaction, The DFA International Value Series recognized a ($2,309,440,866) and ($718,733) capital and currency loss respectively for tax year ended October 31, 2008. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. Effective December 31, 2008, The U.S. Large Cap Value Series, a master fund in a RIC/RIC master-feeder structure with four RIC feeders and other direct client investor(s), made a "Check-the-box" election for federal income tax purposes pursuant to Treasury Regulation (S)301.7701-3, to change its federal entity classification from a corporation taxable as a regulated investment company to a partnership. As a result of this election, the master fund is deemed to have distributed all of its assets and liabilities, in a taxable transaction, to its shareholders in liquidation of the master fund. Immediately thereafter, the shareholders contributed all of the distributed assets and liabilities to a newly formed partnership. The final tax year end of The U.S. Large Cap Value Series was December 30, 2008. For Federal income tax purposes, pursuant to IRC (S)336(a), the master fund recognized a loss as if the master fund's investment securities were sold to its shareholders and, pursuant to IRC (S)331, each of the Portfolios recognized a gain as if it liquidated its investment in the master fund. For tax purposes, pursuant to IRC (S)334(a), each of the Portfolios took a fair market value basis in the securities deemed received by them and a new holding period for those securities commenced on the deemed liquidation date. As a result of the transaction, The U.S. Large Cap Value Series recognized a ($2,303,664,484) capital loss for tax year ended December 30, 2008. G. Financial Instruments: In accordance with the Series' investment objectives and policies, the Series may invest in certain financial instruments that have off-balance sheet risk in excess of the amounts recognized in the financial statements and concentrations of credit and market risk. These instruments and their significant corresponding risks are described below: 1. Repurchase Agreements: The Series may purchase certain U.S. Government securities subject to the counterparty's agreement to repurchase them at an agreed upon date and price. The counterparty will be required on a daily basis to maintain the value of the collateral subject to the agreement at not less than the repurchase price (including accrued interest). The agreements are conditioned upon the collateral being deposited under the Federal Reserve book-entry system with the Series' custodian or a third party sub-custodian. In the event of default or bankruptcy by the other party to the agreement, retention of the collateral may be subject to legal proceedings. 2. Foreign Market Risks: Investments in foreign markets may involve certain consideration and risks not typically associated with investments in the United States of America, including the possibility of future political and economic developments and the level of foreign government supervision and regulation of foreign securities markets. These markets are generally smaller, less liquid and more volatile than the major securities markets in the United States of America. Consequently, acquisition and disposition of international securities by the Series may be inhibited. Derivative Financial Instruments: Summarized below are the specific types of derivative instruments used by the Series. 3. Futures Contracts: The Series may enter into futures contracts to gain market exposure on uninvested cash pending investment in securities or to maintain liquidity to pay redemptions. Upon entering into a futures 63 contract, the Series deposits cash or pledges U.S. Government securities to a broker, equal to the minimum "initial margin" requirements of the exchange on which the contract is traded. Subsequent payments are received from or paid to the broker each day, based on the daily fluctuation in the market value of the contract. These receipts or payments are known as "variation margin" and are recorded daily by the Series as unrealized gains or losses until the contracts are closed. When the contracts are closed, the Series records a realized gain or loss, which is presented in the Statements of Operations as a net realized gain or loss on futures, equal to the difference between the value of the contract at the time it was opened and the value at the time it was closed. Risks may arise upon entering into futures contracts from potential imperfect price correlations between the futures contracts and the underlying securities or indices, from the possibility of an illiquid secondary market for these instruments and from the possibility that the Series could lose more than the initial margin requirements. The Series entering into stock index futures are subject to equity price risk from those futures contracts. Counterparty credit risk related to exchange-traded futures is minimal because the exchange's clearinghouse, as counterparty to all exchange-traded futures, guarantees the futures against default. At October 31, 2012, the Series had no outstanding futures contracts. H. Line of Credit: The Trust, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Series under this line of credit during the year ended October 31, 2012. The Trust, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Trust expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the year ended October 31, 2012, borrowings under this line of credit by the Series were as follows (amounts in thousands, except percentages and days): Weighted Weighted Number of Interest Maximum Amount Average Average Days Expense Borrowed During Interest Rate Loan Balance Outstanding* Incurred the Period ------------- ------------ ------------ -------- --------------- The U.S. Large Cap Value Series.... 0.89% $18,911 99 $46 $58,537 The DFA International Value Series. 0.87% 10,399 20 5 53,091 *Number of Days Outstanding represents the total of single or consecutive days during the year ended October 31, 2012 that each Series' available line of credit was utilized. There were no outstanding borrowings by the Series under this line of credit as of October 31, 2012. I. Securities Lending: As of October 31, 2012, each Series had securities on loan to brokers/dealers, for which each such Series received cash collateral. Each Series invests the cash collateral, as described below, and records a liability for the 64 return of the collateral, during the period the securities are on loan. Loans of securities are expected at all times to be secured by collateral equal to at least (i) 100% of the current market value of the loaned securities with respect to securities of the U.S. government or its agencies, (ii) 102% of the current market value of the loaned securities with respect to U.S. securities, and (iii) 105% of the current market value of the loaned securities with respect to foreign securities. However, daily market fluctuations could cause the Series' collateral to be lower or higher than the expected thresholds. If this were to occur, the collateral would be adjusted the next business day to ensure adequate collateralization. In the event of default or bankruptcy by the other party to the agreement, realization and/or retention of the collateral may be subject to legal proceedings. If the borrower fails to return loaned securities, and cash collateral being maintained by the borrower is insufficient to cover the value of loaned securities and provided such collateral insufficiency is not the result of investment losses, the lending agent has agreed to pay the amount of the shortfall to the Series or, at the option of the lending agent, to replace the securities. Subject to their stated investment policies, each Series will generally invest the cash collateral received for the loaned securities in The DFA Short Term Investment Fund (the "Money Market Series"), an affiliated registered money market fund advised by the Advisor for which the Advisor receives a management fee of 0.05% of the average daily net assets of the Money Market Series. Such Series also may invest the cash collateral received for the loaned securities in securities of the U.S. government or its agencies, repurchase agreements collateralized by securities of the U.S. government or its agencies, and affiliated and unaffiliated registered and unregistered money market funds. For purposes of this paragraph, agencies include both agency debentures and agency mortgage-backed securities. In addition, each Series will be able to terminate the loan at any time and will receive reasonable interest on the loan, as well as amounts equal to any dividends, interest or other distributions on the loaned securities. However, dividend income received from loaned securities may not be eligible to be taxed at qualified dividend income rates. J. Indemnitees; Contractual Obligations: Under the Trust's organizational documents, its officers and trustees are indemnified against certain liabilities arising out of the performance of their duties to the Trust. In the normal course of business, the Trust enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Trust's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Trust and/or its affiliates that have not yet occurred. However, based on experience, the Trust expects the risk of loss to be remote. K. Recently Issued Accounting Standards: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. L. Other: The Series are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. 65 On November 1, 2010 a class action complaint was filed in Bankruptcy Court in the bankruptcy case of The Tribune Company ("Tribune"). The defendants in this action include mutual funds, individuals, institutional investors and others who owned shares in Tribune at the time of the 2007 leveraged buyout transaction (the "LBO") and sold their shares for $34 per share in cash, such as The U.S. Large Cap Value Series. Thereafter, two additional and substantially similar class actions were filed and are pending in United States District Courts (with the Bankruptcy Court action, collectively referred to as the "Lawsuits"). The Lawsuits have been consolidated into a single Multidistrict Litigation action in federal court for pretrial proceedings. The Lawsuits seek to recover, for the benefit of Tribune's bankruptcy estate or various creditors, payments to shareholders in the LBO. The Lawsuits allege that Tribune's payment for those shares violated the rights of creditors, as set forth in the Bankruptcy Code's and various states' fraudulent transfer laws. However, the Lawsuits proceed on different legal theories: the Bankruptcy Court action pleads an intentionally fraudulent transfer; the District Court actions plead constructively fraudulent transfers. Litigation counsel to The U.S. Large Cap Value Series in the Lawsuits does not believe that it is possible, at this early stage in the proceedings, to predict with any reasonable certainty the probable outcome of the Lawsuits or quantify the ultimate exposure to The U.S. Large Cap Value Series arising from the Lawsuits. Until The U.S. Large Cap Value Series can do so, no reduction of the net asset value of The U.S. Large Cap Value Series will be made relating to the Lawsuits. However, even if the plaintiffs in the Lawsuits were to obtain the full recovery they seek, the amount would be less than 1% of The U.S. Large Cap Value Series' net asset value at this time. The U.S. Large Cap Value Series also cannot predict what its size might be at the time the cost of the Lawsuits might be quantifiable and thus potentially deducted from its net asset value. Therefore, at this time, those buying or redeeming shares of The U.S. Large Cap Value Series will pay or receive, as the case may be, a price based on net asset value of The U.S. Large Cap Value Series, with no adjustment relating to the Lawsuits. The attorneys' fees and costs relating to the Lawsuits will be taken as expenses by The U.S. Large Cap Value Series as incurred and in a manner similar to any other expense incurred by The U.S. Large Cap Value Series. M. Subsequent Event Evaluations: Management has evaluated the impact of all subsequent events on the Series and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 66 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of the Series, as defined, and Board of Trustees of The DFA Investment Trust Company: In our opinion, the accompanying statements of assets and liabilities, including the summary schedules of portfolio holdings, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of The U.S. Large Cap Value Series and The DFA International Value Series (constituting portfolios within The DFA Investment Trust Company, hereafter referred to as the "Series") at October 31, 2012, the results of each of their operations for the year then ended, the changes in each of their net assets for each of the two years in the period then ended and the financial highlights for each of the periods indicated, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Series' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodians, brokers and the transfer agent of the investee fund, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 67 FUND MANAGEMENT (Unaudited) Trustees/Directors Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 68 Principal Occupation(s) During Past 5 Years and Name, Position Portfolios within the Other Directorships with the Fund, Term of Office/1 /and DFA Fund Complex/2/ of Public Companies Address and Age Length of Service Overseen Held --------------- ------------------- --------------------- ----------------------------------------------- Disinterested Trustees/Directors George M. Since Inception 100 portfolios in 4 Leo Melamed Constantinides investment companies Professor of Director of DFAIDG Finance, The and DIG. University of Trustee of DFAITC Chicago Booth and DEM. School of Business. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Since Inception 100 portfolios in 4 Steven G. Rothmeier Director of DFAIDG investment companies Distinguished and DIG. Service Professor Trustee of DFAITC of Economics, The and DEM. University of The University of Chicago Booth Chicago Booth School of Business School of Business (since 1965). 5807 S. Woodlawn Member and Chair, Avenue Competitive Markets Chicago, IL 60637 Advisory Committee, Age: 73 Chicago Mercantile Exchange (futures trading exchange) (since 2004). Formerly, Director of UNext, Inc. (1999-2006). Trustee, Harbor Fund (registered investment company) (30 Portfolios) (since 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997-2010). Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Director of DFAIDG investment companies Practice of and DIG. Finance, Yale Trustee of DFAITC School of and DEM. Management (since Yale School of 1984). Chairman, Management P.O. Box CIO and Partner, 208200 Zebra Capital New Haven, CT Management, LLC 06520-8200 (hedge fund Age: 68 manager) (since 2001). Consultant to Morningstar, Inc. (since 2006). Formerly, Chairman, Ibbotson Associates, Inc., Chicago, IL (software data publishing and consulting) (1977-2006). Formerly, Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 69 Principal Occupation(s) During Past 5 Years and Name, Position Portfolios within the Other Directorships with the Fund, Term of Office/1 /and DFA Fund Complex/2/ of Public Companies Address and Age Length of Service Overseen Held --------------- ------------------- --------------------- ----------------------------------------------- Edward P. Lazear Since 2010 100 portfolios in 4 Morris Arnold Cox Director of DFAIDG investment companies Senior Fellow, and DIG. Hoover Institution Trustee of DFAITC (since 2002). Jack and DEM. Steele Parker Stanford University Professor of Human Graduate School of Resources Business 518 Management and Memorial Way Economics, Graduate Stanford, CA School of Business, 94305-5015 Stanford University Age: 64 (since 1995). Cornerstone Research (expert testimony and economic and financial analysis) (since 2009). Formerly, Chairman of the President George W. Bush's Council of Economic Advisers (2006-2009). Formerly, Council of Economic Advisors, State of California (2005-2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Since Inception 100 portfolios in 4 Frank E. Buck Director of DFAIDG investment companies Professor Emeritus and DIG. of Finance, Trustee of DFAITC Stanford University and DEM. (since 1981). c/o Dimensional Formerly, Chairman, Fund Advisors, LP Platinum Grove 6300 Bee Cave Road Asset Management, Building 1 L.P. (hedge fund) Austin, TX 78746 (formerly, Oak Hill Age: 70 Platinum Partners) (1999-2009). Formerly, Managing Partner, Oak Hill Capital Management (private equity firm) (until 2004). Director, American Century Fund Complex (registered investment companies) (40 Portfolios) (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001-2008). Abbie J. Smith Since 2000 100 portfolios in 4 Boris and Irene Director of DFAIDG investment companies Stern Distinguished and DIG. Service Professor Trustee of DFAITC of Accounting, The and DEM. University of The University of Chicago Booth Chicago Booth School of Business School of Business (since 1980). 5807 S. Woodlawn Co-Director Avenue Investment Chicago, IL 60637 Research, Age: 58 Fundamental Investment Advisors (hedge fund) (since 2008). Director, HNI Corporation (formerly known as HON Industries Inc.) (office furniture) (since 2000). Director, Ryder System Inc. (transportation, logistics and supply-chain management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 70 Name, Position Portfolios within the Principal Occupation(s) During Past 5 Years and with the Fund, Term of Office/1 /and DFA Fund Complex/2/ Other Directorships of Public Address and Age Length of Service Overseen Companies Held --------------- ------------------- --------------------- ----------------------------------------------- Interested Trustees/Directors* David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, Chairman, Director, Co-Chief investment companies President, and Co-Chief Executive Officer and Executive Officer (since President of DFAIDG and DIG. January 2010) of Dimensional Chairman, Trustee, Co-Chief Holdings Inc., Dimensional Executive Officer and Fund Advisors LP, DFA President of DFAITC and DEM. Securities LLC, Dimensional 6300 Bee Cave Road, Building Emerging Markets Value Fund, One DFAIDG, Dimensional Austin, Texas 78746 Investment Group Inc. and The Age: 65 DFA Investment Trust Company. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, DFA Australia Limited, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. and Dimensional Advisors Ltd. Chairman, Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer Director, Co-Chief Executive investment companies (since January 2010), Chief Officer and Chief Investment Investment Officer (since Officer of DFAIDG and DIG. March 2007) and Trustee, Co-Chief Executive Director/Trustee of Officer and Chief Investment Dimensional Holdings Inc., Officer of DFAITC and DEM. Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building DFA Securities LLC, One Dimensional Emerging Markets Austin, TX 78746 Value Fund, DFAIDG, Age: 45 Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Cayman Commodity Fund I Ltd. Co-Chief Executive Officer, President and Chief Investment Officer of Dimensional Fund Advisors Canada ULC. Chief Investment Officer, Vice President and Director of DFA Australia Limited. Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. 1 Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. 2 Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. * Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 71 Officers The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. Name, Position with the Fund Term of Office/1/ and and Age Length of Service Principal Occupation(s) During Past 5 Years ---------------------------- ------------------- ---------------------------------------------------- Officers April A. Aandal Vice President of all the DFA Entities. Vice Vice President, Global Business Development President Global Business Development of all the Age: 49 DFA Entities. Formerly, Chief Learning Officer of Dimensional (2008-2011); Regional Director of Since 2008 Dimensional (2004-2008). Robyn G. Alcorta Vice President of all the DFA Entities. Formerly, Vice President Vice President Business Development at Capson Age: 37 Physicians Insurance Company (2010-2012); Vice Since 2012 President at Charles Schwab (2007-2010). Darryl D. Avery Vice President Age: 46 Since 2005 Vice President of all the DFA Entities. Arthur H. Barlow Vice President Age: 56 Since 1993 Vice President of all the DFA Entities. John T. Blood Vice President of all the DFA Entities. Formerly, Vice President Regional Director for Dimensional (2010-January Age: 43 2011); Chief Market Strategist at Commonwealth Financial (2007-2010); Director of Research at Since 2011 Commonwealth Financial (2000-2007). Scott A. Bosworth Vice President Age: 43 Since 2007 Vice President of all the DFA Entities. Valerie A. Brown Vice President and Assistant Secretary of all the Vice President and Assistant Secretary DFA Entities, DFA Australia Limited, Dimensional Age: 45 Fund Advisors Ltd., Dimensional Cayman Commodity Fund I Ltd., Dimensional Retirement Plan Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Since 2001 Dimensional Fund Advisors Canada ULC. David P. Butler Vice President of all the DFA Entities. Head of Vice President Global Financial Services of Dimensional (since Age: 48 2008). Formerly, Regional Director of Dimensional Since 2007 (January 1995 to January 2005). Douglas M. Byrkit Vice President of all the DFA Entities. Formerly, Vice President Regional Director for Dimensional Fund Advisors Age: 41 LP (December 2010-January 2012); Regional Director at Russell Investments (April 2006- Since 2012 December 2010). James G. Charles Vice President of all the DFA Entities. Formerly, Vice President Regional Director for Dimensional (2008-2010); Age: 56 Vice President, Client Portfolio Manager at Since 2011 American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Vice President Portfolio Management of Dimensional (since Age: 46 March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Vice President Australia Limited and Dimensional Fund Advisors Age: 40 Canada ULC. Head of Institutional, North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Regional Director for Dimensional Fund Advisors Age: 36 LP (August 2002-January 2012). 72 Term of Office/1/ and Length of Principal Occupation(s) During Past 5 Name, Position with the Fund and Age Service Years ------------------------------------ ---------------- --------------------------------------- Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Vice President Regional Director of Financial Services Age: 63 Group of Dimensional (since August 1993). George H. Crane Since 2010 Vice President of all the DFA Entities. Vice President Formerly, Senior Vice President and Age: 57 Managing Director at State Street Bank & Trust Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Vice President and Global Chief Compliance Officer of all the DFA Compliance Officer Entities, DFA Australia Limited, Age: 46 Dimensional Fund Advisors Ltd., Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC and Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, Vice President DFA Australia Limited and Dimensional Age: 55 Fund Advisors Canada ULC. Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Vice President Research Associate for Dimensional Age: 40 (since August 2008). Formerly, Research Assistant for Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Vice President and Chief Communi- Chief Communications Officer of cations Officer Dimensional (since 2010). Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary Vice President and Assistant of all the DFA Entities and DFA Secretary Australia Limited. Chief Operating Age: 47 Officer of Dimensional Fund Advisors Ltd. (since July 2008). Formerly, Vice President of Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Vice President Co-Head of Portfolio Management of Age: 38 Dimensional (since March 2012). Sr. Portfolio Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Vice President Senior Technology Manager for Age: 41 Dimensional (since June 2006). Formerly, Principal at AIM Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Vice President Regional Director of Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Managing Director at Age: 44 BlackRock (2004-January 2012). Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Vice President Formerly, Regional Director of Age: 38 Dimensional (January 2005 to February 2007). 73 Term of Office/1/ and Length of Principal Occupation(s) During Past 5 Name, Position with the Fund and Age Service Years ------------------------------------ ---------------- --------------------------------------- Christian Gunther Since 2011 Vice President of all the DFA Entities. Vice President Senior Trader for Dimensional Fund Age: 37 Advisors LP (since 2012). Formerly, Senior Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Vice President Regional Director of Dimensional (since Age: 44 June 1998). Julie C. Henderson Since 2005 Vice President and Fund Controller of Vice President and Fund Controller all the DFA Entities and Dimensional Age: 38 Cayman Commodity Fund I Ltd. and Dimensional Japan Ltd. Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Vice President Formerly, Managing Director, Co-Head Age: 52 Global Consultant Relations at BlackRock (2004-2011). Jeff J. Jeon Since 2004 Vice President of all the DFA Entities Vice President and Dimensional Cayman Commodity Fund I Age: 38 Ltd. Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Facilities Manager for Age: 44 Dimensional Fund Advisors LP (October 2008-January 2012); General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Vice President and Chief Operating Officer of all the DFA Entities, Officer Dimensional Cayman Commodity Fund I Age: 57 Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Regional Director for Age: 64 Dimensional Fund Advisors LP (April 2006-January 2012). David M. Kershner Since 2010 Vice President of all the DFA Entities. Vice President Portfolio Manager for Dimensional Age: 41 (since June 2004). Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Accounting Manager for Age: 32 Dimensional Fund Advisors LP (January 2006-January 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Vice President Head of Defined Contribution Sales for Age: 41 Dimensional (since August 2010). Formerly, Chief DC Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Vice President Sr. Portfolio Manager of Dimensional Age: 40 (since January 2012).Formerly, Portfolio Manager for Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Vice President Regional Director for Dimensional Age: 43 (2007-2010). Michael F. Lane Since 2004 Vice President of all the DFA Entities. Vice President Chief Executive Officer of Dimensional Age: 45 SmartNest (US) LLC (since 2012). 74 Term of Office/1/ and Length of Principal Occupation(s) During Past 5 Name, Position with the Fund and Age Service Years ------------------------------------ ---------------- ---------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Entities. Vice President Formerly, Vice President - Global Age: 43 Operations at Janus Capital Group (2005-2011). Juliet Lee Since 2005 Vice President of all the DFA Entities. Vice President Human Resources Manager of Dimensional Age: 41 (since January 2004). Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Vice President Formerly, Research Associate for Age: 31 Dimensional (July 2008-2010). Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Vice President Regional Director for Dimensional Age: 43 (since February 2004). Kenneth M. Manell Since 2010 Vice President of all the DFA Entities Vice President and Dimensional Cayman Commodity Fund I Age: 39 Ltd. Counsel for Dimensional (since September 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities Vice President & Head of Global and Head of Global Human Resources of Human Resources Dimensional. Formerly, Global Head of Age: 42 Recruiting and Vice President of Goldman Sachs & Co. (June 2006 to January 2008). David R. Martin Since 2007 Vice President, Chief Financial Officer Vice President, Chief Financial and Treasurer of all the DFA Entities. Officer and Treasurer Director, Vice President, Chief Age: 55 Financial Officer and Treasurer of Dimensional Fund Advisors Ltd., DFA Australia Limited, Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President Vice President and Secretary of all the Vice President and Secretary since 1997 and DFA Entities and Dimensional Retirement Age: 48 Secretary since Plan Services LLC (since June 2012). 2000 Director, Vice President and Secretary of DFA Australia Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Vice President Services Manager for Dimensional (since Age: 37 January 2008). Formerly, Design Manager of Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Vice President Portfolio Manager for Dimensional Age: 48 (2008-2010). Formerly, Vice President and Portfolio Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the DFA Entities Vice President and Dimensional Cayman Commodity Fund I Age: 38 Ltd. Deputy General Counsel, Funds (since 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 75 Term of Office/1/ and Length of Principal Occupation(s) During Past 5 Name, Position with the Fund and Age Service Years ------------------------------------ ---------------- --------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Vice President Formerly, Research Associate of Age: 35 Dimensional (2004 to 2006). Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Vice President Portfolio Manager for Dimensional Age: 38 (since July 2005). Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Vice President Senior Compliance Officer for Age: 34 Dimensional (since January 2008). Formerly, Compliance Officer (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, Vice President DFA Australia Limited, Dimensional Fund Age: 51 Advisors Ltd. and Dimensional Fund Advisors Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Vice President Portfolio Manager for Dimensional (July Age: 41 2006-2010). Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Vice President Formerly, Research Associate of Age: 39 Dimensional (2006-2008). Systems Developer of Dimensional (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Research Associate for Age: 31 Dimensional Fund Advisors LP (June 2011-January 2012); Research Assistant for Dimensional Fund Advisors LP (July 2004-August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Vice President Client Systems Manager for Dimensional Age: 53 (since July 2008). Formerly, Senior Manager at Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities Vice President and Dimensional Fund Advisors Canada Age: 66 ULC. Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Vice President Formerly, Regional Director for Age: 50 Dimensional (March 2006-January 2010). Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Vice President Investment Operations Manager for Age: 47 Dimensional (since May 2007). Formerly, Vice President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Vice President Regional Director of Dimensional (since Age: 44 December 2002). Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Vice President Formerly, Regional Director of Age: 37 Dimensional (December 1999 to January 2007). Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Vice President Project Manager for Dimensional Age: 44 (2007-2010). Formerly, Business Analyst Manager, National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities Vice President and Dimensional Fund Advisors Canada Age: 56 ULC. Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 76 Term of Office/1/ and Length of Principal Occupation(s) During Past 5 Name, Position with the Fund and Age Service Years ------------------------------------ ---------------- --------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Entities Vice President and Director and Vice President of Age: 39 Dimensional Fund Advisors Canada ULC. John H. Totten Since 2012 Vice President of all the DFA Entities. Vice President Formerly, Regional Director for Age: 34 Dimensional Fund Advisors LP (January 2008-January 2012). Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Vice President Senior Manager, Technology for Age: 54 Dimensional (since March 2007). Formerly, Director of Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, Vice President DFA Australia Limited, Dimensional Fund Age: 46 Advisors Ltd., and Dimensional Fund Advisors Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Vice President Portfolio Manager for Dimensional Age: 42 (since 2004). Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Vice President Senior Trader of Dimensional (since Age: 36 2007). Paul E. Wise Since 2005 Vice President of all the DFA Entities. Vice President Chief Technology Officer for Age: 57 Dimensional (since 2004). Faith A. Yando Since 2011 Vice President of all the DFA Entities. Vice President Formerly, Senior Vice President, Global Age: 50 Public Relations at Natixis Global Asset Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Vice President Formerly, Regional Director for Age: 33 Dimensional (2005-2010). /1 /Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 77 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund and the Trust use in voting proxies relating to securities held in the portfolios is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 78 NOTICE TO SHAREHOLDERS (Unaudited) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, each Portfolio is designating the following items with regard to distributions paid during the period. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. Qualifying Net For Corporate Investment Short-Term Long-Term Dividends Qualifying U.S. Income Capital Gain Capital Gain Total Received Dividend Government Dimensional Investment Group Inc. Distributions Distributions Distributions Distributions Deduction(1) Income(2) Interest(3) --------------------------------- ------------- ------------- ------------- ------------- ------------- ---------- ----------- LWAS/DFA U.S. High Book to Market Portfolio........................ 100%..... --..... --..... 100%..... 100%..... 100%... --.... LWAS/DFA Two-Year Fixed Income Portfolio........................ 41%..... 49%..... 10%..... 100%..... --..... --... 5%.... LWAS/DFA Two-Year Government Portfolio........................ 35%..... 65%..... --..... 100%..... --..... --... 35%.... DFA Investment Dimensions Group Inc. ------------------------------------ LWAS/DFA International High Book to Market Portfolio.............. 44% -- 56% 100% 100% 100% -- Qualifying Short- Foreign Foreign Qualifying Term Tax Source Interest Capital Dimensional Investment Group Inc. Credit(4) Income(5) Income(6) Gain(7) --------------------------------- --------- --------- ---------- ---------- LWAS/DFA U.S. High Book to Market Portfolio........................ --... --... 100% 100% LWAS/DFA Two-Year Fixed Income Portfolio........................ --... --... 100% 100% LWAS/DFA Two-Year Government Portfolio........................ --... --... 100% 100% DFA Investment Dimensions Group Inc. ------------------------------------ LWAS/DFA International High Book to Market Portfolio.............. 2% 96% 100% 100% -------- (1)Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (2)The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (3)"U.S. Government Interest" represents the amount of interest that was derived from direct U.S. Government obligations and distributed during the fiscal year. This amount is reflected as a percentage of total ordinary income distributions (the total of short-term capital gain and net investment income distributions). Generally, interest from direct U.S. Government obligations is exempt from state income tax. However, for residents of California, Connecticut and New York, the statutory threshold requirements were not satisfied for LWAS/DFA Two-Year Fixed Income Portfolio to permit exemption of these amounts from state income for this fund. (4)"Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income. (5)"Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income. (6)The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (7)The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 79 LOGO DFA103112-003A [LOGO] ANNUAL REPORT period ended: October 31, 2012 DFA INVESTMENT DIMENSIONS GROUP INC. Dimensional Retirement Equity Fund II Dimensional Retirement Fixed Income Fund II Dimensional Retirement Fixed Income Fund III THE DFA INVESTMENT TRUST COMPANY Dimensional Retirement Equity Fund I [LOGO] Dimensional Fund Advisors 6300 Bee Cave Road, Building One Austin, TX 78746 November 2012 Dear Fellow Shareholder, Working to understand the needs of clients has always been among our most important objectives at Dimensional. We believe that our ability to provide investment solutions has helped Dimensional become a trusted partner and resource for our clients. We've worked hard to build trust and have earned many long-standing client relationships. This demonstrates our commitment to client service, the stability of our organization, the breadth of our strategies, and the consistency of our investment approach. We believe that focusing on helping clients pursue their investment goals will benefit our clients as well as Dimensional. Sincerely, -s - David G. Booth David G. Booth Chairman and Co-Chief Executive Officer [THIS PAGE INTENTIONALLY LEFT BLANK] ANNUAL REPORT TABLE OF CONTENTS PAGE ---- LETTER TO SHAREHOLDERS DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES............................ 1 DFA INVESTMENT DIMENSIONS GROUP Performance Charts................................................. 2 Management's Discussion and Analysis............................... 3 Disclosure of Fund Expenses........................................ 5 Disclosure of Portfolio Holdings................................... 7 Schedules of Investments Dimensional Retirement Equity Fund II.......................... 8 Dimensional Retirement Fixed Income Fund II.................... 9 Dimensional Retirement Fixed Income Fund III................... 10 Statements of Assets and Liabilities............................... 11 Statements of Operations........................................... 12 Statements of Changes in Net Assets................................ 13 Financial Highlights............................................... 14 Notes to Financial Statements...................................... 15 Report of Independent Registered Public Accounting Firm............ 22 THE DFA INVESTMENT TRUST COMPANY-DIMENSIONAL RETIREMENT EQUITY FUND I Performance Chart.................................................. 23 Management's Discussion and Analysis............................... 24 Disclosure of Fund Expenses........................................ 25 Disclosure of Portfolio Holdings................................... 27 Schedule of Investments............................................ 28 Statement of Assets and Liabilities................................ 29 Statement of Operations............................................ 30 Statement of Changes in Net Assets................................. 31 Financial Highlights............................................... 32 Notes to Financial Statements...................................... 33 Report of Independent Registered Public Accounting Firm............ 39 FUND MANAGEMENT....................................................... 40 VOTING PROXIES ON FUND PORTFOLIO SECURITIES........................... 50 NOTICE TO SHAREHOLDERS................................................ 51 This report is submitted for the information of the Fund's shareholders. It is not authorized for distribution to prospective investors unless preceded or accompanied by an effective prospectus. i [THIS PAGE INTENTIONALLY LEFT BLANK] DFA INVESTMENT DIMENSIONS GROUP INC. THE DFA INVESTMENT TRUST COMPANY DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES SCHEDULES OF INVESTMENTS Investment Footnotes + See Note B to Financial Statements. FINANCIAL HIGHLIGHTS (A) Computed using average shares outstanding. (B) Annualized. (C) Non-Annualized. (D) Represents the combined ratios for the respective portfolio and its respective pro-rata share of its Master Funds. (E) Because of commencement of operations and related preliminary transaction costs, these ratios are not necessarily indicative of future ratios. ALL STATEMENTS, SCHEDULES AND NOTES TO FINANCIAL STATEMENTS -- Amounts designated as -- are either zero or rounded to zero. SEC Securities and Exchange Commission (a) Commencement of Operations. (b) Commencement of Operations. 1 DFA INVESTMENT DIMENSIONS GROUP INC. PERFORMANCE CHARTS DIMENSIONAL RETIREMENT EQUITY FUND II VS. MSCI ALL COUNTRY WORLD INDEX (NET DIVIDENDS) MARCH 7, 2012-OCTOBER 31, 2012 [CHART] MSCI ALL COUNTRY DIMENSIONAL RETIREMENT WORLD INDEX END DATE EQUITY FUND II (NET DIV) --------------------------------------- ---------------------- ---------------- 3/7/2012 10000.00 10000.00 3/31/2012 10170.00 10286.34 4/30/2012 10050.00 10168.74 5/31/2012 9400.00 9257.01 6/30/2012 9822.30 9714.22 7/31/2012 9912.97 9847.19 8/31/2012 10174.89 10061.33 9/30/2012 10465.33 10378.24 10/31/2012 10354.10 10309.02 FROM 03/07/2012 --------------- 3.54% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. DIMENSIONAL RETIREMENT FIXED INCOME FUND II VS. BARCLAYS U.S. TREASURY INFLATION PROTECTED SECURITIES (TIPS) INDEX (SERIES-L) MAY 16, 2012-OCTOBER 31, 2012 [CHART] BARCLAYS U.S. TREASURY INFLATION PROTECTED DIMENSIONAL RETIREMENT SECURITIES (TIPS) END DATE FIXED INCOME FUND II INDEX (SERIES-L) --------------------------------- ---------------------- ---------------------- 5/16/2012 10000.00 10000.00 5/31/2012 10070.00 10117.20 6/30/2012 10014.58 10060.85 7/31/2012 10166.16 10251.52 8/31/2012 10145.95 10222.07 9/30/2012 10216.69 10274.19 10/31/2012 10287.43 10363.16 FROM 05/16/2012 --------------- 2.87% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Barclays data provided by Barclays Bank PLC. DIMENSIONAL RETIREMENT FIXED INCOME FUND III VS. CITIGROUP US INFLATION-LINKED SECURITIES INDEX, 20+ YEARS MARCH 7, 2012-OCTOBER 31, 2012 [CHART] CITIGROUP US INFLATION- DIMENSIONAL RETIREMENT LINKED SECURITIES END DATE FIXED INCOME III INDEX, 20+ YEARS -------------------------------- ---------------------- ----------------------- 3/7/2012 10000.00 10000.00 3/31/2012 9770.00 9821.41 4/30/2012 10310.00 10266.09 5/31/2012 10890.00 10921.48 6/30/2012 10750.85 10847.15 7/31/2012 11403.33 11424.12 8/31/2012 11152.37 11175.22 9/30/2012 11092.14 11147.83 10/31/2012 11423.40 11431.81 FROM 03/07/2012 --------------- 14.23% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. Citigroup bond indices copyright 2012 by Citigroup. 2 DFA INVESTMENT DIMENSIONS GROUP INC. MANAGEMENT'S DISCUSSION AND ANALYSIS DIMENSIONAL RETIREMENT EQUITY FUND II PERIOD ENDED OCTOBER 31, 2012 The Dimensional Retirement Equity Fund II seeks long-term capital appreciation generally by investing in a combination of mutual funds managed by Dimensional Fund Advisors LP ("Dimensional" or the "Advisor"). As of the date of this report, the Fund's investments include the U.S. Core Equity 1 Portfolio, U.S. Large Company Portfolio, International Core Equity Portfolio, Large Cap International Portfolio, Emerging Markets Core Equity Portfolio, and The Emerging Markets Series (collectively, the "Underlying Funds"). The investment strategy is process driven, emphasizing broad diversification and consistent exposure in each Underlying Fund to stocks with desired asset class characteristics. As of October 31, 2012, the Underlying Funds held more than 11,000 equity securities in 44 countries. From the Fund's inception on March 7, 2012, through October 31, 2012, total returns were 3.54% for the Fund and 3.09% for the MSCI All Country World Index (net dividends). As a result of the Underlying Funds' diversified investment approach, performance was determined principally by broad structural trends in global equity markets rather than the behavior of a limited group of stocks in a particular industry or country. The Fund had greater exposure than the Index to U.S. stocks and less exposure to certain other countries, particularly Japan and Brazil which underperformed during the period. These country weight differences contributed to the Fund's relative outperformance. The Fund also had greater exposure than the Index to value stocks, which outperformed and benefited relative performance. DIMENSIONAL RETIREMENT FIXED INCOME FUND II The Dimensional Retirement Fixed Income Fund II seeks to provide total return comprised of income and capital appreciation consistent with inflation protected instruments. The Advisor will generally purchase shares of the DFA Inflation-Protected Securities Portfolio, DFA One-Year Fixed Income Portfolio, and the Dimensional Retirement Fixed Income Fund III (collectively, the "Underlying Funds"). The average maturity of the Fund, based on the market value-weighted average holdings of the Underlying Funds, was 9.03 years on October 31, 2012. From the Fund's inception on May 16, 2012, through October 31, 2012, total returns were 2.87% for the Fund and 3.62% for the Barclays U.S. Treasury Inflation Protected Securities (TIPS) Index (Series-L). The Fund's average allocation during the period was approximately 89% in the DFA Inflation-Protected Securities Portfolio, 8% in the DFA One-Year Fixed Income Portfolio, and 3% in the Dimensional Retirement Fixed Income Fund III. FIXED INCOME MARKET REVIEW 12 MONTHS ENDED OCTOBER 31, 2012 U.S. and International fixed income markets continued to grapple with uncertainty in Europe and a lackluster U.S. recovery. Over the course of the year, the U.S. Federal Reserve maintained the target federal funds rate between 0.00% and 0.25% and continued its accommodative stance toward liquidity. Major central banks around the world maintained their accommodative stance as well. Term and credit risk were rewarded during the period as interest rates declined and credit spreads narrowed. The one-month Treasury bill yield finished the fiscal year at 0.09%, while the yield on 10-year U.S. Treasury notes declined to 1.69%. The U.S. yield curve remained upwardly sloped throughout the year. 10/31/12 10/31/11 CHANGE -------- -------- ------ One-Month Treasury Bill (yield)........................ 0.09% 0.01% 0.08% Ten-Year U.S. Treasury Notes (yield)................... 1.69% 2.11% -0.42% -------- Source: Bloomberg. There is generally an inverse relationship between interest rates and bond prices, such that bond prices fall when interest rates rise. For the fiscal year under review, changes in interest rates and bond prices were more 3 pronounced in some parts of the yield curve than others. For the 12 months ended October 31, 2012, total returns were 0.09% for three-month U.S. Treasury bills, 3.28% for five-year U.S. Treasury notes, and 10.90% for 30-year U.S. Treasury bonds (Source: Barclays Treasury Bellwethers). Some of Dimensional's fixed income strategies are based on a variable-maturity strategy that identifies the maturity range with favorable risk-adjusted expected returns. When the yield curve is flat or inverted, short-term securities are believed to offer the most attractive opportunity on a risk-adjusted basis. When the yield curve is upwardly sloped, maturities are lengthened to achieve higher expected returns associated with longer maturities. During the period under review, the Portfolios employing the variable-maturity strategy continued to take term risk, reflecting the upward sloping eligible yield curves. Some fixed income strategies are based on an approach that varies exposure to credit risk. When credit spreads are narrow, higher quality securities are believed to offer the more attractive opportunity on a risk-adjusted basis. When credit spreads are wide, additional credit risk is taken to achieve the higher expected returns associated with increased risk. During the period under review, the portfolios employing the variable-credit approach continued to take market-like credit risk, reflecting a wide credit-spread environment. DIMENSIONAL RETIREMENT FIXED INCOME PERIOD ENDED OCTOBER 31, 2012 FUND III The Dimensional Retirement Fixed Income Fund III seeks to provide total return comprised of income and capital appreciation consistent with long-term inflation protection from investing generally in inflation-protected securities issued by the U.S. government and its agencies and instrumentalities with maturities greater than ten years. The average maturity was 29.06 years on October 31, 2012. From the Fund's inception on March 7, 2012, through October 31, 2012, total returns were 14.23% for the Fund and 14.32% for the Citigroup U.S. Inflation-Linked Securities Index, 20+ Years. The Fund benefited from a steep decline in real yields, particularly in the long-term portion of the curve. 4 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLES BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DIMENSIONAL RETIREMENT EQUITY FUND II** Actual Fund Return................................. $1,000.00 $1,030.26 0.40% $2.04 Hypothetical 5% Annual Return...................... $1,000.00 $1,023.13 0.40% $2.03 DIMENSIONAL RETIREMENT FIXED INCOME FUND II**, *** Actual Fund Return................................. $1,000.00 $1,028.74 0.40% $1.87 Hypothetical 5% Annual Return...................... $1,000.00 $1,023.13 0.40% $2.03 5 DISCLOSURE OF FUND EXPENSES CONTINUED BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DIMENSIONAL RETIREMENT FIXED INCOME FUND III Actual Fund Return........................... $1,000.00 $1,107.99 0.40% $2.12 Hypothetical 5% Annual Return................ $1,000.00 $1,023.13 0.40% $2.03 -------- * Expenses are equal to the fund's annualized expense ratio for the period, multiplied by the average account value over the period, multiplied by the number of days in the most recent six-month period (184), then divided by the number of days in the year (366) to reflect the period. ** The Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II are a Fund of Funds. The expenses shown reflect the direct expenses of the Fund of Funds and the indirect payment of the Fund of Funds' portion of the expenses of its Master Funds (Affliliated Investment Companies). *** The Dimensional Retirement Fixed Income Fund II commenced operations on May 16, 2012. Expenses are equal to the Fund's annualized expense ratio for the period, multiplied by the average account value over the period, multiplied by the number of days since inception (169), then divided by the number of days in the year (366) to reflect the period. The "Ending Account Value" is derived from the fund's share class actual return since inception. The "Hypothetical 5% Annual Return" information reflects the 184 day period for the six months ended October 31, 2012 to allow for comparability. 6 DFA INVESTMENT DIMENSIONS GROUP INC. DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all Funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For DFA Investment Dimensions Group Inc., this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. DFA Investment Dimensions Group Inc. filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all Funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. FUND OF FUNDS AFFILIATED INVESTMENT COMPANIES ------------------------------- Dimensional Retirement Equity Fund II........... 100.0% Dimensional Retirement Fixed Income Fund II..... 100.0% FIXED INCOME PORTFOLIO DIMENSIONAL RETIREMENT FIXED INCOME FUND III Government.............................. 100.0% ----- Total................................... 100.0% 7 DIMENSIONAL RETIREMENT EQUITY FUND II SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 SHARES VALUE+ ------ -------- AFFILIATED INVESTMENT COMPANIES -- (100.0%) Investment in U.S. Large Company Portfolio of Dimensional Investment Group Inc....................... 6,184 $ 68,952 Investment in U.S. Core Equity 1 Portfolio of DFA Investment Dimensions Group Inc.................... 5,725 69,330 Investment in Large Cap International Portfolio of DFA Investment Dimensions Group Inc.................... 1,567 28,723 Investment in International Core Equity Portfolio of DFA Investment Dimensions Group Inc.................... 1,055 10,656 Investment in Emerging Markets Core Equity Portfolio of DFA Investment Dimensions Group Inc.................... 196 3,724 Investment in The Emerging Markets Series of The DFA Investment Trust Company....................... 8,339 -------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $174,312)..................................... 189,724 -------- TEMPORARY CASH INVESTMENTS -- (0.0%) BlackRock Liquidity Funds TempCash Portfolio-Institutional Shares (Cost $265)............................................ 265 265 -------- TOTAL INVESTMENTS-(100.0%) (Cost $174,577)............ $189,989 ======== Summary of the Fund's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ---------- ------- ------- -------- Affiliated Investment Companies............. $ 189,724 -- -- $189,724 Temporary Cash Investments.................. 265 -- -- 265 ---------- -- -- -------- TOTAL....................................... $ 189,989 -- -- $189,989 ========== == == ======== See accompanying Notes to Financial Statements. 8 DIMENSIONAL RETIREMENT FIXED INCOME FUND II SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 SHARES VALUE+ ------ ------ AFFILIATED INVESTMENT COMPANIES -- (90.9%) Investment in DFA Inflation-Protected Securities Portfolio of DFA Investment Dimensions Group Inc......................... 409 $5,317 Investment in DFA One-Year Fixed Income Portfolio of DFA Investment Dimensions Group Inc......................... 58 600 Investment in Dimensional Retirement Fixed Income Fund III of DFA Investment Dimensions Group Inc......................... 20 228 ------ TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $6,018)............................................ 6,145 ------ TEMPORARY CASH INVESTMENTS -- (9.1%) BlackRock Liquidity Funds TempCash Portfolio-Institutional Shares (Cost $613)................................................. 613 613 ------ TOTAL INVESTMENTS-(100.0%) (Cost $6,631)................... $6,758 ====== Summary of the Fund's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- ------- ------- -------- Affiliated Investment Companies......... $6,145 -- -- $ 6,145 Temporary Cash Investments.............. 613 -- -- 613 ------ -- -- -------- TOTAL................................... $6,758 -- -- $ 6,758 ====== == == ======== See accompanying Notes to Financial Statements. 9 DIMENSIONAL RETIREMENT FIXED INCOME FUND III SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 FACE AMOUNT VALUE+ ------ -------- (000) U.S. TREASURY OBLIGATIONS -- (100.0%) U.S. Treasury Inflation Notes 2.125%, 02/15/41.............................................. $ 77 $121,509 0.750%, 02/15/42.............................................. 320 363,233 -------- TOTAL U.S. TREASURY OBLIGATIONS.................................. 484,742 -------- TOTAL INVESTMENTS -- (100.0%) (Cost $447,660)............................................... $484,742 ======== Summary of the Fund's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) --------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------- ---------- ------- -------- U.S. Treasury Obligations.................... -- $ 484,742 -- $484,742 -- ---------- -- -------- TOTAL........................................ -- $ 484,742 -- $484,742 == ========== == ======== See accompanying Notes to Financial Statements. 10 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS, EXCEPT SHARE AND PER SHARE AMOUNTS) DIMENSIONAL DIMENSIONAL DIMENSIONAL RETIREMENT EQUITY RETIREMENT FIXED INCOME RETIREMENT FIXED INCOME FUND II FUND II FUND III ----------------- ----------------------- ----------------------- ASSETS: Investments in Affiliated Investment Companies at Value.... $ 190 $ 6 -- Investments at Value............... -- -- $ 485 Temporary Cash Investments at Value & Cost..................... -- 1 -- Cash............................... -- -- 3 Receivables: Dividends and Interest.......... -- -- 1 Fund Shares Sold................ 1 -- 1 From Advisor.................... 2 1 1 ------------ ------------ ------------ Total Assets................ 193 8 491 ------------ ------------ ------------ LIABILITIES: Payables: Accrued Expenses and Other Liabilities...................... 2 2 2 ------------ ------------ ------------ Total Liabilities........... 2 2 2 ------------ ------------ ------------ NET ASSETS......................... $ 191 $ 6 $ 489 ============ ============ ============ SHARES OUTSTANDING, $0.01 PAR VALUE (1)........................ 18,599 607 42,968 ============ ============ ============ NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE....... $ 10.24 $ 10.18 $ 11.38 ============ ============ ============ Investments in Affiliated Investment Companies at Cost..... $ 174 $ 6 $ -- ------------ ------------ ------------ Investments at Cost................ $ -- $ -- $ 448 ------------ ------------ ------------ NET ASSETS CONSIST OF: Paid-In Capital.................... $ 175 $ 6 $ 450 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)........ -- -- 2 Net Unrealized Appreciation (Depreciation)................... 16 -- 37 ------------ ------------ ------------ NET ASSETS......................... $ 191 $ 6 $ 489 ============ ============ ============ (1) NUMBER OF SHARES AUTHORIZED.... 100,000,000 100,000,000 100,000,000 ============ ============ ============ See accompanying Notes to Financial Statements. 11 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF OPERATIONS FOR THE PERIOD ENDED OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) DIMENSIONAL DIMENSIONAL DIMENSIONAL RETIREMENT RETIREMENT RETIREMENT FIXED INCOME FIXED INCOME EQUITY FUND II*(a) FUND II*(b) FUND III(a) ------------------ ------------ ------------ INVESTMENT INCOME Net Investment Income Received from Affiliated Investment Companies: Income Distributions....................................................... $ 2 -- -- Interest................................................................... -- -- -- ---- ---- ---- Total Investment Income................................................ 2 -- -- ---- ---- ---- FUND INVESTMENT INCOME Interest................................................................... -- -- $ 5 ---- ---- ---- Total Fund Investment Income........................................... -- -- 5 ---- ---- ---- FUND EXPENSES Investment Advisory Services Fees.......................................... -- -- 1 Accounting & Transfer Agent Fees........................................... 8 $ 5 16 Shareholders' Reports...................................................... 4 3 8 Audit Fees................................................................. 5 3 -- Organizational & Offering Costs............................................ 30 20 38 ---- ---- ---- Total Expenses......................................................... 47 31 63 ---- ---- ---- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)...................................................... (47) (31) (62) ---- ---- ---- Net Expenses............................................................... -- -- 1 ---- ---- ---- Net Investment Income (Loss)............................................... 2 -- 4 ---- ---- ---- REALIZED AND UNREALIZED GAIN (LOSS) Change in Unrealized Appreciation (Depreciation) of: Affiliated Investment Companies Shares................................. 16 -- 37 ---- ---- ---- NET REALIZED AND UNREALIZED GAIN (LOSS).................................... 16 -- 37 ---- ---- ---- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS............... $ 18 $ -- $ 41 ==== ==== ==== -------- * Investment Income and a portion of Realized and Unrealized Gain (Loss) were allocated from the Fund's Master Fund (Affiliated Investment Company). (a) The Fund commenced operations on March 7, 2012. (b) The Fund commenced operations on May 16, 2012. See accompanying Notes to Financial Statements. 12 DFA INVESTMENT DIMENSIONS GROUP INC. STATEMENTS OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) DIMENSIONAL DIMENSIONAL DIMENSIONAL RETIREMENT RETIREMENT RETIREMENT FIXED INCOME FIXED INCOME EQUITY FUND II FUND II FUND III ---------------- ---------------- ---------------- FOR THE PERIOD FOR THE PERIOD FOR THE PERIOD MARCH 7, 2012(a) MAY 16, 2012(a) MARCH 7, 2012(a) TO TO TO OCTOBER 31, 2012 OCTOBER 31, 2012 OCTOBER 31, 2012 ---------------- ---------------- ---------------- INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss).............................................. $ 2 -- $ 4 Change in Unrealized Appreciation (Depreciation) of: Affiliated Investment Companies Shares................................ 16 -- 37 ---- ---- ---- Net Increase (Decrease) in Net Assets Resulting from Operations....................................................... 18 -- 41 ---- ---- ---- Distributions From: Net Investment Income: Institutional Shares.................................................. (2) -- (2) ---- ---- ---- Total Distributions................................................ (2) -- (2) ---- ---- ---- Capital Share Transactions (1): Shares Issued............................................................. 226 $ 37 513 Shares Issued in Lieu of Cash Distributions............................... 2 -- 2 Shares Redeemed........................................................... (53) (31) (65) ---- ---- ---- Net Increase (Decrease) from Capital Share Transactions............ 175 6 450 ---- ---- ---- Total Increase (Decrease) in Net Assets............................ 191 6 489 NET ASSETS Beginning of Period....................................................... -- -- -- ---- ---- ---- End of Period............................................................. $191 $ 6 $489 ==== ==== ==== (1) SHARES ISSUED AND REDEEMED: Shares Issued............................................................. 24 4 49 Shares Redeemed........................................................... (5) (3) (6) ---- ---- ---- Net Increase (Decrease) from Shares Issued and Redeemed............ 19 1 43 ==== ==== ==== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)......................................................... -- -- $ 2 -------- See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 13 DFA INVESTMENT DIMENSIONS GROUP INC. FINANCIAL HIGHLIGHTS (FOR A SHARE OUTSTANDING THROUGHOUT THE PERIOD) DIMENSIONAL DIMENSIONAL DIMENSIONAL RETIREMENT RETIREMENT RETIREMENT FIXED INCOME FIXED INCOME EQUITY FUND II FUND II FUND III ---------------- ---------------- ---------------- PERIOD PERIOD PERIOD MARCH 7, 2012(a) MAY 16, 2012(a) MARCH 7, 2012(a) TO TO TO OCTOBER 31, 2012 OCTOBER 31, 2012 OCTOBER 31, 2012 ---------------- ---------------- ---------------- Net Asset Value, Beginning of Period........................ $10.00 $ 10.00 $10.00 ------ ------- ------ Income from Investment Operations Net Investment Income (Loss)(A).......................... 0.16 0.23 0.12 Net Gains (Losses) on Securities (Realized and Unrealized)............................................ 0.19 0.06 1.30 ------ ------- ------ Total from Investment Operations..................... 0.35 0.29 1.42 Less Distributions Net Investment Income.................................... (0.11) (0.11) (0.04) ------ ------- ------ Total Distributions.................................. (0.11) (0.11) (0.04) ------ ------- ------ Net Asset Value, End of Period.............................. $10.24 $ 10.18 $11.38 ====== ======= ====== Total Return................................................ 3.54%(C) 2.87%(C) 14.23%(C) ------ ------- ------ Net Assets, End of Period (thousands)....................... $ 191 $ 6 $ 489 Ratio of Expenses to Average Net Assets..................... 0.40%(B)(D)(E) 0.40%(B)(D)(E) 0.40%(B)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees).............................................. 52.27%(B)(D)(E) 447.64%(B)(D)(E) 29.65%(B)(E) Ratio of Net Investment Income to Average Net Assets........ 2.40%(B)(E) 5.07%(B)(E) 1.68%(B)(E) Portfolio Turnover Rate..................................... N/A N/A 11%(C) See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 14 DFA INVESTMENT DIMENSIONS GROUP INC. NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: DFA Investment Dimensions Group Inc. (the "Fund" or "IDG") is an open-end management investment company registered under the Investment Company Act of 1940, whose shares are generally offered to institutional investors, retirement plans and clients of registered investment advisors. The Fund consists of sixty-seven operational portfolios, three of which, Dimensional Retirement Equity Fund II, Dimensional Retirement Fixed Income Fund II and Dimensional Retirement Fixed Income Fund III (each a "Retirement Fund" and collectively, the "Retirement Funds"), are presented in this report. The remaining operational portfolios are presented in separate reports. Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II achieve their investment objectives by primarily investing in other portfolios within IDG, Dimensional Investment Group Inc. ("DIG") and The DFA Investment Trust Company ("ITC") (collectively, the "Master Funds"). The Portfolios also invest in short-term temporary cash investments. PERCENTAGE OWNERSHIP FUND OF FUNDS MASTER FUNDS AT 10/31/12 ------------- --------------------------------------------------- ----------- Dimensional Retirement Equity Fund II U.S. Large Company Portfolio (DIG) -- U.S. Core Equity 1 Portfolio (IDG) -- Large Cap International Portfolio (IDG) -- International Core Equity Portfolio (IDG) -- Emerging Markets Core Equity Portfolio (IDG) -- The Emerging Markets Series (ITC) -- Dimensional Retirement Fixed Income Fund II DFA Inflation-Protected Securities Portfolio (IDG) -- DFA One-Year Fixed Income Portfolio (IDG) -- Dimensional Retirement Fixed Income Fund III (IDG) -- Amounts designated as -- are less than 1% B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Fund in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Retirement Funds utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) 15 . Level 3 - significant unobservable inputs (including the Retirement Funds' own assumptions in determining the fair value of investments) Debt securities held by the Retirement Funds are valued on the basis of evaluated prices provided by one or more pricing services or other reasonably reliable sources including broker/dealers that typically handle the purchase and sale of such securities. Securities which are traded over-the-counter and on a stock exchange generally will be valued according to the broadest and most representative market, and it is expected that for bonds and other fixed income securities, this ordinarily will be the over-the-counter market. Securities for which quotations are not readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees (the "Board"). Most Master Fund shares held by Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II are valued at their respective daily net asset values, as these Master Funds are treated as regulated investment companies. Dimensional Retirement Equity Fund II's investment in The Emerging Markets Series, which is taxed as a partnership, reflects its proportionate interest in the net assets of the Series. These securities are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Retirement Funds' investments by each major security type is disclosed previously in the Security Valuation note. Valuation hierarchy tables have been included at the end of the Schedule of Investments. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Fund may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Retirement Funds estimate the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Expenses directly attributable to a Retirement Fund are directly charged. Common expenses of the Fund are allocated using methods approved by the Board, generally based on average net assets. 16 C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Retirement Funds and the Master Funds. For the period ended October 31, 2012, the advisory fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.30% of the Retirement Fund's average daily net assets. Pursuant to an Amended and Restated Fee Waiver and Expense Assumption Agreement (the "Fee Waiver Agreement"), the Advisor has contractually agreed to waive management fees, and in certain instances, assume certain expenses of the Retirement Funds, as described below. The Fee Waiver Agreement for the Retirement Funds will remain in effect through February 28, 2013, and shall continue in effect from year to year thereafter unless terminated by the Fund or the Advisor. With respect to Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II, the Advisor has contractually agreed to waive up to the full amount of each Portfolio's management fee of 0.30% to the extent necessary to offset the proportionate share of the management fees paid by Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II through their investment in the Master Funds (including each Portfolio's proportionate share of any management fees that a Master Fund paid through its investment in an affiliated cash management fund). In addition, under the Fee Waiver Agreement, the Advisor has also agreed to waive all or a portion of the management fee and to assume the expenses of a class of each Portfolio to the extent necessary to reduce the ordinary operating expenses (including expenses incurred through its investment in other investment companies but excluding any applicable 12b-1 fees) ("Portfolio Expenses") of such class of the Portfolio so that the Portfolio Expenses do not exceed 0.40% of the average net assets of the class of the Portfolio on an annualized basis. With respect to Dimensional Retirement Fixed Income Fund III, the Advisor has contractually agreed to waive all or a portion of its management fee and to assume the expenses of each class of Dimensional Retirement Fixed Income Fund III to the extent necessary to limit the ordinary operating expenses (not including expenses incurred through an investment in other investment companies and any applicable 12b-1 fees) ("Portfolio Expenses") of a class of Dimensional Retirement Fixed Income Fund III so that such Portfolio Expenses do not exceed 0.40% of the average net assets of a class of Dimensional Retirement Fixed Income Fund III on an annualized basis. FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Fund; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Fund. For the period ended October 31, 2012, the total related amounts paid by the Fund to the CCO were $234 (in thousands). The total related amounts paid by each of the Retirement Funds are included in Other Expenses on the Statement of Operations. D. DEFERRED COMPENSATION: At October 31, 2012, the total liability for deferred compensation to Directors/Trustees is included in Accrued Expenses and Other Liabilities on the Statement of Assets and Liabilities as follows (amounts in thousands): Dimensional Retirement Equity Fund II............................ -- Dimensional Retirement Fixed Income Fund II...................... -- Dimensional Retirement Fixed Income Fund III..................... -- 17 E. PURCHASES AND SALES OF SECURITIES: For the period ended October 31, 2012, Dimensional Retirement Equity Fund II and Dimensional Retirement Fixed Income Fund II made the following purchases and sales of Affiliated Investment Companies (amounts in thousands): DIMENSIONAL RETIREMENT EQUITY FUND II ------------------------------------------------------------ DISTRIBUTIONS BALANCE AT BALANCE AT DIVIDEND OF REALIZED 10/31/2011 10/31/2012 PURCHASES SALES INCOME GAINS AFFILIATED INVESTMENT COMPANIES ---------- ---------- --------- ----- -------- ------------- U.S. Large Company Portfolio................. -- $69 $74 $10 $ 1 -- U.S. Core Equity 1 Portfolio................. -- 69 74 10 1 -- Large Cap International Portfolio............ -- 29 31 5 1 -- International Core Equity Portfolio.......... -- 11 11 2 -- -- Emerging Markets Core Equity Portfolio....... -- 4 4 1 -- -- The Emerging Markets Series.................. -- 8 9 1 -- -- DIMENSIONAL RETIREMENT FIXED INCOME FUND II ------------------------------------------------------------ DISTRIBUTIONS BALANCE AT BALANCE AT DIVIDEND OF REALIZED 10/31/2011 10/31/2012 PURCHASES SALES INCOME GAINS AFFILIATED INVESTMENT COMPANIES ---------- ---------- --------- ----- -------- ------------- DFA Inflation-Protected Securities Portfolio...... -- $ 5 $33 $28 -- -- DFA One-Year Fixed Income Portfolio............... -- 1 3 2 -- -- Dimensional Retirement Fixed Income Fund III...... -- -- 1 1 -- -- For the period ended October 31, 2012, Dimensional Retirement Fixed Income Fund III made the following purchases and sales of investment securities, other than short-term securities (amounts in thousands): U.S. GOVERNMENT OTHER INVESTMENT SECURITIES SECURITIES --------------- --------------- PURCHASES SALES PURCHASES SALES --------- ----- --------- ----- Dimensional Retirement Fixed Income Fund III..................... $483 $38 -- -- F. FEDERAL INCOME TAXES: Each Retirement Fund has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which my differ from these amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in-capital, undistributed net investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/losses, non-deductible expenses and distribution redesignations, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): 18 INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN CAPITAL INCOME GAINS (LOSSES) --------------- -------------- -------------- Dimensional Retirement Equity Fund II.................. -- -- -- Dimensional Retirement Fixed Income Fund II............ -- -- -- Dimensional Retirement Fixed Income Fund III........... -- -- -- The tax character of dividends and distributions declared and paid during the year ended October 31, 2012 were as follows (amounts in thousands): NET INVESTMENT INCOME AND SHORT-TERM LONG-TERM CAPITAL GAINS CAPITAL GAINS TOTAL -------------- ------------- ----- Dimensional Retirement Equity Fund II 2012......................................... $ 2 -- $ 2 Dimensional Retirement Fixed Income Fund II 2012......................................... -- -- -- Dimensional Retirement Fixed Income Fund III 2012......................................... 2 -- 2 At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED NET TOTAL NET INVESTMENT DISTRIBUTABLE INCOME AND UNDISTRIBUTED EARNINGS SHORT-TERM LONG-TERM CAPITAL LOSS (ACCUMULATED CAPITAL GAINS CAPITAL GAINS CARRYFORWARD LOSSES) ------------- ------------- ------------ ------------- Dimensional Retirement Equity Fund II.................. -- -- -- -- Dimensional Retirement Fixed Income Fund II............ -- -- -- -- Dimensional Retirement Fixed Income Fund III........... $ 2 -- -- $ 2 For federal income tax purposes, the Fund measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by these Retirement Funds after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. As of October 31, 2012, Dimensional Retirement Fixed Income Fund III had capital loss carryforwards available to offset future realized capital gains (amounts in thousands): UNLIMITED TOTAL --------- ----- Dimensional Retirement Fixed Income Fund III..................... -- -- During the year ended October 31, 2012, the Retirement Funds did not utilize capital loss carryforwards. 19 At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) -------- ------------ -------------- -------------- Dimensional Retirement Equity Fund II.................. $175 $15 -- $15 Dimensional Retirement Fixed Income Fund II............ 6 -- -- -- Dimensional Retirement Fixed Income Fund III........... 448 40 $(3) 37 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Retirement Funds' tax position and has concluded that no additional provisions for income tax are required in the Retirement Funds' financial statements. The Retirement Funds are not aware of any tax positions for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. G. LINE OF CREDIT: The Fund, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Retirement Funds under this line of credit during the period ended October 31, 2012. The Fund, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Fund expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. There were no borrowings by the Retirement Funds under this line of credit during the period ended October 31, 2012. H. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Fund's organizational documents, its officers and directors are indemnified against certain liabilities arising out of the performance of their duties to the Fund. In the normal course of business, the Fund enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Fund's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Fund and/or its affiliates that have not yet occurred. However, based on experience, the Fund expects the risk of loss to be remote. 20 I. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. J. OTHER: At October 31, 2012, the following number of shareholders held the following approximate percentages of outstanding shares of the Retirement Funds. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. APPROXIMATE PERCENTAGE NUMBER OF OF OUTSTANDING SHAREHOLDERS SHARES ------------ -------------- Dimensional Retirement Equity Fund II............. 2 99% Dimensional Retirement Fixed Income Fund II....... 2 100% Dimensional Retirement Fixed Income Fund III...... 1 91% The Retirement Funds are subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed an action against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. K. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Retirement Funds and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 21 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF THE PORTFOLIOS, AS DEFINED, AND BOARD OF DIRECTORS OF DFA INVESTMENT DIMENSIONS GROUP INC.: In our opinion, the accompanying statements of assets and liabilities, including the schedules of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Dimensional Retirement Equity Fund II, Dimensional Retirement Fixed Income Fund II, and Dimensional Retirement Fixed Income Fund III (constituting portfolios within DFA Investment Dimensions Group Inc., hereafter referred to as the "Portfolios") at October 31, 2012, and the results of each of their operations, the changes in each of their net assets and the financial highlights for the periods March 7, 2012, May 16, 2012, and March 7, 2012 (commencement of operations), respectively, through October 31, 2012, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolios' management; our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at October 31, 2012 by correspondence with the custodian and the transfer agent of the investee funds, provide a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 22 THE DFA INVESTMENT TRUST COMPANY PERFORMANCE CHART DIMENSIONAL RETIREMENT EQUITY FUND I VS. MSCI ALL COUNTRY WORLD INDEX (NET DIVIDENDS) AUGUST 21, 2012-OCTOBER 31, 2012 [CHART] MSCI ALL COUNTRY DIMENSIONAL RETIREMENT WORLD INDEX END DATE EQUITY FUND I (NET DIV) --------------------------------------- ---------------------- ---------------- 8/21/2012 10000.00 10000.00 8/31/2012 9890.00 9873.34 9/30/2012 10220.00 10184.32 10/31/2012 10170.00 10116.39 FROM 08/21/2012 --------------- 1.70% Past performance is not predictive of future performance. The returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. MSCI data copyright MSCI 2012, all rights reserved. 23 THE DFA INVESTMENT TRUST COMPANY MANAGEMENT'S DISCUSSION AND ANALYSIS DIMENSIONAL RETIREMENT EQUITY FUND I PERIOD ENDED OCTOBER 31, 2012 The Dimensional Retirement Equity Fund I seeks long-term capital appreciation generally by investing in a combination of mutual funds managed by Dimensional Fund Advisors LP ("Dimensional" or the "Advisor"). As of the date of this report, the funds invested in by the Fund include U.S. Core Equity 1 Portfolio, U.S. Large Company Portfolio, International Core Equity Portfolio, Large Cap International Portfolio, Emerging Markets Core Equity Portfolio and The Emerging Markets Series (collectively, the "Underlying Funds"). The investment strategy is process driven, emphasizing broad diversification and consistent exposure in each Underlying Fund to stocks with desired asset class characteristics. As of October 31, 2012, the Underlying Funds held more than 11,000 equity securities in 44 countries. From the Fund's inception on August 21, 2012, through October 31, 2012, total returns were 1.70% for the Fund and 1.16% for the MSCI All Country World Index (net dividends). As a result of the Underlying Funds' diversified investment approach, performance was determined principally by broad structural trends in global equity markets rather than the behavior of a limited group of stocks in a particular industry or country. The Fund had greater exposure than the Index to small cap stocks and value stocks, which outperformed over the period and contributed to the Fund's relative outperformance. 24 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF FUND EXPENSES (UNAUDITED) The following Expense Tables are shown so that you can understand the impact of fees on your investment. All mutual funds have operating expenses. As a shareholder of the fund, you incur ongoing costs, which include costs for portfolio management, administrative services, and shareholder reports, among others. Operating expenses, legal and audit services, which are deducted from a fund's gross income, directly reduce the investment return of the fund. A fund's expenses are expressed as a percentage of its average net assets. This figure is known as the expense ratio. The following examples are intended to help you understand the ongoing costs, in dollars, of investing in the fund and to compare these costs with those of other mutual funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period. The Expense Tables below illustrate your fund's costs in two ways. ACTUAL FUND RETURN This section helps you to estimate the actual expenses after fee waivers that you paid over the period. The "Ending Account Value" shown is derived from the fund's actual return and "Expenses Paid During Period" reflect the dollar amount that would have been paid by an investor who started with $1,000 in the fund. You may use the information here, together with the amount you invested, to estimate the expenses that you paid over the period. To do so, simply divide your account value by $1,000 (for example, a $7,500 account value divided by $1,000 = 7.5), then multiply the result by the number given for your fund under the heading "Expenses Paid During Period." HYPOTHETICAL EXAMPLE FOR COMPARISON PURPOSES This section is intended to help you compare your fund's costs with those of other mutual funds. The hypothetical "Ending Account Value" and "Expenses Paid During Period" are derived from the fund's actual expense ratio and an assumed 5% annual return before expenses. In this case, because the return used is not the fund's actual return, the results do not apply to your investment. The example is useful in making comparisons because the SEC requires all mutual funds to calculate expenses based on a 5% annual return. You can assess your fund's costs by comparing this hypothetical example with the hypothetical examples that appear in shareholder reports of other funds. Please note that the expenses shown in the tables are meant to highlight and help you compare ongoing costs only and do not reflect any transactional costs, if applicable. The "Annualized Expense Ratio" represents the actual expenses for the six-month period indicated. SIX MONTHS ENDED OCTOBER 31, 2012 EXPENSE TABLE BEGINNING ENDING EXPENSES ACCOUNT ACCOUNT ANNUALIZED PAID VALUE VALUE EXPENSE DURING 05/01/12 10/31/12 RATIO* PERIOD* --------- --------- ---------- -------- DIMENSTIONAL RETIREMENT EQUITY FUND I** Actual Fund Return...................... $1,000.00 $1,017.00 0.60% $1.19 Hypothetical 5% Annual Return........... $1,000.00 $1,022.12 0.60% $3.05 -------- * The Dimensional Retirement Equity Fund I commenced operations on August 21, 2012. Expenses are equal to the Fund's annualized expense ratio for the period, multiplied by the average account value over the period, multiplied by the number of days since inception (72), then divided by the number of days in the year (366) to reflect the period. The "Ending Account Value" is derived from the fund's share class actual return since inception. The "Hypothetical 5% Annual Return" information reflects the 184 day period for the six months ended October 31, 2012 to allow for comparability. 25 DISCLOSURE OF FUND EXPENSES CONTINUED ** The Dimensional Retirement Equity Fund I is a Fund of Funds. The expenses shown reflect the direct expenses of the Fund of Funds and the indirect payment of the Fund of Funds' portion of the expenses of its Master Funds (Affliliated Investment Companies). 26 THE DFA INVESTMENT TRUST COMPANY DISCLOSURE OF PORTFOLIO HOLDINGS (UNAUDITED) The SEC requires that all funds file a complete Schedule of Investments with the SEC for their first and third fiscal quarters on Form N-Q. For The DFA Investment Trust Company, this would be for the fiscal quarters ending January 31 and July 31. The Form N-Q filing must be made within 60 days of the end of the quarter. The DFA Investment Trust Company filed its most recent Form N-Q with the SEC on September 28, 2012. It is available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). SEC regulations permit a fund to include in its reports to shareholders a "Summary Schedule of Portfolio Holdings" in lieu of a full Schedule of Investments. The Summary Schedule of Portfolio Holdings reports the fund's 50 largest holdings in unaffiliated issuers and any investments that exceed one percent of the fund's net assets at the end of the reporting period. The amendments also require that the Summary Schedule of Portfolio Holdings identify each category of investments that are held. The fund is required to file a complete Schedule of Investments with the SEC on Form N-CSR within ten days after mailing the annual and semi-annual reports to shareholders. It will be available upon request, without charge, by calling collect: (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, or by visiting the SEC's website at http://www.sec.gov, or they may be reviewed and copied at the SEC's Public Reference Room in Washington, D.C. (call 1-800-732-0330 for information on the operation of the Public Reference Room). PORTFOLIO HOLDINGS The SEC requires that all funds present their categories of portfolio holdings in a table, chart or graph format in their annual and semi-annual shareholder reports, whether or not a Schedule of Investments is utilized. The following table, which presents portfolio holdings as a percent of total investments before short-term investments and collateral for loaned securities, is provided in compliance with such requirement. The categories shown below represent broad industry sectors. Each industry sector consists of one or more specific industry classifications. DOMESTIC EQUITY PORTFOLIO AFFILIATED INVESTMENT COMPANIES ------------------------------- Dimensional Retirement Equity Fund I.............. 100.0% 27 DIMENSIONAL RETIREMENT EQUITY FUND I SCHEDULE OF INVESTMENTS OCTOBER 31, 2012 SHARES VALUE+ ------ ---------- AFFILIATED INVESTMENT COMPANIES -- (100.0%) Investment in U.S. Large Company Portfolio of Dimensional Investment Group Inc....................... 72,650 $ 810,048 Investment in U.S. Core Equity 1 Portfolio of DFA Investment Dimensions Group Inc.................... 67,233 814,192 Investment in Large Cap International Portfolio of DFA Investment Dimensions Group Inc.................... 55,674 1,020,504 Investment in International Core Equity Portfolio of DFA Investment Dimensions Group Inc.................... 37,459 378,336 Investment in Emerging Markets Core Equity Portfolio of DFA Investment Dimensions Group Inc.................... 6,985 132,715 Investment in The Emerging Markets Series of The DFA Investment Trust Company....................... 295,974 ---------- TOTAL INVESTMENTS IN AFFILIATED INVESTMENT COMPANIES (Cost $3,401,905)................................... 3,451,769 ---------- TEMPORARY CASH INVESTMENTS -- (0.0%) BlackRock Liquidity Funds TempCash Portfolio--Institutional Shares (Cost $1,514).......................................... 1,514 1,514 ---------- TOTAL INVESTMENTS--(100.0%) (Cost $3,403,419)......... $3,453,283 ========== Summary of the Fund's investments as of October 31, 2012, based on their valuation inputs, is as follows (See Security Valuation Note): INVESTMENT IN SECURITIES (MARKET VALUE) ----------------------------------------- LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ---------- --------- --------- ---------- Affiliated Investment Companies........ $3,451,769 -- -- $3,451,769 Temporary Cash Investments............. 1,514 -- -- 1,514 ---------- -- -- ---------- TOTAL.................................. $3,453,283 -- -- $3,453,283 ========== == == ========== See accompanying Notes to Financial Statements. 28 THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL RETIREMENT EQUITY FUND I STATEMENT OF ASSETS AND LIABILITIES OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) ASSETS: Investments in Affiliated Investment Companies at Value.................... $ 3,452 Temporary Cash Investments at Value & Cost................................. 2 Receivables: Fund Shares Sold........................................................ 23 From Advisor............................................................ 2 -------- Total Assets........................................................ 3,479 -------- LIABILITIES: Payables: Fund Shares Redeemed.................................................... 77 Accrued Expenses and Other Liabilities..................................... 2 -------- Total Liabilities................................................... 79 -------- NET ASSETS................................................................. $ 3,400 ======== SHARES OUTSTANDING, $0.01 PAR VALUE........................................ 334,352 ======== NET ASSET VALUE, OFFERING AND REDEMPTION PRICE PER SHARE................... $ 10.17 ======== Investments in Affiliated Investment Companies at Cost..................... $ 3,402 -------- NET ASSETS CONSIST OF: Paid-In Capital............................................................ $ 3,341 Undistributed Net Investment Income (Distributions in Excess of Net Investment Income)....................................................... 14 Accumulated Net Realized Gain (Loss)....................................... (5) Net Unrealized Appreciation (Depreciation)................................. 50 -------- NET ASSETS................................................................. $ 3,400 ======== See accompanying Notes to Financial Statements. 29 THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL RETIREMENT EQUITY FUND I STATEMENT OF OPERATIONS FOR THE PERIOD AUGUST 21, 2012(a) TO OCTOBER 31, 2012 (AMOUNTS IN THOUSANDS) INVESTMENT INCOME Net Investment Income Received from Affiliated Investment Companies: Dividends............................................................... $ 1 Income Distributions.................................................... 15 --- Total Investment Income............................................. 16 --- EXPENSES Investment Advisory Services Fees....................................... 3 Accounting & Transfer Agent Fees........................................ 2 Shareholders' Reports................................................... 1 Audit Fees.............................................................. 3 --- Total Expenses...................................................... 9 --- Fees Waived, Expenses Reimbursed, and/or Previously Waived Fees Recovered by Advisor (Note C)......................................... (7) --- Net Expenses............................................................ 2 --- NET INVESTMENT INCOME (LOSS)............................................ 14 --- REALIZED AND UNREALIZED GAIN (LOSS) Net Realized Gain (Loss) on: Affiliated Investment Companies Shares.............................. (5) Change in Unrealized Appreciation (Depreciation) of: Affiliated Investment Companies Shares.............................. 50 --- NET REALIZED AND UNREALIZED GAIN (LOSS)................................. 45 --- NET INCREASE (DECREASE) IN NET ASSETS RESULTING FROM OPERATIONS............ $59 === -------- See page 1 for the Definitions of Abbreviations and Footnotes. (a) The Fund commenced operations on August 21, 2012. See accompanying Notes to Financial Statements. 30 THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL RETIREMENT EQUITY FUND I STATEMENT OF CHANGES IN NET ASSETS (AMOUNTS IN THOUSANDS) FOR THE PERIOD AUGUST 21, 2012(a) TO OCTOBER 31, 2012 ------------------ INCREASE (DECREASE) IN NET ASSETS Operations: Net Investment Income (Loss).......................................... $ 14 Net Realized Gain (Loss) on: Affiliated Investment Companies Shares............................ (5) Change in Unrealized Appreciation (Depreciation) of: Affiliated Investment Companies Shares............................ 50 ------ Net Increase (Decrease) in Net Assets Resulting from Operations................................................... 59 ------ Capital Share Transactions: Shares Issued......................................................... 3,665 Shares Redeemed....................................................... (324) ------ Net Increase (Decrease) from Capital Share Transactions........ 3,341 ------ Total Increase (Decrease) in Net Assets........................ 3,400 NET ASSETS Beginning of Period................................................... -- ------ End of Period......................................................... $3,400 ====== (1) SHARES ISSUED AND REDEEMED: Shares Issued......................................................... 366 Shares Redeemed....................................................... (32) ------ Net Increase (Decrease) from Shares Issued and Redeemed........ 334 ====== UNDISTRIBUTED NET INVESTMENT INCOME (DISTRIBUTIONS IN EXCESS OF NET INVESTMENT INCOME)................................................. $ 14 -------- See page 1 for the Definitions of Abbreviations and Footnotes. See accompanying Notes to Financial Statements. 31 THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL RETIREMENT EQUITY FUND I FINANCIAL HIGHLIGHTS PERIOD AUGUST 21, 2012(a) TO OCTOBER 31, 2012 ------------------ Net Asset Value, Beginning of Period............................. $10.00 ------ Income from Investment Operations Net Investment Income (Loss)(A)............................... 0.04 Net Gains (Losses) on Securities (Realized and Unrealized).... 0.13 ------ Total from Investment Operations.......................... 0.17 ------ Net Asset Value, End of Period................................... $10.17 ====== Total Return..................................................... 1.70%(C) ------ Net Assets, End of Period (thousands)............................ $3,400 Ratio of Expenses to Average Net Assets.......................... 0.60%(B)(D)(E) Ratio of Expenses to Average Net Assets (Excluding Waivers and Assumption of Expenses and/or Recovery of Previously Waived Fees).......................................................... 1.56%(B)(D)(E) Ratio of Net Investment Income to Average Net Assets............. 2.01%(B)(E) Portfolio Turnover Rate.......................................... N/A See page 1 for the Definitions of Abbreviations and Footnotes. 32 THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL RETIREMENT EQUITY FUND I NOTES TO FINANCIAL STATEMENTS A. ORGANIZATION: The DFA Investment Trust Company (the "Trust" or "ITC") is an open-end management investment company registered under the Investment Company Act of 1940. The Trust consists of twelve operational portfolios, one of which, Dimensional Retirement Equity Fund I (the "Fund"), is presented in this section of the report. The remaining operational portfolios are presented in separate reports. The Fund achieves its investment objective by primarily investing in other portfolios within DFA Investment Dimensions Group Inc. ("IDG"), Dimensional Investment Group Inc. ("DIG") and ITC (collectively, the "Master Funds"). The Fund also invests in short-term temporary cash investments. PERCENTAGE OF OWNERSHIP AT OCTOBER 31, 2012 ------------------------------------ MASTER FUNDS DIMENSIONAL RETIREMENT EQUITY FUND I ------------ ------------------------------------ U.S. Large Company Portfolio (DIG) -- U.S. Core Equity 1 Portfolio (IDG) -- Large Cap International Portfolio (IDG) -- International Core Equity Portfolio (IDG) -- Emerging Markets Core Equity Portfolio (IDG) -- The Emerging Markets Series (ITC) -- Amounts designated as -- are less than 1% B. SIGNIFICANT ACCOUNTING POLICIES: The following significant accounting policies are in conformity with accounting principles generally accepted in the United States of America. Such policies are consistently followed by the Trust in preparation of its financial statements. The preparation of financial statements in accordance with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the fair value of investments, the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could differ from those estimates and those differences could be material. 1. Security Valuation: The Fund utilize a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels described below: . Level 1 - inputs are quoted prices in active markets for identical securities (including equity securities, open-end investment companies, futures contracts) . Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) . Level 3 - significant unobservable inputs (including the Series' own assumptions in determining the fair value of investments) Securities held by the Fund, including over-the-counter securities, are valued at the last quoted sale price at the close of the exchanges on which they are principally traded (official closing price). Securities held by the Fund that are listed on Nasdaq are valued at the Nasdaq Official Closing Price ("NOCP"). If there is no last reported sale price or NOCP for the day, the Fund values the securities at the mean of the most recent quoted bid and asked prices which approximate fair value. Price information on listed securities is taken from the exchange where the security 33 is primarily traded. Generally, securities issued by open-end investment companies are valued using their respective net asset values or public offering prices, as appropriate, for purchase orders placed at the close of the New York Stock Exchange (NYSE). These securities are generally categorized as Level 1 in the hierarchy. Securities for which no market quotations are readily available (including restricted securities), or for which market quotations have become unreliable, are valued in good faith at fair value in accordance with procedures adopted by the Board of Directors/Trustees (the "Board"). Fair value pricing may also be used if events that have a significant effect on the value of an investment (as determined in the discretion of the Investment Committee of Dimensional Fund Advisors LP) occur before the net asset value is calculated. When fair value pricing is used, the prices of securities used by the Fund may differ from the quoted or published prices for the same securities on their primary markets or exchanges. Most Master Fund shares held by the Fund are valued at their respective daily net asset values, as these Master Funds are treated as regulated investment companies. The Fund's investment in The Emerging Markets Series, which is taxed as a partnership, reflects its proportionate interest in the net assets of the Series. These securities are generally categorized as Level 1 in the hierarchy. A summary of the inputs used to value the Fund's investments by each major security type, industry and/or country is disclosed previously in the Security Valuation note. A valuation hierarchy table has been included at the end of the Summary Schedule of Portfolio Holdings. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The Fund had no material transfers between Level 1 and Level 2 during the year ended October 31, 2012. 2. Deferred Compensation Plan: Each eligible Director/Trustee of the Trust may elect participation in The Fee Deferral Plan for Independent Directors and Trustees (the "Plan"). Under the Plan, effective January 1, 2002, such Directors/Trustees may defer payment of all or a portion of their total fees earned as a Director/Trustee. These deferred amounts may be treated as though such amounts had been invested in shares of the following funds: U.S. Large Cap Value Portfolio; U.S. Core Equity 1 Portfolio; U.S. Core Equity 2 Portfolio; U.S. Vector Equity Portfolio; U.S. Micro Cap Portfolio; DFA International Value Portfolio; International Core Equity Portfolio; Emerging Markets Portfolio; Emerging Markets Core Equity Portfolio; and/or DFA Two-Year Global Fixed Income Portfolio. Contributions made under the Plan and the change in unrealized appreciation (depreciation) and income are included in Directors'/Trustees' Fees & Expenses. At October 31, 2012, there was no total liability for deferred compensation to Trustees. Each Director/Trustee has the option to receive their distribution of proceeds in one of the following methods: lump sum; annual installments over a period of agreed upon years; or quarterly installments over a period of agreed upon years. Each Director/Trustee shall have the right in a notice of election (the "Notice") to defer the receipt of the Director's/Trustee's deferred compensation until a date specified by such Director/Trustee in the Notice, which date may not be sooner than the earlier of: (i) the first business day of January following the year in which such Director/Trustee ceases to be a member of the Board; and (ii) five years following the effective date of the Director's/Trustee's first deferral election. If a Director/Trustee who elects to defer fees fails to designate in the Notice a time or date as of which payment of the Director's/Trustee's deferred fee account shall commence, payment of such amount shall commence as of the first business day of January following the year in which the Director/Trustee ceases to be a member of the Board (unless the Director/Trustee files an amended Notice selecting a different distribution date). As of October 31, 2012, none of the Directors/Trustees have requested or received a distribution of proceeds of a deferred fee account. 3. Other: Security transactions are accounted for as of the trade date. Costs used in determining realized gains and losses on the sale of investment securities are on the basis of identified cost. Dividend income and distributions to shareholders are recorded on the ex-dividend date. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments or as a realized gain, respectively. The Fund estimates the character of distributions received that may be considered return of capital distributions. Interest income is recorded on the accrual basis. Discount and premium on debt securities purchased are amortized over the lives of the respective securities utilizing the effective interest method. Expenses directly attributable to the 34 Fund are directly charged. Common expenses of the Trust are allocated using methods approved by the Board, generally based on average net assets. C. INVESTMENT ADVISOR: The Advisor, Dimensional Fund Advisors LP, provides investment advisory services to the Fund. For the period ended October 31, 2012, advisory fees were accrued daily and paid monthly to the Advisor based on an effective annual rate of 0.45% of average daily net assets of the Fund. With respect to the Fund, pursuant to a Fee Waiver and Expense Assumption Agreement, the Advisor has contractually agreed to waive up to the full amount of the management fee of 0.45% to the extent necessary to offset the proportionate share of the management fees paid by the Fund through its investment in other funds managed by the Advisor (the "Underlying Funds"). In addition, under the Fee Waiver Agreement, the Advisor has also agreed to waive all or a portion of the management fee and to assume the expenses of the Fund to the extent necessary to reduce the ordinary operating expenses (including expenses incurred through its investment in other investment companies) ("Fund Expenses") so that such Fund Expenses do not exceed 0.60% of the average net assets of the Fund on an annualized basis. The Fee Waiver and Expense Assumption Agreement for the Fund will remain in effect through February 28, 2013, and may not be terminated by the Advisor prior to that date. FEES PAID TO OFFICERS AND DIRECTORS/TRUSTEES: Certain Officers and Directors/Trustees of the Advisor are also Officers and Directors/Trustees of the Trust; however, such Officers and Directors/Trustees (with the exception of the Chief Compliance Officer ("CCO")) receive no compensation from the Trust. For the period ended October 31, 2012, the total related amounts paid to the CCO by the Trust were $82 (in thousands). The total related amount paid by the Fund is included in Other Expenses on the Statement of Operations. D. PURCHASES AND SALES OF SECURITIES: For the period ended October 31, 2012, the Fund made the following purchases and sales of Affiliated Investment Companies (amounts in thousands): DIMENSIONAL RETIREMENT EQUITY FUND I ---------------------------------------------------------------------- BALANCE AT BALANCE AT DISTRIBUTIONS OF 10/31/2011 10/31/2012 PURCHASES SALES DIVIDEND INCOME REALIZED GAINS AFFILIATED INVESTMENT COMPANIES ---------- ---------- --------- ----- --------------- ---------------- U.S. Large Company Portfolio............ -- $ 810 $ 868 $57 $ 4 -- U.S. Core Equity 1 Portfolio............ -- 814 867 58 4 -- Large Cap International Portfolio....... -- 1,021 1,072 73 4 -- International Core Equity Portfolio..... -- 378 396 28 2 -- Emerging Markets Core Equity Portfolio............................... -- 133 140 10 1 -- The Emerging Markets Series............. -- 296 309 22 -- -- There were no purchases or sales of long-term U.S. government securities. E. FEDERAL INCOME TAXES: The Fund has qualified and intends to continue to qualify as a regulated investment company under Subchapter M of the Internal Revenue Code for federal income tax purposes and to distribute substantially all of its taxable income and net capital gains to its shareholders. Accordingly, no provision has been made for federal income taxes. Distributions from net investment income and net realized capital gains are determined in accordance with U.S. federal income tax regulations, which my differ from these amounts determined under accounting principles generally accepted in the United States of America. These book/tax differences are either temporary or permanent in nature. To the extent these differences are permanent, they are charged or credited to paid-in-capital, undistributed net 35 investment income or accumulated net realized gains, as appropriate, in the period that the differences arise. Accordingly, the following permanent differences as of October 31, 2012, primarily attributable to net foreign currency gains/losses, non-deductible expenses and distribution redesignations, were reclassified to the following accounts. These reclassifications had no effect on net assets or net asset value per share (amounts in thousands): INCREASE INCREASE (DECREASE) (DECREASE) INCREASE UNDISTRIBUTED ACCUMULATED (DECREASE) NET INVESTMENT NET REALIZED PAID-IN-CAPITAL INCOME GAINS (LOSSES) ------------------------ ------------------------ ------------------------ -- -- -- The Fund commenced operations on August 21, 2012 and did not pay any distributions for the year ended October 31, 2012. At October 31, 2012, the components of distributable earnings (accumulated losses) were as follows (amounts in thousands): UNDISTRIBUTED TOTAL NET NET INVESTMENT DISTRIBUTABLE INCOME AND EARNINGS SHORT-TERM CAPITAL LOSS (ACCUMULATED CAPITAL GAINS CARRYFORWARD LOSSES) ------------------------ ------------------------ ------------------------ $13 $(4) $9 For federal income tax purposes, the Trust measures its capital loss carryforwards annually at October 31, its fiscal year end. Capital loss carryforwards may be carried forward and applied against future capital gains. Under the Regulated Investment Company Modernization Act of 2010, capital losses incurred by the Fund after October 31, 2011 will not be subject to expiration and will retain their character as either short-term or long-term capital losses. As of October 31, 2012, the Fund had capital loss carryforwards available to offset future realized capital gains through the indicated expiration dates (amounts in thousands): UNLIMITED TOTAL --------- ----- Dimensional Retirement Equity Fund I.............. $4 $4 During the year ended October 31, 2012, the Fund did not utilize capital loss carryforwards. At October 31, 2012, the total cost and aggregate gross unrealized appreciation and (depreciation) of securities for federal income tax purposes were different from amounts reported for financial reporting purposes (amounts in thousands): NET UNREALIZED FEDERAL UNREALIZED UNREALIZED APPRECIATION TAX COST APPRECIATION (DEPRECIATION) (DEPRECIATION) ------------------------ ------------------------ ------------------------ ------------------------ $3,404 $35 $15 $50 The difference between book basis and tax-basis unrealized appreciation (depreciation) is primarily attributable to the tax deferral of losses on wash sales. Accounting for Uncertainty in Income Taxes sets forth a minimum threshold for financial statement recognition of the benefit of a tax position taken or expected to be taken on a tax return. Management has analyzed the Fund's tax position and has concluded that no additional provision for income tax is required in the Fund's financial statements. The Fund is not aware of any tax position for which it is more likely than not that the total amounts of unrecognized tax benefits will significantly change in the next twelve months. 36 F. LINE OF CREDIT: The Trust, together with other Dimensional-advised portfolios, has entered into a $250 million unsecured discretionary line of credit effective June 22, 2011 with its domestic custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $250 million, as long as total borrowings under the line of credit do not exceed $250 million in the aggregate. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. There is no commitment fee on the unused portion of the line of credit. The agreement for the discretionary line of credit may be terminated by either party at any time. The line of credit is scheduled to expire on July 6, 2013. There were no borrowings by the Fund under this line of credit during the year ended October 31, 2012. The Trust, together with other Dimensional-advised portfolios, has also entered into an additional $500 million unsecured line of credit effective January 13, 2012 with its international custodian bank. Each portfolio is permitted to borrow, subject to its investment limitations, up to a maximum of $500 million, as long as total borrowings under the line of credit do not exceed $500 million in the aggregate. Each portfolio is individually, and not jointly, liable for its particular advances under the line of credit. Borrowings under the line of credit are charged interest at rates agreed upon by the parties at the time of borrowing. There is no commitment fee on the unused portion of the line of credit. The agreement for the line of credit expires on January 11, 2013. The Trust expects to enter into a new line of credit with substantially the same terms as its existing line of credit prior to its expiration. For the period ended October 31, 2012, borrowings by the Fund under this line of credit were as follows (amounts in thousands, except percentages and days): WEIGHTED WEIGHTED NUMBER OF INTEREST MAXIMUM AMOUNT AVERAGE AVERAGE DAYS EXPENSE BORROWED DURING INTEREST RATE LOAN BALANCE OUTSTANDING* INCURRED THE PERIOD ------------------------ ------------------------ ------------------------ ------------------------ ------------------------ 0.90% $241 1 -- $241 *Number of Days Outstanding represents the total of a single or consecutive days during the year ended October 31, 2012 that the Fund's available line of credit was utilized. There were no outstanding borrowings by the Fund under this line of credit as of October 31, 2012. G. INDEMNITEES; CONTRACTUAL OBLIGATIONS: Under the Trust's organizational documents, its officers and trustees are indemnified against certain liabilities arising out of the performance of their duties to the Trust. In the normal course of business, the Trust enters into contracts that contain a variety of representations and warranties which provide general indemnification. The Trust's maximum exposure under these arrangements is unknown as this would involve future claims that may be made against the Trust and/or its affiliates that have not yet occurred. However, based on experience, the Trust expects the risk of loss to be remote. H. RECENTLY ISSUED ACCOUNTING STANDARDS: In December 2011, the Financial Accounting Standards Board issued Accounting Standards Update ("ASU") No. 2011-11 "Disclosures about Offsetting Assets and Liabilities" requiring disclosure of both gross and net information related to offsetting and related arrangements enabling users of its financial statements to understand the effect of those arrangements on the entity's financial position. The objective of this disclosure is to facilitate comparison between those entities that prepare their financial statements on the basis of U.S. Generally Accepted Accounting Principles and those entities that prepare their financial statements on the basis of International Financial Reporting Standards. ASU No. 2011-11 is effective for interim and annual periods beginning on or after January 1, 2013. Management is evaluating any impact ASU No. 2011-11 may have on the financial statements. 37 I. OTHER At October 31, 2012, one shareholder held 100% of the outstanding shares of the Fund. One or more of the shareholders may be omnibus accounts, which typically hold shares for the benefit of several other underlying investors. The Fund is subject to claims and suits that arise from time to time in the ordinary course of business (for example, in The Tribune Company Bankruptcy, certain creditors have filed actions against all shareholders of The Tribune Company who tendered shares when the Tribune Company went private in 2007 in a leveraged buy-out transaction, seeking the return of proceeds received by the shareholders). Although management currently believes that resolving claims against us, individually or in aggregate, will not have a material adverse impact on our financial position, our results of operations, or our cash flows, these matters are subject to inherent uncertainties and management's view of these matters may change in the future. J. SUBSEQUENT EVENT EVALUATIONS: Management has evaluated the impact of all subsequent events on the Fund and has determined that there are no subsequent events requiring recognition or disclosure in the financial statements. 38 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO THE SHAREHOLDERS OF DIMENSIONAL RETIREMENT EQUITY FUND I AND BOARD OF TRUSTEES OF THE DFA INVESTMENT TRUST COMPANY: In our opinion, the accompanying statement of assets and liabilities, including the schedule of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of Dimensional Retirement Equity Fund I (the "Portfolio") at October 31, 2012, and the results of its operations, the changes in its net assets and the financial highlights for the period August 21, 2012 (commencement of operations) through October 31, 2012, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as "financial statements") are the responsibility of the Portfolio's management; our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audit, which included confirmation of securities at October 31, 2012 by correspondence with the custodian and the transfer agent of the investee funds, provides a reasonable basis for our opinion. PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 21, 2012 39 FUND MANAGEMENT (UNAUDITED) TRUSTEES/DIRECTORS Each Board of Trustees/Directors (each, the "Board" and collectively, the "Boards") of The DFA Investment Trust Company ("DFAITC"), DFA Investment Dimensions Group Inc. ("DFAIDG"), Dimensional Investment Group Inc. ("DIG") and Dimensional Emerging Markets Value Fund ("DEM") (each, the "Fund" and collectively, the "Funds") is responsible for establishing the Funds' policies and for overseeing the management of the Funds. The Trustees/Directors of the Funds, including all of the disinterested Trustees/Directors, have adopted written procedures to monitor potential conflicts of interest that might develop between portfolios of the Funds (the "Feeder Portfolios") that invest in certain series of DFAITC or DEM (the "Master Funds"). Each Board has four standing committees, an Audit Committee, a Nominating Committee, a Portfolio Performance and Service Review Committee (the "Performance Committee") and an Independent Review Committee (the "Review Committee"). The Audit Committee is comprised of George M. Constantinides, Roger G. Ibbotson and Abbie J. Smith. Each member of the Audit Committee is a disinterested Trustee/Director. The Audit Committee oversees the Fund's accounting and financial reporting policies and practices, the Fund's internal controls, the Fund's financial statements and the independent audits thereof and performs other oversight functions as requested by the Board. The Audit Committee recommends the appointment of each Fund's independent registered certified public accounting firm and also acts as a liaison between the Fund's independent registered certified public accounting firm and the full Board. There were two Audit Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Nominating Committee is comprised of George M. Constantinides, John P. Gould, Roger G. Ibbotson, Myron S. Scholes, Edward P. Lazear and Abbie J. Smith. Each member of the Nominating Committee is a disinterested Trustee/Director. The Nominating Committee for each Board makes recommendations for nominations of disinterested and interested members on the Board to the full Board. The Nominating Committee evaluates a candidate's qualification for Board membership and the independence of such candidate from the Advisor and other principal service providers. The Nominating Committee did not meet during the fiscal year ended October 31, 2012. Each Board's Performance Committee is comprised of George M. Constantinides, Roger G. Ibbotson, Abbie J. Smith, Edward P. Lazear, John P. Gould and Myron S. Scholes. Each member of the Performance Committee is a disinterested Trustee/Director. The Performance Committee regularly reviews and monitors the investment performance of the Fund's series and reviews the performance of the Fund's service providers. There were seven Performance Committee meetings held during the fiscal year ended October 31, 2012. Each Board's Review Committee consists of both interested and disinterested Trustees/Directors. The Review Committee is comprised of John P. Gould, Edward P. Lazear, Myron S. Scholes and Eduardo A. Repetto. The Review Committee assists the Board in carrying out its fiduciary duties with respect to the oversight of the Fund and its performance. At the request of the Board or the Advisor, the Review Committee may (i) review the design of possible new series of the Fund, (ii) review performance of existing portfolios of the Fund and discuss and recommend possible enhancements to the portfolios' investment strategies, (iii) review proposals by the Advisor to modify or enhance the investment strategies or policies of each portfolio, and (iv) consider issues relating to investment services for each portfolio of the Fund. The Review Committee was formed on December 17, 2010, and there were two Review Committee meetings held during the fiscal year ended October 31, 2012. Certain biographical information for each disinterested Trustee/Director and each interested Trustee/Director of the Funds is set forth in the tables below, including a description of each Trustee/Director's experience as a Trustee/ Director of the Funds and as a director or trustee of other funds, as well as other recent professional experience. The statements of additional information (together, "SAI") of the Funds include additional information about each Trustee/Director. You may obtain copies of the SAI and prospectus of each Fund advised by Dimensional Fund Advisors LP by calling collect (512) 306-7400 or by mailing a request to Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746. Prospectuses are also available at www.dimensional.com. 40 NAME, POSITION PORTFOLIOS WITHIN THE WITH THE FUND, TERM OF OFFICE/1/ AND DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE LENGTH OF SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ---------------------------- ------------------- --------------------- --------------------------------------------------- DISINTERESTED TRUSTEES/DIRECTORS ------------------------------------------------------------------------------------------------------------------------------ George M. Constantinides Since Inception 100 portfolios in 4 Leo Melamed Professor of Finance, The University Director of DFAIDG and DIG. investment companies of Chicago Booth School of Business. Trustee of DFAITC and DEM. The University of Chicago Booth School of Business 5807 S. Woodlawn Avenue Chicago, IL 60637 Age: 64 John P. Gould Director of Since Inception 100 portfolios in 4 Steven G. Rothmeier Distinguished Service DFAIDG and DIG. investment companies Professor of Economics, The University of Trustee of DFAITC and DEM. Chicago Booth School of Business (since 1965). The University of Chicago Member and Chair, Competitive Markets Advisory Booth School of Business Committee, Chicago Mercantile Exchange (futures 5807 S. Woodlawn trading exchange) (since 2004). Formerly, Director Avenue of UNext, Inc. (1999-2006). Trustee, Harbor Fund Chicago, IL 60637 (registered investment company) (30 Portfolios) Age: 73 (since 1994). Formerly, Member of the Board of Milwaukee Mutal Insurance Company (1997- 2010). Roger G. Ibbotson Since Inception 100 portfolios in 4 Professor in Practice of Finance, Yale School of Director of DFAIDG and DIG. investment companies Management (since 1984). Chairman, CIO and Trustee of DFAITC and DEM. Partner, Zebra Capital Management, LLC (hedge Yale School of fund manager) (since 2001). Consultant to Management P.O. Box Morningstar, Inc. (since 2006). Formerly, 208200 New Haven, CT Chairman, Ibbotson Associates, Inc., Chicago, IL 06520-8200 (software data publishing and consulting) (1977- Age: 68 2006). Formerly, Director, BIRR Portfolio Analysis, Inc. (software products) (1990-2010). 41 NAME, POSITION PORTFOLIOS WITHIN THE WITH THE FUND, TERM OF OFFICE/1 /AND DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE LENGTH OF SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ---------------------------- ------------------- --------------------- ---------------------------------------------------- Edward P. Lazear Director Since 2010 100 portfolios in 4 Morris Arnold Cox Senior Fellow, Hoover of DFAIDG and DIG. investment companies Institution (since 2002). Jack Steele Parker Trustee of DFAITC and DEM. Professor of Human Resources Management and Stanford University Economics, Graduate School of Business, Stanford Graduate School of University (since 1995). Cornerstone Research Business 518 Memorial (expert testimony and economic and financial Way Stanford, CA 94305-5015 analysis) (since 2009). Formerly, Chairman of the Age: 64 President George W. Bush's Council of Economic Advisers (2006-2009). Formerly, Council of Economic Advisors, State of California (2005- 2006). Formerly, Commissioner, White House Panel on Tax Reform (2005). Myron S. Scholes Director Since Inception 100 portfolios in 4 Frank E. Buck Professor Emeritus of Finance, of DFAIDG and DIG. investment companies Stanford University (since 1981). Formerly, Trustee of DFAITC and DEM. Chairman, Platinum Grove Asset Management, c/o Dimensional Fund L.P. (hedge fund) (formerly, Oak Hill Platinum Advisors, LP 6300 Bee Partners) (1999-2009). Formerly, Managing Cave Road Building 1 Partner, Oak Hill Capital Management (private Austin, TX 78746 equity firm) (until 2004). Director, American Age: 70 Century Fund Complex (registered investment companies) (40 Portfolios) (since 1980). Formerly, Director, Chicago Mercantile Exchange (2001- 2008). Abbie J. Smith Director of Since 2000 100 portfolios in 4 Boris and Irene Stern Distinguished Service DFAIDG and DIG. investment companies Professor of Accounting, The University of Trustee of DFAITC and DEM. Chicago Booth School of Business (since 1980). The University of Chicago Co-Director Investment Research, Fundamental Booth School of Business Investment Advisors (hedge fund) (since 2008). 5807 S. Woodlawn Director, HNI Corporation (formerly known as Avenue Chicago, IL 60637 HON Industries Inc.) (office furniture) (since Age: 58 2000). Director, Ryder System Inc. (transportation, logistics and supply-chain management) (since 2003). Trustee, UBS Funds (4 investment companies within the fund complex) (52 portfolios) (since 2009). 42 NAME, POSITION PORTFOLIOS WITHIN THE WITH THE FUND, TERM OF OFFICE/1 /AND DFA FUND COMPLEX/2/ PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS AND ADDRESS AND AGE LENGTH OF SERVICE OVERSEEN OTHER DIRECTORSHIPS OF PUBLIC COMPANIES HELD ----------------------------- ------------------- --------------------- -------------------------------------------------- INTERESTED TRUSTEES/DIRECTORS* ------------------------------------------------------------------------------------------------------------------------------ David G. Booth Since Inception 100 portfolios in 4 Chairman, Director/Trustee, President, and Co- Chairman, Director, investment companies Chief Executive Officer (since January 2010) of Co-Chief Executive Dimensional Holdings Inc., Dimensional Fund Officer and Advisors LP, DFA Securities LLC, Dimensional President of DFAIDG Emerging Markets Value Fund, DFAIDG, and DIG. Chairman, Dimensional Investment Group Inc. and The DFA Trustee, Co-Chief Investment Trust Company. Director of Executive Officer and Dimensional Fund Advisors Ltd., Dimensional President of DFAITC and DEM. Funds PLC, Dimensional Funds II PLC, DFA 6300 Bee Cave Road, Australia Limited, Dimensional Cayman Building One Commodity Fund I Ltd., Dimensional Japan Ltd. Austin, Texas 78746 and Dimensional Advisors Ltd. Chairman, Age: 65 Director and Co-Chief Executive Officer of Dimensional Fund Advisors Canada ULC. President, Dimensional SmartNest (US) LLC. Limited Partner, Oak Hill Partners (since 2001) and VSC Investors, LLC (since 2007). Trustee, The University of Chicago. Trustee, University of Kansas Endowment Association. Formerly, Chief Executive Officer (until 2010) and Chief Investment Officer (2003-2007) of Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Holdings Inc. Formerly, Chief Investment Officer of Dimensional Fund Advisors Ltd. Formerly, President and Chief Investment Officer of DFA Australia Limited. Formerly, Director, SA Funds (registered investment company). Eduardo A. Repetto Since 2009 100 portfolios in 4 Co-Chief Executive Officer (since January 2010), Director, Co-Chief investment companies Chief Investment Officer (since March 2007) and Executive Officer and Director/Trustee of Dimensional Holdings Inc., Chief Investment Officer of Dimensional Fund Advisors LP, DFA Securities DFAIDG and DIG. LLC, Dimensional Emerging Markets Value Fund, Trustee, Co-Chief DFAIDG, Dimensional Investment Group Inc., Executive Officer and The DFA Investment Trust Company and Chief Investment Officer of Dimensional Cayman Commodity Fund I Ltd. Co- DFAITC and DEM. Chief Executive Officer, President and Chief 6300 Bee Cave Road, Investment Officer of Dimensional Fund Advisors Building One Canada ULC. Chief Investment Officer, Vice Austin, TX 78746 President and Director of DFA Australia Limited. Age: 45 Director of Dimensional Fund Advisors Ltd., Dimensional Funds PLC, Dimensional Funds II PLC, Dimensional Japan Ltd. and Dimensional Advisors Ltd. Co-Chief Executive Officer of Dimensional Retirement Plan Services LLC. Formerly, Vice President of Dimensional Holdings Inc., Dimensional Fund Advisors LP, DFA Securities LLC, Dimensional Emerging Markets Value Fund, DFAIDG, Dimensional Investment Group Inc., The DFA Investment Trust Company and Dimensional Fund Advisors Canada ULC. /1/ Each Trustee/Director holds office for an indefinite term until his or her successor is elected and qualified. /2/ Each Trustee/Director is a director or trustee of each of the four registered investment companies within the DFA Fund Complex, which includes the Funds. * Interested Trustees/Directors are described as such because they are deemed to be "interested persons," as that term is defined under the Investment Company Act of 1940, as amended, due to their positions with Dimensional Fund Advisors LP. 43 OFFICERS The name, age, information regarding positions with the Funds and the principal occupation for each officer of the Funds are set forth below. Each officer listed below holds the same office (except as otherwise noted) in the following entities: Dimensional Fund Advisors LP (prior to November 3, 2006, Dimensional Fund Advisors Inc.) ("Dimensional"), DFA Securities LLC (prior to April 6, 2009, DFA Securities Inc.), DFAIDG, DIG, DFAITC and DEM (collectively, the "DFA Entities"). The address of each officer is: Dimensional Fund Advisors LP, 6300 Bee Cave Road, Building One, Austin, Texas 78746, unless otherwise indicated. TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS -------------------------------- ---------------- -------------------------------------------------------------------- OFFICERS ------------------------------------------------------------------------------------------------------------------------ April A. Aandal Since 2008 Vice President of all the DFA Entities. Vice President Global Vice President, Global Business Business Development of all the DFA Entities. Formerly, Chief Development Learning Officer of Dimensional (2008-2011); Regional Director of Age: 49 Dimensional (2004-2008). Robyn G. Alcorta Since 2012 Vice President of all the DFA Entities. Formerly, Vice President Vice President Business Development at Capson Physicians Insurance Company Age: 37 (2010-2012); Vice President at Charles Schwab (2007-2010). Darryl D. Avery Since 2005 Vice President of all the DFA Entities. Vice President Age: 46 Arthur H. Barlow Since 1993 Vice President of all the DFA Entities. Vice President Age: 56 John T. Blood Since 2011 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (2010-January 2011); Chief Market Strategist at Age: 43 Commonwealth Financial (2007-2010); Director of Research at Commonwealth Financial (2000-2007). Scott A. Bosworth Since 2007 Vice President of all the DFA Entities. Vice President Age: 43 Valerie A. Brown Since 2001 Vice President and Assistant Secretary of all the DFA Entities, DFA Vice President and Assistant Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Secretary Cayman Commodity Fund I Ltd., Dimensional Retirement Plan Age: 45 Services LLC, Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited. Director, Vice President and Assistant Secretary of Dimensional Fund Advisors Canada ULC. David P. Butler Since 2007 Vice President of all the DFA Entities. Head of Global Financial Vice President Services of Dimensional (since 2008). Formerly, Regional Director Age: 48 of Dimensional (January 1995 to January 2005). Douglas M. Byrkit Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (December 2010-January 2012); Age: 41 Regional Director at Russell Investments (April 2006-December 2010). James G. Charles Since 2011 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (2008-2010); Vice President, Client Portfolio Age: 56 Manager at American Century Investments (2001-2008). Joseph H. Chi Since 2009 Vice President of all the DFA Entities. Co-Head of Portfolio Vice President Management of Dimensional (since March 2012). Sr. Portfolio Age: 46 Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (October 2005-January 2012). Stephen A. Clark Since 2004 Vice President of all the DFA Entities, DFA Australia Limited and Vice President Dimensional Fund Advisors Canada ULC. Head of Institutional, Age: 40 North America (since March 2012). Formerly, Head of Portfolio Management of Dimensional (January 2006-March 2012). Jeffrey D. Cornell Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (August 2002-January 2012). Age: 36 44 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ----------------------------- ---------------- -------------------------------------------------------------------- Robert P. Cornell Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Financial Services Group of Dimensional (since August 1993). Age: 63 George H. Crane Since 2010 Vice President of all the DFA Entities. Formerly, Senior Vice Vice President President and Managing Director at State Street Bank & Trust Age: 57 Company (2007-2008); Managing Director, Head of Investment Administration and Operations at State Street Research & Management Company (2002-2005). Christopher S. Crossan Since 2004 Vice President and Global Chief Compliance Officer of all the DFA Vice President and Global Entities, DFA Australia Limited, Dimensional Fund Advisors Ltd., Chief Compliance Officer Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC and Age: 46 Dimensional Retirement Plan Services LLC. Chief Compliance Officer of Dimensional Fund Advisors Canada ULC. James L. Davis Since 1999 Vice President of all the DFA Entities. Vice President Age: 55 Robert T. Deere Since 1994 Vice President of all the DFA Entities, DFA Australia Limited and Vice President Dimensional Fund Advisors Canada ULC. Age: 55 Peter F. Dillard Since 2010 Vice President of all the DFA Entities. Research Associate for Vice President Dimensional (since August 2008). Formerly, Research Assistant for Age: 40 Dimensional (April 2006-August 2008). Robert W. Dintzner Since 2001 Vice President of all the DFA Entities. Chief Communications Vice President and Chief Officer of Dimensional (since 2010). Communications Officer Age: 42 Richard A. Eustice Since 1998 Vice President and Assistant Secretary of all the DFA Entities and Vice President and Assistant DFA Australia Limited. Chief Operating Officer of Dimensional Secretary Fund Advisors Ltd. (since July 2008). Formerly, Vice President of Age: 47 Dimensional Fund Advisors Ltd. Gretchen A. Flicker Since 2004 Vice President of all the DFA Entities. Vice President Age: 41 Jed S. Fogdall Since 2008 Vice President of all the DFA Entities. Co-Head of Portfolio Vice President Management of Dimensional (since March 2012). Sr. Portfolio Age: 38 Manager of Dimensional (since January 2012). Formerly, Portfolio Manager for Dimensional (since September 2004). Jeremy P. Freeman Since 2009 Vice President of all the DFA Entities. Senior Technology Manager Vice President for Dimensional (since June 2006). Formerly, Principal at AIM Age: 41 Investments/Amvescap PLC (now Invesco) (June 1998-June 2006). Mark R. Gochnour Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Dimensional. Age: 45 Tom M. Goodrum Since 2012 Vice President of all the DFA Entities. Formerly, Managing Director Vice President at BlackRock (2004-January 2012). Age: 44 Henry F. Gray Since 2000 Vice President of all the DFA Entities. Vice President Age: 45 John T. Gray Since 2007 Vice President of all the DFA Entities. Formerly, Regional Director Vice President of Dimensional (January 2005 to February 2007). Age: 38 45 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------------------------------------------------- Christian Gunther Since 2011 Vice President of all the DFA Entities. Senior Trader for Vice President Dimensional Fund Advisors LP (since 2012). Formerly, Senior Age: 37 Trader for Dimensional Fund Advisors Ltd. (2009-2012); Trader for Dimensional Fund Advisors Ltd. (2008-2009); Trader for Dimensional Fund Advisors LP (2004-2008). Joel H. Hefner Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Dimensional (since June 1998). Age: 44 Julie C. Henderson Since 2005 Vice President and Fund Controller of all the DFA Entities and Vice President and Fund Dimensional Cayman Commodity Fund I Ltd. and Dimensional Controller Japan Ltd. Age: 38 Kevin B. Hight Since 2005 Vice President of all the DFA Entities. Vice President Age: 44 Christine W. Ho Since 2004 Vice President of all the DFA Entities. Vice President Age: 44 Michael C. Horvath Since 2011 Vice President of all the DFA Entities. Formerly, Managing Director, Vice President Co-Head Global Consultant Relations at BlackRock (2004-2011). Age: 52 Jeff J. Jeon Since 2004 Vice President of all the DFA Entities and Dimensional Cayman Vice President Commodity Fund I Ltd. Age: 38 Stephen W. Jones Since 2012 Vice President of all the DFA Entities. Formerly, Facilities Manager Vice President for Dimensional Fund Advisors LP (October 2008-January 2012); Age: 44 General Manager at Intereity Investments (March 2007-October 2008). Patrick M. Keating Since 2003 Vice President and Chief Operating Officer of all the DFA Entities, Vice President and Chief Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Operating Officer Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Age: 57 Ltd., Dimensional Hong Kong Limited and Dimensional Retirement Plan Services LLC. Director, Vice President and Chief Privacy Officer of Dimensional Fund Advisors Canada ULC. Director of DFA Australia Limited, Dimensional Fund Advisors Ltd., Dimensional Japan Ltd., Dimensional Advisors Ltd. and Dimensional Fund Advisors Pte. Ltd. Director and Vice President of Dimensional Hong Kong Limited. Glenn E. Kemp Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (April 2006-January 2012). Age: 64 David M. Kershner Since 2010 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (since June 2004). Age: 41 Seyun Alice Kim Since 2012 Vice President of all the DFA Entities. Formerly, Accounting Vice President Manager for Dimensional Fund Advisors LP (January 2006-January Age: 32 2012). Timothy R. Kohn Since 2011 Vice President of all the DFA Entities. Head of Defined Contribution Vice President Sales for Dimensional (since August 2010). Formerly, Chief DC Age: 41 Strategist, Barclays Global Investors (2005-2009). Joseph F. Kolerich Since 2004 Vice President of all the DFA Entities. Sr. Portfolio Manager of Vice President Dimensional (since January 2012).Formerly, Portfolio Manager for Age: 40 Dimensional (April 2007-January 2012). Stephen W. Kurad Since 2011 Vice President of all the DFA Entities. Regional Director for Vice President Dimensional (2007-2010). Age: 43 Michael F. Lane Since 2004 Vice President of all the DFA Entities. Chief Executive Officer of Vice President Dimensional SmartNest (US) LLC (since 2012). Age: 45 46 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS -------------------------------- -------------------------- --------------------------------------------------------------------- Francis R. Lao Since 2011 Vice President of all the DFA Entities. Formerly, Vice President - Vice President Global Operations at Janus Capital Group (2005-2011). Age: 43 Juliet Lee Since 2005 Vice President of all the DFA Entities. Human Resources Manager of Vice President Dimensional (since January 2004). Age: 41 Marlena I. Lee Since 2011 Vice President of all the DFA Entities. Formerly, Research Associate Vice President for Dimensional (July 2008-2010). Age: 31 Apollo D. Lupescu Since 2009 Vice President of all the DFA Entities. Regional Director for Vice President Dimensional (since February 2004). Age: 43 Kenneth M. Manell Since 2010 Vice President of all the DFA Entities and Dimensional Cayman Vice President Commodity Fund I Ltd. Counsel for Dimensional (since September Age: 39 2006). Formerly, Assistant General Counsel at Castle & Cooke (January 2004-September 2006). Aaron M. Marcus Since 2008 Vice President of all the DFA Entities and Head of Global Human Vice President & Head of Resources of Dimensional. Formerly, Global Head of Recruiting and Global Human Resources Vice President of Goldman Sachs & Co. (June 2006 to January Age: 42 2008). David R. Martin Since 2007 Vice President, Chief Financial Officer and Treasurer of all the DFA Vice President, Chief Financial Entities. Director, Vice President, Chief Financial Officer and Officer and Treasurer Treasurer of Dimensional Fund Advisors Ltd., DFA Australia Age: 55 Limited, Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd., Dimensional Hong Kong Limited and Dimensional Fund Advisors Canada ULC. Chief Financial Officer, Treasurer, and Vice President of Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd. and Dimensional Retirement Plan Services LLC. Director of Dimensional Funds PLC and Dimensional Funds II PLC. Statutory Auditor of Dimensional Japan Ltd. Catherine L. Newell Vice President since 1997 Vice President and Secretary of all the DFA Entities and Vice President and Secretary and Secretary since 2000 Dimensional Retirement Plan Services LLC (since June 2012). Age: 48 Director, Vice President and Secretary of DFA Australia Limited and Dimensional Fund Advisors Ltd. (since February 2002, April 1997 and May 2002, respectively). Vice President and Secretary of Dimensional Fund Advisors Canada ULC (since June 2003), Dimensional SmartNest LLC, Dimensional SmartNest (US) LLC, Dimensional Cayman Commodity Fund I Ltd., Dimensional Japan Ltd. (since February 2012), Dimensional Advisors Ltd. (since March 2012), Dimensional Fund Advisors Pte. Ltd. (since June 2012) and Dimensional Hong Kong Limited (since August 2012). Director, Dimensional Funds PLC and Dimensional Funds II PLC (since 2002 and 2006, respectively). Director of Dimensional Japan Ltd., Dimensional Advisors Ltd., Dimensional Fund Advisors Pte. Ltd. and Dimensional Hong Kong Limited (since August 2012 and July 2012). Christian A. Newton Since 2009 Vice President of all DFA Entities. Web Services Manager for Vice President Dimensional (since January 2008). Formerly, Design Manager of Age: 37 Dimensional (2005-2008). Pamela B. Noble Since 2011 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (2008-2010). Formerly, Vice President and Portfolio Age: 48 Manager at USAA Investment Management Company (2001-2006). Carolyn L. O Since 2010 Vice President of all the DFA Entities and Dimensional Cayman Vice President Commodity Fund I Ltd. Deputy General Counsel, Funds (since Age: 38 2011). Counsel for Dimensional (2007-2011). Formerly, Associate at K&L Gates LLP (January 2004-September 2007). 47 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------------------------------------------------- Gerard K. O'Reilly Since 2007 Vice President of all the DFA Entities. Formerly, Research Associate Vice President of Dimensional (2004 to 2006). Age: 35 Daniel C. Ong Since 2009 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (since July 2005). Age: 38 Kyle K. Ozaki Since 2010 Vice President of all the DFA Entities. Senior Compliance Officer Vice President for Dimensional (since January 2008). Formerly, Compliance Officer Age: 34 (February 2006-December 2007) and Compliance Analyst (August 2004-January 2006) for Dimensional. David A. Plecha Since 1993 Vice President of all the DFA Entities, DFA Australia Limited, Vice President Dimensional Fund Advisors Ltd. and Dimensional Fund Advisors Age: 51 Canada ULC. Allen Pu Since 2011 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (July 2006-2010). Age: 41 Theodore W. Randall Since 2008 Vice President of all the DFA Entities. Formerly, Research Associate Vice President of Dimensional (2006-2008). Systems Developer of Dimensional Age: 39 (2001-2006). Savina B. Rizova Since 2012 Vice President of all the DFA Entities. Formerly, Research Associate Vice President for Dimensional Fund Advisors LP (June 2011-January 2012); Age: 31 Research Assistant for Dimensional Fund Advisors LP (July 2004- August 2007). L. Jacobo Rodriguez Since 2005 Vice President of all the DFA Entities. Vice President Age: 41 Julie A. Saft Since 2010 Vice President of all the DFA Entities. Client Systems Manager for Vice President Dimensional (since July 2008). Formerly, Senior Manager at Age: 53 Vanguard (November 1997-July 2008). David E. Schneider Since 2001 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 66 Walid A. Shinnawi Since 2010 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (March 2006-January 2010). Age: 50 Bruce A. Simmons Since 2009 Vice President of all the DFA Entities. Investment Operations Vice President Manager for Dimensional (since May 2007). Formerly, Vice Age: 47 President Client and Fund Reporting at Mellon Financial (September 2005-May 2007). Edward R. Simpson Since 2007 Vice President of all the DFA Entities. Regional Director of Vice President Dimensional (since December 2002). Age: 44 Bryce D. Skaff Since 2007 Vice President of all the DFA Entities. Formerly, Regional Director Vice President of Dimensional (December 1999 to January 2007). Age: 37 Andrew D. Smith Since 2011 Vice President of all the DFA Entities. Project Manager for Vice President Dimensional (2007-2010). Formerly, Business Analyst Manager, Age: 44 National Instruments (2003-2007). Grady M. Smith Since 2004 Vice President of all the DFA Entities and Dimensional Fund Vice President Advisors Canada ULC. Age: 56 Carl G. Snyder Since 2000 Vice President of all the DFA Entities. Vice President Age: 49 Lawrence R. Spieth Since 2004 Vice President of all the DFA Entities. Vice President Age: 64 48 TERM OF OFFICE/1/ NAME, POSITION WITH THE FUND AND LENGTH OF AND AGE SERVICE PRINCIPAL OCCUPATION(S) DURING PAST 5 YEARS ---------------------------- ---------------- --------------------------------------------------------------------- Bradley G. Steiman Since 2004 Vice President of all the DFA Entities and Director and Vice Vice President President of Dimensional Fund Advisors Canada ULC. Age: 39 John H. Totten Since 2012 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional Fund Advisors LP (January 2008-January 2012). Age: 34 Robert C. Trotter Since 2009 Vice President of all the DFA Entities. Senior Manager, Technology Vice President for Dimensional (since March 2007). Formerly, Director of Age: 54 Technology at AMVESCAP (2002-2007). Karen E. Umland Since 1997 Vice President of all the DFA Entities, DFA Australia Limited, Vice President Dimensional Fund Advisors Ltd., and Dimensional Fund Advisors Age: 46 Canada ULC. Brian J. Walsh Since 2009 Vice President of all the DFA Entities. Portfolio Manager for Vice President Dimensional (since 2004). Age: 42 Weston J. Wellington Since 1997 Vice President of all the DFA Entities. Vice President Age: 61 Ryan J. Wiley Since 2007 Vice President of all the DFA Entities. Senior Trader of Dimensional Vice President (since 2007). Age: 36 Paul E. Wise Since 2005 Vice President of all the DFA Entities. Chief Technology Officer for Vice President Dimensional (since 2004). Age: 57 Faith A. Yando Since 2011 Vice President of all the DFA Entities. Formerly, Senior Vice Vice President President, Global Public Relations at Natixis Global Asset Age: 50 Management (2008-2011); Senior Vice President, Media Relations at Bank of America (2007-2008). Joseph L. Young Since 2011 Vice President of all the DFA Entities. Formerly, Regional Director Vice President for Dimensional (2005-2010). Age: 33 /1/ Each officer holds office for an indefinite term at the pleasure of the Boards of Trustees/Directors and until his or her successor is elected and qualified. 49 VOTING PROXIES ON FUND PORTFOLIO SECURITIES A description of the policies and procedures that the Fund uses in voting proxies relating to securities held in the portfolio is available without charge, upon request, by calling collect: (512) 306-7400. Information regarding how the Advisor votes these proxies is available from the EDGAR database on the SEC's website at http://www.sec.gov and from the Advisor's website at http://www.dimensional.com and reflects the twelve-month period beginning July 1st and ending June 30th. 50 NOTICE TO SHAREHOLDERS (UNAUDITED) For shareholders that do not have an October 31, 2012 tax year end, this notice is for informational purposes only. For shareholders with an October 31, 2012 tax year end, please consult your tax advisor as to the pertinence of this notice. For the fiscal year November 1, 2011 to October 31, 2012, the Portfolio is designating the following items with regard to distributions paid during the period. All designations are based on financial information available as of the date of this annual report and, accordingly are subject to change. For each item, it is the intention of the Portfolio to designate the maximum amount permitted under the Internal Revenue Code and the regulations thereunder. QUALIFYING FOR NET CORPORATE INVESTMENT SHORT-TERM LONG-TERM U.S. DIVIDENDS QUALIFYING DFA INVESTMENT INCOME CAPITAL GAIN CAPITAL GAIN TOTAL GOVERNMENT RECEIVED DIVIDEND DIMENSIONS GROUP INC. DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS DISTRIBUTIONS INTEREST (1) DEDUCTION(2) INCOME(3) --------------------- ------------- ------------- ------------- ------------- ------------ -------------- ---------- Dimensional Retirement Equity Fund II.......... 100% -- -- 100% -- 100% 100% Dimensional Retirement Fixed Income Fund II.... 98% 2% -- 100% -- -- -- Dimensional Retirement Fixed Income Fund III... 100% -- -- 100% 100% -- -- THE DFA INVESTMENT TRUST COMPANY Dimensional Retirement Equity Fund I........... -- -- -- -- -- 100% 100% FOREIGN FOREIGN QUALIFIED QUALIFIED DFA INVESTMENT TAX SOURCE INTEREST SHORT-TERM DIMENSIONS GROUP INC. CREDIT(4) INCOME(5) INCOME(6) CAPITAL GAIN(7) --------------------- --------- --------- --------- --------------- Dimensional Retirement Equity Fund II.......... 2% 38% 100% 100% Dimensional Retirement Fixed Income Fund II.... -- -- 100% 100% Dimensional Retirement Fixed Income Fund III... -- -- 100% 100% THE DFA INVESTMENT TRUST COMPANY Dimensional Retirement Equity Fund I........... 3% 52% 100% 100% (1) "U.S. Government Interest" represents the amount of interest that was derived from direct U.S. Government obligations and distributed during the fiscal year. This amount is reflected as a percentage of total ordinary income distributions (the total of short-term capital gain and net investment income distributions). Generally, interest from direct U.S. Government obligations is exempt from state income tax. (2) Qualifying dividends represent dividends which qualify for the corporate dividends received deduction and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (3) The percentage in this column represents the amount of "Qualifying Dividend Income" as created by the Jobs and Growth Tax Relief Reconciliation Act of 2003 and is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). Please note that these percentages are designated only, refer to your 1099 for actual qualified dividend income. (4) "Foreign Tax Credit" represents dividends which qualify for the foreign tax credit pass through and is reflected as a percentage of investment company taxable income (the total of short-term capital gain and net investment income distributions). (5) "Foreign Source Income" represents the portion of dividends derived from foreign sources, and is reflected as a percentage of investment company taxable income (the total of short-term capital gain and net investment income distrbutions). (6) The percentage in this column represents the amount of "Qualifying Interest Income" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). (7) The percentage in this column represents the amount of "Qualifying Short-Term Capital Gain" as created by The American Jobs Creation Act of 2004. The information is reflected as a percentage of ordinary income distributions (the total of short-term capital gain and net investment income distributions). 51 [THIS PAGE INTENTIONALLY LEFT BLANK] [LOGO] DFA103112-034A ITEM 2. CODE OF ETHICS. The Registrant has adopted, as of the end of the period covered by this Form N-CSR (the "Report"), a code of ethics that applies to the Registrant's principal executive officer and principal financial officer (the "Code of Business Ethics"). The Registrant has not made any substantive amendments to the Code of Business Ethics during the period covered by this Report. The Registrant also has not granted any waiver from any provisions of the Code of Business Ethics during the period covered by this Report. A copy of the Code of Business Ethics is filed as an exhibit to this Report. ITEM 3. AUDIT COMMITTEE FINANCIAL EXPERT. The Registrant's Board of Directors has determined that Abbie J. Smith possesses the technical attributes to qualify as an "audit committee financial expert" serving on the Registrant's Audit Committee and has designated Ms. Smith as the "audit committee financial expert." Ms. Smith earned a Ph.D. in Accounting, and has taught Accounting at the graduate level since 1980. Ms. Smith's education and career have provided her with an understanding of generally accepted accounting principles and financial statements; the ability to assess the general application of such principles in connection with the accounting for estimates, accruals and reserves; and experience preparing, analyzing and evaluating financial statements that present a breadth and level of complexity of issues that can reasonably be expected to be raised by the Registrant's financial statements. In addition, Ms. Smith has served on the boards of directors and audit committees of entities other than the Registrant. Ms. Smith is independent under the standards set forth in Item 3 of Form N-CSR. ITEM 4. PRINCIPAL ACCOUNTANT FEES AND SERVICES. (a)Audit Fees Fiscal Year Ended October 31, 2012: $1,188,343 Fiscal Year Ended October 31, 2011: $974,441 (b)Audit-Related Fees Fees for Registrant Fiscal Year Ended October 31, 2012: $95,363 Fiscal Year Ended October 31, 2011: $72,348 For fiscal years ended October 31, 2012 and October 31, 2011, Audited-Related Fees included fees for services related to limited procedures performed in connection with the production of the Registrant's semi-annual financial statements. Audit-Related Fees required to be approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X Fiscal Year Ended October 31, 2012: $170,000 Fiscal Year Ended October 31, 2011: $160,000 For the fiscal years ended October 31, 2012 and October 31, 2011, Audit-Related Fees required to be approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X included fees for services rendered in connection with the issuance of a Type II SSAE 16 over controls at the Registrant's investment adviser. (c)Tax Fees Fees for Registrant Fiscal Year Ended October 31, 2012: $614,493 Fiscal Year Ended October 31, 2011: $265,517 Tax Fees included, for the fiscal years ended October 31, 2012 and October 31, 2011, fees for tax services in connection with the Registrant's excise tax calculations, limited review of the Registrant's applicable tax returns and capital gains tax services in India. There were no Tax Fees required to be approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X during the fiscal years indicated above. (d)All Other Fees Fees for Registrant Fiscal Year Ended October 31, 2012: $0 Fiscal Year Ended October 31, 2011: $0 There were no "All Other Fees" required to be approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X during the fiscal years indicated above. (e)(1)Audit Committee's Pre-Approval Policies and Procedures Pre-Approval Policies and Procedures as adopted by the Audit Committees of DFA Investment Dimensions Group Inc. Dimensional Emerging Markets Value Fund Dimensional Investment Group Inc. The DFA Investment Trust Company (together, the "Funds") The Sarbanes-Oxley Act of 2002 (the "Act") and the rules (the "Rules") adopted by the U.S. Securities and Exchange Commission (the "SEC") require that the Funds' Audit Committees (together, the "Committee") pre-approve all audit services and non-audit services provided to the Funds by their independent registered public accounting firm (the "Auditor"). The Act and the Rules also require that the Committee pre-approve all non-audit services provided by the Auditor to Dimensional Fund Advisors LP ("Dimensional"), the Funds' investment advisor, and to affiliates of Dimensional that provide ongoing services to the Funds (with Dimensional, together the "Service Affiliates") if the services directly impact the Funds' operations and financial reporting. The following policies and procedures govern the ways in which the Committee will pre-approve audit and various types of non-audit services that the Auditor provides to the Funds and to Service Affiliates. These policies and procedures do not apply in the case of audit services that the Auditor provides to Service Affiliates, nor do they apply to services that an audit firm other than the Auditor provides to such entities. These policies and procedures comply with the requirements for pre-approval, but also provide mechanisms by which management of the Funds may request and secure pre-approval of audit and non-audit services in an orderly manner with minimal disruption to normal business operations. Pre-approval of non-audit services may be achieved through a combination of the procedures described in Sections C and D below. A. General 1. The Committee must pre-approve all audit services and non-audit services that the Auditor provides to the Funds. 2. The Committee must pre-approve any engagement of the Auditor to provide non-audit services to any Service Affiliate during the period of the Auditor's engagement to provide audit services to the Funds, if the non-audit services to the Service Affiliate directly impact the Funds' operations and financial reporting. B. Pre-Approval of Audit Services to the Funds 1. The Committee shall approve the engagement of an independent registered public accounting firm to certify the Funds' financial statements for each fiscal year (the "Engagement"). The approval of the Engagement shall not be delegated to a Designated Member (as that term is defined in Section D below). In approving the Engagement, the Committee shall obtain, review and consider sufficient information concerning the proposed Auditor to enable the Committee to make a reasonable evaluation of the Auditor's qualifications and independence. The Committee also shall consider the Auditor's proposed fees for the Engagement, in light of the scope and nature of the audit services that the Funds will receive. 2. The Committee shall report to the Boards of Directors/Trustees of the Funds (together, the "Board") regarding its approval of the Engagement and of the proposed fees for the Engagement, and the basis for such approval. 3. Unless otherwise in accordance with applicable law, the Engagement, in any event, shall require that the Auditor be selected by the vote, cast in person, of a majority of the members of the Board who are not "interested persons" of the Funds (as that term is defined in Section 2(a)(19) of the Investment Company Act of 1940) (the "Independent Directors"). C. Pre-Approval of Non-Audit Services to the Funds and to Service Affiliates--by Types of Services 1. The Committee may pre-approve types of non-audit services (including tax services) to the Funds and their Service Affiliates pursuant to this Section C. 2. Annually, at such time as the Committee considers the Engagement of the Auditor, management of the Funds, in consultation with the Auditor, shall provide to the Committee, for its consideration and action, the following: (a) a list of those types of non-audit services, if any, that the Funds may request from the Auditor during the fiscal year; and (b) a list of those types of non-audit services directly impacting the Funds' operations and financial reporting that Service Affiliates may request from the Auditor during the fiscal year. 3. The lists submitted to the Committee shall describe the types of non-audit services in reasonable detail (which may include a range of tax services) and shall include an estimated budget (or budgeted range) of fees, where possible, and such other information as the Committee may request. If management and the Auditor desire the Committee to preapprove the furnishing of a range of tax services, the Auditor shall provide an estimated range of fees for such tax services for the consideration and approval by the Committee. 4. The Committee's pre-approval of the types of non-audit services submitted pursuant to this Section C shall constitute authorization for management of the Funds to utilize the Auditor for the types of non-audit services so pre-approved, if needed or desired during the fiscal year. 5. A list of the types of non-audit services pre-approved by the Committee pursuant to this Section C will be distributed to management of the Service Affiliates and the appropriate partners of the Auditor. Periodically, the Auditor will discuss with the Committee those non-audit services that have been or are being provided pursuant to this Section C. D. Pre-Approval of Non-Audit Services to the Funds and to Service Affiliates--Project-by-Project Basis 1. The Committee also may pre-approve non-audit services on a project-by-project basis pursuant to this Section D. 2. Management of the Funds, in consultation with the Auditor, may submit either to the Committee or to the Designated Member, as provided in this Section D, for their consideration and action, a pre-approval request identifying one or more non-audit service projects. The request so submitted shall describe the project(s) in reasonable detail and shall include an estimated budget (or budgeted range) of fees and such other information as the Committee or the Designated Member, as appropriate, shall request. 3. The Committee, from time to time, shall designate one or more of its members who are Independent Directors (each a "Designated Member") to consider, on the Committee's behalf, any non-audit services, whether to the Funds or to any Service Affiliate, that have not been pre-approved by the Committee. The Designated Member also shall review, on the Committee's behalf, any proposed material change in the nature or extent of any non-audit services previously approved. The Funds' management, in consultation with the Auditor, shall explain why such non-audit services or material change in non-audit services are necessary and appropriate and the anticipated costs thereof. 4. The Designated Member will review the requested non-audit services or proposed material change in such services and will either: (a)pre-approve, pre-approve subject to conditions, or disapprove any such requested services, or any proposed material change in services, whether to the Funds or to a Service Affiliate; or (b)refer such matter to the full Committee for its consideration and action. In considering any requested non-audit services or proposed material change in such services, the Designated Member's authority shall be limited to approving non-audit services or proposed material changes that do not exceed $10,000 in value. 5. The Designated Member's pre-approval (or pre-approval subject to conditions) of the requested non-audit services or proposed material change in services pursuant to this Section D shall constitute authorization for the management of the Funds or the Service Affiliate, as the case may be, to utilize the Auditor for the non-audit services so pre-approved. Any action by the Designated Member in approving a requested non-audit service shall be presented for ratification by the Committee not later than at its next scheduled meeting. If the Designated Member does not approve the Auditor providing the requested non-audit service, the matter may be presented to the full Committee for its consideration and action. E. Amendment; Annual Review 1. The Committee may amend these procedures from time to time. 2. These procedures shall be reviewed annually by the Committee. F. Recordkeeping 1. The Funds shall maintain a written record of all decisions made by the Committee or by a Designated Member pursuant to these procedures, together with appropriate supporting materials. 2. In connection with the approval of any non-audit service pursuant to the de minimis exception provided in the Rules, a record shall be made indicating that each of the conditions for this exception, as set forth in the Rules, has been satisfied. 3. A copy of these Procedures (and of any amendments to these Procedures) shall be maintained and preserved permanently in an easily accessible place. The written records referred to in paragraphs 1 and 2 of this Section F shall be maintained and preserved for six years from the end of the fiscal year in which the actions recorded were taken, for at least the first two years in an easily accessible location. (e)(2)The fees disclosed in Items 4(b), 4(c) or 4(d) were approved by the Registrant's Audit Committee but not pursuant to paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X. (f) The percentage of hours expended on the principal accountant's engagement to audit the Registrant's financial statements for the fiscal year ended October 31, 2012 that were attributed to work performed by persons other than the principal accountant's full time, permanent employees was not greater than 50%. (g) Aggregate Non-Audit Fees Fiscal Year Ended October 31, 2012: $2,436,214 Fiscal Year Ended October 31, 2011: $1,563,674 (h) The Registrant's Audit Committee has considered whether the provision of non-audit services that were rendered to the Registrant's investment adviser, and any entity controlling, controlled by, or under common control with the investment adviser that provides ongoing services to the Registrant, that were not pre-approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X is compatible with maintaining the principal accountant's independence. ITEM 5. AUDIT COMMITTEE OF LISTED REGISTRANTS. This item is not applicable to the Registrant because it is not a listed issuer. ITEM 6. INVESTMENTS. (a) Please see the schedules of investments contained in the reports to stockholders included under Item 1 of this Report except as discussed below. Provided below is a complete schedule of investments for each series of the Registrant or the master fund in which the series of the Registrant invests that provided a summary schedule of portfolio holdings in a report to stockholders included under Item 1 in lieu of a complete schedule of investments. The schedules of investments for the following series are provided below: Name of Entity for which Schedule of Relationship to Series of the Registrant Investments is Provided ------------------------------------ ---------------------------------------- U.S. Targeted Value Portfolio Series of Registrant U.S. Small Cap Value Portfolio Series of Registrant U.S. Core Equity 1 Portfolio Series of Registrant U.S. Core Equity 2 Portfolio Series of Registrant U.S. Vector Equity Portfolio Series of Registrant Name of Entity for which Schedule of Relationship to Series of the Registrant Investments is Provided ------------------------------------ ---------------------------------------- U.S. Small Cap Portfolio Series of Registrant U.S. Micro Cap Portfolio Series of Registrant DFA Real Estate Securities Portfolio Series of Registrant Large Cap International Portfolio Series of Registrant International Core Equity Portfolio Series of Registrant DFA International Real Estate Securities Portfolio Series of Registrant DFA International Small Cap Value Portfolio Series of Registrant International Vector Equity Portfolio Series of Registrant Emerging Markets Core Equity Portfolio Series of Registrant The U.S. Large Cap Value Series Master fund for U.S. Large Cap Value Portfolio The DFA International Value Series Master fund for LWAS/DFA International High Book to Market Portfolio The Japanese Small Company Series Master fund for Japanese Small Company Portfolio The Asia Pacific Small Company Master fund for Asia Pacific Small Series Company Portfolio The United Kingdom Small Master fund for United Kingdom Small Company Series Company Portfolio The Continental Small Company Master fund for Continental Small Series Company Portfolio The Emerging Markets Series Master fund for Emerging Markets Portfolio The Emerging Markets Small Cap Master fund for Emerging Markets Small Series Cap Portfolio Dimensional Emerging Markets Master fund for Emerging Markets Value Value Fund Portfolio U.S. Social Core Equity 2 Portfolio Series of Registrant U.S. Sustainability Core 1 Portfolio Series of Registrant International Sustainability Core 1 Portfolio Series of Registrant Name of Entity for which Schedule of Relationship to Series of the Registrant Investments is Provided ------------------------------------ ---------------------------------------- DFA International Value ex Tobacco Series of Registrant Portfolio Emerging Markets Social Core Series of Registrant Equity Portfolio Tax-Managed U.S. Equity Portfolio Series of Registrant Tax-Managed U.S. Targeted Value Series of Registrant Portfolio Tax-Managed U.S. Small Cap Series of Registrant Portfolio T.A. U.S. Core Equity 2 Portfolio Series of Registrant Tax-Managed DFA International Series of Registrant Value Portfolio T.A. World ex U.S. Core Equity Series of Registrant Portfolio The Tax-Managed U.S. Marketwide Master fund for Tax-Managed U.S. Value Series Marketwide Value Portfolio CSTG&E U.S. Social Core Equity 2 Series of Registrant Portfolio CSTG&E International Social Core Series of Registrant Equity Portfolio VA U.S. Targeted Value Portfolio Series of Registrant VA U.S. Large Value Portfolio Series of Registrant VA International Value Portfolio Series of Registrant VA International Small Portfolio Series of Registrant DFA INVESTMENT DIMENSIONS GROUP INC. THE DFA INVESTMENT TRUST COMPANY DIMENSIONAL EMERGING MARKETS VALUE FUND DEFINITIONS OF ABBREVIATIONS AND FOOTNOTES Schedules of Investments ------------------------ Investment Abbreviations ADR American Depositary Receipt FNMA Federal National Mortgage Association GDR Global Depository Receipt NVDR Non-Voting Depository Receipt P.L.C. Public Limited Company REIT Real Estate Investment Trust SA Special Assessment STRIP Seperate Trading of Registered Interest and Principal of Securities Investment Footnotes + See Note B to Financial Statements. ++ Securities have generally been fair valued. See Note B to Financial Statements. * Non-Income Producing Securities. # Total or Partial Securities on Loan. @ Security purchased with cash proceeds from Securities on Loan. .. Security is being fair valued as of Oct 31, 2012. -- Amounts designated as -- are either zero or rounded to zero. (S) Affiliated Fund. 1 U.S. TARGETED VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ----------- COMMON STOCKS -- (88.1%) Consumer Discretionary -- (14.4%) *1-800-FLOWERS.COM, Inc. Class A......................... 193,518 $ 702,470 A.H. Belo Corp. Class A................................. 96,709 483,545 Aaron's, Inc............................................ 27,318 842,214 #*ALCO Stores, Inc........................................ 2,172 21,546 Ambassadors Group, Inc.................................. 6,515 33,357 Amcon Distributing Co................................... 228 14,359 #American Greetings Corp. Class A........................ 38,000 652,460 *America's Car-Mart, Inc................................. 55,977 2,343,197 *Arctic Cat, Inc......................................... 64,088 2,324,472 Ark Restaurants Corp.................................... 11,570 195,302 *Asbury Automotive Group, Inc............................ 13,913 441,320 *Ascent Capital Group, Inc. Class A...................... 61,445 3,652,905 *Ballantyne Strong, Inc.................................. 68,354 275,467 #*Barnes & Noble, Inc..................................... 309,756 5,216,291 Bassett Furniture Industries, Inc....................... 51,875 595,006 *Beasley Broadcast Group, Inc. Class A................... 15,520 75,427 #*Beazer Homes USA, Inc................................... 77,276 1,274,281 bebe stores, Inc........................................ 370,532 1,500,655 Belo Corp. Class A...................................... 335,070 2,506,324 Big 5 Sporting Goods Corp............................... 61,717 551,133 *Biglari Holdings, Inc................................... 6,438 2,276,541 *Bluegreen Corp.......................................... 141,582 839,581 #Blyth, Inc.............................................. 41,391 945,370 #Bob Evans Farms, Inc.................................... 137,688 5,241,782 #Bon-Ton Stores, Inc. (The).............................. 83,277 1,022,642 #*Books-A-Million, Inc.................................... 53,259 157,114 Bowl America, Inc. Class A.............................. 14,589 186,374 #*Boyd Gaming Corp........................................ 273,360 1,686,631 Brown Shoe Co., Inc..................................... 218,061 3,441,003 *Build-A-Bear Workshop, Inc.............................. 110,392 396,307 *Cabela's, Inc........................................... 326,469 14,629,076 *Cache, Inc.............................................. 71,789 197,420 Callaway Golf Co........................................ 318,084 1,736,739 *Cambium Learning Group, Inc............................. 60,806 55,333 Canterbury Park Holding Corp............................ 9,680 97,284 *Career Education Corp................................... 61,200 208,080 *Carmike Cinemas, Inc.................................... 3,600 49,032 Carriage Services, Inc.................................. 69,781 741,772 *Carrols Restaurant Group, Inc........................... 49,251 316,191 *Carter's, Inc........................................... 12,900 697,374 *Casual Male Retail Group, Inc........................... 179,873 694,310 Cato Corp. Class A (The)................................ 7,849 222,755 *Cavco Industries, Inc................................... 33,765 1,632,200 #*Central European Media Enterprises, Ltd. Class A........ 3,634 19,478 *Charles & Colvard, Ltd.................................. 25,087 100,097 #*Children's Place Retail tores, Inc. (The)............... 3,088 180,432 Christopher & Banks Corp................................ 135,229 421,914 Churchill Downs, Inc.................................... 58,581 3,827,097 *Citi Trends, Inc........................................ 42,174 517,897 *Clear Channel Outdoor Holdings, Inc. Class A............ 71,549 476,516 *Coast Distribution System, Inc. (The)................... 1,305 2,571 *Cobra Electronics Corp.................................. 24,371 118,930 Collectors Universe, Inc................................ 7,980 95,760 #Columbia Sportswear Co.................................. 200 11,280 #*Conn's, Inc............................................. 155,838 3,947,377 Cooper Tire & Rubber Co................................. 6,800 136,884 Core-Mark Holding Co., Inc.............................. 59,937 2,869,184 #*Corinthian Colleges, Inc................................ 417,553 1,139,920 2 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) CSS Industries, Inc..................................... 16,936 $ 340,414 Culp, Inc............................................... 22,277 281,581 *Cumulus Media, Inc. Class A............................. 53,069 130,550 *Cybex International, Inc................................ 25,088 61,967 #D.R. Horton, Inc........................................ 375,170 7,863,563 *dELiA*s, Inc............................................ 74,878 98,839 *Delta Apparel, Inc...................................... 32,847 497,304 Destination Maternity Corp.............................. 9,103 172,593 .*DGSE Cos., Inc.......................................... 591 4,391 *Dial Global, Inc........................................ 42,377 103,400 #*Digital Generation, Inc................................. 76,003 706,828 Dillard's, Inc. Class A................................. 230,083 17,716,391 #*DineEquity, Inc......................................... 82,392 5,165,978 *Dixie Group, Inc. (The)................................. 23,903 94,656 *Dorman Products, Inc.................................... 2,734 83,524 Dover Downs Gaming & Entertainment, Inc................. 38,372 91,325 *Dover Motorsports, Inc.................................. 12,359 18,291 #*DreamWorks Animation SKG, Inc. Class A.................. 212,633 4,331,334 *Drew Industries, Inc.................................... 57,626 1,825,015 *E.W. Scripps Co. Class A (The).......................... 229,697 2,437,085 #*Education Management Corp............................... 34,458 109,576 Educational Development Corp............................ 2,346 9,290 *Emerson Radio Corp...................................... 89,291 151,795 #*Entercom Communications Corp. Class A................... 42,680 277,847 Escalade, Inc........................................... 2,143 11,144 #Ethan Allen Interiors, Inc.............................. 43,835 1,289,187 *Exide Technologies...................................... 171,581 523,322 *Famous Dave's of America, Inc........................... 393 3,097 *Federal-Mogul Corp...................................... 163,049 1,229,389 *Fisher Communications, Inc.............................. 40,982 1,034,386 Flexsteel Industries, Inc............................... 21,493 432,654 Foot Locker, Inc........................................ 308,824 10,345,604 Fred's, Inc. Class A.................................... 189,349 2,565,679 Frisch's Restaurants, Inc............................... 10,437 186,614 *Fuel Systems Solutions, Inc............................. 92,872 1,511,027 *Full House Resorts, Inc................................. 74,264 233,932 *Furniture Brands International, Inc..................... 200,568 304,863 *Gaiam, Inc. Class A..................................... 49,050 161,374 #GameStop Corp. Class A.................................. 635,798 14,515,268 Gaming Partners International Corp...................... 17,120 107,000 #Gannett Co., Inc........................................ 62,787 1,061,100 *Genesco, Inc............................................ 64,001 3,667,257 *G-III Apparel Group, Ltd................................ 54,848 2,027,182 *Gray Television, Inc.................................... 173,287 369,101 #Group 1 Automotive, Inc................................. 146,690 9,096,247 *Hallwood Group, Inc. (The).............................. 101 651 Harte-Hanks, Inc........................................ 228,738 1,274,071 Haverty Furniture Cos., Inc............................. 91,168 1,368,432 Haverty Furniture Cos., Inc. Class A.................... 844 12,601 *Heelys, Inc............................................. 97,307 220,887 *Helen of Troy, Ltd...................................... 160,458 4,849,041 #*hhgregg, Inc............................................ 122,869 742,129 *Hollywood Media Corp.................................... 6,339 8,431 Hooker Furniture Corp................................... 54,414 742,207 Hot Topic, Inc.......................................... 269,063 2,313,942 #*Iconix Brand Group, Inc................................. 354,283 6,557,778 International Speedway Corp. Class A.................... 126,293 3,220,472 *Isle of Capri Casinos, Inc.............................. 144,155 876,462 JAKKS Pacific, Inc...................................... 61,260 790,867 Jarden Corp............................................. 171,458 8,538,608 *Johnson Outdoors, Inc. Class A.......................... 24,288 473,859 3 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #Jones Group, Inc. (The)................................. 425,534 $ 5,025,557 *Journal Communications, Inc. Class A.................... 314,796 1,766,006 #*K12, Inc................................................ 1,057 21,637 #KB Home................................................. 59,007 942,932 *Kid Brands, Inc......................................... 70,816 128,177 *Kirkland's, Inc......................................... 74,499 714,445 *Krispy Kreme Doughnuts, Inc............................. 100,986 750,326 #*K-Swiss, Inc. Class A................................... 97,027 221,222 *Lakeland Industries, Inc................................ 27,527 167,915 *La-Z-Boy, Inc........................................... 239,295 3,881,365 *LeapFrog Enterprises, Inc............................... 30,804 272,307 *Lee Enterprises, Inc.................................... 149,966 221,950 #Lennar Corp. Class A.................................... 638,026 23,906,834 #Lennar Corp. Class B Voting............................. 64,000 1,816,320 *Liberty Media Corp. - Liberty Capital Class A........... 1,200 134,004 Lifetime Brands, Inc.................................... 57,659 640,015 Lincoln Educational Services Corp....................... 38,993 144,664 Lithia Motors, Inc. Class A............................. 106,247 3,633,647 *Live Nation Entertainment, Inc.......................... 924,308 8,457,418 *Luby's, Inc............................................. 122,662 783,810 *M/I Homes, Inc.......................................... 90,587 2,015,561 Mac-Gray Corp........................................... 61,347 797,511 *Madison Square Garden Co. Class A (The)................. 158,485 6,523,243 *Maidenform Brands, Inc.................................. 42,002 785,857 Marcus Corp............................................. 106,855 1,164,720 *MarineMax, Inc.......................................... 122,753 1,010,257 *Marriott Vacations Worldwide Corp....................... 10,715 421,528 #*Martha Stewart Living Omnimedia Class A................. 42,931 124,071 Matthews International Corp. Class A.................... 15,661 450,567 #*McClatchy Co. Class A (The)............................. 171,522 488,838 MDC Holdings, Inc....................................... 184,395 7,051,265 #*Media General, Inc. Class A............................. 21,681 91,060 Men's Wearhouse, Inc. (The)............................. 248,289 8,141,396 #Meredith Corp........................................... 63,945 2,140,239 *Meritage Homes Corp..................................... 153,782 5,686,858 *Modine Manufacturing Co................................. 179,876 1,223,157 *Mohawk Industries, Inc.................................. 298,339 24,902,356 *Monarch Casino & Resort, Inc............................ 31,421 286,560 #*Motorcar Parts of America, Inc.......................... 42,052 197,644 Movado Group, Inc....................................... 87,836 2,783,523 *MTR Gaming Group, Inc................................... 43,655 152,356 *Multimedia Games Holding Co., Inc....................... 91,954 1,462,069 NACCO Industries, Inc. Class A.......................... 32,985 1,670,360 *Nathan's Famous, Inc.................................... 6,583 182,415 *Nautilus, Inc........................................... 76,785 215,766 *Navarre Corp............................................ 3,267 5,521 *New Frontier Media, Inc................................. 71,919 145,276 *New York & Co., Inc..................................... 225,973 761,529 *New York Times Co. Class A (The)........................ 149,017 1,218,959 *Nobility Homes, Inc..................................... 946 5,108 *Office Depot, Inc....................................... 716,482 1,776,875 OfficeMax, Inc.......................................... 518,999 3,814,643 *Orbitz Worldwide, Inc................................... 64,745 159,920 *Orient-Express Hotels, Ltd. Class A..................... 477,974 5,606,635 Outdoor Channel Holdings, Inc........................... 105,423 765,371 *P & F Industries, Inc. Class A.......................... 1,458 8,602 *Pacific Sunwear of California, Inc...................... 111,913 190,252 #Penske Automotive Group, Inc............................ 269,721 8,253,463 Pep Boys - Manny, Moe & Jack (The)...................... 259,101 2,588,419 *Perfumania Holdings, Inc................................ 13,797 78,505 *Perry Ellis International, Inc.......................... 82,106 1,694,668 4 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Pinnacle Entertainment, Inc............................. 150,351 $ 1,918,479 *PulteGroup, Inc......................................... 258,870 4,488,806 *Quiksilver, Inc......................................... 722,532 2,312,102 R.G. Barry Corp......................................... 29,314 446,745 #*Radio One, Inc. Class D................................. 27,261 23,172 #RadioShack Corp......................................... 152,177 340,876 #*Reading International, Inc. Class A..................... 8,787 53,161 *Red Lion Hotels Corp.................................... 89,825 591,947 *Red Robin Gourmet Burgers, Inc.......................... 88,549 2,957,537 #Regis Corp.............................................. 295,672 4,925,896 Rent-A-Center, Inc...................................... 277,988 9,265,340 *Rick's Cabaret International, Inc....................... 47,095 386,650 *Rocky Brands, Inc....................................... 34,614 415,714 *Ruby Tuesday, Inc....................................... 304,700 2,199,934 *Ruth's Hospitality Group, Inc........................... 56,546 376,031 #Ryland Group, Inc. (The)................................ 166,434 5,637,120 #*Ryman Hospitality Properties............................ 200,672 7,828,215 *Saga Communications, Inc. Class A....................... 12,163 515,954 #*Saks, Inc............................................... 755,984 7,771,516 Salem Communications Corp. Class A...................... 22,946 136,758 #Scholastic Corp......................................... 150,930 4,979,181 *School Specialty, Inc................................... 70,070 129,630 *Scientific Games Corp. Class A.......................... 125,838 1,035,647 #Service Corp. International............................. 463,739 6,510,896 Shiloh Industries, Inc.................................. 34,685 394,715 Shoe Carnival, Inc...................................... 102,675 2,400,542 #*Shutterfly, Inc......................................... 4,700 142,222 #Six Flags Entertainment Corp............................ 381 21,759 *Skechers U.S.A., Inc. Class A........................... 222,532 3,694,031 *Skyline Corp............................................ 27,646 127,172 *Smith & Wesson Holding Corp............................. 14,739 141,494 #Sonic Automotive, Inc. Class A.......................... 206,790 4,011,726 *Spanish Broadcasting System, Inc. Class A............... 16,642 58,247 Spartan Motors, Inc..................................... 159,846 751,276 #Speedway Motorsports, Inc............................... 190,470 3,104,661 *Sport Chalet, Inc. Class A.............................. 8,807 12,858 *Sport Chalet, Inc. Class B.............................. 2,311 3,859 Stage Stores, Inc....................................... 180,381 4,419,334 Standard Motor Products, Inc............................ 151,062 2,836,944 #*Standard Pacific Corp................................... 37,670 259,923 *Stanley Furniture Co., Inc.............................. 49,285 229,175 *Stein Mart, Inc......................................... 186,405 1,465,143 *Steiner Leisure, Ltd.................................... 2,170 95,306 *Steinway Musical Instruments, Inc....................... 58,857 1,420,808 Stewart Enterprises, Inc. Class A....................... 371,064 2,883,167 *Stoneridge, Inc......................................... 38,977 193,716 Strattec Security Corp.................................. 4,900 111,328 Superior Industries International, Inc.................. 153,618 2,625,332 Superior Uniform Group, Inc............................. 5,139 60,280 *Systemax, Inc........................................... 63,565 695,401 Tandy Leather Factory, Inc.............................. 40,081 212,429 #Thor Industries, Inc.................................... 5,745 218,482 *Toll Brothers, Inc...................................... 358,683 11,840,126 *Trans World Entertainment Corp.......................... 4,644 15,790 *Trinity Place Holdings, Inc............................. 39,541 158,164 *Tuesday Morning Corp.................................... 200,589 1,197,516 *Unifi, Inc.............................................. 96,247 1,350,345 *Universal Electronics, Inc.............................. 27,178 466,374 #Vail Resorts, Inc....................................... 110,071 6,249,831 #*Valassis Communications, Inc............................ 40,393 1,051,026 Value Line, Inc......................................... 845 8,416 5 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Consumer Discretionary -- (Continued) *Valuevision Media, Inc. Class A...................... 40,139 $ 90,313 *VOXX International Corp.............................. 100,744 626,628 #Washington Post Co. Class B (The).................... 28,060 9,358,291 *Wells-Gardner Electronics Corp....................... 22,378 46,322 Wendy's Co. (The).................................... 1,902,714 8,124,589 *West Marine, Inc..................................... 115,748 1,196,834 *Wet Seal, Inc. Class A (The)......................... 471,821 1,349,408 Weyco Group, Inc..................................... 12,881 302,446 Whirlpool Corp....................................... 4,100 400,488 #*WMS Industries, Inc.................................. 197,735 3,248,786 *Zale Corp............................................ 171,588 1,232,002 ------------ Total Consumer Discretionary............................ 497,103,187 ------------ Consumer Staples -- (4.1%) Alico, Inc........................................... 9,458 296,887 *Alliance One International, Inc...................... 447,272 1,359,707 Andersons, Inc. (The)................................ 91,069 3,577,190 B&G Foods, Inc....................................... 119,553 3,618,869 #Cal-Maine Foods, Inc................................. 16,985 732,563 CCA Industries, Inc.................................. 24,286 105,644 #*Central European Distribution Corp................... 195,685 504,867 *Central Garden & Pet Co.............................. 79,373 879,453 *Central Garden & Pet Co. Class A..................... 192,018 2,164,043 *Chiquita Brands International, Inc................... 156,544 1,128,682 Coca-Cola Bottling Co. Consolidated.................. 9,587 659,010 *Constellation Brands, Inc. Class A................... 373,609 13,203,342 *Constellation Brands, Inc. Class B................... 200 7,094 *Craft Brew Alliance, Inc............................. 54,413 412,451 *Dean Foods Co........................................ 118,444 1,994,597 #*Dole Food Co., Inc................................... 440,980 5,551,938 #*Elizabeth Arden, Inc................................. 78,891 3,722,077 *Farmer Bros. Co...................................... 57,936 563,717 Fresh Del Monte Produce, Inc......................... 288,198 7,253,944 Golden Enterprises, Inc.............................. 17,103 58,834 Griffin Land & Nurseries, Inc........................ 12,781 331,667 *Hain Celestial Group, Inc. (The)..................... 217,855 12,592,019 #Hillshire Brands Co.................................. 123,028 3,199,958 Ingles Markets, Inc. Class A......................... 61,457 995,603 Inter Parfums, Inc................................... 84,991 1,551,936 *John B. Sanfilippo & Son, Inc........................ 38,015 639,412 *Mannatech, Inc....................................... 2,230 10,838 MGP Ingredients, Inc................................. 55,785 196,921 Nash Finch Co........................................ 71,489 1,374,733 *Natural Alternatives International, Inc.............. 12,132 75,825 *Nutraceutical International Corp..................... 56,298 892,886 Oil-Dri Corp. of America............................. 19,856 444,774 *Omega Protein Corp................................... 104,830 682,443 #Orchids Paper Products Co............................ 20,454 392,512 *Overhill Farms, Inc.................................. 2,806 12,627 *Pantry, Inc. (The)................................... 113,050 1,499,608 *Physicians Formula Holdings, Inc..................... 65,127 318,471 *Pilgrim's Pride Corp................................. 199,848 1,125,144 *Post Holdings, Inc................................... 155,011 4,890,597 *Prestige Brands Holdings, Inc........................ 289,720 5,038,231 *Ralcorp Holdings, Inc................................ 153,458 11,078,133 Reliv' International, Inc............................ 600 774 #Sanderson Farms, Inc................................. 83,179 3,767,177 *Schiff Nutrition International, Inc.................. 1,336 45,210 *Seneca Foods Corp. Class A........................... 30,566 873,729 *Seneca Foods Corp. Class B........................... 189 5,386 *Smart Balance, Inc................................... 293,979 3,498,350 6 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) #*Smithfield Foods, Inc.................................. 767,800 $ 15,716,866 #Snyders-Lance, Inc..................................... 32,020 811,387 Spartan Stores, Inc.................................... 108,525 1,558,419 *Spectrum Brands Holdings, Inc.......................... 123,198 5,604,277 #SUPERVALU, Inc......................................... 276,067 858,568 *Susser Holdings Corp................................... 110,064 3,955,700 #Tootsie Roll Industries, Inc........................... 24,024 640,240 #Universal Corp......................................... 123,817 6,136,371 Village Super Market, Inc. Class A..................... 20,181 740,037 Weis Markets, Inc...................................... 76,383 3,143,924 ------------ Total Consumer Staples.................................... 142,495,662 ------------ Energy -- (7.2%) Adams Resources & Energy, Inc.......................... 16,509 502,204 Alon USA Energy, Inc................................... 218,210 2,865,097 #*Approach Resources, Inc................................ 87,580 2,157,095 *Barnwell Industries, Inc............................... 21,188 70,768 #*Basic Energy Services, Inc............................. 141,571 1,470,923 #*Bill Barrett Corp...................................... 201,177 4,608,965 Bolt Technology Corp................................... 41,081 591,566 *BPZ Resources, Inc..................................... 347,629 1,001,172 Bristow Group, Inc..................................... 171,519 8,562,228 #*C&J Energy Services, Inc............................... 36,011 697,893 *Cal Dive International, Inc............................ 117,957 148,626 *Callon Petroleum Co.................................... 75,590 432,375 *Carrizo Oil & Gas, Inc................................. 43,714 1,172,409 *Clayton Williams Energy, Inc........................... 10,007 423,796 *Cloud Peak Energy, Inc................................. 161,091 3,399,020 *Comstock Resources, Inc................................ 266,666 4,565,322 *Contango Oil & Gas Co.................................. 19,513 959,259 *Crimson Exploration, Inc............................... 177,141 641,250 Crosstex Energy, Inc................................... 185,772 2,541,361 *Dawson Geophysical Co.................................. 46,821 1,118,554 Delek US Holdings, Inc................................. 181,120 4,663,840 *Double Eagle Petroleum Co.............................. 51,492 257,975 #*Endeavour International Corp........................... 165,797 1,203,686 *ENGlobal Corp.......................................... 50,044 20,528 #*EPL Oil & Gas, Inc..................................... 182,397 3,947,071 #EXCO Resources, Inc.................................... 282,312 2,286,727 *Exterran Holdings, Inc................................. 329,669 6,586,787 *Forbes Energy Services, Ltd............................ 2,714 7,762 *Forest Oil Corp........................................ 393,428 2,982,184 *Gastar Exploration, Ltd................................ 5,315 5,953 *Global Geophysical Services, Inc....................... 141,148 652,104 #*Green Plains Renewable Energy, Inc..................... 156,342 1,208,524 Gulf Island Fabrication, Inc........................... 73,174 1,736,419 *Gulfmark Offshore, Inc. Class A........................ 124,929 4,037,705 #*Halcon Resources Corp.................................. 88,328 571,482 #*Harvest Natural Resources, Inc......................... 194,361 1,696,772 #*Heckmann Corp.......................................... 141,866 496,531 *Helix Energy Solutions Group, Inc...................... 550,015 9,509,759 *Hercules Offshore, Inc................................. 749,009 3,565,283 .*HKN, Inc............................................... 51,807 102,060 HollyFrontier Corp..................................... 599 23,139 *Hornbeck Offshore Services, Inc........................ 186,154 6,448,375 #*Lucas Energy, Inc...................................... 2,836 4,821 #*Magnum Hunter Resources Corp........................... 397,217 1,517,369 *Matrix Service Co...................................... 107,715 1,129,930 #*Mexco Energy Corp...................................... 6,763 39,902 #*Miller Energy Resources, Inc........................... 29,624 133,900 *Mitcham Industries, Inc................................ 57,917 784,775 7 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Energy -- (Continued) *Nabors Industries, Ltd............................... 19,957 $ 269,220 *Natural Gas Services Group, Inc...................... 61,345 972,932 *Newfield Exploration Co.............................. 203,865 5,528,819 #*Newpark Resources, Inc............................... 480,197 3,260,538 #Nordic American Tankers, Ltd......................... 17,919 150,520 #Overseas Shipholding Group, Inc...................... 142,039 159,084 *Parker Drilling Co................................... 597,206 2,585,902 #Patterson-UTI Energy, Inc............................ 476,553 7,710,628 *PDC Energy, Inc...................................... 109,614 3,318,016 Penn Virginia Corp................................... 240,721 1,088,059 #*PetroQuest Energy, Inc............................... 159,950 975,695 *PHI, Inc. Non-Voting................................. 64,150 2,007,254 *PHI, Inc. Voting..................................... 175 5,241 *Pioneer Energy Services Corp......................... 336,370 2,220,042 *Plains Exploration & Production Co................... 250,186 8,921,633 *Pyramid Oil Co....................................... 100 413 #*Quicksilver Resources, Inc........................... 10,000 38,700 #*Rex Energy Corp...................................... 242,276 3,207,734 *Rowan Cos. P.L.C. Class A............................ 630,839 20,003,905 *SEACOR Holdings, Inc................................. 101,346 8,889,058 *SemGroup Corp. Class A............................... 35,317 1,364,649 #Ship Finance International, Ltd...................... 119,928 1,844,493 *Steel Excel, Inc..................................... 42,674 1,045,513 *Stone Energy Corp.................................... 127,805 3,014,920 *Superior Energy Services, Inc........................ 91,200 1,854,096 *Swift Energy Co...................................... 215,676 3,603,946 *Synergy Resources Corp............................... 7,538 32,036 Teekay Corp.......................................... 135,617 4,151,236 *Tesco Corp........................................... 31,694 279,224 Tesoro Corp.......................................... 728,585 27,474,940 *TETRA Technologies, Inc.............................. 369,630 1,977,520 *TGC Industries, Inc.................................. 33,667 247,789 Tidewater, Inc....................................... 256,438 12,183,369 #*Triangle Petroleum Corp.............................. 222,303 1,420,516 *Union Drilling, Inc.................................. 84,472 548,223 *Unit Corp............................................ 208,810 8,425,484 *VAALCO Energy, Inc................................... 252,687 2,064,453 #*Verenium Corp........................................ 457 1,124 *Warren Resources, Inc................................ 167,683 477,897 #Western Refining, Inc................................ 423,850 10,541,150 *Willbros Group, Inc.................................. 253,568 1,295,732 ------------ Total Energy............................................ 248,712,949 ------------ Financials -- (22.7%) *1st Constitution Bancorp............................. 442 3,960 1st Source Corp...................................... 90,935 2,019,666 *1st United Bancorp, Inc.............................. 26,627 160,028 Access National Corp................................. 12,665 167,051 *Alexander & Baldwin, Inc............................. 193,322 5,592,805 *Allegheny Corp....................................... 9,174 3,188,882 Alliance Bancorp, Inc. of Pennsylvania............... 770 9,552 Alliance Financial Corp.............................. 14,209 643,384 Allied World Assurance Co. Holdings AG............... 192,146 15,429,324 Alterra Capital Holdings, Ltd........................ 443,922 10,845,014 *American Capital, Ltd................................ 1,347,022 15,881,389 American Equity Investment Life Holding Co........... 325,267 3,743,823 #American Financial Group, Inc........................ 465,600 18,065,280 *American Independence Corp........................... 300 1,494 American National Bankshares, Inc.................... 18,542 389,197 American National Insurance Co....................... 44,234 3,231,736 *American River Bankshares............................ 1,626 12,000 8 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *American Safety Insurance Holdings, Ltd................. 50,238 $ 847,013 *Ameris Bancorp.......................................... 93,067 993,025 *AMERISAFE, Inc.......................................... 99,481 2,611,376 *AmeriServ Financial, Inc................................ 36,909 108,143 Argo Group International Holdings, Ltd.................. 146,152 5,027,629 #Arrow Financial Corp.................................... 300 7,320 Aspen Insurance Holdings, Ltd........................... 342,379 11,075,961 Associated Banc-Corp.................................... 578,265 7,453,836 #Assurant, Inc........................................... 429,284 16,231,228 Assured Guaranty, Ltd................................... 628,509 8,729,990 #Astoria Financial Corp.................................. 422,315 4,235,819 *Atlantic Coast Financial Corp........................... 4,033 8,086 Auburn National Bancorporation, Inc..................... 692 15,937 *AV Homes, Inc........................................... 44,274 650,828 Axis Capital Holdings, Ltd.............................. 593,046 21,480,126 Baldwin & Lyons, Inc. Class A........................... 253 5,996 Baldwin & Lyons, Inc. Class B........................... 12,982 316,112 #Bancfirst Corp.......................................... 23,944 1,052,578 *Bancorp, Inc. (The)..................................... 130,694 1,485,991 BancorpSouth, Inc....................................... 162,857 2,304,427 *BancTrust Financial Group, Inc.......................... 62,398 177,210 Bank Mutual Corp........................................ 151,223 682,016 Bank of Commerce Holdings............................... 5,200 23,816 Bank of Kentucky Financial Corp......................... 2,333 58,652 BankFinancial Corp...................................... 106,520 855,356 Banner Corp............................................. 90,915 2,635,626 Bar Harbor Bankshares................................... 7,885 279,602 *BBCN Bancorp, Inc....................................... 192,419 2,295,559 #BCB Bancorp, Inc........................................ 4,921 49,554 *BCSB Bancorp, Inc....................................... 238 3,322 *Beneficial Mutual Bancorp, Inc.......................... 22,268 211,101 Berkshire Hills Bancorp, Inc............................ 104,140 2,445,198 *BofI Holding, Inc....................................... 54,028 1,519,267 Boston Private Financial Holdings, Inc.................. 387,727 3,574,843 Bridge Bancorp, Inc..................................... 469 9,380 *Bridge Capital Holdings................................. 1,105 16,520 Brookline Bancorp, Inc.................................. 256,330 2,173,678 Bryn Mawr Bank Corp..................................... 12,317 278,857 C&F Financial Corp...................................... 905 35,521 Calamos Asset Management, Inc. Class A.................. 62,487 674,860 California First National Bancorp....................... 3,333 60,894 *Camco Financial Corp.................................... 411 760 Camden National Corp.................................... 8,758 305,654 *Cape Bancorp, Inc....................................... 3,253 28,822 *Capital Bank Financial Corp. Class A.................... 1,261 22,105 #*Capital City Bank Group, Inc............................ 68,597 696,260 #Capital Southwest Corp.................................. 17,318 1,866,015 CapitalSource, Inc...................................... 631,150 4,992,397 Cardinal Financial Corp................................. 144,152 2,302,107 #Cash America International, Inc......................... 72,526 2,835,041 Cathay General Bancorp.................................. 378,818 6,701,290 Center Bancorp, Inc..................................... 50,003 569,534 Centerstate Banks, Inc.................................. 86,715 751,819 Central Bancorp, Inc.................................... 558 17,426 *Central Pacific Financial Corp.......................... 13,570 195,001 Century Bancorp, Inc. Class A........................... 3,747 122,564 CFS Bancorp, Inc........................................ 3,357 19,303 Chemical Financial Corp................................. 79,068 1,859,679 *Chicopee Bancorp, Inc................................... 1,885 28,256 Cincinnati Financial Corp............................... 76,795 3,059,513 *Citizens Community Bancorp, Inc......................... 6,617 36,791 9 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Citizens Holding Co................................... 1,103 $ 20,648 #*Citizens, Inc......................................... 78,129 796,135 #City Holding Co....................................... 14,420 506,430 Clifton Savings Bancorp, Inc.......................... 2,471 27,329 CNB Financial Corp.................................... 5,212 89,542 CNO Financial Group, Inc.............................. 1,174,038 11,247,284 CoBiz Financial, Inc.................................. 151,412 1,079,568 #Codorus Valley Bancorp, Inc........................... 290 4,434 #*Colonial Financial Services, Inc...................... 522 6,943 Columbia Banking System, Inc.......................... 139,753 2,475,026 Commercial National Financial Corp.................... 1,547 32,564 #Community Bank System, Inc............................ 126,388 3,487,045 Community Trust Bancorp, Inc.......................... 65,323 2,215,756 *Community West Bancshares............................. 367 1,017 *CompuCredit Holdings Corp............................. 66,219 253,619 Consolidated-Tokoma Land Co........................... 11,395 373,984 *Cowen Group, Inc. Class A............................. 283,624 720,405 #CVB Financial Corp.................................... 21,309 230,563 Dime Community Bancshares, Inc........................ 160,165 2,322,392 Donegal Group, Inc. Class A........................... 78,909 1,022,661 Donegal Group, Inc. Class B........................... 59 1,063 *E*Trade Financial Corp................................ 436,979 3,653,144 Eastern Insurance Holdings, Inc....................... 45,624 767,396 EMC Insurance Group, Inc.............................. 54,619 1,222,373 Employers Holdings, Inc............................... 112,256 2,048,672 Endurance Specialty Holdings, Ltd..................... 223,275 9,053,801 *Enstar Group, Ltd..................................... 9,204 920,400 #Enterprise Bancorp, Inc............................... 7,236 123,519 Enterprise Financial Services Corp.................... 47,582 666,148 ESB Financial Corp.................................... 41,756 563,288 ESSA Bancorp, Inc..................................... 79,429 800,644 Evans Bancorp, Inc.................................... 163 2,632 Everest Re Group, Ltd................................. 155,023 17,215,304 *Farmers Capital Bank Corp............................. 1,687 20,143 FBL Financial Group, Inc. Class A..................... 135,390 4,620,861 Federal Agricultural Mortgage Corp. Class C........... 60,517 1,704,764 *Federated National Holding Co......................... 28,190 176,188 Fidelity Southern Corp................................ 18,657 182,649 Financial Institutions, Inc........................... 29,692 565,336 *First Acceptance Corp................................. 82,671 100,032 First Advantage Bancorp............................... 539 7,023 First American Financial Corp......................... 388,188 8,831,277 First Bancorp......................................... 62,214 650,136 #*First BanCorp......................................... 5,660 23,998 First Bancorp, Inc.................................... 20,843 343,493 #First Bancshares, Inc. (The).......................... 137 1,438 First Busey Corp...................................... 235,188 1,110,087 First Business Financial Services, Inc................ 614 15,129 *First California Financial Group, Inc................. 25,119 169,553 First Citizens BancShares, Inc. Class A............... 9,439 1,592,831 First Commonwealth Financial Corp..................... 491,400 3,218,670 First Community Bancshares, Inc....................... 47,280 708,254 First Connecticut Bancorp, Inc........................ 334 4,572 First Defiance Financial Corp......................... 44,537 788,305 #*First Federal Bancshares of Arkansas, Inc............. 4,332 43,537 First Financial Bancorp............................... 88,889 1,395,557 First Financial Corp.................................. 46,875 1,433,906 First Financial Holdings, Inc......................... 63,563 896,238 *First Financial Northwest, Inc........................ 97,328 768,891 First Interstate BancSystem, Inc...................... 34,095 512,448 First M&F Corp........................................ 2,708 22,883 10 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *First Marblehead Corp. (The)............................. 260,351 $ 244,730 First Merchants Corp..................................... 138,400 2,035,864 First Midwest Bancorp, Inc............................... 314,351 3,888,522 #First Niagara Financial Group, Inc....................... 638,207 5,284,354 First Pactrust Bancorp, Inc.............................. 20,379 239,657 *First South Bancorp, Inc................................. 6,484 35,014 #*First United Corp........................................ 517 3,567 First West Virginia Bancorp.............................. 61 1,016 Firstbank Corp........................................... 301 3,341 *FirstCity Financial Corp................................. 34,485 278,984 #FirstMerit Corp.......................................... 121,609 1,685,501 Flagstone Reinsurance Holdings SA........................ 319,880 2,827,739 Flushing Financial Corp.................................. 146,803 2,282,787 #FNB Corp................................................. 478,255 5,131,676 *Forestar Group, Inc...................................... 52,403 838,972 *Fortegra Financial Corp.................................. 281 2,495 Fox Chase Bancorp, Inc................................... 23,564 366,656 *Franklin Financial Corp.................................. 4,203 72,418 *Gain Capital Holdings, Inc............................... 200 920 *Genworth Financial, Inc. Class A......................... 339,619 2,024,129 #German American Bancorp, Inc............................. 29,936 675,057 GFI Group, Inc........................................... 179,728 567,940 Glacier Bancorp, Inc..................................... 80,996 1,174,442 *Global Indemnity P.L.C................................... 81,077 1,798,288 Great Southern Bancorp, Inc.............................. 50,989 1,446,558 *Greenlight Capital Re, Ltd. Class A...................... 47,979 1,225,863 *Guaranty Bancorp......................................... 124,096 227,096 *Guaranty Federal Bancshares, Inc......................... 348 2,471 *Hallmark Financial Services, Inc......................... 100,040 763,305 Hampden Bancorp, Inc..................................... 20,730 268,454 *Hanmi Financial Corp..................................... 85,887 1,065,858 Hanover Insurance Group, Inc. (The)...................... 198,159 7,155,521 #Harleysville Savings Financial Corp...................... 1,060 18,009 *Harris & Harris Group, Inc............................... 144,700 496,321 Hawthorn Bancshares, Inc................................. 515 4,506 Heartland Financial USA, Inc............................. 42,212 1,211,484 *Heritage Commerce Corp................................... 69,435 457,577 Heritage Financial Corp.................................. 23,184 320,635 Heritage Financial Group, Inc............................ 194 2,596 HF Financial Corp........................................ 3,085 39,426 *Hilltop Holdings, Inc.................................... 265,912 3,613,744 Hingham Institution for Savings.......................... 1,213 82,423 *HMN Financial, Inc....................................... 800 2,672 *Home Bancorp, Inc........................................ 5,782 109,338 Home BancShares, Inc..................................... 31,693 1,097,846 Home Federal Bancorp, Inc................................ 86,137 983,685 #Homeowners Choice, Inc................................... 36,506 810,433 HopFed Bancorp, Inc...................................... 6,953 54,581 Horace Mann Educators Corp............................... 197,489 3,793,764 Horizon Bancorp.......................................... 4,618 133,922 #Hudson City Bancorp, Inc................................. 266,642 2,262,457 Hudson Valley Holding Corp............................... 10,867 175,067 #IBERIABANK Corp.......................................... 62,292 3,101,519 *ICG Group, Inc........................................... 115,902 1,214,653 *Imperial Holdings, Inc................................... 1,082 3,809 Independence Holding Co.................................. 55,689 486,722 #Independent Bank Corp. (453836108)....................... 99,128 2,925,267 #*Independent Bank Corp. (453838609)....................... 24,000 82,560 Infinity Property & Casualty Corp........................ 12,200 696,742 Interactive Brokers Group, Inc. Class A.................. 103,464 1,474,362 International Bancshares Corp............................ 233,791 4,243,307 11 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *Intervest Bancshares Corp. Class A...................... 17,708 $ 73,488 *INTL. FCStone, Inc...................................... 4,423 81,958 *Investment Technology Group, Inc........................ 154,059 1,300,258 Investors Title Co...................................... 2,340 153,504 Janus Capital Group, Inc................................ 660,591 5,615,024 Jefferies Group, Inc.................................... 67,667 963,578 JMP Group, Inc.......................................... 55,716 308,667 Kaiser Federal Financial Group, Inc..................... 18,379 283,588 #KBW, Inc................................................ 37,874 615,452 Kearny Financial Corp................................... 1,371 12,956 Kemper Corp............................................. 278,041 8,619,271 Kentucky First Federal Bancorp.......................... 2,420 19,844 #*Knight Capital Group, Inc. Class A...................... 445,696 1,172,180 Lake Shore Bancorp, Inc................................. 306 3,207 Lakeland Bancorp, Inc................................... 122,426 1,215,690 Lakeland Financial Corp................................. 46,839 1,250,133 Landmark Bancorp, Inc................................... 425 8,712 #Legg Mason, Inc......................................... 686,279 17,486,389 LNB Bancorp, Inc........................................ 31,120 185,786 *Louisiana Bancorp, Inc.................................. 13,988 228,984 #*Macatawa Bank Corp...................................... 137,897 426,102 Maiden Holdings, Ltd.................................... 195,809 1,654,586 MainSource Financial Group, Inc......................... 87,279 1,092,733 Marlin Business Services Corp........................... 58,368 1,318,533 *Maui Land & Pineapple Co., Inc.......................... 817 1,797 MB Financial, Inc....................................... 256,430 5,195,272 #*MBIA, Inc............................................... 450,275 4,457,722 #*MBT Financial Corp...................................... 39,294 113,167 MCG Capital Corp........................................ 453,143 2,111,646 Meadowbrook Insurance Group, Inc........................ 217,301 1,221,232 Medallion Financial Corp................................ 101,479 1,269,502 #*Mercantile Bank Corp.................................... 36,724 607,048 Merchants Bancshares, Inc............................... 16,018 469,007 *Meridian Interstate Bancorp, Inc........................ 24,317 410,714 Meta Financial Group, Inc............................... 1,149 27,300 *Metro Bancorp, Inc...................................... 66,562 863,975 *MetroCorp Bancshares, Inc............................... 13,453 136,413 *MGIC Investment Corp.................................... 848,943 1,460,182 MicroFinancial, Inc..................................... 41,697 328,572 Mid Penn Bancorp, Inc................................... 106 1,081 #MidSouth Bancorp, Inc................................... 19,374 300,297 MidWestOne Financial Group, Inc......................... 140 2,828 Montpelier Re Holdings, Ltd............................. 317,012 7,250,064 MutualFirst Financial, Inc.............................. 3,283 39,921 NASDAQ OMX Group, Inc. (The)............................ 858,799 20,448,004 *National Financial Partners Corp........................ 186,763 3,427,101 National Interstate Corp................................ 13,949 361,977 National Penn Bancshares, Inc........................... 544,650 4,863,724 National Security Group, Inc............................ 1,423 11,911 National Western Life Insurance Co. Class A............. 1,022 143,458 Naugatuck Valley Financial Corp......................... 385 2,861 *Navigators Group, Inc. (The)............................ 65,790 3,492,133 NBT Bancorp, Inc........................................ 37,691 801,688 Nelnet, Inc. Class A.................................... 155,416 3,793,705 *New Century Bancorp, Inc................................ 700 3,745 New England Bancshares, Inc............................. 5,303 76,522 New Hampshire Thrift Bancshares, Inc.................... 1,468 19,348 *NewBridge Bancorp....................................... 33,630 144,945 *NewStar Financial, Inc.................................. 256,825 3,210,312 Nicholas Financial, Inc................................. 4,889 63,606 *North Valley Bancorp.................................... 6,514 90,675 12 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Northeast Community Bancorp, Inc...................... 9,196 $ 49,842 #Northfield Bancorp, Inc............................... 23,720 385,213 Northrim Bancorp, Inc................................. 10,588 238,548 Northwest Bancshares, Inc............................. 337,285 4,013,692 Norwood Financial Corp................................ 336 10,668 Ocean Shore Holding Co................................ 92 1,223 OceanFirst Financial Corp............................. 58,201 811,322 *Ocwen Financial Corp.................................. 237,150 9,146,876 Ohio Valley Banc Corp................................. 1,834 34,617 Old National Bancorp.................................. 372,258 4,567,606 Old Republic International Corp....................... 1,125,422 11,119,169 *Old Second Bancorp, Inc............................... 32,787 45,902 *OmniAmerican Bancorp, Inc............................. 46,577 1,066,148 OneBeacon Insurance Group, Ltd. Class A............... 109,706 1,481,031 Oppenheimer Holdings, Inc. Class A.................... 10,896 177,387 Oriental Financial Group, Inc......................... 194,608 2,292,482 Oritani Financial Corp................................ 47,329 723,187 *Pacific Capital Bancorp............................... 6,730 308,974 Pacific Continental Corp.............................. 32,577 302,640 *Pacific Mercantile Bancorp............................ 40,919 293,389 *Pacific Premier Bancorp, Inc.......................... 6,216 69,744 PacWest Bancorp....................................... 53,122 1,195,245 #Park National Corp.................................... 10,252 682,271 *Park Sterling Corp.................................... 39,273 196,365 PartnerRe, Ltd........................................ 301,355 24,409,755 #Peapack-Gladstone Financial Corp...................... 22,765 352,630 Peoples Bancorp of North Carolina..................... 410 4,100 #Peoples Bancorp, Inc.................................. 49,925 1,063,402 People's United Financial, Inc........................ 1,422,378 17,111,207 #*PHH Corp.............................................. 293,479 6,107,298 *Phoenix Cos, Inc. (The)............................... 18,362 553,431 *PICO Holdings, Inc.................................... 83,085 1,839,502 *Pinnacle Financial Partners, Inc...................... 158,447 3,097,639 *Piper Jaffray Cos., Inc............................... 64,808 1,740,095 Platinum Underwriters Holdings, Ltd................... 172,325 7,651,230 #*Popular, Inc.......................................... 33,743 652,252 #*Preferred Bank........................................ 14,290 203,061 Premier Financial Bancorp, Inc........................ 571 5,464 Presidential Life Corp................................ 126,782 1,772,412 Primerica, Inc........................................ 18,782 530,779 *Princeton National Bancorp, Inc....................... 200 28 #PrivateBancorp, Inc................................... 245,003 3,959,248 ProAssurance Corp..................................... 33,501 2,994,989 #Protective Life Corp.................................. 383,246 10,462,616 Provident Financial Holdings, Inc..................... 24,991 369,117 Provident Financial Services, Inc..................... 305,270 4,579,050 Provident New York Bancorp............................ 170,497 1,556,638 *Prudential Bancorp, Inc. of Pennsylvania.............. 1,952 12,883 *PSB Holdings, Inc..................................... 599 2,782 #Pulaski Financial Corp................................ 28,592 244,748 QC Holdings, Inc...................................... 80,189 271,039 QCR Holdings, Inc..................................... 246 3,555 #Radian Group, Inc..................................... 668,127 3,133,516 Reinsurance Group of America, Inc..................... 356,518 18,866,933 Renasant Corp......................................... 114,056 2,099,771 Republic Bancorp, Inc. Class A........................ 21,078 455,706 Resource America, Inc. Class A........................ 83,429 563,980 *Riverview Bancorp, Inc................................ 31,681 52,274 RLI Corp.............................................. 12,422 846,932 Rockville Financial, Inc.............................. 58,940 783,313 Roma Financial Corp................................... 2,505 22,069 13 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #S&T Bancorp, Inc......................................... 133,876 $2,352,201 *Safeguard Scientifics, Inc............................... 101,615 1,610,598 Safety Insurance Group, Inc.............................. 64,825 3,004,639 Salisbury Bancorp, Inc................................... 291 7,441 Sandy Spring Bancorp, Inc................................ 104,134 1,991,042 SCBT Financial Corp...................................... 54,090 2,146,291 SeaBright Holdings, Inc.................................. 101,970 1,118,611 Selective Insurance Group, Inc........................... 262,800 4,859,172 Shore Bancshares, Inc.................................... 2,613 14,763 SI Financial Group, Inc.................................. 7,388 81,268 Sierra Bancorp........................................... 27,791 312,649 Simmons First National Corp. Class A..................... 54,970 1,368,203 Somerset Hills Bancorp................................... 5,111 43,290 *Southern Connecticut Bancorp, Inc........................ 500 545 *Southern First Bancshares, Inc........................... 2,079 20,582 Southern Missouri Bancorp, Inc........................... 53 1,285 Southern National Bancorp of Virginia, Inc............... 259 2,108 #Southside Bancshares, Inc................................ 38,731 790,508 *Southwest Bancorp, Inc................................... 83,343 899,271 Southwest Georgia Financial Corp......................... 700 6,286 #*St. Joe Co. (The)........................................ 4,376 86,645 StanCorp Financial Group, Inc............................ 91,693 3,149,655 State Auto Financial Corp................................ 120,174 1,939,608 StellarOne Corp.......................................... 104,396 1,432,313 Sterling Bancorp......................................... 67,682 646,363 #Stewart Information Services Corp........................ 92,067 2,147,002 *Stratus Properties, Inc.................................. 1,430 13,156 *Suffolk Bancorp.......................................... 9,387 140,993 Summit State Bank........................................ 1,121 7,937 *Sun Bancorp, Inc......................................... 106,618 329,450 Susquehanna Bancshares, Inc.............................. 878,730 9,112,427 *Sussex Bancorp........................................... 474 2,820 Symetra Financial Corp................................... 142,591 1,703,962 Synovus Financial Corp................................... 353,877 866,999 #*Taylor Capital Group, Inc................................ 76,535 1,429,674 #TCF Financial Corp....................................... 62,821 718,672 Teche Holding Co......................................... 540 21,643 Territorial Bancorp, Inc................................. 18,174 410,732 #*Texas Capital Bancshares, Inc............................ 41,019 1,947,172 TF Financial Corp........................................ 4,609 103,242 Thomas Properties Group, Inc............................. 248,419 1,326,557 *Timberland Bancorp, Inc.................................. 10,843 67,227 Tompkins Financial Corp.................................. 35,426 1,434,044 Tower Financial Corp..................................... 488 5,783 Tower Group, Inc......................................... 181,796 3,275,964 #TowneBank................................................ 77,409 1,205,258 *Tree.com, Inc............................................ 53,489 772,916 TriCo Bancshares......................................... 46,856 787,181 TrustCo Bank Corp........................................ 105,177 586,888 #Trustmark Corp........................................... 175,835 4,126,847 Umpqua Holdings Corp..................................... 567,899 6,865,899 Union First Market Bankshares Corp....................... 71,782 1,126,977 *United Bancshares, Inc................................... 466 4,418 #United Bankshares, Inc................................... 79,082 1,884,524 United Community Bancorp................................. 174 1,164 *United Community Banks, Inc.............................. 82,358 716,515 *United Community Financial Corp.......................... 2,093 7,974 United Financial Bancorp, Inc............................ 91,552 1,407,154 United Fire Group, Inc................................... 118,256 2,810,945 #*United Security Bancshares............................... 1,081 3,244 *Unity Bancorp, Inc....................................... 3,489 21,283 14 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) Universal Insurance Holdings, Inc...................... 95,726 $ 378,118 Univest Corp. of Pennsylvania.......................... 41,798 707,222 Validus Holdings, Ltd.................................. 380,327 13,615,707 ViewPoint Financial Group, Inc......................... 79,347 1,650,418 *Virginia Commerce Bancorp, Inc......................... 135,705 1,243,058 #VSB Bancorp, Inc....................................... 80 851 *Walker & Dunlop, Inc................................... 5,838 96,969 Washington Banking Co.................................. 27,318 373,437 #Washington Federal, Inc................................ 278,988 4,681,419 Washington Trust Bancorp, Inc.......................... 58,449 1,577,539 *Waterstone Financial, Inc.............................. 7,928 42,811 Wayne Savings Bancshares, Inc.......................... 120 1,080 #Webster Financial Corp................................. 287,232 6,319,104 WesBanco, Inc.......................................... 122,753 2,700,566 West Bancorporation, Inc............................... 58,779 641,279 *West Coast Bancorp..................................... 51,015 1,123,350 *Western Alliance Bancorp............................... 291,736 2,993,211 Westfield Financial, Inc............................... 131,049 955,347 White River Capital, Inc............................... 895 20,249 *Wilshire Bancorp, Inc.................................. 187,398 1,219,961 #Wintrust Financial Corp................................ 184,525 6,818,199 WSFS Financial Corp.................................... 7,520 318,510 WVS Financial Corp..................................... 111 971 *Yadkin Valley Financial Corp........................... 2,260 7,232 #Zions Bancorporation................................... 669,978 14,384,428 *ZipRealty, Inc......................................... 93,955 248,041 ------------ Total Financials.......................................... 782,177,845 ------------ Health Care -- (6.0%) *Accuray, Inc........................................... 31,712 220,716 *Addus HomeCare Corp.................................... 6,800 36,924 *Affymax, Inc........................................... 54,963 1,252,607 #*Affymetrix, Inc........................................ 385,552 1,222,200 #*Air Methods Corp....................................... 40,297 4,417,760 *Albany Molecular Research, Inc......................... 103,000 364,620 *Alere, Inc............................................. 261,991 5,030,227 *Allied Healthcare Products, Inc........................ 1,097 2,995 *Almost Family, Inc..................................... 43,673 905,341 *Alphatec Holdings, Inc................................. 147,075 252,969 *AMAG Pharmaceuticals, Inc.............................. 2,692 41,672 *Amedisys, Inc.......................................... 138,345 1,527,329 *American Shared Hospital Services...................... 4,548 13,599 *AMN Healthcare Services, Inc........................... 163,295 1,619,886 *Amsurg Corp............................................ 156,438 4,461,612 Analogic Corp.......................................... 35,933 2,646,825 *AngioDynamics, Inc..................................... 136,217 1,461,608 *Anika Therapeutics, Inc................................ 68,115 763,569 Arrhythmia Research Technology, Inc.................... 132 326 Assisted Living Concepts, Inc. Class A................. 104,348 825,393 *Astex Pharmaceuticals, Inc............................. 136,215 324,192 *BioClinica, Inc........................................ 35,167 220,497 *BioMimetic Therapeutics, Inc........................... 3,252 12,065 *BioScrip, Inc.......................................... 258,677 2,382,415 *Cambrex Corp........................................... 137,328 1,658,922 Cantel Medical Corp.................................... 116,083 3,019,319 *Capital Senior Living Corp............................. 136,755 2,199,020 *CardioNet, Inc......................................... 88,240 214,423 #*Celldex Therapeutics, Inc.............................. 12,828 70,682 *Chindex International, Inc............................. 4,790 49,672 #*Codexis, Inc........................................... 3,757 9,768 *Community Health Systems, Inc.......................... 323,732 8,876,731 15 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) CONMED Corp............................................. 141,317 $ 3,908,828 Cooper Cos., Inc. (The)................................. 26,850 2,577,063 Coventry Health Care, Inc............................... 662,402 28,907,223 *Cross Country Healthcare, Inc........................... 119,537 525,963 CryoLife, Inc........................................... 79,620 492,848 *Cumberland Pharmaceuticals, Inc......................... 90,380 530,531 *Cutera, Inc............................................. 66,846 495,329 *Cynosure, Inc. Class A.................................. 44,962 1,184,299 Daxor Corp.............................................. 613 4,959 *Digirad Corp............................................ 88,544 190,370 *Dynacq Healthcare, Inc.................................. 3,590 36 *Emergent Biosolutions, Inc.............................. 53,721 713,952 Ensign Group, Inc. (The)................................ 23,010 670,972 *Enzo Biochem, Inc....................................... 131,194 262,388 *Enzon Pharmaceuticals, Inc.............................. 65,145 428,003 *Exactech, Inc........................................... 37,466 625,682 *ExamWorks Group, Inc.................................... 13,659 191,499 #*FAB Universal Corp...................................... 14,476 52,114 *Five Star Quality Care, Inc............................. 226,812 1,193,031 *Furiex Pharmaceuticals, Inc............................. 15,441 296,004 *Future Healthcare of America............................ 14,476 2,823 *Gentiva Health Services, Inc............................ 171,212 1,609,393 *Greatbatch, Inc......................................... 134,288 2,951,650 *Hanger, Inc............................................. 68,666 1,740,683 *Harvard Bioscience, Inc................................. 146,840 590,297 *HealthStream, Inc....................................... 51,619 1,318,349 *Healthways, Inc......................................... 120,234 1,169,877 *Hi-Tech Pharmacal Co., Inc.............................. 45,913 1,439,373 *Hologic, Inc............................................ 153,185 3,158,675 #*Horizon Pharma, Inc..................................... 43,945 113,378 *ICU Medical, Inc........................................ 20,800 1,234,064 *Idera Pharmaceuticals, Inc.............................. 141,206 129,910 #*Infinity Pharmaceuticals, Inc........................... 31,592 707,345 Invacare Corp........................................... 161,168 2,199,943 *Iridex Corp............................................. 1,367 5,441 *IRIS International, Inc................................. 6,976 135,962 Kewaunee Scientific Corp................................ 7,798 87,961 *Kindred Healthcare, Inc................................. 239,669 2,348,756 *K-V Pharmaceutical Co. Class B.......................... 1,950 98 *Lannet Co., Inc......................................... 96,689 426,398 LeMaitre Vascular, Inc.................................. 73,991 443,946 *LHC Group, Inc.......................................... 78,178 1,369,679 *LifePoint Hospitals, Inc................................ 233,325 8,245,706 *Magellan Health Services, Inc........................... 117,204 5,877,781 Maxygen, Inc............................................ 172,517 420,941 *MedAssets, Inc.......................................... 123,521 2,190,027 .*MedCath Corp............................................ 103,153 141,320 *Medical Action Industries, Inc.......................... 84,244 248,520 *MediciNova, Inc......................................... 23,798 50,452 *Merit Medical Systems, Inc.............................. 25,063 361,910 *Misonix, Inc............................................ 5,883 26,003 *Molina Healthcare, Inc.................................. 172,166 4,316,202 *Momenta Pharmaceuticals, Inc............................ 25,734 326,307 *Myrexis, Inc............................................ 43,932 105,437 #*Nanosphere, Inc......................................... 1,129 3,534 National Healthcare Corp................................ 23,955 1,140,737 *Natus Medical, Inc...................................... 134,774 1,522,946 *NuVasive, Inc........................................... 16,042 231,326 #Omnicare, Inc........................................... 551,404 19,039,980 *Omnicell, Inc........................................... 198,317 2,891,462 *OraSure Technologies, Inc............................... 45,833 415,247 16 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) #*Pacific Biosciences of California, Inc................. 19,832 $ 25,782 *Palomar Medical Technologies, Inc...................... 83,286 718,758 *PDI, Inc............................................... 51,576 353,296 *PharMerica Corp........................................ 140,741 1,719,855 #*PhotoMedex, Inc........................................ 2,901 38,612 *Pozen, Inc............................................. 91,480 547,965 *Providence Service Corp. (The)......................... 49,031 500,116 *Repligen Corp.......................................... 124,424 634,562 *Rochester Medical Corp................................. 25,552 268,040 *RTI Biologics, Inc..................................... 258,505 1,049,530 #*SciClone Pharmaceuticals, Inc.......................... 291,162 1,604,303 *Select Medical Holdings Corp........................... 157,569 1,668,656 *Skilled Healthcare Group, Inc. Class A................. 66,042 513,146 *Solta Medical, Inc..................................... 100,060 295,177 Span-American Medical System, Inc...................... 4,850 84,608 *Spectranetics Corp..................................... 52,929 770,646 *Sucampo Pharmaceuticals, Inc. Class A.................. 57,237 285,613 *SunLink Health Systems, Inc............................ 108 113 *SurModics, Inc......................................... 25,415 456,962 *Symmetry Medical, Inc.................................. 185,348 1,697,788 #*Synageva BioPharma Corp................................ 5,942 251,228 *Targacept, Inc......................................... 1,990 8,119 Teleflex, Inc.......................................... 166,382 11,305,657 *Theragenics Corp....................................... 1,900 2,907 *Tornier NV............................................. 2,090 35,739 *TranS1, Inc............................................ 34,446 94,726 #*Transcept Pharmaceuticals, Inc......................... 61,189 311,452 *Triple-S Management Corp. Class B...................... 91,887 1,657,641 *Universal American Corp................................ 366,634 3,314,371 Utah Medical Products, Inc............................. 60 2,041 #*VCA Antech, Inc........................................ 12,948 253,522 *ViroPharma, Inc........................................ 365,524 9,229,481 West Pharmaceutical Services, Inc...................... 26,167 1,409,616 *Wright Medical Group, Inc.............................. 187,463 3,809,248 Young Innovations, Inc................................. 31,250 1,067,188 ------------ Total Health Care......................................... 206,083,281 ------------ Industrials -- (13.3%) *A.T. Cross Co. Class A................................. 45,031 426,444 AAR Corp............................................... 196,722 2,968,535 ABM Industries, Inc.................................... 120,687 2,293,053 #*ACCO Brands Corp....................................... 60,516 438,136 *Accuride Corp.......................................... 49,361 131,794 Aceto Corp............................................. 132,773 1,330,385 Acme United Corp....................................... 12,718 144,095 #Acorn Energy, Inc...................................... 32,198 274,005 #Actuant Corp. Class A.................................. 23,400 660,816 *Adept Technology, Inc.................................. 60,855 243,420 *AECOM Technology Corp.................................. 355,221 7,626,595 *Aegion Corp............................................ 164,778 3,043,450 *AeroCentury Corp....................................... 782 9,845 *Aerovironment, Inc..................................... 2,241 49,280 *AGCO Corp.............................................. 27,984 1,273,552 *Air Transport Services Group, Inc...................... 303,540 1,168,629 Aircastle, Ltd......................................... 376,397 4,189,299 Alamo Group, Inc....................................... 63,723 2,134,721 Albany International Corp. Class A..................... 132,432 2,909,531 Alliant Techsystems, Inc............................... 8,575 491,262 .*Allied Defense Group, Inc. (The)....................... 20,781 111,178 Allied Motion Technologies, Inc........................ 6,010 38,765 Altra Holdings, Inc.................................... 161,647 2,912,879 17 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Amerco, Inc.............................................. 84,246 $9,733,783 *Ameresco, Inc. Class A................................... 15,050 166,453 *American Railcar Industries, Inc......................... 113,207 3,326,022 *American Reprographics Co................................ 75,144 287,802 #*American Superconductor Corp............................. 93,550 335,845 *American Woodmark Corp................................... 47,091 1,083,093 Ampco-Pittsburgh Corp.................................... 31,608 558,197 *AMREP Corp............................................... 6,036 39,234 Apogee Enterprises, Inc.................................. 144,524 2,943,954 Applied Industrial Technologies, Inc..................... 100,321 4,072,029 Argan, Inc............................................... 5,894 104,854 Arkansas Best Corp....................................... 106,108 854,169 #Armstrong World Industries, Inc.......................... 19,293 999,377 *Ascent Solar Technologies, Inc........................... 33,122 26,994 *Asset Acceptance Capital Corp............................ 113,021 721,074 Asta Funding, Inc........................................ 60,415 566,693 *Astec Industries, Inc.................................... 62,657 1,804,522 *Atlas Air Worldwide Holdings, Inc........................ 136,860 7,525,931 *Avalon Holding Corp. Class A............................. 1,925 7,700 #*Avis Budget Group, Inc................................... 578,582 9,563,960 AZZ, Inc................................................. 19,564 771,604 Baltic Trading, Ltd...................................... 16,217 55,300 Barnes Group, Inc........................................ 189,667 4,339,581 Barrett Business Services, Inc........................... 49,248 1,469,068 *BlueLinx Holdings, Inc................................... 160,037 337,678 Brady Corp. Class A...................................... 62,791 1,931,451 *Breeze-Eastern Corp...................................... 37,653 301,224 Briggs & Stratton Corp................................... 242,734 4,793,997 *CAI International, Inc................................... 62,784 1,391,293 Cascade Corp............................................. 45,527 2,958,800 *Casella Waste Systems, Inc. Class A...................... 109,209 500,177 #*CBIZ, Inc................................................ 178,013 982,632 CDI Corp................................................. 102,838 1,767,785 #CECO Environmental Corp.................................. 26,321 232,941 Celadon Group, Inc....................................... 122,224 2,090,030 Ceradyne, Inc............................................ 120,573 4,215,232 #*Chart Industries, Inc.................................... 27,181 1,924,143 Chicago Rivet & Machine Co............................... 2,310 42,596 CIRCOR International, Inc................................ 82,838 2,857,083 *Colfax Corp.............................................. 1,082 37,210 *Columbus McKinnon Corp................................... 81,598 1,221,522 Comfort Systems USA, Inc................................. 173,772 1,894,115 CompX International, Inc................................. 5,019 70,417 *Consolidated Graphics, Inc............................... 64,334 1,898,496 Courier Corp............................................. 52,322 630,480 #Covanta Holding Corp..................................... 298,960 5,435,093 *Covenant Transportation Group, Inc. Class A.............. 41,614 193,089 *CPI Aerostructures, Inc.................................. 30,852 339,681 *CRA International, Inc................................... 46,319 775,380 Curtiss-Wright Corp...................................... 227,308 7,016,998 #*DigitalGlobe, Inc........................................ 4,300 111,542 *Dolan Co. (The).......................................... 107,835 499,276 Douglas Dynamics, Inc.................................... 91,977 1,397,131 *Ducommun, Inc............................................ 46,131 629,227 *DXP Enterprises, Inc..................................... 11,067 544,828 *Dycom Industries, Inc.................................... 159,988 2,278,229 Dynamic Materials Corp................................... 39,717 533,002 *Eagle Bulk Shipping, Inc................................. 3,852 11,402 Eastern Co. (The)........................................ 10,824 173,184 Ecology & Environment, Inc. Class A...................... 8,425 103,375 EMCOR Group, Inc......................................... 16,367 526,363 18 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ---------- Industrials -- (Continued) *Encore Capital Group, Inc.............................. 46,246 $1,341,134 Encore Wire Corp....................................... 109,581 3,381,670 *Energy Recovery, Inc................................... 43,223 128,372 *EnergySolutions, Inc................................... 395,652 1,131,565 #*EnerNOC, Inc........................................... 16,065 197,921 *EnerSys, Inc........................................... 149,082 5,140,347 #*Engility Holdings, Inc................................. 7,561 143,659 Ennis, Inc............................................. 142,595 2,181,704 *EnPro Industries, Inc.................................. 94,364 3,449,948 ESCO Technologies, Inc................................. 85,854 3,214,374 Espey Manufacturing & Electronics Corp................. 5,895 161,877 *Esterline Technologies Corp............................ 132,139 7,636,313 *Excel Maritime Carriers, Ltd........................... 223,470 93,410 *Federal Signal Corp.................................... 268,294 1,548,056 *Flow International Corp................................ 206,792 686,549 *Franklin Covey Co...................................... 73,779 886,824 FreightCar America, Inc................................ 64,637 1,244,262 *Frozen Food Express Industries......................... 15,881 27,951 #*FTI Consulting, Inc.................................... 155,828 4,045,295 *Fuel Tech, Inc......................................... 29,326 119,650 *Furmanite Corp......................................... 92,131 465,262 G & K Services, Inc. Class A........................... 92,344 2,978,094 #GATX Corp.............................................. 218,307 9,051,008 #*Genco Shipping & Trading, Ltd.......................... 191,382 581,801 *Gencor Industries, Inc................................. 16,355 117,592 Generac Holdings, Inc.................................. 14,217 483,378 *General Cable Corp..................................... 240,933 6,873,818 Geo Group, Inc. (The).................................. 291,946 8,092,743 *GeoEye, Inc............................................ 4,330 135,832 *Gibraltar Industries, Inc.............................. 141,261 1,760,112 Global Power Equipment Group, Inc...................... 7,210 121,849 *GP Strategies Corp..................................... 87,481 1,684,009 #Granite Construction, Inc.............................. 183,087 5,531,058 Great Lakes Dredge & Dock Corp......................... 301,074 2,393,538 *Greenbrier Cos., Inc................................... 127,103 2,212,863 Griffon Corp........................................... 267,834 2,718,515 H&E Equipment Services, Inc............................ 180,838 2,752,354 Hardinge, Inc.......................................... 51,860 538,307 Harsco Corp............................................ 42,790 855,372 *Hawaiian Holdings, Inc................................. 277,306 1,644,425 Heidrick & Struggles International, Inc................ 76,978 911,420 *Hill International, Inc................................ 123,651 419,177 Houston Wire & Cable Co................................ 3,312 36,664 *Hudson Global, Inc..................................... 124,698 503,780 *Hurco Cos., Inc........................................ 34,584 794,740 *Huron Consulting Group, Inc............................ 23,377 674,426 *Hyster-Yale Materials Handling, Inc.................... 32,985 1,355,024 *Hyster-Yale Materials Handling, Inc. Class B........... 32,985 1,355,024 *ICF International, Inc................................. 68,665 1,260,003 *InnerWorkings, Inc..................................... 13,173 189,955 *Innovative Solutions & Support, Inc.................... 44,362 190,757 Insteel Industries, Inc................................ 83,228 965,445 *Integrated Electrical Services, Inc.................... 33,463 180,700 International Shipholding Corp......................... 25,776 430,975 Intersections, Inc..................................... 37,484 348,226 #*JetBlue Airways Corp................................... 1,508,464 7,979,775 *Kadant, Inc............................................ 36,328 882,407 Kaman Corp............................................. 1,963 73,024 *KAR Auction Services, Inc.............................. 58,806 1,176,120 Kaydon Corp............................................ 83,840 1,874,662 Kelly Services, Inc. Class A........................... 163,084 2,167,386 19 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *Key Technology, Inc..................................... 23,834 $ 207,832 *Kforce, Inc............................................. 18,806 209,687 Kimball International, Inc. Class B..................... 154,546 1,845,279 #Knight Transportation, Inc.............................. 33,056 499,807 *Korn/Ferry International................................ 132,887 1,779,357 #*Kratos Defense & Security Solutions, Inc................ 122,894 677,146 L.B. Foster Co. Class A................................. 40,690 1,343,177 L.S. Starrett Co. Class A (The)......................... 22,027 252,650 Lawson Products, Inc.................................... 38,574 274,261 *Layne Christensen Co.................................... 100,751 2,245,740 *LMI Aerospace, Inc...................................... 63,979 1,284,698 LSI Industries, Inc..................................... 106,828 724,294 *Lydall, Inc............................................. 81,751 1,055,405 Manpower, Inc........................................... 112,752 4,277,811 Marten Transport, Ltd................................... 102,561 1,897,378 #*MasTec, Inc............................................. 28,649 646,321 *Mastech Holdings, Inc................................... 1,502 7,435 Matson, Inc............................................. 173,522 3,687,342 McGrath RentCorp........................................ 88,510 2,324,273 *Metalico, Inc........................................... 234,285 499,027 Met-Pro Corp............................................ 69,988 635,491 *MFRI, Inc............................................... 26,829 147,560 *Michael Baker Corp...................................... 16,990 384,144 Miller Industries, Inc.................................. 62,704 962,506 *Mobile Mini, Inc........................................ 189,311 3,297,798 *Moog, Inc. Class A...................................... 75,249 2,784,965 Mueller Industries, Inc................................. 141,442 6,195,160 Mueller Water Products, Inc. Class A.................... 613,251 3,195,038 Multi-Color Corp........................................ 38,430 873,130 *MYR Group, Inc.......................................... 111,857 2,369,131 National Presto Industries, Inc......................... 3,260 242,381 *National Technical Systems, Inc......................... 27,415 220,142 *Navigant Consulting, Inc................................ 146,792 1,525,169 NL Industries, Inc...................................... 87,722 892,133 *NN, Inc................................................. 87,117 721,329 *Northwest Pipe Co....................................... 44,023 1,011,649 #*Ocean Power Technologies, Inc........................... 41,206 102,191 *On Assignment, Inc...................................... 186,858 3,565,251 *Orbital Sciences Corp................................... 102,320 1,371,088 *Orion Energy Systems, Inc............................... 48,800 80,032 *Orion Marine Group, Inc................................. 35,800 239,502 *Oshkosh Corp............................................ 85,661 2,568,117 *Owens Corning, Inc...................................... 567,793 19,072,167 P.A.M. Transportation Services, Inc..................... 37,772 375,831 *Pacer International, Inc................................ 138,657 496,392 *Patrick Industries, Inc................................. 9,440 166,805 *Patriot Transportation Holding, Inc..................... 5,321 148,988 *PGT, Inc................................................ 81,174 350,672 *Pike Electric Corp...................................... 115,680 1,053,845 #*Portfolio Recovery Associates, Inc...................... 5,167 540,727 *Powell Industries, Inc.................................. 32,894 1,308,523 *PowerSecure International, Inc.......................... 88,970 574,746 Preformed Line Products Co.............................. 18,849 1,015,396 Providence & Worcester Railroad Co...................... 1,967 28,522 #*Quad/Graphics, Inc...................................... 9,451 173,237 Quanex Building Products Corp........................... 89,395 1,767,339 *Quanta Services, Inc.................................... 507,693 13,164,479 *RCM Technologies, Inc................................... 38,007 212,079 *Republic Airways Holdings, Inc.......................... 242,281 1,131,452 Resources Connection, Inc............................... 92,784 1,144,955 *Roadrunner Transportation Systems, Inc.................. 35,871 625,232 20 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) #Robbins & Myers, Inc................................... 28,528 $ 1,691,140 *Rush Enterprises, Inc. Class A......................... 125,714 2,388,566 *Rush Enterprises, Inc. Class B......................... 1,650 28,660 Ryder System, Inc...................................... 245,750 11,088,240 *Saia, Inc.............................................. 83,180 1,879,868 Schawk, Inc............................................ 88,162 1,087,919 *Seaboard Corp.......................................... 1,590 3,627,315 SeaCube Container Leasing, Ltd......................... 29,851 552,841 SIFCO Industries, Inc.................................. 15,111 253,109 #Simpson Manufacturing Co., Inc......................... 32,481 989,371 SkyWest, Inc........................................... 203,709 2,230,614 *SL Industries, Inc..................................... 14,941 209,174 *Sparton Corp........................................... 48,831 659,218 Standard Register Co. (The)............................ 132,533 84,821 Standex International Corp............................. 58,856 2,721,501 #Steelcase, Inc. Class A................................ 226,303 2,265,293 *Sterling Construction Co., Inc......................... 77,398 688,842 *Supreme Industries, Inc. Class A....................... 1,540 5,452 *SYKES Enterprises, Inc................................. 175,276 2,387,259 Sypris Solutions, Inc.................................. 30,319 191,010 #TAL International Group, Inc........................... 159,430 5,442,940 *Tecumseh Products Co. Class A.......................... 43,641 219,514 *Tecumseh Products Co. Class B.......................... 2,547 13,244 *Terex Corp............................................. 442,498 9,978,330 *Tetra Tech, Inc........................................ 57,966 1,503,638 #Titan International, Inc............................... 131,863 2,766,486 *Titan Machinery, Inc................................... 107,690 2,546,868 *TMS International Corp. Class A........................ 10,856 113,771 *Trimas Corp............................................ 43,026 1,079,092 Trinity Industries, Inc................................ 409,075 12,795,866 Triumph Group, Inc..................................... 26,273 1,718,780 *TrueBlue, Inc.......................................... 968 12,632 *Tutor Perini Corp...................................... 198,028 2,008,004 #Twin Disc, Inc......................................... 46,249 701,135 *Ultralife Corp......................................... 84,726 260,109 UniFirst Corp.......................................... 72,085 5,014,953 #United Stationers, Inc................................. 71,721 2,081,343 Universal Forest Products, Inc......................... 95,107 3,661,620 *Universal Power Group, Inc............................. 1,342 2,899 *Universal Security Instruments, Inc.................... 1,053 4,633 Universal Truckload Services, Inc...................... 21,731 344,219 URS Corp............................................... 283,746 9,499,816 *USA Truck, Inc......................................... 51,322 146,268 UTi Worldwide, Inc..................................... 30,187 419,297 *Versar, Inc............................................ 35,947 135,161 Viad Corp.............................................. 99,365 2,107,532 *Virco Manufacturing Corp............................... 19,199 46,270 *Volt Information Sciences, Inc......................... 55,204 386,428 VSE Corp............................................... 6,539 154,647 #Watts Water Technologies, Inc. Class A................. 141,348 5,686,430 #Werner Enterprises, Inc................................ 24,473 566,795 #*Wesco Aircraft Holdings, Inc........................... 3,077 41,078 *Willdan Group, Inc..................................... 3,123 4,778 *Willis Lease Finance Corp.............................. 12,318 175,162 #*XPO Logistics, Inc..................................... 70,646 969,970 ------------ Total Industrials......................................... 460,510,646 ------------ Information Technology -- (11.1%) *Accelrys, Inc.......................................... 257,201 2,301,949 *Acxiom Corp............................................ 60,559 1,105,202 *ADDvantage Technologies Group, Inc..................... 4,567 9,408 21 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *Advanced Energy Industries, Inc....................... 198,692 $ 2,346,553 *Aetrium, Inc.......................................... 1,189 761 *Agilysys, Inc......................................... 87,312 713,339 *Alpha & Omega Semiconductor, Ltd...................... 28,155 239,881 American Software, Inc. Class A....................... 30,356 248,616 #*Amkor Technology, Inc................................. 355,194 1,534,438 *Amtech Systems, Inc................................... 50,698 163,248 *ANADIGICS, Inc........................................ 216,659 316,322 *Analysts International Corp........................... 18,292 66,766 *Anaren, Inc........................................... 73,957 1,333,445 *AOL, Inc.............................................. 465,034 15,964,617 *Applied Micro Circuits Corp........................... 286,799 1,663,434 #*Arris Group, Inc...................................... 576,595 7,922,415 *Arrow Electronics, Inc................................ 463,696 16,336,010 #*AsiaInfo-Linkage, Inc................................. 31,056 310,560 Astro-Med, Inc........................................ 5,605 46,129 *ATMI, Inc............................................. 155,228 3,065,753 *Aviat Networks, Inc................................... 227,265 518,164 *Avid Technology, Inc.................................. 176,069 1,033,525 #*Avnet, Inc............................................ 540,580 15,487,617 AVX Corp.............................................. 433,777 4,268,366 Aware, Inc............................................ 53,975 328,708 *Axcelis Technologies, Inc............................. 117,657 107,833 *AXT, Inc.............................................. 184,167 591,176 Bel Fuse, Inc. Class A................................ 1,820 27,846 Bel Fuse, Inc. Class B................................ 46,351 767,573 *Benchmark Electronics, Inc............................ 298,403 4,422,332 Black Box Corp........................................ 83,740 1,835,581 *Blucora, Inc.......................................... 194,778 3,418,354 #*BroadVision, Inc...................................... 22,469 178,404 *Brocade Communications Systems, Inc................... 1,549,279 8,211,179 Brooks Automation, Inc................................ 283,021 2,043,412 *Bsquare Corp.......................................... 18,261 53,870 *BTU International, Inc................................ 17,003 33,156 Cabot Microelectronics Corp........................... 10,537 314,003 #*CACI International, Inc. Class A...................... 137,011 6,909,465 #*Calix, Inc............................................ 54,415 361,860 *Cascade Microtech, Inc................................ 44,068 231,357 *Checkpoint Systems, Inc............................... 128,217 1,041,122 *CIBER, Inc............................................ 348,909 1,088,596 *Coherent, Inc......................................... 71,631 3,269,955 Cohu, Inc............................................. 108,665 956,252 Communications Systems, Inc........................... 39,335 407,511 #Computer Sciences Corp................................ 9,455 287,905 Comtech Telecommunications Corp....................... 124,502 3,133,715 Concurrent Computer Corp.............................. 41,378 216,407 Convergys Corp........................................ 590,305 9,923,027 *CoreLogic, Inc........................................ 308,800 7,349,440 *Cray, Inc............................................. 132,401 1,611,320 #*Cree, Inc............................................. 146,485 4,442,890 *CSG Systems International, Inc........................ 59,566 1,227,655 CTS Corp.............................................. 142,120 1,176,754 *CyberOptics Corp...................................... 23,180 173,850 *Cymer, Inc............................................ 1,600 127,504 Daktronics, Inc....................................... 18,986 166,507 *Datalink Corp......................................... 72,374 589,124 *Dataram Corp.......................................... 2,290 1,328 *DealerTrack Holdings, Inc............................. 87,070 2,379,623 #*Demand Media, Inc..................................... 13,232 112,869 *Digi International, Inc............................... 123,757 1,165,791 Digimarc Corp......................................... 4,941 97,041 22 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Digital River, Inc....................................... 73,081 $1,047,982 *Diodes, Inc.............................................. 21,149 320,619 *Ditech Networks, Inc..................................... 9,648 13,797 *DSP Group, Inc........................................... 113,470 624,085 *Dynamics Research Corp................................... 48,381 312,057 EarthLink, Inc........................................... 545,747 3,460,036 *EchoStar Corp. Class A................................... 159,279 5,058,701 *Edgewater Technology, Inc................................ 32,647 113,612 Electro Rent Corp........................................ 119,194 1,873,730 Electro Scientific Industries, Inc....................... 131,576 1,405,232 *Electronics for Imaging, Inc............................. 224,419 3,895,914 #*EMCORE Corp.............................................. 13,248 61,603 *Emulex Corp.............................................. 334,055 2,325,023 *Entegris, Inc............................................ 68,815 564,971 *Entropic Communications, Inc............................. 192,105 924,025 EPIQ Systems, Inc........................................ 142,081 1,734,809 *ePlus, Inc............................................... 37,804 1,352,249 *Euronet Worldwide, Inc................................... 199,925 4,056,478 *Exar Corp................................................ 221,957 1,897,732 *Extreme Networks......................................... 465,306 1,516,898 *Fabrinet................................................. 784 7,550 #*Fairchild Semiconductor International, Inc............... 664,550 7,815,108 *FARO Technologies, Inc................................... 53,588 2,154,238 *FormFactor, Inc.......................................... 240,975 1,098,846 *Frequency Electronics, Inc............................... 29,641 248,688 *Global Cash Access Holdings, Inc......................... 92,865 654,698 *Globecomm Systems, Inc................................... 120,906 1,311,830 *GSE Systems, Inc......................................... 70,034 125,361 *GSI Group, Inc........................................... 24,813 192,797 *GSI Technology, Inc...................................... 118,637 663,181 *Hackett Group, Inc. (The)................................ 164,272 639,018 *Harmonic, Inc............................................ 295,652 1,283,130 #*Hutchinson Technology, Inc............................... 72,014 100,820 *I.D. Systems, Inc........................................ 56,513 296,693 #IAC/InterActiveCorp...................................... 159,764 7,724,589 *Identive Group, Inc...................................... 23,553 28,264 *IEC Electronics Corp..................................... 4,859 35,082 *Ikanos Communications, Inc............................... 49,085 68,228 *Imation Corp............................................. 177,728 812,217 #*Infinera Corp............................................ 85,605 421,177 *Ingram Micro, Inc. Class A............................... 647,505 9,842,076 *Innodata, Inc............................................ 4,088 14,676 *Insight Enterprises, Inc................................. 206,297 3,335,822 *Integrated Device Technology, Inc........................ 638,726 3,474,669 *Integrated Silicon Solution, Inc......................... 133,628 1,142,519 *Intermec, Inc............................................ 44,409 301,093 *Internap Network Services Corp........................... 323,764 2,217,783 #*International Rectifier Corp............................. 340,380 5,272,486 *Interphase Corp.......................................... 27,282 58,383 Intersil Corp. Class A................................... 615,529 4,339,479 *Intevac, Inc............................................. 102,204 511,020 *IntraLinks Holdings, Inc................................. 3,581 20,018 *IntriCon Corp............................................ 10,021 49,404 *Itron, Inc............................................... 34,707 1,425,069 *IXYS Corp................................................ 143,506 1,366,177 *JDA Software Group, Inc.................................. 70,866 2,702,829 *Kemet Corp............................................... 101,451 460,588 *Kenexa Corp.............................................. 30,029 1,380,133 *Key Tronic Corp.......................................... 56,373 639,834 Keynote Systems, Inc..................................... 73,262 1,046,914 #*KIT Digital, Inc......................................... 223,103 620,226 23 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Kopin Corp............................................... 230,536 $ 866,815 *Kulicke & Soffa Industries, Inc.......................... 238,807 2,450,160 *KVH Industries, Inc...................................... 56,087 775,122 *Lattice Semiconductor Corp............................... 113,702 441,164 *Limelight Networks, Inc.................................. 187,031 394,635 *LoJack Corp.............................................. 32,631 74,399 Loral Space & Communications, Inc........................ 37,271 2,931,737 *LTX-Credence Corp........................................ 182,753 1,017,934 ManTech International Corp. Class A...................... 104,834 2,408,037 Marchex, Inc. Class B.................................... 111,720 456,935 *Market Leader, Inc....................................... 74,369 505,709 *Mattson Technology, Inc.................................. 53,919 48,392 *MaxLinear, Inc. Class A.................................. 293 1,664 *Measurement Specialties, Inc............................. 72,425 2,361,779 #*MEMC Electronic Materials, Inc........................... 626,190 1,577,999 *MEMSIC, Inc.............................................. 38,677 67,685 #*Mentor Graphics Corp..................................... 356,110 5,526,827 *Mercury Computer Systems, Inc............................ 107,572 881,553 Methode Electronics, Inc................................. 190,093 1,923,741 *Microsemi Corp........................................... 83,846 1,609,843 MKS Instruments, Inc..................................... 242,504 5,730,370 *ModusLink Global Solutions, Inc.......................... 170,782 500,391 *Monolithic Power Systems, Inc............................ 12,627 245,343 Monotype Imaging Holdings, Inc........................... 100 1,531 #*Monster Worldwide, Inc................................... 182,153 1,132,992 *MoSys, Inc............................................... 16,767 67,739 *Multi-Fineline Electronix, Inc........................... 84,449 1,785,252 *Nanometrics, Inc......................................... 39,552 544,236 *NAPCO Security Technologies, Inc......................... 24,600 82,902 *NCI, Inc. Class A........................................ 1,761 9,897 *NeoPhotonics Corp........................................ 4,891 25,678 *Newport Corp............................................. 178,963 1,936,380 *Novatel Wireless, Inc.................................... 102,819 169,651 #*Oclaro, Inc.............................................. 176,112 346,941 *Official Payments Holdings, Inc.......................... 3,303 16,878 #*OmniVision Technologies, Inc............................. 287,053 4,104,858 *Online Resources Corp.................................... 140,660 405,101 *Oplink Communications, Inc............................... 110,590 1,643,367 Optical Cable Corp....................................... 28,064 118,430 *OSI Systems, Inc......................................... 80,013 6,341,030 *PAR Technology Corp...................................... 55,165 295,133 Park Electrochemical Corp................................ 36,139 896,970 PC Connection, Inc....................................... 115,608 1,189,606 *PC Mall, Inc............................................. 51,056 324,716 PC-Tel, Inc.............................................. 34,660 225,983 *PDF Solutions, Inc....................................... 36,756 486,649 *Perceptron, Inc.......................................... 35,929 189,705 *Perficient, Inc.......................................... 161,061 1,831,264 *Performance Technologies, Inc............................ 54,791 65,201 *Pericom Semiconductor Corp............................... 123,556 955,088 *Pervasive Software, Inc.................................. 38,769 332,638 *Photronics, Inc.......................................... 297,158 1,453,103 *Planar Systems, Inc...................................... 54,660 72,151 *Plexus Corp.............................................. 22,502 605,529 *PLX Technology, Inc...................................... 120,202 520,475 *PMC-Sierra, Inc.......................................... 815,347 3,815,824 #*Power-One, Inc........................................... 135,287 545,207 *Presstek, Inc............................................ 22,017 10,898 *Qualstar Corp............................................ 33,400 46,426 #*QuinStreet, Inc.......................................... 36,950 226,134 *Radisys Corp............................................. 121,573 345,267 24 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *RealNetworks, Inc....................................... 142,133 $ 1,075,947 *Reis, Inc............................................... 44,432 519,632 *Relm Wireless Corp...................................... 2,200 3,696 RF Industries, Ltd...................................... 24,753 109,161 *RF Micro Devices, Inc................................... 27,272 120,270 Richardson Electronics, Ltd............................. 77,071 897,877 Rimage Corp............................................. 41,482 248,062 *Rofin-Sinar Technologies, Inc........................... 19,818 360,886 *Rogers Corp............................................. 27,837 1,097,056 *Rosetta Stone, Inc...................................... 37,334 437,181 #*Rubicon Technology, Inc................................. 31,923 277,411 *Rudolph Technologies, Inc............................... 162,674 1,547,030 *Sanmina-SCI Corp........................................ 301,220 2,677,846 *ScanSource, Inc......................................... 45,358 1,326,722 *SeaChange International, Inc............................ 170,432 1,542,410 *Selectica, Inc.......................................... 916 4,974 *Sigma Designs, Inc...................................... 160,198 951,576 #*Silicon Graphics International Corp..................... 72,045 556,187 *Silicon Image, Inc...................................... 91,014 400,462 *Smith Micro Software, Inc............................... 87,329 109,161 *SMTC Corp............................................... 30,286 84,801 *Sonus Networks, Inc..................................... 412,440 767,138 *Soundbite Communications, Inc........................... 3,190 7,496 *Spansion, Inc. Class A.................................. 82,295 912,652 *StarTek, Inc............................................ 58,117 168,539 #*STEC, Inc............................................... 110,121 646,410 #*SunPower Corp........................................... 91,777 395,559 *Supertex, Inc........................................... 22,783 435,383 *Support.com, Inc........................................ 188,961 876,779 *Sycamore Networks, Inc.................................. 136,504 788,993 *Symmetricom, Inc........................................ 190,586 1,172,104 *SYNNEX Corp............................................. 182,339 5,905,960 *Take-Two Interactive Software, Inc...................... 67,902 757,107 *Tech Data Corp.......................................... 261,278 11,577,228 *TechTarget, Inc......................................... 136,406 652,021 *TeleCommunication Systems, Inc. Class A................. 248,598 527,028 *TeleTech Holdings, Inc.................................. 2,277 38,345 Tellabs, Inc............................................ 626,521 1,829,441 Telular Corp............................................ 72,129 720,569 Tessco Technologies, Inc................................ 38,210 794,768 Tessera Technologies, Inc............................... 267,121 3,785,105 TheStreet, Inc.......................................... 103,777 168,119 *Trio-Tech International................................. 979 1,733 *TriQuint Semiconductor, Inc............................. 850,598 3,997,811 *TTM Technologies, Inc................................... 239,593 2,156,337 *Ultra Clean Holdings.................................... 43,949 203,484 United Online, Inc...................................... 486,839 2,609,457 *UTStarcom Holdings Corp................................. 86,600 85,734 #*Veeco Instruments, Inc.................................. 50,376 1,546,543 *Viasystems Group, Inc................................... 35,138 537,963 *Vicon Industries, Inc................................... 22,202 65,496 *Video Display Corp...................................... 10,067 35,839 *Virtusa Corp............................................ 134,264 2,303,970 #*Vishay Intertechnology, Inc............................. 678,378 5,616,970 *Vishay Precision Group, Inc............................. 20,429 266,598 Wayside Technology Group, Inc........................... 4,635 57,381 *Web.com Group, Inc...................................... 96,090 1,516,300 *Westell Technologies, Inc. Class A...................... 103,272 210,675 *WPCS International, Inc................................. 17,768 9,062 *XO Group, Inc........................................... 135,675 1,092,184 Xyratex, Ltd............................................ 102,780 849,991 25 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) *Zygo Corp.............................................. 63,294 $ 1,178,534 ------------ Total Information Technology.............................. 383,823,297 ------------ Materials -- (7.3%) A. Schulman, Inc....................................... 140,527 3,605,923 #*A.M. Castle & Co....................................... 109,290 1,327,874 *American Biltrite, Inc................................. 12 6,000 *American Pacific Corp.................................. 25,583 338,207 American Vanguard Corp................................. 51,370 1,835,450 *Arabian American Development Co........................ 4,679 39,959 Ashland, Inc........................................... 237,924 16,928,293 Boise, Inc............................................. 477,309 4,004,623 Buckeye Technologies, Inc.............................. 222,931 5,840,792 Cabot Corp............................................. 11,084 396,364 *Century Aluminum Co.................................... 330,975 2,366,471 Chase Corp............................................. 22,825 420,665 *Chemtura Corp.......................................... 101,342 1,614,378 *Clearwater Paper Corp.................................. 27,156 1,073,748 *Coeur d'Alene Mines Corp............................... 421,417 13,025,999 Commercial Metals Co................................... 587,626 8,085,734 *Continental Materials Corp............................. 125 1,527 *Core Molding Technologies, Inc......................... 29,334 205,925 Cytec Industries, Inc.................................. 37,278 2,565,472 #Domtar Corp............................................ 168,731 13,456,297 *Ferro Corp............................................. 302,334 795,138 Friedman Industries, Inc............................... 32,585 349,637 FutureFuel Corp........................................ 11,692 137,849 #*General Moly, Inc...................................... 11,197 41,429 Georgia Gulf Corp...................................... 171,555 6,071,331 #*Golden Minerals Co..................................... 9,857 43,075 #*Graphic Packaging Holding Co........................... 351,492 2,080,833 H.B. Fuller Co......................................... 109,706 3,335,062 Haynes International, Inc.............................. 35,267 1,787,332 #Hecla Mining Co........................................ 169,650 1,116,297 *Horsehead Holding Corp................................. 212,832 1,926,130 #*Intrepid Potash, Inc................................... 26,430 574,324 Kaiser Aluminum Corp................................... 97,047 5,879,107 *KapStone Paper & Packaging Corp........................ 244,040 5,361,559 KMG Chemicals, Inc..................................... 28,353 484,269 *Kraton Performance Polymers, Inc....................... 57,427 1,253,057 *Landec Corp............................................ 132,923 1,438,227 #*Louisiana-Pacific Corp................................. 736,661 11,631,877 Materion Corp.......................................... 96,017 2,011,556 *McEwen Mining, Inc..................................... 104,501 507,875 MeadWestvaco Corp...................................... 157,730 4,683,004 *Mercer International, Inc.............................. 221,826 1,550,564 *Metals USA Holdings Corp............................... 80,976 1,180,630 #Minerals Technologies, Inc............................. 55,924 4,007,514 *Mod-Pac Corp........................................... 5,285 35,462 Myers Industries, Inc.................................. 185,183 2,746,264 Neenah Paper, Inc...................................... 69,904 1,810,514 Noranda Aluminum Holding Corp.......................... 67,731 415,191 *Northern Technologies International Corp............... 5,349 59,427 #Olin Corp.............................................. 92,744 1,923,511 Olympic Steel, Inc..................................... 56,163 1,010,934 *OM Group, Inc.......................................... 132,383 2,678,108 *Omnova Solutions, Inc.................................. 23,099 181,096 P.H. Glatfelter Co..................................... 240,760 4,287,936 *Penford Corp........................................... 52,958 407,777 PolyOne Corp........................................... 32,149 608,581 Quaker Chemical Corp................................... 30,131 1,596,642 26 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Materials -- (Continued) Reliance Steel & Aluminum Co......................... 352,172 $ 19,137,026 #*Resolute Forest Products............................. 7,346 89,621 Rock-Tenn Co. Class A................................ 245,760 17,987,174 *RTI International Metals, Inc........................ 166,179 3,787,219 #Schnitzer Steel Industries, Inc. Class A............. 110,945 3,163,042 Schweitzer-Mauduit International, Inc................ 21,498 753,075 #Sealed Air Corp...................................... 259,678 4,211,977 Sensient Technologies Corp........................... 121,772 4,430,065 *Spartech Corp........................................ 124,645 1,066,961 Steel Dynamics, Inc.................................. 603,197 7,630,442 #*Stillwater Mining Co................................. 124,216 1,293,089 *SunCoke Energy, Inc.................................. 192,762 3,097,685 Synalloy Corp........................................ 11,673 160,737 #*Texas Industries, Inc................................ 125,798 5,425,668 Tredegar Corp........................................ 21,600 366,552 *United States Lime & Minerals, Inc................... 4,615 202,183 #United States Steel Corp............................. 118,300 2,412,137 *Universal Stainless & Alloy Products, Inc............ 35,538 1,222,507 Vulcan Materials Co.................................. 135,751 6,240,473 Wausau Paper Corp.................................... 217,341 1,797,410 Westlake Chemical Corp............................... 118,795 9,035,548 Worthington Industries, Inc.......................... 240,962 5,209,598 Zep, Inc............................................. 6,077 87,083 *Zoltek Cos., Inc..................................... 172,067 1,178,659 ------------ Total Materials......................................... 253,134,751 ------------ Other -- (0.0%) .*Cubist Pharmaceuticals, Inc. Escrow Shares........... 55,628 -- .*Gerber Scientific, Inc. Escrow Shares................ 137,957 -- .*Price Communications Liquidation Trust............... 21,600 -- ------------ Total Other............................................. -- ------------ Telecommunication Services -- (1.1%) Atlantic Tele-Network, Inc........................... 7,969 330,235 *Cbeyond, Inc......................................... 16,396 125,593 Consolidated Communications Holdings, Inc............ 16,026 247,438 #Frontier Communications Corp......................... 1,202,811 5,677,268 *General Communications, Inc. Class A................. 262,490 2,294,163 #*Hawaiian Telcom Holdco, Inc.......................... 2,525 43,102 HickoryTech Corp..................................... 51,639 549,955 IDT Corp. Class B.................................... 63,757 645,221 *Iridium Communications, Inc.......................... 330,234 2,440,429 #*Leap Wireless International, Inc..................... 270,907 1,446,643 *MetroPCS Communications, Inc......................... 807,847 8,248,118 *Neutral Tandem, Inc.................................. 112,400 519,288 *ORBCOMM, Inc......................................... 179,583 628,540 *Premiere Global Services, Inc........................ 198,776 1,689,596 Primus Telecommunications Group, Inc................. 12,327 180,344 Shenandoah Telecommunications Co..................... 10,916 171,600 #Telephone & Data Systems, Inc........................ 367,289 9,134,477 *United States Cellular Corp.......................... 98,123 3,629,570 USA Mobility, Inc.................................... 91,668 1,012,931 *Vonage Holdings Corp................................. 6,777 15,384 Warwick Valley Telephone Co.......................... 11,869 155,959 ------------ Total Telecommunication Services........................ 39,185,854 ------------ Utilities -- (0.9%) Consolidated Water Co., Ltd.......................... 25,318 198,746 #*Dynegy, Inc.......................................... 2,157 40,336 Genie Energy, Ltd. Class B........................... 72,686 509,529 27 U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Utilities -- (Continued) *GenOn Energy, Inc............................... 2,136,268 $ 5,490,209 #NRG Energy, Inc................................. 657,780 14,181,737 #Ormat Technologies, Inc......................... 96,060 1,828,022 SJW Corp........................................ 54,687 1,325,613 UGI Corp........................................ 245,905 7,940,272 -------------- Total Utilities.................................... 31,514,464 -------------- TOTAL COMMON STOCKS................................ 3,044,741,936 -------------- RIGHTS/WARRANTS -- (0.0%) .*Camco Financial Corp. Rights 11/01/12........... 411 41 .*Capital Bank Corp. Contingent Value Rights...... 200 -- *Capital Bank Financial Corp. Contingent Value Rights......................................... 34,147 7,512 .*CVR Energy, Inc. Contingent Value Rights........ 317,335 -- *Dynegy, Inc..................................... 33,633 54,485 ..#*PhotoMedex, Inc. Contingent Value Warrants...... 1,528 -- -------------- TOTAL RIGHTS/WARRANTS.............................. 62,038 -------------- TEMPORARY CASH INVESTMENTS -- (0.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.......................... 3,983,433 3,983,433 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (11.8%) (S)@DFA Short Term Investment Fund................. 34,988,807 404,820,495 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,100,507 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,103,818) to be repurchased at $1,068,435.................................... $ 1,068 1,068,426 -------------- TOTAL SECURITIES LENDING COLLATERAL................ 405,888,921 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $3,024,832,050)........................... $3,454,676,328 ============== 28 U.S. SMALL CAP VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ --------- ----------- COMMON STOCKS -- (88.8%) Consumer Discretionary -- (16.4%) *1-800-FLOWERS.COM, Inc. Class A....................... 207,673 $ 753,853 A.H. Belo Corp. Class A............................... 232,917 1,164,585 *AFC Enterprises, Inc.................................. 26,153 662,194 #*ALCO Stores, Inc...................................... 98,216 974,303 *Aldila, Inc........................................... 77,084 229,710 Ambassadors Group, Inc................................ 5,154 26,388 #Amcon Distributing Co................................. 3,567 224,650 #American Greetings Corp. Class A...................... 1,719,600 29,525,532 *Arctic Cat, Inc....................................... 238,098 8,635,814 *Ascent Capital Group, Inc. Class A.................... 121,995 7,252,603 *Ballantyne Strong, Inc................................ 309,233 1,246,209 #*Barnes & Noble, Inc................................... 1,578,027 26,573,975 Bassett Furniture Industries, Inc..................... 200,365 2,298,187 #*Beasley Broadcast Group, Inc. Class A................. 75,568 367,260 #*Beazer Homes USA, Inc................................. 469,356 7,739,680 bebe stores, Inc...................................... 96,176 389,513 Belo Corp. Class A.................................... 409,434 3,062,566 Big 5 Sporting Goods Corp............................. 50,266 448,875 *Biglari Holdings, Inc................................. 22,291 7,882,320 *Black Diamond, Inc.................................... 348,477 3,310,531 *Bluegreen Corp........................................ 930,959 5,520,587 #Blyth, Inc............................................ 5,472 124,980 #Bob Evans Farms, Inc.................................. 635,568 24,196,074 #Bon-Ton Stores, Inc. (The)............................ 76,076 934,213 #*Books-A-Million, Inc.................................. 322,657 951,838 #*Boyd Gaming Corp...................................... 422,688 2,607,985 #Brown Shoe Co., Inc................................... 924,543 14,589,289 *Build-A-Bear Workshop, Inc............................ 510,324 1,832,063 #*Cabela's, Inc......................................... 1,287,489 57,692,382 *Cache, Inc............................................ 344,120 946,330 Callaway Golf Co...................................... 1,797,361 9,813,591 *Cambium Learning Group, Inc........................... 218,576 198,904 Canterbury Park Holding Corp.......................... 16,406 164,880 *Career Education Corp................................. 23,122 78,615 Carriage Services, Inc................................ 368,989 3,922,353 *Casual Male Retail Group, Inc......................... 11,974 46,220 *Cavco Industries, Inc................................. 34,408 1,663,283 #*Central European Media Enterprises, Ltd. Class A...... 76,827 411,793 #*Charles & Colvard, Ltd................................ 19,436 77,550 Christopher & Banks Corp.............................. 373,587 1,165,591 Churchill Downs, Inc.................................. 42,789 2,795,405 *Citi Trends, Inc...................................... 33,491 411,269 *Coast Distribution System, Inc. (The)................. 92,516 182,257 *Cobra Electronics Corp................................ 176,106 859,397 Collectors Universe, Inc.............................. 21,749 260,988 #*Conn's, Inc........................................... 695,934 17,628,008 Core-Mark Holding Co., Inc............................ 310,050 14,842,093 #*Corinthian Colleges, Inc.............................. 515,206 1,406,512 #*Crown Media Holdings, Inc. Class A.................... 254,767 443,295 CSS Industries, Inc................................... 259,352 5,212,975 Culp, Inc............................................. 29,090 367,698 *Cumulus Media, Inc. Class A........................... 475,512 1,169,760 *Cybex International, Inc.............................. 208,149 514,128 *dELiA*s, Inc.......................................... 271,854 358,847 *Delta Apparel, Inc.................................... 188,208 2,849,469 Destination Maternity Corp............................ 142,702 2,705,630 #*Digital Generation, Inc............................... 63,701 592,419 #Dillard's, Inc. Class A............................... 1,136,061 87,476,697 29 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Consumer Discretionary -- (Continued) *Dixie Group, Inc. (The)............................... 293,970 $ 1,164,121 Domino's Pizza, Inc................................... 182,674 7,420,218 #*Dorman Products, Inc.................................. 569,696 17,404,213 Dover Downs Gaming & Entertainment, Inc............... 136,501 324,872 *Dover Motorsports, Inc................................ 319,398 472,709 #*DreamWorks Animation SKG, Inc. Class A................ 454,436 9,256,861 #DSW, Inc. Class A..................................... 3,734 233,711 *E.W. Scripps Co. Class A (The)........................ 1,279,352 13,573,925 *EDCI Holdings, Inc.................................... 70,804 327,468 *ELXSI Corp............................................ 27,300 375,375 *Emerson Radio Corp.................................... 156,037 265,263 *Emmis Communications Corp. Class A.................... 353,768 725,224 #*Entercom Communications Corp. Class A................. 34,367 223,729 Escalade, Inc......................................... 4,453 23,156 *Exide Technologies.................................... 797,279 2,431,701 *Famous Dave's of America, Inc......................... 2,967 23,380 *Federal-Mogul Corp.................................... 326,852 2,464,464 *Fisher Communications, Inc............................ 77,531 1,956,882 #*Flanigan's Enterprises, Inc........................... 4,740 34,744 Flexsteel Industries, Inc............................. 196,868 3,962,953 #Fred's, Inc. Class A.................................. 1,063,904 14,415,899 Frisch's Restaurants, Inc............................. 49,454 884,238 *Fuel Systems Solutions, Inc........................... 35,974 585,297 *Full House Resorts, Inc............................... 121,199 381,777 *Furniture Brands International, Inc................... 1,167,729 1,774,948 *Gaiam, Inc. Class A................................... 92,238 303,463 Gaming Partners International Corp.................... 44,581 278,631 *Geeknet, Inc.......................................... 61,724 1,121,525 *Genesco, Inc.......................................... 118,584 6,794,863 *Gray Television, Inc.................................. 818,882 1,744,219 *Gray Television, Inc. Class A......................... 23,767 50,148 #Group 1 Automotive, Inc............................... 524,432 32,520,028 *Hallwood Group, Inc. (The)............................ 4,538 29,270 *Hampshire Group, Ltd.................................. 41,080 120,159 *Harris Interactive, Inc............................... 245,995 368,992 Harte-Hanks, Inc...................................... 218,967 1,219,646 *Hastings Entertainment, Inc........................... 306,501 613,002 Haverty Furniture Cos., Inc........................... 549,023 8,240,835 Haverty Furniture Cos., Inc. Class A.................. 5,701 85,116 *Heelys, Inc........................................... 60,428 137,172 *Helen of Troy, Ltd.................................... 759,345 22,947,406 *Hollywood Media Corp.................................. 474,624 631,250 Hooker Furniture Corp................................. 249,505 3,403,248 Hot Topic, Inc........................................ 557,284 4,792,642 #*Iconix Brand Group, Inc............................... 2,044,664 37,846,731 #International Speedway Corp. Class A.................. 709,187 18,084,268 *Isle of Capri Casinos, Inc............................ 509,303 3,096,562 Jaclyn, Inc........................................... 40,909 214,772 #JAKKS Pacific, Inc.................................... 692,157 8,935,747 *Johnson Outdoors, Inc. Class A........................ 207,794 4,054,061 Jones Group, Inc. (The)............................... 2,179,593 25,740,993 *Journal Communications, Inc. Class A.................. 724,359 4,063,654 *Kid Brands, Inc....................................... 156,672 283,576 *Kona Grill, Inc....................................... 75,431 680,388 #*K-Swiss, Inc. Class A................................. 140,668 320,723 *Lakeland Industries, Inc.............................. 141,538 863,382 *Lazare Kaplan International, Inc...................... 132,982 208,117 *La-Z-Boy, Inc......................................... 595,563 9,660,032 #*Lee Enterprises, Inc.................................. 712,477 1,054,466 *Libbey, Inc........................................... 344,711 6,187,562 *Liberty Media Corp. - Liberty Capital Class B......... 2,327 254,108 30 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Consumer Discretionary -- (Continued) Lifetime Brands, Inc.................................. 348,412 $ 3,867,373 *LIN TV Corp. Class A.................................. 240,316 1,348,173 Lithia Motors, Inc. Class A........................... 358,250 12,252,150 #*Live Nation Entertainment, Inc........................ 2,843,104 26,014,402 #*LodgeNet Interactive Corp............................. 43,685 19,221 *Luby's, Inc........................................... 478,890 3,060,107 #*M/I Homes, Inc........................................ 363,294 8,083,292 Mac-Gray Corp......................................... 312,492 4,062,396 *Madison Square Garden Co. Class A (The)............... 49,601 2,041,577 Marcus Corp........................................... 562,220 6,128,198 *MarineMax, Inc........................................ 617,198 5,079,540 *Marriott Vacations Worldwide Corp..................... 73,838 2,904,787 #*McClatchy Co. Class A (The)........................... 1,303,731 3,715,633 McRae Industries, Inc. Class A........................ 30,453 504,606 #MDC Holdings, Inc..................................... 261,148 9,986,300 #*Media General, Inc. Class A........................... 396,500 1,665,300 #Men's Wearhouse, Inc. (The)........................... 86,588 2,839,221 #*Meritage Homes Corp................................... 295,769 10,937,538 *Modine Manufacturing Co............................... 60,544 411,699 *Monarch Casino & Resort, Inc.......................... 7,279 66,384 #*Motorcar Parts of America, Inc........................ 80,164 376,771 Movado Group, Inc..................................... 502,742 15,931,894 *MTR Gaming Group, Inc................................. 287,975 1,005,033 *Multimedia Games Holding Co., Inc..................... 224,548 3,570,313 NACCO Industries, Inc. Class A........................ 151,646 7,679,353 National CineMedia, Inc............................... 52,426 810,506 *Nautilus, Inc......................................... 63,314 177,912 *Navarre Corp.......................................... 54,871 92,732 *Nevada Gold & Casinos, Inc............................ 130,600 104,480 *New Frontier Media, Inc............................... 308,544 623,259 *New York & Co., Inc................................... 179,230 604,005 *Nexstar Broadcasting Group, Inc. Class A.............. 72,016 782,814 *Nobility Homes, Inc................................... 12,925 69,795 *Office Depot, Inc..................................... 892,311 2,212,931 #OfficeMax, Inc........................................ 456,597 3,355,988 *Orient-Express Hotels, Ltd. Class A................... 2,546,319 29,868,322 Outdoor Channel Holdings, Inc......................... 169,877 1,233,307 *P & F Industries, Inc. Class A........................ 24,537 144,768 #*Pacific Sunwear of California, Inc.................... 1,657,500 2,817,750 #Penske Automotive Group, Inc.......................... 1,277,301 39,085,411 Pep Boys - Manny, Moe & Jack (The).................... 1,119,636 11,185,164 #*Perfumania Holdings, Inc.............................. 89,183 507,451 *Perry Ellis International, Inc........................ 465,202 9,601,769 *Pinnacle Entertainment, Inc........................... 1,763 22,496 *Point.360............................................. 107,615 89,320 #*Premier Exhibitions, Inc.............................. 223,399 612,113 *Q.E.P. Co., Inc....................................... 42,217 749,352 *Quiksilver, Inc....................................... 1,891,906 6,054,099 #*Radio One, Inc. Class D............................... 623,107 529,641 #*Reading International, Inc. Class A................... 168,095 1,016,975 *Red Lion Hotels Corp.................................. 529,202 3,487,441 *Red Robin Gourmet Burgers, Inc........................ 36,880 1,231,792 #Regis Corp............................................ 1,776,175 29,591,076 #Rent-A-Center, Inc.................................... 1,626,484 54,210,712 *Rick's Cabaret International, Inc..................... 224,494 1,843,096 *Rocky Brands, Inc..................................... 123,602 1,484,460 *Ruby Tuesday, Inc..................................... 1,546,698 11,167,160 #Ryland Group, Inc. (The).............................. 18,065 611,862 #*Ryman Hospitality Properties.......................... 1,272,691 49,647,676 *Saga Communications, Inc. Class A..................... 116,643 4,947,996 #*Saks, Inc............................................. 1,614,458 16,596,628 31 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- -------------- Consumer Discretionary -- (Continued) Salem Communications Corp. Class A................. 86,000 $ 512,560 #Scholastic Corp.................................... 1,436,861 47,402,044 #*School Specialty, Inc.............................. 549,917 1,017,346 #Service Corp. International........................ 618,562 8,684,610 Shiloh Industries, Inc............................. 192,329 2,188,704 Shoe Carnival, Inc................................. 551,865 12,902,604 *Skechers U.S.A., Inc. Class A...................... 943,938 15,669,371 *Skyline Corp....................................... 1,465 6,739 *Spanish Broadcasting System, Inc. Class A.......... 8,699 30,446 Spartan Motors, Inc................................ 658,852 3,096,604 #*Spectrum Group International, Inc.................. 312,991 610,332 Speedway Motorsports, Inc.......................... 912,000 14,865,600 *Sport Chalet, Inc. Class A......................... 82,165 119,961 *Sport Chalet, Inc. Class B......................... 15,675 26,177 Stage Stores, Inc.................................. 1,009,407 24,730,472 Standard Motor Products, Inc....................... 314,196 5,900,601 *Stanley Furniture Co., Inc......................... 91,262 424,368 *Stein Mart, Inc.................................... 15,273 120,046 *Steinway Musical Instruments, Inc.................. 289,169 6,980,540 #Stewart Enterprises, Inc. Class A.................. 2,681,851 20,837,982 *Stoneridge, Inc.................................... 72,586 360,752 Strattec Security Corp............................. 48,198 1,095,059 Superior Industries International, Inc............. 764,419 13,063,921 Superior Uniform Group, Inc........................ 144,642 1,696,651 *Systemax, Inc...................................... 29,140 318,792 *Tandy Brands Accessories, Inc...................... 200,326 302,492 *Trans World Entertainment Corp..................... 634,084 2,155,886 #*Trinity Place Holdings, Inc........................ 392,655 1,570,620 *Tuesday Morning Corp............................... 1,307,967 7,808,563 *Unifi, Inc......................................... 436,708 6,127,013 *Universal Electronics, Inc......................... 12,824 220,060 *Valuevision Media, Inc. Class A.................... 3,840 8,640 *VOXX International Corp............................ 410,768 2,554,977 Walking Co. Holdings, Inc. (The)................... 23,629 186,669 #Wendy's Co. (The).................................. 1,375,189 5,872,057 *West Marine, Inc................................... 596,934 6,172,298 *Wet Seal, Inc. Class A (The)....................... 187,254 535,546 #*WMS Industries, Inc................................ 17,260 283,582 #*Zale Corp.......................................... 946,685 6,797,198 -------------- Total Consumer Discretionary.......................... 1,301,423,404 -------------- Consumer Staples -- (4.0%) *Alliance One International, Inc.................... 1,300,949 3,954,885 Andersons, Inc. (The).............................. 44,956 1,765,872 #*Bridgford Foods Corp............................... 37,720 261,022 CCA Industries, Inc................................ 32,097 139,622 #*Central European Distribution Corp................. 189,820 489,736 *Central Garden & Pet Co............................ 312,005 3,457,015 *Central Garden & Pet Co. Class A................... 917,575 10,341,070 *Chiquita Brands International, Inc................. 1,148,246 8,278,854 *Craft Brew Alliance, Inc........................... 251,817 1,908,773 *Crystal Rock Holdings, Inc......................... 9,911 10,307 *Cuisine Solutions, Inc............................. 156,778 158,346 *Dean Foods Co...................................... 395,058 6,652,777 #*Dole Food Co., Inc................................. 1,277,431 16,082,856 *Farmer Bros. Co.................................... 11,351 110,445 #Fresh Del Monte Produce, Inc....................... 1,551,187 39,043,377 Griffin Land & Nurseries, Inc...................... 20,232 525,020 *Hain Celestial Group, Inc. (The)................... 1,084,318 62,673,580 #*Harbinger Group, Inc............................... 405,478 3,547,932 Ingles Markets, Inc. Class A....................... 215,353 3,488,719 32 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Consumer Staples -- (Continued) *John B. Sanfilippo & Son, Inc........................ 209,880 $ 3,530,182 *Mannatech, Inc....................................... 3,084 14,988 MGP Ingredients, Inc................................. 289,677 1,022,560 Nash Finch Co........................................ 299,494 5,759,270 *Natural Alternatives International, Inc.............. 94,109 588,181 *Nutraceutical International Corp..................... 59,035 936,295 Oil-Dri Corp. of America............................. 73,605 1,648,752 *Omega Protein Corp................................... 496,963 3,235,229 #Orchids Paper Products Co............................ 2,641 50,681 *Pantry, Inc. (The)................................... 497,096 6,593,978 *Physicians Formula Holdings, Inc..................... 367,754 1,798,317 #*Pilgrim's Pride Corp................................. 12,643 71,180 #*Post Holdings, Inc................................... 285,366 9,003,297 *Prestige Brands Holdings, Inc........................ 1,401,163 24,366,225 Reliv' International, Inc............................ 12,603 16,258 *Revlon, Inc. Class A................................. 33,702 519,011 *Seneca Foods Corp. Class A........................... 88,552 2,531,259 *Seneca Foods Corp. Class B........................... 24,265 691,552 *Smart Balance, Inc................................... 1,625,304 19,341,118 Spartan Stores, Inc.................................. 584,499 8,393,406 *Spectrum Brands Holdings, Inc........................ 415,291 18,891,588 Stephan Co. (The).................................... 56,795 120,405 #SUPERVALU, Inc....................................... 605,531 1,883,201 *Susser Holdings Corp................................. 4,045 145,377 #Universal Corp....................................... 851,741 42,212,284 Weis Markets, Inc.................................... 6,527 268,651 ------------ Total Consumer Staples.................................. 316,523,453 ------------ Energy -- (7.8%) Adams Resources & Energy, Inc........................ 107,983 3,284,843 Alon USA Energy, Inc................................. 676,758 8,885,833 *Barnwell Industries, Inc............................. 142,853 477,129 #*Basic Energy Services, Inc........................... 146,359 1,520,670 #*Bill Barrett Corp.................................... 906,675 20,771,924 *Black Ridge Oil and Gas, Inc......................... 72,013 32,406 Bolt Technology Corp................................. 6,706 96,566 Bristow Group, Inc................................... 1,272,598 63,528,092 *Cal Dive International, Inc.......................... 943,379 1,188,658 *Callon Petroleum Co.................................. 7,199 41,178 *Comstock Resources, Inc.............................. 1,128,212 19,314,989 *Crimson Exploration, Inc............................. 249,985 904,946 Crosstex Energy, Inc................................. 164,091 2,244,765 *Dawson Geophysical Co................................ 169,395 4,046,847 Delek US Holdings, Inc............................... 669,250 17,233,187 DHT Holdings, Inc.................................... 45,124 190,423 #*Double Eagle Petroleum Co............................ 81,571 408,671 *EPL Oil & Gas, Inc................................... 601,876 13,024,597 #*Evolution Petroleum Corp............................. 23,390 191,798 #*Exterran Holdings, Inc............................... 1,914,243 38,246,575 *Forbes Energy Services, Ltd.......................... 451 1,290 *Gastar Exploration, Ltd.............................. 7,589 8,500 #*Green Plains Renewable Energy, Inc................... 699,705 5,408,720 Gulf Island Fabrication, Inc......................... 255,946 6,073,599 *Gulfmark Offshore, Inc. Class A...................... 770,502 24,902,625 #*Harvest Natural Resources, Inc....................... 1,062,561 9,276,158 *Helix Energy Solutions Group, Inc.................... 3,726,588 64,432,707 *Hercules Offshore, Inc............................... 4,873,238 23,196,613 .*HKN, Inc............................................. 86,717 170,832 #*Hornbeck Offshore Services, Inc...................... 1,304,913 45,202,186 *Key Energy Services, Inc............................. 44,614 291,776 #*Mexco Energy Corp.................................... 733 4,325 33 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Energy -- (Continued) #*Miller Energy Resources, Inc........................ 27,356 $ 123,649 *Mitcham Industries, Inc............................. 179,913 2,437,821 *Natural Gas Services Group, Inc..................... 277,710 4,404,481 *Newpark Resources, Inc.............................. 1,097,281 7,450,538 #Nordic American Tankers, Ltd........................ 447,927 3,762,587 #Overseas Shipholding Group, Inc..................... 776,519 869,701 *Parker Drilling Co.................................. 3,288,767 14,240,361 *PDC Energy, Inc..................................... 776,357 23,500,326 #Penn Virginia Corp.................................. 1,203,302 5,438,925 *PHI, Inc. Non-Voting................................ 308,793 9,662,133 *PHI, Inc. Voting.................................... 1,686 50,496 *Pioneer Energy Services Corp........................ 1,901,063 12,547,016 #*Quicksilver Resources, Inc.......................... 860,584 3,330,460 *Rentech, Inc........................................ 506,484 1,306,729 *REX American Resources Corp......................... 234,850 4,135,708 #*SEACOR Holdings, Inc................................ 457,937 40,165,654 *SemGroup Corp. Class A.............................. 228,253 8,819,696 #Ship Finance International, Ltd..................... 59,694 918,094 *Steel Excel, Inc.................................... 421,498 10,326,701 *Stone Energy Corp................................... 700 16,513 #*Superior Energy Services, Inc....................... 1,217,614 24,754,093 *Swift Energy Co..................................... 321,767 5,376,727 *Tesco Corp.......................................... 37,064 326,534 *TETRA Technologies, Inc............................. 818,148 4,377,092 *TGC Industries, Inc................................. 103,292 760,229 #*Triangle Petroleum Corp............................. 52,195 333,526 *U.S. Energy Corp.................................... 10,322 18,889 *Union Drilling, Inc................................. 350,905 2,277,373 *Unit Corp........................................... 17,927 723,354 #*USEC, Inc........................................... 2,769,982 1,871,123 *Warren Resources, Inc............................... 2,345 6,683 #Western Refining, Inc............................... 1,985,639 49,382,842 #*Westmoreland Coal Co................................ 68,757 706,822 *Willbros Group, Inc................................. 304,889 1,557,983 ------------ Total Energy........................................... 620,584,287 ------------ Financials -- (22.6%) *1st Constitution Bancorp............................ 17,093 153,153 1st Source Corp..................................... 583,991 12,970,440 *1st United Bancorp, Inc............................. 71,148 427,599 Access National Corp................................ 39,981 527,349 *Alexander & Baldwin, Inc............................ 1,217,868 35,232,921 Alliance Bancorp, Inc. of Pennsylvania.............. 2,078 25,778 *Altisource Portfolio Solutions SA................... 203,040 23,045,040 Ameriana Bancorp.................................... 34,757 229,744 *American Capital, Ltd............................... 2,720,632 32,076,251 #American Equity Investment Life Holding Co.......... 1,813,056 20,868,275 #*American Independence Corp.......................... 42,672 212,507 #American National Insurance Co...................... 5,360 391,602 *American River Bankshares........................... 142,147 1,049,045 *American Safety Insurance Holdings, Ltd............. 198,970 3,354,634 *Ameris Bancorp...................................... 207,312 2,212,019 #*AmeriServ Financial, Inc............................ 323,958 949,197 *Anchor Bancorp Wisconsin, Inc....................... 15,494 5,733 Argo Group International Holdings, Ltd.............. 935,011 32,164,378 ASB Financial Corp.................................. 1,733 22,529 Aspen Insurance Holdings, Ltd....................... 519,670 16,811,324 #Associated Banc-Corp................................ 241,100 3,107,779 #Astoria Financial Corp.............................. 1,078,431 10,816,663 Atlantic American Corp.............................. 238,675 696,931 *Atlantic Coast Financial Corp....................... 17,186 34,458 34 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) #*AV Homes, Inc....................................... 231,211 $ 3,398,802 #Baldwin & Lyons, Inc. Class A....................... 3,124 74,039 Baldwin & Lyons, Inc. Class B....................... 367,343 8,944,802 Bancorp of New Jersey, Inc.......................... 400 4,312 *Bancorp, Inc. (The)................................. 207,040 2,354,045 #BancorpSouth, Inc................................... 485,854 6,874,834 *BancTrust Financial Group, Inc...................... 98,095 278,590 Bank Mutual Corp.................................... 127,324 574,231 Bank of Commerce Holdings........................... 13,647 62,503 BankFinancial Corp.................................. 524,139 4,208,836 Banner Corp......................................... 234,169 6,788,559 Bar Harbor Bankshares............................... 530 18,794 *BBCN Bancorp, Inc................................... 160,390 1,913,453 #*BBX Capital Corp. Class A........................... 263,222 1,721,472 #BCB Bancorp, Inc.................................... 25,972 261,538 #*BCSB Bancorp, Inc................................... 4,374 61,061 *Berkshire Bancorp, Inc.............................. 4,650 38,688 Berkshire Hills Bancorp, Inc........................ 530,572 12,457,839 *BNCCORP, Inc........................................ 30,988 226,987 *BofI Holding, Inc................................... 21,644 608,629 Boston Private Financial Holdings, Inc.............. 470,889 4,341,597 *Bridge Capital Holdings............................. 36,662 548,097 Brookline Bancorp, Inc.............................. 690,868 5,858,561 *Brunswick Bancorp................................... 1,200 5,970 #C&F Financial Corp.................................. 15,641 613,909 California First National Bancorp................... 142,816 2,609,248 *Camco Financial Corp................................ 84,743 156,775 *Cape Bancorp, Inc................................... 36,071 319,589 #*Capital Bank Financial Corp. Class A................ 28,056 491,822 #*Capital City Bank Group, Inc........................ 47,710 484,256 #Capital Southwest Corp.............................. 51,232 5,520,248 #CapitalSource, Inc.................................. 3,040,784 24,052,601 #Capitol Federal Financial, Inc...................... 169,674 2,020,817 #*Carolina Bank Holdings, Inc......................... 4,214 32,616 *Carrollton Bancorp.................................. 10,584 59,270 Cathay General Bancorp.............................. 1,440,669 25,485,435 Centerstate Banks, Inc.............................. 92,160 799,027 Central Bancorp, Inc................................ 7,766 242,532 Century Bancorp, Inc. Class A....................... 19,731 645,401 CFS Bancorp, Inc.................................... 206,612 1,188,019 Chemical Financial Corp............................. 703,909 16,555,940 *Chicopee Bancorp, Inc............................... 38,643 579,259 *Citizens Community Bancorp, Inc..................... 42,530 236,467 *Citizens First Corp................................. 5,422 46,494 *Citizens Republic Bancorp, Inc...................... 22,036 399,733 #CNO Financial Group, Inc............................ 8,673,411 83,091,277 CoBiz Financial, Inc................................ 92,446 659,140 #Codorus Valley Bancorp, Inc......................... 15,896 243,208 *Colonial Financial Services, Inc.................... 4,224 56,179 #*Colony Bankcorp, Inc................................ 12,037 43,935 Columbia Banking System, Inc........................ 459,997 8,146,547 *Community Bankers Trust Corp........................ 300 837 *Community West Bancshares........................... 23,717 65,696 #*CompuCredit Holdings Corp........................... 262,883 1,006,842 *Consumer Portfolio Services, Inc.................... 314,416 1,355,133 *Cowen Group, Inc. Class A........................... 444,794 1,129,777 Donegal Group, Inc. Class A......................... 489,931 6,349,506 #Donegal Group, Inc. Class B......................... 54,693 985,841 Eagle Bancorp Montana, Inc.......................... 1,125 12,094 Eastern Insurance Holdings, Inc..................... 119,112 2,003,464 *Eastern Virginia Bankshares, Inc.................... 18,814 96,328 35 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) ECB Bancorp, Inc.................................... 10,525 $ 154,402 EMC Insurance Group, Inc............................ 292,000 6,534,960 Endurance Specialty Holdings, Ltd................... 1,001,612 40,615,367 #Enterprise Bancorp, Inc............................. 4,006 68,382 Enterprise Financial Services Corp.................. 78,552 1,099,728 Epoch Holding Corp.................................. 42,727 936,576 #ESB Financial Corp.................................. 36,961 498,604 #ESSA Bancorp, Inc................................... 173,150 1,745,352 Evans Bancorp, Inc.................................. 5,783 93,395 *Farmers Capital Bank Corp........................... 55,970 668,282 FBL Financial Group, Inc. Class A................... 791,367 27,009,356 Federal Agricultural Mortgage Corp. Class A......... 3,592 83,298 Federal Agricultural Mortgage Corp. Class C......... 245,523 6,916,383 *Federated National Holding Co....................... 169,778 1,061,112 Fidelity Bancorp, Inc............................... 19,945 440,585 Fidelity Southern Corp.............................. 32,100 314,257 Financial Institutions, Inc......................... 180,757 3,441,613 *First Acceptance Corp............................... 865,637 1,047,421 #First Advantage Bancorp............................. 20,056 261,330 #First American Financial Corp....................... 1,345,352 30,606,758 #First Bancorp....................................... 56,912 594,730 *First BanCorp....................................... 53,299 225,988 First Bancorp of Indiana, Inc....................... 5,430 60,436 #First Bancorp, Inc.................................. 658 10,844 #*First Bancshares, Inc............................... 24,793 139,461 #First Bancshares, Inc. (The)........................ 2,580 27,090 *First Bank of Delaware.............................. 70,003 77,703 First Business Financial Services, Inc.............. 22,900 564,256 *First California Financial Group, Inc............... 62,319 420,653 #First Citizens BancShares, Inc. Class A............. 23,135 3,904,031 First Commonwealth Financial Corp................... 1,265,709 8,290,394 First Community Bancshares, Inc..................... 80,171 1,200,962 #First Connecticut Bancorp, Inc...................... 4,438 60,756 First Defiance Financial Corp....................... 200,932 3,556,496 #*First Federal Bancshares of Arkansas, Inc........... 103,884 1,044,034 *First Federal of Northern Michigan Bancorp, Inc..... 31,310 147,783 First Financial Corp................................ 160,317 4,904,097 First Financial Holdings, Inc....................... 160,476 2,262,712 *First Financial Northwest, Inc...................... 207,148 1,636,469 *First Financial Service Corp........................ 16,049 42,530 First Interstate BancSystem, Inc.................... 340,398 5,116,182 *First Investors Financial Services Group, Inc....... 118,400 1,633,920 First M&F Corp...................................... 75,547 638,372 *First Marblehead Corp. (The)........................ 178,191 167,500 First Merchants Corp................................ 702,079 10,327,582 First Midwest Bancorp, Inc.......................... 1,154,705 14,283,701 #First Pactrust Bancorp, Inc......................... 103,874 1,221,558 *First Place Financial Corp.......................... 203,821 14,064 #*First United Corp................................... 70,785 488,416 First West Virginia Bancorp......................... 9,110 151,727 Firstbank Corp...................................... 99,156 1,100,632 *FirstCity Financial Corp............................ 221,461 1,791,619 Flagstone Reinsurance Holdings SA................... 856,015 7,567,173 Flushing Financial Corp............................. 393,230 6,114,726 #FNB Corp............................................ 882,865 9,473,141 #*FNB United Corp..................................... 2,298 27,507 Fox Chase Bancorp, Inc.............................. 41,093 639,407 *Franklin Financial Corp............................. 17,250 297,217 #Fulton Financial Corp............................... 781,883 7,599,903 #*Gain Capital Holdings, Inc.......................... 420 1,932 GAINSCO, Inc........................................ 100 1,705 36 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) *Global Indemnity P.L.C.............................. 251,024 $ 5,567,712 *Guaranty Bancorp.................................... 597,744 1,093,872 *Guaranty Federal Bancshares, Inc.................... 32,452 230,409 *Hallmark Financial Services, Inc.................... 435,061 3,319,515 Hampden Bancorp, Inc................................ 8,827 114,310 *Hanmi Financial Corp................................ 12,762 158,375 #Hanover Insurance Group, Inc. (The)................. 510,298 18,426,861 #Harleysville Savings Financial Corp................. 14,792 251,316 *Harris & Harris Group, Inc.......................... 310,035 1,063,420 Hawthorn Bancshares, Inc............................ 27,110 237,212 Heartland Financial USA, Inc........................ 3,438 98,671 #*Heritage Commerce Corp.............................. 245,777 1,619,670 #Heritage Financial Corp............................. 54,612 755,284 Heritage Financial Group, Inc....................... 11,730 156,947 HF Financial Corp................................... 127,909 1,634,677 *Hilltop Holdings, Inc............................... 1,336,648 18,165,046 #Hingham Institution for Savings..................... 1,857 126,183 #*HMN Financial, Inc.................................. 102,799 343,349 *Home Bancorp, Inc................................... 5,999 113,441 Home Federal Bancorp, Inc........................... 204,258 2,332,626 #Homeowners Choice, Inc.............................. 6,078 134,932 HopFed Bancorp, Inc................................. 71,577 561,879 Horace Mann Educators Corp.......................... 876,441 16,836,432 Horizon Bancorp..................................... 13,458 390,282 #IBERIABANK Corp..................................... 53,806 2,679,001 *ICG Group, Inc...................................... 783,949 8,215,786 #*Imperial Holdings, Inc.............................. 10,932 38,481 #Independence Holding Co............................. 267,078 2,334,262 #*Independent Bank Corp............................... 64,970 223,497 Infinity Property & Casualty Corp................... 478,528 27,328,734 #International Bancshares Corp....................... 512,544 9,302,674 *Intervest Bancshares Corp. Class A.................. 169,808 704,703 *Investment Technology Group, Inc.................... 365,575 3,085,453 #Investors Title Co.................................. 43,302 2,840,611 *Jacksonville Bancorp, Inc........................... 12,519 10,641 #Janus Capital Group, Inc............................ 2,649,098 22,517,333 *Jefferson Bancshares, Inc........................... 30,773 91,088 JMP Group, Inc...................................... 29,537 163,635 Kaiser Federal Financial Group, Inc................. 7,352 113,441 Kemper Corp......................................... 1,575,685 48,846,235 *Knight Capital Group, Inc. Class A.................. 1,355,234 3,564,265 Lake Shore Bancorp, Inc............................. 697 7,305 #Lakeland Bancorp, Inc............................... 137,362 1,364,005 Landmark Bancorp, Inc............................... 23,219 475,990 #LNB Bancorp, Inc.................................... 215,712 1,287,801 *Louisiana Bancorp, Inc.............................. 1,005 16,452 *LSB Financial Corp.................................. 14,699 290,305 #*Macatawa Bank Corp.................................. 153,164 473,277 #*Magyar Bancorp, Inc................................. 36,773 177,981 Maiden Holdings, Ltd................................ 757,487 6,400,765 MainSource Financial Group, Inc..................... 508,409 6,365,281 #*Malvern Bancorp, Inc................................ 1,888 20,296 Marlin Business Services Corp....................... 345,056 7,794,815 *Maui Land & Pineapple Co., Inc...................... 12,148 26,726 #Mayflower Bancorp, Inc.............................. 10,823 97,732 MB Financial, Inc................................... 1,391,450 28,190,777 #*MBIA, Inc........................................... 3,627,943 35,916,636 #*MBT Financial Corp.................................. 335,703 966,825 MCG Capital Corp.................................... 2,430,572 11,326,466 Meadowbrook Insurance Group, Inc.................... 1,522,479 8,556,332 Medallion Financial Corp............................ 356,644 4,461,616 37 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) #*Mercantile Bank Corp................................ 95,648 $ 1,581,061 Meta Financial Group, Inc........................... 49,767 1,182,464 *Metro Bancorp, Inc.................................. 401,692 5,213,962 #*MetroCorp Bancshares, Inc........................... 97,187 985,476 #*MGIC Investment Corp................................ 4,775,214 8,213,368 MicroFinancial, Inc................................. 220,012 1,733,695 Mid Penn Bancorp, Inc............................... 4,664 47,573 #MidWestOne Financial Group, Inc..................... 16,034 323,887 Montpelier Re Holdings, Ltd......................... 2,238,256 51,188,915 #MSB Financial Corp.................................. 3,087 19,510 MutualFirst Financial, Inc.......................... 140,766 1,711,715 National Penn Bancshares, Inc....................... 1,469,944 13,126,600 National Security Group, Inc........................ 11,290 94,497 National Western Life Insurance Co. Class A......... 65,017 9,126,436 Naugatuck Valley Financial Corp..................... 3,280 24,370 *Navigators Group, Inc. (The)........................ 463,670 24,611,604 Nelnet, Inc. Class A................................ 431,721 10,538,310 *New Century Bancorp, Inc............................ 40,342 215,830 New England Bancshares, Inc......................... 5,058 72,987 New Hampshire Thrift Bancshares, Inc................ 90,405 1,191,538 *NewBridge Bancorp................................... 252,836 1,089,723 *Newport Bancorp, Inc................................ 2,848 47,576 *NewStar Financial, Inc.............................. 491,006 6,137,575 *North Valley Bancorp................................ 6,860 95,491 Northeast Bancorp................................... 13,957 133,010 Northeast Community Bancorp, Inc.................... 10,981 59,517 Northrim Bancorp, Inc............................... 137,999 3,109,117 Northway Financial, Inc............................. 7,009 86,071 #Northwest Bancshares, Inc........................... 714,286 8,500,003 Norwood Financial Corp.............................. 459 14,573 Ocean Shore Holding Co.............................. 18,712 248,682 Old National Bancorp................................ 74,462 913,649 #*Old Second Bancorp, Inc............................. 317,787 444,902 *OmniAmerican Bancorp, Inc........................... 12,064 276,145 OneBeacon Insurance Group, Ltd. Class A............. 91,739 1,238,476 Oppenheimer Holdings, Inc. Class A.................. 45,891 747,105 Oriental Financial Group, Inc....................... 519,911 6,124,552 Osage Bancshares, Inc............................... 500 5,475 Pacific Continental Corp............................ 42,484 394,676 *Pacific Mercantile Bancorp.......................... 149,626 1,072,818 *Pacific Premier Bancorp, Inc........................ 137,527 1,543,053 *Park Sterling Corp.................................. 700,021 3,500,105 *Patriot National Bancorp............................ 76,824 116,772 Peoples Bancorp..................................... 14,576 282,774 Peoples Bancorp of North Carolina................... 31,580 315,800 #Peoples Bancorp, Inc................................ 289,027 6,156,275 #*PHH Corp............................................ 1,987,912 41,368,449 #*Phoenix Cos, Inc. (The)............................. 100,169 3,019,094 *PICO Holdings, Inc.................................. 118,586 2,625,494 Pinnacle Bancshares, Inc............................ 17,681 201,121 *Pinnacle Financial Partners, Inc.................... 731,655 14,303,855 *Piper Jaffray Cos., Inc............................. 341,899 9,179,988 Platinum Underwriters Holdings, Ltd................. 688,769 30,581,344 *Popular, Inc........................................ 846,154 16,356,157 *Porter Bancorp, Inc................................. 8,106 11,835 #*Preferred Bank...................................... 38,495 547,014 Premier Financial Bancorp, Inc...................... 79,789 763,581 Presidential Life Corp.............................. 795,277 11,117,972 #*Princeton National Bancorp, Inc..................... 13,151 1,841 #PrivateBancorp, Inc................................. 323,593 5,229,263 #Protective Life Corp................................ 402,300 10,982,790 38 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Provident Financial Holdings, Inc................... 192,064 $ 2,836,785 Provident Financial Services, Inc................... 2,329,292 34,939,380 Provident New York Bancorp.......................... 1,097,419 10,019,435 *Prudential Bancorp, Inc. of Pennsylvania............ 100 660 #*PSB Holdings, Inc................................... 2,619 12,165 #Pulaski Financial Corp.............................. 233,961 2,002,706 QC Holdings, Inc.................................... 1,979 6,689 #QCR Holdings, Inc................................... 2,479 35,822 #Radian Group, Inc................................... 3,406,246 15,975,294 Renasant Corp....................................... 511,581 9,418,206 Republic Bancorp, Inc. Class A...................... 11,199 242,122 *Republic First Bancorp, Inc......................... 77,655 165,405 Resource America, Inc. Class A...................... 295,446 1,997,215 *Riverview Bancorp, Inc.............................. 230,437 380,221 *Royal Bancshares of Pennsylvania, Inc. Class A...... 8,282 16,564 *Rurban Financial Corp............................... 33,863 243,814 #S&T Bancorp, Inc.................................... 3,608 63,393 *Safeguard Scientifics, Inc.......................... 236,852 3,754,104 Safety Insurance Group, Inc......................... 386,423 17,910,706 Salisbury Bancorp, Inc.............................. 2,455 62,774 Sandy Spring Bancorp, Inc........................... 321,002 6,137,558 *Savannah Bancorp, Inc. (The)........................ 12,023 116,623 SeaBright Holdings, Inc............................. 626,406 6,871,674 *Seacoast Banking Corp. of Florida................... 83,386 133,418 *Security National Financial Corp. Class A........... 11,775 57,698 #Selective Insurance Group, Inc...................... 1,837,838 33,981,625 Shore Bancshares, Inc............................... 15,816 89,360 SI Financial Group, Inc............................. 7,200 79,200 *Siebert Financial Corp.............................. 50,658 80,040 Sierra Bancorp...................................... 14,475 162,844 Simmons First National Corp. Class A................ 48,561 1,208,683 Somerset Hills Bancorp.............................. 1,227 10,393 South Street Financial Corp......................... 11,002 55,010 *Southcoast Financial Corp........................... 93,426 437,234 *Southern Connecticut Bancorp, Inc................... 27,966 30,483 *Southern First Bancshares, Inc...................... 61,052 604,415 Southern Missouri Bancorp, Inc...................... 384 9,312 Southern National Bancorp of Virginia, Inc.......... 5,903 48,050 *Southwest Bancorp, Inc.............................. 364,220 3,929,934 Southwest Georgia Financial Corp.................... 1,652 14,835 #StanCorp Financial Group, Inc....................... 344,649 11,838,693 State Auto Financial Corp........................... 818,685 13,213,576 StellarOne Corp..................................... 461,594 6,333,070 #Stewart Information Services Corp................... 541,855 12,636,059 *Stratus Properties, Inc............................. 122,308 1,125,234 #*Suffolk Bancorp..................................... 12,732 191,235 Summit State Bank................................... 8,558 60,591 *Sun Bancorp, Inc.................................... 596,946 1,844,563 #Susquehanna Bancshares, Inc......................... 4,754,073 49,299,737 *Sussex Bancorp...................................... 22,778 135,529 *SWS Group, Inc...................................... 1,900 10,811 Symetra Financial Corp.............................. 601,855 7,192,167 Synovus Financial Corp.............................. 245,650 601,842 #*Taylor Capital Group, Inc........................... 98,829 1,846,126 Teche Holding Co.................................... 14,319 573,906 TF Financial Corp................................... 73,202 1,639,725 #Thomas Properties Group, Inc........................ 38,916 207,811 *Timberland Bancorp, Inc............................. 186,434 1,155,891 #Tompkins Financial Corp............................. 89 3,603 Tower Financial Corp................................ 33,913 401,869 Tower Group, Inc.................................... 531,519 9,577,972 39 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- -------------- Financials -- (Continued) #TowneBank.......................................... 80,210 $ 1,248,870 *Transcontinental Realty Investors, Inc............. 2,293 10,318 *Tree.com, Inc...................................... 132,521 1,914,928 #Umpqua Holdings Corp............................... 3,734,973 45,155,824 #Unico American Corp................................ 145,800 1,660,662 Union First Market Bankshares Corp................. 179,258 2,814,351 *United Bancshares, Inc............................. 9,093 86,202 United Community Bancorp........................... 4,284 28,660 *United Community Banks, Inc........................ 163,415 1,421,710 *United Community Financial Corp.................... 442,965 1,687,697 #United Financial Bancorp, Inc...................... 214,553 3,297,680 United Fire Group, Inc............................. 862,595 20,503,883 #*United Security Bancshares......................... 8,287 24,862 *Unity Bancorp, Inc................................. 51,891 316,535 Universal Insurance Holdings, Inc.................. 233,504 922,341 Univest Corp. of Pennsylvania...................... 5,036 85,209 *Virginia Commerce Bancorp, Inc..................... 319,097 2,922,929 *Virtus Investment Partners, Inc.................... 94 9,024 #VSB Bancorp, Inc................................... 833 8,859 #Washington Federal, Inc............................ 1,534,317 25,745,839 *Waterstone Financial, Inc.......................... 87,893 474,622 #Wayne Savings Bancshares, Inc...................... 21,613 194,517 #Webster Financial Corp............................. 1,831,262 40,287,764 #WesBanco, Inc...................................... 706,789 15,549,358 #West Bancorporation, Inc........................... 88,199 962,251 #*Western Alliance Bancorp........................... 26,916 276,158 Westfield Financial, Inc........................... 327,281 2,385,878 White River Capital, Inc........................... 7,843 177,448 #Wintrust Financial Corp............................ 1,249,333 46,162,854 *WSB Holdings, Inc.................................. 81,150 462,555 WSFS Financial Corp................................ 20,097 851,208 #WVS Financial Corp................................. 1,740 15,225 *Yadkin Valley Financial Corp....................... 102,821 329,027 -------------- Total Financials...................................... 1,800,407,682 -------------- Health Care -- (3.8%) *Addus HomeCare Corp................................ 8,420 45,721 #*Affymetrix, Inc.................................... 862,603 2,734,452 *Albany Molecular Research, Inc..................... 903,154 3,197,165 #*Alere, Inc......................................... 82,601 1,585,939 *Allied Healthcare Products, Inc.................... 207,331 566,014 *Almost Family, Inc................................. 50,449 1,045,808 *Alphatec Holdings, Inc............................. 166,651 286,640 #*Amedisys, Inc...................................... 484,732 5,351,441 *American Shared Hospital Services.................. 87,469 261,532 *Amsurg Corp........................................ 391,822 11,174,763 *AngioDynamics, Inc................................. 717,462 7,698,367 *Anika Therapeutics, Inc............................ 207,695 2,328,261 *Ariad Pharmaceuticals, Inc......................... 405,182 8,731,672 *Arqule, Inc........................................ 3,800 9,538 Arrhythmia Research Technology, Inc................ 5,407 13,355 Assisted Living Concepts, Inc. Class A............. 303,533 2,400,946 *Astex Pharmaceuticals, Inc......................... 64,804 154,234 *Bioanalytical Systems, Inc......................... 32,200 37,352 *BioClinica, Inc.................................... 19,152 120,083 *Cambrex Corp....................................... 100,678 1,216,190 *Capital Senior Living Corp......................... 755,623 12,150,418 *CardioNet, Inc..................................... 103,014 250,324 *Chindex International, Inc......................... 6,715 69,635 #*Community Health Systems, Inc...................... 10,849 297,480 CONMED Corp........................................ 841,329 23,271,160 40 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Health Care -- (Continued) *Cross Country Healthcare, Inc....................... 936,911 $ 4,122,408 CryoLife, Inc....................................... 394,254 2,440,432 *Cutera, Inc......................................... 410,433 3,041,309 *Cynosure, Inc. Class A.............................. 154,644 4,073,323 Daxor Corp.......................................... 8,579 69,404 *Digirad Corp........................................ 253,185 544,348 *DUSA Pharmaceuticals, Inc........................... 124,240 852,286 #*Endologix, Inc...................................... 8,310 111,853 *Enzo Biochem, Inc................................... 506,999 1,013,998 #*FAB Universal Corp.................................. 5,333 19,199 *Five Star Quality Care, Inc......................... 784,522 4,126,586 *Future Healthcare of America........................ 5,333 1,040 *Gentiva Health Services, Inc........................ 662,400 6,226,560 *Greatbatch, Inc..................................... 561,943 12,351,507 *Harvard Bioscience, Inc............................. 171,352 688,835 *Health Net, Inc..................................... 23,104 497,198 *Healthways, Inc..................................... 221,470 2,154,903 #*Incyte Corp......................................... 106,209 1,695,096 Invacare Corp....................................... 743,224 10,145,008 *Iridex Corp......................................... 89,682 356,934 Kewaunee Scientific Corp............................ 68,740 775,387 *Kindred Healthcare, Inc............................. 1,461,682 14,324,484 #*Lannet Co., Inc..................................... 278,734 1,229,217 LeMaitre Vascular, Inc.............................. 72,587 435,522 *LHC Group, Inc...................................... 70,432 1,233,969 *LifePoint Hospitals, Inc............................ 1,931,002 68,241,611 #Maxygen, Inc........................................ 701,698 1,712,143 *MedAssets, Inc...................................... 17,474 309,814 .*MedCath Corp........................................ 622,045 852,202 *Medical Action Industries, Inc...................... 37,865 111,702 #*MediciNova, Inc..................................... 18,700 39,644 *Misonix, Inc........................................ 131,503 581,243 *Molina Healthcare, Inc.............................. 43,366 1,087,186 *Myrexis, Inc........................................ 90,613 217,471 *Natus Medical, Inc.................................. 28,902 326,593 *Palomar Medical Technologies, Inc................... 45,700 394,391 *PDI, Inc............................................ 296,140 2,028,559 *PharMerica Corp..................................... 193,908 2,369,556 Psychemedics Corp................................... 365 4,176 *RadNet, Inc......................................... 290,896 756,330 *Retractable Technologies, Inc....................... 39,828 46,599 *RTI Biologics, Inc.................................. 618,908 2,512,766 *Skilled Healthcare Group, Inc. Class A.............. 155,151 1,205,523 #*Stereotaxis, Inc.................................... 2,235 3,934 *Strategic Diagnostics, Inc.......................... 252,442 287,784 *Sucampo Pharmaceuticals, Inc. Class A............... 300,732 1,500,653 *Sun Healthcare Group, Inc........................... 118,040 998,618 *SunLink Health Systems, Inc......................... 49,977 52,476 #*SurModics, Inc...................................... 20,017 359,906 *Symmetry Medical, Inc............................... 813,399 7,450,735 #*Synageva BioPharma Corp............................. 52,374 2,214,373 *Theragenics Corp.................................... 560,030 856,846 *Triple-S Management Corp. Class B................... 544,290 9,818,992 #*Universal American Corp............................. 1,951,092 17,637,872 #*ViroPharma, Inc..................................... 907,177 22,906,219 #*Wright Medical Group, Inc........................... 13,870 281,838 *Xstelos Holdings, Inc............................... 251,700 415,305 ------------ Total Health Care...................................... 305,112,356 ------------ Industrials -- (15.2%) *A.T. Cross Co. Class A.............................. 288,550 2,732,568 41 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Industrials -- (Continued) AAR Corp............................................ 1,115,033 $16,825,848 *Accuride Corp....................................... 74,804 199,727 Aceto Corp.......................................... 576,680 5,778,334 Acme United Corp.................................... 2,707 30,670 #Acorn Energy, Inc................................... 145,686 1,239,788 *Aegion Corp......................................... 149,385 2,759,141 #*AeroCentury Corp.................................... 31,474 396,258 *Aerosonic Corp...................................... 38,623 126,297 *Air Transport Services Group, Inc................... 696,833 2,682,807 Aircastle, Ltd...................................... 1,484,095 16,517,977 Alamo Group, Inc.................................... 305,436 10,232,106 .*Allied Defense Group, Inc. (The).................... 118,807 635,617 Allied Motion Technologies, Inc..................... 44,049 284,116 #Amerco, Inc......................................... 346,723 40,060,375 *American Railcar Industries, Inc.................... 520,520 15,292,878 *American Reprographics Co........................... 71,037 272,072 Ampco-Pittsburgh Corp............................... 40,192 709,791 *AMREP Corp.......................................... 7,278 47,307 Apogee Enterprises, Inc............................. 268,326 5,465,801 Argan, Inc.......................................... 3,457 61,500 Arkansas Best Corp.................................. 681,512 5,486,172 *Ascent Solar Technologies, Inc...................... 120,839 98,484 #*Asset Acceptance Capital Corp....................... 103,233 658,627 Asta Funding, Inc................................... 222,308 2,085,249 #*Atlas Air Worldwide Holdings, Inc................... 660,670 36,330,243 *Avalon Holding Corp. Class A........................ 51,820 207,280 #*Avis Budget Group, Inc.............................. 4,147,655 68,560,737 Baltic Trading, Ltd................................. 61,833 210,851 Barrett Business Services, Inc...................... 83,347 2,486,241 *BlueLinx Holdings, Inc.............................. 616,500 1,300,815 #Briggs & Stratton Corp.............................. 1,328,231 26,232,562 #*Builders FirstSource, Inc........................... 600,472 3,308,601 *CAI International, Inc.............................. 63,102 1,398,340 *Casella Waste Systems, Inc. Class A................. 14,929 68,375 #*CBIZ, Inc........................................... 119,834 661,484 CDI Corp............................................ 391,611 6,731,793 #CECO Environmental Corp............................. 123,307 1,091,267 Ceradyne, Inc....................................... 605,731 21,176,356 *Champion Industries, Inc............................ 359,015 71,803 #Chicago Rivet & Machine Co.......................... 28,248 520,893 Comfort Systems USA, Inc............................ 19,564 213,248 *Commercial Vehicle Group, Inc....................... 42,563 323,053 CompX International, Inc............................ 67,191 942,690 *Consolidated Graphics, Inc.......................... 151,988 4,485,166 Courier Corp........................................ 65,087 784,298 *Covenant Transportation Group, Inc. Class A......... 200,797 931,698 *CPI Aerostructures, Inc............................. 6,457 71,092 *CRA International, Inc.............................. 65,831 1,102,011 Curtiss-Wright Corp................................. 506,559 15,637,476 *Dolan Co. (The)..................................... 244,492 1,131,998 *Ducommun, Inc....................................... 301,596 4,113,769 *Dycom Industries, Inc............................... 506,590 7,213,842 #*Eagle Bulk Shipping, Inc............................ 452,570 1,339,607 #Eastern Co. (The)................................... 69,790 1,116,640 Ecology & Environment, Inc. Class A................. 35,051 430,076 Encore Wire Corp.................................... 275,597 8,504,923 *Energy Recovery, Inc................................ 27,016 80,238 *EnergySolutions, Inc................................ 747,043 2,136,543 *EnerSys, Inc........................................ 481,546 16,603,706 Ennis, Inc.......................................... 756,230 11,570,319 ESCO Technologies, Inc.............................. 54,767 2,050,476 42 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ ---------- ----------- Industrials -- (Continued) *Esterline Technologies Corp......................... 1,171,847 $67,721,038 *Federal Signal Corp................................. 994,659 5,739,182 *Franklin Covey Co................................... 213,563 2,567,027 FreightCar America, Inc............................. 5,694 109,609 *Frozen Food Express Industries...................... 425,858 749,510 #*FTI Consulting, Inc................................. 63,087 1,637,739 G & K Services, Inc. Class A........................ 617,510 19,914,697 #GATX Corp........................................... 1,710,701 70,925,663 #*Genco Shipping & Trading, Ltd....................... 1,006,485 3,059,714 *Gencor Industries, Inc.............................. 35,002 251,664 #*General Cable Corp.................................. 1,261,950 36,003,433 Geo Group, Inc. (The)............................... 787,735 21,836,014 *GeoEye, Inc......................................... 18,953 594,556 *Gibraltar Industries, Inc........................... 837,553 10,435,910 *GP Strategies Corp.................................. 159,129 3,063,233 #Granite Construction, Inc........................... 327,627 9,897,612 Great Lakes Dredge & Dock Corp...................... 1,242,484 9,877,748 *Greenbrier Cos., Inc................................ 593,434 10,331,686 Griffon Corp........................................ 1,436,548 14,580,962 H&E Equipment Services, Inc......................... 399,542 6,081,029 Hardinge, Inc....................................... 240,769 2,499,182 *Hawaiian Holdings, Inc.............................. 163,284 968,274 *Hill International, Inc............................. 42,749 144,919 *Hudson Global, Inc.................................. 390,250 1,576,610 *Hurco Cos., Inc..................................... 122,104 2,805,950 #*Hyster-Yale Materials Handling, Inc................. 151,646 6,229,618 *Hyster-Yale Materials Handling, Inc. Class B........ 151,646 6,229,618 *ICF International, Inc.............................. 61,472 1,128,011 *Innotrac Corp....................................... 111,236 232,483 Insteel Industries, Inc............................. 200,040 2,320,464 *Integrated Electrical Services, Inc................. 900 4,860 *Intelligent Systems Corp............................ 27,446 41,169 International Shipholding Corp...................... 220,292 3,683,282 #Intersections, Inc.................................. 177,856 1,652,282 #*JetBlue Airways Corp................................ 10,210,930 54,015,820 *JPS Industries, Inc................................. 42,199 264,799 *Kadant, Inc......................................... 409,129 9,937,743 #*KAR Auction Services, Inc........................... 100,861 2,017,220 Kelly Services, Inc. Class A........................ 870,810 11,573,065 Kelly Services, Inc. Class B........................ 567 7,751 *Key Technology, Inc................................. 10,099 88,063 Kimball International, Inc. Class B................. 747,079 8,920,123 *Korn/Ferry International............................ 70,416 942,870 #*Kratos Defense & Security Solutions, Inc............ 67,078 369,600 L.B. Foster Co. Class A............................. 45,422 1,499,380 L.S. Starrett Co. Class A (The)..................... 183,253 2,101,912 Lawson Products, Inc................................ 201,534 1,432,907 *Layne Christensen Co................................ 484,173 10,792,216 *LMI Aerospace, Inc.................................. 83,203 1,670,716 LSI Industries, Inc................................. 196,217 1,330,351 *Lydall, Inc......................................... 417,771 5,393,424 *Magnetek, Inc....................................... 34,502 396,083 Marten Transport, Ltd............................... 544,677 10,076,524 *Mastech Holdings, Inc............................... 47,872 236,966 Matson, Inc......................................... 1,223,004 25,988,835 McGrath RentCorp.................................... 63,508 1,667,720 *Meritor, Inc........................................ 76,805 339,478 *Metalico, Inc....................................... 143,374 305,387 *MFRI, Inc........................................... 204,452 1,124,486 *Michael Baker Corp.................................. 40,435 914,235 Miller Industries, Inc.............................. 295,416 4,534,636 43 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Industrials -- (Continued) #*Mobile Mini, Inc.................................... 1,116,137 $19,443,107 *Moog, Inc. Class A.................................. 38,632 1,429,770 Mueller Water Products, Inc. Class A................ 3,764,760 19,614,400 Multi-Color Corp.................................... 21,969 499,136 *National Patent Development Corp.................... 130,440 352,188 *National Technical Systems, Inc..................... 150,745 1,210,482 *Navigant Consulting, Inc............................ 389,848 4,050,521 #NL Industries, Inc.................................. 170,882 1,737,870 *NN, Inc............................................. 480,726 3,980,411 *Northwest Pipe Co................................... 243,904 5,604,914 #*Ocean Power Technologies, Inc....................... 88,447 219,349 *On Assignment, Inc.................................. 277,785 5,300,138 *Orbital Sciences Corp............................... 9,579 128,359 *Orion Energy Systems, Inc........................... 51,318 84,162 *Orion Marine Group, Inc............................. 72,596 485,667 *Oshkosh Corp........................................ 248,593 7,452,818 P.A.M. Transportation Services, Inc................. 150,056 1,493,057 *Park-Ohio Holdings Corp............................. 123,267 2,726,666 *Patrick Industries, Inc............................. 125,616 2,219,635 *Patriot Transportation Holding, Inc................. 7,369 206,332 *PGT, Inc............................................ 80,347 347,099 *Pike Electric Corp.................................. 127,262 1,159,357 #*Plug Power, Inc..................................... 10,100 7,474 *PowerSecure International, Inc...................... 296,322 1,914,240 Preformed Line Products Co.......................... 44,160 2,378,899 Providence & Worcester Railroad Co.................. 88,450 1,282,525 #*Quad/Graphics, Inc.................................. 95,731 1,754,749 *Quality Distribution, Inc........................... 182,486 1,569,380 *RCM Technologies, Inc............................... 215,529 1,202,652 #*Republic Airways Holdings, Inc...................... 1,546,546 7,222,370 *Rush Enterprises, Inc. Class A...................... 838,376 15,929,144 *Rush Enterprises, Inc. Class B...................... 332,305 5,772,138 *Saia, Inc........................................... 427,241 9,655,647 Schawk, Inc......................................... 118,374 1,460,735 *Seaboard Corp....................................... 18,588 42,405,362 Servotronics, Inc................................... 15,025 118,247 SIFCO Industries, Inc............................... 68,152 1,141,546 SkyWest, Inc........................................ 1,619,551 17,734,083 *SL Industries, Inc.................................. 28,931 405,034 *Sparton Corp........................................ 312,728 4,221,828 Standex International Corp.......................... 232,682 10,759,216 *Sterling Construction Co., Inc...................... 166,547 1,482,268 *Supreme Industries, Inc. Class A.................... 168,512 596,532 *SYKES Enterprises, Inc.............................. 123,833 1,686,605 Sypris Solutions, Inc............................... 278,004 1,751,425 *Tecumseh Products Co. Class A....................... 409,492 2,059,745 *Tecumseh Products Co. Class B....................... 59,184 307,757 #*Terex Corp.......................................... 42,554 959,593 #*Titan Machinery, Inc................................ 910 21,522 *TMS International Corp. Class A..................... 4,398 46,091 #*Transcat, Inc....................................... 58,439 303,298 *TRC Cos., Inc....................................... 317,118 2,286,421 #Trinity Industries, Inc............................. 1,061,083 33,190,676 #*Tufco Technologies, Inc............................. 35,571 163,982 *Tutor Perini Corp................................... 1,062,435 10,773,091 #Twin Disc, Inc...................................... 84,459 1,280,398 *Ultralife Corp...................................... 140,452 431,188 UniFirst Corp....................................... 163,315 11,361,825 Universal Forest Products, Inc...................... 612,004 23,562,154 *Universal Power Group, Inc.......................... 4,455 9,623 *Universal Security Instruments, Inc................. 34,941 153,740 44 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- -------------- Industrials -- (Continued) *USA Truck, Inc..................................... 305,326 $ 870,179 *Versar, Inc........................................ 44,403 166,955 Viad Corp.......................................... 456,591 9,684,295 *Virco Manufacturing Corp........................... 37,692 90,838 *Volt Information Sciences, Inc..................... 536,504 3,755,528 VSE Corp........................................... 5,654 133,717 #Watts Water Technologies, Inc. Class A............. 731,891 29,443,975 *Willdan Group, Inc................................. 38,985 59,647 *Willis Lease Finance Corp.......................... 294,405 4,186,439 #*XPO Logistics, Inc................................. 5,190 71,259 -------------- Total Industrials..................................... 1,212,228,551 -------------- Information Technology -- (11.1%) *ADDvantage Technologies Group, Inc................. 4,523 9,317 *Advanced Energy Industries, Inc.................... 152,189 1,797,352 *Aehr Test Systems.................................. 54,035 48,364 *Aetrium, Inc....................................... 125,600 80,384 *Agilysys, Inc...................................... 502,038 4,101,650 *Alpha & Omega Semiconductor, Ltd................... 334,940 2,853,689 #*Amkor Technology, Inc.............................. 559,650 2,417,688 *ANADIGICS, Inc..................................... 282,183 411,987 *Analysts International Corp........................ 20,689 75,515 *Anaren, Inc........................................ 230,325 4,152,760 *AOL, Inc........................................... 508,201 17,446,540 #*Arris Group, Inc................................... 1,484,692 20,399,668 #*AsiaInfo-Linkage, Inc.............................. 66,398 663,980 Astro-Med, Inc..................................... 121,581 1,000,612 *ATMI, Inc.......................................... 122,851 2,426,307 *Autobytel, Inc..................................... 55,623 221,936 *Aviat Networks, Inc................................ 1,082,599 2,468,326 *Avid Technology, Inc............................... 957,665 5,621,494 #AVX Corp........................................... 4,085 40,196 Aware, Inc......................................... 661,315 4,027,408 *Axcelis Technologies, Inc.......................... 376,532 345,092 *AXT, Inc........................................... 190,155 610,398 Bel Fuse, Inc. Class A............................. 14,272 218,362 Bel Fuse, Inc. Class B............................. 156,565 2,592,716 *Benchmark Electronics, Inc......................... 2,338,129 34,651,072 Black Box Corp..................................... 513,827 11,263,088 *Blonder Tongue Laboratories, Inc................... 19,745 21,719 *Blucora, Inc....................................... 886,263 15,553,916 *Bogen Communications International, Inc............ 43,300 181,860 #*BroadVision, Inc................................... 17,915 142,245 Brooks Automation, Inc............................. 2,069,400 14,941,068 *Bsquare Corp....................................... 74,978 221,185 *BTU International, Inc............................. 17,638 34,394 #*CACI International, Inc. Class A................... 780,164 39,343,671 *CalAmp Corp........................................ 211,459 1,877,756 #*Cascade Microtech, Inc............................. 336,101 1,764,530 *Checkpoint Systems, Inc............................ 292,107 2,371,909 *Chyron International Corp.......................... 51,176 38,382 *CIBER, Inc......................................... 2,032,883 6,342,595 *Cinedigm Digital Cinema Corp. Class A.............. 205,377 306,012 *Clearfield, Inc.................................... 44,712 223,560 #*Cogo Group, Inc.................................... 19,892 51,122 *Coherent, Inc...................................... 669,839 30,578,150 Cohu, Inc.......................................... 715,157 6,293,382 ..#*Commerce One LLC................................... 55,600 -- Communications Systems, Inc........................ 152,715 1,582,127 *Computer Task Group, Inc........................... 129,060 2,406,969 Comtech Telecommunications Corp.................... 559,359 14,079,066 45 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) Concurrent Computer Corp............................. 137,792 $ 720,652 #Convergys Corp....................................... 4,073,697 68,478,847 #*CoreLogic, Inc....................................... 267,354 6,363,025 CSP, Inc............................................. 125,308 630,299 CTS Corp............................................. 1,225,517 10,147,281 *CyberOptics Corp..................................... 237,710 1,782,825 *Data I/O Corp........................................ 74,290 141,151 *Dataram Corp......................................... 36,711 21,292 *Digi International, Inc.............................. 715,704 6,741,932 Digimarc Corp........................................ 34,942 686,261 *Digital River, Inc................................... 101,409 1,454,205 *Ditech Networks, Inc................................. 668,258 955,609 #*Document Security Systems, Inc....................... 17,366 48,277 *Dot Hill Systems Corp................................ 388,477 376,823 *DSP Group, Inc....................................... 544,920 2,997,060 *Dynamics Research Corp............................... 54,134 349,164 EarthLink, Inc....................................... 2,738,968 17,365,057 #*EchoStar Corp. Class A............................... 42,557 1,351,610 *Edgewater Technology, Inc............................ 298,591 1,039,097 Electro Rent Corp.................................... 545,049 8,568,170 Electro Scientific Industries, Inc................... 928,603 9,917,480 *Electronics for Imaging, Inc......................... 1,025,505 17,802,767 #*EMCORE Corp.......................................... 46,627 216,816 *Emulex Corp.......................................... 536,308 3,732,704 *Entorian Technologies, Inc........................... 34,332 96,130 EPIQ Systems, Inc.................................... 228,264 2,787,103 *ePlus, Inc........................................... 275,730 9,862,862 *Exar Corp............................................ 1,071,793 9,163,830 #*Fairchild Semiconductor International, Inc........... 2,958,679 34,794,065 *FormFactor, Inc...................................... 711,679 3,245,256 *Frequency Electronics, Inc........................... 218,323 1,831,730 *Giga-tronics, Inc.................................... 10,700 17,976 *GigOptix, Inc........................................ 21,536 37,042 *Global Cash Access Holdings, Inc..................... 131,815 929,296 *Globecomm Systems, Inc............................... 290,125 3,147,856 *GSE Systems, Inc..................................... 19,348 34,633 *GSI Technology, Inc.................................. 4,562 25,502 *Hackett Group, Inc. (The)............................ 192,050 747,074 *Harmonic, Inc........................................ 138,771 602,266 *Hauppauge Digital, Inc............................... 77,001 70,841 #*Hutchinson Technology, Inc........................... 662,784 927,898 *I.D. Systems, Inc.................................... 153,839 807,655 *Identive Group, Inc.................................. 104,300 125,160 *iGo, Inc............................................. 329,304 85,619 *Ikanos Communications, Inc........................... 128,006 177,928 *Imation Corp......................................... 1,423,995 6,507,657 *Insight Enterprises, Inc............................. 899,706 14,548,246 *Integrated Device Technology, Inc.................... 44,769 243,543 *Integrated Silicon Solution, Inc..................... 360,016 3,078,137 *Intellicheck Mobilisa, Inc........................... 54,904 80,709 *Intermec, Inc........................................ 95,264 645,890 *Internap Network Services Corp....................... 633,376 4,338,626 #*International Rectifier Corp......................... 615,993 9,541,732 Internet Patents Corp................................ 16,755 57,302 *Interphase Corp...................................... 80,067 171,343 Intersil Corp. Class A............................... 241,324 1,701,334 *Intevac, Inc......................................... 152,246 761,230 *IntraLinks Holdings, Inc............................. 7,308 40,852 *IntriCon Corp........................................ 44,161 217,714 *iPass, Inc........................................... 221,031 428,800 *Iteris, Inc.......................................... 108,667 171,694 46 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *IXYS Corp............................................ 16,336 $ 155,519 *Kemet Corp........................................... 49,151 223,146 *Kenexa Corp.......................................... 127,696 5,868,908 *Key Tronic Corp...................................... 350,813 3,981,728 Keynote Systems, Inc................................. 408,542 5,838,065 *Lattice Semiconductor Corp........................... 590,825 2,292,401 *LGL Group, Inc. (The)................................ 8,402 51,420 *Limelight Networks, Inc.............................. 175,015 369,282 *Lionbridge Technologies, Inc......................... 213,519 676,855 *LoJack Corp.......................................... 143,632 327,481 *LookSmart, Ltd....................................... 544,441 446,442 Loral Space & Communications, Inc.................... 88,468 6,958,893 *Management Network Group, Inc........................ 10,673 24,868 ManTech International Corp. Class A.................. 98,073 2,252,737 #Marchex, Inc. Class B................................ 255,488 1,044,946 *Market Leader, Inc................................... 25,872 175,930 *Measurement Specialties, Inc......................... 4,496 146,615 #*MEMSIC, Inc.......................................... 65,387 114,427 *Mercury Computer Systems, Inc........................ 19,479 159,630 Methode Electronics, Inc............................. 795,373 8,049,175 #MKS Instruments, Inc................................. 1,336,870 31,590,238 *ModusLink Global Solutions, Inc...................... 838,727 2,457,470 #*Monster Worldwide, Inc............................... 946,345 5,886,266 *MoSys, Inc........................................... 147,194 594,664 *Multi-Fineline Electronix, Inc....................... 427 9,027 *NAPCO Security Technologies, Inc..................... 43,291 145,891 *NCI, Inc. Class A.................................... 531 2,984 #*NeoPhotonics Corp.................................... 6,714 35,248 *Newport Corp......................................... 1,112,025 12,032,110 *Novatel Wireless, Inc................................ 167,823 276,908 #*NumereX Corp. Class A................................ 89,013 1,021,869 #*Oclaro, Inc.......................................... 411,026 809,721 *Official Payments Holdings, Inc...................... 339,826 1,736,511 #*OmniVision Technologies, Inc......................... 1,002,898 14,341,441 *Omtool, Ltd.......................................... 16,864 71,672 *Online Resources Corp................................ 770,612 2,219,363 *Oplink Communications, Inc........................... 123,462 1,834,645 Optical Cable Corp................................... 169,845 716,746 *PAR Technology Corp.................................. 147,203 787,536 PC Connection, Inc................................... 869,589 8,948,071 *PC Mall, Inc......................................... 204,846 1,302,821 PC-Tel, Inc.......................................... 613,025 3,996,923 *PDF Solutions, Inc................................... 259,280 3,432,867 *Perceptron, Inc...................................... 191,886 1,013,158 *Performance Technologies, Inc........................ 289,576 344,595 *Pericom Semiconductor Corp........................... 527,494 4,077,529 *Pervasive Software, Inc.............................. 423,799 3,636,195 *Photronics, Inc...................................... 1,755,657 8,585,163 *Planar Systems, Inc.................................. 427,186 563,886 #*PMC-Sierra, Inc...................................... 228,781 1,070,695 *Presstek, Inc........................................ 220,517 109,156 *Qualstar Corp........................................ 379,283 527,203 #*QuinStreet, Inc...................................... 14,037 85,906 *Radisys Corp......................................... 223,576 634,956 *Rainmaker Systems, Inc............................... 186,558 182,827 *RealNetworks, Inc.................................... 649,011 4,913,013 *Reis, Inc............................................ 332,636 3,890,178 *Relm Wireless Corp................................... 132,563 222,706 RF Industries, Ltd................................... 63,374 279,479 Richardson Electronics, Ltd.......................... 439,864 5,124,416 Rimage Corp.......................................... 34,876 208,558 47 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Information Technology -- (Continued) *Rofin-Sinar Technologies, Inc........................ 15,918 $ 289,867 *Rovi Corp............................................ 30,619 414,275 #*Rubicon Technology, Inc.............................. 70,214 610,160 *Rudolph Technologies, Inc............................ 24,077 228,972 *Saba Software, Inc................................... 32,099 323,558 *Sanmina-SCI Corp..................................... 166,049 1,476,176 *SeaChange International, Inc......................... 637,665 5,770,868 *Selectica, Inc....................................... 3,912 21,242 #*Sevcon, Inc.......................................... 2,400 10,008 *Sigma Designs, Inc................................... 725,550 4,309,767 *Sigmatron International, Inc......................... 16,500 72,600 *Smith Micro Software, Inc............................ 7,155 8,944 *Soundbite Communications, Inc........................ 20,972 49,284 *Spansion, Inc. Class A............................... 54,418 603,496 *StarTek, Inc......................................... 232,735 674,932 #*SunPower Corp........................................ 223,516 963,354 *Supertex, Inc........................................ 12,845 245,468 *Support.com, Inc..................................... 814,775 3,780,556 *Sycamore Networks, Inc............................... 767,662 4,437,086 *Symmetricom, Inc..................................... 343,144 2,110,336 #*SYNNEX Corp.......................................... 1,143,432 37,035,762 #*Tech Data Corp....................................... 704,091 31,198,272 *TechTarget, Inc...................................... 381,921 1,825,582 *TeleCommunication Systems, Inc. Class A.............. 840,028 1,780,859 *TeleNav, Inc......................................... 1,201 8,455 #Tellabs, Inc......................................... 2,085,929 6,090,913 Telular Corp......................................... 363,076 3,627,129 Tessco Technologies, Inc............................. 86,974 1,809,059 Tessera Technologies, Inc............................ 443,044 6,277,933 TheStreet, Inc....................................... 448,913 727,239 #*THQ, Inc............................................. 18,557 52,516 *Trio-Tech International.............................. 39,533 69,973 *TriQuint Semiconductor, Inc.......................... 1,985,654 9,332,574 *TSR, Inc............................................. 1,145 4,866 *TTM Technologies, Inc................................ 288,408 2,595,672 *Ultra Clean Holdings................................. 155,118 718,196 United Online, Inc................................... 1,379,000 7,391,440 *UTStarcom Holdings Corp.............................. 710,220 703,118 *Vicon Industries, Inc................................ 102,175 301,416 *Video Display Corp................................... 5,282 18,804 #*Vishay Intertechnology, Inc.......................... 3,645,686 30,186,280 *Vishay Precision Group, Inc.......................... 253,556 3,308,906 *Web.com Group, Inc................................... 47,688 752,517 *Westell Technologies, Inc. Class A................... 71,180 145,207 *Wireless Ronin Technologies, Inc..................... 78,268 60,266 *Wireless Telecom Group, Inc.......................... 129,294 156,446 *WPCS International, Inc.............................. 37,280 19,013 Xyratex, Ltd......................................... 44,393 367,130 *Zygo Corp............................................ 408,165 7,600,032 ------------ Total Information Technology............................ 881,688,057 ------------ Materials -- (7.5%) A. Schulman, Inc..................................... 610,489 15,665,148 #*A.M. Castle & Co..................................... 615,558 7,479,030 *American Biltrite, Inc............................... 110 55,000 *American Pacific Corp................................ 148,845 1,967,731 American Vanguard Corp............................... 11,285 403,213 Boise, Inc........................................... 3,345,487 28,068,636 Buckeye Technologies, Inc............................ 666,166 17,453,549 *Century Aluminum Co.................................. 2,393,447 17,113,146 #Chase Corp........................................... 1,380 25,433 48 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Materials -- (Continued) #*Coeur d'Alene Mines Corp............................. 1,657,693 $ 51,239,291 #Commercial Metals Co................................. 834,643 11,484,688 *Continental Materials Corp........................... 13,260 161,971 *Core Molding Technologies, Inc....................... 100,454 705,187 *Ferro Corp........................................... 160,844 423,020 Friedman Industries, Inc............................. 177,272 1,902,129 Georgia Gulf Corp.................................... 471,817 16,697,604 *Graphic Packaging Holding Co......................... 5,936,036 35,141,333 Haynes International, Inc............................ 8,282 419,732 *Headwaters, Inc...................................... 1,166,636 8,388,113 #Hecla Mining Co...................................... 778,639 5,123,445 *Horsehead Holding Corp............................... 467,379 4,229,780 #Kaiser Aluminum Corp................................. 632,304 38,304,976 *KapStone Paper & Packaging Corp...................... 139,183 3,057,851 *Landec Corp.......................................... 678,310 7,339,314 #*Louisiana-Pacific Corp............................... 5,305,120 83,767,845 *Material Sciences Corp............................... 216,679 1,898,108 Materion Corp........................................ 34,350 719,632 #*McEwen Mining, Inc................................... 134,208 652,251 *Mercer International, Inc............................ 445,168 3,111,724 #*Mines Management, Inc................................ 118,526 142,231 *Mod-Pac Corp......................................... 58,115 389,952 #*Molycorp, Inc........................................ 58,488 608,275 Myers Industries, Inc................................ 595,941 8,837,805 Noranda Aluminum Holding Corp........................ 53,313 326,809 #*Northern Technologies International Corp............. 3,305 36,719 Olympic Steel, Inc................................... 286,136 5,150,448 *OM Group, Inc........................................ 1,023,394 20,703,261 P.H. Glatfelter Co................................... 1,133,716 20,191,482 *Penford Corp......................................... 266,020 2,048,354 #PolyOne Corp......................................... 679,288 12,858,922 #*Resolute Forest Products............................. 600 7,320 *RTI International Metals, Inc........................ 988,953 22,538,239 #Schnitzer Steel Industries, Inc. Class A............. 379,402 10,816,751 *Spartech Corp........................................ 809,601 6,930,185 #*Stillwater Mining Co................................. 149,001 1,551,100 Synalloy Corp........................................ 38,452 529,484 #*Texas Industries, Inc................................ 75,570 3,259,334 Tredegar Corp........................................ 1,206,261 20,470,249 *Universal Stainless & Alloy Products, Inc............ 126,901 4,365,394 Vulcan International Corp............................ 11,100 395,715 Wausau Paper Corp.................................... 387,230 3,202,392 *Webco Industries, Inc................................ 9,290 1,161,250 #Westlake Chemical Corp............................... 1,074,932 81,759,328 #*Zoltek Cos., Inc..................................... 864,487 5,921,736 ------------ Total Materials......................................... 597,201,615 ------------ Other -- (0.0%) .*Allen Organ Co. Escrow Shares........................ 4,900 -- .*Big 4 Ranch, Inc..................................... 73,300 -- .*Concord Camera Corp. Escrow Shares................... 95,952 -- ..#*Gerber Scientific, Inc. Escrow Shares................ 525,910 -- .*Petrocorp, Inc. Escrow Shares........................ 102,600 6,156 .*Price Communications Liquidation Trust............... 1,498,306 -- .*Voyager Learning Co. Escrow Shares................... 103,000 -- ------------ Total Other............................................. 6,156 ------------ Telecommunication Services -- (0.3%) #*Cincinnati Bell, Inc................................. 851,428 4,435,940 Consolidated Communications Holdings, Inc............ 10,305 159,109 *General Communications, Inc. Class A................. 27,070 236,592 49 U.S. SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Telecommunication Services -- (Continued) #*Hawaiian Telcom Holdco, Inc...................... 2,773 $ 47,335 IDT Corp. Class B................................ 19,306 195,377 #*Iridium Communications, Inc...................... 1,223,081 9,038,569 #*Leap Wireless International, Inc................. 978,534 5,225,372 #*NII Holdings, Inc................................ 109,419 872,069 *ORBCOMM, Inc..................................... 1,052,647 3,684,264 Shenandoah Telecommunications Co................. 1,446 22,731 USA Mobility, Inc................................ 54,783 605,352 -------------- Total Telecommunication Services.................... 24,522,710 -------------- Utilities -- (0.1%) Consolidated Water Co., Ltd...................... 84,796 665,649 #*Dynegy, Inc...................................... 3,985 74,519 Genie Energy, Ltd. Class B....................... 31,652 221,881 *GenOn Energy, Inc................................ 1,180,717 3,034,443 #Ormat Technologies, Inc.......................... 171,950 3,272,208 SJW Corp......................................... 16,389 397,269 *Synthesis Energy Systems, Inc.................... 1,263 1,630 -------------- Total Utilities..................................... 7,667,599 -------------- TOTAL COMMON STOCKS................................. 7,067,365,870 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................ 1,203 84,611 -------------- RIGHTS/WARRANTS -- (0.0%) .*Camco Financial Corp. Rights 11/01/12............ 84,743 8,474 .*Capital Bank Corp. Contingent Value Rights....... 45,703 -- *Capital Bank Financial Corp. Contingent Value Rights.......................................... 226,834 49,903 .*CSF Holding, Inc. Litigation Rights.............. 40,500 -- .*CVR Energy, Inc. Contingent Value Rights......... 1,072,209 -- *Dynegy, Inc...................................... 59,280 96,033 ..#*PhotoMedex, Inc. Contingent Value Warrants....... 10,016 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17.... 24,689 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17.... 24,689 -- -------------- TOTAL RIGHTS/WARRANTS............................... 154,410 -------------- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 33,889,756 33,889,756 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (10.8%) (S)@DFA Short Term Investment Fund.................. 73,743,297 853,209,950 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,319,458 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,326,438) to be repurchased at $2,251,863..................................... $ 2,252 2,251,844 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 855,461,794 -------------- TOTAL INVESTMENTS -- 100.0% (Cost $7,171,018,202)............................ $7,956,956,441 ============== 50 U.S. CORE EQUITY 1 PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ----------- COMMON STOCKS -- (86.8%) Consumer Discretionary -- (12.1%) *1-800-FLOWERS.COM, Inc. Class A........................ 23,470 $ 85,196 A.H. Belo Corp. Class A................................ 12,818 64,090 Aaron's, Inc........................................... 62,659 1,931,777 #Abercrombie & Fitch Co. Class A........................ 26,120 798,750 Advance Auto Parts, Inc................................ 19,100 1,354,954 *Aeropostale, Inc....................................... 51,002 609,474 *AFC Enterprises, Inc................................... 9,824 248,744 *Amazon.com, Inc........................................ 73,170 17,035,439 Ambassadors Group, Inc................................. 8,122 41,585 #*AMC Networks, Inc. Class A............................. 38,272 1,788,068 Amcon Distributing Co.................................. 247 15,556 *American Apparel, Inc.................................. 769 815 #American Eagle Outfitters, Inc......................... 128,014 2,671,652 #American Greetings Corp. Class A....................... 9,000 154,530 #*American Public Education, Inc......................... 11,696 426,085 *America's Car-Mart, Inc................................ 7,410 310,183 Ameristar Casinos, Inc................................. 28,128 513,336 *ANN, Inc............................................... 31,580 1,110,353 #*Apollo Group, Inc. Class A............................. 28,534 572,963 Arbitron, Inc.......................................... 9,206 334,730 *Arctic Cat, Inc........................................ 8,461 306,880 Ark Restaurants Corp................................... 2,390 40,343 *Asbury Automotive Group, Inc........................... 20,677 655,874 *Ascena Retail Group, Inc............................... 104,938 2,077,772 *Ascent Capital Group, Inc. Class A..................... 10,937 650,205 #Autoliv, Inc........................................... 56,958 3,280,781 #*AutoNation, Inc........................................ 50,529 2,243,488 *AutoZone, Inc.......................................... 8,152 3,057,000 *Ballantyne Strong, Inc................................. 10,077 40,610 #*Bally Technologies, Inc................................ 27,844 1,389,972 #*Barnes & Noble, Inc.................................... 48,667 819,552 Bassett Furniture Industries, Inc...................... 7,766 89,076 #*Beasley Broadcast Group, Inc. Class A.................. 3,374 16,398 #*Beazer Homes USA, Inc.................................. 11,219 185,001 bebe stores, Inc....................................... 63,843 258,564 *Bed Bath & Beyond, Inc................................. 60,100 3,466,568 Belo Corp. Class A..................................... 76,543 572,542 #Best Buy Co., Inc...................................... 199,785 3,038,730 Big 5 Sporting Goods Corp.............................. 17,190 153,507 #*Big Lots, Inc.......................................... 41,331 1,203,972 *Biglari Holdings, Inc.................................. 1,185 419,028 #*BJ's Restaurants, Inc.................................. 16,943 559,966 *Blue Nile, Inc......................................... 3,510 132,573 *Bluegreen Corp......................................... 17,859 105,904 #Blyth, Inc............................................. 11,136 254,346 #Bob Evans Farms, Inc................................... 22,933 873,059 *Body Central Corp...................................... 5,937 59,311 Bon-Ton Stores, Inc. (The)............................. 13,310 163,447 #*Books-A-Million, Inc................................... 9,373 27,650 #*BorgWarner, Inc........................................ 31,100 2,047,002 Bowl America, Inc. Class A............................. 1,576 20,133 #*Boyd Gaming Corp....................................... 47,548 293,371 *Bravo Brio Restaurant Group, Inc....................... 12,284 162,149 #*Bridgepoint Education, Inc............................. 31,017 310,170 #Brinker International, Inc............................. 46,426 1,429,921 Brown Shoe Co., Inc.................................... 34,792 549,018 #Brunswick Corp......................................... 34,693 818,408 #Buckle, Inc. (The)..................................... 22,683 1,024,591 51 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #*Buffalo Wild Wings, Inc................................ 11,655 $ 885,197 #*Build-A-Bear Workshop, Inc............................. 12,106 43,461 #*Cabela's, Inc.......................................... 51,682 2,315,870 #Cablevision Systems Corp. Class A...................... 61,308 1,067,985 *Cache, Inc............................................. 9,155 25,176 Callaway Golf Co....................................... 57,359 313,180 *Cambium Learning Group, Inc............................ 45,231 41,160 Canterbury Park Holding Corp........................... 2,402 24,140 *Capella Education Co................................... 8,405 262,404 *Career Education Corp.................................. 48,935 166,379 #*Caribou Coffee Co., Inc................................ 12,202 146,058 #*CarMax, Inc............................................ 73,258 2,472,458 *Carmike Cinemas, Inc................................... 11,059 150,624 Carnival Corp.......................................... 127,707 4,837,541 Carriage Services, Inc................................. 12,876 136,872 *Carrols Restaurant Group, Inc.......................... 14,522 93,231 *Carter's, Inc.......................................... 38,805 2,097,798 *Casual Male Retail Group, Inc.......................... 36,849 142,237 Cato Corp. Class A (The)............................... 18,109 513,933 *Cavco Industries, Inc.................................. 5,893 284,868 CBS Corp. Class A...................................... 9,684 314,730 CBS Corp. Class B...................................... 181,835 5,891,454 CEC Entertainment, Inc................................. 11,385 352,935 #*Central European Media Enterprises, Ltd. Class A....... 30,475 163,346 *Charles & Colvard, Ltd................................. 12,144 48,455 #*Charter Communications, Inc. Class A................... 19,359 1,498,580 #Cheesecake Factory, Inc. (The)......................... 35,310 1,167,349 Cherokee, Inc.......................................... 2,252 32,451 #Chico's FAS, Inc....................................... 116,076 2,159,014 #*Children's Place Retail Stores, Inc. (The)............. 18,401 1,075,170 #*Chipotle Mexican Grill, Inc............................ 10,500 2,672,565 #Choice Hotels International, Inc....................... 37,644 1,177,881 Christopher & Banks Corp............................... 19,052 59,442 *Chromcraft Revington, Inc.............................. 2,232 1,475 #Churchill Downs, Inc................................... 14,299 934,154 #Cinemark Holdings, Inc................................. 74,366 1,836,097 *Citi Trends, Inc....................................... 12,429 152,628 *Clear Channel Outdoor Holdings, Inc. Class A........... 30,501 203,137 Coach, Inc............................................. 54,357 3,046,710 *Coast Distribution System, Inc. (The).................. 890 1,753 *Cobra Electronics Corp................................. 4,559 22,248 #*Coinstar, Inc.......................................... 20,260 951,004 #*Coldwater Creek, Inc................................... 295 1,224 Collectors Universe, Inc............................... 3,602 43,224 #Columbia Sportswear Co................................. 27,723 1,563,577 Comcast Corp. Class A.................................. 598,894 22,464,514 #Comcast Corp. Special Class A.......................... 168,043 6,123,487 #*Conn's, Inc............................................ 25,382 642,926 #Cooper Tire & Rubber Co................................ 51,261 1,031,884 Core-Mark Holding Co., Inc............................. 9,361 448,111 #*Corinthian Colleges, Inc............................... 64,275 175,471 Cracker Barrel Old Country Store, Inc.................. 15,479 985,238 *Crocs, Inc............................................. 58,033 731,216 #*Crown Media Holdings, Inc. Class A..................... 16,884 29,378 CSS Industries, Inc.................................... 2,658 53,426 CTC Media, Inc......................................... 104,478 876,570 Culp, Inc.............................................. 8,240 104,154 *Cumulus Media, Inc. Class A............................ 18,186 44,738 *Cybex International, Inc............................... 3,946 9,747 D.R. Horton, Inc....................................... 217,309 4,554,797 Dana Holding Corp...................................... 116,452 1,532,508 52 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Darden Restaurants, Inc................................ 43,224 $2,274,447 #*Deckers Outdoor Corp................................... 17,706 506,923 *dELiA*s, Inc........................................... 2,914 3,846 *Delta Apparel, Inc..................................... 6,441 97,517 Destination Maternity Corp............................. 8,920 169,123 #DeVry, Inc............................................. 45,801 1,202,734 .*DGSE Cos., Inc......................................... 3,733 27,736 *Dial Global, Inc....................................... 1,559 3,804 #Dick's Sporting Goods, Inc............................. 27,204 1,360,200 #*Digital Generation, Inc................................ 22,641 210,561 Dillard's, Inc. Class A................................ 38,048 2,929,696 #*DineEquity, Inc........................................ 14,784 926,957 *DIRECTV................................................ 129,549 6,621,249 #*Discovery Communications, Inc. Class A................. 29,660 1,750,533 *Discovery Communications, Inc. Class B................. 1,400 84,574 *Discovery Communications, Inc. Class C................. 20,654 1,131,426 DISH Network Corp. Class A............................. 45,446 1,619,241 *Dixie Group, Inc. (The)................................ 3,689 14,608 #*Dollar General Corp.................................... 26,755 1,300,828 *Dollar Tree, Inc....................................... 74,410 2,966,727 Domino's Pizza, Inc.................................... 37,876 1,538,523 #*Dorman Products, Inc................................... 23,579 720,338 Dover Downs Gaming & Entertainment, Inc................ 8,520 20,278 *Dover Motorsports, Inc................................. 3,182 4,709 #*DreamWorks Animation SKG, Inc. Class A................. 60,417 1,230,694 *Drew Industries, Inc................................... 14,956 473,657 #DSW, Inc. Class A...................................... 22,960 1,437,066 #*Dunkin' Brands Group, Inc.............................. 35,833 1,110,823 *E.W. Scripps Co. Class A (The)......................... 35,089 372,294 #*Education Management Corp.............................. 52,147 165,827 Educational Development Corp........................... 1,932 7,651 Einstein Noah Restaurant Group, Inc.................... 10,740 165,718 *Emerson Radio Corp..................................... 14,810 25,177 #*Entercom Communications Corp. Class A.................. 23,008 149,782 Entravision Communications Corp. Class A............... 22,881 30,889 Escalade, Inc.......................................... 5,323 27,680 #Ethan Allen Interiors, Inc............................. 18,400 541,144 *Ever-Glory International Group, Inc.................... 1,700 2,295 *Exide Technologies..................................... 61,730 188,277 #Expedia, Inc........................................... 69,202 4,093,298 *Express, Inc........................................... 28,849 321,089 #Family Dollar Stores, Inc.............................. 32,363 2,134,663 *Famous Dave's of America, Inc.......................... 3,905 30,771 *Federal-Mogul Corp..................................... 49,874 376,050 *Fiesta Restaurant Group, Inc........................... 15,027 198,657 Finish Line, Inc. Class A (The)........................ 32,648 679,242 *Fisher Communications, Inc............................. 4,158 104,948 *Flanigan's Enterprises, Inc............................ 300 2,199 Flexsteel Industries, Inc.............................. 3,267 65,765 Foot Locker, Inc....................................... 107,787 3,610,865 #Ford Motor Co.......................................... 620,427 6,923,965 *Fossil, Inc............................................ 23,852 2,077,509 Fred's, Inc. Class A................................... 29,684 402,218 Frisch's Restaurants, Inc.............................. 2,853 51,012 #*Fuel Systems Solutions, Inc............................ 15,057 244,977 *Full House Resorts, Inc................................ 8,200 25,830 *Furniture Brands International, Inc.................... 25,065 38,099 #*Gaiam, Inc. Class A.................................... 8,701 28,626 #GameStop Corp. Class A................................. 103,186 2,355,736 Gaming Partners International Corp..................... 4,515 28,219 #Gannett Co., Inc....................................... 190,576 3,220,734 53 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) Gap, Inc. (The)........................................ 163,399 $ 5,836,612 #Garmin, Ltd............................................ 86,064 3,269,571 *Geeknet, Inc........................................... 3,235 58,780 #*General Motors Co...................................... 213,726 5,450,013 *Genesco, Inc........................................... 16,431 941,496 #Gentex Corp............................................ 80,071 1,378,823 *Gentherm, Inc.......................................... 12,178 146,380 Genuine Parts Co....................................... 42,317 2,648,198 *G-III Apparel Group, Ltd............................... 16,097 594,945 *Global Sources, Ltd.................................... 11,411 65,271 #GNC Holdings, Inc. Class A............................. 29,628 1,145,715 *Goodyear Tire & Rubber Co. (The)....................... 145,359 1,658,546 *Gordmans Stores, Inc................................... 7,385 111,218 *Grand Canyon Education, Inc............................ 27,429 596,855 *Gray Television, Inc................................... 33,073 70,446 *Gray Television, Inc. Class A.......................... 600 1,266 #Group 1 Automotive, Inc................................ 18,402 1,141,108 #Guess?, Inc............................................ 56,682 1,404,580 H&R Block, Inc......................................... 65,722 1,163,279 *Hallwood Group, Inc. (The)............................. 252 1,625 *Hampshire Group, Ltd................................... 689 2,015 #*Hanesbrands, Inc....................................... 60,846 2,036,516 Harley-Davidson, Inc................................... 53,190 2,487,164 #Harman International Industries, Inc................... 55,488 2,326,612 Harte-Hanks, Inc....................................... 46,808 260,721 #Hasbro, Inc............................................ 29,448 1,059,834 #*Hastings Entertainment, Inc............................ 1,400 2,800 Haverty Furniture Cos., Inc............................ 14,188 212,962 Haverty Furniture Cos., Inc. Class A................... 1,608 24,007 *Heelys, Inc............................................ 3,900 8,853 *Helen of Troy, Ltd..................................... 25,482 770,066 #*hhgregg, Inc........................................... 27,171 164,113 #*Hibbett Sports, Inc.................................... 13,030 703,490 Hillenbrand, Inc....................................... 38,151 780,951 *Hollywood Media Corp................................... 3,425 4,555 Home Depot, Inc. (The)................................. 297,267 18,246,248 #*HomeAway, Inc.......................................... 24,137 620,562 Hooker Furniture Corp.................................. 8,049 109,788 Hot Topic, Inc......................................... 30,269 260,313 HSN, Inc............................................... 37,382 1,944,612 #*Hyatt Hotels Corp. Class A............................. 28,156 1,027,694 *Iconix Brand Group, Inc................................ 56,141 1,039,170 #International Game Technology.......................... 57,548 738,916 #International Speedway Corp. Class A................... 21,323 543,737 #Interpublic Group of Cos., Inc. (The).................. 228,833 2,311,213 #Interval Leisure Group, Inc............................ 37,286 710,671 #*iRobot Corp............................................ 17,015 305,760 *Isle of Capri Casinos, Inc............................. 28,380 172,550 #*ITT Educational Services, Inc.......................... 8,984 193,066 #J.C. Penney Co., Inc................................... 124,572 2,990,974 #*Jack in the Box, Inc................................... 29,383 764,252 #JAKKS Pacific, Inc..................................... 12,915 166,733 Jarden Corp............................................ 32,967 1,641,757 John Wiley & Sons, Inc. Class B........................ 4,664 202,861 *Johnson Controls, Inc.................................. 175,316 4,514,387 *Johnson Outdoors, Inc. Class A......................... 8,183 159,650 Jones Group, Inc. (The)................................ 66,148 781,208 #*Jos. A. Bank Clothiers, Inc............................ 18,052 844,653 *Journal Communications, Inc. Class A................... 36,057 202,280 #*K12, Inc............................................... 25,972 531,647 #KB Home................................................ 60,097 960,350 54 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Kid Brands, Inc........................................ 17,697 $ 32,032 *Kirkland's, Inc........................................ 12,114 116,173 #*Kohl's Corp............................................ 138,517 7,380,186 *Kona Grill, Inc........................................ 4,321 38,975 Koss Corp.............................................. 1,533 7,880 *Krispy Kreme Doughnuts, Inc............................ 50,457 374,896 #*K-Swiss, Inc. Class A.................................. 17,924 40,867 *Lakeland Industries, Inc............................... 3,968 24,205 #*Lamar Advertising Co. Class A.......................... 51,553 2,023,455 #Las Vegas Sands Corp................................... 73,285 3,403,355 *Lazare Kaplan International, Inc....................... 1,600 2,504 *La-Z-Boy, Inc.......................................... 44,101 715,318 *LeapFrog Enterprises, Inc.............................. 38,081 336,636 #Lear Corp.............................................. 61,540 2,621,604 *Learning Tree International, Inc....................... 6,151 35,430 *Lee Enterprises, Inc................................... 20,446 30,260 #Leggett & Platt, Inc................................... 91,882 2,437,629 #Lennar Corp. Class A................................... 110,902 4,155,498 Lennar Corp. Class B Voting............................ 17,482 496,139 *Libbey, Inc............................................ 12,000 215,400 #*Liberty Global, Inc. Class A........................... 25,840 1,551,175 *Liberty Global, Inc. Class B........................... 488 29,339 #*Liberty Global, Inc. Class C........................... 36,642 2,062,578 *Liberty Interactive Corp. Class A...................... 314,816 6,296,320 *Liberty Interactive Corp. Class B...................... 6,948 135,972 #*Liberty Media Corp. - Liberty Capital Class A.......... 82,494 9,212,105 *Liberty Media Corp. - Liberty Capital Class B.......... 2,392 261,206 *Liberty Ventures Series A.............................. 18,793 1,069,510 *Liberty Ventures Series B.............................. 347 18,211 #*Life Time Fitness, Inc................................. 35,850 1,609,307 #Lifetime Brands, Inc................................... 8,749 97,114 Limited Brands, Inc.................................... 126,640 6,064,790 *LIN TV Corp. Class A................................... 20,277 113,754 Lincoln Educational Services Corp...................... 13,802 51,205 Lithia Motors, Inc. Class A............................ 17,668 604,246 #*Live Nation Entertainment, Inc......................... 155,758 1,425,186 #*LKQ Corp............................................... 152,344 3,182,466 #*LodgeNet Interactive Corp.............................. 8,300 3,652 Lowe's Cos., Inc....................................... 300,424 9,727,729 #*Luby's, Inc............................................ 18,864 120,541 #*Lululemon Athletica, Inc............................... 24,936 1,720,833 #*Lumber Liquidators Holdings, Inc....................... 17,293 965,295 *M/I Homes, Inc......................................... 14,537 323,448 Mac-Gray Corp.......................................... 10,726 139,438 Macy's, Inc............................................ 207,226 7,889,094 *Madison Square Garden Co. Class A (The)................ 51,037 2,100,683 *Maidenform Brands, Inc................................. 19,340 361,851 Marcus Corp............................................ 15,379 167,631 Marine Products Corp................................... 20,779 123,219 *MarineMax, Inc......................................... 17,996 148,107 #Marriott International, Inc............................ 56,986 2,078,849 #*Marriott Vacations Worldwide Corp...................... 4,978 195,835 *Martha Stewart Living Omnimedia Class A................ 30,526 88,220 Mattel, Inc............................................ 102,700 3,777,306 Matthews International Corp. Class A................... 22,684 652,619 #*McClatchy Co. Class A (The)............................ 46,130 131,471 McDonald's Corp........................................ 201,938 17,528,218 McGraw-Hill Cos., Inc. (The)........................... 50,574 2,795,731 MDC Holdings, Inc...................................... 38,883 1,486,886 #*Media General, Inc. Class A............................ 15,715 66,003 Men's Wearhouse, Inc. (The)............................ 41,573 1,363,179 55 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #Meredith Corp.......................................... 29,255 $ 979,165 *Meritage Homes Corp.................................... 24,770 915,995 #*MGM Resorts International.............................. 287,387 2,962,960 *Modine Manufacturing Co................................ 29,600 201,280 *Mohawk Industries, Inc................................. 47,238 3,942,956 *Monarch Casino & Resort, Inc........................... 11,180 101,962 #Monro Muffler Brake, Inc............................... 18,783 637,119 *Morgans Hotel Group Co................................. 1,448 9,340 #Morningstar, Inc....................................... 32,095 2,021,343 #*Motorcar Parts of America, Inc......................... 6,795 31,937 Movado Group, Inc...................................... 14,980 474,716 *MTR Gaming Group, Inc.................................. 15,484 54,039 *Multimedia Games Holding Co., Inc...................... 8,600 136,740 NACCO Industries, Inc. Class A......................... 5,564 281,761 *Nathan's Famous, Inc................................... 2,974 82,410 National CineMedia, Inc................................ 36,031 557,039 *Nautilus, Inc.......................................... 20,639 57,996 *Navarre Corp........................................... 14,687 24,821 #*Netflix, Inc........................................... 12,010 949,871 *Nevada Gold & Casinos, Inc............................. 700 560 *New Frontier Media, Inc................................ 4,370 8,827 *New York & Co., Inc.................................... 38,991 131,400 #*New York Times Co. Class A (The)....................... 112,310 918,696 Newell Rubbermaid, Inc................................. 89,728 1,851,986 #News Corp. Class A..................................... 450,943 10,786,557 News Corp. Class B..................................... 132,007 3,215,691 *Nexstar Broadcasting Group, Inc. Class A............... 5,712 62,089 NIKE, Inc. Class B..................................... 65,584 5,993,066 *Nobility Homes, Inc.................................... 1,105 5,967 Nordstrom, Inc......................................... 48,905 2,776,337 #Nutrisystem, Inc....................................... 18,622 179,330 #*NVR, Inc............................................... 3,022 2,731,102 *Office Depot, Inc...................................... 218,776 542,564 OfficeMax, Inc......................................... 71,373 524,592 #Omnicom Group, Inc..................................... 50,104 2,400,483 *Orbitz Worldwide, Inc.................................. 47,813 118,098 #*Orchard Supply Hardware Stores Corp. Class A........... 1,709 21,226 #*O'Reilly Automotive, Inc............................... 44,614 3,822,528 *Orient-Express Hotels, Ltd. Class A.................... 83,221 976,182 Outdoor Channel Holdings, Inc.......................... 19,806 143,792 #*Overstock.com, Inc..................................... 7,087 106,872 Oxford Industries, Inc................................. 10,884 603,844 *P & F Industries, Inc. Class A......................... 504 2,974 #*Pacific Sunwear of California, Inc..................... 43,647 74,200 #*Panera Bread Co. Class A............................... 11,525 1,943,576 *Papa John's International, Inc......................... 14,777 787,910 #*Penn National Gaming, Inc.............................. 62,010 2,507,064 #Penske Automotive Group, Inc........................... 71,575 2,190,195 Pep Boys - Manny, Moe & Jack (The)..................... 38,733 386,943 *Perfumania Holdings, Inc............................... 2,203 12,535 *Perry Ellis International, Inc......................... 12,837 264,956 #PetMed Express, Inc.................................... 12,014 130,953 *PetSmart, Inc.......................................... 30,672 2,036,314 #Pier 1 Imports, Inc.................................... 70,569 1,439,608 *Pinnacle Entertainment, Inc............................ 36,695 468,228 #Polaris Industries, Inc................................ 21,538 1,819,961 #Pool Corp.............................................. 26,379 1,111,083 *Premier Exhibitions, Inc............................... 8,500 23,290 *Priceline.com, Inc..................................... 9,050 5,192,618 *PulteGroup, Inc........................................ 295,054 5,116,236 PVH Corp............................................... 41,624 4,578,224 56 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Q.E.P. Co., Inc........................................ 352 $ 6,248 *Quiksilver, Inc........................................ 124,067 397,014 R.G. Barry Corp........................................ 7,819 119,162 #*Radio One, Inc. Class D................................ 16,485 14,012 #RadioShack Corp........................................ 72,896 163,287 Ralph Lauren Corp...................................... 12,909 1,983,984 #*Reading International, Inc. Class A.................... 5,859 35,447 *Red Lion Hotels Corp................................... 13,744 90,573 *Red Robin Gourmet Burgers, Inc......................... 11,770 393,118 #Regal Entertainment Group Class A...................... 86,803 1,333,294 #Regis Corp............................................. 47,008 783,153 #Rent-A-Center, Inc..................................... 48,572 1,618,905 *Rentrak Corp........................................... 4,561 77,491 *Rick's Cabaret International, Inc...................... 6,768 55,565 *Rocky Brands, Inc...................................... 5,087 61,095 Ross Stores, Inc....................................... 87,976 5,362,137 #Royal Caribbean Cruises, Ltd........................... 131,493 4,427,369 *Ruby Tuesday, Inc...................................... 51,186 369,563 *rue21, Inc............................................. 15,864 477,665 *Ruth's Hospitality Group, Inc.......................... 23,146 153,921 #Ryland Group, Inc. (The)............................... 33,627 1,138,946 *Ryman Hospitality Properties........................... 40,501 1,579,944 *Saga Communications, Inc. Class A...................... 1,158 49,122 #*Saks, Inc.............................................. 125,535 1,290,500 Salem Communications Corp. Class A..................... 12,181 72,599 #*Sally Beauty Holdings, Inc............................. 107,775 2,595,222 #Scholastic Corp........................................ 19,372 639,082 *School Specialty, Inc.................................. 11,832 21,889 *Scientific Games Corp. Class A......................... 73,134 601,893 Scripps Networks Interactive, Inc. Class A............. 26,050 1,581,756 #*Sealy Corp............................................. 40,927 91,267 *Sears Canada, Inc...................................... 16,770 182,256 *Sears Holdings Corp.................................... 39,156 2,453,907 #*Select Comfort Corp.................................... 19,000 528,770 Service Corp. International............................ 177,096 2,486,428 *SHFL Entertainment, Inc................................ 36,136 510,602 Shiloh Industries, Inc................................. 10,846 123,427 Shoe Carnival, Inc..................................... 17,051 398,652 #*Shutterfly, Inc........................................ 29,634 896,725 Signet Jewelers, Ltd. ADR.............................. 66,470 3,440,487 Sinclair Broadcast Group, Inc. Class A................. 22,166 279,292 #*Sirius XM Radio, Inc................................... 577,177 1,616,096 #Six Flags Entertainment Corp........................... 34,962 1,996,680 *Skechers U.S.A., Inc. Class A.......................... 31,948 530,337 #*Skullcandy, Inc........................................ 4,012 48,585 *Skyline Corp........................................... 4,311 19,831 *Smith & Wesson Holding Corp............................ 38,595 370,512 #Sonic Automotive, Inc. Class A......................... 33,820 656,108 *Sonic Corp............................................. 19,031 189,739 #Sotheby's.............................................. 41,200 1,282,556 *Spanish Broadcasting System, Inc. Class A.............. 1,868 6,538 Spartan Motors, Inc.................................... 26,134 122,830 #*Spectrum Group International, Inc...................... 385 751 Speedway Motorsports, Inc.............................. 31,204 508,625 *Sport Chalet, Inc. Class A............................. 2,817 4,113 *Sport Chalet, Inc. Class B............................. 238 397 *Spy, Inc............................................... 335 419 Stage Stores, Inc...................................... 21,735 532,508 Standard Motor Products, Inc........................... 18,609 349,477 #*Standard Pacific Corp.................................. 140,126 966,869 *Stanley Furniture Co., Inc............................. 8,749 40,683 57 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #Staples, Inc........................................... 405,466 $ 4,668,941 Starbucks Corp......................................... 139,237 6,390,978 Starwood Hotels & Resorts Worldwide, Inc............... 38,272 1,984,403 *Stein Mart, Inc........................................ 33,360 262,210 *Steiner Leisure, Ltd................................... 11,780 517,378 *Steinway Musical Instruments, Inc...................... 9,702 234,206 #*Steven Madden, Ltd..................................... 30,128 1,293,094 #Stewart Enterprises, Inc. Class A...................... 48,183 374,382 *Stoneridge, Inc........................................ 17,113 85,052 Strattec Security Corp................................. 2,038 46,303 #Strayer Education, Inc................................. 3,851 221,278 #Sturm Ruger & Co., Inc................................. 9,700 458,131 Superior Industries International, Inc................. 21,344 364,769 Superior Uniform Group, Inc............................ 5,000 58,650 *Systemax, Inc.......................................... 27,440 300,194 *Tandy Brands Accessories, Inc.......................... 1,100 1,661 Tandy Leather Factory, Inc............................. 1,146 6,074 Target Corp............................................ 110,265 7,029,394 #*Tempur-Pedic International, Inc........................ 16,906 446,995 *Tenneco, Inc........................................... 26,950 823,322 #*Tesla Motors, Inc...................................... 22,761 640,267 Texas Roadhouse, Inc................................... 46,169 751,631 #Thor Industries, Inc................................... 41,399 1,574,404 #Tiffany & Co........................................... 28,900 1,827,058 Time Warner Cable, Inc................................. 89,602 8,880,454 Time Warner, Inc....................................... 272,477 11,839,126 TJX Cos., Inc. (The)................................... 138,858 5,780,659 #*Toll Brothers, Inc..................................... 127,325 4,202,998 *Tower International, Inc............................... 758 5,367 *Town Sports International Holdings, Inc................ 13,759 173,363 Tractor Supply Co...................................... 35,002 3,368,592 *Trans World Entertainment Corp......................... 200 680 *Trinity Place Holdings, Inc............................ 892 3,568 #*TripAdvisor, Inc....................................... 30,578 926,208 True Religion Apparel, Inc............................. 14,919 382,672 #*TRW Automotive Holdings Corp........................... 72,277 3,361,603 *Tuesday Morning Corp................................... 27,700 165,369 Tupperware Brands Corp................................. 33,167 1,960,170 #Ulta Salon Cosmetics & Fragrance, Inc.................. 21,433 1,976,551 #*Under Armour, Inc. Class A............................. 30,080 1,571,981 *Unifi, Inc............................................. 15,429 216,469 #*Universal Electronics, Inc............................. 9,536 163,638 Universal Technical Institute, Inc..................... 14,321 183,595 *UQM Technologies, Inc.................................. 12,948 11,783 #*Urban Outfitters, Inc.................................. 77,100 2,757,096 #*US Auto Parts Network, Inc............................. 14,602 43,660 V.F. Corp.............................................. 26,502 4,147,033 #Vail Resorts, Inc...................................... 29,249 1,660,758 #*Valassis Communications, Inc........................... 33,693 876,692 #Value Line, Inc........................................ 2,920 29,083 *Valuevision Media, Inc. Class A........................ 22,530 50,692 Viacom, Inc. Class A................................... 7,238 375,435 Viacom, Inc. Class B................................... 90,352 4,632,347 #Virgin Media, Inc...................................... 69,342 2,270,257 *Visteon Corp........................................... 39,904 1,759,766 #*Vitacost.com, Inc...................................... 1,340 8,576 #*Vitamin Shoppe, Inc.................................... 19,561 1,119,672 *VOXX International Corp................................ 16,155 100,484 Walt Disney Co. (The).................................. 447,208 21,944,497 *Warnaco Group, Inc. (The).............................. 26,430 1,865,429 #Washington Post Co. Class B (The)...................... 5,110 1,704,236 58 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) #Weight Watchers International, Inc..................... 22,229 $ 1,117,007 *Wells-Gardner Electronics Corp......................... 2,858 5,916 #Wendy's Co. (The)...................................... 313,053 1,336,736 *West Marine, Inc....................................... 17,350 179,399 *Wet Seal, Inc. Class A (The)........................... 66,663 190,656 Weyco Group, Inc....................................... 6,018 141,303 Whirlpool Corp......................................... 45,139 4,409,178 Wiley (John) & Sons, Inc. Class A...................... 31,651 1,373,020 Williams Controls, Inc................................. 2,029 22,116 Williams-Sonoma, Inc................................... 64,325 2,973,745 Winmark Corp........................................... 2,080 110,822 #*Winnebago Industries, Inc.............................. 19,097 240,622 #*WMS Industries, Inc.................................... 43,199 709,760 #Wolverine World Wide, Inc.............................. 32,188 1,347,712 #World Wrestling Entertainment, Inc. Class A............ 23,448 189,694 Wyndham Worldwide Corp................................. 84,920 4,279,968 #Wynn Resorts, Ltd...................................... 21,787 2,637,534 Yum! Brands, Inc....................................... 85,316 5,981,505 #*Zagg, Inc.............................................. 10,245 73,559 *Zale Corp.............................................. 26,300 188,834 #*Zumiez, Inc............................................ 20,252 512,578 ------------ Total Consumer Discretionary.............................. 676,702,256 ------------ Consumer Staples -- (7.1%) #Alico, Inc............................................. 5,725 179,708 *Alliance One International, Inc........................ 69,816 212,241 Altria Group, Inc...................................... 386,613 12,294,293 Andersons, Inc. (The).................................. 14,965 587,825 #Archer-Daniels-Midland Co.............................. 187,374 5,029,118 #Arden Group, Inc. Class A.............................. 827 81,418 Avon Products, Inc..................................... 82,506 1,278,018 B&G Foods, Inc......................................... 31,879 964,977 Beam, Inc.............................................. 89,085 4,949,563 #*Boston Beer Co., Inc. Class A (The).................... 2,651 285,195 *Bridgford Foods Corp................................... 2,501 17,307 Brown-Forman Corp. Class A............................. 20,568 1,258,556 #Brown-Forman Corp. Class B............................. 48,666 3,117,544 Bunge, Ltd............................................. 88,631 6,295,460 #Calavo Growers, Inc.................................... 8,553 201,936 #Cal-Maine Foods, Inc................................... 16,738 721,910 #Campbell Soup Co....................................... 74,424 2,624,934 #Casey's General Stores, Inc............................ 25,861 1,333,135 #CCA Industries, Inc.................................... 3,400 14,790 #*Central European Distribution Corp..................... 40,655 104,890 *Central Garden & Pet Co................................ 11,250 124,650 *Central Garden & Pet Co. Class A....................... 27,548 310,466 *Chiquita Brands International, Inc..................... 37,471 270,166 #Church & Dwight Co., Inc............................... 37,402 1,898,526 Clorox Co. (The)....................................... 32,764 2,368,837 Coca-Cola Bottling Co. Consolidated.................... 5,294 363,910 #Coca-Cola Co. (The).................................... 820,326 30,499,721 Coca-Cola Enterprises, Inc............................. 158,730 4,990,471 #Coffee Holding Co., Inc................................ 300 1,926 Colgate-Palmolive Co................................... 91,043 9,555,873 ConAgra Foods, Inc..................................... 230,572 6,419,124 *Constellation Brands, Inc. Class A..................... 132,407 4,679,263 *Constellation Brands, Inc. Class B..................... 3,160 112,085 Costco Wholesale Corp.................................. 81,662 8,037,991 #*Craft Brew Alliance, Inc............................... 11,801 89,452 CVS Caremark Corp...................................... 355,692 16,504,109 #*Darling International, Inc............................. 94,415 1,560,680 59 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Staples -- (Continued) *Dean Foods Co.......................................... 122,767 $ 2,067,396 #Diamond Foods, Inc..................................... 12,571 232,815 #*Dole Food Co., Inc..................................... 73,191 921,475 #Dr. Pepper Snapple Group, Inc.......................... 95,427 4,089,047 #*Elizabeth Arden, Inc................................... 19,320 911,518 #Energizer Holdings, Inc................................ 38,655 2,820,655 Estee Lauder Cos., Inc. Class A (The).................. 43,914 2,705,981 *Farmer Bros. Co........................................ 11,742 114,250 #Flowers Foods, Inc..................................... 90,248 1,776,983 #Fresh Del Monte Produce, Inc........................... 47,467 1,194,744 #*Fresh Market, Inc. (The)............................... 6,636 376,328 General Mills, Inc..................................... 111,162 4,455,373 Golden Enterprises, Inc................................ 3,860 13,278 #*Green Mountain Coffee Roasters, Inc.................... 44,550 1,076,328 Griffin Land & Nurseries, Inc.......................... 2,756 71,518 #H.J. Heinz Co.......................................... 61,709 3,548,885 *Hain Celestial Group, Inc. (The)....................... 33,245 1,921,561 #*Harbinger Group, Inc................................... 3,819 33,416 #Harris Teeter Supermarkets, Inc........................ 40,186 1,504,966 #Herbalife, Ltd......................................... 37,016 1,900,772 Hershey Co. (The)...................................... 29,711 2,045,602 Hillshire Brands Co.................................... 52,260 1,359,283 #Hormel Foods Corp...................................... 68,898 2,034,558 *IGI Labratories, Inc................................... 921 1,059 Ingles Markets, Inc. Class A........................... 10,335 167,427 #Ingredion, Inc......................................... 59,285 3,643,656 Inter Parfums, Inc..................................... 23,298 425,421 *Inventure Foods, Inc................................... 178 1,061 J & J Snack Foods Corp................................. 12,245 701,271 J.M. Smucker Co. (The)................................. 66,777 5,718,782 *John B. Sanfilippo & Son, Inc.......................... 5,730 96,379 #Kellogg Co............................................. 48,202 2,521,929 Kimberly-Clark Corp.................................... 71,911 6,000,973 *Kraft Foods Group, Inc................................. 160,569 7,302,678 Kroger Co. (The)....................................... 97,226 2,452,040 #Lancaster Colony Corp.................................. 17,911 1,303,563 #Lifeway Foods, Inc..................................... 3,699 34,623 #Limoneira Co........................................... 244 5,483 #Lorillard, Inc......................................... 25,915 3,006,399 *Mannatech, Inc......................................... 740 3,596 #McCormick & Co., Inc. Non-Voting....................... 27,402 1,688,511 McCormick & Co., Inc. Voting........................... 3,432 211,102 #Mead Johnson Nutrition Co.............................. 46,616 2,874,343 #*Medifast, Inc.......................................... 9,751 248,846 MGP Ingredients, Inc................................... 10,602 37,425 #Molson Coors Brewing Co. Class A....................... 1,162 50,663 Molson Coors Brewing Co. Class B....................... 95,304 4,111,415 Mondelez International, Inc. Class A................... 481,707 12,784,504 #*Monster Beverage Corp.................................. 68,582 3,063,558 Nash Finch Co.......................................... 9,189 176,704 *National Beverage Corp................................. 17,480 259,928 #*Natural Alternatives International, Inc................ 2,740 17,125 Nature's Sunshine Products, Inc........................ 200 3,438 #Nu Skin Enterprises, Inc. Class A...................... 29,862 1,413,368 *Nutraceutical International Corp....................... 6,965 110,465 Oil-Dri Corp. of America............................... 4,211 94,326 *Omega Protein Corp..................................... 13,132 85,489 Orchids Paper Products Co.............................. 3,281 62,962 *Overhill Farms, Inc.................................... 7,801 35,105 *Pantry, Inc. (The)..................................... 18,588 246,570 PepsiCo, Inc........................................... 310,570 21,503,867 60 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) Philip Morris International, Inc....................... 341,453 $ 30,239,078 *Physicians Formula Holdings, Inc....................... 7,033 34,391 *Pilgrim's Pride Corp................................... 135,481 762,758 *Post Holdings, Inc..................................... 27,864 879,109 *Prestige Brands Holdings, Inc.......................... 41,509 721,842 #PriceSmart, Inc........................................ 14,418 1,196,550 Procter & Gamble Co. (The)............................. 444,296 30,763,055 *Ralcorp Holdings, Inc.................................. 42,316 3,054,792 Reliv' International, Inc.............................. 2,740 3,535 *Revlon, Inc. Class A................................... 23,116 355,986 #Reynolds American, Inc................................. 70,798 2,948,029 Rocky Mountain Chocolate Factory, Inc.................. 3,966 41,683 #Safeway, Inc........................................... 190,653 3,109,550 #Sanderson Farms, Inc................................... 16,263 736,551 *Schiff Nutrition International, Inc.................... 14,045 475,283 *Seneca Foods Corp. Class A............................. 7,423 212,186 *Seneca Foods Corp. Class B............................. 1,493 42,550 *Smart Balance, Inc..................................... 48,729 579,875 #*Smithfield Foods, Inc.................................. 122,910 2,515,968 #Snyders-Lance, Inc..................................... 55,600 1,408,904 Spartan Stores, Inc.................................... 17,934 257,532 #*Spectrum Brands Holdings, Inc.......................... 42,337 1,925,910 #SUPERVALU, Inc......................................... 152,228 473,429 *Susser Holdings Corp................................... 17,156 616,587 #Sysco Corp............................................. 105,845 3,288,604 *Tofutti Brands, Inc.................................... 456 689 #Tootsie Roll Industries, Inc........................... 24,132 643,118 #*TreeHouse Foods, Inc................................... 29,700 1,590,435 Tyson Foods, Inc. Class A.............................. 171,511 2,883,100 *United Natural Foods, Inc.............................. 32,199 1,714,275 United-Guardian, Inc................................... 1,741 30,694 #Universal Corp......................................... 18,214 902,686 #*USANA Health Sciences, Inc............................. 9,599 414,101 #Vector Group, Ltd...................................... 56,185 924,805 Village Super Market, Inc. Class A..................... 4,287 157,204 Walgreen Co............................................ 171,587 6,045,010 Wal-Mart Stores, Inc................................... 499,081 37,441,057 WD-40 Co............................................... 10,360 495,830 #Weis Markets, Inc...................................... 22,096 909,471 Whole Foods Market, Inc................................ 55,429 5,250,789 ------------ Total Consumer Staples.................................... 395,029,855 ------------ Energy -- (8.8%) #*Abraxas Petroleum Corp................................. 3,201 6,626 Adams Resources & Energy, Inc.......................... 3,031 92,203 Alon USA Energy, Inc................................... 40,052 525,883 #*Alpha Natural Resources, Inc........................... 82,499 707,016 Anadarko Petroleum Corp................................ 138,674 9,542,158 Apache Corp............................................ 106,526 8,815,027 #*Approach Resources, Inc................................ 25,025 616,366 #Arch Coal, Inc......................................... 73,396 584,232 #*Atwood Oceanics, Inc................................... 53,855 2,574,269 Baker Hughes, Inc...................................... 112,812 4,734,720 *Barnwell Industries, Inc............................... 4,663 15,574 #*Basic Energy Services, Inc............................. 32,358 336,200 #Berry Petroleum Co. Class A............................ 43,064 1,658,395 *Bill Barrett Corp...................................... 39,573 906,617 *BioFuel Energy Corp.................................... 530 3,138 Bolt Technology Corp................................... 7,091 102,110 *BPZ Resources, Inc..................................... 88,010 253,469 Bristow Group, Inc..................................... 29,152 1,455,268 61 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) #*C&J Energy Services, Inc............................... 35,352 $ 685,122 Cabot Oil & Gas Corp................................... 94,354 4,432,751 *Cal Dive International, Inc............................ 72,892 91,844 *Callon Petroleum Co.................................... 29,533 168,929 *Cameron International Corp............................. 46,266 2,342,910 #CARBO Ceramics, Inc.................................... 10,500 776,475 #*Carrizo Oil & Gas, Inc................................. 33,817 906,972 #*Cheniere Energy, Inc................................... 139,133 2,238,650 #Chesapeake Energy Corp................................. 170,054 3,445,294 Chevron Corp........................................... 555,913 61,267,172 Cimarex Energy Co...................................... 50,940 2,912,749 #*Clayton Williams Energy, Inc........................... 9,155 387,714 #*Clean Energy Fuels Corp................................ 54,100 619,445 #*Cloud Peak Energy, Inc................................. 50,281 1,060,929 #*Cobalt International Energy, Inc....................... 39,680 825,741 *Comstock Resources, Inc................................ 39,528 676,719 #*Concho Resources, Inc.................................. 33,231 2,861,854 ConocoPhillips......................................... 343,340 19,862,219 #CONSOL Energy, Inc..................................... 121,878 4,285,230 *Contango Oil & Gas Co.................................. 12,403 609,731 #*Continental Resources, Inc............................. 14,629 1,051,240 Core Laboratories NV................................... 6,493 673,064 *Crimson Exploration, Inc............................... 35,285 127,732 Crosstex Energy, Inc................................... 34,800 476,064 *Dawson Geophysical Co.................................. 6,475 154,688 Delek US Holdings, Inc................................. 28,939 745,179 *Denbury Resources, Inc................................. 232,909 3,570,495 Devon Energy Corp...................................... 106,254 6,185,045 DHT Holdings, Inc...................................... 3,387 14,293 #Diamond Offshore Drilling, Inc......................... 66,380 4,596,151 #*Double Eagle Petroleum Co.............................. 6,980 34,970 #*Dresser-Rand Group, Inc................................ 48,671 2,508,017 #*Dril-Quip, Inc......................................... 26,607 1,842,801 *Emerald Oil, Inc....................................... 258 1,393 #*Endeavour International Corp........................... 29,832 216,580 Energen Corp........................................... 47,420 2,212,143 Energy XXI (Bermuda), Ltd.............................. 65,132 2,155,869 *ENGlobal Corp.......................................... 13,200 5,415 EOG Resources, Inc..................................... 72,503 8,445,874 *EPL Oil & Gas, Inc..................................... 31,816 688,498 #EQT Corp............................................... 37,072 2,247,675 #*Evolution Petroleum Corp............................... 7,409 60,754 #EXCO Resources, Inc.................................... 141,025 1,142,303 #*Exterran Holdings, Inc................................. 53,340 1,065,733 Exxon Mobil Corp....................................... 906,263 82,623,998 *FieldPoint Petroleum Corp.............................. 4,233 17,863 *FMC Technologies, Inc.................................. 58,847 2,406,842 *Forest Oil Corp........................................ 82,716 626,987 *FX Energy, Inc......................................... 10,965 52,961 *Gastar Exploration, Ltd................................ 4,800 5,376 *Geokinetics, Inc....................................... 9,612 2,307 *Geospace Technologies Corp............................. 7,802 505,023 *Gevo, Inc.............................................. 4,451 8,991 *Global Geophysical Services, Inc....................... 23,837 110,127 #*GMX Resources, Inc..................................... 25,965 12,666 #*Green Plains Renewable Energy, Inc..................... 25,050 193,637 Gulf Island Fabrication, Inc........................... 11,590 275,031 *Gulfmark Offshore, Inc. Class A........................ 20,252 654,545 #*Gulfport Energy Corp................................... 36,273 1,203,538 #*Halcon Resources Corp.................................. 37,287 241,247 Halliburton Co......................................... 148,846 4,806,237 62 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) #*Harvest Natural Resources, Inc......................... 30,189 $ 263,550 #*Heckmann Corp.......................................... 123,448 432,068 #*Helix Energy Solutions Group, Inc...................... 86,655 1,498,265 Helmerich & Payne, Inc................................. 69,950 3,343,610 *Hercules Offshore, Inc................................. 129,528 616,553 Hess Corp.............................................. 84,426 4,412,103 .*HKN, Inc............................................... 9,572 18,857 #HollyFrontier Corp..................................... 125,706 4,856,023 #*Hornbeck Offshore Services, Inc........................ 29,168 1,010,380 *Houston American Energy Corp........................... 5,544 3,548 #*ION Geophysical Corp................................... 102,745 663,733 #*James River Coal Co.................................... 16,961 84,975 #*Key Energy Services, Inc............................... 115,107 752,800 Kinder Morgan, Inc..................................... 111,993 3,887,277 *Kodiak Oil & Gas Corp.................................. 173,869 1,606,550 *Lone Pine Resources, Inc............................... 19,747 29,621 #*Lucas Energy, Inc...................................... 11,754 19,982 #Lufkin Industries, Inc................................. 20,220 1,011,202 #*Magnum Hunter Resources Corp........................... 100,044 382,168 Marathon Oil Corp...................................... 195,975 5,891,009 Marathon Petroleum Corp................................ 102,339 5,621,481 *Matrix Service Co...................................... 21,090 221,234 *McDermott International, Inc........................... 193,878 2,076,433 #*McMoran Exploration Co................................. 106,570 1,271,380 #*Mexco Energy Corp...................................... 684 4,036 *Mitcham Industries, Inc................................ 9,853 133,508 Murphy Oil Corp........................................ 118,960 7,137,600 *Nabors Industries, Ltd................................. 164,414 2,217,945 National Oilwell Varco, Inc............................ 121,827 8,978,650 *Natural Gas Services Group, Inc........................ 9,926 157,426 *Newfield Exploration Co................................ 69,231 1,877,545 #*Newpark Resources, Inc................................. 71,405 484,840 Noble Corp............................................. 155,012 5,850,153 Noble Energy, Inc...................................... 47,266 4,490,743 #Nordic American Tankers, Ltd........................... 29,510 247,884 #*Northern Oil & Gas, Inc................................ 38,194 579,021 #*Oasis Petroleum, Inc................................... 61,478 1,805,609 Occidental Petroleum Corp.............................. 210,492 16,620,448 Oceaneering International, Inc......................... 51,872 2,714,462 *Oil States International, Inc.......................... 38,901 2,843,663 #Overseas Shipholding Group, Inc........................ 19,258 21,569 Panhandle Oil & Gas, Inc. Class A...................... 5,005 135,535 *Parker Drilling Co..................................... 88,468 383,066 #Patterson-UTI Energy, Inc.............................. 124,777 2,018,892 *PDC Energy, Inc........................................ 18,905 572,254 #Peabody Energy Corp.................................... 43,630 1,217,277 Penn Virginia Corp..................................... 37,306 168,623 *PetroQuest Energy, Inc................................. 41,651 254,071 *PHI, Inc. Non-Voting................................... 9,738 304,702 *PHI, Inc. Voting....................................... 2,247 67,298 #Phillips 66............................................ 171,670 8,095,957 *Pioneer Energy Services Corp........................... 45,939 303,197 #Pioneer Natural Resources Co........................... 72,692 7,679,910 #*Plains Exploration & Production Co..................... 78,568 2,801,735 *PostRock Energy Corp................................... 1,437 2,357 *Pyramid Oil Co......................................... 2,104 8,690 QEP Resources, Inc..................................... 108,891 3,157,839 #*Quicksilver Resources, Inc............................. 115,605 447,391 #Range Resources Corp................................... 40,856 2,670,348 *Rentech, Inc........................................... 85,169 219,736 *REX American Resources Corp............................ 7,500 132,075 63 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) #*Rex Energy Corp........................................ 44,631 $ 590,914 *RigNet, Inc............................................ 163 3,027 *Rosetta Resources, Inc................................. 34,744 1,599,614 *Rowan Cos. P.L.C. Class A.............................. 75,750 2,402,033 #*Royale Energy, Inc..................................... 400 1,128 #RPC, Inc............................................... 97,432 1,116,571 #*SandRidge Energy, Inc.................................. 403,897 2,512,239 Schlumberger, Ltd...................................... 255,671 17,776,805 *SEACOR Holdings, Inc................................... 17,218 1,510,191 *SemGroup Corp. Class A................................. 26,222 1,013,218 Ship Finance International, Ltd........................ 65,034 1,000,223 #SM Energy Co........................................... 27,571 1,486,628 *Southwestern Energy Co................................. 94,186 3,268,254 Spectra Energy Corp.................................... 123,576 3,567,639 *Steel Excel, Inc....................................... 6,102 149,499 *Stone Energy Corp...................................... 37,285 879,553 *Superior Energy Services, Inc.......................... 101,921 2,072,054 *Swift Energy Co........................................ 31,634 528,604 #Targa Resources Corp................................... 10,560 537,821 Teekay Corp............................................ 59,141 1,810,306 *Tesco Corp............................................. 27,669 243,764 Tesoro Corp............................................ 110,623 4,171,593 *TETRA Technologies, Inc................................ 57,620 308,267 *TGC Industries, Inc.................................... 12,534 92,250 #Tidewater, Inc......................................... 40,936 1,944,869 Transocean, Ltd........................................ 87,568 4,000,982 #*Triangle Petroleum Corp................................ 35,722 228,264 #*Ultra Petroleum Corp................................... 124,056 2,829,717 *Union Drilling, Inc.................................... 15,716 101,997 *Unit Corp.............................................. 39,975 1,612,991 *Uranium Energy Corp.................................... 4,022 9,492 *Uranium Resources, Inc................................. 6,850 3,042 #*USEC, Inc.............................................. 68,464 46,247 *VAALCO Energy, Inc..................................... 47,069 384,554 Valero Energy Corp..................................... 318,688 9,273,821 #*Verenium Corp.......................................... 2,511 6,177 #W&T Offshore, Inc...................................... 46,256 784,039 *Warren Resources, Inc.................................. 56,743 161,718 *Weatherford International, Ltd......................... 293,149 3,312,584 #Western Refining, Inc.................................. 74,448 1,851,522 *Westmoreland Coal Co................................... 3,276 33,677 *Whiting Petroleum Corp................................. 67,688 2,844,250 *Willbros Group, Inc.................................... 39,804 203,398 Williams Cos., Inc. (The).............................. 135,241 4,732,083 #World Fuel Services Corp............................... 43,624 1,513,753 #*WPX Energy, Inc........................................ 33,573 568,727 #*ZaZa Energy Corp....................................... 1,607 2,330 #*Zion Oil & Gas, Inc.................................... 16,343 30,888 ------------ Total Energy.............................................. 489,261,247 ------------ Financials -- (14.3%) *1st Constitution Bancorp............................... 1,308 11,720 1st Source Corp........................................ 19,544 434,072 *1st United Bancorp, Inc................................ 21,956 131,956 Access National Corp................................... 4,884 64,420 ACE, Ltd............................................... 95,463 7,508,165 *Affiliated Managers Group, Inc......................... 18,536 2,344,804 Aflac, Inc............................................. 133,232 6,632,289 *Alexander & Baldwin, Inc............................... 34,631 1,001,875 #*Allegheny Corp......................................... 10,288 3,576,109 Alliance Bancorp, Inc. of Pennsylvania................. 1,546 19,178 64 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Alliance Financial Corp............................. 3,021 $ 136,791 Allied World Assurance Co. Holdings AG.............. 29,398 2,360,659 Allstate Corp. (The)................................ 138,604 5,541,388 Alterra Capital Holdings, Ltd....................... 81,212 1,984,009 *Altisource Portfolio Solutions SA................... 9,093 1,032,056 Ameriana Bancorp.................................... 456 3,014 *American Capital, Ltd............................... 269,525 3,177,700 #American Equity Investment Life Holding Co.......... 51,602 593,939 American Express Co................................. 195,451 10,939,392 #American Financial Group, Inc....................... 78,544 3,047,507 *American Independence Corp.......................... 1,861 9,268 *American International Group, Inc................... 197,289 6,891,305 American National Bankshares, Inc................... 3,768 79,090 American National Insurance Co...................... 13,752 1,004,721 *American River Bankshares........................... 2,192 16,177 *American Safety Insurance Holdings, Ltd............. 7,877 132,806 *American Spectrum Realty, Inc....................... 642 2,414 Ameriprise Financial, Inc........................... 129,219 7,542,513 *Ameris Bancorp...................................... 18,629 198,771 *AMERISAFE, Inc...................................... 14,633 384,116 *AmeriServ Financial, Inc............................ 8,436 24,717 #AmTrust Financial Services, Inc..................... 55,069 1,332,670 Aon P.L.C........................................... 84,747 4,572,101 *Arch Capital Group, Ltd............................. 81,766 3,609,969 Argo Group International Holdings, Ltd.............. 23,750 817,000 #Arrow Financial Corp................................ 9,711 236,948 Aspen Insurance Holdings, Ltd....................... 58,600 1,895,710 Associated Banc-Corp................................ 141,453 1,823,329 #Assurant, Inc....................................... 69,345 2,621,934 Assured Guaranty, Ltd............................... 157,945 2,193,856 #Astoria Financial Corp.............................. 80,653 808,950 Atlantic American Corp.............................. 2,737 7,992 *Atlantic Coast Financial Corp....................... 945 1,895 Auburn National Bancorporation, Inc................. 335 7,715 *AV Homes, Inc....................................... 8,825 129,728 Axis Capital Holdings, Ltd.......................... 78,529 2,844,320 #Baldwin & Lyons, Inc. Class A....................... 638 15,121 Baldwin & Lyons, Inc. Class B....................... 8,934 217,543 Bancfirst Corp...................................... 12,368 543,697 *Bancorp, Inc. (The)................................. 25,211 286,649 #BancorpSouth, Inc................................... 77,847 1,101,535 *BancTrust Financial Group, Inc...................... 8,705 24,722 Bank Mutual Corp.................................... 35,710 161,052 Bank of America Corp................................ 3,021,536 28,160,716 Bank of Commerce Holdings........................... 6,357 29,115 #Bank of Hawaii Corp................................. 29,080 1,284,173 Bank of Kentucky Financial Corp..................... 2,404 60,437 #Bank of New York Mellon Corp. (The)................. 336,389 8,312,172 Bank of the Ozarks, Inc............................. 22,751 744,868 BankFinancial Corp.................................. 14,212 114,122 #BankUnited, Inc..................................... 53,145 1,260,068 Banner Corp......................................... 15,490 449,055 Bar Harbor Bankshares............................... 2,309 81,877 BB&T Corp........................................... 198,209 5,738,151 *BBCN Bancorp, Inc................................... 64,244 766,431 #*BBX Capital Corp. Class A........................... 1,011 6,612 #BCB Bancorp, Inc.................................... 4,090 41,186 *BCSB Bancorp, Inc................................... 711 9,926 *Beneficial Mutual Bancorp, Inc...................... 59,914 567,985 *Berkshire Bancorp, Inc.............................. 1,000 8,320 *Berkshire Hathaway, Inc. Class B.................... 354,267 30,590,955 65 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) Berkshire Hills Bancorp, Inc........................... 19,197 $ 450,740 #BGC Partners, Inc. Class A............................. 16,303 76,298 BlackRock, Inc......................................... 36,368 6,898,282 *BofI Holding, Inc...................................... 9,405 264,469 BOK Financial Corp..................................... 47,494 2,785,523 Boston Private Financial Holdings, Inc................. 66,047 608,953 Bridge Bancorp, Inc.................................... 2,089 41,780 #*Bridge Capital Holdings................................ 4,396 65,720 Brookline Bancorp, Inc................................. 56,774 481,444 Brown & Brown, Inc..................................... 117,809 3,010,020 *Brunswick Bancorp...................................... 40 199 #Bryn Mawr Bank Corp.................................... 10,337 234,030 #C&F Financial Corp..................................... 721 28,299 Calamos Asset Management, Inc. Class A................. 16,425 177,390 California First National Bancorp...................... 2,970 54,262 *Camco Financial Corp................................... 900 1,665 Camden National Corp................................... 5,976 208,562 *Cape Bancorp, Inc...................................... 4,558 40,384 *Capital Bank Financial Corp. Class A................... 1,271 22,281 #*Capital City Bank Group, Inc........................... 11,241 114,096 Capital One Financial Corp............................. 163,027 9,809,335 Capital Properties, Inc. Class A....................... 300 2,775 .Capital Properties, Inc. Class B....................... 300 -- #Capital Southwest Corp................................. 2,165 233,279 CapitalSource, Inc..................................... 222,501 1,759,983 #Capitol Federal Financial, Inc......................... 129,276 1,539,677 Cardinal Financial Corp................................ 23,434 374,241 #*Carolina Bank Holdings, Inc............................ 900 6,966 *Carrollton Bancorp..................................... 331 1,854 #Cash America International, Inc........................ 22,965 897,702 Cathay General Bancorp................................. 65,028 1,150,345 #CBOE Holdings, Inc..................................... 31,392 925,750 *CBRE Group, Inc. Class A............................... 72,564 1,307,603 #Center Bancorp, Inc.................................... 11,103 126,463 #Centerstate Banks, Inc................................. 22,455 194,685 Central Bancorp, Inc................................... 292 9,119 *Central Pacific Financial Corp......................... 7,325 105,260 Century Bancorp, Inc. Class A.......................... 1,596 52,205 CFS Bancorp, Inc....................................... 1,100 6,325 Charles Schwab Corp. (The)............................. 183,254 2,488,589 #Charter Financial Corp................................. 1,425 13,922 Chemical Financial Corp................................ 22,271 523,814 *Chicopee Bancorp, Inc.................................. 3,096 46,409 Chubb Corp. (The)...................................... 75,816 5,836,316 Cincinnati Financial Corp.............................. 99,172 3,951,012 *CIT Group, Inc......................................... 123,048 4,579,847 Citigroup, Inc......................................... 811,834 30,354,473 *Citizens Community Bancorp, Inc........................ 1,650 9,174 Citizens Holding Co.................................... 772 14,452 *Citizens Republic Bancorp, Inc......................... 280 5,079 *Citizens, Inc.......................................... 38,845 395,831 #City Holding Co........................................ 11,947 419,579 #City National Corp..................................... 44,108 2,253,919 CKX Lands, Inc......................................... 743 10,060 Clifton Savings Bancorp, Inc........................... 17,641 195,109 CME Group, Inc......................................... 91,890 5,139,408 CNA Financial Corp..................................... 132,635 3,896,816 #CNB Financial Corp..................................... 8,185 140,618 #CNO Financial Group, Inc............................... 184,317 1,765,757 CoBiz Financial, Inc................................... 30,191 215,262 #Codorus Valley Bancorp, Inc............................ 1,599 24,467 66 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #Cohen & Steers, Inc.................................... 16,372 $ 458,252 *Colonial Financial Services, Inc....................... 1,300 17,290 *Colony Bankcorp, Inc................................... 1,337 4,880 Columbia Banking System, Inc........................... 32,173 569,784 Comerica, Inc.......................................... 118,009 3,517,848 #Commerce Bancshares, Inc............................... 72,234 2,750,671 Commercial National Financial Corp..................... 847 17,829 #Community Bank System, Inc............................. 32,446 895,185 *Community Bankers Trust Corp........................... 2,585 7,212 Community Trust Bancorp, Inc........................... 12,772 433,226 *Community West Bancshares.............................. 1,844 5,108 #*CompuCredit Holdings Corp.............................. 14,132 54,126 Consolidated-Tokoma Land Co............................ 4,295 140,962 *Consumer Portfolio Services, Inc....................... 2,900 12,499 *Cowen Group, Inc. Class A.............................. 75,159 190,904 Crawford & Co. Class A................................. 15,367 67,000 #Crawford & Co. Class B................................. 15,146 83,454 *Credit Acceptance Corp................................. 12,395 1,012,052 #Cullen/Frost Bankers, Inc.............................. 50,570 2,796,521 #CVB Financial Corp..................................... 86,346 934,264 *DFC Global Corp........................................ 35,664 600,938 Diamond Hill Investment Group, Inc..................... 1,077 82,907 Dime Community Bancshares, Inc......................... 29,067 421,472 Discover Financial Services............................ 146,679 6,013,839 Donegal Group, Inc. Class A............................ 15,839 205,273 Donegal Group, Inc. Class B............................ 2,147 38,700 *Doral Financial Corp................................... 3,982 3,783 Duff & Phelps Corp..................................... 33,131 411,818 *E*Trade Financial Corp................................. 225,224 1,882,873 Eagle Bancorp Montana, Inc............................. 566 6,085 #East West Bancorp, Inc................................. 116,915 2,489,120 Eastern Insurance Holdings, Inc........................ 4,882 82,115 *Eastern Virginia Bankshares, Inc....................... 721 3,692 #Eaton Vance Corp....................................... 43,991 1,237,907 ECB Bancorp, Inc....................................... 913 13,394 *eHealth, Inc........................................... 14,039 304,646 EMC Insurance Group, Inc............................... 9,745 218,093 Employers Holdings, Inc................................ 26,291 479,811 Endurance Specialty Holdings, Ltd...................... 35,524 1,440,498 *Enstar Group, Ltd...................................... 11,191 1,119,100 #Enterprise Bancorp, Inc................................ 3,680 62,818 Enterprise Financial Services Corp..................... 12,708 177,912 Epoch Holding Corp..................................... 7,487 164,115 Erie Indemnity Co. Class A............................. 29,997 1,866,413 #ESB Financial Corp..................................... 7,409 99,947 ESSA Bancorp, Inc...................................... 8,421 84,884 Evans Bancorp, Inc..................................... 1,219 19,687 #Evercore Partners, Inc. Class A........................ 16,741 467,074 Everest Re Group, Ltd.................................. 31,599 3,509,069 #*EZCORP, Inc. Class A................................... 33,577 660,124 *Farmers Capital Bank Corp.............................. 1,933 23,080 FBL Financial Group, Inc. Class A...................... 22,739 776,082 Federal Agricultural Mortgage Corp. Class A............ 773 17,926 Federal Agricultural Mortgage Corp. Class C............ 6,858 193,190 #Federated Investors, Inc. Class B...................... 68,477 1,591,405 *Federated National Holding Co.......................... 3,388 21,175 #Fidelity Bancorp, Inc.................................. 538 11,884 Fidelity National Financial, Inc. Class A.............. 167,401 3,584,055 #Fidelity Southern Corp................................. 6,168 60,385 Fifth Third Bancorp.................................... 529,341 7,691,325 Financial Institutions, Inc............................ 10,882 207,193 67 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *First Acceptance Corp.................................. 9,100 $ 11,011 First Advantage Bancorp................................ 1,408 18,346 First American Financial Corp.......................... 87,595 1,992,786 #First Bancorp.......................................... 12,032 125,734 *First BanCorp.......................................... 3,406 14,441 First Bancorp of Indiana, Inc.......................... 96 1,068 First Bancorp, Inc..................................... 5,920 97,562 *First Bancshares, Inc.................................. 200 1,125 #First Bancshares, Inc. (The)........................... 237 2,489 First Busey Corp....................................... 68,846 324,953 #First Business Financial Services, Inc................. 1,081 26,636 *First California Financial Group, Inc.................. 18,806 126,941 *First Cash Financial Services, Inc..................... 18,804 839,787 First Citizens BancShares, Inc. Class A................ 5,907 996,806 First Commonwealth Financial Corp...................... 86,242 564,885 First Community Bancshares, Inc........................ 13,413 200,927 First Defiance Financial Corp.......................... 7,499 132,732 #*First Federal Bancshares of Arkansas, Inc.............. 2,243 22,542 *First Federal of Northern Michigan Bancorp, Inc........ 200 944 First Financial Bancorp................................ 48,152 755,986 #First Financial Bankshares, Inc........................ 20,031 725,723 First Financial Corp................................... 10,511 321,532 First Financial Holdings, Inc.......................... 12,684 178,844 *First Financial Northwest, Inc......................... 12,837 101,412 *First Financial Service Corp........................... 917 2,430 #First Horizon National Corp............................ 204,549 1,904,351 First Interstate BancSystem, Inc....................... 12,397 186,327 First M&F Corp......................................... 3,188 26,939 *First Marblehead Corp. (The)........................... 58,899 55,365 First Merchants Corp................................... 23,083 339,551 First Midwest Bancorp, Inc............................. 60,868 752,937 First Niagara Financial Group, Inc..................... 289,930 2,400,620 #First Pactrust Bancorp, Inc............................ 7,458 87,706 *First Place Financial Corp............................. 9,209 635 #First Republic Bank.................................... 80,243 2,756,347 *First South Bancorp, Inc............................... 4,572 24,689 *First United Corp...................................... 1,938 13,372 First West Virginia Bancorp............................ 256 4,264 Firstbank Corp......................................... 1,646 18,271 *FirstCity Financial Corp............................... 5,310 42,958 #FirstMerit Corp........................................ 90,122 1,249,091 #*Flagstar Bancorp, Inc.................................. 194 2,677 Flagstone Reinsurance Holdings SA...................... 53,448 472,480 Flushing Financial Corp................................ 25,091 390,165 FNB Corp............................................... 115,102 1,235,044 *FNB United Corp........................................ 1 12 #*Forest City Enterprises, Inc. Class A.................. 125,239 2,010,086 *Forest City Enterprises, Inc. Class B.................. 4,615 73,563 *Forestar Group, Inc.................................... 26,841 429,724 #Fox Chase Bancorp, Inc................................. 11,006 171,253 #Franklin Resources, Inc................................ 38,219 4,884,388 #Fulton Financial Corp.................................. 165,111 1,604,879 #FXCM, Inc.............................................. 6,267 56,403 GAINSCO, Inc........................................... 513 8,747 #Gallagher (Arthur J.) & Co............................. 68,818 2,438,910 GAMCO Investors, Inc. Class A.......................... 4,050 198,450 *Genworth Financial, Inc. Class A....................... 371,886 2,216,441 #German American Bancorp, Inc........................... 9,313 210,008 GFI Group, Inc......................................... 87,753 277,299 #Glacier Bancorp, Inc................................... 59,237 858,937 *Gleacher & Co., Inc.................................... 13,000 9,100 68 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) *Global Indemnity P.L.C.............................. 13,609 $ 301,848 Goldman Sachs Group, Inc. (The)..................... 131,829 16,134,551 Great Southern Bancorp, Inc......................... 10,647 302,055 #*Green Dot Corp. Class A............................. 6,825 69,547 #Greenhill & Co., Inc................................ 15,772 752,640 *Greenlight Capital Re, Ltd. Class A................. 24,640 629,552 *Guaranty Bancorp.................................... 7,402 13,546 *Guaranty Federal Bancshares, Inc.................... 909 6,454 *Hallmark Financial Services, Inc.................... 13,444 102,578 Hampden Bancorp, Inc................................ 818 10,593 #Hancock Holding Co.................................. 69,856 2,206,751 *Hanmi Financial Corp................................ 25,512 316,604 Hanover Insurance Group, Inc. (The)................. 36,637 1,322,962 Harleysville Savings Financial Corp................. 1,916 32,553 #*Harris & Harris Group, Inc.......................... 21,080 72,304 Hartford Financial Services Group, Inc.............. 263,123 5,712,400 Hawthorn Bancshares, Inc............................ 1,181 10,334 #HCC Insurance Holdings, Inc......................... 82,971 2,957,086 #Heartland Financial USA, Inc........................ 13,381 384,035 *Heritage Commerce Corp.............................. 18,324 120,755 Heritage Financial Corp............................. 11,335 156,763 Heritage Financial Group, Inc....................... 4,012 53,681 HF Financial Corp................................... 1,948 24,895 *HFF, Inc. Class A................................... 23,598 328,720 *Hilltop Holdings, Inc............................... 46,351 629,910 Hingham Institution for Savings..................... 458 31,121 *HMN Financial, Inc.................................. 989 3,303 *Home Bancorp, Inc................................... 4,739 89,614 Home BancShares, Inc................................ 22,570 781,825 Home Federal Bancorp, Inc........................... 11,318 129,252 #Homeowners Choice, Inc.............................. 6,191 137,440 HopFed Bancorp, Inc................................. 1,211 9,506 Horace Mann Educators Corp.......................... 31,017 595,837 Horizon Bancorp..................................... 1,000 29,000 #*Howard Hughes Corp. (The)........................... 20,443 1,431,010 Hudson City Bancorp, Inc............................ 416,419 3,533,315 Hudson Valley Holding Corp.......................... 12,778 205,854 Huntington Bancshares, Inc.......................... 511,399 3,267,840 #IBERIABANK Corp..................................... 24,243 1,207,059 *ICG Group, Inc...................................... 30,939 324,241 Independence Holding Co............................. 8,496 74,255 #Independent Bank Corp. (453836108).................. 17,581 518,815 *Independent Bank Corp. (453838609).................. 3,800 13,072 Infinity Property & Casualty Corp................... 7,832 447,286 Interactive Brokers Group, Inc. Class A............. 37,462 533,834 *IntercontinentalExchange, Inc....................... 25,654 3,360,674 *InterGroup Corp. (The).............................. 200 4,438 #International Bancshares Corp....................... 55,277 1,003,278 *Intervest Bancshares Corp. Class A.................. 11,762 48,812 #*INTL. FCStone, Inc.................................. 13,891 257,400 Invesco, Ltd........................................ 271,939 6,613,556 *Investment Technology Group, Inc.................... 26,174 220,909 *Investors Bancorp, Inc.............................. 90,677 1,631,279 #*Investors Capital Holdings, Ltd..................... 1,399 5,120 Investors Title Co.................................. 1,022 67,043 #Janus Capital Group, Inc............................ 152,987 1,300,390 Jefferies Group, Inc................................ 161,817 2,304,274 *Jefferson Bancshares, Inc........................... 1,271 3,762 JMP Group, Inc...................................... 15,902 88,097 Jones Lang LaSalle, Inc............................. 35,924 2,792,732 JPMorgan Chase & Co................................. 1,045,479 43,575,565 69 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) Kaiser Federal Financial Group, Inc.................... 6,143 $ 94,786 #KBW, Inc............................................... 28,169 457,746 Kearny Financial Corp.................................. 44,060 416,367 #Kemper Corp............................................ 48,591 1,506,321 Kennedy-Wilson Holdings, Inc........................... 37,800 536,760 Kentucky First Federal Bancorp......................... 936 7,675 KeyCorp................................................ 578,087 4,867,493 #*Knight Capital Group, Inc. Class A..................... 76,893 202,229 #Lake Shore Bancorp, Inc................................ 125 1,310 #Lakeland Bancorp, Inc.................................. 24,751 245,777 Lakeland Financial Corp................................ 13,106 349,799 Landmark Bancorp, Inc.................................. 1,086 22,263 Lazard, Ltd. Class A................................... 75,833 2,234,040 Legg Mason, Inc........................................ 113,630 2,895,292 *Leucadia National Corp................................. 149,337 3,389,950 #Life Partners Holdings, Inc............................ 7,428 18,867 Lincoln National Corp.................................. 171,404 4,249,105 LNB Bancorp, Inc....................................... 6,277 37,474 Loews Corp............................................. 91,086 3,851,116 *Louisiana Bancorp, Inc................................. 2,100 34,377 #LPL Financial Holdings, Inc............................ 49,429 1,443,327 *LSB Financial Corp..................................... 259 5,115 #M&T Bank Corp.......................................... 76,732 7,987,801 *Macatawa Bank Corp..................................... 18,694 57,764 *Magyar Bancorp, Inc.................................... 211 1,021 Maiden Holdings, Ltd................................... 58,542 494,680 MainSource Financial Group, Inc........................ 15,003 187,838 #*Malvern Bancorp, Inc................................... 134 1,441 #*Markel Corp............................................ 7,234 3,414,014 #MarketAxess Holdings, Inc.............................. 23,172 723,893 Marlin Business Services Corp.......................... 9,891 223,438 Marsh & McLennan Cos., Inc............................. 88,842 3,023,293 *Maui Land & Pineapple Co., Inc......................... 2,542 5,592 #Mayflower Bancorp, Inc................................. 100 903 #MB Financial, Inc...................................... 44,950 910,687 #*MBIA, Inc.............................................. 159,636 1,580,396 #*MBT Financial Corp..................................... 3,911 11,264 MCG Capital Corp....................................... 58,376 272,032 Meadowbrook Insurance Group, Inc....................... 35,445 199,201 Medallion Financial Corp............................... 17,372 217,324 #*Mercantile Bank Corp................................... 6,156 101,759 #Merchants Bancshares, Inc.............................. 4,638 135,801 #Mercury General Corp................................... 45,232 1,833,253 *Meridian Interstate Bancorp, Inc....................... 15,377 259,718 Meta Financial Group, Inc.............................. 1,310 31,126 MetLife, Inc........................................... 293,711 10,423,803 *Metro Bancorp, Inc..................................... 10,574 137,251 *MetroCorp Bancshares, Inc.............................. 4,229 42,882 #*MGIC Investment Corp................................... 152,142 261,684 #MicroFinancial, Inc.................................... 7,011 55,247 Mid Penn Bancorp, Inc.................................. 497 5,069 #MidSouth Bancorp, Inc.................................. 5,731 88,831 #MidWestOne Financial Group, Inc........................ 3,102 62,660 Montpelier Re Holdings, Ltd............................ 46,585 1,065,399 #Moody's Corp........................................... 55,284 2,662,477 Morgan Stanley......................................... 410,794 7,139,600 MSB Financial Corp..................................... 339 2,142 #*MSCI, Inc.............................................. 43,759 1,178,867 MutualFirst Financial, Inc............................. 2,798 34,024 NASDAQ OMX Group, Inc. (The)........................... 136,287 3,244,993 *National Financial Partners Corp....................... 32,456 595,568 70 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) National Interstate Corp............................... 13,695 $ 355,385 #National Penn Bancshares, Inc.......................... 123,802 1,105,552 National Security Group, Inc........................... 312 2,611 National Western Life Insurance Co. Class A............ 1,427 200,308 Naugatuck Valley Financial Corp........................ 610 4,532 *Navigators Group, Inc. (The)........................... 11,299 599,751 NBT Bancorp, Inc....................................... 27,679 588,732 Nelnet, Inc. Class A................................... 28,513 696,002 *Netspend Holdings, Inc................................. 41,192 441,166 *New Century Bancorp, Inc............................... 300 1,605 New England Bancshares, Inc............................ 1,080 15,584 New Hampshire Thrift Bancshares, Inc................... 3,306 43,573 #New York Community Bancorp, Inc........................ 261,107 3,618,943 *NewBridge Bancorp...................................... 8,957 38,605 *Newport Bancorp, Inc................................... 1,429 23,871 *NewStar Financial, Inc................................. 38,426 480,325 Nicholas Financial, Inc................................ 4,022 52,326 *North Valley Bancorp................................... 252 3,508 Northeast Bancorp...................................... 59 562 Northeast Community Bancorp, Inc....................... 3,456 18,732 Northern Trust Corp.................................... 148,634 7,101,733 #Northfield Bancorp, Inc................................ 30,743 499,266 Northrim Bancorp, Inc.................................. 3,902 87,912 Northwest Bancshares, Inc.............................. 80,621 959,390 Norwood Financial Corp................................. 901 28,607 NYSE Euronext.......................................... 150,134 3,717,318 Ocean Shore Holding Co................................. 3,964 52,682 OceanFirst Financial Corp.............................. 14,185 197,739 #*Ocwen Financial Corp................................... 106,268 4,098,757 Ohio Valley Banc Corp.................................. 1,110 20,951 #Old National Bancorp................................... 80,214 984,226 #Old Republic International Corp........................ 213,867 2,113,006 #*Old Second Bancorp, Inc................................ 4,388 6,143 *OmniAmerican Bancorp, Inc.............................. 8,943 204,705 OneBeacon Insurance Group, Ltd. Class A................ 19,386 261,711 Oppenheimer Holdings, Inc. Class A..................... 8,464 137,794 Oriental Financial Group, Inc.......................... 33,156 390,578 Oritani Financial Corp................................. 38,610 589,961 Osage Bancshares, Inc.................................. 900 9,855 #*Pacific Capital Bancorp................................ 8,943 410,573 Pacific Continental Corp............................... 13,381 124,310 *Pacific Mercantile Bancorp............................. 7,453 53,438 *Pacific Premier Bancorp, Inc........................... 2,700 30,294 PacWest Bancorp........................................ 30,373 683,393 #Park National Corp..................................... 12,517 833,006 *Park Sterling Corp..................................... 19,367 96,835 PartnerRe, Ltd......................................... 38,107 3,086,667 *Patriot National Bancorp............................... 500 760 #Peapack-Gladstone Financial Corp....................... 5,258 81,446 Penns Woods Bancorp, Inc............................... 3,034 122,968 Peoples Bancorp........................................ 470 9,118 Peoples Bancorp of North Carolina...................... 2,042 20,420 Peoples Bancorp, Inc................................... 8,380 178,494 People's United Financial, Inc......................... 214,483 2,580,230 #*PHH Corp............................................... 44,187 919,531 *Phoenix Cos, Inc. (The)................................ 3,363 101,361 *PICO Holdings, Inc..................................... 18,457 408,638 Pinnacle Bancshares, Inc............................... 200 2,275 *Pinnacle Financial Partners, Inc....................... 28,547 558,094 *Piper Jaffray Cos., Inc................................ 12,428 333,692 Platinum Underwriters Holdings, Ltd.................... 28,173 1,250,881 71 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) PNC Financial Services Group, Inc...................... 152,668 $8,883,751 *Popular, Inc........................................... 36,249 700,693 *Porter Bancorp, Inc.................................... 3,389 4,948 #*Preferred Bank......................................... 1,261 17,919 Premier Financial Bancorp, Inc......................... 2,911 27,858 Presidential Life Corp................................. 21,986 307,364 #Primerica, Inc......................................... 51,062 1,443,012 *Primus Guaranty, Ltd................................... 16,378 136,756 *Princeton National Bancorp, Inc........................ 1,811 254 Principal Financial Group, Inc......................... 180,179 4,962,130 PrivateBancorp, Inc.................................... 58,745 949,319 ProAssurance Corp...................................... 25,175 2,250,645 #Progressive Corp. (The)................................ 124,434 2,774,878 #Prosperity Bancshares, Inc............................. 46,050 1,927,653 #Protective Life Corp................................... 65,693 1,793,419 Provident Financial Holdings, Inc...................... 6,264 92,519 Provident Financial Services, Inc...................... 47,114 706,710 Provident New York Bancorp............................. 29,856 272,585 *Prudential Bancorp, Inc. of Pennsylvania............... 3,011 19,873 Prudential Financial, Inc.............................. 130,928 7,469,442 *PSB Holdings, Inc...................................... 1,100 5,110 #Pulaski Financial Corp................................. 7,180 61,461 Pzena Investment Management, Inc. Class A.............. 2,370 13,367 QC Holdings, Inc....................................... 8,157 27,571 #QCR Holdings, Inc...................................... 1,185 17,123 #Radian Group, Inc...................................... 100,718 472,367 #Raymond James Financial, Inc........................... 86,676 3,305,823 Regions Financial Corp................................. 865,951 5,646,001 Reinsurance Group of America, Inc...................... 56,910 3,011,677 RenaissanceRe Holdings, Ltd............................ 41,129 3,346,255 Renasant Corp.......................................... 20,126 370,520 Republic Bancorp, Inc. Class A......................... 14,612 315,911 *Republic First Bancorp, Inc............................ 14,828 31,584 Resource America, Inc. Class A......................... 12,280 83,013 *Riverview Bancorp, Inc................................. 9,533 15,729 #RLI Corp............................................... 17,393 1,185,855 Rockville Financial, Inc............................... 22,674 301,337 Roma Financial Corp.................................... 16,685 146,995 *Royal Bancshares of Pennsylvania, Inc. Class A......... 2,453 4,906 *Rurban Financial Corp.................................. 1,124 8,093 #S&T Bancorp, Inc....................................... 22,432 394,130 #S.Y. Bancorp, Inc...................................... 11,300 266,454 *Safeguard Scientifics, Inc............................. 16,604 263,173 Safety Insurance Group, Inc............................ 12,285 569,410 Salisbury Bancorp, Inc................................. 543 13,885 Sandy Spring Bancorp, Inc.............................. 18,560 354,867 *Savannah Bancorp, Inc. (The)........................... 1,441 13,978 SCBT Financial Corp.................................... 12,348 489,969 SeaBright Holdings, Inc................................ 16,831 184,636 *Seacoast Banking Corp. of Florida...................... 6,793 10,869 *Security National Financial Corp. Class A.............. 817 4,003 SEI Investments Co..................................... 113,730 2,488,412 Selective Insurance Group, Inc......................... 42,797 791,317 Shore Bancshares, Inc.................................. 3,114 17,594 SI Financial Group, Inc................................ 5,540 60,940 *Siebert Financial Corp................................. 3,562 5,628 Sierra Bancorp......................................... 9,027 101,554 #*Signature Bank......................................... 30,355 2,162,490 Simmons First National Corp. Class A................... 13,365 332,655 SLM Corp............................................... 293,828 5,165,496 Somerset Hills Bancorp................................. 1,508 12,773 72 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) South Street Financial Corp............................ 300 $ 1,500 *Southcoast Financial Corp.............................. 2,016 9,435 *Southern Connecticut Bancorp, Inc...................... 400 436 *Southern First Bancshares, Inc......................... 957 9,474 Southern Missouri Bancorp, Inc......................... 557 13,507 Southern National Bancorp of Virginia, Inc............. 302 2,458 Southside Bancshares, Inc.............................. 13,892 283,540 *Southwest Bancorp, Inc................................. 14,948 161,289 Southwest Georgia Financial Corp....................... 863 7,750 #*St. Joe Co. (The)...................................... 68,568 1,357,646 #StanCorp Financial Group, Inc.......................... 33,855 1,162,919 State Auto Financial Corp.............................. 29,559 477,082 State Street Corp...................................... 139,475 6,216,401 StellarOne Corp........................................ 17,391 238,605 Sterling Bancorp....................................... 24,571 234,653 #Stewart Information Services Corp...................... 14,271 332,800 #*Stifel Financial Corp.................................. 44,173 1,400,284 *Stratus Properties, Inc................................ 2,912 26,790 #*Suffolk Bancorp........................................ 6,739 101,220 Summit State Bank...................................... 1,967 13,926 *Sun Bancorp, Inc....................................... 25,291 78,149 SunTrust Banks, Inc.................................... 310,288 8,439,834 Susquehanna Bancshares, Inc............................ 153,462 1,591,401 *Sussex Bancorp......................................... 332 1,975 *SVB Financial Group.................................... 36,538 2,067,685 *SWS Group, Inc......................................... 12,800 72,832 #Symetra Financial Corp................................. 94,501 1,129,287 #Synovus Financial Corp................................. 652,699 1,599,113 T. Rowe Price Group, Inc............................... 48,144 3,126,471 #*Taylor Capital Group, Inc.............................. 22,164 414,024 #TCF Financial Corp..................................... 133,926 1,532,113 TD Ameritrade Holding Corp............................. 136,021 2,134,169 Teche Holding Co....................................... 824 33,026 *Tejon Ranch Co......................................... 12,942 387,483 Territorial Bancorp, Inc............................... 8,657 195,648 #Teton Advisors, Inc. Class A........................... 29 407 #*Texas Capital Bancshares, Inc.......................... 26,384 1,252,448 TF Financial Corp...................................... 1,494 33,466 *TFS Financial Corp..................................... 169,435 1,516,443 Thomas Properties Group, Inc........................... 33,260 177,608 *Timberland Bancorp, Inc................................ 1,600 9,920 #Tompkins Financial Corp................................ 10,051 406,864 #Torchmark Corp......................................... 59,000 2,984,810 Tower Financial Corp................................... 578 6,849 Tower Group, Inc....................................... 30,957 557,845 #TowneBank.............................................. 22,929 357,005 Travelers Cos., Inc. (The)............................. 118,337 8,394,827 *Tree.com, Inc.......................................... 6,354 91,815 #TriCo Bancshares....................................... 12,387 208,102 TrustCo Bank Corp...................................... 76,997 429,643 #Trustmark Corp......................................... 53,369 1,252,570 U.S. Bancorp........................................... 508,644 16,892,067 #UMB Financial Corp..................................... 33,411 1,487,792 #Umpqua Holdings Corp................................... 92,009 1,112,389 #Unico American Corp.................................... 100 1,139 Union Bankshares, Inc.................................. 863 16,915 Union First Market Bankshares Corp..................... 19,303 303,057 *United Bancshares, Inc. (909458101).................... 1,036 9,821 #United Bancshares, Inc. (909907107).................... 41,267 983,393 United Community Bancorp............................... 151 1,010 #*United Community Banks, Inc............................ 33,152 288,422 73 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Financials -- (Continued) *United Community Financial Corp..................... 5,432 $ 20,696 United Financial Bancorp, Inc....................... 12,713 195,399 United Fire Group, Inc.............................. 21,736 516,665 #*United Security Bancshares.......................... 4,320 12,960 *Unity Bancorp, Inc.................................. 3,873 23,625 Universal Insurance Holdings, Inc................... 28,955 114,372 Univest Corp. of Pennsylvania....................... 13,428 227,202 Unum Group.......................................... 166,566 3,377,958 Validus Holdings, Ltd............................... 78,293 2,802,889 #Valley National Bancorp............................. 163,307 1,590,610 ViewPoint Financial Group, Inc...................... 32,317 672,194 *Virginia Commerce Bancorp, Inc...................... 23,984 219,693 *Virtus Investment Partners, Inc..................... 2,925 280,800 #VSB Bancorp, Inc.................................... 169 1,797 Waddell & Reed Financial, Inc....................... 54,407 1,813,385 *Walker & Dunlop, Inc................................ 3,841 63,799 Washington Banking Co............................... 11,996 163,985 #Washington Federal, Inc............................. 87,584 1,469,660 #Washington Trust Bancorp, Inc....................... 12,803 345,553 *Waterstone Financial, Inc........................... 11,972 64,649 Wayne Savings Bancshares, Inc....................... 955 8,595 #Webster Financial Corp.............................. 72,184 1,588,048 Wells Fargo & Co.................................... 1,421,763 47,899,195 #WesBanco, Inc....................................... 21,263 467,786 West Bancorporation, Inc............................ 12,521 136,604 *West Coast Bancorp.................................. 15,030 330,961 #Westamerica Bancorporation.......................... 18,080 797,690 *Western Alliance Bancorp............................ 67,830 695,936 Westfield Financial, Inc............................ 20,512 149,532 Westwood Holdings Group, Inc........................ 4,374 169,799 White River Capital, Inc............................ 986 22,308 Willis Group Holdings P.L.C......................... 45,883 1,544,881 *Wilshire Bancorp, Inc............................... 57,756 375,992 #Wintrust Financial Corp............................. 29,943 1,106,394 #*World Acceptance Corp............................... 9,067 605,313 WR Berkley Corp..................................... 83,704 3,255,249 *WSB Holdings, Inc................................... 1,227 6,994 WSFS Financial Corp................................. 1,551 65,693 WVS Financial Corp.................................. 803 7,026 XL Group P.L.C...................................... 186,679 4,618,438 *Yadkin Valley Financial Corp........................ 6,576 21,043 #Zions Bancorporation................................ 151,386 3,250,257 *ZipRealty, Inc...................................... 11,687 30,854 ------------ Total Financials....................................... 802,026,899 ------------ Health Care -- (9.6%) *Abaxis, Inc......................................... 7,533 277,064 Abbott Laboratories................................. 313,084 20,513,264 #*ABIOMED, Inc........................................ 3,762 74,563 *Acadia Healthcare Co., Inc.......................... 1,667 34,290 *Accuray, Inc........................................ 44,947 312,831 *Acorda Therapeutics, Inc............................ 25,975 622,101 *Adcare Health Systems, Inc.......................... 2,983 14,140 *Addus HomeCare Corp................................. 5,033 27,329 *ADVENTRX Pharmaceuticals, Inc....................... 9,644 6,075 Aetna, Inc.......................................... 95,807 4,186,766 *Affymax, Inc........................................ 23,828 543,040 #*Affymetrix, Inc..................................... 57,066 180,899 Agilent Technologies, Inc........................... 58,111 2,091,415 #*Air Methods Corp.................................... 8,400 920,892 #*Akorn, Inc.......................................... 9,885 118,719 74 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *Albany Molecular Research, Inc......................... 21,162 $ 74,913 *Alere, Inc............................................. 65,668 1,260,826 *Alexion Pharmaceuticals, Inc........................... 36,240 3,275,371 #*Align Technology, Inc.................................. 53,254 1,415,491 *Alkermes P.L.C......................................... 86,269 1,598,565 Allergan, Inc.......................................... 59,062 5,310,855 *Alliance HealthCare Services, Inc...................... 26,101 36,019 *Allied Healthcare Products, Inc........................ 1,583 4,322 #*Allscripts Healthcare Solutions, Inc................... 114,167 1,475,038 *Almost Family, Inc..................................... 7,302 151,370 #*Alnylam Pharmaceuticals, Inc........................... 21,190 342,642 *Alphatec Holdings, Inc................................. 40,201 69,146 *AMAG Pharmaceuticals, Inc.............................. 13,289 205,714 #*Amedisys, Inc.......................................... 25,131 277,446 *American Shared Hospital Services...................... 797 2,383 *AMERIGROUP Corp........................................ 31,603 2,886,618 #AmerisourceBergen Corp................................. 68,769 2,712,249 Amgen, Inc............................................. 198,736 17,199,607 *AMN Healthcare Services, Inc........................... 31,682 314,285 *Amsurg Corp............................................ 25,680 732,394 Analogic Corp.......................................... 9,514 700,801 *AngioDynamics, Inc..................................... 20,705 222,165 *Anika Therapeutics, Inc................................ 10,932 122,548 #*Arena Pharmaceuticals, Inc............................. 82,465 652,298 *Ariad Pharmaceuticals, Inc............................. 65,500 1,411,525 *Arqule, Inc............................................ 11,499 28,862 *Array BioPharma, Inc................................... 15,525 64,274 Arrhythmia Research Technology, Inc.................... 1,150 2,841 *ArthroCare Corp........................................ 18,262 549,321 Assisted Living Concepts, Inc. Class A................. 14,914 117,970 *Astex Pharmaceuticals, Inc............................. 56,473 134,406 #*athenahealth, Inc...................................... 11,086 712,719 *AtriCure, Inc.......................................... 2,500 16,050 Atrion Corp............................................ 1,221 248,156 *Authentidate Holding Corp.............................. 326 453 #*AVEO Pharmaceuticals, Inc.............................. 1,372 10,468 Bard (C.R.), Inc....................................... 19,941 1,918,125 Baxter International, Inc.............................. 101,753 6,372,790 #Becton Dickinson & Co.................................. 37,695 2,852,758 *Bioanalytical Systems, Inc............................. 400 464 *BioClinica, Inc........................................ 9,268 58,110 #*BioCryst Pharmaceuticals, Inc.......................... 9,125 26,554 *Biogen Idec, Inc....................................... 42,077 5,815,883 #*BioMarin Pharmaceutical, Inc........................... 69,676 2,580,799 *BioMimetic Therapeutics, Inc........................... 4,613 17,114 #*Bio-Rad Laboratories, Inc. Class A..................... 18,714 1,896,664 *Bio-Rad Laboratories, Inc. Class B..................... 1,562 155,810 #*Bio-Reference Labs, Inc................................ 18,200 505,232 *BioScrip, Inc.......................................... 47,752 439,796 #*BioSpecifics Technologies Corp......................... 900 14,400 *Boston Scientific Corp................................. 909,422 4,674,429 *Bovie Medical Corp..................................... 7,222 27,083 Bristol-Myers Squibb Co................................ 323,899 10,769,642 #*Brookdale Senior Living, Inc........................... 94,587 2,219,011 #*Bruker Corp............................................ 104,735 1,266,246 *Cambrex Corp........................................... 22,242 268,683 Cantel Medical Corp.................................... 17,349 451,248 *Capital Senior Living Corp............................. 21,903 352,200 *Cardica, Inc........................................... 1,700 2,278 Cardinal Health, Inc................................... 91,267 3,753,812 *CardioNet, Inc......................................... 14,724 35,779 75 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *CareFusion Corp........................................ 135,949 $3,610,805 *CAS Medical Systems, Inc............................... 2,100 3,822 *Catamaran Corp......................................... 39,926 1,882,910 *Celgene Corp........................................... 80,949 5,935,181 #*Celldex Therapeutics, Inc.............................. 36,352 200,300 #*Celsion Corp........................................... 3,000 12,930 *Centene Corp........................................... 33,939 1,289,003 #*Cepheid, Inc........................................... 19,561 592,894 #*Cerner Corp............................................ 40,954 3,120,285 #*Charles River Laboratories International, Inc.......... 37,269 1,390,879 #Chemed Corp............................................ 12,500 840,625 #*Chindex International, Inc............................. 8,632 89,514 Cigna Corp............................................. 155,296 7,920,096 #*Codexis, Inc........................................... 5,607 14,578 *Columbia Laboratories, Inc............................. 3,090 2,101 *CombiMatrix Corp....................................... 1,786 777 #*Community Health Systems, Inc.......................... 74,962 2,055,458 Computer Programs & Systems, Inc....................... 2,569 125,393 #*Conceptus, Inc......................................... 18,494 348,427 CONMED Corp............................................ 22,248 615,380 Cooper Cos., Inc. (The)................................ 37,885 3,636,202 #*Cornerstone Therapeutics, Inc.......................... 1,213 5,932 *Corvel Corp............................................ 6,029 256,413 #*Covance, Inc........................................... 35,900 1,748,689 Coventry Health Care, Inc.............................. 83,985 3,665,105 Covidien P.L.C......................................... 74,451 4,091,082 *Cross Country Healthcare, Inc.......................... 21,023 92,501 CryoLife, Inc.......................................... 22,497 139,256 #*Cubist Pharmaceuticals, Inc............................ 41,914 1,798,111 *Cumberland Pharmaceuticals, Inc........................ 14,360 84,293 #*Curis, Inc............................................. 600 2,286 *Cutera, Inc............................................ 9,725 72,062 #*Cyberonics, Inc........................................ 10,668 493,395 *Cynosure, Inc. Class A................................. 6,883 181,298 *Cytokinetics, Inc...................................... 14,824 9,784 *DaVita, Inc............................................ 24,818 2,792,521 Daxor Corp............................................. 2,013 16,285 #DENTSPLY International, Inc............................ 41,641 1,534,054 *Depomed, Inc........................................... 31,805 179,698 *Digirad Corp........................................... 9,575 20,586 *Durect Corp............................................ 18,393 25,198 *DUSA Pharmaceuticals, Inc.............................. 8,613 59,085 *Dyax Corp.............................................. 24,678 74,034 *Dynacq Healthcare, Inc................................. 2,500 25 #*Edwards Lifesciences Corp.............................. 31,200 2,709,096 Eli Lilly & Co......................................... 193,660 9,417,686 *Emergent Biosolutions, Inc............................. 29,227 388,427 *Emeritus Corp.......................................... 26,182 587,786 *Endo Health Solutions, Inc............................. 89,837 2,574,728 #*Endocyte, Inc.......................................... 12,620 120,773 Ensign Group, Inc. (The)............................... 16,398 478,166 #*EnteroMedics, Inc...................................... 100 301 *Enzo Biochem, Inc...................................... 23,675 47,350 *Enzon Pharmaceuticals, Inc............................. 38,733 254,476 *Exact Sciences Corp.................................... 1,550 14,663 *Exactech, Inc.......................................... 10,303 172,060 *ExamWorks Group, Inc................................... 10,941 153,393 *Express Scripts Holding Co............................. 140,991 8,676,586 #*FAB Universal Corp..................................... 5,042 18,151 *Five Star Quality Care, Inc............................ 37,415 196,803 *Forest Laboratories, Inc............................... 164,192 5,534,912 76 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *Furiex Pharmaceuticals, Inc............................ 6,522 $ 125,027 *Future Healthcare of America........................... 5,042 983 #*Genomic Health, Inc.................................... 3,878 121,188 *Gentiva Health Services, Inc........................... 24,665 231,851 *GenVec, Inc............................................ 183 269 #*Geron Corp............................................. 21,919 29,152 *Gilead Sciences, Inc................................... 144,152 9,681,248 *Greatbatch, Inc........................................ 18,295 402,124 *GTx, Inc............................................... 8,205 32,902 #*Haemonetics Corp....................................... 16,804 1,372,887 *Hanger, Inc............................................ 28,150 713,603 *Harvard Bioscience, Inc................................ 18,001 72,364 #*HCA Holdings, Inc...................................... 34,682 985,316 #*Health Management Associates, Inc. Class A............. 209,988 1,532,912 *Health Net, Inc........................................ 61,334 1,319,908 #*HealthSouth Corp....................................... 49,567 1,096,918 *HealthStream, Inc...................................... 10,500 268,170 *Healthways, Inc........................................ 27,196 264,617 #*Henry Schein, Inc...................................... 28,322 2,089,597 Hill-Rom Holdings, Inc................................. 40,408 1,135,061 *Hi-Tech Pharmacal Co., Inc............................. 10,091 316,353 #*HMS Holdings Corp...................................... 32,880 759,199 #*Hologic, Inc........................................... 163,553 3,372,463 #*Horizon Pharma, Inc.................................... 25,543 65,901 *Hospira, Inc........................................... 97,747 2,999,855 Humana, Inc............................................ 56,222 4,175,608 *ICU Medical, Inc....................................... 9,285 550,879 *Idera Pharmaceuticals, Inc............................. 12,837 11,810 #*IDEXX Laboratories, Inc................................ 13,105 1,260,701 #*Illumina, Inc.......................................... 26,835 1,274,931 #*Immunomedics, Inc...................................... 20,669 68,414 #*Impax Laboratories, Inc................................ 44,368 942,820 #*Incyte Corp............................................ 86,183 1,375,481 #*Infinity Pharmaceuticals, Inc.......................... 11,703 262,030 #*Integra LifeSciences Holdings Corp..................... 17,692 676,719 #*Intuitive Surgical, Inc................................ 7,303 3,959,833 Invacare Corp.......................................... 25,268 344,908 *IPC The Hospitalist Co................................. 10,754 370,905 *Iridex Corp............................................ 4,016 15,984 *IRIS International, Inc................................ 11,087 216,086 *Jazz Pharmaceuticals P.L.C............................. 37,874 2,034,970 Johnson & Johnson...................................... 586,544 41,539,046 Kewaunee Scientific Corp............................... 1,352 15,251 *Kindred Healthcare, Inc................................ 43,468 425,986 *K-V Pharmaceutical Co. Class B......................... 3,153 158 #*Laboratory Corp. of America Holdings................... 24,147 2,045,975 Landauer, Inc.......................................... 3,782 219,167 *Lannet Co., Inc........................................ 17,067 75,265 *LCA-Vision, Inc........................................ 8,304 31,721 LeMaitre Vascular, Inc................................. 8,529 51,174 *LHC Group, Inc......................................... 14,997 262,747 *Life Technologies Corp................................. 108,312 5,297,540 #*LifePoint Hospitals, Inc............................... 40,186 1,420,173 *Luminex Corp........................................... 23,701 381,112 *Magellan Health Services, Inc.......................... 22,336 1,120,150 #*Masimo Corp............................................ 36,517 802,278 Maxygen, Inc........................................... 18,827 45,938 McKesson Corp.......................................... 49,595 4,627,709 #*MedAssets, Inc......................................... 48,021 851,412 .*MedCath Corp........................................... 11,283 15,458 *Medical Action Industries, Inc......................... 11,743 34,642 77 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Health Care -- (Continued) #*Medicines Co. (The)................................... 35,701 $ 782,566 *MediciNova, Inc....................................... 1,657 3,513 Medicis Pharmaceutical Corp. Class A.................. 37,541 1,629,655 #*Medidata Solutions, Inc............................... 9,417 395,702 #*Medivation, Inc....................................... 44,218 2,260,424 #*MEDNAX, Inc........................................... 40,868 2,819,075 Medtronic, Inc........................................ 179,623 7,468,724 Merck & Co., Inc...................................... 801,185 36,558,072 *Merit Medical Systems, Inc............................ 34,088 492,231 *Metropolitan Health Networks, Inc..................... 28,603 312,631 *Mettler Toledo International, Inc..................... 8,100 1,371,897 *Misonix, Inc.......................................... 2,220 9,812 #*Molina Healthcare, Inc................................ 37,800 947,646 *Momenta Pharmaceuticals, Inc.......................... 42,005 532,623 #*MWI Veterinary Supply, Inc............................ 7,765 815,480 *Mylan, Inc............................................ 188,896 4,786,625 *Myrexis, Inc.......................................... 16,233 38,959 #*Myriad Genetics, Inc.................................. 55,011 1,439,638 *Nabi Biopharmaceuticals............................... 11,200 19,600 #*Nanosphere, Inc....................................... 12,030 37,654 National Healthcare Corp.............................. 10,651 507,201 National Research Corp................................ 3,887 196,993 *Natus Medical, Inc.................................... 23,897 270,036 *Neogen Corp........................................... 7,925 339,111 *Neurocrine Biosciences, Inc........................... 9,250 67,803 #*Novavax, Inc.......................................... 8,202 17,224 *NuVasive, Inc......................................... 35,753 515,558 *Obagi Medical Products, Inc........................... 12,100 149,193 #Omnicare, Inc......................................... 91,736 3,167,644 *Omnicell, Inc......................................... 27,517 401,198 #*OncoGenex Pharmaceutical, Inc......................... 1,100 13,640 #*Onyx Pharmaceuticals, Inc............................. 39,116 3,065,130 *OraSure Technologies, Inc............................. 21,612 195,805 #*Orexigen Therapeutics, Inc............................ 41,820 222,901 *Orthofix International NV............................. 11,989 475,484 #*Osiris Therapeutics, Inc.............................. 7,871 82,646 #Owens & Minor, Inc.................................... 51,663 1,470,846 *Pain Therapeutics, Inc................................ 19,386 90,533 *Palomar Medical Technologies, Inc..................... 14,702 126,878 *PAREXEL International Corp............................ 39,638 1,216,490 Patterson Cos., Inc................................... 72,093 2,407,906 *PDI, Inc.............................................. 10,163 69,617 #PDL BioPharma, Inc.................................... 92,221 687,046 PerkinElmer, Inc...................................... 90,734 2,806,403 #*Pernix Therapeutics Holdings, Inc..................... 2,907 22,907 Perrigo Co............................................ 21,985 2,528,495 #Pfizer, Inc........................................... 2,124,032 52,824,676 *PharMerica Corp....................................... 23,478 286,901 #*PhotoMedex, Inc....................................... 5,223 69,518 *Pozen, Inc............................................ 20,954 125,514 *Progenics Pharmaceuticals, Inc........................ 20,400 58,140 *ProPhase Labs, Inc.................................... 3,827 6,315 *Providence Service Corp. (The)........................ 9,771 99,664 *pSivida Corp.......................................... 6,147 9,589 #*PSS World Medical, Inc................................ 33,140 948,467 Psychemedics Corp..................................... 400 4,576 Quality Systems, Inc.................................. 17,060 297,697 #Quest Diagnostics, Inc................................ 52,406 3,024,874 #*Questcor Pharmaceuticals, Inc......................... 23,945 610,119 #*Quidel Corp........................................... 21,321 373,757 *RadNet, Inc........................................... 17,856 46,426 78 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) #*Regeneron Pharmaceuticals, Inc......................... 26,202 $ 3,728,545 *Repligen Corp.......................................... 21,036 107,284 #ResMed, Inc............................................ 42,135 1,682,872 *Retractable Technologies, Inc.......................... 2,700 3,159 *Rigel Pharmaceuticals, Inc............................. 43,263 385,473 *Rochester Medical Corp................................. 7,952 83,416 #*Rockwell Medical, Inc.................................. 3,676 26,430 *RTI Biologics, Inc..................................... 44,249 179,651 *Salix Pharmaceuticals, Ltd............................. 36,039 1,406,963 #*Sangamo Biosciences, Inc............................... 9,721 54,049 *Santarus, Inc.......................................... 24,599 224,589 #*SciClone Pharmaceuticals, Inc.......................... 45,988 253,394 #*Seattle Genetics, Inc.................................. 36,500 918,340 #*Select Medical Holdings Corp........................... 109,962 1,164,498 #*SIGA Technologies, Inc................................. 2,500 7,250 *Sirona Dental Systems, Inc............................. 36,232 2,074,644 *Skilled Healthcare Group, Inc. Class A................. 12,856 99,891 *Solta Medical, Inc..................................... 47,852 141,163 *Somaxon Pharmaceuticals, Inc........................... 312 487 Span-American Medical System, Inc...................... 1,628 28,400 *Spectranetics Corp..................................... 16,764 244,084 #*Spectrum Pharmaceuticals, Inc.......................... 39,588 441,802 St. Jude Medical, Inc.................................. 59,813 2,288,445 *Staar Surgical Co...................................... 7,839 50,483 #*Stereotaxis, Inc....................................... 1,899 3,342 STERIS Corp............................................ 37,876 1,348,764 *Strategic Diagnostics, Inc............................. 6,364 7,255 #Stryker Corp........................................... 49,385 2,597,651 *Sucampo Pharmaceuticals, Inc. Class A.................. 7,466 37,255 *Sun Healthcare Group, Inc.............................. 13,160 111,334 *SunLink Health Systems, Inc............................ 2,605 2,735 #*Sunrise Senior Living, Inc............................. 34,438 495,563 *SurModics, Inc......................................... 12,999 233,722 *Symmetry Medical, Inc.................................. 29,199 267,463 #*Synageva BioPharma Corp................................ 1,936 81,854 #*Synta Pharmaceuticals Corp............................. 4,683 36,855 *Targacept, Inc......................................... 1,392 5,679 #*Team Health Holdings, Inc.............................. 33,703 896,837 #Techne Corp............................................ 24,161 1,627,485 #Teleflex, Inc.......................................... 33,588 2,282,305 #*Tenet Healthcare Corp.................................. 81,518 1,923,825 *Theragenics Corp....................................... 4,600 7,038 #*Theravance, Inc........................................ 4,049 91,143 Thermo Fisher Scientific, Inc.......................... 103,686 6,331,067 *Thoratec Corp.......................................... 38,312 1,367,738 *Tornier NV............................................. 4,016 68,674 *TranS1, Inc............................................ 17,578 48,340 #*Transcept Pharmaceuticals, Inc......................... 9,901 50,396 *Triple-S Management Corp. Class B...................... 15,427 278,303 #*Trius Therapeutics, Inc................................ 1,806 9,897 U.S. Physical Therapy, Inc............................. 7,417 198,034 *United Therapeutics Corp............................... 34,678 1,583,744 UnitedHealth Group, Inc................................ 245,508 13,748,448 *Universal American Corp................................ 69,155 625,161 Universal Health Services, Inc. Class B................ 69,385 2,871,845 *Urologix, Inc.......................................... 800 624 *Uroplasty, Inc......................................... 2,100 7,203 Utah Medical Products, Inc............................. 2,367 80,525 *Vanguard Health Systems, Inc........................... 2,379 23,029 #*Varian Medical Systems, Inc............................ 26,241 1,751,849 *Vascular Solutions, Inc................................ 10,130 152,659 79 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) #*VCA Antech, Inc........................................ 68,985 $ 1,350,726 #*Vertex Pharmaceuticals, Inc............................ 44,881 2,165,059 #*Vical, Inc............................................. 47,911 163,377 #*ViroPharma, Inc........................................ 56,623 1,429,731 #*Vivus, Inc............................................. 7,272 108,353 #*Volcano Corp........................................... 14,739 421,830 Warner Chilcott P.L.C.................................. 95,256 1,103,064 *Waters Corp............................................ 20,484 1,675,796 *Watson Pharmaceuticals, Inc............................ 72,376 6,220,717 *WellCare Health Plans, Inc............................. 26,606 1,266,446 WellPoint, Inc......................................... 94,098 5,766,325 #West Pharmaceutical Services, Inc...................... 24,794 1,335,653 #*Wright Medical Group, Inc.............................. 32,572 661,863 *XenoPort, Inc.......................................... 22,266 183,249 Young Innovations, Inc................................. 6,383 217,979 *Zalicus, Inc........................................... 18,702 10,473 #Zimmer Holdings, Inc................................... 100,495 6,452,784 ------------ Total Health Care......................................... 538,915,694 ------------ Industrials -- (11.2%) 3M Co.................................................. 128,759 11,279,288 #A.O. Smith Corp........................................ 30,911 1,878,461 *A.T. Cross Co. Class A................................. 9,465 89,634 *A123 Systems, Inc...................................... 71,376 10,264 AAON, Inc.............................................. 15,346 321,959 AAR Corp............................................... 32,504 490,485 ABM Industries, Inc.................................... 43,581 828,039 #*Acacia Research Corp................................... 18,893 490,651 #*ACCO Brands Corp....................................... 58,601 424,271 *Accuride Corp.......................................... 11,514 30,742 Aceto Corp............................................. 21,827 218,707 Acme United Corp....................................... 1,000 11,330 #Acorn Energy, Inc...................................... 10,523 89,551 *Active Power, Inc...................................... 1,800 1,296 #Actuant Corp. Class A.................................. 59,829 1,689,571 #Acuity Brands, Inc..................................... 27,855 1,802,219 *Adept Technology, Inc.................................. 6,777 27,108 *ADT Corp. (The)........................................ 65,681 2,726,418 #*Advisory Board Co. (The)............................... 13,900 660,250 *AECOM Technology Corp.................................. 92,969 1,996,044 *Aegion Corp............................................ 32,308 596,729 *AeroCentury Corp....................................... 691 8,700 *Aerosonic Corp......................................... 400 1,308 *Aerovironment, Inc..................................... 17,091 375,831 *AGCO Corp.............................................. 56,054 2,551,018 *Air Transport Services Group, Inc...................... 48,628 187,218 Aircastle, Ltd......................................... 39,578 440,503 Alamo Group, Inc....................................... 9,385 314,398 *Alaska Air Group, Inc.................................. 58,026 2,218,914 Albany International Corp. Class A..................... 22,842 501,839 #*Allegiant Travel Co.................................... 12,584 915,360 #Alliant Techsystems, Inc............................... 26,771 1,533,711 .*Allied Defense Group, Inc. (The)....................... 3,200 17,120 #Allied Motion Technologies, Inc........................ 5,004 32,276 Altra Holdings, Inc.................................... 22,993 414,334 Amerco, Inc............................................ 15,034 1,737,028 *Ameresco, Inc. Class A................................. 18,814 208,083 *American Railcar Industries, Inc....................... 17,517 514,649 *American Reprographics Co.............................. 33,435 128,056 American Science & Engineering, Inc.................... 5,459 347,083 #*American Superconductor Corp........................... 8,960 32,166 80 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *American Woodmark Corp................................... 10,847 $ 249,481 #AMETEK, Inc.............................................. 70,834 2,518,149 Ampco-Pittsburgh Corp.................................... 7,042 124,362 *AMREP Corp............................................... 2,800 18,200 Apogee Enterprises, Inc.................................. 22,963 467,756 #Applied Industrial Technologies, Inc..................... 28,191 1,144,273 Argan, Inc............................................... 8,646 153,812 Arkansas Best Corp....................................... 18,876 151,952 #Armstrong World Industries, Inc.......................... 34,655 1,795,129 *Arotech Corp............................................. 901 919 *Ascent Solar Technologies, Inc........................... 14,292 11,648 *Asset Acceptance Capital Corp............................ 20,590 131,364 Asta Funding, Inc........................................ 9,299 87,225 *Astec Industries, Inc.................................... 17,259 497,059 *Astronics Corp........................................... 5,312 123,292 #*Astronics Corp. Class B.................................. 1,671 38,178 #*Atlas Air Worldwide Holdings, Inc........................ 21,693 1,192,898 *Avalon Holding Corp. Class A............................. 500 2,000 Avery Dennison Corp...................................... 82,517 2,671,900 #*Avis Budget Group, Inc................................... 86,071 1,422,754 AZZ, Inc................................................. 17,066 673,083 *B/E Aerospace, Inc....................................... 54,163 2,442,210 *Babcock & Wilcox Co. (The)............................... 77,902 2,007,535 Baltic Trading, Ltd...................................... 2,517 8,583 #Barnes Group, Inc........................................ 44,395 1,015,758 Barrett Business Services, Inc........................... 7,132 212,748 #*Beacon Roofing Supply, Inc............................... 36,860 1,192,052 Belden, Inc.............................................. 29,120 1,042,496 *Blount International, Inc................................ 18,483 244,530 *BlueLinx Holdings, Inc................................... 19,016 40,124 Boeing Co. (The)......................................... 135,640 9,554,482 Brady Corp. Class A...................................... 40,378 1,242,027 *Breeze-Eastern Corp...................................... 4,762 38,096 #Briggs & Stratton Corp................................... 39,454 779,217 #Brink's Co. (The)........................................ 30,504 802,560 *Broadwind Energy, Inc.................................... 488 1,215 #*Builders FirstSource, Inc................................ 59,666 328,760 C.H. Robinson Worldwide, Inc............................. 38,543 2,325,299 *CAI International, Inc................................... 15,153 335,790 #Carlisle Cos., Inc....................................... 41,215 2,289,493 Cascade Corp............................................. 8,970 582,960 *Casella Waste Systems, Inc. Class A...................... 19,206 87,963 Caterpillar, Inc......................................... 116,770 9,903,264 *CBIZ, Inc................................................ 38,273 211,267 CDI Corp................................................. 14,982 257,541 CECO Environmental Corp.................................. 8,475 75,004 Celadon Group, Inc....................................... 18,866 322,609 Ceradyne, Inc............................................ 18,280 639,069 *Champion Industries, Inc................................. 2,518 504 #*Chart Industries, Inc.................................... 19,688 1,393,714 Chicago Rivet & Machine Co............................... 474 8,741 #Cintas Corp.............................................. 87,943 3,676,897 CIRCOR International, Inc................................ 14,205 489,930 #CLAROC, Inc.............................................. 32,383 1,465,007 #*Clean Harbors, Inc....................................... 34,610 2,019,494 *CNH Global NV............................................ 45,165 2,023,392 Coleman Cable, Inc....................................... 5,248 49,804 #*Colfax Corp.............................................. 64,300 2,211,277 *Columbus McKinnon Corp................................... 15,392 230,418 Comfort Systems USA, Inc................................. 28,872 314,705 *Command Security Corp.................................... 4,000 5,200 81 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Commercial Vehicle Group, Inc............................ 13,542 $ 102,784 CompX International, Inc................................. 1,315 18,449 *Consolidated Graphics, Inc............................... 7,800 230,178 #Con-way, Inc............................................. 41,925 1,220,437 Cooper Industries P.L.C.................................. 53,528 4,011,388 *Copart, Inc.............................................. 76,454 2,201,111 #Corporate Executive Board Co. (The)...................... 13,593 611,141 #Corrections Corp. of America............................. 78,836 2,652,831 Courier Corp............................................. 8,848 106,618 Covanta Holding Corp..................................... 109,583 1,992,219 *Covenant Transportation Group, Inc. Class A.............. 6,622 30,726 *CPI Aerostructures, Inc.................................. 4,216 46,418 *CRA International, Inc................................... 6,991 117,029 Crane Co................................................. 37,723 1,583,612 CSX Corp................................................. 285,101 5,836,017 Cubic Corp............................................... 17,269 842,727 #Cummins, Inc............................................. 38,005 3,556,508 Curtiss-Wright Corp...................................... 35,923 1,108,943 Danaher Corp............................................. 102,108 5,282,047 Deere & Co............................................... 74,611 6,374,764 *Delta Air Lines, Inc..................................... 202,355 1,948,679 Deluxe Corp.............................................. 33,309 1,049,567 #*DigitalGlobe, Inc........................................ 31,196 809,224 *Dolan Co. (The).......................................... 21,986 101,795 #*Dollar Thrifty Automotive Group, Inc..................... 18,164 1,398,628 Donaldson Co., Inc....................................... 34,002 1,097,245 #Douglas Dynamics, Inc.................................... 17,929 272,342 Dover Corp............................................... 107,673 6,268,722 *Ducommun, Inc............................................ 8,364 114,085 #Dun & Bradstreet Corp. (The)............................. 30,008 2,431,848 *DXP Enterprises, Inc..................................... 9,278 456,756 *Dycom Industries, Inc.................................... 25,810 367,534 Dynamic Materials Corp................................... 9,967 133,757 *Eagle Bulk Shipping, Inc................................. 5,847 17,307 #Eastern Co. (The)........................................ 2,746 43,936 #Eaton Corp............................................... 88,566 4,182,087 #*Echo Global Logistics, Inc............................... 15,061 253,175 Ecology & Environment, Inc. Class A...................... 1,746 21,423 EMCOR Group, Inc......................................... 54,816 1,762,883 #Emerson Electric Co...................................... 129,001 6,247,518 *Encore Capital Group, Inc................................ 20,400 591,600 Encore Wire Corp......................................... 18,733 578,100 #*Energy Recovery, Inc..................................... 32,855 97,579 *EnergySolutions, Inc..................................... 6,291 17,992 #*EnerNOC, Inc............................................. 20,540 253,053 *EnerSys, Inc............................................. 39,556 1,363,891 #*Engility Holdings, Inc................................... 9,894 187,986 Ennis, Inc............................................... 20,180 308,754 *EnPro Industries, Inc.................................... 17,022 622,324 EnviroStar, Inc.......................................... 100 156 Equifax, Inc............................................. 52,195 2,611,838 ESCO Technologies, Inc................................... 21,642 810,276 Espey Manufacturing & Electronics Corp................... 1,489 40,888 *Esterline Technologies Corp.............................. 24,143 1,395,224 *Excel Maritime Carriers, Ltd............................. 29,839 12,473 Exelis, Inc.............................................. 133,193 1,473,115 Expeditors International of Washington, Inc.............. 50,496 1,848,659 *Exponent, Inc............................................ 8,534 469,199 #Fastenal Co.............................................. 64,873 2,899,823 *Federal Signal Corp...................................... 50,581 291,852 FedEx Corp............................................... 82,970 7,632,410 82 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Industrials -- (Continued) *Flow International Corp............................... 31,986 $ 106,194 Flowserve Corp........................................ 14,955 2,026,253 Fluor Corp............................................ 54,753 3,057,955 *Fortune Brands Home & Security, Inc................... 125,102 3,557,901 Forward Air Corp...................................... 19,050 635,699 *Franklin Covey Co..................................... 11,411 137,160 #Franklin Electric Co., Inc............................ 15,296 886,250 FreightCar America, Inc............................... 8,977 172,807 *Frozen Food Express Industries........................ 8,485 14,934 #*FTI Consulting, Inc................................... 31,515 818,129 *Fuel Tech, Inc........................................ 16,148 65,884 *Furmanite Corp........................................ 26,074 131,674 G & K Services, Inc. Class A.......................... 14,779 476,623 Gardner Denver, Inc................................... 27,255 1,889,589 #GATX Corp............................................. 38,644 1,602,180 #*Genco Shipping & Trading, Ltd......................... 27,179 82,624 *Gencor Industries, Inc................................ 2,365 17,004 #*GenCorp, Inc.......................................... 39,369 347,235 #Generac Holdings, Inc................................. 43,982 1,495,388 *General Cable Corp.................................... 40,900 1,166,877 *General Dynamics Corp................................. 85,238 5,803,003 General Electric Co................................... 2,949,640 62,119,418 #*Genesee & Wyoming, Inc. Class A....................... 29,090 2,108,152 Geo Group, Inc. (The)................................. 50,636 1,403,630 *GeoEye, Inc........................................... 15,922 499,473 *Gibraltar Industries, Inc............................. 23,208 289,172 Global Power Equipment Group, Inc..................... 10,773 182,064 Gorman-Rupp Co. (The)................................. 13,825 373,275 *GP Strategies Corp.................................... 14,131 272,022 #Graco, Inc............................................ 22,634 1,087,790 #*GrafTech International, Ltd........................... 108,069 1,135,805 Graham Corp........................................... 6,039 108,521 #Granite Construction, Inc............................. 31,684 957,174 Great Lakes Dredge & Dock Corp........................ 47,961 381,290 *Greenbrier Cos., Inc.................................. 20,094 349,837 Griffon Corp.......................................... 50,131 508,830 H&E Equipment Services, Inc........................... 28,837 438,899 Hardinge, Inc......................................... 7,511 77,964 Harsco Corp........................................... 66,371 1,326,756 *Hawaiian Holdings, Inc................................ 42,284 250,744 Heartland Express, Inc................................ 56,115 782,804 #HEICO Corp............................................ 12,887 497,825 HEICO Corp. Class A................................... 19,228 586,069 Heidrick & Struggles International, Inc............... 13,109 155,211 #*Heritage-Crystal Clean, Inc........................... 4,417 78,181 Herman Miller, Inc.................................... 28,082 544,510 #*Hertz Global Holdings, Inc............................ 251,383 3,335,852 #*Hexcel Corp........................................... 65,414 1,671,982 *Hill International, Inc............................... 26,258 89,015 #HNI Corp.............................................. 29,723 817,977 Honeywell International, Inc.......................... 130,192 7,972,958 Houston Wire & Cable Co............................... 10,446 115,637 #*Hub Group, Inc. Class A............................... 23,415 726,099 Hubbell, Inc. Class A................................. 4,100 320,784 Hubbell, Inc. Class B................................. 27,464 2,299,286 *Hudson Global, Inc.................................... 23,996 96,944 #*Huntington Ingalls Industries, Inc.................... 32,092 1,360,059 *Hurco Cos., Inc....................................... 4,582 105,294 *Huron Consulting Group, Inc........................... 16,488 475,679 *Huttig Building Products, Inc......................... 2,588 3,364 *Hyster-Yale Materials Handling, Inc................... 5,564 228,569 83 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Hyster-Yale Materials Handling, Inc. Class B............. 5,564 $ 228,569 *ICF International, Inc................................... 14,951 274,351 #IDEX Corp................................................ 65,839 2,800,133 #*IHS, Inc................................................. 12,248 1,033,609 *II-VI, Inc............................................... 37,781 623,764 Illinois Tool Works, Inc................................. 85,677 5,254,570 Ingersoll-Rand P.L.C..................................... 174,920 8,226,488 #*InnerWorkings, Inc....................................... 28,444 410,162 *Innotrac Corp............................................ 1,251 2,615 *Innovative Solutions & Support, Inc...................... 10,181 43,778 Insperity, Inc........................................... 16,136 421,311 Insteel Industries, Inc.................................. 12,991 150,696 *Integrated Electrical Services, Inc...................... 5,698 30,769 Interface, Inc........................................... 50,093 716,831 International Shipholding Corp........................... 3,805 63,620 Intersections, Inc....................................... 12,879 119,646 #Iron Mountain, Inc....................................... 67,554 2,337,368 #ITT Corp................................................. 71,918 1,495,894 #J.B. Hunt Transport Services, Inc........................ 27,098 1,590,653 *Jacobs Engineering Group, Inc............................ 80,167 3,093,645 #*JetBlue Airways Corp..................................... 234,309 1,239,495 John Bean Technologies Corp.............................. 17,119 263,975 #Joy Global, Inc.......................................... 26,743 1,670,100 *Kadant, Inc.............................................. 7,600 184,604 Kaman Corp............................................... 17,080 635,376 #Kansas City Southern..................................... 54,035 4,347,656 #*KAR Auction Services, Inc................................ 74,510 1,490,200 Kaydon Corp.............................................. 26,141 584,513 KBR, Inc................................................. 85,533 2,382,949 Kelly Services, Inc. Class A............................. 26,180 347,932 Kelly Services, Inc. Class B............................. 319 4,361 Kennametal, Inc.......................................... 62,207 2,203,372 *Key Technology, Inc...................................... 3,418 29,805 *Kforce, Inc.............................................. 29,749 331,701 Kimball International, Inc. Class B...................... 21,090 251,815 #*Kirby Corp............................................... 34,086 1,959,263 #Knight Transportation, Inc............................... 50,131 757,981 Knoll, Inc............................................... 31,094 447,443 *Korn/Ferry International................................. 38,819 519,786 *Kratos Defense & Security Solutions, Inc................. 22,610 124,581 L.B. Foster Co. Class A.................................. 8,046 265,598 L.S. Starrett Co. Class A (The).......................... 4,692 53,817 L-3 Communications Holdings, Inc......................... 58,924 4,348,591 #Landstar System, Inc..................................... 16,658 843,728 #Lawson Products, Inc..................................... 5,743 40,833 *Layne Christensen Co..................................... 16,249 362,190 #Lennox International, Inc................................ 31,139 1,558,507 #Lincoln Electric Holdings, Inc........................... 54,220 2,351,521 Lindsay Corp............................................. 8,381 640,057 *LMI Aerospace, Inc....................................... 9,060 181,925 #Lockheed Martin Corp..................................... 51,259 4,801,431 LSI Industries, Inc...................................... 17,359 117,694 *Luna Innovations, Inc.................................... 90 153 *Lydall, Inc.............................................. 12,907 166,629 *Magnetek, Inc............................................ 590 6,773 *Manitex International, Inc............................... 2,000 14,160 Manitowoc Co., Inc. (The)................................ 86,966 1,239,266 #Manpower, Inc............................................ 64,937 2,463,710 Marten Transport, Ltd.................................... 17,262 319,347 #Masco Corp............................................... 154,400 2,329,896 #*MasTec, Inc.............................................. 62,455 1,408,985 84 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Mastech Holdings, Inc.................................... 1,130 $ 5,594 #Matson, Inc.............................................. 33,230 706,138 McGrath RentCorp......................................... 19,008 499,150 *Meritor, Inc............................................. 50,833 224,682 *Metalico, Inc............................................ 29,181 62,156 Met-Pro Corp............................................. 10,228 92,870 *MFRI, Inc................................................ 3,034 16,687 *Michael Baker Corp....................................... 7,061 159,649 *Middleby Corp............................................ 12,287 1,535,261 Miller Industries, Inc................................... 8,471 130,030 #Mine Safety Appliances Co................................ 24,341 939,563 *Mistras Group, Inc....................................... 18,236 402,833 *Mobile Mini, Inc......................................... 34,367 598,673 *Moog, Inc. Class A....................................... 33,980 1,257,600 *Moog, Inc. Class B....................................... 3,215 119,277 MSC Industrial Direct Co., Inc. Class A.................. 15,003 1,119,224 Mueller Industries, Inc.................................. 31,214 1,367,173 Mueller Water Products, Inc. Class A..................... 127,169 662,550 Multi-Color Corp......................................... 9,446 214,613 *MYR Group, Inc........................................... 16,677 353,219 National Presto Industries, Inc.......................... 5,001 371,824 *National Technical Systems, Inc.......................... 4,603 36,962 *Navigant Consulting, Inc................................. 39,315 408,483 *NCI Building Systems, Inc................................ 10,711 120,070 *Nielsen Holdings NV...................................... 99,908 2,889,339 #NL Industries, Inc....................................... 32,061 326,060 *NN, Inc.................................................. 13,125 108,675 #Nordson Corp............................................. 24,965 1,473,684 Norfolk Southern Corp.................................... 90,018 5,522,604 Northrop Grumman Corp.................................... 65,482 4,497,959 *Northwest Pipe Co........................................ 7,677 176,417 *Ocean Power Technologies, Inc............................ 5,515 13,677 #*Old Dominion Freight Line, Inc........................... 56,112 1,881,996 #*Omega Flex, Inc.......................................... 3,648 45,600 *On Assignment, Inc....................................... 32,326 616,780 *Orbital Sciences Corp.................................... 48,056 643,950 *Orion Energy Systems, Inc................................ 13,505 22,148 *Orion Marine Group, Inc.................................. 11,693 78,226 *Oshkosh Corp............................................. 75,513 2,263,880 *Owens Corning, Inc....................................... 98,624 3,312,780 P.A.M. Transportation Services, Inc...................... 4,978 49,531 #PACCAR, Inc.............................................. 58,325 2,527,806 *Pacer International, Inc................................. 27,338 97,870 #Pall Corp................................................ 24,239 1,526,087 #Parker Hannifin Corp..................................... 48,362 3,804,155 *Park-Ohio Holdings Corp.................................. 8,470 187,356 *Patrick Industries, Inc.................................. 6,426 113,547 *Patriot Transportation Holding, Inc...................... 4,366 122,248 *Pendrell Corp............................................ 93,329 111,062 *Pentair, Inc............................................. 106,850 4,513,344 #*PGT, Inc................................................. 22,465 97,049 *Pike Electric Corp....................................... 26,833 244,449 #Pitney Bowes, Inc........................................ 57,868 830,984 #*Plug Power, Inc.......................................... 784 580 *PMFG, Inc................................................ 6,463 42,010 #*Polypore International, Inc.............................. 30,309 1,069,302 #*Portfolio Recovery Associates, Inc....................... 13,469 1,409,531 *Powell Industries, Inc................................... 9,521 378,745 *PowerSecure International, Inc........................... 13,370 86,370 Precision Castparts Corp................................. 26,562 4,597,085 #Preformed Line Products Co............................... 4,237 228,247 85 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Primoris Services Corp................................... 30,947 $ 432,330 Providence & Worcester Railroad Co....................... 1,227 17,792 #*Quad/Graphics, Inc....................................... 3,145 57,648 *Quality Distribution, Inc................................ 16,174 139,096 Quanex Building Products Corp............................ 30,312 599,268 *Quanta Services, Inc..................................... 130,663 3,388,092 #Raven Industries, Inc.................................... 13,826 377,312 Raytheon Co.............................................. 90,859 5,138,985 *RBC Bearings, Inc........................................ 14,718 730,896 *RCM Technologies, Inc.................................... 7,192 40,131 *Real Goods Solar, Inc. Class A........................... 4,310 2,177 #Regal-Beloit Corp........................................ 34,260 2,233,067 *Republic Airways Holdings, Inc........................... 39,032 182,279 Republic Services, Inc................................... 225,756 6,400,183 Resources Connection, Inc................................ 34,531 426,113 *Roadrunner Transportation Systems, Inc................... 24,487 426,808 #Robbins & Myers, Inc..................................... 34,693 2,056,601 #Robert Half International, Inc........................... 37,256 1,001,814 #Rockwell Automation, Inc................................. 35,651 2,533,360 #Rockwell Collins, Inc.................................... 37,618 2,015,572 Rollins, Inc............................................. 42,436 962,024 Roper Industries, Inc.................................... 31,746 3,465,711 #*RR Donnelley & Sons Co................................... 148,240 1,485,365 *Rush Enterprises, Inc. Class A........................... 20,549 390,431 *Rush Enterprises, Inc. Class B........................... 2,881 50,043 Ryder System, Inc........................................ 39,023 1,760,718 *Saia, Inc................................................ 12,583 284,376 Sauer-Danfoss, Inc....................................... 20,541 822,872 Schawk, Inc.............................................. 16,375 202,068 *Seaboard Corp............................................ 540 1,231,918 SeaCube Container Leasing, Ltd........................... 9,300 172,236 Servotronics, Inc........................................ 389 3,061 *Shaw Group, Inc. (The)................................... 51,458 2,253,346 SIFCO Industries, Inc.................................... 3,251 54,454 #Simpson Manufacturing Co., Inc........................... 39,110 1,191,291 SkyWest, Inc............................................. 44,565 487,987 *SL Industries, Inc....................................... 4,724 66,136 Snap-on, Inc............................................. 38,814 3,001,487 Southwest Airlines Co.................................... 455,223 4,015,067 *Sparton Corp............................................. 6,370 85,995 #*Spirit Aerosystems Holdings, Inc. Class A................ 98,481 1,539,258 #*Spirit Airlines, Inc..................................... 44,164 775,078 SPX Corp................................................. 41,049 2,815,551 *Standard Parking Corp.................................... 7,610 173,888 Standard Register Co. (The).............................. 14,887 9,528 Standex International Corp............................... 9,514 439,927 Stanley Black & Decker, Inc.............................. 102,759 7,121,199 #Steelcase, Inc. Class A.................................. 69,099 691,681 #*Stericycle, Inc.......................................... 21,606 2,047,385 *Sterling Construction Co., Inc........................... 11,349 101,006 Sun Hydraulics Corp...................................... 16,547 440,812 *Supreme Industries, Inc. Class A......................... 5,597 19,813 #*Swift Transportation Co.................................. 54,842 534,710 *SYKES Enterprises, Inc................................... 35,500 483,510 Sypris Solutions, Inc.................................... 12,624 79,531 #TAL International Group, Inc............................. 27,595 942,093 *Taser International, Inc................................. 32,983 257,597 *Team, Inc................................................ 12,815 420,076 *Tecumseh Products Co. Class A............................ 8,422 42,363 *Tecumseh Products Co. Class B............................ 1,650 8,580 *Teledyne Technologies, Inc............................... 24,127 1,544,852 86 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) Tennant Co.............................................. 11,907 $ 445,560 *Terex Corp.............................................. 90,204 2,034,100 *Tetra Tech, Inc......................................... 52,379 1,358,711 #Textainer Group Holdings, Ltd........................... 35,829 1,082,036 #Textron, Inc............................................ 148,525 3,744,315 #*Thermon Group Holdings, Inc............................. 400 9,936 #Timken Co............................................... 66,556 2,628,296 #Titan International, Inc................................ 27,829 583,852 #*Titan Machinery, Inc.................................... 16,704 395,050 *TMS International Corp. Class A......................... 986 10,333 #Toro Co. (The).......................................... 31,166 1,315,829 Towers Watson & Co...................................... 34,849 1,871,740 #*TransDigm Group, Inc.................................... 24,452 3,257,251 *TRC Cos., Inc........................................... 15,654 112,865 *Trex Co., Inc........................................... 9,200 321,448 *Trimas Corp............................................. 24,641 617,996 #Trinity Industries, Inc................................. 64,919 2,030,666 Triumph Group, Inc...................................... 41,085 2,687,781 *TrueBlue, Inc........................................... 29,259 381,830 *Tufco Technologies, Inc................................. 510 2,351 *Tutor Perini Corp....................................... 35,317 358,114 #Twin Disc, Inc.......................................... 8,900 134,924 Tyco International, Ltd................................. 131,362 3,529,697 *Ultralife Corp.......................................... 11,166 34,280 UniFirst Corp........................................... 12,377 861,068 Union Pacific Corp...................................... 133,124 16,378,246 #*United Continental Holdings, Inc........................ 187,563 3,603,085 United Parcel Service, Inc. Class B..................... 141,358 10,354,474 #*United Rentals, Inc..................................... 35,667 1,450,220 United Stationers, Inc.................................. 30,025 871,326 United Technologies Corp................................ 170,046 13,290,795 Universal Forest Products, Inc.......................... 15,510 597,135 *Universal Security Instruments, Inc..................... 1,135 4,994 Universal Truckload Services, Inc....................... 11,594 183,649 URS Corp................................................ 60,145 2,013,655 #*US Airways Group, Inc................................... 106,782 1,300,605 US Ecology, Inc......................................... 12,063 286,255 *USA Truck, Inc.......................................... 6,922 19,728 #*USG Corp................................................ 55,675 1,487,079 UTi Worldwide, Inc...................................... 82,785 1,149,884 Valmont Industries, Inc................................. 17,463 2,359,251 *Verisk Analytics, Inc. Class A.......................... 36,785 1,876,035 *Versar, Inc............................................. 4,038 15,183 Viad Corp............................................... 16,673 353,634 *Vicor Corp.............................................. 15,288 97,537 *Virco Manufacturing Corp................................ 6,445 15,532 *Volt Information Sciences, Inc.......................... 10,850 75,950 VSE Corp................................................ 3,584 84,762 #W.W. Grainger, Inc...................................... 12,613 2,540,384 *WABCO Holdings, Inc..................................... 22,872 1,339,613 #Wabtec Corp............................................. 31,416 2,572,970 #*Waste Connections, Inc.................................. 101,265 3,324,530 #Waste Management, Inc................................... 99,430 3,255,338 #Watsco, Inc............................................. 19,568 1,337,473 Watsco, Inc. Class B.................................... 2,268 156,492 #Watts Water Technologies, Inc. Class A.................. 23,345 939,169 #Werner Enterprises, Inc................................. 59,319 1,373,828 #*Wesco Aircraft Holdings, Inc............................ 494 6,595 #*WESCO International, Inc................................ 36,016 2,336,718 *Willdan Group, Inc...................................... 3,604 5,514 *Willis Lease Finance Corp............................... 4,420 62,852 87 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) Woodward, Inc.......................................... 42,189 $ 1,413,332 #*XPO Logistics, Inc..................................... 13,660 187,552 Xylem, Inc............................................. 93,860 2,277,044 ------------ Total Industrials......................................... 625,536,309 ------------ Information Technology -- (14.0%) #*3D Systems Corp........................................ 28,480 1,238,880 *Accelrys, Inc.......................................... 43,634 390,524 Accenture P.L.C. Class A............................... 119,813 8,076,594 #*ACI Worldwide, Inc..................................... 23,787 930,072 #*Active Network, Inc. (The)............................. 128 1,134 #Activision Blizzard, Inc............................... 197,862 2,154,717 *Actuate Corp........................................... 31,262 166,626 *Acxiom Corp............................................ 62,218 1,135,479 *ADDvantage Technologies Group, Inc..................... 3,642 7,503 *Adobe Systems, Inc..................................... 82,793 2,814,962 #ADTRAN, Inc............................................ 39,760 671,546 *Advanced Energy Industries, Inc........................ 31,853 376,184 #*Advanced Micro Devices, Inc............................ 218,526 447,978 #*Advent Software, Inc................................... 33,302 722,653 *Aehr Test Systems...................................... 788 705 *Aeroflex Holding Corp.................................. 6,134 39,012 *Aetrium, Inc........................................... 2,075 1,328 *Agilysys, Inc.......................................... 18,455 150,777 *Akamai Technologies, Inc............................... 58,029 2,204,522 #*Alliance Data Systems Corp............................. 12,632 1,807,008 *Alpha & Omega Semiconductor, Ltd....................... 15,468 131,787 Altera Corp............................................ 60,602 1,847,149 Amdocs, Ltd............................................ 104,308 3,449,466 American Software, Inc. Class A........................ 15,141 124,005 #*Amkor Technology, Inc.................................. 135,464 585,204 #Amphenol Corp. Class A................................. 34,800 2,092,524 *Amtech Systems, Inc.................................... 4,900 15,778 *ANADIGICS, Inc......................................... 43,910 64,109 Analog Devices, Inc.................................... 73,414 2,871,222 *Analysts International Corp............................ 3,465 12,647 *Anaren, Inc............................................ 11,508 207,489 #*Ancestry.com, Inc...................................... 28,304 894,406 #Anixter International, Inc............................. 26,166 1,533,851 #*ANSYS, Inc............................................. 24,646 1,746,908 *AOL, Inc............................................... 77,454 2,658,996 Apple, Inc............................................. 192,709 114,681,126 #Applied Materials, Inc................................. 353,552 3,747,651 *Applied Micro Circuits Corp............................ 45,721 265,182 #*Arris Group, Inc....................................... 93,279 1,281,653 #*Arrow Electronics, Inc................................. 103,991 3,663,603 #*Aruba Networks, Inc.................................... 28,533 518,445 #*AsiaInfo-Linkage, Inc.................................. 44,346 443,460 #*Aspen Technology, Inc.................................. 22,764 564,092 Astro-Med, Inc......................................... 2,582 21,250 #*Atmel Corp............................................. 127,645 595,464 *ATMI, Inc.............................................. 25,085 495,429 *Autobytel, Inc......................................... 267 1,065 *Autodesk, Inc.......................................... 53,376 1,699,492 Automatic Data Processing, Inc......................... 86,708 5,010,855 Avago Technologies, Ltd................................ 47,585 1,571,733 *Aviat Networks, Inc.................................... 44,277 100,952 *Avid Technology, Inc................................... 31,560 185,257 #*Avnet, Inc............................................. 85,057 2,436,883 AVX Corp............................................... 86,977 855,854 Aware, Inc............................................. 12,087 73,610 88 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *Axcelis Technologies, Inc............................. 24,615 $ 22,560 *AXT, Inc.............................................. 24,367 78,218 Badger Meter, Inc..................................... 9,172 392,928 Bel Fuse, Inc. Class A................................ 1,700 26,010 Bel Fuse, Inc. Class B................................ 7,561 125,210 *Benchmark Electronics, Inc............................ 43,736 648,168 Black Box Corp........................................ 13,595 298,002 #Blackbaud, Inc........................................ 13,623 323,819 *Blucora, Inc.......................................... 33,262 583,748 *BMC Software, Inc..................................... 47,955 1,951,769 #*Booz Allen Hamilton Holding Corp...................... 41,708 558,053 *Bottomline Technologies, Inc.......................... 20,007 468,164 Broadcom Corp. Class A................................ 79,770 2,515,547 Broadridge Financial Solutions, Inc................... 82,297 1,888,716 #*BroadVision, Inc...................................... 3,362 26,694 #*Brocade Communications Systems, Inc................... 377,242 1,999,383 Brooks Automation, Inc................................ 50,294 363,123 *Bsquare Corp.......................................... 4,926 14,532 *BTU International, Inc................................ 5,073 9,892 CA, Inc............................................... 262,682 5,915,599 Cabot Microelectronics Corp........................... 18,015 536,847 #*CACI International, Inc. Class A...................... 21,582 1,088,380 #*Cadence Design Systems, Inc........................... 104,593 1,324,147 *CalAmp Corp........................................... 11,582 102,848 #*Calix, Inc............................................ 30,626 203,663 #*Callidus Software, Inc................................ 10,941 50,766 *Cardtronics, Inc...................................... 16,348 464,447 *Cascade Microtech, Inc................................ 8,576 45,024 Cass Information Systems, Inc......................... 6,734 282,626 *CEVA, Inc............................................. 11,721 177,573 *Checkpoint Systems, Inc............................... 23,857 193,719 *China Information Technology, Inc..................... 11,819 10,755 *Chyron International Corp............................. 5,535 4,151 *CIBER, Inc............................................ 55,998 174,714 *Cinedigm Digital Cinema Corp. Class A................. 4,102 6,112 #*Cirrus Logic, Inc..................................... 40,361 1,645,114 *Cisco Systems, Inc.................................... 1,163,085 19,935,277 *Citrix Systems, Inc................................... 38,695 2,391,738 #*Clearfield, Inc....................................... 8,284 41,420 #Cognex Corp........................................... 26,070 950,512 *Cognizant Technology Solutions Corp. Class A.......... 56,123 3,740,598 *Cogo Group, Inc....................................... 7,800 20,046 #*Coherent, Inc......................................... 17,715 808,690 Cohu, Inc............................................. 18,243 160,538 Communications Systems, Inc........................... 6,855 71,018 #*CommVault Systems, Inc................................ 16,797 1,049,309 Computer Sciences Corp................................ 121,144 3,688,835 *Computer Task Group, Inc.............................. 12,278 228,985 #*Compuware Corp........................................ 177,283 1,535,271 *comScore, Inc......................................... 7,532 106,728 Comtech Telecommunications Corp....................... 17,310 435,693 #*Comverse Technology, Inc.............................. 872 5,746 #*Concur Technologies, Inc.............................. 33,247 2,201,949 #Concurrent Computer Corp.............................. 4,562 23,859 #*Constant Contact, Inc................................. 15,373 189,703 #Convergys Corp........................................ 94,587 1,590,007 *CoreLogic, Inc........................................ 86,031 2,047,538 Corning, Inc.......................................... 407,621 4,789,547 #*CoStar Group, Inc..................................... 18,525 1,535,723 *Cray, Inc............................................. 31,151 379,108 #*Cree, Inc............................................. 91,522 2,775,862 89 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) Crexendo, Inc.......................................... 4,054 $ 9,324 *CSG Systems International, Inc......................... 26,135 538,642 CSP, Inc............................................... 709 3,566 CTS Corp............................................... 20,031 165,857 *CyberOptics Corp....................................... 4,778 35,835 #*Cymer, Inc............................................. 25,278 2,014,404 #Cypress Semiconductor Corp............................. 71,652 710,071 Daktronics, Inc........................................ 28,005 245,604 *Datalink Corp.......................................... 11,179 90,997 *Dataram Corp........................................... 1,100 638 *DealerTrack Holdings, Inc.............................. 35,064 958,299 Dell, Inc.............................................. 279,779 2,582,360 #*Demand Media, Inc...................................... 31,024 264,635 *Dice Holdings, Inc..................................... 40,929 361,403 Diebold, Inc........................................... 42,257 1,257,146 *Digi International, Inc................................ 20,362 191,810 Digimarc Corp.......................................... 4,419 86,789 *Digital River, Inc..................................... 29,240 419,302 *Diodes, Inc............................................ 35,083 531,858 *Ditech Networks, Inc................................... 1,700 2,431 #*Document Security Systems, Inc......................... 1,200 3,336 #*Dolby Laboratories, Inc. Class A....................... 28,317 894,534 *Dot Hill Systems Corp.................................. 26,438 25,645 *DSP Group, Inc......................................... 16,722 91,971 DST Systems, Inc....................................... 36,436 2,078,309 *DTS, Inc............................................... 11,000 230,780 *Dynamics Research Corp................................. 6,203 40,009 EarthLink, Inc......................................... 86,005 545,272 *eBay, Inc.............................................. 225,590 10,893,741 #Ebix, Inc.............................................. 24,249 528,386 *Echelon Corp........................................... 6,990 23,137 *EchoStar Corp. Class A................................. 32,558 1,034,042 *Edgewater Technology, Inc.............................. 5,900 20,532 *Elecsys Corp........................................... 58 185 Electro Rent Corp...................................... 19,251 302,626 Electro Scientific Industries, Inc..................... 23,640 252,475 *Electronic Arts, Inc................................... 116,820 1,442,727 *Electronics for Imaging, Inc........................... 38,219 663,482 *Ellie Mae, Inc......................................... 2,193 54,825 *eMagin Corp............................................ 8,411 36,756 #*EMC Corp............................................... 366,170 8,941,871 #*EMCORE Corp............................................ 15,466 71,917 *Emulex Corp............................................ 66,531 463,056 *Entegris, Inc.......................................... 112,225 921,367 *Entorian Technologies, Inc............................. 666 1,865 #*Entropic Communications, Inc........................... 67,591 325,113 *Envestnet, Inc......................................... 6,963 97,343 EPIQ Systems, Inc...................................... 26,346 321,685 *ePlus, Inc............................................. 6,049 216,373 #*Equinix, Inc........................................... 16,279 2,936,894 *Euronet Worldwide, Inc................................. 41,184 835,623 *Exar Corp.............................................. 38,257 327,097 *ExlService Holdings, Inc............................... 20,063 594,667 *Extreme Networks....................................... 73,526 239,695 *F5 Networks, Inc....................................... 22,800 1,880,544 *Fabrinet............................................... 6,220 59,899 #FactSet Research Systems, Inc.......................... 13,024 1,179,323 #Fair Isaac Corp........................................ 24,076 1,121,942 *Fairchild Semiconductor International, Inc............. 104,327 1,226,886 *FalconStor Software, Inc............................... 21,742 48,267 *FARO Technologies, Inc................................. 10,289 413,618 90 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) #FEI Co................................................. 26,145 $ 1,439,282 Fidelity National Information Services, Inc............ 180,954 5,947,958 #*Finisar Corp........................................... 54,900 632,448 #*First Solar, Inc....................................... 28,250 686,758 *Fiserv, Inc............................................ 50,115 3,755,618 #*FleetCor Technologies, Inc............................. 55,064 2,610,584 FLIR Systems, Inc...................................... 57,292 1,113,184 *FormFactor, Inc........................................ 40,281 183,681 Forrester Research, Inc................................ 14,245 412,250 #*Fortinet, Inc.......................................... 52,729 1,021,361 *Frequency Electronics, Inc............................. 5,169 43,368 #*Fusion-io, Inc......................................... 2,200 51,920 #*Gartner Group, Inc..................................... 30,850 1,431,749 Genpact, Ltd........................................... 104,577 1,841,601 *GigOptix, Inc.......................................... 1,174 2,019 *Global Cash Access Holdings, Inc....................... 43,824 308,959 #Global Payments, Inc................................... 46,326 1,980,437 *Globalscape, Inc....................................... 7,843 16,157 *Globecomm Systems, Inc................................. 17,529 190,190 *Google, Inc. Class A................................... 51,548 35,040,784 *GSE Systems, Inc....................................... 10,738 19,221 *GSI Group, Inc......................................... 25,444 197,700 *GSI Technology, Inc.................................... 16,845 94,164 #*GT Advanced Technologies, Inc.......................... 72,222 313,443 *Guidance Software, Inc................................. 5,853 71,290 *Hackett Group, Inc. (The).............................. 30,412 118,303 *Harmonic, Inc.......................................... 87,037 377,741 Harris Corp............................................ 58,839 2,693,649 *Hauppauge Digital, Inc................................. 3,948 3,632 #Heartland Payment Systems, Inc......................... 25,326 660,502 Hewlett-Packard Co..................................... 544,693 7,543,998 #*Hittite Microwave Corp................................. 20,380 1,154,323 #*Hutchinson Technology, Inc............................. 13,608 19,051 *I.D. Systems, Inc...................................... 6,918 36,320 #IAC/InterActiveCorp.................................... 86,425 4,178,649 *Identive Group, Inc.................................... 29,569 35,483 *IEC Electronics Corp................................... 3,938 28,432 #*iGATE Corp............................................. 36,872 591,796 *iGo, Inc............................................... 15,244 3,963 *Ikanos Communications, Inc............................. 4,543 6,315 *Imation Corp........................................... 27,305 124,784 *Immersion Corp......................................... 9,931 42,902 #*Infinera Corp.......................................... 78,331 385,389 #*Informatica Corp....................................... 24,030 652,174 *Infosonics Corp........................................ 2,000 1,880 *Ingram Micro, Inc. Class A............................. 120,059 1,824,897 *Innodata, Inc.......................................... 13,032 46,785 *Inphi Corp............................................. 6,832 57,184 *Insight Enterprises, Inc............................... 34,049 550,572 *Integrated Device Technology, Inc...................... 112,137 610,025 *Integrated Silicon Solution, Inc....................... 21,576 184,475 Intel Corp............................................. 977,362 21,135,453 *Intellicheck Mobilisa, Inc............................. 4,118 6,053 *Interactive Intelligence Group, Inc.................... 6,712 212,838 *Intermec, Inc.......................................... 44,508 301,764 *Internap Network Services Corp......................... 41,659 285,364 International Business Machines Corp................... 219,826 42,762,752 #*International Rectifier Corp........................... 46,634 722,361 *Interphase Corp........................................ 2,397 5,130 Intersil Corp. Class A................................. 99,478 701,320 *inTEST Corp............................................ 1,100 2,662 91 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Intevac, Inc........................................... 16,827 $ 84,135 *IntriCon Corp.......................................... 2,604 12,838 Intuit, Inc............................................ 53,265 3,165,006 *Inuvo, Inc............................................. 773 904 #*IPG Photonics Corp..................................... 34,550 1,833,914 *Iteris, Inc............................................ 3,700 5,846 *Itron, Inc............................................. 32,527 1,335,559 #*Ixia................................................... 47,815 669,888 *IXYS Corp.............................................. 23,823 226,795 #j2 Global, Inc......................................... 30,030 902,101 #Jabil Circuit, Inc..................................... 90,727 1,573,206 #Jack Henry & Associates, Inc........................... 56,583 2,150,154 *JDA Software Group, Inc................................ 34,438 1,313,465 #*JDS Uniphase Corp...................................... 152,550 1,478,210 *Juniper Networks, Inc.................................. 301,694 4,999,070 *Kemet Corp............................................. 33,837 153,620 #*Kenexa Corp............................................ 17,046 783,434 *Key Tronic Corp........................................ 8,234 93,456 Keynote Systems, Inc................................... 12,771 182,498 #*KIT Digital, Inc....................................... 30,712 85,379 #KLA-Tencor Corp........................................ 60,678 2,822,741 *Kopin Corp............................................. 52,846 198,701 *Kulicke & Soffa Industries, Inc........................ 58,170 596,824 *KVH Industries, Inc.................................... 10,541 145,677 #*Lam Research Corp...................................... 103,009 3,646,519 *Lattice Semiconductor Corp............................. 70,322 272,849 #Lender Processing Services, Inc........................ 55,768 1,344,566 #Lexmark International, Inc. Class A.................... 54,112 1,150,421 *LGL Group, Inc. (The).................................. 964 5,900 #*Limelight Networks, Inc................................ 80,422 169,690 Linear Technology Corp................................. 54,996 1,719,175 #*LinkedIn Corp. Class A................................. 15,703 1,679,122 *Lionbridge Technologies, Inc........................... 27,707 87,831 #*Liquidity Services, Inc................................ 13,634 562,130 #Littlefuse, Inc........................................ 15,055 806,948 *LogMeIn, Inc........................................... 6,465 159,556 *LoJack Corp............................................ 18,587 42,378 *LookSmart, Ltd......................................... 6,094 4,997 #Loral Space & Communications, Inc...................... 13,901 1,093,453 *LSI Corp............................................... 356,766 2,443,847 *LTX-Credence Corp...................................... 37,671 209,827 *Magnachip Semiconductor Corp........................... 12,478 140,378 *Manhattan Associates, Inc.............................. 14,388 863,280 #ManTech International Corp. Class A.................... 17,895 411,048 #Marchex, Inc. Class B.................................. 17,871 73,092 *Market Leader, Inc..................................... 10,341 70,319 Marvell Technology Group, Ltd.......................... 332,169 2,620,813 MasterCard, Inc. Class A............................... 20,303 9,358,262 #*Mattersight Corp....................................... 2,290 12,664 *Mattson Technology, Inc................................ 33,768 30,307 Maxim Integrated Products, Inc......................... 88,832 2,445,101 MAXIMUS, Inc........................................... 22,372 1,234,487 *MaxLinear, Inc. Class A................................ 1,257 7,140 *Measurement Specialties, Inc........................... 10,246 334,122 *MEMC Electronic Materials, Inc......................... 121,697 306,676 *MEMSIC, Inc............................................ 14,652 25,641 *Mentor Graphics Corp................................... 91,430 1,418,994 *Mercury Computer Systems, Inc.......................... 23,032 188,747 Mesa Laboratories, Inc................................. 2,178 106,221 Methode Electronics, Inc............................... 29,742 300,989 #Micrel, Inc............................................ 37,762 365,914 92 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) #Microchip Technology, Inc............................. 51,181 $ 1,604,524 #*Micron Technology, Inc................................ 573,266 3,109,968 #*MICROS Systems, Inc................................... 41,698 1,892,672 *Microsemi Corp........................................ 72,663 1,395,130 Microsoft Corp........................................ 1,530,121 43,662,003 #*Mindspeed Technologies, Inc........................... 18,769 64,002 *MIPS Technologies, Inc................................ 35,003 244,671 MKS Instruments, Inc.................................. 42,540 1,005,220 MOCON, Inc............................................ 3,434 51,956 *ModusLink Global Solutions, Inc....................... 27,305 80,004 #Molex, Inc............................................ 58,995 1,532,100 Molex, Inc. Class A................................... 54,874 1,176,499 *MoneyGram International, Inc.......................... 18,841 292,789 *Monolithic Power Systems, Inc......................... 23,203 450,834 Monotype Imaging Holdings, Inc........................ 23,724 363,214 #*Monster Worldwide, Inc................................ 97,000 603,340 *MoSys, Inc............................................ 22,960 92,758 #Motorola Solutions, Inc............................... 68,951 3,563,388 *Move, Inc............................................. 24,740 205,095 MTS Systems Corp...................................... 10,585 533,590 *Multi-Fineline Electronix, Inc........................ 19,220 406,311 *Nanometrics, Inc...................................... 16,869 232,117 *NAPCO Security Technologies, Inc...................... 8,159 27,496 #National Instruments Corp............................. 80,567 1,898,159 *NCI, Inc. Class A..................................... 5,008 28,145 *NCR Corp.............................................. 104,668 2,227,335 *NeoPhotonics Corp..................................... 1,440 7,560 *NetApp, Inc........................................... 73,014 1,964,077 #*NETGEAR, Inc.......................................... 26,014 923,757 *NetList, Inc.......................................... 11,100 12,210 #*NetScout Systems, Inc................................. 27,462 679,135 #*NetSuite, Inc......................................... 17,837 1,132,828 #*NeuStar, Inc. Class A................................. 44,375 1,623,681 *Newport Corp.......................................... 30,414 329,079 NIC, Inc.............................................. 15,586 222,880 *Novatel Wireless, Inc................................. 18,900 31,185 #*Nuance Communications, Inc............................ 94,121 2,095,133 #*NumereX Corp. Class A................................. 7,300 83,804 *NVIDIA Corp........................................... 382,993 4,584,426 #*Oclaro, Inc........................................... 55,087 108,521 *Official Payments Holdings, Inc....................... 9,892 50,548 *OmniVision Technologies, Inc.......................... 41,284 590,361 #*ON Semiconductor Corp................................. 276,406 1,699,897 *Online Resources Corp................................. 20,905 60,206 *Onvia, Inc............................................ 442 1,715 *Oplink Communications, Inc............................ 15,127 224,787 #OPNET Technologies, Inc............................... 9,528 404,273 Optical Cable Corp.................................... 3,696 15,597 Oracle Corp........................................... 776,113 24,098,309 #*OSI Systems, Inc...................................... 12,951 1,026,367 *PAR Technology Corp................................... 8,654 46,299 #*Parametric Technology Corp............................ 77,480 1,563,546 Park Electrochemical Corp............................. 16,886 419,111 #*ParkerVision, Inc..................................... 2,905 4,532 #Paychex, Inc.......................................... 88,438 2,868,044 PC Connection, Inc.................................... 18,315 188,461 *PC Mall, Inc.......................................... 7,119 45,277 PC-Tel, Inc........................................... 12,027 78,416 #*PDF Solutions, Inc.................................... 16,670 220,711 *Perceptron, Inc....................................... 4,752 25,091 *Perficient, Inc....................................... 26,403 300,202 93 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *Performance Technologies, Inc........................... 4,350 $ 5,176 *Pericom Semiconductor Corp.............................. 18,286 141,351 *Pervasive Software, Inc................................. 7,283 62,488 *Photronics, Inc......................................... 48,159 235,498 *Pixelworks, Inc......................................... 5,918 13,789 *Planar Systems, Inc..................................... 9,180 12,118 #Plantronics, Inc........................................ 27,804 901,962 *Plexus Corp............................................. 28,816 775,439 *PLX Technology, Inc..................................... 26,267 113,736 #*PMC-Sierra, Inc......................................... 182,625 854,685 #*Polycom, Inc............................................ 43,400 434,868 Power Integrations, Inc................................. 18,512 547,585 #*Power-One, Inc.......................................... 100,440 404,773 *Presstek, Inc........................................... 17,527 8,676 *PRGX Global, Inc........................................ 15,965 124,846 #*Progress Software Corp.................................. 48,753 961,409 *PROS Holdings, Inc...................................... 10,624 205,362 Pulse Electronics Corp.................................. 13,080 7,194 QAD, Inc. Class A....................................... 4,509 55,145 QAD, Inc. Class B....................................... 1,959 23,508 *QLogic Corp............................................. 60,873 570,989 QUALCOMM, Inc........................................... 339,292 19,874,029 *Qualstar Corp........................................... 3,826 5,318 *Quantum Corp............................................ 104,104 109,309 #*QuickLogic Corp......................................... 7,193 18,846 #*QuinStreet, Inc......................................... 30,209 184,879 #*Rackspace Hosting, Inc.................................. 32,795 2,088,714 *Radisys Corp............................................ 20,449 58,075 *Rainmaker Systems, Inc.................................. 4,893 4,795 #*RealD, Inc.............................................. 33,877 316,750 *RealNetworks, Inc....................................... 26,207 198,387 #*Red Hat, Inc............................................ 48,409 2,380,271 *Reis, Inc............................................... 6,081 71,117 *Relm Wireless Corp...................................... 1,238 2,080 *Remark Media, Inc....................................... 1,020 1,142 *Responsys, Inc.......................................... 18,212 162,815 RF Industries, Ltd...................................... 4,931 21,746 *RF Micro Devices, Inc................................... 156,647 690,813 Richardson Electronics, Ltd............................. 9,355 108,986 Rimage Corp............................................. 6,460 38,631 #*Riverbed Technology, Inc................................ 41,538 767,207 *Rofin-Sinar Technologies, Inc........................... 21,650 394,246 *Rogers Corp............................................. 13,296 523,995 #*Rosetta Stone, Inc...................................... 16,862 197,454 *Rovi Corp............................................... 25,577 346,057 #*Rubicon Technology, Inc................................. 18,250 158,592 *Rudolph Technologies, Inc............................... 26,290 250,018 *Saba Software, Inc...................................... 11,262 113,521 *SAIC, Inc............................................... 270,444 2,972,180 #*Salesforce.com, Inc..................................... 23,682 3,457,098 *Sandisk Corp............................................ 146,224 6,106,314 *Sanmina-SCI Corp........................................ 61,276 544,744 #*Sapient Corp............................................ 85,704 881,037 *ScanSource, Inc......................................... 20,802 608,458 *Scientific Learning Corp................................ 3,436 2,989 *SciQuest, Inc........................................... 103 1,564 *SeaChange International, Inc............................ 26,725 241,861 Seagate Technology...................................... 140,077 3,826,904 #*Semtech Corp............................................ 43,230 1,079,453 *Sevcon, Inc............................................. 613 2,556 *ShoreTel, Inc........................................... 27,892 123,562 94 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Sigma Designs, Inc....................................... 26,433 $ 157,012 #*Silicon Graphics International Corp...................... 19,844 153,196 *Silicon Image, Inc....................................... 49,001 215,604 #*Silicon Laboratories, Inc................................ 26,899 1,087,258 #*Skyworks Solutions, Inc.................................. 64,819 1,516,765 *Smith Micro Software, Inc................................ 22,674 28,342 *SMTC Corp................................................ 10,077 28,216 #*SolarWinds, Inc.......................................... 27,322 1,382,220 #Solera Holdings, Inc..................................... 45,933 2,150,124 *Sonus Networks, Inc...................................... 210,618 391,749 *Soundbite Communications, Inc............................ 1,385 3,255 #*Sourcefire, Inc.......................................... 14,462 618,829 *Spansion, Inc. Class A................................... 48,711 540,205 #*Spark Networks, Inc...................................... 7,600 49,856 *Spire Corp............................................... 3,300 1,815 #*SS&C Technologies Holdings, Inc.......................... 64,198 1,542,678 *Stamps.com, Inc.......................................... 7,743 213,087 *StarTek, Inc............................................. 8,129 23,574 #*STEC, Inc................................................ 34,774 204,123 #*STR Holdings, Inc........................................ 11,700 25,155 #*Stratasys, Inc........................................... 9,911 660,766 #*SunPower Corp............................................ 11,115 47,906 #*Super Micro Computer, Inc................................ 26,084 206,324 *Supertex, Inc............................................ 9,193 175,678 *Support.com, Inc......................................... 36,023 167,147 *Sycamore Networks, Inc................................... 21,735 125,628 *Symantec Corp............................................ 136,310 2,479,479 *Symmetricom, Inc......................................... 33,506 206,062 #*Synaptics, Inc........................................... 20,665 478,601 *SYNNEX Corp.............................................. 30,299 981,385 #*Synopsys, Inc............................................ 94,902 3,055,844 #Syntel, Inc.............................................. 23,288 1,388,198 *Take-Two Interactive Software, Inc....................... 56,358 628,392 *TE Connectivity, Ltd..................................... 116,831 3,759,622 *Tech Data Corp........................................... 32,258 1,429,352 *TechTarget, Inc.......................................... 23,267 111,216 *TeleCommunication Systems, Inc. Class A.................. 32,401 68,690 *TeleNav, Inc............................................. 18,127 127,614 *TeleTech Holdings, Inc................................... 35,139 591,741 Tellabs, Inc............................................. 282,116 823,779 Telular Corp............................................. 10,484 104,735 *Teradata Corp............................................ 43,236 2,953,451 #*Teradyne, Inc............................................ 147,140 2,151,187 Tessco Technologies, Inc................................. 5,682 118,186 Tessera Technologies, Inc................................ 39,255 556,243 #Texas Instruments, Inc................................... 211,656 5,945,417 TheStreet, Inc........................................... 10,517 17,038 #*THQ, Inc................................................. 2,759 7,808 *TIBCO Software, Inc...................................... 73,100 1,842,851 #*TNS, Inc................................................. 14,644 209,702 Total System Services, Inc............................... 104,463 2,349,373 *Transact Technologies, Inc............................... 3,930 30,418 *TranSwitch Corp.......................................... 131 130 #*Trimble Navigation, Ltd.................................. 42,611 2,010,387 *Trio-Tech International.................................. 1,525 2,699 *TriQuint Semiconductor, Inc.............................. 127,308 598,348 *TSR, Inc................................................. 210 892 *TTM Technologies, Inc.................................... 61,352 552,168 #*Tyler Technologies, Inc.................................. 17,136 819,272 #*Ultimate Software Group, Inc............................. 4,627 468,993 *Ultra Clean Holdings..................................... 17,376 80,451 95 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) *Ultratech, Inc......................................... 17,132 $ 529,550 #*Unisys Corp............................................ 28,950 493,598 United Online, Inc..................................... 74,485 399,240 *Unwired Planet, Inc.................................... 39,688 55,960 #*USA Technologies, Inc.................................. 15,296 22,944 *UTStarcom Holdings Corp................................ 68,119 67,438 #*ValueClick, Inc........................................ 50,449 840,985 #*Veeco Instruments, Inc................................. 32,250 990,075 #*VeriFone Systems, Inc.................................. 34,721 1,029,130 #*Verint Systems, Inc.................................... 6,903 188,245 #*VeriSign, Inc.......................................... 38,866 1,440,763 #*ViaSat, Inc............................................ 27,665 1,074,509 #*Viasystems Group, Inc.................................. 11,635 178,132 *Vicon Industries, Inc.................................. 600 1,770 *Video Display Corp..................................... 3,612 12,859 *Virtusa Corp........................................... 21,168 363,243 Visa, Inc.............................................. 114,676 15,912,442 #*Vishay Intertechnology, Inc............................ 113,947 943,481 *Vishay Precision Group, Inc............................ 9,993 130,409 #*VistaPrint NV.......................................... 23,086 703,430 #*VMware, Inc. Class A................................... 15,001 1,271,635 *Volterra Semiconductor Corp............................ 15,943 289,684 #*Wave Systems Corp. Class A............................. 1,900 1,387 Wayside Technology Group, Inc.......................... 2,200 27,236 #*Web.com Group, Inc..................................... 31,944 504,076 #*WebMD Health Corp...................................... 31,478 469,337 *Websense, Inc.......................................... 10,792 142,670 *Westell Technologies, Inc. Class A..................... 39,627 80,839 Western Digital Corp................................... 155,090 5,308,731 #Western Union Co. (The)................................ 155,080 1,969,516 #*WEX, Inc............................................... 25,448 1,877,553 *Wireless Telecom Group, Inc............................ 3,316 4,012 *WPCS International, Inc................................ 2,200 1,122 Xerox Corp............................................. 798,252 5,140,743 #Xilinx, Inc............................................ 47,579 1,558,688 *XO Group, Inc.......................................... 21,877 176,110 Xyratex, Ltd........................................... 22,864 189,085 *Yahoo!, Inc............................................ 321,577 5,405,709 *Zebra Technologies Corp. Class A....................... 34,031 1,222,734 *Zix Corp............................................... 34,570 100,253 *Zygo Corp.............................................. 12,157 226,363 ------------ Total Information Technology.............................. 784,754,558 ------------ Materials -- (4.4%) A. Schulman, Inc....................................... 24,346 624,718 #*A.M. Castle & Co....................................... 17,520 212,868 *AEP Industries, Inc.................................... 3,500 223,755 Air Products & Chemicals, Inc.......................... 33,491 2,596,557 Airgas, Inc............................................ 38,100 3,389,757 Albemarle Corp......................................... 28,735 1,583,586 #Alcoa, Inc............................................. 650,402 5,573,945 #Allegheny Technologies, Inc............................ 55,714 1,468,064 *Allied Nevada Gold Corp................................ 32,149 1,186,941 #AMCOL International Corp............................... 20,797 656,769 *American Biltrite, Inc................................. 17 8,500 *American Pacific Corp.................................. 3,651 48,266 American Vanguard Corp................................. 18,261 652,466 #AptarGroup, Inc........................................ 42,963 2,203,143 #*Arabian American Development Co........................ 13,745 117,382 Ashland, Inc........................................... 48,543 3,453,834 Balchem Corp........................................... 17,692 616,212 96 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) Ball Corp................................................ 40,385 $1,729,690 #Bemis Co., Inc........................................... 85,099 2,812,522 Boise, Inc............................................... 82,229 689,901 Buckeye Technologies, Inc................................ 26,691 699,304 Cabot Corp............................................... 52,135 1,864,348 *Calgon Carbon Corp....................................... 46,248 573,013 #Carpenter Technology Corp................................ 34,304 1,667,517 #Celanese Corp. Class A................................... 37,133 1,410,683 *Century Aluminum Co...................................... 58,829 420,627 CF Industries Holdings, Inc.............................. 33,971 6,970,510 Chase Corp............................................... 5,531 101,936 *Chemtura Corp............................................ 80,718 1,285,838 *Clearwater Paper Corp.................................... 19,119 755,965 #Cliffs Natural Resources, Inc............................ 80,521 2,920,497 #*Coeur d'Alene Mines Corp................................. 74,046 2,288,762 Commercial Metals Co..................................... 95,706 1,316,915 #Compass Minerals International, Inc...................... 21,412 1,688,336 *Contango ORE, Inc........................................ 833 5,623 *Continental Materials Corp............................... 268 3,274 *Core Molding Technologies, Inc........................... 5,580 39,172 *Crown Holdings, Inc...................................... 35,045 1,340,471 Cytec Industries, Inc.................................... 37,934 2,610,618 Deltic Timber Corp....................................... 6,112 414,760 #Domtar Corp.............................................. 29,451 2,348,717 Dow Chemical Co. (The)................................... 329,876 9,665,367 E.I. du Pont de Nemours & Co............................. 176,930 7,876,924 Eagle Materials, Inc..................................... 31,841 1,686,618 Eastman Chemical Co...................................... 55,857 3,308,969 Ecolab, Inc.............................................. 92,507 6,438,487 *Ferro Corp............................................... 48,221 126,821 #*Flotek Industries, Inc................................... 19,256 213,934 FMC Corp................................................. 33,746 1,806,086 Freeport-McMoRan Copper & Gold, Inc...................... 196,267 7,630,861 Friedman Industries, Inc................................. 5,521 59,240 FutureFuel Corp.......................................... 1,500 17,685 #*General Moly, Inc........................................ 63,899 236,426 Georgia Gulf Corp........................................ 28,369 1,003,979 Globe Specialty Metals, Inc.............................. 48,761 732,878 #*Golden Minerals Co....................................... 7,014 30,651 *Graphic Packaging Holding Co............................. 269,699 1,596,618 Greif, Inc. Class A...................................... 19,565 820,947 #Greif, Inc. Class B...................................... 14,223 644,302 H.B. Fuller Co........................................... 36,172 1,099,629 #Hawkins, Inc............................................. 6,768 264,629 Haynes International, Inc................................ 7,427 376,400 *Headwaters, Inc.......................................... 36,139 259,839 #Hecla Mining Co.......................................... 235,252 1,547,958 *Horsehead Holding Corp................................... 33,675 304,759 #Huntsman Corp............................................ 200,692 3,018,408 Innophos Holdings, Inc................................... 14,148 674,152 *Innospec, Inc............................................ 15,745 509,823 International Flavors & Fragrances, Inc.................. 19,000 1,227,780 International Paper Co................................... 147,971 5,301,801 #*Intrepid Potash, Inc..................................... 54,712 1,188,892 Kaiser Aluminum Corp..................................... 15,178 919,483 *KapStone Paper & Packaging Corp.......................... 38,417 844,022 KMG Chemicals, Inc....................................... 8,825 150,731 Koppers Holdings, Inc.................................... 8,443 301,415 *Kraton Performance Polymers, Inc......................... 24,522 535,070 #Kronos Worldwide, Inc.................................... 50,119 669,089 *Landec Corp.............................................. 21,098 228,280 97 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) #*Louisiana-Pacific Corp................................... 113,401 $1,790,602 *LSB Industries, Inc...................................... 14,064 566,357 *LyondellBasell Industries NV Class A..................... 64,252 3,430,414 #Martin Marietta Materials, Inc........................... 29,886 2,459,917 *Material Sciences Corp................................... 3,017 26,429 Materion Corp............................................ 15,580 326,401 #*McEwen Mining, Inc....................................... 76,086 369,778 MeadWestvaco Corp........................................ 107,284 3,185,262 *Mercer International, Inc................................ 42,084 294,167 *Metals USA Holdings Corp................................. 30,501 444,705 #Minerals Technologies, Inc............................... 14,499 1,038,998 #*Mines Management, Inc.................................... 4,267 5,120 *Mod-Pac Corp............................................. 1,105 7,415 #*Molycorp, Inc............................................ 10,678 111,051 Monsanto Co.............................................. 98,646 8,490,461 *Mosaic Co. (The)......................................... 46,616 2,439,881 Myers Industries, Inc.................................... 23,439 347,600 Neenah Paper, Inc........................................ 10,961 283,890 #NewMarket Corp........................................... 8,104 2,198,696 *Newmont Mining Corp...................................... 127,038 6,929,923 Noranda Aluminum Holding Corp............................ 43,884 269,009 *Northern Technologies International Corp................. 2,180 24,220 #Nucor Corp............................................... 192,444 7,722,778 #Olin Corp................................................ 65,961 1,368,031 Olympic Steel, Inc....................................... 8,172 147,096 *OM Group, Inc............................................ 22,385 452,849 *Omnova Solutions, Inc.................................... 34,023 266,740 *Owens-Illinois, Inc...................................... 108,895 2,122,364 P.H. Glatfelter Co....................................... 30,425 541,869 #Packaging Corp. of America............................... 64,687 2,281,510 *Penford Corp............................................. 8,623 66,397 #PolyOne Corp............................................. 62,522 1,183,541 PPG Industries, Inc...................................... 33,533 3,926,044 Praxair, Inc............................................. 54,654 5,804,801 Quaker Chemical Corp..................................... 9,695 513,738 Reliance Steel & Aluminum Co............................. 61,581 3,346,312 #Rock-Tenn Co. Class A.................................... 42,074 3,079,396 Rockwood Holdings, Inc................................... 50,639 2,324,330 Royal Gold, Inc.......................................... 34,390 3,029,071 RPM International, Inc................................... 86,955 2,318,220 *RTI International Metals, Inc............................ 24,607 560,794 #Schnitzer Steel Industries, Inc. Class A................. 18,128 516,829 #Schweitzer-Mauduit International, Inc.................... 22,708 795,461 #Scotts Miracle-Gro Co. Class A (The)..................... 38,613 1,653,023 #Sealed Air Corp.......................................... 149,114 2,418,629 *Senomyx, Inc............................................. 8,376 14,574 Sensient Technologies Corp............................... 41,099 1,495,182 Sherwin-Williams Co. (The)............................... 25,786 3,676,568 #Sigma-Aldrich Corp....................................... 25,013 1,754,412 #Silgan Holdings, Inc..................................... 45,479 1,969,695 *Silver Bull Resources, Inc............................... 500 243 *Solitario Exploration & Royalty Corp..................... 1,700 2,720 Sonoco Products Co....................................... 65,466 2,037,957 #Southern Copper Corp..................................... 41,034 1,563,395 *Spartech Corp............................................ 20,213 173,023 #Steel Dynamics, Inc...................................... 177,885 2,250,245 Stepan Co................................................ 6,753 646,937 #*Stillwater Mining Co..................................... 95,379 992,895 *SunCoke Energy, Inc...................................... 57,706 927,335 Synalloy Corp............................................ 4,755 65,476 #*Texas Industries, Inc.................................... 23,386 1,008,638 98 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Materials -- (Continued) #Titanium Metals Corp................................. 144,293 $ 1,689,671 Tredegar Corp........................................ 12,571 213,330 #*United States Lime & Minerals, Inc................... 3,372 147,727 #United States Steel Corp............................. 108,278 2,207,788 *Universal Stainless & Alloy Products, Inc............ 5,348 183,971 #Valhi, Inc........................................... 66,024 827,941 #Valspar Corp......................................... 63,347 3,549,332 *Verso Paper Corp..................................... 12,902 16,257 Vulcan Materials Co.................................. 87,672 4,030,282 Walter Energy, Inc................................... 10,523 367,884 Wausau Paper Corp.................................... 36,997 305,965 Westlake Chemical Corp............................... 35,426 2,694,502 Worthington Industries, Inc.......................... 55,784 1,206,050 #*WR Grace & Co........................................ 27,933 1,792,181 Zep, Inc............................................. 13,957 200,004 #*Zoltek Cos., Inc..................................... 26,780 183,443 ------------ Total Materials......................................... 243,570,457 ------------ Other -- (0.0%) .*Brooklyn Federal Bancorp, Inc. Escrow Shares......... 2,293 -- .*Concord Camera Corp. Escrow Shares................... 405 -- .*Gerber Scientific, Inc. Escrow Shares................ 15,579 -- .*Price Communications Liquidation Trust............... 5,700 -- .*Softbrands, Inc. Escrow Shares....................... 3,200 -- .*Voyager Learning Co. Escrow Shares................... 669 -- ------------ Total Other............................................. -- ------------ Telecommunication Services -- (2.3%) AT&T, Inc............................................ 1,637,332 56,635,314 Atlantic Tele-Network, Inc........................... 12,287 509,173 #*Boingo Wireless, Inc................................. 4,724 34,580 *Cbeyond, Inc......................................... 23,095 176,908 CenturyLink, Inc..................................... 176,143 6,760,368 #*Cincinnati Bell, Inc................................. 122,433 637,876 #Consolidated Communications Holdings, Inc............ 22,177 342,417 *Crown Castle International Corp...................... 49,186 3,283,166 #Frontier Communications Corp......................... 605,458 2,857,762 *General Communications, Inc. Class A................. 31,256 273,177 HickoryTech Corp..................................... 7,611 81,057 IDT Corp. Class B.................................... 11,421 115,581 #*Iridium Communications, Inc.......................... 57,785 427,031 #*Leap Wireless International, Inc..................... 51,554 275,298 #*Level 3 Communications, Inc.......................... 69,928 1,433,524 Lumos Networks Corp.................................. 11,746 92,441 *MetroPCS Communications, Inc......................... 186,127 1,900,357 *Neutral Tandem, Inc.................................. 25,294 116,858 #*NII Holdings, Inc.................................... 86,707 691,055 NTELOS Holdings Corp................................. 12,219 186,340 *ORBCOMM, Inc......................................... 33,129 115,952 *Premiere Global Services, Inc........................ 40,403 343,426 #Primus Telecommunications Group, Inc................. 4,981 72,872 #*SBA Communications Corp.............................. 28,736 1,914,680 Shenandoah Telecommunications Co..................... 18,985 298,444 *Sprint Nextel Corp................................... 1,449,574 8,030,640 #Telephone & Data Systems, Inc........................ 83,608 2,079,331 #*tw telecom, Inc...................................... 98,454 2,507,623 #*United States Cellular Corp.......................... 23,689 876,256 USA Mobility, Inc.................................... 17,270 190,834 Verizon Communications, Inc.......................... 729,538 32,566,576 *Vonage Holdings Corp................................. 84,000 190,680 Warwick Valley Telephone Co.......................... 3,521 46,266 99 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Telecommunication Services -- (Continued) #Windstream Corp........................................ 309,986 $ 2,957,266 ------------ Total Telecommunication Services.......................... 129,021,129 ------------ Utilities -- (3.0%) *AES Corp. (The)........................................ 414,083 4,327,167 AGL Resources, Inc..................................... 60,337 2,463,560 #ALLETE, Inc............................................ 25,195 1,048,616 Alliant Energy Corp.................................... 37,851 1,691,940 Ameren Corp............................................ 60,843 2,000,518 #American Electric Power Co., Inc....................... 94,373 4,193,936 American States Water Co............................... 12,249 539,201 American Water Works Co., Inc.......................... 45,693 1,678,761 Aqua America, Inc...................................... 91,746 2,329,431 Artesian Resources Corp. Class A....................... 4,218 97,056 Atmos Energy Corp...................................... 59,466 2,138,992 #Avista Corp............................................ 38,604 981,314 Black Hills Corp....................................... 28,557 1,021,484 #*Cadiz, Inc............................................. 2,464 21,190 California Water Service Group......................... 27,181 500,674 #*Calpine Corp........................................... 272,057 4,788,203 CenterPoint Energy, Inc................................ 111,384 2,413,691 CH Energy Group, Inc................................... 10,263 667,403 Chesapeake Utilities Corp.............................. 6,261 294,079 #Cleco Corp............................................. 39,959 1,724,231 CMS Energy Corp........................................ 69,200 1,682,944 Connecticut Water Services, Inc........................ 5,487 168,067 Consolidated Edison, Inc............................... 59,688 3,603,961 #Consolidated Water Co., Ltd............................ 8,801 69,088 #Delta Natural Gas Co., Inc............................. 2,858 56,188 Dominion Resources, Inc................................ 112,358 5,930,255 DTE Energy Co.......................................... 39,725 2,466,923 Duke Energy Corp....................................... 141,756 9,311,952 #*Dynegy, Inc............................................ 437 8,172 Edison International, Inc.............................. 69,891 3,280,684 El Paso Electric Co.................................... 26,050 885,440 #Empire District Electric Co. (The)..................... 27,485 596,699 Entergy Corp........................................... 37,927 2,752,742 Exelon Corp............................................ 173,539 6,209,225 #FirstEnergy Corp....................................... 81,006 3,703,594 Gas Natural, Inc....................................... 3,269 32,625 Genie Energy, Ltd. Class B............................. 16,745 117,382 *GenOn Energy, Inc...................................... 505,699 1,299,646 #Great Plains Energy, Inc............................... 100,863 2,263,366 #Hawaiian Electric Industries, Inc...................... 63,925 1,654,379 #IDACORP, Inc........................................... 32,668 1,460,913 #Integrys Energy Group, Inc............................. 45,029 2,433,367 #ITC Holdings Corp...................................... 33,918 2,700,551 Laclede Group, Inc. (The).............................. 14,374 598,533 MDU Resources Group, Inc............................... 66,348 1,441,742 #MGE Energy, Inc........................................ 15,058 792,653 Middlesex Water Co..................................... 9,998 193,361 #National Fuel Gas Co................................... 19,658 1,035,977 #New Jersey Resources Corp.............................. 27,404 1,218,382 NextEra Energy, Inc.................................... 80,497 5,639,620 NiSource, Inc.......................................... 68,326 1,740,263 Northeast Utilities, Inc............................... 75,996 2,986,643 Northwest Natural Gas Co............................... 17,592 818,556 NorthWestern Corp...................................... 24,470 876,271 #NRG Energy, Inc........................................ 139,232 3,001,842 #NV Energy, Inc......................................... 127,463 2,423,072 #OGE Energy Corp........................................ 23,869 1,374,377 100 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares Value+ ---------- -------------- Utilities -- (Continued) ONEOK, Inc........................................ 52,236 $ 2,470,763 #Ormat Technologies, Inc........................... 33,157 630,978 Otter Tail Corp................................... 23,363 563,749 #Pepco Holdings, Inc............................... 51,529 1,023,881 PG&E Corp......................................... 81,611 3,470,100 #Piedmont Natural Gas Co........................... 47,414 1,511,084 Pinnacle West Capital Corp........................ 27,037 1,432,150 #PNM Resources, Inc................................ 51,960 1,151,434 #Portland General Electric Co...................... 49,716 1,362,218 #PPL Corp.......................................... 119,635 3,538,803 Public Service Enterprise Group, Inc.............. 133,879 4,289,483 #Questar Corp...................................... 115,524 2,338,206 RGC Resources, Inc................................ 1,530 27,387 #SCANA Corp........................................ 29,709 1,458,118 Sempra Energy..................................... 44,339 3,092,645 #SJW Corp.......................................... 12,792 310,078 South Jersey Industries, Inc...................... 20,187 1,021,260 #Southern Co. (The)................................ 172,296 8,070,345 #Southwest Gas Corp................................ 30,346 1,319,141 *Synthesis Energy Systems, Inc..................... 27,753 35,801 TECO Energy, Inc.................................. 141,001 2,519,688 #UGI Corp.......................................... 92,449 2,985,178 UIL Holdings Corp................................. 32,896 1,189,848 Unitil Corp....................................... 8,764 233,035 UNS Energy Corp................................... 27,090 1,155,118 #Vectren Corp...................................... 54,053 1,598,347 #Westar Energy, Inc................................ 83,094 2,467,892 WGL Holdings, Inc................................. 33,912 1,348,680 Wisconsin Energy Corp............................. 58,024 2,232,183 #Xcel Energy, Inc.................................. 98,899 2,793,897 #York Water Co..................................... 8,089 140,506 -------------- Total Utilities...................................... 169,532,898 -------------- TOTAL COMMON STOCKS.................................. 4,854,351,302 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................. 90 6,330 -------------- RIGHTS/WARRANTS -- (0.0%) .*Allos Therapeutics, Inc. Contingent Value Rights.. 13,000 130 .*Camco Financial Corp. Rights 11/01/12............. 900 90 .*Capital Bank Corp. Contingent Value Rights........ 988 -- *Capital Bank Financial Corp. Contingent Value Rights............................................ 5,725 1,260 .*CVR Energy, Inc. Contingent Value Rights.......... 60,988 -- *Dynegy, Inc....................................... 6,820 11,049 .*Emergent Biosolutions, Inc. Contingent Value Rights............................................ 1,100 -- *FieldPoint Petroleum Corp. Warrants 03/23/17...... 4,233 4,402 .*PhotoMedex, Inc. Contingent Value Warrants........ 389 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17..... 294 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17..... 294 -- -------------- TOTAL RIGHTS/WARRANTS................................ 16,931 -------------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares............................ 18,707,243 18,707,243 -------------- 101 U.S. CORE EQUITY 1 PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (12.9%) (S)@DFA Short Term Investment Fund.................. 62,379,366 $ 721,729,267 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,962,028 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,967,932) to be repurchased at $1,904,849..................................... $ 1,905 1,904,833 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 723,634,100 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $4,846,823,008)............................ $5,596,715,906 ============== 102 U.S. CORE EQUITY 2 PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ---------- COMMON STOCKS -- (87.6%) Consumer Discretionary -- (12.6%) *1-800-FLOWERS.COM, Inc. Class A.......................... 46,103 $ 167,353 A.H. Belo Corp. Class A.................................. 25,063 125,315 Aaron's, Inc............................................. 117,802 3,631,836 #Abercrombie & Fitch Co. Class A.......................... 96,954 2,964,853 #Advance Auto Parts, Inc.................................. 19,701 1,397,589 *Aeropostale, Inc......................................... 103,133 1,232,439 *AFC Enterprises, Inc..................................... 22,826 577,954 #*ALCO Stores, Inc......................................... 100 992 #*Aldila, Inc.............................................. 2,616 7,796 *Amazon.com, Inc.......................................... 36,479 8,493,041 Ambassadors Group, Inc................................... 23,469 120,161 *AMC Networks, Inc. Class A............................... 34,612 1,617,073 #Amcon Distributing Co.................................... 668 42,071 #*American Apparel, Inc.................................... 38,775 41,102 American Eagle Outfitters, Inc........................... 274,812 5,735,326 #American Greetings Corp. Class A......................... 29,700 509,949 #*American Public Education, Inc........................... 13,245 482,515 *America's Car-Mart, Inc.................................. 14,490 606,551 Ameristar Casinos, Inc................................... 44,921 819,808 *ANN, Inc................................................. 68,590 2,411,624 #*Apollo Group, Inc. Class A............................... 20,644 414,532 Arbitron, Inc............................................ 18,047 656,189 *Arctic Cat, Inc.......................................... 21,376 775,308 Ark Restaurants Corp..................................... 4,916 82,982 *Asbury Automotive Group, Inc............................. 47,963 1,521,386 *Ascena Retail Group, Inc................................. 217,988 4,316,162 *Ascent Capital Group, Inc. Class A....................... 19,778 1,175,802 #Autoliv, Inc............................................. 39,955 2,301,408 #*AutoNation, Inc.......................................... 103,579 4,598,908 *AutoZone, Inc............................................ 4,966 1,862,250 *Ballantyne Strong, Inc................................... 17,770 71,613 #*Bally Technologies, Inc.................................. 37,045 1,849,286 *Barnes & Noble, Inc...................................... 94,883 1,597,830 Bassett Furniture Industries, Inc........................ 14,448 165,719 *BB Liquidating, Inc...................................... 10,100 167 #*Beasley Broadcast Group, Inc. Class A.................... 8,562 41,611 #*Beazer Homes USA, Inc.................................... 22,402 369,409 bebe stores, Inc......................................... 124,785 505,379 *Bed Bath & Beyond, Inc................................... 45,415 2,619,537 Belo Corp. Class A....................................... 157,142 1,175,422 #Best Buy Co., Inc........................................ 252,444 3,839,673 Big 5 Sporting Goods Corp................................ 30,433 271,767 #*Big Lots, Inc............................................ 60,719 1,768,744 *Biglari Holdings, Inc.................................... 2,334 825,326 #*BJ's Restaurants, Inc.................................... 33,901 1,120,428 *Blue Nile, Inc........................................... 5,804 219,217 *Bluegreen Corp........................................... 31,025 183,978 #Blyth, Inc............................................... 24,520 560,037 Bob Evans Farms, Inc..................................... 44,192 1,682,389 *Body Central Corp........................................ 72 719 Bon-Ton Stores, Inc. (The)............................... 26,063 320,054 #*Books-A-Million, Inc..................................... 20,408 60,204 #*BorgWarner, Inc.......................................... 25,400 1,671,828 Bowl America, Inc. Class A............................... 3,937 50,295 #*Boyd Gaming Corp......................................... 103,900 641,063 *Bravo Brio Restaurant Group, Inc......................... 24,835 327,822 #*Bridgepoint Education, Inc............................... 56,317 563,170 #Brinker International, Inc............................... 52,003 1,601,692 103 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Consumer Discretionary -- (Continued) *Brookfield Residential Properties, Inc................ 5,046 $ 87,296 Brown Shoe Co., Inc................................... 65,046 1,026,426 #Brunswick Corp........................................ 86,917 2,050,372 #Buckle, Inc. (The).................................... 38,775 1,751,467 #*Buffalo Wild Wings, Inc............................... 23,569 1,790,066 #*Build-A-Bear Workshop, Inc............................ 26,815 96,266 *Cabela's, Inc......................................... 100,507 4,503,719 #Cablevision Systems Corp. Class A..................... 49,802 867,551 *Cache, Inc............................................ 18,700 51,425 Callaway Golf Co...................................... 97,316 531,345 *Cambium Learning Group, Inc........................... 82,206 74,807 Canterbury Park Holding Corp.......................... 5,270 52,964 *Capella Education Co.................................. 20,286 633,329 *Career Education Corp................................. 101,097 343,730 *Caribou Coffee Co., Inc............................... 30,662 367,024 #*CarMax, Inc........................................... 80,589 2,719,879 *Carmike Cinemas, Inc.................................. 12,826 174,690 Carnival Corp......................................... 247,800 9,386,664 Carriage Services, Inc................................ 21,961 233,445 *Carrols Restaurant Group, Inc......................... 34,757 223,140 *Carter's, Inc......................................... 77,010 4,163,161 *Casual Male Retail Group, Inc......................... 66,129 255,258 Cato Corp. Class A (The).............................. 42,518 1,206,661 *Cavco Industries, Inc................................. 11,347 548,514 CBS Corp. Class A..................................... 18,791 610,708 #CBS Corp. Class B..................................... 398,207 12,901,907 CEC Entertainment, Inc................................ 23,178 718,518 #*Central European Media Enterprises, Ltd. Class A...... 18,678 100,114 #*Charles & Colvard, Ltd................................ 19,498 77,797 #*Charter Communications, Inc. Class A.................. 6,441 498,598 #Cheesecake Factory, Inc. (The)........................ 83,724 2,767,915 Cherokee, Inc......................................... 8,005 115,352 #Chico's FAS, Inc...................................... 210,925 3,923,205 #*Children's Place Retail Stores, Inc. (The)............ 38,069 2,224,372 *Chipotle Mexican Grill, Inc........................... 5,722 1,456,421 #Choice Hotels International, Inc...................... 35,399 1,107,635 Christopher & Banks Corp.............................. 43,680 136,282 *Chromcraft Revington, Inc............................. 2,958 1,955 Churchill Downs, Inc.................................. 26,352 1,721,576 #Cinemark Holdings, Inc................................ 153,849 3,798,532 *Citi Trends, Inc...................................... 22,270 273,476 #*Clear Channel Outdoor Holdings, Inc. Class A.......... 55,873 372,114 Coach, Inc............................................ 30,042 1,683,854 *Coast Distribution System, Inc. (The)................. 1,760 3,467 *Cobra Electronics Corp................................ 9,352 45,638 #*Coinstar, Inc......................................... 37,109 1,741,896 #*Coldwater Creek, Inc.................................. 14,875 61,731 #Collectors Universe, Inc.............................. 8,599 103,188 #Columbia Sportswear Co................................ 50,929 2,872,396 Comcast Corp. Class A................................. 1,069,364 40,111,844 Comcast Corp. Special Class A......................... 337,406 12,295,075 #*Conn's, Inc........................................... 51,533 1,305,331 Cooper Tire & Rubber Co............................... 97,851 1,969,741 Core-Mark Holding Co., Inc............................ 17,170 821,928 *Corinthian Colleges, Inc.............................. 125,219 341,848 Cracker Barrel Old Country Store, Inc................. 29,416 1,872,328 #*Crocs, Inc............................................ 136,961 1,725,709 #*Crown Media Holdings, Inc. Class A.................... 51,149 88,999 CSS Industries, Inc................................... 8,600 172,860 CTC Media, Inc........................................ 36,143 303,240 Culp, Inc............................................. 14,714 185,985 104 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Cumulus Media, Inc. Class A.............................. 22,186 $ 54,578 *Cybex International, Inc................................. 9,222 22,778 #D.R. Horton, Inc......................................... 360,331 7,552,538 Dana Holding Corp........................................ 225,191 2,963,514 Darden Restaurants, Inc.................................. 51,600 2,715,192 #*Deckers Outdoor Corp..................................... 41,400 1,185,282 *dELiA*s, Inc............................................. 15,474 20,426 *Delta Apparel, Inc....................................... 16,268 246,298 Destination Maternity Corp............................... 21,804 413,404 #DeVry, Inc............................................... 81,188 2,131,997 .*DGSE Cos., Inc........................................... 8,710 64,715 *Dial Global, Inc......................................... 3,376 8,237 #Dick's Sporting Goods, Inc............................... 28,649 1,432,450 #*Digital Generation, Inc.................................. 43,634 405,796 #Dillard's, Inc. Class A.................................. 87,901 6,768,377 #*DineEquity, Inc.......................................... 27,961 1,753,155 *DIRECTV.................................................. 110,916 5,668,917 #*Discovery Communications, Inc. Class A................... 42,342 2,499,025 *Discovery Communications, Inc. Class B................... 2,270 137,131 *Discovery Communications, Inc. Class C................... 35,622 1,951,373 DISH Network Corp. Class A............................... 40,052 1,427,053 *Dixie Group, Inc. (The).................................. 11,235 44,491 *Dollar General Corp...................................... 23,310 1,133,332 *Dollar Tree, Inc......................................... 48,760 1,944,061 Domino's Pizza, Inc...................................... 57,309 2,327,892 #*Dorman Products, Inc..................................... 54,753 1,672,704 Dover Downs Gaming & Entertainment, Inc.................. 18,137 43,166 *Dover Motorsports, Inc................................... 9,156 13,551 #*DreamWorks Animation SKG, Inc. Class A................... 81,717 1,664,575 *Drew Industries, Inc..................................... 33,698 1,067,216 #DSW, Inc. Class A........................................ 46,290 2,897,291 #*Dunkin' Brands Group, Inc................................ 18,875 585,125 *E.W. Scripps Co. Class A (The)........................... 68,416 725,894 *EDCI Holdings, Inc....................................... 3,419 15,813 #*Education Management Corp................................ 69,433 220,797 Educational Development Corp............................. 3,809 15,084 Einstein Noah Restaurant Group, Inc...................... 24,250 374,178 *Emerson Radio Corp....................................... 26,350 44,795 *Emmis Communications Corp. Class A....................... 5,500 11,275 *Empire Resorts, Inc...................................... 4,000 6,120 #*Entercom Communications Corp. Class A.................... 41,042 267,183 *Entertainment Gaming Asia, Inc........................... 2,058 5,145 Entravision Communications Corp. Class A................. 62,347 84,168 Escalade, Inc............................................ 10,743 55,864 #Ethan Allen Interiors, Inc............................... 42,795 1,258,601 *Ever-Glory International Group, Inc...................... 2,000 2,700 *Exide Technologies....................................... 113,896 347,383 #Expedia, Inc............................................. 53,030 3,136,724 *Express, Inc............................................. 48,802 543,166 #Family Dollar Stores, Inc................................ 53,600 3,535,456 *Famous Dave's of America, Inc............................ 10,924 86,081 *Federal-Mogul Corp....................................... 103,878 783,240 *Fiesta Restaurant Group, Inc............................. 31,463 415,941 Finish Line, Inc. Class A (The).......................... 77,273 1,607,665 *Fisher Communications, Inc............................... 9,960 251,390 *Flanigan's Enterprises, Inc.............................. 1,000 7,330 Flexsteel Industries, Inc................................ 7,812 157,256 Foot Locker, Inc......................................... 220,508 7,387,018 #Ford Motor Co............................................ 333,761 3,724,773 *Fossil, Inc.............................................. 40,441 3,522,411 *Frederick's of Hollywood Group, Inc...................... 4,166 1,208 105 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) Fred's, Inc. Class A................................... 58,107 $ 787,350 Frisch's Restaurants, Inc.............................. 7,545 134,905 *Fuel Systems Solutions, Inc............................ 30,097 489,678 *Full House Resorts, Inc................................ 19,925 62,764 *Furniture Brands International, Inc.................... 62,024 94,276 *Gaiam, Inc. Class A.................................... 18,959 62,375 #GameStop Corp. Class A................................. 202,321 4,618,988 Gaming Partners International Corp..................... 8,266 51,662 #Gannett Co., Inc....................................... 359,653 6,078,136 Gap, Inc. (The)........................................ 250,607 8,951,682 #Garmin, Ltd............................................ 135,206 5,136,476 *Geeknet, Inc........................................... 7,665 139,273 *General Motors Co...................................... 291,317 7,428,584 *Genesco, Inc........................................... 40,175 2,302,028 #Gentex Corp............................................ 70,447 1,213,097 *Gentherm, Inc.......................................... 31,644 380,361 Genuine Parts Co....................................... 58,553 3,664,247 *G-III Apparel Group, Ltd............................... 31,152 1,151,378 *Global Sources, Ltd.................................... 29,825 170,599 #GNC Holdings, Inc. Class A............................. 2,598 100,465 #*Goodyear Tire & Rubber Co. (The)....................... 154,229 1,759,753 *Gordmans Stores, Inc................................... 12,089 182,060 *Grand Canyon Education, Inc............................ 52,834 1,149,668 *Gray Television, Inc................................... 65,389 139,279 *Gray Television, Inc. Class A.......................... 3,160 6,668 #Group 1 Automotive, Inc................................ 35,030 2,172,210 #Guess?, Inc............................................ 114,748 2,843,455 H&R Block, Inc......................................... 48,700 861,990 *Hallwood Group, Inc. (The)............................. 1,023 6,598 *Hampshire Group, Ltd................................... 1,000 2,925 *Hanesbrands, Inc....................................... 47,175 1,578,947 #Harley-Davidson, Inc................................... 64,955 3,037,296 Harman International Industries, Inc................... 107,592 4,511,333 *Harris Interactive, Inc................................ 13,112 19,668 Harte-Hanks, Inc....................................... 90,646 504,898 #Hasbro, Inc............................................ 34,967 1,258,462 *Hastings Entertainment, Inc............................ 2,673 5,346 Haverty Furniture Cos., Inc............................ 26,699 400,752 Haverty Furniture Cos., Inc. Class A................... 2,523 37,668 *Heelys, Inc............................................ 6,558 14,887 *Helen of Troy, Ltd..................................... 48,580 1,468,088 .*Here Media, Inc........................................ 300 3 .*Here Media, Inc. Special Shares........................ 300 3 #*hhgregg, Inc........................................... 53,331 322,119 #*Hibbett Sports, Inc.................................... 24,675 1,332,203 Hillenbrand, Inc....................................... 92,043 1,884,120 *Hollywood Media Corp................................... 12,071 16,054 Home Depot, Inc. (The)................................. 301,629 18,513,988 Hooker Furniture Corp.................................. 16,557 225,837 Hot Topic, Inc......................................... 65,359 562,087 #HSN, Inc............................................... 62,267 3,239,129 *Hyatt Hotels Corp. Class A............................. 19,750 720,875 #*Iconix Brand Group, Inc................................ 106,331 1,968,187 #International Game Technology.......................... 59,806 767,909 International Speedway Corp. Class A................... 40,956 1,044,378 Interpublic Group of Cos., Inc. (The).................. 412,069 4,161,897 #Interval Leisure Group, Inc............................ 83,119 1,584,248 #*iRobot Corp............................................ 29,445 529,127 *Isle of Capri Casinos, Inc............................. 54,990 334,339 #*ITT Educational Services, Inc.......................... 15,300 328,797 #J.C. Penney Co., Inc................................... 188,258 4,520,075 106 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #*Jack in the Box, Inc.................................... 70,959 $ 1,845,644 #JAKKS Pacific, Inc...................................... 27,534 355,464 Jarden Corp............................................. 102,085 5,083,833 #John Wiley & Sons, Inc. Class B......................... 7,502 326,299 *Johnson Controls, Inc................................... 265,863 6,845,972 *Johnson Outdoors, Inc. Class A.......................... 19,561 381,635 Jones Group, Inc. (The)................................. 125,453 1,481,600 #*Jos. A. Bank Clothiers, Inc............................. 43,928 2,055,391 *Journal Communications, Inc. Class A.................... 69,371 389,171 #*K12, Inc................................................ 49,967 1,022,824 #KB Home................................................. 120,600 1,927,188 *Kid Brands, Inc......................................... 43,775 79,233 *Kirkland's, Inc......................................... 28,827 276,451 #*Kohl's Corp............................................. 122,452 6,524,243 *Kona Grill, Inc......................................... 11,997 108,213 Koss Corp............................................... 4,495 23,104 *Krispy Kreme Doughnuts, Inc............................. 103,485 768,894 #*K-Swiss, Inc. Class A................................... 35,759 81,531 *Lakeland Industries, Inc................................ 7,818 47,690 #*Lamar Advertising Co. Class A........................... 64,341 2,525,384 Las Vegas Sands Corp.................................... 56,918 2,643,272 *Lazare Kaplan International, Inc........................ 3,667 5,739 *La-Z-Boy, Inc........................................... 85,244 1,382,658 *LeapFrog Enterprises, Inc............................... 88,244 780,077 Lear Corp............................................... 74,859 3,188,993 *Learning Tree International, Inc........................ 16,482 94,936 #*Lee Enterprises, Inc.................................... 46,810 69,279 #Leggett & Platt, Inc.................................... 187,397 4,971,642 #Lennar Corp. Class A.................................... 217,231 8,139,646 Lennar Corp. Class B Voting............................. 33,079 938,782 *Libbey, Inc............................................. 27,932 501,379 *Liberty Global, Inc. Class A............................ 24,979 1,499,489 *Liberty Global, Inc. Class B............................ 808 48,577 *Liberty Global, Inc. Class C............................ 60,384 3,399,015 *Liberty Interactive Corp. Class A....................... 542,102 10,842,040 *Liberty Interactive Corp. Class B....................... 11,386 222,824 *Liberty Media Corp. - Liberty Capital Class A........... 135,703 15,153,954 *Liberty Media Corp. - Liberty Capital Class B........... 5,224 570,461 *Liberty Ventures Series A............................... 32,345 1,840,754 *Liberty Ventures Series B............................... 569 29,861 #*Life Time Fitness, Inc.................................. 65,791 2,953,358 Lifetime Brands, Inc.................................... 15,818 175,580 Limited Brands, Inc..................................... 115,444 5,528,613 *LIN TV Corp. Class A.................................... 49,530 277,863 Lincoln Educational Services Corp....................... 32,420 120,278 #*Lions Gate Entertainment Corp........................... 849 14,161 Lithia Motors, Inc. Class A............................. 34,640 1,184,688 *Live Nation Entertainment, Inc.......................... 294,430 2,694,034 #*LKQ Corp................................................ 376,352 7,861,993 #*LodgeNet Interactive Corp............................... 18,107 7,967 Lowe's Cos., Inc........................................ 440,112 14,250,827 *Luby's, Inc............................................. 35,781 228,641 #*Lululemon Athletica, Inc................................ 18,766 1,295,042 *Lumber Liquidators Holdings, Inc........................ 34,916 1,949,011 *M/I Homes, Inc.......................................... 33,353 742,104 Mac-Gray Corp........................................... 19,027 247,351 Macy's, Inc............................................. 276,516 10,526,964 *Madison Square Garden Co. Class A (The)................. 94,635 3,895,177 *Maidenform Brands, Inc.................................. 37,084 693,842 Marcus Corp............................................. 30,027 327,294 Marine Products Corp.................................... 47,094 279,267 107 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *MarineMax, Inc.......................................... 35,164 $ 289,400 Marriott International, Inc............................. 31,995 1,167,178 *Marriott Vacations Worldwide Corp....................... 8,571 337,183 #*Martha Stewart Living Omnimedia Class A................. 60,321 174,328 Mattel, Inc............................................. 125,420 4,612,948 Matthews International Corp. Class A.................... 42,640 1,226,753 #*McClatchy Co. Class A (The)............................. 86,999 247,947 McDonald's Corp......................................... 93,700 8,133,160 McGraw-Hill Cos., Inc. (The)............................ 27,929 1,543,915 MDC Holdings, Inc....................................... 74,038 2,831,213 #*Media General, Inc. Class A............................. 37,031 155,530 #Men's Wearhouse, Inc. (The)............................. 76,446 2,506,664 #Meredith Corp........................................... 54,939 1,838,808 #*Meritage Homes Corp..................................... 53,614 1,982,646 *MGM Resorts International............................... 496,550 5,119,430 *Modine Manufacturing Co................................. 61,802 420,254 #*Mohawk Industries, Inc.................................. 97,755 8,159,610 *Monarch Casino & Resort, Inc............................ 21,976 200,421 #Monro Muffler Brake, Inc................................ 46,126 1,564,594 *Morgans Hotel Group Co.................................. 1,787 11,526 #Morningstar, Inc........................................ 20,040 1,262,119 #*Motorcar Parts of America, Inc.......................... 12,172 57,208 Movado Group, Inc....................................... 28,314 897,271 *MTR Gaming Group, Inc................................... 26,957 94,080 *Multimedia Games Holding Co., Inc....................... 25,419 404,162 NACCO Industries, Inc. Class A.......................... 10,379 525,593 *Nathan's Famous, Inc.................................... 7,706 213,533 National CineMedia, Inc................................. 51,824 801,199 *Nautilus, Inc........................................... 50,307 141,363 *Navarre Corp............................................ 36,221 61,213 #*Netflix, Inc............................................ 20,041 1,585,043 *Nevada Gold & Casinos, Inc.............................. 1,100 880 *New Frontier Media, Inc................................. 8,547 17,265 *New York & Co., Inc..................................... 97,315 327,952 *New York Times Co. Class A (The)........................ 210,254 1,719,878 Newell Rubbermaid, Inc.................................. 92,609 1,911,450 #News Corp. Class A...................................... 846,333 20,244,285 News Corp. Class B...................................... 305,808 7,449,483 *Nexstar Broadcasting Group, Inc. Class A................ 10,636 115,613 NIKE, Inc. Class B...................................... 39,567 3,615,632 *Nobility Homes, Inc..................................... 2,557 13,808 Nordstrom, Inc.......................................... 42,272 2,399,781 #Nutrisystem, Inc........................................ 43,412 418,058 *NVR, Inc................................................ 6,499 5,873,406 *Office Depot, Inc....................................... 410,885 1,018,995 OfficeMax, Inc.......................................... 134,321 987,259 Omnicom Group, Inc...................................... 47,482 2,274,863 *Orbitz Worldwide, Inc................................... 89,814 221,841 #*Orchard Supply Hardware Stores Corp. Class A............ 3,617 44,923 #*O'Reilly Automotive, Inc................................ 90,600 7,762,608 *Orient-Express Hotels, Ltd. Class A..................... 157,124 1,843,065 Outdoor Channel Holdings, Inc........................... 35,986 261,258 #*Overstock.com, Inc...................................... 21,548 324,944 Oxford Industries, Inc.................................. 22,634 1,255,734 *P & F Industries, Inc. Class A.......................... 2,869 16,927 #*Pacific Sunwear of California, Inc...................... 84,041 142,870 #*Panera Bread Co. Class A................................ 19,844 3,346,492 *Papa John's International, Inc.......................... 29,488 1,572,300 #*Penn National Gaming, Inc............................... 117,431 4,747,735 #Penske Automotive Group, Inc............................ 137,560 4,209,336 Pep Boys - Manny, Moe & Jack (The)...................... 75,372 752,966 108 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Perfumania Holdings, Inc................................. 6,982 $ 39,728 *Perry Ellis International, Inc........................... 24,723 510,283 #PetMed Express, Inc...................................... 30,127 328,384 #*PetSmart, Inc............................................ 39,873 2,647,168 #Pier 1 Imports, Inc...................................... 139,418 2,844,127 *Pinnacle Entertainment, Inc.............................. 76,630 977,799 *Point.360................................................ 6,026 5,002 #Polaris Industries, Inc.................................. 32,961 2,785,204 #Pool Corp................................................ 56,154 2,365,206 *Premier Exhibitions, Inc................................. 6,900 18,906 #*Priceline.com, Inc....................................... 4,200 2,409,834 *PulteGroup, Inc.......................................... 570,771 9,897,169 #PVH Corp................................................. 73,475 8,081,515 *Q.E.P. Co., Inc.......................................... 670 11,892 *Quiksilver, Inc.......................................... 247,218 791,098 R.G. Barry Corp.......................................... 21,060 320,954 #*Radio One, Inc. Class D.................................. 33,982 28,885 #RadioShack Corp.......................................... 143,336 321,073 #Ralph Lauren Corp........................................ 12,900 1,982,601 #*Reading International, Inc. Class A...................... 14,293 86,473 *Reading International, Inc. Class B...................... 300 2,220 *Red Lion Hotels Corp..................................... 26,248 172,974 *Red Robin Gourmet Burgers, Inc........................... 22,738 759,449 #Regal Entertainment Group Class A........................ 110,822 1,702,226 #Regis Corp............................................... 90,012 1,499,600 #Rent-A-Center, Inc....................................... 91,326 3,043,896 *Rentrak Corp............................................. 11,793 200,363 *Rick's Cabaret International, Inc........................ 11,506 94,464 *Rocky Brands, Inc........................................ 8,403 100,920 Ross Stores, Inc......................................... 84,222 5,133,331 #Royal Caribbean Cruises, Ltd............................. 224,812 7,569,420 *Ruby Tuesday, Inc........................................ 98,799 713,329 *rue21, Inc............................................... 29,392 884,993 *Ruth's Hospitality Group, Inc............................ 55,442 368,689 #Ryland Group, Inc. (The)................................. 69,112 2,340,823 #*Ryman Hospitality Properties............................. 76,553 2,986,333 *Saga Communications, Inc. Class A........................ 3,821 162,087 #*Saks, Inc................................................ 243,217 2,500,271 Salem Communications Corp. Class A....................... 21,782 129,821 *Sally Beauty Holdings, Inc............................... 101,280 2,438,822 #Scholastic Corp.......................................... 38,702 1,276,779 *School Specialty, Inc.................................... 24,242 44,848 #*Scientific Games Corp. Class A........................... 138,086 1,136,448 Scripps Networks Interactive, Inc. Class A............... 29,755 1,806,724 #*Sealy Corp............................................... 85,603 190,895 *Sears Canada, Inc........................................ 24,740 268,874 #*Sears Holdings Corp...................................... 57,765 3,620,133 #*Select Comfort Corp...................................... 45,800 1,274,614 #Service Corp. International.............................. 355,943 4,997,440 *SHFL Entertainment, Inc.................................. 74,809 1,057,051 Shiloh Industries, Inc................................... 21,734 247,333 Shoe Carnival, Inc....................................... 33,252 777,432 #*Shutterfly, Inc.......................................... 56,597 1,712,625 Signet Jewelers, Ltd. ADR................................ 125,728 6,507,681 Sinclair Broadcast Group, Inc. Class A................... 41,284 520,178 #Six Flags Entertainment Corp............................. 73,682 4,207,979 *Skechers U.S.A., Inc. Class A............................ 60,849 1,010,093 *Skyline Corp............................................. 10,884 50,066 *Smith & Wesson Holding Corp.............................. 93,609 898,646 Sonic Automotive, Inc. Class A........................... 62,565 1,213,761 *Sonic Corp............................................... 43,011 428,820 109 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #Sotheby's............................................... 66,038 $ 2,055,763 *Spanish Broadcasting System, Inc. Class A............... 2,346 8,211 Spartan Motors, Inc..................................... 47,882 225,045 Speedway Motorsports, Inc............................... 58,665 956,240 *Sport Chalet, Inc. Class A.............................. 9,608 14,028 *Sport Chalet, Inc. Class B.............................. 1,292 2,158 Stage Stores, Inc....................................... 47,969 1,175,240 Standard Motor Products, Inc............................ 36,719 689,583 #*Standard Pacific Corp................................... 294,445 2,031,670 *Stanley Furniture Co., Inc.............................. 13,948 64,858 #Staples, Inc............................................ 168,658 1,942,097 Starbucks Corp.......................................... 67,563 3,101,142 Starwood Hotels & Resorts Worldwide, Inc................ 29,703 1,540,101 *Stein Mart, Inc......................................... 61,436 482,887 *Steiner Leisure, Ltd.................................... 23,401 1,027,772 *Steinway Musical Instruments, Inc....................... 17,477 421,895 #*Steven Madden, Ltd...................................... 53,874 2,312,272 #Stewart Enterprises, Inc. Class A....................... 114,611 890,527 *Stoneridge, Inc......................................... 39,394 195,788 Strattec Security Corp.................................. 4,792 108,874 Strayer Education, Inc.................................. 7,822 449,452 #Sturm Ruger & Co., Inc.................................. 24,927 1,177,302 Superior Industries International, Inc.................. 42,144 720,241 Superior Uniform Group, Inc............................. 12,533 147,012 *Systemax, Inc........................................... 51,897 567,753 *Tandy Brands Accessories, Inc........................... 5,800 8,758 Tandy Leather Factory, Inc.............................. 7,929 42,024 Target Corp............................................. 146,665 9,349,894 #*Tempur-Pedic International, Inc......................... 18,061 477,533 *Tenneco, Inc............................................ 37,500 1,145,625 #*Tesla Motors, Inc....................................... 11,494 323,326 Texas Roadhouse, Inc.................................... 109,057 1,775,448 #Thor Industries, Inc.................................... 82,237 3,127,473 #Tiffany & Co............................................ 42,344 2,676,988 #Time Warner Cable, Inc.................................. 159,874 15,845,112 #Time Warner, Inc........................................ 505,637 21,969,928 TJX Cos., Inc. (The).................................... 74,256 3,091,277 #*Toll Brothers, Inc...................................... 244,751 8,079,231 *Tower International, Inc................................ 210 1,487 *Town Sports International Holdings, Inc................. 26,956 339,646 #Tractor Supply Co....................................... 61,800 5,947,632 *Trans World Entertainment Corp.......................... 1,798 6,113 *Trinity Place Holdings, Inc............................. 10,474 41,896 #*TripAdvisor, Inc........................................ 53,030 1,606,279 True Religion Apparel, Inc.............................. 33,576 861,224 *TRW Automotive Holdings Corp............................ 117,968 5,486,692 *Tuesday Morning Corp.................................... 75,510 450,795 Tupperware Brands Corp.................................. 28,324 1,673,948 #Ulta Salon Cosmetics & Fragrance, Inc................... 53,376 4,922,335 #*Under Armour, Inc. Class A.............................. 21,600 1,128,816 *Unifi, Inc.............................................. 28,750 403,362 *Universal Electronics, Inc.............................. 19,232 330,021 Universal Technical Institute, Inc...................... 34,813 446,303 *UQM Technologies, Inc................................... 21,417 19,489 #*Urban Outfitters, Inc................................... 31,700 1,133,592 *US Auto Parts Network, Inc.............................. 39,333 117,606 #V.F. Corp............................................... 37,138 5,811,354 #Vail Resorts, Inc....................................... 54,886 3,116,427 #*Valassis Communications, Inc............................ 67,600 1,758,952 #Value Line, Inc......................................... 7,363 73,335 *Valuevision Media, Inc. Class A......................... 45,286 101,894 110 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) Viacom, Inc. Class A................................... 10,234 $ 530,838 #Viacom, Inc. Class B................................... 131,900 6,762,513 #Virgin Media, Inc...................................... 22,958 751,645 *Visteon Corp........................................... 52,770 2,327,157 #*Vitacost.com, Inc...................................... 8,179 52,346 *Vitamin Shoppe, Inc.................................... 37,056 2,121,085 *VOXX International Corp................................ 32,737 203,624 Walking Co. Holdings, Inc. (The)....................... 4,714 37,241 Walt Disney Co. (The).................................. 830,524 40,753,813 #*Warnaco Group, Inc. (The).............................. 56,350 3,977,183 #Washington Post Co. Class B (The)...................... 9,693 3,232,712 #Weight Watchers International, Inc..................... 25,675 1,290,169 *Wells-Gardner Electronics Corp......................... 4,482 9,278 #Wendy's Co. (The)...................................... 583,644 2,492,160 *West Marine, Inc....................................... 32,388 334,892 *Wet Seal, Inc. Class A (The)........................... 139,594 399,239 #Weyco Group, Inc....................................... 12,731 298,924 Whirlpool Corp......................................... 76,089 7,432,374 #Wiley (John) & Sons, Inc. Class A...................... 63,695 2,763,089 Williams Controls, Inc................................. 6,849 74,654 #Williams-Sonoma, Inc................................... 76,155 3,520,646 Winmark Corp........................................... 4,123 219,673 *Winnebago Industries, Inc.............................. 47,064 593,006 *WMS Industries, Inc.................................... 76,842 1,262,514 #Wolverine World Wide, Inc.............................. 55,027 2,303,980 #World Wrestling Entertainment, Inc. Class A............ 40,201 325,226 Wyndham Worldwide Corp................................. 180,614 9,102,946 #Wynn Resorts, Ltd...................................... 13,405 1,622,809 Yum! Brands, Inc....................................... 41,894 2,937,188 #*Zagg, Inc.............................................. 30,620 219,852 #*Zale Corp.............................................. 48,457 347,921 #*Zumiez, Inc............................................ 41,911 1,060,767 ------------ Total Consumer Discretionary.............................. 989,945,375 ------------ Consumer Staples -- (5.8%) Alico, Inc............................................. 10,162 318,985 *Alliance One International, Inc........................ 125,358 381,088 Altria Group, Inc...................................... 380,680 12,105,624 Andersons, Inc. (The).................................. 28,465 1,118,105 Archer-Daniels-Midland Co.............................. 329,811 8,852,127 Arden Group, Inc. Class A.............................. 2,456 241,793 Avon Products, Inc..................................... 68,745 1,064,860 #B&G Foods, Inc......................................... 65,915 1,995,247 Beam, Inc.............................................. 152,865 8,493,179 #*Boston Beer Co., Inc. Class A (The).................... 6,776 728,962 *Bridgford Foods Corp................................... 7,329 50,717 Brown-Forman Corp. Class A............................. 20,355 1,245,522 #Brown-Forman Corp. Class B............................. 26,010 1,666,201 Bunge, Ltd............................................. 150,577 10,695,484 #Calavo Growers, Inc.................................... 20,771 490,403 #Cal-Maine Foods, Inc................................... 34,125 1,471,811 #Campbell Soup Co....................................... 45,434 1,602,457 #Casey's General Stores, Inc............................ 62,132 3,202,905 CCA Industries, Inc.................................... 5,962 25,935 #*Central European Distribution Corp..................... 86,014 221,916 *Central Garden & Pet Co................................ 26,310 291,515 *Central Garden & Pet Co. Class A....................... 60,553 682,432 *Chiquita Brands International, Inc..................... 86,616 624,501 Church & Dwight Co., Inc............................... 87,322 4,432,465 Clorox Co. (The)....................................... 18,397 1,330,103 Coca-Cola Bottling Co. Consolidated.................... 10,670 733,456 111 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Staples -- (Continued) Coca-Cola Co. (The)..................................... 439,242 $16,331,018 Coca-Cola Enterprises, Inc.............................. 219,366 6,896,867 #Coffee Holding Co., Inc................................. 5,400 34,668 Colgate-Palmolive Co.................................... 38,688 4,060,692 #ConAgra Foods, Inc...................................... 300,325 8,361,048 *Constellation Brands, Inc. Class A...................... 209,075 7,388,710 *Constellation Brands, Inc. Class B...................... 5,400 191,538 Costco Wholesale Corp................................... 94,939 9,344,846 *Craft Brew Alliance, Inc................................ 22,081 167,374 *Crystal Rock Holdings, Inc.............................. 200 208 #CVS Caremark Corp....................................... 661,528 30,694,899 *Darling International, Inc.............................. 178,317 2,947,580 *Dean Foods Co........................................... 253,821 4,274,346 #Diamond Foods, Inc...................................... 29,698 550,007 #*Dole Food Co., Inc...................................... 129,947 1,636,033 #Dr. Pepper Snapple Group, Inc........................... 82,726 3,544,809 #*Elizabeth Arden, Inc.................................... 45,620 2,152,352 Energizer Holdings, Inc................................. 47,928 3,497,306 Estee Lauder Cos., Inc. Class A (The)................... 37,796 2,328,990 *Farmer Bros. Co......................................... 22,748 221,338 Flowers Foods, Inc...................................... 120,603 2,374,673 Fresh Del Monte Produce, Inc............................ 91,641 2,306,604 #*Fresh Market, Inc. (The)................................ 1,503 85,235 General Mills, Inc...................................... 108,088 4,332,167 Golden Enterprises, Inc................................. 9,888 34,015 #*Green Mountain Coffee Roasters, Inc..................... 28,702 693,440 Griffin Land & Nurseries, Inc........................... 6,027 156,401 #H.J. Heinz Co........................................... 28,103 1,616,204 *Hain Celestial Group, Inc. (The)........................ 66,335 3,834,163 *Harbinger Group, Inc.................................... 8,503 74,401 #Harris Teeter Supermarkets, Inc......................... 74,882 2,804,331 #Herbalife, Ltd.......................................... 44,162 2,267,719 Hershey Co. (The)....................................... 16,300 1,122,255 #Hillshire Brands Co..................................... 40,460 1,052,365 #Hormel Foods Corp....................................... 129,444 3,822,481 *IGI Labratories, Inc.................................... 647 744 Ingles Markets, Inc. Class A............................ 19,663 318,541 #Ingredion, Inc.......................................... 107,338 6,596,993 Inter Parfums, Inc...................................... 44,669 815,656 *Inventure Foods, Inc.................................... 6,219 37,065 J & J Snack Foods Corp.................................. 28,702 1,643,764 J.M. Smucker Co. (The).................................. 102,584 8,785,294 *John B. Sanfilippo & Son, Inc........................... 8,216 138,193 #Kellogg Co.............................................. 30,401 1,590,580 #Kimberly-Clark Corp..................................... 43,048 3,592,356 *Kraft Foods Group, Inc.................................. 291,931 13,277,022 #Kroger Co. (The)........................................ 214,162 5,401,166 #Lancaster Colony Corp................................... 31,161 2,267,898 Lifeway Foods, Inc...................................... 8,037 75,226 #Limoneira Co............................................ 330 7,415 #Lorillard, Inc.......................................... 16,824 1,951,752 *Mannatech, Inc.......................................... 2,000 9,720 McCormick & Co., Inc. Non-Voting........................ 22,414 1,381,151 McCormick & Co., Inc. Voting............................ 3,268 201,015 #Mead Johnson Nutrition Co............................... 24,949 1,538,355 *Medifast, Inc........................................... 23,165 591,171 MGP Ingredients, Inc.................................... 20,250 71,482 #Molson Coors Brewing Co. Class A........................ 1,020 44,472 #Molson Coors Brewing Co. Class B........................ 161,428 6,964,004 Mondelez International, Inc. Class A.................... 875,793 23,243,546 #*Monster Beverage Corp................................... 37,800 1,688,526 112 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) Nash Finch Co.......................................... 17,087 $ 328,583 *National Beverage Corp................................. 50,259 747,351 *Natural Alternatives International, Inc................ 7,028 43,925 Nature's Sunshine Products, Inc........................ 400 6,876 #Nu Skin Enterprises, Inc. Class A...................... 62,985 2,981,080 *Nutraceutical International Corp....................... 13,031 206,672 Oil-Dri Corp. of America............................... 10,212 228,749 *Omega Protein Corp..................................... 28,908 188,191 Orchids Paper Products Co.............................. 5,292 101,553 *Overhill Farms, Inc.................................... 20,281 91,264 *Pantry, Inc. (The)..................................... 35,589 472,088 PepsiCo, Inc........................................... 188,490 13,051,048 Philip Morris International, Inc....................... 147,798 13,088,991 *Physicians Formula Holdings, Inc....................... 15,768 77,106 *Pilgrim's Pride Corp................................... 232,688 1,310,033 *Post Holdings, Inc..................................... 52,862 1,667,796 *Prestige Brands Holdings, Inc.......................... 74,037 1,287,503 #PriceSmart, Inc........................................ 29,831 2,475,675 Procter & Gamble Co. (The)............................. 610,480 42,269,635 *Ralcorp Holdings, Inc.................................. 81,132 5,856,919 Reliv' International, Inc.............................. 8,132 10,490 *Revlon, Inc. Class A................................... 43,675 672,595 Reynolds American, Inc................................. 85,900 3,576,876 Rocky Mountain Chocolate Factory, Inc.................. 12,658 133,036 #Safeway, Inc........................................... 240,783 3,927,171 #Sanderson Farms, Inc................................... 35,016 1,585,875 *Schiff Nutrition International, Inc.................... 30,743 1,040,343 *Seneca Foods Corp. Class A............................. 13,971 399,361 *Seneca Foods Corp. Class B............................. 1,999 56,972 *Smart Balance, Inc..................................... 95,362 1,134,808 #*Smithfield Foods, Inc.................................. 241,341 4,940,250 Snyders-Lance, Inc..................................... 102,988 2,609,716 Spartan Stores, Inc.................................... 34,784 499,498 *Spectrum Brands Holdings, Inc.......................... 81,216 3,694,516 #SUPERVALU, Inc......................................... 313,468 974,885 *Susser Holdings Corp................................... 33,155 1,191,591 #Sysco Corp............................................. 64,489 2,003,673 *Tofutti Brands, Inc.................................... 1,645 2,484 #Tootsie Roll Industries, Inc........................... 57,230 1,525,180 *TreeHouse Foods, Inc................................... 54,763 2,932,559 Tyson Foods, Inc. Class A.............................. 296,508 4,984,299 #*United Natural Foods, Inc.............................. 67,665 3,602,485 United-Guardian, Inc................................... 4,655 82,068 #Universal Corp......................................... 35,612 1,764,931 #*USANA Health Sciences, Inc............................. 22,158 955,896 #Vector Group, Ltd...................................... 75,767 1,247,125 Village Super Market, Inc. Class A..................... 10,710 392,736 Walgreen Co............................................ 250,669 8,831,069 #Wal-Mart Stores, Inc................................... 387,774 29,090,805 WD-40 Co............................................... 21,425 1,025,400 Weis Markets, Inc...................................... 40,839 1,680,933 #Whole Foods Market, Inc................................ 55,822 5,288,018 ------------ Total Consumer Staples.................................... 455,840,665 ------------ Energy -- (9.7%) #*Abraxas Petroleum Corp................................. 37,774 78,192 Adams Resources & Energy, Inc.......................... 6,454 196,331 Alon USA Energy, Inc................................... 61,134 802,689 #*Alpha Natural Resources, Inc........................... 85,657 734,080 Anadarko Petroleum Corp................................ 243,678 16,767,483 #Apache Corp............................................ 188,754 15,619,394 113 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Energy -- (Continued) #*Approach Resources, Inc.............................. 49,529 $ 1,219,899 #Arch Coal, Inc....................................... 126,752 1,008,946 *Atwood Oceanics, Inc................................. 103,478 4,946,248 Baker Hughes, Inc.................................... 208,457 8,748,940 *Barnwell Industries, Inc............................. 10,714 35,785 #*Basic Energy Services, Inc........................... 61,773 641,821 #Berry Petroleum Co. Class A.......................... 76,632 2,951,098 #*Bill Barrett Corp.................................... 76,460 1,751,699 *BioFuel Energy Corp.................................. 586 3,469 *Black Ridge Oil and Gas, Inc......................... 3,728 1,678 Bolt Technology Corp................................. 13,925 200,520 *BPZ Resources, Inc................................... 169,640 488,563 Bristow Group, Inc................................... 55,260 2,758,579 #*C&J Energy Services, Inc............................. 45,285 877,623 #Cabot Oil & Gas Corp................................. 130,470 6,129,481 #*Cal Dive International, Inc.......................... 136,372 171,829 *Callon Petroleum Co.................................. 57,016 326,132 *Cameron International Corp........................... 107,036 5,420,303 #CARBO Ceramics, Inc.................................. 20,496 1,515,679 *Carrizo Oil & Gas, Inc............................... 60,981 1,635,510 #*Cheniere Energy, Inc................................. 109,205 1,757,108 #Chesapeake Energy Corp............................... 320,594 6,495,234 Chevron Corp......................................... 1,020,634 112,484,073 Cimarex Energy Co.................................... 57,700 3,299,286 *Clayton Williams Energy, Inc......................... 18,098 766,450 #*Clean Energy Fuels Corp.............................. 130,552 1,494,820 *Cloud Peak Energy, Inc............................... 92,864 1,959,430 #*Cobalt International Energy, Inc..................... 30,619 637,181 *Comstock Resources, Inc.............................. 75,593 1,294,152 #*Concho Resources, Inc................................ 53,496 4,607,076 ConocoPhillips....................................... 632,838 36,609,678 #CONSOL Energy, Inc................................... 54,115 1,902,683 *Contango Oil & Gas Co................................ 23,211 1,141,053 #*Continental Resources, Inc........................... 8,245 592,486 *Crimson Exploration, Inc............................. 68,146 246,689 Crosstex Energy, Inc................................. 90,682 1,240,530 *Dawson Geophysical Co................................ 11,888 284,004 Delek US Holdings, Inc............................... 56,001 1,442,026 *Denbury Resources, Inc............................... 368,963 5,656,203 Devon Energy Corp.................................... 192,354 11,196,926 DHT Holdings, Inc.................................... 7,970 33,633 #Diamond Offshore Drilling, Inc....................... 75,303 5,213,980 *Double Eagle Petroleum Co............................ 13,728 68,777 #*Dresser-Rand Group, Inc.............................. 58,960 3,038,209 #*Dril-Quip, Inc....................................... 37,950 2,628,417 *Emerald Oil, Inc..................................... 533 2,876 #*Endeavour International Corp......................... 58,683 426,039 Energen Corp......................................... 26,868 1,253,392 Energy XXI (Bermuda), Ltd............................ 104,840 3,470,204 *ENGlobal Corp........................................ 27,850 11,424 EOG Resources, Inc................................... 129,393 15,072,991 *EPL Oil & Gas, Inc................................... 60,182 1,302,338 #EQT Corp............................................. 31,401 1,903,843 *Evolution Petroleum Corp............................. 23,938 196,292 #EXCO Resources, Inc.................................. 257,181 2,083,166 #*Exterran Holdings, Inc............................... 102,740 2,052,745 Exxon Mobil Corp..................................... 1,268,253 115,626,626 *FieldPoint Petroleum Corp............................ 9,928 41,896 *FMC Technologies, Inc................................ 46,376 1,896,778 *Forbes Energy Services, Ltd.......................... 1,485 4,247 *Forest Oil Corp...................................... 123,793 938,351 114 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) *FX Energy, Inc.......................................... 36,545 $ 176,512 *Gasco Energy, Inc....................................... 4,100 574 *Geokinetics, Inc........................................ 14,366 3,448 *Geospace Technologies Corp.............................. 17,164 1,111,026 *Gevo, Inc............................................... 8,138 16,439 *Global Geophysical Services, Inc........................ 58,034 268,117 #*GMX Resources, Inc...................................... 65,061 31,737 #*Green Plains Renewable Energy, Inc...................... 50,430 389,824 Gulf Island Fabrication, Inc............................ 21,994 521,918 *Gulfmark Offshore, Inc. Class A......................... 39,453 1,275,121 #*Gulfport Energy Corp.................................... 86,242 2,861,510 #*Halcon Resources Corp................................... 73,294 474,212 Halliburton Co.......................................... 117,429 3,791,782 #*Harvest Natural Resources, Inc.......................... 65,844 574,818 #*Heckmann Corp........................................... 232,363 813,270 *Helix Energy Solutions Group, Inc....................... 164,721 2,848,026 Helmerich & Payne, Inc.................................. 86,569 4,137,998 *Hercules Offshore, Inc.................................. 233,963 1,113,664 Hess Corp............................................... 149,217 7,798,080 .*HKN, Inc................................................ 11,151 21,967 HollyFrontier Corp...................................... 243,819 9,418,728 *Hornbeck Offshore Services, Inc......................... 57,313 1,985,322 #*ION Geophysical Corp.................................... 258,401 1,669,270 #*James River Coal Co..................................... 39,677 198,782 *Key Energy Services, Inc................................ 215,011 1,406,172 Kinder Morgan, Inc...................................... 62,092 2,155,213 *Kodiak Oil & Gas Corp................................... 308,960 2,854,790 *Lone Pine Resources, Inc................................ 39,821 59,732 #*Lucas Energy, Inc....................................... 22,519 38,282 #Lufkin Industries, Inc.................................. 35,780 1,789,358 #*Magnum Hunter Resources Corp............................ 187,072 714,615 Marathon Oil Corp....................................... 348,199 10,466,862 Marathon Petroleum Corp................................. 188,287 10,342,605 *Matrix Service Co....................................... 40,857 428,590 *McDermott International, Inc............................ 275,025 2,945,518 #*McMoran Exploration Co.................................. 174,539 2,082,250 #*Mexco Energy Corp....................................... 2,059 12,148 *Mitcham Industries, Inc................................. 18,174 246,258 Murphy Oil Corp......................................... 188,030 11,281,800 *Nabors Industries, Ltd.................................. 260,495 3,514,078 National Oilwell Varco, Inc............................. 213,355 15,724,264 *Natural Gas Services Group, Inc......................... 18,507 293,521 *Newfield Exploration Co................................. 93,305 2,530,432 #*Newpark Resources, Inc.................................. 136,853 929,232 Noble Corp.............................................. 254,304 9,597,433 Noble Energy, Inc....................................... 80,838 7,680,418 #Nordic American Tankers, Ltd............................ 9,013 75,709 #*Northern Oil & Gas, Inc................................. 91,459 1,386,518 #*Oasis Petroleum, Inc.................................... 23,182 680,855 Occidental Petroleum Corp............................... 382,913 30,234,810 Oceaneering International, Inc.......................... 55,284 2,893,012 *Oil States International, Inc........................... 77,121 5,637,545 #Overseas Shipholding Group, Inc......................... 43,852 49,114 Panhandle Oil & Gas, Inc. Class A....................... 11,937 323,254 *Parker Drilling Co...................................... 172,930 748,787 #Patterson-UTI Energy, Inc............................... 226,615 3,666,631 *PDC Energy, Inc......................................... 36,877 1,116,267 #Peabody Energy Corp..................................... 49,075 1,369,192 Penn Virginia Corp...................................... 69,920 316,038 *PetroQuest Energy, Inc.................................. 97,015 591,792 *PHI, Inc. Non-Voting.................................... 17,862 558,902 115 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) #*PHI, Inc. Voting....................................... 2,686 $ 80,446 Phillips 66............................................ 316,419 14,922,320 *Pioneer Energy Services Corp........................... 89,328 589,565 Pioneer Natural Resources Co........................... 92,820 9,806,433 *Plains Exploration & Production Co..................... 192,608 6,868,401 *PostRock Energy Corp................................... 1,400 2,296 *Pyramid Oil Co......................................... 3,900 16,107 QEP Resources, Inc..................................... 141,372 4,099,788 #*Quicksilver Resources, Inc............................. 199,927 773,717 Range Resources Corp................................... 72,807 4,758,666 *Rentech, Inc........................................... 82,489 212,822 *REX American Resources Corp............................ 19,000 334,590 #*Rex Energy Corp........................................ 81,525 1,079,391 *RigNet, Inc............................................ 1,854 34,429 #*Rosetta Resources, Inc................................. 63,914 2,942,601 *Rowan Cos. P.L.C. Class A.............................. 141,858 4,498,317 #*Royale Energy, Inc..................................... 3,300 9,306 #RPC, Inc............................................... 237,456 2,721,246 #*SandRidge Energy, Inc.................................. 741,991 4,615,184 Schlumberger, Ltd...................................... 196,168 13,639,561 *SEACOR Holdings, Inc................................... 32,556 2,855,487 *SemGroup Corp. Class A................................. 31,765 1,227,400 #Ship Finance International, Ltd........................ 121,730 1,872,207 SM Energy Co........................................... 78,561 4,236,009 *Southwestern Energy Co................................. 102,786 3,566,674 #Spectra Energy Corp.................................... 79,090 2,283,328 *Steel Excel, Inc....................................... 15,552 381,024 *Stone Energy Corp...................................... 71,727 1,692,040 *Superior Energy Services, Inc.......................... 217,569 4,423,178 *Swift Energy Co........................................ 62,421 1,043,055 *Synergy Resources Corp................................. 3,792 16,116 #Targa Resources Corp................................... 3,594 183,042 Teekay Corp............................................ 112,553 3,445,247 *Tesco Corp............................................. 40,371 355,669 Tesoro Corp............................................ 217,506 8,202,151 *TETRA Technologies, Inc................................ 105,685 565,415 *TGC Industries, Inc.................................... 29,081 214,036 #Tidewater, Inc......................................... 77,728 3,692,857 Transocean, Ltd........................................ 153,708 7,022,919 *Triangle Petroleum Corp................................ 65,553 418,884 #*Ultra Petroleum Corp................................... 86,132 1,964,671 *Union Drilling, Inc.................................... 32,882 213,404 #*Unit Corp.............................................. 73,362 2,960,157 #*Uranium Energy Corp.................................... 9,461 22,328 #*USEC, Inc.............................................. 144,568 97,656 *VAALCO Energy, Inc..................................... 89,378 730,218 Valero Energy Corp..................................... 327,949 9,543,316 *Verenium Corp.......................................... 600 1,476 #W&T Offshore, Inc...................................... 110,525 1,873,399 *Warren Resources, Inc.................................. 107,751 307,090 *Weatherford International, Ltd......................... 563,868 6,371,708 #Western Refining, Inc.................................. 142,551 3,545,243 *Westmoreland Coal Co................................... 9,348 96,097 *Whiting Petroleum Corp................................. 96,330 4,047,787 *Willbros Group, Inc.................................... 76,246 389,617 Williams Cos., Inc. (The).............................. 198,070 6,930,469 #World Fuel Services Corp............................... 90,625 3,144,688 #*WPX Energy, Inc........................................ 22,381 379,134 #*ZaZa Energy Corp....................................... 5,347 7,753 #*Zion Oil & Gas, Inc.................................... 29,867 56,449 ------------ Total Energy.............................................. 768,034,009 ------------ 116 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (17.2%) *1st Constitution Bancorp.............................. 3,045 $ 27,283 1st Source Corp....................................... 36,425 808,999 *1st United Bancorp, Inc............................... 39,952 240,112 Access National Corp.................................. 11,632 153,426 ACE, Ltd.............................................. 168,226 13,230,975 #*Affiliated Managers Group, Inc........................ 43,142 5,457,463 #Aflac, Inc............................................ 235,879 11,742,057 *Alexander & Baldwin, Inc.............................. 65,748 1,902,090 #*Allegheny Corp........................................ 17,191 5,975,592 Alliance Bancorp, Inc. of Pennsylvania................ 4,908 60,884 Alliance Financial Corp............................... 6,323 286,305 Allied World Assurance Co. Holdings AG................ 62,835 5,045,650 Allstate Corp. (The).................................. 247,324 9,888,014 Alterra Capital Holdings, Ltd......................... 157,358 3,844,256 *Altisource Portfolio Solutions SA..................... 19,775 2,244,462 Ameriana Bancorp...................................... 898 5,936 *American Capital, Ltd................................. 518,772 6,116,322 #American Equity Investment Life Holding Co............ 96,442 1,110,047 American Express Co................................... 144,663 8,096,788 American Financial Group, Inc......................... 153,781 5,966,703 *American Independence Corp............................ 5,200 25,896 *American International Group, Inc..................... 280,587 9,800,904 American National Bankshares, Inc..................... 8,116 170,355 American National Insurance Co........................ 32,156 2,349,317 *American River Bankshares............................. 7,316 53,992 *American Safety Insurance Holdings, Ltd............... 15,587 262,797 *American Spectrum Realty, Inc......................... 1,280 4,813 #Ameriprise Financial, Inc............................. 219,392 12,805,911 *Ameris Bancorp........................................ 33,958 362,332 *AMERISAFE, Inc........................................ 27,973 734,291 *AmeriServ Financial, Inc.............................. 18,864 55,272 #AmTrust Financial Services, Inc....................... 100,401 2,429,704 *Anchor Bancorp Wisconsin, Inc......................... 8,394 3,106 Aon P.L.C............................................. 154,392 8,329,448 *Arch Capital Group, Ltd............................... 139,974 6,179,852 Argo Group International Holdings, Ltd................ 44,729 1,538,678 #Arrow Financial Corp.................................. 18,375 448,350 Aspen Insurance Holdings, Ltd......................... 111,234 3,598,420 Associated Banc-Corp.................................. 272,784 3,516,186 #Assurant, Inc......................................... 137,241 5,189,082 Assured Guaranty, Ltd................................. 283,733 3,941,051 #Astoria Financial Corp................................ 148,506 1,489,515 Atlantic American Corp................................ 11,687 34,126 *Atlantic Coast Financial Corp......................... 1,723 3,455 Auburn National Bancorporation, Inc................... 1,955 45,024 *AV Homes, Inc......................................... 16,627 244,417 Axis Capital Holdings, Ltd............................ 141,093 5,110,388 #Baldwin & Lyons, Inc. Class A......................... 2,126 50,386 Baldwin & Lyons, Inc. Class B......................... 15,999 389,576 Bancfirst Corp........................................ 29,967 1,317,349 Bancorp of New Jersey, Inc............................ 200 2,156 *Bancorp, Inc. (The)................................... 48,665 553,321 #BancorpSouth, Inc..................................... 152,910 2,163,676 *BancTrust Financial Group, Inc........................ 15,187 43,131 Bank Mutual Corp...................................... 65,147 293,813 Bank of America Corp.................................. 5,244,183 48,875,786 Bank of Commerce Holdings............................. 8,161 37,377 #Bank of Hawaii Corp................................... 60,275 2,661,744 Bank of Kentucky Financial Corp....................... 5,476 137,667 Bank of New York Mellon Corp. (The)................... 588,370 14,538,623 #Bank of the Ozarks, Inc............................... 53,110 1,738,821 117 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) BankFinancial Corp.................................... 27,930 $ 224,278 BankUnited, Inc....................................... 55,954 1,326,669 Banner Corp........................................... 30,476 883,499 Bar Harbor Bankshares................................. 5,080 180,137 BB&T Corp............................................. 356,556 10,322,296 *BBCN Bancorp, Inc..................................... 118,649 1,415,483 *BBX Capital Corp. Class A............................. 2,975 19,456 #BCB Bancorp, Inc...................................... 9,933 100,025 *BCSB Bancorp, Inc..................................... 1,647 22,992 *Beneficial Mutual Bancorp, Inc........................ 112,760 1,068,965 *Berkshire Bancorp, Inc................................ 3,850 32,032 *Berkshire Hathaway, Inc. Class B...................... 231,623 20,000,646 Berkshire Hills Bancorp, Inc.......................... 37,527 881,130 #BGC Partners, Inc. Class A............................ 25,624 119,920 BlackRock, Inc........................................ 63,487 12,042,214 *BofI Holding, Inc..................................... 16,884 474,778 BOK Financial Corp.................................... 90,708 5,320,024 Boston Private Financial Holdings, Inc................ 128,716 1,186,762 Bridge Bancorp, Inc................................... 6,184 123,680 *Bridge Capital Holdings............................... 11,048 165,168 Brookline Bancorp, Inc................................ 110,906 940,483 Brown & Brown, Inc.................................... 227,391 5,809,840 Bryn Mawr Bank Corp................................... 20,066 454,294 #C&F Financial Corp.................................... 2,201 86,389 Calamos Asset Management, Inc. Class A................ 29,331 316,775 #California First National Bancorp..................... 8,102 148,024 *Camco Financial Corp.................................. 4,832 8,939 Camden National Corp.................................. 11,318 394,998 *Cape Bancorp, Inc..................................... 6,875 60,912 *Capital Bank Financial Corp. Class A.................. 3,548 62,196 #*Capital City Bank Group, Inc.......................... 22,959 233,034 Capital One Financial Corp............................ 279,908 16,842,064 Capital Properties, Inc. Class A...................... 700 6,475 .Capital Properties, Inc. Class B...................... 700 -- #Capital Southwest Corp................................ 4,875 525,281 CapitalSource, Inc.................................... 467,159 3,695,228 Capitol Federal Financial, Inc........................ 248,364 2,958,015 Cardinal Financial Corp............................... 47,311 755,557 #*Carolina Bank Holdings, Inc........................... 1,200 9,288 *Carrollton Bancorp.................................... 1,139 6,378 #Cash America International, Inc....................... 44,879 1,754,320 Cathay General Bancorp................................ 128,152 2,267,009 #CBOE Holdings, Inc.................................... 7,062 208,258 *CBRE Group, Inc. Class A.............................. 48,551 874,889 #Center Bancorp, Inc................................... 21,998 250,557 Centerstate Banks, Inc................................ 40,803 353,762 Central Bancorp, Inc.................................. 705 22,017 *Central Pacific Financial Corp........................ 10,854 155,972 Century Bancorp, Inc. Class A......................... 3,952 129,270 CFS Bancorp, Inc...................................... 2,552 14,674 Charles Schwab Corp. (The)............................ 195,234 2,651,278 #Charter Financial Corp................................ 3,253 31,782 Chemical Financial Corp............................... 41,871 984,806 *Chicopee Bancorp, Inc................................. 7,105 106,504 #Chubb Corp. (The)..................................... 143,004 11,008,448 Cincinnati Financial Corp............................. 167,936 6,690,570 *CIT Group, Inc........................................ 208,002 7,741,834 Citigroup, Inc........................................ 1,250,596 46,759,784 *Citizens Community Bancorp, Inc....................... 5,940 33,026 Citizens Holding Co................................... 2,412 45,153 *Citizens Republic Bancorp, Inc........................ 695 12,607 118 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #*Citizens, Inc............................................ 72,036 $ 734,047 #City Holding Co.......................................... 22,661 795,854 #City National Corp....................................... 83,492 4,266,441 CKX Lands, Inc........................................... 2,161 29,260 #Clifton Savings Bancorp, Inc............................. 35,727 395,141 CME Group, Inc........................................... 158,780 8,880,565 CNA Financial Corp....................................... 246,641 7,246,313 CNB Financial Corp....................................... 12,743 218,925 CNO Financial Group, Inc................................. 360,876 3,457,192 CoBiz Financial, Inc..................................... 58,542 417,404 Codorus Valley Bancorp, Inc.............................. 2,981 45,609 #Cohen & Steers, Inc...................................... 29,582 828,000 #*Colonial Financial Services, Inc......................... 2,537 33,742 *Colony Bankcorp, Inc..................................... 3,512 12,819 Columbia Banking System, Inc............................. 61,410 1,087,571 #Comerica, Inc............................................ 199,974 5,961,225 #Commerce Bancshares, Inc................................. 138,220 5,263,418 Commercial National Financial Corp....................... 2,306 48,541 #Community Bank System, Inc............................... 69,471 1,916,705 *Community Bankers Trust Corp............................. 1,268 3,538 Community Trust Bancorp, Inc............................. 23,707 804,141 *Community West Bancshares................................ 3,113 8,623 #*CompuCredit Holdings Corp................................ 36,049 138,068 Consolidated-Tokoma Land Co.............................. 7,914 259,737 *Consumer Portfolio Services, Inc......................... 12,586 54,246 *Cowen Group, Inc. Class A................................ 118,366 300,650 Crawford & Co. Class A................................... 36,643 159,763 Crawford & Co. Class B................................... 35,292 194,459 *Credit Acceptance Corp................................... 27,120 2,214,348 #Cullen/Frost Bankers, Inc................................ 97,163 5,373,114 CVB Financial Corp....................................... 158,083 1,710,458 *DFC Global Corp.......................................... 65,826 1,109,168 Diamond Hill Investment Group, Inc....................... 2,604 200,456 Dime Community Bancshares, Inc........................... 55,119 799,226 Discover Financial Services.............................. 238,701 9,786,741 Donegal Group, Inc. Class A.............................. 29,735 385,366 Donegal Group, Inc. Class B.............................. 5,678 102,346 *Doral Financial Corp..................................... 6,793 6,453 Duff & Phelps Corp....................................... 61,578 765,415 *E*Trade Financial Corp................................... 442,854 3,702,259 Eagle Bancorp Montana, Inc............................... 751 8,073 #East West Bancorp, Inc................................... 228,039 4,854,950 Eastern Insurance Holdings, Inc.......................... 10,923 183,725 *Eastern Virginia Bankshares, Inc......................... 2,788 14,275 #Eaton Vance Corp......................................... 42,432 1,194,036 ECB Bancorp, Inc......................................... 1,850 27,140 *eHealth, Inc............................................. 31,894 692,100 EMC Insurance Group, Inc................................. 18,772 420,117 Employers Holdings, Inc.................................. 53,620 978,565 Endurance Specialty Holdings, Ltd........................ 72,303 2,931,887 *Enstar Group, Ltd........................................ 20,234 2,023,400 #Enterprise Bancorp, Inc.................................. 8,838 150,865 Enterprise Financial Services Corp....................... 24,468 342,552 Epoch Holding Corp....................................... 13,833 303,219 Erie Indemnity Co. Class A............................... 44,280 2,755,102 ESB Financial Corp....................................... 17,450 235,400 ESSA Bancorp, Inc........................................ 21,343 215,137 Evans Bancorp, Inc....................................... 2,684 43,347 Evercore Partners, Inc. Class A.......................... 41,034 1,144,849 Everest Re Group, Ltd.................................... 53,612 5,953,613 *EZCORP, Inc. Class A..................................... 68,341 1,343,584 119 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *Farmers Capital Bank Corp............................... 6,545 $ 78,147 FBL Financial Group, Inc. Class A....................... 44,583 1,521,618 #Federal Agricultural Mortgage Corp. Class A............. 1,506 34,924 Federal Agricultural Mortgage Corp. Class C............. 13,567 382,182 #Federated Investors, Inc. Class B....................... 40,892 950,330 *Federated National Holding Co........................... 6,646 41,538 Fidelity Bancorp, Inc................................... 2,075 45,837 Fidelity National Financial, Inc. Class A............... 327,791 7,018,005 Fidelity Southern Corp.................................. 9,588 93,866 Fifth Third Bancorp..................................... 879,386 12,777,479 Financial Institutions, Inc............................. 19,507 371,413 *First Acceptance Corp................................... 34,466 41,704 #First Advantage Bancorp................................. 3,449 44,940 First American Financial Corp........................... 157,357 3,579,872 *First BanCorp........................................... 29,610 125,546 First Bancorp........................................... 22,920 239,514 First Bancorp of Indiana, Inc........................... 700 7,791 First Bancorp, Inc...................................... 12,744 210,021 *First Bancshares, Inc................................... 569 3,201 #First Bancshares, Inc. (The)............................ 588 6,174 First Busey Corp........................................ 130,691 616,862 #First Business Financial Services, Inc.................. 2,063 50,832 *First California Financial Group, Inc................... 34,112 230,256 #*First Cash Financial Services, Inc...................... 38,835 1,734,371 First Citizens BancShares, Inc. Class A................. 12,723 2,147,006 First Commonwealth Financial Corp....................... 167,614 1,097,872 First Community Bancshares, Inc......................... 25,196 377,436 First Defiance Financial Corp........................... 12,361 218,790 *First Federal Bancshares of Arkansas, Inc............... 5,920 59,496 *First Federal of Northern Michigan Bancorp, Inc......... 1,458 6,882 First Financial Bancorp................................. 84,140 1,320,998 #First Financial Bankshares, Inc......................... 47,829 1,732,845 First Financial Corp.................................... 19,980 611,188 First Financial Holdings, Inc........................... 24,197 341,178 *First Financial Northwest, Inc.......................... 21,460 169,534 *First Financial Service Corp............................ 1,956 5,183 #First Horizon National Corp............................. 394,828 3,675,849 First Interstate BancSystem, Inc........................ 18,158 272,915 First M&F Corp.......................................... 7,764 65,606 *First Marblehead Corp. (The)............................ 115,568 108,634 First Merchants Corp.................................... 44,975 661,582 First Midwest Bancorp, Inc.............................. 116,385 1,439,682 First Niagara Financial Group, Inc...................... 529,822 4,386,926 #First Pactrust Bancorp, Inc............................. 13,544 159,277 *First Place Financial Corp.............................. 23,310 1,608 #First Republic Bank..................................... 17,179 590,099 *First South Bancorp, Inc................................ 10,177 54,956 #*First United Corp....................................... 5,415 37,364 First West Virginia Bancorp............................. 724 12,058 Firstbank Corp.......................................... 6,355 70,540 *FirstCity Financial Corp................................ 9,660 78,149 #FirstMerit Corp......................................... 167,013 2,314,800 Flagstone Reinsurance Holdings SA....................... 103,731 916,982 Flushing Financial Corp................................. 47,911 745,016 #FNB Corp................................................ 225,724 2,422,019 #*FNB United Corp......................................... 122 1,460 *Forest City Enterprises, Inc. Class A................... 239,607 3,845,692 *Forest City Enterprises, Inc. Class B................... 13,338 212,608 *Forestar Group, Inc..................................... 51,018 816,798 *Fortegra Financial Corp................................. 154 1,368 Fox Chase Bancorp, Inc.................................. 26,803 417,055 120 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *Franklin Financial Corp................................. 1,219 $ 21,003 Franklin Resources, Inc................................. 24,551 3,137,618 #Fulton Financial Corp................................... 311,552 3,028,285 FXCM, Inc............................................... 9,532 85,788 GAINSCO, Inc............................................ 1,100 18,755 Gallagher (Arthur J.) & Co.............................. 93,055 3,297,869 GAMCO Investors, Inc. Class A........................... 8,812 431,788 *Genworth Financial, Inc. Class A........................ 505,938 3,015,390 #German American Bancorp, Inc............................ 17,865 402,856 GFI Group, Inc.......................................... 170,607 539,118 #Glacier Bancorp, Inc.................................... 107,665 1,561,142 *Gleacher & Co., Inc..................................... 83,655 58,558 *Global Indemnity P.L.C.................................. 25,376 562,840 Goldman Sachs Group, Inc. (The)......................... 225,842 27,640,802 Gouverneur Bancorp, Inc................................. 600 5,550 Great Southern Bancorp, Inc............................. 20,164 572,053 #*Green Dot Corp. Class A................................ 1,960 19,972 #Greenhill & Co., Inc.................................... 23,088 1,101,759 *Greenlight Capital Re, Ltd. Class A..................... 46,828 1,196,455 *Guaranty Bancorp........................................ 29,373 53,753 #*Guaranty Federal Bancshares, Inc........................ 1,840 13,064 *Hallmark Financial Services, Inc........................ 25,277 192,864 Hampden Bancorp, Inc.................................... 4,784 61,953 *Hampton Roads Bankshares, Inc........................... 912 1,104 #Hancock Holding Co...................................... 136,336 4,306,854 *Hanmi Financial Corp.................................... 50,996 632,860 Hanover Insurance Group, Inc. (The)..................... 68,532 2,474,691 #Harleysville Savings Financial Corp..................... 3,569 60,637 *Harris & Harris Group, Inc.............................. 39,920 136,926 Hartford Financial Services Group, Inc.................. 453,562 9,846,831 Hawthorn Bancshares, Inc................................ 2,582 22,592 HCC Insurance Holdings, Inc............................. 159,955 5,700,796 Heartland Financial USA, Inc............................ 25,200 723,240 *Heritage Commerce Corp.................................. 35,991 237,181 Heritage Financial Corp................................. 21,783 301,259 Heritage Financial Group, Inc........................... 9,512 127,271 HF Financial Corp....................................... 5,606 71,645 *HFF, Inc. Class A....................................... 52,621 733,011 *Hilltop Holdings, Inc................................... 86,753 1,178,973 #Hingham Institution for Savings......................... 1,548 105,187 #*HMN Financial, Inc...................................... 2,615 8,734 *Home Bancorp, Inc....................................... 8,770 165,841 Home BancShares, Inc.................................... 43,995 1,523,987 Home Federal Bancorp, Inc............................... 22,353 255,271 #Homeowners Choice, Inc.................................. 15,118 335,620 HopFed Bancorp, Inc..................................... 3,213 25,222 Horace Mann Educators Corp.............................. 61,432 1,180,109 #Horizon Bancorp......................................... 3,189 92,481 *Howard Hughes Corp. (The)............................... 32,396 2,267,720 Hudson City Bancorp, Inc................................ 798,053 6,771,480 Hudson Valley Holding Corp.............................. 25,014 402,976 Huntington Bancshares, Inc.............................. 875,926 5,597,167 IBERIABANK Corp......................................... 46,076 2,294,124 *ICG Group, Inc.......................................... 60,300 631,944 *Imperial Holdings, Inc.................................. 1,191 4,192 Independence Holding Co................................. 18,425 161,034 #Independent Bank Corp. (453836108)...................... 30,402 897,163 #*Independent Bank Corp. (453838609)...................... 8,213 28,253 Infinity Property & Casualty Corp....................... 19,978 1,140,944 Interactive Brokers Group, Inc. Class A................. 68,802 980,428 *IntercontinentalExchange, Inc........................... 47,289 6,194,859 121 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) *InterGroup Corp. (The)................................ 677 $ 15,023 International Bancshares Corp......................... 105,082 1,907,238 *Intervest Bancshares Corp. Class A.................... 23,302 96,703 #*INTL. FCStone, Inc.................................... 27,478 509,167 Invesco, Ltd.......................................... 451,532 10,981,258 *Investment Technology Group, Inc...................... 51,038 430,761 #*Investors Bancorp, Inc................................ 194,062 3,491,175 *Investors Capital Holdings, Ltd....................... 5,019 18,370 #Investors Title Co.................................... 2,281 149,634 *Jacksonville Bancorp, Inc............................. 448 381 Janus Capital Group, Inc.............................. 292,266 2,484,261 Jefferies Group, Inc.................................. 308,067 4,386,874 *Jefferson Bancshares, Inc............................. 2,704 8,004 JMP Group, Inc........................................ 30,003 166,217 Jones Lang LaSalle, Inc............................... 67,375 5,237,732 JPMorgan Chase & Co................................... 1,897,065 79,069,669 Kaiser Federal Financial Group, Inc................... 10,888 168,002 #KBW, Inc.............................................. 51,692 839,995 Kearny Financial Corp................................. 96,018 907,370 Kemper Corp........................................... 91,703 2,842,793 Kennedy-Wilson Holdings, Inc.......................... 42,705 606,411 #Kentucky First Federal Bancorp........................ 3,283 26,921 KeyCorp............................................... 979,536 8,247,693 #*Knight Capital Group, Inc. Class A.................... 150,240 395,131 Lake Shore Bancorp, Inc............................... 449 4,706 Lakeland Bancorp, Inc................................. 48,179 478,417 Lakeland Financial Corp............................... 24,799 661,885 Landmark Bancorp, Inc................................. 2,198 45,059 Lazard, Ltd. Class A.................................. 4,383 129,123 Legg Mason, Inc....................................... 222,398 5,666,701 *Leucadia National Corp................................ 240,263 5,453,970 #Life Partners Holdings, Inc........................... 19,377 49,218 Lincoln National Corp................................. 292,817 7,258,933 LNB Bancorp, Inc...................................... 13,999 83,574 Loews Corp............................................ 183,672 7,765,652 #*Louisiana Bancorp, Inc................................ 3,600 58,932 LPL Financial Holdings, Inc........................... 58,284 1,701,893 *LSB Financial Corp.................................... 837 16,531 #M&T Bank Corp......................................... 123,165 12,821,476 #*Macatawa Bank Corp.................................... 39,247 121,273 #*Magyar Bancorp, Inc................................... 2,122 10,270 Maiden Holdings, Ltd.................................. 101,934 861,342 MainSource Financial Group, Inc....................... 29,471 368,977 #*Malvern Bancorp, Inc.................................. 694 7,460 #*Markel Corp........................................... 12,912 6,093,689 MarketAxess Holdings, Inc............................. 43,188 1,349,193 Marlin Business Services Corp......................... 18,895 426,838 Marsh & McLennan Cos., Inc............................ 132,000 4,491,960 *Maui Land & Pineapple Co., Inc........................ 7,073 15,561 #Mayflower Bancorp, Inc................................ 768 6,935 MB Financial, Inc..................................... 86,447 1,751,416 #*MBIA, Inc............................................. 370,356 3,666,524 #*MBT Financial Corp.................................... 12,903 37,161 MCG Capital Corp...................................... 113,797 530,294 Meadowbrook Insurance Group, Inc...................... 75,195 422,596 Medallion Financial Corp.............................. 33,230 415,707 *Mercantile Bank Corp.................................. 10,417 172,193 Merchants Bancshares, Inc............................. 9,216 269,844 #Mercury General Corp.................................. 84,897 3,440,875 *Meridian Interstate Bancorp, Inc...................... 27,211 459,594 #Meta Financial Group, Inc............................. 3,022 71,803 122 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) MetLife, Inc............................................ 512,756 $18,197,710 *Metro Bancorp, Inc...................................... 20,331 263,896 *MetroCorp Bancshares, Inc............................... 11,058 112,128 *MGIC Investment Corp.................................... 277,958 478,088 MicroFinancial, Inc..................................... 16,382 129,090 Mid Penn Bancorp, Inc................................... 1,624 16,565 #MidSouth Bancorp, Inc................................... 12,123 187,906 MidWestOne Financial Group, Inc......................... 7,672 154,974 Montpelier Re Holdings, Ltd............................. 100,596 2,300,631 Moody's Corp............................................ 48,188 2,320,734 Morgan Stanley.......................................... 726,790 12,631,610 #MSB Financial Corp...................................... 1,360 8,595 #*MSCI, Inc............................................... 53,083 1,430,056 MutualFirst Financial, Inc.............................. 6,697 81,436 #NASDAQ OMX Group, Inc. (The)............................ 259,253 6,172,814 *National Financial Partners Corp........................ 59,940 1,099,899 National Interstate Corp................................ 27,018 701,117 National Penn Bancshares, Inc........................... 243,085 2,170,749 National Security Group, Inc............................ 977 8,177 National Western Life Insurance Co. Class A............. 3,479 488,347 Naugatuck Valley Financial Corp......................... 2,250 16,718 *Navigators Group, Inc. (The)............................ 30,043 1,594,682 NBT Bancorp, Inc........................................ 65,158 1,385,911 Nelnet, Inc. Class A.................................... 52,741 1,287,408 #*Netspend Holdings, Inc.................................. 39,251 420,378 *New Century Bancorp, Inc................................ 2,277 12,182 New England Bancshares, Inc............................. 4,584 66,147 New Hampshire Thrift Bancshares, Inc.................... 5,906 77,841 #New York Community Bancorp, Inc......................... 446,788 6,192,482 *NewBridge Bancorp....................................... 16,536 71,270 *Newport Bancorp, Inc.................................... 2,670 44,602 *NewStar Financial, Inc.................................. 72,656 908,200 Nicholas Financial, Inc................................. 8,516 110,793 *North Valley Bancorp.................................... 1,037 14,435 Northeast Bancorp....................................... 301 2,869 Northeast Community Bancorp, Inc........................ 10,493 56,872 Northern Trust Corp..................................... 162,259 7,752,735 #Northfield Bancorp, Inc................................. 57,492 933,670 Northrim Bancorp, Inc................................... 8,061 181,614 Northway Financial, Inc................................. 2,251 27,642 #Northwest Bancshares, Inc............................... 157,095 1,869,430 Norwood Financial Corp.................................. 2,066 65,596 NYSE Euronext........................................... 260,317 6,445,449 Ocean Shore Holding Co.................................. 8,012 106,479 OceanFirst Financial Corp............................... 27,651 385,455 #*Ocwen Financial Corp.................................... 209,008 8,061,439 Ohio Valley Banc Corp................................... 3,467 65,440 Old National Bancorp.................................... 155,700 1,910,439 Old Republic International Corp......................... 397,760 3,929,869 *Old Second Bancorp, Inc................................. 13,666 19,132 *OmniAmerican Bancorp, Inc............................... 17,251 394,875 OneBeacon Insurance Group, Ltd. Class A................. 42,145 568,958 Oppenheimer Holdings, Inc. Class A...................... 13,829 225,136 Oriental Financial Group, Inc........................... 64,298 757,430 Oritani Financial Corp.................................. 78,332 1,196,913 Osage Bancshares, Inc................................... 2,100 22,995 #*Pacific Capital Bancorp................................. 12,577 577,410 Pacific Continental Corp................................ 25,226 234,350 *Pacific Mercantile Bancorp.............................. 10,106 72,460 *Pacific Premier Bancorp, Inc............................ 7,368 82,669 PacWest Bancorp......................................... 54,358 1,223,055 123 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) #Park National Corp.................................... 21,431 $ 1,426,233 #*Park Sterling Corp.................................... 26,368 131,840 PartnerRe, Ltd........................................ 66,918 5,420,358 *Patriot National Bancorp.............................. 1,300 1,976 Peapack-Gladstone Financial Corp...................... 11,403 176,632 #Penns Woods Bancorp, Inc.............................. 6,023 244,112 Peoples Bancorp....................................... 1,479 28,693 Peoples Bancorp of North Carolina..................... 4,359 43,590 Peoples Bancorp, Inc.................................. 16,544 352,387 People's United Financial, Inc........................ 363,151 4,368,707 #*PHH Corp.............................................. 85,169 1,772,367 *Phoenix Cos, Inc. (The)............................... 8,763 264,117 *PICO Holdings, Inc.................................... 35,902 794,870 *Pinnacle Financial Partners, Inc...................... 54,335 1,062,249 *Piper Jaffray Cos., Inc............................... 23,362 627,270 Platinum Underwriters Holdings, Ltd................... 60,202 2,672,969 PNC Financial Services Group, Inc..................... 268,801 15,641,530 *Popular, Inc.......................................... 36,578 707,053 *Porter Bancorp, Inc................................... 11,060 16,148 *Preferred Bank........................................ 4,437 63,050 Premier Financial Bancorp, Inc........................ 6,752 64,617 Presidential Life Corp................................ 42,857 599,141 Primerica, Inc........................................ 86,509 2,444,744 *Primus Guaranty, Ltd.................................. 34,369 286,981 *Princeton National Bancorp, Inc....................... 3,640 510 #Principal Financial Group, Inc........................ 305,955 8,426,001 PrivateBancorp, Inc................................... 107,301 1,733,984 #ProAssurance Corp..................................... 47,915 4,283,601 #Progressive Corp. (The)............................... 195,647 4,362,928 #Prosperity Bancshares, Inc............................ 82,758 3,464,250 Protective Life Corp.................................. 129,693 3,540,619 Provident Financial Holdings, Inc..................... 13,977 206,440 Provident Financial Services, Inc..................... 91,196 1,367,940 Provident New York Bancorp............................ 56,468 515,553 *Prudential Bancorp, Inc. of Pennsylvania.............. 6,633 43,778 Prudential Financial, Inc............................. 231,600 13,212,780 *PSB Holdings, Inc..................................... 3,341 15,519 Pulaski Financial Corp................................ 14,284 122,271 Pzena Investment Management, Inc. Class A............. 4,045 22,814 QC Holdings, Inc...................................... 17,425 58,896 QCR Holdings, Inc..................................... 2,716 39,246 #Radian Group, Inc..................................... 195,407 916,459 Raymond James Financial, Inc.......................... 171,935 6,557,601 Regions Financial Corp................................ 1,477,710 9,634,669 Reinsurance Group of America, Inc..................... 108,204 5,726,156 RenaissanceRe Holdings, Ltd........................... 79,147 6,439,400 Renasant Corp......................................... 38,988 717,769 Republic Bancorp, Inc. Class A........................ 27,515 594,874 *Republic First Bancorp, Inc........................... 19,754 42,076 Resource America, Inc. Class A........................ 24,643 166,587 *Riverview Bancorp, Inc................................ 12,542 20,694 #RLI Corp.............................................. 29,907 2,039,059 Rockville Financial, Inc.............................. 43,857 582,860 Roma Financial Corp................................... 37,277 328,410 *Royal Bancshares of Pennsylvania, Inc. Class A........ 6,756 13,512 *Rurban Financial Corp................................. 2,715 19,548 #S&T Bancorp, Inc...................................... 48,133 845,697 #S.Y. Bancorp, Inc..................................... 20,952 494,048 *Safeguard Scientifics, Inc............................ 31,418 497,975 Safety Insurance Group, Inc........................... 23,140 1,072,539 Salisbury Bancorp, Inc................................ 1,248 31,911 124 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) Sandy Spring Bancorp, Inc............................... 36,632 $ 700,404 *Savannah Bancorp, Inc. (The)............................ 3,653 35,434 SCBT Financial Corp..................................... 22,303 884,983 SeaBright Holdings, Inc................................. 31,644 347,135 *Seacoast Banking Corp. of Florida....................... 30,047 48,075 *Security National Financial Corp. Class A............... 2,827 13,852 SEI Investments Co...................................... 127,149 2,782,020 #Selective Insurance Group, Inc.......................... 82,772 1,530,454 Shore Bancshares, Inc................................... 6,595 37,262 SI Financial Group, Inc................................. 10,062 110,682 *Siebert Financial Corp.................................. 8,302 13,117 #Sierra Bancorp.......................................... 16,140 181,575 #*Signature Bank.......................................... 57,957 4,128,857 Simmons First National Corp. Class A.................... 25,686 639,325 SLM Corp................................................ 351,367 6,177,032 Somerset Hills Bancorp.................................. 3,585 30,365 *Southcoast Financial Corp............................... 4,147 19,408 *Southern Connecticut Bancorp, Inc....................... 1,300 1,417 *Southern First Bancshares, Inc.......................... 2,757 27,294 Southern Missouri Bancorp, Inc.......................... 1,461 35,429 Southern National Bancorp of Virginia, Inc.............. 1,825 14,856 #Southside Bancshares, Inc............................... 26,366 538,122 *Southwest Bancorp, Inc.................................. 28,765 310,374 Southwest Georgia Financial Corp........................ 1,954 17,547 #*St. Joe Co. (The)....................................... 106,833 2,115,293 #StanCorp Financial Group, Inc........................... 63,721 2,188,816 State Auto Financial Corp............................... 54,992 887,571 State Street Corp....................................... 248,017 11,054,118 StellarOne Corp......................................... 34,204 469,279 Sterling Bancorp........................................ 47,027 449,108 #Stewart Information Services Corp....................... 27,576 643,072 #*Stifel Financial Corp................................... 81,152 2,572,518 *Stratus Properties, Inc................................. 6,860 63,112 *Suffolk Bancorp......................................... 12,402 186,278 Summit State Bank....................................... 4,397 31,131 *Sun Bancorp, Inc........................................ 48,942 151,231 SunTrust Banks, Inc..................................... 273,245 7,432,264 Susquehanna Bancshares, Inc............................. 288,110 2,987,701 *Sussex Bancorp.......................................... 2,127 12,656 #*SVB Financial Group..................................... 69,911 3,956,263 *SWS Group, Inc.......................................... 32,323 183,918 Symetra Financial Corp.................................. 123,688 1,478,072 Synovus Financial Corp.................................. 883,894 2,165,540 T. Rowe Price Group, Inc................................ 31,459 2,042,947 #*Taylor Capital Group, Inc............................... 41,372 772,829 #TCF Financial Corp...................................... 258,640 2,958,842 TD Ameritrade Holding Corp.............................. 239,738 3,761,489 Teche Holding Co........................................ 2,166 86,813 *Tejon Ranch Co.......................................... 30,454 911,793 Territorial Bancorp, Inc................................ 16,414 370,956 #Teton Advisors, Inc. Class A............................ 95 1,335 #*Texas Capital Bancshares, Inc........................... 59,135 2,807,138 TF Financial Corp....................................... 3,426 76,742 #*TFS Financial Corp...................................... 322,410 2,885,570 Thomas Properties Group, Inc............................ 75,959 405,621 *Timberland Bancorp, Inc................................. 5,770 35,774 #Tompkins Financial Corp................................. 18,478 747,989 Torchmark Corp.......................................... 106,486 5,387,127 Tower Financial Corp.................................... 2,132 25,264 Tower Group, Inc........................................ 60,420 1,088,768 #TowneBank............................................... 43,444 676,423 125 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- -------------- Financials -- (Continued) *Transcontinental Realty Investors, Inc............. 100 $ 450 Travelers Cos., Inc. (The)......................... 235,445 16,702,468 *Tree.com, Inc...................................... 13,456 194,439 #TriCo Bancshares................................... 23,184 389,491 TrustCo Bank Corp.................................. 140,801 785,670 #Trustmark Corp..................................... 97,518 2,288,747 U.S. Bancorp....................................... 907,771 30,147,075 #UMB Financial Corp................................. 63,547 2,829,748 #Umpqua Holdings Corp............................... 174,899 2,114,529 #Unico American Corp................................ 100 1,139 Union Bankshares, Inc.............................. 2,439 47,804 Union First Market Bankshares Corp................. 36,976 580,523 *United Bancshares, Inc............................. 2,086 19,775 #United Bankshares, Inc............................. 74,655 1,779,029 United Community Bancorp........................... 1,759 11,768 *United Community Banks, Inc........................ 53,558 465,955 *United Community Financial Corp.................... 10,564 40,249 United Financial Bancorp, Inc...................... 23,569 362,256 United Fire Group, Inc............................. 51,432 1,222,539 #*United Security Bancshares......................... 8,186 24,559 #*Unity Bancorp, Inc................................. 5,831 35,569 Universal Insurance Holdings, Inc.................. 57,161 225,786 Univest Corp. of Pennsylvania...................... 25,324 428,482 Unum Group......................................... 291,024 5,901,967 Validus Holdings, Ltd.............................. 153,923 5,510,443 #Valley National Bancorp............................ 308,947 3,009,144 ViewPoint Financial Group, Inc..................... 65,752 1,367,642 *Virginia Commerce Bancorp, Inc..................... 47,407 434,248 *Virtus Investment Partners, Inc.................... 10,603 1,017,888 #VSB Bancorp, Inc................................... 134 1,425 #Waddell & Reed Financial, Inc...................... 29,603 986,668 *Walker & Dunlop, Inc............................... 4,628 76,871 Washington Banking Co.............................. 22,933 313,494 #Washington Federal, Inc............................ 165,666 2,779,875 Washington Trust Bancorp, Inc...................... 24,912 672,375 *Waterstone Financial, Inc.......................... 21,950 118,530 Wayne Savings Bancshares, Inc...................... 1,615 14,535 #Webster Financial Corp............................. 139,266 3,063,852 Wells Fargo & Co................................... 2,607,433 87,844,418 #WesBanco, Inc...................................... 40,459 890,098 West Bancorporation, Inc........................... 23,486 256,232 *West Coast Bancorp................................. 29,561 650,933 #Westamerica Bancorporation......................... 42,631 1,880,880 *Western Alliance Bancorp........................... 123,748 1,269,654 Westfield Financial, Inc........................... 39,650 289,048 Westwood Holdings Group, Inc....................... 8,294 321,973 White River Capital, Inc........................... 2,447 55,363 Willis Group Holdings P.L.C........................ 105,494 3,551,983 *Wilshire Bancorp, Inc.............................. 115,415 751,352 #Wintrust Financial Corp............................ 57,112 2,110,288 #*World Acceptance Corp.............................. 24,217 1,616,727 WR Berkley Corp.................................... 137,631 5,352,470 *WSB Holdings, Inc.................................. 8,451 48,171 WSFS Financial Corp................................ 813 34,435 #WVS Financial Corp................................. 2,157 18,874 XL Group P.L.C..................................... 319,765 7,910,986 *Yadkin Valley Financial Corp....................... 14,328 45,850 Zions Bancorporation............................... 285,530 6,130,329 *ZipRealty, Inc..................................... 25,107 66,282 -------------- Total Financials...................................... 1,352,463,966 -------------- 126 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (9.4%) *Abaxis, Inc............................................. 13,083 $ 481,193 Abbott Laboratories..................................... 176,697 11,577,187 #*ABIOMED, Inc............................................ 5,518 109,367 *Acadia Healthcare Co., Inc.............................. 4,018 82,650 *Accelr8 Technology Corp................................. 2,183 8,186 *Accuray, Inc............................................ 109,159 759,747 *Acorda Therapeutics, Inc................................ 36,008 862,392 *Adcare Health Systems, Inc.............................. 7,606 36,053 *Addus HomeCare Corp..................................... 10,355 56,228 *ADVENTRX Pharmaceuticals, Inc........................... 25,886 16,306 Aetna, Inc.............................................. 184,690 8,070,953 *Affymax, Inc............................................ 51,139 1,165,458 #*Affymetrix, Inc......................................... 105,262 333,681 #Agilent Technologies, Inc............................... 65,555 2,359,324 #*Air Methods Corp........................................ 16,873 1,849,787 #*Akorn, Inc.............................................. 22,114 265,589 *Albany Molecular Research, Inc.......................... 44,428 157,275 *Alere, Inc.............................................. 128,568 2,468,506 #*Alexion Pharmaceuticals, Inc............................ 36,176 3,269,587 #*Align Technology, Inc................................... 80,275 2,133,710 *Alkermes P.L.C.......................................... 131,420 2,435,213 Allergan, Inc........................................... 33,891 3,047,479 *Alliance HealthCare Services, Inc....................... 54,572 75,309 *Allied Healthcare Products, Inc......................... 6,964 19,012 *Allscripts Healthcare Solutions, Inc.................... 207,674 2,683,148 *Almost Family, Inc...................................... 13,353 276,808 #*Alnylam Pharmaceuticals, Inc............................ 52,764 853,194 *Alphatec Holdings, Inc.................................. 95,998 165,117 *AMAG Pharmaceuticals, Inc............................... 24,566 380,282 #*Amedisys, Inc........................................... 44,359 489,723 *American Shared Hospital Services....................... 4,179 12,495 *AMERIGROUP Corp......................................... 64,076 5,852,702 #AmerisourceBergen Corp.................................. 88,145 3,476,439 Amgen, Inc.............................................. 259,507 22,459,033 *AMN Healthcare Services, Inc............................ 64,757 642,389 *Amsurg Corp............................................. 49,162 1,402,100 Analogic Corp........................................... 19,408 1,429,593 *AngioDynamics, Inc...................................... 37,120 398,298 *Anika Therapeutics, Inc................................. 21,374 239,603 #*Arena Pharmaceuticals, Inc.............................. 19,536 154,530 *Ariad Pharmaceuticals, Inc.............................. 178,800 3,853,140 *Arqule, Inc............................................. 23,319 58,531 *Array BioPharma, Inc.................................... 37,816 156,558 Arrhythmia Research Technology, Inc..................... 1,790 4,421 *ArthroCare Corp......................................... 43,191 1,299,185 Assisted Living Concepts, Inc. Class A.................. 28,902 228,615 *Astex Pharmaceuticals, Inc.............................. 80,873 192,478 #*athenahealth, Inc....................................... 10,282 661,030 *AtriCure, Inc........................................... 13,045 83,749 Atrion Corp............................................. 3,079 625,776 *Authentidate Holding Corp............................... 1,238 1,721 #*AVEO Pharmaceuticals, Inc............................... 13,498 102,990 Bard (C.R.), Inc........................................ 12,868 1,237,773 Baxter International, Inc............................... 52,724 3,302,104 Becton Dickinson & Co................................... 25,917 1,961,399 *Bioanalytical Systems, Inc.............................. 2,068 2,399 *BioClinica, Inc......................................... 16,163 101,342 #*BioCryst Pharmaceuticals, Inc........................... 33,426 97,270 *Biogen Idec, Inc........................................ 30,059 4,154,755 #*BioMarin Pharmaceutical, Inc............................ 35,450 1,313,068 *BioMimetic Therapeutics, Inc............................ 11,385 42,238 127 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Health Care -- (Continued) *Bio-Rad Laboratories, Inc. Class A.................... 35,403 $ 3,588,094 *Bio-Rad Laboratories, Inc. Class B.................... 2,960 295,260 #*Bio-Reference Labs, Inc............................... 35,410 982,982 #*Biosante Pharmaceuticals, Inc......................... 1,265 1,556 *BioScrip, Inc......................................... 90,993 838,046 #*BioSpecifics Technologies Corp........................ 1,942 31,072 *Boston Scientific Corp................................ 1,564,548 8,041,777 *Bovie Medical Corp.................................... 16,167 60,626 Bristol-Myers Squibb Co............................... 291,159 9,681,037 #*Brookdale Senior Living, Inc.......................... 178,644 4,190,988 *Bruker Corp........................................... 64,955 785,306 #*BSD Medical Corp...................................... 3,163 5,915 *Cambrex Corp.......................................... 47,953 579,272 Cantel Medical Corp................................... 41,452 1,078,167 *Capital Senior Living Corp............................ 42,114 677,193 *Cardica, Inc.......................................... 3,013 4,037 Cardinal Health, Inc.................................. 103,083 4,239,804 *CardioNet, Inc........................................ 22,821 55,455 *CareFusion Corp....................................... 229,823 6,104,099 *CAS Medical Systems, Inc.............................. 693 1,261 #*Catalyst Pharmaceutical Partners, Inc................. 890 1,362 *Catamaran Corp........................................ 51,636 2,435,154 *Celgene Corp.......................................... 45,414 3,329,754 #*Celldex Therapeutics, Inc............................. 88,604 488,208 #*Celsion Corp.......................................... 7,425 32,002 *Centene Corp.......................................... 70,647 2,683,173 #*Cepheid, Inc.......................................... 18,235 552,703 *Cerner Corp........................................... 26,038 1,983,835 *Charles River Laboratories International, Inc......... 63,316 2,362,953 #Chemed Corp........................................... 30,425 2,046,081 *Chindex International, Inc............................ 12,137 125,861 Cigna Corp............................................ 203,814 10,394,514 #*Codexis, Inc.......................................... 13,246 34,440 *Columbia Laboratories, Inc............................ 6,488 4,412 *CombiMatrix Corp...................................... 5,641 2,454 *Community Health Systems, Inc......................... 146,766 4,024,324 Computer Programs & Systems, Inc...................... 4,189 204,465 #*Conceptus, Inc........................................ 45,586 858,840 CONMED Corp........................................... 43,673 1,207,995 #Cooper Cos., Inc. (The)............................... 74,291 7,130,450 #*Cornerstone Therapeutics, Inc......................... 2,272 11,110 *Corvel Corp........................................... 15,352 652,921 #*Covance, Inc.......................................... 72,888 3,550,374 Coventry Health Care, Inc............................. 155,335 6,778,819 Covidien P.L.C........................................ 72,569 3,987,667 *Cross Country Healthcare, Inc......................... 40,726 179,194 CryoLife, Inc......................................... 37,318 230,998 #*Cubist Pharmaceuticals, Inc........................... 77,602 3,329,126 *Cumberland Pharmaceuticals, Inc....................... 29,618 173,858 #*Curis, Inc............................................ 6,700 25,527 *Cutera, Inc........................................... 20,214 149,786 *Cyberonics, Inc....................................... 26,907 1,244,449 #*Cyclacel Pharmaceuticals, Inc......................... 471 3,292 *Cynosure, Inc. Class A................................ 15,461 407,243 *DaVita, Inc........................................... 37,711 4,243,242 Daxor Corp............................................ 5,407 43,743 #DENTSPLY International, Inc........................... 96,933 3,571,012 *Depomed, Inc.......................................... 80,537 455,034 *Digirad Corp.......................................... 23,800 51,170 *Durect Corp........................................... 40,784 55,874 *DUSA Pharmaceuticals, Inc............................. 15,664 107,455 128 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *Dyax Corp................................................ 68,911 $ 206,733 *Dynacq Healthcare, Inc................................... 3,325 33 *Dynavax Technologies Corp................................ 23,749 98,321 #*Edwards Lifesciences Corp................................ 36,693 3,186,053 Eli Lilly & Co........................................... 124,130 6,036,442 *Emergent Biosolutions, Inc............................... 50,258 667,929 *Emeritus Corp............................................ 65,645 1,473,730 #*Endo Health Solutions, Inc............................... 160,078 4,587,835 #*Endocyte, Inc............................................ 39,797 380,857 Ensign Group, Inc. (The)................................. 32,031 934,024 #*EnteroMedics, Inc........................................ 417 1,255 *Enzo Biochem, Inc........................................ 50,083 100,166 *Enzon Pharmaceuticals, Inc............................... 77,086 506,455 *Epocrates, Inc........................................... 2,213 21,643 *Exact Sciences Corp...................................... 15,692 148,446 *Exactech, Inc............................................ 18,871 315,146 *ExamWorks Group, Inc..................................... 11,796 165,380 *Express Scripts Holding Co............................... 87,792 5,402,720 #*FAB Universal Corp....................................... 8,003 28,811 *Five Star Quality Care, Inc.............................. 66,449 349,522 *Forest Laboratories, Inc................................. 187,988 6,337,075 *Furiex Pharmaceuticals, Inc.............................. 14,153 271,313 *Future Healthcare of America............................. 8,003 1,561 #*Genomic Health, Inc...................................... 9,319 291,219 *Gentiva Health Services, Inc............................. 57,592 541,365 *GenVec, Inc.............................................. 217 319 #*Geron Corp............................................... 69,319 92,194 *Gilead Sciences, Inc..................................... 67,678 4,545,254 *Greatbatch, Inc.......................................... 36,653 805,633 #*GTx, Inc................................................. 30,947 124,097 #*Haemonetics Corp......................................... 37,571 3,069,551 *Hanger, Inc.............................................. 52,177 1,322,687 *Harvard Bioscience, Inc.................................. 37,663 151,405 #*HCA Holdings, Inc........................................ 1,877 53,326 *Health Management Associates, Inc. Class A............... 376,336 2,747,253 *Health Net, Inc.......................................... 133,177 2,865,969 *HealthSouth Corp......................................... 70,418 1,558,350 *HealthStream, Inc........................................ 26,833 685,315 *Healthways, Inc.......................................... 50,434 490,723 #*Henry Schein, Inc........................................ 63,424 4,679,423 #Hill-Rom Holdings, Inc................................... 83,781 2,353,408 *Hi-Tech Pharmacal Co., Inc............................... 19,363 607,030 #*HMS Holdings Corp........................................ 18,900 436,401 #*Hologic, Inc............................................. 247,729 5,108,172 *Hooper Holmes, Inc....................................... 27,377 16,426 #*Horizon Pharma, Inc...................................... 25,375 65,468 #*Hospira, Inc............................................. 113,374 3,479,448 Humana, Inc.............................................. 106,714 7,925,649 *ICU Medical, Inc......................................... 22,565 1,338,781 *Idera Pharmaceuticals, Inc............................... 30,405 27,973 #*IDEXX Laboratories, Inc.................................. 10,874 1,046,079 #*Illumina, Inc............................................ 19,907 945,782 #*Immunomedics, Inc........................................ 35,448 117,333 #*Impax Laboratories, Inc.................................. 106,024 2,253,010 #*Incyte Corp.............................................. 77,920 1,243,603 #*Infinity Pharmaceuticals, Inc............................ 22,453 502,723 *Inovio Pharmaceuticals, Inc.............................. 13,901 10,009 #*Integra LifeSciences Holdings Corp....................... 41,467 1,586,113 #*Intuitive Surgical, Inc.................................. 3,637 1,972,054 Invacare Corp............................................ 45,098 615,588 *IPC The Hospitalist Co................................... 20,625 711,356 129 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Health Care -- (Continued) *Iridex Corp........................................... 9,691 $ 38,570 *IRIS International, Inc............................... 25,736 501,595 *Jazz Pharmaceuticals P.L.C............................ 33,119 1,779,484 Johnson & Johnson..................................... 360,790 25,551,148 *Keryx Biopharmaceuticals, Inc......................... 5,600 13,944 Kewaunee Scientific Corp.............................. 3,000 33,840 *Kindred Healthcare, Inc............................... 77,696 761,421 *K-V Pharmaceutical Co. Class B........................ 5,044 252 #*Laboratory Corp. of America Holdings.................. 59,040 5,002,459 Landauer, Inc......................................... 5,650 327,418 *Lannet Co., Inc....................................... 35,553 156,789 *LCA-Vision, Inc....................................... 20,620 78,768 LeMaitre Vascular, Inc................................ 22,583 135,498 *Lexicon Pharmaceuticals, Inc.......................... 46,751 96,775 *LHC Group, Inc........................................ 29,031 508,623 *Life Technologies Corp................................ 120,198 5,878,884 *LifePoint Hospitals, Inc.............................. 76,743 2,712,098 *Luminex Corp.......................................... 34,672 557,526 *Magellan Health Services, Inc......................... 44,068 2,210,010 #*Masimo Corp........................................... 54,003 1,186,446 Maxygen, Inc.......................................... 48,995 119,548 McKesson Corp......................................... 54,224 5,059,641 *MedAssets, Inc........................................ 91,193 1,616,852 .*MedCath Corp.......................................... 26,258 35,973 *Medical Action Industries, Inc........................ 32,084 94,648 #*Medicines Co. (The)................................... 84,459 1,851,341 #*MediciNova, Inc....................................... 5,363 11,370 #Medicis Pharmaceutical Corp. Class A.................. 77,415 3,360,585 #*Medidata Solutions, Inc............................... 8,885 373,348 #*Medivation, Inc....................................... 28,640 1,464,077 #*MEDNAX, Inc........................................... 78,632 5,424,035 Medtronic, Inc........................................ 190,894 7,937,373 Merck & Co., Inc...................................... 1,401,705 63,959,799 *Merit Medical Systems, Inc............................ 62,564 903,424 *Metabolix, Inc........................................ 1,182 1,572 *Metropolitan Health Networks, Inc..................... 70,233 767,647 *Mettler Toledo International, Inc..................... 11,500 1,947,755 *Misonix, Inc.......................................... 8,260 36,509 *Molina Healthcare, Inc................................ 70,147 1,758,585 #*Momenta Pharmaceuticals, Inc.......................... 78,308 992,945 #*MWI Veterinary Supply, Inc............................ 11,689 1,227,579 *Mylan, Inc............................................ 304,347 7,712,153 *Myrexis, Inc.......................................... 25,968 62,323 #*Myriad Genetics, Inc.................................. 71,035 1,858,986 *Nabi Biopharmaceuticals............................... 31,280 54,740 #*Nanosphere, Inc....................................... 31,702 99,227 National Healthcare Corp.............................. 20,065 955,495 National Research Corp................................ 9,804 496,867 *Natus Medical, Inc.................................... 58,055 656,022 *Neogen Corp........................................... 19,907 851,821 *Neurocrine Biosciences, Inc........................... 35,109 257,349 #*Novavax, Inc.......................................... 28,206 59,233 *NuVasive, Inc......................................... 66,912 964,871 *Obagi Medical Products, Inc........................... 28,699 353,859 #Omnicare, Inc......................................... 174,573 6,028,006 *Omnicell, Inc......................................... 51,489 750,710 #*OncoGenex Pharmaceutical, Inc......................... 1,700 21,080 *Onyx Pharmaceuticals, Inc............................. 64,707 5,070,441 *OraSure Technologies, Inc............................. 59,567 539,677 #*Orexigen Therapeutics, Inc............................ 58,264 310,547 *Orthofix International NV............................. 28,588 1,133,800 130 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Health Care -- (Continued) #*Osiris Therapeutics, Inc.............................. 13,955 $ 146,528 #Owens & Minor, Inc.................................... 88,539 2,520,705 *Pain Therapeutics, Inc................................ 50,349 235,130 *Palomar Medical Technologies, Inc..................... 25,775 222,438 #*PAREXEL International Corp............................ 91,576 2,810,467 #Patterson Cos., Inc................................... 141,055 4,711,237 *PDI, Inc.............................................. 21,336 146,152 #PDL BioPharma, Inc.................................... 147,598 1,099,605 PerkinElmer, Inc...................................... 177,488 5,489,704 #*Pernix Therapeutics Holdings, Inc..................... 6,670 52,560 Perrigo Co............................................ 21,164 2,434,072 Pfizer, Inc........................................... 3,820,885 95,025,410 *PharMerica Corp....................................... 40,465 494,482 #*PhotoMedex, Inc....................................... 6,784 90,295 *Pozen, Inc............................................ 44,928 269,119 #*Progenics Pharmaceuticals, Inc........................ 48,866 139,268 *ProPhase Labs, Inc.................................... 19,981 32,969 *Providence Service Corp. (The)........................ 18,617 189,893 #*pSivida Corp.......................................... 25,881 40,374 *PSS World Medical, Inc................................ 62,009 1,774,698 Psychemedics Corp..................................... 1,810 20,706 #Quality Systems, Inc.................................. 24,060 419,847 #Quest Diagnostics, Inc................................ 107,667 6,214,539 #*Questcor Pharmaceuticals, Inc......................... 47,500 1,210,300 #*Quidel Corp........................................... 50,738 889,437 *RadNet, Inc........................................... 33,951 88,273 *Regeneron Pharmaceuticals, Inc........................ 33,215 4,726,494 *Repligen Corp......................................... 40,505 206,576 #ResMed, Inc........................................... 79,885 3,190,607 *Retractable Technologies, Inc......................... 7,725 9,038 *Rigel Pharmaceuticals, Inc............................ 104,585 931,852 *Rochester Medical Corp................................ 15,592 163,560 #*Rockwell Medical, Inc................................. 10,169 73,115 *RTI Biologics, Inc.................................... 81,297 330,066 *Salix Pharmaceuticals, Ltd............................ 24,827 969,246 #*Sangamo Biosciences, Inc.............................. 38,459 213,832 *Santarus, Inc......................................... 49,945 455,998 #*SciClone Pharmaceuticals, Inc......................... 88,042 485,111 #*Seattle Genetics, Inc................................. 38,000 956,080 *Select Medical Holdings Corp.......................... 188,626 1,997,549 #*SIGA Technologies, Inc................................ 1,425 4,132 Simulations Plus, Inc................................. 4,400 20,240 *Sirona Dental Systems, Inc............................ 69,168 3,960,560 *Skilled Healthcare Group, Inc. Class A................ 31,445 244,328 *Solta Medical, Inc.................................... 78,077 230,327 Span-American Medical System, Inc..................... 3,812 66,500 *Spectranetics Corp.................................... 43,357 631,278 #*Spectrum Pharmaceuticals, Inc......................... 95,574 1,066,606 St. Jude Medical, Inc................................. 132,362 5,064,170 *Staar Surgical Co..................................... 26,138 168,329 #*StemCells, Inc........................................ 545 1,112 #*Stereotaxis, Inc...................................... 4,433 7,802 STERIS Corp........................................... 86,361 3,075,315 *Strategic Diagnostics, Inc............................ 14,178 16,163 Stryker Corp.......................................... 45,372 2,386,567 *Sucampo Pharmaceuticals, Inc. Class A................. 14,749 73,598 *Sun Healthcare Group, Inc............................. 27,539 232,980 *SunLink Health Systems, Inc........................... 3,122 3,278 #*Sunrise Senior Living, Inc............................ 84,457 1,215,336 *SurModics, Inc........................................ 27,984 503,152 *Symmetry Medical, Inc................................. 59,206 542,327 131 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) *Synageva BioPharma Corp................................ 3,398 $ 143,667 #*Synta Pharmaceuticals Corp............................. 10,204 80,305 *Targacept, Inc......................................... 4,269 17,418 #*Team Health Holdings, Inc.............................. 44,743 1,190,611 #Techne Corp............................................ 14,100 949,776 Teleflex, Inc.......................................... 64,388 4,375,165 #*Tenet Healthcare Corp.................................. 164,303 3,877,551 *Theragenics Corp....................................... 18,695 28,603 #*Theravance, Inc........................................ 4,573 102,938 Thermo Fisher Scientific, Inc.......................... 183,809 11,223,378 *Thoratec Corp.......................................... 59,538 2,125,507 *Tornier NV............................................. 6,959 118,999 *TranS1, Inc............................................ 25,910 71,252 #*Transcept Pharmaceuticals, Inc......................... 23,021 117,177 *Triple-S Management Corp. Class B...................... 29,482 531,855 *Trius Therapeutics, Inc................................ 500 2,740 U.S. Physical Therapy, Inc............................. 17,929 478,704 *United Therapeutics Corp............................... 45,811 2,092,188 UnitedHealth Group, Inc................................ 453,978 25,422,768 *Universal American Corp................................ 116,068 1,049,255 Universal Health Services, Inc. Class B................ 110,174 4,560,102 *Urologix, Inc.......................................... 3,979 3,102 *Uroplasty, Inc......................................... 2,767 9,491 Utah Medical Products, Inc............................. 5,731 194,969 #*Varian Medical Systems, Inc............................ 17,446 1,164,695 *Vascular Solutions, Inc................................ 24,984 376,509 #*VCA Antech, Inc........................................ 133,177 2,607,606 #*Vertex Pharmaceuticals, Inc............................ 30,622 1,477,205 #*Vical, Inc............................................. 84,019 286,505 #*ViroPharma, Inc........................................ 109,689 2,769,647 #*Vivus, Inc............................................. 15,993 238,296 #*Volcano Corp........................................... 13,278 380,016 Warner Chilcott P.L.C.................................. 44,769 518,425 #*Waters Corp............................................ 16,195 1,324,913 *Watson Pharmaceuticals, Inc............................ 95,501 8,208,311 *WellCare Health Plans, Inc............................. 55,339 2,634,136 WellPoint, Inc......................................... 203,028 12,441,556 West Pharmaceutical Services, Inc...................... 53,950 2,906,286 #*Wright Medical Group, Inc.............................. 60,082 1,220,866 #*XenoPort, Inc.......................................... 47,251 388,876 Young Innovations, Inc................................. 12,088 412,805 *Zalicus, Inc........................................... 53,438 29,925 Zimmer Holdings, Inc................................... 127,441 8,182,987 ------------ Total Health Care......................................... 742,082,827 ------------ Industrials -- (12.1%) 3M Co.................................................. 78,020 6,834,552 A.O. Smith Corp........................................ 58,373 3,547,327 *A.T. Cross Co. Class A................................. 18,556 175,725 AAON, Inc.............................................. 36,753 771,078 AAR Corp............................................... 60,344 910,591 ABM Industries, Inc.................................... 81,911 1,556,309 #*Acacia Research Corp................................... 25,500 662,235 #*ACCO Brands Corp....................................... 107,298 776,838 *Accuride Corp.......................................... 14,156 37,797 Aceto Corp............................................. 41,777 418,606 Acme United Corp....................................... 2,302 26,082 #Acorn Energy, Inc...................................... 24,822 211,235 *Active Power, Inc...................................... 4,600 3,312 #Actuant Corp. Class A.................................. 113,959 3,218,202 #Acuity Brands, Inc..................................... 45,017 2,912,600 132 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Adept Technology, Inc.................................. 14,123 $ 56,492 *ADT Corp. (The)........................................ 117,441 4,874,976 *Advisory Board Co. (The)............................... 27,614 1,311,665 *AECOM Technology Corp.................................. 174,318 3,742,607 *Aegion Corp............................................ 57,906 1,069,524 #*AeroCentury Corp....................................... 1,459 18,369 *Aerosonic Corp......................................... 1,200 3,924 *Aerovironment, Inc..................................... 33,789 743,020 *AGCO Corp.............................................. 85,758 3,902,847 *Air Transport Services Group, Inc...................... 94,853 365,184 Aircastle, Ltd......................................... 90,875 1,011,439 Alamo Group, Inc....................................... 18,253 611,476 *Alaska Air Group, Inc.................................. 113,260 4,331,062 Albany International Corp. Class A..................... 41,545 912,744 #*Allegiant Travel Co.................................... 28,022 2,038,320 Alliant Techsystems, Inc............................... 47,530 2,722,994 .*Allied Defense Group, Inc. (The)....................... 8,042 43,025 Allied Motion Technologies, Inc........................ 6,678 43,073 Altra Holdings, Inc.................................... 43,208 778,608 Amerco, Inc............................................ 27,845 3,217,211 *Ameresco, Inc. Class A................................. 37,184 411,255 *American Railcar Industries, Inc....................... 39,572 1,162,625 *American Reprographics Co.............................. 66,580 255,001 American Science & Engineering, Inc.................... 13,227 840,973 #*American Superconductor Corp........................... 9,532 34,220 *American Woodmark Corp................................. 21,938 504,574 AMETEK, Inc............................................ 85,095 3,025,127 Ampco-Pittsburgh Corp.................................. 14,266 251,938 #*AMREP Corp............................................. 7,977 51,850 Apogee Enterprises, Inc................................ 43,470 885,484 #Applied Industrial Technologies, Inc................... 64,907 2,634,575 Argan, Inc............................................. 18,238 324,454 Arkansas Best Corp..................................... 36,736 295,725 #Armstrong World Industries, Inc........................ 74,050 3,835,790 *Arotech Corp........................................... 5,156 5,259 *Ascent Solar Technologies, Inc......................... 31,475 25,652 *Asset Acceptance Capital Corp.......................... 37,465 239,027 Asta Funding, Inc...................................... 16,698 156,627 *Astec Industries, Inc.................................. 33,107 953,482 *Astronics Corp......................................... 13,509 313,544 #*Astronics Corp. Class B................................ 4,492 102,641 #*Atlas Air Worldwide Holdings, Inc...................... 42,455 2,334,600 *Avalon Holding Corp. Class A........................... 1,202 4,808 Avery Dennison Corp.................................... 160,192 5,187,017 *Avis Budget Group, Inc................................. 161,308 2,666,421 AZZ, Inc............................................... 39,141 1,543,721 #*B/E Aerospace, Inc..................................... 121,675 5,486,326 *Babcock & Wilcox Co. (The)............................. 23,337 601,394 #Barnes Group, Inc...................................... 83,052 1,900,230 Barrett Business Services, Inc......................... 13,746 410,043 #*Beacon Roofing Supply, Inc............................. 74,213 2,400,048 Belden, Inc............................................ 70,412 2,520,750 *Blount International, Inc.............................. 39,777 526,250 *BlueLinx Holdings, Inc................................. 63,414 133,804 Boeing Co. (The)....................................... 66,931 4,714,620 Brady Corp. Class A.................................... 74,210 2,282,700 *Breeze-Eastern Corp.................................... 12,352 98,816 #Briggs & Stratton Corp................................. 73,922 1,459,960 #Brink's Co. (The)...................................... 67,450 1,774,610 *Broadwind Energy, Inc.................................. 2,072 5,159 #*Builders FirstSource, Inc.............................. 72,207 397,861 133 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) #C.H. Robinson Worldwide, Inc........................... 16,987 $ 1,024,826 *CAI International, Inc................................. 28,950 641,532 Carlisle Cos., Inc..................................... 85,240 4,735,082 Cascade Corp........................................... 16,919 1,099,566 *Casella Waste Systems, Inc. Class A.................... 38,456 176,128 Caterpillar, Inc....................................... 74,853 6,348,283 *CBIZ, Inc.............................................. 93,126 514,056 CDI Corp............................................... 28,086 482,798 #CECO Environmental Corp................................ 20,767 183,788 Celadon Group, Inc..................................... 36,891 630,836 Ceradyne, Inc.......................................... 36,240 1,266,950 *Champion Industries, Inc............................... 6,873 1,375 #*Chart Industries, Inc.................................. 40,448 2,863,314 Chicago Rivet & Machine Co............................. 653 12,041 #Cintas Corp............................................ 116,576 4,874,043 CIRCOR International, Inc.............................. 25,738 887,704 CLAROC, Inc............................................ 64,019 2,896,220 #*Clean Harbors, Inc..................................... 53,078 3,097,101 *CNH Global NV.......................................... 12,717 569,722 Coleman Cable, Inc..................................... 8,307 78,833 #*Colfax Corp............................................ 98,577 3,390,063 *Columbus McKinnon Corp................................. 30,511 456,750 Comfort Systems USA, Inc............................... 53,691 585,232 *Command Security Corp.................................. 10,654 13,850 *Commercial Vehicle Group, Inc.......................... 24,357 184,870 CompX International, Inc............................... 3,471 48,698 *Consolidated Graphics, Inc............................. 15,322 452,152 #Con-way, Inc........................................... 83,189 2,421,632 Cooper Industries P.L.C................................ 100,763 7,551,179 *Copart, Inc............................................ 71,990 2,072,592 Corporate Executive Board Co. (The).................... 21,537 968,304 Corrections Corp. of America........................... 154,971 5,214,774 Courier Corp........................................... 21,176 255,171 #Covanta Holding Corp................................... 211,305 3,841,525 *Covenant Transportation Group, Inc. Class A............ 12,060 55,958 *CPI Aerostructures, Inc................................ 8,781 96,679 *CRA International, Inc................................. 14,257 238,662 Crane Co............................................... 67,715 2,842,676 CSX Corp............................................... 527,605 10,800,074 Cubic Corp............................................. 40,714 1,986,843 #Cummins, Inc........................................... 25,812 2,415,487 Curtiss-Wright Corp.................................... 69,180 2,135,587 #Danaher Corp........................................... 120,259 6,220,998 Deere & Co............................................. 46,100 3,938,784 *Delta Air Lines, Inc................................... 294,469 2,835,736 #Deluxe Corp............................................ 64,753 2,040,367 #*DigitalGlobe, Inc...................................... 63,516 1,647,605 *Dolan Co. (The)........................................ 44,099 204,178 *Dollar Thrifty Automotive Group, Inc................... 36,037 2,774,849 Donaldson Co., Inc..................................... 44,342 1,430,916 Douglas Dynamics, Inc.................................. 35,140 533,777 Dover Corp............................................. 121,960 7,100,511 *Ducommun, Inc.......................................... 16,267 221,882 #Dun & Bradstreet Corp. (The)........................... 29,481 2,389,140 *DXP Enterprises, Inc................................... 21,105 1,038,999 *Dycom Industries, Inc.................................. 49,841 709,736 Dynamic Materials Corp................................. 19,547 262,321 #*Eagle Bulk Shipping, Inc............................... 13,093 38,755 Eastern Co. (The)...................................... 6,782 108,512 #Eaton Corp............................................. 152,718 7,211,344 *Echo Global Logistics, Inc............................. 30,980 520,774 134 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Industrials -- (Continued) Ecology & Environment, Inc. Class A.................. 3,767 $ 46,221 EMCOR Group, Inc..................................... 103,248 3,320,456 Emerson Electric Co.................................. 95,382 4,619,350 *Encore Capital Group, Inc............................ 37,611 1,090,719 Encore Wire Corp..................................... 34,570 1,066,830 #*Energy Recovery, Inc................................. 52,392 155,604 *EnergySolutions, Inc................................. 128,488 367,476 #*EnerNOC, Inc......................................... 1,356 16,706 *EnerSys, Inc......................................... 74,722 2,576,415 #*Engility Holdings, Inc............................... 16,620 315,780 Ennis, Inc........................................... 39,200 599,760 *EnPro Industries, Inc................................ 32,006 1,170,139 EnviroStar, Inc...................................... 100 156 Equifax, Inc......................................... 103,330 5,170,633 ESCO Technologies, Inc............................... 39,680 1,485,619 Espey Manufacturing & Electronics Corp............... 4,614 126,700 *Esterline Technologies Corp.......................... 46,753 2,701,856 *Excel Maritime Carriers, Ltd......................... 60,230 25,176 Exelis, Inc.......................................... 245,074 2,710,518 Expeditors International of Washington, Inc.......... 34,200 1,252,062 *Exponent, Inc........................................ 18,149 997,832 #Fastenal Co.......................................... 55,147 2,465,071 *Federal Signal Corp.................................. 95,447 550,729 FedEx Corp........................................... 153,435 14,114,486 *Flow International Corp.............................. 68,758 228,277 Flowserve Corp....................................... 34,221 4,636,603 Fluor Corp........................................... 110,405 6,166,119 *Fortune Brands Home & Security, Inc.................. 204,895 5,827,214 Forward Air Corp..................................... 34,989 1,167,583 *Franklin Covey Co.................................... 25,486 306,342 #Franklin Electric Co., Inc........................... 37,047 2,146,503 FreightCar America, Inc.............................. 17,783 342,323 *Frozen Food Express Industries....................... 14,040 24,710 #*FTI Consulting, Inc.................................. 61,694 1,601,576 *Fuel Tech, Inc....................................... 30,552 124,652 *Furmanite Corp....................................... 56,892 287,305 G & K Services, Inc. Class A......................... 28,771 927,865 Gardner Denver, Inc.................................. 43,065 2,985,696 #GATX Corp............................................ 70,144 2,908,170 #*Genco Shipping & Trading, Ltd........................ 53,288 161,996 *Gencor Industries, Inc............................... 5,578 40,106 #*GenCorp, Inc......................................... 63,086 556,419 Generac Holdings, Inc................................ 72,815 2,475,710 *General Cable Corp................................... 78,662 2,244,227 *General Dynamics Corp................................ 154,102 10,491,264 General Electric Co.................................. 5,244,073 110,440,177 #*Genesee & Wyoming, Inc. Class A...................... 53,391 3,869,246 Geo Group, Inc. (The)................................ 96,637 2,678,778 *GeoEye, Inc.......................................... 32,269 1,012,279 *Gibraltar Industries, Inc............................ 45,668 569,023 Global Power Equipment Group, Inc.................... 22,239 375,839 Gorman-Rupp Co. (The)................................ 30,367 819,909 *GP Strategies Corp................................... 29,182 561,754 Graco, Inc........................................... 14,618 702,541 *GrafTech International, Ltd.......................... 150,156 1,578,140 Graham Corp.......................................... 14,415 259,038 #Granite Construction, Inc............................ 58,938 1,780,517 Great Lakes Dredge & Dock Corp....................... 92,156 732,640 *Greenbrier Cos., Inc................................. 38,905 677,336 Griffon Corp......................................... 90,012 913,622 H&E Equipment Services, Inc.......................... 52,432 798,015 135 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Hardinge, Inc.......................................... 14,427 $ 149,752 #Harsco Corp............................................ 125,682 2,512,383 *Hawaiian Holdings, Inc................................. 81,169 481,332 #Heartland Express, Inc................................. 113,963 1,589,784 #HEICO Corp............................................. 25,828 997,736 HEICO Corp. Class A.................................... 63,997 1,950,629 Heidrick & Struggles International, Inc................ 25,598 303,080 #*Heritage-Crystal Clean, Inc............................ 7,298 129,175 Herman Miller, Inc..................................... 47,237 915,925 #*Hertz Global Holdings, Inc............................. 304,946 4,046,633 #*Hexcel Corp............................................ 126,769 3,240,216 *Hill International, Inc................................ 51,954 176,124 HNI Corp............................................... 68,269 1,878,763 Honeywell International, Inc........................... 95,314 5,837,029 Houston Wire & Cable Co................................ 26,140 289,370 *Hub Group, Inc. Class A................................ 56,874 1,763,663 Hubbell, Inc. Class A.................................. 7,919 619,583 Hubbell, Inc. Class B.................................. 61,563 5,154,054 *Hudson Global, Inc..................................... 43,679 176,463 #*Huntington Ingalls Industries, Inc..................... 55,738 2,362,176 *Hurco Cos., Inc........................................ 8,940 205,441 *Huron Consulting Group, Inc............................ 33,547 967,831 #*Hyster-Yale Materials Handling, Inc.................... 10,379 426,369 *Hyster-Yale Materials Handling, Inc. Class B........... 10,379 426,369 *ICF International, Inc................................. 29,227 536,315 #IDEX Corp.............................................. 126,777 5,391,826 #*IHS, Inc............................................... 21,518 1,815,904 *II-VI, Inc............................................. 93,419 1,542,348 Illinois Tool Works, Inc............................... 87,875 5,389,374 Ingersoll-Rand P.L.C................................... 157,241 7,395,044 #*InnerWorkings, Inc..................................... 66,935 965,203 *Innotrac Corp.......................................... 4,173 8,722 *Innovative Solutions & Support, Inc.................... 19,410 83,463 Insperity, Inc......................................... 38,224 998,029 Insteel Industries, Inc................................ 25,169 291,960 *Integrated Electrical Services, Inc.................... 14,770 79,758 *Intelligent Systems Corp............................... 629 944 Interface, Inc......................................... 83,838 1,199,722 International Shipholding Corp......................... 8,363 139,829 #Intersections, Inc..................................... 30,961 287,628 #Iron Mountain, Inc..................................... 74,078 2,563,099 #ITT Corp............................................... 114,983 2,391,646 #J.B. Hunt Transport Services, Inc...................... 32,900 1,931,230 *Jacobs Engineering Group, Inc.......................... 84,730 3,269,731 #*JetBlue Airways Corp................................... 459,283 2,429,607 John Bean Technologies Corp............................ 41,874 645,697 #Joy Global, Inc........................................ 20,498 1,280,100 *Kadant, Inc............................................ 17,092 415,165 Kaman Corp............................................. 39,891 1,483,945 #Kansas City Southern................................... 99,896 8,037,632 #*KAR Auction Services, Inc.............................. 98,964 1,979,280 Kaydon Corp............................................ 48,788 1,090,900 KBR, Inc............................................... 107,047 2,982,329 Kelly Services, Inc. Class A........................... 64,846 861,803 Kelly Services, Inc. Class B........................... 1,275 17,429 Kennametal, Inc........................................ 118,151 4,184,908 *Key Technology, Inc.................................... 7,462 65,069 *Kforce, Inc............................................ 59,534 663,804 Kimball International, Inc. Class B.................... 40,252 480,609 #*Kirby Corp............................................. 69,002 3,966,235 #Knight Transportation, Inc............................. 123,478 1,866,987 136 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) Knoll, Inc............................................. 57,654 $ 829,641 *Korn/Ferry International............................... 71,008 950,797 *Kratos Defense & Security Solutions, Inc............... 53,598 295,325 L.B. Foster Co. Class A................................ 14,936 493,037 L.S. Starrett Co. Class A (The)........................ 9,260 106,212 L-3 Communications Holdings, Inc....................... 100,263 7,399,409 #Landstar System, Inc................................... 14,471 732,956 Lawson Products, Inc................................... 12,431 88,384 *Layne Christensen Co................................... 28,402 633,081 #Lennox International, Inc.............................. 27,100 1,356,355 #Lincoln Electric Holdings, Inc......................... 106,249 4,608,019 Lindsay Corp........................................... 18,873 1,441,331 *LMI Aerospace, Inc..................................... 16,759 336,521 Lockheed Martin Corp................................... 31,576 2,957,724 LSI Industries, Inc.................................... 42,695 289,472 *Luna Innovations, Inc.................................. 4,551 7,737 *Lydall, Inc............................................ 24,164 311,957 *Magnetek, Inc.......................................... 1,525 17,507 *Manitex International, Inc............................. 2,123 15,031 Manitowoc Co., Inc. (The).............................. 201,574 2,872,430 Manpower, Inc.......................................... 122,031 4,629,856 Marten Transport, Ltd.................................. 33,711 623,654 #Masco Corp............................................. 168,629 2,544,612 #*MasTec, Inc............................................ 121,672 2,744,920 *Mastech Holdings, Inc.................................. 2,854 14,127 Matson, Inc............................................ 63,703 1,353,689 McGrath RentCorp....................................... 35,744 938,637 *Meritor, Inc........................................... 72,376 319,902 *Metalico, Inc.......................................... 76,765 163,509 Met-Pro Corp........................................... 29,174 264,900 *MFRI, Inc.............................................. 6,501 35,756 *Michael Baker Corp..................................... 13,685 309,418 #*Middleby Corp.......................................... 22,669 2,832,492 Miller Industries, Inc................................. 16,529 253,720 Mine Safety Appliances Co.............................. 57,290 2,211,394 *Mistras Group, Inc..................................... 35,093 775,204 *Mobile Mini, Inc....................................... 67,171 1,170,119 *Moog, Inc. Class A..................................... 61,455 2,274,450 *Moog, Inc. Class B..................................... 6,265 232,432 #MSC Industrial Direct Co., Inc. Class A................ 11,500 857,900 Mueller Industries, Inc................................ 58,451 2,560,154 Mueller Water Products, Inc. Class A................... 243,113 1,266,619 Multi-Color Corp....................................... 19,625 445,880 *MYR Group, Inc......................................... 32,187 681,721 National Presto Industries, Inc........................ 10,193 757,850 *National Technical Systems, Inc........................ 11,231 90,185 *Navigant Consulting, Inc............................... 77,151 801,599 *NCI Building Systems, Inc.............................. 929 10,414 *Nielsen Holdings NV.................................... 6,843 197,900 NL Industries, Inc..................................... 66,217 673,427 *NN, Inc................................................ 26,052 215,711 #Nordson Corp........................................... 44,212 2,609,834 Norfolk Southern Corp.................................. 166,058 10,187,658 Northrop Grumman Corp.................................. 134,779 9,257,970 *Northwest Pipe Co...................................... 13,978 321,214 #*Ocean Power Technologies, Inc.......................... 8,423 20,889 *Old Dominion Freight Line, Inc......................... 111,090 3,725,959 #*Omega Flex, Inc........................................ 8,600 107,500 *On Assignment, Inc..................................... 61,772 1,178,610 *Orbital Sciences Corp.................................. 84,813 1,136,494 *Orion Energy Systems, Inc.............................. 22,128 36,290 137 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Orion Marine Group, Inc................................ 23,294 $ 155,837 *Oshkosh Corp........................................... 142,107 4,260,368 *Owens Corning, Inc..................................... 187,471 6,297,151 P.A.M. Transportation Services, Inc.................... 9,059 90,137 #PACCAR, Inc............................................ 54,624 2,367,404 *Pacer International, Inc............................... 54,398 194,745 #Pall Corp.............................................. 20,800 1,309,568 #Parker Hannifin Corp................................... 97,858 7,697,510 *Park-Ohio Holdings Corp................................ 23,150 512,078 *Patrick Industries, Inc................................ 16,168 285,689 *Patriot Transportation Holding, Inc.................... 10,465 293,020 *Pendrell Corp.......................................... 67,532 80,363 *Pentair, Inc........................................... 202,918 8,571,256 #*PGT, Inc............................................... 27,064 116,916 *Pike Electric Corp..................................... 49,921 454,780 #Pitney Bowes, Inc...................................... 40,358 579,541 *Plug Power, Inc........................................ 3,697 2,736 *PMFG, Inc.............................................. 16,342 106,223 #*Polypore International, Inc............................ 59,709 2,106,534 #*Portfolio Recovery Associates, Inc..................... 26,393 2,762,027 *Powell Industries, Inc................................. 18,025 717,034 *PowerSecure International, Inc......................... 39,354 254,227 Precision Castparts Corp............................... 18,338 3,173,758 Preformed Line Products Co............................. 8,209 442,219 Primoris Services Corp................................. 73,274 1,023,638 Providence & Worcester Railroad Co..................... 3,494 50,663 #*Quad/Graphics, Inc..................................... 2,481 45,477 *Quality Distribution, Inc.............................. 37,533 322,784 Quanex Building Products Corp.......................... 55,397 1,095,199 *Quanta Services, Inc................................... 180,273 4,674,479 #Raven Industries, Inc.................................. 37,454 1,022,120 Raytheon Co............................................ 116,541 6,591,559 *RBC Bearings, Inc...................................... 34,217 1,699,216 *RCM Technologies, Inc.................................. 13,580 75,776 *Real Goods Solar, Inc. Class A......................... 512 259 #Regal-Beloit Corp...................................... 66,663 4,345,094 *Republic Airways Holdings, Inc......................... 75,014 350,315 Republic Services, Inc................................. 212,096 6,012,922 Resources Connection, Inc.............................. 84,694 1,045,124 *Roadrunner Transportation Systems, Inc................. 35,837 624,639 #Robbins & Myers, Inc................................... 67,641 4,009,758 #Robert Half International, Inc......................... 27,853 748,967 Rockwell Automation, Inc............................... 47,364 3,365,686 #Rockwell Collins, Inc.................................. 26,150 1,401,117 Rollins, Inc........................................... 42,385 960,868 Roper Industries, Inc.................................. 66,703 7,281,967 *RPX Corp............................................... 12,512 131,751 #*RR Donnelley & Sons Co................................. 285,484 2,860,550 *Rush Enterprises, Inc. Class A......................... 39,748 755,212 *Rush Enterprises, Inc. Class B......................... 8,637 150,025 Ryder System, Inc...................................... 77,455 3,494,770 *Saia, Inc.............................................. 24,751 559,373 Sauer-Danfoss, Inc..................................... 31,906 1,278,154 Schawk, Inc............................................ 31,307 386,328 *Seaboard Corp.......................................... 1,240 2,828,849 SeaCube Container Leasing, Ltd......................... 9,286 171,977 Servotronics, Inc...................................... 1,473 11,593 #*Shaw Group, Inc. (The)................................. 108,639 4,757,302 SIFCO Industries, Inc.................................. 7,118 119,226 #Simpson Manufacturing Co., Inc......................... 72,437 2,206,431 SkyWest, Inc........................................... 101,528 1,111,732 138 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *SL Industries, Inc..................................... 11,694 $ 163,716 SmartPros, Ltd......................................... 1,344 2,285 Snap-on, Inc........................................... 79,949 6,182,456 Southwest Airlines Co.................................. 772,271 6,811,430 *Sparton Corp........................................... 11,200 151,200 *Spirit Aerosystems Holdings, Inc. Class A.............. 185,389 2,897,630 #*Spirit Airlines, Inc................................... 9,447 165,795 SPX Corp............................................... 78,463 5,381,777 *Standard Parking Corp.................................. 18,468 421,994 Standard Register Co. (The)............................ 34,067 21,803 Standex International Corp............................. 20,486 947,273 Stanley Black & Decker, Inc............................ 132,097 9,154,322 #Steelcase, Inc. Class A................................ 134,953 1,350,880 #*Stericycle, Inc........................................ 15,661 1,484,036 *Sterling Construction Co., Inc......................... 23,323 207,575 Sun Hydraulics Corp.................................... 31,604 841,931 *Supreme Industries, Inc. Class A....................... 13,890 49,171 #*Swift Transportation Co................................ 104,152 1,015,482 *SYKES Enterprises, Inc................................. 65,883 897,326 Sypris Solutions, Inc.................................. 26,299 165,684 #TAL International Group, Inc........................... 52,580 1,795,081 *Taser International, Inc............................... 82,399 643,536 *Team, Inc.............................................. 29,160 955,865 *Tecumseh Products Co. Class A.......................... 11,302 56,849 *Tecumseh Products Co. Class B.......................... 4,901 25,485 *Teledyne Technologies, Inc............................. 48,937 3,133,436 Tennant Co............................................. 23,807 890,858 #*Terex Corp............................................. 170,016 3,833,861 *Tetra Tech, Inc........................................ 97,152 2,520,123 #Textainer Group Holdings, Ltd.......................... 67,265 2,031,403 #Textron, Inc........................................... 186,989 4,713,993 *Thermon Group Holdings, Inc............................ 9,608 238,663 Timken Co.............................................. 122,787 4,848,859 #Titan International, Inc............................... 64,706 1,357,532 #*Titan Machinery, Inc................................... 31,720 750,178 *TMS International Corp. Class A........................ 1,640 17,187 Toro Co. (The)......................................... 37,150 1,568,473 Towers Watson & Co..................................... 37,357 2,006,444 *TransDigm Group, Inc................................... 23,800 3,170,398 *TRC Cos., Inc.......................................... 29,408 212,032 *Trex Co., Inc.......................................... 22,983 803,026 *Trimas Corp............................................ 48,668 1,220,593 Trinity Industries, Inc................................ 122,573 3,834,083 Triumph Group, Inc..................................... 75,962 4,969,434 *TrueBlue, Inc.......................................... 63,679 831,011 *Tufco Technologies, Inc................................ 2,398 11,055 *Tutor Perini Corp...................................... 61,559 624,208 #Twin Disc, Inc......................................... 22,040 334,126 Tyco International, Ltd................................ 234,882 6,311,279 *Ultralife Corp......................................... 19,679 60,415 UniFirst Corp.......................................... 23,167 1,611,728 Union Pacific Corp..................................... 245,011 30,143,703 #*United Continental Holdings, Inc....................... 215,852 4,146,517 United Parcel Service, Inc. Class B.................... 63,147 4,625,518 #*United Rentals, Inc.................................... 66,235 2,693,115 United Stationers, Inc................................. 62,737 1,820,628 #United Technologies Corp............................... 107,979 8,439,639 Universal Forest Products, Inc......................... 29,064 1,118,964 *Universal Power Group, Inc............................. 1,134 2,449 *Universal Security Instruments, Inc.................... 1,873 8,241 Universal Truckload Services, Inc...................... 21,121 334,557 139 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) URS Corp............................................... 118,810 $ 3,977,759 #*US Airways Group, Inc.................................. 154,577 1,882,748 US Ecology, Inc........................................ 27,745 658,389 *USA Truck, Inc......................................... 14,166 40,373 #*USG Corp............................................... 115,330 3,080,464 UTi Worldwide, Inc..................................... 157,785 2,191,634 Valmont Industries, Inc................................ 33,595 4,538,684 *Verisk Analytics, Inc. Class A......................... 27,360 1,395,360 *Versar, Inc............................................ 15,761 59,261 Viad Corp.............................................. 32,805 695,794 *Vicor Corp............................................. 32,731 208,824 *Virco Manufacturing Corp............................... 11,119 26,797 *Volt Information Sciences, Inc......................... 23,850 166,950 VSE Corp............................................... 6,890 162,948 W.W. Grainger, Inc..................................... 13,523 2,723,667 *WABCO Holdings, Inc.................................... 27,768 1,626,372 Wabtec Corp............................................ 54,923 4,498,194 #*Waste Connections, Inc................................. 169,287 5,557,692 #Waste Management, Inc.................................. 163,325 5,347,260 #Watsco, Inc............................................ 36,877 2,520,543 Watsco, Inc. Class B................................... 5,058 349,002 Watts Water Technologies, Inc. Class A................. 44,965 1,808,942 #Werner Enterprises, Inc................................ 111,045 2,571,802 #*Wesco Aircraft Holdings, Inc........................... 2,269 30,291 #*WESCO International, Inc............................... 70,361 4,565,022 *Willdan Group, Inc..................................... 7,684 11,757 *Willis Lease Finance Corp.............................. 8,926 126,928 Woodward, Inc.......................................... 78,817 2,640,370 #*XPO Logistics, Inc..................................... 12,572 172,614 Xylem, Inc............................................. 126,611 3,071,583 ------------ Total Industrials......................................... 954,676,963 ------------ Information Technology -- (11.2%) #*3D Systems Corp........................................ 56,048 2,438,088 *Accelrys, Inc.......................................... 84,053 752,274 Accenture P.L.C. Class A............................... 51,686 3,484,153 #*ACI Worldwide, Inc..................................... 39,257 1,534,949 #*Active Network, Inc. (The)............................. 11,076 98,133 Activision Blizzard, Inc............................... 265,306 2,889,182 *Actuate Corp........................................... 79,760 425,121 #*Acxiom Corp............................................ 117,660 2,147,295 *ADDvantage Technologies Group, Inc..................... 7,817 16,103 *Adobe Systems, Inc..................................... 81,557 2,772,938 #ADTRAN, Inc............................................ 77,327 1,306,053 *Advanced Energy Industries, Inc........................ 60,027 708,919 #*Advanced Micro Devices, Inc............................ 174,600 357,930 *Advanced Photonix, Inc. Class A........................ 1,915 1,206 #*Advent Software, Inc................................... 53,105 1,152,378 *Aehr Test Systems...................................... 4,618 4,133 *Aetrium, Inc........................................... 6,465 4,138 *Agilysys, Inc.......................................... 36,023 294,308 *Akamai Technologies, Inc............................... 113,952 4,329,036 #*Alliance Data Systems Corp............................. 11,750 1,680,838 *Alpha & Omega Semiconductor, Ltd....................... 13,132 111,885 #Altera Corp............................................ 39,402 1,200,973 Amdocs, Ltd............................................ 131,808 4,358,891 American Software, Inc. Class A........................ 41,689 341,433 #*Amkor Technology, Inc.................................. 275,673 1,190,907 #Amphenol Corp. Class A................................. 32,171 1,934,442 *Amtech Systems, Inc.................................... 11,796 37,983 *ANADIGICS, Inc......................................... 86,345 126,064 140 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) Analog Devices, Inc.................................... 105,678 $ 4,133,067 *Analysts International Corp............................ 7,333 26,765 *Anaren, Inc............................................ 21,628 389,953 #*Ancestry.com, Inc...................................... 51,142 1,616,087 #Anixter International, Inc............................. 49,872 2,923,497 #*ANSYS, Inc............................................. 43,080 3,053,510 *AOL, Inc............................................... 149,239 5,123,375 Apple, Inc............................................. 102,298 60,877,540 Applied Materials, Inc................................. 567,626 6,016,836 *Applied Micro Circuits Corp............................ 89,147 517,053 *Arris Group, Inc....................................... 176,635 2,426,965 #*Arrow Electronics, Inc................................. 157,863 5,561,513 #*Aruba Networks, Inc.................................... 40,558 736,939 #*AsiaInfo-Linkage, Inc.................................. 46,753 467,530 #*Aspen Technology, Inc.................................. 14,132 350,191 Astro-Med, Inc......................................... 6,436 52,968 *Atmel Corp............................................. 173,893 811,211 *ATMI, Inc.............................................. 48,602 959,890 *Autobytel, Inc......................................... 3,757 14,990 #*Autodesk, Inc.......................................... 41,500 1,321,360 Automatic Data Processing, Inc......................... 61,357 3,545,821 Avago Technologies, Ltd................................ 2,797 92,385 *Aviat Networks, Inc.................................... 78,217 178,335 *Avid Technology, Inc................................... 58,708 344,616 #*Avnet, Inc............................................. 145,695 4,174,162 #AVX Corp............................................... 222,886 2,193,198 Aware, Inc............................................. 26,058 158,693 *Axcelis Technologies, Inc.............................. 47,595 43,621 *AXT, Inc............................................... 45,551 146,219 Badger Meter, Inc...................................... 22,530 965,185 Bel Fuse, Inc. Class A................................. 4,354 66,616 Bel Fuse, Inc. Class B................................. 13,898 230,151 *Benchmark Electronics, Inc............................. 86,360 1,279,855 Black Box Corp......................................... 35,024 767,726 #Blackbaud, Inc......................................... 36,337 863,730 *Blonder Tongue Laboratories, Inc....................... 433 476 *Blucora, Inc........................................... 62,056 1,089,083 *BMC Software, Inc...................................... 34,522 1,405,045 #*Booz Allen Hamilton Holding Corp....................... 35,109 469,758 *Bottomline Technologies, Inc........................... 50,033 1,170,772 Broadcom Corp. Class A................................. 86,283 2,720,934 Broadridge Financial Solutions, Inc.................... 63,302 1,452,781 #*BroadVision, Inc....................................... 6,453 51,237 *Brocade Communications Systems, Inc.................... 710,588 3,766,116 Brooks Automation, Inc................................. 95,446 689,120 *Bsquare Corp........................................... 12,187 35,952 *BTU International, Inc................................. 10,388 20,257 #CA, Inc................................................ 276,469 6,226,082 Cabot Microelectronics Corp............................ 34,464 1,027,027 #*CACI International, Inc. Class A....................... 43,130 2,175,046 #*Cadence Design Systems, Inc............................ 106,862 1,352,873 *CalAmp Corp............................................ 18,800 166,944 #*Calix, Inc............................................. 55,908 371,788 #*Callidus Software, Inc................................. 31,383 145,617 *Cardtronics, Inc....................................... 34,762 987,588 *Cascade Microtech, Inc................................. 18,571 97,498 Cass Information Systems, Inc.......................... 15,654 656,998 *CEVA, Inc.............................................. 27,528 417,049 *Checkpoint Systems, Inc................................ 56,396 457,936 *China Information Technology, Inc...................... 20,716 18,852 *Chyron International Corp.............................. 5,035 3,776 141 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *CIBER, Inc............................................ 106,998 $ 333,834 *Cinedigm Digital Cinema Corp. Class A................. 10,917 16,266 #*Cirrus Logic, Inc..................................... 94,229 3,840,774 *Cisco Systems, Inc.................................... 1,115,185 19,114,271 *Citrix Systems, Inc................................... 32,097 1,983,916 *Clearfield, Inc....................................... 20,285 101,425 #Cognex Corp........................................... 64,915 2,366,801 *Cognizant Technology Solutions Corp. Class A.......... 31,155 2,076,481 *Cogo Group, Inc....................................... 16,904 43,443 *Coherent, Inc......................................... 35,331 1,612,860 Cohu, Inc............................................. 34,325 302,060 Communications Systems, Inc........................... 17,110 177,260 #*CommVault Systems, Inc................................ 19,732 1,232,658 #Computer Sciences Corp................................ 188,749 5,747,407 *Computer Task Group, Inc.............................. 30,089 561,160 *Compuware Corp........................................ 332,512 2,879,554 *comScore, Inc......................................... 18,134 256,959 Comtech Telecommunications Corp....................... 36,524 919,309 *Comverse Technology, Inc.............................. 1,479 9,747 #*Concur Technologies, Inc.............................. 28,597 1,893,979 Concurrent Computer Corp.............................. 9,010 47,122 *Constant Contact, Inc................................. 1,967 24,273 Convergys Corp........................................ 178,498 3,000,551 *CoreLogic, Inc........................................ 163,836 3,899,297 Corning, Inc.......................................... 708,402 8,323,724 *CoStar Group, Inc..................................... 36,021 2,986,141 *Cray, Inc............................................. 59,526 724,431 #*Cree, Inc............................................. 179,331 5,439,109 Crexendo, Inc......................................... 10,564 24,297 *CSG Systems International, Inc........................ 52,701 1,086,168 CSP, Inc.............................................. 2,797 14,069 CTS Corp.............................................. 13,886 114,976 *CyberOptics Corp...................................... 10,031 75,232 *Cymer, Inc............................................ 52,773 4,205,480 Cypress Semiconductor Corp............................ 85,789 850,169 Daktronics, Inc....................................... 61,386 538,355 *Datalink Corp......................................... 27,202 221,424 *Dataram Corp.......................................... 5,453 3,163 #*DealerTrack Holdings, Inc............................. 65,667 1,794,679 Dell, Inc............................................. 211,492 1,952,071 #*Demand Media, Inc..................................... 40,396 344,578 *Dice Holdings, Inc.................................... 100,155 884,369 #Diebold, Inc.......................................... 86,355 2,569,061 *Digi International, Inc............................... 38,012 358,073 Digimarc Corp......................................... 9,758 191,647 *Digital River, Inc.................................... 52,061 746,555 *Diodes, Inc........................................... 67,739 1,026,923 *Ditech Networks, Inc.................................. 23,100 33,033 #*Document Security Systems, Inc........................ 3,628 10,086 #*Dolby Laboratories, Inc. Class A...................... 51,090 1,613,933 *Dot Hill Systems Corp................................. 71,103 68,970 *DSP Group, Inc........................................ 31,722 174,471 DST Systems, Inc...................................... 68,421 3,902,734 *DTS, Inc.............................................. 27,939 586,160 *Dynamics Research Corp................................ 10,821 69,795 EarthLink, Inc........................................ 160,358 1,016,670 *eBay, Inc............................................. 251,850 12,161,836 #Ebix, Inc............................................. 57,542 1,253,840 *Echelon Corp.......................................... 19,608 64,902 *EchoStar Corp. Class A................................ 60,224 1,912,714 *Edgewater Technology, Inc............................. 10,488 36,498 142 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *Elecsys Corp........................................... 376 $ 1,199 Electro Rent Corp...................................... 35,848 563,531 Electro Scientific Industries, Inc..................... 41,652 444,843 *Electronic Arts, Inc................................... 144,139 1,780,117 *Electronics for Imaging, Inc........................... 79,322 1,377,030 #*eMagin Corp............................................ 11,034 48,219 #*EMC Corp............................................... 357,135 8,721,237 #*EMCORE Corp............................................ 25,071 116,580 *Emulex Corp............................................ 127,928 890,379 *Entegris, Inc.......................................... 216,242 1,775,347 *Entorian Technologies, Inc............................. 1,977 5,536 *Entropic Communications, Inc........................... 126,122 606,647 *Envestnet, Inc......................................... 15,854 221,639 EPIQ Systems, Inc...................................... 52,347 639,157 *ePlus, Inc............................................. 11,973 428,274 #*Equinix, Inc........................................... 32,137 5,797,836 *Euronet Worldwide, Inc................................. 75,662 1,535,182 *Exar Corp.............................................. 74,478 636,787 *ExlService Holdings, Inc............................... 48,598 1,440,445 *Extreme Networks....................................... 140,751 458,848 *F5 Networks, Inc....................................... 22,500 1,855,800 *Fabrinet............................................... 15,856 152,693 #FactSet Research Systems, Inc.......................... 15,644 1,416,564 Fair Isaac Corp........................................ 57,154 2,663,376 *Fairchild Semiconductor International, Inc............. 202,497 2,381,365 *FalconStor Software, Inc............................... 50,770 112,709 *FARO Technologies, Inc................................. 22,486 903,937 #FEI Co................................................. 56,399 3,104,765 Fidelity National Information Services, Inc............ 297,338 9,773,500 #*Finisar Corp........................................... 116,255 1,339,258 #*First Solar, Inc....................................... 40,448 983,291 #*Fiserv, Inc............................................ 101,033 7,571,413 *FleetCor Technologies, Inc............................. 788 37,359 FLIR Systems, Inc...................................... 101,629 1,974,651 *FormFactor, Inc........................................ 76,732 349,898 Forrester Research, Inc................................ 32,281 934,212 #*Fortinet, Inc.......................................... 24,220 469,141 *Frequency Electronics, Inc............................. 10,710 89,857 #*Gartner Group, Inc..................................... 35,704 1,657,023 Genpact, Ltd........................................... 211,086 3,717,224 *GigOptix, Inc.......................................... 3,988 6,859 *Global Cash Access Holdings, Inc....................... 100,421 707,968 Global Payments, Inc................................... 86,339 3,690,992 *Globalscape, Inc....................................... 11,741 24,186 *Globecomm Systems, Inc................................. 34,672 376,191 *Google, Inc. Class A................................... 29,049 19,746,639 *GSE Systems, Inc....................................... 19,854 35,539 *GSI Group, Inc......................................... 50,058 388,951 *GSI Technology, Inc.................................... 35,345 197,579 #*GT Advanced Technologies, Inc.......................... 125,682 545,460 *Guidance Software, Inc................................. 17,697 215,549 *Hackett Group, Inc. (The).............................. 60,552 235,547 *Harmonic, Inc.......................................... 165,784 719,503 Harris Corp............................................ 87,438 4,002,912 *Hauppauge Digital, Inc................................. 5,400 4,968 #Heartland Payment Systems, Inc......................... 43,083 1,123,605 Hewlett-Packard Co..................................... 862,907 11,951,262 *Hittite Microwave Corp................................. 34,812 1,971,752 #*Hutchinson Technology, Inc............................. 31,174 43,644 *I.D. Systems, Inc...................................... 15,829 83,102 #IAC/InterActiveCorp.................................... 165,687 8,010,966 143 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *Identive Group, Inc................................... 25,290 $ 30,348 *IEC Electronics Corp.................................. 9,658 69,731 *iGATE Corp............................................ 65,972 1,058,851 *iGo, Inc.............................................. 28,914 7,518 *Ikanos Communications, Inc............................ 23,895 33,214 *Imation Corp.......................................... 54,588 249,467 *Immersion Corp........................................ 28,268 122,118 #*Infinera Corp......................................... 163,991 806,836 *Informatica Corp...................................... 29,401 797,943 *Infosonics Corp....................................... 4,740 4,456 #*Ingram Micro, Inc. Class A............................ 236,104 3,588,781 *Innodata, Inc......................................... 31,335 112,493 *Inphi Corp............................................ 15,665 131,116 *Insight Enterprises, Inc.............................. 89,014 1,439,356 *Integrated Device Technology, Inc..................... 216,713 1,178,919 *Integrated Silicon Solution, Inc...................... 40,799 348,831 #Intel Corp............................................ 1,282,072 27,724,807 *Intellicheck Mobilisa, Inc............................ 7,700 11,319 *Interactive Intelligence Group, Inc................... 20,026 635,024 *Intermec, Inc......................................... 75,757 513,632 *Internap Network Services Corp........................ 86,821 594,724 International Business Machines Corp.................. 104,155 20,261,272 #*International Rectifier Corp.......................... 93,735 1,451,955 *Interphase Corp....................................... 5,636 12,061 Intersil Corp. Class A................................ 184,464 1,300,471 *inTEST Corp........................................... 3,806 9,211 *Intevac, Inc.......................................... 31,727 158,635 *IntriCon Corp......................................... 8,894 43,847 Intuit, Inc........................................... 34,988 2,078,987 *Inuvo, Inc............................................ 3,679 4,304 #*IPG Photonics Corp.................................... 66,639 3,537,198 *Iteris, Inc........................................... 12,775 20,184 #*Itron, Inc............................................ 60,096 2,467,542 #*Ixia.................................................. 105,281 1,474,987 *IXYS Corp............................................. 47,132 448,697 #j2 Global, Inc........................................ 72,037 2,163,991 Jabil Circuit, Inc.................................... 177,157 3,071,902 #Jack Henry & Associates, Inc.......................... 86,922 3,303,036 *JDA Software Group, Inc............................... 64,842 2,473,074 *JDS Uniphase Corp..................................... 247,660 2,399,825 *Juniper Networks, Inc................................. 138,101 2,288,334 *Kemet Corp............................................ 64,457 292,635 *Kenexa Corp........................................... 29,453 1,353,660 *Key Tronic Corp....................................... 14,320 162,532 Keynote Systems, Inc.................................. 24,709 353,092 #*KIT Digital, Inc...................................... 64,550 179,449 #KLA-Tencor Corp....................................... 120,499 5,605,613 *Kopin Corp............................................ 98,511 370,401 *Kulicke & Soffa Industries, Inc....................... 107,871 1,106,756 *KVH Industries, Inc................................... 21,644 299,120 #*Lam Research Corp..................................... 210,202 7,441,151 *Lattice Semiconductor Corp............................ 178,231 691,536 #Lender Processing Services, Inc....................... 41,151 992,151 #Lexmark International, Inc. Class A................... 105,325 2,239,210 *LGL Group, Inc. (The)................................. 2,633 16,114 *Limelight Networks, Inc............................... 150,081 316,671 Linear Technology Corp................................ 47,472 1,483,975 *Lionbridge Technologies, Inc.......................... 40,137 127,234 #*Liquidity Services, Inc............................... 34,274 1,413,117 Littlefuse, Inc....................................... 35,265 1,890,204 *LogMeIn, Inc.......................................... 7,012 173,056 144 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *LoJack Corp............................................ 43,904 $ 100,101 *LookSmart, Ltd......................................... 13,372 10,965 Loral Space & Communications, Inc...................... 25,256 1,986,637 *LSI Corp............................................... 266,959 1,828,669 *LTX-Credence Corp...................................... 73,246 407,980 *Magnachip Semiconductor Corp........................... 16,963 190,834 *Management Network Group, Inc.......................... 3,573 8,325 *Manhattan Associates, Inc.............................. 33,551 2,013,060 #ManTech International Corp. Class A.................... 33,426 767,795 #Marchex, Inc. Class B.................................. 38,409 157,093 *Market Leader, Inc..................................... 25,984 176,691 Marvell Technology Group, Ltd.......................... 338,650 2,671,948 MasterCard, Inc. Class A............................... 10,047 4,630,964 #*Mattersight Corp....................................... 5,001 27,656 *Mattson Technology, Inc................................ 81,264 72,934 Maxim Integrated Products, Inc......................... 149,481 4,114,465 #MAXIMUS, Inc........................................... 56,400 3,112,152 *MaxLinear, Inc. Class A................................ 7,603 43,185 *Measurement Specialties, Inc........................... 25,050 816,880 *MEMC Electronic Materials, Inc......................... 267,457 673,992 *MEMSIC, Inc............................................ 22,265 38,964 #*Mentor Graphics Corp................................... 170,912 2,652,554 *Mercury Computer Systems, Inc.......................... 44,384 363,727 Mesa Laboratories, Inc................................. 5,140 250,678 Methode Electronics, Inc............................... 53,279 539,183 Micrel, Inc............................................ 92,006 891,538 #Microchip Technology, Inc.............................. 81,692 2,561,044 #*Micron Technology, Inc................................. 956,277 5,187,803 #*MICROS Systems, Inc.................................... 33,544 1,522,562 *Microsemi Corp......................................... 136,063 2,612,410 Microsoft Corp......................................... 928,949 26,507,560 #*Mindspeed Technologies, Inc............................ 44,306 151,083 *MIPS Technologies, Inc................................. 85,368 596,722 MKS Instruments, Inc................................... 79,941 1,889,006 MOCON, Inc............................................. 8,521 128,923 *ModusLink Global Solutions, Inc........................ 57,190 167,567 #Molex, Inc............................................. 68,519 1,779,438 Molex, Inc. Class A.................................... 91,846 1,969,178 *MoneyGram International, Inc........................... 18,939 294,312 *Monolithic Power Systems, Inc.......................... 54,487 1,058,682 Monotype Imaging Holdings, Inc......................... 55,350 847,408 #*Monster Worldwide, Inc................................. 170,844 1,062,650 *MoSys, Inc............................................. 49,600 200,384 Motorola Solutions, Inc................................ 63,769 3,295,582 *Move, Inc.............................................. 51,859 429,911 MTS Systems Corp....................................... 24,108 1,215,284 *Multi-Fineline Electronix, Inc......................... 34,615 731,761 *Nanometrics, Inc....................................... 33,758 464,510 *NAPCO Security Technologies, Inc....................... 12,622 42,536 #National Instruments Corp.............................. 36,646 863,380 *NCI, Inc. Class A...................................... 10,441 58,678 *NCR Corp............................................... 134,305 2,858,010 *NetApp, Inc............................................ 59,282 1,594,686 #*NETGEAR, Inc........................................... 60,275 2,140,365 *NetList, Inc........................................... 31,529 34,682 #*NetScout Systems, Inc.................................. 62,995 1,557,866 #*NetSuite, Inc.......................................... 15,289 971,004 *NeuStar, Inc. Class A.................................. 56,098 2,052,626 *Newport Corp........................................... 59,385 642,546 *Newtek Business Services, Inc.......................... 14,356 28,281 NIC, Inc............................................... 37,300 533,390 145 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *Novatel Wireless, Inc.................................. 40,698 $ 67,152 #*Nuance Communications, Inc............................. 212,058 4,720,411 #*NumereX Corp. Class A.................................. 16,698 191,693 *NVIDIA Corp............................................ 406,868 4,870,210 #*Oclaro, Inc............................................ 106,869 210,532 *Official Payments Holdings, Inc........................ 20,570 105,113 *OmniVision Technologies, Inc........................... 80,595 1,152,508 #*ON Semiconductor Corp.................................. 459,910 2,828,446 *Online Resources Corp.................................. 37,346 107,556 *Onvia, Inc............................................. 1,484 5,758 *Oplink Communications, Inc............................. 28,984 430,702 #OPNET Technologies, Inc................................ 26,817 1,137,845 Optical Cable Corp..................................... 8,150 34,393 Oracle Corp............................................ 517,147 16,057,414 #*OSI Systems, Inc....................................... 29,244 2,317,587 *Overland Storage, Inc.................................. 1,066 1,770 *PAR Technology Corp.................................... 17,200 92,020 *Parametric Technology Corp............................. 152,394 3,075,311 Park Electrochemical Corp.............................. 29,592 734,473 #*ParkerVision, Inc...................................... 3,828 5,972 #Paychex, Inc........................................... 55,438 1,797,854 PC Connection, Inc..................................... 37,385 384,692 *PC Mall, Inc........................................... 12,993 82,635 PC-Tel, Inc............................................ 30,780 200,686 *PDF Solutions, Inc..................................... 41,437 548,626 *Perceptron, Inc........................................ 10,412 54,975 *Perficient, Inc........................................ 47,623 541,474 *Performance Technologies, Inc.......................... 5,773 6,870 *Pericom Semiconductor Corp............................. 34,672 268,015 *Pervasive Software, Inc................................ 16,603 142,454 *Photronics, Inc........................................ 89,897 439,596 *Pixelworks, Inc........................................ 17,504 40,784 *Planar Systems, Inc.................................... 19,314 25,494 #Plantronics, Inc....................................... 66,221 2,148,209 *Plexus Corp............................................ 53,956 1,451,956 *PLX Technology, Inc.................................... 55,424 239,986 #*PMC-Sierra, Inc........................................ 353,368 1,653,762 #*Polycom, Inc........................................... 130,217 1,304,774 Power Integrations, Inc................................ 42,415 1,254,636 #*Power-One, Inc......................................... 194,055 782,042 *Presstek, Inc.......................................... 30,818 15,255 *PRGX Global, Inc....................................... 35,819 280,105 *Progress Software Corp................................. 96,202 1,897,103 *PROS Holdings, Inc..................................... 23,192 448,301 Pulse Electronics Corp................................. 37,317 20,524 QAD, Inc. Class A...................................... 13,973 170,890 QAD, Inc. Class B...................................... 4,740 56,880 *QLogic Corp............................................ 148,420 1,392,180 QUALCOMM, Inc.......................................... 214,176 12,545,359 *Qualstar Corp.......................................... 8,094 11,251 *Quantum Corp........................................... 185,179 194,438 #*QuickLogic Corp........................................ 18,388 48,177 *QuinStreet, Inc........................................ 15,854 97,026 *Rackspace Hosting, Inc................................. 20,042 1,276,475 *Radisys Corp........................................... 40,860 116,042 *Rainmaker Systems, Inc................................. 16,080 15,758 #*RealD, Inc............................................. 38,278 357,899 *RealNetworks, Inc...................................... 50,719 383,943 *Red Hat, Inc........................................... 56,958 2,800,625 *Reis, Inc.............................................. 16,269 190,266 *Relm Wireless Corp..................................... 4,040 6,787 146 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*Remark Media, Inc...................................... 1,990 $ 2,229 *Responsys, Inc......................................... 13,129 117,373 RF Industries, Ltd..................................... 10,694 47,161 *RF Micro Devices, Inc.................................. 385,412 1,699,667 Richardson Electronics, Ltd............................ 20,031 233,361 Rimage Corp............................................ 13,779 82,398 #*Riverbed Technology, Inc............................... 55,540 1,025,824 *Rofin-Sinar Technologies, Inc.......................... 40,182 731,714 *Rogers Corp............................................ 24,483 964,875 #*Rosetta Stone, Inc..................................... 31,721 371,453 *Rovi Corp.............................................. 49,536 670,222 #*Rubicon Technology, Inc................................ 33,298 289,360 *Rudolph Technologies, Inc.............................. 47,778 454,369 *Saba Software, Inc..................................... 28,390 286,171 *SAIC, Inc.............................................. 341,562 3,753,766 #*Salesforce.com, Inc.................................... 19,400 2,832,012 *Sandisk Corp........................................... 124,559 5,201,584 *Sanmina-SCI Corp....................................... 115,500 1,026,795 *Sapient Corp........................................... 142,113 1,460,922 *ScanSource, Inc........................................ 39,560 1,157,130 *Scientific Learning Corp............................... 11,264 9,800 *SeaChange International, Inc........................... 52,851 478,302 Seagate Technology..................................... 292,776 7,998,640 *Selectica, Inc......................................... 538 2,921 #*Semtech Corp........................................... 103,951 2,595,656 *Sevcon, Inc............................................ 1,585 6,609 *ShoreTel, Inc.......................................... 68,310 302,613 *Sigma Designs, Inc..................................... 51,332 304,912 #*Silicon Graphics International Corp.................... 34,226 264,225 *Silicon Image, Inc..................................... 114,681 504,596 *Silicon Laboratories, Inc.............................. 62,131 2,511,335 #*Skyworks Solutions, Inc............................... 101,082 2,365,319 *Smith Micro Software, Inc.............................. 43,203 54,004 *SMTC Corp.............................................. 1,900 5,320 #*SolarWinds, Inc........................................ 28,047 1,418,898 #Solera Holdings, Inc................................... 13,296 622,386 #*Sonic Foundry, Inc..................................... 619 4,878 *Sonus Networks, Inc.................................... 411,684 765,732 *Soundbite Communications, Inc.......................... 2,720 6,392 #*Sourcefire, Inc........................................ 28,664 1,226,533 *Spansion, Inc. Class A................................. 90,173 1,000,019 #*Spark Networks, Inc.................................... 20,866 136,881 *Spire Corp............................................. 8,159 4,487 #*SS&C Technologies Holdings, Inc........................ 101,179 2,431,331 *Stamps.com, Inc........................................ 19,486 536,255 *StarTek, Inc........................................... 16,081 46,635 #*STEC, Inc.............................................. 66,370 389,592 #*STR Holdings, Inc...................................... 3,848 8,273 #*Stratasys, Inc......................................... 24,711 1,647,482 #*SunPower Corp.......................................... 22,887 98,643 *Super Micro Computer, Inc.............................. 63,141 499,445 *Supertex, Inc.......................................... 17,196 328,616 *Support.com, Inc....................................... 67,580 313,571 *Sycamore Networks, Inc................................. 42,435 245,274 #*Symantec Corp.......................................... 185,087 3,366,733 *Symmetricom, Inc....................................... 62,080 381,792 #*Synaptics, Inc......................................... 51,569 1,194,338 *SYNNEX Corp............................................ 56,965 1,845,096 *Synopsys, Inc.......................................... 98,578 3,174,212 Syntel, Inc............................................ 20,935 1,247,935 *Take-Two Interactive Software, Inc..................... 133,532 1,488,882 147 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *TE Connectivity, Ltd................................... 211,776 $ 6,814,952 #*Tech Data Corp......................................... 64,197 2,844,569 *TechTarget, Inc........................................ 49,891 238,479 *TeleCommunication Systems, Inc. Class A................ 68,027 144,217 *TeleNav, Inc........................................... 51,757 364,369 *TeleTech Holdings, Inc................................. 84,820 1,428,369 Tellabs, Inc........................................... 553,536 1,616,325 Telular Corp........................................... 23,893 238,691 *Teradata Corp.......................................... 30,060 2,053,399 #*Teradyne, Inc.......................................... 287,168 4,198,396 Tessco Technologies, Inc............................... 14,125 293,800 Tessera Technologies, Inc.............................. 75,277 1,066,675 #Texas Instruments, Inc................................. 148,207 4,163,135 TheStreet, Inc......................................... 30,782 49,867 #*THQ, Inc............................................... 6,982 19,759 *TIBCO Software, Inc.................................... 51,980 1,310,416 *TNS, Inc............................................... 36,098 516,923 Total System Services, Inc............................. 197,194 4,434,893 *Transact Technologies, Inc............................. 10,841 83,909 #*Trimble Navigation, Ltd................................ 22,795 1,075,468 *Trio-Tech International................................ 3,963 7,015 *TriQuint Semiconductor, Inc............................ 211,108 992,208 *TSR, Inc............................................... 751 3,192 *TTM Technologies, Inc.................................. 106,187 955,683 #*Tyler Technologies, Inc................................ 31,179 1,490,668 #*Ultimate Software Group, Inc........................... 6,001 608,261 *Ultra Clean Holdings................................... 31,297 144,905 *Ultratech, Inc......................................... 40,627 1,255,781 *Unisys Corp............................................ 41,152 701,642 #United Online, Inc..................................... 139,112 745,640 *Unwired Planet, Inc.................................... 77,315 109,014 *USA Technologies, Inc.................................. 16,331 24,496 *UTStarcom Holdings Corp................................ 117,879 116,700 #*ValueClick, Inc........................................ 123,420 2,057,411 #*Veeco Instruments, Inc................................. 59,656 1,831,439 #*VeriFone Systems, Inc.................................. 34,850 1,032,954 #*Verint Systems, Inc.................................... 9,344 254,811 #*VeriSign, Inc.......................................... 39,976 1,481,910 #*ViaSat, Inc............................................ 58,418 2,268,955 *Viasystems Group, Inc.................................. 18,213 278,841 *Vicon Industries, Inc.................................. 3,400 10,030 *Video Display Corp..................................... 10,670 37,985 *Virtusa Corp........................................... 54,146 929,145 #Visa, Inc.............................................. 232,750 32,296,390 #*Vishay Intertechnology, Inc............................ 228,400 1,891,152 *Vishay Precision Group, Inc............................ 24,604 321,082 #*VistaPrint NV.......................................... 36,517 1,112,673 #*VMware, Inc. Class A................................... 8,843 749,621 *Volterra Semiconductor Corp............................ 32,522 590,925 #*Wave Systems Corp. Class A............................. 8,000 5,840 Wayside Technology Group, Inc.......................... 5,310 65,738 *Web.com Group, Inc..................................... 69,462 1,096,110 *WebMD Health Corp...................................... 1,891 28,195 *WebMediaBrands, Inc.................................... 942 2,214 *Websense, Inc.......................................... 17,109 226,181 *Westell Technologies, Inc. Class A..................... 69,684 142,155 Western Digital Corp................................... 226,163 7,741,559 Western Union Co. (The)................................ 89,952 1,142,390 #*WEX, Inc............................................... 43,750 3,227,875 *Wireless Ronin Technologies, Inc....................... 1,905 1,467 *Wireless Telecom Group, Inc............................ 9,995 12,094 148 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Information Technology -- (Continued) *WPCS International, Inc.............................. 6,800 $ 3,468 #Xerox Corp........................................... 1,366,443 8,799,893 #Xilinx, Inc.......................................... 109,234 3,578,506 *XO Group, Inc........................................ 42,210 339,790 Xyratex, Ltd......................................... 43,595 360,531 *Yahoo!, Inc.......................................... 592,742 9,963,993 #*Zebra Technologies Corp. Class A..................... 64,319 2,310,982 *Zix Corp............................................. 67,204 194,892 *Zygo Corp............................................ 29,601 551,171 ------------ Total Information Technology............................ 884,663,974 ------------ Materials -- (4.6%) A. Schulman, Inc..................................... 44,518 1,142,332 #*A.M. Castle & Co..................................... 34,107 414,400 *AEP Industries, Inc.................................. 8,759 559,963 Air Products & Chemicals, Inc........................ 35,450 2,748,438 Airgas, Inc.......................................... 56,913 5,063,550 Albemarle Corp....................................... 39,910 2,199,440 #Alcoa, Inc........................................... 1,068,585 9,157,773 #Allegheny Technologies, Inc.......................... 70,605 1,860,442 *Allied Nevada Gold Corp.............................. 17,205 635,209 #AMCOL International Corp............................. 48,615 1,535,262 *American Biltrite, Inc............................... 36 18,000 *American Pacific Corp................................ 8,129 107,465 American Vanguard Corp............................... 41,677 1,489,119 #AptarGroup, Inc...................................... 84,980 4,357,774 #*Arabian American Development Co...................... 13,281 113,420 Ashland, Inc......................................... 85,486 6,082,329 Balchem Corp......................................... 23,616 822,545 Ball Corp............................................ 55,054 2,357,963 #Bemis Co., Inc....................................... 158,083 5,224,643 Boise, Inc........................................... 169,459 1,421,761 Buckeye Technologies, Inc............................ 65,103 1,705,699 Cabot Corp........................................... 100,225 3,584,046 *Calgon Carbon Corp................................... 87,557 1,084,831 #Carpenter Technology Corp............................ 62,730 3,049,305 Celanese Corp. Class A............................... 27,600 1,048,524 *Century Aluminum Co.................................. 124,240 888,316 CF Industries Holdings, Inc.......................... 43,083 8,840,201 #Chase Corp........................................... 11,789 217,271 *Chemtura Corp........................................ 149,368 2,379,432 *Clearwater Paper Corp................................ 33,426 1,321,664 #Cliffs Natural Resources, Inc........................ 51,572 1,870,516 #*Coeur d'Alene Mines Corp............................. 145,280 4,490,605 Commercial Metals Co................................. 178,891 2,461,540 #Compass Minerals International, Inc.................. 13,558 1,069,048 *Contango ORE, Inc.................................... 1,821 12,292 *Continental Materials Corp........................... 1,019 12,447 *Core Molding Technologies, Inc....................... 11,130 78,133 #*Crown Holdings, Inc.................................. 37,000 1,415,250 Cytec Industries, Inc................................ 73,731 5,074,167 Deltic Timber Corp................................... 16,051 1,089,221 #Domtar Corp.......................................... 59,170 4,718,808 Dow Chemical Co. (The)............................... 494,941 14,501,771 E.I. du Pont de Nemours & Co......................... 117,889 5,248,418 #Eagle Materials, Inc................................. 69,674 3,690,632 Eastman Chemical Co.................................. 66,655 3,948,642 Ecolab, Inc.......................................... 61,063 4,249,985 *Ferro Corp........................................... 115,227 303,047 #*Flotek Industries, Inc............................... 5,709 63,427 FMC Corp............................................. 45,000 2,408,400 149 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Materials -- (Continued) Freeport-McMoRan Copper & Gold, Inc..................... 228,481 $ 8,883,341 Friedman Industries, Inc................................ 13,567 145,574 FutureFuel Corp......................................... 1,509 17,791 #*General Moly, Inc....................................... 114,643 424,179 Georgia Gulf Corp....................................... 51,327 1,816,463 #Globe Specialty Metals, Inc............................. 116,022 1,743,811 #*Golden Minerals Co...................................... 19,506 85,241 *Graphic Packaging Holding Co............................ 540,426 3,199,322 Greif, Inc. Class A..................................... 36,693 1,539,638 #Greif, Inc. Class B..................................... 28,377 1,285,478 H.B. Fuller Co.......................................... 78,894 2,398,378 Hawkins, Inc............................................ 15,743 615,551 Haynes International, Inc............................... 18,018 913,152 *Headwaters, Inc......................................... 76,455 549,711 #Hecla Mining Co......................................... 442,737 2,913,209 *Horsehead Holding Corp.................................. 65,919 596,567 Huntsman Corp........................................... 386,450 5,812,208 Innophos Holdings, Inc.................................. 33,918 1,616,193 *Innospec, Inc........................................... 36,334 1,176,495 International Flavors & Fragrances, Inc................. 17,200 1,111,464 International Paper Co.................................. 256,800 9,201,144 #*Intrepid Potash, Inc.................................... 102,060 2,217,764 #Kaiser Aluminum Corp.................................... 29,817 1,806,314 *KapStone Paper & Packaging Corp......................... 71,061 1,561,210 KMG Chemicals, Inc...................................... 16,170 276,184 Koppers Holdings, Inc................................... 15,719 561,168 *Kraton Performance Polymers, Inc........................ 43,846 956,720 #Kronos Worldwide, Inc................................... 67,337 898,949 *Landec Corp............................................. 41,024 443,880 #*Louisiana-Pacific Corp.................................. 217,242 3,430,251 *LSB Industries, Inc..................................... 34,916 1,406,067 *LyondellBasell Industries NV Class A.................... 92,925 4,961,266 #Martin Marietta Materials, Inc.......................... 54,831 4,513,140 *Material Sciences Corp.................................. 8,954 78,437 Materion Corp........................................... 28,518 597,452 #*McEwen Mining, Inc...................................... 147,454 716,626 MeadWestvaco Corp....................................... 177,786 5,278,466 *Mercer International, Inc............................... 77,162 539,362 *Metals USA Holdings Corp................................ 58,973 859,826 #Minerals Technologies, Inc.............................. 26,910 1,928,371 #*Mines Management, Inc................................... 13,118 15,742 *Mod-Pac Corp............................................ 3,434 23,042 #*Molycorp, Inc........................................... 13,274 138,050 Monsanto Co............................................. 66,246 5,701,793 *Mosaic Co. (The)........................................ 47,634 2,493,164 Myers Industries, Inc................................... 51,275 760,408 Neenah Paper, Inc....................................... 25,524 661,072 #NewMarket Corp.......................................... 16,011 4,343,944 *Newmont Mining Corp..................................... 204,471 11,153,893 Noranda Aluminum Holding Corp........................... 38,891 238,402 *Northern Technologies International Corp................ 5,900 65,549 Nucor Corp.............................................. 185,428 7,441,226 #Olin Corp............................................... 121,950 2,529,243 Olympic Steel, Inc...................................... 15,489 278,802 *OM Group, Inc........................................... 46,438 939,441 *Omnova Solutions, Inc................................... 73,595 576,985 #*Owens-Illinois, Inc..................................... 180,971 3,527,125 P.H. Glatfelter Co...................................... 63,321 1,127,747 Packaging Corp. of America.............................. 121,239 4,276,100 *Penford Corp............................................ 22,102 170,185 #PolyOne Corp............................................ 140,565 2,660,895 150 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Materials -- (Continued) PPG Industries, Inc.................................. 24,442 $ 2,861,669 #Praxair, Inc......................................... 34,453 3,659,253 Quaker Chemical Corp................................. 19,097 1,011,950 #Reliance Steel & Aluminum Co......................... 116,824 6,348,216 *Resolute Forest Products............................. 2,747 33,513 #Rock-Tenn Co. Class A................................ 68,181 4,990,167 Rockwood Holdings, Inc............................... 98,930 4,540,887 Royal Gold, Inc...................................... 72,115 6,351,889 RPM International, Inc............................... 169,023 4,506,153 *RTI International Metals, Inc........................ 47,769 1,088,656 #Schnitzer Steel Industries, Inc. Class A............. 33,292 949,155 Schweitzer-Mauduit International, Inc................ 48,174 1,687,535 #Scotts Miracle-Gro Co. Class A (The)................. 33,010 1,413,158 #Sealed Air Corp...................................... 290,192 4,706,914 *Senomyx, Inc......................................... 26,984 46,952 Sensient Technologies Corp........................... 76,236 2,773,466 Sherwin-Williams Co. (The)........................... 19,100 2,723,278 #Sigma-Aldrich Corp................................... 22,268 1,561,878 #Silgan Holdings, Inc................................. 38,508 1,667,781 *Silver Bull Resources, Inc........................... 8,400 4,082 #*Solitario Exploration & Royalty Corp................. 2,615 4,184 #Sonoco Products Co................................... 128,309 3,994,259 #Southern Copper Corp................................. 25,873 985,761 *Spartech Corp........................................ 39,657 339,464 #Steel Dynamics, Inc.................................. 327,560 4,143,634 Stepan Co............................................ 15,980 1,530,884 #*Stillwater Mining Co................................. 163,299 1,699,943 *SunCoke Energy, Inc.................................. 88,709 1,425,554 Synalloy Corp........................................ 11,860 163,312 #*Texas Industries, Inc................................ 45,629 1,967,979 #Titanium Metals Corp................................. 238,368 2,791,289 Tredegar Corp........................................ 33,747 572,687 *United States Lime & Minerals, Inc................... 8,386 367,391 #United States Steel Corp............................. 151,833 3,095,875 *Universal Stainless & Alloy Products, Inc............ 10,522 361,957 #Valhi, Inc........................................... 118,994 1,492,185 #Valspar Corp......................................... 131,883 7,389,404 *Verso Paper Corp..................................... 34,197 43,088 Vulcan Materials Co.................................. 138,741 6,377,924 #Walter Energy, Inc................................... 11,800 412,528 Wausau Paper Corp.................................... 80,348 664,478 #Westlake Chemical Corp............................... 89,408 6,800,372 #Worthington Industries, Inc.......................... 109,934 2,376,773 *WR Grace & Co........................................ 39,559 2,538,105 Zep, Inc............................................. 31,221 447,397 #*Zoltek Cos., Inc..................................... 50,213 343,959 ------------ Total Materials......................................... 361,593,575 ------------ Other -- (0.0%) .*Brooklyn Federal Bancorp, Inc. Escrow Shares......... 7,873 -- .*Concord Camera Corp. Escrow Shares................... 2,339 -- .*Cubist Pharmaceuticals, Inc. Escrow Shares........... 4,235 -- .*Gerber Scientific, Inc. Escrow Shares................ 30,731 -- .*Price Communications Liquidation Trust............... 11,700 -- .*Softbrands, Inc. Escrow Shares....................... 14,700 -- .*Voyager Learning Co. Escrow Shares................... 7,226 -- ------------ Total Other............................................. -- ------------ Telecommunication Services -- (2.9%).................... #AT&T, Inc............................................ 2,989,398 103,403,277 Atlantic Tele-Network, Inc........................... 22,211 920,424 151 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ------------ Telecommunication Services -- (Continued) #*Boingo Wireless, Inc................................. 16,070 $ 117,632 *Cbeyond, Inc......................................... 43,854 335,922 CenturyLink, Inc..................................... 303,450 11,646,411 #*Cincinnati Bell, Inc................................. 195,742 1,019,816 Consolidated Communications Holdings, Inc............ 51,524 795,531 *Crown Castle International Corp...................... 29,691 1,981,874 #Frontier Communications Corp......................... 972,105 4,588,336 *General Communications, Inc. Class A................. 64,916 567,366 *Hawaiian Telcom Holdco, Inc.......................... 367 6,265 HickoryTech Corp..................................... 18,210 193,936 IDT Corp. Class B.................................... 29,376 297,285 #*Iridium Communications, Inc.......................... 104,650 773,364 #*Leap Wireless International, Inc..................... 89,942 480,290 #*Level 3 Communications, Inc.......................... 72,582 1,487,931 Lumos Networks Corp.................................. 22,819 179,586 #*MetroPCS Communications, Inc......................... 296,305 3,025,274 *Neutral Tandem, Inc.................................. 47,776 220,725 #*NII Holdings, Inc.................................... 116,994 932,442 NTELOS Holdings Corp................................. 23,230 354,258 *ORBCOMM, Inc......................................... 62,221 217,774 *Premiere Global Services, Inc........................ 87,044 739,874 Primus Telecommunications Group, Inc................. 5,557 81,299 #*SBA Communications Corp.............................. 23,603 1,572,668 Shenandoah Telecommunications Co..................... 33,195 521,825 *Sprint Nextel Corp................................... 2,576,737 14,275,123 Telephone & Data Systems, Inc........................ 157,326 3,912,698 #*tw telecom, Inc...................................... 117,288 2,987,325 #*United States Cellular Corp.......................... 45,025 1,665,475 USA Mobility, Inc.................................... 33,099 365,744 Verizon Communications, Inc.......................... 1,386,217 61,880,727 *Vonage Holdings Corp................................. 2,900 6,583 Warwick Valley Telephone Co.......................... 9,033 118,694 #Windstream Corp...................................... 427,884 4,082,013 ------------ Total Telecommunication Services........................ 225,755,767 ------------ Utilities -- (2.1%) *AES Corp. (The)...................................... 472,016 4,932,567 AGL Resources, Inc................................... 51,100 2,086,413 ALLETE, Inc.......................................... 38,450 1,600,289 Alliant Energy Corp.................................. 36,568 1,634,590 Ameren Corp.......................................... 50,996 1,676,748 #American Electric Power Co., Inc..................... 58,603 2,604,317 American States Water Co............................. 19,252 847,473 #American Water Works Co., Inc........................ 33,369 1,225,977 Aqua America, Inc.................................... 77,676 1,972,194 Artesian Resources Corp. Class A..................... 5,797 133,389 Atmos Energy Corp.................................... 51,765 1,861,987 Avista Corp.......................................... 59,496 1,512,388 Black Hills Corp..................................... 44,748 1,600,636 #*Cadiz, Inc........................................... 5,844 50,258 California Water Service Group....................... 54,764 1,008,753 *Calpine Corp......................................... 370,649 6,523,422 CenterPoint Energy, Inc.............................. 86,557 1,875,690 CH Energy Group, Inc................................. 20,779 1,351,258 Chesapeake Utilities Corp............................ 10,903 512,114 Cleco Corp........................................... 39,747 1,715,083 CMS Energy Corp...................................... 72,197 1,755,831 Connecticut Water Services, Inc...................... 10,390 318,246 #Consolidated Edison, Inc............................. 35,814 2,162,449 Consolidated Water Co., Ltd.......................... 17,009 133,521 Delta Natural Gas Co., Inc........................... 5,328 104,748 152 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ --------- ---------- Utilities -- (Continued) Dominion Resources, Inc................................ 70,752 $3,734,291 DTE Energy Co.......................................... 35,764 2,220,944 Duke Energy Corp....................................... 83,692 5,497,727 #*Dynegy, Inc............................................ 1,078 20,159 Edison International, Inc.............................. 50,348 2,363,335 El Paso Electric Co.................................... 39,751 1,351,136 #Empire District Electric Co. (The)..................... 43,310 940,260 Entergy Corp........................................... 23,057 1,673,477 Exelon Corp............................................ 107,986 3,863,739 FirstEnergy Corp....................................... 51,922 2,373,874 Gas Natural, Inc....................................... 5,156 51,457 Genie Energy, Ltd. Class B............................. 32,165 225,477 *GenOn Energy, Inc...................................... 1,052,318 2,704,457 #Great Plains Energy, Inc............................... 77,767 1,745,091 Hawaiian Electric Industries, Inc...................... 52,901 1,369,078 IDACORP, Inc........................................... 36,703 1,641,358 #Integrys Energy Group, Inc............................. 29,499 1,594,126 #ITC Holdings Corp...................................... 29,604 2,357,070 Laclede Group, Inc. (The).............................. 21,294 886,682 MDU Resources Group, Inc............................... 46,015 999,906 MGE Energy, Inc........................................ 23,288 1,225,880 Middlesex Water Co..................................... 17,687 342,067 #National Fuel Gas Co................................... 17,489 921,670 #New Jersey Resources Corp.............................. 36,063 1,603,361 NextEra Energy, Inc.................................... 49,821 3,490,459 NiSource, Inc.......................................... 60,500 1,540,935 Northeast Utilities, Inc............................... 86,388 3,395,048 Northwest Natural Gas Co............................... 28,392 1,321,080 NorthWestern Corp...................................... 39,353 1,409,231 #NRG Energy, Inc........................................ 238,476 5,141,543 #NV Energy, Inc......................................... 131,215 2,494,397 OGE Energy Corp........................................ 33,996 1,957,490 ONEOK, Inc............................................. 120,513 5,700,265 #Ormat Technologies, Inc................................ 65,592 1,248,216 Otter Tail Corp........................................ 33,939 818,948 #Pepco Holdings, Inc.................................... 48,412 961,946 PG&E Corp.............................................. 48,207 2,049,762 #Piedmont Natural Gas Co................................ 41,202 1,313,108 Pinnacle West Capital Corp............................. 23,500 1,244,795 #PNM Resources, Inc..................................... 84,252 1,867,024 Portland General Electric Co........................... 72,178 1,977,677 PPL Corp............................................... 70,270 2,078,587 #Public Service Enterprise Group, Inc................... 212,226 6,799,721 Questar Corp........................................... 214,038 4,332,129 RGC Resources, Inc..................................... 2,942 52,662 SCANA Corp............................................. 25,601 1,256,497 Sempra Energy.......................................... 28,400 1,980,900 SJW Corp............................................... 26,109 632,882 South Jersey Industries, Inc........................... 31,715 1,604,462 Southern Co. (The)..................................... 109,357 5,122,282 Southwest Gas Corp..................................... 40,916 1,778,619 *Synthesis Energy Systems, Inc.......................... 45,358 58,512 TECO Energy, Inc....................................... 96,411 1,722,865 UGI Corp............................................... 91,199 2,944,816 UIL Holdings Corp...................................... 49,582 1,793,381 Unitil Corp............................................ 15,533 413,022 UNS Energy Corp........................................ 42,822 1,825,930 Vectren Corp........................................... 47,566 1,406,527 #Westar Energy, Inc..................................... 72,321 2,147,934 WGL Holdings, Inc...................................... 33,890 1,347,805 Wisconsin Energy Corp.................................. 45,359 1,744,961 153 U.S. CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Utilities -- (Continued) Xcel Energy, Inc................................. 82,054 $ 2,318,026 York Water Co.................................... 13,028 226,296 -------------- Total Utilities..................................... 164,427,703 -------------- TOTAL COMMON STOCKS................................. 6,899,484,824 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................ 212 14,911 -------------- RIGHTS/WARRANTS -- (0.0%) .*Allos Therapeutics, Inc. Contingent Value Rights. 38,881 389 .*Camco Financial Corp. Rights 11/01/12............ 4,832 483 .*Capital Bank Corp. Contingent Value Rights....... 7,309 -- *Capital Bank Financial Corp. Contingent Value Rights.......................................... 13,882 3,054 .*CVR Energy, Inc. Contingent Value Rights......... 123,987 -- *Dynegy, Inc...................................... 16,814 27,238 .*Emergent Biosolutions, Inc. Contingent Value Rights.......................................... 4,801 -- *FieldPoint Petroleum Corp. Warrants 03/23/17..... 9,928 10,325 .*PhotoMedex, Inc. Contingent Value Warrants....... 888 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17.... 813 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17.... 813 -- -------------- TOTAL RIGHTS/WARRANTS............................... 41,489 -------------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 25,908,240 25,908,240 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.1%) (S)@DFA Short Term Investment Fund.................. 81,993,994 948,670,516 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,920,082 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,928,869) to be repurchased at $2,834,983..................................... $ 2,835 2,834,959 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 951,505,475 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $6,883,487,825)............................ $7,876,954,939 ============== 154 U.S. VECTOR EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------ ---------- COMMON STOCKS -- (87.3%) Consumer Discretionary -- (13.9%) *1-800-FLOWERS.COM, Inc. Class A........................... 33,345 $ 121,043 A.H. Belo Corp. Class A................................... 21,443 107,215 Aaron's, Inc.............................................. 61,802 1,905,356 Abercrombie & Fitch Co. Class A........................... 9,837 300,815 #Advance Auto Parts, Inc................................... 5,300 375,982 *Aeropostale, Inc.......................................... 25,947 310,067 *AFC Enterprises, Inc...................................... 9,550 241,806 *Aldila, Inc............................................... 1,927 5,742 Ambassadors Group, Inc.................................... 17,553 89,871 *AMC Networks, Inc. Class A................................ 2,611 121,986 #Amcon Distributing Co..................................... 438 27,585 *American Apparel, Inc..................................... 39,246 41,601 American Eagle Outfitters, Inc............................ 95,199 1,986,803 #American Greetings Corp. Class A.......................... 21,500 369,155 #*American Public Education, Inc............................ 4,170 151,913 *America's Car-Mart, Inc................................... 10,824 453,093 Ameristar Casinos, Inc.................................... 17,244 314,703 *ANN, Inc.................................................. 17,170 603,697 #*Apollo Group, Inc. Class A................................ 1,600 32,128 Arbitron, Inc............................................. 6,700 243,612 *Arctic Cat, Inc........................................... 11,890 431,250 Ark Restaurants Corp...................................... 3,403 57,443 *Asbury Automotive Group, Inc.............................. 29,653 940,593 *Ascena Retail Group, Inc.................................. 74,986 1,484,723 *Ascent Capital Group, Inc. Class A........................ 13,641 810,957 #*AutoNation, Inc........................................... 23,388 1,038,427 *Ballantyne Strong, Inc.................................... 13,009 52,426 #*Bally Technologies, Inc................................... 16,084 802,913 #*Barnes & Noble, Inc....................................... 66,229 1,115,296 Bassett Furniture Industries, Inc......................... 10,687 122,580 *Beasley Broadcast Group, Inc. Class A..................... 6,377 30,992 #*Beazer Homes USA, Inc..................................... 16,707 275,498 bebe stores, Inc.......................................... 79,250 320,963 *Bed Bath & Beyond, Inc.................................... 4,900 282,632 Belo Corp. Class A........................................ 89,588 670,118 #Best Buy Co., Inc......................................... 25,712 391,080 Big 5 Sporting Goods Corp................................. 22,333 199,434 #*Big Lots, Inc............................................. 16,633 484,519 *Biglari Holdings, Inc..................................... 1,773 626,951 #*BJ's Restaurants, Inc..................................... 23,434 774,494 *Blue Nile, Inc............................................ 1,591 60,092 *Bluegreen Corp............................................ 32,000 189,760 #Blyth, Inc................................................ 16,340 373,206 Bob Evans Farms, Inc...................................... 29,333 1,116,707 Bon-Ton Stores, Inc. (The)................................ 16,943 208,060 #*Books-A-Million, Inc...................................... 13,630 40,209 #*BorgWarner, Inc........................................... 7,200 473,904 Bowl America, Inc. Class A................................ 2,839 36,268 #*Boyd Gaming Corp.......................................... 88,809 547,952 *Bravo Brio Restaurant Group, Inc.......................... 5,526 72,943 #*Bridgepoint Education, Inc................................ 12,801 128,010 #Brinker International, Inc................................ 13,098 403,418 *Brookfield Residential Properties, Inc.................... 3,692 63,872 Brown Shoe Co., Inc....................................... 47,280 746,078 #Brunswick Corp............................................ 58,855 1,388,389 #Buckle, Inc. (The)........................................ 9,525 430,244 #*Buffalo Wild Wings, Inc................................... 5,457 414,459 *Build-A-Bear Workshop, Inc................................ 18,741 67,280 155 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Cabela's, Inc........................................... 76,421 $ 3,424,425 *Cache, Inc.............................................. 12,659 34,812 Callaway Golf Co........................................ 76,853 419,617 *Cambium Learning Group, Inc............................. 42,184 38,387 Canterbury Park Holding Corp............................ 4,963 49,878 *Capella Education Co.................................... 13,153 410,637 *Career Education Corp................................... 68,794 233,900 *Caribou Coffee Co., Inc................................. 14,190 169,854 #*CarMax, Inc............................................. 26,062 879,593 *Carmike Cinemas, Inc.................................... 7,123 97,015 Carnival Corp........................................... 64,394 2,439,245 Carriage Services, Inc.................................. 20,067 213,312 *Carrols Restaurant Group, Inc........................... 21,299 136,740 *Carter's, Inc........................................... 28,571 1,544,548 *Casual Male Retail Group, Inc........................... 48,783 188,302 Cato Corp. Class A (The)................................ 19,222 545,520 *Cavco Industries, Inc................................... 7,578 366,321 CBS Corp. Class A....................................... 5,310 172,575 CBS Corp. Class B....................................... 101,068 3,274,603 CEC Entertainment, Inc.................................. 7,444 230,764 #*Central European Media Enterprises, Ltd. Class A........ 18,425 98,758 #*Charles & Colvard, Ltd.................................. 15,731 62,767 #*Charter Communications, Inc. Class A.................... 317 24,539 #Cheesecake Factory, Inc. (The).......................... 34,243 1,132,074 Cherokee, Inc........................................... 3,009 43,360 Chico's FAS, Inc........................................ 16,994 316,088 #*Children's Place Retail Stores, Inc. (The).............. 22,289 1,302,346 *Chipotle Mexican Grill, Inc............................. 3,000 763,590 #Choice Hotels International, Inc........................ 6,175 193,216 Christopher & Banks Corp................................ 33,498 104,514 *Chromcraft Revington, Inc............................... 2,820 1,864 Churchill Downs, Inc.................................... 16,397 1,071,216 #Cinemark Holdings, Inc.................................. 64,550 1,593,740 *Citi Trends, Inc........................................ 15,568 191,175 *Clear Channel Outdoor Holdings, Inc. Class A............ 32,196 214,425 *Coast Distribution System, Inc. (The)................... 1,632 3,215 *Cobra Electronics Corp.................................. 7,586 37,020 #*Coinstar, Inc........................................... 13,260 622,424 #*Coldwater Creek, Inc.................................... 5,075 21,061 Collectors Universe, Inc................................ 4,583 54,996 #Columbia Sportswear Co.................................. 25,015 1,410,846 Comcast Corp. Class A................................... 303,818 11,396,213 Comcast Corp. Special Class A........................... 83,059 3,026,670 #*Conn's, Inc............................................. 35,937 910,284 Cooper Tire & Rubber Co................................. 53,922 1,085,450 Core-Mark Holding Co., Inc.............................. 12,310 589,280 *Corinthian Colleges, Inc................................ 87,764 239,596 Cracker Barrel Old Country Store, Inc................... 5,835 371,398 *Crocs, Inc.............................................. 30,700 386,820 #*Crown Media Holdings, Inc. Class A...................... 18,563 32,300 CSS Industries, Inc..................................... 4,800 96,480 CTC Media, Inc.......................................... 22,838 191,611 Culp, Inc............................................... 11,988 151,528 *Cumulus Media, Inc. Class A............................. 14,274 35,114 *Cybex International, Inc................................ 3,304 8,161 #D.R. Horton, Inc........................................ 155,647 3,262,361 Dana Holding Corp....................................... 67,200 884,352 Darden Restaurants, Inc................................. 5,017 263,995 #*Deckers Outdoor Corp.................................... 4,800 137,424 *dELiA*s, Inc............................................ 18,616 24,573 *Delta Apparel, Inc...................................... 12,525 189,629 156 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Destination Maternity Corp............................... 12,750 $ 241,740 #DeVry, Inc............................................... 11,322 297,316 .*DGSE Cos., Inc........................................... 3,503 26,027 #*Dial Global, Inc......................................... 4,427 10,802 #Dick's Sporting Goods, Inc............................... 8,194 409,700 #*Digital Generation, Inc.................................. 26,098 242,711 Dillard's, Inc. Class A.................................. 62,205 4,789,785 *DineEquity, Inc.......................................... 17,026 1,067,530 *DIRECTV.................................................. 22,304 1,139,957 #*Discovery Communications, Inc. (25470F104)............... 5,091 300,471 *Discovery Communications, Inc. (25470F203)............... 1,000 60,410 *Discovery Communications, Inc. (25470F302)............... 4,083 223,667 *Dixie Group, Inc. (The).................................. 7,426 29,407 *Dollar General Corp...................................... 500 24,310 *Dollar Tree, Inc......................................... 13,600 542,232 Domino's Pizza, Inc...................................... 14,558 591,346 *Dorman Products, Inc..................................... 32,268 985,787 Dover Downs Gaming & Entertainment, Inc.................. 15,417 36,692 #*DreamWorks Animation SKG, Inc. Class A................... 61,042 1,243,426 *Drew Industries, Inc..................................... 22,002 696,803 #DSW, Inc. Class A........................................ 12,788 800,401 *E.W. Scripps Co. Class A (The)........................... 49,185 521,853 *EDCI Holdings, Inc....................................... 2,070 9,574 #*Education Management Corp................................ 47,218 150,153 Educational Development Corp............................. 3,287 13,017 Einstein Noah Restaurant Group, Inc...................... 10,994 169,637 *Emerson Radio Corp....................................... 22,180 37,706 *Emmis Communications Corp. Class A....................... 5,300 10,865 *Empire Resorts, Inc...................................... 2,566 3,926 #*Entercom Communications Corp. Class A.................... 32,312 210,351 Entravision Communications Corp. Class A................. 40,982 55,326 Escalade, Inc............................................ 11,212 58,302 #Ethan Allen Interiors, Inc............................... 27,900 820,539 *Ever-Glory International Group, Inc...................... 2,000 2,700 *Exide Technologies....................................... 82,430 251,412 #Expedia, Inc............................................. 14,450 854,718 *Express, Inc............................................. 2,182 24,286 #Family Dollar Stores, Inc................................ 8,607 567,718 *Famous Dave's of America, Inc............................ 6,706 52,843 *Federal-Mogul Corp....................................... 64,517 486,458 *Fiesta Restaurant Group, Inc............................. 12,924 170,855 Finish Line, Inc. Class A (The).......................... 43,139 897,507 *Fisher Communications, Inc............................... 7,173 181,047 #*Flanigan's Enterprises, Inc.............................. 300 2,199 Flexsteel Industries, Inc................................ 5,993 120,639 Foot Locker, Inc......................................... 105,891 3,547,349 Ford Motor Co............................................ 103,911 1,159,647 *Fossil, Inc.............................................. 12,801 1,114,967 *Frederick's of Hollywood Group, Inc...................... 3,900 1,131 Fred's, Inc. Class A..................................... 41,518 562,569 Frisch's Restaurants, Inc................................ 5,689 101,719 *Fuel Systems Solutions, Inc.............................. 22,489 365,896 *Full House Resorts, Inc.................................. 15,614 49,184 *Furniture Brands International, Inc...................... 50,500 76,760 *Gaiam, Inc. Class A...................................... 17,607 57,927 #GameStop Corp. Class A................................... 124,160 2,834,573 Gaming Partners International Corp....................... 9,358 58,488 #Gannett Co., Inc......................................... 166,926 2,821,049 Gap, Inc. (The).......................................... 23,608 843,278 #Garmin, Ltd.............................................. 10,038 381,344 *Geeknet, Inc............................................. 1,266 23,003 157 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Consumer Discretionary -- (Continued) *General Motors Co......................................... 84,132 $2,145,366 *Genesco, Inc.............................................. 20,728 1,187,714 #Gentex Corp............................................... 13,836 238,256 *Gentherm, Inc............................................. 14,292 171,790 Genuine Parts Co.......................................... 10,032 627,803 *G-III Apparel Group, Ltd.................................. 19,582 723,751 #GNC Holdings, Inc. Class A................................ 1,500 58,005 *Goodyear Tire & Rubber Co. (The).......................... 21,200 241,892 *Gordmans Stores, Inc...................................... 872 13,132 *Grand Canyon Education, Inc............................... 5,668 123,336 *Gray Television, Inc...................................... 45,976 97,929 *Gray Television, Inc. Class A............................. 2,300 4,853 #Group 1 Automotive, Inc................................... 24,320 1,508,083 Guess?, Inc............................................... 3,771 93,445 H&R Block, Inc............................................ 12,252 216,860 *Hallwood Group, Inc. (The)................................ 880 5,676 *Hanesbrands, Inc.......................................... 7,900 264,413 Harley-Davidson, Inc...................................... 25,800 1,206,408 Harman International Industries, Inc...................... 12,590 527,899 *Harris Interactive, Inc................................... 4,286 6,429 Harte-Hanks, Inc.......................................... 62,518 348,225 #Hasbro, Inc............................................... 9,200 331,108 *Hastings Entertainment, Inc............................... 1,695 3,390 Haverty Furniture Cos., Inc............................... 20,029 300,635 Haverty Furniture Cos., Inc. Class A...................... 1,796 26,814 *Heelys, Inc............................................... 7,950 18,047 *Helen of Troy, Ltd........................................ 31,088 939,479 #*hhgregg, Inc.............................................. 32,381 195,581 *Hibbett Sports, Inc....................................... 6,651 359,088 Hillenbrand, Inc.......................................... 32,488 665,029 *Hollywood Media Corp...................................... 11,210 14,909 Home Depot, Inc. (The).................................... 52,493 3,222,020 Hooker Furniture Corp..................................... 10,735 146,425 Hot Topic, Inc............................................ 45,606 392,212 #HSN, Inc.................................................. 10,253 533,361 *Hyatt Hotels Corp. Class A................................ 5,162 188,413 *Iconix Brand Group, Inc................................... 76,732 1,420,309 International Game Technology............................. 1,600 20,544 International Speedway Corp. Class A...................... 29,041 740,546 Interpublic Group of Cos., Inc. (The)..................... 44,149 445,905 Interval Leisure Group, Inc............................... 27,192 518,280 #*iRobot Corp............................................... 11,711 210,447 *Isle of Capri Casinos, Inc................................ 36,851 224,054 #*ITT Educational Services, Inc............................. 2,258 48,524 #J.C. Penney Co., Inc...................................... 93,481 2,244,479 *Jack in the Box, Inc...................................... 28,568 743,054 Jaclyn, Inc............................................... 400 2,100 #JAKKS Pacific, Inc........................................ 5,955 76,879 Jarden Corp............................................... 78,437 3,906,163 John Wiley & Sons, Inc. Class B........................... 2,087 90,774 *Johnson Controls, Inc..................................... 40,164 1,034,223 *Johnson Outdoors, Inc. Class A............................ 14,083 274,759 Jones Group, Inc. (The)................................... 92,800 1,095,968 #*Jos. A. Bank Clothiers, Inc............................... 18,737 876,704 *Journal Communications, Inc. Class A...................... 51,347 288,057 #*K12, Inc.................................................. 5,369 109,903 #KB Home................................................... 74,081 1,183,814 *Kid Brands, Inc........................................... 33,024 59,773 *Kirkland's, Inc........................................... 18,225 174,778 #*Kohl's Corp............................................... 20,270 1,079,986 *Kona Grill, Inc........................................... 7,282 65,684 158 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Koss Corp................................................ 4,404 $ 22,637 *Krispy Kreme Doughnuts, Inc.............................. 43,610 324,022 #*K-Swiss, Inc. Class A.................................... 32,483 74,061 *Lakeland Industries, Inc................................. 5,597 34,142 #*Lamar Advertising Co. Class A............................ 10,244 402,077 Las Vegas Sands Corp..................................... 19,359 899,032 *La-Z-Boy, Inc............................................ 53,633 869,927 *LeapFrog Enterprises, Inc................................ 47,530 420,165 Lear Corp................................................ 6,993 297,902 *Learning Tree International, Inc......................... 10,875 62,640 *Lee Enterprises, Inc..................................... 37,969 56,194 #Leggett & Platt, Inc..................................... 32,695 867,398 #Lennar Corp. Class A..................................... 134,243 5,030,085 Lennar Corp. Class B Voting.............................. 19,789 561,612 *Libbey, Inc.............................................. 8,069 144,839 *Liberty Global, Inc. Class A............................. 3,814 228,954 *Liberty Global, Inc. Class B............................. 104 6,252 #*Liberty Global, Inc. Class C............................. 10,426 586,880 *Liberty Interactive Corp. Class A........................ 267,922 5,358,440 *Liberty Interactive Corp. Class B........................ 4,371 85,540 *Liberty Media Corp. - Liberty Capital Class A............ 35,948 4,014,313 *Liberty Media Corp. - Liberty Capital Class B............ 936 102,211 *Liberty Ventures Series A................................ 15,974 909,085 *Liberty Ventures Series B................................ 218 11,441 #*Life Time Fitness, Inc................................... 34,630 1,554,541 Lifetime Brands, Inc..................................... 13,209 146,620 Limited Brands, Inc...................................... 6,200 296,918 *LIN TV Corp. Class A..................................... 27,561 154,617 Lincoln Educational Services Corp........................ 20,731 76,912 Lithia Motors, Inc. Class A.............................. 23,275 796,005 *Live Nation Entertainment, Inc........................... 208,833 1,910,822 #*LKQ Corp................................................. 62,498 1,305,583 #*LodgeNet Interactive Corp................................ 5,000 2,200 Lowe's Cos., Inc......................................... 66,542 2,154,630 *Luby's, Inc.............................................. 28,310 180,901 *Lumber Liquidators Holdings, Inc......................... 3,805 212,395 *M/I Homes, Inc........................................... 21,500 478,375 Mac-Gray Corp............................................ 14,033 182,429 Macy's, Inc.............................................. 76,588 2,915,705 *Madison Square Garden Co. Class A (The).................. 55,936 2,302,326 *Maidenform Brands, Inc................................... 21,701 406,026 Marcus Corp.............................................. 21,011 229,020 Marine Products Corp..................................... 29,857 177,052 *MarineMax, Inc........................................... 25,574 210,474 *Marriott Vacations Worldwide Corp........................ 1,033 40,638 *Martha Stewart Living Omnimedia Class A.................. 40,187 116,140 Mattel, Inc.............................................. 19,217 706,801 Matthews International Corp. Class A..................... 21,468 617,634 #*McClatchy Co. Class A (The).............................. 64,477 183,759 McDonald's Corp.......................................... 6,200 538,160 MDC Holdings, Inc........................................ 47,401 1,812,614 #*Media General, Inc. Class A.............................. 21,300 89,460 #Men's Wearhouse, Inc. (The).............................. 48,118 1,577,789 #Meredith Corp............................................ 34,849 1,166,396 *Meritage Homes Corp...................................... 31,380 1,160,432 *MGM Resorts International................................ 264,134 2,723,222 *Modine Manufacturing Co.................................. 45,500 309,400 *Mohawk Industries, Inc................................... 54,426 4,542,938 *Monarch Casino & Resort, Inc............................. 17,648 160,950 #Monro Muffler Brake, Inc................................. 20,712 702,551 *Morgans Hotel Group Co................................... 278 1,793 159 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) #Morningstar, Inc......................................... 3,175 $ 199,962 #*Motorcar Parts of America, Inc........................... 11,260 52,922 Movado Group, Inc........................................ 20,105 637,127 *MTR Gaming Group, Inc.................................... 24,911 86,939 *Multimedia Games Holding Co., Inc........................ 19,081 303,388 NACCO Industries, Inc. Class A........................... 6,974 353,163 *Nathan's Famous, Inc..................................... 5,206 144,258 National CineMedia, Inc.................................. 14,188 219,346 *Nautilus, Inc............................................ 29,587 83,139 *Navarre Corp............................................. 25,294 42,747 #*Netflix, Inc............................................. 2,866 226,672 *Nevada Gold & Casinos, Inc............................... 1,000 800 *New Frontier Media, Inc.................................. 14,206 28,696 *New York & Co., Inc...................................... 60,373 203,457 *New York Times Co. Class A (The)......................... 141,264 1,155,540 Newell Rubbermaid, Inc................................... 18,588 383,656 #News Corp. Class A....................................... 118,700 2,839,304 News Corp. Class B....................................... 29,000 706,440 *Nexstar Broadcasting Group, Inc. Class A................. 477 5,185 NIKE, Inc. Class B....................................... 1,200 109,656 *Nobility Homes, Inc...................................... 2,463 13,300 Nordstrom, Inc........................................... 700 39,739 #Nutrisystem, Inc......................................... 15,281 147,156 #*NVR, Inc................................................. 1,000 903,740 *Office Depot, Inc........................................ 294,662 730,762 OfficeMax, Inc........................................... 90,838 667,659 Omnicom Group, Inc....................................... 6,244 299,150 *Orbitz Worldwide, Inc.................................... 64,372 158,999 #*Orchard Supply Hardware Stores Corp. Class A............. 1,828 22,704 #*O'Reilly Automotive, Inc................................. 18,013 1,543,354 *Orient-Express Hotels, Ltd. Class A...................... 113,496 1,331,308 Outdoor Channel Holdings, Inc............................ 27,293 198,147 #*Overstock.com, Inc....................................... 8,272 124,742 Oxford Industries, Inc................................... 14,497 804,294 *P & F Industries, Inc. Class A........................... 2,014 11,883 *Pacific Sunwear of California, Inc....................... 60,704 103,197 *Panera Bread Co. Class A................................. 5,200 876,928 *Papa John's International, Inc........................... 6,524 347,860 #*Penn National Gaming, Inc................................ 34,583 1,398,191 #Penske Automotive Group, Inc............................. 78,768 2,410,301 Pep Boys--Manny, Moe & Jack (The)........................ 51,363 513,116 *Perfumania Holdings, Inc................................. 3,665 20,854 *Perry Ellis International, Inc........................... 17,492 361,035 #PetMed Express, Inc...................................... 16,202 176,602 #*PetSmart, Inc............................................ 13,036 865,460 #Pier 1 Imports, Inc...................................... 68,065 1,388,526 *Pinnacle Entertainment, Inc.............................. 52,422 668,905 *Point.360................................................ 2,600 2,158 #Polaris Industries, Inc.................................. 9,939 839,846 Pool Corp................................................ 11,192 471,407 *Priceline.com, Inc....................................... 1,900 1,090,163 *PulteGroup, Inc.......................................... 226,172 3,921,822 PVH Corp................................................. 17,250 1,897,328 *Q.E.P. Co., Inc.......................................... 1,500 26,625 *Quiksilver, Inc.......................................... 176,954 566,253 R.G. Barry Corp.......................................... 18,234 277,886 #*Radio One, Inc. Class D.................................. 39,577 33,640 #RadioShack Corp.......................................... 89,952 201,492 Ralph Lauren Corp........................................ 2,157 331,509 #*Reading International, Inc. Class A...................... 11,759 71,142 *Red Lion Hotels Corp..................................... 20,441 134,706 160 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Red Robin Gourmet Burgers, Inc........................... 16,700 $ 557,780 #Regal Entertainment Group Class A........................ 16,249 249,585 #Regis Corp............................................... 66,496 1,107,823 Rent-A-Center, Inc....................................... 61,056 2,034,996 *Rentrak Corp............................................. 4,890 83,081 *Rick's Cabaret International, Inc........................ 10,061 82,601 *Rocky Brands, Inc........................................ 7,086 85,103 Ross Stores, Inc......................................... 11,816 720,185 Royal Caribbean Cruises, Ltd............................. 113,952 3,836,764 *Ruby Tuesday, Inc........................................ 69,513 501,884 #*rue21, Inc............................................... 2,667 80,303 *Ruth's Hospitality Group, Inc............................ 34,543 229,711 #Ryland Group, Inc. (The)................................. 42,610 1,443,201 *Ryman Hospitality Properties............................. 47,654 1,858,983 #*Saks, Inc................................................ 152,843 1,571,226 Salem Communications Corp. Class A....................... 18,285 108,979 *Sally Beauty Holdings, Inc............................... 17,750 427,420 #Scholastic Corp.......................................... 26,776 883,340 *School Specialty, Inc.................................... 19,188 35,498 *Scientific Games Corp. Class A........................... 87,041 716,347 Scripps Networks Interactive, Inc. Class A............... 5,300 321,816 #*Sealy Corp............................................... 30,405 67,803 *Sears Canada, Inc........................................ 15,617 169,726 *Sears Holdings Corp...................................... 36,464 2,285,199 *Select Comfort Corp...................................... 14,500 403,535 #Service Corp. International.............................. 200,775 2,818,881 *SHFL Entertainment, Inc.................................. 45,954 649,330 Shiloh Industries, Inc................................... 16,466 187,383 Shoe Carnival, Inc....................................... 21,339 498,906 #*Shutterfly, Inc.......................................... 29,705 898,873 Signet Jewelers, Ltd. ADR................................ 14,985 775,624 Sinclair Broadcast Group, Inc. Class A................... 30,200 380,520 #*Sirius XM Radio, Inc..................................... 127,228 356,238 #Six Flags Entertainment Corp............................. 11,549 659,563 *Skechers U.S.A., Inc. Class A............................ 40,709 675,769 *Skyline Corp............................................. 8,700 40,020 *Smith & Wesson Holding Corp.............................. 57,911 555,946 #Sonic Automotive, Inc. Class A........................... 43,000 834,200 *Sonic Corp............................................... 20,443 203,817 #Sotheby's................................................ 14,866 462,779 *Spanish Broadcasting System, Inc. Class A................ 1,489 5,212 Spartan Motors, Inc...................................... 36,992 173,862 #Speedway Motorsports, Inc................................ 47,584 775,619 *Sport Chalet, Inc. Class A............................... 5,873 8,575 Stage Stores, Inc........................................ 35,337 865,757 Standard Motor Products, Inc............................. 25,888 486,177 #*Standard Pacific Corp.................................... 118,490 817,581 *Stanley Furniture Co., Inc............................... 13,132 61,064 #Staples, Inc............................................. 36,189 416,716 Starwood Hotels & Resorts Worldwide, Inc................. 10,381 538,255 *Stein Mart, Inc.......................................... 44,849 352,513 *Steiner Leisure, Ltd..................................... 9,657 424,135 *Steinway Musical Instruments, Inc........................ 13,335 321,907 #*Steven Madden, Ltd....................................... 18,281 784,621 Stewart Enterprises, Inc. Class A........................ 77,343 600,955 *Stoneridge, Inc.......................................... 19,078 94,818 Strattec Security Corp................................... 4,591 104,308 Strayer Education, Inc................................... 2,934 168,588 #Sturm Ruger & Co., Inc................................... 16,895 797,951 Superior Industries International, Inc................... 29,581 505,539 Superior Uniform Group, Inc.............................. 9,577 112,338 161 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Systemax, Inc............................................ 34,554 $ 378,021 *Tandy Brands Accessories, Inc............................ 1,096 1,655 Tandy Leather Factory, Inc............................... 6,870 36,411 Target Corp.............................................. 20,714 1,320,518 #*Tempur-Pedic International, Inc.......................... 7,978 210,938 *Tenneco, Inc............................................. 11,900 363,545 #*Tesla Motors, Inc........................................ 69 1,941 Texas Roadhouse, Inc..................................... 51,500 838,420 #Thor Industries, Inc..................................... 42,479 1,615,476 #Tiffany & Co............................................. 8,300 524,726 Time Warner Cable, Inc................................... 29,552 2,928,899 #Time Warner, Inc......................................... 135,201 5,874,483 #TJX Cos., Inc. (The)..................................... 22,000 915,860 *Toll Brothers, Inc....................................... 151,825 5,011,743 *Town Sports International Holdings, Inc.................. 11,460 144,396 Tractor Supply Co........................................ 20,000 1,924,800 *Trans World Entertainment Corp........................... 1,500 5,100 *Trinity Place Holdings, Inc.............................. 9,588 38,352 #*TripAdvisor, Inc......................................... 14,450 437,691 True Religion Apparel, Inc............................... 7,300 187,245 *TRW Automotive Holdings Corp............................. 14,500 674,395 *Tuesday Morning Corp..................................... 44,074 263,122 Tupperware Brands Corp................................... 5,800 342,780 #Ulta Salon Cosmetics & Fragrance, Inc.................... 13,373 1,233,258 #*Under Armour, Inc. Class A............................... 5,666 296,105 *Unifi, Inc............................................... 19,745 277,022 *Universal Electronics, Inc............................... 14,586 250,296 Universal Technical Institute, Inc....................... 22,150 283,963 *UQM Technologies, Inc.................................... 24,036 21,873 #*Urban Outfitters, Inc.................................... 5,900 210,984 *US Auto Parts Network, Inc............................... 26,854 80,293 V.F. Corp................................................ 3,263 510,594 #Vail Resorts, Inc........................................ 34,827 1,977,477 #*Valassis Communications, Inc............................. 40,476 1,053,186 #Value Line, Inc.......................................... 3,839 38,236 *Valuevision Media, Inc. Class A.......................... 27,794 62,537 Viacom, Inc. Class A..................................... 1,129 58,561 Viacom, Inc. Class B..................................... 15,300 784,431 #Virgin Media, Inc........................................ 3,883 127,129 *Visteon Corp............................................. 2,472 109,015 #*Vitacost.com, Inc........................................ 2,367 15,149 #*Vitamin Shoppe, Inc...................................... 4,371 250,196 *VOXX International Corp.................................. 20,793 129,332 Walking Co. Holdings, Inc. (The)......................... 3,900 30,810 Walt Disney Co. (The).................................... 118,253 5,802,675 *Warnaco Group, Inc. (The)................................ 18,159 1,281,662 Washington Post Co. Class B (The)........................ 6,442 2,148,471 #Weight Watchers International, Inc....................... 6,975 350,494 *Wells-Gardner Electronics Corp........................... 5,523 11,433 Wendy's Co. (The)........................................ 390,147 1,665,928 *West Marine, Inc......................................... 24,769 256,111 *Wet Seal, Inc. Class A (The)............................. 97,453 278,716 Weyco Group, Inc......................................... 9,446 221,792 Whirlpool Corp........................................... 40,667 3,972,353 Wiley (John) & Sons, Inc. Class A........................ 7,484 324,656 Williams Controls, Inc................................... 2,614 28,493 Williams-Sonoma, Inc..................................... 10,506 485,692 Winmark Corp............................................. 2,285 121,745 *Winnebago Industries, Inc................................ 27,360 344,736 *WMS Industries, Inc...................................... 51,627 848,232 #Wolverine World Wide, Inc................................ 8,330 348,777 162 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) #World Wrestling Entertainment, Inc. Class A............ 11,867 $ 96,004 Wyndham Worldwide Corp................................. 32,378 1,631,851 #Wynn Resorts, Ltd...................................... 2,100 254,226 #*Zagg, Inc.............................................. 3,201 22,983 *Zale Corp.............................................. 41,647 299,025 #*Zumiez, Inc............................................ 20,966 530,649 ------------ Total Consumer Discretionary.............................. 319,146,612 ------------ Consumer Staples -- (4.8%) Alico, Inc............................................. 7,844 246,223 *Alliance One International, Inc........................ 87,454 265,860 Altria Group, Inc...................................... 31,900 1,014,420 Andersons, Inc. (The).................................. 17,811 699,616 #Archer-Daniels-Midland Co.............................. 94,764 2,543,466 Arden Group, Inc. Class A.............................. 1,288 126,804 B&G Foods, Inc......................................... 41,320 1,250,756 Beam, Inc.............................................. 76,533 4,252,173 #*Boston Beer Co., Inc. Class A (The).................... 2,427 261,097 *Bridgford Foods Corp................................... 3,414 23,625 Brown-Forman Corp. Class A............................. 3,808 233,012 #Brown-Forman Corp. Class B............................. 3,078 197,177 Bunge, Ltd............................................. 76,701 5,448,072 Calavo Growers, Inc.................................... 8,820 208,240 #Cal-Maine Foods, Inc................................... 19,782 853,198 Casey's General Stores, Inc............................ 21,586 1,112,758 CCA Industries, Inc.................................... 4,700 20,445 #*Central European Distribution Corp..................... 30,000 77,400 *Central Garden & Pet Co................................ 20,939 232,004 *Central Garden & Pet Co. Class A....................... 39,325 443,193 *Chiquita Brands International, Inc..................... 66,569 479,962 #Church & Dwight Co., Inc............................... 10,015 508,361 Coca-Cola Bottling Co. Consolidated.................... 7,253 498,571 Coca-Cola Enterprises, Inc............................. 26,960 847,622 #Coffee Holding Co., Inc................................ 1,900 12,198 ConAgra Foods, Inc..................................... 21,650 602,736 *Constellation Brands, Inc. Class A..................... 47,901 1,692,821 *Constellation Brands, Inc. Class B..................... 2,058 72,997 Costco Wholesale Corp.................................. 12,989 1,278,507 *Craft Brew Alliance, Inc............................... 17,929 135,902 CVS Caremark Corp...................................... 121,704 5,647,066 *Darling International, Inc............................. 104,566 1,728,476 *Dean Foods Co.......................................... 117,300 1,975,332 #Diamond Foods, Inc..................................... 13,157 243,668 #*Dole Food Co., Inc..................................... 96,293 1,212,329 #Dr. Pepper Snapple Group, Inc.......................... 11,225 480,991 *Elizabeth Arden, Inc................................... 22,890 1,079,950 Energizer Holdings, Inc................................ 6,412 467,884 *Farmer Bros. Co........................................ 17,123 166,607 Flowers Foods, Inc..................................... 29,976 590,227 Fresh Del Monte Produce, Inc........................... 65,454 1,647,477 General Mills, Inc..................................... 16,200 649,296 Golden Enterprises, Inc................................ 5,537 19,047 #*Green Mountain Coffee Roasters, Inc.................... 9,300 224,688 Griffin Land & Nurseries, Inc.......................... 4,473 116,074 *Hain Celestial Group, Inc. (The)....................... 44,460 2,569,788 *Harbinger Group, Inc................................... 8,293 72,564 Harris Teeter Supermarkets, Inc........................ 22,106 827,870 #Herbalife, Ltd......................................... 7,400 379,990 Hillshire Brands Co.................................... 7,100 184,671 #Hormel Foods Corp...................................... 18,128 535,320 *IGI Labratories, Inc................................... 1,128 1,297 163 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Staples -- (Continued) Ingles Markets, Inc. Class A............................. 14,627 $ 236,957 Ingredion, Inc........................................... 16,501 1,014,151 Inter Parfums, Inc....................................... 31,754 579,828 *Inventure Foods, Inc..................................... 600 3,576 J & J Snack Foods Corp................................... 15,421 883,161 J.M. Smucker Co. (The)................................... 27,782 2,379,250 *John B. Sanfilippo & Son, Inc............................ 8,141 136,932 *Kraft Foods Group, Inc................................... 39,110 1,778,723 Kroger Co. (The)......................................... 17,415 439,206 Lancaster Colony Corp.................................... 8,100 589,518 #Lifeway Foods, Inc....................................... 4,839 45,293 #Limoneira Co............................................. 88 1,977 *Mannatech, Inc........................................... 2,569 12,485 McCormick & Co., Inc. Non-Voting......................... 8,162 502,942 McCormick & Co., Inc. Voting............................. 1,064 65,447 *Medifast, Inc............................................ 9,480 241,930 MGP Ingredients, Inc..................................... 17,301 61,073 #Molson Coors Brewing Co. Class A......................... 534 23,282 Molson Coors Brewing Co. Class B......................... 81,823 3,529,844 Mondelez International, Inc. Class A..................... 117,330 3,113,938 #*Monster Beverage Corp.................................... 2,400 107,208 Nash Finch Co............................................ 13,620 261,913 *National Beverage Corp................................... 27,000 401,490 *Natural Alternatives International, Inc.................. 4,748 29,675 #Nu Skin Enterprises, Inc. Class A........................ 18,507 875,936 *Nutraceutical International Corp......................... 11,692 185,435 Oil-Dri Corp. of America................................. 6,773 151,715 *Omega Protein Corp....................................... 21,434 139,535 Orchids Paper Products Co................................ 3,430 65,822 *Overhill Farms, Inc...................................... 14,067 63,302 *Pantry, Inc. (The)....................................... 24,989 331,479 PepsiCo, Inc............................................. 9,195 636,662 Philip Morris International, Inc......................... 36,900 3,267,864 *Physicians Formula Holdings, Inc......................... 12,971 63,428 *Pilgrim's Pride Corp..................................... 98,915 556,891 *Post Holdings, Inc....................................... 37,019 1,167,949 *Prestige Brands Holdings, Inc............................ 65,760 1,143,566 #PriceSmart, Inc.......................................... 8,282 687,323 Procter & Gamble Co. (The)............................... 91,517 6,336,637 *Ralcorp Holdings, Inc.................................... 49,372 3,564,165 Reliv' International, Inc................................ 4,579 5,907 *Revlon, Inc. Class A..................................... 13,564 208,886 Reynolds American, Inc................................... 11,374 473,613 Rocky Mountain Chocolate Factory, Inc.................... 5,450 57,280 #Safeway, Inc............................................. 51,128 833,898 Sanderson Farms, Inc..................................... 19,913 901,860 *Schiff Nutrition International, Inc...................... 15,253 516,162 *Seneca Foods Corp. Class A............................... 9,936 284,021 *Seneca Foods Corp. Class B............................... 1,251 35,654 *Smart Balance, Inc....................................... 66,282 788,756 *Smithfield Foods, Inc.................................... 152,688 3,125,523 Snyders-Lance, Inc....................................... 63,479 1,608,558 Spartan Stores, Inc...................................... 25,456 365,548 *Spectrum Brands Holdings, Inc............................ 52,744 2,399,325 #SUPERVALU, Inc........................................... 180,087 560,071 *Susser Holdings Corp..................................... 22,694 815,622 *Tofutti Brands, Inc...................................... 799 1,206 #Tootsie Roll Industries, Inc............................. 23,186 617,907 *TreeHouse Foods, Inc..................................... 29,790 1,595,255 Tyson Foods, Inc. Class A................................ 164,162 2,759,563 *United Natural Foods, Inc................................ 13,114 698,189 164 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) United-Guardian, Inc................................... 1,872 $ 33,003 #Universal Corp......................................... 26,112 1,294,111 #*USANA Health Sciences, Inc............................. 9,355 403,575 #Vector Group, Ltd...................................... 17,948 295,424 Village Super Market, Inc. Class A..................... 6,939 254,453 Walgreen Co............................................ 34,175 1,203,985 Wal-Mart Stores, Inc................................... 58,500 4,388,670 WD-40 Co............................................... 8,342 399,248 Weis Markets, Inc...................................... 25,198 1,037,150 Whole Foods Market, Inc................................ 4,669 442,294 ------------ Total Consumer Staples.................................... 110,542,053 ------------ Energy -- (8.7%) #*Abraxas Petroleum Corp................................. 18,724 38,759 Adams Resources & Energy, Inc.......................... 4,701 143,004 Alon USA Energy, Inc................................... 42,307 555,491 #*Alpha Natural Resources, Inc........................... 28,302 242,548 Anadarko Petroleum Corp................................ 72,636 4,998,083 #Apache Corp............................................ 55,888 4,624,732 #*Approach Resources, Inc................................ 28,368 698,704 #Arch Coal, Inc......................................... 18,267 145,405 *Atwood Oceanics, Inc................................... 23,935 1,144,093 Baker Hughes, Inc...................................... 54,047 2,268,353 *Barnwell Industries, Inc............................... 7,497 25,040 #*Basic Energy Services, Inc............................. 39,900 414,561 #Berry Petroleum Co. Class A............................ 33,301 1,282,422 *Bill Barrett Corp...................................... 51,800 1,186,738 #*BioFuel Energy Corp.................................... 1,761 10,425 *Black Ridge Oil and Gas, Inc........................... 4,665 2,099 Bolt Technology Corp................................... 8,848 127,411 *BPZ Resources, Inc..................................... 125,087 360,251 Bristow Group, Inc..................................... 41,007 2,047,069 #*C&J Energy Services, Inc............................... 22,382 433,763 Cabot Oil & Gas Corp................................... 19,100 897,318 *Cal Dive International, Inc............................ 100,880 127,109 *Callon Petroleum Co.................................... 37,472 214,340 *Cameron International Corp............................. 15,338 776,716 #CARBO Ceramics, Inc.................................... 4,081 301,790 *Carrizo Oil & Gas, Inc................................. 26,444 709,228 #*Cheniere Energy, Inc................................... 7,686 123,668 #Chesapeake Energy Corp................................. 89,747 1,818,274 Chevron Corp........................................... 153,038 16,866,318 Cimarex Energy Co...................................... 13,857 792,343 *Clayton Williams Energy, Inc........................... 10,780 456,533 #*Clean Energy Fuels Corp................................ 52,155 597,175 *Cloud Peak Energy, Inc................................. 51,449 1,085,574 #*Cobalt International Energy, Inc....................... 5,775 120,178 *Comstock Resources, Inc................................ 51,891 888,374 #*Concho Resources, Inc.................................. 9,700 835,364 ConocoPhillips......................................... 175,685 10,163,377 CONSOL Energy, Inc..................................... 8,571 301,356 *Contango Oil & Gas Co.................................. 14,836 729,338 #*Continental Resources, Inc............................. 545 39,164 *Crimson Exploration, Inc............................... 46,674 168,960 Crosstex Energy, Inc................................... 49,305 674,492 *Dawson Geophysical Co.................................. 8,719 208,297 Delek US Holdings, Inc................................. 54,235 1,396,551 *Denbury Resources, Inc................................. 215,040 3,296,563 Devon Energy Corp...................................... 57,923 3,371,698 DHT Holdings, Inc...................................... 6,457 27,249 #Diamond Offshore Drilling, Inc......................... 10,044 695,447 165 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) *Double Eagle Petroleum Co............................... 10,474 $ 52,475 #*Dresser-Rand Group, Inc................................. 9,100 468,923 #*Dril-Quip, Inc.......................................... 7,700 533,302 *Emerald Oil, Inc........................................ 666 3,599 #*Endeavour International Corp............................ 41,430 300,782 Energen Corp............................................ 6,161 287,411 Energy XXI (Bermuda), Ltd............................... 9,778 323,652 *ENGlobal Corp........................................... 25,261 10,362 EOG Resources, Inc...................................... 19,307 2,249,072 *EPL Oil & Gas, Inc...................................... 41,163 890,767 *Evolution Petroleum Corp............................... 11,083 90,881 #EXCO Resources, Inc..................................... 27,348 221,519 *Exterran Holdings, Inc.................................. 70,670 1,411,987 Exxon Mobil Corp........................................ 154,985 14,129,982 *FieldPoint Petroleum Corp............................... 3,945 16,648 #*FMC Technologies, Inc................................... 3,200 130,880 *Forest Oil Corp......................................... 79,161 600,040 *FX Energy, Inc.......................................... 17,092 82,554 *Geokinetics, Inc........................................ 4,669 1,121 *Geospace Technologies Corp.............................. 7,136 461,913 *Gevo, Inc............................................... 8,936 18,051 *Global Geophysical Services, Inc........................ 36,440 168,353 #*GMX Resources, Inc...................................... 49,722 24,254 #*Green Plains Renewable Energy, Inc...................... 36,643 283,250 Gulf Island Fabrication, Inc............................ 15,729 373,249 *Gulfmark Offshore, Inc. Class A......................... 29,271 946,039 *Gulfport Energy Corp.................................... 20,422 677,602 #*Halcon Resources Corp................................... 45,581 294,909 #*Harvest Natural Resources, Inc.......................... 40,926 357,284 #*Heckmann Corp........................................... 102,467 358,635 *Helix Energy Solutions Group, Inc....................... 115,965 2,005,035 #Helmerich & Payne, Inc.................................. 36,315 1,735,857 *Hercules Offshore, Inc.................................. 161,571 769,078 Hess Corp............................................... 44,581 2,329,803 .*HKN, Inc................................................ 12,325 24,280 HollyFrontier Corp...................................... 109,681 4,236,977 *Hornbeck Offshore Services, Inc......................... 39,048 1,352,623 *Houston American Energy Corp............................ 1,980 1,267 *Infinity Energy Resources, Inc.......................... 4,626 8,327 #*ION Geophysical Corp.................................... 105,637 682,415 #*James River Coal Co..................................... 23,813 119,303 *Key Energy Services, Inc................................ 115,460 755,108 *Kodiak Oil & Gas Corp................................... 32,486 300,171 *Lone Pine Resources, Inc................................ 3,544 5,316 #*Lucas Energy, Inc....................................... 15,775 26,818 #Lufkin Industries, Inc.................................. 7,702 385,177 #*Magnum Hunter Resources Corp............................ 116,597 445,401 Marathon Oil Corp....................................... 108,492 3,261,270 Marathon Petroleum Corp................................. 38,015 2,088,164 *Matrix Service Co....................................... 30,034 315,057 *McDermott International, Inc............................ 100,005 1,071,054 #*McMoran Exploration Co.................................. 31,645 377,525 *Mexco Energy Corp....................................... 1,236 7,292 #*Miller Energy Resources, Inc............................ 736 3,327 *Mitcham Industries, Inc................................. 13,274 179,863 Murphy Oil Corp......................................... 106,439 6,386,340 *Nabors Industries, Ltd.................................. 153,732 2,073,845 National Oilwell Varco, Inc............................. 29,500 2,174,150 *Natural Gas Services Group, Inc......................... 13,910 220,613 *Newfield Exploration Co................................. 15,700 425,784 *Newpark Resources, Inc.................................. 88,094 598,158 166 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Energy -- (Continued) Noble Corp............................................... 132,385 $4,996,210 Noble Energy, Inc........................................ 12,333 1,171,758 #Nordic American Tankers, Ltd............................. 27,665 232,386 #*Oasis Petroleum, Inc..................................... 453 13,305 Occidental Petroleum Corp................................ 43,293 3,418,415 Oceaneering International, Inc........................... 7,200 376,776 #*Oil States International, Inc............................ 12,801 935,753 #Overseas Shipholding Group, Inc.......................... 31,761 35,572 Panhandle Oil & Gas, Inc. Class A........................ 8,087 218,996 *Parker Drilling Co....................................... 128,659 557,093 #Patterson-UTI Energy, Inc................................ 139,203 2,252,305 *PDC Energy, Inc.......................................... 25,857 782,691 #Peabody Energy Corp...................................... 9,200 256,680 Penn Virginia Corp....................................... 46,847 211,748 #*PetroQuest Energy, Inc................................... 68,290 416,569 *PHI, Inc. Non-Voting..................................... 13,087 409,492 *PHI, Inc. Voting......................................... 1,053 31,537 Phillips 66.............................................. 91,273 4,304,435 *Pioneer Energy Services Corp............................. 62,807 414,526 #Pioneer Natural Resources Co............................. 20,162 2,130,115 *Plains Exploration & Production Co....................... 108,738 3,877,597 *PostRock Energy Corp..................................... 1,100 1,804 *Pyramid Oil Co........................................... 3,478 14,364 QEP Resources, Inc....................................... 35,067 1,016,943 #*Quicksilver Resources, Inc............................... 18,305 70,840 #Range Resources Corp..................................... 10,900 712,424 *REX American Resources Corp.............................. 14,600 257,106 *Rex Energy Corp.......................................... 47,476 628,582 *RigNet, Inc.............................................. 452 8,394 *Rosetta Resources, Inc................................... 23,527 1,083,183 *Rowan Cos. P.L.C. Class A................................ 93,148 2,953,723 #*Royale Energy, Inc....................................... 3,000 8,460 #RPC, Inc................................................. 72,669 832,787 #*SandRidge Energy, Inc.................................... 88,642 551,353 Schlumberger, Ltd........................................ 21,281 1,479,668 *SEACOR Holdings, Inc..................................... 20,791 1,823,579 *SemGroup Corp. Class A................................... 35,769 1,382,114 #Ship Finance International, Ltd.......................... 73,506 1,130,522 SM Energy Co............................................. 16,292 878,465 #*Southwestern Energy Co................................... 7,400 256,780 Spectra Energy Corp...................................... 1,600 46,192 *Steel Excel, Inc......................................... 11,536 282,632 *Stone Energy Corp........................................ 46,911 1,106,630 *Superior Energy Services, Inc............................ 36,858 749,323 *Swift Energy Co.......................................... 45,809 765,468 *Synergy Resources Corp................................... 853 3,625 #*Syntroleum Corp.......................................... 822 518 #Targa Resources Corp..................................... 1,115 56,787 Teekay Corp.............................................. 61,537 1,883,648 *Tesco Corp............................................... 35,832 315,680 Tesoro Corp.............................................. 131,157 4,945,930 *TETRA Technologies, Inc.................................. 67,261 359,846 *TGC Industries, Inc...................................... 18,658 137,323 Tidewater, Inc........................................... 49,266 2,340,628 Transocean, Ltd.......................................... 51,489 2,352,532 #*Triangle Petroleum Corp.................................. 44,280 282,949 #*Ultra Petroleum Corp..................................... 4,361 99,474 *Union Drilling, Inc...................................... 24,017 155,870 *Unit Corp................................................ 45,454 1,834,069 *Uranium Energy Corp...................................... 4,266 10,068 #*USEC, Inc................................................ 117,103 79,103 167 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) *VAALCO Energy, Inc..................................... 63,631 $ 519,865 Valero Energy Corp..................................... 121,620 3,539,142 #*Verenium Corp.......................................... 3,057 7,520 #W&T Offshore, Inc...................................... 43,202 732,274 *Warren Resources, Inc.................................. 75,596 215,449 *Weatherford International, Ltd......................... 113,248 1,279,702 #Western Refining, Inc.................................. 94,206 2,342,903 #*Westmoreland Coal Co................................... 2,630 27,036 *Whiting Petroleum Corp................................. 16,512 693,834 *Willbros Group, Inc.................................... 49,946 255,224 World Fuel Services Corp............................... 27,654 959,594 #*ZaZa Energy Corp....................................... 1,428 2,071 #*Zion Oil & Gas, Inc.................................... 10,155 19,193 ------------ Total Energy.............................................. 199,103,791 ------------ Financials -- (21.0%) *1st Constitution Bancorp............................... 2,398 21,486 1st Source Corp........................................ 25,865 574,462 *1st United Bancorp, Inc................................ 25,437 152,876 Access National Corp................................... 8,706 114,832 ACE, Ltd............................................... 45,435 3,573,463 *Affiliated Managers Group, Inc......................... 3,792 479,688 Aflac, Inc............................................. 21,967 1,093,517 *Alexander & Baldwin, Inc............................... 34,659 1,002,685 *Allegheny Corp......................................... 8,498 2,953,905 Alliance Bancorp, Inc. of Pennsylvania................. 3,932 48,776 Alliance Financial Corp................................ 4,463 202,085 Allied World Assurance Co. Holdings Ltd................ 33,779 2,712,454 Allstate Corp. (The)................................... 86,740 3,467,865 Alterra Capital Holdings, Ltd.......................... 89,268 2,180,817 *Altisource Portfolio Solutions SA...................... 11,202 1,271,427 *American Capital, Ltd.................................. 305,835 3,605,795 #American Equity Investment Life Holding Co............. 66,877 769,754 American Express Co.................................... 9,290 519,961 American Financial Group, Inc.......................... 127,737 4,956,196 *American Independence Corp............................. 3,056 15,219 *American International Group, Inc...................... 27,224 950,934 American National Bankshares, Inc...................... 5,991 125,751 American National Insurance Co......................... 21,779 1,591,174 *American River Bankshares.............................. 4,649 34,310 *American Safety Insurance Holdings, Ltd................ 9,968 168,060 *American Spectrum Realty, Inc.......................... 400 1,504 Ameriprise Financial, Inc.............................. 68,100 3,974,997 *Ameris Bancorp......................................... 24,545 261,895 *AMERISAFE, Inc......................................... 19,365 508,331 *AmeriServ Financial, Inc............................... 17,822 52,218 #AmTrust Financial Services, Inc........................ 56,627 1,370,373 Aon P.L.C.............................................. 21,179 1,142,607 *Arch Capital Group, Ltd................................ 68,095 3,006,394 Argo Group International Holdings, Ltd................. 31,659 1,089,070 #Arrow Financial Corp................................... 12,850 313,540 Aspen Insurance Holdings, Ltd.......................... 67,802 2,193,395 Associated Banc-Corp................................... 157,219 2,026,553 Assurant, Inc.......................................... 86,200 3,259,222 Assured Guaranty, Ltd.................................. 162,765 2,260,806 #Astoria Financial Corp................................. 101,233 1,015,367 Atlantic American Corp................................. 5,179 15,123 *Atlantic Coast Financial Corp.......................... 1,357 2,721 Auburn National Bancorporation, Inc.................... 1,260 29,018 *AV Homes, Inc.......................................... 11,482 168,785 Axis Capital Holdings, Ltd............................. 65,801 2,383,312 168 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) #Baldwin & Lyons, Inc. Class A......................... 1,285 $ 30,455 Baldwin & Lyons, Inc. Class B......................... 10,961 266,900 Bancfirst Corp........................................ 14,198 624,144 *Bancorp, Inc. (The)................................... 37,073 421,520 BancorpSouth, Inc..................................... 77,308 1,093,908 *BancTrust Financial Group, Inc........................ 12,317 34,980 Bank Mutual Corp...................................... 46,438 209,435 Bank of America Corp.................................. 1,263,850 11,779,082 Bank of Commerce Holdings............................. 5,615 25,717 #Bank of Hawaii Corp................................... 11,564 510,666 Bank of Kentucky Financial Corp....................... 4,629 116,373 #Bank of New York Mellon Corp. (The)................... 163,628 4,043,248 Bank of the Ozarks, Inc............................... 28,120 920,649 BankFinancial Corp.................................... 23,259 186,770 Banner Corp........................................... 19,534 566,291 Bar Harbor Bankshares................................. 3,701 131,237 BB&T Corp............................................. 102,589 2,969,952 *BBCN Bancorp, Inc..................................... 69,848 833,287 *BBX Capital Corp. Class A............................. 6,124 40,051 #BCB Bancorp, Inc...................................... 7,110 71,598 *BCSB Bancorp, Inc..................................... 1,425 19,893 *Beneficial Mutual Bancorp, Inc........................ 70,097 664,520 *Berkshire Bancorp, Inc................................ 2,025 16,848 Berkshire Hills Bancorp, Inc.......................... 23,693 556,313 #BGC Partners, Inc. Class A............................ 3,404 15,931 BlackRock, Inc........................................ 14,303 2,712,993 *BofI Holding, Inc..................................... 11,580 325,630 BOK Financial Corp.................................... 14,622 857,580 Boston Private Financial Holdings, Inc................ 78,648 725,135 Bridge Bancorp, Inc................................... 3,763 75,260 #*Bridge Capital Holdings............................... 6,459 96,562 Brookline Bancorp, Inc................................ 73,986 627,401 Brown & Brown, Inc.................................... 38,662 987,814 Bryn Mawr Bank Corp................................... 12,410 280,962 C&F Financial Corp.................................... 1,936 75,988 Calamos Asset Management, Inc. Class A................ 22,334 241,207 California First National Bancorp..................... 6,388 116,709 *Camco Financial Corp.................................. 3,400 6,290 Camden National Corp.................................. 7,926 276,617 *Cape Bancorp, Inc..................................... 4,109 36,406 *Capital Bank Financial Corp. Class A.................. 1,793 31,431 #*Capital City Bank Group, Inc.......................... 16,811 170,632 Capital One Financial Corp............................ 70,527 4,243,610 Capital Properties, Inc. Class A...................... 154 1,425 .Capital Properties, Inc. Class B...................... 154 -- Capital Southwest Corp................................ 3,542 381,651 CapitalSource, Inc.................................... 301,246 2,382,856 Capitol Federal Financial, Inc........................ 139,961 1,666,936 Cardinal Financial Corp............................... 29,367 468,991 *Carolina Bank Holdings, Inc........................... 1,000 7,740 *Carrollton Bancorp.................................... 627 3,511 #Cash America International, Inc....................... 25,610 1,001,095 Cathay General Bancorp................................ 91,966 1,626,879 *CBRE Group, Inc. Class A.............................. 2,800 50,456 Center Bancorp, Inc................................... 16,007 182,320 Centerstate Banks, Inc................................ 25,680 222,646 Central Bancorp, Inc.................................. 713 22,267 *Central Pacific Financial Corp........................ 4,244 60,986 Century Bancorp, Inc. Class A......................... 2,971 97,181 CFS Bancorp, Inc...................................... 1,879 10,804 Charles Schwab Corp. (The)............................ 17,612 239,171 169 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #Charter Financial Corp................................... 243 $ 2,374 Chemical Financial Corp.................................. 29,380 691,018 *Chicopee Bancorp, Inc.................................... 5,278 79,117 Chubb Corp. (The)........................................ 37,508 2,887,366 Cincinnati Financial Corp................................ 97,478 3,883,524 *CIT Group, Inc........................................... 107,054 3,984,550 Citigroup, Inc........................................... 207,090 7,743,095 *Citizens Community Bancorp, Inc.......................... 3,663 20,366 *Citizens First Corp...................................... 1,000 8,575 Citizens Holding Co...................................... 2,106 39,424 *Citizens Republic Bancorp, Inc........................... 955 17,324 *Citizens, Inc............................................ 49,580 505,220 #City Holding Co.......................................... 16,234 570,138 #City National Corp....................................... 42,958 2,195,154 CKX Lands, Inc........................................... 1,400 18,956 Clifton Savings Bancorp, Inc............................. 25,172 278,402 CME Group, Inc........................................... 45,660 2,553,764 CNA Financial Corp....................................... 83,379 2,449,675 #CNB Financial Corp....................................... 7,760 133,317 CNO Financial Group, Inc................................. 264,496 2,533,872 CoBiz Financial, Inc..................................... 38,295 273,043 Codorus Valley Bancorp, Inc.............................. 1,930 29,527 #Cohen & Steers, Inc...................................... 5,916 165,589 *Colonial Financial Services, Inc......................... 2,714 36,096 *Colony Bankcorp, Inc..................................... 3,099 11,311 Columbia Banking System, Inc............................. 42,257 748,371 Comerica, Inc............................................ 102,535 3,056,568 #Commerce Bancshares, Inc................................. 22,451 854,934 Commercial National Financial Corp....................... 1,413 29,744 Community Bank System, Inc............................... 37,275 1,028,417 Community Trust Bancorp, Inc............................. 16,142 547,537 *Community West Bancshares................................ 2,000 5,540 *CompuCredit Holdings Corp................................ 19,831 75,953 Consolidated-Tokoma Land Co.............................. 5,746 188,584 *Consumer Portfolio Services, Inc......................... 8,702 37,506 *Cowen Group, Inc. Class A................................ 66,582 169,118 Crawford & Co. Class A................................... 28,328 123,510 Crawford & Co. Class B................................... 14,955 82,402 *Credit Acceptance Corp................................... 8,643 705,701 #Cullen/Frost Bankers, Inc................................ 29,396 1,625,599 #CVB Financial Corp....................................... 97,863 1,058,878 *DFC Global Corp.......................................... 37,821 637,284 Diamond Hill Investment Group, Inc....................... 900 69,282 Dime Community Bancshares, Inc........................... 36,182 524,639 Discover Financial Services.............................. 20,550 842,550 Donegal Group, Inc. Class A.............................. 20,591 266,859 Donegal Group, Inc. Class B.............................. 3,821 68,874 *Doral Financial Corp..................................... 15,659 14,874 Duff & Phelps Corp....................................... 15,559 193,398 *E*Trade Financial Corp................................... 235,992 1,972,893 Eagle Bancorp Montana, Inc............................... 514 5,526 East West Bancorp, Inc................................... 117,718 2,506,216 Eastern Insurance Holdings, Inc.......................... 8,465 142,381 *Eastern Virginia Bankshares, Inc......................... 2,937 15,037 #Eaton Vance Corp......................................... 1,500 42,210 ECB Bancorp, Inc......................................... 1,170 17,164 *eHealth, Inc............................................. 19,926 432,394 EMC Insurance Group, Inc................................. 12,475 279,191 Employers Holdings, Inc.................................. 38,273 698,482 Endurance Specialty Holdings, Ltd........................ 59,160 2,398,938 *Enstar Group, Ltd........................................ 12,099 1,209,900 170 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #Enterprise Bancorp, Inc.................................. 5,554 $ 94,807 Enterprise Financial Services Corp....................... 16,357 228,998 Epoch Holding Corp....................................... 7,601 166,614 Erie Indemnity Co. Class A............................... 9,946 618,840 ESB Financial Corp....................................... 13,101 176,732 ESSA Bancorp, Inc........................................ 16,415 165,463 Evans Bancorp, Inc....................................... 2,412 38,954 Evercore Partners, Inc. Class A.......................... 5,577 155,598 Everest Re Group, Ltd.................................... 26,993 2,997,573 *EZCORP, Inc. Class A..................................... 25,874 508,683 *Farmers Capital Bank Corp................................ 5,212 62,231 FBL Financial Group, Inc. Class A........................ 32,494 1,109,020 #Federal Agricultural Mortgage Corp. Class A.............. 987 22,889 Federal Agricultural Mortgage Corp. Class C.............. 9,329 262,798 *Federated National Holding Co............................ 6,300 39,375 Fidelity Bancorp, Inc.................................... 628 13,873 Fidelity National Financial, Inc. Class A................ 187,838 4,021,612 Fidelity Southern Corp................................... 9,368 91,710 Fifth Third Bancorp...................................... 196,094 2,849,246 Financial Institutions, Inc.............................. 13,170 250,757 *First Acceptance Corp.................................... 27,407 33,162 First Advantage Bancorp.................................. 2,902 37,813 First American Financial Corp............................ 102,745 2,337,449 First Bancorp............................................ 15,597 162,989 First Bancorp, Inc....................................... 9,162 150,990 *First Bancshares, Inc.................................... 700 3,938 #First Bancshares, Inc. (The)............................. 222 2,331 First Busey Corp......................................... 85,457 403,357 First Business Financial Services, Inc................... 2,134 52,582 *First California Financial Group, Inc.................... 26,916 181,683 *First Cash Financial Services, Inc....................... 10,205 455,755 First Citizens BancShares, Inc. Class A.................. 8,661 1,461,544 First Commonwealth Financial Corp........................ 107,613 704,865 First Community Bancshares, Inc.......................... 16,247 243,380 First Defiance Financial Corp............................ 9,065 160,451 #*First Federal Bancshares of Arkansas, Inc................ 5,224 52,501 *First Federal of Northern Michigan Bancorp, Inc.......... 800 3,776 First Financial Bancorp.................................. 54,500 855,650 #First Financial Bankshares, Inc.......................... 17,754 643,227 First Financial Corp..................................... 13,376 409,172 First Financial Holdings, Inc............................ 14,832 209,131 *First Financial Northwest, Inc........................... 16,619 131,290 *First Financial Service Corp............................. 1,670 4,426 #First Horizon National Corp.............................. 246,889 2,298,537 First Interstate BancSystem, Inc......................... 2,983 44,834 First M&F Corp........................................... 5,935 50,151 *First Marblehead Corp. (The)............................. 14,664 13,784 First Merchants Corp..................................... 27,703 407,511 First Midwest Bancorp, Inc............................... 75,891 938,772 First Niagara Financial Group, Inc....................... 306,675 2,539,269 #First Pactrust Bancorp, Inc.............................. 10,072 118,447 *First Place Financial Corp............................... 10,608 732 *First South Bancorp, Inc................................. 7,807 42,158 *First United Corp........................................ 3,697 25,509 First West Virginia Bancorp.............................. 766 12,758 Firstbank Corp........................................... 5,196 57,676 *FirstCity Financial Corp................................. 7,735 62,576 #FirstMerit Corp.......................................... 111,313 1,542,798 #*Flagstar Bancorp, Inc.................................... 172 2,374 Flagstone Reinsurance Holdings SA........................ 68,139 602,349 Flushing Financial Corp.................................. 32,847 510,771 171 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) FNB Corp................................................. 154,905 $1,662,131 *FNB United Corp.......................................... 1 12 *Forest City Enterprises, Inc. Class A.................... 57,405 921,350 *Forest City Enterprises, Inc. Class B.................... 8,417 134,167 *Forestar Group, Inc...................................... 36,513 584,573 Fox Chase Bancorp, Inc................................... 19,210 298,908 Franklin Resources, Inc.................................. 3,467 443,083 Fulton Financial Corp.................................... 190,574 1,852,379 FXCM, Inc................................................ 2,772 24,948 GAINSCO, Inc............................................. 1,497 25,524 #Gallagher (Arthur J.) & Co............................... 8,866 314,211 GAMCO Investors, Inc. Class A............................ 3,733 182,917 *Genworth Financial, Inc. Class A......................... 237,177 1,413,575 #German American Bancorp, Inc............................. 12,054 271,818 GFI Group, Inc........................................... 118,378 374,074 #Glacier Bancorp, Inc..................................... 71,411 1,035,460 *Gleacher & Co., Inc...................................... 55,696 38,987 *Global Indemnity P.L.C................................... 16,912 375,108 Goldman Sachs Group, Inc. (The).......................... 47,945 5,867,989 Great Southern Bancorp, Inc.............................. 13,291 377,066 #Greenhill & Co., Inc..................................... 3,600 171,792 *Greenlight Capital Re, Ltd. Class A...................... 31,021 792,587 *Guaranty Bancorp......................................... 14,835 27,148 *Guaranty Federal Bancshares, Inc......................... 1,886 13,391 *Hallmark Financial Services, Inc......................... 22,381 170,767 Hampden Bancorp, Inc..................................... 4,725 61,189 *Hampton Roads Bankshares, Inc............................ 520 629 #Hancock Holding Co....................................... 79,288 2,504,708 *Hanmi Financial Corp..................................... 3,994 49,566 Hanover Insurance Group, Inc. (The)...................... 50,046 1,807,161 #Harleysville Savings Financial Corp...................... 2,920 49,611 *Harris & Harris Group, Inc............................... 29,482 101,123 Hartford Financial Services Group, Inc................... 190,397 4,133,519 Hawthorn Bancshares, Inc................................. 2,036 17,815 #HCC Insurance Holdings, Inc.............................. 99,330 3,540,121 Heartland Financial USA, Inc............................. 16,865 484,026 *Heritage Commerce Corp................................... 21,259 140,097 Heritage Financial Corp.................................. 11,632 160,871 Heritage Financial Group, Inc............................ 5,663 75,771 HF Financial Corp........................................ 4,200 53,676 *HFF, Inc. Class A........................................ 7,686 107,066 *Hilltop Holdings, Inc.................................... 56,461 767,305 Hingham Institution for Savings.......................... 872 59,252 #*HMN Financial, Inc....................................... 1,450 4,843 *Home Bancorp, Inc........................................ 7,010 132,559 Home BancShares, Inc..................................... 24,900 862,536 Home Federal Bancorp, Inc................................ 17,529 200,181 Homeowners Choice, Inc................................... 6,753 149,917 HopFed Bancorp, Inc...................................... 2,207 17,325 Horace Mann Educators Corp............................... 44,142 847,968 Horizon Bancorp.......................................... 3,507 101,703 Hudson City Bancorp, Inc................................. 253,527 2,151,177 Hudson Valley Holding Corp............................... 17,275 278,300 Huntington Bancshares, Inc............................... 425,265 2,717,443 #IBERIABANK Corp.......................................... 31,403 1,563,555 *ICG Group, Inc........................................... 36,244 379,837 Independence Holding Co.................................. 15,010 131,187 *Independent Bank Corp. (45383609)........................ 7,338 25,243 #Independent Bank Corp. (453836108)....................... 21,010 620,005 Infinity Property & Casualty Corp........................ 12,729 726,953 #Interactive Brokers Group, Inc. Class A.................. 42,689 608,318 172 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *IntercontinentalExchange, Inc........................... 4,400 $ 576,400 *InterGroup Corp. (The).................................. 235 5,215 International Bancshares Corp........................... 73,397 1,332,156 *Intervest Bancshares Corp. Class A...................... 18,510 76,817 *INTL. FCStone, Inc...................................... 20,109 372,620 Invesco, Ltd............................................ 186,136 4,526,828 *Investment Technology Group, Inc........................ 38,795 327,430 *Investors Bancorp, Inc.................................. 107,105 1,926,819 *Investors Capital Holdings, Ltd......................... 4,038 14,779 Investors Title Co...................................... 1,606 105,354 Janus Capital Group, Inc................................ 87,711 745,544 Jefferies Group, Inc.................................... 65,231 928,889 *Jefferson Bancshares, Inc............................... 2,270 6,719 JMP Group, Inc.......................................... 20,821 115,348 #Jones Lang LaSalle, Inc................................. 6,476 503,444 JPMorgan Chase & Co..................................... 570,669 23,785,484 Kaiser Federal Financial Group, Inc..................... 9,310 143,653 #KBW, Inc................................................ 27,309 443,771 Kearny Financial Corp................................... 57,758 545,813 Kemper Corp............................................. 67,798 2,101,738 Kennedy-Wilson Holdings, Inc............................ 4,617 65,561 #Kentucky First Federal Bancorp.......................... 2,320 19,024 KeyCorp................................................. 499,016 4,201,715 #*Knight Capital Group, Inc. Class A...................... 102,446 269,433 Lake Shore Bancorp, Inc................................. 339 3,553 Lakeland Bancorp, Inc................................... 27,824 276,292 Lakeland Financial Corp................................. 16,872 450,314 Landmark Bancorp, Inc................................... 1,820 37,310 Legg Mason, Inc......................................... 124,614 3,175,165 *Leucadia National Corp.................................. 106,678 2,421,591 #Life Partners Holdings, Inc............................. 8,447 21,455 #Lincoln National Corp................................... 152,570 3,782,210 LNB Bancorp, Inc........................................ 9,079 54,202 Loews Corp.............................................. 44,237 1,870,340 *Louisiana Bancorp, Inc.................................. 3,003 49,159 *LSB Financial Corp...................................... 426 8,414 #M&T Bank Corp........................................... 34,171 3,557,201 #*Macatawa Bank Corp...................................... 31,196 96,396 *Magyar Bancorp, Inc..................................... 1,971 9,540 Maiden Holdings, Ltd.................................... 67,671 571,820 MainSource Financial Group, Inc......................... 19,995 250,337 #*Malvern Bancorp, Inc.................................... 241 2,591 #*Markel Corp............................................. 3,533 1,667,364 #MarketAxess Holdings, Inc............................... 31,222 975,375 Marlin Business Services Corp........................... 13,162 297,330 Marsh & McLennan Cos., Inc.............................. 17,700 602,331 *Maui Land & Pineapple Co., Inc.......................... 4,186 9,209 #Mayflower Bancorp, Inc.................................. 500 4,515 MB Financial, Inc....................................... 57,137 1,157,596 #*MBIA, Inc............................................... 235,843 2,334,846 *MBT Financial Corp...................................... 9,522 27,423 MCG Capital Corp........................................ 94,877 442,127 Meadowbrook Insurance Group, Inc........................ 73,213 411,457 Medallion Financial Corp................................ 17,364 217,224 *Mercantile Bank Corp.................................... 7,390 122,157 #Merchants Bancshares, Inc............................... 7,187 210,435 #Mercury General Corp.................................... 33,571 1,360,633 *Meridian Interstate Bancorp, Inc........................ 16,780 283,414 Meta Financial Group, Inc............................... 2,141 50,870 MetLife, Inc............................................ 141,103 5,007,745 *Metro Bancorp, Inc...................................... 15,320 198,854 173 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *MetroCorp Bancshares, Inc................................ 7,245 $ 73,464 *MGIC Investment Corp..................................... 158,315 272,302 MicroFinancial, Inc...................................... 9,680 76,278 Mid Penn Bancorp, Inc.................................... 778 7,936 MidSouth Bancorp, Inc.................................... 8,676 134,478 MidWestOne Financial Group, Inc.......................... 6,846 138,289 Montpelier Re Holdings, Ltd.............................. 61,112 1,397,631 Morgan Stanley........................................... 189,332 3,290,590 MSB Financial Corp....................................... 600 3,792 #*MSCI, Inc................................................ 252 6,789 MutualFirst Financial, Inc............................... 5,151 62,636 NASDAQ OMX Group, Inc. (The)............................. 91,090 2,168,853 *National Financial Partners Corp......................... 41,675 764,736 National Interstate Corp................................. 18,783 487,419 National Penn Bancshares, Inc............................ 167,785 1,498,320 National Security Group, Inc............................. 419 3,507 National Western Life Insurance Co. Class A.............. 2,337 328,045 Naugatuck Valley Financial Corp.......................... 989 7,348 *Navigators Group, Inc. (The)............................. 17,111 908,252 NBT Bancorp, Inc......................................... 30,887 656,966 Nelnet, Inc. Class A..................................... 36,843 899,338 *New Century Bancorp, Inc................................. 2,187 11,700 New England Bancshares, Inc.............................. 4,895 70,635 New Hampshire Thrift Bancshares, Inc..................... 4,833 63,699 #New York Community Bancorp, Inc.......................... 217,731 3,017,752 *NewBridge Bancorp........................................ 12,686 54,677 *Newport Bancorp, Inc..................................... 641 10,708 *NewStar Financial, Inc................................... 49,671 620,888 Nicholas Financial, Inc.................................. 3,515 45,730 *North Valley Bancorp..................................... 460 6,403 Northeast Bancorp........................................ 118 1,125 Northeast Community Bancorp, Inc......................... 9,104 49,344 #Northern Trust Corp...................................... 14,311 683,780 #Northfield Bancorp, Inc.................................. 41,001 665,856 Northrim Bancorp, Inc.................................... 5,792 130,494 Northwest Bancshares, Inc................................ 110,107 1,310,273 Norwood Financial Corp................................... 1,492 47,371 NYSE Euronext............................................ 132,257 3,274,683 Ocean Shore Holding Co................................... 6,104 81,122 OceanFirst Financial Corp................................ 19,071 265,850 *Ocwen Financial Corp..................................... 78,426 3,024,891 Ohio Valley Banc Corp.................................... 2,002 37,788 #Old National Bancorp..................................... 111,635 1,369,761 Old Republic International Corp.......................... 242,918 2,400,030 #*Old Second Bancorp, Inc.................................. 11,059 15,483 *OmniAmerican Bancorp, Inc................................ 12,333 282,302 OneBeacon Insurance Group, Ltd. Class A.................. 25,045 338,108 Oppenheimer Holdings, Inc. Class A....................... 7,365 119,902 Oriental Financial Group, Inc............................ 42,091 495,832 Oritani Financial Corp................................... 55,847 853,342 *Pacific Capital Bancorp.................................. 10,120 464,609 Pacific Continental Corp................................. 17,305 160,763 *Pacific Mercantile Bancorp............................... 9,408 67,455 *Pacific Premier Bancorp, Inc............................. 4,508 50,580 PacWest Bancorp.......................................... 32,467 730,508 #Park National Corp....................................... 14,100 938,355 *Park Sterling Corp....................................... 12,389 61,945 PartnerRe, Ltd........................................... 32,897 2,664,657 *Patriot National Bancorp................................. 1,500 2,280 Peapack-Gladstone Financial Corp......................... 8,268 128,071 Penns Woods Bancorp, Inc................................. 4,255 172,455 174 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Peoples Bancorp.......................................... 1,337 $ 25,938 Peoples Bancorp of North Carolina........................ 3,297 32,970 Peoples Bancorp, Inc..................................... 10,126 215,684 People's United Financial, Inc........................... 187,704 2,258,079 *PHH Corp................................................. 57,072 1,187,668 *Phoenix Cos, Inc. (The).................................. 6,427 193,710 *PICO Holdings, Inc....................................... 22,860 506,120 Pinnacle Bancshares, Inc................................. 200 2,275 *Pinnacle Financial Partners, Inc......................... 34,060 665,873 *Piper Jaffray Cos., Inc.................................. 20,441 548,841 Platinum Underwriters Holdings, Ltd...................... 39,027 1,732,799 PNC Financial Services Group, Inc........................ 76,226 4,435,591 *Popular, Inc............................................. 57,311 1,107,822 *Porter Bancorp, Inc...................................... 6,860 10,016 #*Preferred Bank........................................... 1,920 27,283 Premier Financial Bancorp, Inc........................... 3,385 32,394 Presidential Life Corp................................... 21,438 299,703 Primerica, Inc........................................... 42,880 1,211,789 #*Primus Guaranty, Ltd..................................... 15,070 125,835 *Princeton National Bancorp, Inc.......................... 2,474 346 #Principal Financial Group, Inc........................... 157,281 4,331,519 #PrivateBancorp, Inc...................................... 77,373 1,250,348 ProAssurance Corp........................................ 26,388 2,359,087 #Progressive Corp. (The).................................. 18,576 414,245 #Prosperity Bancshares, Inc............................... 39,609 1,658,033 Protective Life Corp..................................... 77,513 2,116,105 Provident Financial Holdings, Inc........................ 9,638 142,353 Provident Financial Services, Inc........................ 64,885 973,275 Provident New York Bancorp............................... 42,153 384,857 #*Prudential Bancorp, Inc. of Pennsylvania................. 5,398 35,627 Prudential Financial, Inc................................ 64,572 3,683,833 *PSB Holdings, Inc........................................ 3,252 15,106 #Pulaski Financial Corp................................... 10,937 93,621 Pzena Investment Management, Inc. Class A................ 2,844 16,040 QC Holdings, Inc......................................... 12,392 41,885 QCR Holdings, Inc........................................ 309 4,465 #Radian Group, Inc........................................ 128,091 600,747 #Raymond James Financial, Inc............................. 19,745 753,074 Regions Financial Corp................................... 634,241 4,135,251 Reinsurance Group of America, Inc........................ 53,196 2,815,132 RenaissanceRe Holdings, Ltd.............................. 45,780 3,724,661 Renasant Corp............................................ 26,599 489,688 Republic Bancorp, Inc. Class A........................... 20,236 437,502 *Republic First Bancorp, Inc.............................. 20,713 44,119 Resource America, Inc. Class A........................... 18,325 123,877 *Riverview Bancorp, Inc................................... 13,240 21,846 RLI Corp................................................. 20,135 1,372,804 Rockville Financial, Inc................................. 28,505 378,831 Roma Financial Corp...................................... 25,930 228,443 *Royal Bancshares of Pennsylvania, Inc. Class A........... 6,447 12,894 *Rurban Financial Corp.................................... 3,194 22,997 #S&T Bancorp, Inc......................................... 27,583 484,633 S.Y. Bancorp, Inc........................................ 15,245 359,477 *Safeguard Scientifics, Inc............................... 23,253 368,560 Safety Insurance Group, Inc.............................. 15,852 734,740 Salisbury Bancorp, Inc................................... 856 21,888 Sandy Spring Bancorp, Inc................................ 26,668 509,892 *Savannah Bancorp, Inc. (The)............................. 3,485 33,805 SCBT Financial Corp...................................... 12,899 511,832 SeaBright Holdings, Inc.................................. 20,549 225,423 *Seacoast Banking Corp. of Florida........................ 24,205 38,728 175 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Security National Financial Corp. Class A................ 2,038 $ 9,986 #SEI Investments Co....................................... 12,500 273,500 Selective Insurance Group, Inc........................... 58,696 1,085,289 Shore Bancshares, Inc.................................... 4,929 27,849 SI Financial Group, Inc.................................. 6,511 71,621 *Siebert Financial Corp................................... 9,393 14,841 Sierra Bancorp........................................... 11,952 134,460 #*Signature Bank........................................... 12,100 862,004 Simmons First National Corp. Class A..................... 17,031 423,902 SLM Corp................................................. 30,766 540,866 Somerset Hills Bancorp................................... 1,743 14,763 South Street Financial Corp.............................. 400 2,000 *Southcoast Financial Corp................................ 4,336 20,292 *Southern Connecticut Bancorp, Inc........................ 700 763 *Southern First Bancshares, Inc........................... 2,569 25,433 Southern Missouri Bancorp, Inc........................... 1,465 35,526 Southern National Bancorp of Virginia, Inc............... 712 5,796 Southside Bancshares, Inc................................ 19,044 388,685 *Southwest Bancorp, Inc................................... 17,697 190,951 Southwest Georgia Financial Corp......................... 1,854 16,649 #*St. Joe Co. (The)........................................ 42,478 841,064 StanCorp Financial Group, Inc............................ 42,203 1,449,673 State Auto Financial Corp................................ 38,717 624,892 State Street Corp........................................ 72,374 3,225,709 StellarOne Corp.......................................... 21,618 296,599 Sterling Bancorp......................................... 31,081 296,824 #Stewart Information Services Corp........................ 19,146 446,485 #*Stifel Financial Corp.................................... 26,594 843,030 *Stratus Properties, Inc.................................. 6,580 60,536 *Suffolk Bancorp.......................................... 8,164 122,623 Summit State Bank........................................ 1,156 8,184 *Sun Bancorp, Inc......................................... 32,827 101,435 SunTrust Banks, Inc...................................... 70,003 1,904,082 Susquehanna Bancshares, Inc.............................. 195,900 2,031,481 *Sussex Bancorp........................................... 1,590 9,461 *SVB Financial Group...................................... 21,341 1,207,687 *SWS Group, Inc........................................... 23,777 135,291 Symetra Financial Corp................................... 28,431 339,750 Synovus Financial Corp................................... 622,438 1,524,973 T. Rowe Price Group, Inc................................. 3,600 233,784 #*Taylor Capital Group, Inc................................ 22,039 411,689 #TCF Financial Corp....................................... 84,395 965,479 TD Ameritrade Holding Corp............................... 12,649 198,463 Teche Holding Co......................................... 1,486 59,559 *Tejon Ranch Co........................................... 14,202 425,208 Territorial Bancorp, Inc................................. 12,058 272,511 #Teton Advisors, Inc. Class A............................. 39 548 #*Texas Capital Bancshares, Inc............................ 31,625 1,501,239 TF Financial Corp........................................ 2,289 51,274 *TFS Financial Corp....................................... 40,111 358,993 Thomas Properties Group, Inc............................. 53,749 287,020 *Timberland Bancorp, Inc.................................. 3,941 24,434 Tompkins Financial Corp.................................. 13,683 553,888 Torchmark Corp........................................... 49,305 2,494,340 Tower Financial Corp..................................... 1,403 16,626 Tower Group, Inc......................................... 39,800 717,196 #TowneBank................................................ 25,265 393,376 Travelers Cos., Inc. (The)............................... 55,984 3,971,505 *Tree.com, Inc............................................ 10,503 151,768 TriCo Bancshares......................................... 15,107 253,798 TrustCo Bank Corp........................................ 96,745 539,837 176 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) #Trustmark Corp......................................... 63,356 $ 1,486,965 U.S. Bancorp........................................... 100,635 3,342,088 #UMB Financial Corp..................................... 37,793 1,682,922 Umpqua Holdings Corp................................... 128,692 1,555,886 Union Bankshares, Inc.................................. 2,000 39,200 Union First Market Bankshares Corp..................... 22,511 353,423 *United Bancshares, Inc. (909458101).................... 2,040 19,339 #United Bancshares, Inc. (909907107).................... 47,011 1,120,272 United Community Bancorp............................... 1,512 10,115 *United Community Banks, Inc............................ 14,498 126,133 *United Community Financial Corp........................ 7,148 27,234 United Financial Bancorp, Inc.......................... 17,480 268,668 United Fire Group, Inc................................. 29,011 689,591 *United Security Bancshares, Inc. (911459105)........... 600 3,288 *United Security Bancshares, Inc. (911460103)........... 10,157 30,471 *Unity Bancorp, Inc..................................... 5,781 35,264 Universal Insurance Holdings, Inc...................... 43,221 170,723 Univest Corp. of Pennsylvania.......................... 17,118 289,637 Unum Group............................................. 152,511 3,092,923 Validus Holdings, Ltd.................................. 92,715 3,319,197 #Valley National Bancorp................................ 65,321 636,227 ViewPoint Financial Group, Inc......................... 40,834 849,347 *Virginia Commerce Bancorp, Inc......................... 29,169 267,188 *Virtus Investment Partners, Inc........................ 595 57,120 #VSB Bancorp, Inc....................................... 170 1,808 #Waddell & Reed Financial, Inc.......................... 5,916 197,180 *Walker & Dunlop, Inc................................... 36 598 Washington Banking Co.................................. 16,508 225,664 Washington Federal, Inc................................ 114,867 1,927,468 Washington Trust Bancorp, Inc.......................... 16,383 442,177 #*Waterstone Financial, Inc.............................. 24,001 129,605 Wayne Savings Bancshares, Inc.......................... 1,684 15,156 Webster Financial Corp................................. 84,048 1,849,056 Wells Fargo & Co....................................... 351,390 11,838,329 WesBanco, Inc.......................................... 29,194 642,268 West Bancorporation, Inc............................... 17,389 189,714 *West Coast Bancorp..................................... 16,237 357,539 #Westamerica Bancorporation............................. 9,986 440,582 *Western Alliance Bancorp............................... 72,613 745,009 Westfield Financial, Inc............................... 28,843 210,265 Westwood Holdings Group, Inc........................... 2,463 95,614 White River Capital, Inc............................... 2,804 63,441 *Wilshire Bancorp, Inc.................................. 29,048 189,102 #Wintrust Financial Corp................................ 39,235 1,449,733 #*World Acceptance Corp.................................. 13,047 871,018 WR Berkley Corp........................................ 69,300 2,695,077 *WSB Holdings, Inc...................................... 4,002 22,811 WSFS Financial Corp.................................... 2,696 114,189 WVS Financial Corp..................................... 1,627 14,236 XL Group P.L.C......................................... 162,997 4,032,546 *Yadkin Valley Financial Corp........................... 11,030 35,296 Zions Bancorporation................................... 166,601 3,576,923 *ZipRealty, Inc......................................... 17,864 47,161 ------------ Total Financials.......................................... 481,889,426 ------------ Health Care -- (7.6%) *Abaxis, Inc............................................ 4,015 147,672 #*ABIOMED, Inc........................................... 1,436 28,462 *Acadia Healthcare Co., Inc............................. 3,172 65,248 *Accelr8 Technology Corp................................ 2,200 8,250 *Accuray, Inc........................................... 67,370 468,895 177 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *Acorda Therapeutics, Inc................................. 5,400 $ 129,330 *Adcare Health Systems, Inc............................... 5,448 25,826 *Addus HomeCare Corp...................................... 8,843 48,018 *ADVENTRX Pharmaceuticals, Inc............................ 19,471 12,265 #Aetna, Inc............................................... 38,015 1,661,256 *Affymax, Inc............................................. 36,132 823,448 #*Affymetrix, Inc.......................................... 79,227 251,150 Agilent Technologies, Inc................................ 15,200 547,048 #*Air Methods Corp......................................... 11,532 1,264,253 #*Akorn, Inc............................................... 21,211 254,744 *Albany Molecular Research, Inc........................... 35,314 125,012 *Alere, Inc............................................... 82,627 1,586,438 *Alexion Pharmaceuticals, Inc............................. 10,000 903,800 #*Align Technology, Inc.................................... 17,155 455,980 *Alkermes P.L.C........................................... 41,898 776,370 *Alliance HealthCare Services, Inc........................ 27,009 37,272 *Allied Healthcare Products, Inc.......................... 4,920 13,432 *Allscripts Healthcare Solutions, Inc..................... 24,959 322,470 *Almost Family, Inc....................................... 9,772 202,574 #*Alnylam Pharmaceuticals, Inc............................. 24,200 391,314 *Alphatec Holdings, Inc................................... 91,449 157,292 *AMAG Pharmaceuticals, Inc................................ 13,908 215,296 *Amedisys, Inc............................................ 32,334 356,967 *American Shared Hospital Services........................ 900 2,691 *AMERIGROUP Corp.......................................... 14,200 1,297,028 #AmerisourceBergen Corp................................... 16,800 662,592 Amgen, Inc............................................... 26,155 2,263,584 *AMN Healthcare Services, Inc............................. 42,340 420,013 *Amsurg Corp.............................................. 34,540 985,081 Analogic Corp............................................ 11,775 867,347 *AngioDynamics, Inc....................................... 28,106 301,577 *Anika Therapeutics, Inc.................................. 15,395 172,578 #*Arena Pharmaceuticals, Inc............................... 52,600 416,066 *Ariad Pharmaceuticals, Inc............................... 111,200 2,396,360 *Arqule, Inc.............................................. 22,984 57,690 *Array BioPharma, Inc..................................... 13,395 55,455 Arrhythmia Research Technology, Inc...................... 1,153 2,848 *ArthroCare Corp.......................................... 9,467 284,767 Assisted Living Concepts, Inc. Class A................... 22,420 177,342 *Astex Pharmaceuticals, Inc............................... 71,506 170,184 *AtriCure, Inc............................................ 5,302 34,039 Atrion Corp.............................................. 1,788 363,393 *Authentidate Holding Corp................................ 2,236 3,108 #*AVEO Pharmaceuticals, Inc................................ 2,329 17,770 #Bard (C.R.), Inc......................................... 4,262 409,962 *Bioanalytical Systems, Inc............................... 1,915 2,221 *BioClinica, Inc.......................................... 14,837 93,028 #*BioCryst Pharmaceuticals, Inc............................ 22,476 65,405 *Biodel, Inc.............................................. 4,308 12,062 *Biogen Idec, Inc......................................... 6,870 949,571 *BioMarin Pharmaceutical, Inc............................. 7,300 270,392 *BioMimetic Therapeutics, Inc............................. 6,821 25,306 *Bio-Rad Laboratories, Inc. Class A....................... 10,635 1,077,857 *Bio-Rad Laboratories, Inc. Class B....................... 1,277 127,381 #*Bio-Reference Labs, Inc.................................. 10,468 290,592 *BioScrip, Inc............................................ 62,349 574,234 #*BioSpecifics Technologies Corp........................... 1,342 21,472 *Boston Scientific Corp................................... 767,057 3,942,673 #*Bovie Medical Corp....................................... 13,510 50,663 Bristol-Myers Squibb Co.................................. 49,289 1,638,859 *Brookdale Senior Living, Inc............................. 50,523 1,185,270 178 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *Bruker Corp.............................................. 13,400 $ 162,006 #*BSD Medical Corp......................................... 4,900 9,163 *Cambrex Corp............................................. 32,247 389,544 Cantel Medical Corp...................................... 25,807 671,240 *Capital Senior Living Corp............................... 30,675 493,254 Cardinal Health, Inc..................................... 11,763 483,812 *CardioNet, Inc........................................... 20,355 49,463 *CareFusion Corp.......................................... 117,044 3,108,689 *CAS Medical Systems, Inc................................. 415 755 *Catamaran Corp........................................... 8,256 389,353 #*Celldex Therapeutics, Inc................................ 44,462 244,986 #*Celsion Corp............................................. 1,900 8,189 *Centene Corp............................................. 38,472 1,461,167 #*Cepheid, Inc............................................. 4,496 136,274 *Cerner Corp.............................................. 4,000 304,760 *Charles River Laboratories International, Inc............ 15,198 567,189 #Chemed Corp.............................................. 12,392 833,362 *Chindex International, Inc............................... 5,552 57,574 Cigna Corp............................................... 17,253 879,903 #*Codexis, Inc............................................. 11,100 28,860 *CombiMatrix Corp......................................... 5,505 2,395 *Community Health Systems, Inc............................ 85,297 2,338,844 Computer Programs & Systems, Inc......................... 2,708 132,177 *Conceptus, Inc........................................... 30,237 569,665 CONMED Corp.............................................. 29,451 814,615 Cooper Cos., Inc. (The).................................. 34,627 3,323,499 #*Cornerstone Therapeutics, Inc............................ 1,700 8,313 *Corvel Corp.............................................. 5,693 242,123 #*Covance, Inc............................................. 7,051 343,454 Coventry Health Care, Inc................................ 76,051 3,318,866 Covidien P.L.C........................................... 15,563 855,187 *Cross Country Healthcare, Inc............................ 28,279 124,428 CryoLife, Inc............................................ 29,023 179,652 #*Cubist Pharmaceuticals, Inc.............................. 27,133 1,164,006 *Cumberland Pharmaceuticals, Inc.......................... 20,840 122,331 *Cutera, Inc.............................................. 15,217 112,758 *Cyberonics, Inc.......................................... 6,029 278,841 *Cynosure, Inc. Class A................................... 10,276 270,670 *Cytokinetics, Inc........................................ 54,657 36,074 #*DaVita, Inc.............................................. 7,338 825,672 Daxor Corp............................................... 4,092 33,104 DENTSPLY International, Inc.............................. 10,234 377,021 *Depomed, Inc............................................. 33,553 189,574 *Digirad Corp............................................. 16,700 35,905 *Durect Corp.............................................. 23,066 31,600 *DUSA Pharmaceuticals, Inc................................ 8,762 60,107 *Dyax Corp................................................ 30,347 91,041 *Dynacq Healthcare, Inc................................... 2,433 24 #*Edwards Lifesciences Corp................................ 7,400 642,542 *Emergent Biosolutions, Inc............................... 32,856 436,656 *Emeritus Corp............................................ 25,114 563,809 *Encision, Inc............................................ 800 728 *Endo Health Solutions, Inc............................... 24,327 697,212 *Endocyte, Inc............................................ 6,791 64,990 Ensign Group, Inc. (The)................................. 21,332 622,041 *Entremed, Inc............................................ 63 102 *Enzo Biochem, Inc........................................ 39,085 78,170 *Enzon Pharmaceuticals, Inc............................... 52,724 346,397 *Epocrates, Inc........................................... 383 3,746 *Exact Sciences Corp...................................... 3,900 36,894 *Exactech, Inc............................................ 13,382 223,479 179 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *ExamWorks Group, Inc..................................... 4,590 $ 64,352 *Express Scripts Holding Co............................... 9,720 598,169 #*FAB Universal Corp....................................... 1,222 4,399 *Five Star Quality Care, Inc.............................. 49,442 260,065 *Forest Laboratories, Inc................................. 9,100 306,761 *Furiex Pharmaceuticals, Inc.............................. 9,560 183,265 *Future Healthcare of America............................. 1,222 238 #*Genomic Health, Inc...................................... 5,751 179,719 *Gentiva Health Services, Inc............................. 33,864 318,322 #*Geron Corp............................................... 29,750 39,568 *Greatbatch, Inc.......................................... 25,442 559,215 *GTx, Inc................................................. 14,515 58,205 *Haemonetics Corp......................................... 14,694 1,200,500 *Hanger, Inc.............................................. 31,646 802,226 *Harvard Bioscience, Inc.................................. 35,325 142,007 *Health Management Associates, Inc. Class A............... 20,115 146,840 *Health Net, Inc.......................................... 53,129 1,143,336 #*HealthSouth Corp......................................... 17,216 380,990 *HealthStream, Inc........................................ 17,632 450,321 *Healthways, Inc.......................................... 36,848 358,531 *Hemispherx Biopharma, Inc................................ 3,300 2,789 #*Henry Schein, Inc........................................ 8,644 637,754 Hill-Rom Holdings, Inc................................... 16,730 469,946 *Hi-Tech Pharmacal Co., Inc............................... 11,240 352,374 #*HMS Holdings Corp........................................ 5,453 125,910 #*Hologic, Inc............................................. 138,874 2,863,582 *Hooper Holmes, Inc....................................... 6,931 4,159 *Hospira, Inc............................................. 11,600 356,004 Humana, Inc.............................................. 11,673 866,954 *ICU Medical, Inc......................................... 13,600 806,888 *Idera Pharmaceuticals, Inc............................... 20,811 19,146 #*IDEXX Laboratories, Inc.................................. 400 38,480 #*Illumina, Inc............................................ 9,020 428,540 #*Immunomedics, Inc........................................ 19,800 65,538 #*Impax Laboratories, Inc.................................. 40,496 860,540 #*Incyte Corp.............................................. 8,536 136,235 #*Infinity Pharmaceuticals, Inc............................ 22,704 508,343 *Integra LifeSciences Holdings Corp....................... 17,344 663,408 #*Intuitive Surgical, Inc.................................. 1,500 813,330 Invacare Corp............................................ 31,552 430,685 *IPC The Hospitalist Co................................... 5,478 188,936 *Iridex Corp.............................................. 2,905 11,562 *IRIS International, Inc.................................. 17,774 346,415 *IsoRay, Inc.............................................. 7,600 4,712 *Jazz Pharmaceuticals P.L.C............................... 4,993 268,274 Johnson & Johnson........................................ 26,109 1,849,039 Kewaunee Scientific Corp................................. 2,037 22,977 *Kindred Healthcare, Inc.................................. 52,528 514,774 *K-V Pharmaceutical Co. Class B........................... 3,668 183 #*Laboratory Corp. of America Holdings..................... 4,480 379,590 Landauer, Inc............................................ 2,932 169,909 *Lannet Co., Inc.......................................... 29,173 128,653 *LCA-Vision, Inc.......................................... 14,533 55,516 LeMaitre Vascular, Inc................................... 15,418 92,508 *Lexicon Pharmaceuticals, Inc............................. 99,460 205,882 *LHC Group, Inc........................................... 19,752 346,055 *Life Technologies Corp................................... 24,787 1,212,332 *LifePoint Hospitals, Inc................................. 53,281 1,882,951 *Luminex Corp............................................. 8,014 128,865 *Magellan Health Services, Inc............................ 27,238 1,365,986 Maxygen, Inc............................................. 41,232 100,606 180 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) McKesson Corp........................................... 8,300 $ 774,473 *MedAssets, Inc.......................................... 51,105 906,092 .*MedCath Corp............................................ 19,024 26,063 *Medical Action Industries, Inc.......................... 17,432 51,424 #*Medicines Co. (The)..................................... 39,914 874,915 #*MediciNova, Inc......................................... 5,909 12,527 #Medicis Pharmaceutical Corp. Class A.................... 21,301 924,676 *Medidata Solutions, Inc................................. 5,030 211,361 #*Medivation, Inc......................................... 606 30,979 #*MEDNAX, Inc............................................. 12,830 885,013 Medtronic, Inc.......................................... 34,975 1,454,261 Merck & Co., Inc........................................ 149,737 6,832,499 *Merit Medical Systems, Inc.............................. 38,652 558,135 *Metabolix, Inc.......................................... 1,126 1,498 *Metropolitan Health Networks, Inc....................... 39,383 430,456 *Misonix, Inc............................................ 2,797 12,363 *Molina Healthcare, Inc.................................. 45,700 1,145,699 *Momenta Pharmaceuticals, Inc............................ 28,579 362,382 *MWI Veterinary Supply, Inc.............................. 4,880 512,498 *Mylan, Inc.............................................. 11,240 284,822 *Myrexis, Inc............................................ 23,608 56,659 *Myriad Genetics, Inc.................................... 11,511 301,243 *Nabi Biopharmaceuticals................................. 37,381 65,417 #*Nanosphere, Inc......................................... 19,664 61,548 National Healthcare Corp................................ 14,015 667,394 National Research Corp.................................. 4,858 246,203 *Natus Medical, Inc...................................... 32,869 371,420 *Neogen Corp............................................. 8,239 352,547 *Neurocrine Biosciences, Inc............................. 12,583 92,233 #*Novavax, Inc............................................ 26,589 55,837 *NuVasive, Inc........................................... 36,663 528,680 *Obagi Medical Products, Inc............................. 12,043 148,490 Omnicare, Inc........................................... 109,511 3,781,415 *Omnicell, Inc........................................... 37,756 550,482 #*OncoGenex Pharmaceutical, Inc........................... 350 4,340 #*Onyx Pharmaceuticals, Inc............................... 6,700 525,012 *OraSure Technologies, Inc............................... 28,900 261,834 #*Orexigen Therapeutics, Inc.............................. 37,332 198,980 *Orthofix International NV............................... 11,146 442,050 #*Osiris Therapeutics, Inc................................ 4,893 51,377 #Owens & Minor, Inc...................................... 39,382 1,121,206 *Pain Therapeutics, Inc.................................. 34,082 159,163 *Palomar Medical Technologies, Inc....................... 18,816 162,382 *PAREXEL International Corp.............................. 35,821 1,099,346 Patterson Cos., Inc..................................... 10,176 339,878 *PDI, Inc................................................ 16,959 116,169 #PDL BioPharma, Inc...................................... 34,563 257,494 PerkinElmer, Inc........................................ 80,822 2,499,824 #*Pernix Therapeutics Holdings, Inc....................... 3,213 25,318 Perrigo Co.............................................. 5,287 608,058 Pfizer, Inc............................................. 563,682 14,018,771 *PharMerica Corp......................................... 28,455 347,720 #*PhotoMedex, Inc......................................... 2,100 27,951 *Pozen, Inc.............................................. 29,293 175,465 *Progenics Pharmaceuticals, Inc.......................... 26,897 76,656 *ProPhase Labs, Inc...................................... 6,052 9,986 *Providence Service Corp. (The).......................... 14,336 146,227 *pSivida Corp............................................ 13,195 20,584 #*PSS World Medical, Inc.................................. 19,037 544,839 Quality Systems, Inc.................................... 4,390 76,606 #Quest Diagnostics, Inc.................................. 11,000 634,920 181 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) #*Questcor Pharmaceuticals, Inc............................ 7,700 $ 196,196 #*Quidel Corp.............................................. 28,528 500,096 *RadNet, Inc.............................................. 10,874 28,272 *Regeneron Pharmaceuticals, Inc........................... 6,200 882,260 *Repligen Corp............................................ 30,484 155,468 #*Repros Therapeutics, Inc................................. 186 2,682 #ResMed, Inc.............................................. 9,600 383,424 *Rigel Pharmaceuticals, Inc............................... 51,105 455,346 *Rochester Medical Corp................................... 12,087 126,793 #*Rockwell Medical, Inc.................................... 3,635 26,136 *RTI Biologics, Inc....................................... 57,264 232,492 *Salix Pharmaceuticals, Ltd............................... 3,676 143,511 #*Sangamo Biosciences, Inc................................. 22,327 124,138 *Santarus, Inc............................................ 24,354 222,352 #*SciClone Pharmaceuticals, Inc............................ 60,600 333,906 #*Seattle Genetics, Inc.................................... 7,900 198,764 *Select Medical Holdings Corp............................. 122,988 1,302,443 Simulations Plus, Inc.................................... 1,800 8,280 *Sirona Dental Systems, Inc............................... 15,186 869,550 *Skilled Healthcare Group, Inc. Class A................... 19,937 154,910 *Solta Medical, Inc....................................... 61,883 182,555 Span-American Medical System, Inc........................ 3,229 56,330 *Spectranetics Corp....................................... 25,926 377,483 #*Spectrum Pharmaceuticals, Inc............................ 26,500 295,740 St. Jude Medical, Inc.................................... 13,900 531,814 *Staar Surgical Co........................................ 12,085 77,827 #*StemCells, Inc........................................... 1,150 2,346 #*Stereotaxis, Inc......................................... 1,337 2,353 STERIS Corp.............................................. 27,809 990,278 *Strategic Diagnostics, Inc............................... 12,404 14,141 #Stryker Corp............................................. 8,562 450,361 *Sucampo Pharmaceuticals, Inc. Class A.................... 13,917 69,446 *Sun Healthcare Group, Inc................................ 18,985 160,613 *SunLink Health Systems, Inc.............................. 1,702 1,787 *Sunrise Senior Living, Inc............................... 34,907 502,312 *SurModics, Inc........................................... 18,631 334,985 *Symmetry Medical, Inc.................................... 37,569 344,132 *Synageva BioPharma Corp.................................. 3,718 157,197 #*Synta Pharmaceuticals Corp............................... 3,991 31,409 *Targacept, Inc........................................... 1,995 8,140 *Team Health Holdings, Inc................................ 13,423 357,186 Techne Corp.............................................. 3,336 224,713 Teleflex, Inc............................................ 37,788 2,567,695 #*Tenet Healthcare Corp.................................... 31,779 749,984 *Theragenics Corp......................................... 14,207 21,737 #*Theravance, Inc.......................................... 1,374 30,929 Thermo Fisher Scientific, Inc............................ 56,727 3,463,751 *Thoratec Corp............................................ 14,300 510,510 *Tornier NV............................................... 78 1,334 *TranS1, Inc.............................................. 19,129 52,605 #*Transcept Pharmaceuticals, Inc........................... 14,106 71,800 *Triple-S Management Corp. Class B........................ 20,128 363,109 *Trius Therapeutics, Inc.................................. 1,344 7,365 U.S. Physical Therapy, Inc............................... 10,908 291,244 *United Therapeutics Corp................................. 5,700 260,319 UnitedHealth Group, Inc.................................. 42,737 2,393,272 *Universal American Corp.................................. 86,102 778,362 Universal Health Services, Inc. Class B.................. 12,318 509,842 *Urologix, Inc............................................ 3,584 2,794 Utah Medical Products, Inc............................... 3,789 128,902 *Vascular Solutions, Inc.................................. 15,185 228,838 182 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) #*VCA Antech, Inc........................................ 66,316 $ 1,298,467 #*Vical, Inc............................................. 23,343 79,600 *ViroPharma, Inc........................................ 71,930 1,816,233 *Watson Pharmaceuticals, Inc............................ 11,200 962,640 *WellCare Health Plans, Inc............................. 35,383 1,684,231 #WellPoint, Inc......................................... 49,131 3,010,748 West Pharmaceutical Services, Inc...................... 22,333 1,203,079 *Wright Medical Group, Inc.............................. 38,001 772,180 *XenoPort, Inc.......................................... 28,231 232,341 Young Innovations, Inc................................. 8,251 281,772 *Zalicus, Inc........................................... 11,731 6,569 #Zimmer Holdings, Inc................................... 12,595 808,725 ------------ Total Health Care......................................... 173,405,161 ------------ Industrials -- (12.5%) #A.O. Smith Corp........................................ 20,294 1,233,266 *A.T. Cross Co. Class A................................. 8,242 78,052 *A123 Systems, Inc...................................... 34,175 4,914 AAON, Inc.............................................. 15,111 317,029 AAR Corp............................................... 44,341 669,106 ABM Industries, Inc.................................... 51,661 981,559 *Acacia Research Corp................................... 13,822 358,957 *ACCO Brands Corp....................................... 63,202 457,582 *Accuride Corp.......................................... 24,116 64,390 Aceto Corp............................................. 29,376 294,348 Acme United Corp....................................... 1,921 21,765 #Acorn Energy, Inc...................................... 16,783 142,823 *Active Power, Inc...................................... 4,800 3,456 #Actuant Corp. Class A.................................. 63,614 1,796,459 #Acuity Brands, Inc..................................... 8,629 558,296 *Adept Technology, Inc.................................. 10,771 43,084 *ADT Corp. (The)........................................ 16,852 699,527 *Advisory Board Co. (The)............................... 12,196 579,310 *AECOM Technology Corp.................................. 110,026 2,362,258 *Aegion Corp............................................ 40,066 740,019 *AeroCentury Corp....................................... 1,149 14,466 *Aerosonic Corp......................................... 970 3,172 *Aerovironment, Inc..................................... 17,356 381,658 *AGCO Corp.............................................. 24,204 1,101,524 *Air Transport Services Group, Inc...................... 65,328 251,513 Aircastle, Ltd......................................... 69,572 774,336 Alamo Group, Inc....................................... 12,741 426,824 *Alaska Air Group, Inc.................................. 48,307 1,847,260 Albany International Corp. Class A..................... 27,006 593,322 *Allegiant Travel Co.................................... 11,361 826,399 #Alliant Techsystems, Inc............................... 10,501 601,602 .*Allied Defense Group, Inc. (The)....................... 6,064 32,442 Allied Motion Technologies, Inc........................ 7,832 50,516 Altra Holdings, Inc.................................... 30,432 548,385 Amerco, Inc............................................ 19,915 2,300,979 *Ameresco, Inc. Class A................................. 11,757 130,032 *American Railcar Industries, Inc....................... 23,316 685,024 *American Reprographics Co.............................. 44,613 170,868 American Science & Engineering, Inc.................... 5,381 342,124 #*American Superconductor Corp........................... 12,387 44,469 *American Woodmark Corp................................. 14,123 324,829 AMETEK, Inc............................................ 14,445 513,520 Ampco-Pittsburgh Corp.................................. 10,468 184,865 *AMREP Corp............................................. 5,440 35,360 Apogee Enterprises, Inc................................ 30,486 621,000 Applied Industrial Technologies, Inc................... 36,527 1,482,631 183 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Argan, Inc............................................... 12,185 $ 216,771 Arkansas Best Corp....................................... 27,392 220,506 Armstrong World Industries, Inc.......................... 29,339 1,519,760 *Ascent Solar Technologies, Inc........................... 31,175 25,408 *Asset Acceptance Capital Corp............................ 29,746 189,779 Asta Funding, Inc........................................ 12,881 120,824 *Astec Industries, Inc.................................... 21,879 630,115 *Astronics Corp........................................... 5,462 126,773 *Astronics Corp. Class B.................................. 1,778 40,636 *Atlas Air Worldwide Holdings, Inc........................ 28,649 1,575,409 *Avalon Holding Corp. Class A............................. 700 2,800 Avery Dennison Corp...................................... 16,643 538,900 *Avis Budget Group, Inc................................... 118,265 1,954,920 AZZ, Inc................................................. 25,170 992,705 *B/E Aerospace, Inc....................................... 17,682 797,281 *Babcock & Wilcox Co. (The)............................... 4,536 116,893 Baltic Trading, Ltd...................................... 3,964 13,517 Barnes Group, Inc........................................ 52,974 1,212,045 Barrett Business Services, Inc........................... 10,851 323,685 #*Beacon Roofing Supply, Inc............................... 45,369 1,467,233 #Belden, Inc.............................................. 23,622 845,668 *Blount International, Inc................................ 12,197 161,366 *BlueLinx Holdings, Inc................................... 45,562 96,136 Brady Corp. Class A...................................... 47,254 1,453,533 *Breeze-Eastern Corp...................................... 7,923 63,384 #Briggs & Stratton Corp................................... 54,853 1,083,347 Brink's Co. (The)........................................ 24,042 632,545 *Broadwind Energy, Inc.................................... 70 174 *Builders FirstSource, Inc................................ 64,030 352,805 *CAI International, Inc................................... 21,176 469,260 Carlisle Cos., Inc....................................... 30,362 1,686,609 Cascade Corp............................................. 11,810 767,532 *Casella Waste Systems, Inc. Class A...................... 26,530 121,507 #*CBIZ, Inc................................................ 54,187 299,112 CDI Corp................................................. 20,602 354,148 #CECO Environmental Corp.................................. 11,949 105,749 Celadon Group, Inc....................................... 25,084 428,936 Ceradyne, Inc............................................ 26,633 931,090 *Champion Industries, Inc................................. 6,476 1,295 *Chart Industries, Inc.................................... 23,323 1,651,035 Chicago Rivet & Machine Co............................... 508 9,368 #Cintas Corp.............................................. 14,003 585,465 CIRCOR International, Inc................................ 18,896 651,723 CLAROC, Inc.............................................. 7,342 332,152 #*Clean Harbors, Inc....................................... 5,654 329,911 *CNH Global NV............................................ 5,744 257,331 Coleman Cable, Inc....................................... 6,036 57,282 #*Colfax Corp.............................................. 16,318 561,176 *Columbus McKinnon Corp................................... 20,871 312,439 Comfort Systems USA, Inc................................. 40,425 440,633 *Command Security Corp.................................... 5,329 6,928 *Commercial Vehicle Group, Inc............................ 6,362 48,288 #*Competitive Technologies, Inc............................ 3,200 1,984 CompX International, Inc................................. 2,522 35,384 *Consolidated Graphics, Inc............................... 11,700 345,267 #Con-way, Inc............................................. 53,807 1,566,322 Cooper Industries P.L.C.................................. 9,933 744,379 *Copart, Inc.............................................. 11,279 324,722 Corporate Executive Board Co. (The)...................... 8,386 377,035 #Corrections Corp. of America............................. 34,970 1,176,741 Courier Corp............................................. 16,697 201,199 184 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Covanta Holding Corp..................................... 114,797 $2,087,009 *Covenant Transportation Group, Inc. Class A.............. 11,052 51,281 *CPI Aerostructures, Inc.................................. 6,498 71,543 *CRA International, Inc................................... 11,485 192,259 #Crane Co................................................. 10,086 423,410 CSX Corp................................................. 72,240 1,478,753 Cubic Corp............................................... 17,050 832,040 Cummins, Inc............................................. 5,600 524,048 Curtiss-Wright Corp...................................... 43,873 1,354,360 Danaher Corp............................................. 18,920 978,732 #Deere & Co............................................... 6,000 512,640 *Delta Air Lines, Inc..................................... 51,800 498,834 Deluxe Corp.............................................. 16,822 530,061 #*DigitalGlobe, Inc........................................ 17,917 464,767 *Dolan Co. (The).......................................... 31,785 147,165 *Dollar Thrifty Automotive Group, Inc..................... 15,975 1,230,075 Donaldson Co., Inc....................................... 2,300 74,221 Douglas Dynamics, Inc.................................... 25,084 381,026 Dover Corp............................................... 12,776 743,819 *Ducommun, Inc............................................ 11,679 159,302 #Dun & Bradstreet Corp. (The)............................. 4,626 374,891 *DXP Enterprises, Inc..................................... 12,720 626,206 *Dycom Industries, Inc.................................... 34,488 491,109 Dynamic Materials Corp................................... 14,706 197,355 #*Eagle Bulk Shipping, Inc................................. 14,547 43,059 Eastern Co. (The)........................................ 5,585 89,360 #Eaton Corp............................................... 21,906 1,034,401 *Echo Global Logistics, Inc............................... 9,309 156,484 Ecology & Environment, Inc. Class A...................... 2,769 33,976 EMCOR Group, Inc......................................... 62,324 2,004,340 *Encore Capital Group, Inc................................ 23,201 672,829 Encore Wire Corp......................................... 22,353 689,814 #*Energy Recovery, Inc..................................... 20,927 62,153 *EnergySolutions, Inc..................................... 87,567 250,442 #*EnerNOC, Inc............................................. 4,781 58,902 *EnerSys, Inc............................................. 46,160 1,591,597 #*Engility Holdings, Inc................................... 9,965 189,335 Ennis, Inc............................................... 35,570 544,221 *EnPro Industries, Inc.................................... 21,572 788,672 EnviroStar, Inc.......................................... 1,100 1,716 Equifax, Inc............................................. 11,845 592,724 ESCO Technologies, Inc................................... 26,275 983,736 Espey Manufacturing & Electronics Corp................... 3,027 83,121 *Esterline Technologies Corp.............................. 30,551 1,765,542 *Excel Maritime Carriers, Ltd............................. 60,527 25,300 #Exelis, Inc.............................................. 49,862 551,474 Expeditors International of Washington, Inc.............. 2,600 95,186 *Exponent, Inc............................................ 10,060 553,099 *Federal Signal Corp...................................... 62,588 361,133 FedEx Corp............................................... 21,280 1,957,547 *Flow International Corp.................................. 44,547 147,896 Flowserve Corp........................................... 3,400 460,666 Fluor Corp............................................... 8,135 454,340 *Fortune Brands Home & Security, Inc...................... 32,275 917,901 Forward Air Corp......................................... 7,700 256,949 *Franklin Covey Co........................................ 20,197 242,768 Franklin Electric Co., Inc............................... 17,772 1,029,710 FreightCar America, Inc.................................. 13,112 252,406 *Frozen Food Express Industries........................... 13,412 23,605 #*FTI Consulting, Inc...................................... 40,056 1,039,854 *Fuel Tech, Inc........................................... 26,879 109,666 185 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *Furmanite Corp.......................................... 37,166 $ 187,688 G & K Services, Inc. Class A............................ 20,819 671,413 #Gardner Denver, Inc..................................... 12,374 857,889 #GATX Corp............................................... 50,400 2,089,584 #*Genco Shipping & Trading, Ltd........................... 39,743 120,819 *Gencor Industries, Inc.................................. 4,926 35,418 *GenCorp, Inc............................................ 18,966 167,280 Generac Holdings, Inc................................... 6,138 208,692 *General Cable Corp...................................... 54,839 1,564,557 *General Dynamics Corp................................... 21,357 1,453,985 General Electric Co..................................... 826,374 17,403,436 #*Genesee & Wyoming, Inc. Class A......................... 19,426 1,407,802 Geo Group, Inc. (The)................................... 70,199 1,945,916 *GeoEye, Inc............................................. 20,235 634,772 *Gibraltar Industries, Inc............................... 33,327 415,254 Global Power Equipment Group, Inc....................... 15,083 254,903 Gorman-Rupp Co. (The)................................... 13,753 371,331 *GP Strategies Corp...................................... 18,640 358,820 Graco, Inc.............................................. 4,338 208,484 #*GrafTech International, Ltd............................. 27,233 286,219 Graham Corp............................................. 9,534 171,326 Granite Construction, Inc............................... 38,059 1,149,762 Great Lakes Dredge & Dock Corp.......................... 64,685 514,246 *Greenbrier Cos., Inc.................................... 28,244 491,728 Griffon Corp............................................ 68,474 695,011 H&E Equipment Services, Inc............................. 36,076 549,077 Hardinge, Inc........................................... 12,424 128,961 Harsco Corp............................................. 72,470 1,448,675 *Hawaiian Holdings, Inc.................................. 57,468 340,785 Heartland Express, Inc.................................. 24,726 344,928 #HEICO Corp.............................................. 9,422 363,972 HEICO Corp. Class A..................................... 20,756 632,643 Heidrick & Struggles International, Inc................. 19,217 227,529 #*Heritage-Crystal Clean, Inc............................. 1,954 34,586 #Herman Miller, Inc...................................... 11,372 220,503 #*Hertz Global Holdings, Inc.............................. 61,491 815,986 *Hexcel Corp............................................. 22,061 563,879 *Hill International, Inc................................. 40,646 137,790 HNI Corp................................................ 22,562 620,906 Honeywell International, Inc............................ 1,900 116,356 Houston Wire & Cable Co................................. 16,835 186,363 *Hub Group, Inc. Class A................................. 22,675 703,152 Hubbell, Inc. Class A................................... 1,952 152,724 #Hubbell, Inc. Class B................................... 8,716 729,704 *Hudson Global, Inc...................................... 34,265 138,431 #*Huntington Ingalls Industries, Inc...................... 14,948 633,496 *Hurco Cos., Inc......................................... 6,280 144,314 *Huron Consulting Group, Inc............................. 19,115 551,468 *Hyster-Yale Materials Handling, Inc..................... 6,974 286,492 *Hyster-Yale Materials Handling, Inc. Class B............ 6,974 286,492 *ICF International, Inc.................................. 21,709 398,360 #IDEX Corp............................................... 20,283 862,636 *IHS, Inc................................................ 4,370 368,784 *II-VI, Inc.............................................. 37,904 625,795 #Illinois Tool Works, Inc................................ 11,417 700,205 Ingersoll-Rand P.L.C.................................... 22,300 1,048,769 *InnerWorkings, Inc...................................... 40,195 579,612 *Innotrac Corp........................................... 2,916 6,094 *Innovative Solutions & Support, Inc..................... 16,826 72,352 Insperity, Inc.......................................... 15,017 392,094 Insteel Industries, Inc................................. 19,007 220,481 186 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Integrated Electrical Services, Inc...................... 12,442 $ 67,187 Interface, Inc........................................... 26,004 372,117 International Shipholding Corp........................... 1,100 18,392 Intersections, Inc....................................... 17,467 162,268 #Iron Mountain, Inc....................................... 17,586 608,476 #ITT Corp................................................. 34,437 716,290 J.B. Hunt Transport Services, Inc........................ 6,000 352,200 *Jacobs Engineering Group, Inc............................ 12,712 490,556 #*JetBlue Airways Corp..................................... 326,826 1,728,910 John Bean Technologies Corp.............................. 16,543 255,093 #Joy Global, Inc.......................................... 1,087 67,883 *Kadant, Inc.............................................. 1,953 47,438 Kaman Corp............................................... 18,841 700,885 Kansas City Southern..................................... 14,629 1,177,049 *KAR Auction Services, Inc................................ 31,720 634,400 Kaydon Corp.............................................. 35,076 784,299 KBR, Inc................................................. 3,711 103,388 Kelly Services, Inc. Class A............................. 42,300 562,167 Kelly Services, Inc. Class B............................. 700 9,569 Kennametal, Inc.......................................... 22,939 812,499 *Key Technology, Inc...................................... 5,258 45,850 *Kforce, Inc.............................................. 37,672 420,043 Kimball International, Inc. Class B...................... 28,407 339,180 #*Kirby Corp............................................... 23,203 1,333,708 Knight Transportation, Inc............................... 51,813 783,413 Knoll, Inc............................................... 9,371 134,849 *Korn/Ferry International................................. 49,661 664,961 #*Kratos Defense & Security Solutions, Inc................. 32,244 177,664 L.B. Foster Co. Class A.................................. 10,781 355,881 L.S. Starrett Co. Class A (The).......................... 6,944 79,648 L-3 Communications Holdings, Inc......................... 51,064 3,768,523 #Landstar System, Inc..................................... 3,029 153,419 Lawson Products, Inc..................................... 8,745 62,177 *Layne Christensen Co..................................... 20,836 464,434 #Lennox International, Inc................................ 6,621 331,381 #Lincoln Electric Holdings, Inc........................... 19,400 841,378 #Lindsay Corp............................................. 5,627 429,734 *LMI Aerospace, Inc....................................... 12,480 250,598 LSI Industries, Inc...................................... 32,842 222,669 *Luna Innovations, Inc.................................... 3,800 6,460 *Lydall, Inc.............................................. 17,009 219,586 *Magnetek, Inc............................................ 1,197 13,742 *Manitex International, Inc............................... 3,300 23,364 Manitowoc Co., Inc. (The)................................ 58,740 837,045 Manpower, Inc............................................ 38,814 1,472,603 Marten Transport, Ltd.................................... 23,810 440,485 #Masco Corp............................................... 60,333 910,425 #*MasTec, Inc.............................................. 75,702 1,707,837 *Mastech Holdings, Inc.................................... 793 3,925 Matson, Inc.............................................. 39,400 837,250 McGrath RentCorp......................................... 24,086 632,498 *Meritor, Inc............................................. 42,906 189,645 *Metalico, Inc............................................ 43,586 92,838 #Met-Pro Corp............................................. 15,806 143,518 *MFRI, Inc................................................ 5,730 31,515 *Michael Baker Corp....................................... 9,360 211,630 *Middleby Corp............................................ 6,296 786,685 Miller Industries, Inc................................... 13,234 203,142 Mine Safety Appliances Co................................ 21,994 848,968 *Mistras Group, Inc....................................... 14,894 329,008 *Mobile Mini, Inc......................................... 49,219 857,395 187 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Moog, Inc. Class A....................................... 38,104 $1,410,229 *Moog, Inc. Class B....................................... 2,977 110,447 MSC Industrial Direct Co., Inc. Class A.................. 2,891 215,669 Mueller Industries, Inc.................................. 35,636 1,560,857 Mueller Water Products, Inc. Class A..................... 171,486 893,442 Multi-Color Corp......................................... 14,863 337,687 *MYR Group, Inc........................................... 21,144 447,830 National Presto Industries, Inc.......................... 4,561 339,110 *National Technical Systems, Inc.......................... 10,048 80,685 *Navigant Consulting, Inc................................. 52,775 548,332 *NCI Building Systems, Inc................................ 1,411 15,817 NL Industries, Inc....................................... 44,564 453,216 *NN, Inc.................................................. 18,861 156,169 #Nordson Corp............................................. 10,670 629,850 Norfolk Southern Corp.................................... 23,976 1,470,928 Northrop Grumman Corp.................................... 17,610 1,209,631 *Northwest Pipe Co........................................ 9,909 227,709 #*Ocean Power Technologies, Inc............................ 8,120 20,138 *Old Dominion Freight Line, Inc........................... 44,451 1,490,887 *Omega Flex, Inc.......................................... 4,638 57,975 *On Assignment, Inc....................................... 40,261 768,180 *Orbital Sciences Corp.................................... 53,289 714,073 *Orion Energy Systems, Inc................................ 20,365 33,399 *Orion Marine Group, Inc.................................. 18,456 123,471 *Oshkosh Corp............................................. 76,569 2,295,539 *Owens Corning, Inc....................................... 115,475 3,878,805 P.A.M. Transportation Services, Inc...................... 8,221 81,799 #PACCAR, Inc.............................................. 4,989 216,223 *Pacer International, Inc................................. 39,593 141,743 #Pall Corp................................................ 7,100 447,016 #Parker Hannifin Corp..................................... 9,014 709,041 *Park-Ohio Holdings Corp.................................. 12,584 278,358 *Patrick Industries, Inc.................................. 4,631 81,830 *Patriot Transportation Holding, Inc...................... 7,423 207,844 *Pendrell Corp............................................ 8,111 9,652 *Pentair, Inc............................................. 57,632 2,434,376 *PGT, Inc................................................. 33,088 142,940 *Pike Electric Corp....................................... 34,869 317,657 #Pitney Bowes, Inc........................................ 4,400 63,184 *Plug Power, Inc.......................................... 4,599 3,403 *PMFG, Inc................................................ 6,887 44,766 #*Polypore International, Inc.............................. 11,353 400,534 #*Portfolio Recovery Associates, Inc....................... 16,413 1,717,620 *Powell Industries, Inc................................... 12,233 486,629 *PowerSecure International, Inc........................... 21,567 139,323 Precision Castparts Corp................................. 2,600 449,982 Preformed Line Products Co............................... 5,844 314,816 Primoris Services Corp................................... 14,874 207,790 Providence & Worcester Railroad Co....................... 2,562 37,149 #*Quad/Graphics, Inc....................................... 9,234 169,259 *Quality Distribution, Inc................................ 11,361 97,705 Quanex Building Products Corp............................ 35,430 700,451 *Quanta Services, Inc..................................... 99,324 2,575,471 #Raven Industries, Inc.................................... 13,800 376,602 Raytheon Co.............................................. 11,993 678,324 *RBC Bearings, Inc........................................ 13,626 676,667 *RCM Technologies, Inc.................................... 10,468 58,411 *Real Goods Solar, Inc. Class A........................... 3,465 1,750 #Regal-Beloit Corp........................................ 19,100 1,244,938 *Republic Airways Holdings, Inc........................... 53,162 248,267 Republic Services, Inc................................... 61,244 1,736,267 188 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Resources Connection, Inc................................ 47,834 $ 590,272 *Roadrunner Transportation Systems, Inc................... 29,462 513,523 Robbins & Myers, Inc..................................... 35,927 2,129,753 #Robert Half International, Inc........................... 1,000 26,890 Rockwell Automation, Inc................................. 9,200 653,752 #Rollins, Inc............................................. 11,475 260,138 Roper Industries, Inc.................................... 9,010 983,622 #*RR Donnelley & Sons Co................................... 64,795 649,246 *Rush Enterprises, Inc. Class A........................... 26,351 500,669 *Rush Enterprises, Inc. Class B........................... 4,506 78,269 Ryder System, Inc........................................ 66,622 3,005,985 *Saia, Inc................................................ 18,015 407,139 Sauer-Danfoss, Inc....................................... 14,840 594,490 Schawk, Inc.............................................. 25,377 313,152 *Seaboard Corp............................................ 535 1,220,512 SeaCube Container Leasing, Ltd........................... 12,257 227,000 Servotronics, Inc........................................ 1,499 11,797 *Shaw Group, Inc. (The)................................... 24,542 1,074,694 SIFCO Industries, Inc.................................... 4,888 81,874 Simpson Manufacturing Co., Inc........................... 42,910 1,307,039 SkyWest, Inc............................................. 76,189 834,270 *SL Industries, Inc....................................... 9,000 126,000 SmartPros, Ltd........................................... 1,700 2,890 Snap-on, Inc............................................. 25,034 1,935,879 Southwest Airlines Co.................................... 417,610 3,683,320 *Sparton Corp............................................. 10,134 136,809 *Spirit Aerosystems Holdings, Inc. Class A................ 41,712 651,959 *Spirit Airlines, Inc..................................... 1,658 29,098 SPX Corp................................................. 17,868 1,225,566 *Standard Parking Corp.................................... 8,824 201,628 Standard Register Co. (The).............................. 26,210 16,774 Standex International Corp............................... 14,134 653,556 Stanley Black & Decker, Inc.............................. 28,315 1,962,230 #Steelcase, Inc. Class A.................................. 80,700 807,807 *Stericycle, Inc.......................................... 2,600 246,376 *Sterling Construction Co., Inc........................... 16,504 146,886 Sun Hydraulics Corp...................................... 12,252 326,393 *Supreme Industries, Inc. Class A......................... 8,847 31,318 #*Swift Transportation Co.................................. 18,434 179,732 *SYKES Enterprises, Inc................................... 43,127 587,390 Sypris Solutions, Inc.................................... 17,625 111,038 #TAL International Group, Inc............................. 32,292 1,102,449 *Taser International, Inc................................. 53,936 421,240 *Team, Inc................................................ 17,397 570,274 *Tecumseh Products Co. Class A............................ 13,430 67,553 *Tecumseh Products Co. Class B............................ 2,690 13,988 *Teledyne Technologies, Inc............................... 20,382 1,305,059 Tennant Co............................................... 8,685 324,993 *Terex Corp............................................... 100,493 2,266,117 *Tetra Tech, Inc.......................................... 60,524 1,569,993 #Textainer Group Holdings, Ltd............................ 34,000 1,026,800 #Textron, Inc............................................. 27,184 685,309 Timken Co................................................ 13,113 517,832 #Titan International, Inc................................. 30,018 629,778 #*Titan Machinery, Inc..................................... 22,774 538,605 *TMS International Corp. Class A.......................... 11 115 Toro Co. (The)........................................... 7,800 329,316 Towers Watson & Co....................................... 5,900 316,889 *TransDigm Group, Inc..................................... 4,939 657,924 *TRC Cos., Inc............................................ 17,318 124,863 *Trex Co., Inc............................................ 6,102 213,204 189 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ------------ Industrials -- (Continued) *Trimas Corp............................................. 27,964 $ 701,337 Trinity Industries, Inc................................. 75,500 2,361,640 Triumph Group, Inc...................................... 28,344 1,854,264 *TrueBlue, Inc........................................... 43,153 563,147 *Tufco Technologies, Inc................................. 2,000 9,220 *Tutor Perini Corp....................................... 52,103 528,324 #Twin Disc, Inc.......................................... 16,100 244,076 Tyco International, Ltd................................. 33,704 905,626 *Ultralife Corp.......................................... 16,511 50,689 UniFirst Corp........................................... 14,392 1,001,251 Union Pacific Corp...................................... 33,180 4,082,135 #*United Continental Holdings, Inc........................ 31,535 605,787 #*United Rentals, Inc..................................... 42,810 1,740,655 #United Stationers, Inc.................................. 39,596 1,149,076 United Technologies Corp................................ 9,483 741,191 Universal Forest Products, Inc.......................... 23,626 909,601 *Universal Power Group, Inc.............................. 2,111 4,560 *Universal Security Instruments, Inc..................... 1,213 5,337 Universal Truckload Services, Inc....................... 16,084 254,771 URS Corp................................................ 78,824 2,639,028 #*US Airways Group, Inc................................... 40,944 498,698 US Ecology, Inc......................................... 15,365 364,611 *USA Truck, Inc.......................................... 12,082 34,434 #*USG Corp................................................ 53,224 1,421,613 UTi Worldwide, Inc...................................... 92,831 1,289,423 #Valmont Industries, Inc................................. 5,100 689,010 *Versar, Inc............................................. 7,645 28,745 Viad Corp............................................... 23,700 502,677 *Vicor Corp.............................................. 23,646 150,861 *Virco Manufacturing Corp................................ 21,636 52,143 *Volt Information Sciences, Inc.......................... 24,400 170,800 VSE Corp................................................ 5,353 126,598 #W.W. Grainger, Inc...................................... 3,802 765,761 *WABCO Holdings, Inc..................................... 8,200 480,274 Wabtec Corp............................................. 5,944 486,814 #*Waste Connections, Inc.................................. 35,628 1,169,667 Waste Management, Inc................................... 14,600 478,004 #Watsco, Inc............................................. 7,900 539,965 Watsco, Inc. Class B.................................... 1,205 83,145 Watts Water Technologies, Inc. Class A.................. 30,800 1,239,084 #Werner Enterprises, Inc................................. 70,267 1,627,384 *WESCO International, Inc................................ 26,617 1,726,911 *Willdan Group, Inc...................................... 5,554 8,498 *Willis Lease Finance Corp............................... 8,183 116,362 #Woodward, Inc........................................... 8,559 286,727 #*XPO Logistics, Inc...................................... 8,967 123,117 Xylem, Inc.............................................. 16,981 411,959 ------------ Total Industrials.......................................... 286,245,837 ------------ Information Technology -- (10.1%) #*3D Systems Corp......................................... 33,209 1,444,592 *Accelrys, Inc........................................... 60,377 540,374 *ACI Worldwide, Inc...................................... 12,252 479,053 Activision Blizzard, Inc................................ 46,823 509,902 *Actuate Corp............................................ 43,359 231,103 *Acxiom Corp............................................. 75,579 1,379,317 *ADDvantage Technologies Group, Inc...................... 7,160 14,750 *Adobe Systems, Inc...................................... 13,169 447,746 #ADTRAN, Inc............................................. 12,000 202,680 *Advanced Energy Industries, Inc......................... 42,574 502,799 #*Advanced Micro Devices, Inc............................. 51,208 104,976 190 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Advanced Photonix, Inc. Class A.......................... 3,200 $ 2,016 #*Advent Software, Inc..................................... 10,240 222,208 *Aehr Test Systems........................................ 2,692 2,409 *Aetrium, Inc............................................. 6,505 4,163 *Agilysys, Inc............................................ 23,700 193,629 *Akamai Technologies, Inc................................. 5,673 215,517 #*Alliance Data Systems Corp............................... 2,000 286,100 *Alpha & Omega Semiconductor, Ltd......................... 5,202 44,321 Altera Corp.............................................. 14,759 449,854 Amdocs, Ltd.............................................. 14,311 473,265 American Software, Inc. Class A.......................... 24,803 203,137 #*Amkor Technology, Inc.................................... 170,484 736,491 #Amphenol Corp. Class A................................... 8,590 516,517 *Amtech Systems, Inc...................................... 8,142 26,217 *ANADIGICS, Inc........................................... 65,287 95,319 Analog Devices, Inc...................................... 16,533 646,606 *Analysts International Corp.............................. 5,658 20,652 *Anaren, Inc.............................................. 15,344 276,652 #*Ancestry.com, Inc........................................ 3,800 120,080 #Anixter International, Inc............................... 15,883 931,061 #*ANSYS, Inc............................................... 6,005 425,634 *AOL, Inc................................................. 100,164 3,438,630 Applied Materials, Inc................................... 89,479 948,477 *Applied Micro Circuits Corp.............................. 68,408 396,766 *Arris Group, Inc......................................... 120,339 1,653,458 *Arrow Electronics, Inc................................... 66,441 2,340,716 #*Aruba Networks, Inc...................................... 10,142 184,280 #*AsiaInfo-Linkage, Inc.................................... 49,518 495,180 *Aspen Technology, Inc.................................... 7,189 178,143 Astro-Med, Inc........................................... 5,885 48,434 #*Atmel Corp............................................... 54,133 252,530 *ATMI, Inc................................................ 31,303 618,234 *Autobytel, Inc........................................... 2,224 8,874 *Autodesk, Inc............................................ 5,337 169,930 Avago Technologies, Ltd.................................. 11,223 370,696 *Aviat Networks, Inc...................................... 59,415 135,466 *Avid Technology, Inc..................................... 43,600 255,932 *Avnet, Inc............................................... 69,591 1,993,782 AVX Corp................................................. 116,630 1,147,639 Aware, Inc............................................... 18,447 112,342 *Axcelis Technologies, Inc................................ 96,201 88,168 *AXT, Inc................................................. 32,748 105,121 Badger Meter, Inc........................................ 9,967 426,986 Bel Fuse, Inc. Class A................................... 3,300 50,490 Bel Fuse, Inc. Class B................................... 9,614 159,208 *Benchmark Electronics, Inc............................... 77,718 1,151,781 Black Box Corp........................................... 25,515 559,289 Blackbaud, Inc........................................... 15,120 359,402 *Blucora, Inc............................................. 44,670 783,959 *BMC Software, Inc........................................ 5,400 219,780 #*Booz Allen Hamilton Holding Corp......................... 3,162 42,308 *Bottomline Technologies, Inc............................. 22,107 517,304 Broadcom Corp. Class A................................... 1,000 31,535 Broadridge Financial Solutions, Inc...................... 8,165 187,387 #*BroadVision, Inc......................................... 4,752 37,731 *Brocade Communications Systems, Inc...................... 410,464 2,175,459 Brooks Automation, Inc................................... 64,154 463,192 *Bsquare Corp............................................. 7,448 21,972 *BTU International, Inc................................... 6,833 13,324 CA, Inc.................................................. 12,587 283,459 Cabot Microelectronics Corp.............................. 21,805 649,789 191 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*CACI International, Inc. Class A......................... 29,488 $1,487,080 #*Cadence Design Systems, Inc.............................. 24,600 311,436 *CalAmp Corp.............................................. 10,864 96,472 #*Calix, Inc............................................... 9,526 63,348 #*Callidus Software, Inc................................... 16,555 76,815 *Cardtronics, Inc......................................... 9,557 271,514 *Cascade Microtech, Inc................................... 12,931 67,888 Cass Information Systems, Inc............................ 9,768 409,963 *CEVA, Inc................................................ 19,544 296,092 *Checkpoint Systems, Inc.................................. 37,089 301,163 *China Information Technology, Inc........................ 2,969 2,702 *Chyron International Corp................................ 2,300 1,725 *CIBER, Inc............................................... 76,731 239,401 *Cirrus Logic, Inc........................................ 39,996 1,630,237 *Cisco Systems, Inc....................................... 115,007 1,971,220 *Citrix Systems, Inc...................................... 5,800 358,498 *Clearfield, Inc.......................................... 8,316 41,580 Cognex Corp.............................................. 31,347 1,142,912 *Cogo Group, Inc.......................................... 9,130 23,464 *Coherent, Inc............................................ 22,020 1,005,213 Cohu, Inc................................................ 26,029 229,055 Communications Systems, Inc.............................. 13,122 135,944 #*CommVault Systems, Inc................................... 5,207 325,281 Computer Sciences Corp................................... 24,516 746,512 *Computer Task Group, Inc................................. 16,515 308,005 *Compuware Corp........................................... 114,697 993,276 *comScore, Inc............................................ 5,051 71,573 Comtech Telecommunications Corp.......................... 26,298 661,921 #*Comverse Technology, Inc................................. 227 1,496 #*Concur Technologies, Inc................................. 4,757 315,056 Concurrent Computer Corp................................. 7,430 38,859 Convergys Corp........................................... 126,940 2,133,861 *CoreLogic, Inc........................................... 102,327 2,435,383 Corning, Inc............................................. 222,643 2,616,055 *CoStar Group, Inc........................................ 8,795 729,106 *Cray, Inc................................................ 39,332 478,670 #*Cree, Inc................................................ 68,311 2,071,873 #Crexendo, Inc............................................ 6,718 15,451 *CSG Systems International, Inc........................... 36,325 748,658 CSP, Inc................................................. 2,269 11,413 CTS Corp................................................. 21,572 178,616 *CyberOptics Corp......................................... 7,973 59,798 *Cymer, Inc............................................... 26,839 2,138,800 #Cypress Semiconductor Corp............................... 19,600 194,236 Daktronics, Inc.......................................... 39,956 350,414 *Datalink Corp............................................ 16,974 138,168 *Dataram Corp............................................. 7,900 4,582 *DealerTrack Holdings, Inc................................ 37,286 1,019,026 #*Demand Media, Inc........................................ 3,646 31,100 #*Dice Holdings, Inc....................................... 63,896 564,202 Diebold, Inc............................................. 31,432 935,102 *Digi International, Inc.................................. 26,868 253,097 Digimarc Corp............................................ 5,363 105,329 *Digital River, Inc....................................... 34,557 495,547 *Diodes, Inc.............................................. 41,392 627,503 *Ditech Networks, Inc..................................... 2,120 3,032 *Dot Hill Systems Corp.................................... 51,635 50,086 *DSP Group, Inc........................................... 22,785 125,318 DST Systems, Inc......................................... 11,104 633,372 *DTS, Inc................................................. 11,696 245,382 *Dynamics Research Corp................................... 9,728 62,746 192 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) EarthLink, Inc........................................... 116,896 $ 741,121 *eBay, Inc................................................ 38,237 1,846,465 #Ebix, Inc................................................ 20,623 449,375 *Echelon Corp............................................. 10,191 33,732 *EchoStar Corp. Class A................................... 38,099 1,210,024 *Edgewater Technology, Inc................................ 8,479 29,507 *Elecsys Corp............................................. 1,496 4,772 Electro Rent Corp........................................ 26,078 409,946 Electro Scientific Industries, Inc....................... 33,107 353,583 *Electronic Arts, Inc..................................... 19,023 234,934 *Electronics for Imaging, Inc............................. 45,192 784,533 *Ellie Mae, Inc........................................... 2,429 60,725 *eMagin Corp.............................................. 10,064 43,980 *EMC Corp................................................. 65,000 1,587,300 #*EMCORE Corp.............................................. 22,236 103,397 *Emulex Corp.............................................. 87,875 611,610 *Entegris, Inc............................................ 161,194 1,323,403 *Entropic Communications, Inc............................. 66,059 317,744 *Envestnet, Inc........................................... 3,782 52,872 EPIQ Systems, Inc........................................ 38,573 470,976 *ePlus, Inc............................................... 8,798 314,704 *Equinix, Inc............................................. 3,982 718,393 *Euronet Worldwide, Inc................................... 48,710 988,326 *Exar Corp................................................ 48,068 410,981 *ExlService Holdings, Inc................................. 22,179 657,386 *Extreme Networks......................................... 102,706 334,822 *F5 Networks, Inc......................................... 3,400 280,432 *Fabrinet................................................. 5,956 57,356 #FactSet Research Systems, Inc............................ 1,700 153,935 Fair Isaac Corp.......................................... 37,239 1,735,337 *Fairchild Semiconductor International, Inc............... 132,801 1,561,740 *FalconStor Software, Inc................................. 29,232 64,895 *FARO Technologies, Inc................................... 15,031 604,246 #FEI Co................................................... 34,356 1,891,298 Fidelity National Information Services, Inc.............. 150,228 4,937,994 #*Finisar Corp............................................. 10,178 117,251 *Fiserv, Inc.............................................. 12,226 916,216 FLIR Systems, Inc........................................ 9,820 190,803 *FormFactor, Inc.......................................... 50,202 228,921 Forrester Research, Inc.................................. 14,149 409,472 *Frequency Electronics, Inc............................... 8,185 68,672 *Gartner Group, Inc....................................... 8,459 392,582 Genpact, Ltd............................................. 1,635 28,792 *GigOptix, Inc............................................ 3,278 5,638 *Global Cash Access Holdings, Inc......................... 62,120 437,946 Global Payments, Inc..................................... 3,700 158,175 *Globalscape, Inc......................................... 2,198 4,528 *Globecomm Systems, Inc................................... 26,305 285,409 *GSE Systems, Inc......................................... 26,843 48,049 *GSI Group, Inc........................................... 36,710 285,237 *GSI Technology, Inc...................................... 26,798 149,801 #*GT Advanced Technologies, Inc............................ 24,000 104,160 *Guidance Software, Inc................................... 9,803 119,401 *Hackett Group, Inc. (The)................................ 41,738 162,361 *Harmonic, Inc............................................ 113,146 491,054 Harris Corp.............................................. 9,532 436,375 *Hauppauge Digital, Inc................................... 7,708 7,091 #Heartland Payment Systems, Inc........................... 6,699 174,710 #Hewlett-Packard Co....................................... 236,991 3,282,325 #*Hittite Microwave Corp................................... 9,837 557,168 *Hutchinson Technology, Inc............................... 22,305 31,227 193 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *I.D. Systems, Inc...................................... 11,992 $ 62,958 #IAC/InterActiveCorp.................................... 115,491 5,583,990 *Identive Group, Inc.................................... 42,924 51,509 *IEC Electronics Corp................................... 6,048 43,667 *iGATE Corp............................................. 33,758 541,816 *iGo, Inc............................................... 25,845 6,720 *Ikanos Communications, Inc............................. 8,330 11,579 *Imation Corp........................................... 39,287 179,542 *Immersion Corp......................................... 23,609 101,991 #*Infinera Corp.......................................... 77,706 382,314 #*Informatica Corp....................................... 6,484 175,976 *Infosonics Corp........................................ 4,100 3,854 *Ingram Micro, Inc. Class A............................. 149,359 2,270,257 *Innodata, Inc.......................................... 21,458 77,034 *Inphi Corp............................................. 6,765 56,623 *Insight Enterprises, Inc............................... 68,222 1,103,150 *Integrated Device Technology, Inc...................... 187,332 1,019,086 *Integrated Silicon Solution, Inc....................... 28,968 247,676 Intel Corp............................................. 165,630 3,581,749 *Intellicheck Mobilisa, Inc............................. 2,300 3,381 *Interactive Intelligence Group, Inc.................... 7,937 251,682 *Intermec, Inc.......................................... 51,340 348,085 *Internap Network Services Corp......................... 55,281 378,675 #*International Rectifier Corp........................... 74,296 1,150,845 *Interphase Corp........................................ 4,200 8,988 #Intersil Corp. Class A................................. 120,901 852,352 *inTEST Corp............................................ 2,202 5,329 *Intevac, Inc........................................... 24,856 124,280 *IntraLinks Holdings, Inc............................... 154 861 *IntriCon Corp.......................................... 6,777 33,411 Intuit, Inc............................................ 6,400 380,288 *Inuvo, Inc............................................. 3,127 3,659 #*IPG Photonics Corp..................................... 11,861 629,582 *Iteris, Inc............................................ 13,000 20,540 #*Itron, Inc............................................. 34,683 1,424,084 *Ixia................................................... 55,569 778,522 *IXYS Corp.............................................. 35,507 338,027 #j2 Global, Inc......................................... 25,250 758,510 Jabil Circuit, Inc..................................... 27,055 469,134 #Jack Henry & Associates, Inc........................... 10,749 408,462 *JDA Software Group, Inc................................ 41,143 1,569,194 *JDS Uniphase Corp...................................... 26,000 251,940 *Juniper Networks, Inc.................................. 26,661 441,773 *Kemet Corp............................................. 49,217 223,445 *Kenexa Corp............................................ 17,172 789,225 *Key Tronic Corp........................................ 11,045 125,361 Keynote Systems, Inc................................... 18,043 257,834 #*KIT Digital, Inc....................................... 47,358 131,655 #KLA-Tencor Corp........................................ 9,600 446,592 *Kopin Corp............................................. 75,094 282,353 *Kulicke & Soffa Industries, Inc........................ 71,290 731,435 *KVH Industries, Inc.................................... 13,880 191,822 #*Lam Research Corp...................................... 39,007 1,380,848 *Lattice Semiconductor Corp............................. 75,634 293,460 Lender Processing Services, Inc........................ 8,446 203,633 #Lexmark International, Inc. Class A.................... 36,370 773,226 *LGL Group, Inc. (The).................................. 1,300 7,956 *Limelight Networks, Inc................................ 99,614 210,186 Linear Technology Corp................................. 3,740 116,912 *Lionbridge Technologies, Inc........................... 25,612 81,190 #*Liquidity Services, Inc................................ 12,955 534,135 194 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) Littlefuse, Inc........................................ 14,744 $ 790,278 *LoJack Corp............................................ 26,126 59,567 *LookSmart, Ltd......................................... 12,947 10,617 Loral Space & Communications, Inc...................... 11,149 876,980 *LSI Corp............................................... 52,348 358,584 *LTX-Credence Corp...................................... 52,295 291,283 *Magnachip Semiconductor Corp........................... 20,322 228,623 *Management Network Group, Inc.......................... 1,166 2,717 *Manhattan Associates, Inc.............................. 8,910 534,600 #ManTech International Corp. Class A.................... 26,060 598,598 Marchex, Inc. Class B.................................. 28,607 117,003 *Market Leader, Inc..................................... 17,101 116,287 Marvell Technology Group, Ltd.......................... 15,363 121,214 #*Mattersight Corp....................................... 2,773 15,335 *Mattson Technology, Inc................................ 53,844 48,325 Maxim Integrated Products, Inc......................... 16,551 455,566 MAXIMUS, Inc........................................... 18,031 994,951 *Measurement Specialties, Inc........................... 14,280 465,671 *MEMC Electronic Materials, Inc......................... 158,131 398,490 *MEMSIC, Inc............................................ 20,812 36,421 *Mentor Graphics Corp................................... 99,371 1,542,238 *Mercury Computer Systems, Inc.......................... 33,998 278,614 Mesa Laboratories, Inc................................. 2,579 125,778 Methode Electronics, Inc............................... 38,912 393,789 #Micrel, Inc............................................ 37,400 362,406 #Microchip Technology, Inc.............................. 12,600 395,010 #*Micron Technology, Inc................................. 542,478 2,942,943 #*MICROS Systems, Inc.................................... 7,720 350,411 *Microsemi Corp......................................... 80,527 1,546,118 #*Mindspeed Technologies, Inc............................ 18,294 62,383 *MIPS Technologies, Inc................................. 30,791 215,229 MKS Instruments, Inc................................... 50,719 1,198,490 MOCON, Inc............................................. 7,200 108,936 *ModusLink Global Solutions, Inc........................ 41,970 122,972 #Molex, Inc............................................. 5,274 136,966 Molex, Inc. Class A.................................... 21,424 459,331 *MoneyGram International, Inc........................... 3,282 51,002 *Monolithic Power Systems, Inc.......................... 33,969 660,018 Monotype Imaging Holdings, Inc......................... 34,236 524,153 #*Monster Worldwide, Inc................................. 108,437 674,478 *MoSys, Inc............................................. 27,087 109,431 Motorola Solutions, Inc................................ 9,075 468,996 *Move, Inc.............................................. 15,583 129,183 MTS Systems Corp....................................... 11,683 588,940 *Multi-Fineline Electronix, Inc......................... 22,775 481,464 *Nanometrics, Inc....................................... 18,902 260,092 *NAPCO Security Technologies, Inc....................... 10,690 36,025 #National Instruments Corp.............................. 11,250 265,050 *NCI, Inc. Class A...................................... 7,471 41,987 #*NCR Corp............................................... 22,900 487,312 *NetApp, Inc............................................ 1,200 32,280 #*NETGEAR, Inc........................................... 29,795 1,058,020 #*NetList, Inc........................................... 10,407 11,448 *NetScout Systems, Inc.................................. 26,955 666,597 #*NetSuite, Inc.......................................... 4,884 310,183 *NeuStar, Inc. Class A.................................. 7,297 266,997 *Newport Corp........................................... 42,818 463,291 NIC, Inc............................................... 15,484 221,421 *Novatel Wireless, Inc.................................. 30,397 50,155 #*Nuance Communications, Inc............................. 22,798 507,483 #*NumereX Corp. Class A.................................. 5,996 68,834 195 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *NVIDIA Corp............................................ 27,733 $ 331,964 #*Oclaro, Inc............................................ 74,291 146,353 *Official Payments Holdings, Inc........................ 16,383 83,717 *OmniVision Technologies, Inc........................... 53,921 771,070 *ON Semiconductor Corp.................................. 56,713 348,785 *Online Resources Corp.................................. 32,131 92,537 #*Onvia, Inc............................................. 700 2,716 *Oplink Communications, Inc............................. 26,521 394,102 #OPNET Technologies, Inc................................ 12,801 543,146 Optical Cable Corp..................................... 6,626 27,962 *OSI Systems, Inc....................................... 18,552 1,470,246 *PAR Technology Corp.................................... 11,780 63,023 #*Parametric Technology Corp............................. 13,187 266,114 Park Electrochemical Corp.............................. 20,914 519,085 #*ParkerVision, Inc...................................... 2,838 4,427 PC Connection, Inc..................................... 27,310 281,020 *PC Mall, Inc........................................... 12,900 82,044 PC-Tel, Inc............................................ 23,419 152,692 *PDF Solutions, Inc..................................... 21,746 287,917 *Perceptron, Inc........................................ 8,515 44,959 *Perficient, Inc........................................ 33,067 375,972 *Performance Technologies, Inc.......................... 10,667 12,694 *Pericom Semiconductor Corp............................. 26,855 207,589 *Pervasive Software, Inc................................ 16,262 139,528 *Photronics, Inc........................................ 68,273 333,855 *Pixelworks, Inc........................................ 12,700 29,591 *Planar Systems, Inc.................................... 16,655 21,985 Plantronics, Inc....................................... 28,049 909,910 *Plexus Corp............................................ 33,917 912,706 *PLX Technology, Inc.................................... 39,372 170,481 *PMC-Sierra, Inc........................................ 223,400 1,045,512 #*Polycom, Inc........................................... 26,699 267,524 Power Integrations, Inc................................ 14,548 430,330 #*Power-One, Inc......................................... 80,457 324,242 *Presstek, Inc.......................................... 30,360 15,028 *PRGX Global, Inc....................................... 23,205 181,463 *Progress Software Corp................................. 40,051 789,806 *PROS Holdings, Inc..................................... 12,328 238,300 Pulse Electronics Corp................................. 11,425 6,284 QAD, Inc. Class A...................................... 8,223 100,567 QAD, Inc. Class B...................................... 2,342 28,104 #*QLogic Corp............................................ 62,949 590,462 *Qualstar Corp.......................................... 6,493 9,025 *Quantum Corp........................................... 51,697 54,282 #*QuickLogic Corp........................................ 10,134 26,551 *Rackspace Hosting, Inc................................. 600 38,214 *Radisys Corp........................................... 29,188 82,894 *Rainmaker Systems, Inc................................. 3,113 3,051 *RealNetworks, Inc...................................... 37,272 282,149 *Red Hat, Inc........................................... 6,300 309,771 *Reis, Inc.............................................. 11,179 130,738 *Relm Wireless Corp..................................... 7,900 13,272 #*Remark Media, Inc...................................... 844 945 RF Industries, Ltd..................................... 7,730 34,089 *RF Micro Devices, Inc.................................. 136,746 603,050 Richardson Electronics, Ltd............................ 15,984 186,214 Rimage Corp............................................ 10,312 61,666 #*Riverbed Technology, Inc............................... 11,000 203,170 *Rofin-Sinar Technologies, Inc.......................... 26,920 490,213 *Rogers Corp............................................ 14,600 575,386 #*Rosetta Stone, Inc..................................... 21,203 248,287 196 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Rovi Corp.............................................. 13,664 $ 184,874 #*Rubicon Technology, Inc................................ 18,870 163,980 *Rudolph Technologies, Inc.............................. 36,006 342,417 *Saba Software, Inc..................................... 15,422 155,454 *SAIC, Inc.............................................. 49,795 547,247 *Sandisk Corp........................................... 34,190 1,427,774 *Sanmina-SCI Corp....................................... 89,303 793,904 *Sapient Corp........................................... 26,378 271,166 *ScanSource, Inc........................................ 26,424 772,902 *Scientific Learning Corp............................... 3,710 3,228 *SeaChange International, Inc........................... 38,662 349,891 Seagate Technology..................................... 21,998 600,985 *Selectica, Inc......................................... 628 3,410 #*Semtech Corp........................................... 41,469 1,035,481 *Sevcon, Inc............................................ 1,971 8,219 *ShoreTel, Inc.......................................... 38,402 170,121 *Sigma Designs, Inc..................................... 31,636 187,918 #*Silicon Graphics International Corp.................... 24,493 189,086 *Silicon Image, Inc..................................... 68,148 299,851 #*Silicon Laboratories, Inc.............................. 7,141 288,639 #*Skyworks Solutions, Inc................................ 15,800 369,720 *Smith Micro Software, Inc.............................. 38,073 47,591 *SMTC Corp.............................................. 4,872 13,642 #*SolarWinds, Inc........................................ 12,382 626,405 #Solera Holdings, Inc................................... 6,600 308,946 *Sonus Networks, Inc.................................... 264,753 492,441 *Soundbite Communications, Inc.......................... 3,594 8,446 #*Sourcefire, Inc........................................ 5,142 220,026 *Spansion, Inc. Class A................................. 57,765 640,614 #*Spark Networks, Inc.................................... 10,005 65,633 *Spire Corp............................................. 4,715 2,593 #*SS&C Technologies Holdings, Inc........................ 71,765 1,724,513 *Stamps.com, Inc........................................ 12,830 353,082 *StarTek, Inc........................................... 13,585 39,397 #*STEC, Inc.............................................. 50,668 297,421 *Stratasys, Inc......................................... 14,377 958,515 #*SunPower Corp.......................................... 16,929 72,964 *Super Micro Computer, Inc.............................. 33,098 261,805 *Supertex, Inc.......................................... 12,713 242,945 *Support.com, Inc....................................... 47,103 218,558 *Sycamore Networks, Inc................................. 32,285 186,607 *Symantec Corp.......................................... 22,610 411,276 *Symmetricom, Inc....................................... 47,469 291,934 #*Synaptics, Inc......................................... 17,683 409,538 *SYNNEX Corp............................................ 40,920 1,325,399 *Synopsys, Inc.......................................... 31,373 1,010,211 Syntel, Inc............................................ 4,100 244,401 *Take-Two Interactive Software, Inc..................... 56,803 633,353 *TE Connectivity, Ltd................................... 7,086 228,027 *Tech Data Corp......................................... 51,682 2,290,029 *TechTarget, Inc........................................ 31,702 151,536 *TeleCommunication Systems, Inc. Class A................ 52,487 111,272 *TeleNav, Inc........................................... 30,102 211,918 *TeleTech Holdings, Inc................................. 34,566 582,091 Tellabs, Inc........................................... 361,451 1,055,437 Telular Corp........................................... 14,945 149,301 *Teradata Corp.......................................... 2,900 198,099 *Teradyne, Inc.......................................... 73,504 1,074,628 Tessco Technologies, Inc............................... 10,869 226,075 Tessera Technologies, Inc.............................. 53,831 762,785 TheStreet, Inc......................................... 29,582 47,923 197 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) #*THQ, Inc............................................... 5,456 $ 15,440 #*TIBCO Software, Inc.................................... 10,754 271,108 *TNS, Inc............................................... 5,241 75,051 Total System Services, Inc............................. 13,567 305,122 *Transact Technologies, Inc............................. 7,182 55,589 #*Trimble Navigation, Ltd................................ 7,220 340,640 *Trio-Tech International................................ 2,616 4,630 *TriQuint Semiconductor, Inc............................ 183,190 860,993 *TSR, Inc............................................... 722 3,069 *TTM Technologies, Inc.................................. 87,252 785,268 *Tyler Technologies, Inc................................ 14,547 695,492 *Ultimate Software Group, Inc........................... 2,149 217,823 *Ultra Clean Holdings................................... 21,168 98,008 *Ultratech, Inc......................................... 21,900 676,929 *Unisys Corp............................................ 11,891 202,742 United Online, Inc..................................... 101,150 542,164 *Unwired Planet, Inc.................................... 66,528 93,804 #*USA Technologies, Inc.................................. 1,583 2,375 *UTStarcom Holdings Corp................................ 66,530 65,865 #*ValueClick, Inc........................................ 48,025 800,577 #*Veeco Instruments, Inc................................. 35,673 1,095,161 #*VeriFone Systems, Inc.................................. 12,455 369,166 #*Verint Systems, Inc.................................... 5,996 163,511 #*VeriSign, Inc.......................................... 7,900 292,853 #*ViaSat, Inc............................................ 24,715 959,931 *Viasystems Group, Inc.................................. 8,285 126,843 *Vicon Industries, Inc.................................. 1,600 4,720 *Video Display Corp..................................... 6,495 23,122 *Virtusa Corp........................................... 30,447 522,471 Visa, Inc.............................................. 37,703 5,231,668 #*Vishay Intertechnology, Inc............................ 169,836 1,406,242 *Vishay Precision Group, Inc............................ 17,886 233,412 #*VistaPrint NV.......................................... 7,396 225,356 *Volterra Semiconductor Corp............................ 10,258 186,388 Wayside Technology Group, Inc.......................... 4,672 57,839 *Web.com Group, Inc..................................... 29,853 471,080 *Websense, Inc.......................................... 2,671 35,311 *Westell Technologies, Inc. Class A..................... 54,239 110,648 Western Digital Corp................................... 68,105 2,331,234 *WEX, Inc............................................... 15,860 1,170,151 *Wireless Ronin Technologies, Inc....................... 1,773 1,365 *WPCS International, Inc................................ 2,800 1,428 Xerox Corp............................................. 731,469 4,710,660 Xilinx, Inc............................................ 17,283 566,191 *XO Group, Inc.......................................... 33,845 272,452 Xyratex, Ltd........................................... 32,545 269,147 *Yahoo!, Inc............................................ 79,999 1,344,783 *Zebra Technologies Corp. Class A....................... 9,022 324,160 *Zix Corp............................................... 29,812 86,455 *Zygo Corp.............................................. 17,042 317,322 ------------ Total Information Technology 232,281,237 ------------ Materials -- (5.4%) A. Schulman, Inc....................................... 31,779 815,449 *A.M. Castle & Co....................................... 23,467 285,124 *AEP Industries, Inc.................................... 5,480 350,336 #Air Products & Chemicals, Inc.......................... 6,000 465,180 Airgas, Inc............................................ 7,100 631,687 Albemarle Corp......................................... 12,074 665,398 #Alcoa, Inc............................................. 426,076 3,651,471 Allegheny Technologies, Inc............................ 13,643 359,493 198 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) *Allied Nevada Gold Corp................................ 2,500 $ 92,300 #AMCOL International Corp............................... 19,758 623,958 *American Biltrite, Inc................................. 22 11,000 *American Pacific Corp.................................. 5,793 76,583 American Vanguard Corp................................. 28,100 1,004,013 #AptarGroup, Inc........................................ 13,500 692,280 *Arabian American Development Co........................ 16,186 138,228 Ashland, Inc........................................... 54,786 3,898,024 Balchem Corp........................................... 8,962 312,146 Ball Corp.............................................. 12,700 543,941 #Bemis Co., Inc......................................... 49,227 1,626,952 Boise, Inc............................................. 119,665 1,003,989 Buckeye Technologies, Inc.............................. 34,477 903,297 Cabot Corp............................................. 24,985 893,464 *Calgon Carbon Corp..................................... 35,700 442,323 Carpenter Technology Corp.............................. 14,069 683,894 Celanese Corp. Class A................................. 501 19,033 *Century Aluminum Co.................................... 91,741 655,948 CF Industries Holdings, Inc............................ 2,563 525,902 Chase Corp............................................. 8,818 162,516 *Chemtura Corp.......................................... 93,611 1,491,223 *Clearwater Paper Corp.................................. 22,678 896,688 #Cliffs Natural Resources, Inc.......................... 10,161 368,539 *Coeur d'Alene Mines Corp............................... 84,642 2,616,284 Commercial Metals Co................................... 123,281 1,696,347 #Compass Minerals International, Inc.................... 3,600 283,860 *Contango ORE, Inc...................................... 1,008 6,804 *Continental Materials Corp............................. 73 892 *Core Molding Technologies, Inc......................... 8,483 59,551 *Crown Holdings, Inc.................................... 6,500 248,625 Cytec Industries, Inc.................................. 44,664 3,073,776 Deltic Timber Corp..................................... 6,776 459,819 #Domtar Corp............................................ 36,566 2,916,139 #Dow Chemical Co. (The)................................. 39,400 1,154,420 E.I. du Pont de Nemours & Co........................... 1,400 62,328 Eagle Materials, Inc................................... 35,734 1,892,830 Eastman Chemical Co.................................... 14,287 846,362 Ecolab, Inc............................................ 9,795 681,732 *Ferro Corp............................................. 55,222 145,234 #*Flotek Industries, Inc................................. 3,249 36,096 FMC Corp............................................... 10,200 545,904 Freeport-McMoRan Copper & Gold, Inc.................... 32,565 1,266,127 Friedman Industries, Inc............................... 10,403 111,624 #*General Moly, Inc...................................... 78,323 289,795 Georgia Gulf Corp...................................... 30,810 1,090,366 Globe Specialty Metals, Inc............................ 11,413 171,537 #*Golden Minerals Co..................................... 12,619 55,145 *Graphic Packaging Holding Co........................... 340,196 2,013,960 #Greif, Inc. Class A.................................... 12,716 533,563 #Greif, Inc. Class B.................................... 8,346 378,074 H.B. Fuller Co......................................... 44,500 1,352,800 Hawkins, Inc........................................... 9,636 376,768 Haynes International, Inc.............................. 8,996 455,917 *Headwaters, Inc........................................ 58,852 423,146 #Hecla Mining Co........................................ 102,059 671,548 *Horsehead Holding Corp................................. 45,352 410,436 Huntsman Corp.......................................... 114,685 1,724,862 Innophos Holdings, Inc................................. 20,019 953,905 *Innospec, Inc.......................................... 19,213 622,117 International Flavors & Fragrances, Inc................ 1,100 71,082 #International Paper Co................................. 67,274 2,410,427 199 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) #*Intrepid Potash, Inc................................... 4,897 $ 106,412 Kaiser Aluminum Corp................................... 21,204 1,284,538 *KapStone Paper & Packaging Corp........................ 45,379 996,977 KMG Chemicals, Inc..................................... 11,811 201,732 Koppers Holdings, Inc.................................. 5,119 182,748 *Kraton Performance Polymers, Inc....................... 30,580 667,256 #Kronos Worldwide, Inc.................................. 14,534 194,029 *Landec Corp............................................ 28,448 307,807 *Louisiana-Pacific Corp................................. 154,540 2,440,187 *LSB Industries, Inc.................................... 16,844 678,308 *LyondellBasell Industries NV Class A................... 6,166 329,203 #Martin Marietta Materials, Inc......................... 5,997 493,613 Materion Corp.......................................... 22,350 468,233 #*McEwen Mining, Inc..................................... 67,619 328,628 MeadWestvaco Corp...................................... 99,011 2,939,637 *Mercer International, Inc.............................. 46,626 325,916 *Metals USA Holdings Corp............................... 37,433 545,773 #Minerals Technologies, Inc............................. 17,040 1,221,086 *Mines Management, Inc.................................. 9,985 11,982 *Mod-Pac Corp........................................... 2,172 14,574 *Mosaic Co. (The)....................................... 5,700 298,338 Myers Industries, Inc.................................. 35,052 519,821 Neenah Paper, Inc...................................... 16,629 430,691 NewMarket Corp......................................... 1,500 406,965 *Newmont Mining Corp.................................... 15,800 861,890 Noranda Aluminum Holding Corp.......................... 30,896 189,392 *Northern Technologies International Corp............... 3,755 41,718 Nucor Corp............................................. 21,823 875,757 #Olin Corp.............................................. 77,588 1,609,175 Olympic Steel, Inc..................................... 12,310 221,580 *OM Group, Inc.......................................... 36,006 728,401 *Omnova Solutions, Inc.................................. 45,019 352,949 *Owens-Illinois, Inc.................................... 23,179 451,759 P.H. Glatfelter Co..................................... 47,126 839,314 #Packaging Corp. of America............................. 21,228 748,712 *Penford Corp........................................... 11,940 91,938 PolyOne Corp........................................... 84,002 1,590,158 PPG Industries, Inc.................................... 4,500 526,860 Quaker Chemical Corp................................... 14,100 747,159 Reliance Steel & Aluminum Co........................... 70,931 3,854,391 Rock-Tenn Co. Class A.................................. 38,374 2,808,593 Rockwood Holdings, Inc................................. 16,722 767,540 Royal Gold, Inc........................................ 11,268 992,485 RPM International, Inc................................. 30,156 803,959 *RTI International Metals, Inc.......................... 33,542 764,422 Schnitzer Steel Industries, Inc. Class A............... 21,567 614,875 Schweitzer-Mauduit International, Inc.................. 31,776 1,113,113 #Scotts Miracle-Gro Co. Class A (The)................... 5,700 244,017 #Sealed Air Corp........................................ 172,201 2,793,100 *Senomyx, Inc........................................... 18,077 31,454 Sensient Technologies Corp............................. 48,419 1,761,483 Sherwin-Williams Co. (The)............................. 4,900 698,642 #Sigma-Aldrich Corp..................................... 5,361 376,021 Silgan Holdings, Inc................................... 8,035 347,996 *Silver Bull Resources, Inc............................. 3,700 1,798 *Solitario Exploration & Royalty Corp................... 1,300 2,080 Sonoco Products Co..................................... 13,000 404,690 *Spartech Corp.......................................... 32,777 280,571 Steel Dynamics, Inc.................................... 211,289 2,672,806 Stepan Co.............................................. 7,000 670,600 #*Stillwater Mining Co................................... 84,567 880,342 200 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Materials -- (Continued) *SunCoke Energy, Inc.................................... 36,427 $ 585,382 Synalloy Corp.......................................... 9,022 124,233 #*Texas Industries, Inc.................................. 25,441 1,097,270 #Titanium Metals Corp................................... 30,897 361,804 Tredegar Corp.......................................... 22,267 377,871 *United States Lime & Minerals, Inc..................... 5,495 240,736 #United States Steel Corp............................... 79,038 1,611,585 *Universal Stainless & Alloy Products, Inc.............. 7,514 258,482 #Valhi, Inc............................................. 24,600 308,484 #Valspar Corp........................................... 69,104 3,871,897 *Verso Paper Corp....................................... 1,365 1,720 Vulcan Materials Co.................................... 75,124 3,453,450 #Walter Energy, Inc..................................... 7,300 255,208 Wausau Paper Corp...................................... 55,527 459,208 Westlake Chemical Corp................................. 46,688 3,551,089 Worthington Industries, Inc............................ 66,693 1,441,903 *WR Grace & Co.......................................... 7,182 460,797 Zep, Inc............................................... 20,115 288,248 *Zoltek Cos., Inc....................................... 38,977 266,992 ------------ Total Materials 123,573,134 ------------ Other -- (0.0%) .*Brooklyn Federal Bancorp, Inc. Escrow Shares........... 6,039 -- .*Cubist Pharmaceuticals, Inc. Escrow Shares............. 14,091 -- .*Gerber Scientific, Inc. Escrow Shares.................. 24,204 -- .*Price Communications Liquidation Trust................. 8,600 -- .*Softbrands, Inc. Escrow Shares......................... 5,800 -- .*Voyager Learning Co. Escrow Shares..................... 5,149 -- ------------ Total Other -- ------------ Telecommunication Services -- (2.1%) AT&T, Inc.............................................. 570,322 19,727,438 Atlantic Tele-Network, Inc............................. 15,302 634,115 #*Boingo Wireless, Inc................................... 1,855 13,579 *Cbeyond, Inc........................................... 18,689 143,158 CenturyLink, Inc....................................... 93,917 3,604,534 #*Cincinnati Bell, Inc................................... 48,400 252,164 Consolidated Communications Holdings, Inc.............. 27,213 420,169 #*Crown Castle International Corp........................ 9,445 630,454 #Frontier Communications Corp........................... 508,399 2,399,643 *General Communications, Inc. Class A................... 47,166 412,231 #*Hawaiian Telcom Holdco, Inc............................ 1,120 19,118 HickoryTech Corp....................................... 12,468 132,784 IDT Corp. Class B...................................... 18,419 186,400 #*Iridium Communications, Inc............................ 78,908 583,130 #*Leap Wireless International, Inc....................... 39,583 211,373 #*Level 3 Communications, Inc............................ 11,404 233,782 Lumos Networks Corp.................................... 6,471 50,927 #*MetroPCS Communications, Inc........................... 74,060 756,153 *Neutral Tandem, Inc.................................... 34,030 157,219 #*NII Holdings, Inc...................................... 10,211 81,382 NTELOS Holdings Corp................................... 6,471 98,683 *ORBCOMM, Inc........................................... 48,786 170,751 *Premiere Global Services, Inc.......................... 55,230 469,455 Primus Telecommunications Group, Inc................... 3,645 53,326 #*SBA Communications Corp................................ 3,000 199,890 Shenandoah Telecommunications Co....................... 24,218 380,707 *Sprint Nextel Corp..................................... 657,232 3,641,065 Telephone & Data Systems, Inc.......................... 98,813 2,457,479 #*tw telecom, Inc........................................ 6,182 157,456 *United States Cellular Corp............................ 27,886 1,031,503 201 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Telecommunication Services -- (Continued) USA Mobility, Inc...................................... 23,864 $ 263,697 #Verizon Communications, Inc............................ 200,794 8,963,444 Warwick Valley Telephone Co............................ 5,727 75,253 #Windstream Corp........................................ 54,999 524,690 ----------- Total Telecommunication Services 49,137,152 ----------- Utilities -- (1.2%) *AES Corp. (The)........................................ 172,199 1,799,480 AGL Resources, Inc..................................... 9,505 388,089 ALLETE, Inc............................................ 10,155 422,651 Alliant Energy Corp.................................... 53 2,369 American States Water Co............................... 4,534 199,587 Aqua America, Inc...................................... 12,726 323,113 #Artesian Resources Corp. Class A....................... 2,239 51,519 Atmos Energy Corp...................................... 8,582 308,695 Avista Corp............................................ 16,003 406,796 Black Hills Corp....................................... 11,790 421,728 #*Cadiz, Inc............................................. 2,750 23,650 California Water Service Group......................... 13,678 251,949 #*Calpine Corp........................................... 62,871 1,106,530 CH Energy Group, Inc................................... 6,000 390,180 Chesapeake Utilities Corp.............................. 3,436 161,389 Cleco Corp............................................. 6,815 294,067 CMS Energy Corp........................................ 17,300 420,736 Connecticut Water Services, Inc........................ 3,934 120,498 Consolidated Water Co., Ltd............................ 13,018 102,191 Delta Natural Gas Co., Inc............................. 1,858 36,528 #*Dynegy, Inc............................................ 972 18,176 El Paso Electric Co.................................... 10,000 339,900 #Empire District Electric Co. (The)..................... 10,756 233,513 Gas Natural, Inc....................................... 1,949 19,451 Genie Energy, Ltd. Class B............................. 22,104 154,949 *GenOn Energy, Inc...................................... 583,214 1,498,860 #Great Plains Energy, Inc............................... 13,107 294,121 Hawaiian Electric Industries, Inc...................... 8,438 218,375 #IDACORP, Inc........................................... 5,746 256,961 #Integrys Energy Group, Inc............................. 7,049 380,928 ITC Holdings Corp...................................... 4,200 334,404 Laclede Group, Inc. (The).............................. 5,586 232,601 MDU Resources Group, Inc............................... 3,108 67,537 MGE Energy, Inc........................................ 6,319 332,632 Middlesex Water Co..................................... 10,550 204,037 National Fuel Gas Co................................... 2,800 147,560 #New Jersey Resources Corp.............................. 9,664 429,661 Northeast Utilities, Inc............................... 15,733 618,307 Northwest Natural Gas Co............................... 6,831 317,846 NorthWestern Corp...................................... 9,900 354,519 #NRG Energy, Inc........................................ 124,277 2,679,412 NV Energy, Inc......................................... 21,887 416,072 #OGE Energy Corp........................................ 5,300 305,174 Ormat Technologies, Inc................................ 36,965 703,444 Otter Tail Corp........................................ 9,700 234,061 #Piedmont Natural Gas Co................................ 6,900 219,903 Pinnacle West Capital Corp............................. 7,400 391,978 #PNM Resources, Inc..................................... 19,895 440,873 Portland General Electric Co........................... 15,008 411,219 #Public Service Enterprise Group, Inc................... 40,174 1,287,175 #Questar Corp........................................... 39,630 802,111 RGC Resources, Inc..................................... 400 7,160 SJW Corp............................................... 18,956 459,493 South Jersey Industries, Inc........................... 7,648 386,912 202 U.S. VECTOR EQUITY PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Utilities -- (Continued) #Southwest Gas Corp............................... 8,454 $ 367,495 *Synthesis Energy Systems, Inc.................... 44,676 57,632 TECO Energy, Inc................................. 20,582 367,800 UGI Corp......................................... 74,687 2,411,643 UIL Holdings Corp................................ 12,913 467,063 Unitil Corp...................................... 5,773 153,504 UNS Energy Corp.................................. 9,674 412,499 #Vectren Corp..................................... 7,293 215,654 #Westar Energy, Inc............................... 11,100 329,670 WGL Holdings, Inc................................ 4,970 197,657 York Water Co.................................... 4,020 69,827 -------------- Total Utilities..................................... 27,481,514 -------------- TOTAL COMMON STOCKS................................. 2,002,805,917 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................ 234 16,458 -------------- RIGHTS/WARRANTS -- (0.0%) .*Allos Therapeutics, Inc. Contingent Value Rights. 21,200 212 .*Camco Financial Corp. Rights 11/01/12............ 3,400 340 .*Capital Bank Corp. Contingent Value Rights....... 2,758 -- *Capital Bank Financial Corp. Contingent Value Rights.......................................... 7,908 1,740 .*CVR Energy, Inc. Contingent Value Rights......... 78,591 -- *Dynegy, Inc...................................... 15,167 24,570 .*Emergent Biosolutions, Inc. Contingent Value Rights.......................................... 3,245 -- *FieldPoint Petroleum Corp. Warrants 03/23/17..... 2,986 3,105 ..#*PhotoMedex, Inc. Contingent Value Warrants....... 339 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17.... 567 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17.... 567 -- -------------- TOTAL RIGHTS/WARRANTS............................... 29,967 -------------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 5,428,356 5,428,356 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.4%) (S)@DFA Short Term Investment Fund.................. 24,567,468 284,245,602 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $772,723 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $775,049) to be repurchased at $750,204....................................... $ 750 750,198 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 284,995,800 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,050,058,109) $2,293,276,498 ============== 203 U.S. SMALL CAP PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ----------- COMMON STOCKS -- (82.6%) Consumer Discretionary -- (15.4%) *1-800-FLOWERS.COM, Inc. Class A......................... 177,939 $ 645,919 A.H. Belo Corp. Class A................................. 67,701 338,505 #Aaron's, Inc............................................ 301,837 9,305,635 #*Aeropostale, Inc........................................ 378,061 4,517,829 *AFC Enterprises, Inc.................................... 113,546 2,874,985 #*ALCO Stores, Inc........................................ 5,784 57,377 #*Aldila, Inc............................................. 67,103 199,967 Ambassadors Group, Inc.................................. 59,882 306,596 Amcon Distributing Co................................... 2,169 136,604 *American Apparel, Inc................................... 130,700 138,542 #American Greetings Corp. Class A........................ 47,800 820,726 #*American Public Education, Inc.......................... 73,308 2,670,610 *America's Car-Mart, Inc................................. 43,327 1,813,668 Ameristar Casinos, Inc.................................. 172,111 3,141,026 *ANN, Inc................................................ 232,975 8,191,401 Arbitron, Inc........................................... 119,942 4,361,091 *Arctic Cat, Inc......................................... 65,125 2,362,084 Ark Restaurants Corp.................................... 17,030 287,466 *Asbury Automotive Group, Inc............................ 166,935 5,295,178 *Ascent Capital Group, Inc. Class A...................... 52,444 3,117,796 *Ballantyne Strong, Inc.................................. 61,400 247,442 #*Bally Technologies, Inc................................. 194,000 9,684,480 #*Barnes & Noble, Inc..................................... 274,364 4,620,290 Bassett Furniture Industries, Inc....................... 149,390 1,713,503 #*Beasley Broadcast Group, Inc. Class A................... 68,353 332,196 #*Beazer Homes USA, Inc................................... 58,798 969,582 bebe stores, Inc........................................ 336,621 1,363,315 Belo Corp. Class A...................................... 406,758 3,042,550 #Big 5 Sporting Goods Corp............................... 66,279 591,871 *Big Lots, Inc........................................... 194 5,651 *Biglari Holdings, Inc................................... 6,486 2,293,514 #*BJ's Restaurants, Inc................................... 91,826 3,034,849 *Black Diamond, Inc...................................... 30,200 286,900 *Blue Nile, Inc.......................................... 14,911 563,188 *Bluegreen Corp.......................................... 106,741 632,974 #Blyth, Inc.............................................. 86,532 1,976,391 Bob Evans Farms, Inc.................................... 129,113 4,915,332 *Body Central Corp....................................... 44,814 447,692 Bon-Ton Stores, Inc. (The).............................. 121,759 1,495,201 #*Books-A-Million, Inc.................................... 45,236 133,446 Bowl America, Inc. Class A.............................. 10,705 136,756 #*Boyd Gaming Corp........................................ 216,777 1,337,514 *Bravo Brio Restaurant Group, Inc........................ 33,785 445,962 #*Bridgepoint Education, Inc.............................. 220,709 2,207,090 #Brinker International, Inc.............................. 322,412 9,930,290 *Brookfield Residential Properties, Inc.................. 19,117 330,724 Brown Shoe Co., Inc..................................... 218,300 3,444,774 #Brunswick Corp.......................................... 401,911 9,481,080 #Buckle, Inc. (The)...................................... 218,663 9,877,008 #*Buffalo Wild Wings, Inc................................. 77,984 5,922,885 *Build-A-Bear Workshop, Inc.............................. 68,675 246,543 *Cabela's, Inc........................................... 277,885 12,452,027 *Cache, Inc.............................................. 44,569 122,565 Callaway Golf Co........................................ 278,224 1,519,103 *Cambium Learning Group, Inc............................. 118,479 107,816 Canterbury Park Holding Corp............................ 12,913 129,776 *Capella Education Co.................................... 48,963 1,528,625 *Career Education Corp................................... 214,349 728,787 204 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #*Caribou Coffee Co., Inc................................. 87,915 $ 1,052,343 *Carmike Cinemas, Inc.................................... 112,332 1,529,962 Carriage Services, Inc.................................. 141,558 1,504,762 *Carrols Restaurant Group, Inc........................... 139,537 895,828 #*Carter's, Inc........................................... 117,779 6,367,133 *Casual Male Retail Group, Inc........................... 192,065 741,371 Cato Corp. Class A (The)................................ 127,698 3,624,069 *Cavco Industries, Inc................................... 31,349 1,515,411 CEC Entertainment, Inc.................................. 92,416 2,864,896 #*Central European Media Enterprises, Ltd. Class A........ 22,935 122,932 *Charles & Colvard, Ltd.................................. 54,595 217,834 #Cheesecake Factory, Inc. (The).......................... 251,823 8,325,268 Cherokee, Inc........................................... 33,978 489,623 Chico's FAS, Inc........................................ 55,559 1,033,397 #*Children's Place Retail Stores, Inc. (The).............. 110,763 6,471,882 #Choice Hotels International, Inc........................ 17,462 546,386 Christopher & Banks Corp................................ 126,860 395,803 *Chromcraft Revington, Inc............................... 22,839 15,097 #Churchill Downs, Inc.................................... 74,664 4,877,799 *Citi Trends, Inc........................................ 52,568 645,535 *Coast Distribution System, Inc. (The)................... 43,930 86,542 *Cobra Electronics Corp.................................. 27,771 135,522 #*Coinstar, Inc........................................... 140,863 6,612,109 #*Coldwater Creek, Inc.................................... 52,028 215,916 Collectors Universe, Inc................................ 56,999 683,988 #Columbia Sportswear Co.................................. 134,185 7,568,034 *Comstock Holding Cos., Inc.............................. 3,000 4,170 #*Conn's, Inc............................................. 152,418 3,860,748 #Cooper Tire & Rubber Co................................. 293,781 5,913,812 Core-Mark Holding Co., Inc.............................. 50,674 2,425,764 *Corinthian Colleges, Inc................................ 256,082 699,104 Cracker Barrel Old Country Store, Inc................... 108,274 6,891,640 *Crocs, Inc.............................................. 409,431 5,158,831 #*Crown Media Holdings, Inc. Class A...................... 52,217 90,858 CSS Industries, Inc..................................... 26,600 534,660 CTC Media, Inc.......................................... 92,301 774,405 Culp, Inc............................................... 40,699 514,435 *Cumulus Media, Inc. Class A............................. 801,871 1,972,603 *Cybex International, Inc................................ 4,936 12,192 #*Daily Journal Corp...................................... 200 18,904 Dana Holding Corp....................................... 405,728 5,339,380 *dELiA*s, Inc............................................ 26,901 35,509 *Delta Apparel, Inc...................................... 15,317 231,899 Destination Maternity Corp.............................. 61,731 1,170,420 .*DGSE Cos., Inc.......................................... 5,479 40,709 #*Dial Global, Inc........................................ 45,312 110,561 #*Digital Generation, Inc................................. 98,866 919,454 Dillard's, Inc. Class A................................. 173,931 13,392,687 #*DineEquity, Inc......................................... 78,019 4,891,791 *Dixie Group, Inc. (The)................................. 107,711 426,536 Domino's Pizza, Inc..................................... 270,452 10,985,760 #*Dorman Products, Inc.................................... 157,103 4,799,497 #Dover Downs Gaming & Entertainment, Inc................. 44,469 105,836 *Dover Motorsports, Inc.................................. 56,312 83,342 #*DreamWorks Animation SKG, Inc. Class A.................. 145,767 2,969,274 *Drew Industries, Inc.................................... 99,392 3,147,745 #DSW, Inc. Class A....................................... 129,757 8,121,491 *E.W. Scripps Co. Class A (The).......................... 194,579 2,064,483 *EDCI Holdings, Inc...................................... 19,757 91,376 Educational Development Corp............................ 15,090 59,756 Einstein Noah Restaurant Group, Inc..................... 65,630 1,012,671 205 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *ELXSI Corp.............................................. 1,800 $ 24,750 *Emerson Radio Corp...................................... 197,300 335,410 *Emmis Communications Corp. Class A...................... 60,662 124,357 *Empire Resorts, Inc..................................... 23,885 36,544 #*Entercom Communications Corp. Class A................... 105,111 684,273 *Entertainment Gaming Asia, Inc.......................... 4,182 10,455 Entravision Communications Corp. Class A................ 176,161 237,817 Escalade, Inc........................................... 38,965 202,618 #Ethan Allen Interiors, Inc.............................. 129,865 3,819,330 *Ever-Glory International Group, Inc..................... 1,580 2,133 *Exide Technologies...................................... 288,507 879,946 *Express, Inc............................................ 358,756 3,992,954 *Famous Dave's of America, Inc........................... 29,128 229,529 *Federal-Mogul Corp...................................... 132,862 1,001,779 *Fiesta Restaurant Group, Inc............................ 106,679 1,410,296 Finish Line, Inc. Class A (The)......................... 230,892 4,803,708 *Fisher Communications, Inc.............................. 21,878 552,201 #*Flanigan's Enterprises, Inc............................. 5,380 39,435 Flexsteel Industries, Inc............................... 23,660 476,276 *Frederick's of Hollywood Group, Inc..................... 1,000 290 Fred's, Inc. Class A.................................... 167,829 2,274,083 Frisch's Restaurants, Inc............................... 20,810 372,083 *Fuel Systems Solutions, Inc............................. 67,246 1,094,092 *Full House Resorts, Inc................................. 61,041 192,279 *Furniture Brands International, Inc..................... 179,945 273,516 *Gaiam, Inc. Class A..................................... 57,070 187,760 Gaming Partners International Corp...................... 8,434 52,712 *Geeknet, Inc............................................ 10,604 192,675 *Genesco, Inc............................................ 112,454 6,443,614 *Gentherm, Inc........................................... 72,940 876,739 *G-III Apparel Group, Ltd................................ 93,649 3,461,267 *Global Sources, Ltd..................................... 6,591 37,701 *Gordmans Stores, Inc.................................... 28,274 425,806 #*Grand Canyon Education, Inc............................. 221,437 4,818,469 *Gray Television, Inc.................................... 176,813 376,612 *Gray Television, Inc. Class A........................... 25,939 54,731 #Group 1 Automotive, Inc................................. 104,729 6,494,245 *Hallwood Group, Inc. (The).............................. 1,128 7,276 *Hampshire Group, Ltd.................................... 8,000 23,400 *Harris Interactive, Inc................................. 907,213 1,360,820 Harte-Hanks, Inc........................................ 226,835 1,263,471 *Hastings Entertainment, Inc............................. 42,003 84,006 Haverty Furniture Cos., Inc............................. 75,061 1,126,666 #Haverty Furniture Cos., Inc. Class A.................... 3,785 56,510 *Heelys, Inc............................................. 24,682 56,028 *Helen of Troy, Ltd...................................... 140,200 4,236,844 .*Here Media, Inc......................................... 22,918 229 .*Here Media, Inc. Special Shares......................... 22,918 229 #*hhgregg, Inc............................................ 155,532 939,413 #*Hibbett Sports, Inc..................................... 121,510 6,560,325 #Hillenbrand, Inc........................................ 248,760 5,092,117 #*HomeAway, Inc........................................... 21,345 548,780 Hooker Furniture Corp................................... 42,269 576,549 Hot Topic, Inc.......................................... 202,447 1,741,044 #HSN, Inc................................................ 228,644 11,894,061 #*Iconix Brand Group, Inc................................. 311,819 5,771,770 *Insignia Systems, Inc................................... 15,351 25,176 #International Speedway Corp. Class A.................... 116,221 2,963,636 Interval Leisure Group, Inc............................. 260,332 4,961,928 #*iRobot Corp............................................. 103,185 1,854,234 *Isle of Capri Casinos, Inc.............................. 74,225 451,288 206 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) #*ITT Educational Services, Inc............................ 105,162 $2,259,931 #*Jack in the Box, Inc..................................... 209,895 5,459,369 #Jaclyn, Inc.............................................. 2,235 11,734 #JAKKS Pacific, Inc....................................... 62,792 810,645 *Johnson Outdoors, Inc. Class A........................... 24,614 480,219 #Jones Group, Inc. (The).................................. 375,157 4,430,604 #*Jos. A. Bank Clothiers, Inc.............................. 115,922 5,423,990 *Journal Communications, Inc. Class A..................... 276,307 1,550,082 #*K12, Inc................................................. 142,619 2,919,411 #KB Home.................................................. 396,059 6,329,023 *Kid Brands, Inc.......................................... 195,908 354,593 *Kirkland's, Inc.......................................... 91,646 878,885 *Kona Grill, Inc.......................................... 40,604 366,248 Koss Corp................................................ 25,262 129,847 *Krispy Kreme Doughnuts, Inc.............................. 296,942 2,206,279 #*K-Swiss, Inc. Class A.................................... 91,300 208,164 *Lakeland Industries, Inc................................. 21,528 131,321 *Lazare Kaplan International, Inc......................... 9,600 15,024 *La-Z-Boy, Inc............................................ 248,063 4,023,582 *LeapFrog Enterprises, Inc................................ 267,867 2,367,944 *Learning Tree International, Inc......................... 40,081 230,867 *Lee Enterprises, Inc..................................... 467,197 691,452 *Libbey, Inc.............................................. 76,373 1,370,895 *Liberty Media Corp. - Liberty Capital Class B............ 1,444 157,685 #*Life Time Fitness, Inc................................... 192,785 8,654,119 Lifetime Brands, Inc..................................... 53,058 588,944 *LIN TV Corp. Class A..................................... 150,316 843,273 Lincoln Educational Services Corp........................ 75,737 280,984 #*Lions Gate Entertainment Corp............................ 191,500 3,194,220 Lithia Motors, Inc. Class A.............................. 152,270 5,207,634 #*Live Nation Entertainment, Inc........................... 550,674 5,038,667 #*LodgeNet Interactive Corp................................ 28,748 12,649 *Luby's, Inc.............................................. 245,262 1,567,224 #*Lumber Liquidators Holdings, Inc......................... 63,274 3,531,955 *M/I Homes, Inc........................................... 106,243 2,363,907 Mac-Gray Corp............................................ 52,897 687,661 *Madison Square Garden Co. Class A (The).................. 112,778 4,641,942 *Maidenform Brands, Inc................................... 108,668 2,033,178 Marcus Corp.............................................. 86,567 943,580 #Marine Products Corp..................................... 124,051 735,622 *MarineMax, Inc........................................... 102,827 846,266 *Martha Stewart Living Omnimedia Class A.................. 140,476 405,976 Matthews International Corp. Class A..................... 120,555 3,468,367 #*McClatchy Co. Class A (The).............................. 213,188 607,586 McRae Industries, Inc. Class A........................... 2,500 41,425 MDC Holdings, Inc........................................ 219,918 8,409,664 #*Media General, Inc. Class A.............................. 100,663 422,785 Men's Wearhouse, Inc. (The).............................. 205,227 6,729,393 #Meredith Corp............................................ 164,801 5,515,889 #*Meritage Homes Corp...................................... 154,507 5,713,669 *Modine Manufacturing Co.................................. 167,326 1,137,817 *Monarch Casino & Resort, Inc............................. 48,815 445,193 #Monro Muffler Brake, Inc................................. 126,009 4,274,225 *Morgans Hotel Group Co................................... 1,250 8,062 #*Motorcar Parts of America, Inc........................... 42,829 201,296 Movado Group, Inc........................................ 88,356 2,800,002 *MTR Gaming Group, Inc.................................... 59,127 206,353 *Multimedia Games Holding Co., Inc........................ 97,834 1,555,561 NACCO Industries, Inc. Class A........................... 26,923 1,363,381 *Nathan's Famous, Inc..................................... 20,488 567,722 National CineMedia, Inc.................................. 248,425 3,840,650 207 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ----------- Consumer Discretionary -- (Continued) *Nautilus, Inc......................................... 217,722 $ 611,799 *Navarre Corp.......................................... 88,513 149,587 *New Frontier Media, Inc............................... 3,200 6,464 *New York & Co., Inc................................... 374,145 1,260,869 *New York Times Co. Class A (The)...................... 626,653 5,126,022 *Nexstar Broadcasting Group, Inc. Class A.............. 36,510 396,864 *Nobility Homes, Inc................................... 13,083 70,648 #Nutrisystem, Inc...................................... 124,029 1,194,399 *Office Depot, Inc..................................... 992,022 2,460,215 OfficeMax, Inc........................................ 377,376 2,773,714 *Orbitz Worldwide, Inc................................. 267,489 660,698 *Orient-Express Hotels, Ltd. Class A................... 445,956 5,231,064 Outdoor Channel Holdings, Inc......................... 95,386 692,502 #*Overstock.com, Inc.................................... 42,407 639,498 Oxford Industries, Inc................................ 89,829 4,983,713 #*P & F Industries, Inc. Class A........................ 10,000 59,000 *Pacific Sunwear of California, Inc.................... 226,616 385,247 *Papa John's International, Inc........................ 106,940 5,702,041 #Penske Automotive Group, Inc.......................... 337,541 10,328,755 Pep Boys - Manny, Moe & Jack (The).................... 201,728 2,015,263 *Perfumania Holdings, Inc.............................. 15,984 90,949 *Perry Ellis International, Inc........................ 72,972 1,506,142 #PetMed Express, Inc................................... 88,449 964,094 #Pier 1 Imports, Inc................................... 641,193 13,080,337 *Pinnacle Entertainment, Inc........................... 220,582 2,814,626 *Point.360............................................. 4,284 3,556 #Pool Corp............................................. 207,271 8,730,255 *Q.E.P. Co., Inc....................................... 9,614 170,648 *Quantum Fuel Systems Technologies Worldwide, Inc...... 6,097 3,293 *Quiksilver, Inc....................................... 636,314 2,036,205 R.G. Barry Corp....................................... 42,559 648,599 #*Radio One, Inc. Class D............................... 1,003,142 852,671 #RadioShack Corp....................................... 398,598 892,860 #*Reading International, Inc. Class A................... 22,403 135,538 #*Reading International, Inc. Class B................... 2,710 20,054 *Red Lion Hotels Corp.................................. 68,302 450,110 *Red Robin Gourmet Burgers, Inc........................ 80,554 2,690,504 #Regal Entertainment Group Class A..................... 472,935 7,264,282 #Regis Corp............................................ 249,012 4,148,540 Rent-A-Center, Inc.................................... 233,982 7,798,620 *Rentrak Corp.......................................... 27,882 473,715 *Rick's Cabaret International, Inc..................... 38,267 314,172 *Rocky Brands, Inc..................................... 94,670 1,136,987 *Ruby Tuesday, Inc..................................... 278,890 2,013,586 *rue21, Inc............................................ 107,483 3,236,313 *Ruth's Hospitality Group, Inc......................... 168,946 1,123,491 #Ryland Group, Inc. (The).............................. 222,594 7,539,259 #*Ryman Hospitality Properties.......................... 228,431 8,911,093 *Saga Communications, Inc. Class A..................... 13,957 592,056 #*Saks, Inc............................................. 716,970 7,370,452 Salem Communications Corp. Class A.................... 132,841 791,732 #Scholastic Corp....................................... 107,233 3,537,617 *School Specialty, Inc................................. 74,232 137,329 *Scientific Games Corp. Class A........................ 374,190 3,079,584 #*Sealy Corp............................................ 193,312 431,086 #*Select Comfort Corp................................... 221,125 6,153,909 #Service Corp. International........................... 227,493 3,194,002 *SHFL Entertainment, Inc............................... 260,243 3,677,234 Shiloh Industries, Inc................................ 208,939 2,377,726 Shoe Carnival, Inc.................................... 93,252 2,180,232 #*Shutterfly, Inc....................................... 163,502 4,947,571 208 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) Sinclair Broadcast Group, Inc. Class A.................. 447,331 $ 5,636,371 Six Flags Entertainment Corp............................ 182,712 10,434,682 *Skechers U.S.A., Inc. Class A........................... 171,306 2,843,680 #*Skullcandy, Inc......................................... 46,588 564,181 *Skyline Corp............................................ 45,820 210,772 *Smith & Wesson Holding Corp............................. 313,586 3,010,426 Sonic Automotive, Inc. Class A.......................... 180,355 3,498,887 *Sonic Corp.............................................. 303,721 3,028,098 *Spanish Broadcasting System, Inc. Class A............... 43,707 152,974 Spartan Motors, Inc..................................... 127,815 600,730 #*Spectrum Group International, Inc....................... 85,617 166,953 #Speedway Motorsports, Inc............................... 120,707 1,967,524 *Sport Chalet, Inc. Class A.............................. 28,319 41,346 *Sport Chalet, Inc. Class B.............................. 4,108 6,860 *Sports Club Co., Inc. (The)............................. 19,000 12,160 Stage Stores, Inc....................................... 133,727 3,276,312 Standard Motor Products, Inc............................ 144,840 2,720,095 #*Standard Pacific Corp................................... 799,312 5,515,253 *Stanley Furniture Co., Inc.............................. 35,155 163,471 *Stein Mart, Inc......................................... 175,861 1,382,267 *Steiner Leisure, Ltd.................................... 65,024 2,855,854 *Steinway Musical Instruments, Inc....................... 51,465 1,242,365 #*Steven Madden, Ltd...................................... 182,193 7,819,724 #Stewart Enterprises, Inc. Class A....................... 244,896 1,902,842 *Stoneridge, Inc......................................... 101,681 505,355 Strattec Security Corp.................................. 11,681 265,392 #Strayer Education, Inc.................................. 15,683 901,145 #Sturm Ruger & Co., Inc.................................. 91,806 4,335,997 Superior Industries International, Inc.................. 119,341 2,039,538 Superior Uniform Group, Inc............................. 10,485 122,989 *Systemax, Inc........................................... 125,922 1,377,587 *Tandy Brands Accessories, Inc........................... 14,700 22,197 Tandy Leather Factory, Inc.............................. 41,183 218,270 *Tenneco, Inc............................................ 173,233 5,292,268 Texas Roadhouse, Inc.................................... 323,435 5,265,522 #Thor Industries, Inc.................................... 243,435 9,257,833 *Tower International, Inc................................ 1,157 8,192 #*Town Sports International Holdings, Inc................. 101,205 1,275,183 *Trans World Entertainment Corp.......................... 452,232 1,537,589 *Trinity Place Holdings, Inc............................. 34,797 139,188 True Religion Apparel, Inc.............................. 121,107 3,106,395 *Tuesday Morning Corp.................................... 159,005 949,260 *Unifi, Inc.............................................. 122,873 1,723,908 #*Universal Electronics, Inc.............................. 52,879 907,404 Universal Technical Institute, Inc...................... 94,315 1,209,118 #*UQM Technologies, Inc................................... 119,010 108,299 *US Auto Parts Network, Inc.............................. 97,364 291,118 #Vail Resorts, Inc....................................... 163,736 9,296,930 #*Valassis Communications, Inc............................ 185,051 4,815,027 #Value Line, Inc......................................... 26,515 264,089 *Valuevision Media, Inc. Class A......................... 257,001 578,252 #*Vitacost.com, Inc....................................... 18,064 115,610 #*Vitamin Shoppe, Inc..................................... 136,730 7,826,425 *VOXX International Corp................................. 139,753 869,264 Walking Co. Holdings, Inc. (The)........................ 3,061 24,182 *Warnaco Group, Inc. (The)............................... 125,848 8,882,352 *Wells-Gardner Electronics Corp.......................... 33,182 68,687 Wendy's Co. (The)....................................... 27,694 118,253 *West Marine, Inc........................................ 139,909 1,446,659 *Wet Seal, Inc. Class A (The)............................ 370,868 1,060,682 Weyco Group, Inc........................................ 50,427 1,184,026 209 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) Williams Controls, Inc................................. 10,928 $ 119,115 Winmark Corp........................................... 22,979 1,224,321 *Winnebago Industries, Inc.............................. 130,102 1,639,285 *WMS Industries, Inc.................................... 219,114 3,600,043 #Wolverine World Wide, Inc.............................. 209,108 8,755,352 #World Wrestling Entertainment, Inc. Class A............ 114,172 923,651 #*Xanadoo Co. Class A.................................... 170 46,590 #*Zagg, Inc.............................................. 86,217 619,038 *Zale Corp.............................................. 135,640 973,895 #*Zumiez, Inc............................................ 137,825 3,488,351 ------------ Total Consumer Discretionary.............................. 846,200,406 ------------ Consumer Staples -- (3.7%) Alico, Inc............................................. 25,456 799,064 *Alliance One International, Inc........................ 320,406 974,034 Andersons, Inc. (The).................................. 80,994 3,181,444 Arden Group, Inc. Class A.............................. 4,586 451,492 B&G Foods, Inc......................................... 221,534 6,705,834 #*Boston Beer Co., Inc. Class A (The).................... 23,882 2,569,226 *Bridgford Foods Corp................................... 17,169 118,809 #Calavo Growers, Inc.................................... 66,479 1,569,569 #Cal-Maine Foods, Inc................................... 92,548 3,991,595 #Casey's General Stores, Inc............................ 160,781 8,288,261 CCA Industries, Inc.................................... 16,064 69,878 #*Central European Distribution Corp..................... 33,296 85,904 *Central Garden & Pet Co................................ 66,566 737,551 *Central Garden & Pet Co. Class A....................... 164,232 1,850,895 *Chiquita Brands International, Inc..................... 166,549 1,200,818 Coca-Cola Bottling Co. Consolidated.................... 31,695 2,178,714 #Coffee Holding Co., Inc................................ 11,600 74,472 *Craft Brew Alliance, Inc............................... 66,235 502,061 #*Darling International, Inc............................. 540,748 8,938,564 *Dean Foods Co.......................................... 140,493 2,365,902 #Diamond Foods, Inc..................................... 79,218 1,467,117 #*Dole Food Co., Inc..................................... 228,637 2,878,540 #*Elizabeth Arden, Inc................................... 136,573 6,443,514 *Farmer Bros. Co........................................ 48,183 468,821 Fresh Del Monte Produce, Inc........................... 234,609 5,905,109 *Glacier Water Services, Inc............................ 3,200 72,000 Golden Enterprises, Inc................................ 32,785 112,780 Griffin Land & Nurseries, Inc.......................... 20,710 537,424 *Hain Celestial Group, Inc. (The)....................... 180,533 10,434,807 #*Harbinger Group, Inc................................... 29,985 262,369 Harris Teeter Supermarkets, Inc........................ 203,876 7,635,156 Ingles Markets, Inc. Class A........................... 53,964 874,217 Inter Parfums, Inc..................................... 117,903 2,152,909 *Inventure Foods, Inc................................... 5,903 35,182 J & J Snack Foods Corp................................. 81,444 4,664,298 *John B. Sanfilippo & Son, Inc.......................... 61,007 1,026,138 #Lancaster Colony Corp.................................. 116,487 8,477,924 #Lifeway Foods, Inc..................................... 50,414 471,875 #Limoneira Co........................................... 256 5,752 *Mannatech, Inc......................................... 5,419 26,336 *Medifast, Inc.......................................... 71,102 1,814,523 MGP Ingredients, Inc................................... 63,782 225,150 Nash Finch Co.......................................... 44,890 863,235 *National Beverage Corp................................. 134,664 2,002,454 *Natural Alternatives International, Inc................ 20,426 127,662 Nature's Sunshine Products, Inc........................ 33,684 579,028 *Nutraceutical International Corp....................... 38,704 613,845 Oil-Dri Corp. of America............................... 22,255 498,512 210 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) *Omega Protein Corp..................................... 73,615 $ 479,234 Orchids Paper Products Co.............................. 21,829 418,899 *Overhill Farms, Inc.................................... 44,285 199,282 *Pantry, Inc. (The)..................................... 92,461 1,226,495 *Physicians Formula Holdings, Inc....................... 57,706 282,182 *Pilgrim's Pride Corp................................... 504,977 2,843,021 #*Pizza Inn Holdings, Inc................................ 8,932 23,670 *Post Holdings, Inc..................................... 135,086 4,261,963 *Prestige Brands Holdings, Inc.......................... 229,613 3,992,970 #PriceSmart, Inc........................................ 117,776 9,774,230 Reliv' International, Inc.............................. 28,122 36,277 *Revlon, Inc. Class A................................... 222,974 3,433,800 #Rocky Mountain Chocolate Factory, Inc.................. 28,081 295,131 #Sanderson Farms, Inc................................... 98,290 4,451,554 *Scheid Vineyards, Inc.................................. 440 6,178 *Schiff Nutrition International, Inc.................... 93,479 3,163,329 *Seneca Foods Corp. Class A............................. 33,027 944,077 *Seneca Foods Corp. Class B............................. 2,794 79,629 #*Smart Balance, Inc..................................... 275,534 3,278,855 Snyders-Lance, Inc..................................... 219,015 5,549,840 Spartan Stores, Inc.................................... 109,462 1,571,874 *Spectrum Brands Holdings, Inc.......................... 117,302 5,336,068 Stephan Co. (The)...................................... 3,400 7,208 #SUPERVALU, Inc......................................... 405,138 1,259,979 *Susser Holdings Corp................................... 97,865 3,517,268 *Tofutti Brands, Inc.................................... 19,440 29,354 #Tootsie Roll Industries, Inc........................... 121,021 3,225,210 *TreeHouse Foods, Inc................................... 123,045 6,589,060 #*United Natural Foods, Inc.............................. 164,064 8,734,767 #United-Guardian, Inc................................... 19,179 338,126 #Universal Corp......................................... 105,754 5,241,168 #*USANA Health Sciences, Inc............................. 65,335 2,818,552 #Vector Group, Ltd...................................... 169,341 2,787,353 Village Super Market, Inc. Class A..................... 32,256 1,182,828 WD-40 Co............................................... 66,267 3,171,539 Weis Markets, Inc...................................... 106,838 4,397,452 ------------ Total Consumer Staples.................................... 202,279,186 ------------ Energy -- (3.8%) #*Abraxas Petroleum Corp................................. 111,700 231,219 Adams Resources & Energy, Inc.......................... 18,183 553,127 Alon USA Energy, Inc................................... 171,056 2,245,965 #*Approach Resources, Inc................................ 138,132 3,402,191 *Barnwell Industries, Inc............................... 32,713 109,261 #*Basic Energy Services, Inc............................. 172,220 1,789,366 #Berry Petroleum Co. Class A............................ 22,468 865,243 #*Bill Barrett Corp...................................... 202,144 4,631,119 #*BioFuel Energy Corp.................................... 7,735 45,791 *Black Ridge Oil and Gas, Inc........................... 8,404 3,782 Bolt Technology Corp................................... 37,930 546,192 *BPZ Resources, Inc..................................... 456,875 1,315,800 Bristow Group, Inc..................................... 156,828 7,828,854 #*C&J Energy Services, Inc............................... 43,699 846,887 *Cal Dive International, Inc............................ 364,422 459,172 *Callon Petroleum Co.................................... 165,998 949,509 #CARBO Ceramics, Inc.................................... 8,475 626,726 #*Carrizo Oil & Gas, Inc................................. 180,707 4,846,562 *Clayton Williams Energy, Inc........................... 47,899 2,028,523 #*Clean Energy Fuels Corp................................ 409,703 4,691,099 *Cloud Peak Energy, Inc................................. 280,801 5,924,901 *Comstock Resources, Inc................................ 196,351 3,361,529 211 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Energy -- (Continued) *Contango Oil & Gas Co.................................... 68,764 $3,380,438 *Crimson Exploration, Inc................................. 161,220 583,616 Crosstex Energy, Inc..................................... 212,472 2,906,617 *Dawson Geophysical Co.................................... 33,345 796,612 #Delek US Holdings, Inc................................... 164,742 4,242,107 #DHT Holdings, Inc........................................ 28,917 122,030 *Double Eagle Petroleum Co................................ 38,812 194,448 *Emerald Oil, Inc......................................... 1,892 10,216 #*Endeavour International Corp............................. 110,150 799,689 *ENGlobal Corp............................................ 92,274 37,851 #*EPL Oil & Gas, Inc....................................... 165,565 3,582,827 #*Evolution Petroleum Corp................................. 28,839 236,480 #EXCO Resources, Inc...................................... 935,570 7,578,117 #*Exterran Holdings, Inc................................... 298,164 5,957,317 *FieldPoint Petroleum Corp................................ 31,986 134,981 #*Forest Oil Corp.......................................... 204,926 1,553,339 *FX Energy, Inc........................................... 79,941 386,115 *Geokinetics, Inc......................................... 24,270 5,825 *Geospace Technologies Corp............................... 51,810 3,353,661 *Gevo, Inc................................................ 16,201 32,726 *Global Geophysical Services, Inc......................... 221,744 1,024,457 #*GMX Resources, Inc....................................... 205,740 100,360 #*Green Plains Renewable Energy, Inc....................... 131,629 1,017,492 Gulf Island Fabrication, Inc............................. 57,105 1,355,102 *Gulfmark Offshore, Inc. Class A.......................... 105,315 3,403,781 #*Gulfport Energy Corp..................................... 243,443 8,077,439 #*Halcon Resources Corp.................................... 205,908 1,332,225 #*Harvest Natural Resources, Inc........................... 168,632 1,472,157 #*Heckmann Corp............................................ 587,425 2,055,988 *Helix Energy Solutions Group, Inc........................ 484,015 8,368,619 *Hercules Offshore, Inc................................... 635,525 3,025,099 .*HKN, Inc................................................. 94,400 185,968 #*Hornbeck Offshore Services, Inc.......................... 166,822 5,778,714 #*Houston American Energy Corp............................. 59,887 38,328 #*ION Geophysical Corp..................................... 952,274 6,151,690 #*James River Coal Co...................................... 114,145 571,866 *Key Energy Services, Inc................................. 605,430 3,959,512 #*Lucas Energy, Inc........................................ 78,003 132,605 #Lufkin Industries, Inc................................... 78,096 3,905,581 #*Magnum Hunter Resources Corp............................. 225,564 861,654 *Matrix Service Co........................................ 117,774 1,235,449 #*McMoran Exploration Co................................... 239,762 2,860,361 *Mexco Energy Corp........................................ 6,572 38,775 #*Miller Energy Resources, Inc............................. 789 3,566 *Mitcham Industries, Inc.................................. 54,852 743,245 *Natural Gas Services Group, Inc.......................... 46,755 741,534 *Newpark Resources, Inc................................... 386,367 2,623,432 #Nordic American Tankers, Ltd............................. 3,153 26,485 #*Northern Oil & Gas, Inc.................................. 153,417 2,325,802 #Overseas Shipholding Group, Inc.......................... 100,481 112,539 Panhandle Oil & Gas, Inc. Class A........................ 25,309 685,368 *Parker Drilling Co....................................... 456,033 1,974,623 *PDC Energy, Inc.......................................... 99,952 3,025,547 Penn Virginia Corp....................................... 203,173 918,342 *PetroQuest Energy, Inc................................... 246,432 1,503,235 *PHI, Inc. Non-Voting..................................... 42,981 1,344,875 *PHI, Inc. Voting......................................... 4,419 132,349 *Pioneer Energy Services Corp............................. 235,080 1,551,528 *PostRock Energy Corp..................................... 23,314 38,235 *Pyramid Oil Co........................................... 17,796 73,497 *Rentech, Inc............................................. 289,990 748,174 212 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) *REX American Resources Corp............................ 21,400 $ 376,854 #*Rex Energy Corp........................................ 240,718 3,187,106 *RigNet, Inc............................................ 1,436 26,667 *Rosetta Resources, Inc................................. 5,636 259,481 #*Royale Energy, Inc..................................... 10,018 28,251 *Saratoga Resources, Inc................................ 548 2,718 *SEACOR Holdings, Inc................................... 50,123 4,396,288 *SemGroup Corp. Class A................................. 64,216 2,481,306 #Ship Finance International, Ltd........................ 360,030 5,537,261 *Steel Excel, Inc....................................... 32,698 801,101 *Stone Energy Corp...................................... 195,884 4,620,904 *Swift Energy Co........................................ 151,326 2,528,657 *Synergy Resources Corp................................. 9,130 38,802 #*Syntroleum Corp........................................ 120,790 76,098 #Targa Resources Corp................................... 64,332 3,276,429 Teekay Corp............................................ 75,857 2,321,983 *Tesco Corp............................................. 31,974 281,691 *TETRA Technologies, Inc................................ 320,832 1,716,451 *TGC Industries, Inc.................................... 89,143 656,092 #*Triangle Petroleum Corp................................ 58,917 376,480 *U.S. Energy Corp....................................... 10,000 18,300 *Union Drilling, Inc.................................... 100,724 653,699 #*Uranium Energy Corp.................................... 40,152 94,759 #*USEC, Inc.............................................. 380,563 257,070 *VAALCO Energy, Inc..................................... 270,796 2,212,403 #*Verenium Corp.......................................... 8,907 21,911 #W&T Offshore, Inc...................................... 289,956 4,914,754 *Warren Resources, Inc.................................. 271,650 774,202 #Western Refining, Inc.................................. 371,375 9,236,096 *Westmoreland Coal Co................................... 22,177 227,980 *Willbros Group, Inc.................................... 220,838 1,128,482 #*ZaZa Energy Corp....................................... 5,218 7,566 #*Zion Oil & Gas, Inc.................................... 9,773 18,471 ------------ Total Energy.............................................. 211,279,741 ------------ Financials -- (13.5%) *1st Constitution Bancorp............................... 1,859 16,657 1st Source Corp........................................ 99,426 2,208,251 *1st United Bancorp, Inc................................ 48,835 293,498 Access National Corp................................... 29,332 386,889 *Alexander & Baldwin, Inc............................... 175,995 5,091,535 Alliance Bancorp, Inc. of Pennsylvania................. 3,510 43,542 Alliance Financial Corp................................ 16,014 725,114 *Altisource Portfolio Solutions SA...................... 106,753 12,116,466 Ameriana Bancorp....................................... 2,912 19,248 *American Capital, Ltd.................................. 659,244 7,772,487 #American Equity Investment Life Holding Co............. 287,739 3,311,876 *American Independence Corp............................. 7,700 38,346 American National Bankshares, Inc...................... 23,894 501,535 American National Insurance Co......................... 5 365 *American River Bankshares.............................. 7,326 54,066 *American Safety Insurance Holdings, Ltd................ 39,733 669,898 *American Spectrum Realty, Inc.......................... 3,652 13,732 #*Ameris Bancorp......................................... 92,211 983,891 *AMERISAFE, Inc......................................... 78,310 2,055,638 *AmeriServ Financial, Inc............................... 278,158 815,003 #AmTrust Financial Services, Inc........................ 300,799 7,279,336 *Anchor Bancorp Wisconsin, Inc.......................... 2,600 962 Argo Group International Holdings, Ltd................. 123,606 4,252,046 #Arrow Financial Corp................................... 43,971 1,072,892 Artio Global Investors, Inc............................ 50,058 119,138 213 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Financials -- (Continued) ASB Financial Corp..................................... 900 $ 11,700 Aspen Insurance Holdings, Ltd.......................... 108,751 3,518,095 Associated Banc-Corp................................... 142,104 1,831,721 #Astoria Financial Corp................................. 373,213 3,743,326 Atlantic American Corp................................. 20,640 60,269 *Atlantic Coast Financial Corp.......................... 143 287 #Auburn National Bancorporation, Inc.................... 2,786 64,162 *AV Homes, Inc.......................................... 45,108 663,088 #Baldwin & Lyons, Inc. Class A.......................... 1,471 34,863 Baldwin & Lyons, Inc. Class B.......................... 29,849 726,823 Bancfirst Corp......................................... 50,526 2,221,123 *Bancorp, Inc. (The).................................... 133,214 1,514,643 BancorpSouth, Inc...................................... 420,950 5,956,443 *BancTrust Financial Group, Inc......................... 33,039 93,831 Bank Mutual Corp....................................... 125,130 564,336 Bank of Commerce Holdings.............................. 4,992 22,863 #Bank of Hawaii Corp.................................... 65,262 2,881,970 Bank of Kentucky Financial Corp........................ 3,533 88,820 #Bank of the Ozarks, Inc................................ 149,167 4,883,728 BankFinancial Corp..................................... 75,127 603,270 Banner Corp............................................ 81,913 2,374,658 Bar Harbor Bankshares.................................. 12,753 452,221 *BBCN Bancorp, Inc...................................... 355,622 4,242,570 #*BBX Capital Corp. Class A.............................. 60,353 394,709 #BCB Bancorp, Inc....................................... 18,073 181,995 *BCSB Bancorp, Inc...................................... 1,710 23,872 *Beneficial Mutual Bancorp, Inc......................... 269,963 2,559,249 *Berkshire Bancorp, Inc................................. 10,144 84,398 #Berkshire Hills Bancorp, Inc........................... 88,047 2,067,347 *BFC Financial Corp. Class A............................ 48,033 37,946 BGC Partners, Inc. Class A............................. 22,876 107,060 *BNCCORP, Inc........................................... 3,900 28,568 *BofI Holding, Inc...................................... 43,589 1,225,723 Boston Private Financial Holdings, Inc................. 363,046 3,347,284 Bridge Bancorp, Inc.................................... 8,125 162,500 *Bridge Capital Holdings................................ 3,703 55,360 Brookline Bancorp, Inc................................. 326,080 2,765,158 Bryn Mawr Bank Corp.................................... 51,338 1,162,292 #C&F Financial Corp..................................... 966 37,916 Calamos Asset Management, Inc. Class A................. 93,080 1,005,264 #California First National Bancorp...................... 14,701 268,587 *Camco Financial Corp................................... 9,661 17,873 Camden National Corp................................... 31,481 1,098,687 *Cape Bancorp, Inc...................................... 6,168 54,648 *Capital Bank Financial Corp. Class A................... 7,002 122,745 #*Capital City Bank Group, Inc........................... 48,603 493,320 Capital Properties, Inc. Class A....................... 1,300 12,025 .Capital Properties, Inc. Class B....................... 1,300 -- #Capital Southwest Corp................................. 6,465 696,604 CapitalSource, Inc..................................... 1,099,889 8,700,122 Capitol Federal Financial, Inc......................... 634,567 7,557,693 Cardinal Financial Corp................................ 131,595 2,101,572 #Cash America International, Inc........................ 131,970 5,158,707 Cathay General Bancorp................................. 442,216 7,822,801 #Center Bancorp, Inc.................................... 41,803 476,136 Centerstate Banks, Inc................................. 64,052 555,331 Central Bancorp, Inc................................... 3,271 102,153 *Central Pacific Financial Corp......................... 18,859 271,004 Century Bancorp, Inc. Class A.......................... 5,255 171,891 CFS Bancorp, Inc....................................... 176,125 1,012,719 #Charter Financial Corp................................. 22,369 218,545 214 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Chemical Financial Corp.................................. 114,664 $2,696,897 *Chicopee Bancorp, Inc.................................... 9,906 148,491 *Citizens Community Bancorp, Inc.......................... 1,592 8,852 *Citizens First Corp...................................... 400 3,430 Citizens Holding Co...................................... 2,717 50,862 *Citizens Republic Bancorp, Inc........................... 19,044 345,458 #*Citizens, Inc............................................ 188,267 1,918,441 #City Holding Co.......................................... 64,900 2,279,288 #CKX Lands, Inc........................................... 5,107 69,149 Clifton Savings Bancorp, Inc............................. 47,202 522,054 CNB Financial Corp....................................... 17,955 308,467 #CNO Financial Group, Inc................................. 978,475 9,373,791 CoBiz Financial, Inc..................................... 134,388 958,186 Codorus Valley Bancorp, Inc.............................. 2,265 34,652 #Cohen & Steers, Inc...................................... 77,424 2,167,098 #*Colonial Financial Services, Inc......................... 728 9,682 #*Colony Bankcorp, Inc..................................... 10,672 38,953 Columbia Banking System, Inc............................. 178,725 3,165,220 Commercial National Financial Corp....................... 3,979 83,758 #Community Bank System, Inc............................... 174,559 4,816,083 Community Trust Bancorp, Inc............................. 62,749 2,128,446 #*Community West Bancshares................................ 6,650 18,421 #*CompuCredit Holdings Corp................................ 73,372 281,015 #Consolidated-Tokoma Land Co.............................. 13,049 428,268 *Cowen Group, Inc. Class A................................ 245,195 622,795 Crawford & Co. Class A................................... 95,078 414,540 Crawford & Co. Class B................................... 57,452 316,561 *Credit Acceptance Corp................................... 59,060 4,822,249 #CVB Financial Corp....................................... 482,016 5,215,413 *DFC Global Corp.......................................... 202,381 3,410,120 Diamond Hill Investment Group, Inc....................... 985 75,825 Dime Community Bancshares, Inc........................... 155,924 2,260,898 Donegal Group, Inc. Class A.............................. 60,921 789,536 Donegal Group, Inc. Class B.............................. 5,267 94,938 *Doral Financial Corp..................................... 86,089 81,776 Duff & Phelps Corp....................................... 232,313 2,887,651 Eagle Bancorp Montana, Inc............................... 225 2,419 Eastern Insurance Holdings, Inc.......................... 25,294 425,445 *Eastern Virginia Bankshares, Inc......................... 500 2,560 ECB Bancorp, Inc......................................... 1,296 19,012 *eHealth, Inc............................................. 88,552 1,921,578 EMC Insurance Group, Inc................................. 37,461 838,377 Employers Holdings, Inc.................................. 145,439 2,654,262 Endurance Specialty Holdings, Ltd........................ 189,953 7,702,594 *Enstar Group, Ltd........................................ 41,159 4,115,900 #Enterprise Bancorp, Inc.................................. 10,055 171,639 Enterprise Financial Services Corp....................... 59,047 826,658 Epoch Holding Corp....................................... 56,563 1,239,861 ESB Financial Corp....................................... 52,054 702,208 ESSA Bancorp, Inc........................................ 44,387 447,421 Evans Bancorp, Inc....................................... 3,162 51,066 #Evercore Partners, Inc. Class A.......................... 131,109 3,657,941 *EZCORP, Inc. Class A..................................... 189,272 3,721,088 *Farmers Capital Bank Corp................................ 9,226 110,158 FBL Financial Group, Inc. Class A........................ 112,288 3,832,389 Federal Agricultural Mortgage Corp. Class A.............. 2,089 48,444 Federal Agricultural Mortgage Corp. Class C.............. 53,973 1,520,419 *Federated National Holding Co............................ 28,865 180,406 Fidelity Bancorp, Inc.................................... 1,096 24,211 Fidelity Southern Corp................................... 15,568 152,412 Financial Institutions, Inc.............................. 49,613 944,632 215 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *First Acceptance Corp.................................... 13,967 $ 16,900 First Advantage Bancorp.................................. 2,847 37,096 First American Financial Corp............................ 248,670 5,657,243 #First Bancorp............................................ 50,446 527,161 #*First BanCorp............................................ 18,377 77,918 First Bancorp, Inc....................................... 32,161 530,013 *First Bancshares, Inc.................................... 1,345 7,566 #First Bancshares, Inc. (The)............................. 921 9,671 *First Bank of Delaware................................... 6,667 7,400 First Busey Corp......................................... 260,722 1,230,608 First Business Financial Services, Inc................... 2,089 51,473 *First California Financial Group, Inc.................... 14,468 97,659 *First Cash Financial Services, Inc....................... 136,080 6,077,333 First Citizens BancShares, Inc. Class A.................. 12,599 2,126,081 First Commonwealth Financial Corp........................ 424,896 2,783,069 First Community Bancshares, Inc.......................... 60,303 903,339 #First Connecticut Bancorp, Inc........................... 500 6,845 First Defiance Financial Corp............................ 39,105 692,159 #*First Federal Bancshares of Arkansas, Inc................ 11,406 114,630 *First Federal of Northern Michigan Bancorp, Inc.......... 32,874 155,165 First Financial Bancorp.................................. 260,603 4,091,467 #First Financial Bankshares, Inc.......................... 131,049 4,747,905 First Financial Corp..................................... 54,097 1,654,827 First Financial Holdings, Inc............................ 54,240 764,784 *First Financial Northwest, Inc........................... 44,269 349,725 #*First Financial Service Corp............................. 5,202 13,785 First Interstate BancSystem, Inc......................... 23,549 353,941 *First Investors Financial Services Group, Inc............ 5,300 73,140 First M&F Corp........................................... 10,824 91,463 *First Marblehead Corp. (The)............................. 129,350 121,589 First Merchants Corp..................................... 119,051 1,751,240 First Midwest Bancorp, Inc............................... 282,780 3,497,989 #First Pactrust Bancorp, Inc.............................. 24,783 291,448 *First Place Financial Corp............................... 151,301 10,440 #*First South Bancorp, Inc................................. 20,886 112,784 #*First United Corp........................................ 9,289 64,094 First West Virginia Bancorp.............................. 61 1,016 Firstbank Corp........................................... 10,400 115,440 *FirstCity Financial Corp................................. 34,829 281,767 #FirstMerit Corp.......................................... 438,950 6,083,847 #*Flagstar Bancorp, Inc.................................... 12,600 173,880 Flagstone Reinsurance Holdings SA........................ 255,700 2,260,388 Flushing Financial Corp.................................. 129,682 2,016,555 FNB Corp................................................. 606,545 6,508,228 #*FNB United Corp.......................................... 214 2,562 *Forestar Group, Inc...................................... 134,548 2,154,113 Fox Chase Bancorp, Inc................................... 44,555 693,276 *Franklin Financial Corp.................................. 101 1,740 #Fulton Financial Corp.................................... 894,731 8,696,785 #FXCM, Inc................................................ 87,959 791,631 GAINSCO, Inc............................................. 220 3,751 GAMCO Investors, Inc. Class A............................ 20,868 1,022,532 #German American Bancorp, Inc............................. 30,368 684,798 GFI Group, Inc........................................... 436,166 1,378,285 #Glacier Bancorp, Inc..................................... 321,921 4,667,854 *Gleacher & Co., Inc...................................... 266,821 186,775 *Global Indemnity P.L.C................................... 60,537 1,342,711 Gouverneur Bancorp, Inc.................................. 1,695 15,679 Great Southern Bancorp, Inc.............................. 44,771 1,270,153 #*Green Dot Corp. Class A.................................. 60,375 615,221 #Greenhill & Co., Inc..................................... 86,132 4,110,219 216 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Greenlight Capital Re, Ltd. Class A...................... 140,802 $3,597,491 *Guaranty Bancorp......................................... 185,106 338,744 #*Guaranty Federal Bancshares, Inc......................... 2,800 19,880 *Hallmark Financial Services, Inc......................... 67,422 514,430 Hampden Bancorp, Inc..................................... 2,924 37,866 *Hampton Roads Bankshares, Inc............................ 3,123 3,779 *Hanmi Financial Corp..................................... 91,395 1,134,212 Hanover Insurance Group, Inc. (The)...................... 57,295 2,068,922 Harleysville Savings Financial Corp...................... 1,615 27,439 *Harris & Harris Group, Inc............................... 113,497 389,295 Hawthorn Bancshares, Inc................................. 699 6,116 Heartland Financial USA, Inc............................. 49,831 1,430,150 *Heritage Commerce Corp................................... 46,358 305,499 Heritage Financial Corp.................................. 36,330 502,444 Heritage Financial Group, Inc............................ 7,167 95,894 HF Financial Corp........................................ 8,198 104,770 *HFF, Inc. Class A........................................ 162,949 2,269,880 *Hilltop Holdings, Inc.................................... 216,231 2,938,579 Hingham Institution for Savings.......................... 4,073 276,760 *HMN Financial, Inc....................................... 31,110 103,907 *Home Bancorp, Inc........................................ 810 15,317 Home BancShares, Inc..................................... 111,296 3,855,293 Home Federal Bancorp, Inc................................ 47,652 544,186 #Homeowners Choice, Inc................................... 43,374 962,903 #HopFed Bancorp, Inc...................................... 7,872 61,795 Horace Mann Educators Corp............................... 180,130 3,460,297 #Horizon Bancorp.......................................... 3,157 91,553 Hudson Valley Holding Corp............................... 28,295 455,832 IBERIABANK Corp.......................................... 123,967 6,172,317 *ICG Group, Inc........................................... 164,018 1,718,909 Independence Holding Co.................................. 76,440 668,086 #Independent Bank Corp. (453836108)....................... 88,657 2,616,268 #*Independent Bank Corp. (453838609)....................... 28,411 97,734 Infinity Property & Casualty Corp........................ 47,846 2,732,485 Interactive Brokers Group, Inc. Class A.................. 202,238 2,881,892 *InterGroup Corp. (The)................................... 1,860 41,273 International Bancshares Corp............................ 250,682 4,549,878 *Intervest Bancshares Corp. Class A....................... 14,332 59,478 #*INTL. FCStone, Inc....................................... 69,199 1,282,257 *Investment Technology Group, Inc......................... 141,126 1,191,103 #*Investors Bancorp, Inc................................... 504,558 9,076,998 *Investors Capital Holdings, Ltd.......................... 615 2,251 #Investors Title Co....................................... 5,458 358,045 *Jacksonville Bancorp, Inc................................ 1,615 1,373 Janus Capital Group, Inc................................. 314,384 2,672,264 *Jefferson Bancshares, Inc................................ 427 1,264 JMP Group, Inc........................................... 74,354 411,921 Kaiser Federal Financial Group, Inc...................... 17,616 271,815 #KBW, Inc................................................. 146,612 2,382,445 Kearny Financial Corp.................................... 155,285 1,467,443 Kemper Corp.............................................. 244,080 7,566,480 Kennedy-Wilson Holdings, Inc............................. 93,749 1,331,236 Kentucky First Federal Bancorp........................... 11,174 91,627 *Knight Capital Group, Inc. Class A....................... 416,569 1,095,576 Lake Shore Bancorp, Inc.................................. 537 5,628 Lakeland Bancorp, Inc.................................... 131,252 1,303,332 Lakeland Financial Corp.................................. 64,348 1,717,448 Landmark Bancorp, Inc.................................... 4,029 82,594 #Life Partners Holdings, Inc.............................. 59,461 151,031 LNB Bancorp, Inc......................................... 32,149 191,930 #*Louisiana Bancorp, Inc................................... 1,387 22,705 217 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *LSB Financial Corp...................................... 291 $ 5,747 *Macatawa Bank Corp...................................... 111,866 345,666 #*Magyar Bancorp, Inc..................................... 1,800 8,712 Maiden Holdings, Ltd.................................... 210,298 1,777,018 MainSource Financial Group, Inc......................... 71,550 895,806 #*Malvern Bancorp, Inc.................................... 2,604 27,993 #MarketAxess Holdings, Inc............................... 145,068 4,531,924 Marlin Business Services Corp........................... 40,794 921,536 *Maui Land & Pineapple Co., Inc.......................... 16,899 37,178 #Mayflower Bancorp, Inc.................................. 2,666 24,074 #*Mays (J.W.), Inc........................................ 200 4,980 MB Financial, Inc....................................... 233,787 4,736,525 #*MBIA, Inc............................................... 804,146 7,961,045 #*MBT Financial Corp...................................... 12,507 36,020 MCG Capital Corp........................................ 336,744 1,569,227 Meadowbrook Insurance Group, Inc........................ 181,899 1,022,272 Medallion Financial Corp................................ 89,412 1,118,544 *Mercantile Bank Corp.................................... 17,159 283,638 Merchants Bancshares, Inc............................... 27,552 806,723 Mercury General Corp.................................... 9,564 387,629 *Meridian Interstate Bancorp, Inc........................ 30,250 510,922 Meta Financial Group, Inc............................... 10,434 247,912 *Metro Bancorp, Inc...................................... 84,977 1,103,001 #*MetroCorp Bancshares, Inc............................... 19,897 201,756 #*MGIC Investment Corp.................................... 675,535 1,161,920 MicroFinancial, Inc..................................... 38,106 300,275 Mid Penn Bancorp, Inc................................... 2,649 27,020 #MidSouth Bancorp, Inc................................... 17,719 274,644 MidWestOne Financial Group, Inc......................... 741 14,968 Montpelier Re Holdings, Ltd............................. 263,090 6,016,868 #MSB Financial Corp...................................... 1,000 6,320 MutualFirst Financial, Inc.............................. 10,911 132,678 *National Financial Partners Corp........................ 169,949 3,118,564 National Interstate Corp................................ 48,685 1,263,376 National Penn Bancshares, Inc........................... 680,695 6,078,606 National Western Life Insurance Co. Class A............. 4,334 608,364 Naugatuck Valley Financial Corp......................... 1,596 11,858 *Navigators Group, Inc. (The)............................ 61,397 3,258,953 NBT Bancorp, Inc........................................ 144,276 3,068,751 Nelnet, Inc. Class A.................................... 148,670 3,629,035 #*Netspend Holdings, Inc.................................. 37,191 398,316 *New Century Bancorp, Inc................................ 2,400 12,840 New England Bancshares, Inc............................. 3,079 44,430 New Hampshire Thrift Bancshares, Inc.................... 8,785 115,786 *NewBridge Bancorp....................................... 23,166 99,845 *Newport Bancorp, Inc.................................... 3,732 62,343 *NewStar Financial, Inc.................................. 183,769 2,297,112 Nicholas Financial, Inc................................. 4,051 52,704 *North Valley Bancorp.................................... 377 5,248 Northeast Bancorp....................................... 493 4,698 Northeast Community Bancorp, Inc........................ 11,679 63,300 #Northfield Bancorp, Inc................................. 112,784 1,831,612 Northrim Bancorp, Inc................................... 15,577 350,950 Northway Financial, Inc................................. 5,028 61,744 Northwest Bancshares, Inc............................... 450,303 5,358,606 Norwood Financial Corp.................................. 1,785 56,674 Ocean Shore Holding Co.................................. 3,443 45,757 OceanFirst Financial Corp............................... 77,043 1,073,979 *Ocwen Financial Corp.................................... 457,639 17,651,136 Ohio Valley Banc Corp................................... 6,595 124,481 #Old National Bancorp.................................... 429,431 5,269,118 218 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Old Second Bancorp, Inc.................................. 46,326 $ 64,856 *OmniAmerican Bancorp, Inc................................ 52,612 1,204,289 OneBeacon Insurance Group, Ltd. Class A.................. 94,455 1,275,143 Oppenheimer Holdings, Inc. Class A....................... 23,277 378,950 Oriental Financial Group, Inc............................ 155,746 1,834,688 Oritani Financial Corp................................... 227,268 3,472,655 Osage Bancshares, Inc.................................... 2,300 25,185 *Pacific Capital Bancorp.................................. 30,989 1,422,705 Pacific Continental Corp................................. 68,126 632,891 *Pacific Mercantile Bancorp............................... 6,905 49,509 *Pacific Premier Bancorp, Inc............................. 8,622 96,739 PacWest Bancorp.......................................... 167,928 3,778,380 #Park National Corp....................................... 63,217 4,207,091 *Park Sterling Corp....................................... 14,429 72,145 *Patriot National Bancorp................................. 3,100 4,712 Peapack-Gladstone Financial Corp......................... 34,320 531,617 #Penns Woods Bancorp, Inc................................. 16,245 658,410 Peoples Bancorp.......................................... 555 10,767 Peoples Bancorp of North Carolina........................ 3,975 39,750 Peoples Bancorp, Inc..................................... 32,086 683,432 #*PHH Corp................................................. 260,576 5,422,587 *Phoenix Cos, Inc. (The).................................. 17,230 519,312 *PICO Holdings, Inc....................................... 100,572 2,226,664 Pinnacle Bancshares, Inc................................. 35 398 *Pinnacle Financial Partners, Inc......................... 159,460 3,117,443 *Piper Jaffray Cos., Inc.................................. 66,404 1,782,947 Platinum Underwriters Holdings, Ltd...................... 152,382 6,765,761 *Popular, Inc............................................. 5,198 100,477 *Porter Bancorp, Inc...................................... 9,708 14,174 *Preferred Bank........................................... 6,480 92,081 Premier Financial Bancorp, Inc........................... 9,271 88,723 Presidential Life Corp................................... 97,927 1,369,019 Primerica, Inc........................................... 183,615 5,188,960 *Primus Guaranty, Ltd..................................... 52,225 436,079 #*Princeton National Bancorp, Inc.......................... 5,131 718 PrivateBancorp, Inc...................................... 300,383 4,854,189 #ProAssurance Corp........................................ 608 54,355 #Prosperity Bancshares, Inc............................... 195,425 8,180,490 Protective Life Corp..................................... 130,443 3,561,094 Provident Financial Holdings, Inc........................ 31,333 462,788 Provident Financial Services, Inc........................ 270,851 4,062,765 Provident New York Bancorp............................... 157,312 1,436,259 *Prudential Bancorp, Inc. of Pennsylvania................. 8,148 53,777 #Pulaski Financial Corp................................... 39,714 339,952 Pzena Investment Management, Inc. Class A................ 29,476 166,245 QC Holdings, Inc......................................... 67,835 229,282 #Radian Group, Inc........................................ 466,486 2,187,819 Renasant Corp............................................ 88,554 1,630,279 Republic Bancorp, Inc. Class A........................... 74,766 1,616,441 *Republic First Bancorp, Inc.............................. 21,386 45,552 Resource America, Inc. Class A........................... 66,654 450,581 *Riverview Bancorp, Inc................................... 37,965 62,642 #RLI Corp................................................. 92,420 6,301,196 Rockville Financial, Inc................................. 100,669 1,337,891 Roma Financial Corp...................................... 64,952 572,227 *Royal Bancshares of Pennsylvania, Inc. Class A........... 8,295 16,590 *Rurban Financial Corp.................................... 790 5,688 #S&T Bancorp, Inc......................................... 140,133 2,462,137 #S.Y. Bancorp, Inc........................................ 49,419 1,165,300 *Safeguard Scientifics, Inc............................... 88,305 1,399,634 Safety Insurance Group, Inc.............................. 59,369 2,751,753 219 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Salisbury Bancorp, Inc................................... 2,458 $ 62,851 Sandy Spring Bancorp, Inc................................ 95,445 1,824,908 *Savannah Bancorp, Inc. (The)............................. 1,200 11,640 SCBT Financial Corp...................................... 58,730 2,330,406 SeaBright Holdings, Inc.................................. 84,222 923,915 *Seacoast Banking Corp. of Florida........................ 92,561 148,098 #Selective Insurance Group, Inc........................... 235,788 4,359,720 Shore Bancshares, Inc.................................... 16,489 93,163 SI Financial Group, Inc.................................. 5,705 62,755 Sierra Bancorp........................................... 35,275 396,844 Simmons First National Corp. Class A..................... 70,035 1,743,171 #Somerset Hills Bancorp................................... 636 5,387 South Street Financial Corp.............................. 400 2,000 *Southcoast Financial Corp................................ 10 47 *Southern Connecticut Bancorp, Inc........................ 3,600 3,924 #*Southern First Bancshares, Inc........................... 2,761 27,334 Southern Missouri Bancorp, Inc........................... 1,107 26,845 Southern National Bancorp of Virginia, Inc............... 493 4,013 #Southside Bancshares, Inc................................ 67,586 1,379,440 *Southwest Bancorp, Inc................................... 68,675 741,003 Southwest Georgia Financial Corp......................... 1,844 16,559 #*St. Joe Co. (The)........................................ 148,787 2,945,983 #StanCorp Financial Group, Inc............................ 72,541 2,491,783 State Auto Financial Corp................................ 124,010 2,001,521 StellarOne Corp.......................................... 81,660 1,120,375 Sterling Bancorp......................................... 120,432 1,150,126 #Sterling Financial Corp.................................. 1,668 35,462 #Stewart Information Services Corp........................ 77,792 1,814,109 #*Stifel Financial Corp.................................... 236,821 7,507,226 *Stratus Properties, Inc.................................. 26,622 244,922 #*Suffolk Bancorp.......................................... 27,036 406,081 Summit State Bank........................................ 195 1,381 *Sun Bancorp, Inc......................................... 235,342 727,207 Susquehanna Bancshares, Inc.............................. 745,406 7,729,863 *Sussex Bancorp........................................... 7,518 44,732 *SVB Financial Group...................................... 33,756 1,910,252 *SWS Group, Inc........................................... 72,807 414,272 Symetra Financial Corp................................... 148,913 1,779,510 Synovus Financial Corp................................... 158,457 388,220 #*Taylor Capital Group, Inc................................ 59,822 1,117,475 #TCF Financial Corp....................................... 329,031 3,764,115 Teche Holding Co......................................... 5,917 237,153 *Tejon Ranch Co........................................... 130,526 3,907,948 Territorial Bancorp, Inc................................. 39,716 897,582 #Teton Advisors, Inc. Class A............................. 311 4,370 #*Texas Capital Bancshares, Inc............................ 184,544 8,760,304 TF Financial Corp........................................ 7,379 165,290 Thomas Properties Group, Inc............................. 225,505 1,204,197 *Timberland Bancorp, Inc.................................. 76,238 472,676 Tompkins Financial Corp.................................. 36,140 1,462,947 Tower Financial Corp..................................... 3,098 36,711 Tower Group, Inc......................................... 156,611 2,822,130 #TowneBank................................................ 91,757 1,428,656 *Tree.com, Inc............................................ 31,319 452,560 #TriCo Bancshares......................................... 48,791 819,689 TrustCo Bank Corp........................................ 386,513 2,156,743 #Trustmark Corp........................................... 289,415 6,792,570 #UMB Financial Corp....................................... 172,226 7,669,224 Umpqua Holdings Corp..................................... 494,323 5,976,365 Unico American Corp...................................... 11,600 132,124 Union Bankshares, Inc.................................... 2,252 44,139 220 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) Union First Market Bankshares Corp..................... 84,198 $ 1,321,909 *United Bancshares, Inc. (909458101).................... 900 8,532 #United Bancshares, Inc. (909907107).................... 223,579 5,327,888 *United Community Banks, Inc............................ 65,242 567,605 *United Community Financial Corp........................ 474,889 1,809,327 United Financial Bancorp, Inc.......................... 61,577 946,438 United Fire Group, Inc................................. 108,670 2,583,086 #*United Security Bancshares............................. 26,664 79,993 *Unity Bancorp, Inc..................................... 8,514 51,935 Universal Insurance Holdings, Inc...................... 158,468 625,949 Univest Corp. of Pennsylvania.......................... 60,467 1,023,102 #Valley National Bancorp................................ 53,192 518,090 ViewPoint Financial Group, Inc......................... 172,052 3,578,682 *Virginia Commerce Bancorp, Inc......................... 112,621 1,031,608 *Virtus Investment Partners, Inc........................ 31,188 2,994,048 #VSB Bancorp, Inc....................................... 1,037 11,028 *Walker & Dunlop, Inc................................... 5,083 84,429 #Washington Banking Co.................................. 57,811 790,276 Washington Federal, Inc................................ 404,630 6,789,691 #Washington Trust Bancorp, Inc.......................... 66,095 1,783,904 *Waterstone Financial, Inc.............................. 16,337 88,220 #Wayne Savings Bancshares, Inc.......................... 2,043 18,387 #Webster Financial Corp................................. 375,751 8,266,522 #WesBanco, Inc.......................................... 101,835 2,240,370 West Bancorporation, Inc............................... 60,945 664,910 *West Coast Bancorp..................................... 70,855 1,560,227 #Westamerica Bancorporation............................. 121,981 5,381,802 *Western Alliance Bancorp............................... 377,981 3,878,085 Westfield Financial, Inc............................... 110,392 804,758 Westwood Holdings Group, Inc........................... 24,868 965,376 White River Capital, Inc............................... 2,320 52,490 *Wilshire Bancorp, Inc.................................. 285,385 1,857,856 #Wintrust Financial Corp................................ 159,803 5,904,721 #*World Acceptance Corp.................................. 62,914 4,200,139 *WSB Holdings, Inc...................................... 8,331 47,487 WSFS Financial Corp.................................... 1,318 55,824 WVS Financial Corp..................................... 4,423 38,701 *Yadkin Valley Financial Corp........................... 38,480 123,136 *ZipRealty, Inc......................................... 103,092 272,163 ------------ Total Financials.......................................... 741,772,484 ------------ Health Care -- (8.4%) *Abaxis, Inc............................................ 42,127 1,549,431 #*ABIOMED, Inc........................................... 3,655 72,442 *Acadia Healthcare Co., Inc............................. 8,477 174,372 #*Accelr8 Technology Corp................................ 9,013 33,799 *Access Pharmaceuticals, Inc............................ 5,300 1,855 *Accuray, Inc........................................... 324,442 2,258,116 *Acorda Therapeutics, Inc............................... 82,310 1,971,325 *Adcare Health Systems, Inc............................. 12,269 58,156 *Addus HomeCare Corp.................................... 6,061 32,911 #*Adeona Pharmaceuticals, Inc............................ 11,390 27,564 *ADVENTRX Pharmaceuticals, Inc.......................... 76,900 48,439 *Affymax, Inc........................................... 141,991 3,235,975 #*Affymetrix, Inc........................................ 296,972 941,401 #*Air Methods Corp....................................... 53,548 5,870,467 #*Akorn, Inc............................................. 134,446 1,614,696 *Albany Molecular Research, Inc......................... 125,048 442,670 *Alere, Inc............................................. 239 4,589 #*Align Technology, Inc.................................. 286,722 7,621,071 *Alkermes P.L.C......................................... 314,679 5,831,002 221 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Health Care -- (Continued) *Alliance HealthCare Services, Inc...................... 168,641 $ 232,725 *Allied Healthcare Products, Inc........................ 13,770 37,592 *Allscripts Healthcare Solutions, Inc................... 32,383 418,388 *Almost Family, Inc..................................... 32,602 675,839 #*Alnylam Pharmaceuticals, Inc........................... 75,473 1,220,398 *Alphatec Holdings, Inc................................. 255,458 439,388 *AMAG Pharmaceuticals, Inc.............................. 61,481 951,726 #*Amedisys, Inc.......................................... 109,320 1,206,893 *American Caresource Holdings, Inc...................... 3,658 5,889 *American Shared Hospital Services...................... 10,189 30,465 *AMN Healthcare Services, Inc........................... 191,570 1,900,374 *Amsurg Corp............................................ 147,385 4,203,420 Analogic Corp.......................................... 57,265 4,218,140 *AngioDynamics, Inc..................................... 98,808 1,060,210 *Anika Therapeutics, Inc................................ 65,770 737,282 #*Arena Pharmaceuticals, Inc............................. 1,017,315 8,046,962 #*Ariad Pharmaceuticals, Inc............................. 375,965 8,102,046 *Arqule, Inc............................................ 64,901 162,902 *Array BioPharma, Inc................................... 91,437 378,549 Arrhythmia Research Technology, Inc.................... 9,581 23,665 *ArthroCare Corp........................................ 124,832 3,754,947 Assisted Living Concepts, Inc. Class A................. 78,210 618,641 *Astex Pharmaceuticals, Inc............................. 224,930 535,333 *AtriCure, Inc.......................................... 26,014 167,010 Atrion Corp............................................ 8,847 1,798,064 #*Authentidate Holding Corp.............................. 41,534 57,732 #*AVEO Pharmaceuticals, Inc.............................. 126,042 961,700 *Bioanalytical Systems, Inc............................. 5,617 6,516 *BioClinica, Inc........................................ 50,326 315,544 #*BioCryst Pharmaceuticals, Inc.......................... 76,600 222,906 *BioMimetic Therapeutics, Inc........................... 23,449 86,996 #*Bio-Reference Labs, Inc................................ 128,102 3,556,112 #*Biosante Pharmaceuticals, Inc.......................... 8,051 9,903 *BioScrip, Inc.......................................... 269,885 2,485,641 #*BioSpecifics Technologies Corp......................... 10,491 167,856 #*Bovie Medical Corp..................................... 54,539 204,521 *Brookdale Senior Living, Inc........................... 86,554 2,030,557 #*BSD Medical Corp....................................... 56,629 105,896 *Cambrex Corp........................................... 135,882 1,641,455 Cantel Medical Corp.................................... 121,048 3,148,458 *Capital Senior Living Corp............................. 146,494 2,355,624 *Capstone Therapeutics Corp............................. 56,271 8,159 *Cardica, Inc........................................... 24,942 33,422 *CardioNet, Inc......................................... 76,915 186,903 #*Catalyst Pharmaceutical Partners, Inc.................. 6,701 10,253 #*Celldex Therapeutics, Inc.............................. 265,843 1,464,795 #*Celsion Corp........................................... 37,275 160,655 *Centene Corp........................................... 216,100 8,207,478 *Charles River Laboratories International, Inc.......... 207,180 7,731,958 #Chemed Corp............................................ 92,135 6,196,079 *Chindex International, Inc............................. 6,742 69,915 #*Cleveland Biolabs, Inc................................. 7,404 11,846 #*Codexis, Inc........................................... 41,835 108,771 *CombiMatrix Corp....................................... 7,831 3,406 Computer Programs & Systems, Inc....................... 52,501 2,562,574 #*Conceptus, Inc......................................... 124,684 2,349,047 CONMED Corp............................................ 114,131 3,156,863 #*Corcept Therapeutics, Inc.............................. 59,506 148,765 *Cornerstone Therapeutics, Inc.......................... 8,840 43,228 *Corvel Corp............................................ 45,909 1,952,510 *Cross Country Healthcare, Inc.......................... 107,306 472,146 222 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Health Care -- (Continued) CryoLife, Inc.......................................... 106,088 $ 656,685 *Cumberland Pharmaceuticals, Inc........................ 100,403 589,366 #*Curis, Inc............................................. 70,528 268,712 *Cutera, Inc............................................ 72,688 538,618 *Cyberonics, Inc........................................ 127,457 5,894,886 *Cynosure, Inc. Class A................................. 49,417 1,301,644 *Cytokinetics, Inc...................................... 175,325 115,715 Daxor Corp............................................. 14,561 117,798 *Depomed, Inc........................................... 210,263 1,187,986 *DGT Holdings Corp...................................... 1,700 21,930 *Digirad Corp........................................... 120,709 259,524 #*Discovery Laboratories, Inc............................ 1,415 3,410 *Durect Corp............................................ 120,100 164,537 *DUSA Pharmaceuticals, Inc.............................. 108,820 746,505 *Dyax Corp.............................................. 173,946 521,838 *Dynacq Healthcare, Inc................................. 24,797 248 *DynaVox, Inc. Class A.................................. 1,698 849 *Emergent Biosolutions, Inc............................. 142,362 1,891,991 *Emeritus Corp.......................................... 162,743 3,653,580 *Encision, Inc.......................................... 2,013 1,832 #*Endocyte, Inc.......................................... 13,199 126,314 Ensign Group, Inc. (The)............................... 95,089 2,772,795 #*EnteroMedics, Inc...................................... 3,200 9,632 *Entremed, Inc.......................................... 9,289 15,048 *Enzo Biochem, Inc...................................... 178,682 357,364 #*Enzon Pharmaceuticals, Inc............................. 212,875 1,398,589 *Epocrates, Inc......................................... 857 8,381 *Exact Sciences Corp.................................... 80,468 761,227 *Exactech, Inc.......................................... 46,447 775,665 *ExamWorks Group, Inc................................... 30,797 431,774 #*FAB Universal Corp..................................... 6,889 24,800 *Five Star Quality Care, Inc............................ 161,162 847,712 *Furiex Pharmaceuticals, Inc............................ 34,695 665,103 *Future Healthcare of America........................... 6,568 1,281 #*Galena Biopharma, Inc.................................. 84 176 #*Genomic Health, Inc.................................... 22,912 716,000 *Gentiva Health Services, Inc........................... 140,693 1,322,514 *GenVec, Inc............................................ 24,138 35,483 #*Geron Corp............................................. 165,706 220,389 *Greatbatch, Inc........................................ 126,214 2,774,184 *GTx, Inc............................................... 67,662 271,325 *Haemonetics Corp....................................... 117,025 9,560,942 *Hanger, Inc............................................ 160,031 4,056,786 *Harvard Bioscience, Inc................................ 128,794 517,752 *Health Management Associates, Inc. Class A............. 816,210 5,958,333 *HealthSouth Corp....................................... 344,513 7,624,073 *HealthStream, Inc...................................... 100,258 2,560,589 *Healthways, Inc........................................ 133,824 1,302,108 Hill-Rom Holdings, Inc................................. 211,521 5,941,625 *Hi-Tech Pharmacal Co., Inc............................. 55,621 1,743,718 *Hooper Holmes, Inc..................................... 1,113,795 668,277 #*Horizon Pharma, Inc.................................... 28,436 73,365 #*iBio, Inc.............................................. 20,300 19,287 *ICU Medical, Inc....................................... 67,658 4,014,149 #*Idera Pharmaceuticals, Inc............................. 146,982 135,223 #*Immunomedics, Inc...................................... 231,761 767,129 #*Impax Laboratories, Inc................................ 306,770 6,518,862 #*Incyte Corp............................................ 206,305 3,292,628 #*Infinity Pharmaceuticals, Inc.......................... 87,008 1,948,109 *Integra LifeSciences Holdings Corp..................... 116,875 4,470,469 Invacare Corp.......................................... 123,341 1,683,605 223 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) #*IPC The Hospitalist Co.................................. 64,820 $ 2,235,642 *Iridex Corp............................................. 6,987 27,808 *IRIS International, Inc................................. 74,779 1,457,443 Kewaunee Scientific Corp................................ 10,235 115,451 *Kindred Healthcare, Inc................................. 208,525 2,043,545 Landauer, Inc........................................... 41,492 2,404,461 *Lannet Co., Inc......................................... 92,277 406,942 *LCA-Vision, Inc......................................... 68,039 259,909 LeMaitre Vascular, Inc.................................. 76,701 460,206 *LHC Group, Inc.......................................... 72,770 1,274,930 *LifePoint Hospitals, Inc................................ 211,003 7,456,846 *Luminex Corp............................................ 24,214 389,361 *Magellan Health Services, Inc........................... 124,509 6,244,126 #*Masimo Corp............................................. 164,551 3,615,185 Maxygen, Inc............................................ 155,971 380,569 *MedAssets, Inc.......................................... 274,222 4,861,956 .*MedCath Corp............................................ 65,962 90,368 *Medical Action Industries, Inc.......................... 66,575 196,396 *Medicines Co. (The)..................................... 351,538 7,705,713 *MediciNova, Inc......................................... 25,896 54,900 Medicis Pharmaceutical Corp. Class A.................... 237,227 10,298,024 *Medidata Solutions, Inc................................. 94,746 3,981,227 #*Medivation, Inc......................................... 88,542 4,526,267 #Meridian Bioscience, Inc................................ 2,194 43,332 *Merit Medical Systems, Inc.............................. 192,343 2,777,433 #*Metabolix, Inc.......................................... 2,612 3,474 *Metropolitan Health Networks, Inc....................... 196,187 2,144,324 *MGC Diagnostics Corp.................................... 215 1,451 *Misonix, Inc............................................ 86,409 381,928 *Molina Healthcare, Inc.................................. 198,825 4,984,543 #*Momenta Pharmaceuticals, Inc............................ 182,749 2,317,257 #*MWI Veterinary Supply, Inc.............................. 30,517 3,204,895 *Myrexis, Inc............................................ 38,558 92,539 #*Myriad Genetics, Inc.................................... 360,979 9,446,820 *Nabi Biopharmaceuticals................................. 148,090 259,158 #*Nanosphere, Inc......................................... 83,500 261,355 National Healthcare Corp................................ 41,644 1,983,087 National Research Corp.................................. 29,472 1,493,641 *Natus Medical, Inc...................................... 136,610 1,543,693 #*Neogen Corp............................................. 63,358 2,711,089 *Neurocrine Biosciences, Inc............................. 49,825 365,217 #*Novavax, Inc............................................ 63,165 132,646 *NuVasive, Inc........................................... 202,163 2,915,190 *Obagi Medical Products, Inc............................. 94,698 1,167,626 *Omnicell, Inc........................................... 173,708 2,532,663 #*OncoGenex Pharmaceutical, Inc........................... 11,746 145,650 *OraSure Technologies, Inc............................... 65,733 595,541 #*Orexigen Therapeutics, Inc.............................. 111,230 592,856 *Orthofix International NV............................... 79,632 3,158,205 #*Osiris Therapeutics, Inc................................ 26,420 277,410 #Owens & Minor, Inc...................................... 236,169 6,723,731 *Pain Therapeutics, Inc.................................. 147,720 689,852 *Palomar Medical Technologies, Inc....................... 69,817 602,521 #*PAREXEL International Corp.............................. 271,951 8,346,176 *PDI, Inc................................................ 119,189 816,445 #PDL BioPharma, Inc...................................... 614,767 4,580,014 #*Pernix Therapeutics Holdings, Inc....................... 24,884 196,086 *PharMerica Corp......................................... 110,041 1,344,701 #*PhotoMedex, Inc......................................... 15,762 209,792 *Pozen, Inc.............................................. 168,990 1,012,250 *Progenics Pharmaceuticals, Inc.......................... 117,339 334,416 224 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *ProPhase Labs, Inc...................................... 15,982 $ 26,370 *Providence Service Corp. (The).......................... 59,779 609,746 *pSivida Corp............................................ 72,613 113,276 #*PSS World Medical, Inc.................................. 223,845 6,406,444 Psychemedics Corp....................................... 6,901 78,947 #Quality Systems, Inc.................................... 60,226 1,050,944 #*Quidel Corp............................................. 130,601 2,289,436 *RadNet, Inc............................................. 143,376 372,778 *Repligen Corp........................................... 150,105 765,536 #*Repros Therapeutics, Inc................................ 6,764 97,537 *Rigel Pharmaceuticals, Inc.............................. 289,169 2,576,496 *Rochester Medical Corp.................................. 46,591 488,740 #*Rockwell Medical, Inc................................... 8,799 63,265 *RTI Biologics, Inc...................................... 231,446 939,671 *Rxi Pharmaceuticals Corp................................ 84 8 #*Sangamo Biosciences, Inc................................ 97,767 543,585 *Santarus, Inc........................................... 265,360 2,422,737 #*SciClone Pharmaceuticals, Inc........................... 290,473 1,600,506 #*Seattle Genetics, Inc................................... 170,755 4,296,196 *Select Medical Holdings Corp............................ 154,629 1,637,521 #*SIGA Technologies, Inc.................................. 14,701 42,633 Simulations Plus, Inc................................... 35,178 161,819 *Skilled Healthcare Group, Inc. Class A.................. 84,953 660,085 *Solta Medical, Inc...................................... 198,679 586,103 Span-American Medical System, Inc....................... 12,193 212,707 *Spectranetics Corp...................................... 109,297 1,591,364 #*Spectrum Pharmaceuticals, Inc........................... 280,684 3,132,433 *Staar Surgical Co....................................... 79,542 512,250 #*StemCells, Inc.......................................... 10,349 21,112 #*Stereotaxis, Inc........................................ 8,630 15,189 #STERIS Corp............................................. 254,960 9,079,126 *Strategic Diagnostics, Inc.............................. 1,950 2,223 *Sucampo Pharmaceuticals, Inc. Class A................... 63,175 315,243 *Sun Healthcare Group, Inc............................... 72,483 613,206 *SunLink Health Systems, Inc............................. 20,792 21,832 #*Sunrise Senior Living, Inc.............................. 214,707 3,089,634 *SurModics, Inc.......................................... 76,349 1,372,755 *Symmetry Medical, Inc................................... 149,465 1,369,099 *Synageva BioPharma Corp................................. 3,327 140,666 #*Synta Pharmaceuticals Corp.............................. 11,609 91,363 *Targacept, Inc.......................................... 15,404 62,848 *Team Health Holdings, Inc............................... 264,256 7,031,852 #*Tenet Healthcare Corp................................... 315,819 7,453,328 *Theragenics Corp........................................ 571,070 873,737 #*Theravance, Inc......................................... 6,351 142,961 *Thoratec Corp........................................... 319,166 11,394,226 #*Threshold Pharmaceuticals, Inc.......................... 10,400 42,744 *Tornier NV.............................................. 15,988 273,395 *TranS1, Inc............................................. 68,197 187,542 #*Transcept Pharmaceuticals, Inc.......................... 73,786 375,571 *Triple-S Management Corp. Class B....................... 79,807 1,439,718 #*Trius Therapeutics, Inc................................. 3,183 17,443 U.S. Physical Therapy, Inc.............................. 50,593 1,350,833 *Universal American Corp................................. 284,985 2,576,264 *Urologix, Inc........................................... 122,426 95,431 *Uroplasty, Inc.......................................... 12,442 42,676 Utah Medical Products, Inc.............................. 16,465 560,139 *Vanguard Health Systems, Inc............................ 2,869 27,772 *Vascular Solutions, Inc................................. 74,506 1,122,805 #*VCA Antech, Inc......................................... 367,064 7,187,113 #*Vical, Inc.............................................. 60,004 204,614 225 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) #*ViroPharma, Inc........................................ 294,494 $ 7,435,974 *Vision-Sciences, Inc................................... 4,525 6,018 #*Vivus, Inc............................................. 23,110 344,339 #*Volcano Corp........................................... 46,764 1,338,386 West Pharmaceutical Services, Inc...................... 151,984 8,187,378 #*Wright Medical Group, Inc.............................. 178,309 3,623,239 *XenoPort, Inc.......................................... 35,742 294,157 *Xstelos Holdings, Inc.................................. 22,800 37,620 Young Innovations, Inc................................. 27,111 925,841 *Zalicus, Inc........................................... 21,256 11,903 ------------ Total Health Care......................................... 464,238,488 ------------ Industrials -- (15.2%) A.O. Smith Corp........................................ 152,330 9,257,094 *A.T. Cross Co. Class A................................. 50,422 477,496 *A123 Systems, Inc...................................... 361,188 51,939 #AAON, Inc.............................................. 99,933 2,096,594 AAR Corp............................................... 141,940 2,141,875 #ABM Industries, Inc.................................... 240,133 4,562,527 *Acacia Research Corp................................... 121,756 3,162,003 #*ACCO Brands Corp....................................... 228,429 1,653,826 *Accuride Corp.......................................... 8,747 23,354 Aceto Corp............................................. 121,764 1,220,075 Acme United Corp....................................... 7,500 84,975 #Acorn Energy, Inc...................................... 80,649 686,323 *Active Power, Inc...................................... 387,462 278,973 #Actuant Corp. Class A.................................. 318,532 8,995,344 *Adept Technology, Inc.................................. 63,689 254,756 #*Advisory Board Co. (The)............................... 148,934 7,074,365 *Aegion Corp............................................ 138,440 2,556,987 *AeroCentury Corp....................................... 2,989 37,632 *Aerosonic Corp......................................... 7,498 24,518 *Aerovironment, Inc..................................... 93,900 2,064,861 *Air Transport Services Group, Inc...................... 227,942 877,577 Aircastle, Ltd......................................... 213,426 2,375,431 Alamo Group, Inc....................................... 50,832 1,702,872 Albany International Corp. Class A..................... 117,018 2,570,885 #*Allegiant Travel Co.................................... 89,883 6,538,089 Alliant Techsystems, Inc............................... 38,127 2,184,296 .*Allied Defense Group, Inc. (The)....................... 59,074 316,046 Allied Motion Technologies, Inc........................ 12,558 80,999 Altra Holdings, Inc.................................... 175,067 3,154,707 Amerco, Inc............................................ 73,467 8,488,377 *Ameresco, Inc. Class A................................. 71,092 786,278 *American Railcar Industries, Inc....................... 94,936 2,789,220 *American Reprographics Co.............................. 153,447 587,702 American Science & Engineering, Inc.................... 39,344 2,501,492 #*American Superconductor Corp........................... 57,131 205,100 *American Woodmark Corp................................. 42,646 980,858 Ampco-Pittsburgh Corp.................................. 37,840 668,254 *AMREP Corp............................................. 6,950 45,175 Apogee Enterprises, Inc................................ 131,394 2,676,496 Applied Industrial Technologies, Inc................... 193,221 7,842,840 Argan, Inc............................................. 29,678 527,972 Arkansas Best Corp..................................... 100,140 806,127 *Arotech Corp........................................... 33,040 33,701 Art's-Way Manufacturing Co., Inc....................... 400 2,400 *Ascent Solar Technologies, Inc......................... 100,796 82,149 *Asset Acceptance Capital Corp.......................... 98,998 631,607 Asta Funding, Inc...................................... 48,129 451,450 *Astec Industries, Inc.................................. 91,929 2,647,555 226 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Astronics Corp........................................... 36,265 $ 841,711 #*Astronics Corp. Class B.................................. 17,721 404,916 *Atlas Air Worldwide Holdings, Inc........................ 123,189 6,774,163 *Avalon Holding Corp. Class A............................. 41,336 165,344 *Avis Budget Group, Inc................................... 493,987 8,165,605 AZZ, Inc................................................. 118,466 4,672,299 Baltic Trading, Ltd...................................... 4,731 16,133 Barnes Group, Inc........................................ 254,246 5,817,148 Barrett Business Services, Inc........................... 40,530 1,209,010 #*Beacon Roofing Supply, Inc............................... 217,462 7,032,721 #Belden, Inc.............................................. 203,020 7,268,116 *Blount International, Inc................................ 214,735 2,840,944 *BlueLinx Holdings, Inc................................... 87,969 185,615 #Brady Corp. Class A...................................... 228,638 7,032,905 *Breeze-Eastern Corp...................................... 41,547 332,376 #Briggs & Stratton Corp................................... 227,569 4,494,488 #Brink's Co. (The)........................................ 218,825 5,757,286 *Builders FirstSource, Inc................................ 145,516 801,793 *CAI International, Inc................................... 77,199 1,710,730 Cascade Corp............................................. 50,821 3,302,857 *Casella Waste Systems, Inc. Class A...................... 118,214 541,420 #*CBIZ, Inc................................................ 191,220 1,055,534 CDI Corp................................................. 67,588 1,161,838 #CECO Environmental Corp.................................. 63,733 564,037 Celadon Group, Inc....................................... 105,170 1,798,407 Ceradyne, Inc............................................ 92,613 3,237,750 *Champion Industries, Inc................................. 9,213 1,843 #*Chart Industries, Inc.................................... 137,261 9,716,706 Chicago Rivet & Machine Co............................... 2,523 46,524 CIRCOR International, Inc................................ 74,466 2,568,332 #CLAROC, Inc.............................................. 74,653 3,377,302 Coleman Cable, Inc....................................... 25,996 246,702 *Columbus McKinnon Corp................................... 82,858 1,240,384 Comfort Systems USA, Inc................................. 149,858 1,633,452 *Command Security Corp.................................... 3,850 5,005 *Commercial Vehicle Group, Inc............................ 164,750 1,250,453 *Competitive Technologies, Inc............................ 25,804 16,001 CompX International, Inc................................. 9,814 137,690 *Conrad Industries, Inc................................... 6,600 115,170 *Consolidated Graphics, Inc............................... 44,032 1,299,384 #Con-way, Inc............................................. 259,075 7,541,673 Corporate Executive Board Co. (The)...................... 156,437 7,033,408 Courier Corp............................................. 43,014 518,319 #Covanta Holding Corp..................................... 25,697 467,171 *Covenant Transportation Group, Inc. Class A.............. 158,118 733,668 *CPI Aerostructures, Inc.................................. 24,865 273,764 *CRA International, Inc................................... 38,940 651,856 Cubic Corp............................................... 115,744 5,648,307 Curtiss-Wright Corp...................................... 187,091 5,775,499 #Deluxe Corp.............................................. 232,546 7,327,524 #*DigitalGlobe, Inc........................................ 164,089 4,256,469 *DLH Holdings Corp........................................ 1,653 1,769 *Dolan Co. (The).......................................... 109,295 506,036 *Dollar Thrifty Automotive Group, Inc..................... 66,532 5,122,964 #Douglas Dynamics, Inc.................................... 102,784 1,561,289 *Ducommun, Inc............................................ 42,026 573,235 *DXP Enterprises, Inc..................................... 65,570 3,228,011 *Dycom Industries, Inc.................................... 145,302 2,069,100 Dynamic Materials Corp................................... 53,878 723,043 #*Eagle Bulk Shipping, Inc................................. 59,714 176,753 Eastern Co. (The)........................................ 20,021 320,336 227 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Echo Global Logistics, Inc............................... 37,750 $ 634,578 Ecology & Environment, Inc. Class A...................... 10,494 128,761 EMCOR Group, Inc......................................... 306,181 9,846,781 *Encore Capital Group, Inc................................ 116,372 3,374,788 Encore Wire Corp......................................... 102,695 3,169,168 *Energy Recovery, Inc..................................... 147,269 437,389 *EnergySolutions, Inc..................................... 313,813 897,505 #*EnerNOC, Inc............................................. 33,061 407,312 *EnerSys, Inc............................................. 220,853 7,615,011 *Engility Holdings, Inc................................... 3,147 59,793 Ennis, Inc............................................... 109,874 1,681,072 *EnPro Industries, Inc.................................... 117,291 4,288,159 *Environmental Tectonics Corp............................. 7,400 13,246 ESCO Technologies, Inc................................... 122,891 4,601,039 Espey Manufacturing & Electronics Corp................... 10,659 292,696 *Esterline Technologies Corp.............................. 128,101 7,402,957 *Excel Maritime Carriers, Ltd............................. 290,639 121,487 #Exelis, Inc.............................................. 335,380 3,709,303 *Exponent, Inc............................................ 60,053 3,301,714 *Federal Signal Corp...................................... 273,524 1,578,233 *Flow International Corp.................................. 200,277 664,920 Forward Air Corp......................................... 128,225 4,278,868 *Franklin Covey Co........................................ 113,617 1,365,676 Franklin Electric Co., Inc............................... 97,855 5,669,719 FreightCar America, Inc.................................. 49,913 960,825 *Frozen Food Express Industries........................... 155,948 274,468 #*FTI Consulting, Inc...................................... 163,383 4,241,423 *Fuel Tech, Inc........................................... 94,612 386,017 *Furmanite Corp........................................... 183,666 927,513 G & K Services, Inc. Class A............................. 75,458 2,433,521 GATX Corp................................................ 207,592 8,606,764 #*Genco Shipping & Trading, Ltd............................ 121,750 370,120 *Gencor Industries, Inc................................... 5,287 38,014 #*GenCorp, Inc............................................. 228,340 2,013,959 #Generac Holdings, Inc.................................... 221,684 7,537,256 #*General Cable Corp....................................... 226,574 6,464,156 Geo Group, Inc. (The).................................... 267,977 7,428,322 *GeoEye, Inc.............................................. 79,900 2,506,463 *Gibraltar Industries, Inc................................ 119,308 1,486,578 Global Power Equipment Group, Inc........................ 41,097 694,539 Gorman-Rupp Co. (The).................................... 87,514 2,362,878 *GP Strategies Corp....................................... 81,443 1,567,778 Graham Corp.............................................. 41,508 745,899 #Granite Construction, Inc................................ 172,787 5,219,895 Great Lakes Dredge & Dock Corp........................... 260,902 2,074,171 *Greenbrier Cos., Inc..................................... 108,581 1,890,395 Griffon Corp............................................. 233,708 2,372,136 H&E Equipment Services, Inc.............................. 160,921 2,449,218 Hardinge, Inc............................................ 48,214 500,461 Harsco Corp.............................................. 216,743 4,332,693 *Hawaiian Holdings, Inc................................... 239,655 1,421,154 #Heartland Express, Inc................................... 389,352 5,431,460 #HEICO Corp............................................... 81,849 3,161,827 HEICO Corp. Class A...................................... 113,537 3,460,608 Heidrick & Struggles International, Inc.................. 73,397 869,020 #*Heritage-Crystal Clean, Inc.............................. 4,651 82,323 Herman Miller, Inc....................................... 237,811 4,611,155 #*Hexcel Corp.............................................. 197,076 5,037,263 *Hill International, Inc.................................. 142,015 481,431 #HNI Corp................................................. 189,302 5,209,591 *Horizon Lines, Inc. Class A.............................. 4,998 6,597 228 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Industrials -- (Continued) Houston Wire & Cable Co................................ 82,411 $ 912,290 *Hub Group, Inc. Class A................................ 168,691 5,231,108 *Hudson Global, Inc..................................... 120,105 485,224 *Hudson Technologies, Inc............................... 3,900 15,600 #*Huntington Ingalls Industries, Inc..................... 109,292 4,631,795 *Hurco Cos., Inc........................................ 24,339 559,310 *Huron Consulting Group, Inc............................ 102,515 2,957,558 *Huttig Building Products, Inc.......................... 100,706 130,918 *Hyster-Yale Materials Handling, Inc.................... 26,923 1,105,997 *Hyster-Yale Materials Handling, Inc. Class B........... 26,923 1,105,997 *ICF International, Inc................................. 78,428 1,439,154 *II-VI, Inc............................................. 248,078 4,095,768 #*InnerWorkings, Inc..................................... 168,360 2,427,751 *Innotrac Corp.......................................... 16,000 33,440 *Innovative Solutions & Support, Inc.................... 46,017 197,873 Insperity, Inc......................................... 109,071 2,847,844 Insteel Industries, Inc................................ 67,869 787,280 *Integrated Electrical Services, Inc.................... 30,483 164,608 *Intelligent Systems Corp............................... 32,937 49,406 Interface, Inc......................................... 341,134 4,881,628 International Shipholding Corp......................... 18,655 311,912 #Intersections, Inc..................................... 90,158 837,568 #ITT Corp............................................... 239,815 4,988,152 #*JetBlue Airways Corp................................... 1,318,597 6,975,378 John Bean Technologies Corp............................ 120,588 1,859,467 *JPS Industries, Inc.................................... 8,700 54,592 *Kadant, Inc............................................ 37,897 920,518 Kaman Corp............................................. 113,711 4,230,049 *KAR Auction Services, Inc.............................. 48,694 973,880 Kaydon Corp............................................ 146,448 3,274,577 Kelly Services, Inc. Class A........................... 136,528 1,814,457 Kelly Services, Inc. Class B........................... 350 4,784 *Key Technology, Inc.................................... 20,756 180,992 *Kforce, Inc............................................ 168,878 1,882,990 Kimball International, Inc. Class B.................... 129,582 1,547,209 #Knight Transportation, Inc............................. 358,458 5,419,885 Knoll, Inc............................................. 217,537 3,130,357 *Korn/Ferry International............................... 190,670 2,553,071 #*Kratos Defense & Security Solutions, Inc............... 118,056 650,489 L.B. Foster Co. Class A................................ 41,315 1,363,808 L.S. Starrett Co. Class A (The)........................ 24,736 283,722 #Lawson Products, Inc................................... 33,760 240,034 *Layne Christensen Co................................... 77,063 1,717,734 #Lennox International, Inc.............................. 35,043 1,753,902 Lindsay Corp........................................... 57,255 4,372,564 *LMI Aerospace, Inc..................................... 49,772 999,422 LSI Industries, Inc.................................... 90,261 611,970 *Luna Innovations, Inc.................................. 6,456 10,975 *Lydall, Inc............................................ 61,964 799,955 *Magnetek, Inc.......................................... 38,959 447,249 *Manitex International, Inc............................. 6,890 48,781 Manitowoc Co., Inc. (The).............................. 608,240 8,667,420 Marten Transport, Ltd.................................. 91,587 1,694,360 #*MasTec, Inc............................................ 349,008 7,873,620 #*Mastech Holdings, Inc.................................. 418 2,069 Matson, Inc............................................ 176,621 3,753,196 McGrath RentCorp....................................... 99,352 2,608,984 *Meritor, Inc........................................... 294,847 1,303,224 *Metalico, Inc.......................................... 162,485 346,093 Met-Pro Corp........................................... 56,971 517,297 *MFRI, Inc.............................................. 18,405 101,228 229 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *Michael Baker Corp...................................... 28,961 $ 654,808 #*Middleby Corp........................................... 78,446 9,801,828 Miller Industries, Inc.................................. 48,891 750,477 #Mine Safety Appliances Co............................... 163,301 6,303,419 *Mistras Group, Inc...................................... 108,240 2,391,022 *Mobile Mini, Inc........................................ 158,684 2,764,275 *Moog, Inc. Class A...................................... 168,132 6,222,565 *Moog, Inc. Class B...................................... 10,012 371,445 Mueller Industries, Inc................................. 164,092 7,187,230 Mueller Water Products, Inc. Class A.................... 728,228 3,794,068 Multi-Color Corp........................................ 49,915 1,134,069 *MYR Group, Inc.......................................... 111,127 2,353,670 *National Patent Development Corp........................ 13,860 37,422 National Presto Industries, Inc......................... 26,789 1,991,762 *National Technical Systems, Inc......................... 26,035 209,061 *Navigant Consulting, Inc................................ 201,132 2,089,761 *NCI Building Systems, Inc............................... 21,318 238,975 NL Industries, Inc...................................... 150,263 1,528,175 *NN, Inc................................................. 77,558 642,180 *Northwest Pipe Co....................................... 37,702 866,392 #*Ocean Power Technologies, Inc........................... 34,916 86,592 #*Odyssey Marine Exploration, Inc......................... 125,767 363,467 #*Old Dominion Freight Line, Inc.......................... 228,825 7,674,790 #*Omega Flex, Inc......................................... 25,792 322,400 *On Assignment, Inc...................................... 186,685 3,561,950 *Orbit International Corp................................ 1,977 6,050 *Orbital Sciences Corp................................... 240,978 3,229,105 *Orion Energy Systems, Inc............................... 59,525 97,621 *Orion Marine Group, Inc................................. 68,709 459,663 *Oshkosh Corp............................................ 8,460 253,631 P.A.M. Transportation Services, Inc..................... 32,028 318,679 *Pacer International, Inc................................ 141,685 507,232 *Park-Ohio Holdings Corp................................. 55,583 1,229,496 *Patrick Industries, Inc................................. 47,287 835,561 *Patriot Transportation Holding, Inc..................... 38,246 1,070,888 *Pendrell Corp........................................... 54,087 64,364 *PGT, Inc................................................ 98,976 427,576 *Pike Electric Corp...................................... 121,031 1,102,592 #*Plug Power, Inc......................................... 66,963 49,553 #*PMFG, Inc............................................... 35,785 232,602 #*Polypore International, Inc............................. 148,348 5,233,717 #*Portfolio Recovery Associates, Inc...................... 72,851 7,623,857 *Powell Industries, Inc.................................. 47,162 1,876,104 *PowerSecure International, Inc.......................... 73,022 471,722 Preformed Line Products Co.............................. 22,931 1,235,293 Primoris Services Corp.................................. 167,120 2,334,666 Providence & Worcester Railroad Co...................... 5,591 81,070 *Quality Distribution, Inc............................... 115,424 992,646 Quanex Building Products Corp........................... 172,325 3,406,865 Raven Industries, Inc................................... 139,462 3,805,918 #*RBC Bearings, Inc....................................... 98,051 4,869,213 *RCM Technologies, Inc................................... 146,273 816,203 *Real Goods Solar, Inc. Class A.......................... 2,817 1,423 #*Republic Airways Holdings, Inc.......................... 195,373 912,392 Resources Connection, Inc............................... 205,707 2,538,424 *Roadrunner Transportation Systems, Inc.................. 58,177 1,014,025 #Robbins & Myers, Inc.................................... 176,805 10,481,000 *RPX Corp................................................ 9,651 101,625 #*RR Donnelley & Sons Co.................................. 433,307 4,341,736 *Rush Enterprises, Inc. Class A.......................... 110,938 2,107,822 *Rush Enterprises, Inc. Class B.......................... 37,831 657,124 230 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *Saia, Inc............................................... 65,423 $ 1,478,560 *Satcon Technology Corp.................................. 8,360 1,739 Sauer-Danfoss, Inc...................................... 131,932 5,285,196 Schawk, Inc............................................. 83,226 1,027,009 *Schuff International, Inc............................... 6,400 72,480 *Seaboard Corp........................................... 1,738 3,964,952 SeaCube Container Leasing, Ltd.......................... 30,878 571,861 Servotronics, Inc....................................... 1,500 11,805 *Shaw Group, Inc. (The).................................. 160,050 7,008,590 SIFCO Industries, Inc................................... 16,765 280,814 #Simpson Manufacturing Co., Inc.......................... 194,118 5,912,834 SkyWest, Inc............................................ 195,604 2,141,864 *SL Industries, Inc...................................... 20,285 283,990 SmartPros, Ltd.......................................... 10,300 17,510 *Sparton Corp............................................ 37,367 504,454 *Spirit Airlines, Inc.................................... 135,376 2,375,849 *Standard Parking Corp................................... 62,514 1,428,445 Standard Register Co. (The)............................. 149,668 95,788 Standex International Corp.............................. 55,832 2,581,672 #Steelcase, Inc. Class A................................. 387,139 3,875,261 *Sterling Construction Co., Inc.......................... 56,555 503,340 Sun Hydraulics Corp..................................... 103,454 2,756,015 *Supreme Industries, Inc. Class A........................ 107,845 381,771 #*Swift Transportation Co................................. 299,635 2,921,441 *SYKES Enterprises, Inc.................................. 180,012 2,451,763 Sypris Solutions, Inc................................... 285,243 1,797,031 #TAL International Group, Inc............................ 155,314 5,302,420 *Taser International, Inc................................ 226,988 1,772,776 *Team, Inc............................................... 85,960 2,817,769 *Tecumseh Products Co. Class A........................... 39,462 198,494 *Tecumseh Products Co. Class B........................... 4,097 21,304 *Teledyne Technologies, Inc.............................. 124,954 8,000,805 #*Tel-Instrument Electronics Corp......................... 8,400 31,836 Tennant Co.............................................. 83,940 3,141,035 *Tetra Tech, Inc......................................... 292,773 7,594,532 #Textainer Group Holdings, Ltd........................... 169,476 5,118,175 *Thermon Group Holdings, Inc............................. 9,834 244,277 #Titan International, Inc................................ 186,118 3,904,756 #*Titan Machinery, Inc.................................... 91,990 2,175,564 *TMS International Corp. Class A......................... 8,722 91,407 Toro Co. (The).......................................... 239,432 10,108,819 *Transcat, Inc........................................... 5,600 29,064 *TRC Cos., Inc........................................... 357,086 2,574,590 *Trex Co., Inc........................................... 15,056 526,057 *Trimas Corp............................................. 166,063 4,164,860 Trinity Industries, Inc................................. 140,469 4,393,870 Triumph Group, Inc...................................... 26,860 1,757,181 *TrueBlue, Inc........................................... 186,582 2,434,895 *Tufco Technologies, Inc................................. 4,700 21,667 *Tutor Perini Corp....................................... 162,167 1,644,373 #Twin Disc, Inc.......................................... 40,164 608,886 *Ultralife Corp.......................................... 60,836 186,767 UniFirst Corp........................................... 63,663 4,429,035 #United Stationers, Inc.................................. 172,556 5,007,575 Universal Forest Products, Inc.......................... 96,930 3,731,805 *Universal Power Group, Inc.............................. 9,833 21,239 *Universal Security Instruments, Inc..................... 1,595 7,018 Universal Truckload Services, Inc....................... 44,172 699,684 #*US Airways Group, Inc................................... 746,580 9,093,344 US Ecology, Inc......................................... 80,088 1,900,488 *USA Truck, Inc.......................................... 29,426 83,864 231 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) #*USG Corp............................................... 226,084 $ 6,038,704 UTi Worldwide, Inc..................................... 458,165 6,363,912 *Versar, Inc............................................ 27,782 104,460 Viad Corp.............................................. 82,790 1,755,976 *Vicor Corp............................................. 100,246 639,569 *Virco Manufacturing Corp............................... 30,131 72,616 *Volt Information Sciences, Inc......................... 119,747 838,229 VSE Corp............................................... 11,278 266,725 #Watsco, Inc............................................ 16,515 1,128,800 Watsco, Inc. Class B................................... 12,022 829,518 #Watts Water Technologies, Inc. Class A................. 127,677 5,136,446 #Werner Enterprises, Inc................................ 335,274 7,764,946 #*Wesco Aircraft Holdings, Inc........................... 7,381 98,536 *Willdan Group, Inc..................................... 9,040 13,831 *Willis Lease Finance Corp.............................. 26,350 374,697 #WSI Industries, Inc.................................... 1,900 14,630 #*XPO Logistics, Inc..................................... 28,678 393,749 ------------ Total Industrials......................................... 836,534,879 ------------ Information Technology -- (14.6%) #*3D Systems Corp........................................ 260,733 11,341,886 *Accelrys, Inc.......................................... 256,199 2,292,981 #*ACI Worldwide, Inc..................................... 151,315 5,916,417 #*Acme Packet, Inc....................................... 22,654 374,697 #*Active Network, Inc. (The)............................. 20,557 182,135 *Actuate Corp........................................... 231,640 1,234,641 *Acxiom Corp............................................ 347,037 6,333,425 *ADDvantage Technologies Group, Inc..................... 6,085 12,535 #ADTRAN, Inc............................................ 116,751 1,971,924 *Advanced Energy Industries, Inc........................ 182,303 2,152,998 *Advanced Photonix, Inc. Class A........................ 3,313 2,087 *Advent Software, Inc................................... 227,356 4,933,625 *Aehr Test Systems...................................... 11,205 10,029 *Aeroflex Holding Corp.................................. 2,986 18,991 *Aetrium, Inc........................................... 7,219 4,620 *Agilysys, Inc.......................................... 109,333 893,251 *Alpha & Omega Semiconductor, Ltd....................... 15,353 130,808 American Software, Inc. Class A........................ 100,665 824,446 #*Amkor Technology, Inc.................................. 684,883 2,958,695 #*Amtech Systems, Inc.................................... 35,270 113,569 *ANADIGICS, Inc......................................... 250,457 365,667 *Analysts International Corp............................ 60,790 221,884 *Anaren, Inc............................................ 60,928 1,098,532 #*Ancestry.com, Inc...................................... 198,410 6,269,756 Anixter International, Inc............................. 143,805 8,429,849 *AOL, Inc............................................... 73,747 2,531,735 *Applied Micro Circuits Corp............................ 255,695 1,483,031 #*Arris Group, Inc....................................... 530,403 7,287,737 #*Aruba Networks, Inc.................................... 776 14,100 #*AsiaInfo-Linkage, Inc.................................. 129,671 1,296,710 *Aspen Technology, Inc.................................. 226,186 5,604,889 *Astea International, Inc............................... 2,800 11,592 Astro-Med, Inc......................................... 13,768 113,311 *ATMI, Inc.............................................. 139,800 2,761,050 *Autobytel, Inc......................................... 141,737 565,531 *Aviat Networks, Inc.................................... 214,212 488,403 *Avid Technology, Inc................................... 135,643 796,224 Aware, Inc............................................. 66,535 405,198 *Axcelis Technologies, Inc.............................. 373,772 342,562 *AXT, Inc............................................... 182,535 585,937 Badger Meter, Inc...................................... 66,867 2,864,582 232 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) #*Bankrate, Inc........................................... 9,913 $ 106,366 Bel Fuse, Inc. Class A.................................. 8,954 136,996 Bel Fuse, Inc. Class B.................................. 33,143 548,848 *Benchmark Electronics, Inc.............................. 243,068 3,602,268 Black Box Corp.......................................... 68,151 1,493,870 Blackbaud, Inc.......................................... 163,217 3,879,668 *Blonder Tongue Laboratories, Inc........................ 22,536 24,790 *Blucora, Inc............................................ 189,913 3,332,973 *Bogen Communications International, Inc................. 11,900 49,980 #*Booz Allen Hamilton Holding Corp........................ 43,113 576,852 *Bottomline Technologies, Inc............................ 133,489 3,123,643 #*BroadVision, Inc........................................ 15,154 120,323 Brooks Automation, Inc.................................. 287,626 2,076,660 *Bsquare Corp............................................ 35,768 105,516 *BTU International, Inc.................................. 20,326 39,636 Cabot Microelectronics Corp............................. 102,300 3,048,540 #*CACI International, Inc. Class A........................ 118,960 5,999,153 *CalAmp Corp............................................. 425,510 3,778,529 #*Calix, Inc.............................................. 161,035 1,070,883 #*Callidus Software, Inc.................................. 39,312 182,408 #*Cardtronics, Inc........................................ 201,456 5,723,365 *Cascade Microtech, Inc.................................. 50,953 267,503 Cass Information Systems, Inc........................... 35,284 1,480,869 *CEVA, Inc............................................... 94,104 1,425,676 *Checkpoint Systems, Inc................................. 133,367 1,082,940 *China Information Technology, Inc....................... 55,389 50,404 *Chyron International Corp............................... 1,822 1,367 *CIBER, Inc.............................................. 291,015 907,967 #*Cirrus Logic, Inc....................................... 297,264 12,116,481 *Clearfield, Inc......................................... 82,011 410,055 #Cognex Corp............................................. 184,208 6,716,224 *Cogo Group, Inc......................................... 20,681 53,150 *Coherent, Inc........................................... 97,357 4,444,347 Cohu, Inc............................................... 93,327 821,278 ..#*Commerce One LLC........................................ 45,000 -- Communications Systems, Inc............................. 30,513 316,115 #*CommVault Systems, Inc.................................. 164,218 10,258,698 *Computer Task Group, Inc................................ 82,031 1,529,878 *Compuware Corp.......................................... 989,174 8,566,247 *comScore, Inc........................................... 30,410 430,910 Comtech Telecommunications Corp......................... 99,951 2,515,767 #*Comverse Technology, Inc................................ 132,332 872,068 Concurrent Computer Corp................................ 25,628 134,034 #*Constant Contact, Inc................................... 45,462 561,001 Convergys Corp.......................................... 526,242 8,846,128 *CoreLogic, Inc.......................................... 240,593 5,726,113 *CoStar Group, Inc....................................... 80,918 6,708,102 *Cray, Inc............................................... 175,774 2,139,170 Crexendo, Inc........................................... 23,717 54,549 *CSG Systems International, Inc.......................... 157,296 3,241,871 CSP, Inc................................................ 8,385 42,177 CTS Corp................................................ 112,384 930,540 #*CVD Equipment Corp...................................... 10,329 105,253 *CyberOptics Corp........................................ 28,233 211,748 *Cymer, Inc.............................................. 144,305 11,499,665 Cypress Semiconductor Corp.............................. 13,172 130,535 Daktronics, Inc......................................... 167,388 1,467,993 *Data I/O Corp........................................... 7,300 13,870 *Datalink Corp........................................... 80,496 655,237 *Dataram Corp............................................ 70,982 41,170 *Datawatch Corp.......................................... 3,832 66,945 233 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*DealerTrack Holdings, Inc................................ 189,540 $5,180,128 #*Demand Media, Inc........................................ 84,075 717,160 #*Dice Holdings, Inc....................................... 315,856 2,789,008 Diebold, Inc............................................. 155,191 4,616,932 *Digi International, Inc.................................. 98,926 931,883 Digimarc Corp............................................ 27,972 549,370 *Digital River, Inc....................................... 139,054 1,994,034 *Diodes, Inc.............................................. 184,149 2,791,699 *Ditech Networks, Inc..................................... 94,247 134,773 #*Document Security Systems, Inc........................... 14,987 41,664 *Dot Hill Systems Corp.................................... 691,220 670,483 *DSP Group, Inc........................................... 95,872 527,296 *DTS, Inc................................................. 72,089 1,512,427 *Dynamics Research Corp................................... 93,697 604,346 EarthLink, Inc........................................... 476,269 3,019,545 #Ebix, Inc................................................ 169,396 3,691,139 *Echelon Corp............................................. 48,148 159,370 *EchoStar Corp. Class A................................... 58,131 1,846,241 *Edgewater Technology, Inc................................ 43,768 152,313 *Elecsys Corp............................................. 10,067 32,114 Electro Rent Corp........................................ 93,066 1,462,998 Electro Scientific Industries, Inc....................... 119,363 1,274,797 *Electronics for Imaging, Inc............................. 213,926 3,713,755 *Ellie Mae, Inc........................................... 4,915 122,875 #*eMagin Corp.............................................. 63,552 277,722 #*EMCORE Corp.............................................. 77,750 361,538 *Emulex Corp.............................................. 365,692 2,545,216 *Entegris, Inc............................................ 613,883 5,039,979 *Entorian Technologies, Inc............................... 10,595 29,666 #*Entropic Communications, Inc............................. 317,751 1,528,382 *Envestnet, Inc........................................... 15,866 221,807 EPIQ Systems, Inc........................................ 136,733 1,669,510 *ePlus, Inc............................................... 18,427 659,134 *Euronet Worldwide, Inc................................... 229,548 4,657,529 Evolving Systems, Inc.................................... 5,500 37,840 *Exar Corp................................................ 204,440 1,747,962 *ExlService Holdings, Inc................................. 143,308 4,247,649 *Extreme Networks......................................... 437,427 1,426,012 *Fabrinet................................................. 13,620 131,161 #Fair Isaac Corp.......................................... 162,689 7,581,307 *Fairchild Semiconductor International, Inc............... 593,739 6,982,371 *FalconStor Software, Inc................................. 137,274 304,748 *FARO Technologies, Inc................................... 65,959 2,651,552 FEI Co................................................... 176,390 9,710,270 #*Finisar Corp............................................. 204,057 2,350,737 #*First Solar, Inc......................................... 33,472 813,704 *FormFactor, Inc.......................................... 190,765 869,888 Forrester Research, Inc.................................. 94,401 2,731,965 *Frequency Electronics, Inc............................... 47,309 396,923 *Giga-tronics, Inc........................................ 3,942 6,623 *GigOptix, Inc............................................ 17,782 30,585 *Global Cash Access Holdings, Inc......................... 315,698 2,225,671 *Globalscape, Inc......................................... 11,073 22,810 *Globecomm Systems, Inc................................... 143,348 1,555,326 *GSE Systems, Inc......................................... 72,970 130,616 *GSI Group, Inc........................................... 65,070 505,594 *GSI Technology, Inc...................................... 96,942 541,906 #*GT Advanced Technologies, Inc............................ 495,965 2,152,488 *Guidance Software, Inc................................... 48,882 595,383 *Hackett Group, Inc. (The)................................ 154,717 601,849 *Harmonic, Inc............................................ 390,794 1,696,046 234 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Hauppauge Digital, Inc................................... 32,277 $ 29,695 #Heartland Payment Systems, Inc........................... 179,430 4,679,534 #*Higher One Holdings, Inc................................. 29,137 368,000 #*Hittite Microwave Corp................................... 87,474 4,954,527 #*Hutchinson Technology, Inc............................... 89,355 125,097 *I.D. Systems, Inc........................................ 38,571 202,498 *Identive Group, Inc...................................... 128,478 154,174 *IEC Electronics Corp..................................... 33,539 242,152 #*iGATE Corp............................................... 281,372 4,516,021 *iGo, Inc................................................. 105,087 27,323 *Ikanos Communications, Inc............................... 218,977 304,378 *Imation Corp............................................. 143,848 657,385 *Immersion Corp........................................... 91,211 394,032 #*Infinera Corp............................................ 427,928 2,105,406 *Infosonics Corp.......................................... 34,050 32,007 *Innodata, Inc............................................ 80,576 289,268 *Inphi Corp............................................... 19,904 166,596 *Insight Enterprises, Inc................................. 188,292 3,044,682 #*Integrated Device Technology, Inc........................ 684,219 3,722,151 *Integrated Silicon Solution, Inc......................... 140,733 1,203,267 *Intellicheck Mobilisa, Inc............................... 61,334 90,161 *Interactive Intelligence Group, Inc...................... 70,851 2,246,685 *Intermec, Inc............................................ 172,259 1,167,916 *Internap Network Services Corp........................... 319,865 2,191,075 #*International Rectifier Corp............................. 238,849 3,699,771 Internet Patents Corp.................................... 1,533 5,243 *Interphase Corp.......................................... 23,732 50,786 Intersil Corp. Class A................................... 556,686 3,924,636 *inTEST Corp.............................................. 43,077 104,246 *Intevac, Inc............................................. 80,753 403,765 *IntraLinks Holdings, Inc................................. 637 3,561 *IntriCon Corp............................................ 23,513 115,919 *iPass, Inc............................................... 479,670 930,560 *Iteris, Inc.............................................. 19,424 30,690 #*Itron, Inc............................................... 165,605 6,799,741 #*Ixia..................................................... 286,772 4,017,676 *IXYS Corp................................................ 126,777 1,206,917 #j2 Global, Inc........................................... 205,316 6,167,693 *JDA Software Group, Inc.................................. 196,352 7,488,865 *Kemet Corp............................................... 151,800 689,172 *Kenexa Corp.............................................. 88,542 4,069,390 *Key Tronic Corp.......................................... 50,299 570,894 Keynote Systems, Inc..................................... 68,280 975,721 #*KIT Digital, Inc......................................... 165,559 460,254 *Kopin Corp............................................... 251,399 945,260 *Kulicke & Soffa Industries, Inc.......................... 348,534 3,575,959 *KVH Industries, Inc...................................... 61,236 846,282 *Lantronix, Inc........................................... 2,333 3,663 *Lattice Semiconductor Corp............................... 540,283 2,096,298 #Lender Processing Services, Inc.......................... 159,168 3,837,540 #Lexmark International, Inc. Class A...................... 25,962 551,952 *LGL Group, Inc. (The).................................... 7,103 43,470 *LightPath Technologies, Inc. Class A..................... 1,850 1,739 #*Limelight Networks, Inc.................................. 393,678 830,661 *Lionbridge Technologies, Inc............................. 180,853 573,304 #*Liquidity Services, Inc.................................. 65,114 2,684,650 #Littlefuse, Inc.......................................... 102,523 5,495,233 *LogMeIn, Inc............................................. 10,996 271,381 *LoJack Corp.............................................. 88,416 201,588 *LookSmart, Ltd........................................... 2,267 1,859 Loral Space & Communications, Inc........................ 120,478 9,476,799 235 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *LTX-Credence Corp........................................ 319,926 $1,781,988 *Magnachip Semiconductor Corp............................. 57,832 650,610 *Management Network Group, Inc............................ 42,154 98,219 *Manhattan Associates, Inc................................ 94,929 5,695,740 ManTech International Corp. Class A...................... 86,509 1,987,112 #Marchex, Inc. Class B.................................... 96,761 395,752 *Market Leader, Inc....................................... 91,457 621,908 #*Mattersight Corp......................................... 26,897 148,740 *Mattson Technology, Inc.................................. 142,298 127,712 MAXIMUS, Inc............................................. 154,447 8,522,385 *MaxLinear, Inc. Class A.................................. 4,257 24,180 *Measurement Specialties, Inc............................. 68,872 2,245,916 *MEMSIC, Inc.............................................. 13,970 24,448 *Mentor Graphics Corp..................................... 506,383 7,859,064 *Mercury Computer Systems, Inc............................ 226,389 1,855,258 Mesa Laboratories, Inc................................... 14,553 709,750 Methode Electronics, Inc................................. 147,563 1,493,338 Micrel, Inc.............................................. 273,555 2,650,748 #*Microsemi Corp........................................... 409,227 7,857,158 #*Mindspeed Technologies, Inc.............................. 121,524 414,397 *MIPS Technologies, Inc................................... 265,016 1,852,462 #MKS Instruments, Inc..................................... 226,724 5,357,488 MOCON, Inc............................................... 23,794 360,003 *ModusLink Global Solutions, Inc.......................... 156,445 458,384 *MoneyGram International, Inc............................. 52,373 813,876 *Monolithic Power Systems, Inc............................ 169,063 3,284,894 Monotype Imaging Holdings, Inc........................... 159,405 2,440,491 #*Monster Worldwide, Inc................................... 174,254 1,083,860 *MoSys, Inc............................................... 112,827 455,821 *Move, Inc................................................ 174,313 1,445,055 MRV Communications, Inc.................................. 694,216 408,893 MTS Systems Corp......................................... 71,634 3,611,070 *Multi-Fineline Electronix, Inc........................... 96,276 2,035,275 *Nanometrics, Inc......................................... 173,921 2,393,153 *NAPCO Security Technologies, Inc......................... 14,747 49,697 *NCI, Inc. Class A........................................ 28,077 157,793 #*NETGEAR, Inc............................................. 174,266 6,188,186 #*NetList, Inc............................................. 78,133 85,946 *NetScout Systems, Inc.................................... 191,368 4,732,531 #*NeuStar, Inc. Class A.................................... 247,646 9,061,367 *Newport Corp............................................. 221,885 2,400,796 *Newtek Business Services, Inc............................ 148,095 291,747 NIC, Inc................................................. 239,252 3,421,304 *Novatel Wireless, Inc.................................... 101,083 166,787 #*NumereX Corp. Class A.................................... 47,759 548,273 #*Oclaro, Inc.............................................. 239,817 472,439 *Official Payments Holdings, Inc.......................... 52,586 268,714 *OmniVision Technologies, Inc............................. 218,204 3,120,317 #*Omtool, Ltd.............................................. 3,470 14,748 *Online Resources Corp.................................... 132,396 381,300 *Onvia, Inc............................................... 2,306 8,947 #*OpenTable, Inc........................................... 13,517 634,893 *Oplink Communications, Inc............................... 79,603 1,182,901 #OPNET Technologies, Inc.................................. 75,339 3,196,634 Optical Cable Corp....................................... 26,264 110,834 *OSI Systems, Inc......................................... 88,563 7,018,618 *Overland Storage, Inc.................................... 62,392 103,571 *PAR Technology Corp...................................... 35,625 190,594 Park Electrochemical Corp................................ 83,799 2,079,891 #*ParkerVision, Inc........................................ 71,039 110,821 PC Connection, Inc....................................... 50,404 518,657 236 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Information Technology -- (Continued) *PC Mall, Inc........................................... 42,066 $ 267,540 PC-Tel, Inc............................................ 58,100 378,812 *PDF Solutions, Inc..................................... 115,183 1,525,023 *Perceptron, Inc........................................ 28,219 148,996 *Perficient, Inc........................................ 145,029 1,648,980 *Performance Technologies, Inc.......................... 38,515 45,833 *Pericom Semiconductor Corp............................. 89,400 691,062 *Pervasive Software, Inc................................ 46,662 400,360 *PFSweb, Inc............................................ 6,817 20,724 *Photronics, Inc........................................ 247,977 1,212,608 *Pixelworks, Inc........................................ 48,551 113,124 *Planar Systems, Inc.................................... 280,770 370,616 #Plantronics, Inc....................................... 187,685 6,088,501 *Plexus Corp............................................ 145,902 3,926,223 *PLX Technology, Inc.................................... 114,546 495,984 #*PMC-Sierra, Inc........................................ 1,047,069 4,900,283 Power Integrations, Inc................................ 133,044 3,935,442 #*Power-One, Inc......................................... 411,352 1,657,749 *Presstek, Inc.......................................... 81,714 40,448 *PRGX Global, Inc....................................... 96,338 753,363 #*Progress Software Corp................................. 275,183 5,426,609 *PROS Holdings, Inc..................................... 28,916 558,946 Pulse Electronics Corp................................. 25,569 14,063 QAD, Inc. Class A...................................... 47,305 578,540 QAD, Inc. Class B...................................... 13,168 158,016 #*QLogic Corp............................................ 404,569 3,794,857 *Qualstar Corp.......................................... 25,800 35,862 *Quantum Corp........................................... 651,001 683,551 #*QuickLogic Corp........................................ 35,762 93,696 #*QuinStreet, Inc........................................ 60,672 371,313 *Radisys Corp........................................... 125,621 356,764 #*RealD, Inc............................................. 39,217 366,679 *RealNetworks, Inc...................................... 142,378 1,077,801 #*RealPage, Inc.......................................... 45,924 1,002,521 *Reis, Inc.............................................. 40,187 469,987 *Relm Wireless Corp..................................... 30,643 51,480 #*Remark Media, Inc...................................... 436 488 #*Research Frontiers, Inc................................ 4,300 17,888 *Responsys, Inc......................................... 56,733 507,193 RF Industries, Ltd..................................... 28,527 125,804 *RF Micro Devices, Inc.................................. 1,098,709 4,845,307 Richardson Electronics, Ltd............................ 58,120 677,098 Rimage Corp............................................ 30,437 182,013 *Rofin-Sinar Technologies, Inc.......................... 119,821 2,181,940 *Rogers Corp............................................ 68,968 2,718,029 #*Rosetta Stone, Inc..................................... 72,756 851,973 #*Rubicon Technology, Inc................................ 82,366 715,761 *Rudolph Technologies, Inc.............................. 311,455 2,961,937 *Saba Software, Inc..................................... 62,892 633,951 *Sanmina-SCI Corp....................................... 288,684 2,566,401 *Sapient Corp........................................... 552,217 5,676,791 *ScanSource, Inc........................................ 106,049 3,101,933 *Schmitt Industries, Inc................................ 2,366 7,216 *Scientific Learning Corp............................... 9,751 8,483 *SciQuest, Inc.......................................... 1,892 28,721 *SeaChange International, Inc........................... 147,667 1,336,386 *Selectica, Inc......................................... 10,332 56,103 #*Semtech Corp........................................... 302,581 7,555,448 *Sevcon, Inc............................................ 7,783 32,455 *ShoreTel, Inc.......................................... 165,115 731,459 *Sigma Designs, Inc..................................... 122,227 726,028 237 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) *Sigmatron International, Inc.......................... 2,200 $ 9,680 #*Silicon Graphics International Corp................... 98,302 758,891 *Silicon Image, Inc.................................... 348,357 1,532,771 *Silicon Laboratories, Inc............................. 166,125 6,714,772 *Smith Micro Software, Inc............................. 119,075 148,844 *SMTC Corp............................................. 18,570 51,996 *SolarWinds, Inc....................................... 262,245 13,266,975 #*Sonic Foundry, Inc.................................... 10,310 81,243 *Sonus Networks, Inc................................... 1,309,270 2,435,242 *Soundbite Communications, Inc......................... 2,200 5,170 #*Sourcefire, Inc....................................... 30,929 1,323,452 *Spansion, Inc. Class A................................ 246,963 2,738,820 #*Spark Networks, Inc................................... 31,952 209,605 *Spire Corp............................................ 21,130 11,622 *SS&C Technologies Holdings, Inc....................... 104,492 2,510,943 *Stamps.com, Inc....................................... 50,880 1,400,218 *StarTek, Inc.......................................... 50,089 145,258 #*STEC, Inc............................................. 184,015 1,080,168 #*STR Holdings, Inc..................................... 47,450 102,018 #*Stratasys, Inc........................................ 71,383 4,759,105 #*SunPower Corp......................................... 63,290 272,780 *Super Micro Computer, Inc............................. 170,353 1,347,492 *Supertex, Inc......................................... 46,643 891,348 *Support.com, Inc...................................... 194,330 901,691 *Sycamore Networks, Inc................................ 112,283 648,996 *Symmetricom, Inc...................................... 329,857 2,028,621 #*Synaptics, Inc........................................ 128,784 2,982,637 #*SYNNEX Corp........................................... 163,435 5,293,660 #Syntel, Inc........................................... 122,280 7,289,111 #*Take-Two Interactive Software, Inc.................... 356,050 3,969,958 *Tech Data Corp........................................ 35,439 1,570,302 Technical Communications Corp......................... 400 2,188 *TechTarget, Inc....................................... 151,203 722,750 *TeleCommunication Systems, Inc. Class A............... 189,565 401,878 *TeleNav, Inc.......................................... 56,580 398,323 *TeleTech Holdings, Inc................................ 233,957 3,939,836 Tellabs, Inc.......................................... 215,195 628,369 Telular Corp.......................................... 92,276 921,837 Tessco Technologies, Inc.............................. 34,120 709,696 Tessera Technologies, Inc............................. 203,970 2,890,255 TheStreet, Inc........................................ 96,581 156,461 #*THQ, Inc.............................................. 21,692 61,388 *TNS, Inc.............................................. 101,823 1,458,105 *Transact Technologies, Inc............................ 30,291 234,452 *TranSwitch Corp....................................... 22,072 21,851 #*Travelzoo, Inc........................................ 1,454 25,954 *Trio-Tech International............................... 3,256 5,763 *TriQuint Semiconductor, Inc........................... 644,664 3,029,921 *TSR, Inc.............................................. 5,056 21,488 *TTM Technologies, Inc................................. 281,360 2,532,240 #*Tyler Technologies, Inc............................... 134,868 6,448,039 *Ultimate Software Group, Inc.......................... 48,942 4,960,761 *Ultra Clean Holdings.................................. 86,106 398,671 *Ultratech, Inc........................................ 121,602 3,758,718 *Unisys Corp........................................... 189,367 3,228,707 United Online, Inc.................................... 365,294 1,957,976 #*Universal Display Corp................................ 240 7,867 *Unwired Planet, Inc................................... 413,534 583,083 #*USA Technologies, Inc................................. 17,630 26,445 *UTStarcom Holdings Corp............................... 447,840 443,362 #*ValueClick, Inc....................................... 363,448 6,058,678 238 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) #*Veeco Instruments, Inc................................. 180,076 $ 5,528,333 #*Verint Systems, Inc.................................... 152,433 4,156,848 #*ViaSat, Inc............................................ 170,550 6,624,162 *Viasystems Group, Inc.................................. 37,579 575,334 *Vicon Industries, Inc.................................. 14,689 43,333 *Video Display Corp..................................... 21,287 75,782 *Virtusa Corp........................................... 116,210 1,994,164 #*Vishay Intertechnology, Inc............................ 460,857 3,815,896 *Vishay Precision Group, Inc............................ 28,087 366,535 #*VistaPrint NV.......................................... 160,191 4,881,020 *Volterra Semiconductor Corp............................ 102,050 1,854,248 Wayside Technology Group, Inc.......................... 5,442 67,372 *Web.com Group, Inc..................................... 227,520 3,590,266 *WebMediaBrands, Inc.................................... 22,428 52,706 *Websense, Inc.......................................... 178,070 2,354,085 *Westell Technologies, Inc. Class A..................... 295,909 603,654 #*WEX, Inc............................................... 108,284 7,989,194 *Winland Electronics, Inc............................... 3,003 2,012 *Wireless Ronin Technologies, Inc....................... 37,195 28,640 *Wireless Telecom Group, Inc............................ 61,160 74,004 *WPCS International, Inc................................ 34,365 17,526 *XO Group, Inc.......................................... 123,486 994,062 Xyratex, Ltd........................................... 63,930 528,701 #*Zebra Technologies Corp. Class A....................... 209,877 7,540,881 *Zhone Technologies, Inc................................ 49,121 21,618 *Zix Corp............................................... 234,046 678,733 *Zygo Corp.............................................. 80,557 1,499,971 ------------ Total Information Technology.............................. 802,820,486 ------------ Materials -- (4.7%) A. Schulman, Inc....................................... 125,912 3,230,902 #*A.M. Castle & Co....................................... 85,778 1,042,203 *AEP Industries, Inc.................................... 24,791 1,584,889 #AMCOL International Corp............................... 131,718 4,159,654 *American Biltrite, Inc................................. 62 31,000 *American Pacific Corp.................................. 25,791 340,957 American Vanguard Corp................................. 133,934 4,785,462 #*Arabian American Development Co........................ 28,849 246,370 Balchem Corp........................................... 104,962 3,655,826 Boise, Inc............................................. 434,926 3,649,029 Buckeye Technologies, Inc.............................. 184,583 4,836,075 *Calgon Carbon Corp..................................... 258,374 3,201,254 *Century Aluminum Co.................................... 332,713 2,378,898 Chase Corp............................................. 27,069 498,882 *Chemtura Corp.......................................... 395,712 6,303,692 *Clearwater Paper Corp.................................. 101,933 4,030,431 *Coeur d'Alene Mines Corp............................... 155,247 4,798,685 Commercial Metals Co................................... 534,641 7,356,660 *Contango ORE, Inc...................................... 4,405 29,734 *Continental Materials Corp............................. 397 4,849 *Core Molding Technologies, Inc......................... 29,890 209,828 Deltic Timber Corp..................................... 42,817 2,905,562 Detrex Corp............................................ 500 12,000 #Eagle Materials, Inc................................... 212,595 11,261,157 *Ferro Corp............................................. 298,612 785,350 Flamemaster Corp....................................... 189 1,885 #*Flotek Industries, Inc................................. 139,348 1,548,156 Friedman Industries, Inc............................... 25,497 273,583 FutureFuel Corp........................................ 2,107 24,842 #*General Moly, Inc...................................... 237,185 877,584 Georgia Gulf Corp...................................... 161,620 5,719,732 239 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ --------- ----------- Materials -- (Continued) Globe Specialty Metals, Inc........................... 273,242 $ 4,106,827 #*Gold Resource Corp.................................... 5,964 99,718 #*Golden Minerals Co.................................... 51,086 223,246 *Graphic Packaging Holding Co.......................... 1,295,284 7,668,081 Greif, Inc. Class A................................... 2,455 103,012 H.B. Fuller Co........................................ 225,679 6,860,642 Hawkins, Inc.......................................... 41,484 1,622,024 Haynes International, Inc............................. 52,410 2,656,139 *Headwaters, Inc....................................... 223,629 1,607,893 #Hecla Mining Co....................................... 1,296,250 8,529,325 *Horsehead Holding Corp................................ 166,618 1,507,893 Innophos Holdings, Inc................................ 101,455 4,834,331 *Innospec, Inc......................................... 102,771 3,327,725 #*Intrepid Potash, Inc.................................. 159,298 3,461,546 Kaiser Aluminum Corp.................................. 87,195 5,282,273 *KapStone Paper & Packaging Corp....................... 196,449 4,315,985 KMG Chemicals, Inc.................................... 42,573 727,147 Koppers Holdings, Inc................................. 91,867 3,279,652 *Kraton Performance Polymers, Inc...................... 127,613 2,784,516 #Kronos Worldwide, Inc................................. 21,531 287,439 *Landec Corp........................................... 118,167 1,278,567 *Louisiana-Pacific Corp................................ 633,346 10,000,533 *LSB Industries, Inc................................... 93,000 3,745,110 *Material Sciences Corp................................ 234,547 2,054,632 Materion Corp......................................... 80,020 1,676,419 #*McEwen Mining, Inc.................................... 195,265 948,988 *Mercer International, Inc............................. 152,977 1,069,309 *Metals USA Holdings Corp.............................. 123,293 1,797,612 #Minerals Technologies, Inc............................ 77,048 5,521,260 #*Mines Management, Inc................................. 58,244 69,893 *Mod-Pac Corp.......................................... 28,616 192,013 Myers Industries, Inc................................. 152,530 2,262,020 Neenah Paper, Inc..................................... 98,399 2,548,534 #NewMarket Corp........................................ 11,375 3,086,151 Noranda Aluminum Holding Corp......................... 87,899 538,821 *Northern Technologies International Corp.............. 16,245 180,482 Olin Corp............................................. 368,461 7,641,881 Olympic Steel, Inc.................................... 37,965 683,370 *OM Group, Inc......................................... 117,450 2,376,014 *Omnova Solutions, Inc................................. 214,609 1,682,535 P.H. Glatfelter Co.................................... 161,183 2,870,669 *Penford Corp.......................................... 48,727 375,198 PolyOne Corp.......................................... 398,668 7,546,785 Quaker Chemical Corp.................................. 57,973 3,071,989 #*Resolute Forest Products.............................. 6,142 74,932 *Revett Minerals, Inc.................................. 7,337 26,266 *RTI International Metals, Inc......................... 137,420 3,131,802 Schnitzer Steel Industries, Inc. Class A.............. 83,999 2,394,811 Schweitzer-Mauduit International, Inc................. 143,336 5,021,060 *Senomyx, Inc.......................................... 60,712 105,639 Sensient Technologies Corp............................ 223,712 8,138,643 *Spartech Corp......................................... 107,182 917,478 #Stepan Co............................................. 46,934 4,496,277 #*Stillwater Mining Co.................................. 267,369 2,783,311 *SunCoke Energy, Inc................................... 55,929 898,779 Synalloy Corp......................................... 15,203 209,345 #*Texas Industries, Inc................................. 128,964 5,562,217 Tredegar Corp......................................... 81,691 1,386,296 *UFP Technologies, Inc................................. 3,300 54,780 *United States Lime & Minerals, Inc.................... 24,502 1,073,433 *Universal Stainless & Alloy Products, Inc............. 28,848 992,371 240 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Materials -- (Continued) #Valhi, Inc............................................. 84,462 $ 1,059,153 *Verso Paper Corp....................................... 9,552 12,036 Vulcan International Corp.............................. 700 24,955 Wausau Paper Corp...................................... 329,594 2,725,742 *Webco Industries, Inc.................................. 600 75,000 Westlake Chemical Corp................................. 40,516 3,081,647 Worthington Industries, Inc............................ 318,954 6,895,785 Zep, Inc............................................... 80,675 1,156,073 #*Zoltek Cos., Inc....................................... 148,277 1,015,697 ------------ Total Materials........................................... 259,602,858 ------------ Other -- (0.0%) .*Allen Organ Co. Escrow Shares.......................... 800 -- .*Big 4 Ranch, Inc....................................... 3,200 -- .*Brooklyn Federal Bancorp, Inc. Escrow Shares........... 5,100 -- .*Concord Camera Corp. Escrow Shares..................... 113,476 -- .*Cubist Pharmaceuticals, Inc. Escrow Shares............. 106,674 -- .*DLB Oil & Gas, Inc. Escrow Shares...................... 1,300 -- .*Gerber Scientific, Inc. Escrow Shares.................. 166,622 -- .*iGo, Inc. Escrow Shares................................ 4,100 -- .*Petrocorp, Inc. Escrow Shares.......................... 6,900 414 .*Price Communications Liquidation Trust................. 159,870 -- .*Voyager Learning Co. Escrow Shares..................... 72,800 -- ------------ Total Other............................................... 414 ------------ Telecommunication Services -- (0.4%) Atlantic Tele-Network, Inc............................. 54,691 2,266,395 *Boingo Wireless, Inc................................... 1,363 9,977 *Cbeyond, Inc........................................... 95,024 727,884 #*Cincinnati Bell, Inc................................... 882,853 4,599,664 Consolidated Communications Holdings, Inc.............. 156,153 2,411,002 *General Communications, Inc. Class A................... 271,241 2,370,646 *Hawaiian Telcom Holdco, Inc............................ 4,984 85,077 HickoryTech Corp....................................... 56,468 601,384 IDT Corp. Class B...................................... 78,131 790,686 *Iridium Communications, Inc............................ 186,953 1,381,583 #*Leap Wireless International, Inc....................... 246,684 1,317,293 Lumos Networks Corp.................................... 75,547 594,555 *Neutral Tandem, Inc.................................... 139,144 642,845 NTELOS Holdings Corp................................... 41,449 632,097 *ORBCOMM, Inc........................................... 133,750 468,125 *Premiere Global Services, Inc.......................... 220,772 1,876,562 Primus Telecommunications Group, Inc................... 6,553 95,870 Shenandoah Telecommunications Co....................... 71,050 1,116,906 USA Mobility, Inc...................................... 88,098 973,483 *Vonage Holdings Corp................................... 554,353 1,258,381 #Warwick Valley Telephone Co............................ 24,398 320,590 ------------ Total Telecommunication Services.......................... 24,541,005 ------------ Utilities -- (2.9%) ALLETE, Inc............................................ 176,818 7,359,165 AMEN Properties, Inc................................... 19 10,308 American States Water Co............................... 88,479 3,894,846 #Artesian Resources Corp. Class A....................... 17,254 397,015 #Atlantic Power Corp.................................... 261,139 3,922,308 Avista Corp............................................ 274,057 6,966,529 Black Hills Corp....................................... 204,939 7,330,668 #*Cadiz, Inc............................................. 14,035 120,701 California Water Service Group......................... 196,006 3,610,431 CH Energy Group, Inc................................... 59,619 3,877,024 241 U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ---------- -------------- Utilities -- (Continued) Chesapeake Utilities Corp......................... 43,371 $ 2,037,136 Cleco Corp........................................ 108,326 4,674,267 Connecticut Water Services, Inc................... 36,090 1,105,437 Consolidated Water Co., Ltd....................... 23,697 186,021 #Delta Natural Gas Co., Inc........................ 15,455 303,845 #*Dynegy, Inc....................................... 3,449 64,496 El Paso Electric Co............................... 178,124 6,054,435 Empire District Electric Co. (The)................ 187,509 4,070,820 Gas Natural, Inc.................................. 17,389 173,542 Genie Energy, Ltd. Class B........................ 78,698 551,673 *GenOn Energy, Inc................................. 586,518 1,507,351 IDACORP, Inc...................................... 193,796 8,666,557 Laclede Group, Inc. (The)......................... 100,944 4,203,308 #MGE Energy, Inc................................... 99,648 5,245,471 Middlesex Water Co................................ 66,664 1,289,282 #New Jersey Resources Corp......................... 144,280 6,414,689 #Northwest Natural Gas Co.......................... 117,604 5,472,114 NorthWestern Corp................................. 171,139 6,128,488 #Ormat Technologies, Inc........................... 45,658 868,872 Otter Tail Corp................................... 156,694 3,781,026 #Piedmont Natural Gas Co........................... 7,181 228,858 #PNM Resources, Inc................................ 355,596 7,880,007 Portland General Electric Co...................... 338,710 9,280,654 RGC Resources, Inc................................ 6,328 113,271 SJW Corp.......................................... 69,750 1,690,740 South Jersey Industries, Inc...................... 135,163 6,837,896 Southwest Gas Corp................................ 188,482 8,193,313 *Synthesis Energy Systems, Inc..................... 48,546 62,624 *Two Rivers Water Co............................... 247 309 #UIL Holdings Corp................................. 225,707 8,163,822 Unitil Corp....................................... 61,095 1,624,516 UNS Energy Corp................................... 188,203 8,024,976 WGL Holdings, Inc................................. 129,931 5,167,356 York Water Co..................................... 50,938 884,794 -------------- Total Utilities...................................... 158,440,961 -------------- TOTAL COMMON STOCKS.................................. 4,547,710,908 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................. 771 54,227 -------------- RIGHTS/WARRANTS -- (0.0%) .*Allos Therapeutics, Inc. Contingent Value Rights.. 257,338 2,573 .*Camco Financial Corp. Rights 11/01/12............. 9,661 966 .*Capital Bank Corp. Contingent Value Rights........ 2,560 -- *Capital Bank Financial Corp. Contingent Value..... Rights........................................... 57,808 12,718 .*CSF Holding, Inc. Litigation Rights............... 3,250 -- .*CVR Energy, Inc. Contingent Value Rights.......... 328,935 -- *Dynegy, Inc....................................... 53,156 86,113 .*Emergent Biosolutions, Inc. Contingent Value...... Rights........................................... 17,329 -- *FieldPoint Petroleum Corp. Warrants 03/23/17...... 31,886 33,161 .*PhotoMedex, Inc. Contingent Value Warrants........ 1,607 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17..... 9,325 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17..... 9,325 -- -------------- TOTAL RIGHTS/WARRANTS................................ 135,531 -------------- TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio--Institutional Shares................. 12,912,865 12,912,865 -------------- 242 U.S. SMALL CAP PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (17.2%)............ (S)@DFA Short Term Investment Fund.................. 81,663,903 $ 944,851,354 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $2,568,587 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $2,576,317) to be repurchased at $2,493,732..................................... $ 2,494 2,493,711 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 947,345,065 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $4,856,877,158)............................ $5,508,158,596 ============== 243 U.S. MICRO CAP PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ---------- COMMON STOCKS -- (87.9%) Consumer Discretionary -- (15.7%) *1-800-FLOWERS.COM, Inc. Class A.......................... 162,378 $ 589,432 A.H. Belo Corp. Class A.................................. 240,620 1,203,100 *AFC Enterprises, Inc..................................... 157,649 3,991,673 #*ALCO Stores, Inc......................................... 52,342 519,233 *Aldila, Inc.............................................. 52,806 157,362 Ambassadors Group, Inc................................... 141,374 723,835 Amcon Distributing Co.................................... 5,690 358,356 #*American Apparel, Inc.................................... 139,268 147,624 #*American Public Education, Inc........................... 113,467 4,133,603 *America's Car-Mart, Inc.................................. 104,356 4,368,342 Ameristar Casinos, Inc................................... 194,285 3,545,701 Arbitron, Inc............................................ 130,881 4,758,833 *Arctic Cat, Inc.......................................... 112,187 4,069,022 Ark Restaurants Corp..................................... 36,613 618,027 *Asbury Automotive Group, Inc............................. 279,819 8,875,859 *Ascent Capital Group, Inc. Class A....................... 47,367 2,815,968 *Ballantyne Strong, Inc................................... 76,188 307,038 #*Barnes & Noble, Inc...................................... 389,677 6,562,161 Bassett Furniture Industries, Inc........................ 89,635 1,028,113 *BB Liquidating, Inc...................................... 595,858 9,832 #*Beasley Broadcast Group, Inc. Class A.................... 65,543 318,539 #*Beazer Homes USA, Inc.................................... 126,773 2,090,487 bebe stores, Inc......................................... 534,205 2,163,530 Belo Corp. Class A....................................... 766,060 5,730,129 Big 5 Sporting Goods Corp................................ 93,730 837,009 *Biglari Holdings, Inc.................................... 12,870 4,550,961 *Black Diamond, Inc....................................... 137,350 1,304,825 *Blue Nile, Inc........................................... 8,341 315,040 *Bluegreen Corp........................................... 280,227 1,661,746 #Blyth, Inc............................................... 111,212 2,540,082 Bob Evans Farms, Inc..................................... 61,413 2,337,993 *Body Central Corp........................................ 59,423 593,636 Bon-Ton Stores, Inc. (The)............................... 124,482 1,528,639 #*Books-A-Million, Inc..................................... 60,674 178,988 Bowl America, Inc. Class A............................... 55,406 707,812 #*Boyd Gaming Corp......................................... 39,623 244,474 *Bravo Brio Restaurant Group, Inc......................... 50,855 671,286 *Brookfield Residential Properties, Inc................... 13,555 234,502 Brown Shoe Co., Inc...................................... 257,255 4,059,484 #*Build-A-Bear Workshop, Inc............................... 93,829 336,846 *Cache, Inc............................................... 109,084 299,981 Callaway Golf Co......................................... 405,481 2,213,926 *Cambium Learning Group, Inc.............................. 93,736 85,300 Canterbury Park Holding Corp............................. 26,287 264,184 *Capella Education Co..................................... 49,722 1,552,321 *Career Education Corp.................................... 5,760 19,584 #*Caribou Coffee Co., Inc.................................. 128,024 1,532,447 *Carmike Cinemas, Inc..................................... 98,331 1,339,268 #Carriage Services, Inc................................... 166,200 1,766,706 *Carrols Restaurant Group, Inc............................ 237,046 1,521,835 *Casual Male Retail Group, Inc............................ 260,554 1,005,738 Cato Corp. Class A (The)................................. 247,558 7,025,696 *Cavco Industries, Inc.................................... 56,847 2,747,984 #CEC Entertainment, Inc................................... 136,054 4,217,674 *Central European Media Enterprises, Ltd. Class A......... 6,107 32,734 *Charles & Colvard, Ltd................................... 60,498 241,387 #Cherokee, Inc............................................ 83,413 1,201,981 Christopher & Banks Corp................................. 167,376 522,213 244 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Chromcraft Revington, Inc................................ 81,837 $ 54,094 Churchill Downs, Inc..................................... 117,187 7,655,827 *Citi Trends, Inc......................................... 127,065 1,560,358 *Coast Distribution System, Inc. (The).................... 41,382 81,523 *Cobra Electronics Corp................................... 47,132 230,004 #*Coldwater Creek, Inc..................................... 81,244 337,163 Collectors Universe, Inc................................. 57,953 695,436 #*Conn's, Inc.............................................. 303,338 7,683,552 Cooper Tire & Rubber Co.................................. 282,260 5,681,894 Core-Mark Holding Co., Inc............................... 67,786 3,244,916 #*Corinthian Colleges, Inc................................. 264,283 721,493 #*Crown Media Holdings, Inc. Class A....................... 170,294 296,312 CSS Industries, Inc...................................... 52,438 1,054,004 Culp, Inc................................................ 186,578 2,358,346 *Cumulus Media, Inc. Class A.............................. 205,551 505,655 *Cybex International, Inc................................. 6,772 16,727 #*Daily Journal Corp....................................... 200 18,904 *dELiA*s, Inc............................................. 7,960 10,507 *Delta Apparel, Inc....................................... 77,201 1,168,823 Destination Maternity Corp............................... 100,708 1,909,424 .*DGSE Cos., Inc........................................... 8,313 61,766 *Dial Global, Inc......................................... 279 681 #*Digital Generation, Inc.................................. 134,514 1,250,980 #*DineEquity, Inc.......................................... 112,662 7,063,907 *Dixie Group, Inc. (The).................................. 104,300 413,028 #*Dorman Products, Inc..................................... 312,058 9,533,372 Dover Downs Gaming & Entertainment, Inc.................. 142,541 339,248 *Dover Motorsports, Inc................................... 168,371 249,189 *Drew Industries, Inc..................................... 186,174 5,896,131 #DSW, Inc. Class A........................................ 18,756 1,173,938 *E.W. Scripps Co. Class A (The)........................... 256,795 2,724,595 *EDCI Holdings, Inc....................................... 62,230 287,814 #*Education Management Corp................................ 1,200 3,816 #Educational Development Corp............................. 36,900 146,124 Einstein Noah Restaurant Group, Inc...................... 74,541 1,150,168 *ELXSI Corp............................................... 7,100 97,625 *Emerson Radio Corp....................................... 243,478 413,913 *Emmis Communications Corp. Class A....................... 300,222 615,455 *Empire Resorts, Inc...................................... 29,016 44,394 #*Entercom Communications Corp. Class A.................... 356,444 2,320,450 *Entertainment Gaming Asia, Inc........................... 5,434 13,585 Entravision Communications Corp. Class A................. 971,879 1,312,037 Escalade, Inc............................................ 62,320 324,064 #Ethan Allen Interiors, Inc............................... 216,401 6,364,353 #*Ever-Glory International Group, Inc...................... 1,379 1,862 *Exide Technologies....................................... 336,692 1,026,911 *Famous Dave's of America, Inc............................ 49,507 390,115 *Federal-Mogul Corp....................................... 10,694 80,633 *Fiesta Restaurant Group, Inc............................. 211,158 2,791,509 #Finish Line, Inc. Class A (The).......................... 376,378 7,830,544 *Fisher Communications, Inc............................... 25,775 650,561 *Flanigan's Enterprises, Inc.............................. 20,756 152,141 Flexsteel Industries, Inc................................ 55,532 1,117,859 *Frederick's of Hollywood Group, Inc...................... 3,103 900 #Fred's, Inc. Class A..................................... 298,368 4,042,886 Frisch's Restaurants, Inc................................ 63,337 1,132,466 *Fuel Systems Solutions, Inc.............................. 138,774 2,257,853 *Full House Resorts, Inc.................................. 66,136 208,328 *Furniture Brands International, Inc...................... 194,801 296,098 *Gaiam, Inc. Class A...................................... 66,689 219,407 Gaming Partners International Corp....................... 14,659 91,619 245 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Geeknet, Inc............................................. 3,079 $ 55,945 *Genesco, Inc............................................. 57,035 3,268,106 *Gentherm, Inc............................................ 77,647 933,317 *G-III Apparel Group, Ltd................................. 148,271 5,480,096 *Global Sources, Ltd...................................... 2,635 15,072 *Gordmans Stores, Inc..................................... 22,024 331,681 #*Grand Canyon Education, Inc.............................. 291,908 6,351,918 *Gray Television, Inc..................................... 361,397 769,776 *Gray Television, Inc. Class A............................ 41,200 86,932 #Group 1 Automotive, Inc.................................. 80,959 5,020,268 *Hallwood Group, Inc. (The)............................... 6,988 45,073 *Hampshire Group, Ltd..................................... 25,800 75,465 *Harris Interactive, Inc.................................. 559,304 838,956 Harte-Hanks, Inc......................................... 358,710 1,998,015 *Hastings Entertainment, Inc.............................. 92,939 185,878 Haverty Furniture Cos., Inc.............................. 141,030 2,116,860 Haverty Furniture Cos., Inc. Class A..................... 18,855 281,505 *Heelys, Inc.............................................. 9,600 21,792 *Helen of Troy, Ltd....................................... 190,112 5,745,185 .*Here Media, Inc.......................................... 9,920 99 .*Here Media, Inc. Special Shares.......................... 9,920 99 #*hhgregg, Inc............................................. 146,573 885,301 #*Hibbett Sports, Inc...................................... 117,056 6,319,853 *Hollywood Media Corp..................................... 1,798 2,391 Hooker Furniture Corp.................................... 88,584 1,208,286 #Hot Topic, Inc........................................... 284,539 2,447,035 *Insignia Systems, Inc.................................... 51,150 83,886 #Interval Leisure Group, Inc.............................. 339,777 6,476,150 #*iRobot Corp.............................................. 160,139 2,877,698 *Isle of Capri Casinos, Inc............................... 122,131 742,556 #*ITT Educational Services, Inc............................ 10,887 233,962 #*Jack in the Box, Inc..................................... 193,270 5,026,953 Jaclyn, Inc.............................................. 20,127 105,667 #JAKKS Pacific, Inc....................................... 186,066 2,402,112 *Johnson Outdoors, Inc. Class A........................... 65,549 1,278,861 Jones Group, Inc. (The).................................. 468,613 5,534,320 *Journal Communications, Inc. Class A..................... 479,602 2,690,567 #*K12, Inc................................................. 113,551 2,324,389 #KB Home.................................................. 521,279 8,330,038 *Kid Brands, Inc.......................................... 184,100 333,221 *Kirkland's, Inc.......................................... 143,918 1,380,174 *Kona Grill, Inc.......................................... 65,170 587,833 Koss Corp................................................ 115,135 591,794 *Krispy Kreme Doughnuts, Inc.............................. 425,289 3,159,897 #*K-Swiss, Inc. Class A.................................... 127,540 290,791 *Lakeland Industries, Inc................................. 40,544 247,318 *Lazare Kaplan International, Inc......................... 81,643 127,771 #*La-Z-Boy, Inc............................................ 515,798 8,366,244 *LeapFrog Enterprises, Inc................................ 364,701 3,223,957 *Learning Tree International, Inc......................... 162,830 937,901 *Lee Enterprises, Inc..................................... 259,763 384,449 *Libbey, Inc.............................................. 112,392 2,017,436 Lifetime Brands, Inc..................................... 111,220 1,234,542 *LIN TV Corp. Class A..................................... 270,494 1,517,471 Lincoln Educational Services Corp........................ 114,994 426,628 Lithia Motors, Inc. Class A.............................. 145,727 4,983,863 #*LodgeNet Interactive Corp................................ 61,892 27,232 *Luby's, Inc.............................................. 249,870 1,596,669 #*Lumber Liquidators Holdings, Inc......................... 155,431 8,676,158 *M/I Homes, Inc........................................... 151,965 3,381,221 Mac-Gray Corp............................................ 116,100 1,509,300 246 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Maidenform Brands, Inc.................................. 200,639 $ 3,753,956 Marcus Corp............................................. 202,160 2,203,544 Marine Products Corp.................................... 335,362 1,988,697 *MarineMax, Inc.......................................... 175,591 1,445,114 #*Martha Stewart Living Omnimedia Class A................. 174,678 504,819 Matthews International Corp. Class A.................... 58,734 1,689,777 *McClatchy Co. Class A (The)............................. 314,325 895,826 McRae Industries, Inc. Class A.......................... 8,800 145,816 MDC Holdings, Inc....................................... 66,542 2,544,566 #*Media General, Inc. Class A............................. 162,689 683,294 *Meritage Homes Corp..................................... 217,518 8,043,816 *Modine Manufacturing Co................................. 236,410 1,607,588 *Monarch Casino & Resort, Inc............................ 145,340 1,325,501 #Monro Muffler Brake, Inc................................ 133,283 4,520,959 *Morgans Hotel Group Co.................................. 786 5,070 #*Motorcar Parts of America, Inc.......................... 54,417 255,760 Movado Group, Inc....................................... 154,271 4,888,848 *MTR Gaming Group, Inc................................... 19,183 66,949 *Multimedia Games Holding Co., Inc....................... 201,197 3,199,032 NACCO Industries, Inc. Class A.......................... 32,135 1,627,316 *Nathan's Famous, Inc.................................... 57,075 1,581,548 National CineMedia, Inc................................. 279,587 4,322,415 *Nautilus, Inc........................................... 305,718 859,068 *Navarre Corp............................................ 245,657 415,160 *Nevada Gold & Casinos, Inc.............................. 352 282 *New Frontier Media, Inc................................. 2,326 4,699 *New York & Co., Inc..................................... 637,028 2,146,784 *New York Times Co. Class A (The)........................ 77,685 635,463 *Nexstar Broadcasting Group, Inc. Class A................ 26,444 287,446 *Nobility Homes, Inc..................................... 43,800 236,520 *NTN Communications, Inc................................. 55,566 11,035 #Nutrisystem, Inc........................................ 164,523 1,584,356 *Office Depot, Inc....................................... 638,248 1,582,855 OfficeMax, Inc.......................................... 296,907 2,182,266 *Orbitz Worldwide, Inc................................... 426,727 1,054,016 *Orient-Express Hotels, Ltd. Class A..................... 51,836 608,036 Outdoor Channel Holdings, Inc........................... 178,297 1,294,436 #*Overstock.com, Inc...................................... 32,181 485,289 Oxford Industries, Inc.................................. 145,087 8,049,427 *P & F Industries, Inc. Class A.......................... 6,745 39,796 *Pacific Sunwear of California, Inc...................... 306,922 521,767 *Papa John's International, Inc.......................... 214,930 11,460,068 Pep Boys - Manny, Moe & Jack (The)...................... 410,442 4,100,316 *Perfumania Holdings, Inc................................ 56,683 322,526 *Perry Ellis International, Inc.......................... 110,839 2,287,717 #PetMed Express, Inc..................................... 225,462 2,457,536 *Pinnacle Entertainment, Inc............................. 540,950 6,902,522 *Point.360............................................... 40,187 33,355 *Premier Exhibitions, Inc................................ 2,033 5,570 *Q.E.P. Co., Inc......................................... 33,487 594,394 *Quantum Fuel Systems Technologies Worldwide, Inc........ 22,625 12,220 *Quiksilver, Inc......................................... 912,922 2,921,350 R.G. Barry Corp......................................... 127,405 1,941,652 #*Radio One, Inc. Class D................................. 320,517 272,439 #RadioShack Corp......................................... 45,350 101,584 #*Reading International, Inc. Class A..................... 136,980 828,729 *Reading International, Inc. Class B..................... 11,620 85,988 *Red Lion Hotels Corp.................................... 168,908 1,113,104 *Red Robin Gourmet Burgers, Inc.......................... 133,763 4,467,684 #Regis Corp.............................................. 246,570 4,107,856 *Rentrak Corp............................................ 73,895 1,255,476 247 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Rick's Cabaret International, Inc....................... 46,928 $ 385,279 *Rocky Brands, Inc....................................... 50,860 610,829 *Ruby Tuesday, Inc....................................... 455,795 3,290,840 #*rue21, Inc.............................................. 157,869 4,753,436 *Ruth's Hospitality Group, Inc........................... 221,132 1,470,528 #Ryland Group, Inc. (The)................................ 306,580 10,383,865 *Saga Communications, Inc. Class A....................... 38,991 1,653,998 #Salem Communications Corp. Class A...................... 170,151 1,014,100 #Scholastic Corp......................................... 700 23,093 *School Specialty, Inc................................... 187,922 347,656 *Scientific Games Corp. Class A.......................... 499,448 4,110,457 #*Sealy Corp.............................................. 305,943 682,253 *SHFL Entertainment, Inc................................. 369,657 5,223,253 Shiloh Industries, Inc.................................. 145,006 1,650,168 Shoe Carnival, Inc...................................... 153,805 3,595,961 #*Shutterfly, Inc......................................... 74,267 2,247,319 #Sinclair Broadcast Group, Inc. Class A.................. 334,160 4,210,416 #*Skechers U.S.A., Inc. Class A........................... 242,388 4,023,641 #*Skullcandy, Inc......................................... 31,142 377,130 *Skyline Corp............................................ 74,294 341,752 *Smith & Wesson Holding Corp............................. 432,100 4,148,160 #Sonic Automotive, Inc. Class A.......................... 287,080 5,569,352 *Sonic Corp.............................................. 373,529 3,724,084 *Spanish Broadcasting System, Inc. Class A............... 36,748 128,618 Spartan Motors, Inc..................................... 157,691 741,148 #*Spectrum Group International, Inc....................... 278,633 543,334 Speedway Motorsports, Inc............................... 162,946 2,656,020 *Sport Chalet, Inc. Class A.............................. 108,430 158,308 *Sport Chalet, Inc. Class B.............................. 15,525 25,927 *Sports Club Co., Inc. (The)............................. 125,584 80,374 *Spy, Inc................................................ 13,301 16,626 #Stage Stores, Inc....................................... 305,185 7,477,032 Standard Motor Products, Inc............................ 244,862 4,598,508 #*Standard Pacific Corp................................... 4,757 32,823 *Stanley Furniture Co., Inc.............................. 43,669 203,061 *Stein Mart, Inc......................................... 262,718 2,064,963 *Steiner Leisure, Ltd.................................... 93,895 4,123,868 *Steinway Musical Instruments, Inc....................... 91,588 2,210,934 #Stewart Enterprises, Inc. Class A....................... 475,554 3,695,055 *Stoneridge, Inc......................................... 220,500 1,095,885 Strattec Security Corp.................................. 30,152 685,053 #Strayer Education, Inc.................................. 3,111 178,758 #Sturm Ruger & Co., Inc.................................. 181,201 8,558,123 Superior Industries International, Inc.................. 242,491 4,144,171 Superior Uniform Group, Inc............................. 55,873 655,390 *Systemax, Inc........................................... 342,269 3,744,423 *Tandy Brands Accessories, Inc........................... 60,077 90,716 Tandy Leather Factory, Inc.............................. 72,155 382,422 #*Teavana Holdings ,Inc................................... 1,416 14,939 *Tower International, Inc................................ 3,837 27,166 *Town Sports International Holdings, Inc................. 186,714 2,352,596 *Trans World Entertainment Corp.......................... 218,126 741,628 *Trinity Place Holdings, Inc............................. 143,600 574,400 True Religion Apparel, Inc.............................. 197,427 5,064,003 *Tuesday Morning Corp.................................... 369,896 2,208,279 *Unifi, Inc.............................................. 163,468 2,293,456 *Universal Electronics, Inc.............................. 138,450 2,375,802 Universal Technical Institute, Inc...................... 221,265 2,836,617 *UQM Technologies, Inc................................... 123,866 112,718 *US Auto Parts Network, Inc.............................. 62,898 188,065 #*Valassis Communications, Inc............................ 244,261 6,355,671 248 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) #Value Line, Inc........................................ 80,059 $ 797,388 *Valuevision Media, Inc. Class A........................ 364,810 820,822 #*Vera Bradley, Inc...................................... 43,097 1,284,722 #*Vitacost.com, Inc...................................... 33,337 213,357 *VOXX International Corp................................ 160,974 1,001,258 *Wells-Gardner Electronics Corp......................... 104,895 217,133 *West Marine, Inc....................................... 178,586 1,846,579 *Wet Seal, Inc. Class A (The)........................... 661,158 1,890,912 #Weyco Group, Inc....................................... 115,036 2,701,045 Williams Controls, Inc................................. 18,671 203,514 Winmark Corp........................................... 54,688 2,913,777 *Winnebago Industries, Inc.............................. 178,906 2,254,216 *WMS Industries, Inc.................................... 14,700 241,521 #World Wrestling Entertainment, Inc. Class A............ 68,361 553,040 #*Xanadoo Co. Class A.................................... 566 155,118 #*Zagg, Inc.............................................. 61,561 442,008 *Zale Corp.............................................. 234,756 1,685,548 #*Zumiez, Inc............................................ 209,996 5,314,999 ------------ Total Consumer Discretionary.............................. 612,133,706 ------------ Consumer Staples -- (4.1%) Alico, Inc............................................. 68,700 2,156,493 *Alliance One International, Inc........................ 868,655 2,640,711 Andersons, Inc. (The).................................. 156,350 6,141,428 Arden Group, Inc. Class A.............................. 15,783 1,553,836 #B&G Foods, Inc......................................... 208,002 6,296,221 *Bridgford Foods Corp................................... 72,953 504,835 #Calavo Growers, Inc.................................... 119,164 2,813,462 #Cal-Maine Foods, Inc................................... 202,886 8,750,473 CCA Industries, Inc.................................... 35,363 153,829 #*Central European Distribution Corp..................... 18,367 47,387 *Central Garden & Pet Co................................ 75,174 832,928 *Central Garden & Pet Co. Class A....................... 306,975 3,459,608 *Chefs' Warehouse, Inc. (The)........................... 2,091 32,285 *Chiquita Brands International, Inc..................... 322,872 2,327,907 Coca-Cola Bottling Co. Consolidated.................... 72,153 4,959,797 #Coffee Holding Co., Inc................................ 14,908 95,709 *Craft Brew Alliance, Inc............................... 80,382 609,296 *Crystal Rock Holdings, Inc............................. 167 174 #*Dole Food Co., Inc..................................... 67,641 851,600 #*Elizabeth Arden, Inc................................... 261,981 12,360,264 *Farmer Bros. Co........................................ 86,050 837,267 *Glacier Water Services, Inc............................ 24,500 551,250 Golden Enterprises, Inc................................ 99,219 341,313 Griffin Land & Nurseries, Inc.......................... 48,979 1,271,005 *Harbinger Group, Inc................................... 121,942 1,066,992 *IGI Labratories, Inc................................... 30,339 34,890 Ingles Markets, Inc. Class A........................... 102,154 1,654,895 Inter Parfums, Inc..................................... 249,962 4,564,306 *Inventure Foods, Inc................................... 18,811 112,114 J & J Snack Foods Corp................................. 179,640 10,287,983 *John B. Sanfilippo & Son, Inc.......................... 72,033 1,211,595 #Lifeway Foods, Inc..................................... 152,175 1,424,358 #Limoneira Co........................................... 413 9,280 *Mannatech, Inc......................................... 4,777 23,216 #*Medifast, Inc.......................................... 99,274 2,533,472 MGP Ingredients, Inc................................... 109,514 386,584 Nash Finch Co.......................................... 119,091 2,290,120 *National Beverage Corp................................. 399,613 5,942,245 *Natural Alternatives International, Inc................ 70,731 442,069 Nature's Sunshine Products, Inc........................ 153,100 2,631,789 249 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) *Nutraceutical International Corp....................... 60,166 $ 954,233 Oil-Dri Corp. of America............................... 58,075 1,300,880 *Omega Protein Corp..................................... 135,898 884,696 #Orchids Paper Products Co.............................. 52,280 1,003,253 *Overhill Farms, Inc.................................... 87,218 392,481 *Pantry, Inc. (The)..................................... 117,736 1,561,768 *Physicians Formula Holdings, Inc....................... 105,295 514,893 #*Pizza Inn Holdings, Inc................................ 39,700 105,205 *Post Holdings, Inc..................................... 22,795 719,182 *Prestige Brands Holdings, Inc.......................... 304,081 5,287,969 Reliv' International, Inc.............................. 102,054 131,650 *Revlon, Inc. Class A................................... 379,324 5,841,590 Rocky Mountain Chocolate Factory, Inc.................. 71,953 756,226 #Sanderson Farms, Inc................................... 54,416 2,464,501 *Scheid Vineyards, Inc.................................. 2,900 40,716 *Schiff Nutrition International, Inc.................... 126,257 4,272,537 Scope Industries....................................... 8,083 2,465,315 *Seneca Foods Corp. Class A............................. 32,248 921,809 *Seneca Foods Corp. Class B............................. 11,120 316,920 #*Smart Balance, Inc..................................... 384,890 4,580,191 Spartan Stores, Inc.................................... 210,856 3,027,892 Stephan Co. (The)...................................... 33,500 71,020 *Susser Holdings Corp................................... 147,902 5,315,598 *Tofutti Brands, Inc.................................... 53,404 80,640 #United-Guardian, Inc................................... 40,096 706,892 #Universal Corp......................................... 88,344 4,378,329 #*USANA Health Sciences, Inc............................. 146,315 6,312,029 Village Super Market, Inc. Class A..................... 69,464 2,547,245 WD-40 Co............................................... 162,424 7,773,613 ------------ Total Consumer Staples.................................... 158,934,259 ------------ Energy -- (3.9%) #*Abraxas Petroleum Corp................................. 486,100 1,006,227 Adams Resources & Energy, Inc.......................... 38,954 1,184,981 Alon USA Energy, Inc................................... 133,077 1,747,301 #*Amyris, Inc............................................ 5,732 14,731 #*Approach Resources, Inc................................ 187,206 4,610,884 *Barnwell Industries, Inc............................... 68,834 229,906 #*Basic Energy Services, Inc............................. 253,391 2,632,732 #*BioFuel Energy Corp.................................... 4,179 24,740 *Black Ridge Oil and Gas, Inc........................... 73,707 33,168 Bolt Technology Corp................................... 77,310 1,113,264 *BPZ Resources, Inc..................................... 675,570 1,945,642 #*C&J Energy Services, Inc............................... 66,551 1,289,758 *Cal Dive International, Inc............................ 198,003 249,484 *Callon Petroleum Co.................................... 254,713 1,456,958 #*Carrizo Oil & Gas, Inc................................. 153,122 4,106,732 #*Cheniere Energy, Inc................................... 39,020 627,832 *Clayton Williams Energy, Inc........................... 109,912 4,654,773 #*Clean Energy Fuels Corp................................ 322,774 3,695,762 *Cloud Peak Energy, Inc................................. 4,514 95,245 #*Comstock Resources, Inc................................ 273,286 4,678,656 #*Contango Oil & Gas Co.................................. 91,993 4,522,376 *Crimson Exploration, Inc............................... 148,719 538,363 Crosstex Energy, Inc................................... 456,962 6,251,240 *Dawson Geophysical Co.................................. 66,521 1,589,187 Delek US Holdings, Inc................................. 218,328 5,621,946 #DHT Holdings, Inc...................................... 27,936 117,890 #*Double Eagle Petroleum Co.............................. 58,194 291,552 *Emerald Oil, Inc....................................... 10,358 55,934 #*Endeavour International Corp........................... 207,912 1,509,441 250 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Energy -- (Continued) *ENGlobal Corp............................................ 238,421 $ 97,800 *EPL Oil & Gas, Inc....................................... 223,952 4,846,321 #*Evolution Petroleum Corp................................. 24,525 201,105 #*Exterran Holdings, Inc................................... 288,314 5,760,514 *FieldPoint Petroleum Corp................................ 49,014 206,839 *Forest Oil Corp.......................................... 88,251 668,943 *FX Energy, Inc........................................... 61,881 298,885 *Gasco Energy, Inc........................................ 3,713 520 *Geospace Technologies Corp............................... 69,312 4,486,566 *Gevo, Inc................................................ 24,840 50,177 *Global Geophysical Services, Inc......................... 383,587 1,772,172 #*GMX Resources, Inc....................................... 230,549 112,462 #*Green Plains Renewable Energy, Inc....................... 171,755 1,327,666 Gulf Island Fabrication, Inc............................. 111,497 2,645,824 *Gulfmark Offshore, Inc. Class A.......................... 45,625 1,474,600 #*Halcon Resources Corp.................................... 124,820 807,585 #*Harvest Natural Resources, Inc........................... 282,513 2,466,338 #*Heckmann Corp............................................ 882,610 3,089,135 *Hercules Offshore, Inc................................... 998,981 4,755,150 .*HKN, Inc................................................. 45,302 89,245 #*Houston American Energy Corp............................. 108,288 69,304 #*ION Geophysical Corp..................................... 834,333 5,389,791 #*James River Coal Co...................................... 148,528 744,125 #*Lucas Energy, Inc........................................ 87,333 148,466 #*Magnum Hunter Resources Corp............................. 774,811 2,959,778 *Matrix Service Co........................................ 204,544 2,145,667 *Mexco Energy Corp........................................ 7,388 43,589 #*Miller Energy Resources, Inc............................. 27,083 122,415 *Mitcham Industries, Inc.................................. 79,611 1,078,729 *Natural Gas Services Group, Inc.......................... 59,133 937,849 #*Newpark Resources, Inc................................... 770,039 5,228,565 #Nordic American Tankers, Ltd............................. 69,849 586,732 #Overseas Shipholding Group, Inc.......................... 18,861 21,124 #*Pacific Ethanol, Inc..................................... 457 160 Panhandle Oil & Gas, Inc. Class A........................ 55,720 1,508,898 *Parker Drilling Co....................................... 784,312 3,396,071 *PDC Energy, Inc.......................................... 157,876 4,778,907 Penn Virginia Corp....................................... 239,488 1,082,486 #*PetroQuest Energy, Inc................................... 406,583 2,480,156 *PHI, Inc. Non-Voting..................................... 113,759 3,559,519 *PHI, Inc. Voting......................................... 9,745 291,863 *Pioneer Energy Services Corp............................. 323,825 2,137,245 *PostRock Energy Corp..................................... 24,812 40,692 *Pyramid Oil Co........................................... 22,699 93,747 #*Quicksilver Resources, Inc............................... 68,485 265,037 *Rentech, Inc............................................. 211,613 545,962 *REX American Resources Corp.............................. 149,535 2,633,311 #*Rex Energy Corp.......................................... 298,219 3,948,420 *RigNet, Inc.............................................. 4,637 86,109 #*Royale Energy, Inc....................................... 45,629 128,674 *Saratoga Resources, Inc.................................. 2,046 10,148 *SemGroup Corp. Class A................................... 599 23,145 #Ship Finance International, Ltd.......................... 21,377 328,778 *Steel Excel, Inc......................................... 73,655 1,804,548 *Swift Energy Co.......................................... 17,910 299,276 *Synergy Resources Corp................................... 11,128 47,294 #*Syntroleum Corp.......................................... 445,746 280,820 *Tesco Corp............................................... 68,771 605,873 *TETRA Technologies, Inc.................................. 417,034 2,231,132 *TGC Industries, Inc...................................... 105,607 777,268 #*Triangle Petroleum Corp.................................. 196,823 1,257,699 251 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) *U.S. Energy Corp....................................... 71,870 $ 131,522 *Union Drilling, Inc.................................... 136,544 886,171 #*Uranium Energy Corp.................................... 68,931 162,677 #*USEC, Inc.............................................. 548,039 370,200 *VAALCO Energy, Inc..................................... 486,440 3,974,215 #*Verenium Corp.......................................... 2,570 6,322 *Warren Resources, Inc.................................. 366,943 1,045,788 *Westmoreland Coal Co................................... 22,096 227,147 *Willbros Group, Inc.................................... 258,454 1,320,700 #*ZaZa Energy Corp....................................... 2,660 3,857 #*Zion Oil & Gas, Inc.................................... 5,765 10,896 ------------ Total Energy.............................................. 153,313,419 ------------ Financials -- (15.6%) *1st Constitution Bancorp............................... 15,530 139,149 1st Source Corp........................................ 194,458 4,318,912 *1st United Bancorp, Inc................................ 31,347 188,395 Access National Corp................................... 59,660 786,915 Alliance Bancorp, Inc. of Pennsylvania................. 13,199 163,734 Alliance Financial Corp................................ 32,610 1,476,581 *Altisource Portfolio Solutions SA...................... 94,413 10,715,876 Ameriana Bancorp....................................... 20,650 136,497 #American Equity Investment Life Holding Co............. 461,097 5,307,226 *American Independence Corp............................. 18,018 89,730 American National Bankshares, Inc...................... 54,265 1,139,022 *American River Bankshares.............................. 17,421 128,567 *American Safety Insurance Holdings, Ltd................ 46,690 787,193 *American Spectrum Realty, Inc.......................... 12,442 46,782 *Ameris Bancorp......................................... 129,174 1,378,287 *AMERISAFE, Inc......................................... 129,877 3,409,271 *AmeriServ Financial, Inc............................... 189,054 553,928 *Anchor Bancorp Wisconsin, Inc.......................... 10,919 4,040 Argo Group International Holdings, Ltd................. 50,788 1,747,107 #Arrow Financial Corp................................... 118,468 2,890,619 Artio Global Investors, Inc............................ 27,581 65,643 ASB Financial Corp..................................... 4,400 57,200 #Astoria Financial Corp................................. 143,197 1,436,266 Atlantic American Corp................................. 7,131 20,823 *Atlantic Coast Financial Corp.......................... 738 1,480 Auburn National Bancorporation, Inc.................... 11,571 266,480 *AV Homes, Inc.......................................... 80,688 1,186,114 Baldwin & Lyons, Inc. Class A.......................... 3,548 84,088 Baldwin & Lyons, Inc. Class B.......................... 91,316 2,223,545 Bancfirst Corp......................................... 120,165 5,282,453 #Bancorp of New Jersey, Inc............................. 1,246 13,432 *Bancorp, Inc. (The).................................... 154,438 1,755,960 *BancTrust Financial Group, Inc......................... 32,799 93,149 Bank Mutual Corp....................................... 164,590 742,301 Bank of Commerce Holdings.............................. 19,404 88,870 #Bank of Kentucky Financial Corp........................ 25,942 652,182 #Bank of the Ozarks, Inc................................ 301,134 9,859,127 BankFinancial Corp..................................... 211,876 1,701,364 Banner Corp............................................ 74,274 2,153,203 Bar Harbor Bankshares.................................. 27,028 958,413 *BBCN Bancorp, Inc...................................... 492,316 5,873,330 #*BBX Capital Corp. Class A.............................. 43,192 282,476 #BCB Bancorp, Inc....................................... 54,608 549,903 *BCSB Bancorp, Inc...................................... 10,495 146,510 *Beneficial Mutual Bancorp, Inc......................... 91,755 869,837 *Berkshire Bancorp, Inc................................. 10,471 87,119 #Berkshire Hills Bancorp, Inc........................... 136,676 3,209,155 252 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *BFC Financial Corp. Class A.............................. 75,991 $ 60,033 *BNCCORP, Inc............................................. 12,585 92,185 *BofI Holding, Inc........................................ 54,707 1,538,361 Boston Private Financial Holdings, Inc................... 576,450 5,314,869 Bridge Bancorp, Inc...................................... 38,336 766,720 *Bridge Capital Holdings.................................. 36,456 545,017 Brookline Bancorp, Inc................................... 620,157 5,258,931 *Brunswick Bancorp........................................ 120 597 Bryn Mawr Bank Corp...................................... 100,636 2,278,399 #C&F Financial Corp....................................... 8,828 346,499 Calamos Asset Management, Inc. Class A................... 112,080 1,210,464 California First National Bancorp........................ 81,133 1,482,300 *Camco Financial Corp..................................... 26,162 48,400 Camden National Corp..................................... 77,363 2,699,969 *Cape Bancorp, Inc........................................ 4,774 42,298 *Capital Bank Financial Corp. Class A..................... 12,000 210,360 #*Capital City Bank Group, Inc............................. 150,073 1,523,241 Capital Properties, Inc. Class A......................... 5,522 51,079 .Capital Properties, Inc. Class B......................... 5,522 -- #Capital Southwest Corp................................... 12,644 1,362,391 Cardinal Financial Corp.................................. 237,461 3,792,252 #*Carolina Bank Holdings, Inc.............................. 4,335 33,553 *Carrollton Bancorp....................................... 1,890 10,584 *Carver Bancorp, Inc...................................... 300 1,020 Center Bancorp, Inc...................................... 143,604 1,635,650 Centerstate Banks, Inc................................... 43,915 380,743 Central Bancorp, Inc..................................... 10,265 320,576 *Central Pacific Financial Corp........................... 55,648 799,662 Century Bancorp, Inc. Class A............................ 18,900 618,219 CFS Bancorp, Inc......................................... 101,373 582,895 #Charter Financial Corp................................... 750 7,328 Chemical Financial Corp.................................. 234,726 5,520,756 *Chicopee Bancorp, Inc.................................... 26,112 391,419 *Citizens Community Bancorp, Inc.......................... 4,432 24,642 *Citizens First Corp...................................... 1,442 12,365 Citizens Holding Co...................................... 9,925 185,796 *Citizens Republic Bancorp, Inc........................... 98,966 1,795,243 #*Citizens, Inc............................................ 389,673 3,970,768 #City Holding Co.......................................... 161,264 5,663,592 #CKX Lands, Inc........................................... 14,943 202,328 #Clifton Savings Bancorp, Inc............................. 55,328 611,928 #CNB Financial Corp....................................... 52,883 908,530 CoBiz Financial, Inc..................................... 204,466 1,457,843 Codorus Valley Bancorp, Inc.............................. 10,382 158,851 *Colonial Financial Services, Inc......................... 7,831 104,152 #*Colony Bankcorp, Inc..................................... 37,943 138,492 Columbia Banking System, Inc............................. 247,140 4,376,849 Commercial National Financial Corp....................... 10,640 223,972 #Community Bank System, Inc............................... 231,923 6,398,756 *Community Bankers Trust Corp............................. 2,000 5,580 #Community Trust Bancorp, Inc............................. 137,659 4,669,393 *Community West Bancshares................................ 12,713 35,215 #*CompuCredit Holdings Corp................................ 140,864 539,509 #Consolidated-Tokoma Land Co.............................. 52,947 1,737,721 *Consumer Portfolio Services, Inc......................... 3,677 15,848 *Cowen Group, Inc. Class A................................ 209,386 531,840 Crawford & Co. Class A................................... 282,945 1,233,640 Crawford & Co. Class B................................... 145,019 799,055 #CVB Financial Corp....................................... 249,358 2,698,054 *DFC Global Corp.......................................... 291,218 4,907,023 Diamond Hill Investment Group, Inc....................... 710 54,656 253 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Dime Community Bancshares, Inc........................... 338,590 $4,909,555 Donegal Group, Inc. Class A.............................. 169,997 2,203,161 Donegal Group, Inc. Class B.............................. 34,951 629,992 *Doral Financial Corp..................................... 14,200 13,489 Duff & Phelps Corp....................................... 388,441 4,828,322 Eagle Bancorp Montana, Inc............................... 578 6,214 Eastern Insurance Holdings, Inc.......................... 26,082 438,699 *Eastern Virginia Bankshares, Inc......................... 6,845 35,046 ECB Bancorp, Inc......................................... 4,170 61,174 *eHealth, Inc............................................. 125,545 2,724,327 EMC Insurance Group, Inc................................. 116,209 2,600,757 Employers Holdings, Inc.................................. 220,477 4,023,705 #Enterprise Bancorp, Inc.................................. 35,924 613,223 Enterprise Financial Services Corp....................... 56,693 793,702 Epoch Holding Corp....................................... 117,530 2,576,258 ESB Financial Corp....................................... 134,362 1,812,543 ESSA Bancorp, Inc........................................ 63,434 639,415 Evans Bancorp, Inc....................................... 11,667 188,422 Evercore Partners, Inc. Class A.......................... 59,807 1,668,615 *Farmers Capital Bank Corp................................ 23,827 284,494 FBL Financial Group, Inc. Class A........................ 271,726 9,274,008 Federal Agricultural Mortgage Corp. Class A.............. 4,200 97,398 Federal Agricultural Mortgage Corp. Class C.............. 78,695 2,216,838 *Federated National Holding Co............................ 74,234 463,963 #Fidelity Bancorp, Inc.................................... 6,512 143,850 Fidelity Southern Corp................................... 87,951 861,038 Financial Institutions, Inc.............................. 70,841 1,348,813 *First Acceptance Corp.................................... 45,747 55,354 First Advantage Bancorp.................................. 9,868 128,580 #First Bancorp............................................ 142,584 1,490,003 *First BanCorp............................................ 87,469 370,869 First Bancorp of Indiana, Inc............................ 1,400 15,582 First Bancorp, Inc....................................... 74,352 1,225,321 *First Bancshares, Inc.................................... 5,228 29,408 #First Bancshares, Inc. (The)............................. 4,544 47,712 *First Bank of Delaware................................... 50,014 55,516 First Busey Corp......................................... 452,560 2,136,083 First Business Financial Services, Inc................... 6,208 152,965 *First California Financial Group, Inc.................... 16,786 113,306 #*First Cash Financial Services, Inc....................... 147,979 6,608,742 First Commonwealth Financial Corp........................ 608,756 3,987,352 First Community Bancshares, Inc.......................... 108,470 1,624,881 #First Connecticut Bancorp, Inc........................... 1,234 16,893 First Defiance Financial Corp............................ 69,440 1,229,088 #*First Federal Bancshares of Arkansas, Inc................ 45,474 457,014 *First Federal of Northern Michigan Bancorp, Inc.......... 13,700 64,664 #First Financial Bancorp.................................. 216,936 3,405,895 #First Financial Bankshares, Inc.......................... 36,476 1,321,525 First Financial Corp..................................... 122,228 3,738,955 First Financial Holdings, Inc............................ 107,221 1,511,816 *First Financial Northwest, Inc........................... 42,743 337,670 *First Financial Service Corp............................. 18,814 49,857 First Interstate BancSystem, Inc......................... 65,883 990,222 *First Investors Financial Services Group, Inc............ 43,200 596,160 First M&F Corp........................................... 21,987 185,790 *First Marblehead Corp. (The)............................. 49,478 46,509 First Merchants Corp..................................... 173,708 2,555,245 First Midwest Bancorp, Inc............................... 314,766 3,893,655 #First Pactrust Bancorp, Inc.............................. 23,937 281,499 *First Place Financial Corp............................... 153,683 10,604 *First South Bancorp, Inc................................. 59,381 320,657 254 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #*First United Corp........................................ 31,308 $ 216,025 First West Virginia Bancorp.............................. 1,142 19,020 Firstbank Corp........................................... 35,127 389,910 *FirstCity Financial Corp................................. 90,800 734,572 #*Flagstar Bancorp, Inc.................................... 2,988 41,234 Flagstone Reinsurance Holdings SA........................ 68,269 603,498 Flushing Financial Corp.................................. 215,089 3,344,634 #*FNB United Corp.......................................... 216 2,586 *Forestar Group, Inc...................................... 190,354 3,047,568 *Fortegra Financial Corp.................................. 570 5,062 Fox Chase Bancorp, Inc................................... 59,073 919,176 *Franklin Financial Corp.................................. 4,550 78,397 #FXCM, Inc................................................ 145,800 1,312,200 *Gain Capital Holdings, Inc............................... 2,832 13,027 German American Bancorp, Inc............................. 64,577 1,456,211 GFI Group, Inc........................................... 485,145 1,533,058 #Glacier Bancorp, Inc..................................... 263,232 3,816,864 *Gleacher & Co., Inc...................................... 182,088 127,462 *Global Indemnity P.L.C................................... 54,470 1,208,145 Gouverneur Bancorp, Inc.................................. 4,366 40,386 Great Southern Bancorp, Inc.............................. 82,733 2,347,135 #*Green Dot Corp. Class A.................................. 9,902 100,901 #Greenhill & Co., Inc..................................... 3,621 172,794 *Greenlight Capital Re, Ltd. Class A...................... 177,058 4,523,832 *Guaranty Bancorp......................................... 220,208 402,981 *Guaranty Federal Bancshares, Inc......................... 17,335 123,078 *Hallmark Financial Services, Inc......................... 104,959 800,837 Hampden Bancorp, Inc..................................... 3,433 44,457 #*Hampton Roads Bankshares, Inc............................ 8,405 10,170 *Hanmi Financial Corp..................................... 118,310 1,468,227 #Harleysville Savings Financial Corp...................... 12,400 210,676 *Harris & Harris Group, Inc............................... 153,619 526,913 Hawthorn Bancshares, Inc................................. 5,728 50,120 Heartland Financial USA, Inc............................. 133,135 3,820,974 *Heritage Commerce Corp................................... 94,023 619,612 Heritage Financial Corp.................................. 69,849 966,012 Heritage Financial Group, Inc............................ 15,412 206,213 HF Financial Corp........................................ 34,791 444,629 #*HFF, Inc. Class A........................................ 187,429 2,610,886 *Hilltop Holdings, Inc.................................... 317,943 4,320,845 Hingham Institution for Savings.......................... 14,511 986,022 #*HMN Financial, Inc....................................... 37,346 124,736 *Home Bancorp, Inc........................................ 2,082 39,371 Home BancShares, Inc..................................... 171,744 5,949,212 Home Federal Bancorp, Inc................................ 62,274 711,169 #Homeowners Choice, Inc................................... 63,641 1,412,830 HopFed Bancorp, Inc...................................... 18,198 142,854 Horace Mann Educators Corp............................... 423,287 8,131,343 Horizon Bancorp.......................................... 20,303 588,787 Hudson Valley Holding Corp............................... 19,309 311,068 *ICG Group, Inc........................................... 363,600 3,810,528 Independence Holding Co.................................. 69,208 604,878 #Independent Bank Corp. (453836108)....................... 152,988 4,514,676 #*Independent Bank Corp. (453838609)....................... 34,130 117,407 Infinity Property & Casualty Corp........................ 134,624 7,688,377 Interactive Brokers Group, Inc. Class A.................. 313,227 4,463,485 *InterGroup Corp. (The)................................... 6,500 144,235 *Intervest Bancshares Corp. Class A....................... 5,218 21,655 *INTL. FCStone, Inc....................................... 91,688 1,698,979 *Investment Technology Group, Inc......................... 179,808 1,517,580 *Investors Capital Holdings, Ltd.......................... 4,238 15,511 255 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Financials -- (Continued) Investors Title Co..................................... 21,301 $1,397,346 *Jacksonville Bancorp, Inc.............................. 5,187 4,409 *Jefferson Bancshares, Inc.............................. 6,356 18,814 JMP Group, Inc......................................... 80,765 447,438 Kaiser Federal Financial Group, Inc.................... 20,306 313,322 #KBW, Inc............................................... 171,335 2,784,194 #Kearny Financial Corp.................................. 29,901 282,564 Kennedy-Wilson Holdings, Inc........................... 319,220 4,532,924 #Kentucky First Federal Bancorp......................... 38,012 311,698 #Lake Shore Bancorp, Inc................................ 3,521 36,900 Lakeland Bancorp, Inc.................................. 209,823 2,083,542 Lakeland Financial Corp................................ 98,563 2,630,646 Landmark Bancorp, Inc.................................. 12,802 262,441 #Life Partners Holdings, Inc............................ 108,784 276,311 LNB Bancorp, Inc....................................... 58,795 351,006 *Louisiana Bancorp, Inc................................. 1,237 20,250 *LSB Financial Corp..................................... 2,914 57,552 #*Macatawa Bank Corp..................................... 202,023 624,251 *Magyar Bancorp, Inc.................................... 15,818 76,559 Maiden Holdings, Ltd................................... 195,821 1,654,687 MainSource Financial Group, Inc........................ 134,470 1,683,564 #*Malvern Bancorp, Inc................................... 6,502 69,896 #MarketAxess Holdings, Inc.............................. 56,765 1,773,339 Marlin Business Services Corp.......................... 64,187 1,449,984 *Maui Land & Pineapple Co., Inc......................... 49,270 108,394 #Mayflower Bancorp, Inc................................. 3,884 35,073 #*Mays (J.W.), Inc....................................... 2,700 67,230 MB Financial, Inc...................................... 66,438 1,346,034 #*MBT Financial Corp..................................... 1,763 5,077 MCG Capital Corp....................................... 583,022 2,716,883 Meadowbrook Insurance Group, Inc....................... 449,558 2,526,516 Medallion Financial Corp............................... 164,087 2,052,728 *Mercantile Bank Corp................................... 12,127 200,459 Merchants Bancshares, Inc.............................. 62,187 1,820,835 *Meridian Interstate Bancorp, Inc....................... 49,651 838,605 Meta Financial Group, Inc.............................. 25,650 609,444 *Metro Bancorp, Inc..................................... 126,758 1,645,319 *MetroCorp Bancshares, Inc.............................. 76,185 772,516 #*MGIC Investment Corp................................... 1,047,384 1,801,500 #MicroFinancial, Inc.................................... 81,726 644,001 Mid Penn Bancorp, Inc.................................. 7,759 79,142 #MidSouth Bancorp, Inc.................................. 53,485 829,018 MidWestOne Financial Group, Inc........................ 12,676 256,055 MSB Financial Corp..................................... 2,696 17,039 MutualFirst Financial, Inc............................. 39,230 477,037 *National Financial Partners Corp....................... 274,414 5,035,497 National Interstate Corp............................... 59,262 1,537,849 National Security Group, Inc........................... 12,602 105,479 National Western Life Insurance Co. Class A............ 11,094 1,557,265 Naugatuck Valley Financial Corp........................ 7,309 54,306 *Navigators Group, Inc. (The)........................... 77,930 4,136,524 NBT Bancorp, Inc....................................... 196,270 4,174,663 Nelnet, Inc. Class A................................... 18,233 445,068 #*Netspend Holdings, Inc................................. 192,096 2,057,348 *New Century Bancorp, Inc............................... 9,127 48,829 New England Bancshares, Inc............................ 5,185 74,820 New Hampshire Thrift Bancshares, Inc................... 21,740 286,533 *NewBridge Bancorp...................................... 37,843 163,103 *Newport Bancorp, Inc................................... 11,702 195,482 *NewStar Financial, Inc................................. 191,844 2,398,050 Nicholas Financial, Inc................................ 41,301 537,326 256 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *North Valley Bancorp..................................... 1,971 $ 27,436 Northeast Bancorp........................................ 3,920 37,358 Northeast Community Bancorp, Inc......................... 24,952 135,240 #Northfield Bancorp, Inc.................................. 135,943 2,207,714 Northrim Bancorp, Inc.................................... 44,423 1,000,850 Northway Financial, Inc.................................. 1,025 12,587 Norwood Financial Corp................................... 9,629 305,721 Ocean Shore Holding Co................................... 20,561 273,256 OceanFirst Financial Corp................................ 114,895 1,601,636 Ohio Valley Banc Corp.................................... 16,910 319,176 #Old National Bancorp..................................... 155,239 1,904,783 #*Old Second Bancorp, Inc.................................. 120,505 168,707 *OmniAmerican Bancorp, Inc................................ 88,259 2,020,249 Oppenheimer Holdings, Inc. Class A....................... 13,513 219,992 #Oriental Financial Group, Inc............................ 189,430 2,231,485 Oritani Financial Corp................................... 324,594 4,959,796 Osage Bancshares, Inc.................................... 9,097 99,612 *Pacific Capital Bancorp.................................. 21,677 995,191 Pacific Continental Corp................................. 88,666 823,707 *Pacific Mercantile Bancorp............................... 5,855 41,980 *Pacific Premier Bancorp, Inc............................. 35,864 402,394 PacWest Bancorp.......................................... 270,193 6,079,342 #Park National Corp....................................... 30,717 2,044,216 *Park Sterling Corp....................................... 177,547 887,735 *Patriot National Bancorp................................. 15,644 23,779 Peapack-Gladstone Financial Corp......................... 85,161 1,319,144 #Penns Woods Bancorp, Inc................................. 36,321 1,472,090 Peoples Bancorp.......................................... 3,331 64,621 Peoples Bancorp of North Carolina........................ 15,956 159,560 #Peoples Bancorp, Inc..................................... 94,701 2,017,131 #*PHH Corp................................................. 182,260 3,792,831 *Phoenix Cos, Inc. (The).................................. 48,205 1,452,899 *PICO Holdings, Inc....................................... 174,452 3,862,367 Pinnacle Bancshares, Inc................................. 2,000 22,750 *Pinnacle Financial Partners, Inc......................... 248,076 4,849,886 *Piper Jaffray Cos., Inc.................................. 4,037 108,393 *Porter Bancorp, Inc...................................... 27,503 40,154 #*Preferred Bank........................................... 7,628 108,394 Premier Financial Bancorp, Inc........................... 27,910 267,099 Presidential Life Corp................................... 239,371 3,346,407 *Primus Guaranty, Ltd..................................... 23,720 198,062 #*Princeton National Bancorp, Inc.......................... 17,628 2,468 PrivateBancorp, Inc...................................... 46,664 754,090 Provident Financial Holdings, Inc........................ 60,540 894,176 Provident Financial Services, Inc........................ 115,218 1,728,270 Provident New York Bancorp............................... 401,514 3,665,823 *Prudential Bancorp, Inc. of Pennsylvania................. 26,515 174,999 *PSB Holdings, Inc........................................ 1,113 5,170 #Pulaski Financial Corp................................... 85,066 728,165 Pzena Investment Management, Inc. Class A................ 19,143 107,967 QC Holdings, Inc......................................... 171,139 578,450 #QCR Holdings, Inc........................................ 100 1,445 #Radian Group, Inc........................................ 540,302 2,534,016 Renasant Corp............................................ 145,127 2,671,788 #Republic Bancorp, Inc. Class A........................... 199,097 4,304,477 *Republic First Bancorp, Inc.............................. 74,245 158,142 Resource America, Inc. Class A........................... 171,132 1,156,852 *Riverview Bancorp, Inc................................... 96,249 158,811 Rockville Financial, Inc................................. 137,932 1,833,116 Roma Financial Corp...................................... 84,865 747,661 *Royal Bancshares of Pennsylvania, Inc. Class A........... 26,270 52,540 257 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Rurban Financial Corp.................................... 2,810 $ 20,232 #S&T Bancorp, Inc......................................... 209,732 3,684,991 #S.Y. Bancorp, Inc........................................ 129,832 3,061,439 *Safeguard Scientifics, Inc............................... 196,766 3,118,741 Safety Insurance Group, Inc.............................. 79,707 3,694,419 Salisbury Bancorp, Inc................................... 7,752 198,219 Sandy Spring Bancorp, Inc................................ 113,448 2,169,126 *Savannah Bancorp, Inc. (The)............................. 13,286 128,874 SCBT Financial Corp...................................... 85,374 3,387,640 SeaBright Holdings, Inc.................................. 166,442 1,825,869 *Seacoast Banking Corp. of Florida........................ 114,349 182,958 *Security National Financial Corp. Class A................ 10,787 52,856 Selective Insurance Group, Inc........................... 125,560 2,321,604 Shore Bancshares, Inc.................................... 36,541 206,457 SI Financial Group, Inc.................................. 7,776 85,536 *Siebert Financial Corp................................... 13,141 20,763 Sierra Bancorp........................................... 88,637 997,166 #Simmons First National Corp. Class A..................... 138,527 3,447,937 Somerset Hills Bancorp................................... 2,336 19,786 South Street Financial Corp.............................. 2,945 14,725 *Southcoast Financial Corp................................ 3,225 15,093 *Southern Connecticut Bancorp, Inc........................ 13,701 14,934 *Southern First Bancshares, Inc........................... 27,396 271,220 Southern Missouri Bancorp, Inc........................... 7,832 189,926 Southern National Bancorp of Virginia, Inc............... 1,014 8,254 #Southside Bancshares, Inc................................ 108,927 2,223,200 *Southwest Bancorp, Inc................................... 130,906 1,412,476 Southwest Georgia Financial Corp......................... 12,047 108,182 #State Auto Financial Corp................................ 38,696 624,553 StellarOne Corp.......................................... 114,979 1,577,512 Sterling Bancorp......................................... 271,569 2,593,484 #Stewart Information Services Corp........................ 145,478 3,392,547 *Stratus Properties, Inc.................................. 70,975 652,970 #*Suffolk Bancorp.......................................... 97,492 1,464,330 Summit State Bank........................................ 1,118 7,915 *Sun Bancorp, Inc......................................... 237,652 734,345 *Sussex Bancorp........................................... 5,926 35,260 *SWS Group, Inc........................................... 265,182 1,508,886 #*Taylor Capital Group, Inc................................ 167,365 3,126,378 Teche Holding Co......................................... 16,949 679,316 *Tejon Ranch Co........................................... 215,548 6,453,507 Territorial Bancorp, Inc................................. 40,956 925,606 #*Texas Capital Bancshares, Inc............................ 164,032 7,786,599 TF Financial Corp........................................ 21,681 485,654 Thomas Properties Group, Inc............................. 398,077 2,125,731 *Timberland Bancorp, Inc.................................. 70,526 437,261 #Tompkins Financial Corp.................................. 92,104 3,728,370 Tower Financial Corp..................................... 8,021 95,049 Tower Group, Inc......................................... 52,097 938,788 #TowneBank................................................ 109,524 1,705,289 *Tree.com, Inc............................................ 25,361 366,466 TriCo Bancshares......................................... 146,645 2,463,636 TrustCo Bank Corp........................................ 587,536 3,278,451 #Unico American Corp...................................... 113,843 1,296,672 Union Bankshares, Inc.................................... 14,917 292,373 Union First Market Bankshares Corp....................... 125,625 1,972,312 *United Bancshares, Inc................................... 6,297 59,696 United Community Bancorp................................. 2,153 14,404 *United Community Banks, Inc.............................. 82,632 718,898 *United Community Financial Corp.......................... 271,344 1,033,821 United Financial Bancorp, Inc............................ 83,625 1,285,316 258 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) United Fire Group, Inc................................. 192,649 $ 4,579,267 #*United Security Bancshares............................. 104,917 314,752 *Unity Bancorp, Inc..................................... 32,785 199,988 Universal Insurance Holdings, Inc...................... 200,166 790,656 Univest Corp. of Pennsylvania.......................... 102,730 1,738,192 ViewPoint Financial Group, Inc......................... 229,854 4,780,963 *Virginia Commerce Bancorp, Inc......................... 123,567 1,131,874 *Virtus Investment Partners, Inc........................ 43,955 4,219,680 VSB Bancorp, Inc....................................... 2,848 30,288 *Walker & Dunlop, Inc................................... 15,395 255,711 Washington Banking Co.................................. 85,675 1,171,177 Washington Trust Bancorp, Inc.......................... 131,301 3,543,814 *Waterstone Financial, Inc.............................. 29,050 156,870 #Wayne Savings Bancshares, Inc.......................... 3,361 30,249 WesBanco, Inc.......................................... 243,144 5,349,168 #West Bancorporation, Inc............................... 89,184 972,997 *West Coast Bancorp..................................... 95,371 2,100,069 *Western Alliance Bancorp............................... 536,321 5,502,653 Westfield Financial, Inc............................... 145,909 1,063,677 Westwood Holdings Group, Inc........................... 68,070 2,642,477 White River Capital, Inc............................... 10,527 238,173 *Wilshire Bancorp, Inc.................................. 395,418 2,574,171 #*World Acceptance Corp.................................. 153,471 10,245,724 *WSB Holdings, Inc...................................... 45,558 259,681 WSFS Financial Corp.................................... 18,077 765,651 #WVS Financial Corp..................................... 12,479 109,191 *Yadkin Valley Financial Corp........................... 25,945 83,024 *ZipRealty, Inc......................................... 200,583 529,539 ------------ Total Financials.......................................... 608,732,642 ------------ Health Care -- (10.1%) *Abaxis, Inc............................................ 80,898 2,975,428 #*ABIOMED, Inc........................................... 3,026 59,975 *Acadia Healthcare Co., Inc............................. 8,009 164,745 #*Accelr8 Technology Corp................................ 35,412 132,795 *Access Pharmaceuticals, Inc............................ 15,200 5,320 #*Accuray, Inc........................................... 439,831 3,061,224 *Acorda Therapeutics, Inc............................... 172,971 4,142,655 *Adcare Health Systems, Inc............................. 10,441 49,491 *Addus HomeCare Corp.................................... 1,451 7,879 *ADVENTRX Pharmaceuticals, Inc.......................... 72,438 45,629 *Affymax, Inc........................................... 194,659 4,436,279 #*Affymetrix, Inc........................................ 461,292 1,462,296 #*Air Methods Corp....................................... 115,182 12,627,403 #*Akorn, Inc............................................. 247,947 2,977,843 *Albany Molecular Research, Inc......................... 318,199 1,126,424 *Alliance HealthCare Services, Inc...................... 452,488 624,433 *Allied Healthcare Products, Inc........................ 22,068 60,246 *Almost Family, Inc..................................... 46,027 954,140 #*Alnylam Pharmaceuticals, Inc........................... 61,942 1,001,602 *Alphatec Holdings, Inc................................. 248,211 426,923 *AMAG Pharmaceuticals, Inc.............................. 117,140 1,813,327 #*Amedisys, Inc.......................................... 139,223 1,537,022 *American Caresource Holdings, Inc...................... 2,018 3,249 *American Learning Corp................................. 717 430 *American Shared Hospital Services...................... 35,563 106,333 *AMN Healthcare Services, Inc........................... 261,969 2,598,732 *Amsurg Corp............................................ 286,077 8,158,916 Analogic Corp.......................................... 123,731 9,114,025 *AngioDynamics, Inc..................................... 174,523 1,872,632 *Anika Therapeutics, Inc................................ 113,051 1,267,302 259 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) #*Arena Pharmaceuticals, Inc.............................. 245,247 $ 1,939,904 *Ariad Pharmaceuticals, Inc.............................. 727,009 15,667,044 *Arqule, Inc............................................. 49,434 124,079 *Array BioPharma, Inc.................................... 340,124 1,408,113 Arrhythmia Research Technology, Inc..................... 26,575 65,640 *ArthroCare Corp......................................... 173,509 5,219,151 Assisted Living Concepts, Inc. Class A.................. 95,397 754,590 *Astex Pharmaceuticals, Inc.............................. 241,313 574,325 *AtriCure, Inc........................................... 19,773 126,943 Atrion Corp............................................. 19,961 4,056,874 #*Authentidate Holding Corp............................... 7,129 9,909 #*AVEO Pharmaceuticals, Inc............................... 75,858 578,797 *Bioanalytical Systems, Inc.............................. 30,808 35,737 *BioClinica, Inc......................................... 146,057 915,777 #*BioCryst Pharmaceuticals, Inc........................... 184,110 535,760 #*Biodel, Inc............................................. 39,257 109,920 #*Biolase, Inc............................................ 1,978 3,699 *BioMimetic Therapeutics, Inc............................ 26,685 99,001 #*Bio-Reference Labs, Inc................................. 185,596 5,152,145 #*Biosante Pharmaceuticals, Inc........................... 23,805 29,280 *BioScrip, Inc........................................... 354,399 3,264,015 #*BioSpecifics Technologies Corp.......................... 20,414 326,624 #*Bovie Medical Corp...................................... 158,699 595,121 #*BSD Medical Corp........................................ 200,117 374,219 *Cambrex Corp............................................ 266,908 3,224,249 Cantel Medical Corp..................................... 179,464 4,667,859 *Capital Senior Living Corp.............................. 227,001 3,650,176 *Capstone Therapeutics Corp.............................. 39,829 5,775 *Cardica, Inc............................................ 34,944 46,825 *CardioNet, Inc.......................................... 15,257 37,075 *CAS Medical Systems, Inc................................ 997 1,815 #*Catalyst Pharmaceutical Partners, Inc................... 25,086 38,382 #*Celldex Therapeutics, Inc............................... 276,190 1,521,807 #*Celsion Corp............................................ 82,414 355,204 *Chindex International, Inc.............................. 9,089 94,253 #*Cleveland Biolabs, Inc.................................. 2,513 4,021 #*Codexis, Inc............................................ 46,517 120,944 *Columbia Laboratories, Inc.............................. 27,734 18,859 *CombiMatrix Corp........................................ 19,610 8,530 *Complete Genomics, Inc.................................. 37,098 111,294 Computer Programs & Systems, Inc........................ 64,370 3,141,900 #*Conceptus, Inc.......................................... 273,444 5,151,685 CONMED Corp............................................. 262,279 7,254,637 *Corcept Therapeutics, Inc............................... 199,501 498,753 #*Cornerstone Therapeutics, Inc........................... 8,755 42,812 *Corvel Corp............................................. 135,138 5,747,419 *Cross Country Healthcare, Inc........................... 241,157 1,061,091 CryoLife, Inc........................................... 248,045 1,535,399 #*Cumberland Pharmaceuticals, Inc......................... 169,380 994,261 #*Curis, Inc.............................................. 54,193 206,475 *Cutera, Inc............................................. 112,038 830,202 *Cyberonics, Inc......................................... 211,757 9,793,761 #*Cyclacel Pharmaceuticals, Inc........................... 13,270 92,757 *Cynosure, Inc. Class A.................................. 58,916 1,551,847 *Cytokinetics, Inc....................................... 203,807 134,513 Daxor Corp.............................................. 43,502 351,931 *Depomed, Inc............................................ 160,374 906,113 *DGT Holdings Corp....................................... 12,563 162,063 *Digirad Corp............................................ 104,281 224,204 #*Discovery Laboratories, Inc............................. 16,454 39,654 *Durect Corp............................................. 583,846 799,869 260 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *DUSA Pharmaceuticals, Inc................................ 87,974 $ 603,502 *Dyax Corp................................................ 649,777 1,949,331 *Dynacq Healthcare, Inc................................... 64,639 646 #*Dynavax Technologies Corp................................ 2,993 12,391 *DynaVox, Inc. Class A.................................... 3,644 1,822 *Emergent Biosolutions, Inc............................... 219,423 2,916,132 *Emeritus Corp............................................ 217,775 4,889,049 *Encision, Inc............................................ 3,700 3,367 #*Endocyte, Inc............................................ 115,518 1,105,507 Ensign Group, Inc. (The)................................. 130,945 3,818,356 #*EnteroMedics, Inc........................................ 633 1,905 *Entremed, Inc............................................ 1,607 2,603 *Enzo Biochem, Inc........................................ 272,651 545,302 #*Enzon Pharmaceuticals, Inc............................... 301,457 1,980,572 *Epocrates, Inc........................................... 7,477 73,125 *ERBA Diagnostics, Inc.................................... 119 73 *Exact Sciences Corp...................................... 181,881 1,720,594 *Exactech, Inc............................................ 101,444 1,694,115 *ExamWorks Group, Inc..................................... 50,794 712,132 #*FAB Universal Corp....................................... 1,618 5,825 *Five Star Quality Care, Inc.............................. 191,872 1,009,247 *Furiex Pharmaceuticals, Inc.............................. 26,186 501,986 #*Galena Biopharma, Inc.................................... 319 670 #*Genomic Health, Inc...................................... 17,469 545,906 *Gentiva Health Services, Inc............................. 160,809 1,511,605 #*Geron Corp............................................... 316,814 421,363 *Greatbatch, Inc.......................................... 238,848 5,249,879 #*GTx, Inc................................................. 128,576 515,590 *Hanger, Inc.............................................. 292,678 7,419,387 *Harvard Bioscience, Inc.................................. 312,031 1,254,365 #*HealthStream, Inc........................................ 156,130 3,987,560 *Healthways, Inc.......................................... 142,271 1,384,297 *Hemispherx Biopharma, Inc................................ 93,100 78,670 *Hi-Tech Pharmacal Co., Inc............................... 106,712 3,345,421 *Hooper Holmes, Inc....................................... 672,769 403,661 #*Horizon Pharma, Inc...................................... 25,074 64,691 #*iBio, Inc................................................ 84,494 80,278 #*Icad, Inc................................................ 7,500 14,400 #*ICU Medical, Inc......................................... 132,784 7,878,075 *Idera Pharmaceuticals, Inc............................... 288,928 265,814 #*Immunomedics, Inc........................................ 179,208 593,178 #*Infinity Pharmaceuticals, Inc............................ 116,582 2,610,271 *Inovio Pharmaceuticals, Inc.............................. 10,400 7,488 *Integra LifeSciences Holdings Corp....................... 25,804 987,003 Invacare Corp............................................ 240,746 3,286,183 #*IPC The Hospitalist Co................................... 105,907 3,652,732 *Iridex Corp.............................................. 27,684 110,182 *IRIS International, Inc.................................. 172,928 3,370,367 *IsoRay, Inc.............................................. 20 12 #*Keryx Biopharmaceuticals, Inc............................ 45,500 113,295 Kewaunee Scientific Corp................................. 25,060 282,677 *Kindred Healthcare, Inc.................................. 249,167 2,441,837 *K-V Pharmaceutical Co. Class B........................... 168 8 Landauer, Inc............................................ 88,270 5,115,246 *Lannet Co., Inc.......................................... 78,389 345,695 *LCA-Vision, Inc.......................................... 171,633 655,638 LeMaitre Vascular, Inc................................... 170,177 1,021,062 *Lexicon Pharmaceuticals, Inc............................. 26,742 55,356 *LHC Group, Inc........................................... 120,412 2,109,618 *Luminex Corp............................................. 18,606 299,184 Maxygen, Inc............................................. 326,521 796,711 261 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *MedAssets, Inc........................................... 242,404 $4,297,823 .*MedCath Corp............................................. 92,602 126,865 *Medical Action Industries, Inc........................... 158,071 466,309 #*Medicines Co. (The)...................................... 249,864 5,477,019 #*MediciNova, Inc.......................................... 75,542 160,149 #*Medidata Solutions, Inc.................................. 120,773 5,074,881 #Meridian Bioscience, Inc................................. 18,311 361,642 *Merit Medical Systems, Inc............................... 434,473 6,273,790 *Metropolitan Health Networks, Inc........................ 402,989 4,404,670 *MGC Diagnostics Corp..................................... 1,294 8,734 *Misonix, Inc............................................. 62,750 277,355 *Molina Healthcare, Inc................................... 187,792 4,707,945 #*Momenta Pharmaceuticals, Inc............................. 242,301 3,072,377 #*MWI Veterinary Supply, Inc............................... 43,372 4,554,927 *Myrexis, Inc............................................. 21,492 51,581 *Nabi Biopharmaceuticals.................................. 457,969 801,446 #*Nanosphere, Inc.......................................... 121,135 379,153 National Healthcare Corp................................. 104,718 4,986,671 National Research Corp................................... 67,439 3,417,809 *Natus Medical, Inc....................................... 248,293 2,805,711 *Neogen Corp.............................................. 50,994 2,182,033 *Neurocrine Biosciences, Inc.............................. 38,031 278,767 #*Novavax, Inc............................................. 313,103 657,516 #*NuVasive, Inc............................................ 269,062 3,879,874 *Obagi Medical Products, Inc.............................. 108,493 1,337,719 *Oculus Innovative Sciences, Inc.......................... 219 182 *Omnicell, Inc............................................ 243,012 3,543,115 #*OncoGenex Pharmaceutical, Inc............................ 16,093 199,553 *OraSure Technologies, Inc................................ 50,109 453,988 #*Orexigen Therapeutics, Inc............................... 166,301 886,384 *Orthofix International NV................................ 97,863 3,881,247 #*Osiris Therapeutics, Inc................................. 20,386 214,053 #*Pacific Biosciences of California, Inc................... 8,471 11,012 *Pain Therapeutics, Inc................................... 330,150 1,541,800 *Palomar Medical Technologies, Inc........................ 86,575 747,142 *PDI, Inc................................................. 130,894 896,624 #PDL BioPharma, Inc....................................... 903,258 6,729,272 #*Pernix Therapeutics Holdings, Inc........................ 36,485 287,502 *PharMerica Corp.......................................... 273,237 3,338,956 #*PhotoMedex, Inc.......................................... 16,683 222,051 *Pozen, Inc............................................... 294,588 1,764,582 *Progenics Pharmaceuticals, Inc........................... 168,643 480,633 *ProPhase Labs, Inc....................................... 56,585 93,365 *Providence Service Corp. (The)........................... 114,730 1,170,246 *pSivida Corp............................................. 40,264 62,812 #*PSS World Medical, Inc................................... 6,995 200,197 Psychemedics Corp........................................ 1,558 17,824 #*Quidel Corp.............................................. 236,580 4,147,247 *RadNet, Inc.............................................. 102,903 267,548 *Repligen Corp............................................ 324,883 1,656,903 #*Repros Therapeutics, Inc................................. 10,473 151,021 *Retractable Technologies, Inc............................ 272 318 *Rigel Pharmaceuticals, Inc............................... 311,289 2,773,585 *Rochester Medical Corp................................... 101,868 1,068,595 #*Rockwell Medical, Inc.................................... 6,586 47,353 *RTI Biologics, Inc....................................... 357,898 1,453,066 *Rxi Pharmaceuticals Corp................................. 319 30 #*Sangamo Biosciences, Inc................................. 186,397 1,036,367 *Santarus, Inc............................................ 302,300 2,759,999 *Sarepta Therapeutics, Inc................................ 651 13,873 #*SciClone Pharmaceuticals, Inc............................ 445,056 2,452,259 262 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) #*SIGA Technologies, Inc................................. 57,762 $ 167,510 #Simulations Plus, Inc.................................. 123,672 568,891 *Skilled Healthcare Group, Inc. Class A................. 112,303 872,594 *Solta Medical, Inc..................................... 140,652 414,923 *Somaxon Pharmaceuticals, Inc........................... 99 154 Span-American Medical System, Inc...................... 32,884 573,661 *Spectranetics Corp..................................... 219,936 3,202,268 #*Spectrum Pharmaceuticals, Inc.......................... 484,889 5,411,361 *Staar Surgical Co...................................... 113,539 731,191 #*StemCells, Inc......................................... 11,628 23,721 #*Stereotaxis, Inc....................................... 11,764 20,705 *Strategic Diagnostics, Inc............................. 4,062 4,631 *Sucampo Pharmaceuticals, Inc. Class A.................. 99,642 497,214 *Sun Healthcare Group, Inc.............................. 139,719 1,182,023 *SunLink Health Systems, Inc............................ 34,329 36,045 #*Sunrise Senior Living, Inc............................. 185,945 2,675,749 *SurModics, Inc......................................... 173,655 3,122,317 *Symmetry Medical, Inc.................................. 270,623 2,478,907 #*Synageva BioPharma Corp................................ 5,436 229,834 #*Synta Pharmaceuticals Corp............................. 9,163 72,113 *Targacept, Inc......................................... 30,020 122,482 *Theragenics Corp....................................... 278,526 426,145 #*Threshold Pharmaceuticals, Inc......................... 17,876 73,470 *Tornier NV............................................. 18,850 322,335 *TranS1, Inc............................................ 76,154 209,424 #*Transcept Pharmaceuticals, Inc......................... 111,214 566,079 *Triple-S Management Corp. Class B...................... 106,007 1,912,366 #*Trius Therapeutics, Inc................................ 16,075 88,091 U.S. Physical Therapy, Inc............................. 116,572 3,112,472 *Universal American Corp................................ 149,614 1,352,511 *Urologix, Inc.......................................... 123,100 95,956 *Uroplasty, Inc......................................... 12,179 41,774 Utah Medical Products, Inc............................. 48,415 1,647,078 *Vanguard Health Systems, Inc........................... 24,011 232,426 *Vascular Solutions, Inc................................ 158,467 2,388,098 #*Vical, Inc............................................. 76,174 259,753 #*Vision-Sciences, Inc................................... 23,250 30,922 #*Wright Medical Group, Inc.............................. 256,382 5,209,682 *XenoPort, Inc.......................................... 54,961 452,329 *Xstelos Holdings, Inc.................................. 81,000 133,650 Young Innovations, Inc................................. 72,583 2,478,709 *Zalicus, Inc........................................... 41,209 23,077 ------------ Total Health Care......................................... 393,110,847 ------------ Industrials -- (14.9%) *A.T. Cross Co. Class A................................. 80,715 764,371 #AAON, Inc.............................................. 273,996 5,748,436 AAR Corp............................................... 198,323 2,992,694 #ABM Industries, Inc.................................... 32,490 617,310 #*ACCO Brands Corp....................................... 255,509 1,849,885 *Accuride Corp.......................................... 19,390 51,771 Aceto Corp............................................. 226,097 2,265,492 Acme United Corp....................................... 30,407 344,511 #Acorn Energy, Inc...................................... 80,179 682,323 *Active Power, Inc...................................... 326,882 235,355 #*Adept Technology, Inc.................................. 106,218 424,872 #*Aegion Corp............................................ 168,759 3,116,979 *AeroCentury Corp....................................... 9,017 113,524 *Aerosonic Corp......................................... 12,141 39,701 #*Aerovironment, Inc..................................... 133,651 2,938,986 *Air Transport Services Group, Inc...................... 324,059 1,247,627 263 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Aircastle, Ltd........................................... 224,541 $2,499,141 Alamo Group, Inc......................................... 90,698 3,038,383 #Albany International Corp. Class A....................... 168,264 3,696,760 #*Allegiant Travel Co...................................... 64,675 4,704,460 .*Allied Defense Group, Inc. (The)......................... 51,940 277,879 Allied Motion Technologies, Inc.......................... 35,896 231,529 Altra Holdings, Inc...................................... 171,047 3,082,267 *Ameresco, Inc. Class A................................... 97,937 1,083,183 *American Railcar Industries, Inc......................... 146,930 4,316,803 *American Reprographics Co................................ 213,451 817,517 American Science & Engineering, Inc...................... 84,690 5,384,590 #*American Superconductor Corp............................. 58,302 209,304 *American Woodmark Corp................................... 128,224 2,949,152 Ampco-Pittsburgh Corp.................................... 85,409 1,508,323 *AMREP Corp............................................... 55,375 359,938 Apogee Enterprises, Inc.................................. 252,933 5,152,245 Argan, Inc............................................... 35,313 628,218 #Arkansas Best Corp....................................... 148,811 1,197,929 *Arotech Corp............................................. 99,723 101,717 Art's-Way Manufacturing Co., Inc......................... 200 1,200 *Ascent Solar Technologies, Inc........................... 74,256 60,519 *Asset Acceptance Capital Corp............................ 287,837 1,836,400 Asta Funding, Inc........................................ 21,798 204,465 #*Astec Industries, Inc.................................... 179,578 5,171,846 *Astronics Corp........................................... 73,675 1,709,997 #*Astronics Corp. Class B.................................. 41,787 954,840 *Astrotech Corp........................................... 6,182 5,502 *Avalon Holding Corp. Class A............................. 20,575 82,300 AZZ, Inc................................................. 224,847 8,867,966 Barrett Business Services, Inc........................... 84,535 2,521,679 #*Beacon Roofing Supply, Inc............................... 146,672 4,743,372 *Blount International, Inc................................ 336,686 4,454,356 *BlueLinx Holdings, Inc................................... 135,808 286,555 *Breeze-Eastern Corp...................................... 98,241 785,928 #Briggs & Stratton Corp................................... 293,685 5,800,279 #Brink's Co. (The)........................................ 6,600 173,646 *Broadwind Energy, Inc.................................... 890 2,216 #*Builders FirstSource, Inc................................ 193,027 1,063,579 *CAI International, Inc................................... 108,500 2,404,360 Cascade Corp............................................. 102,354 6,651,986 *Casella Waste Systems, Inc. Class A...................... 123,551 565,864 #*CBIZ, Inc................................................ 617,182 3,406,845 CDI Corp................................................. 97,142 1,669,871 CECO Environmental Corp.................................. 110,237 975,597 Celadon Group, Inc....................................... 190,480 3,257,208 Ceradyne, Inc............................................ 129,852 4,539,626 *Champion Industries, Inc................................. 53,936 10,787 Chicago Rivet & Machine Co............................... 17,700 326,388 CIRCOR International, Inc................................ 114,489 3,948,726 Coleman Cable, Inc....................................... 45,894 435,534 *Columbus McKinnon Corp................................... 170,803 2,556,921 Comfort Systems USA, Inc................................. 329,710 3,593,839 *Command Security Corp.................................... 70,192 91,250 *Commercial Vehicle Group, Inc............................ 143,729 1,090,903 *Competitive Technologies, Inc............................ 99,675 61,808 CompX International, Inc................................. 18,270 256,328 *Conrad Industries, Inc................................... 18,700 326,315 *Consolidated Graphics, Inc............................... 80,348 2,371,069 Courier Corp............................................. 120,220 1,448,651 *Covenant Transportation Group, Inc. Class A.............. 91,000 422,240 *CPI Aerostructures, Inc.................................. 48,356 532,400 264 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *CRA International, Inc................................... 101,190 $1,693,921 *Digital Power Corp....................................... 3,700 4,514 #*Dolan Co. (The).......................................... 134,798 624,115 Douglas Dynamics, Inc.................................... 158,970 2,414,754 *Ducommun, Inc............................................ 96,265 1,313,055 *DXP Enterprises, Inc..................................... 88,242 4,344,154 *Dycom Industries, Inc.................................... 223,913 3,188,521 Dynamic Materials Corp................................... 75,806 1,017,317 #*Eagle Bulk Shipping, Inc................................. 75,276 222,817 Eastern Co. (The)........................................ 56,509 904,144 *Echo Global Logistics, Inc............................... 28,915 486,061 Ecology & Environment, Inc. Class A...................... 20,292 248,983 *Encore Capital Group, Inc................................ 204,231 5,922,699 Encore Wire Corp......................................... 212,520 6,558,367 *Energy Focus, Inc........................................ 838 168 #*Energy Recovery, Inc..................................... 101,206 300,582 *EnergySolutions, Inc..................................... 270,368 773,252 #*EnerNOC, Inc............................................. 36,329 447,573 #*Engility Holdings, Inc................................... 11,359 215,821 Ennis, Inc............................................... 225,577 3,451,328 #*EnPro Industries, Inc.................................... 169,922 6,212,348 *Environmental Tectonics Corp............................. 60,400 108,116 #ESCO Technologies, Inc................................... 137,497 5,147,888 Espey Manufacturing & Electronics Corp................... 35,587 977,219 #*Excel Maritime Carriers, Ltd............................. 299,086 125,018 *Exponent, Inc............................................ 135,915 7,472,607 *Federal Signal Corp...................................... 469,909 2,711,375 *Flow International Corp.................................. 306,050 1,016,086 Forward Air Corp......................................... 195,826 6,534,714 *Franklin Covey Co........................................ 169,691 2,039,686 #Franklin Electric Co., Inc............................... 82,068 4,755,020 #FreightCar America, Inc.................................. 66,658 1,283,167 *Frozen Food Express Industries........................... 156,525 275,484 *Fuel Tech, Inc........................................... 117,467 479,265 *Furmanite Corp........................................... 334,453 1,688,988 G & K Services, Inc. Class A............................. 146,954 4,739,267 #*Genco Shipping & Trading, Ltd............................ 195,022 592,867 *Gencor Industries, Inc................................... 6,536 46,994 #*GenCorp, Inc............................................. 246,115 2,170,734 *GeoEye, Inc.............................................. 145,938 4,578,075 *Gibraltar Industries, Inc................................ 275,585 3,433,789 Global Power Equipment Group, Inc........................ 38,305 647,355 #Gorman-Rupp Co. (The).................................... 197,355 5,328,585 *GP Strategies Corp....................................... 152,647 2,938,455 Graham Corp.............................................. 69,006 1,240,038 Granite Construction, Inc................................ 107,843 3,257,937 Great Lakes Dredge & Dock Corp........................... 333,268 2,649,481 *Greenbrier Cos., Inc..................................... 174,428 3,036,791 Griffon Corp............................................. 481,728 4,889,539 H&E Equipment Services, Inc.............................. 241,531 3,676,102 Hardinge, Inc............................................ 97,119 1,008,095 *Hawaiian Holdings, Inc................................... 478,445 2,837,179 Heidrick & Struggles International, Inc.................. 159,200 1,884,928 #*Heritage-Crystal Clean, Inc.............................. 7,001 123,918 *Hill International, Inc.................................. 317,051 1,074,803 #HNI Corp................................................. 6,554 180,366 *Horizon Lines, Inc. Class A.............................. 12,140 16,025 Houston Wire & Cable Co.................................. 144,691 1,601,729 *Hudson Global, Inc....................................... 131,868 532,747 *Hudson Technologies, Inc................................. 20,484 81,936 *Hurco Cos., Inc.......................................... 54,870 1,260,913 265 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Industrials -- (Continued) *Huron Consulting Group, Inc............................ 153,060 $4,415,781 *Huttig Building Products, Inc.......................... 161,870 210,431 *Hyster-Yale Materials Handling, Inc.................... 32,135 1,320,106 *Hyster-Yale Materials Handling, Inc. Class B........... 32,135 1,320,106 *ICF International, Inc................................. 107,164 1,966,459 #*InnerWorkings, Inc..................................... 152,243 2,195,344 *Innotrac Corp.......................................... 156,400 326,876 *Innovative Solutions & Support, Inc.................... 139,210 598,603 #Insperity, Inc......................................... 164,857 4,304,416 Insteel Industries, Inc................................ 95,577 1,108,693 *Integrated Electrical Services, Inc.................... 118,179 638,167 *Intelligent Systems Corp............................... 42,582 63,873 Interface, Inc......................................... 513,839 7,353,036 International Shipholding Corp......................... 58,108 971,566 #Intersections, Inc..................................... 156,439 1,453,318 John Bean Technologies Corp............................ 172,431 2,658,886 *JPS Industries, Inc.................................... 24,500 153,738 *Kadant, Inc............................................ 98,109 2,383,068 Kaman Corp............................................. 234,532 8,724,590 Kaydon Corp............................................ 199,589 4,462,810 #Kelly Services, Inc. Class A........................... 248,928 3,308,253 Kelly Services, Inc. Class B........................... 635 8,680 *Key Technology, Inc.................................... 49,705 433,428 #*Kforce, Inc............................................ 392,289 4,374,022 Kimball International, Inc. Class B.................... 227,614 2,717,711 Knoll, Inc............................................. 312,935 4,503,135 *Korn/Ferry International............................... 271,594 3,636,644 *Kratos Defense & Security Solutions, Inc............... 185,850 1,024,034 L.B. Foster Co. Class A................................ 102,703 3,390,226 L.S. Starrett Co. Class A (The)........................ 51,344 588,916 #Lawson Products, Inc................................... 82,104 583,759 *Layne Christensen Co................................... 135,438 3,018,913 #Lindsay Corp........................................... 86,551 6,609,900 *LMI Aerospace, Inc..................................... 94,970 1,906,998 LSI Industries, Inc.................................... 202,268 1,371,377 *Luna Innovations, Inc.................................. 17,526 29,794 *Lydall, Inc............................................ 140,104 1,808,743 *Magnetek, Inc.......................................... 30,711 352,562 *Manitex International, Inc............................. 6,450 45,666 Marten Transport, Ltd.................................. 203,423 3,763,326 *Mastech Holdings, Inc.................................. 7,962 39,412 Matson, Inc............................................ 49,098 1,043,332 McGrath RentCorp....................................... 236,077 6,199,382 *Meritor, Inc........................................... 50,188 221,831 *Metalico, Inc.......................................... 356,973 760,352 Met-Pro Corp........................................... 188,147 1,708,375 *MFRI, Inc.............................................. 57,134 314,237 *Michael Baker Corp..................................... 84,494 1,910,409 Miller Industries, Inc................................. 70,625 1,084,094 *Mistras Group, Inc..................................... 90,348 1,995,787 #*Mobile Mini, Inc....................................... 231,531 4,033,270 *Mueller (Paul) Co...................................... 10,813 264,918 Mueller Water Products, Inc. Class A................... 1,012,139 5,273,244 Multi-Color Corp....................................... 104,725 2,379,352 #*MYR Group, Inc......................................... 168,251 3,563,556 *National Patent Development Corp....................... 109,400 295,380 #National Presto Industries, Inc........................ 39,582 2,942,922 *National Technical Systems, Inc........................ 86,036 690,869 *Navigant Consulting, Inc............................... 232,003 2,410,511 *NCI Building Systems, Inc.............................. 44,603 500,000 NL Industries, Inc..................................... 236,934 2,409,619 266 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *NN, Inc.................................................. 160,207 $1,326,514 #*Nortek, Inc.............................................. 2,300 136,873 *Northwest Pipe Co........................................ 88,313 2,029,433 *Ocean Power Technologies, Inc............................ 35,797 88,777 #*Odyssey Marine Exploration, Inc.......................... 448,045 1,294,850 #*Omega Flex, Inc.......................................... 100,238 1,252,975 #*On Assignment, Inc....................................... 238,959 4,559,338 *Orbit International Corp................................. 14,582 44,621 *Orbital Sciences Corp.................................... 267,851 3,589,203 *Orion Energy Systems, Inc................................ 26,146 42,879 *Orion Marine Group, Inc.................................. 80,307 537,254 #P.A.M. Transportation Services, Inc...................... 86,903 864,685 *Pacer International, Inc................................. 219,996 787,586 *Park-Ohio Holdings Corp.................................. 99,207 2,194,459 *Patrick Industries, Inc.................................. 65,143 1,151,077 *Patriot Transportation Holding, Inc...................... 92,577 2,592,156 *Pendrell Corp............................................ 114,487 136,240 #*PGT, Inc................................................. 39,246 169,543 *Pike Electric Corp....................................... 155,818 1,419,502 #*Plug Power, Inc.......................................... 65,190 48,241 #*PMFG, Inc................................................ 94,438 613,847 *Powell Industries, Inc................................... 109,528 4,357,024 *PowerSecure International, Inc........................... 169,330 1,093,872 Preformed Line Products Co............................... 51,643 2,782,008 Primoris Services Corp................................... 194,298 2,714,343 Providence & Worcester Railroad Co....................... 18,747 271,832 #*Quad/Graphics, Inc....................................... 18,182 333,276 *Quality Distribution, Inc................................ 188,692 1,622,751 Quanex Building Products Corp............................ 244,814 4,839,973 #Raven Industries, Inc.................................... 257,810 7,035,635 #*RBC Bearings, Inc........................................ 141,240 7,013,978 *RCM Technologies, Inc.................................... 114,406 638,385 *Real Goods Solar, Inc. Class A........................... 1,796 907 #*Republic Airways Holdings, Inc........................... 309,025 1,443,147 Resources Connection, Inc................................ 217,906 2,688,960 *Roadrunner Transportation Systems, Inc................... 100,136 1,745,370 *RPX Corp................................................. 13,857 145,914 #*Rush Enterprises, Inc. Class A........................... 238,532 4,532,108 *Rush Enterprises, Inc. Class B........................... 115,888 2,012,975 *Saia, Inc................................................ 108,823 2,459,400 *Satcon Technology Corp................................... 39,455 8,207 Schawk, Inc.............................................. 243,811 3,008,628 *Schuff International, Inc................................ 53,200 602,490 SeaCube Container Leasing, Ltd........................... 45,919 850,420 Servotronics, Inc........................................ 24,804 195,207 SIFCO Industries, Inc.................................... 45,830 767,652 SkyWest, Inc............................................. 296,661 3,248,438 *SL Industries, Inc....................................... 54,267 759,738 SmartPros, Ltd........................................... 38,973 66,254 *Sparton Corp............................................. 47,251 637,888 #*Standard Parking Corp.................................... 169,280 3,868,048 Standard Register Co. (The).............................. 234,875 150,320 Standex International Corp............................... 110,239 5,097,451 *Sterling Construction Co., Inc........................... 91,184 811,538 Sun Hydraulics Corp...................................... 227,149 6,051,249 *Supreme Industries, Inc. Class A......................... 101,505 359,328 *SYKES Enterprises, Inc................................... 271,349 3,695,773 Sypris Solutions, Inc.................................... 166,119 1,046,550 #TAL International Group, Inc............................. 197,941 6,757,706 *Taser International, Inc................................. 168,356 1,314,860 *Team, Inc................................................ 153,253 5,023,633 267 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) *Tecumseh Products Co. Class A.......................... 121,247 $ 609,872 *Tecumseh Products Co. Class B.......................... 10,870 56,524 *Tel-Instrument Electronics Corp........................ 19,940 75,573 Tennant Co............................................. 159,106 5,953,747 #*Thermon Group Holdings, Inc............................ 11,043 274,308 #Titan International, Inc............................... 322,253 6,760,868 #*Titan Machinery, Inc................................... 145,058 3,430,622 *TMS International Corp. Class A........................ 10,161 106,487 *Transcat, Inc.......................................... 42,500 220,575 *TRC Cos., Inc.......................................... 200,030 1,442,216 *Trex Co., Inc.......................................... 11,745 410,370 *Trimas Corp............................................ 281,658 7,063,983 *TrueBlue, Inc.......................................... 277,109 3,616,272 *Tufco Technologies, Inc................................ 6,498 29,956 *Tutor Perini Corp...................................... 101,201 1,026,178 #Twin Disc, Inc......................................... 90,134 1,366,431 *Ultralife Corp......................................... 84,195 258,479 UniFirst Corp.......................................... 103,401 7,193,608 #United Stationers, Inc................................. 6,617 192,025 #Universal Forest Products, Inc......................... 156,121 6,010,658 *Universal Power Group, Inc............................. 29,335 63,364 *Universal Security Instruments, Inc.................... 2,177 9,579 Universal Truckload Services, Inc...................... 75,631 1,197,995 #*US Airways Group, Inc.................................. 54,548 664,395 US Ecology, Inc........................................ 172,893 4,102,751 *USA Truck, Inc......................................... 66,021 188,160 *Versar, Inc............................................ 37,056 139,331 Viad Corp.............................................. 192,462 4,082,119 *Vicor Corp............................................. 259,789 1,657,454 *Virco Manufacturing Corp............................... 133,476 321,677 *Volt Information Sciences, Inc......................... 192,487 1,347,409 VSE Corp............................................... 33,676 796,437 *Wabash National Corp................................... 100 631 *Willdan Group, Inc..................................... 6,636 10,153 *Willis Lease Finance Corp.............................. 76,817 1,092,338 #*XPO Logistics, Inc..................................... 48,805 670,093 #*Zipcar, Inc............................................ 23,681 148,480 ------------ Total Industrials......................................... 582,803,324 ------------ Information Technology -- (15.3%) #*3D Systems Corp........................................ 227,661 9,903,254 *Accelrys, Inc.......................................... 520,807 4,661,223 #*ACI Worldwide, Inc..................................... 113,712 4,446,139 #*Active Network, Inc. (The)............................. 13,997 124,013 *Actuate Corp........................................... 540,500 2,880,865 *Acxiom Corp............................................ 21,312 388,944 *ADDvantage Technologies Group, Inc..................... 84,703 174,488 *Advanced Energy Industries, Inc........................ 365,926 4,321,586 *Advanced Photonix, Inc. Class A........................ 65,272 41,121 *Aehr Test Systems...................................... 42,505 38,044 #*Aeroflex Holding Corp.................................. 25,640 163,070 *Aetrium, Inc........................................... 2,617 1,675 *Agilysys, Inc.......................................... 176,406 1,441,237 *Alpha & Omega Semiconductor, Ltd....................... 77,620 661,322 American Software, Inc. Class A........................ 222,349 1,821,038 #*Amkor Technology, Inc.................................. 385,318 1,664,574 *Amtech Systems, Inc.................................... 72,428 233,218 *ANADIGICS, Inc......................................... 362,849 529,760 *Analysts International Corp............................ 38,018 138,766 *Anaren, Inc............................................ 133,778 2,412,017 *Applied Micro Circuits Corp............................ 616,460 3,575,468 268 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*Astea International, Inc................................. 21,160 $ 87,602 Astro-Med, Inc........................................... 58,216 479,118 *ATMI, Inc................................................ 208,893 4,125,637 *Autobytel, Inc........................................... 78,058 311,451 *Aviat Networks, Inc...................................... 285,548 651,049 *Avid Technology, Inc..................................... 191,513 1,124,181 Aware, Inc............................................... 131,474 800,677 *Axcelis Technologies, Inc................................ 914,667 838,292 *AXT, Inc................................................. 285,411 916,169 Badger Meter, Inc........................................ 152,301 6,524,575 Bel Fuse, Inc. Class A................................... 33,988 520,016 Bel Fuse, Inc. Class B................................... 92,406 1,530,243 *Benchmark Electronics, Inc............................... 15,515 229,932 Black Box Corp........................................... 143,976 3,155,954 *Blonder Tongue Laboratories, Inc......................... 76,200 83,820 *Blucora, Inc............................................. 309,695 5,435,147 *Bogen Communications International, Inc.................. 33,103 139,033 *Bottomline Technologies, Inc............................. 186,053 4,353,640 #*BroadVision, Inc......................................... 16,737 132,892 Brooks Automation, Inc................................... 448,765 3,240,083 *Bsquare Corp............................................. 89,864 265,099 *BTU International, Inc................................... 74,894 146,043 #Cabot Microelectronics Corp.............................. 216,245 6,444,101 *CalAmp Corp.............................................. 212,133 1,883,741 #*Calix, Inc............................................... 173,207 1,151,827 #*Callidus Software, Inc................................... 29,985 139,130 *Cardtronics, Inc......................................... 69,538 1,975,575 *Cascade Microtech, Inc................................... 88,052 462,273 #Cass Information Systems, Inc............................ 50,747 2,129,852 #*CEVA, Inc................................................ 109,234 1,654,895 *Checkpoint Systems, Inc.................................. 180,997 1,469,696 *China Information Technology, Inc........................ 25,916 23,584 *Chyron International Corp................................ 315 236 *CIBER, Inc............................................... 389,378 1,214,859 *Cinedigm Digital Cinema Corp. Class A.................... 1,512 2,253 *Clearfield, Inc.......................................... 88,276 441,380 *Cogo Group, Inc.......................................... 17,312 44,492 #*Coherent, Inc............................................ 17,782 811,748 Cohu, Inc................................................ 157,767 1,388,350 ..#*Commerce One LLC......................................... 4,800 -- Communications Systems, Inc.............................. 79,847 827,215 *Computer Task Group, Inc................................. 178,101 3,321,584 *comScore, Inc............................................ 18,245 258,532 Comtech Telecommunications Corp.......................... 138,344 3,482,118 Concurrent Computer Corp................................. 18,724 97,927 #*Constant Contact, Inc.................................... 96,305 1,188,404 #*Cray, Inc................................................ 240,684 2,929,124 #Crexendo, Inc............................................ 104,126 239,490 *CSG Systems International, Inc........................... 207,697 4,280,635 CSP, Inc................................................. 49,891 250,952 CTS Corp................................................. 184,539 1,527,983 #*CVD Equipment Corp....................................... 31,867 324,725 *CyberOptics Corp......................................... 56,931 426,983 Daktronics, Inc.......................................... 226,873 1,989,676 *Data I/O Corp............................................ 77,000 146,300 *Datalink Corp............................................ 111,459 907,276 *Dataram Corp............................................. 82,189 47,670 *Datawatch Corp........................................... 18,488 322,985 #*DealerTrack Holdings, Inc................................ 200,873 5,489,859 #*Demand Media, Inc........................................ 173,745 1,482,045 *Dice Holdings, Inc....................................... 395,255 3,490,102 269 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Digi International, Inc.................................. 236,189 $2,224,900 Digimarc Corp............................................ 59,341 1,165,457 *Digital River, Inc....................................... 19,788 283,760 #*Diodes, Inc.............................................. 112,245 1,701,634 *Ditech Networks, Inc..................................... 308,189 440,710 #*Document Security Systems, Inc........................... 11,161 31,028 *Dot Hill Systems Corp.................................... 550,651 534,131 *DSP Group, Inc........................................... 234,564 1,290,102 *DTS, Inc................................................. 174,891 3,669,213 *Dynamics Research Corp................................... 82,749 533,731 EarthLink, Inc........................................... 643,964 4,082,732 #Ebix, Inc................................................ 258,294 5,628,226 *Echelon Corp............................................. 172,946 572,451 *Edgewater Technology, Inc................................ 87,868 305,781 *Elecsys Corp............................................. 31,697 101,113 Electro Rent Corp........................................ 237,405 3,732,007 Electro Scientific Industries, Inc....................... 114,505 1,222,913 *Electronics for Imaging, Inc............................. 298,879 5,188,539 Electro-Sensors, Inc..................................... 3,450 13,421 *Ellie Mae, Inc........................................... 3,866 96,650 #*eMagin Corp.............................................. 51,818 226,445 #*EMCORE Corp.............................................. 132,911 618,036 *Emulex Corp.............................................. 384,517 2,676,238 *Entegris, Inc............................................ 776,103 6,371,806 *Entorian Technologies, Inc............................... 37,101 103,883 #*Entropic Communications, Inc............................. 381,725 1,836,097 *Envestnet, Inc........................................... 127,955 1,788,811 EPIQ Systems, Inc........................................ 280,862 3,429,325 *ePlus, Inc............................................... 55,622 1,989,599 *Euronet Worldwide, Inc................................... 216,115 4,384,973 Evolving Systems, Inc.................................... 35,800 246,304 *Exar Corp................................................ 401,024 3,428,755 *ExlService Holdings, Inc................................. 200,305 5,937,040 *Extreme Networks......................................... 562,608 1,834,102 *Fabrinet................................................. 48,558 467,614 *FalconStor Software, Inc................................. 437,035 970,218 #*FARO Technologies, Inc................................... 111,821 4,495,204 *FormFactor, Inc.......................................... 134,932 615,290 Forrester Research, Inc.................................. 256,189 7,414,110 *Frequency Electronics, Inc............................... 74,860 628,075 *Giga-tronics, Inc........................................ 33,725 56,658 *GigOptix, Inc............................................ 17,808 30,630 *Global Cash Access Holdings, Inc......................... 452,324 3,188,884 *Globalscape, Inc......................................... 5,930 12,216 #*Globecomm Systems, Inc................................... 204,197 2,215,537 *GSE Systems, Inc......................................... 127,249 227,776 *GSI Group, Inc........................................... 81,019 629,518 #*GSI Technology, Inc...................................... 125,619 702,210 #*GT Advanced Technologies, Inc............................ 337,635 1,465,336 #*Guidance Software, Inc................................... 39,875 485,678 *Hackett Group, Inc. (The)................................ 397,920 1,547,909 *Harmonic, Inc............................................ 804,475 3,491,422 *Hauppauge Digital, Inc................................... 42,278 38,896 #Heartland Payment Systems, Inc........................... 242,293 6,319,001 #*Higher One Holdings, Inc................................. 11,675 147,455 *Hutchinson Technology, Inc............................... 231,183 323,656 *I.D. Systems, Inc........................................ 55,135 289,459 *Identive Group, Inc...................................... 195,156 234,187 *IEC Electronics Corp..................................... 37,859 273,342 *iGATE Corp............................................... 518,273 8,318,282 #*iGo, Inc................................................. 105,754 27,496 270 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *Ikanos Communications, Inc.............................. 64,641 $ 89,851 *Imation Corp............................................ 188,057 859,420 *Immersion Corp.......................................... 123,762 534,652 #*Infinera Corp........................................... 628,545 3,092,441 *Infosonics Corp......................................... 69,762 65,576 *Innodata, Inc........................................... 217,125 779,479 *Inphi Corp.............................................. 51,058 427,355 *Insight Enterprises, Inc................................ 388,100 6,275,577 *Integrated Device Technology, Inc....................... 843,473 4,588,493 *Integrated Silicon Solution, Inc........................ 224,713 1,921,296 *Intellicheck Mobilisa, Inc.............................. 25,737 37,833 *Interactive Intelligence Group, Inc..................... 95,714 3,035,091 *Intermec, Inc........................................... 152,918 1,036,784 *Internap Network Services Corp.......................... 552,985 3,787,947 Internet Patents Corp................................... 12,966 44,344 *Interphase Corp......................................... 29,534 63,203 *inTEST Corp............................................. 84,141 203,621 *Intevac, Inc............................................ 169,582 847,910 *IntraLinks Holdings, Inc................................ 24,221 135,395 *IntriCon Corp........................................... 53,872 265,589 *Inuvo, Inc.............................................. 1,309 1,532 *iPass, Inc.............................................. 366,725 711,446 *Iteris, Inc............................................. 52,380 82,760 #*Ixia.................................................... 421,281 5,902,147 *IXYS Corp............................................... 310,390 2,954,913 *Kemet Corp.............................................. 222,690 1,011,013 *Kenexa Corp............................................. 76,600 3,520,536 *Key Tronic Corp......................................... 17,072 193,767 Keynote Systems, Inc.................................... 120,647 1,724,046 #*KIT Digital, Inc........................................ 294,247 818,007 *Kopin Corp.............................................. 668,444 2,513,349 *Kulicke & Soffa Industries, Inc......................... 468,144 4,803,157 *KVH Industries, Inc..................................... 98,964 1,367,682 *Lantronix, Inc.......................................... 45 71 *Lattice Semiconductor Corp.............................. 983,223 3,814,905 *LGL Group, Inc. (The)................................... 29,250 179,010 *LightPath Technologies, Inc. Class A.................... 8,650 8,131 #*Limelight Networks, Inc................................. 667,209 1,407,811 *Lionbridge Technologies, Inc............................ 180,326 571,633 #Littlefuse, Inc......................................... 114,294 6,126,158 *LogMeIn, Inc............................................ 8,542 210,817 *LoJack Corp............................................. 182,226 415,475 *LookSmart, Ltd.......................................... 2,693 2,208 Loral Space & Communications, Inc....................... 103,555 8,145,636 *LTX-Credence Corp....................................... 387,455 2,158,124 *Magnachip Semiconductor Corp............................ 80,369 904,151 *Management Network Group, Inc........................... 22,112 51,521 #*Manhattan Associates, Inc............................... 216,969 13,018,140 #Marchex, Inc. Class B................................... 148,124 605,827 *Market Leader, Inc...................................... 169,878 1,155,170 #*Mattersight Corp........................................ 103,208 570,740 *Mattson Technology, Inc................................. 193,251 173,443 *MaxLinear, Inc. Class A................................. 12,764 72,500 #*Maxwell Technologies, Inc............................... 7,168 46,664 *Measurement Specialties, Inc............................ 109,173 3,560,132 *MEMC Electronic Materials, Inc.......................... 131,521 331,433 *MEMSIC, Inc............................................. 17,281 30,242 *Mercury Computer Systems, Inc........................... 204,339 1,674,558 Mesa Laboratories, Inc.................................. 31,800 1,550,886 Methode Electronics, Inc................................ 231,287 2,340,624 #Micrel, Inc............................................. 504,639 4,889,952 271 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ --------- ----------- Information Technology -- (Continued) #*Mindspeed Technologies, Inc........................... 132,335 $ 451,262 *MIPS Technologies, Inc................................ 300,607 2,101,243 MOCON, Inc............................................ 63,175 955,838 *ModusLink Global Solutions, Inc....................... 200,546 587,600 *MoneyGram International, Inc.......................... 40,526 629,774 #*Monolithic Power Systems, Inc......................... 281,617 5,471,818 Monotype Imaging Holdings, Inc........................ 231,003 3,536,656 #*Monster Worldwide, Inc................................ 118,549 737,375 *MoSys, Inc............................................ 158,327 639,641 *Move, Inc............................................. 341,734 2,832,975 MRV Communications, Inc............................... 1,232,392 725,879 MTS Systems Corp...................................... 165,039 8,319,616 *Multi-Fineline Electronix, Inc........................ 172,743 3,651,787 *Nanometrics, Inc...................................... 171,339 2,357,625 *NAPCO Security Technologies, Inc...................... 307,597 1,036,602 #*NCI, Inc. Class A..................................... 49,172 276,347 #*NetList, Inc.......................................... 75,583 83,141 #*NetScout Systems, Inc................................. 312,994 7,740,342 *Newport Corp.......................................... 322,325 3,487,556 *Newtek Business Services, Inc......................... 243,027 478,763 NIC, Inc.............................................. 457,702 6,545,139 *Novatel Wireless, Inc................................. 173,769 286,719 #*NumereX Corp. Class A................................. 73,646 845,456 #*Oclaro, Inc........................................... 345,826 681,277 *Official Payments Holdings, Inc....................... 169,800 867,678 #*OmniVision Technologies, Inc.......................... 259,330 3,708,419 #*Omtool, Ltd........................................... 30,770 130,772 *Online Resources Corp................................. 247,388 712,477 #*Onvia, Inc............................................ 6,308 24,475 #*OpenTable, Inc........................................ 10,117 475,195 *Oplink Communications, Inc............................ 112,016 1,664,558 #OPNET Technologies, Inc............................... 86,467 3,668,795 Optical Cable Corp.................................... 55,836 235,628 *OSI Systems, Inc...................................... 150,502 11,927,284 *Overland Storage, Inc................................. 40,733 67,617 *PAR Technology Corp................................... 131,950 705,932 Park Electrochemical Corp............................. 187,161 4,645,336 #*ParkerVision, Inc..................................... 171,061 266,855 PC Connection, Inc.................................... 108,093 1,112,277 *PC Mall, Inc.......................................... 117,011 744,190 PC-Tel, Inc........................................... 183,140 1,194,073 *PDF Solutions, Inc.................................... 139,737 1,850,118 *Perceptron, Inc....................................... 49,974 263,863 *Perficient, Inc....................................... 195,178 2,219,174 *Performance Technologies, Inc......................... 102,658 122,163 *Pericom Semiconductor Corp............................ 223,214 1,725,444 *Pervasive Software, Inc............................... 187,100 1,605,318 *PFSweb, Inc........................................... 24,219 73,626 *Photronics, Inc....................................... 423,811 2,072,436 *Pixelworks, Inc....................................... 58,234 135,685 *Planar Systems, Inc................................... 162,065 213,926 *Plexus Corp........................................... 69,917 1,881,466 *PLX Technology, Inc................................... 247,793 1,072,944 Power Integrations, Inc............................... 91,436 2,704,677 #*Power-One, Inc........................................ 538,421 2,169,837 #*Powerwave Technologies, Inc........................... 25,899 12,691 *Presstek, Inc......................................... 128,117 63,418 *PRGX Global, Inc...................................... 124,218 971,385 *PROS Holdings, Inc.................................... 21,981 424,893 Pulse Electronics Corp................................ 19,702 10,836 #QAD, Inc. Class A..................................... 126,080 1,541,958 272 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ --------- ---------- Information Technology -- (Continued) QAD, Inc. Class B...................................... 31,205 $ 374,460 *Qualstar Corp.......................................... 90,434 125,703 *Quantum Corp........................................... 946,052 993,355 #*QuickLogic Corp........................................ 68,835 180,348 #*QuinStreet, Inc........................................ 46,715 285,896 *Radisys Corp........................................... 206,728 587,108 *Rainmaker Systems, Inc................................. 1,126 1,103 *Rambus, Inc............................................ 4,500 21,780 #*RealD, Inc............................................. 155,110 1,450,278 *RealNetworks, Inc...................................... 303,361 2,296,443 *Reis, Inc.............................................. 85,111 995,373 *Relm Wireless Corp..................................... 37,546 63,077 #*Remark Media, Inc...................................... 1,102 1,234 #*Research Frontiers, Inc................................ 6,000 24,960 *Responsys, Inc......................................... 18,977 169,654 RF Industries, Ltd..................................... 54,002 238,149 Richardson Electronics, Ltd............................ 130,504 1,520,372 Rimage Corp............................................ 85,784 512,988 #*Rofin-Sinar Technologies, Inc.......................... 141,330 2,573,619 *Rogers Corp............................................ 106,986 4,216,318 #*Rosetta Stone, Inc..................................... 91,849 1,075,552 #*Rubicon Technology, Inc................................ 111,373 967,831 #*Rudolph Technologies, Inc.............................. 262,062 2,492,210 *Saba Software, Inc..................................... 48,229 486,148 #*Sanmina-SCI Corp....................................... 239,015 2,124,843 *ScanSource, Inc........................................ 231,988 6,785,649 *Schmitt Industries, Inc................................ 17,800 54,290 *Scientific Learning Corp............................... 103,488 90,035 *SciQuest, Inc.......................................... 4,708 71,467 *SeaChange International, Inc........................... 253,259 2,291,994 *Selectica, Inc......................................... 26,569 144,270 *Sevcon, Inc............................................ 56,400 235,188 *ShoreTel, Inc.......................................... 223,705 991,013 *Sigma Designs, Inc..................................... 197,008 1,170,228 *Sigmatron International, Inc........................... 18,200 80,080 #*Silicon Graphics International Corp.................... 109,401 844,576 *Silicon Image, Inc..................................... 372,765 1,640,166 *Smith Micro Software, Inc.............................. 156,813 196,016 *SMTC Corp.............................................. 16,231 45,447 #*Sonic Foundry, Inc..................................... 24,133 190,168 *Sonus Networks, Inc.................................... 1,666,127 3,098,996 *Soundbite Communications, Inc.......................... 3,882 9,123 #*Sourcefire, Inc........................................ 23,545 1,007,491 *Spansion, Inc. Class A................................. 132,826 1,473,040 #*Spark Networks, Inc.................................... 37,263 244,445 *Spire Corp............................................. 82,607 45,434 *Stamps.com, Inc........................................ 57,199 1,574,116 *StarTek, Inc........................................... 131,000 379,900 #*STEC, Inc.............................................. 419,625 2,463,199 #*STR Holdings, Inc...................................... 65,287 140,367 #*Stratasys, Inc......................................... 138,151 9,210,527 #*SunPower Corp.......................................... 2,090 9,008 #*Super Micro Computer, Inc.............................. 223,786 1,770,147 *Supertex, Inc.......................................... 126,805 2,423,244 *Support.com, Inc....................................... 244,772 1,135,742 #*Sycamore Networks, Inc................................. 146,172 844,874 *Symmetricom, Inc....................................... 448,192 2,756,381 #*Synaptics, Inc......................................... 141,247 3,271,281 *Synchronoss Technologies, Inc.......................... 14,089 288,684 #*Take-Two Interactive Software, Inc..................... 31,794 354,503 Technical Communications Corp.......................... 7,300 39,931 273 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) *TechTarget, Inc........................................ 237,040 $ 1,133,051 *TeleCommunication Systems, Inc. Class A................ 339,748 720,266 #*TeleNav, Inc........................................... 55,837 393,092 *TeleTech Holdings, Inc................................. 64,008 1,077,895 Telular Corp........................................... 152,579 1,524,264 Tessco Technologies, Inc............................... 64,382 1,339,146 Tessera Technologies, Inc.............................. 247,604 3,508,549 TheStreet, Inc......................................... 233,363 378,048 #*THQ, Inc............................................... 26,285 74,387 *TNS, Inc............................................... 186,423 2,669,577 *Transact Technologies, Inc............................. 90,009 696,670 *TranSwitch Corp........................................ 39,152 38,760 #*Travelzoo, Inc......................................... 32,556 581,125 *Trio-Tech International................................ 3,392 6,004 #*TriQuint Semiconductor, Inc............................ 265,574 1,248,198 *TSR, Inc............................................... 60,552 257,346 *TTM Technologies, Inc.................................. 221,268 1,991,412 #*Tyler Technologies, Inc................................ 251,629 12,030,382 *Ultra Clean Holdings................................... 117,034 541,867 *Ultratech, Inc......................................... 189,396 5,854,230 #*Unisys Corp............................................ 216,849 3,697,275 United Online, Inc..................................... 678,527 3,636,905 *Unwired Planet, Inc.................................... 304,477 429,313 #*USA Technologies, Inc.................................. 7,207 10,810 *UTStarcom Holdings Corp................................ 323,180 319,948 #*Veeco Instruments, Inc................................. 25,600 785,920 #*Verint Systems, Inc.................................... 5,686 155,057 *Viasystems Group, Inc.................................. 34,737 531,823 *Vicon Industries, Inc.................................. 45,650 134,668 *Video Display Corp..................................... 85,637 304,868 *Virtusa Corp........................................... 201,767 3,462,322 *Vishay Precision Group, Inc............................ 9,750 127,238 *Volterra Semiconductor Corp............................ 153,648 2,791,784 Wayside Technology Group, Inc.......................... 30,941 383,050 #*Web.com Group, Inc..................................... 324,351 5,118,259 #*WebMD Health Corp...................................... 9,686 144,418 *WebMediaBrands, Inc.................................... 38,263 89,918 *Websense, Inc.......................................... 239,470 3,165,793 *Westell Technologies, Inc. Class A..................... 434,491 886,362 *Winland Electronics, Inc............................... 1,605 1,075 *Wireless Ronin Technologies, Inc....................... 25,855 19,908 *Wireless Telecom Group, Inc............................ 225,386 272,717 *WPCS International, Inc................................ 14,426 7,357 *XO Group, Inc.......................................... 197,837 1,592,588 Xyratex, Ltd........................................... 104,037 860,386 *Zhone Technologies, Inc................................ 74,478 32,778 *Zix Corp............................................... 335,558 973,118 *Zygo Corp.............................................. 129,438 2,410,136 ------------ Total Information Technology.............................. 596,307,933 ------------ Materials -- (5.5%) A. Schulman, Inc....................................... 266,300 6,833,258 #*A.M. Castle & Co....................................... 117,839 1,431,744 *AEP Industries, Inc.................................... 64,544 4,126,298 #AMCOL International Corp............................... 265,253 8,376,690 *American Biltrite, Inc................................. 868 434,000 *American Pacific Corp.................................. 69,310 916,278 American Vanguard Corp................................. 178,120 6,364,228 #*Arabian American Development Co........................ 108,773 928,921 Balchem Corp........................................... 220,033 7,663,749 Boise, Inc............................................. 634,284 5,321,643 274 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) Buckeye Technologies, Inc................................ 257,175 $6,737,985 *Calgon Carbon Corp....................................... 361,121 4,474,289 *Century Aluminum Co...................................... 63,155 451,558 #Chase Corp............................................... 76,372 1,407,536 *Clearwater Paper Corp.................................... 149,961 5,929,458 #*Contango ORE, Inc........................................ 1,592 10,746 *Continental Materials Corp............................... 14,518 177,337 *Core Molding Technologies, Inc........................... 52,504 368,578 Deltic Timber Corp....................................... 78,093 5,299,391 Detrex Corp.............................................. 10,200 244,800 *Ferro Corp............................................... 130,018 341,947 Flamemaster Corp......................................... 189 1,885 #*Flotek Industries, Inc................................... 267,208 2,968,681 Friedman Industries, Inc................................. 61,530 660,217 FutureFuel Corp.......................................... 11,563 136,328 #*General Moly, Inc........................................ 343,776 1,271,971 Georgia Gulf Corp........................................ 194,083 6,868,597 #Globe Specialty Metals, Inc.............................. 54,001 811,635 #*Golden Minerals Co....................................... 61,071 266,880 Hawkins, Inc............................................. 101,706 3,976,705 Haynes International, Inc................................ 78,094 3,957,804 *Headwaters, Inc.......................................... 270,940 1,948,059 *Horsehead Holding Corp................................... 202,922 1,836,444 #Innophos Holdings, Inc................................... 139,164 6,631,165 *Innospec, Inc............................................ 154,176 4,992,219 Kaiser Aluminum Corp..................................... 119,079 7,213,806 *KapStone Paper & Packaging Corp.......................... 293,854 6,455,972 KMG Chemicals, Inc....................................... 59,174 1,010,692 Koppers Holdings, Inc.................................... 134,364 4,796,795 *Kraton Performance Polymers, Inc......................... 114,432 2,496,906 *Landec Corp.............................................. 250,897 2,714,706 *LSB Industries, Inc...................................... 143,801 5,790,866 *Material Sciences Corp................................... 138,299 1,211,499 Materion Corp............................................ 112,246 2,351,554 #*McEwen Mining, Inc....................................... 165,565 804,646 *Mercer International, Inc................................ 216,424 1,512,804 *Metals USA Holdings Corp................................. 148,578 2,166,267 Minerals Technologies, Inc............................... 1,000 71,660 #*Mines Management, Inc.................................... 33,421 40,105 *Mod-Pac Corp............................................. 26,617 178,600 Myers Industries, Inc.................................... 287,886 4,269,349 Neenah Paper, Inc........................................ 104,778 2,713,750 Noranda Aluminum Holding Corp............................ 131,666 807,113 *Northern Technologies International Corp................. 38,414 426,780 #Olympic Steel, Inc....................................... 78,258 1,408,644 *OM Group, Inc............................................ 60,725 1,228,467 *Omnova Solutions, Inc.................................... 248,458 1,947,911 P.H. Glatfelter Co....................................... 389,968 6,945,330 *Penford Corp............................................. 111,720 860,244 #PolyOne Corp............................................. 145,670 2,757,533 Quaker Chemical Corp..................................... 92,690 4,911,643 *Revett Minerals, Inc..................................... 1,210 4,332 *RTI International Metals, Inc............................ 193,555 4,411,118 Schnitzer Steel Industries, Inc. Class A................. 13,248 377,700 Schweitzer-Mauduit International, Inc.................... 26,714 935,791 *Senomyx, Inc............................................. 250,578 436,006 #*Solitario Exploration & Royalty Corp..................... 2,939 4,702 *Spartech Corp............................................ 277,943 2,379,192 Stepan Co................................................ 82,995 7,950,921 Synalloy Corp............................................ 57,753 795,259 #*Texas Industries, Inc.................................... 132,723 5,724,343 275 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ --------- ------------ Materials -- (Continued) #Tredegar Corp........................................ 328,579 $ 5,575,986 *UFP Technologies, Inc................................ 11,800 195,880 *United States Lime & Minerals, Inc................... 61,645 2,700,667 *Universal Stainless & Alloy Products, Inc............ 54,274 1,867,026 *Verso Paper Corp..................................... 6,475 8,158 Vulcan International Corp............................ 8,251 294,148 Wausau Paper Corp.................................... 492,621 4,073,976 *Webco Industries, Inc................................ 3,750 468,750 Zep, Inc............................................. 126,925 1,818,835 #*Zoltek Cos., Inc..................................... 261,796 1,793,303 ------------ Total Materials......................................... 213,078,759 ------------ Other -- (0.0%) .*Allen Organ Co. Escrow Shares........................ 4,700 -- .*Big 4 Ranch, Inc..................................... 35,000 -- .*Brooklyn Federal Bancorp, Inc. Escrow Shares......... 37,150 -- .*Concord Camera Corp. Escrow Shares................... 49,560 -- .*Cubist Pharmaceuticals, Inc. Escrow Shares........... 294,513 -- .*DLB Oil & Gas, Inc. Escrow Shares.................... 7,600 -- .*EquiMed, Inc......................................... 132 -- .*Gerber Scientific, Inc. Escrow Shares................ 214,642 -- .*iGo, Inc. Escrow Shares.............................. 11,200 -- .*Petrocorp, Inc. Escrow Shares........................ 37,100 2,226 .*Voyager Learning Co. Escrow Shares................... 27,100 -- ------------ Total Other............................................. 2,226 ------------ Telecommunication Services -- (1.0%) Atlantic Tele-Network, Inc........................... 85,747 3,553,356 #*Boingo Wireless, Inc................................. 23,503 172,042 *Cbeyond, Inc......................................... 148,643 1,138,605 #*Cincinnati Bell, Inc................................. 1,275,877 6,647,319 #Consolidated Communications Holdings, Inc............ 260,325 4,019,418 *General Communications, Inc. Class A................. 457,477 3,998,349 #*Hawaiian Telcom Holdco, Inc.......................... 5,204 88,832 HickoryTech Corp..................................... 135,774 1,445,993 *ICTC Group, Inc...................................... 8 532 IDT Corp. Class B.................................... 185,558 1,877,847 #*Iridium Communications, Inc.......................... 284,786 2,104,569 #*Leap Wireless International, Inc..................... 104,000 555,360 *LICT Corp............................................ 1 1,430 Lumos Networks Corp.................................. 110,480 869,478 *Neutral Tandem, Inc.................................. 177,219 818,752 NTELOS Holdings Corp................................. 30,879 470,905 *ORBCOMM, Inc......................................... 220,992 773,472 *Premiere Global Services, Inc........................ 619,614 5,266,719 Primus Telecommunications Group, Inc................. 92,381 1,351,534 Shenandoah Telecommunications Co..................... 86,257 1,355,960 USA Mobility, Inc.................................... 125,346 1,385,073 *Vonage Holdings Corp................................. 558,088 1,266,860 Warwick Valley Telephone Co.......................... 53,810 707,063 ------------ Total Telecommunication Services........................ 39,869,468 ------------ Utilities -- (1.8%) AMEN Properties, Inc................................. 123 66,728 American States Water Co............................. 154,411 6,797,172 #Artesian Resources Corp. Class A..................... 21,229 488,479 #*Cadiz, Inc........................................... 10,788 92,777 California Water Service Group....................... 270,376 4,980,326 CH Energy Group, Inc................................. 129,612 8,428,668 Chesapeake Utilities Corp............................ 81,052 3,807,012 276 U.S. MICRO CAP PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Utilities -- (Continued) Connecticut Water Services, Inc.................. 84,934 $ 2,601,528 Consolidated Water Co., Ltd...................... 14,864 116,682 #Delta Natural Gas Co., Inc....................... 40,000 786,400 #*Dynegy, Inc...................................... 2,805 52,454 #Empire District Electric Co. (The)............... 289,600 6,287,216 Gas Natural, Inc................................. 20,893 208,512 Genie Energy, Ltd. Class B....................... 200,893 1,408,260 #Laclede Group, Inc. (The)........................ 150,552 6,268,985 #MGE Energy, Inc.................................. 194,367 10,231,479 Middlesex Water Co............................... 114,113 2,206,945 #Ormat Technologies, Inc.......................... 45,134 858,900 Otter Tail Corp.................................. 243,799 5,882,870 RGC Resources, Inc............................... 9,396 168,188 SJW Corp......................................... 176,460 4,277,390 #*Synthesis Energy Systems, Inc.................... 17,851 23,028 Unitil Corp...................................... 89,491 2,379,566 York Water Co.................................... 65,873 1,144,214 -------------- Total Utilities..................................... 69,563,779 -------------- TOTAL COMMON STOCKS................................. 3,427,850,362 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc................................ 790 55,563 -------------- RIGHTS/WARRANTS -- (0.0%)........................... .*Camco Financial Corp. Rights 11/01/12............ 26,162 2,616 .*Capital Bank Corp. Contingent Value Rights....... 12,543 -- *Capital Bank Financial Corp. Contingent Value Rights........................................... 45,616 10,036 *Dynegy, Inc...................................... 43,730 70,842 .*Emergent Biosolutions, Inc. Contingent Value Rights........................................... 10,785 -- *FieldPoint Petroleum Corp. Warrants 03/23/17..... 48,814 50,767 ..#*PhotoMedex, Inc. Contingent Value Warrants....... 957 -- .*U.S. Concrete, Inc. Warrants Class A 08/31/17.... 15,030 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17.... 15,030 -- -------------- TOTAL RIGHTS/WARRANTS............................... 134,261 -------------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 9,728,759 9,728,759 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (11.8%) (S)@DFA Short Term Investment Fund................. 39,804,452 460,537,511 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,251,975 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,255,743) to be repurchased at $1,215,489...................................... $ 1,215 1,215,479 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 461,752,990 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $3,396,339,836) $3,899,521,935 ============== 277 DFA REAL ESTATE SECURITIES PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ --------- ------------ COMMON STOCKS -- (86.8%) Real Estate Investment Trusts -- (86.8%) #Acadia Realty Trust.................................. 384,033 $ 9,861,967 Agree Realty Corp.................................... 92,596 2,337,123 Alexander's, Inc..................................... 48,481 21,523,625 #Alexandria Real Estate Equities, Inc................. 539,876 38,023,467 #American Campus Communities, Inc..................... 673,380 30,510,848 American Tower Corp.................................. 520,737 39,206,289 #Apartment Investment & Management Co. Class A........ 1,273,483 33,989,261 #Ashford Hospitality Trust............................ 549,970 4,724,242 Associated Estates Realty Corp....................... 414,847 6,218,557 #AvalonBay Communities, Inc........................... 849,330 115,135,175 #BioMed Realty Trust, Inc............................. 1,336,668 25,557,092 Boston Properties, Inc............................... 1,340,610 142,506,843 #Brandywine Realty Trust.............................. 1,284,707 14,902,601 #BRE Properties, Inc.................................. 679,953 32,875,728 #Camden Property Trust................................ 719,928 47,248,875 Campus Crest Communities, Inc........................ 97,858 1,085,245 CapLease, Inc........................................ 272,110 1,395,924 #CBL & Associates Properties, Inc..................... 1,239,184 27,720,546 #Cedar Realty Trust, Inc.............................. 519,560 2,748,472 #Colonial Properties Trust............................ 731,692 15,826,498 #CommonWealth REIT.................................... 732,531 10,043,000 #Corporate Office Properties Trust.................... 618,036 15,419,998 Cousins Properties, Inc.............................. 816,038 6,862,880 #CubeSmart............................................ 1,024,353 13,439,511 #DCT Industrial Trust, Inc............................ 2,174,937 14,028,344 #DDR Corp............................................. 2,189,719 33,634,084 #DiamondRock Hospitality Co........................... 1,589,645 13,480,190 #Digital Realty Trust, Inc............................ 1,044,384 64,156,509 #Douglas Emmett, Inc.................................. 1,175,786 27,572,182 #Duke Realty Corp..................................... 2,348,436 34,005,353 #DuPont Fabros Technology, Inc........................ 553,861 11,885,857 #EastGroup Properties, Inc............................ 256,324 13,344,227 #Education Realty Trust, Inc.......................... 729,129 7,677,728 #Entertainment Properties Trust....................... 420,102 18,673,534 Equity Lifestyle Properties, Inc..................... 350,533 23,601,387 #Equity One, Inc...................................... 650,836 13,602,472 #Equity Residential................................... 2,633,782 151,205,425 #Essex Property Trust, Inc............................ 312,386 46,857,900 Excel Trust, Inc..................................... 122,333 1,504,696 #Extra Space Storage, Inc............................. 865,728 29,858,959 #Federal Realty Investment Trust...................... 577,049 62,223,194 *FelCor Lodging Trust, Inc............................ 1,022,305 4,498,142 #*First Industrial Realty Trust, Inc................... 744,220 9,935,337 First Potomac Realty Trust........................... 446,828 5,321,721 Franklin Street Properties Corp...................... 513,994 5,864,672 #General Growth Properties, Inc....................... 3,768,676 74,092,170 #Getty Realty Corp.................................... 157,471 2,883,294 #Gladstone Commercial Corp............................ 28,074 517,404 #Glimcher Realty Trust................................ 1,105,291 11,793,455 #Government Properties Income Trust................... 329,622 7,314,312 #HCP, Inc............................................. 3,758,294 166,492,424 Health Care REIT, Inc................................ 2,030,477 120,671,248 Healthcare Realty Trust, Inc......................... 712,470 16,735,920 Hersha Hospitality Trust............................. 1,417,050 6,475,918 #Highwoods Properties, Inc............................ 672,870 21,700,057 *HMG Courtland Properties, Inc........................ 2,500 13,575 Home Properties, Inc................................. 436,266 26,520,610 #Hospitality Properties Trust......................... 1,129,465 26,113,231 278 DFA REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value+ --------- -------------- Real Estate Investment Trusts -- (Continued) #Host Hotels & Resorts, Inc......................... 6,322,617 $ 91,425,042 Inland Real Estate Corp............................ 758,134 6,193,955 #Investors Real Estate Trust........................ 256,611 2,160,665 #Kilroy Realty Corp................................. 632,753 28,100,561 Kimco Realty Corp.................................. 3,688,342 71,996,436 Kite Realty Group Trust............................ 556,940 3,046,462 #LaSalle Hotel Properties........................... 754,762 18,069,002 #Lexington Realty Trust............................. 1,215,416 11,534,298 Liberty Property Trust............................. 1,048,979 36,840,142 #LTC Properties, Inc................................ 197,265 6,511,718 #Macerich Co. (The)................................. 1,164,780 66,392,460 #Mack-Cali Realty Corp.............................. 789,496 20,519,001 #Medical Properties Trust, Inc...................... 1,186,281 13,618,506 MHI Hospitality Corp............................... 78,466 287,186 #Mid-America Apartment Communities, Inc............. 346,446 22,418,521 Mission West Properties, Inc....................... 183,606 1,520,258 Monmouth Real Estate Investment Corp. Class A...... 276,237 3,066,231 #*MPG Office Trust, Inc.............................. 427,405 1,384,792 National Health Investors, Inc..................... 94,167 5,029,459 #National Retail Properties, Inc.................... 946,624 29,989,048 #Omega Healthcare Investors, Inc.................... 950,897 21,813,577 One Liberty Properties, Inc........................ 102,755 1,941,042 Parkway Properties, Inc............................ 207,152 2,852,483 Pennsylvania REIT.................................. 461,326 7,625,719 #Piedmont Office Realty Trust, Inc. Class A......... 1,476,624 26,283,907 #Post Properties, Inc............................... 471,637 23,020,602 Prologis, Inc...................................... 4,030,920 138,220,247 #PS Business Parks, Inc............................. 185,863 11,919,394 Public Storage..................................... 1,324,670 183,639,002 Ramco-Gershenson Properties Trust.................. 369,707 4,791,403 #Realty Income Corp................................. 1,167,664 45,854,165 #Regency Centers Corp............................... 783,534 37,625,303 #Retail Opportunity Investments Corp................ 273,059 3,456,927 #RLJ Lodging Trust.................................. 33,425 595,633 *Roberts Realty Investors, Inc...................... 47,739 61,583 #Rouse Properties, Inc.............................. 128,463 1,934,653 Sabra Health Care REIT, Inc........................ 321,405 7,141,619 Saul Centers, Inc.................................. 141,146 6,107,387 #Senior Housing Properties Trust.................... 1,479,083 32,510,244 Simon Property Group, Inc.......................... 2,702,036 411,276,900 #SL Green Realty Corp............................... 788,844 59,399,953 #Sovran Self Storage, Inc........................... 251,344 14,527,683 *Strategic Hotels & Resorts, Inc.................... 1,470,664 8,073,945 #Sun Communities, Inc............................... 213,880 8,978,682 #*Sunstone Hotel Investors, Inc...................... 1,196,312 11,819,563 *Supertel Hospitality, Inc.......................... 175,177 169,922 #Tanger Factory Outlet Centers, Inc................. 813,719 25,607,737 #Taubman Centers, Inc............................... 533,326 41,892,757 #UDR, Inc........................................... 2,188,706 53,119,895 UMH Properties, Inc................................ 105,803 1,111,990 Universal Health Realty Income Trust............... 107,170 5,298,485 Urstadt Biddle Properties, Inc..................... 76,760 1,413,919 Urstadt Biddle Properties, Inc. Class A............ 179,764 3,404,730 #Ventas, Inc........................................ 2,520,962 159,501,266 Vornado Realty Trust............................... 1,508,390 120,987,962 #Washington REIT.................................... 580,247 14,918,150 #Weingarten Realty Investors........................ 1,049,531 28,337,337 #Whitestone REIT.................................... 14,948 201,350 Winthrop Realty Trust.............................. 258,360 2,826,458 -------------- TOTAL COMMON STOCKS................................... 3,703,786,615 -------------- 279 DFA REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value+ ----------- -------------- TEMPORARY CASH INVESTMENTS -- (0.6%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 26,648,404 $ 26,648,404 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (12.6%) (S)@DFA Short Term Investment Fund.................. 46,255,311 535,173,950 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,454,876 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,459,254) to be repurchased at $1,412,477..................................... $ 1,412 1,412,465 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 536,586,415 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $3,188,947,605). $4,267,021,434 ============== 280 LARGE CAP INTERNATIONAL PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- ----------- COMMON STOCKS -- (88.2%) AUSTRALIA -- (7.0%) Adelaide Brighton, Ltd.................................. 88,722 $ 291,658 AGL Energy, Ltd......................................... 69,081 1,041,802 #*ALS, Ltd................................................ 50,620 485,931 #Alumina, Ltd............................................ 539,758 538,801 Amcor, Ltd.............................................. 208,368 1,707,023 Amcor, Ltd. Sponsored ADR............................... 1,068 35,030 #AMP, Ltd................................................ 544,901 2,592,514 Ansell, Ltd............................................. 21,569 349,480 APA Group, Ltd.......................................... 87,460 468,134 #*Aquarius Platinum, Ltd.................................. 71,827 42,617 #*Aquila Resources, Ltd................................... 15,814 44,020 Aristocrat Leisure, Ltd................................. 19,469 56,907 Asciano Group, Ltd...................................... 196,305 929,115 ASX, Ltd................................................ 35,067 1,079,725 *Atlas Iron, Ltd......................................... 176,717 280,638 Australia & New Zealand Banking Group, Ltd.............. 489,886 12,923,873 Australian Infrastructure Fund.......................... 15,128 46,655 #Bank of Queensland, Ltd................................. 55,768 437,941 Bendigo and Adelaide Bank, Ltd.......................... 107,082 896,882 BHP Billiton, Ltd....................................... 358,448 12,691,074 BHP Billiton, Ltd. Sponsored ADR........................ 94,000 6,649,560 Boart Longyear, Ltd..................................... 68,717 103,780 Boral, Ltd.............................................. 184,857 688,514 Brambles, Ltd........................................... 246,462 1,855,800 Caltex Australia, Ltd................................... 34,651 612,278 #carsales.com, Ltd....................................... 29,538 228,591 Challenger, Ltd......................................... 79,173 265,072 Coca-Cola Amatil, Ltd................................... 97,644 1,362,314 Cochlear, Ltd........................................... 10,399 767,988 #Commonwealth Bank of Australia NL....................... 268,839 16,099,654 Computershare, Ltd...................................... 80,494 724,907 Consolidated Media Holdings, Ltd........................ 28,238 100,481 Crown, Ltd.............................................. 72,744 733,182 #CSL, Ltd................................................ 87,219 4,301,724 #David Jones, Ltd........................................ 24,134 66,796 *Downer EDI, Ltd......................................... 10,530 39,197 #DUET Group.............................................. 221,254 479,490 Echo Entertainment Group, Ltd........................... 175,552 638,029 #Fairfax Media, Ltd...................................... 420,361 172,101 #Flight Centre, Ltd...................................... 9,382 258,847 #Fortescue Metals Group, Ltd............................. 254,806 1,073,664 GrainCorp, Ltd. Class A................................. 49,956 634,400 #Harvey Norman Holdings, Ltd............................. 127,841 252,525 #Iluka Resources, Ltd.................................... 64,726 663,915 Incitec Pivot, Ltd...................................... 330,152 1,081,349 Insurance Australia Group, Ltd.......................... 394,169 1,874,385 James Hardie Industries P.L.C........................... 62,750 600,248 James Hardie Industries P.L.C. Sponsored ADR............ 500 24,045 #JB Hi-Fi, Ltd........................................... 7,970 84,724 Leighton Holdings, Ltd.................................. 22,500 417,492 Lend Lease Group NL..................................... 117,700 1,056,686 Macquarie Group, Ltd.................................... 70,020 2,312,883 #*Mesoblast, Ltd.......................................... 16,312 97,828 #Metcash, Ltd............................................ 140,282 532,871 #Mineral Resources, Ltd.................................. 17,001 152,794 Mirvac Group............................................ 228,204 356,049 #Monadelphous Group, Ltd................................. 12,224 267,275 #National Australia Bank, Ltd............................ 413,524 11,051,380 281 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ AUSTRALIA -- (Continued) New Hope Corp., Ltd.................................... 25,495 $ 115,870 #Newcrest Mining, Ltd................................... 130,572 3,601,187 Oil Search, Ltd........................................ 184,347 1,420,550 Orica, Ltd............................................. 58,639 1,527,484 Origin Energy, Ltd..................................... 207,801 2,446,064 OZ Minerals, Ltd....................................... 63,476 538,598 PanAust, Ltd........................................... 76,201 262,698 #Platinum Asset Mangement, Ltd.......................... 18,543 69,893 #Primary Health Care, Ltd............................... 49,927 201,384 *Qantas Airways, Ltd.................................... 257,003 354,323 #QBE Insurance Group, Ltd............................... 205,899 2,812,997 QR National, Ltd....................................... 207,896 806,433 Ramsay Health Care, Ltd................................ 24,094 594,187 REA Group, Ltd......................................... 12,767 228,510 Reece Australia, Ltd................................... 7,983 167,886 *Regis Resources, Ltd................................... 49,114 273,849 #Rio Tinto, Ltd......................................... 78,745 4,642,487 Santos, Ltd............................................ 184,649 2,201,611 #Seek, Ltd.............................................. 41,014 284,036 #Seven Group Holdings, Ltd.............................. 18,118 129,742 Seven West Media, Ltd.................................. 79,205 99,855 #Sims Metal Management, Ltd............................. 40,715 398,131 Sonic Healthcare, Ltd.................................. 65,650 885,291 SP Ausnet, Ltd......................................... 226,926 249,657 Spark Infrastructure Group, Ltd........................ 197,592 346,491 Suncorp Group, Ltd..................................... 251,879 2,453,450 Sydney Airport, Ltd.................................... 61,718 217,081 #TABCorp. Holdings, Ltd................................. 137,645 405,353 Tatts Group, Ltd....................................... 342,847 995,743 Telstra Corp., Ltd..................................... 727,567 3,126,735 Toll Holdings, Ltd..................................... 145,053 668,236 Transurban Group, Ltd.................................. 179,475 1,132,773 Treasury Wine Estates, Ltd............................. 110,301 565,151 #*UGL, Ltd............................................... 27,924 309,406 Washington H. Soul Pattinson & Co., Ltd................ 14,171 198,545 #Wesfarmers, Ltd........................................ 179,576 6,473,630 Westpac Banking Corp................................... 459,483 12,147,841 #Westpac Banking Corp. Sponsored ADR.................... 18,701 2,469,280 Whitehaven Coal, Ltd................................... 44,805 141,857 Woodside Petroleum, Ltd................................ 110,022 3,922,988 #Woolworths, Ltd........................................ 212,120 6,470,095 WorleyParsons, Ltd..................................... 29,571 756,189 *Yancoal Australia, Ltd................................. 5,995 6,329 ------------ TOTAL AUSTRALIA........................................... 162,742,534 ------------ AUSTRIA -- (0.2%) Andritz AG............................................. 14,171 853,920 *Erste Group Bank AG.................................... 44,101 1,111,679 EVN AG................................................. 626 8,855 *Immofinanz AG.......................................... 141,745 547,923 OMV AG................................................. 31,779 1,162,956 #Raiffeisen Bank International AG....................... 8,039 322,007 #Strabag SE............................................. 3,236 81,354 Telekom Austria AG..................................... 49,898 314,346 Telekom Austria AG ADR................................. 2,400 31,272 #Verbund AG............................................. 10,202 237,885 Vienna Insurance Group AG Wiener Versicherung Gruppe... 6,221 267,307 Voestalpine AG......................................... 18,545 583,943 ------------ TOTAL AUSTRIA............................................. 5,523,447 ------------ 282 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ----------- BELGIUM -- (0.8%) Ackermans & van Haaren NV............................... 220 $ 17,912 Ageas................................................... 56,835 1,448,997 Anheuser-Busch InBev NV................................. 107,124 8,958,854 Anheuser-Busch InBev NV Sponsored ADR................... 29,297 2,455,089 Belgacom SA............................................. 26,773 782,735 Colruyt SA.............................................. 9,985 456,493 Delhaize Group SA....................................... 8,251 315,904 Delhaize Group SA Sponsored ADR......................... 10,806 413,221 KBC Groep NV............................................ 34,939 821,885 Mobistar SA............................................. 3,728 98,578 #Solvay SA............................................... 10,459 1,259,279 Telenet Group Holding NV................................ 8,126 372,276 UCB SA.................................................. 18,603 1,086,551 Umicore SA.............................................. 21,346 1,096,930 *Umicore Strip VVPR...................................... 275 1 ----------- TOTAL BELGIUM.............................................. 19,584,705 ----------- CANADA -- (9.8%) Agnico-Eagle Mines, Ltd................................. 28,422 1,604,722 Agrium, Inc............................................. 26,700 2,811,821 Aimia, Inc.............................................. 36,747 550,423 Alamos Gold, Inc........................................ 18,300 358,213 Alimentation Couche-Taro, Inc. Class B.................. 19,700 967,692 #AltaGas, Ltd............................................ 16,500 555,920 #ARC Resources, Ltd...................................... 51,428 1,248,690 #Astral Media, Inc. Class A.............................. 6,100 249,680 Atco, Ltd. Class I...................................... 4,600 339,859 #*AuRico Gold, Inc........................................ 69,300 578,685 Bank of Montreal........................................ 121,090 7,155,676 Bank of Nova Scotia..................................... 196,237 10,659,181 Barrick Gold Corp....................................... 182,000 7,360,180 #Baytex Energy Corp...................................... 18,811 856,030 #BCE, Inc................................................ 43,873 1,917,893 #Bell Aliant, Inc........................................ 14,509 393,977 Bombardier, Inc. Class A................................ 15,935 62,224 Bombardier, Inc. Class B................................ 252,900 962,223 #Bonavista Energy Corp................................... 25,565 458,442 #Brookfield Asset Management, Inc. Class A............... 78,039 2,686,339 #Brookfield Office Properties, Inc....................... 38,737 596,521 CAE, Inc................................................ 46,736 514,271 Cameco Corp............................................. 74,660 1,447,974 #Canadian Imperial Bank of Commerce...................... 68,338 5,375,352 #Canadian National Railway Co............................ 76,080 6,569,351 Canadian Natural Resources, Ltd......................... 201,409 6,069,998 #Canadian Oil Sands, Ltd................................. 79,447 1,686,384 Canadian Pacific Railway, Ltd........................... 31,800 2,925,441 #Canadian Tire Corp. Class A............................. 14,659 1,048,843 Canadian Utilities, Ltd. Class A........................ 8,600 576,921 #Canadian Western Bank................................... 14,914 441,410 Capital Power Corp...................................... 5,746 123,176 *Catamaran Corp.......................................... 23,600 1,108,225 *Celtic Exploration, Ltd................................. 13,700 357,743 #Cenovus Energy, Inc..................................... 123,862 4,369,120 Centerra Gold, Inc...................................... 25,000 283,605 #*CGI Group, Inc. Class A................................. 37,100 970,636 #CI Financial Corp....................................... 23,805 556,304 Cogeco Cable, Inc....................................... 1,300 49,670 Constellation Software, Inc............................. 300 34,411 Corus Entertainment, Inc. Class B....................... 2,900 65,651 #Crescent Point Energy Corp.............................. 59,647 2,478,449 #Dollarama, Inc.......................................... 10,900 688,542 283 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ---------- CANADA -- (Continued) Eldorado Gold Corp....................................... 124,500 $1,839,920 Emera, Inc............................................... 4,347 151,900 Empire Co., Ltd. Class A................................. 5,771 336,235 #Enbridge, Inc............................................ 107,680 4,284,559 #Encana Corp.............................................. 129,379 2,914,671 #Enerplus Corp............................................ 38,051 615,034 Ensign Energy Services, Inc.............................. 28,200 421,553 Fairfax Financial Holdings, Ltd.......................... 3,700 1,372,603 Finning International, Inc............................... 27,200 638,638 First Capital Realty, Inc................................ 13,814 255,879 *First Majestic Silver Corp............................... 14,200 328,288 #First Quantum Minerals, Ltd.............................. 89,700 2,016,285 #Fortis, Inc.............................................. 26,007 879,356 #Franco-Nevada Corp....................................... 13,725 790,313 Genworth MI Canada, Inc.................................. 9,000 184,370 George Weston, Ltd....................................... 9,467 614,609 #Gibson Energy, Inc....................................... 1,400 32,184 Gildan Activewear, Inc................................... 24,300 827,477 #Goldcorp, Inc............................................ 145,746 6,588,668 Great-West Lifeco, Inc................................... 46,000 1,059,324 #Husky Energy, Inc........................................ 61,200 1,657,532 IAMGOLD Corp............................................. 78,400 1,216,721 IGM Financial, Inc....................................... 17,400 690,425 Imperial Oil, Ltd........................................ 48,227 2,133,818 Industrial Alliance Insurance & Financial Services, Inc.. 23,100 632,576 Inmet Mining Corp........................................ 10,500 541,427 Intact Financial Corp.................................... 23,500 1,441,176 Jean Coutu Group PJC, Inc. Class A (The)................. 16,500 247,975 #*Katanga Mining, Ltd...................................... 8,600 4,133 #Keyera Corp.............................................. 13,100 635,883 Kinross Gold Corp........................................ 203,279 2,019,052 #Loblaw Cos., Ltd......................................... 22,160 768,139 *Lundin Mining Corp....................................... 110,040 572,924 MacDonald Dettweiler & Associates, Ltd................... 1,400 78,498 Magna International, Inc................................. 42,260 1,878,692 Manitoba Telecom Services, Inc........................... 5,400 181,289 #Manulife Financial Corp.................................. 336,771 4,160,955 *MEG Energy Corp.......................................... 20,105 734,348 #Methanex Corp............................................ 18,580 556,981 #Metro, Inc............................................... 19,001 1,120,940 Mullen Group, Ltd........................................ 10,500 217,727 National Bank of Canada.................................. 26,971 2,084,227 *New Gold, Inc............................................ 82,300 963,291 Nexen, Inc............................................... 103,427 2,469,821 *Niko Resources, Ltd...................................... 8,000 101,887 *NovaCopper, Inc.......................................... 5,605 12,403 Onex Corp................................................ 17,694 712,189 *Open Text Corp........................................... 9,100 489,099 #*Osisko Mining Corp....................................... 78,002 766,157 #Pacific Rubiales Energy Corp............................. 46,819 1,101,155 #Pan American Silver Corp................................. 33,400 732,710 #*Paramount Resources, Ltd. Class A........................ 8,900 301,196 #Pembina Pipeline Corp.................................... 45,132 1,262,119 #Pengrowth Energy Corp.................................... 110,709 663,977 #Penn West Petroleum, Ltd................................. 95,909 1,245,497 #PetroBakken Energy, Ltd. Class A......................... 20,800 262,616 #Petrominerales, Ltd...................................... 2,609 20,924 #Peyto Exploration & Development Corp..................... 15,800 386,003 Potash Corp. of Saskatchewan, Inc........................ 136,400 5,483,314 *Precision Drilling Corp.................................. 51,894 371,506 Progress Energy Resources Corp........................... 34,700 699,038 284 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ CANADA -- (Continued) #Progressive Waste Solutions, Ltd....................... 20,742 $ 401,445 Quebecor, Inc. Class B................................. 5,900 205,813 #*Research In Motion, Ltd................................ 88,001 694,316 #Ritchie Brothers Auctioneers, Inc...................... 18,000 399,199 #Rogers Communications, Inc. Class B.................... 69,000 3,028,746 #Royal Bank of Canada................................... 243,989 13,910,121 Saputo, Inc............................................ 23,000 1,009,352 #SEMAFO, Inc............................................ 48,000 192,240 #Shaw Communictions, Inc. Class B....................... 57,734 1,257,864 ShawCor, Ltd. Class A.................................. 9,400 418,824 #Shoppers Drug Mart Corp................................ 38,100 1,588,088 Silver Wheaton Corp.................................... 54,277 2,187,383 #SNC-Lavalin Group, Inc................................. 24,400 982,841 #Sun Life Financial, Inc................................ 106,470 2,640,563 Suncor Energy, Inc..................................... 279,079 9,366,436 Talisman Energy, Inc................................... 186,400 2,112,689 #Teck Resources, Ltd. Class B........................... 106,334 3,375,007 Telus Corp............................................. 7,317 475,028 Telus Corp. Non-Voting................................. 26,490 1,703,582 #Thomson Reuters Corp................................... 70,050 1,972,271 Tim Hortons, Inc....................................... 25,200 1,250,980 *TMX Group, Ltd......................................... 661 33,806 #Toronto Dominion Bank.................................. 160,784 13,076,830 *Tourmaline Oil Corp.................................... 19,746 652,434 #TransAlta Corp......................................... 48,700 776,274 #TransCanada Corp....................................... 121,388 5,465,650 #Trican Well Service, Ltd............................... 21,500 256,601 #Trilogy Energy Corp.................................... 10,639 291,234 #*Turquoise Hill Resources, Ltd.......................... 46,919 366,896 #*Uranium One, Inc....................................... 111,500 242,258 #*Valeant Pharmaceuticals International, Inc............. 47,572 2,657,840 #Veresen, Inc........................................... 37,288 481,244 #Vermilion Energy, Inc.................................. 13,578 649,161 Viterra, Inc........................................... 86,140 1,357,541 West Fraser Timber Co., Ltd............................ 13,100 793,411 #*Westport Innovations, Inc.............................. 4,650 129,897 #Yamana Gold, Inc....................................... 135,044 2,727,247 ------------ TOTAL CANADA.............................................. 227,019,186 ------------ DENMARK -- (1.0%) A.P. Moeller-Maersk A.S. Series A...................... 86 569,821 A.P. Moeller-Maersk A.S. Series B...................... 248 1,730,953 Carlsberg A.S. Series B................................ 20,780 1,793,691 Chr. Hansen Holding A.S................................ 12,182 381,206 Coloplast A.S. Series B................................ 3,540 776,485 *Danske Bank A.S........................................ 119,393 1,867,747 DSV A.S................................................ 37,155 835,769 *FLSmidth & Co. A.S..................................... 9,370 552,970 GN Store Nord A.S...................................... 39,910 625,489 H. Lundbeck A.S........................................ 13,909 241,973 *Jyske Bank A.S......................................... 1,122 34,154 Novo-Nordisk A.S. Series B............................. 42,024 6,737,099 Novo-Nordisk A.S. Sponsored ADR........................ 26,531 4,252,654 #Novozymes A.S. Series B................................ 36,685 1,013,568 Rockwool International A.S. Series B................... 1,012 95,259 TDC A.S................................................ 80,812 557,176 *Topdanmark A.S......................................... 2,151 436,224 Tryg A.S............................................... 4,170 272,274 #*Vestas Wind Systems A.S................................ 34,835 201,399 *William Demant Holding A.S............................. 4,502 387,188 ------------ TOTAL DENMARK............................................. 23,363,099 ------------ 285 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ----------- FINLAND -- (0.6%) Elisa Oyj............................................... 27,937 $ 599,495 Fortum Oyj.............................................. 79,221 1,466,217 Kesko Oyj Series B...................................... 16,039 501,544 #Kone Oyj Series B....................................... 25,477 1,826,924 Metso Oyj............................................... 22,848 803,525 #Neste Oil Oyj........................................... 25,438 318,554 #Nokia Oyj............................................... 473,826 1,273,870 #Nokia Oyj Sponsored ADR................................. 217,800 581,526 Nokian Renkaat Oyj...................................... 19,459 810,400 Orion Oyj Series A...................................... 726 17,993 Orion Oyj Series B...................................... 11,844 293,061 Pohjola Bank P.L.C. Series A............................ 30,352 414,043 Sampo Oyj Series A...................................... 81,440 2,553,421 Stora Enso Oyj Series R................................. 122,844 777,060 Stora Enso Oyj Sponsored ADR............................ 12,000 73,560 UPM-Kymmene Oyj......................................... 104,359 1,120,471 UPM-Kymmene Oyj Sponsored ADR........................... 13,000 137,150 Wartsila OYJ Abp........................................ 28,873 1,169,280 ----------- TOTAL FINLAND.............................................. 14,738,094 ----------- FRANCE -- (7.2%) Accor SA................................................ 28,309 884,585 Aeroports de Paris SA................................... 5,523 427,429 Air Liquide SA.......................................... 52,658 6,216,352 #*Alcatel-Lucent SA....................................... 416,741 426,109 #*Alcatel-Lucent SA Sponsored ADR......................... 128,100 133,224 Alstom SA............................................... 33,704 1,152,094 Arkema SA............................................... 10,097 921,343 AtoS SA................................................. 12,610 846,657 AXA SA.................................................. 255,174 4,067,124 AXA SA Sponsored ADR.................................... 77,200 1,229,796 bioMerieux SA........................................... 1,600 155,046 BNP Paribas SA.......................................... 179,515 9,111,582 Bollore SA.............................................. 1,184 351,109 Bouygues SA............................................. 37,004 889,371 Bureau Veritas SA....................................... 8,846 939,501 Cap Gemini SA........................................... 30,659 1,289,770 Carrefour SA............................................ 103,795 2,506,703 Casino Guichard Perrachon SA............................ 11,560 1,009,079 CFAO SA................................................. 1,893 91,382 Christian Dior SA....................................... 8,889 1,277,064 Cie de Saint-Gobain SA.................................. 80,675 2,841,785 *Cie Generale de Geophysique - Veritas SA................ 14,006 455,961 *Cie Generale de Geophysique - Veritas SA Sponsored ADR.. 16,707 542,643 Cie Generale des Etablissements Michelin SA Series B.... 34,625 2,984,829 Cie Generale D'Optique Essilor Intenational SA.......... 34,094 3,074,361 Ciments Francais SA..................................... 1,006 61,179 CNP Assurances SA....................................... 31,348 442,975 *Credit Agricole SA...................................... 196,386 1,482,357 Danone SA............................................... 91,529 5,629,674 Danone SA Sponsored ADR................................. 13,800 169,740 Dassault Systemes SA.................................... 9,376 989,202 Edenred SA.............................................. 21,249 614,924 Eiffage SA.............................................. 7,936 273,088 Electricite de France SA................................ 42,395 897,124 Eramet SA............................................... 676 85,965 #Euler Hermes SA......................................... 2,795 192,872 European Aeronautic Defence & Space Co. SA.............. 72,187 2,569,118 #Eutelsat Communications SA.............................. 19,401 621,234 Faurecia SA............................................. 7,078 106,570 France Telecom SA....................................... 289,590 3,236,879 286 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ FRANCE -- (Continued) France Telecom SA Sponsored ADR........................ 46,387 $ 520,462 #GDF Suez SA............................................ 247,980 5,691,695 #Gemalto NV............................................. 15,169 1,370,062 Groupe Eurotunnel SA................................... 106,001 807,242 #Hermes International SA................................ 5,038 1,375,324 Iliad SA............................................... 4,039 622,379 Imerys SA.............................................. 6,518 366,684 Ipsen SA............................................... 2,070 53,474 JCDecaux SA............................................ 11,726 248,228 Lafarge SA............................................. 41,357 2,424,725 Lafarge SA Sponsored ADR............................... 1,800 26,226 Lagardere SCA.......................................... 29,051 795,369 Legrand SA............................................. 39,073 1,507,387 L'Oreal SA............................................. 40,988 5,223,795 LVMH Moet Hennessy Louis Vuitton SA.................... 43,329 7,044,432 M6 Metropole Television SA............................. 7,985 111,396 Natixis SA............................................. 172,057 564,703 #Neopost SA............................................. 3,126 171,382 Pernod-Ricard SA....................................... 35,070 3,776,909 #*Peugeot SA............................................. 27,150 174,154 PPR SA................................................. 14,032 2,473,665 Publicis Groupe SA..................................... 22,255 1,199,484 Publicis Groupe SA ADR................................. 6,800 91,188 Remy Cointreau SA...................................... 3,481 360,912 Renault SA............................................. 39,372 1,765,390 Rexel SA............................................... 25,264 457,580 SA des Ciments Vicat................................... 1,981 106,782 Safran SA.............................................. 36,900 1,469,859 Sanofi SA.............................................. 147,776 12,978,720 Sanofi SA ADR.......................................... 100,912 4,424,991 Schneider Electric SA.................................. 86,139 5,393,531 SCOR SE................................................ 41,542 1,109,216 SEB SA................................................. 3,563 231,994 SES SA................................................. 49,630 1,373,752 Societe BIC SA......................................... 4,356 531,532 *Societe Generale SA.................................... 132,258 4,217,966 Sodexo SA.............................................. 15,034 1,158,143 STMicroelectronics NV.................................. 160,669 946,298 Suez Environnement SA.................................. 36,564 388,155 Technip SA............................................. 12,840 1,448,228 Technip SA ADR......................................... 14,400 409,104 Thales SA.............................................. 17,227 606,407 Total SA............................................... 229,954 11,582,771 Total SA Sponsored ADR................................. 144,707 7,293,233 Valeo SA............................................... 16,826 740,907 Vallourec SA........................................... 20,861 858,145 #Veolia Environnement SA................................ 30,580 302,682 Veolia Environnement SA ADR............................ 17,086 169,835 Vinci SA............................................... 77,548 3,437,380 Vivendi SA............................................. 241,457 4,947,760 Zodiac Aerospace SA.................................... 5,909 605,873 ------------ TOTAL FRANCE.............................................. 167,155,311 ------------ GERMANY -- (6.4%) Adidas-Salomon AG...................................... 33,774 2,878,778 Allianz SE............................................. 59,747 7,422,057 Allianz SE Sponsored ADR............................... 250,286 3,141,089 #Axel Springer AG....................................... 8,985 385,542 BASF SE................................................ 137,393 11,396,744 BASF SE Sponsored ADR.................................. 8,200 677,402 Bayer AG............................................... 104,450 9,107,269 287 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ GERMANY -- (Continued) #Bayer AG Sponsored ADR................................. 34,500 $ 3,007,365 Bayerische Motoren Werke AG............................ 58,073 4,642,677 Beiersdorf AG.......................................... 15,560 1,131,981 Bilfinger SE........................................... 8,723 854,783 Brenntag AG............................................ 7,647 964,885 *Celesio AG............................................. 17,682 342,788 *Commerzbank AG......................................... 800,074 1,536,998 Continental AG......................................... 14,399 1,449,252 Daimler AG............................................. 168,780 7,906,432 Deutsche Bank AG (5750355)............................. 39,758 1,811,011 #Deutsche Bank AG (D18190898)........................... 132,117 6,039,068 Deutsche Boerse AG..................................... 30,357 1,644,910 Deutsche Lufthansa AG.................................. 48,197 737,366 Deutsche Post AG....................................... 156,892 3,110,522 Deutsche Telekom AG.................................... 433,460 4,945,103 Deutsche Telekom AG Sponsored ADR...................... 95,900 1,098,055 E.ON AG................................................ 280,753 6,391,335 E.ON AG Sponsored ADR.................................. 53,950 1,225,744 Fielmann AG............................................ 1,995 194,382 Fraport AG............................................. 6,778 397,755 Fresenius Medical Care AG & Co. KGaA................... 28,422 1,997,040 Fresenius Medical Care AG & Co. KGaA ADR............... 7,100 499,698 Fresenius SE........................................... 20,624 2,351,664 Fuchs Petrolub AG...................................... 2,017 125,707 GEA Group AG........................................... 30,907 967,012 Hannover Rueckversicherung AG.......................... 12,408 874,180 #Heidelberger Zement AG................................. 28,462 1,512,516 Henkel AG & Co. KGaA................................... 21,267 1,377,008 *Hochtief AG............................................ 7,242 359,736 Infineon Technologies AG............................... 185,460 1,263,430 K+S AG................................................. 26,075 1,235,809 *Kabel Deutschland Holding AG........................... 13,237 955,099 Lanxess AG............................................. 17,822 1,474,382 Linde AG............................................... 30,557 5,142,185 MAN SE................................................. 7,204 728,016 Merck KGaA............................................. 11,099 1,419,598 Metro AG............................................... 22,410 646,043 MTU Aero Engines Holding AG............................ 7,641 642,336 Munchener Rueckversicherungs-Gesellschaft AG........... 33,301 5,358,223 Puma SE................................................ 790 225,458 *QIAGEN NV.............................................. 43,656 760,530 Rational AG............................................ 10 2,531 Rhoen-Klinikum AG...................................... 14,963 291,412 #RWE AG................................................. 82,671 3,783,394 Salzgitter AG.......................................... 8,602 372,001 SAP AG................................................. 103,483 7,546,254 #SAP AG Sponsored ADR................................... 47,850 3,488,265 #SGL Carbon SE.......................................... 8,456 337,267 Siemens AG............................................. 67,400 6,791,117 #Siemens AG Sponsored ADR............................... 67,650 6,826,562 *Sky Deutschland AG..................................... 3,550 15,473 Software AG............................................ 9,360 375,881 Suedzucker AG.......................................... 12,914 500,609 Symrise AG............................................. 17,091 614,769 ThyssenKrupp AG........................................ 77,834 1,773,638 United Internet AG..................................... 17,308 346,364 Volkswagen AG.......................................... 5,239 1,024,513 #Wacker Chemie AG....................................... 2,920 165,100 ------------ TOTAL GERMANY............................................. 148,612,113 ------------ 288 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ---------- GREECE -- (0.1%) Coca-Cola Hellenic Bottling Co. S.A.................... 27,952 $ 598,648 Hellenic Petroleum S.A................................. 15,660 122,738 *National Bank of Greece S.A............................ 110,958 259,942 OPAP S.A............................................... 31,172 199,240 ---------- TOTAL GREECE.............................................. 1,180,568 ---------- HONG KONG -- (2.4%) #AAC Technologies Holdings, Inc......................... 118,000 422,413 AIA Group, Ltd......................................... 1,516,800 5,971,709 ASM Pacific Technology, Ltd............................ 30,200 335,950 #Bank of East Asia, Ltd................................. 287,545 1,060,421 BOC Hong Kong Holdings, Ltd............................ 597,000 1,834,273 *Brightoil Petroleum Holdings, Ltd...................... 333,000 66,765 Cafe de Coral Holdings, Ltd............................ 20,000 59,148 *Cathay Pacific Airways, Ltd............................ 241,000 436,496 Cheung Kong Holdings, Ltd.............................. 254,600 3,752,692 Cheung Kong Infrastructure Holdings, Ltd............... 83,000 486,820 Chow Sang Sang Holdings International, Ltd............. 56,000 118,899 CLP Holdings, Ltd...................................... 252,900 2,154,804 Dah Sing Financial Holdings, Ltd....................... 17,200 65,989 #*Esprit Holdings, Ltd................................... 230,280 297,759 First Pacific Co., Ltd................................. 344,400 382,897 #*Foxconn International Holdings, Ltd.................... 318,000 109,920 *Galaxy Entertainment Group, Ltd........................ 193,000 660,480 *Genting Hong Kong, Ltd................................. 83,000 26,176 Giordano International, Ltd............................ 292,000 242,420 *G-Resources Group, Ltd................................. 1,113,000 53,654 Hang Lung Group, Ltd................................... 163,000 960,286 Hang Lung Properties, Ltd.............................. 408,000 1,415,358 #Hang Seng Bank, Ltd.................................... 121,000 1,856,085 Henderson Land Development Co., Ltd.................... 185,832 1,282,750 Hong Kong & China Gas Co., Ltd......................... 828,258 2,204,044 Hong Kong & Shanghai Hotels, Ltd....................... 103,525 136,527 Hong Kong Exchanges & Clearing, Ltd.................... 159,900 2,618,229 Hopewell Holdings, Ltd................................. 133,000 479,827 Hutchison Telecommunications Hong Kong Holdings, Ltd... 306,000 126,509 Hutchison Whampoa, Ltd................................. 389,500 3,820,731 Hysan Development Co., Ltd............................. 99,638 442,100 Johnson Electric Holdings, Ltd......................... 273,500 174,532 Kerry Properties, Ltd.................................. 139,393 692,874 Kingston Financial Group, Ltd.......................... 822,000 63,438 Li & Fung, Ltd......................................... 958,000 1,598,101 Lifestyle International Holdings, Ltd.................. 80,500 170,975 *L'Occitane International SA............................ 44,000 136,779 Luk Fook Holdings International, Ltd................... 50,000 124,893 Melco International Development, Ltd................... 43,000 41,448 *Mongolian Mining Corp.................................. 199,500 97,473 MTR Corp............................................... 249,040 968,213 New World Development Co., Ltd......................... 764,164 1,175,729 NWS Holdings, Ltd...................................... 289,655 438,777 Orient Overseas International, Ltd..................... 50,000 316,090 Pacific Basin Shipping, Ltd............................ 172,000 91,579 PCCW, Ltd.............................................. 439,265 176,965 Power Assets Holdings, Ltd............................. 178,207 1,514,322 *Samsonite International SA............................. 6,900 14,334 Sands China, Ltd....................................... 385,600 1,441,414 Shangri-La Asia, Ltd................................... 261,655 505,110 Sino Land Co., Ltd..................................... 591,377 1,058,091 #SJM Holdings, Ltd...................................... 263,000 571,334 SmarTone Telecommunications Holdings, Ltd.............. 23,000 46,285 Stella International Holdings, Ltd..................... 44,500 116,936 289 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ----------- HONG KONG -- (Continued) Sun Hung Kai Properties, Ltd.......................... 281,710 $ 3,894,342 *Swire Properties, Ltd................................. 63,200 195,676 Techtronic Industries Co., Ltd........................ 214,000 405,640 Television Broadcasts, Ltd............................ 52,000 386,168 Texwinca Holdings, Ltd................................ 30,000 23,775 Trinity, Ltd.......................................... 192,000 133,948 *United Laboratories International Holdings, Ltd. (The) 115,000 60,894 #VTech Holdings, Ltd................................... 23,900 283,117 Wharf Holdings, Ltd................................... 260,609 1,781,935 Wheelock & Co., Ltd................................... 173,000 757,952 Wing Hang Bank, Ltd................................... 27,686 293,246 Wynn Macau, Ltd....................................... 240,000 677,653 #Xinyi Glass Holdings, Ltd............................. 174,000 97,148 Yue Yuen Industrial Holdings, Ltd..................... 117,000 401,201 ----------- TOTAL HONG KONG.......................................... 54,810,518 ----------- IRELAND -- (0.3%) CRH P.L.C. (0182704).................................. 58,058 1,084,943 CRH P.L.C. (4182249).................................. 16,032 298,413 CRH P.L.C. Sponsored ADR.............................. 59,347 1,106,822 Dragon Oil P.L.C...................................... 43,868 391,840 *Elan Corp. P.L.C...................................... 23,476 255,491 *Elan Corp. P.L.C. Sponsored ADR....................... 76,068 821,534 *Governor & Co. of the Bank of Ireland P.L.C. (The).... 1,082,579 127,882 Kerry Group P.L.C. Series A (0490656)................. 18,318 959,337 Kerry Group P.L.C. Series A (4519579)................. 5,916 309,295 Paddy Power P.L.C..................................... 2,940 216,897 *Ryanair Holdings P.L.C................................ 33,520 193,968 ----------- TOTAL IRELAND............................................ 5,766,422 ----------- ISRAEL -- (0.4%) Azrieli Group, Ltd.................................... 3,214 71,997 *Bank Hapoalim B.M..................................... 207,782 817,433 *Bank Leumi Le-Israel B.M.............................. 253,776 817,986 Bezeq Israeli Telecommunication Corp., Ltd............ 246,778 300,647 *Cellcom Israel, Ltd................................... 6,551 58,467 Delek Group, Ltd...................................... 390 74,160 Elbit Systems, Ltd.................................... 3,493 122,979 Israel Chemicals, Ltd................................. 78,347 980,170 *Israel Discount Bank, Ltd. Series A................... 132,967 187,570 *Mellanox Technologies, Ltd............................ 1,275 96,221 Migdal Insurance & Financial Holding, Ltd............. 29,968 40,380 *Mizrahi Tefahot Bank, Ltd............................. 22,752 206,599 *NICE Systems, Ltd. Sponsored ADR...................... 10,826 360,506 Partner Communications Co., Ltd....................... 8,183 47,095 Partner Communications Co., Ltd. ADR.................. 3,525 20,092 Paz Oil Co., Ltd...................................... 85 11,201 Teva Pharmaceutical Industries, Ltd................... 6,037 243,541 Teva Pharmaceutical Industries, Ltd. Sponsored ADR.... 127,175 5,140,414 ----------- TOTAL ISRAEL............................................. 9,597,458 ----------- ITALY -- (1.7%) *A2A SpA............................................... 161,586 79,622 Assicurazioni Generali SpA............................ 183,362 2,985,859 #Atlantia SpA.......................................... 55,332 915,188 Autogrill SpA......................................... 14,553 148,968 #*Banca Carige SpA...................................... 113,241 104,836 #*Banca Monte Dei Paschi di Siena SpA................... 1,177,714 325,556 Banca Popolare dell'Emilia Romagna Scarl.............. 5,071 30,221 *Banco Popolare Scarl.................................. 114,684 183,010 290 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ----------- ITALY -- (Continued) Davide Campari - Milano SpA........................... 51,808 $ 420,453 *Enel Green Power SpA.................................. 50,459 85,944 Enel SpA.............................................. 897,647 3,380,295 Eni SpA............................................... 287,519 6,616,041 Eni SpA Sponsored ADR................................. 67,664 3,105,101 Fiat Industrial SpA................................... 127,002 1,376,565 #*Fiat SpA.............................................. 160,168 783,858 *Fiat SpA Sponsored ADR................................ 7,000 34,930 #*Finmeccanica SpA...................................... 73,984 366,916 Intesa Sanpaolo SpA................................... 1,707,694 2,750,900 Intesa Sanpaolo SpA Sponsored ADR..................... 13,601 131,250 Lottomatica Group SpA................................. 9,353 201,308 Luxottica Group SpA................................... 17,806 679,615 Mediaset SpA.......................................... 115,612 203,085 Mediobanca SpA........................................ 101,189 578,565 #Mediolanum SpA........................................ 29,155 143,122 Parmalat SpA.......................................... 115,999 262,893 #Pirelli & C. SpA...................................... 45,094 523,837 Prysmian SpA.......................................... 33,580 647,450 Saipem SpA............................................ 44,656 2,012,149 Snam SpA.............................................. 229,326 1,016,219 Telecom Italia SpA.................................... 985,410 909,149 Telecom Italia SpA Sponsored ADR...................... 80,065 735,797 Tenaris SA ADR........................................ 40,641 1,528,914 Terna Rete Elettrica Nazionale SpA.................... 169,541 637,434 Tod's SpA............................................. 2,308 270,519 *UniCredit SpA......................................... 737,378 3,261,533 Unione di Banche Italiane ScpA........................ 189,326 745,791 ----------- TOTAL ITALY.............................................. 38,182,893 ----------- JAPAN -- (15.7%) 77 Bank, Ltd. (The)................................... 81,000 308,461 ABC-Mart, Inc......................................... 4,700 206,126 Advantest Corp........................................ 9,840 124,457 #Advantest Corp. ADR................................... 10,000 125,600 Aeon Co., Ltd......................................... 110,100 1,200,809 #Aeon Mall Co., Ltd.................................... 8,680 225,141 Air Water, Inc........................................ 29,000 363,376 Aisin Seiki Co., Ltd.................................. 34,100 995,867 Ajinomoto Co., Inc.................................... 111,000 1,694,740 Alfresa Holdings Corp................................. 8,700 393,310 All Nippon Airways Co., Ltd........................... 140,000 296,510 #Alps Electric Co., Ltd................................ 34,300 202,784 Amada Co., Ltd........................................ 82,000 416,371 Anritsu Corp.......................................... 32,000 402,546 Aozora Bank, Ltd...................................... 85,000 239,701 Asahi Glass Co., Ltd.................................. 189,000 1,284,791 Asahi Group Holdings, Ltd............................. 66,300 1,513,177 Asahi Kasei Corp...................................... 229,000 1,259,787 Asatsu-DK, Inc........................................ 2,700 62,036 Asics Corp............................................ 25,400 369,132 Astellas Pharma, Inc.................................. 75,655 3,762,898 #Autobacs Seven Co., Ltd............................... 3,300 135,419 Awa Bank, Ltd. (The).................................. 45,000 268,962 Azbil Corp............................................ 10,400 212,758 #Bank of Kyoto, Ltd. (The)............................. 76,000 653,240 Bank of Yokohama, Ltd. (The).......................... 265,000 1,219,543 Benesse Holdings, Inc................................. 11,700 563,573 #Bridgestone Corp...................................... 111,300 2,599,858 Brother Industries, Ltd............................... 47,800 450,804 #*Calbee, Inc........................................... 2,000 183,713 291 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Calsonic Kansei Corp..................................... 34,000 $ 137,417 Canon Marketing Japan, Inc............................... 11,100 161,777 Canon, Inc............................................... 113,600 3,691,963 #Canon, Inc. Sponsored ADR................................ 81,604 2,623,569 Capcom Co., Ltd.......................................... 6,900 131,596 #Casio Computer Co., Ltd.................................. 42,900 328,291 Central Japan Railway Co., Ltd........................... 21,600 1,858,768 Century Tokyo Leasing Corp............................... 10,000 198,547 Chiba Bank, Ltd. (The)................................... 166,000 969,633 Chiyoda Corp............................................. 28,000 452,294 Chubu Electric Power Co., Ltd............................ 94,700 975,810 #Chugai Pharmaceutical Co., Ltd........................... 40,700 824,635 Chugoku Bank, Ltd. (The)................................. 34,000 467,925 Chugoku Electric Power Co., Ltd. (The)................... 44,100 474,380 Citizen Holdings Co., Ltd................................ 64,900 329,384 Coca-Cola West Co., Ltd.................................. 14,900 228,418 COMSYS Holdings Corp..................................... 32,300 429,381 Cosmo Oil Co., Ltd....................................... 128,000 227,664 Credit Saison Co., Ltd................................... 33,300 731,736 #Dai Nippon Printing Co., Ltd............................. 118,000 836,154 Daicel Corp.............................................. 65,000 390,253 Daido Steel Co., Ltd..................................... 66,000 286,223 Daihatsu Motor Co., Ltd.................................. 37,000 647,548 Dai-ichi Life Insurance Co., Ltd. (The).................. 1,540 1,775,585 Daiichi Sankyo Co., Ltd.................................. 114,746 1,756,308 *Daiichikosho Co., Ltd.................................... 2,600 64,328 #Daikin Industries, Ltd................................... 40,300 1,115,592 #Dainippon Sumitomo Pharma Co., Ltd....................... 23,000 264,541 Daito Trust Construction Co., Ltd........................ 12,600 1,271,805 Daiwa House Industry Co., Ltd............................ 93,000 1,410,367 Daiwa Securities Group, Inc.............................. 339,000 1,352,326 #DeNa Co., Ltd............................................ 15,000 468,163 Denki Kagaku Kogyo K.K................................... 71,000 219,229 Denso Corp............................................... 82,500 2,590,260 Dentsu, Inc.............................................. 28,500 673,219 DIC Corp................................................. 158,000 291,334 #Disco Corp............................................... 5,800 286,219 Don Quijote Co., Ltd..................................... 8,500 334,997 Dowa Holdings Co., Ltd................................... 33,200 221,530 East Japan Railway Co.................................... 48,600 3,335,746 Ebara Corp............................................... 84,000 329,418 Eisai Co., Ltd........................................... 43,300 1,926,489 Electric Power Development Co., Ltd...................... 16,900 432,874 Exedy Corp............................................... 5,600 109,463 Ezaki Glico Co., Ltd..................................... 10,000 112,756 FamilyMart Co., Ltd...................................... 10,800 523,378 FANUC Corp............................................... 32,600 5,193,697 Fast Retailing Co., Ltd.................................. 8,700 1,937,229 FP Corp.................................................. 1,700 127,796 Fuji Electric Co., Ltd................................... 123,000 249,525 Fuji Heavy Industries, Ltd............................... 101,286 976,408 Fuji Media Holdings, Inc................................. 76 112,554 FUJIFILM Holdings Corp................................... 88,200 1,488,849 Fujitsu, Ltd............................................. 349,440 1,344,419 Fukuoka Financial Group, Inc............................. 146,000 570,945 #Fukuyama Transporting Co., Ltd........................... 29,000 152,227 *Furukawa Electric Co., Ltd............................... 113,000 225,343 Glory, Ltd............................................... 7,300 177,173 #GS Yuasa Corp............................................ 47,000 183,219 Gunma Bank, Ltd. (The)................................... 80,000 385,953 H2O Retailing Corp....................................... 15,000 154,299 292 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Hachijuni Bank, Ltd. (The)............................... 83,000 $ 428,762 Hakuhodo DY Holdings, Inc................................ 4,720 282,863 Hamamatsu Photonics K.K.................................. 9,400 325,901 Hankyu Hanshin Holdings, Inc............................. 219,000 1,212,359 Heiwa Corp............................................... 6,700 105,306 Hikari Tsushin, Inc...................................... 3,800 209,964 Hino Motors, Ltd......................................... 37,000 286,005 Hiroshima Bank, Ltd. (The)............................... 130,000 462,433 Hisamitsu Pharmaceutical Co., Inc........................ 8,700 449,840 Hitachi Capital Corp..................................... 12,600 241,977 Hitachi Chemical Co., Ltd................................ 19,900 280,659 #Hitachi Construction Machinery Co., Ltd.................. 17,500 287,710 Hitachi High-Technologies Corp........................... 10,665 233,732 #Hitachi Metals, Ltd...................................... 25,000 234,218 #Hitachi Transport System, Ltd............................ 8,415 126,317 Hitachi, Ltd............................................. 442,000 2,344,003 Hitachi, Ltd. ADR........................................ 34,892 1,830,434 Hokkaido Electric Power Co., Inc......................... 25,000 205,886 Hokuhoku Financial Group, Inc............................ 250,000 397,484 Hokuriku Electric Power Co., Inc......................... 22,200 220,481 Honda Motor Co., Ltd..................................... 141,600 4,256,956 Honda Motor Co., Ltd. Sponsored ADR...................... 141,423 4,265,318 Horiba, Ltd.............................................. 3,800 103,685 Hoshizaki Electric Co., Ltd.............................. 8,900 242,330 House Foods Corp......................................... 11,500 185,603 Hoya Corp................................................ 74,900 1,516,914 Ibiden Co., Ltd.......................................... 21,600 272,390 Idemitsu Kosan Co., Ltd.................................. 4,700 404,514 IHI Corp................................................. 221,000 465,419 Inpex Corp............................................... 412 2,347,109 Isetan Mitsukoshi Holdings, Ltd.......................... 74,080 725,138 Isuzu Motors, Ltd........................................ 214,000 1,131,970 #Ito En, Ltd.............................................. 5,600 105,380 ITOCHU Corp.............................................. 270,400 2,706,585 Itochu Techno-Solutions Corp............................. 4,200 217,291 Iyo Bank, Ltd. (The)..................................... 52,000 402,051 Izumi Co., Ltd........................................... 5,000 121,503 J. Front Retailing Co., Ltd.............................. 99,800 518,979 #Japan Steel Works, Ltd. (The)............................ 45,000 266,752 Japan Tobacco, Inc....................................... 155,500 4,299,927 JFE Holdings, Inc........................................ 88,200 1,244,849 JGC Corp................................................. 37,000 1,273,001 #Joyo Bank, Ltd. (The).................................... 129,000 624,298 JSR Corp................................................. 31,100 533,473 JTEKT Corp............................................... 38,960 292,573 #Jupiter Telecommunications Co., Ltd...................... 349 475,200 JX Holdings, Inc......................................... 420,770 2,241,048 Kagome Co., Ltd.......................................... 11,100 226,315 Kagoshima Bank, Ltd. (The)............................... 13,000 82,883 Kajima Corp.............................................. 159,000 440,348 Kakaku.com, Inc.......................................... 3,600 123,230 Kaken Pharmaceutical Co., Ltd............................ 13,000 201,355 Kamigumi Co., Ltd........................................ 53,000 427,446 Kaneka Corp.............................................. 56,000 273,184 Kansai Electric Power Co., Inc........................... 103,100 792,989 Kansai Paint Co., Ltd.................................... 31,000 333,939 Kao Corp................................................. 87,500 2,458,013 Kawasaki Heavy Industries, Ltd........................... 247,000 508,109 #*Kawasaki Kisen Kaisha, Ltd............................... 180,000 228,161 KDDI Corp................................................ 40,900 3,177,125 #Keihan Electric Railway Co., Ltd......................... 79,000 381,898 293 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) #Keikyu Corp............................................ 61,000 $ 574,505 Keio Corp.............................................. 83,000 629,912 Keisei Electric Railway Co., Ltd....................... 39,000 357,542 Keiyo Bank, Ltd. (The)................................. 21,000 92,064 Kewpie Corp............................................ 16,300 269,205 #Keyence Corp........................................... 7,651 2,031,254 Kikkoman Corp.......................................... 26,000 345,222 Kinden Corp............................................ 35,000 219,133 #Kintetsu Corp.......................................... 199,280 780,973 Kirin Holdings Co., Ltd................................ 147,000 1,845,310 Kobayashi Pharmaceutical Co., Ltd...................... 5,300 279,699 *Kobe Steel, Ltd........................................ 464,000 407,326 Koito Manufacturing Co., Ltd........................... 14,000 173,900 Komatsu, Ltd........................................... 158,800 3,327,597 Komeri Co., Ltd........................................ 5,000 120,679 Konami Co., Ltd........................................ 10,400 238,749 Konami Corp. ADR....................................... 3,500 80,850 Konica Minolta Holdings, Inc........................... 106,000 705,205 Kose Corp.............................................. 3,690 79,639 #*K's Holdings Corp...................................... 10,139 271,135 Kubota Corp............................................ 149,000 1,523,540 Kubota Corp. Sponsored ADR............................. 9,951 510,088 Kuraray Co., Ltd....................................... 62,800 729,900 Kurita Water Industries, Ltd........................... 18,700 424,517 #KYB Co., Ltd........................................... 14,000 50,387 Kyocera Corp........................................... 16,500 1,451,318 Kyocera Corp. Sponsored ADR............................ 10,829 961,615 KYORIN Holdings, Inc................................... 5,400 114,166 Kyowa Hakko Kirin Co., Ltd............................. 45,000 478,991 Kyushu Electric Power Co., Inc......................... 57,400 435,250 Lawson, Inc............................................ 10,600 778,995 Lintec Corp............................................ 7,200 124,542 #Lion Corp.............................................. 34,000 196,435 LIXIL Group Corp....................................... 50,140 1,108,508 #M3, Inc................................................ 138 265,080 #Makita Corp............................................ 16,500 653,248 #Makita Corp. Sponsored ADR............................. 1,630 66,830 Marubeni Corp.......................................... 283,000 1,833,808 Marui Group Co., Ltd................................... 53,900 387,725 #Matsui Securities Co., Ltd............................. 9,700 65,415 *Mazda Motor Corp....................................... 476,000 567,736 *McDonald's Holdings Co. Japan, Ltd..................... 9,000 250,077 Medipal Holdings Corp.................................. 34,300 436,826 MEIJI Holdings Co., Ltd................................ 12,256 560,762 #Minebea Co., Ltd....................................... 45,000 147,912 Miraca Holdings, Inc................................... 9,200 388,525 Misumi Group, Inc...................................... 10,000 245,687 Mitsubishi Chemical Holdings Corp...................... 292,490 1,158,427 Mitsubishi Corp........................................ 261,500 4,668,545 Mitsubishi Electric Corp............................... 329,000 2,459,172 Mitsubishi Estate Co., Ltd............................. 221,000 4,373,713 Mitsubishi Gas Chemical Co., Inc....................... 72,000 355,737 Mitsubishi Heavy Industries, Ltd....................... 527,000 2,219,768 #Mitsubishi Logistics Corp.............................. 33,000 425,588 Mitsubishi Materials Corp.............................. 203,000 590,222 *Mitsubishi Motors Corp................................. 542,000 467,182 #Mitsubishi Shokuhin Co., Ltd........................... 1,100 26,818 Mitsubishi Tanabe Pharma Corp.......................... 40,400 582,351 Mitsubishi UFJ Financial Group, Inc.................... 934,572 4,227,974 Mitsubishi UFJ Financial Group, Inc. ADR............... 1,455,897 6,536,978 Mitsui & Co., Ltd...................................... 255,800 3,605,558 294 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Mitsui & Co., Ltd. Sponsored ADR....................... 2,745 $ 772,361 Mitsui Chemicals, Inc.................................. 185,000 382,439 Mitsui Fudosan Co., Ltd................................ 143,000 2,890,711 *Mitsui Mining & Smelting Co., Ltd...................... 148,000 313,295 Mitsui O.S.K. Lines, Ltd............................... 235,000 563,278 Mizuho Financial Group, Inc............................ 3,526,305 5,517,540 Mizuho Financial Group, Inc. ADR....................... 312,894 973,100 Mochida Pharmaceutical Co., Ltd........................ 8,000 103,207 MS&AD Insurance Group Holdings, Inc.................... 99,895 1,694,099 Murata Manufacturing Co., Ltd.......................... 34,300 1,668,547 Nabtesco Corp.......................................... 15,000 279,945 Nagase & Co., Ltd...................................... 27,100 289,092 Nagoya Railroad Co., Ltd............................... 166,000 453,212 Namco Bandai Holdings, Inc............................. 28,900 454,107 Nankai Electric Railway Co., Ltd....................... 66,000 298,470 Nanto Bank, Ltd. (The)................................. 41,000 209,060 *NEC Corp............................................... 505,546 969,663 Net One Systems Co., Ltd............................... 8,800 97,950 NGK Insulators, Ltd.................................... 39,000 434,847 NGK Spark Plug Co., Ltd................................ 28,000 313,560 NHK Spring Co., Ltd.................................... 23,000 192,095 Nichirei Corp.......................................... 34,000 187,546 #Nidec Corp............................................. 12,500 889,555 Nidec Corp. ADR........................................ 26,554 471,068 Nifco, Inc............................................. 2,700 61,357 Nihon Kohden Corp...................................... 2,600 96,717 Nikon Corp............................................. 59,500 1,517,803 Nintendo Co., Ltd...................................... 18,400 2,375,434 Nippon Electric Glass Co., Ltd......................... 71,500 363,911 Nippon Express Co., Ltd................................ 174,000 636,750 Nippon Kayaku Co., Ltd................................. 33,000 367,346 Nippon Meat Packers, Inc............................... 39,000 483,995 Nippon Paint Co., Ltd.................................. 39,000 312,118 #Nippon Paper Group, Inc................................ 23,100 264,182 Nippon Shokubai Co., Ltd............................... 23,000 225,583 Nippon Steel & Sumitomo Metal Corp..................... 1,358,420 2,998,470 Nippon Telegraph & Telephone Corp...................... 51,800 2,368,717 Nippon Telegraph & Telephone Corp. ADR................. 20,771 473,994 Nippon Television Network Corp......................... 13,100 169,438 #Nippon Yusen K.K....................................... 313,000 596,621 Nipro Corp............................................. 10,000 68,372 Nishi-Nippon Bank, Ltd................................. 132,000 300,989 Nishi-Nippon Railroad Co., Ltd......................... 41,000 174,102 Nissan Chemical Industries, Ltd........................ 15,000 165,579 Nissan Motor Co., Ltd.................................. 431,500 3,608,790 Nissan Shatai Co., Ltd................................. 17,000 186,025 Nisshin Seifun Group, Inc.............................. 40,000 499,856 *Nisshin Steel Holdings Co., Ltd........................ 11,700 77,531 Nisshinbo Holdings, Inc................................ 29,000 189,720 Nissin Foods Holdings Co., Ltd......................... 10,000 378,137 Nitori Holdings Co., Ltd............................... 5,350 436,898 Nitto Denko Corp....................................... 27,100 1,231,099 NKSJ Holdings, Inc..................................... 71,850 1,309,793 NOK Corp............................................... 17,880 286,856 Nomura Holdings, Inc................................... 313,200 1,132,173 #Nomura Holdings, Inc. ADR.............................. 348,997 1,256,389 Nomura Real Estate Holdings, Inc....................... 22,300 400,280 Nomura Research Institute, Ltd......................... 13,600 289,090 NSK, Ltd............................................... 89,000 488,835 #*NTN Corp............................................... 93,000 166,844 NTT Data Corp.......................................... 213 694,228 295 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) NTT DOCOMO, Inc.......................................... 2,074 $3,005,283 NTT DOCOMO, Inc. Sponsored ADR........................... 51,866 746,870 Obayashi Corp............................................ 121,000 541,312 Obic Co., Ltd............................................ 1,430 294,302 #Odakyu Electric Railway Co., Ltd......................... 84,000 891,306 #Oji Holdings Corp........................................ 168,000 492,643 *Olympus Corp............................................. 31,200 545,136 #Omron Corp............................................... 34,900 695,776 Onward Holdings Co., Ltd................................. 18,000 133,281 Oracle Corp. Japan....................................... 7,100 315,747 Oriental Land Co., Ltd................................... 8,500 1,159,443 Osaka Gas Co., Ltd....................................... 256,000 1,055,111 *Osaka Securities Exchange Co., Ltd....................... 2 7,455 Osaka Titanium Technologies Co., Ltd..................... 2,500 49,501 OSG Corp................................................. 9,900 129,772 Otsuka Corp.............................................. 2,500 203,829 Pacific Metals Co., Ltd.................................. 19,000 64,587 #Panasonic Corp........................................... 309,688 1,878,432 #Panasonic Corp. Sponsored ADR............................ 108,991 602,720 #Park24 Co., Ltd.......................................... 18,900 324,737 #*Pioneer Electronic Corp.................................. 43,200 103,494 Pola Orbis Holdings, Inc................................. 5,200 163,706 *Rakuten, Inc............................................. 125,900 1,131,742 #*Renesas Electronics Corp................................. 9,900 36,666 Rengo Co., Ltd........................................... 44,000 192,313 Resona Holdings, Inc..................................... 352,400 1,524,903 #Ricoh Co., Ltd........................................... 146,000 1,221,858 #Rinnai Corp.............................................. 5,500 375,653 Rohm Co., Ltd............................................ 17,900 578,103 Rohto Pharmaceutical Co., Ltd............................ 11,000 151,602 Ryohin Keikaku Co., Ltd.................................. 3,400 225,160 Sankyo Co., Ltd.......................................... 10,000 453,063 Sankyu, Inc.............................................. 7,000 24,385 #Sanrio Co., Ltd.......................................... 5,500 181,086 Santen Pharmaceutical Co., Ltd........................... 10,100 442,436 Sapporo Holdings, Ltd.................................... 31,000 86,571 #Sawai Pharmaceutical Co., Ltd............................ 2,200 243,026 #SBI Holdings, Inc........................................ 52,950 370,807 SCSK Corp................................................ 7,500 127,714 Secom Co., Ltd........................................... 35,800 1,823,441 Sega Sammy Holdings, Inc................................. 36,248 683,218 #Seiko Epson Corp......................................... 26,700 148,483 Seino Holdings Co., Ltd.................................. 43,000 247,930 Sekisui Chemical Co., Ltd................................ 80,000 657,011 Sekisui House, Ltd....................................... 119,560 1,222,497 Senshu Ikeda Holdings, Inc............................... 34,820 217,091 Seven & I Holdings Co., Ltd.............................. 128,276 3,955,957 #Sharp Corp............................................... 204,000 440,085 Shiga Bank, Ltd.......................................... 47,000 307,449 Shikoku Electric Power Co., Inc.......................... 24,200 258,731 Shimadzu Corp............................................ 55,000 370,382 Shimamura Co., Ltd....................................... 3,600 375,240 Shimano, Inc............................................. 10,700 674,526 Shimizu Corp............................................. 118,000 394,772 #Shin-Etsu Chemical Co., Ltd.............................. 70,300 3,969,360 Shinsei Bank, Ltd........................................ 299,000 438,364 #Shionogi & Co., Ltd...................................... 58,000 962,912 Shiseido Co., Ltd........................................ 53,500 677,058 Shizuoka Bank, Ltd....................................... 112,000 1,145,534 #Showa Denko K.K.......................................... 251,000 383,945 Showa Shell Sekiyu K.K................................... 44,800 249,410 296 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) SKY Perfect JSAT Holdings, Inc........................... 293 $ 133,881 SMC Corp................................................. 9,000 1,418,929 Softbank Corp............................................ 153,100 4,835,250 Sojitz Corp.............................................. 274,900 341,260 Sony Corp................................................ 115,800 1,371,118 #Sony Corp. Sponsored ADR................................. 74,848 878,716 #Sony Financial Holdings, Inc............................. 29,400 524,280 Sotetsu Holdings, Inc.................................... 73,000 247,742 Square Enix Holdings Co., Ltd............................ 9,700 136,734 Stanley Electric Co., Ltd................................ 25,000 344,041 #*Start Today Co., Ltd..................................... 10,500 115,056 #Sugi Holdings Co., Ltd................................... 7,100 256,585 *Sumco Corp............................................... 16,700 114,538 Sumitomo Bakelite Co., Ltd............................... 33,000 117,785 Sumitomo Chemical Co., Ltd............................... 275,000 772,826 Sumitomo Corp............................................ 206,200 2,811,082 Sumitomo Electric Industries, Ltd........................ 139,000 1,495,320 Sumitomo Forestry Co., Ltd............................... 21,600 193,301 Sumitomo Heavy Industries, Ltd........................... 115,000 412,295 Sumitomo Metal Mining Co., Ltd........................... 106,000 1,396,002 Sumitomo Mitsui Financial Group, Inc..................... 251,740 7,692,420 Sumitomo Mitsui Trust Holdings, Inc...................... 576,210 1,748,683 Sumitomo Osaka Cement Co., Ltd........................... 51,000 166,043 #Sumitomo Realty & Development Co., Ltd................... 59,000 1,630,295 Sumitomo Rubber Industries, Ltd.......................... 27,600 325,382 Sundrug Co., Ltd......................................... 3,600 132,593 #Suruga Bank, Ltd......................................... 35,000 420,315 Suzuken Co., Ltd......................................... 13,980 441,302 Suzuki Motor Corp........................................ 61,200 1,387,945 Sysmex Corp.............................................. 10,900 512,526 T&D Holdings, Inc........................................ 102,400 1,118,950 #Taiheiyo Cement Corp..................................... 158,000 336,834 Taisei Corp.............................................. 183,000 504,564 Taiyo Nippon Sanso Corp.................................. 50,000 274,428 Takara Holdings, Inc..................................... 23,000 172,285 Takashimaya Co., Ltd..................................... 64,000 420,949 Takata Corp.............................................. 6,800 124,226 Takeda Pharmaceutical Co., Ltd........................... 134,500 6,251,675 #TDK Corp................................................. 24,000 902,495 TDK Corp. Sponsored ADR.................................. 1,900 70,623 #Teijin, Ltd.............................................. 175,000 401,331 Terumo Corp.............................................. 26,700 1,149,990 THK Co., Ltd............................................. 20,000 332,486 Tobu Railway Co., Ltd.................................... 131,000 696,124 Toho Co., Ltd............................................ 18,200 317,429 #Toho Gas Co., Ltd........................................ 63,000 381,836 Toho Holdings Co., Ltd................................... 7,100 145,139 *Tohuku Electric Power Co., Inc........................... 58,700 432,390 Tokai Rika Co., Ltd...................................... 15,700 197,037 Tokio Marine Holdings, Inc............................... 126,400 3,345,824 Tokio Marine Holdings, Inc. ADR.......................... 4,182 111,367 Tokyo Broadcasting System, Inc........................... 13,600 132,243 *Tokyo Electric Power Co., Inc............................ 186,900 305,106 Tokyo Electron, Ltd...................................... 31,500 1,418,456 Tokyo Gas Co., Ltd....................................... 338,000 1,791,037 *Tokyo Tatemono Co., Ltd.................................. 94,039 387,036 Tokyu Corp............................................... 143,000 727,397 Tokyu Land Corp.......................................... 100,000 561,392 TonenGeneral Sekiyu K.K.................................. 37,000 335,779 Toppan Printing Co., Ltd................................. 113,000 653,102 Toray Industries, Inc.................................... 256,000 1,494,315 297 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ JAPAN -- (Continued) Toshiba Corp........................................... 688,000 $ 2,556,394 Tosoh Corp............................................. 94,000 184,016 TOTO, Ltd.............................................. 46,000 344,747 Toyo Seikan Kaisha, Ltd................................ 34,700 368,907 Toyo Suisan Kaisha, Ltd................................ 16,000 398,715 Toyobo Co., Ltd........................................ 77,000 84,859 Toyoda Gosei Co., Ltd.................................. 14,300 281,611 #Toyota Boshoku Corp.................................... 9,300 88,181 Toyota Motor Corp...................................... 317,100 12,226,476 Toyota Motor Corp. Sponsored ADR....................... 81,782 6,335,652 Toyota Tsusho Corp..................................... 38,581 842,716 Trend Micro, Inc....................................... 16,700 468,136 Trend Micro, Inc. Sponsored ADR........................ 777 21,756 Tsumura & Co........................................... 9,000 287,807 *Tsuruha Holdings, Inc.................................. 2,200 166,761 *Ube Industries, Ltd.................................... 181,000 413,398 Unicharm Corp.......................................... 18,300 990,121 UNY Co., Ltd........................................... 44,100 313,821 Ushio, Inc............................................. 17,100 180,424 USS Co., Ltd........................................... 3,550 373,255 Wacoal Corp............................................ 27,000 303,773 West Japan Railway Co.................................. 22,500 982,299 Yahoo Japan Corp....................................... 2,581 888,245 #Yakult Honsha Co., Ltd................................. 17,200 801,295 #*Yamada Denki Co., Ltd.................................. 16,600 720,135 Yamaguchi Financial Group, Inc......................... 48,000 397,699 Yamaha Corp............................................ 30,200 271,389 Yamaha Motor Co., Ltd.................................. 50,100 478,360 Yamato Holdings Co., Ltd............................... 73,700 1,122,721 #Yamato Kogyo Co., Ltd.................................. 7,600 213,479 Yamazaki Baking Co., Ltd............................... 24,000 288,453 Yaskawa Electric Corp.................................. 34,000 243,677 Yokogawa Electric Corp................................. 27,000 307,347 Yokohama Rubber Co., Ltd............................... 44,000 309,275 #Zensho Co., Ltd........................................ 6,000 72,974 Zeon Corp.............................................. 27,000 194,741 ------------ TOTAL JAPAN............................................... 363,471,220 ------------ NETHERLANDS -- (2.0%) Aegon NV............................................... 330,862 1,850,387 Akzo Nobel NV.......................................... 43,066 2,343,989 Akzo Nobel NV Sponsored ADR............................ 5,988 108,323 ArcelorMittal NV....................................... 153,265 2,265,935 #ArcelorMittal NV ADR................................... 5,700 84,189 ASML Holding NV........................................ 71,775 3,945,612 *DE Master Blenders 1753 NV............................. 95,787 1,174,842 Delta Lloyd NV......................................... 20,197 335,885 Fugro NV............................................... 11,112 751,985 Heineken NV............................................ 41,178 2,541,196 *ING Groep NV........................................... 324,556 2,887,927 *ING Groep NV Sponsored ADR............................. 345,739 3,063,248 Koninklijke Ahold NV................................... 176,072 2,242,186 Koninklijke Ahold NV ADR............................... 8,320 106,080 Koninklijke Boskalis Westminster NV.................... 12,064 460,126 Koninklijke DSM NV..................................... 29,569 1,520,546 Koninklijke KPN NV..................................... 163,692 1,031,851 Koninklijke Philips Electronics NV..................... 196,700 4,926,533 Koninklijke Vopak NV................................... 12,727 886,052 Randstad Holdings NV................................... 23,691 774,583 Reed Elsevier NV....................................... 60,464 811,635 Reed Elsevier NV ADR................................... 22,835 612,663 298 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ----------- NETHERLANDS -- (Continued) Royal Imtech NV........................................ 10,738 $ 269,925 *SBM Offshore NV........................................ 28,410 371,909 TNT Express NV......................................... 56,539 595,766 Unilever NV............................................ 271,974 9,996,249 Wolters Kluwer NV...................................... 52,917 1,023,789 ----------- TOTAL NETHERLANDS......................................... 46,983,411 ----------- NEW ZEALAND -- (0.1%) Auckland International Airport, Ltd.................... 191,277 421,930 Chorus, Ltd............................................ 55,215 153,383 Contact Energy, Ltd.................................... 67,744 308,482 Fletcher Building, Ltd................................. 102,428 592,439 Sky Network Television, Ltd............................ 23,000 101,580 SKYCITY Entertainment Group, Ltd....................... 28,225 90,023 Telecom Corp. of New Zealand, Ltd...................... 276,078 545,773 TrustPower, Ltd........................................ 9,835 69,053 ----------- TOTAL NEW ZEALAND......................................... 2,282,663 ----------- NORWAY -- (0.9%) Aker ASA Series A...................................... 4,790 169,132 Aker Solutions ASA..................................... 24,377 480,383 *Algeta ASA............................................. 364 9,790 #*Archer, Ltd............................................ 31,266 41,325 Cermaq ASA............................................. 3,001 41,068 *Det Norske Oljeselskap ASA............................. 9,362 144,228 DNB ASA................................................ 183,897 2,299,009 *DNO International ASA.................................. 83,791 146,467 Fred Olsen Energy ASA.................................. 5,500 257,555 *Gjensidige Forsikring ASA.............................. 18,750 273,790 Golar LNG, Ltd......................................... 6,906 274,105 Kongsberg Gruppen ASA.................................. 6,143 118,664 *Marine Harvest ASA..................................... 602,481 472,718 Norsk Hydro ASA........................................ 166,285 748,620 Norsk Hydro ASA Sponsored ADR.......................... 11,200 48,384 Orkla ASA.............................................. 159,257 1,261,574 Petroleum Geo-Services ASA............................. 38,970 673,383 Prosafe ASA............................................ 36,219 301,210 Schibsted ASA.......................................... 11,244 420,809 #Seadrill, Ltd.......................................... 58,566 2,373,110 Statoil ASA............................................ 148,928 3,667,941 Statoil ASA Sponsored ADR.............................. 45,656 1,120,855 Stolt-Nielsen, Ltd..................................... 900 16,500 *Storebrand ASA......................................... 68,875 346,604 Subsea 7 SA............................................ 55,126 1,208,475 Telenor ASA............................................ 119,933 2,358,857 TGS Nopec Geophysical Co. ASA.......................... 16,183 549,852 *Veripos, Inc........................................... 5,513 15,929 Yara International ASA................................. 33,916 1,598,424 ----------- TOTAL NORWAY.............................................. 21,438,761 ----------- PORTUGAL -- (0.2%) *Banco Espirito Santo SA................................ 332,604 323,704 Cimpor Cimentos de Portugal SA......................... 28,468 127,180 *EDP Renovaveis SA...................................... 35,708 170,079 Energias de Portugal SA................................ 315,485 857,524 Galp Energia SGPS SA................................... 42,884 686,479 Jeronimo Martins SGPS SA............................... 35,510 621,637 Portugal Telecom SA.................................... 103,660 521,284 #Portugal Telecom SGPS SA Sponsored ADR................. 20,300 101,703 ----------- TOTAL PORTUGAL............................................ 3,409,590 ----------- 299 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ----------- SINGAPORE -- (1.4%) Asia Pacific Breweries, Ltd........................... 14,000 $ 603,728 *Biosensors International Group, Ltd................... 152,000 134,686 CapitaLand, Ltd....................................... 497,750 1,325,582 City Developments, Ltd................................ 86,000 802,982 ComfortDelGro Corp., Ltd.............................. 247,000 341,567 #*Cosco Corp Singapore, Ltd............................. 132,000 94,756 DBS Group Holdings, Ltd............................... 329,452 3,741,399 Fraser & Neave, Ltd................................... 175,292 1,313,309 #Genting Singapore P.L.C............................... 982,000 1,066,729 Golden Agri-Resources, Ltd............................ 1,383,000 706,348 Great Eastern Holdings, Ltd........................... 5,000 65,965 GuocoLand, Ltd........................................ 69,000 122,359 Hongkong Land Holdings, Ltd........................... 177,000 1,119,131 *Indofood Agri Resources, Ltd.......................... 84,000 86,432 #Jardine Cycle & Carriage, Ltd......................... 17,339 697,631 Keppel Corp., Ltd..................................... 232,600 2,023,730 Keppel Land, Ltd...................................... 141,000 390,570 M1, Ltd............................................... 11,000 23,517 #*Neptune Orient Lines, Ltd............................. 153,000 144,808 *Noble Group, Ltd...................................... 645,000 688,684 #*Olam International, Ltd............................... 247,054 396,868 Oversea-Chinese Banking Corp., Ltd.................... 444,380 3,302,795 #Overseas Union Enterprise, Ltd........................ 44,000 95,399 SATS, Ltd............................................. 120,736 275,281 SembCorp Industries, Ltd.............................. 162,320 720,386 #SembCorp Marine, Ltd.................................. 115,000 441,738 SIA Engineering Co., Ltd.............................. 3,000 10,321 Singapore Airlines, Ltd............................... 103,400 896,124 Singapore Exchange, Ltd............................... 131,000 719,999 Singapore Land, Ltd................................... 4,000 22,468 Singapore Post, Ltd................................... 115,000 107,409 Singapore Press Holdings, Ltd......................... 251,000 829,926 #Singapore Technologies Engineering, Ltd............... 245,000 705,128 Singapore Telecommunications, Ltd..................... 1,276,650 3,362,715 SMRT Corp., Ltd....................................... 59,000 83,828 StarHub, Ltd.......................................... 110,000 330,947 United Industrial Corp., Ltd.......................... 96,000 219,379 United Overseas Bank, Ltd............................. 214,941 3,205,367 UOL Group, Ltd........................................ 86,000 397,924 Venture Corp., Ltd.................................... 48,000 300,440 *Wilmar International, Ltd............................. 328,000 827,953 ----------- TOTAL SINGAPORE.......................................... 32,746,308 ----------- SPAIN -- (2.2%) #Abertis Infraestructuras SA........................... 59,132 893,112 Acciona SA............................................ 5,473 336,403 #*Acerinox SA........................................... 22,488 234,734 #ACS, Actividades de Construccion y Servicios, SA...... 25,527 545,525 Amadeus IT Holding SA................................. 52,835 1,308,840 #Banco Bilbao Vizcaya Argentaria SA.................... 389,398 3,253,774 #Banco Bilbao Vizcaya Argentaria SA Sponsored ADR...... 519,158 4,309,011 #*Banco de Sabadell SA.................................. 453,554 1,105,962 Banco Espanol de Credito SA........................... 9,662 35,369 #Banco Popular Espanol SA.............................. 239,124 373,936 Banco Santander SA.................................... 764,081 5,752,897 #Banco Santander SA Sponsored ADR...................... 884,386 6,597,520 #Bankinter SA.......................................... 38,692 153,680 #CaixaBank SA.......................................... 170,433 647,274 Distribuidora Internacional de Alimentacion SA........ 95,502 578,563 Ebro Foods SA......................................... 16,772 308,060 Enagas SA............................................. 33,110 658,641 300 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ----------- SPAIN -- (Continued) Ferrovial SA............................................ 73,461 $ 1,039,488 #Fomento de Construcciones y Contratas SA................ 7,734 101,324 Gas Natural SDG SA...................................... 66,529 1,033,634 #*Grifols SA.............................................. 26,263 912,130 #Iberdrola SA............................................ 676,708 3,504,625 #Indra Sistemas SA....................................... 13,729 157,086 #Industria de Diseno Textil SA........................... 37,598 4,800,943 #Mapfre SA............................................... 159,603 442,742 #Mediaset Espana Comunicacion SA......................... 31,341 168,686 Obrascon Huarte Lain SA................................. 655 17,170 Prosegur Cia de Seguridad SA............................ 26,700 145,671 Red Electrica Corporacion SA............................ 20,682 970,390 Repsol SA............................................... 45,058 902,992 Repsol SA Sponsored ADR................................. 78,700 1,581,870 #*Sacyr Vallehermoso SA................................... 31,149 62,062 Telefonica SA........................................... 246,043 3,247,455 #Telefonica SA Sponsored ADR............................. 397,685 5,225,581 #Zardoya Otis SA......................................... 22,511 278,436 ----------- TOTAL SPAIN................................................ 51,685,586 ----------- SWEDEN -- (2.5%) Alfa Laval AB........................................... 53,510 930,921 Assa Abloy AB Series B.................................. 56,140 1,870,345 Atlas Copco AB Series A................................. 113,276 2,785,596 Atlas Copco AB Series B................................. 67,672 1,483,927 Boliden AB.............................................. 69,604 1,219,720 Electrolux AB Series B.................................. 46,322 1,187,495 Elekta AB Series B...................................... 68,768 978,931 Getinge AB Series B..................................... 34,491 1,061,363 Hennes & Mauritz AB Series B............................ 171,455 5,813,437 Hexagon AB Series B..................................... 49,033 1,132,725 Husqvarna AB Series A................................... 12,600 73,067 Husqvarna AB Series B................................... 95,705 555,916 *Lundin Petroleum AB..................................... 36,534 876,596 Meda AB Series A........................................ 49,832 510,531 Millicom International Cellular SA SDR.................. 11,079 956,499 Modern Times Group AB Series B.......................... 2,276 69,428 Nordea Bank AB.......................................... 491,773 4,470,047 Ratos AB Series B....................................... 34,998 300,495 Sandvik AB.............................................. 168,747 2,344,825 Scania AB Series B...................................... 52,060 993,339 *Securitas AB Series B................................... 62,069 452,031 Skandinaviska Enskilda Banken AB Series A............... 294,971 2,447,608 Skanska AB Series B..................................... 74,934 1,173,845 SKF AB Series B......................................... 66,842 1,508,475 #SSAB AB Series A........................................ 34,790 249,228 SSAB AB Series B........................................ 10,905 67,442 Svenska Cellulosa AB Series A........................... 5,862 115,257 Svenska Cellulosa AB Series B........................... 116,858 2,278,288 Svenska Handelsbanken AB Series A....................... 92,094 3,160,408 #Swedbank AB Series A.................................... 151,242 2,809,243 Swedish Match AB........................................ 30,700 1,046,711 Tele2 AB Series B....................................... 54,772 914,301 Telefonaktiebolaget LM Ericsson AB Series A............. 13,219 113,394 Telefonaktiebolaget LM Ericsson AB Series B............. 505,323 4,476,696 #Telefonaktiebolaget LM Ericsson AB Sponsored ADR........ 46,000 408,940 TeliaSonera AB.......................................... 377,078 2,478,999 Trelleborg AB Series B.................................. 17,781 193,756 Volvo AB Series A....................................... 93,241 1,255,415 Volvo AB Series B....................................... 231,284 3,120,997 301 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ------- ------------ SWEDEN -- (Continued) Volvo AB Sponsored ADR................................. 14,500 $ 195,750 ------------ TOTAL SWEDEN.............................................. 58,081,987 ------------ SWITZERLAND -- (6.8%) *ABB, Ltd............................................... 189,906 3,429,688 ABB, Ltd. Sponsored ADR................................ 182,000 3,286,920 Actelion, Ltd.......................................... 19,646 948,263 Adecco SA.............................................. 23,822 1,155,187 #Alpiq Holding AG....................................... 365 59,563 Aryzta AG.............................................. 21,192 1,058,700 Baloise Holding AG..................................... 10,851 905,689 Banque Cantonale Vaudoise AG........................... 538 285,298 Barry Callebaut AG..................................... 342 326,634 #Basler Kantonalbank AG................................. 1,000 108,813 #Clariant AG............................................ 50,743 543,761 Compagnie Financiere Richemont SA Series A............. 88,607 5,750,421 Credit Suisse Group AG................................. 155,724 3,621,418 Credit Suisse Group AG Sponsored ADR................... 65,870 1,537,406 #*Dufry AG............................................... 2,966 377,236 EMS-Chemie Holding AG.................................. 1,411 340,434 Galenica Holding AG.................................... 783 459,850 Geberit AG............................................. 5,738 1,185,156 Givaudan SA............................................ 1,572 1,572,453 Holcim, Ltd............................................ 50,411 3,440,361 Julius Baer Group, Ltd................................. 49,751 1,726,450 Kuehne & Nagel International AG........................ 8,611 1,007,342 Lindt & Spruengli AG................................... 16 582,426 Lonza Group AG......................................... 8,012 406,354 Nestle SA.............................................. 548,594 34,829,262 Novartis AG............................................ 262,271 15,815,092 #Novartis AG ADR........................................ 147,100 8,893,666 Partners Group Holding AG.............................. 2,218 469,523 PSP Swiss Property AG.................................. 2,517 231,153 Roche Holding AG Bearer................................ 4,082 810,015 Roche Holding AG Genusschein........................... 116,708 22,480,903 Schindler Holding AG................................... 2,881 373,208 SGS SA................................................. 882 1,869,770 Sika AG................................................ 378 787,685 Sonova Holding AG...................................... 9,165 922,884 Sulzer AG.............................................. 5,786 839,011 Swatch Group AG........................................ 5,769 2,387,945 Swatch Group AG Registered Shares (The)................ 7,914 575,629 Swiss Life Holding AG.................................. 6,076 767,321 Swiss Re, Ltd.......................................... 72,856 5,041,443 Swisscom AG............................................ 3,867 1,609,683 Syngenta AG............................................ 7,824 3,050,496 #Syngenta AG ADR........................................ 37,300 2,907,908 UBS AG................................................. 640,816 9,614,543 UBS AG ADR............................................. 33,538 503,741 Zurich Insurance Group AG.............................. 31,032 7,650,000 ------------ TOTAL SWITZERLAND......................................... 156,546,704 ------------ UNITED KINGDOM -- (18.5%) Aberdeen Asset Management P.L.C........................ 170,020 893,114 Admiral Group P.L.C.................................... 30,710 550,313 Aggreko P.L.C.......................................... 42,757 1,487,099 Amec P.L.C............................................. 58,523 1,004,131 Anglo American P.L.C................................... 247,137 7,615,400 Antofagasta P.L.C...................................... 67,507 1,373,381 ARM Holdings P.L.C..................................... 157,970 1,702,226 ARM Holdings P.L.C. Sponsored ADR...................... 18,300 592,005 302 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ --------- ----------- UNITED KINGDOM -- (Continued) Ashmore Group P.L.C................................... 41,357 $ 238,076 Associated British Foods P.L.C........................ 74,044 1,657,009 AstraZeneca P.L.C..................................... 135,231 6,271,356 #AstraZeneca P.L.C. Sponsored ADR...................... 80,200 3,721,280 Aviva P.L.C........................................... 588,464 3,151,482 Babcock International Group P.L.C..................... 75,422 1,192,236 BAE Systems P.L.C..................................... 635,165 3,205,863 Balfour Beatty P.L.C.................................. 42,765 217,991 Barclays P.L.C........................................ 747,276 2,763,249 Barclays P.L.C. Sponsored ADR......................... 365,409 5,408,053 BG Group P.L.C........................................ 510,495 9,478,376 #BG Group P.L.C. Sponsored ADR......................... 62,500 1,162,500 BHP Billiton P.L.C.................................... 127,971 4,101,662 #BHP Billiton P.L.C. ADR............................... 113,263 7,246,567 BP P.L.C.............................................. 589,796 4,212,122 BP P.L.C. Sponsored ADR............................... 517,641 22,201,622 British American Tobacco P.L.C........................ 293,586 14,561,859 British American Tobacco P.L.C. Sponsored ADR......... 19,052 1,893,007 British Sky Broadcasting Group P.L.C.................. 169,139 1,935,788 #British Sky Broadcasting Group P.L.C. Sponsored ADR... 647 29,639 BT Group P.L.C........................................ 905,413 3,111,557 BT Group P.L.C. Sponsored ADR......................... 36,202 1,244,625 Bunzl P.L.C........................................... 61,814 1,023,920 Burberry Group P.L.C.................................. 63,841 1,204,561 *Cairn Energy P.L.C.................................... 99,844 452,555 Capita P.L.C.......................................... 92,418 1,079,837 Carnival P.L.C........................................ 33,012 1,314,960 #Carnival P.L.C. ADR................................... 10,700 422,971 Centrica P.L.C........................................ 726,786 3,804,988 Cobham P.L.C.......................................... 148,789 517,283 Compass Group P.L.C................................... 319,788 3,513,863 Croda International P.L.C............................. 24,141 859,529 Diageo P.L.C.......................................... 172,769 4,939,249 Diageo P.L.C. Sponsored ADR........................... 63,791 7,287,484 *Essar Energy P.L.C.................................... 36,918 81,813 Eurasian Natural Resources Corp. P.L.C................ 52,797 279,883 Evraz P.L.C........................................... 51,040 194,748 Experian P.L.C........................................ 163,234 2,824,129 Ferrexpo P.L.C........................................ 3,692 12,467 Fresnillo P.L.C....................................... 28,370 880,760 G4S P.L.C............................................. 248,845 1,047,293 GKN P.L.C............................................. 284,941 958,379 GlaxoSmithKline P.L.C................................. 538,836 12,074,039 GlaxoSmithKline P.L.C. Sponsored ADR.................. 154,591 6,941,136 Hargreaves Lansdown P.L.C............................. 36,360 433,931 HSBC Holdings P.L.C................................... 1,623,467 16,006,352 #HSBC Holdings P.L.C. Sponsored ADR.................... 343,138 16,937,292 ICAP P.L.C............................................ 101,460 533,787 IMI P.L.C............................................. 46,174 712,924 Imperial Tobacco Group P.L.C.......................... 132,008 4,992,505 Imperial Tobacco Group P.L.C. ADR..................... 19,700 1,487,350 Informa P.L.C......................................... 111,055 718,864 Inmarsat P.L.C........................................ 21,207 194,286 InterContinental Hotels Group P.L.C................... 46,039 1,139,107 *International Consolidated Airlines Group SA.......... 262,815 685,141 Intertek Group P.L.C.................................. 28,651 1,305,985 Invensys P.L.C........................................ 40,766 150,315 Investec P.L.C........................................ 143,706 847,454 ITV P.L.C............................................. 657,491 920,503 John Wood Group P.L.C................................. 72,050 990,311 Johnson Matthey P.L.C................................. 35,253 1,282,821 303 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ---------- ----------- UNITED KINGDOM -- (Continued) Kazakhmys P.L.C...................................... 39,377 $ 451,785 Kingfisher P.L.C..................................... 483,986 2,266,046 Legal & General Group P.L.C.......................... 1,215,668 2,635,252 *Lloyds Banking Group P.L.C........................... 5,597,449 3,685,965 *Lloyds Banking Group P.L.C. Sponsored ADR............ 537,897 1,409,290 London Stock Exchange Group P.L.C.................... 31,436 496,021 #Lonmin P.L.C......................................... 14,877 123,449 Man Group P.L.C...................................... 323,056 410,532 Marks & Spencer Group P.L.C.......................... 300,215 1,910,765 Meggitt P.L.C........................................ 154,251 962,080 Melrose P.L.C........................................ 7,538 29,363 Mondi P.L.C.......................................... 85,925 947,194 National Grid P.L.C.................................. 282,501 3,221,823 National Grid P.L.C. Sponsored ADR................... 48,919 2,788,872 Next P.L.C........................................... 31,155 1,795,983 Old Mutual P.L.C..................................... 1,003,152 2,792,252 Pearson P.L.C........................................ 111,757 2,247,110 Pearson P.L.C. Sponsored ADR......................... 43,147 867,255 Pennon Group P.L.C................................... 63,747 738,436 Petrofac, Ltd........................................ 43,350 1,125,465 Prudential P.L.C..................................... 363,475 4,991,858 Prudential P.L.C. ADR................................ 62,200 1,709,256 Randgold Resources, Ltd.............................. 14,107 1,686,329 Reckitt Benckiser Group P.L.C........................ 109,057 6,607,184 Reed Elsevier P.L.C.................................. 119,988 1,175,331 #Reed Elsevier P.L.C. ADR............................. 20,755 810,898 Resolution, Ltd...................................... 341,747 1,204,885 Rexam P.L.C.......................................... 192,669 1,391,196 Rio Tinto P.L.C...................................... 150,148 7,500,915 #Rio Tinto P.L.C. Sponsored ADR....................... 94,175 4,706,866 *Rolls-Royce Holdings P.L.C........................... 315,049 4,353,817 *Rolls-Royce Holdings P.L.C. Series C................. 23,943,724 38,639 *Royal Bank of Scotland Group P.L.C................... 390,043 1,741,592 *Royal Bank of Scotland Group P.L.C. Sponsored ADR.... 13,427 120,037 Royal Dutch Shell P.L.C. ADR......................... 425,120 30,026,226 Royal Dutch Shell P.L.C. Series A (B03MLX2).......... 3,127 107,297 Royal Dutch Shell P.L.C. Series A (B09CBL4).......... 43,726 1,498,976 Royal Dutch Shell P.L.C. Series B.................... 306,534 10,842,936 RSA Insurance Group P.L.C............................ 788,249 1,430,798 SABmiller P.L.C...................................... 162,396 6,969,775 Sage Group P.L.C..................................... 274,667 1,379,535 Sainsbury (J.) P.L.C................................. 250,137 1,434,201 Schroders P.L.C...................................... 18,739 462,391 Schroders P.L.C. Non-Voting.......................... 9,996 199,603 Serco Group P.L.C.................................... 85,226 780,136 Severn Trent P.L.C................................... 37,231 965,601 Shire P.L.C.......................................... 40,423 1,136,686 Shire P.L.C. ADR..................................... 18,687 1,576,996 Smith & Nephew P.L.C................................. 125,916 1,331,592 #Smith & Nephew P.L.C. Sponsored ADR.................. 7,000 370,790 Smiths Group P.L.C................................... 70,211 1,199,687 SSE P.L.C............................................ 170,775 3,994,326 Standard Chartered P.L.C............................. 452,395 10,711,236 Standard Life P.L.C.................................. 475,548 2,245,469 Tate & Lyle P.L.C.................................... 82,806 970,573 Tesco P.L.C.......................................... 1,441,004 7,456,436 *Travis Perkins P.L.C................................. 20,957 366,224 TUI Travel P.L.C..................................... 16,710 67,798 Tullow Oil P.L.C..................................... 145,530 3,306,290 Unilever P.L.C....................................... 90,185 3,364,213 Unilever P.L.C. Sponsored ADR........................ 127,465 4,753,170 304 LARGE CAP INTERNATIONAL PORTFOLIO CONTINUED Shares Value++ ----------- -------------- UNITED KINGDOM -- (Continued) United Utilities Group P.L.C..................... 95,259 $ 1,041,506 United Utilities Group P.L.C. ADR................ 5,177 111,823 #Vedanta Resources P.L.C.......................... 26,516 487,210 Vodafone Group P.L.C............................. 2,870,219 7,794,527 Vodafone Group P.L.C. Sponsored ADR.............. 680,782 18,530,886 Weir Group P.L.C. (The).......................... 39,918 1,124,957 Whitbread P.L.C.................................. 34,365 1,305,985 William Morrison Supermarkets P.L.C.............. 452,618 1,959,739 Wolseley P.L.C................................... 52,183 2,287,582 Wolseley P.L.C. ADR.............................. 19,300 83,955 WPP P.L.C........................................ 193,811 2,505,081 WPP P.L.C. Sponsored ADR......................... 15,840 1,023,898 Xstrata P.L.C.................................... 353,374 5,597,975 -------------- TOTAL UNITED KINGDOM................................ 427,026,189 -------------- TOTAL COMMON STOCKS................................. 2,041,948,767 -------------- PREFERRED STOCKS -- (0.1%) GERMANY -- (0.0%) Porsche Automobil Holding SE..................... 19,267 1,284,218 -------------- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) *Yancoal Australia, Ltd. Contigent Value Rights... 5,995 14,929 -------------- FRANCE -- (0.0%) *GDF Suez SA STRIP VVPR........................... 11,445 15 -------------- HONG KONG -- (0.0%) *Esprit Holdings, Ltd. Rights 11/19/12............ 115,140 30,902 -------------- SPAIN -- (0.0%) *Banco Bilbao Vizcaya Argentaria SA Tradeable Coupons......................................... 59 7 -------------- TOTAL RIGHTS/WARRANTS............................... 45,853 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (11.7%) (S)@DFA Short Term Investment Fund.................. 23,336,214 270,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,348,839) to be repurchased at $1,322,404.... $ 1,322 1,322,391 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 271,322,391 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,152,738,602)............................ $2,314,601,229 ============== 305 INTERNATIONAL CORE EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ----------- COMMON STOCKS -- (89.3%) AUSTRALIA -- (6.2%) *ABM Resources NL...................................... 3,774 $ 203 #*Acer Energy, Ltd...................................... 76,673 22,779 Acrux, Ltd............................................ 99,878 335,558 Adelaide Brighton, Ltd................................ 612,451 2,013,327 Aditya Birla Minerals, Ltd............................ 166,629 79,371 *AED Oil, Ltd.......................................... 237,059 -- #AGL Energy, Ltd....................................... 125,540 1,893,253 *Ainsworth Game Technology, Ltd........................ 17,120 42,287 *AJ Lucas Group, Ltd................................... 37,498 31,105 *Alcyone Resources, Ltd................................ 103,559 5,263 *Alkane Resources, Ltd................................. 157,833 138,829 #*ALS, Ltd.............................................. 143,335 1,375,956 #Alumina, Ltd.......................................... 1,602,532 1,599,690 #Alumina, Ltd. Sponsored ADR........................... 468,068 1,834,827 *Amadeus Energy, Ltd................................... 234,309 47,472 Amalgamated Holdings, Ltd............................. 124,979 881,810 Amcom Telecommunications, Ltd......................... 182,333 241,916 Amcor, Ltd............................................ 668,296 5,474,914 Amcor, Ltd. Sponsored ADR............................. 30,507 1,000,630 AMP, Ltd.............................................. 1,858,548 8,842,545 Ansell, Ltd........................................... 118,397 1,918,374 *Antares Energy, Ltd................................... 189,154 101,874 APA Group, Ltd........................................ 321,468 1,720,675 #APN News & Media, Ltd................................. 602,191 230,796 #*Aquarius Platinum, Ltd................................ 299,539 177,725 #*Aquila Resources, Ltd................................. 60,382 168,079 ARB Corp., Ltd........................................ 40,854 435,329 Aristocrat Leisure, Ltd............................... 258,860 756,629 Arrium, Ltd........................................... 2,033,655 1,651,794 Asciano Group, Ltd.................................... 864,993 4,094,029 #ASG Group, Ltd. (6207214)............................. 122,020 79,693 *ASG Group, Ltd. (B844JF1)............................. 1,600 1,046 #ASX, Ltd.............................................. 117,276 3,610,969 *Atlantic, Ltd......................................... 34,067 10,618 *Atlas Iron, Ltd....................................... 877,603 1,393,690 #*Aurora Oil & Gas, Ltd................................. 180,343 729,874 Ausdrill, Ltd......................................... 442,479 1,305,757 Ausenco, Ltd.......................................... 142,695 466,936 *Austal, Ltd........................................... 103,566 131,653 Austbrokers Holdings, Ltd............................. 27,686 224,143 Austin Engineering, Ltd............................... 24,048 107,960 #Australia & New Zealand Banking Group, Ltd............ 811,349 21,404,514 *Australian Agricultural Co., Ltd...................... 270,807 365,221 Australian Infrastructure Fund........................ 602,974 1,859,577 Australian Pharmaceutical Industries, Ltd............. 476,014 232,247 #Automotive Holdings Group, Ltd........................ 231,412 765,694 AVJennings, Ltd....................................... 143,047 48,325 AWE, Ltd.............................................. 837,583 1,153,905 Bank of Queensland, Ltd............................... 413,209 3,244,890 *Bannerman Resources, Ltd.............................. 166,691 14,505 #*Bathurst Resources, Ltd............................... 329,575 148,320 #BC Iron, Ltd.......................................... 19,399 55,765 #Beach Energy, Ltd..................................... 1,948,551 2,782,984 #Bendigo & Adelaide Bank, Ltd.......................... 640,698 5,366,268 #BHP Billiton, Ltd. Sponsored ADR...................... 195,277 13,813,895 #Billabong International, Ltd.......................... 524,825 480,697 *Bionomics, Ltd........................................ 19,472 6,370 #*Biota Holdings, Ltd................................... 244,448 150,982 306 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- AUSTRALIA -- (Continued) *Bisalloy Steel Group, Ltd............................. 8,498 $ 11,998 #Blackmores, Ltd....................................... 3,805 117,231 #*Blackthorn Resources, Ltd............................. 34,385 43,233 *BlueScope Steel, Ltd.................................. 3,661,917 1,800,543 Boart Longyear, Ltd................................... 720,306 1,087,844 *Boom Logistics, Ltd................................... 320,214 102,947 Boral, Ltd............................................ 1,158,487 4,314,871 #Bradken, Ltd.......................................... 256,153 1,311,190 Brambles, Ltd......................................... 227,008 1,709,316 *Bravura Solutions, Ltd................................ 48,054 11,454 #Breville Group, Ltd................................... 60,870 377,886 Brickworks, Ltd....................................... 39,244 453,195 #BT Investment Management, Ltd......................... 29,872 68,843 *Buccaneer Energy, Ltd................................. 98,722 6,147 *Buru Energy, Ltd. (B3CCKH1)........................... 58,032 166,883 *Buru Energy, Ltd. (B83VSV2)........................... 3,505 10,115 #Cabcharge Australia, Ltd.............................. 138,822 851,718 Caltex Australia, Ltd................................. 159,035 2,810,123 #Cardno, Ltd........................................... 148,425 1,237,376 #*Carnarvon Petroleum, Ltd.............................. 775,879 65,046 #carsales.com, Ltd..................................... 93,300 722,036 #Cash Converters International, Ltd.................... 314,772 289,050 *Centrebet International, Ltd. Claim Units............. 22,005 -- #*Ceramic Fuel Cells, Ltd............................... 215,128 17,624 #*CGA Mining, Ltd....................................... 9,637 28,498 Challenger, Ltd....................................... 491,725 1,646,299 *ChemGenex Pharmaceuticals, Ltd........................ 6,842 -- *Citigold Corp., Ltd................................... 806,483 46,940 Clarius Group, Ltd.................................... 29,108 11,770 *Clinuvel Pharmaceuticals, Ltd......................... 13,426 22,521 Clough, Ltd........................................... 223,920 181,112 *Coal of Africa, Ltd................................... 400,214 88,954 Coca-Cola Amatil, Ltd................................. 94,211 1,314,417 Cochlear, Ltd......................................... 19,352 1,429,186 *Cockatoo Coal, Ltd.................................... 973,718 166,256 Codan, Ltd............................................ 4,156 9,268 *Coffey International, Ltd............................. 136,278 52,898 #Commonwealth Bank of Australia NL..................... 291,226 17,440,319 *Compass Resources, Ltd................................ 18,720 -- #Computershare, Ltd.................................... 98,154 883,948 Consolidated Media Holdings, Ltd...................... 108,971 387,756 *Continental Coal, Ltd................................. 218,913 12,474 Coventry Group, Ltd................................... 13,156 40,676 Credit Corp. Group, Ltd............................... 45,692 333,164 Crown, Ltd............................................ 254,541 2,565,503 #CSG, Ltd.............................................. 86,778 43,636 #CSL, Ltd.............................................. 71,853 3,543,859 #CSR, Ltd.............................................. 783,618 1,422,663 #*Cudeco, Ltd........................................... 153,294 743,126 *Cue Energy Resources, Ltd............................. 287,579 40,197 Data#3, Ltd........................................... 31,620 37,739 #David Jones, Ltd...................................... 773,046 2,139,565 #Decmil Group, Ltd..................................... 161,286 432,908 *Deep Yellow, Ltd...................................... 403,728 31,793 Devine, Ltd........................................... 109,847 83,354 Domino's Pizza Enterprises, Ltd....................... 4,917 48,134 *Downer EDI, Ltd....................................... 674,913 2,512,298 *Dragon Mining, Ltd.................................... 13,081 10,496 #*Drillsearch Energy, Ltd............................... 286,019 448,979 DUET Group............................................ 799,394 1,732,405 DuluxGroup, Ltd....................................... 143,664 527,325 307 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- AUSTRALIA -- (Continued) DWS, Ltd............................................... 57,318 $ 90,070 Echo Entertainment Group, Ltd.......................... 1,136,161 4,129,282 #*Elders, Ltd............................................ 974,226 166,725 Emeco Holdings, Ltd.................................... 995,324 716,797 *Energy Resources of Australia, Ltd..................... 175,015 255,792 #*Energy World Corp., Ltd................................ 1,018,981 384,766 *Enero Group, Ltd....................................... 58,826 24,486 Envestra, Ltd.......................................... 756,901 710,373 Equity Trustees, Ltd................................... 1,198 17,404 *eServGlobal, Ltd....................................... 76,359 15,731 #Euroz, Ltd............................................. 64,770 69,301 *Evolution Mining, Ltd.................................. 291,718 606,272 #Fairfax Media, Ltd..................................... 2,954,734 1,209,703 Fantastic Holdings, Ltd................................ 975 2,883 #*FAR, Ltd............................................... 1,608,630 54,948 Finbar Group, Ltd...................................... 2,330 2,866 #FKP Property Group, Ltd................................ 2,071,303 474,503 #Fleetwood Corp., Ltd................................... 60,422 645,516 #Flight Centre, Ltd..................................... 50,380 1,389,971 *Flinders Mines, Ltd.................................... 514,386 45,841 *Focus Minerals, Ltd.................................... 5,795,439 216,427 #Forge Group, Ltd....................................... 54,960 227,084 #Fortescue Metals Group, Ltd............................ 182,898 770,669 *Funtastic, Ltd......................................... 54,775 11,627 G8 Education, Ltd...................................... 4,668 6,703 *Geodynamics, Ltd....................................... 62,596 8,427 *Goodman Fielder, Ltd................................... 2,998,028 1,816,167 GrainCorp, Ltd. Class A................................ 316,385 4,017,830 #Grange Resources, Ltd.................................. 460,396 119,071 #*Great Southern, Ltd.................................... 123,895 -- #*Gryphon Minerals, Ltd.................................. 291,109 235,541 #GUD Holdings, Ltd...................................... 115,135 1,002,180 *Gujarat NRE Coking Coal, Ltd........................... 46,225 7,663 #*Gunns, Ltd............................................. 1,359,648 -- #GWA Group, Ltd......................................... 329,580 596,954 #Harvey Norman Holdings, Ltd............................ 875,711 1,729,793 *Hastie Group, Ltd...................................... 23,144 -- HFA Holdings, Ltd...................................... 133,879 106,944 *Highlands Pacific, Ltd................................. 114,695 16,628 #Hills Holdings, Ltd.................................... 255,144 201,298 #*Horizon Oil, Ltd....................................... 1,261,271 508,797 *Icon Energy, Ltd....................................... 357,233 96,206 #iiNet, Ltd............................................. 180,585 779,309 #Iluka Resources, Ltd................................... 143,691 1,473,884 Imdex, Ltd............................................. 232,315 322,094 IMF Australia, Ltd..................................... 66,357 102,170 Incitec Pivot, Ltd..................................... 1,520,630 4,980,528 #Independence Group NL.................................. 242,185 1,000,722 *Indophil Resources NL.................................. 246,594 71,634 #Industrea, Ltd......................................... 433,532 566,993 #*Infigen Energy, Ltd.................................... 693,403 172,430 Infomedia, Ltd......................................... 80,383 30,037 Insurance Australia Group, Ltd......................... 1,664,805 7,916,617 #*Integra Mining, Ltd.................................... 1,075,641 606,074 Integrated Research, Ltd............................... 22,833 28,319 #Invocare, Ltd.......................................... 64,309 587,632 IOOF Holdings, Ltd..................................... 262,463 1,717,399 #Iress, Ltd............................................. 51,253 407,119 #James Hardie Industries P.L.C.......................... 197,900 1,893,053 #James Hardie Industries P.L.C. Sponsored ADR........... 8,092 389,144 #JB Hi-Fi, Ltd.......................................... 60,692 645,178 308 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- AUSTRALIA -- (Continued) *Kagara, Ltd........................................... 743,096 $ 92,565 *Kangaroo Resources, Ltd............................... 157,028 6,858 *Kasbah Resources, Ltd................................. 64,502 10,692 #Kingsgate Consolidated, Ltd........................... 178,605 1,024,412 Kingsrose Mining, Ltd................................. 71,175 72,278 *Lednium, Ltd.......................................... 21,998 1,827 Leighton Holdings, Ltd................................ 41,067 762,007 Lend Lease Group NL................................... 487,721 4,378,657 *Linc Energy, Ltd...................................... 344,352 195,946 Lycopodium, Ltd....................................... 6,626 42,139 #M2 Telecommunications Group, Ltd...................... 69,051 274,023 Macmahon Holdings, Ltd................................ 1,040,360 344,118 #*Macquarie Atlas Roads Group NL........................ 178,988 287,004 Macquarie Group, Ltd.................................. 309,802 10,233,302 *Marion Energy, Ltd.................................... 119,950 747 Matrix Composites & Engineering, Ltd.................. 24,634 42,366 MaxiTRANS Industries, Ltd............................. 98,645 99,226 McMillan Shakespeare, Ltd............................. 30,386 406,656 McPherson's, Ltd...................................... 56,824 109,145 Medusa Mining, Ltd.................................... 88,836 565,870 Melbourne IT, Ltd..................................... 87,065 160,863 #Mermaid Marine Australia, Ltd......................... 233,044 783,238 #*Mesoblast, Ltd........................................ 33,946 203,585 *Metals X, Ltd......................................... 522,805 67,719 #Metcash, Ltd.......................................... 613,192 2,329,251 *Metgasco, Ltd......................................... 44,631 9,707 *MetroCoal, Ltd........................................ 7,570 1,723 #*MHM Metals, Ltd....................................... 39,181 10,575 Miclyn Express Offshore, Ltd.......................... 25,424 58,554 #Mincor Resources NL................................... 258,970 320,938 *Mineral Deposits, Ltd................................. 99,202 502,347 Mineral Resources, Ltd................................ 116,030 1,042,800 #*Mirabela Nickel, Ltd.................................. 683,591 318,187 *Molopo Energy, Ltd.................................... 57,352 32,703 *Moly Mines, Ltd....................................... 71,284 9,628 #Monadelphous Group, Ltd............................... 27,245 595,705 #Mortgage Choice, Ltd.................................. 83,356 149,723 Mount Gibson Iron, Ltd................................ 729,042 531,899 Murchison Metals, Ltd................................. 658,162 30,031 #Myer Holdings, Ltd.................................... 970,879 1,967,869 *Nanosonics, Ltd....................................... 11,184 6,100 #National Australia Bank, Ltd.......................... 935,297 24,995,703 *Navigator Resources, Ltd.............................. 295,731 307 Navitas, Ltd.......................................... 116,724 498,621 *Neon Energy, Ltd...................................... 12,820 3,527 *Neptune Marine Services, Ltd.......................... 361,784 11,631 #New Hope Corp., Ltd................................... 332,992 1,513,385 Newcrest Mining, Ltd.................................. 280,052 7,723,858 *Nexus Energy, Ltd..................................... 1,610,590 200,143 NIB Holdings, Ltd..................................... 543,089 1,021,336 #*Nido Petroleum, Ltd................................... 1,055,002 39,245 Norfolk Group, Ltd.................................... 80,631 54,372 #*Northern Iron, Ltd.................................... 51,752 32,477 *Northern Star Resources, Ltd.......................... 218,169 290,849 NRW Holdings, Ltd..................................... 206,519 438,037 Nufarm, Ltd........................................... 256,877 1,531,382 Oakton, Ltd........................................... 46,008 59,653 Oil Search, Ltd....................................... 347,867 2,680,610 *OM Holdings, Ltd...................................... 26,600 7,326 *OPUS Group, Ltd....................................... 13,660 6,630 Orica, Ltd............................................ 111,791 2,912,037 309 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- AUSTRALIA -- (Continued) Origin Energy, Ltd.................................... 970,818 $11,427,678 #OrotonGroup, Ltd...................................... 6,048 40,785 #*Otto Energy, Ltd...................................... 168,000 15,158 OZ Minerals, Ltd...................................... 469,651 3,985,018 Pacific Brands, Ltd................................... 1,386,628 891,861 #*Paladin Energy, Ltd................................... 1,268,398 1,487,739 PanAust, Ltd.......................................... 516,619 1,781,008 Panoramic Resources, Ltd.............................. 254,665 164,574 *PaperlinX, Ltd........................................ 745,156 40,203 Patties Foods, Ltd.................................... 5,122 8,768 #*Peet, Ltd............................................. 160,385 154,826 #*Perilya, Ltd.......................................... 285,584 91,642 #Perpetual Trustees Australia, Ltd..................... 37,577 1,087,232 *Petsec Energy, Ltd.................................... 48,701 8,582 *Pharmaxis, Ltd........................................ 189,941 254,568 #Platinum Asset Mangement, Ltd......................... 69,002 260,085 #*Platinum Australia, Ltd............................... 400,751 27,872 *Pluton Resources, Ltd................................. 121,600 23,359 PMP, Ltd.............................................. 379,844 78,737 Premier Investments, Ltd.............................. 76,037 486,174 Primary Health Care, Ltd.............................. 671,521 2,708,622 *Prime Aet&D Holdings No.1, Ltd........................ 26 -- Prime Media Group, Ltd................................ 87,075 71,311 *PrimeAg, Ltd.......................................... 26,025 31,046 Programmed Maintenance Service, Ltd................... 138,350 296,715 *Qantas Airways, Ltd................................... 1,743,699 2,403,990 #QBE Insurance Group, Ltd.............................. 529,850 7,238,824 QR National, Ltd...................................... 372,196 1,443,756 *Ramelius Resources, Ltd............................... 400,885 183,623 Ramsay Health Care, Ltd............................... 61,018 1,504,777 RCR Tomlinson, Ltd.................................... 85,317 162,376 REA Group, Ltd........................................ 24,360 436,007 #Reckon, Ltd........................................... 26,821 68,706 #*Red Fork Energy, Ltd.................................. 325,150 232,207 Redflex Holdings, Ltd................................. 49,622 78,709 Reece Australia, Ltd.................................. 10,902 229,274 *Reed Resources, Ltd................................... 171,581 32,070 #Regional Express Holdings, Ltd........................ 17,416 21,672 *Regis Resources, Ltd.................................. 110,695 617,211 #Reject Shop, Ltd. (The)............................... 13,602 200,384 *Resolute Mining, Ltd.................................. 899,906 1,796,244 *Resource & Investment NL.............................. 81,566 16,889 *Resource Generation, Ltd.............................. 41,318 17,158 Retail Food Group, Ltd................................ 54,659 180,445 *Rialto Energy, Ltd.................................... 62,973 7,827 #Ridley Corp., Ltd..................................... 390,725 466,651 #Rio Tinto, Ltd........................................ 143,746 8,474,683 *RiverCity Motorway Group, Ltd......................... 133,238 -- *Roc Oil Co., Ltd...................................... 1,385,246 616,572 #SAI Global, Ltd....................................... 192,288 809,293 #*Salinas Energy, Ltd................................... 359,089 98,707 #Salmat, Ltd........................................... 68,805 184,213 #*Samson Oil & Gas, Ltd................................. 456,014 16,197 #*Samson Oil & Gas, Ltd. Sponsored ADR.................. 64,300 46,110 Santos, Ltd........................................... 864,272 10,304,912 *Saracen Mineral Holdings, Ltd......................... 521,507 272,197 Sedgman, Ltd.......................................... 85,757 87,970 #Seek, Ltd............................................. 94,745 656,142 Select Harvests, Ltd.................................. 19,859 24,098 *Senex Energy, Ltd..................................... 494,749 379,456 Servcorp, Ltd......................................... 31,948 103,492 310 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- AUSTRALIA -- (Continued) Service Stream, Ltd................................... 191,438 $ 76,457 #Seven Group Holdings, Ltd............................. 192,011 1,374,980 #Seven West Media, Ltd................................. 115,250 145,298 Sigma Pharmaceuticals, Ltd............................ 1,760,600 1,231,763 *Silex System, Ltd..................................... 70,513 254,412 #*Silver Lake Resources, Ltd............................ 112,144 411,021 #Sims Metal Management, Ltd............................ 245,430 2,399,932 Sims Metal Management, Ltd. Sponsored ADR............. 3,500 34,195 *Sino Strategic International, Ltd..................... 9,056 -- #*Sirtex Medical, Ltd................................... 10,536 120,226 #Skilled Group, Ltd.................................... 267,118 736,460 Slater & Gordon, Ltd.................................. 9,519 19,553 SMS Management & Technology, Ltd...................... 51,700 266,997 Sonic Healthcare, Ltd................................. 231,205 3,117,802 #Southern Cross Media Group, Ltd....................... 808,713 871,982 SP Ausnet, Ltd........................................ 603,527 663,982 Spark Infrastructure Group, Ltd....................... 1,068,817 1,874,241 #*Specialty Fashion Group, Ltd.......................... 29,122 18,137 #*St. Barbara, Ltd...................................... 708,810 1,400,004 #*Starpharma Holdings, Ltd.............................. 96,088 162,035 *Straits Resources, Ltd................................ 233,593 23,463 Structural Systems, Ltd............................... 27,729 18,119 STW Communications Group, Ltd......................... 354,120 370,962 *Sun Resources NL...................................... 45,156 3,368 Suncorp Group, Ltd.................................... 1,146,158 11,164,254 *Sundance Energy Australia, Ltd........................ 197,442 162,439 *Sundance Resources, Ltd............................... 185,887 68,401 *Sunland Group, Ltd.................................... 144,886 155,851 Super Retail Group, Ltd............................... 154,786 1,446,016 Swick Mining Services, Ltd............................ 101,218 32,573 Sydney Airport, Ltd................................... 108,242 380,720 TABCORP Holdings, Ltd................................. 921,842 2,714,746 #*Tanami Gold NL........................................ 99,903 75,780 #*Tap Oil, Ltd.......................................... 383,218 280,070 Tassal Group, Ltd..................................... 107,949 162,220 Tatts Group, Ltd...................................... 2,037,455 5,917,452 Technology One, Ltd................................... 79,299 114,667 Telstra Corp., Ltd.................................... 281,830 1,211,170 Telstra Corp., Ltd. ADR............................... 36,500 779,275 Ten Network Holdings, Ltd............................. 1,506,987 438,149 #*Texon Petroleum, Ltd.................................. 72,571 28,931 TFS Corp., Ltd........................................ 173,051 69,083 Thorn Group, Ltd...................................... 53,274 109,167 *Tiger Resources, Ltd.................................. 77,809 24,945 Toll Holdings, Ltd.................................... 1,052,954 4,850,793 *Toro Energy, Ltd...................................... 33,302 4,493 *Tox Free Solutions, Ltd............................... 112,199 329,240 #TPG Telecom, Ltd...................................... 428,098 1,059,587 Transfield Services, Ltd.............................. 755,518 1,244,428 *Transpacific Industries Group, Ltd.................... 1,316,438 1,042,739 Transurban Group, Ltd................................. 276,246 1,743,553 Treasury Wine Estates, Ltd............................ 600,177 3,075,136 Troy Resources, Ltd................................... 81,003 372,383 Trust Co., Ltd. (The)................................. 23,082 111,490 #*UGL, Ltd.............................................. 213,780 2,368,745 *Unity Mining, Ltd..................................... 255,688 36,164 UXC, Ltd.............................................. 255,131 232,636 Village Roadshow, Ltd................................. 112,631 437,207 *Virgin Australia Holdings, Ltd. (B43DQC7)............. 3,195,173 1,622,499 *Virgin Australia Holdings, Ltd. (B7L5734)............. 3,195,173 16,584 Warrnambool Cheese & Butter Factory Co. Holding, Ltd.. 11,897 46,213 311 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ AUSTRALIA -- (Continued) Washington H. Soul Pattinson & Co., Ltd................ 167,530 $ 2,347,211 Watpac, Ltd............................................ 137,522 85,570 WDS, Ltd............................................... 74,726 49,611 #Webjet, Ltd............................................ 37,950 157,523 Webster, Ltd........................................... 17,208 10,681 #Wesfarmers, Ltd........................................ 461,899 16,651,241 #Western Areas NL....................................... 121,658 552,131 Westpac Banking Corp................................... 659,750 17,442,513 #Westpac Banking Corp. Sponsored ADR.................... 52,460 6,926,818 #*White Energy Co., Ltd.................................. 2,379 862 Whitehaven Coal, Ltd................................... 157,731 499,388 WHK Group, Ltd......................................... 240,888 263,815 #Wide Bay Australia, Ltd................................ 22,583 154,785 #*Windimurra Vanadium, Ltd............................... 62,376 -- Woodside Petroleum, Ltd................................ 82,860 2,954,489 #Woolworths, Ltd........................................ 78,113 2,382,607 WorleyParsons, Ltd..................................... 28,811 736,754 #Wotif.com Holdings, Ltd................................ 51,871 249,779 *Yancoal Australia, Ltd................................. 120,074 126,772 ------------ TOTAL AUSTRALIA........................................... 449,578,472 ------------ AUSTRIA -- (0.5%) Agrana Beteiligungs AG................................. 3,273 394,220 Andritz AG............................................. 26,662 1,606,607 *A-TEC Industries AG.................................... 19,046 -- Atrium European Real Estate, Ltd....................... 113,926 646,047 Austria Technologie & Systemtechnik AG................. 8,499 74,743 BWT AG................................................. 4,147 85,750 CA Immobilien Anlagen AG............................... 47,864 593,506 *Erste Group Bank AG.................................... 176,799 4,456,672 #EVN AG................................................. 24,491 346,432 Flughafen Wien AG...................................... 11,270 511,061 Frauenthal Holding AG.................................. 70 833 #*Immofinanz AG.......................................... 581,128 2,246,380 #*Intercell AG........................................... 29,444 72,485 Kapsch TrafficCom AG................................... 1,732 101,121 #Lenzing AG............................................. 6,137 546,289 Mayr-Melnhof Karton AG................................. 5,544 548,012 Oberbank AG............................................ 2,295 142,174 #Oesterreichischen Post AG.............................. 24,206 932,840 OMV AG................................................. 136,604 4,999,037 Palfinger AG........................................... 5,059 101,712 *Polytec Holding AG..................................... 7,638 54,514 #Raiffeisen Bank International AG....................... 69,603 2,787,986 RHI AG................................................. 14,518 410,835 Rosenbauer International AG............................ 1,503 78,701 S IMMO AG.............................................. 23,268 148,567 *S&T System Integration & Technology Distribution AG.... 164 634 Schoeller-Bleckmann Oilfield Equipment AG.............. 7,705 743,404 Semperit Holding AG.................................... 5,319 224,173 Strabag SE............................................. 39,798 1,000,529 Telekom Austria AG..................................... 83,204 524,167 Telekom Austria AG ADR................................. 4,200 54,726 *Uniqa Versicherungen AG................................ 47,685 551,112 #Verbund AG............................................. 14,787 344,796 Vienna Insurance Group AG Wiener Versicherung Gruppe... 40,301 1,731,675 Voestalpine AG......................................... 121,939 3,839,606 Wienerberger AG........................................ 160,763 1,153,226 Wolford AG............................................. 1,281 41,486 Zumtobel AG............................................ 27,628 295,544 ------------ TOTAL AUSTRIA............................................. 32,391,602 ------------ 312 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- BELGIUM -- (0.9%) #*Ablynx NV............................................... 7,524 $ 50,769 Ackermans & van Haaren NV............................... 33,083 2,693,563 Ageas NV................................................ 358,053 9,128,553 *Agfa-Gevaert NV......................................... 245,838 401,708 Anheuser-Busch InBev NV................................. 80,499 6,732,187 Anheuser-Busch InBev NV Sponsored ADR................... 87,951 7,370,294 Arseus NV............................................... 31,414 588,028 Banque Nationale de Belgique............................ 247 786,971 Barco NV................................................ 18,231 1,254,122 #Bekaert NV.............................................. 40,932 1,117,703 Belgacom SA............................................. 41,300 1,207,446 Colruyt SA.............................................. 11,475 524,613 Compagnie d'Entreprises SA.............................. 14,234 700,340 Compagnie Immobiliere de Belgique SA.................... 2,181 74,257 Compagnie Maritime Belge SA............................. 18,649 333,632 *Deceuninck NV........................................... 89,484 148,696 Delhaize Group SA....................................... 21,298 815,433 Delhaize Group SA Sponsored ADR......................... 62,338 2,383,805 *Devgen NV............................................... 5,605 115,375 #*Dexia SA................................................ 675,365 157,566 D'ieteren SA............................................ 26,481 1,278,135 Duvel Moorgat SA........................................ 360 43,393 Econocom Group NV....................................... 19,260 133,654 Elia System Operator SA................................. 26,420 1,079,320 #*Euronav SA.............................................. 25,353 139,996 EVS Broadcast Equipment SA.............................. 9,860 572,375 Exmar NV................................................ 42,234 315,067 *Galapagos NV............................................ 31,337 637,284 Hamon SA................................................ 743 10,472 Image Recognition Integrated Systems (I.R.I.S.) SA...... 843 45,923 *Ion Beam Applications SA................................ 19,234 161,943 Jensen-Group NV......................................... 2,121 32,186 KBC Groep NV............................................ 139,860 3,289,988 Kinepolis Group NV...................................... 11,879 1,185,289 Lotus Bakeries NV....................................... 24 17,826 Melexis NV.............................................. 14,492 229,098 Mobistar SA............................................. 8,610 227,671 Nyrstar NV.............................................. 182,217 1,059,730 #*Option NV............................................... 88,995 37,086 *RealDolmen NV........................................... 1,807 43,218 Recticel SA............................................. 28,985 192,233 Rosier SA............................................... 38 10,944 Roularta Media Group NV................................. 4,380 66,178 SAPEC SA................................................ 190 9,835 Sioen Industries NV..................................... 4,626 37,099 #Sipef NV................................................ 9,094 693,241 Solvay SA............................................... 49,042 5,904,729 Telenet Group Holding NV................................ 33,559 1,537,436 Tessenderlo Chemie NV................................... 40,461 1,174,059 #*ThromboGenics NV........................................ 18,779 901,731 UCB SA.................................................. 88,961 5,195,970 Umicore SA.............................................. 57,917 2,976,244 Van de Velde NV......................................... 2,717 125,343 VPK Packaging Group SA.................................. 1,132 48,207 ----------- TOTAL BELGIUM.............................................. 65,997,964 ----------- CANADA -- (9.9%) #*5N Plus, Inc............................................ 34,868 76,806 Aastra Technologies, Ltd................................ 14,736 241,973 *Absolute Software Corp.................................. 52,868 211,737 #*Advantage Oil & Gas, Ltd................................ 311,993 1,124,581 313 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- CANADA -- (Continued) Aecon Group, Inc........................................ 120,182 $ 1,385,026 *AEterna Zentaris, Inc................................... 5,078 10,931 #AG Growth International, Inc............................ 17,078 547,351 #AGF Management, Ltd. Class B............................ 148,256 1,479,962 Agnico-Eagle Mines, Ltd................................. 92,187 5,204,931 Agrium, Inc............................................. 88,292 9,298,175 Aimia, Inc.............................................. 248,247 3,718,423 #*Ainsworth Lumber Co., Ltd............................... 64,174 173,487 *Air Canada Class A...................................... 69,620 123,382 Akita Drilling, Ltd. Class A............................ 11,400 126,128 *Alacer Gold Corp........................................ 194,393 1,066,607 Alamos Gold, Inc........................................ 55,200 1,080,511 *Alaris Royalty Corp..................................... 700 15,770 AlarmForce Industries, Inc.............................. 2,900 33,363 *Alexco Resource Corp.................................... 32,900 126,824 Algoma Central Corp..................................... 1,186 140,123 Algonquin Power & Utilities Corp........................ 184,240 1,274,692 Alimentation Couche-Taro, Inc. Class B.................. 51,600 2,534,664 Alliance Grain Traders, Inc............................. 22,305 308,194 #AltaGas, Ltd............................................ 76,762 2,586,274 #*Alterra Power Corp...................................... 140,495 61,192 Amerigo Resources, Ltd.................................. 153,100 88,909 *Anderson Energy, Ltd.................................... 116,562 37,930 Andrew Peller, Ltd. Class A............................. 2,000 20,025 *Angle Energy, Inc....................................... 106,859 401,223 #*Antrim Energy, Inc...................................... 113,188 94,064 #ARC Resources, Ltd...................................... 145,788 3,539,784 #*Argonaut Gold, Inc...................................... 108,084 1,150,371 #*Armtec Infrastructure, Inc.............................. 7,999 18,421 *Arsenal Energy, Inc..................................... 128,346 78,389 #Astral Media, Inc. Class A.............................. 73,205 2,996,366 Atco, Ltd. Class I...................................... 23,900 1,765,788 #*Atna Resource, Ltd...................................... 74,788 97,346 *Atrium Innovations, Inc................................. 36,836 379,517 *ATS Automation Tooling System, Inc...................... 117,449 1,093,643 *Aura Minerals, Inc...................................... 174,033 52,275 #*AuRico Gold, Inc........................................ 372,289 3,108,776 *Aurizon Mines, Ltd...................................... 94,600 432,863 AutoCanada, Inc......................................... 19,242 267,799 #AvenEx Energy Corp...................................... 57,948 200,171 *AXIA NetMedia Corp...................................... 50,400 62,574 #*B2Gold Corp............................................. 298,857 1,235,824 Badger Daylighting, Ltd................................. 247 7,204 #*Ballard Power Systems, Inc.............................. 162,070 116,836 #Bank of Montreal........................................ 273,400 16,156,263 Bank of Nova Scotia..................................... 264,875 14,387,453 #*Bankers Petroleum, Ltd.................................. 157,474 447,786 Barrick Gold Corp. (067901108).......................... 149,666 6,061,473 Barrick Gold Corp. (2024644)............................ 273,994 11,080,468 #Baytex Energy Corp...................................... 15,900 723,559 BCE, Inc................................................ 54,916 2,400,633 #Bell Aliant, Inc........................................ 105,319 2,859,826 *Bellatrix Exploration, Ltd.............................. 200,553 835,345 *Birch Mountain Resources, Ltd........................... 1,200 -- #*Birchcliff Energy, Ltd.................................. 109,254 895,910 #Bird Construction, Inc.................................. 18,554 270,856 #Black Diamond Group, Ltd................................ 31,697 684,877 *BlackPearl Resources, Inc............................... 313,282 1,069,629 BMTC Group, Inc. Class A................................ 1,600 22,732 #*BNK Petroleum, Inc...................................... 47,495 30,910 Bombardier, Inc. Class A................................ 25,790 100,707 314 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- CANADA -- (Continued) Bombardier, Inc. Class B................................ 202,000 $ 768,561 Bonavista Energy Corp................................... 194,827 3,493,719 #Bonterra Energy Corp.................................... 6,100 273,622 *Boralex, Inc. Class A................................... 27,789 268,499 Brick, Ltd. (The)....................................... 23,200 76,656 #*Brigus Gold Corp........................................ 189,017 183,576 #Brookfield Asset Management, Inc. Class A............... 63,400 2,182,420 #Brookfield Office Properties, Inc....................... 56,700 873,137 *Brookfield Residential Properties, Inc.................. 3,123 54,002 *C&C Energia, Ltd........................................ 9,692 56,478 #CAE, Inc................................................ 198,315 2,182,210 *Caledonia Mining Corp................................... 83,000 8,310 Calfrac Well Services, Ltd.............................. 50,823 1,165,812 Calian Technologies, Ltd................................ 1,677 34,505 #*Calmena Energy Services, Inc............................ 102,654 21,070 *Calvalley Petroleums, Inc. Class A...................... 90,892 200,213 Cameco Corp. (13321L108)................................ 79,998 1,547,961 Cameco Corp. (2166160).................................. 228,383 4,429,315 #Canaccord Financial, Inc. (B01R1T5)..................... 113,518 567,164 #Canaccord Financial, Inc. (B0BV8K7)..................... 10,640 50,663 #*Canacol Energy, Ltd..................................... 124,532 44,264 Canada Bread Co., Ltd................................... 7,900 396,839 *Canada Lithium Corp..................................... 42,948 27,521 #Canadian Energy Services & Technology Corp.............. 27,441 281,348 #Canadian Imperial Bank of Commerce...................... 89,355 7,028,514 Canadian National Railway Co............................ 54,400 4,697,328 Canadian Natural Resources, Ltd. (136385101)............ 9,200 277,840 Canadian Natural Resources, Ltd. (2171573).............. 474,950 14,313,887 #Canadian Oil Sands, Ltd................................. 111,500 2,366,758 Canadian Pacific Railway, Ltd........................... 87,742 8,071,825 #Canadian Tire Corp. Class A............................. 82,910 5,932,164 Canadian Utilities, Ltd. Class A........................ 60,651 4,068,703 #Canadian Western Bank................................... 93,651 2,771,788 *Canam Group, Inc. Class A............................... 50,600 283,715 *CanElson Drilling, Inc.................................. 2,361 11,229 Canexus Corp............................................ 12,377 106,328 *Canfor Corp............................................. 135,739 1,935,343 #Canfor Pulp Products, Inc............................... 58,859 533,341 *Cangene Corp............................................ 35,800 59,144 CanWel Building Materials Group, Ltd.................... 9,500 25,206 #Canyon Services Group, Inc.............................. 37,802 404,231 Capital Power Corp...................................... 59,362 1,272,531 Capstone Infrastructure Corp............................ 81,972 338,147 *Capstone Mining Corp.................................... 435,083 1,076,000 *Cardero Resource Corp................................... 42,958 23,656 Cascades, Inc........................................... 99,807 487,668 #Cash Store Financial Services, Inc. (The)............... 7,699 37,156 *Catalyst Paper Corp..................................... 496,598 348 *Catamaran Corp.......................................... 38,400 1,803,214 Cathedral Energy Services, Ltd.......................... 32,947 197,929 CCL Industries, Inc. Class B............................ 37,400 1,384,783 *Celestica, Inc.......................................... 310,151 2,251,409 *Celtic Exploration, Ltd................................. 62,500 1,632,040 Cenovus Energy, Inc..................................... 160,717 5,669,146 Centerra Gold, Inc...................................... 64,106 727,230 *Cequence Energy, Ltd.................................... 99,286 183,909 #*CGI Group, Inc. Class A................................. 149,286 3,905,725 #*China Gold International Resources Corp., Ltd........... 248,200 1,056,170 *Chinook Energy, Inc..................................... 26,878 49,787 Churchill Corp. Class A (The)........................... 18,403 154,779 #CI Financial Corp....................................... 29,000 677,707 315 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- CANADA -- (Continued) #Cineplex, Inc.......................................... 58,423 $1,813,380 Clairvest Group, Inc................................... 1,100 19,599 Clarke, Inc............................................ 13,900 61,376 *Claude Resources, Inc.................................. 262,411 189,172 #CML HealthCare, Inc.................................... 57,062 483,920 *Coastal Contacts, Inc.................................. 8,200 57,472 Cogeco Cable, Inc...................................... 24,226 925,621 Cogeco, Inc............................................ 200 6,706 Colabor Group, Inc..................................... 26,521 222,259 *COM DEV International, Ltd............................. 87,600 267,514 Computer Modelling Group, Ltd.......................... 11,568 228,754 #*Connacher Oil & Gas, Ltd............................... 783,434 352,987 Constellation Software, Inc............................ 4,862 557,688 Contrans Group, Inc. Class A........................... 16,282 152,916 #*Copper Mountain Mining Corp............................ 72,313 292,510 Corby Distilleries, Ltd. Class A....................... 10,550 184,434 #*Corridor Resources, Inc................................ 89,500 66,313 Corus Entertainment, Inc. Class B...................... 115,600 2,616,987 *Cott Corp.............................................. 145,888 1,114,519 #Crescent Point Energy Corp............................. 117,400 4,878,198 #*Crew Energy, Inc....................................... 146,913 1,131,175 *Crocotta Energy, Inc................................... 51,341 165,525 *Crown Point Energy, Inc................................ 8,961 3,275 *CVTech Group, Inc...................................... 9,700 10,489 #Davis & Henderson Corp................................. 100,009 2,098,812 #*DeeThree Exploration, Ltd.............................. 135,112 936,145 #*Delphi Energy Corp..................................... 145,932 197,255 #*Denison Mines Corp..................................... 538,810 695,935 *Descartes Systems Group, Inc. (The).................... 61,729 537,714 #*DHX Media, Ltd......................................... 17,231 30,192 DirectCash Payments, Inc............................... 1,447 35,206 Dollarama, Inc......................................... 30,462 1,924,253 Dorel Industries, Inc. Class B......................... 40,101 1,433,799 #*DragonWave, Inc........................................ 43,606 107,842 #*Dundee Precious Metals, Inc............................ 158,415 1,457,656 #*Eastern Platinum, Ltd.................................. 1,014,200 167,552 easyhome, Ltd.......................................... 500 3,179 *EGI Financial Holdings, Inc............................ 900 8,020 E-L Financial Corp., Ltd............................... 88 35,206 #Eldorado Gold Corp..................................... 413,513 6,111,091 Emera, Inc............................................. 16,182 565,459 Empire Co., Ltd. Class A............................... 38,461 2,240,847 #Enbridge Income Fund Holdings, Inc..................... 24,901 579,673 #Enbridge, Inc.......................................... 142,270 5,660,886 #Encana Corp............................................ 299,924 6,756,736 *Endeavour Mining Corp.................................. 78,441 180,641 *Endeavour Silver Corp.................................. 42,825 388,909 Enerflex, Ltd.......................................... 43,900 506,800 #*Energy Fuels, Inc...................................... 572,814 97,500 #Enerplus Corp.......................................... 167,243 2,687,610 Enghouse Systems, Ltd.................................. 11,429 163,067 #Ensign Energy Services, Inc............................ 178,196 2,663,796 #*Epsilon Energy, Ltd.................................... 83,020 238,566 *Equal Energy, Ltd...................................... 500 1,547 Equitable Group, Inc................................... 13,470 399,211 *Essential Energy Services, Ltd......................... 73,980 157,034 #*Etrion Corp............................................ 44,527 15,584 Evertz Technologies, Ltd............................... 13,600 197,311 *Excellon Resources, Inc................................ 80,500 34,658 #Exchange Income Corp................................... 8,869 233,547 Exco Technologies, Ltd................................. 7,600 36,982 316 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- CANADA -- (Continued) *EXFO, Inc............................................... 28,818 $ 129,843 #*Fairborne Energy, Ltd................................... 118,625 188,850 Fairfax Financial Holdings, Ltd......................... 17,020 6,313,973 Fiera Capital Corp...................................... 900 7,209 Finning International, Inc.............................. 52,300 1,227,970 First Capital Realty, Inc............................... 55,426 1,026,664 #*First Majestic Silver Corp.............................. 86,039 1,989,127 First National Financial Corp........................... 278 4,718 First Quantum Minerals, Ltd............................. 267,865 6,021,096 *FirstService Corp....................................... 12,679 364,470 *Formation Metals, Inc................................... 7,700 2,004 #Fortis, Inc............................................. 62,628 2,117,595 #*Fortress Paper, Ltd. Class A............................ 17,109 223,209 *Fortuna Silver Mines, Inc............................... 102,160 566,675 *Fraser Papers, Inc...................................... 6,400 -- *Garda World Security Corp. Class A...................... 14,171 169,839 *GBS Gold International, Inc............................. 42,400 -- #Genivar, Inc............................................ 41,150 898,605 Genworth MI Canada, Inc................................. 54,332 1,113,024 George Weston, Ltd...................................... 37,539 2,437,075 #Gibson Energy, Inc...................................... 9,781 224,853 Gildan Activewear, Inc.................................. 116,700 3,973,934 Glacier Media, Inc...................................... 22,700 42,048 Glentel, Inc............................................ 7,600 125,481 *GLG Life Tech Corp...................................... 2,810 1,857 Gluskin Sheff & Associates, Inc......................... 5,300 76,150 *GLV, Inc. Class A....................................... 12,023 26,965 GMP Capital, Inc........................................ 87,400 460,299 Goldcorp, Inc. (2676302)................................ 232,421 10,506,942 Goldcorp, Inc. (380956409).............................. 127,039 5,745,974 #*Golden Star Resources, Ltd.............................. 398,301 801,587 *Gran Tierra Energy, Inc................................. 401,583 2,022,491 Granite Real Estate, Inc................................ 40,191 1,473,636 *Great Basin Gold, Ltd................................... 606,744 48,600 *Great Canadian Gaming Corp.............................. 94,363 907,019 #*Great Panther Silver, Ltd............................... 52,100 103,809 Great-West Lifeco, Inc.................................. 121,700 2,802,603 #*Guyana Goldfields, Inc.................................. 8,700 25,871 *Harry Winston Diamond Corp. (2033178)................... 110,079 1,579,406 *Harry Winston Diamond Corp. (41587B100)................. 6,700 95,810 *Helix BioPharma Corp.................................... 900 838 *Hemisphere GPS, Inc..................................... 46,880 32,388 *Heroux-Devtek, Inc...................................... 27,600 366,987 High Liner Foods, Inc................................... 500 12,215 *High River Gold Mines, Ltd.............................. 261,194 363,514 HNZ Group, Inc.......................................... 6,340 157,048 Home Capital Group, Inc................................. 27,800 1,415,399 Horizon North Logistics, Inc............................ 62,347 476,927 HudBay Minerals, Inc.................................... 265,182 2,461,314 #Husky Energy, Inc....................................... 151,968 4,115,879 *Hydrogenics Corp........................................ 400 2,391 #IAMGOLD Corp............................................ 308,829 4,792,841 IBI Group, Inc.......................................... 16,312 151,891 IGM Financial, Inc...................................... 27,700 1,099,125 #*Imax Corp............................................... 36,920 832,479 *Imperial Metals Corp.................................... 57,400 733,915 Imperial Oil, Ltd....................................... 34,003 1,504,473 #*IMRIS, Inc.............................................. 14,500 58,363 #Indigo Books & Music, Inc............................... 5,523 55,244 Industrial Alliance Insurance & Financial Services, Inc. 130,500 3,573,642 Inmet Mining Corp....................................... 70,557 3,638,233 317 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- CANADA -- (Continued) #Innergex Renewable Energy, Inc........................... 77,569 $ 843,454 *Insignia Energy, Ltd..................................... 4,148 3,530 Intact Financial Corp.................................... 86,012 5,274,829 *Inter-Citic Minerals, Inc................................ 400 801 *International Forest Products, Ltd. Class A.............. 63,261 405,377 Intertape Polymer Group, Inc............................. 98,455 684,133 *Ithaca Energy, Inc....................................... 301,437 582,502 #*Ivanhoe Energy, Inc...................................... 178,087 110,552 *Ivernia, Inc............................................. 156,000 17,181 #*Jaguar Mining, Inc....................................... 132,369 136,511 Jean Coutu Group PJC, Inc. Class A (The)................. 95,600 1,436,752 #Just Energy Group, Inc................................... 120,423 1,232,263 *Katanga Mining, Ltd...................................... 525,231 252,426 K-Bro Linen, Inc......................................... 742 21,768 #Keyera Corp.............................................. 21,659 1,051,342 #Killam Properties, Inc................................... 46,445 599,425 *Kimber Resources, Inc.................................... 2,740 1,646 *Kingsway Financial Services, Inc......................... 15,975 53,103 Kinross Gold Corp........................................ 925,376 9,191,219 #*Kirkland Lake Gold, Inc.................................. 19,100 188,562 #*Lake Shore Gold Corp..................................... 152,339 122,024 *Laramide Resources, Ltd.................................. 84,421 76,919 Laurentian Bank of Canada................................ 45,700 2,033,907 Le Chateau, Inc. Class A................................. 15,700 61,307 *Legacy Oil & Gas, Inc.................................... 174,512 1,247,575 Leisureworld Senior Care Corp............................ 27,659 347,278 Leon's Furniture, Ltd.................................... 36,579 424,115 #Linamar Corp............................................. 72,717 1,601,776 Liquor Stores N.A., Ltd.................................. 26,797 492,072 #Loblaw Cos., Ltd......................................... 93,621 3,245,216 *Long Run Exploration, Ltd................................ 96,073 394,393 *Lundin Mining Corp....................................... 725,653 3,778,118 MacDonald Dettweiler & Associates, Ltd................... 31,419 1,761,666 Magna International, Inc................................. 167,874 7,462,934 #*Mainstreet Equity Corp................................... 5,282 167,596 Major Drilling Group International, Inc.................. 78,900 816,057 Manitoba Telecom Services, Inc........................... 24,100 809,084 #Manulife Financial Corp.................................. 747,004 9,229,566 Maple Leaf Foods, Inc.................................... 128,600 1,429,247 *Martinrea International, Inc............................. 125,872 904,892 *Maxim Power Corp......................................... 24,537 42,502 *MBAC Fertilizer Corp..................................... 200 641 Mediagrif Interactive Technologies, Inc.................. 1,100 19,538 *MEG Energy Corp.......................................... 78,620 2,871,647 *MEGA Brands, Inc......................................... 3,848 37,488 #*Mercator Minerals, Ltd................................... 131,933 65,389 #Methanex Corp............................................ 164,300 4,925,299 #Metro, Inc............................................... 81,000 4,778,493 *MGM Energy Corp.......................................... 248 58 #Migao Corp............................................... 61,406 141,411 #*Mood Media Corp.......................................... 21,268 49,829 Morneau Shepell, Inc..................................... 44,269 569,569 Mullen Group, Ltd........................................ 74,695 1,548,870 National Bank of Canada.................................. 103,598 8,005,701 *Nevsun Resources, Ltd.................................... 91,307 432,423 *New Gold, Inc............................................ 286,600 3,354,547 Newalta Corp............................................. 65,195 917,136 Nexen, Inc............................................... 417,198 9,962,626 *Niko Resources, Ltd...................................... 41,450 527,904 *Norbord, Inc............................................. 39,137 813,501 #Nordion, Inc............................................. 145,226 945,150 318 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- CANADA -- (Continued) #*North American Energy Partners, Inc...................... 15,676 $ 46,616 #*North American Palladium, Ltd............................ 201,945 309,363 #North West Co., Inc. (The)............................... 11,277 264,212 #Northland Power, Inc..................................... 83,751 1,623,449 *NovaCopper, Inc.......................................... 9,933 21,979 #*NovaGold Resources, Inc.................................. 59,600 289,422 #*Nuvista Energy, Ltd...................................... 129,339 675,995 *Nuvo Research, Inc....................................... 32,000 2,403 #*OceanaGold Corp.......................................... 399,358 1,399,502 #*Olympus Pacific Minerals, Inc............................ 13,600 2,587 Onex Corp................................................ 83,587 3,364,403 *Open Text Corp........................................... 49,000 2,633,612 *Oromin Explorations, Ltd................................. 4,303 3,404 #*Orvana Minerals Corp..................................... 85,324 74,325 *Osisko Mining Corp....................................... 237,274 2,330,571 *Pace Oil & Gas, Ltd...................................... 64,988 182,845 #Pacific Rubiales Energy Corp............................. 161,552 3,799,606 *Paladin Labs, Inc........................................ 11,633 496,419 #Pan American Silver Corp................................. 259,003 5,681,865 #*Paramount Resources, Ltd. Class A........................ 37,465 1,267,902 *Parex Resources, Inc..................................... 31,563 141,895 #Parkland Fuel Corp....................................... 23,016 392,683 Pason Systems, Inc....................................... 31,719 516,714 *Patheon, Inc............................................. 14,127 52,477 #Pembina Pipeline Corp.................................... 137,904 3,856,481 #Pengrowth Energy Corp.................................... 695,218 4,169,568 #Penn West Petroleum, Ltd................................. 371,430 4,823,476 #*Perpetual Energy, Inc.................................... 83,329 121,813 *Petaquilla Minerals, Ltd................................. 99,811 63,959 #PetroBakken Energy, Ltd. Class A......................... 120,795 1,525,131 *Petrobank Energy & Resources, Ltd........................ 152,098 2,089,396 #Petrominerales, Ltd...................................... 100,118 802,949 #Peyto Exploration & Development Corp..................... 71,160 1,738,471 PHX Energy Services Corp................................. 21,619 183,991 *Pilot Gold, Inc.......................................... 19,999 31,438 *Pine Cliff Energy, Ltd................................... 25,650 16,693 *Points International, Ltd................................ 6,420 59,781 *Polaris Miner Corp....................................... 7,200 5,551 #Poseidon Concepts Corp................................... 64,303 950,944 Potash Corp. of Saskatchewan, Inc........................ 50,900 2,046,193 *Precision Drilling Corp.................................. 332,149 2,377,838 #Premium Brands Holdings Corp............................. 26,789 487,634 #*Primero Mining Corp...................................... 17,344 128,680 Progress Energy Resources Corp........................... 239,100 4,816,713 #Progressive Waste Solutions, Ltd......................... 147,062 2,846,266 *ProMetic Life Sciences, Inc.............................. 5,000 701 #Pulse Seismic, Inc....................................... 73,608 191,620 *QLT, Inc................................................. 68,696 516,553 Quebecor, Inc. Class B................................... 59,900 2,089,528 #*Questerre Energy Corp. Class A........................... 81,025 60,034 *Ram Power Corp........................................... 117,525 34,125 Reitmans Canada, Ltd..................................... 1,346 16,415 Reitmans Canada, Ltd. Class A............................ 63,298 787,145 #*Research In Motion, Ltd.................................. 282,291 2,227,237 Richelieu Hardware, Ltd.................................. 12,606 438,354 *Richmont Mines, Inc...................................... 29,228 116,473 #Ritchie Brothers Auctioneers, Inc........................ 62,100 1,377,237 *RMP Energy, Inc.......................................... 145,892 338,893 *Rock Energy, Inc......................................... 25,600 29,477 Rocky Mountain Dealerships, Inc.......................... 16,742 184,225 #Rogers Communications, Inc. Class B...................... 37,700 1,654,837 319 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- CANADA -- (Continued) Rogers Sugar, Inc....................................... 87,320 $ 548,182 RONA, Inc............................................... 171,495 1,761,741 #Royal Bank of Canada.................................... 326,040 18,587,953 *RS Technologies, Inc.................................... 174 14 #Russel Metals, Inc...................................... 95,020 2,654,376 #*San Gold Corp........................................... 62,431 61,259 #*Sandvine Corp........................................... 350,787 417,959 Saputo, Inc............................................. 29,700 1,303,380 #Savanna Energy Services Corp............................ 127,171 884,945 #*Scorpio Mining Corp..................................... 137,403 144,454 *Seabridge Gold, Inc..................................... 7,931 135,949 *Sears Canada, Inc....................................... 2,082 24,161 *Secure Energy Services, Inc............................. 79,328 758,531 #SEMAFO, Inc............................................. 273,317 1,094,636 #Shaw Communictions, Inc. Class B........................ 77,902 1,697,269 ShawCor, Ltd. Class A................................... 58,706 2,615,687 Sherritt International Corp............................. 453,019 1,959,491 #Shoppers Drug Mart Corp................................. 104,200 4,343,275 *Shore Gold, Inc......................................... 249,227 56,146 *Sierra Wireless, Inc.................................... 51,526 412,724 *Silver Standard Resources, Inc. (2218458)............... 112,437 1,707,804 *Silver Standard Resources, Inc. (82823L106)............. 12,800 194,944 Silver Wheaton Corp..................................... 67,780 2,731,559 SNC-Lavalin Group, Inc.................................. 19,800 797,551 Softchoice Corp......................................... 13,855 171,601 *Sonde Resources Corp.................................... 14,187 13,352 #*Southern Pacific Resource Corp.......................... 516,845 698,614 #*SouthGobi Resources, Ltd................................ 103,376 210,116 #*Sprott Resource Corp.................................... 134,462 523,712 Sprott Resource Lending Corp............................ 117,078 166,459 Sprott, Inc............................................. 46,135 204,172 #*St. Andrew Goldfields, Ltd.............................. 61,500 28,018 #Stantec, Inc............................................ 57,965 1,996,492 Stella-Jones, Inc....................................... 3,250 198,238 *Stornoway Diamond Corp.................................. 8,283 5,059 Strad Energy Services, Ltd.............................. 1,000 4,235 #Student Transportation, Inc............................. 59,193 380,495 #Sun Life Financial, Inc................................. 342,761 8,500,816 Suncor Energy, Inc. (867224107)......................... 19,944 670,517 Suncor Energy, Inc. (B3NB1P2)........................... 654,429 21,963,915 *SunOpta, Inc. (2817510)................................. 71,753 430,338 *SunOpta, Inc. (8676EP108)............................... 5,169 31,014 *Sun-Rype Products, Ltd.................................. 100 606 #Superior Plus Corp...................................... 144,438 1,411,479 *Surge Energy, Inc....................................... 61,941 418,625 *TAG Oil, Ltd............................................ 15,222 106,687 Talisman Energy, Inc.................................... 484,300 5,489,137 *Tanzanian Royalty Exploration Corp...................... 11,819 59,761 *Taseko Mines, Ltd....................................... 288,581 788,812 Teck Resources, Ltd. Class A............................ 1,094 36,695 Teck Resources, Ltd. Class B............................ 279,087 8,858,131 Telus Corp.............................................. 16,961 1,101,128 Telus Corp. Non-Voting.................................. 51,070 3,284,332 *Tembec, Inc............................................. 62,310 140,997 *Teranga Gold Corp....................................... 41,624 87,905 *Tethys Petroleum, Ltd................................... 35,628 19,263 #*Theratechnologies, Inc.................................. 55,200 17,133 #*Thompson Creek Metals Co., Inc.......................... 202,281 530,640 #Thomson Reuters Corp.................................... 168,078 4,732,269 Tim Hortons, Inc........................................ 31,600 1,568,689 *Timminco, Ltd........................................... 17,306 21 320 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ CANADA -- (Continued) *Timmins Gold Corp...................................... 10,777 $ 33,235 *TMX Group, Ltd......................................... 1,437 73,494 Toromont Industries, Ltd............................... 60,167 1,180,749 #Toronto Dominion Bank.................................. 350,772 28,528,871 Torstar Corp. Class B.................................. 81,400 656,090 #Total Energy Services, Inc............................. 40,910 620,562 #*Tourmaline Oil Corp.................................... 118,548 3,916,980 #TransAlta Corp......................................... 316,528 5,045,433 *Transat AT, Inc. Class B............................... 2,900 15,389 #TransCanada Corp....................................... 257,270 11,583,912 Transcontinental, Inc. Class A......................... 107,998 1,113,772 TransForce, Inc........................................ 81,693 1,491,127 *TransGlobe Energy Corp................................. 74,917 807,116 #Trican Well Service, Ltd............................... 201,996 2,410,806 #Trilogy Energy Corp.................................... 14,500 396,926 Trinidad Drilling, Ltd................................. 192,069 1,273,088 *TSO3, Inc.............................................. 5,400 5,677 #*Turquoise Hill Resources, Ltd.......................... 122,120 954,951 *TVA Group, Inc. Class B................................ 4,447 31,391 Twin Butte Energy, Ltd................................. 347,383 1,033,019 Uni-Select, Inc........................................ 18,664 428,501 #*Uranium One, Inc....................................... 756,145 1,642,888 *Ur-Energy, Inc......................................... 68,825 62,020 *Valeant Pharmaceuticals International, Inc............. 59,411 3,319,283 #*Valener, Inc........................................... 16,862 268,779 *Vecima Network, Inc.................................... 2,200 11,498 #Veresen, Inc........................................... 203,072 2,620,874 *Veris Gold Corp........................................ 14,523 43,915 #Vermilion Energy, Inc.................................. 11,904 569,127 Vero Energy, Inc....................................... 47,911 128,562 Vicwest, Inc........................................... 3,452 40,957 Viterra, Inc........................................... 468,607 7,385,106 *Vitran Corp., Inc...................................... 2,400 12,544 #Wajax Corp............................................. 15,900 711,620 WaterFurnace Renewable Energy, Inc..................... 1,587 26,298 *Wescast Industries, Inc................................ 247 2,053 *Wesdome Gold Mines, Ltd................................ 85,051 80,048 West Fraser Timber Co., Ltd............................ 47,564 2,880,747 *Western Forest Products, Inc........................... 112,025 146,936 Westjet Airlines, Ltd.................................. 6,100 109,937 #*Westport Innovations, Inc.............................. 18,628 520,372 *Westshore Terminals Investment Corp.................... 4,854 137,637 *Whitecap Resources, Inc................................ 163,084 1,298,142 #Wi-Lan, Inc............................................ 205,000 1,091,965 Winpak, Ltd............................................ 26,460 415,942 *Winstar Resources, Ltd................................. 2,000 6,568 *Wireless Matrix Corp................................... 29,700 17,545 *Xtreme Drilling & Coil Services Corp................... 17,126 24,006 Yamana Gold, Inc....................................... 565,316 11,416,695 #*YM Biosciences, Inc.................................... 15,400 24,825 #Zargon Oil & Gas, Ltd.................................. 31,505 270,336 ZCL Composite, Inc..................................... 10,000 49,362 ------------ TOTAL CANADA.............................................. 714,275,620 ------------ CHINA -- (0.0%) #*China Public Procurement, Ltd.......................... 920,000 -- *Hanfeng Evergreen, Inc................................. 42,625 70,633 Winteam Pharmaceutical Group, Ltd...................... 400,000 77,326 ------------ TOTAL CHINA............................................... 147,959 ------------ 321 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- DENMARK -- (0.9%) A.P. Moeller-Maersk A.S. Series A........................ 251 $1,663,081 A.P. Moeller-Maersk A.S. Series B........................ 645 4,501,874 Alk-Abello A.S........................................... 10,674 710,284 *Alm. Brand A.S........................................... 144,167 359,156 *Amagerbanken A.S......................................... 347,815 -- Ambu A.S. Series B....................................... 2,123 56,566 *Auriga Industries A.S. Series B.......................... 28,324 420,810 *Bang & Olufsen Holdings A.S.............................. 55,627 686,607 #*Bavarian Nordic A.S...................................... 38,196 348,266 BoConcept Holding A.S.................................... 450 10,176 Brodrene Hartmann A.S. Series B.......................... 2,300 49,073 Carlsberg A.S. Series B.................................. 64,561 5,572,785 Chr. Hansen Holding A.S.................................. 43,515 1,361,696 Coloplast A.S. Series B.................................. 3,250 712,875 D/S Norden A.S........................................... 43,647 1,151,145 *Dalhoff Larsen & Horneman A.S............................ 9,811 6,220 *Danske Bank A.S.......................................... 313,522 4,904,640 DFDS A.S................................................. 3,017 146,274 *DiBa Bank A.S............................................ 6,895 43,855 *Djursland Bank A.S....................................... 1,040 25,061 DSV A.S.................................................. 119,086 2,678,734 East Asiatic Co., Ltd. A.S............................... 21,026 406,043 *FLSmidth & Co. A.S....................................... 62,238 3,672,970 Fluegger A.S. Series B................................... 350 20,073 *Genmab A.S............................................... 53,302 742,181 GN Store Nord A.S........................................ 283,334 4,440,546 Gronlandsbanken A.S...................................... 290 23,850 *H&H International A.S. Series B.......................... 5,798 29,484 H. Lundbeck A.S.......................................... 80,970 1,408,622 Harboes Bryggeri A.S..................................... 2,462 37,414 IC Companys A.S.......................................... 6,607 115,741 Jeudan A.S............................................... 1,880 145,683 *Jyske Bank A.S........................................... 98,332 2,993,290 *NeuroSearch A.S.......................................... 23,697 18,692 *Newcap Holding A.S....................................... 24,798 2,413 #NKT Holding A.S.......................................... 45,511 1,525,482 Nordjyske Bank A.S....................................... 3,195 45,599 Norresundby Bank A.S..................................... 880 25,994 North Media A.S.......................................... 3,000 10,155 Novo-Nordisk A.S. Series B............................... 2,142 343,396 Novo-Nordisk A.S. Sponsored ADR.......................... 25,483 4,084,670 Novozymes A.S. Series B.................................. 44,718 1,235,512 *Ostjydsk Bank A.S........................................ 380 14,804 #*Pandora A.S.............................................. 90,301 1,433,819 *Parken Sport & Entertainment A.S......................... 5,510 64,552 Per Aarsleff A.S. Series B............................... 1,808 125,645 Ringkjoebing Landbobank A.S.............................. 3,214 444,890 Rockwool International A.S. Series B..................... 12,291 1,156,943 Royal Unibrew A.S........................................ 13,247 1,054,476 Schouw & Co. A.S......................................... 24,339 556,255 SimCorp A.S.............................................. 2,284 498,412 *Skjern Bank A.S.......................................... 210 3,363 Solar Holdings A.S. Series B............................. 6,162 381,858 *Spar Nord Bank A.S....................................... 71,725 316,076 *Sparbank A.S............................................. 1,153 9,951 *Sparekassen Faaborg A.S.................................. 271 8,631 *Sydbank A.S.............................................. 118,070 2,162,817 TDC A.S.................................................. 433,456 2,988,555 Tivoli A.S............................................... 90 46,241 #*TK Development A.S....................................... 49,771 121,134 *Topdanmark A.S........................................... 9,959 2,019,692 322 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- DENMARK -- (Continued) *TopoTarget A.S........................................ 133,513 $ 56,475 *Topsil Semiconductor Materials A.S.................... 345,651 21,777 *Torm A.S.............................................. 17,487 9,045 *Torm A.S. ADR......................................... 23,082 11,541 Tryg A.S.............................................. 28,539 1,863,408 *United International Enterprises A.S.................. 1,986 338,785 #*Vestas Wind Systems A.S............................... 169,241 978,469 *Vestjysk Bank A.S..................................... 23,224 57,777 *William Demant Holding A.S............................ 5,116 439,994 *Zealand Pharma A.S.................................... 324 5,809 ----------- TOTAL DENMARK............................................ 63,928,182 ----------- FINLAND -- (1.3%) Ahlstrom Oyj.......................................... 20,956 348,661 Aktia Oyj Series A.................................... 1,669 12,392 Alma Media Oyj........................................ 23,225 143,372 Amer Sports Oyj....................................... 166,209 2,355,208 Aspo Oyj.............................................. 8,353 63,703 Atria P.L.C........................................... 18,777 126,085 *Bank of Aland P.L.C. Series B......................... 1,250 12,219 BasWare Oyj........................................... 4,560 126,981 *Biotie Therapies Corp. Oyj............................ 220,242 110,919 #Cargotec Oyj Series B................................. 35,013 772,229 Citycon Oyj........................................... 229,031 750,179 *Componenta Oyj........................................ 4,400 11,915 Comptel P.L.C......................................... 51,194 27,179 Cramo Oyj............................................. 25,439 258,751 Digia P.L.C........................................... 10,944 41,457 Efore Oyj............................................. 7,109 6,183 *Elcoteq SE............................................ 12,700 -- *Elektrobit Corp. Oyj.................................. 432,247 394,684 Elisa Oyj............................................. 89,579 1,922,259 Etteplan Oyj.......................................... 7,036 24,530 *Finnair Oyj........................................... 103,789 295,880 *Finnlines Oyj......................................... 17,325 177,079 Fiskars Oyj Abp....................................... 27,421 565,844 Fortum Oyj............................................ 283,731 5,251,276 F-Secure Oyj.......................................... 60,115 126,468 HKScan Oyj Series A................................... 29,542 129,249 Huhtamaki Oyj......................................... 125,561 2,122,950 Ilkka-Yhtyma Oyj...................................... 29,672 192,328 #KCI Konecranes Oyj.................................... 54,923 1,746,452 #Kemira Oyj............................................ 153,380 2,040,519 *Kesko Oyj Series A.................................... 1,581 50,607 Kesko Oyj Series B.................................... 101,770 3,182,379 #Kone Oyj Series B..................................... 34,661 2,485,497 Laennen Tehtaat Oyj................................... 1,800 33,033 Lassila & Tikanoja Oyj................................ 30,858 473,223 Lemminkainen Oyj...................................... 20,150 412,110 #*Mesta Board Oyj....................................... 314,487 944,028 Metso Oyj............................................. 146,329 5,146,142 Metso Oyj Sponsored ADR............................... 10,246 352,975 #Neste Oil Oyj......................................... 210,929 2,641,412 #Nokia Oyj............................................. 1,931,596 5,193,050 #Nokia Oyj Sponsored ADR............................... 159,500 425,865 Nokian Renkaat Oyj.................................... 71,615 2,982,518 Okmetic Oyj........................................... 21,251 127,589 Olvi Oyj Series A..................................... 6,835 177,621 #Oriola-KD Oyj Series A................................ 1,000 2,850 Oriola-KD Oyj Series B................................ 109,993 297,988 Orion Oyj Series A.................................... 19,490 483,037 323 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- FINLAND -- (Continued) Orion Oyj Series B.................................... 49,748 $ 1,230,934 #*Outokumpu Oyj......................................... 1,263,247 1,073,491 Outotec Oyj........................................... 25,770 1,259,162 PKC Group Oyj......................................... 20,939 380,274 Pohjola Bank P.L.C. Series A.......................... 257,758 3,516,178 Ponsse Oyj............................................ 52,409 417,323 #Poyry Oyj............................................. 23,672 98,282 Raisio P.L.C. Series V................................ 177,874 702,946 Ramirent Oyj.......................................... 95,840 717,245 Rapala VMC Oyj........................................ 14,912 95,889 #Rautaruukki Oyj Series K.............................. 133,815 848,576 *Ruukki Group Oyj...................................... 207,434 129,856 Saga Furs Oyj......................................... 1,600 40,323 Sampo Oyj Series A.................................... 310,775 9,743,854 #Sanoma Oyj............................................ 116,097 1,128,919 *Scanfil P.L.C......................................... 17,754 19,611 Sievi Capital P.L.C................................... 17,754 22,067 Stockmann Oyj Abp Series A............................ 8,998 175,658 #Stockmann Oyj Abp Series B............................ 39,107 735,636 Stora Enso Oyj Series R............................... 831,075 5,257,033 Stora Enso Oyj Sponsored ADR.......................... 109,100 668,783 Technopolis Oyj....................................... 61,482 279,691 *Tecnomen Lifetree Oyj................................. 212,996 49,775 Teleste Oyj........................................... 6,970 36,039 Tieto Oyj............................................. 77,703 1,491,382 #Tikkurila Oyj......................................... 19,590 371,220 UPM-Kymmene Oyj....................................... 739,080 7,935,277 #UPM-Kymmene Oyj Sponsored ADR......................... 78,154 824,525 #Uponor Oyj Series A................................... 69,886 788,488 Vacon Oyj............................................. 3,260 167,275 Vaisala Oyj Series A.................................. 4,589 95,231 Wartsila OYJ Abp...................................... 88,040 3,565,385 #Yit Oyj............................................... 138,134 2,723,866 ----------- TOTAL FINLAND............................................ 92,159,069 ----------- FRANCE -- (6.7%) Accor SA.............................................. 66,188 2,068,208 Aeroports de Paris SA................................. 13,446 1,040,596 *Air France-KLM........................................ 242,996 2,031,414 Air Liquide SA........................................ 24,693 2,915,020 Akka Technologies SA.................................. 2,360 66,688 #*Alcatel-Lucent SA..................................... 1,481,078 1,514,370 #*Alcatel-Lucent SA Sponsored ADR....................... 1,716,276 1,784,927 Alstom SA............................................. 46,144 1,577,327 Altamir Amboise SA.................................... 26,476 237,576 Alten SA.............................................. 29,454 926,906 *Altran Technologies SA................................ 205,659 1,385,357 April SA.............................................. 24,959 441,470 #*Archos SA............................................. 39,469 159,721 Arkema SA............................................. 74,964 6,840,401 *Artprice.com SA....................................... 2,026 83,753 Assystem.............................................. 12,904 239,465 *Atari SA.............................................. 26,426 32,863 AtoS SA............................................... 53,894 3,618,535 Aubay SA.............................................. 3,818 23,263 Audika Groupe SA...................................... 1,627 19,315 Aurea SA.............................................. 515 2,922 *Avanquest Software SA................................. 720 1,353 AXA SA................................................ 381,306 6,077,495 AXA SA Sponsored ADR.................................. 468,270 7,459,541 Axway Software SA..................................... 4,011 62,769 324 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- FRANCE -- (Continued) #Beneteau SA............................................. 31,881 $ 318,606 *Bigben Interactive SA................................... 56 648 *BioAlliance Pharma SA................................... 11,316 60,046 bioMerieux SA........................................... 5,989 580,357 BNP Paribas SA.......................................... 500,741 25,415,940 Boiron SA............................................... 7,830 250,664 Bollore SA.............................................. 6,750 2,001,675 Bonduelle SCA........................................... 6,506 598,566 Bongrain SA............................................. 8,871 529,956 #Bourbon SA.............................................. 63,144 1,704,815 *Boursorama SA........................................... 31,347 188,166 Bouygues SA............................................. 166,657 4,005,512 *Bull SA................................................. 48,947 142,947 Bureau Veritas SA....................................... 9,495 1,008,429 Cap Gemini SA........................................... 203,198 8,548,178 Carrefour SA............................................ 155,713 3,760,550 Casino Guichard Perrachon SA............................ 45,383 3,961,508 *Cegedim SA.............................................. 2,063 36,856 Cegid Group SA.......................................... 7,382 142,446 CFAO SA................................................. 15,346 740,808 Christian Dior SA....................................... 13,150 1,889,233 Cie de Saint-Gobain SA.................................. 335,836 11,829,856 *Cie Generale de Geophysique - Veritas SA................ 80,827 2,631,299 #*Cie Generale de Geophysique - Veritas SA Sponsored ADR.. 123,954 4,026,026 Cie Generale des Etablissements Michelin SA Series B.... 125,114 10,785,384 Cie Generale D'Optique Essilor Intenational SA.......... 30,853 2,782,110 Ciments Francais SA..................................... 8,722 530,422 *Club Mediterranee SA.................................... 42,002 667,666 CNP Assurances SA....................................... 179,545 2,537,131 *Credit Agricole SA...................................... 865,330 6,531,669 Danone SA............................................... 42,172 2,593,873 Danone SA Sponsored ADR................................. 35,600 437,880 Dassault Systemes SA.................................... 7,772 819,974 #Dassault Systemes SA ADR................................ 5,637 597,466 Derichebourg SA......................................... 154,415 436,745 Devoteam SA............................................. 2,950 34,041 Edenred SA.............................................. 95,414 2,761,180 Eiffage SA.............................................. 58,068 1,998,196 Electricite de France SA................................ 118,785 2,513,620 Electricite de Strasbourg SA............................ 606 74,279 Eramet SA............................................... 7,583 964,309 Esso SA Francaise....................................... 3,968 283,983 Establissements Maurel et Prom SA....................... 161,823 2,255,490 *Etam Developpement SA................................... 22,808 412,254 Euler Hermes SA......................................... 22,093 1,524,548 *Euro Disney SCA......................................... 21,207 142,206 Eurofins Scientific SA.................................. 6,065 938,841 European Aeronautic Defence & Space Co. SA.............. 224,358 7,984,848 #Eutelsat Communications SA.............................. 19,212 615,182 Exel Industries SA Series A............................. 1,907 93,480 Faiveley Transport SA................................... 6,672 372,146 Faurecia SA............................................. 66,719 1,004,555 Fimalac SA.............................................. 9,338 416,520 Fleury Michon SA........................................ 761 36,451 France Telecom SA....................................... 619,690 6,926,557 France Telecom SA Sponsored ADR......................... 212,700 2,386,494 *GameLoft SA............................................. 36,842 252,590 *Gascogne SA............................................. 555 2,407 Gaumont SA.............................................. 768 39,308 #GDF Suez SA............................................. 659,288 15,132,134 GDF Suez SA Sponsored ADR............................... 668 15,311 325 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- FRANCE -- (Continued) #*GECI International SA.................................... 20,581 $ 47,750 #Gemalto NV............................................... 85,331 7,707,085 GFI Informatique SA...................................... 62,891 229,106 GL Events SA............................................. 15,298 337,177 Groupe Crit SA........................................... 2,059 32,996 Groupe Eurotunnel SA..................................... 671,348 5,112,598 Groupe Flo SA............................................ 10,366 39,796 Groupe Open SA........................................... 2,036 11,414 *Groupe Partouche SA...................................... 16,869 19,483 Groupe Steria SCA........................................ 40,419 653,324 Guerbet SA............................................... 1,114 121,603 *Haulotte Group SA........................................ 22,804 141,123 Havas SA................................................. 358,003 1,811,824 Hermes International SA.................................. 6,876 1,877,080 #*Hi-Media SA.............................................. 62,662 162,039 Iliad SA................................................. 4,477 689,872 Imerys SA................................................ 41,503 2,334,842 Ingenico SA.............................................. 45,018 2,383,623 #Interparfums SA.......................................... 5,281 139,607 Ipsen SA................................................. 22,862 590,593 Ipsos SA................................................. 46,812 1,645,680 Jacquet Metal Service SA................................. 13,478 131,415 JCDecaux SA.............................................. 52,548 1,112,390 *Kaufman & Broad SA....................................... 246 5,622 Korian SA................................................ 8,210 126,585 L.D.C. SA................................................ 178 17,548 Lafarge SA............................................... 154,714 9,070,746 Lafarge SA Sponsored ADR................................. 82,410 1,200,714 Lagardere SCA............................................ 183,343 5,019,635 Laurent-Perrier SA....................................... 2,478 211,362 Lectra SA................................................ 34,799 202,752 Legrand SA............................................... 47,639 1,837,852 Lisi SA.................................................. 4,351 288,781 L'Oreal SA............................................... 11,103 1,415,043 LVMH Moet Hennessy Louis Vuitton SA...................... 17,187 2,794,264 M6 Metropole Television SA............................... 50,478 704,199 Maisons France Confort SA................................ 2,781 83,160 Manitou BF SA............................................ 17,444 270,977 Manutan International SA................................. 1,789 71,945 #*Maurel et Prom Nigeria SA................................ 161,823 407,070 Medica SA................................................ 50,950 911,000 Mersen SA................................................ 25,543 646,493 Montupet SA.............................................. 24,322 216,802 Mr. Bricolage SA......................................... 8,989 101,803 Natixis SA............................................... 839,977 2,756,862 *Naturex SA............................................... 4,575 320,210 #Neopost SA............................................... 25,363 1,390,519 #Nexans SA................................................ 36,789 1,566,535 Nexity SA................................................ 42,523 1,311,099 *NicOx SA................................................. 118,601 369,353 Norbert Dentressangle SA................................. 6,139 417,448 NRJ Group SA............................................. 93,115 626,355 Oeneo SA................................................. 31,952 86,647 *Orco Property Group SA................................... 3,090 9,205 #Orpea SA................................................. 37,733 1,542,806 #*PagesJaunes Groupe SA.................................... 101,854 185,389 *Parrot SA................................................ 6,144 213,150 #Pernod-Ricard SA......................................... 81,148 8,739,339 #*Peugeot SA............................................... 155,988 1,000,585 #Pierre & Vacances SA..................................... 6,565 110,807 Plastic Omnium SA........................................ 30,414 840,886 326 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- FRANCE -- (Continued) PPR SA.................................................. 51,515 $ 9,081,445 Publicis Groupe SA...................................... 34,815 1,876,433 #Publicis Groupe SA ADR.................................. 100,092 1,342,234 Rallye SA............................................... 34,818 1,062,416 *Recylex SA.............................................. 33,899 182,127 Remy Cointreau SA....................................... 23,776 2,465,107 Renault SA.............................................. 174,739 7,835,072 Rexel SA................................................ 163,143 2,954,839 Robertet SA............................................. 752 125,769 *Rodriguez Group SA...................................... 5,081 26,247 *Rougier SA.............................................. 161 7,028 #Rubis SCA............................................... 28,074 1,712,923 SA des Ciments Vicat.................................... 13,264 714,968 Safran SA............................................... 87,969 3,504,120 Saft Groupe SA.......................................... 35,751 795,155 Samse SA................................................ 546 37,219 Sanofi SA............................................... 147,180 12,926,375 Sanofi SA ADR........................................... 562,231 24,653,829 Sartorius Stedim Biotech SA............................. 5,174 468,210 Schneider Electric SA................................... 155,580 9,741,528 SCOR SE................................................. 252,428 6,740,099 SEB SA.................................................. 23,094 1,503,693 #Seche Environnement SA.................................. 3,277 107,367 #Sechilienne SA.......................................... 22,230 381,227 *Sequana SA.............................................. 95,505 148,243 SES SA.................................................. 57,640 1,595,468 Societe BIC SA.......................................... 24,379 2,974,797 Societe d'Edition de Canal Plus SA...................... 84,070 504,740 Societe des Bains de Mer et du Cercle des Etrangers a Monaco SA............................................. 1,430 52,907 *Societe Generale SA..................................... 601,863 19,194,589 Societe Internationale de Plantations d'Heveas SA....... 1,754 136,175 #Societe Marseillaise du Tunnel Prado Carenage SA........ 8,147 269,679 Societe Television Francaise 1 SA....................... 185,058 1,590,392 Sodexo SA............................................... 17,816 1,372,454 Sodexo SA Sponsored ADR................................. 3,800 292,752 #*Soitec SA............................................... 169,484 509,697 Somfy SA................................................ 1,174 201,938 Sopra Group SA.......................................... 4,011 189,312 *Spir Communication SA................................... 2,571 48,994 *ST Dupont SA............................................ 47,976 20,545 Stallergenes SA......................................... 911 52,890 *Ste Industrielle d'Aviation Latecoere SA................ 7,023 79,755 Stef SA................................................. 3,632 189,229 STMicroelectronics NV................................... 592,947 3,492,301 #STMicroelectronics NV ADR............................... 332,630 1,959,191 Suez Environnement SA................................... 159,518 1,693,406 #Sword Group SA.......................................... 8,949 144,828 #Synergie SA............................................. 4,163 38,398 *Technicolor SA.......................................... 87,921 223,363 Technicolor SA Sponsored ADR............................ 4,360 11,023 Technip SA.............................................. 20,012 2,257,160 #Technip SA ADR.......................................... 106,372 3,022,029 Teleperformance SA...................................... 83,168 2,518,393 Tessi SA................................................ 1,190 111,084 Thales SA............................................... 74,134 2,609,587 #*Theolia SA.............................................. 60,534 113,099 Total Gabon SA.......................................... 92 41,231 Total SA................................................ 141,941 7,149,561 #Total SA Sponsored ADR.................................. 594,342 29,954,837 Touax SA................................................ 701 22,718 Toupargel Groupe SA..................................... 9,605 66,553 327 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ FRANCE -- (Continued) #*Transgene SA........................................... 15,279 $ 161,720 Trigano SA............................................. 13,899 150,795 *UbiSoft Entertainment SA............................... 136,484 1,269,900 Union Financiere de France Banque SA................... 1,141 27,123 Valeo SA............................................... 91,855 4,044,691 Vallourec SA........................................... 87,123 3,583,920 #Veolia Environnement SA................................ 170,832 1,690,903 #Veolia Environnement SA ADR............................ 47,101 468,184 Viel et Compagnie SA................................... 48,096 167,675 #Vilmorin & Cie SA...................................... 7,697 914,575 Vinci SA............................................... 158,559 7,028,260 Virbac SA.............................................. 2,717 473,297 *Vivalis SA............................................. 4,763 45,402 Vivendi SA............................................. 661,308 13,551,066 VM Materiaux SA........................................ 811 17,063 Vranken-Pommery Monopole SA............................ 3,807 120,625 Zodiac Aerospace SA.................................... 50,808 5,209,547 ------------ TOTAL FRANCE.............................................. 481,333,054 ------------ GERMANY -- (5.3%) A.S. Creation Tapeton AG............................... 906 40,220 *Aareal Bank AG......................................... 73,696 1,584,693 Adidas-Salomon AG...................................... 71,280 6,075,658 *ADVA Optical Networking SE............................. 61,322 344,984 *Air Berlin P.L.C....................................... 63,691 126,304 #Aixtron SE............................................. 100,795 1,322,126 ALBA SE................................................ 5,028 405,483 Allgeier SE............................................ 290 3,996 Allianz SE............................................. 108,320 13,456,026 Allianz SE Sponsored ADR............................... 984,886 12,360,319 Amadeus Fire AG........................................ 1,982 91,987 *Analytik Jena AG....................................... 3,242 41,686 Asian Bamboo AG........................................ 12,050 92,536 Aurubis AG............................................. 54,673 3,461,169 #Axel Springer AG....................................... 45,524 1,953,412 Baader Bank AG......................................... 8,986 21,210 Balda AG............................................... 11,416 74,996 BASF SE................................................ 60,260 4,998,565 BASF SE Sponsored ADR.................................. 58,000 4,791,380 #Bauer AG............................................... 12,965 280,680 Bayer AG............................................... 79,483 6,930,331 #Bayer AG Sponsored ADR................................. 10,700 932,719 Bayerische Motoren Werke AG............................ 146,243 11,691,474 BayWa AG............................................... 19,275 873,539 Bechtle AG............................................. 18,848 711,281 Beiersdorf AG.......................................... 16,830 1,224,372 Bertrandt AG........................................... 3,592 300,625 Bijou Brigitte AG...................................... 1,024 71,514 Bilfinger SE........................................... 53,007 5,194,257 Biotest AG............................................. 4,237 260,862 *Boewe Systec AG........................................ 836 85 *Borussia Dortmund GmbH & Co. KGaA...................... 81,773 272,006 Brenntag AG............................................ 11,260 1,420,768 CANCOM AG.............................................. 12,277 190,433 Carl Zeiss Meditec AG.................................. 29,296 804,090 CATOil AG.............................................. 22,636 163,522 *Celesio AG............................................. 125,896 2,440,654 CENIT AG............................................... 2,601 22,303 Centrotec Sustainable AG............................... 10,638 192,211 *Centrotherm Photovoltaics AG........................... 9,301 10,662 Cewe Color Holding AG.................................. 6,219 274,018 328 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- GERMANY -- (Continued) *Colonia Real Estate AG................................ 2,454 $ 12,522 Comdirect Bank AG..................................... 36,392 357,669 *Commerzbank AG........................................ 3,031,448 5,823,624 *CompuGroup Medical AG................................. 10,931 198,743 *Conergy AG............................................ 31,993 13,169 *Constantin Medien AG.................................. 54,670 101,688 Continental AG........................................ 46,651 4,695,401 CropEnergies AG....................................... 27,661 168,114 CTS Eventim AG........................................ 9,139 271,348 #*Curanum AG............................................ 15,622 38,026 DAB Bank AG........................................... 13,385 58,650 Daimler AG............................................ 415,333 19,456,109 Data Modul AG......................................... 2,305 43,521 DEAG Deutsche Entertainment AG........................ 1,086 3,934 #Delticom AG........................................... 3,099 173,784 Deufol AG............................................. 10,845 11,447 Deutsche Bank AG (5750355)............................ 338,130 15,402,110 #Deutsche Bank AG (D18190898).......................... 81,731 3,735,924 Deutsche Boerse AG.................................... 27,488 1,489,452 Deutsche Lufthansa AG................................. 332,714 5,090,190 Deutsche Post AG...................................... 639,180 12,672,305 Deutsche Telekom AG................................... 787,804 8,987,615 Deutsche Telekom AG Sponsored ADR..................... 528,190 6,047,776 #Deutsche Wohnen AG.................................... 122,645 2,246,142 *Deutz AG.............................................. 110,468 484,565 *Dialog Semiconductor P.L.C............................ 34,822 693,450 DIC Asset AG.......................................... 7,350 68,593 Douglas Holding AG.................................... 28,519 1,392,131 Dr. Hoenle AG......................................... 5,425 80,064 Draegerwerk AG & Co. KGaA............................. 1,822 146,961 #Drillisch AG.......................................... 46,551 573,779 Duerr AG.............................................. 9,127 684,668 DVB Bank SE........................................... 14,830 461,065 E.ON AG............................................... 609,873 13,883,743 #E.ON AG Sponsored ADR................................. 218,470 4,963,638 Eckert & Ziegler AG................................... 4,159 121,534 Elmos Semiconductor AG................................ 13,447 116,482 ElreingKlinger AG..................................... 33,427 931,851 #*ENvitec Biogas AG..................................... 1,467 14,248 #Euromicron AG......................................... 9,473 246,872 *Evotec AG............................................. 142,137 509,748 Fielmann AG........................................... 5,612 546,802 #*First Sensor AG....................................... 8,351 92,302 Fraport AG............................................ 44,866 2,632,882 #Freenet AG............................................ 160,661 2,659,293 Fresenius Medical Care AG & Co. KGaA.................. 3,362 236,227 #Fresenius Medical Care AG & Co. KGaA ADR.............. 26,500 1,865,070 Fresenius SE & Co. KGaA............................... 30,754 3,506,744 Fuchs Petrolub AG..................................... 3,792 236,332 *GAGFAH SA............................................. 57,918 659,154 GEA Group AG.......................................... 132,782 4,154,458 Gerresheimer AG....................................... 33,931 1,684,180 Gerry Weber International AG.......................... 11,433 519,887 Gesco AG.............................................. 4,242 358,960 GFK SE................................................ 14,393 655,678 GFT Technologies AG................................... 13,243 55,989 #*Gigaset AG............................................ 49,566 68,793 Gildemeister AG....................................... 80,554 1,495,031 Grammer AG............................................ 19,676 383,418 Grenkeleasing AG...................................... 8,480 572,362 *GSW Immobilien AG..................................... 731 30,047 329 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- GERMANY -- (Continued) H&R AG.................................................. 13,866 $ 228,445 #Hamburger Hafen und Logistik AG......................... 10,631 258,481 Hannover Rueckversicherung AG........................... 77,908 5,488,845 #Hawesko Holding AG...................................... 1,492 74,277 #*Heidelberger Druckmaschinen AG.......................... 321,667 482,783 #Heidelberger Zement AG.................................. 122,677 6,519,252 Henkel AG & Co. KGaA.................................... 22,389 1,449,656 Highlight Communications AG............................. 13,073 61,483 *Hochtief AG............................................. 46,071 2,288,508 *Homag Group AG.......................................... 780 10,066 Indus Holding AG........................................ 32,107 808,342 Infineon Technologies AG................................ 46,196 314,706 #Infineon Technologies AG ADR............................ 511,176 3,547,561 Innovation in Traffic Systems AG........................ 144 4,647 *Intershop Communications AG............................. 3,523 8,745 Isra Vision AG.......................................... 2,057 57,288 #*IVG Immobilien AG....................................... 212,005 527,801 Jenoptik AG............................................. 64,238 608,654 K+S AG.................................................. 29,929 1,418,467 *Kabel Deutschland Holding AG............................ 46,171 3,331,411 *Kloeckner & Co. SE...................................... 248,595 2,253,843 *Koenig & Bauer AG....................................... 2,868 52,187 Kontron AG.............................................. 82,353 387,105 #Krones AG............................................... 18,064 1,065,674 KSB AG.................................................. 214 113,921 *Kuka AG................................................. 29,056 872,221 KWS Saat AG............................................. 2,259 648,835 Lanxess AG.............................................. 61,047 5,050,307 Leifheit AG............................................. 465 16,100 Leoni AG................................................ 44,372 1,482,520 Linde AG................................................ 53,261 8,962,854 *Loewe AG................................................ 5,186 24,477 LPKF Laser & Electronics AG............................. 6,673 136,597 MAN SE.................................................. 33,499 3,385,314 #*Manz AG................................................. 2,826 76,955 *Masterflex SE........................................... 338 2,195 *Mediclin AG............................................. 13,261 71,463 #*Medigene AG............................................. 29,373 41,527 Merck KGaA.............................................. 43,308 5,539,233 Metro AG................................................ 84,614 2,439,281 MLP AG.................................................. 64,937 417,831 #Mobotix AG.............................................. 2,823 69,880 *Mologen AG.............................................. 50 831 *Morphosys AG............................................ 23,627 803,224 MTU Aero Engines Holding AG............................. 23,528 1,977,866 #Muehlbauer Holding & Co. AG............................. 1,362 34,639 Munchener Rueckversicherungs-Gesellschaft AG............ 84,700 13,628,464 #MVV Energie AG.......................................... 13,093 375,299 Nemetschek AG........................................... 2,093 93,241 Nexus AG................................................ 2,391 29,161 #*Nordex SE............................................... 72,556 253,901 NORMA Group AG.......................................... 8,594 237,599 OHB AG.................................................. 7,105 138,928 *Patrizia Immobilien AG.................................. 35,615 251,534 Pfeiffer Vacuum Technology AG........................... 4,152 424,482 PNE Wind AG............................................. 68,848 170,492 #*Praktiker AG............................................ 86,417 161,413 Progress-Werk Oberkirch AG.............................. 1,999 74,352 PSI AG Gesellschaft Fuer Produkte und Systeme der Informationstechnologie............................... 3,155 60,295 Puma SE................................................. 2,976 849,320 PVA TePla AG............................................ 8,269 24,865 330 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ GERMANY -- (Continued) *QIAGEN NV.............................................. 276,034 $ 4,808,779 QSC AG................................................. 104,564 285,281 #*R Stahl AG............................................. 2,721 94,163 Rational AG............................................ 1,504 380,721 Rheinmetall AG......................................... 56,859 2,717,537 Rhoen-Klinikum AG...................................... 140,590 2,738,057 RWE AG................................................. 225,596 10,324,280 S.A.G. Solarstrom AG................................... 918 3,794 *SAF-Holland SA......................................... 56,478 367,410 Salzgitter AG.......................................... 56,489 2,442,918 SAP AG................................................. 496 36,170 #SAP AG Sponsored ADR................................... 54,592 3,979,757 Schaltbau Holding AG................................... 2,643 88,560 *Sedo Holding AG........................................ 133 278 #SGL Carbon SE.......................................... 47,995 1,914,278 #Siemens AG Sponsored ADR............................... 200,444 20,226,804 #*Singulus Technologies AG............................... 59,558 96,125 #Sixt AG................................................ 26,275 488,918 SKW Stahl-Metallurgie Holding AG....................... 8,451 157,342 #*Sky Deutschland AG..................................... 415,615 1,811,498 #*SMA Solar Technology AG................................ 5,313 114,124 SMT Scharf AG.......................................... 3,750 109,089 Software AG............................................ 37,440 1,503,523 #Solarworld AG.......................................... 102,526 177,298 Stada Arzneimittel AG.................................. 83,745 2,536,269 STINAG Stuttgart Invest AG............................. 2,186 44,786 *STRATEC Biomedical AG.................................. 4,239 178,618 #*Stroer Out-of-Home Media AG............................ 15,081 132,985 Suedzucker AG.......................................... 87,688 3,399,210 #*Suss Microtec AG....................................... 27,848 262,837 #Symrise AG............................................. 79,251 2,850,683 #TAG Immobilien AG...................................... 139,525 1,612,751 Takkt AG............................................... 18,665 239,650 *Technotrans AG......................................... 3,213 26,561 Telegate AG............................................ 3,961 30,757 ThyssenKrupp AG........................................ 324,409 7,392,453 *Tipp24 SE.............................................. 3,748 184,891 Tom Tailor Holding AG.................................. 18,295 390,117 Tomorrow Focus AG...................................... 5,190 23,077 *TUI AG................................................. 212,139 1,990,618 United Internet AG..................................... 42,521 850,921 *Verbio AG.............................................. 22,353 47,704 Volkswagen AG.......................................... 13,244 2,589,931 #Vossloh AG............................................. 8,060 813,007 VTG AG................................................. 14,802 232,569 #Wacker Chemie AG....................................... 17,463 987,374 Wacker Neuson SE....................................... 35,579 484,959 *Washtec AG............................................. 51,987 614,121 Wincor Nixdorf AG...................................... 10,549 470,417 Wirecard AG............................................ 48,194 1,103,766 XING AG................................................ 2,319 131,938 *zooplus AG............................................. 1,503 65,153 ------------ TOTAL GERMANY............................................. 385,139,891 ------------ GREECE -- (0.3%) *Aegean Airlines S.A.................................... 11,435 23,269 *Aegek S.A.............................................. 33,080 5,399 *Alapis Holding Industrial & Commercial S.A. of Pharmaceutical Chemical Products...................... 69,510 3,694 *Alpha Bank A.E......................................... 664,535 1,558,001 *Anek Lines S.A......................................... 140,825 23,165 *Astir Palace Hotels S.A................................ 16,370 70,876 331 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- GREECE -- (Continued) *Attica Bank S.A....................................... 40,944 $ 32,403 Autohellas S.A........................................ 6,656 10,528 *Balkan Real Estate S.A................................ 2,299 953 *Bank of Cyprus P.L.C.................................. 1,186,156 501,837 Bank of Greece S.A.................................... 20,979 350,341 Coca-Cola Hellenic Bottling Co. S.A................... 91,770 1,965,439 #Coca-Cola Hellenic Bottling Co. S.A. ADR.............. 51,857 1,095,738 *Cyprus Popular Bank PCL............................... 106,783 8,649 *Diagnostic & Therapeutic Center of Athens Hygeia S.A.. 64,268 25,535 *Elektrak S.A.......................................... 2,400 5,131 *Ellaktor S.A.......................................... 153,337 299,902 *Elval - Hellenic Aluminium Industry S.A............... 9,817 15,164 *Eurobank Ergasias SA.................................. 384,693 448,272 *Euromedica S.A........................................ 5,050 2,521 EYDAP Athens Water Supply & Sewage Co. S.A............ 23,542 134,486 *Folli Follie Group S.A................................ 30,765 420,243 *Forthnet S.A.......................................... 22,553 27,175 *Fourlis Holdings S.A.................................. 42,377 109,569 *Frigoglass S.A........................................ 11,866 68,824 *GEK Terna Holding Real Estate Construction S.A........ 43,566 76,669 *Halkor S.A............................................ 55,380 38,221 Hellenic Exchanges S.A................................ 130,999 585,249 Hellenic Petroleum S.A................................ 166,427 1,304,401 *Hellenic Telecommunication Organization Co. S.A....... 309,016 1,362,692 #*Hellenic Telecommunication Organization Co. S.A. Sponsored ADR......................................... 103,600 236,208 *Heracles General Cement Co. S.A....................... 3,247 8,874 *Iaso S.A.............................................. 18,699 17,058 *Inform P. Lykos S.A................................... 7,855 10,518 *Intracom Holdings S.A................................. 104,325 43,124 Intralot S.A.-Integrated Lottery Systems & Services... 142,895 287,455 *J&P-Avax S.A.......................................... 138,549 210,036 JUMBO S.A............................................. 110,250 729,961 *Marfin Investment Group Holdings S.A.................. 1,013,154 451,319 Metka S.A............................................. 31,280 284,595 Motor Oil (Hellas) Corinth Refineries S.A............. 88,770 773,329 *Mytilineos Holdings S.A............................... 139,596 633,802 *National Bank of Greece S.A........................... 928,699 2,175,667 #*National Bank of Greece S.A. ADR...................... 208,002 492,965 OPAP S.A.............................................. 156,100 997,733 *Piraeus Bank S.A...................................... 1,272,135 686,689 Piraeus Port Authority S.A............................ 5,029 82,044 *Proton Bank S.A....................................... 33,481 -- *Public Power Corp. S.A................................ 90,520 519,724 *Real Estate Development & Services S.A................ 7,909 6,276 S&B Industrial Minerals S.A........................... 13,030 91,489 *Sarantis S.A.......................................... 10,732 35,876 *Sidenor Steel Products Manufacturing Co. S.A.......... 28,031 40,655 *T Bank S.A............................................ 46,506 -- *Technical Olympic S.A................................. 5,360 9,144 *Teletypos S.A. Mega Channel........................... 10,729 3,683 Terna Energy S.A...................................... 45,319 135,408 Thessaloniki Port Authority S.A....................... 1,762 33,006 Thessaloniki Water Supply & Sewage Co. S.A............ 522 2,939 *Titan Cement Co. S.A.................................. 71,576 1,333,649 *TT Hellenic Postbank S.A.............................. 225,165 49,030 *Viohalco Hellenic Copper & Aluminum Industry S.A...... 176,559 756,409 ----------- TOTAL GREECE............................................. 21,713,011 ----------- HONG KONG -- (2.4%) AAC Technologies Holdings, Inc........................ 250,000 894,942 Aeon Stores Hong Kong Co., Ltd........................ 32,000 79,687 332 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) AIA Group, Ltd........................................ 1,115,800 $4,392,954 Alco Holdings, Ltd.................................... 256,000 53,781 Allied Group, Ltd..................................... 72,000 191,113 Allied Properties (H.K.), Ltd......................... 2,868,393 396,840 *Apac Resources, Ltd................................... 4,320,000 147,392 APT Satellite Holdings, Ltd........................... 111,000 30,706 Arts Optical International Holdings, Ltd.............. 70,000 20,217 Asia Financial Holdings, Ltd.......................... 270,000 104,945 Asia Satellite Telecommunications Holdings, Ltd....... 148,000 471,827 Asia Standard International Group, Ltd................ 494,745 87,830 ASM Pacific Technology, Ltd........................... 34,200 380,447 Associated International Hotels, Ltd.................. 79,000 195,676 Aupu Group Holding Co., Ltd........................... 400,000 33,966 *Auto Italia Holdings.................................. 25,000 868 #Bank of East Asia, Ltd................................ 934,135 3,444,944 Bauhaus International Holdings, Ltd................... 50,000 9,136 *Bio-Dynamic Group, Ltd................................ 664,000 49,507 *Birmingham International Holdings, Ltd................ 1,534,000 30,086 BOC Hong Kong Holdings, Ltd........................... 682,500 2,096,971 #Bonjour Holdings, Ltd................................. 692,000 89,048 Bossini International Holdings, Ltd................... 1,204,000 60,345 #*Brightoil Petroleum Holdings, Ltd..................... 2,292,000 459,538 *Brockman Mining, Ltd.................................. 2,758,520 136,619 #*Burwill Holdings, Ltd................................. 3,573,600 45,468 Cafe de Coral Holdings, Ltd........................... 208,000 615,141 *Capital Estate, Ltd................................... 245,000 4,245 *Carico Holdings, Ltd.................................. 2,240,000 92,361 *Cathay Pacific Airways, Ltd........................... 1,033,000 1,870,957 Champion Technology Holdings, Ltd..................... 1,992,397 26,910 *Chaoyue Group, Ltd.................................... 650,000 37,959 Chen Hsong Holdings, Ltd.............................. 360,000 97,296 Cheuk Nang Holdings, Ltd.............................. 94,768 52,305 Cheung Kong Holdings, Ltd............................. 675,000 9,949,204 Cheung Kong Infrastructure Holdings, Ltd.............. 178,045 1,044,287 Chevalier International Holdings, Ltd................. 102,000 130,112 *China Billion Resources, Ltd.......................... 5,752,080 -- *China Boon Holdings, Ltd.............................. 2,400,000 27,511 *China Daye Non-Ferrous Metals Mining, Ltd............. 450,000 18,292 *China Electronics Corp. Holdings Co., Ltd............. 150,000 12,921 *China Energy Development Holdings, Ltd................ 5,924,000 95,924 *China Environmental Investment Holdings, Ltd.......... 1,845,000 44,736 *China Financial Services Holdings, Ltd................ 304,000 18,528 *China Flavors & Fragrances Co., Ltd................... 24,890 4,535 *China Infrastructure Investment, Ltd.................. 2,032,000 46,976 China Metal International Holdings, Ltd............... 540,000 93,912 *China Nuclear Industry 23 International Corp., Ltd.... 274,000 61,423 *China Renji Medical Group, Ltd........................ 7,088,000 -- *China Resources & Transportation Group, Ltd........... 5,600,000 201,798 *China Solar Energy Holdings, Ltd...................... 10,335,000 38,570 China Ting Group Holdings, Ltd........................ 692,000 35,660 *China Tycoon Beverage Holdings, Ltd................... 60,000 658 China WindPower Group, Ltd............................ 4,743,400 125,936 #Chong Hing Bank, Ltd.................................. 206,000 373,839 Chow Sang Sang Holdings International, Ltd............ 335,000 711,269 Chu Kong Shipping Enterprise Group Co., Ltd........... 774,000 126,587 Chuang's China Investments, Ltd....................... 798,000 44,634 Chuang's Consortium International, Ltd................ 565,487 66,989 Chun Wo Development Holdings, Ltd..................... 348,000 26,430 Citic Telecom International Holdings, Ltd............. 1,187,000 272,022 City Telecom, Ltd. ADR................................ 20,634 90,583 CK Life Sciences International Holdings, Inc.......... 4,956,000 395,662 333 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) #CLP Holdings, Ltd..................................... 187,500 $1,597,571 COL Capital, Ltd...................................... 64,000 7,566 *Continental Holdings, Ltd............................. 2,200,000 25,779 Cosmos Machinery Enterprises, Ltd..................... 250,000 14,627 *CP Lotus Corp., Ltd................................... 1,420,000 25,764 Cross-Harbour Holdings, Ltd. (The).................... 102,000 83,080 CSI Properties, Ltd................................... 5,104,200 210,816 *Culture Landmark Investment, Ltd...................... 103,000 8,107 *Culturecom Holdings, Ltd.............................. 730,000 139,220 Dah Sing Banking Group, Ltd........................... 613,022 607,710 Dah Sing Financial Holdings, Ltd...................... 192,450 738,345 Dan Form Holdings Co., Ltd............................ 1,327,900 184,395 *Dejin Resources Group Co., Ltd........................ 1,047,500 10,106 Dickson Concepts International, Ltd................... 439,500 226,421 Dorsett Hospitality International, Ltd................ 376,000 83,207 *DVN Holdings, Ltd..................................... 1,226,000 40,244 Eagle Nice International Holdings, Ltd................ 534,000 116,005 EcoGreen Fine Chemicals Group, Ltd.................... 232,000 42,168 *EganaGoldpfeil Holdings, Ltd.......................... 209,588 -- Emperor Entertainment Hotel, Ltd...................... 725,000 135,320 Emperor International Holdings, Ltd................... 1,896,416 453,419 Emperor Watch & Jewellery, Ltd........................ 3,490,000 331,126 *Enviro Energy International Holdings, Ltd............. 408,000 6,976 *EPI Holdings, Ltd..................................... 1,938,000 52,431 #*Esprit Holdings, Ltd.................................. 2,113,742 2,733,135 *eSun Holdings, Ltd.................................... 1,123,000 167,548 EVA Precision Industrial Holdings, Ltd................ 1,776,000 184,832 Fairwood, Ltd......................................... 80,000 167,592 Far East Consortium International, Ltd................ 1,406,643 279,835 First Pacific Co., Ltd................................ 2,001,756 2,225,515 #*Fook Woo Group Holdings, Ltd.......................... 746,000 130,910 Fountain SET Holdings, Ltd............................ 590,000 50,109 #*Foxconn International Holdings, Ltd................... 3,019,000 1,043,546 *Frasers Property China, Ltd........................... 2,280,000 127,602 *Galaxy Entertainment Group, Ltd....................... 533,000 1,824,021 *Genting Hong Kong, Ltd................................ 678,000 213,827 Get Nice Holdings, Ltd................................ 5,408,000 225,956 Giordano International, Ltd........................... 1,244,000 1,032,775 Glorious Sun Enterprises, Ltd......................... 656,000 180,907 Gold Peak Industries Holding, Ltd..................... 453,000 42,664 Golden Resources Development International, Ltd....... 676,000 31,353 *Greenheart Group, Ltd................................. 296,000 19,761 *G-Resources Group, Ltd................................ 19,704,000 949,861 Guangnan Holdings, Ltd................................ 756,000 90,440 Guotai Junan International Holdings, Ltd.............. 574,000 169,102 Haitong International Securities Group, Ltd........... 296,328 102,316 *Hang Fung Gold Technology, Ltd........................ 250,000 -- Hang Lung Group, Ltd.................................. 649,000 3,823,472 Hang Lung Properties, Ltd............................. 1,514,000 5,252,089 #Hang Seng Bank, Ltd................................... 93,200 1,429,646 *Hans Energy Co., Ltd.................................. 1,214,000 13,796 Harbour Centre Development, Ltd....................... 158,000 240,510 Henderson Land Development Co., Ltd................... 845,397 5,835,554 HKR International, Ltd................................ 883,162 422,368 Hon Kwok Land Investment Co., Ltd..................... 234,000 87,031 Hong Kong & China Gas Co., Ltd........................ 584,519 1,555,440 #Hong Kong & Shanghai Hotels, Ltd...................... 861,424 1,136,035 #*Hong Kong Aircraft Engineering Co., Ltd............... 25,600 348,808 Hong Kong Exchanges & Clearing, Ltd................... 165,400 2,708,287 Hongkong Chinese, Ltd................................. 1,655,143 273,030 *Hop Fung Group Holdings, Ltd.......................... 30,000 958 334 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- HONG KONG -- (Continued) Hopewell Holdings, Ltd............................... 863,500 $ 3,115,269 Hsin Chong Construction Group, Ltd................... 466,000 64,180 *Huafeng Group Holdings, Ltd.......................... 2,039,800 62,162 Hung Hing Printing Group, Ltd........................ 528,524 77,594 Hutchison Telecommunications Hong Kong Holdings, Ltd. 2,278,000 941,787 Hutchison Whampoa, Ltd............................... 1,030,000 10,103,601 *Hybrid Kinetic Group, Ltd............................ 2,306,000 28,073 #Hysan Development Co., Ltd........................... 172,215 764,129 *IDT International, Ltd............................... 496,000 8,298 *Imagi International Holdings, Ltd.................... 4,880,000 69,683 IPE Group, Ltd....................................... 1,225,000 89,855 *IRC, Ltd,............................................ 972,000 119,675 #IT, Ltd.............................................. 753,087 298,218 ITC Properties Group, Ltd............................ 228,400 73,715 *Jinhui Holdings, Ltd................................. 167,000 30,176 Jiuzhou Development Co., Ltd......................... 642,000 67,835 *JLF Investment Co., Ltd.............................. 610,000 28,277 Johnson Electric Holdings, Ltd....................... 1,816,000 1,158,870 K Wah International Holdings, Ltd.................... 1,968,413 890,729 Kam Hing International Holdings, Ltd................. 74,000 5,768 Kantone Holdings, Ltd................................ 2,444,360 21,298 Kerry Properties, Ltd................................ 652,083 3,241,275 Kin Yat Holdings, Ltd................................ 176,000 20,642 *King Stone Energy Group, Ltd......................... 872,000 54,946 Kingmaker Footwear Holdings, Ltd..................... 754,000 107,359 Kingston Financial Group, Ltd........................ 3,751,000 289,482 *Ko Yo Chemical Group, Ltd............................ 5,180,000 80,799 Kowloon Development Co., Ltd......................... 552,000 633,501 *Lai Sun Development Co., Ltd......................... 18,314,666 450,562 *Lai Sun Garment International, Ltd................... 918,000 117,253 Lam Soon Hong Kong, Ltd.............................. 12,000 5,479 Lee & Man Chemical Co., Ltd.......................... 158,000 82,935 Lerado Group Holdings Co., Ltd....................... 570,000 54,326 Li & Fung, Ltd....................................... 1,309,250 2,184,044 Lifestyle International Holdings, Ltd................ 294,000 624,430 Lippo China Resources, Ltd........................... 5,560,000 143,072 Lippo, Ltd........................................... 290,000 124,405 Liu Chong Hing Investment, Ltd....................... 160,000 166,348 *L'Occitane International SA.......................... 98,750 306,977 Luen Thai Holdings, Ltd.............................. 216,000 28,967 Luk Fook Holdings International, Ltd................. 348,000 869,255 Luks Group (Vietnam Holdings) Co., Ltd............... 130,000 29,923 *Lung Cheong International Holdings, Ltd.............. 1,224,000 43,292 Lung Kee (Bermuda) Holdings, Ltd..................... 222,000 68,675 Magnificent Estates, Ltd............................. 3,238,000 156,693 #*Man Wah Holdings, Ltd................................ 20,000 12,214 Man Yue Technology Holdings, Ltd..................... 254,000 41,842 *Mei Ah Entertainment Group, Ltd...................... 3,200,000 56,354 Melco International Development, Ltd................. 1,419,000 1,367,790 #Midland Holdings, Ltd................................ 842,000 423,572 Ming Fai International Holdings, Ltd................. 453,000 40,810 *Ming Fung Jewellery Group, Ltd....................... 3,284,000 149,773 Miramar Hotel & Investment Co., Ltd.................. 241,000 303,027 #*Mongolian Mining Corp................................ 769,500 375,969 MTR Corp............................................. 537,214 2,088,571 *Nan Nan Resources Enterprise, Ltd.................... 124,000 13,579 Natural Beauty Bio-Technology, Ltd................... 70,000 7,039 #*Neo-Neon Holdings, Ltd............................... 565,500 121,960 *Net2Gather China Holdings, Ltd....................... 127,200 10,068 New Century Group Hong Kong, Ltd..................... 623,200 12,690 *New Smart Energy Group, Ltd.......................... 7,350,000 70,079 335 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- HONG KONG -- (Continued) New World Development Co., Ltd........................ 3,284,882 $ 5,054,061 NewOcean Green Energy Holdings, Ltd................... 1,076,000 413,142 *Next Media, Ltd....................................... 722,000 153,156 *Norstar Founders Group, Ltd........................... 420,000 -- *North Asia Resources Holdings, Ltd.................... 615,000 25,379 NWS Holdings, Ltd..................................... 1,244,153 1,884,677 *Orange Sky Golden Harvest Entertainment Holdings, Ltd. 2,130,000 108,376 Orient Overseas International, Ltd.................... 369,000 2,332,743 Oriental Watch Holdings, Ltd.......................... 666,240 198,604 Pacific Andes International Holdings, Ltd............. 2,774,274 155,395 Pacific Basin Shipping, Ltd........................... 2,579,000 1,373,153 Pacific Textile Holdings, Ltd......................... 432,000 284,923 Paliburg Holdings, Ltd................................ 586,790 184,568 *Pan Asia Environmental Protection Group, Ltd.......... 522,000 38,083 PCCW, Ltd............................................. 2,655,000 1,069,612 PCCW, Ltd. Sponsored ADR.............................. 7,400 29,600 #*Peace Mark Holdings, Ltd.............................. 308,000 -- *Pearl Oriental Oil, Ltd............................... 2,216,627 191,092 Pegasus International Holdings, Ltd................... 82,000 11,581 Pico Far East Holdings, Ltd........................... 718,000 175,873 Playmates Holdings, Ltd............................... 73,400 42,575 *PME Group, Ltd........................................ 2,540,000 55,688 *PNG Resources Holdings, Ltd........................... 2,832,000 43,820 Polytec Asset Holdings, Ltd........................... 1,650,000 192,858 Power Assets Holdings, Ltd............................ 248,000 2,107,391 Public Financial Holdings, Ltd........................ 464,000 209,049 *PYI Corp., Ltd........................................ 4,260,552 90,071 Regal Hotels International Holdings, Ltd.............. 915,400 401,881 Richfield Group Holdings, Ltd......................... 1,624,000 77,190 *Rising Development Holdings, Ltd...................... 278,000 11,461 SA SA International Holdings, Ltd..................... 448,000 306,752 *Samsonite International SA............................ 402,900 836,987 #*Sandmartin International Holdings, Ltd................ 270,000 31,024 Sands China, Ltd...................................... 134,800 503,897 SCMP Group, Ltd....................................... 10,000 2,060 SEA Holdings, Ltd..................................... 246,000 170,752 Shangri-La Asia, Ltd.................................. 1,204,166 2,324,575 Shenyin Wanguo, Ltd................................... 355,000 95,627 Shenzhen High-Tech Holdings, Ltd...................... 172,000 20,221 *Shougang Concord Technology Holdings, Ltd............. 1,574,000 86,224 Shun Tak Holdings, Ltd................................ 2,568,250 1,023,342 Sing Tao News Corp., Ltd.............................. 490,000 68,083 Singamas Container Holdings, Ltd...................... 2,308,000 580,409 Sino Land Co., Ltd.................................... 2,707,675 4,844,568 *Sinocop Resources Holdings, Ltd....................... 380,000 30,400 *Sino-Tech International Holdings, Ltd................. 8,630,000 77,948 SJM Holdings, Ltd..................................... 308,000 669,091 SmarTone Telecommunications Holdings, Ltd............. 396,803 798,518 SOCAM Development, Ltd................................ 404,488 415,432 *Solomon Systech International, Ltd.................... 1,974,000 54,866 Soundwill Holdings, Ltd............................... 16,000 29,022 *South China (China), Ltd.............................. 1,088,000 84,061 Stella International Holdings, Ltd.................... 183,500 482,197 Stelux Holdings International, Ltd.................... 622,600 139,282 *Success Universe Group, Ltd........................... 1,064,000 24,550 Sun Hing Vision Group Holdings, Ltd................... 122,000 40,889 Sun Hung Kai & Co., Ltd............................... 979,787 559,215 Sun Hung Kai Properties, Ltd.......................... 762,699 10,543,506 *Sun Innovation Holdings, Ltd.......................... 1,120,000 11,485 *Superb Summit International Group, Ltd................ 2,801,000 82,104 #*Sustainable Forest Holdings, Ltd...................... 4,087,500 83,859 336 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ HONG KONG -- (Continued) *Swire Properties, Ltd................................ 87,800 $ 271,841 Symphony Holdings, Ltd............................... 511,500 19,473 Tai Cheung Holdings, Ltd............................. 578,000 457,980 *Talent Property Group, Ltd........................... 1,245,000 23,158 Tan Chong International, Ltd......................... 372,000 102,315 Tao Heung Holdings, Ltd.............................. 36,000 19,655 #*Taung Gold International, Ltd........................ 3,200,000 65,651 Techtronic Industries Co., Ltd....................... 1,761,500 3,338,948 Television Broadcasts, Ltd........................... 131,000 972,847 Termbray Industries International (Holdings), Ltd.... 112,000 12,250 Texwinca Holdings, Ltd............................... 568,000 450,138 *Theme International Holdings, Ltd.................... 680,000 11,376 *Titan Petrochemicals Group, Ltd...................... 3,200,000 1,032 *Tom Group, Ltd....................................... 1,250,000 149,634 Tongda Group Holdings, Ltd........................... 4,580,000 188,366 *Town Health International Investments, Ltd........... 384,835 20,571 Tradelink Electronic Commerce, Ltd................... 198,000 32,357 #Transport International Holdings, Ltd................ 269,800 554,329 Trinity, Ltd......................................... 762,000 531,608 *TSC Group Holdings, Ltd.............................. 771,000 119,941 Tse Sui Luen Jewellery International, Ltd............ 60,000 30,978 Tungtex Holdings Co., Ltd............................ 88,000 9,414 Tysan Holdings, Ltd.................................. 300,000 57,244 #*United Laboratories International Holdings, Ltd. (The)................................................. 947,500 501,712 Universal Technologies Holdings, Ltd................. 1,270,000 73,596 *U-Right International Holdings, Ltd.................. 1,502,000 2,713 *Value Convergence Holdings, Ltd...................... 252,000 38,875 Value Partners Group, Ltd............................ 506,000 274,686 Varitronix International, Ltd........................ 369,000 133,481 Vedan International Holdings, Ltd.................... 1,192,000 78,324 #Victory City International Holdings, Ltd............. 1,229,650 129,736 Vitasoy International Holdings, Ltd.................. 316,000 298,878 *Vongroup, Ltd........................................ 1,765,000 8,418 VST Holdings, Ltd.................................... 764,000 133,586 #VTech Holdings, Ltd.................................. 61,800 732,076 Wai Kee Holdings, Ltd................................ 222,000 41,682 Wang On Group, Ltd................................... 3,320,000 36,268 Wharf Holdings, Ltd.................................. 735,750 5,030,751 Wheelock & Co., Ltd.................................. 828,000 3,627,656 Win Hanverky Holdings, Ltd........................... 598,000 60,048 Wing Hang Bank, Ltd.................................. 200,205 2,120,545 #Wing On Co. International, Ltd....................... 123,137 342,024 Wing Tai Properties, Ltd............................. 374,000 231,008 Wong's Kong King International Holdings, Ltd......... 110,000 11,639 #Wynn Macau, Ltd...................................... 265,600 749,936 #Xinyi Glass Holdings, Ltd............................ 1,416,000 790,583 Yau Lee Holdings, Ltd................................ 218,000 36,232 Yeebo (International Holdings), Ltd.................. 26,000 3,848 YGM Trading, Ltd..................................... 89,000 213,440 Yue Yuen Industrial Holdings, Ltd.................... 471,500 1,616,804 *Yugang International, Ltd............................ 4,450,000 31,607 ------------ TOTAL HONG KONG......................................... 170,749,434 ------------ IRELAND -- (0.5%) Aer Lingus Group P.L.C............................... 137,266 183,381 *Anglo Irish Bank Corp. P.L.C. (B06H8J9).............. 165,847 -- *Anglo Irish Bank Corp. P.L.C. (B076LH4).............. 457,521 -- C&C Group P.L.C. (B010DT8)........................... 24,767 118,911 C&C Group P.L.C. (B011Y09)........................... 442,022 2,117,638 CRH P.L.C. (0182704)................................. 70,855 1,324,083 CRH P.L.C. (4182249)................................. 160,387 2,985,380 337 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- IRELAND -- (Continued) #CRH P.L.C. Sponsored ADR.............................. 424,196 $ 7,911,255 DCC P.L.C. (0242493).................................. 25,457 728,169 DCC P.L.C. (4189477).................................. 81,310 2,323,159 Dragon Oil P.L.C. (0059079)........................... 78,269 700,664 Dragon Oil P.L.C. (5323218)........................... 234,676 2,096,183 *Elan Corp. P.L.C...................................... 11,725 127,604 *Elan Corp. P.L.C. Sponsored ADR....................... 203,900 2,202,120 FBD Holdings P.L.C. (0329028)......................... 18,709 234,019 FBD Holdings P.L.C. (4330231)......................... 16,564 207,436 Glanbia P.L.C. (0066950).............................. 74,909 710,730 Glanbia P.L.C. (4058629).............................. 27,923 264,696 *Governor & Co. of the Bank of Ireland P.L.C. (The).... 3,660,184 432,367 #*Governor & Co. of the Bank of Ireland P.L.C. Sponsored ADR (The)................................... 69,496 371,109 Grafton Group P.L.C................................... 220,268 960,329 IFG Group P.L.C. (0232524)............................ 19,722 35,798 IFG Group P.L.C. (4373355)............................ 34,933 63,344 *Independent News & Media P.L.C. (B59HWB1)............. 115,743 12,755 *Independent News & Media P.L.C. (B5TR5N4)............. 9,779 1,077 Irish Continental Group P.L.C......................... 6,787 165,511 *Kenmare Resources P.L.C. (0487948).................... 296,459 187,431 *Kenmare Resources P.L.C. (4490737).................... 61,000 38,511 Kerry Group P.L.C. Series A (0490656)................. 76,886 4,026,619 Kerry Group P.L.C. Series A (4519579)................. 22,072 1,153,948 Kingspan Group P.L.C. (0492793)....................... 19,320 201,987 Kingspan Group P.L.C. (4491235)....................... 144,670 1,508,795 *McInerney Holdings P.L.C.............................. 94,047 -- Paddy Power P.L.C. (0258810).......................... 7,672 566,626 Paddy Power P.L.C. (4828974).......................... 11,659 860,137 *Petroceltic International P.L.C....................... 1,345,471 150,065 Smurfit Kappa Group P.L.C............................. 144,840 1,596,910 ----------- TOTAL IRELAND............................................ 36,568,747 ----------- ISRAEL -- (0.5%) *Africa Israel Investments, Ltd........................ 106,992 272,290 *Africa Israel Properties, Ltd......................... 7,553 58,638 *Airport City, Ltd..................................... 7,786 35,129 *Allot Communications, Ltd............................. 945 21,335 *Alon Holdings Blue Square Israel, Ltd................. 15,717 40,735 *AL-ROV Israel, Ltd.................................... 4,964 111,531 *Alrov Properties & Lodgings, Ltd...................... 1,569 27,585 *Alvarion, Ltd......................................... 80,114 36,205 Amot Investments, Ltd................................. 44,320 103,317 *AudioCodes, Ltd....................................... 29,705 67,418 Avgol Industries 1953, Ltd............................ 30,929 23,282 Azrieli Group, Ltd.................................... 32,119 719,499 Babylon, Ltd.......................................... 23,921 197,430 *Bank Hapoalim B.M..................................... 1,000,946 3,937,812 *Bank Leumi Le-Israel B.M.............................. 1,010,362 3,256,658 Bayside Land Corp..................................... 554 103,905 Bezeq Israeli Telecommunication Corp., Ltd............ 436,963 532,347 *Biocell, Ltd.......................................... 937 5,455 *BioLineRX, Ltd........................................ 1,906 607 *Cellcom Israel, Ltd................................... 15,074 134,534 *Ceragon Networks, Ltd................................. 14,237 62,506 *Clal Biotechnology Industries, Ltd.................... 34,346 106,132 Clal Industries, Ltd.................................. 83,965 296,562 Clal Insurance Enterprises Holdings, Ltd.............. 27,678 376,191 Delek Automotive Systems, Ltd......................... 31,324 196,022 Delek Group, Ltd...................................... 3,983 757,386 Delta-Galil Industries, Ltd........................... 476 5,005 DS Apex Holdings, Ltd................................. 17,159 80,504 338 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- ISRAEL -- (Continued) *El Al Israel Airlines, Ltd............................ 196,272 $ 23,124 *Elbit Medical Imaging, Ltd............................ 14,867 34,403 Elbit Systems, Ltd.................................... 26,649 938,238 Electra, Ltd.......................................... 1,787 151,471 Elron Electronic Industries, Ltd...................... 20,288 96,066 *Evogene, Ltd.......................................... 19,051 83,573 *EZchip Semiconductor, Ltd. (6554998).................. 2,588 81,287 #*EZchip Semiconductor, Ltd. (M4146Y108)................ 24,727 766,537 *First International Bank of Israel, Ltd............... 30,016 356,516 FMS Enterprises Migun, Ltd............................ 3,360 44,977 *Formula Systems (1985), Ltd........................... 8,566 136,258 Frutarom Industries, Ltd.............................. 47,068 506,903 *Gilat Satellite Networks, Ltd......................... 28,182 125,607 *Given Imaging, Ltd.................................... 14,112 254,078 Golf & Co., Ltd....................................... 12,895 40,118 *Hadera Paper, Ltd..................................... 2,941 128,151 Harel Insurance Investments & Finances, Ltd........... 13,707 516,478 Hot Telecommunications Systems, Ltd................... 23,179 230,179 *Industrial Building Corp., Ltd........................ 57,446 76,502 Israel Chemicals, Ltd................................. 84,184 1,053,194 *Israel Discount Bank, Ltd. Series A................... 1,005,757 1,418,772 Israel Land Development Co., Ltd. (The)............... 7,214 27,447 Ituran Location & Control, Ltd. (B0LDC23)............. 19,534 243,303 Ituran Location & Control, Ltd. (M6158M104)........... 1,690 20,888 *Jerusalem Oil Exploration, Ltd........................ 13,185 221,775 *Kamada, Ltd........................................... 12,435 99,083 *Kardan Yazamut, Ltd................................... 7,525 788 *Magic Software Enterprises, Ltd....................... 10,713 48,722 Matrix IT, Ltd........................................ 60,458 263,646 Melisron, Ltd......................................... 9,642 161,522 *Mellanox Technologies, Ltd............................ 21,944 1,656,058 *Menorah Mivtachim Holdings, Ltd....................... 30,184 231,302 Migdal Insurance & Financial Holding, Ltd............. 354,571 477,765 *Mizrahi Tefahot Bank, Ltd............................. 170,311 1,546,508 *Naphtha Israel Petroleum Corp., Ltd................... 43,102 165,344 Neto Me Holdings, Ltd................................. 1,394 46,621 *NICE Systems, Ltd. Sponsored ADR...................... 55,680 1,854,144 *Nitsba Holdings (1995), Ltd........................... 22,046 174,420 *Nova Measuring Instruments, Ltd....................... 6,056 42,735 *Oil Refineries, Ltd................................... 1,015,242 488,845 *Orckit Communications, Ltd............................ 1,062 221 Ormat Industries, Ltd................................. 84,529 448,992 Osem Investments, Ltd................................. 29,010 438,086 Partner Communications Co., Ltd....................... 20,502 117,993 Partner Communications Co., Ltd. ADR.................. 10,175 57,998 Paz Oil Co., Ltd...................................... 5,543 730,436 *Phoenix Holdings, Ltd. (The).......................... 68,435 142,312 Rami Levi Chain Stores Hashikma Marketing 2006, Ltd... 6,583 196,246 *Retalix, Ltd.......................................... 20,386 402,171 Shikun & Binui, Ltd................................... 185,070 308,820 *Strauss Group, Ltd.................................... 43,951 496,807 *Suny Electronic, Ltd.................................. 4,395 3,733 Super-Sol, Ltd. Series B.............................. 54,981 148,523 Teva Pharmaceutical Industries, Ltd................... 1,324 53,412 Teva Pharmaceutical Industries, Ltd. Sponsored ADR.... 197,654 7,989,175 *Tower Semiconductor, Ltd.............................. 20,742 172,564 *Union Bank of Israel, Ltd............................. 26,181 85,900 ----------- TOTAL ISRAEL............................................. 38,192,757 ----------- ITALY -- (2.0%) *A2A SpA............................................... 587,148 289,319 339 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- ITALY -- (Continued) ACEA SpA.............................................. 54,685 $ 300,930 Acegas-APS SpA........................................ 27,685 199,500 *Acotel Group SpA...................................... 164 5,283 *Aedes SpA............................................. 413,437 34,231 Alerion Cleanpower SpA................................ 21,417 104,587 Amplifon SpA.......................................... 74,575 345,887 Ansaldo STS SpA....................................... 52,621 428,232 *Arnoldo Mondadori Editore SpA......................... 193,792 262,023 *Ascopiave SpA......................................... 41,689 71,819 Assicurazioni Generali SpA............................ 602,224 9,806,590 Astaldi SpA........................................... 86,361 555,998 #Atlantia SpA.......................................... 68,727 1,136,735 Autogrill SpA......................................... 76,248 780,495 Azimut Holding SpA.................................... 101,464 1,289,002 #*Banca Carige SpA...................................... 850,437 787,316 #Banca Finnat Euramerica SpA........................... 48,133 16,209 Banca Generali SpA.................................... 28,974 425,505 Banca IFIS SpA........................................ 8,381 57,558 #*Banca Monte Dei Paschi di Siena SpA................... 6,396,900 1,768,298 Banca Piccolo Credito Valtellinese Scarl.............. 366,139 583,018 Banca Popolare dell'Emilia Romagna Scarl.............. 379,973 2,264,266 *Banca Popolare dell'Etruria e del Lazio Scarl......... 103,509 114,173 *Banca Popolare di Milano Scarl........................ 5,000,787 2,755,754 Banca Popolare di Sondrio Scarl....................... 419,899 2,404,980 #Banca Profilo SpA..................................... 191,941 59,970 Banco di Desio e della Brianza SpA.................... 50,037 132,952 *Banco Popolare Scarl.................................. 1,824,522 2,911,521 BasicNet SpA.......................................... 47,125 108,115 Beghelli SpA.......................................... 52,121 27,727 *Biesse SpA............................................ 8,931 30,472 Bonifica Terreni Ferraresi e Imprese Agricole SpA..... 954 50,857 Brembo SpA............................................ 37,969 387,662 *Brioschi Sviluppo Immobiliare SpA..................... 218,173 24,784 #Buzzi Unicem SpA...................................... 124,595 1,482,630 #C.I.R. SpA - Compagnie Industriali Riunite............ 592,104 677,994 Cairo Communication SpA............................... 13,925 43,715 Caltagirone Editore SpA............................... 103,994 122,844 *Carraro SpA........................................... 24,693 64,250 Cembre SpA............................................ 4,534 36,140 Cementir Holding SpA.................................. 90,622 191,216 Credito Bergamasco SpA................................ 7,858 143,241 Credito Emiliano SpA.................................. 171,336 827,520 *d'Amico International Shipping S.A.................... 13,646 5,861 #Danieli & Co. SpA..................................... 23,943 685,844 Davide Campari - Milano SpA........................... 173,024 1,404,194 De Longhi SpA......................................... 47,129 628,343 *Delclima SpA.......................................... 35,945 30,843 DiaSorin SpA.......................................... 11,549 387,834 *EI Towers SpA......................................... 3,548 93,649 *Enel Green Power SpA.................................. 681,268 1,160,362 Enel SpA.............................................. 765,895 2,884,153 *Engineering Ingegneria Informatica SpA................ 4,436 156,951 Eni SpA............................................... 369,171 8,494,919 #Eni SpA Sponsored ADR................................. 221,992 10,187,213 ERG SpA............................................... 70,003 508,214 Esprinet SpA.......................................... 49,730 203,521 *Eurotech SpA.......................................... 33,665 49,383 #Falck Renewables SpA.................................. 244,688 298,959 Fiat Industrial SpA................................... 279,288 3,027,182 #*Fiat SpA.............................................. 1,254,871 6,141,308 *Fiat SpA Sponsored ADR................................ 8,900 44,411 340 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- ITALY -- (Continued) Fiera Milano SpA....................................... 2,610 $ 13,242 #*Finmeccanica SpA....................................... 682,403 3,384,307 *Fondiaria-Sai SpA...................................... 524,413 682,067 *Gas Plus SpA........................................... 5,879 37,229 *Gemina SpA............................................. 889,056 848,935 #Geox SpA............................................... 154,158 440,780 Gruppo Editoriale L'Espresso SpA....................... 179,761 178,495 Gruppo MutuiOnline SpA................................. 659 3,008 #Hera SpA............................................... 351,113 591,951 Immsi SpA.............................................. 295,381 147,084 Impregilo SpA.......................................... 553,375 2,234,625 Indesit Co. SpA........................................ 66,228 410,828 Industria Macchine Automatiche SpA..................... 3,460 60,600 *Intek SpA.............................................. 73,119 40,767 #Interpump Group SpA.................................... 100,384 764,043 Intesa Sanpaolo SpA.................................... 4,690,350 7,555,619 Intesa Sanpaolo SpA Sponsored ADR...................... 13,817 133,334 Iren SpA............................................... 312,378 176,083 #Italcementi SpA........................................ 117,272 593,516 *Italmobiliare SpA...................................... 11,694 180,296 *Juventus Football Club SpA............................. 919,332 255,891 *KME Group SpA.......................................... 363,715 164,720 *Landi Renzo SpA........................................ 48,404 88,123 Lottomatica Group SpA.................................. 62,496 1,345,125 Luxottica Group SpA.................................... 4,060 154,961 #Luxottica Group SpA Sponsored ADR...................... 13,000 494,780 *Maire Tecnimont SpA.................................... 351,516 280,658 Marcolin SpA........................................... 14,922 81,173 #*Mariella Burani SpA.................................... 2,897 -- MARR SpA............................................... 23,800 224,805 #Mediaset SpA........................................... 864,297 1,518,230 Mediobanca SpA......................................... 731,673 4,183,462 #Mediolanum SpA......................................... 254,668 1,250,166 *Milano Assicurazioni SpA............................... 271,486 115,570 *Molecular Medicine SpA................................. 578 318 Nice SpA............................................... 16,046 53,309 Parmalat SpA........................................... 1,003,911 2,275,203 #Piaggio & C. SpA....................................... 211,207 520,868 *Pininfarina SpA........................................ 20,537 82,459 #Pirelli & C. SpA....................................... 319,574 3,712,352 *Poltrona Frau SpA...................................... 21,297 26,909 #*Prelios SpA............................................ 1,728,709 185,863 *Premafin Finanziaria SpA............................... 173,719 35,087 *Prima Industrie SpA.................................... 514 6,229 Prysmian SpA........................................... 87,952 1,695,787 #*RCS MediaGroup SpA..................................... 150,344 274,133 Recordati SpA.......................................... 84,777 679,248 *Reno de Medici SpA..................................... 220,924 40,182 Reply SpA.............................................. 227 5,906 *Retelit SpA............................................ 97,423 68,221 Sabaf SpA.............................................. 3,423 38,751 SAES Getters SpA....................................... 4,958 45,755 *Safilo Group SpA....................................... 63,059 533,051 Saipem SpA............................................. 40,836 1,840,024 #*Saras SpA.............................................. 455,457 609,485 SAVE SpA............................................... 28,144 261,352 *Screen Service Broadcasting Technologies SpA........... 9,240 2,493 *Seat Pagine Gialle SpA................................. 716,645 7,238 *Snai SpA............................................... 8,397 7,742 #Snam SpA............................................... 346,334 1,534,720 *Societa Cattolica di Assicurazioni Scrl................ 53,118 827,742 341 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ ITALY -- (Continued) #Societa Iniziative Autostradali e Servizi SpA........ 84,703 $ 705,347 *Societa Partecipazioni Finanziarie SpA............... 271,551 2,569 Sogefi SpA........................................... 70,212 168,645 Sol SpA.............................................. 25,548 154,755 *Sorin SpA............................................ 409,895 961,532 #*Telecom Italia Media SpA............................. 585,559 124,668 Telecom Italia SpA................................... 4,790,519 4,419,782 #Telecom Italia SpA Sponsored ADR..................... 342,088 3,143,789 #Tenaris SA ADR....................................... 49,796 1,873,326 Terna Rete Elettrica Nazionale SpA................... 562,494 2,114,846 #*Tiscali SpA.......................................... 932,426 54,411 Tod's SpA............................................ 5,013 587,571 #Trevi Finanziaria SpA................................ 69,003 466,305 *Uni Land SpA......................................... 58,555 -- *UniCredit SpA........................................ 1,977,287 8,745,834 Unione di Banche Italiane ScpA....................... 1,323,355 5,212,946 #*Unipol Gruppo Finanziario SpA........................ 346,395 758,391 Vianini Lavori SpA................................... 27,367 110,488 Vittoria Assicurazioni SpA........................... 40,661 247,068 *Yoox SpA............................................. 21,873 331,465 Zignago Vetro SpA.................................... 11,452 66,379 ------------ TOTAL ITALY............................................. 144,759,479 ------------ JAPAN -- (16.9%) 77 Bank, Ltd. (The).................................. 507,000 1,930,732 #*A&A Material Corp.................................... 12,000 10,077 A&D Co., Ltd......................................... 18,000 57,954 ABC-Mart, Inc........................................ 6,200 271,911 Accordia Golf Co., Ltd............................... 1,464 1,041,940 Achilles Corp........................................ 197,000 254,211 Adeka Corp........................................... 129,100 973,657 *Aderans Co., Ltd..................................... 43,500 569,254 Advan Co., Ltd....................................... 22,700 238,151 Advantest Corp....................................... 60,700 767,738 #Advantest Corp. ADR.................................. 15,767 198,034 Aeon Co., Ltd........................................ 327,600 3,572,979 Aeon Delight Co., Ltd................................ 7,200 148,145 Aeon Fantasy Co., Ltd................................ 10,500 140,663 #Aeon Mall Co., Ltd................................... 12,200 316,442 Agrex, Inc........................................... 4,200 40,553 Ahresty Corp......................................... 27,800 111,175 Ai Holdings Corp..................................... 45,900 292,204 Aica Kogyo Co., Ltd.................................. 48,300 817,654 Aichi Bank, Ltd. (The)............................... 11,000 609,022 Aichi Corp........................................... 46,600 185,833 Aichi Steel Corp..................................... 162,000 603,267 Aichi Tokei Denki Co., Ltd........................... 27,000 92,436 Aida Engineering, Ltd................................ 78,800 501,578 Aigan Co., Ltd....................................... 26,900 104,806 Ain Pharmaciez, Inc.................................. 3,300 233,684 Aiphone Co., Ltd..................................... 21,900 379,537 Air Water, Inc....................................... 86,000 1,077,598 Airport Facilities Co., Ltd.......................... 32,300 148,941 Aisan Industry Co., Ltd.............................. 44,900 341,629 Aisin Seiki Co., Ltd................................. 63,500 1,854,474 Ajinomoto Co., Inc................................... 342,000 5,221,631 #Akebono Brake Industry Co., Ltd...................... 82,700 356,437 Akita Bank, Ltd. (The)............................... 254,000 697,237 Alconix Corp......................................... 5,600 91,880 Alfresa Holdings Corp................................ 56,100 2,536,169 All Nippon Airways Co., Ltd.......................... 249,000 527,364 342 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Allied Telesis Holdings K.K............................ 103,600 $ 92,229 #Alpen Co., Ltd......................................... 25,700 471,489 Alpha Corp............................................. 3,500 38,649 Alpha Systems, Inc..................................... 11,520 136,048 Alpine Electronics, Inc................................ 69,800 606,652 #Alps Electric Co., Ltd................................. 281,600 1,664,837 Alps Logistics Co., Ltd................................ 10,900 107,479 Altech Co., Ltd........................................ 4,100 11,070 #Altech Corp............................................ 6,100 48,369 Amada Co., Ltd......................................... 543,000 2,757,188 Amano Corp............................................. 85,800 704,138 Amiyaki Tei Co., Ltd................................... 27 66,807 Amuse, Inc............................................. 8,520 163,368 Ando Corp.............................................. 126,000 142,112 Anest Iwata Corp....................................... 24,000 90,916 Anritsu Corp........................................... 119,000 1,496,969 AOC Holdings, Inc...................................... 69,500 238,632 AOI Electronic Co., Ltd................................ 4,800 70,885 AOI Pro, Inc........................................... 5,500 37,308 AOKI Holdings, Inc..................................... 27,400 609,102 Aomori Bank, Ltd. (The)................................ 335,000 994,980 Aoyama Trading Co., Ltd................................ 84,900 1,677,822 Aozora Bank, Ltd....................................... 510,000 1,438,209 Arakawa Chemical Industries, Ltd....................... 22,600 175,994 *Arata Corp............................................. 2,000 8,190 Araya Industrial Co., Ltd.............................. 59,000 79,096 Arcland Sakamoto Co., Ltd.............................. 23,800 344,975 Arcs Co., Ltd.......................................... 38,973 822,575 Argo Graphics, Inc..................................... 9,000 116,887 Ariake Japan Co., Ltd.................................. 24,300 518,157 Arisawa Manufacturing Co., Ltd......................... 60,300 143,461 Arnest One Corp........................................ 45,400 673,547 *Arrk Corp.............................................. 71,600 155,767 As One Corp............................................ 14,090 291,263 #Asahi Co., Ltd......................................... 6,200 93,270 Asahi Diamond Industrial Co., Ltd...................... 59,000 522,503 Asahi Glass Co., Ltd................................... 759,000 5,159,559 Asahi Group Holdings, Ltd.............................. 91,400 2,086,039 Asahi Holdings, Inc.................................... 17,100 288,403 Asahi Intecc Co., Ltd.................................. 1,400 41,558 Asahi Kasei Corp....................................... 1,050,000 5,776,317 Asahi Kogyosha Co., Ltd................................ 31,000 102,517 Asahi Organic Chemicals Industry Co., Ltd.............. 86,000 203,676 #*Asanuma Corp........................................... 82,000 55,569 Asatsu-DK, Inc......................................... 37,600 863,907 Asax Co., Ltd.......................................... 22 21,420 *Ashimori Industry Co., Ltd............................. 87,000 111,463 Asics Corp............................................. 42,700 620,548 ASKA Pharmaceutical Co., Ltd........................... 38,000 198,011 ASKUL Corp............................................. 18,900 283,948 Astellas Pharma, Inc................................... 42,000 2,088,979 Asunaro Aoki Construction Co., Ltd..................... 41,500 224,721 Atom Corp.............................................. 14,400 72,893 Atsugi Co., Ltd........................................ 338,000 385,452 Autobacs Seven Co., Ltd................................ 34,900 1,432,161 Avex Group Holdings, Inc............................... 34,200 676,374 Awa Bank, Ltd. (The)................................... 287,000 1,715,379 Axell Corp............................................. 2,200 54,000 Azbil Corp............................................. 79,700 1,630,463 Bando Chemical Industries, Ltd......................... 146,000 444,535 Bank of Iwate, Ltd. (The).............................. 22,100 1,024,383 343 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Bank of Kyoto, Ltd. (The).............................. 283,000 $2,432,458 Bank of Nagoya, Ltd. (The)............................. 201,000 688,105 Bank of Okinawa, Ltd. (The)............................ 30,650 1,275,906 Bank of Saga, Ltd. (The)............................... 175,000 383,878 Bank of the Ryukyus, Ltd............................... 59,100 743,184 Bank of Yokohama, Ltd. (The)........................... 1,065,000 4,901,183 Belc Co., Ltd.......................................... 13,438 198,481 Belluna Co., Ltd....................................... 36,150 268,247 Benesse Holdings, Inc.................................. 16,300 785,149 *Best Denki Co., Ltd.................................... 65,500 91,208 #Bic Camera, Inc........................................ 1,003 490,040 BML, Inc............................................... 11,700 294,924 Bookoff Corp........................................... 20,600 169,838 Bridgestone Corp....................................... 84,900 1,983,180 Brother Industries, Ltd................................ 217,500 2,051,254 Bunka Shutter Co., Ltd................................. 63,000 268,986 CAC Corp............................................... 12,600 106,096 Calsonic Kansei Corp................................... 237,000 957,875 #Can Do Co., Ltd........................................ 33 44,959 Canon Electronics, Inc................................. 23,900 503,668 Canon Marketing Japan, Inc............................. 80,600 1,174,703 Canon, Inc............................................. 7,334 238,353 #Canon, Inc. Sponsored ADR.............................. 59,377 1,908,971 Capcom Co., Ltd........................................ 26,200 499,682 *Carchs Holdings Co., Ltd............................... 21,500 9,424 #Casio Computer Co., Ltd................................ 241,500 1,848,074 Cawachi, Ltd........................................... 20,700 441,560 Central Glass Co., Ltd................................. 288,000 833,577 Central Japan Railway Co., Ltd......................... 15,100 1,299,416 Century Tokyo Leasing Corp............................. 68,230 1,354,683 Chiba Bank, Ltd. (The)................................. 667,000 3,896,057 *Chiba Kogyo Bank, Ltd. (The)........................... 50,600 253,814 Chino Corp............................................. 47,000 115,462 Chiyoda Co., Ltd....................................... 28,200 806,672 Chiyoda Corp........................................... 94,000 1,518,414 Chiyoda Integre Co., Ltd............................... 25,000 257,600 #Chori Co., Ltd......................................... 17,700 193,433 Chubu Electric Power Co., Ltd.......................... 73,100 753,239 Chubu Shiryo Co., Ltd.................................. 28,000 179,073 Chuetsu Pulp & Paper Co., Ltd.......................... 122,000 207,902 *Chugai Mining Co., Ltd................................. 259,700 45,613 Chugai Pharmaceutical Co., Ltd......................... 19,800 401,174 #Chugai Ro Co., Ltd..................................... 81,000 217,166 Chugoku Bank, Ltd. (The)............................... 208,000 2,862,601 Chugoku Electric Power Co., Ltd. (The)................. 64,900 698,123 Chugoku Marine Paints, Ltd............................. 93,000 459,132 Chukyo Bank, Ltd. (The)................................ 197,000 443,925 Chuo Denki Kogyo Co., Ltd.............................. 31,000 104,897 Chuo Gyorui Co., Ltd................................... 38,000 88,097 Chuo Spring Co., Ltd................................... 60,000 204,785 Citizen Holdings Co., Ltd.............................. 384,350 1,950,675 CKD Corp............................................... 89,500 456,511 #*Clarion Co., Ltd....................................... 103,000 161,057 Cleanup Corp........................................... 24,400 160,015 CMIC Holdings Co., Ltd................................. 7,200 109,930 CMK Corp............................................... 83,100 271,201 Coca-Cola Central Japan Co., Ltd....................... 35,100 431,431 Coca-Cola West Co., Ltd................................ 94,002 1,441,059 Cocokara fine, Inc..................................... 23,520 792,092 Colowide Co., Ltd...................................... 32,000 283,376 Computer Engineering & Consulting, Ltd................. 17,600 101,050 344 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) COMSYS Holdings Corp.................................. 150,000 $1,994,028 *Co-Op Chemical Co., Ltd............................... 26,000 29,264 Core Corp............................................. 6,100 55,834 Corona Corp........................................... 26,600 327,827 Cosel Co., Ltd........................................ 18,800 242,761 Cosmo Oil Co., Ltd.................................... 858,000 1,526,060 *Cosmos Initia Co., Ltd................................ 700 4,641 #Cosmos Pharmaceutical Corp............................ 3,000 295,853 Create Medic Co., Ltd................................. 3,500 35,105 Credit Saison Co., Ltd................................ 156,300 3,434,546 Cresco, Ltd........................................... 36,000 236,151 Cross Plus, Inc....................................... 2,000 20,542 CTI Engineering Co., Ltd.............................. 12,300 74,979 Cybozu, Inc........................................... 141 44,842 #Dai Nippon Printing Co., Ltd.......................... 526,000 3,727,262 Dai Nippon Toryo, Ltd................................. 103,000 108,542 Daibiru Corp.......................................... 65,500 529,941 Daicel Corp........................................... 413,000 2,479,606 Dai-Dan Co., Ltd...................................... 42,000 248,132 Daido Kogyo Co., Ltd.................................. 32,000 51,378 Daido Metal Co., Ltd.................................. 40,000 273,739 Daido Steel Co., Ltd.................................. 370,000 1,604,584 Daidoh, Ltd........................................... 22,000 125,625 #*Daiei, Inc. (The)..................................... 154,500 292,378 Daifuku Co., Ltd...................................... 135,000 674,865 Daihatsu Motor Co., Ltd............................... 66,000 1,155,086 Daihen Corp........................................... 142,000 380,566 Daiho Corp............................................ 78,000 90,941 #*Daiichi Chuo K.K...................................... 152,000 119,966 Daiichi Jitsugyo Co., Ltd............................. 78,000 326,388 Daiichi Kigenso Kagaku-Kyogyo Co., Ltd................ 3,000 44,128 Daiichi Kogyo Seiyaku Co., Ltd........................ 39,000 94,854 Dai-ichi Life Insurance Co., Ltd. (The)............... 2,652 3,057,696 Daiichi Sankyo Co., Ltd............................... 69,100 1,057,648 *Dai-ichi Seiko Co., Ltd............................... 11,300 154,543 *Daiichikosho Co., Ltd................................. 6,000 148,449 Daiken Corp........................................... 119,000 262,526 Daiki Aluminium Industry Co., Ltd..................... 43,000 111,032 #Daikin Industries, Ltd................................ 48,900 1,353,659 #Daikoku Denki Co., Ltd................................ 10,200 258,238 Daikokutenbussan Co., Ltd............................. 700 22,250 Daikyo, Inc........................................... 338,392 902,773 #Dainichi Co., Ltd..................................... 17,300 170,173 Dainichiseika Colour & Chemicals Manufacturing Co., Ltd................................................. 84,000 352,526 #Dainippon Sumitomo Pharma Co., Ltd.................... 97,300 1,119,124 #Daio Paper Corp....................................... 122,000 673,919 Daisan Bank, Ltd. (The)............................... 195,000 346,608 Daiseki Co., Ltd...................................... 37,425 504,829 Daishi Bank, Ltd. (The)............................... 409,000 1,351,517 Daishinku Corp........................................ 6,000 17,011 Daiso Co., Ltd........................................ 91,000 252,126 *Daisue Construction Co., Ltd.......................... 70,000 39,498 #Daisyo Corp........................................... 25,300 317,778 Daito Bank, Ltd. (The)................................ 138,000 120,990 Daito Electron Co., Ltd............................... 1,000 4,138 Daito Pharmaceutical Co., Ltd......................... 12,400 212,405 Daito Trust Construction Co., Ltd..................... 9,700 979,088 Daiwa House Industry Co., Ltd......................... 300,000 4,549,571 Daiwa Industries, Ltd................................. 33,000 140,236 Daiwa Securities Group, Inc........................... 1,455,000 5,804,231 Daiwabo Holdings Co., Ltd............................. 308,000 570,719 345 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) DC Co., Ltd.............................................. 24,400 $ 71,645 #DCM Holdings Co., Ltd.................................... 121,280 826,365 #DeNa Co., Ltd............................................ 12,400 387,015 Denki Kagaku Kogyo K.K................................... 678,000 2,093,480 Denki Kogyo Co., Ltd..................................... 121,000 556,634 Denso Corp............................................... 125,500 3,940,335 Dentsu, Inc.............................................. 78,500 1,854,305 Denyo Co., Ltd........................................... 24,400 258,604 Descente, Ltd............................................ 49,000 286,775 DIC Corp................................................. 369,000 680,394 #*Digital Garage, Inc...................................... 106 204,425 #Disco Corp............................................... 17,700 873,462 DMW Corp................................................. 900 15,591 Don Quijote Co., Ltd..................................... 14,200 559,642 Doshisha Co., Ltd........................................ 16,300 453,662 Doutor Nichires Holdings Co., Ltd........................ 40,823 513,844 Dowa Holdings Co., Ltd................................... 274,500 1,831,628 #Dr. Ci:Labo Co., Ltd..................................... 79 253,913 DTS Corp................................................. 36,000 497,319 Dunlop Sports Co., Ltd................................... 15,000 191,211 Duskin Co., Ltd.......................................... 68,200 1,295,281 Dwango Co., Ltd.......................................... 103 170,360 Dynic Corp............................................... 14,000 26,660 #eAccess, Ltd............................................. 3,018 1,523,079 Eagle Industry Co., Ltd.................................. 40,000 250,268 Earth Chemical Co., Ltd.................................. 7,900 293,338 East Japan Railway Co.................................... 34,700 2,381,695 Ebara Corp............................................... 585,000 2,294,160 Echo Trading Co., Ltd.................................... 3,000 26,078 #Edion Corp............................................... 130,300 556,875 Ehime Bank, Ltd. (The)................................... 188,000 480,723 Eidai Co., Ltd........................................... 13,000 52,127 Eighteenth Bank, Ltd. (The).............................. 302,000 791,812 Eiken Chemical Co., Ltd.................................. 28,700 394,383 Eisai Co., Ltd........................................... 11,500 511,654 Eizo Nanao Corp.......................................... 25,300 396,921 Elecom Co., Ltd.......................................... 1,600 25,372 Electric Power Development Co., Ltd...................... 29,000 742,802 Elematec Corp............................................ 9,603 122,863 Enplas Corp.............................................. 16,900 603,719 *Enshu, Ltd............................................... 37,000 28,755 #Ensuiko Sugar Refining Co., Ltd.......................... 11,000 25,220 EPS Corp................................................. 65 193,983 ESPEC Corp............................................... 35,300 282,865 Excel Co., Ltd........................................... 1,500 12,607 Exedy Corp............................................... 46,100 901,115 Ezaki Glico Co., Ltd..................................... 45,000 507,404 F&A Aqua Holdings, Inc................................... 15,600 184,472 Faith, Inc............................................... 847 89,372 FALCO SD HOLDINGS Co., Ltd............................... 7,800 92,165 FamilyMart Co., Ltd...................................... 13,500 654,222 Fancl Corp............................................... 58,300 626,490 FANUC Corp............................................... 9,500 1,513,501 Fast Retailing Co., Ltd.................................. 2,800 623,476 #FCC Co., Ltd............................................. 45,000 808,184 #*FDK Corp................................................. 84,000 67,339 Felissimo Corp........................................... 1,200 15,156 *Ferrotec Corp............................................ 16,600 65,338 FIDEA Holdings Co., Ltd.................................. 55,600 110,081 #Fields Corp.............................................. 6,500 93,613 #*First Baking Co., Ltd.................................... 12,000 12,037 346 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Foster Electric Co., Ltd................................. 27,500 $ 400,415 FP Corp.................................................. 6,100 458,562 France Bed Holdings Co., Ltd............................. 137,000 290,498 F-Tech, Inc.............................................. 6,800 106,802 *Fudo Tetra Corp.......................................... 124,000 163,370 Fuji Co., Ltd............................................ 20,100 423,960 Fuji Corp, Ltd........................................... 35,400 190,475 Fuji Electric Co., Ltd................................... 829,000 1,681,758 Fuji Electronics Co., Ltd................................ 21,200 284,070 #Fuji Furukawa Engineering & Construction Co., Ltd........ 10,000 21,925 Fuji Heavy Industries, Ltd............................... 441,000 4,251,286 *Fuji Kiko Co., Ltd....................................... 16,000 49,550 *Fuji Kosan Co., Ltd...................................... 11,000 60,552 Fuji Kyuko Co., Ltd...................................... 14,000 87,690 Fuji Media Holdings, Inc................................. 456 675,321 Fuji Oil Co., Ltd........................................ 78,900 1,050,176 Fuji Oozx, Inc........................................... 6,000 22,754 Fuji Seal International, Inc............................. 33,700 717,938 #Fuji Soft, Inc........................................... 28,600 607,192 #Fujibo Holdings, Inc..................................... 85,000 351,230 Fujicco Co., Ltd......................................... 31,600 405,284 FUJIFILM Holdings Corp................................... 230,975 3,898,946 Fujikura Kasei Co., Ltd.................................. 47,400 200,433 Fujikura Rubber, Ltd..................................... 18,900 62,562 Fujikura, Ltd............................................ 547,000 1,522,079 Fujimi, Inc.............................................. 21,200 413,993 Fujimori Kogyo Co., Ltd.................................. 14,100 334,044 Fujita Kanko, Inc........................................ 11,000 35,520 Fujitec Co., Ltd......................................... 95,000 569,296 Fujitsu Frontech, Ltd.................................... 25,200 133,761 Fujitsu General, Ltd..................................... 42,000 364,684 Fujitsu, Ltd............................................. 871,292 3,352,168 *Fujiya Co., Ltd.......................................... 81,000 200,981 FuKoKu Co., Ltd.......................................... 7,700 67,244 #Fukuda Corp.............................................. 42,000 159,445 Fukui Bank, Ltd. (The)................................... 297,000 626,140 Fukuoka Financial Group, Inc............................. 675,600 2,641,988 Fukushima Bank, Ltd. (The)............................... 309,000 197,381 Fukushima Industries Corp................................ 5,100 89,705 #Fukuyama Transporting Co., Ltd........................... 249,000 1,307,053 Fumakilla, Ltd........................................... 16,000 54,445 Funai Consulting, Inc.................................... 10,500 69,057 Furukawa Battery Co., Ltd................................ 9,000 38,693 *Furukawa Co., Ltd........................................ 412,000 366,624 *Furukawa Electric Co., Ltd............................... 998,067 1,990,328 Furukawa-Sky Aluminum Corp............................... 112,000 262,676 Furusato Industries, Ltd................................. 14,900 130,703 Fuso Pharmaceutical Industries, Ltd...................... 91,000 293,926 *Futaba Industrial Co., Ltd............................... 90,200 339,067 Future Architect, Inc.................................... 69 26,698 Fuyo General Lease Co., Ltd.............................. 24,400 682,769 G-7 Holdings, Inc........................................ 6,500 33,228 #Gakken Holdings Co., Ltd................................. 98,000 268,787 Gecoss Corp.............................................. 25,000 169,579 #Geo Holdings Corp........................................ 366 411,366 GLOBERIDE, Inc........................................... 27,000 36,903 Glory, Ltd............................................... 91,600 2,223,151 GMO Internet, Inc........................................ 31,900 223,277 Godo Steel, Ltd.......................................... 239,000 356,369 Goldcrest Co., Ltd....................................... 23,130 347,772 #Goldwin, Inc............................................. 72,000 441,155 347 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) #*Gourmet Kineya Co., Ltd................................ 28,000 $ 183,065 #GS Yuasa Corp.......................................... 256,000 997,958 GSI Creos Corp......................................... 122,000 164,966 G-Tekt Corp............................................ 11,000 209,406 #Gulliver International Co., Ltd........................ 7,910 302,865 Gun Ei Chemical Industry Co., Ltd...................... 97,000 235,699 Gunma Bank, Ltd. (The)................................. 557,000 2,687,197 Gunze, Ltd............................................. 251,000 628,598 H2O Retailing Corp..................................... 128,000 1,316,682 #Hachijuni Bank, Ltd. (The)............................. 458,000 2,365,939 Hagihara Industries, Inc............................... 2,200 33,963 Hagoromo Foods Corp.................................... 3,000 41,317 *HAJIME CONSTRUCTION Co., Ltd........................... 5,200 163,901 Hakudo Co., Ltd........................................ 5,600 52,128 Hakuhodo DY Holdings, Inc.............................. 27,390 1,641,444 Hakuto Co., Ltd........................................ 21,700 197,688 Hamakyorex Co., Ltd.................................... 6,200 193,280 Hamamatsu Photonics K.K................................ 24,300 842,490 Hankyu Hanshin Holdings, Inc........................... 821,000 4,544,962 Hanwa Co., Ltd......................................... 278,000 971,783 Happinet Corp.......................................... 20,600 173,695 Harashin Narus Holdings Co., Ltd....................... 7,600 141,606 Hard Off Corp Co., Ltd................................. 2,600 18,042 Harima Chemicals, Inc.................................. 22,000 101,071 Haruyama Trading Co., Ltd.............................. 2,400 11,922 *Haseko Corp............................................ 900,500 574,820 *Hayashikane Sangyo Co., Ltd............................ 20,000 16,059 Hazama Corp............................................ 98,900 219,269 #Heiwa Corp............................................. 37,600 590,969 Heiwa Real Estate Co., Ltd............................. 59,200 692,550 Heiwado Co., Ltd....................................... 44,800 623,431 Hibiya Engineering, Ltd................................ 39,700 447,999 Hiday Hidaka Corp...................................... 9,720 158,777 Higashi-Nippon Bank, Ltd............................... 200,000 431,309 Higo Bank, Ltd. (The).................................. 237,000 1,398,625 Hikari Tsushin, Inc.................................... 30,700 1,696,291 Hino Motors, Ltd....................................... 114,000 881,205 Hioki EE Corp.......................................... 2,400 40,963 Hiroshima Bank, Ltd. (The)............................. 769,000 2,735,471 Hisaka Works, Ltd...................................... 41,000 285,263 Hisamitsu Pharmaceutical Co., Inc...................... 6,800 351,599 *Hitachi Cable, Ltd..................................... 239,000 314,080 Hitachi Capital Corp................................... 72,400 1,390,410 Hitachi Chemical Co., Ltd.............................. 72,600 1,023,911 #Hitachi Construction Machinery Co., Ltd................ 72,700 1,195,231 Hitachi High-Technologies Corp......................... 73,900 1,619,580 Hitachi Koki Co., Ltd.................................. 83,900 601,804 Hitachi Kokusai Electric, Inc.......................... 75,000 508,833 Hitachi Medical Corp................................... 36,000 442,406 Hitachi Metals Techno, Ltd............................. 3,500 21,334 #Hitachi Metals, Ltd.................................... 55,000 515,280 #Hitachi Tool Engineering, Ltd.......................... 23,100 216,156 Hitachi Transport System, Ltd.......................... 51,700 776,064 Hitachi Zosen Corp..................................... 1,038,500 1,301,179 Hitachi, Ltd. ADR...................................... 95,037 4,985,641 Hochiki Corp........................................... 15,000 75,979 #Hodogaya Chemical Co., Ltd............................. 78,000 145,632 Hogy Medical Co., Ltd.................................. 18,700 956,758 Hohsui Corp............................................ 11,000 14,069 Hokkaido Electric Power Co., Inc....................... 102,900 847,427 Hokkaido Gas Co., Ltd.................................. 80,000 226,513 348 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Hokkan Holdings, Ltd.................................. 70,000 $ 197,353 Hokko Chemical Industry Co., Ltd...................... 25,000 68,623 Hokkoku Bank, Ltd. (The).............................. 356,000 1,285,213 Hokuetsu Bank, Ltd. (The)............................. 269,000 515,770 Hokuetsu Industries Co., Ltd.......................... 10,000 21,322 #Hokuetsu Kishu Paper Co., Ltd......................... 167,295 857,184 Hokuhoku Financial Group, Inc......................... 1,807,000 2,873,013 Hokuriku Electric Industry Co., Ltd................... 55,000 60,005 Hokuriku Electric Power Co., Inc...................... 88,500 878,945 Hokuriku Electrical Construction Co., Ltd............. 6,000 17,231 #Hokuto Corp........................................... 17,800 355,773 Honda Motor Co., Ltd.................................. 45,100 1,355,852 #Honda Motor Co., Ltd. Sponsored ADR................... 415,575 12,533,742 H-One Co., Ltd........................................ 300 2,337 #Honeys Co., Ltd....................................... 19,340 308,154 Hoosiers Corp......................................... 237 183,134 Horiba, Ltd........................................... 38,900 1,061,408 Hoshizaki Electric Co., Ltd........................... 30,100 819,567 Hosiden Corp.......................................... 83,800 454,466 Hosokawa Micron Corp.................................. 41,000 226,873 House Foods Corp...................................... 100,400 1,620,398 Howa Machinery, Ltd................................... 167,000 157,106 Hoya Corp............................................. 32,000 648,081 Hurxley Corp.......................................... 2,200 17,304 Hyakugo Bank, Ltd. (The).............................. 320,000 1,400,289 Hyakujishi Bank, Ltd. (The)........................... 336,000 1,317,281 I Metal Technology Co., Ltd........................... 14,000 21,541 Ibiden Co., Ltd....................................... 177,900 2,243,434 IBJ Leasing Co., Ltd.................................. 19,200 485,274 #Ichibanya Co., Ltd.................................... 1,300 41,741 Ichiken Co., Ltd...................................... 22,000 41,092 *Ichikoh Industries, Ltd............................... 39,000 54,867 Ichinen Holdings Co., Ltd............................. 23,372 141,842 Ichiyoshi Securities Co., Ltd......................... 56,400 294,852 Idec Corp............................................. 27,500 215,939 Idemitsu Kosan Co., Ltd............................... 20,400 1,755,763 Ihara Chemical Industry Co., Ltd...................... 47,000 222,313 IHI Corp.............................................. 838,000 1,764,802 #Iida Home Max Co., Ltd................................ 27,900 246,160 #Iino Kaiun Kaisha, Ltd................................ 114,600 327,273 *Ikegami Tsushinki Co., Ltd............................ 54,000 31,808 Ikyu Corp............................................. 67 34,534 Imasen Electric Industrial Co., Ltd................... 20,300 235,675 Imperial Hotel, Ltd................................... 7,550 199,384 #Inaba Denki Sangyo Co., Ltd........................... 27,000 737,046 Inaba Seisakusho Co., Ltd............................. 17,800 218,760 Inabata & Co., Ltd.................................... 82,600 533,880 Inageya Co., Ltd...................................... 24,200 295,738 Ines Corp............................................. 60,600 386,660 I-Net Corp............................................ 7,400 52,943 Information Services International-Dentsu, Ltd........ 20,000 174,366 Innotech Corp......................................... 18,400 76,826 Inpex Corp............................................ 1,047 5,964,619 Intage, Inc........................................... 4,000 82,611 Internet Initiative Japan, Inc........................ 19,600 512,131 #*Inui Steamship Co., Ltd............................... 42,900 105,298 Inui Warehouse Co., Ltd............................... 5,000 25,417 Ise Chemical Corp..................................... 15,000 94,252 Iseki & Co., Ltd...................................... 268,000 614,861 Isetan Mitsukoshi Holdings, Ltd....................... 301,540 2,951,648 *Ishihara Sangyo Kaisha, Ltd........................... 422,000 327,786 349 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Ishii Iron Works Co., Ltd................................ 23,000 $ 37,194 Ishizuka Glass Co., Ltd.................................. 12,000 19,972 Isuzu Motors, Ltd........................................ 333,000 1,761,430 IT Holdings Corp......................................... 123,000 1,532,957 ITC Networks Corp........................................ 4,100 32,857 #Ito En, Ltd.............................................. 25,700 483,618 ITOCHU Corp.............................................. 451,700 4,521,319 Itochu Enex Co., Ltd..................................... 69,800 364,933 Itochu Techno-Solutions Corp............................. 11,400 589,790 Itochu-Shokuhin Co., Ltd................................. 11,200 409,432 Itoham Foods, Inc........................................ 241,000 963,084 #Itoki Corp............................................... 56,400 350,861 Iwai Cosmo Holdings, Inc................................. 12,900 43,767 Iwaki & Co., Ltd......................................... 5,000 10,761 *Iwasaki Electric Co., Ltd................................ 111,000 158,728 Iwatani Corp............................................. 188,000 736,839 *Iwatsu Electric Co., Ltd................................. 112,000 78,585 Iyo Bank, Ltd. (The)..................................... 345,157 2,668,669 Izumi Co., Ltd........................................... 47,100 1,144,560 #Izumiya Co., Ltd......................................... 100,000 494,939 *Izutsuya Co., Ltd........................................ 70,000 42,949 J Trust Co., Ltd......................................... 15,800 232,500 J. Front Retailing Co., Ltd.............................. 616,600 3,206,440 Jalux, Inc............................................... 2,900 30,268 Jamco Corp............................................... 11,000 53,011 *Janome Sewing Machine Co., Ltd........................... 182,000 129,967 Japan Airport Terminal Co., Ltd.......................... 60,900 661,986 *Japan Asia Investment Co., Ltd........................... 33,000 19,912 Japan Aviation Electronics Industry, Ltd................. 64,000 510,247 Japan Carlit Co., Ltd.................................... 22,000 110,509 Japan Cash Machine Co., Ltd.............................. 13,600 115,926 Japan Digital Laboratory Co., Ltd........................ 39,300 409,546 Japan Drilling Co., Ltd.................................. 6,500 188,192 Japan Electronic Materials Corp.......................... 4,100 19,415 Japan Foundation Engineering Co., Ltd.................... 12,400 45,738 Japan Medical Dynamic Marketing, Inc..................... 2,600 7,791 Japan Oil Transportation Co., Ltd........................ 2,000 4,508 Japan Pulp & Paper Co., Ltd.............................. 102,000 304,058 Japan Pure Chemical Co., Ltd............................. 1 2,255 #*Japan Radio Co., Ltd..................................... 26,000 59,656 #Japan Steel Works, Ltd. (The)............................ 211,000 1,250,769 Japan Tobacco, Inc....................................... 42,800 1,183,517 Japan Transcity Corp..................................... 74,000 253,116 Japan Vilene Co., Ltd.................................... 45,000 191,121 Japan Wool Textile Co., Ltd. (The)....................... 88,000 604,163 Jastec Co., Ltd.......................................... 13,400 92,147 JBCC Holdings, Inc....................................... 21,500 148,820 JCU Corp................................................. 2,100 73,038 *Jeol, Ltd................................................ 92,000 191,501 #JFE Holdings, Inc........................................ 355,708 5,020,440 JGC Corp................................................. 24,000 825,730 Jidosha Buhin Kogyo Co., Ltd............................. 18,000 56,343 *Jimoto Holdings, Inc..................................... 7,500 12,058 JK Holdings Co., Ltd..................................... 10,700 51,950 JMS Co., Ltd............................................. 40,000 125,151 *Joban Kosan Co., Ltd..................................... 79,000 107,879 J-Oil Mills, Inc......................................... 129,000 334,642 #Joshin Denki Co., Ltd.................................... 55,000 602,278 Joyo Bank, Ltd. (The).................................... 575,000 2,782,726 #JSP Corp................................................. 38,300 495,661 JSR Corp................................................. 50,800 871,396 350 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) JTEKT Corp............................................. 198,200 $1,488,398 #Juki Corp.............................................. 106,000 130,149 Jupiter Telecommunications Co., Ltd.................... 244 332,231 Juroku Bank, Ltd....................................... 387,000 1,255,833 JVC Kenwood Holdings, Inc.............................. 197,470 700,920 JX Holdings, Inc....................................... 1,073,970 5,720,033 #kabu.com Securities Co., Ltd........................... 92,900 256,416 Kabuki-Za Co., Ltd..................................... 1,000 57,557 #Kadokawa Group Holdings, Inc........................... 26,400 811,533 Kaga Electronics Co., Ltd.............................. 31,900 290,628 Kagome Co., Ltd........................................ 22,500 458,746 Kagoshima Bank, Ltd. (The)............................. 216,000 1,377,127 Kajima Corp............................................ 486,000 1,345,968 Kakaku.com, Inc........................................ 9,600 328,613 Kaken Pharmaceutical Co., Ltd.......................... 40,000 619,552 Kameda Seika Co., Ltd.................................. 21,600 536,212 Kamei Corp............................................. 43,000 371,508 Kamigumi Co., Ltd...................................... 345,000 2,782,430 Kanaden Corp........................................... 27,000 157,279 Kanagawa Chuo Kotsu Co., Ltd........................... 11,000 64,740 Kanamoto Co., Ltd...................................... 43,000 524,782 Kandenko Co., Ltd...................................... 143,000 666,020 Kaneka Corp............................................ 439,000 2,141,567 *Kanematsu Corp......................................... 445,000 524,926 Kanematsu Electronics, Ltd............................. 41,800 464,484 Kansai Electric Power Co., Inc......................... 168,100 1,292,933 Kansai Paint Co., Ltd.................................. 180,000 1,939,000 #Kanto Denka Kogyo Co., Ltd............................. 56,000 88,516 Kanto Natural Gas Development Co., Ltd................. 43,000 227,478 Kao Corp............................................... 25,700 721,954 #Kappa Create Holdings Co., Ltd......................... 5,900 127,152 Kasai Kogyo Co., Ltd................................... 49,000 199,337 Kasumi Co., Ltd........................................ 49,200 321,148 Katakura Chikkarin Co., Ltd............................ 20,000 46,176 *Katakura Industries Co., Ltd........................... 25,100 216,891 Kato Sangyo Co., Ltd................................... 28,200 510,055 #Kato Works Co., Ltd.................................... 67,128 185,333 KAWADA TECHNOLOGIES, Inc............................... 3,000 38,866 Kawai Musical Instruments Manufacturing Co., Ltd....... 80,000 167,433 Kawakin Holdings Co., Ltd.............................. 10,000 36,089 Kawasaki Heavy Industries, Ltd......................... 929,000 1,911,067 Kawasaki Kasei Chemicals, Ltd.......................... 23,000 25,961 Kawasaki Kinkai Kisen Kaisha, Ltd...................... 28,000 66,285 #*Kawasaki Kisen Kaisha, Ltd............................. 1,368,000 1,734,024 Kawasumi Laboratories, Inc............................. 22,000 119,914 KDDI Corp.............................................. 31,300 2,431,394 #Keihan Electric Railway Co., Ltd....................... 101,000 488,249 Keihanshin Building Co., Ltd........................... 18,900 90,497 Keihin Co., Ltd. (The)................................. 59,000 68,026 #Keihin Corp............................................ 70,300 848,715 #Keikyu Corp............................................ 108,000 1,017,156 Keio Corp.............................................. 125,000 948,662 Keisei Electric Railway Co., Ltd....................... 166,000 1,521,846 Keiyo Bank, Ltd. (The)................................. 328,000 1,437,954 #Keiyo Co., Ltd......................................... 41,100 219,305 *Kenedix, Inc........................................... 3,553 461,594 Kentucky Fried Chicken Japan, Ltd...................... 5,000 128,005 Kewpie Corp............................................ 103,600 1,711,023 Key Coffee, Inc........................................ 17,900 348,053 Keyence Corp........................................... 3,405 903,989 Kikkoman Corp.......................................... 149,050 1,979,054 351 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Kimoto Co., Ltd........................................ 43,800 $ 233,957 Kimura Chemical Plants Co., Ltd........................ 20,200 63,786 Kinden Corp............................................ 202,000 1,264,712 *Kinki Nippon Tourist Co., Ltd.......................... 85,000 102,185 Kinki Sharyo Co., Ltd.................................. 45,000 145,003 #Kintetsu Corp.......................................... 388,000 1,520,561 Kintetsu World Express, Inc............................ 12,700 357,703 #Kinugawa Rubber Industrial Co., Ltd.................... 39,000 228,110 Kirin Holdings Co., Ltd................................ 254,980 3,200,797 Kirindo Co., Ltd....................................... 2,700 17,931 Kisoji Co., Ltd........................................ 16,200 332,254 #Kitagawa Iron Works Co., Ltd........................... 128,000 213,316 Kita-Nippon Bank, Ltd. (The)........................... 10,000 273,202 Kitano Construction Corp............................... 89,000 215,194 Kito Corp.............................................. 151 126,405 Kitz Corp.............................................. 127,200 537,201 Kiyo Holdings, Inc..................................... 856,000 1,169,887 Koa Corp............................................... 59,300 463,769 Koatsu Gas Kogyo Co., Ltd.............................. 27,000 140,495 Kobayashi Pharmaceutical Co., Ltd...................... 10,700 564,676 *Kobe Steel, Ltd........................................ 2,899,000 2,544,907 #Kohnan Shoji Co., Ltd.................................. 45,600 552,157 Kohsoku Corp........................................... 5,000 42,920 Koike Sanso Kogyo Co., Ltd............................. 40,000 84,710 Koito Manufacturing Co., Ltd........................... 127,000 1,577,521 #Kojima Co., Ltd........................................ 41,900 146,440 Kokuyo Co., Ltd........................................ 119,364 927,415 #KOMAIHALTEC, Inc....................................... 59,000 155,920 Komatsu Seiren Co., Ltd................................ 47,000 217,903 Komatsu Wall Industry Co., Ltd......................... 9,000 121,046 Komatsu, Ltd........................................... 54,600 1,144,123 Komeri Co., Ltd........................................ 42,200 1,018,534 Konaka Co., Ltd........................................ 40,280 397,828 Konami Co., Ltd........................................ 19,062 437,600 Konami Corp. ADR....................................... 19,770 456,687 Kondotec, Inc.......................................... 7,000 41,166 Konica Minolta Holdings, Inc........................... 439,000 2,920,611 Konishi Co., Ltd....................................... 19,600 293,780 #*Kosaido Co., Ltd....................................... 600 2,104 Kose Corp.............................................. 37,900 817,967 Kosei Securities Co., Ltd.............................. 58,000 53,964 #KRS Corp............................................... 11,500 135,458 #*K's Holdings Corp...................................... 60,620 1,621,089 KU Holdings Co., Ltd................................... 7,800 43,892 Kubota Corp............................................ 9,000 92,026 Kubota Corp. Sponsored ADR............................. 45,200 2,316,952 *Kumagai Gumi Co., Ltd.................................. 180,000 162,460 #*Kumiai Chemical Industry Co., Ltd...................... 79,000 358,144 Kura Corp.............................................. 9,600 133,755 Kurabo Industries, Ltd................................. 280,000 431,507 Kuraray Co., Ltd....................................... 218,900 2,544,191 Kuraudia Co., Ltd...................................... 1,200 15,005 Kureha Corp............................................ 182,000 707,811 #Kurimoto, Ltd.......................................... 194,000 593,223 Kurita Water Industries, Ltd........................... 32,300 733,256 Kuroda Electric Co., Ltd............................... 46,400 522,874 Kurosaki Harima Corp................................... 57,000 131,525 Kusuri No Aoki Co., Ltd................................ 4,200 218,778 #KYB Co., Ltd........................................... 228,000 820,580 Kyocera Corp........................................... 33,515 2,947,934 Kyocera Corp. Sponsored ADR............................ 28,900 2,566,320 352 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Kyoden Co., Ltd.......................................... 7,000 $ 10,370 Kyodo Printing Co., Ltd.................................. 118,000 264,644 Kyodo Shiryo Co., Ltd.................................... 118,000 134,693 Kyoei Sangyo Co., Ltd.................................... 21,000 34,448 Kyoei Steel, Ltd......................................... 24,700 385,175 #*Kyoei Tanker Co., Ltd.................................... 35,000 73,078 *Kyokuto Boeki Kaisha, Ltd................................ 16,000 24,081 Kyokuto Kaihatsu Kogyo Co., Ltd.......................... 58,800 489,716 Kyokuto Securities Co., Ltd.............................. 29,500 224,118 Kyokuyo Co., Ltd......................................... 114,000 252,997 KYORIN Holdings, Inc..................................... 54,000 1,141,664 Kyoritsu Maintenance Co., Ltd............................ 16,840 360,436 Kyosan Electric Manufacturing Co., Ltd................... 105,000 342,055 Kyoto Kimono Yuzen Co., Ltd.............................. 10,600 128,159 Kyowa Exeo Corp.......................................... 133,300 1,399,103 Kyowa Hakko Kirin Co., Ltd............................... 176,000 1,873,385 Kyowa Leather Cloth Co., Ltd............................. 13,100 42,854 Kyudenko Corp............................................ 67,000 303,205 Kyushu Electric Power Co., Inc........................... 104,600 793,156 *Laox Co., Ltd............................................ 122,000 36,660 Lasertec Corp............................................ 4,600 83,642 Lawson, Inc.............................................. 10,200 749,599 LEC, Inc................................................. 5,000 62,484 #*Leopalace21 Corp......................................... 209,100 629,556 Life Corp................................................ 10,000 154,448 Lintec Corp.............................................. 69,800 1,207,370 #Lion Corp................................................ 118,000 681,745 LIXIL Group Corp......................................... 148,419 3,281,287 *Lonseal Corp............................................. 23,000 22,782 #Look, Inc................................................ 70,000 344,769 #M3, Inc.................................................. 168 322,706 Macnica, Inc............................................. 16,300 321,158 #Macromill, Inc........................................... 7,800 95,398 Maeda Corp............................................... 236,000 1,043,980 Maeda Road Construction Co., Ltd......................... 103,000 1,293,334 Maezawa Kasei Industries Co., Ltd........................ 11,000 114,912 Maezawa Kyuso Industries Co., Ltd........................ 16,100 203,571 #Makino Milling Machine Co., Ltd.......................... 151,000 709,960 Makita Corp.............................................. 14,500 574,067 #Makita Corp. Sponsored ADR............................... 12,696 520,536 Mamiya-Op Co., Ltd....................................... 43,000 79,731 Mandom Corp.............................................. 18,800 496,142 #Marche Corp.............................................. 2,000 18,115 Mars Engineering Corp.................................... 9,700 231,105 Marubeni Corp............................................ 495,359 3,209,871 Marubun Corp............................................. 27,100 113,000 Marudai Food Co., Ltd.................................... 181,000 635,025 #*Maruei Department Store Co., Ltd......................... 38,000 39,048 #Maruetsu, Inc. (The)..................................... 67,000 220,744 Maruha Nichiro Holdings, Inc............................. 379,815 624,128 Marui Group Co., Ltd..................................... 321,800 2,314,843 Maruka Machinery Co., Ltd................................ 4,000 48,460 Marusan Securities Co., Ltd.............................. 107,500 332,294 #Maruwa Co., Ltd.......................................... 14,500 427,102 Maruyama Manufacturing Co., Inc.......................... 70,000 134,284 *Maruzen CHI Holdings Co., Ltd............................ 6,400 17,731 Maruzen Showa Unyu Co., Ltd.............................. 75,000 218,886 Matsuda Sangyo Co., Ltd.................................. 18,562 246,867 Matsui Construction Co., Ltd............................. 27,000 94,026 #Matsui Securities Co., Ltd............................... 85,100 573,894 Matsumotokiyoshi Holdings Co., Ltd....................... 44,000 1,059,602 353 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) *Matsuya Co., Ltd...................................... 14,700 $ 154,182 Matsuya Foods Co., Ltd................................ 17,500 317,002 Max Co., Ltd.......................................... 47,000 514,110 Maxvalu Tokai Co., Ltd................................ 11,600 163,837 *Mazda Motor Corp...................................... 2,344,000 2,795,743 MEC Co., Ltd.......................................... 20,100 56,418 Medipal Holdings Corp................................. 193,300 2,461,763 #Megachips Corp........................................ 21,100 471,408 Megane TOP Co., Ltd................................... 19,500 224,385 Megmilk Snow Brand Co., Ltd........................... 52,900 893,169 Meidensha Corp........................................ 140,000 493,158 #MEIJI Holdings Co., Ltd............................... 53,610 2,452,878 #Meiji Shipping Co., Ltd............................... 6,200 22,592 Meiko Electronics Co., Ltd............................ 2,200 17,051 Meisei Electric Co., Ltd.............................. 4,000 3,357 Meitec Corp........................................... 17,300 380,899 Meito Sangyo Co., Ltd................................. 6,500 82,666 *Meito Transportation Co., Ltd......................... 1,300 9,640 Meiwa Estate Co., Ltd................................. 26,500 117,312 #Meiwa Trading Co., Ltd................................ 42,200 167,500 #Melco Holdings, Inc................................... 17,800 371,531 Mesco, Inc............................................ 6,000 45,729 Michinoku Bank, Ltd. (The)............................ 158,000 308,678 Mie Bank, Ltd. (The).................................. 104,000 221,638 Mikuni Coca-Cola Bottling Co., Ltd.................... 47,900 397,943 Mikuni Corp........................................... 7,000 14,560 Milbon Co., Ltd....................................... 5,280 170,821 Mimasu Semiconductor Industry Co., Ltd................ 21,400 168,208 Minato Bank, Ltd. (The)............................... 239,000 428,054 #Minebea Co., Ltd...................................... 385,000 1,265,467 #Ministop Co., Ltd..................................... 29,200 492,792 Miraca Holdings, Inc.................................. 20,800 878,404 Mirait Holdings Corp.................................. 80,830 655,036 Miroku Jyoho Service Co., Ltd......................... 9,000 38,580 Misawa Homes Co., Ltd................................. 22,000 323,637 Misumi Group, Inc..................................... 21,900 538,055 Mitani Corp........................................... 13,800 150,123 Mito Securities Co., Ltd.............................. 72,000 127,680 Mitsuba Corp.......................................... 72,000 456,886 Mitsubishi Chemical Holdings Corp..................... 1,206,500 4,778,426 Mitsubishi Corp....................................... 667,200 11,911,484 Mitsubishi Electric Corp.............................. 239,000 1,786,450 Mitsubishi Estate Co., Ltd............................ 72,073 1,426,365 Mitsubishi Gas Chemical Co., Inc...................... 527,000 2,603,799 Mitsubishi Heavy Industries, Ltd...................... 1,177,000 4,957,622 Mitsubishi Kakoki Kaisha, Ltd......................... 66,000 108,382 Mitsubishi Logistics Corp............................. 185,000 2,385,872 #Mitsubishi Materials Corp............................. 838,200 2,437,063 *Mitsubishi Motors Corp................................ 897,000 773,177 *Mitsubishi Paper Mills, Ltd........................... 334,000 284,440 Mitsubishi Pencil Co., Ltd............................ 35,900 635,434 Mitsubishi Research Institute, Inc.................... 600 13,339 Mitsubishi Shokuhin Co., Ltd.......................... 10,600 258,425 Mitsubishi Steel Manufacturing Co., Ltd............... 231,000 394,178 Mitsubishi Tanabe Pharma Corp......................... 175,000 2,522,562 Mitsubishi UFJ Financial Group, Inc................... 4,203,900 19,018,309 Mitsubishi UFJ Financial Group, Inc. ADR.............. 1,847,677 8,296,070 Mitsuboshi Belting Co., Ltd........................... 89,000 492,994 Mitsui & Co., Ltd..................................... 513,700 7,240,716 Mitsui & Co., Ltd. Sponsored ADR...................... 15,592 4,387,121 Mitsui Chemicals, Inc................................. 1,344,065 2,778,505 354 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) Mitsui Engineering & Shipbuilding Co., Ltd........... 1,015,000 $ 1,220,778 Mitsui Fudosan Co., Ltd.............................. 201,000 4,063,167 *Mitsui High-Tec, Inc................................. 45,400 337,511 Mitsui Home Co., Ltd................................. 46,000 224,307 Mitsui Knowledge Industry Co., Ltd................... 1,115 182,026 *Mitsui Matsushima Co., Ltd........................... 158,000 223,796 *Mitsui Mining & Smelting Co., Ltd.................... 861,000 1,822,614 #Mitsui O.S.K. Lines, Ltd............................. 993,000 2,380,151 Mitsui Sugar Co., Ltd................................ 176,000 567,054 Mitsui-Soko Co., Ltd................................. 148,000 452,595 *Mitsumi Electric Co., Ltd............................ 136,200 655,557 Mitsumura Printing Co., Ltd.......................... 15,000 44,920 Mitsuuroko Holdings Co., Ltd......................... 37,100 241,718 Miura Co., Ltd....................................... 35,600 813,588 Miyachi Corp......................................... 3,500 22,149 #*Miyaji Engineering Group, Inc........................ 72,000 122,662 Miyazaki Bank, Ltd. (The)............................ 209,000 513,248 Miyoshi Oil & Fat Co., Ltd........................... 86,000 106,735 Mizuho Financial Group, Inc.......................... 10,641,060 16,649,856 Mizuno Corp.......................................... 161,605 753,472 Mochida Pharmaceutical Co., Ltd...................... 51,000 657,942 Modec, Inc........................................... 18,100 367,631 Monex Group, Inc..................................... 2,604 443,772 Mori Seiki Co., Ltd.................................. 157,200 984,584 Morinaga & Co., Ltd.................................. 220,000 484,708 Morinaga Milk Industry Co., Ltd...................... 274,000 906,069 Morita Holdings Corp................................. 43,000 361,273 Morozoff, Ltd........................................ 48,000 167,124 Mory Industries, Inc................................. 45,000 124,615 #MOS Food Services, Inc............................... 22,000 420,807 Moshi Moshi Hotline, Inc............................. 34,500 519,610 Mr Max Corp.......................................... 35,900 139,872 MS&AD Insurance Group Holdings, Inc.................. 243,074 4,122,243 MTI, Ltd............................................. 7 6,751 Murata Manufacturing Co., Ltd........................ 43,900 2,135,546 #Musashi Seimitsu Industry Co., Ltd................... 28,400 593,104 Musashino Bank, Ltd.................................. 45,400 1,300,362 #Mutoh Holdings Co., Ltd.............................. 43,000 94,311 Nabtesco Corp........................................ 36,000 671,867 NAC Co., Ltd......................................... 3,300 73,149 Nachi-Fujikoshi Corp................................. 277,000 861,187 Nagaileben Co., Ltd.................................. 17,200 252,556 Nagano Bank, Ltd. (The).............................. 71,000 135,159 Nagano Keiki Co., Ltd................................ 1,900 16,801 Nagase & Co., Ltd.................................... 174,200 1,858,294 Nagatanien Co., Ltd.................................. 8,000 78,731 Nagoya Railroad Co., Ltd............................. 440,000 1,201,286 Nakabayashi Co., Ltd................................. 59,000 124,842 Nakamuraya Co., Ltd.................................. 29,000 143,129 Nakano Corp.......................................... 9,000 16,489 *Nakayama Steel Works, Ltd............................ 165,000 80,623 Namco Bandai Holdings, Inc........................... 123,200 1,935,847 Nankai Electric Railway Co., Ltd..................... 266,000 1,202,925 Nanto Bank, Ltd. (The)............................... 311,000 1,585,795 Natori Co., Ltd...................................... 4,600 50,270 NEC Capital Solutions, Ltd........................... 18,800 263,942 *NEC Corp............................................. 2,225,800 4,269,199 NEC Fielding, Ltd.................................... 23,900 280,602 NEC Mobiling, Ltd.................................... 12,000 499,219 NEC Networks & System Integration Corp............... 32,600 595,549 Net One Systems Co., Ltd............................. 89,600 997,307 355 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Neturen Co., Ltd......................................... 48,500 $ 296,024 *New Japan Chemical Co., Ltd.............................. 11,400 38,784 *New Japan Radio Co., Ltd................................. 27,000 50,119 NGK Insulators, Ltd...................................... 123,000 1,371,442 NGK Spark Plug Co., Ltd.................................. 196,000 2,194,918 NHK Spring Co., Ltd...................................... 173,100 1,445,721 Nice Holdings, Inc....................................... 88,000 189,592 Nichia Steel Works, Ltd.................................. 53,000 122,217 #Nichias Corp............................................. 116,000 568,495 Nichiban Co., Ltd........................................ 38,000 119,082 #Nichicon Corp............................................ 94,100 640,611 *Nichiden Corp............................................ 7,900 213,112 Nichiha Corp............................................. 36,600 392,926 Nichii Gakkan Co......................................... 59,500 541,885 Nichimo Co., Ltd......................................... 23,000 47,241 Nichirei Corp............................................ 317,000 1,748,594 Nichireki Co., Ltd....................................... 35,000 165,931 #Nidec Copal Corp......................................... 14,400 108,854 Nidec Copal Electronics Corp............................. 1,500 7,666 #Nidec Corp............................................... 7,126 507,118 Nidec Corp. ADR.......................................... 9,900 175,626 Nidec Tosok Corp......................................... 17,300 113,715 Nifco, Inc............................................... 53,800 1,222,598 Nifty Corp............................................... 194 301,474 #Nihon Chouzai Co., Ltd................................... 3,750 99,617 #Nihon Dempa Kogyo Co., Ltd............................... 23,700 257,269 Nihon Eslead Corp........................................ 14,200 122,194 Nihon Kagaku Sangyo Co., Ltd............................. 11,000 68,455 Nihon Kohden Corp........................................ 28,800 1,071,328 Nihon M&A Center, Inc.................................... 5,800 174,332 Nihon Nohyaku Co., Ltd................................... 87,000 385,898 Nihon Parkerizing Co., Ltd............................... 52,000 784,779 #Nihon Plast Co., Ltd..................................... 2,900 14,705 Nihon Shokuh Kako Co., Ltd............................... 7,000 28,829 Nihon Trim Co., Ltd...................................... 2,150 58,226 Nihon Unisys, Ltd........................................ 76,000 552,598 Nihon Yamamura Glass Co., Ltd............................ 175,000 363,944 Nikkiso Co., Ltd......................................... 57,000 680,638 Nikko Co., Ltd........................................... 28,000 105,224 Nikon Corp............................................... 35,600 908,131 Nintendo Co., Ltd........................................ 12,000 1,549,196 Nippo Corp............................................... 89,000 1,008,743 Nippon Beet Sugar Manufacturing Co., Ltd................. 156,000 298,831 #Nippon Carbide Industries Co., Inc....................... 78,000 193,888 Nippon Carbon Co., Ltd................................... 159,000 271,167 Nippon Ceramic Co., Ltd.................................. 8,800 117,829 #*Nippon Chemical Industrial Co., Ltd...................... 141,000 175,056 #*Nippon Chemi-Con Corp.................................... 191,000 277,805 Nippon Chemiphar Co., Ltd................................ 16,000 106,212 #Nippon Coke & Engineering Co., Ltd....................... 330,000 388,858 *Nippon Columbia Co., Ltd................................. 166,000 47,804 Nippon Concrete Industries Co., Ltd...................... 33,000 102,474 Nippon Conveyor Co., Ltd................................. 57,000 50,709 Nippon Denko Co., Ltd.................................... 117,000 274,013 Nippon Densetsu Kogyo Co., Ltd........................... 52,000 473,197 Nippon Denwa Shisetsu Co., Ltd........................... 52,000 158,210 Nippon Electric Glass Co., Ltd........................... 391,000 1,990,057 Nippon Express Co., Ltd.................................. 762,000 2,788,525 Nippon Felt Co., Ltd..................................... 15,100 75,252 Nippon Filcon Co., Ltd................................... 16,300 79,734 Nippon Fine Chemical Co., Ltd............................ 23,700 156,834 356 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Nippon Flour Mills Co., Ltd............................ 171,000 $ 715,507 Nippon Formula Feed Manufacturing Co., Ltd............. 105,000 134,323 #Nippon Gas Co., Ltd.................................... 16,800 293,710 Nippon Hume Corp....................................... 31,000 157,335 Nippon Jogesuido Sekkei Co., Ltd....................... 82 115,094 Nippon Kanzai Co., Ltd................................. 2,800 51,915 Nippon Kasei Chemical Co., Ltd......................... 32,000 40,114 Nippon Kayaku Co., Ltd................................. 181,000 2,014,836 #*Nippon Kinzoku Co., Ltd................................ 87,000 114,547 Nippon Koei Co., Ltd................................... 107,000 349,504 Nippon Konpo Unyu Soko Co., Ltd........................ 86,400 1,041,018 Nippon Koshuha Steel Co., Ltd.......................... 105,000 96,143 *Nippon Light Metal Holdings Co., Ltd................... 711,000 641,872 Nippon Meat Packers, Inc............................... 156,000 1,935,978 Nippon Paint Co., Ltd.................................. 191,000 1,528,580 #Nippon Paper Group, Inc................................ 158,502 1,812,701 Nippon Parking Development Co., Ltd.................... 143 7,755 Nippon Pillar Packing Co., Ltd......................... 38,000 237,249 Nippon Piston Ring Co., Ltd............................ 119,000 192,019 Nippon Rietec Co., Ltd................................. 1,000 4,708 Nippon Road Co., Ltd. (The)............................ 97,000 358,554 Nippon Seiki Co., Ltd.................................. 53,000 509,349 Nippon Seisen Co., Ltd................................. 47,000 167,215 Nippon Sharyo, Ltd..................................... 82,000 298,099 #*Nippon Sheet Glass Co., Ltd............................ 1,318,000 1,091,654 Nippon Shinyaku Co., Ltd............................... 70,000 843,284 Nippon Shokubai Co., Ltd............................... 152,000 1,490,812 #Nippon Signal Co., Ltd................................. 103,900 582,159 Nippon Soda Co., Ltd................................... 228,000 991,077 #Nippon Steel & Sumitomo Metal Corp..................... 3,971,415 8,766,192 Nippon Steel Trading Co., Ltd.......................... 66,000 153,878 #Nippon Suisan Kaisha, Ltd.............................. 254,900 558,784 Nippon Synthetic Chemical Industry Co., Ltd. (The)..... 79,000 518,566 Nippon Telegraph & Telephone Corp...................... 11,300 516,728 Nippon Telegraph & Telephone Corp. ADR................. 71,400 1,629,348 Nippon Television Network Corp......................... 47,100 609,199 Nippon Thompson Co., Ltd............................... 110,000 380,582 Nippon Tungsten Co., Ltd............................... 31,000 46,970 Nippon Valqua Industries, Ltd.......................... 133,000 356,803 #*Nippon Yakin Kogyo Co., Ltd............................ 186,000 165,636 #Nippon Yusen K.K....................................... 1,484,904 2,830,430 Nippon Yusoki Co., Ltd................................. 31,000 83,174 #Nipro Corp............................................. 191,600 1,310,004 *NIS Group Co., Ltd. ADR................................ 30,800 216 Nishimatsu Construction Co., Ltd....................... 519,000 812,561 Nishimatsuya Chain Co., Ltd............................ 65,800 530,132 Nishi-Nippon Bank, Ltd................................. 1,013,000 2,309,866 Nishi-Nippon Railroad Co., Ltd......................... 205,000 870,508 Nishio Rent All Co., Ltd............................... 900 10,702 *Nishishiba Electric Co., Ltd........................... 10,000 12,157 Nissan Chemical Industries, Ltd........................ 148,700 1,641,436 Nissan Motor Co., Ltd.................................. 784,500 6,561,056 Nissan Shatai Co., Ltd................................. 95,000 1,039,549 *Nissan Tokyo Sales Holdings Co., Ltd................... 36,000 146,110 Nissei Corp............................................ 20,100 177,995 Nissei Plastic Industrial Co., Ltd..................... 7,600 28,785 Nissen Holdings Co., Ltd............................... 30,000 117,149 #*Nissha Printing Co., Ltd............................... 50,800 388,104 Nisshin Fudosan Co., Ltd............................... 18,500 98,730 Nisshin Oillio Group, Ltd. (The)....................... 164,000 603,809 Nisshin Seifun Group, Inc.............................. 162,200 2,026,917 357 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) #*Nisshin Steel Holdings Co., Ltd........................ 110,474 $ 732,065 Nisshinbo Holdings, Inc................................ 216,000 1,413,088 Nissin Corp............................................ 88,000 218,267 Nissin Electric Co., Ltd............................... 57,000 329,877 Nissin Foods Holdings Co., Ltd......................... 19,175 725,078 Nissin Kogyo Co., Ltd.................................. 61,200 879,575 Nissin Sugar Holdings Co., Ltd......................... 4,700 89,398 Nissui Pharmaceutical Co., Ltd......................... 17,700 185,054 Nitchitsu Co., Ltd..................................... 11,000 22,760 Nitori Holdings Co., Ltd............................... 4,500 367,485 Nitta Corp............................................. 29,800 458,391 Nittan Valve Co., Ltd.................................. 27,500 89,222 Nittetsu Mining Co., Ltd............................... 103,000 414,327 Nitto Boseki Co., Ltd.................................. 291,000 956,713 Nitto Denko Corp....................................... 41,800 1,898,890 Nitto FC Co., Ltd...................................... 5,100 32,173 Nitto Kogyo Corp....................................... 51,700 791,626 Nitto Kohki Co., Ltd................................... 11,300 255,417 Nitto Seiko Co., Ltd................................... 39,000 102,063 #Nittoc Construction Co., Ltd........................... 7,249 26,088 #Nittoku Engineering Co., Ltd........................... 10,200 113,925 NKSJ Holdings, Inc..................................... 219,200 3,995,916 #Noevir Holdings Co., Ltd............................... 15,100 230,720 #NOF Corp............................................... 215,000 1,026,552 Nohmi Bosai, Ltd....................................... 34,000 215,255 NOK Corp............................................... 97,000 1,556,211 #Nomura Co., Ltd........................................ 56,000 202,498 Nomura Holdings, Inc................................... 1,316,300 4,758,234 Nomura Holdings, Inc. ADR.............................. 402,117 1,447,621 Nomura Real Estate Holdings, Inc....................... 95,000 1,705,229 Nomura Research Institute, Ltd......................... 12,800 272,085 Noritake Co., Ltd...................................... 135,000 314,846 Noritsu Koki Co., Ltd.................................. 21,300 85,425 Noritz Corp............................................ 43,300 711,362 *North Pacific Bank, Ltd................................ 418,200 1,080,714 NS Solutions Corp...................................... 28,500 576,872 *NS United Kaiun Kaisha, Ltd............................ 169,000 184,251 NSD Co., Ltd........................................... 41,200 394,420 NSK, Ltd............................................... 316,000 1,735,640 #*NTN Corp............................................... 718,000 1,288,104 NTT Data Corp.......................................... 202 658,376 NTT DOCOMO, Inc........................................ 3,688 5,344,013 #NTT DOCOMO, Inc. Sponsored ADR......................... 44,600 642,240 Obara Corp............................................. 15,200 166,633 Obayashi Corp.......................................... 577,000 2,581,299 #Obayashi Road Corp..................................... 59,000 150,131 Obic Business Consultants Co., Ltd..................... 5,500 290,591 Obic Co., Ltd.......................................... 6,670 1,372,721 #Odakyu Electric Railway Co., Ltd....................... 145,000 1,538,564 Oenon Holdings, Inc.................................... 65,000 159,773 Ogaki Kyoritsu Bank, Ltd. (The)........................ 405,000 1,425,694 Ohara, Inc............................................. 9,500 72,365 Ohashi Technica, Inc................................... 3,000 20,324 Oie Sangyo Co., Ltd.................................... 1,200 12,154 Oiles Corp............................................. 24,068 452,318 Oita Bank, Ltd. (The).................................. 254,000 853,042 #Oji Holdings Corp...................................... 744,000 2,181,705 Okabe Co., Ltd......................................... 54,900 346,153 Okamoto Industries, Inc................................ 71,000 276,489 *Okamoto Machine Tool Works, Ltd........................ 47,000 48,311 Okamura Corp........................................... 77,000 558,752 358 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Okasan Securities Group, Inc............................. 178,000 $ 672,445 Okaya Electric Industries Co., Ltd....................... 6,700 26,519 Oki Electric Cable Co., Ltd.............................. 12,000 17,602 #*Oki Electric Industry Co., Ltd........................... 609,000 611,817 Okinawa Electric Power Co., Ltd.......................... 14,480 443,475 *OKK Corp................................................. 126,000 143,640 OKUMA Corp............................................... 205,000 1,252,935 Okumura Corp............................................. 231,000 743,612 Okura Industrial Co., Ltd................................ 59,000 160,539 Okuwa Co., Ltd........................................... 28,000 377,082 Olympic Corp............................................. 19,000 164,093 *Olympus Corp............................................. 14,000 244,612 Omron Corp............................................... 68,100 1,357,661 ONO Sokki Co., Ltd....................................... 25,000 110,084 Onoken Co., Ltd.......................................... 16,700 133,538 Onward Holdings Co., Ltd................................. 193,000 1,429,070 Optex Co., Ltd........................................... 16,000 171,405 Oracle Corp. Japan....................................... 5,800 257,934 Organo Corp.............................................. 63,000 372,091 Oriental Land Co., Ltd................................... 5,200 709,306 Origin Electric Co., Ltd................................. 39,000 151,349 Osaka Gas Co., Ltd....................................... 323,000 1,331,253 Osaka Organic Chemical Industry, Ltd..................... 16,800 75,478 *Osaka Securities Exchange Co., Ltd....................... 26 96,917 Osaka Steel Co., Ltd..................................... 20,400 337,696 #Osaka Titanium Technologies Co., Ltd..................... 16,900 334,630 Osaki Electric Co., Ltd.................................. 35,000 187,717 OSG Corp................................................. 30,600 401,114 Otsuka Corp.............................................. 6,400 521,801 Oyo Corp................................................. 23,800 289,243 #P.S. Mitsubishi Construction Co., Ltd.................... 24,000 100,996 Pacific Industrial Co., Ltd.............................. 71,000 417,418 #Pacific Metals Co., Ltd.................................. 221,000 751,253 Pack Corp. (The)......................................... 14,700 261,293 *Pal Co., Ltd............................................. 7,900 403,424 Paltac Corp.............................................. 37,558 550,060 PanaHome Corp............................................ 128,000 800,164 #Panasonic Corp........................................... 868,100 5,265,514 #Panasonic Corp. Sponsored ADR............................ 204,353 1,130,072 Panasonic Industrial Devices SUNX Co., Ltd............... 44,000 177,494 Panasonic Information Systems Co., Ltd................... 1,800 43,162 Paramount Bed Holdings Co., Ltd.......................... 19,800 690,239 #Parco Co., Ltd........................................... 16,800 176,300 Paris Miki Holdings, Inc................................. 31,100 169,050 #Park24 Co., Ltd.......................................... 25,600 439,856 Pasco Corp............................................... 29,000 82,786 Pasona Group, Inc........................................ 108 66,657 PCA Corp................................................. 500 6,249 #Penta-Ocean Construction Co., Ltd........................ 424,000 1,019,612 PIA Corp................................................. 4,400 63,397 Pigeon Corp.............................................. 8,600 396,265 Pilot Corp............................................... 165 296,866 Piolax, Inc.............................................. 13,900 289,120 #*Pioneer Electronic Corp.................................. 392,000 939,111 Plenus Co., Ltd.......................................... 22,200 361,151 #Point, Inc............................................... 5,280 201,099 Pola Orbis Holdings, Inc................................. 24,800 780,753 Poplar Co., Ltd.......................................... 3,500 22,444 Press Kogyo Co., Ltd..................................... 144,000 602,262 Pressance Corp........................................... 1,600 29,506 Prima Meat Packers, Ltd.................................. 200,000 361,075 359 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Pronexus, Inc............................................ 30,900 $ 181,507 #Raito Kogyo Co., Ltd..................................... 71,500 341,572 *Rasa Industries, Ltd..................................... 102,000 90,817 *Relo Holdings, Inc....................................... 1,000 33,260 #*Renesas Electronics Corp................................. 80,600 298,512 Rengo Co., Ltd........................................... 313,710 1,371,149 #*Renown, Inc.............................................. 76,600 99,677 Resona Holdings, Inc..................................... 719,800 3,114,715 Resorttrust, Inc......................................... 45,400 846,369 Rheon Automatic Machinery Co., Ltd....................... 7,000 15,534 #Rhythm Watch Co., Ltd.................................... 181,000 336,001 #Ricoh Co., Ltd........................................... 574,619 4,808,923 Ricoh Leasing Co., Ltd................................... 23,800 554,399 Right On Co., Ltd........................................ 15,900 131,317 Riken Corp............................................... 134,000 448,616 Riken Keiki Co., Ltd..................................... 21,000 130,498 Riken Technos Corp....................................... 62,000 156,316 Riken Vitamin Co., Ltd................................... 11,600 304,810 Ringer Hut Co., Ltd...................................... 7,600 97,081 #Rinnai Corp.............................................. 12,900 881,076 Riso Kagaku Corp......................................... 20,079 325,773 Riso Kyoiku Co., Ltd..................................... 875 65,520 Rock Field Co., Ltd...................................... 16,700 299,625 Rohm Co., Ltd............................................ 88,400 2,854,991 Rohto Pharmaceutical Co., Ltd............................ 80,000 1,102,558 Roland DG Corp........................................... 13,000 140,342 Round One Corp........................................... 122,800 621,300 #Royal Holdings Co., Ltd.................................. 50,100 624,960 Ryobi, Ltd............................................... 166,000 337,933 Ryoden Trading Co., Ltd.................................. 56,000 317,134 Ryohin Keikaku Co., Ltd.................................. 17,575 1,163,877 Ryosan Co., Ltd.......................................... 46,800 789,981 S Foods, Inc............................................. 27,000 251,938 S.T. Chemical Co., Ltd................................... 8,000 88,460 *Sagami Chain Co., Ltd.................................... 20,000 162,381 Saibu Gas Co., Ltd....................................... 252,000 662,993 Saizeriya Co., Ltd....................................... 36,900 518,433 Sakai Chemical Industry Co., Ltd......................... 117,000 315,052 #Sakai Heavy Industries, Ltd.............................. 54,000 148,276 Sakai Ovex Co., Ltd...................................... 63,000 88,398 Sakata INX Corp.......................................... 87,000 430,107 Sakata Seed Corp......................................... 44,300 572,443 Sala Corp................................................ 58,500 359,428 SAN HOLDINGS, Inc........................................ 1,800 30,684 San-A Co., Ltd........................................... 10,700 415,446 San-Ai Oil Co., Ltd...................................... 86,000 377,073 #Sanden Corp.............................................. 238,000 715,820 Sangetsu Co., Ltd........................................ 36,200 963,846 San-in Godo Bank, Ltd. (The)............................. 229,000 1,583,961 #*Sanix, Inc............................................... 22,200 65,066 #Sanken Electric Co., Ltd................................. 121,000 377,977 Sanki Engineering Co., Ltd............................... 65,000 300,431 #Sanko Marketing Foods Co., Ltd........................... 62 75,762 #Sanko Metal Industrial Co., Ltd.......................... 21,000 51,856 Sankyo Co., Ltd.......................................... 35,800 1,621,966 #Sankyo Seiko Co., Ltd.................................... 54,900 184,952 Sankyo-Tateyama Holdings, Inc............................ 478,000 1,036,148 Sankyu, Inc.............................................. 350,000 1,219,271 Sanoh Industrial Co., Ltd................................ 51,800 305,708 #Sanrio Co., Ltd.......................................... 11,500 378,635 Sanshin Electronics Co., Ltd............................. 46,300 347,873 360 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Santen Pharmaceutical Co., Ltd........................... 14,600 $ 639,561 Sanwa Holdings Corp...................................... 278,000 1,111,393 Sanyo Chemical Industries, Ltd........................... 82,000 462,680 Sanyo Denki Co., Ltd..................................... 47,000 254,680 Sanyo Housing Nagoya Co., Ltd............................ 93 98,921 #Sanyo Shokai, Ltd........................................ 185,000 544,619 Sanyo Special Steel Co., Ltd............................. 145,000 432,344 Sapporo Holdings, Ltd.................................... 465,000 1,298,569 Sasebo Heavy Industries Co., Ltd......................... 178,000 158,438 *Sata Construction Co., Ltd............................... 85,000 58,445 #Sato Holdings Corp....................................... 38,600 537,160 Sato Shoji Corp.......................................... 19,700 118,354 Satori Electric Co., Ltd................................. 20,200 109,384 #Sawai Pharmaceutical Co., Ltd............................ 3,000 331,399 Saxa Holdings, Inc....................................... 86,000 141,066 #SBI Holdings, Inc........................................ 369,280 2,586,054 Scroll Corp.............................................. 33,300 103,208 SCSK Corp................................................ 50,959 867,754 Secom Co., Ltd........................................... 13,300 677,423 Secom Joshinetsu Co., Ltd................................ 1,500 38,977 Sega Sammy Holdings, Inc................................. 54,612 1,029,350 Seibu Electric Industry Co., Ltd......................... 16,000 68,352 Seika Corp............................................... 72,000 187,589 Seikagaku Corp........................................... 37,700 432,174 *Seikitokyu Kogyo Co., Ltd................................ 121,000 77,261 #Seiko Epson Corp......................................... 200,200 1,113,343 *Seiko Holdings Corp...................................... 129,000 339,633 Seino Holdings Co., Ltd.................................. 204,000 1,176,226 Seiren Co., Ltd.......................................... 81,500 507,947 Sekisui Chemical Co., Ltd................................ 257,000 2,110,649 Sekisui House, Ltd....................................... 462,000 4,723,936 Sekisui Jushi Co., Ltd................................... 60,000 584,769 Sekisui Plastics Co., Ltd................................ 90,000 204,250 #Senko Co., Ltd........................................... 135,000 546,344 #Senshu Electric Co., Ltd................................. 9,500 111,236 Senshu Ikeda Holdings, Inc............................... 125,060 779,708 Senshukai Co., Ltd....................................... 41,400 260,802 *Seria Co., Ltd........................................... 800 16,174 Seven & I Holdings Co., Ltd.............................. 178,452 5,503,356 #Sharp Corp............................................... 887,000 1,913,507 *Shibaura Mechatronics Corp............................... 41,000 68,310 Shibusawa Warehouse Co., Ltd............................. 56,000 162,265 Shibuya Kogyo Co., Ltd................................... 7,300 82,355 Shiga Bank, Ltd.......................................... 313,000 2,047,480 Shikibo, Ltd............................................. 180,000 214,112 Shikoku Bank, Ltd........................................ 224,000 555,605 Shikoku Chemicals Corp................................... 55,000 298,593 Shikoku Electric Power Co., Inc.......................... 75,100 802,923 #Shima Seiki Manufacturing Co., Ltd....................... 37,000 470,872 Shimachu Co., Ltd........................................ 63,900 1,411,830 Shimadzu Corp............................................ 215,000 1,447,857 Shimamura Co., Ltd....................................... 7,300 760,904 Shimano, Inc............................................. 8,200 516,927 Shimizu Bank, Ltd........................................ 10,700 314,079 Shimizu Corp............................................. 778,000 2,602,818 Shimojima Co., Ltd....................................... 1,500 17,394 Shin Nippon Air Technologies Co., Ltd.................... 26,100 142,924 Shinagawa Refractories Co., Ltd.......................... 120,000 234,724 #Shindengen Electric Manufacturing Co., Ltd............... 92,000 213,454 Shin-Etsu Chemical Co., Ltd.............................. 48,600 2,744,109 Shin-Etsu Polymer Co., Ltd............................... 51,000 170,044 361 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) Shin-Keisei Electric Railway Co., Ltd.................. 25,000 $ 112,396 Shinko Electric Industries Co., Ltd.................... 116,400 724,741 Shinko Plantech Co., Ltd............................... 46,300 380,380 Shinko Shoji Co., Ltd.................................. 35,800 309,770 Shinko Wire Co., Ltd................................... 47,000 72,476 Shinmaywa Industries, Ltd.............................. 171,000 927,880 Shinnihon Corp......................................... 36,600 85,241 Shinsei Bank, Ltd...................................... 1,282,000 1,879,540 Shinsho Corp........................................... 74,000 131,811 Shinwa Co., Ltd........................................ 5,000 55,652 Shionogi & Co., Ltd.................................... 138,300 2,296,046 Ship Healthcare Holdings, Inc.......................... 34,000 1,133,746 Shiroki Corp........................................... 126,000 275,348 Shiseido Co., Ltd...................................... 57,000 721,352 Shizuki Electric Co., Inc.............................. 24,000 84,180 Shizuoka Bank, Ltd..................................... 470,000 4,807,152 Shizuoka Gas Co., Ltd.................................. 73,000 519,702 SHO-BOND Holdings Co., Ltd............................. 20,600 623,006 Shobunsha Publications, Inc............................ 17,200 113,822 Shochiku Co., Ltd...................................... 54,000 526,301 Shoko Co., Ltd......................................... 97,000 148,280 #Showa Aircraft Industry Co., Ltd....................... 11,000 54,069 Showa Corp............................................. 80,600 745,795 #Showa Denko K.K........................................ 1,950,000 2,982,838 Showa Sangyo Co., Ltd.................................. 91,000 304,280 Showa Shell Sekiyu K.K................................. 270,800 1,507,596 #Siix Corp.............................................. 18,600 274,219 Simplex Holdings, Inc.................................. 141 42,930 Sinanen Co., Ltd....................................... 70,000 299,223 #Sinfonia Technology Co., Ltd........................... 92,000 153,409 Sintokogio, Ltd........................................ 71,600 505,288 SKY Perfect JSAT Holdings, Inc......................... 2,650 1,210,865 SMC Corp............................................... 5,100 804,060 SMK Corp............................................... 87,000 218,161 SNT Corp............................................... 29,300 118,637 Soda Nikka Co., Ltd.................................... 13,000 55,536 Sodick Co., Ltd........................................ 79,700 302,799 Soft99 Corp............................................ 10,600 63,324 Softbank Corp.......................................... 54,200 1,711,760 Sogo Medical Co., Ltd.................................. 5,300 191,063 Sohgo Security Services Co., Ltd....................... 81,700 1,148,113 Sojitz Corp............................................ 1,839,600 2,283,672 Sony Corp.............................................. 126,300 1,495,442 #Sony Corp. Sponsored ADR............................... 355,389 4,172,267 Sony Financial Holdings, Inc........................... 22,200 395,885 Soshin Electric Co., Ltd............................... 7,200 26,772 Sotetsu Holdings, Inc.................................. 251,000 851,826 Sotoh Co., Ltd......................................... 6,300 59,720 Space Co., Ltd......................................... 3,700 33,304 SPK Corp............................................... 5,700 96,191 Square Enix Holdings Co., Ltd.......................... 71,000 1,000,836 SRA Holdings, Inc...................................... 15,500 168,956 St. Marc Holdings Co., Ltd............................. 9,500 354,372 Stanley Electric Co., Ltd.............................. 122,300 1,683,048 Star Micronics Co., Ltd................................ 47,900 448,385 #*Start Today Co., Ltd................................... 20,100 220,250 Starzen Co., Ltd....................................... 85,000 253,361 Stella Chemifa Corp.................................... 12,800 240,486 Studio Alice Co., Ltd.................................. 10,000 153,790 Sugi Holdings Co., Ltd................................. 6,400 231,288 Sugimoto & Co., Ltd.................................... 10,300 96,090 362 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) *Sumco Corp............................................ 129,860 $ 890,655 Sumida Corp........................................... 19,700 92,306 Sumikin Bussan Corp................................... 135,000 329,949 Suminoe Textile Co., Ltd.............................. 88,000 163,182 #*Sumiseki Holdings, Inc................................ 11,700 10,247 Sumitomo Bakelite Co., Ltd............................ 276,000 985,111 Sumitomo Chemical Co., Ltd............................ 1,286,000 3,614,015 Sumitomo Corp......................................... 534,800 7,290,819 Sumitomo Densetsu Co., Ltd............................ 29,800 268,818 Sumitomo Electric Industries, Ltd..................... 353,200 3,799,618 Sumitomo Forestry Co., Ltd............................ 189,500 1,695,857 Sumitomo Heavy Industries, Ltd........................ 823,480 2,952,323 #Sumitomo Light Metal Industries, Ltd.................. 564,000 459,244 Sumitomo Metal Mining Co., Ltd........................ 470,000 6,189,822 #*Sumitomo Mitsui Construction Co., Ltd................. 152,200 95,432 Sumitomo Mitsui Financial Group, Inc.................. 634,770 19,396,670 Sumitomo Mitsui Trust Holdings, Inc................... 1,477,730 4,484,618 Sumitomo Osaka Cement Co., Ltd........................ 529,000 1,722,289 Sumitomo Pipe & Tube Co., Ltd......................... 41,400 290,064 #Sumitomo Precision Products Co., Ltd.................. 49,000 207,504 Sumitomo Real Estate Sales Co., Ltd................... 6,090 286,755 #Sumitomo Realty & Development Co., Ltd................ 36,000 994,756 Sumitomo Rubber Industries, Ltd....................... 87,900 1,036,270 Sumitomo Seika Chemicals Co., Ltd..................... 85,000 297,231 Sumitomo Warehouse Co., Ltd........................... 192,000 803,283 Sundrug Co., Ltd...................................... 8,800 324,117 #Suruga Bank, Ltd...................................... 245,000 2,942,208 Suzuken Co., Ltd...................................... 83,100 2,623,192 Suzuki Motor Corp..................................... 131,400 2,979,999 SWCC Showa Holdings Co., Ltd.......................... 407,000 290,585 #*SxL Corp.............................................. 85,000 134,575 Sysmex Corp........................................... 7,000 329,145 Systena Corp.......................................... 210 181,172 T&D Holdings, Inc..................................... 441,110 4,820,116 T. Hasegawa Co., Ltd.................................. 21,600 273,484 T. RAD Co., Ltd....................................... 100,000 228,297 Tachibana Eletech Co., Ltd............................ 17,900 145,326 Tachi-S Co., Ltd...................................... 45,700 838,638 Tact Home Co., Ltd.................................... 181 190,747 Tadano, Ltd........................................... 149,421 1,102,330 Taihei Dengyo Kaisha, Ltd............................. 38,000 245,600 Taihei Kogyo Co., Ltd................................. 85,000 338,739 Taiheiyo Cement Corp.................................. 864,000 1,841,927 Taiheiyo Kouhatsu, Inc................................ 59,000 53,255 Taiho Kogyo Co., Ltd.................................. 37,900 366,967 Taikisha, Ltd......................................... 32,300 685,794 Taiko Bank, Ltd. (The)................................ 27,000 66,341 Taisei Corp........................................... 1,183,399 3,262,842 Taisei Lamick Co., Ltd................................ 1,600 46,984 Taiyo Holdings Co., Ltd............................... 5,900 166,009 Taiyo Nippon Sanso Corp............................... 322,000 1,767,319 #Taiyo Yuden Co., Ltd.................................. 159,900 1,356,530 *Takagi Securities Co., Ltd............................ 27,000 28,195 Takamatsu Construction Group Co., Ltd................. 20,800 340,812 Takano Co., Ltd....................................... 14,200 70,336 #*Takaoka Toko Holdings Co., Ltd........................ 17,174 251,705 Takara Holdings, Inc.................................. 212,000 1,588,021 *Takara Leben Co., Ltd................................. 25,900 277,683 Takara Standard Co., Ltd.............................. 152,895 1,147,430 Takasago International Corp........................... 95,000 483,793 Takasago Thermal Engineering Co., Ltd................. 79,200 623,186 363 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- JAPAN -- (Continued) #Takashima & Co., Ltd................................... 29,000 $ 97,408 Takashimaya Co., Ltd................................... 381,000 2,505,962 Takata Corp............................................ 43,300 791,030 Take & Give Needs Co., Ltd............................. 1,189 97,625 Takeda Pharmaceutical Co., Ltd......................... 75,200 3,495,360 *Takeuchi Manufacturing Co., Ltd........................ 1,800 15,937 Takihyo Co., Ltd....................................... 3,000 15,459 Takiron Co., Ltd....................................... 85,000 303,433 Takisawa Machine Tool Co., Ltd......................... 61,000 72,630 Takuma Co., Ltd........................................ 113,000 575,116 Tamron Co., Ltd........................................ 12,700 345,141 Tamura Corp............................................ 115,000 252,054 #Tanseisha Co., Ltd..................................... 18,000 53,491 #Tatsuta Electric Wire & Cable Co., Ltd................. 96,000 954,983 Tayca Corp............................................. 39,000 110,065 TBK Co., Ltd........................................... 45,000 221,303 #TDK Corp............................................... 59,300 2,229,914 #TDK Corp. Sponsored ADR................................ 48,131 1,789,029 #*Teac Corp.............................................. 26,000 8,465 Techno Associe Co., Ltd................................ 3,000 23,902 Techno Ryowa, Ltd...................................... 8,870 42,564 Teijin, Ltd............................................ 1,292,750 2,964,691 Teikoku Electric Manufacturing Co., Ltd................ 5,600 71,307 Teikoku Sen-I Co., Ltd................................. 21,000 157,444 Teikoku Tsushin Kogyo Co., Ltd......................... 46,000 76,036 Tekken Corp............................................ 203,000 259,399 Terumo Corp............................................ 23,600 1,016,470 T-GAIA CORP............................................ 16,000 153,861 THK Co., Ltd........................................... 150,300 2,498,630 Tigers Polymer Corp.................................... 6,700 22,095 Titan Kogyo K.K........................................ 12,000 32,766 TKC Corp............................................... 25,300 493,833 TOA Corp............................................... 244,000 348,804 Toa Oil Co., Ltd....................................... 101,000 113,909 TOA ROAD Corp.......................................... 63,000 168,101 Toabo Corp............................................. 122,000 82,612 Toagosei Co., Ltd...................................... 310,500 1,265,880 *Tobishima Corp......................................... 116,300 107,846 Tobu Railway Co., Ltd.................................. 211,000 1,121,238 Tobu Store Co., Ltd.................................... 30,000 97,303 TOC Co., Ltd........................................... 97,700 520,281 Tocalo Co., Ltd........................................ 18,100 263,059 Tochigi Bank, Ltd...................................... 156,000 547,475 Toda Corp.............................................. 320,000 966,203 #Toda Kogyo Corp........................................ 47,000 139,543 Toei Co., Ltd.......................................... 84,000 460,865 Toenec Corp............................................ 42,000 230,440 Toho Bank, Ltd......................................... 270,000 902,962 TOHO Co., Ltd. (6895200)............................... 73,800 1,287,155 TOHO Co., Ltd. (6895211)............................... 32,000 123,449 Toho Gas Co., Ltd...................................... 168,000 1,018,230 Toho Holdings Co., Ltd................................. 60,700 1,240,840 Toho Real Estate Co., Ltd.............................. 22,600 123,582 #Toho Titanium Co., Ltd................................. 15,400 136,947 #Toho Zinc Co., Ltd..................................... 171,000 580,863 Tohoku Bank, Ltd. (The)................................ 99,000 142,687 Tohto Suisan Co., Ltd.................................. 61,000 93,235 *Tohuku Electric Power Co., Inc......................... 95,300 701,989 Tokai Carbon Co., Ltd.................................. 324,000 1,040,900 Tokai Corp............................................. 7,200 177,489 TOKAI Holdings Corp.................................... 18,000 73,272 364 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Tokai Lease Co., Ltd................................... 40,000 $ 83,705 Tokai Rika Co., Ltd.................................... 74,800 938,750 Tokai Rubber Industries, Ltd........................... 53,500 473,951 Tokai Tokyo Financial Holdings, Inc.................... 304,000 1,095,278 #Token Corp............................................. 12,370 543,167 Tokio Marine Holdings, Inc............................. 252,712 6,689,320 #Tokio Marine Holdings, Inc. ADR........................ 63,004 1,677,797 #*Toko, Inc............................................. 149,000 341,703 Tokushu Tokai Paper Co., Ltd........................... 125,380 309,252 #Tokuyama Corp.......................................... 464,000 890,303 Tokyo Broadcasting System, Inc......................... 52,400 509,526 #Tokyo Derica Co., Ltd.................................. 3,000 46,967 #*Tokyo Dome Corp........................................ 242,000 815,936 *Tokyo Electric Power Co., Inc.......................... 270,612 441,763 Tokyo Electron Device, Ltd............................. 103 173,874 Tokyo Electron, Ltd.................................... 24,800 1,116,753 Tokyo Energy & Systems, Inc............................ 44,000 191,632 Tokyo Gas Co., Ltd..................................... 228,000 1,208,155 Tokyo Kaikan Co., Ltd.................................. 2,000 7,360 Tokyo Keiki, Inc....................................... 114,000 180,329 *Tokyo Kikai Seisakusho, Ltd............................ 73,000 35,636 Tokyo Rakutenchi Co., Ltd.............................. 30,000 112,465 #Tokyo Rope Manufacturing Co., Ltd...................... 218,000 240,650 Tokyo Sangyo Co., Ltd.................................. 24,500 77,951 Tokyo Seimitsu Co., Ltd................................ 49,700 750,952 Tokyo Steel Manufacturing Co., Ltd..................... 191,300 614,613 *Tokyo Tatemono Co., Ltd................................ 608,000 2,502,346 Tokyo Tekko Co., Ltd................................... 44,000 151,660 #Tokyo Theatres Co., Inc................................ 103,000 131,601 Tokyo Tomin Bank, Ltd.................................. 48,000 413,200 #Tokyotokeiba Co., Ltd.................................. 204,000 304,226 Tokyu Community Corp................................... 9,900 355,183 Tokyu Construction Co., Ltd............................ 94,000 171,864 Tokyu Corp............................................. 221,000 1,124,159 Tokyu Land Corp........................................ 559,000 3,138,183 Tokyu Livable, Inc..................................... 17,300 225,270 Tokyu Recreation Co., Ltd.............................. 22,819 131,383 Toli Corp.............................................. 61,000 125,258 Tomato Bank, Ltd....................................... 122,000 215,667 Tomen Devices Corp..................................... 3,000 64,603 Tomen Electronics Corp................................. 15,600 197,941 #Tomoe Corp............................................. 36,800 120,380 Tomoe Engineering Co., Ltd............................. 7,100 119,805 TOMOEGAWA Co., Ltd..................................... 17,000 30,458 Tomoku Co., Ltd........................................ 103,000 282,358 TOMONY Holdings, Inc................................... 183,600 770,558 #Tomy Co., Ltd.......................................... 79,500 438,690 Tonami Holdings Co., Ltd............................... 88,000 195,230 TonenGeneral Sekiyu K.K................................ 65,000 589,883 Topcon Corp............................................ 57,900 274,705 Toppan Forms Co., Ltd.................................. 70,800 666,949 Toppan Printing Co., Ltd............................... 503,000 2,907,173 Topre Corp............................................. 54,000 466,276 #Topy Industries, Ltd................................... 259,000 503,074 Toray Industries, Inc.................................. 230,000 1,342,549 Toridoll.corp.......................................... 18,600 280,299 Torigoe Co., Ltd. (The)................................ 12,500 97,626 Torishima Pump Manufacturing Co., Ltd.................. 25,400 177,509 Tose Co., Ltd.......................................... 3,800 23,785 Tosei Corp............................................. 249 93,276 Toshiba Corp........................................... 420,000 1,560,590 365 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Toshiba Machine Co., Ltd.............................. 184,000 $ 798,156 Toshiba Plant Systems & Services Corp................. 42,000 568,263 Toshiba TEC Corp...................................... 186,000 869,230 Tosho Printing Co., Ltd............................... 75,000 117,543 Tosoh Corp............................................ 745,000 1,458,427 Totetsu Kogyo Co., Ltd................................ 37,000 423,818 TOTO, Ltd............................................. 155,000 1,161,646 Tottori Bank, Ltd..................................... 69,000 141,827 Touei Housing Corp.................................... 24,200 257,601 Toukei Computer Co., Ltd.............................. 3,200 45,232 Tow Co., Ltd.......................................... 5,700 37,065 Towa Bank, Ltd........................................ 414,000 409,462 Towa Corp............................................. 21,100 118,514 Towa Pharmaceutical Co., Ltd.......................... 8,600 546,465 #Toyo Construction Co., Ltd............................ 54,400 165,835 #Toyo Corp............................................. 36,600 418,455 Toyo Electric Manufacturing Co., Ltd.................. 34,000 93,174 Toyo Engineering Corp................................. 135,000 558,778 Toyo Ink SC Holdings Co., Ltd......................... 258,000 950,642 Toyo Kanetsu K.K...................................... 214,000 415,905 Toyo Kohan Co., Ltd................................... 63,000 157,210 Toyo Securities Co., Ltd.............................. 94,000 161,897 Toyo Seikan Kaisha, Ltd............................... 221,800 2,358,028 Toyo Sugar Refining Co., Ltd.......................... 29,000 30,909 Toyo Suisan Kaisha, Ltd............................... 43,000 1,071,547 Toyo Tanso Co., Ltd................................... 12,000 227,656 Toyo Tire & Rubber Co., Ltd........................... 310,000 753,158 Toyo Wharf & Warehouse Co., Ltd....................... 64,000 101,232 Toyobo Co., Ltd....................................... 1,334,000 1,470,155 Toyoda Gosei Co., Ltd................................. 82,400 1,622,712 #Toyota Boshoku Corp................................... 81,000 768,031 Toyota Motor Corp..................................... 150,786 5,813,880 #Toyota Motor Corp. Sponsored ADR...................... 360,892 27,958,303 Toyota Tsusho Corp.................................... 172,025 3,757,501 TPR Co., Ltd.......................................... 28,100 314,593 Transcosmos, Inc...................................... 31,100 346,402 Trend Micro, Inc...................................... 9,800 274,715 Trend Micro, Inc. Sponsored ADR....................... 3,540 99,120 Trinity Industrial Corp............................... 3,000 9,495 Trusco Nakayama Corp.................................. 27,961 504,103 TS Tech Co., Ltd...................................... 59,200 1,008,373 TSI Holdings Co., Ltd................................. 124,190 757,923 Tsubakimoto Chain Co.................................. 161,000 788,738 Tsubakimoto Kogyo Co., Ltd............................ 24,000 69,496 #*Tsudakoma Corp........................................ 105,000 134,142 #Tsugami Corp.......................................... 61,000 380,555 Tsukishima Kikai Co., Ltd............................. 36,000 304,598 Tsukuba Bank, Ltd. (The).............................. 115,400 370,176 Tsumura & Co.......................................... 27,000 863,422 *Tsuruha Holdings, Inc................................. 9,200 697,364 Tsurumi Manufacturing Co., Ltd........................ 28,000 210,444 TV Tokyo Holdings Corp................................ 5,900 66,308 TYK Corp.............................................. 34,000 64,765 *Ube Industries, Ltd................................... 1,223,000 2,793,292 #Ube Material Industries, Ltd.......................... 100,000 272,916 Uchida Yoko Co., Ltd.................................. 87,000 236,530 UKC Holdings Corp..................................... 9,400 175,460 #*Ulvac, Inc............................................ 61,500 389,354 Unicharm Corp......................................... 11,700 633,028 #Union Tool Co......................................... 16,600 251,352 Unipres Corp.......................................... 31,800 733,092 366 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) #United Arrows, Ltd....................................... 4,300 $ 110,175 *Unitika, Ltd............................................. 668,000 334,574 #*Universal Entertainment Corp............................. 17,400 374,016 UNY Co., Ltd............................................. 312,200 2,221,656 U-Shin, Ltd.............................................. 51,500 220,852 Ushio, Inc............................................... 137,300 1,448,669 USS Co., Ltd............................................. 5,020 527,814 Utoc Corp................................................ 18,700 54,576 #V Technology Co., Ltd.................................... 15 26,813 Valor Co., Ltd........................................... 39,900 682,316 *Village Vanguard Co., Ltd................................ 1 992 Vital KSK Holdings, Inc.................................. 48,185 488,025 VT Holdings Co., Ltd..................................... 8,200 58,212 Wacoal Corp.............................................. 158,000 1,777,632 Wacom Co., Ltd........................................... 146 424,082 #*Wakachiku Construction Co., Ltd.......................... 118,000 104,995 *Wakamoto Pharmaceutical Co., Ltd......................... 7,000 18,618 *Wakita & Co., Ltd........................................ 3,000 21,163 Warabeya Nichiyo Co., Ltd................................ 14,200 289,960 Watabe Wedding Corp...................................... 9,200 74,947 #WATAMI Co., Ltd.......................................... 8,100 181,179 Welcia Holdings Co., Ltd................................. 300 11,025 West Japan Railway Co.................................... 31,500 1,375,218 Wood One Co., Ltd........................................ 40,000 112,720 Xebio Co., Ltd........................................... 34,800 680,954 Y. A. C. Co., Ltd........................................ 13,500 81,671 Yachiyo Bank, Ltd. (The)................................. 20,700 369,575 Yahagi Construction Co., Ltd............................. 27,000 115,018 Yahoo Japan Corp......................................... 918 315,927 Yaizu Suisankagaku Industry Co., Ltd..................... 9,800 90,451 #Yakult Honsha Co., Ltd................................... 21,400 996,960 Yamabiko Corp............................................ 9,135 117,633 #*Yamada Denki Co., Ltd.................................... 76,680 3,326,505 Yamagata Bank, Ltd....................................... 185,000 815,870 Yamaguchi Financial Group, Inc........................... 301,000 2,493,907 Yamaha Corp.............................................. 229,600 2,063,273 Yamaha Motor Co., Ltd.................................... 269,800 2,576,079 *Yamaichi Electronics Co., Ltd............................ 24,100 39,023 Yamanashi Chuo Bank, Ltd................................. 202,000 817,589 #*Yamatane Corp............................................ 160,000 208,325 Yamato Corp.............................................. 26,000 86,968 Yamato Holdings Co., Ltd................................. 203,000 3,092,434 #Yamato Kogyo Co., Ltd.................................... 50,500 1,418,511 Yamaya Corp.............................................. 4,210 60,485 Yamazaki Baking Co., Ltd................................. 114,000 1,370,152 Yamazen Co., Ltd......................................... 52,800 325,488 Yaoko Co., Ltd........................................... 5,400 220,581 Yaskawa Electric Corp.................................... 128,000 917,373 Yasuda Warehouse Co., Ltd. (The)......................... 16,300 107,068 Yellow Hat, Ltd.......................................... 26,500 355,626 Yodogawa Steel Works, Ltd................................ 161,000 518,506 Yokogawa Bridge Holdings Corp............................ 36,000 261,982 Yokogawa Electric Corp................................... 184,100 2,095,651 Yokohama Reito Co., Ltd.................................. 72,000 488,985 Yokohama Rubber Co., Ltd................................. 264,000 1,855,652 Yokowo Co., Ltd.......................................... 22,200 107,480 Yomeishu Seizo Co., Ltd.................................. 2,000 17,652 Yomiuri Land Co., Ltd.................................... 19,000 59,954 Yondenko Corp............................................ 23,000 83,323 Yonekyu Corp............................................. 27,500 223,410 Yonex Co., Ltd........................................... 9,400 54,086 367 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------------- JAPAN -- (Continued) Yorozu Corp........................................ 24,500 $ 363,558 Yoshinoya Holdings Co., Ltd........................ 427 541,530 Yuasa Funashoku Co., Ltd........................... 6,000 13,977 Yuasa Trading Co., Ltd............................. 298,000 493,257 Yuken Kogyo Co., Ltd............................... 80,000 137,376 *Yuki Gosei Kogyo Co., Ltd.......................... 11,000 29,776 Yukiguni Maitake Co., Ltd.......................... 7,200 23,543 Yurtec Corp........................................ 71,000 237,822 Yusen Logistics Co., Ltd........................... 24,000 203,286 #Yushin Precision Equipment Co., Ltd................ 8,200 143,819 Yushiro Chemical Industry Co., Ltd................. 12,100 116,050 Yutaka Foods Corp.................................. 4,000 76,048 *Zappallas, Inc..................................... 42 37,476 Zenrin Co., Ltd.................................... 26,100 319,742 #Zensho Co., Ltd.................................... 27,700 336,895 Zeon Corp.......................................... 186,000 1,341,550 ZERIA Pharmaceutical Co., Ltd...................... 11,000 175,695 -------------- TOTAL JAPAN........................................... 1,224,779,574 -------------- NETHERLANDS -- (2.3%) Aalberts Industries NV............................. 133,405 2,424,919 #Accell Group NV.................................... 17,416 287,247 Aegon NV........................................... 1,438,756 8,046,422 Aegon NV ADR....................................... 104,299 581,988 Akzo Nobel NV...................................... 189,478 10,312,876 Akzo Nobel NV Sponsored ADR........................ 82,551 1,493,348 #*AMG Advanced Metallurgical Group NV................ 57,552 451,139 *Amsterdam Commodities NV........................... 14,471 260,878 APERAM NV.......................................... 88,873 1,288,831 Arcadis NV......................................... 59,333 1,267,549 ArcelorMittal NV................................... 323,276 4,779,451 #ArcelorMittal NV ADR............................... 129,000 1,905,330 #ASM International NV............................... 60,941 1,929,554 ASML Holding NV.................................... 75,600 4,155,880 #ASML Holding NV ADR................................ 53,231 2,926,108 BE Semiconductor Industries NV..................... 125,462 846,392 Beter Bed Holding NV............................... 9,083 167,848 #BinckBank NV....................................... 78,675 630,691 #Brunel International NV............................ 9,245 445,769 *Crown Van Gelder NV................................ 954 6,113 CSM NV............................................. 109,316 2,232,869 *DE Master Blenders 1753 NV......................... 389,278 4,774,554 Delta Lloyd NV..................................... 156,977 2,610,596 Exact Holding NV................................... 9,797 219,847 Fugro NV........................................... 62,727 4,244,940 #*Grontmij NV........................................ 46,495 175,088 #Heijmans NV........................................ 24,739 209,864 Heineken NV........................................ 68,912 4,252,730 Hunter Douglas NV.................................. 1,170 43,331 ICT Automatisering NV.............................. 1,864 7,811 *ING Groep NV....................................... 253,899 2,259,215 *ING Groep NV Sponsored ADR......................... 1,565,969 13,874,485 *Kardan NV.......................................... 36,083 37,401 KAS Bank NV........................................ 6,729 67,514 Kendrion NV........................................ 11,258 227,351 Koninklijke Ahold NV............................... 640,036 8,150,529 Koninklijke Ahold NV ADR........................... 21,680 276,420 #Koninklijke Bam Groep NV........................... 443,169 1,649,602 Koninklijke Boskalis Westminster NV................ 88,284 3,367,189 Koninklijke DSM NV................................. 138,070 7,100,063 Koninklijke KPN NV................................. 180,607 1,138,477 368 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ NETHERLANDS -- (Continued) Koninklijke Philips Electronics NV................... 589,853 $ 14,773,412 Koninklijke Ten Cate NV.............................. 44,681 990,490 Koninklijke Vopak NV................................. 67,310 4,686,114 #Koninklijke Wessanen NV.............................. 108,881 307,785 *LBi International NV................................. 133,307 493,581 Macintosh Retail Group NV............................ 49,262 556,059 Mediq NV............................................. 80,813 1,311,658 Nederlandsche Apparatenfabriek NV.................... 2,154 79,729 Nutreco NV........................................... 59,028 4,421,527 *Ordina NV............................................ 64,223 84,965 Philips Electronics NV ADR........................... 317,162 7,954,423 *PostNL NV............................................ 497,624 1,963,765 Randstad Holdings NV................................. 165,873 5,423,258 Reed Elsevier NV..................................... 10,726 143,980 Reed Elsevier NV ADR................................. 45,688 1,225,809 Royal Imtech NV...................................... 96,672 2,430,082 *SBM Offshore NV...................................... 198,036 2,592,446 Sligro Food Group NV................................. 14,457 393,526 #*SNS Reaal Groep NV................................... 262,485 386,488 Telegraaf Media Groep NV............................. 21,617 200,708 #TKH Group NV......................................... 45,295 1,036,268 TNT Express NV....................................... 329,944 3,476,703 #*TomTom NV............................................ 196,116 979,340 Unilever NV.......................................... 181,970 6,688,204 Unit4 NV............................................. 31,366 861,452 USG People NV........................................ 134,645 945,729 Wolters Kluwer NV.................................... 201,290 3,894,371 *Xeikon NV............................................ 20,168 78,487 ------------ TOTAL NETHERLANDS....................................... 169,508,568 ------------ NEW ZEALAND -- (0.3%) *Abano Healthcare Group, Ltd.......................... 13,023 61,616 Air New Zealand, Ltd................................. 334,025 340,270 Auckland International Airport, Ltd.................. 1,334,690 2,944,139 Chorus, Ltd.......................................... 102,637 285,117 Chorus, Ltd. ADR..................................... 10,487 144,091 Contact Energy, Ltd.................................. 406,364 1,850,436 Ebos Group, Ltd...................................... 14,412 97,245 *Fisher & Paykel Appliances Holdings, Ltd............. 651,000 682,838 #Fisher & Paykel Healthcare Corp., Ltd................ 309,228 597,421 Fletcher Building, Ltd. (6341606).................... 461,535 2,669,497 #Fletcher Building, Ltd. (6341617).................... 96,641 559,309 Freightways, Ltd..................................... 76,533 269,324 Hallenstein Glasson Holdings, Ltd.................... 16,145 65,965 *Heartland New Zealand, Ltd........................... 12,825 7,270 Infratil, Ltd........................................ 421,865 783,992 #Mainfreight, Ltd..................................... 46,753 409,251 Michael Hill International, Ltd...................... 72,300 70,708 New Zealand Oil & Gas, Ltd........................... 416,158 295,669 New Zealand Refining Co., Ltd........................ 66,827 154,998 #Nuplex Industries, Ltd............................... 231,172 573,669 NZX, Ltd............................................. 64,802 66,527 *Pike River Coal, Ltd................................. 224,242 -- Port of Tauranga, Ltd................................ 74,568 793,599 #*Pumpkin Patch, Ltd................................... 37,217 38,253 *Pyne Gould Guinness, Ltd............................. 114,334 31,895 *Rakon, Ltd........................................... 89,357 30,880 #Restaurant Brands New Zealand, Ltd................... 156,910 329,043 *Rubicon, Ltd......................................... 64,229 14,722 #Ryman Healthcare, Ltd................................ 182,388 607,090 Sanford, Ltd......................................... 31,342 112,123 369 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- NEW ZEALAND -- (Continued) Skellerup Holdings, Ltd............................... 20,500 $ 28,128 Sky Network Television, Ltd........................... 116,433 514,228 SKYCITY Entertainment Group, Ltd...................... 316,082 1,008,140 #Steel & Tube Holdings, Ltd............................ 25,952 46,267 Telecom Corp. of New Zealand, Ltd..................... 121,529 240,248 Tourism Holdings, Ltd................................. 23,932 14,151 Tower, Ltd............................................ 288,016 456,936 #TrustPower, Ltd....................................... 76,522 537,276 Vector, Ltd........................................... 237,606 531,091 Warehouse Group, Ltd.................................. 39,107 101,239 ----------- TOTAL NEW ZEALAND........................................ 18,364,661 ----------- NORWAY -- (1.1%) ABG Sundal Collier Holding ASA........................ 278,016 198,379 #*Agasti Holding ASA.................................... 49,859 13,030 Aker ASA Series A..................................... 39,331 1,388,752 Aker Solutions ASA.................................... 70,474 1,388,790 *Algeta ASA............................................ 12,126 326,141 #*Archer, Ltd........................................... 157,036 207,560 Atea ASA.............................................. 99,898 1,058,271 Austevoll Seafood ASA................................. 131,384 621,872 Bonheur ASA........................................... 15,590 334,036 BW Offshore, Ltd...................................... 622,041 365,939 *BWG Homes ASA......................................... 87,851 179,659 Cermaq ASA............................................ 80,100 1,096,138 *Clavis Pharma ASA..................................... 11,866 140,882 Copeinca ASA.......................................... 25,236 195,694 *Deep Sea Supply P.L.C................................. 163,381 249,157 *Det Norske Oljeselskap ASA............................ 41,571 640,428 DNB ASA............................................... 476,692 5,959,418 *DNO International ASA................................. 528,000 922,945 *Dockwise, Ltd......................................... 23,693 379,052 #*DOF ASA............................................... 67,964 280,459 Ekornes ASA........................................... 19,892 304,204 *Electromagnetic GeoServices ASA....................... 67,978 148,071 *Eltek ASA............................................. 311,072 207,432 EVRY ASA.............................................. 62,231 91,484 Farstad Shipping ASA.................................. 7,858 168,179 Fred Olsen Energy ASA................................. 21,597 1,011,347 #*Frontline, Ltd........................................ 72,376 226,932 Ganger Rolf ASA....................................... 31,855 669,236 *Gjensidige Forsikring ASA............................. 129,716 1,894,128 Golar LNG, Ltd........................................ 19,800 772,794 *Golden Ocean Group, Ltd............................... 467,017 353,314 #*Grieg Seafood ASA..................................... 35,932 63,449 *Havila Shipping ASA................................... 2,400 12,991 *Hoegh LNG Holdings, Ltd............................... 135 993 *Hurtigruten ASA....................................... 296,272 157,026 *Itera ASA............................................. 33,753 11,742 #*Kongsberg Automotive Holding ASA...................... 755,960 227,915 Kongsberg Gruppen ASA................................. 25,456 491,731 Kvaerner ASA.......................................... 231,364 587,221 Leroey Seafood Group ASA.............................. 26,755 551,386 *Marine Harvest ASA.................................... 3,933,375 3,086,203 #*Nordic Semiconductor ASA.............................. 292,631 843,938 #*Norse Energy Corp. ASA................................ 51,804 12,520 Norsk Hydro ASA....................................... 796,944 3,587,863 Norsk Hydro ASA Sponsored ADR......................... 50,900 219,888 #*Norske Skogindustrier ASA Series A.................... 229,481 192,336 Northern Offshore, Ltd................................ 34,847 63,435 *Northland Resources SA................................ 20,848 15,864 370 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- NORWAY -- (Continued) *Norwegian Air Shuttle ASA............................ 39,667 $ 857,396 #*Norwegian Energy Co. ASA............................. 358,180 228,627 Odfjell ASA Series A................................. 41,255 131,419 Olav Thon Eiendomsselskap ASA........................ 547 84,296 Opera Software ASA................................... 36,784 202,455 Orkla ASA............................................ 668,541 5,295,931 #*Panoro Energy ASA.................................... 19,616 13,538 Petroleum Geo-Services ASA........................... 183,982 3,179,121 *Photocure ASA........................................ 4,035 26,054 *Pronova BioPharma ASA................................ 197,913 391,572 Prosafe ASA.......................................... 86,522 719,547 *Q-Free ASA........................................... 66,600 187,010 #*Renewable Energy Corp. ASA........................... 608,431 106,608 *Salmar ASA........................................... 2,645 16,517 *Scana Industrier ASA................................. 159,719 35,005 Schibsted ASA........................................ 29,874 1,118,041 #Seadrill, Ltd........................................ 75,524 3,060,253 #*Sevan Marine ASA..................................... 34,748 91,718 *Siem Offshore, Inc. ASA.............................. 222,158 300,539 Solstad Offshore ASA................................. 6,600 97,868 #*Songa Offshore SE.................................... 241,652 296,473 SpareBank 1 SMN...................................... 137,174 888,796 Statoil ASA.......................................... 20,995 517,085 #Statoil ASA Sponsored ADR............................ 336,282 8,255,723 Stolt-Nielsen, Ltd................................... 20,618 378,004 *Storebrand ASA....................................... 451,865 2,273,950 Subsea 7 SA.......................................... 235,510 5,162,863 Telenor ASA.......................................... 203,297 3,998,470 TGS Nopec Geophysical Co. ASA........................ 61,997 2,106,479 Tomra Systems ASA.................................... 154,030 1,265,396 TTS Marine ASA....................................... 11,319 18,730 Veidekke ASA......................................... 50,500 420,502 *Veripos, Inc......................................... 21,707 62,725 *Wilh Wilhelmsen ASA.................................. 5,489 39,160 Wilh Wilhelmsen Holding ASA.......................... 20,167 453,484 Yara International ASA............................... 111,067 5,234,466 ----------- TOTAL NORWAY............................................ 79,436,045 ----------- PORTUGAL -- (0.3%) Altri SGPS SA........................................ 157,788 278,208 #*Banco BPI SA......................................... 576,897 643,426 #*Banco Comercial Portugues SA......................... 11,619,441 1,056,596 *Banco Espirito Santo SA.............................. 1,936,866 1,885,039 #*Banif SGPS SA........................................ 119,371 22,278 Cimpor Cimentos de Portugal SA....................... 191,945 857,506 Corticeira Amorim SGPS SA............................ 169,781 310,078 *EDP Renovaveis SA.................................... 306,463 1,459,702 Energias de Portugal SA.............................. 550,282 1,495,728 #Energias de Portugal SA Sponsored ADR................ 7,202 196,831 Galp Energia SGPS SA................................. 104,991 1,680,676 *Impresa SGPS SA...................................... 49,602 20,534 *INAPA - Investimentos Participacoes e Gestao SA...... 66,000 11,148 Jeronimo Martins SGPS SA............................. 70,274 1,230,215 *Martifer SGPS SA..................................... 12,849 10,021 Mota-Engil SGPS SA................................... 164,830 279,098 Novabase SGPS SA..................................... 12,258 32,864 Portucel-Empresa Produtora de Pasta de Papel SA...... 317,577 885,619 Portugal Telecom SA.................................. 976,016 4,908,180 REN - Redes Energeticas Nacionais SGPS SA............ 201,721 520,423 *SAG GEST - Solucoes Automovel Globais SGPS SA........ 13,935 7,052 Sociedade de Investimento e Gestao SGPS SA........... 103,153 730,030 371 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- PORTUGAL -- (Continued) *Sonae Capital SGPS SA................................. 40,593 $ 7,850 #*Sonae Industria SGPS SA............................... 132,969 90,318 #Sonae SGPS SA......................................... 1,474,631 1,094,676 Sonaecom SGPS SA...................................... 274,515 498,801 *Teixeira Duarte SA.................................... 158,418 53,379 Zon Multimedia Servicos de Telecomunicacoes e Multimedia SGPS SA.................................. 155,616 493,711 ----------- TOTAL PORTUGAL........................................... 20,759,987 ----------- SINGAPORE -- (1.6%) *Abterra, Ltd.......................................... 189,000 131,963 Amtek Engineering, Ltd................................ 115,000 56,366 Armstrong Industrial Corp., Ltd....................... 390,000 84,457 Asia Pacific Breweries, Ltd........................... 14,000 603,728 *Asiatravel.com Holdings, Ltd.......................... 36,000 8,831 ASL Marine Holdings, Ltd.............................. 282,800 154,136 *AusGroup, Ltd......................................... 766,939 290,043 Baker Technology, Ltd................................. 259,000 67,316 *Banyan Tree Holdings, Ltd............................. 409,000 223,922 Beng Kuang Marine, Ltd................................ 336,000 31,763 #BH Global Marine, Ltd................................. 203,000 31,276 *Biosensors International Group, Ltd................... 1,183,901 1,049,049 Bonvests Holdings, Ltd................................ 51,600 43,946 Boustead Singapore, Ltd............................... 271,000 210,982 Breadtalk Group, Ltd.................................. 80,000 39,291 Broadway Industrial Group, Ltd........................ 520,000 121,200 Bukit Sembawang Estates, Ltd.......................... 121,000 532,956 *Bund Center Investment, Ltd........................... 1,264,000 181,222 CapitaLand, Ltd....................................... 2,030,500 5,407,524 Cerebos Pacific, Ltd.................................. 79,000 426,850 CH Offshore, Ltd...................................... 330,000 140,555 *China Auto Corp., Ltd................................. 22,000 368 China Aviation Oil Singapore Corp., Ltd............... 234,000 185,553 *China Energy, Ltd..................................... 252,000 10,865 #China Merchants Holdings Pacific, Ltd................. 148,000 87,454 Chip Eng Seng Corp., Ltd.............................. 696,000 264,398 City Developments, Ltd................................ 442,000 4,126,953 ComfortDelGro Corp., Ltd.............................. 1,042,169 1,441,176 #*Cosco Corp Singapore, Ltd............................. 1,210,000 868,594 Creative Technology, Ltd.............................. 2,120 5,435 *CSC Holdings, Ltd..................................... 396,000 35,191 CSE Global, Ltd....................................... 488,000 345,392 CWT, Ltd.............................................. 228,000 232,902 DBS Group Holdings, Ltd............................... 832,301 9,451,968 *Delong Holdings, Ltd.................................. 175,200 39,872 #*Dyna-Mac Holdings, Ltd................................ 77,000 28,320 Enviro-Hub Holdings, Ltd.............................. 129,000 10,540 Eu Yan Sang International, Ltd........................ 38,400 19,178 *euNetworks Group, Ltd................................. 2,069,000 22,801 #Ezion Holdings, Ltd................................... 707,000 746,245 #*Ezra Holdings, Ltd.................................... 1,134,000 1,031,721 F.J. Benjamin Holdings, Ltd........................... 567,000 150,749 *Falcon Energy Group, Ltd.............................. 428,000 83,570 First Resources, Ltd.................................. 525,000 880,346 Food Empire Holdings, Ltd............................. 144,800 57,279 Fragrance Group, Ltd.................................. 1,386,000 300,023 Fraser & Neave, Ltd................................... 779,000 5,836,361 Freight Links Express Holdings, Ltd................... 573,804 30,994 *Gallant Venture, Ltd.................................. 772,000 173,104 #Genting Singapore P.L.C............................... 807,000 876,630 Global Yellow Pages, Ltd.............................. 29,000 2,068 GMG Global, Ltd....................................... 4,312,000 443,994 372 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- SINGAPORE -- (Continued) Golden Agri-Resources, Ltd............................. 6,253,569 $3,193,924 Goodpack, Ltd.......................................... 220,000 349,205 GP Batteries International, Ltd........................ 50,000 38,965 GP Industries, Ltd..................................... 174,000 54,682 Great Eastern Holdings, Ltd............................ 8,000 105,544 GuocoLand, Ltd......................................... 417,221 739,864 #GuocoLeisure, Ltd...................................... 467,000 236,818 Guthrie GTS, Ltd....................................... 194,000 96,705 *Healthway Medical Corp., Ltd........................... 1,575,133 104,475 Hiap Seng Engineering, Ltd............................. 120,000 29,098 Hi-P International, Ltd................................ 525,000 308,229 Ho Bee Investment, Ltd................................. 328,000 395,481 *Hong Fok Corp., Ltd.................................... 394,080 162,425 Hong Leong Asia, Ltd................................... 189,000 260,747 Hongkong Land Holdings, Ltd............................ 146,000 923,125 Hotel Grand Central, Ltd............................... 126,971 93,910 Hotel Properties, Ltd.................................. 320,000 690,869 Hour Glass, Ltd........................................ 50,000 69,152 HTL International Holdings, Ltd........................ 328,000 91,878 *Huan Hsin Holdings, Ltd................................ 67,000 2,649 HupSteel, Ltd.......................................... 145,000 23,555 Hwa Hong Corp., Ltd.................................... 280,000 82,987 #Hyflux, Ltd............................................ 672,000 740,818 #*Indofood Agri Resources, Ltd........................... 712,000 732,612 *Informatics Education, Ltd............................. 701,000 46,335 InnoTek, Ltd........................................... 87,000 23,105 Jardine Cycle & Carriage, Ltd.......................... 15,838 637,238 *Jaya Holdings, Ltd..................................... 343,000 155,710 *JES International Holdings, Ltd........................ 172,000 20,572 *Jiutian Chemical Group, Ltd............................ 673,000 26,300 *Jurong Technologies Industrial Corp., Ltd.............. 213,200 -- K1 Ventures, Ltd....................................... 749,000 76,683 Keppel Corp., Ltd...................................... 301,200 2,620,583 Keppel Land, Ltd....................................... 970,000 2,686,899 Keppel Telecommunications & Transportation, Ltd........ 102,000 107,668 K-Green Trust, Ltd..................................... 58,400 48,372 Koh Brothers Group, Ltd................................ 161,000 30,357 LC Development, Ltd.................................... 719,400 93,080 Lee Kim Tah Holdings, Ltd.............................. 60,000 36,826 *Li Heng Chemical Fibre Technologies, Ltd............... 1,245,000 144,575 *Lian Beng Group, Ltd................................... 456,000 145,232 #*LionGold Corp., Ltd.................................... 222,000 193,763 Lum Chang Holdings, Ltd................................ 123,000 32,702 M1, Ltd................................................ 150,000 320,682 *Manhattan Resources, Ltd............................... 178,000 71,356 Marco Polo Marine, Ltd................................. 166,000 45,594 Memtech International, Ltd............................. 310,000 19,213 Mercator Lines Singapore, Ltd.......................... 12,000 1,141 *Mewah International, Inc............................... 11,000 3,910 #Midas Holdings, Ltd.................................... 1,706,000 563,252 Nam Cheong, Ltd........................................ 75,000 14,708 #*Neptune Orient Lines, Ltd.............................. 1,543,000 1,460,383 Nera Telecommunications, Ltd........................... 105,000 44,729 *Noble Group, Ltd....................................... 3,435,000 3,667,640 NSL, Ltd............................................... 75,000 87,253 *Oceanus Group, Ltd..................................... 1,478,000 37,357 OKP Holdings, Ltd...................................... 14,000 5,786 #*Olam International, Ltd................................ 2,096,809 3,368,322 Orchard Parade Holdings, Ltd........................... 285,859 595,616 OSIM International, Ltd................................ 243,000 322,709 #*Otto Marine, Ltd....................................... 1,213,500 83,372 373 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- SINGAPORE -- (Continued) Oversea-Chinese Banking Corp., Ltd..................... 1,036,084 $7,700,557 #Overseas Union Enterprise, Ltd......................... 595,000 1,290,061 Pan Pacific Hotels Group, Ltd.......................... 390,500 724,454 Pan-United Corp., Ltd.................................. 100,000 55,537 Petra Foods, Ltd....................................... 118,000 253,027 Popular Holdings, Ltd.................................. 429,000 87,718 QAF, Ltd............................................... 305,769 198,883 #Raffles Education Corp., Ltd........................... 924,667 249,425 #Raffles Medical Group, Ltd............................. 114,365 229,135 Rotary Engineering, Ltd................................ 258,000 88,570 *S i2i, Ltd............................................. 4,170,000 81,908 San Teh, Ltd........................................... 140,400 33,975 *Sapphire Corp., Ltd.................................... 460,000 44,183 SATS, Ltd.............................................. 681,392 1,553,588 SBS Transit, Ltd....................................... 54,000 64,794 #SC Global Developments, Ltd............................ 259,284 237,177 SembCorp Industries, Ltd............................... 576,000 2,556,322 #SembCorp Marine, Ltd................................... 179,800 690,649 SIA Engineering Co., Ltd............................... 70,000 240,821 Sim Lian Group, Ltd.................................... 176,242 118,017 #Sinarmas Land, Ltd..................................... 1,762,000 399,098 Singapore Airlines, Ltd................................ 472,400 4,094,089 Singapore Exchange, Ltd................................ 119,000 654,045 Singapore Land, Ltd.................................... 130,143 731,014 #Singapore Post, Ltd.................................... 776,216 724,982 Singapore Press Holdings, Ltd.......................... 363,000 1,200,252 Singapore Reinsurance Corp., Ltd....................... 55,000 10,730 Singapore Shipping Corp., Ltd.......................... 137,000 20,277 Singapore Technologies Engineering, Ltd................ 182,000 523,810 Singapore Telecommunications, Ltd...................... 1,758,350 4,631,520 SMRT Corp., Ltd........................................ 366,000 520,016 Stamford Land Corp., Ltd............................... 665,000 302,262 StarHub, Ltd........................................... 172,710 519,617 STX OSV Holdings, Ltd.................................. 487,000 608,069 Sunningdale Tech, Ltd.................................. 1,293,000 131,165 *Sunvic Chemical Holdings, Ltd.......................... 429,000 125,902 Super Group, Ltd....................................... 263,000 525,311 #*Swiber Holdings, Ltd................................... 665,000 315,184 Tat Hong Holdings, Ltd................................. 394,000 424,428 Technics Oil & Gas, Ltd................................ 69,000 58,425 Thakral Corp., Ltd..................................... 793,000 18,089 *Tiger Airways Holdings, Ltd............................ 300,500 182,647 Tiong Woon Corp. Holding, Ltd.......................... 258,750 59,255 #*Triyards Holdings, Ltd................................. 113,399 75,767 #Tuan Sing Holdings, Ltd................................ 869,586 216,127 #UMS Holdings, Ltd...................................... 481,000 159,022 #United Engineers, Ltd.................................. 214,652 433,616 #United Envirotech, Ltd................................. 255,000 76,019 United Industrial Corp., Ltd........................... 704,000 1,608,782 United Overseas Bank, Ltd.............................. 445,655 6,645,954 UOB-Kay Hian Holdings, Ltd............................. 427,000 561,118 UOL Group, Ltd......................................... 671,000 3,104,733 Venture Corp., Ltd..................................... 359,000 2,247,038 WBL Corp., Ltd......................................... 225,676 653,985 Wee Hur Holdings, Ltd.................................. 21,000 4,819 Wheelock Properties, Ltd............................... 334,347 496,045 *Wilmar International, Ltd.............................. 856,000 2,160,755 Wing Tai Holdings, Ltd................................. 548,124 775,634 Xpress Holdings, Ltd................................... 474,000 10,040 YHI International, Ltd................................. 96,000 25,723 374 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ SINGAPORE -- (Continued) Yongnam Holdings, Ltd............................... 1,118,000 $ 215,409 ------------ TOTAL SINGAPORE........................................ 117,743,734 ------------ SPAIN -- (2.0%) #Abengoa SA.......................................... 54,815 191,852 #*Abengoa SA Series B................................. 219,260 759,646 #Abertis Infraestructuras SA......................... 115,457 1,743,833 #Acciona SA.......................................... 38,141 2,344,370 #*Acerinox SA......................................... 125,300 1,307,904 ACS, Actividades de Construccion y Servicios, SA.... 107,350 2,294,125 *Adolfo Dominguez SA................................. 2,648 13,609 Adveo Group International SA........................ 5,347 78,707 *Almirall SA......................................... 92,595 829,162 Amadeus IT Holding SA............................... 50,105 1,241,212 *Amper SA............................................ 13,326 32,678 Antena 3 de Television SA........................... 80,233 322,008 *Azkoyen SA.......................................... 14,561 31,445 #Banco Bilbao Vizcaya Argentaria SA.................. 1,333,040 11,138,760 #Banco Bilbao Vizcaya Argentaria SA Sponsored ADR.... 907,421 7,531,594 #*Banco de Sabadell SA................................ 3,211,825 7,831,825 #Banco Espanol de Credito SA......................... 122,647 448,964 #Banco Popular Espanol SA............................ 1,612,452 2,521,512 Banco Santander SA.................................. 2,240,231 16,867,084 #Banco Santander SA Sponsored ADR.................... 2,229,277 16,630,406 #Bankinter SA........................................ 371,673 1,476,238 *Baron de Ley SA..................................... 2,832 160,003 #Bolsas y Mercados Espanoles SA...................... 33,088 714,942 #CaixaBank SA........................................ 707,984 2,688,795 #*Caja de Ahorros del Mediterraneo SA................. 21,176 -- *Campofrio Food Group SA............................. 29,034 212,774 #*Cementos Portland Valderrivas SA.................... 15,255 73,228 Cie Automotive SA................................... 36,670 254,312 *Codere SA........................................... 5,305 22,255 #Construcciones y Auxiliar de Ferrocarriles SA....... 3,241 1,543,066 *Corporacion Dermoestetica SA........................ 3,867 1,514 *Deoleo SA........................................... 336,229 143,927 Dinamia Capital Privado Sociedad de Capital Riesgo SA................................................ 4,887 33,071 Distribuidora Internacional de Alimentacion SA...... 97,686 591,794 *Dogi International Fabrics SA....................... 13,276 -- Duro Felguera SA.................................... 25,977 157,254 Ebro Foods SA....................................... 120,380 2,211,083 Elecnor SA.......................................... 6,947 82,578 #Enagas SA........................................... 147,502 2,934,184 Ence Energia y Celulosa SA.......................... 270,627 660,742 *Ercros SA........................................... 127,395 88,173 Faes Farma SA....................................... 101,841 176,468 Ferrovial SA........................................ 294,852 4,172,217 #*Fersa Energias Renovables SA........................ 63,001 30,245 Fluidra SA.......................................... 3,062 7,849 #Fomento de Construcciones y Contratas SA............ 60,565 793,472 #Gamesa Corp Tecnologica SA.......................... 239,411 489,116 Gas Natural SDG SA.................................. 229,272 3,562,107 #*Grifols SA.......................................... 73,864 2,565,343 #Grupo Catalana Occidente SA......................... 55,676 909,198 #*Grupo Ezentis SA.................................... 279,228 64,481 *Grupo Tavex SA...................................... 12,113 3,956 Iberdrola SA........................................ 1,947,207 10,084,453 Iberpapel Gestion SA................................ 4,081 69,799 #Indra Sistemas SA................................... 137,626 1,574,708 #Industria de Diseno Textil SA....................... 14,898 1,902,347 *Inmobiliaria Colonial SA............................ 1,392 2,719 375 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ SPAIN -- (Continued) *Jazztel P.L.C.......................................... 170,411 $ 1,129,641 *La Seda de Barcelona SA................................ 20,931 29,004 Laboratorios Farmaceuticos Rovi SA..................... 4,530 30,472 #Mapfre SA.............................................. 540,209 1,498,551 #Mediaset Espana Comunicacion SA........................ 230,686 1,241,618 #Melia Hotels International SA.......................... 64,073 476,794 Miquel y Costas & Miquel SA............................ 12,719 346,455 *Natra SA............................................... 10,905 14,912 *Natraceutical SA....................................... 79,151 14,675 #*NH Hoteles SA.......................................... 199,946 725,907 Obrascon Huarte Lain SA................................ 48,878 1,281,297 Papeles y Cartones de Europa SA........................ 57,971 139,361 Pescanova SA........................................... 23,300 432,521 Prim SA................................................ 5,102 31,482 #*Promotora de Informaciones SA Series A................. 321,996 140,380 Prosegur Cia de Seguridad SA........................... 93,430 509,741 *Realia Business SA..................................... 136,722 104,580 Red Electrica Corporacion SA........................... 71,175 3,339,498 Repsol SA.............................................. 12,226 245,017 Repsol SA Sponsored ADR................................ 266,253 5,351,685 #*Sacyr Vallehermoso SA.................................. 179,214 357,069 *Service Point Solutions SA............................. 97,117 17,691 *Sociedad Nacional Industrias Aplicaciones Celulosa Espanola SA........................................... 56,486 59,280 Solaria Energia y Medio Ambiente SA.................... 34,875 39,468 Tecnicas Reunidas SA................................... 12,520 616,708 Telecomunicaciones y Energia SA........................ 33,041 50,312 Telefonica SA.......................................... 280,030 3,696,040 #Telefonica SA Sponsored ADR............................ 229,616 3,017,154 *Tubacex SA............................................. 145,215 374,819 Tubos Reunidos SA...................................... 134,016 334,291 Vidrala SA............................................. 18,455 477,252 Viscofan SA............................................ 35,568 1,723,325 *Vocento SA............................................. 34,637 43,957 *Vueling Airlines SA.................................... 15,306 102,357 #Zardoya Otis SA........................................ 44,737 553,351 #*Zeltia SA.............................................. 121,802 208,829 ------------ TOTAL SPAIN............................................... 143,374,601 ------------ SWEDEN -- (2.8%) Aarhuskarlshamn AB..................................... 35,873 1,413,108 Acando AB.............................................. 79,449 187,808 *Active Biotech AB...................................... 19,439 178,822 AddTech AB Series B.................................... 3,065 76,415 AF AB Series B......................................... 43,631 969,155 Alfa Laval AB.......................................... 52,706 916,933 #*Alliance Oil Co., Ltd. SDR............................. 71,668 551,472 *Anoto Group AB......................................... 29,000 10,462 AQ Group AB............................................ 3,171 21,245 Assa Abloy AB Series B................................. 96,250 3,206,639 Atlas Copco AB Series A................................ 51,700 1,271,367 Atlas Copco AB Series B................................ 26,200 574,519 *Atrium Ljungberg AB Series B........................... 1,041 13,689 Avanza Bank Holding AB................................. 9,530 187,321 Axfood AB.............................................. 14,804 548,013 #Axis Communications AB................................. 21,808 509,743 B&B Tools AB Series B.................................. 27,345 187,748 BE Group AB............................................ 67,268 164,241 Beiger Electronics AB.................................. 1,035 7,872 Beijer Alma AB......................................... 9,137 153,885 *Betsson AB............................................. 17,185 469,559 Bilia AB Series A...................................... 34,511 443,026 376 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- SWEDEN -- (Continued) #Billerud AB.............................................. 151,798 $1,448,001 BioGaia AB Series B...................................... 7,411 191,592 *BioInvent International AB............................... 8,925 3,361 Biotage AB............................................... 44,000 53,196 *Bjorn Borg AB............................................ 20,904 110,252 Boliden AB............................................... 444,092 7,782,136 Bure Equity AB........................................... 123,011 426,599 Byggmax Group AB......................................... 32,603 150,139 Cantena AB............................................... 500 4,391 Castellum AB............................................. 144,901 1,942,278 *CDON Group AB............................................ 35,059 197,036 *Cision AB................................................ 4,601 36,076 Clas Ohlson AB Series B.................................. 56,986 728,369 *Cloetta AB............................................... 14,784 31,093 #Concentric AB............................................ 87,565 660,071 Concordia Maritime AB Series B........................... 30,791 46,560 #Connecta AB.............................................. 3,879 28,730 *CyberCom Group AB........................................ 79,025 14,665 Duni AB.................................................. 23,699 214,775 Electrolux AB Series B................................... 281,906 7,226,844 Elekta AB Series B....................................... 116,812 1,662,851 *Enea AB.................................................. 26,784 170,903 #*Eniro AB................................................. 190,637 268,704 Fabege AB................................................ 137,986 1,370,424 Fagerhult AB............................................. 2,628 64,978 *Fastighets AB Balder Series B............................ 64,093 351,486 G & L Beijer AB Series B................................. 6,430 99,996 Getinge AB Series B...................................... 130,558 4,017,552 Gunnebo AB............................................... 70,099 271,585 Hakon Invest AB.......................................... 70,705 1,215,044 #Haldex AB................................................ 83,489 364,812 Hennes & Mauritz AB Series B............................. 68,190 2,312,083 #Hexagon AB Series B...................................... 293,854 6,788,401 Hexpol AB................................................ 39,317 1,758,069 *HIQ International AB..................................... 70,654 322,509 Hoganas AB Series B...................................... 38,586 1,286,815 Holmen AB Series B....................................... 83,029 2,446,821 Hufvudstaden AB Series A................................. 70,229 891,998 Husqvarna AB Series A.................................... 103,856 602,255 #Husqvarna AB Series B.................................... 642,017 3,729,245 Industrial & Financial Systems AB Series B............... 24,670 380,061 Indutrade AB............................................. 5,100 143,066 Intrum Justitia AB....................................... 78,102 1,130,076 #JM AB.................................................... 118,006 2,125,648 #*KappAhl AB............................................... 37,565 27,112 Klovern AB............................................... 91,294 353,600 #KNOW IT AB............................................... 25,707 186,176 Kungsleden AB............................................ 118,148 577,903 Lagercrantz Group AB Series B............................ 23,710 212,273 Lammhults Design Group AB................................ 652 2,174 #Lindab International AB.................................. 94,616 710,152 Loomis AB Series B....................................... 99,260 1,364,031 *Lundin Petroleum AB...................................... 207,839 4,986,885 Meda AB Series A......................................... 347,284 3,557,936 *Medivir AB Series B...................................... 26,285 239,895 Mekonomen AB............................................. 8,287 232,372 #*Micronic Mydata AB....................................... 121,116 188,024 Millicom International Cellular SA SDR................... 13,799 1,191,328 #Modern Times Group AB Series B........................... 32,835 1,001,614 MQ Holding AB............................................ 1,705 4,836 NCC AB Series A.......................................... 5,086 94,109 377 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- SWEDEN -- (Continued) NCC AB Series B....................................... 123,017 $ 2,304,988 *Net Entertainment NE AB............................... 12,816 141,417 #*Net Insight AB Series B............................... 379,646 90,484 #New Wave Group AB Series B............................ 81,119 245,736 #NIBE Industrier AB Series B........................... 84,063 1,272,940 #*Nobia AB.............................................. 245,927 990,911 Nolato AB Series B.................................... 26,273 304,749 Nordea Bank AB........................................ 1,190,734 10,823,362 Nordnet AB Series B................................... 96,924 240,094 OEM International AB Series B......................... 9,300 90,241 *Orexo AB.............................................. 22,003 159,477 Oriflame Cosmetics SA SDR............................. 19,585 541,222 *PA Resources AB....................................... 751,131 51,150 Peab AB Series B...................................... 238,695 1,127,171 #Pricer AB Series B.................................... 116,562 154,695 ProAct IT Group AB.................................... 5,666 81,163 Proffice AB Series B.................................. 80,911 234,237 #Ratos AB Series B..................................... 219,954 1,888,538 *RaySearch Laboratories AB............................. 24,042 64,582 Readsoft AB Series B.................................. 7,000 20,686 *Rederi AB Transatlantic............................... 19,360 17,012 *Rezidor Hotel Group AB................................ 113,467 403,943 *RNB Retail & Brands AB................................ 91,304 26,804 Rottneros AB.......................................... 115,998 32,341 Saab AB Series B...................................... 73,968 1,407,228 Sagax AB.............................................. 362 9,567 Sandvik AB............................................ 121,573 1,689,319 #*SAS AB................................................ 170,610 166,119 Scania AB Series B.................................... 69,104 1,318,550 *Securitas AB Series B................................. 369,531 2,691,191 *Semcon AB............................................. 13,446 89,592 Sintercast AB......................................... 2,200 14,979 Skandinaviska Enskilda Banken AB Series A............. 1,265,750 10,502,929 Skandinaviska Enskilda Banken AB Series C............. 9,106 71,660 Skanska AB Series B................................... 501,564 7,857,029 SKF AB Series A....................................... 5,419 122,347 SKF AB Series B....................................... 102,675 2,317,146 Skistar AB............................................ 21,229 255,104 #SSAB AB Series A...................................... 230,411 1,650,611 SSAB AB Series B...................................... 132,477 819,304 Studsvik AB........................................... 3,369 12,982 Svenska Cellulosa AB Series A......................... 13,369 262,857 Svenska Cellulosa AB Series B......................... 528,401 10,301,815 Svenska Handelsbanken AB Series A..................... 238,451 8,182,970 #Svenska Handelsbanken AB Series B..................... 5,730 187,504 Sweco AB Series B..................................... 19,894 209,544 Swedbank AB Series A.................................. 487,002 9,045,813 Swedish Match AB...................................... 83,335 2,841,292 *Swedish Orphan Biovitrum AB........................... 209,536 1,183,142 Systemair AB.......................................... 2,542 29,392 Tele2 AB Series B..................................... 171,464 2,862,223 Telefonaktiebolaget LM Ericsson AB Series A........... 30,807 264,265 Telefonaktiebolaget LM Ericsson AB Series B........... 864,965 7,662,792 #Telefonaktiebolaget LM Ericsson AB Sponsored ADR...... 650,060 5,779,033 TeliaSonera AB........................................ 880,424 5,788,113 *TradeDoubler AB....................................... 58,949 103,661 Trelleborg AB Series B................................ 393,782 4,290,953 #Unibet Group P.L.C. SDR............................... 33,388 941,620 Vitrolife AB.......................................... 13,699 89,948 Volvo AB Series A..................................... 171,557 2,309,877 Volvo AB Series B..................................... 402,935 5,437,293 378 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ SWEDEN -- (Continued) Volvo AB Sponsored ADR................................. 70,300 $ 949,050 Wallenstam AB Series B................................. 71,682 787,965 Wihlborgs Fastigheter AB............................... 61,080 932,364 *Xvivo Perfusion AB..................................... 13,699 55,763 ------------ TOTAL SWEDEN.............................................. 204,867,857 ------------ SWITZERLAND -- (5.9%) *ABB, Ltd............................................... 387,975 7,006,800 #ABB, Ltd. Sponsored ADR................................ 423,671 7,651,498 Acino Holding AG....................................... 8,319 1,020,021 Actelion, Ltd.......................................... 58,078 2,803,280 Adecco SA.............................................. 183,329 8,890,070 *Advanced Digital Broadcast Holdings SA................. 3,871 54,057 *AFG Arbonia-Forster Holding AG......................... 25,490 577,742 Allreal Holding AG..................................... 23,267 3,517,618 #Alpiq Holding AG....................................... 2,574 420,038 ALSO-Actebis Holding AG................................ 635 30,952 AMS AG................................................. 14,460 1,540,376 APG SGA SA............................................. 689 131,262 Aryzta AG.............................................. 137,161 6,852,223 Ascom Holding AG....................................... 32,587 278,743 *Autoneum Holding AG.................................... 4,511 230,719 #Bachem Holdings AG..................................... 5,169 207,283 Baloise Holding AG..................................... 73,864 6,165,130 Bank Coop AG........................................... 5,516 326,931 Banque Cantonale de Geneve SA.......................... 912 201,788 Banque Cantonale Vaudoise AG........................... 4,376 2,320,568 Banque Privee Edmond de Rothschild SA.................. 10 203,840 Barry Callebaut AG..................................... 2,053 1,960,756 *Basilea Pharmaceutica AG............................... 9,954 489,500 #Basler Kantonalbank AG................................. 6,579 715,881 Belimo Holdings AG..................................... 207 364,841 Bell AG................................................ 100 212,594 Bellevue Group AG...................................... 9,405 93,817 Berner Kantonalbank AG................................. 5,562 1,514,710 BKW AG................................................. 7,249 280,436 *Bobst Group AG......................................... 11,539 352,336 #Bossard Holding AG..................................... 3,571 478,893 Bucher Industries AG................................... 10,108 1,896,709 Burckhardt Compression Holding AG...................... 3,855 1,104,917 Burkhalter Holding AG.................................. 29 9,497 Carlo Gavazzi Holding AG............................... 209 43,725 Centralschweizerische Kraftwerke AG.................... 175 62,176 *Cham Paper Holding AG.................................. 5 850 *Charles Voegele Holding AG............................. 7,735 137,304 *Cicor Technologies SA.................................. 911 31,159 Cie Financiere Tradition SA............................ 1,760 106,767 #Clariant AG............................................ 398,461 4,269,903 Coltene Holding AG..................................... 1,862 54,160 Compagnie Financiere Richemont SA Series A............. 137,419 8,918,224 Conzzeta AG............................................ 163 299,605 #Credit Suisse Group AG................................. 359,522 8,360,814 Credit Suisse Group AG Sponsored ADR................... 427,627 9,980,814 Daetwyler Holding AG................................... 8,377 728,790 Dottikon ES Holding AG................................. 89 19,093 #*Dufry AG............................................... 20,473 2,603,896 #EFG International AG................................... 84,617 773,853 Emmi AG................................................ 3,153 783,214 EMS-Chemie Holding AG.................................. 9,412 2,270,844 Energiedienst Holding AG............................... 8,125 368,759 Flughafen Zuerich AG................................... 5,972 2,555,665 379 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SWITZERLAND -- (Continued) Forbo Holding AG........................................ 2,353 $ 1,487,096 Galenica Holding AG..................................... 3,598 2,113,080 *GAM Holding AG.......................................... 295,418 4,131,537 #Gategroup Holding AG.................................... 48,192 1,277,222 Geberit AG.............................................. 11,921 2,462,226 George Fisher AG........................................ 6,735 2,366,378 Givaudan SA............................................. 6,351 6,352,829 Gurit Holding AG........................................ 703 286,578 Helvetia Holding AG..................................... 8,628 3,029,683 Holcim, Ltd............................................. 208,137 14,204,567 Huber & Suhner AG....................................... 11,328 503,718 Implenia AG............................................. 23,474 996,689 Inficon Holding AG...................................... 2,331 498,644 Interroll Holding AG.................................... 532 200,845 Intershop Holding AG.................................... 1,031 358,703 #Julius Baer Group, Ltd.................................. 330,088 11,454,652 Kaba Holding AG......................................... 3,251 1,229,304 *Kardex AG............................................... 6,876 181,483 Komax Holding AG........................................ 5,953 432,959 Kudelski SA............................................. 65,583 717,097 Kuehne & Nagel International AG......................... 13,624 1,593,779 *Kuoni Reisen Holding AG Series B........................ 5,805 1,552,355 #LEM Holding SA.......................................... 2,709 1,361,838 *Liechtensteinische Landesbank AG........................ 2,654 86,558 *LifeWatch AG............................................ 8,512 67,978 Lindt & Spruengli AG.................................... 29 1,055,646 #Logitech International SA (B18ZRK2)..................... 258,348 1,870,926 #Logitech International SA (H50430232)................... 26,700 192,507 Lonza Group AG.......................................... 80,650 4,090,424 Luzerner Kantonalbank AG................................ 4,077 1,475,421 Metall Zug AG........................................... 152 319,582 #*Meyer Burger Technology AG.............................. 63,663 618,655 Micronas Semiconductor Holding AG....................... 59,268 509,626 Mikron Holding AG....................................... 48,480 280,118 Mobilezone Holding AG................................... 18,218 190,801 Mobimo Holding AG....................................... 9,585 2,222,755 *Myriad Group AG......................................... 65,312 175,354 Nestle SA............................................... 587,284 37,285,622 Nobel Biocare Holding AG................................ 73,392 657,445 Novartis AG............................................. 35,249 2,125,535 #Novartis AG ADR......................................... 737,597 44,595,115 *OC Oerlikon Corp. AG.................................... 268,591 2,705,155 *Orascom Development Holding AG.......................... 4,588 78,483 Orell Fuessli Holding AG................................ 435 45,302 Orior AG................................................ 103 5,383 Panalpina Welttransport Holding AG...................... 18,534 1,753,023 Partners Group Holding AG............................... 4,415 934,601 Phoenix Mecano AG....................................... 1,081 533,358 PSP Swiss Property AG................................... 24,449 2,245,315 PubliGroupe SA.......................................... 2,505 341,155 Rieters Holdings AG..................................... 4,511 721,341 Roche Holding AG Bearer................................. 5,170 1,025,913 Roche Holding AG Genusschein............................ 82,873 15,963,429 Romande Energie Holding SA.............................. 367 472,173 Schaffner Holding AG.................................... 468 115,964 Schindler Holding AG.................................... 5,484 710,403 Schmolz & Bickenbach AG................................. 61,630 233,072 Schweiter Technologies AG............................... 1,547 757,370 Schweizerische National-Versicherungs-Gesellschaft AG... 23,593 954,386 SGS SA.................................................. 1,177 2,495,146 *Siegfried Holding AG.................................... 5,112 637,239 380 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ SWITZERLAND -- (Continued) Sika AG.............................................. 2,639 $ 5,499,206 Sonova Holding AG.................................... 16,172 1,628,464 St. Galler Kantonalbank AG........................... 4,316 1,769,664 #Straumann Holding AG................................. 4,939 608,601 Sulzer AG............................................ 31,545 4,574,246 Swatch Group AG (7184725)............................ 19,738 8,170,093 Swatch Group AG (7184736)............................ 27,925 2,031,141 Swiss Life Holding AG................................ 43,360 5,475,810 Swiss Re, Ltd........................................ 321,123 22,220,864 Swisscom AG.......................................... 5,130 2,135,422 Swisscom AG Sponsored ADR............................ 5,100 211,854 Swisslog Holding AG.................................. 426,463 458,125 Swissquote Group Holding SA.......................... 12,057 372,259 #Syngenta AG ADR...................................... 121,993 9,510,574 Tamedia AG........................................... 1,967 219,833 Tecan Group AG....................................... 11,987 894,502 *Temenos Group AG..................................... 94,409 1,555,239 *Tornos Holding AG.................................... 12,446 86,198 U-Blox AG............................................ 5,955 263,799 UBS AG............................................... 1,749,489 26,248,623 UBS AG ADR........................................... 30,398 456,578 *Valartis Group AG.................................... 9,003 179,101 Valiant Holding AG................................... 20,946 2,063,074 Valora Holding AG.................................... 5,538 1,052,631 *Vaudoise Assurances Holding SA....................... 828 256,305 Verwaltungs und Privat-Bank AG....................... 4,164 310,651 Vetropack Holding AG................................. 312 531,979 #*Von Roll Holding AG.................................. 76,208 172,503 Vontobel Holdings AG................................. 37,390 1,042,758 Walliser Kantonalbank AG............................. 173 162,993 WMH Walter Meier Holding AG.......................... 675 151,444 #Ypsomed Holdings AG.................................. 4,572 271,935 Zehnder Group AG..................................... 14,106 830,759 *Zueblin Immobilien Holding AG........................ 38,248 114,528 *Zug Estates Holding AG Class B....................... 152 200,204 Zuger Kantonalbank AG................................ 128 672,188 Zurich Insurance Group AG............................ 133,176 32,830,510 ------------ TOTAL SWITZERLAND....................................... 426,851,640 ------------ UNITED KINGDOM -- (18.7%) 888 Holdings P.L.C................................... 280,757 475,435 #A.G. Barr P.L.C...................................... 85,932 617,141 Aberdeen Asset Management P.L.C...................... 1,345,598 7,068,420 Acal P.L.C........................................... 26,297 73,581 Admiral Group P.L.C.................................. 65,256 1,169,367 Aegis Group P.L.C.................................... 959,084 3,641,803 *Afren P.L.C.......................................... 1,611,492 3,594,344 African Barrick Gold P.L.C........................... 85,323 585,019 Aga Rangemaster Group P.L.C.......................... 42,331 37,300 Aggreko P.L.C........................................ 94,271 3,278,769 Air Partner P.L.C.................................... 2,004 10,027 *Alizyme P.L.C........................................ 42,517 -- Alumasc Group P.L.C.................................. 8,807 11,660 Amec P.L.C........................................... 355,451 6,098,785 Amlin P.L.C.......................................... 788,482 4,753,187 Anglo American P.L.C................................. 582,539 17,950,640 Anglo Pacific Group P.L.C............................ 20,167 81,499 Anglo-Eastern Plantations P.L.C...................... 8,036 90,784 Anite P.L.C.......................................... 269,961 616,335 Antofagasta P.L.C.................................... 121,117 2,464,038 ARM Holdings P.L.C................................... 12,223 131,710 381 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- UNITED KINGDOM -- (Continued) ARM Holdings P.L.C. Sponsored ADR..................... 177,485 $ 5,741,640 Ashmore Group P.L.C................................... 141,520 814,675 Ashtead Group P.L.C................................... 745,277 4,502,462 Associated British Foods P.L.C........................ 254,917 5,704,714 Assura Group, Ltd..................................... 63,019 34,145 #AstraZeneca P.L.C. Sponsored ADR...................... 424,722 19,707,101 Aveva Group P.L.C..................................... 28,259 909,354 Aviva P.L.C........................................... 2,265,716 12,133,899 #Aviva P.L.C. Sponsored ADR............................ 16,288 175,585 Avon Rubber P.L.C..................................... 8,371 43,198 AZ Electronic Materials SA............................ 55,116 316,155 Babcock International Group P.L.C..................... 388,234 6,137,023 BAE Systems P.L.C..................................... 2,112,632 10,663,071 Balfour Beatty P.L.C.................................. 1,026,081 5,230,372 Barclays P.L.C........................................ 189,466 700,600 Barclays P.L.C. Sponsored ADR......................... 1,811,137 26,804,828 *Barratt Developments P.L.C............................ 1,514,025 4,641,271 BBA Aviation P.L.C.................................... 699,127 2,284,093 Beazley P.L.C......................................... 835,824 2,389,899 Bellway P.L.C......................................... 192,000 3,138,512 Berendsen P.L.C....................................... 317,415 2,886,328 *Berkeley Group Holdings P.L.C. (The).................. 185,732 4,570,542 Betfair Group P.L.C................................... 25,604 311,052 BG Group P.L.C........................................ 933,234 17,327,384 #BG Group P.L.C. Sponsored ADR......................... 136,000 2,529,600 #BHP Billiton P.L.C.................................... 15,526 497,631 #BHP Billiton P.L.C. ADR............................... 247,566 15,839,273 Bloomsbury Publishing P.L.C........................... 58,768 122,131 Bodycote P.L.C........................................ 376,188 2,296,912 Booker Group P.L.C.................................... 917,709 1,519,521 Bovis Homes Group P.L.C............................... 231,546 1,916,737 BP P.L.C.............................................. 79,890 570,547 BP P.L.C. Sponsored ADR............................... 1,479,807 63,468,922 Braemar Shipping Services P.L.C....................... 13,325 89,821 Brammer P.L.C......................................... 37,542 145,733 Brewin Dolphin Holdings P.L.C......................... 364,018 1,062,193 British American Tobacco P.L.C........................ 82,257 4,079,945 British American Tobacco P.L.C. Sponsored ADR......... 19,800 1,967,328 British Polythene Industries P.L.C.................... 25,012 153,939 British Sky Broadcasting Group P.L.C.................. 56,222 643,458 #British Sky Broadcasting Group P.L.C. Sponsored ADR... 24,700 1,131,507 Britvic P.L.C......................................... 229,456 1,331,670 BT Group P.L.C. Sponsored ADR......................... 140,608 4,834,103 *BTG P.L.C............................................. 341,595 1,886,133 Bunzl P.L.C........................................... 246,332 4,080,374 Burberry Group P.L.C.................................. 177,928 3,357,172 Bwin.Party Digital Entertainment P.L.C................ 629,018 1,222,027 Cable & Wireless Communications P.L.C................. 2,119,970 1,283,680 *Cairn Energy P.L.C.................................... 460,280 2,086,268 Camellia P.L.C........................................ 127 19,849 Cape P.L.C............................................ 138,275 601,400 Capita P.L.C.......................................... 112,002 1,308,662 Capital & Counties Properties P.L.C................... 218,370 797,660 *Capital & Regional P.L.C.............................. 398,343 154,470 Carclo P.L.C.......................................... 21,100 123,014 Carillion P.L.C....................................... 566,254 2,818,384 Carnival P.L.C........................................ 34,284 1,365,627 #Carnival P.L.C. ADR................................... 150,470 5,948,079 *Carpetright P.L.C..................................... 7,935 88,390 Carr's Milling Industries P.L.C....................... 2,672 40,650 Castings P.L.C........................................ 59,187 331,644 382 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- UNITED KINGDOM -- (Continued) Catlin Group, Ltd...................................... 526,904 $4,015,499 *Centamin P.L.C......................................... 839,063 866,591 Centaur Media P.L.C.................................... 79,311 65,191 Centrica P.L.C......................................... 1,135,546 5,944,995 Charles Stanley Group P.L.C............................ 6,583 30,576 Charles Taylor P.L.C................................... 11,746 34,192 Chemring Group P.L.C................................... 206,264 1,046,846 Chesnara P.L.C......................................... 138,523 419,938 Chime Communications P.L.C............................. 35,415 123,499 Cineworld Group P.L.C.................................. 95,637 374,471 Close Brothers Group P.L.C............................. 223,546 3,058,926 Cobham P.L.C........................................... 1,470,624 5,112,801 *Colt Group SA.......................................... 393,117 701,586 Communisis P.L.C....................................... 120,651 72,139 Compass Group P.L.C.................................... 480,340 5,278,024 Computacenter P.L.C.................................... 146,502 867,429 Consort Medical P.L.C.................................. 26,822 331,487 Cookson Group P.L.C.................................... 434,124 4,101,125 Corin Group P.L.C...................................... 3,868 3,585 Costain Group P.L.C.................................... 9,513 36,196 Cranswick P.L.C........................................ 68,787 829,407 Creston P.L.C.......................................... 18,283 24,778 Croda International P.L.C.............................. 71,595 2,549,106 CSR P.L.C.............................................. 336,056 1,918,403 Daily Mail & General Trust P.L.C. Series A............. 281,785 2,173,676 Dairy Crest Group P.L.C................................ 254,565 1,467,820 Darty P.L.C............................................ 659,944 573,806 De La Rue P.L.C........................................ 103,366 1,767,849 Debenhams P.L.C........................................ 1,975,252 3,824,126 Dechra Pharmaceuticals P.L.C........................... 74,578 742,005 Development Securities P.L.C........................... 159,080 411,055 Devro P.L.C............................................ 210,874 1,117,795 Diageo P.L.C. Sponsored ADR............................ 62,900 7,185,696 Dialight P.L.C......................................... 10,830 194,558 Dignity P.L.C.......................................... 46,239 697,976 Diploma P.L.C.......................................... 147,774 1,067,659 *Dixons Retail P.L.C.................................... 5,833,882 1,946,409 Domino Printing Sciences P.L.C......................... 143,796 1,260,695 Domino's Pizza Group P.L.C............................. 40,146 328,077 Drax Group P.L.C....................................... 555,244 5,039,332 DS Smith P.L.C......................................... 1,447,328 4,996,855 Dunelm Group P.L.C..................................... 28,656 310,499 *Dyson Group P.L.C...................................... 3,999 1,049 E2V Technologies P.L.C................................. 76,169 142,918 easyJet P.L.C.......................................... 256,886 2,596,098 Electrocomponents P.L.C................................ 512,619 1,780,428 Elementis P.L.C........................................ 667,595 2,259,619 *EnQuest P.L.C.......................................... 922,050 1,728,499 *Enterprise Inns P.L.C.................................. 837,939 985,236 *Essar Energy P.L.C..................................... 75,531 167,382 Eurasian Natural Resources Corp. P.L.C................. 215,149 1,140,531 Euromoney Institutional Investor P.L.C................. 28,011 362,093 Evraz P.L.C............................................ 203,930 778,116 *Exillon Energy P.L.C................................... 47,787 120,449 Experian P.L.C......................................... 257,349 4,452,423 F&C Asset Management P.L.C............................. 735,340 1,176,266 Fenner P.L.C........................................... 236,565 1,382,116 Ferrexpo P.L.C......................................... 217,472 734,345 Fiberweb P.L.C......................................... 91,681 97,787 Fidessa Group P.L.C.................................... 28,033 601,870 Filtrona P.L.C......................................... 208,691 1,933,377 383 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- UNITED KINGDOM -- (Continued) *Findel P.L.C.......................................... 1,199,401 $ 131,570 Firstgroup P.L.C...................................... 562,415 1,731,876 *Fortune Oil P.L.C..................................... 468,516 64,326 French Connection Group P.L.C......................... 74,466 29,017 Fresnillo P.L.C....................................... 22,205 689,364 Fuller Smith & Turner P.L.C. Series A................. 42,043 502,687 *Future P.L.C.......................................... 361,156 100,064 G4S P.L.C............................................. 1,785,182 7,513,147 Galliford Try P.L.C................................... 122,963 1,466,497 Games Workshop Group P.L.C............................ 7,668 83,469 *Gem Diamonds, Ltd..................................... 175,063 477,567 Genus P.L.C........................................... 73,659 1,735,179 GKN P.L.C............................................. 1,855,809 6,241,883 GlaxoSmithKline P.L.C. Sponsored ADR.................. 108,093 4,853,376 Go-Ahead Group P.L.C.................................. 36,525 766,362 Greencore Group P.L.C................................. 671,345 985,870 Greene King P.L.C..................................... 330,161 3,167,725 Greggs P.L.C.......................................... 146,703 1,109,472 *Guinness Peat Group P.L.C............................. 52,296 24,500 Halfords Group P.L.C.................................. 356,575 1,993,088 Halma P.L.C........................................... 277,679 1,850,761 *Hampson Industries P.L.C.............................. 73,570 273 Hansard Global P.L.C.................................. 3,345 4,652 *Hardy Oil & Gas P.L.C................................. 24,446 51,182 Hargreaves Lansdown P.L.C............................. 95,656 1,141,588 Harvey Nash Group P.L.C............................... 28,747 26,619 Hays P.L.C............................................ 636,117 838,754 Headlam Group P.L.C................................... 103,583 534,784 Helical Bar P.L.C..................................... 197,513 615,047 Henderson Group P.L.C................................. 1,473,677 2,789,487 Henry Boot P.L.C...................................... 54,419 114,397 *Heritage Oil P.L.C.................................... 201,854 631,455 #*hibu P.L.C............................................ 1,801,623 10,759 Hikma Pharmaceuticals P.L.C........................... 174,904 2,088,950 Hill & Smith Holdings P.L.C........................... 104,123 626,133 Hiscox, Ltd........................................... 573,279 4,420,467 *HMV Group P.L.C....................................... 382,104 17,065 Hochschild Mining P.L.C............................... 200,765 1,605,112 Hogg Robinson Group P.L.C............................. 132,868 105,162 #Home Retail Group P.L.C............................... 1,171,951 2,163,644 Homeserve P.L.C....................................... 267,323 953,424 Hornby P.L.C.......................................... 20,303 19,661 Howden Joinery Group P.L.C............................ 1,012,969 2,784,940 HSBC Holdings P.L.C................................... 44,831 442,005 #HSBC Holdings P.L.C. Sponsored ADR.................... 1,761,750 86,959,980 Hunting P.L.C......................................... 172,191 2,085,676 Huntsworth P.L.C...................................... 250,994 189,719 Hyder Consulting P.L.C................................ 18,151 115,716 ICAP P.L.C............................................ 731,563 3,848,797 IG Group Holdings P.L.C............................... 281,960 1,985,469 *Imagination Technologies Group P.L.C.................. 107,118 791,376 IMI P.L.C............................................. 291,635 4,502,828 Imperial Tobacco Group P.L.C.......................... 308,273 11,658,796 Imperial Tobacco Group P.L.C. ADR..................... 18,000 1,359,000 Inchcape P.L.C........................................ 644,319 4,190,324 Informa P.L.C......................................... 876,090 5,670,968 Inmarsat P.L.C........................................ 464,083 4,251,647 *Innovation Group P.L.C................................ 1,143,991 406,834 InterContinental Hotels Group P.L.C................... 6,716 166,174 InterContinental Hotels Group P.L.C. ADR.............. 84,744 2,086,397 #*International Consolidated Airlines Group SA (B5282K0) 282,178 742,797 384 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- UNITED KINGDOM -- (Continued) *International Consolidated Airlines Group SA (B5M6XQ7)........................................... 1,497,106 $ 3,902,854 *International Consolidated Airlines Group SA Sponsored ADR....................................... 12,200 155,306 *International Ferro Metals, Ltd...................... 20,587 4,574 Interserve P.L.C..................................... 223,657 1,409,019 Intertek Group P.L.C................................. 68,963 3,143,509 Invensys P.L.C....................................... 889,059 3,278,196 Investec P.L.C....................................... 826,567 4,874,379 #*IP Group P.L.C....................................... 316,949 604,662 ITE Group P.L.C...................................... 75,045 234,117 ITV P.L.C............................................ 3,143,342 4,400,754 James Fisher & Sons P.L.C............................ 63,134 796,952 Jardine Lloyd Thompson Group P.L.C................... 72,940 876,777 JD Sports Fashion P.L.C.............................. 16,604 203,647 JD Wetherspoon P.L.C................................. 166,449 1,348,731 *JKX Oil & Gas P.L.C.................................. 132,334 171,214 John Menzies P.L.C................................... 33,322 326,081 John Wood Group P.L.C................................ 450,653 6,194,123 Johnson Matthey P.L.C................................ 133,997 4,875,984 *Johnston Press P.L.C................................. 1,456,828 294,165 Jupiter Fund Management P.L.C........................ 222,910 943,125 Kazakhmys P.L.C...................................... 191,576 2,198,012 KCOM Group P.L.C..................................... 346,054 424,584 Keller Group P.L.C................................... 71,528 701,626 #Kier Group P.L.C..................................... 52,965 1,101,836 Kingfisher P.L.C..................................... 2,296,899 10,754,193 *Kofax P.L.C.......................................... 73,881 336,646 Ladbrokes P.L.C...................................... 668,566 1,936,450 Laird P.L.C.......................................... 450,578 1,532,809 #Lamprell P.L.C....................................... 233,800 279,966 Lancashire Holdings, Ltd............................. 249,317 3,476,736 Latchways P.L.C...................................... 2,464 39,767 Laura Ashley Holdings P.L.C.......................... 224,765 95,966 Lavendon Group P.L.C................................. 160,528 365,798 Legal & General Group P.L.C.......................... 6,293,969 13,643,685 *Liontrust Asset Management P.L.C..................... 4,633 8,381 *Lloyds Banking Group P.L.C........................... 23,313,762 15,352,299 *Lloyds Banking Group P.L.C. Sponsored ADR............ 683,962 1,791,980 London Stock Exchange Group P.L.C.................... 221,942 3,501,969 #Lonmin P.L.C......................................... 137,478 1,140,791 Lookers P.L.C........................................ 265,138 324,985 Low & Bonar P.L.C.................................... 125,487 109,765 LSL Property Services P.L.C.......................... 14,831 54,044 M.J. Gleeson Group P.L.C............................. 16,223 39,392 Man Group P.L.C...................................... 2,013,466 2,558,665 Management Consulting Group P.L.C.................... 265,588 106,281 Marks & Spencer Group P.L.C.......................... 1,202,621 7,654,266 Marshalls P.L.C...................................... 93,944 135,980 Marston's P.L.C...................................... 1,086,658 2,152,119 *McBride P.L.C........................................ 279,529 618,249 *McBride P.L.C. Redeemable B Shares................... 8,385,870 13,533 Mears Group P.L.C.................................... 79,649 378,210 Mecom Group P.L.C.................................... 73,971 92,967 Meggitt P.L.C........................................ 992,736 6,191,800 Melrose P.L.C........................................ 1,501,473 5,848,771 Michael Page International P.L.C..................... 118,944 694,212 Micro Focus International P.L.C...................... 74,360 689,732 Millennium & Copthorne Hotels P.L.C.................. 250,795 2,035,127 *Mitchells & Butlers P.L.C............................ 356,120 1,884,338 Mitie Group P.L.C.................................... 530,288 2,498,502 Mondi P.L.C.......................................... 562,889 6,205,008 Moneysupermarket.com Group P.L.C..................... 318,090 688,894 385 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- UNITED KINGDOM -- (Continued) Morgan Crucible Co. P.L.C............................. 344,139 $ 1,406,054 Morgan Sindall Group P.L.C............................ 51,049 545,204 Mothercare P.L.C...................................... 172,953 776,016 *MWB Group Holdings P.L.C.............................. 22,990 1,809 N Brown Group P.L.C................................... 256,760 1,394,708 National Express Group P.L.C.......................... 564,421 1,552,507 National Grid P.L.C................................... 13,964 159,254 National Grid P.L.C. Sponsored ADR.................... 106,702 6,083,081 NCC Group P.L.C....................................... 9,509 138,308 New World Resources P.L.C. Series A................... 43,035 178,300 Next P.L.C............................................ 66,743 3,847,515 Northgate P.L.C....................................... 128,001 523,174 Novae Group P.L.C..................................... 78,110 469,330 #*Ocado Group P.L.C..................................... 307,841 329,825 Old Mutual P.L.C...................................... 4,612,610 12,839,104 *Optos P.L.C........................................... 7,263 23,867 *Oxford Biomedica P.L.C................................ 264,084 10,846 Oxford Instruments P.L.C.............................. 28,021 608,061 Pace P.L.C............................................ 499,152 1,498,494 PayPoint P.L.C........................................ 16,317 202,719 Pearson P.L.C. Sponsored ADR.......................... 607,283 12,206,388 *Pendragon P.L.C....................................... 451,753 102,063 Pennon Group P.L.C.................................... 283,245 3,281,068 Persimmon P.L.C....................................... 468,678 6,030,445 *Petra Diamonds, Ltd................................... 89,287 143,762 Petrofac, Ltd......................................... 52,611 1,365,902 Petropavlovsk P.L.C................................... 196,034 1,279,934 Phoenix Group Holdings P.L.C.......................... 12,782 101,971 Phoenix IT Group, Ltd................................. 33,310 92,881 Photo-Me International P.L.C.......................... 823,881 665,879 *Pinnacle Staffing Group P.L.C......................... 15,255 -- Premier Farnell P.L.C................................. 242,639 649,270 *Premier Foods P.L.C................................... 356,649 615,507 *Premier Oil P.L.C..................................... 712,269 4,038,583 Provident Financial P.L.C............................. 80,582 1,786,094 Prudential P.L.C...................................... 209,984 2,883,858 #Prudential P.L.C. ADR................................. 651,676 17,908,056 *Puma Brandenburg, Ltd. Class A........................ 90,186 7,017 *Puma Brandenburg, Ltd. Class B........................ 90,186 2,924 *Punch Taverns P.L.C................................... 883,786 92,554 *PV Crystalox Solar P.L.C.............................. 156,328 18,603 #PZ Cussons P.L.C...................................... 224,035 1,225,189 Qinetiq Group P.L.C................................... 957,415 3,049,358 *Quintain Estates & Development P.L.C.................. 450,314 389,398 R.E.A. Holdings P.L.C................................. 11,361 88,151 Randgold Resources, Ltd............................... 12,728 1,521,485 *Raven Russia, Ltd..................................... 17,655 18,533 Reckitt Benckiser Group P.L.C......................... 58,545 3,546,930 *Redrow P.L.C.......................................... 453,671 1,156,999 Reed Elsevier P.L.C................................... 7,445 72,927 Reed Elsevier P.L.C. ADR.............................. 42,827 1,673,251 Regus P.L.C........................................... 975,835 1,582,273 Renishaw P.L.C........................................ 28,314 807,286 *Renovo Group P.L.C.................................... 132,895 36,462 Rentokil Initial P.L.C................................ 1,593,900 2,268,855 Resolution, Ltd....................................... 1,933,370 6,816,413 Restaurant Group P.L.C................................ 257,314 1,559,113 Rexam P.L.C........................................... 1,151,457 8,314,274 Ricardo P.L.C......................................... 27,069 158,022 Rightmove P.L.C....................................... 50,690 1,319,660 Rio Tinto P.L.C....................................... 113,242 5,657,209 386 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ------------ UNITED KINGDOM -- (Continued) #Rio Tinto P.L.C. Sponsored ADR...................... 307,543 $ 15,370,999 RM P.L.C............................................ 31,960 41,646 Robert Walters P.L.C................................ 96,470 310,714 *Rolls-Royce Holdings P.L.C.......................... 906,583 12,528,517 *Rolls-Royce Holdings P.L.C. Series C................ 68,900,308 111,189 Rotork P.L.C........................................ 40,291 1,484,389 *Royal Bank of Scotland Group P.L.C. Sponsored ADR... 398,385 3,561,562 #Royal Dutch Shell P.L.C. ADR........................ 1,426,690 100,767,115 Royal Dutch Shell P.L.C. Series A................... 6,868 235,662 Royal Dutch Shell P.L.C. Series B................... 109,362 3,868,429 RPC Group P.L.C..................................... 233,948 1,600,959 RPS Group P.L.C..................................... 363,036 1,377,051 RSA Insurance Group P.L.C........................... 5,723,176 10,388,480 S&U P.L.C........................................... 2,614 37,552 SABmiller P.L.C..................................... 323,061 13,865,258 Safestore Holdings P.L.C............................ 137,474 242,152 Sage Group P.L.C.................................... 1,655,176 8,313,241 Sainsbury (J.) P.L.C................................ 1,124,189 6,445,718 #*Salamander Energy P.L.C............................. 304,627 946,856 Savills P.L.C....................................... 184,759 1,207,468 Schroders P.L.C..................................... 142,754 3,522,505 Schroders P.L.C. Non-Voting......................... 57,352 1,145,224 SDL P.L.C........................................... 135,257 1,159,356 Senior P.L.C........................................ 511,832 1,608,555 Serco Group P.L.C................................... 181,894 1,665,009 Severfield-Rowen P.L.C.............................. 122,164 278,052 Severn Trent P.L.C.................................. 120,195 3,117,306 Shanks Group P.L.C.................................. 541,844 716,781 Shire P.L.C......................................... 2,251 63,298 Shire P.L.C. ADR.................................... 28,741 2,425,453 SIG P.L.C........................................... 936,317 1,586,213 *SkyePharma P.L.C. Sponsored ADR..................... 80 110 Smith & Nephew P.L.C................................ 7,085 74,926 #Smith & Nephew P.L.C. Sponsored ADR................. 42,664 2,259,912 Smiths Group P.L.C.................................. 141,203 2,412,720 Smiths News P.L.C................................... 155,354 389,748 *SOCO International P.L.C............................ 317,028 1,732,240 #*Southern Cross Healthcare Group P.L.C............... 120,532 -- Spectris P.L.C...................................... 127,468 3,570,297 Speedy Hire P.L.C................................... 203,211 105,879 Spirax-Sarco Engineering P.L.C...................... 57,560 1,802,131 Spirent Communications P.L.C........................ 2,103,517 4,911,621 #Spirent Communications P.L.C. Sponsored ADR......... 25,100 232,436 Spirit Pub Co. P.L.C................................ 903,717 883,397 *Sportech P.L.C...................................... 87,812 90,815 Sportingbet P.L.C................................... 39,753 34,444 *Sports Direct International P.L.C................... 145,139 935,279 SSE P.L.C........................................... 464,006 10,852,825 St. Ives Group P.L.C................................ 57,893 95,798 St. James's Place P.L.C............................. 271,084 1,740,660 St. Modwen Properties P.L.C......................... 144,139 469,733 Stagecoach Group P.L.C.............................. 409,192 1,814,739 Standard Chartered P.L.C............................ 1,125,564 26,649,679 Standard Life P.L.C................................. 2,521,684 11,907,030 Sthree P.L.C........................................ 69,781 339,298 *STV Group P.L.C..................................... 56,141 91,138 *SuperGroup P.L.C.................................... 7,359 79,462 Synergy Health P.L.C................................ 76,463 1,146,744 T. Clarke P.L.C..................................... 26,802 19,726 TalkTalk Telecom Group P.L.C........................ 492,153 1,510,597 #*Talvivaara Mining Co. P.L.C......................... 96,626 203,568 387 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------------- UNITED KINGDOM -- (Continued) Tate & Lyle P.L.C.................................. 407,706 $ 4,778,743 Taylor Wimpey P.L.C................................ 4,986,444 4,928,464 Ted Baker P.L.C.................................... 12,672 193,516 Telecity Group P.L.C............................... 150,602 2,193,789 Telecom Plus P.L.C................................. 32,171 441,442 Tesco P.L.C........................................ 3,732,880 19,315,686 *Thomas Cook Group P.L.C............................ 1,232,474 408,329 Thorntons P.L.C.................................... 37,958 18,816 Topps Tiles P.L.C.................................. 36,015 27,412 *Travis Perkins P.L.C............................... 375,021 6,553,496 Tribal Group P.L.C................................. 44,362 67,236 Trifast P.L.C...................................... 29,862 21,090 *Trinity Mirror P.L.C............................... 506,862 496,350 TT electronics P.L.C............................... 251,972 509,220 TUI Travel P.L.C................................... 686,163 2,783,986 Tullett Prebon P.L.C............................... 391,143 1,729,204 Tullow Oil P.L.C................................... 229,756 5,219,816 UBM P.L.C.......................................... 251,519 2,843,416 *UK Coal P.L.C...................................... 64,359 7,240 UK Mail Group P.L.C................................ 12,676 53,895 Ultra Electronics Holdings P.L.C................... 50,058 1,369,809 Unilever P.L.C..................................... 17,957 669,858 #Unilever P.L.C. Sponsored ADR...................... 120,000 4,474,800 Unite Group P.L.C.................................. 227,827 1,043,098 United Drug P.L.C.................................. 296,139 1,079,523 United Utilities Group P.L.C....................... 281,057 3,072,914 #United Utilities Group P.L.C. ADR.................. 10,818 233,669 UTV Media P.L.C.................................... 119,515 257,019 *Vectura Group P.L.C................................ 443,537 623,022 Vedanta Resources P.L.C............................ 188,717 3,467,525 *Vernalis P.L.C..................................... 11,473 4,541 Victrex P.L.C...................................... 40,288 928,657 Vislink P.L.C...................................... 11,896 4,996 Vitec Group P.L.C. (The)........................... 22,412 257,660 Vodafone Group P.L.C............................... 806,505 2,190,190 Vodafone Group P.L.C. Sponsored ADR................ 2,412,945 65,680,363 Volex P.L.C........................................ 18,246 47,916 Vp P.L.C........................................... 11,576 61,229 Weir Group P.L.C. (The)............................ 136,924 3,858,752 WH Smith P.LC...................................... 163,163 1,637,352 Whitbread P.L.C.................................... 194,684 7,398,645 William Hill P.L.C................................. 1,031,404 5,635,581 William Morrison Supermarkets P.L.C................ 2,160,880 9,356,147 Wilmington Group P.L.C............................. 141,363 290,933 *Wincanton P.L.C.................................... 64,071 70,137 *Wolfson Microelectronics P.L.C..................... 193,734 651,456 Wolseley P.L.C..................................... 295,066 12,935,013 Wolseley P.L.C. ADR................................ 62,362 271,275 WPP P.L.C.......................................... 64,076 828,207 #WPP P.L.C. Sponsored ADR........................... 134,635 8,702,806 WS Atkins P.L.C.................................... 90,312 1,041,460 Xaar P.L.C......................................... 24,829 105,493 *Xchanging P.L.C.................................... 363,238 649,418 XP Power, Ltd...................................... 3,794 59,997 Xstrata P.L.C...................................... 827,448 13,108,019 Yule Catto & Co. P.L.C............................. 275,798 654,784 -------------- TOTAL UNITED KINGDOM.................................. 1,351,983,636 -------------- UNITED STATES -- (0.0%) *Minera Andes Acquisition Corp...................... 102,126 493,886 *Resolute Forest Products........................... 298 3,634 388 INTERNATIONAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- -------------- UNITED STATES -- (Continued) *Swisher Hygiene, Inc............................. 5,978 $ 8,846 -------------- TOTAL UNITED STATES................................. 506,366 -------------- TOTAL COMMON STOCKS................................. 6,455,111,910 -------------- PREFERRED STOCKS -- (0.0%) GERMANY -- (0.0%) Porsche Automobil Holding SE..................... 55,763 3,716,814 -------------- UNITED KINGDOM -- (0.0%) *R.E.A. Holdings P.L.C............................ 681 1,214 -------------- TOTAL PREFERRED STOCKS.............................. 3,718,028 -------------- RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) *Centrebet International, Ltd. Litigation Rights.. 22,005 -- *Gujarat NRE Coking Coal, Ltd. Rights 11/15/12.... 11,556 -- *Navigator Resources, Ltd. Rights 11/15/12........ 2,129,263 2,210 *Yancoal Australia, Ltd. Contigent Value Rights... 129,201 321,743 -------------- TOTAL AUSTRALIA..................................... 323,953 -------------- BELGIUM -- (0.0%) *Agfa-Gevaert NV STRIP VVPR....................... 57,113 74 *Deceuninck NV STRIP VVPR......................... 18,136 24 *Elia System Operator SA STRIP VVPR............... 2,262 293 #*Nyrstar NV STRIP VVPR............................ 67,312 87 *Realdolmen STRIP VVPR............................ 24 -- *Tessenderlo Chemie NV STRIP VVPR................. 4,983 226 -------------- TOTAL BELGIUM....................................... 704 -------------- CANADA -- (0.0%) #*Duluth Metals, Ltd. Warrants 01/18/13............ 1,286 579 *MGM Energy Corp. Rights 12/04/12................. 248 24 -------------- TOTAL CANADA........................................ 603 -------------- HONG KONG -- (0.0%) *Esprit Holdings, Ltd. Rights 11/19/12............ 1,056,871 283,649 -------------- ITALY -- (0.0%) *Seat Pagine Gialle SpA Warrants 08/31/14......... 1,199,818 3,518 -------------- SINGAPORE -- (0.0%) *Sinarmas Land, Ltd. Warrants 11/18/15............ 218,252 26,839 -------------- TOTAL RIGHTS/WARRANTS............................... 639,266 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (10.7%) (S)@DFA Short Term Investment Fund.................. 66,119,274 765,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $7,529,026) to be repurchased at $7,381,470.... $ 7,381 7,381,398 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 772,381,398 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $7,513,353,611)............................. $7,231,850,602 ============== 389 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ---------- ------------ COMMON STOCKS -- (91.3%) AUSTRALIA -- (24.5%) Abacus Property Group............................... 1,697,579 $ 3,660,951 Ale Property Group (6713528)........................ 652,264 1,531,454 *Ale Property Group (B50SNS7)........................ 75,814 177,860 Ardent Leisure Group................................ 2,045,219 2,999,483 Aspen Group......................................... 7,180,794 1,264,686 Astro Japan Property Group.......................... 26,866 90,545 Australian Education Trust.......................... 421,322 536,602 BWP Trust........................................... 2,311,272 5,011,468 Carindale Property Trust NL......................... 88,014 493,454 Centro Retail Australia, Ltd........................ 3,097,930 6,907,113 CFS Retail Property Trust Group..................... 10,743,924 21,769,204 *Challenger Diversified Property Group............... 645,368 1,722,567 #Charter Hall Group.................................. 1,237,809 4,087,551 *Charter Hall Office................................. 2,059,687 192,426 Charter Hall Retail REIT............................ 1,576,658 5,940,226 #Commonwealth Property Office Fund................... 12,593,964 14,099,725 Cromwell Property Group............................. 2,269,555 1,978,474 Dexus Property Group................................ 25,577,769 26,105,656 Goodman Group....................................... 8,720,577 40,033,772 GPT Group........................................... 9,010,486 33,274,608 *GPT Group (B3WX9L1)................................. 38,018,670 -- Growthpoint Properties Australia NL................. 68,127 150,588 Ingenia Communities Group........................... 796,216 218,948 Investa Office Fund................................. 3,287,999 10,135,818 *Mirvac Industrial Trust............................. 826,524 107,312 *Prime Retirement & Aged Care Property Trust......... 116,309 -- *Real Estate Capital Partners USA Property Trust..... 25,448 11,689 *Rubicon Europe Trust Group (RET).................... 505,643 -- Stockland Trust Group............................... 11,954,193 42,891,997 *Villa World, Ltd.................................... 73,180 56,531 Westfield Group..................................... 12,039,316 133,084,688 Westfield Retail Trust.............................. 15,744,367 50,556,567 ------------ TOTAL AUSTRALIA........................................ 409,091,963 ------------ BELGIUM -- (1.2%) #Aedifica NV......................................... 24,688 1,446,085 Befimmo SCA......................................... 72,121 4,391,579 Cofinimmo SA........................................ 78,243 8,895,299 Intervest Offices & Warehouses NV................... 33,940 810,457 Leasinvest Real Estate SCA.......................... 6,267 560,535 Retail Estates NV................................... 8,292 557,537 #Warehouses De Pauw SCA.............................. 60,355 3,304,452 Wereldhave Belgium NV............................... 8,288 847,780 ------------ TOTAL BELGIUM.......................................... 20,813,724 ------------ CANADA -- (7.2%) #Allied Properties REIT.............................. 130,044 4,114,534 #Artis REIT.......................................... 263,718 4,314,545 #Boardwalk REIT...................................... 129,784 8,351,657 Brookfield Canada Office Properties................. 7,300 215,985 #Calloway REIT....................................... 296,195 8,585,577 #Canadian Apartment Properties REIT.................. 257,851 6,320,093 #Canadian REIT....................................... 191,445 7,981,747 #Chartwell Seniors Housing REIT...................... 660,637 6,793,234 #Cominar REIT........................................ 332,264 7,934,414 #Crombie REIT........................................ 134,280 2,028,821 #Dundee REIT......................................... 260,863 9,572,595 *Extendicare, Inc.................................... 278,025 2,274,307 390 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value++ ---------- ------------ CANADA -- (Continued) #H&R REIT........................................... 633,619 $ 15,308,362 Huntingdon Capital Corp............................ 2,597 33,842 #InnVest REIT....................................... 298,543 1,452,735 #InterRent REIT..................................... 25,700 141,527 #Morguard REIT...................................... 126,620 2,282,012 #Northern Property REIT............................. 72,000 2,259,304 #NorthWest Healthcare Properties REIT............... 74,960 986,958 #Primaris Retail REIT............................... 242,857 5,692,398 #Retrocom Mid-Market REIT........................... 127,516 713,707 #RioCan REIT........................................ 826,910 22,553,220 ------------ TOTAL CANADA.......................................... 119,911,574 ------------ CHINA -- (0.1%) RREEF China Commercial Trust....................... 1,392,000 44,903 #Yuexiu REIT........................................ 3,373,000 1,608,057 ------------ TOTAL CHINA........................................... 1,652,960 ------------ FRANCE -- (10.9%) #Acanthe Developpement SA........................... 167,536 87,055 Affine SA.......................................... 29,904 501,526 ANF Immobilier SA.................................. 48,053 2,072,377 *Cegereal SA........................................ 15,513 361,693 Fonciere des Regions SA............................ 163,879 13,190,201 Gecina SA.......................................... 119,620 13,269,206 #ICADE SA........................................... 121,792 10,961,372 Klepierre SA....................................... 601,899 22,326,321 Mercialys SA....................................... 172,661 3,621,664 Societe de la Tour Eiffel SA....................... 32,636 1,801,813 Societe Immobiliere de Location pour l'Industrie et le Commerce SA................................ 59,608 6,675,953 Unibail-Rodamco SE................................. 472,896 106,512,511 ------------ TOTAL FRANCE.......................................... 181,381,692 ------------ GERMANY -- (0.3%) Alstria Office REIT AG............................. 316,418 3,820,259 #Hamborner REIT AG.................................. 180,328 1,658,860 *Prime Office REIT AG............................... 21,360 88,669 ------------ TOTAL GERMANY......................................... 5,567,788 ------------ GREECE -- (0.0%) Eurobank Properties Real Estate Investment Co. S.A. 58,229 361,217 ------------ HONG KONG -- (4.6%) #Champion REIT...................................... 14,207,012 6,681,029 #Link REIT (The).................................... 12,861,583 63,830,861 #Prosperity REIT.................................... 5,919,000 1,691,624 Regal REIT......................................... 5,296,000 1,441,514 Sunlight REIT...................................... 5,699,000 2,326,917 ------------ TOTAL HONG KONG....................................... 75,971,945 ------------ ISRAEL -- (0.0%) *Alony Hetz Properties & Investments, Ltd........... 13,725 68,759 Reit 1, Ltd........................................ 389,795 688,459 ------------ TOTAL ISRAEL.......................................... 757,218 ------------ ITALY -- (0.2%) Beni Stabili SpA................................... 4,675,235 2,627,485 Immobiliare Grande Distribuzione SpA............... 746,974 771,359 ------------ TOTAL ITALY........................................... 3,398,844 ------------ 391 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value++ --------- ------------ JAPAN -- (15.2%) Advance Residence Investment Corp.................... 6,285 $ 13,627,451 #Daiwa Office Investment Corp......................... 1,332 4,406,871 Daiwahouse Residential Investment Corp............... 790 6,225,426 #Frontier Real Estate Investment Corp................. 1,211 10,702,727 Fukuoka REIT Corp.................................... 575 4,325,280 Global One Real Estate Investment Co., Ltd........... 497 2,986,786 Hankyu REIT, Inc..................................... 421 2,109,976 #Heiwa Real Estate REIT, Inc.......................... 2,846 1,974,947 Ichigo Real Estate Investment Corp................... 2,568 1,373,134 #Industrial & Infrastructure Fund Investment Corp..... 653 5,045,436 Invincible Investment Corp........................... 2,368 188,754 #Japan Excellent, Inc................................. 923 5,117,145 Japan Hotel REIT Investment Corp..................... 8,617 2,431,025 Japan Logistics Fund, Inc............................ 813 7,428,117 Japan Prime Realty Investment Corp................... 4,465 13,456,668 Japan Real Estate Investment Corp.................... 3,170 31,742,207 Japan Rental Housing Investments, Inc................ 4,370 2,645,891 Japan Retail Fund Investment Corp.................... 10,863 19,804,181 Kenedix Realty Investment Corp....................... 1,581 5,400,429 MID REIT, Inc........................................ 954 2,507,620 Mori Hills REIT Investment Corp...................... 1,009 4,904,114 MORI TRUST Sogo REIT, Inc............................ 967 8,852,471 Nippon Accommodations Fund, Inc...................... 1,021 7,254,453 #Nippon Building Fund, Inc............................ 3,534 37,966,559 #Nomura Real Estate Office Fund, Inc.................. 1,574 9,902,152 #Nomura Real Estate Residential Fund, Inc............. 742 4,433,130 #ORIX JREIT, Inc...................................... 1,594 7,761,405 Premier Investment Corp.............................. 1,030 3,750,425 Sekisui House SI Investment Corp..................... 599 2,731,593 TOKYU REIT, Inc...................................... 888 4,687,585 #Top REIT, Inc........................................ 764 3,558,149 #United Urban Investment Corp......................... 12,105 14,554,764 ------------ TOTAL JAPAN............................................. 253,856,871 ------------ MALAYSIA -- (0.3%) Al-'Aqar Healthcare REIT Berhad...................... 380,200 173,572 Al-Hadharah Boustead REIT Berhad..................... 338,900 221,331 Amanahraya REIT Berhad............................... 453,600 138,423 AmFirst REIT Berhad.................................. 1,013,840 372,593 Axis REIT Berhad..................................... 737,340 750,290 CapitaMalls Malaysia Trust Berhad.................... 2,872,800 1,695,655 Hektar REIT Berhad................................... 304,325 148,832 Quill Capita Trust Berhad............................ 129,800 52,413 Starhill REIT Berhad................................. 1,707,600 611,096 Sunway REIT Berhad................................... 959,900 481,921 Tower REIT Berhad.................................... 114,100 56,176 ------------ TOTAL MALAYSIA.......................................... 4,702,302 ------------ MEXICO -- (0.1%) *Fibra Uno Administracion S.A.B. de C.V............... 673,106 1,768,355 ------------ NETHERLANDS -- (2.4%) Corio NV............................................. 369,283 16,450,697 #Eurocommercial Properties NV......................... 214,239 8,401,590 #Nieuwe Steen Investments NV.......................... 283,698 2,452,863 Vastned Retail NV.................................... 111,862 5,182,582 Wereldhave NV........................................ 114,504 6,768,369 ------------ TOTAL NETHERLANDS....................................... 39,256,101 ------------ NEW ZEALAND -- (0.6%) #Argosy Property, Ltd................................. 2,080,241 1,563,575 392 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value++ ---------- ------------ NEW ZEALAND -- (Continued) DNZ Property Fund, Ltd.............................. 55,523 $ 72,592 #Goodman Property Trust.............................. 3,996,929 3,482,592 Kiwi Income Property Trust.......................... 4,115,266 3,956,844 *Npt, Ltd............................................ 42,844 21,620 Precinct Properties New Zealand, Ltd................ 209,011 177,824 #Property for Industry, Ltd.......................... 581,078 582,369 Vital Healthcare Property Trust..................... 830,973 860,353 ------------ TOTAL NEW ZEALAND...................................... 10,717,769 ------------ SINGAPORE -- (8.1%) AIMS AMP Capital Industrial REIT.................... 1,214,238 1,481,404 #Ascendas India Trust................................ 2,943,000 1,830,360 Ascendas REIT....................................... 10,362,000 19,992,929 #Ascott Residence Trust.............................. 4,018,000 4,194,107 Cache Logistics Trust............................... 2,306,000 2,320,318 Cambridge Industrial Trust.......................... 6,856,282 3,731,655 #CapitaCommercial Trust.............................. 10,793,000 13,847,973 CapitaMall Trust.................................... 12,717,300 21,881,382 #CapitaRetail China Trust............................ 2,276,000 2,903,697 CDL Hospitality Trusts.............................. 4,451,000 7,058,939 #First REIT.......................................... 2,939,000 2,515,565 #Fortune REIT, Ltd................................... 2,294,000 1,830,080 #Frasers Centrepoint Trust........................... 3,282,000 5,245,397 #Frasers Commercial Trust............................ 3,036,200 3,091,982 #Keppel REIT......................................... 3,364,150 3,274,640 Lippo Malls Indonesia Retail Trust.................. 8,322,000 3,305,106 Mapletree Commercial Trust.......................... 2,926,000 2,896,614 Mapletree Industrial Trust.......................... 2,832,000 3,246,040 #Mapletree Logistics Trust........................... 7,224,430 6,556,923 #Parkway Life REIT................................... 2,213,000 3,698,608 #Saizen REIT......................................... 2,851,000 403,633 #Starhill Global REIT................................ 7,524,000 4,837,678 Suntec REIT......................................... 10,956,000 14,390,048 #*Treasury China Trust................................ 90,000 105,407 ------------ TOTAL SINGAPORE........................................ 134,640,485 ------------ SOUTH AFRICA -- (1.3%) Capital Property Fund............................... 5,995,466 6,964,506 Emira Property Fund................................. 2,001,118 3,068,518 Fountainhead Property Trust......................... 5,995,829 5,563,934 SA Corporate Real Estate Fund....................... 9,284,843 3,767,761 Sycom Property Fund................................. 651,686 1,952,418 ------------ TOTAL SOUTH AFRICA..................................... 21,317,137 ------------ TAIWAN -- (0.6%) Cathay No.1 REIT.................................... 7,090,000 4,115,120 Cathay No.2 REIT.................................... 3,043,000 1,646,353 Fubon No.1 REIT..................................... 390,000 230,965 Fubon No.2 REIT..................................... 2,788,000 1,259,203 Gallop No.1 REIT.................................... 1,219,000 561,957 Shin Kong No.1 REIT................................. 3,408,000 1,500,724 ------------ TOTAL TAIWAN........................................... 9,314,322 ------------ TURKEY -- (0.7%) *Akfen Gayrimenkul Yatirim Ortakligi A.S............. 77,967 69,125 Akmerkez Gayrimenkul Yatirim Ortakligi A.S.......... 84,990 878,928 Alarko Gayrimenkul Yatirim Ortakligi A.S............ 33,461 417,117 *Dogus Gayrimenkul Yatirim Ortakligi A.S............. 173,964 159,659 Emlak Konut Gayrimenkul Yatirim Ortakligi A.S....... 3,478,412 5,181,158 Is Gayrimenkul Yatirim Ortakligi A.S................ 1,793,565 1,450,671 393 DFA INTERNATIONAL REAL ESTATE SECURITIES PORTFOLIO CONTINUED Shares Value++ ----------- -------------- TURKEY -- (Continued) *Saf Gayrimenkul Yatirim Ortakligi A.S............ 270,782 $ 151,114 Sinpas Gayrimenkul Yatirim Ortakligi A.S......... 1,258,502 884,910 Torunlar Gayrimenkul Yatirim Ortakligi A.S....... 844,694 1,339,425 *Vakif Gayrimenkul Yatirim Ortakligi A.S.......... 195,696 437,747 -------------- TOTAL TURKEY........................................ 10,969,854 -------------- UNITED KINGDOM -- (13.0%) A & J Mucklow Group P.L.C........................ 245,887 1,416,667 Big Yellow Group P.L.C........................... 622,402 3,439,182 British Land Co. P.L.C........................... 4,755,450 40,619,859 Capital Shopping Centres Group P.L.C............. 3,132,277 16,860,712 Derwent London P.L.C............................. 491,732 16,363,554 Great Portland Estates P.L.C..................... 1,676,684 12,661,329 Hammerson P.L.C.................................. 3,924,681 29,928,470 Hansteen Holdings P.L.C.......................... 2,383,418 2,866,278 Land Securities Group P.L.C...................... 4,331,787 56,292,926 London & Stamford Property P.L.C................. 1,796,825 3,333,495 McKay Securities P.L.C........................... 301,723 676,502 Metric Property Investments P.L.C................ 113,166 167,690 Primary Health Properties P.L.C.................. 378,180 2,102,153 Segro P.L.C...................................... 3,971,466 15,227,757 Shaftesbury P.L.C................................ 1,317,725 11,669,264 Town Centre Securities P.L.C..................... 4,810 14,683 Workspace Group P.L.C............................ 594,478 2,932,210 -------------- TOTAL UNITED KINGDOM................................ 216,572,731 -------------- TOTAL COMMON STOCKS................................. 1,522,024,852 -------------- RIGHTS/WARRANTS -- (0.0%) NETHERLANDS -- (0.0%) *Nieuwe Steen Investments NV Value Retention Warrants........................................ 90,332 -- -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (8.7%) (S)@DFA Short Term Investment Fund.................. 12,445,981 144,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $226,983) to be repurchased at $222,534........ $ 223 222,532 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 144,222,532 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,504,164,154)............................. $1,666,247,384 ============== 394 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ---------- ----------- COMMON STOCKS -- (90.8%) AUSTRALIA -- (6.0%) #Aditya Birla Minerals, Ltd........................... 3,194,844 $ 1,521,804 #*AED Oil, Ltd......................................... 992,337 -- *AJ Lucas Group, Ltd.................................. 584,687 485,010 *Amadeus Energy, Ltd.................................. 1,397,424 283,121 #Amalgamated Holdings, Ltd............................ 1,912,526 13,494,145 Amcom Telecommunications, Ltd........................ 1,527,774 2,027,021 *Antares Energy, Ltd.................................. 111,692 60,155 AP Eagers, Ltd....................................... 527,729 2,082,588 #APN News & Media, Ltd................................ 8,524,586 3,267,140 #*Aquarius Platinum, Ltd............................... 765,120 453,969 Arrium, Ltd.......................................... 17,417,371 14,146,900 *Atlas Iron, Ltd...................................... 1,907,160 3,028,693 Ausdrill, Ltd........................................ 24,796 73,173 *Austal, Ltd.......................................... 229,966 292,332 *Australian Agricultural Co., Ltd..................... 5,931,553 7,999,519 Australian Pharmaceutical Industries, Ltd............ 6,314,737 3,080,956 Automotive Holdings Group, Ltd....................... 363,264 1,201,965 AVJennings, Ltd...................................... 28,651 9,679 AWE, Ltd............................................. 9,150,390 12,606,127 #Bank of Queensland, Ltd.............................. 1,601,239 12,574,375 *Bannerman Resources, Ltd............................. 923,005 80,317 Beach Energy, Ltd.................................... 23,727,789 33,888,804 #Billabong International, Ltd......................... 6,953,066 6,368,441 *BlueScope Steel, Ltd................................. 44,899,720 22,076,923 Boart Longyear, Ltd.................................. 593,281 896,004 #*Boom Logistics, Ltd.................................. 4,181,588 1,344,361 *Bravura Solutions, Ltd............................... 117,759 28,068 Breville Group, Ltd.................................. 1,946,440 12,083,657 Brickworks, Ltd...................................... 454,518 5,248,837 BSA, Ltd............................................. 309,985 57,817 *Calliden Group, Ltd.................................. 1,949,708 329,745 #*Cape Lambert Resources, Ltd.......................... 7,444,989 1,968,732 *Carnarvon Petroleum, Ltd............................. 36,489 3,059 *CDS Technologies, Ltd................................ 15,209 -- *Citigold Corp., Ltd.................................. 11,406,919 663,916 Clough, Ltd.......................................... 270,548 218,826 *Coal of Africa, Ltd.................................. 926,247 205,873 #*Cockatoo Coal, Ltd................................... 944,743 161,309 *Coffey International, Ltd............................ 876,193 340,107 Collection House, Ltd................................ 24,344 24,740 *Continental Coal, Ltd................................ 1,236,508 70,458 #*Cooper Energy, Ltd................................... 2,602,123 1,588,022 Coventry Group, Ltd.................................. 578,498 1,788,604 #CSG, Ltd............................................. 158,673 79,788 #CSR, Ltd............................................. 7,551,216 13,709,274 *Deep Yellow, Ltd..................................... 2,635,536 207,548 Devine, Ltd.......................................... 1,477,620 1,121,244 *Downer EDI, Ltd...................................... 4,941,025 18,392,488 #*Elders, Ltd.......................................... 9,301,839 1,591,874 Emeco Holdings, Ltd.................................. 11,367,540 8,186,503 #*Energy Resources of Australia, Ltd................... 2,764,851 4,040,952 *Enero Group, Ltd..................................... 461,398 192,055 *eServGlobal, Ltd..................................... 205,010 42,234 #Fairfax Media, Ltd................................... 17,560,285 7,189,389 FKP Property Group, Ltd.............................. 29,501,120 6,758,241 *Focus Minerals, Ltd.................................. 2,718,085 101,505 Gazal Corp., Ltd..................................... 48,514 103,281 *Geodynamics, Ltd..................................... 1,419,998 191,175 395 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- AUSTRALIA -- (Continued) *Goodman Fielder, Ltd................................. 37,803,693 $22,900,992 GrainCorp, Ltd. Class A.............................. 2,085,914 26,489,395 #Grange Resources, Ltd................................ 2,148,325 555,614 #*Gunns, Ltd........................................... 15,479,938 -- #*Hastie Group, Ltd.................................... 397,079 -- HFA Holdings, Ltd.................................... 153,930 122,961 HGL, Ltd............................................. 411,867 230,773 #*Hillgrove Resources, Ltd............................. 7,456,897 679,529 #Hills Holdings, Ltd.................................. 2,400,078 1,893,562 iiNet, Ltd........................................... 196,004 845,849 #Independence Group NL................................ 102,154 422,106 *Indophil Resources NL................................ 1,863,584 541,357 #*Infigen Energy, Ltd.................................. 4,978,807 1,238,090 K&S Corp., Ltd....................................... 148,838 262,741 #*Kagara, Ltd.......................................... 11,222,734 1,397,978 #Kingsgate Consolidated, Ltd.......................... 403 2,311 *Lednium, Ltd......................................... 438,495 36,415 Lemarne Corp., Ltd................................... 5,585 3,739 *Leyshon Resources, Ltd............................... 67,190 11,825 *Linc Energy, Ltd..................................... 1,719,545 978,469 Macmahon Holdings, Ltd............................... 6,777,915 2,241,922 Macquarie Telecom Group, Ltd......................... 24,029 240,504 #MaxiTRANS Industries, Ltd............................ 4,471,429 4,497,771 McPherson's, Ltd..................................... 1,351,186 2,595,288 #*MEO Australia, Ltd................................... 1,258,809 306,235 *Metals X, Ltd........................................ 820,020 106,218 *Metgasco, Ltd........................................ 1,021,057 222,076 Mincor Resources NL.................................. 2,350,149 2,912,506 *Mineral Deposits, Ltd................................ 370,464 1,875,987 #*Mirabela Nickel, Ltd................................. 2,684,303 1,249,446 #*Molopo Energy, Ltd................................... 1,648,921 940,232 *Moly Mines, Ltd...................................... 177,099 23,920 Mount Gibson Iron, Ltd............................... 7,279,072 5,310,709 *Nexus Energy, Ltd.................................... 21,224,485 2,637,497 Nufarm, Ltd.......................................... 2,994,125 17,849,593 Oakton, Ltd.......................................... 60,435 78,359 *OM Holdings, Ltd..................................... 210,973 58,102 *OPUS Group, Ltd...................................... 296,557 143,938 *Otto Energy, Ltd..................................... 1,373,172 123,892 Pacific Brands, Ltd.................................. 25,649,033 16,497,123 #*Paladin Energy, Ltd.................................. 6,630,966 7,777,643 *Pan Pacific Petroleum NL............................. 453,105 51,231 Panoramic Resources, Ltd............................. 2,745,724 1,774,384 *PaperlinX, Ltd....................................... 11,057,911 596,597 #*Perilya, Ltd......................................... 270,163 86,693 *Petsec Energy, Ltd................................... 388,786 68,510 #*Platinum Australia, Ltd.............................. 1,963,690 136,574 PMP, Ltd............................................. 6,456,626 1,338,380 Premier Investments, Ltd............................. 1,446,820 9,250,851 #Primary Health Care, Ltd............................. 10,254,873 41,363,668 Prime Media Group, Ltd............................... 1,996,940 1,635,411 #*PrimeAg, Ltd......................................... 1,368,347 1,632,324 Programmed Maintenance Service, Ltd.................. 1,623,255 3,481,344 #*Ramelius Resources, Ltd.............................. 1,043,484 477,962 RCR Tomlinson, Ltd................................... 233,922 445,203 *Reed Resources, Ltd.................................. 387,408 72,411 #Regional Express Holdings, Ltd....................... 21,861 27,203 *Resolute Mining, Ltd................................. 110,190 219,943 #*Resource Generation, Ltd............................. 607,387 252,233 Ridley Corp., Ltd.................................... 8,110,350 9,686,364 *Roc Oil Co., Ltd..................................... 3,402,461 1,514,432 396 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ AUSTRALIA -- (Continued) #Select Harvests, Ltd................................ 186,327 $ 226,103 Service Stream, Ltd................................. 2,592,605 1,035,442 #Seven Group Holdings, Ltd........................... 973,012 6,967,686 Seven West Media, Ltd............................... 2,972,636 3,747,658 Sigma Pharmaceuticals, Ltd.......................... 15,536,006 10,869,403 Skilled Group, Ltd.................................. 246,295 679,050 Southern Cross Media Group, Ltd..................... 9,294,292 10,021,423 #*St. Barbara, Ltd.................................... 211,399 417,544 *Straits Resources, Ltd.............................. 3,234,343 324,877 #STW Communications Group, Ltd....................... 4,496,253 4,710,101 #*Sunland Group, Ltd.................................. 5,108,129 5,494,719 Swick Mining Services, Ltd.......................... 389,304 125,283 *Tap Oil, Ltd........................................ 5,076,579 3,710,151 #Tassal Group, Ltd................................... 1,551,640 2,331,720 #Ten Network Holdings, Ltd........................... 5,122,562 1,489,360 TFS Corp., Ltd...................................... 175,457 70,044 *Toro Energy, Ltd.................................... 2,101,506 283,507 Transfield Services, Ltd............................ 2,221,981 3,659,866 *Transpacific Industries Group, Ltd.................. 15,316,699 12,132,225 Trust Co., Ltd. (The)............................... 2,798 13,515 *Unity Mining, Ltd................................... 8,423,723 1,191,437 #UXC, Ltd............................................ 5,226,590 4,765,752 *VDM Group, Ltd...................................... 349,483 3,969 Village Roadshow, Ltd............................... 3,194,788 12,401,414 #*Virgin Australia Holdings, Ltd. (B43DQC7)........... 39,419,376 20,017,038 *Virgin Australia Holdings, Ltd. (B7L5734)........... 39,419,376 204,597 Watpac, Ltd......................................... 1,207,991 751,646 WDS, Ltd............................................ 374,097 248,363 *WestSide Corp., Ltd................................. 3,381 1,544 #WHK Group, Ltd...................................... 3,141,266 3,440,245 ------------ TOTAL AUSTRALIA........................................ 541,782,910 ------------ AUSTRIA -- (0.6%) Agrana Beteiligungs AG.............................. 90,580 10,910,018 *Allgemeine Sparkasse Baugesellschaft AG............. 120 16,331 #*A-TEC Industries AG................................. 202,339 -- Austria Technologie & Systemtechnik AG.............. 39,429 346,751 #Flughafen Wien AG................................... 191,264 8,673,248 Frauenthal Holding AG............................... 4,402 52,385 #*Intercell AG........................................ 39,800 97,980 Linz Textil Holding AG.............................. 212 133,293 Mayr-Melnhof Karton AG.............................. 66,698 6,592,943 Oberbank AG......................................... 38,337 2,374,950 *Polytec Holding AG.................................. 10,379 74,077 Strabag SE.......................................... 282,431 7,100,365 *Uniqa Versicherungen AG............................. 105,914 1,224,084 #Wienerberger AG..................................... 2,600,996 18,658,128 Wolford AG.......................................... 2,273 73,612 Zumtobel AG......................................... 1,834 19,619 ------------ TOTAL AUSTRIA.......................................... 56,347,784 ------------ BELGIUM -- (0.8%) Ackermans & van Haaren NV........................... 64,503 5,251,728 *Agfa-Gevaert NV..................................... 4,140,541 6,765,794 #Banque Nationale de Belgique........................ 4,220 13,445,410 Barco NV............................................ 6,198 426,364 #Bekaert NV.......................................... 107,233 2,928,140 Compagnie d'Entreprises SA.......................... 10,571 520,113 Compagnie Immobiliere de Belgique SA................ 44,570 1,517,487 Compagnie Maritime Belge SA......................... 65,225 1,166,879 *Deceuninck NV....................................... 933,254 1,550,791 397 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- BELGIUM -- (Continued) D'ieteren SA NV....................................... 209,913 $10,131,683 #*Euronav SA............................................ 332,684 1,837,038 Exmar NV.............................................. 14,397 107,402 Floridienne SA........................................ 1,824 262,359 Gimv NV............................................... 11,468 554,470 *Ion Beam Applications SA.............................. 6,353 53,490 #Jensen-Group NV....................................... 43,965 667,168 #Nyrstar NV............................................ 1,026,300 5,968,713 *Option NV............................................. 44,107 18,380 *Papeteries Catala SA.................................. 188 4,496 #*RealDolmen NV......................................... 9,621 230,108 Recticel SA........................................... 469,034 3,110,706 Roularta Media Group NV............................... 26,889 406,270 SAPEC SA.............................................. 6,720 347,853 Sioen Industries NV................................... 99,173 795,345 Softimat SA........................................... 72,062 319,768 Tessenderlo Chemie NV................................. 485,513 14,088,154 VPK Packaging Group SA................................ 725 30,875 ----------- TOTAL BELGIUM............................................ 72,506,984 ----------- CANADA -- (10.1%) #*5N Plus, Inc.......................................... 217,541 479,189 Aastra Technologies, Ltd.............................. 69,662 1,143,887 *Advantage Oil & Gas, Ltd.............................. 4,065,343 14,653,552 Aecon Group, Inc...................................... 987,235 11,377,296 #AGF Management, Ltd. Class B.......................... 760,776 7,594,430 Aimia, Inc............................................ 2,476,260 37,091,214 #*Ainsworth Lumber Co., Ltd............................. 611,112 1,652,067 *Air Canada Class A.................................... 398,947 707,020 Akita Drilling, Ltd. Class A.......................... 9,400 104,000 Algoma Central Corp................................... 24,501 2,894,736 #Alliance Grain Traders, Inc........................... 92,495 1,278,029 *Altius Minerals Corp.................................. 85,248 884,275 Altus Group, Ltd...................................... 28,962 237,206 #Amerigo Resources, Ltd................................ 2,386,794 1,386,073 #*Anderson Energy, Ltd.................................. 3,417,571 1,112,101 Andrew Peller, Ltd. Class A........................... 19,200 192,240 *Angle Energy, Inc..................................... 359,832 1,351,059 #*Antrim Energy, Inc.................................... 2,604,383 2,164,343 *Armtec Infrastructure, Inc............................ 52,627 121,194 #Astral Media, Inc. Class A............................ 10,600 433,870 #*Atna Resource, Ltd.................................... 79,567 103,567 #*Atrium Innovations, Inc............................... 236,183 2,433,365 *ATS Automation Tooling System, Inc.................... 1,978,614 18,424,140 *Aura Minerals, Inc.................................... 242,910 72,964 *AuRico Gold, Inc...................................... 258,909 2,162,004 AutoCanada, Inc....................................... 300 4,175 #AvenEx Energy Corp.................................... 637,609 2,202,504 *AXIA NetMedia Corp.................................... 37,065 46,018 #*Ballard Power Systems, Inc............................ 2,055,571 1,481,863 #*Bellatrix Exploration, Ltd............................ 1,719,866 7,163,597 #*BNK Petroleum, Inc.................................... 37,500 24,406 *Boralex, Inc. Class A................................. 671,137 6,484,578 #*Brigus Gold Corp...................................... 1,000,524 971,723 *Brookfield Residential Properties, Inc................ 6,411 110,857 *C&C Energia, Ltd...................................... 64,052 373,249 #*Calvalley Petroleums, Inc. Class A.................... 160,064 352,582 #Canaccord Financial, Inc. (B01R1T5)................... 966,142 4,827,082 Canaccord Financial, Inc. (BoBV8K7)................... 177,531 845,346 #*Canacol Energy, Ltd................................... 360,000 127,960 #*Canada Lithium Corp................................... 714,149 457,627 398 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CANADA -- (Continued) *Canam Group, Inc. Class A............................ 913,446 $ 5,121,700 *Canfor Corp.......................................... 2,464,506 35,138,489 *Cangene Corp......................................... 13,825 22,840 #CanWel Building Materials Group, Ltd................. 84,917 225,312 #Capstone Infrastructure Corp......................... 1,028,621 4,243,223 *Capstone Mining Corp................................. 4,422,940 10,938,335 #*Cardero Resource Corp................................ 1,025,362 564,655 Cascades, Inc........................................ 2,141,123 10,461,757 CCL Industries, Inc. Class B......................... 267,366 9,899,569 *Celestica, Inc....................................... 4,577,603 33,229,158 *Cequence Energy, Ltd................................. 1,565,283 2,899,398 #*China Gold International Resources Corp., Ltd........ 575,721 2,449,877 *Chinook Energy, Inc.................................. 76,738 142,143 Churchill Corp. Class A (The)........................ 101,020 849,630 Clarke, Inc.......................................... 205,960 909,420 #*Claude Resources, Inc................................ 505,328 364,292 Colabor Group, Inc................................... 164,631 1,379,686 #*COM DEV International, Ltd........................... 559,724 1,709,295 #*Connacher Oil & Gas, Ltd............................. 10,953,728 4,935,347 #*Corridor Resources, Inc.............................. 117,285 86,900 *Cott Corp............................................ 1,611,353 12,310,011 #*Crew Energy, Inc..................................... 1,489,181 11,466,135 *Crocotta Energy, Inc................................. 110,580 356,513 *Crown Point Energy, Inc.............................. 102,949 37,623 #*Delphi Energy Corp................................... 3,132,357 4,233,974 #*Denison Mines Corp................................... 7,315,229 9,448,456 #*DHX Media, Ltd....................................... 24,200 42,403 Dorel Industries, Inc. Class B....................... 842,000 30,105,452 #*DragonWave, Inc...................................... 65,610 162,260 *Dundee Precious Metals, Inc.......................... 623,362 5,735,867 #*Dynasty Metals & Mining, Inc......................... 4,528 8,931 #*Eastern Platinum, Ltd................................ 3,548,671 586,264 E-L Financial Corp., Ltd............................. 1,133 453,279 #*Endeavour Mining Corp................................ 2,534,491 5,836,625 #*Energy Fuels, Inc.................................... 8,446,569 1,437,714 Ensign Energy Services, Inc.......................... 260,547 3,894,835 #*Epsilon Energy, Ltd.................................. 53,900 154,887 *Equal Energy, Ltd.................................... 286,456 886,257 Equitable Group, Inc................................. 44,349 1,314,373 #*Essential Energy Services, Ltd....................... 1,765,109 3,746,714 Exco Technologies, Ltd............................... 54,800 266,661 *EXFO, Inc............................................ 3,119 14,053 #*Fairborne Energy, Ltd................................ 2,264,882 3,605,669 *Formation Metals, Inc................................ 247,985 64,557 *Genesis Land Development Corp........................ 9,754 33,596 Genworth MI Canada, Inc.............................. 218,403 4,474,118 Glacier Media, Inc................................... 16,000 29,637 *GLG Life Tech Corp................................... 24,267 16,036 *GLV, Inc. Class A.................................... 145,447 326,209 #*Golden Star Resources, Ltd........................... 1,567,849 3,155,321 #*Goldgroup Mining, Inc................................ 3,500 1,332 *Gran Tierra Energy, Inc.............................. 403,768 2,033,495 #*Great Basin Gold, Ltd................................ 2,218,073 177,668 Guardian Capital Group, Ltd. Class A................. 18,439 185,729 *Guyana Goldfields, Inc............................... 49,077 145,941 *Harry Winston Diamond Corp........................... 1,084,975 15,567,151 *Hemisphere GPS, Inc.................................. 913,927 631,399 *Heroux-Devtek, Inc................................... 387,777 5,156,124 *High River Gold Mines, Ltd........................... 181,273 252,285 HudBay Minerals, Inc................................. 4,193,216 38,919,762 IBI Group, Inc....................................... 1,400 13,036 399 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- CANADA -- (Continued) #Indigo Books & Music, Inc............................. 400 $ 4,001 *Insignia Energy, Ltd.................................. 82,524 70,233 *International Forest Products, Ltd. Class A........... 1,041,599 6,674,577 Intertape Polymer Group, Inc.......................... 880,408 6,117,679 *Ithaca Energy, Inc.................................... 817,726 1,580,186 #*Ivanhoe Energy, Inc................................... 469,848 291,670 #*Jaguar Mining, Inc.................................... 1,317,566 1,358,791 #*Katanga Mining, Ltd................................... 347,669 167,090 *Kingsway Financial Services, Inc...................... 303,286 1,008,170 #*Lake Shore Gold Corp.................................. 3,206,771 2,568,628 *Laramide Resources, Ltd............................... 270,748 246,689 Laurentian Bank of Canada............................. 707,853 31,503,445 Le Chateau, Inc. Class A.............................. 8,700 33,972 *Legacy Oil & Gas, Inc................................. 3,409,457 24,373,990 Leisureworld Senior Care Corp......................... 10,007 125,645 Linamar Corp.......................................... 988,079 21,764,944 #Liquor Stores N.A., Ltd............................... 62,635 1,150,164 *Long Run Exploration, Ltd............................. 1,620,537 6,652,519 *Martinrea International, Inc.......................... 878,131 6,312,872 *Maxim Power Corp...................................... 3,832 6,638 #*Mega Uranium, Ltd..................................... 2,701,865 405,787 Melcor Developments, Ltd.............................. 13,330 205,539 #*Mercator Minerals, Ltd................................ 1,676,971 831,140 *MGM Energy Corp....................................... 118,477 27,877 #Migao Corp............................................ 882,655 2,032,647 Mullen Group, Ltd..................................... 275,141 5,705,302 New Flyer Industries, Inc............................. 8,886 68,953 Newalta Corp.......................................... 911,742 12,826,008 *Niko Resources, Ltd................................... 99,612 1,268,650 *Norbord, Inc.......................................... 30,303 629,878 Nordion, Inc.......................................... 821,195 5,344,448 #*Nuvista Energy, Ltd................................... 2,335,772 12,207,990 #*OceanaGold Corp....................................... 4,775,207 16,734,142 *Orvana Minerals Corp.................................. 32,311 28,146 #*Pace Oil & Gas, Ltd................................... 745,617 2,097,806 *Parex Resources, Inc.................................. 55,389 249,008 *Patheon, Inc.......................................... 27,477 102,067 #*Perpetual Energy, Inc................................. 72,400 105,836 #PetroBakken Energy, Ltd. Class A...................... 351,554 4,438,644 *Petrobank Energy & Resources, Ltd..................... 2,532,239 34,785,801 #Petrominerales, Ltd................................... 291,924 2,341,238 *Phoscan Chemical Corp................................. 3,014,654 875,344 *Polaris Miner Corp.................................... 19,500 15,034 #Poseidon Concepts Corp................................ 581,697 8,602,418 *Primary Energy Recycling Corp......................... 600 2,908 #*Primero Mining Corp................................... 1,178,598 8,744,342 Progress Energy Resources Corp........................ 491,364 9,898,617 #Pulse Seismic, Inc.................................... 870,720 2,266,705 *QLT, Inc.............................................. 1,077,170 8,099,671 #*Questerre Energy Corp. Class A........................ 715,031 529,785 *Ram Power Corp........................................ 1,161,374 337,220 #*RMP Energy, Inc....................................... 2,400,508 5,576,149 *Rock Energy, Inc...................................... 58,789 67,692 #RONA, Inc............................................. 3,166,544 32,529,403 #Savanna Energy Services Corp.......................... 2,096,676 14,590,136 Sherritt International Corp........................... 7,300,339 31,576,936 *Shore Gold, Inc....................................... 3,181,873 716,817 *Sierra Wireless, Inc.................................. 846,527 6,780,692 *Silver Standard Resources, Inc........................ 1,119,687 17,006,910 *Sonde Resources Corp.................................. 504,221 474,561 #*Sprott Resource Corp.................................. 2,006,586 7,815,389 400 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ------------ CANADA -- (Continued) #Sprott Resource Lending Corp......................... 3,210,742 $ 4,564,960 *St. Andrew Goldfields, Ltd........................... 591,710 269,565 *Stornoway Diamond Corp............................... 208,713 127,474 *SunOpta, Inc......................................... 66,987 401,754 #Superior Plus Corp................................... 433,937 4,240,526 *Taseko Mines, Ltd.................................... 213,916 584,722 #*Tembec, Inc.......................................... 537,332 1,215,890 *Teranga Gold Corp.................................... 906,763 1,914,969 #*Tethys Petroleum, Ltd................................ 242,062 130,877 #*Thompson Creek Metals Co., Inc....................... 3,726,582 9,775,865 *TLC Vision Corp...................................... 829,259 -- Torstar Corp. Class B................................ 413,061 3,329,303 #Transcontinental, Inc. Class A....................... 1,620,823 16,715,371 #Trinidad Drilling, Ltd............................... 2,991,070 19,825,665 *Tuscany International Drilling, Inc.................. 155,582 48,291 Twin Butte Energy, Ltd............................... 365,409 1,086,623 #*UEX Corp............................................. 569,815 313,790 Uni-Select, Inc...................................... 6,971 160,045 #*Uranium One, Inc..................................... 797,562 1,732,876 #*Valener, Inc......................................... 229,720 3,661,720 #Vero Energy, Inc..................................... 1,187,657 3,186,904 *Vitran Corp., Inc.................................... 2,673 13,971 *Wesdome Gold Mines, Ltd.............................. 12,000 11,294 West Fraser Timber Co., Ltd.......................... 659,979 39,972,095 *Western Energy Services Corp......................... 27,883 199,613 *Western Forest Products, Inc......................... 99,921 131,060 Westjet Airlines, Ltd................................ 100,365 1,808,831 Whistler Blackcomb Holdings, Inc..................... 38,797 462,262 *Whitecap Resources, Inc.............................. 133,697 1,064,221 Winpak, Ltd.......................................... 656 10,312 *Xceed Mortgage Corp.................................. 18,100 25,372 *Xtreme Drilling & Coil Services Corp................. 79,483 111,415 ZCL Composite, Inc................................... 1,500 7,404 ------------ TOTAL CANADA............................................ 916,447,345 ------------ CHINA -- (0.0%) *Hanfeng Evergreen, Inc............................... 711,867 1,179,614 *Shougang Concord Century Holdings, Ltd............... 720,115 26,408 ------------ TOTAL CHINA............................................. 1,206,022 ------------ DENMARK -- (0.7%) *Alm. Brand A.S....................................... 1,959,032 4,880,444 *Amagerbanken A.S..................................... 3,187,349 -- *Andersen & Martini A.S. Series B..................... 1,178 7,983 *Auriga Industries A.S. Series B...................... 21,230 315,414 Brodrene Hartmann A.S. Series B...................... 55,812 1,190,800 *Brondbyernes IF Fodbold A.S. Series B................ 34,995 88,284 D/S Norden A.S....................................... 623,858 16,453,617 *Dalhoff Larsen & Horneman A.S........................ 52,763 33,453 DFDS A.S............................................. 85,347 4,137,896 *Djursland Bank A.S................................... 6,785 163,502 East Asiatic Co., Ltd. A.S........................... 107,825 2,082,261 *GPV Industri A.S. Series B........................... 6,000 31,275 *H&H International A.S. Series B...................... 58,677 298,386 Harboes Bryggeri A.S................................. 20,575 312,667 *Hojgaard Holding A.S. Series B....................... 12,964 168,636 *Jyske Bank A.S....................................... 114,044 3,471,573 Lan & Spar Bank A.S.................................. 5,706 282,050 *Mons Bank A.S........................................ 1,784 32,432 *NeuroSearch A.S...................................... 28,877 22,778 *Newcap Holding A.S................................... 86,992 8,464 401 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- DENMARK -- (Continued) Nordjyske Bank A.S................................... 13,580 $ 193,814 Norresundby Bank A.S................................. 5,455 161,135 *Ostjydsk Bank A.S.................................... 100 3,896 Per Aarsleff A.S. Series B........................... 36,280 2,521,243 *Salling Bank A.S..................................... 344 13,272 *Sanistal A.S. Series B............................... 612 6,707 Schouw & Co. A.S..................................... 307,672 7,031,680 *Skjern Bank A.S...................................... 1,530 24,504 *Spar Nord Bank A.S................................... 219,370 966,715 *Sparekassen Faaborg A.S.............................. 2,746 87,459 *Sydbank A.S.......................................... 135,240 2,477,339 #*TK Development A.S................................... 448,842 1,092,407 *TopoTarget A.S....................................... 518,047 219,130 *Torm A.S............................................. 713,025 368,794 #*Vestas Wind Systems A.S.............................. 2,455,315 14,195,442 *Vestjysk Bank A.S.................................... 135,239 336,449 ----------- TOTAL DENMARK........................................... 63,681,901 ----------- FINLAND -- (2.3%) Ahlstrom Oyj......................................... 50,307 836,997 #Aktia Oyj Series A................................... 13,933 103,447 *Alandsbanken AB Series A............................. 5,030 66,346 Amer Sports Oyj...................................... 198,086 2,806,911 Atria P.L.C.......................................... 88,060 591,310 *Componenta Oyj....................................... 87,163 236,038 Comptel P.L.C........................................ 16,847 8,944 Cramo Oyj............................................ 204,757 2,082,675 Digia P.L.C.......................................... 42,466 160,865 Efore Oyj............................................ 54,004 46,969 *Elcoteq SE........................................... 305,366 -- eQ P.L.C............................................. 175,314 420,804 *Finnair Oyj.......................................... 1,054,276 3,005,515 *Finnlines Oyj........................................ 614,000 6,275,692 #Fiskars Oyj Abp...................................... 127,164 2,624,085 HKScan Oyj Series A.................................. 360,016 1,575,104 Huhtamaki Oyj........................................ 1,928,287 32,602,927 #Kemira Oyj........................................... 1,974,247 26,264,754 *Kesko Oyj Series A................................... 1,890 60,498 Kesko Oyj Series B................................... 184,077 5,756,145 #Laennen Tehtaat Oyj.................................. 64,219 1,178,528 Lemminkainen Oyj..................................... 87,798 1,795,654 #*Mesta Board Oyj...................................... 4,521,411 13,572,382 *Neo Industrial Oyj................................... 3,263 7,577 #Neste Oil Oyj........................................ 1,084,774 13,584,357 Okmetic Oyj.......................................... 299,332 1,797,167 Oriola-KD Oyj Series B............................... 430,711 1,166,861 #*Outokumpu Oyj........................................ 24,037,488 20,426,755 Pohjola Bank P.L.C. Series A......................... 2,683,574 36,607,681 Raisio P.L.C. Series V............................... 1,468,656 5,804,029 #Rautaruukki Oyj Series K............................. 1,999,620 12,680,412 Raute Oyj Series A................................... 100 957 *Ruukki Group Oyj..................................... 996 624 Saga Furs Oyj........................................ 17,498 440,981 #Sanoma Oyj........................................... 696,846 6,776,079 *Scanfil P.L.C........................................ 11,900 13,145 Sievi Capital P.L.C.................................. 11,900 14,791 SRV Group P.L.C...................................... 295 1,293 *Stonesoft Oyj........................................ 84,210 137,773 *Tecnomen Lifetree Oyj................................ 1,101,636 257,439 Tieto Oyj............................................ 42,053 807,139 Tikkurila Oyj........................................ 271,403 5,142,946 402 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ------------ FINLAND -- (Continued) Viking Line Abp...................................... 16,240 $ 369,499 ------------ TOTAL FINLAND........................................... 208,110,095 ------------ FRANCE -- (3.2%) #*Air France-KLM....................................... 3,419,028 28,582,611 #*Alcatel-Lucent SA.................................... 7,529,930 7,699,191 Altamir Amboise SA................................... 68,975 618,932 *Altran Technologies SA............................... 101,226 681,877 Arkema SA............................................ 218,365 19,925,620 AtoS SA.............................................. 11,256 755,747 #Aubay SA............................................. 68,462 417,137 Bonduelle SCA........................................ 46,543 4,282,056 Bongrain SA.......................................... 139,659 8,343,262 *Boursorama SA........................................ 78,546 471,486 Burelle SA........................................... 11,385 2,667,661 #*Cegedim SA........................................... 4,452 79,537 Cegid Group.......................................... 34,573 667,135 Cie des Alpes........................................ 16,927 302,420 Ciments Francais SA.................................. 47,244 2,873,108 *Club Mediterranee SA................................. 395,253 6,282,962 Damartex SA.......................................... 800 13,503 Derichebourg SA...................................... 89,081 251,955 Devoteam SA.......................................... 5,114 59,012 Eiffage SA........................................... 58,216 2,003,289 Esso SA Francaise.................................... 29,644 2,121,573 *Etam Developpement SA................................ 39,488 713,745 Euler Hermes SA...................................... 716 49,408 #Fleury Michon SA..................................... 17,597 842,875 Fromageries Bel SA................................... 1,736 416,559 *Gascogne SA.......................................... 15,451 66,997 Gaumont SA........................................... 22,166 1,134,515 Gevelot SA........................................... 4,329 269,484 GFI Informatique SA.................................. 932,696 3,397,726 GL Events SA......................................... 1,026 22,614 Groupe Crit SA....................................... 5,034 80,671 Groupe Flo SA........................................ 41,837 160,616 Groupe Guillin SA.................................... 380 30,354 *Groupe Partouche SA.................................. 142,938 165,086 #Groupe Steria SCA.................................... 565,699 9,143,830 #Guerbet SA........................................... 11,535 1,259,148 *Haulotte Group SA.................................... 2,673 16,542 Havas SA............................................. 5,451,304 27,588,601 #*Hi-Media SA.......................................... 259,076 669,952 *Idsud SA............................................. 1,351 30,714 *Immobiliere et Hoteliere SA.......................... 27,700 46,315 Jacquet Metal Service SA............................. 219,558 2,140,771 Korian SA............................................ 5,814 89,643 *Lafuma SA............................................ 19,648 545,505 Lisi SA.............................................. 52,141 3,460,654 Manutan International SA............................. 23,043 926,673 Medica SA............................................ 45,940 821,420 Mersen SA............................................ 88,374 2,236,744 MGI Coutier SA....................................... 10,254 438,239 #Montupet SA.......................................... 153,485 1,368,137 Mr. Bricolage SA..................................... 114,065 1,291,821 #Nexans SA............................................ 580,149 24,703,673 Nexity SA............................................ 462,652 14,264,807 *NicOx SA............................................. 138,960 432,756 Oeneo SA............................................. 23,138 62,745 #*Orco Property Group SA............................... 8,452 25,178 #*Peugeot SA........................................... 1,005,212 6,447,933 403 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ------------ FRANCE -- (Continued) #Pierre & Vacances SA................................. 82,391 $ 1,390,632 Plastic Omnium SA.................................... 348,703 9,640,939 Plastivaloire SA..................................... 29,856 522,042 #PSB Industries SA.................................... 14,438 421,888 Rallye SA............................................ 494,603 15,092,019 *Recylex SA........................................... 56,148 301,662 Remy Cointreau SA.................................... 101,781 10,552,704 Rexel SA............................................. 13,116 237,556 Robertet SA.......................................... 1,011 169,085 *Rougier SA........................................... 2,469 107,782 SA des Ciments Vicat................................. 12,311 663,599 Sabeton SA........................................... 17,656 282,196 SAM SA............................................... 600 23,427 Samse SA............................................. 243 16,565 #Seche Environnement SA............................... 20,308 665,364 Securidev SA......................................... 16,908 503,571 #*Sequana SA........................................... 1,371,228 2,128,424 Societe Anonyme d'Explosifs et de Produits Chimiques SA................................................. 290 67,833 Societe des Bains de Mer et du Cercle des Etrangers a Monaco SA........................................ 70,232 2,598,431 Societe Television Francaise 1 SA.................... 97,313 836,310 #*Soitec SA............................................ 2,315,930 6,964,797 *Spir Communication SA................................ 30,432 579,927 #*Ste Industrielle d'Aviation Latecoere SA............. 144,473 1,640,670 #Sword Group SA....................................... 49,551 801,918 *Technicolor SA....................................... 1,178,947 2,995,112 Teleperformance SA................................... 576,472 17,456,029 #*Theolia SA........................................... 960,802 1,795,119 Tivoly SA............................................ 1,680 31,017 Tonnellerie Francois Freres SA....................... 5,748 265,157 Touax SA............................................. 460 14,908 Trigano SA........................................... 134,333 1,457,429 *UbiSoft Entertainment SA............................. 1,129,385 10,508,232 Valeo SA............................................. 7,163 315,411 #Vilmorin & Cie SA.................................... 16,571 1,969,003 Vranken-Pommery Monopole SA.......................... 67,036 2,124,040 ------------ TOTAL FRANCE............................................ 289,603,323 ------------ GERMANY -- (4.7%) A.S. Creation Tapeton AG............................. 22,155 983,525 *AAP Implantate AG.................................... 52,295 87,889 *Aareal Bank AG....................................... 1,108,348 23,832,928 #*Air Berlin AG........................................ 187,181 371,195 Allgeier SE.......................................... 534 7,358 *Analytik Jena AG..................................... 87,561 1,125,857 *Andreae-Noris Zahn AG................................ 37,245 1,472,779 #Asian Bamboo AG...................................... 114,025 875,638 Aurubis AG........................................... 1,045,010 66,156,167 Baader Bank AG....................................... 423,107 998,653 Balda AG............................................. 642,720 4,222,242 #Bauer AG............................................. 138,307 2,994,212 BayWa AG............................................. 40,333 1,827,884 Bechtle AG........................................... 76,681 2,893,766 *Beta Systems Software AG............................. 52,615 109,352 Bilfinger SE......................................... 632,428 61,972,830 Biotest AG........................................... 49,612 3,054,499 *Borussia Dortmund GmbH & Co. KGaA.................... 196,066 652,186 CATOil AG............................................ 19,488 140,781 *Celesio AG........................................... 270,893 5,251,605 *Centrotherm Photovoltaics AG......................... 28,587 32,769 Comdirect Bank AG.................................... 324,803 3,192,242 *Conergy AG........................................... 599,302 246,687 404 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- GERMANY -- (Continued) *Constantin Medien AG.................................. 143,943 $ 267,738 CropEnergies AG....................................... 45,476 276,388 DAB Bank AG........................................... 22,332 97,853 Data Modul AG......................................... 22,565 426,055 DEAG Deutsche Entertainment AG........................ 183,643 665,202 Deufol AG............................................. 391,158 412,870 Deutsche Beteiligungs AG.............................. 6,406 161,790 *Deutz AG.............................................. 697,439 3,059,301 Dierig Holding AG..................................... 8,250 110,209 Dr. Hoenle AG......................................... 11,025 162,710 Duerr AG.............................................. 134,414 10,083,163 DVB Bank SE........................................... 155,010 4,819,264 Eckert & Ziegler AG................................... 51,490 1,504,632 #Elmos Semiconductor AG................................ 132,587 1,148,511 Energiekontor AG...................................... 110,951 666,195 #Euromicron AG......................................... 7,662 199,676 *First Sensor AG....................................... 4,788 52,921 #Freenet AG............................................ 708,065 11,720,033 GFT Technologies AG................................... 331,550 1,401,741 Gildemeister AG....................................... 920,960 17,092,428 Grammer AG............................................ 249,366 4,859,287 #*Hansa Group AG........................................ 482 1,408 #*Heidelberger Druckmaschinen AG........................ 4,849,320 7,278,235 *Hoeft & Wessel AG..................................... 48,800 107,638 *Homag Group AG........................................ 7,423 95,790 Indus Holding AG...................................... 37,556 945,529 Isra Vision AG........................................ 50,996 1,420,242 #*IVG Immobilien AG..................................... 1,961,400 4,883,042 Jenoptik AG........................................... 960,335 9,099,163 *Joyou AG.............................................. 14,098 160,005 *Kampa AG.............................................. 31,214 1,173 #*Kloeckner & Co. SE.................................... 2,503,176 22,694,605 *Koenig & Bauer AG..................................... 22,454 408,579 Kontron AG............................................ 799,890 3,759,925 Krones AG............................................. 34,827 2,054,596 #KSB AG................................................ 6,000 3,194,047 KWS Saat AG........................................... 19,779 5,680,970 Leifheit AG........................................... 56,759 1,965,211 Leoni AG.............................................. 60,311 2,015,060 *Loewe AG.............................................. 61,034 288,073 *M & S Elektronik AG................................... 19,600 178 #*Manz AG............................................... 37,007 1,007,742 *Mediclin AG........................................... 845,838 4,558,182 #*Medigene AG........................................... 46,693 66,014 *Mosaic Software AG.................................... 12,800 498 Nexus AG.............................................. 229,054 2,793,619 Norddeutsche Steingut AG.............................. 7,590 84,460 #*Nordex SE............................................. 908,160 3,177,992 Nordwest Handel AG.................................... 10,813 149,324 *Patrizia Immobilien AG................................ 178,677 1,261,930 *Pfleiderer AG......................................... 730,659 105,514 #PNE Wind AG........................................... 180,111 446,019 #*Praktiker AG.......................................... 1,462,872 2,732,413 Progress-Werk Oberkirch AG............................ 714 26,557 REALTECH AG........................................... 13,069 74,469 Rheinmetall AG........................................ 462,820 22,120,164 *Rohwedder AG.......................................... 44,910 7,684 Ruecker AG............................................ 12,060 254,288 #*SAF-Holland SA........................................ 551,552 3,588,052 Salzgitter AG......................................... 171,653 7,423,290 #*Singulus Technologies AG.............................. 1,165,677 1,881,371 405 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ------------ GERMANY -- (Continued) #Sixt AG.............................................. 276,220 $ 5,139,822 SKW Stahl-Metallurgie Holding AG..................... 41,090 765,019 *Sky Deutschland AG................................... 482,277 2,102,050 #Solarworld AG........................................ 1,454,456 2,515,183 *Stoehr & Co. AG...................................... 37,709 93,652 #*Suss Microtec AG..................................... 336,572 3,176,661 Syzygy AG............................................ 148,692 655,699 #TAG Immobilien AG.................................... 567,085 6,554,861 *Technotrans AG....................................... 45,083 372,689 *Textilgruppe Hof AG.................................. 22,530 204,533 *TUI AG............................................... 3,349,736 31,432,430 UMS United Medical Systems International AG.......... 63,226 731,331 UmweltBank AG........................................ 23,504 1,026,915 #*Verbio AG............................................ 188,000 401,215 *Vestcorp AG.......................................... 133,777 33,106 *Vivacon AG........................................... 165,140 134,045 VTG AG............................................... 42,026 660,313 #Wacker Neuson SE..................................... 383,334 5,225,033 Westag & Getalit AG.................................. 9,149 192,370 Wuerttembergische Lebensversicherung AG.............. 13,954 301,917 ------------ TOTAL GERMANY........................................... 421,222,906 ------------ GREECE -- (0.3%) *Alapis Holding Industrial & Commercial S.A. of Pharmaceutical Chemical Products.................... 173,961 9,245 *Alco Hellas ABEE S.A................................. 4,080 1,486 *Alpha Bank A.E....................................... 2,953,801 6,925,179 *Anek Lines S.A....................................... 906,741 149,157 *Athens Medical Center S.A............................ 93,565 55,974 *Atlantic Supermarkets S.A............................ 129,593 13,438 *Atti-Kat S.A......................................... 961,144 27,287 *Bank of Cyprus P.L.C................................. 3,206,782 1,356,720 *Bitros Holdings S.A.................................. 8,817 6,850 *Ellaktor S.A......................................... 724,725 1,417,445 *Elval - Hellenic Aluminium Industry S.A.............. 22,597 34,905 *Ergas S.A............................................ 104,948 19,044 *ETEM S.A............................................. 17,853 5,605 *Etma Rayon S.A....................................... 39,176 71,597 *Eurobank Ergasias SA................................. 1,088,125 1,267,961 *Forthnet S.A......................................... 31,419 37,857 *GEK Terna Holding Real Estate Construction S.A....... 596,933 1,050,508 *Halkor S.A........................................... 131,644 90,855 *Hellenic Cables S.A.................................. 65,640 106,070 *Inform P. Lykos S.A.................................. 16,928 22,666 *Intracom Holdings S.A................................ 1,814,075 749,871 *J&P-Avax S.A......................................... 93,770 142,153 *Karatzis S.A......................................... 14,790 38,710 *Kathimerini Publishing S.A........................... 48,062 25,666 *Loulis Mills S.A..................................... 90,466 193,304 *Marfin Investment Group Holdings S.A................. 9,731,805 4,335,124 *Marfin Popular Bank S.A.............................. 2,494,051 202,011 *Michaniki S.A........................................ 1,434,191 353,189 *National Bank of Greece S.A.......................... 361,379 846,604 *Nirefs Acquaculture S.A.............................. 137,509 86,798 *Piraeus Bank S.A..................................... 6,896,405 3,722,628 *Proton Bank S.A...................................... 755,752 -- *Real Estate Development & Services S.A............... 116,416 92,381 S&B Industrial Minerals S.A.......................... 137,477 965,284 *Sanyo Hellas S.A..................................... 458,186 11,877 *Selected Textile S.A................................. 113,179 54,724 *Sfakianakis S.A...................................... 11,719 13,367 *Sidenor Steel Products Manufacturing Co. S.A......... 69,599 100,943 406 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ----------- ----------- GREECE -- (Continued) *T Bank S.A.......................................... 1,210,617 $ -- *Technical Olympic S.A............................... 243,263 415,012 *Teletypos S.A. Mega Channel......................... 13,306 4,568 *Themeliodomi S.A.................................... 140,360 67,313 *Thrace Plastics Co. S.A............................. 56,422 55,397 *TT Hellenic Postbank S.A............................ 70,453 15,341 *Viohalco Hellenic Copper & Aluminum Industry S.A.... 160,996 689,734 *Vioter S.A.......................................... 174,332 27,633 ----------- TOTAL GREECE........................................... 25,879,481 ----------- HONG KONG -- (2.2%) Allan International Holdings, Ltd................... 10,000 2,589 Allied Group, Ltd................................... 2,157,000 5,725,423 Allied Properties (H.K.), Ltd....................... 40,152,372 5,555,055 *Apac Resources, Ltd................................. 12,920,000 440,812 APT Satellite Holdings, Ltd......................... 2,389,250 660,947 Asia Financial Holdings, Ltd........................ 4,080,106 1,585,882 *Asia Standard Hotel Group, Ltd...................... 2,275,800 208,767 Asia Standard International Group, Ltd.............. 3,079,756 546,734 Associated International Hotels, Ltd................ 1,683,000 4,168,641 *Bel Global Resources Holdings, Ltd.................. 16,756,000 307,011 Century City International Holdings, Ltd............ 31,035,300 2,036,883 Century Sunshine Group Holdings, Ltd................ 5,740,000 310,898 Champion Technology Holdings, Ltd................... 120,023,689 1,621,105 Chen Hsong Holdings, Ltd............................ 1,338,000 361,618 Cheuk Nang Holdings, Ltd............................ 4,092,926 2,258,975 Chevalier International Holdings, Ltd............... 2,416,491 3,082,506 *China Billion Resources, Ltd........................ 64,707,136 -- *China Energy Development Holdings, Ltd.............. 9,496,000 153,763 China Motor Bus Co., Ltd............................ 38,600 315,864 *China Renji Medical Group, Ltd...................... 166,994,000 -- China WindPower Group, Ltd.......................... 14,380,000 381,786 Chinney Investments, Ltd............................ 1,924,000 263,006 Chong Hing Bank, Ltd................................ 340,000 617,016 Chuang's China Investments, Ltd..................... 20,098,000 1,124,131 Chuang's Consortium International, Ltd.............. 22,261,773 2,637,184 Chun Wo Development Holdings, Ltd................... 6,817,143 517,754 *Continental Holdings, Ltd........................... 1,250,000 14,647 Cosmos Machinery Enterprises, Ltd................... 507,400 29,686 CSI Properties, Ltd................................. 65,015,476 2,685,301 *CST Mining Group, Ltd............................... 24,752,000 350,003 Dah Sing Banking Group, Ltd......................... 22,400 22,206 Dah Sing Financial Holdings, Ltd.................... 414,450 1,590,060 #Dan Form Holdings Co., Ltd.......................... 19,223,896 2,669,465 *Dejin Resources Group Co., Ltd...................... 1,082,500 10,443 *DVN Holdings, Ltd................................... 6,086,609 199,796 Emperor International Holdings, Ltd................. 30,632,333 7,323,970 *EPI Holdings, Ltd................................... 47,536,388 1,286,046 *eSun Holdings, Ltd.................................. 12,642,400 1,886,206 EVA Precision Industrial Holdings, Ltd.............. 8,010,000 833,618 *Ezcom Holdings, Ltd................................. 67,280 417 Far East Consortium International, Ltd.............. 7,373,213 1,466,812 Fountain SET Holdings, Ltd.......................... 12,504,000 1,061,972 *Frasers Property China, Ltd......................... 39,116,000 2,189,150 Get Nice Holdings, Ltd.............................. 74,610,000 3,117,342 Gold Peak Industries Holding, Ltd................... 7,170,907 675,360 Golden Resources Development International, Ltd..... 11,811,000 547,793 *Grande Holdings, Ltd................................ 3,082,000 163,047 Great Eagle Holdings, Ltd........................... 3,044,159 8,985,288 Guangnan Holdings, Ltd.............................. 896,000 107,188 #*Hang Fung Gold Technology, Ltd...................... 10,027,108 -- 407 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ----------- ---------- HONG KONG -- (Continued) Harbour Centre Development, Ltd...................... 2,295,000 $3,493,482 High Fashion International, Ltd...................... 996,000 332,407 HKR International, Ltd............................... 15,691,198 7,504,236 Hon Kwok Land Investment Co., Ltd.................... 7,798,935 2,900,649 #Hong Kong & Shanghai Hotels, Ltd..................... 299,931 395,545 Hong Kong Ferry Holdings, Ltd........................ 1,791,000 1,689,410 Hongkong Chinese, Ltd................................ 23,725,100 3,913,664 *Huafeng Group Holdings, Ltd.......................... 20,200,000 615,591 Hung Hing Printing Group, Ltd........................ 1,021,275 149,936 *IRC, Ltd,............................................ 2,696,000 331,938 ITC Corp., Ltd....................................... 756,655 48,175 ITC Properties Group, Ltd............................ 915,000 295,311 *Jinchang Pharmaceutical Holdings, Ltd................ 507,600 -- *Jinhui Holdings, Ltd................................. 1,474,000 266,340 Jiuzhou Development Co., Ltd......................... 18,308,000 1,934,458 K Wah International Holdings, Ltd.................... 79,522 35,985 Kantone Holdings, Ltd................................ 31,103,975 271,019 Keck Seng Investments (Hong Kong), Ltd............... 2,936,000 1,322,046 Kin Yat Holdings, Ltd................................ 814,000 95,469 *King Stone Energy Group, Ltd......................... 2,650,000 166,979 Kingston Financial Group, Ltd........................ 546,000 42,137 Kowloon Development Co., Ltd......................... 8,272,277 9,493,647 *Kwoon Chung Bus Holdings, Ltd........................ 1,302,000 281,910 *Lai Sun Development Co., Ltd......................... 254,767,666 6,267,579 *Lai Sun Garment International, Ltd................... 35,306,000 4,509,496 Lam Soon Hong Kong, Ltd.............................. 139,250 63,577 Lippo China Resources, Ltd........................... 9,348,000 240,546 Lippo, Ltd........................................... 4,694,500 2,013,867 Liu Chong Hing Investment, Ltd....................... 2,588,000 2,690,684 Luen Thai Holdings, Ltd.............................. 1,330,000 178,360 Luks Group (Vietnam Holdings) Co., Ltd............... 982,642 226,178 Magnificent Estates, Ltd............................. 42,138,600 2,039,163 Miramar Hotel & Investment Co., Ltd.................. 1,660,000 2,087,239 *Mongolia Energy Corp., Ltd........................... 1,043,000 48,915 Nanyang Holdings, Ltd................................ 101,350 350,189 National Electronics Holdings, Ltd................... 5,126,408 674,085 *Neo-Neon Holdings, Ltd............................... 7,953,000 1,715,205 New Century Group Hong Kong, Ltd..................... 648,000 13,195 *New Smart Energy Group, Ltd.......................... 75,200,000 717,002 *New Times Energy Corp., Ltd.......................... 6,684,300 859,536 *Next Media, Ltd...................................... 1,454,000 308,433 *Norstar Founders Group, Ltd.......................... 456,000 -- *North Asia Resources Holdings, Ltd................... 10,000,000 412,664 *Orange Sky Golden Harvest Entertainment Holdings, Ltd 165,000 8,395 *Orient Power Holdings, Ltd........................... 2,182,573 52,945 #Pacific Andes International Holdings, Ltd............ 44,971,927 2,519,007 Pacific Basin Shipping, Ltd.......................... 996,000 530,306 Paliburg Holdings, Ltd............................... 11,753,041 3,696,773 Playmates Holdings, Ltd.............................. 2,727,700 1,582,172 Pokfulam Development Co., Ltd........................ 268,000 443,572 Polytec Asset Holdings, Ltd.......................... 33,449,190 3,909,666 Public Financial Holdings, Ltd....................... 732,444 329,993 *PYI Corp., Ltd....................................... 82,166,086 1,737,052 Regal Hotels International Holdings, Ltd............. 6,984,623 3,066,405 Rivera Holdings, Ltd................................. 4,405,468 131,911 *San Miguel Brewery Hong Kong, Ltd.................... 658,400 95,538 *Sanyuan Group, Ltd................................... 258,750 5,008 SEA Holdings, Ltd.................................... 1,817,000 1,261,206 Shenzhen High-Tech Holdings, Ltd..................... 2,776,000 326,354 *Shougang Concord Technology Holdings, Ltd............ 570,000 31,225 *Shun Ho Resources Holdings, Ltd...................... 452,000 74,888 408 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ HONG KONG -- (Continued) Shun Tak Holdings, Ltd.............................. 40,286,546 $ 16,052,528 Sing Tao News Corp., Ltd............................ 334,000 46,408 SOCAM Development, Ltd.............................. 3,438,120 3,531,145 Soundwill Holdings, Ltd............................. 336,000 609,461 *South China (China), Ltd............................ 10,657,216 823,393 *South China Holdings, Ltd........................... 1,505,800 66,561 *South China Land, Ltd............................... 22,623,066 331,858 *Styland Holdings, Ltd............................... 1,585,995 27,013 Sun Hung Kai & Co., Ltd............................. 1,706,688 974,096 *Sunway International Holdings, Ltd.................. 280,000 6,505 *Superb Summit International Group, Ltd.............. 50,620,000 1,483,793 #*Sustainable Forest Holdings, Ltd.................... 81,872,250 1,679,691 Symphony Holdings, Ltd.............................. 7,530,250 286,684 Tai Cheung Holdings, Ltd............................ 4,638,000 3,674,931 Tai Sang Land Development, Ltd...................... 857,900 375,332 *Talent Property Group, Ltd.......................... 1,665,000 30,971 #Tan Chong International, Ltd........................ 3,984,000 1,095,764 *Taung Gold International, Ltd....................... 3,750,000 76,935 Tern Properties Co., Ltd............................ 168,000 64,338 Tian Teck Land, Ltd................................. 786,000 807,520 Tungtex Holdings Co., Ltd........................... 112,000 11,981 Tysan Holdings, Ltd................................. 714,000 136,242 *Up Energy Development Group, Ltd.................... 700,000 69,548 Upbest Group, Ltd................................... 2,690,000 307,738 *U-Right International Holdings, Ltd................. 39,602,000 71,539 Vedan International Holdings, Ltd................... 4,352,000 285,962 #Victory City International Holdings, Ltd............ 20,673,923 2,181,232 Wang On Group, Ltd.................................. 52,157,064 569,770 *Warderly International Holdings, Ltd................ 1,705,000 105,599 Wing On Co. International, Ltd...................... 2,756,500 7,656,417 Wing Tai Properties, Ltd............................ 1,418,749 876,315 Wong's International (Holdings), Ltd................ 133,000 36,763 Y. T. Realty Group, Ltd............................. 100,000 25,901 Yau Lee Holdings, Ltd............................... 1,409,750 234,304 *Yugang International, Ltd........................... 18,896,000 134,212 ------------ TOTAL HONG KONG........................................ 197,647,279 ------------ IRELAND -- (0.3%) Aer Lingus Group P.L.C.............................. 1,504,991 2,010,602 *Anglo Irish Bank Corp. P.L.C........................ 708,018 -- Dragon Oil P.L.C.................................... 73,444 657,471 FBD Holdings P.L.C.................................. 51,150 640,567 *Governor & Co. of the Bank of Ireland P.L.C. (The).. 206,172 24,355 Grafton Group P.L.C. (B00MZ44)...................... 9,439 41,285 Grafton Group P.L.C. (B00NKF3)...................... 1,576,691 6,874,092 IFG Group P.L.C..................................... 9,918 17,984 *McInerney Holdings P.L.C............................ 360,646 -- *Petroceltic International P.L.C..................... 1,991,253 222,091 *Qualceram Shires P.L.C.............................. 30,338 3,146 Smurfit Kappa Group P.L.C........................... 1,881,171 20,740,550 ------------ TOTAL IRELAND.......................................... 31,232,143 ------------ ISRAEL -- (0.7%) *Africa Israel Investments, Ltd...................... 1,890,592 4,811,492 *Alon Holdings Blue Square Israel, Ltd............... 36,991 95,871 *AL-ROV Israel, Ltd.................................. 93,092 2,091,587 *Alvarion, Ltd....................................... 1,091,254 493,157 *AudioCodes, Ltd..................................... 30,902 70,135 *Biocell, Ltd........................................ 32,380 188,504 *Clal Biotechnology Industries, Ltd.................. 26,187 80,920 Clal Industries, Ltd................................ 137,139 484,371 409 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- ISRAEL -- (Continued) Clal Insurance Enterprises Holdings, Ltd............. 284,221 $ 3,863,050 Delta-Galil Industries, Ltd.......................... 68,638 721,682 Direct Insurance - I.D.I. Insurance Co., Ltd......... 76,454 196,233 *El Al Israel Airlines, Ltd........................... 1,640,647 193,290 Elron Electronic Industries, Ltd..................... 206,576 978,157 *Equital, Ltd......................................... 3,538 27,153 *First International Bank of Israel, Ltd.............. 512,750 6,090,198 *Formula Systems (1985), Ltd.......................... 137,462 2,186,590 *Gilat Satellite Networks, Ltd........................ 439,333 1,958,107 *Hadera Paper, Ltd.................................... 8,349 363,798 Harel Insurance Investments & Finances, Ltd.......... 187,080 7,049,155 *Israel Discount Bank, Ltd. Series A.................. 8,555,193 12,068,394 Israel Land Development Co., Ltd. (The).............. 39,194 149,122 *Jerusalem Oil Exploration, Ltd....................... 191,912 3,227,932 *Kardan Vehicle, Ltd.................................. 1,545 8,513 *Kardan Yazamut, Ltd.................................. 4,694 492 *Menorah Mivtachim Holdings, Ltd...................... 145,639 1,116,040 Migdal Insurance & Financial Holding, Ltd............ 96,660 130,244 *Mizrahi Tefahot Bank, Ltd............................ 199,745 1,813,784 Neto Me Holdings, Ltd................................ 1,339 44,782 *Oil Refineries, Ltd.................................. 5,172,304 2,490,497 Ormat Industries, Ltd................................ 580,554 3,083,722 *Phoenix Holdings, Ltd. (The)......................... 454,550 945,249 *Retalix, Ltd......................................... 93,557 1,845,673 *Tower Semiconductor, Ltd............................. 28,683 238,633 *Union Bank of Israel, Ltd............................ 557,236 1,828,294 ----------- TOTAL ISRAEL............................................ 60,934,821 ----------- ITALY -- (2.4%) #Acegas-APS SpA....................................... 325,253 2,343,793 *Aedes SpA............................................ 1,435,600 118,862 *Arnoldo Mondadori Editore SpA........................ 11,537 15,599 Banca Finnat Euramerica SpA.......................... 113,201 38,121 #*Banca Monte Dei Paschi di Siena SpA.................. 1,865,707 515,738 Banca Piccolo Credito Valtellinese Scarl............. 3,571,117 5,686,440 #Banca Popolare dell'Emilia Romagna Scarl............. 1,391,314 8,290,867 *Banca Popolare dell'Etruria e del Lazio Scarl........ 1,721,840 1,899,233 #*Banca Popolare di Milano Scarl....................... 77,876,899 42,915,156 Banco di Desio e della Brianza SpA................... 3,498 9,294 *Banco Popolare Scarl................................. 21,502,306 34,312,780 *Brioschi Sviluppo Immobiliare SpA.................... 403,343 45,820 #Buzzi Unicem SpA..................................... 936,450 11,143,378 C.I.R. SpA - Compagnie Industriali Riunite........... 5,151,985 5,899,329 Caltagirone Editore SpA.............................. 713,490 842,815 Caltagirone SpA...................................... 597,027 875,528 Cementir Holding SpA................................. 2,010,356 4,241,921 Centrale del Latte di Torino & Co. SpA............... 73,865 151,664 Credito Emiliano SpA................................. 84,533 408,278 CSP International Fashion Group SpA.................. 128,800 156,199 *d'Amico International Shipping S.A................... 85,764 36,837 De Longhi SpA........................................ 1,012,838 13,503,569 *DeA Capital SpA...................................... 366,823 609,044 *Delclima SpA......................................... 846,828 726,634 *EEMS Italia SpA...................................... 189,429 88,449 ERG SpA.............................................. 51,275 372,251 *Eurotech SpA......................................... 303,291 444,894 Falck Renewables SpA................................. 831,988 1,016,522 *Finmeccanica SpA..................................... 1,608,186 7,975,632 *Fondiaria-Sai SpA.................................... 7,002,324 9,107,430 Gefran SpA........................................... 118,916 435,481 *Gemina SpA........................................... 9,159,415 8,746,073 410 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ ITALY -- (Continued) *Gruppo Ceramiche Ricchetti SpA...................... 84,464 $ 19,517 *I Grandi Viaggi SpA................................. 235,386 131,683 Immsi SpA........................................... 2,196,925 1,093,948 Industria Romagnola Conduttori Elettrici SpA........ 151,327 284,222 *Intek SpA........................................... 1,098,860 612,665 #Italcementi SpA..................................... 1,819,279 9,207,412 *Italmobiliare SpA................................... 167,067 2,575,816 *KME Group SpA....................................... 5,359,454 2,427,197 #*Milano Assicurazioni SpA............................ 19,395,939 8,256,719 *Monrif SpA.......................................... 174,029 69,098 *Montefibre SpA...................................... 866,306 91,962 *Pagnossin SpA....................................... 79,000 -- #Pirelli & C. SpA.................................... 659,215 7,657,814 *Poligrafici Editoriale SpA.......................... 160,843 62,221 #*Prelios SpA......................................... 8,982,654 965,775 #*Premafin Finanziaria SpA............................ 5,629,637 1,137,064 #*Reno de Medici SpA.................................. 3,169,031 576,386 *Retelit SpA......................................... 235,053 164,597 *Safilo Group SpA.................................... 369,452 3,123,053 *Snia SpA............................................ 271,793 35,017 Sol SpA............................................. 102,877 623,171 *Uni Land SpA........................................ 37,715 -- Unione di Banche Italiane ScpA...................... 666,003 2,623,512 #*Unipol Gruppo Finanziario SpA....................... 5,789,862 12,676,222 Vianini Industria SpA............................... 176,561 245,987 Vianini Lavori SpA.................................. 344,977 1,392,762 Vittoria Assicurazioni SpA.......................... 2,506 15,227 ------------ TOTAL ITALY............................................ 219,042,678 ------------ JAPAN -- (21.9%) 77 Bank, Ltd. (The)................................. 313,000 1,191,951 A&D Co., Ltd........................................ 108,200 348,369 Achilles Corp....................................... 1,722,000 2,222,087 Adeka Corp.......................................... 569,200 4,292,841 Agro-Kanesho Co., Ltd............................... 36,000 193,350 Ahresty Corp........................................ 447,500 1,789,598 #Aichi Bank, Ltd. (The).............................. 195,200 10,807,369 Aichi Corp.......................................... 68,300 272,369 Aichi Steel Corp.................................... 807,000 3,005,165 Aida Engineering, Ltd............................... 850,900 5,416,148 #Aigan Co., Ltd...................................... 371,500 1,447,416 Airport Facilities Co., Ltd......................... 518,700 2,391,811 Aisan Industry Co., Ltd............................. 177,630 1,351,527 Akita Bank, Ltd. (The).............................. 4,375,000 12,009,494 #Alpen Co., Ltd...................................... 293,500 5,384,517 Alpha Corp.......................................... 30,900 341,217 Alpha Systems, Inc.................................. 36,860 435,307 Alpine Electronics, Inc............................. 71,100 617,951 Alps Logistics Co., Ltd............................. 21,900 215,943 Altech Co., Ltd..................................... 12,200 32,940 #Ando Corp........................................... 1,636,000 1,845,204 AOC Holdings, Inc................................... 965,700 3,315,782 AOI Electronic Co., Ltd............................. 32,700 482,903 AOKI Holdings, Inc.................................. 304,661 6,772,613 Aomori Bank, Ltd. (The)............................. 246,000 730,642 Aoyama Trading Co., Ltd............................. 1,396,199 27,592,155 Arakawa Chemical Industries, Ltd.................... 343,900 2,678,065 Araya Industrial Co., Ltd........................... 1,030,000 1,380,829 Arisawa Manufacturing Co., Ltd...................... 781,682 1,859,710 Asahi Kogyosha Co., Ltd............................. 486,000 1,607,195 Asahi Organic Chemicals Industry Co., Ltd........... 1,527,000 3,616,440 411 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) #*Asanuma Corp.......................................... 995,000 $ 674,282 Asax Co., Ltd......................................... 13 12,657 *Ashimori Industry Co., Ltd............................ 1,070,000 1,370,867 Asia Air Survey Co., Ltd.............................. 64,000 213,012 ASKA Pharmaceutical Co., Ltd.......................... 493,000 2,568,927 Asti Corp............................................. 70,000 173,574 Asunaro Aoki Construction Co., Ltd.................... 725,000 3,925,857 Ataka Construction & Engineering Co., Ltd............. 76,000 308,680 Atsugi Co., Ltd....................................... 5,237,000 5,972,224 Bank of Iwate, Ltd. (The)............................. 311,900 14,457,243 Bank of Kochi, Ltd. (The)............................. 20,000 19,805 #Bank of Nagoya, Ltd. (The)............................ 3,302,706 11,306,511 Bank of Okinawa, Ltd. (The)........................... 136,750 5,692,666 Bank of Saga, Ltd. (The).............................. 2,814,000 6,172,756 Bank of the Ryukyus, Ltd.............................. 799,700 10,056,251 Belc Co., Ltd......................................... 4,862 71,812 Belluna Co., Ltd...................................... 593,062 4,400,755 #*Best Denki Co., Ltd................................... 1,659,500 2,310,832 Bunka Shutter Co., Ltd................................ 563,016 2,403,863 Cawachi, Ltd.......................................... 352,900 7,527,859 Central Glass Co., Ltd................................ 2,503,000 7,244,593 Central Security Patrols Co., Ltd..................... 34,000 336,441 *Chiba Kogyo Bank, Ltd. (The).......................... 195,700 981,650 Chiyoda Integre Co., Ltd.............................. 18,500 190,624 Chodai Co., Ltd....................................... 4,500 10,932 Chofu Seisakusho Co., Ltd............................. 251,000 5,774,722 Chubu Shiryo Co., Ltd................................. 306,200 1,958,292 Chudenko Corp......................................... 579,760 5,161,443 Chuetsu Pulp & Paper Co., Ltd......................... 1,967,000 3,351,995 Chugoku Marine Paints, Ltd............................ 105,000 518,375 Chukyo Bank, Ltd. (The)............................... 1,726,000 3,889,413 #Chuo Denki Kogyo Co., Ltd............................. 252,700 855,077 Chuo Gyorui Co., Ltd.................................. 626,000 1,451,277 Chuo Spring Co., Ltd.................................. 941,000 3,211,715 Cleanup Corp.......................................... 553,200 3,627,880 CMK Corp.............................................. 1,100,500 3,591,537 #Coca-Cola Central Japan Co., Ltd...................... 668,300 8,214,390 Computer Engineering & Consulting, Ltd................ 216,900 1,245,325 Corona Corp........................................... 376,800 4,643,806 Cresco, Ltd........................................... 46,600 305,684 #Cross Plus, Inc....................................... 75,900 779,588 CTI Engineering Co., Ltd.............................. 259,100 1,579,442 Daibiru Corp.......................................... 130,400 1,055,028 Dai-Dan Co., Ltd...................................... 618,000 3,651,080 Daido Kogyo Co., Ltd.................................. 601,447 965,661 #*Daiei, Inc. (The)..................................... 2,536,850 4,800,773 *Daihatsu Diesel Manufacturing Co., Ltd................ 14,000 35,449 Daiho Corp............................................ 1,418,000 1,653,258 Daiichi Kigenso Kagaku-Kyogyo Co., Ltd................ 500 7,355 Daiichi Kogyo Seiyaku Co., Ltd........................ 641,000 1,559,017 *Dai-ichi Seiko Co., Ltd............................... 61,000 834,257 Daiki Aluminium Industry Co., Ltd..................... 257,000 663,610 Daikoku Denki Co., Ltd................................ 21,400 541,793 Daimaruenawin Co., Ltd................................ 10,600 86,943 Dainichi Co., Ltd..................................... 277,900 2,733,593 Daisan Bank, Ltd. (The)............................... 715,000 1,270,897 Daishi Bank, Ltd. (The)............................... 3,220,932 10,643,388 Daishinku Corp........................................ 168,000 476,320 Daito Bank, Ltd. (The)................................ 2,911,000 2,552,194 Daiwa Industries, Ltd................................. 296,000 1,257,879 Daiwa Odakyu Construction Co., Ltd.................... 125,500 237,192 412 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) DC Co., Ltd........................................... 430,400 $ 1,263,773 #DCM Holdings Co., Ltd................................. 1,256,700 8,562,774 Denyo Co., Ltd........................................ 113,700 1,205,052 DMW Corp.............................................. 58,800 1,018,599 Doutor Nichires Holdings Co., Ltd..................... 42,500 534,953 Dydo Drinco, Inc...................................... 52,200 2,227,315 Dynic Corp............................................ 131,000 249,461 #Edion Corp............................................ 1,901,000 8,124,477 Ehime Bank, Ltd. (The)................................ 2,161,000 5,525,762 Eidai Co., Ltd........................................ 245,000 982,400 Eighteenth Bank, Ltd. (The)........................... 3,819,000 10,013,011 Eizo Nanao Corp....................................... 3,400 53,341 ESPEC Corp............................................ 456,600 3,658,818 Excel Co., Ltd........................................ 71,800 603,445 F&A Aqua Holdings, Inc................................ 1,159 13,705 Faith, Inc............................................ 3,387 357,383 Felissimo Corp........................................ 6,800 85,887 #*Ferrotec Corp......................................... 391,200 1,539,782 FIDEA Holdings Co., Ltd............................... 163,200 323,117 Fine Sinter Co., Ltd.................................. 84,000 258,402 *First Baking Co., Ltd................................. 193,000 193,603 Fuji Soft, Inc........................................ 41,100 872,573 Fujicco Co., Ltd...................................... 314,600 4,034,881 Fujikura Kasei Co., Ltd............................... 63,600 268,935 Fujikura Rubber, Ltd.................................. 43,100 142,669 #Fujikura, Ltd......................................... 9,515,000 26,476,378 Fujitsu Frontech, Ltd................................. 392,600 2,083,915 FuKoKu Co., Ltd....................................... 30,200 263,736 #Fukuda Corp........................................... 475,000 1,803,247 Fukui Bank, Ltd. (The)................................ 427,000 900,208 #Fukushima Bank, Ltd. (The)............................ 851,000 543,598 Fukushima Industries Corp............................. 4,400 77,392 #Fukuyama Transporting Co., Ltd........................ 2,161,000 11,343,537 Funai Electric Co., Ltd............................... 4,300 58,104 Furuno Electric Co., Ltd.............................. 6,000 23,306 Furusato Industries, Ltd.............................. 66,600 584,215 Fuso Dentsu Co., Ltd.................................. 2,000 8,854 Futaba Corp........................................... 850,800 10,043,830 #Gakken Holdings Co., Ltd.............................. 1,698,000 4,657,153 Gecoss Corp........................................... 446,600 3,029,368 Godo Steel, Ltd....................................... 3,490,000 5,203,875 Goldcrest Co., Ltd.................................... 336,650 5,061,719 *Gourmet Kineya Co., Ltd............................... 81,000 529,580 GSI Creos Corp........................................ 167,000 225,815 Gun Ei Chemical Industry Co., Ltd..................... 1,356,000 3,294,921 Gunze, Ltd............................................ 4,390,000 10,994,203 Hakuto Co., Ltd....................................... 338,400 3,082,839 #Hanwa Co., Ltd........................................ 652,000 2,279,146 Harima Chemicals, Inc................................. 399,200 1,833,981 Haruyama Trading Co., Ltd............................. 279,600 1,388,892 #Heiwa Real Estate Co., Ltd............................ 639,200 7,477,667 Heiwado Co., Ltd...................................... 259,024 3,604,546 Hibiya Engineering, Ltd............................... 709,800 8,009,812 Higashi-Nippon Bank, Ltd.............................. 2,562,000 5,525,074 Higo Bank, Ltd. (The)................................. 2,012,000 11,873,557 *HI-LEX Corp........................................... 5,700 84,785 Hisaka Works, Ltd..................................... 75,000 521,822 *Hitachi Cable, Ltd.................................... 546,000 717,521 Hitachi Medical Corp.................................. 651,000 8,000,180 Hitachi Metals Techno, Ltd............................ 46,400 282,831 Hodogaya Chemical Co., Ltd............................ 72,000 134,430 413 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Hokkaido Coca-Cola Bottling Co., Ltd.................. 466,000 $ 2,328,777 Hokkan Holdings, Ltd.................................. 978,000 2,757,309 #Hokko Chemical Industry Co., Ltd...................... 392,000 1,076,011 Hokkoku Bank, Ltd. (The).............................. 3,755,159 13,556,680 Hokuetsu Bank, Ltd. (The)............................. 3,223,000 6,179,648 #Hokuetsu Kishu Paper Co., Ltd......................... 3,431,774 17,583,684 Hokuriku Electrical Construction Co., Ltd............. 197,000 565,757 H-One Co., Ltd........................................ 9,500 74,005 Hosiden Corp.......................................... 1,178,100 6,389,104 #Hurxley Corp.......................................... 18,600 146,300 Hyakugo Bank, Ltd. (The).............................. 3,206,855 14,032,882 Hyakujishi Bank, Ltd. (The)........................... 1,860,000 7,292,091 I Metal Technology Co., Ltd........................... 419,000 644,677 Ichikawa Co., Ltd..................................... 248,000 465,541 #Ihara Chemical Industry Co., Ltd...................... 861,000 4,072,593 #Imasen Electric Industrial Co., Ltd................... 132,699 1,540,584 Impress Holdings, Inc................................. 122,000 192,826 Inaba Seisakusho Co., Ltd............................. 104,900 1,289,209 Inabata & Co., Ltd.................................... 1,120,600 7,242,926 #Ines Corp............................................. 1,161,300 7,409,705 Information Services International-Dentsu, Ltd........ 157,000 1,368,774 Innotech Corp......................................... 320,400 1,337,782 #*Inui Steamship Co., Ltd............................... 552,200 1,355,376 *Ishihara Sangyo Kaisha, Ltd........................... 609,000 473,038 Ishizuka Glass Co., Ltd............................... 656,000 1,091,827 IT Holdings Corp...................................... 601,000 7,490,303 Itochu Enex Co., Ltd.................................. 822,300 4,299,200 Itochu-Shokuhin Co., Ltd.............................. 11,100 405,777 Itoham Foods, Inc..................................... 2,506,369 10,015,950 #Itoki Corp............................................ 720,547 4,482,484 Iwai Cosmo Holdings, Inc.............................. 278,300 944,215 Iwaki & Co., Ltd...................................... 773,000 1,663,704 *Iwasaki Electric Co., Ltd............................. 1,361,000 1,946,209 #*Iwatsu Electric Co., Ltd.............................. 1,469,000 1,030,728 Izumiya Co., Ltd...................................... 1,722,000 8,522,845 Japan Carlit Co., Ltd................................. 87,600 440,027 Japan Digital Laboratory Co., Ltd..................... 578,800 6,031,680 #Japan Foundation Engineering Co., Ltd................. 523,700 1,931,700 #Japan Medical Dynamic Marketing, Inc.................. 447,400 1,340,699 Japan Oil Transportation Co., Ltd..................... 576,000 1,298,230 #Japan Pulp & Paper Co., Ltd........................... 1,492,000 4,447,596 #*Japan Radio Co., Ltd.................................. 53,000 121,606 Japan Transcity Corp.................................. 946,000 3,235,776 Jidosha Buhin Kogyo Co., Ltd.......................... 44,000 137,728 JIEC Co., Ltd......................................... 41 48,542 #*Jimoto Holdings, Inc.................................. 120,800 194,208 JK Holdings Co., Ltd.................................. 1,200 5,826 JMS Co., Ltd.......................................... 701,000 2,193,275 *Joban Kosan Co., Ltd.................................. 627,000 856,201 J-Oil Mills, Inc...................................... 897,000 2,326,933 Juroku Bank, Ltd...................................... 2,138,000 6,937,911 Kaga Electronics Co., Ltd............................. 228,500 2,081,773 Kagoshima Bank, Ltd. (The)............................ 2,616,500 16,681,723 Kamei Corp............................................ 637,000 5,503,504 Kanaden Corp.......................................... 476,000 2,772,776 Kanamoto Co., Ltd..................................... 337,000 4,112,824 Kandenko Co., Ltd..................................... 2,385,000 11,108,094 Kanematsu Electronics, Ltd............................ 65,100 723,396 Kanto Denka Kogyo Co., Ltd............................ 38,000 60,064 Kanto Natural Gas Development Co., Ltd................ 601,000 3,179,399 Katakura Chikkarin Co., Ltd........................... 250,000 577,196 414 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) *Katakura Industries Co., Ltd......................... 32,000 $ 276,514 #Kato Works Co., Ltd.................................. 1,113,872 3,075,282 KAWADA TECHNOLOGIES, Inc............................. 8,500 110,121 Kawasaki Kasei Chemicals, Ltd........................ 610,000 688,530 #*Kawasaki Kisen Kaisha, Ltd........................... 23,941,194 30,346,936 Kawasumi Laboratories, Inc........................... 281,300 1,533,267 Keihanshin Building Co., Ltd......................... 132,600 634,915 Keihin Co., Ltd. (The)............................... 65,000 74,943 Keiyo Bank, Ltd. (The)............................... 743,000 3,257,318 *Kenedix, Inc......................................... 61,622 8,005,723 *KI Holdings Co., LTD................................. 296,000 378,326 Kimura Unity Co, Ltd................................. 1,600 14,968 Kinki Sharyo Co., Ltd................................ 421,000 1,356,583 Kitagawa Iron Works Co., Ltd......................... 47,000 78,327 Kita-Nippon Bank, Ltd. (The)......................... 168,500 4,603,449 Kitano Construction Corp............................. 708,000 1,711,878 Kitazawa Sangyo Co., Ltd............................. 247,000 471,409 Kito Corp............................................ 310 259,507 Kiyo Holdings, Inc................................... 209,000 285,638 Koa Corp............................................. 253,589 1,983,248 #Kohnan Shoji Co., Ltd................................ 786,600 9,524,711 Koike Sanso Kogyo Co., Ltd........................... 8,000 16,942 #Kojima Co., Ltd...................................... 709,300 2,478,994 Kokuyo Co., Ltd...................................... 1,974,611 15,342,004 #KOMAIHALTEC, Inc..................................... 900,000 2,378,447 Komatsu Seiren Co., Ltd.............................. 780,000 3,616,262 #Komatsu Wall Industry Co., Ltd....................... 154,200 2,073,919 Komori Corp.......................................... 1,463,200 7,663,994 Konaka Co., Ltd...................................... 422,749 4,175,302 Kondotec, Inc........................................ 3,000 17,643 Konishi Co., Ltd..................................... 273,300 4,096,433 #Kosei Securities Co., Ltd............................ 475,000 441,948 #KRS Corp............................................. 166,000 1,955,306 KU Holdings Co., Ltd................................. 182,900 1,029,212 *Kumagai Gumi Co., Ltd................................ 1,760,000 1,588,495 #*Kumiai Chemical Industry Co., Ltd.................... 703,519 3,189,377 Kurabo Industries, Ltd............................... 5,599,000 8,628,608 Kurimoto, Ltd........................................ 34,000 103,967 Kuroda Electric Co., Ltd............................. 66,400 748,251 Kuroganeya Co., Ltd.................................. 22,500 88,186 #Kurosaki Harima Corp................................. 116,000 267,664 Kyodo Printing Co., Ltd.............................. 1,820,000 4,081,796 Kyoei Sangyo Co., Ltd................................ 335,000 549,532 #Kyoei Steel, Ltd..................................... 418,100 6,519,912 #*Kyokuto Boeki Kaisha, Ltd............................ 468,000 704,367 Kyokuto Kaihatsu Kogyo Co., Ltd...................... 849,250 7,072,983 Kyokuto Securities Co., Ltd.......................... 61,300 465,709 Kyoritsu Maintenance Co., Ltd........................ 3,400 72,772 Kyosan Electric Manufacturing Co., Ltd............... 338,000 1,101,092 Kyowa Leather Cloth Co., Ltd......................... 375,300 1,227,722 Kyudenko Corp........................................ 1,087,000 4,919,159 LEC, Inc............................................. 147,600 1,844,514 *Leopalace21 Corp..................................... 1,544,315 4,649,607 *Lonseal Corp......................................... 306,000 303,099 Macnica, Inc......................................... 237,900 4,687,325 Maeda Corp........................................... 3,985,000 17,628,223 Maeda Road Construction Co., Ltd..................... 1,254,000 15,746,027 #Maezawa Industries, Inc.............................. 208,300 486,084 Maezawa Kasei Industries Co., Ltd.................... 227,500 2,376,597 Maezawa Kyuso Industries Co., Ltd.................... 128,500 1,624,774 Marubun Corp......................................... 444,300 1,852,609 415 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Marudai Food Co., Ltd................................. 3,070,000 $10,770,859 #*Maruei Department Store Co., Ltd...................... 541,400 556,333 #Maruetsu, Inc. (The).................................. 42,000 138,377 Marufuji Sheet Piling Co., Ltd........................ 72,000 161,607 Marusan Securities Co., Ltd........................... 294,100 909,095 Maruwn Corp........................................... 242,500 568,647 Maruzen Co., Ltd...................................... 20,000 139,386 Maruzen Showa Unyu Co., Ltd........................... 1,369,000 3,995,402 Matsui Construction Co., Ltd.......................... 417,700 1,454,620 Maxvalu Tokai Co., Ltd................................ 56,600 799,411 #Meiko Electronics Co., Ltd............................ 48,200 373,563 Meisei Industrial Co., Ltd............................ 84,000 265,391 *Meito Transportation Co., Ltd......................... 300 2,225 Meiwa Estate Co., Ltd................................. 396,600 1,755,701 Mesco, Inc............................................ 33,000 251,507 Michinoku Bank, Ltd. (The)............................ 2,725,000 5,323,727 *Micronics Japan Co., Ltd.............................. 2,900 10,546 Mie Bank, Ltd. (The).................................. 791,000 1,685,730 Mikuni Coca-Cola Bottling Co., Ltd.................... 547,600 4,549,342 Mikuni Corp........................................... 164,000 341,130 Mimasu Semiconductor Industry Co., Ltd................ 225,700 1,774,042 Minato Bank, Ltd. (The)............................... 507,000 908,047 Mirait Holdings Corp.................................. 772,540 6,260,565 Mitani Corp........................................... 51,500 560,241 Mito Securities Co., Ltd.............................. 1,309,000 2,321,289 Mitsuba Corp.......................................... 368,000 2,335,195 Mitsubishi Kakoki Kaisha, Ltd......................... 164,000 269,312 *Mitsubishi Paper Mills, Ltd........................... 2,285,000 1,945,947 Mitsubishi Steel Manufacturing Co., Ltd............... 443,000 755,934 Mitsui Engineering & Shipbuilding Co., Ltd............ 8,346,000 10,038,041 *Mitsui High-Tec, Inc.................................. 599,800 4,459,013 Mitsui Home Co., Ltd.................................. 2,000 9,752 Mitsui Knowledge Industry Co., Ltd.................... 3,217 525,183 *Mitsui Matsushima Co., Ltd............................ 10,000 14,164 *Mitsumi Electric Co., Ltd............................. 2,521,700 12,137,424 Mitsumura Printing Co., Ltd........................... 111,000 332,407 Mitsuuroko Holdings Co., Ltd.......................... 795,000 5,179,673 Miyachi Corp.......................................... 1,400 8,860 *Miyaji Engineering Group, Inc......................... 126,000 214,659 Miyazaki Bank, Ltd. (The)............................. 3,307,260 8,121,747 Miyoshi Oil & Fat Co., Ltd............................ 1,144,000 1,419,821 Mizuno Corp........................................... 542,395 2,528,879 #Monex Group, Inc...................................... 3,174 540,910 Morita Holdings Corp.................................. 138,000 1,159,433 Morozoff, Ltd......................................... 167,000 581,452 Mory Industries, Inc.................................. 655,000 1,813,841 Mr Max Corp........................................... 635,600 2,476,395 Murakami Corp......................................... 19,000 217,649 Musashino Bank, Ltd................................... 398,800 11,422,565 #Mutoh Holdings Co., Ltd............................... 174,000 381,631 Nafco Co., Ltd........................................ 1,300 21,975 Nagano Bank, Ltd. (The)............................... 1,691,000 3,219,070 Nagase & Co., Ltd..................................... 284,000 3,029,595 Nakabayashi Co., Ltd.................................. 958,000 2,027,094 Nakano Corp........................................... 8,500 15,573 *Nakayama Steel Works, Ltd............................. 2,530,000 1,236,225 Namura Shipbuilding Co., Ltd.......................... 52,900 157,715 Nanto Bank, Ltd. (The)................................ 242,000 1,233,963 NEC Capital Solutions, Ltd............................ 221,000 3,102,724 Neturen Co., Ltd...................................... 324,100 1,978,173 Nice Holdings, Inc.................................... 1,627,000 3,505,306 416 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) Nichia Steel Works, Ltd.............................. 882,200 $ 2,034,340 Nichiban Co., Ltd.................................... 616,000 1,930,387 #Nichicon Corp........................................ 125,300 853,013 *Nichiden Corp........................................ 1,100 29,674 #Nichimo Co., Ltd..................................... 869,000 1,784,897 Nichireki Co., Ltd................................... 614,000 2,910,912 #Nihon Eslead Corp.................................... 194,648 1,674,987 Nihon Kagaku Sangyo Co., Ltd......................... 21,000 130,686 Nihon Tokushu Toryo Co., Ltd......................... 76,800 327,915 Nihon Yamamura Glass Co., Ltd........................ 2,398,000 4,987,075 Nikko Co., Ltd....................................... 546,000 2,051,875 Nippo Corp........................................... 1,787,000 20,254,203 Nippon Beet Sugar Manufacturing Co., Ltd............. 3,263,000 6,250,542 #Nippon Carbide Industries Co., Inc................... 959,000 2,383,826 *Nippon Chemical Industrial Co., Ltd.................. 2,032,000 2,522,797 #*Nippon Chemi-Con Corp................................ 1,522,000 2,213,712 Nippon Chutetsukan K.K............................... 576,000 1,279,851 #Nippon Concrete Industries Co., Ltd.................. 1,084,000 3,366,123 Nippon Denko Co., Ltd................................ 603,000 1,412,219 Nippon Densetsu Kogyo Co., Ltd....................... 288,000 2,620,783 Nippon Denwa Shisetsu Co., Ltd....................... 845,000 2,570,909 Nippon Felt Co., Ltd................................. 73,100 364,298 Nippon Fine Chemical Co., Ltd........................ 214,000 1,416,140 Nippon Flour Mills Co., Ltd.......................... 1,208,000 5,054,576 Nippon Hume Corp..................................... 554,000 2,811,734 Nippon Jogesuido Sekkei Co., Ltd..................... 15 21,054 #*Nippon Kinzoku Co., Ltd.............................. 281,000 369,975 Nippon Koei Co., Ltd................................. 1,481,000 4,837,532 Nippon Konpo Unyu Soko Co., Ltd...................... 1,198,000 14,434,484 *Nippon Light Metal Holdings Co., Ltd................. 4,030,000 3,638,175 #Nippon Paper Group, Inc.............................. 74,700 854,303 Nippon Pillar Packing Co., Ltd....................... 182,000 1,136,300 Nippon Rietec Co., Ltd............................... 33,000 155,374 Nippon Road Co., Ltd. (The).......................... 2,090,000 7,725,538 Nippon Seiki Co., Ltd................................ 50,000 480,518 Nippon Seisen Co., Ltd............................... 49,000 174,331 #*Nippon Sheet Glass Co., Ltd.......................... 13,414,000 11,110,349 Nippon Signal Co., Ltd............................... 2,100 11,766 Nippon Soda Co., Ltd................................. 1,946,000 8,458,926 Nippon Steel Trading Co., Ltd........................ 3,000 6,994 Nippon Systemware Co., Ltd........................... 198,500 788,158 Nippon Thompson Co., Ltd............................. 480,000 1,660,722 Nippon Tungsten Co., Ltd............................. 182,000 275,760 #*Nippon Yakin Kogyo Co., Ltd.......................... 3,839,000 3,418,694 Nippon Yusoki Co., Ltd............................... 36,000 96,589 Nishikawa Rubber Co., Ltd............................ 1,000 9,244 Nishimatsu Construction Co., Ltd..................... 7,448,073 11,660,907 Nishio Rent All Co., Ltd............................. 28,100 334,133 *Nishishiba Electric Co., Ltd......................... 51,000 62,002 Nissei Plastic Industrial Co., Ltd................... 99,400 376,484 Nisshin Fudosan Co., Ltd............................. 371,700 1,983,673 Nisshin Oillio Group, Ltd. (The)..................... 1,687,000 6,211,136 *Nisshin Steel Holdings Co., Ltd...................... 335,000 2,219,905 #Nisshinbo Holdings, Inc.............................. 624,000 4,082,255 Nissin Corp.......................................... 516,000 1,279,839 Nissin Sugar Holdings Co., Ltd....................... 123,500 2,349,086 Nissui Pharmaceutical Co., Ltd....................... 209,300 2,188,234 Nittan Valve Co., Ltd................................ 177,800 576,860 Nittetsu Mining Co., Ltd............................. 1,942,000 7,811,865 #Nitto FC Co., Ltd.................................... 243,100 1,533,585 Nitto Fuji Flour Milling Co., Ltd.................... 370,000 1,362,951 417 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Nitto Seiko Co., Ltd.................................. 56,000 $ 146,552 Nohmi Bosai, Ltd...................................... 179,000 1,133,254 Nomura Co., Ltd....................................... 46,000 166,338 Noritake Co., Ltd..................................... 443,000 1,033,161 Noritsu Koki Co., Ltd................................. 518,300 2,078,669 *North Pacific Bank, Ltd............................... 3,173,200 8,200,196 *NS United Kaiun Kaisha, Ltd........................... 1,842,000 2,008,222 #*NTN Corp.............................................. 4,061,000 7,285,504 #Obayashi Road Corp.................................... 793,000 2,017,859 Ogaki Kyoritsu Bank, Ltd. (The)....................... 2,315,000 8,149,336 Ohara, Inc............................................ 88,100 671,093 Oie Sangyo Co., Ltd................................... 8,013 81,156 Oita Bank, Ltd. (The)................................. 3,707,000 12,449,709 Okabe Co., Ltd........................................ 269,800 1,701,133 #*OKK Corp.............................................. 1,807,000 2,059,975 Okumura Corp.......................................... 3,056,000 9,837,569 Okura Industrial Co., Ltd............................. 1,084,000 2,949,565 Okuwa Co., Ltd........................................ 191,000 2,572,241 Olympic Corp.......................................... 373,000 3,221,414 Onoken Co., Ltd....................................... 303,400 2,426,073 #Osaka Organic Chemical Industry, Ltd.................. 131,100 589,001 Osaka Steel Co., Ltd.................................. 594,600 9,842,832 *Otsuka Kagu, Ltd...................................... 3,800 37,152 *OUG Holdings, Inc..................................... 11,000 20,400 Oyo Corp.............................................. 516,400 6,275,839 P.S. Mitsubishi Construction Co., Ltd................. 2,000 8,416 Pacific Industrial Co., Ltd........................... 1,167,000 6,860,936 #Pacific Metals Co., Ltd............................... 1,172,000 3,984,021 #Parco Co., Ltd........................................ 1,800 18,889 Paris Miki Holdings, Inc.............................. 1,900 10,328 Piolax, Inc........................................... 249,200 5,183,362 #*Renesas Electronics Corp.............................. 192,900 714,428 #*Renown, Inc........................................... 1,289,560 1,678,069 Rheon Automatic Machinery Co., Ltd.................... 304,000 674,618 #Rhythm Watch Co., Ltd................................. 2,937,000 5,452,121 Ricoh Leasing Co., Ltd................................ 208,600 4,859,144 Right On Co., Ltd..................................... 172,000 1,420,537 #Riken Keiki Co., Ltd.................................. 126,400 785,474 Riken Technos Corp.................................... 925,000 2,332,130 Riken Vitamin Co., Ltd................................ 19,400 509,769 Riso Kagaku Corp...................................... 277,182 4,497,157 Roland Corp........................................... 145,400 974,811 Round One Corp........................................ 1,770,300 8,956,734 Ryobi, Ltd............................................ 375,000 763,404 Ryoden Trading Co., Ltd............................... 830,000 4,700,385 Ryosan Co., Ltd....................................... 753,900 12,725,780 Ryoyo Electro Corp.................................... 778,100 7,774,976 Sakai Chemical Industry Co., Ltd...................... 2,223,000 5,985,981 #Sakai Heavy Industries, Ltd........................... 355,000 974,778 Sakai Moving Service Co., Ltd......................... 200 4,315 Sakata INX Corp....................................... 197,000 973,920 Sala Corp............................................. 250,700 1,540,318 San Holdings, Inc..................................... 73,000 1,244,405 San-Ai Oil Co., Ltd................................... 1,322,000 5,796,403 Sangetsu Co., Ltd..................................... 19,800 527,187 #San-in Godo Bank, Ltd. (The).......................... 3,858,900 26,691,477 Sanki Engineering Co., Ltd............................ 1,509,000 6,974,633 Sankyo Seiko Co., Ltd................................. 576,200 1,941,159 Sankyo-Tateyama Holdings, Inc......................... 894,000 1,937,900 Sanoh Industrial Co., Ltd............................. 252,800 1,491,948 Sanritsu Corp......................................... 104,900 643,556 418 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Sanshin Electronics Co., Ltd.......................... 757,800 $ 5,693,695 Sanyo Engineering & Construction, Inc................. 195,000 614,621 Sanyo Housing Nagoya Co., Ltd......................... 17 18,082 #Sanyo Industries, Ltd................................. 707,000 1,329,148 Sanyo Shokai, Ltd..................................... 201,628 593,570 Sanyo Special Steel Co., Ltd.......................... 726,000 2,164,703 Sasebo Heavy Industries Co., Ltd...................... 881,000 784,181 Sato Shoji Corp....................................... 173,600 1,042,961 Satori Electric Co., Ltd.............................. 286,060 1,549,034 Saxa Holdings, Inc.................................... 1,169,000 1,917,520 Scroll Corp........................................... 662,100 2,052,063 Seibu Electric Industry Co., Ltd...................... 316,000 1,349,957 #Seiko Epson Corp...................................... 965,400 5,368,739 Seino Holdings Co., Ltd............................... 2,512,119 14,484,411 Sekisui Jushi Co., Ltd................................ 575,000 5,604,034 Sekisui Plastics Co., Ltd............................. 1,183,000 2,684,753 #Senko Co., Ltd........................................ 1,179,680 4,774,154 Senshu Electric Co., Ltd.............................. 45,400 531,589 #Senshukai Co., Ltd.................................... 315,600 1,988,145 *Shibaura Mechatronics Corp............................ 153,000 254,911 Shibusawa Warehouse Co., Ltd.......................... 139,000 402,765 Shibuya Kogyo Co., Ltd................................ 77,400 873,189 Shiga Bank, Ltd....................................... 275,000 1,798,904 Shikibo, Ltd.......................................... 3,385,000 4,026,486 Shikoku Bank, Ltd..................................... 1,522,000 3,775,138 #Shima Seiki Manufacturing Co., Ltd.................... 59,200 753,395 Shimachu Co., Ltd..................................... 804,600 17,777,129 Shimizu Bank, Ltd..................................... 196,900 5,779,641 Shin Nippon Air Technologies Co., Ltd................. 321,120 1,758,458 Shinagawa Refractories Co., Ltd....................... 1,008,000 1,971,681 Shin-Etsu Polymer Co., Ltd............................ 427,100 1,424,038 #Shinkawa, Ltd......................................... 208,700 892,645 Shinko Electric Industries Co., Ltd................... 124,600 775,797 Shinko Shoji Co., Ltd................................. 478,100 4,136,902 Shinko Wire Co., Ltd.................................. 524,000 808,033 #Shinmaywa Industries, Ltd............................. 2,777,000 15,068,560 Shinnihon Corp........................................ 373,800 870,578 Shinsho Corp.......................................... 97,000 172,779 Shiroki Corp.......................................... 46,000 100,524 Shobunsha Publications, Inc........................... 75,100 496,978 #Shoei Foods Corp...................................... 178,000 1,333,413 Showa Corp............................................ 970,700 8,981,925 Sinanen Co., Ltd...................................... 899,000 3,842,884 Sintokogio, Ltd....................................... 404,462 2,854,326 SKY Perfect JSAT Holdings, Inc........................ 9,244 4,223,863 SNT Corp.............................................. 635,600 2,573,575 Soda Nikka Co., Ltd................................... 328,000 1,401,210 Soft99 Corp........................................... 33,200 198,335 Somar Corp............................................ 151,000 311,998 Space Co., Ltd........................................ 44,960 404,687 SPK Corp.............................................. 1,418 23,930 Subaru Enterprise Co., Ltd............................ 247,000 766,919 Sugimoto & Co., Ltd................................... 112,200 1,046,726 Sumikin Bussan Corp................................... 1,172,000 2,864,444 Suminoe Textile Co., Ltd.............................. 1,327,000 2,460,713 Sumitomo Densetsu Co., Ltd............................ 441,000 3,978,148 Sumitomo Pipe & Tube Co., Ltd......................... 617,300 4,325,037 Sumitomo Precision Products Co., Ltd.................. 10,000 42,348 Sumitomo Warehouse Co., Ltd........................... 549,000 2,296,886 Suzuden Corp.......................................... 2,100 11,838 #SWCC Showa Holdings Co., Ltd.......................... 6,289,000 4,490,144 419 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) T. RAD Co., Ltd...................................... 67,000 $ 152,959 Tachibana Eletech Co., Ltd........................... 265,400 2,154,719 #Tachikawa Corp....................................... 188,400 1,060,664 Taihei Dengyo Kaisha, Ltd............................ 815,000 5,267,472 Taihei Kogyo Co., Ltd................................ 555,000 2,211,767 Taiheiyo Kouhatsu, Inc............................... 1,881,000 1,697,842 #Taiho Kogyo Co., Ltd................................. 438,800 4,248,687 #Taiko Bank, Ltd. (The)............................... 219,000 538,099 Takachiho Koheki Co., Ltd............................ 400 4,315 *Takagi Securities Co., Ltd........................... 561,000 585,828 Takamatsu Construction Group Co., Ltd................ 45,700 748,803 Takano Co., Ltd...................................... 290,900 1,440,901 *Takaoka Toko Holdings Co., Ltd....................... 37,244 545,853 Takara Standard Co., Ltd............................. 931,105 6,987,654 Takasago Thermal Engineering Co., Ltd................ 465,800 3,665,154 Take & Give Needs Co., Ltd........................... 18,682 1,533,924 *Takeuchi Manufacturing Co., Ltd...................... 35,800 316,976 Takigami Steel Construction Co., Ltd................. 194,000 517,230 Takiron Co., Ltd..................................... 1,060,000 3,783,985 #Tamura Corp.......................................... 1,071,948 2,349,467 Tayca Corp........................................... 778,000 2,195,649 TBK Co., Ltd......................................... 483,000 2,375,323 TECHNO ASSOCIE Co., Ltd.............................. 171,900 1,369,598 #Techno Ryowa, Ltd.................................... 229,770 1,102,587 Teikoku Tsushin Kogyo Co., Ltd....................... 743,000 1,228,151 #Tekken Corp.......................................... 3,048,000 3,894,826 *Ten Allied Co., Ltd.................................. 151,900 515,306 Tenma Corp........................................... 573,900 5,695,015 Teraoka Seisakusho Co., Ltd.......................... 169,100 667,563 Tigers Polymer Corp.................................. 311,600 1,027,570 Toa Corp............................................. 5,695,000 8,141,133 Toa Oil Co., Ltd..................................... 835,000 941,720 TOA ROAD Corp........................................ 1,044,000 2,785,674 Toabo Corp........................................... 292,000 197,727 Toagosei Co., Ltd.................................... 235,000 958,073 Tochigi Bank, Ltd.................................... 2,677,000 9,394,811 Toda Corp............................................ 5,130,000 15,489,449 Toei Co., Ltd........................................ 150,000 822,973 Toenec Corp.......................................... 1,091,000 5,985,942 Toho Bank, Ltd....................................... 3,878,000 12,969,212 Tohoku Bank, Ltd. (The).............................. 1,451,000 2,091,303 *Tohokushinsha Film Corp.............................. 2,200 15,427 #Tohto Suisan Co., Ltd................................ 734,000 1,121,874 Tokai Carbon Co., Ltd................................ 202,000 648,956 Tokai Lease Co., Ltd................................. 609,000 1,274,411 Tokai Rubber Industries, Ltd......................... 8,600 76,187 Tokai Tokyo Financial Holdings, Inc.................. 3,119 11,237 Tokushu Tokai Paper Co., Ltd......................... 1,503,220 3,707,714 #Tokuyama Corp........................................ 10,030,000 19,245,122 Tokyo Energy & Systems, Inc.......................... 600,000 2,613,157 Tokyo Keiki, Inc..................................... 370,000 585,278 Tokyo Ohka Kogyo Co., Ltd............................ 253,900 5,176,671 #Tokyo Rope Manufacturing Co., Ltd.................... 543,000 599,417 Tokyo Sangyo Co., Ltd................................ 514,500 1,636,967 Tokyo Soir Co., Ltd.................................. 160,000 440,466 Tokyo Steel Manufacturing Co., Ltd................... 3,091,100 9,931,150 *Tokyo Tatemono Co., Ltd.............................. 115,961 477,261 Tokyo Tekko Co., Ltd................................. 988,000 3,405,446 Tokyo Tomin Bank, Ltd................................ 547,300 4,711,335 #Tokyotokeiba Co., Ltd................................ 89,000 132,726 Tokyu Construction Co., Ltd.......................... 134,930 246,698 420 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ----------- JAPAN -- (Continued) Tokyu Recreation Co., Ltd............................. 264,328 $ 1,521,894 Toli Corp............................................. 988,000 2,028,766 Tomato Bank, Ltd...................................... 1,250,000 2,209,699 Tomen Devices Corp.................................... 500 10,767 Tomen Electronics Corp................................ 258,600 3,281,247 #Tomoe Corp............................................ 895,900 2,930,660 Tomoku Co., Ltd....................................... 1,286,000 3,525,358 TOMONY Holdings, Inc.................................. 3,049,600 12,798,989 Tonami Holdings Co., Ltd.............................. 1,540,000 3,416,532 Toppan Forms Co., Ltd................................. 684,300 6,446,236 Topre Corp............................................ 272,900 2,356,422 #Topy Industries, Ltd.................................. 2,628,000 5,104,552 Torii Pharmaceutical Co., Ltd......................... 323,100 7,152,066 Torishima Pump Manufacturing Co., Ltd................. 2,400 16,773 Tosei Corp............................................ 4,704 1,762,122 Tosho Printing Co., Ltd............................... 777,000 1,217,742 Totetsu Kogyo Co., Ltd................................ 419,430 4,804,374 Tottori Bank, Ltd..................................... 1,057,000 2,172,627 Touei Housing Corp.................................... 93,600 996,341 Towa Bank, Ltd........................................ 1,187,000 1,173,989 Toyo Ink SC Holdings Co., Ltd......................... 1,149,000 4,233,673 Toyo Kohan Co., Ltd................................... 2,110,000 5,265,285 Toyo Securities Co., Ltd.............................. 1,660,000 2,859,024 Toyo Tire & Rubber Co., Ltd........................... 1,494,795 3,631,667 #Toyo Wharf & Warehouse Co., Ltd....................... 982,000 1,553,272 Trusco Nakayama Corp.................................. 174,339 3,143,124 #TSI Holdings Co., Ltd................................. 2,261,820 13,803,728 Tsubakimoto Kogyo Co., Ltd............................ 33,000 95,557 #*Tsudakoma Corp........................................ 978,000 1,249,440 Tsukishima Kikai Co., Ltd............................. 371,000 3,139,046 Tsukuba Bank, Ltd. (The).............................. 978,167 3,137,729 Tsurumi Manufacturing Co., Ltd........................ 304,000 2,284,824 Tsutsumi Jewelry Co., Ltd............................. 264,300 6,069,285 TTK Co., Ltd.......................................... 136,000 613,236 TV Asahi Corp......................................... 127,000 1,637,434 TV Tokyo Holdings Corp................................ 95,700 1,075,533 TYK Corp.............................................. 690,000 1,314,357 Ube Material Industries, Ltd.......................... 68,000 185,583 #Uchida Yoko Co., Ltd.................................. 1,169,000 3,178,201 Ueki Corp............................................. 140,000 273,738 UKC Holdings Corp..................................... 88,300 1,648,202 #*Ulvac, Inc............................................ 757,400 4,795,068 Uniden Corp........................................... 1,639,000 3,826,606 #Union Tool Co......................................... 4,600 69,652 U-Shin, Ltd........................................... 610,400 2,617,638 *Village Vanguard Co., Ltd............................. 27 26,792 Vital KSK Holdings, Inc............................... 287,215 2,908,960 *Wakita & Co., Ltd..................................... 114,000 804,190 Warabeya Nichiyo Co., Ltd............................. 178,500 3,644,916 Watabe Wedding Corp................................... 17,000 138,489 Wood One Co., Ltd..................................... 558,000 1,572,444 Y. A. C. Co., Ltd..................................... 80,500 486,999 Yachiyo Bank, Ltd. (The).............................. 120,675 2,154,514 Yahagi Construction Co., Ltd.......................... 13,200 56,231 Yaizu Suisankagaku Industry Co., Ltd.................. 4,800 44,302 Yamabiko Corp......................................... 177,074 2,280,218 Yamagata Bank, Ltd.................................... 1,744,000 7,691,231 *Yamaichi Electronics Co., Ltd......................... 192,400 311,538 Yamanashi Chuo Bank, Ltd.............................. 2,854,000 11,551,479 *Yamatane Corp......................................... 28,000 36,457 Yamato Corp........................................... 336,000 1,123,896 421 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- -------------- JAPAN -- (Continued) Yamato International, Inc.......................... 7,700 $ 34,261 Yamaura Corp....................................... 125,500 349,433 Yamazawa Co., Ltd.................................. 2,200 36,979 Yasuda Warehouse Co., Ltd. (The)................... 161,000 1,057,542 Yellow Hat, Ltd.................................... 229,600 3,081,197 Yodogawa Steel Works, Ltd.......................... 3,691,000 11,886,987 Yokogawa Bridge Holdings Corp...................... 712,000 5,181,424 #Yokohama Reito Co., Ltd............................ 1,144,500 7,772,822 Yokowo Co., Ltd.................................... 2,100 10,167 Yondenko Corp...................................... 443,650 1,607,221 Yonekyu Corp....................................... 271,600 2,206,477 Yonex Co., Ltd..................................... 149,000 857,327 Yuasa Funashoku Co., Ltd........................... 532,000 1,239,324 Yurtec Corp........................................ 1,095,000 3,667,821 Yusen Logistics Co., Ltd........................... 5,400 45,739 #*Zojirushi Corp..................................... 19,000 65,230 Zuken, Inc......................................... 37,800 236,912 -------------- TOTAL JAPAN........................................... 1,982,692,233 -------------- NETHERLANDS -- (1.6%) #*AMG Advanced Metallurgical Group NV................ 20,650 161,871 #APERAM NV.......................................... 1,268,227 18,391,755 Ballast Nedam NV................................... 9,138 118,500 Batenburg Techniek NV.............................. 5,522 97,479 #BE Semiconductor Industries NV..................... 792,342 5,345,297 BinckBank NV....................................... 215,914 1,730,856 *Crown Van Gelder NV................................ 45,763 293,230 #CSM NV............................................. 902,291 18,430,037 Delta Lloyd NV..................................... 1,476,421 24,553,526 *Grontmij NV........................................ 215,628 811,998 #Heijmans NV........................................ 396,978 3,367,611 Hunter Douglas NV.................................. 277 10,259 ICT Automatisering NV.............................. 1,895 7,940 #*Kardan NV.......................................... 185,794 192,582 KAS Bank NV........................................ 244,189 2,450,021 Kendrion NV........................................ 7,521 151,884 #Koninklijke Bam Groep NV........................... 6,327,559 23,552,993 Koninklijke Ten Cate NV............................ 111,656 2,475,193 #Koninklijke Wessanen NV............................ 659,820 1,865,180 *LBi International NV............................... 11,659 43,169 Macintosh Retail Group NV.......................... 7,600 85,787 Mediq NV........................................... 69,513 1,128,251 Nutreco NV......................................... 52,910 3,963,255 #*Ordina NV.......................................... 1,536,989 2,033,395 Royal Reesink NV................................... 1,361 129,958 #*SNS Reaal Groep NV................................. 4,344,025 6,396,222 Telegraaf Media Groep NV........................... 78,837 731,981 #TKH Group NV....................................... 18,520 423,704 #*TomTom NV.......................................... 2,195,755 10,964,888 USG People NV...................................... 1,704,248 11,970,420 Van Lanschot NV.................................... 57 1,094 *Xeikon NV.......................................... 67,043 260,908 -------------- TOTAL NETHERLANDS..................................... 142,141,244 -------------- NEW ZEALAND -- (0.5%) *Abano Healthcare Group, Ltd........................ 754 3,567 Air New Zealand, Ltd............................... 8,638,455 8,799,959 Auckland International Airport, Ltd................ 1,021,473 2,253,226 *Cavalier Corp., Ltd................................ 3,143 4,884 CDL Investments New Zealand, Ltd................... 820,017 288,143 Colonial Motor Co., Ltd............................ 243,551 750,248 422 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ----------- ----------- NEW ZEALAND -- (Continued) *Fisher & Paykel Appliances Holdings, Ltd............ 12,763,795 $13,388,022 *Heartland New Zealand, Ltd.......................... 560,881 317,930 *Kathmandu Holdings, Ltd............................. 2,439 3,611 Millennium & Copthorne Hotels (New Zealand), Ltd.... 3,082,793 1,192,320 New Zealand Oil & Gas, Ltd.......................... 2,060,818 1,464,156 New Zealand Refining Co., Ltd....................... 8,584 19,910 Northland Port Corp. (New Zealand), Ltd............. 24,300 42,481 #Nuplex Industries, Ltd.............................. 2,491,825 6,183,631 *Pyne Gould Guinness, Ltd............................ 1,907,664 532,172 #*Rakon, Ltd.......................................... 879,989 304,107 *Richina Pacific, Ltd................................ 832,183 246,380 *Rubicon, Ltd........................................ 3,767,301 863,506 #Sanford, Ltd........................................ 1,099,644 3,933,857 Sky Network Television, Ltd......................... 179,177 791,338 #Steel & Tube Holdings, Ltd.......................... 37,045 66,043 *Tenon, Ltd.......................................... 204,715 114,632 Tourism Holdings, Ltd............................... 870,292 514,588 Tower, Ltd.......................................... 3,798,689 6,026,604 ----------- TOTAL NEW ZEALAND...................................... 48,105,315 ----------- NORWAY -- (0.9%) Aker ASA Series A................................... 87,788 3,099,737 #*Archer, Ltd......................................... 1,407,869 1,860,829 Austevoll Seafood ASA............................... 475,783 2,251,993 Bonheur ASA......................................... 220,959 4,734,333 #BW Offshore, Ltd.................................... 2,500,494 1,471,011 *BWG Homes ASA....................................... 737,173 1,507,548 Cermaq ASA.......................................... 102,199 1,398,554 *Det Norske Oljeselskap ASA.......................... 82,629 1,272,953 *Dockwise, Ltd....................................... 191,491 3,063,563 #*DOF ASA............................................. 488,717 2,016,728 *Eltek ASA........................................... 1,463,583 975,961 EVRY ASA............................................ 230,863 339,386 Farstad Shipping ASA................................ 207,596 4,443,012 #*Frontline, Ltd...................................... 537,534 1,685,414 Ganger Rolf ASA..................................... 402,700 8,460,249 *Golden Ocean Group, Ltd............................. 3,319,490 2,511,303 *Grieg Seafood ASA................................... 82,366 145,443 *Havila Shipping ASA................................. 28,300 153,185 #*Kongsberg Automotive Holding ASA.................... 7,985,046 2,407,418 #*Norske Skogindustrier ASA Series A.................. 3,728,790 3,125,227 #*Norwegian Energy Co. ASA............................ 3,915,285 2,499,138 Odfjell ASA Series A................................ 245,651 782,529 #*Panoro Energy ASA................................... 1,610,656 1,111,614 #*Renewable Energy Corp. ASA.......................... 12,222,748 2,141,651 *Scana Industrier ASA................................ 38,736 8,490 #*Sevan Drilling AS................................... 1,024,010 793,020 *Sevan Marine ASA.................................... 589,478 1,555,933 *Siem Offshore, Inc. ASA............................. 90,774 122,801 Solstad Offshore ASA................................ 359,554 5,331,631 #*Songa Offshore SE................................... 3,656,579 4,486,101 SpareBank 1 SMN..................................... 1,899,745 12,309,076 Stolt-Nielsen, Ltd.................................. 9,339 171,219 *Storebrand ASA...................................... 352,972 1,776,284 TTS Marine ASA...................................... 42,000 69,499 Wilh Wilhelmsen Holding ASA......................... 253,114 5,691,634 ----------- TOTAL NORWAY........................................... 85,774,467 ----------- PORTUGAL -- (0.3%) #*Banco Comercial Portugues SA........................ 179,490,833 16,321,726 *Banco Espirito Santo SA............................. 618,194 601,652 423 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- PORTUGAL -- (Continued) *Banif SGPS SA........................................ 1,868,197 $ 348,659 Corticeira Amorim SGPS SA............................ 2,106,884 3,847,887 *INAPA - Investimentos Participacoes e Gestao SA...... 1,856,827 313,642 *Martifer SGPS SA..................................... 47,187 36,800 *Papelaria Fernandes-Industria e Comercia SA.......... 2,000 -- *ParaRede SGPS SA..................................... 449,275 69,934 Sociedade de Investimento e Gestao SGPS SA........... 54,036 382,421 *Sonae Capital SGPS SA................................ 147,272 28,482 #*Sonae Industria SGPS SA.............................. 1,299,009 882,340 Sonaecom SGPS SA..................................... 1,256,520 2,283,128 Sumol & Compal SA.................................... 55,997 81,228 ----------- TOTAL PORTUGAL.......................................... 25,197,899 ----------- SINGAPORE -- (1.6%) *Abterra, Ltd......................................... 52,000 36,307 #ASL Marine Holdings, Ltd............................. 874,800 476,796 *AusGroup, Ltd........................................ 1,155,000 436,802 Bonvests Holdings, Ltd............................... 1,338,280 1,139,766 #Broadway Industrial Group, Ltd....................... 2,787,000 649,587 *China Energy, Ltd.................................... 210,000 9,054 China Merchants Holdings Pacific, Ltd................ 1,097,000 648,220 #Chip Eng Seng Corp., Ltd............................. 9,429,198 3,581,978 Chuan Hup Holdings, Ltd.............................. 7,757,000 1,780,543 Creative Technology, Ltd............................. 836,250 2,143,965 *CSC Holdings, Ltd.................................... 209,000 18,573 #*Delong Holdings, Ltd................................. 602,000 137,004 DMX Technologies Group, Ltd.......................... 2,040,000 357,860 EnGro Corp, Ltd...................................... 115,500 86,802 *Excel Machine Tools, Ltd............................. 473,000 -- #*Ezra Holdings, Ltd................................... 1,721,000 1,565,778 *Falcon Energy Group, Ltd............................. 66,000 12,887 Freight Links Express Holdings, Ltd.................. 733,421 39,616 GK Goh Holdings, Ltd................................. 2,295,000 1,393,493 GP Batteries International, Ltd...................... 259,000 201,839 GP Industries, Ltd................................... 2,207,808 693,841 Guthrie GTS, Ltd..................................... 3,408,000 1,698,825 Hanwell Holdings, Ltd................................ 6,729,043 1,404,631 Ho Bee Investment, Ltd............................... 6,524,000 7,866,208 *Hong Fok Corp., Ltd.................................. 6,087,000 2,508,831 *Hong Fok Land, Ltd................................... 4,248,000 5,481 Hong Leong Asia, Ltd................................. 509,000 702,223 #Hotel Grand Central, Ltd............................. 2,500,086 1,849,108 #Hotel Properties, Ltd................................ 2,442,500 5,273,272 Hour Glass, Ltd...................................... 487,320 673,981 *Huan Hsin Holdings, Ltd.............................. 852,000 33,686 HupSteel, Ltd........................................ 29,000 4,711 Hwa Hong Corp., Ltd.................................. 1,252,000 371,069 InnoTek, Ltd......................................... 4,171,000 1,107,722 IPC Corp., Ltd....................................... 6,147,000 658,083 Isetan (Singapore), Ltd.............................. 171,000 716,250 *Jaya Holdings, Ltd................................... 2,013,000 913,829 *JES International Holdings, Ltd...................... 682,000 81,570 *Jurong Technologies Industrial Corp., Ltd............ 3,391,000 -- K1 Ventures, Ltd..................................... 14,497,000 1,484,209 Kian Ann Engineering, Ltd............................ 111,500 38,712 LC Development, Ltd.................................. 5,986,960 774,626 Lee Kim Tah Holdings, Ltd............................ 2,313,000 1,419,648 *Li Heng Chemical Fibre Technologies, Ltd............. 11,463,000 1,331,138 Lion Asiapac, Ltd.................................... 263,000 39,894 *Low Keng Huat Singapore, Ltd......................... 85,000 33,344 Lum Chang Holdings, Ltd.............................. 1,311,000 348,559 424 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ SINGAPORE -- (Continued) Memtech International, Ltd.......................... 2,087,000 $ 129,346 #Mercator Lines Singapore, Ltd....................... 777,000 73,876 #Metro Holdings, Ltd................................. 10,849,960 7,016,361 #Midas Holdings, Ltd................................. 20,396,000 6,733,934 NSL, Ltd............................................ 671,000 780,620 *Oceanus Group, Ltd.................................. 13,760,000 347,785 #Orchard Parade Holdings, Ltd........................ 4,882,987 10,174,202 #*Otto Marine, Ltd.................................... 10,647,500 731,526 #Overseas Union Enterprise, Ltd...................... 1,222,000 2,649,504 Pan Pacific Hotels Group, Ltd....................... 704,000 1,306,058 *Penguin International, Ltd.......................... 863,250 50,432 Popular Holdings, Ltd............................... 8,176,250 1,671,805 QAF, Ltd............................................ 3,643,533 2,369,886 #Raffles Education Corp., Ltd........................ 10,132,200 2,733,123 Rotary Engineering, Ltd............................. 95,000 32,613 *S i2i, Ltd.......................................... 21,388,000 420,106 San Teh, Ltd........................................ 1,017,800 246,297 *Sapphire Corp., Ltd................................. 657,000 63,104 SC Global Developments, Ltd......................... 664,000 607,387 Sinarmas Land, Ltd.................................. 166,000 37,599 *Sing Holdings, Ltd.................................. 142,000 44,724 Sing Investments & Finance, Ltd..................... 84,000 94,612 Singapore Land, Ltd................................. 1,158,806 6,509,016 Singapore Reinsurance Corp., Ltd.................... 3,080,110 600,913 Singapore Shipping Corp., Ltd....................... 1,314,000 194,479 Singapura Finance, Ltd.............................. 105,000 137,011 *Sinostar PEC Holdings, Ltd.......................... 50,000 5,139 Stamford Land Corp., Ltd............................ 3,882,000 1,764,480 Sunningdale Tech, Ltd............................... 8,480,000 860,233 #*Sunvic Chemical Holdings, Ltd....................... 6,375,000 1,870,923 #*Swiber Holdings, Ltd................................ 13,380,000 6,341,598 Tat Hong Holdings, Ltd.............................. 777,000 837,006 Tiong Woon Corp. Holding, Ltd....................... 4,595,500 1,052,387 #*Triyards Holdings, Ltd.............................. 172,099 114,987 #Tuan Sing Holdings, Ltd............................. 16,768,101 4,167,544 UMS Holdings, Ltd................................... 1,642,000 542,858 #United Engineers, Ltd............................... 4,455,666 9,000,838 United Envirotech, Ltd.............................. 245,000 73,038 United Industrial Corp., Ltd........................ 4,456,946 10,185,019 WBL Corp., Ltd...................................... 177,500 514,376 Wheelock Properties, Ltd............................ 2,365,000 3,508,772 Wing Tai Holdings, Ltd.............................. 8,234,054 11,651,771 YHI International, Ltd.............................. 31,000 8,306 ------------ TOTAL SINGAPORE........................................ 145,005,915 ------------ SPAIN -- (1.4%) #Abengoa SA.......................................... 600,148 2,100,517 #*Abengoa SA Series B................................. 1,877,836 6,505,931 Acciona SA.......................................... 10,932 671,945 *Adolfo Dominguez SA................................. 17,934 92,167 Adveo Group International SA........................ 161,911 2,383,306 #Banco Espanol de Credito SA......................... 170,278 623,323 #Bankinter SA........................................ 6,136,771 24,374,471 *Baron de Ley SA..................................... 22,417 1,266,525 #*Caja de Ahorros del Mediterraneo SA................. 298,813 -- #*Campofrio Food Group SA............................. 81,824 599,642 #*Cementos Portland Valderrivas SA.................... 191,424 918,880 *Corporacion Dermoestetica SA........................ 3,485 1,365 #*Deoleo SA........................................... 7,900,908 3,382,080 Dinamia Capital Privado Sociedad de Capital Riesgo SA................................................ 44,356 300,160 *Dogi International Fabrics SA....................... 191,727 -- 425 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ --------- ------------ SPAIN -- (Continued) #Ebro Foods SA........................................ 171,377 $ 3,147,772 Ence Energia y Celulosa SA........................... 3,748,532 9,152,124 *Ercros SA............................................ 1,623,085 1,123,370 *Espanola del Zinc SA................................. 53,703 73,087 *Fersa Energias Renovables SA......................... 264,005 126,742 Fluidra SA........................................... 79,918 204,852 #Fomento de Construcciones y Contratas SA............. 586,514 7,684,015 #Gamesa Corp Tecnologica SA........................... 5,993,411 12,244,530 Grupo Catalana Occidente SA.......................... 62,916 1,027,429 *Grupo Ezentis SA..................................... 1,081,372 249,716 *Grupo Tavex SA....................................... 328,295 107,230 Iberpapel Gestion SA................................. 106,582 1,822,921 *La Seda de Barcelona SA.............................. 1,190 1,649 #Melia Hotels International SA........................ 1,246,283 9,274,113 Miquel y Costas & Miquel SA.......................... 28,749 783,119 *Natra SA............................................. 6,477 8,857 #*NH Hoteles SA........................................ 3,049,486 11,071,212 *Nicolas Correa SA.................................... 99,051 100,023 Papeles y Cartones de Europa SA...................... 688,733 1,655,702 Pescanova SA......................................... 308,625 5,729,045 #*Promotora de Informaciones SA Series A............... 6,968,550 3,038,059 #*Realia Business SA................................... 687,190 525,638 #*Sacyr Vallehermoso SA................................ 3,383,840 6,742,019 *Service Point Solutions SA........................... 428,551 78,064 *Sociedad Nacional Industrias Aplicaciones Celulosa Espanola SA.......................................... 1,003,478 1,053,108 Solaria Energia y Medio Ambiente SA.................. 876,126 991,501 Telecomunicaciones y Energia SA...................... 27,445 41,791 *Tubacex SA........................................... 30,159 77,844 *Vocento SA........................................... 14,029 17,804 #*Vueling Airlines SA.................................. 370,215 2,475,756 ------------ TOTAL SPAIN............................................. 123,849,404 ------------ SWEDEN -- (3.2%) Acando AB............................................ 879,038 2,077,946 #AddNode Group AB..................................... 37,990 188,881 AF AB Series B....................................... 48,221 1,071,111 #*Alliance Oil Co., Ltd. SDR........................... 1,317,974 10,141,572 *Anoto Group AB....................................... 267,224 96,408 *Arise Windpower AB................................... 32,084 113,307 B&B Tools AB Series B................................ 124,668 855,956 BE Group AB.......................................... 100,269 244,816 Beijer Alma AB....................................... 50,233 846,022 Bilia AB Series A.................................... 407,418 5,230,125 #Billerud AB.......................................... 2,337,226 22,294,794 Biotage AB........................................... 895,740 1,082,959 #*Black Earth Farming, Ltd. SDR........................ 20,499 37,682 *Bong Ljungdahl AB.................................... 57,399 80,919 Bure Equity AB....................................... 1,151,207 3,992,358 Cantena AB........................................... 101,688 893,066 *Catella AB (4770741)................................. 361,991 304,835 *Catella AB (4770752)................................. 9,182 7,660 *Cision AB............................................ 22,452 176,044 *Cloetta AB........................................... 16,743 35,213 Concentric AB........................................ 721,484 5,438,599 Concordia Maritime AB Series B....................... 400,102 605,012 *CyberCom Group AB.................................... 328,392 60,940 Duni AB.............................................. 52,938 479,756 East Capital Explorer AB............................. 91,353 674,955 Elos AB.............................................. 25,937 102,433 *Enea AB.............................................. 6,317 40,307 #*Eniro AB............................................. 2,307,516 3,252,459 426 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ SWEDEN -- (Continued) G & L Beijer AB Series B............................ 186,682 $ 2,903,181 Gunnebo AB.......................................... 123,437 478,233 #Haldex AB........................................... 1,227,419 5,363,305 Hexpol AB........................................... 4,276 191,202 #Holmen AB Series B.................................. 1,366,890 40,281,534 #Husqvarna AB Series B............................... 2,879 16,723 Industrial & Financial Systems AB Series B.......... 76,424 1,177,371 Intellecta AB Series B.............................. 8,664 32,073 #*KappAhl AB.......................................... 133,545 96,385 KNOW IT AB.......................................... 115,628 837,407 Lagercrantz Group AB Series B....................... 209,448 1,875,162 Lindab International AB............................. 132,671 995,778 Meda AB Series A.................................... 1,651,937 16,924,151 #*Micronic Mydata AB.................................. 1,744,849 2,708,757 MQ Holding AB....................................... 100,342 284,627 NCC AB Series B..................................... 364,476 6,829,243 #*Net Insight AB Series B............................. 78,596 18,732 #New Wave Group AB Series B.......................... 1,063,660 3,222,171 #*Nobia AB............................................ 497,917 2,006,251 Nolato AB Series B.................................. 164,956 1,913,377 OEM International AB Series B....................... 24,039 233,259 *PA Resources AB..................................... 15,454,377 1,052,410 *Partnertech AB...................................... 27,952 94,396 Peab AB Series B.................................... 529,806 2,501,862 #Pricer AB Series B.................................. 20,890 27,724 ProAct IT Group AB.................................. 84,307 1,207,664 *Rederi AB Transatlantic............................. 482,452 423,942 #*RNB Retail & Brands AB.............................. 1,197,078 351,428 Rottneros AB........................................ 971,934 270,982 Saab AB Series B.................................... 648,604 12,339,580 #*SAS AB.............................................. 3,563,168 3,469,380 *Semcon AB........................................... 13,958 93,003 #SSAB AB Series A.................................... 4,143,538 29,683,346 SSAB AB Series B.................................... 854,341 5,283,670 Studsvik AB......................................... 35,979 138,637 *Swedish Orphan Biovitrum AB......................... 1,315,428 7,427,544 #*TradeDoubler AB..................................... 57,298 100,758 Trelleborg AB Series B.............................. 6,786,568 73,951,693 ------------ TOTAL SWEDEN........................................... 287,233,076 ------------ SWITZERLAND -- (4.5%) Acino Holding AG.................................... 34,943 4,284,481 *AFG Arbonia-Forster Holding AG...................... 262,623 5,952,467 Allreal Holding AG.................................. 135,648 20,507,924 ALSO-Actebis Holding AG............................. 9,195 448,202 AMS AG.............................................. 6,881 733,010 *Autoneum Holding AG................................. 9,208 470,951 Baloise Holding AG.................................. 292,680 24,428,819 Bank Coop AG........................................ 13,570 804,288 Banque Cantonale de Geneve SA....................... 12,753 2,821,715 Banque Cantonale du Jura SA......................... 8,000 559,938 Banque Cantonale Vaudoise AG........................ 202 107,119 Bellevue Group AG................................... 17,135 170,925 *Bobst Group AG...................................... 191,327 5,842,055 Bossard Holding AG.................................. 6,633 889,525 Bucher Industries AG................................ 8,499 1,594,789 Calida Holding AG................................... 779 21,355 Carlo Gavazzi Holding AG............................ 7,807 1,633,316 *Cham Paper Holding AG............................... 12,545 2,132,672 *Charles Voegele Holding AG.......................... 161,832 2,872,689 *Cicor Technologies.................................. 7,833 267,913 427 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ------------ SWITZERLAND -- (Continued) Clariant AG......................................... 3,169,797 $ 33,967,506 Coltene Holding AG.................................. 59,617 1,734,081 Conzzeta AG......................................... 3,818 7,017,747 Daetwyler Holding AG................................ 146,476 12,743,260 #EFG International AG................................ 749,485 6,854,315 Emmi AG............................................. 39,124 9,718,509 Flughafen Zuerich AG................................ 50,110 21,444,134 Forbo Holding AG.................................... 12,154 7,681,327 *GAM Holding AG...................................... 2,039,149 28,518,302 George Fisher AG.................................... 29,486 10,360,064 Gurit Holding AG.................................... 8,170 3,330,496 Helvetia Holding AG................................. 120,995 42,486,842 Implenia AG......................................... 266,195 11,302,444 Intershop Holding AG................................ 10,425 3,627,045 Jungfraubahn Holding AG............................. 2,769 186,716 *Kardex AG........................................... 85,736 2,262,885 Komax Holding AG.................................... 10,840 788,388 Kudelski SA......................................... 175,880 1,923,106 LEM Holding SA...................................... 397 199,575 *Liechtensteinische Landesbank AG.................... 15,891 518,273 Lonza Group AG...................................... 87,914 4,458,841 *MCH Group AG........................................ 93 4,811 #*Meyer Burger Technology AG.......................... 564,229 5,482,983 Micronas Semiconductor Holding AG................... 134,999 1,160,811 Mikron Holding AG................................... 38,875 224,620 Mobimo Holding AG................................... 15,996 3,709,461 *Norinvest Holding SA................................ 10,859 25,122 *OC Oerlikon Corp. AG................................ 337,294 3,397,108 #*Orascom Development Holding AG...................... 96,497 1,650,683 PubliGroupe SA...................................... 10,788 1,469,215 Romande Energie Holding SA.......................... 3,975 5,114,140 #Schmolz & Bickenbach AG............................. 863,919 3,267,164 Schweiter Technologies AG........................... 643 314,886 Schweizerische National-Versicherungs-Gesellschaft AG................................................ 382,940 15,490,724 *Siegfried Holding AG................................ 31,653 3,945,722 St. Galler Kantonalbank AG.......................... 6,868 2,816,046 Swiss Life Holding AG............................... 359,888 45,449,220 Swisslog Holding AG................................. 551,038 591,949 *Swmtl Holding AG.................................... 33,857 11,684 Tamedia AG.......................................... 398 44,481 *Tornos Holding AG................................... 42,112 291,656 *Valartis Group AG................................... 4,409 87,710 Valiant Holding AG.................................. 36,381 3,583,343 Valora Holding AG................................... 34,717 6,598,809 *Vaudoise Assurances Holding SA...................... 21,658 6,704,180 Verwaltungs und Privat-Bank AG...................... 29,542 2,203,949 Vetropack Holding AG................................ 53 90,368 Vontobel Holdings AG................................ 83,907 2,340,057 ------------ TOTAL SWITZERLAND...................................... 403,738,911 ------------ UNITED KINGDOM -- (20.6%) Acal P.L.C.......................................... 327,161 915,421 African Barrick Gold P.L.C.......................... 593,435 4,068,898 Aga Rangemaster Group P.L.C......................... 1,951,519 1,719,576 Alumasc Group P.L.C................................. 597,030 790,463 *Amberley Group P.L.C................................ 71,000 -- Amlin P.L.C......................................... 11,024,189 66,456,858 Anglo Pacific Group P.L.C........................... 1,280,994 5,176,774 Anglo-Eastern Plantations P.L.C..................... 241,403 2,727,157 Ashtead Group P.L.C................................. 11,493,515 69,436,081 Assura Group, Ltd................................... 42,159 22,843 428 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- UNITED KINGDOM -- (Continued) Avesco Group P.L.C................................... 84,124 $ 215,437 *Barratt Developments P.L.C........................... 23,445,340 71,872,107 BBA Aviation P.L.C................................... 1,653,452 5,401,935 Beazley P.L.C........................................ 12,444,027 35,581,616 Bellway P.L.C........................................ 3,448,205 56,365,789 Berendsen P.L.C...................................... 927,935 8,437,928 *Berkeley Group Holdings P.L.C. (The)................. 435,181 10,709,049 Bloomsbury Publishing P.L.C.......................... 80,004 166,264 Bodycote P.L.C....................................... 5,217,256 31,855,295 Bovis Homes Group P.L.C.............................. 3,849,825 31,868,846 British Polythene Industries P.L.C................... 355,203 2,186,139 *BTG P.L.C............................................ 28,947 159,832 Bwin.Party Digital Entertainment P.L.C............... 1,223,836 2,377,611 *Cadogan Petroleum P.L.C.............................. 100,795 24,914 *Cairn Energy P.L.C................................... 818,403 3,709,499 Camellia P.L.C....................................... 2,629 410,896 Cape P.L.C........................................... 332,480 1,446,056 *Capital & Regional P.L.C............................. 5,344,220 2,072,395 Carclo P.L.C......................................... 41,433 241,556 Carillion P.L.C...................................... 3,238,251 16,117,563 Carr's Milling Industries P.L.C...................... 46,170 702,395 Castings P.L.C....................................... 435,213 2,438,642 Catlin Group, Ltd.................................... 9,072,341 69,139,681 Centaur Media P.L.C.................................. 131,854 108,380 Chemring Group P.L.C................................. 99,744 506,228 Chesnara P.L.C....................................... 202,627 614,271 Chime Communications P.L.C........................... 176,395 615,123 *Clinton Cards P.L.C.................................. 279,000 -- Close Brothers Group P.L.C........................... 1,858,167 25,426,511 *Colt Group SA........................................ 5,697,536 10,168,249 Communisis P.L.C..................................... 2,552,286 1,526,044 Computacenter P.L.C.................................. 2,125,740 12,586,377 Cookson Group P.L.C.................................. 5,906,182 55,795,091 Creston P.L.C........................................ 187,426 254,007 #CSR P.L.C............................................ 4,878,473 27,849,156 Daejan Holdings P.L.C................................ 80,540 3,759,544 Dairy Crest Group P.L.C.............................. 816,664 4,708,880 Dart Group P.L.C..................................... 690 970 Debenhams P.L.C...................................... 3,259,537 6,310,527 Development Securities P.L.C......................... 2,528,268 6,532,921 Dialight P.L.C....................................... 18,352 329,688 #*Dixons Retail P.L.C.................................. 81,773,217 27,282,708 Drax Group P.L.C..................................... 269,252 2,443,701 DS Smith P.L.C....................................... 15,587,156 53,814,171 easyJet P.L.C........................................ 4,026,670 40,693,610 Elementis P.L.C...................................... 5,447,495 18,438,222 *Enterprise Inns P.L.C................................ 11,456,907 13,470,864 *Essar Energy P.L.C................................... 1,812,485 4,016,600 *Exillon Energy P.L.C................................. 533,348 1,344,326 F&C Asset Management P.L.C........................... 11,315,779 18,100,970 Fiberweb P.L.C....................................... 1,078,058 1,149,854 *Findel P.L.C......................................... 62,019 6,803 Firstgroup P.L.C..................................... 119,780 368,845 *Fortune Oil P.L.C.................................... 19,395 2,663 French Connection Group P.L.C........................ 195,992 76,373 *Future P.L.C......................................... 1,768,908 490,104 Galliford Try P.L.C.................................. 756,403 9,021,113 *Gem Diamonds, Ltd.................................... 1,991,383 5,432,438 Greencore Group P.L.C................................ 114,596 168,284 Greene King P.L.C.................................... 4,908,532 47,094,844 H.R. Owen P.L.C...................................... 6,500 7,083 429 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- ----------- UNITED KINGDOM -- (Continued) *Hampson Industries P.L.C............................. 69,360 $ 257 *Hardy Oil & Gas P.L.C................................ 78,909 165,211 Harvey Nash Group P.L.C.............................. 654,027 605,608 Helical Bar P.L.C.................................... 2,439,904 7,597,756 Henry Boot P.L.C..................................... 1,137,317 2,390,822 *Heritage Oil P.L.C................................... 2,612,012 8,171,089 #*hibu P.L.C........................................... 45,390,274 271,058 Hiscox, Ltd.......................................... 10,790,586 83,204,571 *HMV Group P.L.C...................................... 821,078 36,670 #Home Retail Group P.L.C.............................. 17,301,308 31,941,500 Hunting P.L.C........................................ 7,399 89,621 Huntsworth P.L.C..................................... 3,242,574 2,450,967 Inchcape P.L.C....................................... 8,776,728 57,079,395 *Innovation Group P.L.C............................... 32,316 11,492 Intermediate Capital Group P.L.C..................... 2,324,248 11,472,154 *International Ferro Metals, Ltd...................... 1,960,461 435,601 Interserve P.L.C..................................... 521,530 3,285,593 #*IP Group P.L.C....................................... 403,977 770,691 *JKX Oil & Gas P.L.C.................................. 391,101 506,007 John Wood Group P.L.C................................ 75,127 1,032,604 #*Johnston Press P.L.C................................. 9,402,337 1,898,537 Keller Group P.L.C................................... 538,256 5,279,816 Laird P.L.C.......................................... 3,410,458 11,601,941 #Lamprell P.L.C....................................... 87,819 105,160 Lancashire Holdings, Ltd............................. 748,574 10,438,897 Lavendon Group P.L.C................................. 1,908,554 4,349,054 #Lonmin P.L.C......................................... 1,334,633 11,074,769 Lookers P.L.C........................................ 353,278 433,020 Low & Bonar P.L.C.................................... 3,351,828 2,931,875 M.J. Gleeson Group P.L.C............................. 645,704 1,567,861 Man Group P.L.C...................................... 8,650,514 10,992,869 Management Consulting Group P.L.C.................... 3,173,508 1,269,955 Marshalls P.L.C...................................... 1,510,156 2,185,887 Marston's P.L.C...................................... 13,684,628 27,102,321 Mears Group P.L.C.................................... 3,826 18,168 Mecom Group P.L.C.................................... 260,137 326,942 Meggitt P.L.C........................................ 5,167,155 32,228,095 Melrose P.L.C........................................ 1,186,510 4,621,878 Millennium & Copthorne Hotels P.L.C.................. 4,813,561 39,060,619 *Mitchells & Butlers P.L.C............................ 5,754,583 30,449,225 Mondi P.L.C.......................................... 7,958,099 87,726,124 Morgan Sindall Group P.L.C........................... 89,614 957,078 Mothercare P.L.C..................................... 221,852 995,419 MS International P.L.C............................... 106,708 413,278 *MWB Group Holdings P.L.C............................. 1,567,839 123,343 National Express Group P.L.C......................... 3,416,368 9,397,125 New World Resources P.L.C. Series A.................. 21,142 87,594 Northgate P.L.C...................................... 2,566,997 10,491,987 Novae Group P.L.C.................................... 594,467 3,571,899 Pace P.L.C........................................... 1,859,865 5,583,463 Panther Securities P.L.C............................. 34,430 182,083 *Pendragon P.L.C...................................... 6,005,330 1,356,764 Persimmon P.L.C...................................... 7,739,467 99,583,151 Petropavlovsk P.L.C.................................. 665,965 4,348,179 Phoenix Group Holdings P.L.C......................... 270,213 2,155,688 Phoenix IT Group, Ltd................................ 20,292 56,582 *Pinnacle Staffing Group P.L.C........................ 903,519 -- Porvair P.L.C........................................ 484,144 1,073,289 #*Premier Foods P.L.C.................................. 5,420,107 9,354,048 *Punch Taverns P.L.C.................................. 9,439,788 988,580 *PV Crystalox Solar P.L.C............................. 333,303 39,662 430 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ---------- -------------- UNITED KINGDOM -- (Continued) *Quintain Estates & Development P.L.C.............. 7,205,697 $ 6,230,953 R.E.A. Holdings P.L.C............................. 1,354 10,506 *Redrow P.L.C...................................... 5,586,132 14,246,331 *Renold P.L.C...................................... 1,317,342 400,542 RM P.L.C.......................................... 6,455 8,411 RPS Group P.L.C................................... 429,117 1,627,707 S&U P.L.C......................................... 4,976 71,485 *Safeland P.L.C.................................... 50,000 5,669 *Salamander Energy P.L.C........................... 1,332,737 4,142,475 Severfield-Rowen P.L.C............................ 86,167 196,121 Shanks Group P.L.C................................ 5,781,312 7,647,836 SIG P.L.C......................................... 14,019,891 23,751,067 *SOCO International P.L.C.......................... 4,271 23,337 *Southern Cross Healthcare Group P.L.C............. 5,854 -- Speedy Hire P.L.C................................. 2,327,047 1,212,464 Spirit Pub Co. P.L.C.............................. 11,139,312 10,888,841 *Sportech P.L.C.................................... 132,623 137,158 St. Ives Group P.L.C.............................. 2,296,035 3,799,362 St. Modwen Properties P.L.C....................... 3,346,671 10,906,430 TalkTalk Telecom Group P.L.C...................... 36,950 113,413 *Talvivaara Mining Co. P.L.C....................... 3,055 6,436 Taylor Wimpey P.L.C............................... 75,991,308 75,107,713 #*Thomas Cook Group P.L.C........................... 17,971,838 5,954,224 *Travis Perkins P.L.C.............................. 5,306,411 92,729,589 Treatt P.L.C...................................... 23,754 143,301 Trifast P.L.C..................................... 875,171 618,077 *Trinity Mirror P.L.C.............................. 7,543,928 7,387,466 TT electronics P.L.C.............................. 2,525,429 5,103,738 TUI Travel P.L.C.................................. 7,207,549 29,243,367 *UK Coal P.L.C..................................... 2,782,177 312,962 United Drug P.L.C................................. 87,471 396,997 UTV Media P.L.C................................... 1,877 4,037 *Vectura Group P.L.C............................... 131,863 185,224 Vislink P.L.C..................................... 338,887 142,315 Vp P.L.C.......................................... 315,426 1,668,381 *William Ransom & Son Holding P.L.C................ 65,000 -- *Xchanging P.L.C................................... 1,172,773 2,096,751 Zotefoams P.L.C................................... 151,156 503,350 -------------- TOTAL UNITED KINGDOM................................. 1,860,295,987 -------------- UNITED STATES -- (0.0%) *Resolute Forest Products.......................... 4,476 54,586 -------------- TOTAL COMMON STOCKS.................................. 8,209,734,709 -------------- PREFERRED STOCKS -- (0.0%) UNITED KINGDOM -- (0.0%) *R.E.A. Holdings P.L.C............................. 81 144 -------------- RIGHTS/WARRANTS -- (0.0%) BELGIUM -- (0.0%) #*Agfa-Gevaert NV STRIP VVPR........................ 640,796 831 #*Tessenderlo Chemie NV STRIP VVPR.................. 71,257 3,233 -------------- TOTAL BELGIUM........................................ 4,064 -------------- CANADA -- (0.0%) *MGM Energy Corp. Rights 12/04/12.................. 118,477 11,269 -------------- SWITZERLAND -- (0.0%) *Jungfraubahn Holding AG Warrants 11/09/12......... 1,976 1,358 -------------- 431 DFA INTERNATIONAL SMALL CAP VALUE PORTFOLIO CONTINUED Shares Value++ ----------- -------------- UNITED KINGDOM -- (0.0%) *SFI Holdings, Ltd. Litigation Certificate....... 79,000 $ -- -------------- TOTAL RIGHTS/WARRANTS.............................. 16,691 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (9.2%) (S)@DFA Short Term Investment Fund................. 71,305,099 825,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $4,362,140) to be repurchased at $4,276,650..................... $ 4,277 4,276,608 -------------- TOTAL SECURITIES LENDING COLLATERAL................ 829,276,608 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $9,743,525,659)........................... $9,039,028,152 ============== 432 INTERNATIONAL VECTOR EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- -------- COMMON STOCKS -- (90.0%) AUSTRALIA -- (6.0%) Acrux, Ltd................................................. 10,507 $ 35,300 Adelaide Brighton, Ltd..................................... 40,420 132,874 Aditya Birla Minerals, Ltd................................. 33,991 16,191 *AED Oil, Ltd............................................... 28,704 -- *AJ Lucas Group, Ltd........................................ 9,790 8,121 *Alkane Resources, Ltd...................................... 12,439 10,941 #*ALS, Ltd................................................... 21,945 210,663 #Alumina, Ltd............................................... 394,524 393,824 Alumina, Ltd. Sponsored ADR................................ 900 3,528 #Amalgamated Holdings, Ltd.................................. 22,142 156,227 Amcom Telecommunications, Ltd.............................. 38,228 50,720 Amcor, Ltd................................................. 35,397 289,985 AMP, Ltd................................................... 58,935 280,399 Ansell, Ltd................................................ 8,831 143,088 *Antares Energy, Ltd........................................ 21,315 11,480 APA Group, Ltd............................................. 11,005 58,905 APN News & Media, Ltd...................................... 98,160 37,621 #*Aquarius Platinum, Ltd..................................... 33,735 20,016 #*Aquila Resources, Ltd...................................... 7,505 20,891 ARB Corp., Ltd............................................. 1,871 19,937 Aristocrat Leisure, Ltd.................................... 32,445 94,834 Arrium, Ltd................................................ 252,528 205,111 Asciano Group, Ltd......................................... 85,570 405,003 ASG Group, Ltd. (6207214).................................. 25,040 16,354 *ASG Group, Ltd. (B844JF1).................................. 4,174 2,730 ASX, Ltd................................................... 3,614 111,276 *Atlas Iron, Ltd............................................ 151,884 241,202 *Aurora Oil & Gas, Ltd...................................... 40,933 165,662 Ausdrill, Ltd.............................................. 43,433 128,171 Ausenco, Ltd............................................... 16,839 55,102 *Austal, Ltd................................................ 16,665 21,184 Austbrokers Holdings, Ltd.................................. 4,423 35,808 Austin Engineering, Ltd.................................... 3,342 15,003 Australia & New Zealand Banking Group, Ltd................. 33,356 879,978 *Australian Agricultural Co., Ltd........................... 43,800 59,070 Australian Infrastructure Fund............................. 27,847 85,880 Australian Pharmaceutical Industries, Ltd.................. 53,097 25,906 Automotive Holdings Group, Ltd............................. 36,442 120,579 AWE, Ltd................................................... 96,307 132,678 #Bank of Queensland, Ltd.................................... 49,646 389,865 *Bannerman Resources, Ltd................................... 44,013 3,830 #*Bathurst Resources, Ltd.................................... 50,422 22,692 #BC Iron, Ltd............................................... 14,185 40,777 #Beach Energy, Ltd.......................................... 292,708 418,055 Bendigo and Adelaide Bank, Ltd............................. 76,935 644,381 BHP Billiton, Ltd. Sponsored ADR........................... 8,973 634,750 #Billabong International, Ltd............................... 79,866 73,151 #*Biota Holdings, Ltd........................................ 23,640 14,601 Blackmores, Ltd............................................ 1,487 45,814 *BlueScope Steel, Ltd....................................... 421,833 207,413 Boart Longyear, Ltd........................................ 109,453 165,302 Boral, Ltd................................................. 134,057 499,305 #Bradken, Ltd............................................... 24,155 123,644 Brambles, Ltd.............................................. 10,378 78,144 Breville Group, Ltd........................................ 15,688 97,392 Brickworks, Ltd............................................ 13,908 160,612 #BT Investment Management, Ltd.............................. 11,586 26,701 *Buru Energy, Ltd. (B3CCKH1)................................ 11,145 32,050 433 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- AUSTRALIA -- (Continued) *Buru Energy, Ltd. (B83VSV2).............................. 673 $ 1,942 #Cabcharge Australia, Ltd................................. 14,898 91,404 Caltex Australia, Ltd.................................... 20,543 362,991 Cardno, Ltd.............................................. 19,352 161,332 *Carnarvon Petroleum, Ltd................................. 95,506 8,007 #carsales.com, Ltd........................................ 7,604 58,846 Cash Converters International, Ltd....................... 58,715 53,917 Cedar Woods Properties, Ltd.............................. 3,494 15,381 *Centrebet International, Ltd. Claim Units................ 6,648 -- *Ceramic Fuel Cells, Ltd.................................. 97,611 7,996 Challenger, Ltd.......................................... 61,701 206,575 *Citigold Corp., Ltd...................................... 194,096 11,297 Clough, Ltd.............................................. 36,846 29,802 *Coal of Africa, Ltd...................................... 24,372 5,417 Coca-Cola Amatil, Ltd.................................... 4,241 59,170 Cochlear, Ltd............................................ 1,038 76,658 *Cockatoo Coal, Ltd....................................... 148,893 25,423 *Coffey International, Ltd................................ 53,206 20,653 #Commonwealth Bank of Australia NL........................ 14,379 861,099 Computershare, Ltd....................................... 6,815 61,374 Consolidated Media Holdings, Ltd......................... 12,810 45,582 *Cooper Energy, Ltd....................................... 14,788 9,025 Crown, Ltd............................................... 19,419 195,723 #CSG, Ltd................................................. 35,839 18,021 CSL, Ltd................................................. 3,732 184,066 #CSR, Ltd................................................. 95,331 173,074 #*Cudeco, Ltd.............................................. 10,487 50,838 *Cue Energy Resources, Ltd................................ 31,448 4,396 *Dart Energy, Ltd......................................... 3,633 639 #David Jones, Ltd......................................... 80,339 222,355 Decmil Group, Ltd........................................ 23,225 62,338 *Deep Yellow, Ltd......................................... 245,896 19,364 Devine, Ltd.............................................. 2,971 2,254 #*Discovery Metals, Ltd.................................... 11,417 20,450 Domino's Pizza Enterprises, Ltd.......................... 5,839 57,160 *Downer EDI, Ltd.......................................... 101,053 376,160 *Drillsearch Energy, Ltd.................................. 50,177 78,765 DUET Group............................................... 48,961 106,106 DuluxGroup, Ltd.......................................... 5,240 19,234 Echo Entertainment Group, Ltd............................ 128,999 468,836 #*Elders, Ltd.............................................. 130,080 22,261 Emeco Holdings, Ltd...................................... 144,002 103,705 *Energy Resources of Australia, Ltd....................... 5,125 7,490 *Energy World Corp., Ltd.................................. 182,440 68,889 Envestra, Ltd............................................ 45,185 42,407 Euroz, Ltd............................................... 1,190 1,273 *Evolution Mining, Ltd.................................... 92,183 191,582 #Fairfax Media, Ltd....................................... 420,486 172,152 *FAR, Ltd................................................. 361,614 12,352 #FKP Property Group, Ltd.................................. 197,892 45,334 #Fleetwood Corp., Ltd..................................... 10,618 113,437 #FlexiGroup, Ltd.......................................... 53,751 220,964 #Flight Centre, Ltd....................................... 4,333 119,546 *Focus Minerals, Ltd...................................... 1,266,046 47,280 Forge Group, Ltd......................................... 9,306 38,451 Fortescue Metals Group, Ltd.............................. 10,011 42,183 *Goodman Fielder, Ltd..................................... 361,477 218,978 GrainCorp, Ltd. Class A.................................. 35,906 455,977 Grange Resources, Ltd.................................... 122,656 31,722 *Gryphon Minerals, Ltd.................................... 8,296 6,712 #GUD Holdings, Ltd........................................ 15,722 136,850 434 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- AUSTRALIA -- (Continued) #*Gunns, Ltd............................................... 75,334 $ -- #GWA Group, Ltd........................................... 45,689 82,754 #Harvey Norman Holdings, Ltd.............................. 91,065 179,881 *Hastie Group, Ltd........................................ 5,715 -- HFA Holdings, Ltd........................................ 18,498 14,776 *Highlands Pacific, Ltd................................... 28,287 4,101 *Hillgrove Resources, Ltd................................. 101,905 9,286 #Hills Holdings, Ltd...................................... 31,750 25,049 *Horizon Oil, Ltd......................................... 99,901 40,300 iiNet, Ltd............................................... 39,024 168,407 #Iluka Resources, Ltd..................................... 11,879 121,847 Imdex, Ltd............................................... 23,014 31,908 IMF Australia, Ltd....................................... 8,123 12,507 Incitec Pivot, Ltd....................................... 122,313 400,612 Independence Group NL.................................... 44,722 184,794 #Industrea, Ltd........................................... 85,191 111,417 #*Infigen Energy, Ltd...................................... 164,162 40,823 Insurance Australia Group, Ltd........................... 62,539 297,391 *Integra Mining, Ltd...................................... 81,322 45,821 #Invocare, Ltd............................................ 3,399 31,059 IOOF Holdings, Ltd....................................... 31,731 207,628 #Iress, Ltd............................................... 11,470 91,110 James Hardie Industries P.L.C............................ 7,478 71,532 James Hardie Industries P.L.C. Sponsored ADR............. 100 4,809 #JB Hi-Fi, Ltd............................................ 7,418 78,856 Jetset Travelworld, Ltd.................................. 13,926 6,230 *Kagara, Ltd.............................................. 52,508 6,541 #Kingsgate Consolidated, Ltd.............................. 25,380 145,570 Leighton Holdings, Ltd................................... 1,698 31,507 Lend Lease Group NL...................................... 49,992 448,818 *Linc Energy, Ltd......................................... 50,437 28,700 *Liquefied Natural Gas, Ltd............................... 31,772 10,039 #M2 Telecommunications Group, Ltd......................... 7,407 29,394 Macmahon Holdings, Ltd................................... 143,706 47,533 *Macquarie Atlas Roads Group NL........................... 27,728 44,461 Macquarie Group, Ltd..................................... 29,586 977,277 MaxiTRANS Industries, Ltd................................ 1,620 1,630 McMillan Shakespeare, Ltd................................ 9,454 126,523 McPherson's, Ltd......................................... 15,732 30,217 Medusa Mining, Ltd....................................... 10,716 68,259 Melbourne IT, Ltd........................................ 24,889 45,985 *MEO Australia, Ltd....................................... 3,261 793 Mermaid Marine Australia, Ltd............................ 15,886 53,391 #*Mesoblast, Ltd........................................... 3,743 22,448 *Metals X, Ltd............................................ 38,119 4,938 #Metcash, Ltd............................................. 32,973 125,250 Miclyn Express Offshore, Ltd............................. 10,632 24,486 Mincor Resources NL...................................... 36,661 45,433 *Mineral Deposits, Ltd.................................... 16,658 84,354 Mineral Resources, Ltd................................... 9,031 81,165 *Mirabela Nickel, Ltd..................................... 130,342 60,669 *Molopo Energy, Ltd....................................... 9,989 5,696 #Monadelphous Group, Ltd.................................. 1,179 25,779 #Mortgage Choice, Ltd..................................... 42,284 75,950 Mount Gibson Iron, Ltd................................... 96,152 70,151 #Myer Holdings, Ltd....................................... 136,988 277,660 #National Australia Bank, Ltd............................. 74,261 1,984,617 Navitas, Ltd............................................. 14,058 60,053 *Neon Energy, Ltd......................................... 2,245 618 New Hope Corp., Ltd...................................... 10,945 49,743 Newcrest Mining, Ltd..................................... 12,788 352,694 435 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- AUSTRALIA -- (Continued) *Nexus Energy, Ltd........................................ 137,303 $ 17,062 NIB Holdings, Ltd........................................ 47,348 89,043 Norfolk Group, Ltd....................................... 9,722 6,556 #*Northern Iron, Ltd....................................... 17,299 10,856 NRW Holdings, Ltd........................................ 17,226 36,537 *NuCoal Resources, Ltd.................................... 49,664 7,461 Nufarm, Ltd.............................................. 45,147 269,146 Oakton, Ltd.............................................. 18,397 23,853 Oil Search, Ltd.......................................... 20,549 158,347 Orica, Ltd............................................... 6,183 161,061 Origin Energy, Ltd....................................... 95,401 1,122,983 OrotonGroup, Ltd......................................... 663 4,471 *Otto Energy, Ltd......................................... 85,210 7,688 OZ Minerals, Ltd......................................... 53,172 451,168 Pacific Brands, Ltd...................................... 217,720 140,035 #*Paladin Energy, Ltd...................................... 196,576 230,569 PanAust, Ltd............................................. 28,242 97,362 Panoramic Resources, Ltd................................. 53,937 34,856 Patties Foods, Ltd....................................... 10,908 18,672 #*Peet, Ltd................................................ 29,634 28,607 #*Perilya, Ltd............................................. 102,614 32,928 Perpetual Trustees Australia, Ltd........................ 3,037 87,871 *Pharmaxis, Ltd........................................... 16,670 22,342 *Platinum Australia, Ltd.................................. 59,641 4,148 PMP, Ltd................................................. 31,929 6,618 #Premier Investments, Ltd................................. 20,203 129,176 *Prima Biomed, Ltd........................................ 75,579 9,792 Primary Health Care, Ltd................................. 83,154 335,407 Prime Media Group, Ltd................................... 14,791 12,113 *PrimeAg, Ltd............................................. 22,147 26,420 Programmed Maintenance Service, Ltd...................... 24,876 53,351 *Qantas Airways, Ltd...................................... 171,754 236,793 #QBE Insurance Group, Ltd................................. 32,859 448,920 *Ramelius Resources, Ltd.................................. 55,377 25,365 Ramsay Health Care, Ltd.................................. 2,541 62,664 RCR Tomlinson, Ltd....................................... 36,230 68,953 REA Group, Ltd........................................... 2,879 51,530 #Reckon, Ltd.............................................. 3,353 8,589 #*Red Fork Energy, Ltd..................................... 44,599 31,851 Redflex Holdings, Ltd.................................... 15,216 24,135 Reece Australia, Ltd..................................... 839 17,645 *Reed Resources, Ltd...................................... 19,892 3,718 #Regional Express Holdings, Ltd........................... 3,539 4,404 *Regis Resources, Ltd..................................... 13,669 76,215 #Reject Shop, Ltd. (The).................................. 1,671 24,617 #*Resolute Mining, Ltd..................................... 87,527 174,707 Retail Food Group, Ltd................................... 2,033 6,712 Ridley Corp., Ltd........................................ 54,504 65,095 Rio Tinto, Ltd........................................... 5,477 322,902 *Roc Oil Co., Ltd......................................... 223,919 99,666 Ruralco Holdings, Ltd.................................... 5,076 17,047 #SAI Global, Ltd.......................................... 19,518 82,146 #*Salinas Energy, Ltd...................................... 62,876 17,283 #Salmat, Ltd.............................................. 16,043 42,952 #*Samson Oil & Gas, Ltd. Sponsored ADR..................... 10,577 7,585 *Sandfire Resources NL.................................... 1,103 9,631 Santos, Ltd.............................................. 83,616 996,972 *Saracen Mineral Holdings, Ltd............................ 75,277 39,290 Sedgman, Ltd............................................. 9,188 9,425 #Seek, Ltd................................................ 9,124 63,187 Select Harvests, Ltd..................................... 2,626 3,187 436 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- AUSTRALIA -- (Continued) *Senex Energy, Ltd........................................ 43,835 $ 33,620 Servcorp, Ltd............................................ 6,641 21,513 Service Stream, Ltd...................................... 6,776 2,706 #Seven Group Holdings, Ltd................................ 18,621 133,344 Seven West Media, Ltd.................................... 124,136 156,501 Sigma Pharmaceuticals, Ltd............................... 218,699 153,008 *Silex System, Ltd........................................ 12,982 46,839 #*Silver Lake Resources, Ltd............................... 18,106 66,361 #Sims Metal Management, Ltd............................... 29,430 287,781 #*Sirtex Medical, Ltd...................................... 2,967 33,856 Skilled Group, Ltd....................................... 44,992 124,046 Slater & Gordon, Ltd..................................... 4,246 8,722 #SMS Management & Technology, Ltd......................... 8,490 43,845 Sonic Healthcare, Ltd.................................... 9,611 129,604 Southern Cross Media Group, Ltd.......................... 119,571 128,926 SP Ausnet, Ltd........................................... 25,213 27,739 Spark Infrastructure Group, Ltd.......................... 68,347 119,851 #*Specialty Fashion Group, Ltd............................. 16,869 10,506 *St. Barbara, Ltd......................................... 95,912 189,440 #*Starpharma Holdings, Ltd................................. 7,460 12,580 *Straits Resources, Ltd................................... 66,500 6,680 STW Communications Group, Ltd............................ 57,569 60,307 Suncorp Group, Ltd....................................... 115,486 1,124,902 *Sundance Energy Australia, Ltd........................... 8,139 6,696 *Sunland Group, Ltd....................................... 25,242 27,152 Super Retail Group, Ltd.................................. 15,790 147,511 TABCORP Holdings, Ltd.................................... 62,534 184,157 #*Tanami Gold NL........................................... 17,532 13,299 #*Tap Oil, Ltd............................................. 84,108 61,469 Tassal Group, Ltd........................................ 22,882 34,386 Tatts Group, Ltd......................................... 263,806 766,181 Technology One, Ltd...................................... 25,124 36,329 Telstra Corp., Ltd....................................... 13,625 58,554 Ten Network Holdings, Ltd................................ 218,451 63,514 *Texon Petroleum, Ltd..................................... 37,589 14,985 TFS Corp., Ltd........................................... 42,008 16,770 Thorn Group, Ltd......................................... 3,330 6,824 *Tiger Resources, Ltd..................................... 38,107 12,217 Toll Holdings, Ltd....................................... 112,314 517,413 *Tox Free Solutions, Ltd.................................. 9,400 27,584 #TPG Telecom, Ltd......................................... 31,955 79,092 Transfield Services, Ltd................................. 96,538 159,010 *Transpacific Industries Group, Ltd....................... 196,215 155,420 Treasury Wine Estates, Ltd............................... 80,645 413,202 Troy Resources, Ltd...................................... 17,626 81,029 Trust Co., Ltd. (The).................................... 5,908 28,537 *UGL, Ltd................................................. 12,515 138,670 *Unity Mining, Ltd........................................ 19,146 2,708 UXC, Ltd................................................. 15,692 14,308 *VDM Group, Ltd........................................... 46,244 525 Village Roadshow, Ltd.................................... 24,120 93,628 *Virgin Australia Holdings, Ltd. (B43DQC7)................ 272,729 138,491 *Virgin Australia Holdings, Ltd. (B7L5734)................ 272,729 1,416 Washington H. Soul Pattinson & Co., Ltd.................. 12,475 174,783 Watpac, Ltd.............................................. 27,998 17,421 WDS, Ltd................................................. 1,417 941 #Webjet, Ltd.............................................. 9,426 39,126 #Wesfarmers, Ltd.......................................... 26,297 947,994 #Western Areas NL......................................... 13,874 62,966 Westpac Banking Corp..................................... 10,383 274,506 Westpac Banking Corp. Sponsored ADR...................... 2,478 327,195 437 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ----------- AUSTRALIA -- (Continued) Whitehaven Coal, Ltd..................................... 11,369 $ 35,995 WHK Group, Ltd........................................... 18,554 20,320 Wide Bay Australia, Ltd.................................. 3,475 23,818 Woodside Petroleum, Ltd.................................. 3,860 137,634 WorleyParsons, Ltd....................................... 1,541 39,406 #Wotif.com Holdings, Ltd.................................. 7,481 36,024 ----------- TOTAL AUSTRALIA............................................. 37,466,744 ----------- AUSTRIA -- (0.5%) Agrana Beteiligungs AG................................... 505 60,825 Andritz AG............................................... 3,528 212,591 *A-TEC Industries AG...................................... 1,773 -- Atrium European Real Estate, Ltd......................... 5,445 30,877 Austria Technologie & Systemtechnik AG................... 1,264 11,116 #BWT AG................................................... 720 14,888 CA Immobilien Anlagen AG................................. 920 11,408 *Erste Group Bank AG...................................... 21,858 550,987 EVN AG................................................... 3,508 49,622 Flughafen Wien AG........................................ 2,930 132,867 *Immofinanz AG............................................ 22,892 88,490 #*Intercell AG............................................. 1,270 3,126 Kapsch TrafficCom AG..................................... 698 40,752 #Lenzing AG............................................... 716 63,735 Mayr-Melnhof Karton AG................................... 954 94,301 Oberbank AG.............................................. 693 42,931 #Oesterreichischen Post AG................................ 2,523 97,230 OMV AG................................................... 13,223 483,897 Palfinger AG............................................. 947 19,040 #Raiffeisen Bank International AG......................... 6,687 267,851 RHI AG................................................... 2,184 61,804 S IMMO AG................................................ 6,478 41,362 Schoeller-Bleckmann Oilfield Equipment AG................ 1,125 108,544 Semperit Holding AG...................................... 1,115 46,992 #Strabag SE............................................... 5,030 126,455 Telekom Austria AG....................................... 4,589 28,910 #*Uniqa Versicherungen AG.................................. 1,558 18,006 Vienna Insurance Group AG Wiener Versicherung Gruppe..... 2,136 91,781 Voestalpine AG........................................... 8,182 257,634 Wienerberger AG.......................................... 27,319 195,972 Wolford AG............................................... 299 9,683 Zumtobel AG.............................................. 6,907 73,886 ----------- TOTAL AUSTRIA............................................... 3,337,563 ----------- BELGIUM -- (1.0%) #*Ablynx NV................................................ 1,092 7,368 Ackermans & van Haaren NV................................ 4,161 338,782 Ageas.................................................... 44,668 1,138,805 *Agfa-Gevaert NV.......................................... 43,570 71,195 Anheuser-Busch InBev NV Sponsored ADR.................... 3,863 323,719 Arseus NV................................................ 6,747 126,295 Atenor Group NV.......................................... 69 3,123 Banque Nationale de Belgique............................. 47 149,747 Barco NV................................................. 2,663 183,189 #Bekaert NV............................................... 2,643 72,171 Belgacom SA.............................................. 2,777 81,188 Colruyt SA............................................... 600 27,431 Compagnie d'Entreprises SA............................... 2,136 105,095 Compagnie Immobiliere de Belgique SA..................... 301 10,248 Compagnie Maritime Belge SA.............................. 3,643 65,173 *Deceuninck NV............................................ 21,543 35,798 Delhaize Group SA........................................ 7,618 291,669 438 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- BELGIUM -- (Continued) Delhaize Group SA Sponsored ADR........................... 7,423 $ 283,856 *Devgen NV................................................. 3,515 72,354 #*Dexia SA.................................................. 52,880 12,337 D'ieteren SA NV........................................... 2,040 98,463 Econocom Group............................................ 3,212 22,289 Elia System Operator SA................................... 2,013 82,236 #*Euronav SA................................................ 3,522 19,448 EVS Broadcast Equipment SA................................ 1,361 79,006 Exmar NV.................................................. 5,370 40,060 *Galapagos NV.............................................. 3,780 76,872 Image Recognition Integrated Systems (I.R.I.S.) SA........ 88 4,794 *Ion Beam Applications SA.................................. 3,267 27,507 KBC Groep NV.............................................. 12,116 285,010 Kinepolis Group NV........................................ 1,308 130,512 Melexis NV................................................ 2,604 41,165 Mobistar SA............................................... 919 24,301 #Nyrstar NV................................................ 27,303 158,788 Recticel SA............................................... 3,670 24,340 Resilux SA................................................ 516 33,131 Roularta Media Group NV................................... 199 3,007 Sioen Industries NV....................................... 3,689 29,585 Sipef NV.................................................. 1,293 98,566 Solvay SA................................................. 3,292 396,362 Telenet Group Holding NV.................................. 2,701 123,741 Tessenderlo Chemie NV..................................... 5,479 158,984 *ThromboGenics NV.......................................... 3,736 179,395 UCB SA.................................................... 3,556 207,696 Umicore SA................................................ 6,281 322,769 Van de Velde NV........................................... 840 38,752 ---------- TOTAL BELGIUM................................................ 6,106,322 ---------- CANADA -- (9.7%) #*5N Plus, Inc.............................................. 7,978 17,574 Aastra Technologies, Ltd.................................. 2,300 37,767 *Absolute Software Corp.................................... 4,480 17,942 *Advantage Oil & Gas, Ltd.................................. 40,400 145,622 Aecon Group, Inc.......................................... 14,073 162,183 #AG Growth International, Inc.............................. 1,960 62,818 AGF Management, Ltd. Class B.............................. 22,923 228,828 Agnico-Eagle Mines, Ltd................................... 8,280 467,494 Agrium, Inc............................................... 5,000 526,558 Aimia, Inc................................................ 37,590 563,050 #*Ainsworth Lumber Co., Ltd................................. 7,849 21,219 Akita Drilling, Ltd. Class A.............................. 900 9,957 *Alacer Gold Corp.......................................... 25,958 142,428 Alamos Gold, Inc.......................................... 3,200 62,638 *Alexco Resource Corp...................................... 5,120 19,737 Algoma Central Corp....................................... 174 20,558 Algonquin Power & Utilities Corp.......................... 23,560 163,003 Alimentation Couche-Taro, Inc. Class B.................... 3,500 171,925 Alliance Grain Traders, Inc............................... 4,312 59,580 #AltaGas, Ltd.............................................. 8,900 299,860 *Alterra Power Corp........................................ 14,500 6,315 *Altius Minerals Corp...................................... 448 4,647 Altus Group, Ltd.......................................... 3,700 30,304 Amerigo Resources, Ltd.................................... 18,684 10,850 #*Anderson Energy, Ltd...................................... 22,450 7,305 *Angle Energy, Inc......................................... 17,354 65,159 #*Antrim Energy, Inc........................................ 16,700 13,878 #ARC Resources, Ltd........................................ 6,517 158,235 #*Argonaut Gold, Inc........................................ 9,691 103,144 439 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) *Arsenal Energy, Inc......................................... 19,500 $ 11,910 #Astral Media, Inc. Class A.................................. 12,153 497,436 Atco, Ltd. Class I.......................................... 1,000 73,882 *Atna Resource, Ltd.......................................... 21,888 28,490 *Atrium Innovations, Inc..................................... 5,537 57,047 *ATS Automation Tooling System, Inc.......................... 24,624 229,290 #*Aura Minerals, Inc.......................................... 19,400 5,827 #*AuRico Gold, Inc............................................ 44,447 371,152 *Aurizon Mines, Ltd.......................................... 14,700 67,263 AutoCanada, Inc............................................. 1,200 16,701 #AvenEx Energy Corp.......................................... 11,767 40,647 *AXIA NetMedia Corp.......................................... 6,400 7,946 #*B2Gold Corp................................................. 45,600 188,564 #*Ballard Power Systems, Inc.................................. 16,800 12,111 Bank of Montreal............................................ 15,794 933,329 Bank of Nova Scotia......................................... 6,849 372,023 #*Bankers Petroleum, Ltd...................................... 38,480 109,420 Barrick Gold Corp. (067901108).............................. 268 10,854 Barrick Gold Corp. (2024644)................................ 9,774 395,266 #Baytex Energy Corp.......................................... 900 40,956 BCE, Inc.................................................... 10,200 445,889 #Bell Aliant, Inc............................................ 3,427 93,057 *Bellatrix Exploration, Ltd.................................. 29,662 123,548 #*Birchcliff Energy, Ltd...................................... 18,560 152,197 #Bird Construction, Inc...................................... 2,259 32,977 #Black Diamond Group, Ltd.................................... 4,900 105,874 *BlackPearl Resources, Inc................................... 41,459 141,552 #*BNK Petroleum, Inc.......................................... 9,254 6,023 Bombardier, Inc. Class B.................................... 13,560 51,592 Bonavista Energy Corp....................................... 16,202 290,541 Bonterra Energy Corp........................................ 397 17,808 *Boralex, Inc. Class A....................................... 6,100 58,939 Brick, Ltd. (The)........................................... 2,900 9,582 #*Brigus Gold Corp............................................ 27,233 26,449 *Burcon NutraScience Corp.................................... 300 1,277 *C&C Energia, Ltd............................................ 3,845 22,406 CAE, Inc.................................................... 16,827 185,160 Calfrac Well Services, Ltd.................................. 8,468 194,245 Calian Technologies, Ltd.................................... 1,000 20,576 *Calmena Energy Services, Inc................................ 19,240 3,949 *Calvalley Petroleums, Inc. Class A.......................... 15,100 33,262 Cameco Corp................................................. 30,249 586,656 Canaccord Financial, Inc. (B01R1T5)......................... 14,271 71,301 Canaccord Financial, Inc. (B0BV8K7)......................... 3,147 14,983 #*Canacol Energy, Ltd......................................... 31,117 11,060 Canada Bread Co., Ltd....................................... 1,900 95,442 *Canada Lithium Corp......................................... 22,795 14,607 Canadian Energy Services & Technology Corp.................. 2,100 21,531 Canadian Imperial Bank of Commerce.......................... 4,351 342,242 #Canadian National Railway Co................................ 1,300 112,252 Canadian Natural Resources, Ltd. (136385101)................ 1,900 57,380 Canadian Natural Resources, Ltd. (2171573).................. 11,700 352,611 #Canadian Oil Sands, Ltd..................................... 4,460 94,670 Canadian Pacific Railway, Ltd............................... 4,500 413,977 #Canadian Tire Corp. Class A................................. 7,716 552,075 Canadian Utilities, Ltd. Class A............................ 2,700 181,126 #Canadian Western Bank....................................... 11,700 346,285 *Canam Group, Inc. Class A................................... 7,700 43,174 *Canfor Corp................................................. 24,916 355,248 #Canfor Pulp Products, Inc................................... 9,022 81,751 CanWel Building Materials Group, Ltd........................ 8,000 21,227 440 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- CANADA -- (Continued) #Canyon Services Group, Inc................................. 3,238 $ 34,625 Capital Power Corp......................................... 3,714 79,616 Capstone Infrastructure Corp............................... 13,424 55,376 #*Capstone Mining Corp....................................... 75,612 186,995 #*Cardero Resource Corp...................................... 16,600 9,141 Cascades, Inc.............................................. 14,918 72,891 #Cash Store Financial Services, Inc. (The).................. 400 1,930 *Catamaran Corp............................................. 4,000 187,835 Cathedral Energy Services, Ltd............................. 4,976 29,893 CCL Industries, Inc. Class B............................... 6,134 227,119 *Celestica, Inc............................................. 48,412 351,426 *Celtic Exploration, Ltd.................................... 6,000 156,676 Cenovus Energy, Inc........................................ 6,900 243,391 Centerra Gold, Inc......................................... 4,200 47,646 *Cequence Energy, Ltd....................................... 29,553 54,741 #*CGI Group, Inc. Class A.................................... 7,471 195,462 *China Gold International Resources Corp., Ltd.............. 14,811 63,026 *Chinook Energy, Inc........................................ 10,022 18,564 Churchill Corp. Class A (The).............................. 4,450 37,427 #CI Financial Corp.......................................... 2,000 46,738 #Cineplex, Inc.............................................. 5,357 166,275 Clairvest Group, Inc....................................... 100 1,782 *Claude Resources, Inc...................................... 31,500 22,708 #CML HealthCare, Inc........................................ 4,582 38,858 *Coastal Contacts, Inc...................................... 7,850 55,019 Cogeco Cable, Inc.......................................... 1,895 72,404 Colabor Group, Inc......................................... 3,267 27,379 *COM DEV International, Ltd................................. 16,025 48,937 Computer Modelling Group, Ltd.............................. 2,632 52,047 *Connacher Oil & Gas, Ltd................................... 99,121 44,660 Constellation Software, Inc................................ 300 34,411 Contrans Group, Inc. Class A............................... 2,000 18,783 #*Copper Mountain Mining Corp................................ 7,518 30,411 Corby Distilleries, Ltd. Class A........................... 2,450 42,831 #*Corridor Resources, Inc.................................... 12,900 9,558 Corus Entertainment, Inc. Class B.......................... 15,300 346,366 *Cott Corp.................................................. 24,578 187,765 #Crescent Point Energy Corp................................. 3,850 159,975 #*Crew Energy, Inc........................................... 27,320 210,354 *Crocotta Energy, Inc....................................... 10,880 35,077 *Crown Point Energy, Inc.................................... 3,240 1,184 #Davis & Henderson Corp..................................... 16,978 356,304 *DeeThree Exploration, Ltd.................................. 14,816 102,655 *Delphi Energy Corp......................................... 30,555 41,301 #*Denison Mines Corp......................................... 82,347 106,361 *Descartes Systems Group, Inc. (The)........................ 9,080 79,095 Dollarama, Inc............................................. 1,233 77,887 Dorel Industries, Inc. Class B............................. 6,400 228,830 #*DragonWave, Inc............................................ 6,969 17,235 *Duluth Metals, Ltd......................................... 14,300 32,215 #*Dundee Precious Metals, Inc................................ 24,318 223,762 *Dynasty Metals & Mining, Inc............................... 2,582 5,093 *Eastern Platinum, Ltd...................................... 177,297 29,291 E-L Financial Corp., Ltd................................... 80 32,006 Eldorado Gold Corp......................................... 26,454 390,950 Emera, Inc................................................. 700 24,461 Empire Co., Ltd. Class A................................... 4,500 262,183 #Enbridge Income Fund Holdings, Inc......................... 2,524 58,756 #Encana Corp................................................ 13,705 308,748 *Endeavour Mining Corp...................................... 4,344 10,003 Enerflex, Ltd.............................................. 2,500 28,861 441 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) #*Energy Fuels, Inc........................................... 70,273 $ 11,961 *Enerplus Corp. (292766102).................................. 1,759 28,285 Enerplus Corp. (B584T89).................................... 19,395 311,679 Enghouse Systems, Ltd....................................... 1,800 25,682 Ensign Energy Services, Inc................................. 19,547 292,202 #*Epsilon Energy, Ltd......................................... 10,950 31,466 *Equal Energy, Ltd........................................... 9,801 30,323 Equitable Group, Inc........................................ 2,250 66,683 *Essential Energy Services, Ltd.............................. 33,106 70,273 *Etrion Corp................................................. 5,406 1,892 Evertz Technologies, Ltd.................................... 2,800 40,623 *Excellon Resources, Inc..................................... 26,500 11,409 #Exchange Income Corp........................................ 1,600 42,133 Exco Technologies, Ltd...................................... 1,900 9,246 *EXFO, Inc................................................... 7,513 33,851 *Fairborne Energy, Ltd....................................... 13,000 20,696 Fairfax Financial Holdings, Ltd............................. 1,600 593,558 Finning International, Inc.................................. 7,200 169,051 First Capital Realty, Inc................................... 1,298 24,043 *First Majestic Silver Corp.................................. 14,200 328,288 First National Financial Corp............................... 600 10,183 First Quantum Minerals, Ltd................................. 11,500 258,498 *FirstService Corp........................................... 3,300 94,862 *Formation Metals, Inc....................................... 800 208 #Fortis, Inc................................................. 1,900 64,243 *Fortress Paper, Ltd. Class A................................ 2,299 29,993 *Fortuna Silver Mines, Inc................................... 9,800 54,360 *Fortune Minerals, Ltd....................................... 800 384 Franco-Nevada Corp.......................................... 4,300 247,603 Gamehost, Inc............................................... 100 1,267 *Garda World Security Corp. Class A.......................... 1,400 16,779 *Genesis Land Development Corp............................... 8,400 28,932 Genivar, Inc................................................ 5,700 124,473 #Genworth MI Canada, Inc..................................... 11,107 227,534 George Weston, Ltd.......................................... 3,287 213,396 Gildan Activewear, Inc...................................... 6,523 222,125 Glacier Media, Inc.......................................... 3,000 5,557 Glentel, Inc................................................ 400 6,604 Gluskin Sheff & Associates, Inc............................. 2,000 28,736 *GLV, Inc. Class A........................................... 8,028 18,005 GMP Capital, Inc............................................ 13,800 72,679 Goldcorp, Inc............................................... 14,911 674,074 #*Golden Star Resources, Ltd.................................. 73,980 148,886 *Gran Tierra Energy, Inc..................................... 56,664 285,377 Granite Real Estate, Inc.................................... 2,487 91,188 *Great Basin Gold, Ltd....................................... 79,432 6,363 *Great Canadian Gaming Corp.................................. 14,900 143,219 Great-West Lifeco, Inc...................................... 6,500 149,687 Guardian Capital Group, Ltd. Class A........................ 1,344 13,538 #*Guyana Goldfields, Inc...................................... 8,013 23,828 *Harry Winston Diamond Corp.................................. 18,256 261,936 *Heroux-Devtek, Inc.......................................... 3,048 40,528 High Liner Foods, Inc....................................... 800 19,544 *High River Gold Mines, Ltd.................................. 56,000 77,937 HNZ Group, Inc.............................................. 900 22,294 Home Capital Group, Inc..................................... 2,500 127,284 Horizon North Logistics, Inc................................ 13,660 104,493 HudBay Minerals, Inc........................................ 39,479 366,428 #Husky Energy, Inc........................................... 7,405 200,556 IAMGOLD Corp................................................ 26,300 408,160 IBI Group, Inc.............................................. 1,759 16,379 442 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) IGM Financial, Inc.......................................... 1,400 $ 55,551 #*Imax Corp................................................... 5,400 121,760 *Imperial Metals Corp........................................ 4,400 56,258 Imperial Oil, Ltd........................................... 776 34,334 #*IMRIS, Inc.................................................. 4,300 17,308 Indigo Books & Music, Inc................................... 1,600 16,004 Industrial Alliance Insurance & Financial Services, Inc..... 16,494 451,675 Inmet Mining Corp........................................... 7,707 397,407 #Innergex Renewable Energy, Inc.............................. 8,402 91,360 Intact Financial Corp....................................... 6,204 380,471 *Inter-Citic Minerals, Inc................................... 200 400 *International Forest Products, Ltd. Class A................. 8,600 55,109 #*International Minerals Corp................................. 4,255 24,071 Intertape Polymer Group, Inc................................ 14,873 103,348 *Ithaca Energy, Inc.......................................... 33,318 64,384 #*Ivanhoe Energy, Inc......................................... 57,636 35,779 #*Jaguar Mining, Inc.......................................... 16,500 17,016 Jean Coutu Group PJC, Inc. Class A (The).................... 4,300 64,624 #Just Energy Group, Inc...................................... 6,008 61,479 #*Katanga Mining, Ltd......................................... 83,398 40,081 K-Bro Linen, Inc............................................ 900 26,403 Keyera Corp................................................. 1,600 77,665 Killam Properties, Inc...................................... 3,722 48,037 Kinross Gold Corp........................................... 90,180 895,705 #*Kirkland Lake Gold, Inc..................................... 4,200 41,464 #*Lake Shore Gold Corp........................................ 44,198 35,403 Laurentian Bank of Canada................................... 7,148 318,126 Le Chateau, Inc. Class A.................................... 500 1,952 *Legacy Oil & Gas, Inc....................................... 29,429 210,386 Leisureworld Senior Care Corp............................... 7,845 98,499 Leon's Furniture, Ltd....................................... 6,538 75,805 Linamar Corp................................................ 15,031 331,096 Liquor Stores N.A., Ltd..................................... 4,944 90,786 #Loblaw Cos., Ltd............................................ 8,461 293,286 *Long Run Exploration, Ltd................................... 21,346 87,626 *Lundin Mining Corp.......................................... 86,883 452,357 MacDonald Dettweiler & Associates, Ltd...................... 2,340 131,204 Magna International, Inc.................................... 20,960 931,789 Major Drilling Group International, Inc..................... 17,492 180,918 Manitoba Telecom Services, Inc.............................. 1,700 57,072 #Manulife Financial Corp..................................... 40,805 504,164 Maple Leaf Foods, Inc....................................... 13,297 147,781 *Martinrea International, Inc................................ 23,101 166,073 *Maxim Power Corp............................................ 2,200 3,811 *MBAC Fertilizer Corp........................................ 4,200 13,457 *MEG Energy Corp............................................. 2,661 97,195 *MEGA Brands, Inc............................................ 2,000 19,484 *Mega Uranium, Ltd........................................... 22,900 3,439 Melcor Developments, Ltd.................................... 2,078 32,041 *Mercator Minerals, Ltd...................................... 30,547 15,140 #Methanex Corp............................................... 17,000 509,617 #Metro, Inc.................................................. 3,200 188,780 #Migao Corp.................................................. 6,589 15,174 #*Mood Media Corp............................................. 8,333 19,524 Morneau Shepell, Inc........................................ 11,496 147,908 Mullen Group, Ltd........................................... 10,880 225,607 National Bank of Canada..................................... 5,100 394,111 *Nevsun Resources, Ltd....................................... 21,594 102,267 *New Gold, Inc............................................... 21,054 246,429 Newalta Corp................................................ 11,848 166,673 Nexen, Inc.................................................. 40,522 967,659 443 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) *Niko Resources, Ltd......................................... 8,792 $111,974 *Norbord, Inc................................................ 4,350 90,419 #Nordion, Inc................................................ 12,800 83,304 #*North American Energy Partners, Inc......................... 5,546 16,492 #*North American Palladium, Ltd............................... 31,811 48,732 #North West Co., Inc. (The).................................. 1,732 40,580 #Northland Power, Inc........................................ 9,434 182,871 *NovaCopper, Inc............................................. 783 1,733 #*NovaGold Resources, Inc..................................... 4,700 22,824 *Nuvista Energy, Ltd......................................... 17,840 93,241 *OceanaGold Corp............................................. 74,000 259,324 Onex Corp................................................... 6,200 249,552 *Open Text Corp.............................................. 3,100 166,616 *Oromin Explorations, Ltd.................................... 1,700 1,345 *Orvana Minerals Corp........................................ 13,000 11,324 #*Osisko Mining Corp.......................................... 5,300 52,058 *Pace Oil & Gas, Ltd......................................... 12,679 35,673 #Pacific Rubiales Energy Corp................................ 4,900 115,245 *Paladin Labs, Inc........................................... 1,963 83,768 Pan American Silver Corp.................................... 20,737 454,912 #*Paramount Resources, Ltd. Class A........................... 3,054 103,354 *Parex Resources, Inc........................................ 9,844 44,255 Parkland Fuel Corp.......................................... 3,000 51,184 Pason Systems, Inc.......................................... 4,680 76,239 *Patheon, Inc................................................ 1,300 4,829 #Pembina Pipeline Corp....................................... 3,392 94,871 #Pengrowth Energy Corp....................................... 82,200 492,993 #Penn West Petroleum, Ltd.................................... 38,431 499,074 #*Perpetual Energy, Inc....................................... 17,275 25,253 #PetroBakken Energy, Ltd. Class A............................ 17,528 221,305 *Petrobank Energy & Resources, Ltd........................... 26,705 366,851 #Petrominerales, Ltd......................................... 20,419 163,761 #Peyto Exploration & Development Corp........................ 3,335 81,476 *Phoscan Chemical Corp....................................... 21,000 6,098 PHX Energy Services Corp.................................... 3,272 27,847 *Pilot Gold, Inc............................................. 1,650 2,594 *Pine Cliff Energy, Ltd...................................... 14,550 9,469 #Poseidon Concepts Corp...................................... 6,541 96,731 *Precision Drilling Corp..................................... 46,636 333,865 #Premium Brands Holdings Corp................................ 4,249 77,344 #*Primero Mining Corp......................................... 9,120 67,664 Progress Energy Resources Corp.............................. 28,083 565,737 #Progressive Waste Solutions, Ltd............................ 16,623 321,725 #Pulse Seismic, Inc.......................................... 14,104 36,716 *QLT, Inc.................................................... 5,505 41,394 Quebecor, Inc. Class B...................................... 8,000 279,069 #*Questerre Energy Corp. Class A.............................. 16,560 12,270 *Ram Power Corp.............................................. 21,879 6,353 Reitmans Canada, Ltd........................................ 700 8,537 Reitmans Canada, Ltd. Class A............................... 7,444 92,570 #*Research In Motion, Ltd..................................... 73,349 578,714 Richelieu Hardware, Ltd..................................... 2,000 69,547 *Richmont Mines, Inc......................................... 10,500 41,842 #Ritchie Brothers Auctioneers, Inc........................... 3,200 70,969 *RMP Energy, Inc............................................. 17,892 41,561 *Rock Energy, Inc............................................ 5,688 6,549 Rocky Mountain Dealerships, Inc............................. 2,000 22,008 Rogers Sugar, Inc........................................... 22,850 143,449 RONA, Inc................................................... 30,000 308,185 #Royal Bank of Canada........................................ 13,100 746,848 #Russel Metals, Inc.......................................... 9,962 278,288 444 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- CANADA -- (Continued) #*San Gold Corp............................................. 1,146 $ 1,124 *Sandvine Corp............................................. 18,000 21,447 Saputo, Inc............................................... 2,900 127,266 #Savanna Energy Services Corp.............................. 21,309 148,283 *Scorpio Mining Corp....................................... 27,700 29,121 *Secure Energy Services, Inc............................... 10,900 104,225 #SEMAFO, Inc............................................... 21,000 84,105 #Shaw Communictions, Inc. Class B.......................... 4,800 104,579 ShawCor, Ltd. Class A..................................... 4,853 216,229 Sherritt International Corp............................... 75,846 328,065 #Shoppers Drug Mart Corp................................... 3,400 141,719 *Shore Gold, Inc........................................... 15,000 3,379 *Sierra Wireless, Inc...................................... 6,400 51,264 *Silver Standard Resources, Inc............................ 19,168 291,142 Silver Wheaton Corp....................................... 9,100 366,733 SNC-Lavalin Group, Inc.................................... 900 36,252 Softchoice Corp........................................... 4,400 54,496 *Sonde Resources Corp...................................... 10,900 10,259 *Southern Pacific Resource Corp............................ 90,301 122,059 #*SouthGobi Resources, Ltd.................................. 14,057 28,571 #*Sprott Resource Corp...................................... 21,983 85,621 Sprott Resource Lending Corp.............................. 24,991 35,532 Sprott, Inc............................................... 4,000 17,702 #Stantec, Inc.............................................. 7,412 255,292 Stella-Jones, Inc......................................... 1,400 85,395 *Stornoway Diamond Corp.................................... 3,000 1,832 Strad Energy Services, Ltd................................ 4,059 17,191 Student Transportation, Inc............................... 7,964 51,193 Sun Life Financial, Inc................................... 27,078 671,562 Suncor Energy, Inc........................................ 36,072 1,210,647 *SunOpta, Inc.............................................. 14,332 85,956 #Superior Plus Corp........................................ 16,821 164,378 *Surge Energy, Inc......................................... 12,540 84,751 *TAG Oil, Ltd.............................................. 2,262 15,854 Talisman Energy, Inc...................................... 31,348 355,303 *Taseko Mines, Ltd......................................... 42,576 116,378 Teck Resources, Ltd. Class B.............................. 17,000 539,574 Telus Corp. Non-Voting.................................... 5,300 340,845 *Tembec, Inc............................................... 16,400 37,110 *Teranga Gold Corp......................................... 11,133 23,511 *Theratechnologies, Inc.................................... 2,900 900 #*Thompson Creek Metals Co., Inc............................ 36,600 96,012 #Thomson Reuters Corp...................................... 10,416 293,264 Tim Hortons, Inc.......................................... 3,900 193,604 *TMX Group, Ltd............................................ 66 3,375 Toromont Industries, Ltd.................................. 6,400 125,597 #Toronto Dominion Bank..................................... 21,129 1,718,457 Torstar Corp. Class B..................................... 14,674 118,274 Total Energy Services, Inc................................ 5,772 87,555 *Tourmaline Oil Corp....................................... 3,896 128,729 #TransAlta Corp............................................ 20,057 319,707 #TransCanada Corp.......................................... 13,167 592,861 Transcontinental, Inc. Class A............................ 15,200 156,756 TransForce, Inc........................................... 10,391 189,665 *TransGlobe Energy Corp.................................... 14,870 160,201 #Trican Well Service, Ltd.................................. 26,083 311,298 #Trilogy Energy Corp....................................... 4,700 128,659 Trinidad Drilling, Ltd.................................... 34,169 226,482 #*Turquoise Hill Resources, Ltd............................. 5,700 44,573 *TVA Group, Inc. Class B................................... 653 4,609 Twin Butte Energy, Ltd.................................... 45,500 135,304 445 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- CANADA -- (Continued) Uni-Select, Inc......................................... 2,800 $ 64,284 #*Uranium One, Inc........................................ 79,375 172,459 *Ur-Energy, Inc.......................................... 5,500 4,956 *Valeant Pharmaceuticals International, Inc.............. 1,000 55,870 *Valener, Inc............................................ 1,989 31,705 #Veresen, Inc............................................ 3,600 46,462 *Veris Gold Corp......................................... 8,295 25,082 Vermilion Energy, Inc................................... 900 43,029 Vero Energy, Inc........................................ 6,579 17,654 Viterra, Inc............................................ 59,388 935,937 #Wajax Corp.............................................. 861 38,535 WaterFurnace Renewable Energy, Inc...................... 913 15,129 *Wesdome Gold Mines, Ltd................................. 14,500 13,647 West Fraser Timber Co., Ltd............................. 7,805 472,715 *Western Forest Products, Inc............................ 13,900 18,232 Westjet Airlines, Ltd................................... 700 12,616 Whistler Blackcomb Holdings, Inc........................ 700 8,340 *Whitecap Resources, Inc................................. 22,189 176,623 Wi-Lan, Inc............................................. 23,100 123,046 Winpak, Ltd............................................. 3,194 50,209 *Xtreme Drilling & Coil Services Corp.................... 6,626 9,288 #Yamana Gold, Inc........................................ 58,105 1,173,445 #*YM Biosciences, Inc..................................... 9,400 15,153 Zargon Oil & Gas, Ltd................................... 6,500 55,775 ----------- TOTAL CANADA............................................... 60,215,681 ----------- CHINA -- (0.0%) #*China Public Procurement, Ltd........................... 148,000 -- *Hanfeng Evergreen, Inc.................................. 5,700 9,445 ----------- TOTAL CHINA................................................ 9,445 ----------- DENMARK -- (1.0%) A.P. Moeller-Maersk A.S. Series A....................... 15 99,387 A.P. Moeller-Maersk A.S. Series B....................... 41 286,166 Alk-Abello A.S.......................................... 2,003 133,286 *Alm. Brand A.S.......................................... 21,409 53,335 *Amagerbanken A.S........................................ 38,975 -- Ambu A.S. Series B...................................... 63 1,679 *Auriga Industries A.S. Series B......................... 4,100 60,914 *Bang & Olufsen Holdings A.S............................. 8,483 104,706 #*Bavarian Nordic A.S..................................... 8,066 73,545 Carlsberg A.S. Series B................................. 3,767 325,160 Chr. Hansen Holding A.S................................. 1,269 39,710 Coloplast A.S. Series B................................. 595 130,511 D/S Norden A.S.......................................... 7,113 187,598 *Danske Bank A.S......................................... 12,773 199,817 DFDS A.S................................................ 816 39,562 DSV A.S................................................. 11,779 264,958 East Asiatic Co., Ltd. A.S.............................. 3,691 71,279 *FLSmidth & Co. A.S...................................... 3,859 227,739 *Genmab A.S.............................................. 4,878 67,922 GN Store Nord A.S....................................... 43,400 680,186 *H&H International A.S. Series B......................... 1,940 9,865 H. Lundbeck A.S......................................... 6,332 110,157 Harboes Bryggeri A.S.................................... 511 7,765 IC Companys A.S......................................... 1,797 31,480 Jeudan A.S.............................................. 667 51,686 *Jyske Bank A.S.......................................... 15,541 473,078 *NeuroSearch A.S......................................... 2,979 2,350 #NKT Holding A.S......................................... 6,939 232,588 Nordjyske Bank A.S...................................... 140 1,998 446 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- DENMARK -- (Continued) Norresundby Bank A.S..................................... 195 $ 5,760 Novozymes A.S. Series B.................................. 1,990 54,982 #*Pandora A.S.............................................. 13,254 210,450 *Parken Sport & Entertainment A.S......................... 848 9,935 Per Aarsleff A.S. Series B............................... 320 22,238 Ringkjoebing Landbobank A.S.............................. 968 133,993 Rockwool International A.S. Series B..................... 2,130 200,495 Royal Unibrew A.S........................................ 1,489 118,526 Schouw & Co. A.S......................................... 4,272 97,634 SimCorp A.S.............................................. 445 97,107 Solar Holdings A.S. Series B............................. 1,286 79,693 #*Spar Nord Bank A.S....................................... 12,806 56,433 *Sydbank A.S.............................................. 19,847 363,559 TDC A.S.................................................. 34,040 234,696 Tivoli A.S............................................... 1 514 #*TK Development A.S....................................... 4,894 11,911 *Topdanmark A.S........................................... 1,093 221,661 *TopoTarget A.S........................................... 61,560 26,039 Tryg A.S................................................. 2,508 163,756 *United International Enterprises A.S..................... 456 77,788 #*Vestas Wind Systems A.S.................................. 28,434 164,392 *Vestjysk Bank A.S........................................ 1,419 3,530 *Zealand Pharma A.S....................................... 157 2,815 ---------- TOTAL DENMARK............................................... 6,326,334 ---------- FINLAND -- (1.6%) Ahlstrom Oyj............................................. 6,437 107,097 Aktia Oyj Series A....................................... 1,905 14,144 #Alma Media Oyj........................................... 6,053 37,366 Amer Sports Oyj.......................................... 20,376 288,731 Aspo Oyj................................................. 1,177 8,976 Atria P.L.C.............................................. 2,419 16,243 *Bank of Aland P.L.C. Series B............................ 5 49 BasWare Oyj.............................................. 30 835 #Cargotec Oyj Series B.................................... 5,432 119,805 Citycon Oyj.............................................. 13,332 43,668 Cramo Oyj................................................ 5,196 52,851 *Elektrobit Corp. Oyj..................................... 47,687 43,543 Elisa Oyj................................................ 5,993 128,603 *Finnair Oyj.............................................. 26,833 76,495 *Finnlines Oyj............................................ 894 9,138 Fiskars Oyj Abp.......................................... 3,717 76,702 Fortum Oyj............................................... 8,167 151,154 F-Secure Oyj............................................. 14,826 31,191 HKScan Oyj Series A...................................... 4,025 17,610 Huhtamaki Oyj............................................ 21,027 355,519 Ilkka-Yhtyma Oyj......................................... 3,592 23,283 KCI Konecranes Oyj....................................... 4,682 148,879 #Kemira Oyj............................................... 24,572 326,898 *Kesko Oyj Series A....................................... 726 23,239 Kesko Oyj Series B....................................... 13,360 417,771 #Kone Oyj Series B........................................ 2,842 203,796 Laennen Tehtaat Oyj...................................... 276 5,065 Lassila & Tikanoja Oyj................................... 4,999 76,662 Lemminkainen Oyj......................................... 2,049 41,906 #*Mesta Board Oyj.......................................... 45,152 135,537 Metso Oyj................................................ 5,589 196,556 #Neste Oil Oyj............................................ 34,837 436,255 #Nokia Oyj................................................ 317,142 852,629 Nokian Renkaat Oyj....................................... 2,400 99,952 Okmetic Oyj.............................................. 2,360 14,169 447 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- FINLAND -- (Continued) Olvi Oyj Series A........................................ 1,764 $ 45,841 Oriola-KD Oyj Series B................................... 35,693 96,698 Orion Oyj Series A....................................... 2,849 70,609 Orion Oyj Series B....................................... 5,412 133,911 *Outokumpu Oyj............................................ 189,746 161,244 Outotec Oyj.............................................. 3,651 178,394 PKC Group Oyj............................................ 2,649 48,109 Pohjola Bank P.L.C. Series A............................. 25,713 350,761 Ponsse Oyj............................................... 608 4,841 Poyry Oyj................................................ 4,941 20,514 Raisio P.L.C. Series V................................... 34,264 135,409 Ramirent Oyj............................................. 8,349 62,482 #Rautaruukki Oyj Series K................................. 22,228 140,957 *Ruukki Group Oyj......................................... 27,643 17,305 Saga Furs Oyj............................................ 284 7,157 Sampo Oyj Series A....................................... 16,901 529,904 #Sanoma Oyj............................................... 15,986 155,447 *Scanfil P.L.C............................................ 9,299 10,272 Sievi Capital P.L.C...................................... 9,299 11,558 Stockmann Oyj Abp Series A............................... 2,666 52,045 #Stockmann Oyj Abp Series B............................... 5,450 102,519 Stora Enso Oyj Series R.................................. 113,500 717,954 Technopolis Oyj.......................................... 6,838 31,107 #Tieto Oyj................................................ 12,024 230,781 Tikkurila Oyj............................................ 3,682 69,772 UPM-Kymmene Oyj.......................................... 91,616 983,653 #Uponor Oyj Series A...................................... 6,171 69,624 Vacon Oyj................................................ 1,144 58,700 Vaisala Oyj Series A..................................... 1,578 32,747 Wartsila OYJ Abp......................................... 4,750 192,362 Yit Oyj.................................................. 15,587 307,360 ---------- TOTAL FINLAND............................................... 9,612,354 ---------- FRANCE -- (5.8%) Accor SA................................................. 3,175 99,211 Aeroports de Paris SA.................................... 813 62,919 #*Air France-KLM........................................... 25,594 213,962 #Akka Technologies SA..................................... 1,584 44,769 #*Alcatel-Lucent SA........................................ 400,699 409,706 #*Alcatel-Lucent SA Sponsored ADR.......................... 32,900 34,216 Alstom SA................................................ 3,558 121,622 Altamir Amboise SA....................................... 5,023 45,073 Alten SA................................................. 4,315 135,791 *Altran Technologies SA................................... 27,098 182,537 April SA................................................. 3,167 56,017 #*Archos SA................................................ 3,060 12,383 Arkema SA................................................ 6,195 565,288 #*Artprice.com SA.......................................... 1,930 79,784 Assystem................................................. 1,977 36,688 AtoS SA.................................................. 4,104 275,550 Audika Groupe SA......................................... 1,518 18,021 AXA SA................................................... 35,933 572,723 AXA SA Sponsored ADR..................................... 14,588 232,387 Axway Software SA........................................ 565 8,842 Beneteau SA.............................................. 7,535 75,302 *BioAlliance Pharma SA.................................... 1,326 7,036 bioMerieux SA............................................ 640 62,018 BNP Paribas SA........................................... 27,532 1,397,432 Boiron SA................................................ 1,252 40,081 Bollore SA............................................... 1,030 305,441 Bonduelle SCA............................................ 786 72,314 448 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- FRANCE -- (Continued) Bongrain SA............................................... 1,358 $ 81,127 Bourbon SA................................................ 9,560 258,109 *Boursorama SA............................................. 5,104 30,638 Bouygues SA............................................... 17,798 427,765 *Bull SA................................................... 15,005 43,821 Cap Gemini SA............................................. 12,092 508,689 Carrefour SA.............................................. 10,179 245,828 Casino Guichard Perrachon SA.............................. 4,550 397,172 *Cegedim SA................................................ 820 14,650 Cegid Group............................................... 946 18,254 CFAO SA................................................... 2,193 105,864 Christian Dior SA......................................... 535 76,862 Cie de Saint-Gobain SA.................................... 29,285 1,031,567 Cie des Alpes............................................. 295 5,271 *Cie Generale de Geophysique - Veritas SA.................. 11,543 375,779 *Cie Generale de Geophysique - Veritas SA Sponsored ADR.... 16,300 529,424 Cie Generale des Etablissements Michelin SA Series B...... 15,059 1,298,153 Cie Generale D'Optique Essilor Intenational SA............ 2,283 205,865 Ciments Francais SA....................................... 1,109 67,443 *Club Mediterranee SA...................................... 7,709 122,543 CNP Assurances SA......................................... 19,956 281,996 *Credit Agricole SA........................................ 62,424 471,188 Dassault Systemes SA...................................... 955 100,756 Derichebourg SA........................................... 18,582 52,557 Devoteam SA............................................... 983 11,343 Edenred SA................................................ 3,153 91,244 Eiffage SA................................................ 6,746 232,139 Electricite de France SA.................................. 3,293 69,683 Electricite de Strasbourg SA.............................. 88 10,786 Eramet SA................................................. 427 54,300 Esso SA Francaise......................................... 803 57,469 Establissements Maurel et Prom SA......................... 12,171 169,640 *Etam Developpement SA..................................... 518 9,363 Euler Hermes SA........................................... 3,745 258,427 *Euro Disney SCA........................................... 2,997 20,097 Eurofins Scientific SA.................................... 808 125,076 European Aeronautic Defence & Space Co. SA................ 5,781 205,744 #Eutelsat Communications SA................................ 2,295 73,488 Faiveley Transport SA..................................... 1,151 64,200 Faurecia SA............................................... 7,107 107,007 Fimalac SA................................................ 796 35,505 France Telecom SA......................................... 22,820 255,070 France Telecom SA Sponsored ADR........................... 3,032 34,019 *GameLoft SA............................................... 6,034 41,369 #GDF Suez SA............................................... 36,708 842,531 Gemalto NV................................................ 4,232 382,234 GFI Informatique SA....................................... 7,854 28,611 GL Events SA.............................................. 2,268 49,988 Groupe Eurotunnel SA...................................... 77,456 589,860 Groupe Flo SA............................................. 2,320 8,907 *Groupe Partouche SA....................................... 2,401 2,773 Groupe Steria SCA......................................... 6,555 105,954 Guerbet SA................................................ 133 14,518 *Haulotte Group SA......................................... 3,182 19,692 Havas SA.................................................. 55,982 283,320 *Hi-Media SA............................................... 7,835 20,261 Iliad SA.................................................. 182 28,045 Imerys SA................................................. 2,826 158,983 Ingenico SA............................................... 5,047 267,230 Ipsen SA.................................................. 2,012 51,976 Ipsos SA.................................................. 5,684 199,822 449 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- FRANCE -- (Continued) Jacquet Metal Service SA.................................. 2,357 $ 22,982 JCDecaux SA............................................... 2,330 49,324 Korian SA................................................. 2,164 33,365 L.D.C. SA................................................. 210 20,702 Lafarge SA................................................ 19,443 1,139,926 Lagardere SCA............................................. 22,161 606,732 Laurent-Perrier SA........................................ 548 46,742 Legrand SA................................................ 4,078 157,324 Lisi SA................................................... 788 52,300 M6 Metropole Television SA................................ 4,349 60,671 Maisons France Confort SA................................. 139 4,156 Manitou BF SA............................................. 3,827 59,449 Manutan International SA.................................. 234 9,410 *Maurel & Prom Nigeria SA.................................. 12,171 30,616 Medica SA................................................. 8,235 147,244 Mersen SA................................................. 4,512 114,199 Natixis SA................................................ 93,215 305,938 *Naturex SA................................................ 711 49,764 #Neopost SA................................................ 2,678 146,821 #Nexans SA................................................. 5,666 241,267 Nexity SA................................................. 7,014 216,261 *NicOx SA.................................................. 14,169 44,126 Norbert Dentressangle SA.................................. 1,053 71,603 NRJ Group SA.............................................. 3,822 25,709 Oeneo SA.................................................. 4,862 13,185 #Orpea SA.................................................. 4,069 166,371 #*PagesJaunes Groupe SA..................................... 3,741 6,809 *Parrot SA................................................. 206 7,147 Pernod-Ricard SA.......................................... 2,185 235,316 #*Peugeot SA................................................ 24,907 159,766 #Pierre & Vacances SA...................................... 947 15,984 Plastic Omnium SA......................................... 4,905 135,613 PPR SA.................................................... 3,379 595,675 Publicis Groupe SA........................................ 1,966 105,962 Rallye SA................................................. 5,624 171,607 *Recylex SA................................................ 3,276 17,601 Remy Cointreau SA......................................... 864 89,580 Renault SA................................................ 18,400 825,032 Rexel SA.................................................. 20,631 373,668 Robertet SA............................................... 246 41,142 Rubis SCA................................................. 1,843 112,450 SA des Ciments Vicat...................................... 2,600 140,148 Safran SA................................................. 5,906 235,257 Saft Groupe SA............................................ 5,200 115,656 Samse SA.................................................. 40 2,727 Sanofi SA................................................. 19,474 1,710,343 Sanofi SA ADR............................................. 880 38,588 Sartorius Stedim Biotech SA............................... 1,037 93,841 Schneider Electric SA..................................... 5,307 332,294 SCOR SE................................................... 32,016 854,862 SEB SA.................................................... 1,077 70,125 Seche Environnement SA.................................... 578 18,937 Sechilienne SA............................................ 3,555 60,965 *Sequana SA................................................ 11,367 17,644 SES SA.................................................... 3,759 104,049 Societe BIC SA............................................ 1,862 227,207 Societe d'Edition de Canal Plus SA........................ 9,370 56,256 Societe des Bains de Mer et du Cercle des Etrangers a Monaco SA............................................... 408 15,095 *Societe Generale SA....................................... 59,410 1,894,701 Societe Internationale de Plantations d'Heveas SA......... 378 29,347 Societe Marseillaise du Tunnel Prado Carenage SA.......... 200 6,620 450 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ----------- FRANCE -- (Continued) Societe Television Francaise 1 SA...................... 21,966 $ 188,776 Sodexo SA.............................................. 1,066 82,119 #*Soitec SA.............................................. 27,889 83,872 Somfy SA............................................... 303 52,119 Sopra Group SA......................................... 565 26,667 *Ste Industrielle d'Aviation Latecoere SA............... 998 11,334 Stef SA................................................ 1,194 62,208 STMicroelectronics NV.................................. 97,570 574,661 STMicroelectronics NV ADR.............................. 14,700 86,583 Store Electronic SA.................................... 1,158 13,692 Suez Environnement SA.................................. 4,879 51,794 Sword Group SA......................................... 2,537 41,058 Synergie SA............................................ 4,436 40,916 *Technicolor SA......................................... 23,209 58,962 Technip SA............................................. 2,861 322,693 Teleperformance SA..................................... 13,710 415,150 Thales SA.............................................. 2,245 79,026 #*Theolia SA............................................. 18,387 34,353 Total Gabon SA......................................... 17 7,619 Total SA............................................... 5,700 287,109 Total SA Sponsored ADR................................. 15,900 801,360 Touax SA............................................... 379 12,283 #*Transgene SA........................................... 1,632 17,274 Trigano SA............................................. 3,671 39,828 *UbiSoft Entertainment SA............................... 22,466 209,032 Union Financiere de France Banque SA................... 730 17,353 Valeo SA............................................... 6,816 300,132 Vallourec SA........................................... 11,668 479,979 #Veolia Environnement SA................................ 5,977 59,161 *Vetoquinol SA.......................................... 88 2,943 Viel et Compagnie SA................................... 10,410 36,292 #Vilmorin & Cie SA...................................... 943 112,049 Vinci SA............................................... 5,641 250,042 Virbac SA.............................................. 612 106,609 Vivendi SA............................................. 53,400 1,094,244 VM Materiaux SA........................................ 25 526 Vranken-Pommery Monopole SA............................ 95 3,010 Zodiac Aerospace SA.................................... 2,641 270,792 ----------- TOTAL FRANCE.............................................. 35,986,929 ----------- GERMANY -- (5.0%) *Aareal Bank AG......................................... 11,538 248,103 Adidas-Salomon AG...................................... 4,493 382,968 *ADVA Optical Networking SE............................. 8,160 45,906 *Air Berlin P.L.C....................................... 9,292 18,427 #Aixtron SE............................................. 11,242 147,461 ALBA SE................................................ 497 40,081 Allgeier SE............................................ 325 4,478 Allianz SE............................................. 10,175 1,263,987 Allianz SE Sponsored ADR............................... 11,988 150,449 Amadeus Fire AG........................................ 140 6,498 Asian Bamboo AG........................................ 1,832 14,069 Aurubis AG............................................. 8,666 548,616 #Axel Springer AG....................................... 3,048 130,788 Balda AG............................................... 1,332 8,750 BASF SE................................................ 5,093 422,464 #Bauer AG............................................... 2,995 64,839 Bayer AG............................................... 5,180 451,658 Bayerische Motoren Werke AG............................ 8,606 688,011 BayWa AG............................................... 3,204 145,205 Bechtle AG............................................. 4,093 154,460 451 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- GERMANY -- (Continued) Beiersdorf AG.......................................... 921 $ 67,002 Bertrandt AG........................................... 498 41,679 Bijou Brigitte AG...................................... 416 29,053 Bilfinger SE........................................... 3,996 391,576 Biotest AG............................................. 741 45,622 *Borussia Dortmund GmbH & Co. KGaA...................... 13,961 46,439 Brenntag AG............................................ 760 95,896 CANCOM AG.............................................. 3,065 47,542 Carl Zeiss Meditec AG.................................. 3,515 96,477 CAT Oil AG............................................. 2,861 20,668 *Celesio AG............................................. 18,589 360,371 CENIT AG............................................... 1,384 11,867 Centrotec Sustainable AG............................... 1,644 29,704 Cewe Color Holding AG.................................. 786 34,632 Comdirect Bank AG...................................... 5,079 49,918 *Commerzbank AG......................................... 289,927 556,970 *Constantin Medien AG................................... 11,950 22,227 Continental AG......................................... 2,293 230,789 CropEnergies AG........................................ 6,908 41,984 CTS Eventim AG......................................... 1,572 46,675 #*Curanum AG............................................. 1,848 4,498 DAB Bank AG............................................ 5,739 25,147 Daimler AG............................................. 25,279 1,184,185 #Delticom AG............................................ 800 44,862 Deutsche Bank AG....................................... 29,192 1,334,366 Deutsche Boerse AG..................................... 3,214 174,152 Deutsche Lufthansa AG.................................. 32,999 504,852 Deutsche Post AG....................................... 30,092 596,600 Deutsche Telekom AG.................................... 47,332 539,984 Deutsche Telekom AG Sponsored ADR...................... 26,160 299,532 #Deutsche Wohnen AG..................................... 9,581 175,468 *Deutz AG............................................... 17,349 76,101 *Dialog Semiconductor P.L.C............................. 3,072 61,176 Douglas Holding AG..................................... 3,954 193,011 Dr. Hoenle AG.......................................... 339 5,003 Draegerwerk AG & Co. KGaA.............................. 318 25,650 #Drillisch AG........................................... 10,745 132,441 Duerr AG............................................... 1,177 88,293 E.ON AG................................................ 43,404 988,091 Eckert & Ziegler AG.................................... 837 24,459 Elmos Semiconductor AG................................. 1,774 15,367 ElreingKlinger AG...................................... 2,547 71,003 #Euromicron AG.......................................... 2,040 53,164 *Evotec AG.............................................. 18,777 67,340 Fielmann AG............................................ 103 10,036 Fraport AG............................................. 6,284 368,766 #Freenet AG............................................. 27,925 462,220 Fresenius Medical Care AG & Co. KGaA................... 579 40,683 Fresenius Medical Care AG & Co. KGaA ADR............... 1,000 70,380 Fresenius SE & Co. KGaA................................ 1,933 220,412 Fuchs Petrolub AG...................................... 497 30,975 *GAGFAH SA.............................................. 4,662 53,057 GEA Group AG........................................... 9,316 291,477 Gerresheimer AG........................................ 5,778 286,794 Gerry Weber International AG........................... 2,100 95,492 Gesco AG............................................... 631 53,396 GFK SE................................................. 2,571 117,123 #*Gigaset AG............................................. 14,453 20,059 Gildemeister AG........................................ 12,931 239,991 Grammer AG............................................. 3,754 73,153 Grenkeleasing AG....................................... 1,404 94,764 452 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- GERMANY -- (Continued) *GSW Immobilien AG...................................... 809 $ 33,253 H&R AG................................................. 1,796 29,589 Hamburger Hafen und Logistik AG........................ 933 22,685 Hannover Rueckversicherung AG.......................... 7,599 535,372 #*Hansa Group AG......................................... 3,842 11,227 #*Heidelberger Druckmaschinen AG......................... 57,042 85,613 #Heidelberger Zement AG................................. 13,728 729,528 Henkel AG & Co. KGaA................................... 1,143 74,008 *Hochtief AG............................................ 5,194 258,004 *Homag Group AG......................................... 168 2,168 Indus Holding AG....................................... 4,832 121,653 #Infineon Technologies AG ADR........................... 51,964 360,630 Isra Vision AG......................................... 173 4,818 #*IVG Immobilien AG...................................... 23,191 57,736 Jenoptik AG............................................ 11,659 110,469 *Joyou AG............................................... 888 10,078 K+S AG................................................. 1,891 89,623 *Kabel Deutschland Holding AG........................... 2,230 160,903 *Kloeckner & Co. SE..................................... 24,275 220,085 *Koenig & Bauer AG...................................... 1,664 30,279 Kontron AG............................................. 11,842 55,664 #Krones AG.............................................. 2,060 121,528 KSB AG................................................. 37 19,697 *Kuka AG................................................ 4,102 123,136 KWS Saat AG............................................ 348 99,953 Lanxess AG............................................. 5,244 433,827 Leoni AG............................................... 6,203 207,249 Linde AG............................................... 1,833 308,460 *Loewe AG............................................... 280 1,322 *Lotto24 AG............................................. 805 3,550 LPKF Laser & Electronics AG............................ 494 10,112 MAN SE................................................. 1,448 146,331 *Manz AG................................................ 429 11,682 Merck KGaA............................................. 2,481 317,328 Metro AG............................................... 8,392 241,927 MLP AG................................................. 10,982 70,663 *Morphosys AG........................................... 3,794 128,981 MTU Aero Engines Holding AG............................ 2,153 180,991 Muehlbauer Holding & Co. AG............................ 110 2,798 Munchener Rueckversicherungs-Gesellschaft AG........... 5,454 877,564 MVV Energie AG......................................... 320 9,172 Nemetschek AG.......................................... 206 9,177 #*Nordex SE.............................................. 7,951 27,824 NORMA Group AG......................................... 1,862 51,479 OHB AG................................................. 406 7,939 *Patrizia Immobilien AG................................. 5,977 42,216 Pfeiffer Vacuum Technology AG.......................... 740 75,654 PNE Wind AG............................................ 20,016 49,567 #*Praktiker AG........................................... 11,320 21,144 Progress-Werk Oberkirch AG............................. 133 4,947 PSI AG Gesellschaft Fuer Produkte und Systeme der Informationstechnologie.............................. 1,387 26,507 Puma SE................................................ 203 57,934 *QIAGEN NV.............................................. 24,936 434,409 QSC AG................................................. 16,029 43,732 *R Stahl AG............................................. 325 11,247 Rational AG............................................ 372 94,168 Rheinmetall AG......................................... 10,158 485,495 Rhoen-Klinikum AG...................................... 22,436 436,952 *RIB Software AG........................................ 80 497 RWE AG................................................. 21,427 980,595 *SAF-Holland SA......................................... 7,448 48,452 453 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- GERMANY -- (Continued) Salzgitter AG.......................................... 7,704 $ 333,166 #SGL Carbon SE.......................................... 5,961 237,754 Siemens AG............................................. 2,924 294,618 #Siemens AG Sponsored ADR............................... 4,862 490,624 #*Singulus Technologies AG............................... 14,065 22,701 #Sixt AG................................................ 3,716 69,146 SKW Stahl-Metallurgie Holding AG....................... 773 14,392 #*Sky Deutschland AG..................................... 60,705 264,589 #*SMA Solar Technology AG................................ 678 14,563 SMT Scharf AG.......................................... 508 14,778 Software AG............................................ 3,426 137,582 #Solarworld AG.......................................... 15,913 27,518 Stada Arzneimittel AG.................................. 9,624 291,469 *STRATEC Biomedical AG.................................. 386 16,265 #*Stroer Out-of-Home Media AG............................ 2,285 20,149 Suedzucker AG.......................................... 5,483 212,548 *Suss Microtec AG....................................... 4,481 42,293 Symrise AG............................................. 5,966 214,599 #TAG Immobilien AG...................................... 20,774 240,124 Takkt AG............................................... 3,906 50,151 ThyssenKrupp AG........................................ 28,705 654,114 *Tipp24 SE.............................................. 1,213 59,838 #Tom Tailor Holding AG.................................. 1,468 31,303 *TUI AG................................................. 34,569 324,380 United Internet AG..................................... 4,184 83,729 *Verbio AG.............................................. 1,930 4,119 Volkswagen AG.......................................... 901 176,195 #Vossloh AG............................................. 1,407 141,923 VTG AG................................................. 3,057 48,032 #Wacker Chemie AG....................................... 1,871 105,788 Wacker Neuson SE....................................... 5,977 81,469 *Washtec AG............................................. 5,709 67,440 Wincor Nixdorf AG...................................... 1,966 87,671 Wirecard AG............................................ 7,399 169,456 XING AG................................................ 84 4,779 ----------- TOTAL GERMANY............................................. 30,696,688 ----------- GREECE -- (0.4%) *Alpha Bank A.E......................................... 80,019 187,604 *Bank of Cyprus P.L.C................................... 171,745 72,662 Bank of Greece S.A..................................... 3,497 58,398 Coca-Cola Hellenic Bottling Co. S.A.................... 5,162 110,555 Coca-Cola Hellenic Bottling Co. S.A. ADR............... 2,412 50,966 *Cyprus Popular Bank PCL................................ 157,583 12,764 *Diagnostic & Therapeutic Center of Athens Hygeia S.A... 13,381 5,317 *Ellaktor S.A........................................... 23,131 45,240 *Eurobank Ergasias SA................................... 45,521 53,044 EYDAP Athens Water Supply & Sewage Co. S.A............. 2,339 13,362 *Folli Follie Group S.A................................. 8,653 118,198 *Fourlis Holdings S.A................................... 6,512 16,837 *Frigoglass S.A......................................... 10,274 59,590 *GEK Terna Holding Real Estate Construction S.A......... 11,494 20,228 Hellenic Exchanges S.A................................. 15,367 68,653 Hellenic Petroleum S.A................................. 16,831 131,916 *Hellenic Telecommunication Organization Co. S.A........ 33,069 145,827 Intralot S.A.-Integrated Lottery Systems & Services.... 21,273 42,794 JUMBO S.A.............................................. 23,577 156,102 *Lamda Development S.A.................................. 2,665 11,834 *Marfin Investment Group Holdings S.A................... 146,593 65,301 Metka S.A.............................................. 6,296 57,283 Motor Oil (Hellas) Corinth Refineries S.A.............. 16,366 142,574 454 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- GREECE -- (Continued) *Mytilineos Holdings S.A................................ 18,602 $ 84,458 *National Bank of Greece S.A............................ 191,290 448,136 #*National Bank of Greece S.A. ADR....................... 8,288 19,643 OPAP S.A............................................... 9,292 59,391 *Piraeus Bank S.A....................................... 174,297 94,084 Piraeus Port Authority S.A............................. 870 14,193 *Public Power Corp. S.A................................. 5,009 28,759 *Sarantis S.A........................................... 1,038 3,470 *Sidenor Steel Products Manufacturing Co. S.A........... 5,520 8,006 *Teletypos S.A. Mega Channel............................ 1,037 356 Terna Energy S.A....................................... 6,722 20,085 *Titan Cement Co. S.A................................... 10,050 187,258 *TT Hellenic Postbank S.A............................... 30,534 6,649 *Viohalco Hellenic Copper & Aluminum Industry S.A....... 25,814 110,592 ---------- TOTAL GREECE.............................................. 2,732,129 ---------- HONG KONG -- (2.3%) AAC Technologies Holdings, Inc......................... 8,000 28,638 AIA Group, Ltd......................................... 32,400 127,560 Alco Holdings, Ltd..................................... 68,000 14,286 Allied Group, Ltd...................................... 6,000 15,926 Allied Properties (H.K.), Ltd.......................... 650,540 90,002 *Apac Resources, Ltd.................................... 600,000 20,471 APT Satellite Holdings, Ltd............................ 78,000 21,577 Asia Financial Holdings, Ltd........................... 98,000 38,091 Asia Satellite Telecommunications Holdings, Ltd........ 27,000 86,077 Asia Standard International Group, Ltd................. 230,000 40,831 ASM Pacific Technology, Ltd............................ 2,900 32,260 Associated International Hotels, Ltd................... 10,000 24,769 Bank of East Asia, Ltd................................. 37,941 139,920 *Birmingham International Holdings, Ltd................. 326,000 6,394 BOC Hong Kong Holdings, Ltd............................ 25,000 76,812 #Bonjour Holdings, Ltd.................................. 168,000 21,618 Bossini International Holdings, Ltd.................... 160,000 8,019 *Brightoil Petroleum Holdings, Ltd...................... 108,000 21,654 *Brockman Mining, Ltd................................... 873,840 43,278 Cafe de Coral Holdings, Ltd............................ 8,000 23,659 *Carico Holdings, Ltd................................... 400,000 16,493 *Cathay Pacific Airways, Ltd............................ 121,000 219,154 Century Sunshine Group Holdings, Ltd................... 135,000 7,312 *Chaoyue Group, Ltd..................................... 15,000 876 Chen Hsong Holdings, Ltd............................... 48,000 12,973 Cheung Kong Holdings, Ltd.............................. 38,000 560,103 Cheung Kong Infrastructure Holdings, Ltd............... 7,000 41,057 Chevalier International Holdings, Ltd.................. 20,000 25,512 *China Billion Resources, Ltd........................... 198,000 -- *China Boon Holdings, Ltd............................... 300,000 3,439 *China Daye Non-Ferrous Metals Mining, Ltd.............. 504,000 20,487 *China Energy Development Holdings, Ltd................. 402,000 6,509 *China Flavors & Fragrances Co., Ltd.................... 18,102 3,298 *China Infrastructure Investment, Ltd................... 532,000 12,299 China Metal International Holdings, Ltd................ 162,000 28,174 *China Nuclear Industry 23 International Corp., Ltd..... 48,000 10,760 *China Renji Medical Group, Ltd......................... 1,318,000 -- *China Resources & Transportation Group, Ltd............ 200,000 7,207 *China Solar Energy Holdings, Ltd....................... 640,000 2,388 China WindPower Group, Ltd............................. 730,000 19,381 Chong Hing Bank, Ltd................................... 31,000 56,257 Chow Sang Sang Holdings International, Ltd............. 33,000 70,065 Chuang's Consortium International, Ltd................. 266,925 31,621 Citic Telecom International Holdings, Ltd.............. 211,000 48,354 455 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- HONG KONG -- (Continued) City Telecom, Ltd. ADR................................. 3,100 $ 13,609 CK Life Sciences International Holdings, Inc........... 564,000 45,027 CNT Group, Ltd......................................... 406,000 19,880 *CP Lotus Corp., Ltd.................................... 260,000 4,717 Cross-Harbour Holdings, Ltd. (The)..................... 7,000 5,702 CSI Properties, Ltd.................................... 631,515 26,083 *Culture Landmark Investment, Ltd....................... 39,600 3,117 *Culturecom Holdings, Ltd............................... 50,000 9,536 Dah Sing Banking Group, Ltd............................ 66,760 66,182 Dah Sing Financial Holdings, Ltd....................... 32,600 125,072 Dickson Concepts International, Ltd.................... 43,000 22,153 Dorsett Hospitality International, Ltd................. 42,000 9,294 EcoGreen Fine Chemicals Group, Ltd..................... 4,000 727 Emperor Entertainment Hotel, Ltd....................... 265,000 49,462 Emperor International Holdings, Ltd.................... 283,750 67,843 Emperor Watch & Jewellery, Ltd......................... 370,000 35,105 #*Esprit Holdings, Ltd................................... 263,467 340,671 *eSun Holdings, Ltd..................................... 198,000 29,541 EVA Precision Industrial Holdings, Ltd................. 238,000 24,769 Fairwood, Ltd.......................................... 8,000 16,759 Far East Consortium International, Ltd................. 135,580 26,972 First Pacific Co., Ltd................................. 89,200 99,171 #*Foxconn International Holdings, Ltd.................... 474,000 163,843 *Galaxy Entertainment Group, Ltd........................ 51,000 174,531 *Genting Hong Kong, Ltd................................. 400,000 126,151 Get Nice Holdings, Ltd................................. 896,000 37,437 Giordano International, Ltd............................ 80,000 66,416 Glorious Sun Enterprises, Ltd.......................... 122,000 33,644 Golden Resources Development International, Ltd........ 90,000 4,174 *Goldin Properties Holdings, Ltd........................ 2,000 1,158 *G-Resources Group, Ltd................................. 2,307,000 111,212 Guotai Junan International Holdings, Ltd............... 62,000 18,265 Haitong International Securities Group, Ltd............ 28,270 9,761 Hang Lung Group, Ltd................................... 72,000 424,176 Hang Lung Properties, Ltd.............................. 165,000 572,388 #Hang Seng Bank, Ltd.................................... 4,800 73,630 #Harbour Centre Development, Ltd........................ 36,000 54,800 Henderson Land Development Co., Ltd.................... 91,636 632,539 HKR International, Ltd................................. 170,971 81,766 Hon Kwok Land Investment Co., Ltd...................... 62,000 23,060 Hong Kong & Shanghai Hotels, Ltd....................... 101,500 133,857 *Hong Kong Aircraft Engineering Co., Ltd................ 1,600 21,800 Hong Kong Exchanges & Clearing, Ltd.................... 5,400 88,420 Hongkong Chinese, Ltd.................................. 164,000 27,053 Hopewell Holdings, Ltd................................. 104,000 375,203 Hsin Chong Construction Group, Ltd..................... 36,000 4,958 Hung Hing Printing Group, Ltd.......................... 150,000 22,022 Hutchison Telecommunications Hong Kong Holdings, Ltd... 132,000 54,572 Hutchison Whampoa, Ltd................................. 55,000 539,513 *IDT International, Ltd................................. 434,000 7,261 *Imagi International Holdings, Ltd...................... 720,000 10,281 *IRC, Ltd,.............................................. 198,000 24,378 IT, Ltd................................................ 74,000 29,304 *JLF Investment Co., Ltd................................ 120,000 5,563 Johnson Electric Holdings, Ltd......................... 141,000 89,978 K Wah International Holdings, Ltd...................... 282,612 127,885 Keck Seng Investments (Hong Kong), Ltd................. 48,000 21,614 Kerry Properties, Ltd.................................. 64,500 320,607 *King Stone Energy Group, Ltd........................... 78,000 4,915 Kingmaker Footwear Holdings, Ltd....................... 72,000 10,252 Kingston Financial Group, Ltd.......................... 394,000 30,407 456 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- HONG KONG -- (Continued) Kowloon Development Co., Ltd........................... 84,000 $ 96,402 *Lai Sun Development Co., Ltd........................... 2,436,666 59,945 *Lai Sun Garment International, Ltd..................... 138,000 17,626 Lee & Man Chemical Co., Ltd............................ 4,000 2,100 Li & Fung, Ltd......................................... 72,000 120,108 Lifestyle International Holdings, Ltd.................. 18,000 38,230 Lippo China Resources, Ltd............................. 304,000 7,823 Lippo, Ltd............................................. 6,000 2,574 *Lisi Group Holdings, Ltd............................... 98,000 3,912 Liu Chong Hing Investment, Ltd......................... 16,000 16,635 Luk Fook Holdings International, Ltd................... 24,000 59,949 Lung Kee (Bermuda) Holdings, Ltd....................... 38,000 11,755 Melco International Development, Ltd................... 230,000 221,700 #Midland Holdings, Ltd.................................. 96,584 48,587 *Ming Fung Jewellery Group, Ltd......................... 486,000 22,165 Miramar Hotel & Investment Co., Ltd.................... 39,000 49,038 *Mongolian Mining Corp.................................. 60,500 29,560 MTR Corp............................................... 28,025 108,955 *Neo-Neon Holdings, Ltd................................. 205,000 44,212 *New Smart Energy Group, Ltd............................ 450,000 4,291 New World Development Co., Ltd......................... 337,193 518,799 NewOcean Green Energy Holdings, Ltd.................... 204,000 78,328 *Next Media, Ltd........................................ 62,000 13,152 NWS Holdings, Ltd...................................... 96,476 146,144 *Orange Sky Golden Harvest Entertainment Holdings, Ltd.. 265,000 13,483 Orient Overseas International, Ltd..................... 39,500 249,711 Oriental Watch Holdings, Ltd........................... 132,000 39,349 Pacific Andes International Holdings, Ltd.............. 322,224 18,049 Pacific Basin Shipping, Ltd............................ 438,000 233,207 Pacific Textile Holdings, Ltd.......................... 53,000 34,956 Paliburg Holdings, Ltd................................. 108,000 33,970 *Pan Asia Environmental Protection Group, Ltd........... 78,000 5,691 PCCW, Ltd.............................................. 167,000 67,279 *Pearl Oriental Oil, Ltd................................ 558,800 48,173 Pico Far East Holdings, Ltd............................ 158,000 38,702 *PME Group, Ltd......................................... 80,000 1,754 *PNG Resources Holdings, Ltd............................ 608,000 9,408 Polytec Asset Holdings, Ltd............................ 415,000 48,507 Public Financial Holdings, Ltd......................... 48,000 21,626 *PYI Corp., Ltd......................................... 992,000 20,972 Regal Hotels International Holdings, Ltd............... 172,000 75,512 Richfield Group Holdings, Ltd.......................... 136,000 6,464 *Rising Development Holdings, Ltd....................... 74,000 3,051 SA SA International Holdings, Ltd...................... 58,000 39,713 *Sandmartin International Holdings, Ltd................. 6,000 689 SEA Holdings, Ltd...................................... 62,000 43,035 Shangri-La Asia, Ltd................................... 127,666 246,452 Shenyin Wanguo, Ltd.................................... 50,000 13,469 Shun Tak Holdings, Ltd................................. 371,249 147,927 Singamas Container Holdings, Ltd....................... 340,000 85,502 Sino Land Co., Ltd..................................... 246,172 440,451 *Sino-Tech International Holdings, Ltd.................. 900,000 8,129 SmarTone Telecommunications Holdings, Ltd.............. 26,000 52,322 SOCAM Development, Ltd................................. 65,768 67,547 Soundwill Holdings, Ltd................................ 16,000 29,022 *South China (China), Ltd............................... 480,000 37,086 Stella International Holdings, Ltd..................... 29,500 77,519 Stelux Holdings International, Ltd..................... 206,800 46,263 Sun Hung Kai & Co., Ltd................................ 156,341 89,232 Sun Hung Kai Properties, Ltd........................... 30,757 425,183 *Superb Summit International Group, Ltd................. 313,000 9,175 457 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- HONG KONG -- (Continued) *Sustainable Forest Holdings, Ltd..................... 1,372,500 $ 28,158 Tai Cheung Holdings, Ltd............................. 79,000 62,596 Tao Heung Holdings, Ltd.............................. 66,000 36,035 *Taung Gold International, Ltd........................ 970,000 19,901 Techtronic Industries Co., Ltd....................... 130,500 247,365 Television Broadcasts, Ltd........................... 5,000 37,132 Texwinca Holdings, Ltd............................... 58,000 45,965 *Titan Petrochemicals Group, Ltd...................... 620,000 200 Tongda Group Holdings, Ltd........................... 410,000 16,862 *Town Health International Investments, Ltd........... 76,000 4,063 #Transport International Holdings, Ltd................ 48,800 100,264 Trinity, Ltd......................................... 48,000 33,487 #*United Laboratories International Holdings, Ltd...... (The)................................................ 205,000 108,550 *Up Energy Development Group, Ltd..................... 92,000 9,141 Value Partners Group, Ltd............................ 45,000 24,429 Varitronix International, Ltd........................ 81,000 29,301 Victory City International Holdings, Ltd............. 206,024 21,737 Vitasoy International Holdings, Ltd.................. 100,000 94,582 VST Holdings, Ltd.................................... 86,000 15,037 #VTech Holdings, Ltd.................................. 3,000 35,538 Wang On Group, Ltd................................... 880,000 9,613 Wharf Holdings, Ltd.................................. 57,000 389,742 Wheelock & Co., Ltd.................................. 78,000 341,736 Wing Hang Bank, Ltd.................................. 11,500 121,806 Wing On Co. International, Ltd....................... 30,000 83,328 Wing Tai Properties, Ltd............................. 124,000 76,591 Wynn Macau, Ltd...................................... 15,600 44,047 #Xinyi Glass Holdings, Ltd............................ 140,000 78,165 YGM Trading, Ltd..................................... 5,000 11,991 Yue Yuen Industrial Holdings, Ltd.................... 24,000 82,298 ----------- TOTAL HONG KONG......................................... 14,445,977 ----------- IRELAND -- (0.7%) Aer Lingus Group P.L.C............................... 49,036 65,510 *Anglo Irish Bank Corp. P.L.C......................... 105,210 -- C&C Group P.L.C...................................... 67,048 321,213 CRH P.L.C............................................ 8,597 160,021 CRH P.L.C. Sponsored ADR............................. 59,771 1,114,729 DCC P.L.C............................................ 14,867 424,774 Dragon Oil P.L.C..................................... 41,303 368,928 *Elan Corp. P.L.C..................................... 4,564 49,670 *Elan Corp. P.L.C. Sponsored ADR...................... 8,300 89,640 FBD Holdings P.L.C................................... 4,590 57,482 Glanbia P.L.C........................................ 15,713 148,951 *Governor & Co. of the Bank of Ireland P.L.C. (The)... 2,839,487 335,421 *Governor & Co. of the Bank of Ireland P.L.C. Sponsored ADR (The)................................. 4,731 25,264 Grafton Group P.L.C.................................. 47,196 205,766 IFG Group P.L.C...................................... 9,778 17,730 *Independent News & Media P.L.C....................... 1,274 140 Irish Continental Group P.L.C........................ 457 11,145 *Kenmare Resources P.L.C.............................. 71,237 44,974 Kerry Group P.L.C. Series A.......................... 5,424 283,573 Kingspan Group P.L.C................................. 24,842 259,083 Paddy Power P.L.C.................................... 3,568 263,228 *Petroceltic International P.L.C...................... 196,979 21,970 Smurfit Kappa Group P.L.C............................ 20,100 221,609 ----------- TOTAL IRELAND........................................... 4,490,821 ----------- ISRAEL -- (0.5%) *Africa Israel Investments, Ltd....................... 14,567 37,073 *Alon Holdings Blue Square Israel, Ltd................ 1,554 4,028 458 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- ISRAEL -- (Continued) *AL-ROV Israel, Ltd..................................... 798 $ 17,929 *AudioCodes, Ltd........................................ 4,091 9,285 Azrieli Group, Ltd..................................... 2,954 66,173 *Bank Hapoalim B.M...................................... 74,739 294,030 *Bank Leumi Le-Israel B.M............................... 81,221 261,796 Bezeq Israeli Telecommunication Corp., Ltd............. 993 1,210 *Cellcom Israel, Ltd.................................... 833 7,434 *Ceragon Networks, Ltd.................................. 5,455 23,950 *Clal Biotechnology Industries, Ltd..................... 6,481 20,027 Clal Industries, Ltd................................... 11,551 40,798 Clal Insurance Enterprises Holdings, Ltd............... 3,607 49,025 Delek Automotive Systems, Ltd.......................... 824 5,156 Delek Group, Ltd....................................... 194 36,890 Delta-Galil Industries, Ltd............................ 230 2,418 DS Apex Holdings, Ltd.................................. 436 2,046 Elbit Systems, Ltd..................................... 879 30,947 Elbit Systems, Ltd. ADR................................ 500 17,765 Electra, Ltd........................................... 641 54,333 Elron Electronic Industries, Ltd....................... 1,825 8,642 *Evogene, Ltd........................................... 604 2,650 *EZchip Semiconductor, Ltd.............................. 1,999 62,787 *First International Bank of Israel, Ltd................ 3,244 38,526 *Formula Systems (1985), Ltd............................ 1,313 20,886 Frutarom Industries, Ltd............................... 4,837 52,092 *Gilat Satellite Networks, Ltd.......................... 4,767 21,247 *Given Imaging, Ltd..................................... 1,795 32,318 Golf & Co., Ltd........................................ 2,258 7,025 *Hadera Paper, Ltd...................................... 183 7,974 Harel Insurance Investments & Finances, Ltd............ 1,678 63,227 Hot Telecommunications Systems, Ltd.................... 3,182 31,599 Israel Chemicals, Ltd.................................. 5,296 66,256 *Israel Discount Bank, Ltd. Series A.................... 131,655 185,719 Ituran Location & Control, Ltd......................... 2,289 28,510 *Jerusalem Oil Exploration, Ltd......................... 2,037 34,260 *Kamada, Ltd............................................ 897 7,147 *Kardan Yazamut, Ltd.................................... 1,703 178 Matrix IT, Ltd......................................... 1,405 6,127 *Mellanox Technologies, Ltd............................. 3,101 234,025 *Menorah Mivtachim Holdings, Ltd........................ 8,326 63,803 Migdal Insurance & Financial Holding, Ltd.............. 30,975 41,737 *Mizrahi Tefahot Bank, Ltd.............................. 17,744 161,124 *Naphtha Israel Petroleum Corp., Ltd.................... 4,748 18,215 *NICE Systems, Ltd. Sponsored ADR....................... 3,569 118,848 *Nitsba Holdings (1995), Ltd............................ 480 3,798 *Nova Measuring Instruments, Ltd........................ 700 4,940 *Oil Refineries, Ltd.................................... 127,969 61,618 Ormat Industries, Ltd.................................. 10,284 54,625 Osem Investments, Ltd.................................. 634 9,574 Partner Communications Co., Ltd........................ 1,522 8,759 Paz Oil Co., Ltd....................................... 624 82,228 *Phoenix Holdings, Ltd. (The)........................... 12,198 25,366 Plasson, Ltd........................................... 986 26,697 Rami Levi Chain Stores Hashikma Marketing 2006, Ltd.... 783 23,342 *Retalix, Ltd........................................... 1,391 27,441 Shikun & Binui, Ltd.................................... 8,983 14,990 *Strauss Group, Ltd..................................... 2,188 24,732 Super-Sol, Ltd. Series B............................... 3,148 8,504 Teva Pharmaceutical Industries, Ltd. Sponsored ADR..... 12,719 514,102 *Tower Semiconductor, Ltd............................... 4,246 35,325 *Union Bank of Israel, Ltd.............................. 3,077 10,096 ---------- TOTAL ISRAEL.............................................. 3,233,372 ---------- 459 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- ITALY -- (2.3%) *A2A SpA................................................ 20,702 $ 10,201 ACEA SpA............................................... 3,054 16,806 Acegas-APS SpA......................................... 2,087 15,039 Alerion Cleanpower SpA................................. 2,833 13,834 Amplifon SpA........................................... 10,160 47,123 Ansaldo STS SpA........................................ 7,467 60,766 *Arnoldo Mondadori Editore SpA.......................... 21,374 28,899 *Ascopiave SpA.......................................... 8,381 14,438 Assicurazioni Generali SpA............................. 17,834 290,408 Astaldi SpA............................................ 14,297 92,045 #Atlantia SpA........................................... 1,596 26,398 Autogrill SpA.......................................... 6,656 68,133 Azimut Holding SpA..................................... 10,087 128,146 #*Banca Carige SpA....................................... 80,694 74,705 Banca Generali SpA..................................... 6,800 99,863 Banca IFIS SpA......................................... 3,017 20,720 #*Banca Monte Dei Paschi di Siena SpA.................... 1,051,110 290,559 Banca Piccolo Credito Valtellinese Scarl............... 52,726 83,958 Banca Popolare dell'Emilia Romagna Scarl............... 69,814 416,025 *Banca Popolare dell'Etruria e del Lazio Scarl.......... 15,139 16,698 *Banca Popolare di Milano Scarl......................... 818,032 450,788 Banca Popolare di Sondrio Scarl........................ 59,941 343,313 Banca Profilo SpA...................................... 35,778 11,178 Banco di Desio e della Brianza SpA..................... 6,850 18,201 *Banco Popolare Scarl................................... 435,685 695,254 BasicNet SpA........................................... 6,641 15,236 Bonifica Terreni Ferraresi e Imprese Agricole SpA...... 148 7,890 Brembo SpA............................................. 6,992 71,388 *Brioschi Sviluppo Immobiliare SpA...................... 10,866 1,234 #Buzzi Unicem SpA....................................... 22,500 267,741 C.I.R. SpA - Compagnie Industriali Riunite............. 95,796 109,692 Cairo Communication SpA................................ 3,024 9,493 Caltagirone Editore SpA................................ 8,964 10,589 Cementir Holding SpA................................... 14,591 30,788 Credito Bergamasco SpA................................. 474 8,640 Credito Emiliano SpA................................... 20,701 99,982 #Danieli & Co. SpA...................................... 1,971 56,459 Datalogic SpA.......................................... 3,058 26,244 Davide Campari - Milano SpA............................ 23,376 189,710 De Longhi SpA.......................................... 4,556 60,742 *DeA Capital SpA........................................ 23,966 39,791 DiaSorin SpA........................................... 3,048 102,357 *EI Towers SpA.......................................... 1,405 37,085 *Engineering Ingegneria Informatica SpA................. 729 25,793 Eni SpA................................................ 16,556 380,967 Eni SpA Sponsored ADR.................................. 10,306 472,942 ERG SpA................................................ 12,697 92,179 Esprinet SpA........................................... 3,965 16,227 #*Eurotech SpA........................................... 5,432 7,968 #Falck Renewables SpA................................... 38,352 46,858 Fiat Industrial SpA.................................... 17,446 189,096 #*Fiat SpA............................................... 137,109 671,008 #*Finmeccanica SpA....................................... 117,666 583,552 *Fondiaria-Sai SpA...................................... 62,748 81,612 *Gemina SpA............................................. 123,796 118,209 #Geox SpA............................................... 7,588 21,696 Gruppo Editoriale L'Espresso SpA....................... 23,990 23,821 #Hera SpA............................................... 30,863 52,033 Immsi SpA.............................................. 51,070 25,430 Impregilo SpA.......................................... 125,178 505,491 Indesit Co. SpA........................................ 6,405 39,732 460 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- ITALY -- (Continued) Industria Macchine Automatiche SpA..................... 132 $ 2,312 #Interpump Group SpA.................................... 7,628 58,058 Intesa Sanpaolo SpA.................................... 272,792 439,437 Iren SpA............................................... 20,180 11,375 Italcementi SpA........................................ 17,978 90,987 *Italmobiliare SpA...................................... 1,299 20,028 *Juventus Football Club SpA............................. 18,350 5,108 *KME Group SpA.......................................... 36,247 16,416 *Landi Renzo SpA........................................ 7,410 13,490 Lottomatica Group SpA.................................. 7,064 152,041 Luxottica Group SpA.................................... 1,407 53,702 Luxottica Group SpA Sponsored ADR...................... 300 11,418 *Maire Tecnimont SpA.................................... 22,029 17,588 MARR SpA............................................... 1,671 15,784 #Mediaset SpA........................................... 103,937 182,576 Mediobanca SpA......................................... 90,740 518,821 Mediolanum SpA......................................... 13,332 65,447 *Milano Assicurazioni SpA............................... 239,825 102,092 Parmalat SpA........................................... 66,960 151,754 #Piaggio & C. SpA....................................... 25,137 61,992 #Pirelli & C. SpA....................................... 27,466 319,061 *Poltrona Frau SpA...................................... 2,894 3,657 #*Prelios SpA............................................ 120,610 12,967 *Premafin Finanziaria SpA............................... 32,033 6,470 Prysmian SpA........................................... 8,594 165,699 #*RCS MediaGroup SpA..................................... 14,264 26,009 Recordati SpA.......................................... 16,583 132,866 Reply SpA.............................................. 296 7,701 Sabaf SpA.............................................. 760 8,604 *Safilo Group SpA....................................... 10,588 89,503 Saipem SpA............................................. 2,928 131,932 *Saras SpA.............................................. 66,336 88,770 SAVE SpA............................................... 7,283 67,632 *Snai SpA............................................... 235 217 *Societa Cattolica di Assicurazioni Scrl................ 9,599 149,574 Societa Iniziative Autostradali e Servizi SpA.......... 8,046 67,001 Sogefi SpA............................................. 8,308 19,955 Sol SpA................................................ 6,059 36,702 *Sorin SpA.............................................. 63,354 148,616 #*Telecom Italia Media SpA............................... 98,726 21,019 Telecom Italia SpA..................................... 508,550 469,193 #Telecom Italia SpA Sponsored ADR....................... 32,914 302,480 Tenaris SA ADR......................................... 2,700 101,574 Terna Rete Elettrica Nazionale SpA..................... 6,851 25,758 Tod's SpA.............................................. 859 100,683 Trevi Finanziaria SpA.................................. 9,836 66,469 *UniCredit SpA.......................................... 199,530 882,551 Unione di Banche Italiane ScpA......................... 142,756 562,343 #*Unipol Gruppo Finanziario SpA.......................... 60,312 132,046 Vianini Lavori SpA..................................... 1,509 6,092 Vittoria Assicurazioni SpA............................. 3,490 21,206 *Yoox SpA............................................... 2,309 34,991 Zignago Vetro SpA...................................... 2,758 15,984 ----------- TOTAL ITALY............................................... 14,048,924 ----------- JAPAN -- (18.2%) 77 Bank, Ltd. (The).................................... 59,000 224,681 A&D Co., Ltd........................................... 2,300 7,405 Accordia Golf Co., Ltd................................. 275 195,720 Achilles Corp.......................................... 28,000 36,131 Adeka Corp............................................. 19,400 146,313 461 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) *Aderans Co., Ltd....................................... 4,600 $ 60,197 Advan Co., Ltd......................................... 2,600 27,277 Advantest Corp......................................... 3,900 49,327 Advantest Corp. ADR.................................... 1,800 22,608 Aeon Co., Ltd.......................................... 16,400 178,867 Aeon Delight Co., Ltd.................................. 800 16,461 Aeon Fantasy Co., Ltd.................................. 900 12,057 Ahresty Corp........................................... 3,500 13,997 Ai Holdings Corp....................................... 7,700 49,019 Aica Kogyo Co., Ltd.................................... 5,800 98,186 Aichi Bank, Ltd. (The)................................. 1,900 105,195 Aichi Corp............................................. 10,300 41,075 Aichi Steel Corp....................................... 24,000 89,373 Aichi Tokei Denki Co., Ltd............................. 5,000 17,118 Aida Engineering, Ltd.................................. 14,800 94,205 Aigan Co., Ltd......................................... 4,200 16,364 Aiphone Co., Ltd....................................... 1,700 29,462 Air Water, Inc......................................... 3,000 37,591 Airport Facilities Co., Ltd............................ 6,100 28,128 Aisan Industry Co., Ltd................................ 7,900 60,108 Aisin Seiki Co., Ltd................................... 3,500 102,215 Ajinomoto Co., Inc..................................... 11,000 167,947 #Akebono Brake Industry Co., Ltd........................ 8,800 37,928 Akita Bank, Ltd. (The)................................. 53,000 145,486 Alconix Corp........................................... 1,000 16,407 Alfresa Holdings Corp.................................. 6,800 307,414 Allied Telesis Holdings K.K............................ 20,700 18,428 #Alpen Co., Ltd......................................... 5,200 95,399 Alpha Systems, Inc..................................... 1,560 18,423 Alpine Electronics, Inc................................ 11,500 99,950 #Alps Electric Co., Ltd................................. 32,700 193,324 Alps Logistics Co., Ltd................................ 2,000 19,721 Altech Corp............................................ 600 4,758 Amada Co., Ltd......................................... 60,000 304,662 Amano Corp............................................. 12,900 105,867 Amiyaki Tei Co., Ltd................................... 6 14,846 Amuse, Inc............................................. 200 3,835 Ando Corp.............................................. 25,000 28,197 Anest Iwata Corp....................................... 7,000 26,517 Anritsu Corp........................................... 6,000 75,477 AOC Holdings, Inc...................................... 8,000 27,468 AOI Electronic Co., Ltd................................ 1,000 14,768 AOKI Holdings, Inc..................................... 3,939 87,564 Aomori Bank, Ltd. (The)................................ 44,000 130,684 Aoyama Trading Co., Ltd................................ 13,500 266,792 Aozora Bank, Ltd....................................... 59,000 166,381 Arakawa Chemical Industries, Ltd....................... 2,600 20,247 *Arata Corp............................................. 5,000 20,475 Araya Industrial Co., Ltd.............................. 17,000 22,790 Arcland Sakamoto Co., Ltd.............................. 3,500 50,732 Arcs Co., Ltd.......................................... 6,689 141,180 Argo Graphics, Inc..................................... 500 6,494 Ariake Japan Co., Ltd.................................. 3,200 68,235 Arisawa Manufacturing Co., Ltd......................... 6,500 15,464 Arnest One Corp........................................ 4,000 59,343 *Arrk Corp.............................................. 4,800 10,442 As One Corp............................................ 3,100 64,082 #Asahi Co., Ltd......................................... 2,700 40,617 Asahi Diamond Industrial Co., Ltd...................... 6,000 53,136 Asahi Glass Co., Ltd................................... 40,000 271,914 Asahi Group Holdings, Ltd.............................. 2,000 45,646 462 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Asahi Holdings, Inc.................................... 1,100 $ 18,552 Asahi Kasei Corp....................................... 20,000 110,025 Asahi Kogyosha Co., Ltd................................ 2,000 6,614 Asahi Organic Chemicals Industry Co., Ltd.............. 15,000 35,525 Asatsu-DK, Inc......................................... 4,500 103,393 *Ashimori Industry Co., Ltd............................. 6,000 7,687 Asics Corp............................................. 5,000 72,664 ASKA Pharmaceutical Co., Ltd........................... 5,000 26,054 Astellas Pharma, Inc................................... 1,000 49,738 Asunaro Aoki Construction Co., Ltd..................... 3,500 18,952 Ataka Construction & Engineering Co., Ltd.............. 9,000 36,554 Atom Corp.............................................. 4,000 20,248 Atsugi Co., Ltd........................................ 40,000 45,616 Autobacs Seven Co., Ltd................................ 4,700 192,870 Avex Group Holdings, Inc............................... 3,700 73,175 Awa Bank, Ltd. (The)................................... 37,000 221,146 Azbil Corp............................................. 2,800 57,281 Bando Chemical Industries, Ltd......................... 15,000 45,671 Bank of Iwate, Ltd. (The).............................. 3,600 166,868 Bank of Kyoto, Ltd. (The).............................. 30,000 257,858 Bank of Nagoya, Ltd. (The)............................. 34,000 116,396 Bank of Okinawa, Ltd. (The)............................ 4,300 179,002 Bank of Saga, Ltd. (The)............................... 32,000 70,195 Bank of the Ryukyus, Ltd............................... 9,500 119,463 Bank of Yokohama, Ltd. (The)........................... 109,000 501,623 Belc Co., Ltd.......................................... 3,000 44,310 Belluna Co., Ltd....................................... 5,150 38,215 Benesse Holdings, Inc.................................. 400 19,267 *Best Denki Co., Ltd.................................... 10,000 13,925 #Bic Camera, Inc........................................ 104 50,812 BML, Inc............................................... 1,200 30,249 Bookoff Corp........................................... 2,500 20,611 Bridgestone Corp....................................... 4,900 114,459 Brother Industries, Ltd................................ 6,400 60,359 Bunka Shutter Co., Ltd................................. 10,000 42,696 CAC Corp............................................... 5,800 48,838 Calsonic Kansei Corp................................... 27,000 109,125 Canon Electronics, Inc................................. 1,900 40,041 Canon Marketing Japan, Inc............................. 9,200 134,085 Canon, Inc............................................. 3,400 110,499 Capcom Co., Ltd........................................ 2,100 40,051 #Casio Computer Co., Ltd................................ 18,200 139,275 Cawachi, Ltd........................................... 3,900 83,193 Central Glass Co., Ltd................................. 43,000 124,458 Central Sports Co., Ltd................................ 500 7,152 Century Tokyo Leasing Corp............................. 6,900 136,997 Chiba Bank, Ltd. (The)................................. 62,000 362,152 *Chiba Kogyo Bank, Ltd. (The)........................... 9,400 47,151 Chino Corp............................................. 4,000 9,827 Chiyoda Co., Ltd....................................... 4,200 120,143 Chiyoda Corp........................................... 2,000 32,307 Chiyoda Integre Co., Ltd............................... 3,600 37,094 Chofu Seisakusho Co., Ltd.............................. 800 18,405 #Chori Co., Ltd......................................... 4,700 51,364 Chubu Shiryo Co., Ltd.................................. 5,000 31,977 Chuetsu Pulp & Paper Co., Ltd.......................... 20,000 34,082 #Chugai Ro Co., Ltd..................................... 13,000 34,854 Chugoku Bank, Ltd. (The)............................... 24,000 330,300 Chugoku Marine Paints, Ltd............................. 11,000 54,306 Chukyo Bank, Ltd. (The)................................ 25,000 56,336 Chuo Denki Kogyo Co., Ltd.............................. 3,100 10,490 463 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Chuo Spring Co., Ltd.................................... 5,000 $ 17,065 Citizen Holdings Co., Ltd............................... 39,400 199,965 CKD Corp................................................ 8,600 43,866 Cleanup Corp............................................ 4,000 26,232 CMIC Holdings Co., Ltd.................................. 1,400 21,375 CMK Corp................................................ 12,800 41,773 Coca-Cola Central Japan Co., Ltd........................ 7,600 93,415 Coca-Cola West Co., Ltd................................. 10,300 157,900 Cocokara fine, Inc...................................... 3,000 101,032 Colowide Co., Ltd....................................... 4,000 35,422 Computer Engineering & Consulting, Ltd.................. 1,700 9,760 COMSYS Holdings Corp.................................... 23,100 307,080 Corona Corp............................................. 5,500 67,784 Cosel Co., Ltd.......................................... 2,200 28,408 Cosmo Oil Co., Ltd...................................... 104,000 184,977 #Cosmos Pharmaceutical Corp.............................. 700 69,032 Credit Saison Co., Ltd.................................. 14,200 312,032 Dai Nippon Printing Co., Ltd............................ 55,000 389,733 Dai Nippon Toryo, Ltd................................... 29,000 30,560 Daibiru Corp............................................ 13,800 111,652 Daicel Corp............................................. 51,000 306,198 Dai-Dan Co., Ltd........................................ 4,000 23,632 Daido Kogyo Co., Ltd.................................... 11,000 17,661 Daido Metal Co., Ltd.................................... 7,000 47,904 Daido Steel Co., Ltd.................................... 28,000 121,428 Daidoh, Ltd............................................. 4,600 26,267 #*Daiei, Inc. (The)....................................... 25,650 48,540 Daifuku Co., Ltd........................................ 23,500 117,477 Daihatsu Motor Co., Ltd................................. 3,000 52,504 Daihen Corp............................................. 23,000 61,641 Daiho Corp.............................................. 20,000 23,318 #*Daiichi Chuo K.K........................................ 37,000 29,202 Daiichi Jitsugyo Co., Ltd............................... 11,000 46,029 Daiichi Kigenso Kagaku-Kyogyo Co., Ltd.................. 700 10,297 Daiichi Kogyo Seiyaku Co., Ltd.......................... 11,000 26,754 Dai-ichi Life Insurance Co., Ltd. (The)................. 40 46,119 Daiichi Sankyo Co., Ltd................................. 3,800 58,163 *Dai-ichi Seiko Co., Ltd................................. 1,500 20,515 Daiken Corp............................................. 20,000 44,122 Daiki Aluminium Industry Co., Ltd....................... 2,000 5,164 Daikin Industries, Ltd.................................. 3,000 83,047 #Daikoku Denki Co., Ltd.................................. 1,300 32,913 Daikokutenbussan Co., Ltd............................... 400 12,714 Daikyo, Inc............................................. 30,000 80,035 Dainichi Co., Ltd....................................... 800 7,869 Dainichiseika Colour & Chemicals Manufacturing Co., Ltd. 18,000 75,541 Dainippon Sumitomo Pharma Co., Ltd...................... 8,100 93,164 Daio Paper Corp......................................... 20,000 110,479 Daisan Bank, Ltd. (The)................................. 34,000 60,434 Daiseki Co., Ltd........................................ 2,900 39,118 Daishi Bank, Ltd. (The)................................. 69,000 228,007 Daishinku Corp.......................................... 2,000 5,670 Daiso Co., Ltd.......................................... 13,000 36,018 #Daisyo Corp............................................. 2,000 25,121 Daito Bank, Ltd. (The).................................. 23,000 20,165 Daito Electron Co., Ltd................................. 1,200 4,966 Daito Pharmaceutical Co., Ltd........................... 2,400 41,111 Daito Trust Construction Co., Ltd....................... 500 50,468 Daiwa House Industry Co., Ltd........................... 23,000 348,800 Daiwa Industries, Ltd................................... 2,000 8,499 Daiwa Securities Group, Inc............................. 153,447 612,125 464 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Daiwabo Holdings Co., Ltd.............................. 57,000 $105,620 DC Co., Ltd............................................ 3,400 9,983 DCM Holdings Co., Ltd.................................. 19,700 134,230 #DeNa Co., Ltd.......................................... 400 12,484 Denki Kagaku Kogyo K.K................................. 72,000 222,316 Denki Kogyo Co., Ltd................................... 13,000 59,804 Denso Corp............................................. 5,500 172,684 Dentsu, Inc............................................ 3,000 70,865 Denyo Co., Ltd......................................... 5,100 54,052 Descente, Ltd.......................................... 15,000 87,788 DIC Corp............................................... 32,000 59,004 *Digital Garage, Inc.................................... 8 15,428 #Disco Corp............................................. 800 39,479 Don Quijote Co., Ltd................................... 600 23,647 #Doshisha Co., Ltd...................................... 3,300 91,846 Doutor Nichires Holdings Co., Ltd...................... 8,000 100,697 Dowa Holdings Co., Ltd................................. 14,000 93,416 #Dr. Ci:Labo Co., Ltd................................... 4 12,856 DTS Corp............................................... 6,800 93,938 Dunlop Sports Co., Ltd................................. 4,600 58,638 Duskin Co., Ltd........................................ 11,300 214,614 Dwango Co., Ltd........................................ 14 23,156 eAccess, Ltd........................................... 540 272,519 Eagle Industry Co., Ltd................................ 6,000 37,540 Earth Chemical Co., Ltd................................ 100 3,713 Ebara Corp............................................. 90,000 352,948 #Edion Corp............................................. 20,500 87,613 Ehime Bank, Ltd. (The)................................. 43,000 109,953 Eidai Co., Ltd......................................... 1,000 4,010 Eighteenth Bank, Ltd. (The)............................ 38,000 99,632 Eiken Chemical Co., Ltd................................ 3,400 46,721 Eizo Nanao Corp........................................ 4,300 67,461 Elematec Corp.......................................... 2,574 32,932 Enplas Corp............................................ 2,700 96,452 EPS Corp............................................... 15 44,765 ESPEC Corp............................................. 5,400 43,271 Exedy Corp............................................. 6,400 125,101 Ezaki Glico Co., Ltd................................... 4,000 45,103 F&A Aqua Holdings, Inc................................. 2,600 30,745 Faith, Inc............................................. 176 18,571 FALCO SD HOLDINGS Co., Ltd............................. 400 4,726 Fancl Corp............................................. 8,700 93,490 #FCC Co., Ltd........................................... 4,200 75,431 #*FDK Corp............................................... 15,000 12,025 #*Ferrotec Corp.......................................... 3,300 12,989 FIDEA Holdings Co., Ltd................................ 32,400 64,148 #*First Baking Co., Ltd.................................. 4,000 4,012 *First Juken Co., Ltd................................... 600 6,304 Foster Electric Co., Ltd............................... 3,600 52,418 FP Corp................................................ 500 37,587 France Bed Holdings Co., Ltd........................... 30,000 63,613 F-Tech, Inc............................................ 1,200 18,847 *Fudo Tetra Corp........................................ 23,300 30,698 Fuji Co., Ltd.......................................... 1,400 29,530 Fuji Corp, Ltd......................................... 7,200 38,741 Fuji Electric Co., Ltd................................. 59,000 119,691 Fuji Electronics Co., Ltd.............................. 1,700 22,779 Fuji Furukawa Engineering & Construction Co., Ltd...... 2,000 4,385 Fuji Heavy Industries, Ltd............................. 25,000 241,003 *Fuji Kosan Co., Ltd.................................... 100 550 Fuji Media Holdings, Inc............................... 44 65,163 465 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Fuji Oil Co., Ltd...................................... 9,600 $127,778 Fuji Seal International, Inc........................... 2,300 48,999 #Fuji Soft, Inc......................................... 4,300 91,291 Fujibo Holdings, Inc................................... 23,000 95,039 Fujicco Co., Ltd....................................... 3,000 38,476 FUJIFILM Holdings Corp................................. 12,000 202,565 Fujikura Kasei Co., Ltd................................ 7,100 30,023 Fujikura, Ltd.......................................... 83,000 230,955 Fujimi, Inc............................................ 5,300 103,498 Fujimori Kogyo Co., Ltd................................ 2,800 66,335 Fujitec Co., Ltd....................................... 15,000 89,889 Fujitsu Frontech, Ltd.................................. 3,600 19,109 Fujitsu General, Ltd................................... 1,000 8,683 Fujitsu, Ltd........................................... 35,000 134,657 FuKoKu Co., Ltd........................................ 1,100 9,606 #Fukuda Corp............................................ 10,000 37,963 Fukui Bank, Ltd. (The)................................. 49,000 103,303 Fukuoka Financial Group, Inc........................... 68,000 265,919 Fukushima Bank, Ltd. (The)............................. 53,000 33,855 Fukushima Industries Corp.............................. 1,200 21,107 #Fukuyama Transporting Co., Ltd......................... 22,000 115,483 Funai Consulting, Inc.................................. 3,700 24,334 *Furukawa Co., Ltd...................................... 57,000 50,722 *Furukawa Electric Co., Ltd............................. 97,000 193,436 Furukawa-Sky Aluminum Corp............................. 24,000 56,288 Furusato Industries, Ltd............................... 600 5,263 Fuso Pharmaceutical Industries, Ltd.................... 14,000 45,219 *Futaba Industrial Co., Ltd............................. 9,400 35,335 Fuyo General Lease Co., Ltd............................ 4,300 120,324 Gakken Holdings Co., Ltd............................... 14,000 38,398 Gecoss Corp............................................ 5,100 34,594 Geo Holdings Corp...................................... 43 48,330 GLOBERIDE, Inc......................................... 5,000 6,834 Glory, Ltd............................................. 14,300 347,064 GMO Internet, Inc...................................... 5,000 34,996 Godo Steel, Ltd........................................ 34,000 50,697 Goldcrest Co., Ltd..................................... 4,790 72,020 #Goldwin, Inc........................................... 7,000 42,890 #*Gourmet Kineya Co., Ltd................................ 7,000 45,766 #GS Yuasa Corp.......................................... 7,000 27,288 GSI Creos Corp......................................... 26,000 35,157 G-Tekt Corp............................................ 1,500 28,555 #Gulliver International Co., Ltd........................ 920 35,226 Gun Ei Chemical Industry Co., Ltd...................... 12,000 29,159 Gunma Bank, Ltd. (The)................................. 67,000 323,236 Gunze, Ltd............................................. 43,000 107,688 H2O Retailing Corp..................................... 18,000 185,158 Hachijuni Bank, Ltd. (The)............................. 48,000 247,959 Hakudo Co., Ltd........................................ 1,500 13,963 Hakuhodo DY Holdings, Inc.............................. 2,910 174,392 Hakuto Co., Ltd........................................ 3,000 27,330 Hamakyorex Co., Ltd.................................... 1,600 49,879 Hamamatsu Photonics K.K................................ 1,400 48,538 Hankyu Hanshin Holdings, Inc........................... 66,000 365,368 Hanwa Co., Ltd......................................... 42,000 146,816 Happinet Corp.......................................... 2,800 23,609 Harashin Narus Holdings Co., Ltd....................... 3,000 55,897 Harima Chemicals, Inc.................................. 2,100 9,648 Haruyama Trading Co., Ltd.............................. 300 1,490 *Haseko Corp............................................ 76,500 48,833 *Hayashikane Sangyo Co., Ltd............................ 1,000 803 466 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ JAPAN -- (Continued) #Hazama Corp............................................ 15,200 $ 33,700 Heiwa Corp............................................. 1,700 26,719 Heiwa Real Estate Co., Ltd............................. 8,800 102,947 Heiwado Co., Ltd....................................... 7,700 107,152 Hibiya Engineering, Ltd................................ 5,900 66,579 Hiday Hidaka Corp...................................... 2,280 37,244 Higashi-Nippon Bank, Ltd............................... 41,000 88,418 Higo Bank, Ltd. (The).................................. 38,000 224,252 Hikari Tsushin, Inc.................................... 2,000 110,508 *HI-LEX Corp............................................ 700 10,412 Hino Motors, Ltd....................................... 8,000 61,839 Hioki EE Corp.......................................... 1,100 18,775 Hiroshima Bank, Ltd. (The)............................. 87,000 309,475 Hisaka Works, Ltd...................................... 7,000 48,703 Hisamitsu Pharmaceutical Co., Inc...................... 600 31,023 *Hitachi Cable, Ltd..................................... 43,000 56,508 Hitachi Capital Corp................................... 10,700 205,489 Hitachi Chemical Co., Ltd.............................. 6,700 94,493 #Hitachi Construction Machinery Co., Ltd................ 1,500 24,661 Hitachi High-Technologies Corp......................... 3,000 65,748 Hitachi Koki Co., Ltd.................................. 12,700 91,095 Hitachi Kokusai Electric, Inc.......................... 10,000 67,844 Hitachi Medical Corp................................... 5,000 61,445 Hitachi Metals, Ltd.................................... 4,000 37,475 Hitachi Tool Engineering, Ltd.......................... 4,800 44,915 Hitachi Transport System, Ltd.......................... 3,700 55,540 Hitachi Zosen Corp..................................... 124,000 155,365 Hitachi, Ltd........................................... 4,000 21,213 Hitachi, Ltd. ADR...................................... 4,900 257,054 #Hodogaya Chemical Co., Ltd............................. 11,000 20,538 Hogy Medical Co., Ltd.................................. 1,600 81,862 Hokkaido Electric Power Co., Inc....................... 3,400 28,001 Hokkaido Gas Co., Ltd.................................. 1,000 2,831 Hokkan Holdings, Ltd................................... 8,000 22,555 Hokko Chemical Industry Co., Ltd....................... 2,000 5,490 Hokkoku Bank, Ltd. (The)............................... 68,000 245,490 Hokuetsu Bank, Ltd. (The).............................. 48,000 92,033 #Hokuetsu Kishu Paper Co., Ltd.......................... 28,500 146,028 Hokuhoku Financial Group, Inc.......................... 214,000 340,246 Hokuriku Electric Industry Co., Ltd.................... 29,000 31,639 Hokuriku Electric Power Co., Inc....................... 1,600 15,891 Hokuto Corp............................................ 1,800 35,977 #Honda Motor Co., Ltd. Sponsored ADR.................... 14,859 448,147 H-One Co., Ltd......................................... 900 7,011 #Honeys Co., Ltd........................................ 1,350 21,510 Horiba, Ltd............................................ 4,000 109,142 Hoshizaki Electric Co., Ltd............................ 2,800 76,239 Hosiden Corp........................................... 16,400 88,941 Hosokawa Micron Corp................................... 10,000 55,335 House Foods Corp....................................... 11,700 188,831 Howa Machinery, Ltd.................................... 28,000 26,341 Hyakugo Bank, Ltd. (The)............................... 51,000 223,171 Hyakujishi Bank, Ltd. (The)............................ 54,000 211,706 Ibiden Co., Ltd........................................ 17,100 215,642 IBJ Leasing Co., Ltd................................... 5,200 131,428 #Ichibanya Co., Ltd..................................... 400 12,843 *Ichikoh Industries, Ltd................................ 11,000 15,475 Ichinen Holdings Co., Ltd.............................. 6,000 36,413 Ichiyoshi Securities Co., Ltd.......................... 8,400 43,914 Idec Corp.............................................. 4,600 36,121 Idemitsu Kosan Co., Ltd................................ 2,100 180,740 467 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Ihara Chemical Industry Co., Ltd....................... 7,000 $ 33,110 IHI Corp............................................... 47,000 98,981 Iida Home Max Co., Ltd................................. 4,800 42,350 Iino Kaiun Kaisha, Ltd................................. 20,700 59,115 Ikyu Corp.............................................. 16 8,247 Imasen Electric Industrial Co., Ltd.................... 3,600 41,795 Imperial Hotel, Ltd.................................... 200 5,282 Inaba Denki Sangyo Co., Ltd............................ 4,100 111,922 Inaba Seisakusho Co., Ltd.............................. 1,600 19,664 Inabata & Co., Ltd..................................... 12,000 77,561 Inageya Co., Ltd....................................... 3,400 41,550 Ines Corp.............................................. 10,100 64,443 Information Services International-Dentsu, Ltd......... 2,600 22,668 Innotech Corp.......................................... 4,400 18,372 Inpex Corp............................................. 56 319,025 Intage, Inc............................................ 500 10,326 Internet Initiative Japan, Inc......................... 2,000 52,258 #*Inui Steamship Co., Ltd................................ 4,100 10,063 *Iriso Electronics Co., Ltd............................. 300 4,159 Iseki & Co., Ltd....................................... 36,000 82,593 Isetan Mitsukoshi Holdings, Ltd........................ 31,100 304,425 *Ishihara Sangyo Kaisha, Ltd............................ 90,000 69,907 Ishii Iron Works Co., Ltd.............................. 3,000 4,851 Isuzu Motors, Ltd...................................... 45,000 238,031 IT Holdings Corp....................................... 18,400 229,320 ITC Networks Corp...................................... 3,700 29,651 #Ito En, Ltd............................................ 1,400 26,345 ITOCHU Corp............................................ 15,000 150,143 Itochu Enex Co., Ltd................................... 13,800 72,150 Itochu Techno-Solutions Corp........................... 600 31,042 Itochu-Shokuhin Co., Ltd............................... 1,600 58,490 Itoham Foods, Inc...................................... 30,000 119,886 Itoki Corp............................................. 8,153 50,719 Iwai Cosmo Holdings, Inc............................... 3,500 11,875 Iwaki & Co., Ltd....................................... 3,000 6,457 *Iwasaki Electric Co., Ltd.............................. 14,000 20,020 Iwatani Corp........................................... 15,000 58,790 *Iwatsu Electric Co., Ltd............................... 12,000 8,420 Iyo Bank, Ltd. (The)................................... 47,000 363,392 Izumi Co., Ltd......................................... 2,600 63,182 Izumiya Co., Ltd....................................... 14,000 69,291 J. Front Retailing Co., Ltd............................ 79,000 410,815 *Janome Sewing Machine Co., Ltd......................... 23,000 16,424 Japan Airport Terminal Co., Ltd........................ 7,100 77,177 Japan Aviation Electronics Industry, Ltd............... 10,000 79,726 Japan Carlit Co., Ltd.................................. 900 4,521 Japan Cash Machine Co., Ltd............................ 2,000 17,048 Japan Digital Laboratory Co., Ltd...................... 4,500 46,895 Japan Drilling Co., Ltd................................ 1,400 40,534 Japan Pulp & Paper Co., Ltd............................ 18,000 53,657 #*Japan Radio Co., Ltd................................... 12,000 27,534 #Japan Steel Works, Ltd. (The).......................... 5,000 29,639 Japan Transcity Corp................................... 11,000 37,625 Japan Vilene Co., Ltd.................................. 6,000 25,483 Japan Wool Textile Co., Ltd. (The)..................... 13,000 89,251 Jastec Co., Ltd........................................ 600 4,126 JBCC Holdings, Inc..................................... 6,000 41,531 *Jeol, Ltd.............................................. 16,000 33,305 JFE Holdings, Inc...................................... 17,360 245,018 Jidosha Buhin Kogyo Co., Ltd........................... 3,000 9,391 *Jimoto Holdings, Inc................................... 23,500 37,781 468 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) JMS Co., Ltd........................................... 7,000 $ 21,901 *Joban Kosan Co., Ltd................................... 11,000 15,021 J-Oil Mills, Inc....................................... 19,000 49,288 Joshin Denki Co., Ltd.................................. 10,000 109,505 Joyo Bank, Ltd. (The).................................. 62,000 300,050 JSP Corp............................................... 6,600 85,414 JSR Corp............................................... 3,200 54,891 JTEKT Corp............................................. 19,100 143,433 #Juki Corp.............................................. 17,000 20,873 Juroku Bank, Ltd....................................... 65,000 210,928 #JVC Kenwood Holdings, Inc.............................. 29,070 103,184 JX Holdings, Inc....................................... 56,170 299,165 #kabu.com Securities Co., Ltd........................... 6,400 17,665 #Kadokawa Group Holdings, Inc........................... 4,800 147,551 Kaga Electronics Co., Ltd.............................. 4,100 37,353 Kagome Co., Ltd........................................ 1,900 38,739 Kagoshima Bank, Ltd. (The)............................. 36,000 229,521 Kajima Corp............................................ 26,843 74,341 Kakaku.com, Inc........................................ 1,000 34,231 Kaken Pharmaceutical Co., Ltd.......................... 5,000 77,444 Kameda Seika Co., Ltd.................................. 1,400 34,754 Kamei Corp............................................. 9,000 77,758 Kamigumi Co., Ltd...................................... 42,000 338,731 Kanagawa Chuo Kotsu Co., Ltd........................... 6,000 35,313 Kanamoto Co., Ltd...................................... 5,000 61,021 Kandenko Co., Ltd...................................... 25,000 116,437 Kaneka Corp............................................ 50,000 243,914 *Kanematsu Corp......................................... 60,000 70,777 Kanematsu Electronics, Ltd............................. 2,100 23,335 Kansai Paint Co., Ltd.................................. 6,000 64,633 #Kanto Denka Kogyo Co., Ltd............................. 6,000 9,484 Kanto Natural Gas Development Co., Ltd................. 7,000 37,031 Kasai Kogyo Co., Ltd................................... 8,000 32,545 Kasumi Co., Ltd........................................ 11,800 77,023 *Katakura Industries Co., Ltd........................... 6,300 54,439 Kato Sangyo Co., Ltd................................... 5,000 90,435 Kato Works Co., Ltd.................................... 19,000 52,457 KAWADA TECHNOLOGIES, Inc............................... 200 2,591 Kawai Musical Instruments Manufacturing Co., Ltd....... 14,000 29,301 Kawasaki Heavy Industries, Ltd......................... 24,000 49,371 #*Kawasaki Kisen Kaisha, Ltd............................. 210,000 266,188 Kawasumi Laboratories, Inc............................. 5,000 27,253 #Keihan Electric Railway Co., Ltd....................... 9,000 43,507 Keihin Corp............................................ 9,500 114,691 Keisei Electric Railway Co., Ltd....................... 6,000 55,006 Keiyo Bank, Ltd. (The)................................. 59,000 258,656 #Keiyo Co., Ltd......................................... 3,000 16,008 *Kenedix, Inc........................................... 403 52,356 Kewpie Corp............................................ 7,500 123,867 Key Coffee, Inc........................................ 4,700 91,388 Kikkoman Corp.......................................... 10,000 132,778 Kimoto Co., Ltd........................................ 4,600 24,571 Kinden Corp............................................ 23,000 144,002 Kinki Sharyo Co., Ltd.................................. 7,000 22,556 Kintetsu World Express, Inc............................ 1,800 50,698 Kinugawa Rubber Industrial Co., Ltd.................... 5,000 29,245 Kirin Holdings Co., Ltd................................ 10,680 134,067 Kisoji Co., Ltd........................................ 2,500 51,274 Kitagawa Iron Works Co., Ltd........................... 22,000 36,664 Kita-Nippon Bank, Ltd. (The)........................... 1,200 32,784 Kitano Construction Corp............................... 17,000 41,104 469 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Kito Corp.............................................. 12 $ 10,045 Kitz Corp.............................................. 25,200 106,427 Kiyo Holdings, Inc..................................... 182,000 248,738 Koa Corp............................................... 8,600 67,258 Koatsu Gas Kogyo Co., Ltd.............................. 8,000 41,628 *Kobe Steel, Ltd........................................ 217,000 190,495 #Kohnan Shoji Co., Ltd.................................. 6,000 72,652 Koito Manufacturing Co., Ltd........................... 7,000 86,950 #Kojima Co., Ltd........................................ 9,400 32,853 Kokuyo Co., Ltd........................................ 17,800 138,299 #KOMAIHALTEC, Inc....................................... 12,000 31,713 Komatsu Seiren Co., Ltd................................ 9,000 41,726 Komatsu Wall Industry Co., Ltd......................... 500 6,725 Komeri Co., Ltd........................................ 4,800 115,852 Konaka Co., Ltd........................................ 4,400 43,457 Konami Co., Ltd........................................ 500 11,478 Konami Corp. ADR....................................... 200 4,620 Konica Minolta Holdings, Inc........................... 43,000 286,074 Konishi Co., Ltd....................................... 2,500 37,472 Kose Corp.............................................. 4,500 97,120 #KRS Corp............................................... 1,700 20,024 #*K's Holdings Corp...................................... 3,680 98,410 KU Holdings Co., Ltd................................... 400 2,251 Kubota Corp. Sponsored ADR............................. 2,020 103,545 *Kumagai Gumi Co., Ltd.................................. 34,000 30,687 #*Kumiai Chemical Industry Co., Ltd...................... 10,000 45,335 Kura Corp.............................................. 400 5,573 Kurabo Industries, Ltd................................. 44,000 67,808 Kuraray Co., Ltd....................................... 7,000 81,358 Kureha Corp............................................ 27,000 105,005 Kurimoto, Ltd.......................................... 27,000 82,562 Kurita Water Industries, Ltd........................... 1,100 24,972 Kuroda Electric Co., Ltd............................... 7,400 83,389 Kurosaki Harima Corp................................... 15,000 34,612 #KYB Co., Ltd........................................... 33,000 118,768 Kyocera Corp........................................... 500 43,979 Kyocera Corp. Sponsored ADR............................ 1,252 111,178 Kyodo Printing Co., Ltd................................ 19,000 42,612 Kyodo Shiryo Co., Ltd.................................. 18,000 20,546 #Kyoei Steel, Ltd....................................... 4,000 62,377 Kyokuto Kaihatsu Kogyo Co., Ltd........................ 5,700 47,472 Kyokuto Securities Co., Ltd............................ 7,300 55,460 Kyokuyo Co., Ltd....................................... 18,000 39,947 KYORIN Holdings, Inc................................... 8,000 169,135 Kyoritsu Maintenance Co., Ltd.......................... 2,000 42,807 Kyosan Electric Manufacturing Co., Ltd................. 10,000 32,577 Kyoto Kimono Yuzen Co., Ltd............................ 1,000 12,090 Kyowa Exeo Corp........................................ 22,500 236,158 Kyowa Hakko Kirin Co., Ltd............................. 17,000 180,952 Kyudenko Corp.......................................... 8,000 36,204 *Laox Co., Ltd.......................................... 11,000 3,305 Lawson, Inc............................................ 800 58,792 LEC, Inc............................................... 700 8,748 *Leopalace21 Corp....................................... 32,800 98,754 Life Corp.............................................. 2,200 33,979 Lintec Corp............................................ 10,900 188,543 #Lion Corp.............................................. 6,000 34,665 LIXIL Group Corp....................................... 12,700 280,775 #Look, Inc.............................................. 8,000 39,402 Macnica, Inc........................................... 3,000 59,109 #Macromill, Inc......................................... 2,000 24,461 470 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Maeda Corp............................................. 35,000 $154,828 Maeda Road Construction Co., Ltd....................... 17,000 213,463 Maezawa Kasei Industries Co., Ltd...................... 900 9,402 Maezawa Kyuso Industries Co., Ltd...................... 2,100 26,553 Makino Milling Machine Co., Ltd........................ 26,000 122,245 #Makita Corp. Sponsored ADR............................. 1,988 81,508 Mandom Corp............................................ 1,500 39,586 Mars Engineering Corp.................................. 2,800 66,711 Marubeni Corp.......................................... 7,000 45,359 Marubun Corp........................................... 2,700 11,258 Marudai Food Co., Ltd.................................. 27,000 94,727 Maruetsu, Inc. (The)................................... 9,000 29,652 Maruha Nichiro Holdings, Inc........................... 35,000 57,513 Marui Group Co., Ltd................................... 36,100 259,682 Marusan Securities Co., Ltd............................ 11,900 36,784 #Maruwa Co., Ltd........................................ 2,100 61,856 Maruwn Corp............................................ 5,100 11,959 Maruyama Manufacturing Co., Inc........................ 11,000 21,102 *Maruzen CHI Holdings Co., Ltd.......................... 700 1,939 Maruzen Showa Unyu Co., Ltd............................ 7,000 20,429 Matsuda Sangyo Co., Ltd................................ 2,200 29,259 Matsui Construction Co., Ltd........................... 7,000 24,377 #Matsui Securities Co., Ltd............................. 5,600 37,765 Matsumotokiyoshi Holdings Co., Ltd..................... 9,100 219,145 *Matsuya Co., Ltd....................................... 2,100 22,026 Matsuya Foods Co., Ltd................................. 2,100 38,040 Max Co., Ltd........................................... 7,000 76,570 Maxvalu Tokai Co., Ltd................................. 1,500 21,186 *Mazda Motor Corp....................................... 235,000 280,290 MEC Co., Ltd........................................... 3,400 9,543 Medipal Holdings Corp.................................. 19,600 249,615 Megachips Corp......................................... 2,300 51,386 Megmilk Snow Brand Co., Ltd............................ 7,000 118,189 Meidensha Corp......................................... 13,000 45,793 MEIJI Holdings Co., Ltd................................ 4,950 226,483 Meisei Industrial Co., Ltd............................. 2,000 6,319 Meitec Corp............................................ 1,800 39,631 Meito Sangyo Co., Ltd.................................. 1,100 13,990 Meiwa Estate Co., Ltd.................................. 2,000 8,854 Meiwa Trading Co., Ltd................................. 11,100 44,058 #Melco Holdings, Inc.................................... 2,100 43,832 Michinoku Bank, Ltd. (The)............................. 39,000 76,193 Mie Bank, Ltd. (The)................................... 23,000 49,016 Mikuni Coca-Cola Bottling Co., Ltd..................... 4,500 37,385 Milbon Co., Ltd........................................ 710 22,970 Mimasu Semiconductor Industry Co., Ltd................. 4,000 31,441 Minato Bank, Ltd. (The)................................ 46,000 82,387 #Minebea Co., Ltd....................................... 35,000 115,042 Ministop Co., Ltd...................................... 5,100 86,070 Miraca Holdings, Inc................................... 800 33,785 Mirait Holdings Corp................................... 15,010 121,639 Misawa Homes Co., Ltd.................................. 4,500 66,198 Misumi Group, Inc...................................... 3,400 83,534 Mitani Corp............................................ 1,200 13,054 Mito Securities Co., Ltd............................... 9,000 15,960 Mitsuba Corp........................................... 9,000 57,111 Mitsubishi Chemical Holdings Corp...................... 121,500 481,209 Mitsubishi Corp........................................ 36,000 642,706 Mitsubishi Electric Corp............................... 8,000 59,797 Mitsubishi Gas Chemical Co., Inc....................... 64,789 320,109 Mitsubishi Heavy Industries, Ltd....................... 49,000 206,392 471 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Mitsubishi Kakoki Kaisha, Ltd.......................... 7,000 $ 11,495 Mitsubishi Logistics Corp.............................. 20,000 257,932 Mitsubishi Materials Corp.............................. 95,800 278,538 *Mitsubishi Paper Mills, Ltd............................ 65,000 55,355 Mitsubishi Pencil Co., Ltd............................. 4,125 73,013 Mitsubishi Shokuhin Co., Ltd........................... 400 9,752 Mitsubishi Steel Manufacturing Co., Ltd................ 36,000 61,430 Mitsubishi Tanabe Pharma Corp.......................... 21,400 308,473 Mitsubishi UFJ Financial Group, Inc.................... 282,300 1,277,116 Mitsubishi UFJ Financial Group, Inc. ADR............... 16,850 75,656 Mitsuboshi Belting Co., Ltd............................ 13,000 72,010 Mitsui & Co., Ltd...................................... 24,800 349,562 Mitsui & Co., Ltd. Sponsored ADR....................... 471 132,525 Mitsui Chemicals, Inc.................................. 144,000 297,683 Mitsui Engineering & Shipbuilding Co., Ltd............. 163,000 196,046 Mitsui Fudosan Co., Ltd................................ 9,000 181,933 *Mitsui High-Tec, Inc................................... 8,600 63,934 Mitsui Home Co., Ltd................................... 6,000 29,257 Mitsui Knowledge Industry Co., Ltd..................... 78 12,734 *Mitsui Matsushima Co., Ltd............................. 29,000 41,076 *Mitsui Mining & Smelting Co., Ltd...................... 129,000 273,075 Mitsui O.S.K. Lines, Ltd............................... 106,000 254,075 Mitsui Sugar Co., Ltd.................................. 21,000 67,660 Mitsui-Soko Co., Ltd................................... 18,000 55,045 *Mitsumi Electric Co., Ltd.............................. 19,400 93,376 Mitsuuroko Holdings Co., Ltd........................... 3,000 19,546 Miura Co., Ltd......................................... 2,200 50,278 Miyachi Corp........................................... 600 3,797 #*Miyaji Engineering Group, Inc.......................... 23,000 39,184 Miyazaki Bank, Ltd. (The).............................. 33,000 81,039 Miyoshi Oil & Fat Co., Ltd............................. 20,000 24,822 Mizuho Financial Group, Inc............................ 577,660 903,853 Mizuno Corp............................................ 22,000 102,573 Mochida Pharmaceutical Co., Ltd........................ 3,000 38,702 Modec, Inc............................................. 1,600 32,498 Monex Group, Inc....................................... 438 74,644 #Mori Seiki Co., Ltd.................................... 19,300 120,881 Morinaga & Co., Ltd.................................... 18,000 39,658 Morinaga Milk Industry Co., Ltd........................ 47,000 155,421 Morita Holdings Corp................................... 5,000 42,008 Mory Industries, Inc................................... 7,000 19,385 #MOS Food Services, Inc................................. 1,400 26,779 Moshi Moshi Hotline, Inc............................... 3,300 49,702 Mr Max Corp............................................ 8,900 34,676 MS&AD Insurance Group Holdings, Inc.................... 14,382 243,901 Murakami Corp.......................................... 2,000 22,910 Murata Manufacturing Co., Ltd.......................... 2,100 102,156 #Musashi Seimitsu Industry Co., Ltd..................... 3,000 62,652 Musashino Bank, Ltd.................................... 7,700 220,546 #Mutoh Holdings Co., Ltd................................ 4,000 8,773 Nabtesco Corp.......................................... 3,600 67,187 Nachi-Fujikoshi Corp................................... 27,000 83,942 Nagaileben Co., Ltd.................................... 1,800 26,430 Nagano Bank, Ltd. (The)................................ 12,000 22,844 Nagase & Co., Ltd...................................... 18,700 199,484 Nagatanien Co., Ltd.................................... 2,000 19,683 Nagoya Railroad Co., Ltd............................... 12,000 32,762 Nakabayashi Co., Ltd................................... 9,000 19,044 Nakamuraya Co., Ltd.................................... 10,083 49,764 *Nakayama Steel Works, Ltd.............................. 31,000 15,147 Namco Bandai Holdings, Inc............................. 8,000 125,704 472 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Nankai Electric Railway Co., Ltd....................... 9,000 $ 40,700 Nanto Bank, Ltd. (The)................................. 53,000 270,248 Natori Co., Ltd........................................ 700 7,650 NEC Capital Solutions, Ltd............................. 1,400 19,655 *NEC Corp............................................... 247,000 473,759 NEC Fielding, Ltd...................................... 4,400 51,659 NEC Mobiling, Ltd...................................... 3,000 124,805 NEC Networks & System Integration Corp................. 4,900 89,515 Net One Systems Co., Ltd............................... 5,400 60,106 Neturen Co., Ltd....................................... 7,200 43,946 *New Japan Chemical Co., Ltd............................ 6,900 23,474 NGK Insulators, Ltd.................................... 2,000 22,300 NGK Spark Plug Co., Ltd................................ 8,000 89,588 NHK Spring Co., Ltd.................................... 9,000 75,167 Nice Holdings, Inc..................................... 9,000 19,390 Nichia Steel Works, Ltd................................ 10,000 23,060 #Nichias Corp........................................... 11,000 53,909 Nichiban Co., Ltd...................................... 9,000 28,204 #Nichicon Corp.......................................... 11,400 77,609 *Nichiden Corp.......................................... 1,400 37,767 Nichiha Corp........................................... 6,300 67,635 Nichii Gakkan Co....................................... 5,400 49,179 Nichirei Corp.......................................... 38,000 209,611 Nichireki Co., Ltd..................................... 7,000 33,186 Nidec Copal Electronics Corp........................... 200 1,022 Nidec Corp............................................. 408 29,035 Nidec Tosok Corp....................................... 3,200 21,034 Nifco, Inc............................................. 2,800 63,630 Nifty Corp............................................. 17 26,418 #Nihon Chouzai Co., Ltd................................. 720 19,126 Nihon Dempa Kogyo Co., Ltd............................. 5,700 61,875 Nihon Eslead Corp...................................... 700 6,024 Nihon Kohden Corp...................................... 2,100 78,118 Nihon Nohyaku Co., Ltd................................. 12,000 53,227 Nihon Parkerizing Co., Ltd............................. 7,000 105,643 Nihon Trim Co., Ltd.................................... 250 6,771 Nihon Unisys, Ltd...................................... 13,500 98,159 Nihon Yamamura Glass Co., Ltd.......................... 28,000 58,231 Nikkiso Co., Ltd....................................... 8,000 95,528 Nikko Co., Ltd......................................... 2,000 7,516 Nintendo Co., Ltd...................................... 400 51,640 Nippo Corp............................................. 12,000 136,010 Nippon Beet Sugar Manufacturing Co., Ltd............... 30,000 57,467 #Nippon Carbide Industries Co., Inc..................... 11,000 27,343 Nippon Carbon Co., Ltd................................. 29,000 49,458 *Nippon Chemical Industrial Co., Ltd.................... 18,000 22,348 #*Nippon Chemi-Con Corp.................................. 36,000 52,361 Nippon Chemiphar Co., Ltd.............................. 5,000 33,191 Nippon Coke & Engineering Co., Ltd..................... 49,000 57,739 Nippon Concrete Industries Co., Ltd.................... 4,000 12,421 Nippon Denko Co., Ltd.................................. 26,000 60,892 Nippon Densetsu Kogyo Co., Ltd......................... 7,000 63,700 Nippon Denwa Shisetsu Co., Ltd......................... 10,000 30,425 Nippon Electric Glass Co., Ltd......................... 38,000 193,407 Nippon Express Co., Ltd................................ 74,000 270,802 Nippon Filcon Co., Ltd................................. 1,800 8,805 Nippon Fine Chemical Co., Ltd.......................... 4,800 31,764 Nippon Flour Mills Co., Ltd............................ 26,000 108,791 Nippon Formula Feed Manufacturing Co., Ltd............. 18,000 23,027 #Nippon Gas Co., Ltd.................................... 2,700 47,203 Nippon Hume Corp....................................... 2,000 10,151 473 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Nippon Jogesuido Sekkei Co., Ltd....................... 14 $ 19,650 #Nippon Kayaku Co., Ltd................................. 17,000 189,239 #*Nippon Kinzoku Co., Ltd................................ 16,000 21,066 Nippon Koei Co., Ltd................................... 12,000 39,197 Nippon Konpo Unyu Soko Co., Ltd........................ 13,300 160,249 Nippon Koshuha Steel Co., Ltd.......................... 18,000 16,482 *Nippon Light Metal Holdings Co., Ltd................... 113,000 102,013 Nippon Meat Packers, Inc............................... 13,000 161,332 Nippon Paint Co., Ltd.................................. 11,000 88,033 #Nippon Paper Group, Inc................................ 17,824 203,843 Nippon Pillar Packing Co., Ltd......................... 4,000 24,974 Nippon Piston Ring Co., Ltd............................ 10,000 16,136 Nippon Road Co., Ltd. (The)............................ 25,000 92,411 Nippon Seiki Co., Ltd.................................. 8,000 76,883 Nippon Seisen Co., Ltd................................. 6,000 21,347 Nippon Sharyo, Ltd..................................... 20,000 72,707 #*Nippon Sheet Glass Co., Ltd............................ 191,000 158,199 Nippon Shinyaku Co., Ltd............................... 11,000 132,516 Nippon Shokubai Co., Ltd............................... 14,000 137,312 Nippon Signal Co., Ltd................................. 11,900 66,677 Nippon Soda Co., Ltd................................... 31,000 134,752 Nippon Steel & Sumitomo Metal Corp..................... 165,812 366,000 Nippon Steel Trading Co., Ltd.......................... 18,000 41,967 Nippon Suisan Kaisha, Ltd.............................. 31,200 68,396 Nippon Synthetic Chemical Industry Co., Ltd. (The)..... 15,000 98,462 Nippon Television Network Corp......................... 2,800 36,216 Nippon Thompson Co., Ltd............................... 16,000 55,357 Nippon Valqua Industries, Ltd.......................... 16,000 42,924 *Nippon Yakin Kogyo Co., Ltd............................ 35,500 31,613 #Nippon Yusen K.K....................................... 143,217 272,991 Nippon Yusoki Co., Ltd................................. 7,000 18,781 Nipro Corp............................................. 29,600 202,380 Nishimatsu Construction Co., Ltd....................... 60,000 93,938 #Nishimatsuya Chain Co., Ltd............................ 10,100 81,373 Nishi-Nippon Bank, Ltd................................. 117,000 266,786 Nishi-Nippon Railroad Co., Ltd......................... 5,000 21,232 Nissan Chemical Industries, Ltd........................ 7,200 79,478 Nissan Motor Co., Ltd.................................. 43,900 367,152 Nissan Shatai Co., Ltd................................. 16,000 175,082 Nissei Corp............................................ 5,400 47,819 Nissen Holdings Co., Ltd............................... 7,300 28,506 #*Nissha Printing Co., Ltd............................... 5,400 41,255 Nisshin Fudosan Co., Ltd............................... 4,700 25,083 Nisshin Oillio Group, Ltd. (The)....................... 25,000 92,044 Nisshin Seifun Group, Inc.............................. 16,000 199,943 #*Nisshin Steel Holdings Co., Ltd........................ 14,540 96,350 Nisshinbo Holdings, Inc................................ 28,000 183,178 Nissin Corp............................................ 11,000 27,283 Nissin Electric Co., Ltd............................... 13,000 75,235 Nissin Foods Holdings Co., Ltd......................... 1,000 37,814 Nissin Kogyo Co., Ltd.................................. 5,300 76,172 Nissin Sugar Holdings Co., Ltd......................... 200 3,804 Nissui Pharmaceutical Co., Ltd......................... 3,400 35,547 Nitori Holdings Co., Ltd............................... 300 24,499 Nitta Corp............................................. 5,900 90,755 Nittan Valve Co., Ltd.................................. 4,200 13,627 Nittetsu Mining Co., Ltd............................... 18,000 72,407 Nitto Boseki Co., Ltd.................................. 33,000 108,493 Nitto Denko Corp....................................... 1,600 72,685 Nitto Kogyo Corp....................................... 7,600 116,370 Nitto Kohki Co., Ltd................................... 2,400 54,248 474 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Nitto Seiko Co., Ltd................................... 7,000 $ 18,319 #Nittoc Construction Co., Ltd........................... 500 1,799 Nittoku Engineering Co., Ltd........................... 300 3,351 NKSJ Holdings, Inc..................................... 24,050 438,421 #Noevir Holdings Co., Ltd............................... 3,900 59,590 NOF Corp............................................... 35,000 167,113 Nohmi Bosai, Ltd....................................... 5,000 31,655 NOK Corp............................................... 6,100 97,865 Nomura Co., Ltd........................................ 9,000 32,544 Nomura Holdings, Inc................................... 72,600 262,438 Nomura Holdings, Inc. ADR.............................. 7,820 28,152 Nomura Real Estate Holdings, Inc....................... 9,600 172,318 Nomura Research Institute, Ltd......................... 1,100 23,382 Noritake Co., Ltd...................................... 18,000 41,979 Noritsu Koki Co., Ltd.................................. 1,500 6,016 Noritz Corp............................................ 6,200 101,858 *North Pacific Bank, Ltd................................ 74,300 192,006 NS Solutions Corp...................................... 2,500 50,603 *NS United Kaiun Kaisha, Ltd............................ 19,000 20,715 NSD Co., Ltd........................................... 5,500 52,653 NSK, Ltd............................................... 18,000 98,866 #*NTN Corp............................................... 87,000 156,079 NTT Data Corp.......................................... 7 22,815 NTT DOCOMO, Inc........................................ 102 147,801 NTT DOCOMO, Inc. Sponsored ADR......................... 3,100 44,640 Obara Corp............................................. 3,300 36,177 Obayashi Corp.......................................... 56,000 250,525 Obayashi Road Corp..................................... 6,000 15,268 Obic Business Consultants Co., Ltd..................... 700 36,984 Obic Co., Ltd.......................................... 300 61,742 Oenon Holdings, Inc.................................... 11,000 27,039 Ogaki Kyoritsu Bank, Ltd. (The)........................ 81,000 285,139 Ohara, Inc............................................. 1,500 11,426 Oie Sangyo Co., Ltd.................................... 1,187 12,022 Oiles Corp............................................. 1,080 20,297 Oita Bank, Ltd. (The).................................. 38,000 127,620 #Oji Holdings Corp...................................... 75,000 219,930 Okabe Co., Ltd......................................... 6,500 40,984 Okamoto Industries, Inc................................ 14,000 54,519 Okamura Corp........................................... 16,000 116,104 Okasan Securities Group, Inc........................... 17,000 64,222 *Oki Electric Industry Co., Ltd......................... 41,000 41,190 Okinawa Electric Power Co., Ltd........................ 700 21,439 *OKK Corp............................................... 17,000 19,380 OKUMA Corp............................................. 22,000 134,461 Okumura Corp........................................... 37,000 119,107 Okura Industrial Co., Ltd.............................. 15,000 40,815 Okuwa Co., Ltd......................................... 5,000 67,336 Olympic Corp........................................... 2,300 19,864 Omron Corp............................................. 2,400 47,847 ONO Sokki Co., Ltd..................................... 1,000 4,403 Onoken Co., Ltd........................................ 4,800 38,382 Onward Holdings Co., Ltd............................... 28,000 207,326 Optex Co., Ltd......................................... 2,700 28,925 Organo Corp............................................ 7,000 41,343 Origin Electric Co., Ltd............................... 7,000 27,165 Osaka Organic Chemical Industry, Ltd................... 2,300 10,333 Osaka Steel Co., Ltd................................... 3,900 64,559 #Osaka Titanium Technologies Co., Ltd................... 500 9,900 Osaki Electric Co., Ltd................................ 7,000 37,543 OSG Corp............................................... 6,400 83,893 475 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Otsuka Corp............................................ 500 $ 40,766 Oyo Corp............................................... 4,300 52,258 Pacific Industrial Co., Ltd............................ 15,000 88,187 #Pacific Metals Co., Ltd................................ 34,000 115,577 Pack Corp. (The)....................................... 2,500 44,438 *Pal Co., Ltd........................................... 1,200 61,280 Paltac Corp............................................ 6,250 91,535 PanaHome Corp.......................................... 18,000 112,523 #Panasonic Corp......................................... 26,800 162,557 Panasonic Corp. Sponsored ADR.......................... 27,580 152,517 Panasonic Industrial Devices SUNX Co., Ltd............. 9,300 37,516 Paramount Bed Holdings Co., Ltd........................ 2,000 69,721 Parco Co., Ltd......................................... 1,406 14,755 Paris Miki Holdings, Inc............................... 4,200 22,830 Park24 Co., Ltd........................................ 2,100 36,082 Pasona Group, Inc...................................... 25 15,430 Penta-Ocean Construction Co., Ltd...................... 46,000 110,618 Pigeon Corp............................................ 1,400 64,508 Pilot Corp............................................. 24 43,181 Piolax, Inc............................................ 1,700 35,360 #*Pioneer Electronic Corp................................ 38,400 91,995 Plenus Co., Ltd........................................ 2,800 45,551 #Point, Inc............................................. 870 33,136 Press Kogyo Co., Ltd................................... 19,000 79,465 Pressance Corp......................................... 2,600 47,948 Prima Meat Packers, Ltd................................ 35,000 63,188 Pronexus, Inc.......................................... 6,000 35,244 Raito Kogyo Co., Ltd................................... 11,300 53,983 *Rasa Industries, Ltd................................... 9,000 8,013 #*Renesas Electronics Corp............................... 9,200 34,073 Rengo Co., Ltd......................................... 46,000 201,055 *Renown, Inc............................................ 15,900 20,690 Resona Holdings, Inc................................... 46,300 200,349 Resorttrust, Inc....................................... 3,300 61,520 #Rhythm Watch Co., Ltd.................................. 21,000 38,984 #Ricoh Co., Ltd........................................ 60,000 502,133 Ricoh Leasing Co., Ltd................................. 4,400 102,494 Right On Co., Ltd...................................... 3,000 24,777 Riken Corp............................................. 17,000 56,914 Riken Keiki Co., Ltd................................... 6,300 39,149 Riken Technos Corp..................................... 16,000 40,340 Riken Vitamin Co., Ltd................................. 600 15,766 Ringer Hut Co., Ltd.................................... 1,400 17,883 Rinnai Corp............................................ 700 47,810 Riso Kagaku Corp....................................... 3,100 50,296 Riso Kyoiku Co., Ltd................................... 540 40,435 Rock Field Co., Ltd.................................... 3,000 53,825 Rohm Co., Ltd.......................................... 8,900 287,437 Rohto Pharmaceutical Co., Ltd.......................... 3,000 41,346 Roland DG Corp......................................... 3,300 35,625 Round One Corp......................................... 14,400 72,856 #Royal Holdings Co., Ltd................................ 4,800 59,876 Ryobi, Ltd............................................. 27,000 54,965 Ryoden Trading Co., Ltd................................ 7,000 39,642 Ryohin Keikaku Co., Ltd................................ 1,800 119,202 Ryosan Co., Ltd........................................ 7,100 119,848 S Foods, Inc........................................... 4,000 37,324 #*Sagami Chain Co., Ltd.................................. 3,000 24,357 Saibu Gas Co., Ltd..................................... 16,000 42,095 Saizeriya Co., Ltd..................................... 3,700 51,984 Sakai Chemical Industry Co., Ltd....................... 20,000 53,855 476 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) #Sakai Heavy Industries, Ltd............................ 5,000 $ 13,729 Sakai Ovex Co., Ltd.................................... 20,000 28,063 Sakata INX Corp........................................ 12,000 59,325 Sakata Seed Corp....................................... 7,300 94,330 Sala Corp.............................................. 6,500 39,936 San-A Co., Ltd......................................... 1,700 66,005 San-Ai Oil Co., Ltd.................................... 14,000 61,384 Sanden Corp............................................ 32,000 96,245 Sangetsu Co., Ltd...................................... 7,400 197,029 San-in Godo Bank, Ltd. (The)........................... 35,000 242,090 #*Sanix, Inc............................................. 7,200 21,102 Sanken Electric Co., Ltd............................... 18,000 56,228 Sanki Engineering Co., Ltd............................. 15,000 69,330 #Sanko Marketing Foods Co., Ltd......................... 33 40,325 #Sanko Metal Industrial Co., Ltd........................ 4,000 9,877 Sankyo Co., Ltd........................................ 3,400 154,041 Sankyo Seiko Co., Ltd.................................. 7,100 23,919 Sankyo-Tateyama Holdings, Inc.......................... 40,000 86,707 Sankyu, Inc............................................ 39,000 135,862 Sanoh Industrial Co., Ltd.............................. 10,100 59,607 Sanshin Electronics Co., Ltd........................... 7,400 55,600 Santen Pharmaceutical Co., Ltd......................... 600 26,283 Sanwa Holdings Corp.................................... 51,000 203,889 Sanyo Chemical Industries, Ltd......................... 13,000 73,352 Sanyo Denki Co., Ltd................................... 12,000 65,025 Sanyo Housing Nagoya Co., Ltd.......................... 19 20,210 Sanyo Shokai, Ltd...................................... 21,372 62,917 Sanyo Special Steel Co., Ltd........................... 25,000 74,542 Sapporo Holdings, Ltd.................................. 76,000 212,239 Sasebo Heavy Industries Co., Ltd....................... 19,000 16,912 Sato Holdings Corp..................................... 5,500 76,538 Sato Shoji Corp........................................ 4,500 27,035 Satori Electric Co., Ltd............................... 2,800 15,162 #Sawai Pharmaceutical Co., Ltd.......................... 300 33,140 Saxa Holdings, Inc..................................... 10,000 16,403 #SBI Holdings, Inc...................................... 39,750 278,368 Scroll Corp............................................ 5,100 15,807 SCSK Corp.............................................. 1,655 28,182 Secom Joshinetsu Co., Ltd.............................. 200 5,197 Sega Sammy Holdings, Inc............................... 4,700 88,588 Seibu Electric Industry Co., Ltd....................... 2,000 8,544 Seika Corp............................................. 18,000 46,897 Seikagaku Corp......................................... 4,700 53,878 #Seiko Epson Corp....................................... 26,350 146,536 *Seiko Holdings Corp.................................... 27,000 71,086 Seiko PMC Corp......................................... 300 1,075 Seino Holdings Co., Ltd................................ 33,000 190,272 Seiren Co., Ltd........................................ 9,000 56,092 Sekisui Chemical Co., Ltd.............................. 20,000 164,253 Sekisui House, Ltd..................................... 51,440 525,972 Sekisui Jushi Co., Ltd................................. 7,000 68,223 Sekisui Plastics Co., Ltd.............................. 10,000 22,694 Senko Co., Ltd......................................... 31,000 125,457 Senshu Electric Co., Ltd............................... 400 4,684 Senshu Ikeda Holdings, Inc............................. 24,940 155,493 #Senshukai Co., Ltd..................................... 6,500 40,947 Seven & I Holdings Co., Ltd............................ 8,100 249,799 #Sharp Corp............................................. 158,000 340,850 *Shibaura Electronics Co., Ltd.......................... 400 4,578 *Shibaura Mechatronics Corp............................. 4,000 6,664 Shibusawa Warehouse Co., Ltd........................... 5,000 14,488 477 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Shibuya Kogyo Co., Ltd................................. 3,200 $ 36,101 Shiga Bank, Ltd........................................ 36,000 235,493 Shikibo, Ltd........................................... 27,000 32,117 Shikoku Bank, Ltd...................................... 48,000 119,058 Shikoku Chemicals Corp................................. 7,000 38,003 #Shima Seiki Manufacturing Co., Ltd..................... 5,900 75,085 Shimachu Co., Ltd...................................... 10,200 225,363 Shimadzu Corp.......................................... 9,000 60,608 Shimamura Co., Ltd..................................... 200 20,847 Shimano, Inc........................................... 400 25,216 Shimizu Bank, Ltd...................................... 1,600 46,965 Shimizu Corp........................................... 75,000 250,914 #Shimojima Co., Ltd..................................... 100 1,160 Shin Nippon Air Technologies Co., Ltd.................. 2,500 13,690 Shinagawa Refractories Co., Ltd........................ 20,000 39,121 #Shindengen Electric Manufacturing Co., Ltd............. 19,000 44,083 Shin-Etsu Chemical Co., Ltd............................ 1,800 101,634 Shin-Etsu Polymer Co., Ltd............................. 9,600 32,008 Shinkawa, Ltd.......................................... 1,100 4,705 Shin-Keisei Electric Railway Co., Ltd.................. 5,000 22,479 Shinko Electric Industries Co., Ltd.................... 17,300 107,715 Shinko Plantech Co., Ltd............................... 8,200 67,368 Shinko Shoji Co., Ltd.................................. 6,100 52,782 Shinmaywa Industries, Ltd.............................. 24,000 130,229 Shinnihon Corp......................................... 9,500 22,125 Shinsei Bank, Ltd...................................... 116,000 170,068 Shinsho Corp........................................... 8,000 14,250 Shionogi & Co., Ltd.................................... 4,100 68,068 Ship Healthcare Holdings, Inc.......................... 3,000 100,036 Shiroki Corp........................................... 19,000 41,521 Shiseido Co., Ltd...................................... 3,700 46,825 Shizuoka Bank, Ltd..................................... 51,000 521,627 Shizuoka Gas Co., Ltd.................................. 13,000 92,550 SHO-BOND Holdings Co., Ltd............................. 1,500 45,365 Shochiku Co., Ltd...................................... 2,000 19,493 Shoko Co., Ltd......................................... 19,000 29,045 Showa Aircraft Industry Co., Ltd....................... 3,000 14,746 Showa Corp............................................. 14,200 131,393 #Showa Denko K.K........................................ 181,000 276,869 Showa Sangyo Co., Ltd.................................. 15,000 50,156 Showa Shell Sekiyu K.K................................. 33,200 184,831 #Siix Corp.............................................. 2,600 38,332 Simplex Holdings, Inc.................................. 21 6,394 Sinanen Co., Ltd....................................... 11,000 47,021 Sinfonia Technology Co., Ltd........................... 16,000 26,680 Sintokogio, Ltd........................................ 12,200 86,097 SKY Perfect JSAT Holdings, Inc......................... 357 163,124 SMK Corp............................................... 11,000 27,584 SNT Corp............................................... 6,100 24,699 Sodick Co., Ltd........................................ 12,300 46,731 Sogo Medical Co., Ltd.................................. 1,100 39,655 Sohgo Security Services Co., Ltd....................... 13,700 192,523 Sojitz Corp............................................ 215,900 268,017 Sony Corp.............................................. 9,400 111,300 Sony Corp. Sponsored ADR............................... 17,008 199,674 Sony Financial Holdings, Inc........................... 2,600 46,365 Sotetsu Holdings, Inc.................................. 11,000 37,331 Sotoh Co., Ltd......................................... 1,500 14,219 Space Co., Ltd......................................... 600 5,401 SPK Corp............................................... 1,082 18,259 Square Enix Holdings Co., Ltd.......................... 3,900 54,976 478 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) SRA Holdings, Inc...................................... 900 $ 9,810 St. Marc Holdings Co., Ltd............................. 1,300 48,493 Stanley Electric Co., Ltd.............................. 5,100 70,184 Star Micronics Co., Ltd................................ 9,600 89,864 #*Start Today Co., Ltd................................... 900 9,862 Starzen Co., Ltd....................................... 16,000 47,692 Stella Chemifa Corp.................................... 1,200 22,546 Studio Alice Co., Ltd.................................. 400 6,152 Sugi Holdings Co., Ltd................................. 700 25,297 *Sumco Corp............................................. 13,300 91,219 Sumida Corp............................................ 4,600 21,554 Sumikin Bussan Corp.................................... 25,000 61,102 Suminoe Textile Co., Ltd............................... 9,000 16,689 Sumitomo Bakelite Co., Ltd............................. 43,000 153,477 Sumitomo Chemical Co., Ltd............................. 137,000 385,008 Sumitomo Corp.......................................... 25,100 342,183 Sumitomo Densetsu Co., Ltd............................. 7,100 64,047 Sumitomo Electric Industries, Ltd...................... 19,100 205,472 Sumitomo Forestry Co., Ltd............................. 23,400 209,409 Sumitomo Heavy Industries, Ltd......................... 91,000 326,251 Sumitomo Light Metal Industries, Ltd................... 58,000 47,227 Sumitomo Metal Mining Co., Ltd......................... 46,000 605,812 #*Sumitomo Mitsui Construction Co., Ltd.................. 27,400 17,180 Sumitomo Mitsui Financial Group, Inc................... 33,941 1,037,135 Sumitomo Mitsui Trust Holdings, Inc.................... 78,000 236,715 Sumitomo Osaka Cement Co., Ltd......................... 101,000 328,830 Sumitomo Pipe & Tube Co., Ltd.......................... 5,000 35,032 Sumitomo Precision Products Co., Ltd................... 7,000 29,643 Sumitomo Real Estate Sales Co., Ltd.................... 940 44,261 #Sumitomo Realty & Development Co., Ltd................. 3,000 82,896 Sumitomo Rubber Industries, Ltd........................ 3,600 42,441 Sumitomo Seika Chemicals Co., Ltd...................... 12,000 41,962 Sumitomo Warehouse Co., Ltd............................ 32,000 133,880 #Suruga Bank, Ltd....................................... 13,000 156,117 Suzuken Co., Ltd....................................... 9,900 312,510 Suzuki Motor Corp...................................... 3,000 68,036 SWCC Showa Holdings Co., Ltd........................... 47,000 33,556 #*SxL Corp............................................... 35,000 55,413 Sysmex Corp............................................ 1,100 51,723 Systena Corp........................................... 34 29,333 T&D Holdings, Inc...................................... 49,700 543,084 T. Hasegawa Co., Ltd................................... 4,400 55,710 T. RAD Co., Ltd........................................ 13,000 29,679 Tachibana Eletech Co., Ltd............................. 1,400 11,366 Tachi-S Co., Ltd....................................... 8,500 155,983 Tact Home Co., Ltd..................................... 34 35,831 Tadano, Ltd............................................ 19,000 140,169 Taihei Dengyo Kaisha, Ltd.............................. 5,000 32,316 Taihei Kogyo Co., Ltd.................................. 14,000 55,792 Taiheiyo Cement Corp................................... 48,000 102,329 Taiho Kogyo Co., Ltd................................... 5,200 50,349 Taikisha, Ltd.......................................... 5,000 106,160 Taiko Bank, Ltd. (The)................................. 5,000 12,285 Taisei Corp............................................ 90,000 248,146 Taiyo Holdings Co., Ltd................................ 900 25,323 Taiyo Nippon Sanso Corp................................ 23,000 126,237 #Taiyo Yuden Co., Ltd................................... 23,500 199,365 Takamatsu Construction Group Co., Ltd.................. 3,600 58,987 *Takaoka Toko Holdings Co., Ltd......................... 3,664 53,700 Takara Holdings, Inc................................... 22,000 164,795 *Takara Leben Co., Ltd.................................. 7,400 79,338 479 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Takara Standard Co., Ltd............................... 21,000 $157,598 Takasago International Corp............................ 18,000 91,666 Takasago Thermal Engineering Co., Ltd.................. 15,800 124,323 Takashima & Co., Ltd................................... 10,000 33,589 Takashimaya Co., Ltd................................... 44,000 289,402 Takata Corp............................................ 2,900 52,979 Take & Give Needs Co., Ltd............................. 157 12,891 Takeda Pharmaceutical Co., Ltd......................... 3,000 139,443 *Takeuchi Manufacturing Co., Ltd........................ 1,600 14,167 Takihyo Co., Ltd....................................... 8,000 41,224 Takiron Co., Ltd....................................... 6,000 21,419 Takisawa Machine Tool Co., Ltd......................... 5,000 5,953 Takuma Co., Ltd........................................ 13,000 66,164 Tamron Co., Ltd........................................ 1,500 40,765 Tamura Corp............................................ 20,000 43,835 #Tatsuta Electric Wire & Cable Co., Ltd................. 15,000 149,216 Tayca Corp............................................. 3,000 8,467 TBK Co., Ltd........................................... 11,000 54,096 #TDK Corp............................................... 7,400 278,269 #*Teac Corp.............................................. 23,000 7,488 Teijin, Ltd............................................ 115,000 263,732 Teikoku Electric Manufacturing Co., Ltd................ 100 1,273 Teikoku Sen-I Co., Ltd................................. 6,000 44,984 Teikoku Tsushin Kogyo Co., Ltd......................... 13,000 21,489 Tekken Corp............................................ 42,000 53,669 Terumo Corp............................................ 1,100 47,378 THK Co., Ltd........................................... 7,400 123,020 TKC Corp............................................... 2,800 54,653 TOA Corp............................................... 37,000 52,892 Toa Oil Co., Ltd....................................... 24,000 27,067 TOA ROAD Corp.......................................... 10,000 26,683 Toagosei Co., Ltd...................................... 50,000 203,845 *Tobishima Corp......................................... 19,900 18,453 Tobu Store Co., Ltd.................................... 1,000 3,243 TOC Co., Ltd........................................... 13,500 71,891 Tocalo Co., Ltd........................................ 2,500 36,334 Tochigi Bank, Ltd...................................... 28,000 98,265 Toda Corp.............................................. 50,000 150,969 #Toda Kogyo Corp........................................ 9,000 26,721 *Toei Animation Co., Ltd................................ 100 2,386 Toei Co., Ltd.......................................... 18,000 98,757 Toenec Corp............................................ 7,000 38,407 Toho Bank, Ltd......................................... 46,000 153,838 TOHO Co., Ltd. (6895200)............................... 2,800 48,835 TOHO Co., Ltd. (6895211)............................... 12,000 46,293 Toho Gas Co., Ltd...................................... 3,000 18,183 Toho Holdings Co., Ltd................................. 10,200 208,510 Toho Real Estate Co., Ltd.............................. 5,400 29,528 Toho Titanium Co., Ltd................................. 900 8,003 Toho Zinc Co., Ltd..................................... 34,000 115,493 Tohoku Bank, Ltd. (The)................................ 23,000 33,150 Tokai Carbon Co., Ltd.................................. 50,000 160,633 Tokai Rika Co., Ltd.................................... 11,100 139,307 Tokai Rubber Industries, Ltd........................... 9,700 85,931 Tokai Tokyo Financial Holdings, Inc.................... 50,881 183,319 #Token Corp............................................. 2,370 104,067 Tokio Marine Holdings, Inc............................. 18,116 479,533 #*Toko, Inc.............................................. 28,000 64,213 Tokushu Tokai Paper Co., Ltd........................... 20,000 49,330 #Tokuyama Corp.......................................... 86,000 165,013 Tokyo Broadcasting System, Inc......................... 6,800 66,122 480 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) #*Tokyo Dome Corp........................................ 28,000 $ 94,406 Tokyo Electron Device, Ltd............................. 13 21,945 Tokyo Electron, Ltd.................................... 800 36,024 Tokyo Energy & Systems, Inc............................ 5,000 21,776 Tokyo Keiki, Inc....................................... 11,000 17,400 Tokyo Rakutenchi Co., Ltd.............................. 7,000 26,242 #Tokyo Rope Manufacturing Co., Ltd...................... 22,000 24,286 Tokyo Seimitsu Co., Ltd................................ 5,800 87,636 Tokyo Steel Manufacturing Co., Ltd..................... 30,100 96,706 *Tokyo Tatemono Co., Ltd................................ 83,000 341,603 Tokyo Tekko Co., Ltd................................... 13,000 44,808 #Tokyo Theatres Co., Inc................................ 21,000 26,831 Tokyo Tomin Bank, Ltd.................................. 6,800 58,537 #Tokyotokeiba Co., Ltd.................................. 33,000 49,213 Tokyu Community Corp................................... 2,100 75,342 Tokyu Construction Co., Ltd............................ 16,790 30,698 Tokyu Corp............................................. 1,000 5,087 Tokyu Land Corp........................................ 73,000 409,816 Tokyu Livable, Inc..................................... 2,700 35,158 Tokyu Recreation Co., Ltd.............................. 3,853 22,184 Toli Corp.............................................. 9,000 18,481 Tomato Bank, Ltd....................................... 16,000 28,284 Tomen Electronics Corp................................. 2,900 36,797 Tomoe Corp............................................. 5,200 17,010 Tomoe Engineering Co., Ltd............................. 2,200 37,123 Tomoku Co., Ltd........................................ 22,000 60,309 TOMONY Holdings, Inc................................... 34,600 145,214 Tomy Co., Ltd.......................................... 6,400 35,316 Tonami Holdings Co., Ltd............................... 11,000 24,404 Topcon Corp............................................ 11,800 55,985 Toppan Forms Co., Ltd.................................. 13,000 122,462 Toppan Printing Co., Ltd............................... 52,000 300,543 Topre Corp............................................. 9,100 78,576 Topy Industries, Ltd................................... 41,000 79,637 Toray Industries, Inc.................................. 4,000 23,349 Toridoll.corp.......................................... 4,800 72,335 Torigoe Co., Ltd. (The)................................ 2,300 17,963 Torishima Pump Manufacturing Co., Ltd.................. 3,600 25,159 Tosei Corp............................................. 53 19,854 Toshiba Machine Co., Ltd............................... 27,000 117,121 Toshiba Plant Systems & Services Corp.................. 8,000 108,241 Toshiba TEC Corp....................................... 34,000 158,892 Tosho Printing Co., Ltd................................ 6,000 9,403 Tosoh Corp............................................. 90,000 176,186 Totetsu Kogyo Co., Ltd................................. 5,670 64,947 TOTO, Ltd.............................................. 10,000 74,945 Tottori Bank, Ltd...................................... 8,000 16,444 Touei Housing Corp..................................... 3,800 40,450 Towa Bank, Ltd......................................... 64,000 63,298 Towa Corp.............................................. 7,700 43,249 Towa Pharmaceutical Co., Ltd........................... 800 50,834 Toyo Construction Co., Ltd............................. 10,800 32,923 Toyo Corp.............................................. 5,700 65,169 Toyo Electric Manufacturing Co., Ltd................... 5,000 13,702 Toyo Engineering Corp.................................. 25,000 103,477 Toyo Ink SC Holdings Co., Ltd.......................... 43,000 158,440 Toyo Kanetsu K.K....................................... 28,000 54,417 Toyo Kohan Co., Ltd.................................... 10,000 24,954 Toyo Securities Co., Ltd............................... 13,000 22,390 Toyo Seikan Kaisha, Ltd................................ 24,600 261,531 Toyo Sugar Refining Co., Ltd........................... 8,000 8,527 481 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Toyo Suisan Kaisha, Ltd................................ 2,000 $ 49,839 Toyo Tanso Co., Ltd.................................... 2,900 55,017 Toyo Tire & Rubber Co., Ltd............................ 47,000 114,188 Toyo Wharf & Warehouse Co., Ltd........................ 18,000 28,471 Toyobo Co., Ltd........................................ 204,000 224,821 Toyoda Gosei Co., Ltd.................................. 10,500 206,778 #Toyota Boshoku Corp.................................... 4,000 37,927 Toyota Motor Corp...................................... 4,180 161,169 Toyota Motor Corp. Sponsored ADR....................... 11,600 898,652 Toyota Tsusho Corp..................................... 16,900 369,143 TPR Co., Ltd........................................... 3,600 40,304 #Trancom Co., Ltd....................................... 200 3,783 Transcosmos, Inc....................................... 3,900 43,439 Trend Micro, Inc....................................... 500 14,016 Trusco Nakayama Corp................................... 4,600 82,932 TS Tech Co., Ltd....................................... 7,500 127,750 TSI Holdings Co., Ltd.................................. 18,905 115,376 Tsubakimoto Chain Co................................... 20,000 97,980 Tsubakimoto Kogyo Co., Ltd............................. 2,000 5,791 *Tsudakoma Corp......................................... 15,000 19,163 Tsugami Corp........................................... 10,000 62,386 Tsukishima Kikai Co., Ltd.............................. 7,000 59,227 Tsukuba Bank, Ltd. (The)............................... 20,400 65,438 Tsumura & Co........................................... 700 22,385 *Tsuruha Holdings, Inc.................................. 1,400 106,121 Tsurumi Manufacturing Co., Ltd......................... 4,000 30,063 TV Asahi Corp.......................................... 1,400 18,050 TV Tokyo Holdings Corp................................. 700 7,867 *Ube Industries, Ltd.................................... 71,000 162,162 Ube Material Industries, Ltd........................... 18,000 49,125 Uchida Yoko Co., Ltd................................... 10,000 27,187 UKC Holdings Corp...................................... 1,700 31,732 #*Ulvac, Inc............................................. 11,200 70,907 #Union Tool Co.......................................... 2,800 42,397 Unipres Corp........................................... 3,000 69,160 #United Arrows, Ltd..................................... 3,200 81,991 *Unitika, Ltd........................................... 134,000 67,115 UNY Co., Ltd........................................... 38,700 275,394 U-Shin, Ltd............................................ 8,600 36,880 Ushio, Inc............................................. 11,300 119,228 USS Co., Ltd........................................... 400 42,057 Valor Co., Ltd......................................... 8,600 147,066 Vital KSK Holdings, Inc................................ 9,400 95,205 Wacoal Corp............................................ 18,000 202,515 Wacom Co., Ltd......................................... 12 34,856 *Wakachiku Construction Co., Ltd........................ 15,000 13,347 *Wakita & Co., Ltd...................................... 1,000 7,054 Warabeya Nichiyo Co., Ltd.............................. 3,200 65,343 Watabe Wedding Corp.................................... 1,400 11,405 #WATAMI Co., Ltd........................................ 1,100 24,605 Wood One Co., Ltd...................................... 6,000 16,908 Xebio Co., Ltd......................................... 5,000 97,838 Y. A. C. Co., Ltd...................................... 3,200 19,359 Yachiyo Bank, Ltd. (The)............................... 3,200 57,132 Yahagi Construction Co., Ltd........................... 4,800 20,448 Yaizu Suisankagaku Industry Co., Ltd................... 100 923 Yakult Honsha Co., Ltd................................. 900 41,928 Yamabiko Corp.......................................... 700 9,014 *Yamada Denki Co., Ltd.................................. 7,790 337,943 Yamagata Bank, Ltd..................................... 36,000 158,764 Yamaguchi Financial Group, Inc......................... 36,000 298,275 482 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ JAPAN -- (Continued) Yamaha Corp............................................ 26,500 $ 238,139 Yamaha Motor Co., Ltd.................................. 11,700 111,713 Yamanashi Chuo Bank, Ltd............................... 26,000 105,234 *Yamatane Corp.......................................... 26,000 33,853 Yamato Holdings Co., Ltd............................... 7,500 114,252 Yamato Kogyo Co., Ltd.................................. 6,600 185,390 Yamazaki Baking Co., Ltd............................... 6,000 72,113 Yamazen Co., Ltd....................................... 7,800 48,083 Yaoko Co., Ltd......................................... 800 32,679 Yaskawa Electric Corp.................................. 7,000 50,169 Yasuda Warehouse Co., Ltd. (The)....................... 3,400 22,333 Yellow Hat, Ltd........................................ 4,400 59,047 Yodogawa Steel Works, Ltd.............................. 29,000 93,395 Yokogawa Bridge Holdings Corp.......................... 8,000 58,218 Yokogawa Electric Corp................................. 9,200 104,726 Yokohama Reito Co., Ltd................................ 12,000 81,497 Yokohama Rubber Co., Ltd............................... 28,000 196,812 Yokowo Co., Ltd........................................ 5,100 24,691 Yomeishu Seizo Co., Ltd................................ 2,000 17,652 Yomiuri Land Co., Ltd.................................. 10,000 31,555 Yondenko Corp.......................................... 8,000 28,982 Yonekyu Corp........................................... 3,500 28,434 Yonex Co., Ltd......................................... 3,600 20,714 Yorozu Corp............................................ 2,800 41,550 Yoshinoya Holdings Co., Ltd............................ 33 41,851 Yuasa Trading Co., Ltd................................. 43,000 71,175 Yuken Kogyo Co., Ltd................................... 7,000 12,020 Yukiguni Maitake Co., Ltd.............................. 1,100 3,597 Yurtec Corp............................................ 14,000 46,894 Yusen Logistics Co., Ltd............................... 4,700 39,810 Yushin Precision Equipment Co., Ltd.................... 1,000 17,539 Yushiro Chemical Industry Co., Ltd..................... 3,800 36,446 Zenrin Co., Ltd........................................ 4,100 50,228 #Zensho Co., Ltd........................................ 2,100 25,541 Zeon Corp.............................................. 10,000 72,126 ZERIA Pharmaceutical Co., Ltd.......................... 2,000 31,945 ------------ TOTAL JAPAN............................................... 113,155,785 ------------ NETHERLANDS -- (2.3%) Aalberts Industries NV................................. 13,193 239,811 Accell Group NV........................................ 3,710 61,190 Aegon NV............................................... 149,525 836,237 Aegon NV ADR........................................... 7,624 42,542 *AFC Ajax NV............................................ 70 621 Akzo Nobel NV.......................................... 23,201 1,262,780 #*AMG Advanced Metallurgical Group NV.................... 6,714 52,630 *Amsterdam Commodities NV............................... 2,169 39,102 APERAM NV.............................................. 11,579 167,918 Arcadis NV............................................. 6,043 129,098 ArcelorMittal NV....................................... 8,183 120,981 #ArcelorMittal NV ADR................................... 14,820 218,891 #ASM International NV................................... 5,284 167,305 #ASML Holding NV ADR.................................... 11,971 658,046 Ballast Nedam NV....................................... 398 5,161 BE Semiconductor Industries NV......................... 7,986 53,875 Beter Bed Holding NV................................... 942 17,408 BinckBank NV........................................... 14,449 115,829 Brunel International NV................................ 1,958 94,410 CSM NV................................................. 17,401 355,430 *DE Master Blenders 1753 NV............................. 16,297 199,885 Delta Lloyd NV......................................... 21,282 353,929 483 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- NETHERLANDS -- (Continued) Exact Holding NV....................................... 2,291 $ 51,410 Fugro NV............................................... 5,500 372,203 *Grontmij NV............................................ 11,833 44,560 #Heijmans NV............................................ 3,105 26,340 Heineken NV............................................ 2,366 146,012 Hunter Douglas NV...................................... 297 10,999 *ING Groep NV........................................... 22,658 201,613 *ING Groep NV Sponsored ADR............................. 72,426 641,694 *Kardan NV.............................................. 13,033 13,509 KAS Bank NV............................................ 2,222 22,294 Kendrion NV............................................ 1,665 33,624 Koninklijke Ahold NV................................... 24,941 317,611 #Koninklijke Bam Groep NV............................... 70,812 263,583 Koninklijke Boskalis Westminster NV.................... 4,559 173,882 Koninklijke DSM NV..................................... 13,476 692,985 Koninklijke KPN NV..................................... 7,818 49,282 Koninklijke Philips Electronics NV..................... 35,946 900,301 Koninklijke Ten Cate NV................................ 7,061 156,528 Koninklijke Vopak NV................................... 3,612 251,467 #Koninklijke Wessanen NV................................ 20,316 57,429 *LBi International NV................................... 20,244 74,955 Macintosh Retail Group NV.............................. 5,853 66,067 Mediq NV............................................... 15,114 245,312 Nutreco NV............................................. 5,315 398,123 *Ordina NV.............................................. 9,981 13,205 Philips Electronics NV ADR............................. 42,109 1,056,094 *PostNL NV.............................................. 75,423 297,639 Randstad Holdings NV................................... 8,590 280,852 Reed Elsevier NV....................................... 4,897 65,735 Reed Elsevier NV ADR................................... 1,500 40,245 Royal Imtech NV........................................ 9,135 229,630 *SBM Offshore NV........................................ 23,557 308,380 Sligro Food Group NV................................... 2,779 75,646 #*SNS Reaal Groep NV..................................... 28,066 41,325 Telegraaf Media Groep NV............................... 5,819 54,028 TKH Group NV........................................... 7,774 177,855 TNT Express NV......................................... 36,537 385,000 #*TomTom NV.............................................. 29,933 149,476 Unit4 NV............................................... 5,665 155,586 USG People NV.......................................... 20,068 140,955 Wolters Kluwer NV...................................... 11,037 213,534 *Xeikon NV.............................................. 5,490 21,365 ----------- TOTAL NETHERLANDS......................................... 14,111,412 ----------- NEW ZEALAND -- (0.3%) Air New Zealand, Ltd................................... 114,230 116,366 Auckland International Airport, Ltd.................... 101,170 223,167 Chorus, Ltd............................................ 11,621 32,282 Chorus, Ltd. ADR....................................... 462 6,348 Contact Energy, Ltd.................................... 52,576 239,412 Ebos Group, Ltd........................................ 1,560 10,526 *Fisher & Paykel Appliances Holdings, Ltd............... 109,472 114,826 Fisher & Paykel Healthcare Corp., Ltd.................. 32,478 62,747 Fletcher Building, Ltd. (6341606)...................... 37,414 216,401 #Fletcher Building, Ltd. (6341617)...................... 11,960 69,218 Freightways, Ltd....................................... 11,951 42,056 Hallenstein Glasson Holdings, Ltd...................... 634 2,590 *Heartland New Zealand, Ltd............................. 106,802 60,540 Infratil, Ltd.......................................... 20,356 37,830 Mainfreight, Ltd....................................... 7,700 67,402 New Zealand Oil & Gas, Ltd............................. 48,912 34,751 484 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- NEW ZEALAND -- (Continued) New Zealand Refining Co., Ltd.......................... 14,184 $ 32,898 #Nuplex Industries, Ltd................................. 23,931 59,386 NZX, Ltd............................................... 27,599 28,334 *Pike River Coal, Ltd................................... 12,312 -- Port of Tauranga, Ltd.................................. 9,930 105,681 Restaurant Brands New Zealand, Ltd..................... 16,668 34,953 #Ryman Healthcare, Ltd.................................. 15,947 53,081 Sky Network Television, Ltd............................ 11,206 49,491 SKYCITY Entertainment Group, Ltd....................... 43,564 138,947 Tower, Ltd............................................. 28,650 45,453 TrustPower, Ltd........................................ 8,996 63,163 Vector, Ltd............................................ 9,805 21,916 Warehouse Group, Ltd................................... 2,591 6,708 ---------- TOTAL NEW ZEALAND......................................... 1,976,473 ---------- NORWAY -- (1.2%) ABG Sundal Collier Holding ASA......................... 78,760 56,200 *Agasti Holding ASA..................................... 21,755 5,686 Aker ASA Series A...................................... 4,406 155,573 Aker Solutions ASA..................................... 4,011 79,042 *Algeta ASA............................................. 1,286 34,588 #*Archer, Ltd............................................ 48,980 64,739 Atea ASA............................................... 15,208 161,106 Austevoll Seafood ASA.................................. 21,458 101,566 Bonheur ASA............................................ 2,527 54,144 BW Offshore, Ltd....................................... 85,320 50,193 *BWG Homes ASA.......................................... 14,417 29,483 Cermaq ASA............................................. 16,789 229,751 *Clavis Pharma ASA...................................... 2,007 23,829 Copeinca ASA........................................... 2,772 21,496 *Deep Sea Supply P.L.C.................................. 17,544 26,755 *Det Norske Oljeselskap ASA............................. 6,863 105,729 DNB ASA................................................ 38,692 483,712 *DNO International ASA.................................. 82,820 144,770 *Dockwise, Ltd.......................................... 3,104 49,659 #*DOF ASA................................................ 10,688 44,105 Ekornes ASA............................................ 2,840 43,431 *Electromagnetic GeoServices ASA........................ 24,789 53,996 *Eltek ASA.............................................. 78,226 52,163 EVRY ASA............................................... 20,232 29,743 Farstad Shipping ASA................................... 4,288 91,773 Fred Olsen Energy ASA.................................. 2,543 119,084 #*Frontline, Ltd......................................... 10,435 32,718 Ganger Rolf ASA........................................ 3,945 82,880 *Gjensidige Forsikring ASA.............................. 4,543 66,337 Golar LNG, Ltd......................................... 3,400 132,702 *Golden Ocean Group, Ltd................................ 82,104 62,114 *Hurtigruten ASA........................................ 42,015 22,268 *Kongsberg Automotive Holding ASA....................... 151,365 45,635 Kongsberg Gruppen ASA.................................. 960 18,544 Kvaerner ASA........................................... 50,084 127,117 Leroey Seafood Group ASA............................... 5,360 110,463 *Marine Harvest ASA..................................... 412,814 323,902 #*Nordic Semiconductor ASA............................... 16,465 47,485 Norsk Hydro ASA........................................ 88,251 397,308 #*Norske Skogindustrier ASA Series A..................... 29,051 24,349 Northern Offshore, Ltd................................. 31,223 56,838 *Norwegian Air Shuttle ASA.............................. 5,812 125,625 #*Norwegian Energy Co. ASA............................... 38,070 24,300 Odfjell ASA Series A................................... 5,645 17,982 Opera Software ASA..................................... 4,000 22,016 485 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- NORWAY -- (Continued) Orkla ASA.............................................. 74,935 $ 593,607 *Panoro Energy ASA...................................... 31,247 21,566 Petroleum Geo-Services ASA............................. 9,278 160,319 *Pronova BioPharma ASA.................................. 29,867 59,092 Prosafe ASA............................................ 2,344 19,494 *Q-Free ASA............................................. 3,734 10,485 #*Renewable Energy Corp. ASA............................. 178,420 31,262 *Salmar ASA............................................. 565 3,528 Schibsted ASA.......................................... 3,070 114,895 *Sevan Marine ASA....................................... 1,922 5,073 *Siem Offshore, Inc. ASA................................ 35,593 48,151 Solstad Offshore ASA................................... 2,300 34,105 #*Songa Offshore SE...................................... 33,919 41,614 SpareBank 1 SMN........................................ 27,693 179,432 *SpareBank 1 SR Bank ASA................................ 3,332 21,507 Statoil ASA............................................ 5,007 123,317 Statoil ASA Sponsored ADR.............................. 12,080 296,564 Stolt-Nielsen, Ltd..................................... 2,575 47,209 *Storebrand ASA......................................... 39,109 196,811 Subsea 7 SA............................................ 27,212 596,543 Telenor ASA............................................ 8,010 157,542 TGS Nopec Geophysical Co. ASA.......................... 2,774 94,253 Tomra Systems ASA...................................... 13,900 114,192 TTS Marine ASA......................................... 6,609 10,936 Veidekke ASA........................................... 6,669 55,531 *Veripos, Inc........................................... 2,378 6,870 *Wilh Wilhelmsen ASA.................................... 281 2,005 Wilh Wilhelmsen Holding ASA............................ 3,806 85,583 Yara International ASA................................. 4,898 230,837 ---------- TOTAL NORWAY.............................................. 7,415,222 ---------- PORTUGAL -- (0.4%) Altri SGPS SA.......................................... 36,292 63,989 #*Banco BPI SA........................................... 112,064 124,987 #*Banco Comercial Portugues SA........................... 1,914,694 174,110 *Banco Espirito Santo SA................................ 346,838 337,557 *Banif SGPS SA.......................................... 7,050 1,316 Cimpor Cimentos de Portugal SA......................... 14,738 65,841 *EDP Renovaveis SA...................................... 39,805 189,594 Galp Energia SGPS SA................................... 5,327 85,274 Jeronimo Martins SGPS SA............................... 6,158 107,802 Mota-Engil SGPS SA..................................... 11,981 20,287 Portucel-Empresa Produtora de Pasta de Papel SA........ 53,785 149,989 Portugal Telecom SA.................................... 122,225 614,644 REN - Redes Energeticas Nacionais SGPS SA.............. 7,924 20,443 *SAG GEST - Solucoes Automovel Globais SGPS SA.......... 5,778 2,924 Sociedade de Investimento e Gestao SGPS SA............. 16,535 117,021 *Sonae Industria SGPS SA................................ 12,295 8,351 Sonae SGPS SA.......................................... 221,546 164,462 Sonaecom SGPS SA....................................... 27,808 50,528 *Teixeira Duarte SA..................................... 10,457 3,523 Zon Multimedia Servicos de Telecomunicacoes e Multimedia SGPS SA................................... 20,678 65,603 ---------- TOTAL PORTUGAL............................................ 2,368,245 ---------- SINGAPORE -- (1.6%) *Abterra, Ltd........................................... 40,000 27,929 ASL Marine Holdings, Ltd............................... 74,200 40,442 *AusGroup, Ltd.......................................... 85,061 32,169 *Banyan Tree Holdings, Ltd.............................. 84,000 45,989 Beng Kuang Marine, Ltd................................. 99,000 9,359 *Biosensors International Group, Ltd.................... 110,000 97,470 486 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- SINGAPORE -- (Continued) Boustead Singapore, Ltd................................ 44,000 $ 34,255 Breadtalk Group, Ltd................................... 23,000 11,296 Bukit Sembawang Estates, Ltd........................... 29,000 127,733 *Bund Center Investment, Ltd............................ 53,000 7,599 CapitaLand, Ltd........................................ 215,101 572,846 Cerebos Pacific, Ltd................................... 7,000 37,822 CH Offshore, Ltd....................................... 65,000 27,685 China Aviation Oil Singapore Corp., Ltd................ 54,000 42,820 Chip Eng Seng Corp., Ltd............................... 155,000 58,882 City Developments, Ltd................................. 15,000 140,055 ComfortDelGro Corp., Ltd............................... 30,000 41,486 #*Cosco Corp Singapore, Ltd.............................. 139,000 99,781 Creative Technology, Ltd............................... 3,750 9,614 CSE Global, Ltd........................................ 103,000 72,900 CWT, Ltd............................................... 25,000 25,537 DBS Group Holdings, Ltd................................ 44,180 501,727 *Delong Holdings, Ltd................................... 33,000 7,510 Eu Yan Sang International, Ltd......................... 20,000 9,989 Ezion Holdings, Ltd.................................... 90,000 94,996 #*Ezra Holdings, Ltd..................................... 219,000 199,248 F.J. Benjamin Holdings, Ltd............................ 75,000 19,940 First Resources, Ltd................................... 21,000 35,214 Fragrance Group, Ltd................................... 116,000 25,110 Fraser & Neave, Ltd.................................... 51,000 382,098 *Gallant Venture, Ltd................................... 51,000 11,436 Genting Singapore P.L.C................................ 35,000 38,020 GMG Global, Ltd........................................ 561,000 57,764 Golden Agri-Resources, Ltd............................. 633,000 323,296 Goodpack, Ltd.......................................... 15,000 23,809 GuocoLand, Ltd......................................... 53,333 94,576 GuocoLeisure, Ltd...................................... 39,000 19,777 Guthrie GTS, Ltd....................................... 52,000 25,921 *Healthway Medical Corp., Ltd........................... 184,125 12,213 Hi-P International, Ltd................................ 76,000 44,620 Ho Bee Investment, Ltd................................. 72,000 86,813 *Hong Fok Corp., Ltd.................................... 106,800 44,019 Hong Leong Asia, Ltd................................... 41,000 56,564 Hotel Grand Central, Ltd............................... 6,335 4,685 #Hotel Properties, Ltd.................................. 57,000 123,061 Hour Glass, Ltd........................................ 36,000 49,789 HTL International Holdings, Ltd........................ 41,000 11,485 Hwa Hong Corp., Ltd.................................... 21,000 6,224 #Hyflux, Ltd............................................ 112,500 124,021 *Indofood Agri Resources, Ltd........................... 131,000 134,792 InnoTek, Ltd........................................... 37,000 9,826 Jardine Cycle & Carriage, Ltd.......................... 1,000 40,235 *Jaya Holdings, Ltd..................................... 45,000 20,428 *JES International Holdings, Ltd........................ 62,000 7,415 Keppel Corp., Ltd...................................... 11,000 95,705 Keppel Land, Ltd....................................... 127,390 352,870 Keppel Telecommunications & Transportation, Ltd........ 42,000 44,334 K-Green Trust, Ltd..................................... 22,400 18,554 *Li Heng Chemical Fibre Technologies, Ltd............... 115,000 13,354 *Lian Beng Group, Ltd................................... 11,000 3,503 #*LionGold Corp., Ltd.................................... 26,000 22,693 *Low Keng Huat Singapore, Ltd........................... 12,000 4,707 M1, Ltd................................................ 11,000 23,517 *Manhattan Resources, Ltd............................... 47,000 18,841 Marco Polo Marine, Ltd................................. 39,000 10,712 #Midas Holdings, Ltd.................................... 330,000 108,953 #*Neptune Orient Lines, Ltd.............................. 156,250 147,884 487 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- SINGAPORE -- (Continued) *Noble Group, Ltd...................................... 291,000 $ 310,708 NSL, Ltd.............................................. 16,000 18,614 *Oceanus Group, Ltd.................................... 1,037,000 26,210 #*Olam International, Ltd............................... 103,000 165,460 Orchard Parade Holdings, Ltd.......................... 46,000 95,846 OSIM International, Ltd............................... 51,000 67,729 *Otto Marine, Ltd...................................... 166,500 11,439 Oversea-Chinese Banking Corp., Ltd.................... 42,269 314,159 #Overseas Union Enterprise, Ltd........................ 63,000 136,595 Pan Pacific Hotels Group, Ltd......................... 31,000 57,511 Pan-United Corp., Ltd................................. 47,000 26,103 QAF, Ltd.............................................. 72,563 47,198 #Raffles Education Corp., Ltd.......................... 189,420 51,095 Raffles Medical Group, Ltd............................ 12,000 24,042 Rotary Engineering, Ltd............................... 80,000 27,464 *S i2i, Ltd............................................ 356,000 6,993 SATS, Ltd............................................. 43,380 98,907 SC Global Developments, Ltd........................... 51,000 46,652 SembCorp Industries, Ltd.............................. 27,000 119,828 SembCorp Marine, Ltd.................................. 7,000 26,888 Sim Lian Group, Ltd................................... 25,000 16,741 Sinarmas Land, Ltd.................................... 178,000 40,318 Singapore Airlines, Ltd............................... 47,000 407,329 Singapore Exchange, Ltd............................... 9,000 49,466 Singapore Land, Ltd................................... 22,000 123,574 Singapore Post, Ltd................................... 96,000 89,664 Singapore Press Holdings, Ltd......................... 22,000 72,743 Singapore Technologies Engineering, Ltd............... 7,000 20,147 Singapore Telecommunications, Ltd..................... 86,000 226,525 SMRT Corp., Ltd....................................... 25,000 35,520 Stamford Land Corp., Ltd.............................. 154,000 69,997 StarHub, Ltd.......................................... 8,000 24,069 STX OSV Holdings, Ltd................................. 57,000 71,170 Sunningdale Tech, Ltd................................. 143,000 14,506 *Sunvic Chemical Holdings, Ltd......................... 90,000 26,413 Super Group, Ltd...................................... 22,000 43,942 #*Swiber Holdings, Ltd.................................. 112,000 53,084 Tat Hong Holdings, Ltd................................ 57,000 61,402 *Tiger Airways Holdings, Ltd........................... 9,000 5,470 *Transcu Group, Ltd.................................... 383,999 5,037 *Triyards Holdings, Ltd................................ 21,900 14,632 Tuan Sing Holdings, Ltd............................... 156,000 38,772 UMS Holdings, Ltd..................................... 144,000 47,608 United Engineers, Ltd................................. 42,000 84,844 United Envirotech, Ltd................................ 83,000 24,744 United Industrial Corp., Ltd.......................... 103,000 235,376 United Overseas Bank, Ltd............................. 18,045 269,101 UOB-Kay Hian Holdings, Ltd............................ 72,000 94,615 UOL Group, Ltd........................................ 52,000 240,605 Venture Corp., Ltd.................................... 61,000 381,809 #WBL Corp., Ltd........................................ 16,000 46,366 Wee Hur Holdings, Ltd................................. 75,000 17,211 Wheelock Properties, Ltd.............................. 24,000 35,607 *Wilmar International, Ltd............................. 38,000 95,921 Wing Tai Holdings, Ltd................................ 81,768 115,708 Yongnam Holdings, Ltd................................. 308,000 59,343 ----------- TOTAL SINGAPORE.......................................... 10,014,737 ----------- SPAIN -- (1.8%) #Abengoa SA............................................ 6,788 23,758 *Abengoa SA Series B................................... 27,152 94,071 488 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- SPAIN -- (Continued) Abertis Infraestructuras SA............................ 5,482 $ 82,800 Acciona SA............................................. 5,250 322,696 #*Acerinox SA............................................ 10,871 113,473 ACS, Actividades de Construccion y Servicios, SA....... 2,442 52,187 Adveo Group International SA........................... 2,843 41,849 *Almirall SA............................................ 13,122 117,504 Amadeus IT Holding SA.................................. 3,704 91,756 *Amper SA............................................... 3,485 8,546 Antena 3 de Television SA.............................. 5,451 21,877 #Banco Bilbao Vizcaya Argentaria SA..................... 104,990 877,287 #Banco Bilbao Vizcaya Argentaria SA Sponsored ADR....... 34,534 286,632 #*Banco de Sabadell SA................................... 357,985 872,923 Banco Espanol de Credito SA............................ 10,729 39,275 #Banco Popular Espanol SA............................... 157,958 247,011 Banco Santander SA..................................... 219,822 1,655,078 #Banco Santander SA Sponsored ADR....................... 51,766 386,174 Bankinter SA........................................... 34,448 136,823 *Baron de Ley SA........................................ 967 54,634 Bolsas y Mercados Espanoles SA......................... 4,896 105,789 #CaixaBank SA........................................... 73,843 280,442 #*Caja de Ahorros del Mediterraneo SA.................... 8,736 -- *Campofrio Food Group SA................................ 1,520 11,139 *Cementos Portland Valderrivas SA....................... 1,746 8,381 #Cie Automotive SA...................................... 11,475 79,581 *Codere SA.............................................. 530 2,223 Construcciones y Auxiliar de Ferrocarriles SA.......... 202 96,174 *Deoleo SA.............................................. 106,393 45,543 Dinamia Capital Privado Sociedad de Capital Riesgo SA.. 27 183 Distribuidora Internacional de Alimentacion SA......... 9,770 59,188 Duro Felguera SA....................................... 7,224 43,731 Ebro Foods SA.......................................... 9,172 168,467 Elecnor SA............................................. 4,468 53,111 Enagas SA.............................................. 7,569 150,566 Ence Energia y Celulosa SA............................. 44,710 109,159 *Ercros SA.............................................. 29,067 20,118 Faes Farma SA.......................................... 30,356 52,600 Ferrovial SA........................................... 19,785 279,962 *Fersa Energias Renovables SA........................... 4,378 2,102 Fluidra SA............................................. 921 2,361 #Fomento de Construcciones y Contratas SA............... 7,895 103,434 Gamesa Corp Tecnologica SA............................. 52,113 106,467 Gas Natural SDG SA..................................... 18,758 291,436 *Grifols SA............................................. 2,915 101,240 Grupo Catalana Occidente SA............................ 6,084 99,353 Iberdrola SA........................................... 118,852 615,526 Iberpapel Gestion SA................................... 130 2,223 #Indra Sistemas SA...................................... 15,935 182,327 *Inmobiliaria Colonial SA............................... 1,264 2,469 *Jazztel P.L.C.......................................... 28,321 187,738 *La Seda de Barcelona SA................................ 1,590 2,204 Laboratorios Farmaceuticos Rovi SA..................... 1,442 9,700 Mapfre SA.............................................. 18,630 51,680 #Mediaset Espana Comunicacion SA........................ 28,183 151,689 Melia Hotels International SA.......................... 4,672 34,766 Miquel y Costas & Miquel SA............................ 1,681 45,799 *NH Hoteles SA.......................................... 23,746 86,210 Obrascon Huarte Lain SA................................ 4,518 118,436 Papeles y Cartones de Europa SA........................ 7,764 18,665 Pescanova SA........................................... 3,349 62,168 #*Promotora de Informaciones SA Series A................. 67,092 29,250 Prosegur Cia de Seguridad SA........................... 14,050 76,655 489 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ----------- SPAIN -- (Continued) *Realia Business SA....................................... 14,616 $ 11,180 Red Electrica Corporacion SA............................. 4,942 231,876 Repsol SA................................................ 7,521 150,726 Repsol SA Sponsored ADR.................................. 8,520 171,252 #*Sacyr Vallehermoso SA.................................... 17,602 35,071 *Sociedad Nacional Industrias Aplicaciones Celulosa Espanola SA............................................. 538 565 Solaria Energia y Medio Ambiente SA...................... 8,257 9,344 Tecnicas Reunidas SA..................................... 999 49,209 Telefonica SA............................................ 22,213 293,183 Telefonica SA Sponsored ADR.............................. 7,184 94,398 *Tubacex SA............................................... 16,869 43,541 Tubos Reunidos SA........................................ 23,431 58,447 Vidrala SA............................................... 4,008 103,648 Viscofan SA.............................................. 3,785 183,389 *Vocento SA............................................... 845 1,072 *Vueling Airlines SA...................................... 2,854 19,086 Zardoya Otis SA.......................................... 847 10,481 #*Zeltia SA................................................ 14,869 25,493 ----------- TOTAL SPAIN................................................. 10,968,570 ----------- SWEDEN -- (3.0%) Aarhuskarlshamn AB....................................... 3,387 133,421 Acando AB................................................ 18,648 44,082 *Active Biotech AB........................................ 1,997 18,371 AddTech AB Series B...................................... 1,162 28,970 AF AB Series B........................................... 7,716 171,392 Alfa Laval AB............................................ 4,247 73,886 #*Alliance Oil Co., Ltd. SDR............................... 22,094 170,009 *Arise Windpower AB....................................... 1,403 4,955 Assa Abloy AB Series B................................... 6,882 229,279 Avanza Bank Holding AB................................... 1,688 33,179 Axfood AB................................................ 1,350 49,974 #Axis Communications AB................................... 3,786 88,494 B&B Tools AB Series B.................................... 5,073 34,831 BE Group AB.............................................. 8,493 20,736 Beiger Electronics AB.................................... 728 5,537 Beijer Alma AB........................................... 2,460 41,431 *Betsson AB............................................... 2,228 60,877 Bilia AB Series A........................................ 5,411 69,462 #Billerud AB.............................................. 22,195 211,718 BioGaia AB Series B...................................... 778 20,113 *Bjorn Borg AB............................................ 5,637 29,731 Boliden AB............................................... 50,452 884,106 Bure Equity AB........................................... 19,350 67,105 Byggmax Group AB......................................... 5,119 23,573 Castellum AB............................................. 9,040 121,174 *CDON Group AB............................................ 4,074 22,896 *Cision AB................................................ 537 4,211 Clas Ohlson AB Series B.................................. 6,555 83,783 #Concentric AB............................................ 8,712 65,672 Concordia Maritime AB Series B........................... 10,317 15,601 Duni AB.................................................. 6,637 60,149 East Capital Explorer AB................................. 3,140 23,200 Electrolux AB Series B................................... 27,823 713,261 Elekta AB Series B....................................... 17,468 248,662 #*Eniro AB................................................. 13,879 19,563 Fabege AB................................................ 5,720 56,809 *Fastighets AB Balder Series B............................ 5,442 29,844 G & L Beijer AB Series B................................. 5,568 86,591 Getinge AB Series B...................................... 8,594 264,456 Gunnebo AB............................................... 8,531 33,052 490 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- SWEDEN -- (Continued) Hakon Invest AB.......................................... 8,061 $ 138,526 #Haldex AB................................................ 14,225 62,157 Hexagon AB Series B...................................... 16,888 390,134 Hexpol AB................................................ 4,560 203,902 *HIQ International AB..................................... 5,939 27,109 Hoganas AB Series B...................................... 4,200 140,067 Holmen AB Series B....................................... 12,663 373,172 Hufvudstaden AB Series A................................. 2,399 30,470 Husqvarna AB Series A.................................... 16,643 96,512 Husqvarna AB Series B.................................... 104,925 609,472 Industrial & Financial Systems AB Series B............... 3,767 58,034 Indutrade AB............................................. 1,483 41,601 Intrum Justitia AB....................................... 6,733 97,421 JM AB.................................................... 13,589 244,779 #*KappAhl AB............................................... 31,290 22,583 Klovern AB............................................... 4,341 16,814 KNOW IT AB............................................... 5,593 40,506 Kungsleden AB............................................ 8,310 40,647 Lagercrantz Group AB Series B............................ 3,413 30,556 Lindab International AB.................................. 17,212 129,187 Loomis AB Series B....................................... 13,680 187,991 *Lundin Petroleum AB...................................... 8,737 209,635 Meda AB Series A......................................... 46,338 474,734 *Medivir AB Series B...................................... 3,681 33,595 Mekonomen AB............................................. 1,728 48,454 #*Micronic Mydata AB....................................... 22,549 35,006 Millicom International Cellular SA SDR................... 763 65,873 Modern Times Group AB Series B........................... 714 21,780 NCC AB Series A.......................................... 516 9,548 NCC AB Series B.......................................... 18,526 347,125 *Net Entertainment NE AB.................................. 2,208 24,364 #*Net Insight AB Series B.................................. 44,491 10,604 #New Wave Group AB Series B............................... 9,990 30,263 #NIBE Industrier AB Series B.............................. 5,798 87,797 #*Nobia AB................................................. 35,951 144,857 Nolato AB Series B....................................... 5,192 60,224 Nordea Bank AB........................................... 80,010 727,263 Nordnet AB Series B...................................... 24,240 60,046 OEM International AB Series B............................ 1,100 10,674 *Orexo AB................................................. 4,651 33,710 Oriflame Cosmetics SA SDR................................ 3,287 90,835 *PA Resources AB.......................................... 121,871 8,299 Peab AB Series B......................................... 39,992 188,851 Pricer AB Series B....................................... 26,995 35,826 ProAct IT Group AB....................................... 1,449 20,756 Proffice AB Series B..................................... 6,502 18,823 Ratos AB Series B........................................ 26,759 229,754 Readsoft AB Series B..................................... 7,704 22,767 *Rederi AB Transatlantic.................................. 4,088 3,592 *Rezidor Hotel Group AB................................... 18,581 66,148 *RNB Retail & Brands AB................................... 953 280 Rottneros AB............................................. 4,960 1,383 Saab AB Series B......................................... 13,866 263,798 Sandvik AB............................................... 6,198 86,124 #*SAS AB................................................... 39,445 38,407 Scania AB Series B....................................... 2,498 47,663 *Securitas AB Series B.................................... 31,983 232,923 *Semcon AB................................................ 3,664 24,413 Skandinaviska Enskilda Banken AB Series A................ 137,821 1,143,610 Skanska AB Series B...................................... 32,034 501,814 SKF AB Series B.......................................... 6,178 139,424 491 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ----------- SWEDEN -- (Continued) Skistar AB............................................... 4,280 $ 51,432 #SSAB AB Series A......................................... 35,977 257,731 SSAB AB Series B......................................... 16,297 100,789 Svenska Cellulosa AB Series A............................ 5,303 104,266 Svenska Cellulosa AB Series B............................ 56,655 1,104,558 Svenska Handelsbanken AB Series A........................ 13,978 479,686 Sweco AB Series B........................................ 2,946 31,030 Swedbank AB Series A..................................... 24,118 447,980 Swedish Match AB......................................... 1,500 51,142 *Swedish Orphan Biovitrum AB.............................. 33,543 189,400 Systemair AB............................................. 819 9,470 Tele2 AB Series B........................................ 15,451 257,921 Telefonaktiebolaget LM Ericsson AB Series A.............. 4,300 36,886 Telefonaktiebolaget LM Ericsson AB Series B.............. 70,980 628,817 Telefonaktiebolaget LM Ericsson AB Sponsored ADR......... 900 8,001 TeliaSonera AB........................................... 55,716 366,290 *TradeDoubler AB.......................................... 8,288 14,574 Trelleborg AB Series B................................... 62,039 676,025 #Unibet Group P.L.C. SDR.................................. 3,049 85,989 Vitrolife AB............................................. 850 5,581 Volvo AB Series A........................................ 7,822 105,317 Volvo AB Series B........................................ 18,915 255,243 Wallenstam AB Series B................................... 4,077 44,816 Wihlborgs Fastigheter AB................................. 4,450 67,928 *Xvivo Perfusion AB....................................... 850 3,460 ----------- TOTAL SWEDEN................................................ 18,331,170 ----------- SWITZERLAND -- (5.9%) *ABB, Ltd................................................. 14,725 265,932 ABB, Ltd. Sponsored ADR.................................. 16,820 303,769 Acino Holding AG......................................... 1,178 144,439 Actelion, Ltd............................................ 3,991 192,636 Adecco SA................................................ 8,224 398,802 *AFG Arbonia-Forster Holding AG........................... 4,138 93,790 Allreal Holding AG....................................... 4,268 645,257 Alpiq Holding AG......................................... 337 54,993 ALSO-Actebis Holding AG.................................. 321 15,647 AMS AG................................................... 2,877 306,477 APG SGA SA............................................... 74 14,098 Aryzta AG................................................ 17,488 873,657 Ascom Holding AG......................................... 5,457 46,678 *Autoneum Holding AG...................................... 720 36,825 #Bachem Holdings AG....................................... 796 31,920 Baloise Holding AG....................................... 11,538 963,030 Bank Coop AG............................................. 1,479 87,660 Banque Cantonale de Geneve SA............................ 110 24,338 Banque Cantonale Vaudoise AG............................. 561 297,495 Banque Privee Edmond de Rothschild SA.................... 1 20,384 Barry Callebaut AG....................................... 160 152,811 *Basilea Pharmaceutica AG................................. 2,498 122,842 Basler Kantonalbank AG................................... 599 65,179 Belimo Holdings AG....................................... 60 105,751 Bell AG.................................................. 32 68,030 Berner Kantonalbank AG................................... 976 265,796 BKW AG................................................... 645 24,953 *Bobst Group AG........................................... 2,031 62,015 Bossard Holding AG....................................... 598 80,195 Bucher Industries AG..................................... 1,226 230,052 Burckhardt Compression Holding AG........................ 467 133,851 Burkhalter Holding AG.................................... 9 2,947 Centralschweizerische Kraftwerke AG...................... 31 11,014 492 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- SWITZERLAND -- (Continued) *Cham Paper Holding AG..................................... 17 $ 2,890 *Charles Voegele Holding AG................................ 1,289 22,881 Cie Financiere Tradition SA............................... 305 18,502 #Clariant AG............................................... 56,160 601,810 Coltene Holding AG........................................ 1,771 51,513 Compagnie Financiere Richemont SA Series A................ 5,513 357,783 Conzzeta AG............................................... 35 64,332 Credit Suisse Group AG.................................... 76,065 1,768,919 Daetwyler Holding AG...................................... 1,335 116,144 #*Dufry AG.................................................. 2,291 291,385 #EFG International AG...................................... 12,631 115,515 Emmi AG................................................... 523 129,915 EMS-Chemie Holding AG..................................... 439 105,918 Energiedienst Holding AG.................................. 1,258 57,095 Flughafen Zuerich AG...................................... 992 424,518 Forbo Holding AG.......................................... 508 321,056 Galenica Holding AG....................................... 207 121,570 *GAM Holding AG............................................ 49,665 694,585 Gategroup Holding AG...................................... 7,072 187,428 Geberit AG................................................ 739 152,637 George Fisher AG.......................................... 1,180 414,599 Givaudan SA............................................... 282 282,081 Gurit Holding AG.......................................... 97 39,542 Helvetia Holding AG....................................... 1,290 452,978 Holcim, Ltd............................................... 24,022 1,639,411 Huber & Suhner AG......................................... 3,353 149,097 Implenia AG............................................... 4,270 181,301 Inficon Holding AG........................................ 241 51,554 Interroll Holding AG...................................... 121 45,681 Intershop Holding AG...................................... 51 17,744 Julius Baer Group, Ltd.................................... 18,737 650,208 #Kaba Holding AG........................................... 359 135,749 *Kardex AG................................................. 1,109 29,271 #Komax Holding AG.......................................... 841 61,166 Kudelski SA............................................... 10,425 113,989 Kuehne & Nagel International AG........................... 1,113 130,202 *Kuoni Reisen Holding AG Series B.......................... 1,063 284,264 #LEM Holding SA............................................ 28 14,076 *Liechtensteinische Landesbank AG.......................... 1,203 39,235 Lindt & Spruengli AG...................................... 1 36,402 #Logitech International SA................................. 46,055 333,525 Lonza Group AG............................................ 12,434 630,630 #Luzerner Kantonalbank AG.................................. 603 218,219 Metall Zug AG............................................. 32 67,280 #*Meyer Burger Technology AG................................ 10,713 104,105 Micronas Semiconductor Holding AG......................... 8,922 76,717 Mikron Holding AG......................................... 4,766 27,538 Mobilezone Holding AG..................................... 2,526 26,455 Mobimo Holding AG......................................... 1,529 354,574 *Myriad Group AG........................................... 4,819 12,938 Nestle SA................................................. 29,483 1,871,824 Nobel Biocare Holding AG.................................. 9,798 87,770 Novartis AG............................................... 3,867 233,182 Novartis AG ADR........................................... 25,578 1,546,446 *OC Oerlikon Corp. AG...................................... 41,198 414,932 *Orascom Development Holding AG............................ 1,261 21,571 Orell Fuessli Holding AG.................................. 184 19,162 Orior AG.................................................. 1,013 52,942 Panalpina Welttransport Holding AG........................ 2,305 218,017 Partners Group Holding AG................................. 501 106,056 Phoenix Mecano AG......................................... 168 82,890 493 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SWITZERLAND -- (Continued) PSP Swiss Property AG................................... 1,506 $ 138,306 PubliGroupe SA.......................................... 558 75,994 Rieters Holdings AG..................................... 609 97,383 Romande Energie Holding SA.............................. 52 66,902 Schaffner Holding AG.................................... 39 9,664 Schindler Holding AG.................................... 551 71,377 Schmolz & Bickenbach AG................................. 17,745 67,108 Schweiter Technologies AG............................... 260 127,570 Schweizerische National-Versicherungs-Gesellschaft AG... 3,878 156,873 SGS SA.................................................. 48 101,756 *Siegfried Holding AG.................................... 817 101,844 Sika AG................................................. 177 368,836 Sonova Holding AG....................................... 728 73,307 St. Galler Kantonalbank AG.............................. 657 269,386 #Straumann Holding AG................................... 492 60,626 Sulzer AG............................................... 2,814 408,050 Swatch Group AG (7184725)............................... 829 343,146 Swatch Group AG (7184736)............................... 1,122 81,609 Swiss Life Holding AG................................... 6,474 817,583 Swiss Re, Ltd........................................... 35,621 2,464,879 Swisscom AG............................................. 339 141,113 Swisslog Holding AG..................................... 74,559 80,095 Swissquote Group Holding SA............................. 2,586 79,843 Syngenta AG ADR......................................... 2,693 209,946 Tamedia AG.............................................. 359 40,122 Tecan Group AG.......................................... 1,744 130,142 *Temenos Group AG........................................ 7,046 116,072 *Tornos Holding AG....................................... 2,333 16,158 U-Blox AG............................................... 1,145 50,722 UBS AG.................................................. 64,697 970,688 #UBS AG ADR.............................................. 34,236 514,225 Valiant Holding AG...................................... 3,662 360,688 Valora Holding AG....................................... 744 141,415 *Vaudoise Assurances Holding SA.......................... 227 70,267 Verwaltungs und Privat-Bank AG.......................... 990 73,858 Vetropack Holding AG.................................... 45 76,728 *Von Roll Holding AG..................................... 12,622 28,571 Vontobel Holdings AG.................................... 6,677 186,213 VZ Holding AG........................................... 50 5,962 Walliser Kantonalbank AG................................ 37 34,860 WMH Walter Meier Holding AG............................. 105 23,558 Ypsomed Holdings AG..................................... 784 46,631 Zehnder Group AG........................................ 2,320 136,634 *Zug Estates Holding AG Class B.......................... 32 42,148 Zuger Kantonalbank AG................................... 19 99,778 Zurich Insurance Group AG............................... 14,816 3,652,436 ----------- TOTAL SWITZERLAND.......................................... 36,256,054 ----------- UNITED KINGDOM -- (18.5%) 4imprint Group P.L.C.................................... 979 5,501 888 Holdings P.L.C...................................... 29,087 49,256 A.G. Barr P.L.C......................................... 7,158 51,407 Aberdeen Asset Management P.L.C......................... 87,090 457,483 Acal P.L.C.............................................. 3,887 10,876 Admiral Group P.L.C..................................... 3,611 64,708 Aegis Group P.L.C....................................... 82,443 313,050 *Afren P.L.C............................................. 192,537 429,443 African Barrick Gold P.L.C.............................. 30,305 207,787 Aga Rangemaster Group P.L.C............................. 9,912 8,734 Aggreko P.L.C........................................... 4,825 167,815 Amec P.L.C.............................................. 17,688 303,489 494 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- UNITED KINGDOM -- (Continued) Amlin P.L.C.............................................. 141,826 $ 854,966 Anglo American P.L.C..................................... 60,914 1,877,034 Anglo Pacific Group P.L.C................................ 11,607 46,906 Anglo-Eastern Plantations P.L.C.......................... 19 215 Anite P.L.C.............................................. 44,555 101,721 Antofagasta P.L.C........................................ 8,353 169,936 ARM Holdings P.L.C....................................... 31,980 344,605 Ashmore Group P.L.C...................................... 17,502 100,752 Ashtead Group P.L.C...................................... 135,222 816,920 Associated British Foods P.L.C........................... 21,546 482,172 Assura Group, Ltd........................................ 23,871 12,934 AstraZeneca P.L.C. Sponsored ADR......................... 11,019 511,282 Aveva Group P.L.C........................................ 5,527 177,855 Aviva P.L.C.............................................. 209,754 1,123,324 #Aviva P.L.C. Sponsored ADR............................... 9,081 97,893 AZ Electronic Materials SA............................... 5,612 32,191 Babcock International Group P.L.C........................ 26,973 426,377 BAE Systems P.L.C........................................ 49,239 248,524 Balfour Beatty P.L.C..................................... 140,310 715,220 Barclays P.L.C........................................... 207,884 768,706 Barclays P.L.C. Sponsored ADR............................ 33,524 496,155 *Barratt Developments P.L.C............................... 259,165 794,475 BBA Aviation P.L.C....................................... 106,497 347,933 Beazley P.L.C............................................ 138,486 395,978 Bellway P.L.C............................................ 30,708 501,966 Berendsen P.L.C.......................................... 41,364 376,132 *Berkeley Group Holdings P.L.C. (The)..................... 28,573 703,132 Betfair Group P.L.C...................................... 2,405 29,217 BG Group P.L.C........................................... 36,356 675,023 BHP Billiton P.L.C....................................... 3,376 108,206 BHP Billiton P.L.C. ADR.................................. 7,096 454,002 Bloomsbury Publishing P.L.C.............................. 1,196 2,486 Bodycote P.L.C........................................... 55,300 337,648 Booker Group P.L.C....................................... 97,678 161,733 Bovis Homes Group P.L.C.................................. 34,610 286,502 BP P.L.C. Sponsored ADR.................................. 80,492 3,452,302 Braemar Shipping Services P.L.C.......................... 1,245 8,392 Brammer P.L.C............................................ 975 3,785 Brewin Dolphin Holdings P.L.C............................ 57,636 168,180 British Polythene Industries P.L.C....................... 4,284 26,366 British Sky Broadcasting Group P.L.C..................... 8,574 98,129 Britvic P.L.C............................................ 20,218 117,337 BT Group P.L.C........................................... 16,974 58,333 BT Group P.L.C. Sponsored ADR............................ 4,280 147,146 *BTG P.L.C................................................ 58,842 324,899 Bunzl P.L.C.............................................. 16,317 270,283 Burberry Group P.L.C..................................... 11,738 221,474 Bwin.Party Digital Entertainment P.L.C................... 164,386 319,361 Cable & Wireless Communications P.L.C.................... 230,845 139,781 *Cairn Energy P.L.C....................................... 45,121 204,518 Cape P.L.C............................................... 28,638 124,555 Capita P.L.C............................................. 9,318 108,874 Capital & Counties Properties P.L.C...................... 1,729 6,316 *Capital & Regional P.L.C................................. 34,857 13,517 Carclo P.L.C............................................. 6,128 35,727 Carillion P.L.C.......................................... 108,682 540,937 Carnival P.L.C........................................... 17,812 709,502 #Carnival P.L.C. ADR...................................... 1,504 59,453 *Carpetright P.L.C........................................ 3,609 40,202 Castings P.L.C........................................... 9,986 55,955 Catlin Group, Ltd........................................ 92,411 704,258 495 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- UNITED KINGDOM -- (Continued) *Centamin P.L.C............................................. 99,057 $102,307 Chemring Group P.L.C....................................... 36,226 183,857 Chesnara P.L.C............................................. 28,258 85,665 Chime Communications P.L.C................................. 7,386 25,756 Cineworld Group P.L.C...................................... 28,182 110,348 Clarkson P.L.C............................................. 893 19,202 Close Brothers Group P.L.C................................. 39,660 542,694 Cobham P.L.C............................................... 163,647 568,939 *Colt Group SA.............................................. 56,580 100,977 Compass Group P.L.C........................................ 32,221 354,048 Computacenter P.L.C........................................ 32,517 192,531 Consort Medical P.L.C...................................... 6,807 84,126 Cookson Group P.L.C........................................ 73,304 692,495 Costain Group P.L.C........................................ 2,521 9,592 Cranswick P.L.C............................................ 11,913 143,642 Creston P.L.C.............................................. 3,606 4,887 Croda International P.L.C.................................. 6,284 223,739 CSR P.L.C.................................................. 60,067 342,897 CSR P.L.C. ADR............................................. 700 15,932 Daily Mail & General Trust P.L.C. Series A................. 26,509 204,489 Dairy Crest Group P.L.C.................................... 36,421 210,003 Darty P.L.C................................................ 56,339 48,985 De La Rue P.L.C............................................ 10,052 171,917 Debenhams P.L.C............................................ 341,473 661,098 Dechra Pharmaceuticals P.L.C............................... 6,157 61,258 Development Securities P.L.C............................... 20,342 52,563 Devro P.L.C................................................ 26,558 140,778 Dialight P.L.C............................................. 3,025 54,343 Dignity P.L.C.............................................. 6,668 100,653 Diploma P.L.C.............................................. 18,621 134,536 *Dixons Retail P.L.C........................................ 841,967 280,913 Domino Printing Sciences P.L.C............................. 16,343 143,283 Domino's Pizza Group P.L.C................................. 8,282 67,681 Drax Group P.L.C........................................... 82,536 749,087 DS Smith P.L.C............................................. 207,442 716,187 Dunelm Group P.L.C......................................... 2,288 24,791 E2V Technologies P.L.C..................................... 19,164 35,958 easyJet P.L.C.............................................. 45,711 461,956 Electrocomponents P.L.C.................................... 67,573 234,695 Elementis P.L.C............................................ 92,492 313,059 *EnQuest P.L.C.............................................. 137,197 257,193 *Enterprise Inns P.L.C...................................... 119,968 141,057 *Essar Energy P.L.C......................................... 6,384 14,147 Eurasian Natural Resources Corp. P.L.C..................... 26,397 139,934 Euromoney Institutional Investor P.L.C..................... 5,292 68,409 Evraz P.L.C................................................ 33,809 129,002 *Exillon Energy P.L.C....................................... 16,246 40,949 Experian P.L.C............................................. 9,848 170,381 F&C Asset Management P.L.C................................. 126,978 203,117 Fenner P.L.C............................................... 45,184 263,985 Ferrexpo P.L.C............................................. 20,896 70,560 Fiberweb P.L.C............................................. 45,220 48,232 Fidessa Group P.L.C........................................ 4,266 91,591 Filtrona P.L.C............................................. 26,942 249,599 *Findel P.L.C............................................... 203,693 22,344 Firstgroup P.L.C........................................... 77,050 237,264 *Fortune Oil P.L.C.......................................... 194,600 26,718 Fresnillo P.L.C............................................ 219 6,799 Fuller Smith & Turner P.L.C. Series A...................... 7,612 91,013 G4S P.L.C.................................................. 98,556 414,784 Galliford Try P.L.C........................................ 19,811 236,273 496 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- UNITED KINGDOM -- (Continued) *Gem Diamonds, Ltd........................................ 28,445 $ 77,597 Genus P.L.C.............................................. 10,956 258,090 GKN P.L.C................................................ 166,610 560,381 Go-Ahead Group P.L.C..................................... 4,714 98,908 Greencore Group P.L.C.................................... 117,036 171,867 Greene King P.L.C........................................ 56,861 545,552 Greggs P.L.C............................................. 15,704 118,765 Halfords Group P.L.C..................................... 41,756 233,397 Halma P.L.C.............................................. 26,394 175,919 *Hardy Oil & Gas P.L.C.................................... 8,461 17,715 Hargreaves Lansdown P.L.C................................ 16,210 193,455 Hays P.L.C............................................... 92,832 122,404 Headlam Group P.L.C...................................... 17,739 91,584 Helical Bar P.L.C........................................ 28,715 89,417 Henderson Group P.L.C.................................... 169,830 321,467 *Heritage Oil P.L.C....................................... 45,942 143,719 *hibu P.L.C............................................... 869,269 5,191 Hikma Pharmaceuticals P.L.C.............................. 24,555 293,270 Hill & Smith Holdings P.L.C.............................. 18,702 112,463 Hiscox, Ltd.............................................. 100,746 776,837 Hochschild Mining P.L.C.................................. 22,123 176,873 Hogg Robinson Group P.L.C................................ 4,980 3,942 Home Retail Group P.L.C.................................. 114,520 211,426 Homeserve P.L.C.......................................... 24,446 87,188 Howden Joinery Group P.L.C............................... 77,176 212,179 #HSBC Holdings P.L.C. Sponsored ADR....................... 102,908 5,079,539 Hunting P.L.C............................................ 21,885 265,084 Huntsworth P.L.C......................................... 25,889 19,569 Hyder Consulting P.L.C................................... 977 6,229 ICAP P.L.C............................................... 79,747 419,554 IG Group Holdings P.L.C.................................. 34,401 242,240 *Imagination Technologies Group P.L.C..................... 9,631 71,153 IMI P.L.C................................................ 15,182 234,409 Imperial Tobacco Group P.L.C............................. 12,246 463,140 Inchcape P.L.C........................................... 108,309 704,387 Informa P.L.C............................................ 109,445 708,442 Inmarsat P.L.C........................................... 45,303 415,039 *Innovation Group P.L.C................................... 197,432 70,212 InterContinental Hotels Group P.L.C...................... 4,459 110,313 InterContinental Hotels Group P.L.C. ADR................. 1,026 25,260 *International Consolidated Airlines Group SA............. 189,265 493,401 *International Ferro Metals, Ltd.......................... 82,212 18,267 International Personal Finance P.L.C..................... 31,376 176,249 Interserve P.L.C......................................... 37,094 233,689 Intertek Group P.L.C..................................... 4,367 199,059 Invensys P.L.C........................................... 82,156 302,931 Investec P.L.C........................................... 102,274 603,124 *IP Group P.L.C........................................... 56,362 107,525 ITE Group P.L.C.......................................... 26,693 83,274 ITV P.L.C................................................ 269,602 377,449 James Fisher & Sons P.L.C................................ 11,653 147,098 Jardine Lloyd Thompson Group P.L.C....................... 7,270 87,389 JD Sports Fashion P.L.C.................................. 3,602 44,178 JD Wetherspoon P.L.C..................................... 18,334 148,560 *JKX Oil & Gas P.L.C...................................... 19,692 25,478 John Menzies P.L.C....................................... 6,307 61,719 John Wood Group P.L.C.................................... 59,682 820,315 Johnson Matthey P.L.C.................................... 8,203 298,510 Jupiter Fund Management P.L.C............................ 36,574 154,743 Kazakhmys P.L.C.......................................... 27,425 314,656 KCOM Group P.L.C......................................... 53,721 65,912 497 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- UNITED KINGDOM -- (Continued) Keller Group P.L.C..................................... 10,796 $ 105,899 Kier Group P.L.C....................................... 5,615 116,809 Kingfisher P.L.C....................................... 232,192 1,087,134 *Kofax P.L.C............................................ 16,410 74,774 Ladbrokes P.L.C........................................ 82,902 240,119 Laird P.L.C............................................ 69,307 235,774 #Lamprell P.L.C......................................... 41,823 50,081 Lancashire Holdings, Ltd............................... 37,973 529,535 Laura Ashley Holdings P.L.C............................ 22,105 9,438 Lavendon Group P.L.C................................... 17,532 39,950 Legal & General Group P.L.C............................ 594,171 1,288,008 *Lloyds Banking Group P.L.C............................. 1,911,509 1,258,744 *Lloyds Banking Group P.L.C. Sponsored ADR.............. 46,132 120,866 London Stock Exchange Group P.L.C...................... 24,527 387,006 #Lonmin P.L.C........................................... 34,133 283,235 Lookers P.L.C.......................................... 63,385 77,692 Low & Bonar P.L.C...................................... 21,333 18,660 LSL Property Services P.L.C............................ 1,287 4,690 Man Group P.L.C........................................ 242,887 308,655 Management Consulting Group P.L.C...................... 29,849 11,945 Marks & Spencer Group P.L.C............................ 48,250 307,095 Marshalls P.L.C........................................ 19,919 28,832 Marston's P.L.C........................................ 149,111 295,313 *McBride P.L.C.......................................... 40,404 89,364 *McBride P.L.C. Redeemable B Shares..................... 1,212,120 1,956 Mears Group P.L.C...................................... 26,230 124,552 Mecom Group P.L.C...................................... 31,967 40,176 Meggitt P.L.C.......................................... 105,432 657,591 Melrose P.L.C.......................................... 176,910 689,127 Michael Page International P.L.C....................... 15,548 90,745 Micro Focus International P.L.C........................ 4,590 42,575 Millennium & Copthorne Hotels P.L.C.................... 44,872 364,123 *Mitchells & Butlers P.L.C.............................. 61,137 323,494 Mitie Group P.L.C...................................... 73,516 346,378 Mondi P.L.C............................................ 70,018 771,844 Moneysupermarket.com Group P.L.C....................... 54,769 118,614 Morgan Crucible Co. P.L.C.............................. 52,261 213,524 Morgan Sindall Group P.L.C............................. 7,602 81,189 Mothercare P.L.C....................................... 14,702 65,966 N Brown Group P.L.C.................................... 43,294 235,171 National Express Group P.L.C........................... 107,229 294,946 NCC Group P.L.C........................................ 3,591 52,231 New World Resources P.L.C. Series A.................... 8 33 Next P.L.C............................................. 3,701 213,350 Northgate P.L.C........................................ 21,162 86,495 Novae Group P.L.C...................................... 11,901 71,508 #*Ocado Group P.L.C...................................... 61,385 65,769 Old Mutual P.L.C....................................... 465,474 1,295,638 *Optos P.L.C............................................ 8,122 26,690 Oxford Instruments P.L.C............................... 6,221 134,997 Pace P.L.C............................................. 69,149 207,591 PayPoint P.L.C......................................... 1,351 16,785 Pearson P.L.C.......................................... 15,716 316,003 #Pearson P.L.C. Sponsored ADR........................... 21,531 432,773 *Pendragon P.L.C........................................ 129,184 29,186 Pennon Group P.L.C..................................... 21,112 244,558 Persimmon P.L.C........................................ 79,548 1,023,538 *Petra Diamonds, Ltd.................................... 71,660 115,381 Petrofac, Ltd.......................................... 4,912 127,527 Petropavlovsk P.L.C.................................... 41,647 271,919 Phoenix Group Holdings P.L.C........................... 11,270 89,909 498 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- UNITED KINGDOM -- (Continued) Phoenix IT Group, Ltd.................................. 10,671 $ 29,755 Photo-Me International P.L.C........................... 17,478 14,126 Porvair P.L.C.......................................... 500 1,108 Premier Farnell P.L.C.................................. 44,337 118,640 *Premier Foods P.L.C.................................... 65,881 113,698 *Premier Oil P.L.C...................................... 86,889 492,663 Provident Financial P.L.C.............................. 6,445 142,853 Prudential P.L.C....................................... 68,348 938,671 Prudential P.L.C. ADR.................................. 800 21,984 *Punch Taverns P.L.C.................................... 139,592 14,619 PZ Cussons P.L.C....................................... 16,088 87,981 Qinetiq Group P.L.C.................................... 126,269 402,166 *Quintain Estates & Development P.L.C................... 101,933 88,144 R.E.A. Holdings P.L.C.................................. 1,822 14,137 Randgold Resources, Ltd................................ 810 96,826 Rathbone Brothers P.L.C................................ 6,944 145,279 *Raven Russia, Ltd...................................... 29,857 31,341 *Redrow P.L.C........................................... 58,585 149,410 Reed Elsevier P.L.C.................................... 3,037 29,749 Reed Elsevier P.L.C. ADR............................... 300 11,721 Regus P.L.C............................................ 167,996 272,398 Renishaw P.L.C......................................... 5,590 159,381 *Renold P.L.C........................................... 12,120 3,685 Rentokil Initial P.L.C................................. 63,933 91,006 Resolution, Ltd........................................ 264,476 932,454 Restaurant Group P.L.C................................. 25,626 155,273 Rexam P.L.C............................................ 142,831 1,031,333 Ricardo P.L.C.......................................... 7,021 40,987 Rightmove P.L.C........................................ 7,424 193,276 Rio Tinto P.L.C........................................ 5,471 273,314 Rio Tinto P.L.C. Sponsored ADR......................... 8,363 417,983 RM P.L.C............................................... 9,841 12,823 Robert Walters P.L.C................................... 16,237 52,297 *Rolls-Royce Holdings P.L.C............................. 50,296 695,065 *Rolls-Royce Holdings P.L.C. Series C................... 3,822,496 6,169 Rotork P.L.C........................................... 4,681 172,456 *Royal Bank of Scotland Group P.L.C..................... 172,486 770,173 *Royal Bank of Scotland Group P.L.C. Sponsored ADR...... 13,214 118,133 Royal Dutch Shell P.L.C. ADR........................... 88,550 6,254,286 Royal Dutch Shell P.L.C. Series A...................... 239 8,201 Royal Dutch Shell P.L.C. Series B...................... 6,539 231,302 RPC Group P.L.C........................................ 41,398 283,296 RPS Group P.L.C........................................ 59,685 226,394 RSA Insurance Group P.L.C.............................. 685,426 1,244,158 SABmiller P.L.C........................................ 11,816 507,124 Safestore Holdings P.L.C............................... 11,869 20,907 Sage Group P.L.C....................................... 103,070 517,677 Sainsbury (J.) P.L.C................................... 123,819 709,936 *Salamander Energy P.L.C................................ 62,689 194,853 Savills P.L.C.......................................... 32,530 212,596 Schroders P.L.C........................................ 10,034 247,592 Schroders P.L.C. Non-Voting............................ 6,442 128,636 SDL P.L.C.............................................. 17,586 150,738 Senior P.L.C........................................... 75,073 235,935 Serco Group P.L.C...................................... 20,448 187,176 Severfield-Rowen P.L.C................................. 22,934 52,199 Severn Trent P.L.C..................................... 5,504 142,748 Shanks Group P.L.C..................................... 107,075 141,645 Shire P.L.C. ADR....................................... 1,800 151,902 SIG P.L.C.............................................. 153,475 260,002 Smith & Nephew P.L.C................................... 7,200 76,142 499 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- UNITED KINGDOM -- (Continued) #Smith & Nephew P.L.C. Sponsored ADR...................... 1,400 $ 74,158 Smiths Group P.L.C....................................... 14,750 252,032 Smiths News P.L.C........................................ 20,687 51,899 *SOCO International P.L.C................................. 39,498 215,817 *Southern Cross Healthcare Group P.L.C.................... 27,167 -- Spectris P.L.C........................................... 18,022 504,785 Speedy Hire P.L.C........................................ 63,745 33,213 Spirax-Sarco Engineering P.L.C........................... 4,673 146,306 Spirent Communications P.L.C............................. 122,722 286,551 Spirit Pub Co. P.L.C..................................... 194,950 190,566 *Sportech P.L.C........................................... 2,757 2,851 Sportingbet P.L.C........................................ 48,245 41,802 *Sports Direct International P.L.C........................ 28,039 180,684 SSE P.L.C................................................ 25,621 599,260 St. Ives Group P.L.C..................................... 15,536 25,708 St. James's Place P.L.C.................................. 18,607 119,478 St. Modwen Properties P.L.C.............................. 29,859 97,307 Stagecoach Group P.L.C................................... 22,045 97,768 Standard Chartered P.L.C................................. 70,024 1,657,940 Standard Life P.L.C...................................... 253,612 1,197,519 Sthree P.L.C............................................. 12,874 62,598 *SuperGroup P.L.C......................................... 1,850 19,976 Synergy Health P.L.C..................................... 11,910 178,619 TalkTalk Telecom Group P.L.C............................. 61,807 189,708 *Talvivaara Mining Co. P.L.C.............................. 27,180 57,262 Tate & Lyle P.L.C........................................ 45,004 527,494 Taylor Wimpey P.L.C...................................... 883,661 873,386 Ted Baker P.L.C.......................................... 479 7,315 Telecity Group P.L.C..................................... 11,774 171,509 Telecom Plus P.L.C....................................... 4,094 56,177 Tesco P.L.C.............................................. 186,709 966,121 *Thomas Cook Group P.L.C.................................. 153,589 50,885 *Travis Perkins P.L.C..................................... 58,572 1,023,546 *Trinity Mirror P.L.C..................................... 60,279 59,029 TT electronics P.L.C..................................... 48,065 97,136 TUI Travel P.L.C......................................... 124,064 503,368 Tullett Prebon P.L.C..................................... 59,611 263,534 Tullow Oil P.L.C......................................... 10,521 239,026 UBM P.L.C................................................ 24,714 279,391 Ultra Electronics Holdings P.L.C......................... 5,104 139,668 Unite Group P.L.C........................................ 12,079 55,303 United Drug P.L.C........................................ 61,197 277,749 United Utilities Group P.L.C............................. 8,697 95,088 UTV Media P.L.C.......................................... 4,124 8,869 *Vectura Group P.L.C...................................... 65,814 92,447 Vedanta Resources P.L.C.................................. 18,726 344,075 Victrex P.L.C............................................ 7,594 175,045 Vitec Group P.L.C. (The)................................. 5,880 67,600 Vodafone Group P.L.C. Sponsored ADR...................... 165,738 4,511,388 Volex P.L.C.............................................. 1,588 4,170 Weir Group P.L.C. (The).................................. 8,931 251,691 WH Smith P.LC............................................ 19,644 197,129 Whitbread P.L.C.......................................... 17,900 680,260 William Hill P.L.C....................................... 93,750 512,249 William Morrison Supermarkets P.L.C...................... 223,003 965,555 *Wincanton P.L.C.......................................... 8,167 8,940 *Wolfson Microelectronics P.L.C........................... 14,929 50,201 Wolseley P.L.C........................................... 11,555 506,545 WPP P.L.C................................................ 36,317 469,411 #WPP P.L.C. Sponsored ADR................................. 13,042 843,035 WS Atkins P.L.C.......................................... 13,476 155,402 500 INTERNATIONAL VECTOR EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ------------ UNITED KINGDOM -- (Continued) Xaar P.L.C.......................................... 1,530 $ 6,501 *Xchanging P.L.C..................................... 59,342 106,095 Xstrata P.L.C....................................... 77,287 1,224,342 Yule Catto & Co. P.L.C.............................. 54,799 130,101 ------------ TOTAL UNITED KINGDOM................................... 114,964,747 ------------ UNITED STATES -- (0.0%) *Minera Andes Acquisition Corp....................... 22,078 106,770 ------------ TOTAL COMMON STOCKS.................................... 558,378,468 ------------ PREFERRED STOCKS -- (0.0%) GERMANY -- (0.0%) Porsche Automobil Holding SE........................ 2,021 134,707 ------------ UNITED KINGDOM -- (0.0%) *R.E.A. Holdings P.L.C............................... 109 194 ------------ TOTAL PREFERRED STOCKS................................. 134,901 ------------ RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) *Centrebet International, Ltd. Litigation Rights..... 6,648 -- *Yancoal Australia, Ltd. Contigent Value Rights...... 3,742 9,318 ------------ TOTAL AUSTRALIA........................................ 9,318 ------------ BELGIUM -- (0.0%) *Agfa-Gevaert NV STRIP VVPR.......................... 7,342 10 *Nyrstar NV STRIP VVPR............................... 11,235 15 *Tessenderlo Chemie NV STRIP VVPR.................... 671 30 ------------ TOTAL BELGIUM.......................................... 55 ------------ CANADA -- (0.0%) *Duluth Metals, Ltd. Warrants 01/18/13............... 953 429 ------------ HONG KONG -- (0.0%) *Esprit Holdings, Ltd. Rights 11/19/12............... 131,734 35,355 ------------ SINGAPORE -- (0.0%) *Transcu Group, Ltd. Warrants 09/01/13............... 95,999 79 ------------ SPAIN -- (0.0%) *Banco Bilbao Vizcaya Argentaria SA Tradeable Coupons 15 2 ------------ TOTAL RIGHTS/WARRANTS.................................. 45,238 ------------ Shares/ Face Amount (000) Value+ ---------- ------------ SECURITIES LENDING COLLATERAL -- (10.0%) (S)@DFA Short Term Investment Fund..................... 5,272,256 61,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $641,192) to be repurchased at $628,626........... $ 629 628,620 ------------ TOTAL SECURITIES LENDING COLLATERAL.................... 61,628,620 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $570,633,453)................................. $620,187,227 ============ 501 EMERGING MARKETS CORE EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ----------- COMMON STOCKS -- (86.6%) BRAZIL -- (7.0%) AES Tiete SA.......................................... 151,209 $ 1,439,838 Aliansce Shopping Centers SA.......................... 155,047 1,763,416 All America Latina Logistica SA....................... 2,077,630 9,451,910 Amil Participacoes SA................................. 236,240 3,553,399 Anhanguera Educacional Participacoes SA............... 461,680 8,092,271 Arezzo Industria e Comercio SA........................ 128,259 2,289,155 Autometal SA.......................................... 51,400 430,221 *B2W Cia Global Do Varejo SA........................... 335,840 1,633,687 Banco Bradesco SA..................................... 1,197,590 15,761,099 Banco do Brasil SA.................................... 1,736,721 18,529,698 Banco Santander Brasil SA ADR......................... 2,341,263 15,920,588 Bematech SA........................................... 71,300 170,259 *BHG SA - Brazil Hospitality Group..................... 4,400 43,544 BM&F Bovespa SA....................................... 5,809,489 37,184,391 BR Malls Participacoes SA............................. 1,028,417 13,519,477 Brasil Brokers Participacoes SA....................... 717,922 2,014,798 BRF - Brasil Foods SA................................. 437,206 7,953,897 #BRF - Brasil Foods SA ADR............................. 1,233,685 22,601,109 Brookfield Incorporacoes SA........................... 1,014,890 1,773,890 *Brookfield Incorporacoes SA Receipt................... 302,034 530,889 CCR SA................................................ 1,189,900 10,463,363 *CCX Carvao da Colombia SA............................. 79,719 86,350 Centrais Eletricas Brasileiras SA..................... 111,500 612,110 #Centrais Eletricas Brasileiras SA ADR................. 130,848 1,046,784 Centrais Eletricas Brasileiras SA Sponsored ADR....... 322,427 1,792,694 CETIP SA - Mercados Organizados....................... 344,665 3,970,932 Cia de Saneamento Basico do Estado de Sao Paulo....... 17,100 723,891 #Cia de Saneamento Basico do Estado de Sao Paulo ADR... 126,300 10,610,463 Cia de Saneamento de Minas Gerais-Copasa SA........... 295,281 6,969,681 Cia Energetica de Minas Gerais SA..................... 113,187 1,231,596 Cia Hering SA......................................... 251,552 5,778,989 *Cia Paranaense de Energia SA.......................... 3,400 40,762 Cia Providencia Industria e Comercio SA............... 22,200 88,426 Cia Siderurgica Nacional SA........................... 170,500 942,722 #Cia Siderurgica Nacional SA Sponsored ADR............. 1,458,714 7,935,404 Cielo SA.............................................. 395,861 9,793,952 Cosan SA Industria e Comercio......................... 376,006 7,210,770 CPFL Energia SA....................................... 115,400 1,340,902 CPFL Energia SA ADR................................... 114,913 2,676,324 CR2 Empreendimentos Imobiliarios SA................... 27,200 65,219 Cremer SA............................................. 66,400 457,040 CSU Cardsystem SA..................................... 48,750 101,530 Cyrela Brazil Realty SA Empreendimentos e Participacoes....................................... 1,064,300 9,023,533 Cyrela Commercial Properties SA Empreendimentos e Participacoes....................................... 12,634 164,157 Diagnosticos da America SA............................ 904,400 6,011,373 Direcional Engenharia SA.............................. 146,195 875,277 Duratex SA............................................ 925,390 6,437,931 EcoRodovias Infraestrutura e Logistica SA............. 422,328 3,688,781 Embraer SA............................................ 233,006 1,629,052 Embraer SA ADR........................................ 450,202 12,565,138 Energias do Brazil SA................................. 929,520 5,812,217 Equatorial Energia SA................................. 254,713 2,257,371 Estacio Participacoes SA.............................. 299,800 5,712,444 Eternit SA............................................ 334,110 1,381,809 Even Construtora e Incorporadora SA................... 967,033 3,856,610 EZ Tec Empreendimentos e Participacoes SA............. 199,480 2,622,346 *Fertilizantes Heringer SA............................. 132,508 724,829 *Fibria Celulose SA.................................... 54,796 465,121 502 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- BRAZIL -- (Continued) #*Fibria Celulose SA Sponsored ADR...................... 955,147 $ 8,414,845 Fleury SA............................................. 178,793 2,103,033 Forjas Taurus SA...................................... 51,317 80,599 *Gafisa SA............................................. 209,100 384,010 #*Gafisa SA ADR......................................... 845,350 3,102,434 *General Shopping Brasil SA............................ 180,100 948,805 Gerdau SA............................................. 544,182 3,957,346 #*Gol Linhas Aereas Inteligentes SA ADR................. 132,200 659,678 Grendene SA........................................... 414,038 3,129,161 Guararapes Confeccoes SA.............................. 20,219 1,194,594 Helbor Empreendimentos SA............................. 477,169 2,690,030 *Hypermarcas SA........................................ 1,333,216 10,601,137 *IdeiasNet SA.......................................... 235,543 226,144 Iguatemi Empresa de Shopping Centers SA............... 323,244 4,106,100 *Industrias Romi SA.................................... 61,600 161,958 *Inepar SA Industria e Construcoes..................... 21,595 20,414 International Meal Co. Holdings SA.................... 75,854 780,556 Iochpe-Maxion SA...................................... 258,169 3,165,066 Itau Unibanco Holding SA.............................. 438,259 5,739,735 *JBS SA................................................ 2,287,803 7,400,539 JHSF Participacoes SA................................. 360,429 1,565,192 Joao Fortes Engenharia SA............................. 14,075 49,202 JSL SA................................................ 220,818 1,282,909 *Kepler Weber SA....................................... 51,994 258,812 *Kroton Educacional SA Common Shares................... 18,186 53,590 *Kroton Educacional SA Unit Shares..................... 311,464 6,226,060 Light SA.............................................. 427,296 4,596,843 *LLX Logistica SA...................................... 433,350 484,333 Localiza Rent a Car SA................................ 247,200 4,332,892 *Log-in Logistica Intermodal SA........................ 151,179 446,603 Lojas Americanas SA................................... 228,610 1,733,389 Lojas Renner SA....................................... 222,832 8,250,396 LPS Brasil Consultoria de Imoveis SA.................. 96,690 1,661,447 *Lupatech SA........................................... 85,100 108,101 *M. Dias Branco SA..................................... 91,485 3,071,947 Magnesita Refratarios SA.............................. 408,643 1,525,080 Mahle-Metal Leve SA Industria e Comercio.............. 247,100 3,113,310 Marcopolo SA.......................................... 8,800 44,107 *Marfrig Alimentos SA.................................. 893,447 4,618,888 Marisa Lojas SA....................................... 123,556 1,813,448 *Metalfrio Solutions SA................................ 41,821 91,629 Mills Estruturas e Servicos de Engenharia SA.......... 236,961 3,633,079 Minerva SA............................................ 338,630 1,833,992 *MMX Mineracao e Metalicos SA.......................... 1,089,005 2,155,437 *MPX Energia SA........................................ 239,157 1,263,462 MRV Engenharia e Participacoes SA..................... 1,282,207 6,502,416 Multiplan Empreendimentos Imobiliarios SA............. 185,404 5,431,446 *Multiplus SA.......................................... 108,004 2,509,396 Natura Cosmeticos SA.................................. 307,200 8,190,286 Obrascon Huarte Lain Brasil SA........................ 363,885 3,421,976 OdontoPrev SA......................................... 651,592 3,368,561 *OGX Petroleo e Gas Participacoes SA................... 372,369 863,523 Oi SA................................................. 407,358 1,925,426 #Oi SA ADR (670851104)................................. 136,542 636,286 #Oi SA ADR (670851203)................................. 1,854,939 7,419,756 *OSX Brasil SA......................................... 274,400 1,546,924 *Paranapanema SA....................................... 918,496 1,542,095 PDG Realty SA Empreendimentos e Participacoes......... 3,528,315 5,941,182 Petroleo Brasileiro SA................................ 265,200 2,807,316 Petroleo Brasileiro SA ADR............................ 2,638,489 55,962,352 Plascar Participacoes Industriais SA.................. 204,200 80,431 503 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ BRAZIL -- (Continued) Porto Seguro SA...................................... 501,052 $ 5,328,635 *Positivo Informatica SA.............................. 165,600 428,870 Profarma Distribuidora de Produtos Farmaceuticos SA.. 11,200 80,289 *QGEP Participacoes SA................................ 310,336 1,919,116 Raia Drogasil SA..................................... 439,440 4,835,668 Redentor Energia SA.................................. 100 367 *Refinaria de Petroleos Manguinhos SA................. 915,274 153,218 Restoque Comercio e Confeccoes de Roupas SA.......... 319,623 1,362,810 Rodobens Negocios Imobiliarios SA.................... 58,700 369,937 Rossi Residencial SA................................. 778,556 1,636,806 Santos Brasil Participacoes SA....................... 155,222 2,231,596 Sao Carlos Empreendimentos e Participacoes SA........ 8,800 197,573 Sao Martinho SA...................................... 230,587 2,881,415 SLC Agricola SA...................................... 174,233 1,664,223 Sonae Sierra Brasil SA............................... 84,318 1,411,493 Souza Cruz SA........................................ 446,800 5,829,596 *Springs Global Participacoes SA...................... 129,200 171,754 Sul America SA....................................... 786,325 6,194,435 *T4F Entretenimento SA................................ 38,900 220,256 *Technos SA........................................... 3,200 37,183 Tecnisa SA........................................... 443,995 1,836,271 Tegma Gestao Logistica SA............................ 72,300 1,245,907 Telefonica Brasil SA................................. 75,990 1,444,186 *Tempo Participacoes SA............................... 223,997 408,059 Tereos Internacional SA.............................. 66,488 89,696 *Terna Participacoes SA............................... 80,500 2,655,523 Tim Participacoes SA................................. 328,766 1,165,464 Tim Participacoes SA ADR............................. 188,073 3,268,709 Totvs SA............................................. 268,588 5,461,552 Tractebel Energia SA................................. 318,539 5,489,212 *Trisul SA............................................ 35,585 42,575 Triunfo Participacoes e Investimentos SA............. 64,324 353,124 Ultrapar Participacoes SA............................ 520,868 10,924,880 Usinas Siderurgicas de Minas Gerais SA............... 258,044 1,349,266 #Vale SA Sponsored ADR................................ 2,488,228 45,584,337 Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao SA....................... 173,529 3,266,298 *Vanguarda Agro SA.................................... 4,292,646 739,729 *Viver Incorporadora e Construtora SA................. 554,628 335,882 WEG SA............................................... 525,585 6,037,221 ------------ TOTAL BRAZIL............................................ 651,708,264 ------------ CHILE -- (1.6%) AES Gener SA......................................... 4,792,891 2,856,808 Aguas Andinas SA Series A............................ 6,120,766 4,120,243 *Azul Azul SA......................................... 306 890 Banco de Chile SA.................................... 8,556,986 1,277,457 #Banco de Chile SA Series F ADR....................... 38,826 3,432,995 Banco de Credito e Inversiones SA.................... 82,181 5,281,663 Banco Santander Chile SA............................. 988,793 68,084 #Banco Santander Chile SA ADR......................... 217,368 5,910,236 Banmedica SA......................................... 311,480 679,734 Besalco SA........................................... 1,014,493 1,846,750 CAP SA............................................... 151,340 5,212,525 *Cementos Bio-Bio SA.................................. 180,149 247,113 Cencosud SA.......................................... 1,865,831 10,213,113 *CFR Pharmaceuticals SA............................... 519,264 125,297 Cia Cervecerias Unidas SA............................ 68,962 1,002,633 #Cia Cervecerias Unidas SA ADR........................ 40,662 2,884,156 Cia General de Electricidad SA....................... 244,809 1,261,823 Cintac SA............................................ 161,631 70,545 Clinica LAS Condes SA................................ 39 3,376 504 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ------------ CHILE -- (Continued) *Coca-Cola Embonor SA Series B...................... 676 $ 1,791 *Colbun SA.......................................... 12,921,277 3,606,893 *Compania Sud Americana de Vapores SA............... 11,222,229 1,072,893 Corpbanca SA....................................... 323,884,733 4,239,481 #Corpbanca SA ADR................................... 39,606 811,923 Cristalerias de Chile SA........................... 59,157 469,666 E.CL SA............................................ 1,375,849 3,363,059 Embotelladora Andina SA Series A ADR............... 2,422 74,162 #Embotelladora Andina SA Series B ADR............... 22,399 848,474 Empresa Electrica Pilmaiquen SA.................... 30,933 122,150 Empresa Nacional de Electricidad SA................ 2,110,347 3,390,591 Empresa Nacional de Electricidad SA Sponsored ADR.. 155,265 7,432,536 Empresas CMPC SA................................... 2,819,231 10,736,691 Empresas Copec SA.................................. 878,120 12,646,279 Empresas Hites SA.................................. 303,885 237,158 Empresas Iansa SA.................................. 9,600,959 748,282 *Empresas La Polar SA............................... 521,714 249,499 Enersis SA......................................... 2,136,500 729,825 Enersis SA Sponsored ADR........................... 478,816 8,111,143 *Enjoy SA........................................... 84,103 18,983 ENTEL Chile SA..................................... 326,237 6,674,925 Forus SA........................................... 157,654 858,471 Gasco SA........................................... 24,536 183,580 Grupo Security SA.................................. 319,049 116,042 *Invermar SA........................................ 141,905 22,627 Inversiones Aguas Metropolitanas SA................ 1,310,627 2,437,932 Latam Airlines Group SA (2518932).................. 75,717 1,872,192 *Latam Airlines Group SA (B8L1G76).................. 93,690 2,283,378 #Latam Airlines Group SA Sponsored ADR.............. 224,360 5,561,884 Madeco SA.......................................... 20,105,398 724,572 Masisa SA.......................................... 7,397,035 799,430 Molibdenos y Metales SA............................ 73,534 1,268,486 Multiexport Foods SA............................... 1,633,769 390,488 Parque Arauco SA................................... 1,581,488 3,609,007 PAZ Corp. SA....................................... 493,755 311,605 Ripley Corp. SA.................................... 2,046,460 1,930,984 S.A.C.I. Falabella SA.............................. 462,804 4,747,408 Salfacorp SA....................................... 532,439 1,257,094 Sigdo Koppers SA................................... 1,187,138 2,849,723 *Sociedad Matriz SAAM SA............................ 11,833,976 1,383,479 Socovesa SA........................................ 1,298,005 682,522 Sonda SA........................................... 764,737 2,339,747 Soquimic Comercial SA.............................. 134,454 32,974 Vina Concha Y Toro SA.............................. 1,351,098 2,731,484 #Vina Concha Y Toro SA Sponsored ADR................ 25,644 1,036,018 Vina San Pedro Tarapaca SA......................... 16,383,152 99,766 ------------ TOTAL CHILE........................................... 151,612,738 ------------ CHINA -- (14.5%) #361 Degrees International, Ltd..................... 2,537,000 727,566 #Agile Property Holdings, Ltd....................... 4,703,525 5,314,282 Agricultural Bank of China, Ltd. Series H.......... 35,149,460 15,099,470 *Air China, Ltd. Series H........................... 4,884,000 3,450,850 #Ajisen China Holdings, Ltd......................... 1,716,000 1,176,472 #*Aluminum Corp. of China, Ltd. ADR.................. 246,740 2,657,390 #*Aluminum Corp. of China, Ltd. Series H............. 2,790,000 1,208,554 AMVIG Holdings, Ltd................................ 1,276,000 377,935 #*Angang Steel Co., Ltd. Series H.................... 3,751,160 2,234,815 #Anhui Conch Cement Co., Ltd. Series H.............. 1,735,500 5,961,035 Anhui Expressway Co., Ltd. Series H................ 1,682,000 806,051 Anhui Tianda Oil Pipe Co., Ltd. Series H........... 569,130 102,426 505 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ----------- CHINA -- (Continued) #Anta Sports Products, Ltd........................... 2,868,000 $ 2,441,311 Anton Oilfield Services Group....................... 3,504,000 1,054,774 Anxin-China Holdings, Ltd........................... 6,705,000 1,483,274 *Apollo Solar Energy Technology Holdings, Ltd........ 20,010,000 535,716 Asia Cement China Holdings Corp..................... 2,158,000 915,161 *Asia Energy Logistics Group, Ltd.................... 17,250,000 237,386 Asian Citrus Holdings, Ltd.......................... 2,146,000 1,198,849 *Ausnutria Dairy Corp., Ltd.......................... 67,000 12,622 *AVIC International Holding HK, Ltd.................. 5,796,000 183,737 AviChina Industry & Technology Co., Ltd. Series H... 6,737,212 2,766,146 #Bank of China, Ltd. Series H........................ 121,384,702 49,729,165 Bank of Communications Co., Ltd. Series H........... 11,203,618 7,987,842 Baoye Group Co., Ltd. Series H...................... 619,440 316,204 *BaWang International Group Holding, Ltd............. 4,248,000 387,242 *BBMG Corp. Series H................................. 3,622,202 3,097,212 Beijing Capital International Airport Co., Ltd. Series H.......................................... 6,574,000 4,217,896 Beijing Capital Land, Ltd. Series H................. 5,538,000 1,651,561 *Beijing Development HK, Ltd......................... 467,000 85,985 Beijing Enterprises Holdings, Ltd................... 1,543,528 9,969,237 #Beijing Enterprises Water Group, Ltd................ 10,774,469 2,451,153 Beijing Jingkelong Co., Ltd. Series H............... 587,512 340,946 #Beijing North Star Co., Ltd. Series H............... 2,206,000 455,539 *Beijing Properties Holdings, Ltd.................... 4,024,967 147,634 Belle International Holdings, Ltd................... 4,927,114 9,111,656 *Besunyen Holdings Co., Ltd.......................... 640,000 49,408 #Billion Industrial Holdings, Ltd.................... 61,000 31,755 #Biostime International Holdings, Ltd................ 328,000 839,862 Boer Power Holdings, Ltd............................ 977,000 351,152 Bosideng International Holdings, Ltd................ 7,594,157 2,410,278 *Brilliance China Automotive Holdings, Ltd........... 3,438,000 4,248,062 #*BYD Co., Ltd. Series H.............................. 1,329,300 2,608,951 BYD Electronic International Co., Ltd............... 3,372,722 715,305 C C Land Holdings, Ltd.............................. 5,871,354 1,336,725 #C.P. Pokphand Co., Ltd.............................. 8,519,658 1,009,587 #*Carnival Group International Holdings, Ltd.......... 356,000 16,326 Catic Shenzhen Holdings, Ltd. Series H.............. 356,000 130,350 Central China Real Estate, Ltd...................... 2,145,074 518,969 *CGN Mining Co., Ltd................................. 2,980,000 310,306 Changshouhua Food Co., Ltd.......................... 1,217,000 626,005 #*Chaoda Modern Agriculture Holdings, Ltd............. 5,616,910 129,188 #Chaowei Power Holdings, Ltd......................... 1,326,000 717,335 *Chigo Holding, Ltd.................................. 12,500,000 308,509 *Chiho-Tiande Group, Ltd............................. 166,000 82,068 China Aerospace International Holdings, Ltd......... 7,794,600 620,576 China Agri-Industries Holdings, Ltd................. 7,256,000 4,540,688 #China All Access Holdings, Ltd...................... 1,638,000 312,037 China Aoyuan Property Group, Ltd.................... 3,454,000 475,746 #China Automation Group, Ltd......................... 2,816,000 666,053 China BlueChemical, Ltd. Series H................... 4,703,122 2,975,633 #*China Chengtong Development Group, Ltd.............. 2,466,000 92,509 China Citic Bank Corp., Ltd. Series H............... 20,028,607 10,176,528 China Coal Energy Co., Ltd. Series H................ 11,652,168 11,529,645 #China Communications Construction Co., Ltd. Series H 12,741,387 11,925,421 China Communications Services Corp., Ltd. Series H.. 7,795,327 4,360,306 China Construction Bank Corp. Series H.............. 118,060,302 88,657,365 #*China COSCO Holdings Co., Ltd. Series H............. 12,148,500 5,996,240 *China Datang Corp Renewable Power Co., Ltd. Class H. 1,415,000 154,372 China Dongxiang Group Co., Ltd...................... 11,460,888 1,428,528 #*China Eastern Airlines Corp., Ltd. Series H......... 3,322,000 1,153,971 *China Energine International Holdings, Ltd.......... 3,582,000 145,038 #China Everbright International, Ltd................. 5,861,000 3,006,276 506 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) China Everbright, Ltd................................ 3,454,896 $ 5,008,992 *China Fiber Optic Network System Group, Ltd.......... 108,000 18,529 China Foods, Ltd..................................... 1,654,000 1,671,464 China Gas Holdings, Ltd.............................. 5,730,000 3,120,798 China Glass Holdings, Ltd............................ 2,852,000 394,716 *China Grand Forestry Green Resources Group, Ltd...... 577,500 41,630 #*China Green Holdings, Ltd............................ 2,259,000 496,349 China Haidian Holdings, Ltd.......................... 6,128,000 661,937 #China High Precision Automation Group, Ltd........... 1,360,000 217,599 #*China High Speed Transmission Equipment Group Co., Ltd.................................................. 4,791,007 1,634,595 *China Huiyuan Juice Group, Ltd....................... 2,365,000 745,856 *China ITS Holdings Co., Ltd.......................... 2,617,000 409,890 #China Liansu Group Holdings, Ltd..................... 3,011,000 1,764,912 China Life Insurance Co., Ltd........................ 2,313,000 6,801,403 #China Life Insurance Co., Ltd. ADR................... 306,115 13,524,161 #China Lilang, Ltd.................................... 1,147,000 651,292 #China Longyuan Power Group Corp. Series H............ 4,892,000 3,179,292 #China Lumena New Materials Corp...................... 13,382,000 2,711,478 China Medical System Holdings, Ltd................... 2,137,800 1,232,957 China Mengniu Dairy Co., Ltd......................... 1,751,000 5,295,358 *China Merchants Bank Co., Ltd. Series H.............. 7,416,563 13,780,172 #China Merchants Holdings International Co., Ltd...... 2,981,284 9,834,537 #China Metal Recycling Holdings, Ltd.................. 1,955,133 1,947,316 *China Mining Resources Group, Ltd.................... 17,504,900 255,231 #China Minsheng Banking Corp., Ltd. Series H.......... 13,565,500 12,303,268 *China Mobile Games & Entertainment Group, Ltd........ 6,092 36,552 China Mobile, Ltd. Sponsored ADR..................... 1,358,381 75,240,724 #*China Modern Dairy Holdings, Ltd..................... 866,000 224,106 *China Molybdenum Co., Ltd. Series H.................. 4,585,000 1,948,846 #*China National Building Material Co., Ltd. Series H.. 7,330,000 9,277,260 #China National Materials Co., Ltd. Series H.......... 4,676,000 1,450,110 China Nickel Resources Holdings Co., Ltd............. 1,026,000 81,766 *China Oil & Gas Group, Ltd........................... 13,900,000 1,662,011 China Oilfield Services, Ltd. Series H............... 2,876,000 5,411,790 China Overseas Grand Oceans Group, Ltd............... 1,521,000 1,582,840 #China Overseas Land & Investment, Ltd................ 7,618,033 19,933,917 China Pacific Insurance Group Co., Ltd. Series H..... 3,226,665 10,081,086 #China Petroleum & Chemical Corp. ADR................. 184,161 19,375,579 China Petroleum & Chemical Corp. Series H............ 8,362,000 8,823,228 *China Pharmaceutical Group, Ltd...................... 3,528,000 1,026,579 #China Power International Development, Ltd........... 7,421,200 2,006,454 #*China Power New Energy Development Co., Ltd.......... 11,940,000 482,503 #*China Precious Metal Resources Holdings Co., Ltd..... 7,433,682 1,437,500 *China Properties Group, Ltd.......................... 1,870,000 578,950 *China Qinfa Group, Ltd............................... 2,580,000 387,455 #China Railway Construction Corp., Ltd. Series H...... 5,949,187 5,900,312 China Railway Group, Ltd. Series H................... 6,987,000 3,551,328 #China Rare Earth Holdings, Ltd....................... 5,050,000 1,147,883 #*China Resources Cement Holdings, Ltd................. 5,804,000 3,916,069 China Resources Enterprise, Ltd...................... 3,210,000 10,462,106 #China Resources Gas Group, Ltd....................... 1,176,000 2,613,071 #China Resources Land, Ltd............................ 4,814,681 10,934,042 China Resources Power Holdings Co., Ltd.............. 2,686,000 5,770,997 #China Rongsheng Heavy Industries Group Holdings, Ltd. 10,882,000 2,314,934 China Sanjiang Fine Chemicals Co., Ltd............... 2,112,000 679,173 #China SCE Property Holdings, Ltd..................... 746,000 172,251 China Shanshui Cement Group, Ltd..................... 6,569,645 4,851,928 #China Shenhua Energy Co., Ltd. Series H.............. 3,816,500 16,171,267 China Shineway Pharmaceutical Group, Ltd............. 1,395,000 2,208,982 #*China Shipping Container Lines Co., Ltd. Series H.... 17,658,300 4,684,301 #China Shipping Development Co., Ltd. Series H........ 5,878,000 3,078,236 507 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) #China Singyes Solar Technologies Holdings, Ltd....... 1,689,800 $ 996,397 #China South City Holdings, Ltd....................... 6,454,000 1,021,204 China Southern Airlines Co., Ltd. ADR................ 39,844 925,576 #China Southern Airlines Co., Ltd. Series H........... 4,236,000 2,002,906 China Starch Holdings, Ltd........................... 7,645,000 227,095 China State Construction International Holdings, Ltd. 2,409,520 2,852,990 China Sunshine Paper Holdings Co., Ltd............... 333,000 37,710 China Suntien Green Energy Corp., Ltd. Series H...... 4,551,000 924,770 *China Taiping Insurance Holdings Co., Ltd............ 2,293,400 3,905,024 #China Telecom Corp., Ltd. ADR........................ 128,021 7,546,838 China Telecom Corp., Ltd. Series H................... 3,418,000 2,017,871 *China Tian Lun Gas Holdings, Ltd..................... 46,500 18,489 *China Tianyi Holdings, Ltd........................... 972,000 140,220 China Tontine Wines Group, Ltd....................... 1,536,000 158,051 #China Travel International Investment Hong Kong, Ltd. 12,063,892 2,326,587 China Unicom Hong Kong, Ltd.......................... 4,222,000 6,827,904 #China Unicom Hong Kong, Ltd. ADR..................... 1,025,407 16,498,799 #China Vanadium Titano - Magnetite Mining Co., Ltd.... 4,103,000 784,072 #China Water Affairs Group, Ltd....................... 3,386,000 889,767 China Wireless Technologies, Ltd..................... 7,412,000 2,149,853 #*China Yurun Food Group, Ltd.......................... 5,683,000 4,145,872 #*China ZhengTong Auto Services Holdings, Ltd.......... 3,102,500 2,090,486 *China Zhongwang Holdings, Ltd........................ 6,919,579 2,756,444 #*Chinasoft International, Ltd......................... 2,800,000 683,920 *ChinaVision Media Group, Ltd......................... 200,000 7,215 *Chinese People Holdings Co., Ltd..................... 1,058,000 21,372 #*Chongqing Iron & Steel Co., Ltd. Series H............ 2,028,000 317,733 Chongqing Machinery & Electric Co., Ltd. Series H.... 4,655,962 704,913 *Chongqing Rural Commercial Bank Series H............. 1,645,000 769,968 Chu Kong Petroleum & Natural Gas Steel Pipe Holdings, Ltd...................................... 1,638,000 664,794 CIMC Enric Holdings, Ltd............................. 1,032,000 748,303 #*Citic 21CN Co., Ltd.................................. 4,732,000 291,992 #Citic Pacific, Ltd................................... 4,411,567 5,602,576 *Citic Resources Holdings, Ltd........................ 11,784,000 1,799,111 Clear Media, Ltd..................................... 130,000 67,042 *CNNC International, Ltd.............................. 414,898 118,974 CNOOC, Ltd........................................... 4,843,000 9,954,401 #CNOOC, Ltd. ADR...................................... 148,376 30,498,687 *Coastal Greenland, Ltd............................... 1,946,000 82,675 #*Comba Telecom Systems Holdings, Ltd.................. 4,285,073 1,667,167 #*Comtec Solar Systems Group, Ltd...................... 2,204,000 257,147 COSCO International Holdings, Ltd.................... 1,328,000 536,427 COSCO Pacific, Ltd................................... 5,694,441 8,314,726 *Country Garden Holdings Co., Ltd..................... 14,674,182 5,857,413 CPMC Holdings, Ltd................................... 855,000 602,194 #CSR Corp., Ltd. Series H............................. 2,672,324 2,066,713 Da Ming International Holdings, Ltd.................. 34,000 5,182 DaChan Food Asia, Ltd................................ 934,087 132,419 Dah Chong Hong Holdings, Ltd......................... 2,380,000 2,238,279 #Dalian Port (PDA) Co., Ltd. Series H................. 4,322,000 951,157 #Daphne International Holdings, Ltd................... 1,828,000 2,196,519 #*Daqing Dairy Holdings, Ltd........................... 1,243,000 -- Datang International Power Generation Co., Ltd. Series H........................................... 4,214,000 1,494,263 Dawnrays Pharmaceutical Holdings, Ltd................ 1,009,491 213,411 #DBA Telecommunication Asia Holdings, Ltd............. 884,000 481,958 Digital China Holdings, Ltd.......................... 2,060,000 3,447,889 #Dongfang Electric Corp., Ltd. Series H............... 737,400 1,227,072 Dongfeng Motor Group Co., Ltd. Series H.............. 5,692,000 7,039,866 Dongiang Environmental Co., Ltd. Series H............ 59,200 236,634 #Dongyue Group Co., Ltd............................... 4,407,000 2,507,010 #*Dynasty Fine Wines Group, Ltd........................ 1,592,000 262,196 508 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ----------- CHINA -- (Continued) Embry Holdings, Ltd................................. 334,000 $ 158,593 ENN Energy Holdings, Ltd............................ 1,682,000 6,984,963 #Evergrande Real Estate Group, Ltd................... 16,870,000 7,316,702 Evergreen International Holdings, Ltd............... 465,000 93,231 *Extrawell Pharmaceutical Holdings, Ltd.............. 4,522,079 270,544 Fantasia Holdings Group Co., Ltd.................... 6,113,519 603,964 #*First Tractor Co., Ltd. Series H.................... 1,636,000 1,358,700 #Fosun International, Ltd............................ 5,542,285 2,715,387 Franshion Properties China, Ltd..................... 13,274,976 4,041,847 Fufeng Group, Ltd................................... 2,781,000 1,055,283 #GCL-Poly Energy Holdings, Ltd....................... 22,094,320 3,905,702 #Geely Automobile Holdings, Ltd...................... 14,670,000 6,291,974 Global Bio-Chem Technology Group Co., Ltd........... 8,211,600 949,648 *Global Sweeteners Holdings, Ltd..................... 1,750,699 121,690 *Glorious Property Holdings, Ltd..................... 12,490,712 1,941,712 *Goldbond Group Holdings, Ltd........................ 650,000 24,247 #Golden Eagle Retail Group, Ltd...................... 914,000 1,995,553 #Golden Meditech Holdings, Ltd....................... 3,872,000 458,444 Goldlion Holdings, Ltd.............................. 636,866 289,667 *GOME Electrical Appliances Holding, Ltd............. 42,029,660 4,365,638 Good Friend International Holdings, Inc............. 487,333 170,536 *Goodbaby International Holdings, Ltd................ 902,000 298,829 *Goodtop Tin International Holdings, Ltd............. 5,050,000 259,769 Great Wall Motor Co., Ltd. Series H................. 1,421,250 3,886,986 Great Wall Technology Co., Ltd. Series H............ 1,434,000 255,845 Greatview Aseptic Packaging Co., Ltd................ 157,000 82,119 #Greentown China Holdings, Ltd....................... 2,819,000 3,463,250 Guangdong Investment, Ltd........................... 5,634,000 4,606,284 #Guangshen Railway Co., Ltd. Series H................ 1,454,000 501,442 #Guangshen Railway Co., Ltd. Sponsored ADR........... 68,247 1,171,119 Guangzhou Automobile Group Co., Ltd. Series H....... 7,027,480 4,812,081 #Guangzhou Pharmaceutical Co., Ltd. Series H......... 366,000 708,989 #Guangzhou R&F Properties Co., Ltd. Series H......... 3,114,732 3,806,905 #*Guangzhou Shipyard International Co., Ltd. Series H. 692,000 516,838 *Haier Electronics Group Co., Ltd.................... 1,539,000 1,959,815 Hainan Meilan International Airport Co., Ltd. Series H.......................................... 454,000 283,053 #Haitian International Holdings, Ltd................. 1,333,000 1,642,568 Harbin Electric Co., Ltd. Series H.................. 3,184,587 2,621,111 Henderson Investment, Ltd........................... 377,000 29,099 *Heng Tai Consumables Group, Ltd..................... 18,666,383 393,884 Hengan International Group Co., Ltd................. 772,622 7,035,248 #Hengdeli Holdings, Ltd.............................. 7,184,000 2,237,432 #*Hi Sun Technology, Ltd.............................. 3,972,000 408,878 #Hidili Industry International Development, Ltd...... 5,587,000 1,411,089 *Hilong Holding, Ltd................................. 85,000 23,167 *Hisense Kelon Electrical Holdings Co., Ltd. Series H 1,186,000 379,545 HKC Holdings, Ltd................................... 11,340,210 452,495 Hong Kong Resources Holdings Co., Ltd............... 348,000 13,441 Honghua Group, Ltd.................................. 4,908,000 1,141,132 Hopefluent Group Holdings, Ltd...................... 141,973 40,630 #Hopewell Highway Infrastructure, Ltd................ 2,461,028 1,308,980 #*Hopson Development Holdings, Ltd.................... 2,756,000 2,660,282 #Hua Han Bio-Pharmaceutical Holdings, Ltd............ 5,235,233 1,206,164 *Hua Lien International Holding Co., Ltd............. 92,000 5,688 #Huabao International Holdings, Ltd.................. 5,171,986 2,567,511 *Huadian Power International Corp. Series H.......... 3,124,000 790,758 #Huaneng Power International, Inc. ADR............... 106,517 3,391,501 Huaneng Power International, Inc. Series H.......... 318,000 254,057 #*Hunan Nonferrous Metal Corp., Ltd. Series H......... 5,680,000 1,679,876 *Huscoke Resources Holdings, Ltd..................... 7,165,800 72,798 Industrial & Commercial Bank of China, Ltd. Series H................................................. 106,553,725 70,165,553 509 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) Inspur International, Ltd............................ 10,635,000 $ 341,815 *Interchina Holdings Co............................... 14,027,500 892,905 International Taifeng Holdings, Ltd.................. 1,166,000 353,486 #Intime Department Store Group Co., Ltd............... 3,637,000 4,271,489 Jiangsu Express Co., Ltd. Series H................... 2,414,000 2,075,203 #Jiangxi Copper Co., Ltd. Series H.................... 2,953,000 7,587,274 #*Jinchuan Group International Resources Co., Ltd...... 1,063,000 204,925 Jingwei Textile Machinery Co., Ltd. Series H......... 1,000,000 533,296 Ju Teng International Holdings, Ltd.................. 3,472,090 1,383,570 *Kai Yuan Holdings, Ltd............................... 15,230,000 412,139 #*Kaisa Group Holdings, Ltd............................ 6,606,684 1,231,637 *Kasen International Holdings, Ltd.................... 258,000 49,848 Kingboard Chemical Holdings, Ltd..................... 2,139,305 6,347,379 Kingboard Laminates Holdings, Ltd.................... 3,409,484 1,447,782 #*Kingdee International Software Group Co., Ltd........ 7,047,600 1,455,943 #Kingsoft Corp., Ltd.................................. 2,947,000 1,700,446 Kingway Brewery Holdings, Ltd........................ 963,361 341,388 #Kunlun Energy Co., Ltd............................... 3,754,000 6,948,984 #KWG Property Holding, Ltd............................ 5,276,144 3,117,474 Lai Fung Holdings, Ltd............................... 15,895,000 331,897 Le Saunda Holdings, Ltd.............................. 972,000 285,426 Lee & Man Paper Manufacturing, Ltd................... 6,703,200 3,501,216 Lenovo Group, Ltd.................................... 7,772,000 6,232,858 #Leoch International Technology, Ltd.................. 149,000 23,397 #*Li Ning Co., Ltd..................................... 2,671,500 1,412,173 #Lianhua Supermarket Holdings Co., Ltd. Series H...... 1,268,200 1,023,533 #Lijun International Pharmaceutical Holding, Ltd...... 7,206,000 1,949,563 #Lingbao Gold Co., Ltd. Series H...................... 1,346,000 592,791 LK Technology Holdings, Ltd.......................... 712,500 121,058 Longfor Properties Co., Ltd.......................... 2,404,500 4,241,957 #Lonking Holdings, Ltd................................ 8,514,000 1,983,828 *Loudong General Nice Resources China Holdings, Ltd... 5,239,309 226,154 #*Maanshan Iron & Steel Co., Ltd. Series H............. 7,742,000 1,993,728 Magic Holdings International, Ltd.................... 944,000 360,415 Maoye International Holdings, Ltd.................... 4,850,000 970,656 #*Metallurgical Corp of China, Ltd. Series H........... 9,662,000 1,776,196 Microport Scientific Corp............................ 843,000 433,544 *MIE Holdings Corp.................................... 3,232,000 882,796 Min Xin Holdings, Ltd................................ 596,000 326,848 #Mingfa Group International Co., Ltd.................. 3,124,000 883,823 *Mingyuan Medicare Development Co., Ltd............... 7,260,000 147,640 Minmetals Land, Ltd.................................. 5,137,644 686,028 Minth Group, Ltd..................................... 1,835,000 1,853,646 #*MMG, Ltd............................................. 5,632,000 2,224,636 *Nam Fong International Holdings, Ltd................. 757,242 98,780 *Nan Hai Corp, Ltd.................................... 49,850,000 199,012 Nanjing Panda Electronics Co., Ltd. Series H......... 770,000 178,627 #NetDragon Websoft, Inc............................... 334,456 356,827 New World China Land, Ltd............................ 9,593,700 4,441,623 #New World Department Store China, Ltd................ 1,598,538 956,207 #Nine Dragons Paper Holdings, Ltd..................... 6,646,000 4,623,285 *North Mining Shares Co., Ltd......................... 1,130,000 63,367 #NVC Lighting Holdings, Ltd........................... 4,753,000 1,252,751 #O-Net Communications Group, Ltd...................... 1,378,000 362,461 Overseas Chinese Town Asia Holdings, Ltd............. 229,817 83,967 Pacific Online, Ltd.................................. 748,195 235,164 #Parkson Retail Group, Ltd............................ 3,132,500 2,641,295 PCD Stores Group, Ltd................................ 10,610,000 994,788 #Peak Sport Products Co., Ltd......................... 2,732,000 519,486 *PetroAsian Energy Holdings, Ltd...................... 7,244,000 149,985 PetroChina Co., Ltd.................................. 10,632,000 14,399,482 510 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) PetroChina Co., Ltd. ADR............................. 229,733 $31,188,552 Phoenix Satellite Television Holdings, Ltd........... 2,056,000 652,048 PICC Property & Casualty Co., Ltd. Series H.......... 2,668,000 3,532,037 Ping An Insurance Group Co. of China, Ltd. Series H.. 1,716,500 13,508,059 #*Poly Property Group Co., Ltd......................... 9,101,068 5,454,280 #Ports Design, Ltd.................................... 1,275,000 905,641 *Pou Sheng International Holdings, Ltd................ 3,290,609 209,751 Powerlong Real Estate Holdings, Ltd.................. 3,236,715 544,278 #*Prosperity International Holdings HK, Ltd............ 4,900,000 249,740 Qin Jia Yuan Media Services Co., Ltd................. 1,262,665 13,160 Qingling Motors Co., Ltd. Series H................... 1,688,000 406,032 Qunxing Paper Holdings Co., Ltd...................... 854,211 222,630 #Real Gold Mining, Ltd................................ 640,000 727,531 #Real Nutriceutical Group, Ltd........................ 3,406,000 1,211,511 Regent Manner International Holdings, Ltd............ 2,102,000 437,767 *Renhe Commercial Holdings Co., Ltd................... 34,315,077 1,449,642 #REXLot Holdings, Ltd................................. 31,247,436 2,292,586 *Richly Field China Development, Ltd.................. 5,210,000 59,158 #Road King Infrastructure, Ltd........................ 809,000 562,448 Royale Furniture Holdings, Ltd....................... 1,164,500 97,198 Samson Holding, Ltd.................................. 2,268,000 324,044 #Sany Heavy Equipment International Holdings Co., Ltd. 2,464,500 1,288,736 *Semiconductor Manufacturing International Corp....... 83,527,955 3,264,525 *Semiconductor Manufacturing International Corp. ADR.. 157,967 298,558 #Shandong Chenming Paper Holdings, Ltd. Series H...... 1,223,022 452,414 Shandong Molong Petroleum Machinery Co., Ltd. Series H.................................................. 1,115,328 387,480 Shandong Weigao Group Medical Polymer Co., Ltd. Series H........................................... 2,136,000 2,880,643 Shanghai Electric Group Co., Ltd. Series H........... 6,204,000 2,507,815 Shanghai Industrial Holdings, Ltd.................... 1,865,000 5,967,604 *Shanghai Industrial Urban Development Group, Ltd..... 5,283,025 881,042 Shanghai Jin Jiang International Hotels Group Co., Ltd. Series H...................................... 4,884,000 754,314 Shanghai Prime Machinery Co., Ltd. Series H.......... 1,820,000 257,483 *Shanghai Zendai Property, Ltd........................ 5,100,000 83,394 Shengli Oil & Gas Pipe Holdings, Ltd................. 4,210,500 384,120 Shenguan Holdings Group, Ltd......................... 2,564,000 1,409,783 Shenzhen Expressway Co., Ltd. Series H............... 2,266,000 857,392 Shenzhen International Holdings, Ltd................. 34,288,180 2,868,252 Shenzhen Investment, Ltd............................. 11,768,000 3,127,306 Shenzhou International Group, Ltd.................... 835,000 1,623,360 #Shimao Property Holdings, Ltd........................ 4,579,183 8,685,426 *Shougang Concord Century Holdings, Ltd............... 1,074,433 39,402 #*Shougang Concord International Enterprises Co., Ltd.. 22,100,100 1,177,631 #Shougang Fushan Resources Group, Ltd................. 13,786,461 4,796,851 #Shui On Land, Ltd.................................... 12,370,708 5,212,446 Sichuan Expressway Co., Ltd. Series H................ 2,822,000 915,388 #Sihuan Pharmaceutical Holdings Group, Ltd............ 7,233,000 2,819,397 Sijia Group Co., Ltd................................. 835,399 172,071 #Silver Base Group Holdings, Ltd...................... 1,435,474 608,794 Silver Grant International Industries, Ltd........... 4,466,000 786,899 #*SIM Technology Group, Ltd............................ 3,578,000 160,925 Sino Biopharmaceutical, Ltd.......................... 6,487,999 2,590,206 *Sino Dragon New Energy Holdings, Ltd................. 800,000 18,873 *Sino Oil & Gas Holdings, Ltd......................... 26,987,234 521,103 *Sino Prosper State Gold Resources Holdings, Ltd...... 2,116,686 95,592 Sinofert Holdings, Ltd............................... 9,892,673 2,083,032 *Sinolink Worldwide Holdings, Ltd..................... 3,813,492 278,845 SinoMedia Holding, Ltd............................... 928,258 452,330 #Sino-Ocean Land Holdings, Ltd........................ 11,691,268 7,306,626 #Sinopec Kantons Holdings, Ltd........................ 2,050,000 1,523,279 Sinopec Shanghai Petrochemical Co., Ltd. Series H.... 2,962,000 845,073 Sinopec Shanghai Petrochemical Co., Ltd. Sponsored ADR................................................ 26,615 759,858 511 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) #Sinopec Yizheng Chemical Fibre Co., Ltd. Series H.... 3,260,000 $ 682,849 #Sinopharm Group Co., Ltd. Series H................... 1,467,600 4,927,460 Sinotrans Shipping, Ltd.............................. 5,020,500 1,233,762 Sinotrans, Ltd. Series H............................. 6,687,000 1,023,395 #Sinotruk Hong Kong, Ltd.............................. 2,510,000 1,439,727 #Skyworth Digital Holdings, Ltd....................... 7,891,633 4,241,662 *SMI Corp., Ltd....................................... 6,804,000 160,099 #Soho China, Ltd...................................... 7,043,839 4,766,166 *Solargiga Energy Holdings, Ltd....................... 3,208,000 178,973 #*Sparkle Roll Group, Ltd.............................. 6,464,000 378,265 *SPG Land Holdings, Ltd............................... 954,275 237,026 *Springland International Holdings, Ltd............... 60,000 29,477 *SRE Group, Ltd....................................... 9,861,714 386,140 *Sun Art Retail Group, Ltd............................ 562,000 762,684 Sunac China Holdings, Ltd............................ 3,112,000 1,643,828 Sunny Optical Technology Group Co., Ltd.............. 1,566,000 917,372 Tak Sing Alliance Holdings, Ltd...................... 820,877 101,282 TCC International Holdings, Ltd...................... 3,619,997 981,804 TCL Communication Technology Holdings, Ltd........... 2,429,100 742,525 TCL Multimedia Technology Holdings, Ltd.............. 2,687,200 1,487,775 *Tech Pro Technology Development, Ltd................. 2,962,000 1,103,056 Tencent Holdings, Ltd................................ 891,100 31,412,605 *Texhong Textile Group, Ltd........................... 1,314,000 618,451 Tian An China Investments Co., Ltd................... 879,357 510,157 Tian Shan Development Holdings, Ltd.................. 230,000 55,163 Tiangong International Co., Ltd...................... 4,910,056 1,179,577 #Tianjin Capital Environmental Protection Group Co., Ltd. Series H....................................... 1,260,000 293,163 *Tianjin Development Holdings, Ltd.................... 1,873,800 889,268 Tianjin Port Development Holdings, Ltd............... 5,831,200 719,971 Tianneng Power International, Ltd.................... 2,803,952 1,889,957 Tingyi (Cayman Islands) Holding Corp................. 2,052,000 6,092,470 Tomson Group, Ltd.................................... 1,005,277 238,224 #Tong Ren Tang Technologies Co., Ltd. Series H........ 537,000 963,680 #Towngas China Co., Ltd............................... 2,123,000 1,668,071 #TPV Technology, Ltd.................................. 3,068,578 681,394 Trauson Holdings Co., Ltd............................ 626,000 325,798 Travelsky Technology, Ltd. Series H.................. 3,223,938 1,660,761 *Trony Solar Holdings Co., Ltd........................ 2,133,000 173,391 Truly International Holdings, Ltd.................... 4,789,000 726,341 Tsingtao Brewery Co., Ltd. Series H.................. 392,000 2,114,622 Uni-President China Holdings, Ltd.................... 2,423,090 3,043,395 *United Energy Group, Ltd............................. 7,223,550 1,143,946 #Vinda International Holdings, Ltd.................... 1,089,000 1,512,349 #VODone, Ltd.......................................... 12,302,600 1,199,155 Want Want China Holdings, Ltd........................ 6,236,000 8,489,810 Wasion Group Holdings, Ltd........................... 1,930,000 704,246 #Weichai Power Co., Ltd. Series H..................... 1,285,280 4,531,141 Weiqiao Textile Co., Ltd. Series H................... 1,687,500 657,939 Welling Holding, Ltd................................. 3,222,000 393,085 #West China Cement, Ltd............................... 10,810,000 1,940,844 #*Winsway Coking Coal Holdings, Ltd.................... 1,029,000 165,389 Winteam Pharmaceutical Group, Ltd.................... 1,964,000 379,673 Wumart Stores, Inc. Series H......................... 685,000 1,215,181 Wuyi International Pharmaceutical Co., Ltd........... 182,500 8,946 Xiamen International Port Co., Ltd. Series H......... 3,883,338 450,071 Xingda International Holdings, Ltd................... 3,459,000 1,203,798 #Xinhua Winshare Publishing & Media Co., Ltd. Series H 786,000 420,941 #Xinjiang Goldwind Science & Technology Co., Ltd. Series H............................................ 1,223,400 462,909 #Xinjiang Xinxin Mining Industry Co., Ltd. Series H... 3,192,000 668,341 Xiwang Sugar Holdings Co., Ltd....................... 1,668,005 175,696 #XTEP International Holdings, Ltd..................... 2,632,500 1,139,427 512 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- -------------- CHINA -- (Continued) *Yanchang Petroleum International, Ltd............. 13,510,000 $ 886,841 Yantai North Andre Juice Co. Series H............. 995,000 39,054 #Yanzhou Coal Mining Co., Ltd. Series H............ 1,564,000 2,331,338 #Yanzhou Coal Mining Co., Ltd. Sponsored ADR....... 209,104 3,101,012 *Yashili International Holdings, Ltd............... 23,000 5,383 #Yingde Gases Group Co., Ltd....................... 2,570,000 2,443,025 Yip's Chemical Holdings, Ltd...................... 932,000 630,784 Yorkey Optical International Cayman, Ltd.......... 52,226 5,314 Youyuan International Holdings, Ltd............... 94,000 22,998 Yuexiu Property Co., Ltd.......................... 23,434,800 6,407,574 #Yuexiu Transport Infrastructure, Ltd.............. 2,001,415 897,717 Yuzhou Properties Co.............................. 271,000 62,759 Zhaojin Mining Industry Co., Ltd. Series H........ 1,272,166 2,138,840 Zhejiang Expressway Co., Ltd. Series H............ 2,966,000 2,161,105 *Zhejiang Glass Co., Ltd. Series H................. 192,000 -- *Zhong An Real Estate, Ltd......................... 952,444 98,250 #Zhongsheng Group Holdings, Ltd.................... 1,645,500 2,113,174 #Zhuzhou CSR Times Electric Co., Ltd. Series H..... 855,250 2,500,697 #Zijin Mining Group Co., Ltd. Series H............. 6,312,000 2,536,408 #Zoomlion Heavy Industry Science & Technology Co., Ltd. Series H.................................... 2,296,400 3,071,896 #ZTE Corp. Series H................................ 1,712,460 2,401,095 -------------- TOTAL CHINA.......................................... 1,346,048,709 -------------- COLOMBIA -- (0.4%) *Almacenes Exito SA................................ 53,268 1,017,805 *Banco de Bogota SA................................ 3,591 106,842 Bancolombia SA.................................... 25,980 404,500 Bancolombia SA Sponsored ADR...................... 163,650 10,476,873 #Ecopetrol SA Sponsored ADR........................ 329,005 19,480,386 *Empresa de Energia de Bogota SA................... 912,739 650,260 *Empresa de Telecomunicaciones de Bogota........... 89,473 22,566 *Fabricato SA...................................... 9,525,507 473,216 Grupo Aval Acciones y Valores SA.................. 37,756 26,692 Grupo Nutresa SA.................................. 21,288 287,518 *Interconexion Electrica SA ESP.................... 260,566 1,405,416 *Isagen SA ESP..................................... 1,180,240 1,649,455 *Mineros SA........................................ 2,500 6,565 -------------- TOTAL COLOMBIA....................................... 36,008,094 -------------- CZECH REPUBLIC -- (0.3%) CEZ A.S........................................... 316,222 11,685,784 Fortuna Entertainment Group NV.................... 7,319 32,489 Komercni Banka A.S................................ 39,536 8,090,286 Pegas Nonwovens SA................................ 32,889 753,262 Philip Morris CR A.S.............................. 1,199 643,863 Telefonica Czech Republic A.S..................... 368,259 7,335,490 #*Unipetrol A.S..................................... 189,728 1,646,794 -------------- TOTAL CZECH REPUBLIC................................. 30,187,968 -------------- EGYPT -- (0.1%) Commercial International Bank Egypt S.A.E. Sponsored GDR................................... 391,457 2,389,831 *Egyptian Financial Group-Hermes Holding GDR....... 11,051 42,230 *Orascom Construction Industries GDR............... 113,790 4,658,528 *Orascom Telecom Holding S.A.E. GDR................ 634,592 1,908,314 -------------- TOTAL EGYPT.......................................... 8,998,903 -------------- HONG KONG -- (0.0%) #*China New Town Development Co., Ltd............... 4,628,677 176,167 *Qualipak International Holdings, Ltd.............. 139,016 15,839 -------------- TOTAL HONG KONG...................................... 192,006 -------------- 513 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- HUNGARY -- (0.3%) #*CIG Pannonia Life Insurance P.L.C. Class A............ 5,747 $ 6,690 *Danubius Hotel & Spa P.L.C............................ 6,208 75,965 EGIS Pharmaceuticals P.L.C............................ 12,468 1,003,385 EMASZ Rt.............................................. 1,045 57,907 #*FHB Mortgage Bank NYRT................................ 63,086 137,356 *Fotex Holding SE...................................... 71,030 56,694 Magyar Telekom Telecommunications P.L.C............... 1,085,792 2,014,891 #Magyar Telekom Telecommunications P.L.C. Sponsored ADR 36,206 318,975 #MOL Hungarian Oil & Gas P.L.C......................... 70,595 6,140,994 #OTP Bank P.L.C........................................ 762,233 14,526,208 *PannErgy P.L.C........................................ 50,885 140,103 Richter Gedeon NYRT................................... 27,662 5,150,213 Zwack Unicum NYRT..................................... 541 30,889 ----------- TOTAL HUNGARY............................................ 29,660,270 ----------- INDIA -- (7.2%) *3M India, Ltd......................................... 2,968 211,651 Aban Offshore, Ltd.................................... 96,491 787,482 ABB, Ltd.............................................. 107,739 1,474,145 *ABG Shipyard, Ltd..................................... 67,789 467,906 ACC, Ltd.............................................. 93,705 2,386,698 Adani Enterprises, Ltd................................ 525,699 2,094,231 *Adani Power, Ltd...................................... 1,864,759 1,659,309 Aditya Birla Nuvo, Ltd................................ 144,815 2,443,424 *Advanta India, Ltd.................................... 12,095 183,248 Agro Tech Foods, Ltd.................................. 23,048 180,560 AIA Engineering, Ltd.................................. 42,137 304,938 Ajmera Realty & Infra India, Ltd...................... 13,751 29,243 Akzo Nobel India, Ltd................................. 27,017 485,855 Alembic Pharmaceuticals, Ltd.......................... 225,446 283,740 *Alembic, Ltd.......................................... 89,566 25,937 Allahabad Bank, Ltd................................... 433,442 1,092,283 Allcargo Logistics, Ltd............................... 4,494 11,001 Alok Industries, Ltd.................................. 1,329,916 284,590 Alstom India, Ltd..................................... 64,307 488,781 Alstom T&D India, Ltd................................. 122,028 464,051 Amara Raja Batteries, Ltd............................. 183,734 776,338 Ambuja Cements, Ltd................................... 1,531,244 5,740,817 Amtek Auto, Ltd....................................... 388,815 520,919 *Amtek India, Ltd...................................... 42,399 74,571 Anant Raj Industries, Ltd............................. 463,810 698,276 Andhra Bank, Ltd...................................... 569,220 1,093,587 *Andhra Pradesh Paper Mills............................ 1,638 9,026 *Ansal Properties & Infrastructure, Ltd................ 102,277 55,867 Apollo Hospitals Enterprise, Ltd...................... 177,744 2,571,406 Apollo Tyres, Ltd..................................... 274,413 435,989 Arvind, Ltd........................................... 520,381 784,346 *Asahi India Glass, Ltd................................ 65,517 79,258 Ashok Leyland, Ltd.................................... 5,236,893 2,273,170 Asian Hotels East, Ltd................................ 2,605 10,913 Asian Paints, Ltd..................................... 36,087 2,581,622 Aurobindo Pharma, Ltd................................. 543,037 1,595,785 Automotive Axles, Ltd................................. 5,791 39,872 Axis Bank, Ltd........................................ 553,179 12,083,975 Bajaj Auto, Ltd....................................... 92,634 3,113,942 *Bajaj Corp., Ltd...................................... 12,739 43,757 Bajaj Electricals, Ltd................................ 141,486 535,166 Bajaj Finance, Ltd.................................... 24,840 591,686 Bajaj Finserv, Ltd.................................... 171,565 2,694,273 Bajaj Hindusthan, Ltd................................. 931,557 509,385 Bajaj Holdings & Investment, Ltd...................... 114,120 1,842,617 514 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) Balkrishna Industries, Ltd............................. 17,190 $ 84,807 Ballarpur Industries, Ltd.............................. 776,541 316,510 Balmer Lawrie & Co., Ltd............................... 18,968 225,605 *Balrampur Chini Mills, Ltd............................. 676,119 854,839 Bank of Baroda......................................... 129,710 1,741,635 Bank of India.......................................... 425,882 2,175,558 Bank of Maharashtra, Ltd............................... 465,748 454,261 Bannari Amman Sugars, Ltd.............................. 3,050 50,991 BASF India, Ltd........................................ 29,175 352,586 Bata India, Ltd........................................ 48,268 760,207 BEML, Ltd.............................................. 51,423 275,753 Berger Paints India, Ltd............................... 275,197 719,162 *BF Utilities, Ltd...................................... 67,315 450,966 BGR Energy Systems, Ltd................................ 98,529 480,723 *Bharat Electronics, Ltd................................ 51,481 1,176,999 Bharat Forge, Ltd...................................... 295,732 1,493,316 Bharat Heavy Electricals, Ltd.......................... 1,499,178 6,227,984 Bharat Petroleum Corp., Ltd............................ 339,864 2,136,742 Bharti Airtel, Ltd..................................... 1,526,038 7,638,129 Bhushan Steel, Ltd..................................... 267,642 2,444,393 Biocon, Ltd............................................ 169,979 839,019 Birla Corp., Ltd....................................... 47,349 227,980 Blue Dart Express, Ltd................................. 9,220 298,871 Blue Star, Ltd......................................... 81,384 300,871 Bombay Dyeing & Manufacturing Co., Ltd................. 545,395 1,135,500 *Bombay Rayon Fashions, Ltd............................. 14,294 69,340 Bosch, Ltd............................................. 14,096 2,327,137 Brigade Enterprises, Ltd............................... 30,638 37,056 Britannia Industries, Ltd.............................. 117,636 1,056,135 Cadila Healthcare, Ltd................................. 97,123 1,568,687 *Cairn India, Ltd....................................... 847,422 5,295,181 Canara Bank............................................ 333,944 2,488,690 Carborundum Universal, Ltd............................. 124,321 352,288 Central Bank of India.................................. 911,229 1,170,917 *Century Plyboards India, Ltd........................... 85,287 95,003 Century Textiles & Industries, Ltd..................... 170,393 1,225,598 CESC, Ltd.............................................. 205,135 1,043,800 Chambal Fertilizers & Chemicals, Ltd................... 562,979 698,283 Chennai Petroleum Corp., Ltd........................... 117,482 281,657 Cholamandalam Investment & Finance Co., Ltd............ 56,126 228,631 Cipla, Ltd............................................. 584,085 3,958,373 City Union Bank, Ltd................................... 667,480 698,950 Clariant Chemicals (India), Ltd........................ 25,534 310,526 CMC, Ltd............................................... 23,789 494,613 Colgate-Palmolive (India), Ltd......................... 61,199 1,448,220 Container Corp. of India............................... 90,599 1,681,247 Core Education & Technologies, Ltd..................... 154,192 886,859 Coromandel International, Ltd.......................... 199,957 1,059,238 Corporation Bank....................................... 146,904 1,088,485 Crisil, Ltd............................................ 47,156 829,786 Crompton Greaves, Ltd.................................. 953,011 2,204,043 Cummins India, Ltd..................................... 140,243 1,274,382 Dabur India, Ltd....................................... 747,070 1,725,157 Dalmia Bharat Enterprises, Ltd......................... 31,411 93,967 DB Corp., Ltd.......................................... 8,389 32,484 *DB Realty, Ltd......................................... 319,451 579,003 DCM Shriram Consolidated, Ltd.......................... 101,063 133,754 Deepak Fertilizers & Petrochemicals Corp., Ltd......... 108,909 268,683 Delta Corp., Ltd....................................... 478,683 578,602 *DEN Networks, Ltd...................................... 112,287 367,672 Dena Bank.............................................. 234,217 460,115 515 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) *Development Credit Bank, Ltd........................... 673,315 $ 535,403 Dewan Housing Finance Corp., Ltd....................... 108,094 380,559 *Dish TV (India), Ltd................................... 1,297,408 1,813,104 Divi's Laboratories, Ltd............................... 72,319 1,613,314 DLF, Ltd............................................... 1,321,476 4,942,907 Dr. Reddy's Laboratories, Ltd.......................... 72,197 2,348,427 #Dr. Reddy's Laboratories, Ltd. ADR..................... 111,011 3,612,298 *Dredging Corp. of India, Ltd........................... 24,595 106,875 E.I.D. - Parry (India), Ltd............................ 190,484 824,385 eClerx Services, Ltd................................... 11,390 144,436 Edelweiss Financial Services, Ltd...................... 357,029 223,830 Educomp Solutions, Ltd................................. 193,061 524,670 Eicher Motors, Ltd..................................... 16,761 723,029 EIH, Ltd............................................... 405,972 571,388 Elder Pharmaceuticals, Ltd............................. 35,847 189,609 Electrosteel Casings, Ltd.............................. 165,727 78,755 Elgi Equipments, Ltd................................... 52,370 88,618 *Emami, Ltd............................................. 75,341 797,055 Engineers India, Ltd................................... 177,734 781,022 *Entertainment Network India, Ltd....................... 37,059 166,139 Era Infra Engineering, Ltd............................. 278,509 706,008 *Eros International Media, Ltd.......................... 71,936 217,261 Escorts, Ltd........................................... 281,106 344,369 *Essar Oil, Ltd......................................... 1,356,333 1,576,196 Essar Ports, Ltd....................................... 182,977 343,125 *Essar Shipping, Ltd.................................... 67,656 36,593 Essel Propack, Ltd..................................... 79,134 56,085 Exide Industries, Ltd.................................. 632,967 1,661,215 FAG Bearings (India), Ltd.............................. 15,012 483,955 FDC, Ltd............................................... 171,665 272,511 Federal Bank, Ltd...................................... 493,548 4,427,290 *Federal-Mogul Goetze (India), Ltd...................... 18,608 68,416 Financial Technologies (India), Ltd.................... 80,788 1,489,574 Finolex Cables, Ltd.................................... 94,015 74,529 Finolex Industries, Ltd................................ 87,267 104,658 *Fortis Healthcare, Ltd................................. 338,412 638,307 *Fresenius Kabi Oncology, Ltd........................... 59,062 100,600 Future Capital Holdings, Ltd........................... 73,894 210,840 GAIL India, Ltd........................................ 927,731 5,999,489 Gammon India, Ltd...................................... 141,648 106,825 *Gammon Infrastructure Projects, Ltd.................... 462,546 119,317 Gateway Distriparks, Ltd............................... 175,108 464,369 *Geodesic, Ltd.......................................... 81,233 60,115 *Gillette India, Ltd.................................... 10,067 413,209 Gitanjali Gems, Ltd.................................... 195,431 1,448,740 GlaxoSmithKline Consumer Healthcare, Ltd............... 22,019 1,243,816 GlaxoSmithKline Pharmaceuticals, Ltd................... 41,212 1,534,031 Glenmark Pharmaceuticals, Ltd.......................... 196,299 1,559,031 *Glodyne Technoserve, Ltd............................... 24,318 24,797 *GMR Infrastructure, Ltd................................ 3,199,254 1,187,480 Godfrey Phillips India, Ltd............................ 5,046 312,041 Godrej Consumer Products, Ltd.......................... 183,887 2,455,191 Godrej Industries, Ltd................................. 215,610 1,202,895 Godrej Properties, Ltd................................. 31,120 332,948 *Gokul Refoils & Solvent, Ltd........................... 55,538 44,737 Graphite India, Ltd.................................... 112,837 174,566 Grasim Industries, Ltd................................. 28,007 1,723,992 Great Eastern Shipping Co., Ltd........................ 248,211 1,181,908 Greaves Cotton, Ltd.................................... 175,105 252,368 Grindwell Norton, Ltd.................................. 11,963 57,706 GRUH Finance, Ltd...................................... 62,690 224,548 516 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) *GTL Infrastructure, Ltd............................... 1,083,313 $ 156,941 Gujarat Alkalies & Chemicals, Ltd..................... 104,446 254,057 Gujarat Ambuja Exports, Ltd........................... 29,844 12,258 Gujarat Fluorochemicals, Ltd.......................... 76,058 464,129 Gujarat Gas Co., Ltd.................................. 123,184 683,450 Gujarat Industries Power Co., Ltd..................... 54,408 67,479 Gujarat Mineral Development Corp., Ltd................ 252,707 987,890 Gujarat Narmada Valley Fertilizers Co., Ltd........... 179,877 271,445 Gujarat NRE Coke, Ltd................................. 960,054 324,234 *Gujarat Pipavav Port, Ltd............................. 8,723 7,671 Gujarat State Fertilisers & Chemicals, Ltd............ 404,045 558,019 Gujarat State Petronet, Ltd........................... 547,167 763,082 Gulf Oil Corp., Ltd................................... 45,144 74,501 *GVK Power & Infrastructure, Ltd....................... 2,683,937 627,097 *Hathway Cable & Datacom, Ltd.......................... 178,715 770,323 Havells India, Ltd.................................... 100,835 1,077,449 *HBL Power Systems, Ltd................................ 125,202 35,607 HCL Infosystems, Ltd.................................. 388,729 304,395 HCL Technologies, Ltd................................. 303,158 3,400,476 HDFC Bank, Ltd........................................ 2,006,196 23,457,072 HEG, Ltd.............................................. 32,827 139,411 *HeidelbergCement India, Ltd........................... 156,132 140,754 Hero Honda Motors, Ltd. Series B...................... 71,328 2,476,851 *Hexa Tradex, Ltd...................................... 69,387 45,265 Hexaware Technologies, Ltd............................ 851,861 1,769,170 *Himachal Futuristic Communications, Ltd............... 1,469,880 292,328 Himadri Chemicals & Industries, Ltd................... 39,450 20,478 Hindalco Industries, Ltd.............................. 3,561,908 7,679,024 Hinduja Global Solutions, Ltd......................... 10,967 65,454 Hinduja Ventures, Ltd................................. 10,967 95,705 *Hindustan Construction Co., Ltd....................... 1,565,985 493,524 *Hindustan Oil Exploration Co., Ltd.................... 154,303 288,072 Hindustan Petroleum Corp, Ltd......................... 201,650 1,116,733 Hindustan Unilever, Ltd............................... 866,474 8,798,773 *Hindustan Zinc, Ltd................................... 317,547 789,019 Honeywell Automation India, Ltd....................... 6,340 317,066 *Hotel Leelaventure, Ltd............................... 350,008 192,747 *Housing Development & Infrastructure, Ltd............. 1,097,031 1,940,456 HSIL, Ltd............................................. 81,520 180,015 HT Media, Ltd......................................... 93,953 178,746 ICICI Bank, Ltd....................................... 19,793 385,508 ICICI Bank, Ltd. Sponsored ADR........................ 621,658 24,400,076 *ICRA, Ltd............................................. 1,405 35,724 IDBI Bank, Ltd........................................ 742,234 1,271,132 *Idea Cellular, Ltd.................................... 2,145,314 3,394,043 IDFC, Ltd............................................. 1,943,833 5,811,962 IFCI, Ltd............................................. 1,168,454 599,035 *IL&FS Engineering and Construction Co., Ltd........... 31,860 36,041 India Cements, Ltd.................................... 976,915 1,732,228 India Infoline, Ltd................................... 652,383 836,800 Indiabulls Financial Services, Ltd.................... 378,779 1,741,894 *Indiabulls Infrastructure and Power, Ltd.............. 2,185,548 257,984 *Indiabulls Real Estate, Ltd........................... 740,864 781,727 Indian Bank........................................... 314,917 980,728 Indian Hotels Co., Ltd................................ 1,304,133 1,518,564 Indian Oil Corp., Ltd................................. 893,822 4,348,214 Indian Overseas Bank.................................. 638,657 845,875 Indo Rama Synthetics (India), Ltd..................... 52,177 23,820 Indoco Remedies, Ltd.................................. 19,035 22,775 Indraprastha Gas, Ltd................................. 132,202 630,793 IndusInd Bank, Ltd.................................... 308,479 2,074,499 517 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) Info Edge (India), Ltd................................ 63,680 $ 418,968 Infosys, Ltd.......................................... 225,217 9,868,333 #Infosys, Ltd. Sponsored ADR........................... 313,642 13,618,336 Infotech Enterprises, Ltd............................. 81,970 284,398 ING Vysya Bank, Ltd................................... 84,082 715,342 Ingersoll-Rand India, Ltd............................. 27,444 245,951 Ipca Laboratories, Ltd................................ 113,377 966,187 IRB Infrastructure Developers, Ltd.................... 261,098 588,382 ISMT, Ltd............................................. 17,573 7,783 ITC, Ltd.............................................. 2,270,807 11,892,569 *IVRCL Infrastructures & Projects, Ltd................. 1,274,374 934,941 J.B. Chemicals & Pharmaceuticals, Ltd................. 70,265 89,513 Jagran Prakashan, Ltd................................. 140,733 260,168 Jai Corp., Ltd........................................ 160,592 167,519 *Jain Irrigation Systems, Ltd.......................... 521,973 633,004 Jaiprakash Associates, Ltd............................ 3,930,839 6,319,966 *Jaiprakash Power Ventures, Ltd........................ 2,407,663 1,715,097 Jammu & Kashmir Bank, Ltd............................. 77,869 1,782,802 Jaypee Infratech, Ltd................................. 383,579 338,032 JBF Industries, Ltd................................... 57,710 151,312 *Jet Airways (India), Ltd.............................. 98,557 612,868 Jindal Drilling & Industries, Ltd..................... 14,415 67,948 Jindal Poly Films, Ltd................................ 71,897 268,486 Jindal Saw, Ltd....................................... 526,612 1,112,616 *Jindal South West Holdings, Ltd....................... 10,439 107,981 *Jindal Stainless, Ltd................................. 140,314 171,705 Jindal Steel & Power, Ltd............................. 930,171 6,676,698 JK Cement, Ltd........................................ 28,906 135,248 JK Lakshmi Cement, Ltd................................ 53,675 123,867 JM Financial, Ltd..................................... 1,244,044 375,287 JSW Energy, Ltd....................................... 1,921,187 2,271,286 *JSW ISPAT Steel, Ltd.................................. 2,088,439 381,809 JSW Steel, Ltd........................................ 362,439 4,940,462 *Jubilant Foodworks, Ltd............................... 43,901 1,032,233 Jubilant Organosys, Ltd............................... 136,008 560,819 Jyothy Laboratories, Ltd.............................. 190,304 625,186 Kajaria Ceramics, Ltd................................. 98,336 387,685 Kakinada Fertilizers, Ltd............................. 245,677 51,195 Kalpataru Power Transmission, Ltd..................... 92,355 150,525 Karnataka Bank, Ltd................................... 510,323 1,279,459 Karur Vysya Bank, Ltd................................. 91,174 784,655 *Karuturi Global, Ltd.................................. 465,788 38,465 Kaveri Seed Co., Ltd.................................. 518 10,563 KEC International, Ltd................................ 308,467 364,032 Kesoram Industries, Ltd............................... 41,828 113,488 Kewal Kiran Clothing, Ltd............................. 41 528 *Kingfisher Airlines, Ltd.............................. 773,078 179,613 Kirloskar Industries, Ltd............................. 2,290 13,410 Kirloskar Oil Engines, Ltd............................ 83,823 296,682 Kotak Mahindra Bank, Ltd.............................. 488,501 5,470,228 KPIT Cummins Infosystems, Ltd......................... 235,619 544,933 KRBL, Ltd............................................. 135,058 63,726 KSB Pumps, Ltd........................................ 13,268 56,587 *KSK Energy Ventures, Ltd.............................. 42,495 48,273 Lakshmi Machine Works, Ltd............................ 13,452 514,729 Lakshmi Vilas Bank, Ltd............................... 61,640 88,093 *Lanco Infratech, Ltd.................................. 1,814,049 400,339 Larsen & Toubro, Ltd.................................. 451,366 13,602,494 LIC Housing Finance, Ltd.............................. 531,645 2,402,192 Lupin, Ltd............................................ 253,549 2,669,531 Madras Cements, Ltd................................... 247,360 931,188 518 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) *Mahanagar Telephone Nigam, Ltd........................ 677,084 $ 329,664 *Mahanagar Telephone Nigam, Ltd. ADR................... 32,600 32,274 Maharashtra Scooters, Ltd............................. 2,000 13,679 Maharashtra Seamless, Ltd............................. 86,693 531,979 Mahindra & Mahindra Financial Services, Ltd........... 84,605 1,359,404 Mahindra & Mahindra, Ltd.............................. 746,921 12,226,999 Mahindra Holidays & Resorts India, Ltd................ 3,566 18,162 Mahindra Lifespace Developers, Ltd.................... 32,113 241,983 *Manaksia, Ltd......................................... 20,016 16,545 Mandhana Industries, Ltd.............................. 43,023 188,304 Mangalore Refinery & Petrochemicals, Ltd.............. 1,260,221 1,474,197 Marico, Ltd........................................... 330,102 1,287,733 Maruti Suzuki India, Ltd.............................. 121,450 3,235,060 *MAX India, Ltd........................................ 427,761 1,919,553 McLeod Russel (India), Ltd............................ 187,730 1,057,808 *Mercator Lines, Ltd................................... 500,673 196,264 *Merck, Ltd............................................ 7,397 85,202 MindTree, Ltd......................................... 52,625 640,943 MOIL, Ltd............................................. 14,708 66,710 Monnet Ispat, Ltd..................................... 67,077 365,674 Monsanto India, Ltd................................... 12,824 147,959 Motherson Sumi Systems, Ltd........................... 483,150 1,404,930 *Motilal Oswal Financial Services, Ltd................. 16,385 36,271 Mphasis, Ltd.......................................... 192,595 1,387,967 MRF, Ltd.............................................. 4,818 908,810 Mundra Port & Special Economic Zone, Ltd.............. 583,102 1,357,449 Nagarjuna Construction Co., Ltd....................... 858,329 695,251 *Nagarjuna Oil Refinery, Ltd........................... 223,343 22,327 Natco Pharma, Ltd..................................... 52,149 362,484 National Aluminium Co., Ltd........................... 1,424,246 1,234,149 Nava Bharat Ventures, Ltd............................. 53,812 178,767 Navneet Publications India, Ltd....................... 187,632 203,500 NESCO, Ltd............................................ 23,871 301,540 Nestle India, Ltd..................................... 19,900 1,737,018 NHPC, Ltd............................................. 8,727,466 3,475,960 NIIT Technologies, Ltd................................ 161,661 881,058 NIIT, Ltd............................................. 276,144 170,390 Nitin Fire Protection Industries, Ltd................. 307,348 379,244 Noida Toll Bridge Co., Ltd............................ 192,455 90,081 NTPC, Ltd............................................. 682,412 2,096,016 Oberoi Realty, Ltd.................................... 43,607 221,889 OCL India, Ltd........................................ 23,518 67,998 *OCL Iron & Steel, Ltd................................. 4,262 2,423 Oil & Natural Gas Corp., Ltd.......................... 968,279 4,818,764 Oil India, Ltd........................................ 239,546 2,148,478 *OMAXE, Ltd............................................ 227,251 661,015 Opto Circuits India, Ltd.............................. 329,920 737,191 *Oracle Financial Services Software, Ltd............... 57,169 3,081,749 *Orbit Corp., Ltd...................................... 69,708 70,784 Orchid Chemicals & Pharmaceuticals, Ltd............... 134,629 260,245 Orient Paper & Industries, Ltd........................ 170,183 241,629 Oriental Bank of Commerce............................. 277,777 1,593,221 Orissa Minerals Development Co., Ltd.................. 6,450 520,364 *Oswal Chemical & Fertilizers, Ltd..................... 175,169 98,016 Page Industries, Ltd.................................. 3,629 225,362 *Panacea Biotec, Ltd................................... 18,368 36,262 Pantaloon Retail India, Ltd........................... 8,100 26,788 *Parsvnath Developers, Ltd............................. 362,071 247,313 Patel Engineering, Ltd................................ 66,806 94,236 Peninsula Land, Ltd................................... 193,874 262,536 Persistent Systems, Ltd............................... 6,625 58,724 519 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) Petronet LNG, Ltd..................................... 682,746 $ 2,122,554 Pfizer, Ltd........................................... 8,808 186,335 Phoenix Mills, Ltd.................................... 31,880 118,519 Pidilite Industries, Ltd.............................. 218,858 782,904 *Pipavav Defence & Offshore Engineering Co., Ltd....... 771,471 1,129,845 Piramal Enterprises, Ltd.............................. 204,949 1,882,351 *Plethico Pharmaceuticals, Ltd......................... 48,538 222,037 Polaris Financial Technology, Ltd..................... 88,393 196,031 Polyplex Corp., Ltd................................... 17,984 69,102 Power Finance Corp., Ltd.............................. 569,675 1,954,600 Power Grid Corp. of India, Ltd........................ 1,592,217 3,372,243 Praj Industries, Ltd.................................. 360,290 302,399 Prakash Industries, Ltd............................... 83,530 77,737 *Prime Focus, Ltd...................................... 117,474 104,666 Prism Cement, Ltd..................................... 270,805 279,097 Proctor & Gamble Hygiene & Health Care, Ltd........... 4,642 212,682 *Prozone Capital Shopping Centres, Ltd................. 27,200 16,433 PTC (India), Ltd...................................... 770,133 907,838 Punj Lloyd, Ltd....................................... 947,100 883,404 Punjab & Sind Bank.................................... 71,128 85,084 Radico Khaitan, Ltd................................... 230,743 514,181 Rain Commodities, Ltd................................. 330,912 238,131 Rajesh Exports, Ltd................................... 191,974 434,567 Rallis India, Ltd..................................... 216,672 572,475 *Ranbaxy Laboratories, Ltd............................. 315,529 3,071,229 Raymond, Ltd.......................................... 169,377 1,201,670 Redington India, Ltd.................................. 391,022 587,330 REI Agro, Ltd......................................... 1,500,080 284,001 *REI Six Ten Retail, Ltd............................... 55,035 3,917 Reliance Capital, Ltd................................. 376,858 2,657,009 Reliance Communications, Ltd.......................... 1,922,986 1,916,611 Reliance Energy, Ltd.................................. 408,053 3,530,480 Reliance Industrial Infrastructure, Ltd............... 7,834 58,041 Reliance Industries, Ltd.............................. 2,392,101 35,670,774 *Reliance Power, Ltd................................... 1,638,634 2,798,973 Rolta (India), Ltd.................................... 453,696 545,290 Ruchi Soya Industries, Ltd............................ 483,522 595,869 Rural Electrification Corp., Ltd...................... 600,461 2,393,224 *S Mobility, Ltd....................................... 121,918 88,642 S. Kumars Nationwide, Ltd............................. 566,519 156,656 Sadbhav Engineering, Ltd.............................. 65,255 176,120 Sanofi India, Ltd..................................... 12,071 498,805 *Sanwaria Agro Oils, Ltd............................... 81,779 60,493 *Satyam Computer Services, Ltd......................... 1,276,320 2,589,238 Schneider Electric Infrastructure, Ltd................ 96,889 163,610 Sesa Goa, Ltd......................................... 1,545,923 4,889,707 *Shasun Pharmaceuticals, Ltd........................... 33,980 93,434 *Shipping Corp. of India, Ltd.......................... 561,957 527,926 Shiv-Vani Oil & Gas Exploration Services, Ltd......... 19,863 48,093 Shoppers Stop, Ltd.................................... 63,757 510,655 Shree Cement, Ltd..................................... 14,509 1,134,656 Shree Renuka Sugars, Ltd.............................. 1,805,816 1,051,557 Shriram Transport Finance Co., Ltd.................... 207,642 2,404,257 Siemens, Ltd.......................................... 101,200 1,287,453 Simplex Infrastructures, Ltd.......................... 4,792 18,088 Sintex Industries, Ltd................................ 568,818 677,312 *SITI Cable Network, Ltd............................... 79,022 30,327 SJVN, Ltd............................................. 503,207 186,816 SKF (India), Ltd...................................... 38,075 457,480 Sobha Developers, Ltd................................. 198,021 1,314,313 Solar Industries India, Ltd........................... 5,571 101,011 520 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) South Indian Bank, Ltd................................ 2,143,116 $ 917,900 *SPML Infra, Ltd....................................... 2,748 3,241 SREI Infrastructure Finance, Ltd...................... 256,428 130,437 SRF, Ltd.............................................. 68,460 283,344 State Bank of Bikaner & Jaipur........................ 43,839 307,936 State Bank of India................................... 226,982 8,839,932 State Bank of India Sponsored GDR..................... 9,000 743,661 Steel Authority of India, Ltd......................... 1,202,930 1,788,792 *Sterling Biotech, Ltd................................. 260,553 26,210 Sterlite Industries (India), Ltd...................... 1,061,710 1,957,886 #Sterlite Industries (India), Ltd. ADR................. 576,415 4,317,348 Sterlite Technologies, Ltd............................ 443,073 245,246 Strides Arcolab, Ltd.................................. 102,694 1,698,164 Styrolution ABS India, Ltd............................ 16,430 195,668 *Sun Pharma Advanced Research Co., Ltd................. 240,669 434,490 Sun Pharmaceuticals Industries, Ltd................... 359,864 4,640,940 Sun TV Network, Ltd................................... 193,489 1,176,848 Sundaram Finance, Ltd................................. 5,286 89,834 *Sundaram Investment, Ltd.............................. 1,880 4,875 Sundaram-Clayton, Ltd................................. 1,880 10,875 Sundram Fastners, Ltd................................. 105,224 93,479 Supreme Industries, Ltd............................... 84,737 458,142 Supreme Petrochem, Ltd................................ 3,242 3,376 Surana Industries, Ltd................................ 1,534 3,986 *Suzlon Energy, Ltd.................................... 2,928,042 853,133 Swaraj Engines, Ltd................................... 1,260 10,002 Syndicate Bank........................................ 673,996 1,467,009 Tamilnadu Newsprint & Papers, Ltd..................... 36,247 73,249 Tata Chemicals, Ltd................................... 267,728 1,572,586 Tata Communications, Ltd.............................. 231,466 1,044,201 #Tata Communications, Ltd. ADR......................... 67,427 596,729 Tata Consultancy Services, Ltd........................ 483,062 11,789,286 Tata Elxsi, Ltd....................................... 27,785 112,322 Tata Investment Corp., Ltd............................ 16,116 132,485 Tata Motors, Ltd...................................... 1,689,345 8,026,958 #Tata Motors, Ltd. Sponsored ADR....................... 223,179 5,389,773 Tata Power Co., Ltd................................... 2,003,547 3,918,795 Tata Steel, Ltd....................................... 1,116,813 8,079,125 Tata Tea, Ltd......................................... 1,287,032 3,552,273 *Tata Teleservices Maharashtra, Ltd.................... 1,221,200 244,161 Tech Mahindra, Ltd.................................... 86,527 1,526,236 *Techno Electric & Engineering Co., Ltd................ 2,250 8,399 Texmaco Rail & Engineering, Ltd....................... 79,270 90,726 Thermax India, Ltd.................................... 92,027 1,002,191 Time Technoplast, Ltd................................. 139,676 118,001 Timken India, Ltd..................................... 54,549 194,583 Titagarh Wagons, Ltd.................................. 25,167 153,309 Titan Industries, Ltd................................. 362,798 1,727,097 Torrent Pharmaceuticals, Ltd.......................... 68,535 857,140 Torrent Power, Ltd.................................... 255,523 727,133 Transport Corp of India, Ltd.......................... 20,596 24,142 Trent, Ltd............................................ 25,964 534,145 Triveni Turbine, Ltd.................................. 168,022 172,077 TTK Prestige, Ltd..................................... 8,747 518,713 Tube Investments of India, Ltd........................ 178,209 572,478 *Tulip IT Services, Ltd................................ 181,468 124,927 *TV18 Broadcast, Ltd................................... 508,560 262,566 TVS Motor Co., Ltd.................................... 771,259 549,973 UCO Bank.............................................. 759,623 1,023,144 Uflex, Ltd............................................ 131,088 245,161 Ultratech Cement, Ltd................................. 131,191 4,852,902 521 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ------------ INDIA -- (Continued) Unichem Laboratories, Ltd.......................... 138,124 $ 489,089 Union Bank of India, Ltd........................... 249,808 906,636 *Unitech, Ltd....................................... 5,506,414 2,351,093 *United Bank of India............................... 42,270 49,519 United Breweries, Ltd.............................. 116,753 1,669,421 United Phosphorus, Ltd............................. 1,101,576 2,323,371 United Spirits, Ltd................................ 228,269 4,996,019 *Usha Martin, Ltd................................... 459,395 246,351 *Vardhman Special Steels, Ltd....................... 5,275 3,216 Vardhman Textiles, Ltd............................. 28,018 128,846 *V-Guard Industries, Ltd............................ 303 2,474 Videocon Industries, Ltd........................... 259,663 823,478 Vijaya Bank, Ltd................................... 558,925 556,216 VIP Industries, Ltd................................ 130,625 198,077 Voltamp Transformers, Ltd.......................... 5,393 47,543 Voltas, Ltd........................................ 562,915 1,152,817 VST Industries, Ltd................................ 11,236 365,562 WABCO India, Ltd................................... 7,089 210,086 Welspun Corp., Ltd................................. 452,299 814,886 Wipro, Ltd......................................... 646,292 4,165,980 *Wockhardt, Ltd..................................... 70,880 1,979,364 Wyeth, Ltd......................................... 15,095 243,249 Yes Bank, Ltd...................................... 460,734 3,515,612 Zee Entertainment Enterprises, Ltd................. 1,139,130 3,992,840 *Zee Learn, Ltd..................................... 117,925 61,336 Zensar Technologies, Ltd........................... 57,359 245,024 *Zuari Agro Chemicals, Ltd.......................... 22,948 142,606 Zuari Global, Ltd.................................. 22,948 51,552 Zydus Wellness, Ltd................................ 40,476 329,861 Zylog Systems, Ltd................................. 48,111 133,634 ------------ TOTAL INDIA........................................... 667,461,457 ------------ INDONESIA -- (3.2%) PT Ace Hardware Indonesia Tbk...................... 239,000 173,694 PT Adaro Energy Tbk................................ 44,370,500 6,292,666 PT Adhi Karya Persero Tbk.......................... 7,375,000 1,080,160 *PT Agis Tbk........................................ 13,708,000 619,317 PT Agung Podomoro Land Tbk......................... 660,500 24,947 PT AKR Corporindo Tbk.............................. 6,988,800 3,219,803 *PT Alam Sutera Realty Tbk.......................... 59,990,000 3,603,006 PT Aneka Tambang Persero Tbk....................... 21,238,500 2,817,850 PT Asahimas Flat Glass Tbk......................... 476,500 386,004 PT Astra Agro Lestari Tbk.......................... 1,211,000 2,631,159 PT Astra Graphia Tbk............................... 2,146,000 311,667 PT Astra International Tbk......................... 24,525,000 20,471,402 *PT Bakrie & Brothers Tbk........................... 249,014,750 1,009,837 PT Bakrie Sumatera Plantations Tbk................. 51,671,500 636,972 *PT Bakrie Telecom Tbk.............................. 62,111,539 387,281 *PT Bakrieland Development Tbk...................... 157,704,500 1,061,051 PT Bank Bukopin Tbk................................ 25,099,000 1,661,604 PT Bank Central Asia Tbk........................... 15,822,500 13,465,872 PT Bank Danamon Indonesia Tbk...................... 7,971,554 5,053,499 PT Bank Mandiri Persero Tbk........................ 18,834,018 16,089,534 PT Bank Negara Indonesia Persero Tbk............... 29,168,730 11,638,721 *PT Bank Pan Indonesia Tbk.......................... 20,637,000 1,561,990 *PT Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk............................................... 710,500 80,938 *PT Bank Permata Tbk................................ 70,000 10,319 PT Bank Rakyat Indonesia Persero Tbk............... 21,887,000 16,772,194 PT Bank Tabungan Negara Persero Tbk................ 13,533,015 2,129,953 *PT Bank Tabungan Pensiunan Nasional Tbk............ 1,951,500 1,074,372 *PT Barito Pacific Tbk.............................. 8,240,500 427,205 522 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ---------- INDONESIA -- (Continued) PT Bayan Resources Tbk............................... 950,000 $1,039,396 *PT Berau Coal Energy Tbk............................. 1,731,000 39,579 *PT Berlian Laju Tanker Tbk........................... 26,853,166 -- PT Bhakti Investama Tbk.............................. 75,452,400 4,296,041 PT Bisi International Tbk............................ 6,833,000 758,132 *PT Borneo Lumbung Energi & Metal Tbk................. 2,696,500 174,058 *PT Budi Acid Jaya Tbk................................ 2,800,500 41,048 *PT Bumi Resources Minerals Tbk....................... 392,500 17,683 PT Bumi Resources Tbk................................ 43,464,000 2,966,791 PT Bumi Serpong Damai Tbk............................ 37,876,500 4,853,944 *PT BW Plantation Tbk................................. 7,055,000 1,054,086 *PT Central Proteinaprima Tbk......................... 22,741,500 79,317 PT Chandra Asri Petrochemical Tbk.................... 7,000 1,871 PT Charoen Pokphand Indonesia Tbk.................... 12,481,660 4,041,389 PT Ciputra Development Tbk........................... 34,578,219 2,435,170 PT Ciputra Property Tbk.............................. 202,500 13,866 PT Ciputra Surya Tbk................................. 5,822,500 1,056,644 PT Citra Marga Nusaphala Persada Tbk................. 6,340,000 1,529,574 PT Clipan Finance Indonesia Tbk...................... 2,919,000 121,008 *PT Darma Henwa Tbk................................... 55,755,500 288,919 *PT Davomas Adabi Tbk................................. 4,583,000 23,857 *PT Delta Dunia Makmur Tbk............................ 21,820,000 397,432 *PT Elnusa Tbk........................................ 4,668,500 87,178 *PT Energi Mega Persada Tbk........................... 191,842,000 1,804,603 *PT Exploitasi Energi Indonesia Tbk................... 652,000 24,352 PT Fajar Surya Wisesa Tbk............................ 26,000 6,568 PT Gajah Tunggal Tbk................................. 7,735,500 1,742,330 PT Global Mediacom Tbk............................... 20,214,000 4,775,819 PT Gozco Plantations Tbk............................. 10,023,300 223,591 PT Gudang Garam Tbk.................................. 1,200,000 6,119,231 *PT Hanson International Tbk.......................... 14,497,500 338,945 PT Harum Energy Tbk.................................. 2,994,500 1,674,633 *PT Hexindo Adiperkasa Tbk............................ 780,500 578,477 PT Holcim Indonesia Tbk.............................. 9,799,500 3,306,735 *PT Indah Kiat Pulp & Paper Corp. Tbk................. 8,159,000 829,889 PT Indika Energy Tbk................................. 10,731,500 1,722,524 PT Indo Tambangraya Megah Tbk........................ 922,500 3,884,662 PT Indocement Tunggal Prakarsa Tbk................... 3,570,000 7,924,012 *PT Indofood CBP Sukses Makmur Tbk.................... 1,688,500 1,253,090 PT Indofood Sukses Makmur Tbk........................ 15,047,000 8,903,144 *PT Indomobil Sukses Internasional Tbk................ 931,000 490,479 PT Indorama Synthetics Tbk........................... 12,500 1,959 PT Indosat Tbk....................................... 2,345,000 1,582,188 PT Indosat Tbk ADR................................... 26,890 887,639 *PT Inovisi Infracom Tbk.............................. 367,300 238,710 PT Intiland Development Tbk.......................... 25,921,800 846,973 PT Japfa Comfeed Indonesia Tbk....................... 4,156,200 2,104,605 PT Jasa Marga Persero Tbk............................ 5,588,500 3,365,450 PT Jaya Real Property Tbk............................ 352,500 100,924 PT Kalbe Farma Tbk................................... 40,745,000 4,104,808 *PT Kawasan Industri Jababeka Tbk..................... 97,210,000 2,062,290 PT Lippo Karawaci Tbk................................ 67,225,562 6,487,368 *PT Malindo Feedmill Tbk.............................. 3,593,000 611,516 PT Matahari Putra Prima Tbk.......................... 9,085,272 1,425,331 PT Mayorah Indah Tbk................................. 1,160,750 2,850,172 PT Medco Energi Internasional Tbk.................... 7,528,500 1,233,793 PT Media Nusantara Citra Tbk......................... 12,315,093 3,611,571 PT Mitra Adiperkasa Tbk.............................. 3,531,500 2,398,470 *PT Mitra International Resources Tbk................. 5,183,500 80,410 PT Multistrada Arah Sarana Tbk....................... 3,155,000 122,615 *PT Myoh Technology Tbk............................... 185,000 20,777 523 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ------------ INDONESIA -- (Continued) PT Nippon Indosari Corpindo Tbk.................... 95,500 $ 59,516 *PT Nusantara Infrastructure Tbk.................... 10,191,000 179,763 PT Pabrik Kertas Tjiwi Kimia Tbk................... 1,139,500 263,435 *PT Pakuwon Jati Tbk................................ 31,418,900 911,992 *PT Panin Financial Tbk............................. 83,978,500 1,158,680 PT Panin Insurance Tbk............................. 4,962,500 276,825 PT Pembangunan Perumahan Persero Tbk............... 9,428,000 752,132 PT Perusahaan Gas Negara Persero Tbk............... 14,334,000 6,913,374 PT Perusahaan Perkebunan London Sumatra Indonesia Tbk.............................................. 14,548,000 3,505,450 *PT Polaris Investama Tbk........................... 577,000 81,909 *PT Polychem Indonesia Tbk.......................... 5,384,500 203,557 PT Ramayana Lestari Sentosa Tbk.................... 13,186,000 1,517,752 PT Resource Alam Indonesia Tbk..................... 1,564,500 461,550 PT Sampoerna Agro Tbk.............................. 4,251,059 1,068,666 PT Samudera Indonesia Tbk.......................... 117,000 46,573 PT Selamat Sempurna Tbk............................ 2,860,000 727,156 PT Semen Gresik Persero Tbk........................ 5,383,500 8,323,028 *PT Sentul City Tbk................................. 103,071,500 2,055,235 PT Sinar Mas Multiartha Tbk........................ 51,000 24,122 PT Summarecon Agung Tbk............................ 20,811,782 3,789,351 *PT Surya Citra Media Tbk........................... 492,500 99,987 PT Surya Semesta Internusa Tbk..................... 17,701,000 2,164,560 *PT Suryainti Permata Tbk........................... 3,098,000 28,706 PT Tambang Batubara Bukit Asam Persero Tbk......... 2,158,000 3,578,973 PT Telekomunikasi Indonesia Persero Tbk............ 3,927,000 3,988,494 PT Telekomunikasi Indonesia Persero Tbk Sponsored ADR.............................................. 232,246 9,440,800 PT Tiga Pilar Sejahtera Food Tbk................... 8,506,839 793,814 PT Timah Persero Tbk............................... 12,505,500 1,852,513 PT Total Bangun Persada TbK........................ 4,503,000 336,139 *PT Tower Bersama Infrastructure Tbk................ 2,305,500 1,197,495 *PT Trada Maritime Tbk.............................. 22,979,987 2,265,052 PT Trias Sentosa Tbk............................... 3,690,500 116,811 *PT Trimegah Securities Tbk......................... 5,343,500 65,380 *PT Truba Alam Manunggal Engineering Tbk............ 15,388,500 80,107 PT Tunas Baru Lampung Tbk.......................... 6,120,500 323,441 PT Tunas Ridean Tbk................................ 8,143,000 761,363 PT Unilever Indonesia Tbk.......................... 1,431,500 3,871,678 PT United Tractors Tbk............................. 4,246,746 9,272,776 PT Vale Indonesia Tbk.............................. 10,438,250 2,913,172 PT Wijaya Karya Persero Tbk........................ 13,433,500 1,910,155 PT XL Axiata Tbk................................... 5,643,500 4,014,696 ------------ TOTAL INDONESIA....................................... 301,146,831 ------------ ISRAEL -- (0.0%) Delta-Galil Industries, Ltd........................ 1 9 *Electra Real Estate, Ltd........................... 1 2 *Formula Systems (1985), Ltd........................ -- 5 *Formula Vision Technologies, Ltd................... -- -- *Koor Industries, Ltd............................... 1 10 *Mivtach Shamir Holdings, Ltd....................... 9,488 173,045 *Naphtha Israel Petroleum Corp., Ltd................ 1 3 Osem Investments, Ltd.............................. -- 7 Super-Sol, Ltd. Series B........................... -- 1 ------------ TOTAL ISRAEL.......................................... 173,082 ------------ MALAYSIA -- (3.7%) Aeon Co. (M) Berhad................................ 329,400 1,348,614 Aeon Credit Service M Berhad....................... 88,560 346,852 Affin Holdings Berhad.............................. 1,869,300 2,075,166 AirAsia Berhad..................................... 4,120,600 4,089,816 *Alam Maritim Resources Berhad...................... 1,069,300 253,617 524 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- MALAYSIA -- (Continued) Alliance Financial Group Berhad....................... 3,537,800 $ 4,719,615 AMMB Holdings Berhad.................................. 4,915,950 10,278,758 Amway (Malaysia) Holdings Berhad...................... 83,900 334,331 Ann Joo Resources Berhad.............................. 818,750 397,244 APM Automotive Holdings Berhad........................ 211,300 337,308 Axiata Group Berhad................................... 3,518,625 7,530,920 Batu Kawan Berhad..................................... 335,950 1,980,136 *Benalec Holdings Berhad............................... 1,009,900 466,308 Berjaya Assets Berhad................................. 156,600 46,081 Berjaya Corp. Berhad.................................. 7,012,700 1,470,527 Berjaya Land Berhad................................... 2,769,200 736,586 Berjaya Sports Toto Berhad............................ 1,313,014 1,913,274 BIMB Holdings Berhad.................................. 1,452,800 1,441,353 *Bolton Berhad......................................... 265,545 70,133 *Boustead Heavy Industries Corp. Berhad................ 226,400 187,934 Boustead Holdings Berhad.............................. 1,561,292 2,565,215 British American Tobacco (Malaysia) Berhad............ 182,000 3,771,712 *Bumi Armada Berhad.................................... 150,900 193,911 Bursa Malaysia Berhad................................. 1,302,700 2,693,109 Cahya Mata Sarawak Berhad............................. 398,400 434,932 Carlsberg Brewery Berhad.............................. 381,300 1,638,697 *Carotech Berhad....................................... 44,425 292 CB Industrial Product Holding Berhad.................. 798,360 712,356 Chemical Co. of (Malaysia) Berhad..................... 111,000 47,627 CI Holdings Berhad.................................... 35,900 11,536 CIMB Group Holdings Berhad............................ 9,582,014 23,947,028 Coastal Contracts Berhad.............................. 871,877 545,318 CSC Steel Holdings Berhad............................. 439,800 175,963 Dayang Enterprise Holdings Berhad..................... 576,575 428,930 Dialog Group Berhad................................... 4,082,373 3,209,661 DiGi.Com Berhad....................................... 4,046,720 7,040,953 Dijaya Corp. Berhad................................... 459,000 159,671 DRB-Hicom Berhad...................................... 4,320,400 3,506,264 Dutch Lady Milk Industries Berhad..................... 42,300 693,385 Eastern & Oriental Berhad............................. 3,767,782 2,022,348 ECM Libra Financial Group Berhad...................... 982,737 286,386 Evergreen Fibreboard Berhad........................... 741,700 156,989 Faber Group Berhad.................................... 770,400 368,513 *Fountain View Development Berhad...................... 31,500 -- Fraser & Neave Holdings Berhad........................ 177,000 1,149,646 Gamuda Berhad......................................... 6,237,100 7,375,654 Genting (Malaysia) Berhad............................. 7,655,700 9,007,764 Genting Berhad........................................ 3,947,600 11,439,100 Genting Plantations Berhad............................ 728,600 2,144,901 Globetronics Technology Berhad........................ 208,320 103,079 Glomac Berhad......................................... 1,254,800 347,134 Goldis Berhad......................................... 430,012 283,520 *Green Packet Berhad................................... 1,270,100 252,012 *Guan Chong Berhad..................................... 11,500 7,165 Guinness Anchor Berhad................................ 337,100 1,835,447 GuocoLand (Malaysia) Berhad........................... 636,600 163,999 Hai-O Enterprise Berhad............................... 297,400 216,486 Hap Seng Consolidated Berhad.......................... 3,180,040 1,698,170 Hap Seng Plantations Holdings Berhad.................. 1,053,100 1,015,271 Hartalega Holdings Berhad............................. 379,200 579,778 *Ho Wah Genting Berhad................................. 1,778,700 183,254 Hock Seng Lee Berhad.................................. 551,712 285,555 Hong Leong Bank Berhad................................ 1,097,260 5,282,845 Hong Leong Financial Group Berhad..................... 531,700 2,247,375 Hong Leong Industries Berhad.......................... 206,000 317,191 *Hovid Berhad.......................................... 177,700 14,274 525 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- MALAYSIA -- (Continued) *Hubline Berhad........................................ 209,100 $ 4,106 Hunza Properties Berhad............................... 97,600 48,930 Hwang-DBS (Malaysia) Berhad........................... 131,800 109,156 IGB Corp. Berhad...................................... 4,160,299 3,323,153 *IGB Real Estate Investment Trust...................... 68,644 29,747 IJM Corp. Berhad...................................... 4,971,110 8,158,926 IJM Land Berhad....................................... 1,476,500 1,066,061 IJM Plantations Berhad................................ 1,017,100 1,043,719 *Inch Kenneth Kajang Rubber Berhad..................... 49,400 11,883 *Insas Berhad.......................................... 599,902 78,683 Integrated Logistics Berhad........................... 111,735 33,669 Integrax Berhad....................................... 178,500 81,354 IOI Corp. Berhad...................................... 3,807,077 6,311,341 *Iris Corp. Berhad..................................... 1,102,200 63,033 *Jaks Resources Berhad................................. 1,588,600 192,209 Jaya Tiasa Holdings Berhad............................ 878,139 662,032 *JCY International Berhad.............................. 1,826,300 448,080 JobStreet Corp. Berhad................................ 22,600 15,954 JT International Berhad............................... 141,800 316,242 K & N Kenanga Holdings Berhad......................... 716,400 157,500 *Karambunai Corp. Berhad............................... 4,574,700 178,778 Keck Seng (Malaysia) Berhad........................... 316,300 407,839 *KFC Holdings (Malaysia) Berhad........................ 529,200 676,148 Kian Joo Can Factory Berhad........................... 1,395,180 1,083,845 Kim Loong Resources Berhad............................ 255,620 189,450 *Kinsteel Berhad....................................... 1,968,300 254,582 KLCC Property Holdings Berhad......................... 1,100,800 2,144,357 *KNM Group Berhad...................................... 3,427,168 600,126 Kossan Rubber Industries Berhad....................... 654,700 655,203 KPJ Healthcare Berhad................................. 815,250 1,613,088 KrisAssets Holdings Berhad............................ 13,100 11,895 *KSK Group Berhad...................................... 2,813,900 630,624 *KSL Holdings Berhad................................... 506,566 236,253 Kuala Lumpur Kepong Berhad............................ 602,622 4,231,452 *KUB (Malaysia) Berhad................................. 1,459,400 233,973 Kulim (Malaysia) Berhad............................... 1,828,800 3,002,719 *Kumpulan Europlus Berhad.............................. 806,700 277,503 *Kumpulan Fima Berhad.................................. 640,200 407,140 Kumpulan Perangsang Selangor Berhad................... 583,400 185,398 Kwantas Corp. Berhad.................................. 23,900 15,572 Lafarge Malayan Cement Berhad......................... 1,019,400 3,262,209 *Land & General Berhad................................. 808,400 121,284 *Landmarks Berhad...................................... 1,006,992 311,921 Latexx Partners Berhad................................ 644,000 481,295 LBS Bina Group Berhad................................. 354,100 101,030 Lingkaran Trans Kota Holdings Berhad.................. 570,900 733,998 Lingui Development Berhad............................. 439,200 234,895 *Lion Corp. Berhad..................................... 513,980 47,936 Lion Diversified Holdings Berhad...................... 615,000 62,391 Lion Forest Industries Berhad......................... 37,800 15,964 Lion Industries Corp. Berhad.......................... 2,240,900 778,449 LPI Capital Berhad.................................... 45,200 208,226 Mah Sing Group Berhad................................. 1,168,680 859,911 Malayan Banking Berhad................................ 7,173,412 21,220,701 Malayan Flour Mills Berhad............................ 758,300 340,485 Malaysia Airports Holdings Berhad..................... 1,112,800 2,121,269 Malaysia Building Society Berhad...................... 768,874 591,216 *Malaysia Marine and Heavy Engineering Holdings Berhad. 166,600 263,501 *Malaysian Airlines System Berhad...................... 2,709,766 913,586 Malaysian Bulk Carriers Berhad........................ 970,823 461,303 Malaysian Pacific Industries Berhad................... 271,925 235,582 526 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- MALAYSIA -- (Continued) Malaysian Resources Corp. Berhad...................... 6,290,100 $ 3,618,720 Maxis Berhad.......................................... 2,438,715 5,568,340 MBM Resources Berhad.................................. 584,910 652,015 *Media Chinese International, Ltd...................... 335,200 181,085 Media Prima Berhad.................................... 3,249,020 2,428,747 Mega First Corp. Berhad............................... 167,300 90,552 *MISC Berhad........................................... 1,282,560 1,781,446 *MK Land Holdings Berhad............................... 997,300 121,822 MKH Berhad............................................ 140,556 108,080 MMC Corp. Berhad...................................... 3,094,800 2,642,035 *MNRB Holdings Berhad.................................. 485,800 460,995 Mudajaya Group Berhad................................. 905,333 792,124 Muhibbah Engineering Berhad........................... 1,664,600 504,089 *Mulpha International Berhad........................... 7,431,600 998,114 My EG Services Berhad................................. 769,500 196,552 Naim Holdings Berhad.................................. 677,100 441,427 NCB Holdings Berhad................................... 132,600 191,708 Nestle (Malaysia) Berhad.............................. 65,100 1,487,624 Notion VTEC Berhad.................................... 445,952 150,491 NTPM Holdings Berhad.................................. 669,600 96,718 *Nylex (Malaysia) Berhad............................... 104,843 18,404 Oriental Holdings Berhad.............................. 606,340 1,550,493 OSK Holdings Berhad................................... 1,226,445 586,920 P.I.E. Industrial Berhad.............................. 54,600 79,424 Padini Holdings Berhad................................ 1,035,800 695,503 Panasonic Manufacturing (Malaysia) Berhad............. 68,000 490,669 Paramount Corp. Berhad................................ 464,760 230,025 Parkson Holdings Berhad............................... 1,982,555 3,150,735 PBA Holdings Berhad................................... 172,500 50,971 Pelikan International Corp. Berhad.................... 418,822 102,858 *Perdana Petroleum Berhad.............................. 953,200 301,026 *Perisai Petroleum Teknologi Berhad.................... 1,870,300 630,465 Petronas Chemicals Group Berhad....................... 2,598,100 5,533,915 Petronas Dagangan Berhad.............................. 393,400 2,847,139 Petronas Gas Berhad................................... 1,017,408 6,534,678 Pharmaniaga Berhad.................................... 907 2,464 PJ Development Holdings Berhad........................ 513,200 135,409 POS (Malaysia) Berhad................................. 1,378,700 1,364,182 PPB Group Berhad...................................... 1,112,600 4,910,393 Press Metal Berhad.................................... 630,300 359,517 Protasco Berhad....................................... 260,000 78,432 Public Bank Berhad Foreign Market Shares.............. 1,107,356 5,771,222 *Puncak Niaga Holding Berhad........................... 482,360 209,791 QL Resources Berhad................................... 834,440 867,236 *QSR Brands Berhad..................................... 39,000 84,131 RCE Capital Berhad.................................... 840,450 85,311 RHB Capital Berhad.................................... 2,089,228 5,134,813 Salcon Berhad......................................... 445,500 64,282 *Sapurakencana Petroleum Berhad........................ 3,621,488 2,975,483 Sarawak Oil Palms Berhad.............................. 327,960 670,337 Sarawak Plantation Berhad............................. 18,900 16,172 Scientex Berhad....................................... 120,464 126,795 *Scomi Group Berhad.................................... 4,973,500 666,716 Selangor Dredging Berhad.............................. 366,400 91,814 Selangor Properties Berhad............................ 59,900 68,581 Shangri-La Hotels (Malaysia) Berhad................... 322,200 447,618 Shell Refining Co. Federation of Malaysia Berhad...... 223,300 644,483 SHL Consolidated Berhad............................... 202,800 76,605 Sime Darby Berhad..................................... 3,752,224 12,036,351 *Sino Hua-An International Berhad...................... 939,700 53,789 Star Publications (Malaysia) Berhad................... 663,300 681,411 527 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ------------ MALAYSIA -- (Continued) Subur Tiasa Holdings Berhad......................... 118,860 $ 88,304 *Sunway Berhad....................................... 1,660,970 1,283,336 Supermax Corp. Berhad............................... 2,349,750 1,554,949 Suria Capital Holdings Berhad....................... 208,750 99,282 Ta Ann Holdings Berhad.............................. 571,186 711,570 TA Enterprise Berhad................................ 4,123,000 688,607 TA Global Berhad.................................... 1,600,240 133,638 Tan Chong Motor Holdings Berhad..................... 924,400 1,343,171 Tasek Corp. Berhad.................................. 33,700 152,408 TDM Berhad.......................................... 615,200 714,097 Telekom (Malaysia) Berhad........................... 1,832,000 3,591,682 Tenaga Nasional Berhad.............................. 3,332,081 7,580,830 *TH Heavy Engineering Berhad......................... 2,991,234 577,593 TH Plantations Berhad............................... 874,500 662,178 Three-A Resources Berhad............................ 168,300 64,544 *Time Dotcom Berhad.................................. 1,420,660 1,628,106 Time Engineering Berhad............................. 1,343,800 136,327 Top Glove Corp. Berhad.............................. 1,028,380 1,803,635 Tradewinds (Malaysia) Berhad........................ 468,300 1,125,822 Tradewinds Corp. Berhad............................. 731,500 244,052 Tradewinds Plantation Berhad........................ 156,000 218,673 TRC Synergy Berhad.................................. 384,192 74,866 *Trinity Corp. Berhad................................ 700,000 10,396 TSH Resources Berhad................................ 1,003,500 782,868 Uchi Technologies Berhad............................ 576,200 219,227 *UEM Land Holdings Berhad............................ 4,780,045 3,311,543 UMW Holdings Berhad................................. 1,566,106 5,103,894 Unico-Desa Plantations Berhad....................... 1,051,993 438,154 Unisem (Malaysia) Berhad............................ 2,262,320 753,775 United Malacca Berhad............................... 185,650 436,152 United Plantations Berhad........................... 149,100 1,231,662 *UOA Development Berhad.............................. 495,100 274,256 VS Industry Berhad.................................. 167,208 82,209 Wah Seong Corp. Berhad.............................. 1,232,712 706,844 WCT Berhad.......................................... 2,151,900 1,945,854 Wing Tai (Malaysia) Berhad.......................... 347,500 206,396 WTK Holdings Berhad................................. 1,362,050 468,098 Yeo Hiap Seng (Malaysia) Berhad..................... 16,000 18,638 YNH Property Berhad................................. 1,119,199 698,858 YTL Corp. Berhad.................................... 11,357,820 6,506,824 YTL e-Solutions Berhad.............................. 747,100 178,876 *YTL Land & Development Berhad....................... 872,700 276,987 YTL Power International Berhad...................... 5,755,354 3,073,870 *Zelan Berhad........................................ 553,600 65,255 Zhulian Corp Berhad................................. 360,466 307,444 ------------ TOTAL MALAYSIA......................................... 347,658,861 ------------ MEXICO -- (4.8%) Alfa S.A.B. de C.V. Series A........................ 9,895,770 18,243,767 #*Alsea S.A.B. de C.V................................. 1,435,165 2,304,989 America Movil S.A.B. de C.V. Series L............... 4,095,750 5,195,541 America Movil S.A.B. de C.V. Series L ADR........... 2,014,399 50,944,151 #Arca Continental S.A.B. de C.V...................... 1,805,216 13,097,260 #*Axtel S.A.B. de C.V................................. 2,133,207 475,711 *Banregio Grupo Financiero S.A.B. de C.V............. 2,600 10,323 #*Bio Pappel S.A.B. de C.V............................ 38,300 37,411 Bolsa Mexicana de Valores S.A. de C.V............... 1,436,584 3,181,681 *Cemex S.A.B. de C.V................................. 192,604 174,305 *Cemex S.A.B. de C.V. Sponsored ADR.................. 4,063,800 36,736,750 Cia Minera Autlan S.A.B. de C.V. Series B........... 337,141 333,691 Coca-Cola Femsa S.A.B. de C.V. Series L............. 101,500 1,300,105 528 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- MEXICO -- (Continued) Coca-Cola Femsa S.A.B. de C.V. Sponsored ADR......... 85,176 $10,894,862 #Compartamos S.A.B. de C.V............................ 2,050,744 2,743,931 #*Consorcio ARA S.A.B. de C.V. Series *................ 2,651,939 832,402 #Controladora Comercial Mexicana S.A.B. de C.V. Series B............................................ 2,344,590 6,571,441 Corp Actinver S.A.B. de C.V.......................... 3,200 2,784 #*Corporacion GEO S.A.B. de C.V. Series B.............. 2,093,397 2,513,227 #*Corporacion Interamericana de Entramiento S.A.B. de C.V. Series B........................................ 222,600 112,201 Corporacion Moctezuma S.A.B. de C.V. Series *........ 392,200 901,575 #*Desarrolladora Homex S.A.B. de C.V................... 899,511 1,987,388 #*Desarrolladora Homex S.A.B. de C.V. ADR.............. 46,148 611,461 *Dine S.A.B. de C.V................................... 7,300 2,342 El Puerto de Liverpool S.A.B. de C.V. Series C-1..... 383,791 3,437,529 *Empresas ICA S.A.B. de C.V........................... 2,330,638 5,010,498 *Empresas ICA S.A.B. de C.V. Sponsored ADR............ 271,299 2,344,023 #*Financiera Independencia S.A.B. de C.V............... 246,788 76,144 Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR................................................ 389,063 35,252,998 #*Genomma Lab Internacional S.A.B. de C.V. Series B.... 1,799,709 3,587,323 *Gruma S.A.B. de C.V. ADR............................. 6,300 73,080 #*Gruma S.A.B. de C.V. Series B........................ 1,578,719 4,593,645 *Grupo Aeromexico S.A.B. de C.V....................... 16,096 25,151 #Grupo Aeroportuario del Centro Norte S.A.B. de C.V... 494,000 1,174,448 Grupo Aeroportuario del Centro Norte S.A.B. de C.V. ADR................................................ 100 1,927 #Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR.. 134,541 6,406,842 Grupo Aeroportuario del Pacifico S.A.B. de C.V. Series B........................................... 417,731 2,005,070 Grupo Aeroportuario del Sureste S.A.B. de C.V. ADR... 26,749 2,583,151 Grupo Aeroportuario del Sureste S.A.B. de C.V. Series B........................................... 669,445 6,493,013 #Grupo Bimbo S.A.B. de C.V. Series A.................. 4,067,964 9,466,234 Grupo Carso S.A.B. de C.V. Series A-1................ 1,701,862 6,143,808 *Grupo Cementos de Chihuahua S.A.B. de C.V............ 211,154 714,221 Grupo Comercial Chedraui S.A. de C.V................. 933,630 2,516,965 Grupo Elektra S.A.B. de C.V.......................... 90,576 3,735,378 #*Grupo Famsa S.A.B. de C.V. Series A.................. 933,024 1,104,466 Grupo Financiero Banorte S.A.B. de C.V. Series O..... 5,703,705 31,711,450 #Grupo Financiero Inbursa S.A.B. de C.V. Series O..... 4,994,040 13,268,875 Grupo Gigante S.A.B. de C.V. Series*................. 41,000 75,775 Grupo Herdez S.A.B. de C.V. Series *................. 529,198 1,434,339 Grupo Industrial Maseca S.A.B. de C.V. Series B...... 44,200 53,132 Grupo Industrial Saltillo S.A.B. de C.V.............. 61,100 109,424 Grupo Kuo S.A.B. de C.V. Series B.................... 198,810 419,362 *Grupo Mexicano de Desarrollo S.A.B. de C.V........... 13,000 6,999 Grupo Mexico S.A.B. de C.V. Series B................. 8,798,279 28,207,710 #Grupo Modelo S.A.B. de C.V. Series C................. 1,241,740 10,922,836 *Grupo Pochteca S.A.B. de C.V......................... 91,433 31,562 *Grupo Simec S.A. de C.V. Series B.................... 441,140 1,762,336 #*Grupo Simec S.A. de C.V. Sponsored ADR............... 2,613 31,722 #Grupo Televisa S.A.B................................. 447,300 2,027,778 Grupo Televisa S.A.B. Sponsored ADR.................. 1,088,606 24,602,496 #*Impulsora del Desarrollo y El Empleo en America...... Latina S.A.B. de C.V................................. 1,920,080 3,302,291 #Industrias Bachoco S.A.B. de C.V. Series B........... 31,375 66,277 Industrias Bachoco S.A.B. de C.V. Sponsored ADR...... 7,045 177,886 *Industrias CH S.A.B. de C.V. Series B................ 934,700 5,424,458 Industrias Penoles S.A.B. de C.V..................... 165,729 8,290,247 *Inmuebles Carso S.A.B. de C.V. Series B-1............ 2,196,725 1,706,178 Kimberly Clark de Mexico S.A.B. de C.V. Series A..... 2,891,299 7,008,541 *Megacable Holdings S.A.B. de C.V..................... 183,285 466,121 Mexichem S.A.B. de C.V. Series *..................... 1,950,456 9,674,822 #*Minera Frisco S.A.B. de C.V. Series A-1.............. 1,010,100 4,011,395 *OHL Mexico S.A.B. de C.V............................. 710,074 1,182,191 #Organizacion Soriana S.A.B. de C.V. Series B......... 2,885,801 9,697,208 *Promotora y Operadora de Infraestructura S.A.B. de C.V................................................. 390,499 2,027,947 *Qualitas Controladora S.A.B. de C.V.................. 169,259 252,066 529 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- ------------ MEXICO -- (Continued) #*Sare Holding S.A.B. de C.V......................... 449,700 $ 37,778 TV Azteca S.A.B. de C.V............................ 3,857,922 2,418,935 #*Urbi Desarrollos Urbanos S.A.B. de C.V............. 1,795,501 1,120,303 *Vitro S.A.B. de C.V. Series A...................... 193,764 281,013 Wal-Mart de Mexico S.A.B. de C.V. Series V......... 6,715,432 19,765,751 ------------ TOTAL MEXICO.......................................... 447,532,417 ------------ PERU -- (0.2%) Cia de Minas Buenaventura S.A. ADR................. 155,910 5,575,342 Credicorp, Ltd..................................... 110,678 14,315,093 ------------ TOTAL PERU............................................ 19,890,435 ------------ PHILIPPINES -- (1.4%) A. Soriano Corp.................................... 818,000 98,418 Aboitiz Equity Ventures, Inc....................... 3,551,300 4,155,878 Aboitiz Power Corp................................. 4,088,500 3,283,886 Alliance Global Group, Inc......................... 23,729,494 8,557,266 Alsons Consolidated Resources, Inc................. 552,000 18,900 *Atlas Consolidated Mining & Development............ 2,852,900 1,230,136 Ayala Corp. Series A............................... 494,155 5,304,519 Ayala Land, Inc.................................... 8,912,320 5,093,980 Bank of the Philippine Islands..................... 2,713,953 5,329,870 *BDO Unibank, Inc................................... 4,534,609 7,036,220 *Belle Corp......................................... 11,743,500 1,529,853 *Cebu Air, Inc...................................... 1,017,860 1,413,211 Cebu Holdings, Inc................................. 2,065,000 246,608 China Banking Corp................................. 394,150 505,767 COL Financial Group, Inc........................... 114,700 51,674 *Cyber Bay Corp..................................... 3,846,000 79,398 DMCI Holdings, Inc................................. 1,962,100 2,569,465 EEI Corp........................................... 255,400 55,147 *Empire East Land Holdings, Inc..................... 5,360,000 128,746 Energy Development Corp............................ 16,944,500 2,743,501 Filinvest Development Corp......................... 1,364,251 148,557 Filinvest Land, Inc................................ 63,270,687 2,239,528 *First Gen Corp..................................... 4,338,900 2,352,828 First Philippines Holdings Corp.................... 1,206,760 2,529,633 *Global Estate Resorts, Inc......................... 4,862,000 224,275 Globe Telecom, Inc................................. 84,845 2,344,796 International Container Terminal Services, Inc..... 1,999,822 3,442,632 JG Summit Holdings, Inc............................ 876,700 701,579 Jollibee Foods Corp................................ 795,417 2,040,971 *Lepanto Consolidated Mining Co. Series B........... 14,859,207 428,608 Lopez Holdings Corp................................ 8,878,700 1,174,071 Manila Electric Co................................. 350,070 2,371,125 Manila Water Co., Inc.............................. 2,584,000 1,818,322 Megaworld Corp..................................... 63,154,600 3,747,112 Metro Bank & Trust Co.............................. 2,646,632 6,102,721 *Metro Pacific Corp. Series A....................... 225,000 11,361 Metro Pacific Investments Corp..................... 32,732,000 3,284,382 *Pepsi-Cola Products Philippines, Inc............... 3,812,500 499,595 Philex Mining Corp................................. 770,250 280,092 *Philex Petroleum Corp.............................. 12,500 7,729 Philippine Long Distance Telephone Co.............. 9,640 618,687 Philippine Long Distance Telephone Co. Sponsored ADR.............................................. 38,300 2,433,199 *Philippine National Bank........................... 1,211,740 2,118,283 Philippine Stock Exchange, Inc..................... 67,020 601,853 Philodrill Corp.................................... 228,100,000 232,468 *Philtown Properties, Inc........................... 16,675 623 PhilWeb Corp....................................... 1,574,640 534,795 RFM Corp........................................... 3,313,000 325,586 530 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ------------ PHILIPPINES -- (Continued) Rizal Commercial Banking Corp...................... 1,363,919 $ 1,518,632 Robinson's Land Corp. Series B..................... 9,097,550 4,195,015 San Miguel Corp.................................... 1,208,930 3,198,307 Security Bank Corp................................. 1,005,222 3,946,663 *Semirara Mining Corp............................... 269,720 1,433,178 Shang Properties, Inc.............................. 174,286 11,662 SM Development Corp................................ 7,889,662 1,194,084 SM Investments Corp................................ 374,410 7,292,693 SM Prime Holdings, Inc............................. 16,505,032 5,800,850 *Southeast Asia Cement Holdings, Inc................ 9,157,000 570,437 Union Bank of Philippines.......................... 789,590 2,051,867 Universal Robina Corp.............................. 2,988,800 5,212,240 Vista Land & Lifescapes, Inc....................... 13,935,700 1,622,544 ------------ TOTAL PHILIPPINES..................................... 130,096,026 ------------ POLAND -- (1.4%) Agora SA........................................... 174,363 464,091 *Alchemia SA........................................ 137,058 221,383 *AmRest Holdings SE................................. 36,248 894,149 Apator SA.......................................... 24,049 223,955 Asseco Poland SA................................... 323,248 4,050,290 *ATM SA............................................. 23,413 61,044 ATM Systemy Informatyczne SA....................... 23,413 8,177 Bank Handlowy w Warszawie SA....................... 103,091 3,008,394 *Bank Millennium SA................................. 1,423,605 1,885,932 Bank Pekao SA...................................... 160,271 7,698,771 *Barlinek SA........................................ 71,370 21,264 *Bioton SA.......................................... 8,698,900 245,220 *Boryszew SA........................................ 3,113,883 516,924 *BRE Bank SA........................................ 38,796 3,666,019 Budimex SA......................................... 26,715 453,675 *CD Projekt Red SA.................................. 288,864 477,830 *Ciech SA........................................... 161,651 1,076,856 *Cinema City International NV....................... 26,503 253,980 *City Interactive SA................................ 18,563 131,396 *Colian SA.......................................... 52,481 34,664 ComArch SA......................................... 7,433 165,428 *Cyfrowy Polsat SA.................................. 157,305 713,729 Debica SA.......................................... 10,995 175,584 Dom Development SA................................. 9,946 90,961 Elektrobudowa SA................................... 2,716 93,038 Emperia Holding SA................................. 33,507 566,918 Enea SA............................................ 272,661 1,317,413 Eurocash SA........................................ 130,284 1,598,588 Fabryki Mebli Forte SA............................. 20,079 71,184 *Famur SA........................................... 50,159 74,250 *Farmacol SA........................................ 34,487 293,152 *Getin Holding SA................................... 1,190,772 859,071 *Getin Noble Bank SA................................ 2,463,433 1,287,503 Grupa Kety SA...................................... 20,915 847,288 *Grupa Lotos SA..................................... 306,222 3,235,616 *Hawe SA............................................ 256,581 331,234 *Impexmetal SA...................................... 275,337 312,840 *ING Bank Slaski SA................................. 76,816 2,096,157 Inter Cars SA...................................... 1,283 35,833 *Jastrzebska Spolka Weglowa SA...................... 23,294 634,793 *Kernel Holding SA.................................. 166,222 3,475,053 KGHM Polska Miedz SA............................... 388,924 19,599,808 Koelner SA......................................... 14,359 40,792 *Kopex SA........................................... 120,638 732,715 *Kredyt Bank SA..................................... 127,919 621,857 531 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ POLAND -- (Continued) *LC Corp. SA........................................ 526,753 $ 189,476 LPP SA............................................. 1,075 1,328,823 Lubelski Wegiel Bogdanka SA........................ 105,461 3,970,898 *MCI Management SA.................................. 98,728 147,009 *Mercor SA.......................................... 2,734 12,016 *Mostostal Warszawa SA.............................. 10,158 41,486 *Netia SA........................................... 1,251,079 2,277,181 NG2 SA............................................. 20,132 370,239 Orbis SA........................................... 60,537 675,515 Pelion SA.......................................... 22,581 185,148 *Petrolinvest SA.................................... 538,895 337,043 *Pfleiderer Grajewo SA.............................. 57,289 200,634 PGE SA............................................. 1,411,923 7,661,068 *Polimex-Mostostal SA............................... 2,510,058 442,235 *Polnord SA......................................... 47,670 185,818 *Polski Koncern Miesny Duda SA...................... 373,841 48,164 *Polski Koncern Naftowy Orlen SA.................... 1,040,532 14,261,187 *Polskie Gornictwo Naftowe I Gazownictwo SA......... 2,814,378 3,486,476 Powszechna Kasa Oszczednosci Bank Polski SA........ 774,700 8,659,951 Powszechny Zaklad Ubezpieczen SA................... 70,744 8,275,381 *PZ Cormay SA....................................... 60,046 224,067 *Raciborska Fabryka Kotlow SA....................... 150,574 411,778 *Rovese SA.......................................... 358,186 269,755 *Stalexport SA...................................... 209,801 74,327 *Stalprodukt SA..................................... 4,961 286,337 *Sygnity SA......................................... 57,669 215,935 Synthos SA......................................... 1,401,209 2,336,584 Tauron Polska Energia SA........................... 875,572 1,210,951 Telekomunikacja Polska SA.......................... 1,165,954 4,421,416 TVN SA............................................. 346,642 759,901 Warsaw Stock Exchange SA........................... 60,676 713,241 Zaklady Azotowe Pulawy SA.......................... 25,936 970,681 *Zaklady Chemiczne Police SA........................ 6,171 20,974 Zaklady Tluszcowe Kruszwica SA..................... 4,208 34,393 Zelmer SA.......................................... 11,142 109,346 ------------ TOTAL POLAND.......................................... 129,480,253 ------------ RUSSIA -- (3.0%) *Etalon Group, Ltd. GDR............................. 150,659 870,417 *Eurasia Drilling Co., Ltd. GDR..................... 180,771 6,267,614 Federal Hydrogenerating Co. ADR.................... 3,234,765 7,706,314 Gazprom Neft OAO Sponsored ADR..................... 10,837 268,238 Gazprom OAO Sponsored ADR.......................... 9,932,249 91,227,647 *Globaltrans Investment P.L.C. Sponsored GDR........ 87,996 1,631,128 *IG Seismic Services, Ltd. GDR...................... 4,218 56,800 *Integra Group Holdings GDR......................... 205,096 124,856 Lukoil OAO Sponsored ADR........................... 897,216 54,450,535 *Magnitogorsk Iron & Steel Works Sponsored GDR...... 373,242 1,620,388 Mail.ru Group, Ltd. GDR............................ 106,670 3,564,875 #*Mechel Sponsored ADR............................... 576,821 3,662,813 MMC Norilsk Nickel JSC ADR......................... 426,827 6,560,558 *NOMOS-BANK GDR..................................... 12,845 171,551 Novolipetsk Steel OJSC GDR......................... 154,101 2,919,535 Novorossiysk Sea Trade Port GDR.................... 129,708 869,922 *O'Key Group SA GDR................................. 7,732 75,051 *PIK Group GDR...................................... 375,582 815,189 Rosneft OAO GDR.................................... 2,125,280 15,791,463 *Rostelecom OJSC Sponsored ADR...................... 28,498 655,600 *Sberbank of Russia Sponsored ADR................... 2,442,782 28,887,006 Severstal OAO GDR.................................. 252,650 3,068,394 #Tatneft OAO Sponsored ADR.......................... 412,048 16,022,536 532 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ RUSSIA -- (Continued) TMK OAO GDR.......................................... 120,705 $ 1,792,493 Uralkali OJSC GDR.................................... 282,881 11,120,685 VimpelCom, Ltd. Sponsored ADR........................ 641,851 7,073,198 VTB Bank OJSC GDR.................................... 1,738,063 6,019,164 *X5 Retail Group NV GDR............................... 183,083 3,483,944 ------------ TOTAL RUSSIA............................................ 276,777,914 ------------ SOUTH AFRICA -- (7.3%) ABSA Group, Ltd...................................... 800,852 12,839,996 Acucap Properties, Ltd............................... 156,239 801,105 Adcock Ingram Holdings, Ltd.......................... 512,799 3,413,094 Adcorp Holdings, Ltd................................. 179,501 625,150 Advtech, Ltd......................................... 706,167 461,752 AECI, Ltd............................................ 508,310 4,311,510 Afgri, Ltd........................................... 1,103,242 666,362 African Bank Investments, Ltd........................ 2,190,224 7,427,568 #African Oxygen, Ltd.................................. 381,044 856,906 African Rainbow Minerals, Ltd........................ 353,125 7,399,968 Allied Electronics Corp., Ltd........................ 118,970 299,003 Allied Technologies, Ltd............................. 135,733 627,310 #Anglo American Platinum, Ltd......................... 117,220 5,466,679 AngloGold Ashanti, Ltd............................... 6,997 236,185 AngloGold Ashanti, Ltd. Sponsored ADR................ 761,501 25,875,804 *ArcelorMittal South Africa, Ltd...................... 625,889 2,412,887 Argent Industrial, Ltd............................... 146,462 101,595 Aspen Pharmacare Holdings, Ltd....................... 572,827 10,447,753 #Assore, Ltd.......................................... 74,534 3,082,257 #Astral Foods, Ltd.................................... 159,775 1,765,775 Aveng, Ltd........................................... 1,800,324 6,444,136 AVI, Ltd............................................. 843,330 5,572,905 Barloworld, Ltd...................................... 908,742 7,364,119 *Basil Read Holdings, Ltd............................. 127,300 144,580 *Bell Equipment, Ltd.................................. 121,325 279,787 Bidvest Group, Ltd................................... 667,579 15,870,946 Blue Label Telecoms, Ltd............................. 967,109 756,611 Brait SE............................................. 713,331 2,803,384 Business Connexion Group, Ltd........................ 407,773 230,427 Capital Property Fund................................ 123,493 143,453 #Capitec Bank Holdings, Ltd........................... 76,303 1,695,537 Cashbuild, Ltd....................................... 81,628 1,411,321 Caxton & CTP Publishers & Printers, Ltd.............. 362,860 692,036 Ceramic Industries, Ltd.............................. 9,393 135,392 Cipla Medpro South Africa, Ltd....................... 2,125,169 1,841,716 City Lodge Hotels, Ltd............................... 120,288 1,277,975 #Clicks Group, Ltd.................................... 698,809 4,879,097 *Consolidated Infrastructure Group, Ltd............... 14,876 22,602 Coronation Fund Managers, Ltd........................ 762,008 2,947,813 Datacentrix Holdings, Ltd............................ 127,775 60,882 DataTec, Ltd......................................... 741,890 4,611,462 Delta EMD, Ltd....................................... 28,740 18,948 Discovery Holdings, Ltd.............................. 750,707 4,803,009 Distell Group, Ltd................................... 96,572 1,070,283 *Distribution & Warehousing Network, Ltd.............. 162,578 117,562 DRDGOLD, Ltd......................................... 1,776,692 1,269,974 *DRDGOLD, Ltd. Sponsored ADR.......................... 1,067 7,149 ElementOne, Ltd...................................... 90,000 100,970 EOH Holdings, Ltd.................................... 314,744 1,341,725 Eqstra Holdings, Ltd................................. 485,498 365,782 *Evraz Highveld Steel & Vanadium, Ltd................. 35,483 69,243 Exxaro Resources, Ltd................................ 293,775 5,922,990 Famous Brands, Ltd................................... 103,276 838,382 533 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- SOUTH AFRICA -- (Continued) FirstRand, Ltd....................................... 5,811,534 $19,308,930 Foschini Group, Ltd. (The)........................... 370,095 5,363,152 *Gijima Group, Ltd.................................... 1,040,416 46,637 Gold Fields, Ltd..................................... 64,532 801,643 #Gold Fields, Ltd. Sponsored ADR...................... 2,326,039 29,098,748 Grindrod, Ltd........................................ 1,773,068 3,025,090 Group Five, Ltd...................................... 288,543 826,055 Growthpoint Properties, Ltd.......................... 2,399,761 6,543,195 Harmony Gold Mining Co., Ltd......................... 249,393 2,042,425 #Harmony Gold Mining Co., Ltd. Sponsored ADR.......... 1,263,435 10,486,510 *Holdsport, Ltd....................................... 9,121 47,340 Hudaco Industries, Ltd............................... 154,885 1,929,895 *Hulamin, Ltd......................................... 263,416 104,106 Iliad Africa, Ltd.................................... 329,671 185,666 Illovo Sugar, Ltd.................................... 823,322 3,005,419 Impala Platinum Holdings, Ltd........................ 1,417,592 25,549,952 Imperial Holdings, Ltd............................... 576,938 13,081,625 Investec, Ltd........................................ 767,604 4,525,847 JD Group, Ltd........................................ 665,906 3,555,059 JSE, Ltd............................................. 326,310 2,643,117 Kagiso Media, Ltd.................................... 23,391 54,029 *Kap International Holdings, Ltd...................... 308,543 112,003 #Kumba Iron Ore, Ltd.................................. 84,467 5,283,468 Lewis Group, Ltd..................................... 411,266 3,269,525 Liberty Holdings, Ltd................................ 434,897 5,042,812 Life Healthcare Group Holdings, Ltd.................. 1,332,959 5,024,478 Massmart Holdings, Ltd............................... 195,115 3,924,879 Mediclinic International, Ltd........................ 781,725 4,230,359 *Merafe Resources, Ltd................................ 3,992,895 318,912 Metair Investments, Ltd.............................. 476,854 1,678,770 MMI Holdings, Ltd.................................... 3,995,150 9,640,177 Mondi, Ltd........................................... 439,624 4,767,962 Mpact, Ltd........................................... 350,949 758,573 Mr. Price Group, Ltd................................. 451,395 6,952,250 MTN Group, Ltd....................................... 2,946,159 53,189,830 #*Murray & Roberts Holdings, Ltd....................... 1,824,354 4,576,025 *Mvelaphanda Group, Ltd............................... 660,924 159,618 Mvelaserve, Ltd...................................... 168,447 168,495 Nampak, Ltd.......................................... 2,262,911 7,540,548 Naspers, Ltd. Series N............................... 491,418 31,900,653 Nedbank Group, Ltd................................... 671,184 13,839,767 Network Healthcare Holdings, Ltd..................... 2,253,141 4,657,889 #Northam Platinum, Ltd................................ 964,035 3,616,661 Nu-World Holdings, Ltd............................... 23,372 50,287 Oceana Group, Ltd.................................... 82,459 569,703 Omnia Holdings, Ltd.................................. 221,913 3,274,345 Palabora Mining Co., Ltd............................. 95,962 941,304 Peregrine Holdings, Ltd.............................. 439,717 553,236 Petmin, Ltd.......................................... 145,238 36,012 Pick'n Pay Stores, Ltd............................... 390,398 1,902,483 Pinnacle Technology Holdings, Ltd.................... 500,229 980,766 #Pioneer Foods, Ltd................................... 245,780 1,573,165 PPC, Ltd............................................. 1,294,646 4,322,365 PSG Group, Ltd....................................... 547,257 3,992,098 Rainbow Chicken, Ltd................................. 71,373 106,230 Raubex Group, Ltd.................................... 230,995 444,067 Resilient Property Income Fund, Ltd.................. 754,423 3,959,016 Reunert, Ltd......................................... 580,575 5,116,816 *Royal Bafokeng Platinum, Ltd......................... 35,584 228,691 Sanlam, Ltd.......................................... 4,846,104 21,623,945 *Santam, Ltd.......................................... 92,803 1,930,073 534 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ SOUTH AFRICA -- (Continued) *Sappi, Ltd........................................... 1,513,410 $ 4,292,383 #*Sappi, Ltd. Sponsored ADR............................ 399,244 1,101,913 Sasol, Ltd........................................... 302,827 12,900,161 #Sasol, Ltd. Sponsored ADR............................ 741,346 31,440,484 *Sentula Mining, Ltd.................................. 1,636,473 319,866 Shoprite Holdings, Ltd............................... 541,984 11,164,857 Spar Group, Ltd. (The)............................... 350,648 4,895,904 Spur Corp., Ltd...................................... 306,994 778,258 Standard Bank Group, Ltd............................. 2,134,913 26,362,364 Stefanutti Stocks Holdings, Ltd...................... 140,070 162,490 #*Steinhoff International Holdings, Ltd................ 3,750,281 12,614,484 Sun International, Ltd............................... 222,875 2,486,720 *Super Group, Ltd..................................... 1,360,998 2,428,994 *Telkom South Africa, Ltd............................. 929,094 1,959,951 #*Telkom South Africa, Ltd. Sponsored ADR.............. 24,334 201,242 Tiger Brands, Ltd.................................... 209,093 6,648,118 *Times Media Group, Ltd............................... 74,593 118,032 Tongaat-Hulett, Ltd.................................. 391,984 6,162,120 *Trans Hex Group, Ltd................................. 55,148 20,080 Trencor, Ltd......................................... 421,590 2,678,129 Truworths International, Ltd......................... 695,091 7,591,286 Tsogo Sun Holdings, Ltd.............................. 666,654 1,772,193 Value Group, Ltd..................................... 95,008 56,982 Village Main Reef, Ltd............................... 719,512 101,686 Vodacom Group, Ltd................................... 397,241 5,002,232 Vukile Property Fund, Ltd............................ 312,239 612,752 *Wesizwe Platinum, Ltd................................ 453,480 33,304 Wilson Bayly Holme-Ovcon, Ltd........................ 266,802 4,361,200 Woolworths Holdings, Ltd............................. 1,324,745 10,004,213 Zeder Investments, Ltd............................... 292,605 97,853 ------------ TOTAL SOUTH AFRICA...................................... 677,083,804 ------------ SOUTH KOREA -- (13.9%) #*3S Korea Co., Ltd.................................... 110,874 916,556 #*Actoz Soft Co., Ltd.................................. 9,881 335,730 *Aekyung Petrochemical Co., Ltd....................... 5,521 299,183 #*Agabang&Company...................................... 72,181 617,788 #*Ahnlab, Inc.......................................... 9,238 527,372 AK Holdings, Inc..................................... 9,815 201,130 #Amorepacific Corp.................................... 5,470 6,215,836 #Amorepacific Group................................... 10,391 4,479,017 *Anapass, Inc......................................... 7,712 75,499 #Asia Cement Co., Ltd................................. 10,209 537,589 #*Asia Pacific Systems, Inc............................ 52,213 320,895 Asia Paper Manufacturing Co., Ltd.................... 3,740 47,122 *Asiana Airlines, Inc................................. 328,360 1,894,662 *AtlasBX Co., Ltd..................................... 15,703 486,945 *AUK Corp............................................. 162,680 316,729 *Autech Corp.......................................... 32,953 215,857 #*Basic House Co., Ltd. (The).......................... 28,360 305,386 *BH Co., Ltd.......................................... 29,019 215,960 #*BHI Co., Ltd......................................... 11,371 257,644 #Binggrae Co., Ltd.................................... 18,616 2,023,394 *Bioland, Ltd......................................... 13,081 205,834 Bookook Securities Co., Ltd.......................... 5,240 84,347 *Boryung Medience Co., Ltd............................ 14,144 152,487 #Boryung Pharmaceutical Co., Ltd...................... 13,230 301,166 #*Brain Technology Industries Co., Ltd................. 100,420 260,808 BS Financial Group, Inc.............................. 524,040 5,931,467 #Bukwang Pharmaceutical Co., Ltd...................... 52,819 806,393 BYC Co., Ltd......................................... 190 32,252 535 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) #*Byucksan Corp.......................................... 54,290 $ 103,094 #Capro Corp............................................. 82,800 979,660 #*Chabio & Diostech Co., Ltd............................. 107,511 810,383 #Charm Engineering Co., Ltd............................. 77,090 135,591 Cheil Industrial, Inc.................................. 133,921 11,464,425 *Cheil Worldwide, Inc................................... 203,210 3,914,021 *Chemtronics Co., Ltd................................... 12,738 158,624 #*Chin Hung International, Inc........................... 198,767 117,757 *China Great Star International, Ltd.................... 164,944 226,688 #China Ocean Resources Co., Ltd......................... 186,390 658,555 #*Choa Pharmaceutical Co................................. 35,270 152,778 #*Chokwang Paint, Ltd.................................... 24,620 163,178 #Chong Kun Dang Pharmaceutical Corp..................... 39,384 1,252,283 *Choong Ang Vaccine Laboratory.......................... 5,456 66,762 Chosun Refractories Co., Ltd........................... 2,127 123,453 #CJ CGV Co., Ltd........................................ 30,920 957,547 #CJ Cheiljedang Corp.................................... 22,027 6,911,828 CJ Corp................................................ 62,221 6,068,724 *CJ E&M Corp............................................ 65,949 1,773,373 #*CJ Korea Express Co., Ltd.............................. 28,609 2,977,082 #*CJ Seafood Corp........................................ 46,990 133,342 #*CNK International Co., Ltd............................. 75,403 397,069 #*Com2uSCorp............................................. 12,867 765,435 #Cosmax, Inc............................................ 29,080 1,296,999 *CosmoAM&T Co., Ltd..................................... 18,360 79,199 #*Cosmochemical Co., Ltd................................. 40,010 351,747 #*Credu Corp............................................. 5,784 243,910 Crown Confectionery Co., Ltd........................... 2,637 461,651 #*CrucialTec Co., Ltd.................................... 65,421 506,085 #*CTC BIO, Inc........................................... 16,892 421,818 #Dae Dong Industrial Co., Ltd........................... 33,970 191,373 Dae Han Flour Mills Co., Ltd........................... 4,024 461,183 Dae Won Kang Up Co., Ltd............................... 79,190 551,537 #*Dae Young Packaging Co., Ltd........................... 240,650 205,132 #*Daechang Co., Ltd...................................... 218,380 250,146 #Daeduck Electronics Co., Ltd........................... 119,800 1,012,436 Daeduck GDS Co., Ltd................................... 114,600 1,249,355 Daegu Department Store Co., Ltd........................ 30,480 380,125 #Daehan Steel Co., Ltd.................................. 46,540 387,368 *Daehwa Pharmaceutical Co., Ltd......................... 15,973 154,976 #*Dae-Il Corp............................................ 44,560 171,515 Daekyo Co., Ltd........................................ 76,070 419,745 #*Daekyung Machinery & Engineering Co., Ltd.............. 99,920 182,308 Daelim Industrial Co., Ltd............................. 97,513 6,777,084 Daelim Trading Co., Ltd................................ 3,405 12,979 Daesang Corp........................................... 99,947 2,422,929 Daesang Holdings Co., Ltd.............................. 53,580 289,197 Daesung Group Partners Co., Ltd........................ 2,621 89,334 Daesung Holdings Co., Ltd.............................. 19,560 124,912 *Daesung Industrial Co., Ltd............................ 8,548 141,620 *Daewon Pharmaceutical Co., Ltd......................... 13,299 132,172 #*Daewoo Engineering & Construction Co., Ltd............. 292,915 2,490,358 #Daewoo International Corp.............................. 99,367 3,811,794 Daewoo Securities Co., Ltd............................. 636,667 6,411,026 #Daewoo Shipbuilding & Marine Engineering Co., Ltd...... 313,020 6,703,110 Daewoong Co., Ltd...................................... 2,152 41,299 #*Daewoong Pharmaceutical Co., Ltd....................... 18,576 820,888 Dahaam E-Tec Co., Ltd.................................. 1,420 23,156 Daishin Securities Co., Ltd............................ 171,380 1,365,047 *Daou Data Corp......................................... 25,061 82,781 #Daou Technology, Inc................................... 149,630 2,124,632 536 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) *Dasan Networks, Inc.................................... 20,344 $ 91,140 #*Daum Communications Corp............................... 26,110 2,242,012 #*Dayou Automotive Seat Technology Co., Ltd.............. 139,355 220,198 DCM Corp............................................... 16,370 157,473 DGB Financial Group, Inc............................... 464,397 5,868,225 #Digital Power Communications Co., Ltd.................. 30,360 76,185 #*Digitech Systems Co., Ltd.............................. 51,601 549,802 *DIO Corp............................................... 25,553 278,931 Dong Ah Tire & Rubber Co., Ltd......................... 14,820 208,746 #*Dong Yang Gang Chul Co., Ltd........................... 122,660 247,893 Dong-A Pharmaceutical Co., Ltd......................... 29,547 3,065,014 *Dong-Ah Geological Engineering Co., Ltd................ 22,660 188,206 #Dongaone Co., Ltd...................................... 89,360 251,626 Dongbang Agro Co., Ltd................................. 8,450 49,816 Dongbang Transport Logistics Co., Ltd.................. 78,710 285,461 *Dongbu CNI Co., Ltd.................................... 1,190 6,727 #*Dongbu Corp............................................ 33,850 105,532 #*Dongbu HiTek Co., Ltd.................................. 113,868 706,183 Dongbu Insurance Co., Ltd.............................. 122,455 5,548,903 Dongbu Securities Co., Ltd............................. 90,821 283,105 *Dongbu Steel Co., Ltd.................................. 97,115 322,683 #Dong-Il Corp........................................... 4,187 165,888 #Dongil Industries Co., Ltd............................. 4,838 215,253 *Dongjin Semichem Co., Ltd.............................. 43,911 176,278 *Dongkook Industrial Co., Ltd........................... 16,820 44,038 #Dongkuk Steel Mill Co., Ltd............................ 162,800 2,087,069 *Dongkuk Structure & Construction Co., Ltd.............. 53,700 108,983 *Dongsung Holdings Co., Ltd............................. 60,950 333,842 *Dongsung Pharmaceutical Co., Ltd....................... 22,290 97,816 #Dongwha Pharm Co., Ltd................................. 80,795 480,795 #Dongwon F&B Co., Ltd................................... 5,507 355,810 #Dongwon Industries Co., Ltd............................ 4,216 1,101,246 *Dongwon Systems Corp................................... 112,470 107,163 *Dongyang Engineering & Construction Corp............... 405 960 #Dongyang Mechatronics Corp............................. 95,879 807,127 Doosan Corp............................................ 33,091 3,820,388 #*Doosan Engineering & Construction Co., Ltd............. 130,290 280,783 #Doosan Heavy Industries & Construction Co., Ltd........ 120,141 5,139,613 #*Doosan Infracore Co., Ltd.............................. 251,100 3,700,146 #*Dragonfly GF Co., Ltd.................................. 19,623 294,238 #DRB Holding Co., Ltd................................... 27,795 147,952 #*DRB Industrial Co., Ltd................................ 24,188 175,214 #*Duksan Hi-Metal Co., Ltd............................... 31,523 589,093 #*DuzonBIzon Co., Ltd.................................... 58,700 591,725 #E1 Corp................................................ 9,560 544,144 *Eagon Industrial Co., Ltd.............................. 120 691 *Easy Bio, Inc.......................................... 134,656 413,645 *Ecopro Co., Ltd........................................ 40,754 241,538 #*EG Corp................................................ 25,471 926,518 *e-LITECOM Co., Ltd..................................... 13,937 191,571 #*ELK Corp............................................... 27,700 603,446 E-Mart Co., Ltd........................................ 57,784 12,524,810 *ENF Technology Co., Ltd................................ 22,497 285,635 *Estechpharma Co., Ltd.................................. 10,952 199,192 *ESTsoft Corp........................................... 6,618 165,090 *Eugene Corp............................................ 208,323 590,576 *Eugene Investment & Securities Co., Ltd................ 191,525 438,911 *Eugene Technology Co., Ltd............................. 35,271 442,379 F&F Co., Ltd........................................... 2,520 14,099 #Fila Korea, Ltd........................................ 26,436 1,490,577 *Finetex EnE, Inc....................................... 11,364 25,211 537 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) #*Firstec Co., Ltd....................................... 102,236 $ 177,086 *Flexcom, Inc........................................... 21,359 248,426 #*Foosung Co., Ltd....................................... 137,083 643,179 #Fursys, Inc............................................ 10,916 271,990 *Gamevil, Inc........................................... 8,489 885,612 #Gaon Cable Co., Ltd.................................... 8,302 164,705 GIIR, Inc.............................................. 13,310 83,519 #Global & Yuasa Battery Co., Ltd........................ 23,160 982,098 Golden Bridge Investment & Securities Co., Ltd......... 44,190 40,923 #Grand Korea Leisure Co., Ltd........................... 66,770 1,878,477 #Green Cross Corp....................................... 14,333 2,075,342 Green Cross Holdings Corp.............................. 83,690 1,304,757 *Green Non-Life Insurance Co., Ltd...................... 14,915 -- #GS Engineering & Construction Corp..................... 120,059 6,746,978 #GS Global Corp......................................... 45,481 574,820 GS Holdings Corp....................................... 188,137 11,817,011 Gwangju Shinsegae Co., Ltd............................. 1,962 424,421 *Haesung Industrial Co., Ltd............................ 2,874 82,656 Halla Climate Control Corp............................. 103,750 1,935,135 Halla Engineering & Construction Corp.................. 68,004 533,733 #Han Kuk Carbon Co., Ltd................................ 76,670 496,814 Hana Financial Group, Inc.............................. 693,772 20,182,592 #*Hanall Biopharma Co., Ltd.............................. 75,980 612,032 Handok Pharmaceuticals Co., Ltd........................ 8,250 131,457 #Handsome Co., Ltd...................................... 59,724 1,514,448 #Hanil Cement Co., Ltd.................................. 15,047 609,416 #*Hanil E-Wha Co., Ltd................................... 92,160 595,820 #*Hanjin Heavy Industries & Construction Co., Ltd........ 137,749 1,487,902 #Hanjin Heavy Industries & Construction Holdings Co., Ltd................................................... 51,445 328,508 #*Hanjin P&C Co., Ltd.................................... 37,075 122,446 #*Hanjin Shipping Co., Ltd............................... 386,964 4,305,868 #*Hanjin Shipping Holdings Co., Ltd...................... 44,544 225,857 #Hanjin Transportation Co., Ltd......................... 36,470 770,618 #Hankook Shell Oil Co., Ltd............................. 1,932 435,813 *Hankook Tire Co., Ltd.................................. 141,074 5,950,302 Hankook Tire Worldwide Co., Ltd........................ 32,246 416,202 Hankuk Glass Industries, Inc........................... 3,770 80,815 Hankuk Paper Manufacturing Co., Ltd.................... 8,260 153,386 #*Hanmi Pharm Co., Ltd................................... 21,164 2,145,675 *Hanmi Science Co., Ltd................................. 25,325 109,062 Hanmi Semiconductor Co., Ltd........................... 42,180 268,537 Hansae Co., Ltd........................................ 16,029 213,713 #Hansae Yes24 Holdings Co., Ltd......................... 46,287 314,127 Hanshin Construction Co., Ltd.......................... 6,450 42,077 #Hansol Chemical Co., Ltd............................... 33,190 723,673 #Hansol CSN Co., Ltd.................................... 176,540 465,662 *Hansol HomeDeco Co., Ltd............................... 56,180 63,782 Hansol Paper Co., Ltd.................................. 165,930 1,393,204 #*Hansol Technics Co., Ltd............................... 41,469 532,087 #Hanssem Co., Ltd....................................... 27,110 456,541 #Hanwha Chemical Corp................................... 335,642 5,566,187 Hanwha Corp............................................ 159,212 4,541,569 *Hanwha General Insurance Co., Ltd...................... 66,394 450,378 Hanwha Investment & Securities Co., Ltd................ 227,331 815,921 Hanwha Life Insurance Co., Ltd......................... 606,110 4,271,922 Hanwha Timeworld Co., Ltd.............................. 4,750 86,194 Hanyang Securities Co., Ltd............................ 18,020 112,879 #*Heung-A Shipping Co., Ltd.............................. 227,258 228,270 *Heungkuk Fire & Marine Insurance Co., Ltd.............. 24,279 111,030 #Hite Jinro Co., Ltd.................................... 114,705 3,390,505 #Hite Jinro Holdings Co., Ltd........................... 24,994 320,820 538 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) HMC Investment Securities Co., Ltd..................... 64,700 $ 763,920 #Honam Petrochemical Corp............................... 32,162 6,572,420 #Hotel Shilla Co., Ltd.................................. 77,240 3,257,686 HS R&A Co., Ltd........................................ 11,450 110,809 #Huchems Fine Chemical Corp............................. 69,515 1,507,659 Husteel Co., Ltd....................................... 15,640 392,940 *Huvitz Co., Ltd........................................ 5,010 77,558 Hwacheon Machine Tool Co., Ltd......................... 4,272 165,725 #*Hwashin Co., Ltd....................................... 74,770 598,572 #*Hy-Lok Corp............................................ 18,068 364,177 Hyosung Corp........................................... 100,883 5,556,135 #*Hyundai BNG Steel Co., Ltd............................. 36,060 325,587 #Hyundai Corp........................................... 44,270 787,067 #Hyundai Department Store Co., Ltd...................... 45,634 5,662,160 Hyundai Development Co................................. 250,039 4,488,167 #Hyundai Elevator Co., Ltd.............................. 15,784 1,193,615 Hyundai Engineering & Construction Co., Ltd............ 113,730 6,842,410 #Hyundai Engineering Plastics Co., Ltd.................. 51,660 237,728 Hyundai Glovis Co., Ltd................................ 20,093 4,178,490 #Hyundai Greenfood Co., Ltd............................. 149,920 2,486,843 *Hyundai Heavy Industries Co., Ltd...................... 77,871 16,318,732 Hyundai Home Shopping Network Corp..................... 18,319 2,174,327 *Hyundai Hy Communications & Networks Co., Ltd.......... 62,120 296,015 #Hyundai Hysco Co., Ltd................................. 83,760 3,344,294 Hyundai Marine & Fire Insurance Co., Ltd............... 177,130 5,716,600 #*Hyundai Merchant Marine Co., Ltd....................... 79,560 1,914,456 #Hyundai Mipo Dockyard Co., Ltd......................... 25,099 2,676,581 Hyundai Mobis.......................................... 86,229 21,914,678 Hyundai Motor Co., Ltd................................. 264,017 54,260,435 Hyundai Securities Co., Ltd............................ 507,503 3,891,436 #Hyundai Steel Co....................................... 165,296 11,876,847 #*Hyundai Wia Corp....................................... 16,259 2,621,928 #*Hyunjin Materials Co., Ltd............................. 69,233 424,083 #*ICD Co., Ltd........................................... 32,931 401,277 #*IHQ, Inc............................................... 82,070 189,773 Il Dong Pharmaceutical Co., Ltd........................ 35,470 289,934 *IL Yang Pharmaceutical Co., Ltd........................ 33,482 774,660 #Iljin Display Co., Ltd................................. 41,840 823,596 #Iljin Electric Co., Ltd................................ 66,434 279,934 Iljin Holdings Co., Ltd................................ 10,033 15,437 #*Iljin Materials Co., Ltd............................... 50,600 430,693 Ilshin Spinning Co., Ltd............................... 4,292 311,438 Ilsung Pharmaceutical Co., Ltd......................... 3,008 228,445 #iMarketKorea, Inc...................................... 37,730 894,717 Industrial Bank of Korea, Ltd.......................... 575,980 6,331,765 #*INFINITT Co., Ltd...................................... 26,287 213,265 *Infopia Co., Ltd....................................... 10,910 130,057 #*Infraware, Inc......................................... 49,053 449,640 #*InkTec Co., Ltd........................................ 13,394 306,950 *InnoWireless, Inc...................................... 14,292 272,478 #*Innox Corp............................................. 17,034 303,645 #*Interflex Co., Ltd..................................... 16,539 942,060 *Interojo Co., Ltd...................................... 9,351 114,537 #*Interpark Corp......................................... 86,032 657,397 INTOPS Co., Ltd........................................ 20,274 453,982 #Inzi Controls Co., Ltd................................. 35,800 239,103 #IS Dongseo Co., Ltd.................................... 38,100 378,712 #ISU Chemical Co., Ltd.................................. 45,690 886,048 #IsuPetasys Co., Ltd.................................... 105,690 420,251 Jahwa Electronics Co., Ltd............................. 52,750 702,671 #*JCEntertainment Corp................................... 18,914 405,815 539 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) #Jeil Pharmaceutical Co................................. 25,770 $ 407,332 *Jeil Savings Bank...................................... 3,200 88 Jeonbuk Bank, Ltd...................................... 221,577 843,284 *Jinsung T.E.C.......................................... 44,154 389,451 *Joymax Co.,Ltd......................................... 10,335 287,907 *JVM Co., Ltd........................................... 6,886 303,019 JW Holdings Corp....................................... 109,106 240,837 #JW Pharmaceutical Corp................................. 31,407 403,250 #*JYP Entertainment Corp................................. 33,683 175,284 Kangwon Land, Inc...................................... 159,080 3,702,490 KB Financial Group, Inc................................ 217,750 7,404,735 #KB Financial Group, Inc. ADR........................... 435,525 14,829,626 *KC Cottrell Co., Ltd................................... 9,550 122,546 #KC Tech Co., Ltd....................................... 107,916 373,740 #KCC Corp............................................... 16,858 4,727,877 *KCO Energy, Inc........................................ 70 321 #Keangnam Enterprises, Ltd.............................. 34,245 182,980 #*KEC Corp............................................... 124,633 61,843 #KEPCO Engineering & Construction Co., Inc.............. 22,547 1,326,351 #*KEPCO Plant Service & Engineering Co., Ltd............. 22,800 1,252,272 #Keyang Electric Machinery Co., Ltd..................... 77,900 177,042 #*Keystone Global........................................ 60,355 150,773 #KG Chemical Corp....................................... 14,330 151,904 *KGMobilians Co., Ltd................................... 24,397 240,321 *KH Vatec Co., Ltd...................................... 33,277 349,153 Kia Motors Corp........................................ 292,639 16,223,823 #KISCO Corp............................................. 14,658 395,695 KISCO Holdings Co., Ltd................................ 2,565 87,839 Kishin Corp............................................ 41,100 224,865 #KISWIRE, Ltd........................................... 19,832 575,413 #Kiwoom Securities Co., Ltd............................. 34,635 1,751,468 *Koentec Co., Ltd....................................... 126,760 250,112 #*Koh Young Technology, Inc.............................. 13,957 322,899 #*Kolao Holdings......................................... 32,710 584,704 #Kolon Corp............................................. 27,135 427,755 #Kolon Global Corp...................................... 148,720 428,071 Kolon Industries, Inc.................................. 72,023 3,666,060 #*Komipharm International Co., Ltd....................... 44,309 380,256 #*Kona@I Co., Ltd........................................ 17,941 286,138 *Kook Je Electric Korea Co., Ltd........................ 9,233 93,051 Korea Airport Service Co., Ltd......................... 4,470 116,682 Korea Cast Iron Pipe Industries Co., Ltd............... 13,170 42,090 #*Korea Circuit Co., Ltd................................. 43,520 757,672 *Korea District Heating Corp............................ 5,011 327,514 *Korea Electric Power Corp.............................. 133,420 3,460,646 #*Korea Electric Power Corp. Sponsored ADR............... 375,273 4,837,269 Korea Electric Terminal Co., Ltd....................... 23,270 554,409 *Korea Exchange Bank.................................... 937,949 6,500,997 #Korea Flange Co., Ltd.................................. 13,950 158,520 Korea Gas Corp......................................... 72,828 5,109,838 *Korea Info & Comm...................................... 24,232 92,322 Korea Investment Holdings Co., Ltd..................... 185,950 6,356,529 #*Korea Kolmar Co., Ltd.................................. 37,476 996,519 #Korea Kolmar Holdings Co., Ltd......................... 18,044 168,785 #Korea Petrochemical Industrial Co., Ltd................ 11,260 513,978 *Korea Real Estate Investment Trust Co.................. 638,778 830,174 *Korea Reinsurance Co., Ltd............................. 285,529 2,798,033 Korea United Pharm, Inc................................ 32,040 255,330 Korea Zinc Co., Ltd.................................... 15,789 6,467,861 *Korean Air Co., Ltd.................................... 102,107 4,578,272 *Kortek Corp............................................ 29,979 349,022 540 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) KP Chemical Corp....................................... 204,650 $ 2,025,652 *KPF.................................................... 26,925 246,630 KPX Chemical Co., Ltd.................................. 4,698 216,323 #*KPX Fine Chemical Co., Ltd............................. 3,402 85,012 KT Corp................................................ 9,140 310,271 KT Corp. Sponsored ADR................................. 140,282 2,377,780 #KT&G Corp.............................................. 152,783 11,626,171 *KTB Investment & Securities Co., Ltd................... 190,440 360,310 #Kukdo Chemical Co., Ltd................................ 14,364 561,976 Kumho Electric Co., Ltd................................ 13,448 338,557 #*Kumho Industrial Co., Ltd.............................. 66,131 131,826 *Kumho Investment Bank.................................. 3,510 1,314 #Kumho Petro chemical Co., Ltd.......................... 28,044 2,751,424 *Kumho Tire Co., Inc.................................... 120,802 1,448,307 Kunsul Chemical Industrial Co., Ltd.................... 6,880 124,227 Kwang Dong Pharmaceutical Co., Ltd..................... 159,450 769,958 #*Kwang Myung Electric Engineering Co., Ltd.............. 105,250 230,543 Kyeryong Construction Industrial Co., Ltd.............. 16,700 134,120 Kyobo Securities Co., Ltd.............................. 74,310 314,115 Kyung Nong Corp........................................ 2,280 7,052 *Kyungbang Co., Ltd..................................... 1,358 126,388 Kyungdong City Gas Co., Ltd............................ 7,129 483,887 *Kyungdong Pharm Co., Ltd............................... 3,585 40,600 #Kyung-In Synthetic Corp................................ 61,500 154,779 Kyungnam Energy Co., Ltd............................... 47,450 184,657 #*LB Semicon, Inc........................................ 82,869 322,270 *LEENO Industrial, Inc.................................. 8,439 253,123 LG Chemical, Ltd....................................... 48,878 13,711,242 LG Corp................................................ 240,862 14,689,134 *LG Display Co., Ltd.................................... 355,060 10,537,283 #*LG Display Co., Ltd. ADR............................... 695,342 10,318,875 #LG Electronics, Inc.................................... 319,969 22,260,837 #LG Fashion Corp........................................ 70,042 1,952,219 LG Hausys, Ltd......................................... 27,571 1,981,096 #LG Household & Healthcare Co., Ltd..................... 11,533 6,773,259 #*LG Innotek Co., Ltd.................................... 34,997 2,413,194 LG International Corp.................................. 107,279 3,891,490 #*LG Life Sciences, Ltd.................................. 33,923 1,419,590 LG Uplus Corp.......................................... 943,000 6,022,231 LIG Insurance Co., Ltd................................. 142,890 3,634,074 #Livart Furniture Co., Ltd.............................. 12,680 81,964 #*Lock & Lock Co., Ltd................................... 38,690 735,854 #Lotte Chilsung Beverage Co., Ltd....................... 2,850 3,720,293 Lotte Confectionary Co., Ltd........................... 2,950 4,247,559 Lotte Midopa Co., Ltd.................................. 68,040 781,893 *Lotte Non-Life Insurance Co., Ltd...................... 45,240 165,574 #Lotte Samkang Co., Ltd................................. 3,536 2,368,489 #Lotte Shopping Co., Ltd................................ 30,593 9,458,791 *Lotte Tour Development Co., Ltd........................ 11,430 129,869 #LS Corp................................................ 69,953 5,712,173 #LS Industrial Systems Co., Ltd......................... 33,231 2,075,194 *Lumens Co., Ltd........................................ 85,727 569,216 Macquarie Korea Infrastructure Fund.................... 900,088 5,529,895 *Macrogen, Inc.......................................... 8,007 224,374 #*Maeil Dairy Industry Co., Ltd.......................... 23,016 679,994 #*Mando Corp............................................. 29,812 3,926,725 *Medifron DBT Co., Ltd.................................. 67,467 240,422 #*Medipost Co., Ltd...................................... 14,762 1,162,184 #*Medy-Tox, Inc.......................................... 11,133 837,380 #*MegaStudy Co., Ltd..................................... 16,553 1,026,868 #*Melfas, Inc............................................ 40,680 782,620 541 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) *Meritz Finance Group, Inc.............................. 74,947 $ 248,808 Meritz Fire Marine Insurance Co., Ltd.................. 204,981 2,779,052 Meritz Securities Co., Ltd............................. 738,810 883,982 Mi Chang Oil Industrial Co., Ltd....................... 1,303 62,119 Mirae Asset Securities Co., Ltd........................ 98,231 2,661,170 *Miwon Chemicals Co., Ltd............................... 1,200 26,604 Miwon Commercial Co., Ltd.............................. 447 54,517 *Miwon Specialty Chemical Co., Ltd...................... 415 77,778 *MK Electron Co., Ltd................................... 38,863 152,488 *MNTech Co., Ltd........................................ 47,867 515,175 #*Modetour Network, Inc.................................. 26,791 754,279 #*Monalisa Co., Ltd...................................... 28,400 109,148 #*MonAmi Co., Ltd........................................ 34,240 149,860 #Moorim P&P Co., Ltd.................................... 113,230 369,428 #Moorim Paper Co., Ltd.................................. 61,100 139,735 Motonic Corp........................................... 38,470 435,037 #Namhae Chemical Corp................................... 75,680 685,603 *Namsun Aluminum Co., Ltd............................... 138,696 62,924 Namyang Dairy Products Co., Ltd........................ 1,115 966,397 National Plastic Co.................................... 56,760 131,923 #NCsoft Corp............................................ 26,483 5,077,028 #*Neowiz Corp............................................ 29,940 437,498 *Neowiz Games Corp...................................... 32,516 734,589 *Neowiz Internet Corp................................... 16,726 207,576 #*NEPES Corp............................................. 45,071 573,681 Nexen Corp............................................. 21,396 1,651,598 #Nexen Tire Corp........................................ 70,640 1,100,717 NH Investment & Securities Co., Ltd.................... 116,978 540,729 #NHN Corp............................................... 43,351 10,027,530 #NICE Holdings Co., Ltd................................. 1,674 88,750 NICE Information Service Co., Ltd...................... 955 4,207 #NK Co., Ltd............................................ 67,990 236,516 Nong Shim Holdings Co., Ltd............................ 6,902 392,129 #NongShim Co., Ltd...................................... 12,802 3,023,847 #*Nowcom Co., Ltd........................................ 24,837 250,503 #OCI Co., Ltd........................................... 46,955 6,617,536 #*OCI Materials Co., Ltd................................. 25,253 748,255 #*OPTRON-TEC, Inc........................................ 31,984 298,860 #*Orientbio, Inc......................................... 214,491 160,077 ORION Corp............................................. 6,091 5,720,275 #*Osstem Implant Co., Ltd................................ 40,324 1,168,048 #*Osung LST Co., Ltd..................................... 44,454 137,992 #Ottogi Corp............................................ 5,204 1,130,379 Pacific Pharmaceutical Co., Ltd........................ 582 18,024 *Paik Kwang Industrial Co., Ltd......................... 33,410 129,942 #*PaperCorea, Inc........................................ 194,370 142,509 #*Partron Co, Ltd........................................ 69,040 1,052,457 #*Pharmicell Co., Ltd.................................... 99,661 531,953 #Poongsan Corp.......................................... 86,788 2,527,072 Poongsan Holdings Corp................................. 14,450 307,949 POSCO.................................................. 18,925 5,949,160 #POSCO ADR.............................................. 393,275 30,824,894 *POSCO Chemtech Co., Ltd................................ 4,044 565,281 POSCO Coated & Color Steel Co., Ltd.................... 6,940 99,830 #*Posco ICT Co., Ltd..................................... 91,780 585,095 #*Power Logics Co., Ltd.................................. 61,198 225,357 Pulmuone Co., Ltd...................................... 4,808 165,326 Pusan City Gas Co., Ltd................................ 24,660 497,495 #*Pyeong Hwa Automotive Co., Ltd......................... 38,606 567,629 *Redrover Co., Ltd...................................... 24,574 135,811 *RFsemi Technologies, Inc............................... 15,177 140,646 542 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ SOUTH KOREA -- (Continued) #*RNL BIO Co., Ltd....................................... 229,227 $ 843,346 #*S&T Corp............................................... 8,318 118,478 S&T Dynamics Co., Ltd.................................. 92,786 927,890 S&T Holdings Co., Ltd.................................. 23,167 199,502 #S&T Motiv Co., Ltd..................................... 29,550 513,311 #*S&T Motors Co., Ltd.................................... 360,460 183,001 #*S1 Corp................................................ 38,199 2,302,544 Saeron Automotive Corp................................. 14,200 73,844 Sajo Industries Co., Ltd............................... 5,776 298,306 Sajodaerim Corp........................................ 4,260 55,466 Sam Jin Pharmaceutical Co., Ltd........................ 36,745 409,551 Sam Lip General Foods Co., Ltd......................... 12,050 282,221 #Sam Young Electronics Co., Ltd......................... 37,730 301,469 Sam Yung Trading Co., Ltd.............................. 37,114 361,133 *Sambu Construction Co., Ltd............................ 8,081 29,874 #Samchully Co., Ltd..................................... 9,254 826,315 Samho Development Co., Ltd............................. 16,464 31,694 Samhwa Paints Industrial Co., Ltd...................... 10,810 43,325 #Samick Musical Instruments Co., Ltd.................... 283,360 407,758 #Samick THK Co., Ltd.................................... 27,940 151,607 #SamkwangGlass Co., Ltd................................. 10,742 672,425 #Samsung C&T Corp....................................... 307,176 16,684,914 Samsung Card Co., Ltd.................................. 43,208 1,669,246 Samsung Climate Control Co., Ltd....................... 4,190 28,627 #Samsung Electro-Mechanics Co., Ltd..................... 110,476 9,448,190 Samsung Electronics Co., Ltd........................... 143,153 171,788,982 #Samsung Engineering Co., Ltd........................... 34,891 4,554,426 #Samsung Fine Chemicals Co., Ltd........................ 60,613 3,865,951 Samsung Fire & Marine Insurance, Ltd................... 78,985 17,242,829 #Samsung Heavy Industries Co., Ltd...................... 335,720 10,245,693 Samsung Life Insurance Co., Ltd........................ 107,228 9,234,738 Samsung SDI Co., Ltd................................... 117,840 14,772,621 Samsung Securities Co., Ltd............................ 183,479 8,208,106 #Samsung Techwin Co., Ltd............................... 88,264 4,614,525 Samwha Capacitor Co., Ltd.............................. 11,760 62,773 *Samwhan Corp........................................... 13,890 26,600 #Samyang Foods Co., Ltd................................. 12,550 326,212 Samyang Genex Co., Ltd................................. 2,931 140,355 Samyang Holdings Corp.................................. 18,148 1,189,805 Samyang Tongsang Co., Ltd.............................. 720 15,116 #*Samyoung Chemical Co., Ltd............................. 121,410 372,055 *Sangbo Corp............................................ 22,426 290,593 *Satrec Initiative Co., Ltd............................. 6,768 132,994 SAVEZONE I&C Corp...................................... 54,000 132,183 #SBS Media Holdings Co., Ltd............................ 205,410 1,243,255 #Seah Besteel Corp...................................... 54,860 1,281,440 SeAH Holdings Corp..................................... 3,091 266,214 #SeAH Steel Corp........................................ 10,384 895,303 #Sebang Co., Ltd........................................ 38,040 620,921 *Seegene, Inc........................................... 12,487 895,192 #Sejong Industrial Co., Ltd............................. 31,440 358,967 *Sempio Foods Co........................................ 2,461 61,116 *S-Energy Co., Ltd...................................... 18,349 157,054 *Seohan Co., Ltd........................................ 174,125 212,211 #*Seohee Construction Co., Ltd........................... 586,881 658,205 *Seong An Co., Ltd...................................... 150,840 190,892 Seoul City Gas Co., Ltd................................ 319 19,024 #Seowon Co., Ltd........................................ 55,740 181,153 *Seshin Co., Ltd........................................ 2,000 55 #*Sewon Cellontech Co., Ltd.............................. 106,264 298,471 *SEWOONMEDICAL Co., Ltd................................. 28,897 88,527 543 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- SOUTH KOREA -- (Continued) *SG Corp.............................................. 364,360 $ 217,001 #*SH Energy & Chemical Co., Ltd........................ 213,580 178,625 #*Shin Won Corp........................................ 69,550 108,655 Shinhan Financial Group Co., Ltd..................... 368,125 12,634,950 #Shinhan Financial Group Co., Ltd. ADR................ 387,122 13,247,315 Shinhung Co., Ltd.................................... 440 3,016 Shinpoong Pharmaceutical Co., Ltd.................... 111,346 522,300 *Shinsegae Co., Ltd................................... 27,853 4,977,082 Shinsegae Information & Communication Co., Ltd....... 2,129 113,884 *Shinsung Solar Energy Co., Ltd....................... 133,825 218,195 Shinsung Tongsang Co., Ltd........................... 239,610 278,573 Shinyoung Securities Co., Ltd........................ 11,600 322,056 *Signetics Corp....................................... 77,506 195,496 #*Silicon Works Co., Ltd............................... 22,358 572,006 #Silla Co., Ltd....................................... 18,594 413,522 *Simm Tech Co., Ltd................................... 60,749 600,547 *SIMPAC, Inc.......................................... 57,110 392,321 Sindoh Co., Ltd...................................... 8,629 523,743 SJM Co., Ltd......................................... 18,214 120,007 SJM Holdings Co., Ltd................................ 7,174 24,387 *SK Broadband Co., Ltd................................ 362,998 1,327,554 #SK C&C Co., Ltd...................................... 38,748 3,396,865 #SK Chemicals Co., Ltd................................ 50,275 3,098,728 #*SK Communications Co., Ltd........................... 63,512 519,687 #SK Gas Co., Ltd...................................... 14,817 1,072,950 SK Holdings Co., Ltd................................. 89,228 12,419,387 #*SK Hynix, Inc........................................ 697,881 15,887,125 SK Innovation Co., Ltd............................... 110,045 16,175,135 SK Networks Co., Ltd................................. 471,212 4,121,805 SK Securities Co., Ltd............................... 1,030,330 1,094,478 SK Telecom Co., Ltd.................................. 9,434 1,332,609 SK Telecom Co., Ltd. ADR............................. 170,500 2,664,915 #SKC Co., Ltd......................................... 58,280 2,382,899 #SL Corp.............................................. 47,880 554,798 #*S-MAC Co., Ltd....................................... 49,611 692,705 #S-Oil Corp........................................... 55,263 5,053,333 #*Solco Biomedical Co., Ltd............................ 176,125 229,238 #*Songwon Industrial Co., Ltd.......................... 57,740 571,421 #*Sonokong Co., Ltd.................................... 47,953 157,081 #Soosan Heavy Industries Co., Ltd..................... 11,350 17,208 #*Ssangbangwool & Trygroup............................. 243,690 266,929 #*Ssangyong Cement Industrial Co., Ltd................. 85,337 432,464 #STX Corp............................................. 144,688 1,059,297 #STX Engine Co., Ltd.................................. 90,060 659,519 STX Metal Co, Ltd.................................... 23,720 114,987 #STX Offshore & Shipbuilding Co., Ltd................. 245,346 1,774,559 #STX Pan Ocean Co., Ltd............................... 451,730 1,426,773 #Suheung Capsule Co., Ltd............................. 19,060 319,597 Sung Bo Chemicals Co., Ltd........................... 940 21,542 #*Sung Jin Geotec Co., Ltd............................. 43,330 420,574 #Sungchang Enterprise Holdings, Ltd................... 22,640 496,294 *Sungshin Cement Co., Ltd............................. 18,990 74,415 Sunjin Co., Ltd...................................... 8,347 101,760 #*Suprema, Inc......................................... 31,654 542,196 *Synopex, Inc......................................... 188,286 450,506 Tae Kyung Industrial Co., Ltd........................ 41,740 129,566 #TaeKwang Industrial Co., Ltd......................... 1,649 1,532,256 *Taesan LCD Co., Ltd.................................. 26,836 12,652 #*Taewoong Co., Ltd.................................... 32,271 523,124 Taeyoung Engineering & Construction Co., Ltd......... 152,040 764,204 *Taihan Electric Wire Co., Ltd........................ 567,448 840,298 544 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------------- SOUTH KOREA -- (Continued) Tailim Packaging Industries Co., Ltd............... 117,550 $ 181,712 TCC Steel.......................................... 38,396 167,209 Telcoware Co., Ltd................................. 431 3,204 #*Tera Resource Co., Ltd............................. 791,455 914,698 #Tong Yang Moolsan Co., Ltd......................... 20,210 291,802 #Tong Yang Securities, Inc.......................... 193,093 680,375 *Tongyang Life Insurance............................ 152,000 1,643,174 #*Tongyang, Inc...................................... 270,618 200,830 #*Toptec Co., Ltd.................................... 19,278 307,045 #TS Corp............................................ 14,460 350,718 *UBCare Co., Ltd.................................... 35,788 104,979 #*Ubivelox, Inc...................................... 9,924 241,386 #*Uju Electronics Co., Ltd........................... 14,163 328,353 #Unid Co., Ltd...................................... 12,943 433,835 Union Steel........................................ 9,090 103,693 #*Unison Co., Ltd.................................... 57,171 406,121 *Value Added Technologies Co., Ltd.................. 8,076 82,876 #*VGX International, Inc............................. 80,905 120,336 *Vieworks Co., Ltd.................................. 17,852 261,480 *Visang Education, Inc.............................. 17,026 202,820 #*Webzen, Inc........................................ 25,232 213,319 #*WeMade Entertainment Co., Ltd...................... 9,847 448,253 Whanin Pharmaceutical Co., Ltd..................... 39,160 344,940 #*Will-Bes & Co., Ltd. (The)......................... 221,820 592,928 *WiSoL Co., Ltd..................................... 25,103 317,500 #*Woongjin Chemical Co., Inc......................... 928,610 493,705 Woongjin Coway Co., Ltd............................ 119,900 4,368,451 #*Woongjin Energy Co., Ltd........................... 188,420 323,500 #*Woongjin Holdings Co., Ltd......................... 77,050 120,471 *Woongjin Thinkbig Co., Ltd......................... 70,328 410,855 *Wooree ETI Co., Ltd................................ 91,006 405,251 Woori Finance Holdings Co., Ltd.................... 1,085,890 10,250,978 Woori Finance Holdings Co., Ltd. ADR............... 1,304 36,812 Woori Financial Co., Ltd........................... 40,336 607,997 Woori Investment & Securities Co., Ltd............. 625,645 6,040,029 #*WooSung Feed Co., Ltd.............................. 68,250 326,256 #*Y G-1 Co., Ltd..................................... 24,827 298,907 *Yedang Company Co., Ltd............................ 191,541 377,041 YESCO Co., Ltd..................................... 9,120 251,213 #Yoosung Enterprise Co., Ltd........................ 9,651 26,334 #*YooSung T&S Co., Ltd............................... 48,951 175,505 #Youlchon Chemical Co., Ltd......................... 44,020 347,429 #*Young Heung Iron & Steel Co., Ltd.................. 57,420 104,206 Young Poong Corp................................... 2,138 1,974,549 *Young Poong Precision Corp......................... 23,070 253,798 #Youngone Corp...................................... 67,250 2,086,217 Youngone Holdings Co., Ltd......................... 18,745 1,042,513 Yuhan Corp......................................... 28,014 4,835,742 Yuhwa Securities Co., Ltd.......................... 4,830 57,125 #*Yungjin Pharm Co., Ltd............................. 279,733 485,689 -------------- TOTAL SOUTH KOREA..................................... 1,290,031,087 -------------- TAIWAN -- (11.4%) *A.G.V. Products Corp............................... 1,972,407 606,732 Ability Enterprise Co., Ltd........................ 1,568,893 1,411,125 AcBel Polytech, Inc................................ 1,494,468 970,487 #Accton Technology Corp............................. 2,210,369 1,095,697 #Ace Pillar Co., Ltd................................ 190,617 157,009 #*Acer, Inc.......................................... 9,565,127 7,383,787 ACES Electronic Co., Ltd........................... 144,000 188,582 #ACHEM Technology Corp.............................. 669,629 295,592 545 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Acme Electronics Corp................................ 371,186 $ 419,260 Acter Co., Ltd....................................... 126,000 448,670 #*Action Electronics Co., Ltd.......................... 909,977 216,014 Actron Technology Corp............................... 179,200 399,144 *A-DATA Technology Co., Ltd........................... 712,000 697,516 #Adlink Technology, Inc............................... 356,295 362,622 Advanced Ceramic X Corp.............................. 157,000 427,208 *Advanced International Multitech Co., Ltd............ 334,000 437,493 #Advanced Semiconductor Engineering, Inc.............. 9,243,750 6,975,615 Advanced Semiconductor Engineering, Inc. ADR......... 788,865 2,997,687 #Advancetek Enterprise Co., Ltd....................... 551,896 449,467 Advantech Co., Ltd................................... 464,440 1,604,678 *AimCore Technology Co., Ltd.......................... 131,000 224,966 Alcor Micro Corp..................................... 280,000 303,584 #ALI Corp............................................. 877,000 950,271 #Allis Electric Co., Ltd.............................. 329,000 92,386 *Alltop Technology Co., Ltd........................... 12,000 13,074 #Alpha Networks, Inc.................................. 1,427,000 907,847 Altek Corp........................................... 1,602,085 785,972 Ambassador Hotel (The)............................... 1,092,000 1,125,855 #Ampoc Far-East Co., Ltd.............................. 415,567 350,288 AmTRAN Technology Co., Ltd........................... 3,395,944 2,868,486 Anpec Electronics Corp............................... 331,000 197,519 *Apacer Technology, Inc............................... 297,000 250,129 #APCB, Inc............................................ 618,000 394,145 #Apex Biotechnology Corp.............................. 272,625 678,975 Apex Medical Corp.................................... 251,463 258,606 Apex Science & Engineering Corp...................... 249,849 77,071 *Ardentec Corp........................................ 1,133,987 704,121 #Arima Communications Corp............................ 997,153 381,594 *Arima Optoelectronics Corp........................... 452,890 56,004 Asia Cement Corp..................................... 4,876,878 6,073,666 *Asia Optical Co., Inc................................ 1,013,000 922,091 #*Asia Plastic Recycling Holding, Ltd.................. 164,559 492,046 Asia Polymer Corp.................................... 1,108,200 885,687 Asia Vital Components Co., Ltd....................... 1,279,857 586,143 #Asrock, Inc.......................................... 127,000 438,763 #Asustek Computer, Inc................................ 1,150,861 12,312,414 Aten International Co., Ltd.......................... 317,715 472,151 #*AU Optronics Corp.................................... 13,712,497 5,191,144 *AU Optronics Corp. Sponsored ADR..................... 1,470,758 5,559,465 #Audix Corp........................................... 438,969 355,043 Aurora Corp.......................................... 295,226 443,417 Aurora Systems Corp.................................. 225,072 194,409 #AV Tech Corp......................................... 150,000 454,211 Avermedia Technologies, Inc.......................... 894,037 414,140 #Avision, Inc......................................... 769,263 201,243 *AVY Precision Technology, Inc........................ 164,000 280,006 Awea Mechantronic Co., Ltd........................... 176,774 177,442 *Bank of Kaohsiung.................................... 1,699,039 487,876 Basso Industry Corp., Ltd............................ 555,427 313,567 *BenQ Materials Corp.................................. 691,000 243,175 BES Engineering Corp................................. 6,270,050 1,530,689 Bin Chuan Enterprise Co., Ltd........................ 178,000 197,104 *Bionet Corp.......................................... 35,000 41,900 #Biostar Microtech International Corp................. 686,712 229,973 *Boardtek Electronics Corp............................ 512,000 288,275 Bright Led Electronics Corp.......................... 535,180 217,696 #C Sun Manufacturing, Ltd............................. 602,740 384,451 #*Cameo Communications, Inc............................ 996,116 221,475 Capella Microsystems Taiwan, Inc..................... 83,000 520,841 546 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Capital Securities Corp.............................. 8,539,210 $ 2,835,711 #Career Technology (MFG.) Co., Ltd.................... 911,000 1,179,675 *Carnival Industrial Corp............................. 1,322,000 416,658 #Catcher Technology Co., Ltd.......................... 1,034,872 4,491,668 Cathay Chemical Works, Inc........................... 35,000 14,371 #Cathay Financial Holdings Co., Ltd................... 13,023,425 13,058,339 #Cathay Real Estate Development Co., Ltd.............. 3,827,000 1,760,755 *Center Laboratories, Inc............................. 196,000 211,767 #*Central Reinsurance Co., Ltd......................... 376,897 165,592 ChainQui Construction Development Co., Ltd........... 381,464 226,493 Champion Building Materials Co., Ltd................. 1,240,390 428,317 Chang Hwa Commercial Bank............................ 12,954,616 6,530,015 #Chang Wah Electromaterials, Inc...................... 135,777 393,710 *Chang-Ho Fibre Corp.................................. 49,000 16,844 #Charoen Pokphand Enterprises Co., Ltd................ 792,000 373,930 *Chaun-Choung Technology Corp......................... 175,000 245,295 #CHC Resources Corp................................... 203,135 322,372 *Chenbro Micom Co., Ltd............................... 80,000 83,706 Cheng Loong Corp..................................... 4,152,160 1,662,269 Cheng Shin Rubber Industry Co., Ltd.................. 2,258,790 5,684,302 Cheng Uei Precision Industry Co., Ltd................ 1,420,630 3,141,924 #*Chenming Mold Industrial Corp........................ 350,708 321,458 Chia Hsin Cement Corp................................ 2,027,747 912,165 #Chicony Electronics Co., Ltd......................... 1,308,347 2,868,115 Chien Kuo Construction Co., Ltd...................... 1,237,706 550,396 *Chien Shing Stainless Steel Co., Ltd................. 427,000 44,681 #Chilisin Electronics Corp............................ 354,784 190,443 #*Chimei Innolux Corp.................................. 20,570,561 7,661,234 *Chimei Materials Technology Corp..................... 454,000 435,588 *China Airlines, Ltd.................................. 8,935,057 3,483,946 China Chemical & Pharmaceutical Co., Ltd............. 1,131,000 705,207 *China Development Financial Holding Corp............. 37,392,924 8,345,515 #China Ecotek Corp.................................... 134,000 292,524 China Electric Manufacturing Corp.................... 1,144,220 667,129 *China General Plastics Corp.......................... 1,278,000 563,653 #China Glaze Co., Ltd................................. 577,162 252,441 *China Life Insurance Co., Ltd........................ 4,610,750 3,590,334 *China ManMade Fibers Corp............................ 4,766,662 1,603,493 China Metal Products Co., Ltd........................ 1,170,310 1,064,881 #China Motor Corp..................................... 2,348,716 2,104,864 China Petrochemical Development Corp................. 5,258,404 3,650,822 China Steel Chemical Corp............................ 321,998 1,399,917 #China Steel Corp..................................... 22,151,953 19,021,357 #China Steel Structure Co., Ltd....................... 500,000 491,099 #China Synthetic Rubber Corp.......................... 2,117,818 2,264,309 *China United Trust & Investment Corp................. 50,053 -- #*China Wire & Cable Co., Ltd.......................... 614,000 211,014 Chinatrust Financial Holdings Co., Ltd............... 27,871,454 15,341,758 #Chinese Gamer International Corp..................... 126,000 210,940 Chinese Maritime Transport, Ltd...................... 487,460 560,207 #Chin-Poon Industrial Co., Ltd........................ 1,613,617 1,751,914 #Chipbond Technology Corp............................. 1,459,000 2,469,556 Chong Hong Construction Co........................... 428,551 979,911 #Chroma Ate, Inc...................................... 824,705 1,567,977 *Chun Yu Works & Co., Ltd............................. 776,000 268,036 Chun Yuan Steel Industrial Co., Ltd.................. 1,846,177 697,928 *Chung Hung Steel Corp................................ 3,962,926 999,370 *Chung Hwa Pulp Corp.................................. 2,212,530 672,095 #Chung-Hsin Electric & Machinery Manufacturing Corp... 1,678,000 881,186 *Chunghwa Chemical Synthesis & Biotech Co., Ltd....... 117,000 200,764 Chunghwa Telecom Co., Ltd............................ 1,325,000 4,145,782 547 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) #Chunghwa Telecom Co., Ltd. ADR....................... 382,918 $11,901,091 *Chungwa Picture Tubes Co., Ltd....................... 15,894,759 494,141 *Chyang Sheng Dyeing & Finishing Co., Ltd............. 209,000 72,224 *Cleanaway Co., Ltd................................... 45,000 312,307 Clevo Co., Ltd....................................... 1,114,685 1,455,751 #*CMC Magnetics Corp................................... 12,161,210 1,812,919 *CoAsia Microelectronics Corp......................... 46,000 36,245 Collins Co., Ltd..................................... 682,078 262,411 #*Compal Communications, Inc........................... 947,744 844,061 Compal Electronics, Inc.............................. 13,717,560 8,628,577 #Compeq Manufacturing Co., Ltd........................ 4,328,000 1,596,866 *Concord Securities Corp.............................. 110,000 22,836 Continental Holdings Corp............................ 1,799,667 646,583 *Coretronic Corp...................................... 2,351,000 1,702,506 *Cosmo Electronics Corp............................... 159,245 135,178 *Cosmos Bank Taiwan................................... 1,442,570 345,001 #Coxon Precise Industrial Co., Ltd.................... 513,000 971,768 Creative Sensor, Inc................................. 21,000 10,269 *Crystalwise Technology, Inc.......................... 213,000 152,937 CSBC Corp. Taiwan.................................... 1,989,150 1,157,149 CTCI Corp............................................ 1,138,896 2,263,141 #CviLux Corp.......................................... 210,672 296,043 #Cyberlink Corp....................................... 281,816 1,016,986 *CyberPower Systems, Inc.............................. 44,000 78,992 #Cybertan Technology, Inc............................. 1,165,873 812,991 Da Cin Construction Co., Ltd......................... 697,809 452,355 Dah Fung CATV Co., Ltd............................... 160,200 296,702 *Da-Li Construction Co., Ltd.......................... 7,000 6,474 #Darfon Electronics Corp.............................. 1,224,700 695,092 Davicom Semiconductor, Inc........................... 297,392 154,516 De Licacy Industries Co., Ltd........................ 139,000 41,954 Delpha Construction Co., Ltd......................... 858,754 258,289 Delta Electronics, Inc............................... 1,955,163 6,669,252 Depo Auto Parts Industrial Co., Ltd.................. 411,634 858,773 DFI, Inc............................................. 239,571 180,755 *Dimerco Express Corp................................. 335,000 211,084 #D-Link Corp.......................................... 2,610,924 1,464,751 Dynamic Electronics Co., Ltd......................... 1,023,573 320,964 #*Dynapack International Technology Corp............... 484,000 1,755,624 #E Ink Holdings, Inc.................................. 2,439,000 1,961,864 #E.Sun Financial Holding Co., Ltd..................... 14,892,415 7,452,601 *Eastern Media International Corp..................... 3,403,360 447,980 #Eclat Textile Co., Ltd............................... 389,417 1,150,735 *Edimax Technology Co., Ltd........................... 629,000 234,430 *Edison Opto Corp..................................... 231,000 248,706 Edom Technology Co., Ltd............................. 215,600 71,249 *eGalax_eMPIA Technology, Inc......................... 116,000 194,838 Elan Microelectronics Corp........................... 912,323 1,409,409 #*E-Lead Electronic Co., Ltd........................... 184,846 158,755 #E-LIFE MALL Corp., Ltd............................... 245,000 546,611 #Elite Advanced Laser Corp............................ 265,000 296,126 Elite Material Co., Ltd.............................. 1,085,839 1,072,861 Elite Semiconductor Memory Technology, Inc........... 1,000,390 663,256 Elitegroup Computer Systems Co., Ltd................. 3,374,334 912,870 #eMemory Technology, Inc.............................. 190,000 360,619 ENG Electric Co., Ltd................................ 522,247 427,262 EnTie Commercial Bank................................ 1,641,166 791,596 *Episil Technologies, Inc............................. 181,000 46,457 #Epistar Corp......................................... 2,877,413 4,570,948 Eternal Chemical Co., Ltd............................ 2,664,211 2,072,300 *E-Ton Solar Tech Co., Ltd............................ 614,000 187,065 548 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) *Etron Technology Inc................................. 220,000 $ 50,486 *Eva Airways Corp..................................... 5,084,712 2,947,469 *Everest Textile Co., Ltd............................. 994,064 256,156 Evergreen International Storage & Transport Corp..... 2,339,000 1,442,805 *Evergreen Marine Corp., Ltd.......................... 6,671,472 3,433,698 Everlight Chemical Industrial Corp................... 1,500,945 908,089 #Everlight Electronics Co., Ltd....................... 1,347,570 1,404,336 *Everspring Industry Co., Ltd......................... 443,000 162,135 Excel Cell Electronics Co., Ltd...................... 86,000 30,002 #Excelsior Medical Co., Ltd........................... 364,049 664,505 #Far Eastern Department Stores Co., Ltd............... 2,893,787 2,720,012 Far Eastern International Bank....................... 6,069,381 2,232,669 Far Eastern New Century Corp......................... 7,613,553 7,871,285 Far EasTone Telecommunications Co., Ltd.............. 1,958,000 4,519,753 Faraday Technology Corp.............................. 1,128,822 1,380,918 #*Farglory F T Z Investment Holding Co., Ltd........... 333,000 212,227 #Farglory Land Development Co., Ltd................... 1,224,771 2,060,937 Federal Corp......................................... 1,620,598 1,045,405 *Feedback Technology Corp............................. 46,000 92,904 Feng Hsin Iron & Steel Co., Ltd...................... 1,303,131 2,059,736 #Feng Tay Enterprise Co., Ltd......................... 803,503 901,676 *Firich Enterprises Co., Ltd.......................... 550,840 635,263 *First Copper Technology Co., Ltd..................... 914,000 312,738 #First Financial Holding Co., Ltd..................... 19,507,713 11,067,466 First Hotel.......................................... 596,563 385,654 First Insurance Co., Ltd............................. 857,640 432,370 First Steamship Co., Ltd............................. 634,832 489,604 #FLEXium Interconnect, Inc............................ 437,219 1,777,609 Flytech Technology Co., Ltd.......................... 258,541 535,953 Forhouse Corp........................................ 1,873,304 912,351 Formosa Advanced Technologies Co., Ltd............... 589,000 312,230 Formosa Chemicals & Fiber Co., Ltd................... 4,042,134 9,565,505 #*Formosa Epitaxy, Inc................................. 1,691,797 1,109,672 #Formosa International Hotels Corp.................... 87,528 935,082 *Formosa Laboratories, Inc............................ 28,000 42,964 Formosa Oilseed Processing Co., Ltd.................. 307,891 135,414 *Formosa Optical Technology Co., Ltd.................. 85,000 218,232 #Formosa Petrochemical Corp........................... 1,264,000 3,674,122 Formosa Plastics Corp................................ 5,652,279 15,386,294 Formosa Taffeta Co., Ltd............................. 2,827,460 2,490,395 Formosan Rubber Group, Inc........................... 1,898,000 1,283,061 Formosan Union Chemical Corp......................... 1,203,401 672,021 #Fortune Electric Co., Ltd............................ 477,304 194,295 #Founding Construction & Development Co., Ltd......... 666,277 405,402 Foxconn Technology Co., Ltd.......................... 1,223,032 4,241,070 *Foxlink Image Technology Co., Ltd.................... 231,000 170,232 *Froch Enterprise Co., Ltd............................ 648,000 219,030 #FSP Technology, Inc.................................. 721,414 636,587 Fu I Industrial Co., Ltd............................. 8,989 16,279 Fubon Financial Holding Co., Ltd..................... 10,463,387 10,720,088 Fullerton Technology Co., Ltd........................ 433,670 344,914 *Fulltech Fiber Glass Corp............................ 1,126,000 494,264 Fwusow Industry Co., Ltd............................. 792,661 409,502 G Shank Enterprise Co., Ltd.......................... 805,445 453,168 Gamania Digital Entertainment Co., Ltd............... 335,000 285,163 Gem Terminal Industries Co., Ltd..................... 313,938 126,730 #Gemtek Technology Corp............................... 1,455,574 1,433,445 General Plastic Industrial Co., Ltd.................. 192,684 162,115 #*Genesis Photonics, Inc............................... 1,170,103 797,861 #Genius Electronic Optical Co., Ltd................... 112,417 752,546 *Genmont Biotech, Inc................................. 44,000 61,134 549 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) GeoVision, Inc....................................... 115,014 $ 432,476 #Getac Technology Corp................................ 2,426,281 1,094,808 Giant Manufacturing Co., Ltd......................... 553,363 2,858,224 *Giantplus Technology Co., Ltd........................ 980,000 279,320 *Giga Solar Materials Corp............................ 39,000 262,918 Giga Solution Tech Co., Ltd.......................... 371,044 190,279 Gigabyte Technology Co., Ltd......................... 2,380,750 1,962,155 #Gigastorage Corp..................................... 1,213,728 638,361 #*Gintech Energy Corp.................................. 1,414,784 1,015,512 #Global Brands Manufacture, Ltd....................... 1,120,973 381,966 Global Mixed Mode Technology, Inc.................... 273,000 878,837 #Global Unichip Corp.................................. 205,000 649,597 #Globe Union Industrial Corp.......................... 898,019 388,689 Gloria Material Technology Corp...................... 1,559,239 1,225,509 #*Gold Circuit Electronics, Ltd........................ 2,028,747 383,687 Goldsun Development & Construction Co., Ltd.......... 5,918,672 2,084,693 Good Will Instrument Co., Ltd........................ 180,277 108,306 *Gourmet Master Co., Ltd.............................. 16,000 113,312 Grand Pacific Petrochemical Corp..................... 4,008,000 2,062,374 Grape King, Inc...................................... 313,000 722,058 #Great China Metal Industry Co., Ltd.................. 514,000 563,441 Great Taipei Gas Co., Ltd............................ 1,105,000 720,355 Great Wall Enterprise Co., Ltd....................... 1,565,921 1,338,948 #*Green Energy Technology, Inc......................... 1,141,640 546,432 *G-Tech Optoelectronics Corp.......................... 467,000 1,131,516 #*GTM Corp............................................. 538,000 241,863 #Hannstar Board Corp.................................. 1,053,875 493,478 *HannStar Display Corp................................ 11,331,631 893,819 *HannsTouch Solution, Inc............................. 2,964,262 825,044 #Harvatek Corp........................................ 764,316 287,403 #Hey Song Corp........................................ 1,338,000 1,563,434 Highwealth Construction Corp......................... 1,189,603 1,732,738 #Hiti Digital, Inc.................................... 444,337 183,208 #Hitron Technologies, Inc............................. 744,300 366,404 #Hiwin Technologies Corp.............................. 317,911 2,041,688 *Ho Tung Holding Corp................................. 2,646,853 1,313,359 #Hocheng Corp......................................... 1,029,300 309,156 Hold-Key Electric Wire & Cable Co., Ltd.............. 332,545 111,006 #Holiday Entertainment Co., Ltd....................... 229,400 316,959 Holtek Semiconductor, Inc............................ 600,000 593,103 Holy Stone Enterprise Co., Ltd....................... 1,219,175 984,277 #Hon Hai Precision Industry Co., Ltd.................. 15,725,476 47,680,234 Hong Ho Precision Textile Co., Ltd................... 7,000 4,096 #Hong Tai Electric Industrial Co., Ltd................ 972,000 314,239 Hong Yi Fiber Industry Co., Ltd...................... 93,680 28,836 *Horizon Securities Co., Ltd.......................... 94,000 21,232 *Hota Industrial Manufacturing Co., Ltd............... 714,000 425,655 Hotai Motor Co., Ltd................................. 407,000 2,894,680 #Howarm Construction Co., Ltd......................... 382,312 287,718 Hsin Kuang Steel Co., Ltd............................ 1,076,783 616,880 *Hsin Yung Chien Co., Ltd............................. 104,000 278,206 Hsing Ta Cement Co., Ltd............................. 335,000 120,397 #HTC Corp............................................. 1,249,619 9,017,461 Hu Lane Associate, Inc............................... 83,620 132,327 *Hua Eng Wire & Cable Co., Ltd........................ 1,857,000 676,452 Hua Nan Financial Holding Co., Ltd................... 14,279,367 7,495,346 Huaku Development Co., Ltd........................... 811,400 1,650,614 #Huang Hsiang Construction Co......................... 353,735 834,837 *Huga Optotech, Inc................................... 46,000 14,783 #Hung Ching Development & Construction Co., Ltd....... 482,000 188,740 Hung Poo Real Estate Development Corp................ 1,082,554 996,908 550 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) Hung Sheng Construction Co., Ltd....................... 2,405,900 $1,300,259 *Hwa Fong Rubber Co., Ltd............................... 844,000 174,005 Ibase Technology, Inc.................................. 230,982 272,367 #*Ichia Technologies, Inc................................ 1,495,255 577,581 #*I-Chiun Precision Industry Co., Ltd.................... 836,211 500,169 *ICP Electronics, Inc................................... 750,100 932,271 #ILI Technology Corp.................................... 187,000 572,625 *Infortrend Technology, Inc............................. 1,103,866 577,259 #*Inotera Memories, Inc.................................. 8,868,528 1,202,631 #Insyde Software Corp................................... 86,000 253,669 #*Integrated Memory Logic, Ltd........................... 190,732 629,406 *International Games System Co., Ltd.................... 185,000 661,835 Inventec Corp.......................................... 8,551,276 2,921,777 #I-Sheng Electric Wire & Cable Co., Ltd................. 448,000 604,988 *ITE Technology, Inc.................................... 742,314 529,072 ITEQ Corp.............................................. 1,143,611 1,194,744 *J Touch Corp........................................... 419,000 278,066 *Janfusun Fancyworld Corp............................... 440,000 68,476 *Jenn Feng New Energy Co., Ltd.......................... 435,000 119,102 Jentech Precision Industrial Co., Ltd.................. 200,156 405,008 *Jess-Link Products Co., Ltd............................ 669,600 526,107 *Jih Sun Financial Holdings Co., Ltd.................... 835,374 217,694 Johnson Health Tech Co., Ltd........................... 197,028 478,050 Jui Li Enterprise Co., Ltd............................. 136,610 35,819 *K Laser Technology, Inc................................ 217,459 79,212 Kang Na Hsiung Enterprise Co., Ltd..................... 423,150 177,348 *Kao Hsing Chang Iron & Steel Corp...................... 545,000 110,295 Kaori Heat Treatment Co., Ltd.......................... 125,400 161,883 #Kaulin Manufacturing Co., Ltd.......................... 573,684 321,758 *KD Holding Corp........................................ 6,000 28,750 #Kee Tai Properties Co., Ltd............................ 1,433,101 931,301 Kenda Rubber Industrial Co., Ltd....................... 1,426,829 1,658,556 *Kenmec Mechanical Engineering Co., Ltd................. 168,000 47,837 #Kerry TJ Logistics Co., Ltd............................ 840,000 1,338,635 Kian Shen Corp......................................... 1,158 1,830 King Core Electronics, Inc............................. 78,302 44,583 King Slide Works Co., Ltd.............................. 115,450 647,402 King Yuan Electronics Co., Ltd......................... 5,054,032 2,746,264 Kingdom Construction Co., Ltd.......................... 1,730,000 1,110,311 *King's Town Bank....................................... 3,541,653 2,421,102 King's Town Construction Co., Ltd...................... 778,579 750,355 Kinik Co............................................... 413,000 561,816 #Kinko Optical Co., Ltd................................. 647,772 855,725 Kinpo Electronics, Inc................................. 4,825,892 970,609 #Kinsus Interconnect Technology Corp.................... 625,476 1,716,111 #KS Terminals, Inc...................................... 326,290 237,262 #Kung Long Batteries Industrial Co., Ltd................ 223,000 449,014 *Kuo Toong International Co., Ltd....................... 110,000 64,055 #Kuoyang Construction Co., Ltd.......................... 1,678,000 760,301 #*Kwong Fong Industries Corp............................. 1,296,000 713,327 *KYE Systems Corp....................................... 1,139,736 327,345 #L&K Engineering Co., Ltd............................... 561,000 528,770 Lan Fa Textile Co., Ltd................................ 825,412 219,879 #Largan Precision Co., Ltd.............................. 172,234 3,663,115 Laser Tek Taiwan Co., Ltd.............................. 21,500 14,120 #LCY Chemical Corp...................................... 1,654,497 1,708,587 *Lead Data Co., Ltd..................................... 315,000 19,170 Leader Electronics, Inc................................ 472,886 261,135 #Leadtrend Technology Corp.............................. 121,926 190,098 Lealea Enterprise Co., Ltd............................. 2,994,570 1,048,752 #Ledtech Electronics Corp............................... 412,095 126,934 551 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Lee Chi Enterprises Co., Ltd......................... 800,000 $ 295,386 Lelon Electronics Corp............................... 291,900 108,733 #*Leofoo Development Co., Ltd.......................... 1,114,614 575,399 #Les Enphants Co., Ltd................................ 840,479 581,887 *Lextar Electronics Corp.............................. 626,000 494,123 *Li Peng Enterprise Co., Ltd.......................... 2,202,232 623,101 Lian HWA Food Corp................................... 170,952 201,612 *Lien Chang Electronic Enterprise Co., Ltd............ 76,761 16,070 Lien Hwa Industrial Corp............................. 2,181,809 1,367,022 Lingsen Precision Industries, Ltd.................... 1,564,490 754,045 #LITE-ON IT Corp...................................... 1,960,513 1,642,727 Lite-On Semiconductor Corp........................... 1,248,000 533,266 Lite-On Technology Corp.............................. 7,696,794 9,792,003 #*Long Bon International Co., Ltd...................... 1,307,875 854,581 #*Long Chen Paper Co., Ltd............................. 1,611,838 412,991 *Longwell Co.......................................... 444,000 449,289 Lotes Co., Ltd....................................... 265,920 798,914 *Lucky Cement Corp.................................... 634,000 134,062 Lumax International Corp., Ltd....................... 319,140 605,742 Lung Yen Life Service Corp........................... 109,000 336,413 #Macroblock, Inc...................................... 100,000 371,437 #Macronix International Co., Ltd...................... 16,197,994 4,208,182 *MacroWell OMG Digital Entertainment Co., Ltd......... 41,000 129,344 Mag Layers Scientific-Technics Co., Ltd.............. 28,600 38,394 *Makalot Industrial Co., Ltd.......................... 340,430 1,027,528 #Marketech International Corp......................... 510,000 249,364 Masterlink Securities Corp........................... 4,471,000 1,304,942 Maxtek Technology Co., Ltd........................... 125,000 76,118 #*Mayer Steel Pipe Corp................................ 781,905 294,341 #Maywufa Co., Ltd..................................... 178,462 94,076 #Media Tek, Inc....................................... 1,122,823 12,455,336 *Medigen Biotechnology Corp........................... 205,000 829,860 Mega Financial Holding Co., Ltd...................... 15,550,129 11,295,508 *Meiloon Co., Ltd..................................... 429,045 151,173 Mercuries & Associates, Ltd.......................... 852,042 728,079 Mercuries Data Systems, Ltd.......................... 341,000 95,561 Merida Industry Co., Ltd............................. 450,512 1,725,590 #Merry Electronics Co., Ltd........................... 898,266 1,059,401 #Microbio Co., Ltd.................................... 853,380 837,777 #*Microelectronics Technology, Inc..................... 1,568,503 594,756 *Microlife Corp....................................... 59,000 97,147 Micro-Star International Co., Ltd.................... 3,239,465 1,462,675 #Min Aik Technology Co., Ltd.......................... 360,562 971,100 #Mirle Automation Corp................................ 550,923 349,645 Mitac International Corp............................. 5,102,135 1,686,558 #Mobiletron Electronics Co., Ltd...................... 158,000 83,564 *Mosel Vitelic, Inc................................... 2,568,601 160,908 #*Motech Industries, Inc............................... 990,000 762,542 MPI Corp............................................. 251,000 369,522 #Nak Sealing Technologies Corp........................ 185,549 299,318 Namchow Chemical Industrial Co., Ltd................. 608,000 580,756 *Nan Ren Lake Leisure Amusement Co., Ltd.............. 5,000 1,712 Nan Ya Plastic Corp.................................. 6,694,103 11,789,991 #Nan Ya Printed Circuit Board Corp.................... 747,211 856,796 #Nankang Rubber Tire Co., Ltd......................... 1,330,199 1,536,489 #Nantex Industry Co., Ltd............................. 908,889 580,223 *Nanya Technology Corp................................ 3,553,570 170,013 #National Petroleum Co., Ltd.......................... 580,000 581,490 #*Neo Solar Power Corp................................. 2,147,000 1,034,351 *Netronix, Inc........................................ 232,000 406,328 New Asia Construction & Development Co., Ltd......... 365,904 101,184 552 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) *New Era Electronics Co., Ltd.......................... 145,000 $ 123,835 Newmax Technology Co., Ltd............................ 253,000 356,011 *Nexcom International Co., Ltd......................... 19,000 16,228 #Nichidenbo Corp....................................... 341,109 235,003 Nien Hsing Textile Co., Ltd........................... 1,122,110 768,060 *Nishoku Technology, Inc............................... 42,000 76,819 #Novatek Microelectronics Corp......................... 924,000 3,475,098 *Nuvoton Technology Corp............................... 206,000 199,149 #*Ocean Plastics Co., Ltd............................... 674,000 541,971 *Optimax Technology Corp............................... 204,366 18,515 OptoTech Corp......................................... 2,483,713 920,878 *Orient Semiconductor Electronics, Ltd................. 2,334,000 319,163 #Oriental Union Chemical Corp.......................... 1,865,819 1,978,085 #Orise Technology Co., Ltd............................. 294,000 325,944 #Pacific Construction Co., Ltd......................... 185,276 49,480 #*Pan Jit International, Inc............................ 1,439,860 477,348 *Pan-International Industrial Corp..................... 1,359,335 1,121,554 #Paragon Technologies Co., Ltd......................... 307,630 354,573 #PChome Online, Inc.................................... 135,197 611,210 #*Pegatron Corp......................................... 5,242,293 6,609,301 Phihong Technology Co., Ltd........................... 1,146,048 750,075 Phison Electronics Corp............................... 209,000 1,603,424 *Phoenix Tours International, Inc...................... 126,000 270,115 #*Phytohealth Corp...................................... 417,875 650,202 #*Pihsiang Machinery Manufacturing Co., Ltd............. 520,000 614,701 #*Pixart Imaging, Inc................................... 387,000 800,371 Plotech Co., Ltd...................................... 216,000 83,473 #Polytronics Technology Corp........................... 212,408 370,471 *Portwell, Inc......................................... 332,000 317,853 *Posiflex, Inc......................................... 23,000 44,165 Pou Chen Corp......................................... 6,647,005 6,719,681 *Power Quotient International Co., Ltd................. 884,000 368,508 #Powercom Co., Ltd..................................... 844,730 188,497 *Powertech Industrial Co., Ltd......................... 336,000 216,123 #Powertech Technology, Inc............................. 2,237,580 3,471,186 *Poya Co., Ltd......................................... 91,000 213,596 #Precision Silicon Corp................................ 99,904 35,343 #President Chain Store Corp............................ 769,728 3,804,118 *President Securities Corp............................. 3,519,213 1,895,642 Prime Electronics and Satellitics, Inc................ 489,630 428,674 #Prince Housing & Development Corp..................... 3,055,046 2,052,443 *Prodisc Technology, Inc............................... 603,000 3,509 #Promate Electronic Co., Ltd........................... 817,000 652,749 #*Promise Technology, Inc............................... 548,538 206,238 *Protop Technology Co., Ltd............................ 148,000 1,064 #*Qisda Corp............................................ 7,549,525 1,625,821 #Quanta Computer, Inc.................................. 2,709,436 6,183,690 *Quanta Storage, Inc................................... 211,000 125,393 Quintain Steel Co., Ltd............................... 1,454,059 310,683 #Radiant Opto-Electronics Corp......................... 916,692 3,807,383 #Radium Life Tech Corp................................. 2,694,192 1,675,100 Ralec Electronic Corp................................. 97,914 90,935 #Realtek Semiconductor Corp............................ 1,710,823 3,216,359 #Rechi Precision Co., Ltd.............................. 850,151 606,184 *Rexon Industrial Corp., Ltd........................... 135,000 25,119 *Rich Development Co., Ltd............................. 2,068,920 1,001,761 #Richtek Technology Corp............................... 344,175 1,870,907 #*Ritek Corp............................................ 11,663,268 1,192,131 Roundtop Machinery Industries Co., Ltd................ 50,000 32,323 #Ruentex Development Co., Ltd.......................... 1,421,065 2,380,010 *Ruentex Engineering & Construction Co................. 3,000 3,692 553 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) Ruentex Industries, Ltd............................... 1,072,676 $2,416,556 *Run Long Construction Co., Ltd........................ 210,000 249,202 #Sampo Corp............................................ 2,386,119 737,551 San Fang Chemical Industry Co., Ltd................... 502,766 396,442 *San Shing Fastech Corp................................ 148,000 215,381 *Sanyang Industrial Co., Ltd........................... 3,023,802 1,922,630 Sanyo Electric Taiwan Co., Ltd........................ 423,000 427,658 SCI Pharmtech, Inc.................................... 58,190 123,769 *ScinoPharm Taiwan, Ltd................................ 242,000 471,267 #SDI Corp.............................................. 488,000 321,129 Senao International Co., Ltd.......................... 231,547 753,152 #*Sercomm Corp.......................................... 618,000 830,137 #Sesoda Corp........................................... 496,250 524,582 Shan-Loong Transportation Co., Ltd.................... 111,247 81,284 Sheng Yu Steel Co., Ltd............................... 454,000 278,084 #ShenMao Technology, Inc............................... 380,659 410,507 Shih Wei Navigation Co., Ltd.......................... 681,399 561,953 #Shihlin Electric & Engineering Corp................... 1,137,787 1,350,902 *Shihlin Paper Corp.................................... 292,000 446,346 Shin Hai Gas Corp..................................... 6,948 8,969 #*Shin Kong Financial Holding Co., Ltd.................. 22,293,358 5,767,092 Shin Shin Natural Gas Co., Ltd........................ 9,480 9,730 #Shin Zu Shing Co., Ltd................................ 394,245 1,361,440 *Shining Building Business Co., Ltd.................... 740,472 513,388 Shinkong Insurance Co., Ltd........................... 1,000,784 638,709 Shinkong Synthetic Fibers Co., Ltd.................... 6,481,844 1,987,442 Shiny Chemical Industrial Co., Ltd.................... 175,000 232,332 #*Shuttle, Inc.......................................... 959,000 326,283 #Sigurd Microelectronics Corp.......................... 1,783,877 1,479,502 *Silicon Integrated Systems Corp....................... 2,603,233 952,462 Siliconware Precision Industries Co................... 3,946,492 3,834,926 Siliconware Precision Industries Co. Sponsored ADR.... 362,094 1,738,051 #Silitech Technology Corp.............................. 473,210 703,608 #Simplo Technology Co., Ltd............................ 415,800 2,050,767 #Sinbon Electronics Co., Ltd........................... 741,000 649,895 Sincere Navigation Corp............................... 1,354,370 1,135,053 *Singatron Enterprise Co., Ltd......................... 13,000 10,221 Sinkang Industries, Ltd............................... 177,866 60,051 #Sinkong Textile Co., Ltd.............................. 664,169 797,349 Sinmag Equipment Corp................................. 107,100 441,908 #*Sino-American Silicon Products, Inc................... 1,487,000 1,434,694 Sinon Corp............................................ 1,462,740 640,593 SinoPac Financial Holdings Co., Ltd................... 21,221,177 8,199,566 #Sinphar Pharmaceutical Co., Ltd....................... 509,043 494,522 Sinyi Realty Co., Ltd................................. 417,422 558,376 *Sirtec International Co., Ltd......................... 52,000 57,772 #Sitronix Technology Corp.............................. 453,774 568,383 *Siward Crystal Technology Co., Ltd.................... 535,705 148,913 Skymedi Corp.......................................... 212,000 196,809 *Soft-World International Corp......................... 451,000 687,034 Solar Applied Materials Technology Co................. 1,006,084 1,121,158 *Solomon Technology Corp............................... 261,612 98,894 *Solytech Enterprise Corp.............................. 739,676 214,889 Sonix Technology Co., Ltd............................. 572,000 707,325 Southeast Cement Co., Ltd............................. 915,000 398,960 Spirox Corp........................................... 225,145 85,869 Sporton International, Inc............................ 90,080 204,361 *St. Shine Optical Co., Ltd............................ 108,000 1,410,614 Standard Chemical & Pharmaceutical Co., Ltd........... 383,040 316,980 Standard Foods Taiwan, Ltd............................ 482,661 1,235,676 #Star Comgistic Capital Co., Ltd....................... 677,014 242,737 554 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Stark Technology, Inc................................ 538,400 $ 442,797 Sunonwealth Electric Machine Industry Co., Ltd....... 562,001 336,471 *Sunplus Technology Co., Ltd.......................... 2,039,153 568,427 Sunrex Technology Corp............................... 822,351 344,730 #Sunspring Metal Corp................................. 184,000 169,036 Super Dragon Technology Co., Ltd..................... 262,330 208,219 #Supreme Electronics Co., Ltd......................... 847,000 308,539 Sweeten Construction Co., Ltd........................ 550,579 300,794 Syncmold Enterprise Corp............................. 365,000 628,836 *Synmosa Biopharma Corp............................... 95,000 95,935 Synnex Technology International Corp................. 2,078,745 4,394,059 Sysware Systex Corp.................................. 87,293 92,143 Ta Chen Stainless Pipe Co., Ltd...................... 2,527,641 1,223,834 *Ta Chong Bank, Ltd................................... 6,380,526 2,001,168 Ta Ya Electric Wire & Cable Co., Ltd................. 2,318,520 533,791 Ta Yih Industrial Co., Ltd........................... 87,000 142,696 Tah Hsin Industrial Corp............................. 485,000 456,134 *TAI Roun Products Co., Ltd........................... 263,000 93,587 #TA-I Technology Co., Ltd............................. 690,766 392,170 Taichung Commercial Bank............................. 7,734,431 2,446,686 *TaiDoc Technology Corp............................... 148,000 215,807 *Taiflex Scientific Co., Ltd.......................... 665,000 694,301 *Taimide Tech, Inc.................................... 62,000 64,517 Tainan Enterprises Co., Ltd.......................... 543,289 527,779 Tainan Spinning Co., Ltd............................. 4,523,018 1,994,819 Taishin Financial Holdings Co., Ltd.................. 23,210,044 8,291,195 #Taisun Enterprise Co., Ltd........................... 1,247,578 665,415 Taita Chemical Co., Ltd.............................. 831,609 246,042 #Taiwan Acceptance Corp............................... 243,000 521,561 *Taiwan Business Bank................................. 10,995,773 3,056,163 Taiwan Cement Corp................................... 8,240,350 10,551,404 Taiwan Cogeneration Corp............................. 1,272,657 816,195 Taiwan Cooperative Financial Holding, Ltd............ 13,074,827 6,796,904 Taiwan FamilyMart Co., Ltd........................... 39,000 185,596 #Taiwan Fertilizer Co., Ltd........................... 2,312,000 5,502,341 Taiwan Fire & Marine Insurance Co., Ltd.............. 900,880 631,794 *Taiwan Flourescent Lamp Co., Ltd..................... 119,000 12,139 Taiwan Fu Hsing Industrial Co., Ltd.................. 574,000 453,804 #Taiwan Glass Industry Corp........................... 2,965,895 2,834,089 Taiwan Hon Chuan Enterprise Co., Ltd................. 757,359 1,611,187 *Taiwan Hopax Chemicals Manufacturing Co., Ltd........ 222,000 88,150 *Taiwan Kolin Co., Ltd................................ 508,000 -- *Taiwan Land Development Corp......................... 2,774,063 1,080,116 *Taiwan Life Insurance Co., Ltd....................... 1,453,210 861,584 Taiwan Line Tek Electronic Co., Ltd.................. 261,871 264,638 Taiwan Mask Corp..................................... 899,050 284,527 Taiwan Mobile Co., Ltd............................... 1,853,900 6,467,525 Taiwan Navigation Co., Ltd........................... 577,720 452,870 Taiwan Paiho Co., Ltd................................ 1,199,152 654,123 *Taiwan PCB Techvest Co., Ltd......................... 712,000 983,864 #Taiwan Prosperity Chemical Corp...................... 470,000 536,846 Taiwan Pulp & Paper Corp............................. 1,658,260 486,051 #Taiwan Sakura Corp................................... 1,060,304 565,650 Taiwan Secom Co., Ltd................................ 608,932 1,295,832 *Taiwan Semiconductor Co., Ltd........................ 213,000 91,030 #Taiwan Semiconductor Manufacturing Co., Ltd.......... 27,191,652 82,854,588 Taiwan Sogo Shinkong Security Co., Ltd............... 1,077,407 1,218,982 *Taiwan Styrene Monomer Corp.......................... 2,505,602 634,941 *Taiwan Surface Mounting Technology Co., Ltd.......... 854,250 1,267,041 Taiwan Tea Corp...................................... 2,580,896 1,247,986 *Taiwan Union Technology Corp......................... 566,000 273,191 555 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Taiyen Biotech Co., Ltd.............................. 759,000 $ 506,381 *Tang Eng Iron Works Co., Ltd......................... 7,000 6,443 #*Tatung Co., Ltd...................................... 9,552,748 2,190,892 *Te Chang Construction Co., Ltd....................... 3,000 3,132 *Teapo Electronic Corp................................ 191,001 25,335 #Teco Electric & Machinery Co., Ltd................... 6,809,000 4,623,095 *Tecom, Ltd........................................... 408,000 26,783 *Tekcore Co., Ltd..................................... 67,000 26,191 Ten Ren Tea Co., Ltd................................. 132,170 202,687 #Test Research, Inc................................... 470,595 768,966 Test-Rite International Co., Ltd..................... 1,212,166 897,664 #Thinking Electronic Industrial Co., Ltd.............. 373,058 355,197 #Thye Ming Industrial Co., Ltd........................ 667,651 633,890 TNC Industrial Corp., Ltd............................ 178,000 124,528 Ton Yi Industrial Corp............................... 3,088,300 1,737,595 Tong Hsing Electronic Industries, Ltd................ 424,534 1,471,913 #Tong Yang Industry Co., Ltd.......................... 1,635,138 1,317,774 #Tong-Tai Machine & Tool Co., Ltd..................... 799,834 596,378 Topco Scientific Co., Ltd............................ 558,005 824,517 *Topco Technologies Corp.............................. 61,000 122,787 #Topoint Technology Co., Ltd.......................... 615,652 346,400 *Toung Loong Textile Manufacturing.................... 104,000 81,265 Transcend Information, Inc........................... 526,870 1,324,292 #Tripod Technology Corp............................... 1,346,660 2,600,177 Tsann Kuen Enterprise Co., Ltd....................... 293,441 606,451 *TSC Auto ID Technology Co., Ltd...................... 2,000 5,835 #TSRC Corp............................................ 933,146 1,903,624 #TTET Union Corp...................................... 172,000 292,899 *TTY Biopharm Co., Ltd................................ 402,200 1,255,363 #Tung Ho Steel Enterprise Corp........................ 3,033,645 2,874,660 Tung Ho Textile Co., Ltd............................. 561,000 154,383 Tung Thih Electronic Co., Ltd........................ 145,000 334,027 TXC Corp............................................. 947,762 1,646,066 TYC Brother Industrial Co., Ltd...................... 818,333 290,687 #*Tycoons Group Enterprise Co., Ltd.................... 2,258,121 341,342 #*Tyntek Corp.......................................... 1,502,419 325,178 *Tze Shin International Co., Ltd...................... 319,772 152,709 *Ubright Optronics Corp............................... 65,000 306,613 U-Ming Marine Transport Corp......................... 1,349,200 2,044,292 Unimicron Technology Corp............................ 4,641,563 4,742,502 #*Union Bank of Taiwan................................. 3,192,945 1,092,368 *Union Insurance Co., Ltd............................. 309,397 148,278 Uni-President Enterprises Corp....................... 4,691,187 8,281,873 Unitech Electronics Co., Ltd......................... 261,365 124,791 #Unitech Printed Circuit Board Corp................... 2,580,921 756,024 #United Integration Service Co., Ltd.................. 842,800 739,147 #United Microelectronics Corp......................... 38,063,441 14,113,715 #*Unity Opto Technology Co., Ltd....................... 984,276 798,922 #Universal Cement Corp................................ 1,489,773 710,901 *Universal Microelectronics Co., Ltd.................. 143,105 31,515 Universal, Inc....................................... 92,134 51,715 Unizyx Holding Corp.................................. 1,709,496 695,562 UPC Technology Corp.................................. 3,259,262 1,677,933 Userjoy Technology Co., Ltd.......................... 37,000 60,390 USI Corp............................................. 2,545,557 1,915,102 *U-Tech Media Corp.................................... 250,000 44,386 *Vanguard International Semiconductor Corp............ 1,491,000 965,864 Ve Wong Corp......................................... 474,524 313,401 *Veutron Corp......................................... 23,143 2,389 *Via Technologies, Inc................................ 1,294,548 592,720 Viking Tech Corp..................................... 49,000 37,248 556 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- -------------- TAIWAN -- (Continued) Visual Photonics Epitacy Co., Ltd................. 677,966 $ 710,189 *Vivotek, Inc...................................... 137,000 428,450 *Wafer Works Corp.................................. 151,000 59,690 *Waffer Technology Co., Ltd........................ 84,500 28,723 *Wah Hong Industrial Corp.......................... 174,000 240,301 Wah Lee Industrial Corp........................... 733,000 937,606 *Walsin Lihwa Corp................................. 13,319,307 3,641,492 *Walsin Technology Corp., Ltd...................... 2,374,551 526,784 #*Walton Advanced Engineering, Inc.................. 1,247,662 325,794 *Walton Chaintech Corp............................. 133,409 208,611 *Wan Hai Lines Co., Ltd............................ 3,426,026 1,674,808 WAN HWA Enterprise Co., Ltd....................... 434,207 212,416 Waterland Financial Holdings Co., Ltd............. 5,797,665 1,753,430 *Ways Technical Corp., Ltd......................... 206,000 375,745 *WEI Chih Steel Industrial Co., Ltd................ 383,000 58,284 Wei Chuan Foods Corp.............................. 1,169,000 1,243,447 *Wei Mon Industry Co., Ltd......................... 1,042,000 495,735 #Weikeng Industrial Co., Ltd....................... 846,450 589,261 Well Shin Technology Co., Ltd..................... 253,443 347,676 *Wellypower Optronics Corp......................... 480,000 186,246 *Weltrend Semiconductor, Inc....................... 985,275 346,874 #*Win Semiconductors Corp........................... 1,125,000 1,148,606 #*Winbond Electronics Corp.......................... 12,983,000 1,747,690 #*Wintek Corp....................................... 7,832,754 3,090,408 Wisdom Marine Lines Co., Ltd...................... 308,800 403,423 #Wistron Corp...................................... 6,329,663 6,072,054 #Wistron NeWeb Corp................................ 739,121 1,098,808 WPG Holdings, Ltd................................. 4,091,041 4,934,430 #WT Microelectronics Co., Ltd...................... 1,206,838 1,458,646 *WUS Printed Circuit Co., Ltd...................... 1,502,000 608,527 *XAC Automation Corp............................... 149,000 128,808 *Xxentria Technology Materials Corp................ 415,000 618,576 #*Yageo Corp........................................ 9,151,000 2,646,970 *Yang Ming Marine Transport Corp................... 5,599,157 2,183,270 YC INOX Co., Ltd.................................. 1,270,691 669,304 *YeaShin International Development Co., Ltd........ 352,000 261,367 #Yem Chio Co., Ltd................................. 1,130,813 802,727 YFY, Inc.......................................... 5,659,997 2,303,993 *Yi Jinn Industrial Co., Ltd....................... 811,020 192,715 Yieh Phui Enterprise Co., Ltd..................... 4,376,789 1,219,012 Young Fast Optoelectronics Co., Ltd............... 570,137 976,532 #Young Optics, Inc................................. 204,214 450,802 #*Youngtek Electronics Corp......................... 406,883 835,790 Yuanta Financial Holding Co., Ltd................. 24,853,563 11,215,590 #Yulon Motor Co., Ltd.............................. 2,471,715 4,305,063 #Yung Chi Paint & Varnish Manufacturing Co., Ltd... 288,350 544,643 Yung Tay Engineering Co., Ltd..................... 999,000 1,989,670 YungShin Global Holding Corp...................... 587,000 796,308 Zeng Hsing Industrial Co., Ltd.................... 69,000 231,976 #Zenitron Corp..................................... 764,000 462,512 #Zig Sheng Industrial Co., Ltd..................... 2,073,117 632,109 #Zinwell Corp...................................... 1,211,979 977,825 #Zippy Technology Corp............................. 407,028 283,924 -------------- TOTAL TAIWAN......................................... 1,061,517,160 -------------- THAILAND -- (2.8%) A.J. Plast PCL (Foreign).......................... 793,300 390,826 Aapico Hitech PCL (Foreign)....................... 353,300 255,898 Advance Info Service PCL (Foreign)................ 1,082,809 6,977,317 Airports of Thailand PCL (Foreign)................ 1,216,600 3,254,852 Amata Corp. PCL (Foreign)......................... 1,364,200 685,438 557 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- THAILAND -- (Continued) Asia Plus Securities PCL (Foreign)................... 2,082,500 $ 154,914 Asia Plus Securities PCL (Foreign) NVDR.............. 1,260,100 93,737 Asian Property Development PCL (Foreign)............. 4,498,360 1,276,859 Bangchak Petroleum PCL (Foreign)..................... 2,687,300 2,301,521 Bangkok Aviation Fuel Services PCL (Foreign)......... 918,654 497,542 Bangkok Bank PCL (Foreign)........................... 1,321,500 7,803,964 Bangkok Bank PCL (Foreign) NVDR...................... 277,100 1,600,219 Bangkok Chain Hospital PCL (Foreign)................. 2,554,840 779,372 Bangkok Dusit Medical Services PCL (Foreign)......... 1,283,900 4,461,186 Bangkok Expressway PCL (Foreign)..................... 1,595,700 1,444,720 Bangkok Insurance PCL (Foreign)...................... 8,600 74,917 Bangkok Life Assurance PCL (Foreign) NVDR............ 1,272,400 1,753,961 *Bangkok Metro PCL (Foreign).......................... 3,176,000 69,426 Bangkokland PCL (Foreign)............................ 37,335,300 1,607,915 Bank of Ayudhya PCL (Foreign)........................ 1,302,900 1,275,269 Bank of Ayudhya PCL (Foreign) NVDR................... 6,233,400 6,017,434 Banpu PCL (Foreign).................................. 294,674 3,845,664 BEC World PCL (Foreign).............................. 1,235,400 2,378,095 Big C Supercenter PCL (Foreign)...................... 304,900 1,890,081 Big C Supercenter PCL (Foreign) NVDR................. 183,500 1,122,553 Bumrungrad Hospital PCL (Foreign).................... 626,400 1,548,117 C.S. Loxinfo PCL (Foreign)........................... 153,300 46,015 Cal-Comp Electronics (Thailand) PCL (Foreign)........ 5,272,300 457,563 Central Pattana PCL (Foreign)........................ 1,706,200 3,952,372 Central Plaza Hotel PCL (Foreign).................... 2,406,000 1,530,734 CH Karnchang PCL (Foreign)........................... 3,820,100 1,078,103 Charoen Pokphand Foods PCL (Foreign)................. 6,267,900 7,208,596 Charoong Thai Wire & Cable PCL (Foreign)............. 343,000 109,111 CP ALL PCL (Foreign)................................. 3,396,400 4,404,793 Delta Electronics Thailand PCL (Foreign)............. 1,549,000 1,478,246 Dhipaya Insurance PCL (Foreign)...................... 54,900 45,228 Diamond Building Products PCL (Foreign).............. 1,081,200 276,914 *DSG International Thailand PCL (Foreign)............. 142,800 41,233 Dynasty Ceramic PCL (Foreign)........................ 343,200 531,876 Eastern Water Resources Development & Management PCL (Foreign).......................................... 2,098,900 869,691 Electricity Generating PCL (Foreign)................. 464,400 1,984,874 Electricity Generating PCL (Foreign) NVDR............ 161,000 688,124 Erawan Group PCL (Foreign)........................... 2,771,500 309,251 Esso (Thailand) PCL (Foreign)........................ 5,588,000 1,969,018 *G J Steel PCL (Foreign).............................. 38,223,900 174,595 *G Steel PCL (Foreign)................................ 22,734,200 259,607 *GFPT PCL(Foreign).................................... 2,043,922 486,807 Glow Energy PCL (Foreign)............................ 1,239,700 2,891,959 *GMM Grammy PCL (Foreign)............................. 677,400 426,552 *Golden Land Property PCL (Foreign) NVDR.............. 94,200 24,280 Hana Microelectronics PCL (Foreign).................. 1,267,857 910,044 Hermraj Land & Development PCL (Foreign)............. 10,602,000 1,086,143 Home Product Center PCL (Foreign).................... 4,537,764 1,687,782 ICC International PCL (Foreign)...................... 51,000 69,054 IRPC PCL (Foreign)................................... 27,951,290 3,921,388 *Italian-Thai Development PCL (Foreign) NVDR.......... 7,540,400 993,906 *ITV PCL (Foreign).................................... 183,700 6,293 Jasmine International PCL (Foreign).................. 9,740,800 1,538,188 Kang Yong Electric PCL (Foreign)..................... 500 5,302 Kasikornbank PCL (Foreign)........................... 1,478,800 8,684,633 Kasikornbank PCL (Foreign) NVDR...................... 814,800 4,758,538 KGI Securities (Thailand) PCL (Foreign).............. 3,347,300 240,263 Khon Kaen Sugar Industry PCL (Foreign)............... 2,519,300 1,109,643 Kiatnakin Bank PCL (Foreign)......................... 1,418,607 2,059,641 Krung Thai Bank PCL (Foreign)........................ 18,616,175 10,993,565 *Krungthai Card PCL (Foreign)......................... 115,200 102,421 558 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- THAILAND -- (Continued) L.P.N. Development PCL (Foreign) NVDR................ 59,500 $ 35,137 Lam Soon Thailand PCL (Foreign)...................... 354,600 46,277 Land & Houses PCL (Foreign).......................... 3,326,700 933,430 Land & Houses PCL (Foreign) NVDR..................... 7,698,000 2,159,961 Lanna Resources PCL (Foreign)........................ 549,000 438,842 Loxley PCL (Foreign)................................. 3,634,700 550,245 LPN Development PCL (Foreign)........................ 1,590,700 939,369 Major Cineplex Group PCL (Foreign)................... 1,700,400 1,092,916 MBK PCL (Foreign).................................... 187,300 675,258 MCOT PCL (Foreign)................................... 1,015,000 1,109,380 MCS Steel PCL (Foreign).............................. 735,500 145,180 *Minor International PCL (Foreign).................... 3,827,261 2,285,118 Modernform Group PCL (Foreign)....................... 14,500 3,241 Muramoto Electronic (Thailand) PCL (Foreign)......... 7,400 43,700 Padaeng Industry PCL (Foreign) NVDR.................. 192,800 81,775 Polyplex PCL (Foreign)............................... 1,275,400 574,242 Precious Shipping PCL (Foreign)...................... 1,632,800 713,851 President Bakery PCL (Foreign)....................... 1,800 3,524 Preuksa Real Estate PCL (Foreign).................... 3,286,800 2,101,836 Property Perfect PCL (Foreign)....................... 9,684,500 350,727 PTT Exploration & Production PCL (Foreign)........... 2,123,102 11,498,693 PTT Global Chemical PCL (Foreign).................... 4,797,311 9,547,666 PTT PCL (Foreign).................................... 1,871,780 19,420,099 Quality Houses PCL (Foreign)......................... 14,954,875 1,044,158 *Raimon Land PCL (Foreign)............................ 3,892,500 253,997 Ratchaburi Electricity Generating Holding PCL (Foreign).......................................... 1,240,500 2,185,546 *Regional Container Lines PCL (Foreign)............... 1,279,300 292,173 *Robinson Department Store PCL (Foreign).............. 921,300 1,826,068 *Rojana Industrial Park PCL (Foreign)................. 1,851,000 582,778 Saha-Union PCL (Foreign)............................. 487,100 603,909 *Sahaviriya Steel Industries PCL (Foreign)............ 31,609,380 680,659 Samart Corp. PCL (Foreign)........................... 1,525,500 557,442 Samart I-Mobile PCL (Foreign)........................ 2,235,000 158,966 Samart Telcoms PCL (Foreign)......................... 1,115,000 698,467 Sansiri PCL (Foreign)................................ 11,840,064 1,189,801 SC Asset Corp. PCL (Foreign)......................... 1,083,700 678,859 Siam Cement PCL (Foreign) (The)...................... 129,300 1,754,936 Siam Cement PCL (Foreign) NVDR (The)................. 388,500 4,740,587 Siam City Cement PCL (Foreign)....................... 179,900 2,500,405 Siam City Cement PCL (Foreign) NVDR.................. 19,700 273,808 Siam Commercial Bank PCL (Foreign)................... 2,252,869 11,833,994 Siam Future Development PCL (Foreign)................ 2,571,675 637,675 Siam Makro PCL (Foreign)............................. 154,700 2,321,762 Siamgas & Petrochemicals PCL (Foreign)............... 1,480,500 700,400 Sino-Thai Engineering & Construction PCL (Foreign)... 1,665,900 1,163,141 SNC Former PCL (Foreign)............................. 362,800 273,432 Somboon Advance Technology PCL (Foreign)............. 917,500 845,657 *SPCG PCL (Foreign)................................... 30,000 14,976 Sri Ayudhya Capital PCL (Foreign).................... 193,100 146,164 Sri Trang Agro Industry PCL (Foreign)................ 2,093,800 1,079,349 *Srithai Superware PCL (Foreign)...................... 679,600 643,015 STP & I PCL (Foreign)................................ 494,128 918,933 Supalai PCL (Foreign)................................ 2,202,600 1,379,769 *SVI PCL (Foreign).................................... 3,494,600 444,664 *Tata Steel (Thailand) PCL (Foreign).................. 6,231,200 162,641 *Thai Airways International PCL (Foreign)............. 3,519,237 2,652,345 Thai Carbon Black PCL (Foreign)...................... 134,700 121,955 *Thai Central Chemical PCL (Foreign).................. 116,800 79,645 Thai Oil PCL (Foreign)............................... 2,648,500 5,767,940 Thai Rayon PCL (Foreign)............................. 9,300 15,475 *Thai Reinsurance PCL (Foreign)....................... 1,452,466 187,660 559 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ------------ THAILAND -- (Continued) *Thai Reinsurance PCL (Foreign) NVDR................. 2,223,733 $ 287,308 *Thai Rung Union Car PCL (Foreign)................... 82,500 29,339 Thai Stanley Electric PCL (Foreign)................. 113,700 808,698 Thai Stanley Electric PCL (Foreign) NVDR............ 5,600 39,830 Thai Tap Water Supply PCL (Foreign)................. 4,949,900 1,275,831 Thai Union Frozen Products PCL (Foreign)............ 1,277,590 3,001,190 Thai Vegetable Oil PCL (Foreign).................... 1,653,225 1,326,895 *Thaicom PCL (Foreign)............................... 2,678,700 1,922,721 Thai-German Ceramic Industry PCL (Foreign).......... 1,198,500 173,616 Thanachart Capital PCL (Foreign).................... 2,673,600 3,227,511 Thoresen Thai Agencies PCL (Foreign)................ 1,184,620 618,399 Ticon Industrial Connection PCL (Foreign)........... 1,438,087 614,647 *Tipco Asphalt PCL (Foreign)......................... 333,400 500,372 Tisco Financial Group PCL (Foreign)................. 1,117,600 1,631,732 Tisco Financial Group PCL (Foreign) NVDR............ 258,900 378,002 TMB Bank PCL (Foreign).............................. 58,460,013 3,509,508 Total Access Communication PCL (Foreign)............ 200,000 567,700 Total Access Communication PCL (Foreign) NVDR....... 1,788,800 5,062,917 TPI Polene PCL (Foreign)............................ 3,547,261 1,631,856 *True Corp. PCL (Foreign)............................ 18,601,515 3,095,195 Univanich Palm Oil PCL (Foreign).................... 28,900 89,576 Vanachai Group PCL (Foreign)........................ 1,799,300 285,305 Vibhavadi Medical Center PCL (Foreign).............. 812,700 186,934 Vinythai PCL (Foreign).............................. 1,801,400 1,081,428 Workpoint Entertainment PCL (Foreign)............... 450,600 444,719 ------------ TOTAL THAILAND......................................... 260,928,990 ------------ TURKEY -- (2.1%) Adana Cimento Sanayii T.A.S. Series A............... 255,459 503,230 *Adel Kalemcilik Ticaret Ve Sanayi A.S............... 1,148 26,268 *Afyon Cimento Sanayi T.A.S.......................... 2,677 106,827 Akbank T.A.S........................................ 3,261,007 15,734,298 Akcansa Cimento A.S................................. 173,261 853,289 *Akenerji Elektrik Uretim A.S........................ 491,279 572,958 *Akfen Holding A.S................................... 186,992 947,465 Aksa Akrilik Kimya Sanayii A.S...................... 530,882 1,394,585 Aksigorta A.S....................................... 546,837 616,702 Alarko Holding A.S.................................. 390,300 906,074 *Albaraka Turk Katilim Bankasi A.S................... 1,203,712 953,956 *Altinyildiz Mensucat ve Konfeksiyon Fabrikalari A.S. 81,444 1,626,396 *Anadolu Anonim Tuerk Sigorta Sirketi A.S............ 970,477 497,796 *Anadolu Cam Sanayii A.S............................. 471,944 705,979 Anadolu Efes Biracilik ve Malt Sanayi A.S........... 314,368 4,721,860 Anadolu Hayat Sigorta A.S........................... 200,998 502,645 Arcelik A.S......................................... 743,544 4,914,245 Aselsan Elektronik Sanayi Ve Ticaret A.S............ 243,412 921,102 *Asya Katilim Bankasi A.S............................ 2,275,031 2,553,401 Ayen Enerji A.S..................................... 1 1 Aygaz A.S........................................... 271,764 1,253,055 Bagfas Bandirma Gubre Fabrikalari A.S............... 23,761 732,628 *Banvit Bandirma Vitaminli Yem Sanayii A.S........... 130,798 268,475 Baticim Bati Anabolu Cimento Sanayii A.S............ 163,333 612,394 *Besiktas Futbol Yatirimlari Sanayi ve Ticaret A.S... 29,433 69,716 BIM BirlesikMagazalar A.S........................... 122,787 5,703,985 Bizim Toptan Satis Magazalari A.S................... 54,144 741,451 Bolu Cimento Sanayii A.S............................ 299,793 220,696 Borusan Mannesmann Boru Sanayi ve Ticaret A.S....... 38,017 570,560 *Bosch Fren Sistemleri Sanayi ve Ticaret A.S......... 584 51,832 *Boyner Buyuk Magazacilik A.S........................ 184,016 423,274 Brisa Bridgestone Sabanci Sanayi ve Ticaret A.S..... 142,106 380,333 Bursa Cimento Fabrikasi A.S......................... 110,762 293,938 560 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- TURKEY -- (Continued) *Celebi Hava Servisi A.S................................ 21,857 $ 249,462 Cimsa Cimento Sanayi ve Ticaret A.S.................... 199,691 944,192 Coca-Cola Icecek A.S................................... 84,162 1,635,331 *Deva Holding A.S....................................... 340,450 383,944 *Dogan Gazetecilik A.S.................................. 63,205 51,179 *Dogan Sirketler Grubu Holding A.S...................... 3,871,493 1,684,227 *Dogan Yayin Holding A.S................................ 2,275,358 824,930 Dogus Otomotiv Servis ve Ticaret A.S................... 501,655 1,865,646 *Dyo Boya Fabrikalari Sanayi ve Ticaret A.S............. 114,305 79,754 *Eczacibasi Yapi Gerecleri Sanayi ve Ticaret A.S........ 133,565 375,795 Eczacibasi Yatirim Holding Ortakligi A.S............... 180,000 588,537 EGE Seramik Sanayi ve Ticaret A.S...................... 251,105 318,153 EIS Eczacibasi Ilac ve Sinai ve Finansal Yatirimlar Sanayi ve Ticaret A.S................................ 1,367,603 1,449,613 Enka Insaat ve Sanayi A.S.............................. 899,154 2,387,928 Eregli Demir ve Celik Fabrikalari T.A.S................ 3,176,272 3,774,138 *Fenerbahce Sportfi Hizmetler Sanayi ve Ticaret A.S..... 17,229 382,283 Ford Otomotiv Sanayi A.S............................... 138,652 1,422,237 *Galatasaray Sportif Sinai ve Ticari Yatirimlar A.S..... 7,148 157,515 Gentas Genel Metal Sanayi ve Ticaret A.S............... 322,004 237,036 *Global Yatirim Holding A.S............................. 1,029,326 723,274 *Goldas Kuyumculuk Sanayi Ithalat ve Ihracat A.S........ 61,429 17,136 Goltas Goller Bolgesi Cimento Sanayi ve Ticaret A.S.... 24,343 730,025 Goodyear Lastikleri T.A.S.............................. 22,126 647,879 *GSD Holding A.S........................................ 991,177 381,405 *Gubre Fabrikalari Ticaret A.S.......................... 144,554 1,012,808 *Gunes Sigorta A.S...................................... 203,561 237,476 *Hurriyet Gazetecilik ve Matbaacilik A.S................ 626,364 282,800 *Ihlas EV Aletleri A.S.................................. 383,614 151,929 *Ihlas Holding A.S...................................... 3,115,926 2,276,685 *Ipek Dogal Enerji Kaynaklari Ve Uretim A.S............. 452,361 1,141,306 *Is Finansal Kiralama A.S............................... 655,578 358,197 Is Yatirim Menkul Degerler A.S......................... 162,444 157,849 *Isiklar Yatirim Holding A.S............................ 267,745 95,540 Ittifak Holding A.S.................................... 19,789 57,223 *Izmir Demir Celik Sanayi A.S........................... 370,825 841,528 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class A.............................................. 794,400 651,726 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class B.............................................. 388,861 451,215 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class D.............................................. 2,483,155 1,828,027 *Karsan Otomotiv Sanayii Ve Ticaret A.S................. 404,416 250,362 Kartonsan Karton Sanayi ve Ticaret A.S................. 3,101 417,104 *Kerevitas Gida Sanayii ve Ticaret A.S.................. 6,569 161,662 KOC Holding A.S. Series B.............................. 1,174,056 5,515,933 Konya Cimento Sanayii A.S.............................. 2,929 506,901 Kordsa Global Endustriyel Iplik ve Kord Bezi Sanayi ve Ticaret A.S.......................................... 311,331 623,655 Koza Altin Isletmeleri A.S............................. 39,448 859,526 *Koza Anadolu Metal Madencilik Isletmeleri A.S.......... 1,365,153 3,466,051 Mardin Cimento Sanayii ve Ticaret A.S.................. 136,943 392,612 *Marshall Boya ve Vernik A.S............................ 9,034 253,301 *Marti Otel Isletmeleri A.S............................. 136,993 46,638 *Menderes Tekstil Sanayi ve Ticaret A.S................. 607,410 203,182 *Metro Ticari ve Mali Yatirimlar Holding A.S............ 674,137 177,015 *Migros Ticaret A.S..................................... 87,777 932,604 *Mondi Tire Kutsan Kagit Ve Ambalaj Sanayii A.S......... 192,675 118,215 *Net Holding A.S........................................ 863,278 858,123 *Net Turizm Ticaret ve Sanayi A.S....................... 749,755 267,908 Netas Telekomunikasyon A.S............................. 124,770 723,279 Nuh Cimento Sanayi A.S................................. 167,657 918,835 Otokar Otomotive Ve Savunma Sanayi A.S................. 28,078 621,858 Park Elektrik Uretim Madencilik Sanayi ve Ticaret A.S.. 381,183 1,399,421 Petkim Petrokimya Holding A.S.......................... 1,764,440 2,018,241 Pinar Entegre Et ve Un Sanayi A.S...................... 70,082 224,529 561 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------------- TURKEY -- (Continued) Pinar SUT Mamulleri Sanayii A.S.................... 80,307 $ 656,018 *Polyester Sanayi A.S............................... 535,766 358,638 *Reysas Tasimacilik ve Lojistik Ticaret A.S......... 150,867 62,280 Sarkuysan Elektrolitik Bakir Sanayi ve Ticaret A.S. 202,914 260,482 *Sekerbank T.A.S.................................... 1,638,191 1,398,647 Selcuk Ecza Deposu Ticaret ve Sanayi A.S........... 680,086 816,026 *Soda Sanayii A.S................................... 221,219 343,312 Soktas Tekstil Sanayi ve Ticaret A.S............... 44,605 95,696 *TAT Konserve Sanayii A.S........................... 307,060 414,767 TAV Havalimanlari Holding A.S...................... 359,460 1,785,265 Tekfen Holding A.S................................. 633,784 2,293,370 *Tekstil Bankasi A.S................................ 607,896 233,979 Tofas Turk Otomobil Fabrikasi A.S.................. 305,537 1,705,709 *Trabzonspor Sportif Yatirim ve T.A.S............... 10,390 63,886 *Trakya Cam Sanayii A.S............................. 1,436,069 1,757,204 Tupras Turkiye Petrol Rafinerileri A.S............. 234,734 5,741,142 Turcas Petrol A.S.................................. 317,280 513,484 *Turk Hava Yollari A.S.............................. 2,117,259 4,904,237 Turk Telekomunikasyon A.S.......................... 554,835 2,168,737 Turk Traktor ve Ziraat Makineleri A.S.............. 35,035 766,389 *Turkcell Iletisim Hizmetleri A.S................... 714,601 4,365,898 *Turkcell Iletisim Hizmetleri A.S. ADR.............. 274,262 4,166,040 Turkiye Garanti Bankasi A.S........................ 4,218,550 20,156,073 Turkiye Halk Bankasi A.S........................... 560,501 4,945,035 Turkiye Is Bankasi A.S............................. 2,924,741 9,958,739 Turkiye Sinai Kalkinma Bankasi A.S................. 2,517,981 2,894,833 Turkiye Sise ve Cam Fabrikalari A.S................ 1,551,941 2,268,891 Turkiye Vakiflar Bankasi T.A.O..................... 2,373,868 5,591,663 Ulker Biskuvi Sanayi A.S........................... 348,894 1,582,876 *Uzel Makina Sanayii A.S............................ 63,028 -- *Vestel Beyaz Esya Sanayi ve Ticaret A.S............ 255,376 364,750 *Vestel Elektronik Sanayi ve Ticaret A.S............ 403,021 405,051 Yapi Kredi Sigorta A.S............................. 61,331 551,558 *Yapi ve Kredi Bankasi A.S.......................... 1,611,682 4,139,739 *Zorlu Enerji Elektrik Uretim A.S................... 654,743 387,199 -------------- TOTAL TURKEY.......................................... 190,311,910 -------------- TOTAL COMMON STOCKS................................... 8,054,507,179 -------------- PREFERRED STOCKS -- (5.0%) BRAZIL -- (4.9%) AES Tiete SA....................................... 254,706 2,893,118 Alpargatas SA...................................... 462,000 3,498,466 Banco ABC Brasil SA................................ 408,754 2,322,454 Banco Bradesco SA Sponsored ADR.................... 4,634,517 72,576,536 Banco Daycoval SA.................................. 90,394 471,319 Banco do Estado do Rio Grande do Sul SA............ 571,598 4,516,948 Banco Industrial e Comercial SA.................... 262,655 861,270 Banco Panamericano SA.............................. 368,600 845,708 Banco Pine SA...................................... 79,300 554,420 Banco Sofisa SA.................................... 85,800 150,812 *Battistella Adm Participacoes SA................... 22,700 13,076 *Bombril SA......................................... 8,400 30,398 Braskem SA Preferred Series A...................... 58,000 383,230 #Braskem SA Sponsored ADR........................... 242,146 3,167,270 Centrais Eletricas Brasileiras SA Preferred........ Series B....................................... 200,700 1,595,877 Centrais Eletricas de Santa Catarina SA............ 60,363 883,578 #Cia Brasileira de Distribuicao Grupo Pao de Acucar Series A Sponsored ADR............................ 196,188 9,169,827 Cia de Bebidas das Americas SA..................... 116,378 4,755,852 #Cia de Bebidas das Americas SA ADR................. 698,422 28,488,633 Cia de Gas de Sao Paulo SA Preferred Series A...... 106,895 2,813,096 Cia de Saneamento do Parana SA..................... 92,400 400,345 562 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ------------ BRAZIL -- (Continued) *Cia de Tecidos Norte de Minas - Coteminas SA......... 85,900 $ 118,422 Cia de Transmissao de Energia Eletrica Paulista SA Series A........................................... 133,800 2,144,305 Cia Energetica de Minas Gerais SA.................... 5,733 68,591 Cia Energetica de Minas Gerais SA Sponsored ADR...... 723,606 8,676,036 Cia Energetica de Sao Paulo SA Preferred Series B.... 540,914 4,860,383 Cia Energetica do Ceara SA Preferred Series A........ 99,727 1,799,559 Cia Ferro Ligas da Bahia - Ferbasa................... 182,282 894,784 Cia Paranaense de Energia SA Series B................ 62,380 921,395 #Cia Paranaense de Energia SA Sponsored ADR Series A.. 187,618 2,769,242 Contax Participacoes SA.............................. 136,550 1,611,533 #Contax Participacoes SA ADR.......................... 46,700 110,242 Eletropaulo Metropolitana Eletricidade de Sao Paulo SA................................................. 679,786 5,398,660 *Empressa Metropolitanade Aguas e Energia SA.......... 6,100 25,919 Eucatex SA Industria e Comercio SA................... 59,659 236,163 Forjas Taurus SA..................................... 230,223 375,194 Fras-Le Middle East SA Preferred Series A............ 4,800 11,698 Gerdau SA............................................ 90,683 792,508 #Gerdau SA Sponsored ADR.............................. 2,629,491 23,113,226 *Gol Linhas Aereas Inteligentes SA.................... 215,200 1,075,444 *Inepar SA Industria e Construcoes.................... 199,150 188,261 Itau Unibanco Holding SA ADR......................... 4,273,839 62,312,573 Klabin SA............................................ 1,860,233 10,926,654 *Kroton Educacional SA................................ 3,192 8,047 Lojas Americanas SA.................................. 730,428 6,113,722 Marcopolo SA......................................... 784,859 4,602,383 Oi SA................................................ 226,779 908,880 Parana Banco SA...................................... 42,300 281,993 Petroleo Brasileiro SA............................... 626,100 6,411,895 #Petroleo Brasileiro SA ADR........................... 3,574,085 73,375,965 Randon Participacoes SA.............................. 586,868 3,103,302 Saraiva SA Livreiros Editores........................ 90,364 1,122,515 Suzano Papel e Celulose SA........................... 911,192 2,368,772 Telefonica Brasil SA................................. 168,198 3,726,600 Telefonica Brasil SA ADR............................. 288,976 6,363,252 Ultrapar Participacoes SA Sponsored ADR.............. 70,925 1,477,368 Unipar Participacoes SA Preferred Series B........... 1,259,809 254,313 Usinas Siderurgicas de Minas Gerais SA Perferred Series A........................................... 1,649,058 7,964,973 Vale SA.............................................. 796,228 14,250,209 #Vale SA Sponsored ADR................................ 3,021,868 53,759,032 Whirlpool SA......................................... 51,687 79,908 ------------ TOTAL BRAZIL............................................ 454,996,154 ------------ CHILE -- (0.1%) Embotelladora Andina SA.............................. 139,928 703,784 *Embotelladora Andina SA Preferred Series B........... 212,801 1,345,182 Sociedad Quimica y Minera de Chile SA Series B....... 11,313 656,890 Sociedad Quimica y Minera de Chile SA Sponsored ADR.. 87,991 5,090,279 ------------ TOTAL CHILE............................................. 7,796,135 ------------ COLOMBIA -- (0.0%) *Banco Davivienda SA.................................. 10,635 131,445 Grupo Aval Acciones y Valores........................ 26,145 18,555 ------------ TOTAL COLOMBIA.......................................... 150,000 ------------ INDIA -- (0.0%) *JSW ISPAT Steel, Ltd................................. 80,280 6,792 ------------ MALAYSIA -- (0.0%) *TA Global Berhad..................................... 1,009,698 81,155 ------------ TOTAL PREFERRED STOCKS.................................. 463,030,236 ------------ 563 EMERGING MARKETS CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ----------- -------------- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) *OSX Brasil SA Rights 11/26/12.................... 12,625 $ 124 *Viver Incorporadora e Construtora SA Rights 11/05/12........................................ 97,197 9,571 -------------- TOTAL BRAZIL........................................ 9,695 -------------- MALAYSIA -- (0.0%) *Hartalega Holdings Berhad Warrants 05/29/15...... 16,260 6,032 *Hubline Berhad Warrants 11/04/19................. 27,880 229 *Malayan Flour Mills Berhad Warrants 05/09/17..... 35,800 4,114 *Notion VTEC Berhad Warrants 05/02/17............. 33,708 2,269 *RCE Capital Berhad Rights 11/19/12............... 336,180 -- -------------- TOTAL MALAYSIA...................................... 12,644 -------------- POLAND -- (0.0%) *Polimex-Mostostal SA Rights...................... 2,510,058 11,636 -------------- SOUTH AFRICA -- (0.0%) #*Capitec Bank Holdings, Ltd. Rights 11/09/12...... 10,682 39,349 #*Mediclinic International, Ltd. Rights 10/05/12... 133,863 189,124 -------------- TOTAL SOUTH AFRICA.................................. 228,473 -------------- SOUTH KOREA -- (0.0%) *Lotte Non-Life Insurance Co., Ltd. Rights 12/04/12........................................ 22,860 17,083 -------------- TAIWAN -- (0.0%) *Chang Wah Electromaterials, Inc. Rights 11/08/12. 11,796 1,938 *Howarm Construction Co., Ltd. Rights 10/17/12.... 124,658 -- -------------- TOTAL TAIWAN........................................ 1,938 -------------- THAILAND -- (0.0%) *Sahaviriya Steel Industries PCL (Foreign) Rights 11/30/12........................................ 3,160,938 -- -------------- TOTAL RIGHTS/WARRANTS............................... 281,469 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (8.4%) (S)@DFA Short Term Investment Fund.................. 66,983,578 775,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralizedby FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $3,978,850) to be repurchased at $3,900,871.... $ 3,901 3,900,834 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 778,900,834 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $8,654,503,966)............................ $9,296,719,718 ============== 564 THE U.S. LARGE CAP VALUE SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ---------- -------------- COMMON STOCKS -- (94.6%) Consumer Discretionary -- (16.4%) #Autoliv, Inc...................................... 14,452 $ 832,435 #Best Buy Co., Inc................................. 238,090 3,621,349 #Carnival Corp..................................... 2,385,423 90,359,823 CBS Corp. Class A................................. 7,236 235,170 CBS Corp. Class B................................. 2,414,307 78,223,547 Comcast Corp. Class A............................. 10,008,890 375,433,464 Comcast Corp. Special Class A..................... 3,843,964 140,074,048 #D.R. Horton, Inc.................................. 1,448,033 30,350,772 #Dillard's, Inc. Class A........................... 111,517 8,586,809 Foot Locker, Inc.................................. 485,935 16,278,822 #GameStop Corp. Class A............................ 598,147 13,655,696 #Gannett Co., Inc.................................. 334,290 5,649,501 #*General Motors Co................................. 1,090,977 27,819,913 *Hyatt Hotels Corp. Class A........................ 26,422 964,403 #J.C. Penney Co., Inc.............................. 1,068,585 25,656,726 *Johnson Controls, Inc............................. 37,387 962,715 #*Kohl's Corp....................................... 15,587 830,475 Lear Corp......................................... 3,560 151,656 #Lennar Corp. Class A.............................. 802,616 30,074,022 Lennar Corp. Class B Voting....................... 4,809 136,479 *Liberty Interactive Corp. Class A................. 2,586,058 51,721,160 *Liberty Ventures Series A......................... 122,067 6,946,833 *Madison Square Garden Co. Class A (The)........... 5,030 207,035 #*MGM Resorts International......................... 2,389,018 24,630,776 #*Mohawk Industries, Inc............................ 365,371 30,497,517 #News Corp. Class A................................ 8,332,375 199,310,410 News Corp. Class B................................ 3,247,295 79,104,106 #*Orchard Supply Hardware Stores Corp. Class A...... 21,284 264,347 #*Penn National Gaming, Inc......................... 286,620 11,588,047 *PulteGroup, Inc................................... 20,241 350,979 #Royal Caribbean Cruises, Ltd...................... 1,043,290 35,127,574 *Sears Canada, Inc................................. 227,173 2,468,916 #*Sears Holdings Corp............................... 530,407 33,240,607 #Service Corp. International....................... 219,283 3,078,733 Signet Jewelers, Ltd. ADR......................... 6,556 339,339 #Staples, Inc...................................... 696,416 8,019,230 Time Warner Cable, Inc............................ 1,921,256 190,415,682 Time Warner, Inc.................................. 4,810,759 209,027,479 #*Toll Brothers, Inc................................ 912,316 30,115,551 *TRW Automotive Holdings Corp...................... 18,051 839,552 #Washington Post Co. Class B (The)................. 32,261 10,759,366 Whirlpool Corp.................................... 219,825 21,472,506 Wyndham Worldwide Corp............................ 800,703 40,355,431 -------------- Total Consumer Discretionary......................... 1,839,779,001 -------------- Consumer Staples -- (7.9%) Archer-Daniels-Midland Co......................... 3,155,848 84,702,960 #Beam, Inc......................................... 155,582 8,644,136 Bunge, Ltd........................................ 535,848 38,061,283 *Constellation Brands, Inc. Class A................ 933,566 32,992,222 *Constellation Brands, Inc. Class B................ 153 5,427 CVS Caremark Corp................................. 5,746,668 266,645,395 #Energizer Holdings, Inc........................... 2,485 181,330 #Hillshire Brands Co............................... 12,364 321,588 #Ingredion, Inc.................................... 5,663 348,048 J.M. Smucker Co. (The)............................ 539,640 46,214,770 *Kraft Foods Group, Inc............................ 2,376,283 108,073,351 #Molson Coors Brewing Co. Class B.................. 763,563 32,940,108 565 THE U.S. LARGE CAP VALUE SERIES CONTINUED Shares Value+ ---------- -------------- Consumer Staples -- (Continued) Mondelez International, Inc. Class A.............. 7,128,852 $ 189,199,732 *Post Holdings, Inc................................ 32,650 1,030,107 #*Ralcorp Holdings, Inc............................. 194,641 14,051,134 #Safeway, Inc...................................... 1,082,518 17,655,869 #*Smithfield Foods, Inc............................. 756,389 15,483,283 Tyson Foods, Inc. Class A......................... 1,426,374 23,977,347 -------------- Total Consumer Staples............................... 880,528,090 -------------- Energy -- (18.1%) Anadarko Petroleum Corp........................... 2,441,476 167,997,964 #Apache Corp....................................... 1,208,836 100,031,179 *Atwood Oceanics, Inc.............................. 4,143 198,035 #Baker Hughes, Inc................................. 134,664 5,651,848 #Chesapeake Energy Corp............................ 3,251,150 65,868,299 Chevron Corp...................................... 2,876,061 316,970,683 Cimarex Energy Co................................. 390 22,300 ConocoPhillips.................................... 5,374,243 310,899,958 *Denbury Resources, Inc............................ 1,415,410 21,698,235 Devon Energy Corp................................. 1,094,855 63,731,510 #Diamond Offshore Drilling, Inc.................... 5,125 354,855 EOG Resources, Inc................................ 179,332 20,890,385 #Helmerich & Payne, Inc............................ 513,387 24,539,899 Hess Corp......................................... 1,567,373 81,910,913 HollyFrontier Corp................................ 191,938 7,414,565 Marathon Oil Corp................................. 3,446,808 103,611,048 Marathon Petroleum Corp........................... 1,791,952 98,431,923 *McDermott International, Inc...................... 8,791 94,152 Murphy Oil Corp................................... 689,754 41,385,240 *Nabors Industries, Ltd............................ 1,355,841 18,290,295 National Oilwell Varco, Inc....................... 1,661,481 122,451,150 *Newfield Exploration Co........................... 13,842 375,395 Noble Corp........................................ 563,513 21,266,981 Noble Energy, Inc................................. 42,446 4,032,794 Occidental Petroleum Corp......................... 215,034 16,979,085 #Patterson-UTI Energy, Inc......................... 732,485 11,851,607 #Peabody Energy Corp............................... 95,576 2,666,570 Phillips 66....................................... 2,855,170 134,649,817 #Pioneer Natural Resources Co...................... 517,832 54,708,951 *Plains Exploration & Production Co................ 664,529 23,697,104 QEP Resources, Inc................................ 434,902 12,612,158 *Rowan Cos. P.L.C. Class A......................... 595,894 18,895,799 Tesoro Corp....................................... 605,336 22,827,221 Tidewater, Inc.................................... 273,815 13,008,951 Transocean, Ltd................................... 474,606 21,684,748 Valero Energy Corp................................ 2,806,975 81,682,972 *Weatherford International, Ltd.................... 1,009,406 11,406,288 *Whiting Petroleum Corp............................ 74,341 3,123,809 -------------- Total Energy......................................... 2,027,914,686 -------------- Financials -- (18.5%) Allied World Assurance Co. Holdings AG............ 188,355 15,124,906 Allstate Corp. (The).............................. 1,330,135 53,178,797 Alterra Capital Holdings, Ltd..................... 35,444 865,897 *American Capital, Ltd............................. 789,016 9,302,499 #American Financial Group, Inc..................... 491,543 19,071,868 *American International Group, Inc................. 893,402 31,206,532 American National Insurance Co.................... 80,626 5,890,536 #Assurant, Inc..................................... 396,269 14,982,931 Assured Guaranty, Ltd............................. 18,939 263,063 Axis Capital Holdings, Ltd........................ 613,817 22,232,452 Bank of America Corp.............................. 29,573,320 275,623,342 566 THE U.S. LARGE CAP VALUE SERIES CONTINUED Shares Value+ ---------- -------------- Financials -- (Continued) #Bank of New York Mellon Corp. (The)............... 995,423 $ 24,596,902 Capital One Financial Corp........................ 560,973 33,753,745 *CIT Group, Inc.................................... 84,121 3,130,984 Citigroup, Inc.................................... 9,338,881 349,180,761 CME Group, Inc.................................... 1,599,345 89,451,366 #CNA Financial Corp................................ 880,977 25,883,104 *E*Trade Financial Corp............................ 57,660 482,038 Everest Re Group, Ltd............................. 231,133 25,667,320 First Niagara Financial Group, Inc................ 53,740 444,967 #*Genworth Financial, Inc. Class A.................. 2,390,330 14,246,367 #Goldman Sachs Group, Inc. (The)................... 786,395 96,246,884 Hartford Financial Services Group, Inc............ 2,129,402 46,229,317 #Hudson City Bancorp, Inc.......................... 74,986 636,256 JPMorgan Chase & Co............................... 2,316,928 96,569,559 #KeyCorp........................................... 3,863,464 32,530,367 #Legg Mason, Inc................................... 659,937 16,815,195 Lincoln National Corp............................. 1,442,787 35,766,690 Loews Corp........................................ 2,050,343 86,688,502 MetLife, Inc...................................... 4,759,859 168,927,396 Morgan Stanley.................................... 3,953,534 68,712,421 #NASDAQ OMX Group, Inc. (The)...................... 815,514 19,417,388 NYSE Euronext..................................... 89,026 2,204,284 Old Republic International Corp................... 1,267,693 12,524,807 PartnerRe, Ltd.................................... 190,433 15,425,073 People's United Financial, Inc.................... 71,810 863,874 #Principal Financial Group, Inc.................... 471,960 12,997,778 Prudential Financial, Inc......................... 2,267,142 129,340,451 Regions Financial Corp............................ 5,735,171 37,393,315 #Reinsurance Group of America, Inc................. 363,743 19,249,280 SunTrust Banks, Inc............................... 2,564,707 69,760,030 Unum Group........................................ 1,374,339 27,871,595 Validus Holdings, Ltd............................. 311,103 11,137,487 XL Group P.L.C.................................... 1,435,288 35,509,025 #Zions Bancorporation.............................. 777,171 16,685,861 -------------- Total Financials..................................... 2,074,083,212 -------------- Health Care -- (8.8%) Aetna, Inc........................................ 1,693,713 74,015,258 *Bio-Rad Laboratories, Inc. Class A................ 1,004 101,755 *Boston Scientific Corp............................ 6,689,559 34,384,333 *CareFusion Corp................................... 917,825 24,377,432 Cigna Corp........................................ 241,752 12,329,352 Coventry Health Care, Inc......................... 670,877 29,277,072 #*Endo Health Solutions, Inc........................ 173,568 4,974,459 *Forest Laboratories, Inc.......................... 292,168 9,848,983 #*HealthSouth Corp.................................. 4,158 92,017 *Hologic, Inc...................................... 1,229,548 25,353,280 *Hospira, Inc...................................... 8,010 245,827 Humana, Inc....................................... 698,778 51,898,242 *Life Technologies Corp............................ 97,451 4,766,328 #*MEDNAX, Inc....................................... 2,282 157,412 #Omnicare, Inc..................................... 574,710 19,844,736 #PerkinElmer, Inc.................................. 438,767 13,571,063 Pfizer, Inc....................................... 17,815,204 443,064,123 Teleflex, Inc..................................... 90,735 6,165,443 Thermo Fisher Scientific, Inc..................... 1,932,026 117,969,508 Universal Health Services, Inc. Class B........... 8,413 348,214 #WellPoint, Inc.................................... 1,824,634 111,813,572 -------------- Total Health Care................................. 984,598,409 -------------- 567 THE U.S. LARGE CAP VALUE SERIES CONTINUED Shares Value+ ---------- -------------- Industrials -- (12.9%) *ADT Corp. (The)................................... 719,909 $ 29,883,423 *AGCO Corp......................................... 252,065 11,471,478 *CNH Global NV..................................... 6,633 297,158 CSX Corp.......................................... 5,517,066 112,934,341 Dover Corp........................................ 28,815 1,677,609 #Eaton Corp........................................ 50,900 2,403,498 #*Engility Holdings, Inc............................ 67,955 1,291,145 FedEx Corp........................................ 347,925 32,005,621 *Fortune Brands Home & Security, Inc............... 742,497 21,116,615 *General Dynamics Corp............................. 81,086 5,520,335 General Electric Co............................... 21,445,555 451,643,388 #*Hertz Global Holdings, Inc........................ 884,299 11,734,648 Ingersoll-Rand P.L.C.............................. 933,314 43,893,757 *Jacobs Engineering Group, Inc..................... 15,956 615,742 #L-3 Communications Holdings, Inc.................. 407,736 30,090,917 #Manpower, Inc..................................... 6,983 264,935 Norfolk Southern Corp............................. 1,681,939 103,186,958 Northrop Grumman Corp............................. 1,364,645 93,737,465 #*Owens Corning, Inc................................ 579,048 19,450,222 *Pentair, Inc...................................... 345,474 14,592,822 *Quanta Services, Inc.............................. 504,054 13,070,120 #Regal-Beloit Corp................................. 6,450 420,411 Republic Services, Inc............................ 1,113,520 31,568,292 #Southwest Airlines Co............................. 3,905,821 34,449,341 *Spirit Aerosystems Holdings, Inc. Class A......... 21,667 338,655 SPX Corp.......................................... 12,057 826,990 Stanley Black & Decker, Inc....................... 528,407 36,618,605 Towers Watson & Co................................ 1,662 89,266 #Trinity Industries, Inc........................... 200 6,256 Triumph Group, Inc................................ 81,035 5,301,310 Tyco International, Ltd........................... 1,439,819 38,687,937 Union Pacific Corp................................ 2,314,080 284,701,262 URS Corp.......................................... 378,541 12,673,553 #*Waste Connections, Inc............................ 8,626 283,192 #Waste Management, Inc............................. 30,000 982,200 -------------- Total Industrials.................................... 1,447,829,467 -------------- Information Technology -- (3.1%) #Activision Blizzard, Inc.......................... 2,620,144 28,533,369 Amdocs, Ltd....................................... 15,840 523,829 *AOL, Inc.......................................... 60,911 2,091,075 #Applied Materials, Inc............................ 330,860 3,507,116 #*Arrow Electronics, Inc............................ 568,882 20,041,713 *Avnet, Inc........................................ 711,662 20,389,116 *Brocade Communications Systems, Inc............... 363,088 1,924,366 *Cisco Systems, Inc................................ 95,875 1,643,297 Computer Sciences Corp............................ 783,742 23,864,944 Corning, Inc...................................... 2,542,083 29,869,475 Fidelity National Information Services, Inc....... 1,328,465 43,666,645 #Hewlett-Packard Co................................ 1,097,035 15,193,935 #IAC/InterActiveCorp............................... 271,160 13,110,586 *Ingram Micro, Inc. Class A........................ 741,670 11,273,384 *Juniper Networks, Inc............................. 81,071 1,343,346 *Micron Technology, Inc............................ 3,322,059 18,022,170 #Molex, Inc........................................ 12,162 315,847 Molex, Inc. Class A............................... 1,663 35,655 *NVIDIA Corp....................................... 47,749 571,556 #*SAIC, Inc......................................... 129,331 1,421,348 *Sandisk Corp...................................... 130,053 5,431,013 *TE Connectivity, Ltd.............................. 36,987 1,190,242 Western Digital Corp.............................. 792,967 27,143,260 568 THE U.S. LARGE CAP VALUE SERIES CONTINUED Shares Value+ ---------- --------------- Information Technology -- (Continued) Xerox Corp....................................... 5,490,094 $ 35,356,205 *Yahoo!, Inc...................................... 2,128,609 35,781,917 --------------- Total Information Technology........................ 342,245,409 --------------- Materials -- (2.7%) #Alcoa, Inc....................................... 5,212,834 44,673,987 #Ashland, Inc..................................... 376,837 26,811,953 #Cliffs Natural Resources, Inc.................... 147,736 5,358,385 Cytec Industries, Inc............................ 69,176 4,760,692 #Domtar Corp...................................... 171,393 13,668,592 Dow Chemical Co. (The)........................... 18,250 534,725 Freeport-McMoRan Copper & Gold, Inc.............. 53,170 2,067,250 Huntsman Corp.................................... 238,618 3,588,815 International Paper Co........................... 2,299,481 82,390,404 MeadWestvaco Corp................................ 848,260 25,184,839 *Mosaic Co. (The)................................. 29,366 1,537,016 *Newmont Mining Corp.............................. 6,191 337,719 #Nucor Corp....................................... 327,312 13,135,031 Reliance Steel & Aluminum Co..................... 363,907 19,774,706 Rock-Tenn Co. Class A............................ 77,608 5,680,130 #Sealed Air Corp.................................. 311,965 5,060,072 #Steel Dynamics, Inc.............................. 893,527 11,303,117 #United States Steel Corp......................... 204,541 4,170,591 Vulcan Materials Co.............................. 576,439 26,498,901 Westlake Chemical Corp........................... 2,222 169,005 --------------- Total Materials..................................... 296,705,930 --------------- Telecommunication Services -- (6.0%) AT&T, Inc........................................ 13,051,618 451,455,467 CenturyLink, Inc................................. 2,353,137 90,313,398 #Frontier Communications Corp..................... 1,836,528 8,668,412 *MetroPCS Communications, Inc..................... 1,453,136 14,836,519 *Sprint Nextel Corp............................... 13,961,200 77,345,048 #Telephone & Data Systems, Inc.................... 501,530 12,473,051 #*United States Cellular Corp...................... 261,250 9,663,638 #Windstream Corp.................................. 46,951 447,913 --------------- Total Telecommunication Services.................... 665,203,446 --------------- Utilities -- (0.2%) #NRG Energy, Inc.................................. 987,176 21,283,515 UGI Corp......................................... 3,718 120,054 --------------- Total Utilities..................................... 21,403,569 --------------- TOTAL COMMON STOCKS................................. 10,580,291,219 --------------- TEMPORARY CASH INVESTMENTS -- (0.1%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 8,414,357 8,414,357 --------------- 569 THE U.S. LARGE CAP VALUE SERIES CONTINUED Shares/ Face Amount (000) Value+ ----------- --------------- SECURITIES LENDING COLLATERAL -- (5.3%) (S)@DFA Short Term Investment Fund................ 51,528,378 $ 596,183,329 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $1,620,729 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $1,625,607) to be repurchased at $1,573,497.................... $ 1,573 1,573,484 --------------- TOTAL SECURITIES LENDING COLLATERAL............... 597,756,813 --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $8,371,764,356).......................... $11,186,462,389 =============== 570 THE DFA INTERNATIONAL VALUE SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ------------ COMMON STOCKS -- (91.9%) AUSTRALIA -- (4.6%) #Alumina, Ltd......................................... 2,919,489 $ 2,914,312 #Alumina, Ltd. Sponsored ADR.......................... 172,484 676,137 Amcor, Ltd. Sponsored ADR............................ 55,031 1,805,017 Asciano Group, Ltd................................... 1,437,095 6,801,797 #*Atlas Iron, Ltd...................................... 170,863 271,341 #Bank of Queensland, Ltd.............................. 508,163 3,990,555 Bendigo and Adelaide Bank, Ltd....................... 821,518 6,880,755 Boral, Ltd........................................... 1,592,505 5,931,404 Caltex Australia, Ltd................................ 341,805 6,039,639 Crown, Ltd........................................... 270,208 2,723,410 *Downer EDI, Ltd...................................... 132,490 493,181 Echo Entertainment Group, Ltd........................ 1,832,302 6,659,348 GrainCorp, Ltd. Class A.............................. 745,945 9,472,889 #Harvey Norman Holdings, Ltd.......................... 991,617 1,958,743 Incitec Pivot, Ltd................................... 4,149,937 13,592,313 Insurance Australia Group, Ltd....................... 1,103,362 5,246,797 Lend Lease Group NL.................................. 773,285 6,942,391 Macquarie Group, Ltd................................. 631,291 20,852,646 #National Australia Bank, Ltd......................... 1,435,379 38,360,336 New Hope Corp., Ltd.................................. 51,436 233,767 Newcrest Mining, Ltd................................. 276,510 7,626,169 Origin Energy, Ltd................................... 2,415,837 28,437,264 OZ Minerals, Ltd..................................... 497,884 4,224,576 #Primary Health Care, Ltd............................. 46,378 187,069 *Qantas Airways, Ltd.................................. 2,850,317 3,929,654 Santos, Ltd.......................................... 1,809,934 21,580,245 #Seven Group Holdings, Ltd............................ 361,999 2,592,255 #Sims Metal Management, Ltd........................... 124,128 1,213,783 Sims Metal Management, Ltd. Sponsored ADR............ 124,013 1,211,607 Sonic Healthcare, Ltd................................ 45,616 615,132 #Suncorp Group, Ltd................................... 3,327,424 32,411,070 TABCORP Holdings, Ltd................................ 1,716,068 5,053,674 Tatts Group, Ltd..................................... 2,784,856 8,088,155 Toll Holdings, Ltd................................... 943,858 4,348,205 Treasury Wine Estates, Ltd........................... 264,848 1,357,006 #Washington H. Soul Pattinson & Co., Ltd.............. 113,801 1,594,430 #Wesfarmers, Ltd...................................... 2,578,622 92,958,107 ------------ TOTAL AUSTRALIA......................................... 359,275,179 ------------ AUSTRIA -- (0.3%) *Erste Group Bank AG.................................. 342,508 8,633,792 OMV AG............................................... 257,719 9,431,253 #Raiffeisen Bank International AG..................... 55,762 2,233,577 ------------ TOTAL AUSTRIA........................................... 20,298,622 ------------ BELGIUM -- (0.9%) Ageas................................................ 360,540 9,191,959 Belgacom SA.......................................... 49,889 1,458,553 Delhaize Group SA.................................... 235,124 9,002,149 Delhaize Group SA Sponsored ADR...................... 52,900 2,022,896 D'ieteren SA NV...................................... 1,857 89,630 KBC Groep NV......................................... 356,956 8,396,831 Solvay SA............................................ 180,191 21,695,262 UCB SA............................................... 292,847 17,104,398 ------------ TOTAL BELGIUM........................................... 68,961,678 ------------ CANADA -- (11.6%) Agnico-Eagle Mines, Ltd.............................. 70 3,952 571 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ --------- ------------ CANADA -- (Continued) Aimia, Inc........................................... 211,202 $ 3,163,536 #Astral Media, Inc. Class A........................... 37,438 1,532,381 *AuRico Gold, Inc..................................... 404,755 3,379,704 #Barrick Gold Corp.................................... 666,135 26,978,468 #Bell Aliant, Inc..................................... 162,757 4,419,494 #Bonavista Energy Corp................................ 2,000 35,865 Cameco Corp. (13321L108)............................. 112,600 2,178,810 Cameco Corp. (2166160)............................... 506,586 9,824,852 Canadian Natural Resources, Ltd. (136385101)......... 297,269 8,977,524 Canadian Natural Resources, Ltd. (2171573)........... 1,668,484 50,284,224 #Canadian Tire Corp. Class A.......................... 214,347 15,336,408 Empire Co., Ltd. Class A............................. 65,500 3,816,215 #Encana Corp.......................................... 851,501 19,182,751 #Enerplus Corp........................................ 384,038 6,171,524 #Ensign Energy Services, Inc.......................... 452,198 6,759,766 Fairfax Financial Holdings, Ltd...................... 54,622 20,263,326 Genworth MI Canada, Inc.............................. 84,524 1,731,525 George Weston, Ltd................................... 132,852 8,624,905 Goldcorp, Inc........................................ 1,677,120 75,816,739 #Husky Energy, Inc.................................... 828,618 22,442,170 IAMGOLD Corp. (2446646).............................. 231,424 3,591,561 IAMGOLD Corp. (450913108)............................ 573,940 8,947,725 Industrial Alliance Insurance & Financial Services, Inc................................................ 168,485 4,613,832 Inmet Mining Corp.................................... 154,478 7,965,574 Kinross Gold Corp.................................... 2,678,826 26,607,213 #Loblaw Cos., Ltd..................................... 221,495 7,677,754 *Lundin Mining Corp................................... 1,008,210 5,249,254 #Magna International, Inc............................. 583,936 25,959,207 #Manulife Financial Corp.............................. 4,587,163 56,676,437 #Methanex Corp........................................ 68,615 2,056,904 Nexen, Inc........................................... 1,739,936 41,549,410 #Pan American Silver Corp. (2669272).................. 131,923 2,894,051 *Pan American Silver Corp. (697900108)................ 118,576 2,608,672 #Pengrowth Energy Corp................................ 669,191 4,013,471 #Penn West Petroleum, Ltd............................. 1,011,032 13,129,497 #PetroBakken Energy, Ltd. Class A..................... 62,100 784,061 *Precision Drilling Corp.............................. 706,616 5,058,628 Progress Energy Resources Corp....................... 394,565 7,948,584 #Progressive Waste Solutions, Ltd..................... 122,391 2,368,779 Quebecor, Inc. Class B............................... 72,190 2,518,247 #*Research In Motion, Ltd. (760975102)................. 354,800 2,813,564 #*Research In Motion, Ltd. (2117265)................... 435,600 3,436,824 *Sears Canada, Inc.................................... 2,159 25,054 #Sun Life Financial, Inc.............................. 1,565,269 38,820,238 Suncor Energy, Inc................................... 3,696,270 124,054,038 #Talisman Energy, Inc................................. 2,251,645 25,520,522 Teck Resources, Ltd. Class A......................... 4,115 138,025 #Teck Resources, Ltd. Class B......................... 1,483,730 47,093,107 #Thomson Reuters Corp................................. 1,832,184 51,585,496 #TransAlta Corp....................................... 602,148 9,598,194 #TransCanada Corp..................................... 776,817 34,977,182 #*Uranium One, Inc..................................... 632,800 1,374,895 Viterra, Inc......................................... 861,686 13,579,913 #West Fraser Timber Co., Ltd.......................... 61,827 3,744,596 Westjet Airlines, Ltd................................ 1,000 18,023 #Yamana Gold, Inc..................................... 1,425,140 28,781,050 ------------ TOTAL CANADA............................................ 908,703,721 ------------ DENMARK -- (1.3%) A.P. Moeller-Maersk A.S. Series A.................... 884 5,857,226 A.P. Moeller-Maersk A.S. Series B.................... 3,855 26,906,551 572 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ --------- ------------ DENMARK -- (Continued) Carlsberg A.S. Series B.............................. 334,440 $ 28,868,235 *Danske Bank A.S...................................... 1,677,313 26,239,359 *FLSmidth & Co. A.S................................... 23,118 1,364,307 H. Lundbeck A.S...................................... 135,698 2,360,716 Rockwool International A.S. Series A................. 62 5,825 Rockwool International A.S. Series B................. 1,631 153,525 TDC A.S.............................................. 991,299 6,834,723 ------------ TOTAL DENMARK........................................... 98,590,467 ------------ FINLAND -- (0.6%) *Kesko Oyj Series A................................... 662 21,190 Kesko Oyj Series B................................... 138,917 4,343,978 #Neste Oil Oyj........................................ 69,191 866,462 #Nokia Oyj............................................ 3,809,609 10,242,044 Sampo Oyj Series A................................... 179,583 5,630,538 Stora Enso Oyj Series R.............................. 1,437,068 9,090,292 Stora Enso Oyj Sponsored ADR......................... 91,500 560,895 UPM-Kymmene Oyj...................................... 1,401,530 15,047,800 #UPM-Kymmene Oyj Sponsored ADR........................ 69,300 731,115 ------------ TOTAL FINLAND........................................... 46,534,314 ------------ FRANCE -- (8.6%) Arkema SA............................................ 161,047 14,695,401 AXA SA............................................... 3,557,776 56,706,072 AXA SA Sponsored ADR................................. 140,900 2,244,537 BNP Paribas SA....................................... 1,230,991 62,480,990 Bollore SA........................................... 22,288 6,609,383 Bouygues SA.......................................... 305,569 7,344,188 Cap Gemini SA........................................ 324,351 13,644,869 Casino Guichard Perrachon SA......................... 142,758 12,461,427 Cie de Saint-Gobain SA............................... 1,039,077 36,601,589 *Cie Generale de Geophysique - Veritas SA............. 304,853 9,924,398 #*Cie Generale de Geophysique - Veritas SA Sponsored ADR............................................... 141,089 4,582,571 Cie Generale des Etablissements Michelin SA Series B. 349,857 30,159,232 Ciments Francais SA.................................. 26,702 1,623,862 CNP Assurances SA.................................... 345,228 4,878,379 *Credit Agricole SA................................... 2,838,495 21,425,480 Eiffage SA........................................... 31,691 1,090,529 Electricite de France SA............................. 498,285 10,544,254 Eramet SA............................................ 5,005 636,472 France Telecom SA.................................... 3,875,091 43,313,653 #GDF Suez SA.......................................... 3,247,974 74,548,265 Groupe Eurotunnel SA................................. 791,479 6,027,446 Lafarge SA........................................... 505,082 29,612,516 Lagardere SCA........................................ 243,906 6,677,753 Natixis SA........................................... 2,034,211 6,676,420 PPR SA............................................... 127,812 22,531,643 Renault SA........................................... 500,585 22,445,589 Rexel SA............................................. 254,866 4,616,121 Sanofi SA............................................ 16,328 1,434,039 #Sanofi SA ADR........................................ 227,976 9,996,748 SCOR SE.............................................. 198,036 5,287,774 *Societe Generale SA.................................. 1,558,512 49,703,998 STMicroelectronics NV................................ 1,542,301 9,083,744 Thales SA............................................ 27,549 969,751 Vallourec SA......................................... 44,398 1,826,371 Vivendi SA........................................... 3,686,124 75,533,481 ------------ TOTAL FRANCE............................................ 667,938,945 ------------ 573 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ --------- ------------ GERMANY -- (7.6%) Allianz SE........................................... 257,741 $ 32,017,814 #Allianz SE Sponsored ADR............................. 2,811,910 35,289,471 Bayerische Motoren Werke AG.......................... 656,221 52,461,937 *Celesio AG........................................... 108,168 2,096,974 *Commerzbank AG....................................... 6,626,325 12,729,635 Daimler AG........................................... 2,088,586 97,838,982 #Deutsche Bank AG (5750355)........................... 1,325,896 60,395,696 #Deutsche Bank AG (D18190898)......................... 420,711 19,230,700 Deutsche Lufthansa AG................................ 464,311 7,103,492 Deutsche Telekom AG.................................. 2,858,403 32,609,921 #Deutsche Telekom AG Sponsored ADR.................... 3,099,741 35,492,034 E.ON AG.............................................. 3,592,972 81,793,916 Fraport AG........................................... 37,336 2,190,998 Hannover Rueckversicherung AG........................ 23,549 1,659,095 #Heidelberger Zement AG............................... 243,824 12,957,197 Merck KGaA........................................... 50,209 6,421,894 Munchener Rueckversicherungs-Gesellschaft AG......... 395,244 63,595,851 #RWE AG............................................... 355,536 16,270,915 SCA Hygiene Products SE.............................. 3,195 1,415,915 Suedzucker AG........................................ 36,201 1,403,326 ThyssenKrupp AG...................................... 368,208 8,390,520 Volkswagen AG........................................ 62,518 12,225,709 ------------ TOTAL GERMANY........................................... 595,591,992 ------------ GREECE -- (0.0%) Coca-Cola Hellenic Bottling Co. S.A.................. 8,492 181,873 Hellenic Petroleum S.A............................... 334,517 2,621,836 *National Bank of Greece S.A.......................... 210,246 492,544 ------------ TOTAL GREECE............................................ 3,296,253 ------------ HONG KONG -- (1.9%) #*Cathay Pacific Airways, Ltd.......................... 2,051,000 3,714,747 Dah Sing Banking Group, Ltd.......................... 18,400 18,241 #*Foxconn International Holdings, Ltd.................. 3,787,000 1,309,012 Great Eagle Holdings, Ltd............................ 860,324 2,539,374 Hang Lung Group, Ltd................................. 116,000 683,394 Henderson Land Development Co., Ltd.................. 3,364,064 23,221,252 Hong Kong & Shanghai Hotels, Ltd..................... 1,903,131 2,509,825 Hopewell Holdings, Ltd............................... 1,244,169 4,488,617 #Hutchison Whampoa, Ltd............................... 5,618,000 55,108,769 Hysan Development Co., Ltd........................... 766,285 3,400,054 Kowloon Development Co., Ltd......................... 313,000 359,213 New World Development Co., Ltd....................... 8,542,100 13,142,723 Orient Overseas International, Ltd................... 488,000 3,085,036 Wharf Holdings, Ltd.................................. 2,944,990 20,136,610 Wheelock & Co., Ltd.................................. 3,482,000 15,255,432 ------------ TOTAL HONG KONG......................................... 148,972,299 ------------ IRELAND -- (0.2%) CRH P.L.C............................................ 590,083 10,983,571 CRH P.L.C. Sponsored ADR............................. 259,888 4,846,911 *Governor & Co. of the Bank of Ireland P.L.C. (The)... 157,165 18,565 ------------ TOTAL IRELAND........................................... 15,849,047 ------------ ISRAEL -- (0.6%) *Bank Hapoalim B.M.................................... 2,961,906 11,652,405 *Bank Leumi Le-Israel B.M............................. 2,937,459 9,468,190 Bezeq Israeli Telecommunication Corp., Ltd........... 2,928,603 3,567,884 Elbit Systems, Ltd................................... 34,203 1,204,194 Israel Chemicals, Ltd................................ 904,178 11,311,829 574 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ---------- ----------- ISRAEL -- (Continued) *Israel Discount Bank, Ltd. Series A.................. 381,656 $ 538,384 *Mellanox Technologies, Ltd........................... 23,772 1,794,012 *NICE Systems, Ltd.................................... 11,443 382,227 *NICE Systems, Ltd. Sponsored ADR..................... 160,983 5,360,734 *Oil Refineries, Ltd.................................. 613,622 295,463 Paz Oil Co., Ltd..................................... 321 42,300 *Strauss Group, Ltd................................... 17,492 197,723 ----------- TOTAL ISRAEL............................................ 45,815,345 ----------- ITALY -- (1.3%) #*Banca Monte Dei Paschi di Siena SpA.................. 11,927,018 3,296,991 *Banco Popolare Scarl................................. 2,933,385 4,681,014 #*Fiat SpA............................................. 1,512,718 7,403,205 #*Finmeccanica SpA..................................... 995,867 4,938,900 Intesa Sanpaolo SpA.................................. 16,289,288 26,240,185 Parmalat SpA......................................... 602,705 1,365,934 Telecom Italia SpA................................... 5,476,933 5,053,075 #Telecom Italia SpA Sponsored ADR..................... 1,874,500 17,226,655 *UniCredit SpA........................................ 5,298,670 23,436,805 Unione di Banche Italiane ScpA....................... 1,552,315 6,114,863 ----------- TOTAL ITALY............................................. 99,757,627 ----------- JAPAN -- (16.2%) 77 Bank, Ltd. (The).................................. 737,372 2,808,022 #Aeon Co., Ltd........................................ 1,886,800 20,578,442 Aisin Seiki Co., Ltd................................. 66,100 1,930,406 Ajinomoto Co., Inc................................... 851,000 12,993,006 Alfresa Holdings Corp................................ 85,700 3,874,326 Amada Co., Ltd....................................... 821,000 4,168,786 Aoyama Trading Co., Ltd.............................. 1,000 19,762 Aozora Bank, Ltd..................................... 631,000 1,779,431 Asahi Glass Co., Ltd................................. 1,871,000 12,718,755 Asahi Kasei Corp..................................... 2,342,000 12,883,937 Asatsu-DK, Inc....................................... 32,500 746,728 #Autobacs Seven Co., Ltd.............................. 71,600 2,938,187 Awa Bank, Ltd. (The)................................. 65,600 392,087 #Bank of Kyoto, Ltd. (The)............................ 709,400 6,097,477 Bank of Yokohama, Ltd. (The)......................... 1,220,000 5,614,500 Canon Marketing Japan, Inc........................... 124,900 1,820,353 #Casio Computer Co., Ltd.............................. 157,200 1,202,970 Chiba Bank, Ltd. (The)............................... 980,000 5,724,342 Chugoku Bank, Ltd. (The)............................. 391,800 5,392,149 Citizen Holdings Co., Ltd............................ 511,000 2,593,456 Coca-Cola West Co., Ltd.............................. 109,007 1,671,087 COMSYS Holdings Corp................................. 151,700 2,016,626 Cosmo Oil Co., Ltd................................... 1,212,364 2,156,340 #Dai Nippon Printing Co., Ltd......................... 1,815,000 12,861,180 Daicel Corp.......................................... 515,000 3,092,002 Daido Steel Co., Ltd................................. 324,000 1,405,095 Dainippon Sumitomo Pharma Co., Ltd................... 309,400 3,558,654 #Daiwa Securities Group, Inc.......................... 2,988,000 11,919,617 #Denki Kagaku Kogyo K.K............................... 227,000 700,915 Ebara Corp........................................... 239,000 937,272 Fuji Heavy Industries, Ltd........................... 925,000 8,917,096 Fuji Media Holdings, Inc............................. 1,128 1,670,532 #FUJIFILM Holdings Corp............................... 1,327,000 22,400,263 Fujitsu, Ltd......................................... 1,291,000 4,966,932 Fukuoka Financial Group, Inc......................... 1,800,000 7,039,045 #Fukuyama Transporting Co., Ltd....................... 71,000 372,694 Glory, Ltd........................................... 119,600 2,902,717 Gunma Bank, Ltd. (The)............................... 921,397 4,445,198 575 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) H2O Retailing Corp................................... 198,000 $ 2,036,742 Hachijuni Bank, Ltd. (The)........................... 993,231 5,130,839 Hakuhodo DY Holdings, Inc............................ 39,920 2,392,349 Hankyu Hanshin Holdings, Inc......................... 582,000 3,221,885 Higo Bank, Ltd. (The)................................ 282,000 1,664,186 Hiroshima Bank, Ltd. (The)........................... 300,000 1,067,154 Hitachi Capital Corp................................. 105,100 2,018,399 Hitachi High-Technologies Corp....................... 139,900 3,066,025 Hitachi Transport System, Ltd........................ 94,400 1,417,030 Hokuhoku Financial Group, Inc........................ 2,620,000 4,165,631 House Foods Corp..................................... 148,300 2,393,476 Ibiden Co., Ltd...................................... 174,900 2,205,602 Idemitsu Kosan Co., Ltd.............................. 51,124 4,400,079 Inpex Corp........................................... 4,265 24,297,137 Isetan Mitsukoshi Holdings, Ltd...................... 884,200 8,655,060 ITOCHU Corp.......................................... 183,800 1,839,757 Iyo Bank, Ltd. (The)................................. 551,000 4,260,197 J. Front Retailing Co., Ltd.......................... 1,136,000 5,907,421 JFE Holdings, Inc.................................... 882,500 12,455,549 Joyo Bank, Ltd. (The)................................ 1,376,000 6,659,184 JTEKT Corp........................................... 463,200 3,478,435 JX Holdings, Inc..................................... 5,553,333 29,577,407 Kagoshima Bank, Ltd. (The)........................... 358,143 2,283,372 Kajima Corp.......................................... 1,544,000 4,276,080 Kamigumi Co., Ltd.................................... 519,000 4,185,743 Kaneka Corp.......................................... 653,542 3,188,164 Keiyo Bank, Ltd. (The)............................... 418,000 1,832,515 Kewpie Corp.......................................... 99,900 1,649,915 Kinden Corp.......................................... 285,000 1,784,370 Kirin Holdings Co., Ltd.............................. 134,000 1,682,119 *Kobe Steel, Ltd...................................... 3,785,000 3,322,688 Konica Minolta Holdings, Inc......................... 721,000 4,796,721 Kyocera Corp......................................... 308,700 27,152,832 Kyocera Corp. Sponsored ADR.......................... 13,600 1,207,680 Kyowa Hakko Kirin Co., Ltd........................... 571,000 6,077,858 LIXIL Group Corp..................................... 371,200 8,206,589 #Mabuchi Motor Co., Ltd............................... 36,100 1,529,804 Marui Group Co., Ltd................................. 542,642 3,903,452 Maruichi Steel Tube, Ltd............................. 104,400 2,171,065 *Mazda Motor Corp..................................... 3,005,000 3,584,132 Medipal Holdings Corp................................ 339,800 4,327,508 MEIJI Holdings Co., Ltd.............................. 135,895 6,217,754 Mitsubishi Chemical Holdings Corp.................... 3,885,000 15,386,810 Mitsubishi Corp...................................... 2,732,000 48,774,242 Mitsubishi Gas Chemical Co., Inc..................... 948,000 4,683,874 Mitsubishi Heavy Industries, Ltd..................... 7,830,000 32,980,614 #Mitsubishi Logistics Corp............................ 236,000 3,043,600 Mitsubishi Materials Corp............................ 2,533,000 7,364,688 Mitsubishi Tanabe Pharma Corp........................ 400,000 5,765,856 Mitsubishi UFJ Financial Group, Inc.................. 18,834,406 85,206,251 Mitsubishi UFJ Financial Group, Inc. ADR............. 4,781,372 21,468,360 Mitsui & Co., Ltd.................................... 2,990,300 42,148,944 Mitsui & Co., Ltd. Sponsored ADR..................... 11,723 3,298,501 #Mitsui Chemicals, Inc................................ 1,861,800 3,848,788 *Mitsui Mining & Smelting Co., Ltd.................... 69,030 146,127 Mitsui O.S.K. Lines, Ltd............................. 983,000 2,356,182 Mizuho Financial Group, Inc.......................... 293,760 459,640 #Mizuho Financial Group, Inc. ADR..................... 285,159 886,845 MS&AD Insurance Group Holdings, Inc.................. 715,053 12,126,438 Nagase & Co., Ltd.................................... 235,889 2,516,366 Nanto Bank, Ltd. (The)............................... 319,000 1,626,587 576 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ---------- ----------- JAPAN -- (Continued) *NEC Corp............................................. 5,425,101 $10,405,622 Nippon Electric Glass Co., Ltd....................... 554,000 2,819,672 Nippon Express Co., Ltd.............................. 1,952,238 7,144,180 Nippon Meat Packers, Inc............................. 429,536 5,330,591 #Nippon Paper Group, Inc.............................. 231,700 2,649,826 Nippon Shokubai Co., Ltd............................. 234,000 2,295,066 #Nippon Steel & Sumitomo Metal Corp................... 13,103,940 28,924,615 Nippon Television Network Corp....................... 123,800 1,601,250 #Nippon Yusen K.K..................................... 3,032,000 5,779,407 Nishi-Nippon Bank, Ltd............................... 1,412,569 3,220,972 Nissan Shatai Co., Ltd............................... 216,000 2,363,606 Nisshin Seifun Group, Inc............................ 394,500 4,929,833 *Nisshin Steel Holdings Co., Ltd...................... 143,100 948,264 Nisshinbo Holdings, Inc.............................. 305,000 1,995,333 NKSJ Holdings, Inc................................... 60,350 1,100,153 NOK Corp............................................. 82,320 1,320,694 Nomura Holdings, Inc................................. 7,245,200 26,190,347 Nomura Real Estate Holdings, Inc..................... 45,600 818,510 Obayashi Corp........................................ 1,650,682 7,384,582 #Oji Holdings Corp.................................... 1,997,000 5,856,001 Onward Holdings Co., Ltd............................. 278,000 2,058,453 #Panasonic Corp....................................... 4,044,917 24,534,694 #Panasonic Corp. Sponsored ADR........................ 302,421 1,672,388 #*Renesas Electronics Corp............................. 121,800 451,101 Rengo Co., Ltd....................................... 421,000 1,840,088 #Ricoh Co., Ltd....................................... 1,666,000 13,942,569 Rohm Co., Ltd........................................ 230,500 7,444,291 Sankyo Co., Ltd...................................... 74,800 3,388,913 #SBI Holdings, Inc.................................... 458,200 3,208,757 Seino Holdings Co., Ltd.............................. 295,000 1,700,915 Sekisui Chemical Co., Ltd............................ 736,000 6,044,505 Sekisui House, Ltd................................... 1,354,000 13,844,609 Seven & I Holdings Co., Ltd.......................... 145,300 4,480,967 #Sharp Corp........................................... 2,998,000 6,467,524 Shiga Bank, Ltd...................................... 451,185 2,951,414 Shimizu Corp......................................... 1,371,000 4,586,714 Shinsei Bank, Ltd.................................... 2,164,000 3,172,640 Shizuoka Bank, Ltd................................... 785,000 8,028,966 #Showa Denko K.K...................................... 1,456,000 2,227,186 Showa Shell Sekiyu K.K............................... 224,000 1,247,052 SKY Perfect JSAT Holdings, Inc....................... 3,029 1,384,042 Sohgo Security Services Co., Ltd..................... 82,600 1,160,760 Sojitz Corp.......................................... 2,593,100 3,219,064 Sony Corp............................................ 768,200 9,095,791 #Sony Corp. Sponsored ADR............................. 1,801,665 21,151,547 Sumitomo Bakelite Co., Ltd........................... 347,000 1,238,527 #Sumitomo Chemical Co., Ltd........................... 2,006,000 5,637,414 Sumitomo Corp........................................ 3,241,900 44,196,159 Sumitomo Electric Industries, Ltd.................... 2,606,700 28,042,086 Sumitomo Forestry Co., Ltd........................... 161,400 1,444,387 Sumitomo Heavy Industries, Ltd....................... 297,000 1,064,798 Sumitomo Metal Mining Co., Ltd....................... 414,000 5,452,311 Sumitomo Mitsui Financial Group, Inc................. 872,600 26,664,042 #Sumitomo Mitsui Trust Holdings, Inc.................. 5,755,629 17,467,194 Suzuken Co., Ltd..................................... 149,300 4,712,907 Suzuki Motor Corp.................................... 519,200 11,774,850 Taisei Corp.......................................... 2,110,703 5,819,584 Taisho Pharmaceutical Holdings Co., Ltd.............. 59,299 4,789,034 Takashimaya Co., Ltd................................. 615,634 4,049,228 #TDK Corp............................................. 173,300 6,516,763 #Teijin, Ltd.......................................... 1,535,450 3,521,280 577 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ --------- -------------- JAPAN -- (Continued) Tokai Rika Co., Ltd................................ 61,200 $ 768,068 Tokyo Broadcasting System, Inc..................... 85,300 829,438 *Tokyo Tatemono Co., Ltd............................ 442,000 1,819,140 Toppan Printing Co., Ltd........................... 1,312,000 7,582,923 #Tosoh Corp......................................... 1,044,000 2,043,756 Toyo Seikan Kaisha, Ltd............................ 346,349 3,682,148 Toyobo Co., Ltd.................................... 664,000 731,771 Toyoda Gosei Co., Ltd.............................. 13,800 271,765 Toyota Motor Corp.................................. 175,379 6,762,117 #Toyota Motor Corp. Sponsored ADR................... 614,188 47,581,144 Toyota Tsusho Corp................................. 434,400 9,488,496 #UNY Co., Ltd....................................... 393,050 2,796,995 Wacoal Corp........................................ 179,000 2,013,900 #*Yamada Denki Co., Ltd.............................. 96,810 4,199,778 Yamaguchi Financial Group, Inc..................... 492,148 4,077,645 Yamaha Corp........................................ 327,300 2,941,243 #Yamato Kogyo Co., Ltd.............................. 82,600 2,320,178 Yamazaki Baking Co., Ltd........................... 128,000 1,538,417 Yokohama Rubber Co., Ltd........................... 13,000 91,377 -------------- TOTAL JAPAN........................................... 1,265,403,342 -------------- NETHERLANDS -- (2.7%) Aegon NV........................................... 3,831,576 21,428,566 Akzo Nobel NV...................................... 444,472 24,191,645 ArcelorMittal NV................................... 2,446,831 36,174,996 *ING Groep NV....................................... 4,933,987 43,903,032 #*ING Groep NV Sponsored ADR......................... 1,273,519 11,283,378 Koninklijke DSM NV................................. 452,418 23,264,983 Koninklijke Philips Electronics NV................. 2,042,653 51,160,127 Philips Electronics NV ADR......................... 144,736 3,629,979 -------------- TOTAL NETHERLANDS..................................... 215,036,706 -------------- NEW ZEALAND -- (0.1%) Auckland International Airport, Ltd................ 138,487 305,483 Contact Energy, Ltd................................ 1,292,916 5,887,475 Fletcher Building, Ltd............................. 6,732 38,938 -------------- TOTAL NEW ZEALAND..................................... 6,231,896 -------------- NORWAY -- (1.2%) Aker ASA Series A.................................. 72,828 2,571,509 Cermaq ASA......................................... 27,247 372,865 DNB ASA............................................ 1,512,837 18,912,900 *Marine Harvest ASA................................. 7,530,562 5,908,627 Norsk Hydro ASA.................................... 3,357,025 15,113,416 Norsk Hydro ASA Sponsored ADR...................... 59,900 258,768 Orkla ASA.......................................... 2,797,062 22,157,276 Petroleum Geo-Services ASA......................... 400,136 6,914,159 Stolt-Nielsen, Ltd................................. 8,425 154,462 *Storebrand ASA..................................... 1,082,306 5,446,559 Subsea 7 SA........................................ 590,207 12,938,550 *Veripos, Inc....................................... 54,011 156,071 Wilh Wilhelmsen Holding ASA........................ 212 4,767 Yara International ASA............................. 25,801 1,215,973 -------------- TOTAL NORWAY.......................................... 92,125,902 -------------- PORTUGAL -- (0.1%) *Banco Espirito Santo SA............................ 2,631,973 2,561,546 Cimpor Cimentos de Portugal SA..................... 139,544 623,407 *EDP Renovaveis SA.................................. 515,052 2,453,224 578 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ---------- ------------ PORTUGAL -- (Continued) Portugal Telecom SA................................. 525,319 $ 2,641,719 ------------ TOTAL PORTUGAL......................................... 8,279,896 ------------ SINGAPORE -- (1.0%) CapitaLand, Ltd..................................... 5,036,000 13,411,619 CapitaMalls Asia, Ltd............................... 1,863,000 2,811,294 DBS Group Holdings, Ltd............................. 1,185,831 13,466,807 Fraser & Neave, Ltd................................. 724,450 5,427,666 Golden Agri-Resources, Ltd.......................... 13,990,000 7,145,200 *Indofood Agri Resources, Ltd........................ 198,000 203,732 Keppel Land, Ltd.................................... 781,000 2,163,370 #*Neptune Orient Lines, Ltd........................... 1,228,004 1,162,253 *Noble Group, Ltd.................................... 2,997,000 3,199,976 #Overseas Union Enterprise, Ltd...................... 405,000 878,109 Singapore Airlines, Ltd............................. 1,585,600 13,741,718 Singapore Land, Ltd................................. 532,000 2,988,245 #United Industrial Corp., Ltd........................ 2,152,000 4,917,753 UOL Group, Ltd...................................... 1,376,600 6,369,561 Venture Corp., Ltd.................................. 307,000 1,921,562 Wheelock Properties, Ltd............................ 870,000 1,290,754 ------------ TOTAL SINGAPORE........................................ 81,099,619 ------------ SPAIN -- (1.9%) #Acciona SA.......................................... 114,419 7,032,865 #Banco Bilbao Vizcaya Argentaria SA.................. 668,228 5,583,652 #*Banco de Sabadell SA................................ 5,239,933 12,777,234 Banco Espanol de Credito SA......................... 392,975 1,438,533 #Banco Popular Espanol SA............................ 4,288,643 6,706,472 Banco Santander SA.................................. 7,903,716 59,508,435 Banco Santander SA Sponsored ADR.................... 1,384,686 10,329,758 #CaixaBank SA........................................ 2,838,816 10,781,310 Gas Natural SDG SA.................................. 928,566 14,426,758 Iberdrola SA........................................ 1,285,750 6,658,812 Repsol SA........................................... 505,218 10,124,906 ------------ TOTAL SPAIN............................................ 145,368,735 ------------ SWEDEN -- (2.9%) Boliden AB.......................................... 612,180 10,727,659 Holmen AB Series A.................................. 6,300 184,927 Meda AB Series A.................................... 280,396 2,872,667 Nordea Bank AB...................................... 5,366,449 48,779,174 Skandinaviska Enskilda Banken AB Series A........... 3,481,813 28,891,356 Skandinaviska Enskilda Banken AB Series C........... 16,918 133,137 SSAB AB Series A.................................... 51,620 369,794 Svenska Cellulosa AB Series A....................... 66,476 1,307,031 Svenska Cellulosa AB Series B....................... 1,586,671 30,934,064 Swedbank AB Series A................................ 1,086,067 20,173,140 Tele2 AB Series B................................... 18,381 306,831 Telefonaktiebolaget LM Ericsson AB Series A......... 27,246 233,719 Telefonaktiebolaget LM Ericsson AB Series B......... 4,713,081 41,753,549 #Telefonaktiebolaget LM Ericsson AB Sponsored ADR.... 952,162 8,464,720 TeliaSonera AB...................................... 3,717,354 24,438,753 Volvo AB Series A................................... 281,193 3,786,038 ------------ TOTAL SWEDEN........................................... 223,356,559 ------------ SWITZERLAND -- (5.7%) *ABB, Ltd............................................ 1,234,095 22,287,665 Adecco SA........................................... 358,259 17,372,851 #Alpiq Holding AG.................................... 1,593 259,954 Aryzta AG........................................... 163,797 8,182,891 579 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ---------- ------------ SWITZERLAND -- (Continued) Baloise Holding AG................................ 200,163 $ 16,706,798 Banque Cantonale Vaudoise AG...................... 732 388,175 #Clariant AG....................................... 429,492 4,602,431 Credit Suisse Group AG............................ 1,314,363 30,565,985 Credit Suisse Group AG Sponsored ADR.............. 838,229 19,564,265 Givaudan SA....................................... 14,257 14,261,106 Holcim, Ltd....................................... 887,877 60,594,265 Lonza Group AG.................................... 7,458 378,256 Novartis AG....................................... 16,632 1,002,919 Novartis AG ADR................................... 506,359 30,614,465 PSP Swiss Property AG............................. 77,670 7,132,956 St. Galler Kantonalbank AG........................ 2,834 1,162,008 Sulzer AG......................................... 44,989 6,523,720 Swiss Life Holding AG............................. 123,557 15,603,658 Swiss Re, Ltd..................................... 1,108,107 76,678,078 UBS AG............................................ 3,833,535 57,516,804 Zurich Insurance Group AG......................... 221,361 54,569,851 ------------ TOTAL SWITZERLAND.................................... 445,969,101 ------------ UNITED KINGDOM -- (20.6%)............................ Anglo American P.L.C.............................. 1,002,219 30,882,863 Associated British Foods P.L.C.................... 426,591 9,546,557 Aviva P.L.C....................................... 8,175,916 43,785,601 Barclays P.L.C.................................... 11,591,752 42,863,545 #Barclays P.L.C. Sponsored ADR..................... 4,327,157 64,041,924 BP P.L.C.......................................... 1,395,752 9,967,984 BP P.L.C. Sponsored ADR........................... 5,338,016 228,947,506 Carnival P.L.C.................................... 658,867 26,244,512 #Carnival P.L.C. ADR............................... 241,674 9,553,373 Eurasian Natural Resources Corp. P.L.C............ 404,841 2,146,111 Evraz P.L.C....................................... 525,138 2,003,719 HSBC Holdings P.L.C............................... 724,498 7,143,090 #HSBC Holdings P.L.C. Sponsored ADR................ 1,453,812 71,760,160 *International Consolidated Airlines Group SA...... 3,847,175 10,029,325 Investec P.L.C.................................... 1,195,168 7,048,073 John Wood Group P.L.C............................. 97,712 1,343,029 Kazakhmys P.L.C................................... 690,345 7,920,547 Kingfisher P.L.C.................................. 10,285,817 48,158,694 Legal & General Group P.L.C....................... 1,085,509 2,353,101 *Lloyds Banking Group P.L.C........................ 76,981,994 50,693,260 *Lloyds Banking Group P.L.C. Sponsored ADR......... 2,857,128 7,485,675 Mondi P.L.C....................................... 1,450,865 15,993,614 Old Mutual P.L.C.................................. 13,164,620 36,643,450 Pearson P.L.C. Sponsored ADR...................... 1,619,661 32,555,186 Resolution, Ltd................................... 3,422,696 12,067,276 Rexam P.L.C....................................... 4,056,789 29,292,674 *Royal Bank of Scotland Group P.L.C................ 3,500,216 15,628,912 #*Royal Bank of Scotland Group P.L.C. Sponsored ADR. 377,000 3,370,380 Royal Dutch Shell P.L.C. ADR...................... 3,323,210 234,718,322 Royal Dutch Shell P.L.C. Series A................. 9,655 331,292 Royal Dutch Shell P.L.C. Series B................. 255,146 9,025,204 RSA Insurance Group P.L.C......................... 4,956,241 8,996,370 Sainsbury (J.) P.L.C.............................. 5,529,939 31,706,793 *Travis Perkins P.L.C.............................. 38,182 667,231 #Vedanta Resources P.L.C........................... 189,404 3,480,148 Vodafone Group P.L.C.............................. 34,976,333 94,983,682 Vodafone Group P.L.C. Sponsored ADR............... 8,116,661 220,935,512 William Morrison Supermarkets P.L.C............... 8,127,143 35,188,788 Wolseley P.L.C.................................... 505,787 22,172,536 WPP P.L.C......................................... 2,251,996 29,107,901 WPP P.L.C. Sponsored ADR.......................... 38,003 2,456,514 580 THE DFA INTERNATIONAL VALUE SERIES CONTINUED Shares Value++ ----------- -------------- UNITED KINGDOM -- (Continued) Xstrata P.L.C.................................... 5,211,952 $ 82,565,149 -------------- TOTAL UNITED KINGDOM................................ 1,605,805,583 -------------- TOTAL COMMON STOCKS................................. 7,168,262,828 -------------- PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%) Porsche Automobil Holding SE..................... 334,085 22,268,022 -------------- RIGHTS/WARRANTS -- (0.0%) SPAIN -- (0.0%) *Banco Bilbao Vizcaya Argentaria SA Tradeable Coupons......................................... 28 3 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (7.8%) (S)@DFA Short Term Investment Fund.................. 52,722,558 610,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,715,506) to be repurchased at $1,681,885.... $ 1,682 1,681,868 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 611,681,868 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $7,402,475,403)........................... $7,802,212,721 ============== 581 THE JAPANESE SMALL COMPANY SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- ---------- COMMON STOCKS -- (88.0%) Consumer Discretionary -- (19.8%)........................... Accordia Golf Co., Ltd................................... 5,176 $3,683,799 Aeon Fantasy Co., Ltd.................................... 57,832 774,747 Ahresty Corp............................................. 74,500 297,933 Aigan Co., Ltd........................................... 96,200 374,809 Aisan Industry Co., Ltd.................................. 168,600 1,282,820 #Akebono Brake Industry Co., Ltd.......................... 362,300 1,561,513 #Alpen Co., Ltd........................................... 83,400 1,530,047 Alpha Corp............................................... 30,400 335,696 Alpine Electronics, Inc.................................. 217,400 1,889,487 Amiyaki Tei Co., Ltd..................................... 235 581,471 Amuse, Inc............................................... 31,699 607,817 #*Anrakutei Co., Ltd....................................... 47,000 234,815 AOI Pro, Inc............................................. 39,000 264,548 AOKI Holdings, Inc....................................... 97,100 2,158,533 Aoyama Trading Co., Ltd.................................. 295,800 5,845,699 *Arata Corp............................................... 48,000 196,562 Arcland Sakamoto Co., Ltd................................ 58,400 846,493 Arnest One Corp.......................................... 216,200 3,207,510 #Asahi Co., Ltd........................................... 65,600 986,852 Asatsu-DK, Inc........................................... 135,800 3,120,174 *Ashimori Industry Co., Ltd............................... 319,000 408,698 ASKUL Corp............................................... 96,100 1,443,780 Asti Corp................................................ 46,000 114,063 #Atom Corp................................................ 181,200 917,238 Atsugi Co., Ltd.......................................... 784,000 894,066 #Autobacs Seven Co., Ltd.................................. 89,900 3,689,148 Avex Group Holdings, Inc................................. 160,000 3,164,325 Belluna Co., Ltd......................................... 36,950 274,184 Best Bridal, Inc......................................... 104 115,131 *Best Denki Co., Ltd...................................... 304,500 424,012 #Bic Camera, Inc.......................................... 3,323 1,623,533 Bookoff Corp............................................. 43,300 356,990 Calsonic Kansei Corp..................................... 739,000 2,986,791 #Can Do Co., Ltd.......................................... 551 750,686 *Carchs Holdings Co., Ltd................................. 707,200 309,981 #Central Sports Co., Ltd.................................. 8,800 125,875 Chiyoda Co., Ltd......................................... 121,500 3,475,556 Chofu Seisakusho Co., Ltd................................ 88,800 2,043,009 #Chori Co., Ltd........................................... 69,200 756,247 Chuo Spring Co., Ltd..................................... 202,000 689,444 #*Clarion Co., Ltd......................................... 591,000 924,125 Cleanup Corp............................................. 131,900 864,999 Colowide Co., Ltd........................................ 148,950 1,319,029 Corona Corp.............................................. 76,200 939,114 #Cross Plus, Inc.......................................... 22,000 225,967 #Daido Metal Co., Ltd..................................... 144,000 985,459 #Daidoh, Ltd.............................................. 119,400 681,800 #*Daiei, Inc. (The)........................................ 521,250 986,421 *Daiichikosho Co., Ltd.................................... 61,400 1,519,128 #Daikoku Denki Co., Ltd................................... 38,700 979,785 Daimaruenawin Co., Ltd................................... 400 3,281 Dainichi Co., Ltd........................................ 54,900 540,030 #Daisyo Corp.............................................. 54,300 682,030 #DCM Holdings Co., Ltd.................................... 435,600 2,968,047 Descente, Ltd............................................ 232,000 1,357,791 #Doshisha Co., Ltd........................................ 55,400 1,541,893 Doutor Nichires Holdings Co., Ltd........................ 143,886 1,811,111 Dunlop Sports Co., Ltd................................... 46,700 595,304 582 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Consumer Discretionary -- (Continued)..................... Dynic Corp............................................. 128,000 $ 243,748 Eagle Industry Co., Ltd................................ 119,000 744,548 #Edion Corp............................................. 376,200 1,607,800 Exedy Corp............................................. 146,700 2,867,539 F&A Aqua Holdings, Inc................................. 70,220 830,362 #FCC Co., Ltd........................................... 152,200 2,733,458 #Fields Corp............................................ 31,100 447,904 Fine Sinter Co., Ltd................................... 49,000 150,735 *First Juken Co., Ltd................................... 8,300 87,210 Foster Electric Co., Ltd............................... 111,200 1,619,134 France Bed Holdings Co., Ltd........................... 687,000 1,456,733 Freesia Macross Corp................................... 252,000 37,898 #F-Tech, Inc............................................ 29,000 455,478 #Fuji Co., Ltd.......................................... 97,000 2,045,978 Fuji Corp, Ltd......................................... 111,800 601,557 #*Fuji Kiko Co., Ltd..................................... 148,000 458,338 Fuji Kyuko Co., Ltd.................................... 306,000 1,916,643 Fuji Oozx, Inc......................................... 6,000 22,754 #Fujibo Holdings, Inc................................... 429,000 1,772,678 Fujikura Rubber, Ltd................................... 72,900 241,312 #Fujita Kanko, Inc...................................... 383,100 1,237,050 Fujitsu General, Ltd................................... 285,000 2,474,641 FuKoKu Co., Ltd........................................ 13,200 115,275 Funai Electric Co., Ltd................................ 84,200 1,137,760 #Furukawa Battery Co., Ltd.............................. 71,000 305,245 #*Futaba Industrial Co., Ltd............................. 257,900 969,460 G-7 Holdings, Inc...................................... 29,200 149,271 *Gajoen Kanko Co........................................ 37,000 -- Gakken Holdings Co., Ltd............................... 322,000 883,159 Genki Sushi Co., Ltd................................... 19,600 255,182 #Geo Holdings Corp...................................... 1,509 1,696,041 GLOBERIDE, Inc......................................... 476,000 650,582 #Goldwin, Inc........................................... 180,000 1,102,888 #*Gourmet Kineya Co., Ltd................................ 87,000 568,808 GSI Creos Corp......................................... 239,000 323,172 #G-Tekt Corp............................................ 17,600 335,050 #Gulliver International Co., Ltd........................ 28,270 1,082,428 Gunze, Ltd............................................. 878,000 2,198,841 #H.I.S. Co., Ltd........................................ 101,800 3,076,945 #Hagihara Industries, Inc............................... 4,300 66,383 *HAJIME CONSTRUCTION Co., Ltd........................... 34,400 1,084,271 Hakuyosha Co., Ltd..................................... 86,000 225,369 #Happinet Corp.......................................... 73,400 618,892 Hard Off Corp Co., Ltd................................. 33,200 230,377 Haruyama Trading Co., Ltd.............................. 47,900 237,940 *Haseko Corp............................................ 6,870,500 4,385,674 Hiday Hidaka Corp...................................... 37,120 606,360 #*Higashi Nihon House Co., Ltd........................... 172,000 618,760 *HI-LEX Corp............................................ 9,700 144,283 #Himaraya Co., Ltd...................................... 35,900 298,931 Hiramatsu, Inc......................................... 178 159,854 H-One Co., Ltd......................................... 26,100 203,320 #Honeys Co., Ltd........................................ 81,930 1,305,432 #Hoosiers Corp.......................................... 1,227 948,127 I Metal Technology Co., Ltd............................ 142,000 218,482 #Ichibanya Co., Ltd..................................... 33,700 1,082,054 Ichikawa Co., Ltd...................................... 63,000 118,262 #*Ichikoh Industries, Ltd................................ 285,000 400,955 Ikyu Corp.............................................. 731 376,784 Imasen Electric Industrial Co., Ltd.................... 65,000 754,625 Imperial Hotel, Ltd.................................... 11,500 303,697 583 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Consumer Discretionary -- (Continued) Impress Holdings, Inc.................................. 41,800 $ 66,067 Intage, Inc............................................ 22,900 472,948 *Izuhakone Railway Co., Ltd............................. 300 20,293 #*Izutsuya Co., Ltd...................................... 375,000 230,085 *Janome Sewing Machine Co., Ltd......................... 880,000 628,410 Japan Vilene Co., Ltd.................................. 145,000 615,834 Japan Wool Textile Co., Ltd. (The)..................... 310,000 2,128,302 Jidosha Buhin Kogyo Co., Ltd........................... 79,000 247,284 *Joban Kosan Co., Ltd................................... 189,000 258,089 #Joshin Denki Co., Ltd.................................. 205,000 2,244,853 #JVC Kenwood Holdings, Inc.............................. 809,630 2,873,783 #Kadokawa Group Holdings, Inc........................... 88,600 2,723,555 #Kappa Create Holdings Co., Ltd......................... 63,450 1,367,426 Kasai Kogyo Co., Ltd................................... 122,000 496,309 #Kawai Musical Instruments Manufacturing Co., Ltd....... 384,000 803,679 #Keihin Corp............................................ 204,700 2,471,293 #Keiyo Co., Ltd......................................... 175,100 934,315 Kentucky Fried Chicken Japan, Ltd...................... 78,000 1,996,874 Kimoto Co., Ltd........................................ 77,300 412,897 #*Kinki Nippon Tourist Co., Ltd.......................... 300,000 360,653 #Kinugawa Rubber Industrial Co., Ltd.................... 233,000 1,362,811 #Kisoji Co., Ltd........................................ 81,900 1,679,727 #Kohnan Shoji Co., Ltd.................................. 139,700 1,691,587 #Kojima Co., Ltd........................................ 145,700 509,219 Komatsu Seiren Co., Ltd................................ 146,000 676,890 Komeri Co., Ltd........................................ 146,000 3,523,839 #Konaka Co., Ltd........................................ 116,660 1,152,199 *Koshidaka Holdings Co., Ltd............................ 5,500 150,850 #Kourakuen Corp......................................... 31,600 459,897 *K's Holdings Corp...................................... 400 10,697 KU Holdings Co., Ltd................................... 68,200 383,774 #Kura Corp.............................................. 55,400 771,880 Kurabo Industries, Ltd................................. 1,090,000 1,679,797 Kuraudia Co., Ltd...................................... 5,700 71,276 Kuroganeya Co., Ltd.................................... 11,100 43,505 #KYB Co., Ltd........................................... 733,000 2,638,094 Kyoritsu Maintenance Co., Ltd.......................... 52,560 1,124,971 Kyoto Kimono Yuzen Co., Ltd............................ 57,300 692,785 #*Laox Co., Ltd.......................................... 322,000 96,759 LEC, Inc............................................... 24,200 302,420 #Look, Inc.............................................. 184,000 906,249 Mamiya-Op Co., Ltd..................................... 285,000 528,447 #Marche Corp............................................ 23,000 208,322 Mars Engineering Corp.................................. 45,700 1,088,816 #*Maruei Department Store Co., Ltd....................... 142,000 145,917 *Maruzen CHI Holdings Co., Ltd.......................... 11,800 32,691 Maruzen Co., Ltd....................................... 46,000 320,588 #*Matsuya Co., Ltd....................................... 139,800 1,466,299 Matsuya Foods Co., Ltd................................. 47,300 856,811 #Megane TOP Co., Ltd.................................... 141,300 1,625,929 #Meiko Network Japan Co., Ltd........................... 47,100 477,884 Meiwa Estate Co., Ltd.................................. 23,500 104,032 Meiwa Industry Co., Ltd................................ 7,000 14,064 Mikuni Corp............................................ 108,000 224,646 Misawa Homes Co., Ltd.................................. 109,100 1,604,945 Mitsuba Corp........................................... 161,690 1,026,026 Mitsui Home Co., Ltd................................... 155,000 755,816 Mizuno Corp............................................ 447,000 2,084,106 *Monogatari Corp. (The)................................. 1,900 42,724 MOS Food Services, Inc................................. 120,300 2,301,047 Mr Max Corp............................................ 119,000 463,642 584 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Consumer Discretionary -- (Continued) Murakami Corp.......................................... 7,000 $ 80,186 #Musashi Seimitsu Industry Co., Ltd..................... 102,700 2,144,781 Nafco Co., Ltd......................................... 1,300 21,975 *Nagawa Co., Ltd........................................ 4,400 82,748 *Naigai Co., Ltd........................................ 2,643,000 1,555,663 *Nakayamafuku Co., Ltd.................................. 4,200 32,764 NEC Mobiling, Ltd...................................... 46,800 1,946,954 #Nice Holdings, Inc..................................... 460,000 991,052 #Nidec Copal Corp....................................... 88,700 670,513 #Nidec Tosok Corp....................................... 109,300 718,442 #Nifco, Inc............................................. 228,400 5,190,359 Nihon Eslead Corp...................................... 29,500 253,854 #Nihon Plast Co., Ltd................................... 1,600 8,113 Nihon Tokushu Toryo Co., Ltd........................... 56,000 239,104 Nikkato Corp........................................... 700 3,780 *Nippon Columbia Co., Ltd............................... 707,000 203,600 Nippon Felt Co., Ltd................................... 67,200 334,895 #Nippon Piston Ring Co., Ltd............................ 350,000 564,761 Nippon Seiki Co., Ltd.................................. 186,400 1,791,370 #Nishimatsuya Chain Co., Ltd............................ 259,200 2,088,302 Nissan Shatai Co., Ltd................................. 298,023 3,261,153 #*Nissan Tokyo Sales Holdings Co., Ltd................... 236,000 957,834 #Nissen Holdings Co., Ltd............................... 181,591 709,106 Nissin Kogyo Co., Ltd.................................. 178,000 2,558,240 Nittan Valve Co., Ltd.................................. 82,800 268,639 Noritsu Koki Co., Ltd.................................. 101,700 407,873 Ohashi Technica, Inc................................... 600 4,065 *Ohsho Food Service Corp................................ 15,200 367,676 Omikenshi Co., Ltd..................................... 22,000 12,407 Onward Holdings Co., Ltd............................... 626,000 4,635,222 *OPT, Inc............................................... 18 21,096 *Otsuka Kagu, Ltd....................................... 3,400 33,242 Pacific Industrial Co., Ltd............................ 185,500 1,090,577 *Pal Co., Ltd........................................... 26,400 1,348,152 Paltac Corp............................................ 107,434 1,573,437 PanaHome Corp.......................................... 398,200 2,489,259 #Parco Co., Ltd......................................... 53,600 562,480 Paris Miki Holdings, Inc............................... 160,600 872,970 PIA Corp............................................... 25,200 363,093 Piolax, Inc............................................ 47,300 983,840 #*Pioneer Electronic Corp................................ 1,294,100 3,100,263 Plenus Co., Ltd........................................ 101,200 1,646,328 #Point, Inc............................................. 79,640 3,033,238 Press Kogyo Co., Ltd................................... 488,000 2,040,998 Pressance Corp......................................... 12,400 228,673 Proto Corp............................................. 15,900 261,981 Renaissance, Inc....................................... 9,000 58,396 #*Renown, Inc............................................ 242,600 315,689 #Resort Solution Co., Ltd............................... 180,000 360,698 Resorttrust, Inc....................................... 163,508 3,048,195 #Rhythm Watch Co., Ltd.................................. 650,000 1,206,632 Right On Co., Ltd...................................... 67,325 556,033 Riken Corp............................................. 458,000 1,533,330 #Ringer Hut Co., Ltd.................................... 79,500 1,015,519 #Riso Kyoiku Co., Ltd................................... 10,250 767,515 Roland Corp............................................ 92,800 622,163 Round One Corp......................................... 352,300 1,782,442 #Royal Holdings Co., Ltd................................ 140,200 1,748,891 Ryohin Keikaku Co., Ltd................................ 104,000 6,887,238 #*Sagami Chain Co., Ltd.................................. 84,000 682,000 #Saizeriya Co., Ltd..................................... 150,900 2,120,094 585 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ---------- Consumer Discretionary -- (Continued) #Sakai Ovex Co., Ltd.................................... 297,000 $ 416,732 SAN HOLDINGS, Inc...................................... 13,600 231,834 #Sanden Corp............................................ 615,000 1,849,704 Sangetsu Co., Ltd...................................... 125,925 3,352,827 #Sanko Marketing Foods Co., Ltd......................... 120 146,637 #Sankyo Seiko Co., Ltd.................................. 102,400 344,975 Sanoh Industrial Co., Ltd.............................. 126,700 747,744 *Sanyo Electric Railway Co., Ltd........................ 1,000 3,783 Sanyo Housing Nagoya Co., Ltd.......................... 415 441,422 Sanyo Shokai, Ltd...................................... 678,000 1,995,957 Scroll Corp............................................ 99,500 308,383 *Seiko Holdings Corp.................................... 479,407 1,262,191 Seiren Co., Ltd........................................ 239,700 1,493,924 #Senshukai Co., Ltd..................................... 165,200 1,040,690 Septeni Holdings Co., Ltd.............................. 339 326,783 *Seria Co., Ltd......................................... 49,800 1,006,863 *Seven Seas Holdings Co., Ltd........................... 549,200 89,420 *Shidax Corp............................................ 9,500 44,890 Shikibo, Ltd........................................... 590,000 701,810 Shimachu Co., Ltd...................................... 227,000 5,015,422 #Shimojima Co., Ltd..................................... 19,600 227,283 Shiroki Corp........................................... 285,000 622,812 Shobunsha Publications, Inc............................ 320,700 2,122,247 Shochiku Co., Ltd...................................... 344,400 3,356,628 Shoei Co., Ltd......................................... 1,600 8,716 Showa Corp............................................. 320,400 2,964,674 SKY Perfect JSAT Holdings, Inc......................... 8,199 3,746,371 SNT Corp............................................... 103,800 420,291 Soft99 Corp............................................ 70,600 421,760 Sotoh Co., Ltd......................................... 49,700 471,127 SPK Corp............................................... 16,800 283,510 St. Marc Holdings Co., Ltd............................. 39,600 1,477,173 *Starbucks Coffee Japan, Ltd............................ 304 214,030 #*Start Today Co., Ltd................................... 218,500 2,394,260 Starts Corp., Inc...................................... 1,000 6,241 Studio Alice Co., Ltd.................................. 45,400 698,205 Suminoe Textile Co., Ltd............................... 328,000 608,225 Sumitomo Forestry Co., Ltd............................. 436,666 3,907,773 #*SxL Corp............................................... 460,000 728,288 T. RAD Co., Ltd........................................ 296,000 675,758 Tachikawa Corp......................................... 50,800 285,996 Tachi-S Co., Ltd....................................... 112,840 2,070,721 Tact Home Co., Ltd..................................... 516 543,786 Taiho Kogyo Co., Ltd................................... 92,800 898,537 Takamatsu Construction Group Co., Ltd.................. 90,500 1,482,860 Taka-Q Co., Ltd........................................ 10,000 32,908 Take & Give Needs Co., Ltd............................. 3,610 296,406 Takihyo Co., Ltd....................................... 41,000 211,272 Tamron Co., Ltd........................................ 76,900 2,089,871 #TBK Co., Ltd........................................... 89,000 437,689 *Ten Allied Co., Ltd.................................... 50,000 169,620 #T-GAIA Corp............................................ 125,800 1,209,734 Tigers Polymer Corp.................................... 59,000 194,565 Toa Corp............................................... 32,000 227,555 Toabo Corp............................................. 183,000 123,918 *Toei Animation Co., Ltd................................ 6,400 152,674 Toei Co., Ltd.......................................... 344,000 1,887,351 *Tohokushinsha Film Corp................................ 2,800 19,635 Tokai Rika Co., Ltd.................................... 224,600 2,818,761 Tokai Rubber Industries, Ltd........................... 188,700 1,671,674 #Token Corp............................................. 35,150 1,543,438 586 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Consumer Discretionary -- (Continued) #Tokyo Derica Co., Ltd................................ 37,900 $ 593,354 #*Tokyo Dome Corp...................................... 806,200 2,718,214 Tokyo Kaikan Co., Ltd................................ 12,000 44,159 Tokyo Soir Co., Ltd.................................. 49,000 134,893 #Tokyotokeiba Co., Ltd................................ 828,000 1,234,800 Tokyu Recreation Co., Ltd............................ 77,000 443,335 #Tomy Co., Ltd........................................ 297,893 1,643,806 Topre Corp........................................... 189,000 1,631,967 Toridoll.Corp........................................ 79,600 1,199,557 Touei Housing Corp................................... 76,240 811,549 Tow Co., Ltd......................................... 3,200 20,809 Toyo Tire & Rubber Co., Ltd.......................... 916,000 2,225,460 Toyobo Co., Ltd...................................... 4,184,000 4,611,041 TPR Co., Ltd......................................... 104,400 1,168,809 TS Tech Co., Ltd..................................... 232,200 3,955,138 TSI Holdings Co., Ltd................................ 409,495 2,499,119 *Tsukamoto Co., Ltd................................... 124,000 197,277 Tsutsumi Jewelry Co., Ltd............................ 49,300 1,132,106 TV Asahi Corp........................................ 32,600 420,318 TV Tokyo Holdings Corp............................... 17,200 193,304 Umenohana Co., Ltd................................... 44 95,081 Unipres Corp......................................... 166,700 3,842,968 #United Arrows, Ltd................................... 97,600 2,500,721 #*Unitika, Ltd......................................... 2,595,000 1,299,730 #*Usen Corp............................................ 355,450 369,802 U-Shin, Ltd.......................................... 112,900 484,160 *Village Vanguard Co., Ltd............................ 120 119,074 VT Holdings Co., Ltd................................. 104,800 743,976 Watabe Wedding Corp.................................. 29,500 240,320 #WATAMI Co., Ltd...................................... 105,600 2,362,040 #West Holdings Corp................................... 32,000 407,468 Wowow, Inc........................................... 89 208,402 Xebio Co., Ltd....................................... 120,600 2,359,859 #*Yamatane Corp........................................ 361,000 470,033 Yamato International, Inc............................ 4,200 18,688 #Yellow Hat, Ltd...................................... 84,100 1,128,609 Yomiuri Land Co., Ltd................................ 225,000 709,978 Yonex Co., Ltd....................................... 40,000 230,155 Yorozu Corp.......................................... 70,000 1,038,738 #Yoshinoya Holdings Co., Ltd.......................... 2,328 2,952,417 Zenrin Co., Ltd...................................... 131,800 1,614,637 #Zensho Co., Ltd...................................... 313,600 3,814,086 #*Zojirushi Corp....................................... 16,000 54,931 ------------ Total Consumer Discretionary............................ 376,167,875 ------------ Consumer Staples -- (8.9%) *Aderans Co., Ltd..................................... 82,650 1,081,583 *Aeon Hokkaido Corp................................... 389,700 1,742,309 Ahjikan Co., Ltd..................................... 10,500 97,368 Ain Pharmaciez, Inc.................................. 48,100 3,406,124 Arcs Co., Ltd........................................ 139,700 2,948,545 Ariake Japan Co., Ltd................................ 103,700 2,211,230 Artnature, Inc....................................... 6,700 105,677 Belc Co., Ltd........................................ 13,400 197,919 Cawachi, Ltd......................................... 81,900 1,747,043 Chubu Shiryo Co., Ltd................................ 89,000 569,197 Chuo Gyorui Co., Ltd................................. 93,000 215,605 Coca-Cola Central Japan Co., Ltd..................... 121,400 1,492,185 Cocokara fine, Inc................................... 69,260 2,332,495 #Cosmos Pharmaceutical Corp........................... 37,300 3,678,433 *CREATE SD HOLDINGS Co., Ltd.......................... 12,300 327,441 587 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Consumer Staples -- (Continued) CVS Bay Area, Inc...................................... 27,000 $ 25,679 Daikokutenbussan Co., Ltd.............................. 22,200 705,644 #Dr. Ci:Labo Co., Ltd................................... 617 1,983,096 Dydo Drinco, Inc....................................... 49,800 2,124,910 Echo Trading Co., Ltd.................................. 11,000 95,618 #Ensuiko Sugar Refining Co., Ltd........................ 102,000 233,861 Ezaki Glico Co., Ltd................................... 5,000 56,378 Fancl Corp............................................. 181,300 1,948,245 #*First Baking Co., Ltd.................................. 183,000 183,572 Fuji Oil Co., Ltd...................................... 268,900 3,579,115 Fujicco Co., Ltd....................................... 116,600 1,495,445 #*Fujiya Co., Ltd........................................ 375,000 930,469 *HABA Laboratories, Inc................................. 100 3,365 Hagoromo Foods Corp.................................... 40,000 550,892 Harashin Narus Holdings Co., Ltd....................... 61,500 1,145,894 *Hayashikane Sangyo Co., Ltd............................ 284,000 228,042 Heiwado Co., Ltd....................................... 152,800 2,126,346 Hohsui Corp............................................ 127,000 162,428 Hokkaido Coca-Cola Bottling Co., Ltd................... 87,000 434,772 #Hokuto Corp............................................ 113,700 2,272,553 Inageya Co., Ltd....................................... 172,800 2,111,716 #Ito En, Ltd............................................ 18,300 344,366 Itochu-Shokuhin Co., Ltd............................... 27,400 1,001,647 Itoham Foods, Inc...................................... 674,800 2,696,635 Izumiya Co., Ltd....................................... 447,000 2,212,376 J-Oil Mills, Inc....................................... 477,000 1,237,399 #Kameda Seika Co., Ltd.................................. 70,100 1,740,206 Kasumi Co., Ltd........................................ 210,300 1,372,711 Kato Sangyo Co., Ltd................................... 109,300 1,976,914 *Kenko Mayonnaise Co., Ltd.............................. 900 8,850 Key Coffee, Inc........................................ 73,600 1,431,100 Kirindo Co., Ltd....................................... 28,300 187,942 Kose Corp.............................................. 150,100 3,239,496 Kusuri No Aoki Co., Ltd................................ 20,100 1,047,009 Kyodo Shiryo Co., Ltd.................................. 387,000 441,749 #Kyokuyo Co., Ltd....................................... 371,000 823,350 #Life Corp.............................................. 183,400 2,832,577 #Lion Corp.............................................. 57,000 329,317 #Mandom Corp............................................ 91,000 2,401,540 Marudai Food Co., Ltd.................................. 465,000 1,631,417 #Maruetsu, Inc. (The)................................... 375,000 1,235,510 Maruha Nichiro Holdings, Inc........................... 2,030,069 3,335,894 #Matsumotokiyoshi Holdings Co., Ltd..................... 152,100 3,662,852 *Maxvalu Tohok Co., Ltd................................. 15,800 137,219 Maxvalu Tokai Co., Ltd................................. 57,500 812,123 Megmilk Snow Brand Co., Ltd............................ 222,200 3,751,649 Meito Sangyo Co., Ltd.................................. 53,600 681,680 Mikuni Coca-Cola Bottling Co., Ltd..................... 171,600 1,425,616 Milbon Co., Ltd........................................ 52,314 1,692,486 Ministop Co., Ltd...................................... 75,800 1,279,234 #Mitsubishi Shokuhin Co., Ltd........................... 87,800 2,140,536 #Mitsui Sugar Co., Ltd.................................. 454,850 1,465,481 Miyoshi Oil & Fat Co., Ltd............................. 261,000 323,928 Morinaga & Co., Ltd.................................... 933,000 2,055,602 Morinaga Milk Industry Co., Ltd........................ 921,000 3,045,581 #Morishita Jinton Co., Ltd.............................. 47,800 226,365 Morozoff, Ltd.......................................... 127,000 442,182 Nagatanien Co., Ltd.................................... 123,000 1,210,485 Nakamuraya Co., Ltd.................................... 198,000 977,224 Natori Co., Ltd........................................ 2,500 27,321 #Nichimo Co., Ltd....................................... 161,000 330,689 588 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Consumer Staples -- (Continued) #Nichirei Corp........................................ 1,248,000 $ 6,884,055 #Nihon Chouzai Co., Ltd............................... 20,300 539,258 Niitaka Co., Ltd..................................... 7,260 85,519 Nippon Beet Sugar Manufacturing Co., Ltd............. 543,000 1,040,161 Nippon Flour Mills Co., Ltd.......................... 557,000 2,330,628 #Nippon Formula Feed Manufacturing Co., Ltd........... 363,000 464,373 #Nippon Suisan Kaisha, Ltd............................ 1,182,600 2,592,458 Nisshin Oillio Group, Ltd. (The)..................... 550,000 2,024,970 Nissin Sugar Holdings Co., Ltd....................... 15,500 294,825 Nitto Fuji Flour Milling Co., Ltd.................... 64,000 235,754 #Noevir Holdings Co., Ltd............................. 34,300 524,085 Oenon Holdings, Inc.................................. 261,000 641,550 #Oie Sangyo Co., Ltd.................................. 20,900 211,677 Okuwa Co., Ltd....................................... 115,000 1,548,732 Olympic Corp......................................... 64,900 560,509 *OUG Holdings, Inc.................................... 9,000 16,691 Pietro Co., Ltd...................................... 5,100 54,645 Pigeon Corp.......................................... 91,800 4,229,895 #Poplar Co., Ltd...................................... 25,760 165,185 Prima Meat Packers, Ltd.............................. 701,000 1,265,569 *Qol Co., Ltd......................................... 200 1,833 #Riken Vitamin Co., Ltd............................... 79,200 2,081,120 Rock Field Co., Ltd.................................. 50,100 898,876 S Foods, Inc......................................... 73,762 688,276 S.T. Chemical Co., Ltd............................... 75,100 830,416 Sakata Seed Corp..................................... 164,600 2,126,954 San-A Co., Ltd....................................... 29,200 1,133,740 Sapporo Holdings, Ltd................................ 1,621,000 4,526,839 #Shoei Foods Corp..................................... 44,000 329,608 Showa Sangyo Co., Ltd................................ 524,000 1,752,117 Sogo Medical Co., Ltd................................ 23,300 839,958 Starzen Co., Ltd..................................... 293,000 873,352 Takara Holdings, Inc................................. 834,500 6,250,961 Three F Co., Ltd..................................... 4,100 23,427 #Tobu Store Co., Ltd.................................. 205,000 664,905 Toho Co., Ltd........................................ 170,000 655,822 #Tohto Suisan Co., Ltd................................ 138,000 210,925 Torigoe Co., Ltd. (The).............................. 86,600 676,352 Toyo Sugar Refining Co., Ltd......................... 157,000 167,335 *Tsuruha Holdings, Inc................................ 73,200 5,548,589 Uoriki Co., Ltd...................................... 1,500 18,207 Valor Co., Ltd....................................... 175,400 2,999,455 Warabeya Nichiyo Co., Ltd............................ 51,360 1,048,756 Welcia Holdings Co., Ltd............................. 25,500 937,094 Yaizu Suisankagaku Industry Co., Ltd................. 41,000 378,416 Yamaya Corp.......................................... 10,400 149,418 Yaoko Co., Ltd....................................... 40,800 1,666,609 #Yokohama Reito Co., Ltd.............................. 189,100 1,284,264 Yomeishu Seizo Co., Ltd.............................. 100,000 882,609 Yonekyu Corp......................................... 100,000 812,399 Yuasa Funashoku Co., Ltd............................. 112,000 260,910 #Yukiguni Maitake Co., Ltd............................ 99,056 323,897 Yutaka Foods Corp.................................... 6,000 114,071 ------------ Total Consumer Staples.................................. 168,635,501 ------------ Energy -- (0.8%) AOC Holdings, Inc.................................... 182,800 627,654 BP Castrol K.K....................................... 66,500 288,320 #*Fuji Kosan Co., Ltd.................................. 33,100 182,207 Itochu Enex Co., Ltd................................. 302,200 1,579,981 Japan Drilling Co., Ltd.............................. 22,200 642,747 589 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- Energy -- (Continued) Japan Oil Transportation Co., Ltd..................... 79,000 $ 178,056 Kanto Natural Gas Development Co., Ltd................ 155,000 819,978 #*Kyoei Tanker Co., Ltd................................. 111,000 231,763 Mitsuuroko Holdings Co., Ltd.......................... 166,300 1,083,496 Modec, Inc............................................ 50,100 1,017,588 #Nippon Gas Co., Ltd................................... 148,900 2,603,182 Nippon Seiro Co., Ltd................................. 64,000 177,238 #Sala Corp............................................. 128,500 789,513 San-Ai Oil Co., Ltd................................... 273,000 1,196,988 Shinko Plantech Co., Ltd.............................. 188,400 1,547,811 Sinanen Co., Ltd...................................... 251,000 1,072,930 Toa Oil Co., Ltd...................................... 352,000 396,989 Toyo Kanetsu K.K...................................... 536,000 1,041,706 ----------- Total Energy............................................. 15,478,147 ----------- Financials -- (10.7%) 77 Bank, Ltd. (The)................................... 155,000 590,263 Aichi Bank, Ltd. (The)................................ 54,200 3,000,817 Airport Facilities Co., Ltd........................... 125,070 576,718 *Aizawa Securities Co., Ltd............................ 300 536 Akita Bank, Ltd. (The)................................ 895,400 2,457,897 Aomori Bank, Ltd. (The)............................... 900,000 2,673,081 Asax Co., Ltd......................................... 17 16,552 Awa Bank, Ltd. (The).................................. 673,000 4,022,474 Bank of Iwate, Ltd. (The)............................. 72,700 3,369,803 Bank of Kochi, Ltd. (The)............................. 3,000 2,971 Bank of Nagoya, Ltd. (The)............................ 752,297 2,575,420 Bank of Okinawa, Ltd. (The)........................... 96,000 3,996,314 Bank of Saga, Ltd. (The).............................. 626,000 1,373,186 Bank of the Ryukyus, Ltd.............................. 177,580 2,233,074 *Chiba Kogyo Bank, Ltd. (The).......................... 181,900 912,428 Chukyo Bank, Ltd. (The)............................... 675,000 1,521,063 *Cosmos Initia Co., Ltd................................ 53,000 351,379 Daibiru Corp.......................................... 238,900 1,932,870 Daikyo, Inc........................................... 1,585,000 4,228,516 Daisan Bank, Ltd. (The)............................... 674,000 1,198,020 Daishi Bank, Ltd. (The)............................... 1,494,000 4,936,839 Daito Bank, Ltd. (The)................................ 562,000 492,729 Ehime Bank, Ltd. (The)................................ 664,000 1,697,874 Eighteenth Bank, Ltd. (The)........................... 1,088,000 2,852,620 FIDEA Holdings Co., Ltd............................... 396,600 785,221 Fukui Bank, Ltd. (The)................................ 1,003,000 2,114,541 Fukushima Bank, Ltd. (The)............................ 1,026,000 655,383 Fuyo General Lease Co., Ltd........................... 84,500 2,364,507 Goldcrest Co., Ltd.................................... 84,690 1,273,361 Heiwa Real Estate Co., Ltd............................ 174,300 2,039,045 Higashi-Nippon Bank, Ltd.............................. 662,000 1,427,634 Higo Bank, Ltd. (The)................................. 818,000 4,827,321 Hokkoku Bank, Ltd. (The).............................. 1,190,000 4,296,076 Hokuetsu Bank, Ltd. (The)............................. 965,000 1,850,251 *Hulic Co., Ltd........................................ 48,000 381,971 Hyakugo Bank, Ltd. (The).............................. 1,116,609 4,886,171 Hyakujishi Bank, Ltd. (The)........................... 1,097,000 4,300,766 IBJ Leasing Co., Ltd.................................. 85,800 2,168,568 *Ichigo Group Holdings Co., Ltd........................ 19 2,714 Ichiyoshi Securities Co., Ltd......................... 166,400 869,919 #Iida Home Max Co., Ltd................................ 88,100 777,302 Iwai Cosmo Holdings, Inc.............................. 53,800 182,532 J Trust Co., Ltd...................................... 17,200 253,101 *Japan Asia Investment Co., Ltd........................ 469,000 282,990 #*Jimoto Holdings, Inc.................................. 132,800 213,501 590 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Financials -- (Continued) *Jowa Holdings Co., Ltd................................. 700 $ 12,843 Juroku Bank, Ltd....................................... 1,473,000 4,779,955 #kabu.com Securities Co., Ltd........................... 438,600 1,210,591 Kabuki-Za Co., Ltd..................................... 39,000 2,244,717 #Kagoshima Bank, Ltd. (The)............................. 668,000 4,258,892 *Kansai Urban Banking Corp.............................. 160,000 196,629 Keihanshin Building Co., Ltd........................... 33,600 160,883 Keiyo Bank, Ltd. (The)................................. 709,000 3,108,261 *Kenedix, Inc........................................... 11,449 1,487,416 Kita-Nippon Bank, Ltd. (The)........................... 49,406 1,349,780 Kiyo Holdings, Inc..................................... 3,313,900 4,529,074 Kobayashi Yoko Co., Ltd................................ 208,500 465,280 #Kosei Securities Co., Ltd.............................. 285,000 265,169 Kyokuto Securities Co., Ltd............................ 100,900 766,558 *Leopalace21 Corp....................................... 646,085 1,945,226 Marusan Securities Co., Ltd............................ 303,000 936,606 #Matsui Securities Co., Ltd............................. 525,200 3,541,825 Michinoku Bank, Ltd. (The)............................. 736,000 1,437,895 Mie Bank, Ltd. (The)................................... 208,000 443,277 Minato Bank, Ltd. (The)................................ 1,063,000 1,903,855 Mito Securities Co., Ltd............................... 263,000 466,386 Miyazaki Bank, Ltd. (The).............................. 703,000 1,726,380 #Monex Group, Inc....................................... 10,334 1,761,112 Musashino Bank, Ltd.................................... 152,300 4,362,228 Nagano Bank, Ltd. (The)................................ 360,000 685,314 Nanto Bank, Ltd. (The)................................. 550,000 2,804,461 *New Real Property K.K.................................. 43,900 -- Nisshin Fudosan Co., Ltd............................... 95,000 506,992 *North Pacific Bank, Ltd................................ 770,300 1,990,612 Ogaki Kyoritsu Bank, Ltd. (The)........................ 1,410,000 4,963,527 Oita Bank, Ltd. (The).................................. 789,900 2,652,826 Okasan Securities Group, Inc........................... 832,000 3,143,114 *Osaka Securities Exchange Co., Ltd..................... 193 719,420 *Relo Holdings, Inc..................................... 19,000 631,932 Ricoh Leasing Co., Ltd................................. 84,600 1,970,679 San-in Godo Bank, Ltd. (The)........................... 791,000 5,471,237 *Sawada Holdings Co., Ltd............................... 6,500 35,785 #SBI Holdings, Inc...................................... 70,160 491,328 Senshu Ikeda Holdings, Inc............................. 234,100 1,459,537 #Shiga Bank, Ltd........................................ 206,000 1,347,543 Shikoku Bank, Ltd...................................... 893,000 2,214,979 *SHIMANE BANK, Ltd. (The)............................... 600 8,033 Shimizu Bank, Ltd...................................... 40,300 1,182,933 #*Sparx Group Co., Ltd................................... 1,477 96,814 Sumitomo Real Estate Sales Co., Ltd.................... 45,150 2,125,942 Sun Frontier Fudousan Co., Ltd......................... 208 66,815 Taiko Bank, Ltd. (The)................................. 84,000 206,394 *Takagi Securities Co., Ltd............................. 206,000 215,117 *Takara Leben Co., Ltd.................................. 168,200 1,803,333 TOC Co., Ltd........................................... 435,250 2,317,834 Tochigi Bank, Ltd...................................... 726,000 2,547,864 Toho Bank, Ltd......................................... 947,200 3,167,725 Toho Real Estate Co., Ltd.............................. 140,700 769,379 Tohoku Bank, Ltd. (The)................................ 433,000 624,076 Tokai Tokyo Financial Holdings, Inc.................... 1,129,000 4,067,662 #Tokyo Rakutenchi Co., Ltd.............................. 218,000 817,247 *Tokyo Tatemono Co., Ltd................................ 1,893,000 7,791,021 #Tokyo Theatres Co., Inc................................ 362,000 462,521 Tokyo Tomin Bank, Ltd.................................. 151,400 1,303,300 #Tokyu Livable, Inc..................................... 110,800 1,442,768 Tomato Bank, Ltd....................................... 422,000 745,995 591 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Financials -- (Continued) TOMONY Holdings, Inc................................. 691,550 $ 2,902,394 Tosei Corp........................................... 1,398 523,692 Tottori Bank, Ltd.................................... 330,000 678,304 Towa Bank, Ltd....................................... 1,384,000 1,368,829 Toyo Securities Co., Ltd............................. 331,000 570,083 Tsukuba Bank, Ltd. (The)............................. 282,200 905,231 Yachiyo Bank, Ltd. (The)............................. 42,500 758,789 Yamagata Bank, Ltd................................... 681,500 3,005,490 Yamanashi Chuo Bank, Ltd............................. 744,000 3,011,318 ------------ Total Financials........................................ 202,903,346 ------------ Health Care -- (4.7%) As One Corp.......................................... 72,368 1,495,964 Asahi Intecc Co., Ltd................................ 6,400 189,980 ASKA Pharmaceutical Co., Ltd......................... 106,000 552,345 BML, Inc............................................. 45,100 1,136,844 CMIC Holdings Co., Ltd............................... 37,000 564,919 Create Medic Co., Ltd................................ 28,000 280,838 Daito Pharmaceutical Co., Ltd........................ 23,700 405,968 Eiken Chemical Co., Ltd.............................. 74,800 1,027,868 EPS Corp............................................. 583 1,739,879 FALCO SD HOLDINGS Co., Ltd........................... 36,300 428,923 Fuso Pharmaceutical Industries, Ltd.................. 344,000 1,111,107 Hitachi Medical Corp................................. 85,000 1,044,570 Hogy Medical Co., Ltd................................ 57,400 2,936,786 Iwaki & Co., Ltd..................................... 66,000 142,050 #Japan Medical Dynamic Marketing, Inc................. 44,900 134,549 JCR Pharmaceuticals Co., Ltd......................... 10,200 118,767 *Jeol, Ltd............................................ 296,000 616,135 JMS Co., Ltd......................................... 126,000 394,226 Kaken Pharmaceutical Co., Ltd........................ 364,000 5,637,927 Kawanishi Holdings, Ltd.............................. 3,000 27,825 Kawasumi Laboratories, Inc........................... 46,300 252,365 Kissei Pharmaceutical Co., Ltd....................... 106,300 1,812,061 KYORIN Holdings, Inc................................. 214,000 4,524,370 *Mani, Inc............................................ 10,000 371,402 #Medical System Network Co., Ltd...................... 27,400 149,425 #*Message Co., Ltd..................................... 433 1,335,317 #Mochida Pharmaceutical Co., Ltd...................... 295,000 3,805,742 #Nagaileben Co., Ltd.................................. 50,900 747,389 *Nakanishi, Inc....................................... 2,900 316,498 Nichii Gakkan Co..................................... 234,000 2,131,110 Nichi-iko Pharmaceutical Co., Ltd.................... 21,100 446,397 Nihon Kohden Corp.................................... 173,900 6,468,886 Nikkiso Co., Ltd..................................... 303,000 3,618,127 Nippon Chemiphar Co., Ltd............................ 151,000 1,002,377 Nippon Shinyaku Co., Ltd............................. 239,000 2,879,212 #Nipro Corp........................................... 585,900 4,005,903 Nissui Pharmaceutical Co., Ltd....................... 64,200 671,212 Paramount Bed Holdings Co., Ltd...................... 47,000 1,638,445 Rion Co., Ltd........................................ 5,000 34,216 Rohto Pharmaceutical Co., Ltd........................ 424,000 5,843,559 #Sawai Pharmaceutical Co., Ltd........................ 40,300 4,451,796 Seikagaku Corp....................................... 179,800 2,061,135 #*Shin Nippon Biomedical Laboratories, Ltd............. 24,700 118,187 Ship Healthcare Holdings, Inc........................ 155,600 5,188,557 Shofu, Inc........................................... 4,000 44,771 Taiko Pharmaceutical Co., Ltd........................ 22,500 211,070 Techno Medica Co., Ltd............................... 24 139,842 Toho Holdings Co., Ltd............................... 217,800 4,452,305 Tokai Corp........................................... 18,200 448,652 592 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- Health Care -- (Continued) Torii Pharmaceutical Co., Ltd.......................... 65,200 $ 1,443,252 #Towa Pharmaceutical Co., Ltd........................... 46,900 2,980,142 #Tsukui Corp............................................ 60,700 1,414,962 Vital KSK Holdings, Inc................................ 151,300 1,532,391 #*Wakamoto Pharmaceutical Co., Ltd....................... 100,000 265,977 #ZERIA Pharmaceutical Co., Ltd.......................... 109,000 1,740,976 ----------- Total Health Care......................................... 88,535,498 ----------- Industrials -- (23.2%) #*A&A Material Corp...................................... 235,000 197,335 Advan Co., Ltd......................................... 96,900 1,016,602 #*Advanex, Inc........................................... 73,000 66,794 #Aeon Delight Co., Ltd.................................. 87,100 1,792,145 #Aica Kogyo Co., Ltd.................................... 246,200 4,167,837 Aichi Corp............................................. 132,000 526,393 Aida Engineering, Ltd.................................. 276,800 1,761,887 Airtech Japan, Ltd..................................... 2,600 10,913 Alinco, Inc............................................ 4,800 38,963 Alps Logistics Co., Ltd................................ 50,700 499,924 Altech Co., Ltd........................................ 5,300 14,310 #Altech Corp............................................ 37,150 294,573 Ando Corp.............................................. 450,000 507,544 Anest Iwata Corp....................................... 155,000 587,167 #*Arrk Corp.............................................. 221,700 482,312 Asahi Diamond Industrial Co., Ltd...................... 253,200 2,242,333 Asahi Kogyosha Co., Ltd................................ 109,000 360,461 #*Asanuma Corp........................................... 796,000 539,425 Asia Air Survey Co., Ltd............................... 30,000 99,849 Asunaro Aoki Construction Co., Ltd..................... 154,000 833,906 Ataka Construction & Engineering Co., Ltd.............. 60,000 243,694 Bando Chemical Industries, Ltd......................... 360,000 1,096,115 #Benefit One, Inc....................................... 143 146,962 Bunka Shutter Co., Ltd................................. 227,000 969,203 Central Glass Co., Ltd................................. 898,000 2,599,139 Central Security Patrols Co., Ltd...................... 43,700 432,425 Chiyoda Integre Co., Ltd............................... 14,400 148,378 Chudenko Corp.......................................... 130,500 1,161,805 #Chugai Ro Co., Ltd..................................... 342,000 916,924 CKD Corp............................................... 262,700 1,339,948 COMSYS Holdings Corp................................... 5,900 78,432 #Cosel Co., Ltd......................................... 111,900 1,444,946 CTI Engineering Co., Ltd............................... 44,600 271,876 Dai-Dan Co., Ltd....................................... 156,000 921,632 Daido Kogyo Co., Ltd................................... 145,000 232,807 Daifuku Co., Ltd....................................... 406,500 2,032,094 *Daihatsu Diesel Manufacturing Co., Ltd................. 12,000 30,385 #Daihen Corp............................................ 487,000 1,305,181 Daiho Corp............................................. 763,000 889,588 #*Daiichi Chuo K.K....................................... 596,000 470,394 Daiichi Jitsugyo Co., Ltd.............................. 198,000 828,523 #Daiseki Co., Ltd....................................... 179,263 2,418,095 #Daiseki Eco. Solution Co., Ltd......................... 97 136,189 *Daisue Construction Co., Ltd........................... 117,500 66,300 Daiwa Industries, Ltd.................................. 178,000 756,427 Daiwa Odakyu Construction Co., Ltd..................... 48,500 91,664 *Danto Holdings Corp.................................... 206,000 209,168 Denyo Co., Ltd......................................... 85,100 901,934 Dijet Industrial Co., Ltd.............................. 80,000 137,427 DMW Corp............................................... 4,800 83,151 *Dream Incubator, Inc................................... 173 146,201 Duskin Co., Ltd........................................ 223,500 4,244,799 593 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Industrials -- (Continued) Ebara Jitsugyo Co., Ltd................................ 8,900 $ 135,626 Eidai Co., Ltd......................................... 17,000 68,167 Emori & Co., Ltd....................................... 10,300 104,390 #*en-japan, Inc.......................................... 108 115,530 *Enshu, Ltd............................................. 194,000 150,769 #*Fudo Tetra Corp........................................ 317,300 418,044 #Fujikura, Ltd.......................................... 1,656,000 4,607,975 #*Fujisash Co., Ltd...................................... 72,000 63,276 Fujitec Co., Ltd....................................... 323,000 1,935,605 #Fukuda Corp............................................ 575,000 2,182,878 Fukushima Industries Corp.............................. 29,700 522,397 #Fukuyama Transporting Co., Ltd......................... 629,400 3,303,851 Funai Consulting, Inc.................................. 101,600 668,207 *Furukawa Co., Ltd...................................... 1,407,000 1,252,037 #*Furukawa Electric Co., Ltd............................. 2,035,000 4,058,161 #Furusato Industries, Ltd............................... 50,600 443,863 Futaba Corp............................................ 154,300 1,821,536 Gecoss Corp............................................ 112,400 762,429 Glory, Ltd............................................. 246,600 5,985,033 Hamakyorex Co., Ltd.................................... 19,700 614,132 Hanwa Co., Ltd......................................... 883,000 3,086,635 #Hazama Corp............................................ 390,600 865,990 #Hibiya Engineering, Ltd................................ 125,900 1,420,732 Hisaka Works, Ltd...................................... 81,000 563,568 *Hitachi Cable, Ltd..................................... 823,000 1,081,538 Hitachi Koki Co., Ltd.................................. 233,100 1,671,996 Hitachi Metals Techno, Ltd............................. 56,500 344,395 Hitachi Tool Engineering, Ltd.......................... 94,000 879,594 Hitachi Zosen Corp..................................... 3,596,000 4,505,574 Hokuetsu Industries Co., Ltd........................... 85,000 181,233 Hokuriku Electrical Construction Co., Ltd.............. 56,000 160,824 Hoshizaki Electric Co., Ltd............................ 27,700 754,219 Hosokawa Micron Corp................................... 142,000 785,754 Howa Machinery, Ltd.................................... 524,000 492,957 Ichiken Co., Ltd....................................... 87,000 162,499 Ichinen Holdings Co., Ltd.............................. 74,800 453,952 Idec Corp.............................................. 137,300 1,078,124 #Iino Kaiun Kaisha, Ltd................................. 401,600 1,146,883 Inaba Denki Sangyo Co., Ltd............................ 87,400 2,385,844 Inaba Seisakusho Co., Ltd.............................. 58,800 722,645 Inabata & Co., Ltd..................................... 317,300 2,050,848 #*Inui Steamship Co., Ltd................................ 95,900 235,387 Iseki & Co., Ltd....................................... 765,000 1,755,106 Ishii Iron Works Co., Ltd.............................. 114,000 184,353 *Ishikawa Seisakusho, Ltd............................... 101,000 78,530 #Itoki Corp............................................. 174,200 1,083,689 #*Iwasaki Electric Co., Ltd.............................. 221,000 316,027 Iwatani Corp........................................... 887,000 3,476,470 Jalux, Inc............................................. 40,800 425,837 Jamco Corp............................................. 80,000 385,536 #Japan Airport Terminal Co., Ltd........................ 182,600 1,984,872 *Japan Bridge Corp...................................... 11,300 36,200 #Japan Foundation Engineering Co., Ltd.................. 162,500 599,391 Japan Pulp & Paper Co., Ltd............................ 464,000 1,383,167 Japan Transcity Corp................................... 231,000 790,131 JK Holdings Co., Ltd................................... 92,540 449,295 #JP-Holdings, Inc....................................... 43,700 544,056 #Juki Corp.............................................. 345,000 423,597 Kamei Corp............................................. 153,000 1,321,878 Kanaden Corp........................................... 116,000 675,719 Kanagawa Chuo Kotsu Co., Ltd........................... 192,000 1,130,004 594 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Industrials -- (Continued) #Kanamoto Co., Ltd...................................... 124,000 $1,513,324 Kandenko Co., Ltd...................................... 461,000 2,147,099 *Kanematsu Corp......................................... 2,078,625 2,451,964 #*Kanematsu-NNK Corp..................................... 125,000 205,251 *Katakura Industries Co., Ltd........................... 115,100 994,588 Kato Works Co., Ltd.................................... 287,000 792,377 KAWADA TECHNOLOGIES, Inc............................... 100,200 1,298,136 Kawasaki Kinkai Kisen Kaisha, Ltd...................... 99,000 234,365 #*Kawasaki Kisen Kaisha, Ltd............................. 4,568,000 5,790,221 Keihin Co., Ltd. (The)................................. 199,000 229,442 *KI Holdings Co., LTD................................... 92,000 117,588 Kimura Chemical Plants Co., Ltd........................ 74,900 236,512 King Jim Co., Ltd...................................... 19,300 155,325 Kinki Sharyo Co., Ltd.................................. 185,000 596,123 Kintetsu World Express, Inc............................ 79,000 2,225,082 #Kitagawa Iron Works Co., Ltd........................... 369,000 614,951 Kitano Construction Corp............................... 242,000 585,133 Kitazawa Sangyo Co., Ltd............................... 54,500 104,015 Kito Corp.............................................. 99 82,875 Kitz Corp.............................................. 443,300 1,872,180 Kodensha Co., Ltd. (The)............................... 14,000 26,892 Koike Sanso Kogyo Co., Ltd............................. 149,000 315,546 Kokusai Co., Ltd....................................... 5,500 42,001 Kokuyo Co., Ltd........................................ 372,325 2,892,829 KOMAIHALTEC, Inc....................................... 167,000 441,334 Komatsu Wall Industry Co., Ltd......................... 48,300 649,613 Komori Corp............................................ 407,800 2,135,987 Kondotec, Inc.......................................... 81,600 479,878 #*Kosaido Co., Ltd....................................... 356,100 1,248,449 #KRS Corp............................................... 37,200 438,177 *Kumagai Gumi Co., Ltd.................................. 626,800 565,721 Kuroda Electric Co., Ltd............................... 134,700 1,517,913 Kyodo Printing Co., Ltd................................ 540,000 1,211,082 *Kyokuto Boeki Kaisha, Ltd.............................. 58,000 87,293 Kyokuto Kaihatsu Kogyo Co., Ltd........................ 210,100 1,749,819 Kyoritsu Printing Co., Ltd............................. 5,400 19,133 Kyosan Electric Manufacturing Co., Ltd................. 225,000 732,975 Kyowa Exeo Corp........................................ 390,700 4,100,745 Kyudenko Corp.......................................... 204,000 923,191 *Lonseal Corp........................................... 116,000 114,900 Maeda Corp............................................. 845,000 3,737,980 Maeda Road Construction Co., Ltd....................... 291,000 3,653,982 Maezawa Industries, Inc................................ 35,700 83,309 Maezawa Kasei Industries Co., Ltd...................... 50,700 529,642 Maezawa Kyuso Industries Co., Ltd...................... 50,400 637,266 #Makino Milling Machine Co., Ltd........................ 481,000 2,261,527 Marubeni Construction Material Lease Co., Ltd.......... 75,000 111,874 Marufuji Sheet Piling Co., Ltd......................... 1,000 2,245 Maruka Machinery Co., Ltd.............................. 28,100 340,435 Maruwn Corp............................................ 59,400 139,289 Maruyama Manufacturing Co., Inc........................ 158,000 303,099 Maruzen Showa Unyu Co., Ltd............................ 306,000 893,055 Matsuda Sangyo Co., Ltd................................ 80,682 1,073,038 Matsui Construction Co., Ltd........................... 128,600 447,843 Max Co., Ltd........................................... 189,000 2,067,378 #Meidensha Corp......................................... 807,050 2,842,881 #Meiji Shipping Co., Ltd................................ 107,200 390,628 Meisei Industrial Co., Ltd............................. 44,000 139,015 Meitec Corp............................................ 144,000 3,170,488 *Meito Transportation Co., Ltd.......................... 22,000 163,135 #Meiwa Trading Co., Ltd................................. 140,000 555,686 595 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Industrials -- (Continued) Mesco, Inc............................................. 30,000 $ 228,643 #Minebea Co., Ltd....................................... 1,334,000 4,384,759 Mirait Holdings Corp................................... 281,685 2,282,739 Mitani Corp............................................ 53,700 584,173 Mitsubishi Kakoki Kaisha, Ltd.......................... 230,000 377,693 Mitsubishi Pencil Co., Ltd............................. 104,500 1,849,663 Mitsubishi Research Institute, Inc..................... 7,100 157,849 Mitsuboshi Belting Co., Ltd............................ 287,000 1,589,769 Mitsui Engineering & Shipbuilding Co., Ltd............. 2,593,000 3,118,696 *Mitsui Matsushima Co., Ltd............................. 601,000 851,273 Mitsui-Soko Co., Ltd................................... 492,000 1,504,572 Mitsumura Printing Co., Ltd............................ 93,000 278,503 #Miura Co., Ltd......................................... 137,600 3,144,655 Miyachi Corp........................................... 24,500 155,044 #*Miyaji Engineering Group, Inc.......................... 851,175 1,450,099 #Mori Seiki Co., Ltd.................................... 474,500 2,971,917 Morita Holdings Corp................................... 156,000 1,310,664 Moshi Moshi Hotline, Inc............................... 217,300 3,272,790 #NAC Co., Ltd........................................... 25,400 563,023 Nachi-Fujikoshi Corp................................... 785,000 2,440,547 Nagase & Co., Ltd...................................... 23,400 249,622 Nakano Corp............................................ 5,500 10,077 Namura Shipbuilding Co., Ltd........................... 14,500 43,230 Narasaki Sangyo Co., Ltd............................... 56,000 88,510 NEC Capital Solutions, Ltd............................. 45,100 633,180 #Nichias Corp........................................... 436,000 2,136,756 Nichiban Co., Ltd...................................... 122,000 382,317 *Nichiden Corp.......................................... 19,000 512,547 Nichiha Corp........................................... 107,480 1,153,871 Nichireki Co., Ltd..................................... 96,000 455,126 #Nihon M&A Center, Inc.................................. 51,900 1,559,975 Nihon Trim Co., Ltd.................................... 6,300 170,617 Nikko Co., Ltd......................................... 127,000 477,268 Nippo Corp............................................. 259,000 2,935,556 Nippon Carbon Co., Ltd................................. 533,000 909,005 Nippon Conveyor Co., Ltd............................... 194,000 172,589 Nippon Densetsu Kogyo Co., Ltd......................... 191,000 1,738,089 Nippon Denwa Shisetsu Co., Ltd......................... 203,000 617,627 Nippon Filcon Co., Ltd................................. 70,900 346,817 Nippon Hume Corp....................................... 112,000 568,437 Nippon Jogesuido Sekkei Co., Ltd....................... 295 414,056 #Nippon Kanzai Co., Ltd................................. 43,000 797,267 Nippon Koei Co., Ltd................................... 282,000 921,124 Nippon Konpo Unyu Soko Co., Ltd........................ 263,100 3,170,044 #Nippon Parking Development Co., Ltd.................... 7,133 386,845 Nippon Road Co., Ltd. (The)............................ 254,000 938,893 Nippon Seisen Co., Ltd................................. 103,000 366,450 #Nippon Sharyo, Ltd..................................... 324,000 1,177,854 #*Nippon Sheet Glass Co., Ltd............................ 4,441,000 3,678,326 #Nippon Signal Co., Ltd................................. 234,600 1,314,481 Nippon Steel Trading Co., Ltd.......................... 294,000 685,457 Nippon Thompson Co., Ltd............................... 297,000 1,027,572 Nippon Tungsten Co., Ltd............................... 80,000 121,213 Nippon Yusoki Co., Ltd................................. 138,000 370,259 Nishimatsu Construction Co., Ltd....................... 1,855,000 2,904,239 Nishio Rent All Co., Ltd............................... 15,900 189,064 *Nishishiba Electric Co., Ltd........................... 45,000 54,708 Nissei Corp............................................ 104,600 926,281 Nissei Plastic Industrial Co., Ltd..................... 337,000 1,276,409 #*Nissha Printing Co., Ltd............................... 139,400 1,064,993 Nisshinbo Holdings, Inc................................ 653,000 4,271,975 596 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Industrials -- (Continued) Nissin Corp............................................ 350,000 $ 868,108 #Nissin Electric Co., Ltd............................... 203,000 1,174,825 Nitchitsu Co., Ltd..................................... 58,000 120,009 Nitta Corp............................................. 107,400 1,652,052 Nitto Boseki Co., Ltd.................................. 905,000 2,975,346 Nitto Kogyo Corp....................................... 149,000 2,281,474 #Nitto Kohki Co., Ltd................................... 68,300 1,543,804 Nitto Seiko Co., Ltd................................... 122,000 319,273 #Nittoc Construction Co., Ltd........................... 113,000 406,671 #Nittoku Engineering Co., Ltd........................... 58,200 650,040 #Noda Corp.............................................. 169,300 722,822 Nomura Co., Ltd........................................ 205,000 741,287 Noritake Co., Ltd...................................... 531,000 1,238,394 Noritz Corp............................................ 132,900 2,183,371 *NS United Kaiun Kaisha, Ltd............................ 470,000 512,413 #*NTN Corp............................................... 2,301,000 4,128,033 Obara Corp............................................. 36,200 396,850 #Obayashi Road Corp..................................... 175,000 445,303 *Odelic Co., Ltd........................................ 1,400 28,537 Oiles Corp............................................. 123,842 2,327,402 *Okamoto Machine Tool Works, Ltd........................ 163,000 167,546 Okamura Corp........................................... 289,900 2,103,667 Okano Valve Manufacturing Co., Ltd..................... 42,000 107,747 Oki Electric Cable Co., Ltd............................ 90,000 132,013 *OKK Corp............................................... 288,000 328,319 OKUMA Corp............................................. 656,000 4,009,393 Okumura Corp........................................... 780,400 2,512,185 Onoken Co., Ltd........................................ 58,900 470,981 Organo Corp............................................ 174,000 1,027,681 OSG Corp............................................... 329,000 4,312,629 Oyo Corp............................................... 100,900 1,226,243 #P.S. Mitsubishi Construction Co., Ltd.................. 76,800 323,188 #Pasco Corp............................................. 74,000 211,247 Pasona Group, Inc...................................... 359 221,574 #Penta-Ocean Construction Co., Ltd...................... 1,411,500 3,394,298 Pilot Corp............................................. 774 1,392,572 Pronexus, Inc.......................................... 133,200 782,421 #Raito Kogyo Co., Ltd................................... 238,500 1,139,368 Rheon Automatic Machinery Co., Ltd..................... 64,000 142,025 Ryobi, Ltd............................................. 583,200 1,187,246 #Sakai Heavy Industries, Ltd............................ 190,000 521,712 Sakai Moving Service Co., Ltd.......................... 2,000 43,151 *Sakurada Co., Ltd...................................... 10,000 1,634 #*Sanix, Inc............................................. 126,100 369,585 Sanki Engineering Co., Ltd............................. 340,000 1,571,488 #Sanko Metal Industrial Co., Ltd........................ 122,000 301,259 Sankyo-Tateyama Holdings, Inc.......................... 1,710,000 3,706,721 Sankyu, Inc............................................ 1,251,000 4,358,022 Sanritsu Corp.......................................... 16,700 102,454 Sanwa Holdings Corp.................................... 1,039,000 4,153,730 Sanyo Denki Co., Ltd................................... 210,000 1,137,932 Sanyo Engineering & Construction, Inc.................. 48,000 151,291 Sanyo Industries, Ltd.................................. 77,000 144,759 Sasebo Heavy Industries Co., Ltd....................... 584,000 519,820 #*Sata Construction Co., Ltd............................. 128,000 88,012 Sato Holdings Corp..................................... 111,200 1,547,465 Sato Shoji Corp........................................ 65,300 392,312 Sawafuji Electric Co., Ltd............................. 30,000 73,320 Secom Joshinetsu Co., Ltd.............................. 33,900 880,882 Seibu Electric Industry Co., Ltd....................... 67,000 286,225 Seika Corp............................................. 285,000 742,542 597 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Industrials -- (Continued) #*Seikitokyu Kogyo Co., Ltd.............................. 542,000 $ 346,077 Seino Holdings Co., Ltd................................ 720,000 4,151,386 Sekisui Jushi Co., Ltd................................. 144,000 1,403,445 #Senko Co., Ltd......................................... 400,000 1,618,796 #Senshu Electric Co., Ltd............................... 37,300 436,746 Shibusawa Warehouse Co., Ltd........................... 231,000 669,343 Shibuya Kogyo Co., Ltd................................. 80,100 903,649 #Shima Seiki Manufacturing Co., Ltd..................... 123,700 1,574,239 Shin Nippon Air Technologies Co., Ltd.................. 88,780 486,161 Shin-Keisei Electric Railway Co., Ltd.................. 174,000 782,277 #Shinmaywa Industries, Ltd.............................. 440,000 2,387,528 Shinnihon Corp......................................... 194,800 453,688 Shinsho Corp........................................... 205,000 365,152 Shinwa Co., Ltd........................................ 7,100 79,025 SHO-BOND Holdings Co., Ltd............................. 101,600 3,072,690 Shoko Co., Ltd......................................... 323,000 493,757 Showa Aircraft Industry Co., Ltd....................... 112,000 550,522 #Sinfonia Technology Co., Ltd........................... 502,000 837,079 Sintokogio, Ltd........................................ 201,000 1,418,476 Soda Nikka Co., Ltd.................................... 67,000 286,223 Sodick Co., Ltd........................................ 217,900 827,854 Sohgo Security Services Co., Ltd....................... 269,300 3,784,416 Sotetsu Holdings, Inc.................................. 597,000 2,026,057 #Space Co., Ltd......................................... 73,420 660,856 Subaru Enterprise Co., Ltd............................. 59,000 183,191 Sugimoto & Co., Ltd.................................... 34,100 318,123 Sumikin Bussan Corp.................................... 228,000 557,247 #*Sumiseki Holdings, Inc................................. 133,200 116,661 Sumitomo Densetsu Co., Ltd............................. 98,100 884,935 #*Sumitomo Mitsui Construction Co., Ltd.................. 1,020,000 639,559 Sumitomo Precision Products Co., Ltd................... 156,000 660,623 Sumitomo Warehouse Co., Ltd............................ 608,000 2,543,728 Suzuki Metal Industry Co., Ltd......................... 1,000 1,316 SWCC Showa Holdings Co., Ltd........................... 1,732,000 1,236,592 Tadano, Ltd............................................ 509,579 3,759,339 Taihei Dengyo Kaisha, Ltd.............................. 158,000 1,021,179 Taihei Kogyo Co., Ltd.................................. 256,000 1,020,202 Taiheiyo Kouhatsu, Inc................................. 166,000 149,836 Taikisha, Ltd.......................................... 136,700 2,902,418 Takada Kiko Co., Ltd................................... 247,000 472,997 Takano Co., Ltd........................................ 51,100 253,111 #*Takaoka Toko Holdings Co., Ltd......................... 44,820 656,888 #Takara Printing Co., Ltd............................... 38,055 276,140 Takara Standard Co., Ltd............................... 501,000 3,759,850 Takasago Thermal Engineering Co., Ltd.................. 291,400 2,292,885 #Takashima & Co., Ltd................................... 211,000 708,728 *Takeuchi Manufacturing Co., Ltd........................ 10,600 93,853 Takigami Steel Construction Co., Ltd................... 50,000 133,307 Takisawa Machine Tool Co., Ltd......................... 244,000 290,519 Takuma Co., Ltd........................................ 365,000 1,857,675 #Tanseisha Co., Ltd..................................... 84,000 249,625 #Tatsuta Electric Wire & Cable Co., Ltd................. 237,000 2,357,613 TECHNO ASSOCIE Co., Ltd................................ 58,400 465,297 Techno Ryowa, Ltd...................................... 71,390 342,576 Teikoku Electric Manufacturing Co., Ltd................ 31,800 404,923 Teikoku Sen-I Co., Ltd................................. 97,000 727,242 Tekken Corp............................................ 763,000 974,984 #Temp Holdings Co., Ltd................................. 48,600 583,905 Teraoka Seisakusho Co., Ltd............................ 53,600 211,599 TOA Corp............................................... 784,000 1,120,746 #TOA ROAD Corp.......................................... 161,000 429,591 598 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Industrials -- (Continued) *Tobishima Corp....................................... 479,600 $ 444,738 Tocalo Co., Ltd...................................... 68,300 992,648 Toda Corp............................................ 1,019,000 3,076,754 Toenec Corp.......................................... 212,000 1,163,171 TOKAI Holdings Corp.................................. 229,700 935,026 Tokai Lease Co., Ltd................................. 98,000 205,078 Tokyo Energy & Systems, Inc.......................... 143,000 622,802 Tokyo Keiki, Inc..................................... 287,000 453,986 *Tokyo Kikai Seisakusho, Ltd.......................... 300,000 146,450 Tokyo Sangyo Co., Ltd................................ 78,000 248,170 Tokyu Community Corp................................. 32,900 1,180,355 Tokyu Construction Co., Ltd.......................... 191,490 350,110 Toli Corp............................................ 236,000 484,604 #Tomoe Corp........................................... 115,500 377,823 #Tomoe Engineering Co., Ltd........................... 20,800 350,978 Tonami Holdings Co., Ltd............................. 331,000 734,332 Toppan Forms Co., Ltd................................ 213,400 2,010,269 Torishima Pump Manufacturing Co., Ltd................ 90,400 631,765 Toshiba Machine Co., Ltd............................. 563,000 2,442,184 Toshiba Plant Systems & Services Corp................ 191,450 2,590,332 Tosho Printing Co., Ltd.............................. 243,000 380,838 Totetsu Kogyo Co., Ltd............................... 129,400 1,482,216 #Toyo Construction Co., Ltd........................... 287,300 875,819 Toyo Electric Manufacturing Co., Ltd................. 162,000 443,944 Toyo Engineering Corp................................ 581,400 2,406,470 Toyo Machinery & Metal Co., Ltd...................... 42,400 97,241 #Toyo Tanso Co., Ltd.................................. 51,600 978,922 #Toyo Wharf & Warehouse Co., Ltd...................... 274,000 433,398 #Trancom Co., Ltd..................................... 19,400 366,993 Trinity Industrial Corp.............................. 56,000 177,238 Trusco Nakayama Corp................................. 98,900 1,783,049 Tsubakimoto Chain Co., Ltd........................... 620,700 3,040,807 Tsubakimoto Kogyo Co., Ltd........................... 97,000 280,878 #*Tsudakoma Corp....................................... 211,000 269,562 #Tsugami Corp......................................... 333,000 2,077,456 Tsukishima Kikai Co., Ltd............................ 127,000 1,074,552 Tsurumi Manufacturing Co., Ltd....................... 94,000 706,492 TTK Co., Ltd......................................... 62,000 279,563 Uchida Yoko Co., Ltd................................. 331,000 899,901 #Ueki Corp............................................ 406,000 793,841 #Union Tool Co., Ltd.................................. 59,700 903,957 Utoc Corp............................................ 92,900 271,131 #*Wakachiku Construction Co., Ltd...................... 1,204,000 1,071,306 *Wakita & Co., Ltd.................................... 47,000 331,552 #Weathernews, Inc..................................... 33,000 1,093,380 Yahagi Construction Co., Ltd......................... 141,500 602,777 Yamabiko Corp........................................ 28,882 371,919 Yamato Corp.......................................... 82,000 274,284 Yamaura Corp......................................... 34,500 96,059 Yamazen Co., Ltd..................................... 305,500 1,883,270 Yasuda Warehouse Co., Ltd. (The)..................... 95,800 629,270 Yokogawa Bridge Holdings Corp........................ 140,400 1,021,730 Yondenko Corp........................................ 132,800 481,098 Yuasa Trading Co., Ltd............................... 894,000 1,479,770 Yuken Kogyo Co., Ltd................................. 157,000 269,600 Yurtec Corp.......................................... 256,000 857,500 Yusen Logistics Co., Ltd............................. 85,400 723,361 #Yushin Precision Equipment Co., Ltd.................. 53,034 930,157 ------------ Total Industrials.................................... 440,161,049 ------------ 599 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ---------- Information Technology -- (9.6%) *1st Holdings, Inc...................................... 20,700 $ 133,169 A&D Co., Ltd........................................... 44,300 142,632 Ai Holdings Corp....................................... 251,400 1,600,438 Aichi Tokei Denki Co., Ltd............................. 113,000 386,863 Aiphone Co., Ltd....................................... 71,400 1,237,393 Allied Telesis Holdings K.K............................ 470,700 419,039 Alpha Systems, Inc..................................... 32,760 386,887 #Alps Electric Co., Ltd................................. 808,000 4,776,946 Amano Corp............................................. 281,000 2,306,092 #Anritsu Corp........................................... 392,000 4,931,192 AOI Electronic Co., Ltd................................ 35,200 519,822 Argo Graphics, Inc..................................... 5,100 66,236 Arisawa Manufacturing Co., Ltd......................... 138,600 329,745 Asahi Net, Inc......................................... 63,000 305,220 Axell Corp............................................. 33,500 822,271 *Bit-isle, Inc.......................................... 57,800 537,368 CAC Corp............................................... 63,500 534,688 Canon Electronics, Inc................................. 102,600 2,162,191 #Capcom Co., Ltd........................................ 74,900 1,428,479 Chino Corp............................................. 151,000 370,954 CMK Corp............................................... 263,200 858,966 Computer Engineering & Consulting, Ltd................. 61,500 353,100 Core Corp.............................................. 45,700 418,300 Cresco, Ltd............................................ 23,200 152,186 Cybernet Systems Co., Ltd.............................. 85 23,388 #Cybozu, Inc............................................ 1,347 428,384 *DA Consortium, Inc..................................... 9 2,699 *Dai-ichi Seiko Co., Ltd................................ 40,400 552,524 Daishinku Corp......................................... 97,000 275,018 Daito Electron Co., Ltd................................ 5,900 24,417 Daiwabo Holdings Co., Ltd.............................. 971,000 1,799,248 #Denki Kogyo Co., Ltd................................... 319,000 1,467,489 #*Digital Garage, Inc.................................... 783 1,510,044 DKK TOA Corp........................................... 31,000 108,638 DTS Corp............................................... 101,400 1,400,783 Dwango Co., Ltd........................................ 308 509,427 Eizo Nanao Corp........................................ 81,900 1,284,895 Elecom Co., Ltd........................................ 16,700 264,818 #Elematec Corp.......................................... 20,271 259,352 EM Systems Co., Ltd.................................... 8,400 190,643 #Enplas Corp............................................ 42,400 1,514,655 ESPEC Corp............................................. 96,800 775,676 Excel Co., Ltd......................................... 12,800 107,578 *F@N Communications, Inc................................ 76 150,907 Faith, Inc............................................. 1,942 204,912 #*FDK Corp............................................... 355,000 284,588 *Ferrotec Corp.......................................... 131,700 518,378 Fuji Electronics Co., Ltd.............................. 28,600 383,227 #Fuji Soft, Inc......................................... 100,600 2,135,786 Fujitsu Frontech, Ltd.................................. 77,500 411,369 Furuno Electric Co., Ltd............................... 10,000 38,843 Furuya Metal Co., Ltd.................................. 1,800 48,870 Future Architect, Inc.................................. 1,172 453,479 #GMO Internet, Inc...................................... 321,000 2,246,764 GMO Payment Gateway, Inc............................... 8,100 131,116 #*GungHo Online Entertainment, Inc....................... 185 907,653 Gurunavi, Inc.......................................... 25,800 286,015 Hakuto Co., Ltd........................................ 73,700 671,410 Hioki EE Corp.......................................... 28,200 481,313 Hitachi Kokusai Electric, Inc.......................... 249,500 1,692,719 Hochiki Corp........................................... 97,000 491,329 600 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ---------- Information Technology -- (Continued) #Hokuriku Electric Industry Co., Ltd.................... 330,000 $ 360,028 Horiba, Ltd............................................ 179,850 4,907,305 Hosiden Corp........................................... 275,600 1,494,641 Icom, Inc.............................................. 49,700 1,038,833 *Ikegami Tsushinki Co., Ltd............................. 174,000 102,493 Ines Corp.............................................. 202,300 1,290,780 I-Net Corp............................................. 47,800 341,980 *Infocom Corp........................................... 76 94,856 Information Services International-Dentsu, Ltd......... 76,700 668,694 Innotech Corp.......................................... 61,800 258,037 Internet Initiative Japan, Inc......................... 102,200 2,670,395 *Iriso Electronics Co., Ltd............................. 13,900 192,702 IT Holdings Corp....................................... 376,801 4,696,096 ITC Networks Corp...................................... 85,900 688,386 ITFOR, Inc............................................. 34,300 122,871 *Iwatsu Electric Co., Ltd............................... 354,000 248,385 Japan Aviation Electronics Industry, Ltd............... 252,600 2,013,882 #Japan Cash Machine Co., Ltd............................ 79,315 676,078 Japan Digital Laboratory Co., Ltd...................... 109,700 1,143,185 #*Japan Radio Co., Ltd................................... 230,000 527,726 #Jastec Co., Ltd........................................ 61,400 422,226 JBCC Holdings, Inc..................................... 75,900 525,368 JFE Systems, Inc....................................... 163 145,521 JIEC Co., Ltd.......................................... 156 184,695 *Justsystems Corp....................................... 28,600 76,381 Kaga Electronics Co., Ltd.............................. 103,300 941,125 Kanematsu Electronics, Ltd............................. 83,100 923,413 Koa Corp............................................... 157,400 1,230,981 Kyoden Co., Ltd........................................ 156,900 232,426 #Kyoei Sangyo Co., Ltd.................................. 97,000 159,118 Kyowa Electronic Instruments Co., Ltd.................. 56,000 173,660 Lasertec Corp.......................................... 41,000 745,508 Macnica, Inc........................................... 50,100 987,116 #Macromill, Inc......................................... 105,800 1,293,985 Marubun Corp........................................... 98,500 410,718 #Maruwa Co., Ltd........................................ 45,400 1,337,270 *Marvelous AQL, Inc..................................... 1,031 336,169 #Megachips Corp......................................... 99,400 2,220,758 #Meiko Electronics Co., Ltd............................. 31,700 245,683 Meisei Electric Co., Ltd............................... 307,000 257,676 #Melco Holdings, Inc.................................... 62,700 1,308,708 *Micronics Japan Co., Ltd............................... 8,000 29,091 Mimasu Semiconductor Industry Co., Ltd................. 86,881 682,900 *Miraial Co., Ltd....................................... 7,400 141,049 Miroku Jyoho Service Co., Ltd.......................... 105,000 450,096 *Mitsui High-Tec, Inc................................... 131,600 978,336 Mitsui Knowledge Industry Co., Ltd..................... 3,643 594,728 *Mitsumi Electric Co., Ltd.............................. 424,500 2,043,200 MTI, Ltd............................................... 383 369,374 #Mutoh Holdings Co., Ltd................................ 160,000 350,925 *Nagano Japan Radio Co., Ltd............................ 44,000 56,191 Nagano Keiki Co., Ltd.................................. 5,300 46,867 Nakayo Telecommunications, Inc......................... 485,000 1,603,711 NEC Fielding, Ltd...................................... 95,000 1,115,363 NEC Networks & System Integration Corp................. 109,600 2,002,215 Net One Systems Co., Ltd............................... 434,500 4,836,269 *New Japan Radio Co., Ltd............................... 2,000 3,713 Nichicon Corp.......................................... 270,300 1,840,139 Nidec Copal Electronics Corp........................... 56,800 290,291 Nifty Corp............................................. 324 503,493 #Nihon Dempa Kogyo Co., Ltd............................. 83,400 905,328 601 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Information Technology -- (Continued) Nihon Unisys, Ltd...................................... 251,575 $1,829,210 #Nippon Ceramic Co., Ltd................................ 88,600 1,186,323 #*Nippon Chemi-Con Corp.................................. 655,000 952,682 Nippon Kodoshi Corp.................................... 2,300 20,723 Nippon Systemware Co., Ltd............................. 27,900 110,779 Nohmi Bosai, Ltd....................................... 123,000 778,717 NS Solutions Corp...................................... 79,400 1,607,145 NSD Co., Ltd........................................... 183,000 1,751,916 #*Nuflare Technology, Inc................................ 117 890,443 Obic Business Consultants Co., Ltd..................... 23,550 1,244,257 Ohara, Inc............................................. 14,300 108,929 Okaya Electric Industries Co., Ltd..................... 73,000 288,940 #*Oki Electric Industry Co., Ltd......................... 3,198,000 3,212,793 ONO Sokki Co., Ltd..................................... 103,000 453,548 #Optex Co., Ltd......................................... 38,200 409,230 Origin Electric Co., Ltd............................... 141,000 547,185 Osaki Electric Co., Ltd................................ 152,000 815,227 Panasonic Industrial Devices SUNX Co., Ltd............. 110,800 446,962 Panasonic Information Systems Co., Ltd................. 13,600 326,111 PCA Corp............................................... 17,500 218,725 #*Renesas Electronics Corp............................... 153,200 567,395 Riken Keiki Co., Ltd................................... 78,500 487,814 Riso Kagaku Corp....................................... 71,100 1,153,566 Roland DG Corp......................................... 54,400 587,279 Ryoden Trading Co., Ltd................................ 147,000 832,478 Ryosan Co., Ltd........................................ 158,500 2,675,469 Ryoyo Electro Corp..................................... 113,200 1,131,124 #Sanken Electric Co., Ltd............................... 531,000 1,658,727 Sanko Co., Ltd......................................... 9,000 24,819 Sanshin Electronics Co., Ltd........................... 139,500 1,048,127 Satori Electric Co., Ltd............................... 79,080 428,223 Saxa Holdings, Inc..................................... 307,000 503,574 SCSK Corp.............................................. 145,263 2,473,606 #Seiko Epson Corp....................................... 663,300 3,688,714 *Shibaura Electronics Co., Ltd.......................... 5,700 65,238 #*Shibaura Mechatronics Corp............................. 147,000 244,915 #Shindengen Electric Manufacturing Co., Ltd............. 346,000 802,771 Shinkawa, Ltd.......................................... 68,300 292,131 Shinko Electric Industries Co., Ltd.................... 342,500 2,132,507 Shinko Shoji Co., Ltd.................................. 89,900 777,886 Shizuki Electric Co., Inc.............................. 103,000 361,274 #Siix Corp.............................................. 83,900 1,236,936 Simplex Holdings, Inc.................................. 1,569 477,712 #SMK Corp............................................... 294,000 737,234 Softbank Technology Corp............................... 500 4,961 Soshin Electric Co., Ltd............................... 4,600 17,104 SRA Holdings, Inc...................................... 49,700 541,749 Star Micronics Co., Ltd................................ 196,400 1,838,473 Sumida Corp............................................ 53,049 248,564 Sun-Wa Technos Corp.................................... 12,600 92,615 Systena Corp........................................... 1,117 963,662 Tachibana Eletech Co., Ltd............................. 62,400 506,611 #Taiyo Yuden Co., Ltd................................... 499,400 4,236,718 Tamura Corp............................................ 344,000 753,970 #*Teac Corp.............................................. 351,000 114,277 Tecmo Koei Holdings Co., Ltd........................... 150,730 1,233,800 Teikoku Tsushin Kogyo Co., Ltd......................... 176,000 290,921 *Thine Electronics, Inc................................. 33 27,284 TKC Corp............................................... 86,800 1,694,256 #*Toko, Inc.............................................. 232,000 532,047 #Tokyo Electron Device, Ltd............................. 342 577,329 602 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ------------ Information Technology -- (Continued) Tokyo Seimitsu Co., Ltd.............................. 183,100 $ 2,766,587 Tomen Devices Corp................................... 2,400 51,683 Tomen Electronics Corp............................... 52,600 667,415 #Topcon Corp.......................................... 198,200 940,354 Tose Co., Ltd........................................ 22,100 138,329 Toshiba TEC Corp..................................... 631,000 2,948,840 #Toukei Computer Co., Ltd............................. 26,810 378,958 #Towa Corp............................................ 95,200 534,717 Toyo Corp............................................ 139,400 1,593,786 Transcosmos, Inc..................................... 122,300 1,362,218 UKC Holdings Corp.................................... 24,600 459,182 #*Ulvac, Inc........................................... 211,000 1,335,832 Uniden Corp.......................................... 377,000 880,189 *UT Holdings Co., Ltd................................. 113 60,976 #V Technology Co., Ltd................................ 195 348,570 Wacom Co., Ltd....................................... 1,731 5,027,984 *Wellnet Corp......................................... 10,700 90,873 Y.A.C. Co., Ltd...................................... 37,700 228,073 *Yamaichi Electronics Co., Ltd........................ 75,700 122,575 *Yashima Denki Co., Ltd............................... 100 426 Yokowo Co., Ltd...................................... 69,500 336,481 *Zappallas, Inc....................................... 374 333,718 Zuken, Inc........................................... 94,600 592,908 ------------ Total Information Technology............................ 182,222,047 ------------ Materials -- (9.6%) Achilles Corp........................................ 703,000 907,159 Adeka Corp........................................... 389,900 2,940,581 Agro-Kanesho Co., Ltd................................ 14,000 75,192 Aichi Steel Corp..................................... 484,000 1,802,354 Alconix Corp......................................... 16,600 272,359 Arakawa Chemical Industries, Ltd..................... 67,700 527,203 Araya Industrial Co., Ltd............................ 276,000 370,009 #Asahi Holdings, Inc.................................. 115,950 1,955,572 Asahi Organic Chemicals Industry Co., Ltd............ 343,000 812,337 #Asahi Printing Co., Ltd.............................. 800 21,268 *C Uyemura & Co., Ltd................................. 2,700 88,917 Chuetsu Pulp & Paper Co., Ltd........................ 568,000 967,938 #*Chugai Mining Co., Ltd............................... 852,400 149,713 Chugoku Marine Paints, Ltd........................... 287,000 1,416,891 *Chugokukogyo Co., Ltd................................ 62,000 62,230 Chuo Denki Kogyo Co., Ltd............................ 90,000 304,539 #*Co-Op Chemical Co., Ltd.............................. 159,000 178,959 Dai Nippon Toryo, Ltd................................ 533,000 561,676 #Daiichi Kigenso Kagaku-Kyogyo Co., Ltd............... 14,300 210,345 Daiichi Kogyo Seiyaku Co., Ltd....................... 146,000 355,096 Daiken Corp.......................................... 401,000 884,647 Daiki Aluminium Industry Co., Ltd.................... 66,000 170,421 Dainichiseika Colour & Chemicals Manufacturing Co., Ltd................................................ 319,000 1,338,760 #Daio Paper Corp...................................... 411,500 2,273,096 Daiso Co., Ltd....................................... 355,000 983,567 DC Co., Ltd.......................................... 113,900 334,442 Dynapac Co., Ltd..................................... 25,000 68,932 Earth Chemical Co., Ltd.............................. 50,100 1,860,283 FP Corp.............................................. 61,200 4,600,656 Fuji Seal International, Inc......................... 88,400 1,883,257 Fujikura Kasei Co., Ltd.............................. 96,500 408,054 Fujimi, Inc.......................................... 59,700 1,165,821 Fujimori Kogyo Co., Ltd.............................. 26,000 615,968 Fumakilla, Ltd....................................... 85,000 289,240 #Furukawa-Sky Aluminum Corp........................... 409,000 959,237 603 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Materials -- (Continued) Geostar Corp........................................... 14,000 $ 24,587 Godo Steel, Ltd........................................ 899,000 1,340,483 Gun Ei Chemical Industry Co., Ltd...................... 347,000 843,169 Harima Chemicals, Inc.................................. 73,300 336,751 #Hodogaya Chemical Co., Ltd............................. 265,000 494,777 Hokkan Holdings, Ltd................................... 283,000 797,872 Hokko Chemical Industry Co., Ltd....................... 90,000 247,043 #Hokuetsu Kishu Paper Co., Ltd.......................... 862,199 4,417,725 #*Hokushin Co., Ltd...................................... 61,400 137,087 Honshu Chemical Industry Co., Ltd...................... 32,000 159,362 Ihara Chemical Industry Co., Ltd....................... 161,000 761,542 Ise Chemical Corp...................................... 83,000 521,528 #*Ishihara Sangyo Kaisha, Ltd............................ 1,503,500 1,167,836 Ishizuka Glass Co., Ltd................................ 109,000 181,416 Japan Carlit Co., Ltd.................................. 59,800 300,383 Japan Pure Chemical Co., Ltd........................... 59 133,045 JCU Corp............................................... 5,600 194,768 JSP Corp............................................... 103,900 1,344,626 #Kanto Denka Kogyo Co., Ltd............................. 203,000 320,870 Katakura Chikkarin Co., Ltd............................ 43,000 99,278 Kawakin Holdings Co., Ltd.............................. 11,000 39,698 Kawasaki Kasei Chemicals, Ltd.......................... 121,000 136,577 Koatsu Gas Kogyo Co., Ltd.............................. 163,493 850,738 *KOGI Corp.............................................. 30,000 52,558 Kohsoku Corp........................................... 61,900 531,349 Konishi Co., Ltd....................................... 66,900 1,002,749 #*Kumiai Chemical Industry Co., Ltd...................... 242,000 1,097,098 Kureha Corp............................................ 594,500 2,312,052 #Kurimoto, Ltd.......................................... 702,000 2,146,613 Kurosaki Harima Corp................................... 221,000 509,946 #Kyoei Steel, Ltd....................................... 76,600 1,194,512 Kyowa Leather Cloth Co., Ltd........................... 71,700 234,553 Lintec Corp............................................ 218,400 3,777,789 MEC Co., Ltd........................................... 63,300 177,674 *Mitsubishi Paper Mills, Ltd............................ 1,159,000 987,025 Mitsubishi Steel Manufacturing Co., Ltd................ 593,000 1,011,894 *Mitsui Mining & Smelting Co., Ltd...................... 2,683,000 5,679,528 Mory Industries, Inc................................... 154,000 426,460 Nakabayashi Co., Ltd................................... 181,000 382,990 #*Nakayama Steel Works, Ltd.............................. 639,000 312,232 Neturen Co., Ltd....................................... 152,800 932,628 #*New Japan Chemical Co., Ltd............................ 115,700 393,619 Nichia Steel Works, Ltd................................ 175,900 405,623 Nihon Kagaku Sangyo Co., Ltd........................... 78,000 485,407 Nihon Nohyaku Co., Ltd................................. 230,000 1,020,190 Nihon Parkerizing Co., Ltd............................. 240,000 3,622,056 Nihon Yamamura Glass Co., Ltd.......................... 490,000 1,019,044 #Nippon Carbide Industries Co., Inc..................... 270,000 671,150 *Nippon Chemical Industrial Co., Ltd.................... 297,000 368,736 Nippon Chutetsukan K.K................................. 50,000 111,098 Nippon Chuzo K.K....................................... 111,000 118,358 Nippon Coke & Engineering Co., Ltd..................... 1,032,500 1,216,653 #Nippon Concrete Industries Co., Ltd.................... 180,000 558,950 Nippon Denko Co., Ltd.................................. 444,000 1,039,843 Nippon Fine Chemical Co., Ltd.......................... 85,600 566,456 #Nippon Kasei Chemical Co., Ltd......................... 309,000 387,347 #*Nippon Kinzoku Co., Ltd................................ 222,000 292,293 Nippon Koshuha Steel Co., Ltd.......................... 376,000 344,285 *Nippon Light Metal Holdings Co., Ltd................... 2,388,000 2,155,822 #Nippon Paper Group, Inc................................ 139,700 1,597,673 Nippon Pigment Co., Ltd................................ 9,000 19,158 604 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- Materials -- (Continued) Nippon Pillar Packing Co., Ltd......................... 83,000 $ 518,203 Nippon Soda Co., Ltd................................... 655,000 2,847,172 Nippon Synthetic Chemical Industry Co., Ltd. (The)..... 256,000 1,680,416 Nippon Valqua Industries, Ltd.......................... 340,000 912,129 #*Nippon Yakin Kogyo Co., Ltd............................ 618,500 550,785 #*Nisshin Steel Holdings Co., Ltd........................ 318,892 2,113,164 Nittetsu Mining Co., Ltd............................... 375,000 1,508,470 Nitto FC Co., Ltd...................................... 72,000 454,209 NOF Corp............................................... 728,000 3,475,952 Okabe Co., Ltd......................................... 190,900 1,203,656 Okamoto Industries, Inc................................ 400,000 1,557,684 Okura Industrial Co., Ltd.............................. 305,000 829,905 #Osaka Organic Chemical Industry, Ltd................... 66,000 296,522 Osaka Steel Co., Ltd................................... 77,700 1,286,223 #Osaka Titanium Technologies Co., Ltd................... 89,600 1,774,132 #Pacific Metals Co., Ltd................................ 735,000 2,498,511 Pack Corp. (The)....................................... 66,300 1,178,483 #*Rasa Industries, Ltd................................... 370,000 329,434 Rengo Co., Ltd......................................... 915,000 3,999,241 Riken Technos Corp..................................... 197,000 496,681 *S Science Co., Ltd..................................... 2,704,000 67,744 Sakai Chemical Industry Co., Ltd....................... 410,000 1,104,027 Sakata INX Corp........................................ 196,000 968,977 Sanyo Chemical Industries, Ltd......................... 305,000 1,720,944 Sanyo Special Steel Co., Ltd........................... 522,300 1,557,334 Sekisui Plastics Co., Ltd.............................. 209,000 474,314 Shikoku Chemicals Corp................................. 184,000 998,929 Shinagawa Refractories Co., Ltd........................ 224,000 438,151 Shin-Etsu Polymer Co., Ltd............................. 224,100 747,195 Shinko Wire Co., Ltd................................... 184,000 283,737 Somar Corp............................................. 42,000 86,781 Stella Chemifa Corp.................................... 45,900 862,368 #Sumitomo Bakelite Co., Ltd............................. 922,000 3,290,841 #Sumitomo Light Metal Industries, Ltd................... 2,296,000 1,869,545 Sumitomo Osaka Cement Co., Ltd......................... 1,848,000 6,016,617 Sumitomo Pipe & Tube Co., Ltd.......................... 108,100 757,389 Sumitomo Seika Chemicals Co., Ltd...................... 223,000 779,795 T&K Toka Co., Ltd...................................... 2,000 24,937 T. Hasegawa Co., Ltd................................... 121,300 1,535,812 Taisei Lamick Co., Ltd................................. 21,300 625,479 Taiyo Holdings Co., Ltd................................ 74,400 2,093,404 Takasago International Corp............................ 356,000 1,812,952 Takiron Co., Ltd....................................... 304,000 1,085,218 *Tanaka Chemical Corp................................... 1,100 4,442 Tayca Corp............................................. 151,000 426,148 Tenma Corp............................................. 87,000 863,332 #Titan Kogyo K.K........................................ 111,000 303,089 Toagosei Co., Ltd...................................... 1,096,000 4,468,291 #Toda Kogyo Corp........................................ 161,000 478,008 #Toho Titanium Co., Ltd................................. 85,300 758,545 Toho Zinc Co., Ltd..................................... 624,000 2,119,639 Tokai Carbon Co., Ltd.................................. 1,004,000 3,225,506 Tokushu Tokai Paper Co., Ltd........................... 501,580 1,237,154 #Tokuyama Corp.......................................... 1,639,000 3,144,841 Tokyo Ohka Kogyo Co., Ltd.............................. 180,800 3,686,263 #Tokyo Rope Manufacturing Co., Ltd...................... 581,000 641,365 Tokyo Steel Manufacturing Co., Ltd..................... 555,700 1,785,364 Tokyo Tekko Co., Ltd................................... 94,000 324,000 TOMOEGAWA CO., LTD..................................... 125,000 223,957 Tomoku Co., Ltd........................................ 294,000 805,953 #Topy Industries, Ltd................................... 848,000 1,647,131 605 THE JAPANESE SMALL COMPANY SERIES CONTINUED Shares Value++ ----------- -------------- Materials -- (Continued) #Tosoh Corp................................. 2,242,000 $ 4,388,986 Toyo Ink SC Holdings Co., Ltd.............. 867,000 3,194,599 Toyo Kohan Co., Ltd........................ 247,000 616,363 TYK Corp................................... 138,000 262,871 Ube Material Industries, Ltd............... 226,000 616,790 Wood One Co., Ltd.......................... 169,000 476,242 Yodogawa Steel Works, Ltd.................. 786,500 2,532,949 *Yuki Gosei Kogyo Co., Ltd.................. 64,000 173,244 Yushiro Chemical Industry Co., Ltd......... 47,100 451,734 -------------- Total Materials............................... 183,401,559 -------------- Telecommunication Services -- (0.3%) #eAccess, Ltd............................... 10,102 5,098,126 *Japan Communications, Inc.................. 767 49,073 Okinawa Cellular Telephone Co.............. 3,300 68,735 -------------- Total Telecommunication Services.............. 5,215,934 -------------- Utilities -- (0.4%) #Hokkaido Gas Co., Ltd...................... 210,000 594,596 Hokuriku Gas Co., Ltd...................... 99,000 254,186 Okinawa Electric Power Co., Ltd............ 70,571 2,161,361 Saibu Gas Co., Ltd......................... 1,406,000 3,699,081 Shizuoka Gas Co., Ltd...................... 249,500 1,776,243 -------------- Total Utilities............................... 8,485,467 -------------- TOTAL COMMON STOCKS........................... 1,671,206,423 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (12.0%) (S)@DFA Short Term Investment Fund............ 19,446,845 225,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $4,044,497) to be repurchased at $3,965,232............................... $ 3,965 3,965,193 -------------- TOTAL SECURITIES LENDING COLLATERAL........... 228,965,193 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,096,684,195)...................... $1,900,171,616 ============== 606 THE ASIA PACIFIC SMALL COMPANY SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ----------- COMMON STOCKS -- (83.0%) AUSTRALIA -- (47.4%) *AAT Corp., Ltd....................................... 9,992 $ -- *ABM Resources NL..................................... 4,447,721 239,793 #*Acer Energy, Ltd..................................... 229,729 68,252 Acrux, Ltd........................................... 703,625 2,363,956 #Adelaide Brighton, Ltd............................... 1,885,757 6,199,102 #Aditya Birla Minerals, Ltd........................... 878,000 418,219 *AED Oil, Ltd......................................... 363,401 -- #*Ainsworth Game Technology, Ltd....................... 361,760 893,570 *AJ Lucas Group, Ltd.................................. 317,969 263,762 *Alchemia, Ltd........................................ 724,903 407,801 *Alcyone Resources, Ltd............................... 4,043,277 205,481 #*Alkane Resources, Ltd................................ 1,255,636 1,104,448 *Alliance Resources, Ltd.............................. 444,483 112,728 *Altona Mining, Ltd................................... 1,108,169 309,930 #Alumina, Ltd......................................... 79,006 78,866 *Amadeus Energy, Ltd.................................. 819,137 165,959 Amalgamated Holdings, Ltd............................ 462,896 3,266,040 #Amcom Telecommunications, Ltd........................ 556,812 738,767 *Ampella Mining, Ltd.................................. 108,829 54,146 Ansell, Ltd.......................................... 503,479 8,157,816 #*Antares Energy, Ltd.................................. 937,175 504,742 AP Eagers, Ltd....................................... 225,085 888,258 #APN News & Media, Ltd................................ 2,209,800 846,930 #*Aquarius Platinum, Ltd............................... 1,550,854 920,168 #*Aquila Resources, Ltd................................ 171,615 477,707 #*Arafura Resources, Ltd............................... 1,093,749 226,701 ARB Corp., Ltd....................................... 347,600 3,703,932 #Aristocrat Leisure, Ltd.............................. 2,580,305 7,542,048 Arrium, Ltd.......................................... 6,037,433 4,903,780 #ASG Group, Ltd. (6207214)............................ 514,931 336,307 *ASG Group, Ltd. (B844JF1)............................ 737 482 *Aspire Mining, Ltd................................... 636,763 55,907 *Astron Corp., Ltd.................................... 33,786 42,756 #*Atlantic, Ltd........................................ 238,482 74,328 *Atlas Iron, Ltd...................................... 1,147,150 1,821,748 #*Aurora Oil & Gas, Ltd................................ 1,114,903 4,512,172 Ausdrill, Ltd........................................ 1,466,628 4,328,026 Ausenco, Ltd......................................... 343,044 1,122,532 #*Ausgold, Ltd......................................... 52,096 8,633 #*Austal, Ltd.......................................... 581,980 739,810 Austbrokers Holdings, Ltd............................ 103,298 836,289 Austin Engineering, Ltd.............................. 188,444 845,989 *Austpac Resources NL................................. 2,524,951 94,315 *Australian Agricultural Co., Ltd..................... 923,263 1,245,148 Australian Infrastructure Fund NL.................... 3,606,473 11,122,393 Australian Pharmaceutical Industries, Ltd............ 2,452,401 1,196,525 Automotive Holdings Group, Ltd....................... 586,489 1,940,569 #*Avanco Resources, Ltd................................ 2,010,636 260,300 *Avita Medical, Ltd................................... 58,058 7,853 #AVJennings, Ltd...................................... 5,185,036 1,751,655 AWE, Ltd............................................. 2,111,897 2,909,476 #*Azimuth Resources, Ltd............................... 334,414 128,439 #*Azumah Resources, Ltd................................ 737,953 95,582 *Ballarat South Gold, Ltd............................. 1,996 -- #*Bandanna Energy, Ltd................................. 622,869 219,008 Bank of Queensland, Ltd.............................. 94,112 739,052 #*Bannerman Resources, Ltd............................. 332,217 28,908 #*Bathurst Resources, Ltd.............................. 767,231 345,280 607 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- AUSTRALIA -- (Continued) #BC Iron, Ltd......................................... 258,613 $ 743,423 #Beach Energy, Ltd.................................... 5,525,248 7,891,340 #*Beadell Resources, Ltd............................... 1,500,515 1,514,583 *Berkeley Resources, Ltd.............................. 434,006 211,499 Beyond International, Ltd............................ 61,256 76,305 #Billabong International, Ltd......................... 1,600,753 1,466,159 *Bionomics, Ltd....................................... 345,313 112,973 #*Biota Holdings, Ltd.................................. 1,027,571 634,672 *Bisalloy Steel Group, Ltd............................ 93,800 132,427 #Blackmores, Ltd...................................... 79,054 2,435,634 #*Blackthorn Resources, Ltd............................ 123,339 155,075 *BlueScope Steel, Ltd................................. 13,572,369 6,673,452 Boart Longyear, Ltd.................................. 2,638,658 3,985,039 *Boom Logistics, Ltd.................................. 763,163 245,353 *Boulder Steel, Ltd................................... 1,285,101 42,106 #Bradken, Ltd......................................... 1,022,589 5,234,406 #Breville Group, Ltd.................................. 598,466 3,715,325 Brickworks, Ltd...................................... 132,797 1,533,558 BSA, Ltd............................................. 666,656 124,342 #BT Investment Management, Ltd........................ 193,869 446,791 *Buccaneer Energy, Ltd................................ 3,660,894 227,966 *Buru Energy, Ltd. (B3CCKH1).......................... 373,526 1,074,150 *Buru Energy, Ltd. (B83VSV2).......................... 32,251 93,070 #Cabcharge Australia, Ltd............................. 562,463 3,450,894 *Calliden Group, Ltd.................................. 389,687 65,906 #*Cape Lambert Resources, Ltd.......................... 373,413 98,744 *Capral, Ltd.......................................... 58,499 12,423 Cardno, Ltd.......................................... 505,707 4,215,933 #*Carnarvon Petroleum, Ltd............................. 4,479,867 375,570 *Carnegie Wave Energy, Ltd............................ 263,165 10,917 #carsales.com, Ltd.................................... 1,220,399 9,444,501 #Cash Converters International, Ltd................... 1,192,545 1,095,093 *CDS Technologies, Ltd................................ 13,276 -- Cedar Woods Properties, Ltd.......................... 136,814 602,270 *Centaurus Metals, Ltd................................ 143,557 49,976 #*Central Petroleum, Ltd............................... 1,759,865 355,947 *Centrebet International, Ltd. Claim Units............ 81,336 -- *Centrex Metals, Ltd.................................. 13,701 2,629 #*Ceramic Fuel Cells, Ltd.............................. 3,882,106 318,027 #*Cerro Resources NL................................... 1,961,035 196,959 #*CGA Mining, Ltd...................................... 10,124 29,939 #*Chalice Gold Mines, Ltd.............................. 320,684 85,120 Challenger, Ltd...................................... 198,545 664,730 Chandler Macleod Group, Ltd.......................... 338,118 150,754 *ChemGenex Pharmaceuticals, Ltd....................... 115,291 -- *Chesser Resources, Ltd............................... 148,340 66,151 *Citigold Corp., Ltd.................................. 3,765,806 219,181 #Clarius Group, Ltd................................... 1,126,662 455,590 *Clinuvel Pharmaceuticals, Ltd........................ 118,435 198,663 #Clough, Ltd.......................................... 1,527,345 1,235,354 Clover Corp., Ltd.................................... 269,348 148,175 *CO2 Group, Ltd....................................... 774,201 84,444 *Coal of Africa, Ltd.................................. 668,800 148,652 #*Coalspur Mines, Ltd.................................. 1,239,823 1,206,639 *Cobar Consolidated Resources, Ltd.................... 75,663 44,734 #*Cockatoo Coal, Ltd................................... 3,318,970 566,694 #Codan, Ltd........................................... 170,881 381,084 #*Coffey International, Ltd............................ 1,048,636 407,043 Collection House, Ltd................................ 1,909,459 1,940,538 Consolidated Media Holdings, Ltd..................... 1,276,820 4,543,366 *Continental Coal, Ltd................................ 658,378 37,516 608 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- AUSTRALIA -- (Continued) #*Cooper Energy, Ltd................................... 336,842 $ 205,568 Coventry Group, Ltd.................................. 144,778 447,626 Credit Corp. Group, Ltd.............................. 110,382 804,852 *Crusader Resources, Ltd.............................. 155,861 85,870 #CSG, Ltd............................................. 674,612 339,225 #CSR, Ltd............................................. 2,491,176 4,522,744 CTI Logistics, Ltd................................... 7,200 10,366 #*Cudeco, Ltd.......................................... 399,317 1,935,776 *Cue Energy Resources, Ltd............................ 1,378,665 192,708 Data#3, Ltd.......................................... 305,808 364,991 #David Jones, Ltd..................................... 3,152,271 8,724,565 #Decmil Group, Ltd.................................... 655,425 1,759,229 *Deep Yellow, Ltd..................................... 1,039,981 81,898 Devine, Ltd.......................................... 497,498 377,510 #*Discovery Metals, Ltd................................ 1,368,337 2,450,958 Domino's Pizza Enterprises, Ltd...................... 14,892 145,782 *Downer EDI, Ltd...................................... 1,857,964 6,916,092 *Dragon Mining, Ltd................................... 171,966 137,989 #*Drillsearch Energy, Ltd.............................. 1,599,467 2,510,767 DUET Group........................................... 3,067,818 6,648,416 #DuluxGroup, Ltd...................................... 2,167,142 7,954,583 DWS, Ltd............................................. 278,315 437,345 *Dyesol, Ltd.......................................... 16,947 2,640 #*Elders, Ltd.......................................... 1,419,921 242,999 #*Elemental Minerals, Ltd.............................. 388,188 235,242 *Ellect Holdings, Ltd................................. 482 -- #Emeco Holdings, Ltd.................................. 2,172,998 1,564,917 *Empire Oil & Gas NL.................................. 427,500 6,664 #*Energy Resources of Australia, Ltd................... 684,442 1,000,342 *Energy World Corp., Ltd.............................. 4,025,738 1,520,113 *Enero Group, Ltd..................................... 20,635 8,589 *Engenco, Ltd......................................... 22,880 9,516 *Entek Energy, Ltd.................................... 920,744 64,907 #Envestra, Ltd........................................ 5,566,443 5,224,266 #*Equatorial Resources, Ltd............................ 176,571 325,330 *Ethane Pipeline Income Fund.......................... 13,710 24,816 #Euroz, Ltd........................................... 81,100 86,774 #*Evolution Mining, Ltd................................ 1,644,550 3,417,837 Exco Resources, Ltd.................................. 429,909 116,147 #Fairfax Media, Ltd................................... 3,329,535 1,363,151 Fantastic Holdings, Ltd.............................. 355,613 1,051,622 *FAR, Ltd............................................. 8,225,394 280,964 Finbar Group, Ltd.................................... 58,051 71,409 *Finders Resources, Ltd............................... 7,442 1,349 #FKP Property Group, Ltd.............................. 5,902,095 1,352,077 #Fleetwood Corp., Ltd................................. 316,248 3,378,625 FlexiGroup, Ltd...................................... 597,372 2,455,729 Flight Centre, Ltd................................... 11,770 324,731 *Flinders Mines, Ltd.................................. 6,909,293 615,746 *Focus Minerals, Ltd.................................. 19,167,915 715,815 #Forge Group, Ltd..................................... 252,731 1,044,237 *Forte Energy NL...................................... 471,243 9,798 G8 Education, Ltd.................................... 77,843 111,776 #*Galaxy Resources, Ltd................................ 760,450 397,143 Gazal Corp., Ltd..................................... 100,938 214,887 #*Geodynamics, Ltd..................................... 1,015,653 136,738 #*Gindalbie Metals, Ltd................................ 2,600,255 928,143 *Global Construction Services, Ltd.................... 1,832 1,167 *Gold Road Resources, Ltd............................. 141,504 22,873 *Golden Rim Resources, Ltd............................ 722,577 82,452 #*Goodman Fielder, Ltd................................. 8,296,037 5,025,633 609 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- AUSTRALIA -- (Continued) GrainCorp, Ltd. Class A.............................. 828,668 $10,523,403 #Grange Resources, Ltd................................ 1,245,669 322,163 #*Great Southern, Ltd.................................. 9,302,784 -- *Greenland Minerals & Energy, Ltd..................... 796,390 255,847 #*Gryphon Minerals, Ltd................................ 1,673,195 1,353,812 #GUD Holdings, Ltd.................................... 469,856 4,089,811 *Gujarat NRE Coking Coal, Ltd......................... 119,865 19,871 #*Gunns, Ltd........................................... 2,872,620 -- #GWA Group, Ltd....................................... 1,263,740 2,288,957 *Hastie Group, Ltd.................................... 81,042 -- *Havilah Resources NL................................. 245,913 118,624 HFA Holdings, Ltd.................................... 235,865 188,411 HGL, Ltd............................................. 87,337 48,936 *Highlands Pacific, Ltd............................... 2,651,500 384,401 *Hillgrove Resources, Ltd............................. 1,123,437 102,376 #Hills Holdings, Ltd.................................. 1,006,582 794,151 *Horizon Oil, Ltd..................................... 4,487,756 1,810,362 *Hutchison Telecommunications Australia, Ltd.......... 2,944,144 98,741 #*Icon Energy, Ltd..................................... 1,701,528 458,238 *IDM International, Ltd............................... 23,969 970 #iiNet, Ltd........................................... 664,344 2,866,956 #Imdex, Ltd........................................... 1,061,080 1,471,137 #IMF Australia, Ltd................................... 314,016 483,492 *IMX Resources, Ltd................................... 456,257 68,569 #Independence Group NL................................ 1,024,848 4,234,731 *Indo Mines, Ltd...................................... 22,124 3,448 *Indophil Resources NL................................ 3,118,946 906,030 #Industrea, Ltd....................................... 1,478,422 1,933,549 #*Infigen Energy, Ltd.................................. 1,798,730 447,294 Infomedia, Ltd....................................... 1,458,074 544,840 *Integra Mining, Ltd.................................. 3,714,022 2,092,681 Integrated Research, Ltd............................. 261,513 324,348 #*Intrepid Mines, Ltd.................................. 1,794,707 633,428 #Invocare, Ltd........................................ 633,106 5,785,092 IOOF Holdings, Ltd................................... 1,074,600 7,031,533 #Iress, Ltd........................................... 603,773 4,795,961 *Iron Ore Holdings, Ltd............................... 336,216 285,749 #*Ivanhoe Australia, Ltd............................... 396,947 360,214 #JB Hi-Fi, Ltd........................................ 582,072 6,187,633 *Jupiter Mines, Ltd................................... 465,443 64,944 #K&S Corp., Ltd....................................... 228,651 403,633 #*Kagara, Ltd.......................................... 1,945,393 242,331 #*Kangaroo Resources, Ltd.............................. 2,874,627 125,537 *Karoon Gas Australia, Ltd............................ 667,086 3,849,352 *Kasbah Resources, Ltd................................ 478,599 79,333 #Kingsgate Consolidated, Ltd.......................... 786,887 4,513,292 #Kingsrose Mining, Ltd................................ 688,387 699,058 *Lednium, Ltd......................................... 195,019 16,195 #*Linc Energy, Ltd..................................... 1,497,847 852,317 #*Liquefied Natural Gas, Ltd........................... 595,144 188,042 Lycopodium, Ltd...................................... 57,046 362,796 #M2 Telecommunications Group, Ltd..................... 611,388 2,426,240 Macmahon Holdings, Ltd............................... 3,791,959 1,254,261 *Macquarie Atlas Roads Group NL....................... 1,535,838 2,462,690 Macquarie Telecom Group, Ltd......................... 35,019 350,502 #*Marengo Mining, Ltd.................................. 1,428,204 236,894 #Matrix Composites & Engineering, Ltd................. 158,693 272,924 #*Maverick Drilling & Exploration, Ltd................. 114,368 122,380 MaxiTRANS Industries, Ltd............................ 942,578 948,131 *Mayne Pharma Group, Ltd.............................. 505,278 133,615 McGuigan Simeon Wines, Ltd........................... 2,437,348 1,305,000 610 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- AUSTRALIA -- (Continued) #McMillan Shakespeare, Ltd.............................. 235,687 $3,154,201 McPherson's, Ltd....................................... 303,441 582,834 #Medusa Mining, Ltd..................................... 844,923 5,382,014 Melbourne IT, Ltd...................................... 440,506 813,889 #*MEO Australia, Ltd..................................... 681,039 165,679 #Mermaid Marine Australia, Ltd.......................... 1,099,905 3,696,672 #*Mesoblast, Ltd......................................... 169,618 1,017,252 *Metals X, Ltd.......................................... 238,372 30,876 *Metgasco, Ltd.......................................... 667,052 145,081 *Metminco, Ltd.......................................... 1,879,249 159,724 *MetroCoal, Ltd......................................... 68,725 15,645 #*MHM Metals, Ltd........................................ 287,217 77,518 Miclyn Express Offshore, Ltd........................... 662,257 1,525,234 #Mincor Resources NL.................................... 1,004,969 1,245,444 *Minemakers, Ltd........................................ 113,803 17,666 #*Mineral Deposits, Ltd.................................. 306,156 1,550,338 #Mineral Resources, Ltd................................. 484,937 4,358,291 #*Mirabela Nickel, Ltd................................... 2,693,751 1,253,843 #*Molopo Energy, Ltd..................................... 1,186,993 676,836 #*Moly Mines, Ltd........................................ 25,253 3,411 #Monadelphous Group, Ltd................................ 319,624 6,988,498 *Morning Star Gold NL................................... 332,749 37,995 #Mortgage Choice, Ltd................................... 631,109 1,133,592 Mount Gibson Iron, Ltd................................. 3,121,745 2,277,582 Murchison Metals, Ltd.................................. 685,443 31,276 #Myer Holdings, Ltd..................................... 3,564,925 7,225,726 MyState, Ltd........................................... 43,788 170,572 *Nanosonics, Ltd........................................ 259,364 141,458 #Navitas, Ltd........................................... 1,189,617 5,081,804 *Neon Energy, Ltd....................................... 65,782 18,096 *New Guinea Energy, Ltd................................. 79,187 2,542 *NewSat, Ltd............................................ 405,515 210,332 *Nexus Energy, Ltd...................................... 4,998,176 621,107 NIB Holdings, Ltd...................................... 1,322,671 2,487,422 *Nido Petroleum, Ltd.................................... 6,093,154 226,661 #*Noble Mineral Resources, Ltd........................... 859,168 120,368 Norfolk Group, Ltd..................................... 361,653 243,875 #*Northern Iron, Ltd..................................... 799,125 501,493 *Northern Star Resources, Ltd........................... 1,454,940 1,939,634 NRW Holdings, Ltd...................................... 1,174,775 2,491,755 *NuCoal Resources, Ltd.................................. 429,538 64,532 Nufarm, Ltd............................................ 817,424 4,873,105 #Oakton, Ltd............................................ 378,695 491,007 *Oilex, Ltd............................................. 23,182 1,342 *OPUS Group, Ltd........................................ 65,187 31,639 #*Orocobre, Ltd.......................................... 257,530 496,075 #OrotonGroup, Ltd....................................... 89,607 604,276 *Otto Energy, Ltd....................................... 1,936,175 174,688 Pacific Brands, Ltd.................................... 4,412,120 2,837,818 *Pacific Niugini, Ltd................................... 200,616 33,310 #*Paladin Energy, Ltd.................................... 4,096,983 4,805,465 *Pan Pacific Petroleum NL............................... 1,094,343 119,274 PanAust, Ltd........................................... 1,025,303 3,534,660 *Pancontinental Oil & Gas NL............................ 1,006,891 87,295 Panoramic Resources, Ltd............................... 971,509 627,823 *PaperlinX, Ltd......................................... 2,814,406 151,843 *Papillon Resources, Ltd................................ 32,010 61,468 Patties Foods, Ltd..................................... 39,601 67,789 *Peak Resources, Ltd.................................... 288,357 56,683 #*Peet, Ltd.............................................. 1,096,798 1,058,783 *Peninsula Energy, Ltd.................................. 5,178,834 192,706 611 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- AUSTRALIA -- (Continued) #*Perilya, Ltd........................................... 1,482,070 $ 475,586 #Perpetual Trustees Australia, Ltd...................... 226,579 6,555,708 #*Perseus Mining, Ltd.................................... 1,605,654 4,309,705 #*Pharmaxis, Ltd......................................... 1,018,699 1,365,308 *Phosphagenics, Ltd..................................... 1,659,005 265,907 #*Platinum Australia, Ltd................................ 1,442,661 100,337 #*Pluton Resources, Ltd.................................. 538,056 103,357 PMP, Ltd............................................... 2,395,607 496,580 *Poseidon Nickel, Ltd................................... 436,181 51,950 #Premier Investments, Ltd............................... 278,643 1,781,621 #*Prima Biomed, Ltd...................................... 2,338,194 302,939 Primary Health Care, Ltd............................... 1,960,174 7,906,484 Prime Media Group, Ltd................................. 1,777,139 1,455,403 *PrimeAg, Ltd........................................... 213,399 254,567 Programmed Maintenance Service, Ltd.................... 550,149 1,179,887 *QRxPharma, Ltd......................................... 167,593 125,451 *Quickstep Holdings, Ltd................................ 462,355 81,256 *Ramelius Resources, Ltd................................ 1,512,836 692,945 *Range Resources, Ltd................................... 1,456,711 90,557 #RCR Tomlinson, Ltd..................................... 1,056,974 2,011,646 REA Group, Ltd......................................... 189,011 3,383,011 #Reckon, Ltd............................................ 271,858 696,410 *Red 5, Ltd............................................. 9,022 11,700 #*Red Fork Energy, Ltd................................... 1,175,289 839,337 Redflex Holdings, Ltd.................................. 377,855 599,346 Reece Australia, Ltd................................... 238,457 5,014,858 *Reed Resources, Ltd.................................... 698,001 130,464 *Regis Resources, Ltd................................... 515,563 2,874,665 #Reject Shop, Ltd. (The)................................ 122,036 1,797,826 #*Resolute Mining, Ltd................................... 3,133,646 6,254,867 #*Resource & Investment NL............................... 353,895 73,277 *Resource Equipment, Ltd................................ 118,411 41,406 *Resource Generation, Ltd............................... 338,381 140,522 #Retail Food Group, Ltd................................. 89,936 296,904 #*Rex Minerals, Ltd...................................... 469,315 388,700 *Rialto Energy, Ltd..................................... 1,967,580 244,541 #Ridley Corp., Ltd...................................... 1,283,068 1,532,395 *RiverCity Motorway Group, Ltd.......................... 1,563,354 -- *Robust Resources, Ltd.................................. 136,513 89,233 *Roc Oil Co., Ltd....................................... 6,490,268 2,888,811 Runge, Ltd............................................. 30,702 13,371 #Ruralco Holdings, Ltd.................................. 88,651 297,716 #SAI Global, Ltd........................................ 1,203,570 5,065,529 #*Salinas Energy, Ltd.................................... 1,842,511 506,472 #Salmat, Ltd............................................ 664,807 1,779,897 #*Samson Oil & Gas, Ltd.................................. 7,175,499 254,871 *Sandfire Resources NL.................................. 299,154 2,612,129 *Saracen Mineral Holdings, Ltd.......................... 2,686,129 1,402,007 Schaffer Corp., Ltd.................................... 33,766 132,310 Sedgman, Ltd........................................... 443,054 454,487 Seek, Ltd.............................................. 4 28 #Select Harvests, Ltd................................... 311,834 378,403 #*Senex Energy, Ltd...................................... 3,522,445 2,701,597 Servcorp, Ltd.......................................... 301,327 976,118 Service Stream, Ltd.................................... 1,432,710 572,200 #Seven West Media, Ltd.................................. 447,449 564,107 #Sigma Pharmaceuticals, Ltd............................. 4,898,960 3,427,443 *Sihayo Gold, Ltd....................................... 603,971 78,538 *Silex System, Ltd...................................... 545,788 1,969,212 #*Silver Lake Resources, Ltd............................. 1,125,179 4,123,914 *Sipa Resources International NL........................ 706,804 48,994 612 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ AUSTRALIA -- (Continued) #*Sirtex Medical, Ltd.................................. 219,105 $ 2,500,206 Skilled Group, Ltd................................... 492,016 1,356,516 Slater & Gordon, Ltd................................. 24,701 50,740 #SMS Management & Technology, Ltd..................... 435,122 2,247,122 Southern Cross Electrical Engineering, Ltd........... 21,171 26,771 Southern Cross Media Group, Ltd...................... 2,546,520 2,745,745 Spark Infrastructure Group, Ltd...................... 5,307,759 9,307,506 #*Specialty Fashion Group, Ltd......................... 809,557 504,178 *St. Barbara, Ltd..................................... 1,946,083 3,843,800 #*Starpharma Holdings, Ltd............................. 938,555 1,582,706 #*Straits Resources, Ltd............................... 917,602 92,169 *Strike Energy, Ltd................................... 1,230,120 261,139 Structural Systems, Ltd.............................. 138,772 90,679 STW Communications Group, Ltd........................ 1,095,072 1,147,155 #*Sundance Energy Australia, Ltd....................... 1,009,945 830,902 *Sundance Resources, Ltd.............................. 8,756,539 3,222,143 *Sunland Group, Ltd................................... 741,191 797,285 #Super Retail Group, Ltd.............................. 1,291,875 12,068,742 Swick Mining Services, Ltd........................... 87,194 28,060 *Talisman Mining, Ltd................................. 217,981 54,223 #*Tanami Gold NL....................................... 569,930 432,312 *Tap Oil, Ltd......................................... 1,450,696 1,060,222 Tassal Group, Ltd.................................... 626,912 942,089 #Technology One, Ltd.................................. 1,322,653 1,912,561 #Ten Network Holdings, Ltd............................ 5,185,547 1,507,673 #*Texon Petroleum, Ltd................................. 871,211 347,319 #TFS Corp., Ltd....................................... 1,393,854 556,436 Thorn Group, Ltd..................................... 370,228 758,655 *Tiger Resources, Ltd................................. 1,751,101 561,394 *Tissue Therapies, Ltd................................ 41,469 15,903 *Toro Energy, Ltd..................................... 70,156 9,464 #*Tox Free Solutions, Ltd.............................. 461,406 1,353,963 #TPG Telecom, Ltd..................................... 1,569,063 3,883,595 Transfield Services, Ltd............................. 2,144,148 3,531,666 *Transpacific Industries Group, Ltd................... 4,533,180 3,590,693 #Troy Resources, Ltd.................................. 415,918 1,912,038 Trust Co., Ltd. (The)................................ 89,605 432,806 #*UGL, Ltd............................................. 29,808 330,281 *Unity Mining, Ltd.................................... 2,433,889 344,245 #UXC, Ltd............................................. 1,169,545 1,066,424 *VDM Group, Ltd....................................... 1,684,753 19,135 #*Venture Minerals, Ltd................................ 450,858 126,216 *Venturex Resources, Ltd.............................. 42,171 1,750 Village Roadshow, Ltd................................ 855,994 3,322,767 #*Virgin Australia Holdings, Ltd. (B43DQC7)............ 7,648,897 3,884,086 *Virgin Australia Holdings, Ltd. (B7L5734)............ 7,648,897 39,700 Warrnambool Cheese & Butter Factory Co. Holding, Ltd. 1,203 4,673 #Watpac, Ltd.......................................... 711,698 442,838 WDS, Ltd............................................. 375,342 249,189 #Webjet, Ltd.......................................... 356,064 1,477,954 Webster, Ltd......................................... 180,921 112,300 #Western Areas NL..................................... 765,031 3,472,009 #*Western Desert Resouurces, Ltd....................... 225,143 151,235 #*White Energy Co., Ltd................................ 643,913 233,411 WHK Group, Ltd....................................... 1,202,433 1,316,878 #Wide Bay Australia, Ltd.............................. 84,697 580,518 #*Windimurra Vanadium, Ltd............................. 537,429 -- #Wotif.com Holdings, Ltd.............................. 588,604 2,834,354 *Yancoal Australia, Ltd............................... 213,764 225,688 #*YTC Resources, Ltd................................... 104,200 26,435 ------------ TOTAL AUSTRALIA......................................... 566,558,727 ------------ 613 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (0.0%) #*China Public Procurement, Ltd........................ 5,230,000 $ -- *Madex International Holdings, Ltd.................... 3,182,000 51,246 *Skyfame Realty Holdings, Ltd......................... 2,659,625 236,464 ---------- TOTAL CHINA............................................. 287,710 ---------- HONG KONG -- (17.0%) Aeon Credit Service (Asia) Co., Ltd.................. 580,000 533,325 #Aeon Stores Hong Kong Co., Ltd....................... 242,000 602,632 Alco Holdings, Ltd................................... 1,426,000 299,577 Allan International Holdings, Ltd.................... 720,000 186,421 Allied Group, Ltd.................................... 683,200 1,813,449 Allied Overseas, Ltd................................. 50,000 27,568 Allied Properties, Ltd............................... 12,297,857 1,701,401 *Apac Resources, Ltd.................................. 12,720,000 433,988 APT Satellite Holdings, Ltd.......................... 1,275,000 352,708 *Artel Solutions Group Holdings, Ltd.................. 6,645,000 72,914 Arts Optical International Holdings, Ltd............. 730,000 210,833 Asia Financial Holdings, Ltd......................... 2,474,908 961,963 Asia Satellite Telecommunications Holdings, Ltd...... 962,000 3,066,878 *Asia Standard Hotel Group, Ltd....................... 11,777,218 1,080,365 Asia Standard International Group, Ltd............... 13,425,937 2,383,441 #Associated International Hotels, Ltd................. 980,000 2,427,372 Aupu Group Holding Co., Ltd.......................... 2,504,000 212,626 *Auto Italia Holdings................................. 875,000 30,388 Automated Systems Holdings, Ltd...................... 318,000 46,237 Bauhaus International Holdings, Ltd.................. 462,000 84,415 *Beijing Yu Sheng Tang Pharmaceutical Group, Ltd...... 1,154,000 14,646 *Bel Global Resources Holdings, Ltd................... 2,576,000 47,199 *Bio-Dynamic Group, Ltd............................... 2,916,000 217,411 *Birmingham International Holdings, Ltd............... 6,502,000 127,522 #Bonjour Holdings, Ltd................................ 8,720,000 1,122,102 Bossini International Holdings, Ltd.................. 3,871,500 194,041 *Brightoil Petroleum Holdings, Ltd.................... 2,777,000 556,779 #*Brockman Mining, Ltd................................. 23,270,814 1,152,512 #*Burwill Holdings, Ltd................................ 8,888,960 113,096 Cafe de Coral Holdings, Ltd.......................... 866,000 2,561,114 *Capital Estate, Ltd.................................. 684,000 11,851 *Carico Holdings, Ltd................................. 22,420,000 924,433 Century City International Holdings, Ltd............. 6,419,460 421,317 Century Sunshine Group Holdings, Ltd................. 3,655,000 197,967 Champion Technology Holdings, Ltd.................... 14,881,730 201,001 *Chaoyue Group, Ltd................................... 1,735,000 101,321 Chen Hsong Holdings, Ltd............................. 1,042,000 281,619 Cheuk Nang Holdings, Ltd............................. 442,457 244,202 Chevalier International Holdings, Ltd................ 737,482 940,741 *China Best Group Holding, Ltd........................ 1,581,400 17,518 *China Billion Resources, Ltd......................... 4,876,000 -- *China Boon Holdings, Ltd............................. 6,200,000 71,069 *China Daye Non-Ferrous Metals Mining, Ltd............ 3,467,837 140,963 *China Digicontent Co., Ltd........................... 2,710,000 3,497 *China Electronics Corp. Holdings Co., Ltd............ 2,888,250 248,794 *China Energy Development Holdings, Ltd............... 23,576,000 381,753 *China Environmental Investment Holdings, Ltd......... 7,470,000 181,126 *China Financial Services Holdings, Ltd............... 954,000 58,143 *China Flavors & Fragrances Co., Ltd.................. 156,137 28,447 *China Gamma Group, Ltd............................... 7,400,000 114,459 *China Infrastructure Investment, Ltd................. 7,918,000 183,048 #*China Mandarin Holdings, Ltd......................... 501,400 36,150 China Metal International Holdings, Ltd.............. 2,582,000 449,039 China Motor Bus Co., Ltd............................. 50,000 409,150 *China Nuclear Industry 23 International Corp., Ltd... 1,024,000 229,550 614 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) *China Oriental Culture Group, Ltd.................... 312,000 $ 13,453 *China Outdoor Media Group, Ltd....................... 710,000 7,218 *China Renji Medical Group, Ltd....................... 12,784,000 -- #*China Resources & Transportation Group, Ltd.......... 32,900,000 1,185,561 *China Solar Energy Holdings, Ltd..................... 37,990,000 141,778 *China Strategic Holdings, Ltd........................ 12,585,000 267,452 China Ting Group Holdings, Ltd....................... 2,443,151 125,900 *China Tycoon Beverage Holdings, Ltd.................. 2,732,000 29,964 China WindPower Group, Ltd........................... 15,410,000 409,132 China-Hongkong Photo Products Holdings, Ltd.......... 2,123,000 152,910 Chinney Investments, Ltd............................. 1,144,000 156,382 Chong Hing Bank, Ltd................................. 878,000 1,593,353 Chow Sang Sang Holdings International, Ltd........... 1,100,000 2,335,512 Chu Kong Shipping Enterprise Group Co., Ltd.......... 2,188,000 357,846 Chuang's China Investments, Ltd...................... 3,550,494 198,588 Chuang's Consortium International, Ltd............... 5,210,781 617,282 Chun Wo Development Holdings, Ltd.................... 2,002,926 152,120 Citic Telecom International Holdings, Ltd............ 5,543,000 1,270,274 #City Telecom, Ltd.................................... 2,401,751 541,663 CK Life Sciences International Holdings, Inc......... 15,060,000 1,202,313 CNT Group, Ltd....................................... 8,315,264 407,171 COL Capital, Ltd..................................... 2,457,840 290,573 *Continental Holdings, Ltd............................ 2,508,250 29,391 Cosmos Machinery Enterprises, Ltd.................... 1,292,400 75,614 *CP Lotus Corp., Ltd.................................. 11,420,000 207,204 Cross-Harbour Holdings, Ltd. (The)................... 659,520 537,186 CSI Properties, Ltd.................................. 17,906,383 739,578 *CST Mining Group, Ltd................................ 71,688,000 1,013,695 *Culture Landmark Investment, Ltd..................... 509,800 40,126 *Culturecom Holdings, Ltd............................. 2,475,000 472,013 Dah Sing Banking Group, Ltd.......................... 1,481,197 1,468,363 Dah Sing Financial Holdings, Ltd..................... 651,027 2,497,700 Dan Form Holdings Co., Ltd........................... 3,668,260 509,381 *Dejin Resources Group Co., Ltd....................... 947,500 9,141 Dickson Concepts International, Ltd.................. 1,066,500 549,437 *Dingyi Group Investment, Ltd......................... 5,497,500 209,227 Dorsett Hospitality International, Ltd............... 2,179,000 482,205 *DVN Holdings, Ltd.................................... 1,631,000 53,538 Dynamic Holdings, Ltd................................ 56,000 10,596 Eagle Nice International Holdings, Ltd............... 1,078,000 234,182 EcoGreen Fine Chemicals Group, Ltd................... 1,112,000 202,118 *EganaGoldpfeil Holdings, Ltd......................... 4,121,757 -- Emperor Entertainment Hotel, Ltd..................... 3,140,000 586,074 Emperor International Holdings, Ltd.................. 6,208,753 1,484,468 Emperor Watch & Jewellery, Ltd....................... 23,650,000 2,243,876 *ENM Holdings, Ltd.................................... 15,112,000 1,260,848 *Enviro Energy International Holdings, Ltd............ 4,138,000 70,750 *EPI Holdings, Ltd.................................... 12,819,927 346,829 #*Esprit Holdings, Ltd................................. 5,164,900 6,678,378 *eSun Holdings, Ltd................................... 2,790,000 416,259 EVA Precision Industrial Holdings, Ltd............... 6,292,000 654,822 *Ezcom Holdings, Ltd.................................. 72,576 450 Fairwood, Ltd........................................ 423,600 887,397 #Far East Consortium International, Ltd............... 4,773,539 949,638 #*Fook Woo Group Holdings, Ltd......................... 952,000 167,060 Fountain SET Holdings, Ltd........................... 4,622,000 392,549 Four Seas Mercantile Holdings, Ltd................... 592,000 157,797 *Frasers Property China, Ltd.......................... 17,131,000 958,747 Get Nice Holdings, Ltd............................... 19,348,000 808,395 Giordano International, Ltd.......................... 7,246,000 6,015,664 *Global Tech Holdings, Ltd............................ 4,598,000 16,516 615 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) Glorious Sun Enterprises, Ltd........................ 2,682,000 $ 739,622 Gold Peak Industries Holding, Ltd.................... 3,118,642 293,715 Golden Resources Development International, Ltd...... 3,330,500 154,468 *Goldin Financial Holdings, Ltd....................... 480,000 61,303 *Goldin Properties Holdings, Ltd...................... 3,044,000 1,761,833 *Good Fellow Resources Holdings, Ltd.................. 810,000 24,670 *Grande Holdings, Ltd................................. 882,000 46,660 Great Eagle Holdings, Ltd............................ 70,160 207,088 *Greenheart Group, Ltd................................ 876,000 58,482 *G-Resources Group, Ltd............................... 80,853,000 3,897,642 *Group Sense International, Ltd....................... 2,378,000 53,179 Guangnan Holdings, Ltd............................... 2,249,600 269,119 Guotai Junan International Holdings, Ltd............. 1,152,000 339,382 Haitong International Securities Group, Ltd.......... 1,367,586 472,199 *Hang Fung Gold Technology, Ltd....................... 1,972,482 -- *Hans Energy Co., Ltd................................. 4,504,000 51,185 #Harbour Centre Development, Ltd...................... 957,500 1,457,520 High Fashion International, Ltd...................... 268,000 89,443 HKR International, Ltd............................... 5,895,136 2,819,319 Hon Kwok Land Investment Co., Ltd.................... 314,800 117,083 Hong Kong & Shanghai Hotels, Ltd..................... 191,500 252,548 *Hong Kong Aircraft Engineering Co., Ltd.............. 12,800 174,404 Hong Kong Ferry Holdings, Ltd........................ 809,300 763,394 Hongkong Chinese, Ltd................................ 5,024,000 828,753 *Hop Fung Group Holdings, Ltd......................... 452,000 14,433 Hsin Chong Construction Group, Ltd................... 1,711,658 235,739 *Huafeng Group Holdings, Ltd.......................... 5,113,325 155,828 Hung Hing Printing Group, Ltd........................ 1,298,000 190,563 Hutchison Telecommunications Hong Kong Holdings, Ltd. 5,248,000 2,169,665 *Hybrid Kinetic Group, Ltd............................ 12,788,000 155,677 *HyComm Wireless, Ltd................................. 89,090 17,395 *IDT International, Ltd............................... 1,704,183 28,512 *Imagi International Holdings, Ltd.................... 26,656,000 380,627 IPE Group, Ltd....................................... 2,060,000 151,103 *IRC, Ltd,............................................ 3,210,000 395,223 IT, Ltd.............................................. 3,012,532 1,192,943 ITC Corp., Ltd....................................... 659,645 41,998 ITC Properties Group, Ltd............................ 3,645,747 1,176,646 *Jinhui Holdings, Ltd................................. 207,000 37,403 Jiuzhou Development Co., Ltd......................... 2,558,000 270,283 *JLF Investment Co., Ltd.............................. 3,173,500 147,109 Johnson Electric Holdings, Ltd....................... 1,229,500 784,598 Joyce Boutique Holdings, Ltd......................... 1,530,000 112,086 K Wah International Holdings, Ltd.................... 6,354,390 2,875,434 Kam Hing International Holdings, Ltd................. 1,974,000 153,877 Kantone Holdings, Ltd................................ 9,835,145 85,697 *Karfun Investment, Ltd............................... 538,000 5,554 *Karl Thomson Holdings, Ltd........................... 436,000 70,644 Karrie International Holdings, Ltd................... 1,951,200 50,514 Keck Seng Investments (Hong Kong), Ltd............... 904,600 407,331 Kin Yat Holdings, Ltd................................ 586,000 68,728 *King Pacific International Holdings, Ltd............. 1,404,200 22,105 *King Stone Energy Group, Ltd......................... 3,925,000 247,318 Kingmaker Footwear Holdings, Ltd..................... 1,484,955 211,436 Kingston Financial Group, Ltd........................ 13,039,000 1,006,280 *Ko Yo Chemical Group, Ltd............................ 16,260,000 253,628 Kowloon Development Co., Ltd......................... 1,738,000 1,994,609 *Kwoon Chung Bus Holdings, Ltd........................ 530,000 114,756 *Lai Sun Development Co., Ltd......................... 65,128,466 1,602,236 *Lai Sun Garment International, Ltd................... 2,824,000 360,698 Lam Soon Hong Kong, Ltd.............................. 302,310 138,024 616 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) *Leading Spirit High-Tech Holdings Co., Ltd........... 2,310,000 $ 2,981 Lee & Man Chemical Co., Ltd.......................... 1,420,000 745,367 Lee's Pharmaceutical Holdings, Ltd................... 150,000 91,872 Lerado Group Holdings Co., Ltd....................... 1,900,000 181,088 Lippo China Resources, Ltd........................... 9,850,000 253,464 Lippo, Ltd........................................... 1,195,700 512,937 *Lisi Group Holdings, Ltd............................. 4,214,000 168,203 Liu Chong Hing Investment, Ltd....................... 775,200 805,958 Luen Thai Holdings, Ltd.............................. 849,000 113,855 Luk Fook Holdings International, Ltd................. 1,746,000 4,361,261 Luks Group (Vietnam Holdings) Co., Ltd............... 428,913 98,724 *Lung Cheong International Holdings, Ltd.............. 6,790,000 240,157 Lung Kee (Bermuda) Holdings, Ltd..................... 1,597,875 494,295 Magnificent Estates, Ltd............................. 13,184,000 637,998 Mainland Headwear Holdings, Ltd...................... 663,600 86,336 #*Man Wah Holdings, Ltd................................ 976,800 596,528 Man Yue Technology Holdings, Ltd..................... 1,064,000 175,274 Matrix Holdings, Ltd................................. 1,067,414 250,445 *Mei Ah Entertainment Group, Ltd...................... 11,040,000 194,420 Melbourne Enterprises, Ltd........................... 40,500 727,978 Melco International Development, Ltd................. 5,117,000 4,932,333 #Midland Holdings, Ltd............................... 3,646,000 1,834,139 Ming Fai International Holdings, Ltd................. 1,680,000 151,349 *Ming Fung Jewellery Group, Ltd....................... 9,390,000 428,248 Miramar Hotel & Investment Co., Ltd.................. 839,000 1,054,936 Modern Beauty Salon Holdings, Ltd.................... 160,000 19,776 *Mongolia Energy Corp., Ltd........................... 10,603,000 497,266 #*Mongolian Mining Corp................................ 4,552,500 2,224,299 *Nan Nan Resources Enterprise, Ltd.................... 194,000 21,245 Nanyang Holdings, Ltd................................ 137,500 475,097 National Electronics Holdings, Ltd................... 2,434,000 320,053 Natural Beauty Bio-Technology, Ltd................... 4,470,000 449,502 #*Neo-Neon Holdings, Ltd............................... 3,033,000 654,120 *Neptune Group, Ltd................................... 80,000 1,575 *Net2Gather China Holdings, Ltd....................... 349,572 27,669 New Century Group Hong Kong, Ltd..................... 13,351,464 271,868 *New Focus Auto Tech Holdings, Ltd.................... 104,000 14,973 *New Smart Energy Group, Ltd.......................... 23,975,000 228,592 #*New Times Energy Corp., Ltd.......................... 1,297,600 166,859 NewOcean Green Energy Holdings, Ltd.................. 4,380,000 1,681,749 *Next Media, Ltd...................................... 3,931,183 833,912 *Norstar Founders Group, Ltd.......................... 3,256,000 -- *North Asia Resources Holdings, Ltd................... 1,438,600 59,366 *Orange Sky Golden Harvest Entertainment Holdings, Ltd 6,229,706 316,971 *Orient Power Holdings, Ltd........................... 804,000 19,503 #Oriental Watch Holdings, Ltd......................... 2,846,800 848,620 Pacific Andes International Holdings, Ltd............ 10,279,378 575,778 #Pacific Basin Shipping, Ltd.......................... 9,730,000 5,180,604 Pacific Textile Holdings, Ltd........................ 2,091,000 1,379,107 Paliburg Holdings, Ltd............................... 3,152,830 991,684 *Pan Asia Environmental Protection Group, Ltd......... 1,140,000 83,170 #*Peace Mark Holdings, Ltd............................. 2,738,022 -- *Pearl Oriental Oil, Ltd.............................. 12,756,800 1,099,743 Pegasus International Holdings, Ltd.................. 226,000 31,919 Pico Far East Holdings, Ltd.......................... 4,276,000 1,047,401 Playmates Holdings, Ltd.............................. 174,000 100,927 *PME Group, Ltd....................................... 5,360,000 117,515 *PNG Resources Holdings, Ltd.......................... 17,018,362 263,330 Pokfulam Development Co., Ltd........................ 234,000 387,298 Polytec Asset Holdings, Ltd.......................... 10,763,526 1,258,081 Public Financial Holdings, Ltd....................... 3,194,000 1,439,013 617 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- HONG KONG -- (Continued) *PYI Corp., Ltd....................................... 14,249,973 $ 301,255 *Pyxis Group, Ltd..................................... 1,936,000 42,467 Raymond Industrial, Ltd.............................. 1,383,400 144,454 Regal Hotels International Holdings, Ltd............. 2,539,800 1,115,029 Richfield Group Holdings, Ltd........................ 6,456,000 306,859 *Rising Development Holdings, Ltd..................... 2,278,000 93,915 Rivera Holdings, Ltd................................. 5,710,000 170,972 S.A.S. Dragon Holdings, Ltd.......................... 1,052,000 217,040 SA SA International Holdings, Ltd.................... 3,572,000 2,445,801 Safety Godown Co., Ltd............................... 398,000 592,115 *San Miguel Brewery Hong Kong, Ltd.................... 408,800 59,320 *Sandmartin International Holdings, Ltd............... 84,000 9,652 *Sanyuan Group, Ltd................................... 415,000 8,032 SEA Holdings, Ltd.................................... 1,158,000 803,784 *SEEC Media Group, Ltd................................ 136,000 3,964 *Sheng Yuan Holdings, Ltd............................. 210,000 10,824 #Shenyin Wanguo, Ltd.................................. 1,412,500 380,487 Shenzhen High-Tech Holdings, Ltd..................... 812,000 95,461 *Shougang Concord Technology Holdings, Ltd............ 4,201,809 230,175 *Shun Ho Resources Holdings, Ltd...................... 483,000 80,024 *Shun Ho Technology Holdings, Ltd..................... 1,037,452 169,261 Shun Tak Holdings, Ltd............................... 8,089,419 3,223,300 *Sing Pao Media Enterprises, Ltd...................... 250,511 485 Sing Tao News Corp., Ltd............................. 1,974,000 274,278 Singamas Container Holdings, Ltd..................... 7,906,000 1,988,177 *Sinocan Holdings, Ltd................................ 350,000 1,761 *Sinocop Resources Holdings, Ltd...................... 3,370,000 269,601 *Sino-Tech International Holdings, Ltd................ 29,380,000 265,366 SIS International Holdings, Ltd...................... 34,000 12,270 SmarTone Telecommunications Holdings, Ltd............ 1,644,500 3,309,357 SOCAM Development, Ltd............................... 1,036,771 1,064,823 *Solomon Systech International, Ltd................... 6,312,000 175,437 Soundwill Holdings, Ltd.............................. 150,000 272,081 *South China (China), Ltd............................. 6,744,000 521,052 *South China Financial Holdings, Ltd.................. 2,022,000 13,793 *South China Land, Ltd................................ 20,095,170 294,776 Southeast Asia Properties & Finance, Ltd............. 131,891 38,299 Stella International Holdings, Ltd................... 152,000 399,422 Stelux Holdings International, Ltd................... 1,617,400 361,829 *Styland Holdings, Ltd................................ 137,438 2,341 *Success Universe Group, Ltd.......................... 5,552,000 128,105 Sun Hing Vision Group Holdings, Ltd.................. 358,000 119,987 #Sun Hung Kai & Co., Ltd.............................. 1,848,429 1,054,995 *Sun Innovation Holdings, Ltd......................... 10,945,655 112,244 Sunwah Kingsway Capital Holdings, Ltd................ 1,160,000 19,499 *Sunway International Holdings, Ltd................... 850,000 19,747 *Superb Summit International Group, Ltd............... 16,746,600 490,883 #*Sustainable Forest Holdings, Ltd..................... 13,677,750 280,613 Tai Cheung Holdings, Ltd............................. 1,975,000 1,564,896 Tai Sang Land Development, Ltd....................... 598,984 262,056 *Talent Property Group, Ltd........................... 5,106,420 94,985 #Tan Chong International, Ltd......................... 1,212,000 333,350 #Tao Heung Holdings, Ltd.............................. 230,000 125,576 #*Taung Gold International, Ltd........................ 14,590,000 299,328 Termbray Industries International (Holdings), Ltd.... 2,304,900 252,089 Tern Properties Co., Ltd............................. 51,200 19,608 Texwinca Holdings, Ltd............................... 1,676,000 1,328,223 *Theme International Holdings, Ltd.................... 3,370,000 56,376 Tian Teck Land, Ltd.................................. 1,054,000 1,082,858 #*Titan Petrochemicals Group, Ltd...................... 13,140,000 4,239 *Tom Group, Ltd....................................... 3,638,000 435,496 618 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ------------ HONG KONG -- (Continued) Tongda Group Holdings, Ltd......................... 11,860,000 $ 487,778 *Topsearch International Holdings, Ltd.............. 2,420,000 68,839 *Town Health International Investments, Ltd......... 1,175,165 62,819 Tradelink Electronic Commerce, Ltd................. 1,470,000 240,226 #Transport International Holdings, Ltd.............. 954,941 1,962,014 Trinity, Ltd....................................... 3,520,000 2,455,722 Tristate Holdings, Ltd............................. 188,000 92,102 *TSC Group Holdings, Ltd............................ 1,928,000 299,930 #Tse Sui Luen Jewellery International, Ltd.......... 300,000 154,888 Tungtex Holdings Co., Ltd.......................... 642,000 68,679 Tysan Holdings, Ltd................................ 1,040,773 198,595 #*United Laboratories International Holdings, Ltd. (The)............................................ 3,210,000 1,699,732 Universal Technologies Holdings, Ltd............... 6,630,000 384,208 *Up Energy Development Group, Ltd................... 674,000 66,965 *U-Right International Holdings, Ltd................ 4,746,000 8,573 *Value Convergence Holdings, Ltd.................... 1,216,000 187,586 #Value Partners Group, Ltd.......................... 3,517,000 1,909,232 Van Shung Chong Holdings, Ltd...................... 1,601,335 115,328 Varitronix International, Ltd...................... 1,097,293 396,931 Vedan International Holdings, Ltd.................. 3,272,000 214,997 Veeko International Holdings, Ltd.................. 1,267,116 31,444 #Victory City International Holdings, Ltd........... 3,704,249 390,822 *Vision Values Holdings, Ltd........................ 121,400 3,139 Vitasoy International Holdings, Ltd................ 3,769,000 3,564,786 *Vongroup, Ltd...................................... 4,085,000 19,482 VST Holdings, Ltd.................................. 3,000,000 524,553 Wai Kee Holdings, Ltd.............................. 7,946,738 1,492,060 Wang On Group, Ltd................................. 15,191,286 165,951 *Warderly International Holdings, Ltd............... 520,000 32,206 Water Oasis Group, Ltd............................. 1,560,000 197,664 Win Hanverky Holdings, Ltd......................... 1,712,000 171,909 Wing On Co. International, Ltd..................... 781,000 2,169,295 Wing Tai Properties, Ltd........................... 1,957,331 1,208,980 Wong's International (Holdings), Ltd............... 737,641 203,892 Wong's Kong King International Holdings, Ltd....... 120,000 12,697 Xingye Copper International Group, Ltd............. 716,000 82,870 #Xinyi Glass Holdings, Ltd.......................... 8,164,000 4,558,138 Y. T. Realty Group, Ltd............................ 749,000 193,999 Yangtzekiang Garment, Ltd.......................... 606,500 224,469 Yau Lee Holdings, Ltd.............................. 534,000 88,752 Yeebo (International Holdings), Ltd................ 572,000 84,653 #YGM Trading, Ltd................................... 426,000 1,021,634 *Yugang International, Ltd.......................... 93,492,000 664,041 ------------ TOTAL HONG KONG....................................... 203,931,252 ------------ NEW ZEALAND -- (6.4%) *Abano Healthcare Group, Ltd........................ 29,157 137,952 Air New Zealand, Ltd............................... 2,261,316 2,303,593 Auckland International Airport, Ltd................ 1,137,263 2,508,643 *Cavalier Corp., Ltd................................ 283,674 440,827 CDL Investments New Zealand, Ltd................... 395,965 139,137 Chorus, Ltd........................................ 279,041 775,152 Colonial Motor Co., Ltd............................ 148,846 458,513 *Diligent Board Member Services, Inc................ 6,215 19,423 Ebos Group, Ltd.................................... 203,702 1,374,484 *Fisher & Paykel Appliances Holdings, Ltd........... 3,131,412 3,284,557 Fisher & Paykel Healthcare Corp., Ltd.............. 3,117,358 6,022,656 #Freightways, Ltd................................... 793,614 2,792,775 Hallenstein Glasson Holdings, Ltd.................. 243,961 996,771 *Heartland New Zealand, Ltd......................... 173,369 98,273 Hellaby Holdings, Ltd.............................. 353,056 898,918 619 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- NEW ZEALAND -- (Continued) Infratil, Ltd........................................ 2,312,698 $ 4,297,908 *Kathmandu Holdings, Ltd.............................. 36,968 54,739 #Mainfreight, Ltd..................................... 439,219 3,844,692 Methven, Ltd......................................... 70,490 77,629 Michael Hill International, Ltd...................... 1,534,152 1,500,361 Millennium & Copthorne Hotels (New Zealand), Ltd..... 1,387,344 536,578 New Zealand Oil & Gas, Ltd........................... 2,036,646 1,446,982 #New Zealand Refining Co., Ltd........................ 591,259 1,371,363 Northland Port Corp. (New Zealand), Ltd.............. 192,300 336,174 #Nuplex Industries, Ltd............................... 1,013,819 2,515,860 NZX, Ltd............................................. 880,152 903,578 #Opus International Consultants, Ltd.................. 12,925 22,111 *Pike River Coal, Ltd................................. 490,805 -- Port of Tauranga, Ltd................................ 528,322 5,622,732 #*Pumpkin Patch, Ltd................................... 606,913 623,807 *Pyne Gould Guinness, Ltd............................. 554,775 154,763 *Rakon, Ltd........................................... 346,364 119,697 #Restaurant Brands New Zealand, Ltd................... 413,600 867,326 *Richina Pacific, Ltd................................. 274,180 81,175 *Rubicon, Ltd......................................... 1,485,105 340,402 #Ryman Healthcare, Ltd................................ 1,685,604 5,610,636 Sanford, Ltd......................................... 393,618 1,408,126 Scott Technology, Ltd................................ 36,510 63,078 *Seafresh Fisheries, Ltd.............................. 80,520 1,854 Skellerup Holdings, Ltd.............................. 361,864 496,520 Sky Network Television, Ltd.......................... 1,006,593 4,445,634 SKYCITY Entertainment Group, Ltd..................... 3,227,185 10,293,066 South Port New Zealand, Ltd.......................... 27,744 74,690 #Steel & Tube Holdings, Ltd........................... 389,046 693,584 Tourism Holdings, Ltd................................ 274,867 162,524 Tower, Ltd........................................... 967,919 1,535,599 #TrustPower, Ltd...................................... 55,801 391,790 Vector, Ltd.......................................... 986,035 2,203,960 Warehouse Group, Ltd................................. 588,314 1,523,015 *Xero, Ltd............................................ 35,277 158,139 ----------- TOTAL NEW ZEALAND....................................... 76,031,766 ----------- SINGAPORE -- (12.2%) #*Abterra, Ltd......................................... 531,800 371,312 Amtek Engineering, Ltd............................... 918,000 449,949 Armstrong Industrial Corp., Ltd...................... 1,264,000 273,727 #*Asiasons Capital, Ltd................................ 1,048,000 590,235 *Asiatravel.com Holdings, Ltd......................... 17,000 4,170 #ASL Marine Holdings, Ltd............................. 721,600 393,297 *AusGroup, Ltd........................................ 2,951,000 1,116,019 #Baker Technology, Ltd................................ 1,272,000 330,602 *Banyan Tree Holdings, Ltd............................ 960,000 525,588 Beng Kuang Marine, Ltd............................... 922,000 87,159 #BH Global Marine, Ltd................................ 621,000 95,677 #*Biosensors International Group, Ltd.................. 4,355,237 3,859,154 Bonvests Holdings, Ltd............................... 978,000 832,928 Boustead Singapore, Ltd.............................. 1,155,000 899,204 Breadtalk Group, Ltd................................. 650,800 319,632 #Broadway Industrial Group, Ltd....................... 1,093,000 254,754 #Bukit Sembawang Estates, Ltd......................... 492,003 2,167,076 *Bund Center Investment, Ltd.......................... 1,100,000 157,709 #Cerebos Pacific, Ltd................................. 545,000 2,944,723 CH Offshore, Ltd..................................... 1,539,400 655,666 China Aviation Oil Singapore Corp., Ltd.............. 1,061,000 841,333 *China Dairy Group, Ltd............................... 675,000 55,137 *China Energy, Ltd.................................... 768,000 33,113 620 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- SINGAPORE -- (Continued) China Merchants Holdings Pacific, Ltd................ 813,000 $ 480,403 Chip Eng Seng Corp., Ltd............................. 2,467,800 937,472 Chosen Holdings, Ltd................................. 681,000 69,974 Chuan Hup Holdings, Ltd.............................. 3,967,000 910,586 #*Cosco Corp Singapore, Ltd............................ 4,839,000 3,473,656 Creative Technology, Ltd............................. 272,200 697,862 *CSC Holdings, Ltd.................................... 1,849,000 164,312 CSE Global, Ltd...................................... 2,383,000 1,686,616 CWT, Ltd............................................. 1,072,700 1,095,762 Datapulse Technology, Ltd............................ 27,000 4,867 #*Delong Holdings, Ltd................................. 1,361,000 309,737 DMX Technologies Group, Ltd.......................... 1,211,000 212,435 #*Dyna-Mac Holdings, Ltd............................... 1,084,000 398,693 Ellipsiz, Ltd........................................ 123,000 8,434 EnGro Corp, Ltd...................................... 354,000 266,042 Enviro-Hub Holdings, Ltd............................. 1,445,666 118,119 Eu Yan Sang International, Ltd....................... 673,800 336,520 *euNetworks Group, Ltd................................ 411,000 4,529 #Ezion Holdings, Ltd.................................. 3,014,000 3,181,306 #*Ezra Holdings, Ltd................................... 3,489,000 3,174,317 F.J. Benjamin Holdings, Ltd.......................... 1,305,000 346,961 *Falcon Energy Group, Ltd............................. 1,180,000 230,402 Food Empire Holdings, Ltd............................ 1,094,400 432,912 Fragrance Group, Ltd................................. 5,816,000 1,258,973 Freight Links Express Holdings, Ltd.................. 6,042,111 326,363 *Fu Yu Corp., Ltd..................................... 611,500 30,643 *Gallant Venture, Ltd................................. 3,789,000 849,599 GK Goh Holdings, Ltd................................. 1,458,000 885,278 Global Yellow Pages, Ltd............................. 299,000 21,319 #GMG Global, Ltd...................................... 15,662,000 1,612,669 Goodpack, Ltd........................................ 1,184,000 1,879,358 GP Batteries International, Ltd...................... 343,000 267,300 GP Industries, Ltd................................... 2,732,209 858,642 *Grand Banks Yachts, Ltd.............................. 166,000 48,013 GuocoLand, Ltd....................................... 447,314 793,228 #GuocoLeisure, Ltd.................................... 2,512,000 1,273,848 Guthrie GTS, Ltd..................................... 888,000 442,652 Hanwell Holdings, Ltd................................ 1,823,419 380,623 *Healthway Medical Corp., Ltd......................... 5,065,776 336,003 HG Metal Manufacturing, Ltd.......................... 426,000 27,905 Hiap Seng Engineering, Ltd........................... 612,000 148,402 Hi-P International, Ltd.............................. 1,279,000 750,905 *HLH Group, Ltd....................................... 604,000 12,305 Ho Bee Investment, Ltd............................... 1,196,000 1,442,058 *Hong Fok Corp., Ltd.................................. 3,323,640 1,369,879 *Hong Fok Land, Ltd................................... 1,210,000 1,561 Hong Leong Asia, Ltd................................. 591,000 815,352 Hotel Grand Central, Ltd............................. 1,266,047 936,391 #Hotel Properties, Ltd................................ 1,346,400 2,906,831 Hour Glass, Ltd...................................... 622,744 861,277 HTL International Holdings, Ltd...................... 1,063,843 298,000 *Huan Hsin Holdings, Ltd.............................. 770,400 30,460 HupSteel, Ltd........................................ 1,572,875 255,513 Hwa Hong Corp., Ltd.................................. 2,186,000 647,889 #Hyflux, Ltd.......................................... 3,141,500 3,463,212 IFS Capital, Ltd..................................... 248,080 78,283 #*Indofood Agri Resources, Ltd......................... 2,464,000 2,535,330 *Inno-Pacific Holdings, Ltd........................... 2,303,000 88,557 InnoTek, Ltd......................................... 950,000 252,298 *Interra Resources, Ltd............................... 1,370,000 442,207 IPC Corp., Ltd....................................... 4,067,000 435,403 621 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ---------- SINGAPORE -- (Continued) Isetan (Singapore), Ltd.............................. 122,500 $ 513,103 *Jaya Holdings, Ltd................................... 1,468,000 666,419 *JES International Holdings, Ltd...................... 1,938,000 231,792 *Jiutian Chemical Group, Ltd.......................... 2,337,000 91,328 #*Jurong Technologies Industrial Corp., Ltd............ 2,227,680 -- K1 Ventures, Ltd..................................... 3,382,500 346,302 #Keppel Telecommunications & Transportation, Ltd...... 1,409,600 1,487,928 K-Green Trust, Ltd................................... 539,000 446,445 Kian Ann Engineering, Ltd............................ 1,276,000 443,017 Koh Brothers Group, Ltd.............................. 1,312,000 247,385 Lafe Corp., Ltd...................................... 1,234,800 76,935 LC Development, Ltd.................................. 3,036,504 392,880 Lee Kim Tah Holdings, Ltd............................ 1,600,000 982,031 *Li Heng Chemical Fibre Technologies, Ltd............. 2,053,000 238,404 *Lian Beng Group, Ltd................................. 1,149,000 365,947 Lion Asiapac, Ltd.................................... 142,000 21,540 *LionGold Corp., Ltd.................................. 298,000 260,096 *Low Keng Huat Singapore, Ltd......................... 211,000 82,773 Lum Chang Holdings, Ltd.............................. 1,042,030 277,047 M1, Ltd.............................................. 1,154,000 2,467,111 *Manhattan Resources, Ltd............................. 957,000 383,640 Marco Polo Marine, Ltd............................... 608,000 166,996 Memstar Technology, Ltd.............................. 4,404,000 226,700 Memtech International, Ltd........................... 1,222,000 75,736 #Mercator Lines Singapore, Ltd........................ 555,000 52,769 Metro Holdings, Ltd.................................. 2,085,792 1,348,822 *Mewah International, Inc............................. 835,000 296,795 #Midas Holdings, Ltd.................................. 5,800,000 1,914,925 Nam Cheong, Ltd...................................... 3,341,740 655,322 Nera Telecommunications, Ltd......................... 1,079,000 459,641 New Toyo International Holdings, Ltd................. 1,624,000 358,315 NSL, Ltd............................................. 422,000 490,941 *Oceanus Group, Ltd................................... 8,780,000 221,915 #OKP Holdings, Ltd.................................... 207,000 85,552 Orchard Parade Holdings, Ltd......................... 990,359 2,063,514 OSIM International, Ltd.............................. 1,465,000 1,945,552 *Ossia International, Ltd............................. 398,554 37,411 #*Otto Marine, Ltd..................................... 4,977,500 341,974 #Overseas Union Enterprise, Ltd....................... 1,255,000 2,721,053 Pan Pacific Hotels Group, Ltd........................ 1,669,500 3,097,251 Pan-United Corp., Ltd................................ 2,006,000 1,114,079 *Penguin International, Ltd........................... 400,000 23,368 Petra Foods, Ltd..................................... 876,000 1,878,406 Popular Holdings, Ltd................................ 2,763,650 565,086 QAF, Ltd............................................. 1,040,151 676,552 Qian Hu Corp., Ltd................................... 481,600 34,788 #Raffles Education Corp., Ltd......................... 3,580,710 965,883 #Raffles Medical Group, Ltd........................... 1,040,223 2,084,128 *Rickmers Maritime.................................... 53,000 15,817 Rotary Engineering, Ltd.............................. 1,167,600 400,832 Roxy-Pacific Holdings, Ltd........................... 445,000 191,476 *S i2i, Ltd........................................... 14,461,000 284,045 San Teh, Ltd......................................... 999,087 241,769 *Sapphire Corp., Ltd.................................. 704,000 67,618 SBS Transit, Ltd..................................... 953,500 1,144,096 SC Global Developments, Ltd.......................... 517,000 472,920 See Hup Seng, Ltd.................................... 64,000 9,913 *Seroja Investments, Ltd.............................. 17,767 2,447 #*Sheng Siong Group, Ltd............................... 602,000 233,891 Sim Lian Group, Ltd.................................. 2,281,855 1,528,000 Sinarmas Land, Ltd................................... 4,095,000 927,529 622 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ SINGAPORE -- (Continued) *Sing Holdings, Ltd................................... 548,000 $ 172,597 Sing Investments & Finance, Ltd...................... 198,450 223,522 #Singapore Land, Ltd.................................. 60,000 337,020 Singapore Post, Ltd.................................. 6,199,120 5,789,946 Singapore Reinsurance Corp., Ltd..................... 1,514,530 295,477 Singapore Shipping Corp., Ltd........................ 1,689,000 249,981 Singapura Finance, Ltd............................... 174,062 227,127 *Sinostar PEC Holdings, Ltd........................... 160,000 16,444 #Sound Global, Ltd.................................... 1,432,000 589,932 Stamford Land Corp., Ltd............................. 2,938,000 1,335,405 Straco Corp., Ltd.................................... 130,000 26,300 STX OSV Holdings, Ltd................................ 3,176,000 3,965,561 Sunningdale Tech, Ltd................................ 2,398,000 243,259 #*Sunvic Chemical Holdings, Ltd........................ 1,213,000 355,989 #Super Group, Ltd..................................... 1,064,000 2,125,212 #*Swiber Holdings, Ltd................................. 2,521,000 1,194,856 Tat Hong Holdings, Ltd............................... 1,241,800 1,337,701 #Technics Oil & Gas, Ltd.............................. 947,000 801,868 Thakral Corp., Ltd................................... 6,028,000 137,505 *Tiger Airways Holdings, Ltd.......................... 1,970,500 1,197,690 Tiong Woon Corp. Holding, Ltd........................ 1,498,250 343,105 *Transcu Group, Ltd................................... 4,936,000 64,745 Trek 2000 International, Ltd......................... 714,000 147,087 #*Triyards Holdings, Ltd............................... 348,900 233,115 #Tuan Sing Holdings, Ltd.............................. 3,747,475 931,397 UMS Holdings, Ltd.................................... 1,178,000 389,456 #United Engineers, Ltd................................ 1,015,014 2,050,418 #United Envirotech, Ltd............................... 1,440,000 429,286 United Industrial Corp., Ltd......................... 163,000 372,488 United Overseas Insurance, Ltd....................... 187,250 549,525 UOB-Kay Hian Holdings, Ltd........................... 1,584,400 2,082,050 Venture Corp., Ltd................................... 819,000 5,126,251 Vicom, Ltd........................................... 120,000 480,823 #WBL Corp., Ltd....................................... 615,000 1,782,205 Wee Hur Holdings, Ltd................................ 1,207,000 276,985 Wheelock Properties, Ltd............................. 1,210,000 1,795,186 Wing Tai Holdings, Ltd............................... 1,874,567 2,652,645 Xpress Holdings, Ltd................................. 3,079,000 65,216 YHI International, Ltd............................... 1,174,000 314,569 Yoma Strategic Holdings, Ltd......................... 2,000 865 Yongnam Holdings, Ltd................................ 4,419,000 851,423 ------------ TOTAL SINGAPORE......................................... 145,872,792 ------------ TOTAL COMMON STOCKS..................................... 992,682,247 ------------ RIGHTS/WARRANTS -- (0.1%) AUSTRALIA -- (0.0%) *Centrebet International, Ltd. Litigation Rights...... 81,336 -- *Gujarat NRE Coking Coal, Ltd. Rights 11/15/12........ 29,966 -- *Yancoal Australia, Ltd. Contigent Value Rights....... 232,730 579,555 ------------ TOTAL AUSTRALIA......................................... 579,555 ------------ HONG KONG -- (0.1%) *Esprit Holdings, Ltd. Rights 11/19/12................ 2,582,450 693,092 SINGAPORE -- (0.0%) *Sing Investments & Finance, Ltd. Rights 11/05/12..... 99,225 14,235 *Transcu Group, Ltd. Warrants 09/01/13................ 1,018,000 835 ------------ TOTAL SINGAPORE......................................... 15,070 ------------ TOTAL RIGHTS/WARRANTS................................... 1,287,717 ------------ 623 THE ASIA PACIFIC SMALL COMPANY SERIES CONTINUED Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (16.9%) (S)@DFA Short Term Investment Fund.................. 17,286,085 200,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,673,484) to be repurchased at $1,640,687.... $ 1,641 1,640,671 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 201,640,671 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,153,289,637)............................ $1,195,610,635 ============== 624 THE UNITED KINGDOM SMALL COMPANY SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ---------- ----------- COMMON STOCKS -- (98.1%) Consumer Discretionary -- (24.5%) 4imprint Group P.L.C................................. 96,735 $ 543,525 888 Holdings P.L.C................................... 508,610 861,283 Aegis Group P.L.C.................................... 3,314,004 12,583,830 Aga Rangemaster Group P.L.C.......................... 453,866 399,923 *Barratt Developments P.L.C........................... 4,366,245 13,384,802 Bellway P.L.C........................................ 481,114 7,864,489 *Berkeley Group Holdings P.L.C. (The)................. 548,179 13,489,734 Betfair Group P.L.C.................................. 91,793 1,115,154 Bloomsbury Publishing P.L.C.......................... 272,216 565,717 Bovis Homes Group P.L.C.............................. 875,787 7,249,764 Bwin.Party Digital Entertainment P.L.C............... 2,344,508 4,554,800 *Carpetright P.L.C.................................... 177,223 1,974,132 Centaur Media P.L.C.................................. 556,967 457,811 Chime Communications P.L.C........................... 246,173 858,453 Cineworld Group P.L.C................................ 198,435 776,982 *Clinton Cards P.L.C.................................. 740,506 -- Creston P.L.C........................................ 22,394 30,349 Daily Mail & General Trust P.L.C. Series A........... 1,312,593 10,125,279 Darty P.L.C.......................................... 2,066,186 1,796,501 Debenhams P.L.C...................................... 5,756,729 11,145,139 Dignity P.L.C........................................ 218,423 3,297,087 *Dixons Retail P.L.C.................................. 15,301,236 5,105,084 Domino's Pizza Group P.L.C........................... 465,012 3,800,122 Dunelm Group P.L.C................................... 188,285 2,040,143 *Enterprise Inns P.L.C................................ 2,178,467 2,561,410 Euromoney Institutional Investor P.L.C............... 295,537 3,820,353 Fiberweb P.L.C....................................... 531,419 566,810 *Findel P.L.C......................................... 4,998,346 548,300 *Forminster P.L.C..................................... 43,333 2,622 French Connection Group P.L.C........................ 205,623 80,126 Fuller Smith & Turner P.L.C. Series A................ 132,875 1,588,719 *Future P.L.C......................................... 1,301,863 360,702 Games Workshop Group P.L.C........................... 101,889 1,109,098 GKN P.L.C............................................ 3,193,432 10,740,884 Greene King P.L.C.................................... 1,421,372 13,637,335 Halfords Group P.L.C................................. 792,627 4,430,415 Headlam Group P.L.C.................................. 336,384 1,736,703 Henry Boot P.L.C..................................... 430,392 904,753 #*hibu P.L.C........................................... 4,312,932 25,756 *HMV Group P.L.C...................................... 791,347 35,342 #Home Retail Group P.L.C.............................. 3,162,895 5,839,305 Hornby P.L.C......................................... 154,220 149,341 Howden Joinery Group P.L.C........................... 2,315,316 6,365,464 Huntsworth P.L.C..................................... 854,940 646,224 Inchcape P.L.C....................................... 2,005,227 13,040,981 Informa P.L.C........................................ 2,578,346 16,689,745 ITV P.L.C............................................ 8,151,944 11,412,918 JD Sports Fashion P.L.C.............................. 120,013 1,471,955 JD Wetherspoon P.L.C................................. 462,380 3,746,651 John Menzies P.L.C................................... 244,534 2,392,948 *Johnston Press P.L.C................................. 507,412 102,458 Ladbrokes P.L.C...................................... 3,736,209 10,821,643 Laura Ashley Holdings P.L.C.......................... 1,500,394 640,612 Lookers P.L.C........................................ 1,114,193 1,365,690 Low & Bonar P.L.C.................................... 831,280 727,128 M.J. Gleeson Group P.L.C............................. 195,875 475,612 Marston's P.L.C...................................... 2,854,528 5,653,375 Mecom Group P.L.C.................................... 274,098 344,488 625 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ------------ Consumer Discretionary -- (Continued) Millennium & Copthorne Hotels P.L.C................ 1,048,561 $ 8,508,761 *Mitchells & Butlers P.L.C.......................... 987,029 5,222,667 #Mothercare P.L.C................................... 436,844 1,960,059 *MWB Group Holdings P.L.C........................... 335,122 26,364 N Brown Group P.L.C................................ 874,754 4,751,622 #*Ocado Group P.L.C.................................. 717,280 768,503 *Pendragon P.L.C.................................... 2,748,586 620,979 *Perform Group PLC.................................. 8,744 56,712 Persimmon P.L.C.................................... 1,429,557 18,394,004 Photo-Me International P.L.C....................... 17,330 14,006 *Punch Taverns P.L.C................................ 2,380,301 249,276 Rank Group P.L.C................................... 3,252 7,692 *Redrow P.L.C....................................... 1,498,271 3,821,045 Restaurant Group P.L.C............................. 794,689 4,815,167 Rightmove P.L.C.................................... 404,934 10,542,022 Smiths News P.L.C.................................. 805,283 2,020,271 Spirit Pub Co. P.L.C............................... 2,505,265 2,448,933 *Sportech P.L.C..................................... 361,100 373,447 #Sportingbet P.L.C.................................. 983,711 852,335 *Sports Direct International P.L.C.................. 710,804 4,580,439 *SuperGroup P.L.C................................... 118,236 1,276,712 Taylor Wimpey P.L.C................................ 14,517,978 14,349,169 Ted Baker P.L.C.................................... 148,966 2,274,888 *Thomas Cook Group P.L.C............................ 3,320,407 1,100,079 Topps Tiles P.L.C.................................. 810,881 617,189 *Torotrak P.L.C..................................... 45,292 21,846 *Trinity Mirror P.L.C............................... 1,688,565 1,653,544 TUI Travel P.L.C................................... 1,536,840 6,235,459 UBM P.L.C.......................................... 1,008,603 11,402,231 UTV Media P.L.C.................................... 230,855 496,458 Vitec Group P.L.C. (The)........................... 160,973 1,850,631 #WH Smith P.LC...................................... 620,413 6,225,889 Whitbread P.L.C.................................... 34,852 1,324,493 William Hill P.L.C................................. 3,062,912 16,735,721 Wilmington Group P.L.C............................. 346,234 712,569 ------------ Total Consumer Discretionary.......................... 364,367,151 ------------ Consumer Staples -- (3.9%) #A.G. Barr P.L.C.................................... 424,100 3,045,773 Anglo-Eastern Plantations P.L.C.................... 108,153 1,221,816 Booker Group P.L.C................................. 5,398,487 8,938,689 Britvic P.L.C...................................... 961,388 5,579,509 Cranswick P.L.C.................................... 215,761 2,601,564 Dairy Crest Group P.L.C............................ 639,100 3,685,047 Devro P.L.C........................................ 672,640 3,565,512 *European Home Retail P.L.C......................... 109,256 -- Greencore Group P.L.C.............................. 1,566,557 2,300,488 Greggs P.L.C....................................... 479,826 3,628,784 Hilton Food Group, Ltd............................. 11,461 51,709 *McBride P.L.C...................................... 832,651 1,841,618 *McBride P.L.C. Redeemable B Shares................. 24,979,530 40,311 *Premier Foods P.L.C................................ 860,448 1,484,965 #PZ Cussons P.L.C................................... 1,287,639 7,041,764 R.E.A. Holdings P.L.C.............................. 50,639 392,914 Tate & Lyle P.L.C.................................. 1,034,844 12,129,459 Thorntons P.L.C.................................... 179,394 88,926 Young & Co.'s Brewery P.L.C. Non-Voting Shares..... 26,250 228,093 ------------ Total Consumer Staples................................ 57,866,941 ------------ Energy -- (4.9%) *Afren P.L.C........................................ 4,970,604 11,086,658 626 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- Energy -- (Continued) Anglo Pacific Group P.L.C............................ 438,805 $ 1,773,306 *Cadogan Petroleum P.L.C.............................. 39,742 9,823 *Cairn Energy P.L.C................................... 1,353,844 6,136,442 *EnQuest P.L.C........................................ 2,767,503 5,188,032 #*Essar Energy P.L.C................................... 572,688 1,269,119 *Exillon Energy P.L.C................................. 162,141 408,683 *Fortune Oil P.L.C.................................... 6,170,225 847,154 *Hardy Oil & Gas P.L.C................................ 74,781 156,569 *Heritage Oil P.L.C................................... 653,846 2,045,410 Hunting P.L.C........................................ 541,277 6,556,258 James Fisher & Sons P.L.C............................ 178,323 2,251,005 *JKX Oil & Gas P.L.C.................................. 456,676 590,848 John Wood Group P.L.C................................ 1,017,921 13,991,092 #Lamprell P.L.C....................................... 596,806 714,651 *Petroceltic International P.L.C...................... 5,866,873 654,351 *Premier Oil P.L.C.................................... 1,957,535 11,099,271 *Salamander Energy P.L.C.............................. 976,320 3,034,643 *SOCO International P.L.C............................. 970,105 5,300,652 *UK Coal P.L.C........................................ 1,282,146 144,226 ----------- Total Energy............................................ 73,258,193 ----------- Financials -- (14.1%) Aberdeen Asset Management P.L.C...................... 2,601,039 13,663,246 Admiral Group P.L.C.................................. 41,232 738,864 Amlin P.L.C.......................................... 2,265,989 13,660,008 Arbuthnot Banking Group P.L.C........................ 48,497 505,733 Ashmore Group P.L.C.................................. 1,141,118 6,568,968 Beazley P.L.C........................................ 2,304,463 6,589,227 Brewin Dolphin Holdings P.L.C........................ 1,089,299 3,178,539 Capital & Counties Properties P.L.C.................. 472,683 1,726,612 *Capital & Regional P.L.C............................. 1,493,345 579,093 Catlin Group, Ltd.................................... 1,602,895 12,215,551 #Charles Stanley Group P.L.C.......................... 126,349 586,856 Charles Taylor P.L.C................................. 139,215 405,243 Chesnara P.L.C....................................... 367,992 1,115,581 Close Brothers Group P.L.C........................... 637,738 8,726,585 Daejan Holdings P.L.C................................ 32,083 1,497,609 Development Securities P.L.C......................... 474,030 1,224,870 F&C Asset Management P.L.C........................... 2,141,878 3,426,195 Hansard Global P.L.C................................. 16,468 22,901 Hargreaves Lansdown P.L.C............................ 734,280 8,763,124 Helical Bar P.L.C.................................... 660,484 2,056,719 Henderson Group P.L.C................................ 4,116,420 7,791,870 Hiscox, Ltd.......................................... 1,714,088 13,217,072 ICAP P.L.C........................................... 1,805,106 9,496,771 IG Group Holdings P.L.C.............................. 1,498,282 10,550,404 *Industrial & Commercial Holdings P.L.C............... 5,000 121 Intermediate Capital Group P.L.C..................... 572,350 2,825,037 International Personal Finance P.L.C................. 690,825 3,880,579 #*IP Group P.L.C....................................... 851,769 1,624,970 Jardine Lloyd Thompson Group P.L.C................... 518,004 6,226,680 Jupiter Fund Management P.L.C........................ 605,835 2,563,270 Lancashire Holdings, Ltd............................. 685,288 9,556,371 *Liontrust Asset Management P.L.C..................... 129,935 235,053 London Stock Exchange Group P.L.C.................... 579,642 9,146,032 LSL Property Services P.L.C.......................... 162,024 590,418 Man Group P.L.C...................................... 4,362,669 5,543,977 Novae Group P.L.C.................................... 217,826 1,308,824 Phoenix Group Holdings P.L.C......................... 121,881 972,335 Provident Financial P.L.C............................ 496,498 11,004,838 *Puma Brandenburg, Ltd. Class A....................... 1,193,004 92,829 627 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Financials -- (Continued) *Puma Brandenburg, Ltd. Class B....................... 1,193,004 $ 38,678 *Quintain Estates & Development P.L.C................. 1,564,238 1,352,637 Rathbone Brothers P.L.C.............................. 165,692 3,466,529 *Raven Russia, Ltd.................................... 252,791 265,357 S&U P.L.C............................................ 21,140 303,695 Safestore Holdings P.L.C............................. 599,761 1,056,444 Savills P.L.C........................................ 574,918 3,757,301 Shore Capital Group, Ltd............................. 890,380 237,145 St. James's Place P.L.C.............................. 846,493 5,435,424 St. Modwen Properties P.L.C.......................... 667,078 2,173,933 Tullett Prebon P.L.C................................. 1,003,860 4,437,965 Unite Group P.L.C.................................... 751,758 3,441,897 *Waterloo Investment Holdings, Ltd.................... 5,979 675 ------------ Total Financials........................................ 209,846,655 ------------ Health Care -- (2.1%) #*Alizyme P.L.C........................................ 660,805 -- Assura Group, Ltd.................................... 55,851 30,261 Bioquell P.L.C....................................... 90,893 193,755 *BTG P.L.C............................................ 1,273,722 7,032,917 Consort Medical P.L.C................................ 119,338 1,474,871 Corin Group P.L.C.................................... 126,637 117,379 Dechra Pharmaceuticals P.L.C......................... 343,154 3,414,171 Genus P.L.C.......................................... 250,709 5,905,930 Hikma Pharmaceuticals P.L.C.......................... 590,810 7,056,284 *Optos P.L.C.......................................... 78,266 257,193 *Oxford Biomedica P.L.C............................... 2,821,652 115,891 *Renovo Group P.L.C................................... 87,461 23,996 *Southern Cross Healthcare Group P.L.C................ 191,826 -- Synergy Health P.L.C................................. 221,547 3,322,624 *Vectura Group P.L.C.................................. 1,514,341 2,127,145 *Vernalis P.L.C....................................... 19,974 7,906 ------------ Total Health Care....................................... 31,080,323 ------------ Industrials -- (27.8%) #Air Partner P.L.C.................................... 37,086 185,555 Alumasc Group P.L.C.................................. 124,366 164,660 Ashtead Group P.L.C.................................. 2,502,187 15,116,530 Avon Rubber P.L.C.................................... 31,280 161,419 Babcock International Group P.L.C.................... 1,401,502 22,154,294 Balfour Beatty P.L.C................................. 3,154,154 16,078,068 BBA Aviation P.L.C................................... 2,792,163 9,122,178 Berendsen P.L.C...................................... 773,744 7,035,834 Bodycote P.L.C....................................... 1,253,236 7,651,954 Braemar Shipping Services P.L.C...................... 81,108 546,733 Brammer P.L.C........................................ 244,607 949,530 Bunzl P.L.C.......................................... 147,479 2,442,920 Camellia P.L.C....................................... 2,481 387,764 Cape P.L.C........................................... 432,603 1,881,522 Carillion P.L.C...................................... 1,787,034 8,894,503 Carr's Milling Industries P.L.C...................... 35,330 537,483 Castings P.L.C....................................... 162,757 911,981 Chemring Group P.L.C................................. 783,476 3,976,353 Clarkson P.L.C....................................... 61,518 1,322,809 Cobham P.L.C......................................... 4,694,331 16,320,407 Communisis P.L.C..................................... 561,718 335,858 Cookson Group P.L.C.................................. 1,218,370 11,509,815 #Costain Group P.L.C.................................. 157,259 598,352 De La Rue P.L.C...................................... 446,761 7,640,869 easyJet P.L.C........................................ 692,439 6,997,805 *Eleco P.L.C.......................................... 80,000 10,020 628 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- Industrials -- (Continued) Fenner P.L.C......................................... 719,811 $ 4,205,451 Firstgroup P.L.C..................................... 1,842,109 5,672,508 Galliford Try P.L.C.................................. 249,089 2,970,718 Go-Ahead Group P.L.C................................. 187,428 3,932,585 *Hampson Industries P.L.C............................. 110,209 409 Harvey Nash Group P.L.C.............................. 8,623 7,985 Hays P.L.C........................................... 5,445,665 7,180,401 Hogg Robinson Group P.L.C............................ 250,887 198,572 Homeserve P.L.C...................................... 1,233,259 4,398,496 Hyder Consulting P.L.C............................... 171,856 1,095,617 IMI P.L.C............................................ 1,002,882 15,484,442 Interserve P.L.C..................................... 576,831 3,633,984 Intertek Group P.L.C................................. 378,948 17,273,414 Invensys P.L.C....................................... 3,349,956 12,352,173 ITE Group P.L.C...................................... 1,059,501 3,305,306 Keller Group P.L.C................................... 280,343 2,749,917 Kier Group P.L.C..................................... 168,347 3,502,140 Latchways P.L.C...................................... 36,248 585,018 Lavendon Group P.L.C................................. 512,546 1,167,947 Management Consulting Group P.L.C.................... 1,290,496 516,423 #Mears Group P.L.C.................................... 263,980 1,253,498 Meggitt P.L.C........................................ 2,407,994 15,018,915 Melrose P.L.C........................................ 4,749,372 18,500,491 Michael Page International P.L.C..................... 1,310,832 7,650,621 Mitie Group P.L.C.................................... 1,526,552 7,192,493 Morgan Crucible Co. P.L.C............................ 1,297,193 5,299,961 Morgan Sindall Group P.L.C........................... 170,811 1,824,263 National Express Group P.L.C......................... 1,725,133 4,745,183 Northgate P.L.C...................................... 503,561 2,058,185 PayPoint P.L.C....................................... 132,776 1,649,580 Porvair P.L.C........................................ 146,460 324,684 Qinetiq Group P.L.C.................................. 3,030,205 9,651,175 Regus P.L.C.......................................... 3,337,697 5,411,927 *Renold P.L.C......................................... 89,220 27,128 Rentokil Initial P.L.C............................... 7,256,414 10,329,224 Ricardo P.L.C........................................ 217,815 1,271,551 *Richmond Oil & Gas P.L.C............................. 220,000 -- Robert Walters P.L.C................................. 387,999 1,249,681 Rotork P.L.C......................................... 366,679 13,509,077 RPS Group P.L.C...................................... 892,257 3,384,468 Senior P.L.C......................................... 1,849,203 5,811,564 Severfield-Rowen P.L.C............................... 371,550 845,669 Shanks Group P.L.C................................... 1,786,148 2,362,814 SIG P.L.C............................................ 2,467,815 4,180,720 Speedy Hire P.L.C.................................... 1,341,345 698,883 Spirax-Sarco Engineering P.L.C....................... 320,648 10,039,086 St. Ives Group P.L.C................................. 665,998 1,102,060 Stagecoach Group P.L.C............................... 1,869,535 8,291,263 Sthree P.L.C......................................... 353,790 1,720,244 T. Clarke P.L.C...................................... 147,457 108,529 Tarsus Group P.L.C................................... 212,372 643,035 *Travis Perkins P.L.C................................. 930,166 16,254,661 Tribal Group P.L.C................................... 139,275 211,088 Trifast P.L.C........................................ 359,985 254,234 UK Mail Group P.L.C.................................. 197,261 838,700 Ultra Electronics Holdings P.L.C..................... 285,303 7,807,153 #Volex P.L.C.......................................... 229,354 602,309 Vp P.L.C............................................. 167,297 884,883 *Wincanton P.L.C...................................... 462,355 506,133 WS Atkins P.L.C...................................... 501,683 5,785,306 629 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ Industrials -- (Continued) #XP Power, Ltd........................................ 73,546 $ 1,163,024 ------------ Total Industrials....................................... 413,632,185 ------------ Information Technology -- (8.9%) Acal P.L.C........................................... 104,729 293,040 Anite P.L.C.......................................... 1,253,216 2,861,159 Aveva Group P.L.C.................................... 289,692 9,322,073 Computacenter P.L.C.................................. 460,793 2,728,327 CSR P.L.C............................................ 837,090 4,778,596 Dialight P.L.C....................................... 126,282 2,268,618 Diploma P.L.C........................................ 505,533 3,652,449 Domino Printing Sciences P.L.C....................... 475,431 4,168,220 E2V Technologies P.L.C............................... 415,037 778,743 Electrocomponents P.L.C.............................. 1,877,117 6,519,602 Fidessa Group P.L.C.................................. 138,383 2,971,089 Halma P.L.C.......................................... 1,549,740 10,329,189 *Imagination Technologies Group P.L.C................. 928,414 6,859,020 *Innovation Group P.L.C............................... 3,551,263 1,262,926 *Kofax P.L.C.......................................... 317,667 1,447,479 Laird P.L.C.......................................... 1,133,292 3,855,314 Micro Focus International P.L.C...................... 556,396 5,160,899 Moneysupermarket.com Group P.L.C..................... 676,611 1,465,350 NCC Group P.L.C...................................... 17,999 261,794 Oxford Instruments P.L.C............................. 226,537 4,915,896 Pace P.L.C........................................... 1,356,764 4,073,114 Phoenix IT Group, Ltd................................ 204,614 570,543 Premier Farnell P.L.C................................ 1,467,203 3,926,043 *PV Crystalox Solar P.L.C............................. 384,786 45,789 Renishaw P.L.C....................................... 188,423 5,372,296 RM P.L.C............................................. 363,499 473,661 SDL P.L.C............................................ 347,207 2,976,087 Sepura P.L.C......................................... 5,137 7,476 Spectris P.L.C....................................... 515,234 14,431,374 Spirent Communications P.L.C......................... 2,633,737 6,149,662 Telecity Group P.L.C................................. 826,400 12,038,001 TT electronics P.L.C................................. 643,621 1,300,719 Vislink P.L.C........................................ 274,226 115,160 *Wolfson Microelectronics P.L.C....................... 504,759 1,697,318 Xaar P.L.C........................................... 252,429 1,072,512 *Xchanging P.L.C...................................... 1,100,065 1,966,760 ------------ Total Information Technology............................ 132,116,298 ------------ Materials -- (7.3%) African Barrick Gold P.L.C........................... 361,989 2,481,984 AZ Electronic Materials SA........................... 292,428 1,677,416 British Polythene Industries P.L.C................... 119,701 736,714 Carclo P.L.C......................................... 221,307 1,290,230 *Centamin P.L.C....................................... 3,531,782 3,647,652 Croda International P.L.C............................ 499,699 17,791,547 DS Smith P.L.C....................................... 4,475,611 15,451,908 Elementis P.L.C...................................... 1,966,934 6,657,512 Ferrexpo P.L.C....................................... 888,830 3,001,341 Filtrona P.L.C....................................... 802,884 7,438,164 *Gem Diamonds, Ltd.................................... 431,630 1,177,475 Hill & Smith Holdings P.L.C.......................... 311,720 1,874,496 #Hochschild Mining P.L.C.............................. 647,638 5,177,851 *International Ferro Metals, Ltd...................... 423,652 94,132 #Lonmin P.L.C......................................... 428,276 3,553,829 Marshalls P.L.C...................................... 722,366 1,045,594 Mondi P.L.C.......................................... 1,222,056 13,471,337 New World Resources P.L.C. Series A.................. 132,319 548,215 630 THE UNITED KINGDOM SMALL COMPANY SERIES CONTINUED Shares Value++ --------- -------------- Materials -- (Continued) *Petra Diamonds, Ltd................................ 362,381 $ 583,475 Petropavlovsk P.L.C................................ 646,643 4,222,023 RPC Group P.L.C.................................... 707,602 4,842,279 #*Talvivaara Mining Co. P.L.C........................ 418,283 881,222 Victrex P.L.C...................................... 340,523 7,849,216 Yule Catto & Co. P.L.C............................. 962,661 2,285,497 Zotefoams P.L.C.................................... 96,852 322,517 -------------- Total Materials....................................... 108,103,626 -------------- Telecommunication Services -- (2.2%) Cable & Wireless Communications P.L.C.............. 9,991,391 6,049,966 *Colt Group SA...................................... 1,298,816 2,317,964 Inmarsat P.L.C..................................... 1,658,096 15,190,469 KCOM Group P.L.C................................... 2,643,350 3,243,205 TalkTalk Telecom Group P.L.C....................... 1,776,695 5,453,326 -------------- Total Telecommunication Services...................... 32,254,930 -------------- Utilities -- (2.4%) Dee Valley Group P.L.C............................. 12,109 260,115 Drax Group P.L.C................................... 1,615,898 14,665,707 Pennon Group P.L.C................................. 1,434,955 16,622,307 Telecom Plus P.L.C................................. 265,603 3,644,535 -------------- Total Utilities....................................... 35,192,664 -------------- TOTAL COMMON STOCKS................................... 1,457,718,966 -------------- PREFERRED STOCKS -- (0.0%) Consumer Staples -- (0.0%) *R.E.A. Holdings P.L.C.............................. 8,452 15,064 -------------- RIGHTS/WARRANTS -- (0.0%) *SFI Holdings, Ltd. Litigation Certificate.......... 26,713 -- -------------- TOTAL RIGHTS/WARRANTS................................. -- -------------- Shares/ Face Amount (000) Value+ --------- -------------- SECURITIES LENDING COLLATERAL -- (1.9%) (S)@DFA Short Term Investment Fund.................... 2,420,052 28,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $224) to be repurchased at $220.................. -- 220 -------------- TOTAL SECURITIES LENDING COLLATERAL................... 28,000,220 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,210,154,050).............................. $1,485,734,250 ============== 631 THE CONTINENTAL SMALL COMPANY SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- ----------- COMMON STOCKS -- (88.4%) AUSTRIA -- (2.2%) Agrana Beteiligungs AG.................................. 17,322 $ 2,086,369 *AMAG Austria Metall AG.................................. 13,167 364,864 *A-TEC Industries AG..................................... 21,828 -- Atrium European Real Estate, Ltd........................ 610,894 3,464,231 Austria Email AG........................................ 715 5,666 Austria Technologie & Systemtechnik AG.................. 42,211 371,216 BKS Bank AG............................................. 3,120 70,267 #BWT AG.................................................. 39,087 808,228 CA Immobilien Anlagen AG................................ 163,483 2,027,165 DO & CO AG.............................................. 2,924 120,468 *EAG-Beteiligungs AG..................................... 1,650 1,069 #EVN AG.................................................. 147,842 2,091,265 Flughafen Wien AG....................................... 45,527 2,064,513 Frauenthal Holding AG................................... 4,212 50,124 #*Intercell AG............................................ 254,689 626,995 Josef Manner & Co. AG................................... 870 56,393 Kapsch TrafficCom AG.................................... 22,171 1,294,428 #Lenzing AG.............................................. 50,402 4,486,569 Mayr-Melnhof Karton AG.................................. 39,013 3,856,345 #Oberbank AG............................................. 37,973 2,352,401 #Oesterreichischen Post AG............................... 147,545 5,686,026 Palfinger AG............................................ 55,397 1,113,768 #*Polytec Holding AG...................................... 79,815 569,658 RHI AG.................................................. 112,207 3,175,268 Rosenbauer International AG............................. 13,836 724,485 #S IMMO AG............................................... 226,536 1,446,437 *S&T System Integration & Technology Distribution AG..... 6,318 24,437 Schoeller-Bleckmann Oilfield Equipment AG............... 51,365 4,955,866 Semperit Holding AG..................................... 47,021 1,981,734 Strabag SE.............................................. 102,680 2,581,393 UBM Realitaetenentwicklung AG........................... 2,880 47,408 #*Uniqa Versicherungen AG................................. 248,568 2,872,784 #Wienerberger AG......................................... 496,488 3,561,534 Wolford AG.............................................. 11,252 364,403 Zumtobel AG............................................. 128,443 1,373,990 ----------- TOTAL AUSTRIA.............................................. 56,677,767 ----------- BELGIUM -- (3.2%) #*Ablynx NV............................................... 88,257 595,520 Ackermans & van Haaren NV............................... 118,073 9,613,309 *Agfa-Gevaert NV......................................... 769,380 1,257,195 Arseus NV............................................... 94,203 1,763,355 Atenor Group NV......................................... 4,672 211,470 Banque Nationale de Belgique............................ 955 3,042,741 Barco NV................................................ 58,733 4,040,279 #Bekaert NV.............................................. 136,903 3,738,318 Co.Br.Ha Societe Commerciale de Brasserie SA............ 115 245,670 Compagnie d'Entreprises SA.............................. 41,428 2,038,337 *Compagnie du Bois Sauvage SA............................ 87 5 Compagnie Immobiliere de Belgique SA.................... 10,604 361,037 Compagnie Maritime Belge SA............................. 66,098 1,182,497 #*Deceuninck NV........................................... 298,827 496,562 #*Devgen NV............................................... 73,663 1,516,299 D'ieteren SA NV......................................... 129,060 6,229,223 Duvel Moorgat SA........................................ 8,799 1,060,600 Econocom Group.......................................... 265,744 1,844,115 Elia System Operator SA................................. 131,072 5,354,602 *Euronav SA.............................................. 88,337 487,785 632 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- BELGIUM -- (Continued) EVS Broadcast Equipment SA.............................. 56,205 $ 3,262,713 Exmar NV................................................ 132,340 987,261 Floridienne SA.......................................... 2,033 292,421 *Galapagos NV............................................ 99,665 2,026,835 #Gimv NV................................................. 13,215 638,937 Hamon SA................................................ 4,148 58,465 Image Recognition Integrated Systems (I.R.I.S.) SA...... 6,284 342,324 *Ion Beam Applications SA................................ 81,148 683,237 Jensen-Group NV......................................... 12,030 182,555 Kinepolis Group NV...................................... 19,582 1,953,895 Lotus Bakeries NV....................................... 1,361 1,010,899 Melexis NV.............................................. 93,665 1,480,708 Mobistar SA............................................. 84,370 2,230,962 Nyrstar NV.............................................. 616,535 3,585,618 *Picanol NV.............................................. 17,778 431,388 *RealDolmen NV (5529094)................................. 120 20 *RealDolmen NV (B3M0622)................................. 7,555 180,695 Recticel SA............................................. 87,697 581,620 Resilux SA.............................................. 4,095 262,929 Rosier SA............................................... 655 188,635 Roularta Media Group NV................................. 8,707 131,555 SAPEC SA................................................ 3,419 176,980 Sioen Industries NV..................................... 52,140 418,151 Sipef NV................................................ 29,621 2,258,025 Softimat SA............................................. 22,765 101,017 Telenet Group Holding NV................................ 606 27,763 Ter Beke NV............................................. 2,260 140,750 Tessenderlo Chemie NV................................... 122,318 3,549,307 #*ThromboGenics NV........................................ 152,765 7,335,477 Van de Velde NV......................................... 33,273 1,534,979 VPK Packaging Group SA.................................. 12,084 514,609 ----------- TOTAL BELGIUM.............................................. 81,649,649 ----------- DENMARK -- (3.4%) Alk-Abello A.S.......................................... 28,123 1,871,400 *Alm. Brand A.S.......................................... 484,611 1,207,289 *Amagerbanken A.S........................................ 647,900 -- Ambu A.S. Series B...................................... 26,910 716,997 *Arkil Holdings A.S. Series B............................ 586 40,179 *Auriga Industries A.S. Series B......................... 96,829 1,438,589 #*Bang & Olufsen Holdings A.S............................. 147,514 1,820,773 *BankNordik A.S.......................................... 292 3,123 #*Bavarian Nordic A.S..................................... 100,943 920,384 BoConcept Holding A.S................................... 5,650 127,759 Brodrene Hartmann A.S. Series B......................... 11,730 250,270 *Brondbyernes IF Fodbold A.S. Series B................... 12,915 32,581 D/S Norden A.S.......................................... 110,869 2,924,056 *Dalhoff Larsen & Horneman A.S........................... 9,669 6,130 DFDS A.S................................................ 18,568 900,236 *Djursland Bank A.S...................................... 8,970 216,155 East Asiatic Co., Ltd. A.S.............................. 55,571 1,073,159 F.E. Bording A.S........................................ 576 68,055 Fluegger A.S. Series B.................................. 4,198 240,764 #*Genmab A.S.............................................. 174,543 2,430,351 GN Store Nord A.S....................................... 803,034 12,585,533 *GPV Industri A.S. Series B.............................. 2,200 11,468 *Greentech Energy Systems A.S............................ 8,355 16,839 Gronlandsbanken A.S..................................... 768 63,162 *H&H International A.S. Series B......................... 18,111 92,099 Harboes Bryggeri A.S.................................... 12,252 186,187 *Hojgaard Holding A.S. Series B.......................... 2,727 35,473 633 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- DENMARK -- (Continued) #IC Companys A.S......................................... 35,278 $ 617,996 *Incentive A.S........................................... 3,575 11,491 Jeudan A.S.............................................. 4,620 358,008 *Jyske Bank A.S.......................................... 229,630 6,990,086 Lan & Spar Bank A.S..................................... 5,150 254,567 *Lastas A.S. Series B.................................... 9,839 27,182 *Lollands Bank A.S....................................... 209 4,031 *Mols-Linien A.S......................................... 23,640 64,077 *NeuroSearch A.S......................................... 43,007 33,923 #NKT Holding A.S......................................... 92,105 3,087,266 Nordjyske Bank A.S...................................... 17,600 251,187 Norresundby Bank A.S.................................... 7,350 217,112 North Media A.S......................................... 36,665 124,114 *Ostjydsk Bank A.S....................................... 3,305 128,754 #*Pandora A.S............................................. 236,869 3,761,058 #*Parken Sport & Entertainment A.S........................ 33,556 393,125 Per Aarsleff A.S. Series B.............................. 7,235 502,789 #Ringkjoebing Landbobank A.S............................. 17,872 2,473,888 Roblon A.S. Series B.................................... 540 78,517 Rockwool International A.S. Series B.................... 28,851 2,715,724 Royal Unibrew A.S....................................... 45,850 3,649,711 *Salling Bank A.S........................................ 384 14,815 Schouw & Co. A.S........................................ 74,017 1,691,619 SimCorp A.S............................................. 19,486 4,252,211 *Skjern Bank A.S......................................... 2,897 46,397 Solar Holdings A.S. Series B............................ 22,263 1,379,635 *Spar Nord Bank A.S...................................... 274,852 1,211,212 *Sparbank A.S............................................ 7,749 66,881 *Sparekassen Faaborg A.S................................. 1,972 62,808 *Sydbank A.S............................................. 307,380 5,630,616 Tivoli A.S.............................................. 969 497,858 #*TK Development A.S...................................... 153,640 373,934 *Topdanmark A.S.......................................... 53,386 10,826,718 *TopoTarget A.S.......................................... 332,263 140,545 *Topsil Semiconductor Materials A.S...................... 194,350 12,244 *Torm A.S................................................ 116,681 60,350 *United International Enterprises A.S.................... 6,796 1,159,308 #*Vestas Wind Systems A.S................................. 588,304 3,401,289 *Vestjysk Bank A.S....................................... 29,541 73,492 *Zealand Pharma A.S...................................... 14,793 265,225 ----------- TOTAL DENMARK.............................................. 86,190,774 ----------- FINLAND -- (6.1%) #Ahlstrom Oyj............................................ 29,300 487,487 Aktia Oyj Series A...................................... 14,830 110,107 #Alma Media Oyj.......................................... 277,852 1,715,228 Amer Sports Oyj......................................... 495,357 7,019,289 Aspo Oyj................................................ 83,192 634,457 Atria P.L.C............................................. 23,261 156,194 *Bank of Aland P.L.C. Series B........................... 22,078 215,814 BasWare Oyj............................................. 34,550 962,103 *Biotie Therapies Corp. Oyj.............................. 917,186 461,918 #Cargotec Oyj Series B................................... 134,915 2,975,615 Citycon Oyj............................................. 982,759 3,218,976 *Componenta Oyj.......................................... 34,813 94,274 Comptel P.L.C........................................... 337,600 179,236 #Cramo Oyj............................................... 148,755 1,513,054 Digia P.L.C............................................. 48,912 185,283 Efore Oyj............................................... 60,233 52,386 *Elcoteq SE.............................................. 3,041 -- *Elektrobit Corp. Oyj.................................... 16,849 15,385 634 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ FINLAND -- (Continued) Elisa Oyj............................................ 432,751 $ 9,286,323 eQ P.L.C............................................. 67,120 161,107 Etteplan Oyj......................................... 57,413 200,161 *Finnair Oyj.......................................... 298,520 851,016 *Finnlines Oyj........................................ 124,906 1,276,664 Fiskars Oyj Abp...................................... 182,790 3,771,952 F-Secure Oyj......................................... 463,536 975,175 *GeoSentric Oyj....................................... 244,900 3,174 *Glaston Oyj Abp...................................... 56,393 19,666 HKScan Oyj Series A.................................. 101,202 442,768 Huhtamaki Oyj........................................ 373,956 6,322,742 Ilkka-Yhtyma Oyj..................................... 61,503 398,650 #KCI Konecranes Oyj................................... 245,559 7,808,333 #Kemira Oyj........................................... 459,125 6,108,053 Kesko Oyj Series B................................... 250,135 7,821,799 Laennen Tehtaat Oyj.................................. 18,920 347,214 Lassila & Tikanoja Oyj............................... 137,644 2,110,841 #Lemminkainen Oyj..................................... 22,983 470,051 #*Mesta Board Oyj...................................... 1,549,706 4,651,911 *Neo Industrial Oyj................................... 14,567 33,828 #Neste Oil Oyj........................................ 477,554 5,980,291 Okmetic Oyj.......................................... 54,991 330,162 Olvi Oyj Series A.................................... 62,708 1,629,592 #Oriola-KD Oyj Series A............................... 5,045 14,379 Oriola-KD Oyj Series B............................... 450,090 1,219,361 Orion Oyj Series A................................... 130,940 3,245,195 Orion Oyj Series B................................... 384,369 9,510,594 #*Outokumpu Oyj........................................ 3,488,317 2,964,328 #Outotec Oyj.......................................... 163,942 8,010,462 PKC Group Oyj........................................ 73,207 1,329,514 Pohjola Bank P.L.C. Series A......................... 331,849 4,526,882 #Ponsse Oyj........................................... 25,697 204,620 #Poyry Oyj............................................ 187,165 777,080 Raisio P.L.C. Series V............................... 541,284 2,139,118 Ramirent Oyj......................................... 314,761 2,355,602 Rapala VMC Oyj....................................... 113,258 728,285 #Rautaruukki Oyj Series K............................. 373,835 2,370,641 Raute Oyj Series A................................... 9,858 94,327 *Ruukki Group Oyj..................................... 604,909 378,681 Saga Furs Oyj........................................ 11,244 283,369 #Sanoma Oyj........................................... 328,616 3,195,438 *Scanfil P.L.C........................................ 123,479 136,393 Sievi Capital P.L.C.................................. 123,479 153,478 SRV Group P.L.C...................................... 7,277 31,894 Stockmann Oyj Abp Series A........................... 43,914 857,285 #Stockmann Oyj Abp Series B........................... 132,971 2,501,296 #*Stonesoft Oyj........................................ 69,779 114,163 Technopolis Oyj...................................... 301,916 1,373,463 Teleste Oyj.......................................... 53,559 276,928 #Tieto Oyj............................................ 291,983 5,604,136 #Tikkurila Oyj........................................ 168,347 3,190,089 *Tulikivi Oyj......................................... 4,463 3,239 #Uponor Oyj Series A.................................. 241,740 2,727,429 Vacon Oyj............................................ 45,416 2,330,350 Vaisala Oyj Series A................................. 39,132 812,070 Viking Line Abp...................................... 10,366 235,851 Yit Oyj.............................................. 479,016 9,445,723 ------------ TOTAL FINLAND........................................... 154,139,942 ------------ FRANCE -- (9.8%) ABC Arbitrage SA..................................... 22,399 179,912 635 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- FRANCE -- (Continued) #*Air France-KLM......................................... 722,730 $6,041,925 Akka Technologies SA................................... 22,790 644,127 #*Alcatel-Lucent SA...................................... 7,392,628 7,558,803 Ales Groupe SA......................................... 29,486 531,704 Altamir Amboise SA..................................... 81,618 732,381 Alten SA............................................... 80,004 2,517,695 *Altran Technologies SA................................. 676,432 4,556,571 April SA............................................... 74,171 1,311,924 #*Archos SA.............................................. 75,094 303,886 Arkema SA.............................................. 27,360 2,496,577 *Artprice.com SA........................................ 10,649 440,219 Assystem............................................... 56,624 1,050,794 *Atari SA............................................... 93,971 116,862 AtoS SA................................................ 21,169 1,421,323 Aubay SA............................................... 10,285 62,666 #Audika Groupe SA....................................... 21,251 252,277 #Aurea SA............................................... 3,637 20,639 Avenir Telecom SA...................................... 8,000 4,666 Axway Software SA...................................... 22,982 359,650 *Baccarat SA............................................ 377 78,392 Banque Tarneaud SA..................................... 1,430 152,097 #Beneteau SA............................................ 179,820 1,797,051 #*Bigben Interactive SA.................................. 13,117 151,878 *BioAlliance Pharma SA.................................. 35,932 190,664 Boiron SA.............................................. 29,066 930,500 Boizel Chanoine Champagne SA........................... 7,266 349,316 Bonduelle SCA.......................................... 16,034 1,475,163 Bongrain SA............................................ 34,266 2,047,059 Bourbon SA............................................. 184,935 4,993,033 *Boursorama SA.......................................... 69,079 414,658 *Bull SA................................................ 351,752 1,027,272 #Burelle SA............................................. 3,866 905,857 Cafom SA............................................... 3,655 18,431 Catering International Services SA..................... 1,111 143,995 *Cegedim SA............................................. 16,591 296,406 Cegid Group............................................ 17,915 345,695 CFAO SA................................................ 83,122 4,012,603 Cie des Alpes.......................................... 6,721 120,078 Ciments Francais SA.................................... 10,266 624,319 *Club Mediterranee SA................................... 87,746 1,394,815 Compagnie Industrielle et Financiere D'Entreprises SA.. 1,200 65,341 Damartex SA............................................ 20,518 346,322 Derichebourg SA........................................ 548,515 1,551,410 Devoteam SA............................................ 24,812 286,313 *Dynaction SA........................................... 4,262 40,888 Eiffage SA............................................. 136,700 4,704,027 Electricite de Strasbourg SA........................... 21,886 2,682,632 Eramet SA.............................................. 13 1,653 Esso SA Francaise...................................... 9,436 675,319 Establissements Maurel et Prom SA...................... 328,284 4,575,625 *Etam Developpement SA.................................. 1,949 35,228 Euler Hermes SA........................................ 52,633 3,631,988 *Euro Disney SCA........................................ 138,383 927,945 Eurofins Scientific SA................................. 26,702 4,133,376 Exel Industries SA Series A............................ 10,680 523,528 Faiveley Transport SA.................................. 25,507 1,422,710 Faurecia SA............................................ 142,901 2,151,589 Fimalac SA............................................. 31,490 1,404,605 Fleury Michon SA....................................... 4,694 224,837 *GameLoft SA............................................ 225,468 1,545,817 *Gascogne SA............................................ 6,907 29,950 636 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- FRANCE -- (Continued) Gaumont SA............................................. 13,980 $ 715,533 GEA SA................................................. 1,000 85,453 #*GECI International SA.................................. 59,392 137,795 Gemalto NV............................................. 97,900 8,842,316 Gevelot SA............................................. 3,584 223,107 GFI Informatique SA.................................... 139,600 508,550 GL Events SA........................................... 27,467 605,389 *GPE Groupe Pizzorno SA................................. 3,499 54,862 #Groupe Crit SA......................................... 24,255 388,694 Groupe Flo SA.......................................... 29,358 112,708 Groupe Gorge SA........................................ 13,211 119,865 Groupe Guillin SA...................................... 1,061 84,752 Groupe Open SA......................................... 27,590 154,679 *Groupe Partouche SA.................................... 61,786 71,360 Groupe Steria SCA...................................... 86,854 1,403,888 Guerbet SA............................................. 6,577 717,938 *Haulotte Group SA...................................... 61,352 379,679 Havas SA............................................... 1,086,746 5,499,932 #*Hi-Media SA............................................ 134,290 347,264 *Idsud SA............................................... 1,395 31,715 Ingenico SA............................................ 120,489 6,379,679 #Interparfums SA........................................ 21,452 567,081 Ipsen SA............................................... 83,088 2,146,408 Ipsos SA............................................... 128,384 4,513,352 Jacquet Metal Service SA............................... 48,343 471,362 *Kaufman & Broad SA..................................... 270 6,171 Korian SA.............................................. 8,745 134,834 L.D.C. SA.............................................. 19 1,873 Laurent-Perrier SA..................................... 12,546 1,070,118 Lectra SA.............................................. 83,499 486,496 Lisi SA................................................ 16,907 1,122,136 M6 Metropole Television SA............................. 192,886 2,690,878 Maisons France Confort SA.............................. 12,636 377,852 #Manitou BF SA.......................................... 48,911 759,790 Manutan International SA............................... 14,553 585,248 *Maurel et Prom Nigeria SA.............................. 323,678 814,221 Medica SA.............................................. 146,000 2,610,521 Mersen SA.............................................. 70,824 1,792,554 MGI Coutier SA......................................... 2,753 117,659 Montupet SA............................................ 8,127 72,443 #Mr. Bricolage SA....................................... 30,731 348,038 *Naturex SA............................................. 12,649 885,319 #Neopost SA............................................. 135,048 7,403,969 #Nexans SA.............................................. 131,823 5,613,234 Nexity SA.............................................. 99,242 3,059,898 NextRadioTV SA......................................... 3,451 50,924 *NicOx SA............................................... 252,978 787,837 Norbert Dentressangle SA............................... 20,989 1,427,239 NRJ Group SA........................................... 37,352 251,255 Oeneo SA............................................... 158,017 428,509 #Orpea SA............................................... 113,448 4,638,599 Osiatis SA............................................. 685 4,609 #*PagesJaunes Groupe SA.................................. 384,634 700,090 *Parrot SA.............................................. 29,582 1,026,272 #*Peugeot SA............................................. 597,148 3,830,406 Pierre & Vacances SA................................... 18,411 310,749 #Plastic Omnium SA...................................... 96,698 2,673,506 Plastivaloire SA....................................... 4,552 79,593 PSB Industries SA...................................... 8,438 246,564 Rallye SA.............................................. 99,265 3,028,913 #*Recylex SA............................................. 66,087 355,061 637 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ------------ FRANCE -- (Continued) Remy Cointreau SA...................................... 65,997 $ 6,842,601 Robertet SA............................................ 3,167 529,667 *Rodriguez Group SA..................................... 3,886 20,074 *Rougier SA............................................. 1,843 80,454 Rubis SCA.............................................. 108,827 6,640,032 *S.T. Dupont SA......................................... 334,647 143,306 SA des Ciments Vicat................................... 45,541 2,454,793 Sabeton SA............................................. 13,500 215,771 Saft Groupe SA......................................... 98,568 2,192,299 Samse SA............................................... 8,342 568,648 Sartorius Stedim Biotech SA............................ 9,046 818,597 #Seche Environnement SA................................. 6,437 210,900 #Sechilienne SA......................................... 74,888 1,284,269 Securidev SA........................................... 2,500 74,457 *Sequana SA............................................. 211,916 328,937 Societe Anonyme d'Explosifs et de Produits Chimiques SA................................................... 485 113,444 Societe BIC SA......................................... 62,449 7,620,209 Societe d'Edition de Canal Plus SA..................... 306,157 1,838,106 Societe des Bains de Mer et du Cercle des Etrangers a Monaco SA............................................ 46,150 1,707,450 Societe Internationale de Plantations d'Heveas SA...... 5,133 398,509 #Societe Pour l'Informatique Industrielle SA............ 40,908 243,284 Societe Television Francaise 1 SA...................... 416,273 3,577,458 #*Soitec SA.............................................. 400,615 1,204,787 Somfy SA............................................... 21,738 3,739,126 Sopra Group SA......................................... 22,982 1,084,709 *Spir Communication SA.................................. 4,687 89,318 Stallergenes SA........................................ 11,930 692,622 *Ste Industrielle d'Aviation Latecoere SA............... 27,234 309,276 Stef SA................................................ 29,121 1,517,217 Store Electronic SA.................................... 3,620 42,803 #Sword Group SA......................................... 22,260 360,249 Synergie SA............................................ 60,624 559,176 *Technicolor SA......................................... 525,779 1,335,740 Teleperformance SA..................................... 223,377 6,764,033 Tessi SA............................................... 5,374 501,650 #*Theolia SA............................................. 182,298 340,598 Thermador Groupe....................................... 4,528 342,198 Tonnellerie Francois Freres SA......................... 3,898 179,816 Total Gabon SA......................................... 937 419,932 Touax SA............................................... 2,639 85,524 #*Transgene SA........................................... 42,377 448,539 Trigano SA............................................. 32,351 350,988 *UbiSoft Entertainment SA............................... 398,686 3,709,528 Union Financiere de France Banque SA................... 16,828 400,029 Valeo SA............................................... 149,480 6,582,118 Viel et Compagnie SA................................... 158,130 551,280 #Vilmorin & Cie SA...................................... 20,195 2,399,615 Virbac SA.............................................. 17,539 3,055,264 *Vivalis SA............................................. 25,963 247,488 VM Materiaux SA........................................ 6,914 145,464 Vranken-Pommery Monopole SA............................ 14,162 448,724 Zodiac Aerospace SA.................................... 47,538 4,874,261 ------------ TOTAL FRANCE.............................................. 248,077,062 ------------ GERMANY -- (12.9%) A.S. Creation Tapeton AG............................... 6,853 304,225 *AAP Implantate AG...................................... 25,576 42,984 *Aareal Bank AG......................................... 423,110 9,098,181 *Abwicklungsgesellschaft Roesch AG Medizintechnik....... 7,300 255 *ADVA Optical Networking SE............................. 169,035 950,953 AGROB Immobilien AG.................................... 5,800 79,135 638 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- GERMANY -- (Continued) #*Air Berlin P.L.C........................................ 156,429 $ 310,211 #Aixtron SE.............................................. 352,829 4,628,050 ALBA SE................................................. 21,642 1,745,321 *Aligna AG............................................... 318,087 7,833 Allgeier SE............................................. 19,930 274,599 Amadeus Fire AG......................................... 17,321 803,891 *Analytik Jena AG........................................ 597 7,676 *Andreae-Noris Zahn AG................................... 26,412 1,044,409 Asian Bamboo AG......................................... 29,133 223,723 Atoss Software AG....................................... 303 7,991 Aurubis AG.............................................. 153,470 9,715,684 Baader Bank AG.......................................... 118,094 278,736 Balda AG................................................ 127,634 838,470 #Bauer AG................................................ 34,231 741,068 #BayWa AG................................................ 45,827 2,076,871 Bechtle AG.............................................. 63,405 2,392,760 Bertrandt AG............................................ 23,001 1,925,019 *Beta Systems Software AG................................ 8,020 16,668 #Bijou Brigitte AG....................................... 11,350 792,659 Bilfinger SE............................................ 62,183 6,093,431 Biotest AG.............................................. 20,784 1,279,624 *BKN International AG.................................... 33,408 130 *BMP Media Vestors AG.................................... 8,724 8,038 *Borussia Dortmund GmbH & Co. KGaA....................... 241,558 803,508 CANCOM AG............................................... 39,490 612,543 Carl Zeiss Meditec AG................................... 114,703 3,148,265 CAT Oil AG.............................................. 51,243 370,178 *Celesio AG.............................................. 143,486 2,781,658 CENIT AG................................................ 19,347 165,893 Centrotec Sustainable AG................................ 42,634 770,325 #*Centrotherm Photovoltaics AG............................ 10,160 11,646 Cewe Color Holding AG................................... 16,681 734,989 *Colonia Real Estate AG.................................. 16,334 83,344 Comdirect Bank AG....................................... 139,558 1,371,610 *CompuGroup Medical AG................................... 46,927 853,207 *Conergy AG.............................................. 264,578 108,907 *Constantin Medien AG.................................... 359,780 669,202 CropEnergies AG......................................... 77,958 473,802 CTS Eventim AG.......................................... 106,100 3,150,234 #*Curanum AG.............................................. 108,695 264,581 #DAB Bank AG............................................. 130,043 569,816 Data Modul AG........................................... 11,455 216,284 #Delticom AG............................................. 15,867 889,780 Deufol AG............................................... 112,955 119,225 Deutsche Beteiligungs AG................................ 29,148 736,161 #Deutsche Wohnen AG...................................... 646,717 11,844,087 *Deutz AG................................................ 263,835 1,157,307 *Dialog Semiconductor P.L.C.............................. 221,152 4,404,049 DIC Asset AG............................................ 13,115 122,395 Dierig Holding AG....................................... 9,408 125,678 #Douglas Holding AG...................................... 105,346 5,142,377 Dr. Hoenle AG........................................... 14,858 219,278 Draegerwerk AG & Co. KGaA............................... 3,020 243,590 Drillisch AG............................................ 172,204 2,122,553 Duerr AG................................................ 40,668 3,050,739 DVB Bank SE............................................. 173,470 5,393,186 Eckert & Ziegler AG..................................... 12,438 363,461 Elmos Semiconductor AG.................................. 35,507 307,573 ElreingKlinger AG....................................... 106,886 2,979,682 Erlus AG................................................ 2,970 128,927 #Euromicron AG........................................... 25,641 668,219 639 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- GERMANY -- (Continued) Euwax AG............................................... 14,880 $1,055,692 #*Evotec AG.............................................. 1,165,338 4,179,266 Fielmann AG............................................ 32,343 3,151,324 #*First Sensor AG........................................ 18,636 205,979 *FJA AG................................................. 217 262 #Freenet AG............................................. 381,911 6,321,467 Fuchs Petrolub AG...................................... 136,940 8,534,620 *GAGFAH SA.............................................. 281,532 3,204,062 GBW AG................................................. 28,417 837,939 Gerresheimer AG........................................ 117,580 5,836,134 Gerry Weber International AG........................... 89,108 4,051,965 Gesco AG............................................... 10,279 869,814 GFK SE................................................. 72,083 3,283,764 GFT Technologies AG.................................... 66,050 279,249 #*Gigaset AG............................................. 175,782 243,968 Gildemeister AG........................................ 200,603 3,723,063 Grammer AG............................................. 46,658 909,204 Grenkeleasing AG....................................... 32,703 2,207,305 *GSW Immobilien AG...................................... 39,738 1,633,392 H&R AG................................................. 49,089 808,752 Hamborner REIT AG...................................... 22,740 209,188 #Hamburger Hafen und Logistik AG........................ 70,353 1,710,555 #*Hansa Group AG......................................... 146,815 429,009 Hawesko Holding AG..................................... 19,463 968,932 #*Heidelberger Druckmaschinen AG......................... 822,580 1,234,592 Highlight Communications AG............................ 72,348 340,259 *Homag Group AG......................................... 14,489 186,974 Indus Holding AG....................................... 79,715 2,006,945 Innovation in Traffic Systems AG....................... 23,949 772,936 *Intershop Communications AG............................ 62,598 155,392 Isra Vision AG......................................... 11,143 310,333 #*IVG Immobilien AG...................................... 400,498 997,068 Jenoptik AG............................................ 180,277 1,708,122 *Joyou AG............................................... 4,817 54,670 *Kampa AG............................................... 35,505 1,335 *Kloeckner & Co. SE..................................... 381,858 3,462,048 *Koenig & Bauer AG...................................... 9,557 173,902 Kontron AG............................................. 189,937 892,809 #Krones AG.............................................. 72,618 4,284,051 KSB AG................................................. 3,584 1,907,911 *Kuka AG................................................ 102,786 3,085,492 KWS Saat AG............................................ 17,224 4,947,117 Leifheit AG............................................ 12,500 432,797 Leoni AG............................................... 126,718 4,233,795 *Loewe AG............................................... 25,187 118,879 *Lotto24 AG............................................. 543 2,395 #LPKF Laser & Electronics AG............................ 33,127 678,113 #*Manz AG................................................ 6,640 180,815 *Masterflex SE.......................................... 19,347 125,646 *Maxdata Computer AG.................................... 94,120 14,761 *Mediclin AG............................................ 119,554 644,271 #*Medigene AG............................................ 95,039 134,365 Mensch und Maschine Software AG........................ 10,746 69,770 #MLP AG................................................. 216,957 1,395,988 #Mobotix AG............................................. 13,494 334,029 *Mologen AG............................................. 26,889 446,959 #*Morphosys AG........................................... 79,379 2,698,569 MTU Aero Engines Holding AG............................ 69,681 5,857,687 Muehlbauer Holding & Co. AG............................ 14,905 379,067 #MVV Energie AG......................................... 114,055 3,269,280 #Nemetschek AG.......................................... 24,668 1,098,939 640 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- GERMANY -- (Continued) Nexus AG.............................................. 33,813 $ 412,395 #*Nordex SE............................................. 194,652 681,160 NORMA Group AG........................................ 58,517 1,617,824 OHB AG................................................ 35,659 697,258 *Oldenburgische Landesbank AG.......................... 4,234 115,297 P&I Personal & Informatik AG.......................... 17,889 708,516 *Patrizia Immobilien AG................................ 76,360 539,303 Pfeiffer Vacuum Technology AG......................... 36,268 3,707,878 #PNE Wind AG........................................... 186,108 460,870 #*Praktiker AG.......................................... 217,326 405,931 Progress-Werk Oberkirch AG............................ 7,812 290,565 PSI AG Gesellschaft Fuer Produkte und Systeme der Informationstechnologie............................. 33,752 645,028 PVA TePla AG.......................................... 46,019 138,378 QSC AG................................................ 411,987 1,124,020 *R Stahl AG............................................ 14,410 498,672 Rational AG........................................... 15,420 3,903,402 REALTECH AG........................................... 11,124 63,386 Rheinmetall AG........................................ 152,317 7,279,886 Rhoen-Klinikum AG..................................... 406,308 7,913,041 *RIB Software AG....................................... 5,493 34,119 Ruecker AG............................................ 10,247 216,060 S.A.G. Solarstrom AG.................................. 1,968 8,134 *SAF-Holland SA........................................ 167,238 1,087,946 Salzgitter AG......................................... 110,698 4,787,236 Schaltbau Holding AG.................................. 9,506 318,520 *Sedo Holding AG....................................... 65,721 137,146 Sektkellerei Schloss Wachenheim AG.................... 7,479 87,141 *SER Systems AG........................................ 9,400 207 #SGL Carbon SE......................................... 229,387 9,149,090 *SHW AG................................................ 1,716 64,467 #*Singulus Technologies AG.............................. 236,814 382,211 Sinner AG............................................. 2,660 52,375 #Sixt AG............................................... 81,198 1,510,909 SKW Stahl-Metallurgie Holding AG...................... 18,284 340,414 #*Sky Deutschland AG.................................... 1,121,049 4,886,199 *SM Wirtschaftsberatungs AG............................ 18,126 117,469 #*SMA Solar Technology AG............................... 27,498 590,659 SMT Scharf AG......................................... 9,389 273,130 Software AG........................................... 173,056 6,949,619 #Solarworld AG......................................... 294,977 510,102 Stada Arzneimittel AG................................. 247,784 7,504,291 STINAG Stuttgart Invest AG............................ 35,003 717,137 *Stoehr & Co. AG....................................... 6,000 14,901 *STRATEC Biomedical AG................................. 32,070 1,351,329 *Stroer Out-of-Home Media AG........................... 57,987 511,332 *Suss Microtec AG...................................... 73,062 689,580 Symrise AG............................................ 307,713 11,068,532 Syzygy AG............................................. 30,656 135,186 #TAG Immobilien AG..................................... 352,218 4,071,242 Takkt AG.............................................. 126,507 1,624,289 Telegate AG........................................... 16,807 130,507 *Tipp24 SE............................................. 16,840 830,725 Tom Tailor Holding AG................................. 66,580 1,419,731 Tomorrow Focus AG..................................... 113,715 505,627 *TUI AG................................................ 550,143 5,162,297 UMS United Medical Systems International AG........... 3,304 38,217 UmweltBank AG......................................... 17,656 771,410 *VBH Holding AG........................................ 9,415 31,728 *Verbio AG............................................. 52,498 112,037 #Vossloh AG............................................ 37,975 3,830,512 VTG AG................................................ 34,864 547,784 641 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ GERMANY -- (Continued) Wacker Chemie AG..................................... 418 $ 23,611 #Wacker Neuson SE..................................... 58,348 795,312 *Wanderer-Werke AG.................................... 7,903 2,397 *Washtec AG........................................... 5,625 66,448 Wincor Nixdorf AG.................................... 119,287 5,319,427 Wirecard AG.......................................... 381,688 8,741,631 Wuerttembergische Lebensversicherung AG.............. 23,873 516,531 XING AG.............................................. 11,101 631,583 *zooplus AG........................................... 5,878 254,802 ------------ TOTAL GERMANY........................................... 326,285,939 ------------ GREECE -- (2.0%) *Aegean Airlines S.A.................................. 5,746 11,693 *Aegek S.A............................................ 26,135 4,266 *Alfa Alfa Energy S.A................................. 3,810 6,864 *Alpha Bank A.E....................................... 674,977 1,582,482 *Alumil Aluminum Industry S.A......................... 39,150 14,989 *Alysida S.A.......................................... 2,376 6,132 *Anek Lines S.A....................................... 494,192 81,294 *Astir Palace Hotels S.A.............................. 93,886 406,493 *Athens Medical Center S.A............................ 105,147 62,903 *Atlantic Supermarkets S.A............................ 34,730 3,601 *Attica Bank S.A...................................... 120,802 95,601 Autohellas S.A....................................... 73,796 116,720 *Babis Vovos International Construction S.A........... 21,073 8,303 *Balafas S.A.......................................... 15,200 3,743 *Balkan Real Estate S.A............................... 5,450 2,260 *Bank of Cyprus P.L.C................................. 4,342,301 1,837,133 Bank of Greece S.A................................... 133,571 2,230,582 *Cyprus Popular Bank PCL.............................. 662,422 53,654 *Daios Plastics S.A................................... 16,350 105,324 *Diagnostic & Therapeutic Center of Athens Hygeia S.A. 125,558 49,887 *Elastron S.A......................................... 76,043 55,535 *Elektrak S.A......................................... 33,937 72,562 *Elektroniki Athinon SA............................... 7,497 4,664 *Ellaktor S.A......................................... 544,614 1,065,177 *Elval - Hellenic Aluminium Industry S.A.............. 28,590 44,162 *Etma Rayon S.A....................................... 11,242 20,545 Euro Reliance General Insurance Co. S.A.............. 40,957 31,911 *Eurobank Ergasias SA................................. 971,907 1,132,535 *Euromedica S.A....................................... 33,079 16,510 EYDAP Athens Water Supply & Sewage Co. S.A........... 116,677 666,530 *Folli Follie Group S.A............................... 150,049 2,049,635 *Forthnet S.A......................................... 21,107 25,433 *Fourlis Holdings S.A................................. 146,787 379,528 *Frigoglass S.A....................................... 115,348 669,033 *GEK Terna Holding Real Estate Construction S.A....... 296,155 521,186 *Halkor S.A........................................... 186,762 128,895 *Hellenic Cables S.A.................................. 54,724 88,431 Hellenic Exchanges S.A............................... 296,505 1,324,660 Hellenic Petroleum S.A............................... 326,121 2,556,031 *Hellenic Sugar Industry S.A.......................... 33,478 39,343 *Hellenic Telecommunication Organization Co. S.A...... 707,121 3,118,247 *Heracles General Cement Co. S.A...................... 33,094 90,450 *Iaso S.A............................................. 206,042 187,965 *Inform P. Lykos S.A.................................. 16,186 21,673 *Informatics S.A...................................... 3,778 1,518 *Intracom Holdings S.A................................ 247,375 102,256 *Intracom Technical & Steel Constructions S.A......... 13,420 12,747 Intralot S.A.-Integrated Lottery Systems & Services.. 551,157 1,108,735 *Ionian Hotel Enterprises S.A......................... 16,914 306,921 642 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- GREECE -- (Continued) *Ipirotiki Software & Publications S.A................. 22,110 $ 55,596 JUMBO S.A............................................. 400,965 2,654,772 Karelia Tobacco Co., Inc. S.A......................... 3,613 514,966 *Kathimerini Publishing S.A............................ 25,040 13,372 *Lamda Development S.A................................. 905 4,019 *Lan-Net S.A........................................... 12,688 19,735 *Loulis Mills S.A...................................... 25,704 54,923 *Marfin Investment Group Holdings S.A.................. 2,380,237 1,060,299 Metka S.A............................................. 101,638 924,732 *Michaniki S.A......................................... 155,442 38,280 Motor Oil (Hellas) Corinth Refineries S.A............. 246,966 2,151,470 *Mytilineos Holdings S.A............................... 367,558 1,668,808 *National Bank of Greece S.A........................... 1,343,567 3,147,579 *Neorion Holdings S.A.................................. 14,991 2,429 OPAP S.A.............................................. 168,712 1,078,344 *Piraeus Bank S.A...................................... 4,777,477 2,578,847 Piraeus Port Authority S.A............................ 21,267 346,953 *Promota Hellas S.A.................................... 8,860 2,641 *Proton Bank S.A....................................... 141,214 -- *Public Power Corp. S.A................................ 528,487 3,034,329 *Real Estate Development & Services S.A................ 87,302 69,278 S&B Industrial Minerals S.A........................... 68,336 479,816 *Sarantis S.A.......................................... 74,884 250,332 *Selected Textile S.A.................................. 60,619 29,311 *Sfakianakis S.A....................................... 16,775 19,134 *Sidenor Steel Products Manufacturing Co. S.A.......... 105,996 153,732 *T Bank S.A............................................ 228,007 -- *Technical Olympic S.A................................. 2,237 3,816 *Teletypos S.A. Mega Channel........................... 77,669 26,663 Terna Energy S.A...................................... 144,697 432,337 *Themeliodomi S.A...................................... 37,422 17,947 Thessaloniki Port Authority S.A....................... 6,936 129,927 Thessaloniki Water Supply & Sewage Co. S.A............ 15,807 89,008 *Thrace Plastics Co. S.A............................... 33,856 33,241 *Titan Cement Co. S.A.................................. 203,501 3,791,759 *TT Hellenic Postbank S.A.............................. 695,353 151,414 *Viohalco Hellenic Copper & Aluminum Industry S.A...... 603,593 2,585,895 ----------- TOTAL GREECE............................................. 50,142,446 ----------- IRELAND -- (2.7%) Aer Lingus Group P.L.C................................ 752,359 1,005,119 *Aminex P.L.C.......................................... 496,086 36,972 C&C Group P.L.C. (B010DT8)............................ 399,607 1,918,593 C&C Group P.L.C. (B011Y09)............................ 1,014,594 4,860,715 DCC P.L.C. (0242493).................................. 308,989 8,838,285 DCC P.L.C. (4189477).................................. 19,143 546,947 Donegal Creameries P.L.C.............................. 23,135 98,955 Dragon Oil P.L.C...................................... 990,437 8,866,393 *Elan Corp. P.L.C...................................... 45,034 490,108 FBD Holdings P.L.C.................................... 125,728 1,572,655 Fyffes P.L.C.......................................... 760,156 493,836 Glanbia P.L.C. (0066950).............................. 700,613 6,647,356 Glanbia P.L.C. (4058629).............................. 69,229 656,257 Grafton Group P.L.C................................... 584,079 2,546,481 IFG Group P.L.C....................................... 337,495 612,593 *Independent News & Media P.L.C. (B59HWB1)............. 406,791 44,827 *Independent News & Media P.L.C. (B5TR5N4)............. 318,060 35,041 Irish Continental Group P.L.C......................... 23,420 571,465 *Kenmare Resources P.L.C. (0487948).................... 4,136,548 2,615,262 *Kenmare Resources P.L.C. (4490737).................... 409,813 258,728 Kingspan Group P.L.C.................................. 450,404 4,697,362 643 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- IRELAND -- (Continued) *McInerney Holdings P.L.C.............................. 697,135 $ -- Paddy Power P.L.C. (0258810).......................... 180,573 13,336,467 Paddy Power P.L.C. (4828974).......................... 10,071 742,983 *Providence Resources P.L.C............................ 17,054 171,530 Smurfit Kappa Group P.L.C............................. 475,119 5,238,349 Total Produce P.L.C................................... 479,366 302,596 ----------- TOTAL IRELAND............................................ 67,205,875 ----------- ISRAEL -- (2.6%) *Africa Israel Investments, Ltd........................ 326,135 830,002 *Africa Israel Properties, Ltd......................... 37,844 293,801 Africa Israel Residences, Ltd......................... 594 6,483 *Airport City, Ltd..................................... 107,236 483,836 *Allot Communications, Ltd............................. 13,400 302,522 *Alon Holdings Blue Square Israel, Ltd................. 46,194 119,723 *AL-ROV Israel, Ltd.................................... 15,910 357,465 *Alrov Properties & Lodgings, Ltd...................... 5,723 100,618 *Alvarion, Ltd......................................... 84,517 38,195 Amot Investments, Ltd................................. 200,291 466,908 *AudioCodes, Ltd....................................... 159,083 361,052 Avgol Industries 1953, Ltd............................ 353,269 265,927 *Azorim Investment Development & Construction Co., Ltd. 302 292 Babylon, Ltd.......................................... 129,307 1,067,224 Bayside Land Corp..................................... 2,413 452,568 Big Shopping Centers 2004, Ltd........................ 2,001 45,179 *Biocell, Ltd.......................................... 16,731 97,401 *BioLineRX, Ltd........................................ 499,334 158,990 Blue Square Real Estate, Ltd.......................... 3,782 72,856 *Cellcom Israel, Ltd................................... 104,952 936,690 *Ceragon Networks, Ltd................................. 71,706 314,816 *Clal Biotechnology Industries, Ltd.................... 146,663 453,201 Clal Industries, Ltd.................................. 285,112 1,007,008 Clal Insurance Enterprises Holdings, Ltd.............. 83,321 1,132,475 *Compugen, Ltd......................................... 37,175 135,106 Delek Automotive Systems, Ltd......................... 124,131 776,797 Delek Group, Ltd...................................... 2,224 422,904 Delta-Galil Industries, Ltd........................... 32,226 338,834 Direct Insurance - I.D.I. Insurance Co., Ltd.......... 35,764 91,795 DS Apex Holdings, Ltd................................. 38,130 178,893 *El Al Israel Airlines, Ltd............................ 421,312 49,636 *Elbit Medical Imaging, Ltd............................ 53,265 123,257 Elbit Systems, Ltd.................................... 70,858 2,494,716 Electra, Ltd.......................................... 6,502 551,126 Elron Electronic Industries, Ltd...................... 57,768 273,537 *Evogene, Ltd.......................................... 90,699 397,878 *EZchip Semiconductor, Ltd............................. 106,730 3,352,308 *First International Bank of Israel, Ltd............... 98,118 1,165,396 FMS Enterprises Migun, Ltd............................ 10,300 137,876 *Formula Systems (1985), Ltd........................... 36,549 581,380 Frutarom Industries, Ltd.............................. 162,348 1,748,421 *Gilat Satellite Networks, Ltd......................... 87,921 391,864 *Given Imaging, Ltd.................................... 48,376 870,980 Golf & Co., Ltd....................................... 57,649 179,355 *Hadera Paper, Ltd..................................... 9,516 414,648 Harel Insurance Investments & Finances, Ltd........... 37,881 1,427,352 Hot Telecommunications Systems, Ltd................... 92,836 921,909 *Industrial Building Corp., Ltd........................ 342,619 456,272 *Israel Cold Storage & Supply Co., Ltd................. 1,076 12,302 *Israel Discount Bank, Ltd. Series A................... 2,459,139 3,468,988 Israel Land Development Co., Ltd. (The)............... 22,615 86,044 Ituran Location & Control, Ltd........................ 84,441 1,051,743 644 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ----------- ISRAEL -- (Continued) *Jerusalem Oil Exploration, Ltd....................... 39,274 $ 660,581 *Kamada, Ltd.......................................... 110,315 879,002 *Kardan Yazamut, Ltd.................................. 95,268 9,981 Maabarot Products, Ltd............................... 21,999 194,984 *Magic Software Enterprises, Ltd...................... 38,625 175,665 Matrix IT, Ltd....................................... 181,750 792,577 Melisron, Ltd........................................ 49,762 833,567 *Mellanox Technologies, Ltd........................... 93,933 7,088,884 *Menorah Mivtachim Holdings, Ltd...................... 108,046 827,963 Migdal Insurance & Financial Holding, Ltd............ 1,008,721 1,359,198 *Mizrahi Tefahot Bank, Ltd............................ 64,217 583,122 *Naphtha Israel Petroleum Corp., Ltd.................. 129,930 498,424 Neto Me Holdings, Ltd................................ 5,411 180,968 *NICE Systems, Ltd.................................... 2,772 92,592 *NICE Systems, Ltd. Sponsored ADR..................... 25,502 849,217 *Nitsba Holdings (1995), Ltd.......................... 106,360 841,481 *Nova Measuring Instruments, Ltd...................... 45,138 318,525 *Oil Refineries, Ltd.................................. 3,533,465 1,701,386 Ormat Industries, Ltd................................ 293,852 1,560,850 Osem Investments, Ltd................................ 124,960 1,887,046 Partner Communications Co., Ltd...................... 191,918 1,104,521 Paz Oil Co., Ltd..................................... 18,628 2,454,728 *Phoenix Holdings, Ltd. (The)......................... 200,757 417,480 Plasson Industries, Ltd.............................. 8,863 239,974 Rami Levi Chain Stores Hashikma Marketing 2006, Ltd.. 27,880 831,132 *Retalix, Ltd......................................... 72,061 1,421,604 *Scailex Corp, Ltd.................................... 7,701 6,812 Shikun & Binui, Ltd.................................. 864,351 1,442,313 *Space Communication, Ltd............................. 13,852 171,456 *Strauss Group, Ltd................................... 145,239 1,641,730 *Suny Electronic, Ltd................................. 21,817 18,531 Super-Sol, Ltd. Series B............................. 368,517 995,493 *Tower Semiconductor, Ltd............................. 88,339 734,952 *Union Bank of Israel, Ltd............................ 130,630 428,598 ----------- TOTAL ISRAEL............................................ 64,711,886 ----------- ITALY -- (7.5%) #*A2A SpA.............................................. 3,304,676 1,628,388 ACEA SpA............................................. 280,731 1,544,854 Acegas-APS SpA....................................... 110,973 799,678 #*Acotel Group SpA..................................... 3,478 112,032 *Aedes SpA............................................ 1,494,875 123,770 Aeroporto de Firenze SpA............................. 17,390 231,595 *Aion Renewables SpA.................................. 12,160 13,028 Alerion Cleanpower SpA............................... 74,701 364,790 Amplifon SpA......................................... 320,929 1,488,505 Ansaldo STS SpA...................................... 352,492 2,868,571 *Arnoldo Mondadori Editore SpA........................ 419,339 566,981 *Ascopiave SpA........................................ 164,564 283,499 Astaldi SpA.......................................... 228,281 1,469,688 Autogrill SpA........................................ 437,299 4,476,307 Azimut Holding SpA................................... 454,770 5,777,415 #*Banca Carige SpA..................................... 2,142,365 1,983,355 #Banca Finnat Euramerica SpA.......................... 685,945 230,995 Banca Generali SpA................................... 156,535 2,298,834 Banca IFIS SpA....................................... 102,347 702,891 #*Banca Monte Dei Paschi di Siena SpA.................. 8,733,630 2,414,241 Banca Piccolo Credito Valtellinese Scarl............. 1,015,903 1,617,665 Banca Popolare dell'Emilia Romagna Scarl............. 1,085,022 6,465,667 *Banca Popolare dell'Etruria e del Lazio Scarl........ 297,428 328,070 *Banca Popolare di Milano Scarl....................... 12,870,403 7,092,416 645 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- ITALY -- (Continued) Banca Popolare di Sondrio Scarl....................... 1,122,536 $ 6,429,349 Banca Profilo SpA..................................... 732,338 228,810 Banco di Desio e della Brianza SpA.................... 232,296 617,228 *Banco Popolare Scarl.................................. 6,311,267 10,071,344 BasicNet SpA.......................................... 105,627 242,331 Beghelli SpA.......................................... 427,981 227,677 *Biesse SpA............................................ 54,004 184,259 Bonifica Terreni Ferraresi e Imprese Agricole SpA..... 10,867 579,309 Brembo SpA............................................ 162,145 1,655,495 *Brioschi Sviluppo Immobiliare SpA..................... 174,780 19,855 #Buzzi Unicem SpA...................................... 291,869 3,473,124 C.I.R. SpA - Compagnie Industriali Riunite............ 1,627,217 1,863,260 Cairo Communication SpA............................... 86,858 272,676 Caltagirone Editore SpA............................... 6,277 7,415 Caltagirone SpA....................................... 242,875 356,171 #*Carraro SpA........................................... 113,633 295,666 Cembre SpA............................................ 40,330 321,467 Cementir Holding SpA.................................. 336,239 709,476 Credito Bergamasco SpA................................ 129,374 2,358,318 Credito Emiliano SpA.................................. 376,390 1,817,892 CSP International Fashion Group SpA................... 8,113 9,839 *d'Amico International Shipping S.A.................... 98,072 42,124 #Danieli & Co. SpA..................................... 58,099 1,664,239 Datalogic SpA......................................... 65,558 562,622 Davide Campari - Milano SpA........................... 523,862 4,251,455 *DeA Capital SpA....................................... 241,155 400,395 *Delclima SpA.......................................... 238,104 204,309 De'Longhi SpA......................................... 305,654 4,075,104 DiaSorin SpA.......................................... 77,818 2,613,254 *EEMS Italia SpA....................................... 33,167 15,487 *EI Towers SpA......................................... 39,294 1,037,160 *Engineering Ingegneria Informatica SpA................ 15,735 556,723 ERG SpA............................................... 242,145 1,757,947 Esprinet SpA.......................................... 104,855 429,122 #*Eurotech SpA.......................................... 103,698 152,113 #Falck Renewables SpA.................................. 452,790 553,218 Fiera Milano SpA...................................... 37,863 192,101 #*Finmeccanica SpA...................................... 1,593,106 7,900,845 *Fondiaria-Sai SpA..................................... 943,740 1,227,456 *Gas Plus SpA.......................................... 14,596 92,429 Gefran SpA............................................ 31,923 116,905 *Gemina SpA............................................ 2,562,430 2,446,794 #Geox SpA.............................................. 343,770 982,933 *Gruppo Ceramiche Ricchetti SpA........................ 19,666 4,544 Gruppo Editoriale L'Espresso SpA...................... 670,242 665,521 Gruppo MutuiOnline SpA................................ 51,809 236,505 #Hera SpA.............................................. 1,822,830 3,073,159 *I Grandi Viaggi SpA................................... 96,916 54,218 Immsi SpA............................................. 743,533 370,239 Impregilo SpA......................................... 1,252,064 5,056,053 Indesit Co. SpA....................................... 185,473 1,150,533 Industria Macchine Automatiche SpA.................... 58,626 1,026,810 Industria Romagnola Conduttori Elettrici SpA.......... 43,300 81,326 *Intek SpA............................................. 267,440 149,110 #Interpump Group SpA................................... 275,866 2,099,673 Iren SpA.............................................. 1,758,434 991,205 #Italcementi SpA....................................... 279,135 1,412,708 *Italmobiliare SpA..................................... 46,873 722,681 *Juventus Football Club SpA............................ 1,255,083 349,345 *KME Group SpA......................................... 1,654,192 749,153 *Landi Renzo SpA....................................... 203,171 369,887 646 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ ITALY -- (Continued) Lottomatica Group SpA................................ 185,318 $ 3,988,670 *Maire Tecnimont SpA.................................. 541,573 432,404 Marcolin SpA......................................... 60,205 327,506 #*Mariella Burani SpA.................................. 32,721 -- Marr SpA............................................. 131,906 1,245,928 #Mediaset SpA......................................... 2,909,042 5,110,042 Mediobanca SpA....................................... 8,209 46,936 #Mediolanum SpA....................................... 758,652 3,724,227 #*Milano Assicurazioni SpA............................. 2,324,306 989,441 *Molecular Medicine SpA............................... 300,810 165,738 *Monrif SpA........................................... 290,064 115,169 Nice SpA............................................. 40,195 133,537 *Pagnossin SpA........................................ 9,000 -- #Piaggio & C. SpA..................................... 682,441 1,683,000 *Pininfarina SpA...................................... 73,457 294,940 Pirelli & C. SpA..................................... 11,737 136,344 *Poltrona Frau SpA.................................... 152,285 192,413 #*Prelios SpA.......................................... 2,389,900 256,951 #*Premafin Finanziaria SpA............................. 961,257 194,153 *Prima Industrie SpA.................................. 88 1,066 Prysmian SpA......................................... 494,781 9,539,788 #*RCS MediaGroup SpA................................... 450,383 821,214 Recordati SpA........................................ 408,182 3,270,424 Reply SpA............................................ 12,998 338,186 *Retelit SpA.......................................... 177,195 124,082 *Richard-Ginori 1735 SpA.............................. 8,489 768 Sabaf SpA............................................ 24,109 272,933 SAES Getters SpA..................................... 30,068 277,481 *Safilo Group SpA..................................... 140,163 1,184,826 *Saras SpA............................................ 1,351,714 1,808,842 SAVE SpA............................................. 11,877 110,293 *Screen Service Broadcasting Technologies SpA......... 5,366 1,448 *Seat Pagine Gialle SpA............................... 2,034,205 20,545 *Snai SpA............................................. 95,483 88,034 *Societa Cattolica di Assicurazioni Scrl.............. 189,771 2,957,185 Societa Iniziative Autostradali e Servizi SpA........ 220,635 1,837,294 Sogefi SpA........................................... 186,290 447,459 Sol SpA.............................................. 166,511 1,008,630 *Sorin SpA............................................ 1,151,064 2,700,166 Tamburi Investment Partners SpA...................... 37,478 71,668 #*Telecom Italia Media SpA............................. 1,649,819 351,255 #*Tiscali SpA.......................................... 3,467,783 202,360 Tod's SpA............................................ 47,508 5,568,387 #Trevi Finanziaria SpA................................ 154,707 1,045,470 *Uni Land SpA......................................... 51,835 -- Unione di Banche Italiane ScpA....................... 1,040,716 4,099,577 #*Unipol Gruppo Finanziario SpA........................ 970,174 2,124,082 Vianini Industria SpA................................ 57,659 80,331 Vianini Lavori SpA................................... 175,180 707,247 Vittoria Assicurazioni SpA........................... 121,346 737,335 *Yoox SpA............................................. 157,902 2,392,856 Zignago Vetro SpA.................................... 83,038 481,303 ------------ TOTAL ITALY............................................. 190,171,535 ------------ NETHERLANDS -- (5.2%) Aalberts Industries NV............................... 469,415 8,532,614 #Accell Group NV...................................... 93,631 1,544,281 *AFC Ajax NV.......................................... 18,134 160,779 #*AMG Advanced Metallurgical Group NV.................. 137,180 1,075,328 #*Amsterdam Commodities NV............................. 73,969 1,333,484 APERAM NV............................................ 247,006 3,582,067 647 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ NETHERLANDS -- (Continued) #Arcadis NV........................................... 270,260 $ 5,773,645 #ASM International NV................................. 215,172 6,812,916 *Atag Group NV........................................ 4,630 1,740 Ballast Nedam NV..................................... 702 9,103 Batenburg Techniek NV................................ 7,085 125,070 #BE Semiconductor Industries NV....................... 154,577 1,042,807 Beter Bed Holding NV................................. 83,095 1,535,546 BinckBank NV......................................... 251,217 2,013,859 Brunel International NV.............................. 51,660 2,490,908 *Crown Van Gelder NV.................................. 9,818 62,910 CSM NV............................................... 363,574 7,426,298 Delta Lloyd NV....................................... 472,377 7,855,836 DOCdata NV........................................... 22,463 375,731 #Exact Holding NV..................................... 64,260 1,442,007 #*Grontmij NV.......................................... 244,473 920,620 Heijmans NV.......................................... 79,498 674,391 Hunter Douglas NV.................................... 8,764 324,577 *Kardan NV............................................ 75,774 78,542 #KAS Bank NV.......................................... 54,562 547,437 Kendrion NV.......................................... 41,207 832,161 #Koninklijke Bam Groep NV............................. 1,185,068 4,411,164 Koninklijke Ten Cate NV.............................. 140,083 3,105,364 #Koninklijke Wessanen NV.............................. 380,493 1,075,578 #*LBi International NV................................. 515,485 1,908,630 Macintosh Retail Group NV............................ 52,801 596,006 Mediq NV............................................. 274,364 4,453,143 Nederlandsche Apparatenfabriek NV.................... 28,810 1,066,383 Nutreco NV........................................... 173,920 13,027,581 *Ordina NV............................................ 330,458 437,187 *PostNL NV............................................ 1,920,653 7,579,442 *Roto Smeets Group NV................................. 10,393 100,272 Royal Imtech NV...................................... 349,305 8,780,615 Royal Reesink NV..................................... 1,239 118,309 *SBM Offshore NV...................................... 804,422 10,530,512 Sligro Food Group NV................................. 104,081 2,833,129 #*SNS Reaal Groep NV................................... 705,718 1,039,112 #Stern Groep NV....................................... 1,100 21,042 #Telegraaf Media Groep NV............................. 163,812 1,520,951 TKH Group NV......................................... 177,347 4,057,380 #*TomTom NV............................................ 547,355 2,733,313 Unit4 NV............................................. 129,411 3,554,210 USG People NV........................................ 330,320 2,320,126 Van Lanschot NV...................................... 54 1,036 *Xeikon NV............................................ 58,445 227,447 ------------ TOTAL NETHERLANDS....................................... 132,072,589 ------------ NORWAY -- (3.3%) #ABG Sundal Collier Holding ASA....................... 1,097,526 783,144 AF Gruppen ASA....................................... 2,718 27,361 #*Agasti Holding ASA................................... 227,087 59,348 *Algeta ASA........................................... 145,487 3,913,014 *Archer, Ltd.......................................... 492,707 651,228 Arendals Fosse Kompani ASA........................... 90 26,039 Atea ASA............................................. 296,910 3,145,321 Austevoll Seafood ASA................................ 347,903 1,646,707 *Bakkafrost........................................... 4,578 38,948 *Bionor Pharma ASA.................................... 67,738 40,678 Bonheur ASA.......................................... 68,100 1,459,131 BW Offshore, Ltd..................................... 1,221,619 718,664 *BWG Homes ASA........................................ 346,255 708,105 Cermaq ASA........................................... 285,677 3,909,381 648 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ----------- NORWAY -- (Continued) *Clavis Pharma ASA..................................... 139,784 $ 1,659,620 Copeinca ASA.......................................... 98,638 764,893 *Deep Sea Supply P.L.C................................. 371,781 566,969 #*Det Norske Oljeselskap ASA............................ 173,708 2,676,083 #*DNO International ASA................................. 3,907,920 6,831,052 *Dockwise, Ltd......................................... 70,575 1,129,092 #*DOF ASA............................................... 186,228 768,484 Ekornes ASA........................................... 112,551 1,721,217 *Electromagnetic GeoServices ASA....................... 566,149 1,233,199 *Eltek ASA............................................. 1,292,456 861,849 EVRY ASA.............................................. 267,383 393,073 Farstad Shipping ASA.................................. 63,540 1,359,896 #*Frontline, Ltd........................................ 214,780 673,433 Ganger Rolf ASA....................................... 54,510 1,145,190 Golar LNG, Ltd........................................ 8,434 334,753 *Golden Ocean Group, Ltd............................... 1,019,402 771,211 *Grieg Seafood ASA..................................... 144,008 254,291 *Havila Shipping ASA................................... 22,400 121,249 *Hoegh LNG Holdings, Ltd............................... 8,442 62,118 *Hurtigruten ASA....................................... 759,030 402,290 *Intex Resources ASA................................... 45,445 29,336 *Jason Shipping ASA.................................... 5,518 1,921 *Kongsberg Automotive Holding ASA...................... 1,784,754 538,087 Kongsberg Gruppen ASA................................. 10,370 200,316 Kvaerner ASA.......................................... 807,447 2,049,368 Leroey Seafood Group ASA.............................. 81,749 1,684,741 *Morpol ASA............................................ 12,028 19,093 *Natural ASA........................................... 476,317 107,956 #*Nordic Semiconductor ASA.............................. 580,280 1,673,509 #*Norske Skogindustrier ASA Series A.................... 660,997 554,004 Northern Offshore, Ltd................................ 348,830 635,010 #*Norwegian Air Shuttle ASA............................. 130,053 2,811,075 #*Norwegian Energy Co. ASA.............................. 809,521 516,720 Odfjell ASA Series A.................................. 138,810 442,184 Olav Thon Eiendomsselskap ASA......................... 12,852 1,980,573 #Opera Software ASA.................................... 349,386 1,922,983 #*Panoro Energy ASA..................................... 520,180 359,009 *PCI Biotech Holding ASA............................... 3,157 18,135 *Petrolia E & P Holdings............................... 43,748 49,877 #*Photocure ASA......................................... 34,222 220,969 *Pronova BioPharma ASA................................. 717,584 1,419,744 Prosafe ASA........................................... 781,319 6,497,719 *Q-Free ASA............................................ 139,029 390,388 #*Renewable Energy Corp. ASA............................ 3,941,817 690,679 *Salmar ASA............................................ 27,303 170,495 *Scana Industrier ASA.................................. 548,479 120,207 #*Sevan Drilling AS..................................... 330,159 255,684 *Sevan Marine ASA...................................... 122,199 322,545 *Siem Offshore, Inc. ASA............................... 567,901 768,266 Solstad Offshore ASA.................................. 58,705 870,505 #*Songa Offshore SE..................................... 845,806 1,037,683 SpareBank 1 SMN....................................... 394,981 2,559,213 *SpareBank 1 SR Bank ASA............................... 67,432 435,257 Stolt-Nielsen, Ltd.................................... 46,134 845,808 *Storebrand ASA........................................ 132,651 667,548 Tomra Systems ASA..................................... 669,803 5,502,605 TTS Marine ASA........................................ 180,762 299,113 Veidekke ASA.......................................... 333,849 2,779,882 #*Wilh Wilhelmsen ASA................................... 56,941 406,228 Wilh Wilhelmsen Holding ASA........................... 64,934 1,460,135 ----------- TOTAL NORWAY............................................. 84,171,601 ----------- 649 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ---------- ----------- PORTUGAL -- (1.2%) Altri SGPS SA...................................... 594,472 $ 1,048,161 #*Banco BPI SA....................................... 2,123,556 2,368,448 #*Banco Comercial Portugues SA....................... 38,839,916 3,531,849 *Banco Espirito Santo SA............................ 7,130,880 6,940,071 #*Banif SGPS SA...................................... 686,791 128,175 Corticeira Amorim SGPS SA.......................... 208,154 380,160 Ibersol SGPS SA.................................... 20,401 89,782 *Impresa SGPS SA.................................... 319,594 132,306 *INAPA - Investimentos Participacoes e Gestao SA.... 232,518 39,275 Mota-Engil SGPS SA................................. 359,581 608,859 Novabase SGPS SA................................... 65,729 176,222 *ParaRede SGPS SA................................... 65,791 10,241 Portucel-Empresa Produtora de Pasta de Papel SA.... 881,646 2,458,623 REN - Redes Energeticas Nacionais SGPS SA.......... 832,962 2,148,971 *SAG GEST - Solucoes Automovel Globais SGPS SA...... 241,182 122,058 #Sociedade de Investimento e Gestao SGPS SA......... 315,078 2,229,855 *Sonae Capital SGPS SA.............................. 37,542 7,260 #*Sonae Industria SGPS SA............................ 443,755 301,417 #Sonae SGPS SA...................................... 3,774,580 2,802,019 Sonaecom SGPS SA................................... 565,634 1,027,771 Sumol & Compal SA.................................. 67,967 98,591 *Teixeira Duarte SA................................. 734,737 247,571 *Toyota Caetano Portugal SA......................... 53,308 109,170 Zon Multimedia Servicos de Telecomunicacoes e Multimedia SGPS SA............................... 746,473 2,368,276 ----------- TOTAL PORTUGAL........................................ 29,375,131 ----------- SPAIN -- (4.5%) #Abengoa SA......................................... 199,714 698,999 #*Abengoa SA Series B................................ 798,856 2,767,708 Acciona SA......................................... 19,537 1,200,859 #*Acerinox SA........................................ 236,733 2,471,061 *Adolfo Dominguez SA................................ 19,487 100,148 Adveo Group International SA....................... 47,385 697,500 #*Almirall SA........................................ 221,459 1,983,102 *Amper SA........................................... 96,925 237,678 Antena 3 de Television SA.......................... 307,606 1,234,548 *Azkoyen SA......................................... 62,948 135,940 Banco de Sabadell SA Convertible Shares............ 212,446 662,242 #Banco Espanol de Credito SA........................ 30,648 112,191 Banco Popular Espanol SA........................... 86,168 134,747 #Bankinter SA....................................... 1,126,294 4,473,496 #*Baron de Ley SA.................................... 13,910 785,893 #Bolsas y Mercados Espanoles SA..................... 304,982 6,589,836 #*Caja de Ahorros del Mediterraneo SA................ 116,412 -- *Campofrio Food Group SA............................ 95,179 697,514 #*Cementos Portland Valderrivas SA................... 45,565 218,723 #Cie Automotive SA.................................. 131,131 909,413 *Codere SA.......................................... 73,816 309,663 Compania Vinicola del Norte de Espana SA........... 16,119 305,064 Construcciones y Auxiliar de Ferrocarriles SA...... 7,740 3,685,075 *Deoleo SA.......................................... 1,893,651 810,600 Dinamia Capital Privado Sociedad de Capital Riesgo SA............................................... 20,438 138,305 Distribuidora Internacional de Alimentacion SA..... 96,278 583,264 Duro Felguera SA................................... 276,209 1,672,053 Ebro Foods SA...................................... 368,664 6,771,446 #Elecnor SA......................................... 198,254 2,356,622 Ence Energia y Celulosa SA......................... 925,182 2,258,852 *Ercros SA.......................................... 347,602 240,582 #Faes Farma SA...................................... 867,236 1,502,728 *Fersa Energias Renovables SA....................... 93,691 44,979 Fluidra SA......................................... 51,811 132,806 650 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ SPAIN -- (Continued) #Fomento de Construcciones y Contratas SA............. 196,344 $ 2,572,335 #Gamesa Corp Tecnologica SA........................... 1,113,758 2,275,406 *Grifols SA........................................... 1,193 41,434 #Grupo Catalana Occidente SA.......................... 191,220 3,122,654 *Grupo Ezentis SA..................................... 1,019,505 235,430 *Grupo Tavex SA....................................... 244,131 79,740 Iberpapel Gestion SA................................. 25,850 442,125 #Indra Sistemas SA.................................... 462,730 5,294,527 #*Inmobiliaria Colonial SA............................. 108,920 212,739 Inmobiliaria del Sur SA.............................. 2,902 15,666 *Jazztel P.L.C........................................ 957,794 6,349,140 *La Seda de Barcelona SA.............................. 80,921 112,133 Laboratorios Farmaceuticos Rovi SA................... 58,812 395,611 #Mediaset Espana Comunicacion SA...................... 772,677 4,158,770 #Melia Hotels International SA........................ 232,123 1,727,324 Miquel y Costas & Miquel SA.......................... 35,995 980,490 *Natra SA............................................. 86,085 117,715 *Natraceutical SA..................................... 270,920 50,228 #*NH Hoteles SA........................................ 521,131 1,891,975 *Nicolas Correa SA.................................... 14,074 14,212 Obrascon Huarte Lain SA.............................. 180,950 4,743,459 Papeles y Cartones de Europa SA...................... 226,938 545,555 #Pescanova SA......................................... 65,593 1,217,611 Prim SA.............................................. 39,424 243,267 #*Promotora de Informaciones SA Series A............... 1,297,266 565,565 #Prosegur Cia de Seguridad SA......................... 875,740 4,777,912 *Realia Business SA................................... 297,777 227,773 #*Sacyr Vallehermoso SA................................ 645,056 1,285,221 *Service Point Solutions SA........................... 351,017 63,940 *Sociedad Nacional Industrias Aplicaciones Celulosa Espanola SA......................................... 227,522 238,775 Solaria Energia y Medio Ambiente SA.................. 98,171 111,099 Tecnicas Reunidas SA................................. 128,763 6,342,583 Telecomunicaciones y Energia SA...................... 146,125 222,507 #*Tubacex SA........................................... 455,998 1,176,991 Tubos Reunidos SA.................................... 468,386 1,168,348 Vidrala SA........................................... 73,575 1,902,671 Viscofan SA.......................................... 202,123 9,793,173 *Vocento SA........................................... 196,990 249,996 #*Vueling Airlines SA.................................. 72,219 482,953 #*Zeltia SA............................................ 820,890 1,407,410 ------------ TOTAL SPAIN............................................. 113,780,100 ------------ SWEDEN -- (9.4%) Aarhuskarlshamn AB................................... 111,342 4,385,979 Acando AB............................................ 282,290 667,301 *Active Biotech AB.................................... 179,412 1,650,436 #AddNode Group AB..................................... 22,291 110,828 #AddTech AB Series B.................................. 76,643 1,910,822 *Aerocrine AB Series B................................ 11,711 25,205 AF AB Series B....................................... 129,635 2,879,523 #*Alliance Oil Co., Ltd. SDR........................... 350,897 2,700,089 *Anoto Group AB....................................... 80,683 29,108 AQ Group AB.......................................... 26,029 174,389 *Arise Windpower AB................................... 16,677 58,896 *Atrium Ljungberg AB Series B......................... 31,048 408,271 Avanza Bank Holding AB............................... 77,172 1,516,889 Axfood AB............................................ 94,702 3,505,672 #Axis Communications AB............................... 183,851 4,297,359 B&B Tools AB Series B................................ 97,424 668,902 BE Group AB.......................................... 215,340 525,772 Beiger Electronics AB................................ 53,856 409,622 651 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ---------- SWEDEN -- (Continued) Beijer Alma AB......................................... 79,816 $1,344,257 *Betsson AB............................................. 136,308 3,724,452 Bilia AB Series A...................................... 113,425 1,456,065 #Billerud AB............................................ 427,537 4,078,275 BioGaia AB Series B.................................... 59,469 1,537,418 Biotage AB............................................. 143,915 173,995 *Bjorn Borg AB.......................................... 81,716 430,987 #*Black Earth Farming, Ltd. SDR.......................... 82,755 152,122 *Bong Ljungdahl AB...................................... 24,800 34,962 *Boras Waefveri AB Series B............................. 6,564 1,306 Bure Equity AB......................................... 326,825 1,133,421 Byggmax Group AB....................................... 150,938 695,078 Cantena AB............................................. 56,202 493,589 Castellum AB........................................... 726,291 9,735,330 *Catella AB............................................. 215,308 181,313 *CDON Group AB.......................................... 207,523 1,166,308 *Cision AB.............................................. 11,445 89,739 Clas Ohlson AB Series B................................ 152,790 1,952,892 *Cloetta AB............................................. 59,529 125,199 #Concentric AB.......................................... 202,603 1,527,236 Concordia Maritime AB Series B......................... 78,854 119,239 #Connecta AB............................................ 37,403 277,031 *Corem Property Group AB Class B........................ 120 341 *CyberCom Group AB...................................... 191,193 35,480 #DORO AB................................................ 94,731 303,044 Duni AB................................................ 140,875 1,276,695 East Capital Explorer AB............................... 47,726 352,620 Elekta AB Series B..................................... 502,184 7,148,728 #*Enea AB................................................ 63,008 402,041 #*Eniro AB............................................... 420,612 592,855 Fabege AB.............................................. 577,549 5,735,995 Fagerhult AB........................................... 18,323 453,043 *Fastighets AB Balder Series B.......................... 279,717 1,533,969 Fenix Outdoor AB....................................... 6,455 150,971 G & L Beijer AB Series B............................... 59,356 923,074 Gunnebo AB............................................. 190,542 738,219 Hakon Invest AB........................................ 223,343 3,838,082 #Haldex AB.............................................. 218,520 954,840 Heba Fastighets AB Series B............................ 43,722 421,735 Hexpol AB.............................................. 115,947 5,184,598 *HIQ International AB................................... 246,152 1,123,591 HMS Networks AB........................................ 7,040 112,442 Hoganas AB Series B.................................... 115,764 3,860,644 Holmen AB Series B..................................... 273,916 8,072,161 Hufvudstaden AB Series A............................... 189,483 2,406,675 Husqvarna AB Series A.................................. 37,223 215,854 #Husqvarna AB Series B.................................. 1,434,072 8,330,008 Industrial & Financial Systems AB Series B............. 89,522 1,379,156 Indutrade AB........................................... 54,779 1,536,670 Intrum Justitia AB..................................... 288,215 4,170,251 #JM AB.................................................. 372,482 6,709,537 #*KappAhl AB............................................. 730,234 527,038 #*Karo Bio AB............................................ 1,017,632 52,099 Klovern AB............................................. 387,861 1,502,265 KNOW IT AB............................................. 75,523 546,956 Kungsleden AB.......................................... 621,807 3,041,476 Lagercrantz Group AB Series B.......................... 76,298 683,087 Lindab International AB................................ 330,563 2,481,080 Loomis AB Series B..................................... 318,925 4,382,666 Meda AB Series A....................................... 857,997 8,790,208 #*Medivir AB Series B.................................... 125,346 1,143,993 652 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ --------- ------------ SWEDEN -- (Continued) Mekonomen AB......................................... 93,177 $ 2,612,735 *Micronic Mydata AB................................... 390,070 605,557 Modern Times Group AB Series B....................... 14,189 432,115 MQ Holding AB........................................ 37,437 106,193 NCC AB Series A...................................... 22,771 421,345 NCC AB Series B...................................... 364,909 6,837,356 Nederman Holding AB.................................. 3,537 69,232 *Net Entertainment NE AB.............................. 132,617 1,463,354 #*Net Insight AB Series B.............................. 1,189,130 283,415 #New Wave Group AB Series B........................... 197,176 597,310 #NIBE Industrier AB Series B.......................... 344,688 5,219,502 #*Nobia AB............................................. 666,139 2,684,066 Nolato AB Series B................................... 88,207 1,023,141 #*Nordic Mines AB...................................... 177,844 131,670 Nordnet AB Series B.................................. 385,945 956,037 OEM International AB Series B........................ 45,688 443,327 #*Orexo AB............................................. 76,505 554,507 Oriflame Cosmetics SA SDR............................ 152,281 4,208,214 *PA Resources AB...................................... 2,515,097 171,273 *Partnertech AB....................................... 26,634 89,945 #Peab AB Series B..................................... 714,633 3,374,657 Poolia AB Series B................................... 26,319 47,307 #Pricer AB Series B................................... 452,718 600,822 ProAct IT Group AB................................... 31,571 452,242 Probi AB............................................. 28,553 211,970 Proffice AB Series B................................. 261,425 756,825 *RaySearch Laboratories AB............................ 73,879 198,455 Readsoft AB Series B................................. 87,941 259,881 *Rederi AB Transatlantic.............................. 112,133 98,534 *Rezidor Hotel Group AB............................... 347,496 1,237,087 *RNB Retail & Brands AB............................... 411,548 120,819 Rottneros AB......................................... 207,512 57,856 Saab AB Series B..................................... 253,292 4,818,837 Sagax AB............................................. 3,119 82,430 #*SAS AB............................................... 581,421 566,117 *Sectra AB............................................ 22,873 141,617 *Securitas AB Series B................................ 1,133,353 8,253,893 *Semcon AB............................................ 63,596 423,744 Sigma AB Series B.................................... 20,898 16,772 Sintercast AB........................................ 13,048 88,841 Skistar AB........................................... 97,008 1,165,722 #SSAB AB Series A..................................... 824,806 5,908,719 SSAB AB Series B..................................... 304,782 1,884,924 Studsvik AB.......................................... 18,826 72,542 Sweco AB Series B.................................... 187,009 1,969,767 *Swedish Orphan Biovitrum AB.......................... 596,468 3,367,947 Swedol AB Class B.................................... 29,796 101,096 Systemair AB......................................... 18,266 211,204 *TradeDoubler AB...................................... 181,607 319,354 *Transmode Holding AB................................. 11,431 118,698 Trelleborg AB Series B............................... 999,202 10,888,078 #Unibet Group P.L.C. SDR.............................. 134,781 3,801,141 Uniflex AB Series B.................................. 17,950 77,003 VBG AB Series B...................................... 137 1,666 Vitrolife AB......................................... 60,303 395,952 Wallenstam AB Series B............................... 398,541 4,380,964 Wihlborgs Fastigheter AB............................. 288,130 4,398,197 #*Xvivo Perfusion AB................................... 60,303 245,470 ------------ TOTAL SWEDEN............................................ 237,496,908 ------------ 653 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- SWITZERLAND -- (12.3%) Acino Holding AG..................................... 15,421 $ 1,890,822 *Addex Pharmaceuticals, Ltd........................... 1,491 16,972 *Advanced Digital Broadcast Holdings SA............... 2,024 28,264 *AFG Arbonia-Forster Holding AG....................... 48,048 1,089,029 Allreal Holding AG................................... 42,229 6,384,386 ALSO-Actebis Holding AG.............................. 16,195 789,410 AMS AG............................................... 35,754 3,808,754 APG SGA SA........................................... 5,937 1,131,059 Aryzta AG............................................ 130,432 6,516,059 Ascom Holding AG..................................... 160,822 1,375,641 *Autoneum Holding AG.................................. 15,956 816,084 #Bachem Holdings AG................................... 24,136 967,880 Baloise Holding AG................................... 13,573 1,132,884 Bank Coop AG......................................... 31,671 1,877,126 Banque Cantonale de Geneve SA........................ 4,021 889,682 Banque Cantonale du Jura SA.......................... 4,442 310,906 Banque Cantonale Vaudoise AG......................... 5,168 2,740,561 Banque Privee Edmond de Rothschild SA................ 157 3,200,291 Barry Callebaut AG................................... 2,352 2,246,322 *Basilea Pharmaceutica AG............................. 21,943 1,079,073 #Basler Kantonalbank AG............................... 192 20,892 Belimo Holdings AG................................... 1,851 3,262,423 Bell AG.............................................. 177 376,291 Bellevue Group AG.................................... 27,519 274,508 #Berner Kantonalbank AG............................... 23,232 6,326,813 BKW AG............................................... 27,437 1,061,431 *Bobst Group AG....................................... 39,735 1,213,284 Bossard Holding AG................................... 9,822 1,317,189 Bucher Industries AG................................. 33,342 6,256,438 Burckhardt Compression Holding AG.................... 9,355 2,681,322 Burkhalter Holding AG................................ 1,159 379,550 Calida Holding AG.................................... 5,995 164,340 Carlo Gavazzi Holding AG............................. 1,069 223,647 Centralschweizerische Kraftwerke AG.................. 122 43,345 *Cham Paper Holding AG................................ 791 134,471 *Charles Voegele Holding AG........................... 32,044 568,815 *Cicor Technologies................................... 4,889 167,219 Cie Financiere Tradition SA.......................... 8,027 486,941 #Clariant AG.......................................... 903,053 9,677,105 Coltene Holding AG................................... 16,008 465,625 Conzzeta AG.......................................... 1,345 2,472,203 *Cosmo Pharmaceuticals SpA............................ 665 20,217 Daetwyler Holding AG................................. 29,754 2,588,567 #*Dufry AG............................................. 77,241 9,824,040 #EFG International AG................................. 205,905 1,883,077 *ELMA Electronic AG................................... 472 207,078 Emmi AG.............................................. 13,244 3,289,846 EMS-Chemie Holding AG................................ 21,344 5,149,691 Energiedienst Holding AG............................. 71,249 3,233,684 Flughafen Zuerich AG................................. 15,028 6,431,100 Forbo Holding AG..................................... 6,494 4,104,208 Galenica Holding AG.................................. 18,828 11,057,552 *GAM Holding AG....................................... 780,910 10,921,334 Gategroup Holding AG................................. 88,404 2,342,953 George Fisher AG..................................... 15,889 5,582,685 *Gottex Fund Management Holdings, Ltd................. 824 2,393 Gurit Holding AG..................................... 1,799 733,361 Helvetia Holding AG.................................. 22,754 7,989,963 Huber & Suhner AG.................................... 36,607 1,627,790 Implenia AG.......................................... 65,242 2,770,127 Inficon Holding AG................................... 6,097 1,304,260 654 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ------- ----------- SWITZERLAND -- (Continued) Interroll Holding AG.................................. 2,404 $ 907,578 Intershop Holding AG.................................. 3,991 1,388,540 Jungfraubahn Holding AG............................... 1,336 90,087 #Kaba Holding AG....................................... 11,858 4,483,878 *Kardex AG............................................. 21,055 555,718 Komax Holding AG...................................... 11,434 831,589 Kudelski SA........................................... 173,269 1,894,556 *Kuoni Reisen Holding AG Series B...................... 14,420 3,856,152 #LEM Holding SA........................................ 3,667 1,843,433 *Liechtensteinische Landesbank AG...................... 11,378 371,085 *LifeWatch AG.......................................... 53,006 423,311 #Logitech International SA............................. 676,961 4,902,474 Lonza Group AG........................................ 206,376 10,467,022 Luzerner Kantonalbank AG.............................. 17,399 6,296,506 *MCH Group AG.......................................... 116 6,000 #Metall Zug AG......................................... 391 822,083 #*Meyer Burger Technology AG............................ 222,481 2,161,994 Micronas Semiconductor Holding AG..................... 155,041 1,333,145 Mikron Holding AG..................................... 585 3,380 Mobilezone Holding AG................................. 138,514 1,450,683 Mobimo Holding AG..................................... 25,751 5,971,639 *Myriad Group AG....................................... 75,277 202,109 Nobel Biocare Holding AG.............................. 478,680 4,288,009 *OC Oerlikon Corp. AG.................................. 637,624 6,421,927 *Orascom Development Holding AG........................ 12,879 220,309 Orell Fuessli Holding AG.............................. 4,930 513,417 Orior AG.............................................. 14,800 773,482 Panalpina Welttransport Holding AG.................... 45,690 4,321,551 *Parco Industriale e Immobiliare SA.................... 600 2,255 Phoenix Mecano AG..................................... 3,100 1,529,519 PSP Swiss Property AG................................. 148,327 13,621,861 PubliGroupe SA........................................ 2,764 376,428 Rieters Holdings AG................................... 15,956 2,551,478 Romande Energie Holding SA............................ 2,714 3,491,767 Schaffner Holding AG.................................. 2,066 511,926 #Schmolz & Bickenbach AG............................... 139,656 528,150 Schweiter Technologies AG............................. 4,424 2,166,411 Schweizerische National-Versicherungs-Gesellschaft AG. 54,960 2,223,247 *Siegfried Holding AG.................................. 13,144 1,638,472 Societa Elettrica Sopracenerina SA.................... 2,340 458,579 St. Galler Kantonalbank AG............................ 10,021 4,108,852 #Straumann Holding AG.................................. 24,168 2,978,065 Sulzer AG............................................. 30,255 4,387,187 Swiss Life Holding AG................................. 102,976 13,004,543 Swisslog Holding AG................................... 914,407 982,296 Swissquote Group Holding SA........................... 47,450 1,465,017 Tamedia AG............................................ 14,891 1,664,227 Tecan Group AG........................................ 39,704 2,962,819 *Temenos Group AG...................................... 207,131 3,412,156 *Tornos Holding AG..................................... 38,028 263,372 U-Blox AG............................................. 19,001 841,719 *Valartis Group AG..................................... 936 18,620 Valiant Holding AG.................................... 47,292 4,658,021 Valora Holding AG..................................... 12,202 2,319,287 *Vaudoise Assurances Holding SA........................ 3,614 1,118,705 Verwaltungs und Privat-Bank AG........................ 8,823 658,230 Vetropack Holding AG.................................. 488 832,070 Villars Holding SA.................................... 150 78,607 #*Von Roll Holding AG................................... 187,632 424,720 Vontobel Holdings AG.................................. 121,104 3,377,433 VZ Holding AG......................................... 801 95,517 655 THE CONTINENTAL SMALL COMPANY SERIES CONTINUED Shares Value++ ----------- -------------- SWITZERLAND -- (Continued) Walliser Kantonalbank AG......................... 1,416 $ 1,334,092 WMH Walter Meier Holding AG...................... 4,738 1,063,028 Ypsomed Holdings AG.............................. 8,003 476,006 Zehnder Group AG................................. 39,704 2,338,328 *Zueblin Immobilien Holding AG.................... 261,040 781,644 *Zug Estates Holding AG Class B................... 258 339,820 Zuger Kantonalbank AG............................ 623 3,271,664 -------------- TOTAL SWITZERLAND................................... 312,086,778 -------------- UNITED KINGDOM -- (0.1%) United Drug P.L.C................................ 888,565 3,239,110 -------------- TOTAL COMMON STOCKS................................. 2,237,475,092 -------------- RIGHTS/WARRANTS -- (0.0%) BELGIUM -- (0.0%) *Agfa-Gevaert NV STRIP VVPR....................... 122,950 159 *Deceuninck NV STRIP VVPR......................... 247,412 321 *Nyrstar NV STRIP VVPR............................ 178,031 231 *RealDolmen NV STRIP VVPR (5640683)............... 20 -- *RealDolmen NV STRIP VVPR (B3B08L5)............... 6,067 8 *SAPEC SA STRIP VVPR.............................. 75 68 *Tessenderlo Chemie NV STRIP VVPR................. 9,955 452 *Zenitel NV STRIP VVPR............................ 8,654 11 -------------- TOTAL BELGIUM....................................... 1,250 -------------- ITALY -- (0.0%) *Seat Pagine Gialle SpA Warrants 08/31/14......... 2,988,837 8,763 -------------- TOTAL RIGHTS/WARRANTS............................... 10,013 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (11.6%) (S)@DFA Short Term Investment Fund.................. 25,324,114 293,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,011,182) to be repurchased at $991,365...... $ 991 991,355 -------------- TOTAL SECURITIES LENDING COLLATERAL................. 293,991,355 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,583,421,711)............................ $2,531,476,460 ============== 656 THE EMERGING MARKETS SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ----------- COMMON STOCKS -- (87.9%) ARGENTINA -- (0.0%) *Celulosa Argentina SA Series B....................... -- $ -- ----------- BRAZIL -- (5.9%) AES Tiete SA......................................... 42,245 402,264 All America Latina Logistica SA...................... 377,131 1,715,709 Amil Participacoes SA................................ 119,903 1,803,519 Banco Bradesco SA.................................... 392,200 5,161,619 Banco do Brasil SA................................... 507,354 5,413,142 Banco Santander Brasil SA............................ 52,300 359,216 Banco Santander Brasil SA ADR........................ 665,784 4,527,331 BM&F Bovespa SA...................................... 1,665,208 10,658,381 BR Malls Participacoes SA............................ 286,523 3,766,605 #BRF - Brasil Foods SA ADR............................ 594,060 10,883,179 CCR SA............................................... 652,568 5,738,344 Centrais Eletricas Brasileiras SA.................... 70,900 389,225 #Centrais Eletricas Brasileiras SA ADR................ 86,923 695,384 Centrais Eletricas Brasileiras SA Sponsored ADR...... 100,200 557,112 CETIP SA - Mercados Organizados...................... 147,600 1,700,519 Cia de Saneamento Basico do Estado de Sao Paulo...... 22,000 931,321 Cia de Saneamento Basico do Estado de Sao Paulo ADR.. 29,318 2,463,005 Cia Energetica de Minas Gerais SA.................... 46,775 508,962 Cia Hering SA........................................ 95,300 2,189,359 *Cia Paranaense de Energia SA......................... 7,400 88,718 Cia Siderurgica Nacional SA.......................... 704,052 3,892,816 Cielo SA............................................. 217,396 5,378,582 Cosan SA Industria e Comercio........................ 130,069 2,494,369 CPFL Energia SA...................................... 62,260 723,437 #CPFL Energia SA ADR.................................. 26,753 623,077 Cyrela Brazil Realty SA Empreendimentos e Participacoes...................................... 295,797 2,507,877 Duratex SA........................................... 208,900 1,453,316 EcoRodovias Infraestrutura e Logistica SA............ 115,988 1,013,085 Embraer SA........................................... 164,400 1,149,396 #Embraer SA ADR....................................... 86,000 2,400,260 Energias do Brazil SA................................ 236,900 1,481,318 #*Fibria Celulose SA Sponsored ADR..................... 514,098 4,529,203 Gerdau SA............................................ 131,807 958,514 Guararapes Confeccoes SA............................. 800 47,266 *Hypermarcas SA....................................... 939,724 7,472,264 Itau Unibanco Holding SA............................. 187,342 2,453,557 *JBS SA............................................... 701,336 2,268,668 Light SA............................................. 34,700 373,302 Localiza Rent a Car SA............................... 90,000 1,577,509 Lojas Americanas SA.................................. 96,510 731,767 Lojas Renner SA...................................... 92,200 3,413,722 *M. Dias Branco SA.................................... 22,400 752,163 MRV Engenharia e Participacoes SA.................... 203,540 1,032,206 Multiplan Empreendimentos Imobiliarios SA............ 59,200 1,734,275 *Multiplus SA......................................... 36,457 847,052 Natura Cosmeticos SA................................. 117,400 3,130,012 Obrascon Huarte Lain Brasil SA....................... 94,600 889,619 OdontoPrev SA........................................ 7,800 40,324 Oi SA................................................ 179,758 849,649 Oi SA ADR (670851104)................................ 7,319 34,107 #Oi SA ADR (670851203)................................ 107,889 431,556 Petroleo Brasileiro SA............................... 98,000 1,037,394 Petroleo Brasilerio SA ADR........................... 1,206,339 25,586,450 Porto Seguro SA...................................... 110,264 1,172,646 Raia Drogasil SA..................................... 155,100 1,706,745 Souza Cruz SA........................................ 356,670 4,653,630 657 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ BRAZIL -- (Continued) Telefonica Brasil SA............................... 8,036 $ 152,724 *Terna Participacoes SA............................. 23,200 765,318 Tim Participacoes SA............................... 288,200 1,021,659 Tim Participacoes SA ADR........................... 47,642 828,018 Totvs SA........................................... 82,275 1,673,005 Tractebel Energia SA............................... 111,900 1,928,313 Usinas Siderurgicas de Minas Gerais SA............. 39,100 204,447 #Vale SA Sponsored ADR.............................. 1,090,933 19,985,893 WEG SA............................................. 248,866 2,858,641 ------------ TOTAL BRAZIL.......................................... 180,212,065 ------------ CHILE -- (1.7%) AES Gener SA....................................... 1,202,095 716,510 Aguas Andinas SA Series A.......................... 1,425,070 959,297 #Banco de Chile SA Series F ADR..................... 37,057 3,276,580 Banco de Credito e Inversiones SA.................. 26,330 1,692,210 #Banco Santander Chile SA ADR....................... 124,303 3,379,799 CAP SA............................................. 55,691 1,918,136 Cencosud SA........................................ 740,464 4,053,123 *CFR Pharmaceuticals SA............................. 416,529 100,507 Cia Cervecerias Unidas SA.......................... 8,013 116,500 Cia Cervecerias Unidas SA ADR...................... 14,357 1,018,342 *Colbun SA.......................................... 5,081,989 1,418,605 Corpbanca SA....................................... 94,605,487 1,238,336 #Corpbanca SA ADR................................... 22,366 458,503 E.CL SA............................................ 309,077 755,493 Embotelladora Andina SA Series A ADR............... 23,068 706,342 Embotelladora Andina SA Series B ADR............... 19,587 741,956 Empresa Nacional de Electricidad SA Sponsored ADR.. 101,485 4,858,087 Empresas CMPC SA................................... 878,369 3,345,159 Empresas Copec SA.................................. 355,393 5,118,206 Enersis SA Sponsored ADR........................... 270,752 4,586,539 ENTEL Chile SA..................................... 87,440 1,789,053 Inversiones Aguas Metropolitanas SA................ 16,528 30,744 #Latam Airlines Group SA Sponsored ADR.............. 176,701 4,380,418 Molibdenos y Metales SA............................ 8,896 153,459 Ripley Corp. SA.................................... 650,492 613,786 S.A.C.I. Falabella SA.............................. 332,696 3,412,770 Sigdo Koppers SA................................... 338,893 813,512 Sonda SA........................................... 236,896 724,794 ------------ TOTAL CHILE........................................... 52,376,766 ------------ CHINA -- (14.4%) #Agile Property Holdings, Ltd....................... 1,754,000 1,981,759 Agricultural Bank of China, Ltd. Series H.......... 14,912,000 6,405,882 *Air China, Ltd. Series H........................... 1,312,000 927,010 #*Aluminum Corp. of China, Ltd. ADR.................. 112,680 1,213,564 #*Angang Steel Co., Ltd. Series H.................... 1,422,000 847,180 #Anhui Conch Cement Co., Ltd. Series H.............. 797,500 2,739,225 Bank of China, Ltd. Series H....................... 54,772,100 22,439,161 #Bank of Communications Co., Ltd. Series H.......... 5,151,515 3,672,875 *BBMG Corp. Series H................................ 753,500 644,290 Beijing Capital International Airport Co., Ltd. Series H......................................... 198,000 127,037 Beijing Enterprises Holdings, Ltd.................. 668,972 4,320,712 Belle International Holdings, Ltd.................. 2,719,000 5,028,216 *Brilliance China Automotive Holdings, Ltd.......... 1,576,000 1,947,337 #*BYD Co., Ltd. Series H............................. 415,886 816,239 China Agri-Industries Holdings, Ltd................ 1,958,202 1,225,411 China BlueChemical, Ltd. Series H.................. 1,502,000 950,305 China Citic Bank Corp., Ltd. Series H.............. 5,827,928 2,961,168 China Coal Energy Co., Ltd. Series H............... 3,184,777 3,151,289 658 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) China Communications Construction Co., Ltd. Series H. 3,342,000 $ 3,127,976 China Communications Services Corp., Ltd. Series H... 2,892,000 1,617,636 China Construction Bank Corp. Series H............... 50,081,590 37,608,762 #*China COSCO Holdings Co., Ltd. Series H.............. 1,911,500 943,476 *China Eastern Airlines Corp., Ltd. ADR............... 2,800 47,992 *China Eastern Airlines Corp., Ltd. Series H.......... 870,000 302,214 #China Foods, Ltd..................................... 472,000 476,984 #China Life Insurance Co., Ltd. ADR................... 323,770 14,304,159 #China Longyuan Power Group Corp. Series H............ 1,387,000 901,406 China Mengniu Dairy Co., Ltd......................... 805,000 2,434,473 *China Merchants Bank Co., Ltd. Series H.............. 2,871,534 5,335,387 China Merchants Holdings International Co., Ltd...... 979,321 3,230,544 #China Minsheng Banking Corp., Ltd. Series H.......... 4,072,000 3,693,112 #China Mobile, Ltd. Sponsored ADR..................... 797,772 44,188,591 *China Molybdenum Co., Ltd. Series H.................. 170,322 72,395 #*China National Building Material Co., Ltd. Series H.. 2,083,916 2,637,521 China Oilfield Services, Ltd. Series H............... 950,000 1,787,622 #China Overseas Land & Investment, Ltd................ 2,588,000 6,771,955 China Pacific Insurance Group Co., Ltd. Series H..... 1,245,200 3,890,385 China Petroleum & Chemical Corp. ADR................. 106,449 11,199,499 China Petroleum & Chemical Corp. Series H............ 2,542,000 2,682,211 #China Railway Construction Corp., Ltd. Series H...... 2,554,000 2,533,018 China Railway Group, Ltd. Series H................... 2,017,000 1,025,194 #*China Resources Cement Holdings, Ltd................. 1,416,000 955,402 China Resources Enterprise, Ltd...................... 1,035,000 3,373,296 China Resources Gas Group, Ltd....................... 510,000 1,133,219 #China Resources Land, Ltd............................ 1,430,000 3,247,501 China Resources Power Holdings Co., Ltd.............. 978,000 2,101,279 China Shenhua Energy Co., Ltd. Series H.............. 2,230,500 9,451,071 #*China Shipping Container Lines Co., Ltd. Series H.... 4,653,000 1,234,323 #China Shipping Development Co., Ltd. Series H........ 1,414,000 740,494 China Southern Airlines Co., Ltd. ADR................ 10,900 253,207 China Southern Airlines Co., Ltd. Series H........... 980,000 463,373 China State Construction International Holdings, Ltd. 1,068,000 1,264,564 *China Taiping Insurance Holdings Co., Ltd............ 536,800 914,022 #China Telecom Corp., Ltd. ADR........................ 49,067 2,892,500 China Telecom Corp., Ltd. Series H................... 2,804,000 1,655,386 China Unicom Hong Kong, Ltd. ADR..................... 470,600 7,571,954 *Chongqing Rural Commercial Bank Series H............. 26,000 12,170 #Citic Pacific, Ltd................................... 1,669,000 2,119,587 CNOOC, Ltd........................................... 1,238,000 2,544,610 #CNOOC, Ltd. ADR...................................... 105,160 21,615,638 COSCO Pacific, Ltd................................... 2,165,997 3,162,676 *Country Garden Holdings Co., Ltd..................... 3,626,769 1,447,678 #CSR Corp., Ltd. Series H............................. 1,251,000 967,494 Datang International Power Generation Co., Ltd. Series H........................................... 1,532,000 543,239 #Dongfang Electric Corp., Ltd. Series H............... 229,600 382,066 Dongfeng Motor Group Co., Ltd. Series H.............. 1,918,000 2,372,183 ENN Energy Holdings, Ltd............................. 476,000 1,976,719 #Evergrande Real Estate Group, Ltd.................... 5,180,000 2,246,622 Fosun International, Ltd............................. 1,717,441 841,443 #GCL-Poly Energy Holdings, Ltd........................ 5,633,814 995,912 #Geely Automobile Holdings, Ltd....................... 2,550,000 1,093,697 #Golden Eagle Retail Group, Ltd....................... 414,000 903,894 Great Wall Motor Co., Ltd. Series H.................. 798,500 2,183,823 Guangdong Investment, Ltd............................ 1,564,000 1,278,706 #Guangshen Railway Co., Ltd. Series H................. 346,000 119,325 #Guangshen Railway Co., Ltd. Sponsored ADR............ 29,254 501,999 Guangzhou Automobile Group Co., Ltd. Series H........ 1,852,259 1,268,338 #Guangzhou Pharmaceutical Co., Ltd. Series H.......... 112,000 216,958 #Guangzhou R&F Properties Co., Ltd. Series H.......... 1,225,600 1,497,960 659 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ CHINA -- (Continued) *Haier Electronics Group Co., Ltd................... 506,000 $ 644,358 Hengan International Group Co., Ltd................ 450,500 4,102,108 *Huadian Power International Corp. Series H......... 856,000 216,674 Huaneng Power International, Inc. ADR.............. 34,452 1,096,952 Huaneng Power International, Inc. Series H......... 274,000 218,904 Industrial & Commercial Bank of China, Ltd. Series H................................................ 45,200,185 29,764,290 Jiangsu Express Co., Ltd. Series H................. 764,000 656,775 Jiangxi Copper Co., Ltd. Series H.................. 888,000 2,281,578 Kunlun Energy Co., Ltd............................. 1,964,000 3,635,537 Lenovo Group, Ltd.................................. 3,789,278 3,038,862 Longfor Properties Co., Ltd........................ 942,000 1,661,852 #*Maanshan Iron & Steel Co., Ltd. Series H........... 1,620,000 417,184 #*Metallurgical Corp of China, Ltd. Series H......... 2,646,000 486,422 #*MMG, Ltd........................................... 388,000 153,260 New World China Land, Ltd.......................... 2,554,000 1,182,433 #Nine Dragons Paper Holdings, Ltd................... 1,905,000 1,325,212 #Parkson Retail Group, Ltd.......................... 841,500 709,545 PetroChina Co., Ltd. ADR........................... 145,110 19,700,134 PICC Property & Casualty Co., Ltd. Series H........ 1,608,000 2,128,754 #Ping An Insurance Group Co. of China, Ltd. Series H 1,230,500 9,683,465 Shandong Weigao Group Medical Polymer Co., Ltd. Series H......................................... 812,000 1,095,076 Shanghai Electric Group Co., Ltd. Series H......... 2,392,000 966,907 Shanghai Industrial Holdings, Ltd.................. 701,274 2,243,928 #Shimao Property Holdings, Ltd...................... 1,956,371 3,710,687 #Sino-Ocean Land Holdings, Ltd...................... 2,300,312 1,437,613 Sinopec Shanghai Petrochemical Co., Ltd. Series H.. 952,000 271,610 Sinopec Shanghai Petrochemical Co., Ltd. Sponsored ADR.............................................. 6,545 186,860 #Sinopec Yizheng Chemical Fibre Co., Ltd. Series H.. 888,000 186,003 #Sinopharm Group Co., Ltd. Series H................. 480,800 1,614,284 Soho China, Ltd.................................... 2,899,263 1,961,767 *Sun Art Retail Group, Ltd.......................... 989,500 1,342,839 Tencent Holdings, Ltd.............................. 700,600 24,697,196 Tingyi (Cayman Islands) Holding Corp............... 1,192,000 3,539,096 #Tsingtao Brewery Co., Ltd. Series H................ 178,000 960,211 Uni-President China Holdings, Ltd.................. 759,000 953,302 Want Want China Holdings, Ltd...................... 3,614,000 4,920,169 #Weichai Power Co., Ltd. Series H................... 325,200 1,146,464 Wumart Stores, Inc. Series H....................... 108,000 191,591 #Yanzhou Coal Mining Co., Ltd. Series H............. 228,000 339,863 #Yanzhou Coal Mining Co., Ltd. Sponsored ADR........ 105,796 1,568,955 Zhaojin Mining Industry Co., Ltd. Series H......... 553,000 929,736 Zhejiang Expressway Co., Ltd. Series H............. 876,000 638,276 #Zhongsheng Group Holdings, Ltd..................... 231,000 296,653 #Zhuzhou CSR Times Electric Co., Ltd. Series H...... 276,000 807,007 #Zijin Mining Group Co., Ltd. Series H.............. 3,693,000 1,483,992 #Zoomlion Heavy Industry Science & Technology Co., Ltd. Series H..................................... 866,000 1,158,449 #ZTE Corp. Series H................................. 460,838 646,156 ------------ TOTAL CHINA........................................... 442,154,489 ------------ COLOMBIA -- (0.5%) *Almacenes Exito SA................................. 41,506 793,066 *Banco de Bogota SA................................. 4,768 141,861 Bancolombia SA..................................... 23,420 364,642 Bancolombia SA Sponsored ADR....................... 64,224 4,111,620 *Cementos Argos SA.................................. 45,372 218,467 #Ecopetrol SA Sponsored ADR......................... 158,655 9,393,963 *Empresa de Energia de Bogota SA.................... 406,613 289,682 Grupo Aval Acciones y Valores SA................... 422,408 298,629 *Interconexion Electrica SA ESP..................... 133,897 722,201 *Isagen SA ESP...................................... 389,300 544,070 ------------ TOTAL COLOMBIA........................................ 16,878,201 ------------ 660 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ------- ----------- CZECH REPUBLIC -- (0.5%) CEZ A.S.............................................. 221,903 $ 8,200,285 Komercni Banka A.S................................... 14,730 3,014,213 Philip Morris CR A.S................................. 185 99,345 Telefonica Czech Republic A.S........................ 142,100 2,830,544 *Unipetrol A.S........................................ 1,473 12,785 ----------- TOTAL CZECH REPUBLIC.................................... 14,157,172 ----------- EGYPT -- (0.2%) Commercial International Bank Egypt S.A.E. Sponsored GDR................................................ 215,316 1,314,497 *Egyptian Financial Group-Hermes Holding GDR.......... 563 2,151 *Orascom Construction Industries GDR.................. 61,755 2,528,231 *Orascom Telecom Holding S.A.E. GDR................... 340,034 1,022,534 ----------- TOTAL EGYPT............................................. 4,867,413 ----------- HUNGARY -- (0.4%) EGIS Pharmaceuticals P.L.C........................... 2,156 173,508 ELMU NYRT............................................ 108 7,870 Magyar Telekom Telecommunications P.L.C.............. 296,916 550,983 #MOL Hungarian Oil & Gas P.L.C........................ 40,682 3,538,890 #OTP Bank P.L.C....................................... 237,504 4,526,218 Richter Gedeon NYRT.................................. 13,851 2,578,830 *Tisza Chemical Group P.L.C........................... 24,314 209,329 ----------- TOTAL HUNGARY........................................... 11,585,628 ----------- INDIA -- (7.5%) ABB, Ltd............................................. 44,672 611,227 ACC, Ltd............................................. 43,053 1,096,575 Adani Enterprises, Ltd............................... 140,472 559,599 *Adani Power, Ltd..................................... 459,932 409,259 Aditya Birla Nuvo, Ltd............................... 33,850 571,142 Allahabad Bank, Ltd.................................. 168,800 425,380 Ambuja Cements, Ltd.................................. 692,303 2,595,527 Andhra Bank, Ltd..................................... 59,863 115,009 Apollo Hospitals Enterprise, Ltd..................... 48,159 696,712 Ashok Leyland, Ltd................................... 667,374 289,686 Asian Paints, Ltd.................................... 28,298 2,024,406 Axis Bank, Ltd....................................... 227,042 4,959,642 Bajaj Auto, Ltd...................................... 88,932 2,989,497 Bajaj Finserv, Ltd................................... 38,658 607,089 Bajaj Holdings & Investment, Ltd..................... 24,719 399,121 Bank of India........................................ 104,465 533,645 *Bharat Electronics, Ltd.............................. 13,836 316,330 Bharat Forge, Ltd.................................... 64,036 323,354 Bharat Heavy Electricals, Ltd........................ 435,992 1,811,227 Bharat Petroleum Corp., Ltd.......................... 148,062 930,873 Bharti Airtel, Ltd................................... 867,263 4,340,827 Bhushan Steel, Ltd................................... 43,488 397,179 Biocon, Ltd.......................................... 21,170 104,496 Bosch, Ltd........................................... 12,035 1,986,883 Cadila Healthcare, Ltd............................... 25,295 408,553 *Cairn India, Ltd..................................... 401,975 2,511,771 Canara Bank.......................................... 81,642 608,430 Cipla, Ltd........................................... 335,370 2,272,819 Colgate-Palmolive (India), Ltd....................... 21,803 515,949 Container Corp. of India............................. 25,662 476,210 Coromandel International, Ltd........................ 44,218 234,237 Corporation Bank..................................... 6,356 47,095 Crisil, Ltd.......................................... 6,575 115,698 Crompton Greaves, Ltd................................ 169,046 390,955 Cummins India, Ltd................................... 42,903 389,858 661 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) Dabur India, Ltd..................................... 495,434 $ 1,144,072 *Dish TV (India), Ltd................................. 218,853 305,843 Divi's Laboratories, Ltd............................. 33,413 745,387 DLF, Ltd............................................. 350,610 1,311,437 Dr. Reddy's Laboratories, Ltd........................ 22,080 718,219 Dr. Reddy's Laboratories, Ltd. ADR................... 74,598 2,427,419 *Emami, Ltd........................................... 5,441 57,562 Engineers India, Ltd................................. 66,837 293,704 *Essar Oil, Ltd....................................... 220,565 256,319 Exide Industries, Ltd................................ 194,971 511,699 Federal Bank, Ltd.................................... 83,714 750,942 GAIL India, Ltd...................................... 112,799 729,453 GAIL India, Ltd. GDR................................. 28,791 1,178,049 *Gillette India, Ltd.................................. 2,685 110,208 GlaxoSmithKline Consumer Healthcare, Ltd............. 6,800 384,121 GlaxoSmithKline Pharmaceuticals, Ltd................. 24,027 894,355 Glenmark Pharmaceuticals, Ltd........................ 101,902 809,318 *GMR Infrastructure, Ltd.............................. 684,313 253,999 Godrej Consumer Products, Ltd........................ 58,902 786,438 Godrej Industries, Ltd............................... 58,303 325,274 Grasim Industries, Ltd............................... 6,300 387,801 Havells India, Ltd................................... 13,283 141,932 HCL Technologies, Ltd................................ 82,032 920,140 HDFC Bank, Ltd....................................... 1,422,205 16,628,866 Hero Honda Motors, Ltd. Series B..................... 37,077 1,287,492 Hindalco Industries, Ltd............................. 914,963 1,972,545 Hindustan Petroleum Corp, Ltd........................ 43,688 241,943 Hindustan Unilever, Ltd.............................. 804,144 8,165,831 *Hindustan Zinc, Ltd.................................. 94,424 234,618 ICICI Bank, Ltd. Sponsored ADR....................... 208,679 8,190,651 IDBI Bank, Ltd....................................... 346,191 592,878 *Idea Cellular, Ltd................................... 805,036 1,273,626 IDFC, Ltd............................................ 601,656 1,798,921 Indian Bank.......................................... 126,858 395,067 Indian Oil Corp., Ltd................................ 210,491 1,023,984 Indian Overseas Bank................................. 62,877 83,278 IndusInd Bank, Ltd................................... 51,381 345,533 Infosys, Ltd......................................... 214,112 9,381,745 #Infosys, Ltd. Sponsored ADR.......................... 135,241 5,872,164 ITC, Ltd............................................. 2,036,173 10,663,754 Jaiprakash Associates, Ltd........................... 1,336,264 2,148,433 *Jaiprakash Power Ventures, Ltd....................... 432,110 307,813 Jindal Steel & Power, Ltd............................ 373,815 2,683,216 JSW Energy, Ltd...................................... 473,835 560,182 JSW Steel, Ltd....................................... 124,632 1,698,878 *Jubilant Foodworks, Ltd.............................. 14,391 338,372 Kotak Mahindra Bank, Ltd............................. 190,324 2,131,246 Larsen & Toubro, Ltd................................. 194,792 5,870,307 LIC Housing Finance, Ltd............................. 53,635 242,345 Lupin, Ltd........................................... 146,419 1,541,596 Mahindra & Mahindra, Ltd............................. 298,575 4,887,634 Mangalore Refinery & Petrochemicals, Ltd............. 399,619 467,471 Marico, Ltd.......................................... 116,346 453,868 Maruti Suzuki India, Ltd............................. 39,141 1,042,598 Motherson Sumi Systems, Ltd.......................... 93,608 272,200 Mphasis, Ltd......................................... 57,057 411,190 Mundra Port & Special Economic Zone, Ltd............. 223,856 521,132 National Aluminium Co., Ltd.......................... 104,051 90,163 Nestle India, Ltd.................................... 5,477 478,073 NHPC, Ltd............................................ 1,831,020 729,255 NTPC, Ltd............................................ 339,288 1,042,117 662 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ INDIA -- (Continued) Oberoi Realty, Ltd................................. 7,939 $ 40,397 Oil & Natural Gas Corp., Ltd....................... 699,873 3,483,008 Oil India, Ltd..................................... 64,082 574,747 *Oracle Financial Services Software, Ltd............ 17,900 964,916 Oriental Bank of Commerce.......................... 85,829 492,282 Petronet LNG, Ltd.................................. 129,567 402,804 Pidilite Industries, Ltd........................... 97,657 349,341 Piramal Enterprises, Ltd........................... 58,908 541,040 Power Grid Corp. of India, Ltd..................... 741,612 1,570,700 Proctor & Gamble Hygiene & Health Care, Ltd........ 7,710 353,248 *Ranbaxy Laboratories, Ltd.......................... 131,027 1,275,363 Reliance Capital, Ltd.............................. 97,310 686,077 Reliance Communications, Ltd....................... 523,134 521,400 Reliance Energy, Ltd............................... 111,967 968,740 Reliance Industries, Ltd........................... 1,432,266 21,357,809 *Reliance Power, Ltd................................ 469,672 802,253 Rural Electrification Corp., Ltd................... 47,495 189,298 *Satyam Computer Services, Ltd...................... 401,693 814,904 Sesa Goa, Ltd...................................... 563,951 1,783,760 Shree Cement, Ltd.................................. 4,414 345,191 Shriram Transport Finance Co., Ltd................. 76,457 885,285 Siemens, Ltd....................................... 11,127 141,556 SJVN, Ltd.......................................... 381,249 141,539 State Bank of India................................ 112,142 4,367,428 Steel Authority of India, Ltd...................... 311,336 462,966 Sterlite Industries (India), Ltd................... 1,725,980 3,182,857 Sun Pharmaceuticals Industries, Ltd................ 288,573 3,721,545 Sun TV Network, Ltd................................ 57,384 349,024 Tata Chemicals, Ltd................................ 85,384 501,530 Tata Communications, Ltd........................... 36,123 162,960 Tata Consultancy Services, Ltd..................... 436,140 10,644,140 Tata Motors, Ltd................................... 679,237 3,227,409 #Tata Motors, Ltd. Sponsored ADR.................... 81,024 1,956,730 Tata Power Co., Ltd................................ 763,990 1,494,310 Tata Steel, Ltd.................................... 259,060 1,874,063 Tata Tea, Ltd...................................... 245,594 677,852 Tech Mahindra, Ltd................................. 21,607 381,122 Titan Industries, Ltd.............................. 144,838 689,500 Torrent Power, Ltd................................. 79,357 225,823 Ultratech Cement, Ltd.............................. 40,093 1,483,085 *Unitech, Ltd....................................... 1,144,527 488,683 United Breweries, Ltd.............................. 33,290 476,005 United Phosphorus, Ltd............................. 135,349 285,469 United Spirits, Ltd................................ 69,742 1,526,411 Wipro, Ltd......................................... 480,402 3,096,658 *Wockhardt, Ltd..................................... 7,247 202,377 Yes Bank, Ltd...................................... 161,542 1,232,640 Zee Entertainment Enterprises, Ltd................. 355,088 1,244,642 ------------ TOTAL INDIA........................................... 231,221,823 ------------ INDONESIA -- (3.0%) PT Adaro Energy Tbk................................ 12,163,000 1,724,968 PT AKR Corporindo Tbk.............................. 545,000 251,086 PT Astra Agro Lestari Tbk.......................... 317,000 688,751 PT Astra International Tbk......................... 18,834,110 15,721,127 PT Bank Central Asia Tbk........................... 9,352,500 7,959,524 PT Bank Danamon Indonesia Tbk...................... 3,627,079 2,299,356 PT Bank Mandiri Persero Tbk........................ 7,886,117 6,736,956 PT Bank Negara Indonesia Persero Tbk............... 6,723,722 2,682,857 *PT Bank Pan Indonesia Tbk.......................... 8,354,000 632,304 PT Bank Rakyat Indonesia Persero Tbk............... 8,971,000 6,874,553 663 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ----------- INDONESIA -- (Continued) *PT Bank Tabungan Pensiunan Nasional Tbk............ 749,500 $ 412,627 PT Bayan Resources Tbk............................. 79,500 86,981 PT Bhakti Investama Tbk............................ 2,882,500 164,121 PT Bumi Serpong Damai Tbk.......................... 5,554,500 711,819 PT Charoen Pokphand Indonesia Tbk.................. 5,893,500 1,908,234 PT Global Mediacom Tbk............................. 5,250,000 1,240,380 PT Gudang Garam Tbk................................ 388,000 1,978,551 PT Harum Energy Tbk................................ 621,000 347,286 PT Holcim Indonesia Tbk............................ 1,409,000 475,452 PT Indo Tambangraya Megah Tbk...................... 295,500 1,244,355 PT Indocement Tunggal Prakarsa Tbk................. 1,083,000 2,403,839 *PT Indofood CBP Sukses Makmur Tbk.................. 560,000 415,594 PT Indofood Sukses Makmur Tbk...................... 4,001,000 2,367,348 *PT Indomobil Sukses Internasional Tbk.............. 35,000 18,439 PT Indosat Tbk..................................... 798,000 538,416 PT Indosat Tbk ADR................................. 1,674 55,259 *PT Inovisi Infracom Tbk............................ 10,000 6,499 PT Jasa Marga Persero Tbk.......................... 1,362,000 820,210 PT Kalbe Farma Tbk................................. 15,180,000 1,529,292 PT Lippo Karawaci Tbk.............................. 6,850,000 661,035 PT Mayorah Indah Tbk............................... 47,500 116,634 PT Media Nusantara Citra Tbk....................... 2,911,000 853,691 *PT Panasia Indo Resources Tbk...................... 75,100 2,385 PT Perusahaan Gas Negara Persero Tbk............... 6,978,500 3,365,772 PT Perusahaan Perkebunan London Sumatra Indonesia Tbk.............................................. 2,878,500 693,596 PT Semen Gresik Persero Tbk........................ 2,453,500 3,793,173 PT Sinar Mas Agro Resources & Technology Tbk....... 1,116,500 807,707 *PT Sumber Alfaria Trijaya Tbk...................... 4,000 2,274 *PT Surya Citra Media Tbk........................... 1,172,500 238,040 PT Tambang Batubara Bukit Asam Persero Tbk......... 639,500 1,060,590 PT Telekomunikasi Indonesia Persero Tbk............ 7,835,140 7,957,833 *PT Tower Bersama Infrastructure Tbk................ 821,500 426,694 PT Unilever Indonesia Tbk.......................... 1,417,000 3,832,460 PT United Tractors Tbk............................. 1,366,696 2,984,183 PT Vale Indonesia Tbk.............................. 2,957,000 825,258 PT XL Axiata Tbk................................... 1,513,500 1,076,680 ----------- TOTAL INDONESIA....................................... 90,994,189 ----------- ISRAEL -- (0.0%) *IDB Holding Corp., Ltd............................. -- 2 *Koor Industries, Ltd............................... 1 7 Osem Investments, Ltd.............................. 1 8 ----------- TOTAL ISRAEL.......................................... 17 ----------- MALAYSIA -- (3.9%) Affin Holdings Berhad.............................. 318,200 353,243 AirAsia Berhad..................................... 1,110,100 1,101,807 Alliance Financial Group Berhad.................... 1,021,000 1,362,069 AMMB Holdings Berhad............................... 1,358,359 2,840,192 Axiata Group Berhad................................ 2,221,275 4,754,199 Batu Kawan Berhad.................................. 61,600 363,079 Berjaya Corp. Berhad............................... 191,400 40,136 Berjaya Land Berhad................................ 95,000 25,269 Berjaya Sports Toto Berhad......................... 709,264 1,033,513 Boustead Holdings Berhad........................... 359,386 590,474 British American Tobacco Malaysia Berhad........... 109,600 2,271,317 *Bumi Armada Berhad................................. 244,900 314,704 CIMB Group Holdings Berhad......................... 3,992,654 9,978,299 Dialog Group Berhad................................ 1,046,300 822,626 DiGi.Com Berhad.................................... 2,913,420 5,069,106 DRB-Hicom Berhad................................... 784,000 636,263 664 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ MALAYSIA -- (Continued) Fraser & Neave Holdings Berhad...................... 61,000 $ 396,206 Gamuda Berhad....................................... 1,485,900 1,757,144 Genting (Malaysia) Berhad........................... 2,820,500 3,318,625 Genting Berhad...................................... 1,994,000 5,778,084 Genting Plantations Berhad.......................... 239,300 704,467 Hong Leong Bank Berhad.............................. 537,760 2,589,088 Hong Leong Financial Group Berhad................... 205,729 869,570 IJM Corp. Berhad.................................... 1,165,260 1,912,504 IOI Corp. Berhad.................................... 2,999,805 4,973,052 Kuala Lumpur Kepong Berhad.......................... 443,400 3,113,437 Kulim (Malaysia) Berhad............................. 460,600 756,262 Lafarge Malayan Cement Berhad....................... 259,580 830,689 Malayan Banking Berhad.............................. 2,760,567 8,166,430 Malaysia Airports Holdings Berhad................... 254,400 484,949 *Malaysia Marine and Heavy Engineering Holdings Berhad............................................. 175,700 277,894 *Malaysian Airlines System Berhad.................... 696,334 234,766 Maxis Berhad........................................ 1,579,100 3,605,573 *MISC Berhad......................................... 1,391,098 1,932,203 MMC Corp. Berhad.................................... 1,092,100 932,327 Nestle (Malaysia) Berhad............................ 191,600 4,378,323 Parkson Holdings Berhad............................. 515,320 818,962 Petronas Chemicals Group Berhad..................... 2,194,100 4,673,401 Petronas Dagangan Berhad............................ 257,600 1,864,319 Petronas Gas Berhad................................. 468,300 3,007,830 PPB Group Berhad.................................... 392,300 1,731,392 Public Bank Berhad.................................. 67,739 353,102 Public Bank Berhad Foreign Market Shares............ 989,601 5,157,517 RHB Capital Berhad.................................. 586,478 1,441,420 *Sapurakencana Petroleum Berhad...................... 938,300 770,925 Shell Refining Co. Federation of Malaysia Berhad.... 127,200 367,121 Sime Darby Berhad................................... 2,342,720 7,514,957 Telekom Malaysia Berhad............................. 957,700 1,877,595 Tenaga Nasional Berhad.............................. 2,144,050 4,877,936 *UEM Land Holdings Berhad............................ 1,277,737 885,197 UMW Holdings Berhad................................. 475,466 1,549,530 United Plantations Berhad........................... 33,700 278,384 YTL Corp. Berhad.................................... 5,406,186 3,097,170 YTL Power International Berhad...................... 1,480,740 790,847 ------------ TOTAL MALAYSIA......................................... 119,625,494 ------------ MEXICO -- (5.7%) Alfa S.A.B. de C.V. Series A........................ 2,766,000 5,099,377 America Movil S.A.B. de C.V. Series L............... 33,690,314 42,736,835 America Movil S.A.B. de C.V. Series L ADR........... 22,528 569,733 #Arca Continental S.A.B. de C.V...................... 349,300 2,534,252 *Cemex S.A.B. de C.V................................. 301,238 272,619 *Cemex S.A.B. de C.V. Sponsored ADR.................. 1,144,044 10,342,158 #Coca-Cola Femsa S.A.B. de C.V. Series L............. 298,900 3,828,586 Coca-Cola Femsa S.A.B. de C.V. Sponsored ADR........ 1,250 159,887 #Controladora Comercial Mexicana S.A.B. de C.V. Series B........................................... 134,556 377,135 *Corporacion Interamericana de Entramiento S.A.B. de C.V. Series B................................... 15,626 7,876 El Puerto de Liverpool S.A.B. de C.V. Series C-1.... 123,184 1,103,331 Fomento Economico Mexicano S.A.B. de C.V............ 1,901,129 17,135,424 #*Genomma Lab Internacional S.A.B. de C.V. Series B... 264,900 528,020 Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR. 3,339 159,003 Grupo Aeroportuario del Pacifico S.A.B. de C.V. Series B.......................................... 80,378 385,807 Grupo Aeroportuario del Sureste S.A.B. de C.V. ADR.. 34,897 3,370,003 #Grupo Bimbo S.A.B. de C.V. Series A................. 1,538,500 3,580,120 Grupo Carso S.A.B. de C.V. Series A-1............... 639,132 2,307,299 Grupo Comercial Chedraui S.A. de C.V................ 132,479 357,149 Grupo Elektra S.A.B. de C.V......................... 47,746 1,969,058 665 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ --------- ------------ MEXICO -- (Continued) Grupo Financiero Banorte S.A.B. de C.V. Series O... 1,508,429 $ 8,386,561 Grupo Financiero Inbursa S.A.B. de C.V. Series O... 1,863,628 4,951,552 Grupo Industrial Maseca S.A.B. de C.V. Series B.... 204,746 246,120 Grupo Mexico S.A.B. de C.V. Series B............... 3,579,616 11,476,423 #Grupo Modelo S.A.B. de C.V. Series C............... 661,784 5,821,314 *Grupo Qumma S.A. de C.V. Series B.................. 1,591 22 #Grupo Televisa S.A.B............................... 1,704,800 7,728,496 Grupo Televisa S.A.B. Sponsored ADR................ 128,240 2,898,224 *Impulsora del Desarrollo y El Empleo en America Latina S.A.B. de C.V.............................. 2,373,426 4,081,988 #*Industrias CH S.A.B. de C.V. Series B.............. 134,712 781,790 #Industrias Penoles S.A.B. de C.V................... 99,638 4,984,183 *Inmuebles Carso S.A.B. de C.V. Series B-1.......... 132 103 Kimberly Clark de Mexico S.A.B. de C.V. Series A... 1,823,400 4,419,942 Mexichem S.A.B. de C.V. Series *................... 518,325 2,571,041 #*Minera Frisco S.A.B. de C.V. Series A-1............ 783,633 3,112,030 *OHL Mexico S.A.B. de C.V........................... 124,561 207,380 Organizacion Soriana S.A.B. de C.V. Series B....... 1,112,075 3,736,925 *Savia S.A. de C.V. Series A........................ 120,000 7,332 #Wal-Mart de Mexico S.A.B. de C.V. Series V......... 4,944,929 14,554,572 ------------ TOTAL MEXICO.......................................... 176,789,670 ------------ PERU -- (0.4%) Cia de Minas Buenaventura S.A. ADR................. 143,300 5,124,408 Credicorp, Ltd..................................... 62,859 8,130,183 ------------ TOTAL PERU............................................ 13,254,591 ------------ PHILIPPINES -- (1.1%) Aboitiz Equity Ventures, Inc....................... 1,519,900 1,778,650 Aboitiz Power Corp................................. 1,446,200 1,161,589 Alliance Global Group, Inc......................... 6,710,300 2,419,850 Ayala Corp. Series A............................... 194,815 2,091,246 Ayala Land, Inc.................................... 4,735,418 2,706,605 Bank of the Philippine Islands..................... 844,014 1,657,540 *BDO Unibank, Inc................................... 1,519,961 2,358,479 DMCI Holdings, Inc................................. 588,210 770,290 Energy Development Corp............................ 5,710,100 924,528 *Filipina Water Bottling Corp....................... 2,006,957 -- *First Gen Corp..................................... 51,000 27,655 Globe Telecom, Inc................................. 26,545 733,604 International Container Terminal Services, Inc..... 723,570 1,245,603 JG Summit Holdings, Inc............................ 168,900 135,162 Jollibee Foods Corp................................ 354,660 910,027 Manila Electric Co................................. 168,020 1,138,048 Metro Bank & Trust Co.............................. 881,923 2,033,577 Metro Pacific Investments Corp..................... 7,894,000 792,097 Philippine Long Distance Telephone Co.............. 42,445 2,724,084 Robinson's Land Corp. Series B..................... 1,087,600 501,508 San Miguel Corp.................................... 413,770 1,094,657 Security Bank Corp................................. 181,170 711,303 *Semirara Mining Corp............................... 112,800 599,371 SM Investments Corp................................ 168,010 3,272,470 SM Prime Holdings, Inc............................. 4,396,710 1,545,265 Universal Robina Corp.............................. 879,930 1,534,531 ------------ TOTAL PHILIPPINES..................................... 34,867,739 ------------ POLAND -- (1.5%) Asseco Poland SA................................... 9,607 120,375 Bank Handlowy w Warszawie SA....................... 37,967 1,107,950 *Bank Millennium SA................................. 701,813 929,732 Bank Pekao SA...................................... 110,245 5,295,724 666 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ --------- ------------ POLAND -- (Continued) *BRE Bank SA........................................ 13,064 $ 1,234,480 Browary Zywiec SA.................................. 12,621 1,954,692 *Cyfrowy Polsat SA.................................. 79,369 360,115 Enea SA............................................ 48,415 233,926 Eurocash SA........................................ 42,530 521,844 *Getin Noble Bank SA................................ 1,028,245 537,408 *Grupa Lotos SA..................................... 38,603 407,889 *ING Bank Slaski SA................................. 27,713 756,233 *Jastrzebska Spolka Weglowa SA...................... 4,815 131,215 *Kernel Holding SA.................................. 46,175 965,339 KGHM Polska Miedz SA............................... 127,397 6,420,166 *Kredyt Bank SA..................................... 65,825 319,997 LPP SA............................................. 262 323,862 Lubelski Wegiel Bogdanka SA........................ 23,499 884,802 PGE SA............................................. 599,978 3,255,470 *Polski Koncern Naftowy Orlen SA.................... 311,446 4,268,576 *Polskie Gornictwo Naftowe I Gazownictwo SA......... 1,130,284 1,400,205 Powszechna Kasa Oszczednosci Bank Polski SA........ 491,758 5,497,096 Powszechny Zaklad Ubezpieczen SA................... 44,325 5,184,981 Synthos SA......................................... 436,090 727,201 Tauron Polska Energia SA........................... 115,622 159,910 Telekomunikacja Polska SA.......................... 591,537 2,243,168 ------------ TOTAL POLAND.......................................... 45,242,356 ------------ RUSSIA -- (4.5%) *Eurasia Drilling Co., Ltd. GDR..................... 52,125 1,807,256 Federal Hydrogenerating Co. ADR.................... 954,715 2,274,457 Gazprom Neft OAO Sponsored ADR..................... 876 21,683 Gazprom OAO Sponsored ADR.......................... 4,557,577 41,861,317 *Globaltrans Investment P.L.C. Sponsored GDR........ 37,715 699,100 Lukoil OAO Sponsored ADR........................... 376,321 22,838,291 *Magnitogorsk Iron & Steel Works Sponsored GDR...... 127,856 555,073 Mail.ru Group, Ltd. GDR............................ 43,846 1,465,318 #*Mechel Sponsored ADR............................... 170,001 1,079,506 MMC Norilsk Nickel JSC ADR......................... 532,268 8,181,242 *NOMOS-BANK GDR..................................... 28,982 387,068 Novolipetsk Steel OJSC GDR......................... 83,762 1,586,921 Novorossiysk Sea Trade Port GDR.................... 33,800 226,689 *O'Key Group SA GDR................................. 7,099 68,906 *PIK Group GDR...................................... 36,593 79,424 Rosneft OAO GDR.................................... 1,181,607 8,779,692 *Rostelecom OJSC Sponsored ADR...................... 20,505 471,720 *Sberbank of Russia Sponsored ADR................... 1,585,492 18,749,162 Severstal OAO GDR.................................. 148,190 1,799,744 Tatneft OAO Sponsored ADR.......................... 164,755 6,406,518 TMK OAO GDR........................................ 52,030 772,656 Uralkali OJSC GDR.................................. 216,536 8,512,514 VimpelCom, Ltd. Sponsored ADR...................... 403,314 4,444,520 VTB Bank OJSC GDR.................................. 1,024,422 3,547,722 *X5 Retail Group NV GDR............................. 67,053 1,275,973 ------------ TOTAL RUSSIA.......................................... 137,892,472 ------------ SOUTH AFRICA -- (7.4%) ABSA Group, Ltd.................................... 365,243 5,855,912 African Bank Investments, Ltd...................... 670,424 2,273,567 African Rainbow Minerals, Ltd...................... 105,298 2,206,589 #Anglo American Platinum, Ltd....................... 63,581 2,965,167 #AngloGold Ashanti, Ltd. Sponsored ADR.............. 331,815 11,275,074 *ArcelorMittal South Africa, Ltd.................... 236,779 912,815 Aspen Pharmacare Holdings, Ltd..................... 232,479 4,240,169 #Assore, Ltd........................................ 25,939 1,072,674 667 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ --------- ------------ SOUTH AFRICA -- (Continued) AVI, Ltd........................................... 28,062 $ 185,440 Barloworld, Ltd.................................... 239,472 1,940,595 Bidvest Group, Ltd................................. 240,239 5,711,414 Capitec Bank Holdings, Ltd......................... 25,222 560,461 Discovery Holdings, Ltd............................ 357,805 2,289,230 Exxaro Resources, Ltd.............................. 97,700 1,969,794 FirstRand, Ltd..................................... 2,569,186 8,536,168 Foschini Group, Ltd. (The)......................... 162,399 2,353,370 Gold Fields, Ltd. Sponsored ADR.................... 640,851 8,017,046 Growthpoint Properties, Ltd........................ 764,019 2,083,176 Harmony Gold Mining Co., Ltd....................... 132,269 1,083,228 Harmony Gold Mining Co., Ltd. Sponsored ADR........ 331,569 2,752,023 Impala Platinum Holdings, Ltd...................... 482,008 8,687,465 Imperial Holdings, Ltd............................. 164,782 3,736,305 Investec, Ltd...................................... 218,353 1,287,424 #Kumba Iron Ore, Ltd................................ 63,653 3,981,538 Liberty Holdings, Ltd.............................. 155,216 1,799,794 Life Healthcare Group Holdings, Ltd................ 666,212 2,511,231 Massmart Holdings, Ltd............................. 74,393 1,496,469 Mediclinic International, Ltd...................... 240,544 1,301,721 MMI Holdings, Ltd.................................. 1,197,522 2,889,585 Mondi, Ltd......................................... 116,207 1,260,328 Mr. Price Group, Ltd............................... 200,893 3,094,094 MTN Group, Ltd..................................... 1,575,988 28,452,821 Nampak, Ltd........................................ 99,910 332,923 Naspers, Ltd. Series N............................. 307,957 19,991,188 Nedbank Group, Ltd................................. 190,671 3,931,623 Network Healthcare Holdings, Ltd................... 811,118 1,676,814 #Pick'n Pay Stores, Ltd............................. 244,318 1,190,608 PSG Group, Ltd..................................... 64,012 466,951 Sanlam, Ltd........................................ 1,568,615 6,999,364 *Santam, Ltd........................................ 4,722 98,206 *Sappi, Ltd. Sponsored ADR.......................... 800 2,208 Sasol, Ltd. Sponsored ADR.......................... 536,546 22,754,916 Shoprite Holdings, Ltd............................. 395,299 8,143,150 Spar Group, Ltd. (The)............................. 122,791 1,714,463 Standard Bank Group, Ltd........................... 1,007,241 12,437,628 #*Steinhoff International Holdings, Ltd.............. 1,093,754 3,678,962 Tiger Brands, Ltd.................................. 92,531 2,942,026 Truworths International, Ltd....................... 297,934 3,253,822 Tsogo Sun Holdings, Ltd............................ 288,868 767,909 Vodacom Group, Ltd................................. 345,509 4,350,800 Woolworths Holdings, Ltd........................... 604,872 4,567,874 ------------ TOTAL SOUTH AFRICA.................................... 228,084,122 ------------ SOUTH KOREA -- (14.3%) #Amorepacific Corp.................................. 3,479 3,953,363 Amorepacific Group................................. 1,903 820,284 BS Financial Group, Inc............................ 143,130 1,620,050 Cheil Industrial, Inc.............................. 40,171 3,438,874 *Cheil Worldwide, Inc............................... 45,180 870,210 #CJ Cheiljedang Corp................................ 6,747 2,117,134 CJ Corp............................................ 12,499 1,219,090 *CJ Korea Express Co., Ltd.......................... 442 45,995 Daelim Industrial Co., Ltd......................... 30,614 2,127,651 #*Daewoo Engineering & Construction Co., Ltd......... 125,248 1,064,856 #Daewoo International Corp.......................... 38,863 1,490,815 Daewoo Securities Co., Ltd......................... 220,281 2,218,157 #Daewoo Shipbuilding & Marine Engineering Co., Ltd.. 109,830 2,351,934 Dongbu Insurance Co., Ltd.......................... 34,530 1,564,686 Doosan Corp........................................ 7,623 880,083 668 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) #Doosan Heavy Industries & Construction Co., Ltd...... 50,399 $ 2,156,061 #*Doosan Infracore Co., Ltd............................ 85,690 1,262,706 E-Mart Co., Ltd...................................... 18,626 4,037,227 #GS Engineering & Construction Corp................... 32,543 1,828,825 GS Holdings Corp..................................... 58,759 3,690,692 Hana Financial Group, Inc............................ 201,701 5,867,704 *Hankook Tire Co., Ltd................................ 66,995 2,825,756 #Hankook Tire Worldwide Co., Ltd...................... 15,314 197,655 #Hanwha Chemical Corp................................. 94,470 1,566,662 Hanwha Corp.......................................... 45,190 1,289,058 Hanwha Life Insurance Co., Ltd....................... 141,910 1,000,195 #Honam Petrochemical Corp............................. 11,566 2,363,554 #Hyundai Department Store Co., Ltd.................... 14,194 1,761,158 Hyundai Engineering & Construction Co., Ltd.......... 52,362 3,150,288 #Hyundai Glovis Co., Ltd.............................. 8,941 1,859,348 *Hyundai Heavy Industries Co., Ltd.................... 39,020 8,177,074 Hyundai Hysco Co., Ltd............................... 23,394 934,055 Hyundai Marine & Fire Insurance Co., Ltd............. 51,730 1,669,507 #*Hyundai Merchant Marine Co., Ltd..................... 31,751 764,026 Hyundai Mobis........................................ 55,218 14,033,384 Hyundai Motor Co., Ltd............................... 130,240 26,766,758 Hyundai Steel Co..................................... 58,560 4,207,653 #*Hyundai Wia Corp..................................... 8,842 1,425,862 Industrial Bank of Korea, Ltd........................ 180,660 1,986,001 #Kangwon Land, Inc.................................... 114,660 2,668,642 KB Financial Group, Inc.............................. 235,705 8,015,307 KB Financial Group, Inc. ADR......................... 73,168 2,491,370 KCC Corp............................................. 5,799 1,626,347 #KEPCO Engineering & Construction Co., Inc............ 5,254 309,072 *KEPCO Plant Service & Engineering Co., Ltd........... 3,305 181,525 #Kia Motors Corp...................................... 224,568 12,449,986 *Korea Electric Power Corp............................ 190,290 4,935,739 *Korea Exchange Bank.................................. 323,750 2,243,936 Korea Gas Corp....................................... 15,875 1,113,839 Korea Zinc Co., Ltd.................................. 6,026 2,468,511 *Korean Air Co., Ltd.................................. 27,415 1,229,233 KT Corp.............................................. 23,160 786,201 #KT&G Corp............................................ 96,630 7,353,154 #Kumho Petro chemical Co., Ltd........................ 10,762 1,055,870 LG Chemical, Ltd..................................... 37,273 10,455,811 LG Corp.............................................. 96,081 5,859,566 *LG Display Co., Ltd.................................. 11,540 342,478 #*LG Display Co., Ltd. ADR............................. 390,619 5,796,786 #LG Electronics, Inc.................................. 97,300 6,769,342 LG Household & Healthcare Co., Ltd................... 6,362 3,736,363 LG Uplus Corp........................................ 259,030 1,654,230 #Lotte Confectionary Co., Ltd......................... 139 200,139 Lotte Shopping Co., Ltd.............................. 9,769 3,020,394 #LS Corp.............................................. 9,875 806,366 #*Mando Corp........................................... 10,391 1,368,664 NCsoft Corp.......................................... 11,526 2,209,637 #NHN Corp............................................. 30,603 7,078,787 #OCI Co., Ltd......................................... 14,368 2,024,934 ORION Corp........................................... 2,446 2,297,126 POSCO................................................ 50,240 15,793,173 POSCO ADR............................................ 25,311 1,983,876 *S1 Corp.............................................. 11,769 709,407 Samsung C&T Corp..................................... 101,656 5,521,661 Samsung Card Co., Ltd................................ 23,720 916,370 #Samsung Electro-Mechanics Co., Ltd................... 47,732 4,082,163 Samsung Electronics Co., Ltd......................... 71,022 85,229,070 669 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ SOUTH KOREA -- (Continued) Samsung Electronics Co., Ltd. GDR................... 49,372 $ 29,919,407 Samsung Engineering Co., Ltd........................ 23,077 3,012,309 Samsung Fire & Marine Insurance, Ltd................ 32,937 7,190,315 Samsung Heavy Industries Co., Ltd................... 129,740 3,959,479 Samsung Life Insurance Co., Ltd..................... 46,732 4,024,674 Samsung SDI Co., Ltd................................ 36,298 4,550,378 Samsung Securities Co., Ltd......................... 54,656 2,445,088 #Samsung Techwin Co., Ltd............................ 27,239 1,424,081 Shinhan Financial Group Co., Ltd.................... 273,716 9,394,602 Shinhan Financial Group Co., Ltd. ADR............... 81,492 2,788,656 *Shinsegae Co., Ltd.................................. 6,575 1,174,894 SK C&C Co., Ltd..................................... 16,273 1,426,582 SK Holdings Co., Ltd................................ 28,989 4,034,895 #*SK Hynix, Inc....................................... 377,340 8,590,072 SK Innovation Co., Ltd.............................. 51,889 7,626,985 SK Networks Co., Ltd................................ 119,800 1,047,919 SK Telecom Co., Ltd................................. 7,048 995,572 #S-Oil Corp.......................................... 38,905 3,557,533 Woongjin Coway Co., Ltd............................. 37,470 1,365,186 Woori Finance Holdings Co., Ltd..................... 336,530 3,176,898 Woori Investment & Securities Co., Ltd.............. 106,990 1,032,890 ------------ TOTAL SOUTH KOREA...................................... 440,127,881 ------------ TAIWAN -- (10.6%) #*Acer, Inc........................................... 2,794,040 2,156,855 Advanced Semiconductor Engineering, Inc............. 5,256,922 3,967,033 Advanced Semiconductor Engineering, Inc. ADR........ 77,739 295,408 Advantech Co., Ltd.................................. 221,200 764,264 #Asia Cement Corp.................................... 2,095,846 2,610,168 #Asustek Computer, Inc............................... 575,180 6,153,527 #*AU Optronics Corp................................... 4,551,873 1,723,204 #*AU Optronics Corp. Sponsored ADR.................... 295,728 1,117,852 Catcher Technology Co., Ltd......................... 471,429 2,046,149 #Cathay Financial Holdings Co., Ltd.................. 5,968,301 5,984,300 Chang Hwa Commercial Bank........................... 3,218,723 1,622,457 Cheng Shin Rubber Industry Co., Ltd................. 1,595,753 4,015,751 Cheng Uei Precision Industry Co., Ltd............... 384,109 849,511 Chicony Electronics Co., Ltd........................ 425,806 933,438 #*Chimei Innolux Corp................................. 6,039,341 2,249,273 *China Airlines, Ltd................................. 2,710,536 1,056,889 *China Development Financial Holding Corp............ 9,666,121 2,157,327 *China Life Insurance Co., Ltd....................... 1,697,401 1,321,745 #China Motor Corp.................................... 649,000 581,618 #China Petrochemical Development Corp................ 1,583,500 1,099,398 China Steel Chemical Corp........................... 111,000 482,583 #China Steel Corp.................................... 9,995,481 8,582,883 Chinatrust Financial Holdings Co., Ltd.............. 10,406,959 5,728,480 Chunghwa Telecom Co., Ltd........................... 428,000 1,339,166 #Chunghwa Telecom Co., Ltd. ADR...................... 226,956 7,053,792 Clevo Co., Ltd...................................... 63,000 82,276 Compal Electronics, Inc............................. 4,252,541 2,674,920 CTCI Corp........................................... 459,000 912,095 #Delta Electronics, Inc.............................. 1,683,366 5,742,126 #E Ink Holdings, Inc................................. 767,000 616,954 #E.Sun Financial Holding Co., Ltd.................... 4,629,047 2,316,511 #Epistar Corp........................................ 841,000 1,335,980 *Eva Airways Corp.................................... 1,344,600 779,428 *Evergreen Marine Corp., Ltd......................... 1,868,249 961,557 #Far Eastern Department Stores Co., Ltd.............. 891,634 838,091 Far Eastern New Century Corp........................ 3,261,192 3,371,589 Far EasTone Telecommunications Co., Ltd............. 1,264,000 2,917,757 670 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Farglory Land Development Co., Ltd................... 342,229 $ 575,873 First Financial Holding Co., Ltd..................... 6,525,415 3,702,116 Formosa Chemicals & Fiber Co., Ltd................... 2,923,445 6,918,184 Formosa International Hotels Corp.................... 28,600 305,540 Formosa Petrochemical Corp........................... 903,000 2,624,788 Formosa Plastics Corp................................ 3,709,648 10,098,181 Formosa Taffeta Co., Ltd............................. 848,000 746,909 Foxconn Technology Co., Ltd.......................... 690,369 2,393,970 Fubon Financial Holding Co., Ltd..................... 5,408,233 5,540,915 Giant Manufacturing Co., Ltd......................... 225,506 1,164,781 *Gourmet Master Co., Ltd.............................. 33,000 233,706 Highwealth Construction Corp......................... 354,000 515,625 #Hiwin Technologies Corp.............................. 141,100 906,172 #Hon Hai Precision Industry Co., Ltd.................. 8,047,506 24,400,340 #Hotai Motor Co., Ltd................................. 235,000 1,671,375 #HTC Corp............................................. 612,235 4,417,991 Hua Nan Financial Holding Co., Ltd................... 5,749,170 3,017,782 #*Inotera Memories, Inc................................ 1,642,000 222,666 Inventec Corp........................................ 2,430,551 830,464 #Kinsus Interconnect Technology Corp.................. 260,000 713,359 #Largan Precision Co., Ltd............................ 81,860 1,741,018 LCY Chemical Corp.................................... 395,123 408,041 Lite-On Technology Corp.............................. 1,980,910 2,520,151 Lung Yen Life Service Corp........................... 101,000 311,723 #Macronix International Co., Ltd...................... 4,110,218 1,067,820 #Media Tek, Inc....................................... 801,995 8,896,431 Mega Financial Holding Co., Ltd...................... 6,588,000 4,785,478 Merida Industry Co., Ltd............................. 162,750 623,378 Nan Ya Plastic Corp.................................. 4,377,564 7,709,986 #Nan Ya Printed Circuit Board Corp.................... 206,968 237,322 #Nankang Rubber Tire Co., Ltd......................... 448,782 518,380 Novatek Microelectronics Corp........................ 419,000 1,575,829 #Oriental Union Chemical Corp......................... 456,000 483,437 *Pegatron Corp........................................ 1,674,345 2,110,956 Phison Electronics Corp.............................. 103,000 790,204 Pou Chen Corp........................................ 2,386,487 2,412,580 Powertech Technology, Inc............................ 619,819 961,533 President Chain Store Corp........................... 535,831 2,648,162 Quanta Computer, Inc................................. 2,120,000 4,838,432 #Radiant Opto-Electronics Corp........................ 351,360 1,459,337 Realtek Semiconductor Corp........................... 291,000 547,082 #Ruentex Development Co., Ltd......................... 523,000 875,924 Ruentex Industries, Ltd.............................. 374,937 844,669 *ScinoPharm Taiwan, Ltd............................... 214,000 416,740 Senao International Co., Ltd......................... 67,000 217,931 *Shin Kong Financial Holding Co., Ltd................. 6,325,344 1,636,310 #Siliconware Precision Industries Co.................. 2,179,324 2,117,715 Siliconware Precision Industries Co. Sponsored ADR... 60,200 288,960 #Simplo Technology Co., Ltd........................... 224,000 1,104,790 SinoPac Financial Holdings Co., Ltd.................. 6,815,992 2,633,604 Standard Foods Taiwan, Ltd........................... 212,160 543,157 Synnex Technology International Corp................. 1,019,756 2,155,564 Taishin Financial Holdings Co., Ltd.................. 6,602,981 2,358,746 *Taiwan Business Bank................................. 3,452,338 959,542 Taiwan Cement Corp................................... 2,650,720 3,394,130 Taiwan Cooperative Financial Holding, Ltd............ 4,163,539 2,164,402 Taiwan FamilyMart Co., Ltd........................... 16,000 76,142 #Taiwan Fertilizer Co., Ltd........................... 631,000 1,501,720 #Taiwan Glass Industry Corp........................... 1,136,253 1,085,757 Taiwan Mobile Co., Ltd............................... 1,340,300 4,675,777 Taiwan Semiconductor Manufacturing Co., Ltd.......... 20,007,808 60,964,986 671 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ---------- ------------ TAIWAN -- (Continued) Teco Electric & Machinery Co., Ltd.................. 1,854,000 $ 1,258,807 Transcend Information, Inc.......................... 176,181 442,832 Tripod Technology Corp.............................. 401,870 775,944 TSRC Corp........................................... 450,300 918,615 U-Ming Marine Transport Corp........................ 551,860 836,172 Unimicron Technology Corp........................... 1,378,896 1,408,883 Uni-President Enterprises Corp...................... 3,842,090 6,782,867 United Microelectronics Corp........................ 12,235,000 4,536,671 USI Corp............................................ 573,700 431,612 *Vanguard International Semiconductor Corp........... 517,000 334,910 *Walsin Lihwa Corp................................... 3,329,000 910,147 *Wan Hai Lines Co., Ltd.............................. 953,800 466,264 *Wintek Corp......................................... 1,832,760 723,114 Wistron Corp........................................ 1,837,947 1,763,145 WPG Holdings, Ltd................................... 1,248,869 1,506,330 *Yang Ming Marine Transport Corp..................... 1,741,300 678,982 Yuanta Financial Holding Co., Ltd................... 6,823,577 3,079,254 #Yulon Motor Co., Ltd................................ 879,000 1,530,982 ------------ TOTAL TAIWAN........................................... 324,492,469 ------------ THAILAND -- (2.6%) Advance Info Service PCL (Foreign).................. 946,200 6,097,047 Airports of Thailand PCL (Foreign).................. 372,200 995,772 Bangkok Bank PCL (Foreign).......................... 329,000 1,942,871 Bangkok Bank PCL (Foreign) NVDR..................... 435,100 2,512,649 Bangkok Dusit Medical Services PCL (Foreign)........ 428,300 1,488,220 Bangkok Life Assurance PCL (Foreign) NVDR........... 435,800 600,736 Bank of Ayudhya PCL (Foreign)....................... 2,590,200 2,535,269 Banpu PCL (Foreign)................................. 109,250 1,425,775 BEC World PCL (Foreign)............................. 645,300 1,242,176 Big C Supercenter PCL (Foreign)..................... 24,600 152,496 Big C Supercenter PCL (Foreign) NVDR................ 178,400 1,091,354 Bumrungrad Hospital PCL (Foreign)................... 170,800 422,124 Central Pattana PCL (Foreign)....................... 575,600 1,333,364 Charoen Pokphand Foods PCL (Foreign)................ 2,655,800 3,054,387 CP ALL PCL (Foreign)................................ 2,829,000 3,668,931 Electricity Generating PCL (Foreign)................ 149,800 640,254 Glow Energy PCL (Foreign)........................... 309,000 720,832 Home Product Center PCL (Foreign)................... 2,012,280 748,450 IRPC PCL (Foreign).................................. 8,859,600 1,242,946 Kasikornbank PCL (Foreign).......................... 1,146,600 6,733,703 Krung Thai Bank PCL (Foreign)....................... 5,908,587 3,489,247 Land & Houses PCL (Foreign) NVDR.................... 3,235,600 907,868 *Minor International PCL (Foreign)................... 1,073,600 641,007 PTT Exploration & Production PCL (Foreign).......... 865,800 4,689,161 PTT Exploration & Production PCL (Foreign) NVDR..... 54,700 296,254 PTT Global Chemical PCL (Foreign)................... 1,669,872 3,323,399 PTT PCL (Foreign)................................... 794,900 8,247,250 Ratchaburi Electricity Generating Holding PCL....... (Foreign)......................................... 521,300 918,440 *Robinson Department Store PCL (Foreign)............. 317,500 629,303 Siam Cement PCL (Foreign) (The)..................... 124,800 1,693,860 Siam Cement PCL (Foreign) NVDR (The)................ 121,400 1,481,357 Siam City Cement PCL (Foreign)...................... 94,913 1,319,182 Siam Commercial Bank PCL (Foreign).................. 984,466 5,171,257 Siam Makro PCL (Foreign)............................ 68,600 1,029,560 *Thai Airways International PCL (Foreign)............ 108,100 81,472 Thai Oil PCL (Foreign).............................. 669,200 1,457,393 Thai Union Frozen Products PCL (Foreign)............ 360,860 847,697 TMB Bank PCL (Foreign).............................. 19,864,000 1,192,488 Total Access Communication PCL (Foreign)............ 214,100 607,723 Total Access Communication PCL (Foreign) NVDR....... 441,400 1,249,313 672 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ --------- -------------- THAILAND -- (Continued) *True Corp. PCL (Foreign)........................... 4,282,600 $ 712,602 -------------- TOTAL THAILAND........................................ 78,635,189 -------------- TURKEY -- (1.8%) Akbank T.A.S....................................... 1,366,292 6,592,333 Anadolu Efes Biracilik ve Malt Sanayi A.S.......... 206,111 3,095,828 Arcelik A.S........................................ 223,462 1,476,910 Aselsan Elektronik Sanayi Ve Ticaret A.S........... 84,683 320,451 BIM BirlesikMagazalar A.S.......................... 72,827 3,383,128 Coca-Cola Icecek A.S............................... 45,013 874,636 *Dogan Sirketler Grubu Holding A.S.................. 1 -- *Dogan Yayin Holding A.S............................ 1 -- Enka Insaat ve Sanayi A.S.......................... 308,554 819,441 Eregli Demir ve Celik Fabrikalari T.A.S............ 873,611 1,038,050 Ford Otomotiv Sanayi A.S........................... 74,222 761,340 KOC Holding A.S. Series B.......................... 789,123 3,707,446 Koza Altin Isletmeleri A.S......................... 33,500 729,926 *Migros Ticaret A.S................................. 33,309 353,898 Petkim Petrokimya Holding A.S...................... 380,618 435,367 TAV Havalimanlari Holding A.S...................... 122,935 610,558 Tekfen Holding A.S................................. 190,435 689,096 Tofas Turk Otomobil Fabrikasi A.S.................. 97,163 542,427 Tupras Turkiye Petrol Rafinerileri A.S............. 120,082 2,936,974 *Turk Hava Yollari A.S.............................. 924,662 2,141,806 Turk Telekomunikasyon A.S.......................... 375,345 1,467,147 *Turkcell Iletisim Hizmetleri A.S................... 426,492 2,605,681 *Turkcell Iletisim Hizmetleri A.S. ADR.............. 73,838 1,121,599 Turkiye Garanti Bankasi A.S........................ 1,830,798 8,747,483 Turkiye Halk Bankasi A.S........................... 234,311 2,067,215 Turkiye Is Bankasi A.S............................. 1,484,267 5,053,928 Turkiye Sise ve Cam Fabrikalari A.S................ 679,332 993,163 Turkiye Vakiflar Bankasi T.A.O..................... 719,719 1,695,303 Ulker Biskuvi Sanayi A.S........................... 1,859 8,434 *Yapi ve Kredi Bankasi A.S.......................... 764,565 1,963,849 -------------- TOTAL TURKEY.......................................... 56,233,417 -------------- TOTAL COMMON STOCKS................................... 2,699,693,163 -------------- PREFERRED STOCKS -- (6.4%) BRAZIL -- (6.2%) AES Tiete SA....................................... 71,898 816,665 Banco Bradesco SA.................................. 1,656,632 26,100,896 Banco do Estado do Rio Grande do Sul SA............ 155,700 1,230,391 Braskem SA Preferred Series A...................... 73,800 487,628 #Braskem SA Sponsored ADR........................... 153,394 2,006,394 Centrais Eletricas Brasileiras SA Preferred........ Series B....................................... 72,700 578,078 #Cia Brasileira de Distribuicao Grupo Pao de Acucar Series A Sponsored ADR............................ 95,430 4,460,398 Cia de Bebidas das Americas SA..................... 415 16,959 Cia de Bebidas das Americas SA ADR................. 622,039 25,372,971 Cia de Transmissao de Energia Eletrica Paulista SA Series A......................................... 30,889 495,033 Cia Energetica de Minas Gerais SA.................. 364,776 4,364,276 Cia Energetica de Sao Paulo SA Preferred Series B.. 117,010 1,051,393 Cia Paranaense de Energia SA Series B.............. 16,600 245,193 Cia Paranaense de Energia SA Sponsored ADR......... Series A....................................... 55,300 816,228 Empresa Nasional de Comercio Redito e Participacoes SA................................. 380 7,669 Gerdau SA.......................................... 836,068 7,306,667 Gerdau SA Sponsored ADR............................ 9,025 79,330 Itau Unibanco Holding SA........................... 1,765,700 25,819,793 Itau Unibanco Holding SA ADR....................... 153,946 2,244,533 Klabin SA.......................................... 663,777 3,898,899 Lojas Americanas SA................................ 304,167 2,545,894 Oi SA.............................................. 463,558 1,857,840 673 THE EMERGING MARKETS SERIES CONTINUED Shares Value++ ----------- -------------- BRAZIL -- (Continued) Petroleo Brasileiro SA.......................... 106,500 $ 1,090,667 Petroleo Brasilerio SA ADR...................... 1,711,000 35,126,830 Telefonica Brasil SA............................ 232,784 5,157,569 Ultrapar Participacoes SA Sponsored ADR......... 254,308 5,297,236 Usinas Siderurgicas de Minas Gerais SA.......... Perferred Series A.......................... 609,817 2,945,425 Vale SA (2257127)............................... 1,412,691 25,283,138 *Vale SA (B011X91)............................... 81,160 3,556 #Vale SA Sponsored ADR........................... 265,000 4,714,350 -------------- TOTAL BRAZIL....................................... 191,421,899 -------------- CHILE -- (0.2%) *Embotelladora Andina SA Preferred Series B...... 9,255 58,504 Sociedad Quimica y Minera de Chile SA Sponsored ADR........................................... 91,271 5,280,027 -------------- TOTAL CHILE........................................ 5,338,531 -------------- COLOMBIA -- (0.0%) *Banco Davivienda SA............................. 18,546 229,222 Grupo Aval Acciones y Valores................... 84,928 60,273 Grupo de Inversiones Suramericana SA............ 3,000 61,449 -------------- TOTAL COLOMBIA..................................... 350,944 -------------- TOTAL PREFERRED STOCKS............................. 197,111,374 -------------- RIGHTS/WARRANTS -- (0.0%) SOUTH AFRICA -- (0.0%) *Capitec Bank Holdings, Ltd. Rights 11/09/12..... 3,531 13,007 -------------- Shares/ Face Amount (000) Value+ ----------- -------------- SECURITIES LENDING COLLATERAL -- (5.7%) (S)@DFA Short Term Investment Fund................. 15,125,324 175,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $450,637) to be repurchased at $441,806....................... $ 442 441,801 -------------- TOTAL SECURITIES LENDING COLLATERAL................ 175,441,801 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,006,449,577).......................... $3,072,259,345 ============== 674 THE EMERGING MARKETS SMALL CAP SERIES SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ --------- ----------- COMMON STOCKS -- (89.1%) ARGENTINA -- (0.0%) *Celulosa Argentina SA Series B........................ 1 $ -- Ferrum SA de Ceramica y Metalurgia.................... 1 -- ----------- TOTAL ARGENTINA.......................................... -- ----------- BRAZIL -- (8.9%) *Abril Educacao SA..................................... 19,500 352,355 Aliansce Shopping Centers SA.......................... 426,543 4,851,256 All America Latina Logistica SA....................... 1,296,400 5,897,805 Alpargatas SA......................................... 109,040 797,245 Amil Participacoes SA................................. 125,108 1,881,810 Anhanguera Educacional Participacoes SA............... 613,145 10,747,132 Arezzo Industria e Comercio SA........................ 250,128 4,464,262 Autometal SA.......................................... 179,179 1,499,738 *B2W Cia Global Do Varejo SA........................... 449,260 2,185,416 Banco Alfa de Investimento SA......................... 500 1,356 Banco Mercantil do Brasil SA.......................... 1,327 10,388 Bematech SA........................................... 115,900 276,761 *BHG SA - Brazil Hospitality Group..................... 12,400 122,715 Brasil Brokers Participacoes SA....................... 701,711 1,969,303 *BrasilAgro - Companhia Brasileira de Propriedades Agricolas SA......................................... 11,500 52,374 Brookfield Incorporacoes SA........................... 1,161,112 2,029,466 *Brookfield Incorporacoes SA Receipt................... 337,902 593,934 *CCX Carvao da Colombia SA............................. 112,241 121,578 CETIP SA - Mercados Organizados....................... 307,059 3,537,668 Cia de Saneamento de Minas Gerais-Copasa SA........... 298,421 7,043,796 Cia Hering SA......................................... 340,090 7,813,003 Cia Providencia Industria e Comercio SA............... 57,050 227,239 Contax Participacoes SA............................... 1,400 16,888 CR2 Empreendimentos Imobiliarios SA................... 9,400 22,539 Cremer SA............................................. 92,646 637,695 CSU Cardsystem SA..................................... 74,700 155,575 Cyrela Brazil Realty SA Empreendimentos e............. Participacoes....................................... 123,033 1,043,120 Cyrela Commercial Properties SA Empreendimentos e..... Participacoes....................................... 44,500 578,201 Diagnosticos da America SA............................ 1,189,841 7,908,645 Direcional Engenharia SA.............................. 222,809 1,333,969 Duratex SA............................................ 1,087,562 7,566,161 Energias do Brazil SA................................. 1,190,706 7,445,393 Equatorial Energia SA................................. 335,068 2,969,510 Estacio Participacoes SA.............................. 396,371 7,552,526 Eternit SA............................................ 411,589 1,702,246 Even Construtora e Incorporadora SA................... 992,867 3,959,638 EZ Tec Empreendimentos e Participacoes SA............. 254,258 3,342,453 *Fertilizantes Heringer SA............................. 115,300 630,700 Fleury SA............................................. 269,251 3,167,035 Forjas Taurus SA...................................... 35,969 56,494 *Gafisa SA............................................. 835,900 1,535,121 *Gafisa SA ADR......................................... 1,003,681 3,683,509 *General Shopping Brasil SA............................ 111,117 585,388 #*Gol Linhas Aereas Inteligentes SA ADR................. 398,527 1,988,650 Grendene SA........................................... 445,334 3,365,686 Guararapes Confeccoes SA.............................. 28,700 1,695,675 Helbor Empreendimentos SA............................. 654,272 3,688,444 *IdeiasNet SA.......................................... 216,400 207,764 Iguatemi Empresa de Shopping Centers SA............... 313,800 3,986,135 *Industrias Romi SA.................................... 91,400 240,307 *Inepar SA Industria e Construcoes..................... 20,840 19,701 International Meal Co. Holdings SA.................... 163,073 1,678,061 Iochpe-Maxion SA...................................... 350,208 4,293,434 675 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- BRAZIL -- (Continued) JHSF Participacoes SA.................................. 456,747 $1,983,461 Joao Fortes Engenharia SA.............................. 49,455 172,881 JSL SA................................................. 364,000 2,114,768 *Kepler Weber SA........................................ 64,046 318,803 *Kroton Educacional SA Common Shares.................... 16,713 49,249 *Kroton Educacional SA Unit Shares...................... 367,679 7,349,778 Light SA............................................... 388,907 4,183,855 *LLX Logistica SA....................................... 179,225 200,311 Localiza Rent a Car SA................................. 397,002 6,958,603 *Log-in Logistica Intermodal SA......................... 137,550 406,342 Lojas Renner SA........................................ 70,200 2,599,168 LPS Brasil Consultoria de Imoveis SA................... 166,970 2,869,084 *Lupatech SA............................................ 41,000 52,081 *M. Dias Branco SA...................................... 164,941 5,538,503 Magnesita Refratarios SA............................... 876,704 3,271,912 Mahle-Metal Leve SA Industria e Comercio............... 262,900 3,312,381 Marcopolo SA........................................... 13,500 67,664 *Marfrig Alimentos SA................................... 746,307 3,858,213 Marisa Lojas SA........................................ 228,464 3,353,198 *Metalfrio Solutions SA................................. 13,600 29,797 Mills Estruturas e Servicos de Engenharia SA........... 380,526 5,834,214 Minerva SA............................................. 246,358 1,334,255 *MMX Mineracao e Metalicos SA........................... 1,308,574 2,590,024 *MPX Energia SA......................................... 336,723 1,778,901 MRV Engenharia e Participacoes SA...................... 1,595,833 8,092,898 Multiplan Empreendimentos Imobiliarios SA.............. 21,046 616,547 *Multiplus SA........................................... 174,784 4,060,982 Obrascon Huarte Lain Brasil SA......................... 430,500 4,048,423 OdontoPrev SA.......................................... 1,315,743 6,802,049 *OSX Brasil SA.......................................... 325,250 1,833,590 *Paranapanema SA........................................ 914,800 1,535,889 PDG Realty SA Empreendimentos e Participacoes.......... 4,452,753 7,497,804 Plascar Participacoes Industriais SA................... 141,200 55,617 Porto Seguro SA........................................ 306,400 3,258,531 *Positivo Informatica SA................................ 125,500 325,019 Profarma Distribuidora de Produtos Farmaceuticos SA.... 43,500 311,839 *QGEP Participacoes SA.................................. 445,994 2,758,024 Raia Drogasil SA....................................... 652,675 7,182,140 Redentor Energia SA.................................... 11,500 42,183 *Refinaria de Petroleos Manguinhos SA................... 1,088,589 182,231 Restoque Comercio e Confeccoes de Roupas SA............ 443,587 1,891,368 Rodobens Negocios Imobiliarios SA...................... 53,646 338,086 Rossi Residencial SA................................... 760,790 1,599,455 Santos Brasil Participacoes SA......................... 224,488 3,227,419 Sao Carlos Empreendimentos e Participacoes SA.......... 47,859 1,074,504 Sao Martinho SA........................................ 263,664 3,294,745 SLC Agricola SA........................................ 260,653 2,489,682 Sonae Sierra Brasil SA................................. 153,346 2,567,029 *Springs Global Participacoes SA........................ 94,700 125,891 Sul America SA......................................... 872,609 6,874,147 *T4F Entretenimento SA.................................. 52,800 298,959 *Technos SA............................................. 24,400 283,518 Tecnisa SA............................................. 513,831 2,125,098 Tegma Gestao Logistica SA.............................. 128,835 2,220,145 *Tempo Participacoes SA................................. 260,902 475,290 Tereos Internacional SA................................ 227,483 306,887 *Terna Participacoes SA................................. 5,300 174,836 Totvs SA............................................... 453,100 9,213,476 *Trisul SA.............................................. 2,838 3,395 Triunfo Participacoes e Investimentos SA............... 91,196 500,645 Valid Solucoes e Servicos de Seguranca em Meios de..... Pagamento e Identificacao SA......................... 250,350 4,712,282 676 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ------------ BRAZIL -- (Continued) *Vanguarda Agro SA................................... 4,496,967 $ 774,938 *Via Varejo SA....................................... 55,603 499,621 *Viver Incorporadora e Construtora SA................ 673,040 407,592 ------------ TOTAL BRAZIL........................................... 287,843,483 ------------ CHILE -- (1.4%) AFP Cuprum SA....................................... 1,398 109,829 Almendral SA........................................ 283,561 42,709 *AquaChile SA........................................ 31,819 22,745 *Azul Azul SA........................................ 3,811 11,089 Banmedica SA........................................ 1,312,094 2,863,346 Besalco SA.......................................... 1,578,222 2,872,945 *Cementos Bio-Bio SA................................. 452,622 620,868 Cia General de Electricidad SA...................... 110,134 567,666 Cintac SA........................................... 324,650 141,695 *Coca-Cola Embonor SA Series B....................... 8,190 21,699 *Compania Sud Americana de Vapores SA................ 23,585,920 2,254,915 Corpbanca SA........................................ 64,675,782 846,572 Cristalerias de Chile SA............................ 156,836 1,245,170 *Cruz Blanca Salud SA................................ 40,160 52,567 Empresa Electrica Pilmaiquen SA..................... 46,897 185,190 Empresas Hites SA................................... 484,341 377,990 Empresas Iansa SA................................... 12,263,867 955,825 *Empresas La Polar SA................................ 214,214 102,443 *Enjoy SA............................................ 2,450 553 Forus SA............................................ 202,573 1,103,068 Gasco SA............................................ 76,599 573,119 Grupo Security SA................................... 429,864 156,347 Inversiones Aguas Metropolitanas SA................. 1,830,555 3,405,064 *Latam Airlines Group SA............................. 122,220 2,978,701 #Latam Airlines Group SA Sponsored ADR............... 34,290 850,049 Madeco SA........................................... 27,288,748 983,450 Masisa SA........................................... 6,347,820 686,037 Molibdenos y Metales SA............................. 5,009 86,407 Multiexport Foods SA................................ 1,994,554 476,720 Parque Arauco SA.................................... 2,533,043 5,780,487 PAZ Corp. SA........................................ 518,992 327,532 Ripley Corp. SA..................................... 2,114,283 1,994,980 Salfacorp SA........................................ 996,276 2,352,218 Sigdo Koppers SA.................................... 658,257 1,580,145 *Sociedad Matriz SAAM SA............................. 4,636,827 542,079 Socovesa SA......................................... 1,768,010 929,661 Sonda SA............................................ 725,744 2,220,446 Soquimic Comercial SA............................... 562,478 137,945 Vina Concha Y Toro SA............................... 2,220,094 4,488,313 Vina Concha Y Toro SA Sponsored ADR................. 1,725 69,690 Vina San Pedro Tarapaca SA.......................... 40,093,814 244,154 ------------ TOTAL CHILE............................................ 45,262,428 ------------ CHINA -- (14.1%) #361 Degrees International, Ltd...................... 2,971,000 852,029 #Ajisen China Holdings, Ltd.......................... 2,292,000 1,571,372 AMVIG Holdings, Ltd................................. 1,934,000 572,826 Anhui Expressway Co., Ltd. Series H................. 2,418,000 1,158,759 #Anta Sports Products, Ltd........................... 3,773,000 3,211,669 Anton Oilfield Services Group....................... 4,904,000 1,476,202 Anxin-China Holdings, Ltd........................... 8,479,000 1,875,717 *Apollo Solar Energy Technology Holdings, Ltd........ 22,080,000 591,134 Asia Cement China Holdings Corp..................... 2,176,500 923,007 *Asia Energy Logistics Group, Ltd.................... 26,160,000 360,001 Asian Citrus Holdings, Ltd.......................... 2,927,000 1,635,150 677 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (Continued) *Ausnutria Dairy Corp., Ltd........................... 365,000 $ 68,761 AviChina Industry & Technology Co., Ltd. Series H.... 7,662,788 3,146,166 Baoye Group Co., Ltd. Series H....................... 1,860,000 949,470 #*BaWang International Group Holding, Ltd.............. 5,190,000 473,113 Beijing Capital International Airport Co., Ltd....... Series H........................................... 6,690,000 4,292,322 Beijing Capital Land, Ltd. Series H.................. 6,142,500 1,831,837 *Beijing Development HK, Ltd.......................... 548,000 100,898 #Beijing Enterprises Water Group, Ltd................. 12,179,660 2,770,829 Beijing Jingkelong Co., Ltd. Series H................ 558,749 324,254 Beijing North Star Co., Ltd. Series H................ 2,190,000 452,235 *Beijing Properties Holdings, Ltd..................... 4,615,061 169,279 *Besunyen Holdings Co., Ltd........................... 2,476,000 191,149 #Billion Industrial Holdings, Ltd..................... 185,500 96,567 #Biostime International Holdings, Ltd................. 593,000 1,518,409 Boer Power Holdings, Ltd............................. 985,000 354,028 Bosideng International Holdings, Ltd................. 11,860,000 3,764,196 BYD Electronic International Co., Ltd................ 3,864,815 819,671 C C Land Holdings, Ltd............................... 6,224,343 1,417,090 #C.P. Pokphand Co., Ltd............................... 16,580,594 1,964,815 *Carnival Group International Holdings, Ltd........... 2,058,000 94,379 Catic Shenzhen Holdings, Ltd. Series H............... 310,000 113,507 Central China Real Estate, Ltd....................... 2,591,626 627,006 *CGN Mining Co., Ltd.................................. 5,265,000 548,241 Changshouhua Food Co., Ltd........................... 1,493,000 767,975 #*Chaoda Modern Agriculture Holdings, Ltd.............. 6,771,138 155,735 #Chaowei Power Holdings, Ltd.......................... 1,786,000 966,184 #*Chigo Holding, Ltd................................... 18,886,000 466,120 *Chiho-Tiande Group, Ltd.............................. 114,000 56,360 China Aerospace International Holdings, Ltd.......... 9,854,500 784,578 China Agri-Industries Holdings, Ltd.................. 6,806,000 4,259,085 #China All Access Holdings, Ltd....................... 2,474,000 471,294 China Aoyuan Property Group, Ltd..................... 3,092,000 425,885 China Automation Group, Ltd.......................... 2,529,000 598,170 China BlueChemical, Ltd. Series H.................... 674,000 426,435 *China Chengtong Development Group, Ltd............... 2,298,000 86,207 China Communications Services Corp., Ltd. Series H... 1,567,200 876,611 *China Datang Corp Renewable Power Co., Ltd. Class H.. 2,070,000 225,830 #China Dongxiang Group Co., Ltd....................... 13,246,985 1,651,154 *China Energine International Holdings, Ltd........... 208,000 8,422 #China Everbright International, Ltd.................. 8,414,800 4,316,194 China Everbright, Ltd................................ 3,480,000 5,045,389 *China Fiber Optic Network System Group, Ltd.......... 1,500,000 257,347 #China Foods, Ltd..................................... 3,088,000 3,120,605 China Gas Holdings, Ltd.............................. 9,067,500 4,938,540 China Glass Holdings, Ltd............................ 3,396,000 470,006 *China Grand Forestry Green Resources Group, Ltd...... 362,987 26,167 #*China Green Holdings, Ltd............................ 2,820,000 619,612 China Haidian Holdings, Ltd.......................... 6,936,000 749,216 #China High Precision Automation Group, Ltd........... 1,289,000 206,239 #*China High Speed Transmission Equipment Group Co.,... Ltd................................................ 5,250,000 1,791,194 *China Hongqiao Group, Ltd............................ 162,500 75,077 *China Huiyuan Juice Group, Ltd....................... 2,643,500 833,688 *China ITS Holdings Co., Ltd.......................... 3,756,000 588,287 China Liansu Group Holdings, Ltd..................... 3,469,000 2,033,371 #China Lilang, Ltd.................................... 1,751,000 994,256 #China Lumena New Materials Corp...................... 14,530,000 2,944,087 #China Medical System Holdings, Ltd................... 4,204,500 2,424,908 #China Metal Recycling Holdings, Ltd.................. 2,401,686 2,392,083 *China Mining Resources Group, Ltd.................... 25,526,000 372,183 *China Mobile Games & Entertainment Group, Ltd........ 6,575 39,450 #*China Modern Dairy Holdings, Ltd..................... 2,411,000 623,925 678 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (Continued) #*China Molybdenum Co., Ltd. Series H................... 5,059,000 $2,150,319 #China National Materials Co., Ltd. Series H........... 5,054,000 1,567,335 *China New Town Development Co., Ltd................... 6,403,148 243,704 China Nickel Resources Holdings Co., Ltd.............. 358,000 28,530 *China Oil & Gas Group, Ltd............................ 15,940,000 1,905,932 China Oriental Group Co., Ltd......................... 10,000 2,168 China Overseas Grand Oceans Group, Ltd................ 3,221,500 3,352,478 *China Pharmaceutical Group, Ltd....................... 3,869,877 1,126,058 #China Power International Development, Ltd............ 6,913,000 1,869,053 *China Power New Energy Development Co., Ltd........... 19,520,000 788,816 #*China Precious Metal Resources Holdings Co., Ltd...... 11,262,318 2,177,869 *China Properties Group, Ltd........................... 2,248,000 695,979 *China Qinfa Group, Ltd................................ 3,446,000 517,508 #China Rare Earth Holdings, Ltd........................ 5,968,000 1,356,548 China Resources Gas Group, Ltd........................ 208,000 462,176 #China Rongsheng Heavy Industries Group Holdings, Ltd.. 15,329,000 3,260,946 China Sanjiang Fine Chemicals Co., Ltd................ 2,284,000 734,485 China SCE Property Holdings, Ltd...................... 1,838,000 424,394 China Shanshui Cement Group, Ltd...................... 7,297,000 5,389,107 #China Shineway Pharmaceutical Group, Ltd.............. 1,353,200 2,142,792 #China Shipping Development Co., Ltd. Series H......... 8,656,000 4,533,040 China Singyes Solar Technologies Holdings, Ltd........ 1,875,200 1,105,719 #China South City Holdings, Ltd........................ 7,994,000 1,264,875 China Starch Holdings, Ltd............................ 6,190,000 183,874 China State Construction International Holdings, Ltd.. 54,960 65,075 China Sunshine Paper Holdings Co., Ltd................ 119,078 13,485 China Suntien Green Energy Corp., Ltd. Series H....... 5,846,000 1,187,915 *China Taiping Insurance Holdings Co., Ltd............. 1,588,800 2,705,286 *China Tian Lun Gas Holdings, Ltd...................... 288,000 114,515 *China Tianyi Holdings, Ltd............................ 992,000 143,105 China Tontine Wines Group, Ltd........................ 4,536,000 466,745 China Travel International Investment Hong Kong, Ltd.. 14,349,900 2,767,456 #China Vanadium Titano - Magnetite Mining Co., Ltd..... 5,311,000 1,014,917 #China Water Affairs Group, Ltd........................ 5,186,000 1,362,768 China Wireless Technologies, Ltd...................... 5,732,000 1,662,568 #*China Yurun Food Group, Ltd........................... 5,792,000 4,225,390 #*China ZhengTong Auto Services Holdings, Ltd........... 3,593,000 2,420,988 #*China Zhongwang Holdings, Ltd......................... 6,138,000 2,445,098 *Chinasoft International, Ltd.......................... 3,230,000 788,951 *ChinaVision Media Group, Ltd.......................... 320,000 11,544 #*Chongqing Iron & Steel Co., Ltd. Series H............. 2,253,400 353,047 Chongqing Machinery & Electric Co., Ltd. Series H..... 5,334,000 807,568 Chu Kong Petroleum & Natural Gas Steel Pipe Holdings,. Ltd................................................. 2,254,000 914,802 #CIMC Enric Holdings, Ltd.............................. 1,482,000 1,074,598 #*Citic 21CN Co., Ltd................................... 6,319,200 389,932 *Citic Resources Holdings, Ltd......................... 11,586,600 1,768,973 Clear Media, Ltd...................................... 79,000 40,741 *Coastal Greenland, Ltd................................ 1,384,000 58,798 #*Comba Telecom Systems Holdings, Ltd................... 3,895,577 1,515,628 *Comtec Solar Systems Group, Ltd....................... 1,198,000 139,774 COSCO International Holdings, Ltd..................... 2,703,000 1,091,838 #CPMC Holdings, Ltd.................................... 1,131,000 796,586 Da Ming International Holdings, Ltd................... 20,000 3,049 DaChan Food Asia, Ltd................................. 1,537,955 218,025 Dah Chong Hong Holdings, Ltd.......................... 3,360,000 3,159,924 Dalian Port (PDA) Co., Ltd. Series H.................. 3,822,000 841,120 #Daphne International Holdings, Ltd.................... 4,032,000 4,844,838 #*Daqing Dairy Holdings, Ltd............................ 922,000 -- Dawnrays Pharmaceutical Holdings, Ltd................. 1,182,943 250,080 #DBA Telecommunication Asia Holdings, Ltd.............. 2,060,000 1,123,115 Digital China Holdings, Ltd........................... 2,997,800 5,017,516 679 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (Continued) #Dongiang Environmental Co., Ltd. Series H............ 67,600 $ 270,210 #Dongyue Group Co., Ltd............................... 4,539,000 2,582,100 #*Dynasty Fine Wines Group, Ltd........................ 1,580,000 260,220 Embry Holdings, Ltd.................................. 473,000 224,594 ENN Energy Holdings, Ltd............................. 158,000 656,138 Evergreen International Holdings, Ltd................ 1,172,000 234,982 *Extrawell Pharmaceutical Holdings, Ltd............... 7,297,921 436,615 Fantasia Holdings Group Co., Ltd..................... 5,347,500 528,288 *First Tractor Co., Ltd. Series H..................... 3,351,176 2,783,156 #Franshion Properties China, Ltd...................... 13,062,300 3,977,093 #Fufeng Group, Ltd.................................... 3,282,000 1,245,394 #GCL-Poly Energy Holdings, Ltd........................ 28,403,000 5,020,913 #Geely Automobile Holdings, Ltd....................... 17,610,000 7,552,943 Global Bio-Chem Technology Group Co., Ltd............ 9,198,800 1,063,814 *Global Sweeteners Holdings, Ltd...................... 1,202,951 83,616 *Glorious Property Holdings, Ltd...................... 11,403,501 1,772,703 *Goldbond Group Holdings, Ltd......................... 210,000 7,834 #Golden Meditech Holdings, Ltd........................ 3,708,000 439,026 Goldlion Holdings, Ltd............................... 910,962 414,335 *GOME Electrical Appliances Holding, Ltd.............. 42,920,000 4,458,118 Good Friend International Holdings, Inc.............. 436,667 152,806 *Goodbaby International Holdings, Ltd................. 666,000 220,643 *Goodtop Tin International Holdings, Ltd.............. 7,020,000 361,105 Great Wall Technology Co., Ltd. Series H............. 1,758,950 313,821 Greatview Aseptic Packaging Co., Ltd................. 456,000 238,510 #Greentown China Holdings, Ltd........................ 2,464,648 3,027,915 #Guangzhou Pharmaceutical Co., Ltd. Series H.......... 834,000 1,615,564 #*Guangzhou Shipyard International Co., Ltd. Series H.. 773,400 577,633 *Haier Electronics Group Co., Ltd..................... 2,450,000 3,119,914 Hainan Meilan International Airport Co., Ltd......... Series H........................................... 517,000 322,331 Haitian International Holdings, Ltd.................. 2,059,000 2,537,170 Harbin Electric Co., Ltd. Series H................... 2,973,413 2,447,302 Henderson Investment, Ltd............................ 596,000 46,002 *Heng Tai Consumables Group, Ltd...................... 20,348,193 429,372 #Hengdeli Holdings, Ltd............................... 10,114,000 3,149,970 #*Hi Sun Technology, Ltd............................... 4,446,000 457,672 #Hidili Industry International Development, Ltd....... 5,439,000 1,373,710 *Hilong Holding, Ltd.................................. 447,000 121,833 *Hisense Kelon Electrical Holdings Co., Ltd........... Series H............................................ 1,079,000 345,302 HKC Holdings, Ltd.................................... 17,896,447 714,100 Hong Kong Resources Holdings Co., Ltd................ 357,450 13,806 Honghua Group, Ltd................................... 5,221,000 1,213,906 Hopefluent Group Holdings, Ltd....................... 59,670 17,076 #Hopewell Highway Infrastructure, Ltd................. 2,974,000 1,581,821 #*Hopson Development Holdings, Ltd..................... 3,476,000 3,355,276 Hua Han Bio-Pharmaceutical Holdings, Ltd............. 6,179,360 1,423,684 #Huabao International Holdings, Ltd................... 7,816,014 3,880,076 *Huadian Power International Corp. Series H........... 34,000 8,606 #*Hunan Nonferrous Metal Corp., Ltd. Series H.......... 8,774,000 2,594,935 *Huscoke Resources Holdings, Ltd...................... 8,002,000 81,293 Hutchison Harbour Ring, Ltd.......................... 6,888,000 584,784 Inspur International, Ltd............................ 8,685,000 279,141 *Interchina Holdings Co., Ltd......................... 18,175,000 1,156,910 International Taifeng Holdings, Ltd.................. 1,238,000 375,314 #Intime Department Store Group Co., Ltd............... 4,317,500 5,070,704 #*Jinchuan Group International Resources Co., Ltd...... 2,837,000 546,916 Jingwei Textile Machinery Co., Ltd. Series H......... 1,272,000 678,352 Ju Teng International Holdings, Ltd.................. 3,458,000 1,377,956 *Kai Yuan Holdings, Ltd............................... 10,460,000 283,058 #*Kaisa Group Holdings, Ltd............................ 6,868,000 1,280,353 *Kasen International Holdings, Ltd.................... 222,000 42,893 680 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (Continued) Kingboard Chemical Holdings, Ltd..................... 2,516,851 $7,467,568 Kingboard Laminates Holdings, Ltd.................... 4,029,000 1,710,850 #*Kingdee International Software Group Co., Ltd........ 7,499,200 1,549,237 #Kingsoft Corp., Ltd.................................. 3,169,000 1,828,542 Kingway Brewery Holdings, Ltd........................ 4,396,800 1,558,101 KWG Property Holding, Ltd............................ 5,039,450 2,977,621 Lai Fung Holdings, Ltd............................... 20,284,440 423,552 Le Saunda Holdings, Ltd.............................. 954,000 280,140 Lee & Man Paper Manufacturing, Ltd................... 7,404,000 3,867,258 Leoch International Technology, Ltd.................. 10,000 1,570 #*Li Ning Co., Ltd..................................... 3,169,000 1,675,155 #Lianhua Supermarket Holdings Co., Ltd. Series H...... 1,698,600 1,370,899 #Lijun International Pharmaceutical Holding, Ltd...... 6,948,000 1,879,762 Lingbao Gold Co., Ltd. Series H...................... 1,424,000 627,143 LK Technology Holdings, Ltd.......................... 837,500 142,296 #Lonking Holdings, Ltd................................ 8,937,000 2,082,390 *Loudong General Nice Resources China Holdings, Ltd... 7,842,140 338,505 #*Maanshan Iron & Steel Co., Ltd. Series H............. 7,620,000 1,962,310 Magic Holdings International, Ltd.................... 1,839,600 702,351 Maoye International Holdings, Ltd.................... 5,860,000 1,172,793 Microport Scientific Corp............................ 1,532,000 787,888 *MIE Holdings Corp.................................... 3,438,000 939,063 Min Xin Holdings, Ltd................................ 418,000 229,232 #Mingfa Group International Co., Ltd.................. 4,638,000 1,312,154 *Mingyuan Medicare Development Co., Ltd............... 6,700,000 136,252 Minmetals Land, Ltd.................................. 5,220,000 697,025 Minth Group, Ltd..................................... 1,959,000 1,978,906 #*MMG, Ltd............................................. 6,030,000 2,381,845 *Nam Fong International Holdings, Ltd................. 306,758 40,016 *Nan Hai Corp, Ltd.................................... 9,800,000 39,124 Nanjing Panda Electronics Co., Ltd. Series H......... 246,000 57,068 NetDragon Websoft, Inc............................... 320,044 341,451 #New World Department Store China, Ltd................ 2,044,462 1,222,948 #Nine Dragons Paper Holdings, Ltd..................... 6,497,000 4,519,633 *North Mining Shares Co., Ltd......................... 12,790,000 717,224 #NVC Lighting Holdings, Ltd........................... 5,410,000 1,425,917 #O-Net Communications Group, Ltd...................... 1,308,000 344,048 Overseas Chinese Town Asia Holdings, Ltd............. 408,183 149,135 Pacific Online, Ltd.................................. 711,365 223,588 #Parkson Retail Group, Ltd............................ 328,000 276,567 *PAX Global Technology, Ltd........................... 187,000 33,708 PCD Stores Group, Ltd................................ 11,880,000 1,113,863 #Peak Sport Products Co., Ltd......................... 3,086,000 586,799 *PetroAsian Energy Holdings, Ltd...................... 3,192,000 66,089 #Phoenix Satellite Television Holdings, Ltd........... 4,376,000 1,387,821 #*Poly Property Group Co., Ltd......................... 8,436,000 5,055,704 #Ports Design, Ltd.................................... 1,584,000 1,125,125 *Pou Sheng International Holdings, Ltd................ 4,121,806 262,734 Powerlong Real Estate Holdings, Ltd.................. 5,149,000 865,843 *Prosperity International Holdings HK, Ltd............ 5,020,000 255,856 Qingling Motors Co., Ltd. Series H................... 1,694,000 407,476 Qunxing Paper Holdings Co., Ltd...................... 669,913 174,597 #Real Gold Mining, Ltd................................ 300,500 341,598 #Real Nutriceutical Group, Ltd........................ 3,324,000 1,182,343 Regent Manner International Holdings, Ltd............ 2,667,000 555,435 #*Renhe Commercial Holdings Co., Ltd................... 47,532,000 2,007,992 REXLot Holdings, Ltd................................. 32,950,000 2,417,501 *Richly Field China Development, Ltd.................. 6,980,000 79,256 Road King Infrastructure, Ltd........................ 1,083,000 752,943 Royale Furniture Holdings, Ltd....................... 1,909,000 159,339 Samson Holding, Ltd.................................. 1,122,000 160,307 681 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- CHINA -- (Continued) #Sany Heavy Equipment International Holdings Co., Ltd. 3,577,000 $1,870,485 Sateri Holdings, Ltd................................. 71,000 15,688 *Semiconductor Manufacturing International Corp....... 94,444,000 3,691,157 #Shandong Chenming Paper Holdings, Ltd. Series H...... 1,308,000 483,849 Shandong Molong Petroleum Machinery Co., Ltd......... Series H........................................... 1,516,562 526,874 *Shanghai Industrial Urban Development Group, Ltd..... 6,750,000 1,125,687 #Shanghai Jin Jiang International Hotels Group Co., Ltd. Series H....................................... 4,088,000 631,375 Shanghai Prime Machinery Co., Ltd. Series H.......... 4,298,000 608,055 *Shanghai Zendai Property, Ltd........................ 7,225,000 118,141 Shengli Oil & Gas Pipe Holdings, Ltd................. 5,022,000 458,152 Shenguan Holdings Group, Ltd......................... 4,596,000 2,527,052 Shenzhen Expressway Co., Ltd. Series H............... 3,068,400 1,160,998 Shenzhen International Holdings, Ltd................. 42,879,300 3,586,911 Shenzhen Investment, Ltd............................. 11,974,000 3,182,049 Shenzhou International Group, Ltd.................... 1,910,000 3,713,315 *Shougang Concord Century Holdings, Ltd............... 1,137,153 41,702 #*Shougang Concord International Enterprises Co., Ltd.. 22,396,000 1,193,398 #Shougang Fushan Resources Group, Ltd................. 12,800,000 4,453,622 #Shui On Land, Ltd.................................... 12,783,483 5,386,371 Sichuan Expressway Co., Ltd. Series H................ 3,736,000 1,211,867 #Sihuan Pharmaceutical Holdings Group, Ltd............ 8,615,000 3,358,096 Sijia Group Co., Ltd................................. 1,076,350 221,700 #Silver Base Group Holdings, Ltd...................... 2,108,424 894,196 Silver Grant International Industries, Ltd........... 5,220,000 919,752 *SIM Technology Group, Ltd............................ 340,000 15,292 Sino Biopharmaceutical, Ltd.......................... 13,536,000 5,403,981 *Sino Dragon New Energy Holdings, Ltd................. 5,056,000 119,277 #*Sino Oil & Gas Holdings, Ltd......................... 35,607,766 687,559 *Sino Prosper State Gold Resources Holdings, Ltd...... 2,110,000 95,290 Sinofert Holdings, Ltd............................... 10,033,327 2,112,648 *Sinolink Worldwide Holdings, Ltd..................... 10,218,800 747,204 SinoMedia Holding, Ltd............................... 742,000 361,568 #Sino-Ocean Land Holdings, Ltd........................ 12,181,591 7,613,061 #Sinopec Kantons Holdings, Ltd........................ 2,864,000 2,128,133 Sinotrans Shipping, Ltd.............................. 4,974,086 1,222,356 Sinotrans, Ltd. Series H............................. 6,526,000 998,755 #Sinotruk Hong Kong, Ltd.............................. 2,888,000 1,656,546 *SITC International Holdings Co., Ltd................. 189,000 49,338 #Skyworth Digital Holdings, Ltd....................... 8,930,234 4,799,898 *SMI Corp., Ltd....................................... 7,948,066 187,019 #*Solargiga Energy Holdings, Ltd....................... 3,870,000 215,906 *Sparkle Roll Group, Ltd.............................. 6,960,000 407,290 *SPG Land Holdings, Ltd............................... 714,000 177,345 *Springland International Holdings, Ltd............... 123,000 60,427 *SRE Group, Ltd....................................... 13,894,346 544,040 #Sunac China Holdings, Ltd............................ 3,491,000 1,844,024 Sunny Optical Technology Group Co., Ltd.............. 1,834,000 1,074,368 Tak Sing Alliance Holdings, Ltd...................... 253,257 31,248 #TCC International Holdings, Ltd...................... 4,185,098 1,135,068 TCL Communication Technology Holdings, Ltd........... 2,237,198 683,864 TCL Multimedia Technology Holdings, Ltd.............. 2,684,510 1,486,286 *Tech Pro Technology Development, Ltd................. 2,828,000 1,053,154 *Texhong Textile Group, Ltd........................... 626,000 294,635 Tian An China Investments Co., Ltd................... 1,193,000 692,116 Tian Shan Development Holdings, Ltd.................. 908,000 217,774 Tiangong International Co., Ltd...................... 5,802,000 1,393,855 Tianjin Capital Environmental Protection Group Co., Ltd. Series H...................................... 1,572,000 365,756 *Tianjin Development Holdings, Ltd.................... 1,870,000 887,465 Tianjin Port Development Holdings, Ltd............... 7,404,800 914,262 Tianneng Power International, Ltd.................... 3,112,048 2,097,624 #Tomson Group, Ltd.................................... 1,060,443 251,297 682 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ------------ CHINA -- (Continued) Tong Ren Tang Technologies Co., Ltd. Series H...... 1,085,000 $ 1,947,101 #Towngas China Co., Ltd............................. 2,893,000 2,273,070 TPV Technology, Ltd................................ 3,915,964 869,560 Trauson Holdings Co., Ltd.......................... 1,381,000 718,733 Travelsky Technology, Ltd. Series H................ 3,659,090 1,884,922 *Trony Solar Holdings Co., Ltd...................... 1,757,000 142,826 Truly International Holdings, Ltd.................. 5,411,573 820,766 Uni-President China Holdings, Ltd.................. 1,151,000 1,445,653 *United Energy Group, Ltd........................... 12,306,450 1,948,892 #Vinda International Holdings, Ltd.................. 2,394,000 3,324,669 VODone, Ltd........................................ 13,151,600 1,281,909 #Wasion Group Holdings, Ltd......................... 2,018,000 736,357 Weiqiao Textile Co., Ltd. Series H................. 2,212,000 862,436 Welling Holding, Ltd............................... 3,410,000 416,021 #West China Cement, Ltd............................. 13,716,000 2,462,591 *Winsway Coking Coal Holdings, Ltd.................. 4,046,000 650,304 Winteam Pharmaceutical Group, Ltd.................. 2,538,000 490,636 #Wumart Stores, Inc. Series H....................... 969,000 1,718,993 Xiamen International Port Co., Ltd. Series H....... 5,166,000 598,729 Xingda International Holdings, Ltd................. 3,691,000 1,284,539 Xinhua Winshare Publishing & Media Co., Ltd. Series H......................................... 307,103 164,469 #Xinjiang Goldwind Science & Technology Co., Ltd. Series H.......................................... 1,615,400 611,233 #Xinjiang Xinxin Mining Industry Co., Ltd. Series H. 3,350,598 701,548 Xiwang Sugar Holdings Co., Ltd..................... 3,103,178 326,867 #XTEP International Holdings, Ltd................... 2,858,500 1,237,247 *Yanchang Petroleum International, Ltd.............. 13,980,000 917,693 Yantai North Andre Juice Co. Series H.............. 3,885,000 152,489 *Yashili International Holdings, Ltd................ 1,814,000 424,585 #Yingde Gases Group Co., Ltd........................ 3,468,500 3,297,133 Yip's Chemical Holdings, Ltd....................... 984,000 665,978 #Youyuan International Holdings, Ltd................ 139,000 34,008 *Yuanda China Holdings, Ltd......................... 2,162,000 252,921 Yuexiu Property Co., Ltd........................... 21,435,432 5,860,904 #Yuexiu Transport Infrastructure, Ltd............... 2,788,018 1,250,541 #Yuzhou Properties Co............................... 1,023,600 237,049 Zhejiang Expressway Co., Ltd. Series H............. 3,868,000 2,818,325 #*Zhejiang Glass Co., Ltd. Series H.................. 445,000 -- *Zhong An Real Estate, Ltd.......................... 1,078,400 111,243 #Zhongsheng Group Holdings, Ltd..................... 2,344,000 3,010,197 #Zhuzhou CSR Times Electric Co., Ltd. Series H...... 1,367,000 3,997,022 ------------ TOTAL CHINA........................................... 459,710,883 ------------ COLOMBIA -- (0.0%) *Constructora Conconcreto SA........................ 39,186 28,238 *Empresa de Telecomunicaciones de Bogota............ 81,012 20,432 *Fabricato SA....................................... 13,257,120 658,599 *Mineros SA......................................... 17,678 46,420 ------------ TOTAL COLOMBIA........................................ 753,689 ------------ HONG KONG -- (0.0%) *Qualipak International Holdings, Ltd............... 113,153 12,892 ------------ HUNGARY -- (0.1%) *Danubius Hotel & Spa P.L.C......................... 45,091 551,761 EGIS Pharmaceuticals P.L.C......................... 11,973 963,549 #*FHB Mortgage Bank NYRT............................. 42,048 91,551 *Fotex Holding SE................................... 119,895 95,696 *PannErgy P.L.C..................................... 127,046 349,799 Zwack Unicum NYRT.................................. 679 38,769 ------------ TOTAL HUNGARY......................................... 2,091,125 ------------ 683 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (8.4%) *3M India, Ltd........................................ 5,008 $ 357,126 Aban Offshore, Ltd................................... 66,736 544,646 *ABG Shipyard, Ltd.................................... 88,327 609,668 Aditya Birla Nuvo, Ltd............................... 27,473 463,544 *Advanta India, Ltd................................... 13,420 203,323 Agro Tech Foods, Ltd................................. 42,808 335,361 AIA Engineering, Ltd................................. 44,197 319,846 Ajmera Realty & Infra India, Ltd..................... 4,949 10,525 Akzo Nobel India, Ltd................................ 53,147 955,758 Alembic Pharmaceuticals, Ltd......................... 406,588 511,721 *Alembic, Ltd......................................... 93,083 26,955 Allahabad Bank, Ltd.................................. 661,286 1,666,455 Allcargo Logistics, Ltd.............................. 3,483 8,526 Alok Industries, Ltd................................. 1,894,319 405,367 Alstom India, Ltd.................................... 109,848 834,927 Alstom T&D India, Ltd................................ 161,059 612,479 Amara Raja Batteries, Ltd............................ 193,202 816,343 Amtek Auto, Ltd...................................... 465,354 623,463 *Amtek India, Ltd..................................... 239,652 421,500 Anant Raj Industries, Ltd............................ 665,541 1,001,986 Andhra Bank, Ltd..................................... 649,159 1,247,166 *Andhra Pradesh Paper Mills........................... 35,816 197,349 Apollo Hospitals Enterprise, Ltd..................... 249,642 3,611,548 Apollo Tyres, Ltd.................................... 663,125 1,053,577 Arvind, Ltd.......................................... 806,648 1,215,822 *Asahi India Glass, Ltd............................... 178,126 215,485 Ashok Leyland, Ltd................................... 6,477,083 2,811,497 Asian Hotels East, Ltd............................... 11,929 49,975 *Atul, Ltd............................................ 17,216 126,599 Aurobindo Pharma, Ltd................................ 631,240 1,854,981 Automotive Axles, Ltd................................ 19,185 132,093 *Bajaj Corp., Ltd..................................... 113,243 388,979 Bajaj Electricals, Ltd............................... 163,219 617,370 Bajaj Finance, Ltd................................... 54,152 1,289,894 Bajaj Finserv, Ltd................................... 126,975 1,994,027 Bajaj Hindusthan, Ltd................................ 1,198,145 655,158 Bajaj Holdings & Investment, Ltd..................... 86,830 1,401,984 Balkrishna Industries, Ltd........................... 107,110 528,429 Ballarpur Industries, Ltd............................ 1,049,577 427,796 Balmer Lawrie & Co., Ltd............................. 26,892 319,854 *Balrampur Chini Mills, Ltd........................... 869,619 1,099,487 Bank of Maharashtra, Ltd............................. 644,948 629,041 Bannari Amman Sugars, Ltd............................ 15,663 261,859 BASF India, Ltd...................................... 34,835 420,988 Bata India, Ltd...................................... 116,451 1,834,071 BEML, Ltd............................................ 58,553 313,987 Berger Paints India, Ltd............................. 573,500 1,498,707 *BF Utilities, Ltd.................................... 53,450 358,080 BGR Energy Systems, Ltd.............................. 126,429 616,847 Bharat Forge, Ltd.................................... 455,615 2,300,654 Bhushan Steel, Ltd................................... 369,371 3,373,492 Biocon, Ltd.......................................... 248,587 1,227,030 Birla Corp., Ltd..................................... 104,359 502,477 Blue Dart Express, Ltd............................... 19,330 626,591 Blue Star, Ltd....................................... 134,898 498,708 Bombay Burmah Trading Co............................. 6,216 65,731 Bombay Dyeing & Manufacturing Co., Ltd............... 785,565 1,635,529 *Bombay Rayon Fashions, Ltd........................... 17,322 84,028 Britannia Industries, Ltd............................ 212,180 1,904,951 Cadila Healthcare, Ltd............................... 2,373 38,328 Carborundum Universal, Ltd........................... 307,291 870,768 684 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) Central Bank of India................................ 1,147,333 $1,474,307 Centum Electronics, Ltd.............................. 5,834 8,373 *Century Plyboards India, Ltd......................... 137,796 153,493 Century Textiles & Industries, Ltd................... 291,473 2,096,498 CESC, Ltd............................................ 339,963 1,729,852 Chambal Fertilizers & Chemicals, Ltd................. 805,294 998,835 Chennai Petroleum Corp., Ltd......................... 185,135 443,852 Cholamandalam Investment & Finance Co., Ltd.......... 71,956 293,115 City Union Bank, Ltd................................. 746,017 781,190 Clariant Chemicals (India), Ltd...................... 28,856 350,926 *Claris Lifesciences, Ltd............................. 58,414 259,879 CMC, Ltd............................................. 55,642 1,156,890 Core Education & Technologies, Ltd................... 167,913 965,777 Coromandel International, Ltd. (B0VDZN5)............. 436,371 2,311,601 Corporation Bank..................................... 171,930 1,273,915 Crisil, Ltd.......................................... 112,761 1,984,213 Crompton Greaves, Ltd................................ 65,078 150,507 Dalmia Bharat Enterprises, Ltd....................... 57,965 173,404 DB Corp., Ltd........................................ 1,695 6,563 *DB Realty, Ltd....................................... 368,728 668,317 DCM Shriram Consolidated, Ltd........................ 231,503 306,388 Deepak Fertilizers & Petrochemicals Corp., Ltd....... 147,728 364,452 Delta Corp., Ltd..................................... 308,489 372,882 *DEN Networks, Ltd.................................... 192,940 631,761 Dena Bank............................................ 127,628 250,723 *Development Credit Bank, Ltd......................... 756,069 601,207 Dewan Housing Finance Corp., Ltd..................... 110,571 389,279 *Dish TV (India), Ltd................................. 1,980,742 2,768,051 *Dredging Corp. of India, Ltd......................... 21,673 94,177 E.I.D. - Parry (India), Ltd.......................... 311,709 1,349,027 eClerx Services, Ltd................................. 20,502 259,985 Edelweiss Financial Services, Ltd.................... 353,351 221,524 Educomp Solutions, Ltd............................... 267,067 725,792 Eicher Motors, Ltd................................... 46,375 2,000,505 EIH, Ltd............................................. 432,476 608,691 Elder Pharmaceuticals, Ltd........................... 41,972 222,006 Elgi Equipments, Ltd................................. 224,474 379,844 *Emami, Ltd........................................... 79,112 836,950 Engineers India, Ltd................................. 46,626 204,890 *Entertainment Network India, Ltd..................... 30,173 135,268 Era Infra Engineering, Ltd........................... 352,519 893,620 *Eros International Media, Ltd........................ 97,084 293,213 Escorts, Ltd......................................... 346,480 424,455 *Essar Oil, Ltd....................................... 1,455,331 1,691,241 Essar Ports, Ltd..................................... 383,771 719,662 *Essar Shipping, Ltd.................................. 112,311 60,746 Essel Propack, Ltd................................... 100,852 71,477 FAG Bearings (India), Ltd............................ 27,899 899,404 FDC, Ltd............................................. 277,766 440,943 Federal Bank, Ltd.................................... 572,364 5,134,295 *Federal-Mogul Goetze (India), Ltd.................... 61,495 226,097 Financial Technologies (India), Ltd.................. 110,345 2,034,548 Finolex Cables, Ltd.................................. 106,873 84,722 Finolex Industries, Ltd.............................. 184,311 221,042 *Fortis Healthcare, Ltd............................... 444,769 838,916 *Fresenius Kabi Oncology, Ltd......................... 203,183 346,080 Future Capital Holdings, Ltd......................... 68,029 194,105 Gammon India, Ltd.................................... 105,203 79,340 *Gammon Infrastructure Projects, Ltd.................. 30,123 7,770 Gateway Distriparks, Ltd............................. 230,383 610,953 *Geodesic, Ltd........................................ 72,614 53,737 685 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) *Gillette India, Ltd.................................. 10,058 $ 412,840 Gitanjali Gems, Ltd.................................. 263,212 1,951,204 GlaxoSmithKline Consumer Healthcare, Ltd............. 32,351 1,827,454 *Glodyne Technoserve, Ltd............................. 30,130 30,724 *GMR Infrastructure, Ltd.............................. 2,603,093 966,201 Godfrey Phillips India, Ltd.......................... 3,364 208,028 Godrej Industries, Ltd............................... 263,939 1,472,524 Godrej Properties, Ltd............................... 60,544 647,751 *Gokul Refoils & Solvent, Ltd......................... 27,697 22,311 Graphite India, Ltd.................................. 247,564 382,997 *Gravita India, Ltd................................... 42,956 134,925 Great Eastern Shipping Co., Ltd...................... 331,753 1,579,710 Greaves Cotton, Ltd.................................. 461,835 665,614 Grindwell Norton, Ltd................................ 18,171 87,651 GRUH Finance, Ltd.................................... 111,195 398,286 *GTL Infrastructure, Ltd.............................. 2,080,092 301,345 Gujarat Alkalies & Chemicals, Ltd.................... 140,126 340,846 Gujarat Ambuja Exports, Ltd.......................... 53,836 22,112 Gujarat Fluorochemicals, Ltd......................... 156,927 957,617 Gujarat Gas Co., Ltd................................. 192,163 1,066,160 Gujarat Industries Power Co., Ltd.................... 44,878 55,660 Gujarat Mineral Development Corp., Ltd............... 374,530 1,464,124 Gujarat Narmada Valley Fertilizers Co., Ltd.......... 203,908 307,709 Gujarat NRE Coke, Ltd................................ 1,359,957 459,291 Gujarat State Fertilisers & Chemicals, Ltd........... 603,965 834,125 Gujarat State Petronet, Ltd.......................... 734,688 1,024,599 Gulf Oil Corp., Ltd.................................. 118,401 195,397 *GVK Power & Infrastructure, Ltd...................... 3,866,606 903,426 *Hathway Cable & Datacom, Ltd......................... 182,163 785,185 Havells India, Ltd................................... 202,899 2,168,029 HCL Infosystems, Ltd................................. 625,558 489,844 HEG, Ltd............................................. 63,423 269,348 *HeidelbergCement India, Ltd.......................... 329,788 297,306 *Hexa Tradex, Ltd..................................... 73,518 47,960 Hexaware Technologies, Ltd........................... 1,209,540 2,512,008 *Himachal Futuristic Communications, Ltd.............. 2,651,709 527,369 Hinduja Global Solutions, Ltd........................ 35,626 212,626 Hinduja Ventures, Ltd................................ 36,075 314,815 *Hindustan Construction Co., Ltd...................... 1,799,218 567,028 *Hindustan Oil Exploration Co., Ltd................... 189,536 353,849 Honeywell Automation India, Ltd...................... 10,066 503,404 *Hotel Leelaventure, Ltd.............................. 536,623 295,515 *Housing Development & Infrastructure, Ltd............ 1,358,320 2,402,631 HSIL, Ltd............................................ 72,596 160,309 HT Media, Ltd........................................ 80,932 153,974 *ICRA, Ltd............................................ 1,534 39,004 India Cements, Ltd................................... 955,552 1,694,348 India Infoline, Ltd.................................. 887,635 1,138,553 Indiabulls Financial Services, Ltd................... 357,294 1,643,091 Indian Bank.......................................... 153,164 476,990 Indian Hotels Co., Ltd............................... 1,875,878 2,184,318 Indian Overseas Bank................................. 879,677 1,165,096 Indo Rama Synthetics (India), Ltd.................... 82,034 37,451 Indoco Remedies, Ltd................................. 92,250 110,374 Indraprastha Gas, Ltd................................ 320,817 1,530,756 IndusInd Bank, Ltd................................... 108,813 731,760 Info Edge (India), Ltd............................... 87,014 572,488 Infotech Enterprises, Ltd............................ 182,267 632,382 ING Vysya Bank, Ltd.................................. 21,126 179,733 Ingersoll-Rand India, Ltd............................ 33,356 298,934 Ipca Laboratories, Ltd............................... 282,189 2,404,786 686 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) IRB Infrastructure Developers, Ltd................... 608,470 $1,371,182 *IVRCL Infrastructures & Projects, Ltd................ 1,362,161 999,346 J.B. Chemicals & Pharmaceuticals, Ltd................ 31,979 40,739 Jagran Prakashan, Ltd................................ 319,553 590,746 Jai Corp., Ltd....................................... 13,886 14,485 *Jain Irrigation Systems, Ltd......................... 1,123,832 1,362,887 Jammu & Kashmir Bank, Ltd............................ 105,080 2,405,795 Jaypee Infratech, Ltd................................ 1,095,948 965,813 JBF Industries, Ltd.................................. 124,773 327,147 *Jet Airways (India), Ltd............................. 159,407 991,258 Jindal Drilling & Industries, Ltd.................... 13,908 65,558 Jindal Poly Films, Ltd............................... 90,006 336,111 Jindal Saw, Ltd...................................... 551,637 1,165,489 *Jindal Stainless, Ltd................................ 275,537 337,179 JK Cement, Ltd....................................... 80,243 375,447 JK Lakshmi Cement, Ltd............................... 176,171 406,554 JM Financial, Ltd.................................... 1,525,085 460,067 JSW Energy, Ltd...................................... 62,695 74,120 *JSW ISPAT Steel, Ltd................................. 3,544,973 648,092 *Jubilant Foodworks, Ltd.............................. 45,893 1,079,070 Jubilant Organosys, Ltd.............................. 222,295 916,617 Jyothy Laboratories, Ltd............................. 278,070 913,514 Kajaria Ceramics, Ltd................................ 113,245 446,463 Kakinada Fertilizers, Ltd............................ 632,948 131,896 Kalpataru Power Transmission, Ltd.................... 34,721 56,590 Kansai Nerolac Paints, Ltd........................... 2,133 37,646 Karnataka Bank, Ltd.................................. 860,948 2,158,530 Karur Vysya Bank, Ltd................................ 159,651 1,373,977 *Karuturi Global, Ltd................................. 408,138 33,704 Kaveri Seed Co., Ltd................................. 16,079 327,877 KEC International, Ltd............................... 348,094 410,797 Kesoram Industries, Ltd.............................. 56,319 152,805 Kewal Kiran Clothing, Ltd............................ 1,598 20,598 Kirloskar Brothers, Ltd.............................. 817 2,251 Kirloskar Industries, Ltd............................ 8,177 47,883 Kirloskar Oil Engines, Ltd........................... 218,179 772,220 KPIT Cummins Infosystems, Ltd........................ 339,910 786,135 KSB Pumps, Ltd....................................... 31,790 135,582 *KSK Energy Ventures, Ltd............................. 39,524 44,898 Lakshmi Machine Works, Ltd........................... 13,190 504,704 *Lanco Infratech, Ltd................................. 2,883,805 636,422 Madras Cements, Ltd.................................. 273,238 1,028,606 *Mahanagar Telephone Nigam, Ltd....................... 782,757 381,114 Maharashtra Scooters, Ltd............................ 3,473 23,754 Maharashtra Seamless, Ltd............................ 107,476 659,511 Mahindra & Mahindra Financial Services, Ltd.......... 100,699 1,617,997 Mahindra Holidays & Resorts India, Ltd............... 7,323 37,298 Mahindra Lifespace Developers, Ltd................... 49,080 369,836 *Man Infraconstruction, Ltd........................... 26,686 88,730 Mandhana Industries, Ltd............................. 29,389 128,630 Marico, Ltd.......................................... 514,259 2,006,133 *MAX India, Ltd....................................... 562,020 2,522,032 McLeod Russel (India), Ltd........................... 228,565 1,287,903 *Mercator Lines, Ltd.................................. 649,167 254,474 *Merck, Ltd........................................... 20,801 239,595 MindTree, Ltd........................................ 53,931 656,849 MOIL, Ltd............................................ 88,839 402,938 Monnet Ispat, Ltd.................................... 84,484 460,569 Monsanto India, Ltd.................................. 26,377 304,329 Motherson Sumi Systems, Ltd.......................... 942,232 2,739,875 *Motilal Oswal Financial Services, Ltd................ 18,723 41,447 687 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) Mphasis, Ltd......................................... 134,399 $ 968,568 MRF, Ltd............................................. 6,556 1,236,646 Nagarjuna Construction Co., Ltd...................... 1,064,726 862,434 *Nagarjuna Oil Refinery, Ltd.......................... 575,408 57,521 Nahar Capital & Financial Services, Ltd.............. 10,494 9,148 Nahar Poly Films, Ltd................................ 28,311 11,487 Natco Pharma, Ltd.................................... 62,273 432,855 Nava Bharat Ventures, Ltd............................ 13,117 43,576 Navneet Publications India, Ltd...................... 272,516 295,562 NESCO, Ltd........................................... 29,209 368,970 NIIT Technologies, Ltd............................... 198,527 1,081,978 NIIT, Ltd............................................ 167,888 103,593 Nitin Fire Protection Industries, Ltd................ 499,985 616,943 Noida Toll Bridge Co., Ltd........................... 180,315 84,398 Oberoi Realty, Ltd................................... 5,185 26,383 OCL India, Ltd....................................... 51,578 149,127 *OMAXE, Ltd........................................... 302,896 881,048 Opto Circuits India, Ltd............................. 489,236 1,093,174 Orchid Chemicals & Pharmaceuticals, Ltd.............. 137,657 266,098 Orient Paper & Industries, Ltd....................... 284,026 403,265 Oriental Bank of Commerce............................ 301,950 1,731,868 Orissa Minerals Development Co., Ltd................. 9,760 787,404 *Oswal Chemical & Fertilizers, Ltd.................... 29,723 16,632 Page Industries, Ltd................................. 8,896 552,444 *Panacea Biotec, Ltd.................................. 33,715 66,560 Pantaloon Retail India, Ltd.......................... 2,575 8,516 *Parsvnath Developers, Ltd............................ 446,760 305,160 Peninsula Land, Ltd.................................. 196,077 265,519 Persistent Systems, Ltd.............................. 19,797 175,480 Petronet LNG, Ltd.................................... 276,925 860,918 Pfizer, Ltd.......................................... 11,684 247,178 Phoenix Mills, Ltd................................... 92,407 343,539 Pidilite Industries, Ltd............................. 856,406 3,063,555 *Pipavav Defence & Offshore Engineering Co., Ltd...... 1,077,246 1,577,662 Piramal Enterprises, Ltd............................. 237,828 2,184,327 *Plethico Pharmaceuticals, Ltd........................ 50,065 229,022 Polaris Financial Technology, Ltd.................... 125,423 278,154 Praj Industries, Ltd................................. 112,064 94,058 Prakash Industries, Ltd.............................. 15,110 14,062 Prestige Estates Projects, Ltd....................... 91,900 266,041 *Prime Focus, Ltd..................................... 93,405 83,221 Prism Cement, Ltd.................................... 530,226 546,461 Proctor & Gamble Hygiene & Health Care, Ltd.......... 2,985 136,763 PTC (India), Ltd..................................... 1,029,885 1,214,036 *PTC India Financial Services, Ltd.................... 127,153 35,019 Punj Lloyd, Ltd...................................... 1,156,124 1,078,370 Punjab & Sind Bank................................... 142,243 170,152 Radico Khaitan, Ltd.................................. 344,454 767,571 Rain Commodities, Ltd................................ 417,422 300,386 Rajesh Exports, Ltd.................................. 106,849 241,872 Rallis India, Ltd.................................... 381,154 1,007,057 Raymond, Ltd......................................... 198,416 1,407,691 Redington India, Ltd................................. 569,553 855,490 REI Agro, Ltd........................................ 2,693,851 510,010 *REI Six Ten Retail, Ltd.............................. 159,806 11,374 Rolta (India), Ltd................................... 548,321 659,018 Ruchi Soya Industries, Ltd........................... 516,585 636,614 *S Mobility, Ltd...................................... 70,822 51,492 Sadbhav Engineering, Ltd............................. 109,117 294,501 Sanofi India, Ltd.................................... 24,044 993,560 *Sanwaria Agro Oils, Ltd.............................. 86,525 64,004 688 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) *Satyam Computer Services, Ltd........................ 1,448,406 $2,938,345 Schneider Electric Infrastructure, Ltd............... 184,541 311,621 *SEAMEC, Ltd.......................................... 8,256 13,947 *Shasun Pharmaceuticals, Ltd.......................... 66,364 182,480 *Shipping Corp. of India, Ltd......................... 841,621 790,654 Shiv-Vani Oil & Gas Exploration Services, Ltd........ 1,193 2,888 Shoppers Stop, Ltd................................... 126,444 1,012,739 Shree Cement, Ltd.................................... 17,365 1,358,006 Shree Renuka Sugars, Ltd............................. 1,992,569 1,160,306 Simplex Infrastructures, Ltd......................... 1,045 3,944 Sintex Industries, Ltd............................... 889,996 1,059,749 *SITI Cable Network, Ltd.............................. 214,796 82,435 SJVN, Ltd............................................ 198,665 73,754 SKF (India), Ltd..................................... 72,466 870,695 Sobha Developers, Ltd................................ 255,673 1,696,963 Solar Industries India, Ltd.......................... 15,578 282,454 South Indian Bank, Ltd............................... 1,981,190 848,547 SREI Infrastructure Finance, Ltd..................... 297,648 151,404 SRF, Ltd............................................. 101,277 419,167 State Bank of Bikaner & Jaipur....................... 56,517 396,989 *Sterling Biotech, Ltd................................ 305,767 30,759 Sterlite Technologies, Ltd........................... 413,985 229,145 Strides Arcolab, Ltd................................. 225,600 3,730,557 Styrolution ABS India, Ltd........................... 23,441 279,163 *Sun Pharma Advanced Research Co., Ltd................ 423,174 763,974 Sundaram Finance, Ltd................................ 17,281 293,686 *Sundaram Investment, Ltd............................. 3,890 10,087 Sundaram-Clayton, Ltd................................ 3,890 22,503 Sundram Fastners, Ltd................................ 306,501 272,288 Supreme Industries, Ltd.............................. 130,761 706,976 Supreme Petrochem, Ltd............................... 112,393 117,027 Surana Industries, Ltd............................... 14,879 38,659 *Suzlon Energy, Ltd................................... 3,471,114 1,011,366 Swaraj Engines, Ltd.................................. 3,100 24,609 Syndicate Bank....................................... 700,985 1,525,753 Tata Chemicals, Ltd.................................. 116,319 683,237 Tata Communications, Ltd............................. 335,937 1,515,496 #Tata Communications, Ltd. ADR........................ 92,938 822,501 Tata Elxsi, Ltd...................................... 51,574 208,489 Tata Investment Corp., Ltd........................... 38,471 316,258 Tata Tea, Ltd........................................ 1,271,119 3,508,352 *Tata Teleservices Maharashtra, Ltd................... 2,003,794 400,629 Tech Mahindra, Ltd................................... 86,951 1,533,714 *Techno Electric & Engineering Co., Ltd............... 15,540 58,006 Texmaco Rail & Engineering, Ltd...................... 155,901 178,431 Thermax India, Ltd................................... 122,976 1,339,232 Time Technoplast, Ltd................................ 90,263 76,256 Timken India, Ltd.................................... 42,048 149,991 Titagarh Wagons, Ltd................................. 17,656 107,554 Torrent Pharmaceuticals, Ltd......................... 139,005 1,738,480 Torrent Power, Ltd................................... 111,188 316,404 Trent, Ltd........................................... 36,504 750,979 Triveni Turbine, Ltd................................. 146,168 149,696 TTK Prestige, Ltd.................................... 20,253 1,201,040 Tube Investments of India, Ltd....................... 368,027 1,182,249 *Tulip IT Services, Ltd............................... 73,866 50,851 TVS Motor Co., Ltd................................... 1,228,130 875,761 UCO Bank............................................. 765,697 1,031,326 Uflex, Ltd........................................... 11,351 21,229 Unichem Laboratories, Ltd............................ 174,457 617,742 *Unitech, Ltd......................................... 7,368,179 3,146,017 689 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ----------- ------------ INDIA -- (Continued) *United Bank of India............................... 290,520 $ 340,342 United Phosphorus, Ltd............................. 1,095,227 2,309,981 *Usha Martin, Ltd................................... 514,903 276,118 *Vardhman Special Steels, Ltd....................... 15,258 9,303 Vardhman Textiles, Ltd............................. 76,291 350,839 Vesuvius India, Ltd................................ 1,802 11,354 *V-Guard Industries, Ltd............................ 28,075 229,254 Videocon Industries, Ltd........................... 440,953 1,398,409 Vijaya Bank, Ltd................................... 663,648 660,431 VIP Industries, Ltd................................ 149,430 226,593 Voltas, Ltd........................................ 809,977 1,658,785 VST Industries, Ltd................................ 13,177 428,712 WABCO India, Ltd................................... 8,387 248,553 Welspun Corp., Ltd................................. 646,946 1,165,572 *Wockhardt, Ltd..................................... 78,177 2,183,137 Wyeth, Ltd......................................... 38,992 628,337 *Zee Learn, Ltd..................................... 57,229 29,766 Zensar Technologies, Ltd........................... 100,258 428,278 *Zuari Agro Chemicals, Ltd.......................... 42,970 267,030 Zuari Global, Ltd.................................. 42,970 96,531 Zydus Wellness, Ltd................................ 53,022 432,105 Zylog Systems, Ltd................................. 63,881 177,437 ------------ TOTAL INDIA........................................... 272,539,401 ------------ INDONESIA -- (4.3%) *PT Lippo Cikarang Tbk.............................. 989,000 381,598 PT Ace Hardware Indonesia Tbk...................... 899,000 653,350 PT Adhi Karya Persero Tbk.......................... 4,865,500 712,613 *PT Agis Tbk........................................ 12,930,500 584,190 PT Agung Podomoro Land Tbk......................... 16,715,500 631,346 PT AKR Corporindo Tbk.............................. 12,350,700 5,690,078 *PT Alam Sutera Realty Tbk.......................... 51,369,500 3,085,258 PT Aneka Tambang Persero Tbk....................... 20,265,000 2,688,689 PT Asahimas Flat Glass Tbk......................... 983,000 796,310 PT Astra Graphia Tbk............................... 1,904,000 276,521 *PT Bakrie & Brothers Tbk........................... 319,498,500 1,295,672 PT Bakrie Sumatera Plantations Tbk................. 58,132,000 716,612 *PT Bakrie Telecom Tbk.............................. 87,585,398 546,117 *PT Bakrieland Development Tbk...................... 204,925,750 1,378,760 PT Bank Bukopin Tbk................................ 22,426,666 1,484,690 *PT Bank Pan Indonesia Tbk.......................... 7,399,000 560,022 *PT Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk............................................... 10,678,500 1,216,464 PT Bank Tabungan Negara Persero Tbk................ 14,634,712 2,303,348 *PT Barito Pacific Tbk.............................. 9,296,000 481,925 *PT Benakat Petroleum Energy Tbk.................... 26,180,000 483,659 *PT Berau Coal Energy Tbk........................... 12,182,000 278,543 *PT Berlian Laju Tanker Tbk......................... 35,106,366 -- PT Bhakti Investama Tbk............................ 103,922,400 5,917,040 PT Bisi International Tbk.......................... 7,499,000 832,026 *PT Borneo Lumbung Energi & Metal Tbk............... 8,237,000 528,283 *PT Budi Acid Jaya Tbk.............................. 5,947,000 87,167 *PT Bumi Resources Minerals Tbk..................... 7,618,000 343,199 PT Bumi Serpong Damai Tbk.......................... 30,256,200 3,877,388 *PT BW Plantation Tbk............................... 8,541,000 1,276,109 *PT Central Proteinaprima Tbk....................... 21,920,000 76,452 PT Chandra Asri Petrochemical Tbk.................. 13,500 3,608 PT Charoen Pokphand Indonesia Tbk.................. 10,683,000 3,459,008 PT Ciputra Development Tbk......................... 48,487,080 3,414,701 PT Ciputra Property Tbk............................ 8,242,500 564,379 PT Ciputra Surya Tbk............................... 4,670,500 847,584 PT Citra Marga Nusaphala Persada Tbk............... 8,433,000 2,034,527 690 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ----------- ---------- INDONESIA -- (Continued) PT Clipan Finance Indonesia Tbk.................... 1,482,000 $ 61,437 *PT Darma Henwa Tbk................................. 72,303,600 374,669 *PT Davomas Adabi Tbk............................... 37,629,500 195,885 *PT Delta Dunia Makmur Tbk.......................... 25,748,000 468,977 *PT Energi Mega Persada Tbk......................... 175,439,000 1,650,305 PT Ever Shine Textile Tbk.......................... 3,654,640 60,498 *PT Exploitasi Energi Indonesia Tbk................. 6,807,500 254,261 PT Fajar Surya Wisesa Tbk.......................... 5,000 1,263 PT Gajah Tunggal Tbk............................... 8,244,000 1,856,863 *PT Garda Tujuh Buana Tbk........................... 61,500 24,971 *PT Garuda Indonesia Persero Tbk.................... 18,790,000 1,346,669 PT Global Mediacom Tbk............................. 19,838,000 4,686,984 PT Gozco Plantations Tbk........................... 11,983,200 267,311 *PT Hanson International Tbk........................ 18,249,500 426,665 PT Harum Energy Tbk................................ 4,330,500 2,421,773 *PT Hexindo Adiperkasa Tbk.......................... 1,108,000 821,208 PT Holcim Indonesia Tbk............................ 9,852,500 3,324,619 *PT Indah Kiat Pulp & Paper Corp. Tbk............... 10,970,500 1,115,860 PT Indika Energy Tbk............................... 8,123,500 1,303,911 *PT Indomobil Sukses Internasional Tbk.............. 3,826,000 2,015,654 PT Indorama Synthetics Tbk......................... 485,000 76,013 *PT Inovisi Infracom Tbk............................ 194,700 126,536 PT Intiland Development Tbk........................ 22,418,032 732,490 PT Japfa Comfeed Indonesia Tbk..................... 4,380,500 2,218,186 PT Jaya Real Property Tbk.......................... 1,967,500 563,313 *PT Kawasan Industri Jababeka Tbk................... 95,760,000 2,031,528 *PT Krakatau Steel Persero Tbk...................... 4,611,000 334,947 PT Lippo Karawaci Tbk.............................. 78,560,312 7,581,188 *PT Malindo Feedmill Tbk............................ 4,277,000 727,930 PT Matahari Putra Prima Tbk........................ 9,979,628 1,565,641 PT Mayorah Indah Tbk............................... 2,535,500 6,225,811 PT Medco Energi Internasional Tbk.................. 7,612,000 1,247,477 PT Media Nusantara Citra Tbk....................... 15,695,985 4,603,064 PT Mitra Adiperkasa Tbk............................ 5,442,000 3,696,014 *PT Mitra International Resources Tbk............... 6,855,000 106,340 *PT Modern Internasional Tbk........................ 91,000 6,982 PT Multistrada Arah Sarana Tbk..................... 6,255,000 243,093 *PT Myoh Technology Tbk............................. 586,500 65,869 PT Nippon Indosari Corpindo Tbk.................... 473,500 295,088 *PT Nusantara Infrastructure Tbk.................... 5,654,500 99,742 PT Pabrik Kertas Tjiwi Kimia Tbk................... 557,500 128,885 *PT Pakuwon Jati Tbk................................ 70,747,200 2,053,570 PT Pan Brothers Tbk................................ 207,000 9,027 *PT Panasia Indo Resources Tbk...................... 79,000 2,509 *PT Panin Financial Tbk............................. 79,117,500 1,091,611 PT Panin Insurance Tbk............................. 6,780,000 378,212 PT Pembangunan Perumahan Persero Tbk............... 6,331,500 505,104 PT Perusahaan Perkebunan London Sumatra Indonesia Tbk............................................ 12,771,000 3,077,269 *PT Polaris Investama Tbk........................... 2,730,500 387,611 *PT Polychem Indonesia Tbk.......................... 4,562,500 172,482 PT Ramayana Lestari Sentosa Tbk.................... 17,032,000 1,960,439 PT Resource Alam Indonesia Tbk..................... 2,071,000 610,974 PT Sampoerna Agro Tbk.............................. 3,638,500 914,676 PT Samudera Indonesia Tbk.......................... 142,500 56,723 PT Selamat Sempurna Tbk............................ 4,185,500 1,064,165 *PT Sentul City Tbk................................. 115,702,500 2,307,096 PT Sinar Mas Agro Resources & Technology Tbk....... 1,037,460 750,527 PT Sinar Mas Multiartha Tbk........................ 3,500 1,655 PT Summarecon Agung Tbk............................ 27,073,532 4,929,473 *PT Sunson Textile Manufacturer Tbk................. 2,325,500 47,938 *PT Surabaya Agung Industri Pulp & Kertas Tbk....... 64,500 1,690 691 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ------------ INDONESIA -- (Continued) *PT Surya Dumai Industri Tbk........................ 3,298,500 $ -- PT Surya Semesta Internusa Tbk..................... 19,654,500 2,403,443 *PT Suryainti Permata Tbk........................... 7,252,000 67,197 *PT Texmaco Jaya Tbk................................ 93,000 28,563 PT Tiga Pilar Sejahtera Food Tbk................... 10,096,000 942,106 PT Timah Persero Tbk............................... 13,764,500 2,039,016 PT Total Bangun Persada TbK........................ 6,019,500 449,342 *PT Tower Bersama Infrastructure Tbk................ 4,208,000 2,185,668 *PT Trada Maritime Tbk.............................. 32,333,513 3,186,994 PT Trias Sentosa Tbk............................... 38,725,600 1,225,734 *PT Trimegah Securities Tbk......................... 9,741,000 119,186 *PT Truba Alam Manunggal Engineering Tbk............ 21,316,500 110,966 PT Tunas Baru Lampung Tbk.......................... 9,083,500 480,022 PT Tunas Ridean Tbk................................ 13,838,000 1,293,840 PT Ultrajaya Milk Industry & Trading Co. Tbk....... 390,000 51,004 PT Unggul Indah Cahaya Tbk......................... 48,239 10,421 PT Wijaya Karya Persero Tbk........................ 10,797,500 1,535,333 ------------ TOTAL INDONESIA....................................... 141,314,742 ------------ ISRAEL -- (0.0%) *Alony Hetz Properties & Investments, Ltd........... 1 3 Beit Shemesh Engines Holdings, Ltd................. -- -- Delta-Galil Industries, Ltd........................ 1 7 *Electra Real Estate, Ltd........................... 1 2 *Feuchtwanger Investments, Ltd...................... 4,200 13 *Formula Systems (1985), Ltd........................ -- 3 *Formula Vision Technologies, Ltd................... 1 -- *Jerusalem Oil Exploration, Ltd..................... -- 3 *Knafaim Holdings, Ltd.............................. 19,085 56,219 *Metis Capital, Ltd................................. 919 1,070 *Mivtach Shamir Holdings, Ltd....................... 13,006 237,207 *Naphtha Israel Petroleum Corp., Ltd................ 1 4 Osem Investments, Ltd.............................. 1 10 Super-Sol, Ltd. Series B........................... -- 1 ------------ TOTAL ISRAEL.......................................... 294,542 ------------ MALAYSIA -- (5.0%) *Adventa Berhad..................................... 4,600 2,864 Aeon Co. (M) Berhad................................ 1,009,700 4,133,867 Aeon Credit Service M Berhad....................... 46,800 183,296 Affin Holdings Berhad.............................. 929,300 1,031,644 *Alam Maritim Resources Berhad...................... 67,200 15,939 Amway (Malaysia) Holdings Berhad................... 396,700 1,580,802 Ann Joo Resources Berhad........................... 981,750 476,329 *Anson Perdana Berhad............................... 10,000 148 APM Automotive Holdings Berhad..................... 329,700 526,316 Asas Dunia Berhad.................................. 100,400 49,622 *Benalec Holdings Berhad............................ 1,776,500 820,275 Berjaya Assets Berhad.............................. 810,100 238,378 Berjaya Corp. Berhad............................... 12,830,500 2,690,490 Berjaya Land Berhad................................ 3,734,000 993,215 BIMB Holdings Berhad............................... 1,896,600 1,881,657 Bintulu Port Holdings Berhad....................... 25,900 60,204 BLD Plantation Berhad.............................. 6,600 17,267 *Bolton Berhad...................................... 689,430 182,086 *Bonia Corp. Berhad................................. 21,400 17,188 *Boustead Heavy Industries Corp. Berhad............. 2,600 2,158 Boustead Holdings Berhad........................... 616,272 1,012,540 Bursa Malaysia Berhad.............................. 2,077,000 4,293,842 Cahya Mata Sarawak Berhad.......................... 859,300 938,095 Carlsberg Brewery Berhad........................... 769,300 3,306,189 692 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- MALAYSIA -- (Continued) *Carotech Berhad...................................... 230,650 $ 1,514 CB Industrial Product Holding Berhad................. 920,820 821,624 Chemical Co. of Malaysia Berhad...................... 443,200 190,165 Chin Teck Plantations Berhad......................... 33,000 97,542 CI Holdings Berhad................................... 29,900 9,608 Coastal Contracts Berhad............................. 639,866 400,206 CSC Steel Holdings Berhad............................ 534,600 213,893 Cycle & Carriage Bintang Berhad...................... 15,000 13,708 Daibochi Plastic & Packaging Industry Berhad......... 34,700 30,050 *Datuk Keramik Holdings Berhad........................ 24,000 -- Dayang Enterprise Holdings Berhad.................... 835,231 621,352 Dialog Group Berhad.................................. 4,126,992 3,244,741 Dijaya Corp. Berhad.................................. 579,500 201,589 DRB-Hicom Berhad..................................... 4,781,100 3,880,149 Dutch Lady Milk Industries Berhad.................... 129,000 2,114,579 Eastern & Oriental Berhad............................ 3,813,700 2,046,994 ECM Libra Financial Group Berhad..................... 1,372,801 400,058 Encorp Berhad........................................ 55,200 10,405 Eng Kah Corp. Berhad................................. 21,890 26,225 Evergreen Fibreboard Berhad.......................... 1,239,400 262,332 Faber Group Berhad................................... 1,012,500 484,319 Far East Holdings Berhad............................. 61,500 146,302 *Fountain View Development Berhad..................... 808,200 -- Fraser & Neave Holdings Berhad....................... 190,500 1,237,331 George Kent (Malaysia) Berhad........................ 34,200 10,948 Glenealy Plantations Berhad.......................... 2,900 7,141 Globetronics Technology Berhad....................... 587,560 290,730 Glomac Berhad........................................ 1,293,800 357,923 *Golden Plus Holdings Berhad.......................... 216,000 74,458 Goldis Berhad........................................ 524,250 345,654 *Guan Chong Berhad.................................... 76,500 47,664 Guinness Anchor Berhad............................... 841,900 4,583,989 GuocoLand (Malaysia) Berhad.......................... 719,200 185,278 Hai-O Enterprise Berhad.............................. 398,680 290,210 Hap Seng Consolidated Berhad......................... 3,960,240 2,114,803 Hap Seng Plantations Holdings Berhad................. 1,014,300 977,865 Hartalega Holdings Berhad............................ 859,800 1,314,592 *Hiap Teck Venture Berhad............................. 220,800 36,182 *Ho Wah Genting Berhad................................ 3,176,000 327,213 Hock Seng Lee Berhad................................. 1,070,416 554,026 Hong Leong Industries Berhad......................... 605,900 932,942 *Hovid Berhad......................................... 922,600 74,110 Hunza Properties Berhad.............................. 446,200 223,695 Hwang-DBS (Malaysia) Berhad.......................... 293,200 242,826 IGB Corp. Berhad..................................... 4,943,755 3,948,960 *IGB Real Estate Investment Trust..................... 1,240,638 537,637 IJM Land Berhad...................................... 2,136,700 1,542,738 IJM Plantations Berhad............................... 1,533,300 1,573,428 *Inch Kenneth Kajang Rubber Berhad.................... 252,900 60,835 *Insas Berhad......................................... 1,724,481 226,182 Integrated Logistics Berhad.......................... 260,515 78,500 Integrax Berhad...................................... 36,600 16,681 *Iris Corp. Berhad.................................... 3,556,800 203,407 *Jaks Resources Berhad................................ 1,842,000 222,869 Jaya Tiasa Holdings Berhad........................... 1,561,527 1,177,241 *JCY International Berhad............................. 2,789,700 684,449 JobStreet Corp. Berhad............................... 26,700 18,849 JT International Berhad.............................. 554,100 1,235,751 K & N Kenanga Holdings Berhad........................ 898,100 197,446 *Karambunai Corp. Berhad.............................. 4,654,100 181,880 Keck Seng (Malaysia) Berhad.......................... 828,150 1,067,821 693 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- MALAYSIA -- (Continued) *KFC Holdings (Malaysia) Berhad....................... 2,239,200 $2,860,980 Kian Joo Can Factory Berhad.......................... 1,305,480 1,014,161 Kim Loong Resources Berhad........................... 284,960 211,195 *Kinsteel Berhad...................................... 1,838,700 237,819 KLCC Property Holdings Berhad........................ 926,400 1,804,626 *KNM Group Berhad..................................... 4,458,150 780,660 Kossan Rubber Industries Berhad...................... 863,700 864,363 KPJ Healthcare Berhad................................ 2,493,850 4,934,436 KrisAssets Holdings Berhad........................... 323,363 293,614 *KSK Group Berhad..................................... 3,263,700 731,429 *KSL Holdings Berhad.................................. 730,166 340,537 *KUB (Malaysia) Berhad................................ 1,353,500 216,995 Kulim (Malaysia) Berhad.............................. 960,700 1,577,380 *Kumpulan Europlus Berhad............................. 1,280,200 440,386 *Kumpulan Fima Berhad................................. 587,450 373,593 Kumpulan Perangsang Selangor Berhad.................. 597,200 189,784 Kwantas Corp. Berhad................................. 390,200 254,231 *Land & General Berhad................................ 2,455,000 368,322 *Landmarks Berhad..................................... 983,200 304,551 Latexx Partners Berhad............................... 687,600 513,880 LBS Bina Group Berhad................................ 1,041,200 297,071 Lingkaran Trans Kota Holdings Berhad................. 915,600 1,177,174 Lingui Development Berhad............................ 266,600 142,584 *Lion Corp. Berhad.................................... 535,800 49,971 Lion Industries Corp. Berhad......................... 2,379,000 826,423 LPI Capital Berhad................................... 82,980 382,270 Mah Sing Group Berhad................................ 1,906,840 1,403,046 Malayan Flour Mills Berhad........................... 1,205,250 541,170 Malaysia Building Society Berhad..................... 1,463,200 1,125,109 *Malaysian Airlines System Berhad..................... 4,794,600 1,616,480 Malaysian Bulk Carriers Berhad....................... 1,419,100 674,309 Malaysian Pacific Industries Berhad.................. 364,713 315,969 Malaysian Resources Corp. Berhad..................... 7,860,749 4,522,320 *Mancon Berhad........................................ 12,000 3,427 Marco Holdings Berhad................................ 1,304,500 66,113 *Masterskill Education Group Berhad................... 123,600 29,425 MBM Resources Berhad................................. 781,196 870,820 *Media Chinese International, Ltd..................... 995,000 537,528 Media Prima Berhad................................... 4,137,403 3,092,841 Mega First Corp. Berhad.............................. 404,800 219,100 *MEMS Technology Berhad............................... 1,917,000 37,761 *MHC Plantations Berhad............................... 22,300 7,827 *MK Land Holdings Berhad.............................. 775,500 94,729 MKH Berhad........................................... 655,392 503,959 *MNRB Holdings Berhad................................. 646,200 613,205 Mudajaya Group Berhad................................ 922,766 807,377 Muhibbah Engineering Berhad.......................... 1,608,350 487,055 *Mulpha International Berhad.......................... 7,825,300 1,050,990 *Multi-Purpose Holdings Berhad........................ 297,100 353,471 My EG Services Berhad................................ 1,619,100 413,564 Naim Holdings Berhad................................. 691,100 450,554 NCB Holdings Berhad.................................. 1,147,200 1,658,579 *Nikko Electronics Berhad............................. 36,600 120 Notion VTEC Berhad................................... 688,216 232,245 NTPM Holdings Berhad................................. 1,203,180 173,789 *Nylex (Malaysia) Berhad.............................. 390,457 68,541 Oriental Holdings Berhad............................. 204,200 522,167 OSK Holdings Berhad.................................. 2,213,270 1,059,168 P.I.E. Industrial Berhad............................. 140,100 203,798 Padini Holdings Berhad............................... 2,134,000 1,432,905 Panasonic Manufacturing (Malaysia) Berhad............ 157,184 1,134,196 694 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- MALAYSIA -- (Continued) *Panglobal Berhad....................................... 14,000 $ 8,687 Paramount Corp. Berhad................................. 291,300 144,174 PBA Holdings Berhad.................................... 274,100 80,993 Pelikan International Corp. Berhad..................... 768,519 188,739 *Perdana Petroleum Berhad............................... 1,534,600 484,635 *Perisai Petroleum Teknologi Berhad..................... 2,323,100 783,100 Perusahaan Sadur Timah Malaysia (Perstima) Berhad...... 5,000 5,249 PJ Development Holdings Berhad......................... 1,247,700 329,208 POS (Malaysia) Berhad.................................. 1,697,600 1,679,724 Press Metal Berhad..................................... 928,900 529,835 *Prime Utilities Berhad................................. 3,000 89 Protasco Berhad........................................ 575,600 173,637 *Puncak Niaga Holding Berhad............................ 744,520 323,812 QL Resources Berhad.................................... 1,905,520 1,980,412 *QSR Brands Berhad...................................... 148,433 320,200 RCE Capital Berhad..................................... 1,535,850 155,898 *Rimbunan Sawit Berhad.................................. 1,151,400 354,293 Salcon Berhad.......................................... 749,400 108,132 *Sapurakencana Petroleum Berhad......................... 3,394,424 2,788,923 Sarawak Oil Palms Berhad............................... 279,360 571,000 Sarawak Plantation Berhad.............................. 106,600 91,214 Scientex Berhad........................................ 280,762 295,517 *Scomi Group Berhad..................................... 5,612,000 752,310 Selangor Dredging Berhad............................... 1,118,200 280,202 Selangor Properties Berhad............................. 141,900 162,466 Shangri-La Hotels (Malaysia) Berhad.................... 240,000 333,421 Shell Refining Co. Federation of Malaysia Berhad....... 7,900 22,801 SHL Consolidated Berhad................................ 277,400 104,784 Southern Acids (Malaysia) Berhad....................... 41,000 32,892 *SPK Sentosa Corp. Berhad............................... 130,200 12,396 *SRI Hartemas Berhad.................................... 65,000 -- Star Publications (Malaysia) Berhad.................... 712,900 732,365 Subur Tiasa Holdings Berhad............................ 386,085 286,831 *Sunway Berhad.......................................... 2,682,570 2,072,667 Supermax Corp. Berhad.................................. 2,989,400 1,978,238 Suria Capital Holdings Berhad.......................... 672,800 319,986 Ta Ann Holdings Berhad................................. 886,608 1,104,515 TA Enterprise Berhad................................... 5,362,200 895,573 TA Global Berhad....................................... 3,284,040 274,255 TAHPS Group Berhad..................................... 4,000 7,157 Tan Chong Motor Holdings Berhad........................ 1,383,200 2,009,816 Tasek Corp. Berhad..................................... 58,200 263,210 TDM Berhad............................................. 483,800 561,573 *TH Heavy Engineering Berhad............................ 2,725,000 526,184 TH Plantations Berhad.................................. 1,087,500 823,463 Three-A Resources Berhad............................... 11,100 4,257 *Time Dotcom Berhad..................................... 1,821,888 2,087,921 Time Engineering Berhad................................ 1,664,600 168,872 Top Glove Corp. Berhad................................. 1,963,660 3,443,986 Tradewinds (Malaysia) Berhad........................... 508,100 1,221,504 Tradewinds Corp. Berhad................................ 725,000 241,884 Tradewinds Plantation Berhad........................... 318,700 446,739 TRC Synergy Berhad..................................... 155,520 30,305 TSH Resources Berhad................................... 1,490,700 1,162,951 Uchi Technologies Berhad............................... 889,900 338,581 Unico-Desa Plantations Berhad.......................... 1,853,775 772,095 Unisem (Malaysia) Berhad............................... 2,627,090 875,311 United Malacca Berhad.................................. 391,050 918,704 United Plantations Berhad.............................. 508,900 4,203,840 *UOA Development Berhad................................. 877,000 485,807 VS Industry Berhad..................................... 344,026 169,144 695 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ------------ MALAYSIA -- (Continued) Wah Seong Corp. Berhad............................... 1,732,993 $ 993,709 WCT Berhad........................................... 2,987,300 2,701,264 *Wellcall Holdings Berhad............................. 18,000 14,220 Wing Tai (Malaysia) Berhad........................... 551,500 327,561 WTK Holdings Berhad.................................. 1,574,800 541,214 Yeo Hiap Seng (Malaysia) Berhad...................... 164,560 191,688 YNH Property Berhad.................................. 918,198 573,348 YTL e-Solutions Berhad............................... 3,485,600 834,548 *YTL Land & Development Berhad........................ 1,050,700 333,482 Zhulian Corp Berhad.................................. 443,033 377,865 ------------ TOTAL MALAYSIA.......................................... 162,803,488 ------------ MEXICO -- (3.1%) #*Alsea S.A.B. de C.V.................................. 2,300,186 3,694,281 #Arca Continental S.A.B. de C.V....................... 1,556,394 11,291,999 #*Axtel S.A.B. de C.V.................................. 4,137,360 922,643 *Banregio Grupo Financiero S.A.B. de C.V.............. 171,188 679,706 *Bio Pappel S.A.B. de C.V............................. 87,067 85,046 Bolsa Mexicana de Valores S.A. de C.V................ 1,947,055 4,312,250 #Cia Minera Autlan S.A.B. de C.V. Series B............ 402,599 398,479 #Compartamos S.A.B. de C.V............................ 3,957,362 5,295,019 #*Consorcio ARA S.A.B. de C.V. Series *................ 4,323,189 1,356,981 *Consorcio Hogar S.A.B. de C.V. Series B.............. 50,193 10,733 *Corporacion GEO S.A.B. de C.V. Series B.............. 2,649,410 3,180,749 *Corporacion Interamericana de Entramiento S.A.B...... de C.V. Series B.................................... 960,372 484,073 *Corporacion Mexicana de Restaurantes S.A.B. de C.V. Series B............................................ 1,323 328 Corporacion Moctezuma S.A.B. de C.V. Series *........ 858,200 1,972,798 Corporativo Fragua S.A.B. de C.V..................... 3 47 *Corporativo GBM S.A.B. de C.V........................ 26,419 13,316 #*Desarrolladora Homex S.A.B. de C.V................... 1,235,743 2,730,262 #*Desarrolladora Homex S.A.B. de C.V. ADR.............. 38,266 507,024 *Empaques Ponderosa S.A. de C.V. Series B............. 206,000 14,159 #*Empresas ICA S.A.B. de C.V........................... 1,729,536 3,718,225 #*Empresas ICA S.A.B. de C.V. Sponsored ADR............ 626,760 5,415,206 #*Financiera Independencia S.A.B. de C.V............... 215,935 66,624 #*Genomma Lab Internacional S.A.B. de C.V. Series B.... 4,371,954 8,714,526 #*Gruma S.A.B. de C.V. ADR............................. 33,070 383,612 *Gruma S.A.B. de C.V. Series B........................ 1,253,434 3,647,154 #*Grupo Aeromexico S.A.B. de C.V....................... 274,987 429,680 Grupo Aeroportuario del Centro Norte S.A.B. de C.V... 491,270 1,167,957 Grupo Aeroportuario del Centro Norte S.A.B. de C.V. ADR................................................ 3,642 70,181 Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR.. 11,942 568,678 Grupo Aeroportuario del Pacifico S.A.B. de C.V. Series B........................................... 624,635 2,998,191 Grupo Aeroportuario del Sureste S.A.B. de C.V. ADR... 16,100 1,554,777 Grupo Aeroportuario del Sureste S.A.B. de C.V. Series B........................................... 234,096 2,270,520 *Grupo Cementos de Chihuahua S.A.B. de C.V............ 822,000 2,780,386 #*Grupo Famsa S.A.B. de C.V. Series A.................. 1,085,351 1,284,782 Grupo Herdez S.A.B. de C.V. Series *................. 809,116 2,193,029 Grupo Industrial Maseca S.A.B. de C.V................ Series B........................................... 578,600 695,522 Grupo Industrial Saltillo S.A.B. de C.V.............. 165,733 296,811 Grupo Kuo S.A.B. de C.V. Series B.................... 297,061 626,610 Grupo Nutrisa S.A.B. de C.V.......................... 88 477 *Grupo Pochteca S.A.B. de C.V......................... 1,119,594 386,480 *Grupo Posadas S.A.B. de C.V. Series L................ 198,900 240,005 *Grupo Qumma S.A. de C.V. Series B.................... 105,334 1,448 #*Grupo Simec S.A. de C.V. Series B.................... 597,774 2,388,083 *Grupo Simec S.A. de C.V. Sponsored ADR............... 4,051 49,179 *Grupo Sports World S.A.B. de C.V..................... 13,430 15,528 #Industrias Bachoco S.A.B. de C.V. Series B........... 258,048 545,105 Industrias Bachoco S.A.B. de C.V. Sponsored ADR...... 6,571 165,918 *Industrias CH S.A.B. de C.V. Series B................ 1,217,718 7,066,931 696 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ----------- ------------ MEXICO -- (Continued) *Inmuebles Carso S.A.B. de C.V. Series B-1.......... 340,447 $ 264,422 *Megacable Holdings S.A.B. de C.V................... 173,130 440,295 #*OHL Mexico S.A.B. de C.V........................... 817,889 1,361,691 *Promotora y Operadora de Infraestructura S.A.B. de C.V............................................... 838,891 4,356,544 *Qualitas Controladora S.A.B. de C.V................ 12,200 18,169 *Sanluis Rassini S.A.P.I. de C.V. Series A.......... 3,300 -- *Sanluis Rassini S.A.P.I. de C.V. Series B.......... 4,642 -- *Sanluis Rassini S.A.P.I. de C.V. Series C.......... 4,642 -- *Savia S.A. de C.V. Series A........................ 610,700 37,312 TV Azteca S.A.B. de C.V............................ 6,952,715 4,359,385 *Urbi Desarrollos Urbanos S.A.B. de C.V............. 2,371,991 1,480,004 *Vitro S.A.B. de C.V. Series A...................... 736,702 1,068,426 ------------ TOTAL MEXICO.......................................... 100,077,766 ------------ PHILIPPINES -- (1.8%) A. Soriano Corp.................................... 3,430,211 412,708 Aboitiz Equity Ventures, Inc....................... 1,737,030 2,032,744 Alsons Consolidated Resources, Inc................. 3,263,000 111,720 *Atlas Consolidated Mining & Development............ 2,598,700 1,120,528 *Belle Corp......................................... 16,036,900 2,089,164 *Cebu Air, Inc...................................... 799,120 1,109,509 Cebu Holdings, Inc................................. 3,291,900 393,128 China Banking Corp................................. 323,270 414,815 EEI Corp........................................... 532,300 114,937 *Empire East Land Holdings, Inc..................... 13,528,000 324,941 Filinvest Development Corp......................... 13,970,922 1,521,329 Filinvest Land, Inc................................ 72,127,577 2,553,026 *First Gen Corp..................................... 4,412,400 2,392,685 First Philippines Holdings Corp.................... 1,527,600 3,202,184 Ginebra San Miguel, Inc............................ 999,000 437,645 *Global Estate Resorts, Inc......................... 7,760,000 357,954 House of Investments, Inc.......................... 100,000 14,105 International Container Terminal Services, Inc..... 717,048 1,234,376 Jollibee Foods Corp................................ 913,448 2,343,828 *Lepanto Consolidated Mining Co. Series B........... 22,365,000 645,109 Lopez Holdings Corp................................ 8,021,700 1,060,746 Macroasia Corp..................................... 447,500 29,769 *Manila Mining Corp. Series B....................... 144,762,500 214,029 Manila Water Co., Inc.............................. 2,838,200 1,997,199 Megaworld Corp..................................... 42,309,000 2,510,293 *Metro Pacific Corp. Series A....................... 1,827,193 92,258 Metro Pacific Investments Corp..................... 22,626,000 2,270,330 *Pepsi-Cola Products Philippines, Inc............... 4,387,000 574,878 *Philex Petroleum Corp.............................. 179,700 111,107 *Philippine Bank of Communications.................. 14,726 26,943 *Philippine National Bank........................... 1,243,335 2,173,515 *Philippine National Construction Corp.............. 173,000 20,578 Philippine Savings Bank............................ 356,863 744,908 Philippine Stock Exchange, Inc..................... 79,730 715,992 *Philippine Townships, Inc.......................... 318,732 36,751 Philodrill Corp.................................... 220,000,000 224,213 *Philtown Properties, Inc........................... 111,562 4,171 PhilWeb Corp....................................... 1,898,640 644,835 Phinma Corp........................................ 135,549 35,137 RFM Corp........................................... 8,590,268 844,211 Rizal Commercial Banking Corp...................... 1,126,100 1,253,837 Robinson's Land Corp. Series B..................... 7,630,305 3,518,446 Security Bank Corp................................. 984,610 3,865,737 *Semirara Mining Corp............................... 312,750 1,661,821 Shang Properties, Inc.............................. 1,759,970 117,768 SM Development Corp................................ 17,568,317 2,658,927 697 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ----------- PHILIPPINES -- (Continued) *Southeast Asia Cement Holdings, Inc................. 8,621,000 $ 537,047 Union Bank of Philippines........................... 581,230 1,510,412 *Universal Rightfield Property Holdings, Inc......... 1,062,000 722 Universal Robina Corp............................... 2,100,475 3,663,069 Vista Land & Lifescapes, Inc........................ 13,556,000 1,578,335 *Yehey! Corp......................................... 29,670 -- ----------- TOTAL PHILIPPINES...................................... 57,524,419 ----------- POLAND -- (1.5%) Agora SA............................................ 207,049 551,090 *Alchemia SA......................................... 261,604 422,556 *AmRest Holdings SE.................................. 48,333 1,192,257 Apator SA........................................... 38,625 359,693 Asseco Poland SA.................................... 379,007 4,748,949 *ATM SA.............................................. 57,593 150,160 ATM Systemy Informatyczne SA........................ 49,983 17,456 *Bioton SA........................................... 10,026,087 282,633 *Boryszew SA......................................... 8,149,922 1,352,937 Budimex SA.......................................... 53,091 901,594 *CD Projekt Red SA................................... 477,157 789,299 *Ciech SA............................................ 176,603 1,176,460 *Cinema City International NV........................ 41,638 399,019 *City Interactive SA................................. 25,647 181,539 ComArch SA.......................................... 1,416 31,514 Debica SA........................................... 29,862 476,879 Dom Development SA.................................. 4,673 42,737 *Dom Maklerski IDM SA................................ 37,181 2,335 Elektrobudowa SA.................................... 8,568 293,500 Emperia Holding SA.................................. 49,051 829,914 Eurocash SA......................................... 223,804 2,746,082 Fabryki Mebli Forte SA.............................. 48,823 173,087 *Famur SA............................................ 220,704 326,704 *Farmacol SA......................................... 50,868 432,397 *Getin Holding SA.................................... 1,499,933 1,082,113 Grupa Kety SA....................................... 39,026 1,580,982 *Grupa Lotos SA...................................... 341,609 3,609,524 *Hawe SA............................................. 267,688 345,573 *Impexmetal SA....................................... 515,799 586,055 Inter Cars SA....................................... 14,871 415,339 Koelner SA.......................................... 800 2,273 *Kopex SA............................................ 133,380 810,106 *Kredyt Bank SA...................................... 177,872 864,695 *LC Corp. SA......................................... 9,839 3,539 LPP SA.............................................. 2,011 2,485,825 Lubelski Wegiel Bogdanka SA......................... 137,714 5,185,313 *MCI Management SA................................... 30,766 45,812 *MNI SA.............................................. 37,046 17,976 *Mostostal Warszawa SA............................... 37,200 151,927 *Netia SA............................................ 1,355,780 2,467,755 NG2 SA.............................................. 56,591 1,040,741 Orbis SA............................................ 130,535 1,456,603 Pelion SA........................................... 36,136 296,290 *Pfleiderer Grajewo SA............................... 22,957 80,398 *Pol-Aqua SA......................................... 1,485 1,734 *Polimex-Mostostal SA................................ 2,699,832 475,671 *Polnord SA.......................................... 70,941 276,528 *Polski Koncern Miesny Duda SA....................... 719,202 92,659 *PZ Cormay SA........................................ 93,401 348,533 *Qumak-Sekom SA...................................... 894 2,600 *Raciborska Fabryka Kotlow SA........................ 234,071 640,119 *Rovese SA........................................... 491,968 370,508 698 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ----------- POLAND -- (Continued) *Stalexport SA........................................ 109,683 $ 38,858 *Stalprodukt SA....................................... 8,713 502,893 *Sygnity SA........................................... 46,479 174,035 Synthos SA........................................... 898,855 1,498,884 TVN SA............................................... 716,211 1,570,061 Warsaw Stock Exchange SA............................. 88,374 1,038,829 Zaklady Azotowe Pulawy SA............................ 26,539 993,249 *Zaklady Azotowe w Tarnowie-Moscicach SA.............. 2,314 34,910 *Zaklady Chemiczne Police SA.......................... 21,364 72,612 *Zaklady Lentex SA.................................... 121,070 182,479 Zaklady Tluszcowe Kruszwica SA....................... 4,938 40,360 Zelmer SA............................................ 4,811 47,214 ----------- TOTAL POLAND............................................ 48,812,366 ----------- SOUTH AFRICA -- (7.9%) Acucap Properties, Ltd............................... 184,773 947,411 Adcock Ingram Holdings, Ltd.......................... 846,657 5,635,190 Adcorp Holdings, Ltd................................. 275,666 960,064 Advtech, Ltd......................................... 1,408,898 921,258 AECI, Ltd............................................ 547,971 4,647,917 Afgri, Ltd........................................... 1,287,216 777,483 African Oxygen, Ltd.................................. 787,278 1,770,461 *AG Industries, Ltd................................... 32,496,618 74,958 Allied Electronics Corp., Ltd........................ 192,133 482,882 Allied Technologies, Ltd............................. 194,422 898,549 *ArcelorMittal South Africa, Ltd...................... 132,917 512,413 Argent Industrial, Ltd............................... 37,236 25,829 #Astral Foods, Ltd.................................... 192,472 2,127,131 Aveng, Ltd........................................... 2,057,732 7,365,511 AVI, Ltd............................................. 1,505,301 9,947,350 Barloworld, Ltd...................................... 854,276 6,922,746 *Basil Read Holdings, Ltd............................. 225,857 256,515 *Bell Equipment, Ltd.................................. 158,539 365,606 Blue Label Telecoms, Ltd............................. 1,705,489 1,334,277 Brait SE............................................. 647,373 2,544,170 Business Connexion Group, Ltd........................ 1,436,866 811,955 #Capitec Bank Holdings, Ltd........................... 163,600 3,635,373 Cashbuild, Ltd....................................... 116,121 2,007,694 Caxton & CTP Publishers & Printers, Ltd.............. 36,508 69,627 Ceramic Industries, Ltd.............................. 31,493 453,944 Cipla Medpro South Africa, Ltd....................... 2,107,539 1,826,438 City Lodge Hotels, Ltd............................... 192,784 2,048,194 Clicks Group, Ltd.................................... 1,482,749 10,352,580 *Clover Industries, Ltd............................... 223,275 364,498 *Consolidated Infrastructure Group, Ltd............... 20,853 31,683 Coronation Fund Managers, Ltd........................ 1,261,015 4,878,212 *Corpgro, Ltd......................................... 241,136 -- Cullinan Holdings, Ltd............................... 434,430 55,089 Datacentrix Holdings, Ltd............................ 642,400 306,092 DataTec, Ltd......................................... 975,763 6,065,177 Delta EMD, Ltd....................................... 61,447 40,510 Distell Group, Ltd................................... 283,884 3,146,214 *Distribution & Warehousing Network, Ltd.............. 258,997 187,283 *Dorbyl, Ltd.......................................... 179,838 14,585 #DRDGOLD, Ltd......................................... 2,010,416 1,437,040 ElementOne, Ltd...................................... 325,845 365,562 EOH Holdings, Ltd.................................... 448,755 1,913,002 Eqstra Holdings, Ltd................................. 943,105 710,551 *Evraz Highveld Steel & Vanadium, Ltd................. 147,791 288,405 Famous Brands, Ltd................................... 210,023 1,704,942 *Gijima Group, Ltd.................................... 2,803,267 125,658 699 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ----------- SOUTH AFRICA -- (Continued) Grindrod, Ltd......................................... 2,313,541 $ 3,947,209 Group Five, Ltd....................................... 494,537 1,415,785 *Holdsport, Ltd........................................ 23,475 121,839 Hudaco Industries, Ltd................................ 189,971 2,367,073 *Hulamin, Ltd.......................................... 328,014 129,636 Iliad Africa, Ltd..................................... 300,748 169,377 Illovo Sugar, Ltd..................................... 1,322,089 4,826,097 *JCI, Ltd.............................................. 3,131,151 -- #JD Group, Ltd......................................... 983,807 5,252,231 JSE, Ltd.............................................. 471,088 3,815,821 Kagiso Media, Ltd..................................... 116,149 268,282 *Kap International Holdings, Ltd....................... 1,870,705 679,077 Lewis Group, Ltd...................................... 525,698 4,179,248 *Litha Healthcare Group, Ltd........................... 46,892 23,275 Mediclinic International, Ltd......................... 658,182 3,561,798 *Merafe Resources, Ltd................................. 6,009,510 479,979 Metair Investments, Ltd............................... 489,998 1,725,044 Mpact, Ltd............................................ 208,559 450,799 Mr. Price Group, Ltd.................................. 506,742 7,804,688 *Murray & Roberts Holdings, Ltd........................ 2,783,531 6,981,927 *Mustek, Ltd........................................... 784,364 516,906 *Mvelaphanda Group, Ltd................................ 607,754 146,777 Mvelaserve, Ltd....................................... 144,333 144,375 Nampak, Ltd........................................... 3,859,288 12,860,050 Network Healthcare Holdings, Ltd...................... 1,145,560 2,368,201 Northam Platinum, Ltd................................. 1,136,248 4,262,733 Nu-World Holdings, Ltd................................ 28,894 62,169 Oceana Group, Ltd..................................... 236,995 1,637,382 *Octodec Investments, Ltd.............................. 4,248 8,900 Omnia Holdings, Ltd................................... 227,872 3,362,270 Palabora Mining Co., Ltd.............................. 84,457 828,450 Peregrine Holdings, Ltd............................... 614,892 773,635 Petmin, Ltd........................................... 1,215,428 301,364 Pinnacle Technology Holdings, Ltd..................... 732,843 1,436,837 #Pioneer Foods, Ltd.................................... 371,877 2,380,275 PPC, Ltd.............................................. 3,061,791 10,222,236 Premium Properties, Ltd............................... 34,094 64,826 PSG Group, Ltd........................................ 742,484 5,416,228 Rainbow Chicken, Ltd.................................. 128,455 191,189 Raubex Group, Ltd..................................... 449,552 864,223 Resilient Property Income Fund, Ltd................... 1,102,911 5,787,791 Reunert, Ltd.......................................... 945,660 8,334,441 *Royal Bafokeng Platinum, Ltd.......................... 146,719 942,933 *Santam, Ltd........................................... 126,274 2,626,188 *Sappi, Ltd............................................ 2,855,413 8,098,615 *Sentula Mining, Ltd................................... 1,367,857 267,362 Spar Group, Ltd. (The)................................ 622,477 8,691,302 Spur Corp., Ltd....................................... 472,394 1,197,562 Stefanutti Stocks Holdings, Ltd....................... 432,875 502,162 Sun International, Ltd................................ 474,631 5,295,679 *Super Group, Ltd...................................... 1,776,232 3,170,069 *Telkom South Africa, Ltd.............................. 1,194,450 2,519,728 *Times Media Group, Ltd................................ 85,496 135,285 Tongaat-Hulett, Ltd................................... 629,016 9,888,343 *Trans Hex Group, Ltd.................................. 91,401 33,280 Trencor, Ltd.......................................... 807,295 5,128,300 Tsogo Sun Holdings, Ltd............................... 57,655 153,267 Value Group, Ltd...................................... 363,719 218,144 Village Main Reef, Ltd................................ 163,218 23,067 Vukile Property Fund, Ltd............................. 85,171 167,144 *Wesizwe Platinum, Ltd................................. 188,468 13,841 700 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ------------ SOUTH AFRICA -- (Continued) Wilson Bayly Holme-Ovcon, Ltd........................ 304,606 $ 4,979,152 Woolworths Holdings, Ltd............................. 2,818 21,281 Zeder Investments, Ltd............................... 1,791,947 599,265 ------------ TOTAL SOUTH AFRICA...................................... 256,200,441 ------------ SOUTH KOREA -- (13.8%) #*3S Korea Co., Ltd.................................... 133,782 1,105,928 #*Actoz Soft Co., Ltd.................................. 8,832 300,088 *Aekyung Petrochemical Co., Ltd....................... 5,759 312,078 #*Agabang&Company...................................... 89,798 768,570 #*Ahnlab, Inc.......................................... 17,412 994,004 AK Holdings, Inc..................................... 10,238 209,798 #Amorepacific Group................................... 10,111 4,358,324 *Anapass, Inc......................................... 11,555 113,122 #Asia Cement Co., Ltd................................. 11,586 610,099 #*Asia Pacific Systems, Inc............................ 79,193 486,711 Asia Paper Manufacturing Co., Ltd.................... 8,190 103,191 *Asiana Airlines, Inc................................. 422,920 2,440,281 #*AtlasBX Co., Ltd..................................... 19,328 599,355 #*AUK Corp............................................. 199,140 387,714 *Autech Corp.......................................... 13,000 85,156 #*Basic House Co., Ltd. (The).......................... 35,470 381,948 *BH Co., Ltd.......................................... 22,530 167,668 #*BHI Co., Ltd......................................... 21,588 489,140 Binggrae Co., Ltd.................................... 22,631 2,459,789 #*Bioland, Ltd......................................... 23,325 367,027 *Biotoxtech Co., Ltd.................................. 3,121 15,104 *Bongshin Co., Ltd.................................... 64 54 Bookook Securities Co., Ltd.......................... 7,410 119,278 *Boryung Medience Co., Ltd............................ 6,228 67,144 #Boryung Pharmaceutical Co., Ltd...................... 12,336 280,817 #*Brain Technology Industries Co., Ltd................. 164,680 427,703 BS Financial Group, Inc.............................. 572,470 6,479,633 #Bu Kwang Pharmaceutical Co., Ltd..................... 69,715 1,064,342 BYC Co., Ltd......................................... 710 120,521 #*Byucksan Corp........................................ 97,000 184,199 #Capro Corp........................................... 112,810 1,334,728 *Celltrion Pharm, Inc................................. 10,537 166,940 #*Chabio & Diostech Co., Ltd........................... 148,781 1,121,462 Charm Engineering Co., Ltd........................... 42,800 75,280 #*Cheil Worldwide, Inc................................. 380,705 7,332,746 *Chemtronics Co., Ltd................................. 8,959 111,565 #*Chin Hung International, Inc......................... 465,277 275,648 *China Great Star International, Ltd.................. 70,146 96,404 #China Ocean Resources Co., Ltd....................... 174,610 616,933 *Choa Pharmaceutical Co............................... 47,413 205,378 #Chong Kun Dang Pharmaceutical Corp................... 47,332 1,505,004 #*Choong Ang Vaccine Laboratory........................ 4,530 55,431 Chosun Refractories Co., Ltd......................... 2,777 161,180 #CJ CGV Co., Ltd...................................... 51,840 1,605,409 CJ Corp.............................................. 63,673 6,210,345 *CJ E&M Corp.......................................... 59,550 1,601,303 *CJ Korea Express Co., Ltd............................ 28,793 2,996,229 #*CJ Seafood Corp...................................... 60,610 171,991 #*CNK International Co., Ltd........................... 41,424 218,137 Cosmax, Inc.......................................... 45,880 2,046,297 #*CosmoAM&T Co., Ltd................................... 20,020 86,360 #*Cosmochemical Co., Ltd............................... 42,160 370,648 *Credu Corp........................................... 2,387 100,659 Crown Confectionery Co., Ltd......................... 2,794 489,137 #*CrucialTec Co., Ltd.................................. 68,719 531,598 701 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ------- ---------- SOUTH KOREA -- (Continued) #*CTC BIO, Inc............................................. 29,932 $ 747,446 Dae Dong Industrial Co., Ltd............................. 31,970 180,106 #Dae Han Flour Mills Co., Ltd............................. 4,399 504,161 *Dae Ho Corp.............................................. 543 65 Dae Won Kang Up Co., Ltd................................. 104,164 725,474 *Dae Young Packaging Co., Ltd............................. 168,970 144,031 *Daechang Co., Ltd........................................ 256,350 293,639 #Daeduck Electronics Co., Ltd............................. 137,537 1,162,333 #Daeduck GDS Co., Ltd..................................... 86,996 948,420 #Daegu Department Store Co., Ltd.......................... 31,060 387,358 #Daehan Steel Co., Ltd.................................... 49,990 416,084 *Daehwa Pharmaceutical Co., Ltd........................... 10,568 102,535 #*Dae-Il Corp.............................................. 45,790 176,249 Daekyo Co., Ltd.......................................... 72,780 401,592 #*Daekyung Machinery & Engineering Co., Ltd................ 67,570 123,284 Daelim Trading Co., Ltd.................................. 17,730 67,585 Daesang Corp............................................. 92,810 2,249,913 Daesang Holdings Co., Ltd................................ 49,362 266,430 Daesung Group Partners Co., Ltd.......................... 1,411 48,093 Daesung Holdings Co., Ltd................................ 18,044 115,231 *Daesung Industrial Co., Ltd.............................. 6,113 101,278 *Daewon Pharmaceutical Co., Ltd........................... 16,360 162,594 Daewoong Co., Ltd........................................ 4,772 91,566 #*Daewoong Pharmaceutical Co., Ltd......................... 18,306 808,956 Dahaam E-Tec Co., Ltd.................................... 2,100 34,245 Daishin Securities Co., Ltd.............................. 188,700 1,503,001 *Daou Data Corp........................................... 28,962 95,667 #Daou Technology, Inc..................................... 167,950 2,384,762 *Dasan Networks, Inc...................................... 38,476 172,370 #*Daum Communications Corp................................. 49,343 4,236,982 #*Dayou Automotive Seat Technology Co., Ltd................ 210,330 332,347 DGB Financial Group, Inc................................. 528,843 6,682,580 #Digital Power Communications Co., Ltd.................... 50,540 126,825 #*Digitech Systems Co., Ltd................................ 56,422 601,169 *DIO Corp................................................. 27,788 303,327 Dong Ah Tire & Rubber Co., Ltd........................... 23,935 337,135 #*Dong Yang Gang Chul Co., Ltd............................. 135,820 274,490 #Dong-A Pharmaceutical Co., Ltd........................... 31,865 3,305,469 *Dong-Ah Geological Engineering Co., Ltd.................. 20,410 169,518 #Dongaone Co., Ltd........................................ 97,470 274,462 Dongbang Agro Co., Ltd................................... 19,470 114,782 Dongbang Transport Logistics Co., Ltd.................... 84,660 307,041 #*Dongbu Corp.............................................. 35,710 111,331 #*Dongbu HiTek Co., Ltd.................................... 118,433 734,494 Dongbu Insurance Co., Ltd................................ 26,510 1,201,269 Dongbu Securities Co., Ltd............................... 105,161 327,806 #*Dongbu Steel Co., Ltd.................................... 108,016 358,904 Dong-Il Corp............................................. 3,283 130,072 Dongil Industries Co., Ltd............................... 4,963 220,814 #*Dongjin Semichem Co., Ltd................................ 54,706 219,613 *Dongkook Industrial Co., Ltd............................. 1,110 2,906 #Dongkuk Steel Mill Co., Ltd.............................. 173,430 2,223,344 *Dongkuk Structure & Construction Co., Ltd................ 13,681 27,765 #*Dongsung Holdings Co., Ltd............................... 71,860 393,599 *Dongsung Pharmaceutical Co., Ltd......................... 27,780 121,908 #Dongwha Pharm Co., Ltd................................... 80,200 477,254 #Dongwon F&B Co., Ltd..................................... 5,751 371,575 Dongwon Industries Co., Ltd.............................. 4,660 1,217,222 *Dongwon Systems Corp..................................... 115,137 109,704 #Dongyang Mechatronics Corp............................... 104,961 883,581 #*Doosan Engineering & Construction Co., Ltd............... 130,020 280,201 702 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ------- ---------- SOUTH KOREA -- (Continued) #*Dragonfly GF Co., Ltd.................................... 18,566 $ 278,388 #DRB Holding Co., Ltd..................................... 28,692 152,727 #*DRB Industrial Co., Ltd.................................. 24,966 180,847 #*Duksan Hi-Metal Co., Ltd................................. 57,500 1,074,544 #*DuzonBIzon Co., Ltd...................................... 88,310 890,208 #E1 Corp.................................................. 11,522 655,819 *Eagon Industrial Co., Ltd................................ 530 3,053 *Easy Bio, Inc............................................ 95,290 292,718 *EG Corp.................................................. 11,853 431,158 *e-LITECOM Co., Ltd....................................... 9,681 133,070 #*ELK Corp................................................. 43,460 946,779 *ENF Technology Co., Ltd.................................. 23,120 293,545 *Estechpharma Co., Ltd.................................... 18,250 331,925 *ESTsoft Corp............................................. 2,881 71,868 *Eugene Corp.............................................. 165,308 468,632 *Eugene Investment & Securities Co., Ltd.................. 218,823 501,469 #*Eugene Technology Co., Ltd............................... 55,014 690,001 F&F Co., Ltd............................................. 2,620 14,658 #Fila Korea, Ltd.......................................... 37,181 2,096,426 *Finetex EnE, Inc......................................... 7,215 16,006 *Firstec Co., Ltd......................................... 39,730 68,818 *Flexcom, Inc............................................. 19,256 223,966 #*Foosung Co., Ltd......................................... 276,549 1,297,539 Fursys, Inc.............................................. 14,315 356,682 #*Gamevil, Inc............................................. 15,670 1,634,767 #Gaon Cable Co., Ltd...................................... 1,754 34,798 GIIR, Inc................................................ 10,990 68,961 Global & Yuasa Battery Co., Ltd.......................... 24,460 1,037,225 #Grand Korea Leisure Co., Ltd............................. 117,960 3,318,634 #Green Cross Corp......................................... 21,466 3,108,162 Green Cross Holdings Corp................................ 80,610 1,256,738 *Green Non-Life Insurance Co., Ltd........................ 22,357 -- #GS Global Corp........................................... 53,086 670,937 Gwangju Shinsegae Co., Ltd............................... 2,615 565,678 *Haesung Industrial Co., Ltd.............................. 1,070 30,773 Halla Climate Control Corp............................... 130,180 2,428,105 #Halla Engineering & Construction Corp.................... 74,642 585,832 #Han Kuk Carbon Co., Ltd.................................. 92,113 596,884 #*Hanall Biopharma Co., Ltd................................ 109,748 884,039 Handok Pharmaceuticals Co., Ltd.......................... 13,730 218,776 #Handsome Co., Ltd........................................ 59,419 1,506,714 Hanil Cement Co., Ltd.................................... 16,554 670,451 #*Hanil E-Wha Co., Ltd..................................... 97,050 627,434 #*Hanjin Heavy Industries & Construction Co., Ltd.......... 152,814 1,650,627 #Hanjin Heavy Industries & Construction Holdings Co., Ltd. 50,610 323,176 *Hanjin P&C Co., Ltd...................................... 23,889 78,897 #*Hanjin Shipping Co., Ltd................................. 379,348 4,221,122 *Hanjin Shipping Holdings Co., Ltd........................ 45,364 230,014 #Hanjin Transportation Co., Ltd........................... 42,781 903,971 #Hankook Shell Oil Co., Ltd............................... 2,802 632,064 *Hankook Synthetics, Inc.................................. 550 48 Hankuk Glass Industries, Inc............................. 11,460 245,659 #*Hanmi Pharm Co., Ltd..................................... 23,028 2,334,654 *Hanmi Science Co., Ltd................................... 13,315 57,341 #Hanmi Semiconductor Co., Ltd............................. 44,760 284,962 #Hansae Co., Ltd.......................................... 15,016 200,207 #Hansae Yes24 Holdings Co., Ltd........................... 36,870 250,218 Hanshin Construction Co., Ltd............................ 6,070 39,598 #Hansol Chemical Co., Ltd................................. 38,900 848,173 #Hansol CSN Co., Ltd...................................... 205,620 542,367 Hansol Paper Co., Ltd.................................... 192,560 1,616,799 703 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ------- ---------- SOUTH KOREA -- (Continued) #*Hansol Technics Co., Ltd............................... 46,531 $ 597,038 #Hanssem Co., Ltd....................................... 40,650 684,559 Hanwha Corp............................................ 148,570 4,238,003 *Hanwha General Insurance Co., Ltd...................... 71,108 482,355 Hanwha Investment & Securities Co., Ltd................ 248,311 891,221 Hanwha Timeworld Co., Ltd.............................. 8,190 148,616 Hanyang Securities Co., Ltd............................ 15,710 98,409 #*Heung-A Shipping Co., Ltd.............................. 276,430 277,661 *Heungkuk Fire & Marine Insurance Co., Ltd.............. 74,867 342,373 #Hite Jinro Co., Ltd.................................... 133,008 3,931,513 Hite Jinro Holdings Co., Ltd........................... 26,810 344,130 HMC Investment Securities Co., Ltd..................... 76,200 899,702 #*HNK Machine Tool Co., Ltd.............................. 5,524 56,687 #Hotel Shilla Co., Ltd.................................. 138,708 5,850,171 #Huchems Fine Chemical Corp............................. 102,428 2,221,485 *Huons Co., Ltd......................................... 3,032 35,450 #Husteel Co., Ltd....................................... 17,350 435,902 *Huvitz Co., Ltd........................................ 9,819 152,004 Hwacheon Machine Tool Co., Ltd......................... 4,979 193,152 *Hwashin Co., Ltd....................................... 85,740 686,393 #*Hy-Lok Corp............................................ 16,378 330,114 Hyosung Corp........................................... 106,255 5,851,998 *Hyundai BNG Steel Co., Ltd............................. 41,180 371,816 #Hyundai Corp........................................... 48,401 860,511 #Hyundai Development Co................................. 263,190 4,724,226 Hyundai Elevator Co., Ltd.............................. 19,777 1,495,573 #Hyundai Engineering Plastics Co., Ltd.................. 75,500 347,434 #Hyundai Greenfood Co., Ltd............................. 187,160 3,104,573 Hyundai Home Shopping Network Corp..................... 27,099 3,216,447 *Hyundai Hy Communications & Networks Co., Ltd.......... 650 3,097 Hyundai Marine & Fire Insurance Co., Ltd............... 203,720 6,574,751 Hyundai Mipo Dockyard Co., Ltd......................... 2,711 289,104 Hyundai Securities Co., Ltd............................ 529,150 4,057,421 #*Hyunjin Materials Co., Ltd............................. 42,833 262,371 *ICD Co., Ltd........................................... 22,074 268,980 #*IHQ, Inc............................................... 126,510 292,534 Il Dong Pharmaceutical Co., Ltd........................ 39,675 324,306 *IL Yang Pharmaceutical Co., Ltd........................ 52,958 1,225,269 #Iljin Display Co., Ltd................................. 68,318 1,344,800 #Iljin Electric Co., Ltd................................ 80,209 337,978 Iljin Holdings Co., Ltd................................ 8,182 12,589 *Iljin Materials Co., Ltd............................... 14,040 119,505 Ilshin Spinning Co., Ltd............................... 5,058 367,021 Ilsung Pharmaceutical Co., Ltd......................... 2,864 217,508 #iMarketKorea, Inc...................................... 67,570 1,602,334 *INFINITT Co., Ltd...................................... 34,394 279,037 #*Infopia Co., Ltd....................................... 16,625 198,186 #*Infraware, Inc......................................... 62,289 570,967 *InkTec Co., Ltd........................................ 11,133 255,135 *InnoWireless, Inc...................................... 13,520 257,760 #*Innox Corp............................................. 26,041 464,202 #*Interflex Co., Ltd..................................... 30,388 1,730,898 *Interojo Co., Ltd...................................... 12,840 157,272 #*Interpark Corp......................................... 117,758 899,825 INTOPS Co., Ltd........................................ 18,951 424,357 Inzi Controls Co., Ltd................................. 14,730 98,380 *INZI Display Co., Ltd.................................. 13,867 41,774 #IS Dongseo Co., Ltd.................................... 43,612 433,501 #ISU Chemical Co., Ltd.................................. 52,430 1,016,755 #IsuPetasys Co., Ltd.................................... 121,160 481,764 #Jahwa Electronics Co., Ltd............................. 36,390 484,743 704 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ------- ---------- SOUTH KOREA -- (Continued) #*JCEntertainment Corp................................... 28,723 $ 616,275 #Jeil Pharmaceutical Co................................. 23,990 379,197 #Jeonbuk Bank, Ltd...................................... 240,199 914,157 #*Jinsung T.E.C.......................................... 39,895 351,887 *Joymax Co.,Ltd......................................... 8,913 248,293 #*JVM Co., Ltd........................................... 7,576 333,383 JW Holdings Corp....................................... 118,294 261,118 #JW Pharmaceutical Corp................................. 32,787 420,968 *JYP Entertainment Corp................................. 15,554 80,942 *KC Cottrell Co., Ltd................................... 10,480 134,479 #KC Tech Co., Ltd....................................... 94,692 327,942 KCC Corp............................................... 3,737 1,048,053 *KCO Energy, Inc........................................ 120 550 Keangnam Enterprises, Ltd.............................. 5,833 31,167 #*KEC Corp............................................... 269,880 133,914 KEPCO Engineering & Construction Co., Inc.............. 6,673 392,546 #*KEPCO Plant Service & Engineering Co., Ltd............. 36,128 1,984,302 #Keyang Electric Machinery Co., Ltd..................... 66,240 150,542 #*Keystone Global........................................ 96,405 240,830 #*KGMobilians Co., Ltd................................... 16,101 158,602 *KH Vatec Co., Ltd...................................... 38,064 399,380 KISCO Corp............................................. 17,070 460,808 KISCO Holdings Co., Ltd................................ 2,292 78,490 Kishin Corp............................................ 49,420 270,385 KISWIRE, Ltd........................................... 21,229 615,947 #Kiwoom Securities Co., Ltd............................. 49,371 2,496,658 *Koentec Co., Ltd....................................... 62,030 122,392 #*Koh Young Technology, Inc.............................. 15,015 347,376 #*Kolao Holdings......................................... 53,870 962,946 #Kolon Corp............................................. 20,079 316,525 #Kolon Global Corp...................................... 165,790 477,205 Kolon Industries, Inc.................................. 74,646 3,799,574 #*Komipharm International Co., Ltd....................... 70,184 602,314 #*Kona@I Co., Ltd........................................ 28,888 460,730 Korea Airport Service Co., Ltd......................... 5,490 143,308 Korea Cast Iron Pipe Industries Co., Ltd............... 8,530 27,261 #*Korea Circuit Co., Ltd................................. 39,170 681,940 *Korea District Heating Corp............................ 2,163 141,372 Korea Electric Terminal Co., Ltd....................... 25,880 616,593 Korea Export Packing Industries Co., Ltd............... 3,990 59,484 Korea Flange Co., Ltd.................................. 1,140 12,954 *Korea Info & Comm...................................... 7,581 28,883 Korea Investment Holdings Co., Ltd..................... 175,310 5,992,811 #*Korea Kolmar Co., Ltd.................................. 58,990 1,568,595 #Korea Kolmar Holdings Co., Ltd......................... 28,403 265,684 #Korea Petrochemical Industrial Co., Ltd................ 12,064 550,678 *Korea Real Estate Investment Trust Co.................. 413,841 537,840 *Korea Reinsurance Co., Ltd............................. 345,047 3,381,279 Korea United Pharm, Inc................................ 27,470 218,912 *Kortek Corp............................................ 25,506 296,946 KP Chemical Corp....................................... 209,271 2,071,391 *KPF.................................................... 10,459 95,803 KPX Chemical Co., Ltd.................................. 5,257 242,063 #*KPX Fine Chemical Co., Ltd............................. 3,376 84,362 *KTB Investment & Securities Co., Ltd................... 232,640 440,152 Kukdo Chemical Co., Ltd................................ 16,872 660,099 Kumho Electric Co., Ltd................................ 16,580 417,407 #*Kumho Industrial Co., Ltd.............................. 43,345 86,404 *Kumho Tire Co., Inc.................................... 210,269 2,520,936 Kunsul Chemical Industrial Co., Ltd.................... 8,190 147,881 #Kwang Dong Pharmaceutical Co., Ltd..................... 161,360 779,181 705 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- SOUTH KOREA -- (Continued) #*Kwang Myung Electric Engineering Co., Ltd.............. 192,960 $ 422,666 Kyeryong Construction Industrial Co., Ltd.............. 16,350 131,309 Kyobo Securities Co., Ltd.............................. 77,310 326,796 #Kyung Dong Navien Co., Ltd............................. 8,700 91,377 *Kyungbang Co., Ltd..................................... 1,150 107,030 Kyungdong City Gas Co., Ltd............................ 7,798 529,296 #Kyung-In Synthetic Corp................................ 58,490 147,204 Kyungnam Energy Co., Ltd............................... 43,020 167,418 *LB Semicon, Inc........................................ 1,590 6,183 *LEENO Industrial, Inc.................................. 5,276 158,251 #LG Fashion Corp........................................ 84,755 2,362,301 #LG Hausys, Ltd......................................... 29,255 2,102,099 #*LG Innotek Co., Ltd.................................... 43,722 3,014,820 #LG International Corp.................................. 123,771 4,489,728 #*LG Life Sciences, Ltd.................................. 51,795 2,167,488 LIG Insurance Co., Ltd................................. 164,230 4,176,808 #Livart Furniture Co., Ltd.............................. 21,190 136,973 #*Lock & Lock Co., Ltd................................... 42,730 812,691 #Lotte Chilsung Beverage Co., Ltd....................... 2,821 3,682,437 #Lotte Confectionary Co., Ltd........................... 2,711 3,903,435 Lotte Midopa Co., Ltd.................................. 73,740 847,395 *Lotte Non-Life Insurance Co., Ltd...................... 56,430 206,528 #Lotte Samkang Co., Ltd................................. 3,138 2,101,900 *Lotte Tour Development Co., Ltd........................ 2,720 30,905 LS Corp................................................ 14,951 1,220,858 #LS Industrial Systems Co., Ltd......................... 63,554 3,968,791 #*Lumens Co., Ltd........................................ 126,762 841,682 Macquarie Korea Infrastructure Fund.................... 1,309,661 8,046,199 *Macrogen, Inc.......................................... 14,277 400,073 *Maeil Dairy Industry Co., Ltd.......................... 28,417 839,564 *Mando Corp............................................. 53 6,981 *Medifron DBT Co., Ltd.................................. 36,454 129,906 #*Medipost Co., Ltd...................................... 26,928 2,119,990 #*Medy-Tox, Inc.......................................... 17,819 1,340,274 *MegaStudy Co., Ltd..................................... 8,839 548,329 #*Melfas, Inc............................................ 64,519 1,241,246 *Meritz Finance Group, Inc.............................. 37,832 125,594 Meritz Fire Marine Insurance Co., Ltd.................. 228,355 3,095,948 Meritz Securities Co., Ltd............................. 823,165 984,913 Mi Chang Oil Industrial Co., Ltd....................... 981 46,768 Mirae Asset Securities Co., Ltd........................ 97,814 2,649,873 *Miwon Chemicals Co., Ltd............................... 1,890 41,901 Miwon Commercial Co., Ltd.............................. 702 85,617 *Miwon Specialty Chemical Co., Ltd...................... 466 87,336 *MK Electron Co., Ltd................................... 14,754 57,891 *MNTech Co., Ltd........................................ 45,825 493,198 #*Modetour Network, Inc.................................. 46,181 1,300,189 #*Monalisa Co., Ltd...................................... 29,240 112,376 #*MonAmi Co., Ltd........................................ 26,170 114,539 #Moorim P&P Co., Ltd.................................... 130,920 427,144 Motonic Corp........................................... 38,180 431,758 #Namhae Chemical Corp................................... 101,184 916,649 #Namyang Dairy Products Co., Ltd........................ 1,390 1,204,747 #National Plastic Co.................................... 56,060 130,296 *Neowiz Corp............................................ 9,213 134,625 *Neowiz Games Corp...................................... 50,338 1,137,216 *Neowiz Internet Corp................................... 24,776 307,480 #*NEPES Corp............................................. 69,954 890,402 #Nexen Corp............................................. 33,168 2,560,304 #Nexen Tire Corp........................................ 138,140 2,152,507 NH Investment & Securities Co., Ltd.................... 130,310 602,355 706 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ------- ---------- SOUTH KOREA -- (Continued) NICE Holdings Co., Ltd................................... 311 $ 16,488 NICE Information Service Co., Ltd........................ 485 2,137 #NK Co., Ltd.............................................. 76,630 266,571 #Nong Shim Holdings Co., Ltd.............................. 6,132 348,382 #NongShim Co., Ltd........................................ 13,669 3,228,633 *Nowcom Co., Ltd.......................................... 17,103 172,499 *OCI Materials Co., Ltd................................... 25,097 743,633 #*OPTRON-TEC, Inc.......................................... 27,455 256,541 #*Orientbio, Inc........................................... 176,570 131,776 #*Osstem Implant Co., Ltd.................................. 52,165 1,511,041 #*Osung LST Co., Ltd....................................... 79,101 245,542 Ottogi Corp.............................................. 5,166 1,122,125 Pacific Pharmaceutical Co., Ltd.......................... 480 14,865 *Paik Kwang Industrial Co., Ltd........................... 11,300 43,949 *PaperCorea, Inc.......................................... 147,900 108,438 #*Partron Co, Ltd.......................................... 115,221 1,756,455 #*Pharmicell Co., Ltd...................................... 150,094 801,145 Poongsan Corp............................................ 86,191 2,509,689 Poongsan Holdings Corp................................... 12,277 261,640 *POSCO Chemtech Co., Ltd.................................. 2,941 411,100 POSCO Coated & Color Steel Co., Ltd...................... 6,320 90,911 #*Posco ICT Co., Ltd....................................... 171,688 1,094,507 *Power Logics Co., Ltd.................................... 11,926 43,917 Pulmuone Co., Ltd........................................ 3,026 104,051 Pusan City Gas Co., Ltd.................................. 21,570 435,157 *Pyeong Hwa Automotive Co., Ltd........................... 50,980 749,566 *Redrover Co., Ltd........................................ 14,814 81,871 *RFsemi Technologies, Inc................................. 3,800 35,215 #*RNL BIO Co., Ltd......................................... 353,450 1,300,373 #*S&T Corp................................................. 5,003 71,261 #S&T Dynamics Co., Ltd.................................... 104,352 1,043,553 S&T Holdings Co., Ltd.................................... 21,808 187,799 #S&T Motiv Co., Ltd....................................... 34,860 605,550 *S&T Motors Co., Ltd...................................... 188,180 95,537 *S1 Corp.................................................. 68,527 4,130,643 Saeron Automotive Corp................................... 10,060 52,315 #Sajo Industries Co., Ltd................................. 10,232 528,440 Sajodaerim Corp.......................................... 4,360 56,768 #Sam Jin Pharmaceutical Co., Ltd.......................... 42,246 470,864 Sam Lip General Foods Co., Ltd........................... 9,230 216,174 #Sam Young Electronics Co., Ltd........................... 47,570 380,093 Sam Yung Trading Co., Ltd................................ 40,552 394,577 *Sambu Construction Co., Ltd.............................. 2,172 8,030 #Samchully Co., Ltd....................................... 11,307 1,009,633 Samhwa Paints Industrial Co., Ltd........................ 14,530 58,234 #Samick Musical Instruments Co., Ltd...................... 245,620 353,449 Samick THK Co., Ltd...................................... 35,630 193,335 SamkwangGlass Co., Ltd................................... 10,990 687,949 #Samsung Fine Chemicals Co., Ltd.......................... 78,296 4,993,788 *Samwhan Corp............................................. 5,480 10,494 #Samyang Foods Co., Ltd................................... 13,450 349,606 Samyang Holdings Corp.................................... 20,208 1,324,822 Samyang Tongsang Co., Ltd................................ 1,760 36,951 #*Samyoung Chemical Co., Ltd............................... 173,170 530,671 *Sangbo Corp.............................................. 23,368 302,799 *Satrec Initiative Co., Ltd............................... 5,805 114,071 SAVEZONE I&C Corp........................................ 24,070 58,919 #SBS Media Holdings Co., Ltd.............................. 192,730 1,166,508 #Seah Besteel Corp........................................ 53,905 1,259,133 SeAH Holdings Corp....................................... 4,622 398,072 SeAH Steel Corp.......................................... 9,747 840,382 707 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- SOUTH KOREA -- (Continued) Sebang Co., Ltd........................................ 45,065 $ 735,589 #*Seegene, Inc........................................... 24,361 1,746,438 #Sejong Industrial Co., Ltd............................. 38,260 436,835 *Sempio Foods Co........................................ 180 4,470 *S-Energy Co., Ltd...................................... 9,256 79,225 *Seohan Co., Ltd........................................ 128,003 156,001 Seoul City Gas Co., Ltd................................ 389 23,198 #Seowon Co., Ltd........................................ 51,670 167,926 #*Sewon Cellontech Co., Ltd.............................. 103,421 290,486 *SEWOONMEDICAL Co., Ltd................................. 16,668 51,063 *SG Corp................................................ 65,100 38,740 #*SH Energy & Chemical Co., Ltd.......................... 267,990 224,130 #Shinpoong Pharmaceutical Co., Ltd...................... 96,352 451,968 *Shinsegae Co., Ltd..................................... 31,431 5,616,439 Shinsegae Information & Communication Co., Ltd......... 2,612 139,721 *Shinsung Solar Energy Co., Ltd......................... 141,180 230,187 #Shinsung Tongsang Co., Ltd............................. 236,010 274,387 Shinyoung Securities Co., Ltd.......................... 14,050 390,076 *Signetics Corp......................................... 55,612 140,272 #*Silicon Works Co., Ltd................................. 31,316 801,187 Silla Co., Ltd......................................... 20,350 452,575 #*Simm Tech Co., Ltd..................................... 90,780 897,424 *SIMPAC, Inc............................................ 41,370 284,194 Sindoh Co., Ltd........................................ 10,939 663,949 SJM Co., Ltd........................................... 19,030 125,384 SJM Holdings Co., Ltd.................................. 7,727 26,266 *SK Broadband Co., Ltd.................................. 278,839 1,019,768 #SK Chemicals Co., Ltd.................................. 62,098 3,827,445 #*SK Communications Co., Ltd............................. 68,168 557,784 #SK Gas Co., Ltd........................................ 15,519 1,123,784 #SK Networks Co., Ltd................................... 487,040 4,260,256 #SK Securities Co., Ltd................................. 1,165,660 1,238,233 #SKC Co., Ltd........................................... 86,357 3,530,886 #SL Corp................................................ 54,320 629,420 #*S-MAC Co., Ltd......................................... 63,567 887,569 #*Solco Biomedical Co., Ltd.............................. 188,292 245,074 #*Songwon Industrial Co., Ltd............................ 66,030 653,463 #*Sonokong Co., Ltd...................................... 48,235 158,004 #*Ssangbangwool & Trygroup............................... 277,790 304,281 *Ssangyong Cement Industrial Co., Ltd................... 92,691 469,732 #STX Corp............................................... 159,588 1,168,383 #STX Engine Co., Ltd.................................... 103,132 755,246 STX Metal Co, Ltd...................................... 15,830 76,739 #STX Offshore & Shipbuilding Co., Ltd................... 247,140 1,787,535 #STX Pan Ocean Co., Ltd................................. 480,700 1,518,274 #Suheung Capsule Co., Ltd............................... 20,170 338,210 #*Sung Jin Geotec Co., Ltd............................... 70,710 686,333 #Sungchang Enterprise Holdings, Ltd..................... 20,340 445,875 Sunjin Co., Ltd........................................ 11,625 141,722 *Sunjin Holdings Co., Ltd............................... 199 3,659 #*Suprema, Inc........................................... 47,205 808,567 *Synopex, Inc........................................... 226,237 541,310 #Tae Kyung Industrial Co., Ltd.......................... 33,700 104,609 TaeKwang Industrial Co., Ltd........................... 1,485 1,379,867 *Taesan LCD Co., Ltd.................................... 17,008 8,019 #*Taewoong Co., Ltd...................................... 34,187 554,184 #Taeyoung Engineering & Construction Co., Ltd........... 173,010 869,606 *Taihan Electric Wire Co., Ltd.......................... 645,733 956,225 #Tailim Packaging Industries Co., Ltd................... 125,830 194,511 #TCC Steel.............................................. 33,782 147,116 #*Tera Resource Co., Ltd................................. 919,272 1,062,418 708 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ------------ SOUTH KOREA -- (Continued) #Tong Yang Moolsan Co., Ltd........................... 22,590 $ 326,165 Tong Yang Securities, Inc............................ 12,966 45,686 *Tongyang Life Insurance.............................. 169,210 1,829,220 *Tongyang, Inc........................................ 242,448 179,925 #*Toptec Co., Ltd...................................... 31,498 501,676 *Trais Co., Ltd....................................... 2,787 9,004 *Trigem Computer, Inc................................. 1 -- #TS Corp.............................................. 15,430 374,244 *UBCare Co., Ltd...................................... 63,818 187,201 *Ubivelox, Inc........................................ 6,656 161,897 #*Uju Electronics Co., Ltd............................. 16,116 373,631 #Unid Co., Ltd........................................ 14,854 497,890 Union Steel.......................................... 10,192 116,264 #*Unison Co., Ltd...................................... 106,912 759,462 *VGX International, Inc............................... 4,580 6,812 #*Vieworks Co., Ltd.................................... 32,811 480,585 #*Visang Education, Inc................................ 16,072 191,458 #*Webzen, Inc.......................................... 38,191 322,878 Whanin Pharmaceutical Co., Ltd....................... 37,560 330,846 #*Will-Bes & Co., Ltd. (The)........................... 238,240 636,819 *WiSoL Co., Ltd....................................... 23,449 296,580 #*Woongjin Chemical Co., Inc........................... 1,019,400 541,975 #Woongjin Coway Co., Ltd.............................. 187,030 6,814,273 #*Woongjin Energy Co., Ltd............................. 208,040 357,186 #*Woongjin Holdings Co., Ltd........................... 94,257 147,375 *Woongjin Thinkbig Co., Ltd........................... 80,049 467,645 *Wooree ETI Co., Ltd.................................. 62,889 280,046 Woori Financial Co., Ltd............................. 40,288 607,273 Woori Investment & Securities Co., Ltd............... 578,522 5,585,099 #*WooSung Feed Co., Ltd................................ 81,260 388,448 #*Y G-1 Co., Ltd....................................... 31,254 376,285 *Yedang Company Co., Ltd.............................. 286,173 563,321 YESCO Co., Ltd....................................... 11,440 315,118 #Youlchon Chemical Co., Ltd........................... 41,570 328,093 #Young Poong Corp..................................... 2,754 2,543,456 *Young Poong Mining & Construction Corp............... 1,580 80 #*Young Poong Precision Corp........................... 11,332 124,666 #Youngone Corp........................................ 87,944 2,728,182 #Youngone Holdings Co., Ltd........................... 23,919 1,330,268 Yuhan Corp........................................... 34,258 5,913,574 Yuhwa Securities Co., Ltd............................ 13,060 154,463 #*Yungjin Pharm Co., Ltd............................... 413,212 717,443 *ZeroOne Interactive Co., Ltd......................... 3,200 44 ------------ TOTAL SOUTH KOREA....................................... 448,260,929 ------------ TAIWAN -- (12.5%) *A.G.V. Products Corp................................. 1,785,801 549,330 Ability Enterprise Co., Ltd.......................... 1,377,076 1,238,597 AcBel Polytech, Inc.................................. 1,428,599 927,712 Accton Technology Corp............................... 1,924,763 954,120 #Ace Pillar Co., Ltd.................................. 199,008 163,920 ACES Electronic Co., Ltd............................. 287,000 375,855 #ACHEM Technology Corp................................ 619,764 273,580 Acme Electronics Corp................................ 374,295 422,772 Acter Co., Ltd....................................... 139,000 494,961 *Action Electronics Co., Ltd.......................... 892,635 211,897 Actron Technology Corp............................... 192,150 427,989 *A-DATA Technology Co., Ltd........................... 633,000 620,123 #Adlink Technology, Inc............................... 406,985 414,212 Advanced Ceramic X Corp.............................. 173,000 470,745 *Advanced International Multitech Co., Ltd............ 157,000 205,648 709 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) #Advancetek Enterprise Co., Ltd......................... 505,917 $ 412,021 *AimCore Technology Co., Ltd............................ 126,000 216,380 #Alcor Micro Corp....................................... 266,000 288,405 #ALI Corp............................................... 1,030,000 1,116,054 Allis Electric Co., Ltd................................ 54,000 15,164 *Alltop Technology Co., Ltd............................. 52,000 56,654 #Alpha Networks, Inc.................................... 1,192,763 758,827 #Altek Corp............................................. 1,587,637 778,884 #Ambassador Hotel (The)................................. 1,057,000 1,089,770 #Ampoc Far-East Co., Ltd................................ 344,444 290,337 AmTRAN Technology Co., Ltd............................. 2,895,951 2,446,152 Anpec Electronics Corp................................. 398,000 237,500 *Apacer Technology, Inc................................. 390,000 328,452 #APCB, Inc.............................................. 544,000 346,949 #Apex Biotechnology Corp................................ 371,483 925,182 Apex Medical Corp...................................... 212,500 218,536 Apex Science & Engineering Corp........................ 134,198 41,396 *Ardentec Corp.......................................... 506,795 314,682 #Arima Communications Corp.............................. 780,719 298,768 *Asia Optical Co., Inc.................................. 928,000 844,719 #*Asia Plastic Recycling Holding, Ltd.................... 106,146 317,386 Asia Polymer Corp...................................... 1,167,484 933,067 #Asia Vital Components Co., Ltd......................... 1,283,052 587,606 #Asrock, Inc............................................ 168,000 580,411 Aten International Co., Ltd............................ 331,479 492,605 Audix Corp............................................. 406,000 328,377 #Aurora Corp............................................ 541,499 813,308 Aurora Systems Corp.................................... 268,244 231,699 AV Tech Corp........................................... 164,000 496,604 Avermedia Technologies, Inc............................ 865,446 400,896 #Avision, Inc........................................... 687,000 179,723 *AVY Precision Technology, Inc.......................... 131,000 223,663 Awea Mechantronic Co., Ltd............................. 137,200 137,719 *Bank of Kaohsiung...................................... 1,547,645 444,403 Basso Industry Corp., Ltd.............................. 509,000 287,357 *BenQ Materials Corp.................................... 505,000 177,719 BES Engineering Corp................................... 6,859,750 1,674,651 Bin Chuan Enterprise Co., Ltd.......................... 150,000 166,099 *Bionet Corp............................................ 136,000 162,813 Biostar Microtech International Corp................... 619,975 207,624 *Boardtek Electronics Corp.............................. 484,000 272,510 Bright Led Electronics Corp............................ 502,520 204,411 #C Sun Manufacturing, Ltd............................... 525,221 335,006 #*Cameo Communications, Inc.............................. 921,818 204,956 Capella Microsystems Taiwan, Inc....................... 106,000 665,171 Capital Securities Corp................................ 6,679,142 2,218,018 #Career Technology (MFG.) Co., Ltd...................... 1,034,000 1,338,950 #*Carnival Industrial Corp............................... 1,266,000 399,009 Cathay Chemical Works, Inc............................. 30,000 12,318 Cathay Real Estate Development Co., Ltd................ 3,127,000 1,438,694 *Celxpert Energy Corp................................... 100,000 67,133 *Center Laboratories, Inc............................... 102,000 110,205 *Central Reinsurance Co., Ltd........................... 826,402 363,085 ChainQui Construction Development Co., Ltd............. 347,083 206,079 #Champion Building Materials Co., Ltd................... 1,349,851 466,115 #Chang Wah Electromaterials, Inc........................ 125,517 363,962 Charoen Pokphand Enterprises Co., Ltd.................. 771,000 364,015 *Chaun-Choung Technology Corp........................... 212,000 297,158 #CHC Resources Corp..................................... 308,348 489,343 *Chen Full International Co., Ltd....................... 9,000 4,942 *Chenbro Micom Co., Ltd................................. 108,000 113,004 710 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) Cheng Loong Corp...................................... 3,528,383 $1,412,547 Cheng Uei Precision Industry Co., Ltd................. 1,509,331 3,338,099 #*Chenming Mold Industrial Corp......................... 462,437 423,869 Chia Hsin Cement Corp................................. 1,674,121 753,089 Chicony Electronics Co., Ltd.......................... 1,226,729 2,689,195 #Chien Kuo Construction Co., Ltd....................... 1,111,312 494,190 *Chien Shing Stainless Steel Co., Ltd.................. 70,000 7,325 #Chilisin Electronics Corp............................. 315,535 169,374 *Chimei Materials Technology Corp...................... 500,000 479,722 #China Chemical & Pharmaceutical Co., Ltd.............. 1,041,000 649,090 #China Ecotek Corp..................................... 187,000 408,224 #China Electric Manufacturing Corp..................... 1,148,900 669,858 *China General Plastics Corp........................... 1,086,000 478,973 #China Glaze Co., Ltd.................................. 518,139 226,625 *China ManMade Fibers Corp............................. 4,563,879 1,535,277 China Metal Products Co., Ltd......................... 1,023,278 931,094 China Motor Corp...................................... 1,379,609 1,236,373 *China Rebar Co., Ltd.................................. 55,174 -- China Steel Chemical Corp............................. 543,554 2,363,154 China Steel Structure Co., Ltd........................ 474,000 465,562 China Synthetic Rubber Corp........................... 1,851,563 1,979,637 *China United Trust & Investment Corp.................. 164,804 -- *China Wire & Cable Co., Ltd........................... 592,000 203,453 #Chinese Gamer International Corp...................... 151,000 252,793 Chinese Maritime Transport, Ltd....................... 436,850 502,044 #Chin-Poon Industrial Co., Ltd......................... 1,459,207 1,584,270 Chipbond Technology Corp.............................. 1,481,000 2,506,794 #Chong Hong Construction Co............................ 564,646 1,291,101 *Chou Chin Industrial Co., Ltd......................... 825 -- #Chroma Ate, Inc....................................... 1,189,821 2,262,157 *Chun Yu Works & Co., Ltd.............................. 822,000 283,925 #Chun Yuan Steel Industrial Co., Ltd................... 1,637,529 619,050 *Chung Hung Steel Corp................................. 3,418,979 862,198 #*Chung Hwa Pulp Corp................................... 2,081,031 632,150 Chung-Hsin Electric & Machinery Manufacturing Corp.... 1,533,000 805,040 *Chunghwa Chemical Synthesis & Biotech Co., Ltd........ 195,000 334,606 *Chungwa Picture Tubes Co., Ltd........................ 16,175,000 502,853 Clevo Co., Ltd........................................ 1,613,000 2,106,539 #*CMC Magnetics Corp.................................... 10,279,960 1,532,474 *CoAsia Microelectronics Corp.......................... 200,000 157,586 #Collins Co., Ltd...................................... 555,431 213,687 #*Compal Communications, Inc............................ 1,153,000 1,026,862 #Compeq Manufacturing Co., Ltd......................... 3,744,000 1,381,392 *Concord Securities Corp............................... 643,000 133,486 Continental Holdings Corp............................. 1,599,067 574,511 *Coretronic Corp....................................... 2,328,000 1,685,850 *Cosmo Electronics Corp................................ 244,137 207,240 #*Cosmos Bank Taiwan.................................... 1,145,000 273,835 #Coxon Precise Industrial Co., Ltd..................... 416,000 788,023 Creative Sensor, Inc.................................. 85,000 41,567 *Crystalwise Technology, Inc........................... 266,000 190,992 CSBC Corp. Taiwan..................................... 1,325,610 771,148 CTCI Corp............................................. 878,013 1,744,731 #CviLux Corp........................................... 238,039 334,500 #Cyberlink Corp........................................ 301,281 1,087,229 *CyberPower Systems, Inc............................... 67,000 120,284 #Cybertan Technology, Inc.............................. 1,152,779 803,860 #Da Cin Construction Co., Ltd.......................... 639,711 414,693 Dah Fung CATV Co., Ltd................................ 201,400 373,007 *Da-Li Construction Co., Ltd........................... 40,000 36,995 Darfon Electronics Corp............................... 1,186,550 673,440 711 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) #Davicom Semiconductor, Inc............................. 127,888 $ 66,447 De Licacy Industries Co., Ltd.......................... 70,000 21,128 Delpha Construction Co., Ltd........................... 859,931 258,643 Depo Auto Parts Industrial Co., Ltd.................... 387,000 807,380 *Der Pao Construction Co., Ltd.......................... 2,523 13,360 DFI, Inc............................................... 143,524 108,288 *Dimerco Express Corp................................... 347,000 218,645 D-Link Corp............................................ 2,537,665 1,423,652 Dynamic Electronics Co., Ltd........................... 993,312 311,475 *Dynapack International Technology Corp................. 490,000 1,777,388 *Eastern Media International Corp....................... 3,279,337 431,655 Eclat Textile Co., Ltd................................. 543,022 1,604,641 *Edimax Technology Co., Ltd............................. 587,000 218,777 *Edison Opto Corp....................................... 301,000 324,071 Edom Technology Co., Ltd............................... 172,776 57,097 *eGalax_eMPIA Technology, Inc........................... 150,000 251,946 Elan Microelectronics Corp............................. 1,342,715 2,074,303 #*E-Lead Electronic Co., Ltd............................. 228,942 196,627 #E-LIFE MALL Corp., Ltd................................. 313,000 698,323 #Elite Advanced Laser Corp.............................. 263,000 293,891 #Elite Material Co., Ltd................................ 1,083,350 1,070,401 Elite Semiconductor Memory Technology, Inc............. 1,008,200 668,434 #Elitegroup Computer Systems Co., Ltd................... 2,567,182 694,509 eMemory Technology, Inc................................ 237,000 449,825 ENG Electric Co., Ltd.................................. 467,580 382,538 #EnTie Commercial Bank.................................. 1,567,603 756,114 *Episil Technologies, Inc............................... 484,000 124,229 #Eternal Chemical Co., Ltd.............................. 2,732,794 2,125,646 #*E-Ton Solar Tech Co., Ltd.............................. 746,000 227,281 *Etron Technology Inc................................... 605,000 138,836 *Everest Textile Co., Ltd............................... 978,562 252,161 Evergreen International Storage & Transport Corp....... 2,334,000 1,439,720 #Everlight Chemical Industrial Corp..................... 1,338,175 809,611 #Everlight Electronics Co., Ltd......................... 1,352,000 1,408,953 Excel Cell Electronics Co., Ltd........................ 105,000 36,630 #Excelsior Medical Co., Ltd............................. 335,654 612,675 Far Eastern International Bank......................... 5,021,770 1,847,297 #Faraday Technology Corp................................ 1,207,648 1,477,348 *Farglory F T Z Investment Holding Co., Ltd............. 235,000 149,770 Federal Corp........................................... 1,432,682 924,185 *Feedback Technology Corp............................... 107,000 216,102 Feng Hsin Iron & Steel Co., Ltd........................ 1,664,100 2,630,285 #Feng Tay Enterprise Co., Ltd........................... 891,006 999,870 *Firich Enterprises Co., Ltd............................ 561,610 647,684 *First Copper Technology Co., Ltd....................... 834,000 285,365 #First Hotel............................................ 562,019 363,323 First Insurance Co., Ltd............................... 883,179 445,245 First Steamship Co., Ltd............................... 554,200 427,418 #FLEXium Interconnect, Inc.............................. 579,362 2,355,524 #Flytech Technology Co., Ltd............................ 278,206 576,718 Forhouse Corp.......................................... 1,683,635 819,977 #Formosa Advanced Technologies Co., Ltd................. 550,000 291,556 #*Formosa Epitaxy, Inc................................... 1,263,811 828,951 Formosa International Hotels Corp...................... 143,858 1,536,867 *Formosa Laboratories, Inc.............................. 114,000 174,927 Formosa Oilseed Processing Co., Ltd.................... 304,567 133,952 *Formosa Optical Technology Co., Ltd.................... 133,000 341,470 Formosan Rubber Group, Inc............................. 1,698,000 1,147,860 Formosan Union Chemical Corp........................... 1,114,218 622,218 #Fortune Electric Co., Ltd.............................. 502,078 204,379 Founding Construction & Development Co., Ltd........... 643,745 391,693 712 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) *Foxlink Image Technology Co., Ltd..................... 410,000 $ 302,144 *Froch Enterprise Co., Ltd............................. 620,000 209,566 FSP Technology, Inc................................... 642,887 567,293 Fu I Industrial Co., Ltd.............................. 6,701 12,135 #Fullerton Technology Co., Ltd......................... 398,600 317,021 *Fulltech Fiber Glass Corp............................. 709,000 311,220 Fwusow Industry Co., Ltd.............................. 694,477 358,778 #G Shank Enterprise Co., Ltd........................... 669,013 376,407 Gamania Digital Entertainment Co., Ltd................ 356,000 303,038 Gem Terminal Industries Co., Ltd...................... 23,386 9,440 Gemtek Technology Corp................................ 1,217,219 1,198,713 General Plastic Industrial Co., Ltd................... 137,553 115,730 #*Genesis Photonics, Inc................................ 903,363 615,978 #Genius Electronic Optical Co., Ltd.................... 161,030 1,077,973 *Genmont Biotech, Inc.................................. 126,000 175,065 GeoVision, Inc........................................ 152,207 572,333 #Getac Technology Corp................................. 1,446,360 652,639 Giant Manufacturing Co., Ltd.......................... 112,776 582,509 #*Giantplus Technology Co., Ltd......................... 816,900 232,833 *Giga Solar Materials Corp............................. 52,000 350,557 Giga Solution Tech Co., Ltd........................... 365,446 187,409 #Gigabyte Technology Co., Ltd.......................... 1,996,800 1,645,713 #Gigastorage Corp...................................... 1,087,561 572,003 #*Gintech Energy Corp................................... 1,351,936 970,401 #Global Brands Manufacture, Ltd........................ 1,002,359 341,549 #Global Mixed Mode Technology, Inc..................... 286,000 920,686 #Global Unichip Corp................................... 307,000 972,811 #Globe Union Industrial Corp........................... 950,944 411,597 Gloria Material Technology Corp....................... 1,582,015 1,243,410 *Gold Circuit Electronics, Ltd......................... 1,804,227 341,225 Goldsun Development & Construction Co., Ltd........... 5,187,722 1,827,236 Good Will Instrument Co., Ltd......................... 191,146 114,836 #Grand Pacific Petrochemical Corp...................... 3,821,000 1,966,151 #Grape King, Inc....................................... 419,000 966,589 #Great China Metal Industry Co., Ltd................... 576,000 631,404 Great Taipei Gas Co., Ltd............................. 1,220,000 795,325 #Great Wall Enterprise Co., Ltd........................ 1,476,057 1,262,110 #*Green Energy Technology, Inc.......................... 1,128,457 540,122 #*G-Tech Optoelectronics Corp........................... 353,000 855,300 *GTM Corp.............................................. 524,000 235,569 Hannstar Board Corp................................... 1,049,049 491,218 *HannStar Display Corp................................. 10,217,494 805,938 *HannsTouch Solution, Inc.............................. 2,778,130 773,237 #Harvatek Corp......................................... 672,623 252,924 #Hey Song Corp......................................... 1,487,000 1,737,538 Highwealth Construction Corp.......................... 251,000 365,599 #Hiti Digital, Inc..................................... 374,573 154,443 #Hitron Technologies, Inc.............................. 650,213 320,087 #*Ho Tung Holding Corp.................................. 2,522,182 1,251,498 Hocheng Corp.......................................... 957,700 287,650 Hold-Key Electric Wire & Cable Co., Ltd............... 360,191 120,234 #Holiday Entertainment Co., Ltd....................... 248,800 343,764 Holtek Semiconductor, Inc............................. 640,000 632,643 Holy Stone Enterprise Co., Ltd........................ 1,166,183 941,495 Hong Ho Precision Textile Co., Ltd.................... 4,000 2,341 Hong Tai Electric Industrial Co., Ltd................. 918,000 296,781 Hong Yi Fiber Industry Co., Ltd....................... 75,652 23,287 *Horizon Securities Co., Ltd........................... 616,000 139,135 #*Hota Industrial Manufacturing Co., Ltd................ 706,000 420,886 Howarm Construction Co., Ltd.......................... 307,813 231,652 #Hsin Kuang Steel Co., Ltd............................. 1,012,443 580,020 713 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) *Hsin Yung Chien Co., Ltd............................... 120,000 $ 321,007 Hsing Ta Cement Co., Ltd............................... 620,000 222,824 Hu Lane Associate, Inc................................. 114,559 181,289 *Hua Eng Wire & Cable Co., Ltd.......................... 1,815,565 661,358 Huaku Development Co., Ltd............................. 911,816 1,854,886 #Huang Hsiang Construction Co........................... 432,800 1,021,436 *Huga Optotech, Inc..................................... 137,000 44,026 Hung Ching Development & Construction Co., Ltd......... 449,000 175,818 Hung Poo Real Estate Development Corp.................. 939,185 864,882 Hung Sheng Construction Co., Ltd....................... 2,016,400 1,089,755 *Hwa Fong Rubber Co., Ltd............................... 796,670 164,247 Ibase Technology, Inc.................................. 332,247 391,776 #*Ichia Technologies, Inc................................ 1,433,000 553,533 #*I-Chiun Precision Industry Co., Ltd.................... 822,313 491,856 *ICP Electronics, Inc................................... 742,300 922,576 #ILI Technology Corp.................................... 196,000 600,185 #*Infortrend Technology, Inc............................. 1,012,163 529,304 #*Inotera Memories, Inc.................................. 6,159,000 835,201 #Insyde Software Corp................................... 100,000 294,964 #*Integrated Memory Logic, Ltd........................... 201,001 663,294 *International Games System Co., Ltd.................... 217,000 776,315 Inventec Corp.......................................... 2,692,014 919,800 #I-Sheng Electric Wire & Cable Co., Ltd................. 419,000 565,826 #*ITE Technology, Inc.................................... 706,408 503,481 ITEQ Corp.............................................. 1,127,614 1,178,033 *J Touch Corp........................................... 322,000 213,693 *Janfusun Fancyworld Corp............................... 655,000 101,937 *Jenn Feng New Energy Co., Ltd.......................... 33,000 9,035 Jentech Precision Industrial Co., Ltd.................. 213,868 432,754 #*Jess-Link Products Co., Ltd............................ 622,900 489,415 *Jih Sun Financial Holdings Co., Ltd.................... 949,154 247,345 Johnson Health Tech Co., Ltd........................... 217,758 528,348 Jui Li Enterprise Co., Ltd............................. 241,080 63,211 Kang Na Hsiung Enterprise Co., Ltd..................... 377,020 158,015 *Kao Hsing Chang Iron & Steel Corp...................... 784,000 158,663 Kaori Heat Treatment Co., Ltd.......................... 233,200 301,046 #Kaulin Manufacturing Co., Ltd.......................... 498,330 279,495 *KD Holding Corp........................................ 7,000 33,541 #Kee Tai Properties Co., Ltd............................ 1,362,473 885,403 #Kenda Rubber Industrial Co., Ltd....................... 1,778,449 2,067,282 *Kenmec Mechanical Engineering Co., Ltd................. 277,000 78,875 Kerry TJ Logistics Co., Ltd............................ 1,241,000 1,977,674 Kian Shen Corp......................................... 1,000 1,580 King Core Electronics, Inc............................. 10,729 6,109 #King Slide Works Co., Ltd.............................. 176,550 990,028 King Yuan Electronics Co., Ltd......................... 4,525,979 2,459,330 Kingdom Construction Co., Ltd.......................... 1,482,000 951,145 *King's Town Bank....................................... 3,069,701 2,098,471 King's Town Construction Co., Ltd...................... 758,210 730,725 Kinik Co............................................... 495,000 673,363 #Kinko Optical Co., Ltd................................. 570,000 752,986 Kinpo Electronics, Inc................................. 4,020,157 808,556 #KS Terminals, Inc...................................... 320,482 233,039 #Kung Long Batteries Industrial Co., Ltd................ 271,000 545,663 *Kung Sing Engineering Corp............................. 330,000 93,850 *Kuo Toong International Co., Ltd....................... 256,000 149,074 #Kuoyang Construction Co., Ltd.......................... 1,588,000 719,522 *Kwong Fong Industries Corp............................. 1,307,200 719,491 #*KYE Systems Corp....................................... 1,054,903 302,980 L&K Engineering Co., Ltd............................... 523,048 492,999 Lan Fa Textile Co., Ltd................................ 761,933 202,969 714 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) Laser Tek Taiwan Co., Ltd............................. 45,150 $ 29,651 LCY Chemical Corp..................................... 345,383 356,674 Leader Electronics, Inc............................... 316,000 174,500 #Leadtrend Technology Corp............................. 136,086 212,175 Lealea Enterprise Co., Ltd............................ 2,630,542 921,263 Ledtech Electronics Corp.............................. 189,000 58,216 #Lee Chi Enterprises Co., Ltd.......................... 687,000 253,663 #*Leofoo Development Co., Ltd........................... 914,000 471,836 #Les Enphants Co., Ltd................................. 666,754 461,613 *Lextar Electronics Corp............................... 620,000 489,387 #*Li Peng Enterprise Co., Ltd........................... 1,970,722 557,597 Lian HWA Food Corp.................................... 215,157 253,744 Lien Hwa Industrial Corp.............................. 1,842,676 1,154,536 #Lingsen Precision Industries, Ltd..................... 1,361,506 656,212 #LITE-ON IT Corp....................................... 1,579,423 1,323,409 #Lite-On Semiconductor Corp............................ 1,108,730 473,757 *Long Bon International Co., Ltd....................... 1,100,945 719,371 *Long Chen Paper Co., Ltd.............................. 1,514,674 388,096 *Longwell Co........................................... 382,000 386,551 #Lotes Co., Ltd........................................ 226,778 681,318 *Lucky Cement Corp..................................... 677,000 143,154 #Lumax International Corp., Ltd........................ 368,770 699,942 Macroblock, Inc....................................... 107,000 397,438 Macronix International Co., Ltd....................... 13,013,481 3,380,857 *MacroWell OMG Digital Entertainment Co., Ltd.......... 35,000 110,416 *Makalot Industrial Co., Ltd........................... 479,202 1,446,386 #Marketech International Corp.......................... 517,000 252,786 Masterlink Securities Corp............................ 3,843,000 1,121,649 #*Mayer Steel Pipe Corp................................. 760,567 286,309 Maywufa Co., Ltd...................................... 170,322 89,785 *Medigen Biotechnology Corp............................ 284,000 1,149,659 *Meiloon Co., Ltd...................................... 428,053 150,824 Mercuries & Associates, Ltd........................... 1,142,438 976,225 Merida Industry Co., Ltd.............................. 747,696 2,863,884 Merry Electronics Co., Ltd............................ 813,481 959,407 #Microbio Co., Ltd..................................... 933,180 916,118 #*Microelectronics Technology, Inc...................... 1,557,527 590,594 *Microlife Corp........................................ 34,000 55,983 Micro-Star International Co., Ltd..................... 3,209,075 1,448,953 #Min Aik Technology Co., Ltd........................... 561,316 1,511,790 #Mirle Automation Corp................................. 512,009 324,948 #Mitac International Corp.............................. 4,439,000 1,467,353 *Mosel Vitelic, Inc.................................... 23,644 1,481 #*Motech Industries, Inc................................ 1,116,000 859,593 MPI Corp.............................................. 239,000 351,856 #Nak Sealing Technologies Corp......................... 213,954 345,139 #Namchow Chemical Industrial Co., Ltd.................. 660,000 630,426 *Nan Ren Lake Leisure Amusement Co., Ltd............... 276,000 94,515 Nankang Rubber Tire Co., Ltd.......................... 2,148,952 2,482,215 #Nantex Industry Co., Ltd.............................. 903,138 576,552 *Nanya Technology Corp................................. 2,937,000 140,514 #National Petroleum Co., Ltd........................... 711,824 713,653 #*Neo Solar Power Corp.................................. 2,040,000 982,802 *Netronix, Inc......................................... 236,000 413,334 New Asia Construction & Development Co., Ltd.......... 489,137 135,262 *New Era Electronics Co., Ltd.......................... 245,000 209,239 Newmax Technology Co., Ltd............................ 247,000 347,568 *Nexcom International Co., Ltd......................... 117,000 99,914 #Nichidenbo Corp....................................... 286,984 197,714 #Nien Hsing Textile Co., Ltd........................... 1,032,612 706,801 *Nishoku Technology, Inc............................... 55,000 100,596 715 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) *Nuvoton Technology Corp............................... 213,000 $ 205,916 *Ocean Plastics Co., Ltd............................... 580,200 466,545 OptoTech Corp......................................... 2,171,886 805,263 *Orient Semiconductor Electronics, Ltd................. 1,846,000 252,431 #Oriental Union Chemical Corp.......................... 2,601,267 2,757,785 #Orise Technology Co., Ltd............................. 322,000 356,986 Pacific Construction Co., Ltd......................... 661,921 176,772 *Pan Jit International, Inc............................ 1,280,541 424,530 *Pan-International Industrial Corp..................... 1,366,893 1,127,790 #Paragon Technologies Co., Ltd......................... 276,571 318,775 PChome Online, Inc.................................... 53,000 239,607 #Phihong Technology Co., Ltd........................... 936,901 613,191 *Phoenix Tours International, Inc...................... 171,000 366,585 #*Phytohealth Corp...................................... 561,926 874,342 *Picvue Electronics, Ltd............................... 72,760 -- #*Pihsiang Machinery Manufacturing Co., Ltd............. 505,534 597,601 #*Pixart Imaging, Inc................................... 303,150 626,957 Plotech Co., Ltd...................................... 146,000 56,421 #Polytronics Technology Corp........................... 223,027 388,992 *Portwell, Inc......................................... 292,000 279,557 *Posiflex, Inc......................................... 21,000 40,325 *Potrans Electrical Corp............................... 228,000 34,029 *Power Quotient International Co., Ltd................. 905,000 377,262 Powercom Co., Ltd..................................... 677,140 151,100 #*Powertech Industrial Co., Ltd......................... 363,000 233,490 *Poya Co., Ltd......................................... 93,000 218,290 *President Securities Corp............................. 2,848,488 1,534,353 Prime Electronics and Satellitics, Inc................ 490,879 429,768 Prince Housing & Development Corp..................... 3,051,782 2,050,250 *Procomp Informatics, Ltd.............................. 21,675 -- *Prodisc Technology, Inc............................... 1,707,199 9,935 #Promate Electronic Co., Ltd........................... 602,000 480,973 #*Promise Technology, Inc............................... 503,286 189,224 *Protop Technology Co., Ltd............................ 192,000 1,380 *P-Two Industries, Inc................................. 13,000 7,071 #*Qisda Corp............................................ 5,565,900 1,198,639 *Quanta Storage, Inc................................... 352,000 209,186 #Quintain Steel Co., Ltd............................... 1,312,824 280,505 #Radium Life Tech Corp................................. 2,143,902 1,332,960 Ralec Electronic Corp................................. 103,209 95,852 #Realtek Semiconductor Corp............................ 1,659,420 3,119,720 #Rechi Precision Co., Ltd.............................. 1,012,387 721,863 *Rexon Industrial Corp., Ltd........................... 126,000 23,445 *Rich Development Co., Ltd............................. 1,063,974 515,171 Richtek Technology Corp............................... 539,000 2,929,959 #*Ritek Corp............................................ 10,463,387 1,069,488 *Ruentex Engineering & Construction Co................. 14,000 17,227 *Run Long Construction Co., Ltd........................ 296,000 351,257 *Sainfoin Technology Corp.............................. 131,260 -- Sampo Corp............................................ 2,369,327 732,361 San Fang Chemical Industry Co., Ltd................... 487,789 384,633 *San Shing Fastech Corp................................ 18,000 26,195 #*Sanyang Industrial Co., Ltd........................... 2,704,628 1,719,689 #Sanyo Electric Taiwan Co., Ltd........................ 508,000 513,594 SCI Pharmtech, Inc.................................... 71,936 153,006 #SDI Corp.............................................. 446,000 293,490 Senao International Co., Ltd.......................... 375,541 1,221,521 #*Sercomm Corp.......................................... 649,000 871,778 #Sesoda Corp........................................... 489,250 517,182 Shan-Loong Transportation Co., Ltd.................... 24,000 17,536 Sheng Yu Steel Co., Ltd............................... 552,980 338,711 716 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) #ShenMao Technology, Inc................................ 341,891 $ 368,700 Shih Wei Navigation Co., Ltd........................... 650,598 536,551 #Shihlin Electric & Engineering Corp.................... 1,191,000 1,414,082 #*Shihlin Paper Corp..................................... 446,000 681,748 Shin Hai Gas Corp...................................... 1,050 1,355 #Shin Zu Shing Co., Ltd................................. 394,144 1,361,091 #*Shining Building Business Co., Ltd..................... 855,882 593,405 #Shinkong Insurance Co., Ltd............................ 798,131 509,374 Shinkong Synthetic Fibers Co., Ltd..................... 7,179,395 2,201,323 Shiny Chemical Industrial Co., Ltd..................... 186,000 246,936 *Shuttle, Inc........................................... 1,025,152 348,790 #Sigurd Microelectronics Corp........................... 1,526,974 1,266,433 *Silicon Integrated Systems Corp........................ 2,289,820 837,792 #Silitech Technology Corp............................... 495,533 736,801 #Sinbon Electronics Co., Ltd............................ 640,000 561,313 Sincere Navigation Corp................................ 1,244,786 1,043,215 *Singatron Enterprise Co., Ltd.......................... 163,000 128,160 Sinkang Industries, Ltd................................ 153,521 51,832 #Sinkong Textile Co., Ltd............................... 695,542 835,013 Sinmag Equipment Corp.................................. 109,200 450,573 #*Sino-American Silicon Products, Inc.................... 1,231,000 1,187,699 #Sinon Corp............................................. 1,348,510 590,567 #Sinphar Pharmaceutical Co., Ltd........................ 464,588 451,336 #Sinyi Realty Co., Ltd.................................. 610,636 816,834 *Sirtec International Co., Ltd.......................... 295,000 327,747 #Sitronix Technology Corp............................... 427,879 535,947 *Siward Crystal Technology Co., Ltd..................... 447,000 124,255 Skymedi Corp........................................... 205,000 190,311 *Soft-World International Corp.......................... 390,000 594,109 Solar Applied Materials Technology Co.................. 980,581 1,092,738 *Solomon Technology Corp................................ 147,138 55,621 #*Solytech Enterprise Corp............................... 702,000 203,944 #Sonix Technology Co., Ltd.............................. 625,000 772,863 Southeast Cement Co., Ltd.............................. 899,700 392,289 Spirox Corp............................................ 66,000 25,172 Sporton International, Inc............................. 79,960 181,402 *St. Shine Optical Co., Ltd............................. 146,000 1,906,941 #Standard Chemical & Pharmaceutical Co., Ltd............ 331,571 274,387 Star Comgistic Capital Co., Ltd........................ 344,785 123,620 #Stark Technology, Inc.................................. 445,860 366,689 #Sunonwealth Electric Machine Industry Co., Ltd......... 576,487 345,143 *Sunplus Technology Co., Ltd............................ 2,080,000 579,813 #Sunrex Technology Corp................................. 768,736 322,255 Sunspring Metal Corp................................... 167,000 153,418 #Super Dragon Technology Co., Ltd....................... 202,382 160,637 #Supreme Electronics Co., Ltd........................... 743,000 270,655 *Swancor Ind Co., Ltd................................... 70,000 93,409 Sweeten Construction Co., Ltd.......................... 386,889 211,366 Syncmold Enterprise Corp............................... 398,000 685,690 *Synmosa Biopharma Corp................................. 175,000 177,265 *Sysage Technology Co., Ltd............................. 100,000 84,298 Sysware Systex Corp.................................... 242,388 255,856 Ta Chen Stainless Pipe Co., Ltd........................ 1,927,953 933,477 *Ta Chong Bank, Ltd..................................... 5,718,322 1,793,477 *Ta Chong Securities Co., Ltd........................... 84,000 20,856 Ta Ya Electric Wire & Cable Co., Ltd................... 2,147,306 494,373 #Ta Yih Industrial Co., Ltd............................. 194,000 318,196 #Tah Hsin Industrial Corp............................... 455,000 427,920 *TAI Roun Products Co., Ltd............................. 239,000 85,047 #TA-I Technology Co., Ltd............................... 655,778 372,306 Taichung Commercial Bank............................... 6,136,592 1,941,231 717 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) *TaiDoc Technology Corp................................. 87,000 $ 126,860 #*Taiflex Scientific Co., Ltd............................ 626,000 653,582 *Taimide Tech, Inc...................................... 162,000 168,577 #Tainan Enterprises Co., Ltd............................ 465,370 452,085 #Tainan Spinning Co., Ltd............................... 3,639,988 1,605,370 #Taisun Enterprise Co., Ltd............................. 1,127,428 601,330 Taita Chemical Co., Ltd................................ 724,952 214,486 #Taiwan Acceptance Corp................................. 264,480 567,665 *Taiwan Business Bank................................... 758,933 210,938 #Taiwan Cogeneration Corp............................... 1,235,566 792,407 #Taiwan Fire & Marine Insurance Co., Ltd................ 853,338 598,452 *Taiwan Flourescent Lamp Co., Ltd....................... 176,000 17,954 Taiwan Fu Hsing Industrial Co., Ltd.................... 506,000 400,043 Taiwan Hon Chuan Enterprise Co., Ltd................... 938,814 1,997,210 *Taiwan Hopax Chemicals Manufacturing Co., Ltd.......... 192,120 76,285 *Taiwan Kolin Co., Ltd.................................. 1,356,000 -- *Taiwan Land Development Corp........................... 2,458,483 957,241 #*Taiwan Life Insurance Co., Ltd......................... 1,360,232 806,459 #Taiwan Line Tek Electronic Co., Ltd.................... 301,529 304,715 Taiwan Mask Corp....................................... 791,412 250,462 Taiwan Navigation Co., Ltd............................. 610,777 478,783 Taiwan Paiho Co., Ltd.................................. 1,041,287 568,010 *Taiwan PCB Techvest Co., Ltd........................... 665,548 919,675 #Taiwan Prosperity Chemical Corp........................ 442,000 504,863 #Taiwan Pulp & Paper Corp............................... 1,554,980 455,779 #Taiwan Sakura Corp..................................... 934,003 498,271 Taiwan Secom Co., Ltd.................................. 939,332 1,998,936 *Taiwan Semiconductor Co., Ltd.......................... 335,000 143,170 #Taiwan Sogo Shinkong Security Co., Ltd................. 997,278 1,128,324 *Taiwan Styrene Monomer Corp............................ 2,280,303 577,848 *Taiwan Surface Mounting Technology Co., Ltd............ 707,000 1,048,637 #Taiwan Tea Corp........................................ 2,487,897 1,203,016 *Taiwan Union Technology Corp........................... 560,000 270,295 Taiyen Biotech Co., Ltd................................ 710,000 473,690 *Tang Eng Iron Works Co., Ltd........................... 54,000 49,703 #*Tatung Co., Ltd........................................ 8,166,455 1,872,950 *Te Chang Construction Co., Ltd......................... 107,000 111,700 Teco Electric & Machinery Co., Ltd..................... 4,753,000 3,227,136 *Tecom, Ltd............................................. 108,114 7,097 *Tekcore Co., Ltd....................................... 127,000 49,646 #Ten Ren Tea Co., Ltd................................... 178,980 274,471 #Test Research, Inc..................................... 575,926 941,080 Test-Rite International Co., Ltd....................... 1,270,495 940,860 *ThaiLin Semiconductor Corp............................. 120,000 40,183 #Thinking Electronic Industrial Co., Ltd................ 319,204 303,921 #Thye Ming Industrial Co., Ltd.......................... 671,360 637,411 TNC Industrial Corp., Ltd.............................. 197,000 137,820 Ton Yi Industrial Corp................................. 2,949,644 1,659,582 #Tong Hsing Electronic Industries, Ltd.................. 431,963 1,497,671 #Tong Yang Industry Co., Ltd............................ 1,490,382 1,201,114 #Tong-Tai Machine & Tool Co., Ltd....................... 709,313 528,882 #Topco Scientific Co., Ltd.............................. 541,082 799,512 *Topco Technologies Corp................................ 46,000 92,594 Topoint Technology Co., Ltd............................ 565,111 317,963 *Toung Loong Textile Manufacturing...................... 88,000 68,763 *Transasia Airways Corp................................. 232,000 110,334 Transcend Information, Inc............................. 724,651 1,821,416 #Tsann Kuen Enterprise Co., Ltd......................... 399,686 826,026 *TSC Auto ID Technology Co., Ltd........................ 17,000 49,598 #TTET Union Corp........................................ 270,000 459,783 #*TTY Biopharm Co., Ltd.................................. 555,280 1,733,163 718 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- TAIWAN -- (Continued) #Tung Ho Steel Enterprise Corp......................... 2,725,000 $2,582,190 #Tung Ho Textile Co., Ltd.............................. 598,000 164,565 Tung Thih Electronic Co., Ltd......................... 167,000 384,707 TXC Corp.............................................. 1,074,053 1,865,407 TYC Brother Industrial Co., Ltd....................... 717,218 254,769 #*Tycoons Group Enterprise Co., Ltd..................... 1,896,182 286,631 #*Tyntek Corp........................................... 1,341,393 290,326 *Tze Shin International Co., Ltd....................... 356,416 170,208 *Ubright Optronics Corp................................ 88,000 415,107 #*Union Bank of Taiwan.................................. 3,222,537 1,102,492 Unitech Electronics Co., Ltd.......................... 281,804 134,550 #Unitech Printed Circuit Board Corp.................... 2,274,370 666,226 United Integration Service Co., Ltd................... 881,439 773,034 #*Unity Opto Technology Co., Ltd........................ 1,024,500 831,571 Universal Cement Corp................................. 1,409,191 672,449 *Universal Microelectronics Co., Ltd................... 84,000 18,499 Universal, Inc........................................ 98,971 55,552 Unizyx Holding Corp................................... 1,515,430 616,600 #UPC Technology Corp................................... 2,893,910 1,489,843 Userjoy Technology Co., Ltd........................... 41,000 66,918 USI Corp.............................................. 2,917,734 2,195,102 *Vanguard International Semiconductor Corp............. 1,143,000 740,431 Ve Wong Corp.......................................... 433,696 286,436 *Veutron Corp.......................................... 51,628 5,329 *Via Technologies, Inc................................. 1,520,500 696,174 Viking Tech Corp...................................... 43,000 32,687 #Visual Photonics Epitacy Co., Ltd..................... 859,696 900,556 *Vivotek, Inc.......................................... 187,000 584,818 #*Wafer Works Corp...................................... 411,580 162,696 *Wah Hong Industrial Corp.............................. 91,000 125,675 Wah Lee Industrial Corp............................... 693,000 886,441 *Walsin Lihwa Corp..................................... 3,797,000 1,038,098 *Walsin Technology Corp., Ltd.......................... 2,165,873 480,490 *Walton Advanced Engineering, Inc...................... 1,137,197 296,949 *Walton Chaintech Corp................................. 171,526 268,214 *Wan Hai Lines Co., Ltd................................ 1,866,000 912,191 WAN HWA Enterprise Co., Ltd........................... 609,608 298,223 Waterland Financial Holdings Co., Ltd................. 5,179,131 1,566,362 *Ways Technical Corp., Ltd............................. 203,000 370,273 *WEI Chih Steel Industrial Co., Ltd.................... 433,000 65,893 #Wei Chuan Foods Corp.................................. 1,542,000 1,640,201 *Wei Mon Industry Co., Ltd............................. 975,000 463,860 #Weikeng Industrial Co., Ltd........................... 795,100 553,513 Well Shin Technology Co., Ltd......................... 226,000 310,029 *Wellypower Optronics Corp............................. 491,000 190,514 #*Weltrend Semiconductor, Inc........................... 951,833 335,101 #*Win Semiconductors Corp............................... 1,253,000 1,279,291 #*Winbond Electronics Corp.............................. 11,263,138 1,516,173 *Wintek Corp........................................... 6,673,000 2,632,828 Wisdom Marine Lines Co., Ltd.......................... 235,400 307,532 #Wistron NeWeb Corp.................................... 802,069 1,192,389 #WT Microelectronics Co., Ltd.......................... 1,087,879 1,314,867 *WUS Printed Circuit Co., Ltd.......................... 1,301,000 527,093 *XAC Automation Corp................................... 107,000 92,500 *Xxentria Technology Materials Corp.................... 469,000 699,065 #*Yageo Corp............................................ 7,705,000 2,228,708 *Yang Ming Marine Transport Corp....................... 2,097,000 817,680 YC INOX Co., Ltd...................................... 1,182,171 622,678 *YeaShin International Development Co., Ltd............ 312,000 231,666 #Yem Chio Co., Ltd..................................... 1,061,576 753,578 YFY, Inc.............................................. 4,607,212 1,875,440 719 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ------------ TAIWAN -- (Continued) #*Yi Jinn Industrial Co., Ltd......................... 424,312 $ 100,825 Yieh Phui Enterprise Co., Ltd....................... 4,115,338 1,146,193 #Young Fast Optoelectronics Co., Ltd................. 530,872 909,279 #Young Optics, Inc................................... 209,111 461,612 #*Youngtek Electronics Corp........................... 347,532 713,876 *Yufo Electronics Co., Ltd........................... 37,000 24,442 Yung Chi Paint & Varnish Manufacturing Co., Ltd..... 270,869 511,625 Yung Tay Engineering Co., Ltd....................... 1,170,000 2,330,244 #YungShin Global Holding Corp........................ 635,300 861,830 Zeng Hsing Industrial Co., Ltd...................... 151,000 507,658 #Zenitron Corp....................................... 740,000 447,982 #Zig Sheng Industrial Co., Ltd....................... 1,626,270 495,862 Zinwell Corp........................................ 1,171,586 945,236 #Zippy Technology Corp............................... 397,948 277,590 ------------ TOTAL TAIWAN........................................... 406,004,257 ------------ THAILAND -- (3.5%) A.J. Plast PCL (Foreign)............................ 770,388 379,539 Aapico Hitech PCL (Foreign)......................... 425,400 308,120 Aeon Thana Sinsap (Thailand) PCL (Foreign).......... 142,500 324,286 Amata Corp. PCL (Foreign)........................... 1,818,700 913,800 *Apex Development PCL (Foreign)...................... 3,536 -- *Asia Green Energy PCL (Foreign)..................... 619,900 75,642 Asia Plus Securities PCL (Foreign).................. 3,856,000 286,841 Asian Property Development PCL (Foreign)............ 5,334,160 1,514,101 Bangchak Petroleum PCL (Foreign).................... 2,535,700 2,171,684 Bangkok Aviation Fuel Services PCL (Foreign)........ 1,095,917 593,547 Bangkok Chain Hospital PCL (Foreign)................ 4,195,650 1,279,913 Bangkok Expressway PCL (Foreign).................... 1,473,100 1,333,720 Bangkok Insurance PCL (Foreign)..................... 127,501 1,110,694 Bangkok Life Assurance PCL (Foreign) NVDR........... 1,718,600 2,369,033 *Bangkok Metro PCL (Foreign)......................... 8,870,600 193,909 *Bangkok Rubber PCL (Foreign)........................ 14,600 1,181 Bangkokland PCL (Foreign)........................... 39,025,670 1,680,714 Bumrungrad Hospital PCL (Foreign)................... 1,241,000 3,067,072 C.S. Loxinfo PCL (Foreign).......................... 694,200 208,373 Cal-Comp Electronics (Thailand) PCL (Foreign)....... 5,047,200 438,028 *Central Paper Industry PCL (Foreign)................ 20 1,370 Central Plaza Hotel PCL (Foreign)................... 2,548,900 1,621,649 CH Karnchang PCL (Foreign).......................... 5,219,100 1,472,927 Charoong Thai Wire & Cable PCL (Foreign)............ 452,700 144,007 Delta Electronics Thailand PCL (Foreign)............ 1,879,600 1,793,746 Dhipaya Insurance PCL (Foreign)..................... 69,500 57,255 Diamond Building Products PCL (Foreign)............. 1,542,400 395,036 *DSG International Thailand PCL (Foreign)............ 938,500 270,986 Dynasty Ceramic PCL (Foreign)....................... 777,200 1,204,470 Eastern Water Resources Development & Management PCL (Foreign)..................................... 3,141,200 1,301,574 Electricity Generating PCL (Foreign)................ 747,700 3,195,716 Electricity Generating PCL (Foreign) NVDR........... 26,300 112,408 Erawan Group PCL (Foreign).......................... 4,321,970 482,256 Esso (Thailand) PCL (Foreign)....................... 6,185,400 2,179,521 *G J Steel PCL (Foreign)............................. 47,637,200 217,592 *G Steel PCL (Foreign)............................... 27,015,300 308,494 *GFPT PCL(Foreign)................................... 2,406,300 573,115 *GMM Grammy PCL (Foreign)............................ 1,031,700 649,651 Hana Microelectronics PCL (Foreign)................. 1,561,696 1,120,956 Hermraj Land & Development PCL (Foreign)............ 18,324,100 1,877,249 Home Product Center PCL (Foreign)................... 2,257,073 839,499 ICC International PCL (Foreign)..................... 204,600 277,028 *Italian-Thai Development PCL (Foreign) NVDR......... 8,107,230 1,068,620 *ITV PCL (Foreign)................................... 2,785,600 95,428 720 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ---------- THAILAND -- (Continued) Jasmine International PCL (Foreign)................... 12,427,200 $1,962,403 Kang Yong Electric PCL (Foreign)...................... 23,900 253,426 *KCE Electronics PCL (Foreign)......................... 553,400 175,138 KGI Securities (Thailand) PCL (Foreign)............... 3,114,900 223,582 Khon Kaen Sugar Industry PCL (Foreign)................ 2,760,900 1,216,057 Kiatnakin Bank PCL (Foreign).......................... 256,000 371,680 Kiatnakin Bank PCL (Foreign) NVDR..................... 1,157,400 1,680,401 L.P.N. Development PCL (Foreign) NVDR................. 411,500 243,007 *Laguna Resorts & Hotels PCL (Foreign)................. 80,500 93,895 Lanna Resources PCL (Foreign)......................... 869,500 695,033 Loxley PCL (Foreign).................................. 3,670,520 555,668 LPN Development PCL (Foreign)......................... 1,488,000 878,721 Major Cineplex Group PCL (Foreign).................... 1,940,700 1,247,367 MBK PCL (Foreign)..................................... 330,900 1,192,967 MCOT PCL (Foreign).................................... 1,172,500 1,281,525 *Minor International PCL (Foreign)..................... 5,404,213 3,226,659 Modernform Group PCL (Foreign)........................ 331,400 74,065 Muang Thai Insurance PCL (Foreign).................... 19,588 47,292 Muramoto Electronic (Thailand) PCL (Foreign).......... 14,000 82,675 Patum Rice Mill & Granary PCL (Foreign)............... 5,500 17,765 Polyplex PCL (Foreign)................................ 1,497,100 674,061 Precious Shipping PCL (Foreign)....................... 2,003,100 875,744 *President Rice Products PCL (Foreign)................. 2,700 5,638 Preuksa Real Estate PCL (Foreign)..................... 3,724,700 2,381,864 Property Perfect PCL (Foreign)........................ 12,220,600 442,573 Quality Houses PCL (Foreign).......................... 18,063,608 1,261,211 *Raimon Land PCL (Foreign)............................. 13,557,900 884,692 Ratchaburi Electricity Generating Holding PCL (Foreign)........................................... 37,300 65,716 *Regional Container Lines PCL (Foreign)................ 1,850,300 422,581 *Robinson Department Store PCL (Foreign)............... 1,029,325 2,040,179 *Rojana Industrial Park PCL (Foreign).................. 3,199,300 1,007,284 Saha Pathana Inter-Holding PCL (Foreign).............. 680,300 654,775 Saha-Union PCL (Foreign).............................. 581,000 720,326 *Sahaviriya Steel Industries PCL (Foreign)............. 36,151,800 778,473 Samart Corp. PCL (Foreign)............................ 1,860,900 680,003 Samart I-Mobile PCL (Foreign)......................... 8,442,100 600,450 Samart Telcoms PCL (Foreign).......................... 1,181,000 739,811 Sansiri PCL (Foreign)................................. 12,672,108 1,273,412 SC Asset Corp. PCL (Foreign).......................... 1,443,300 904,123 SE-Education PCL (Foreign)............................ 152,790 55,333 Siam City Cement PCL (Foreign)........................ 127,600 1,773,494 Siam Future Development PCL (Foreign)................. 2,177,775 540,003 *Siam Global House PCL (Foreign)....................... 1,066,800 577,777 Siam Makro PCL (Foreign).............................. 117,200 1,758,956 Siamgas & Petrochemicals PCL (Foreign)................ 1,753,100 829,362 Sino-Thai Engineering & Construction PCL (Foreign).... 2,222,600 1,551,832 SNC Former PCL (Foreign).............................. 569,600 429,291 Somboon Advance Technology PCL........................ 15,850 14,609 Somboon Advance Technology PCL (Foreign).............. 728,000 670,995 *SPCG PCL (Foreign).................................... 666,000 332,457 Sri Trang Agro Industry PCL (Foreign)................. 2,357,590 1,215,332 *Srithai Superware PCL (Foreign)....................... 531,700 503,077 STP & I PCL (Foreign)................................. 746,935 1,389,080 Supalai PCL (Foreign)................................. 2,942,733 1,843,409 *SVI PCL (Foreign)..................................... 3,904,200 496,782 *Tata Steel (Thailand) PCL (Foreign)................... 9,617,100 251,017 *Thai Airways International PCL (Foreign).............. 3,877,100 2,922,056 *Thai Airways International PCL (Foreign) NVDR......... 141,400 106,569 Thai Carbon Black PCL (Foreign)....................... 278,400 252,059 *Thai Central Chemical PCL (Foreign)................... 105,300 71,803 Thai Rayon PCL (Foreign).............................. 1,700 2,829 721 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- ------------ THAILAND -- (Continued) *Thai Reinsurance PCL (Foreign)...................... 5,072,500 $ 655,370 *Thai Reinsurance PCL (Foreign) NVDR................. 833,200 107,650 *Thai Rung Union Car PCL (Foreign)................... 397,300 141,291 Thai Stanley Electric PCL (Foreign)................. 156,000 1,109,560 Thai Tap Water Supply PCL (Foreign)................. 7,007,700 1,806,226 Thai Union Frozen Products PCL (Foreign)............ 116,290 273,177 Thai Vegetable Oil PCL (Foreign).................... 1,833,175 1,471,325 Thai Wacoal PCL (Foreign)........................... 78,000 121,517 *Thaicom PCL (Foreign)............................... 2,518,100 1,807,445 Thai-German Ceramic Industry PCL (Foreign).......... 1,267,900 183,670 Thanachart Capital PCL (Foreign).................... 2,352,200 2,839,524 Thoresen Thai Agencies PCL (Foreign)................ 1,429,700 746,336 Ticon Industrial Connection PCL (Foreign)........... 1,844,587 788,388 *Tipco Asphalt PCL (Foreign)......................... 306,190 459,535 TIPCO Foods PCL (Foreign)........................... 130,682 24,729 Tisco Financial Group PCL (Foreign)................. 1,212,500 1,770,290 *Toyo-Thai Corp PCL (Foreign)........................ 690,600 613,992 TPI Polene PCL (Foreign)............................ 3,716,960 1,709,923 *True Corp. PCL (Foreign)............................ 23,704,694 3,944,337 *Tycoons Worldwide Group PCL (Foreign)............... 804,700 169,341 Univanich Palm Oil PCL (Foreign).................... 60,700 188,140 Vanachai Group PCL (Foreign)........................ 2,634,566 417,748 Vibhavadi Medical Center PCL (Foreign).............. 585,600 134,698 Vinythai PCL (Foreign).............................. 2,273,034 1,364,562 Workpoint Entertainment PCL (Foreign)............... 407,300 401,985 ------------ TOTAL THAILAND......................................... 112,281,873 ------------ TURKEY -- (2.8%) Adana Cimento Sanayii T.A.S. Series A............... 314,641 619,813 Adana Cimento Sanayii T.A.S. Series C............... 68,238 26,660 *Afyon Cimento Sanayi T.A.S.......................... 6,850 273,352 Akcansa Cimento A.S................................. 278,579 1,371,964 *Akenerji Elektrik Uretim A.S........................ 686,112 800,183 *Akfen Holding A.S................................... 261,434 1,324,653 Aksa Akrilik Kimya Sanayii A.S...................... 573,911 1,507,618 Aksigorta A.S....................................... 791,541 892,670 *Aktas Elektrik Ticaret A.S.......................... 370 30,962 Alarko Holding A.S.................................. 463,399 1,075,773 *Albaraka Turk Katilim Bankasi A.S................... 1,724,147 1,366,406 *Alcatel-Lucent Teletas Telekomunikasyon A.S......... 1 1 *Altinyildiz Mensucat ve Konfeksiyon Fabrikalari A.S. 110,344 2,203,504 *Anadolu Anonim Tuerk Sigorta Sirketi A.S............ 1,341,783 688,254 *Anadolu Cam Sanayii A.S............................. 678,223 1,014,551 Anadolu Hayat Sigorta A.S........................... 472,005 1,180,362 Aselsan Elektronik Sanayi Ve Ticaret A.S............ 269,268 1,018,944 *Asya Katilim Bankasi A.S............................ 3,162,283 3,549,216 Ayen Enerji A.S..................................... -- -- Aygaz A.S........................................... 124,525 574,164 Bagfas Bandirma Gubre Fabrikalari A.S............... 34,971 1,078,268 *Banvit Bandirma Vitaminli Yem Sanayii A.S........... 210,446 431,960 Baticim Bati Anabolu Cimento Sanayii A.S............ 220,953 828,434 Bizim Toptan Satis Magazalari A.S................... 112,998 1,547,402 Bolu Cimento Sanayii A.S............................ 359,959 264,988 Borusan Mannesmann Boru Sanayi ve Ticaret A.S....... 59,854 898,290 *Bosch Fren Sistemleri Sanayi ve Ticaret A.S......... 989 87,825 *Boyner Buyuk Magazacilik A.S........................ 217,168 499,530 Bursa Cimento Fabrikasi A.S......................... 194,283 515,585 *Celebi Hava Servisi A.S............................. 36,194 413,105 Cimsa Cimento Sanayi ve Ticaret A.S................. 262,753 1,242,366 *Deva Holding A.S.................................... 212,008 239,093 *Dogan Gazetecilik A.S............................... 114,947 93,077 722 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ --------- ---------- TURKEY -- (Continued) *Dogan Sirketler Grubu Holding A.S...................... 5,005,457 $2,177,539 *Dogan Yayin Holding A.S................................ 2,912,329 1,055,863 Dogus Otomotiv Servis ve Ticaret A.S................... 490,086 1,822,621 *Eczacibasi Yapi Gerecleri Sanayi ve Ticaret A.S........ 218,428 614,563 Eczacibasi Yatirim Holding Ortakligi A.S............... 220,616 721,337 EGE Seramik Sanayi ve Ticaret A.S...................... 393,240 498,240 EIS Eczacibasi Ilac ve Sinai ve Finansal Yatirimlar Sanayi ve Ticaret A.S................................ 1,137,642 1,205,862 *Fenerbahce Sportfi Hizmetler Sanayi ve Ticaret A.S..... 19,461 431,807 *Galatasaray Sportif Sinai ve Ticari Yatirimlar A.S. (B03MSV9)............................................. 10,276 226,445 Gentas Genel Metal Sanayi ve Ticaret A.S............... 463,448 341,156 *Global Yatirim Holding A.S............................. 1,487,444 1,045,178 *Goldas Kuyumculuk Sanayi Ithalat ve Ihracat A.S........ 8,540 2,382 Goltas Goller Bolgesi Cimento Sanayi ve Ticaret A.S.... 28,745 862,037 Goodyear Lastikleri T.A.S.............................. 31,518 922,889 *GSD Holding A.S........................................ 1,349,296 519,209 *Gubre Fabrikalari Ticaret A.S.......................... 140,650 985,455 *Gunes Sigorta A.S...................................... 254,048 296,375 Hektas Ticaret T.A.S................................... -- -- *Hurriyet Gazetecilik ve Matbaacilik A.S................ 821,279 370,802 *Ihlas EV Aletleri A.S.................................. 387,355 153,410 *Ihlas Holding A.S...................................... 4,740,263 3,463,524 *Ipek Dogal Enerji Kaynaklari Ve Uretim A.S............. 599,231 1,511,859 *Is Finansal Kiralama A.S............................... 872,130 476,518 Is Yatirim Menkul Degerler A.S......................... 234,612 227,976 *Isiklar Yatirim Holding A.S............................ 237,725 84,828 *Izmir Demir Celik Sanayi A.S........................... 429,065 973,694 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class A.............................................. 1,003,252 823,068 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class B.............................................. 488,477 566,805 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class D.............................................. 3,162,228 2,327,942 *Karsan Otomotiv Sanayii Ve Ticaret A.S................. 266,647 165,074 Kartonsan Karton Sanayi ve Ticaret A.S................. 5,266 708,428 *Kerevitas Gida Sanayii ve Ticaret A.S.................. 8,607 211,816 Konya Cimento Sanayii A.S.............................. 5,538 958,422 Kordsa Global Endustriyel Iplik ve Kord Bezi Sanayi ve Ticaret A.S.......................................... 128,742 257,894 *Koza Anadolu Metal Madencilik Isletmeleri A.S.......... 1,246,039 3,163,627 Mardin Cimento Sanayii ve Ticaret A.S.................. 256,931 736,615 *Marshall Boya ve Vernik A.S............................ 20,057 562,370 *Marti Otel Isletmeleri A.S............................. -- -- *Menderes Tekstil Sanayi ve Ticaret A.S................. 831,656 278,193 *Metro Ticari ve Mali Yatirimlar Holding A.S............ 899,014 236,064 *Mondi Tire Kutsan Kagit Ve Ambalaj Sanayii A.S......... 149,549 91,756 *Mudurnu Tavukculuk A.S................................. 1,740 437 *Nergis Holding A.S..................................... 1,784 3,682 *Net Holding A.S........................................ 1,294,842 1,287,109 *Net Turizm Ticaret ve Sanayi A.S....................... 1,076,216 384,562 Netas Telekomunikasyon A.S............................. 139,160 806,697 Nuh Cimento Sanayi A.S................................. 266,953 1,463,022 Otokar Otomotive Ve Savunma Sanayi A.S................. 51,928 1,150,076 Park Elektrik Uretim Madencilik Sanayi ve Ticaret A.S.. 389,187 1,428,805 Petkim Petrokimya Holding A.S.......................... 2,162,168 2,473,179 Pinar Entegre Et ve Un Sanayi A.S...................... 111,334 356,692 Pinar SUT Mamulleri Sanayii A.S........................ 119,566 976,720 *Polyester Sanayi A.S................................... 569,907 381,492 *Raks Elektronik Sanayi ve Ticaret A.S.................. 2,730 1,203 *Reysas Tasimacilik ve Lojistik Ticaret A.S............. 8,051 3,324 Sarkuysan Elektrolitik Bakir Sanayi ve Ticaret A.S..... 238,910 306,690 *Sekerbank T.A.S........................................ 2,204,122 1,881,824 Selcuk Ecza Deposu Ticaret ve Sanayi A.S............... 851,455 1,021,649 *Soda Sanayii A.S....................................... 249,252 386,816 Soktas Tekstil Sanayi ve Ticaret A.S................... -- 1 *TAT Konserve Sanayii A.S............................... 414,156 559,429 723 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- -------------- TURKEY -- (Continued) Tekfen Holding A.S................................ 916,171 $ 3,315,197 *Tekstil Bankasi A.S............................... 870,891 335,205 Tofas Turk Otomobil Fabrikasi A.S................. 1 6 *Trabzonspor Sportif Yatirim ve T.A.S.............. 2,812 17,290 *Trakya Cam Sanayii A.S............................ 1,329,358 1,626,630 Turcas Petrol A.S................................. 472,965 765,444 Turk Traktor ve Ziraat Makineleri A.S............. 76,602 1,675,666 Turkiye Sinai Kalkinma Bankasi A.S................ 3,267,245 3,756,235 Ulker Biskuvi Sanayi A.S.......................... 585,505 2,656,343 *Uzel Makina Sanayii A.S........................... 172,635 -- *Vakif Finansal Kiralama A.S....................... 1 -- *Vestel Beyaz Esya Sanayi ve Ticaret A.S........... 374,093 534,312 *Vestel Elektronik Sanayi ve Ticaret A.S........... 587,101 590,058 Yapi Kredi Sigorta A.S............................ 167,272 1,504,298 *Zorlu Enerji Elektrik Uretim A.S.................. 1,047,913 619,710 -------------- TOTAL TURKEY......................................... 92,008,419 -------------- TOTAL COMMON STOCKS.................................. 2,893,797,143 -------------- PREFERRED STOCKS -- (1.6%) BRAZIL -- (1.6%) Alpargatas SA..................................... 534,600 4,048,225 Banco ABC Brasil SA............................... 434,709 2,469,925 Banco Alfa de Investimento SA..................... 2,600 6,516 Banco Daycoval SA................................. 126,800 661,142 Banco do Estado do Rio Grande do Sul SA........... 403,347 3,187,376 Banco Industrial e Comercial SA................... 321,920 1,055,605 *Banco Indusval SA................................. 11,800 39,158 Banco Mercantil do Brasil SA...................... 8,069 44,694 Banco Panamericano SA............................. 552,900 1,268,563 Banco Pine SA..................................... 96,735 676,320 Banco Sofisa SA................................... 92,600 162,764 Bardella SA Industrias Mecanicas.................. 500 19,864 *Battistella Adm Participacoes SA.................. 35,500 20,450 *Bombril SA........................................ 17,600 63,691 Centrais Eletricas de Santa Catarina SA........... 75,400 1,103,686 Cia de Gas de Sao Paulo SA Preferred Series A..... 109,272 2,875,650 Cia de Saneamento do Parana SA.................... 181,700 787,258 *Cia de Tecidos Norte de Minas - Coteminas SA...... 161,842 223,115 Cia Energetica do Ceara SA Preferred Series A..... 135,700 2,448,687 Cia Ferro Ligas da Bahia-Ferbasa.................. 214,931 1,055,051 Contax Participacoes SA........................... 158,500 1,870,582 Eletropaulo Metropolitana Eletricidade de Sao Paulo SA........................................ 707,800 5,621,139 *Empressa Metropolitanade Aguas e Energia SA....... 24,000 101,977 Energisa SA....................................... 126,700 159,073 Eucatex SA Industria e Comercio SA................ 73,627 291,456 Forjas Taurus SA.................................. 288,032 469,405 Fras-Le Middle East SA Preferred Series A......... 30,300 73,846 *Gol Linhas Aereas Inteligentes SA................. 155,600 777,598 *Industria de Bebidas Antarctica Polar SA.......... 23,000 29,726 *Inepar SA Industria e Construcoes................. 279,068 263,810 Klabin SA......................................... 743,800 4,368,939 *Kroton Educacional SA............................. 2,934 7,396 *Mangels Industrial SA............................. 14,600 23,147 Marcopolo SA...................................... 1,047,700 6,143,673 Parana Banco SA................................... 41,600 277,326 Randon Participacoes SA........................... 708,226 3,745,032 Saraiva SA Livreiros Editores..................... 100,273 1,245,606 Schulz SA......................................... 9,000 37,444 *Sharp SA Equipamentos Eletronicos................. 30,200,000 297 Suzano Papel e Celulose SA........................ 1,276,798 3,319,216 Unipar Participacoes SA Preferred Series B........ 1,603,879 323,769 724 THE EMERGING MARKETS SMALL CAP SERIES CONTINUED Shares Value++ ---------- -------------- BRAZIL -- (Continued) Whirlpool SA...................................... 288,416 $ 445,891 -------------- TOTAL BRAZIL......................................... 51,814,088 -------------- INDIA -- (0.0%) *JSW ISPAT Steel, Ltd.............................. 178,432 15,097 -------------- MALAYSIA -- (0.0%) *TA Global Berhad.................................. 1,041,678 83,726 -------------- TOTAL PREFERRED STOCKS............................... 51,912,911 -------------- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) *OSX Brasil SA Rights 11/26/12..................... 14,965 147 *Viver Incorporadora e Construtora SA Rights 11/05/12......................................... 117,949 11,615 -------------- TOTAL BRAZIL......................................... 11,762 -------------- INDONESIA -- (0.0%) *PT Modern Internasional Tbk Rights 11/08/12....... 27,300 540 -------------- MALAYSIA -- (0.0%) *Eng Kah Corp. Berhad 09/25/17..................... 1,990 519 *Hartalega Holdings Berhad Warrants 05/29/15....... 12,250 4,544 *Malayan Flour Mills Berhad Warrants 05/09/17...... 850 98 *Notion VTEC Berhad Warrants 05/02/17.............. 10,316 694 *RCE Capital Berhad Rights 11/19/12................ 614,340 -- -------------- TOTAL MALAYSIA....................................... 5,855 -------------- POLAND -- (0.0%) *Polimex-Mostostal SA Rights....................... 2,699,832 12,515 -------------- SOUTH AFRICA -- (0.0%) #*Capitec Bank Holdings, Ltd. Rights 11/09/12....... 22,904 84,368 -------------- SOUTH KOREA -- (0.0%) *Lotte Non-Life Insurance Co., Ltd. Rights 12/04/12 28,515 21,309 -------------- TAIWAN -- (0.0%) *Chang Wah Electromaterials, Inc. Rights 11/08/12.. 10,904 1,792 *Howarm Construction Co., Ltd. Rights 10/17/12..... 91,237 -- -------------- TOTAL TAIWAN......................................... 1,792 -------------- THAILAND -- (0.0%) *Sahaviriya Steel Industries PCL (Foreign) Rights 11/30/12......................................... 3,615,180 -- -------------- TOTAL RIGHTS/WARRANTS................................ 138,141 -------------- Shares/ Face Amount (000) Value+ ---------- -------------- SECURITIES LENDING COLLATERAL -- (9.3%) (S)@DFA Short Term Investment Fund................... 26,101,988 302,000,000 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,930,243,382).............................. $3,247,848,195 ============== 725 DIMENSIONAL EMERGING MARKETS VALUE FUND SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ---------- ------------ COMMON STOCKS -- (89.7%) BRAZIL -- (6.4%) *B2W Cia Global Do Varejo SA......................... 97,634 $ 474,939 Banco Alfa de Investimento SA....................... 96,500 261,793 Banco do Brasil SA.................................. 2,525,346 26,943,821 Banco Santander Brasil SA........................... 1,701,517 11,686,646 Banco Santander Brasil SA ADR....................... 18,012,780 122,486,904 Bematech SA......................................... 559,900 1,337,001 *BHG SA - Brazil Hospitality Group................... 214 2,118 BM&F Bovespa SA..................................... 28,221,345 180,634,394 BR Malls Participacoes SA........................... 2,523,897 33,178,922 *BrasilAgro - Companhia Brasileira de Propriedades Agricolas SA....................................... 10,400 47,365 Brookfield Incorporacoes SA......................... 6,434,284 11,246,256 *Brookfield Incorporacoes SA Receipt................. 1,914,862 3,365,775 *CCX Carvao da Colombia SA........................... 198,100 214,579 Cia Providencia Industria e Comercio SA............. 340,000 1,354,275 Cosan SA Industria e Comercio....................... 996,581 19,111,706 CR2 Empreendimentos Imobiliarios SA................. 99,200 237,859 Cremer SA........................................... 251,370 1,730,215 Eternit SA.......................................... 382,123 1,580,381 Even Construtora e Incorporadora SA................. 4,862,748 19,393,052 EZ Tec Empreendimentos e Participacoes SA........... 333,141 4,379,442 *Fertilizantes Heringer SA........................... 260,400 1,424,408 *Fibria Celulose SA.................................. 1,837,064 15,593,404 #*Fibria Celulose SA Sponsored ADR.................... 3,957,047 34,861,584 Forjas Taurus SA.................................... 224,056 351,906 *Gafisa SA........................................... 5,603,978 10,291,641 #*Gafisa SA ADR....................................... 3,057,757 11,221,968 *General Shopping Brasil SA.......................... 263,330 1,387,278 Gerdau SA........................................... 1,893,096 13,766,785 #*Gol Linhas Aereas Inteligentes SA ADR............... 34,659 172,948 Grendene SA......................................... 1,029,364 7,779,591 Guararapes Confeccoes SA............................ 3,550 209,744 *Hypermarcas SA...................................... 5,559,281 44,204,913 *IdeiasNet SA........................................ 619,330 594,615 Iguatemi Empresa de Shopping Centers SA............. 181,520 2,305,810 *Industrias Romi SA.................................. 628,500 1,652,441 *Inepar SA Industria e Construcoes................... 26,528 25,078 *JBS SA.............................................. 17,008,240 55,017,915 JHSF Participacoes SA............................... 1,253,400 5,442,992 *Kepler Weber SA..................................... 92,218 459,035 *Kroton Educacional SA Unit Shares................... 205,136 4,100,599 *Log-in Logistica Intermodal SA...................... 807,500 2,385,466 Magnesita Refratarios SA............................ 3,009,984 11,233,440 *Marfrig Alimentos SA................................ 5,057,848 26,147,758 *Metalfrio Solutions SA.............................. 97,900 214,497 Minerva SA.......................................... 768,777 4,163,633 *MMX Mineracao e Metalicos SA........................ 1,048,833 2,075,926 *MPX Energia SA...................................... 697,500 3,684,880 Obrascon Huarte Lain Brasil SA...................... 354,000 3,329,017 *Paranapanema SA..................................... 4,240,245 7,119,094 PDG Realty SA Empreendimentos e Participacoes....... 12,121,117 20,410,241 Petroleo Brasileiro SA.............................. 2,556,198 27,059,037 Petroleo Brasileiro SA ADR.......................... 15,613,857 331,169,907 Plascar Participacoes Industriais SA................ 1,212,900 477,743 *Positivo Informatica SA............................. 666,226 1,725,388 Profarma Distribuidora de Produtos Farmaceuticos SA. 192,125 1,377,288 Rodobens Negocios Imobiliarios SA................... 323,101 2,036,234 Rossi Residencial SA................................ 6,073,331 12,768,333 Sao Carlos Empreendimentos e Participacoes SA....... 77,100 1,731,006 726 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- -------------- BRAZIL -- (Continued) Sao Martinho SA.................................. 600,232 $ 7,500,499 SLC Agricola SA.................................. 804,917 7,688,334 *Springs Global Participacoes SA.................. 438,409 582,804 Sul America SA................................... 915,490 7,211,957 Tecnisa SA....................................... 545,739 2,257,063 Tereos Internacional SA.......................... 474,404 639,998 *Trisul SA........................................ 91,961 110,024 Triunfo Participacoes e Investimentos SA......... 211,500 1,161,087 Usinas Siderurgicas de Minas Gerais SA........... 2,197,000 11,487,723 *Vanguarda Agro SA................................ 11,811,465 2,035,407 *Via Varejo SA.................................... 42,731 383,959 *Viver Incorporadora e Construtora SA............. 2,903,125 1,758,127 -------------- TOTAL BRAZIL........................................ 1,152,457,968 -------------- CHILE -- (1.4%) Almendral SA..................................... 788,995 118,837 Banco de Credito e Inversiones SA................ 77,327 4,969,724 *Cementos Bio-Bio SA.............................. 665,307 912,611 Cencosud SA...................................... 894,470 4,896,115 Cia General de Electricidad SA................... 1,055,985 5,442,882 Cintac SA........................................ 155,202 67,739 *Compania Sud Americana de Vapores SA............. 49,740,965 4,755,449 Corpbanca SA..................................... 996,591,595 13,044,859 Cristalerias de Chile SA......................... 264,624 2,100,932 CTI Cia Tecno Industrial SA...................... 488,163 32,466 Embotelladora Andina SA Series A ADR............. 19,979 611,757 Empresas CMPC SA................................. 17,517,205 66,712,099 Empresas Copec SA................................ 2,279,625 32,830,106 Empresas Hites SA................................ 357,558 279,046 Empresas Iansa SA................................ 43,801,768 3,413,834 *Empresas La Polar SA............................. 1,547,312 739,970 Enersis SA....................................... 37,924,945 12,955,095 Enersis SA Sponsored ADR......................... 3,368,927 57,069,623 Gasco SA......................................... 155,648 1,164,570 Grupo Security SA................................ 983,876 357,847 Inversiones Aguas Metropolitanas SA.............. 5,759,080 10,712,619 Madeco SA........................................ 64,223,012 2,314,511 Masisa SA........................................ 37,061,086 4,005,355 Minera Valparaiso SA............................. 6,193 201,435 Multiexport Foods SA............................. 194,384 46,460 Parque Arauco SA................................. 1,342,635 3,063,937 PAZ Corp. SA..................................... 1,306,428 824,476 Ripley Corp. SA.................................. 8,738,892 8,245,780 Salfacorp SA..................................... 419,917 991,428 *Sociedad Matriz SAAM SA.......................... 51,571,533 6,029,094 Sociedad Quimica y Minera de Chile SA Series A... 31,824 1,934,640 Socovesa SA...................................... 5,049,841 2,655,325 Soquimic Comercial SA............................ 189,354 46,438 Vina Concha Y Toro SA............................ 367,145 742,249 Vina Concha Y Toro SA Sponsored ADR.............. 2,846 114,978 Vina San Pedro Tarapaca SA....................... 57,038,434 347,340 -------------- TOTAL CHILE......................................... 254,751,626 -------------- CHINA -- (15.1%) #361 Degrees International, Ltd................... 6,803,000 1,950,977 #Agile Property Holdings, Ltd..................... 17,582,000 19,865,040 #Agricultural Bank of China, Ltd. Series H........ 255,464,000 109,741,972 *Air China, Ltd. Series H......................... 1,580,000 1,116,368 #*Aluminum Corp. of China, Ltd. ADR................ 276,693 2,979,984 #*Aluminum Corp. of China, Ltd. Series H........... 8,702,000 3,769,477 AMVIG Holdings, Ltd.............................. 5,605,100 1,660,159 727 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ------------ CHINA -- (Continued) #*Angang Steel Co., Ltd. Series H.................... 15,187,640 $ 9,048,285 Anhui Tianda Oil Pipe Co., Ltd. Series H........... 2,847,412 512,446 Anton Oilfield Services Group...................... 12,450,527 3,747,856 *Apollo Solar Energy Technology Holdings, Ltd....... 40,574,000 1,086,263 Asia Cement China Holdings Corp.................... 7,788,500 3,302,934 Asian Citrus Holdings, Ltd......................... 6,995,000 3,907,712 #*Ausnutria Dairy Corp., Ltd......................... 268,000 50,487 *AVIC International Holding HK, Ltd................. 19,134,285 606,568 #Bank of China, Ltd. Series H....................... 989,630,331 405,434,042 Bank of Communications Co., Ltd. Series H.......... 110,893,574 79,063,779 Baoye Group Co., Ltd. Series H..................... 2,061,120 1,052,136 *BaWang International Group Holding, Ltd............ 2,692,000 245,399 *BBMG Corp. Series H................................ 2,013,500 1,721,670 Beijing Capital International Airport Co., Ltd. Series H......................................... 24,347,599 15,621,486 Beijing Capital Land, Ltd. Series H................ 17,229,060 5,138,108 *Beijing Development HK, Ltd........................ 1,545,000 284,467 Beijing Enterprises Holdings, Ltd.................. 6,247,500 40,350,941 Beijing Jingkelong Co., Ltd. Series H.............. 457,000 265,207 Beijing North Star Co., Ltd. Series H.............. 8,382,000 1,730,883 *Beijing Properties Holdings, Ltd................... 312,000 11,444 *Besunyen Holdings Co., Ltd......................... 5,053,000 390,094 Boer Power Holdings, Ltd........................... 2,122,000 762,687 BYD Electronic International Co., Ltd.............. 13,059,136 2,769,653 C C Land Holdings, Ltd............................. 20,827,286 4,741,728 #*Carnival Group International Holdings, Ltd......... 1,700,000 77,962 Catic Shenzhen Holdings, Ltd. Series H............. 2,526,000 924,902 Central China Real Estate, Ltd..................... 7,932,350 1,919,116 #Changshouhua Food Co., Ltd......................... 856,000 440,312 #*Chaoda Modern Agriculture Holdings, Ltd............ 37,445,412 861,239 *Chigo Holding, Ltd................................. 48,856,000 1,205,800 China Aerospace International Holdings, Ltd........ 32,830,000 2,613,800 China Agri-Industries Holdings, Ltd................ 23,705,000 14,834,208 #China All Access Holdings, Ltd..................... 2,300,000 438,148 #China Aoyuan Property Group, Ltd................... 14,941,000 2,057,938 #China Automation Group, Ltd........................ 6,821,000 1,613,333 China BlueChemical, Ltd. Series H.................. 8,950,878 5,663,159 #*China Chengtong Development Group, Ltd............. 4,982,000 186,895 China Citic Bank Corp., Ltd. Series H.............. 113,494,716 57,666,623 China Coal Energy Co., Ltd. Series H............... 60,445,000 59,809,419 #China Communications Construction Co., Ltd......... Series H.......................................... 65,910,327 61,689,391 China Communications Services Corp., Ltd. Series H. 29,797,071 16,666,953 China Construction Bank Corp. Series H............. 214,422,940 161,020,872 #*China COSCO Holdings Co., Ltd. Series H............ 37,168,500 18,345,577 #China Dongxiang Group Co., Ltd..................... 46,914,127 5,847,553 *China Energine International Holdings, Ltd......... 7,322,390 296,490 China Everbright, Ltd.............................. 12,195,869 17,681,868 *China Fiber Optic Network System Group, Ltd........ 660,000 113,233 China Glass Holdings, Ltd.......................... 8,960,000 1,240,063 *China Grand Forestry Green Resources Group, Ltd.... 665,110 47,946 #*China Green Holdings, Ltd.......................... 7,842,800 1,723,225 China Haidian Holdings, Ltd........................ 22,761,108 2,458,620 #China High Precision Automation Group, Ltd......... 429,000 68,640 #*China High Speed Transmission Equipment Group Co.,. Ltd............................................... 17,215,000 5,873,411 #*China Huiyuan Juice Group, Ltd..................... 8,259,483 2,604,816 *China ITS Holdings Co., Ltd........................ 7,630,000 1,195,056 #China Lumena New Materials Corp.................... 53,224,000 10,784,314 *China Merchants Bank Co., Ltd. Series H............ 5,494,000 10,207,999 China Merchants Holdings International Co., Ltd.... 9,101,424 30,023,402 #China Metal Recycling Holdings, Ltd................ 3,259,800 3,246,766 *China Mining Resources Group, Ltd.................. 30,230,000 440,770 #China Minsheng Banking Corp., Ltd. Series H........ 63,178,500 57,299,918 728 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ------------ CHINA -- (Continued) *China Mobile Games & Entertainment Group, Ltd...... 24,079 $ 144,474 #*China Molybdenum Co., Ltd. Series H................ 10,332,000 4,391,597 *China National Building Material Co., Ltd.......... Series H.......................................... 4,884,000 6,181,465 #China National Materials Co., Ltd. Series H........ 13,923,000 4,317,768 *China New Town Development Co., Ltd................ 19,348,022 736,385 China Nickel Resources Holdings Co., Ltd........... 5,532,000 440,865 *China Oil & Gas Group, Ltd......................... 26,345,715 3,150,135 #China Oriental Group Co., Ltd...................... 26,000 5,637 #China Petroleum & Chemical Corp. ADR............... 993,796 104,557,277 China Petroleum & Chemical Corp. Series H.......... 163,824,289 172,860,447 *China Pharmaceutical Group, Ltd.................... 15,098,000 4,393,221 #*China Precious Metal Resources Holdings Co., Ltd... 6,830,000 1,320,762 *China Properties Group, Ltd........................ 7,347,000 2,274,624 #*China Qinfa Group, Ltd............................. 6,458,000 969,839 #China Railway Construction Corp., Ltd. Series H.... 29,430,014 29,188,235 #China Rare Earth Holdings, Ltd..................... 20,507,000 4,661,314 #*China Resources Cement Holdings, Ltd............... 2,830,000 1,909,455 China Resources Enterprise, Ltd.................... 2,408,000 7,848,209 #China Resources Land, Ltd.......................... 21,837,727 49,593,033 #China Rongsheng Heavy Industries Group Holdings, Ltd............................................... 25,007,500 5,319,859 China Sanjiang Fine Chemicals Co., Ltd............. 1,852,000 595,563 China SCE Property Holdings, Ltd................... 1,331,000 307,327 China Shanshui Cement Group, Ltd................... 1,255,000 926,864 #*China Shipping Container Lines Co., Ltd. Series H.. 56,393,700 14,959,826 #China Shipping Development Co., Ltd. Series H...... 19,327,488 10,121,566 #China Singyes Solar Technologies Holdings, Ltd..... 3,824,800 2,255,308 #China South City Holdings, Ltd..................... 13,892,462 2,198,177 China Southern Airlines Co., Ltd. Series H......... 17,624,000 8,333,149 China Starch Holdings, Ltd......................... 18,995,000 564,247 China Sunshine Paper Holdings Co., Ltd............. 1,195,500 135,382 *China Tianyi Holdings, Ltd......................... 756,000 109,060 China Tontine Wines Group, Ltd..................... 7,118,000 732,428 China Travel International Investment Hong Kong, Ltd.............................................. 52,275,631 10,081,640 China Unicom Hong Kong, Ltd........................ 4,822,000 7,798,236 #China Unicom Hong Kong, Ltd. ADR................... 7,316,862 117,728,310 #China Vanadium Titano - Magnetite Mining Co., Ltd.. 14,828,000 2,833,589 China Wireless Technologies, Ltd................... 928,000 269,167 #*China Yurun Food Group, Ltd........................ 13,285,000 9,691,697 #*China ZhengTong Auto Services Holdings, Ltd........ 197,000 132,740 #*China Zhongwang Holdings, Ltd...................... 20,874,954 8,315,626 #*Chongqing Iron & Steel Co., Ltd. Series H.......... 7,456,000 1,168,155 Chongqing Machinery & Electric Co., Ltd. Series H.. 18,992,000 2,875,392 *Chongqing Rural Commercial Bank Series H........... 907,000 424,536 Chu Kong Petroleum & Natural Gas Steel Pipe Holdings, Ltd.................................... 5,728,000 2,324,748 CIMC Enric Holdings, Ltd........................... 3,446,000 2,498,694 #Citic Pacific, Ltd................................. 16,793,000 21,326,676 *Citic Resources Holdings, Ltd...................... 42,880,000 6,546,662 Clear Media, Ltd................................... 650,000 335,208 *Coastal Greenland, Ltd............................. 4,654,000 197,722 #*Comba Telecom Systems Holdings, Ltd................ 4,323,500 1,682,118 #*Comtec Solar Systems Group, Ltd.................... 6,346,000 740,407 #COSCO International Holdings, Ltd.................. 10,104,000 4,081,367 COSCO Pacific, Ltd................................. 21,118,180 30,835,667 #*Country Garden Holdings Co., Ltd................... 32,900,203 13,132,595 CPMC Holdings, Ltd................................. 2,018,000 1,421,318 Da Ming International Holdings, Ltd................ 32,000 4,878 DaChan Food Asia, Ltd.............................. 3,535,000 501,131 Dalian Port (PDA) Co., Ltd. Series H............... 14,226,000 3,130,764 #*Daqing Dairy Holdings, Ltd......................... 3,316,000 -- Dawnrays Pharmaceutical Holdings, Ltd.............. 156,000 32,979 DBA Telecommunication Asia Holdings, Ltd........... 248,000 135,210 729 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- CHINA -- (Continued) Dongfeng Motor Group Co., Ltd. Series H............. 558,000 $ 690,134 #*Dynasty Fine Wines Group, Ltd....................... 9,228,600 1,519,914 Embry Holdings, Ltd................................. 544,000 258,306 #Evergrande Real Estate Group, Ltd................... 5,087,000 2,206,287 Evergreen International Holdings, Ltd............... 1,628,000 326,409 Fantasia Holdings Group Co., Ltd.................... 9,902,515 978,284 *First Tractor Co., Ltd. Series H.................... 2,252,000 1,870,289 #Fosun International, Ltd............................ 14,274,244 6,993,523 Franshion Properties China, Ltd..................... 44,364,580 13,507,734 #Fufeng Group, Ltd................................... 2,215,000 840,508 #GCL-Poly Energy Holdings, Ltd....................... 35,208,000 6,223,861 #Global Bio-Chem Technology Group Co., Ltd........... 35,702,360 4,128,873 *Global Sweeteners Holdings, Ltd..................... 10,400,350 722,919 *Glorious Property Holdings, Ltd..................... 41,022,000 6,376,972 *Goldbond Group Holdings, Ltd........................ 1,830,000 68,264 Golden Meditech Holdings, Ltd....................... 11,771,679 1,393,764 Goldlion Holdings, Ltd.............................. 1,298,000 590,372 *GOME Electrical Appliances Holding, Ltd............. 47,272,000 4,910,162 Great Wall Motor Co., Ltd. Series H................. 293,500 802,695 Great Wall Technology Co., Ltd. Series H............ 7,550,035 1,347,031 #Greentown China Holdings, Ltd....................... 9,234,591 11,345,051 #Guangshen Railway Co., Ltd. Series H................ 888,000 306,245 #Guangshen Railway Co., Ltd. Sponsored ADR........... 426,392 7,316,887 Guangzhou Automobile Group Co., Ltd. Series H....... 27,145,572 18,587,985 #Guangzhou R&F Properties Co., Ltd. Series H......... 13,308,714 16,266,250 Hainan Meilan International Airport Co., Ltd. Series H.......................................... 1,989,000 1,240,069 Harbin Electric Co., Ltd. Series H.................. 10,673,474 8,784,926 *Heng Tai Consumables Group, Ltd..................... 74,825,195 1,578,905 *Hi Sun Technology, Ltd.............................. 423,000 43,544 #Hidili Industry International Development, Ltd...... 20,082,000 5,072,042 *Hilong Holding, Ltd................................. 5,000 1,363 #HKC Holdings, Ltd................................... 39,674,878 1,583,098 #Honghua Group, Ltd.................................. 16,779,970 3,901,418 #*Hopson Development Holdings, Ltd.................... 11,228,000 10,838,043 #Hua Han Bio-Pharmaceutical Holdings, Ltd............ 17,032,104 3,924,086 *Hunan Nonferrous Metal Corp., Ltd. Series H......... 7,126,000 2,107,534 *Huscoke Resources Holdings, Ltd..................... 9,616,000 97,689 Hutchison Harbour Ring, Ltd......................... 6,830,000 579,860 Industrial & Commercial Bank of China, Ltd. Series H.......................................... 71,682,996 47,203,203 Inspur International, Ltd........................... 33,726,713 1,083,997 International Taifeng Holdings, Ltd................. 462,000 140,060 Jingwei Textile Machinery Co., Ltd. Series H........ 190,000 101,326 Ju Teng International Holdings, Ltd................. 11,466,249 4,569,111 *Kai Yuan Holdings, Ltd.............................. 64,220,000 1,737,859 #*Kaisa Group Holdings, Ltd........................... 21,380,632 3,985,840 *Kasen International Holdings, Ltd................... 1,885,000 364,201 Kingboard Chemical Holdings, Ltd.................... 7,717,371 22,897,658 Kingboard Laminates Holdings, Ltd................... 7,016,500 2,979,444 Kingway Brewery Holdings, Ltd....................... 3,238,000 1,147,456 KWG Property Holding, Ltd........................... 20,557,000 12,146,355 Lai Fung Holdings, Ltd.............................. 53,769,560 1,122,741 Le Saunda Holdings, Ltd............................. 82,000 24,079 Lee & Man Paper Manufacturing, Ltd.................. 18,038,000 9,421,609 Leoch International Technology, Ltd................. 1,278,000 200,681 #*Li Ning Co., Ltd.................................... 1,151,000 608,426 #Lijun International Pharmaceutical Holding, Ltd..... 6,294,055 1,702,839 Lingbao Gold Co., Ltd. Series H..................... 4,220,000 1,858,527 LK Technology Holdings, Ltd......................... 112,500 19,114 #Lonking Holdings, Ltd............................... 9,166,000 2,135,749 *Loudong General Nice Resources China Holdings, Ltd.. 21,592,800 932,050 #*Maanshan Iron & Steel Co., Ltd. Series H............ 27,282,000 7,025,688 730 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- CHINA -- (Continued) #Maoye International Holdings, Ltd................... 7,283,000 $ 1,457,586 #*Metallurgical Corp of China, Ltd. Series H.......... 23,897,659 4,393,182 *MIE Holdings Corp................................... 14,000 3,824 Min Xin Holdings, Ltd............................... 1,654,000 907,058 *Mingyuan Medicare Development Co., Ltd.............. 14,370,264 292,236 Minmetals Land, Ltd................................. 19,977,205 2,667,549 Minth Group, Ltd.................................... 3,854,000 3,893,161 *MMG, Ltd............................................ 1,424,000 562,479 *Nan Hai Corp, Ltd................................... 32,700,000 130,546 NetDragon Websoft, Inc.............................. 1,502,500 1,602,999 New World China Land, Ltd........................... 25,450,600 11,782,938 #New World Department Store China, Ltd............... 565,000 337,969 #Nine Dragons Paper Holdings, Ltd.................... 19,317,000 13,437,856 #O-Net Communications Group, Ltd..................... 3,619,000 951,920 Overseas Chinese Town Asia Holdings, Ltd............ 160,000 58,458 *PAX Global Technology, Ltd.......................... 135,000 24,335 PCD Stores Group, Ltd............................... 4,664,000 437,294 #Peak Sport Products Co., Ltd........................ 10,288,000 1,956,250 *PetroAsian Energy Holdings, Ltd..................... 19,174,084 396,994 #*Poly Property Group Co., Ltd........................ 31,419,488 18,829,732 *Pou Sheng International Holdings, Ltd............... 9,813,529 625,538 #Powerlong Real Estate Holdings, Ltd................. 9,989,000 1,679,726 #*Prosperity International Holdings HK, Ltd........... 19,500,000 993,865 Qin Jia Yuan Media Services Co., Ltd................ 903,250 9,414 Qingling Motors Co., Ltd. Series H.................. 12,058,000 2,900,437 Qunxing Paper Holdings Co., Ltd..................... 5,020,071 1,308,365 #Real Gold Mining, Ltd............................... 3,137,500 3,566,606 #Real Nutriceutical Group, Ltd....................... 11,046,000 3,929,051 Regent Manner International Holdings, Ltd........... 738,000 153,698 #*Renhe Commercial Holdings Co., Ltd.................. 45,780,000 1,933,979 #REXLot Holdings, Ltd................................ 95,781,150 7,027,346 Royale Furniture Holdings, Ltd...................... 3,664,672 305,880 Samson Holding, Ltd................................. 7,831,452 1,118,930 *Semiconductor Manufacturing International Corp...... 173,313,000 6,773,596 *Semiconductor Manufacturing International Corp. ADR. 1,331,701 2,516,915 #Shandong Chenming Paper Holdings, Ltd. Series H..... 4,153,318 1,536,375 Shanghai Industrial Holdings, Ltd................... 8,464,918 27,085,941 *Shanghai Industrial Urban Development Group, Ltd.... 15,164,000 2,528,878 #Shanghai Jin Jiang International Hotels Group Co., Ltd. Series H...................................... 17,400,000 2,687,359 Shanghai Prime Machinery Co., Ltd. Series H......... 8,790,000 1,243,556 *Shanghai Zendai Property, Ltd....................... 19,155,000 313,218 Shengli Oil & Gas Pipe Holdings, Ltd................ 9,946,500 907,409 Shenzhen International Holdings, Ltd................ 110,282,500 9,225,279 Shenzhen Investment, Ltd............................ 38,517,494 10,235,892 #Shimao Property Holdings, Ltd....................... 22,765,535 43,179,838 *Shougang Concord Century Holdings, Ltd.............. 5,822,299 213,518 #*Shougang Concord International Enterprises Co., Ltd. 83,508,208 4,449,837 #Shougang Fushan Resources Group, Ltd................ 43,564,594 15,157,832 #Shui On Land, Ltd................................... 43,500,603 18,329,149 Sijia Group Co., Ltd................................ 1,152,649 237,416 Silver Grant International Industries, Ltd.......... 20,310,804 3,578,717 *SIM Technology Group, Ltd........................... 11,326,000 509,400 *Sino Dragon New Energy Holdings, Ltd................ 1,128,000 26,611 *Sino Oil & Gas Holdings, Ltd........................ 94,765,000 1,829,839 *Sino Prosper State Gold Resources Holdings, Ltd..... 10,250,000 462,900 Sinofert Holdings, Ltd.............................. 33,002,000 6,949,003 *Sinolink Worldwide Holdings, Ltd.................... 16,942,508 1,238,846 SinoMedia Holding, Ltd.............................. 2,897,139 1,411,744 #Sino-Ocean Land Holdings, Ltd....................... 43,523,524 27,200,653 Sinopec Kantons Holdings, Ltd....................... 16,676,600 12,391,766 Sinotrans Shipping, Ltd............................. 17,217,916 4,231,216 731 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- -------------- CHINA -- (Continued) Sinotrans, Ltd. Series H.......................... 24,315,000 $ 3,721,228 #Sinotruk Hong Kong, Ltd........................... 9,113,335 5,227,375 *SITC International Holdings Co., Ltd.............. 52,000 13,574 #Skyworth Digital Holdings, Ltd.................... 31,468,708 16,914,070 *SMI Corp., Ltd.................................... 11,728,000 275,961 #Soho China, Ltd................................... 29,586,388 20,019,429 #*Solargiga Energy Holdings, Ltd.................... 10,560,486 589,166 *Sparkle Roll Group, Ltd........................... 472,000 27,621 *SPG Land Holdings, Ltd............................ 3,730,575 926,611 #*SRE Group, Ltd.................................... 41,222,285 1,614,080 #Sunac China Holdings, Ltd......................... 4,498,000 2,375,944 Sunny Optical Technology Group Co., Ltd........... 3,089,000 1,809,554 Tak Sing Alliance Holdings, Ltd................... 3,394,391 418,810 #TCC International Holdings, Ltd................... 13,997,056 3,796,235 TCL Communication Technology Holdings, Ltd........ 1,860,000 568,563 TCL Multimedia Technology Holdings, Ltd........... 8,874,200 4,913,223 *Texhong Textile Group, Ltd........................ 1,716,000 807,657 Tian An China Investments Co., Ltd................ 7,019,000 4,072,055 Tian Shan Development Holdings, Ltd............... 806,000 193,310 Tiangong International Co., Ltd................... 15,623,944 3,753,449 Tianjin Port Development Holdings, Ltd............ 12,609,657 1,556,900 Tianneng Power International, Ltd................. 5,282,280 3,560,433 Tomson Group, Ltd................................. 2,979,206 705,993 TPV Technology, Ltd............................... 10,594,496 2,352,563 Travelsky Technology, Ltd. Series H............... 16,861,500 8,685,935 *Trony Solar Holdings Co., Ltd..................... 8,775,000 713,318 Truly International Holdings, Ltd................. 21,705,500 3,292,045 VODone, Ltd....................................... 48,158,000 4,694,041 Wasion Group Holdings, Ltd........................ 5,951,291 2,171,593 Weiqiao Textile Co., Ltd. Series H................ 7,549,500 2,943,472 Welling Holding, Ltd.............................. 12,000 1,464 #West China Cement, Ltd............................ 27,792,000 4,989,818 *Winsway Coking Coal Holdings, Ltd................. 829,000 133,243 Wuyi International Pharmaceutical Co., Ltd........ 175,000 8,579 Xiamen International Port Co., Ltd. Series H...... 15,252,000 1,767,677 Xingda International Holdings, Ltd................ 10,726,000 3,732,853 Xinhua Winshare Publishing & Media Co., Ltd. Series H........................................ 4,837,000 2,590,450 #Xinjiang Goldwind Science & Technology Co., Ltd. Series H......................................... 1,354,800 512,628 #Xinjiang Xinxin Mining Industry Co., Ltd. Series H......................................... 10,075,000 2,109,503 Xiwang Sugar Holdings Co., Ltd.................... 11,548,736 1,216,464 #XTEP International Holdings, Ltd.................. 2,745,500 1,188,337 *Yanchang Petroleum International, Ltd............. 44,770,000 2,938,850 Yantai North Andre Juice Co. Series H............. 2,365,000 92,828 *Yashili International Holdings, Ltd............... 397,000 92,922 #Yip's Chemical Holdings, Ltd...................... 438,000 296,441 #Youyuan International Holdings, Ltd............... 85,663 20,958 Yuexiu Property Co., Ltd.......................... 75,308,170 20,590,858 #Yuzhou Properties Co.............................. 910,800 210,926 #*Zhejiang Glass Co., Ltd. Series H................. 437,000 -- *Zhong An Real Estate, Ltd......................... 4,695,800 484,399 -------------- TOTAL CHINA.......................................... 2,692,433,338 -------------- COLOMBIA -- (0.0%) *Cementos Argos SA................................. 206,640 994,977 *Fabricato SA...................................... 17,729,182 880,766 Grupo de Inversiones Suramericana SA.............. 169,566 3,299,185 Grupo Nutresa SA.................................. 83,729 1,130,852 -------------- TOTAL COLOMBIA....................................... 6,305,780 -------------- CZECH REPUBLIC -- (0.3%) CEZ A.S........................................... 58,205 2,150,929 732 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- CZECH REPUBLIC -- (Continued) Komercni Banka A.S................................... 35,556 $ 7,275,855 Pegas Nonwovens SA................................... 147,266 3,372,855 Telefonica Czech Republic A.S........................ 1,025,276 20,422,860 #*Unipetrol A.S........................................ 1,424,029 12,360,235 ----------- TOTAL CZECH REPUBLIC.................................... 45,582,734 ----------- HONG KONG -- (0.0%) *Qualipak International Holdings, Ltd................. 344,816 39,287 ----------- HUNGARY -- (0.5%) *Danubius Hotel & Spa P.L.C........................... 136,180 1,666,382 EGIS Pharmaceuticals P.L.C........................... 58,095 4,675,302 *Fotex Holding SE..................................... 899,183 717,695 MOL Hungarian Oil & Gas P.L.C........................ 175,254 15,245,185 #OTP Bank P.L.C....................................... 3,793,491 72,294,221 *PannErgy P.L.C....................................... 177,767 489,451 *Tisza Chemical Group P.L.C........................... 235,511 2,027,608 ----------- TOTAL HUNGARY........................................... 97,115,844 ----------- INDIA -- (7.7%) *A2Z Maintenance & Engineering Services, Ltd.......... 59,997 64,719 Aban Offshore, Ltd................................... 238,529 1,946,683 *ABG Shipyard, Ltd.................................... 257,426 1,776,856 Adani Enterprises, Ltd............................... 1,192,978 4,752,476 *Adani Power, Ltd..................................... 635,365 565,364 Aditya Birla Nuvo, Ltd............................... 526,274 8,879,677 Ajmera Realty & Infra India, Ltd..................... 14,563 30,970 Akzo Nobel India, Ltd................................ 47,267 850,016 Alembic Pharmaceuticals, Ltd......................... 609,121 766,624 *Alembic, Ltd......................................... 90,643 26,248 Allahabad Bank, Ltd.................................. 1,927,170 4,856,509 Alok Industries, Ltd................................. 6,859,055 1,467,776 Amara Raja Batteries, Ltd............................ 14,826 62,645 Ambuja Cements, Ltd.................................. 2,142,772 8,033,509 Amtek Auto, Ltd...................................... 1,125,521 1,507,930 *Amtek India, Ltd..................................... 84,531 148,673 Anant Raj Industries, Ltd............................ 1,659,009 2,497,674 Andhra Bank, Ltd..................................... 2,193,717 4,214,576 *Ansal Properties & Infrastructure, Ltd............... 141,443 77,261 Apollo Hospitals Enterprise, Ltd..................... 271,724 3,931,006 Apollo Tyres, Ltd.................................... 1,676,970 2,664,381 Arvind, Ltd.......................................... 2,495,370 3,761,153 Ashok Leyland, Ltd................................... 17,832,368 7,740,468 Asian Hotels East, Ltd............................... 1,050 4,399 Aurobindo Pharma, Ltd................................ 2,169,870 6,376,445 Bajaj Finance, Ltd................................... 93,467 2,226,373 Bajaj Finserv, Ltd................................... 2,335 36,669 Bajaj Hindusthan, Ltd................................ 4,307,376 2,355,319 Bajaj Holdings & Investment, Ltd..................... 357,463 5,771,707 Balkrishna Industries, Ltd........................... 18,159 89,588 Ballarpur Industries, Ltd............................ 4,040,976 1,647,059 Balmer Lawrie & Co., Ltd............................. 64,768 770,351 *Balrampur Chini Mills, Ltd........................... 2,467,289 3,119,472 Bank of Baroda....................................... 797,959 10,714,311 Bank of India........................................ 1,696,673 8,667,214 Bank of Maharashtra, Ltd............................. 1,477,172 1,440,739 BEML, Ltd............................................ 190,772 1,023,005 BGR Energy Systems, Ltd.............................. 116,212 566,999 *Bharat Electronics, Ltd.............................. 3,615 82,649 Bhushan Steel, Ltd................................... 1,046,329 9,556,197 Birla Corp., Ltd..................................... 121,368 584,373 733 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) Bombay Dyeing & Manufacturing Co., Ltd................ 625,585 $ 1,302,454 *Bombay Rayon Fashions, Ltd............................ 65,879 319,576 Brigade Enterprises, Ltd.............................. 5,099 6,167 *Cairn India, Ltd...................................... 4,115,319 25,714,883 Canara Bank........................................... 1,406,261 10,480,046 Central Bank of India................................. 3,204,753 4,118,064 Century Textiles & Industries, Ltd.................... 692,091 4,978,051 Chambal Fertilizers & Chemicals, Ltd.................. 1,527,668 1,894,822 Cholamandalam Investment & Finance Co., Ltd........... 7,476 30,454 City Union Bank, Ltd.................................. 1,212,375 1,269,536 Coromandel International, Ltd......................... 56,625 299,961 Corporation Bank...................................... 357,471 2,648,681 *Cranes Software International, Ltd.................... 114,443 5,167 Dalmia Bharat Enterprises, Ltd........................ 159,852 478,201 *DB Realty, Ltd........................................ 1,121,894 2,033,426 DCM Shriram Consolidated, Ltd......................... 216,466 286,487 Deepak Fertilizers & Petrochemicals Corp., Ltd........ 424,886 1,048,213 *DEN Networks, Ltd..................................... 8,713 28,530 Dena Bank............................................. 939,377 1,845,390 *Development Credit Bank, Ltd.......................... 2,779,600 2,210,269 Dewan Housing Finance Corp., Ltd...................... 115,020 404,942 DLF, Ltd.............................................. 6,678,402 24,980,191 *Dredging Corp. of India, Ltd.......................... 66,613 289,459 E.I.D. - Parry (India), Ltd........................... 809,522 3,503,483 Edelweiss Financial Services, Ltd..................... 1,091,035 683,997 Educomp Solutions, Ltd................................ 819,103 2,226,027 Eicher Motors, Ltd.................................... 40,646 1,753,370 EIH, Ltd.............................................. 872,785 1,228,407 Elder Pharmaceuticals, Ltd............................ 136,186 720,340 Electrosteel Casings, Ltd............................. 723,522 343,823 Elgi Equipments, Ltd.................................. 11,589 19,610 Era Infra Engineering, Ltd............................ 994,586 2,521,232 Escorts, Ltd.......................................... 1,272,669 1,559,083 Ess Dee Aluminium, Ltd................................ 7,727 39,320 *Essar Oil, Ltd........................................ 1,456,017 1,692,039 Essar Ports, Ltd...................................... 628,225 1,178,072 *Essar Shipping, Ltd................................... 288,928 156,273 Essel Propack, Ltd.................................... 750,981 532,247 FDC, Ltd.............................................. 81,359 129,154 Federal Bank, Ltd..................................... 1,722,798 15,454,071 *Federal-Mogul Goetze (India), Ltd..................... 6,858 25,215 Financial Technologies (India), Ltd................... 99,172 1,828,539 Finolex Cables, Ltd................................... 530,760 420,751 Finolex Industries, Ltd............................... 695,629 834,260 *Fortis Healthcare, Ltd................................ 1,275,271 2,405,396 Future Capital Holdings, Ltd.......................... 273,553 780,522 GAIL India, Ltd....................................... 381,180 2,465,030 Gammon India, Ltd..................................... 487,594 367,724 Gateway Distriparks, Ltd.............................. 231,605 614,194 *Geodesic, Ltd......................................... 157,411 116,490 Gitanjali Gems, Ltd................................... 722,699 5,357,405 *Glodyne Technoserve, Ltd.............................. 26,287 26,805 Godfrey Phillips India, Ltd........................... 628 38,835 Graphite India, Ltd................................... 547,257 846,641 Grasim Industries, Ltd................................ 15,142 932,077 Great Eastern Shipping Co., Ltd....................... 1,015,463 4,835,336 *GTL Infrastructure, Ltd............................... 2,971,465 430,479 Gujarat Alkalies & Chemicals, Ltd..................... 427,411 1,039,646 Gujarat Fluorochemicals, Ltd.......................... 222,613 1,358,453 Gujarat Narmada Valley Fertilizers Co., Ltd........... 702,608 1,060,275 Gujarat NRE Coke, Ltd................................. 2,737,130 924,397 734 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ------------ INDIA -- (Continued) Gujarat State Fertilisers & Chemicals, Ltd.......... 2,186,080 $ 3,019,157 Gujarat State Petronet, Ltd......................... 209,832 292,633 Gulf Oil Corp., Ltd................................. 239,031 394,472 *HBL Power Systems, Ltd.............................. 404,469 115,028 HCL Infosystems, Ltd................................ 1,197,393 937,620 HEG, Ltd............................................ 138,103 586,502 *HeidelbergCement India, Ltd......................... 595,402 536,759 *Hexa Tradex, Ltd.................................... 319,009 208,107 Hexaware Technologies, Ltd.......................... 2,372,265 4,926,790 Hindalco Industries, Ltd............................ 16,705,416 36,014,770 Hinduja Global Solutions, Ltd....................... 63,466 378,783 Hinduja Ventures, Ltd............................... 67,133 585,848 *Hindustan Construction Co., Ltd..................... 6,741,542 2,124,615 *Hotel Leelaventure, Ltd............................. 1,561,467 859,890 *Housing Development & Infrastructure, Ltd........... 4,919,930 8,702,497 HSIL, Ltd........................................... 187,119 413,203 ICICI Bank, Ltd..................................... 919,070 17,900,734 #ICICI Bank, Ltd. Sponsored ADR...................... 3,805,302 149,358,103 IDBI Bank, Ltd...................................... 3,116,338 5,336,965 *Idea Cellular, Ltd.................................. 6,510,570 10,300,196 IDFC, Ltd........................................... 6,072,777 18,157,294 IFCI, Ltd........................................... 6,602,323 3,384,832 India Cements, Ltd.................................. 3,198,513 5,671,479 India Infoline, Ltd................................. 2,746,026 3,522,276 Indiabulls Financial Services, Ltd.................. 1,795,884 8,258,746 *Indiabulls Infrastructure and Power, Ltd............ 10,676,958 1,260,316 *Indiabulls Real Estate, Ltd......................... 2,937,281 3,099,290 Indian Bank......................................... 1,269,647 3,953,991 Indian Hotels Co., Ltd.............................. 3,751,849 4,368,744 Indian Overseas Bank................................ 2,980,762 3,947,898 Indo Rama Synthetics (India), Ltd................... 100,225 45,755 IndusInd Bank, Ltd.................................. 993,138 6,678,781 Infotech Enterprises, Ltd........................... 21,152 73,388 ING Vysya Bank, Ltd................................. 289,910 2,466,460 Ingersoll-Rand India, Ltd........................... 28,609 256,392 Ipca Laboratories, Ltd.............................. 57,340 488,646 ISMT, Ltd........................................... 73,774 32,674 *IVRCL Infrastructures & Projects, Ltd............... 4,406,969 3,233,161 J.B. Chemicals & Pharmaceuticals, Ltd............... 373,888 476,309 Jai Corp., Ltd...................................... 659,451 687,895 *Jain Irrigation Systems, Ltd........................ 513,679 622,946 Jaiprakash Associates, Ltd.......................... 18,602,264 29,908,547 Jammu & Kashmir Bank, Ltd........................... 286,979 6,570,352 Jaypee Infratech, Ltd............................... 431,895 380,611 JBF Industries, Ltd................................. 140,876 369,368 *Jet Airways (India), Ltd............................ 201,869 1,255,304 Jindal Poly Films, Ltd.............................. 210,342 785,483 Jindal Saw, Ltd..................................... 2,076,447 4,387,079 *Jindal South West Holdings, Ltd..................... 364 3,765 *Jindal Stainless, Ltd............................... 781,507 956,344 JK Cement, Ltd...................................... 102,159 477,990 JK Lakshmi Cement, Ltd.............................. 242,246 559,037 JM Financial, Ltd................................... 3,894,277 1,174,774 JSW Energy, Ltd..................................... 4,846,066 5,729,167 *JSW ISPAT Steel, Ltd................................ 4,724,692 863,768 JSW Steel, Ltd...................................... 1,467,112 19,998,431 Jubilant Organosys, Ltd............................. 484,440 1,997,552 Jyothy Laboratories, Ltd............................ 764 2,510 Kakinada Fertilizers, Ltd........................... 2,082,494 433,958 Kalpataru Power Transmission, Ltd................... 157,933 257,407 *Kalyani Investment Co., Ltd......................... 6,442 40,016 735 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ---------- INDIA -- (Continued) Karnataka Bank, Ltd.................................... 1,816,926 $4,555,315 Karur Vysya Bank, Ltd.................................. 294,278 2,532,595 *Karuturi Global, Ltd................................... 1,532,053 126,518 KEC International, Ltd................................. 263,134 310,533 Kesoram Industries, Ltd................................ 187,382 508,407 *Kingfisher Airlines, Ltd............................... 2,060,576 478,744 Kirloskar Industries, Ltd.............................. 8,578 50,231 Kirloskar Oil Engines, Ltd............................. 325,726 1,152,871 KSB Pumps, Ltd......................................... 7,582 32,337 *KSK Energy Ventures, Ltd............................... 10,787 12,254 Lakshmi Machine Works, Ltd............................. 3,315 126,846 Lakshmi Vilas Bank, Ltd................................ 384,784 549,913 LIC Housing Finance, Ltd............................... 588,295 2,658,160 Madras Cements, Ltd.................................... 490,640 1,847,016 *Mahanagar Telephone Nigam, Ltd......................... 2,299,357 1,119,528 #*Mahanagar Telephone Nigam, Ltd. ADR.................... 100,249 99,246 Maharashtra Scooters, Ltd.............................. 4,450 30,437 Maharashtra Seamless, Ltd.............................. 194,873 1,195,811 Mahindra & Mahindra Financial Services, Ltd............ 14,853 238,653 Mahindra Lifespace Developers, Ltd..................... 138,282 1,042,005 *Man Infraconstruction, Ltd............................. 1,387 4,612 *Manaksia, Ltd.......................................... 108,685 89,840 *MAX India, Ltd......................................... 28,842 129,427 McLeod Russel (India), Ltd............................. 707,622 3,987,261 *Mercator Lines, Ltd.................................... 2,281,469 894,337 *Merck, Ltd............................................. 25,112 289,251 MindTree, Ltd.......................................... 23,786 289,700 Monnet Ispat, Ltd...................................... 183,497 1,000,343 *Motilal Oswal Financial Services, Ltd.................. 3,624 8,022 Mphasis, Ltd........................................... 37,279 268,657 MRF, Ltd............................................... 17,453 3,292,125 *Mukand, Ltd............................................ 122,024 64,559 Nagarjuna Construction Co., Ltd........................ 2,921,412 2,366,360 *Nagarjuna Oil Refinery, Ltd............................ 1,740,645 174,006 Nahar Capital & Financial Services, Ltd................ 18,244 15,905 National Aluminium Co., Ltd............................ 1,244,968 1,078,800 Nava Bharat Ventures, Ltd.............................. 27,806 92,373 NIIT Technologies, Ltd................................. 436,637 2,379,685 NIIT, Ltd.............................................. 1,287,158 794,220 Noida Toll Bridge Co., Ltd............................. 361,467 169,188 OCL India, Ltd......................................... 61,362 177,416 *OMAXE, Ltd............................................. 760,005 2,210,662 *Orbit Corp., Ltd....................................... 431,838 438,507 Orchid Chemicals & Pharmaceuticals, Ltd................ 609,939 1,179,045 Orient Paper & Industries, Ltd......................... 452,522 642,499 Oriental Bank of Commerce.............................. 1,002,858 5,752,004 *Oswal Chemical & Fertilizers, Ltd...................... 490,659 274,550 *Panacea Biotec, Ltd.................................... 32,900 64,951 *Parsvnath Developers, Ltd.............................. 1,662,316 1,135,446 Peninsula Land, Ltd.................................... 254,726 344,939 Petronet LNG, Ltd...................................... 1,865,317 5,798,989 Piramal Enterprises, Ltd............................... 666,316 6,119,769 *Plethico Pharmaceuticals, Ltd.......................... 205,772 941,302 Polaris Financial Technology, Ltd...................... 641,382 1,422,408 Polyplex Corp., Ltd.................................... 22,174 85,202 Power Finance Corp., Ltd............................... 16,793 57,618 Prism Cement, Ltd...................................... 426,424 439,481 PTC (India), Ltd....................................... 3,100,766 3,655,204 Punj Lloyd, Ltd........................................ 3,167,108 2,954,108 Punjab & Sind Bank..................................... 116,252 139,061 Rain Commodities, Ltd.................................. 1,362,709 980,634 736 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ------------ INDIA -- (Continued) Rajesh Exports, Ltd................................. 325,512 $ 736,854 Raymond, Ltd........................................ 389,633 2,764,308 REI Agro, Ltd....................................... 4,398,461 832,734 *REI Six Ten Retail, Ltd............................. 337,935 24,053 Reliance Capital, Ltd............................... 1,987,403 14,012,038 Reliance Communications, Ltd........................ 7,699,434 7,673,909 Reliance Industries, Ltd............................ 19,097,966 284,786,980 Reliance Industries, Ltd. Sponsored GDR............. 107,000 3,172,550 *Reliance Power, Ltd................................. 8,966,445 15,315,707 Rolta (India), Ltd.................................. 1,719,900 2,067,121 Ruchi Soya Industries, Ltd.......................... 1,722,168 2,122,315 Rural Electrification Corp., Ltd.................... 2,768,400 11,033,859 S. Kumars Nationwide, Ltd........................... 2,532,190 700,210 *SEAMEC, Ltd......................................... 9,774 16,512 Sesa Goa, Ltd....................................... 5,801,167 18,348,913 *Shipping Corp. of India, Ltd........................ 2,146,903 2,016,890 Shiv-Vani Oil & Gas Exploration Services, Ltd....... 93,090 225,391 Shree Renuka Sugars, Ltd............................ 7,048,981 4,104,739 Simplex Infrastructures, Ltd........................ 2,212 8,349 Sintex Industries, Ltd.............................. 2,971,670 3,538,472 SKF (India), Ltd.................................... 6,871 82,557 Sobha Developers, Ltd............................... 489,167 3,246,719 South Indian Bank, Ltd.............................. 9,724,062 4,164,831 SREI Infrastructure Finance, Ltd.................... 1,470,670 748,085 SRF, Ltd............................................ 269,009 1,113,379 State Bank of Bikaner & Jaipur...................... 22,710 159,521 State Bank of India................................. 2,228,831 86,802,979 State Bank of India Sponsored GDR................... 5,732 473,630 Steel Authority of India, Ltd....................... 8,166,695 12,144,115 *Sterling Biotech, Ltd............................... 844,710 84,974 Sterlite Industries (India), Ltd.................... 5,746,256 10,596,597 #Sterlite Industries (India), Ltd. ADR............... 2,573,639 19,276,556 Sterlite Technologies, Ltd.......................... 1,733,519 959,521 Strides Arcolab, Ltd................................ 219,001 3,621,435 Styrolution ABS India, Ltd.......................... 28,114 334,815 Sundaram Finance, Ltd............................... 4,139 70,341 Sundram Fastners, Ltd............................... 55,097 48,947 *Suzlon Energy, Ltd.................................. 14,019,450 4,084,795 Syndicate Bank...................................... 2,298,219 5,002,267 Tamilnadu Newsprint & Papers, Ltd................... 58,711 118,645 Tata Chemicals, Ltd................................. 1,136,067 6,673,052 Tata Communications, Ltd............................ 1,042,873 4,704,661 Tata Investment Corp., Ltd.......................... 38,357 315,321 Tata Steel, Ltd..................................... 6,428,335 46,503,151 Tata Tea, Ltd....................................... 4,929,114 13,604,602 *Teledata Marine Solutions, Ltd...................... 267,258 1,490 Time Technoplast, Ltd............................... 498,379 421,039 Titagarh Wagons, Ltd................................ 106,381 648,037 Transport Corp of India, Ltd........................ 23,907 28,023 Trent, Ltd.......................................... 18,226 374,955 Triveni Turbine, Ltd................................ 240,000 245,792 Tube Investments of India, Ltd...................... 574,844 1,846,627 *Tulip IT Services, Ltd.............................. 707,174 486,838 *TV18 Broadcast, Ltd................................. 473,330 244,377 UCO Bank............................................ 2,836,237 3,820,158 Uflex, Ltd.......................................... 451,319 844,059 Unichem Laboratories, Ltd........................... 191,773 679,057 Union Bank of India, Ltd............................ 797,003 2,892,589 *Unitech, Ltd........................................ 25,504,208 10,889,620 *United Bank of India................................ 28,596 33,500 United Phosphorus, Ltd.............................. 2,712,633 5,721,307 737 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ------------- -------------- INDIA -- (Continued) United Spirits, Ltd............................ 41,486 $ 907,985 *Usha Martin, Ltd............................... 1,702,109 912,759 *Vardhman Special Steels, Ltd................... 19,609 11,956 Vardhman Textiles, Ltd......................... 104,526 480,683 Videocon Industries, Ltd....................... 1,005,750 3,189,569 Vijaya Bank, Ltd............................... 2,397,311 2,385,690 Voltamp Transformers, Ltd...................... 724 6,383 Welspun Corp., Ltd............................. 1,848,725 3,330,760 *Wockhardt, Ltd................................. 23,681 661,305 Zee Entertainment Enterprises, Ltd............. 1,235,669 4,331,225 *Zee Learn, Ltd................................. 228,211 118,699 Zensar Technologies, Ltd....................... 6,739 28,787 *Zuari Agro Chemicals, Ltd...................... 128,304 797,324 Zuari Global, Ltd.............................. 118,753 266,775 Zylog Systems, Ltd............................. 154,229 428,390 -------------- TOTAL INDIA....................................... 1,368,952,503 -------------- INDONESIA -- (2.9%) PT Adaro Energy Tbk............................ 56,029,500 7,946,157 PT Adhi Karya Persero Tbk...................... 13,358,117 1,956,461 *PT Agis Tbk.................................... 57,627,500 2,603,566 PT Agung Podomoro Land Tbk..................... 3,748,500 141,581 PT AKR Corporindo Tbk.......................... 3,981,400 1,834,267 *PT Alam Sutera Realty Tbk...................... 32,426,000 1,947,509 PT Aneka Tambang Persero Tbk................... 64,753,500 8,591,267 PT Asahimas Flat Glass Tbk..................... 5,277,000 4,274,799 PT Astra Graphia Tbk........................... 4,213,000 611,861 *PT Bakrie & Brothers Tbk....................... 1,056,525,750 4,284,560 PT Bakrie Sumatera Plantations Tbk............. 182,168,500 2,245,652 *PT Bakrie Telecom Tbk.......................... 288,731,000 1,800,310 *PT Bakrieland Development Tbk.................. 623,458,520 4,194,690 PT Bank Bukopin Tbk............................ 61,269,333 4,056,153 PT Bank Danamon Indonesia Tbk.................. 34,396,054 21,805,087 PT Bank Mandiri Persero Tbk.................... 59,143,431 50,525,080 PT Bank Negara Indonesia Persero Tbk........... 118,251,941 47,184,137 *PT Bank Pan Indonesia Tbk...................... 150,362,201 11,380,737 *PT Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk.................................... 7,433,500 846,803 *PT Bank Permata Tbk............................ 304,000 44,815 PT Bank Tabungan Negara Persero Tbk............ 41,974,862 6,606,398 *PT Barito Pacific Tbk.......................... 15,126,000 784,165 *PT Benakat Petroleum Energy Tbk................ 2,249,500 41,558 *PT Berau Coal Energy Tbk....................... 10,353,500 236,734 *PT Berlian Laju Tanker Tbk..................... 128,161,466 -- PT Bhakti Investama Tbk........................ 267,646,200 15,238,998 PT Bisi International Tbk...................... 6,891,000 764,567 *PT Budi Acid Jaya Tbk.......................... 15,362,000 225,165 *PT Bumi Resources Minerals Tbk................. 541,000 24,373 PT Bumi Resources Tbk.......................... 238,608,500 16,287,078 PT Bumi Serpong Damai Tbk...................... 19,383,000 2,483,967 *PT Central Proteinaprima Tbk................... 178,071,500 621,072 PT Charoen Pokphand Indonesia Tbk.............. 70,545,330 22,841,603 PT Ciputra Development Tbk..................... 108,128,000 7,614,911 PT Ciputra Property Tbk........................ 1,855,000 127,015 PT Ciputra Surya Tbk........................... 16,452,000 2,985,643 PT Clipan Finance Indonesia Tbk................ 2,995,500 124,179 *PT Darma Henwa Tbk............................. 246,575,442 1,277,726 *PT Davomas Adabi Tbk........................... 138,239,500 719,623 *PT Delta Dunia Makmur Tbk...................... 4,956,500 90,278 *PT Elnusa Tbk.................................. 27,207,500 508,066 *PT Energi Mega Persada Tbk..................... 568,704,378 5,349,639 PT Ever Shine Textile Tbk...................... 19,342,215 320,189 738 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ------------ INDONESIA -- (Continued) *PT Exploitasi Energi Indonesia Tbk................. 9,451,000 $ 352,996 PT Gajah Tunggal Tbk............................... 24,993,500 5,629,490 *PT Garuda Indonesia Persero Tbk.................... 1,741,500 124,812 PT Global Mediacom Tbk............................. 92,510,500 21,856,804 PT Gozco Plantations Tbk........................... 30,426,400 678,725 *PT Great River International Tbk................... 1,788,000 -- PT Gudang Garam Tbk................................ 5,176,000 26,394,284 *PT Hero Supermarket Tbk............................ 306,500 106,329 PT Holcim Indonesia Tbk............................ 15,667,000 5,286,659 *PT Indah Kiat Pulp & Paper Corp. Tbk............... 32,693,500 3,325,405 PT Indika Energy Tbk............................... 29,492,000 4,733,790 PT Indofood Sukses Makmur Tbk...................... 60,328,500 35,695,707 PT Indorama Synthetics Tbk......................... 41,500 6,504 PT Intiland Development Tbk........................ 35,952,500 1,174,717 PT Japfa Comfeed Indonesia Tbk..................... 5,422,250 2,745,704 PT Jaya Real Property Tbk.......................... 25,528,000 7,308,902 *PT Kawasan Industri Jababeka Tbk................... 294,868,000 6,255,563 PT Lautan Luas Tbk................................. 1,040,000 86,400 PT Lippo Karawaci Tbk.............................. 276,014,437 26,635,809 PT Matahari Putra Prima Tbk........................ 35,957,400 5,641,129 PT Mayorah Indah Tbk............................... 8,301,072 20,382,925 PT Medco Energi Internasional Tbk.................. 26,880,000 4,405,173 PT Media Nusantara Citra Tbk....................... 15,413,094 4,520,102 PT Mitra Adiperkasa Tbk............................ 1,460,000 991,580 *PT Mitra International Resources Tbk............... 38,631,660 599,283 PT Pabrik Kertas Tjiwi Kimia Tbk................... 246,000 56,871 PT Pan Brothers Tbk................................ 87,500 3,816 *PT Panasia Indo Resources Tbk...................... 403,200 12,803 *PT Panin Financial Tbk............................. 247,955,500 3,421,127 PT Panin Insurance Tbk............................. 30,688,500 1,711,910 PT Pembangunan Perumahan Persero Tbk............... 16,435,000 1,311,126 PT Perusahaan Perkebunan London Sumatra Indonesia Tbk.............................................. 25,417,884 6,124,631 *PT Polychem Indonesia Tbk.......................... 16,925,000 639,838 PT Ramayana Lestari Sentosa Tbk.................... 25,267,500 2,908,372 PT Sampoerna Agro Tbk.............................. 10,891,441 2,737,980 PT Samudera Indonesia Tbk.......................... 290,000 115,437 PT Selamat Sempurna Tbk............................ 14,510,000 3,689,173 *PT Sentul City Tbk................................. 265,783,500 5,299,695 PT Sinar Mas Agro Resources & Technology Tbk....... 7,808,900 5,649,175 PT Sinar Mas Multiartha Tbk........................ 2,000 946 PT Summarecon Agung Tbk............................ 38,574,857 7,023,603 *PT Sunson Textile Manufacturer Tbk................. 6,012,000 123,933 *PT Surya Dumai Industri Tbk........................ 5,145,000 -- PT Surya Toto Indonesia Tbk........................ 464,000 322,656 *PT Suryainti Permata Tbk........................... 17,378,000 161,025 PT Tiga Pilar Sejahtera Food Tbk................... 26,697,722 2,491,292 PT Timah Persero Tbk............................... 35,523,900 5,262,363 PT Trias Sentosa Tbk............................... 336,500 10,651 *PT Trimegah Securities Tbk......................... 34,267,000 419,273 *PT Truba Alam Manunggal Engineering Tbk............ 129,244,500 672,798 PT Tunas Baru Lampung Tbk.......................... 16,371,000 865,134 PT Tunas Ridean Tbk................................ 42,848,500 4,006,295 PT Ultrajaya Milk Industry & Trading Co. Tbk....... 13,717,500 1,793,953 PT Unggul Indah Cahaya Tbk......................... 371,435 80,242 PT United Tractors Tbk............................. 1,386,500 3,027,425 PT Vale Indonesia Tbk.............................. 41,280,500 11,520,820 PT Wijaya Karya Persero Tbk........................ 31,859,002 4,530,140 ------------ TOTAL INDONESIA....................................... 524,481,734 ------------ ISRAEL -- (0.0%) Delta-Galil Industries, Ltd........................ -- 5 739 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- ISRAEL -- (Continued) *Electra Real Estate, Ltd............................. -- $ -- Elron Electronic Industries, Ltd..................... 1 3 *Feuchtwanger Investments, Ltd........................ 10,500 32 *Formula Systems (1985), Ltd.......................... -- -- *Formula Vision Technologies, Ltd..................... -- -- *Israel Steel Mills, Ltd.............................. 97,000 974 *Kardan Israel, Ltd................................... -- -- *Knafaim Holdings, Ltd................................ 69,033 203,352 *Koor Industries, Ltd................................. 1 11 *Liberty Properties, Ltd.............................. 2,533 19,932 *Mivtach Shamir Holdings, Ltd......................... 35,121 640,546 *Naphtha Israel Petroleum Corp., Ltd.................. -- 1 ----------- TOTAL ISRAEL............................................ 864,856 ----------- MALAYSIA -- (3.2%) *Adventa Berhad....................................... 62,000 38,606 Affin Holdings Berhad................................ 9,611,900 10,670,460 AirAsia Berhad....................................... 3,868,000 3,839,103 *Alam Maritim Resources Berhad........................ 4,226,700 1,002,491 Alliance Financial Group Berhad...................... 15,889,900 21,197,980 AMMB Holdings Berhad................................. 22,188,962 46,394,893 Ann Joo Resources Berhad............................. 2,874,900 1,394,855 APM Automotive Holdings Berhad....................... 1,238,800 1,977,556 Apollo Food Holdings Berhad.......................... 38,400 41,808 Asas Dunia Berhad.................................... 252,800 124,945 Batu Kawan Berhad.................................... 2,242,250 13,216,133 Berjaya Assets Berhad................................ 171,900 50,583 Berjaya Corp. Berhad................................. 32,247,480 6,762,131 Berjaya Land Berhad.................................. 13,220,000 3,516,419 BIMB Holdings Berhad................................. 4,700,400 4,663,366 BLD Plantation Berhad................................ 6,600 17,267 *Bolton Berhad........................................ 1,352,400 357,183 *Boustead Heavy Industries Corp. Berhad............... 63,700 52,877 Boustead Holdings Berhad............................. 7,021,598 11,536,541 Cahya Mata Sarawak Berhad............................ 1,978,700 2,160,140 CB Industrial Product Holding Berhad................. 451,100 402,505 Chemical Co. of Malaysia Berhad...................... 311,000 133,442 Chin Teck Plantations Berhad......................... 309,100 913,642 Coastal Contracts Berhad............................. 2,547,400 1,593,277 CSC Steel Holdings Berhad............................ 2,469,800 988,164 Cycle & Carriage Bintang Berhad...................... 241,300 220,518 *Datuk Keramik Holdings Berhad........................ 127,000 -- Dijaya Corp. Berhad.................................. 1,364,600 474,700 DRB-Hicom Berhad..................................... 13,640,500 11,070,084 Eastern & Oriental Berhad............................ 12,998,415 6,976,868 ECM Libra Financial Group Berhad..................... 7,270,726 2,118,814 Evergreen Fibreboard Berhad.......................... 3,603,526 762,724 Faber Group Berhad................................... 2,767,000 1,323,566 Far East Holdings Berhad............................. 403,800 960,599 *Fountain View Development Berhad..................... 2,573,200 -- Gamuda Berhad........................................ 1,852,500 2,190,665 Genting (Malaysia) Berhad............................ 10,284,500 12,100,834 Genting Plantations Berhad........................... 400,300 1,178,429 Globetronics Technology Berhad....................... 730,700 361,557 Glomac Berhad........................................ 4,446,600 1,230,128 Goldis Berhad........................................ 3,042,225 2,005,832 *Green Packet Berhad.................................. 1,037,400 205,840 GuocoLand (Malaysia) Berhad.......................... 1,321,700 340,492 Hap Seng Consolidated Berhad......................... 13,168,500 7,032,096 Hap Seng Plantations Holdings Berhad................. 3,649,300 3,518,212 *Hiap Teck Venture Berhad............................. 183,300 30,037 740 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- MALAYSIA -- (Continued) *Ho Wah Genting Berhad................................ 2,210,200 $ 227,710 Hong Leong Financial Group Berhad.................... 2,148,951 9,083,126 Hong Leong Industries Berhad......................... 1,233,000 1,898,528 *Hubline Berhad....................................... 6,941,850 136,304 Hunza Properties Berhad.............................. 1,033,300 518,027 Hwang-DBS (Malaysia) Berhad.......................... 925,100 766,161 IGB Corp. Berhad..................................... 14,898,690 11,900,736 *IGB Real Estate Investment Trust..................... 1,145,343 496,340 IJM Corp. Berhad..................................... 21,232,980 34,849,020 IJM Land Berhad...................................... 5,455,700 3,939,118 IJM Plantations Berhad............................... 514,200 527,657 *Inch Kenneth Kajang Rubber Berhad.................... 119,800 28,818 *Insas Berhad......................................... 5,034,048 660,263 Integrax Berhad...................................... 936,300 426,733 *Iris Corp. Berhad.................................... 4,773,700 272,999 *Jaks Resources Berhad................................ 6,197,900 749,902 Jaya Tiasa Holdings Berhad........................... 3,976,133 2,997,622 *JCY International Berhad............................. 3,383,400 830,112 K & N Kenanga Holdings Berhad........................ 3,187,800 700,834 *Karambunai Corp. Berhad.............................. 19,239,800 751,884 Keck Seng (Malaysia) Berhad.......................... 2,515,500 3,243,499 Kian Joo Can Factory Berhad.......................... 4,383,180 3,405,070 *KIG Glass Industrial Berhad.......................... 260,000 2,561 Kim Loong Resources Berhad........................... 491,900 364,566 *Kinsteel Berhad...................................... 8,342,300 1,079,001 KLCC Property Holdings Berhad........................ 6,568,600 12,795,626 *KNM Group Berhad..................................... 14,497,525 2,538,640 Knusford Berhad...................................... 73,800 42,045 KrisAssets Holdings Berhad........................... 218,577 198,468 *KSL Holdings Berhad.................................. 994,966 464,035 *KUB (Malaysia) Berhad................................ 6,366,600 1,020,704 Kulim (Malaysia) Berhad.............................. 9,703,300 15,931,915 *Kumpulan Fima Berhad................................. 2,178,600 1,385,497 Kumpulan Perangsang Selangor Berhad.................. 1,741,700 553,493 Kwantas Corp. Berhad................................. 288,400 187,904 *Land & General Berhad................................ 5,542,700 831,567 *Landmarks Berhad..................................... 4,118,808 1,275,822 Latexx Partners Berhad............................... 1,412,600 1,055,711 LBS Bina Group Berhad................................ 430,700 122,886 Lingui Development Berhad............................ 1,356,814 725,656 *Lion Corp. Berhad.................................... 1,371,081 127,872 Lion Diversified Holdings Berhad..................... 4,064,800 412,367 Lion Forest Industries Berhad........................ 46,348 19,574 Lion Industries Corp. Berhad......................... 7,840,481 2,723,645 Mah Sing Group Berhad................................ 2,467,700 1,815,725 Malayan Flour Mills Berhad........................... 1,386,750 622,665 Malaysia Airports Holdings Berhad.................... 1,060,500 2,021,572 *Malaysian Airlines System Berhad..................... 2,202,100 742,429 Malaysian Bulk Carriers Berhad....................... 3,692,325 1,754,470 Malaysian Pacific Industries Berhad.................. 939,475 813,914 Malaysian Resources Corp. Berhad..................... 5,785,200 3,328,249 MBM Resources Berhad................................. 2,406,003 2,682,037 Media Prima Berhad................................... 551,000 411,890 Mega First Corp. Berhad.............................. 1,154,600 624,933 *Metroplex Berhad..................................... 817,000 -- *MISC Berhad.......................................... 5,859,504 8,138,716 *MK Land Holdings Berhad.............................. 9,637,500 1,177,242 MKH Berhad........................................... 1,225,659 942,461 MMC Corp. Berhad..................................... 13,905,480 11,871,127 *MNRB Holdings Berhad................................. 1,295,300 1,229,162 Mudajaya Group Berhad................................ 3,280,000 2,869,847 741 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- MALAYSIA -- (Continued) Muhibbah Engineering Berhad.......................... 5,272,100 $ 1,596,544 *Mulpha International Berhad.......................... 31,821,100 4,273,788 *Multi-Purpose Holdings Berhad........................ 1,040,100 1,237,446 MWE Holdings Berhad.................................. 290,400 167,768 Naim Holdings Berhad................................. 2,063,100 1,345,012 NCB Holdings Berhad.................................. 2,451,500 3,544,287 Negri Sembilan Oil Palms Berhad...................... 167,600 317,607 Oriental Holdings Berhad............................. 3,680,879 9,412,501 Oriental Interest Berhad............................. 139,100 60,555 OSK Holdings Berhad.................................. 7,069,371 3,383,071 OSK Ventures International Berhad.................... 59,397 8,051 P.I.E. Industrial Berhad............................. 323,600 470,728 Pacific & Orient Berhad.............................. 283,730 107,710 Panasonic Manufacturing (Malaysia) Berhad............ 383,380 2,766,364 *Paracorp Berhad...................................... 252,000 827 Paramount Corp. Berhad............................... 1,049,300 519,334 PBA Holdings Berhad.................................. 1,362,400 402,570 Pelikan International Corp. Berhad................... 4,182,926 1,027,279 *Perdana Petroleum Berhad............................. 3,698,200 1,167,911 *Perisai Petroleum Teknologi Berhad................... 824,300 277,866 Perusahaan Sadur Timah Malaysia (Perstima) Berhad.... 6,800 7,138 PJ Development Holdings Berhad....................... 3,182,100 839,602 POS (Malaysia) Berhad................................ 3,638,617 3,600,302 PPB Group Berhad..................................... 7,552,466 33,332,351 Press Metal Berhad................................... 2,734,381 1,559,664 *Prime Utilities Berhad............................... 39,000 1,152 Protasco Berhad...................................... 282,200 85,129 *QSR Brands Berhad.................................... 56,800 122,529 RCE Capital Berhad................................... 5,440,500 552,243 RHB Capital Berhad................................... 10,646,121 26,165,572 *Rimbunan Sawit Berhad................................ 144,400 44,433 Salcon Berhad........................................ 416,700 60,126 Sarawak Oil Palms Berhad............................. 596,220 1,218,649 Sarawak Plantation Berhad............................ 66,900 57,244 Scientex Berhad...................................... 746,748 785,991 *Scomi Group Berhad................................... 22,855,300 3,063,838 Selangor Dredging Berhad............................. 1,312,700 328,940 Selangor Properties Berhad........................... 59,800 68,467 Shangri-La Hotels (Malaysia) Berhad.................. 753,100 1,046,248 Shell Refining Co. Federation of Malaysia Berhad..... 241,200 696,145 SHL Consolidated Berhad.............................. 1,008,700 381,024 *Sino Hua-An International Berhad..................... 3,829,800 219,222 Subur Tiasa Holdings Berhad.......................... 507,130 376,758 *Sunway Berhad........................................ 8,362,945 6,461,566 Supermax Corp. Berhad................................ 6,526,800 4,319,116 Suria Capital Holdings Berhad........................ 694,100 330,117 Ta Ann Holdings Berhad............................... 579,722 722,204 TA Enterprise Berhad................................. 18,077,500 3,019,233 TA Global Berhad..................................... 9,842,580 821,967 TAHPS Group Berhad................................... 27,000 48,310 Tan Chong Motor Holdings Berhad...................... 4,699,300 6,828,172 TDM Berhad........................................... 1,942,600 2,254,883 *TH Heavy Engineering Berhad.......................... 4,521,200 873,022 TH Plantations Berhad................................ 39,200 29,683 *Time Dotcom Berhad................................... 5,476,280 6,275,930 *Tiong Nam Transport Holdings Berhad.................. 40,400 16,178 Tradewinds (Malaysia) Berhad......................... 1,948,000 4,683,114 Tradewinds Corp. Berhad.............................. 5,394,700 1,799,849 Tradewinds Plantation Berhad......................... 540,800 758,068 *Trinity Corp. Berhad................................. 15,950,050 236,888 TSH Resources Berhad................................. 496,200 387,104 742 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ------------ MALAYSIA -- (Continued) *UEM Land Holdings Berhad............................ 3,982,945 $ 2,759,324 UMW Holdings Berhad................................. 988,586 3,221,773 Unico-Desa Plantations Berhad....................... 4,258,528 1,773,672 Unisem (Malaysia) Berhad............................ 8,256,000 2,750,789 United Malacca Berhad............................... 957,500 2,249,479 United Plantations Berhad........................... 602,700 4,978,688 VS Industry Berhad.................................. 1,337,193 657,444 Wah Seong Corp. Berhad.............................. 3,847,911 2,206,415 WCT Berhad.......................................... 7,324,200 6,622,903 Wing Tai (Malaysia) Berhad.......................... 1,868,800 1,109,965 WTK Holdings Berhad................................. 4,994,050 1,716,312 Yeo Hiap Seng (Malaysia) Berhad..................... 354,220 412,614 YNH Property Berhad................................. 5,291,959 3,304,443 YTL Corp. Berhad.................................... 69,817,250 39,997,867 *YTL Land & Development Berhad....................... 1,918,300 608,850 *Zelan Berhad........................................ 5,049,100 595,161 ------------ TOTAL MALAYSIA......................................... 571,995,908 ------------ MEXICO -- (6.6%) #Alfa S.A.B. de C.V. Series A........................ 51,397,020 94,755,160 *Alsea S.A.B. de C.V................................. 2,045,320 3,284,946 Arca Continental S.A.B. de C.V...................... 4,696,529 34,074,405 #*Axtel S.A.B. de C.V................................. 8,940,907 1,993,848 Bolsa Mexicana de Valores S.A. de C.V............... 3,264,525 7,230,123 *Cemex S.A.B. de C.V. Sponsored ADR.................. 16,022,635 144,844,622 #Cia Minera Autlan S.A.B. de C.V. Series B........... 1,187,152 1,175,003 Coca-Cola Femsa S.A.B. de C.V. Sponsored ADR........ 151,579 19,388,470 *Consorcio ARA S.A.B. de C.V. Series *............... 11,911,323 3,738,776 #Controladora Comercial Mexicana S.A.B. de C.V. Series B........................................... 4,941,405 13,849,822 Corp Actinver S.A.B. de C.V......................... 3,700 3,218 *Corporacion GEO S.A.B. de C.V. Series B............. 9,461,653 11,359,186 *Corporacion Interamericana de Entramiento S.A.B. de C.V. Series B...................................... 1,560,786 786,711 #*Desarrolladora Homex S.A.B. de C.V.................. 3,619,653 7,997,294 #*Desarrolladora Homex S.A.B. de C.V. ADR............. 115,455 1,529,779 *Dine S.A.B. de C.V.................................. 1,027,267 329,504 El Puerto de Liverpool S.A.B. de C.V. Series 1...... 19,600 184,115 El Puerto de Liverpool S.A.B. de C.V. Series C-1.... 202,440 1,813,209 *Empaques Ponderosa S.A. de C.V. Series B............ 90,000 6,186 #*Empresas ICA S.A.B. de C.V.......................... 6,728,823 14,465,890 #*Empresas ICA S.A.B. de C.V. Sponsored ADR........... 1,118,155 9,660,859 #*Financiera Independencia S.A.B. de C.V.............. 14,576 4,497 #Fomento Economico Mexicano S.A.B. de C.V............ 2,311,921 20,838,011 Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR..................................... 2,494,369 226,014,775 *Gruma S.A.B. de C.V. ADR............................ 15,222 176,575 #*Gruma S.A.B. de C.V. Series B....................... 3,607,804 10,497,734 *Grupo Aeromexico S.A.B. de C.V...................... 47,800 74,690 #Grupo Aeroportuario del Centro Norte S.A.B. de C.V.. 868,688 2,065,240 #Grupo Aeroportuario del Centro Norte S.A.B. de C.V. ADR................................................ 46,309 892,374 Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR. 636,889 30,328,654 Grupo Aeroportuario del Pacifico S.A.B. de C.V. Series B.......................................... 1,268,733 6,089,802 #Grupo Aeroportuario del Sureste S.A.B. de C.V. ADR.. 271,607 26,229,088 #Grupo Aeroportuario del Sureste S.A.B. de C.V. Series B........................................... 1,203,482 11,672,691 #Grupo Bimbo S.A.B. de C.V. Series A................. 187,300 435,851 Grupo Carso S.A.B. de C.V. Series A-1............... 10,574,593 38,174,814 *Grupo Cementos de Chihuahua S.A.B. de C.V........... 2,799,892 9,470,537 #Grupo Comercial Chedraui S.A. de C.V................ 1,382,379 3,726,743 #*Grupo Famsa S.A.B. de C.V. Series A................. 2,995,218 3,545,584 Grupo Financiero Banorte S.A.B. de C.V. Series O.... 23,160,991 128,770,440 #Grupo Financiero Inbursa S.A.B. de C.V. Series O.... 16,767,514 44,550,314 Grupo Gigante S.A.B. de C.V. Series*................ 471,076 870,631 #Grupo Industrial Maseca S.A.B. de C.V. Series B..... 2,724,300 3,274,819 743 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- -------------- MEXICO -- (Continued) Grupo Industrial Saltillo S.A.B. de C.V.......... 1,332,369 $ 2,386,135 Grupo Kuo S.A.B. de C.V. Series B................ 2,056,267 4,337,414 Grupo Mexico S.A.B. de C.V. Series B............. 26,180,390 83,935,602 *Grupo Pochteca S.A.B. de C.V..................... 288,324 99,528 *Grupo Posadas S.A.B. de C.V. Series L............ 355,600 429,088 *Grupo Qumma S.A. de C.V. Series B................ 5,301 73 *Grupo Simec S.A. de C.V. Series B................ 1,732,137 6,919,817 #*Grupo Simec S.A. de C.V. Sponsored ADR........... 19,072 231,534 #Industrias Bachoco S.A.B. de C.V. Series B....... 924,065 1,952,011 Industrias Bachoco S.A.B. de C.V. Sponsored ADR.. 382 9,645 *Industrias CH S.A.B. de C.V. Series B............ 3,336,823 19,364,990 #*Inmuebles Carso S.A.B. de C.V. Series B-1........ 10,258,893 7,967,996 Medica Sur S.A.B. de C.V. Series B............... 1,000 1,834 #*Megacable Holdings S.A.B. de C.V................. 84,894 215,898 *Minera Frisco S.A.B. de C.V. Series A-1.......... 9,613,778 38,179,048 *OHL Mexico S.A.B. de C.V......................... 2,713,151 4,517,084 #Organizacion Soriana S.A.B. de C.V. Series B..... 14,981,589 50,342,899 *Qualitas Controladora S.A.B. de C.V.............. 2,054,000 3,058,882 #*Sare Holding S.A.B. de C.V....................... 1,159,700 97,424 *Savia S.A. de C.V. Series A...................... 3,457,285 211,229 TV Azteca S.A.B. de C.V.......................... 2,655,220 1,664,836 #*Urbi Desarrollos Urbanos S.A.B. de C.V........... 9,102,158 5,679,291 #*Vitro S.A.B. de C.V. Series A.................... 1,546,127 2,242,321 -------------- TOTAL MEXICO........................................ 1,174,019,569 -------------- PHILIPPINES -- (1.1%) A. Soriano Corp.................................. 20,195,000 2,429,772 Alliance Global Group, Inc....................... 34,135,406 12,309,818 Alsons Consolidated Resources, Inc............... 17,757,000 607,973 *Atlas Consolidated Mining & Development.......... 937,200 404,109 Ayala Corp. Series A............................. 39,500 424,014 *BDO Unibank, Inc................................. 9,833,155 15,257,818 *Cebu Air, Inc.................................... 45,980 63,839 Cebu Holdings, Inc............................... 6,655,750 794,849 China Banking Corp............................... 313,420 402,175 DMCI Holdings, Inc............................... 3,702,200 4,848,211 *Empire East Land Holdings, Inc................... 43,393,000 1,042,294 *Export & Industry Bank, Inc. Class A............. 14,950 94 Filinvest Development Corp....................... 60,000 6,534 Filinvest Land, Inc.............................. 187,358,031 6,631,722 *Filipina Water Bottling Corp..................... 5,471,786 -- First Philippines Holdings Corp.................. 4,465,530 9,360,728 *Global Estate Resorts, Inc....................... 10,608,000 489,327 JG Summit Holdings, Inc.......................... 1,834,300 1,467,898 Lopez Holdings Corp.............................. 29,100,800 3,848,131 Macroasia Corp................................... 1,418,000 94,330 Megaworld Corp................................... 201,087,600 11,931,002 Metro Bank & Trust Co............................ 9,336,217 21,527,860 *Mondragon International Philippines, Inc......... 2,464,000 -- *Philippine National Bank......................... 4,253,308 7,435,348 *Philippine National Construction Corp............ 398,900 47,448 *Philippine Realty & Holdings Corp................ 4,612,000 53,813 Philippine Savings Bank.......................... 1,232,313 2,572,304 *Philippine Townships, Inc........................ 226,200 26,082 *Philtown Properties, Inc......................... 6,701 250 Phinma Corp...................................... 2,545,498 659,840 *Prime Orion Philippines, Inc..................... 3,470,000 46,330 Rizal Commercial Banking Corp.................... 4,707,948 5,241,984 Robinson's Land Corp. Series B................... 29,013,450 13,378,530 San Miguel Corp.................................. 5,669,766 14,999,752 Security Bank Corp............................... 1,603,132 6,294,154 744 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ------------ PHILIPPINES -- (Continued) Shang Properties, Inc............................... 614,285 $ 41,105 SM Development Corp................................. 53,432,694 8,086,925 *Solid Group, Inc.................................... 6,660,000 310,149 Union Bank of Philippines........................... 2,670,714 6,940,246 Universal Robina Corp............................... 12,672,335 22,099,589 Vista Land & Lifescapes, Inc........................ 55,755,868 6,491,698 ------------ TOTAL PHILIPPINES...................................... 188,668,045 ------------ POLAND -- (1.4%) Agora SA............................................ 722,661 1,923,463 Asseco Poland SA.................................... 1,044,952 13,093,225 *ATM SA.............................................. 8,569 22,342 ATM Systemy Informatyczne SA........................ 9,205 3,215 *Bank Millennium SA.................................. 6,694,382 8,868,437 *Bioton SA........................................... 42,632,004 1,201,785 *Ciech SA............................................ 612,452 4,079,916 ComArch SA.......................................... 3,061 68,125 Debica SA........................................... 111,346 1,778,132 Dom Development SA.................................. 42,315 386,992 *Dom Maklerski IDM SA................................ 375,896 23,602 Emperia Holding SA.................................. 36,432 616,408 Enea SA............................................. 1,431,546 6,916,786 *Farmacol SA......................................... 5,526 46,973 *Getin Holding SA.................................... 3,486,673 2,515,428 *Getin Noble Bank SA................................. 4,515,878 2,360,205 Grupa Kety SA....................................... 126,784 5,136,147 *Grupa Lotos SA...................................... 1,221,898 12,910,872 *Impexmetal SA....................................... 5,864,978 6,663,837 Koelner SA.......................................... 133,100 378,124 *Kopex SA............................................ 530,842 3,224,158 *Kredyt Bank SA...................................... 619,815 3,013,127 *LC Corp. SA......................................... 1,798,181 646,816 *Mostostal Warszawa SA............................... 1,892 7,727 *Netia SA............................................ 3,575,413 6,507,872 Orbis SA............................................ 541,449 6,041,875 Pelion SA........................................... 12,612 103,409 *Petrolinvest SA..................................... 1,183,087 739,942 PGE SA.............................................. 9,843,377 53,409,982 *Polimex-Mostostal SA................................ 10,512,907 1,852,220 *Polnord SA.......................................... 127,797 498,153 *Polski Koncern Miesny Duda SA....................... 951,758 122,621 *Polski Koncern Naftowy Orlen SA..................... 5,693,986 78,039,888 *Rovese SA........................................... 224,341 168,954 *Sygnity SA.......................................... 206,622 773,672 Synthos SA.......................................... 8,088,504 13,487,974 Tauron Polska Energia SA............................ 8,717,162 12,056,178 Zaklady Azotowe Pulawy SA........................... 45,643 1,708,235 *Zaklady Chemiczne Police SA......................... 5,277 17,936 ------------ TOTAL POLAND........................................... 251,414,753 ------------ RUSSIA -- (4.3%) *AFI Development P.L.C. GDR.......................... 156,273 87,846 Federal Hydrogenerating Co. ADR..................... 6,014,665 14,328,985 Gazprom OAO Sponsored ADR........................... 72,700,131 667,750,267 Lukoil OAO Sponsored ADR............................ 826,146 50,137,416 *Magnitogorsk Iron & Steel Works Sponsored GDR....... 1,528,863 6,637,388 #*Mechel Sponsored ADR................................ 232,750 1,477,962 Surgutneftegas OAO Sponsored ADR.................... 2,838,071 24,835,632 ------------ TOTAL RUSSIA........................................... 765,255,496 ------------ 745 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ------------ SOUTH AFRICA -- (7.2%) ABSA Group, Ltd..................................... 5,160,055 $ 82,730,749 Adcorp Holdings, Ltd................................ 506,290 1,763,260 AECI, Ltd........................................... 1,453,855 12,331,669 Afgri, Ltd.......................................... 4,750,643 2,869,406 African Bank Investments, Ltd....................... 4,073,100 13,812,847 African Rainbow Minerals, Ltd....................... 1,604,787 33,629,376 Allied Electronics Corp., Ltd....................... 563,821 1,417,033 *ArcelorMittal South Africa, Ltd..................... 2,505,685 9,659,754 Argent Industrial, Ltd.............................. 1,278,773 887,031 Aveng, Ltd.......................................... 6,987,825 25,012,441 AVI, Ltd............................................ 2,417,494 15,975,316 Barloworld, Ltd..................................... 3,844,893 31,157,633 *Basil Read Holdings, Ltd............................ 422,383 479,718 *Bell Equipment, Ltd................................. 416,814 961,212 Blue Label Telecoms, Ltd............................ 3,149,370 2,463,886 Brait SE............................................ 1,676,738 6,589,565 Business Connexion Group, Ltd....................... 1,564,081 883,843 Cadiz Holdings, Ltd................................. 6,673 1,184 Caxton & CTP Publishers & Printers, Ltd............. 3,018,326 5,756,464 Cipla Medpro South Africa, Ltd...................... 6,592,706 5,713,379 *Clover Industries, Ltd.............................. 19,668 32,108 *Consolidated Infrastructure Group, Ltd.............. 51,564 78,344 *Corpgro, Ltd........................................ 579,166 -- Datacentrix Holdings, Ltd........................... 188,927 90,020 DataTec, Ltd........................................ 2,817,764 17,514,742 Delta EMD, Ltd...................................... 227,884 150,238 Distell Group, Ltd.................................. 345,859 3,833,067 *Distribution & Warehousing Network, Ltd............. 250,120 180,864 DRDGOLD, Ltd........................................ 5,565,922 3,978,505 ElementOne, Ltd..................................... 391,810 439,567 Eqstra Holdings, Ltd................................ 2,013,343 1,516,886 *Evraz Highveld Steel & Vanadium, Ltd................ 169,665 331,091 FirstRand, Ltd...................................... 1,212,575 4,028,803 *Gijima Group, Ltd................................... 396,488 17,773 Gold Fields, Ltd.................................... 515,937 6,409,182 #Gold Fields, Ltd. Sponsored ADR..................... 11,629,304 145,482,593 Grindrod, Ltd....................................... 6,827,699 11,648,964 Group Five, Ltd..................................... 1,170,693 3,351,518 Harmony Gold Mining Co., Ltd........................ 2,956,676 24,213,944 #Harmony Gold Mining Co., Ltd. Sponsored ADR......... 3,247,220 26,951,926 Hudaco Industries, Ltd.............................. 30,876 384,721 *Hulamin, Ltd........................................ 1,390,917 549,713 Iliad Africa, Ltd................................... 179,921 101,329 Illovo Sugar, Ltd................................... 488,879 1,784,583 Impala Platinum Holdings, Ltd....................... 2,086,879 37,612,839 Imperial Holdings, Ltd.............................. 1,205,334 27,330,021 Investec, Ltd....................................... 3,892,489 22,950,387 *JCI, Ltd............................................ 10,677,339 -- JD Group, Ltd....................................... 2,283,573 12,191,265 Lewis Group, Ltd.................................... 1,663,114 13,221,596 Liberty Holdings, Ltd............................... 1,523,202 17,662,164 Mediclinic International, Ltd....................... 2,347,045 12,701,197 *Merafe Resources, Ltd............................... 21,582,853 1,723,819 Metair Investments, Ltd............................. 1,444,005 5,083,638 MMI Holdings, Ltd................................... 14,082,809 33,981,395 Mondi, Ltd.......................................... 1,771,208 19,209,717 Mpact, Ltd.......................................... 1,992,090 4,305,887 *Murray & Roberts Holdings, Ltd...................... 633,703 1,589,516 *Mustek, Ltd......................................... 80,318 52,931 *Mvelaphanda Group, Ltd.............................. 4,416,916 1,066,718 Mvelaserve, Ltd..................................... 1,059,863 1,060,168 746 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- -------------- SOUTH AFRICA -- (Continued) Nampak, Ltd....................................... 3,614,161 $ 12,043,229 Nedbank Group, Ltd................................ 3,179,691 65,565,003 #Northam Platinum, Ltd............................. 2,536,359 9,515,371 Omnia Holdings, Ltd............................... 727,952 10,740,992 Palabora Mining Co., Ltd.......................... 177,318 1,739,336 Peregrine Holdings, Ltd........................... 1,487,502 1,871,522 Petmin, Ltd....................................... 1,359,741 337,147 PSG Group, Ltd.................................... 669,810 4,886,090 *Randgold & Exploration Co., Ltd................... 255,138 69,711 Raubex Group, Ltd................................. 930,856 1,789,487 *Royal Bafokeng Platinum, Ltd...................... 59,522 382,536 Sanlam, Ltd....................................... 28,863,728 128,793,703 #*Sappi, Ltd........................................ 7,514,840 21,313,834 *Sappi, Ltd. Sponsored ADR......................... 803,111 2,216,586 Sasol, Ltd. Sponsored ADR......................... 704,259 29,867,624 *Sentula Mining, Ltd............................... 2,156,745 421,559 Standard Bank Group, Ltd.......................... 14,939,038 184,470,451 Stefanutti Stocks Holdings, Ltd................... 408,800 474,234 #*Steinhoff International Holdings, Ltd............. 19,509,004 65,620,688 *Super Group, Ltd.................................. 3,253,041 5,805,753 *Telkom South Africa, Ltd.......................... 3,785,590 7,985,814 *Times Media Group, Ltd............................ 470,190 744,005 Tongaat-Hulett, Ltd............................... 350,322 5,507,179 Trencor, Ltd...................................... 1,049,094 6,664,315 Value Group, Ltd.................................. 976,777 585,831 Village Main Reef, Ltd............................ 2,263,269 319,859 *Wesizwe Platinum, Ltd............................. 9,762 717 Zeder Investments, Ltd............................ 1,545,606 516,883 -------------- TOTAL SOUTH AFRICA................................... 1,289,158,964 -------------- SOUTH KOREA -- (14.4%) *Aekyung Petrochemical Co., Ltd.................... 21,007 1,138,401 AK Holdings, Inc.................................. 37,347 765,309 Amorepacific Group................................ 27,361 11,793,897 #Asia Cement Co., Ltd.............................. 36,168 1,904,546 Asia Paper Manufacturing Co., Ltd................. 27,000 340,189 #*AUK Corp.......................................... 633,480 1,233,349 Bookook Securities Co., Ltd....................... 28,655 461,255 #Boryung Pharmaceutical Co., Ltd................... 71,324 1,623,622 BS Financial Group, Inc........................... 1,606,361 18,181,966 BYC Co., Ltd...................................... 810 137,496 #*Byucksan Corp..................................... 129,370 245,668 *Chin Hung International, Inc...................... 283,424 167,911 #China Ocean Resources Co., Ltd.................... 324,290 1,145,784 #Chong Kun Dang Pharmaceutical Corp................ 135,010 4,292,880 Chosun Refractories Co., Ltd...................... 9,371 543,903 CJ Cheiljedang Corp............................... 199 62,444 #CJ Corp........................................... 238,449 23,257,120 *CJ E&M Corp....................................... 238,392 6,410,376 #*CJ Korea Express Co., Ltd......................... 99,247 10,327,744 #*Cosmochemical Co., Ltd............................ 157,200 1,382,019 Crown Confectionery Co., Ltd...................... 1,119 195,900 #Dae Dong Industrial Co., Ltd...................... 141,640 797,940 #Dae Han Flour Mills Co., Ltd...................... 14,607 1,674,080 #Dae Won Kang Up Co., Ltd.......................... 322,056 2,243,033 *Dae Young Packaging Co., Ltd...................... 421,390 359,196 #*Daechang Co., Ltd................................. 761,760 872,566 #Daeduck GDS Co., Ltd.............................. 281,480 3,068,660 #Daegu Department Store Co., Ltd................... 116,061 1,447,430 #Daehan Steel Co., Ltd............................. 142,010 1,181,997 *Dae-Il Corp....................................... 63,610 244,840 747 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ----------- SOUTH KOREA -- (Continued) Daekyo Co., Ltd....................................... 521,770 $ 2,879,066 Daelim Industrial Co., Ltd............................ 453,905 31,546,072 Daelim Trading Co., Ltd............................... 25,904 98,743 Daesang Corp.......................................... 318,142 7,712,442 #Daesang Holdings Co., Ltd............................. 141,446 763,452 Daesung Group Partners Co., Ltd....................... 4,307 146,800 Daesung Holdings Co., Ltd............................. 52,450 334,951 *Daesung Industrial Co., Ltd........................... 8,916 147,717 #*Daewoo Engineering & Construction Co., Ltd............ 1,079,210 9,175,424 Daewoo Securities Co., Ltd............................ 2,739,222 27,583,059 #Daewoo Shipbuilding & Marine Engineering Co., Ltd..... 810,562 17,357,632 Daewoong Co., Ltd..................................... 9,098 174,568 *Daewoong Pharmaceutical Co., Ltd...................... 16,880 745,940 Dahaam E-Tec Co., Ltd................................. 8,575 139,833 #Daishin Securities Co., Ltd........................... 613,405 4,885,790 *Daou Data Corp........................................ 102,531 338,680 #Daou Technology, Inc.................................. 353,388 5,017,841 *Dasan Networks, Inc................................... 75,621 338,778 DGB Financial Group, Inc.............................. 1,271,752 16,070,145 #Digital Power Communications Co., Ltd................. 62,160 155,984 Dong Ah Tire & Rubber Co., Ltd........................ 81,994 1,154,921 #*Dong Yang Gang Chul Co., Ltd.......................... 291,430 588,974 #*Dong-Ah Geological Engineering Co., Ltd............... 23,240 193,023 Dongbang Agro Co., Ltd................................ 53,610 316,050 Dongbang Transport Logistics Co., Ltd................. 273,670 992,532 *Dongbu CNI Co., Ltd................................... 7,930 44,828 #*Dongbu Corp........................................... 60,900 189,864 #*Dongbu HiTek Co., Ltd................................. 360,004 2,232,662 Dongbu Securities Co., Ltd............................ 351,526 1,095,769 #*Dongbu Steel Co., Ltd................................. 368,974 1,225,986 Dong-Il Corp.......................................... 19,098 756,657 #Dongil Industries Co., Ltd............................ 18,961 843,615 *Dongkook Industrial Co., Ltd.......................... 61,530 161,098 #Dongkuk Steel Mill Co., Ltd........................... 693,279 8,887,721 *Dongkuk Structure & Construction Co., Ltd............. 22,883 46,441 #*Dongsung Holdings Co., Ltd............................ 176,790 968,333 #Dongwha Pharm Co., Ltd................................ 247,660 1,473,775 #Dongwon F&B Co., Ltd.................................. 19,443 1,256,220 *Dongwon Systems Corp.................................. 112,750 107,429 #Doosan Corp........................................... 109,796 12,676,055 #*Doosan Engineering & Construction Co., Ltd............ 465,690 1,003,589 #DRB Holding Co., Ltd.................................. 129,859 691,235 #*DRB Industrial Co., Ltd............................... 112,998 818,526 *Eagon Industrial Co., Ltd............................. 1,140 6,567 *Eugene Investment & Securities Co., Ltd............... 763,229 1,749,065 F&F Co., Ltd.......................................... 510 2,853 #Fursys, Inc........................................... 31,943 795,912 #Gaon Cable Co., Ltd................................... 9,877 195,951 Global & Yuasa Battery Co., Ltd....................... 59,250 2,512,493 #Green Cross Holdings Corp............................. 61,960 965,978 #GS Engineering & Construction Corp.................... 356,517 20,035,252 #GS Holdings Corp...................................... 736,970 46,289,581 Gwangju Shinsegae Co., Ltd............................ 5,985 1,294,678 #Halla Engineering & Construction Corp................. 246,661 1,935,931 #Han Kuk Carbon Co., Ltd............................... 301,200 1,951,747 Hana Financial Group, Inc............................. 3,300,484 96,014,717 Handok Pharmaceuticals Co., Ltd....................... 22,330 355,809 #Handsome Co., Ltd..................................... 214,790 5,446,525 Hanil Cement Co., Ltd................................. 52,035 2,107,461 *Hanil E-Wha Co., Ltd.................................. 46,440 300,237 #*Hanjin Heavy Industries & Construction Co., Ltd....... 518,752 5,603,322 748 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ------------ SOUTH KOREA -- (Continued) #Hanjin Heavy Industries & Construction Holdings Co., Ltd................................... 181,040 $ 1,156,051 #*Hanjin Shipping Co., Ltd............................. 1,344,240 14,957,772 *Hanjin Shipping Holdings Co., Ltd.................... 150,884 765,045 #Hanjin Transportation Co., Ltd....................... 127,710 2,698,538 Hankuk Glass Industries, Inc......................... 29,050 622,723 #Hankuk Paper Manufacturing Co., Ltd.................. 32,000 594,233 *Hanmi Science Co., Ltd............................... 40,780 175,618 Hanmi Semiconductor Co., Ltd......................... 157,920 1,005,390 Hansae Yes24 Holdings Co., Ltd....................... 5,060 34,340 Hanshin Construction Co., Ltd........................ 12,240 79,848 Hansol Chemical Co., Ltd............................. 34,707 756,749 Hansol CSN Co., Ltd.................................. 467,300 1,232,604 Hansol Paper Co., Ltd................................ 590,094 4,954,628 #*Hansol Technics Co., Ltd............................. 48,410 621,147 #Hanwha Chemical Corp................................. 1,372,315 22,758,062 Hanwha Corp.......................................... 594,563 16,960,084 *Hanwha General Insurance Co., Ltd.................... 88,563 600,760 #Hanwha Investment & Securities Co., Ltd.............. 935,001 3,355,842 Hanwha Life Insurance Co., Ltd....................... 1,282,685 9,040,489 Hanwha Timeworld Co., Ltd............................ 12,290 223,015 Hanyang Securities Co., Ltd.......................... 90,530 567,089 #*Heung-A Shipping Co., Ltd............................ 412,990 414,829 Hite Jinro Co., Ltd.................................. 95,203 2,814,055 #Hite Jinro Holdings Co., Ltd......................... 89,481 1,148,566 HMC Investment Securities Co., Ltd................... 259,785 3,067,311 #HS R&A Co., Ltd...................................... 37,336 361,325 #Husteel Co., Ltd..................................... 54,010 1,356,950 *Hwa Sung Industrial Co., Ltd......................... 280 927 Hwacheon Machine Tool Co., Ltd....................... 14,227 551,912 *Hwashin Co., Ltd..................................... 2,590 20,734 Hyosung Corp......................................... 370,458 20,402,988 #*Hyundai BNG Steel Co., Ltd........................... 142,590 1,287,450 #Hyundai Development Co............................... 904,704 16,239,317 *Hyundai Heavy Industries Co., Ltd.................... 36,899 7,732,595 *Hyundai Hy Communications & Networks Co., Ltd........ 163,440 778,826 #Hyundai Mipo Dockyard Co., Ltd....................... 81,875 8,731,226 Hyundai Motor Co., Ltd............................... 175,890 36,148,687 Hyundai Securities Co., Ltd.......................... 1,929,728 14,796,787 #Hyundai Steel Co..................................... 1,031,183 74,092,555 #Il Dong Pharmaceutical Co., Ltd...................... 130,570 1,067,289 #Iljin Electric Co., Ltd.............................. 315,890 1,331,071 Iljin Holdings Co., Ltd.............................. 7,669 11,800 #Ilshin Spinning Co., Ltd............................. 15,565 1,129,434 #Ilsung Pharmaceutical Co., Ltd....................... 9,407 714,421 Industrial Bank of Korea, Ltd........................ 2,572,180 28,276,049 Inzi Controls Co., Ltd............................... 41,230 275,369 *INZI Display Co., Ltd................................ 165,116 497,405 #IS Dongseo Co., Ltd.................................. 100,175 995,735 #ISU Chemical Co., Ltd................................ 164,530 3,190,667 #IsuPetasys Co., Ltd.................................. 214,471 852,793 #Jeil Pharmaceutical Co............................... 71,040 1,122,890 Jeonbuk Bank, Ltd.................................... 707,883 2,694,082 #JW Pharmaceutical Corp............................... 123,163 1,581,350 KB Financial Group, Inc.............................. 2,902,753 98,710,063 KB Financial Group, Inc. ADR......................... 3,182,416 108,361,265 #KC Tech Co., Ltd..................................... 288,362 998,669 KCC Corp............................................. 64,340 18,044,347 #Keangnam Enterprises, Ltd............................ 144,590 772,581 #*KEC Corp............................................. 361,360 179,306 #Keyang Electric Machinery Co., Ltd................... 393,920 895,254 #KG Chemical Corp..................................... 47,243 500,795 749 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ------------ SOUTH KOREA -- (Continued) #KISCO Corp........................................... 56,021 $ 1,512,296 #KISCO Holdings Co., Ltd.............................. 11,673 399,743 #Kishin Corp.......................................... 113,945 623,412 #KISWIRE, Ltd......................................... 69,836 2,026,261 #Kolon Corp........................................... 86,715 1,366,973 #Kolon Global Corp.................................... 290,500 836,166 #Kolon Industries, Inc................................ 170,961 8,702,128 Korea Airport Service Co., Ltd....................... 16,760 437,493 Korea Cast Iron Pipe Industries Co., Ltd............. 11,608 37,098 #Korea Electric Terminal Co., Ltd..................... 89,230 2,125,910 *Korea Exchange Bank.................................. 4,108,346 28,475,264 #Korea Flange Co., Ltd................................ 58,560 665,443 Korea Investment Holdings Co., Ltd................... 541,536 18,511,909 *Korea Line Corp...................................... 16,465 59,887 #Korea Petrochemical Industrial Co., Ltd.............. 37,400 1,707,174 *Korea Reinsurance Co., Ltd........................... 6,720 65,853 Korea United Pharm, Inc.............................. 93,970 748,858 KPX Chemical Co., Ltd................................ 12,667 583,263 *KTB Investment & Securities Co., Ltd................. 1,066,210 2,017,257 #Kukdo Chemical Co., Ltd.............................. 50,038 1,957,683 #Kumho Electric Co., Ltd.............................. 52,624 1,324,825 #Kunsul Chemical Industrial Co., Ltd.................. 25,470 459,893 #Kwang Dong Pharmaceutical Co., Ltd................... 627,670 3,030,915 #Kyeryong Construction Industrial Co., Ltd............ 58,970 473,595 Kyobo Securities Co., Ltd............................ 272,242 1,150,792 Kyung Dong Navien Co., Ltd........................... 16,050 168,575 Kyung Nong Corp...................................... 3,450 10,670 *Kyungbang Co., Ltd................................... 7,656 712,540 #Kyung-In Synthetic Corp.............................. 184,400 464,085 LG Corp.............................................. 843,237 51,425,387 #*LG Display Co., Ltd.................................. 1,309,420 38,860,273 #*LG Display Co., Ltd. ADR............................. 3,996,524 59,308,416 #LG Electronics, Inc.................................. 1,750,233 121,766,959 LG Hausys, Ltd....................................... 85,498 6,143,403 #*LG Innotek Co., Ltd.................................. 85,825 5,918,003 LG Uplus Corp........................................ 3,789,011 24,197,562 #Livart Furniture Co., Ltd............................ 23,870 154,297 Lotte Chilsung Beverage Co., Ltd..................... 9,880 12,897,015 #Lotte Confectionary Co., Ltd......................... 9,269 13,345,974 Lotte Midopa Co., Ltd................................ 162,410 1,866,360 Lotte Samkang Co., Ltd............................... 9,319 6,242,067 #Lotte Shopping Co., Ltd.............................. 144,966 44,820,810 LS Corp.............................................. 15,317 1,250,745 *Meritz Finance Group, Inc............................ 16,600 55,108 Meritz Securities Co., Ltd........................... 2,576,974 3,083,336 Mi Chang Oil Industrial Co., Ltd..................... 3,725 177,585 Mirae Asset Securities Co., Ltd...................... 379,379 10,277,733 #Moorim P&P Co., Ltd.................................. 422,608 1,378,815 #Moorim Paper Co., Ltd................................ 264,210 604,243 #Motonic Corp......................................... 142,640 1,613,042 Namyang Dairy Products Co., Ltd...................... 4,383 3,798,852 National Plastic Co.................................. 174,380 405,298 *Neowiz Corp.......................................... 58,547 855,518 Nexen Corp........................................... 14,080 1,086,852 NH Investment & Securities Co., Ltd.................. 441,874 2,042,551 NICE Holdings Co., Ltd............................... 710 37,642 NK Co., Ltd.......................................... 196,310 682,900 #Nong Shim Holdings Co., Ltd.......................... 24,129 1,370,859 #NongShim Co., Ltd.................................... 45,202 10,676,763 #*Osung LST Co., Ltd................................... 115,621 358,905 Ottogi Corp.......................................... 15,537 3,374,846 750 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ --------- ------------ SOUTH KOREA -- (Continued) Pacific Pharmaceutical Co., Ltd...................... 390 $ 12,078 *Paik Kwang Industrial Co., Ltd....................... 6,670 25,942 #*PaperCorea, Inc...................................... 404,380 296,485 #Poongsan Corp........................................ 298,230 8,683,791 Poongsan Holdings Corp............................... 48,688 1,037,608 POSCO................................................ 673,915 211,848,256 #POSCO ADR............................................ 1,618,522 126,859,754 #POSCO Coated & Color Steel Co., Ltd.................. 23,830 342,786 Pulmuone Co., Ltd.................................... 6,875 236,402 Pusan City Gas Co., Ltd.............................. 81,090 1,635,925 #S&T Dynamics Co., Ltd................................ 358,824 3,588,355 S&T Holdings Co., Ltd................................ 87,883 756,801 #S&T Motiv Co., Ltd................................... 121,150 2,104,488 Saeron Automotive Corp............................... 14,035 72,986 Sajodaerim Corp...................................... 8,180 106,505 #Sam Jin Pharmaceutical Co., Ltd...................... 98,603 1,099,005 Sam Lip General Foods Co., Ltd....................... 25,580 599,105 #Sam Young Electronics Co., Ltd....................... 151,190 1,208,035 Sam Yung Trading Co., Ltd............................ 52,314 509,028 *Sambu Construction Co., Ltd.......................... 27,930 103,252 Samhwa Paints Industrial Co., Ltd.................... 14,430 57,834 #Samick Musical Instruments Co., Ltd.................. 1,089,770 1,568,189 SamkwangGlass Co., Ltd............................... 11,418 714,741 Samsung C&T Corp..................................... 942,703 51,204,907 #Samsung SDI Co., Ltd................................. 500,681 62,766,213 *Samwhan Corp......................................... 21,940 42,016 Samyang Genex Co., Ltd............................... 17,763 850,603 Samyang Holdings Corp................................ 83,652 5,484,209 Samyang Tongsang Co., Ltd............................ 8,060 169,217 *Samyoung Chemical Co., Ltd........................... 64,920 198,944 SAVEZONE I&C Corp.................................... 27,710 67,829 SBS Media Holdings Co., Ltd.......................... 547,050 3,311,049 #Seah Besteel Corp.................................... 134,034 3,130,816 SeAH Holdings Corp................................... 13,089 1,127,296 #SeAH Steel Corp...................................... 35,474 3,058,551 Sebang Co., Ltd...................................... 134,640 2,197,708 Sejong Industrial Co., Ltd........................... 81,880 934,868 #*Seohee Construction Co., Ltd......................... 914,584 1,025,733 *Seong An Co., Ltd.................................... 86,190 109,076 #Seowon Co., Ltd...................................... 156,260 507,839 *Sewon Cellontech Co., Ltd............................ 153,450 431,006 #*SG Corp.............................................. 1,945,560 1,158,714 Shinhan Financial Group Co., Ltd..................... 5,415,719 185,880,713 #Shinhan Financial Group Co., Ltd. ADR................ 1,630,308 55,789,140 Shinpoong Pharmaceutical Co., Ltd.................... 173,689 814,741 *Shinsegae Co., Ltd................................... 36,607 6,541,344 Shinsegae Information & Communication Co., Ltd....... 3,778 202,092 #*Shinsung Solar Energy Co., Ltd....................... 528,790 862,167 #Shinsung Tongsang Co., Ltd........................... 1,106,860 1,286,845 Shinyoung Securities Co., Ltd........................ 35,820 994,486 #Silla Co., Ltd....................................... 66,973 1,489,448 Sindoh Co., Ltd...................................... 43,098 2,615,860 SJM Co., Ltd......................................... 51,214 337,436 SJM Holdings Co., Ltd................................ 8,441 28,693 *SK Broadband Co., Ltd................................ 120,175 439,503 #SK Chemicals Co., Ltd................................ 26,371 1,625,391 SK Gas Co., Ltd...................................... 46,183 3,344,269 SK Holdings Co., Ltd................................. 454,913 63,318,025 #SK Innovation Co., Ltd............................... 595,603 87,545,630 SK Networks Co., Ltd................................. 1,878,746 16,433,843 #SK Securities Co., Ltd............................... 3,836,680 4,075,549 751 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- -------------- SOUTH KOREA -- (Continued) *Songwon Industrial Co., Ltd....................... 79,580 $ 787,559 #*Ssangyong Cement Industrial Co., Ltd.............. 275,686 1,397,099 #STX Corp.......................................... 518,863 3,798,725 #STX Engine Co., Ltd............................... 340,950 2,496,812 STX Metal Co, Ltd................................. 20,150 97,680 #STX Offshore & Shipbuilding Co., Ltd.............. 832,230 6,019,422 #STX Pan Ocean Co., Ltd............................ 1,551,280 4,899,664 #Suheung Capsule Co., Ltd.......................... 74,590 1,250,722 Sung Bo Chemicals Co., Ltd........................ 920 21,084 *Sungshin Cement Co., Ltd.......................... 66,250 259,610 Sunjin Co., Ltd................................... 34,369 418,998 *Sunjin Holdings Co., Ltd.......................... 98 1,802 #Tae Kyung Industrial Co., Ltd..................... 116,020 360,140 TaeKwang Industrial Co., Ltd...................... 4,239 3,938,893 #*Taewoong Co., Ltd................................. 46,814 758,872 #Taeyoung Engineering & Construction Co., Ltd...... 561,870 2,824,147 *Taihan Electric Wire Co., Ltd..................... 111,547 165,183 #Tailim Packaging Industries Co., Ltd.............. 374,220 578,478 TCC Steel......................................... 45,410 197,754 Telcoware Co., Ltd................................ 5,127 38,113 *Tong Kook Corp.................................... 607 870 #Tong Yang Moolsan Co., Ltd........................ 72,180 1,042,170 #Tong Yang Securities, Inc......................... 918,859 3,237,655 *Tongyang Life Insurance........................... 32,380 350,039 #TS Corp........................................... 65,206 1,581,528 #Unid Co., Ltd..................................... 45,301 1,518,439 Union Steel....................................... 38,477 438,922 Whanin Pharmaceutical Co., Ltd.................... 80,150 705,999 Wiscom Co., Ltd................................... 32,980 130,813 #*Woongjin Chemical Co., Inc........................ 922,020 490,202 #*Woongjin Energy Co., Ltd.......................... 444,950 763,939 #*Woongjin Holdings Co., Ltd........................ 405,344 633,775 *Woongjin Thinkbig Co., Ltd........................ 49,700 290,346 Woori Finance Holdings Co., Ltd................... 5,158,647 48,698,466 #Woori Finance Holdings Co., Ltd. ADR.............. 8,505 240,096 Woori Financial Co., Ltd.......................... 118,381 1,784,392 Woori Investment & Securities Co., Ltd............ 2,389,383 23,067,302 *WooSung Feed Co., Ltd............................. 42,930 205,218 YESCO Co., Ltd.................................... 29,110 801,842 #Yoosung Enterprise Co., Ltd....................... 36,225 98,845 *YooSung T&S Co., Ltd.............................. 52,492 188,200 #Youlchon Chemical Co., Ltd........................ 159,290 1,257,201 Young Poong Corp.................................. 4,715 4,354,537 *Young Poong Mining & Construction Corp............ 18,030 909 *Young Poong Precision Corp........................ 12,929 142,235 Youngone Holdings Co., Ltd........................ 36,489 2,029,355 Yuhwa Securities Co., Ltd......................... 28,680 339,203 *Zinus, Inc........................................ 1,866 6,416 -------------- TOTAL SOUTH KOREA.................................... 2,564,026,393 -------------- TAIWAN -- (11.7%) #*A.G.V. Products Corp.............................. 7,871,701 2,421,414 Ability Enterprise Co., Ltd....................... 1,286,000 1,156,679 AcBel Polytech, Inc............................... 6,475,219 4,204,918 Accton Technology Corp............................ 8,742,156 4,333,553 #*Acer, Inc......................................... 38,402,364 29,644,652 #ACHEM Technology Corp............................. 2,656,981 1,172,862 #*Action Electronics Co., Ltd....................... 3,562,084 845,583 *A-DATA Technology Co., Ltd........................ 657,000 643,635 #Allis Electric Co., Ltd........................... 1,471,000 413,071 #Alpha Networks, Inc............................... 4,912,237 3,125,128 752 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- TAIWAN -- (Continued) Altek Corp.......................................... 6,075,808 $ 2,980,752 Ambassador Hotel (The).............................. 274,000 282,495 #Ampoc Far-East Co., Ltd............................. 1,772,000 1,493,645 #AmTRAN Technology Co., Ltd.......................... 10,322,956 8,719,593 APCB, Inc........................................... 2,460,000 1,568,926 #Apex Science & Engineering Corp..................... 690,713 213,064 *Ardentec Corp....................................... 394,000 244,644 Arima Communications Corp........................... 2,421,468 926,655 *Arima Optoelectronics Corp.......................... 1,245,750 154,048 #Asia Cement Corp.................................... 25,134,362 31,302,346 #*Asia Optical Co., Inc............................... 4,105,290 3,736,872 Asia Polymer Corp................................... 3,543,478 2,831,992 Asia Vital Components Co., Ltd...................... 4,334,962 1,985,305 Asustek Computer, Inc............................... 145,515 1,556,783 #*AU Optronics Corp................................... 42,013,812 15,905,181 #*AU Optronics Corp. Sponsored ADR.................... 9,292,137 35,124,278 Audix Corp.......................................... 1,726,164 1,396,139 #Aurora Systems Corp................................. 572,281 494,315 Avermedia Technologies, Inc......................... 2,140,000 991,301 Avision, Inc........................................ 2,782,555 727,931 *AVY Precision Technology, Inc....................... 16,000 27,318 #*Bank of Kaohsiung................................... 6,164,397 1,770,095 Basso Industry Corp., Ltd........................... 856,000 483,256 #BES Engineering Corp................................ 23,952,443 5,847,440 Biostar Microtech International Corp................ 2,245,055 751,848 Bright Led Electronics Corp......................... 941,000 382,771 C Sun Manufacturing, Ltd............................ 2,431,837 1,551,119 #*Cameo Communications, Inc........................... 3,014,197 670,172 Capital Securities Corp............................. 19,937,447 6,620,852 #*Carnival Industrial Corp............................ 5,594,000 1,763,077 Cathay Chemical Works, Inc.......................... 959,000 393,754 Cathay Real Estate Development Co., Ltd............. 14,314,421 6,585,888 *Celxpert Energy Corp................................ 101,000 67,805 *Central Reinsurance Co., Ltd........................ 2,477,781 1,088,629 #ChainQui Construction Development Co., Ltd.......... 1,547,173 918,629 #Champion Building Materials Co., Ltd................ 5,563,828 1,921,237 Chang Hwa Commercial Bank........................... 74,828,525 37,718,713 *Chang-Ho Fibre Corp................................. 163,000 56,031 Charoen Pokphand Enterprises Co., Ltd............... 3,296,000 1,556,153 Cheng Loong Corp.................................... 13,494,659 5,402,430 #Cheng Uei Precision Industry Co., Ltd............... 4,338,635 9,595,505 Chia Hsin Cement Corp............................... 7,482,191 3,365,799 #Chien Kuo Construction Co., Ltd..................... 4,887,247 2,173,311 *Chien Shing Stainless Steel Co., Ltd................ 2,052,000 214,718 #Chilisin Electronics Corp........................... 754,300 404,897 #*Chimei Innolux Corp................................. 92,219,745 34,346,026 *China Airlines, Ltd................................. 37,803,786 14,740,405 China Chemical & Pharmaceutical Co., Ltd............ 4,203,264 2,620,841 *China Development Financial Holding Corp............ 168,715,960 37,654,758 China Electric Manufacturing Corp................... 3,295,200 1,921,243 *China General Plastics Corp......................... 6,665,000 2,939,551 China Glaze Co., Ltd................................ 2,248,363 983,396 *China ManMade Fibers Corp........................... 18,686,813 6,286,196 China Metal Products Co., Ltd....................... 3,833,689 3,488,325 #China Motor Corp.................................... 11,155,749 9,997,518 China Petrochemical Development Corp................ 22,960,338 15,940,979 *China Rebar Co., Ltd................................ 439,188 -- #China Steel Structure Co., Ltd...................... 1,580,219 1,552,088 #China Synthetic Rubber Corp......................... 7,333,711 7,840,988 *China United Trust & Investment Corp................ 493,999 -- #*China Wire & Cable Co., Ltd......................... 2,900,000 996,644 753 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Chinatrust Financial Holdings Co., Ltd............... 80,013,464 $44,043,171 Chinese Maritime Transport, Ltd...................... 1,361,000 1,564,110 Chin-Poon Industrial Co., Ltd........................ 6,117,815 6,642,151 *Chun Yu Works & Co., Ltd............................. 2,757,000 952,289 Chun Yuan Steel Industrial Co., Ltd.................. 6,411,287 2,423,719 *Chung Hung Steel Corp................................ 12,762,046 3,218,331 *Chung Hwa Pulp Corp.................................. 9,259,011 2,812,587 *Chung Shing Textile Co., Ltd......................... 600 10 Chung-Hsin Electric & Machinery Manufacturing Corp... 6,609,000 3,470,653 *Chungwa Picture Tubes Co., Ltd....................... 55,899,412 1,737,818 Chuwa Wool Industry Co., Ltd......................... 13,734 6,573 #*Chyang Sheng Dyeing & Finishing Co., Ltd............. 328,000 113,347 #*CMC Magnetics Corp................................... 46,775,830 6,973,055 *CoAsia Microelectronics Corp......................... 212,000 167,042 #Collins Co., Ltd..................................... 2,417,224 929,962 #Compal Electronics, Inc.............................. 56,485,332 35,530,229 Compeq Manufacturing Co., Ltd........................ 17,518,000 6,463,469 *Compex International Co., Ltd........................ 46,400 318 *Concord Securities Corp.............................. 194,000 40,274 #Continental Holdings Corp............................ 7,293,848 2,620,527 *Coretronic Corp...................................... 932,000 674,919 *Cosmos Bank Taiwan................................... 2,250,756 538,285 #Coxon Precise Industrial Co., Ltd.................... 1,994,000 3,777,204 Creative Sensor, Inc................................. 40,000 19,561 CSBC Corp. Taiwan.................................... 4,959,654 2,885,182 Da Cin Construction Co., Ltd......................... 2,614,579 1,694,903 #Darfon Electronics Corp.............................. 4,614,950 2,619,266 #Delpha Construction Co., Ltd......................... 3,708,016 1,115,265 Depo Auto Parts Industrial Co., Ltd.................. 375,000 782,345 *Der Pao Construction Co., Ltd........................ 6,037 31,968 DFI, Inc............................................. 302,280 228,068 #D-Link Corp.......................................... 10,484,939 5,882,143 Dynamic Electronics Co., Ltd......................... 3,877,287 1,215,809 #E.Sun Financial Holding Co., Ltd..................... 60,038,285 30,044,920 *Eastern Media International Corp..................... 13,931,399 1,833,772 Eclat Textile Co., Ltd............................... 136,747 404,090 *Edimax Technology Co., Ltd........................... 2,220,000 827,400 *Edison Opto Corp..................................... 201,000 216,406 Edom Technology Co., Ltd............................. 943,800 311,894 Elite Material Co., Ltd.............................. 2,495,905 2,466,073 Elite Semiconductor Memory Technology, Inc........... 2,589,000 1,716,500 #Elitegroup Computer Systems Co., Ltd................. 11,548,066 3,124,138 EnTie Commercial Bank................................ 2,197,232 1,059,807 *Episil Technologies, Inc............................. 617,000 158,366 #Epistar Corp......................................... 11,546,000 18,341,532 Eternal Chemical Co., Ltd............................ 1,029,000 800,386 *E-Ton Solar Tech Co., Ltd............................ 563,000 171,527 *Etron Technology Inc................................. 572,000 131,263 *Eva Airways Corp..................................... 13,358,738 7,743,697 *Ever Fortune Industrial Co., Ltd..................... 409,000 4,620 *Everest Textile Co., Ltd............................. 4,055,002 1,044,914 Evergreen International Storage & Transport Corp..... 9,117,000 5,623,792 *Evergreen Marine Corp., Ltd.......................... 24,715,998 12,720,921 Everlight Chemical Industrial Corp................... 2,211,100 1,337,741 Everlight Electronics Co., Ltd....................... 938,000 977,513 #*Everspring Industry Co., Ltd......................... 1,767,180 646,778 Excel Cell Electronics Co., Ltd...................... 32,000 11,163 Excelsior Medical Co., Ltd........................... 1,410,200 2,574,063 Far Eastern Department Stores Co., Ltd............... 4,363,362 4,101,337 Far Eastern International Bank....................... 25,287,873 9,302,342 Far Eastern New Century Corp......................... 506,760 523,915 754 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- TAIWAN -- (Continued) *Farglory F T Z Investment Holding Co., Ltd.......... 779,000 $ 496,470 Farglory Land Development Co., Ltd.................. 293,000 493,035 Federal Corp........................................ 6,646,367 4,287,397 *First Copper Technology Co., Ltd.................... 3,642,750 1,246,417 First Financial Holding Co., Ltd.................... 110,152,437 62,493,660 First Hotel......................................... 1,124,612 727,017 #First Insurance Co., Ltd............................ 3,275,064 1,651,089 First Steamship Co., Ltd............................ 1,468,000 1,132,171 Forhouse Corp....................................... 6,938,635 3,379,309 Formosa Advanced Technologies Co., Ltd.............. 705,000 373,722 #*Formosa Epitaxy, Inc................................ 8,228,000 5,396,856 #Formosa Oilseed Processing Co., Ltd................. 1,111,977 489,061 #Formosa Taffeta Co., Ltd............................ 10,429,511 9,186,198 Formosan Rubber Group, Inc.......................... 7,703,000 5,207,282 #Formosan Union Chemical Corp........................ 2,229,034 1,244,770 Fortune Electric Co., Ltd........................... 436,000 177,481 Founding Construction & Development Co., Ltd........ 2,225,780 1,354,296 *Froch Enterprise Co., Ltd........................... 1,885,000 637,148 FSP Technology, Inc................................. 1,745,283 1,540,064 Fu I Industrial Co., Ltd............................ 13,799 24,990 Fubon Financial Holding Co., Ltd.................... 74,753,471 76,587,420 Fullerton Technology Co., Ltd....................... 1,702,200 1,353,823 *Fulltech Fiber Glass Corp........................... 1,139,000 499,971 #Fwusow Industry Co., Ltd............................ 2,728,427 1,409,551 #G Shank Enterprise Co., Ltd......................... 2,503,880 1,408,759 #Gemtek Technology Corp.............................. 5,752,962 5,665,498 *Genesis Photonics, Inc.............................. 486,000 331,390 #Getac Technology Corp............................... 7,753,065 3,498,407 #*Giantplus Technology Co., Ltd....................... 4,260,100 1,214,217 Gigabyte Technology Co., Ltd........................ 9,308,287 7,671,659 #Gigastorage Corp.................................... 4,526,600 2,380,767 #*Gintech Energy Corp................................. 6,102,942 4,380,607 #Global Brands Manufacture, Ltd...................... 4,372,951 1,490,063 Globe Union Industrial Corp......................... 2,747,000 1,188,983 #*Gold Circuit Electronics, Ltd....................... 7,828,965 1,480,654 Goldsun Development & Construction Co., Ltd......... 22,243,261 7,834,592 Good Will Instrument Co., Ltd....................... 444,172 266,848 Grand Pacific Petrochemical Corp.................... 16,312,000 8,393,575 Great China Metal Industry Co., Ltd................. 1,216,000 1,332,965 Great Wall Enterprise Co., Ltd...................... 3,198,767 2,735,121 #*Green Energy Technology, Inc........................ 4,746,880 2,272,034 #*GTM Corp............................................ 2,427,000 1,091,081 #Hannstar Board Corp................................. 4,718,635 2,209,506 *HannStar Display Corp............................... 44,505,000 3,510,476 *HannsTouch Solution, Inc............................ 2,140,000 595,627 #Harvatek Corp....................................... 2,966,459 1,115,468 *Helix Technology, Inc............................... 29,585 -- Hey Song Corp....................................... 4,633,000 5,413,595 Hiti Digital, Inc................................... 266,000 109,677 Hitron Technologies, Inc............................ 2,916,525 1,435,747 #*Ho Tung Holding Corp................................ 10,852,669 5,385,057 #Hocheng Corp........................................ 4,204,300 1,262,784 Hold-Key Electric Wire & Cable Co., Ltd............. 1,844,124 615,580 Holy Stone Enterprise Co., Ltd...................... 3,561,643 2,875,421 Hong Tai Electric Industrial Co., Ltd............... 3,822,000 1,235,618 Hong Yi Fiber Industry Co., Ltd..................... 84,040 25,869 *Horizon Securities Co., Ltd......................... 606,000 136,877 Hsin Kuang Steel Co., Ltd........................... 4,299,124 2,462,932 Hsing Ta Cement Co., Ltd............................ 2,071,980 744,657 *Hua Eng Wire & Cable Co., Ltd....................... 7,255,035 2,642,801 Hua Nan Financial Holding Co., Ltd.................. 38,820,267 20,377,046 755 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- TAIWAN -- (Continued) *Hualon Corp......................................... 257,040 $ 9,503 #Hung Ching Development & Construction Co., Ltd...... 1,906,468 746,527 Hung Poo Real Estate Development Corp............... 3,079,655 2,836,009 Hung Sheng Construction Co., Ltd.................... 8,769,892 4,739,653 *Hwa Fong Rubber Co., Ltd............................ 3,194,960 658,696 #*Ichia Technologies, Inc............................. 5,720,260 2,209,598 #*I-Chiun Precision Industry Co., Ltd................. 3,537,000 2,115,612 *Infortrend Technology, Inc.......................... 34,000 17,780 #*Inotera Memories, Inc............................... 33,144,728 4,494,643 Inventec Corp....................................... 34,077,277 11,643,430 *ITE Technology, Inc................................. 2,913,000 2,076,192 *J Touch Corp........................................ 538,000 357,039 *Janfusun Fancyworld Corp............................ 297,000 46,222 *Jess-Link Products Co., Ltd......................... 439,000 344,924 *Jih Sun Financial Holdings Co., Ltd................. 443,000 115,444 Jui Li Enterprise Co., Ltd.......................... 288,760 75,713 #*K Laser Technology, Inc............................. 1,056,601 384,880 #Kang Na Hsiung Enterprise Co., Ltd.................. 1,655,078 693,668 *Kao Hsing Chang Iron & Steel Corp................... 1,589,000 321,576 #Kaulin Manufacturing Co., Ltd....................... 2,823,656 1,583,683 *Kenmec Mechanical Engineering Co., Ltd.............. 279,000 79,444 Kerry TJ Logistics Co., Ltd......................... 825,000 1,314,731 #King Yuan Electronics Co., Ltd...................... 20,346,805 11,056,065 Kingdom Construction Co., Ltd....................... 6,258,000 4,016,375 *King's Town Bank.................................... 11,813,012 8,075,467 King's Town Construction Co., Ltd................... 447,510 431,288 #Kinpo Electronics, Inc.............................. 16,915,375 3,402,111 KS Terminals, Inc................................... 736,880 535,823 *Kuo Toong International Co., Ltd.................... 359,000 209,053 Kuoyang Construction Co., Ltd....................... 7,591,029 3,439,493 #*Kwong Fong Industries Corp.......................... 5,261,900 2,896,183 *KYE Systems Corp.................................... 3,831,000 1,100,305 L&K Engineering Co., Ltd............................ 1,952,000 1,839,856 #Lan Fa Textile Co., Ltd............................. 3,158,713 841,438 *Lead Data Co., Ltd.................................. 613,537 37,338 Leader Electronics, Inc............................. 958,056 529,054 Lealea Enterprise Co., Ltd.......................... 11,542,118 4,042,256 Ledtech Electronics Corp............................ 390,000 120,129 #Lee Chi Enterprises Co., Ltd........................ 3,461,900 1,278,245 #Lelon Electronics Corp.............................. 1,390,200 517,852 #*Leofoo Development Co., Ltd......................... 4,409,774 2,276,466 *Li Peng Enterprise Co., Ltd......................... 7,709,823 2,181,423 *Lien Chang Electronic Enterprise Co., Ltd........... 345,273 72,284 #Lien Hwa Industrial Corp............................ 8,501,990 5,326,958 Lingsen Precision Industries, Ltd................... 6,071,480 2,926,300 LITE-ON IT Corp..................................... 6,213,174 5,206,059 Lite-On Semiconductor Corp.......................... 4,819,190 2,059,224 Lite-On Technology Corp............................. 31,525,495 40,107,318 *Long Bon International Co., Ltd..................... 1,987,865 1,298,895 *Long Chen Paper Co., Ltd............................ 6,893,369 1,766,246 Lotes Co., Ltd...................................... 818,000 2,457,550 *Lucky Cement Corp................................... 3,099,000 655,296 #Macronix International Co., Ltd..................... 65,580,913 17,037,692 #Marketech International Corp........................ 2,010,000 982,786 Masterlink Securities Corp.......................... 15,927,000 4,648,583 #Maxtek Technology Co., Ltd.......................... 262,000 159,544 #*Mayer Steel Pipe Corp............................... 2,425,456 913,042 Maywufa Co., Ltd.................................... 252,070 132,878 #Mega Financial Holding Co., Ltd..................... 123,517,381 89,722,186 *Megamedia Corp...................................... 782 6 *Meiloon Co., Ltd.................................... 1,753,352 617,792 756 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- TAIWAN -- (Continued) Mercuries & Associates, Ltd.......................... 2,787,127 $ 2,381,628 #Mercuries Data Systems, Ltd.......................... 1,537,800 430,949 Merry Electronics Co., Ltd........................... 666,750 786,355 *Microelectronics Technology, Inc..................... 5,409,911 2,051,367 #Micro-Star International Co., Ltd.................... 13,181,985 5,951,895 #Mirle Automation Corp................................ 523,550 332,273 Mitac International Corp............................. 19,879,450 6,571,337 Mobiletron Electronics Co., Ltd...................... 153,000 80,920 *Mosel Vitelic, Inc................................... 10,157,170 636,290 #*Motech Industries, Inc............................... 971,000 747,907 #Nan Ya Printed Circuit Board Corp.................... 3,320,000 3,806,908 Nantex Industry Co., Ltd............................. 2,120,063 1,353,421 *Nanya Technology Corp................................ 4,221,000 201,945 #*Neo Solar Power Corp................................. 9,217,000 4,440,434 #New Asia Construction & Development Co., Ltd......... 1,773,993 490,565 Nichidenbo Corp...................................... 90,474 62,331 Nien Hsing Textile Co., Ltd.......................... 4,012,602 2,746,541 *Nishoku Technology, Inc.............................. 7,000 12,803 *Ocean Plastics Co., Ltd.............................. 469,000 377,128 *Optimax Technology Corp.............................. 1,305,597 118,285 OptoTech Corp........................................ 9,223,000 3,419,580 *Orient Semiconductor Electronics, Ltd................ 5,107,276 698,394 Pacific Construction Co., Ltd........................ 1,922,452 513,408 *Pan Jit International, Inc........................... 5,521,837 1,830,622 *Pan-International Industrial Corp.................... 2,210,967 1,824,215 #Paragon Technologies Co., Ltd........................ 1,209,100 1,393,603 #*Pegatron Corp........................................ 26,498,998 33,409,015 Phihong Technology Co., Ltd.......................... 682,320 446,571 *Picvue Electronics, Ltd.............................. 241,600 -- Plotech Co., Ltd..................................... 894,282 345,593 *Portwell, Inc........................................ 152,000 145,523 *Potrans Electrical Corp.............................. 1,139,000 169,997 Pou Chen Corp........................................ 29,022,550 29,339,874 *Power Quotient International Co., Ltd................ 876,000 365,173 Powercom Co., Ltd.................................... 2,937,930 655,582 *Powertech Industrial Co., Ltd........................ 131,000 84,262 #Powertech Technology, Inc............................ 5,986,000 9,286,157 *President Securities Corp............................ 12,145,992 6,542,501 Prince Housing & Development Corp.................... 5,177,075 3,478,066 *Procomp Informatics, Ltd............................. 391,440 -- *Prodisc Technology, Inc.............................. 6,185,157 35,994 #Promate Electronic Co., Ltd.......................... 949,000 758,212 *Promise Technology, Inc.............................. 74,000 27,822 #*Qisda Corp........................................... 25,179,171 5,422,436 *Quanta Storage, Inc.................................. 477,000 283,471 Quintain Steel Co., Ltd.............................. 5,769,629 1,232,772 Radiant Opto-Electronics Corp........................ 1,331,624 5,530,761 #Radium Life Tech Corp................................ 9,580,369 5,956,544 #Ralec Electronic Corp................................ 477,087 443,081 Realtek Semiconductor Corp........................... 1,418,888 2,667,519 Rechi Precision Co., Ltd............................. 2,253,836 1,607,054 *Rich Development Co., Ltd............................ 1,472,000 712,735 #*Ritek Corp........................................... 46,819,622 4,785,546 *Sainfoin Technology Corp............................. 835,498 -- Sampo Corp........................................... 9,606,925 2,969,508 *Sanyang Industrial Co., Ltd.......................... 12,416,624 7,894,886 Sanyo Electric Taiwan Co., Ltd....................... 318,000 321,502 SDI Corp............................................. 1,039,000 683,714 Sesoda Corp.......................................... 927,500 980,453 Shan-Loong Transportation Co., Ltd................... 66,000 48,224 Sheng Yu Steel Co., Ltd.............................. 1,918,000 1,174,813 757 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- TAIWAN -- (Continued) #ShenMao Technology, Inc............................. 1,034,000 $ 1,115,079 Shih Wei Navigation Co., Ltd........................ 1,430,000 1,179,327 Shihlin Electric & Engineering Corp................. 4,381,000 5,201,589 #*Shin Kong Financial Holding Co., Ltd................ 94,145,151 24,354,505 Shin Zu Shing Co., Ltd.............................. 685,067 2,365,731 #Shinkong Insurance Co., Ltd......................... 3,044,412 1,942,971 Shinkong Synthetic Fibers Co., Ltd.................. 26,053,754 7,988,518 #*Shuttle, Inc........................................ 2,425,015 825,069 #Sigurd Microelectronics Corp........................ 6,636,047 5,503,768 #*Silicon Integrated Systems Corp..................... 10,194,165 3,729,806 Sinbon Electronics Co., Ltd......................... 2,428,000 2,129,480 Sincere Navigation Corp............................. 4,532,740 3,798,742 Sinkang Industries, Ltd............................. 910,557 307,423 #*Sino-American Silicon Products, Inc................. 1,344,000 1,296,724 #Sinon Corp.......................................... 5,964,877 2,612,259 SinoPac Financial Holdings Co., Ltd................. 105,379,958 40,717,341 *Sirtec International Co., Ltd....................... 277,000 307,749 Sitronix Technology Corp............................ 1,341,000 1,679,693 #*Siward Crystal Technology Co., Ltd.................. 1,411,875 392,467 *Solomon Technology Corp............................. 1,375,950 520,136 #*Solytech Enterprise Corp............................ 2,027,000 588,880 #Southeast Cement Co., Ltd........................... 3,491,700 1,522,458 Spirox Corp......................................... 1,115,661 425,507 Standard Chemical & Pharmaceutical Co., Ltd......... 166,181 137,521 Star Comgistic Capital Co., Ltd..................... 964,460 345,799 #Stark Technology, Inc............................... 2,041,200 1,678,746 Sunonwealth Electric Machine Industry Co., Ltd...... 478,421 286,431 *Sunplus Technology Co., Ltd......................... 8,214,620 2,289,878 Sunrex Technology Corp.............................. 920,000 385,665 Sunspring Metal Corp................................ 96,000 88,193 Super Dragon Technology Co., Ltd.................... 184,175 146,185 #Supreme Electronics Co., Ltd........................ 3,110,681 1,133,137 Sweeten Construction Co., Ltd....................... 1,191,825 651,121 *Sysage Technology Co., Ltd.......................... 104,000 87,670 Sysware Systex Corp................................. 801,801 846,353 Ta Chen Stainless Pipe Co., Ltd..................... 7,322,074 3,545,203 *Ta Chong Bank, Ltd.................................. 25,875,840 8,115,619 Ta Ya Electric Wire & Cable Co., Ltd................ 8,860,329 2,039,908 #Tah Hsin Industrial Corp............................ 1,700,000 1,598,822 *TAI Roun Products Co., Ltd.......................... 63,000 22,418 TA-I Technology Co., Ltd............................ 1,605,915 911,729 Taichung Commercial Bank............................ 24,913,654 7,881,109 #Tainan Enterprises Co., Ltd......................... 1,689,183 1,640,960 #Tainan Spinning Co., Ltd............................ 16,079,442 7,091,633 #Taishin Financial Holdings Co., Ltd................. 89,807,230 32,081,338 #Taisun Enterprise Co., Ltd.......................... 3,464,410 1,847,795 Taita Chemical Co., Ltd............................. 3,960,264 1,171,694 *Taiwan Business Bank................................ 51,666,106 14,360,067 Taiwan Cement Corp.................................. 44,762,440 57,316,325 Taiwan Cogeneration Corp............................ 3,677,333 2,358,389 Taiwan Cooperative Financial Holding, Ltd........... 76,087,819 39,553,995 Taiwan Fertilizer Co., Ltd.......................... 601,000 1,430,323 Taiwan Fire & Marine Insurance Co., Ltd............. 1,144,000 802,296 *Taiwan Flourescent Lamp Co., Ltd.................... 756,000 77,120 #Taiwan Fu Hsing Industrial Co., Ltd................. 2,083,000 1,646,817 #Taiwan Glass Industry Corp.......................... 9,558,710 9,133,916 *Taiwan Hopax Chemicals Manufacturing Co., Ltd....... 235,000 93,312 *Taiwan Kolin Co., Ltd............................... 5,797,000 -- #*Taiwan Land Development Corp........................ 9,613,215 3,743,027 Taiwan Mask Corp.................................... 3,148,250 996,342 Taiwan Navigation Co., Ltd.......................... 541,000 424,085 758 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ----------- TAIWAN -- (Continued) Taiwan Paiho Co., Ltd............................... 3,052,550 $ 1,665,130 #Taiwan Pulp & Paper Corp............................ 7,035,660 2,062,217 Taiwan Sakura Corp.................................. 2,643,472 1,410,236 *Taiwan Semiconductor Co., Ltd....................... 239,000 102,142 Taiwan Sogo Shinkong Security Co., Ltd.............. 612,205 692,651 *Taiwan Styrene Monomer Corp......................... 10,231,856 2,592,839 Taiwan Tea Corp..................................... 10,090,092 4,879,039 *Taiwan Union Technology Corp........................ 767,000 370,207 Taiyen Biotech Co., Ltd............................. 3,286,000 2,192,316 #*Tatung Co., Ltd..................................... 30,310,982 6,951,726 *Teapo Electronic Corp............................... 679,860 90,178 Teco Electric & Machinery Co., Ltd.................. 29,929,725 20,321,333 *Tecom, Ltd.......................................... 703,753 46,197 *Tekcore Co., Ltd.................................... 82,000 32,055 Test-Rite International Co., Ltd.................... 1,841,266 1,363,542 #Thinking Electronic Industrial Co., Ltd............. 1,350,000 1,285,364 Ton Yi Industrial Corp.............................. 12,140,600 6,830,762 #Tong Yang Industry Co., Ltd......................... 5,178,808 4,173,652 Tong-Tai Machine & Tool Co., Ltd.................... 2,875,753 2,144,237 Topco Scientific Co., Ltd........................... 1,312,719 1,939,695 #Topoint Technology Co., Ltd......................... 2,277,924 1,281,687 Tung Ho Steel Enterprise Corp....................... 10,511,274 9,960,407 #Tung Ho Textile Co., Ltd............................ 2,775,000 763,657 TYC Brother Industrial Co., Ltd..................... 2,759,212 980,122 #*Tycoons Group Enterprise Co., Ltd................... 8,168,938 1,234,833 *Tyntek Corp......................................... 4,128,683 893,596 #*Tze Shin International Co., Ltd..................... 1,161,418 554,642 Unimicron Technology Corp........................... 22,801,363 23,297,221 #*Union Bank of Taiwan................................ 9,859,493 3,373,124 #Unitech Electronics Co., Ltd........................ 1,308,739 624,869 #Unitech Printed Circuit Board Corp.................. 10,397,281 3,045,653 United Integration Service Co., Ltd................. 1,576,000 1,382,173 #United Microelectronics Corp........................ 206,208,681 76,461,049 #Universal Cement Corp............................... 5,691,551 2,715,938 *Universal Microelectronics Co., Ltd................. 353,491 77,848 Universal, Inc...................................... 62,902 35,307 Unizyx Holding Corp................................. 6,453,000 2,625,603 UPC Technology Corp................................. 11,858,140 6,104,808 USI Corp............................................ 5,766,691 4,338,462 #*U-Tech Media Corp................................... 1,946,799 345,642 Ve Wong Corp........................................ 1,594,806 1,053,295 *Via Technologies, Inc............................... 14,500 6,639 *Wafer Works Corp.................................... 434,000 171,558 *Wah Hong Industrial Corp............................ 132,000 182,297 Wah Lee Industrial Corp............................. 1,610,000 2,059,407 *Walsin Lihwa Corp................................... 50,946,412 13,928,723 *Walsin Technology Corp., Ltd........................ 9,444,230 2,095,163 #*Walton Advanced Engineering, Inc.................... 4,981,853 1,300,880 *Wan Hai Lines Co., Ltd.............................. 7,337,000 3,586,682 WAN HWA Enterprise Co., Ltd......................... 676,568 330,980 Waterland Financial Holdings Co., Ltd............... 29,605,572 8,953,828 *WEI Chih Steel Industrial Co., Ltd.................. 1,914,898 291,404 *Wei Mon Industry Co., Ltd........................... 1,515,000 720,767 Weikeng Industrial Co., Ltd......................... 1,544,550 1,075,247 Well Shin Technology Co., Ltd....................... 935,080 1,282,753 *Wellypower Optronics Corp........................... 2,128,000 825,688 *Weltrend Semiconductor, Inc......................... 1,405,000 494,642 #*Winbond Electronics Corp............................ 47,362,885 6,375,695 #*Wintek Corp......................................... 32,517,507 12,829,762 #Wistron Corp........................................ 13,521,650 12,971,337 WPG Holdings, Ltd................................... 1,513,092 1,825,024 759 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- -------------- TAIWAN -- (Continued) WT Microelectronics Co., Ltd..................... 3,043,096 $ 3,678,042 #*WUS Printed Circuit Co., Ltd..................... 5,868,928 2,377,765 *Yageo Corp....................................... 33,089,840 9,571,392 *Yang Ming Marine Transport Corp.................. 22,980,676 8,960,819 YC INOX Co., Ltd................................. 4,340,667 2,286,335 Yem Chio Co., Ltd................................ 2,810,511 1,995,090 YFY, Inc......................................... 17,172,847 6,990,485 #*Yi Jinn Industrial Co., Ltd...................... 4,146,796 985,362 Yieh Phui Enterprise Co., Ltd.................... 15,236,235 4,243,557 #Young Fast Optoelectronics Co., Ltd.............. 2,425,000 4,153,545 Yuanta Financial Holding Co., Ltd................ 133,219,654 60,117,619 #Yulon Motor Co., Ltd............................. 12,335,572 21,485,248 Yung Chi Paint & Varnish Manufacturing Co., Ltd.. 368,687 696,386 Yung Tay Engineering Co., Ltd.................... 2,305,000 4,590,780 #Zenitron Corp.................................... 2,906,000 1,759,239 #Zig Sheng Industrial Co., Ltd.................... 8,081,834 2,464,211 Zippy Technology Corp............................ 343,000 239,261 -------------- TOTAL TAIWAN........................................ 2,092,328,264 -------------- THAILAND -- (3.0%) A.J. Plast PCL (Foreign)......................... 1,901,100 936,594 Aapico Hitech PCL (Foreign)...................... 539,800 390,981 Asia Plus Securities PCL (Foreign)............... 13,554,300 1,008,281 Asian Property Development PCL (Foreign)......... 7,736,700 2,196,062 Bangchak Petroleum PCL (Foreign)................. 9,727,700 8,331,228 Bangkok Bank PCL (Foreign)....................... 6,294,000 37,168,483 Bangkok Bank PCL (Foreign) NVDR.................. 8,364,700 48,305,119 Bangkok Expressway PCL (Foreign)................. 5,220,100 4,726,192 Bangkok Insurance PCL (Foreign).................. 151,520 1,319,930 Bangkokland PCL (Foreign)........................ 119,899,203 5,163,685 Bank of Ayudhya PCL (Foreign).................... 22,788,300 22,305,024 Bank of Ayudhya PCL (Foreign) NVDR............... 6,065,200 5,855,062 Banpu PCL (Foreign).............................. 818,450 10,681,240 Cal-Comp Electronics (Thailand) PCL (Foreign).... 19,067,700 1,654,815 Capital Nomura Securities PCL (Foreign).......... 248,600 255,494 Central Plaza Hotel PCL (Foreign)................ 4,827,500 3,071,330 Charoong Thai Wire & Cable PCL (Foreign)......... 7,300 2,322 Delta Electronics Thailand PCL (Foreign)......... 6,746,600 6,438,436 Eastern Water Resources Development & Management PCL (Foreign).................................. 8,211,500 3,402,481 Erawan Group PCL (Foreign)....................... 5,037,850 562,135 Esso (Thailand) PCL (Foreign).................... 23,143,400 8,154,934 *G J Steel PCL (Foreign).......................... 214,856,100 981,398 *G Steel PCL (Foreign)............................ 79,804,200 911,304 *GFPT PCL(Foreign)................................ 151,500 36,083 *Golden Land Property PCL (Foreign) NVDR.......... 2,669,500 688,060 Hana Microelectronics PCL (Foreign).............. 4,898,000 3,515,693 Hermraj Land & Development PCL (Foreign)......... 29,104,000 2,981,617 ICC International PCL (Foreign).................. 2,682,700 3,632,367 IRPC PCL (Foreign)............................... 109,888,500 15,416,657 *Italian-Thai Development PCL (Foreign) NVDR...... 26,606,800 3,507,063 Kang Yong Electric PCL (Foreign)................. 3,400 36,052 KGI Securities (Thailand) PCL (Foreign).......... 10,147,500 728,369 Kiatnakin Bank PCL (Foreign)..................... 4,546,400 6,600,809 Krung Thai Bank PCL (Foreign).................... 81,680,000 48,235,171 *Krungthai Card PCL (Foreign)..................... 315,900 280,857 *Laguna Resorts & Hotels PCL (Foreign)............ 1,342,400 1,565,768 Loxley PCL (Foreign)............................. 9,376,400 1,419,462 MBK PCL (Foreign)................................ 992,100 3,576,739 Padaeng Industry PCL (Foreign) NVDR.............. 1,412,500 599,103 Polyplex PCL (Foreign)........................... 4,533,900 2,041,364 Precious Shipping PCL (Foreign).................. 5,787,500 2,530,261 760 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- ------------ THAILAND -- (Continued) Property Perfect PCL (Foreign)..................... 35,661,100 $ 1,291,479 PTT Global Chemical PCL (Foreign).................. 31,932,741 63,552,927 PTT PCL (Foreign).................................. 5,915,600 61,375,556 Quality Houses PCL (Foreign)....................... 65,900,941 4,601,240 *Regional Container Lines PCL (Foreign)............. 5,424,700 1,238,920 Saha Pathana Inter-Holding PCL (Foreign)........... 2,906,200 2,797,158 Saha Pathanapibul PCL (Foreign).................... 1,594,833 2,939,904 Saha-Union PCL (Foreign)........................... 2,976,400 3,690,153 *Sahaviriya Steel Industries PCL (Foreign).......... 117,166,640 2,523,001 Samart Corp. PCL (Foreign)......................... 1,561,100 570,451 Sansiri PCL (Foreign).............................. 51,381,964 5,163,343 SC Asset Corp. PCL (Foreign)....................... 4,542,500 2,845,546 Siamgas & Petrochemicals PCL (Foreign)............. 114,900 54,357 Somboon Advance Technology PCL (Foreign)........... 57,600 53,090 Sri Ayudhya Capital PCL (Foreign).................. 233,300 176,592 Sri Trang Agro Industry PCL (Foreign).............. 7,551,700 3,892,883 *Srithai Superware PCL (Foreign).................... 348,100 329,361 *Tata Steel (Thailand) PCL (Foreign)................ 37,981,100 991,350 *Thai Airways International PCL (Foreign)........... 14,595,611 11,000,281 Thai Carbon Black PCL (Foreign).................... 197,900 179,175 Thai Oil PCL (Foreign)............................. 10,763,000 23,439,812 Thai Rayon PCL (Foreign)........................... 165,000 274,551 Thai Stanley Electric PCL (Foreign)................ 193,800 1,378,414 Thai Stanley Electric PCL (Foreign) NVDR........... 43,100 306,551 Thai Wacoal PCL (Foreign).......................... 93,300 145,353 *Thaicom PCL (Foreign).............................. 7,862,900 5,643,843 Thanachart Capital PCL (Foreign)................... 9,080,500 10,961,778 Thoresen Thai Agencies PCL (Foreign)............... 5,034,900 2,628,333 Ticon Industrial Connection PCL (Foreign).......... 2,440,687 1,043,165 *Tipco Asphalt PCL (Foreign)........................ 13,700 20,561 Tisco Financial Group PCL (Foreign)................ 1,804,300 2,634,337 TMB Bank PCL (Foreign)............................. 209,038,700 12,549,142 Total Access Communication PCL (Foreign) (B1XFLM7). 1,045,780 3,027,533 Total Access Communication PCL (Foreign) (B231MK7). 7,344,500 20,847,357 TPI Polene PCL (Foreign)........................... 11,792,824 5,425,084 *Tycoons Worldwide Group PCL (Foreign).............. 1,243,300 261,641 Vanachai Group PCL (Foreign)....................... 7,803,700 1,237,389 Vinythai PCL (Foreign)............................. 6,507,217 3,906,453 ------------ TOTAL THAILAND........................................ 536,212,089 ------------ TURKEY -- (2.5%) Adana Cimento Sanayii T.A.S. Series A.............. 929,251 1,830,537 Adana Cimento Sanayii T.A.S. Series C.............. 48,500 18,948 Akcansa Cimento A.S................................ 275,629 1,357,435 *Akenerji Elektrik Uretim A.S....................... 610,003 711,421 *Akfen Holding A.S.................................. 29,109 147,492 Aksa Akrilik Kimya Sanayii A.S..................... 1,735,088 4,557,939 Aksigorta A.S...................................... 1,246,074 1,405,275 Alarko Holding A.S................................. 1,328,166 3,083,313 *Albaraka Turk Katilim Bankasi A.S.................. 3,069,160 2,432,344 *Altinyildiz Mensucat ve Konfeksiyon Fabrikalari A.S............................................... 57,536 1,148,962 *Anadolu Anonim Tuerk Sigorta Sirketi A.S........... 4,326,842 2,219,411 *Anadolu Cam Sanayii A.S............................ 1,914,191 2,863,431 Arcelik A.S........................................ 1,205,734 7,968,964 *Asya Katilim Bankasi A.S........................... 9,625,868 10,803,678 Ayen Enerji A.S.................................... 1 1 Aygaz A.S.......................................... 1,020,159 4,703,766 Baticim Bati Anabolu Cimento Sanayii A.S........... 259,882 974,395 Bolu Cimento Sanayii A.S........................... 1,056,634 777,852 Borusan Mannesmann Boru Sanayi ve Ticaret A.S...... 146,421 2,197,490 Cimsa Cimento Sanayi ve Ticaret A.S................ 588,148 2,780,919 761 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- ----------- TURKEY -- (Continued) *Deva Holding A.S.................................... 620,118 $ 699,342 *Dogan Gazetecilik A.S............................... 572,836 463,848 *Dogan Sirketler Grubu Holding A.S................... 16,350,353 7,112,943 *Dogan Yayin Holding A.S............................. 32,763 11,878 Dogus Otomotiv Servis ve Ticaret A.S................ 1,016,045 3,778,653 Eczacibasi Yatirim Holding Ortakligi A.S............ 665,589 2,176,244 EGE Seramik Sanayi ve Ticaret A.S................... 1,130,334 1,432,147 EIS Eczacibasi Ilac ve Sinai ve Finansal Yatirimlar Sanayi ve Ticaret A.S............................. 3,475,392 3,683,797 Eregli Demir ve Celik Fabrikalari T.A.S............. 17,225,650 20,468,013 Gentas Genel Metal Sanayi ve Ticaret A.S............ 806,153 593,430 *Global Yatirim Holding A.S.......................... 4,381,715 3,078,888 *GSD Holding A.S..................................... 4,585,286 1,764,418 *Gunes Sigorta A.S................................... 424,619 495,365 *Hurriyet Gazetecilik ve Matbaacilik A.S............. 3,447,484 1,556,518 *Ihlas EV Aletleri A.S............................... 2,765,346 1,095,205 *Ihlas Holding A.S................................... 14,129,873 10,324,144 *Ipek Dogal Enerji Kaynaklari Ve Uretim A.S.......... 1,550,703 3,912,422 *Is Finansal Kiralama A.S............................ 2,665,969 1,456,643 Is Yatirim Menkul Degerler A.S...................... 415,031 403,291 *Isiklar Yatirim Holding A.S......................... 1,581,704 564,404 Ittifak Holding A.S................................. 92,228 266,691 *Izmir Demir Celik Sanayi A.S........................ 1,606,043 3,644,654 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class A........................................... 3,504,754 2,875,300 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class B........................................... 1,815,352 2,106,447 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class D........................................... 11,265,029 8,292,991 KOC Holding A.S. Series B........................... 12,307,828 57,824,446 Kordsa Global Endustriyel Iplik ve Kord Bezi Sanayi ve Ticaret A.S.................................... 818,697 1,640,004 *Koza Anadolu Metal Madencilik Isletmeleri A.S....... 3,016,595 7,658,974 *Marti Otel Isletmeleri A.S.......................... -- -- *Menderes Tekstil Sanayi ve Ticaret A.S.............. 4,899,721 1,638,983 *Metro Ticari ve Mali Yatirimlar Holding A.S......... 3,286,794 863,049 *Net Turizm Ticaret ve Sanayi A.S.................... 3,429,929 1,225,609 Netas Telekomunikasyon A.S.......................... 1,704 9,878 Park Elektrik Uretim Madencilik Sanayi ve Ticaret A.S............................................... 99,140 363,968 Petkim Petrokimya Holding A.S....................... 5,609,676 6,416,583 Pinar Entegre Et ve Un Sanayi A.S................... 319,142 1,022,469 Pinar SUT Mamulleri Sanayii A.S..................... 184,329 1,505,761 *Polyester Sanayi A.S................................ 2,097,738 1,404,211 *Raks Elektronik Sanayi ve Ticaret A.S............... 5,859 2,582 *Reysas Tasimacilik ve Lojistik Ticaret A.S.......... 43,575 17,988 *Sabah Yayincilik A.S................................ 31,938 67,707 Sarkuysan Elektrolitik Bakir Sanayi ve Ticaret A.S.. 1,335,250 1,714,070 *Sekerbank T.A.S..................................... 6,881,502 5,875,256 Selcuk Ecza Deposu Ticaret ve Sanayi A.S............ 2,180,465 2,616,310 *Soda Sanayii A.S.................................... 854,840 1,326,634 Tekfen Holding A.S.................................. 1,777,235 6,430,987 *Tekstil Bankasi A.S................................. 1,683,023 647,794 *Trakya Cam Sanayii A.S.............................. 4,162,753 5,093,631 Turcas Petrol A.S................................... 1,352,130 2,188,279 *Turk Hava Yollari A.S.............................. 11,412,196 26,434,224 Turkiye Is Bankasi A.S.............................. 26,987,224 91,891,467 Turkiye Sinai Kalkinma Bankasi A.S.................. 5,427,931 6,240,300 Turkiye Sise ve Cam Fabrikalari A.S................. 6,563,912 9,596,242 Turkiye Vakiflar Bankasi T.A.O...................... 13,789,100 32,480,322 Ulker Biskuvi Sanayi A.S............................ 1,193,622 5,415,268 *Uzel Makina Sanayii A.S............................ 275,043 -- *Vestel Beyaz Esya Sanayi ve Ticaret A.S............ 1,067,440 1,524,611 *Vestel Elektronik Sanayi ve Ticaret A.S............ 2,059,212 2,069,583 762 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ---------- --------------- TURKEY -- (Continued) *Yapi ve Kredi Bankasi A.S........................ 13,027,710 $ 33,462,762 --------------- TOTAL TURKEY........................................ 450,911,201 --------------- TOTAL COMMON STOCKS................................. 16,026,976,352 --------------- PREFERRED STOCKS -- (4.4%) BRAZIL -- (4.4%) Alpargatas SA.................................... 396,962 3,005,974 Banco ABC Brasil SA.............................. 836,004 4,749,999 Banco Alfa de Investimento SA.................... 60,126 150,681 Banco Daycoval SA................................ 566,248 2,952,446 Banco do Estado do Rio Grande do Sul SA.......... 825,871 6,526,294 Banco Industrial e Comercial SA.................. 1,643,900 5,390,499 *Banco Indusval SA................................ 200 664 Banco Panamericano SA............................ 1,025,800 2,353,575 Banco Pine SA.................................... 347,277 2,427,972 Banco Sofisa SA.................................. 694,800 1,221,258 Braskem SA Preferred Series A.................... 1,953,967 12,910,680 #Braskem SA Sponsored ADR......................... 625,703 8,184,195 *Cia de Tecidos Norte de Minas - Coteminas SA..... 901,775 1,243,185 Cia Ferro Ligas da Bahia - Ferbasa............... 887,334 4,355,737 Eucatex SA Industria e Comercio SA............... 163,188 645,987 Financeira Alfa SA Credito Financiamento e Investimentos.................................. 33,900 74,942 Forjas Taurus SA................................. 995,390 1,622,186 Gerdau SA........................................ 4,348,672 38,004,445 #Gerdau SA Sponsored ADR.......................... 10,428,393 91,665,574 *Inepar SA Industria e Construcoes................ 1,430,808 1,352,577 Klabin SA........................................ 7,228,638 42,459,640 *Mangels Industrial SA............................ 3,600 5,707 Marcopolo SA..................................... 1,173,349 6,880,474 Parana Banco SA.................................. 117,100 780,647 Petroleo Brasileiro SA........................... 12,506,758 128,081,813 Petroleo Brasileiro SA ADR....................... 16,172,808 332,027,748 Suzano Papel e Celulose SA....................... 6,209,800 16,143,248 Unipar Participacoes SA Preferred Series B....... 8,925,036 1,801,662 Usinas Siderurgicas de Minas Gerais SA Perferred Series A....................................... 11,752,415 56,764,329 *Vale SA.......................................... 239,144 10,479 Whirlpool SA..................................... 71,400 110,384 --------------- TOTAL BRAZIL........................................ 773,905,001 --------------- COLOMBIA -- (0.0%) Grupo de Inversiones Suramericana SA............. 170,374 3,489,767 --------------- INDIA -- (0.0%) *JSW ISPAT Steel, Ltd............................. 488,036 41,292 --------------- MALAYSIA -- (0.0%) *TA Global Berhad................................. 3,497,803 281,138 --------------- TOTAL PREFERRED STOCKS.............................. 777,717,198 --------------- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) *Viver Incorporadora e Construtora SA Rights 11/05/12........................................ 508,767 50,099 --------------- MALAYSIA -- (0.0%) *Hubline Berhad Warrants 11/04/19................. 925,580 7,597 *Malayan Flour Mills Berhad Warrants 05/09/17..... 27,250 3,131 *RCE Capital Berhad Rights 11/19/12............... 2,176,200 -- --------------- TOTAL MALAYSIA...................................... 10,728 --------------- POLAND -- (0.0%) *Polimex-Mostostal SA Rights...................... 10,512,907 48,734 --------------- 763 DIMENSIONAL EMERGING MARKETS VALUE FUND CONTINUED Shares Value++ ----------- --------------- THAILAND -- (0.0%) *Sahaviriya Steel Industries PCL (Foreign) Rights 11/30/12................................ 11,716,664 $ -- --------------- TURKEY -- (0.0%) *ArcelorMittal Warrants 12/04/12................. 794,124 -- --------------- TOTAL RIGHTS/WARRANTS.............................. 109,561 --------------- Shares/ Face Amount (000) Value+ ----------- --------------- SECURITIES LENDING COLLATERAL -- (5.9%) (S)@DFA Short Term Investment Fund................. 90,406,223 1,046,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $10,294,594) to be repurchased at $10,092,837................. $ 10,093 10,092,739 --------------- TOTAL SECURITIES LENDING COLLATERAL................ 1,056,092,739 --------------- TOTAL INVESTMENTS -- (100.0%) (Cost $18,106,640,494)........................... $17,860,895,850 =============== 764 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------ -------- COMMON STOCKS -- (89.8%) Consumer Discretionary -- (13.6%) *1-800-FLOWERS.COM, Inc. Class A............................. 3,000 $ 10,890 A.H. Belo Corp. Class A..................................... 900 4,500 Aaron's, Inc................................................ 6,336 195,339 Abercrombie & Fitch Co. Class A............................. 2,700 82,566 Advance Auto Parts, Inc..................................... 845 59,944 *Aeropostale, Inc............................................ 4,600 54,970 *AFC Enterprises, Inc........................................ 800 20,256 *Amazon.com, Inc............................................. 1,800 419,076 Ambassadors Group, Inc...................................... 1,110 5,683 *AMC Networks, Inc. Class A.................................. 1,695 79,190 American Eagle Outfitters, Inc.............................. 10,957 228,673 #*American Public Education, Inc.............................. 400 14,572 *America's Car-Mart, Inc..................................... 1,100 46,046 *ANN, Inc.................................................... 3,185 111,985 *Apollo Group, Inc. Class A.................................. 800 16,064 Arbitron, Inc............................................... 1,100 39,996 *Arctic Cat, Inc............................................. 1,500 54,405 Ark Restaurants Corp........................................ 120 2,026 *Asbury Automotive Group, Inc................................ 2,849 90,370 *Ascena Retail Group, Inc.................................... 8,780 173,844 *Ascent Capital Group, Inc. Class A.......................... 900 53,505 #Autoliv, Inc................................................ 3,370 194,112 #*AutoNation, Inc............................................. 1,100 48,840 *AutoZone, Inc............................................... 200 75,000 *Ballantyne Strong, Inc...................................... 900 3,627 #*Barnes & Noble, Inc......................................... 5,023 84,587 Bassett Furniture Industries, Inc........................... 1,200 13,764 #*Beazer Homes USA, Inc....................................... 1,140 18,799 bebe stores, Inc............................................ 4,600 18,630 *Bed Bath & Beyond, Inc...................................... 1,350 77,868 Belo Corp. Class A.......................................... 6,642 49,682 #Best Buy Co., Inc........................................... 10,211 155,309 Big 5 Sporting Goods Corp................................... 1,500 13,395 #*Big Lots, Inc............................................... 2,000 58,260 *Biglari Holdings, Inc....................................... 75 26,521 *Blue Nile, Inc.............................................. 350 13,219 *Bluegreen Corp.............................................. 1,400 8,302 #Blyth, Inc.................................................. 1,150 26,266 Bob Evans Farms, Inc........................................ 2,925 111,355 *Body Central Corp........................................... 600 5,994 Bon-Ton Stores, Inc. (The).................................. 1,300 15,964 *Books-A-Million, Inc........................................ 600 1,770 #*BorgWarner, Inc............................................. 3,700 243,534 *Bravo Brio Restaurant Group, Inc............................ 1,429 18,863 #*Bridgepoint Education, Inc.................................. 2,600 26,000 Brown Shoe Co., Inc......................................... 3,254 51,348 Brunswick Corp.............................................. 2,455 57,913 #Buckle, Inc. (The).......................................... 1,274 57,547 *Build-A-Bear Workshop, Inc.................................. 1,400 5,026 *Cabela's, Inc............................................... 4,000 179,240 #Cablevision Systems Corp. Class A........................... 2,100 36,582 *Cache, Inc.................................................. 483 1,328 Callaway Golf Co............................................ 5,050 27,573 *Cambium Learning Group, Inc................................. 2,515 2,289 *Capella Education Co........................................ 1,476 46,081 *Career Education Corp....................................... 4,300 14,620 *Caribou Coffee Co., Inc..................................... 1,505 18,015 #*CarMax, Inc................................................. 7,644 257,985 765 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Consumer Discretionary -- (Continued) *Carmike Cinemas, Inc...................................... 2,000 $ 27,240 Carnival Corp............................................. 12,448 471,530 Carriage Services, Inc.................................... 1,100 11,693 *Carrols Restaurant Group, Inc............................. 1,634 10,490 *Carter's, Inc............................................. 2,602 140,664 *Casual Male Retail Group, Inc............................. 3,677 14,193 Cato Corp. Class A (The).................................. 2,425 68,821 *Cavco Industries, Inc..................................... 547 26,442 CBS Corp. Class A......................................... 734 23,855 CBS Corp. Class B......................................... 11,757 380,927 CEC Entertainment, Inc.................................... 1,000 31,000 *Charles & Colvard, Ltd.................................... 612 2,442 *Charter Communications, Inc. Class A...................... 800 61,928 #Cheesecake Factory, Inc. (The)............................ 3,893 128,703 Cherokee, Inc............................................. 200 2,882 Chico's FAS, Inc.......................................... 9,596 178,486 *Children's Place Retail Stores, Inc. (The)................ 2,600 151,918 *Chipotle Mexican Grill, Inc............................... 200 50,906 #Choice Hotels International, Inc.......................... 1,400 43,806 Christopher & Banks Corp.................................. 1,927 6,012 #Cinemark Holdings, Inc.................................... 8,000 197,520 *Citi Trends, Inc.......................................... 1,012 12,427 *Clear Channel Outdoor Holdings, Inc. Class A.............. 1,700 11,322 Coach, Inc................................................ 1,400 78,470 #*Coinstar, Inc............................................. 1,485 69,706 Collectors Universe, Inc.................................. 300 3,600 #Columbia Sportswear Co.................................... 2,476 139,646 Comcast Corp. Class A..................................... 59,137 2,218,229 Comcast Corp. Special Class A............................. 14,644 533,627 *Conn's, Inc............................................... 3,560 90,175 Cooper Tire & Rubber Co................................... 6,800 136,884 Cracker Barrel Old Country Store, Inc..................... 1,600 101,840 *Crocs, Inc................................................ 9,775 123,165 *Crown Media Holdings, Inc. Class A........................ 200 348 CSS Industries, Inc....................................... 200 4,020 CTC Media, Inc............................................ 6,233 52,295 Culp, Inc................................................. 600 7,584 *Cumulus Media, Inc. Class A............................... 6,797 16,721 D.R. Horton, Inc.......................................... 14,274 299,183 Dana Holding Corp......................................... 10,119 133,166 Darden Restaurants, Inc................................... 1,470 77,351 #*Deckers Outdoor Corp...................................... 600 17,178 *dELiA*s, Inc.............................................. 100 132 *Delta Apparel, Inc........................................ 600 9,084 Destination Maternity Corp................................ 1,363 25,842 #DeVry, Inc................................................ 3,500 91,910 #Dick's Sporting Goods, Inc................................ 1,000 50,000 #*Digital Generation, Inc................................... 2,881 26,793 Dillard's, Inc. Class A................................... 3,750 288,750 *DineEquity, Inc........................................... 1,367 85,711 *DIRECTV................................................... 3,900 199,329 *Discovery Communications, Inc. Class A.................... 1,200 70,824 *Discovery Communications, Inc. Class B.................... 100 6,041 *Discovery Communications, Inc. Class C.................... 1,200 65,736 DISH Network Corp. Class A................................ 900 32,067 *Dixie Group, Inc. (The)................................... 200 792 *Dollar General Corp....................................... 1,267 61,602 *Dollar Tree, Inc.......................................... 1,000 39,870 Domino's Pizza, Inc....................................... 2,600 105,612 *Dorman Products, Inc...................................... 2,306 70,448 #*DreamWorks Animation SKG, Inc. Class A.................... 5,284 107,635 766 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *Drew Industries, Inc........................................ 1,397 $ 44,243 DSW, Inc. Class A........................................... 996 62,340 #*Dunkin' Brands Group, Inc................................... 5,639 174,809 *E.W. Scripps Co. Class A (The).............................. 4,549 48,265 #*Education Management Corp................................... 3,157 10,039 Einstein Noah Restaurant Group, Inc......................... 1,208 18,639 *Emerson Radio Corp.......................................... 1,100 1,870 #*Entercom Communications Corp. Class A....................... 2,204 14,348 Entravision Communications Corp. Class A.................... 950 1,282 Escalade, Inc............................................... 350 1,820 #Ethan Allen Interiors, Inc.................................. 2,200 64,702 *Exide Technologies.......................................... 3,672 11,200 #Expedia, Inc................................................ 4,275 252,866 *Express, Inc................................................ 1,600 17,808 #Family Dollar Stores, Inc................................... 1,300 85,748 *Famous Dave's of America, Inc............................... 600 4,728 *Federal-Mogul Corp.......................................... 3,928 29,617 *Fiesta Restaurant Group, Inc................................ 1,467 19,394 Finish Line, Inc. Class A (The)............................. 5,243 109,081 *Fisher Communications, Inc.................................. 400 10,096 Flexsteel Industries, Inc................................... 148 2,979 Foot Locker, Inc............................................ 9,082 304,247 Ford Motor Co............................................... 15,860 176,998 *Fossil, Inc................................................. 600 52,260 Fred's, Inc. Class A........................................ 2,937 39,796 *Fuel Systems Solutions, Inc................................. 1,533 24,942 *Gaiam, Inc. Class A......................................... 597 1,964 #GameStop Corp. Class A...................................... 7,400 168,942 Gaming Partners International Corp.......................... 400 2,500 Gannett Co., Inc............................................ 14,617 247,027 Gap, Inc. (The)............................................. 5,887 210,284 #Garmin, Ltd................................................. 7,085 269,159 *Geeknet, Inc................................................ 200 3,634 *General Motors Co........................................... 18,030 459,765 *Genesco, Inc................................................ 2,459 140,901 #Gentex Corp................................................. 1,500 25,830 *Gentherm, Inc............................................... 1,100 13,222 Genuine Parts Co............................................ 1,794 112,269 *G-III Apparel Group, Ltd.................................... 1,994 73,698 #GNC Holdings, Inc. Class A.................................. 1,200 46,404 *Goodyear Tire & Rubber Co. (The)............................ 5,200 59,332 *Gordmans Stores, Inc........................................ 1,178 17,741 *Grand Canyon Education, Inc................................. 1,856 40,387 #Group 1 Automotive, Inc..................................... 1,800 111,618 Guess?, Inc................................................. 1,944 48,172 H&R Block, Inc.............................................. 3,300 58,410 #*Hanesbrands, Inc............................................ 3,200 107,104 Harley-Davidson, Inc........................................ 2,600 121,576 Harman International Industries, Inc........................ 4,706 197,323 Harte-Hanks, Inc............................................ 3,769 20,993 #Hasbro, Inc................................................. 1,400 50,386 Haverty Furniture Cos., Inc................................. 2,057 30,876 *Helen of Troy, Ltd.......................................... 2,527 76,366 #*hhgregg, Inc................................................ 2,852 17,226 #*Hibbett Sports, Inc......................................... 1,000 53,990 Hillenbrand, Inc............................................ 3,200 65,504 Home Depot, Inc. (The)...................................... 9,700 595,386 Hooker Furniture Corp....................................... 554 7,557 Hot Topic, Inc.............................................. 3,272 28,139 HSN, Inc.................................................... 1,776 92,388 *Hyatt Hotels Corp. Class A.................................. 1,361 49,676 767 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *Iconix Brand Group, Inc..................................... 6,468 $119,723 International Speedway Corp. Class A........................ 2,160 55,080 Interpublic Group of Cos., Inc. (The)....................... 17,170 173,417 #Interval Leisure Group, Inc................................. 4,446 84,741 *iRobot Corp................................................. 2,856 51,322 #*ITT Educational Services, Inc............................... 800 17,192 #J.C. Penney Co., Inc........................................ 6,640 159,426 *Jack in the Box, Inc........................................ 3,415 88,824 #JAKKS Pacific, Inc.......................................... 496 6,403 #John Wiley & Sons, Inc. Class B............................. 142 6,176 *Johnson Controls, Inc....................................... 7,528 193,846 *Johnson Outdoors, Inc. Class A.............................. 75 1,463 Jones Group, Inc. (The)..................................... 8,522 100,645 #*Jos. A. Bank Clothiers, Inc................................. 2,381 111,407 *Journal Communications, Inc. Class A........................ 3,665 20,561 #*K12, Inc.................................................... 2,800 57,316 #KB Home..................................................... 6,016 96,136 *Kid Brands, Inc............................................. 15 27 *Kirkland's, Inc............................................. 1,534 14,711 *Kohl's Corp................................................. 5,333 284,142 *Krispy Kreme Doughnuts, Inc................................. 4,783 35,538 #*K-Swiss, Inc. Class A....................................... 1,400 3,192 *Lakeland Industries, Inc.................................... 300 1,830 #*Lamar Advertising Co. Class A............................... 1,730 67,902 *La-Z-Boy, Inc............................................... 3,915 63,501 *LeapFrog Enterprises, Inc................................... 5,200 45,968 Lear Corp................................................... 2,888 123,029 *Learning Tree International, Inc............................ 700 4,032 *Lee Enterprises, Inc........................................ 1,100 1,628 Leggett & Platt, Inc........................................ 9,777 259,384 #Lennar Corp. Class A........................................ 9,100 340,977 Lennar Corp. Class B Voting................................. 1,400 39,732 *Libbey, Inc................................................. 737 13,229 *Liberty Global, Inc. Class A................................ 900 54,027 *Liberty Global, Inc. Class C................................ 700 39,403 *Liberty Interactive Corp. Class A........................... 24,423 488,460 *Liberty Interactive Corp. Class B........................... 60 1,174 *Liberty Media Corp. - Liberty Capital Class A............... 3,825 427,138 *Liberty Media Corp. - Liberty Capital Class B............... 87 9,500 *Liberty Ventures Series A................................... 1,457 82,918 *Liberty Ventures Series B................................... 3 157 #*Life Time Fitness, Inc...................................... 3,566 160,078 Lifetime Brands, Inc........................................ 706 7,837 Limited Brands, Inc......................................... 1,200 57,468 *LIN TV Corp. Class A........................................ 2,600 14,586 Lincoln Educational Services Corp........................... 1,400 5,194 #*Lions Gate Entertainment Corp............................... 3,279 54,694 Lithia Motors, Inc. Class A................................. 1,812 61,970 *Live Nation Entertainment, Inc.............................. 11,830 108,244 *LKQ Corp.................................................... 3,400 71,026 Lowe's Cos., Inc............................................ 19,613 635,069 *Luby's, Inc................................................. 1,850 11,822 #*Lululemon Athletica, Inc.................................... 1,200 82,812 *Lumber Liquidators Holdings, Inc............................ 1,700 94,894 *M/I Homes, Inc.............................................. 2,000 44,500 Mac-Gray Corp............................................... 800 10,400 Macy's, Inc................................................. 4,678 178,091 *Madison Square Garden Co. Class A (The)..................... 4,878 200,778 *Maidenform Brands, Inc...................................... 2,293 42,902 Marcus Corp................................................. 1,500 16,350 Marine Products Corp........................................ 2,227 13,206 768 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *MarineMax, Inc......................................... 1,522 $ 12,526 Marriott International, Inc............................ 1,903 69,421 *Marriott Vacations Worldwide Corp...................... 742 29,190 *Martha Stewart Living Omnimedia Class A................ 3,017 8,719 Mattel, Inc............................................ 3,908 143,736 Matthews International Corp. Class A................... 2,321 66,775 #*McClatchy Co. Class A (The)............................ 4,116 11,731 McDonald's Corp........................................ 2,570 223,076 McGraw-Hill Cos., Inc. (The)........................... 1,440 79,603 MDC Holdings, Inc...................................... 3,442 131,622 #*Media General, Inc. Class A............................ 1,600 6,720 Men's Wearhouse, Inc. (The)............................ 4,205 137,882 #Meredith Corp.......................................... 2,985 99,908 *Meritage Homes Corp.................................... 2,986 110,422 *Modine Manufacturing Co................................ 2,331 15,851 *Mohawk Industries, Inc................................. 3,572 298,155 #Monro Muffler Brake, Inc............................... 1,450 49,184 #Morningstar, Inc....................................... 1,514 95,352 #*Motorcar Parts of America, Inc......................... 900 4,230 Movado Group, Inc...................................... 2,000 63,380 NACCO Industries, Inc. Class A......................... 500 25,320 *Nathan's Famous, Inc................................... 300 8,313 National CineMedia, Inc................................ 3,985 61,608 *Nautilus, Inc.......................................... 2,810 7,896 *Navarre Corp........................................... 600 1,014 #*Netflix, Inc........................................... 500 39,545 *New York & Co., Inc.................................... 5,501 18,538 *New York Times Co. Class A (The)....................... 8,983 73,481 Newell Rubbermaid, Inc................................. 9,311 192,179 #News Corp. Class A..................................... 37,421 895,110 News Corp. Class B..................................... 10,100 246,036 *Nexstar Broadcasting Group, Inc. Class A............... 600 6,522 NIKE, Inc. Class B..................................... 1,804 164,850 Nordstrom, Inc......................................... 1,000 56,770 #Nutrisystem, Inc....................................... 3,133 30,171 *NVR, Inc............................................... 200 180,748 *Office Depot, Inc...................................... 14,982 37,155 OfficeMax, Inc......................................... 6,571 48,297 Omnicom Group, Inc..................................... 1,782 85,376 *Orbitz Worldwide, Inc.................................. 4,361 10,772 #*Orchard Supply Hardware Stores Corp. Class A........... 140 1,739 #*O'Reilly Automotive, Inc............................... 1,650 141,372 *Orient-Express Hotels, Ltd. Class A.................... 7,773 91,177 Outdoor Channel Holdings, Inc.......................... 1,300 9,438 #*Overstock.com, Inc..................................... 600 9,048 Oxford Industries, Inc................................. 1,200 66,576 *Panera Bread Co. Class A............................... 200 33,728 *Papa John's International, Inc......................... 1,100 58,652 Penske Automotive Group, Inc........................... 6,296 192,658 Pep Boys - Manny, Moe & Jack (The)..................... 3,200 31,968 *Perfumania Holdings, Inc............................... 260 1,479 *Perry Ellis International, Inc......................... 1,310 27,038 #PetMed Express, Inc.................................... 1,583 17,255 *PetSmart, Inc.......................................... 1,200 79,668 #Pier 1 Imports, Inc.................................... 6,300 128,520 Polaris Industries, Inc................................ 900 76,050 Pool Corp.............................................. 1,822 76,743 *Priceline.com, Inc..................................... 200 114,754 *PulteGroup, Inc........................................ 22,253 385,867 PVH Corp............................................... 2,700 296,973 *Quiksilver, Inc........................................ 8,374 26,797 769 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) R.G. Barry Corp............................................. 1,159 $ 17,663 #RadioShack Corp............................................. 5,500 12,320 Ralph Lauren Corp........................................... 400 61,476 *Red Lion Hotels Corp........................................ 1,300 8,567 *Red Robin Gourmet Burgers, Inc.............................. 1,136 37,942 #Regal Entertainment Group Class A........................... 3,770 57,907 #Regis Corp.................................................. 4,206 70,072 Rent-A-Center, Inc.......................................... 5,136 171,183 *Rentrak Corp................................................ 600 10,194 *Rocky Brands, Inc........................................... 402 4,828 Ross Stores, Inc............................................ 2,300 140,185 Royal Caribbean Cruises, Ltd................................ 9,989 336,330 *Ruby Tuesday, Inc........................................... 5,355 38,663 *rue21, Inc.................................................. 2,128 64,074 *Ruth's Hospitality Group, Inc............................... 3,463 23,029 #Ryland Group, Inc. (The).................................... 3,680 124,642 *Ryman Hospitality Properties................................ 4,070 158,771 #*Saks, Inc................................................... 15,287 157,150 *Sally Beauty Holdings, Inc.................................. 4,600 110,768 Scholastic Corp............................................. 500 16,495 *School Specialty, Inc....................................... 485 897 Scripps Networks Interactive, Inc. Class A.................. 1,399 84,947 *Sears Canada, Inc........................................... 1,284 13,955 *Sears Holdings Corp......................................... 3,000 188,010 *Select Comfort Corp......................................... 2,076 57,775 Service Corp. International................................. 18,020 253,001 Shiloh Industries, Inc...................................... 800 9,104 Shoe Carnival, Inc.......................................... 1,830 42,785 #*Shutterfly, Inc............................................. 3,460 104,700 Signet Jewelers, Ltd. ADR................................... 4,606 238,407 Sinclair Broadcast Group, Inc. Class A...................... 1,000 12,600 #*Sirius XM Radio, Inc........................................ 16,485 46,158 Six Flags Entertainment Corp................................ 2,832 161,736 *Skechers U.S.A., Inc. Class A............................... 3,162 52,489 *Skyline Corp................................................ 400 1,840 *Smith & Wesson Holding Corp................................. 4,747 45,571 Sonic Automotive, Inc. Class A.............................. 3,424 66,426 *Sonic Corp.................................................. 2,210 22,034 #Sotheby's................................................... 3,885 120,940 Spartan Motors, Inc......................................... 3,249 15,270 Speedway Motorsports, Inc................................... 2,279 37,148 Stage Stores, Inc........................................... 800 19,600 Standard Motor Products, Inc................................ 2,454 46,086 #*Standard Pacific Corp....................................... 11,452 79,019 *Stanley Furniture Co., Inc.................................. 661 3,074 #Staples, Inc................................................ 19,218 221,295 Starbucks Corp.............................................. 3,900 179,010 Starwood Hotels & Resorts Worldwide, Inc.................... 2,200 114,070 *Stein Mart, Inc............................................. 3,005 23,619 *Steiner Leisure, Ltd........................................ 1,000 43,920 *Steinway Musical Instruments, Inc........................... 977 23,585 *Steven Madden, Ltd.......................................... 2,502 107,386 Stewart Enterprises, Inc. Class A........................... 5,660 43,978 *Stoneridge, Inc............................................. 1,640 8,151 Strayer Education, Inc...................................... 400 22,984 #Sturm Ruger & Co., Inc...................................... 1,200 56,676 Superior Industries International, Inc...................... 2,981 50,945 *Systemax, Inc............................................... 1,842 20,151 Target Corp................................................. 5,840 372,300 #*Tempur-Pedic International, Inc............................. 707 18,693 *Tenneco, Inc................................................ 2,272 69,410 770 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Consumer Discretionary -- (Continued) #*Tesla Motors, Inc........................................ 1,830 $ 51,478 Texas Roadhouse, Inc..................................... 7,656 124,640 #Thor Industries, Inc..................................... 3,635 138,239 #Tiffany & Co............................................. 1,200 75,864 Time Warner Cable, Inc................................... 7,228 716,367 Time Warner, Inc......................................... 25,978 1,128,744 TJX Cos., Inc. (The)..................................... 3,800 158,194 *Toll Brothers, Inc....................................... 9,870 325,809 *Tower International, Inc................................. 123 871 *Town Sports International Holdings, Inc.................. 844 10,634 Tractor Supply Co........................................ 937 90,177 *Trans World Entertainment Corp........................... 200 680 #*TripAdvisor, Inc......................................... 1,569 47,525 True Religion Apparel, Inc............................... 1,500 38,475 *TRW Automotive Holdings Corp............................. 4,102 190,784 *Tuesday Morning Corp..................................... 1,700 10,149 Tupperware Brands Corp................................... 1,250 73,875 Ulta Salon Cosmetics & Fragrance, Inc.................... 2,600 239,772 #*Under Armour, Inc. Class A............................... 1,100 57,486 *Unifi, Inc............................................... 1,402 19,670 *Universal Electronics, Inc............................... 1,001 17,177 Universal Technical Institute, Inc....................... 1,356 17,384 #*Urban Outfitters, Inc.................................... 1,800 64,368 *US Auto Parts Network, Inc............................... 1,256 3,755 V.F. Corp................................................ 602 94,201 Vail Resorts, Inc........................................ 2,961 168,126 #*Valassis Communications, Inc............................. 2,754 71,659 Value Line, Inc.......................................... 213 2,121 *Valuevision Media, Inc. Class A.......................... 3,340 7,515 Viacom, Inc. Class A..................................... 100 5,187 Viacom, Inc. Class B..................................... 3,257 166,986 #Virgin Media, Inc........................................ 1,564 51,205 *Visteon Corp............................................. 2,800 123,480 *Vitamin Shoppe, Inc...................................... 2,049 117,285 *VOXX International Corp.................................. 1,300 8,086 Walt Disney Co. (The).................................... 34,826 1,708,912 *Warnaco Group, Inc. (The)................................ 2,800 197,624 Washington Post Co. Class B (The)........................ 500 166,755 #Weight Watchers International, Inc....................... 800 40,200 Wendy's Co. (The)........................................ 22,258 95,042 *West Marine, Inc......................................... 1,553 16,058 *Wet Seal, Inc. Class A (The)............................. 5,000 14,300 Weyco Group, Inc......................................... 47 1,104 Whirlpool Corp........................................... 3,520 343,834 Wiley (John) & Sons, Inc. Class A........................ 2,307 100,078 Williams-Sonoma, Inc..................................... 2,424 112,062 Winmark Corp............................................. 200 10,656 *Winnebago Industries, Inc................................ 3,180 40,068 #Wolverine World Wide, Inc................................ 1,448 60,628 World Wrestling Entertainment, Inc. Class A.............. 2,901 23,469 Wyndham Worldwide Corp................................... 5,702 287,381 Yum! Brands, Inc......................................... 2,300 161,253 #*Zagg, Inc................................................ 1,449 10,404 *Zale Corp................................................ 2,942 21,124 #*Zumiez, Inc.............................................. 2,107 53,328 ----------- Total Consumer Discretionary................................ 40,471,681 ----------- Consumer Staples -- (5.0%) Alico, Inc............................................... 422 13,247 Andersons, Inc. (The).................................... 1,300 51,064 Avon Products, Inc....................................... 2,600 40,274 771 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Consumer Staples -- (Continued) B&G Foods, Inc............................................ 4,172 $ 126,286 Bunge, Ltd................................................ 8,130 577,474 Calavo Growers, Inc....................................... 902 21,296 #Cal-Maine Foods, Inc...................................... 1,757 75,779 #Campbell Soup Co.......................................... 3,665 129,265 Casey's General Stores, Inc............................... 1,160 59,798 *Central Garden & Pet Co................................... 800 8,864 *Central Garden & Pet Co. Class A.......................... 2,700 30,429 *Chiquita Brands International, Inc........................ 2,729 19,676 Clorox Co. (The).......................................... 1,455 105,196 Coca-Cola Bottling Co. Consolidated....................... 556 38,219 Coca-Cola Enterprises, Inc................................ 10,800 339,552 Colgate-Palmolive Co...................................... 2,400 251,904 ConAgra Foods, Inc........................................ 14,367 399,977 Costco Wholesale Corp..................................... 2,527 248,733 CVS Caremark Corp......................................... 32,080 1,488,512 *Darling International, Inc................................ 8,552 141,365 *Dean Foods Co............................................. 6,800 114,512 #Diamond Foods, Inc........................................ 1,200 22,224 #*Dole Food Co., Inc........................................ 7,760 97,698 #Dr. Pepper Snapple Group, Inc............................. 2,408 103,183 *Elizabeth Arden, Inc...................................... 2,488 117,384 Energizer Holdings, Inc................................... 2,167 158,126 Estee Lauder Cos., Inc. Class A (The)..................... 1,200 73,944 *Farmer Bros. Co........................................... 1,692 16,463 Flowers Foods, Inc........................................ 4,397 86,577 Fresh Del Monte Produce, Inc.............................. 4,501 113,290 #*Fresh Market, Inc. (The).................................. 1,100 62,381 General Mills, Inc........................................ 4,390 175,951 #*Green Mountain Coffee Roasters, Inc....................... 1,050 25,368 #H.J. Heinz Co............................................. 1,600 92,016 *Hain Celestial Group, Inc. (The).......................... 2,500 144,500 Harris Teeter Supermarkets, Inc........................... 4,102 153,620 #Herbalife, Ltd............................................ 1,000 51,350 Hershey Co. (The)......................................... 800 55,080 Hillshire Brands Co....................................... 827 21,510 #Hormel Foods Corp......................................... 2,400 70,872 Ingles Markets, Inc. Class A.............................. 871 14,110 Ingredion, Inc............................................ 4,400 270,424 Inter Parfums, Inc........................................ 2,400 43,824 J & J Snack Foods Corp.................................... 1,384 79,262 J.M. Smucker Co. (The).................................... 3,849 329,628 *John B. Sanfilippo & Son, Inc............................. 600 10,092 #Kellogg Co................................................ 1,200 62,784 Kimberly-Clark Corp....................................... 1,973 164,647 *Kraft Foods Group, Inc.................................... 12,559 571,183 Kroger Co. (The).......................................... 6,000 151,320 Lancaster Colony Corp..................................... 1,029 74,891 #Lifeway Foods, Inc........................................ 300 2,808 *Mannatech, Inc............................................ 40 194 McCormick & Co., Inc. Non-Voting.......................... 1,351 83,249 McCormick & Co., Inc. Voting.............................. 90 5,536 Mead Johnson Nutrition Co................................. 1,183 72,944 *Medifast, Inc............................................ 1,158 29,552 Mondelez International, Inc. Class A...................... 37,678 999,974 #*Monster Beverage Corp..................................... 851 38,014 Nash Finch Co............................................. 700 13,461 *National Beverage Corp.................................... 1,434 21,324 #Nu Skin Enterprises, Inc. Class A......................... 2,100 99,393 *Nutraceutical International Corp.......................... 500 7,930 Oil-Dri Corp. of America.................................. 300 6,720 772 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Consumer Staples -- (Continued) *Omega Protein Corp....................................... 1,690 $ 11,002 *Overhill Farms, Inc...................................... 900 4,050 *Pantry, Inc. (The)....................................... 1,645 21,821 PepsiCo, Inc............................................. 10,818 749,038 *Physicians Formula Holdings, Inc......................... 364 1,780 *Pilgrim's Pride Corp..................................... 2,935 16,524 *Post Holdings, Inc....................................... 2,193 69,189 *Prestige Brands Holdings, Inc............................ 3,902 67,856 #PriceSmart, Inc.......................................... 500 41,495 Procter & Gamble Co. (The)............................... 31,843 2,204,809 *Ralcorp Holdings, Inc.................................... 3,317 239,454 *Revlon, Inc. Class A..................................... 1,380 21,252 Rocky Mountain Chocolate Factory, Inc.................... 400 4,204 #Safeway, Inc............................................. 9,418 153,608 Sanderson Farms, Inc..................................... 1,500 67,935 *Schiff Nutrition International, Inc...................... 1,400 47,376 *Seneca Foods Corp. Class A............................... 600 17,151 *Smart Balance, Inc....................................... 5,323 63,344 *Smithfield Foods, Inc.................................... 7,400 151,478 Snyders-Lance, Inc....................................... 5,017 127,131 Spartan Stores, Inc...................................... 1,560 22,402 *Spectrum Brands Holdings, Inc............................ 4,303 195,743 #SUPERVALU, Inc........................................... 11,600 36,076 *Susser Holdings Corp..................................... 1,910 68,645 #Sysco Corp............................................... 4,000 124,280 #Tootsie Roll Industries, Inc............................. 2,142 57,084 *TreeHouse Foods, Inc..................................... 2,411 129,109 Tyson Foods, Inc. Class A................................ 8,000 134,480 *United Natural Foods, Inc................................ 2,600 138,424 #*USANA Health Sciences, Inc............................... 1,200 51,768 Village Super Market, Inc. Class A....................... 548 20,095 Walgreen Co.............................................. 13,060 460,104 WD-40 Co................................................. 1,000 47,860 Weis Markets, Inc........................................ 1,883 77,504 Whole Foods Market, Inc.................................. 900 85,257 ----------- Total Consumer Staples...................................... 14,805,551 ----------- Energy -- (11.5%) Adams Resources & Energy, Inc............................ 317 9,643 Alon USA Energy, Inc..................................... 2,591 34,020 #*Alpha Natural Resources, Inc............................. 6,127 52,508 Anadarko Petroleum Corp.................................. 9,012 620,116 Apache Corp.............................................. 8,922 738,295 #*Approach Resources, Inc.................................. 1,880 46,304 #Arch Coal, Inc........................................... 4,556 36,266 *Atwood Oceanics, Inc..................................... 5,493 262,565 Baker Hughes, Inc........................................ 11,900 499,443 #*Basic Energy Services, Inc............................... 2,200 22,858 #Berry Petroleum Co. Class A.............................. 2,865 110,331 #*Bill Barrett Corp........................................ 4,169 95,512 Bolt Technology Corp..................................... 600 8,640 *BPZ Resources, Inc....................................... 8,963 25,813 Bristow Group, Inc....................................... 2,681 133,836 #*C&J Energy Services, Inc................................. 1,656 32,093 Cabot Oil & Gas Corp..................................... 6,063 284,840 *Cal Dive International, Inc.............................. 1,016 1,280 *Callon Petroleum Co...................................... 3,100 17,732 *Cameron International Corp............................... 5,296 268,189 #CARBO Ceramics, Inc...................................... 400 29,580 *Carrizo Oil & Gas, Inc................................... 2,917 78,234 #*Cheniere Energy, Inc..................................... 5,300 85,277 773 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Energy -- (Continued) #Chesapeake Energy Corp.................................... 12,000 $ 243,120 Chevron Corp.............................................. 47,998 5,289,860 Cimarex Energy Co......................................... 2,442 139,634 *Clayton Williams Energy, Inc.............................. 900 38,115 #*Clean Energy Fuels Corp................................... 6,207 71,070 *Cloud Peak Energy, Inc.................................... 5,067 106,914 #*Cobalt International Energy, Inc.......................... 4,629 96,329 *Comstock Resources, Inc................................... 3,529 60,416 *Concho Resources, Inc..................................... 2,628 226,323 ConocoPhillips............................................ 31,784 1,838,704 CONSOL Energy, Inc........................................ 9,500 334,020 *Contango Oil & Gas Co..................................... 826 40,606 #*Continental Resources, Inc................................ 800 57,488 Core Laboratories NV...................................... 500 51,830 *Crimson Exploration, Inc.................................. 3,320 12,018 Crosstex Energy, Inc...................................... 5,119 70,028 *Dawson Geophysical Co..................................... 600 14,334 Delek US Holdings, Inc.................................... 3,602 92,752 *Denbury Resources, Inc.................................... 14,827 227,298 Devon Energy Corp......................................... 7,332 426,796 #Diamond Offshore Drilling, Inc............................ 4,536 314,073 *Double Eagle Petroleum Co................................. 600 3,006 #*Dresser-Rand Group, Inc................................... 800 41,224 *Dril-Quip, Inc............................................ 2,246 155,558 #*Endeavour International Corp.............................. 2,609 18,941 Energen Corp.............................................. 1,158 54,021 Energy XXI (Bermuda), Ltd................................. 2,800 92,680 *ENGlobal Corp............................................. 1,300 533 EOG Resources, Inc........................................ 5,206 606,447 *EPL Oil & Gas, Inc........................................ 4,069 88,053 #EQT Corp.................................................. 1,300 78,819 *Evolution Petroleum Corp.................................. 900 7,380 #EXCO Resources, Inc....................................... 23,550 190,755 *Exterran Holdings, Inc.................................... 5,613 112,148 Exxon Mobil Corp.......................................... 53,888 4,912,969 *FieldPoint Petroleum Corp................................. 100 422 *FMC Technologies, Inc..................................... 1,700 69,530 *Forest Oil Corp........................................... 5,900 44,722 *Geospace Technologies Corp................................ 600 38,838 *Gevo, Inc................................................. 415 838 *Global Geophysical Services, Inc.......................... 2,129 9,836 *Green Plains Renewable Energy, Inc........................ 2,274 17,578 Gulf Island Fabrication, Inc.............................. 1,358 32,225 *Gulfmark Offshore, Inc. Class A........................... 1,928 62,313 *Gulfport Energy Corp...................................... 3,229 107,138 #*Halcon Resources Corp..................................... 3,670 23,745 Halliburton Co............................................ 11,116 358,936 #*Harvest Natural Resources, Inc............................ 4,100 35,793 #*Heckmann Corp............................................. 8,101 28,354 *Helix Energy Solutions Group, Inc......................... 9,213 159,293 Helmerich & Payne, Inc.................................... 3,400 162,520 *Hercules Offshore, Inc.................................... 9,694 46,143 Hess Corp................................................. 5,612 293,283 HollyFrontier Corp........................................ 8,532 329,591 *Hornbeck Offshore Services, Inc........................... 3,731 129,242 #*ION Geophysical Corp...................................... 11,405 73,676 #*James River Coal Co....................................... 1,300 6,513 *Key Energy Services, Inc.................................. 8,901 58,213 Kinder Morgan, Inc........................................ 4,229 146,789 *Kodiak Oil & Gas Corp..................................... 18,474 170,700 #Lufkin Industries, Inc.................................... 800 40,008 774 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Energy -- (Continued) #*Magnum Hunter Resources Corp.............................. 5,979 $ 22,840 Marathon Oil Corp......................................... 13,144 395,109 Marathon Petroleum Corp................................... 9,302 510,959 *Matrix Service Co......................................... 2,100 22,029 *McDermott International, Inc.............................. 11,001 117,821 #*McMoran Exploration Co.................................... 10,190 121,567 *Mitcham Industries, Inc................................... 900 12,195 Murphy Oil Corp........................................... 8,868 532,080 *Nabors Industries, Ltd.................................... 10,795 145,625 National Oilwell Varco, Inc............................... 10,918 804,657 *Natural Gas Services Group, Inc........................... 1,108 17,573 *Newfield Exploration Co................................... 7,284 197,542 *Newpark Resources, Inc.................................... 7,154 48,576 Noble Corp................................................ 10,588 399,591 Noble Energy, Inc......................................... 4,099 389,446 #Nordic American Tankers, Ltd.............................. 168 1,411 #*Northern Oil & Gas, Inc................................... 2,700 40,932 *Oasis Petroleum, Inc...................................... 2,400 70,488 Occidental Petroleum Corp................................. 16,977 1,340,504 Oceaneering International, Inc............................ 1,748 91,473 *Oil States International, Inc............................. 2,194 160,381 #Overseas Shipholding Group, Inc........................... 1,675 1,876 Panhandle Oil & Gas, Inc. Class A......................... 600 16,248 *Parker Drilling Co........................................ 7,482 32,397 #Patterson-UTI Energy, Inc................................. 12,755 206,376 *PDC Energy, Inc........................................... 2,622 79,368 #Peabody Energy Corp....................................... 2,800 78,120 Penn Virginia Corp........................................ 4,549 20,561 *PetroQuest Energy, Inc.................................... 4,703 28,688 *PHI, Inc. Non-Voting...................................... 800 25,032 Phillips 66............................................... 12,916 609,119 *Pioneer Energy Services Corp.............................. 5,857 38,656 Pioneer Natural Resources Co.............................. 4,205 444,258 *Plains Exploration & Production Co........................ 5,153 183,756 *PostRock Energy Corp...................................... 100 164 QEP Resources, Inc........................................ 6,300 182,700 #*Quicksilver Resources, Inc................................ 9,302 35,999 #Range Resources Corp...................................... 1,800 117,648 *Rentech, Inc.............................................. 5,699 14,703 *Rex Energy Corp........................................... 5,773 76,435 *RigNet, Inc............................................... 58 1,077 *Rosetta Resources, Inc.................................... 1,594 73,388 *Rowan Cos. P.L.C. Class A................................. 8,480 268,901 #RPC, Inc.................................................. 6,150 70,479 #*SandRidge Energy, Inc..................................... 23,137 143,912 *SEACOR Holdings, Inc...................................... 1,688 148,054 *SemGroup Corp. Class A.................................... 2,300 88,872 Ship Finance International, Ltd........................... 6,232 95,848 SM Energy Co.............................................. 1,624 87,566 *Southwestern Energy Co.................................... 8,178 283,777 Spectra Energy Corp....................................... 3,880 112,016 *Stone Energy Corp......................................... 3,531 83,296 *Superior Energy Services, Inc............................. 7,196 146,295 *Swift Energy Co........................................... 2,735 45,702 Targa Resources Corp...................................... 1,400 71,302 Teekay Corp............................................... 6,011 183,997 *Tesco Corp................................................ 2,624 23,117 Tesoro Corp............................................... 9,660 364,279 *TETRA Technologies, Inc................................... 4,338 23,208 *TGC Industries, Inc....................................... 1,446 10,643 Tidewater, Inc............................................ 3,771 179,160 775 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Energy -- (Continued) Transocean, Ltd.......................................... 8,000 $ 365,520 #*Triangle Petroleum Corp.................................. 1,767 11,291 #*Ultra Petroleum Corp..................................... 3,300 75,273 *Union Drilling, Inc...................................... 1,200 7,788 *Unit Corp................................................ 4,009 161,763 #*USEC, Inc................................................ 4,600 3,107 *VAALCO Energy, Inc....................................... 4,700 38,399 Valero Energy Corp....................................... 15,151 440,894 #W&T Offshore, Inc........................................ 6,430 108,988 *Warren Resources, Inc.................................... 5,300 15,105 *Weatherford International, Ltd........................... 27,432 309,982 #Western Refining, Inc.................................... 7,565 188,142 *Westmoreland Coal Co..................................... 100 1,028 *Whiting Petroleum Corp................................... 3,200 134,464 *Willbros Group, Inc...................................... 4,078 20,839 Williams Cos., Inc. (The)................................ 5,138 179,779 #World Fuel Services Corp................................. 3,700 128,390 #*WPX Energy, Inc......................................... 1,000 16,940 ----------- Total Energy................................................ 34,401,360 ----------- Financials -- (20.8%) 1st Source Corp.......................................... 1,800 39,978 *1st United Bancorp, Inc.................................. 1,593 9,574 ACE, Ltd................................................. 8,173 642,806 *Affiliated Managers Group, Inc........................... 2,100 265,650 Aflac, Inc............................................... 12,653 629,866 *Alexander & Baldwin, Inc................................. 3,095 89,538 *Allegheny Corp........................................... 693 240,887 Alliance Financial Corp.................................. 164 7,426 Allied World Assurance Co. Holdings AG................... 2,911 233,753 Allstate Corp. (The)..................................... 11,254 449,935 Alterra Capital Holdings, Ltd............................ 7,990 195,196 *Altisource Portfolio Solutions SA........................ 756 85,806 *American Capital, Ltd.................................... 26,965 317,917 American Equity Investment Life Holding Co............... 6,255 71,995 American Express Co...................................... 7,100 397,387 American Financial Group, Inc............................ 7,882 305,822 *American International Group, Inc........................ 16,538 577,672 American National Insurance Co........................... 934 68,238 *American Safety Insurance Holdings, Ltd.................. 782 13,185 Ameriprise Financial, Inc................................ 7,545 440,402 *Ameris Bancorp........................................... 1,761 18,790 *AMERISAFE, Inc........................................... 1,338 35,122 *AmeriServ Financial, Inc................................. 300 879 #AmTrust Financial Services, Inc.......................... 6,196 149,943 Aon P.L.C................................................ 6,764 364,918 *Arch Capital Group, Ltd.................................. 5,543 244,723 Argo Group International Holdings, Ltd................... 1,750 60,200 #Arrow Financial Corp..................................... 873 21,301 Artio Global Investors, Inc.............................. 1,400 3,332 Aspen Insurance Holdings, Ltd............................ 5,957 192,709 Associated Banc-Corp..................................... 14,391 185,500 Assurant, Inc............................................ 5,843 220,924 Assured Guaranty, Ltd.................................... 12,503 173,667 #Astoria Financial Corp................................... 7,522 75,446 *AV Homes, Inc............................................ 800 11,760 Axis Capital Holdings, Ltd............................... 7,067 255,967 Baldwin & Lyons, Inc. Class B............................ 900 21,915 Bancfirst Corp........................................... 940 41,322 *Bancorp, Inc. (The)...................................... 2,500 28,425 #BancorpSouth, Inc........................................ 9,717 137,496 776 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *BancTrust Financial Group, Inc........................... 400 $ 1,136 Bank Mutual Corp......................................... 3,171 14,301 Bank of America Corp..................................... 248,722 2,318,089 Bank of Commerce Holdings................................ 300 1,374 #Bank of Hawaii Corp...................................... 3,166 139,811 Bank of New York Mellon Corp. (The)...................... 28,641 707,719 Bank of the Ozarks, Inc.................................. 3,689 120,778 BankFinancial Corp....................................... 1,124 9,026 BankUnited, Inc.......................................... 3,679 87,229 Banner Corp.............................................. 1,738 50,385 Bar Harbor Bankshares.................................... 27 957 BB&T Corp................................................ 19,089 552,627 *BBCN Bancorp, Inc........................................ 7,697 91,825 *Beneficial Mutual Bancorp, Inc........................... 5,210 49,391 *Berkshire Hathaway, Inc. Class B......................... 11,245 971,006 Berkshire Hills Bancorp, Inc............................. 1,648 38,695 BGC Partners, Inc. Class A............................... 510 2,387 BlackRock, Inc........................................... 3,188 604,700 *BofI Holding, Inc........................................ 900 25,308 BOK Financial Corp....................................... 2,254 132,197 Boston Private Financial Holdings, Inc................... 6,465 59,607 Brookline Bancorp, Inc................................... 6,753 57,265 Brown & Brown, Inc....................................... 10,040 256,522 Bryn Mawr Bank Corp...................................... 1,000 22,640 Calamos Asset Management, Inc. Class A................... 1,542 16,654 Camden National Corp..................................... 553 19,300 *Cape Bancorp, Inc........................................ 300 2,658 *Capital Bank Financial Corp. Class A..................... 64 1,122 #*Capital City Bank Group, Inc............................. 900 9,135 Capital One Financial Corp............................... 14,599 878,422 Capital Southwest Corp................................... 100 10,775 CapitalSource, Inc....................................... 20,222 159,956 Capitol Federal Financial, Inc........................... 13,166 156,807 Cardinal Financial Corp.................................. 2,617 41,793 #Cash America International, Inc.......................... 1,841 71,965 Cathay General Bancorp................................... 7,425 131,348 #CBOE Holdings, Inc....................................... 1,303 38,425 *CBRE Group, Inc. Class A................................. 3,700 66,674 Center Bancorp, Inc...................................... 980 11,162 Centerstate Banks, Inc................................... 1,997 17,314 *Central Pacific Financial Corp........................... 2,177 31,283 Charles Schwab Corp. (The)............................... 7,501 101,864 Chemical Financial Corp.................................. 2,098 49,345 Chubb Corp. (The)........................................ 6,526 502,371 Cincinnati Financial Corp................................ 9,079 361,707 *CIT Group, Inc........................................... 10,812 402,423 Citigroup, Inc........................................... 62,695 2,344,166 Citizens Holding Co...................................... 160 2,995 *Citizens, Inc............................................ 3,580 36,480 #City Holding Co.......................................... 1,200 42,144 City National Corp....................................... 4,416 225,658 Clifton Savings Bancorp, Inc............................. 1,500 16,590 CME Group, Inc........................................... 8,075 451,635 CNA Financial Corp....................................... 2,259 66,369 CNB Financial Corp....................................... 590 10,136 CNO Financial Group, Inc................................. 17,267 165,418 CoBiz Financial, Inc..................................... 3,215 22,923 #Cohen & Steers, Inc...................................... 1,241 34,736 Columbia Banking System, Inc............................. 3,029 53,644 Comerica, Inc............................................ 10,804 322,067 Commerce Bancshares, Inc................................. 7,313 278,479 777 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Financials -- (Continued) Community Bank System, Inc.................................. 3,209 $ 88,536 *Community Bankers Trust Corp................................ 100 279 Community Trust Bancorp, Inc................................ 1,298 44,028 *CompuCredit Holdings Corp................................... 886 3,393 Consolidated-Tokoma Land Co................................. 300 9,846 *Cowen Group, Inc. Class A................................... 4,766 12,106 Crawford & Co. Class A...................................... 900 3,924 Crawford & Co. Class B...................................... 1,100 6,061 *Credit Acceptance Corp...................................... 632 51,603 #Cullen/Frost Bankers, Inc................................... 5,135 283,965 CVB Financial Corp.......................................... 9,139 98,884 *DFC Global Corp............................................. 4,457 75,100 Diamond Hill Investment Group, Inc.......................... 60 4,619 Dime Community Bancshares, Inc.............................. 2,844 41,238 Discover Financial Services................................. 6,717 275,397 Donegal Group, Inc. Class A................................. 1,577 20,438 *Doral Financial Corp........................................ 2,400 2,280 Duff & Phelps Corp.......................................... 3,160 39,279 *E*Trade Financial Corp...................................... 20,500 171,380 East West Bancorp, Inc...................................... 11,931 254,011 Eastern Insurance Holdings, Inc............................. 255 4,289 #Eaton Vance Corp............................................ 2,058 57,912 *eHealth, Inc................................................ 1,477 32,051 EMC Insurance Group, Inc.................................... 651 14,569 Employers Holdings, Inc..................................... 2,663 48,600 Endurance Specialty Holdings, Ltd........................... 3,103 125,827 *Enstar Group, Ltd........................................... 1,015 101,500 Enterprise Financial Services Corp.......................... 800 11,200 Epoch Holding Corp.......................................... 800 17,536 Erie Indemnity Co. Class A.................................. 1,500 93,330 ESB Financial Corp.......................................... 415 5,598 ESSA Bancorp, Inc........................................... 800 8,064 Evercore Partners, Inc. Class A............................. 3,100 86,490 Everest Re Group, Ltd....................................... 2,809 311,939 *EZCORP, Inc. Class A........................................ 2,607 51,254 FBL Financial Group, Inc. Class A........................... 1,900 64,847 Federal Agricultural Mortgage Corp. Class C................. 600 16,902 #Federated Investors, Inc. Class B........................... 3,600 83,664 Fidelity National Financial, Inc. Class A................... 11,937 255,571 Fidelity Southern Corp...................................... 648 6,348 Fifth Third Bancorp......................................... 21,375 310,579 Financial Institutions, Inc................................. 944 17,974 *First Acceptance Corp....................................... 900 1,089 First American Financial Corp............................... 8,944 203,476 *First BanCorp............................................... 4,411 18,703 First Bancorp............................................... 1,100 11,495 First Bancorp, Inc.......................................... 181 2,983 First Busey Corp............................................ 5,363 25,313 *First California Financial Group, Inc....................... 1,950 13,162 *First Cash Financial Services, Inc......................... 2,037 90,972 First Citizens BancShares, Inc. Class A..................... 337 56,869 First Commonwealth Financial Corp........................... 10,031 65,703 First Community Bancshares, Inc............................. 1,200 17,976 First Defiance Financial Corp............................... 674 11,930 First Financial Bancorp..................................... 5,328 83,650 #First Financial Bankshares, Inc............................. 2,101 76,119 First Financial Corp........................................ 959 29,336 First Financial Holdings, Inc............................... 1,300 18,330 *First Financial Northwest, Inc.............................. 1,000 7,900 #First Horizon National Corp................................. 17,398 161,975 First Interstate BancSystem, Inc............................ 877 13,181 778 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) *First Marblehead Corp. (The)........................... 300 $ 282 First Merchants Corp................................... 2,666 39,217 First Midwest Bancorp, Inc............................. 4,872 60,267 First Niagara Financial Group, Inc..................... 21,825 180,711 First Pactrust Bancorp, Inc............................ 500 5,880 #First Republic Bank.................................... 4,311 148,083 *First South Bancorp, Inc............................... 100 540 *FirstCity Financial Corp............................... 407 3,293 #FirstMerit Corp........................................ 9,375 129,938 Flagstone Reinsurance Holdings SA...................... 3,968 35,077 Flushing Financial Corp................................ 2,159 33,572 FNB Corp............................................... 13,434 144,147 *Forest City Enterprises, Inc. Class A.................. 10,443 167,610 *Forestar Group, Inc.................................... 2,315 37,063 Fox Chase Bancorp, Inc................................. 906 14,097 Franklin Resources, Inc................................ 800 102,240 Fulton Financial Corp.................................. 16,819 163,481 FXCM, Inc.............................................. 301 2,709 *Gain Capital Holdings, Inc............................. 56 258 Gallagher (Arthur J.) & Co............................. 1,273 45,115 GAMCO Investors, Inc. Class A.......................... 300 14,700 *Genworth Financial, Inc. Class A....................... 11,459 68,296 German American Bancorp, Inc........................... 1,018 22,956 GFI Group, Inc......................................... 8,349 26,383 Glacier Bancorp, Inc................................... 6,942 100,659 *Global Indemnity P.L.C................................. 1,457 32,316 Goldman Sachs Group, Inc. (The)........................ 10,747 1,315,325 Great Southern Bancorp, Inc............................ 890 25,249 #*Green Dot Corp. Class A................................ 763 7,775 #Greenhill & Co., Inc................................... 416 19,852 *Greenlight Capital Re, Ltd. Class A.................... 2,778 70,978 *Guaranty Bancorp....................................... 1,300 2,379 *Hallmark Financial Services, Inc....................... 1,226 9,354 Hancock Holding Co..................................... 6,128 193,584 *Hanmi Financial Corp................................... 2,521 31,286 Hanover Insurance Group, Inc. (The).................... 2,807 101,361 *Harris & Harris Group, Inc............................. 1,900 6,517 Hartford Financial Services Group, Inc................. 20,349 441,777 HCC Insurance Holdings, Inc............................ 8,393 299,127 Heartland Financial USA, Inc........................... 1,212 34,784 #*Heritage Commerce Corp................................. 1,500 9,885 Heritage Financial Corp................................ 707 9,778 Heritage Financial Group, Inc.......................... 299 4,001 *HFF, Inc. Class A...................................... 2,515 35,034 *Hilltop Holdings, Inc.................................. 4,600 62,514 *Home Bancorp, Inc...................................... 500 9,455 Home BancShares, Inc................................... 2,069 71,670 Home Federal Bancorp, Inc.............................. 1,034 11,808 Homeowners Choice, Inc................................. 1,045 23,199 HopFed Bancorp, Inc.................................... 6 47 Horace Mann Educators Corp............................. 3,333 64,027 Horizon Bancorp........................................ 300 8,700 *Howard Hughes Corp. (The).............................. 1,328 92,960 Hudson City Bancorp, Inc............................... 25,524 216,571 Hudson Valley Holding Corp............................. 983 15,836 Huntington Bancshares, Inc............................. 40,414 258,245 IBERIABANK Corp........................................ 3,146 156,639 *ICG Group, Inc......................................... 2,827 29,627 *Imperial Holdings, Inc................................. 33 116 Independence Holding Co................................ 330 2,884 Independent Bank Corp. (453836108)..................... 1,600 47,216 779 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) *Independent Bank Corp. (453838609)........................ 40 $ 138 Interactive Brokers Group, Inc. Class A................... 3,764 53,637 *IntercontinentalExchange, Inc............................. 1,278 167,418 International Bancshares Corp............................. 4,324 78,481 *Intervest Bancshares Corp. Class A........................ 850 3,528 *INTL. FCStone, Inc........................................ 1,274 23,607 Invesco, Ltd.............................................. 20,406 496,274 *Investment Technology Group, Inc.......................... 2,400 20,256 *Investors Bancorp, Inc.................................... 7,651 137,641 Janus Capital Group, Inc.................................. 19,811 168,394 Jefferies Group, Inc...................................... 9,036 128,673 JMP Group, Inc............................................ 1,310 7,257 Jones Lang LaSalle, Inc................................... 3,145 244,492 JPMorgan Chase & Co....................................... 70,982 2,958,530 Kaiser Federal Financial Group, Inc....................... 454 7,005 #KBW, Inc.................................................. 2,251 36,579 Kearny Financial Corp..................................... 2,195 20,743 Kemper Corp............................................... 4,918 152,458 Kennedy-Wilson Holdings, Inc.............................. 3,065 43,523 KeyCorp................................................... 43,964 370,177 *Knight Capital Group, Inc. Class A........................ 6,735 17,713 Lakeland Bancorp, Inc..................................... 2,052 20,376 Lakeland Financial Corp................................... 1,146 30,587 Legg Mason, Inc........................................... 11,330 288,688 #Life Partners Holdings, Inc............................... 1,000 2,540 Lincoln National Corp..................................... 15,569 385,956 LNB Bancorp, Inc.......................................... 500 2,985 Loews Corp................................................ 8,380 354,306 *Louisiana Bancorp, Inc.................................... 100 1,637 LPL Financial Holdings, Inc............................... 3,365 98,258 #M&T Bank Corp............................................. 4,959 516,232 *Macatawa Bank Corp........................................ 1,400 4,326 Maiden Holdings, Ltd...................................... 3,700 31,265 MainSource Financial Group, Inc........................... 1,400 17,528 *Markel Corp............................................... 450 212,373 #MarketAxess Holdings, Inc................................ 2,093 65,385 Marlin Business Services Corp............................. 680 15,361 Marsh & McLennan Cos., Inc................................ 3,730 126,932 MB Financial, Inc......................................... 5,192 105,190 *MBIA, Inc................................................. 16,213 160,509 *MBT Financial Corp........................................ 145 418 MCG Capital Corp.......................................... 6,000 27,960 Meadowbrook Insurance Group, Inc.......................... 2,627 14,764 Medallion Financial Corp.................................. 1,523 19,053 *Mercantile Bank Corp...................................... 625 10,331 Merchants Bancshares, Inc................................. 444 13,000 Mercury General Corp...................................... 4,603 186,560 *Meridian Interstate Bancorp, Inc.......................... 1,162 19,626 MetLife, Inc.............................................. 24,506 869,718 *Metro Bancorp, Inc........................................ 900 11,682 *MGIC Investment Corp...................................... 12,754 21,937 MidSouth Bancorp, Inc..................................... 600 9,300 Montpelier Re Holdings, Ltd............................... 4,472 102,275 Moody's Corp.............................................. 2,500 120,400 Morgan Stanley............................................ 27,166 472,145 #*MSCI, Inc................................................. 3,492 94,074 NASDAQ OMX Group, Inc. (The).............................. 9,288 221,147 *National Financial Partners Corp.......................... 3,393 62,262 National Interstate Corp.................................. 1,011 26,235 National Penn Bancshares, Inc............................. 15,874 141,755 *Navigators Group, Inc. (The).............................. 900 47,772 780 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Financials -- (Continued) NBT Bancorp, Inc....................................... 2,554 $ 54,324 Nelnet, Inc. Class A................................... 2,555 62,368 *Netspend Holdings, Inc................................. 1,731 18,539 New Hampshire Thrift Bancshares, Inc................... 300 3,954 #New York Community Bancorp, Inc........................ 22,096 306,251 *NewBridge Bancorp...................................... 500 2,155 *NewStar Financial, Inc................................. 3,876 48,450 Nicholas Financial, Inc................................ 82 1,067 Northeast Community Bancorp, Inc....................... 436 2,363 Northern Trust Corp.................................... 8,307 396,908 Northfield Bancorp, Inc................................ 2,091 33,958 Northrim Bancorp, Inc.................................. 400 9,012 Northwest Bancshares, Inc.............................. 8,254 98,223 NYSE Euronext.......................................... 13,318 329,754 OceanFirst Financial Corp.............................. 1,430 19,934 *Ocwen Financial Corp................................... 9,336 360,090 Old National Bancorp................................... 7,125 87,424 Old Republic International Corp........................ 21,763 215,018 *OmniAmerican Bancorp, Inc.............................. 794 18,175 OneBeacon Insurance Group, Ltd. Class A................ 1,262 17,037 Oppenheimer Holdings, Inc. Class A..................... 900 14,652 Oriental Financial Group, Inc.......................... 3,236 38,120 Oritani Financial Corp................................. 4,000 61,120 *Pacific Capital Bancorp................................ 700 32,137 Pacific Continental Corp............................... 1,246 11,575 PacWest Bancorp........................................ 2,911 65,498 #Park National Corp..................................... 1,052 70,011 *Park Sterling Corp..................................... 2,086 10,430 PartnerRe, Ltd......................................... 3,430 277,830 Peapack-Gladstone Financial Corp....................... 69 1,069 Penns Woods Bancorp, Inc............................... 229 9,281 Peoples Bancorp, Inc................................... 848 18,062 People's United Financial, Inc......................... 19,276 231,890 #*PHH Corp............................................... 5,872 122,196 *Phoenix Cos, Inc. (The)................................ 193 5,817 *PICO Holdings, Inc..................................... 1,698 37,594 *Pinnacle Financial Partners, Inc....................... 2,990 58,454 *Piper Jaffray Cos., Inc................................ 1,000 26,850 Platinum Underwriters Holdings, Ltd.................... 3,534 156,910 PNC Financial Services Group, Inc...................... 13,237 770,261 *Popular, Inc........................................... 1,015 19,620 *Preferred Bank......................................... 475 6,750 Presidential Life Corp................................. 1,823 25,486 Primerica, Inc......................................... 5,667 160,149 Principal Financial Group, Inc......................... 13,831 380,906 PrivateBancorp, Inc.................................... 7,329 118,437 ProAssurance Corp...................................... 2,133 190,690 #Progressive Corp. (The)................................ 7,335 163,570 #Prosperity Bancshares, Inc............................. 4,424 185,189 Protective Life Corp................................... 6,668 182,036 Provident Financial Holdings, Inc...................... 600 8,862 Provident Financial Services, Inc...................... 6,358 95,370 Provident New York Bancorp............................. 2,665 24,331 Prudential Financial, Inc.............................. 11,320 645,806 #Pulaski Financial Corp................................. 751 6,429 QC Holdings, Inc....................................... 900 3,042 #Radian Group, Inc...................................... 10,400 48,776 Raymond James Financial, Inc........................... 5,061 193,027 Regions Financial Corp................................. 79,211 516,456 Reinsurance Group of America, Inc...................... 4,129 218,507 RenaissanceRe Holdings, Ltd............................ 2,776 225,855 781 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) Renasant Corp.......................................... 1,881 $ 34,629 Republic Bancorp, Inc. Class A......................... 1,292 27,933 *Republic First Bancorp, Inc............................ 1,200 2,556 Resource America, Inc. Class A......................... 852 5,760 *Riverview Bancorp, Inc................................. 100 165 RLI Corp............................................... 1,738 118,497 Rockville Financial, Inc............................... 2,137 28,401 Roma Financial Corp.................................... 1,502 13,233 S&T Bancorp, Inc....................................... 2,253 39,585 S.Y. Bancorp, Inc...................................... 1,000 23,580 *Safeguard Scientifics, Inc............................. 1,663 26,359 Safety Insurance Group, Inc............................ 1,159 53,720 Sandy Spring Bancorp, Inc.............................. 1,810 34,607 SCBT Financial Corp.................................... 1,021 40,513 SeaBright Holdings, Inc................................ 1,689 18,528 SEI Investments Co..................................... 3,916 85,682 Selective Insurance Group, Inc......................... 5,255 97,165 SI Financial Group, Inc................................ 243 2,673 Sierra Bancorp......................................... 844 9,495 #*Signature Bank......................................... 2,603 185,438 Simmons First National Corp. Class A................... 1,400 34,846 SLM Corp............................................... 13,424 235,994 Southside Bancshares, Inc.............................. 1,420 28,988 *Southwest Bancorp, Inc................................. 1,486 16,034 #*St. Joe Co. (The)...................................... 6,352 125,770 StanCorp Financial Group, Inc.......................... 3,200 109,920 State Auto Financial Corp.............................. 2,912 47,000 State Street Corp...................................... 12,858 573,081 StellarOne Corp........................................ 1,714 23,516 Sterling Bancorp....................................... 1,909 18,231 #Stewart Information Services Corp...................... 1,509 35,190 #*Stifel Financial Corp.................................. 4,606 146,010 *Suffolk Bancorp........................................ 510 7,660 *Sun Bancorp, Inc....................................... 4,675 14,446 SunTrust Banks, Inc.................................... 15,087 410,366 Susquehanna Bancshares, Inc............................ 15,596 161,731 *SVB Financial Group.................................... 3,691 208,874 *SWS Group, Inc......................................... 700 3,983 Symetra Financial Corp................................. 5,281 63,108 Synovus Financial Corp................................. 64,460 157,927 T. Rowe Price Group, Inc............................... 900 58,446 #*Taylor Capital Group, Inc.............................. 1,733 32,372 #TCF Financial Corp..................................... 11,444 130,919 TD Ameritrade Holding Corp............................. 11,960 187,652 *Tejon Ranch Co......................................... 1,483 44,401 Territorial Bancorp, Inc............................... 900 20,340 #*Texas Capital Bancshares, Inc......................... 3,227 153,186 TF Financial Corp...................................... 39 874 *TFS Financial Corp..................................... 11,859 106,138 Thomas Properties Group, Inc........................... 4,550 24,297 Tompkins Financial Corp................................ 1,033 41,816 Torchmark Corp......................................... 3,963 200,488 Tower Group, Inc....................................... 2,650 47,753 #TowneBank.............................................. 2,000 31,140 Travelers Cos., Inc. (The)............................. 10,200 723,588 *Tree.com, Inc.......................................... 973 14,060 TriCo Bancshares....................................... 1,059 17,791 TrustCo Bank Corp...................................... 7,124 39,752 Trustmark Corp......................................... 5,300 124,391 U.S. Bancorp........................................... 36,391 1,208,545 #UMB Financial Corp..................................... 3,374 150,244 782 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) Umpqua Holdings Corp.................................... 8,401 $ 101,568 Union First Market Bankshares Corp...................... 1,764 27,695 #United Bankshares, Inc.................................. 3,736 89,029 *United Community Banks, Inc............................. 2,039 17,739 *United Community Financial Corp......................... 2,400 9,144 United Financial Bancorp, Inc........................... 1,035 15,908 United Fire Group, Inc.................................. 1,591 37,818 #*United Security Bancshares.............................. 349 1,047 Universal Insurance Holdings, Inc....................... 2,899 11,451 Univest Corp. of Pennsylvania........................... 1,300 21,996 Unum Group.............................................. 10,900 221,052 Validus Holdings, Ltd................................... 7,890 282,462 #Valley National Bancorp................................. 14,262 138,912 ViewPoint Financial Group, Inc.......................... 3,195 66,456 *Virginia Commerce Bancorp, Inc.......................... 2,465 22,579 *Virtus Investment Partners, Inc......................... 100 9,600 Waddell & Reed Financial, Inc........................... 1,900 63,327 *Walker & Dunlop, Inc.................................... 777 12,906 Washington Banking Co................................... 1,187 16,226 Washington Federal, Inc................................. 7,509 126,001 Washington Trust Bancorp, Inc........................... 1,189 32,091 *Waterstone Financial, Inc............................... 1,300 7,020 Webster Financial Corp.................................. 7,186 158,092 Wells Fargo & Co........................................ 133,886 4,510,619 WesBanco, Inc........................................... 1,669 36,718 West Bancorporation, Inc................................ 899 9,808 *West Coast Bancorp...................................... 1,552 34,175 #Westamerica Bancorporation.............................. 2,088 92,123 *Western Alliance Bancorp................................ 6,579 67,501 Westfield Financial, Inc................................ 1,934 14,099 Westwood Holdings Group, Inc............................ 360 13,975 Willis Group Holdings P.L.C............................. 5,006 168,552 *Wilshire Bancorp, Inc................................... 6,648 43,278 #Wintrust Financial Corp................................. 3,471 128,253 #*World Acceptance Corp................................... 1,400 93,464 WR Berkley Corp......................................... 5,050 196,394 WSFS Financial Corp..................................... 110 4,659 XL Group P.L.C.......................................... 17,066 422,213 *Yadkin Valley Financial Corp............................ 500 1,600 Zions Bancorporation.................................... 13,040 279,969 ----------- Total Financials........................................... 62,019,646 ----------- Health Care -- (2.6%) *Abaxis, Inc............................................. 500 18,390 #*ABIOMED, Inc............................................ 79 1,566 *Accuray, Inc............................................ 5,614 39,073 *Albany Molecular Research, Inc.......................... 1,700 6,018 #*Align Technology, Inc................................... 1,710 45,452 *Allscripts Healthcare Solutions, Inc.................... 8,620 111,370 #AmerisourceBergen Corp.................................. 2,820 111,221 Analogic Corp........................................... 1,046 77,048 *AngioDynamics, Inc...................................... 1,785 19,153 *Anika Therapeutics, Inc................................. 897 10,055 *ArthroCare Corp......................................... 2,129 64,040 #*athenahealth, Inc....................................... 617 39,667 Atrion Corp............................................. 100 20,324 Bard (C.R.), Inc........................................ 900 86,571 *BioClinica, Inc......................................... 823 5,160 *Boston Scientific Corp.................................. 77,030 395,934 *Bovie Medical Corp...................................... 200 750 *Bruker Corp............................................. 5,422 65,552 783 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Health Care -- (Continued) *Cambrex Corp................................................ 3,800 $ 45,904 Cantel Medical Corp......................................... 2,014 52,384 Cardinal Health, Inc........................................ 4,478 184,180 *CareFusion Corp............................................. 11,418 303,262 #*Cepheid, Inc................................................ 1,468 44,495 *Cerner Corp................................................. 600 45,714 *Charles River Laboratories International, Inc............... 2,026 75,610 #*Codexis, Inc................................................ 2,200 5,720 Computer Programs & Systems, Inc............................ 397 19,378 CONMED Corp................................................. 2,606 72,082 #*Covance, Inc................................................ 3,517 171,313 CryoLife, Inc............................................... 1,842 11,402 *Cutera, Inc................................................. 600 4,446 *Cyberonics, Inc............................................. 1,400 64,750 *Cynosure, Inc. Class A...................................... 1,100 28,974 DENTSPLY International, Inc................................. 5,200 191,568 *Digirad Corp................................................ 600 1,290 #*Edwards Lifesciences Corp................................... 1,400 121,562 *Epocrates, Inc.............................................. 1,117 10,924 *Exactech, Inc............................................... 760 12,692 #*Genomic Health, Inc......................................... 300 9,375 *Greatbatch, Inc............................................. 1,800 39,564 *Haemonetics Corp............................................ 1,842 150,491 *HealthStream, Inc........................................... 1,333 34,045 *Henry Schein, Inc........................................... 3,073 226,726 Hill-Rom Holdings, Inc...................................... 4,727 132,781 *Hologic, Inc................................................ 300 6,186 *ICU Medical, Inc............................................ 1,565 92,851 #*IDEXX Laboratories, Inc..................................... 600 57,720 *Integra LifeSciences Holdings Corp.......................... 2,260 86,445 #*Intuitive Surgical, Inc..................................... 200 108,444 Invacare Corp............................................... 2,100 28,665 *IRIS International, Inc..................................... 1,400 27,286 LeMaitre Vascular, Inc...................................... 800 4,800 *Luminex Corp................................................ 1,229 19,762 #*Masimo Corp................................................. 1,651 36,272 McKesson Corp............................................... 1,600 149,296 *MedAssets, Inc.............................................. 5,384 95,458 *Medical Action Industries, Inc.............................. 700 2,065 *Medidata Solutions, Inc..................................... 924 38,826 Medtronic, Inc.............................................. 11,900 494,802 #Meridian Bioscience, Inc.................................... 160 3,160 *Merit Medical Systems, Inc.................................. 3,786 54,670 *Mettler Toledo International, Inc........................... 400 67,748 *MWI Veterinary Supply, Inc.................................. 316 33,186 *Natus Medical, Inc.......................................... 2,472 27,934 *NuVasive, Inc............................................... 4,501 64,904 *Omnicell, Inc............................................... 3,791 55,273 *OraSure Technologies, Inc................................... 2,000 18,120 *Orthofix International NV................................... 1,246 49,416 #Owens & Minor, Inc.......................................... 5,482 156,073 *Palomar Medical Technologies, Inc........................... 1,300 11,219 *PAREXEL International Corp.................................. 4,851 148,877 Patterson Cos., Inc......................................... 6,855 228,957 *PharMerica Corp............................................. 1,793 21,910 #*PhotoMedex, Inc............................................. 13 173 #*PSS World Medical, Inc...................................... 4,352 124,554 Quality Systems, Inc........................................ 947 16,525 #*Quidel Corp................................................. 2,111 37,006 #ResMed, Inc................................................. 5,350 213,679 *Rochester Medical Corp...................................... 942 9,882 784 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Health Care -- (Continued) *RTI Biologics, Inc..................................... 3,864 $ 15,688 *Sirona Dental Systems, Inc............................. 3,126 178,995 *Solta Medical, Inc..................................... 7,638 22,532 *Spectranetics Corp..................................... 1,700 24,752 St. Jude Medical, Inc.................................. 6,084 232,774 *Staar Surgical Co...................................... 600 3,864 STERIS Corp............................................ 4,190 149,206 Stryker Corp........................................... 3,250 170,950 *Symmetry Medical, Inc.................................. 3,353 30,713 Teleflex, Inc.......................................... 3,400 231,030 *Thoratec Corp.......................................... 2,403 85,787 *Tornier NV............................................. 511 8,738 *TranS1, Inc............................................ 1,149 3,160 Utah Medical Products, Inc............................. 296 10,070 *Varian Medical Systems, Inc............................ 1,000 66,760 *Vascular Solutions, Inc................................ 2,112 31,828 *Waters Corp............................................ 1,000 81,810 West Pharmaceutical Services, Inc...................... 2,742 147,712 *Wright Medical Group, Inc.............................. 3,360 68,275 Young Innovations, Inc................................. 600 20,490 Zimmer Holdings, Inc................................... 6,000 385,260 ---------- Total Health Care......................................... 7,740,514 ---------- Industrials -- (11.8%) 3M Co.................................................. 4,505 394,638 A.O. Smith Corp........................................ 2,750 167,118 AAON, Inc.............................................. 1,698 35,624 AAR Corp............................................... 2,847 42,961 ABM Industries, Inc.................................... 4,022 76,418 *Acacia Research Corp................................... 1,650 42,850 *ACCO Brands Corp....................................... 4,130 29,901 *Accuride Corp.......................................... 1,372 3,663 Aceto Corp............................................. 2,579 25,842 #Acorn Energy, Inc...................................... 1,200 10,212 Actuant Corp. Class A.................................. 5,751 162,408 #Acuity Brands, Inc..................................... 2,355 152,368 *Adept Technology, Inc.................................. 100 400 *ADT Corp. (The)........................................ 5,694 236,358 *Advisory Board Co. (The)............................... 1,400 66,500 *AECOM Technology Corp.................................. 6,853 147,134 *Aegion Corp............................................ 3,171 58,568 *AGCO Corp.............................................. 2,990 136,075 *Air Transport Services Group, Inc...................... 4,074 15,685 Aircastle, Ltd......................................... 3,400 37,842 Alamo Group, Inc....................................... 900 30,150 *Alaska Air Group, Inc.................................. 5,900 225,616 Albany International Corp. Class A..................... 2,300 50,531 *Allegiant Travel Co.................................... 1,250 90,925 Allied Motion Technologies, Inc........................ 400 2,580 Altra Holdings, Inc.................................... 3,013 54,294 Amerco, Inc............................................ 1,427 164,876 *Ameresco, Inc. Class A................................. 1,816 20,085 *American Railcar Industries, Inc....................... 1,634 48,007 *American Reprographics Co.............................. 2,986 11,436 American Science & Engineering, Inc.................... 600 38,148 *American Woodmark Corp................................. 1,228 28,244 AMETEK, Inc............................................ 2,775 98,651 Ampco-Pittsburgh Corp.................................. 500 8,830 Apogee Enterprises, Inc................................ 2,435 49,601 Applied Industrial Technologies, Inc................... 3,597 146,002 Argan, Inc............................................. 831 14,783 785 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Arkansas Best Corp.......................................... 1,800 $ 14,490 Armstrong World Industries, Inc............................. 2,179 112,872 *Asset Acceptance Capital Corp............................... 1,500 9,570 Asta Funding, Inc........................................... 707 6,632 *Astec Industries, Inc....................................... 1,500 43,200 *Astronics Corp.............................................. 700 16,247 *Astronics Corp. Class B..................................... 105 2,399 *Atlas Air Worldwide Holdings, Inc........................... 2,284 125,597 Avery Dennison Corp......................................... 7,179 232,456 *Avis Budget Group, Inc...................................... 10,622 175,582 AZZ, Inc.................................................... 2,033 80,182 *B/E Aerospace, Inc.......................................... 3,544 159,799 Baltic Trading, Ltd......................................... 800 2,728 Barnes Group, Inc........................................... 5,211 119,228 Barrett Business Services, Inc.............................. 700 20,881 #*Beacon Roofing Supply, Inc.................................. 5,120 165,581 #Belden, Inc................................................. 3,242 116,064 *Blount International, Inc................................... 1,600 21,168 *BlueLinx Holdings, Inc...................................... 2,788 5,883 Brady Corp. Class A......................................... 3,833 117,903 *Breeze-Eastern Corp......................................... 497 3,976 Briggs & Stratton Corp...................................... 4,000 79,000 Brink's Co. (The)........................................... 3,953 104,003 *Builders FirstSource, Inc................................... 2,395 13,196 C.H. Robinson Worldwide, Inc................................ 700 42,231 *CAI International, Inc...................................... 1,133 25,107 Carlisle Cos., Inc.......................................... 4,300 238,865 Cascade Corp................................................ 1,200 77,988 *Casella Waste Systems, Inc. Class A......................... 1,900 8,702 *CBIZ, Inc................................................... 2,941 16,234 CDI Corp.................................................... 1,400 24,066 #CECO Environmental Corp..................................... 1,152 10,195 Celadon Group, Inc.......................................... 2,400 41,040 Ceradyne, Inc............................................... 1,056 36,918 *Chart Industries, Inc....................................... 1,100 77,869 #Cintas Corp................................................. 4,300 179,783 CIRCOR International, Inc................................... 1,293 44,596 CLAROC, Inc................................................. 1,440 65,146 *Clean Harbors, Inc.......................................... 1,400 81,690 *CNH Global NV............................................... 671 30,061 Coleman Cable, Inc.......................................... 600 5,694 #*Colfax Corp................................................. 7,826 269,136 *Columbus McKinnon Corp...................................... 1,655 24,775 Comfort Systems USA, Inc.................................... 2,474 26,967 *Commercial Vehicle Group, Inc............................... 1,100 8,349 *Consolidated Graphics, Inc.................................. 800 23,608 Con-way, Inc................................................ 4,471 130,151 Cooper Industries P.L.C..................................... 2,844 213,129 *Copart, Inc................................................. 2,900 83,491 Corporate Executive Board Co. (The)......................... 1,400 62,944 Corrections Corp. of America................................ 6,950 233,867 Courier Corp................................................ 900 10,845 Covanta Holding Corp........................................ 9,876 179,546 *Covenant Transportation Group, Inc. Class A................. 500 2,320 *CPI Aerostructures, Inc..................................... 400 4,404 *CRA International, Inc...................................... 600 10,044 Crane Co.................................................... 2,255 94,665 CSX Corp.................................................... 27,248 557,767 Cummins, Inc................................................ 1,200 112,296 Curtiss-Wright Corp......................................... 3,368 103,970 Danaher Corp................................................ 7,410 383,319 786 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Deere & Co.................................................. 2,000 $170,880 *Delta Air Lines, Inc........................................ 11,100 106,893 #Deluxe Corp................................................. 3,632 114,444 *Dolan Co. (The)............................................. 1,985 9,191 *Dollar Thrifty Automotive Group, Inc........................ 1,616 124,432 Donaldson Co., Inc.......................................... 1,800 58,086 Douglas Dynamics, Inc....................................... 1,577 23,955 Dover Corp.................................................. 6,676 388,677 *Ducommun, Inc............................................... 789 10,762 #Dun & Bradstreet Corp. (The)................................ 1,341 108,675 *DXP Enterprises, Inc........................................ 1,000 49,230 *Dycom Industries, Inc....................................... 2,496 35,543 Dynamic Materials Corp...................................... 900 12,078 *Eagle Bulk Shipping, Inc.................................... 75 222 Eastern Co. (The)........................................... 312 4,992 #Eaton Corp.................................................. 5,914 279,259 *Echo Global Logistics, Inc.................................. 1,178 19,802 EMCOR Group, Inc............................................ 5,809 186,817 Emerson Electric Co......................................... 5,050 244,572 *Encore Capital Group, Inc................................... 2,254 65,366 Encore Wire Corp............................................ 1,816 56,042 *Energy Recovery, Inc........................................ 3,500 10,395 #*EnerNOC, Inc................................................ 385 4,743 *EnerSys, Inc................................................ 4,945 170,504 Ennis, Inc.................................................. 1,743 26,668 *EnPro Industries, Inc....................................... 1,800 65,808 Equifax, Inc................................................ 4,120 206,165 ESCO Technologies, Inc...................................... 1,814 67,916 Espey Manufacturing & Electronics Corp...................... 200 5,492 Expeditors International of Washington, Inc................. 1,230 45,030 *Exponent, Inc............................................... 900 49,482 Fastenal Co................................................. 1,600 71,520 *Federal Signal Corp......................................... 3,898 22,491 FedEx Corp.................................................. 8,378 770,692 *Flow International Corp..................................... 3,772 12,523 Fluor Corp.................................................. 4,172 233,006 *Fortune Brands Home & Security, Inc......................... 4,604 130,938 Forward Air Corp............................................ 1,800 60,066 *Franklin Covey Co........................................... 1,096 13,174 Franklin Electric Co., Inc.................................. 1,867 108,174 FreightCar America, Inc..................................... 900 17,325 *Frozen Food Express Industries.............................. 100 176 #*FTI Consulting, Inc......................................... 2,600 67,496 *Fuel Tech, Inc.............................................. 1,500 6,120 *Furmanite Corp.............................................. 2,899 14,640 G & K Services, Inc. Class A................................ 1,625 52,406 Gardner Denver, Inc......................................... 400 27,732 GATX Corp................................................... 3,952 163,850 #*Genco Shipping & Trading, Ltd............................... 2,900 8,816 Generac Holdings, Inc....................................... 4,618 157,012 *General Cable Corp.......................................... 5,009 142,907 #*Genesee & Wyoming, Inc. Class A............................. 2,800 202,916 Geo Group, Inc. (The)....................................... 5,021 139,182 *Gibraltar Industries, Inc................................... 2,300 28,658 Global Power Equipment Group, Inc........................... 800 13,520 *Goldfield Corp. (The)....................................... 600 1,140 Gorman-Rupp Co. (The)....................................... 1,406 37,962 *GP Strategies Corp.......................................... 2,129 40,983 Graco, Inc.................................................. 1,300 62,478 *GrafTech International, Ltd................................. 6,803 71,500 Graham Corp................................................. 700 12,579 787 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Granite Construction, Inc................................... 3,319 $100,267 Great Lakes Dredge & Dock Corp.............................. 6,473 51,460 *Greenbrier Cos., Inc........................................ 2,075 36,126 Griffon Corp................................................ 4,226 42,894 H&E Equipment Services, Inc................................. 3,068 46,695 Hardinge, Inc............................................... 1,051 10,909 Harsco Corp................................................. 6,801 135,952 *Hawaiian Holdings, Inc...................................... 5,433 32,218 Heartland Express, Inc...................................... 6,200 86,490 #HEICO Corp.................................................. 960 37,085 HEICO Corp. Class A......................................... 1,110 33,833 Heidrick & Struggles International, Inc..................... 1,162 13,758 #*Heritage-Crystal Clean, Inc................................. 57 1,009 Herman Miller, Inc.......................................... 1,644 31,877 #*Hertz Global Holdings, Inc.................................. 14,500 192,415 *Hexcel Corp................................................. 6,900 176,364 *Hill International, Inc..................................... 2,600 8,814 HNI Corp.................................................... 4,107 113,025 Honeywell International, Inc................................ 5,044 308,895 Houston Wire & Cable Co..................................... 1,200 13,284 *Hub Group, Inc. Class A..................................... 2,692 83,479 Hubbell, Inc. Class A....................................... 167 13,066 Hubbell, Inc. Class B....................................... 1,150 96,278 *Hudson Global, Inc.......................................... 2,300 9,292 *Hurco Cos., Inc............................................. 500 11,490 *Huron Consulting Group, Inc................................. 1,303 37,592 *Hyster-Yale Materials Handling, Inc......................... 500 20,540 *Hyster-Yale Materials Handling, Inc. Class B................ 500 20,540 *ICF International, Inc...................................... 1,396 25,617 #IDEX Corp................................................... 5,814 247,269 *IHS, Inc.................................................... 700 59,073 *II-VI, Inc.................................................. 4,179 68,995 Illinois Tool Works, Inc.................................... 4,930 302,357 Ingersoll-Rand P.L.C........................................ 9,851 463,293 *InnerWorkings, Inc.......................................... 3,312 47,759 *Innovative Solutions & Support, Inc......................... 400 1,720 Insperity, Inc.............................................. 1,470 38,382 Insteel Industries, Inc..................................... 1,312 15,219 *Integrated Electrical Services, Inc......................... 260 1,404 Interface, Inc.............................................. 4,868 69,661 International Shipholding Corp.............................. 500 8,360 Intersections, Inc.......................................... 1,300 12,077 #Iron Mountain, Inc.......................................... 2,980 103,108 ITT Corp.................................................... 5,967 124,114 J.B. Hunt Transport Services, Inc........................... 1,300 76,310 *Jacobs Engineering Group, Inc............................... 3,595 138,731 #*JetBlue Airways Corp........................................ 30,045 158,938 John Bean Technologies Corp................................. 1,711 26,384 #Joy Global, Inc............................................. 800 49,960 *Kadant, Inc................................................. 500 12,145 Kaman Corp.................................................. 2,082 77,450 Kansas City Southern........................................ 4,545 365,691 *KAR Auction Services, Inc................................... 5,026 100,520 Kaydon Corp................................................. 2,953 66,029 KBR, Inc.................................................... 4,170 116,176 Kelly Services, Inc. Class A................................ 2,190 29,105 Kennametal, Inc............................................. 4,600 162,932 *Key Technology, Inc......................................... 200 1,744 *Kforce, Inc................................................. 2,520 28,098 Kimball International, Inc. Class B......................... 2,971 35,474 #*Kirby Corp.................................................. 3,000 172,440 788 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Knight Transportation, Inc.................................. 5,833 $ 88,195 Knoll, Inc.................................................. 4,272 61,474 *Korn/Ferry International.................................... 2,325 31,132 L.B. Foster Co. Class A..................................... 698 23,041 L.S. Starrett Co. Class A (The)............................. 230 2,638 #Landstar System, Inc........................................ 1,000 50,650 Lawson Products, Inc........................................ 700 4,977 *Layne Christensen Co........................................ 1,300 28,977 Lennox International, Inc................................... 1,600 80,080 Lincoln Electric Holdings, Inc.............................. 4,200 182,154 Lindsay Corp................................................ 1,207 92,179 *LMI Aerospace, Inc.......................................... 900 18,072 LSI Industries, Inc......................................... 1,905 12,916 *Lydall, Inc................................................. 1,100 14,201 Manitowoc Co., Inc. (The)................................... 10,268 146,319 Manpower, Inc............................................... 4,264 161,776 Marten Transport, Ltd....................................... 1,556 28,786 #Masco Corp.................................................. 11,131 167,967 #*MasTec, Inc................................................. 7,832 176,690 Matson, Inc................................................. 3,461 73,546 McGrath RentCorp............................................ 1,766 46,375 *Meritor, Inc................................................ 3,677 16,252 Met-Pro Corp................................................ 900 8,172 *MFRI, Inc................................................... 300 1,650 *Michael Baker Corp.......................................... 702 15,872 *Middleby Corp............................................... 810 101,210 Miller Industries, Inc...................................... 800 12,280 Mine Safety Appliances Co................................... 3,164 122,130 *Mistras Group, Inc.......................................... 1,695 37,443 *Mobile Mini, Inc............................................ 2,309 40,223 *Moog, Inc. Class A.......................................... 2,878 106,515 *Moog, Inc. Class B.......................................... 262 9,720 MSC Industrial Direct Co., Inc. Class A..................... 500 37,300 Mueller Industries, Inc..................................... 3,762 164,776 Mueller Water Products, Inc. Class A........................ 12,809 66,735 Multi-Color Corp............................................ 700 15,904 *MYR Group, Inc.............................................. 1,744 36,938 *Navigant Consulting, Inc.................................... 3,070 31,897 *NCI Building Systems, Inc................................... 513 5,751 *Nielsen Holdings NV......................................... 1,583 45,780 NL Industries, Inc.......................................... 2,163 21,998 *NN, Inc..................................................... 1,333 11,037 #Nordson Corp................................................ 1,400 82,642 Norfolk Southern Corp....................................... 8,900 546,015 *Northwest Pipe Co........................................... 665 15,282 #*Ocean Power Technologies, Inc............................... 500 1,240 *Old Dominion Freight Line, Inc.............................. 6,005 201,408 *On Assignment, Inc.......................................... 4,541 86,642 *Orbital Sciences Corp....................................... 1,109 14,861 *Orion Energy Systems, Inc................................... 900 1,476 *Orion Marine Group, Inc..................................... 1,535 10,269 *Owens Corning, Inc.......................................... 8,368 281,081 P.A.M. Transportation Services, Inc......................... 500 4,975 PACCAR, Inc................................................. 4,072 176,480 *Pacer International, Inc.................................... 2,700 9,666 #Pall Corp................................................... 1,300 81,848 #Parker Hannifin Corp........................................ 2,567 201,920 *Park-Ohio Holdings Corp..................................... 985 21,788 *Patrick Industries, Inc..................................... 1,039 18,359 *Pendrell Corp............................................... 6,146 7,314 *Pentair, Inc................................................ 8,367 353,422 789 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) *PGT, Inc.................................................... 678 $ 2,929 *Pike Electric Corp.......................................... 2,564 23,358 #Pitney Bowes, Inc........................................... 1,200 17,232 *PMFG, Inc................................................... 999 6,494 #*Polypore International, Inc................................. 3,141 110,814 #*Portfolio Recovery Associates, Inc.......................... 1,506 157,603 *Powell Industries, Inc...................................... 901 35,842 *PowerSecure International, Inc.............................. 984 6,357 Precision Castparts Corp.................................... 1,000 173,070 Preformed Line Products Co.................................. 322 17,346 Primoris Services Corp...................................... 2,616 36,546 *Quality Distribution, Inc................................... 1,489 12,805 Quanex Building Products Corp............................... 3,119 61,663 *Quanta Services, Inc........................................ 7,378 191,312 Raven Industries, Inc....................................... 1,000 27,290 *RBC Bearings, Inc........................................... 1,700 84,422 *RCM Technologies, Inc....................................... 300 1,674 #Regal-Beloit Corp........................................... 3,437 224,024 *Republic Airways Holdings, Inc.............................. 4,503 21,029 Republic Services, Inc...................................... 15,031 426,129 Resources Connection, Inc................................... 3,085 38,069 *Roadrunner Transportation Systems, Inc...................... 2,653 46,242 #Robbins & Myers, Inc........................................ 2,875 170,430 #Robert Half International, Inc.............................. 1,600 43,024 Rockwell Automation, Inc.................................... 945 67,152 Rollins, Inc................................................ 3,000 68,010 Roper Industries, Inc....................................... 3,633 396,615 #*RR Donnelley & Sons Co...................................... 12,564 125,891 *Rush Enterprises, Inc. Class A.............................. 2,100 39,900 Ryder System, Inc........................................... 2,800 126,336 *Saia, Inc................................................... 1,397 31,572 Sauer-Danfoss, Inc.......................................... 891 35,693 Schawk, Inc................................................. 308 3,801 SeaCube Container Leasing, Ltd.............................. 1,306 24,187 *Shaw Group, Inc. (The)...................................... 4,520 197,931 SIFCO Industries, Inc....................................... 157 2,630 Simpson Manufacturing Co., Inc.............................. 3,500 106,610 SkyWest, Inc................................................ 3,935 43,088 *SL Industries, Inc.......................................... 160 2,240 Snap-on, Inc................................................ 3,329 257,432 Southwest Airlines Co....................................... 38,348 338,229 *Spirit Aerosystems Holdings, Inc. Class A................... 10,000 156,300 *Spirit Airlines, Inc........................................ 2,931 51,439 SPX Corp.................................................... 3,471 238,076 *Standard Parking Corp....................................... 600 13,710 Standard Register Co. (The)................................. 1,100 704 Standex International Corp.................................. 1,000 46,240 Stanley Black & Decker, Inc................................. 4,725 327,442 Steelcase, Inc. Class A..................................... 8,325 83,333 *Stericycle, Inc............................................. 900 85,284 *Sterling Construction Co., Inc.............................. 832 7,405 Sun Hydraulics Corp......................................... 1,420 37,829 #*Swift Transportation Co..................................... 5,934 57,856 *SYKES Enterprises, Inc...................................... 3,417 46,540 Sypris Solutions, Inc....................................... 1,400 8,820 #TAL International Group, Inc................................ 3,090 105,493 *Taser International, Inc.................................... 4,043 31,576 *Team, Inc................................................... 1,475 48,350 *Tecumseh Products Co. Class A............................... 610 3,068 Tennant Co.................................................. 1,419 53,099 *Terex Corp.................................................. 8,173 184,301 790 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Industrials -- (Continued) *Tetra Tech, Inc.......................................... 5,248 $ 136,133 #Textainer Group Holdings, Ltd............................ 4,182 126,296 *Thermon Group Holdings, Inc.............................. 528 13,116 Timken Co................................................ 4,108 162,225 #Titan International, Inc................................. 3,425 71,856 *Titan Machinery, Inc..................................... 1,637 38,715 Toro Co. (The)........................................... 1,210 51,086 Towers Watson & Co....................................... 2,100 112,791 *TransDigm Group, Inc..................................... 520 69,269 *TRC Cos., Inc............................................ 1,036 7,470 *Trex Co., Inc............................................ 818 28,581 *Trimas Corp.............................................. 2,617 65,634 Trinity Industries, Inc.................................. 5,239 163,876 Triumph Group, Inc....................................... 4,187 273,914 *TrueBlue, Inc............................................ 3,302 43,091 *Tutor Perini Corp........................................ 1,941 19,682 #Twin Disc, Inc........................................... 700 10,612 Tyco International, Ltd.................................. 11,388 305,996 *Ultralife Corp........................................... 900 2,763 UniFirst Corp............................................ 1,205 83,832 Union Pacific Corp....................................... 9,545 1,174,321 #*United Continental Holdings, Inc......................... 11,467 220,281 United Parcel Service, Inc. Class B...................... 3,700 271,025 *United Rentals, Inc...................................... 2,813 114,377 United Stationers, Inc................................... 2,703 78,441 United Technologies Corp................................. 5,775 451,374 Universal Forest Products, Inc........................... 1,415 54,478 Universal Truckload Services, Inc........................ 1,125 17,820 URS Corp................................................. 5,369 179,754 #*US Airways Group, Inc.................................... 14,497 176,573 US Ecology, Inc.......................................... 2,010 47,697 *USA Truck, Inc........................................... 505 1,439 #*USG Corp................................................. 4,037 107,828 UTi Worldwide, Inc....................................... 7,517 104,411 Valmont Industries, Inc.................................. 1,527 206,298 *Verisk Analytics, Inc. Class A........................... 2,060 105,060 Viad Corp................................................ 1,848 39,196 *Vicor Corp............................................... 1,600 10,208 W.W. Grainger, Inc....................................... 383 77,140 *WABCO Holdings, Inc...................................... 1,400 81,998 Wabtec Corp.............................................. 1,650 135,135 #*Waste Connections, Inc................................... 5,342 175,378 Waste Management, Inc.................................... 5,808 190,154 #Watsco, Inc.............................................. 1,518 103,755 Watts Water Technologies, Inc. Class A................... 2,637 106,087 #Werner Enterprises, Inc.................................. 6,057 140,280 *WESCO International, Inc................................. 3,600 233,568 *Willis Lease Finance Corp................................ 400 5,688 Woodward, Inc............................................ 3,525 118,088 #*XPO Logistics, Inc....................................... 750 10,298 Xylem, Inc............................................... 6,640 161,086 ----------- Total Industrials........................................... 35,196,500 ----------- Information Technology -- (13.5%) #*3D Systems Corp.......................................... 1,865 81,128 *Accelrys, Inc............................................ 4,544 40,669 Accenture P.L.C. Class A................................. 3,300 222,453 *ACI Worldwide, Inc....................................... 1,500 58,650 Activision Blizzard, Inc................................. 12,230 133,185 *Actuate Corp............................................. 5,500 29,315 *Acxiom Corp.............................................. 7,604 138,773 791 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) *Adobe Systems, Inc........................................ 6,237 $ 212,058 #ADTRAN, Inc............................................... 3,600 60,804 *Advanced Energy Industries, Inc........................... 3,977 46,968 #*Advanced Micro Devices, Inc............................... 23,180 47,519 *Advent Software, Inc...................................... 3,210 69,657 *Agilysys, Inc............................................. 1,500 12,255 *Akamai Technologies, Inc.................................. 6,187 235,044 #*Alliance Data Systems Corp................................ 700 100,135 *Alpha & Omega Semiconductor, Ltd.......................... 1,573 13,402 Altera Corp............................................... 1,414 43,099 Amdocs, Ltd............................................... 5,000 165,350 American Software, Inc. Class A........................... 1,755 14,373 #*Amkor Technology, Inc..................................... 10,538 45,524 Amphenol Corp. Class A.................................... 1,800 108,234 *Amtech Systems, Inc....................................... 400 1,288 Analog Devices, Inc....................................... 3,000 117,330 *Anaren, Inc............................................... 1,065 19,202 #*Ancestry.com, Inc......................................... 3,088 97,581 Anixter International, Inc................................ 2,263 132,657 #*ANSYS, Inc................................................ 1,000 70,880 *AOL, Inc.................................................. 7,808 268,049 Apple, Inc................................................ 4,833 2,876,118 Applied Materials, Inc.................................... 34,585 366,601 *Applied Micro Circuits Corp............................... 4,972 28,838 *Arris Group, Inc.......................................... 10,814 148,584 *Arrow Electronics, Inc.................................... 4,992 175,868 #*Aruba Networks, Inc....................................... 1,700 30,889 *AsiaInfo-Linkage, Inc..................................... 2,500 25,000 *Aspen Technology, Inc..................................... 1,480 36,674 *Atmel Corp................................................ 3,700 17,260 *ATMI, Inc................................................. 2,318 45,780 *Autodesk, Inc............................................. 2,600 82,784 Automatic Data Processing, Inc............................ 3,358 194,059 Avago Technologies, Ltd................................... 2,800 92,484 *Aviat Networks, Inc....................................... 3,735 8,516 *Avid Technology, Inc...................................... 2,744 16,107 *Avnet, Inc................................................ 5,595 160,297 AVX Corp.................................................. 6,101 60,034 *AXT, Inc.................................................. 2,400 7,704 Badger Meter, Inc......................................... 1,600 68,544 Bel Fuse, Inc. Class B.................................... 700 11,592 *Benchmark Electronics, Inc................................ 4,214 62,451 Black Box Corp............................................ 1,262 27,663 Blackbaud, Inc............................................ 1,250 29,712 *Blucora, Inc.............................................. 3,873 67,971 *BMC Software, Inc......................................... 1,920 78,144 #*Booz Allen Hamilton Holding Corp.......................... 5,025 67,234 *Bottomline Technologies, Inc.............................. 2,200 51,480 Broadcom Corp. Class A.................................... 5,727 180,601 Broadridge Financial Solutions, Inc....................... 4,300 98,685 #*BroadVision, Inc.......................................... 200 1,588 *Brocade Communications Systems, Inc....................... 31,640 167,692 Brooks Automation, Inc.................................... 4,584 33,096 *Bsquare Corp.............................................. 500 1,475 *BTU International, Inc.................................... 400 780 CA, Inc................................................... 6,755 152,123 Cabot Microelectronics Corp............................... 1,702 50,720 *CACI International, Inc. Class A.......................... 2,418 121,940 #*Cadence Design Systems, Inc............................... 6,300 79,758 *CalAmp Corp............................................... 1,600 14,208 #*Calix, Inc................................................ 1,990 13,233 792 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Information Technology -- (Continued) #*Callidus Software, Inc...................................... 1,300 $ 6,032 *Cardtronics, Inc............................................ 2,200 62,502 *Cascade Microtech, Inc...................................... 700 3,675 Cass Information Systems, Inc............................... 797 33,450 *CEVA, Inc................................................... 1,230 18,634 *Checkpoint Systems, Inc..................................... 2,300 18,676 *CIBER, Inc.................................................. 4,882 15,232 *Cirrus Logic, Inc........................................... 3,500 142,660 *Cisco Systems, Inc.......................................... 38,392 658,039 *Citrix Systems, Inc......................................... 900 55,629 *Clearfield, Inc............................................. 600 3,000 #Cognex Corp................................................. 2,558 93,265 *Cognizant Technology Solutions Corp. Class A................ 1,100 73,315 *Coherent, Inc............................................... 1,788 81,622 Cohu, Inc................................................... 1,699 14,951 Communications Systems, Inc................................. 400 4,144 #*CommVault Systems, Inc...................................... 924 57,722 Computer Sciences Corp...................................... 5,472 166,622 *Computer Task Group, Inc.................................... 1,368 25,513 *Compuware Corp.............................................. 18,039 156,218 *comScore, Inc............................................... 568 8,049 Comtech Telecommunications Corp............................. 1,300 32,721 #*Concur Technologies, Inc.................................... 1,241 82,191 Concurrent Computer Corp.................................... 100 523 #*Constant Contact, Inc....................................... 710 8,761 Convergys Corp.............................................. 11,888 199,837 *CoreLogic, Inc.............................................. 7,508 178,690 *CoStar Group, Inc........................................... 766 63,501 *Cray, Inc................................................... 4,033 49,082 #*Cree, Inc................................................... 9,729 295,081 Crexendo, Inc............................................... 100 230 *CSG Systems International, Inc.............................. 2,809 57,893 CTS Corp.................................................... 1,493 12,362 *Cymer, Inc.................................................. 3,336 265,846 Cypress Semiconductor Corp.................................. 2,400 23,784 Daktronics, Inc............................................. 2,912 25,538 *Datalink Corp............................................... 1,194 9,719 *DealerTrack Holdings, Inc................................... 3,932 107,462 Dell, Inc................................................... 10,202 94,164 #*Demand Media, Inc........................................... 3,316 28,285 *Dice Holdings, Inc.......................................... 4,814 42,508 Diebold, Inc................................................ 3,600 107,100 *Digi International, Inc..................................... 1,926 18,143 Digimarc Corp............................................... 400 7,856 *Digital River, Inc.......................................... 1,764 25,296 *Diodes, Inc................................................. 2,233 33,852 #*Dolby Laboratories, Inc. Class A............................ 3,296 104,121 *Dot Hill Systems Corp....................................... 817 792 *DSP Group, Inc.............................................. 1,882 10,351 DST Systems, Inc............................................ 2,528 144,197 *DTS, Inc.................................................... 1,197 25,113 *Dynamics Research Corp...................................... 600 3,870 EarthLink, Inc.............................................. 8,263 52,387 *eBay, Inc................................................... 10,200 492,558 #Ebix, Inc................................................... 3,114 67,854 *Echelon Corp................................................ 1,167 3,863 *EchoStar Corp. Class A...................................... 3,256 103,411 Electro Rent Corp........................................... 1,600 25,152 Electro Scientific Industries, Inc.......................... 1,665 17,782 *Electronic Arts, Inc........................................ 3,950 48,782 *Electronics for Imaging, Inc................................ 3,349 58,139 793 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) *eMagin Corp............................................... 200 $ 874 *EMC Corp.................................................. 24,150 589,743 #*EMCORE Corp............................................... 1,542 7,170 *Emulex Corp............................................... 5,513 38,370 *Entegris, Inc............................................. 12,044 98,881 *Entropic Communications, Inc.............................. 6,177 29,711 *Envestnet, Inc............................................ 1,539 21,515 EPIQ Systems, Inc......................................... 2,540 31,013 *ePlus, Inc................................................ 624 22,320 *Equinix, Inc.............................................. 1,291 232,909 *Euronet Worldwide, Inc.................................... 3,099 62,879 *Exar Corp................................................. 4,206 35,961 *ExlService Holdings, Inc.................................. 2,231 66,127 *Extreme Networks.......................................... 9,220 30,057 *F5 Networks, Inc.......................................... 800 65,984 *Fabrinet.................................................. 1,800 17,334 #FactSet Research Systems, Inc............................. 434 39,299 Fair Isaac Corp........................................... 2,730 127,218 *Fairchild Semiconductor International, Inc................ 9,975 117,306 *FalconStor Software, Inc.................................. 2,300 5,106 *FARO Technologies, Inc.................................... 900 36,180 FEI Co.................................................... 2,600 143,130 Fidelity National Information Services, Inc............... 11,118 365,449 #*Finisar Corp.............................................. 4,800 55,296 #*First Solar, Inc.......................................... 3,202 77,841 *Fiserv, Inc............................................... 5,016 375,899 *FleetCor Technologies, Inc................................ 1,366 64,762 *FormFactor, Inc........................................... 3,515 16,028 Forrester Research, Inc................................... 2,039 59,009 *Fortinet, Inc............................................. 3,600 69,732 *Frequency Electronics, Inc................................ 400 3,356 #*Gartner Group, Inc........................................ 1,161 53,882 Genpact, Ltd.............................................. 12,055 212,289 Global Payments, Inc...................................... 1,008 43,092 *Globecomm Systems, Inc.................................... 1,706 18,510 *Google, Inc. Class A...................................... 2,161 1,468,983 *GSI Group, Inc............................................ 2,146 16,674 *GSI Technology, Inc....................................... 1,600 8,944 #*GT Advanced Technologies, Inc............................. 5,500 23,870 *Guidance Software, Inc.................................... 500 6,090 *Hackett Group, Inc. (The)................................. 2,800 10,892 *Harmonic, Inc............................................. 8,532 37,029 Heartland Payment Systems, Inc............................ 2,158 56,281 Hewlett-Packard Co........................................ 27,973 387,426 #*Hittite Microwave Corp.................................... 1,971 111,637 *I.D. Systems, Inc......................................... 100 525 IAC/InterActiveCorp....................................... 5,080 245,618 *Identive Group, Inc....................................... 2,492 2,990 *IEC Electronics Corp...................................... 450 3,249 *iGATE Corp................................................ 3,797 60,942 *Imation Corp.............................................. 1,900 8,683 *Immersion Corp............................................ 1,700 7,344 #*Infinera Corp............................................. 6,587 32,408 *Informatica Corp.......................................... 1,169 31,727 *Ingram Micro, Inc. Class A................................ 10,867 165,178 *Innodata, Inc............................................. 700 2,513 *Inphi Corp................................................ 2,200 18,414 *Insight Enterprises, Inc.................................. 3,200 51,744 *Integrated Device Technology, Inc......................... 10,425 56,712 *Integrated Silicon Solution, Inc.......................... 2,651 22,666 Intel Corp................................................ 58,000 1,254,250 794 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) *Interactive Intelligence Group, Inc....................... 300 $ 9,513 *Intermec, Inc............................................. 3,175 21,526 *Internap Network Services Corp............................ 4,800 32,880 International Business Machines Corp...................... 5,900 1,147,727 *International Rectifier Corp.............................. 3,559 55,129 Intersil Corp. Class A.................................... 8,110 57,176 *Intevac, Inc.............................................. 1,700 8,500 Intuit, Inc............................................... 1,400 83,188 *iPass, Inc................................................ 2,100 4,074 #*IPG Photonics Corp........................................ 1,700 90,236 *Itron, Inc................................................ 3,565 146,379 *Ixia...................................................... 6,453 90,407 *IXYS Corp................................................. 2,328 22,163 #j2 Global, Inc............................................ 3,925 117,907 Jabil Circuit, Inc........................................ 7,100 123,114 Jack Henry & Associates, Inc.............................. 5,004 190,152 *JDA Software Group, Inc................................... 4,033 153,819 *JDS Uniphase Corp......................................... 13,298 128,858 *Juniper Networks, Inc..................................... 6,900 114,333 *Kemet Corp................................................ 1,223 5,552 *Kenexa Corp............................................... 1,272 58,461 *Key Tronic Corp........................................... 700 7,945 Keynote Systems, Inc...................................... 1,040 14,862 #*KIT Digital, Inc.......................................... 2,138 5,944 #KLA-Tencor Corp........................................... 6,758 314,382 *Kulicke & Soffa Industries, Inc........................... 7,630 78,284 *KVH Industries, Inc....................................... 884 12,217 #*Lam Research Corp......................................... 7,408 262,243 *Lattice Semiconductor Corp................................ 7,554 29,310 Lender Processing Services, Inc........................... 2,850 68,714 #Lexmark International, Inc. Class A....................... 4,290 91,205 *Limelight Networks, Inc................................... 7,507 15,840 Linear Technology Corp.................................... 2,900 90,654 *LinkedIn Corp. Class A.................................... 700 74,851 *Lionbridge Technologies, Inc.............................. 3,066 9,719 #*Liquidity Services, Inc................................... 1,501 61,886 Littlefuse, Inc........................................... 2,023 108,433 *LogMeIn, Inc.............................................. 380 9,378 *LoJack Corp............................................... 1,205 2,747 Loral Space & Communications, Inc......................... 980 77,087 *LSI Corp.................................................. 15,094 103,394 *LTX-Credence Corp......................................... 3,103 17,284 *Magnachip Semiconductor Corp.............................. 947 10,654 *Manhattan Associates, Inc................................. 1,000 60,000 Marchex, Inc. Class B..................................... 1,400 5,726 *Market Leader, Inc........................................ 677 4,604 Marvell Technology Group, Ltd............................. 17,297 136,473 MasterCard, Inc. Class A.................................. 500 230,465 #*Mattersight Corp.......................................... 151 835 Maxim Integrated Products, Inc............................ 10,107 278,195 MAXIMUS, Inc.............................................. 1,600 88,288 *MaxLinear, Inc. Class A................................... 1,000 5,680 *Measurement Specialties, Inc.............................. 1,165 37,991 *MEMC Electronic Materials, Inc............................ 3,200 8,064 *MEMSIC, Inc............................................... 1,034 1,810 *Mentor Graphics Corp...................................... 9,565 148,449 *Mercury Computer Systems, Inc............................. 2,009 16,464 Mesa Laboratories, Inc.................................... 256 12,485 Methode Electronics, Inc.................................. 3,800 38,456 Micrel, Inc............................................... 5,240 50,776 #Microchip Technology, Inc................................. 7,286 228,416 795 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) *Micron Technology, Inc.................................... 37,461 $ 203,226 #*MICROS Systems, Inc....................................... 847 38,445 *Microsemi Corp............................................ 7,590 145,728 Microsoft Corp............................................ 52,298 1,492,323 #*Mindspeed Technologies, Inc............................... 2,100 7,161 *MIPS Technologies, Inc.................................... 3,404 23,794 MKS Instruments, Inc...................................... 4,461 105,413 MOCON, Inc................................................ 400 6,052 *ModusLink Global Solutions, Inc........................... 2,008 5,883 #Molex, Inc................................................ 3,631 94,297 Molex, Inc. Class A....................................... 2,753 59,024 *MoneyGram International, Inc.............................. 1,187 18,446 *Monolithic Power Systems, Inc............................. 3,036 58,989 Monotype Imaging Holdings, Inc............................ 3,218 49,268 #*Monster Worldwide, Inc.................................... 8,316 51,726 *MoSys, Inc................................................ 2,300 9,292 Motorola Solutions, Inc................................... 2,008 103,773 *Move, Inc................................................. 1,904 15,784 MTS Systems Corp.......................................... 1,100 55,451 *Multi-Fineline Electronix, Inc............................ 1,449 30,632 *Nanometrics, Inc.......................................... 1,500 20,640 *NAPCO Security Technologies, Inc.......................... 990 3,336 National Instruments Corp................................. 4,156 97,915 *NCI, Inc. Class A......................................... 397 2,231 *NCR Corp.................................................. 5,700 121,296 *NetApp, Inc............................................... 2,450 65,905 #*NETGEAR, Inc.............................................. 3,272 116,189 *NetScout Systems, Inc..................................... 2,877 71,148 #*NetSuite, Inc............................................. 1,250 79,388 *NeuStar, Inc. Class A..................................... 2,300 84,157 *Newport Corp.............................................. 2,772 29,993 NIC, Inc.................................................. 1,550 22,165 *Novatel Wireless, Inc..................................... 1,800 2,970 #*Nuance Communications, Inc................................ 7,400 164,724 *NumereX Corp. Class A..................................... 800 9,184 *NVIDIA Corp............................................... 13,035 156,029 *Oclaro, Inc............................................... 4,670 9,200 *Official Payments Holdings, Inc........................... 100 511 *OmniVision Technologies, Inc.............................. 3,593 51,380 *ON Semiconductor Corp..................................... 17,175 105,626 *Online Resources Corp..................................... 1,500 4,320 #*OpenTable, Inc............................................ 286 13,433 *Oplink Communications, Inc................................ 2,074 30,820 #OPNET Technologies, Inc................................... 1,138 48,285 Oracle Corp............................................... 20,651 641,214 *OSI Systems, Inc.......................................... 1,800 142,650 *PAR Technology Corp....................................... 700 3,745 *Parametric Technology Corp................................ 5,400 108,972 Park Electrochemical Corp................................. 1,965 48,771 #Paychex, Inc.............................................. 2,300 74,589 PC Connection, Inc........................................ 1,700 17,493 *PC Mall, Inc.............................................. 700 4,452 PC-Tel, Inc............................................... 700 4,564 *PDF Solutions, Inc........................................ 1,700 22,508 *Perceptron, Inc........................................... 300 1,584 *Perficient, Inc........................................... 3,179 36,145 *Pericom Semiconductor Corp................................ 1,840 14,223 *Pervasive Software, Inc................................... 800 6,864 *Photronics, Inc........................................... 6,520 31,883 *Pixelworks, Inc........................................... 300 699 *Planar Systems, Inc....................................... 131 173 796 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Information Technology -- (Continued) Plantronics, Inc............................................ 3,700 $120,028 *Plexus Corp................................................. 2,684 72,226 *PLX Technology, Inc......................................... 3,500 15,155 *PMC-Sierra, Inc............................................. 15,587 72,947 #*Polycom, Inc................................................ 2,959 29,649 Power Integrations, Inc..................................... 3,081 91,136 #*Power-One, Inc.............................................. 10,374 41,807 *PRGX Global, Inc............................................ 2,000 15,640 *Progress Software Corp...................................... 4,275 84,303 *PROS Holdings, Inc.......................................... 933 18,035 Pulse Electronics Corp...................................... 1,100 605 QAD, Inc. Class A........................................... 697 8,524 QAD, Inc. Class B........................................... 160 1,920 *QLogic Corp................................................. 6,817 63,943 QUALCOMM, Inc............................................... 11,854 694,348 *Quantum Corp................................................ 4,896 5,141 #*QuinStreet, Inc............................................. 2,573 15,747 *Rackspace Hosting, Inc...................................... 1,600 101,904 *Radisys Corp................................................ 1,829 5,194 #*RealD, Inc.................................................. 3,135 29,312 *RealNetworks, Inc........................................... 2,452 18,562 *Red Hat, Inc................................................ 2,426 119,286 *Reis, Inc................................................... 600 7,017 *Responsys, Inc.............................................. 979 8,752 *RF Micro Devices, Inc....................................... 14,695 64,805 Richardson Electronics, Ltd................................. 900 10,485 Rimage Corp................................................. 800 4,784 #*Riverbed Technology, Inc.................................... 1,400 25,858 *Rofin-Sinar Technologies, Inc............................... 1,841 33,525 *Rogers Corp................................................. 1,200 47,292 #*Rosetta Stone, Inc.......................................... 1,595 18,677 *Rovi Corp................................................... 1,300 17,589 #*Rubicon Technology, Inc..................................... 1,694 14,721 *Rudolph Technologies, Inc................................... 2,408 22,900 *Saba Software, Inc.......................................... 1,400 14,112 *SAIC, Inc................................................... 10,400 114,296 #*Salesforce.com, Inc......................................... 600 87,588 *Sandisk Corp................................................ 4,900 204,624 *Sanmina-SCI Corp............................................ 4,208 37,409 *Sapient Corp................................................ 4,482 46,075 *ScanSource, Inc............................................. 1,900 55,575 *SeaChange International, Inc................................ 3,525 31,901 Seagate Technology.......................................... 11,400 311,448 #*Semtech Corp................................................ 6,184 154,414 *ShoreTel, Inc............................................... 2,000 8,860 *Sigma Designs, Inc.......................................... 2,476 14,707 #*Silicon Graphics International Corp......................... 3,567 27,537 *Silicon Image, Inc.......................................... 4,400 19,360 *Silicon Laboratories, Inc................................... 3,926 158,689 #*Skyworks Solutions, Inc..................................... 1,992 46,613 *Smith Micro Software, Inc................................... 2,100 2,625 *SMTC Corp................................................... 1,100 3,080 *SolarWinds, Inc............................................. 1,900 96,121 #Solera Holdings, Inc........................................ 1,000 46,810 #*Sourcefire, Inc............................................. 500 21,395 *Spansion, Inc. Class A...................................... 5,831 64,666 #*Spark Networks, Inc......................................... 1,000 6,560 *SS&C Technologies Holdings, Inc............................. 6,300 151,389 *Stamps.com, Inc............................................. 746 20,530 *StarTek, Inc................................................ 700 2,030 #*STEC, Inc................................................... 3,428 20,122 797 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Information Technology -- (Continued) #*Stratasys, Inc.............................................. 400 $ 26,668 *Super Micro Computer, Inc................................... 2,560 20,250 *Supertex, Inc............................................... 628 12,001 *Support.com, Inc............................................ 2,850 13,224 *Sycamore Networks, Inc...................................... 1,744 10,080 *Symantec Corp............................................... 5,002 90,986 *Symmetricom, Inc............................................ 3,136 19,286 #*Synaptics, Inc.............................................. 2,000 46,320 *SYNNEX Corp................................................. 2,780 90,044 *Synopsys, Inc............................................... 5,017 161,547 Syntel, Inc................................................. 1,200 71,532 *Take-Two Interactive Software, Inc.......................... 2,300 25,645 *TE Connectivity, Ltd........................................ 5,500 176,990 *Tech Data Corp.............................................. 3,121 138,292 *TechTarget, Inc............................................. 2,212 10,573 *TeleNav, Inc................................................ 2,000 14,080 *TeleTech Holdings, Inc...................................... 3,253 54,781 Tellabs, Inc................................................ 20,300 59,276 Telular Corp................................................ 1,709 17,073 *Teradata Corp............................................... 1,850 126,374 *Teradyne, Inc............................................... 12,646 184,885 Tessco Technologies, Inc.................................... 672 13,978 Tessera Technologies, Inc................................... 4,270 60,506 #Texas Instruments, Inc...................................... 13,140 369,103 *TIBCO Software, Inc......................................... 1,804 45,479 *TNS, Inc.................................................... 1,234 17,671 Total System Services, Inc.................................. 2,141 48,151 *Transact Technologies, Inc.................................. 400 3,096 *Trimble Navigation, Ltd..................................... 1,400 66,052 *TriQuint Semiconductor, Inc................................. 8,373 39,353 *TTM Technologies, Inc....................................... 2,400 21,600 *Tyler Technologies, Inc..................................... 1,000 47,810 *Ultimate Software Group, Inc................................ 591 59,904 *Ultra Clean Holdings........................................ 1,300 6,019 *Ultratech, Inc.............................................. 2,300 71,093 *Unisys Corp................................................. 2,710 46,206 United Online, Inc.......................................... 9,058 48,551 *Unwired Planet, Inc......................................... 2,994 4,222 *ValueClick, Inc............................................. 3,867 64,463 #*Veeco Instruments, Inc...................................... 3,244 99,591 #*VeriFone Systems, Inc....................................... 1,000 29,640 #*Verint Systems, Inc......................................... 1,808 49,304 #*VeriSign, Inc............................................... 1,864 69,098 #*ViaSat, Inc................................................. 2,200 85,448 *Viasystems Group, Inc....................................... 804 12,309 *Virtusa Corp................................................ 2,900 49,764 Visa, Inc................................................... 6,550 908,878 #*Vishay Intertechnology, Inc................................. 9,618 79,637 *Vishay Precision Group, Inc................................. 793 10,349 #*VistaPrint NV............................................... 1,685 51,342 #*VMware, Inc. Class A........................................ 400 33,908 *Volterra Semiconductor Corp................................. 1,519 27,600 Wayside Technology Group, Inc............................... 200 2,476 *Web.com Group, Inc.......................................... 3,510 55,388 #*WebMD Health Corp........................................... 460 6,859 *Websense, Inc............................................... 1,414 18,693 *Westell Technologies, Inc. Class A.......................... 2,172 4,431 Western Digital Corp........................................ 11,837 405,181 Western Union Co. (The)..................................... 3,390 43,053 *WEX, Inc.................................................... 1,336 98,570 Xerox Corp.................................................. 69,681 448,746 798 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Information Technology -- (Continued) Xilinx, Inc.............................................. 3,594 $ 117,739 *XO Group, Inc............................................ 2,465 19,843 Xyratex, Ltd............................................. 2,100 17,367 *Yahoo!, Inc.............................................. 27,499 462,258 *Zebra Technologies Corp. Class A......................... 3,700 132,941 *Zix Corp................................................. 3,419 9,915 *Zygo Corp................................................ 1,500 27,930 ----------- Total Information Technology................................ 40,273,797 ----------- Materials -- (5.3%) A. Schulman, Inc......................................... 2,565 65,818 *A.M. Castle & Co......................................... 1,581 19,209 *AEP Industries, Inc...................................... 575 36,760 Air Products & Chemicals, Inc............................ 2,000 155,060 Airgas, Inc.............................................. 2,643 235,148 Albemarle Corp........................................... 1,400 77,154 #Alcoa, Inc............................................... 49,187 421,533 Allegheny Technologies, Inc.............................. 2,850 75,097 *Allied Nevada Gold Corp.................................. 1,571 58,001 #AMCOL International Corp................................. 2,585 81,634 *American Pacific Corp.................................... 300 3,966 American Vanguard Corp................................... 2,538 90,683 AptarGroup, Inc.......................................... 4,652 238,555 *Arabian American Development Co.......................... 1,000 8,540 Ashland, Inc............................................. 3,698 263,113 Ball Corp................................................ 1,870 80,092 Bemis Co., Inc........................................... 8,616 284,759 Boise, Inc............................................... 10,401 87,264 Buckeye Technologies, Inc................................ 3,715 97,333 Cabot Corp............................................... 5,242 187,454 *Calgon Carbon Corp....................................... 5,859 72,593 #Carpenter Technology Corp................................ 3,600 174,996 *Century Aluminum Co...................................... 5,300 37,895 CF Industries Holdings, Inc.............................. 1,026 210,525 Chase Corp............................................... 400 7,372 *Chemtura Corp............................................ 7,537 120,064 *Clearwater Paper Corp.................................... 1,919 75,877 #Cliffs Natural Resources, Inc............................ 1,900 68,913 *Coeur d'Alene Mines Corp................................. 7,500 231,825 Commercial Metals Co..................................... 9,672 133,087 #Compass Minerals International, Inc...................... 1,100 86,735 *Contango ORE, Inc........................................ 20 135 *Core Molding Technologies, Inc........................... 283 1,987 *Crown Holdings, Inc...................................... 1,700 65,025 Cytec Industries, Inc.................................... 3,800 261,516 Deltic Timber Corp....................................... 681 46,213 #Domtar Corp.............................................. 2,479 197,700 Dow Chemical Co. (The)................................... 29,126 853,392 E.I. du Pont de Nemours & Co............................. 6,400 284,928 Eagle Materials, Inc..................................... 3,100 164,207 Ecolab, Inc.............................................. 1,956 136,138 *Ferro Corp............................................... 1,600 4,208 #*Flotek Industries, Inc................................... 1,900 21,109 FMC Corp................................................. 1,800 96,336 Freeport-McMoRan Copper & Gold, Inc...................... 8,300 322,704 Friedman Industries, Inc................................. 400 4,292 FutureFuel Corp.......................................... 543 6,402 #*General Moly, Inc........................................ 6,663 24,653 Georgia Gulf Corp........................................ 3,528 124,856 Globe Specialty Metals, Inc.............................. 5,904 88,737 #*Golden Minerals Co....................................... 900 3,933 799 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ -------- Materials -- (Continued) *Graphic Packaging Holding Co................................ 26,080 $154,394 Greif, Inc. Class A......................................... 1,400 58,744 Greif, Inc. Class B......................................... 870 39,411 H.B. Fuller Co.............................................. 4,005 121,752 Hawkins, Inc................................................ 817 31,945 Haynes International, Inc................................... 600 30,408 *Headwaters, Inc............................................. 3,100 22,289 #Hecla Mining Co............................................. 24,864 163,605 *Horsehead Holding Corp...................................... 3,150 28,508 Huntsman Corp............................................... 20,429 307,252 Innophos Holdings, Inc...................................... 1,605 76,478 *Innospec, Inc............................................... 1,900 61,522 International Flavors & Fragrances, Inc..................... 900 58,158 International Paper Co...................................... 11,602 415,700 #*Intrepid Potash, Inc........................................ 8,059 175,122 Kaiser Aluminum Corp........................................ 1,625 98,442 *KapStone Paper & Packaging Corp............................. 4,431 97,349 KMG Chemicals, Inc.......................................... 783 13,374 Koppers Holdings, Inc....................................... 800 28,560 *Kraton Performance Polymers, Inc............................ 1,406 30,679 #Kronos Worldwide, Inc....................................... 1,652 22,054 *Landec Corp................................................. 2,183 23,620 *Louisiana-Pacific Corp...................................... 11,287 178,222 *LSB Industries, Inc......................................... 1,100 44,297 *LyondellBasell Industries NV Class A........................ 4,082 217,938 #Martin Marietta Materials, Inc.............................. 2,100 172,851 Materion Corp............................................... 1,400 29,330 #*McEwen Mining, Inc.......................................... 2,806 13,637 MeadWestvaco Corp........................................... 7,186 213,352 *Mercer International, Inc................................... 1,948 13,617 *Metals USA Holdings Corp.................................... 3,969 57,868 #Minerals Technologies, Inc.................................. 1,819 130,350 #*Molycorp, Inc............................................... 470 4,888 *Mosaic Co. (The)............................................ 3,651 191,093 Myers Industries, Inc....................................... 3,823 56,695 Neenah Paper, Inc........................................... 1,808 46,827 NewMarket Corp.............................................. 300 81,393 *Newmont Mining Corp......................................... 4,200 229,110 Noranda Aluminum Holding Corp............................... 2,983 18,286 Nucor Corp.................................................. 10,931 438,661 Olin Corp................................................... 7,934 164,551 Olympic Steel, Inc.......................................... 600 10,800 *OM Group, Inc............................................... 1,700 34,391 *Omnova Solutions, Inc....................................... 5,202 40,784 *Owens-Illinois, Inc......................................... 8,549 166,620 P.H. Glatfelter Co.......................................... 2,300 40,963 Packaging Corp. of America.................................. 5,569 196,419 *Penford Corp................................................ 590 4,543 PolyOne Corp................................................ 8,268 156,513 PPG Industries, Inc......................................... 783 91,674 Praxair, Inc................................................ 1,500 159,315 Quaker Chemical Corp........................................ 1,000 52,990 Reliance Steel & Aluminum Co................................ 5,180 281,481 Rock-Tenn Co. Class A....................................... 3,169 231,939 Rockwood Holdings, Inc...................................... 5,346 245,381 Royal Gold, Inc............................................. 2,400 211,392 RPM International, Inc...................................... 7,569 201,790 *RTI International Metals, Inc............................... 3,232 73,657 Schnitzer Steel Industries, Inc. Class A.................... 1,600 45,616 #Scotts Miracle-Gro Co. Class A (The)........................ 1,100 47,091 Sealed Air Corp............................................. 10,201 165,460 800 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------- ----------- Materials -- (Continued) Sensient Technologies Corp............................. 4,178 $ 151,996 Sherwin-Williams Co. (The)............................. 900 128,322 Silgan Holdings, Inc................................... 2,400 103,944 Sonoco Products Co..................................... 7,042 219,217 #Southern Copper Corp................................... 812 30,937 *Spartech Corp.......................................... 1,471 12,592 Steel Dynamics, Inc.................................... 9,541 120,694 Stepan Co.............................................. 826 79,131 #*Stillwater Mining Co................................... 7,400 77,034 *SunCoke Energy, Inc.................................... 5,665 91,037 #*Texas Industries, Inc.................................. 2,279 98,293 #Titanium Metals Corp................................... 14,458 169,303 *United States Lime & Minerals, Inc..................... 400 17,524 #United States Steel Corp............................... 7,188 146,563 *Universal Stainless & Alloy Products, Inc.............. 500 17,200 Valspar Corp........................................... 4,201 235,382 Vulcan Materials Co.................................... 6,300 289,611 #Walter Energy, Inc..................................... 550 19,228 Wausau Paper Corp...................................... 4,000 33,080 Westlake Chemical Corp................................. 3,155 239,969 Worthington Industries, Inc............................ 7,591 164,117 *WR Grace & Co.......................................... 800 51,328 Zep, Inc............................................... 1,294 18,543 *Zoltek Cos., Inc....................................... 2,600 17,810 ----------- Total Materials........................................... 15,849,532 ----------- Other -- (0.0%) .*Gerber Scientific, Inc. Escrow Shares.................. 1,200 -- ----------- Telecommunication Services -- (3.3%) AT&T, Inc.............................................. 135,317 4,680,615 Atlantic Tele-Network, Inc............................. 1,279 53,002 #*Boingo Wireless, Inc................................... 638 4,670 *Cbeyond, Inc........................................... 2,307 17,672 CenturyLink, Inc....................................... 15,681 601,837 #*Cincinnati Bell, Inc................................... 10,767 56,096 #Consolidated Communications Holdings, Inc.............. 2,448 37,797 *Crown Castle International Corp........................ 1,500 100,125 #Frontier Communications Corp........................... 34,815 164,327 *General Communications, Inc. Class A................... 4,100 35,834 HickoryTech Corp....................................... 1,100 11,715 IDT Corp. Class B...................................... 901 9,118 *Iridium Communications, Inc............................ 4,837 35,745 #*Leap Wireless International, Inc....................... 1,200 6,408 #*Level 3 Communications, Inc............................ 2,418 49,569 Lumos Networks Corp.................................... 900 7,083 *MetroPCS Communications, Inc........................... 13,411 136,926 *Neutral Tandem, Inc.................................... 2,493 11,518 #*NII Holdings, Inc...................................... 4,601 36,670 NTELOS Holdings Corp................................... 900 13,725 *ORBCOMM, Inc........................................... 2,750 9,625 *Premiere Global Services, Inc.......................... 4,670 39,695 Primus Telecommunications Group, Inc................... 936 13,694 #*SBA Communications Corp................................ 1,500 99,945 Shenandoah Telecommunications Co....................... 1,444 22,700 *Sprint Nextel Corp..................................... 134,400 744,576 Telephone & Data Systems, Inc.......................... 7,926 197,120 *tw telecom, Inc........................................ 3,350 85,324 *United States Cellular Corp............................ 1,270 46,977 USA Mobility, Inc...................................... 1,798 19,868 Verizon Communications, Inc............................ 51,307 2,290,344 801 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Telecommunication Services -- (Continued) Warwick Valley Telephone Co............................... 100 $ 1,314 #Windstream Corp........................................... 13,058 124,573 ---------- Total Telecommunication Services............................. 9,766,207 ---------- Utilities -- (2.4%) *AES Corp. (The)........................................... 7,991 83,506 AGL Resources, Inc........................................ 1,319 53,855 ALLETE, Inc............................................... 2,800 116,536 Alliant Energy Corp....................................... 1,247 55,741 Ameren Corp............................................... 2,759 90,716 American Electric Power Co., Inc.......................... 2,911 129,365 American States Water Co.................................. 1,000 44,020 American Water Works Co., Inc............................. 1,982 72,819 Aqua America, Inc......................................... 3,100 78,709 #Artesian Resources Corp. Class A......................... 400 9,204 Atmos Energy Corp......................................... 2,552 91,795 Avista Corp............................................... 3,522 89,529 Black Hills Corp.......................................... 2,500 89,425 #*Cadiz, Inc................................................ 300 2,580 California Water Service Group............................ 2,900 53,418 *Calpine Corp.............................................. 17,760 312,576 CenterPoint Energy, Inc................................... 4,900 106,183 CH Energy Group, Inc...................................... 700 45,521 Chesapeake Utilities Corp................................. 500 23,485 Cleco Corp................................................ 2,072 89,407 CMS Energy Corp........................................... 3,000 72,960 Connecticut Water Services, Inc........................... 800 24,504 Consolidated Edison, Inc.................................. 1,705 102,948 Consolidated Water Co., Ltd............................... 959 7,528 #Delta Natural Gas Co., Inc................................ 91 1,789 Dominion Resources, Inc................................... 3,419 180,455 DTE Energy Co............................................. 1,900 117,990 Duke Energy Corp.......................................... 3,657 240,228 Edison International, Inc................................. 1,785 83,788 El Paso Electric Co....................................... 2,700 91,773 Empire District Electric Co. (The)........................ 2,300 49,933 Entergy Corp.............................................. 1,000 72,580 Exelon Corp............................................... 4,581 163,908 #FirstEnergy Corp.......................................... 2,500 114,300 Gas Natural, Inc.......................................... 700 6,986 Genie Energy, Ltd. Class B................................ 1,601 11,223 *GenOn Energy, Inc......................................... 31,890 81,957 Great Plains Energy, Inc.................................. 3,500 78,540 Hawaiian Electric Industries, Inc......................... 2,699 69,850 IDACORP, Inc.............................................. 1,400 62,608 #Integrys Energy Group, Inc................................ 900 48,636 ITC Holdings Corp......................................... 1,630 129,781 Laclede Group, Inc. (The)................................. 1,200 49,968 MDU Resources Group, Inc.................................. 2,138 46,459 MGE Energy, Inc........................................... 1,309 68,906 Middlesex Water Co........................................ 748 14,466 National Fuel Gas Co...................................... 800 42,160 #New Jersey Resources Corp................................. 1,500 66,690 #NextEra Energy, Inc....................................... 2,400 168,144 NiSource, Inc............................................. 3,233 82,345 Northeast Utilities, Inc.................................. 2,456 96,521 Northwest Natural Gas Co.................................. 2,005 93,293 NorthWestern Corp......................................... 2,582 92,461 #NRG Energy, Inc........................................... 12,685 273,489 NV Energy, Inc............................................ 2,500 47,525 OGE Energy Corp........................................... 1,000 57,580 802 U.S. SOCIAL CORE EQUITY 2 PORTFOLIO CONTINUED Shares Value+ ---------- ------------ Utilities -- (Continued) ONEOK, Inc.......................................... 7,390 $ 349,547 Ormat Technologies, Inc............................. 2,600 49,478 Otter Tail Corp..................................... 1,731 41,769 #Pepco Holdings, Inc................................. 2,600 51,662 PG&E Corp........................................... 2,467 104,897 #Piedmont Natural Gas Co............................. 1,936 61,700 Pinnacle West Capital Corp.......................... 1,250 66,212 #PNM Resources, Inc.................................. 4,205 93,183 Portland General Electric Co........................ 2,400 65,760 PPL Corp............................................ 3,508 103,767 Public Service Enterprise Group, Inc................ 3,009 96,408 Questar Corp........................................ 5,947 120,367 RGC Resources, Inc.................................. 100 1,790 SCANA Corp.......................................... 1,500 73,620 Sempra Energy....................................... 1,333 92,977 SJW Corp............................................ 1,148 27,828 South Jersey Industries, Inc........................ 1,445 73,103 Southern Co. (The).................................. 5,258 246,285 Southwest Gas Corp.................................. 1,600 69,552 TECO Energy, Inc.................................... 5,300 94,711 UGI Corp............................................ 4,947 159,739 UIL Holdings Corp................................... 2,040 73,787 Unitil Corp......................................... 743 19,756 UNS Energy Corp..................................... 2,244 95,684 Vectren Corp........................................ 2,548 75,344 #Westar Energy, Inc.................................. 2,993 88,892 WGL Holdings, Inc................................... 1,414 56,235 Wisconsin Energy Corp............................... 2,570 98,868 Xcel Energy, Inc.................................... 2,945 83,196 York Water Co....................................... 462 8,025 ------------ Total Utilities........................................ 7,296,804 ------------ TOTAL COMMON STOCKS.................................... 267,821,592 ------------ RIGHTS/WARRANTS -- (0.0%) .*CVR Energy, Inc. Contingent Value Rights............ 4,700 -- *FieldPoint Petroleum Corp. Warrants 03/23/17........ 100 104 ------------ TOTAL RIGHTS/WARRANTS.................................. 104 ------------ TEMPORARY CASH INVESTMENTS -- (0.2%) BlackRock Liquidity Funds TempCash Portfolio--Institutional Shares................... 575,103 575,103 ------------ Shares/ Face Amount (000) ---------- SECURITIES LENDING COLLATERAL -- (10.0%) (S)@DFA Short Term Investment Fund..................... 2,581,952 29,873,188 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,003 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,313) to be repurchased at $100,001....................................... $ 100 100,000 ------------ TOTAL SECURITIES LENDING COLLATERAL.................... 29,973,188 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $264,574,177).................................. $298,369,987 ============ 803 U.S. SUSTAINABILITY CORE 1 PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------ -------- COMMON STOCKS -- (91.6%) Consumer Discretionary -- (12.6%) *1-800-FLOWERS.COM, Inc. Class A............................. 900 $ 3,267 A.H. Belo Corp. Class A..................................... 200 1,000 Aaron's, Inc................................................ 1,700 52,411 Abercrombie & Fitch Co. Class A............................. 1,100 33,638 Advance Auto Parts, Inc..................................... 400 28,376 *AFC Enterprises, Inc........................................ 127 3,216 *Amazon.com, Inc............................................. 2,800 651,896 *AMC Networks, Inc. Class A.................................. 1,297 60,596 *American Apparel, Inc....................................... 1,450 1,537 American Eagle Outfitters, Inc.............................. 4,631 96,649 *American Public Education, Inc.............................. 300 10,929 *America's Car-Mart, Inc..................................... 200 8,372 Ameristar Casinos, Inc...................................... 434 7,920 *ANN, Inc.................................................... 1,272 44,724 *Apollo Group, Inc. Class A.................................. 1,100 22,088 Arbitron, Inc............................................... 600 21,816 *Arctic Cat, Inc............................................. 500 18,135 *Asbury Automotive Group, Inc................................ 500 15,860 *Ascena Retail Group, Inc.................................... 2,600 51,480 *Ascent Capital Group, Inc. Class A.......................... 600 35,670 #Autoliv, Inc................................................ 2,197 126,547 #*AutoNation, Inc............................................. 2,800 124,320 #*Bally Technologies, Inc..................................... 200 9,984 *Barnes & Noble, Inc......................................... 700 11,788 Bassett Furniture Industries, Inc........................... 500 5,735 bebe stores, Inc............................................ 1,927 7,804 *Bed Bath & Beyond, Inc...................................... 600 34,608 Belo Corp. Class A.......................................... 3,822 28,589 #Best Buy Co., Inc........................................... 9,747 148,252 Big 5 Sporting Goods Corp................................... 421 3,760 #*Big Lots, Inc............................................... 2,700 78,651 #*BJ's Restaurants, Inc....................................... 200 6,610 #Blyth, Inc.................................................. 400 9,136 Bob Evans Farms, Inc........................................ 500 19,035 *Books-A-Million, Inc........................................ 300 885 #*BorgWarner, Inc............................................. 2,900 190,878 #*Bridgepoint Education, Inc.................................. 1,198 11,980 Brinker International, Inc.................................. 500 15,400 *Brookfield Residential Properties, Inc...................... 688 11,902 Brunswick Corp.............................................. 1,365 32,200 #Buckle, Inc. (The).......................................... 733 33,110 #*Buffalo Wild Wings, Inc..................................... 200 15,190 *Build-A-Bear Workshop, Inc.................................. 500 1,795 *Cabela's, Inc............................................... 1,600 71,696 *Cache, Inc.................................................. 200 550 Callaway Golf Co............................................ 2,754 15,037 *Cambium Learning Group, Inc................................. 900 819 *Capella Education Co........................................ 200 6,244 *Caribou Coffee Co., Inc..................................... 600 7,182 #*CarMax, Inc................................................. 3,498 118,058 *Carmike Cinemas, Inc........................................ 400 5,448 Carriage Services, Inc...................................... 30 319 *Carrols Restaurant Group, Inc............................... 100 642 *Carter's, Inc............................................... 1,900 102,714 *Casual Male Retail Group, Inc............................... 900 3,474 Cato Corp. Class A (The).................................... 520 14,758 *Cavco Industries, Inc....................................... 300 14,502 CBS Corp. Class A........................................... 300 9,750 804 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Consumer Discretionary -- (Continued) CBS Corp. Class B......................................... 5,410 $ 175,284 CEC Entertainment, Inc.................................... 200 6,200 #*Central European Media Enterprises, Ltd. Class A.......... 2,152 11,535 *Charter Communications, Inc. Class A...................... 513 39,711 #Cheesecake Factory, Inc. (The)............................ 600 19,836 Chico's FAS, Inc.......................................... 5,413 100,682 *Children's Place Retail Stores, Inc. (The)................ 400 23,372 *Chipotle Mexican Grill, Inc............................... 200 50,906 Choice Hotels International, Inc.......................... 800 25,032 Christopher & Banks Corp.................................. 600 1,872 Churchill Downs, Inc...................................... 195 12,739 #Cinemark Holdings, Inc.................................... 4,200 103,698 *Citi Trends, Inc.......................................... 400 4,912 *Clear Channel Outdoor Holdings, Inc. Class A.............. 800 5,328 Coach, Inc................................................ 1,500 84,075 #*Coinstar, Inc............................................. 300 14,082 #*Coldwater Creek, Inc...................................... 290 1,204 Collectors Universe, Inc.................................. 299 3,588 #Columbia Sportswear Co.................................... 1,300 73,320 Comcast Corp. Class A..................................... 30,028 1,126,350 Comcast Corp. Special Class A............................. 7,800 284,232 *Conn's, Inc............................................... 765 19,377 Cooper Tire & Rubber Co................................... 772 15,540 Core-Mark Holding Co., Inc................................ 250 11,968 Cracker Barrel Old Country Store, Inc..................... 236 15,021 *Crocs, Inc................................................ 2,687 33,856 CSS Industries, Inc....................................... 242 4,864 CTC Media, Inc............................................ 2,431 20,396 Culp, Inc................................................. 400 5,056 *Cumulus Media, Inc. Class A............................... 1,098 2,701 D.R. Horton, Inc.......................................... 11,461 240,223 Dana Holding Corp......................................... 1,977 26,017 Darden Restaurants, Inc................................... 2,100 110,502 #*Deckers Outdoor Corp...................................... 1,100 31,493 *dELiA*s, Inc.............................................. 400 528 *Delta Apparel, Inc........................................ 231 3,497 Destination Maternity Corp................................ 400 7,584 #Dick's Sporting Goods, Inc................................ 600 30,000 Dillard's, Inc. Class A................................... 1,493 114,961 *DineEquity, Inc........................................... 300 18,810 *DIRECTV................................................... 4,385 224,117 *Discovery Communications, Inc. Class A.................... 1,400 82,628 *Discovery Communications, Inc. Class C.................... 2,074 113,614 DISH Network Corp. Class A................................ 1,900 67,697 *Dollar General Corp....................................... 1,100 53,482 *Dollar Tree, Inc.......................................... 2,400 95,688 Domino's Pizza, Inc....................................... 700 28,434 *Dorman Products, Inc...................................... 526 16,069 #*DreamWorks Animation SKG, Inc. Class A.................... 2,702 55,040 *Drew Industries, Inc...................................... 400 12,668 DSW, Inc. Class A......................................... 1,035 64,781 #*Dunkin' Brands Group, Inc................................. 2,900 89,900 *E.W. Scripps Co. Class A (The)............................ 1,807 19,172 #*Education Management Corp................................. 49 156 Einstein Noah Restaurant Group, Inc....................... 414 6,388 *Emerson Radio Corp........................................ 900 1,530 *Entercom Communications Corp. Class A..................... 1,037 6,751 #Ethan Allen Interiors, Inc................................ 636 18,705 #Expedia, Inc.............................................. 1,582 93,575 *Express, Inc.............................................. 759 8,448 #Family Dollar Stores, Inc................................. 1,000 65,960 805 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *Federal-Mogul Corp.......................................... 2,329 $ 17,561 *Fiesta Restaurant Group, Inc................................ 100 1,322 Finish Line, Inc. Class A (The)............................. 1,000 20,805 *Fisher Communications, Inc.................................. 400 10,096 Foot Locker, Inc............................................ 4,651 155,808 Ford Motor Co............................................... 28,200 314,712 *Fossil, Inc................................................. 1,049 91,368 Fred's, Inc. Class A........................................ 800 10,840 *Furniture Brands International, Inc......................... 400 608 *Gaiam, Inc. Class A......................................... 700 2,303 Gaming Partners International Corp.......................... 100 625 Gannett Co., Inc............................................ 7,622 128,812 Gap, Inc. (The)............................................. 7,581 270,793 #Garmin, Ltd................................................. 3,700 140,563 *Geeknet, Inc................................................ 50 908 *General Motors Co........................................... 9,119 232,534 *Genesco, Inc................................................ 400 22,920 #Gentex Corp................................................. 2,500 43,050 *Gentherm, Inc............................................... 600 7,212 *G-III Apparel Group, Ltd.................................... 713 26,352 *Global Sources, Ltd......................................... 569 3,255 #GNC Holdings, Inc. Class A.................................. 557 21,539 *Goodyear Tire & Rubber Co. (The)............................ 3,100 35,371 *Gordmans Stores, Inc........................................ 317 4,774 *Grand Canyon Education, Inc................................. 503 10,945 #Group 1 Automotive, Inc..................................... 600 37,206 Guess?, Inc................................................. 1,314 32,561 H&R Block, Inc.............................................. 800 14,160 #*Hanesbrands, Inc............................................ 3,573 119,588 Harley-Davidson, Inc........................................ 2,281 106,660 Harman International Industries, Inc........................ 976 40,924 Harte-Hanks, Inc............................................ 1,956 10,895 #Hasbro, Inc................................................. 2,000 71,980 Haverty Furniture Cos., Inc................................. 300 4,503 *Heelys, Inc................................................. 400 908 *Helen of Troy, Ltd.......................................... 1,046 31,610 #*Hibbett Sports, Inc......................................... 200 10,798 Hillenbrand, Inc............................................ 531 10,870 #*HomeAway, Inc............................................... 11 283 Hooker Furniture Corp....................................... 300 4,092 Hot Topic, Inc.............................................. 800 6,880 HSN, Inc.................................................... 1,155 60,083 *Hyatt Hotels Corp. Class A.................................. 752 27,448 *Iconix Brand Group, Inc..................................... 2,800 51,828 International Speedway Corp. Class A........................ 400 10,200 Interpublic Group of Cos., Inc. (The)....................... 8,900 89,890 #Interval Leisure Group, Inc................................. 671 12,789 *iRobot Corp................................................. 463 8,320 #*ITT Educational Services, Inc............................... 500 10,745 #J.C. Penney Co., Inc........................................ 8,024 192,656 *Jack in the Box, Inc........................................ 460 11,965 #JAKKS Pacific, Inc.......................................... 496 6,403 Jarden Corp................................................. 500 24,900 *Johnson Controls, Inc....................................... 8,800 226,600 Jones Group, Inc. (The)..................................... 3,618 42,729 *Jos. A. Bank Clothiers, Inc................................. 600 28,074 *Journal Communications, Inc. Class A........................ 1,300 7,293 #KB Home..................................................... 3,690 58,966 *Kid Brands, Inc............................................. 500 905 *Kirkland's, Inc............................................. 500 4,795 *Kohl's Corp................................................. 5,781 308,012 806 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) #*K-Swiss, Inc. Class A....................................... 328 $ 748 #*Lamar Advertising Co. Class A............................... 2,446 96,006 Las Vegas Sands Corp........................................ 2,851 132,400 *La-Z-Boy, Inc............................................... 1,700 27,574 *LeapFrog Enterprises, Inc................................... 1,600 14,144 Lear Corp................................................... 1,813 77,234 *Lee Enterprises, Inc........................................ 1,000 1,480 Leggett & Platt, Inc........................................ 5,817 154,325 #Lennar Corp. Class A........................................ 5,400 202,338 Lennar Corp. Class B Voting................................. 1,600 45,408 *Libbey, Inc................................................. 300 5,385 *Liberty Global, Inc. Class A................................ 1,807 108,474 *Liberty Global, Inc. Class C................................ 2,901 163,297 *Liberty Interactive Corp. Class A........................... 12,977 259,540 *Liberty Media Corp. - Liberty Capital Class A............... 4,634 517,511 *Liberty Media Corp. - Liberty Capital Class B............... 17 1,856 *Liberty Ventures Series A................................... 774 44,048 #*Life Time Fitness, Inc...................................... 700 31,423 Lifetime Brands, Inc........................................ 500 5,550 Limited Brands, Inc......................................... 4,900 234,661 *LIN TV Corp. Class A........................................ 400 2,244 #*Lions Gate Entertainment Corp............................... 72 1,201 Lithia Motors, Inc. Class A................................. 600 20,520 *Live Nation Entertainment, Inc.............................. 8,392 76,787 *LKQ Corp.................................................... 8,810 184,041 #*LodgeNet Interactive Corp................................... 600 264 Lowe's Cos., Inc............................................ 12,513 405,171 #*Lululemon Athletica, Inc.................................... 1,320 91,093 *Lumber Liquidators Holdings, Inc............................ 394 21,993 *M/I Homes, Inc.............................................. 500 11,125 Mac-Gray Corp............................................... 400 5,200 Macy's, Inc................................................. 9,700 369,279 *Madison Square Garden Co. Class A (The)..................... 2,336 96,150 *Maidenform Brands, Inc...................................... 723 13,527 Marcus Corp................................................. 300 3,270 Marine Products Corp........................................ 700 4,151 *MarineMax, Inc.............................................. 700 5,761 #Marriott International, Inc................................. 6,225 227,088 *Marriott Vacations Worldwide Corp........................... 324 12,746 *Martha Stewart Living Omnimedia Class A..................... 700 2,023 Mattel, Inc................................................. 4,087 150,320 McDonald's Corp............................................. 4,200 364,560 McGraw-Hill Cos., Inc. (The)................................ 3,314 183,198 MDC Holdings, Inc........................................... 618 23,632 #*Media General, Inc. Class A................................. 600 2,520 Men's Wearhouse, Inc. (The)................................. 2,100 68,859 #Meredith Corp............................................... 1,642 54,958 *Meritage Homes Corp......................................... 1,100 40,678 *MGM Resorts International................................... 14,857 153,176 *Mohawk Industries, Inc...................................... 3,800 317,186 #Monro Muffler Brake, Inc.................................... 581 19,708 #Morningstar, Inc............................................ 1,463 92,140 #*Motorcar Parts of America, Inc.............................. 440 2,068 Movado Group, Inc........................................... 605 19,172 NACCO Industries, Inc. Class A.............................. 300 15,192 *Nathan's Famous, Inc........................................ 200 5,542 National CineMedia, Inc..................................... 1,717 26,545 *Nautilus, Inc............................................... 296 832 *Navarre Corp................................................ 595 1,006 #*Netflix, Inc................................................ 400 31,636 *New York & Co., Inc......................................... 1,300 4,381 807 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *New York Times Co. Class A (The)............................ 6,900 $ 56,442 Newell Rubbermaid, Inc...................................... 4,278 88,298 News Corp. Class A.......................................... 30,924 739,702 News Corp. Class B.......................................... 8,700 211,932 *Nexstar Broadcasting Group, Inc. Class A.................... 500 5,435 NIKE, Inc. Class B.......................................... 4,786 437,345 Nordstrom, Inc.............................................. 2,600 147,602 #Nutrisystem, Inc............................................ 400 3,852 *NVR, Inc.................................................... 200 180,748 *Office Depot, Inc........................................... 14,721 36,508 OfficeMax, Inc.............................................. 1,201 8,827 Omnicom Group, Inc.......................................... 3,100 148,521 *Orbitz Worldwide, Inc....................................... 1,593 3,935 #*Orchard Supply Hardware Stores Corp. Class A................ 76 944 *O'Reilly Automotive, Inc.................................... 1,133 97,075 *Orient-Express Hotels, Ltd. Class A......................... 1,409 16,528 Outdoor Channel Holdings, Inc............................... 500 3,630 #*Overstock.com, Inc.......................................... 299 4,509 Oxford Industries, Inc...................................... 600 33,288 *Pacific Sunwear of California, Inc.......................... 1,600 2,720 *Panera Bread Co. Class A.................................... 200 33,728 *Papa John's International, Inc.............................. 147 7,838 *Penn National Gaming, Inc................................... 1,120 45,282 Penske Automotive Group, Inc................................ 2,300 70,380 Pep Boys - Manny, Moe & Jack (The).......................... 1,600 15,984 *Perry Ellis International, Inc.............................. 600 12,384 *PetSmart, Inc............................................... 1,100 73,029 #Pier 1 Imports, Inc......................................... 2,000 40,800 Polaris Industries, Inc..................................... 1,192 100,724 Pool Corp................................................... 800 33,696 *Priceline.com, Inc.......................................... 300 172,131 *PulteGroup, Inc............................................. 7,069 122,576 PVH Corp.................................................... 2,774 305,112 *Quiksilver, Inc............................................. 1,900 6,080 R.G. Barry Corp............................................. 400 6,096 #*Radio One, Inc. Class D..................................... 897 762 #RadioShack Corp............................................. 1,955 4,379 Ralph Lauren Corp........................................... 500 76,845 *Red Lion Hotels Corp........................................ 171 1,127 *Red Robin Gourmet Burgers, Inc.............................. 200 6,680 #Regal Entertainment Group Class A........................... 4,350 66,816 Regis Corp.................................................. 798 13,295 Rent-A-Center, Inc.......................................... 1,500 49,995 *Rentrak Corp................................................ 200 3,398 Ross Stores, Inc............................................ 1,000 60,950 Royal Caribbean Cruises, Ltd................................ 3,048 102,626 *Ruby Tuesday, Inc........................................... 600 4,332 *rue21, Inc.................................................. 400 12,044 *Ruth's Hospitality Group, Inc............................... 300 1,995 #Ryland Group, Inc. (The).................................... 1,400 47,418 *Ryman Hospitality Properties................................ 854 33,315 *Saga Communications, Inc. Class A........................... 100 4,242 #*Saks, Inc................................................... 3,900 40,092 Salem Communications Corp. Class A.......................... 400 2,384 *Sally Beauty Holdings, Inc.................................. 3,806 91,648 Scholastic Corp............................................. 800 26,392 *School Specialty, Inc....................................... 400 740 *Scientific Games Corp. Class A.............................. 1,408 11,588 Scripps Networks Interactive, Inc. Class A.................. 1,200 72,864 #*Sealy Corp.................................................. 794 1,771 *Sears Canada, Inc........................................... 935 10,162 808 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Consumer Discretionary -- (Continued) *Sears Holdings Corp......................................... 2,184 $136,871 *Select Comfort Corp......................................... 600 16,698 Service Corp. International................................. 2,893 40,618 *SHFL Entertainment, Inc..................................... 400 5,652 Shiloh Industries, Inc...................................... 200 2,276 Shoe Carnival, Inc.......................................... 470 10,989 #*Shutterfly, Inc............................................. 700 21,182 Signet Jewelers, Ltd. ADR................................... 2,511 129,969 Sinclair Broadcast Group, Inc. Class A...................... 1,000 12,600 #*Sirius XM Radio, Inc........................................ 26,516 74,245 Six Flags Entertainment Corp................................ 1,620 92,518 *Skechers U.S.A., Inc. Class A............................... 1,433 23,788 #*Skullcandy, Inc............................................. 764 9,252 *Skyline Corp................................................ 100 460 *Smith & Wesson Holding Corp................................. 1,382 13,267 Sonic Automotive, Inc. Class A.............................. 1,000 19,400 *Sonic Corp.................................................. 400 3,988 #Sotheby's................................................... 620 19,301 Stage Stores, Inc........................................... 500 12,250 Standard Motor Products, Inc................................ 500 9,390 #*Standard Pacific Corp....................................... 5,743 39,627 *Stanley Furniture Co., Inc.................................. 264 1,228 #Staples, Inc................................................ 20,411 235,033 Starbucks Corp.............................................. 9,100 417,690 Starwood Hotels & Resorts Worldwide, Inc.................... 2,355 122,107 *Stein Mart, Inc............................................. 1,000 7,860 *Steiner Leisure, Ltd........................................ 252 11,068 *Steinway Musical Instruments, Inc........................... 191 4,611 *Steven Madden, Ltd.......................................... 1,197 51,375 Stewart Enterprises, Inc. Class A........................... 949 7,374 *Stoneridge, Inc............................................. 400 1,988 Strayer Education, Inc...................................... 203 11,664 #Sturm Ruger & Co., Inc...................................... 300 14,169 *Systemax, Inc............................................... 600 6,564 Target Corp................................................. 6,900 439,875 #*Tempur-Pedic International, Inc............................. 800 21,152 *Tenneco, Inc................................................ 400 12,220 #*Tesla Motors, Inc........................................... 1,700 47,821 Texas Roadhouse, Inc........................................ 819 13,333 Thor Industries, Inc........................................ 1,400 53,242 #Tiffany & Co................................................ 2,178 137,693 Time Warner Cable, Inc...................................... 3,636 360,364 Time Warner, Inc............................................ 19,906 864,916 TJX Cos., Inc. (The)........................................ 9,000 374,670 *Toll Brothers, Inc.......................................... 3,000 99,030 *Town Sports International Holdings, Inc..................... 600 7,560 Tractor Supply Co........................................... 1,200 115,488 *Trans World Entertainment Corp.............................. 1,000 3,400 #*TripAdvisor, Inc............................................ 1,600 48,464 True Religion Apparel, Inc.................................. 1,067 27,369 *TRW Automotive Holdings Corp................................ 2,840 132,088 *Tuesday Morning Corp........................................ 1,000 5,970 Tupperware Brands Corp...................................... 2,350 138,885 Ulta Salon Cosmetics & Fragrance, Inc....................... 900 82,998 #*Under Armour, Inc. Class A.................................. 1,400 73,164 *Unifi, Inc.................................................. 433 6,075 *Universal Electronics, Inc.................................. 451 7,739 *UQM Technologies, Inc....................................... 252 229 *US Auto Parts Network, Inc.................................. 600 1,794 V.F. Corp................................................... 1,464 229,087 Vail Resorts, Inc........................................... 575 32,648 809 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Consumer Discretionary -- (Continued) #*Valassis Communications, Inc............................. 1,566 $ 40,747 *Valuevision Media, Inc. Class A.......................... 500 1,125 Viacom, Inc. Class A..................................... 400 20,748 Viacom, Inc. Class B..................................... 4,000 205,080 #Virgin Media, Inc........................................ 3,107 101,723 *Vitamin Shoppe, Inc...................................... 676 38,694 *VOXX International Corp.................................. 518 3,222 Walt Disney Co. (The).................................... 23,614 1,158,739 *Warnaco Group, Inc. (The)................................ 1,200 84,696 Washington Post Co. Class B (The)........................ 200 66,702 #Weight Watchers International, Inc....................... 1,100 55,275 Wendy's Co. (The)........................................ 11,815 50,450 *West Marine, Inc......................................... 591 6,111 *Wet Seal, Inc. Class A (The)............................. 800 2,288 Whirlpool Corp........................................... 3,000 293,040 Wiley (John) & Sons, Inc. Class A........................ 1,600 69,408 Williams-Sonoma, Inc..................................... 4,117 190,329 *Winnebago Industries, Inc................................ 398 5,015 #*WMS Industries, Inc...................................... 573 9,414 #Wolverine World Wide, Inc................................ 1,500 62,805 World Wrestling Entertainment, Inc. Class A.............. 625 5,056 Wyndham Worldwide Corp................................... 3,300 166,320 Yum! Brands, Inc......................................... 2,287 160,342 *Zale Corp................................................ 300 2,154 #*Zumiez, Inc.............................................. 700 17,717 ----------- Total Consumer Discretionary................................ 26,755,114 ----------- Consumer Staples -- (7.6%) Altria Group, Inc........................................ 11,100 352,980 Andersons, Inc. (The).................................... 360 14,141 Avon Products, Inc....................................... 6,964 107,872 B&G Foods, Inc........................................... 500 15,135 Beam, Inc................................................ 2,650 147,234 Brown-Forman Corp. Class B............................... 1,950 124,917 #Campbell Soup Co......................................... 4,065 143,373 Casey's General Stores, Inc.............................. 800 41,240 *Central Garden & Pet Co. Class A......................... 500 5,635 Church & Dwight Co., Inc................................. 2,600 131,976 Clorox Co. (The)......................................... 2,048 148,070 Coca-Cola Bottling Co. Consolidated...................... 49 3,368 Coca-Cola Co. (The)...................................... 30,130 1,120,233 Coca-Cola Enterprises, Inc............................... 7,928 249,256 Colgate-Palmolive Co..................................... 5,874 616,535 ConAgra Foods, Inc....................................... 7,264 202,230 *Constellation Brands, Inc. Class A....................... 5,918 209,142 Costco Wholesale Corp.................................... 1,600 157,488 *Craft Brew Alliance, Inc................................. 500 3,790 CVS Caremark Corp........................................ 25,859 1,199,858 *Dean Foods Co............................................ 9,842 165,739 #*Dole Food Co., Inc....................................... 1,404 17,676 #Dr. Pepper Snapple Group, Inc............................ 3,600 154,260 *Elizabeth Arden, Inc..................................... 900 42,462 Energizer Holdings, Inc.................................. 1,828 133,389 Estee Lauder Cos., Inc. Class A (The).................... 3,800 234,156 Flowers Foods, Inc....................................... 4,800 94,512 #*Fresh Market, Inc. (The)................................. 335 18,998 General Mills, Inc....................................... 6,000 240,480 #*Green Mountain Coffee Roasters, Inc...................... 1,950 47,112 #H.J. Heinz Co............................................ 2,800 161,028 *Hain Celestial Group, Inc. (The)......................... 940 54,332 Harris Teeter Supermarkets, Inc.......................... 947 35,465 810 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Consumer Staples -- (Continued) #Herbalife, Ltd........................................... 1,000 $ 51,350 Hillshire Brands Co...................................... 2,894 75,273 #Hormel Foods Corp........................................ 4,198 123,967 Ingles Markets, Inc. Class A............................. 300 4,860 Ingredion, Inc........................................... 1,360 83,586 Inter Parfums, Inc....................................... 866 15,813 J & J Snack Foods Corp................................... 400 22,908 J.M. Smucker Co. (The)................................... 3,279 280,814 *John B. Sanfilippo & Son, Inc............................ 84 1,413 Kellogg Co............................................... 3,200 167,424 Kimberly-Clark Corp...................................... 2,920 243,674 *Kraft Foods Group, Inc................................... 7,461 339,326 Kroger Co. (The)......................................... 5,200 131,144 *Mannatech, Inc........................................... 15 73 McCormick & Co., Inc..................................... 2,376 146,409 Mead Johnson Nutrition Co................................ 636 39,216 *Medifast, Inc............................................ 500 12,760 Molson Coors Brewing Co. Class B......................... 4,789 206,597 Mondelez International, Inc. Class A..................... 22,383 594,045 #*Monster Beverage Corp.................................... 1,330 59,411 #Nu Skin Enterprises, Inc. Class A........................ 600 28,398 Oil-Dri Corp. of America................................. 202 4,525 *Overhill Farms, Inc...................................... 400 1,800 *Pantry, Inc. (The)....................................... 441 5,850 PepsiCo, Inc............................................. 15,535 1,075,643 Philip Morris International, Inc......................... 10,800 956,448 *Pilgrim's Pride Corp..................................... 206 1,160 *Post Holdings, Inc....................................... 1,218 38,428 *Prestige Brands Holdings, Inc............................ 1,900 33,041 #PriceSmart, Inc.......................................... 246 20,416 Procter & Gamble Co. (The)............................... 24,341 1,685,371 *Ralcorp Holdings, Inc.................................... 194 14,005 Reliv' International, Inc................................ 400 516 *Revlon, Inc. Class A..................................... 1,121 17,263 Reynolds American, Inc................................... 5,600 233,184 #Safeway, Inc............................................. 9,382 153,020 Sanderson Farms, Inc..................................... 500 22,645 *Schiff Nutrition International, Inc...................... 600 20,304 *Seneca Foods Corp. Class A............................... 129 3,687 *Smart Balance, Inc....................................... 1,367 16,267 *Smithfield Foods, Inc.................................... 1,949 39,896 Snyders-Lance, Inc....................................... 1,704 43,179 Spartan Stores, Inc...................................... 564 8,099 *Spectrum Brands Holdings, Inc............................ 1,861 84,657 #SUPERVALU, Inc........................................... 11,018 34,266 *Susser Holdings Corp..................................... 419 15,059 #Sysco Corp............................................... 4,505 139,970 #Tootsie Roll Industries, Inc............................. 1,264 33,686 *TreeHouse Foods, Inc..................................... 200 10,710 *United Natural Foods, Inc................................ 711 37,854 #*USANA Health Sciences, Inc............................... 400 17,256 Walgreen Co.............................................. 12,738 448,760 Wal-Mart Stores, Inc..................................... 21,704 1,628,234 WD-40 Co................................................. 400 19,144 Weis Markets, Inc........................................ 606 24,943 Whole Foods Market, Inc.................................. 3,500 331,555 ----------- Total Consumer Staples...................................... 16,243,384 ----------- Energy -- (10.4%) Alon USA Energy, Inc..................................... 1,861 24,435 #*Alpha Natural Resources, Inc............................. 2,125 18,211 811 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Energy -- (Continued) Anadarko Petroleum Corp................................... 5,681 $ 390,910 Apache Corp............................................... 4,612 381,643 #*Approach Resources, Inc................................... 1,086 26,748 #Arch Coal, Inc............................................ 3,000 23,880 *Atwood Oceanics, Inc...................................... 3,100 148,180 Baker Hughes, Inc......................................... 8,036 337,271 #*Basic Energy Services, Inc................................ 1,000 10,390 #Berry Petroleum Co. Class A............................... 2,100 80,871 #*Bill Barrett Corp......................................... 2,201 50,425 Bolt Technology Corp...................................... 200 2,880 *BPZ Resources, Inc........................................ 2,900 8,352 Bristow Group, Inc........................................ 1,400 69,888 #*C&J Energy Services, Inc.................................. 680 13,178 Cabot Oil & Gas Corp...................................... 5,400 253,692 *Cal Dive International, Inc............................... 2,777 3,499 *Callon Petroleum Co....................................... 700 4,004 *Cameron International Corp................................ 3,374 170,859 #CARBO Ceramics, Inc....................................... 700 51,765 *Carrizo Oil & Gas, Inc.................................... 1,323 35,483 #*Cheniere Energy, Inc...................................... 3,499 56,299 #Chesapeake Energy Corp.................................... 8,604 174,317 Chevron Corp.............................................. 19,201 2,116,142 Cimarex Energy Co......................................... 2,358 134,830 *Clayton Williams Energy, Inc.............................. 300 12,705 #*Clean Energy Fuels Corp................................... 2,990 34,236 *Cloud Peak Energy, Inc.................................... 2,240 47,264 #*Cobalt International Energy, Inc.......................... 3,451 71,815 *Comstock Resources, Inc................................... 2,145 36,722 *Concho Resources, Inc..................................... 2,700 232,524 ConocoPhillips............................................ 14,715 851,263 *Contango Oil & Gas Co..................................... 600 29,496 *Continental Resources, Inc................................ 1,100 79,046 Core Laboratories NV...................................... 600 62,196 *Crimson Exploration, Inc.................................. 1,920 6,950 Crosstex Energy, Inc...................................... 2,100 28,728 *Dawson Geophysical Co..................................... 300 7,167 Delek US Holdings, Inc.................................... 1,400 36,050 *Denbury Resources, Inc.................................... 12,118 185,769 Devon Energy Corp......................................... 5,904 343,672 DHT Holdings, Inc......................................... 425 1,793 #Diamond Offshore Drilling, Inc............................ 3,384 234,308 *Double Eagle Petroleum Co................................. 400 2,004 #*Dresser-Rand Group, Inc................................... 2,700 139,131 *Dril-Quip, Inc............................................ 1,320 91,423 #*Endeavour International Corp.............................. 1,675 12,160 Energen Corp.............................................. 2,164 100,951 Energy XXI (Bermuda), Ltd................................. 2,220 73,482 *ENGlobal Corp............................................. 600 246 EOG Resources, Inc........................................ 4,264 496,713 *EPL Oil & Gas, Inc........................................ 1,400 30,296 #EQT Corp.................................................. 2,255 136,721 *Evolution Petroleum Corp.................................. 400 3,280 #EXCO Resources, Inc....................................... 9,437 76,440 *Exterran Holdings, Inc.................................... 2,817 56,284 Exxon Mobil Corp.......................................... 33,854 3,086,469 *FMC Technologies, Inc..................................... 3,900 159,510 *Forest Oil Corp........................................... 3,301 25,022 *FX Energy, Inc............................................ 600 2,898 *Geospace Technologies Corp................................ 400 25,892 *Global Geophysical Services, Inc.......................... 1,335 6,168 #*GMX Resources, Inc........................................ 2,387 1,164 812 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Energy -- (Continued) Gulf Island Fabrication, Inc................................ 600 $ 14,238 *Gulfmark Offshore, Inc. Class A............................. 1,100 35,552 *Gulfport Energy Corp........................................ 2,000 66,360 *Halcon Resources Corp....................................... 1,890 12,228 Halliburton Co.............................................. 8,657 279,535 #*Harvest Natural Resources, Inc.............................. 1,569 13,697 *Helix Energy Solutions Group, Inc........................... 4,915 84,980 Helmerich & Payne, Inc...................................... 3,100 148,180 *Hercules Offshore, Inc...................................... 5,300 25,228 Hess Corp................................................... 3,571 186,620 .*HKN, Inc.................................................... 349 688 HollyFrontier Corp.......................................... 5,493 212,195 *Hornbeck Offshore Services, Inc............................. 1,463 50,678 *Houston American Energy Corp................................ 397 254 #*ION Geophysical Corp........................................ 5,700 36,822 #*James River Coal Co......................................... 1,300 6,513 *Key Energy Services, Inc.................................... 4,827 31,569 Kinder Morgan, Inc.......................................... 7,408 257,132 *Kodiak Oil & Gas Corp....................................... 8,716 80,536 *Lone Pine Resources, Inc.................................... 1,260 1,890 #Lufkin Industries, Inc...................................... 1,200 60,012 #*Magnum Hunter Resources Corp................................ 3,583 13,687 Marathon Oil Corp........................................... 11,243 337,965 Marathon Petroleum Corp..................................... 4,658 255,864 *Matrix Service Co........................................... 515 5,402 *McDermott International, Inc................................ 7,151 76,587 #*McMoran Exploration Co...................................... 5,579 66,557 #*Miller Energy Resources, Inc................................ 372 1,681 *Mitcham Industries, Inc..................................... 226 3,062 Murphy Oil Corp............................................. 4,529 271,740 *Nabors Industries, Ltd...................................... 7,100 95,779 National Oilwell Varco, Inc................................. 5,192 382,650 *Natural Gas Services Group, Inc............................. 400 6,344 *Newfield Exploration Co..................................... 2,133 57,847 *Newpark Resources, Inc...................................... 3,800 25,802 Noble Corp.................................................. 10,533 397,515 Noble Energy, Inc........................................... 2,222 211,112 #Nordic American Tankers, Ltd................................ 60 504 #*Northern Oil & Gas, Inc..................................... 2,206 33,443 *Oasis Petroleum, Inc........................................ 2,251 66,112 Occidental Petroleum Corp................................... 9,271 732,038 Oceaneering International, Inc.............................. 3,400 177,922 *Oil States International, Inc............................... 1,918 140,206 Panhandle Oil & Gas, Inc. Class A........................... 200 5,416 *Parker Drilling Co.......................................... 3,800 16,454 #Patterson-UTI Energy, Inc................................... 5,200 84,136 *PDC Energy, Inc............................................. 1,037 31,390 #Peabody Energy Corp......................................... 6,921 193,096 Penn Virginia Corp.......................................... 2,203 9,958 *PetroQuest Energy, Inc...................................... 2,500 15,250 *PHI, Inc.................................................... 505 15,801 Phillips 66................................................. 6,300 297,108 *Pioneer Energy Services Corp................................ 2,600 17,160 Pioneer Natural Resources Co................................ 3,009 317,901 *Plains Exploration & Production Co.......................... 4,210 150,129 QEP Resources, Inc.......................................... 5,736 166,344 #*Quicksilver Resources, Inc.................................. 2,200 8,514 #Range Resources Corp........................................ 2,900 189,544 *Rentech, Inc................................................ 5,715 14,745 *Rex Energy Corp............................................. 2,000 26,480 *RigNet, Inc................................................. 209 3,881 813 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Energy -- (Continued) *Rosetta Resources, Inc................................... 1,900 $ 87,476 *Rowan Cos. P.L.C. Class A................................ 3,587 113,744 #RPC, Inc................................................. 5,625 64,462 #*SandRidge Energy, Inc.................................... 11,599 72,146 Schlumberger, Ltd........................................ 18,250 1,268,922 *SEACOR Holdings, Inc..................................... 900 78,939 *SemGroup Corp. Class A................................... 1,268 48,996 Ship Finance International, Ltd.......................... 2,758 42,418 SM Energy Co............................................. 1,900 102,448 *Southwestern Energy Co................................... 5,164 179,191 Spectra Energy Corp...................................... 6,400 184,768 *Steel Excel, Inc......................................... 300 7,350 *Stone Energy Corp........................................ 1,800 42,462 *Superior Energy Services, Inc............................ 5,846 118,849 *Swift Energy Co.......................................... 800 13,368 Targa Resources Corp..................................... 987 50,268 Teekay Corp.............................................. 4,093 125,287 *TETRA Technologies, Inc.................................. 100 535 *TGC Industries, Inc...................................... 661 4,865 Tidewater, Inc........................................... 2,101 99,819 Transocean, Ltd.......................................... 5,818 265,824 *Triangle Petroleum Corp.................................. 1,300 8,307 #*Ultra Petroleum Corp..................................... 5,812 132,572 *Union Drilling, Inc...................................... 902 5,854 *Unit Corp................................................ 2,369 95,589 *Uranium Energy Corp...................................... 455 1,074 #*USEC, Inc................................................ 2,251 1,521 *VAALCO Energy, Inc....................................... 2,200 17,974 #*Verenium Corp............................................ 300 738 #W&T Offshore, Inc........................................ 2,546 43,155 *Warren Resources, Inc.................................... 1,208 3,443 *Weatherford International, Ltd........................... 20,682 233,707 #Western Refining, Inc.................................... 3,300 82,071 *Westmoreland Coal Co..................................... 400 4,112 *Whiting Petroleum Corp................................... 3,200 134,464 *Willbros Group, Inc...................................... 1,782 9,106 Williams Cos., Inc. (The)................................ 5,100 178,449 #World Fuel Services Corp................................. 2,703 93,794 #*WPX Energy, Inc.......................................... 1,433 24,275 ----------- Total Energy................................................ 21,986,485 ----------- Financials -- (14.1%) 1st Source Corp.......................................... 500 11,105 *1st United Bancorp, Inc.................................. 156 938 ACE, Ltd................................................. 5,521 434,227 *Affiliated Managers Group, Inc........................... 600 75,900 Aflac, Inc............................................... 5,300 263,834 *Alexander & Baldwin, Inc................................. 36 1,041 *Allegheny Corp........................................... 208 72,301 Allied World Assurance Co. Holdings AG................... 822 66,007 Allstate Corp. (The)..................................... 9,275 370,814 Alterra Capital Holdings, Ltd............................ 3,678 89,854 *Altisource Portfolio Solutions SA........................ 500 56,750 *American Capital, Ltd.................................... 4,798 56,568 American Equity Investment Life Holding Co............... 2,058 23,688 American Express Co...................................... 8,500 475,745 American Financial Group, Inc............................ 3,414 132,463 *American International Group, Inc........................ 3,512 122,674 American National Insurance Co........................... 600 43,836 *American Safety Insurance Holdings, Ltd.................. 214 3,608 Ameriprise Financial, Inc................................ 2,406 140,438 814 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Ameris Bancorp........................................... 460 $ 4,908 *AMERISAFE, Inc........................................... 720 18,900 #AmTrust Financial Services, Inc.......................... 1,952 47,238 Aon P.L.C................................................ 2,596 140,054 *Arch Capital Group, Ltd.................................. 3,636 160,529 Argo Group International Holdings, Ltd................... 455 15,652 Arrow Financial Corp..................................... 222 5,417 Aspen Insurance Holdings, Ltd............................ 2,133 69,003 Associated Banc-Corp..................................... 3,427 44,174 Assurant, Inc............................................ 1,600 60,496 Assured Guaranty, Ltd.................................... 3,000 41,670 Astoria Financial Corp................................... 2,905 29,137 *Atlantic Coast Financial Corp............................ 39 78 *AV Homes, Inc............................................ 93 1,367 Axis Capital Holdings, Ltd............................... 2,212 80,119 Baldwin & Lyons, Inc. Class B............................ 150 3,652 #Bancfirst Corp........................................... 414 18,199 *Bancorp, Inc. (The)...................................... 911 10,358 BancorpSouth, Inc........................................ 2,966 41,969 *BancTrust Financial Group, Inc........................... 200 568 Bank Mutual Corp......................................... 600 2,706 Bank of America Corp..................................... 200,476 1,868,436 Bank of Hawaii Corp...................................... 900 39,744 Bank of Montreal......................................... 282 16,672 Bank of New York Mellon Corp. (The)...................... 18,068 446,460 Bank of the Ozarks, Inc.................................. 600 19,644 BankFinancial Corp....................................... 500 4,015 BankUnited, Inc.......................................... 200 4,742 Banner Corp.............................................. 661 19,162 BB&T Corp................................................ 6,305 182,530 *BBCN Bancorp, Inc........................................ 2,552 30,445 *BBX Capital Corp. Class A................................ 166 1,086 *Beneficial Mutual Bancorp, Inc........................... 1,521 14,419 Berkshire Hills Bancorp, Inc............................. 517 12,139 BGC Partners, Inc. Class A............................... 394 1,844 BlackRock, Inc........................................... 720 136,570 *BofI Holding, Inc........................................ 243 6,833 BOK Financial Corp....................................... 695 40,762 Boston Private Financial Holdings, Inc................... 2,000 18,440 Brookline Bancorp, Inc................................... 1,577 13,373 Brown & Brown, Inc....................................... 2,800 71,540 Bryn Mawr Bank Corp...................................... 239 5,411 Calamos Asset Management, Inc. Class A................... 500 5,400 Camden National Corp..................................... 200 6,980 *Capital Bank Financial Corp. Class A..................... 26 456 #*Capital City Bank Group, Inc............................. 200 2,030 Capital One Financial Corp............................... 8,466 509,399 CapitalSource, Inc....................................... 7,360 58,218 Capitol Federal Financial, Inc........................... 6,023 71,734 Cardinal Financial Corp.................................. 600 9,582 #Cash America International, Inc.......................... 500 19,545 Cathay General Bancorp................................... 2,051 36,282 #CBOE Holdings, Inc....................................... 1,265 37,305 *CBRE Group, Inc. Class A................................. 4,974 89,631 Center Bancorp, Inc...................................... 336 3,827 Centerstate Banks, Inc................................... 500 4,335 *Central Pacific Financial Corp........................... 108 1,552 Charles Schwab Corp. (The)............................... 7,516 102,067 Chemical Financial Corp.................................. 620 14,582 Chubb Corp. (The)........................................ 3,500 269,430 Cincinnati Financial Corp................................ 3,212 127,966 815 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) *CIT Group, Inc............................................ 2,903 $ 108,050 Citigroup, Inc............................................ 33,760 1,262,286 *Citizens, Inc............................................. 1,605 16,355 #City Holding Co........................................... 300 10,536 City National Corp........................................ 800 40,880 Clifton Savings Bancorp, Inc.............................. 307 3,395 CME Group, Inc............................................ 1,800 100,674 CNA Financial Corp........................................ 2,800 82,264 CNB Financial Corp........................................ 200 3,436 CNO Financial Group, Inc.................................. 7,390 70,796 CoBiz Financial, Inc...................................... 800 5,704 #Cohen & Steers, Inc....................................... 402 11,252 Columbia Banking System, Inc.............................. 1,063 18,826 Comerica, Inc............................................. 6,293 187,594 Commerce Bancshares, Inc.................................. 2,994 114,012 Community Bank System, Inc................................ 914 25,217 Community Trust Bancorp, Inc.............................. 357 12,109 *CompuCredit Holdings Corp................................. 202 774 *Cowen Group, Inc. Class A................................. 828 2,103 Crawford & Co. Class B.................................... 200 1,102 *Credit Acceptance Corp.................................... 557 45,479 Cullen/Frost Bankers, Inc................................. 1,000 55,300 CVB Financial Corp........................................ 2,700 29,214 *DFC Global Corp........................................... 1,315 22,158 Dime Community Bancshares, Inc............................ 700 10,150 Discover Financial Services............................... 3,053 125,173 Donegal Group, Inc. Class A............................... 500 6,480 Duff & Phelps Corp........................................ 1,290 16,035 East West Bancorp, Inc.................................... 3,700 78,773 Eastern Insurance Holdings, Inc........................... 200 3,364 #Eaton Vance Corp.......................................... 800 22,512 *eHealth, Inc.............................................. 500 10,850 EMC Insurance Group, Inc.................................. 300 6,714 Employers Holdings, Inc................................... 1,000 18,250 Endurance Specialty Holdings, Ltd......................... 1,052 42,659 *Enstar Group, Ltd......................................... 500 50,000 Enterprise Financial Services Corp........................ 430 6,020 Epoch Holding Corp........................................ 400 8,768 Erie Indemnity Co. Class A................................ 600 37,332 ESSA Bancorp, Inc......................................... 400 4,032 Evercore Partners, Inc. Class A........................... 600 16,740 Everest Re Group, Ltd..................................... 1,300 144,365 *EZCORP, Inc. Class A...................................... 1,020 20,053 FBL Financial Group, Inc. Class A......................... 800 27,304 Federal Agricultural Mortgage Corp. Class C............... 301 8,479 #Federated Investors, Inc. Class B......................... 1,300 30,212 *Federated National Holding Co............................. 200 1,250 Fidelity National Financial, Inc. Class A................. 4,800 102,768 Fifth Third Bancorp....................................... 8,123 118,027 Financial Institutions, Inc............................... 300 5,712 *First Acceptance Corp..................................... 1,000 1,210 First American Financial Corp............................. 3,151 71,685 *First BanCorp............................................. 500 2,120 First Bancorp............................................. 200 2,090 First Busey Corp.......................................... 1,552 7,325 *First California Financial Group, Inc..................... 265 1,789 *First Cash Financial Services, Inc........................ 757 33,808 First Commonwealth Financial Corp......................... 2,233 14,626 First Community Bancshares, Inc........................... 400 5,992 First Defiance Financial Corp............................. 222 3,929 First Financial Bancorp................................... 1,807 28,370 816 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Financials -- (Continued) #First Financial Bankshares, Inc............................. 550 $ 19,926 First Financial Corp........................................ 259 7,923 First Financial Holdings, Inc............................... 313 4,413 *First Financial Northwest, Inc.............................. 400 3,160 First Interstate BancSystem, Inc............................ 286 4,299 First Merchants Corp........................................ 466 6,855 First Midwest Bancorp, Inc.................................. 1,647 20,373 First Niagara Financial Group, Inc.......................... 6,394 52,942 First Pactrust Bancorp, Inc................................. 350 4,116 *First Place Financial Corp.................................. 400 28 First Republic Bank......................................... 1,594 54,754 *First South Bancorp, Inc.................................... 200 1,080 #FirstMerit Corp............................................. 4,031 55,870 #*Flagstar Bancorp, Inc....................................... 9 124 Flagstone Reinsurance Holdings SA........................... 1,414 12,500 Flushing Financial Corp..................................... 500 7,775 FNB Corp.................................................... 3,492 37,469 *Forest City Enterprises, Inc. Class A....................... 4,468 71,711 Fox Chase Bancorp, Inc...................................... 47 731 Franklin Resources, Inc..................................... 1,300 166,140 Fulton Financial Corp....................................... 7,551 73,396 Gallagher (Arthur J.) & Co.................................. 2,200 77,968 GAMCO Investors, Inc. Class A............................... 100 4,900 *Genworth Financial, Inc. Class A............................ 17,005 101,350 German American Bancorp, Inc................................ 254 5,728 GFI Group, Inc.............................................. 2,325 7,347 Glacier Bancorp, Inc........................................ 1,429 20,720 *Gleacher & Co., Inc......................................... 1,051 736 *Global Indemnity P.L.C...................................... 450 9,981 Goldman Sachs Group, Inc. (The)............................. 6,831 836,046 Great Southern Bancorp, Inc................................. 300 8,511 #Greenhill & Co., Inc........................................ 779 37,174 *Greenlight Capital Re, Ltd. Class A......................... 1,100 28,105 *Guaranty Bancorp............................................ 600 1,098 *Hallmark Financial Services, Inc............................ 500 3,815 Hampden Bancorp, Inc........................................ 100 1,295 Hancock Holding Co.......................................... 1,029 32,506 *Hanmi Financial Corp........................................ 338 4,195 Hanover Insurance Group, Inc. (The)......................... 1,187 42,863 *Harris & Harris Group, Inc.................................. 1,200 4,116 Hartford Financial Services Group, Inc...................... 11,534 250,403 HCC Insurance Holdings, Inc................................. 2,600 92,664 Heartland Financial USA, Inc................................ 361 10,361 #*Heritage Commerce Corp...................................... 441 2,906 Heritage Financial Group, Inc............................... 167 2,234 *HFF, Inc. Class A........................................... 1,233 17,176 *Hilltop Holdings, Inc....................................... 1,726 23,456 *Home Bancorp, Inc........................................... 196 3,706 Home BancShares, Inc........................................ 668 23,140 Home Federal Bancorp, Inc................................... 290 3,312 #Homeowners Choice, Inc...................................... 300 6,660 Horace Mann Educators Corp.................................. 1,341 25,761 *Howard Hughes Corp. (The)................................... 101 7,070 Hudson Valley Holding Corp.................................. 261 4,205 Huntington Bancshares, Inc.................................. 9,647 61,644 IBERIABANK Corp............................................. 809 40,280 *ICG Group, Inc.............................................. 1,306 13,687 Independence Holding Co..................................... 330 2,884 Independent Bank Corp....................................... 400 11,804 Interactive Brokers Group, Inc. Class A..................... 1,595 22,729 *IntercontinentalExchange, Inc............................... 700 91,700 817 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) International Bancshares Corp............................. 1,650 $ 29,948 *INTL. FCStone, Inc........................................ 459 8,505 Invesco, Ltd.............................................. 10,715 260,589 *Investment Technology Group, Inc.......................... 1,000 8,440 *Investors Bancorp, Inc.................................... 2,927 52,657 Janus Capital Group, Inc.................................. 5,640 47,940 Jefferies Group, Inc...................................... 2,600 37,024 JMP Group, Inc............................................ 400 2,216 Jones Lang LaSalle, Inc................................... 1,600 124,384 JPMorgan Chase & Co....................................... 62,154 2,590,579 Kaiser Federal Financial Group, Inc....................... 100 1,543 KBW, Inc.................................................. 1,300 21,125 Kearny Financial Corp..................................... 900 8,505 Kemper Corp............................................... 2,152 66,712 Kennedy-Wilson Holdings, Inc.............................. 1,495 21,229 KeyCorp................................................... 23,198 195,327 *Knight Capital Group, Inc. Class A........................ 2,170 5,707 Lakeland Bancorp, Inc..................................... 551 5,471 Lakeland Financial Corp................................... 500 13,345 Lazard, Ltd. Class A...................................... 1,883 55,473 Legg Mason, Inc........................................... 8,127 207,076 *Leucadia National Corp.................................... 2,152 48,850 #Life Partners Holdings, Inc............................... 312 792 Lincoln National Corp..................................... 3,900 96,681 LPL Financial Holdings, Inc............................... 1,825 53,290 #M&T Bank Corp............................................. 3,078 320,420 Maiden Holdings, Ltd...................................... 1,463 12,362 MainSource Financial Group, Inc........................... 200 2,504 *Markel Corp............................................... 200 94,388 MarketAxess Holdings, Inc................................. 800 24,992 Marlin Business Services Corp............................. 342 7,726 Marsh & McLennan Cos., Inc................................ 4,400 149,732 *Maui Land & Pineapple Co., Inc............................ 300 660 MB Financial, Inc......................................... 1,214 24,596 #*MBIA, Inc................................................. 4,900 48,510 *MBT Financial Corp........................................ 300 864 MCG Capital Corp.......................................... 2,400 11,184 Meadowbrook Insurance Group, Inc.......................... 1,600 8,992 Medallion Financial Corp.................................. 600 7,506 Mercury General Corp...................................... 1,700 68,901 *Meridian Interstate Bancorp, Inc.......................... 478 8,073 MetLife, Inc.............................................. 15,210 539,803 *Metro Bancorp, Inc........................................ 400 5,192 *MGIC Investment Corp...................................... 3,341 5,747 Montpelier Re Holdings, Ltd............................... 1,800 41,166 Moody's Corp.............................................. 1,797 86,544 Morgan Stanley............................................ 24,143 419,605 *MSCI, Inc................................................. 1,713 46,148 NASDAQ OMX Group, Inc. (The).............................. 1,705 40,596 *National Financial Partners Corp.......................... 1,300 23,855 National Interstate Corp.................................. 500 12,975 National Penn Bancshares, Inc............................. 3,714 33,166 *Navigators Group, Inc. (The).............................. 400 21,232 NBT Bancorp, Inc.......................................... 733 15,591 Nelnet, Inc. Class A...................................... 1,100 26,851 *Netspend Holdings, Inc.................................... 1,648 17,650 #New York Community Bancorp, Inc........................... 4,900 67,914 *NewBridge Bancorp......................................... 300 1,293 *NewStar Financial, Inc.................................... 1,500 18,750 Northeast Community Bancorp, Inc.......................... 300 1,626 Northern Trust Corp....................................... 10,062 480,762 818 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Financials -- (Continued) Northfield Bancorp, Inc.................................... 1,000 $ 16,240 Northwest Bancshares, Inc.................................. 2,050 24,395 NYSE Euronext.............................................. 2,726 67,496 OceanFirst Financial Corp.................................. 239 3,332 *Ocwen Financial Corp....................................... 2,649 102,172 Old Republic International Corp............................ 4,328 42,761 *Old Second Bancorp, Inc.................................... 300 420 *OmniAmerican Bancorp, Inc.................................. 138 3,159 OneBeacon Insurance Group, Ltd. Class A.................... 600 8,100 Oriental Financial Group, Inc.............................. 1,001 11,792 Oritani Financial Corp..................................... 1,050 16,044 *Pacific Capital Bancorp.................................... 192 8,815 Pacific Continental Corp................................... 400 3,716 PacWest Bancorp............................................ 1,000 22,500 #Park National Corp......................................... 400 26,620 *Park Sterling Corp......................................... 300 1,500 PartnerRe, Ltd............................................. 1,500 121,500 Peoples Bancorp, Inc....................................... 300 6,390 #*PHH Corp................................................... 2,035 42,348 *Phoenix Cos, Inc. (The).................................... 130 3,918 *PICO Holdings, Inc......................................... 641 14,192 *Pinnacle Financial Partners, Inc........................... 633 12,375 *Piper Jaffray Cos., Inc.................................... 400 10,740 Platinum Underwriters Holdings, Ltd........................ 1,100 48,840 PNC Financial Services Group, Inc.......................... 6,651 387,022 *Popular, Inc............................................... 3,757 72,623 Presidential Life Corp..................................... 730 10,205 Primerica, Inc............................................. 2,242 63,359 *Primus Guaranty, Ltd....................................... 500 4,175 Principal Financial Group, Inc............................. 7,826 215,528 PrivateBancorp, Inc........................................ 1,665 26,906 ProAssurance Corp.......................................... 1,000 89,400 #Progressive Corp. (The).................................... 6,790 151,417 Prosperity Bancshares, Inc................................. 2,000 83,720 Protective Life Corp....................................... 2,279 62,217 Provident Financial Services, Inc.......................... 1,457 21,855 Provident New York Bancorp................................. 1,000 9,130 Prudential Financial, Inc.................................. 7,577 432,268 #Radian Group, Inc.......................................... 1,600 7,504 Raymond James Financial, Inc............................... 1,615 61,596 Regions Financial Corp..................................... 15,453 100,754 Reinsurance Group of America, Inc.......................... 1,367 72,342 RenaissanceRe Holdings, Ltd................................ 1,300 105,768 Renasant Corp.............................................. 600 11,046 Republic Bancorp, Inc. Class A............................. 338 7,308 *Republic First Bancorp, Inc................................ 200 426 Resource America, Inc. Class A............................. 300 2,028 *Riverview Bancorp, Inc..................................... 100 165 RLI Corp................................................... 640 43,635 Rockville Financial, Inc................................... 606 8,054 Roma Financial Corp........................................ 600 5,286 S&T Bancorp, Inc........................................... 639 11,227 S.Y. Bancorp, Inc.......................................... 264 6,225 *Safeguard Scientifics, Inc................................. 719 11,396 Safety Insurance Group, Inc................................ 500 23,175 Sandy Spring Bancorp, Inc.................................. 600 11,472 SCBT Financial Corp........................................ 300 11,904 SeaBright Holdings, Inc.................................... 700 7,679 *Seacoast Banking Corp. of Florida.......................... 92 147 SEI Investments Co......................................... 1,770 38,728 Selective Insurance Group, Inc............................. 1,825 33,744 819 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) #*Signature Bank............................................ 800 $ 56,992 Simmons First National Corp. Class A...................... 400 9,956 Southside Bancshares, Inc................................. 661 13,495 *Southwest Bancorp, Inc.................................... 200 2,158 #*St. Joe Co. (The)......................................... 1,500 29,700 StanCorp Financial Group, Inc............................. 1,462 50,220 State Auto Financial Corp................................. 800 12,912 State Street Corp......................................... 10,000 445,700 StellarOne Corp........................................... 500 6,860 Sterling Bancorp.......................................... 500 4,775 Stewart Information Services Corp......................... 500 11,660 #*Stifel Financial Corp..................................... 1,716 54,397 *Suffolk Bancorp........................................... 100 1,502 *Sun Bancorp, Inc.......................................... 201 621 SunTrust Banks, Inc....................................... 4,780 130,016 Susquehanna Bancshares, Inc............................... 4,943 51,259 *SVB Financial Group....................................... 1,200 67,908 *SWS Group, Inc............................................ 700 3,983 Symetra Financial Corp.................................... 532 6,357 Synovus Financial Corp.................................... 4,145 10,155 T. Rowe Price Group, Inc.................................. 1,500 97,410 #*Taylor Capital Group, Inc................................. 494 9,228 TCF Financial Corp........................................ 6,235 71,328 TD Ameritrade Holding Corp................................ 2,892 45,375 Territorial Bancorp, Inc.................................. 368 8,317 #*Texas Capital Bancshares, Inc............................. 900 42,723 *TFS Financial Corp........................................ 2,709 24,246 Thomas Properties Group, Inc.............................. 667 3,562 Tompkins Financial Corp................................... 220 8,906 Torchmark Corp............................................ 200 10,118 Tower Group, Inc.......................................... 1,161 20,921 #TowneBank................................................. 320 4,982 Travelers Cos., Inc. (The)................................ 6,200 439,828 *Tree.com, Inc............................................. 172 2,485 TriCo Bancshares.......................................... 400 6,720 TrustCo Bank Corp......................................... 1,858 10,368 Trustmark Corp............................................ 2,295 53,864 U.S. Bancorp.............................................. 22,168 736,199 #UMB Financial Corp........................................ 1,030 45,866 Umpqua Holdings Corp...................................... 2,405 29,076 Union First Market Bankshares Corp........................ 21 330 #United Bankshares, Inc.................................... 834 19,874 *United Community Banks, Inc............................... 2,088 18,166 United Financial Bancorp, Inc............................. 400 6,148 United Fire Group, Inc.................................... 930 22,106 Universal Insurance Holdings, Inc......................... 1,000 3,950 Univest Corp. of Pennsylvania............................. 228 3,858 Unum Group................................................ 8,400 170,352 Validus Holdings, Ltd..................................... 2,556 91,505 #Valley National Bancorp................................... 3,168 30,856 ViewPoint Financial Group, Inc............................ 977 20,322 *Virginia Commerce Bancorp, Inc............................ 747 6,843 *Virtus Investment Partners, Inc........................... 305 29,280 Waddell & Reed Financial, Inc............................. 700 23,331 Washington Banking Co..................................... 400 5,468 Washington Federal, Inc................................... 3,765 63,177 Washington Trust Bancorp, Inc............................. 300 8,097 *Waterstone Financial, Inc................................. 700 3,780 Webster Financial Corp.................................... 2,216 48,752 Wells Fargo & Co.......................................... 88,485 2,981,060 WesBanco, Inc............................................. 533 11,726 820 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Financials -- (Continued) West Bancorporation, Inc................................. 300 $ 3,273 *West Coast Bancorp....................................... 369 8,125 #Westamerica Bancorporation............................... 618 27,266 *Western Alliance Bancorp................................. 1,707 17,514 Westfield Financial, Inc................................. 600 4,374 Westwood Holdings Group, Inc............................. 96 3,727 Willis Group Holdings P.L.C.............................. 2,269 76,397 *Wilshire Bancorp, Inc.................................... 1,449 9,433 #Wintrust Financial Corp.................................. 797 29,449 #*World Acceptance Corp.................................... 400 26,704 WR Berkley Corp.......................................... 2,502 97,303 WSFS Financial Corp...................................... 82 3,473 XL Group P.L.C........................................... 13,031 322,387 *Yadkin Valley Financial Corp............................. 200 640 Zions Bancorporation..................................... 4,695 100,802 *ZipRealty, Inc........................................... 700 1,848 ----------- Total Financials............................................ 29,874,803 ----------- Health Care -- (10.7%) *Abaxis, Inc.............................................. 400 14,712 Abbott Laboratories...................................... 11,400 746,928 #*ABIOMED, Inc............................................. 85 1,685 *Accuray, Inc............................................. 1,334 9,285 *Acorda Therapeutics, Inc................................. 1,213 29,051 Aetna, Inc............................................... 6,375 278,587 *Affymax, Inc............................................. 900 20,511 *Affymetrix, Inc.......................................... 1,997 6,330 Agilent Technologies, Inc................................ 3,800 136,762 *Air Methods Corp......................................... 500 54,815 *Alere, Inc............................................... 1,540 29,568 #*Align Technology, Inc.................................... 1,878 49,917 *Alkermes P.L.C........................................... 2,904 53,811 Allergan, Inc............................................ 4,600 413,632 *Allscripts Healthcare Solutions, Inc..................... 4,740 61,241 *Almost Family, Inc....................................... 158 3,275 *Alnylam Pharmaceuticals, Inc............................. 57 922 *Alphatec Holdings, Inc................................... 583 1,003 *Amedisys, Inc............................................ 1,224 13,513 *AMERIGROUP Corp.......................................... 1,449 132,352 #AmerisourceBergen Corp................................... 900 35,496 Amgen, Inc............................................... 5,474 473,747 *AMN Healthcare Services, Inc............................. 1,772 17,578 *Amsurg Corp.............................................. 1,312 37,418 Analogic Corp............................................ 500 36,830 *AngioDynamics, Inc....................................... 377 4,045 *Anika Therapeutics, Inc.................................. 680 7,623 #*Arena Pharmaceuticals, Inc............................... 1,500 11,865 *Ariad Pharmaceuticals, Inc............................... 2,271 48,940 *ArthroCare Corp.......................................... 1,048 31,524 *Astex Pharmaceuticals, Inc............................... 653 1,554 #*athenahealth, Inc........................................ 765 49,182 *AtriCure, Inc............................................ 100 642 Bard (C.R.), Inc......................................... 868 83,493 Baxter International, Inc................................ 4,300 269,309 Becton Dickinson & Co.................................... 2,100 158,928 *BioClinica, Inc.......................................... 200 1,254 #*BioCryst Pharmaceuticals, Inc............................ 600 1,746 *Biogen Idec, Inc......................................... 2,800 387,016 #*Bio-Reference Labs, Inc.................................. 1,000 27,760 *BioScrip, Inc............................................ 2,394 22,049 *Boston Scientific Corp................................... 51,875 266,637 821 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Health Care -- (Continued) #*Bovie Medical Corp.......................................... 300 $ 1,125 Bristol-Myers Squibb Co..................................... 17,431 579,581 *Brookdale Senior Living, Inc................................ 5,222 122,508 *Bruker Corp................................................. 1,400 16,926 *Cambrex Corp................................................ 713 8,613 Cantel Medical Corp......................................... 1,070 27,831 *Capital Senior Living Corp.................................. 1,099 17,672 Cardinal Health, Inc........................................ 3,600 148,068 *CareFusion Corp............................................. 5,613 149,081 *Catamaran Corp.............................................. 1,188 56,026 *Celgene Corp................................................ 3,700 271,284 #*Celldex Therapeutics, Inc................................... 1,699 9,361 *Centene Corp................................................ 1,600 60,768 *Cepheid, Inc................................................ 1,000 30,310 *Cerner Corp................................................. 1,111 84,647 *Charles River Laboratories International, Inc............... 730 27,244 #Chemed Corp................................................. 700 47,075 *Chindex International, Inc.................................. 206 2,136 Cigna Corp.................................................. 4,697 239,547 *Community Health Systems, Inc............................... 5,091 139,595 Computer Programs & Systems, Inc............................ 184 8,981 *Conceptus, Inc.............................................. 1,139 21,459 CONMED Corp................................................. 1,261 34,879 Cooper Cos., Inc. (The)..................................... 2,104 201,942 *Corvel Corp................................................. 433 18,415 #*Covance, Inc................................................ 1,146 55,822 Coventry Health Care, Inc................................... 3,500 152,740 Covidien P.L.C.............................................. 4,400 241,780 *Cross Country Healthcare, Inc............................... 700 3,080 CryoLife, Inc............................................... 900 5,571 *Cumberland Pharmaceuticals, Inc............................. 290 1,702 #*Curis, Inc.................................................. 900 3,429 *Cutera, Inc................................................. 300 2,223 *Cyberonics, Inc............................................. 600 27,750 *Cynosure, Inc. Class A...................................... 459 12,090 *DaVita, Inc................................................. 1,100 123,772 DENTSPLY International, Inc................................. 2,400 88,416 *Depomed, Inc................................................ 1,381 7,803 #*Edwards Lifesciences Corp................................... 1,734 150,563 Eli Lilly & Co.............................................. 5,400 262,602 *Emergent Biosolutions, Inc.................................. 859 11,416 *Emeritus Corp............................................... 948 21,283 *Endo Health Solutions, Inc.................................. 2,700 77,382 #*Endocyte, Inc............................................... 561 5,369 Ensign Group, Inc. (The).................................... 619 18,050 *Enzon Pharmaceuticals, Inc.................................. 1,612 10,591 *Exactech, Inc............................................... 500 8,350 *ExamWorks Group, Inc........................................ 568 7,963 *Express Scripts Holding Co.................................. 6,275 386,164 *Five Star Quality Care, Inc................................. 1,814 9,542 *Furiex Pharmaceuticals, Inc................................. 175 3,355 #*Genomic Health, Inc......................................... 200 6,250 *Gentiva Health Services, Inc................................ 1,425 13,395 *Gilead Sciences, Inc........................................ 7,400 496,984 *Greatbatch, Inc............................................. 1,002 22,024 *Haemonetics Corp............................................ 1,072 87,582 *Hanger, Inc................................................. 1,400 35,490 *Harvard Bioscience, Inc..................................... 600 2,412 *HCA Holdings, Inc........................................... 3,474 98,696 *Health Management Associates, Inc. Class A.................. 11,318 82,621 *Health Net, Inc............................................. 1,990 42,825 822 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Health Care -- (Continued) *HealthSouth Corp.......................................... 1,633 $ 36,138 *HealthStream, Inc......................................... 600 15,324 *Healthways, Inc........................................... 1,091 10,615 *Henry Schein, Inc......................................... 1,951 143,945 Hill-Rom Holdings, Inc.................................... 1,679 47,163 *Hi-Tech Pharmacal Co., Inc................................ 200 6,270 #*HMS Holdings Corp......................................... 353 8,151 *Hologic, Inc.............................................. 8,259 170,301 *Hospira, Inc.............................................. 4,740 145,471 Humana, Inc............................................... 3,000 222,810 *ICU Medical, Inc.......................................... 460 27,292 #*IDEXX Laboratories, Inc................................... 800 76,960 #*Illumina, Inc............................................. 876 41,619 #*Impax Laboratories, Inc................................... 1,900 40,375 #*Incyte Corp............................................... 3,610 57,616 #*Infinity Pharmaceuticals, Inc............................. 418 9,359 *Integra LifeSciences Holdings Corp........................ 1,064 40,698 Invacare Corp............................................. 810 11,056 *IPC The Hospitalist Co.................................... 573 19,763 *IRIS International, Inc................................... 200 3,898 *Jazz Pharmaceuticals P.L.C................................ 1,600 85,968 Johnson & Johnson......................................... 26,043 1,844,365 *Kindred Healthcare, Inc................................... 2,179 21,354 *Laboratory Corp. of America Holdings...................... 900 76,257 Landauer, Inc............................................. 260 15,067 *Lannet Co., Inc........................................... 400 1,764 LeMaitre Vascular, Inc.................................... 500 3,000 *LHC Group, Inc............................................ 689 12,071 *Life Technologies Corp.................................... 7,124 348,435 *LifePoint Hospitals, Inc.................................. 2,976 105,172 *Luminex Corp.............................................. 897 14,424 *Magellan Health Services, Inc............................. 1,100 55,165 #*Masimo Corp............................................... 2,577 56,617 McKesson Corp............................................. 2,433 227,023 *MedAssets, Inc............................................ 2,569 45,548 .*MedCath Corp.............................................. 117 160 *Medical Action Industries, Inc............................ 300 885 *Medicines Co. (The)....................................... 1,438 31,521 Medicis Pharmaceutical Corp. Class A...................... 1,600 69,456 *Medidata Solutions, Inc................................... 224 9,412 *Medivation, Inc........................................... 628 32,103 #*MEDNAX, Inc............................................... 2,100 144,858 Medtronic, Inc............................................ 12,679 527,193 Merck & Co., Inc.......................................... 39,796 1,815,891 #Meridian Bioscience, Inc.................................. 500 9,875 *Merit Medical Systems, Inc................................ 1,679 24,245 *Metropolitan Health Networks, Inc......................... 1,557 17,018 *Mettler Toledo International, Inc......................... 300 50,811 *Molina Healthcare, Inc.................................... 1,516 38,006 *Momenta Pharmaceuticals, Inc.............................. 1,446 18,335 *MWI Veterinary Supply, Inc................................ 430 45,159 *Myrexis, Inc.............................................. 213 511 *Myriad Genetics, Inc...................................... 2,499 65,399 National Healthcare Corp.................................. 500 23,810 *Natus Medical, Inc........................................ 1,182 13,357 #*Novavax, Inc.............................................. 700 1,470 *NuVasive, Inc............................................. 1,987 28,653 *Obagi Medical Products, Inc............................... 500 6,165 Omnicare, Inc............................................. 4,650 160,564 *Omnicell, Inc............................................. 1,529 22,293 *Onyx Pharmaceuticals, Inc................................. 1,400 109,704 823 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Health Care -- (Continued) *OraSure Technologies, Inc................................. 1,200 $ 10,872 *Orexigen Therapeutics, Inc................................ 1,800 9,594 *Orthofix International NV................................. 449 17,807 #Owens & Minor, Inc........................................ 2,714 77,268 *Palomar Medical Technologies, Inc......................... 595 5,135 *PAREXEL International Corp................................ 1,694 51,989 Patterson Cos., Inc....................................... 3,919 130,895 *PDI, Inc.................................................. 200 1,370 #PDL BioPharma, Inc........................................ 4,050 30,172 PerkinElmer, Inc.......................................... 4,931 152,516 Perrigo Co................................................ 764 87,868 Pfizer, Inc............................................... 63,534 1,580,091 #*PhotoMedex, Inc........................................... 6 80 *Pozen, Inc................................................ 739 4,427 *Progenics Pharmaceuticals, Inc............................ 624 1,778 *Providence Service Corp. (The)............................ 412 4,202 *PSS World Medical, Inc.................................... 1,700 48,654 Quality Systems, Inc...................................... 993 17,328 Quest Diagnostics, Inc.................................... 3,376 194,863 #*Questcor Pharmaceuticals, Inc............................. 1,000 25,480 #*Quidel Corp............................................... 1,116 19,563 *RadNet, Inc............................................... 600 1,560 *Regeneron Pharmaceuticals, Inc............................ 754 107,294 *Repligen Corp............................................. 700 3,570 #ResMed, Inc............................................... 2,676 106,879 *Rigel Pharmaceuticals, Inc................................ 1,688 15,040 *Rochester Medical Corp.................................... 271 2,843 #*Rockwell Medical, Inc..................................... 300 2,157 *RTI Biologics, Inc........................................ 2,314 9,395 *Salix Pharmaceuticals, Ltd................................ 1,190 46,458 #*Sangamo Biosciences, Inc.................................. 26 145 *Santarus, Inc............................................. 674 6,154 #*SciClone Pharmaceuticals, Inc............................. 1,491 8,215 #*Seattle Genetics, Inc..................................... 1,709 42,998 *Select Medical Holdings Corp.............................. 5,207 55,142 *SIGA Technologies, Inc.................................... 987 2,862 *Sirona Dental Systems, Inc................................ 2,300 131,698 *Skilled Healthcare Group, Inc. Class A.................... 700 5,439 *Solta Medical, Inc........................................ 2,296 6,773 *Spectranetics Corp........................................ 600 8,736 #*Spectrum Pharmaceuticals, Inc............................. 1,060 11,830 St. Jude Medical, Inc..................................... 3,029 115,890 *Staar Surgical Co......................................... 500 3,220 *Stereotaxis, Inc.......................................... 130 229 STERIS Corp............................................... 2,379 84,716 Stryker Corp.............................................. 2,200 115,720 *Sun Healthcare Group, Inc................................. 400 3,384 *Sunrise Senior Living, Inc................................ 1,000 14,390 *SurModics, Inc............................................ 714 12,838 *Symmetry Medical, Inc..................................... 1,345 12,320 *Team Health Holdings, Inc................................. 1,265 33,662 Teleflex, Inc............................................. 1,814 123,261 *Tenet Healthcare Corp..................................... 1,375 32,450 *Theragenics Corp.......................................... 600 918 #*Theravance, Inc........................................... 145 3,264 Thermo Fisher Scientific, Inc............................. 2,362 144,224 *Thoratec Corp............................................. 2,200 78,540 *Tornier NV................................................ 218 3,728 *TranS1, Inc............................................... 300 825 *Triple-S Management Corp. Class B......................... 800 14,432 U.S. Physical Therapy, Inc................................ 424 11,321 824 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Health Care -- (Continued) UnitedHealth Group, Inc.................................. 15,960 $ 893,760 *Universal American Corp.................................. 1,945 17,583 Universal Health Services, Inc. Class B.................. 991 41,017 *Vanguard Health Systems, Inc............................. 95 920 *Varian Medical Systems, Inc.............................. 1,519 101,408 *Vascular Solutions, Inc.................................. 600 9,042 *VCA Antech, Inc.......................................... 3,944 77,224 *Vertex Pharmaceuticals, Inc.............................. 1,922 92,717 #*Vical, Inc............................................... 1,651 5,630 *ViroPharma, Inc.......................................... 2,036 51,409 #*Vivus, Inc............................................... 1,241 18,491 Warner Chilcott P.L.C.................................... 1,900 22,002 *Waters Corp.............................................. 1,600 130,896 *Watson Pharmaceuticals, Inc.............................. 2,200 189,090 *WellCare Health Plans, Inc............................... 1,400 66,640 WellPoint, Inc........................................... 6,300 386,064 West Pharmaceutical Services, Inc........................ 1,600 86,192 *Wright Medical Group, Inc................................ 1,622 32,959 *XenoPort, Inc............................................ 111 914 Young Innovations, Inc................................... 200 6,830 Zimmer Holdings, Inc..................................... 5,344 343,138 ----------- Total Health Care........................................... 22,689,003 ----------- Industrials -- (11.7%) 3M Co.................................................... 5,334 467,258 A.O. Smith Corp.......................................... 2,200 133,694 AAON, Inc................................................ 750 15,735 AAR Corp................................................. 500 7,545 ABM Industries, Inc...................................... 1,675 31,825 *Acacia Research Corp..................................... 1,134 29,450 *ACCO Brands Corp......................................... 3,257 23,581 Aceto Corp............................................... 1,000 10,020 #Acorn Energy, Inc........................................ 200 1,702 Actuant Corp. Class A.................................... 2,893 81,698 #Acuity Brands, Inc....................................... 600 38,820 *ADT Corp. (The).......................................... 3,702 153,670 *Advisory Board Co. (The)................................. 600 28,500 *AECOM Technology Corp.................................... 4,952 106,319 *Aegion Corp.............................................. 1,176 21,721 *Aerovironment, Inc....................................... 400 8,796 *AGCO Corp................................................ 3,296 150,001 *Air Transport Services Group, Inc........................ 1,100 4,235 Aircastle, Ltd........................................... 2,100 23,373 Alamo Group, Inc......................................... 400 13,400 *Alaska Air Group, Inc.................................... 1,200 45,888 Albany International Corp. Class A....................... 300 6,591 *Allegiant Travel Co...................................... 300 21,822 Alliant Techsystems, Inc................................. 1,232 70,581 Altra Holdings, Inc...................................... 600 10,812 Amerco, Inc.............................................. 300 34,662 *Ameresco, Inc. Class A................................... 546 6,039 *American Railcar Industries, Inc......................... 800 23,504 American Science & Engineering, Inc...................... 300 19,074 #*American Superconductor Corp............................. 439 1,576 *American Woodmark Corp................................... 400 9,200 AMETEK, Inc.............................................. 2,643 93,959 Ampco-Pittsburgh Corp.................................... 300 5,298 Apogee Enterprises, Inc.................................. 1,700 34,629 Applied Industrial Technologies, Inc..................... 1,400 56,826 Argan, Inc............................................... 200 3,558 Armstrong World Industries, Inc.......................... 1,196 61,953 825 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) *Asset Acceptance Capital Corp............................... 1,176 $ 7,503 Asta Funding, Inc........................................... 300 2,814 *Astec Industries, Inc....................................... 1,000 28,800 *Astronics Corp.............................................. 200 4,642 *Astronics Corp. Class B..................................... 53 1,211 *Atlas Air Worldwide Holdings, Inc........................... 511 28,100 Avery Dennison Corp......................................... 5,104 165,268 *Avis Budget Group, Inc...................................... 2,496 41,259 AZZ, Inc.................................................... 600 23,664 *B/E Aerospace, Inc.......................................... 2,400 108,216 *Babcock & Wilcox Co. (The).................................. 2,744 70,713 Barnes Group, Inc........................................... 2,050 46,904 Barrett Business Services, Inc.............................. 297 8,860 #*Beacon Roofing Supply, Inc.................................. 1,700 54,978 #Belden, Inc................................................. 1,400 50,120 *Blount International, Inc................................... 900 11,907 *BlueLinx Holdings, Inc...................................... 1,115 2,353 Boeing Co. (The)............................................ 4,800 338,112 Brady Corp. Class A......................................... 1,950 59,982 Briggs & Stratton Corp...................................... 2,000 39,500 Brink's Co. (The)........................................... 1,000 26,310 *Builders FirstSource, Inc................................... 800 4,408 C.H. Robinson Worldwide, Inc................................ 600 36,198 *CAI International, Inc...................................... 400 8,864 Carlisle Cos., Inc.......................................... 1,958 108,767 Cascade Corp................................................ 500 32,495 *Casella Waste Systems, Inc.. Class A........................ 900 4,122 Caterpillar, Inc............................................ 5,600 474,936 *CBIZ, Inc................................................... 1,118 6,171 CDI Corp.................................................... 500 8,595 #CECO Environmental Corp..................................... 600 5,310 Celadon Group, Inc.......................................... 500 8,550 Ceradyne, Inc............................................... 900 31,464 *Chart Industries, Inc....................................... 1,000 70,790 #Cintas Corp................................................. 3,600 150,516 CIRCOR International, Inc................................... 600 20,694 CLAROC, Inc................................................. 1,400 63,336 *Clean Harbors, Inc.......................................... 1,500 87,525 *CNH Global NV............................................... 232 10,394 Coleman Cable, Inc.......................................... 153 1,452 #*Colfax Corp................................................. 1,902 65,410 *Columbus McKinnon Corp...................................... 699 10,464 Comfort Systems USA, Inc.................................... 1,453 15,838 *Commercial Vehicle Group, Inc............................... 700 5,313 *Consolidated Graphics, Inc.................................. 280 8,263 Con-way, Inc................................................ 800 23,288 Cooper Industries P.L.C..................................... 3,747 280,800 *Copart, Inc................................................. 3,600 103,644 Corporate Executive Board Co. (The)......................... 600 26,976 Corrections Corp. of America................................ 2,900 97,585 Courier Corp................................................ 400 4,820 *CPI Aerostructures, Inc..................................... 300 3,303 *CRA International, Inc...................................... 400 6,696 Crane Co.................................................... 704 29,554 Cubic Corp.................................................. 800 39,040 Cummins, Inc................................................ 2,740 256,409 Danaher Corp................................................ 2,420 125,187 Deere & Co.................................................. 3,500 299,040 *Delta Air Lines, Inc........................................ 7,246 69,779 Deluxe Corp................................................. 1,328 41,845 *DigitalGlobe, Inc........................................... 1,300 33,722 826 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Dolan Co. (The).......................................... 1,291 $ 5,977 *Dollar Thrifty Automotive Group, Inc..................... 500 38,500 Donaldson Co., Inc....................................... 4,000 129,080 Douglas Dynamics, Inc.................................... 841 12,775 Dover Corp............................................... 3,270 190,379 *Ducommun, Inc............................................ 200 2,728 #Dun & Bradstreet Corp. (The)............................. 2,115 171,400 *DXP Enterprises, Inc..................................... 400 19,692 *Dycom Industries, Inc.................................... 1,200 17,088 Dynamic Materials Corp................................... 497 6,670 #Eaton Corp............................................... 4,900 231,378 *Echo Global Logistics, Inc............................... 662 11,128 EMCOR Group, Inc......................................... 2,645 85,063 Emerson Electric Co...................................... 9,583 464,105 *Encore Capital Group, Inc................................ 1,237 35,873 Encore Wire Corp......................................... 782 24,133 *Energy Recovery, Inc..................................... 393 1,167 #*EnerNOC, Inc............................................. 225 2,772 *EnerSys, Inc............................................. 2,000 68,960 *Engility Holdings, Inc................................... 441 8,379 Ennis, Inc............................................... 1,000 15,300 *EnPro Industries, Inc.................................... 600 21,936 Equifax, Inc............................................. 2,400 120,096 ESCO Technologies, Inc................................... 1,418 53,090 *Esterline Technologies Corp.............................. 1,300 75,127 Exelis, Inc.............................................. 7,486 82,795 Expeditors International of Washington, Inc.............. 3,285 120,264 *Exponent, Inc............................................ 300 16,494 Fastenal Co.............................................. 4,596 205,441 *Federal Signal Corp...................................... 2,530 14,598 FedEx Corp............................................... 2,758 253,708 *Flow International Corp.................................. 800 2,656 Flowserve Corp........................................... 800 108,392 Fluor Corp............................................... 2,337 130,521 *Fortune Brands Home & Security, Inc...................... 2,100 59,724 Forward Air Corp......................................... 400 13,348 *Franklin Covey Co........................................ 400 4,808 Franklin Electric Co., Inc............................... 700 40,558 FreightCar America, Inc.................................. 400 7,700 #*FTI Consulting, Inc...................................... 1,352 35,098 *Fuel Tech, Inc........................................... 100 408 *Furmanite Corp........................................... 891 4,500 G & K Services, Inc. Class A............................. 393 12,674 Gardner Denver, Inc...................................... 1,600 110,928 *Gencor Industries, Inc................................... 300 2,157 *GenCorp, Inc............................................. 1,473 12,992 Generac Holdings, Inc.................................... 2,221 75,514 *General Cable Corp....................................... 2,001 57,089 *General Dynamics Corp.................................... 2,700 183,816 General Electric Co...................................... 121,041 2,549,123 #*Genesee & Wyoming, Inc.. Class A......................... 1,400 101,458 Geo Group, Inc. (The).................................... 1,920 53,222 *GeoEye, Inc.............................................. 422 13,238 *Gibraltar Industries, Inc................................ 1,098 13,681 Global Power Equipment Group, Inc........................ 464 7,842 Gorman-Rupp Co. (The).................................... 500 13,500 *GP Strategies Corp....................................... 500 9,625 Graco, Inc............................................... 1,100 52,866 *GrafTech International, Ltd.............................. 2,200 23,122 Graham Corp.............................................. 200 3,594 Granite Construction, Inc................................ 1,048 31,660 827 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Great Lakes Dredge & Dock Corp.............................. 2,200 $ 17,490 *Greenbrier Cos., Inc........................................ 300 5,223 Griffon Corp................................................ 1,772 17,986 H&E Equipment Services, Inc................................. 1,296 19,725 Harsco Corp................................................. 2,477 49,515 *Hawaiian Holdings, Inc...................................... 1,300 7,709 Heartland Express, Inc...................................... 2,000 27,900 #HEICO Corp.................................................. 640 24,723 HEICO Corp. Class A......................................... 781 23,805 Heidrick & Struggles International, Inc..................... 505 5,979 Herman Miller, Inc.......................................... 1,000 19,390 #*Hertz Global Holdings, Inc.................................. 14,006 185,860 *Hexcel Corp................................................. 3,195 81,664 *Hill International, Inc..................................... 1,100 3,729 HNI Corp.................................................... 1,104 30,382 Houston Wire & Cable Co..................................... 600 6,642 *Hub Group, Inc. Class A..................................... 500 15,505 Hubbell, Inc. Class B....................................... 1,724 144,333 *Hudson Global, Inc.......................................... 800 3,232 #*Huntington Ingalls Industries, Inc.......................... 1,601 67,850 *Hurco Cos., Inc............................................. 200 4,596 *Huron Consulting Group, Inc................................. 700 20,195 *Hyster-Yale Materials Handling, Inc......................... 300 12,324 *Hyster-Yale Materials Handling, Inc. Class B................ 300 12,324 *ICF International, Inc...................................... 997 18,295 #IDEX Corp................................................... 2,800 119,084 *IHS, Inc.................................................... 800 67,512 *II-VI, Inc.................................................. 1,213 20,027 Ingersoll-Rand P.L.C........................................ 6,258 294,314 *InnerWorkings, Inc.......................................... 1,200 17,304 *Innovative Solutions & Support, Inc......................... 300 1,290 Insperity, Inc.............................................. 771 20,131 Insteel Industries, Inc..................................... 594 6,890 *Integrated Electrical Services, Inc......................... 300 1,620 Interface, Inc.............................................. 1,796 25,701 International Shipholding Corp.............................. 200 3,344 Intersections, Inc.......................................... 600 5,574 #Iron Mountain, Inc.......................................... 1,900 65,740 ITT Corp.................................................... 3,818 79,414 J.B. Hunt Transport Services, Inc........................... 700 41,090 *Jacobs Engineering Group, Inc............................... 5,203 200,784 #*JetBlue Airways Corp........................................ 9,342 49,419 John Bean Technologies Corp................................. 808 12,459 #Joy Global, Inc............................................. 1,200 74,940 Kaman Corp.................................................. 720 26,784 Kansas City Southern........................................ 1,900 152,874 *KAR Auction Services, Inc................................... 1,147 22,940 Kaydon Corp................................................. 1,423 31,818 KBR, Inc.................................................... 4,230 117,848 Kelly Services, Inc. Class A................................ 1,200 15,948 Kennametal, Inc............................................. 1,619 57,345 *Kforce, Inc................................................. 1,128 12,577 Kimball International, Inc. Class B......................... 900 10,746 #*Kirby Corp.................................................. 2,083 119,731 Knight Transportation, Inc.................................. 1,700 25,704 Knoll, Inc.................................................. 1,300 18,707 *Korn/Ferry International.................................... 1,200 16,068 *Kratos Defense & Security Solutions, Inc.................... 330 1,818 L.B. Foster Co. Class A..................................... 400 13,204 L-3 Communications Holdings, Inc............................ 2,493 183,983 #Landstar System, Inc........................................ 400 20,260 828 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) Lawson Products, Inc........................................ 196 $ 1,394 *Layne Christensen Co........................................ 712 15,870 Lennox International, Inc................................... 731 36,587 Lincoln Electric Holdings, Inc.............................. 2,700 117,099 Lindsay Corp................................................ 350 26,730 *LMI Aerospace, Inc.......................................... 400 8,032 Lockheed Martin Corp........................................ 3,100 290,377 LSI Industries, Inc......................................... 600 4,068 *Lydall, Inc................................................. 500 6,455 *Magnetek, Inc............................................... 50 574 Manitowoc Co., Inc. (The)................................... 4,992 71,136 Manpower, Inc............................................... 2,484 94,243 Marten Transport, Ltd....................................... 200 3,700 #Masco Corp.................................................. 7,200 108,648 #*MasTec, Inc................................................. 2,659 59,987 McGrath RentCorp............................................ 818 21,481 *Meritor, Inc................................................ 300 1,326 Met-Pro Corp................................................ 500 4,540 *Michael Baker Corp.......................................... 200 4,522 *Middleby Corp............................................... 500 62,475 Miller Industries, Inc...................................... 400 6,140 Mine Safety Appliances Co................................... 839 32,385 *Mistras Group, Inc.......................................... 854 18,865 *Mobile Mini, Inc............................................ 1,154 20,103 *Moog, Inc. Class A.......................................... 1,447 53,553 MSC Industrial Direct Co., Inc. Class A..................... 700 52,220 Mueller Industries, Inc..................................... 900 39,420 Mueller Water Products, Inc. Class A........................ 5,594 29,145 Multi-Color Corp............................................ 319 7,248 *MYR Group, Inc.............................................. 900 19,062 National Presto Industries, Inc............................. 173 12,863 *Navigant Consulting, Inc.................................... 1,346 13,985 *NCI Building Systems, Inc................................... 700 7,847 *Nielsen Holdings NV......................................... 2,956 85,488 *NN, Inc..................................................... 316 2,616 #Nordson Corp................................................ 1,400 82,642 Northrop Grumman Corp....................................... 3,000 206,070 *Northwest Pipe Co........................................... 261 5,998 #*Ocean Power Technologies, Inc............................... 200 496 *Old Dominion Freight Line, Inc.............................. 3,300 110,682 *Omega Flex, Inc............................................. 93 1,162 *On Assignment, Inc.......................................... 1,218 23,239 *Orbital Sciences Corp....................................... 1,796 24,066 *Orion Energy Systems, Inc................................... 600 984 *Orion Marine Group, Inc..................................... 472 3,158 *Oshkosh Corp................................................ 1,967 58,971 *Owens Corning, Inc.......................................... 6,280 210,945 P.A.M. Transportation Services, Inc......................... 100 995 #PACCAR, Inc................................................. 1,400 60,676 #Pall Corp................................................... 2,113 133,034 #Parker Hannifin Corp........................................ 1,600 125,856 *Park-Ohio Holdings Corp..................................... 300 6,636 *Patrick Industries, Inc..................................... 377 6,662 *Pendrell Corp............................................... 2,291 2,726 *Pentair, Inc................................................ 6,348 268,140 *PGT, Inc.................................................... 625 2,700 *Pike Electric Corp.......................................... 824 7,507 #Pitney Bowes, Inc........................................... 3,903 56,047 #*Polypore International, Inc................................. 552 19,475 #*Portfolio Recovery Associates, Inc.......................... 800 83,720 *Powell Industries, Inc...................................... 381 15,156 829 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Industrials -- (Continued) *PowerSecure International, Inc.............................. 500 $ 3,230 Precision Castparts Corp.................................... 581 100,554 Primoris Services Corp...................................... 1,316 18,385 *Quality Distribution, Inc................................... 400 3,440 Quanex Building Products Corp............................... 1,000 19,770 *Quanta Services, Inc........................................ 6,233 161,622 Raven Industries, Inc....................................... 600 16,374 Raytheon Co................................................. 4,500 254,520 *RBC Bearings, Inc........................................... 700 34,762 #Regal-Beloit Corp........................................... 1,600 104,288 *Republic Airways Holdings, Inc.............................. 733 3,423 Resources Connection, Inc................................... 1,538 18,979 *Roadrunner Transportation Systems, Inc...................... 537 9,360 #Robbins & Myers, Inc........................................ 1,357 80,443 #Robert Half International, Inc.............................. 2,644 71,097 Rockwell Automation, Inc.................................... 2,500 177,650 #Rockwell Collins, Inc....................................... 2,000 107,160 Rollins, Inc................................................ 1,750 39,672 Roper Industries, Inc....................................... 2,420 264,191 *RPX Corp.................................................... 200 2,106 #*RR Donnelley & Sons Co...................................... 9,659 96,783 *Rush Enterprises, Inc. Class A.............................. 887 16,853 Ryder System, Inc........................................... 2,798 126,246 *Saia, Inc................................................... 467 10,554 Sauer-Danfoss, Inc.......................................... 1,100 44,066 Schawk, Inc................................................. 600 7,404 SeaCube Container Leasing, Ltd.............................. 371 6,871 *Shaw Group, Inc. (The)...................................... 3,101 135,793 Simpson Manufacturing Co., Inc.............................. 1,739 52,970 SkyWest, Inc................................................ 900 9,855 *SL Industries, Inc.......................................... 100 1,400 Snap-on, Inc................................................ 2,327 179,947 Southwest Airlines Co....................................... 20,471 180,554 *Spirit Aerosystems Holdings, Inc. Class A................... 3,604 56,331 *Spirit Airlines, Inc........................................ 1,400 24,570 SPX Corp.................................................... 2,340 160,501 *Standard Parking Corp....................................... 400 9,140 Standard Register Co. (The)................................. 600 384 Standex International Corp.................................. 340 15,722 Stanley Black & Decker, Inc................................. 5,564 385,585 Steelcase, Inc. Class A..................................... 2,650 26,526 *Stericycle, Inc............................................. 500 47,380 *Sterling Construction Co., Inc.............................. 400 3,560 Sun Hydraulics Corp......................................... 700 18,648 *SYKES Enterprises, Inc...................................... 1,556 21,193 TAL International Group, Inc................................ 1,300 44,382 *Taser International, Inc.................................... 1,400 10,934 *Team, Inc................................................... 600 19,668 *Tecumseh Products Co. Class A............................... 400 2,012 *Teledyne Technologies, Inc.................................. 1,101 70,497 Tennant Co.................................................. 600 22,452 *Terex Corp.................................................. 4,023 90,719 *Tetra Tech, Inc............................................. 1,901 49,312 #Textainer Group Holdings, Ltd............................... 1,200 36,240 #Textron, Inc................................................ 6,205 156,428 *Thermon Group Holdings, Inc................................. 151 3,751 Timken Co................................................... 2,900 114,521 #Titan International, Inc.................................... 1,199 25,155 *Titan Machinery, Inc........................................ 400 9,460 Toro Co. (The).............................................. 1,000 42,220 Towers Watson & Co.......................................... 1,555 83,519 830 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Industrials -- (Continued) *TransDigm Group, Inc..................................... 1,000 $ 133,210 *TRC Cos., Inc............................................ 500 3,605 *Trex Co., Inc............................................ 400 13,976 *Trimas Corp.............................................. 1,169 29,319 Trinity Industries, Inc.................................. 1,300 40,664 Triumph Group, Inc....................................... 2,000 130,840 *TrueBlue, Inc............................................ 1,200 15,660 *Tutor Perini Corp........................................ 1,011 10,252 #Twin Disc, Inc........................................... 300 4,548 Tyco International, Ltd.................................. 7,404 198,945 *Ultralife Corp........................................... 200 614 UniFirst Corp............................................ 600 41,742 Union Pacific Corp....................................... 146 17,962 #*United Continental Holdings, Inc......................... 6,748 129,629 United Parcel Service, Inc. Class B...................... 5,739 420,382 #*United Rentals, Inc...................................... 1,274 51,801 United Stationers, Inc................................... 600 17,412 United Technologies Corp................................. 8,986 702,346 Universal Forest Products, Inc........................... 700 26,950 URS Corp................................................. 3,026 101,310 #*US Airways Group, Inc.................................... 1,400 17,052 US Ecology, Inc.......................................... 600 14,238 #*USG Corp................................................. 1,700 45,407 UTi Worldwide, Inc....................................... 1,800 25,002 Valmont Industries, Inc.................................. 731 98,758 *Verisk Analytics, Inc. Class A........................... 2,392 121,992 Viad Corp................................................ 809 17,159 *Vicor Corp............................................... 600 3,828 *Volt Information Sciences, Inc........................... 500 3,500 VSE Corp................................................. 151 3,571 W.W. Grainger, Inc....................................... 405 81,571 *WABCO Holdings, Inc...................................... 1,483 86,859 Wabtec Corp.............................................. 1,600 131,040 #*Waste Connections, Inc................................... 3,588 117,794 #Watsco, Inc.............................................. 1,400 95,690 Watts Water Technologies, Inc. Class A................... 1,100 44,253 #Werner Enterprises, Inc.................................. 900 20,844 *WESCO International, Inc................................. 1,649 106,987 *Willis Lease Finance Corp................................ 78 1,109 Woodward, Inc............................................ 1,778 59,563 #*XPO Logistics, Inc....................................... 325 4,462 Xylem, Inc............................................... 3,586 86,996 ----------- Total Industrials........................................... 24,731,273 ----------- Information Technology -- (14.5%) #*3D Systems Corp.......................................... 1,000 43,500 *Accelrys, Inc............................................ 1,845 16,513 Accenture P.L.C. Class A................................. 7,811 526,540 *ACI Worldwide, Inc....................................... 990 38,709 *Actuate Corp............................................. 1,433 7,638 *Acxiom Corp.............................................. 2,515 45,899 *Adobe Systems, Inc....................................... 6,389 217,226 #ADTRAN, Inc............................................... 1,506 25,436 *Advanced Energy Industries, Inc.......................... 980 11,574 *Advanced Micro Devices, Inc.............................. 17,440 35,752 *Advent Software, Inc..................................... 1,800 39,060 *Agilysys, Inc............................................ 761 6,217 #*Alliance Data Systems Corp............................... 600 85,830 *Alpha & Omega Semiconductor, Ltd......................... 249 2,121 Altera Corp.............................................. 1,200 36,576 Amdocs, Ltd.............................................. 4,142 136,976 831 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) American Software, Inc. Class A........................... 400 $ 3,276 #*Amkor Technology, Inc..................................... 768 3,318 Amphenol Corp. Class A.................................... 500 30,065 *Amtech Systems, Inc....................................... 200 644 Analog Devices, Inc....................................... 2,976 116,391 *Anaren, Inc............................................... 400 7,212 #*Ancestry.com, Inc......................................... 1,167 36,877 Anixter International, Inc................................ 1,157 67,823 *ANSYS, Inc................................................ 800 56,704 *AOL, Inc.................................................. 3,059 105,015 Apple, Inc................................................ 9,440 5,617,744 Applied Materials, Inc.................................... 23,345 247,457 *Arris Group, Inc.......................................... 3,613 49,643 #*Aruba Networks, Inc....................................... 766 13,918 #*AsiaInfo-Linkage, Inc..................................... 2,100 21,000 *Aspen Technology, Inc..................................... 1,456 36,080 *ATMI, Inc................................................. 736 14,536 *Autodesk, Inc............................................. 4,404 140,223 Automatic Data Processing, Inc............................ 4,289 247,861 Avago Technologies, Ltd................................... 2,400 79,272 *Avid Technology, Inc...................................... 1,011 5,935 *Avnet, Inc................................................ 3,760 107,724 Aware, Inc................................................ 500 3,045 Badger Meter, Inc......................................... 485 20,777 Bel Fuse, Inc. Class B.................................... 278 4,604 *Benchmark Electronics, Inc................................ 1,618 23,979 Black Box Corp............................................ 500 10,960 Blackbaud, Inc............................................ 400 9,508 *Blucora, Inc.............................................. 1,400 24,570 *BMC Software, Inc......................................... 1,400 56,980 #*Booz Allen Hamilton Holding Corp.......................... 808 10,811 *Bottomline Technologies, Inc.............................. 938 21,949 Broadcom Corp. Class A.................................... 4,452 140,394 Broadridge Financial Solutions, Inc....................... 3,521 80,807 *Brocade Communications Systems, Inc....................... 8,924 47,297 *BTU International, Inc.................................... 200 390 CA, Inc................................................... 12,859 289,585 Cabot Microelectronics Corp............................... 468 13,946 *CACI International, Inc. Class A.......................... 900 45,387 #*Cadence Design Systems, Inc............................... 4,100 51,906 *CalAmp Corp............................................... 600 5,328 #*Callidus Software, Inc.................................... 100 464 *Cardtronics, Inc.......................................... 700 19,887 *Cascade Microtech, Inc.................................... 300 1,575 Cass Information Systems, Inc............................. 220 9,233 *CIBER, Inc................................................ 2,092 6,527 *Cirrus Logic, Inc......................................... 1,400 57,064 *Cisco Systems, Inc........................................ 65,591 1,124,230 *Clearfield, Inc........................................... 600 3,000 #Cognex Corp............................................... 1,239 45,174 *Cognizant Technology Solutions Corp. Class A.............. 2,315 154,295 *Cogo Group, Inc........................................... 700 1,799 *Coherent, Inc............................................. 600 27,390 Cohu, Inc................................................. 323 2,842 Communications Systems, Inc............................... 300 3,108 *CommVault Systems, Inc.................................... 501 31,297 Computer Sciences Corp.................................... 5,757 175,301 *Computer Task Group, Inc.................................. 310 5,782 *Compuware Corp............................................ 9,617 83,283 *comScore, Inc............................................. 268 3,798 Comtech Telecommunications Corp........................... 364 9,162 832 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Information Technology -- (Continued) #*Concur Technologies, Inc.................................... 1,400 $ 92,722 #*Constant Contact, Inc....................................... 624 7,700 Convergys Corp.............................................. 4,349 73,107 *CoreLogic, Inc.............................................. 3,993 95,033 Corning, Inc................................................ 5,715 67,151 *Cray, Inc................................................... 1,125 13,691 #*Cree, Inc................................................... 3,644 110,523 *CSG Systems International, Inc.............................. 965 19,889 CTS Corp.................................................... 685 5,672 *Cymer, Inc.................................................. 537 42,794 Daktronics, Inc............................................. 430 3,771 *Datalink Corp............................................... 240 1,954 *DealerTrack Holdings, Inc................................... 1,373 37,524 Dell, Inc................................................... 20,200 186,446 #*Demand Media, Inc........................................... 1,267 10,808 *Dice Holdings, Inc.......................................... 1,500 13,245 Diebold, Inc................................................ 2,480 73,780 *Digi International, Inc..................................... 4 38 Digimarc Corp............................................... 127 2,494 *Digital River, Inc.......................................... 936 13,422 *Diodes, Inc................................................. 901 13,659 #*Dolby Laboratories, Inc. Class A............................ 1,265 39,961 *DSP Group, Inc.............................................. 10 55 DST Systems, Inc............................................ 1,700 96,968 *DTS, Inc.................................................... 453 9,504 *Dynamics Research Corp...................................... 300 1,935 EarthLink, Inc.............................................. 3,454 21,898 *eBay, Inc................................................... 15,393 743,328 #Ebix, Inc................................................... 960 20,918 *Echelon Corp................................................ 700 2,317 *EchoStar Corp. Class A...................................... 506 16,071 Electro Rent Corp........................................... 804 12,639 Electro Scientific Industries, Inc.......................... 1,011 10,797 *Electronics for Imaging, Inc................................ 1,609 27,932 *Ellie Mae, Inc.............................................. 362 9,050 *EMC Corp.................................................... 21,846 533,479 *Emulex Corp................................................. 2,313 16,098 *Entegris, Inc............................................... 2,893 23,752 *Entropic Communications, Inc................................ 1,500 7,215 *Envestnet, Inc.............................................. 90 1,258 EPIQ Systems, Inc........................................... 988 12,063 *ePlus, Inc.................................................. 400 14,308 *Equinix, Inc................................................ 1,116 201,338 *Euronet Worldwide, Inc...................................... 1,560 31,652 *Exar Corp................................................... 1,220 10,431 *ExlService Holdings, Inc.................................... 838 24,838 *Extreme Networks............................................ 1,476 4,812 *F5 Networks, Inc............................................ 1,000 82,480 #FactSet Research Systems, Inc............................... 475 43,011 Fair Isaac Corp............................................. 900 41,940 *Fairchild Semiconductor International, Inc.................. 2,940 34,574 *FARO Technologies, Inc...................................... 400 16,080 FEI Co...................................................... 1,200 66,060 #*Finisar Corp................................................ 1,723 19,849 *Fiserv, Inc................................................. 1,600 119,904 *FleetCor Technologies, Inc.................................. 2,164 102,595 Forrester Research, Inc..................................... 600 17,364 *Fortinet, Inc............................................... 2,600 50,362 #*Gartner Group, Inc.......................................... 1,400 64,974 Genpact, Ltd................................................ 5,473 96,380 *Global Cash Access Holdings, Inc............................ 2,100 14,805 833 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) Global Payments, Inc...................................... 2,119 $ 90,587 *Globecomm Systems, Inc.................................... 300 3,255 *Google, Inc. Class A...................................... 2,313 1,572,308 *GSI Group, Inc............................................ 618 4,802 *GSI Technology, Inc....................................... 600 3,354 #*GT Advanced Technologies, Inc............................. 2,386 10,355 *Hackett Group, Inc. (The)................................. 800 3,112 *Harmonic, Inc............................................. 3,600 15,624 Harris Corp............................................... 1,873 85,746 Heartland Payment Systems, Inc............................ 1,088 28,375 Hewlett-Packard Co........................................ 34,503 477,867 *Hittite Microwave Corp.................................... 600 33,984 *Hutchinson Technology, Inc................................ 900 1,260 *I.D. Systems, Inc......................................... 400 2,100 IAC/InterActiveCorp....................................... 2,300 111,205 *Identive Group, Inc....................................... 28 34 *iGATE Corp................................................ 1,502 24,107 *iGo, Inc.................................................. 500 130 *Imation Corp.............................................. 397 1,814 #*Infinera Corp............................................. 3,206 15,774 *Informatica Corp.......................................... 1,100 29,854 *Ingram Micro, Inc. Class A................................ 4,277 65,010 *Innodata, Inc............................................. 400 1,436 *Inphi Corp................................................ 6 50 *Insight Enterprises, Inc.................................. 1,400 22,638 *Integrated Device Technology, Inc......................... 400 2,176 *Integrated Silicon Solution, Inc.......................... 700 5,985 *Interactive Intelligence Group, Inc....................... 500 15,855 *Internap Network Services Corp............................ 1,900 13,015 International Business Machines Corp...................... 5,125 996,966 Intersil Corp. Class A.................................... 5,929 41,799 *Intevac, Inc.............................................. 500 2,500 Intuit, Inc............................................... 3,300 196,086 #*IPG Photonics Corp........................................ 600 31,848 *Itron, Inc................................................ 1,279 52,516 *Ixia...................................................... 2,048 28,692 *IXYS Corp................................................. 734 6,988 #j2 Global, Inc............................................ 1,401 42,086 Jabil Circuit, Inc........................................ 3,700 64,158 Jack Henry & Associates, Inc.............................. 2,600 98,800 *JDA Software Group, Inc................................... 1,352 51,565 *JDS Uniphase Corp......................................... 5,958 57,733 *Juniper Networks, Inc..................................... 8,006 132,659 *Kemet Corp................................................ 318 1,444 *Kenexa Corp............................................... 770 35,389 *Key Tronic Corp........................................... 334 3,791 #*KIT Digital, Inc.......................................... 577 1,604 #KLA-Tencor Corp........................................... 1,000 46,520 *Kopin Corp................................................ 1,468 5,520 *Kulicke & Soffa Industries, Inc........................... 1,493 15,318 *KVH Industries, Inc....................................... 99 1,368 #*Lam Research Corp......................................... 3,239 114,661 #Lender Processing Services, Inc........................... 2,438 58,780 #Lexmark International, Inc. Class A....................... 3,325 70,690 *Limelight Networks, Inc................................... 1,080 2,279 Linear Technology Corp.................................... 2,200 68,772 *LinkedIn Corp. Class A.................................... 791 84,582 *Lionbridge Technologies, Inc.............................. 715 2,267 #*Liquidity Services, Inc................................... 500 20,615 Littlefuse, Inc........................................... 600 32,160 *LogMeIn, Inc.............................................. 235 5,800 834 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Information Technology -- (Continued) Loral Space & Communications, Inc......................... 509 $ 40,038 *LSI Corp.................................................. 13,353 91,468 *LTX-Credence Corp......................................... 933 5,197 *Magnachip Semiconductor Corp.............................. 1,000 11,250 *Manhattan Associates, Inc................................. 300 18,000 Marchex, Inc. Class B..................................... 700 2,863 Marvell Technology Group, Ltd............................. 13,645 107,659 Maxim Integrated Products, Inc............................ 820 22,570 MAXIMUS, Inc.............................................. 875 48,282 *Measurement Specialties, Inc.............................. 532 17,349 *MEMC Electronic Materials, Inc............................ 2,500 6,300 *MEMSIC, Inc............................................... 500 875 *Mentor Graphics Corp...................................... 3,762 58,386 *Mercury Computer Systems, Inc............................. 52 426 Methode Electronics, Inc.................................. 1,300 13,156 Micrel, Inc............................................... 500 4,845 #Microchip Technology, Inc................................. 500 15,675 *Micron Technology, Inc.................................... 26,111 141,652 #*MICROS Systems, Inc....................................... 1,400 63,546 *Microsemi Corp............................................ 2,184 41,933 Microsoft Corp............................................ 88,224 2,517,472 *MIPS Technologies, Inc.................................... 700 4,893 MKS Instruments, Inc...................................... 1,205 28,474 *ModusLink Global Solutions, Inc........................... 1,100 3,223 *MoneyGram International, Inc.............................. 407 6,325 *Monolithic Power Systems, Inc............................. 610 11,852 Monotype Imaging Holdings, Inc............................ 1,050 16,076 #*Monster Worldwide, Inc.................................... 4,944 30,752 Motorola Solutions, Inc................................... 3,414 176,436 *Move, Inc................................................. 995 8,249 MTS Systems Corp.......................................... 534 26,919 *Multi-Fineline Electronix, Inc............................ 722 15,263 National Instruments Corp................................. 2,908 68,512 *NCI, Inc. Class A......................................... 100 562 *NCR Corp.................................................. 3,777 80,375 *NetApp, Inc............................................... 2,482 66,766 #*NETGEAR, Inc.............................................. 1,100 39,061 #*NetList, Inc.............................................. 400 440 *NetScout Systems, Inc..................................... 1,100 27,203 #*NetSuite, Inc............................................. 849 53,920 *NeuStar, Inc. Class A..................................... 1,861 68,094 *Newport Corp.............................................. 1,290 13,958 #*Nuance Communications, Inc................................ 3,131 69,696 *NVIDIA Corp............................................... 19,941 238,694 *Official Payments Holdings, Inc........................... 256 1,308 *OmniVision Technologies, Inc.............................. 1,069 15,287 *ON Semiconductor Corp..................................... 18,504 113,800 *Online Resources Corp..................................... 500 1,440 #*OpenTable, Inc............................................ 76 3,570 *Oplink Communications, Inc................................ 800 11,888 OPNET Technologies, Inc................................... 400 16,972 Oracle Corp............................................... 38,297 1,189,122 *OSI Systems, Inc.......................................... 500 39,625 *PAR Technology Corp....................................... 300 1,605 *Parametric Technology Corp................................ 3,100 62,558 Park Electrochemical Corp................................. 523 12,981 *Perceptron, Inc........................................... 200 1,056 *Perficient, Inc........................................... 1,076 12,234 *Pericom Semiconductor Corp................................ 400 3,092 *Pervasive Software, Inc................................... 400 3,432 *Photronics, Inc........................................... 735 3,594 835 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Information Technology -- (Continued) Plantronics, Inc............................................ 1,100 $ 35,684 *Plexus Corp................................................. 1,200 32,292 *PMC-Sierra, Inc............................................. 7,989 37,389 #*Polycom, Inc................................................ 3,600 36,072 Power Integrations, Inc..................................... 500 14,790 #*Power-One, Inc.............................................. 3,887 15,665 *PRGX Global, Inc............................................ 400 3,128 *Progress Software Corp...................................... 1,723 33,978 Pulse Electronics Corp...................................... 348 191 *QLogic Corp................................................. 3,968 37,220 QUALCOMM, Inc............................................... 15,268 894,323 *QuinStreet, Inc............................................. 195 1,193 *Rackspace Hosting, Inc...................................... 1,436 91,459 *Radisys Corp................................................ 732 2,079 *RealNetworks, Inc........................................... 971 7,350 #*RealPage, Inc............................................... 386 8,426 *Red Hat, Inc................................................ 626 30,780 *Responsys, Inc.............................................. 798 7,134 Richardson Electronics, Ltd................................. 500 5,825 Rimage Corp................................................. 208 1,244 *Rofin-Sinar Technologies, Inc............................... 926 16,862 *Rogers Corp................................................. 581 22,897 #*Rosetta Stone, Inc.......................................... 353 4,134 *Rovi Corp................................................... 700 9,471 *Rudolph Technologies, Inc................................... 522 4,964 *Saba Software, Inc.......................................... 600 6,048 *SAIC, Inc................................................... 6,405 70,391 #*Salesforce.com, Inc......................................... 1,225 178,826 *Sanmina-SCI Corp............................................ 1,519 13,504 *Sapient Corp................................................ 3,942 40,524 *ScanSource, Inc............................................. 825 24,131 *SeaChange International, Inc................................ 400 3,620 Seagate Technology.......................................... 6,300 172,116 #*Semtech Corp................................................ 1,211 30,239 #*Silicon Graphics International Corp......................... 600 4,632 *Silicon Image, Inc.......................................... 1,800 7,920 *Silicon Laboratories, Inc................................... 1,870 75,585 *Skyworks Solutions, Inc..................................... 2,333 54,592 *Smith Micro Software, Inc................................... 500 625 *SolarWinds, Inc............................................. 1,200 60,708 #Solera Holdings, Inc........................................ 1,500 70,215 *Sonus Networks, Inc......................................... 7,043 13,100 #*Sourcefire, Inc............................................. 400 17,116 *Spansion, Inc. Class A...................................... 346 3,837 *SS&C Technologies Holdings, Inc............................. 2,690 64,641 *Stamps.com, Inc............................................. 276 7,596 *StarTek, Inc................................................ 200 580 #*STEC, Inc................................................... 1,100 6,457 *Super Micro Computer, Inc................................... 1,013 8,013 *Support.com, Inc............................................ 1,000 4,640 *Sycamore Networks, Inc...................................... 151 873 *Symantec Corp............................................... 12,943 235,433 *Symmetricom, Inc............................................ 1,146 7,048 #*Synaptics, Inc.............................................. 678 15,702 *SYNNEX Corp................................................. 1,200 38,868 *Synopsys, Inc............................................... 2,400 77,280 Syntel, Inc................................................. 900 53,649 *Take-Two Interactive Software, Inc.......................... 1,991 22,200 *TE Connectivity, Ltd........................................ 3,196 102,847 *Tech Data Corp.............................................. 1,421 62,965 *TechTarget, Inc............................................. 844 4,034 836 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ----------- Information Technology -- (Continued) *TeleNav, Inc............................................. 911 $ 6,413 *TeleTech Holdings, Inc................................... 1,480 24,923 Tellabs, Inc............................................. 11,566 33,773 Telular Corp............................................. 422 4,216 *Teradata Corp............................................ 1,800 122,958 *Teradyne, Inc............................................ 6,370 93,129 Tessco Technologies, Inc................................. 126 2,621 Tessera Technologies, Inc................................ 318 4,506 Texas Instruments, Inc................................... 10,111 284,018 TheStreet, Inc........................................... 700 1,134 #*THQ, Inc................................................. 140 396 *TIBCO Software, Inc...................................... 3,100 78,151 *TNS, Inc................................................. 600 8,592 Total System Services, Inc............................... 1,400 31,486 *Transact Technologies, Inc............................... 300 2,322 *Travelzoo, Inc........................................... 400 7,140 *Trimble Navigation, Ltd.................................. 1,363 64,306 *TriQuint Semiconductor, Inc.............................. 2,476 11,637 *TTM Technologies, Inc.................................... 501 4,509 *Tyler Technologies, Inc.................................. 400 19,124 *Ultimate Software Group, Inc............................. 351 35,577 *Ultratech, Inc........................................... 500 15,455 *Unisys Corp.............................................. 1,400 23,870 United Online, Inc....................................... 1,973 10,575 *Unwired Planet, Inc...................................... 1,900 2,679 *ValueClick, Inc.......................................... 1,900 31,673 #*Veeco Instruments, Inc................................... 800 24,560 #*VeriFone Systems, Inc.................................... 1,315 38,977 #*Verint Systems, Inc...................................... 624 17,016 #*ViaSat, Inc.............................................. 1,100 42,724 *Viasystems Group, Inc.................................... 156 2,388 *Video Display Corp....................................... 37 132 *Virtusa Corp............................................. 804 13,797 Visa, Inc................................................ 1,926 267,252 #*Vishay Intertechnology, Inc.............................. 4,148 34,345 *Vishay Precision Group, Inc.............................. 335 4,372 #*VistaPrint NV............................................ 852 25,960 #*VMware, Inc. Class A..................................... 700 59,339 *Volterra Semiconductor Corp.............................. 429 7,795 *Web.com Group, Inc....................................... 1,200 18,936 *Websense, Inc............................................ 406 5,367 *Westell Technologies, Inc. Class A....................... 700 1,428 Western Digital Corp..................................... 7,142 244,471 *WEX, Inc................................................. 1,150 84,847 Xerox Corp............................................... 35,636 229,496 Xilinx, Inc.............................................. 4,027 131,925 *XO Group, Inc............................................ 950 7,648 *Yahoo!, Inc.............................................. 15,190 255,344 *Zebra Technologies Corp. Class A......................... 2,039 73,261 *Zix Corp................................................. 857 2,485 *Zygo Corp................................................ 500 9,310 ----------- Total Information Technology................................ 30,701,617 ----------- Materials -- (4.3%) A. Schulman, Inc......................................... 1,031 26,455 *AEP Industries, Inc...................................... 100 6,393 Air Products & Chemicals, Inc............................ 1,854 143,741 Airgas, Inc.............................................. 1,600 142,352 Albemarle Corp........................................... 1,503 82,830 Alcoa, Inc............................................... 31,273 268,010 Allegheny Technologies, Inc.............................. 1,542 40,632 837 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ -------- Materials -- (Continued) *Allied Nevada Gold Corp..................................... 1,397 $ 51,577 #AMCOL International Corp.................................... 667 21,064 *American Pacific Corp....................................... 200 2,644 American Vanguard Corp...................................... 800 28,584 AptarGroup, Inc............................................. 1,990 102,047 *Arabian American Development Co............................. 500 4,270 Ashland, Inc................................................ 1,065 75,775 Balchem Corp................................................ 834 29,048 Ball Corp................................................... 2,600 111,358 Bemis Co., Inc.............................................. 6,161 203,621 Boise, Inc.................................................. 3,993 33,501 Buckeye Technologies, Inc................................... 2,150 56,330 Cabot Corp.................................................. 2,600 92,976 *Calgon Carbon Corp.......................................... 2,500 30,975 #Carpenter Technology Corp................................... 1,291 62,756 Celanese Corp. Class A...................................... 1,900 72,181 Chase Corp.................................................. 200 3,686 *Chemtura Corp............................................... 3,210 51,135 *Clearwater Paper Corp....................................... 700 27,678 #Cliffs Natural Resources, Inc............................... 1,700 61,659 Commercial Metals Co........................................ 3,900 53,664 #Compass Minerals International, Inc......................... 800 63,080 *Contango ORE, Inc........................................... 50 338 *Crown Holdings, Inc......................................... 2,284 87,363 Deltic Timber Corp.......................................... 200 13,572 #Domtar Corp................................................. 1,800 143,550 Dow Chemical Co. (The)...................................... 7,990 234,107 E.I. du Pont de Nemours & Co................................ 3,400 151,368 Eagle Materials, Inc........................................ 1,900 100,643 Eastman Chemical Co......................................... 3,437 203,608 Ecolab, Inc................................................. 3,810 265,176 #*Flotek Industries, Inc...................................... 400 4,444 FMC Corp.................................................... 1,800 96,336 Freeport-McMoRan Copper & Gold, Inc......................... 7,700 299,376 FutureFuel Corp............................................. 500 5,895 #*General Moly, Inc........................................... 805 2,978 Georgia Gulf Corp........................................... 975 34,505 Globe Specialty Metals, Inc................................. 1,053 15,827 *Graphic Packaging Holding Co................................ 11,595 68,642 Greif, Inc. Class A......................................... 448 18,798 H.B. Fuller Co.............................................. 3,100 94,240 Hawkins, Inc................................................ 400 15,640 Haynes International, Inc................................... 300 15,204 *Headwaters, Inc............................................. 1,600 11,504 *Horsehead Holding Corp...................................... 600 5,430 Huntsman Corp............................................... 7,232 108,769 Innophos Holdings, Inc...................................... 600 28,590 *Innospec, Inc............................................... 700 22,666 International Flavors & Fragrances, Inc..................... 900 58,158 International Paper Co...................................... 5,892 211,110 *Intrepid Potash, Inc........................................ 2,000 43,460 Kaiser Aluminum Corp........................................ 650 39,377 *KapStone Paper & Packaging Corp............................. 1,800 39,546 KMG Chemicals, Inc.......................................... 300 5,124 *Kraton Performance Polymers, Inc............................ 1,172 25,573 #Kronos Worldwide, Inc....................................... 1,200 16,020 *Landec Corp................................................. 600 6,492 *Louisiana-Pacific Corp...................................... 3,500 55,265 *LyondellBasell Industries NV Class A........................ 2,972 158,675 #Martin Marietta Materials, Inc.............................. 906 74,573 Materion Corp............................................... 900 18,855 838 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Materials -- (Continued) #*McEwen Mining, Inc........................................ 1,622 $ 7,883 MeadWestvaco Corp......................................... 5,935 176,210 *Mercer International, Inc................................. 1,307 9,136 *Metals USA Holdings Corp.................................. 981 14,303 Minerals Technologies, Inc................................ 1,000 71,660 #*Molycorp, Inc............................................. 770 8,008 Monsanto Co............................................... 4,297 369,843 *Mosaic Co. (The).......................................... 3,394 177,642 Myers Industries, Inc..................................... 1,200 17,796 Neenah Paper, Inc......................................... 600 15,540 NewMarket Corp............................................ 200 54,262 Noranda Aluminum Holding Corp............................. 2,079 12,744 Nucor Corp................................................ 5,000 200,650 Olympic Steel, Inc........................................ 300 5,400 *OM Group, Inc............................................. 694 14,040 *Omnova Solutions, Inc..................................... 1,400 10,976 *Owens-Illinois, Inc....................................... 5,866 114,328 P.H. Glatfelter Co........................................ 900 16,029 Packaging Corp. of America................................ 2,823 99,567 *Penford Corp.............................................. 200 1,540 PPG Industries, Inc....................................... 1,300 152,204 Praxair, Inc.............................................. 3,000 318,630 Reliance Steel & Aluminum Co.............................. 2,837 154,163 Rock-Tenn Co. Class A..................................... 1,529 111,908 Rockwood Holdings, Inc.................................... 2,053 94,233 Royal Gold, Inc........................................... 1,945 171,316 RPM International, Inc.................................... 2,960 78,914 *RTI International Metals, Inc............................. 1,265 28,829 Schweitzer-Mauduit International, Inc..................... 1,000 35,030 #Scotts Miracle-Gro Co. Class A (The)...................... 1,401 59,977 Sealed Air Corp........................................... 8,232 133,523 *Senomyx, Inc.............................................. 300 522 Sensient Technologies Corp................................ 2,676 97,353 Sherwin-Williams Co. (The)................................ 1,600 228,128 #Sigma-Aldrich Corp........................................ 1,600 112,224 Silgan Holdings, Inc...................................... 1,973 85,451 *Solitario Exploration & Royalty Corp...................... 1,000 1,600 Sonoco Products Co........................................ 4,151 129,221 #Southern Copper Corp...................................... 3,250 123,825 *Spartech Corp............................................. 1,000 8,560 Steel Dynamics, Inc....................................... 3,141 39,734 Stepan Co................................................. 300 28,740 #*Stillwater Mining Co...................................... 2,261 23,537 *SunCoke Energy, Inc....................................... 1,873 30,099 Synalloy Corp............................................. 300 4,131 *Texas Industries, Inc..................................... 1,100 47,443 #Titanium Metals Corp...................................... 6,300 73,773 *United States Lime & Minerals, Inc........................ 200 8,762 *Universal Stainless & Alloy Products, Inc................. 400 13,760 #Valhi, Inc................................................ 3,135 39,313 Valspar Corp.............................................. 3,600 201,708 Vulcan Materials Co....................................... 1,404 64,542 Wausau Paper Corp......................................... 2,700 22,329 Westlake Chemical Corp.................................... 700 53,242 Worthington Industries, Inc............................... 4,500 97,290 Zep, Inc.................................................. 611 8,756 *Zoltek Cos., Inc.......................................... 1,500 10,275 ---------- Total Materials.............................................. 9,041,421 ---------- Telecommunication Services -- (2.4%) AT&T, Inc................................................. 60,249 2,084,013 839 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ---------- Telecommunication Services -- (Continued) Atlantic Tele-Network, Inc................................ 800 $ 33,152 #*Boingo Wireless, Inc...................................... 666 4,875 CenturyLink, Inc.......................................... 6,253 239,990 #*Cincinnati Bell, Inc...................................... 9,300 48,453 Consolidated Communications Holdings, Inc................. 1,388 21,431 *General Communications, Inc. Class A...................... 2,200 19,228 #*Hawaiian Telcom Holdco, Inc............................... 33 563 HickoryTech Corp.......................................... 380 4,047 IDT Corp. Class B......................................... 445 4,503 *Iridium Communications, Inc............................... 3,706 27,387 #*Leap Wireless International, Inc.......................... 1,800 9,612 Lumos Networks Corp....................................... 700 5,509 *MetroPCS Communications, Inc.............................. 4,596 46,925 *Neutral Tandem, Inc....................................... 1,747 8,071 NTELOS Holdings Corp...................................... 700 10,675 *ORBCOMM, Inc.............................................. 218 763 *Premiere Global Services, Inc............................. 2,546 21,641 Primus Telecommunications Group, Inc...................... 482 7,052 Shenandoah Telecommunications Co.......................... 800 12,576 *Sprint Nextel Corp........................................ 74,079 410,398 Telephone & Data Systems, Inc............................. 2,230 55,460 *United States Cellular Corp............................... 691 25,560 USA Mobility, Inc......................................... 700 7,735 Verizon Communications, Inc............................... 44,056 1,966,660 *Vonage Holdings Corp...................................... 2,100 4,767 #Windstream Corp........................................... 3,850 36,729 ---------- Total Telecommunication Services............................. 5,117,775 ---------- Utilities -- (3.3%) AGL Resources, Inc........................................ 3,547 144,824 Alliant Energy Corp....................................... 1,936 86,539 Ameren Corp............................................... 1,900 62,472 American Electric Power Co., Inc.......................... 5,600 248,864 American States Water Co.................................. 600 26,412 American Water Works Co., Inc............................. 3,000 110,220 Aqua America, Inc......................................... 3,950 100,290 #Artesian Resources Corp. Class A.......................... 200 4,602 Atmos Energy Corp......................................... 1,200 43,164 Black Hills Corp.......................................... 700 25,039 #*Cadiz, Inc................................................ 200 1,720 California Water Service Group............................ 1,244 22,914 *Calpine Corp.............................................. 13,700 241,120 CenterPoint Energy, Inc................................... 6,250 135,438 CH Energy Group, Inc...................................... 555 36,092 Chesapeake Utilities Corp................................. 200 9,394 Cleco Corp................................................ 1,310 56,526 CMS Energy Corp........................................... 5,802 141,105 Connecticut Water Services, Inc........................... 367 11,241 Consolidated Edison, Inc.................................. 2,600 156,988 Consolidated Water Co., Ltd............................... 163 1,280 Delta Natural Gas Co., Inc................................ 149 2,929 Dominion Resources, Inc................................... 4,726 249,438 DTE Energy Co............................................. 2,700 167,670 Duke Energy Corp.......................................... 3,691 242,462 #*Dynegy, Inc............................................... 57 1,066 Edison International, Inc................................. 4,400 206,536 El Paso Electric Co....................................... 693 23,555 Empire District Electric Co. (The)........................ 800 17,368 Entergy Corp.............................................. 1,500 108,870 Exelon Corp............................................... 6,223 222,659 Gas Natural, Inc.......................................... 100 998 840 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ------ ------------ Utilities -- (Continued) Genie Energy, Ltd. Class B.............................. 400 $ 2,804 *GenOn Energy, Inc....................................... 29,997 77,092 Hawaiian Electric Industries, Inc....................... 2,900 75,052 IDACORP, Inc............................................ 1,400 62,608 #Integrys Energy Group, Inc.............................. 1,779 96,137 #ITC Holdings Corp....................................... 1,281 101,993 Laclede Group, Inc. (The)............................... 556 23,152 MDU Resources Group, Inc................................ 3,910 84,964 MGE Energy, Inc......................................... 1,000 52,640 National Fuel Gas Co.................................... 549 28,932 #New Jersey Resources Corp............................... 800 35,568 NextEra Energy, Inc..................................... 5,000 350,300 NiSource, Inc........................................... 5,320 135,500 Northeast Utilities, Inc................................ 5,499 216,111 Northwest Natural Gas Co................................ 820 38,155 NorthWestern Corp....................................... 1,003 35,917 #NRG Energy, Inc......................................... 9,056 195,247 NV Energy, Inc.......................................... 8,123 154,418 OGE Energy Corp......................................... 1,457 83,894 ONEOK, Inc.............................................. 3,590 169,807 Ormat Technologies, Inc................................. 1,700 32,351 Otter Tail Corp......................................... 1,233 29,752 #Pepco Holdings, Inc..................................... 3,907 77,632 PG&E Corp............................................... 2,291 97,413 #Piedmont Natural Gas Co................................. 1,638 52,203 Pinnacle West Capital Corp.............................. 1,900 100,643 Public Service Enterprise Group, Inc.................... 6,200 198,648 Questar Corp............................................ 6,400 129,536 SCANA Corp.............................................. 1,818 89,227 Sempra Energy........................................... 800 55,800 SJW Corp................................................ 500 12,120 South Jersey Industries, Inc............................ 408 20,641 Southern Co. (The)...................................... 6,936 324,882 Southwest Gas Corp...................................... 900 39,123 TECO Energy, Inc........................................ 5,127 91,619 UGI Corp................................................ 3,497 112,918 UIL Holdings Corp....................................... 1,600 57,872 Unitil Corp............................................. 600 15,954 UNS Energy Corp......................................... 600 25,584 Vectren Corp............................................ 1,800 53,226 #Westar Energy, Inc...................................... 4,495 133,502 WGL Holdings, Inc....................................... 1,570 62,439 Wisconsin Energy Corp................................... 4,200 161,574 Xcel Energy, Inc........................................ 4,400 124,300 York Water Co........................................... 300 5,211 ------------ Total Utilities............................................ 7,034,256 ------------ TOTAL COMMON STOCKS........................................ 194,175,131 ------------ PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc....................................... 11 774 ------------ RIGHTS/WARRANTS -- (0.0%) *Capital Bank Financial Corp. Contingent Value Rights.... 300 66 .*CVR Energy, Inc. Contingent Value Rights................ 2,897 -- *Dynegy, Inc............................................. 896 1,451 .*U.S. Concrete, Inc. Warrants Class A 08/31/17........... 20 -- .*U.S. Concrete, Inc. Warrants Class B 08/31/17........... 20 -- ------------ TOTAL RIGHTS/WARRANTS...................................... 1,517 ------------ 841 U.S. SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value+ ---------- ------------ TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.............................. 872,198 $ 872,198 ------------ Shares/ Face Amount (000) ---------- SECURITIES LENDING COLLATERAL -- (8.0%) (S)@DFA Short Term Investment Fund..................... 1,452,357 16,803,772 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $103,002 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $103,312) to be repurchased at $100,000........................................ $ 100 99,999 ------------ TOTAL SECURITIES LENDING COLLATERAL.................... 16,903,771 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $174,131,259).................................. $211,953,391 ============ 842 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- -------- COMMON STOCKS -- (89.7%) AUSTRALIA -- (6.0%) Acrux, Ltd................................................ 2,216 $ 7,445 Adelaide Brighton, Ltd.................................... 17,121 56,282 AGL Energy, Ltd........................................... 6,619 99,820 #*ALS, Ltd.................................................. 2,695 25,871 #Alumina, Ltd.............................................. 40,595 40,523 Amalgamated Holdings, Ltd................................. 2,408 16,990 Amcor, Ltd................................................ 17,823 146,012 AMP, Ltd.................................................. 30,715 146,135 Ansell, Ltd............................................... 3,364 54,507 AP Eagers, Ltd............................................ 1,880 7,419 APA Group, Ltd............................................ 17,435 93,322 APN News & Media, Ltd..................................... 5,205 1,995 #*Aquarius Platinum, Ltd.................................... 3,816 2,264 #*Aquila Resources, Ltd..................................... 940 2,617 Arrium, Ltd............................................... 37,300 30,296 *Aurora Oil & Gas, Ltd..................................... 2,030 8,216 Ausdrill, Ltd............................................. 7,076 20,881 Ausenco, Ltd.............................................. 2,077 6,796 Australia & New Zealand Banking Group, Ltd................ 10,367 273,496 Australian Infrastructure Fund............................ 14,370 44,317 Australian Pharmaceutical Industries, Ltd................. 40,511 19,765 AWE, Ltd.................................................. 5,572 7,676 Beach Energy, Ltd......................................... 48,447 69,194 Bendigo and Adelaide Bank, Ltd............................ 7,250 60,724 BHP Billiton, Ltd......................................... 2,376 84,124 BHP Billiton, Ltd. Sponsored ADR.......................... 9,527 673,940 #Billabong International, Ltd.............................. 487 446 *BlueScope Steel, Ltd...................................... 108,331 53,266 Boral, Ltd................................................ 25,099 93,483 #Bradken, Ltd.............................................. 1,159 5,933 Brambles, Ltd............................................. 16,209 122,050 #Cabcharge Australia, Ltd.................................. 4,103 25,173 Caltex Australia, Ltd..................................... 4,341 76,705 Cardno, Ltd............................................... 5,816 48,486 Clough, Ltd............................................... 24,174 19,553 *Coal of Africa, Ltd....................................... 2,428 540 Coca-Cola Amatil, Ltd..................................... 5,841 81,493 #Commonwealth Bank of Australia NL......................... 7,710 461,720 Computershare, Ltd........................................ 2,805 25,261 Crown, Ltd................................................ 5,061 51,009 #CSL, Ltd.................................................. 2,754 135,830 #CSR, Ltd.................................................. 6,097 11,069 #David Jones, Ltd.......................................... 6,359 17,600 Decmil Group, Ltd......................................... 10,092 27,088 *Downer EDI, Ltd........................................... 11,045 41,114 DUET Group................................................ 26,912 58,322 DuluxGroup, Ltd........................................... 7,839 28,773 Echo Entertainment Group, Ltd............................. 15,328 55,708 Emeco Holdings, Ltd....................................... 18,108 13,041 *Energy Resources of Australia, Ltd........................ 5,657 8,268 Envestra, Ltd............................................. 14,568 13,672 *Evolution Mining, Ltd..................................... 15,680 32,587 #Fairfax Media, Ltd........................................ 41,918 17,162 #FKP Property Group, Ltd................................... 71,222 16,316 #Fortescue Metals Group, Ltd............................... 3,238 13,644 GrainCorp, Ltd. Class A................................... 8,657 109,937 #GUD Holdings, Ltd......................................... 2,198 19,132 #*Gunns, Ltd................................................ 26,718 -- 843 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- AUSTRALIA -- (Continued) #GWA Group, Ltd.............................................. 8,700 $ 15,758 #Harvey Norman Holdings, Ltd................................. 14,320 28,286 *Hastie Group, Ltd........................................... 1,787 -- Hills Holdings, Ltd......................................... 5,399 4,260 iiNet, Ltd.................................................. 7,010 30,251 Incitec Pivot, Ltd.......................................... 44,655 146,259 #Independence Group NL....................................... 2,654 10,966 #Industrea, Ltd.............................................. 2,280 2,982 *Infigen Energy, Ltd......................................... 28,218 7,017 Insurance Australia Group, Ltd.............................. 53,653 255,135 *Integra Mining, Ltd......................................... 15,622 8,802 #Invocare, Ltd............................................... 3,621 33,087 #James Hardie Industries P.L.C............................... 9,898 94,681 #JB Hi-Fi, Ltd............................................... 845 8,983 Leighton Holdings, Ltd...................................... 453 8,406 Lend Lease Group NL......................................... 15,736 141,275 *Linc Energy, Ltd............................................ 14,004 7,969 M2 Telecommunications Group, Ltd............................ 8,392 33,303 Macmahon Holdings, Ltd...................................... 46,911 15,517 Macquarie Group, Ltd........................................ 6,900 227,919 McPherson's, Ltd............................................ 4,771 9,164 #*Mesoblast, Ltd.............................................. 3,728 22,358 #Metcash, Ltd................................................ 11,310 42,962 *Mineral Deposits, Ltd....................................... 1,032 5,226 Mineral Resources, Ltd...................................... 2,905 26,108 #Monadelphous Group, Ltd..................................... 212 4,635 #Myer Holdings, Ltd.......................................... 19,907 40,349 #National Australia Bank, Ltd................................ 21,839 583,645 Navitas, Ltd................................................ 9,213 39,356 New Hope Corp., Ltd......................................... 4,695 21,338 Newcrest Mining, Ltd........................................ 7,285 200,921 NIB Holdings, Ltd........................................... 20,748 39,019 NRW Holdings, Ltd........................................... 1,833 3,888 Nufarm, Ltd................................................. 3,884 23,155 Oil Search, Ltd............................................. 15,806 121,799 Orica, Ltd.................................................. 5,025 130,896 Origin Energy, Ltd.......................................... 26,380 310,524 OZ Minerals, Ltd............................................ 8,864 75,212 Pacific Brands, Ltd......................................... 11,725 7,541 #*Paladin Energy, Ltd......................................... 27,922 32,750 Panoramic Resources, Ltd.................................... 2,242 1,449 Perpetual Trustees Australia, Ltd........................... 241 6,973 Premier Investments, Ltd.................................... 5,059 32,347 Prime Media Group, Ltd...................................... 500 409 *Qantas Airways, Ltd......................................... 18,155 25,030 #QBE Insurance Group, Ltd.................................... 2,931 40,043 *Ramelius Resources, Ltd..................................... 11,028 5,051 Ramsay Health Care, Ltd..................................... 163 4,020 REA Group, Ltd.............................................. 1,149 20,565 *Regis Resources, Ltd........................................ 6,914 38,551 *Resolute Mining, Ltd........................................ 19,030 37,985 Retail Food Group, Ltd...................................... 4,517 14,912 Rio Tinto, Ltd.............................................. 4,215 248,499 *Roc Oil Co., Ltd............................................ 42,871 19,082 SAI Global, Ltd............................................. 7,061 29,718 Santos, Ltd................................................. 33,026 393,776 *Senex Energy, Ltd........................................... 26,881 20,617 Seven Group Holdings, Ltd................................... 1,365 9,775 Seven West Media, Ltd....................................... 3,016 3,802 *Silex System, Ltd........................................... 1,748 6,307 #Sims Metal Management, Ltd.................................. 4,913 48,042 844 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- AUSTRALIA -- (Continued) Sims Metal Management, Ltd. Sponsored ADR................. 819 $ 8,002 Sonic Healthcare, Ltd..................................... 7,234 97,551 Southern Cross Media Group, Ltd........................... 4,361 4,702 SP Ausnet, Ltd............................................ 63,278 69,617 Spark Infrastructure Group, Ltd........................... 27,962 49,033 *St. Barbara, Ltd.......................................... 15,052 29,730 *Straits Resources, Ltd.................................... 4,268 429 STW Communications Group, Ltd............................. 23,263 24,369 Suncorp Group, Ltd........................................ 24,627 239,881 Super Retail Group, Ltd................................... 3,025 28,260 Sydney Airport, Ltd....................................... 3,802 13,373 Tassal Group, Ltd......................................... 9,649 14,500 Tatts Group, Ltd.......................................... 33,920 98,515 Telstra Corp., Ltd........................................ 8,124 34,913 Ten Network Holdings, Ltd................................. 25,711 7,475 TPG Telecom, Ltd.......................................... 17,780 44,007 Transfield Services, Ltd.................................. 16,298 26,845 *Transpacific Industries Group, Ltd........................ 22,650 17,941 Transurban Group, Ltd..................................... 15,469 97,634 Treasury Wine Estates, Ltd................................ 8,364 42,855 *UGL, Ltd.................................................. 3,425 37,950 Westpac Banking Corp...................................... 9,963 263,402 Westpac Banking Corp. Sponsored ADR....................... 2,692 355,452 Whitehaven Coal, Ltd...................................... 5,539 17,537 WHK Group, Ltd............................................ 11,744 12,862 Woodside Petroleum, Ltd................................... 5,220 186,126 #Woolworths, Ltd........................................... 6,165 188,045 ---------- TOTAL AUSTRALIA.............................................. 9,524,669 ---------- AUSTRIA -- (0.5%) Agrana Beteiligungs AG.................................... 20 2,409 Andritz AG................................................ 1,456 87,736 Atrium European Real Estate, Ltd.......................... 80 454 CA Immobilien Anlagen AG.................................. 188 2,331 *Erste Group Bank AG....................................... 4,136 104,258 EVN AG.................................................... 995 14,075 Flughafen Wien AG......................................... 68 3,084 *Immofinanz AG............................................. 15,768 60,952 #*Intercell AG.............................................. 265 652 #Lenzing AG................................................ 121 10,771 Mayr-Melnhof Karton AG.................................... 163 16,112 #Oesterreichischen Post AG................................. 700 26,976 OMV AG.................................................... 5,134 187,879 Palfinger AG.............................................. 699 14,054 Rosenbauer International AG............................... 124 6,493 Schoeller-Bleckmann Oilfield Equipment AG................. 340 32,804 Semperit Holding AG....................................... 381 16,058 Strabag SE................................................ 447 11,238 Telekom Austria AG........................................ 4,093 25,785 *Uniqa Versicherungen AG................................... 515 5,952 Verbund AG................................................ 602 14,037 Voestalpine AG............................................ 2,378 74,878 Zumtobel AG............................................... 366 3,915 ---------- TOTAL AUSTRIA................................................ 722,903 ---------- BELGIUM -- (1.0%) Ackermans & van Haaren NV................................. 653 53,166 Ageas..................................................... 5,736 146,239 *Agfa-Gevaert NV........................................... 7,268 11,876 Anheuser-Busch InBev NV................................... 1,681 140,583 Anheuser-Busch InBev NV Sponsored ADR..................... 4,320 362,016 845 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- BELGIUM -- (Continued) Banque Nationale de Belgique.............................. 8 $ 25,489 Barco NV.................................................. 191 13,139 Belgacom SA............................................... 1,760 51,455 Colruyt SA................................................ 480 21,945 Compagnie d'Entreprises SA................................ 624 30,702 *Deceuninck NV............................................. 4,912 8,162 Delhaize Group SA Sponsored ADR........................... 2,009 76,824 #*Dexia SA.................................................. 6,043 1,410 D'ieteren SA NV........................................... 646 31,180 Elia System Operator SA................................... 896 36,604 EVS Broadcast Equipment SA................................ 396 22,988 *Galapagos NV.............................................. 2,035 41,385 KBC Groep NV.............................................. 3,262 76,733 Kinepolis Group NV........................................ 285 28,437 #Nyrstar NV................................................ 7,145 41,554 Recticel SA............................................... 1,539 10,207 Sioen Industries NV....................................... 344 2,759 Sipef NV.................................................. 152 11,587 Solvay SA................................................. 1,058 127,385 Telenet Group Holding NV.................................. 1,220 55,892 Tessenderlo Chemie NV..................................... 1,427 41,407 *ThromboGenics NV.......................................... 1,084 52,052 Umicore SA................................................ 2,751 141,369 ---------- TOTAL BELGIUM................................................ 1,664,545 ---------- CANADA -- (9.7%) #*5N Plus, Inc.............................................. 1,597 3,518 *Advantage Oil & Gas, Ltd.................................. 4,130 14,887 Aecon Group, Inc.......................................... 1,864 21,481 #AG Growth International, Inc.............................. 900 28,845 AGF Management, Ltd. Class B.............................. 1,802 17,988 Agnico-Eagle Mines, Ltd................................... 3,798 214,437 Agrium, Inc............................................... 700 73,718 Aimia, Inc................................................ 4,823 72,242 Alamos Gold, Inc.......................................... 2,800 54,809 Algonquin Power & Utilities Corp.......................... 5,400 37,361 #AltaGas, Ltd.............................................. 1,900 64,015 *Angle Energy, Inc......................................... 3,000 11,264 *Antrim Energy, Inc........................................ 4,360 3,623 #ARC Resources, Ltd........................................ 3,860 93,722 #*Argonaut Gold, Inc........................................ 4,400 46,831 #Astral Media, Inc. Class A................................ 1,600 65,490 Atco, Ltd. Class I........................................ 1,000 73,882 *Atrium Innovations, Inc................................... 1,900 19,575 *ATS Automation Tooling System, Inc........................ 3,050 28,400 #*AuRico Gold, Inc.......................................... 7,525 62,837 *Aurizon Mines, Ltd........................................ 4,300 19,676 #*B2Gold Corp............................................... 8,300 34,322 #*Ballard Power Systems, Inc................................ 10,800 7,786 Bank of Montreal.......................................... 9,179 542,423 Bank of Nova Scotia....................................... 10,879 590,924 *Bankers Petroleum, Ltd.................................... 1,500 4,265 Barrick Gold Corp......................................... 11,539 466,644 #Baytex Energy Corp........................................ 821 37,361 BCE, Inc.................................................. 3,527 154,182 #Bell Aliant, Inc.......................................... 1,035 28,104 *Bellatrix Exploration, Ltd................................ 2,869 11,950 #*Birchcliff Energy, Ltd.................................... 1,100 9,020 *BlackPearl Resources, Inc................................. 5,500 18,778 Bombardier, Inc. Class A.................................. 4,700 18,353 Bombardier, Inc. Class B.................................. 16,925 64,395 846 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) #Brookfield Asset Management, Inc. Class A................... 4,056 $139,620 #Brookfield Office Properties, Inc........................... 4,300 66,217 CAE, Inc.................................................... 3,208 35,300 Calfrac Well Services, Ltd.................................. 1,000 22,939 Cameco Corp................................................. 6,230 120,826 Canaccord Financial, Inc.................................... 2,723 13,605 Canada Bread Co., Ltd....................................... 200 10,047 #Canadian Imperial Bank of Commerce.......................... 4,415 347,276 #Canadian National Railway Co................................ 900 77,713 Canadian Natural Resources, Ltd............................. 10,814 325,909 #Canadian Oil Sands, Ltd..................................... 5,203 110,442 #Canadian Tire Corp. Class A................................. 697 49,870 Canadian Utilities, Ltd. Class A............................ 800 53,667 #Canadian Western Bank....................................... 1,800 53,275 *Canam Group, Inc. Class A................................... 3,700 20,746 Canexus Corp................................................ 3,600 30,927 *Canfor Corp................................................. 1,300 18,535 #Canfor Pulp Products, Inc................................... 779 7,059 Canyon Services Group, Inc.................................. 400 4,277 Capital Power Corp.......................................... 841 18,028 Capstone Infrastructure Corp................................ 2,119 8,741 #*Capstone Mining Corp........................................ 8,100 20,032 Cascades, Inc............................................... 2,800 13,681 *Catamaran Corp.............................................. 2,000 93,917 CCL Industries, Inc. Class B................................ 400 14,811 *Celestica, Inc.............................................. 3,495 25,370 *Celtic Exploration, Ltd..................................... 1,200 31,335 Cenovus Energy, Inc......................................... 4,841 170,762 *Cequence Energy, Ltd........................................ 4,200 7,780 *China Gold International Resources Corp., Ltd............... 1,985 8,447 #CI Financial Corp........................................... 2,000 46,738 #Cineplex, Inc............................................... 1,135 35,229 #CML HealthCare, Inc......................................... 3,568 30,259 Cogeco Cable, Inc........................................... 300 11,462 *Connacher Oil & Gas, Ltd.................................... 25,008 11,268 Constellation Software, Inc................................. 235 26,955 Corus Entertainment, Inc. Class B........................... 700 15,847 *Cott Corp................................................... 1,772 13,537 #*Crew Energy, Inc............................................ 2,300 17,709 *Crown Point Energy, Inc..................................... 846 309 #Davis & Henderson Corp...................................... 1,700 35,677 #*Denison Mines Corp.......................................... 9,271 11,975 *Descartes Systems Group, Inc. (The)......................... 4,200 36,586 Dollarama, Inc.............................................. 1,000 63,169 Dorel Industries, Inc. Class B.............................. 400 14,302 #*Dundee Precious Metals, Inc................................. 3,100 28,525 *Eastern Platinum, Ltd....................................... 24,600 4,064 Emera, Inc.................................................. 500 17,472 Empire Co., Ltd. Class A.................................... 600 34,958 #Enbridge Income Fund Holdings, Inc.......................... 1,600 37,247 #Enbridge, Inc............................................... 7,312 290,943 #Encana Corp................................................. 7,156 161,212 *Endeavour Mining Corp....................................... 5,000 11,516 *Endeavour Silver Corp....................................... 3,000 27,244 Enerflex, Ltd............................................... 1,300 15,008 *Energy Fuels, Inc........................................... 10,254 1,745 #Enerplus Corp............................................... 3,284 52,774 Ensign Energy Services, Inc................................. 3,200 47,836 Equitable Group, Inc........................................ 1,300 38,528 *Etrion Corp................................................. 1,209 423 Exchange Income Corp........................................ 500 13,166 847 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) *Fairborne Energy, Ltd....................................... 900 $ 1,433 Finning International, Inc.................................. 3,396 79,736 First Capital Realty, Inc................................... 1,800 33,342 *First Majestic Silver Corp.................................. 2,300 53,173 *FirstService Corp........................................... 900 25,871 *Fortuna Silver Mines, Inc................................... 6,100 33,836 Genworth MI Canada, Inc..................................... 536 10,980 George Weston, Ltd.......................................... 1,400 90,890 #Gibson Energy, Inc.......................................... 300 6,897 Gildan Activewear, Inc...................................... 675 22,985 GMP Capital, Inc............................................ 337 1,775 Goldcorp, Inc............................................... 4,500 203,429 #*Golden Star Resources, Ltd.................................. 2,800 5,635 *Gran Tierra Energy, Inc..................................... 5,876 29,593 Granite Real Estate, Inc.................................... 958 35,126 *Great Basin Gold, Ltd....................................... 10,000 801 *Great Canadian Gaming Corp.................................. 4,400 42,293 Great-West Lifeco, Inc...................................... 1,500 34,543 *Harry Winston Diamond Corp.................................. 1,359 19,499 Home Capital Group, Inc..................................... 900 45,822 HudBay Minerals, Inc........................................ 6,400 59,402 #Husky Energy, Inc........................................... 3,300 89,377 IAMGOLD Corp................................................ 8,500 131,915 #*Imax Corp................................................... 1,600 36,077 *Imperial Metals Corp........................................ 3,800 48,587 Imperial Oil, Ltd........................................... 1,900 84,066 Indigo Books & Music, Inc................................... 1,191 11,913 Industrial Alliance Insurance & Financial Services, Inc..... 2,300 62,984 Inmet Mining Corp........................................... 1,836 94,672 Intact Financial Corp....................................... 900 55,194 *International Forest Products, Ltd. Class A................. 3,400 21,787 *International Minerals Corp................................. 500 2,829 Intertape Polymer Group, Inc................................ 1,600 11,118 #*Ivanhoe Energy, Inc......................................... 8,460 5,252 #*Jaguar Mining, Inc.......................................... 2,600 2,681 Jean Coutu Group PJC, Inc. Class A (The).................... 1,300 19,537 #Just Energy Group, Inc...................................... 2,638 26,994 #*Katanga Mining, Ltd......................................... 20,369 9,789 Keyera Corp................................................. 800 38,833 Killam Properties, Inc...................................... 2,800 36,137 Kinross Gold Corp........................................... 13,785 136,918 #*Kirkland Lake Gold, Inc..................................... 1,200 11,847 #*Lake Shore Gold Corp........................................ 9,481 7,594 Laurentian Bank of Canada................................... 1,000 44,506 *Legacy Oil & Gas, Inc....................................... 1,926 13,769 Leisureworld Senior Care Corp............................... 1,738 21,822 Leon's Furniture, Ltd....................................... 536 6,215 Linamar Corp................................................ 1,800 39,650 #Loblaw Cos., Ltd............................................ 2,244 77,785 *Long Run Exploration, Ltd................................... 583 2,395 *Lundin Mining Corp.......................................... 14,510 75,546 MacDonald Dettweiler & Associates, Ltd...................... 1,243 69,695 Magna International, Inc.................................... 3,300 146,703 Major Drilling Group International, Inc..................... 2,100 21,720 Manitoba Telecom Services, Inc.............................. 300 10,072 Manulife Financial Corp..................................... 19,166 236,804 Maple Leaf Foods, Inc....................................... 1,913 21,261 *Martinrea International, Inc................................ 1,414 10,165 #Methanex Corp............................................... 2,100 62,953 #Metro, Inc.................................................. 700 41,296 #Migao Corp.................................................. 3,700 8,521 848 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- CANADA -- (Continued) Morneau Shepell, Inc........................................ 591 $ 7,604 Mullen Group, Ltd........................................... 2,000 41,472 National Bank of Canada..................................... 1,950 150,689 *Nevsun Resources, Ltd....................................... 8 38 *New Gold, Inc............................................... 7,300 85,444 Newalta Corp................................................ 1,080 15,193 Nexen, Inc.................................................. 12,735 304,110 Nordion, Inc................................................ 2,200 14,318 #*North American Palladium, Ltd............................... 4,800 7,353 #Northland Power, Inc........................................ 1,100 21,323 *NovaCopper, Inc............................................. 233 516 *Nuvista Energy, Ltd......................................... 2,200 11,498 *OceanaGold Corp............................................. 1,953 6,844 #Pacific Rubiales Energy Corp................................ 5,125 120,537 *Paladin Labs, Inc........................................... 200 8,535 #*Paramount Resources, Ltd. Class A........................... 1,100 37,227 Parkland Fuel Corp.......................................... 1,800 30,710 Pason Systems, Inc.......................................... 700 11,403 #Pembina Pipeline Corp....................................... 2,820 78,861 #Pengrowth Energy Corp....................................... 13,105 78,599 #Penn West Petroleum, Ltd.................................... 9,197 119,434 #PetroBakken Energy, Ltd. Class A............................ 1,261 15,921 #Petrominerales, Ltd......................................... 1,400 11,228 #Peyto Exploration & Development Corp........................ 1,542 37,678 *Pilot Gold, Inc............................................. 325 511 #Poseidon Concepts Corp...................................... 6,629 98,033 Potash Corp. of Saskatchewan, Inc........................... 5,737 230,629 *Precision Drilling Corp..................................... 4,434 31,743 Progress Energy Resources Corp.............................. 5,421 109,207 #Progressive Waste Solutions, Ltd............................ 3,633 70,314 Quebecor, Inc. Class B...................................... 1,200 41,860 #*Questerre Energy Corp. Class A.............................. 7,500 5,557 Reitmans Canada, Ltd. Class A............................... 700 8,705 #*Research In Motion, Ltd..................................... 3,974 31,354 Richelieu Hardware, Ltd..................................... 1,151 40,024 #Ritchie Brothers Auctioneers, Inc........................... 1,800 39,920 Rogers Sugar, Inc........................................... 1,700 10,672 RONA, Inc................................................... 2,096 21,532 Royal Bank of Canada........................................ 12,404 707,168 #Russel Metals, Inc.......................................... 2,600 72,631 #*San Gold Corp............................................... 4,200 4,121 Saputo, Inc................................................. 800 35,108 #Savanna Energy Services Corp................................ 700 4,871 #SEMAFO, Inc................................................. 8,000 32,040 #Shaw Communictions, Inc. Class B............................ 1,951 42,507 ShawCor, Ltd. Class A....................................... 1,300 57,922 Sherritt International Corp................................. 6,600 28,548 #Shoppers Drug Mart Corp..................................... 1,166 48,601 *Silver Standard Resources, Inc.............................. 3,100 47,086 SNC-Lavalin Group, Inc...................................... 1,900 76,533 *Southern Pacific Resource Corp.............................. 18,837 25,462 #*SouthGobi Resources, Ltd.................................... 1,700 3,455 *Sprott Resource Corp........................................ 7,300 28,433 #Stantec, Inc................................................ 879 30,275 Student Transportation, Inc................................. 2,312 14,862 #Sun Life Financial, Inc..................................... 3,599 89,259 Suncor Energy, Inc.......................................... 18,330 615,191 Superior Plus Corp.......................................... 2,600 25,408 Talisman Energy, Inc........................................ 10,900 123,542 *Taseko Mines, Ltd........................................... 5,100 13,940 Teck Resources, Ltd. Class B................................ 6,200 196,786 849 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ----------- CANADA -- (Continued) Telus Corp............................................... 300 $ 19,476 Telus Corp. Non-Voting................................... 2,004 128,878 *Tembec, Inc.............................................. 500 1,131 *Teranga Gold Corp........................................ 1,200 2,571 #*Thompson Creek Metals Co., Inc........................... 4,800 12,592 #Thomson Reuters Corp..................................... 3,376 95,052 Tim Hortons, Inc......................................... 1,300 64,535 Toromont Industries, Ltd................................. 1,300 25,512 #Toronto Dominion Bank.................................... 9,020 733,612 Torstar Corp. Class B.................................... 1,400 11,284 Total Energy Services, Inc............................... 1,800 27,304 *Tourmaline Oil Corp...................................... 148 4,890 #TransAlta Corp........................................... 4,800 76,512 #TransCanada Corp......................................... 7,800 351,205 Transcontinental, Inc. Class A........................... 2,900 29,907 TransForce, Inc.......................................... 757 13,817 *TransGlobe Energy Corp................................... 3,755 40,454 #Trican Well Service, Ltd................................. 4,200 50,127 #Trilogy Energy Corp...................................... 261 7,145 Trinidad Drilling, Ltd................................... 4,200 27,839 Uni-Select, Inc.......................................... 100 2,296 #*Uranium One, Inc......................................... 12,500 27,159 *Valeant Pharmaceuticals International, Inc............... 1,798 100,454 #Veresen, Inc............................................. 2,800 36,137 #Vermilion Energy, Inc.................................... 767 36,670 Viterra, Inc............................................. 10,659 167,983 West Fraser Timber Co., Ltd.............................. 300 18,170 #*Westport Innovations, Inc................................ 1,396 38,997 Whistler Blackcomb Holdings, Inc......................... 791 9,425 *Whitecap Resources, Inc.................................. 969 7,713 Wi-Lan, Inc.............................................. 9,000 47,940 #Yamana Gold, Inc......................................... 11,168 225,540 Zargon Oil & Gas, Ltd.................................... 1,700 14,587 ----------- TOTAL CANADA................................................ 15,523,244 ----------- CHINA -- (0.0%) *Hanfeng Evergreen, Inc................................... 2,300 3,811 ----------- DENMARK -- (0.9%) A.P. Moeller-Maersk A.S. Series B........................ 7 48,858 Alk-Abello A.S........................................... 90 5,989 *Bang & Olufsen Holdings A.S.............................. 1,307 16,132 Carlsberg A.S. Series B.................................. 1,154 99,611 Chr. Hansen Holding A.S.................................. 1,699 53,166 Coloplast A.S. Series B.................................. 150 32,902 D/S Norden A.S........................................... 884 23,315 *Danske Bank A.S.......................................... 8,661 135,490 *FLSmidth & Co. A.S....................................... 912 53,822 *Genmab A.S............................................... 400 5,570 GN Store Nord A.S........................................ 7,896 123,750 H. Lundbeck A.S.......................................... 1,206 20,981 Jeudan A.S............................................... 126 9,764 #NKT Holding A.S.......................................... 1,148 38,480 Novo-Nordisk A.S. Series B............................... 176 28,216 Novo-Nordisk A.S. Sponsored ADR.......................... 2,742 439,515 Novozymes A.S. Series B.................................. 1,535 42,410 #*Pandora A.S.............................................. 1,162 18,450 #Ringkjoebing Landbobank A.S.............................. 137 18,964 Royal Unibrew A.S........................................ 426 33,910 Schouw & Co. A.S......................................... 1,062 24,271 SimCorp A.S.............................................. 50 10,911 850 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- DENMARK -- (Continued) *Spar Nord Bank A.S........................................ 1,200 $ 5,288 *Sydbank A.S............................................... 1,413 25,883 *Topdanmark A.S............................................ 345 69,966 Tryg A.S.................................................. 393 25,660 *United International Enterprises A.S...................... 46 7,847 #*Vestas Wind Systems A.S................................... 3,484 20,143 *William Demant Holding A.S................................ 401 34,487 ---------- TOTAL DENMARK................................................ 1,473,751 ---------- FINLAND -- (1.2%) Ahlstrom Oyj.............................................. 715 11,896 Alma Media Oyj............................................ 1,118 6,902 Amer Sports Oyj........................................... 1,181 16,735 Atria P.L.C............................................... 677 4,546 #Cargotec Oyj Series B..................................... 1,156 25,496 Citycon Oyj............................................... 3,729 12,214 Cramo Oyj................................................. 704 7,161 *Finnair Oyj............................................... 1,807 5,151 Fiskars Oyj Abp........................................... 651 13,434 Fortum Oyj................................................ 8,568 158,576 F-Secure Oyj.............................................. 5,286 11,121 HKScan Oyj Series A....................................... 1,428 6,248 Huhtamaki Oyj............................................. 4,004 67,698 KCI Konecranes Oyj........................................ 954 30,335 #Kemira Oyj................................................ 3,102 41,268 *Kesko Oyj Series A........................................ 110 3,521 Kesko Oyj Series B........................................ 1,649 51,565 #Kone Oyj Series B......................................... 1,397 100,177 Lassila & Tikanoja Oyj.................................... 682 10,459 Lemminkainen Oyj.......................................... 61 1,248 #*Mesta Board Oyj........................................... 7,992 23,990 Metso Oyj................................................. 4,261 149,852 #Neste Oil Oyj............................................. 5,289 66,233 #Nokia Oyj................................................. 30,805 82,819 #Nokia Oyj Sponsored ADR................................... 49,629 132,509 Nokian Renkaat Oyj........................................ 1,313 54,682 Oriola-KD Oyj Series B.................................... 378 1,024 Orion Oyj Series A........................................ 403 9,988 Orion Oyj Series B........................................ 364 9,007 #*Outokumpu Oyj............................................. 31,824 27,044 Outotec Oyj............................................... 422 20,620 Pohjola Bank P.L.C. Series A.............................. 2,803 38,237 Poyry Oyj................................................. 706 2,931 Raisio P.L.C. Series V.................................... 3,077 12,160 Ramirent Oyj.............................................. 548 4,101 #Rautaruukki Oyj Series K.................................. 4,022 25,505 *Ruukki Group Oyj.......................................... 1,697 1,062 #Sanoma Oyj................................................ 2,591 25,195 #Stockmann Oyj Abp Series B................................ 889 16,723 Stora Enso Oyj Series R................................... 25,657 162,295 #Tieto Oyj................................................. 1,835 35,220 Tikkurila Oyj............................................. 348 6,594 UPM-Kymmene Oyj........................................... 25,222 270,801 Vaisala Oyj Series A...................................... 69 1,432 Wartsila OYJ Abp.......................................... 4,272 173,005 Yit Oyj................................................... 2,419 47,700 ---------- TOTAL FINLAND................................................ 1,986,480 ---------- FRANCE -- (7.1%) Accor SA.................................................. 1,562 48,809 #*Air France-KLM............................................ 4,416 36,917 851 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- FRANCE -- (Continued) Air Liquide SA.............................................. 2,115 $249,714 #*Alcatel-Lucent SA........................................... 28,475 29,115 Alstom SA................................................... 2,146 73,356 Alten SA.................................................... 421 13,249 *Altran Technologies SA...................................... 4,114 27,713 April SA.................................................... 128 2,264 Arkema SA................................................... 1,984 181,038 AtoS SA..................................................... 1,643 110,314 AXA SA...................................................... 18,574 296,044 AXA SA Sponsored ADR........................................ 2,900 46,197 Axway Software SA........................................... 228 3,568 Beneteau SA................................................. 1,571 15,700 bioMerieux SA............................................... 95 9,206 BNP Paribas SA.............................................. 10,243 519,900 Bollore SA.................................................. 89 26,392 Bonduelle SCA............................................... 134 12,328 Bongrain SA................................................. 214 12,784 Bourbon SA.................................................. 1,171 31,616 Bouygues SA................................................. 2,552 61,336 *Bull SA..................................................... 5,424 15,840 Bureau Veritas SA........................................... 617 65,529 Cap Gemini SA............................................... 2,951 124,143 Carrefour SA................................................ 7,802 188,422 Casino Guichard Perrachon SA................................ 1,119 97,678 CFAO SA..................................................... 389 18,778 Christian Dior SA........................................... 414 59,478 Cie de Saint-Gobain SA...................................... 7,613 268,169 *Cie Generale de Geophysique - Veritas SA Sponsored ADR...... 5,600 181,888 Cie Generale des Etablissements Michelin SA Series B........ 2,959 255,079 Cie Generale D'Optique Essilor Intenational SA.............. 1,774 159,967 *Club Mediterranee SA........................................ 780 12,399 CNP Assurances SA........................................... 2,089 29,519 *Credit Agricole SA.......................................... 21,382 161,395 Danone SA................................................... 3,385 208,201 Dassault Systemes SA ADR.................................... 500 52,995 Derichebourg SA............................................. 4,522 12,790 Eiffage SA.................................................. 479 16,483 Electricite de France SA.................................... 2,758 58,362 Esso SA Francaise........................................... 72 5,153 Establissements Maurel et Prom SA........................... 1,547 21,562 *Euro Disney SCA............................................. 1,039 6,967 Eurofins Scientific SA...................................... 301 46,594 European Aeronautic Defence & Space Co. SA.................. 3,285 116,912 #Eutelsat Communications SA.................................. 885 28,338 Faiveley Transport SA....................................... 99 5,522 Faurecia SA................................................. 1,157 17,420 Fimalac SA.................................................. 138 6,155 France Telecom SA........................................... 17,648 197,260 France Telecom SA Sponsored ADR............................. 5,900 66,198 #GDF Suez SA................................................. 6,633 152,242 #Gemalto NV.................................................. 1,658 149,750 GL Events SA................................................ 729 16,068 Groupe Eurotunnel SA........................................ 4,428 33,721 Groupe Steria SCA........................................... 1,736 28,060 *Haulotte Group SA........................................... 105 650 Havas SA.................................................... 7,168 36,277 Hermes International SA..................................... 146 39,857 Imerys SA................................................... 712 40,055 Ingenico SA................................................. 1,037 54,907 Interparfums SA............................................. 353 9,334 Ipsos SA.................................................... 691 24,292 852 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- FRANCE -- (Continued) JCDecaux SA................................................. 1,115 $ 23,603 Korian SA................................................... 218 3,361 Lafarge SA.................................................. 4,346 254,802 Lagardere SCA............................................... 3,917 107,241 Legrand SA.................................................. 2,260 87,188 L'Oreal SA.................................................. 2,451 312,372 LVMH Moet Hennessy Louis Vuitton SA......................... 1,983 322,396 M6 Metropole Television SA.................................. 533 7,436 Maisons France Confort SA................................... 226 6,758 #Manitou BF SA............................................... 582 9,041 *Maurel & Prom Nigeria SA.................................... 1,547 3,892 Medica SA................................................... 2,026 36,225 Mersen SA................................................... 718 18,173 Natixis SA.................................................. 19,483 63,945 *Naturex SA.................................................. 308 21,557 #Neopost SA.................................................. 582 31,908 #Nexans SA................................................... 1,179 50,204 Nexity SA................................................... 965 29,754 Norbert Dentressangle SA.................................... 3 204 NRJ Group SA................................................ 2,272 15,283 #Orpea SA.................................................... 614 25,105 #*PagesJaunes Groupe SA....................................... 2,821 5,135 Pernod-Ricard SA............................................ 2,291 246,732 #*Peugeot SA.................................................. 4,045 25,947 Pierre & Vacances SA........................................ 107 1,806 Plastic Omnium SA........................................... 474 13,105 PPR SA...................................................... 1,393 245,568 Publicis Groupe SA.......................................... 1,084 58,425 Rallye SA................................................... 845 25,784 Remy Cointreau SA........................................... 428 44,375 Renault SA.................................................. 6,544 293,425 Rexel SA.................................................... 3,782 68,499 Rubis SCA................................................... 902 55,035 SA des Ciments Vicat........................................ 291 15,686 Safran SA................................................... 2,452 97,672 Saft Groupe SA.............................................. 1,569 34,897 Samse SA.................................................... 4 273 Sanofi SA................................................... 2,144 188,301 Sanofi SA ADR............................................... 10,456 458,496 Schneider Electric SA....................................... 5,884 368,422 SEB SA...................................................... 721 46,946 Sechilienne SA.............................................. 158 2,710 *Sequana SA.................................................. 2,958 4,591 SES SA...................................................... 2,870 79,441 Societe BIC SA.............................................. 594 72,482 Societe d'Edition de Canal Plus SA.......................... 1,800 10,807 *Societe Generale SA......................................... 15,740 501,979 Societe Television Francaise 1 SA........................... 2,666 22,912 Sodexo SA................................................... 886 68,253 #*Soitec SA................................................... 1,897 5,705 Sopra Group SA.............................................. 228 10,761 Stef SA..................................................... 27 1,407 STMicroelectronics NV....................................... 7,387 43,507 STMicroelectronics NV ADR................................... 4,375 25,769 *Technicolor SA.............................................. 828 2,104 Technip SA.................................................. 1,449 163,433 Teleperformance SA.......................................... 1,201 36,367 Thales SA................................................... 1,742 61,320 #*Theolia SA.................................................. 478 892 Total SA.................................................... 7,373 371,378 Total SA Sponsored ADR...................................... 6,225 313,740 853 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ----------- FRANCE -- (Continued) Trigano SA.............................................. 1,235 $ 13,399 *UbiSoft Entertainment SA................................ 5,735 53,361 Valeo SA................................................ 1,860 81,902 Vallourec SA............................................ 1,579 64,954 #Veolia Environnement SA................................. 5,758 56,993 Veolia Environnement SA ADR............................. 1,059 10,526 Viel et Compagnie SA.................................... 300 1,046 #Vilmorin & Cie SA....................................... 128 15,209 Vinci SA................................................ 3,458 153,279 Virbac SA............................................... 123 21,426 Vivendi SA.............................................. 21,685 444,347 Zodiac Aerospace SA..................................... 356 36,502 ----------- TOTAL FRANCE............................................... 11,375,448 ----------- GERMANY -- (5.0%) *Aareal Bank AG.......................................... 1,754 37,716 Adidas-Salomon AG....................................... 3,307 281,877 *ADVA Optical Networking SE.............................. 1,788 10,059 *Air Berlin P.L.C........................................ 3,958 7,849 #Aixtron SE.............................................. 1,469 19,269 Allianz SE.............................................. 4,254 528,452 Allianz SE Sponsored ADR................................ 10,000 125,500 Asian Bamboo AG......................................... 317 2,434 Aurubis AG.............................................. 920 58,242 #Axel Springer AG........................................ 675 28,964 BASF SE................................................. 4,483 371,865 #Bauer AG................................................ 98 2,122 Bayer AG................................................ 2,614 227,922 BayWa AG................................................ 329 14,910 Bechtle AG.............................................. 976 36,832 Beiersdorf AG........................................... 1,390 101,122 Bilfinger SE............................................ 773 75,748 Biotest AG.............................................. 111 6,834 Brenntag AG............................................. 57 7,192 Carl Zeiss Meditec AG................................... 420 11,528 *Celesio AG.............................................. 1,640 31,793 Cewe Color Holding AG................................... 374 16,479 Comdirect Bank AG....................................... 2,270 22,310 *Commerzbank AG.......................................... 104,125 200,031 *Constantin Medien AG.................................... 3,713 6,906 Continental AG.......................................... 1,080 108,701 CropEnergies AG......................................... 1,674 10,174 CTS Eventim AG.......................................... 508 15,083 #*Curanum AG.............................................. 1,768 4,304 #Delticom AG............................................. 86 4,823 Deutsche Bank AG (5750355).............................. 11,944 544,059 Deutsche Bank AG (D18190898)............................ 1,215 55,538 Deutsche Lufthansa AG................................... 4,149 63,476 Deutsche Post AG........................................ 17,877 354,427 Deutsche Telekom AG..................................... 20,584 234,831 Deutsche Telekom AG Sponsored ADR....................... 6,800 77,860 #Deutsche Wohnen AG...................................... 2,658 48,679 *Deutz AG................................................ 1,775 7,786 *Dialog Semiconductor P.L.C.............................. 987 19,655 Douglas Holding AG...................................... 193 9,421 #Drillisch AG............................................ 2,194 27,043 Duerr AG................................................ 458 34,357 E.ON AG................................................. 13,117 298,608 Elmos Semiconductor AG.................................. 1,078 9,338 ElreingKlinger AG....................................... 444 12,377 Fielmann AG............................................. 130 12,666 854 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- GERMANY -- (Continued) Fraport AG.................................................. 1,100 $ 64,552 #Freenet AG.................................................. 2,915 48,250 Fresenius Medical Care AG & Co. KGaA........................ 648 45,531 Fresenius Medical Care AG & Co. KGaA ADR.................... 800 56,304 Fresenius SE & Co. KGaA..................................... 1,233 140,594 Fuchs Petrolub AG........................................... 292 18,199 *GAGFAH SA................................................... 3,299 37,545 Gerresheimer AG............................................. 1,019 50,578 Gesco AG.................................................... 211 17,855 GFK SE...................................................... 415 18,905 Gildemeister AG............................................. 3,114 57,794 Grenkeleasing AG............................................ 342 23,083 H&R AG...................................................... 95 1,565 #*Heidelberger Druckmaschinen AG.............................. 5,179 7,773 #Heidelberger Zement AG...................................... 3,032 161,125 Henkel AG & Co. KGaA........................................ 991 64,166 *Hochtief AG................................................. 1,313 65,221 Indus Holding AG............................................ 446 11,229 Infineon Technologies AG ADR................................ 7,164 49,718 #*IVG Immobilien AG........................................... 5,487 13,660 Jenoptik AG................................................. 3,400 32,215 K+S AG...................................................... 1,453 68,864 *Kabel Deutschland Holding AG................................ 1,269 91,563 #*Kloeckner & Co. SE.......................................... 2,194 19,892 Kontron AG.................................................. 4,419 20,772 #Krones AG................................................... 310 18,288 *Kuka AG..................................................... 785 23,565 KWS Saat AG................................................. 54 15,510 Lanxess AG.................................................. 1,831 151,475 Leoni AG.................................................... 1,292 43,167 Linde AG.................................................... 1,089 183,259 LPKF Laser & Electronics AG................................. 929 19,017 MAN SE...................................................... 957 96,712 Merck KGaA.................................................. 1,135 145,170 Metro AG.................................................... 1,648 47,509 #MLP AG...................................................... 696 4,478 *Morphosys AG................................................ 1,004 34,132 MTU Aero Engines Holding AG................................. 936 78,684 Munchener Rueckversicherungs-Gesellschaft AG................ 1,880 302,497 MVV Energie AG.............................................. 114 3,268 #*Nordex SE................................................... 320 1,120 NORMA Group AG.............................................. 717 19,823 *Patrizia Immobilien AG...................................... 3,278 23,151 Pfeiffer Vacuum Technology AG............................... 214 21,878 PNE Wind AG................................................. 5,346 13,239 #*Praktiker AG................................................ 1,393 2,602 Puma SE..................................................... 94 26,827 *R Stahl AG.................................................. 392 13,566 Rational AG................................................. 48 12,151 Rheinmetall AG.............................................. 937 44,783 Rhoen-Klinikum AG........................................... 3,216 62,633 SAP AG...................................................... 1,480 107,926 SAP AG Sponsored ADR........................................ 3,560 259,524 #SGL Carbon SE............................................... 966 38,529 Siemens AG.................................................. 772 77,785 #Siemens AG Sponsored ADR.................................... 4,534 457,526 #*Sky Deutschland AG.......................................... 1,980 8,630 Software AG................................................. 597 23,974 Stada Arzneimittel AG....................................... 2,098 63,539 *STRATEC Biomedical AG....................................... 161 6,784 #*Suss Microtec AG............................................ 1,680 15,856 855 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ---------- GERMANY -- (Continued) Symrise AG............................................... 1,802 $ 64,818 #TAG Immobilien AG........................................ 2,061 23,823 Takkt AG................................................. 314 4,032 *TUI AG................................................... 4,115 38,613 Vossloh AG............................................... 284 28,647 VTG AG................................................... 506 7,950 #Wacker Chemie AG......................................... 274 15,492 Wincor Nixdorf AG........................................ 165 7,358 Wirecard AG.............................................. 1,798 41,179 ---------- TOTAL GERMANY............................................... 8,074,604 ---------- GREECE -- (0.2%) *Alpha Bank A.E........................................... 3,571 8,372 *Bank of Cyprus P.L.C..................................... 19,567 8,278 Bank of Greece S.A....................................... 135 2,254 Coca-Cola Hellenic Bottling Co. S.A...................... 3,277 70,184 Coca-Cola Hellenic Bottling Co. S.A. ADR................. 700 14,791 *Eurobank Ergasias SA..................................... 9,716 11,322 EYDAP Athens Water Supply & Sewage Co. S.A............... 1,035 5,913 *Fourlis Holdings S.A..................................... 615 1,590 *GEK Terna Holding Real Estate Construction S.A........... 1,220 2,147 Hellenic Petroleum S.A................................... 3,218 25,222 *Hellenic Telecommunication Organization Co. S.A.......... 10,084 44,468 JUMBO S.A................................................ 3,858 25,544 Motor Oil (Hellas) Corinth Refineries S.A................ 1,306 11,377 *Mytilineos Holdings S.A.................................. 4,261 19,346 *National Bank of Greece S.A.............................. 18,147 42,513 *National Bank of Greece S.A. ADR......................... 918 2,176 OPAP S.A................................................. 2,782 17,782 *Piraeus Bank S.A......................................... 28,913 15,607 *Public Power Corp. S.A................................... 1,803 10,352 *Titan Cement Co. S.A..................................... 1,093 20,365 *TT Hellenic Postbank S.A................................. 3,483 758 ---------- TOTAL GREECE................................................ 360,361 ---------- HONG KONG -- (1.2%) AAC Technologies Holdings, Inc........................... 12,500 44,747 Allied Properties (H.K.), Ltd............................ 48,000 6,641 Associated International Hotels, Ltd..................... 4,000 9,908 BOC Hong Kong Holdings, Ltd.............................. 15,000 46,087 *Brightoil Petroleum Holdings, Ltd........................ 83,000 16,641 *Cathay Pacific Airways, Ltd.............................. 19,000 34,413 Cheung Kong Holdings, Ltd................................ 2,000 29,479 Chow Sang Sang Holdings International, Ltd............... 5,000 10,616 CLP Holdings, Ltd........................................ 10,000 85,204 Dickson Concepts International, Ltd...................... 6,500 3,349 EcoGreen Fine Chemicals Group, Ltd....................... 28,000 5,089 #*Esprit Holdings, Ltd..................................... 8,600 11,120 #*Genting Hong Kong, Ltd................................... 96,000 30,276 Giordano International, Ltd.............................. 14,000 11,623 Glorious Sun Enterprises, Ltd............................ 14,000 3,861 *G-Resources Group, Ltd................................... 231,000 11,136 Hang Lung Group, Ltd..................................... 10,000 58,913 Hang Lung Properties, Ltd................................ 16,000 55,504 #Hang Seng Bank, Ltd...................................... 3,600 55,222 #Harbour Centre Development, Ltd.......................... 2,000 3,044 Henderson Land Development Co., Ltd...................... 7,024 48,485 HKR International, Ltd................................... 48,800 23,338 Hong Kong & China Gas Co., Ltd........................... 12,100 32,199 Hong Kong & Shanghai Hotels, Ltd......................... 6,500 8,572 *Hong Kong Aircraft Engineering Co., Ltd.................. 800 10,900 856 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ---------- HONG KONG -- (Continued) Hongkong Chinese, Ltd.................................... 58,000 $ 9,568 Hopewell Holdings, Ltd................................... 2,500 9,019 Hysan Development Co., Ltd............................... 4,000 17,748 K Wah International Holdings, Ltd........................ 35,000 15,838 Kerry Properties, Ltd.................................... 13,000 64,618 Kowloon Development Co., Ltd............................. 7,000 8,034 Li & Fung, Ltd........................................... 37,360 62,323 Luk Fook Holdings International, Ltd..................... 4,000 9,991 #Midland Holdings, Ltd.................................... 18,000 9,055 MTR Corp................................................. 10,051 39,076 New World Development Co., Ltd........................... 40,986 63,060 NWS Holdings, Ltd........................................ 16,185 24,517 Pacific Basin Shipping, Ltd.............................. 62,000 33,011 Paliburg Holdings, Ltd................................... 28,000 8,807 Power Assets Holdings, Ltd............................... 10,000 84,975 Public Financial Holdings, Ltd........................... 6,000 2,703 Sands China, Ltd......................................... 16,000 59,810 Shangri-La Asia, Ltd..................................... 6,000 11,583 Shun Tak Holdings, Ltd................................... 11,000 4,383 Singamas Container Holdings, Ltd......................... 96,000 24,142 Sino Land Co., Ltd....................................... 74,824 133,875 *Sino-Tech International Holdings, Ltd.................... 110,000 994 Sun Hung Kai & Co., Ltd.................................. 4,000 2,283 Sun Hung Kai Properties, Ltd............................. 7,000 96,768 *Sustainable Forest Holdings, Ltd......................... 232,500 4,770 Techtronic Industries Co., Ltd........................... 32,000 60,656 Television Broadcasts, Ltd............................... 2,000 14,853 Tongda Group Holdings, Ltd............................... 270,000 11,105 Transport International Holdings, Ltd.................... 12,000 24,655 Trinity, Ltd............................................. 12,000 8,372 Victory City International Holdings, Ltd................. 41,042 4,330 Vitasoy International Holdings, Ltd...................... 10,000 9,458 VST Holdings, Ltd........................................ 62,000 10,841 #VTech Holdings, Ltd...................................... 1,400 16,584 Wharf Holdings, Ltd...................................... 14,000 95,726 Wheelock & Co., Ltd...................................... 15,000 65,718 Wynn Macau, Ltd.......................................... 4,800 13,553 Xinyi Glass Holdings, Ltd................................ 34,000 18,983 Yue Yuen Industrial Holdings, Ltd........................ 10,500 36,005 ---------- TOTAL HONG KONG............................................. 1,848,157 ---------- IRELAND -- (0.2%) *Anglo Irish Bank Corp. P.L.C............................. 5,570 -- C&C Group P.L.C. (B010DT8)............................... 1,711 8,215 C&C Group P.L.C. (B011Y09)............................... 962 4,609 CRH P.L.C................................................ 4,953 92,193 CRH P.L.C. Sponsored ADR................................. 372 6,938 DCC P.L.C. (0242493)..................................... 432 12,357 DCC P.L.C. (4189477)..................................... 1,578 45,086 Dragon Oil P.L.C......................................... 5,185 46,314 FBD Holdings P.L.C....................................... 1,875 23,481 Glanbia P.L.C............................................ 4,032 38,221 *Governor & Co. of the Bank of Ireland P.L.C. (The)....... 87,494 10,335 *Governor & Co. of the Bank of Ireland P.L.C. Sponsored ADR (The)............................................... 30 160 Grafton Group P.L.C...................................... 5,495 23,957 *Independent News & Media P.L.C........................... 730 80 *Kenmare Resources P.L.C.................................. 953 602 Paddy Power P.L.C........................................ 456 33,641 Smurfit Kappa Group P.L.C................................ 3,302 36,406 ---------- TOTAL IRELAND............................................... 382,595 ---------- 857 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- ISRAEL -- (0.2%) Azrieli Group, Ltd.......................................... 822 $ 18,414 *Ceragon Networks, Ltd....................................... 1,170 5,137 Clal Industries, Ltd........................................ 2,565 9,060 Clal Insurance Enterprises Holdings, Ltd.................... 670 9,106 Elbit Systems, Ltd.......................................... 533 18,765 *EZchip Semiconductor, Ltd................................... 325 10,208 *First International Bank of Israel, Ltd..................... 123 1,461 Frutarom Industries, Ltd.................................... 1,280 13,785 *Given Imaging, Ltd.......................................... 902 16,240 Harel Insurance Investments & Finances, Ltd................. 384 14,469 Hot Telecommunications Systems, Ltd......................... 651 6,465 Israel Chemicals, Ltd....................................... 4,642 58,074 *Israel Discount Bank, Ltd. Series A......................... 2,038 2,875 *Mellanox Technologies, Ltd.................................. 1,147 86,561 Migdal Insurance & Financial Holding, Ltd................... 6,903 9,301 *Nitsba Holdings (1995), Ltd................................. 720 5,696 *Oil Refineries, Ltd......................................... 30,902 14,880 Osem Investments, Ltd....................................... 1,359 20,523 Paz Oil Co., Ltd............................................ 79 10,410 *Retalix, Ltd................................................ 659 13,001 *Strauss Group, Ltd.......................................... 1,238 13,994 -------- TOTAL ISRAEL................................................... 358,425 -------- ITALY -- (2.0%) *A2A SpA..................................................... 14,901 7,342 ACEA SpA.................................................... 926 5,096 Alerion Cleanpower SpA...................................... 2,085 10,182 Amplifon SpA................................................ 7,609 35,291 Ansaldo STS SpA............................................. 3,195 26,004 *Arnoldo Mondadori Editore SpA............................... 3,462 4,681 Assicurazioni Generali SpA.................................. 17,851 290,685 Astaldi SpA................................................. 2,155 13,874 #Atlantia SpA................................................ 4,137 68,430 Autogrill SpA............................................... 1,407 14,402 Azimut Holding SpA.......................................... 3,472 44,108 #*Banca Monte Dei Paschi di Siena SpA......................... 85,039 23,507 Banca Piccolo Credito Valtellinese Scarl.................... 5,966 9,500 Banca Popolare dell'Emilia Romagna Scarl.................... 4,130 24,609 *Banca Popolare dell'Etruria e del Lazio Scarl............... 5,434 5,993 *Banca Popolare di Milano Scarl.............................. 36,030 19,855 Banca Popolare di Sondrio Scarl............................. 5,177 29,651 *Banco Popolare Scarl........................................ 2,213 3,531 BasicNet SpA................................................ 3,053 7,004 C.I.R. SpA - Compagnie Industriali Riunite.................. 12,797 14,653 Credito Emiliano SpA........................................ 1,297 6,264 De Longhi SpA............................................... 4,371 58,276 DiaSorin SpA................................................ 691 23,205 Enel SpA.................................................... 62,616 235,795 Eni SpA..................................................... 21,274 489,532 Eni SpA Sponsored ADR....................................... 600 27,534 ERG SpA..................................................... 971 7,049 Esprinet SpA................................................ 1,834 7,506 Falck Renewables SpA........................................ 2,083 2,545 Fiat Industrial SpA......................................... 5,316 57,620 #*Fiat SpA.................................................... 5,849 28,625 #*Finmeccanica SpA............................................ 10,748 53,304 *Gemina SpA.................................................. 6,656 6,356 #Geox SpA.................................................... 707 2,021 Gruppo Editoriale L'Espresso SpA............................ 2,471 2,454 #Hera SpA.................................................... 4,615 7,781 Immsi SpA................................................... 13,995 6,969 858 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ---------- ITALY -- (Continued) Impregilo SpA............................................ 2,167 $ 8,751 Interpump Group SpA...................................... 2,221 16,904 Intesa Sanpaolo SpA...................................... 132,109 212,813 Iren SpA................................................. 3,033 1,710 #Italcementi SpA.......................................... 3,075 15,563 *Italmobiliare SpA........................................ 111 1,711 *KME Group SpA............................................ 9,436 4,273 Lottomatica Group SpA.................................... 1,126 24,235 Mediaset SpA............................................. 9,368 16,456 *Milano Assicurazioni SpA................................. 5,077 2,161 #Piaggio & C. SpA......................................... 7,738 19,083 #Pirelli & C. SpA......................................... 5,139 59,698 #*Prelios SpA.............................................. 2,203 237 *Premafin Finanziaria SpA................................. 6,626 1,338 Prysmian SpA............................................. 1,451 27,976 Recordati SpA............................................ 2,408 19,293 *Safilo Group SpA......................................... 1,166 9,856 Saipem SpA............................................... 3,018 135,988 *Saras SpA................................................ 11,148 14,918 #Snam SpA................................................. 17,646 78,195 *Societa Cattolica di Assicurazioni Scrl.................. 1,051 16,378 Societa Iniziative Autostradali e Servizi SpA............ 3,086 25,698 Sogefi SpA............................................... 5,901 14,174 *Sorin SpA................................................ 5,946 13,948 Telecom Italia SpA....................................... 114,064 105,237 Telecom Italia SpA Sponsored ADR......................... 6,420 59,000 Tenaris SA............................................... 1,995 37,395 Tenaris SA ADR........................................... 2,200 82,764 Terna Rete Elettrica Nazionale SpA....................... 12,948 48,681 Tod's SpA................................................ 420 49,228 *UniCredit SpA............................................ 67,800 299,889 Unione di Banche Italiane ScpA........................... 8,864 34,917 #*Unipol Gruppo Finanziario SpA............................ 1,177 2,576 Vittoria Assicurazioni SpA............................... 2,148 13,052 *Yoox SpA................................................. 2,170 32,884 ---------- TOTAL ITALY................................................. 3,188,214 ---------- JAPAN -- (18.8%) 77 Bank, Ltd. (The)...................................... 5,000 19,041 Accordia Golf Co., Ltd................................... 37 26,333 Adeka Corp............................................... 4,200 31,676 Advan Co., Ltd........................................... 500 5,246 Advantest Corp........................................... 1,800 22,767 Advantest Corp. ADR...................................... 500 6,280 Aeon Co., Ltd............................................ 9,000 98,159 Aica Kogyo Co., Ltd...................................... 2,900 49,093 Aichi Bank, Ltd. (The)................................... 300 16,610 Aichi Steel Corp......................................... 2,000 7,448 Aida Engineering, Ltd.................................... 4,900 31,189 Air Water, Inc........................................... 4,000 50,121 Aisin Seiki Co., Ltd..................................... 2,600 75,931 Ajinomoto Co., Inc....................................... 4,000 61,072 #Akebono Brake Industry Co., Ltd.......................... 4,000 17,240 Akita Bank, Ltd. (The)................................... 3,000 8,235 Alfresa Holdings Corp.................................... 1,300 58,770 All Nippon Airways Co., Ltd.............................. 5,000 10,590 Alpine Electronics, Inc.................................. 2,300 19,990 #Alps Electric Co., Ltd................................... 7,000 41,384 Amada Co., Ltd........................................... 6,000 30,466 Amano Corp............................................... 3,100 25,441 Anritsu Corp............................................. 2,000 25,159 859 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) AOI Electronic Co., Ltd..................................... 200 $ 2,954 Aomori Bank, Ltd. (The)..................................... 6,000 17,821 Aoyama Trading Co., Ltd..................................... 1,600 31,620 Arakawa Chemical Industries, Ltd............................ 300 2,336 Arcland Sakamoto Co., Ltd................................... 900 13,045 Arcs Co., Ltd............................................... 2,023 42,698 Arnest One Corp............................................. 2,000 29,672 Asahi Diamond Industrial Co., Ltd........................... 1,000 8,856 Asahi Glass Co., Ltd........................................ 29,000 197,137 Asahi Group Holdings, Ltd................................... 4,300 98,140 Asahi Kasei Corp............................................ 44,000 242,055 Asatsu-DK, Inc.............................................. 300 6,893 Asics Corp.................................................. 4,300 62,491 Astellas Pharma, Inc........................................ 4,800 238,740 Atom Corp................................................... 3,800 19,236 Autobacs Seven Co., Ltd..................................... 400 16,414 Avex Group Holdings, Inc.................................... 2,300 45,487 Azbil Corp.................................................. 3,500 71,601 Bank of Iwate, Ltd. (The)................................... 300 13,906 Bank of Okinawa, Ltd. (The)................................. 300 12,488 Bank of Saga, Ltd. (The).................................... 8,000 17,549 Bank of the Ryukyus, Ltd.................................... 1,800 22,635 Benesse Holdings, Inc....................................... 500 24,084 #Bic Camera, Inc............................................. 60 29,314 Bridgestone Corp............................................ 6,200 144,826 Brother Industries, Ltd..................................... 5,300 49,985 Bunka Shutter Co., Ltd...................................... 6,000 25,618 Calsonic Kansei Corp........................................ 4,000 16,167 Canon Electronics, Inc...................................... 400 8,430 Canon Marketing Japan, Inc.................................. 3,600 52,468 Canon, Inc.................................................. 200 6,500 #Canon, Inc. Sponsored ADR................................... 8,300 266,845 #Casio Computer Co., Ltd..................................... 9,200 70,403 Cawachi, Ltd................................................ 500 10,666 Central Glass Co., Ltd...................................... 7,000 20,261 Century Tokyo Leasing Corp.................................. 2,300 45,666 Chiyoda Corp................................................ 3,000 48,460 Chubu Electric Power Co., Ltd............................... 6,400 65,947 Chubu Shiryo Co., Ltd....................................... 1,000 6,395 Chugai Pharmaceutical Co., Ltd.............................. 1,800 36,470 Chugoku Electric Power Co., Ltd. (The)...................... 3,400 36,573 Chugoku Marine Paints, Ltd.................................. 2,000 9,874 Chukyo Bank, Ltd. (The)..................................... 8,000 18,027 Chuo Spring Co., Ltd........................................ 1,000 3,413 Citizen Holdings Co., Ltd................................... 9,500 48,215 CKD Corp.................................................... 700 3,570 Cleanup Corp................................................ 600 3,935 CMK Corp.................................................... 2,600 8,485 Coca-Cola West Co., Ltd..................................... 2,100 32,193 Cocokara fine, Inc.......................................... 400 13,471 COMSYS Holdings Corp........................................ 1,600 21,270 Cosel Co., Ltd.............................................. 600 7,748 Cosmo Oil Co., Ltd.......................................... 25,000 44,466 Dai Nippon Printing Co., Ltd................................ 14,000 99,205 Daibiru Corp................................................ 1,100 8,900 Daicel Corp................................................. 10,000 60,039 Daido Steel Co., Ltd........................................ 17,000 73,724 Daidoh, Ltd................................................. 500 2,855 #*Daiei, Inc. (The)........................................... 1,350 2,555 Daifuku Co., Ltd............................................ 1,500 7,498 Daihatsu Motor Co., Ltd..................................... 2,000 35,003 860 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Daihen Corp................................................. 2,000 $ 5,360 Dai-ichi Life Insurance Co., Ltd. (The)..................... 4 4,612 #Daiichi Sankyo Co., Ltd..................................... 5,700 87,244 Daikin Industries, Ltd...................................... 2,600 71,974 Daikyo, Inc................................................. 12,000 32,014 #Dainippon Sumitomo Pharma Co., Ltd.......................... 4,900 56,359 Daio Paper Corp............................................. 1,000 5,524 Daisan Bank, Ltd. (The)..................................... 2,000 3,555 Daiseki Co., Ltd............................................ 1,100 14,838 Daito Trust Construction Co., Ltd........................... 900 90,843 Daiwa House Industry Co., Ltd............................... 12,000 181,983 Daiwa Securities Group, Inc................................. 19,000 75,794 Daiwabo Holdings Co., Ltd................................... 8,000 14,824 DCM Holdings Co., Ltd....................................... 1,300 8,858 Denki Kagaku Kogyo K.K...................................... 20,000 61,755 Denso Corp.................................................. 4,200 131,868 Dentsu, Inc................................................. 4,500 106,298 DIC Corp.................................................... 32,000 59,004 #Disco Corp.................................................. 300 14,804 Doutor Nichires Holdings Co., Ltd........................... 1,900 23,916 Dowa Holdings Co., Ltd...................................... 10,000 66,726 Duskin Co., Ltd............................................. 1,300 24,690 eAccess, Ltd................................................ 49 24,729 Earth Chemical Co., Ltd..................................... 200 7,426 East Japan Railway Co....................................... 2,600 178,456 Ebara Corp.................................................. 18,000 70,590 Edion Corp.................................................. 1,300 5,556 Ehime Bank, Ltd. (The)...................................... 8,000 20,456 Eighteenth Bank, Ltd. (The)................................. 3,000 7,866 Eizo Nanao Corp............................................. 1,100 17,257 Electric Power Development Co., Ltd......................... 1,700 43,544 ESPEC Corp.................................................. 700 5,609 Exedy Corp.................................................. 1,300 25,411 Ezaki Glico Co., Ltd........................................ 1,000 11,276 FALCO SD HOLDINGS Co., Ltd.................................. 200 2,363 FamilyMart Co., Ltd......................................... 400 19,384 Fancl Corp.................................................. 1,500 16,119 FANUC Corp.................................................. 1,500 238,974 Fast Retailing Co., Ltd..................................... 300 66,801 #FCC Co., Ltd................................................ 2,100 37,715 FIDEA Holdings Co., Ltd..................................... 5,200 10,295 FP Corp..................................................... 500 37,587 Fuji Co., Ltd............................................... 1,000 21,093 Fuji Corp, Ltd.............................................. 1,100 5,919 Fuji Electric Co., Ltd...................................... 22,000 44,630 Fuji Heavy Industries, Ltd.................................. 9,000 86,761 Fuji Media Holdings, Inc.................................... 7 10,367 Fuji Oil Co., Ltd........................................... 1,100 14,641 Fuji Seal International, Inc................................ 1,300 27,695 #Fuji Soft, Inc.............................................. 600 12,738 FUJIFILM Holdings Corp...................................... 5,400 91,154 Fujikura, Ltd............................................... 11,000 30,609 Fujimi, Inc................................................. 400 7,811 Fujitec Co., Ltd............................................ 6,000 35,956 Fujitsu, Ltd................................................ 32,000 123,115 FuKoKu Co., Ltd............................................. 200 1,747 Fukui Bank, Ltd. (The)...................................... 7,000 14,758 Fukuoka Financial Group, Inc................................ 13,000 50,838 *Furukawa Electric Co., Ltd.................................. 11,000 21,936 *Futaba Industrial Co., Ltd.................................. 500 1,880 Fuyo General Lease Co., Ltd................................. 400 11,193 861 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Glory, Ltd.................................................. 1,500 $ 36,405 Godo Steel, Ltd............................................. 8,000 11,929 Goldcrest Co., Ltd.......................................... 1,060 15,938 #GS Yuasa Corp............................................... 5,000 19,491 Gunma Bank, Ltd. (The)...................................... 4,000 19,298 Gunze, Ltd.................................................. 7,000 17,531 H2O Retailing Corp.......................................... 3,000 30,860 Hachijuni Bank, Ltd. (The).................................. 6,000 30,995 Hakuhodo DY Holdings, Inc................................... 620 37,156 Hamamatsu Photonics K.K..................................... 200 6,934 Hankyu Hanshin Holdings, Inc................................ 13,000 71,966 Hanwa Co., Ltd.............................................. 3,000 10,487 Harashin Narus Holdings Co., Ltd............................ 400 7,453 *Haseko Corp................................................. 34,000 21,703 Heiwa Corp.................................................. 500 7,859 Heiwa Real Estate Co., Ltd.................................. 2,100 24,567 Heiwado Co., Ltd............................................ 700 9,741 Hibiya Engineering, Ltd..................................... 800 9,028 Hino Motors, Ltd............................................ 2,000 15,460 *Hitachi Cable, Ltd.......................................... 3,000 3,942 Hitachi Chemical Co., Ltd................................... 3,300 46,541 #Hitachi Construction Machinery Co., Ltd..................... 1,700 27,949 Hitachi High-Technologies Corp.............................. 2,100 46,023 Hitachi Koki Co., Ltd....................................... 800 5,738 Hitachi Kokusai Electric, Inc............................... 2,000 13,569 #Hitachi Metals, Ltd......................................... 3,000 28,106 Hitachi Tool Engineering, Ltd............................... 600 5,614 Hitachi Transport System, Ltd............................... 1,100 16,512 Hitachi Zosen Corp.......................................... 22,500 28,191 Hitachi, Ltd................................................ 6,000 31,819 Hitachi, Ltd. ADR........................................... 3,100 162,626 Hokkaido Electric Power Co., Inc............................ 4,900 40,354 Hokuetsu Bank, Ltd. (The)................................... 16,000 30,678 #Hokuetsu Kishu Paper Co., Ltd............................... 4,500 23,057 Hokuhoku Financial Group, Inc............................... 11,000 17,489 Hokuriku Electric Power Co., Inc............................ 3,800 37,740 Hokuto Corp................................................. 700 13,991 Honda Motor Co., Ltd........................................ 11,300 339,715 #Honda Motor Co., Ltd. Sponsored ADR......................... 8,100 244,296 Horiba, Ltd................................................. 1,300 35,471 Hoshizaki Electric Co., Ltd................................. 600 16,337 Hosiden Corp................................................ 800 4,339 House Foods Corp............................................ 2,300 37,121 Hoya Corp................................................... 1,400 28,354 Hyakugo Bank, Ltd. (The).................................... 6,000 26,255 Ibiden Co., Ltd............................................. 2,300 29,004 Idemitsu Kosan Co., Ltd..................................... 700 60,247 IHI Corp.................................................... 20,000 42,119 Iino Kaiun Kaisha, Ltd...................................... 6,200 17,706 Imperial Hotel, Ltd......................................... 200 5,282 Inaba Seisakusho Co., Ltd................................... 600 7,374 Inabata & Co., Ltd.......................................... 1,200 7,756 Inageya Co., Ltd............................................ 2,000 24,441 Ines Corp................................................... 500 3,190 Inpex Corp.................................................. 40 227,875 Iseki & Co., Ltd............................................ 6,000 13,766 Isetan Mitsukoshi Holdings, Ltd............................. 3,340 32,694 Isuzu Motors, Ltd........................................... 12,000 63,475 Ito En, Ltd................................................. 600 11,291 ITOCHU Corp................................................. 13,400 134,128 Itoham Foods, Inc........................................... 2,000 7,992 862 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Iwatani Corp................................................ 9,000 $ 35,274 Izumi Co., Ltd.............................................. 700 17,010 Izumiya Co., Ltd............................................ 4,000 19,798 J. Front Retailing Co., Ltd................................. 9,000 46,802 Japan Airport Terminal Co., Ltd............................. 700 7,609 Japan Aviation Electronics Industry, Ltd.................... 2,000 15,945 #Japan Steel Works, Ltd. (The)............................... 7,000 41,495 Japan Tobacco, Inc.......................................... 3,200 88,487 Japan Wool Textile Co., Ltd. (The).......................... 1,000 6,865 JFE Holdings, Inc........................................... 5,200 73,392 JGC Corp.................................................... 3,000 103,216 #Joshin Denki Co., Ltd....................................... 2,000 21,901 JSR Corp.................................................... 2,800 48,030 JTEKT Corp.................................................. 6,900 51,816 Jupiter Telecommunications Co., Ltd......................... 19 25,870 Juroku Bank, Ltd............................................ 8,000 25,960 #JVC Kenwood Holdings, Inc................................... 3,820 13,559 JX Holdings, Inc............................................ 33,220 176,932 #Kadokawa Group Holdings, Inc................................ 1,200 36,888 Kagome Co., Ltd............................................. 1,500 30,583 Kagoshima Bank, Ltd. (The).................................. 2,000 12,751 Kajima Corp................................................. 22,403 62,045 Kakaku.com, Inc............................................. 1,000 34,231 Kaken Pharmaceutical Co., Ltd............................... 1,000 15,489 Kamei Corp.................................................. 2,000 17,279 Kaneka Corp................................................. 12,000 58,539 *Kanematsu Corp.............................................. 16,000 18,874 Kansai Electric Power Co., Inc.............................. 13,300 102,296 Kansai Paint Co., Ltd....................................... 7,000 75,406 Kao Corp.................................................... 3,900 109,557 *Katakura Industries Co., Ltd................................ 1,200 10,369 Kato Sangyo Co., Ltd........................................ 900 16,278 Kawasaki Heavy Industries, Ltd.............................. 30,000 61,714 #*Kawasaki Kisen Kaisha, Ltd.................................. 13,000 16,478 KDDI Corp................................................... 3,600 279,649 Keihin Corp................................................. 600 7,244 *Kenedix, Inc................................................ 64 8,315 Kewpie Corp................................................. 3,500 57,805 Kikkoman Corp............................................... 4,000 53,111 Kinden Corp................................................. 2,000 12,522 #Kintetsu Corp............................................... 20,000 78,379 Kirin Holdings Co., Ltd..................................... 8,000 100,425 Kitz Corp................................................... 7,500 31,675 Kiyo Holdings, Inc.......................................... 10,000 13,667 Koa Corp.................................................... 900 7,039 Kobayashi Pharmaceutical Co., Ltd........................... 600 31,664 *Kobe Steel, Ltd............................................. 81,000 71,106 #Kohnan Shoji Co., Ltd....................................... 1,900 23,007 Koito Manufacturing Co., Ltd................................ 1,000 12,421 Kokuyo Co., Ltd............................................. 1,500 11,654 Komatsu, Ltd................................................ 9,800 205,355 Konica Minolta Holdings, Inc................................ 14,000 93,140 Konishi Co., Ltd............................................ 300 4,497 Kose Corp................................................... 1,300 28,057 *K's Holdings Corp........................................... 1,419 37,947 Kubota Corp................................................. 8,000 81,801 Kubota Corp. Sponsored ADR.................................. 1,000 51,260 Kurabo Industries, Ltd...................................... 13,000 20,034 Kuraray Co., Ltd............................................ 6,300 73,222 Kureha Corp................................................. 2,000 7,778 Kurita Water Industries, Ltd................................ 1,900 43,133 863 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Kuroda Electric Co., Ltd................................... 1,800 $ 20,284 #KYB Co., Ltd............................................... 3,000 10,797 Kyocera Corp............................................... 700 61,571 Kyocera Corp. Sponsored ADR................................ 1,000 88,800 Kyokuyo Co., Ltd........................................... 2,000 4,439 KYORIN Holdings, Inc....................................... 2,000 42,284 Kyowa Exeo Corp............................................ 2,000 20,992 Kyowa Hakko Kirin Co., Ltd................................. 4,000 42,577 Kyushu Electric Power Co., Inc............................. 3,300 25,023 Lawson, Inc................................................ 500 36,745 LEC, Inc................................................... 400 4,999 *Leopalace21 Corp........................................... 2,100 6,323 Life Corp.................................................. 1,400 21,623 Lintec Corp................................................ 1,100 19,027 #Lion Corp.................................................. 5,000 28,887 LIXIL Group Corp........................................... 6,200 137,071 #M3, Inc.................................................... 24 46,101 Maeda Corp................................................. 7,000 30,966 Maeda Road Construction Co., Ltd........................... 1,000 12,557 Makino Milling Machine Co., Ltd............................ 7,000 32,912 Makita Corp................................................ 1,200 47,509 Mandom Corp................................................ 1,000 26,391 Mars Engineering Corp...................................... 300 7,148 Marubeni Corp.............................................. 14,000 90,718 Marubun Corp............................................... 800 3,336 Marudai Food Co., Ltd...................................... 1,000 3,508 Maruha Nichiro Holdings, Inc............................... 6,000 9,859 Marui Group Co., Ltd....................................... 4,600 33,090 Marusan Securities Co., Ltd................................ 3,900 12,055 Max Co., Ltd............................................... 2,000 21,877 *Mazda Motor Corp........................................... 95,000 113,309 Medipal Holdings Corp...................................... 2,000 25,471 Megmilk Snow Brand Co., Ltd................................ 2,100 35,457 Meidensha Corp............................................. 4,000 14,090 #MEIJI Holdings Co., Ltd.................................... 300 13,726 Meitec Corp................................................ 300 6,605 Michinoku Bank, Ltd. (The)................................. 3,000 5,861 Minato Bank, Ltd. (The).................................... 8,000 14,328 #Minebea Co., Ltd........................................... 10,000 32,869 Miraca Holdings, Inc....................................... 600 25,339 Misumi Group, Inc.......................................... 600 14,741 Mitsubishi Chemical Holdings Corp.......................... 44,500 176,245 Mitsubishi Corp............................................ 11,180 199,596 Mitsubishi Electric Corp................................... 22,000 164,443 Mitsubishi Estate Co., Ltd................................. 10,000 197,906 Mitsubishi Gas Chemical Co., Inc........................... 14,369 70,994 Mitsubishi Heavy Industries, Ltd........................... 40,000 168,483 Mitsubishi Logistics Corp.................................. 3,000 38,690 Mitsubishi Materials Corp.................................. 30,000 87,225 *Mitsubishi Motors Corp..................................... 29,000 24,997 *Mitsubishi Paper Mills, Ltd................................ 11,000 9,368 Mitsubishi Pencil Co., Ltd................................. 600 10,620 Mitsubishi Steel Manufacturing Co., Ltd.................... 3,000 5,119 Mitsubishi Tanabe Pharma Corp.............................. 6,200 89,371 Mitsubishi UFJ Financial Group, Inc........................ 114,600 518,447 Mitsubishi UFJ Financial Group, Inc. ADR................... 25,043 112,443 Mitsuboshi Belting Co., Ltd................................ 4,000 22,157 Mitsui & Co., Ltd.......................................... 1,900 26,781 Mitsui & Co., Ltd. Sponsored ADR........................... 473 133,088 Mitsui Chemicals, Inc...................................... 50,000 103,362 Mitsui Engineering & Shipbuilding Co., Ltd................. 21,000 25,257 864 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) Mitsui Fudosan Co., Ltd.................................... 7,000 $141,503 Mitsui Home Co., Ltd....................................... 3,000 14,629 *Mitsui Mining & Smelting Co., Ltd.......................... 14,000 29,636 Mitsui O.S.K. Lines, Ltd................................... 26,000 62,320 Mitsui-Soko Co., Ltd....................................... 8,000 24,465 *Mitsumi Electric Co., Ltd.................................. 2,400 11,552 Miura Co., Ltd............................................. 400 9,141 Miyazaki Bank, Ltd. (The).................................. 7,000 17,190 Mizuho Financial Group, Inc................................ 221,040 345,857 Mizuho Financial Group, Inc. ADR........................... 11,600 36,076 Mizuno Corp................................................ 6,000 27,975 Mochida Pharmaceutical Co., Ltd............................ 2,000 25,802 #Mori Seiki Co., Ltd........................................ 1,900 11,900 Morinaga & Co., Ltd........................................ 11,000 24,235 Morinaga Milk Industry Co., Ltd............................ 4,000 13,227 Mory Industries, Inc....................................... 2,000 5,538 #MOS Food Services, Inc..................................... 700 13,389 Moshi Moshi Hotline, Inc................................... 2,100 31,628 MS&AD Insurance Group Holdings, Inc........................ 6,752 114,506 Murata Manufacturing Co., Ltd.............................. 1,700 82,698 #Musashi Seimitsu Industry Co., Ltd......................... 300 6,265 Nabtesco Corp.............................................. 1,000 18,663 Nachi-Fujikoshi Corp....................................... 9,000 27,981 Nagase & Co., Ltd.......................................... 2,000 21,335 Nakamuraya Co., Ltd........................................ 1,000 4,935 Namco Bandai Holdings, Inc................................. 4,300 67,566 Nankai Electric Railway Co., Ltd........................... 11,000 49,745 Nanto Bank, Ltd. (The)..................................... 3,000 15,297 Natori Co., Ltd............................................ 500 5,464 *NEC Corp................................................... 79,000 151,526 Net One Systems Co., Ltd................................... 3,200 35,618 NGK Insulators, Ltd........................................ 3,000 33,450 NGK Spark Plug Co., Ltd.................................... 5,000 55,993 NHK Spring Co., Ltd........................................ 3,000 25,056 Nichia Steel Works, Ltd.................................... 1,000 2,306 #Nichias Corp............................................... 4,000 19,603 #Nichicon Corp.............................................. 1,300 8,850 Nichii Gakkan Co........................................... 3,100 28,233 Nichirei Corp.............................................. 7,000 38,612 #Nidec Corp................................................. 400 28,466 Nidec Corp. ADR............................................ 2,800 49,672 Nifco, Inc................................................. 500 11,362 Nihon Kohden Corp.......................................... 700 26,039 Nihon Parkerizing Co., Ltd................................. 1,000 15,092 Nihon Unisys, Ltd.......................................... 2,600 18,905 Nihon Yamamura Glass Co., Ltd.............................. 3,000 6,239 Nikkiso Co., Ltd........................................... 3,000 35,823 Nikon Corp................................................. 2,400 61,222 Nippo Corp................................................. 3,000 34,003 #*Nippon Chemi-Con Corp...................................... 6,000 8,727 Nippon Coke & Engineering Co., Ltd......................... 3,500 4,124 Nippon Denko Co., Ltd...................................... 2,000 4,684 Nippon Electric Glass Co., Ltd............................. 8,000 40,717 Nippon Flour Mills Co., Ltd................................ 2,000 8,368 Nippon Kayaku Co., Ltd..................................... 4,000 44,527 Nippon Konpo Unyu Soko Co., Ltd............................ 1,000 12,049 *Nippon Light Metal Holdings Co., Ltd....................... 33,000 29,792 Nippon Meat Packers, Inc................................... 5,000 62,051 Nippon Paint Co., Ltd...................................... 6,000 48,018 #Nippon Paper Group, Inc.................................... 4,900 56,039 Nippon Seiki Co., Ltd...................................... 1,000 9,610 865 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- -------- JAPAN -- (Continued) #*Nippon Sheet Glass Co., Ltd................................ 27,800 $ 23,026 Nippon Shinyaku Co., Ltd................................... 1,000 12,047 Nippon Shokubai Co., Ltd................................... 5,000 49,040 Nippon Signal Co., Ltd..................................... 2,700 15,128 Nippon Soda Co., Ltd....................................... 8,000 34,775 Nippon Steel & Sumitomo Metal Corp......................... 146,800 324,035 Nippon Suisan Kaisha, Ltd.................................. 2,700 5,919 Nippon Telegraph & Telephone Corp.......................... 1,700 77,738 Nippon Telegraph & Telephone Corp. ADR..................... 6,000 136,920 Nippon Television Network Corp............................. 1,800 23,282 Nippon Thompson Co., Ltd................................... 3,000 10,380 Nippon Valqua Industries, Ltd.............................. 3,000 8,048 *Nippon Yakin Kogyo Co., Ltd................................ 2,000 1,781 #Nippon Yusen K.K........................................... 32,405 61,768 Nishimatsu Construction Co., Ltd........................... 13,000 20,353 #Nishimatsuya Chain Co., Ltd................................ 2,600 20,947 Nissan Chemical Industries, Ltd............................ 5,700 62,920 Nissan Motor Co., Ltd...................................... 24,300 203,230 Nissan Shatai Co., Ltd..................................... 4,000 43,770 #*Nissha Printing Co., Ltd................................... 500 3,820 Nisshin Oillio Group, Ltd. (The)........................... 2,000 7,364 Nisshin Seifun Group, Inc.................................. 5,500 68,730 *Nisshin Steel Holdings Co., Ltd............................ 3,700 24,518 Nisshinbo Holdings, Inc.................................... 5,000 32,710 Nissin Foods Holdings Co., Ltd............................. 900 34,032 Nissin Kogyo Co., Ltd...................................... 700 10,060 Nitta Corp................................................. 800 12,306 Nitto Boseki Co., Ltd...................................... 8,000 26,301 Nitto Denko Corp........................................... 2,400 109,027 Nitto Kogyo Corp........................................... 700 10,718 NKSJ Holdings, Inc......................................... 1,500 27,344 NOF Corp................................................... 2,000 9,549 NOK Corp................................................... 3,200 51,339 Nomura Holdings, Inc....................................... 26,400 95,432 Nomura Holdings, Inc. ADR.................................. 14,000 50,400 Nomura Real Estate Holdings, Inc........................... 900 16,155 Noritz Corp................................................ 500 8,214 *North Pacific Bank, Ltd.................................... 8,000 20,674 NSD Co., Ltd............................................... 2,400 22,976 NSK, Ltd................................................... 9,000 49,433 #*NTN Corp................................................... 14,000 25,116 NTT Data Corp.............................................. 8 26,074 NTT DOCOMO, Inc............................................ 75 108,677 NTT DOCOMO, Inc. Sponsored ADR............................. 4,886 70,358 Obayashi Corp.............................................. 15,000 67,105 Ohara, Inc................................................. 300 2,285 Oiles Corp................................................. 1,500 28,190 Oita Bank, Ltd. (The)...................................... 2,000 6,717 #Oji Holdings Corp.......................................... 23,000 67,445 *Oki Electric Industry Co., Ltd............................. 12,000 12,056 Okinawa Electric Power Co., Ltd............................ 200 6,125 OKUMA Corp................................................. 2,000 12,224 Okumura Corp............................................... 7,000 22,534 Okura Industrial Co., Ltd.................................. 2,000 5,442 *Olympus Corp............................................... 2,500 43,681 Omron Corp................................................. 3,500 69,777 Onward Holdings Co., Ltd................................... 4,000 29,618 Osaka Gas Co., Ltd......................................... 26,000 107,160 #Osaka Titanium Technologies Co., Ltd....................... 200 3,960 Osaki Electric Co., Ltd.................................... 1,000 5,363 OSG Corp................................................... 1,100 14,419 866 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) #Pacific Metals Co., Ltd..................................... 7,000 $ 23,795 PanaHome Corp............................................... 5,000 31,256 #Panasonic Corp.............................................. 16,500 100,082 Panasonic Corp. Sponsored ADR............................... 24,160 133,605 Panasonic Information Systems Co., Ltd...................... 300 7,194 Parco Co., Ltd.............................................. 200 2,099 Paris Miki Holdings, Inc.................................... 2,800 15,220 Park24 Co., Ltd............................................. 900 15,464 Penta-Ocean Construction Co., Ltd........................... 9,500 22,845 Pigeon Corp................................................. 700 32,254 Piolax, Inc................................................. 500 10,400 #*Pioneer Electronic Corp..................................... 8,000 19,166 Pola Orbis Holdings, Inc.................................... 600 18,889 Press Kogyo Co., Ltd........................................ 6,000 25,094 Pronexus, Inc............................................... 600 3,524 *Rakuten, Inc................................................ 3,300 29,664 Rengo Co., Ltd.............................................. 7,000 30,595 Resona Holdings, Inc........................................ 16,100 69,668 Resorttrust, Inc............................................ 1,100 20,507 #Ricoh Co., Ltd.............................................. 18,000 150,640 Ricoh Leasing Co., Ltd...................................... 600 13,976 Riken Corp.................................................. 5,000 16,739 Rinnai Corp................................................. 800 54,640 Rohm Co., Ltd............................................... 2,200 71,052 Rohto Pharmaceutical Co., Ltd............................... 1,000 13,782 Roland DG Corp.............................................. 700 7,557 Round One Corp.............................................. 2,400 12,143 #Royal Holdings Co., Ltd..................................... 1,800 22,454 Ryobi, Ltd.................................................. 9,000 18,322 Ryohin Keikaku Co., Ltd..................................... 725 48,012 Ryosan Co., Ltd............................................. 1,400 23,632 Saibu Gas Co., Ltd.......................................... 5,000 13,155 Saizeriya Co., Ltd.......................................... 1,800 25,289 Sakata Seed Corp............................................ 1,800 23,260 San-A Co., Ltd.............................................. 700 27,179 Sanden Corp................................................. 2,000 6,015 Sangetsu Co., Ltd........................................... 1,000 26,626 Sanki Engineering Co., Ltd.................................. 3,000 13,866 Sankyo Co., Ltd............................................. 400 18,123 Sankyu, Inc................................................. 8,000 27,869 Sanrio Co., Ltd............................................. 300 9,877 Santen Pharmaceutical Co., Ltd.............................. 800 35,044 Sanyo Chemical Industries, Ltd.............................. 2,000 11,285 Sanyo Shokai, Ltd........................................... 9,000 26,495 Sanyo Special Steel Co., Ltd................................ 3,000 8,945 Sapporo Holdings, Ltd....................................... 15,000 41,889 #Sawai Pharmaceutical Co., Ltd............................... 500 55,233 SCSK Corp................................................... 1,743 29,681 Secom Co., Ltd.............................................. 1,400 71,308 Sega Sammy Holdings, Inc.................................... 1,800 33,927 Seikagaku Corp.............................................. 1,400 16,049 #Seiko Epson Corp............................................ 3,600 20,020 Seino Holdings Co., Ltd..................................... 2,000 11,532 Seiren Co., Ltd............................................. 1,800 11,218 Sekisui Chemical Co., Ltd................................... 11,000 90,339 Sekisui House, Ltd.......................................... 20,000 204,499 Sekisui Plastics Co., Ltd................................... 5,000 11,347 #Senko Co., Ltd.............................................. 2,320 9,389 #Senshukai Co., Ltd.......................................... 1,600 10,079 Seven & I Holdings Co., Ltd................................. 6,500 200,456 #Sharp Corp.................................................. 36,000 77,662 867 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Shiga Bank, Ltd............................................. 8,000 $ 52,332 Shikoku Bank, Ltd........................................... 6,000 14,882 Shikoku Electric Power Co., Inc............................. 5,600 59,872 #Shima Seiki Manufacturing Co., Ltd.......................... 300 3,818 Shimachu Co., Ltd........................................... 700 15,466 Shimadzu Corp............................................... 7,000 47,140 Shimano, Inc................................................ 300 18,912 Shimizu Corp................................................ 31,000 103,711 #Shindengen Electric Manufacturing Co., Ltd.................. 1,000 2,320 Shin-Etsu Chemical Co., Ltd................................. 3,900 220,206 Shinko Electric Industries Co., Ltd......................... 1,300 8,094 Shinmaywa Industries, Ltd................................... 4,000 21,705 Shionogi & Co., Ltd......................................... 4,600 76,369 Ship Healthcare Holdings, Inc............................... 500 16,673 Shiroki Corp................................................ 5,000 10,927 Shiseido Co., Ltd........................................... 5,900 74,666 Shizuoka Bank, Ltd.......................................... 4,000 40,912 Shizuoka Gas Co., Ltd....................................... 3,000 21,358 SHO-BOND Holdings Co., Ltd.................................. 200 6,049 Shochiku Co., Ltd........................................... 1,000 9,746 Showa Corp.................................................. 1,800 16,655 #Showa Denko K.K............................................. 53,000 81,072 Showa Shell Sekiyu K.K...................................... 9,600 53,445 Sinanen Co., Ltd............................................ 4,000 17,098 Sintokogio, Ltd............................................. 4,000 28,228 SKY Perfect JSAT Holdings, Inc.............................. 27 12,337 Softbank Corp............................................... 3,200 101,063 Sohgo Security Services Co., Ltd............................ 800 11,242 Sojitz Corp................................................. 38,600 47,918 Sony Corp................................................... 5,100 60,386 Sony Corp. Sponsored ADR.................................... 14,427 169,373 Space Co., Ltd.............................................. 200 1,800 SRA Holdings, Inc........................................... 600 6,540 Stanley Electric Co., Ltd................................... 1,900 26,147 Star Micronics Co., Ltd..................................... 700 6,553 #*Start Today Co., Ltd........................................ 1,400 15,341 Starzen Co., Ltd............................................ 3,000 8,942 Sugi Holdings Co., Ltd...................................... 1,200 43,367 *Sumco Corp.................................................. 3,000 20,576 Suminoe Textile Co., Ltd.................................... 5,000 9,272 Sumitomo Bakelite Co., Ltd.................................. 9,000 32,123 Sumitomo Chemical Co., Ltd.................................. 50,231 141,163 Sumitomo Corp............................................... 6,100 83,160 Sumitomo Electric Industries, Ltd........................... 10,400 111,880 Sumitomo Forestry Co., Ltd.................................. 7,200 64,434 Sumitomo Heavy Industries, Ltd.............................. 23,000 82,459 Sumitomo Metal Mining Co., Ltd.............................. 16,000 210,717 Sumitomo Mitsui Financial Group, Inc........................ 6,200 189,453 Sumitomo Mitsui Trust Holdings, Inc......................... 11,000 33,383 Sumitomo Osaka Cement Co., Ltd.............................. 11,000 35,813 Sumitomo Realty & Development Co., Ltd...................... 2,000 55,264 Sumitomo Rubber Industries, Ltd............................. 2,400 28,294 Sumitomo Warehouse Co., Ltd................................. 3,000 12,551 Suzuken Co., Ltd............................................ 1,100 34,723 Suzuki Motor Corp........................................... 4,900 111,126 Sysmex Corp................................................. 1,400 65,829 T&D Holdings, Inc........................................... 8,300 90,696 Tachi-S Co., Ltd............................................ 400 7,340 Tadano, Ltd................................................. 1,000 7,377 Taiheiyo Cement Corp........................................ 24,000 51,165 Taikisha, Ltd............................................... 1,200 25,478 868 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- JAPAN -- (Continued) Taisei Corp................................................. 31,000 $ 85,473 Taiyo Nippon Sanso Corp..................................... 9,000 49,397 #Taiyo Yuden Co., Ltd........................................ 2,000 16,967 Takamatsu Construction Group Co., Ltd....................... 700 11,470 Takara Holdings, Inc........................................ 4,000 29,963 Takara Standard Co., Ltd.................................... 5,000 37,523 Takasago International Corp................................. 2,000 10,185 Takasago Thermal Engineering Co., Ltd....................... 3,000 23,606 Takashimaya Co., Ltd........................................ 8,000 52,619 Takata Corp................................................. 1,000 18,269 Takeda Pharmaceutical Co., Ltd.............................. 8,600 399,735 Tayca Corp.................................................. 3,000 8,467 #TDK Corp.................................................... 1,200 45,125 TDK Corp. Sponsored ADR..................................... 1,200 44,604 Teijin, Ltd................................................. 43,000 98,613 Terumo Corp................................................. 1,700 73,220 THK Co., Ltd................................................ 3,800 63,172 TKC Corp.................................................... 400 7,808 Toa Corp.................................................... 13,000 18,584 Toagosei Co., Ltd........................................... 7,000 28,538 TOC Co., Ltd................................................ 2,800 14,911 Tochigi Bank, Ltd........................................... 5,000 17,547 Toda Corp................................................... 3,000 9,058 Toei Co., Ltd............................................... 5,000 27,432 Toho Bank, Ltd.............................................. 3,000 10,033 Toho Co., Ltd............................................... 1,000 3,858 Toho Holdings Co., Ltd...................................... 2,900 59,282 Toho Titanium Co., Ltd...................................... 1,000 8,893 Toho Zinc Co., Ltd.......................................... 5,000 16,984 *Tohuku Electric Power Co., Inc.............................. 5,100 37,567 Tokai Carbon Co., Ltd....................................... 8,000 25,701 Tokai Rika Co., Ltd......................................... 1,800 22,590 Tokai Tokyo Financial Holdings, Inc......................... 7,000 25,220 Token Corp.................................................. 120 5,269 Tokio Marine Holdings, Inc.................................. 8,300 219,702 Tokushu Tokai Paper Co., Ltd................................ 4,000 9,866 #Tokuyama Corp............................................... 8,000 15,350 Tokyo Broadcasting System, Inc.............................. 1,600 15,558 *Tokyo Dome Corp............................................. 2,000 6,743 *Tokyo Electric Power Co., Inc............................... 5,300 8,652 Tokyo Electron, Ltd......................................... 2,700 121,582 Tokyo Energy & Systems, Inc................................. 2,000 8,711 Tokyo Gas Co., Ltd.......................................... 28,000 148,370 Tokyo Seimitsu Co., Ltd..................................... 700 10,577 Tokyo Steel Manufacturing Co., Ltd.......................... 400 1,285 *Tokyo Tatemono Co., Ltd..................................... 16,000 65,851 Tokyo Tomin Bank, Ltd....................................... 500 4,304 Tokyu Land Corp............................................. 14,000 78,595 TOMONY Holdings, Inc........................................ 1,800 7,554 Tomy Co., Ltd............................................... 800 4,414 Tonami Holdings Co., Ltd.................................... 3,000 6,656 TonenGeneral Sekiyu K.K..................................... 4,000 36,300 Toppan Forms Co., Ltd....................................... 1,300 12,246 Toppan Printing Co., Ltd.................................... 16,000 92,475 Topre Corp.................................................. 300 2,590 Topy Industries, Ltd........................................ 8,000 15,539 Toray Industries, Inc....................................... 18,000 105,069 Toshiba Corp................................................ 34,000 126,333 Toshiba Machine Co., Ltd.................................... 8,000 34,702 Toshiba TEC Corp............................................ 2,000 9,347 Tosoh Corp.................................................. 23,000 45,025 869 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ----------- JAPAN -- (Continued) Totetsu Kogyo Co., Ltd................................... 1,300 $ 14,891 TOTO, Ltd................................................ 8,000 59,956 Towa Pharmaceutical Co., Ltd............................. 200 12,708 Toyo Ink SC Holdings Co., Ltd............................ 3,000 11,054 Toyo Seikan Kaisha, Ltd.................................. 6,600 70,167 Toyo Tire & Rubber Co., Ltd.............................. 12,000 29,154 Toyobo Co., Ltd.......................................... 23,000 25,348 Toyoda Gosei Co., Ltd.................................... 1,700 33,478 #Toyota Boshoku Corp...................................... 1,900 18,016 Toyota Motor Corp........................................ 2,455 94,658 Toyota Motor Corp. Sponsored ADR......................... 11,495 890,518 Toyota Tsusho Corp....................................... 2,800 61,160 Trusco Nakayama Corp..................................... 400 7,212 TS Tech Co., Ltd......................................... 900 15,330 TSI Holdings Co., Ltd.................................... 660 4,028 Tsubakimoto Chain Co., Ltd............................... 2,000 9,798 Tsugami Corp............................................. 1,000 6,239 TSUMURA & Co., Ltd....................................... 1,500 47,968 *Tsuruha Holdings, Inc.................................... 600 45,480 *Ube Industries, Ltd...................................... 39,000 89,075 *Ulvac, Inc............................................... 700 4,432 Unicharm Corp............................................ 1,200 64,926 Unipres Corp............................................. 1,300 29,969 #*Universal Entertainment Corp............................. 500 10,748 UNY Co., Ltd............................................. 6,200 44,120 U-Shin, Ltd.............................................. 1,600 6,861 Ushio, Inc............................................... 2,700 28,488 Valor Co., Ltd........................................... 1,200 20,521 Vital KSK Holdings, Inc.................................. 1,000 10,128 Wacoal Corp.............................................. 3,000 33,753 Wacom Co., Ltd........................................... 12 34,856 West Japan Railway Co., Ltd.............................. 1,700 74,218 Xebio Co., Ltd........................................... 1,700 33,265 Yachiyo Bank, Ltd. (The)................................. 400 7,142 Yahoo Japan Corp......................................... 43 14,798 Yaizu Suisankagaku Industry Co., Ltd..................... 200 1,846 Yakult Honsha Co., Ltd................................... 500 23,293 *Yamada Denki Co., Ltd.................................... 2,200 95,440 Yamagata Bank, Ltd....................................... 2,000 8,820 Yamaha Corp.............................................. 8,500 76,384 Yamaha Motor Co., Ltd.................................... 5,200 49,650 Yamanashi Chuo Bank, Ltd................................. 2,000 8,095 Yamato Holdings Co., Ltd................................. 1,000 15,234 Yamazaki Baking Co., Ltd................................. 2,000 24,038 Yaskawa Electric Corp.................................... 3,000 21,501 Yellow Hat, Ltd.......................................... 400 5,368 Yodogawa Steel Works, Ltd................................ 2,000 6,441 Yokogawa Electric Corp................................... 2,400 27,320 Yokohama Reito Co., Ltd.................................. 3,900 26,487 Yokohama Rubber Co., Ltd................................. 6,000 42,174 Yondenko Corp............................................ 2,000 7,245 Yorozu Corp.............................................. 600 8,903 Yoshinoya Holdings Co., Ltd.............................. 23 29,169 #Zensho Co., Ltd.......................................... 800 9,730 Zeon Corp................................................ 9,000 64,914 ----------- TOTAL JAPAN................................................. 30,054,397 ----------- NETHERLANDS -- (2.6%) Aalberts Industries NV................................... 3,416 62,093 Aegon NV................................................. 16,965 94,879 Akzo Nobel NV............................................ 6,202 337,561 870 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- NETHERLANDS -- (Continued) APERAM NV................................................. 2,305 $ 33,427 Arcadis NV................................................ 886 18,928 ArcelorMittal NV.......................................... 8,434 124,692 #ASM International NV...................................... 1,439 45,563 ASML Holding NV........................................... 1,783 98,015 ASML Holding NV ADR....................................... 1,700 93,449 BinckBank NV.............................................. 2,442 19,576 Brunel International NV................................... 520 25,073 CSM NV.................................................... 1,616 33,008 *DE Master Blenders 1753 NV................................ 8,985 110,202 Delta Lloyd NV............................................ 2,256 37,518 Fugro NV.................................................. 1,702 115,180 Heijmans NV............................................... 1,353 11,478 Heineken NV............................................... 1,064 65,662 Hunter Douglas NV......................................... 235 8,703 *ING Groep NV Sponsored ADR................................ 56,475 500,368 Kendrion NV............................................... 337 6,806 Koninklijke Ahold NV...................................... 20,921 266,418 Koninklijke Bam Groep NV.................................. 7,103 26,439 Koninklijke DSM NV........................................ 4,705 241,948 Koninklijke KPN NV........................................ 7,965 50,208 Koninklijke Philips Electronics NV........................ 15,628 391,418 Koninklijke Ten Cate NV................................... 1,115 24,717 #*LBi International NV...................................... 8,941 33,105 Mediq NV.................................................. 2,123 34,458 Nutreco NV................................................ 1,011 75,730 Philips Electronics NV ADR................................ 11,257 282,326 *PostNL NV................................................. 7,305 28,828 Randstad Holdings NV...................................... 3,818 124,830 Reed Elsevier NV.......................................... 3,948 52,996 Reed Elsevier NV ADR...................................... 2,642 70,885 Royal Imtech NV........................................... 616 15,485 *SBM Offshore NV........................................... 5,254 68,779 Sligro Food Group NV...................................... 404 10,997 Telegraaf Media Groep NV.................................. 286 2,655 TKH Group NV.............................................. 1,133 25,921 TNT Express NV............................................ 3,969 41,822 #*TomTom NV................................................. 2,056 10,267 Unilever NV............................................... 7,595 279,150 Unilever NV ADR........................................... 2,000 73,380 Unit4 NV.................................................. 614 16,863 USG People NV............................................. 1,366 9,595 Wolters Kluwer NV......................................... 3,933 76,092 ---------- TOTAL NETHERLANDS............................................ 4,177,493 ---------- NEW ZEALAND -- (0.2%) Auckland International Airport, Ltd....................... 16,377 36,125 Chorus, Ltd. ADR.......................................... 880 12,091 Contact Energy, Ltd....................................... 8,055 36,680 Fisher & Paykel Healthcare Corp., Ltd..................... 4,279 8,267 Fletcher Building, Ltd. (6341606)......................... 9,511 55,011 Fletcher Building, Ltd. (6341617)......................... 1,711 9,902 Freightways, Ltd.......................................... 2,616 9,206 Infratil, Ltd............................................. 4,240 7,880 New Zealand Refining Co., Ltd............................. 7,267 16,855 #Nuplex Industries, Ltd.................................... 5,854 14,527 Port of Tauranga, Ltd..................................... 1,623 17,273 #Ryman Healthcare, Ltd..................................... 12,632 42,046 Sky Network Television, Ltd............................... 6,556 28,955 SKYCITY Entertainment Group, Ltd.......................... 10,107 32,236 871 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ---------- NEW ZEALAND -- (Continued) TrustPower, Ltd.......................................... 3,375 $ 23,697 ---------- TOTAL NEW ZEALAND........................................... 350,751 ---------- NORWAY -- (1.0%) Aker ASA Series A........................................ 951 33,579 Aker Solutions ASA....................................... 1,944 38,309 *Algeta ASA............................................... 483 12,991 #*Archer, Ltd.............................................. 1,949 2,576 Atea ASA................................................. 2,131 22,575 Austevoll Seafood ASA.................................... 5,066 23,979 BW Offshore, Ltd......................................... 4,454 2,620 Cermaq ASA............................................... 800 10,948 Copeinca ASA............................................. 1,200 9,305 *Det Norske Oljeselskap ASA............................... 2,204 33,954 DNB ASA.................................................. 12,604 157,570 *DNO International ASA.................................... 28,000 48,944 *Dockwise, Ltd............................................ 1,222 19,550 #*DOF ASA.................................................. 1,800 7,428 Ekornes ASA.............................................. 195 2,982 Farstad Shipping ASA..................................... 124 2,654 Fred Olsen Energy ASA.................................... 869 40,694 Ganger Rolf ASA.......................................... 240 5,042 Golar LNG, Ltd........................................... 568 22,544 Kongsberg Gruppen ASA.................................... 495 9,562 Kvaerner ASA............................................. 5,584 14,173 *Marine Harvest ASA....................................... 67,192 52,720 *Nordic Semiconductor ASA................................. 8,606 24,819 Norsk Hydro ASA.......................................... 4,999 22,506 #*Norske Skogindustrier ASA Series A....................... 2,500 2,095 *Norwegian Air Shuttle ASA................................ 1,098 23,733 Opera Software ASA....................................... 2,172 11,954 Orkla ASA................................................ 7,289 57,741 Petroleum Geo-Services ASA............................... 3,107 53,687 Prosafe ASA.............................................. 7,097 59,021 Schibsted ASA............................................ 1,096 41,018 Seadrill, Ltd............................................ 2,157 87,402 #*Songa Offshore SE........................................ 2,969 3,643 SpareBank 1 SMN.......................................... 2,104 13,632 Statoil ASA.............................................. 4,621 113,810 Statoil ASA Sponsored ADR................................ 5,319 130,581 Stolt-Nielsen, Ltd....................................... 122 2,237 *Storebrand ASA........................................... 6,864 34,542 Telenor ASA.............................................. 3,224 63,410 TGS Nopec Geophysical Co. ASA............................ 865 29,390 Tomra Systems ASA........................................ 1,800 14,787 Veidekke ASA............................................. 1,400 11,657 *Wilh Wilhelmsen ASA...................................... 25 178 Yara International ASA................................... 3,434 161,841 ---------- TOTAL NORWAY................................................ 1,538,383 ---------- PORTUGAL -- (0.3%) #*Banco Comercial Portugues SA............................. 105,752 9,616 *Banco Espirito Santo SA.................................. 18,689 18,189 Cimpor Cimentos de Portugal SA........................... 7,414 33,122 *EDP Renovaveis SA........................................ 6,176 29,417 Energias de Portugal SA.................................. 30,688 83,413 Galp Energia SGPS SA..................................... 3,295 52,746 Jeronimo Martins SGPS SA................................. 1,895 33,174 Portucel-Empresa Produtora de Pasta de Papel SA.......... 11,580 32,293 Portugal Telecom SA...................................... 23,776 119,565 Portugal Telecom SGPS SA Sponsored ADR................... 2,200 11,022 872 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- PORTUGAL -- (Continued) REN - Redes Energeticas Nacionais SGPS SA................. 5,988 $ 15,449 #Sociedade de Investimento e Gestao SGPS SA................ 1,346 9,526 #Sonae SGPS SA............................................. 30,547 22,676 Sonaecom SGPS SA.......................................... 1,724 3,133 Zon Multimedia Servicos de Telecomunicacoes e Multimedia SGPS SA................................................. 10,000 31,726 ---------- TOTAL PORTUGAL............................................... 505,067 ---------- SINGAPORE -- (0.8%) Asia Pacific Breweries, Ltd............................... 1,000 43,123 *Banyan Tree Holdings, Ltd................................. 47,000 25,732 *Biosensors International Group, Ltd....................... 28,000 24,811 *Bund Center Investment, Ltd............................... 21,000 3,011 CapitaLand, Ltd........................................... 40,000 106,526 City Developments, Ltd.................................... 11,000 102,707 ComfortDelGro Corp., Ltd.................................. 17,000 23,509 Ezion Holdings, Ltd....................................... 40,000 42,220 *Ezra Holdings, Ltd........................................ 23,000 20,926 First Resources, Ltd...................................... 17,000 28,506 Fraser & Neave, Ltd....................................... 6,000 44,953 GuocoLand, Ltd............................................ 17,666 31,327 Hongkong Land Holdings, Ltd............................... 6,000 37,937 #Hyflux, Ltd............................................... 10,500 11,575 *Indofood Agri Resources, Ltd.............................. 18,000 18,521 K1 Ventures, Ltd.......................................... 21,000 2,150 Keppel Corp., Ltd......................................... 8,400 73,084 Keppel Land, Ltd.......................................... 24,000 66,480 Keppel Telecommunications & Transportation, Ltd........... 3,000 3,167 K-Green Trust, Ltd........................................ 800 663 NSL, Ltd.................................................. 2,000 2,327 #Overseas Union Enterprise, Ltd............................ 4,000 8,673 Raffles Education Corp., Ltd.............................. 5,310 1,432 SATS, Ltd................................................. 19,460 44,369 SembCorp Industries, Ltd.................................. 10,000 44,381 #SembCorp Marine, Ltd...................................... 7,000 26,888 Sinarmas Land, Ltd........................................ 21,000 4,757 Singapore Land, Ltd....................................... 6,000 33,702 Singapore Press Holdings, Ltd............................. 7,000 23,145 Singapore Technologies Engineering, Ltd................... 4,000 11,512 Singapore Telecommunications, Ltd......................... 31,000 81,654 Stamford Land Corp., Ltd.................................. 32,000 14,545 STX OSV Holdings, Ltd..................................... 23,000 28,718 *Triyards Holdings, Ltd.................................... 2,300 1,537 United Industrial Corp., Ltd.............................. 40,000 91,408 UOB-Kay Hian Holdings, Ltd................................ 11,000 14,455 UOL Group, Ltd............................................ 14,000 64,778 Venture Corp., Ltd........................................ 8,000 50,073 Wheelock Properties, Ltd.................................. 15,000 22,254 Wing Tai Holdings, Ltd.................................... 13,510 19,118 ---------- TOTAL SINGAPORE.............................................. 1,300,654 ---------- SPAIN -- (2.2%) Abengoa SA................................................ 1,749 6,122 *Abengoa SA Series B....................................... 6,996 24,238 Abertis Infraestructuras SA............................... 4,713 71,191 Acciona SA................................................ 629 38,662 #*Acerinox SA............................................... 3,980 41,544 ACS, Actividades de Construccion y Servicios, SA.......... 2,212 47,272 *Almirall SA............................................... 492 4,406 Antena 3 de Television SA................................. 2,220 8,910 #Banco Bilbao Vizcaya Argentaria SA........................ 35,277 294,771 #Banco Bilbao Vizcaya Argentaria SA Sponsored ADR.......... 26,099 216,622 873 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- SPAIN -- (Continued) #*Banco de Sabadell SA...................................... 44,955 $ 109,620 Banco Espanol de Credito SA............................... 1,128 4,129 #Banco Popular Espanol SA.................................. 33,289 52,056 Banco Santander SA........................................ 44,817 337,435 Banco Santander SA Sponsored ADR.......................... 36,513 272,387 Bankinter SA.............................................. 3,821 15,177 *Baron de Ley SA........................................... 128 7,232 Bolsas y Mercados Espanoles SA............................ 993 21,456 CaixaBank SA.............................................. 14,863 56,447 *Caja de Ahorros del Mediterraneo SA....................... 233 -- *Cementos Portland Valderrivas SA.......................... 155 744 Construcciones y Auxiliar de Ferrocarriles SA............. 25 11,903 *Deoleo SA................................................. 5,017 2,148 Distribuidora Internacional de Alimentacion SA............ 7,854 47,581 Duro Felguera SA.......................................... 609 3,687 Enagas SA................................................. 1,766 35,130 Ence Energia y Celulosa SA................................ 10,351 25,271 Faes Farma SA............................................. 1,300 2,253 Ferrovial SA.............................................. 7,855 111,150 Fomento de Construcciones y Contratas SA.................. 737 9,656 Gamesa Corp Tecnologica SA................................ 2,153 4,399 Gas Natural SDG SA........................................ 5,590 86,850 *Grifols SA................................................ 1,691 58,729 Grupo Catalana Occidente SA............................... 732 11,954 Iberdrola SA.............................................. 68,189 353,146 Indra Sistemas SA......................................... 2,258 25,836 Industria de Diseno Textil SA............................. 1,817 232,015 *Jazztel P.L.C............................................. 4,109 27,238 Mapfre SA................................................. 13,120 36,395 Mediaset Espana Comunicacion SA........................... 3,538 19,043 Melia Hotels International SA............................. 3,189 23,731 *NH Hoteles SA............................................. 1,077 3,910 Obrascon Huarte Lain SA................................... 709 18,586 Pescanova SA.............................................. 1,279 23,742 *Promotora de Informaciones SA Series A.................... 4,718 2,057 Prosegur Cia de Seguridad SA.............................. 2,490 13,585 #*Realia Business SA........................................ 8,376 6,407 Red Electrica Corporacion SA.............................. 2,364 110,918 Repsol SA................................................. 4,776 95,714 Repsol SA Sponsored ADR................................... 4,338 87,194 *Sacyr Vallehermoso SA..................................... 1,048 2,088 Tecnicas Reunidas SA...................................... 572 28,175 Telefonica SA............................................. 10,407 137,359 #Telefonica SA Sponsored ADR............................... 16,998 223,354 *Tubacex SA................................................ 5,015 12,944 Tubos Reunidos SA......................................... 1,662 4,146 Vidrala SA................................................ 235 6,077 Viscofan SA............................................... 472 22,869 *Vocento SA................................................ 844 1,071 Zardoya Otis SA........................................... 1,961 24,260 ---------- TOTAL SPAIN.................................................. 3,582,992 ---------- SWEDEN -- (3.4%) Aarhuskarlshamn AB........................................ 568 22,375 AddTech AB Series B....................................... 331 8,252 AF AB Series B............................................ 600 13,328 Alfa Laval AB............................................. 3,800 66,109 #*Alliance Oil Co., Ltd. SDR................................ 1,321 10,165 Assa Abloy AB Series B.................................... 5,659 188,534 Atlas Copco AB Series A................................... 7,378 181,434 Atlas Copco AB Series B................................... 4,089 89,664 874 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- SWEDEN -- (Continued) Avanza Bank Holding AB...................................... 319 $ 6,270 Axfood AB................................................... 232 8,588 #Axis Communications AB...................................... 2,030 47,449 *Betsson AB.................................................. 655 17,897 #Billerud AB................................................. 1,923 18,343 *Bjorn Borg AB............................................... 385 2,031 Boliden AB.................................................. 12,726 223,007 Castellum AB................................................ 3,189 42,746 *CDON Group AB............................................... 551 3,097 *Cloetta AB.................................................. 480 1,010 Duni AB..................................................... 2,923 26,490 Electrolux AB Series B...................................... 7,766 199,086 Elekta AB Series B.......................................... 5,180 73,739 #*Eniro AB.................................................... 3,508 4,945 Fabege AB................................................... 2,825 28,057 G & L Beijer AB Series B.................................... 522 8,118 Getinge AB Series B......................................... 5,318 163,646 Hakon Invest AB............................................. 1,460 25,090 Hennes & Mauritz AB Series B................................ 6,695 227,004 Hexpol AB................................................... 792 35,414 Hoganas AB Series B......................................... 591 19,709 Holmen AB Series B.......................................... 2,248 66,247 Hufvudstaden AB Series A.................................... 111 1,410 Husqvarna AB Series A....................................... 3,992 23,149 Husqvarna AB Series B....................................... 11,763 68,327 Intrum Justitia AB.......................................... 2,642 38,228 JM AB....................................................... 2,125 38,278 Kungsleden AB............................................... 3,130 15,310 Lagercrantz Group AB Series B............................... 480 4,297 Lindab International AB..................................... 2,338 17,548 Loomis AB Series B.......................................... 1,238 17,013 *Lundin Petroleum AB......................................... 5,902 141,612 Meda AB Series A............................................ 7,099 72,729 *Medivir AB Series B......................................... 1,257 11,472 Mekonomen AB................................................ 225 6,309 #*Micronic Mydata AB.......................................... 11,440 17,760 Millicom International Cellular SA SDR...................... 555 47,916 Modern Times Group AB Series B.............................. 225 6,863 NCC AB Series B............................................. 1,547 28,986 #New Wave Group AB Series B.................................. 752 2,278 #NIBE Industrier AB Series B................................. 1,196 18,111 #*Nobia AB.................................................... 5,022 20,235 Nordea Bank AB.............................................. 29,450 267,690 Oriflame Cosmetics SA SDR................................... 835 23,075 *PA Resources AB............................................. 1,600 109 Peab AB Series B............................................ 3,777 17,836 *Rezidor Hotel Group AB...................................... 5,832 20,762 *RNB Retail & Brands AB...................................... 129 38 Saab AB Series B............................................ 1,438 27,358 Sandvik AB.................................................. 8,841 122,850 #*SAS AB...................................................... 6,947 6,764 Scania AB Series B.......................................... 4,301 82,066 *Securitas AB Series B....................................... 5,912 43,055 Skandinaviska Enskilda Banken AB Series A................... 31,763 263,563 Skanska AB Series B......................................... 7,364 115,357 SKF AB Series B............................................. 4,436 100,111 #SSAB AB Series A............................................ 5,418 38,813 SSAB AB Series B............................................ 3,943 24,385 Svenska Cellulosa AB Series A............................... 1,455 28,608 Svenska Cellulosa AB Series B............................... 15,984 311,627 Svenska Handelsbanken AB Series A........................... 4,084 140,151 875 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ---------- SWEDEN -- (Continued) Swedbank AB Series A...................................... 8,893 $ 165,183 Swedish Match AB.......................................... 3,425 116,775 *Swedish Orphan Biovitrum AB............................... 3,893 21,982 Systemair AB.............................................. 348 4,024 Tele2 AB Series B......................................... 388 6,477 Telefonaktiebolaget LM Ericsson AB Series A............... 2,994 25,683 Telefonaktiebolaget LM Ericsson AB Series B............... 31,501 279,070 #Telefonaktiebolaget LM Ericsson AB Sponsored ADR.......... 20,310 180,556 TeliaSonera AB............................................ 18,697 122,918 Trelleborg AB Series B.................................... 5,715 62,275 Unibet Group P.L.C. SDR................................... 1,240 34,971 Volvo AB Series A......................................... 5,553 74,767 Volvo AB Series B......................................... 15,322 206,758 Wallenstam AB Series B.................................... 1,861 20,457 Wihlborgs Fastigheter AB.................................. 626 9,556 ---------- TOTAL SWEDEN................................................. 5,391,345 ---------- SWITZERLAND -- (6.7%) *ABB, Ltd.................................................. 3,359 60,663 ABB, Ltd. Sponsored ADR................................... 16,629 300,320 Acino Holding AG.......................................... 154 18,882 Adecco SA................................................. 3,151 152,800 *AFG Arbonia-Forster Holding AG............................ 960 21,759 Allreal Holding AG........................................ 439 66,370 Alpiq Holding AG.......................................... 48 7,833 AMS AG.................................................... 411 43,782 *Autoneum Holding AG....................................... 30 1,534 Bank Coop AG.............................................. 211 12,506 Banque Cantonale Vaudoise AG.............................. 70 37,121 Barry Callebaut AG........................................ 17 16,236 Basler Kantonalbank AG.................................... 208 22,633 Belimo Holdings AG........................................ 4 7,050 Berner Kantonalbank AG.................................... 102 27,778 *Bobst Group AG............................................ 718 21,924 Bossard Holding AG........................................ 55 7,376 Bucher Industries AG...................................... 278 52,165 Burckhardt Compression Holding AG......................... 65 18,630 *Charles Voegele Holding AG................................ 527 9,355 Clariant AG............................................... 7,760 83,156 Compagnie Financiere Richemont SA Series A................ 6,065 393,607 Conzzeta AG............................................... 18 33,085 Credit Suisse Group AG.................................... 13,955 324,529 Credit Suisse Group AG Sponsored ADR...................... 9,776 228,172 Daetwyler Holding AG...................................... 429 37,323 #*Dufry AG.................................................. 519 66,010 Emmi AG................................................... 73 18,133 EMS-Chemie Holding AG..................................... 188 45,359 Energiedienst Holding AG.................................. 195 8,850 Flughafen Zuerich AG...................................... 107 45,790 Galenica Holding AG....................................... 103 60,491 Gategroup Holding AG...................................... 959 25,416 Geberit AG................................................ 480 99,142 George Fisher AG.......................................... 272 95,569 Givaudan SA............................................... 126 126,036 Helvetia Holding AG....................................... 130 45,649 Holcim, Ltd............................................... 5,937 405,178 Huber & Suhner AG......................................... 281 12,495 Implenia AG............................................... 638 27,089 Kudelski SA............................................... 2,490 27,226 Kuehne & Nagel International AG........................... 418 48,899 *Kuoni Reisen Holding AG Series B.......................... 123 32,892 876 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ ----------- SWITZERLAND -- (Continued) *Liechtensteinische Landesbank AG......................... 210 $ 6,849 Lindt & Spruengli AG..................................... 1 36,402 #Logitech International SA................................ 7,268 52,634 Luzerner Kantonalbank AG................................. 74 26,780 Metall Zug AG............................................ 5 10,513 #*Meyer Burger Technology AG............................... 990 9,620 Mobimo Holding AG........................................ 147 34,089 Nestle SA................................................ 22,733 1,443,278 Nobel Biocare Holding AG................................. 2,549 22,834 Novartis AG.............................................. 7,021 423,370 Novartis AG ADR.......................................... 21,477 1,298,499 *OC Oerlikon Corp. AG..................................... 640 6,446 *Orascom Development Holding AG........................... 654 11,187 Panalpina Welttransport Holding AG....................... 290 27,429 Partners Group Holding AG................................ 182 38,527 Phoenix Mecano AG........................................ 30 14,802 PubliGroupe SA........................................... 32 4,358 Rieters Holdings AG...................................... 198 31,662 Roche Holding AG Bearer.................................. 82 16,272 Roche Holding AG Genusschein............................. 3,948 760,484 Schindler Holding AG..................................... 142 18,395 Schweiter Technologies AG................................ 15 7,237 Schweizerische National-Versicherungs-Gesellschaft AG.... 589 23,826 SGS SA................................................... 52 110,236 Sika AG.................................................. 52 108,359 Sonova Holding AG........................................ 797 80,255 St. Galler Kantonalbank AG............................... 77 31,572 Straumann Holding AG..................................... 93 11,460 Sulzer AG................................................ 685 99,330 Swatch Group AG (The).................................... 351 145,288 Swatch Group AG Registered Shares (The).................. 689 50,115 Swiss Life Holding AG.................................... 577 72,868 Swiss Re, Ltd............................................ 7,808 540,293 Swisscom AG.............................................. 360 149,854 Swisslog Holding AG...................................... 3,346 3,594 Swissquote Group Holding SA.............................. 501 15,468 Syngenta AG.............................................. 610 237,833 Syngenta AG ADR.......................................... 1,500 116,940 Tecan Group AG........................................... 432 32,237 *Temenos Group AG......................................... 1,495 24,628 UBS AG................................................... 29,907 448,712 UBS AG ADR............................................... 12,900 193,758 Valiant Holding AG....................................... 340 33,488 Valora Holding AG........................................ 40 7,603 Verwaltungs und Privat-Bank AG........................... 66 4,924 Vetropack Holding AG..................................... 6 10,230 *Von Roll Holding AG...................................... 4,126 9,340 Vontobel Holdings AG..................................... 879 24,514 WMH Walter Meier Holding AG.............................. 60 13,462 Zehnder Group AG......................................... 480 28,269 *Zug Estates Holding AG Class B........................... 5 6,586 Zuger Kantonalbank AG.................................... 2 10,503 Zurich Insurance Group AG................................ 2,065 509,063 ----------- TOTAL SWITZERLAND........................................... 10,653,088 ----------- UNITED KINGDOM -- (18.5%) A.G. Barr P.L.C.......................................... 1,821 13,078 Aberdeen Asset Management P.L.C.......................... 19,794 103,978 Admiral Group P.L.C...................................... 2,678 47,989 Aegis Group P.L.C........................................ 20,588 78,176 *Afren P.L.C.............................................. 20,049 44,718 877 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------ -------- UNITED KINGDOM -- (Continued) African Barrick Gold P.L.C................................. 156 $ 1,070 Aga Rangemaster Group P.L.C................................ 991 873 Aggreko P.L.C.............................................. 2,760 95,993 Amec P.L.C................................................. 10,678 183,212 Amlin P.L.C................................................ 8,802 53,061 Anglo American P.L.C....................................... 10,705 329,869 ARM Holdings P.L.C......................................... 5,384 58,016 ARM Holdings P.L.C. Sponsored ADR.......................... 879 28,436 Ashmore Group P.L.C........................................ 6,735 38,771 Ashtead Group P.L.C........................................ 25,129 151,812 Associated British Foods P.L.C............................. 2,043 45,720 AstraZeneca P.L.C. Sponsored ADR........................... 11,519 534,482 Aviva P.L.C................................................ 60,529 324,159 Babcock International Group P.L.C.......................... 7,655 121,007 Balfour Beatty P.L.C....................................... 15,251 77,741 Barclays P.L.C............................................. 48,254 178,432 Barclays P.L.C. Sponsored ADR.............................. 48,628 719,694 BBA Aviation P.L.C......................................... 13,135 42,913 Beazley P.L.C.............................................. 9,115 26,063 Bellway P.L.C.............................................. 4,558 74,507 Berendsen P.L.C............................................ 3,002 27,298 *Berkeley Group Holdings P.L.C. (The)....................... 4,610 113,444 Betfair Group P.L.C........................................ 236 2,867 BG Group P.L.C............................................. 25,514 473,719 Bodycote P.L.C............................................. 7,134 43,558 Bovis Homes Group P.L.C.................................... 5,933 49,113 Brammer P.L.C.............................................. 6,600 25,620 Brewin Dolphin Holdings P.L.C.............................. 11,579 33,787 British American Tobacco P.L.C............................. 7,802 386,979 British American Tobacco P.L.C. Sponsored ADR.............. 3,096 307,619 #British Sky Broadcasting Group P.L.C. Sponsored ADR........ 2,100 96,201 Britvic P.L.C.............................................. 4,445 25,797 *BTG P.L.C.................................................. 7,993 44,134 Bunzl P.L.C................................................ 7,449 123,389 Burberry Group P.L.C....................................... 4,975 93,869 Bwin.Party Digital Entertainment P.L.C..................... 8,620 16,747 *Cairn Energy P.L.C......................................... 10,333 46,837 Cape P.L.C................................................. 19 83 Capita P.L.C............................................... 9,406 109,902 *Capital & Regional P.L.C................................... 2,940 1,140 Carillion P.L.C............................................ 14,658 72,956 Carnival P.L.C. ADR........................................ 900 35,577 Catlin Group, Ltd.......................................... 8,661 66,005 *Centamin P.L.C............................................. 17,706 18,287 Centrica P.L.C............................................. 34,557 180,918 Chemring Group P.L.C....................................... 3,286 16,677 Cineworld Group P.L.C...................................... 6,748 26,422 Cobham P.L.C............................................... 26,747 92,989 *Colt Group SA.............................................. 4,035 7,201 Compass Group P.L.C........................................ 20,690 227,344 Computacenter P.L.C........................................ 6,025 35,674 Cranswick P.L.C............................................ 741 8,935 Croda International P.L.C.................................. 2,173 77,369 CSR P.L.C.................................................. 6,238 35,610 Daily Mail & General Trust P.L.C. Series A................. 6,452 49,770 Dairy Crest Group P.L.C.................................... 3,168 18,267 Darty P.L.C................................................ 6,021 5,235 De La Rue P.L.C............................................ 2,414 41,286 Debenhams P.L.C............................................ 27,433 53,111 Dechra Pharmaceuticals P.L.C............................... 1,285 12,785 Devro P.L.C................................................ 8,421 44,638 878 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ---------- UNITED KINGDOM -- (Continued) Diageo P.L.C............................................. 2,096 $ 59,922 Diageo P.L.C. Sponsored ADR.............................. 1,962 224,139 Dignity P.L.C............................................ 607 9,163 Diploma P.L.C............................................ 2,091 15,107 *Dixons Retail P.L.C...................................... 80,089 26,721 Domino Printing Sciences P.L.C........................... 2,816 24,689 Domino's Pizza Group P.L.C............................... 3,573 29,199 Drax Group P.L.C......................................... 11,680 106,006 DS Smith P.L.C........................................... 24,951 86,143 Electrocomponents P.L.C.................................. 10,892 37,830 Elementis P.L.C.......................................... 28,161 95,317 *EnQuest P.L.C............................................ 21,447 40,205 *Enterprise Inns P.L.C.................................... 18,852 22,166 Euromoney Institutional Investor P.L.C................... 172 2,223 Evraz P.L.C.............................................. 3,908 14,911 Experian P.L.C........................................... 13,402 231,869 F&C Asset Management P.L.C............................... 28,896 46,223 Fenner P.L.C............................................. 2,053 11,995 Ferrexpo P.L.C........................................... 785 2,651 Fidessa Group P.L.C...................................... 581 12,474 Filtrona P.L.C........................................... 2,925 27,098 Firstgroup P.L.C......................................... 304 936 Fresnillo P.L.C.......................................... 1,982 61,532 Fuller Smith & Turner P.L.C. Series A.................... 636 7,604 G4S P.L.C................................................ 36,920 155,382 Galliford Try P.L.C...................................... 1,974 23,543 *Gem Diamonds, Ltd........................................ 3,300 9,002 Genus P.L.C.............................................. 1,188 27,986 GKN P.L.C................................................ 11,606 39,036 GlaxoSmithKline P.L.C.................................... 2,457 55,056 GlaxoSmithKline P.L.C. Sponsored ADR..................... 17,568 788,803 Go-Ahead Group P.L.C..................................... 891 18,695 Greencore Group P.L.C.................................... 26,335 38,673 Greene King P.L.C........................................ 7,915 75,940 Greggs P.L.C............................................. 2,161 16,343 Halfords Group P.L.C..................................... 7,375 41,223 Halma P.L.C.............................................. 8,072 53,801 Hargreaves Lansdown P.L.C................................ 7,474 89,197 Hays P.L.C............................................... 27,061 35,681 Headlam Group P.L.C...................................... 999 5,158 Helical Bar P.L.C........................................ 4,049 12,608 Henderson Group P.L.C.................................... 18,450 34,924 *Heritage Oil P.L.C....................................... 3,429 10,727 Hikma Pharmaceuticals P.L.C.............................. 4,073 48,645 Hill & Smith Holdings P.L.C.............................. 1,217 7,318 Hiscox, Ltd.............................................. 10,885 83,933 Hochschild Mining P.L.C.................................. 1,326 10,601 Home Retail Group P.L.C.................................. 30,145 55,653 Homeserve P.L.C.......................................... 3,055 10,896 Howden Joinery Group P.L.C............................... 19,467 53,520 HSBC Holdings P.L.C...................................... 15,716 154,950 #HSBC Holdings P.L.C. Sponsored ADR....................... 58,383 2,881,785 Hunting P.L.C............................................ 2,915 35,308 Hyder Consulting P.L.C................................... 2,770 17,659 IG Group Holdings P.L.C.................................. 7,245 51,017 *Imagination Technologies Group P.L.C..................... 4,965 36,681 IMI P.L.C................................................ 7,973 123,103 Imperial Tobacco Group P.L.C............................. 15,348 580,457 Inchcape P.L.C........................................... 5,510 35,834 Informa P.L.C............................................ 11,597 75,068 *Innovation Group P.L.C................................... 116,123 41,296 879 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- -------- UNITED KINGDOM -- (Continued) InterContinental Hotels Group P.L.C. ADR................... 2,310 $ 56,872 *International Consolidated Airlines Group SA............... 23,946 62,426 Interserve P.L.C........................................... 2,930 18,459 Intertek Group P.L.C....................................... 2,201 100,327 Invensys P.L.C............................................. 12,141 44,767 Investec P.L.C............................................. 17,189 101,366 *IP Group P.L.C............................................. 7,800 14,880 ITE Group P.L.C............................................ 6,026 18,799 ITV P.L.C.................................................. 72,400 101,362 James Fisher & Sons P.L.C.................................. 360 4,544 JD Wetherspoon P.L.C....................................... 2,129 17,251 John Wood Group P.L.C...................................... 8,342 114,659 Johnson Matthey P.L.C...................................... 6,164 224,282 Jupiter Fund Management P.L.C.............................. 4,402 18,625 KCOM Group P.L.C........................................... 11,870 14,564 Keller Group P.L.C......................................... 3,054 29,957 Kier Group P.L.C........................................... 387 8,051 Kingfisher P.L.C........................................... 55,545 260,064 Ladbrokes P.L.C............................................ 4,695 13,599 Laird P.L.C................................................ 7,873 26,783 Lamprell P.L.C............................................. 11,637 13,935 Lancashire Holdings, Ltd................................... 3,915 54,595 Legal & General Group P.L.C................................ 54,128 117,335 *Lloyds Banking Group P.L.C................................. 856,331 563,901 *Lloyds Banking Group P.L.C. Sponsored ADR.................. 23,290 61,020 #Lonmin P.L.C............................................... 4,653 38,611 Man Group P.L.C............................................ 29,575 37,583 Marks & Spencer Group P.L.C................................ 25,169 160,192 Marshalls P.L.C............................................ 2,042 2,956 Marston's P.L.C............................................ 19,493 38,606 *McBride P.L.C.............................................. 7,116 15,739 *McBride P.L.C. Redeemable B Shares......................... 213,480 344 Meggitt P.L.C.............................................. 12,867 80,253 Melrose P.L.C.............................................. 44,844 174,683 Michael Page International P.L.C........................... 5,738 33,490 Micro Focus International P.L.C............................ 3,148 29,201 Millennium & Copthorne Hotels P.L.C........................ 512 4,155 *Mitchells & Butlers P.L.C.................................. 6,146 32,520 Mitie Group P.L.C.......................................... 16,416 77,346 Mondi P.L.C................................................ 16,087 177,335 Moneysupermarket.com Group P.L.C........................... 12,316 26,673 Morgan Crucible Co. P.L.C.................................. 2,403 9,818 Morgan Sindall Group P.L.C................................. 2,809 30,000 Mothercare P.L.C........................................... 1,256 5,635 N Brown Group P.L.C........................................ 2,218 12,048 National Express Group P.L.C............................... 5,848 16,086 National Grid P.L.C........................................ 7,290 83,140 National Grid P.L.C. Sponsored ADR......................... 4,027 229,579 Next P.L.C................................................. 2,221 128,033 Northgate P.L.C............................................ 3,633 14,849 Oxford Instruments P.L.C................................... 113 2,452 Pace P.L.C................................................. 7,703 23,125 Pearson P.L.C.............................................. 850 17,091 Pearson P.L.C. Sponsored ADR............................... 16,504 331,730 Persimmon P.L.C............................................ 8,100 104,222 Petrofac, Ltd.............................................. 3,213 83,417 Petropavlovsk P.L.C........................................ 2,805 18,314 Phoenix Group Holdings P.L.C............................... 689 5,497 Phoenix IT Group, Ltd...................................... 1,162 3,240 Premier Farnell P.L.C...................................... 6,585 17,621 *Premier Foods P.L.C........................................ 2,677 4,620 880 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ --------- ---------- UNITED KINGDOM -- (Continued) *Premier Oil P.L.C...................................... 8,872 $ 50,304 Provident Financial P.L.C.............................. 623 13,809 Prudential P.L.C....................................... 19,483 267,574 Prudential P.L.C. ADR.................................. 3,132 86,067 PZ Cussons P.L.C....................................... 2,842 15,542 Randgold Resources, Ltd................................ 729 87,144 *Raven Russia, Ltd...................................... 290 304 Reckitt Benckiser Group P.L.C.......................... 4,563 276,448 *Redrow P.L.C........................................... 8,714 22,223 Reed Elsevier P.L.C.................................... 3,113 30,493 Reed Elsevier P.L.C. ADR............................... 2,200 85,954 Regus P.L.C............................................ 6,442 10,445 Renishaw P.L.C......................................... 1,838 52,405 Rentokil Initial P.L.C................................. 41,610 59,230 Resolution, Ltd........................................ 38,268 134,920 Restaurant Group P.L.C................................. 5,452 33,035 Rexam P.L.C............................................ 30,233 218,302 Rightmove P.L.C........................................ 2,579 67,141 Rio Tinto P.L.C........................................ 1,772 88,523 Rio Tinto P.L.C. Sponsored ADR......................... 10,230 511,295 *Rolls-Royce Holdings P.L.C............................. 33,307 460,286 *Rolls-Royce Holdings P.L.C. Series C................... 2,531,332 4,085 Rotork P.L.C........................................... 1,546 56,957 *Royal Bank of Scotland Group P.L.C..................... 3,977 17,759 *Royal Bank of Scotland Group P.L.C. Sponsored ADR...... 8,672 77,528 Royal Dutch Shell P.L.C. ADR........................... 21,316 1,505,549 Royal Dutch Shell P.L.C. Series A...................... 56 1,922 Royal Dutch Shell P.L.C. Series B...................... 2,289 80,968 RPC Group P.L.C........................................ 10,354 70,855 RPS Group P.L.C........................................ 10,423 39,536 RSA Insurance Group P.L.C.............................. 90,894 164,987 Sainsbury (J.) P.L.C................................... 31,816 182,422 *Salamander Energy P.L.C................................ 7,131 22,165 Savills P.L.C.......................................... 6,177 40,369 Schroders P.L.C........................................ 3,075 75,877 Schroders P.L.C. Non-Voting............................ 1,920 38,339 SDL P.L.C.............................................. 2,041 17,494 Senior P.L.C........................................... 17,526 55,080 Serco Group P.L.C...................................... 12,629 115,602 Severfield-Rowen P.L.C................................. 5,972 13,593 Severn Trent P.L.C..................................... 4,570 118,525 Shanks Group P.L.C..................................... 3,683 4,872 Shire P.L.C. ADR....................................... 1,800 151,902 SIG P.L.C.............................................. 13,861 23,482 #Smith & Nephew P.L.C. Sponsored ADR.................... 2,100 111,237 Smiths Group P.L.C..................................... 6,982 119,301 Smiths News P.L.C...................................... 4,847 12,160 *SOCO International P.L.C............................... 4,860 26,555 Spectris P.L.C......................................... 3,589 100,526 Speedy Hire P.L.C...................................... 13,614 7,093 Spirax-Sarco Engineering P.L.C......................... 1,260 39,449 Spirent Communications P.L.C........................... 8,253 19,270 Spirit Pub Co. P.L.C................................... 19,306 18,872 *Sports Direct International P.L.C...................... 3,641 23,463 SSE P.L.C.............................................. 10,821 253,097 St. James's Place P.L.C................................ 3,661 23,508 St. Modwen Properties P.L.C............................ 2,485 8,098 Stagecoach Group P.L.C................................. 6,568 29,129 Standard Chartered P.L.C............................... 27,011 639,532 Standard Life P.L.C.................................... 54,121 255,552 Synergy Health P.L.C................................... 1,599 23,981 881 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares Value++ ------- ------------ UNITED KINGDOM -- (Continued) TalkTalk Telecom Group P.L.C........................... 4,267 $ 13,097 Taylor Wimpey P.L.C.................................... 87,981 86,958 Telecity Group P.L.C................................... 4,092 59,607 Telecom Plus P.L.C..................................... 1,242 17,042 Tesco P.L.C............................................ 92,126 476,703 *Thomas Cook Group P.L.C................................ 6,613 2,191 *Travis Perkins P.L.C................................... 7,092 123,933 *Trinity Mirror P.L.C................................... 3,332 3,263 TT electronics P.L.C................................... 2,291 4,630 Tullett Prebon P.L.C................................... 1,288 5,694 Tullow Oil P.L.C....................................... 11,523 261,791 UBM P.L.C.............................................. 5,598 63,285 Ultra Electronics Holdings P.L.C....................... 409 11,192 Unilever P.L.C......................................... 345 12,870 Unilever P.L.C. Sponsored ADR.......................... 7,550 281,540 Unite Group P.L.C...................................... 1,882 8,617 United Drug P.L.C...................................... 1,895 8,601 United Utilities Group P.L.C........................... 8,342 91,207 Vedanta Resources P.L.C................................ 3,226 59,275 Victrex P.L.C.......................................... 1,888 43,519 Vodafone Group P.L.C................................... 206,526 560,854 Vodafone Group P.L.C. Sponsored ADR.................... 49,867 1,357,380 Weir Group P.L.C. (The)................................ 2,501 70,482 WH Smith P.LC.......................................... 1,375 13,798 Whitbread P.L.C........................................ 3,311 125,829 William Morrison Supermarkets P.L.C.................... 64,665 279,986 *Wincanton P.L.C........................................ 1,461 1,599 Wolseley P.L.C......................................... 5,750 252,067 WPP P.L.C.............................................. 10,112 130,701 WPP P.L.C. Sponsored ADR............................... 2,474 159,919 WS Atkins P.L.C........................................ 2,799 32,277 *Xchanging P.L.C........................................ 3,063 5,476 Xstrata P.L.C.......................................... 8,462 134,051 Yule Catto & Co. P.L.C................................. 1,365 3,240 ------------ TOTAL UNITED KINGDOM...................................... 29,611,990 ------------ TOTAL COMMON STOCKS....................................... 143,653,367 ------------ PREFERRED STOCKS -- (0.1%) GERMANY -- (0.1%) Porsche Automobil Holding SE........................... 2,131 142,039 ------------ RIGHTS/WARRANTS -- (0.0%) AUSTRALIA -- (0.0%) *Yancoal Australia, Ltd. Contigent Value Rights......... 3,702 9,219 ------------ BELGIUM -- (0.0%) *Agfa-Gevaert NV STRIP VVPR............................. 1,817 2 *Elia System Operator SA STRIP VVPR..................... 179 23 *Nyrstar NV STRIP VVPR.................................. 3,745 5 *Tessenderlo Chemie NV STRIP VVPR....................... 187 8 ------------ TOTAL BELGIUM............................................. 38 ------------ HONG KONG -- (0.0%) *Esprit Holdings, Ltd. Rights 11/19/12.................. 4,300 1,154 ------------ SPAIN -- (0.0%) *Banco Bilbao Vizcaya Argentaria SA Tradeable Coupons... 17 2 ------------ TOTAL RIGHTS/WARRANTS..................................... 10,413 ------------ 882 INTERNATIONAL SUSTAINABILITY CORE 1 PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ ---------- ------------ SECURITIES LENDING COLLATERAL -- (10.2%) (S)@DFA Short Term Investment Fund..................... 1,296,456 $ 15,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,436,356) to be repurchased at $1,408,206..... $ 1,408 1,408,192 ------------ TOTAL SECURITIES LENDING COLLATERAL.................... 16,408,192 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $158,531,331).................................. $160,214,011 ============ 883 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------ ---------- COMMON STOCKS -- (91.4%) AUSTRALIA -- (5.1%) #Alumina, Ltd.............................................. 37,687 $ 37,620 Asciano Group, Ltd........................................ 17,718 83,860 #Bank of Queensland, Ltd................................... 5,659 44,440 Bendigo and Adelaide Bank, Ltd............................ 12,594 105,483 Boral, Ltd................................................ 15,539 57,876 Caltex Australia, Ltd..................................... 1,429 25,250 Echo Entertainment Group, Ltd............................. 18,272 66,408 #Fairfax Media, Ltd........................................ 35,541 14,551 #Harvey Norman Holdings, Ltd............................... 7,208 14,238 Incitec Pivot, Ltd........................................ 39,877 130,609 Lend Lease Group NL....................................... 9,422 84,589 Macquarie Group, Ltd...................................... 6,656 219,859 New Hope Corp., Ltd....................................... 1,031 4,686 Newcrest Mining, Ltd...................................... 2,301 63,462 Origin Energy, Ltd........................................ 26,579 312,866 OZ Minerals, Ltd.......................................... 5,584 47,381 *Qantas Airways, Ltd....................................... 25,486 35,137 Santos, Ltd............................................... 20,437 243,675 Seven Group Holdings, Ltd................................. 3,080 22,056 #Sims Metal Management, Ltd................................ 3,434 33,579 Suncorp Group, Ltd........................................ 28,499 277,597 TABCorp. Holdings, Ltd.................................... 15,227 44,842 Tatts Group, Ltd.......................................... 19,733 57,311 Toll Holdings, Ltd........................................ 11,026 50,795 Treasury Wine Estates, Ltd................................ 916 4,693 Washington H. Soul Pattinson & Co., Ltd................... 3,490 48,897 #Wesfarmers, Ltd........................................... 31,480 1,134,839 ---------- TOTAL AUSTRALIA.............................................. 3,266,599 ---------- AUSTRIA -- (0.2%) *Erste Group Bank AG....................................... 2,850 71,842 #Raiffeisen Bank International AG.......................... 1,529 61,245 ---------- TOTAL AUSTRIA................................................ 133,087 ---------- BELGIUM -- (0.9%) Ageas..................................................... 4,261 108,639 Delhaize Group SA......................................... 2,711 103,796 KBC Groep NV.............................................. 1,383 32,533 Solvay SA................................................. 1,514 182,288 UCB SA.................................................... 2,810 164,124 ---------- TOTAL BELGIUM................................................ 591,380 ---------- CANADA -- (10.8%) #Astral Media, Inc. Class A................................ 100 4,093 *AuRico Gold, Inc.......................................... 1,900 15,865 Barrick Gold Corp......................................... 3,389 137,254 #Bonavista Energy Corp..................................... 1,104 19,797 Cameco Corp............................................... 4,527 87,798 Canadian Natural Resources, Ltd. (136385101).............. 10,000 302,000 Canadian Natural Resources, Ltd. (2171573)................ 11,405 343,720 #Canadian Tire Corp. Class A............................... 2,200 157,409 Empire Co., Ltd. Class A.................................. 600 34,958 Encana Corp............................................... 181 4,078 Enerplus Corp............................................. 1,972 31,690 Ensign Energy Services, Inc............................... 1,403 20,973 Fairfax Financial Holdings, Ltd........................... 347 128,728 George Weston, Ltd........................................ 700 45,445 Goldcorp, Inc. (2676302).................................. 9,088 410,837 884 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------ ---------- CANADA -- (Continued) Goldcorp, Inc. (380956409)................................ 3,900 $ 176,397 #Husky Energy, Inc......................................... 7,339 198,768 IAMGOLD Corp. (2446646)................................... 813 12,617 IAMGOLD Corp. (450913108)................................. 2,172 33,861 Industrial Alliance Insurance & Financial Services, Inc... 1,800 49,292 Inmet Mining Corp......................................... 2,200 113,442 Kinross Gold Corp......................................... 20,200 200,635 #Loblaw Cos., Ltd.......................................... 1,800 62,394 *Lundin Mining Corp........................................ 4,970 25,876 Magna International, Inc.................................. 6,640 295,185 #Manulife Financial Corp................................... 35,722 441,361 Nexen, Inc................................................ 9,316 222,465 #Pan American Silver Corp.................................. 2,900 63,618 #Pengrowth Energy Corp..................................... 4,165 24,980 #Penn West Petroleum, Ltd.................................. 7,406 96,176 #PetroBakken Energy, Ltd. Class A.......................... 600 7,575 *Precision Drilling Corp................................... 4,250 30,426 Progress Energy Resources Corp............................ 1,712 34,489 Quebecor, Inc. Class B.................................... 900 31,395 #*Research In Motion, Ltd................................... 4,438 35,015 #Sun Life Financial, Inc................................... 14,250 353,414 Suncor Energy, Inc........................................ 32,505 1,090,931 Talisman Energy, Inc...................................... 13,813 156,559 #Teck Resources, Ltd. Class B.............................. 11,791 374,242 #Thomson Reuters Corp...................................... 10,478 295,010 #TransAlta Corp............................................ 5,411 86,251 TransCanada Corp.......................................... 1,754 78,976 #*Uranium One, Inc.......................................... 7,548 16,400 Viterra, Inc.............................................. 10,544 166,170 Yamana Gold, Inc.......................................... 22,000 444,295 ---------- TOTAL CANADA................................................. 6,962,860 ---------- DENMARK -- (1.4%) A.P. Moeller-Maersk A.S. Series A......................... 6 39,755 A.P. Moeller-Maersk A.S. Series B......................... 30 209,389 Carlsberg A.S. Series B................................... 3,388 292,446 *Danske Bank A.S........................................... 16,130 252,333 *FLSmidth & Co. A.S........................................ 111 6,551 H. Lundbeck A.S........................................... 1,354 23,555 TDC A.S................................................... 7,231 49,856 #*Vestas Wind Systems A.S................................... 1,259 7,279 ---------- TOTAL DENMARK................................................ 881,164 ---------- FINLAND -- (0.5%) Kesko Oyj Series B........................................ 830 25,954 #Neste Oil Oyj............................................. 374 4,683 #Nokia Oyj................................................. 7,697 20,693 Stora Enso Oyj Series R................................... 14,570 92,164 UPM-Kymmene Oyj........................................... 16,377 175,835 ---------- TOTAL FINLAND................................................ 319,329 ---------- FRANCE -- (9.3%) Arkema SA................................................. 76 6,935 AXA SA.................................................... 911 14,520 AXA SA Sponsored ADR...................................... 37,500 597,375 BNP Paribas SA............................................ 5,694 289,008 Bollore SA................................................ 132 39,144 Bouygues SA............................................... 2,298 55,231 Cap Gemini SA............................................. 2,746 115,519 Casino Guichard Perrachon SA.............................. 1,254 109,462 885 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------ ---------- FRANCE -- (Continued) Cie de Saint-Gobain SA.................................... 8,683 $ 305,860 *Cie Generale de Geophysique - Veritas SA.................. 4,238 137,967 Cie Generale des Etablissements Michelin SA Series B...... 2,455 211,632 Ciments Francais SA....................................... 244 14,839 CNP Assurances SA......................................... 3,920 55,393 *Credit Agricole SA........................................ 29,433 222,166 Electricite de France SA.................................. 4,582 96,960 France Telecom SA......................................... 41,374 462,456 #GDF Suez SA............................................... 37,268 855,384 Lafarge SA................................................ 4,430 259,727 Lagardere SCA............................................. 3,281 89,828 Natixis SA................................................ 21,884 71,825 #*Peugeot SA................................................ 4,276 27,428 PPR SA.................................................... 148 26,091 Renault SA................................................ 4,615 206,931 Rexel SA.................................................. 2,512 45,497 Sanofi SA................................................. 1,614 141,753 Sanofi SA ADR............................................. 3,846 168,647 *Societe Generale SA....................................... 13,137 418,965 STMicroelectronics NV..................................... 16,130 95,001 Thales SA................................................. 349 12,285 Vallourec SA.............................................. 265 10,901 Vivendi SA................................................ 37,887 776,355 ---------- TOTAL FRANCE................................................. 5,941,085 ---------- GERMANY -- (7.6%) Allianz SE................................................ 2,464 306,090 Bayerische Motoren Werke AG............................... 3,898 311,628 *Celesio AG................................................ 76 1,473 *Commerzbank AG............................................ 35,041 67,316 Daimler AG................................................ 17,195 805,493 #Deutsche Bank AG.......................................... 13,617 622,433 Deutsche Bank AG.......................................... 2,450 111,600 Deutsche Lufthansa AG..................................... 7,439 113,809 Deutsche Post AG.......................................... 5,443 107,912 Deutsche Telekom AG....................................... 65,866 751,428 E.ON AG................................................... 32,073 730,141 #Heidelberger Zement AG.................................... 2,192 116,486 Merck KGaA................................................ 376 48,092 Munchener Rueckversicherungs-Gesellschaft AG.............. 2,720 437,656 RWE AG.................................................... 2,115 96,792 Salzgitter AG............................................. 1,060 45,841 ThyssenKrupp AG........................................... 3,355 76,452 Volkswagen AG............................................. 524 102,471 ---------- TOTAL GERMANY................................................ 4,853,113 ---------- GREECE -- (0.1%) Hellenic Petroleum S.A.................................... 5,666 44,408 *National Bank of Greece S.A............................... 2,483 5,817 ---------- TOTAL GREECE................................................. 50,225 ---------- HONG KONG -- (1.8%) *Cathay Pacific Airways, Ltd............................... 17,000 30,790 #*Foxconn International Holdings, Ltd....................... 17,000 5,876 Great Eagle Holdings, Ltd................................. 8,217 24,254 Henderson Land Development Co., Ltd....................... 30,531 210,747 Hong Kong & Shanghai Hotels, Ltd.......................... 13,000 17,144 Hopewell Holdings, Ltd.................................... 5,000 18,039 Hutchison Whampoa, Ltd.................................... 49,000 480,657 New World Development Co., Ltd............................ 84,164 129,493 886 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------- ---------- HONG KONG -- (Continued) Orient Overseas International, Ltd....................... 6,000 $ 37,931 Wharf Holdings, Ltd...................................... 17,000 116,239 Wheelock & Co., Ltd...................................... 27,000 118,293 ---------- TOTAL HONG KONG............................................. 1,189,463 ---------- IRELAND -- (0.1%) CRH P.L.C................................................ 1,692 31,494 CRH P.L.C. Sponsored ADR................................. 1,763 32,880 ---------- TOTAL IRELAND............................................... 64,374 ---------- ISRAEL -- (0.5%) *Bank Hapoalim B.M........................................ 16,620 65,385 *Bank Leumi Le-Israel B.M................................. 23,640 76,198 Bezeq Israeli Telecommunication Corp., Ltd............... 19,647 23,936 Elbit Systems, Ltd....................................... 421 14,822 Israel Chemicals, Ltd.................................... 4,929 61,665 *Israel Discount Bank, Ltd. Series A...................... 13,386 18,883 *NICE Systems, Ltd........................................ 56 1,871 *NICE Systems, Ltd. Sponsored ADR......................... 1,134 37,762 ---------- TOTAL ISRAEL................................................ 300,522 ---------- ITALY -- (1.0%) #*Banca Monte Dei Paschi di Siena SpA...................... 88,378 24,430 #*Fiat SpA................................................. 16,709 81,773 #*Finmeccanica SpA......................................... 3,600 17,854 Mediaset SpA............................................. 7,532 13,231 Parmalat SpA............................................. 2,927 6,634 Telecom Italia SpA....................................... 234,061 215,947 *UniCredit SpA............................................ 38,773 171,499 Unione di Banche Italiane ScpA........................... 24,403 96,128 ---------- TOTAL ITALY................................................. 627,496 ---------- JAPAN -- (17.1%) 77 Bank, Ltd. (The)...................................... 9,864 37,564 Aeon Co., Ltd............................................ 12,500 136,332 Alfresa Holdings Corp.................................... 1,000 45,208 Amada Co., Ltd........................................... 10,000 50,777 Asahi Glass Co., Ltd..................................... 9,000 61,181 Asahi Kasei Corp......................................... 23,000 126,529 Bank of Kyoto, Ltd. (The)................................ 7,000 60,167 Canon Marketing Japan, Inc............................... 1,500 21,862 Chugoku Bank, Ltd. (The)................................. 3,000 41,288 Citizen Holdings Co., Ltd................................ 4,700 23,854 Coca-Cola West Co., Ltd.................................. 1,800 27,594 Cosmo Oil Co., Ltd....................................... 20,636 36,704 #Dai Nippon Printing Co., Ltd............................. 19,000 134,635 Daicel Corp.............................................. 4,000 24,016 #Daiwa Securities Group, Inc.............................. 16,000 63,827 Fuji Media Holdings, Inc................................. 10 14,810 #FUJIFILM Holdings Corp................................... 13,400 226,197 Fujitsu, Ltd............................................. 13,000 50,016 Fukuoka Financial Group, Inc............................. 27,000 105,586 Glory, Ltd............................................... 1,800 43,686 Gunma Bank, Ltd. (The)................................... 11,735 56,614 Hachijuni Bank, Ltd. (The)............................... 11,000 56,824 Hakuhodo DY Holdings, Inc................................ 560 33,560 Hitachi Capital Corp..................................... 1,700 32,648 Hitachi High-Technologies Corp........................... 900 19,724 Hokuhoku Financial Group, Inc............................ 20,000 31,799 House Foods Corp......................................... 2,300 37,121 887 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------- ---------- JAPAN -- (Continued) Idemitsu Kosan Co., Ltd.................................. 800 $ 68,853 Inpex Corp............................................... 44 250,662 Isetan Mitsukoshi Holdings, Ltd.......................... 11,400 111,590 Iyo Bank, Ltd. (The)..................................... 4,000 30,927 J. Front Retailing Co., Ltd.............................. 15,000 78,003 JFE Holdings, Inc........................................ 9,100 128,437 Joyo Bank, Ltd. (The).................................... 8,000 38,716 JTEKT Corp............................................... 2,800 21,027 JX Holdings, Inc......................................... 56,740 302,201 Kagoshima Bank, Ltd. (The)............................... 3,238 20,644 Kajima Corp.............................................. 5,000 13,847 Kamigumi Co., Ltd........................................ 5,000 40,325 Kaneka Corp.............................................. 9,000 43,905 #*Kawasaki Kisen Kaisha, Ltd............................... 14,000 17,746 Keiyo Bank, Ltd. (The)................................... 9,000 39,456 Kinden Corp.............................................. 4,000 25,044 *Kobe Steel, Ltd.......................................... 20,000 17,557 Konica Minolta Holdings, Inc............................. 6,500 43,244 Kyocera Corp............................................. 3,000 263,876 Kyowa Hakko Kirin Co., Ltd............................... 3,000 31,933 Marui Group Co., Ltd..................................... 7,158 51,490 Maruichi Steel Tube, Ltd................................. 900 18,716 *Mazda Motor Corp......................................... 19,000 22,662 Medipal Holdings Corp.................................... 4,200 53,489 MEIJI Holdings Co., Ltd.................................. 800 36,603 Mitsubishi Chemical Holdings Corp........................ 18,000 71,290 Mitsubishi Corp.......................................... 30,000 535,588 Mitsubishi Gas Chemical Co., Inc......................... 12,000 59,290 Mitsubishi Heavy Industries, Ltd......................... 50,000 210,604 Mitsubishi Logistics Corp................................ 3,000 38,690 Mitsubishi Materials Corp................................ 37,000 107,577 Mitsubishi Tanabe Pharma Corp............................ 2,400 34,595 Mitsubishi UFJ Financial Group, Inc...................... 331,000 1,497,433 Mitsubishi UFJ Financial Group, Inc. ADR................. 74,759 335,668 Mitsui & Co., Ltd........................................ 25,600 360,838 Mitsui Chemicals, Inc.................................... 17,000 35,143 Mitsui O.S.K. Lines, Ltd................................. 9,000 21,572 MS&AD Insurance Group Holdings, Inc...................... 7,019 119,034 Nagase & Co., Ltd........................................ 3,111 33,187 *NEC Corp................................................. 65,000 124,673 Nippon Electric Glass Co., Ltd........................... 7,000 35,628 Nippon Express Co., Ltd.................................. 17,000 62,211 Nippon Meat Packers, Inc................................. 6,000 74,461 #Nippon Paper Group, Inc.................................. 3,600 41,171 Nippon Shokubai Co., Ltd................................. 2,000 19,616 Nippon Steel & Sumitomo Metal Corp....................... 97,000 214,110 Nippon Television Network Corp........................... 1,500 19,401 #Nippon Yusen K.K......................................... 26,000 49,560 Nishi-Nippon Bank, Ltd................................... 18,779 42,820 Nisshin Seifun Group, Inc................................ 2,500 31,241 *Nisshin Steel Holdings Co., Ltd.......................... 1,600 10,603 Nisshinbo Holdings, Inc.................................. 3,000 19,626 Nomura Holdings, Inc..................................... 61,500 222,314 Obayashi Corp............................................ 19,000 84,999 #Oji Holdings Corp........................................ 16,000 46,918 Onward Holdings Co., Ltd................................. 3,000 22,214 Panasonic Corp........................................... 37,500 227,459 Panasonic Corp. Sponsored ADR............................ 6,659 36,824 Rengo Co., Ltd........................................... 4,000 17,483 #Ricoh Co., Ltd........................................... 23,000 192,484 Rohm Co., Ltd............................................ 3,200 103,348 888 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------ ----------- JAPAN -- (Continued) Sankyo Co., Ltd.......................................... 400 $ 18,123 #SBI Holdings, Inc........................................ 6,880 48,180 #Seiko Epson Corp......................................... 3,500 19,464 Sekisui House, Ltd....................................... 20,000 204,499 #Sharp Corp............................................... 28,086 60,589 Shiga Bank, Ltd.......................................... 7,108 46,497 Shimizu Corp............................................. 11,000 36,801 Shinsei Bank, Ltd........................................ 22,000 32,254 #Showa Denko K.K.......................................... 8,000 12,237 Showa Shell Sekiyu K.K................................... 1,400 7,794 SKY Perfect JSAT Holdings, Inc........................... 46 21,019 Sojitz Corp.............................................. 26,100 32,400 Sony Corp. Sponsored ADR................................. 22,200 260,628 Sumitomo Chemical Co., Ltd............................... 2,000 5,621 Sumitomo Corp............................................ 28,900 393,988 Sumitomo Electric Industries, Ltd........................ 25,100 270,018 Sumitomo Forestry Co., Ltd............................... 2,700 24,163 Sumitomo Metal Mining Co., Ltd........................... 4,000 52,679 Sumitomo Mitsui Financial Group, Inc..................... 1,800 55,003 Sumitomo Mitsui Trust Holdings, Inc...................... 17,000 51,592 Suzuken Co., Ltd......................................... 800 25,253 Taisei Corp.............................................. 35,297 97,320 Takashimaya Co., Ltd..................................... 6,000 39,464 #TDK Corp................................................. 600 22,562 #Teijin, Ltd.............................................. 9,000 20,640 Tokai Rika Co., Ltd...................................... 600 7,530 Tokyo Broadcasting System, Inc........................... 1,600 15,558 Toppan Printing Co., Ltd................................. 16,000 92,475 Tosoh Corp............................................... 8,000 15,661 Toyo Seikan Kaisha, Ltd.................................. 4,251 45,194 Toyota Motor Corp........................................ 2,595 100,056 Toyota Tsusho Corp....................................... 4,300 93,924 UNY Co., Ltd............................................. 6,250 44,476 Wacoal Corp.............................................. 2,000 22,502 *Yamada Denki Co., Ltd.................................... 900 39,043 Yamaguchi Financial Group, Inc........................... 5,852 48,486 Yamaha Corp.............................................. 3,100 27,858 #Yamato Kogyo Co., Ltd.................................... 800 22,471 ----------- TOTAL JAPAN................................................. 10,964,771 ----------- NETHERLANDS -- (2.8%) Aegon NV................................................. 46,979 262,736 Akzo Nobel NV............................................ 3,894 211,942 ArcelorMittal NV......................................... 17,931 265,100 #ArcelorMittal NV ADR..................................... 6,200 91,574 *ING Groep NV............................................. 37,522 333,874 Koninklijke DSM NV....................................... 2,616 134,524 Koninklijke Philips Electronics NV....................... 19,504 488,496 ----------- TOTAL NETHERLANDS........................................... 1,788,246 ----------- NEW ZEALAND -- (0.1%) Contact Energy, Ltd...................................... 5,869 26,725 Fletcher Building, Ltd................................... 4,645 26,866 ----------- TOTAL NEW ZEALAND........................................... 53,591 ----------- NORWAY -- (0.9%) Aker ASA Series A........................................ 235 8,298 DNB ASA.................................................. 9,906 123,841 *Marine Harvest ASA....................................... 52,362 41,084 Norsk Hydro ASA.......................................... 27,971 125,926 889 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------- ---------- NORWAY -- (Continued) Orkla ASA................................................ 22,047 $ 174,648 *Storebrand ASA........................................... 7,005 35,252 Subsea 7 SA.............................................. 4,168 91,371 ---------- TOTAL NORWAY................................................ 600,420 ---------- PORTUGAL -- (0.1%) *Banco Espirito Santo SA.................................. 13,032 12,683 *EDP Renovaveis SA........................................ 4,290 20,434 Portugal Telecom SA...................................... 2,263 11,380 ---------- TOTAL PORTUGAL.............................................. 44,497 ---------- SINGAPORE -- (0.9%) CapitaLand, Ltd.......................................... 45,500 121,173 CapitaMalls Asia, Ltd.................................... 13,000 19,617 Golden Agri-Resources, Ltd............................... 137,000 69,971 *Indofood Agri Resources, Ltd............................. 9,000 9,261 Keppel Land, Ltd......................................... 8,000 22,160 #*Neptune Orient Lines, Ltd................................ 14,000 13,250 Singapore Airlines, Ltd.................................. 21,000 181,998 United Industrial Corp., Ltd............................. 31,000 70,841 UOL Group, Ltd........................................... 4,000 18,508 Venture Corp., Ltd....................................... 3,000 18,777 Wheelock Properties, Ltd................................. 14,000 20,771 ---------- TOTAL SINGAPORE............................................. 566,327 ---------- SPAIN -- (1.9%) Acciona SA............................................... 893 54,889 *Banco de Sabadell SA..................................... 33,098 80,707 Banco Espanol de Credito SA.............................. 359 1,314 #Banco Popular Espanol SA................................. 40,059 62,643 Banco Santander SA....................................... 115,247 867,714 #CaixaBank SA............................................. 8,228 31,248 Iberdrola SA............................................. 22,469 116,365 ---------- TOTAL SPAIN................................................. 1,214,880 ---------- SWEDEN -- (2.8%) Boliden AB............................................... 4,059 71,129 Meda AB Series A......................................... 1,254 12,847 Nordea Bank AB........................................... 39,063 355,069 Skandinaviska Enskilda Banken AB Series A................ 35,139 291,576 #SSAB AB Series A......................................... 3,054 21,878 SSAB AB Series B......................................... 1,349 8,343 Svenska Cellulosa AB Series A............................ 637 12,524 Svenska Cellulosa AB Series B............................ 14,293 278,659 Swedbank AB Series A..................................... 15,224 282,778 Telefonaktiebolaget LM Ericsson AB Series B.............. 49,909 442,148 ---------- TOTAL SWEDEN................................................ 1,776,951 ---------- SWITZERLAND -- (5.6%) *ABB, Ltd................................................. 17,548 316,916 Adecco SA................................................ 2,541 123,219 Aryzta AG................................................ 1,641 81,980 Baloise Holding AG....................................... 817 68,192 Credit Suisse Group AG................................... 19,671 457,456 Credit Suisse Group AG Sponsored ADR..................... 600 14,004 Holcim, Ltd.............................................. 7,487 510,960 Lonza Group AG........................................... 612 31,040 Novartis AG ADR.......................................... 1,759 106,349 Sulzer AG................................................ 309 44,807 Swiss Life Holding AG.................................... 855 107,975 890 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares Value++ ------- ----------- SWITZERLAND -- (Continued) Swiss Re, Ltd........................................... 11,082 $ 766,845 UBS AG.................................................. 44,034 660,668 Zurich Insurance Group AG............................... 1,303 321,215 ----------- TOTAL SWITZERLAND.......................................... 3,611,626 ----------- UNITED KINGDOM -- (19.9%) Anglo American P.L.C.................................... 7,316 225,439 Aviva P.L.C............................................. 64,363 344,692 Barclays P.L.C.......................................... 32,832 121,405 Barclays P.L.C. Sponsored ADR........................... 56,729 839,589 BP P.L.C................................................ 27,919 199,388 BP P.L.C. Sponsored ADR................................. 45,731 1,961,403 #Carnival P.L.C. ADR..................................... 7,600 300,428 Eurasian Natural Resources Corp. P.L.C.................. 2,074 10,994 HSBC Holdings P.L.C..................................... 39,336 387,828 #HSBC Holdings P.L.C. Sponsored ADR...................... 7,751 382,589 *International Consolidated Airlines Group SA............ 36,571 95,338 Investec P.L.C.......................................... 15,846 93,446 Kazakhmys P.L.C......................................... 3,739 42,899 Kingfisher P.L.C........................................ 80,602 377,382 *Lloyds Banking Group P.L.C.............................. 454,743 299,452 *Lloyds Banking Group P.L.C. Sponsored ADR............... 72,725 190,539 Mondi P.L.C............................................. 6,178 68,103 Old Mutual P.L.C........................................ 112,791 313,951 Pearson P.L.C. Sponsored ADR............................ 7,740 155,574 Resolution, Ltd......................................... 25,787 90,916 Rexam P.L.C............................................. 10,185 73,542 *Royal Bank of Scotland Group P.L.C...................... 39,064 174,427 *Royal Bank of Scotland Group P.L.C. Sponsored ADR....... 5,598 50,046 Royal Dutch Shell P.L.C. ADR............................ 30,546 2,157,464 RSA Insurance Group P.L.C............................... 9,205 16,709 Sainsbury (J.) P.L.C.................................... 35,798 205,254 Vedanta Resources P.L.C................................. 948 17,419 Vodafone Group P.L.C. Sponsored ADR..................... 89,953 2,448,521 William Morrison Supermarkets P.L.C..................... 33,946 146,979 WPP P.L.C............................................... 19,394 250,675 Xstrata P.L.C........................................... 44,047 697,771 ----------- TOTAL UNITED KINGDOM....................................... 12,740,162 ----------- TOTAL COMMON STOCKS........................................ 58,542,168 ----------- PREFERRED STOCKS -- (0.3%) GERMANY -- (0.3%) Porsche Automobil Holding SE............................ 3,143 209,493 ----------- 891 DFA INTERNATIONAL VALUE EX TOBACCO PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ -------- ----------- SECURITIES LENDING COLLATERAL -- (8.3%) (S)@DFA Short Term Investment Fund........................ 345,722 $ 4,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,367,956) to be repurchased at $1,341,146.................... $ 1,341 1,341,133 ----------- TOTAL SECURITIES LENDING COLLATERAL....................... 5,341,133 ----------- TOTAL INVESTMENTS -- (100.0%) (Cost $71,444, 904)..................................... $64,092,794 =========== 892 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value++ ------- ---------- COMMON STOCKS -- (89.2%) BRAZIL -- (7.6%) AES Tiete SA............................................ 11,162 $ 106,286 Aliansce Shopping Centers SA............................ 20,914 237,864 All America Latina Logistica SA......................... 96,800 440,379 Anhanguera Educacional Participacoes SA................. 27,097 474,953 Arezzo Industria e Comercio SA.......................... 6,100 108,872 Autometal SA............................................ 12,100 101,278 *B2W Cia Global Do Varejo SA............................. 20,700 100,695 Banco Bradesco SA....................................... 66,677 877,515 Banco do Brasil SA...................................... 105,120 1,121,563 Banco Santander Brasil SA ADR........................... 138,675 942,990 Bematech SA............................................. 9,300 22,208 *BHG SA - Brazil Hospitality Group....................... 200 1,979 BM&F Bovespa SA......................................... 328,925 2,105,327 BR Malls Participacoes SA............................... 60,823 799,574 Brasil Brokers Participacoes SA......................... 35,800 100,470 BRF - Brasil Foods SA................................... 52,600 956,929 #BRF - Brasil Foods SA ADR............................... 41,233 755,389 Brookfield Incorporacoes SA............................. 50,911 88,986 *Brookfield Incorporacoes SA Receipt..................... 15,151 26,631 CCR SA.................................................. 61,800 543,437 *CCX Carvao da Colombia SA............................... 5,622 6,090 Centrais Eletricas Brasileiras SA....................... 2,900 15,920 #Centrais Eletricas Brasileiras SA ADR................... 9,056 72,448 Centrais Eletricas Brasileiras SA Sponsored ADR......... 21,859 121,536 CETIP SA - Mercados Organizados......................... 22,646 260,908 Cia de Saneamento Basico do Estado de Sao Paulo ADR..... 6,469 543,461 Cia de Saneamento de Minas Gerais-Copasa SA............. 15,600 368,215 Cia Energetica de Minas Gerais SA....................... 6,452 70,210 Cia Hering SA........................................... 14,450 331,965 #Cia Siderurgica Nacional SA Sponsored ADR............... 79,690 433,514 Cielo SA................................................ 21,515 532,295 Cosan SA Industria e Comercio........................... 24,328 466,545 CPFL Energia SA......................................... 14,100 163,836 #CPFL Energia SA ADR..................................... 4,050 94,324 Cremer SA............................................... 7,500 51,624 Cyrela Brazil Realty SA Empreendimentos e Participacoes. 63,300 536,681 Cyrela Commercial Properties SA Empreendimentos e Participacoes......................................... 1,400 18,191 Direcional Engenharia SA................................ 12,700 76,036 Duratex SA.............................................. 51,127 355,690 EcoRodovias Infraestrutura e Logistica SA............... 28,200 246,310 Embraer SA.............................................. 42,200 295,040 Embraer SA ADR.......................................... 18,971 529,481 Energias do Brazil SA................................... 55,200 345,161 Equatorial Energia SA................................... 15,787 139,911 Estacio Participacoes SA................................ 14,200 270,569 Eternit SA.............................................. 20,866 86,297 Even Construtora e Incorporadora SA..................... 40,500 161,517 EZ Tec Empreendimentos e Participacoes SA............... 9,700 127,515 *Fertilizantes Heringer SA............................... 6,700 36,650 #*Fibria Celulose SA Sponsored ADR........................ 58,059 511,500 Forjas Taurus SA........................................ 2,402 3,773 *Gafisa SA............................................... 24,200 44,443 *Gafisa SA ADR........................................... 44,828 164,519 *General Shopping Brasil SA.............................. 5,100 26,868 Gerdau SA............................................... 32,800 238,525 *Gol Linhas Aereas Inteligentes SA ADR................... 100 499 Grendene SA............................................. 21,300 160,978 Guararapes Confeccoes SA................................ 1,600 94,532 893 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- BRAZIL -- (Continued) Helbor Empreendimentos SA................................ 30,100 $ 169,688 *Hypermarcas SA........................................... 76,490 608,214 Iguatemi Empresa de Shopping Centers SA.................. 15,704 199,485 *Industrias Romi SA....................................... 3,400 8,939 International Meal Co. Holdings SA....................... 10,700 110,106 Iochpe-Maxion SA......................................... 16,800 205,962 Itau Unibanco Holding SA................................. 25,900 339,204 *JBS SA................................................... 76,000 245,843 JHSF Participacoes SA.................................... 23,700 102,919 JSL SA................................................... 19,300 112,129 *Kepler Weber SA.......................................... 2,372 11,807 *Kroton Educacional SA Common Shares...................... 725 2,136 *Kroton Educacional SA Unit Shares........................ 16,998 339,784 Light SA................................................. 19,298 207,608 Localiza Rent a Car SA................................... 15,100 264,671 *Log-in Logistica Intermodal SA........................... 6,600 19,497 Lojas Americanas SA...................................... 15,206 115,296 Lojas Renner SA.......................................... 13,700 507,245 LPS Brasil Consultoria de Imoveis SA..................... 5,800 99,663 *M. Dias Branco SA........................................ 3,700 124,241 Magnesita Refratarios SA................................. 30,600 114,201 Mahle-Metal Leve SA Industria e Comercio................. 8,700 109,615 *Marfrig Alimentos SA..................................... 43,491 224,837 Marisa Lojas SA.......................................... 9,483 139,183 *Metalfrio Solutions SA................................... 2,400 5,258 Mills Estruturas e Servicos de Engenharia SA............. 12,400 190,116 Minerva SA............................................... 11,500 62,283 *MMX Mineracao e Metalicos SA............................. 47,919 94,845 MRV Engenharia e Participacoes SA........................ 70,202 356,013 Multiplan Empreendimentos Imobiliarios SA................ 11,137 326,261 *Multiplus SA............................................. 6,200 144,053 Natura Cosmeticos SA..................................... 13,400 357,259 Obrascon Huarte Lain Brasil SA........................... 18,000 169,272 *OGX Petroleo e Gas Participacoes SA...................... 75 174 Oi SA.................................................... 19,516 92,245 Oi SA ADR (670851104).................................... 1,991 9,278 #Oi SA ADR (670851203).................................... 66,916 267,664 *OSX Brasil SA............................................ 14,300 80,616 *Paranapanema SA.......................................... 28,600 48,018 PDG Realty SA Empreendimentos e Participacoes............ 180,399 303,766 Petroleo Brasileiro SA ADR............................... 180,873 3,836,316 Plascar Participacoes Industriais SA..................... 15,900 6,263 Porto Seguro SA.......................................... 24,300 258,428 *Positivo Informatica SA.................................. 6,400 16,575 Profarma Distribuidora de Produtos Farmaceuticos SA...... 1,100 7,886 *QGEP Participacoes SA.................................... 20,800 128,627 Raia Drogasil SA......................................... 27,814 306,070 *Refinaria de Petroleos Manguinhos SA..................... 40,500 6,780 Restoque Comercio e Confeccoes de Roupas SA.............. 18,000 76,748 Rodobens Negocios Imobiliarios SA........................ 5,000 31,511 Rossi Residencial SA..................................... 30,968 65,106 Santos Brasil Participacoes SA........................... 8,400 120,765 Sao Martinho SA.......................................... 12,584 157,250 SLC Agricola SA.......................................... 12,300 117,486 Sonae Sierra Brasil SA................................... 5,500 92,071 *Springs Global Participacoes SA.......................... 12,300 16,351 Sul America SA........................................... 48,674 383,440 *T4F Entretenimento SA.................................... 4,600 26,046 Tecnisa SA............................................... 31,600 130,691 Tegma Gestao Logistica SA................................ 4,297 74,048 Telefonica Brasil SA..................................... 2,529 48,064 894 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ----------- BRAZIL -- (Continued) *Terna Participacoes SA............................... 6,121 $ 201,919 Tim Participacoes SA................................. 20,300 71,963 Tim Participacoes SA ADR............................. 11,746 204,145 Totvs SA............................................. 13,400 272,480 Tractebel Energia SA................................. 12,862 221,644 Triunfo Participacoes e Investimentos SA............. 3,300 18,116 Ultrapar Participacoes SA............................ 24,844 521,087 Usinas Siderurgicas de Minas Gerais SA............... 18,000 94,119 Vale SA Sponsored ADR................................ 188,600 3,455,152 Valid Solucoes e Servicos de Seguranca em Meios de Pagamento e Identificacao SA....................... 10,340 194,627 *Vanguarda Agro SA.................................... 265,400 45,735 *Viver Incorporadora e Construtora SA................. 36,653 22,197 WEG SA............................................... 34,571 397,106 ----------- TOTAL BRAZIL............................................ 36,433,108 ----------- CHILE -- (1.8%) AES Gener SA......................................... 228,630 136,275 Aguas Andinas SA Series A............................ 420,014 282,736 Banco de Chile SA.................................... 58,859 8,787 #Banco de Chile SA Series F ADR....................... 4,135 365,617 Banco de Credito e Inversiones SA.................... 4,645 298,522 #Banco Santander Chile SA ADR......................... 11,691 317,878 Besalco SA........................................... 51,211 93,223 CAP SA............................................... 8,367 288,180 Cencosud SA.......................................... 104,441 571,685 Cia General de Electricidad SA....................... 39,633 204,281 *Colbun SA............................................ 678,571 189,419 *Compania Sud Americana de Vapores SA................. 1,172,552 112,101 Corpbanca SA......................................... 21,199,968 277,496 E.CL SA.............................................. 69,071 168,834 Empresa Nacional de Electricidad SA Sponsored ADR.... 11,299 540,883 Empresas CMPC SA..................................... 156,286 595,196 Empresas Copec SA.................................... 47,340 681,769 Empresas Hites SA.................................... 25,655 20,022 Empresas Iansa SA.................................... 569,080 44,353 *Empresas La Polar SA................................. 24,533 11,732 Enersis SA Sponsored ADR............................. 27,456 465,105 ENTEL Chile SA....................................... 13,123 268,501 Forus SA............................................. 12,029 65,501 Grupo Security SA.................................... 135,206 49,176 Inversiones Aguas Metropolitanas SA.................. 94,507 175,795 *Latam Airlines Group SA.............................. 18,810 458,430 #Latam Airlines Group SA Sponsored ADR................ 11,529 285,804 Madeco SA............................................ 1,464,504 52,779 Masisa SA............................................ 568,238 61,412 Molibdenos y Metales SA.............................. 4,602 79,386 Multiexport Foods SA................................. 51,707 12,359 Parque Arauco SA..................................... 99,953 228,096 PAZ Corp. SA......................................... 23,268 14,684 Ripley Corp. SA...................................... 141,532 133,546 S.A.C.I. Falabella SA................................ 23,173 237,707 Salfacorp SA......................................... 66,661 157,387 Sigdo Koppers SA..................................... 65,453 157,120 *Sociedad Matriz SAAM SA.............................. 1,309,584 153,100 Socovesa SA.......................................... 109,482 57,568 Sonda SA............................................. 48,949 149,762 ----------- TOTAL CHILE............................................. 8,472,207 ----------- CHINA -- (14.8%) #361 Degrees International, Ltd....................... 96,000 27,531 Agile Property Holdings, Ltd......................... 270,000 305,060 895 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- CHINA -- (Continued) Agricultural Bank of China, Ltd. Series H.............. 2,124,000 $ 912,426 *Air China, Ltd. Series H............................... 212,000 149,791 #Ajisen China Holdings, Ltd............................. 111,000 76,100 #*Aluminum Corp. of China, Ltd. ADR...................... 22,775 245,287 AMVIG Holdings, Ltd.................................... 98,000 29,026 #*Angang Steel Co., Ltd. Series H........................ 214,000 127,494 #Anhui Conch Cement Co., Ltd. Series H.................. 144,500 496,324 Anhui Expressway Co., Ltd. Series H.................... 84,000 40,255 #Anta Sports Products, Ltd.............................. 163,000 138,750 Anton Oilfield Services Group.......................... 166,000 49,969 Anxin-China Holdings, Ltd.............................. 380,000 84,063 Asia Cement China Holdings Corp........................ 122,000 51,738 *Asia Energy Logistics Group, Ltd....................... 1,900,000 26,147 Asian Citrus Holdings, Ltd............................. 164,000 91,618 Bank of China, Ltd. Series H........................... 7,275,356 2,980,585 Bank of Communications Co., Ltd. Series H.............. 693,580 494,502 Baoye Group Co., Ltd. Series H......................... 26,000 13,272 *BaWang International Group Holding, Ltd................ 182,000 16,591 *BBMG Corp. Series H.................................... 195,141 166,858 Beijing Capital International Airport Co., Ltd......... Series H............................................. 380,000 243,809 Beijing Capital Land, Ltd. Series H.................... 206,000 61,434 #Beijing Enterprises Water Group, Ltd................... 648,000 147,418 Beijing Jingkelong Co., Ltd. Series H.................. 46,000 26,695 Beijing North Star Co., Ltd. Series H.................. 110,000 22,715 *Beijing Properties Holdings, Ltd....................... 276,000 10,124 Belle International Holdings, Ltd...................... 338,000 625,060 #Biostime International Holdings, Ltd................... 14,000 35,848 Boer Power Holdings, Ltd............................... 83,000 29,832 Bosideng International Holdings, Ltd................... 496,000 157,423 *Brilliance China Automotive Holdings, Ltd.............. 274,000 338,560 #*BYD Co., Ltd. Series H................................. 95,500 187,433 BYD Electronic International Co., Ltd.................. 122,500 25,980 C C Land Holdings, Ltd................................. 259,125 58,995 #C.P. Pokphand Co., Ltd................................. 452,000 53,562 *Carnival Group International Holdings, Ltd............. 57,000 2,614 Catic Shenzhen Holdings, Ltd. Series H................. 6,000 2,197 Central China Real Estate, Ltd......................... 86,194 20,853 Changshouhua Food Co., Ltd............................. 53,000 27,262 *Chaoda Modern Agriculture Holdings, Ltd................ 600,243 13,805 #Chaowei Power Holdings, Ltd............................ 94,000 50,852 *Chigo Holding, Ltd..................................... 248,000 6,121 China Aerospace International Holdings, Ltd............ 432,000 34,394 China Agri-Industries Holdings, Ltd.................... 370,000 231,540 China All Access Holdings, Ltd......................... 90,000 17,145 China Aoyuan Property Group, Ltd....................... 297,000 40,908 China Automation Group, Ltd............................ 105,000 24,835 China BlueChemical, Ltd. Series H...................... 375,143 237,350 China Citic Bank Corp., Ltd. Series H.................. 1,238,000 629,027 China Coal Energy Co., Ltd. Series H................... 555,000 549,164 China Communications Services Corp., Ltd. Series H..... 450,800 252,154 China Construction Bank Corp. Series H................. 7,045,990 5,291,185 #*China COSCO Holdings Co., Ltd. Series H................ 462,500 228,280 *China Datang Corp Renewable Power Co., Ltd. Class H.... 120,000 13,092 China Dongxiang Group Co., Ltd......................... 542,000 67,557 *China Eastern Airlines Corp., Ltd. Series H............ 230,000 79,896 China Everbright International, Ltd.................... 394,000 202,094 China Everbright, Ltd.................................. 210,000 304,463 China Foods, Ltd....................................... 90,000 90,950 China Gas Holdings, Ltd................................ 438,000 238,553 China Glass Holdings, Ltd.............................. 106,000 14,670 #*China Green Holdings, Ltd.............................. 144,000 31,640 896 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- CHINA -- (Continued) China Haidian Holdings, Ltd............................ 258,000 $ 27,869 #China High Precision Automation Group, Ltd............. 73,000 11,680 #*China High Speed Transmission Equipment Group Co., Ltd. 259,993 88,704 *China Huiyuan Juice Group, Ltd......................... 123,500 38,949 China Liansu Group Holdings, Ltd....................... 142,000 83,234 China Life Insurance Co., Ltd.......................... 22,000 64,691 China Life Insurance Co., Ltd. ADR..................... 25,703 1,135,559 #China Lilang, Ltd...................................... 66,000 37,476 #China Longyuan Power Group Corp. Series H.............. 307,000 199,518 #China Lumena New Materials Corp........................ 714,000 144,672 China Mengniu Dairy Co., Ltd........................... 129,000 390,121 *China Merchants Bank Co., Ltd. Series H................ 455,195 845,764 China Merchants Holdings International Co., Ltd........ 180,702 596,092 #China Metal Recycling Holdings, Ltd.................... 108,381 107,948 *China Mining Resources Group, Ltd...................... 1,034,000 15,076 #China Minsheng Banking Corp., Ltd. Series H............ 825,000 748,236 *China Mobile Games & Entertainment Group, Ltd.......... 249 1,494 China Mobile, Ltd...................................... 38,500 426,784 China Mobile, Ltd. Sponsored ADR....................... 80,096 4,436,517 #*China Modern Dairy Holdings, Ltd....................... 95,000 24,584 #*China Molybdenum Co., Ltd. Series H.................... 309,000 131,340 #*China National Building Material Co., Ltd. Series H.... 518,000 655,610 #China National Materials Co., Ltd. Series H............ 220,000 68,226 China Nickel Resources Holdings Co., Ltd............... 40,000 3,188 *China Oil & Gas Group, Ltd............................. 840,000 100,438 China Oilfield Services, Ltd. Series H................. 116,000 218,278 China Overseas Grand Oceans Group, Ltd................. 93,500 97,301 #China Overseas Land & Investment, Ltd.................. 446,000 1,167,037 China Pacific Insurance Group Co., Ltd. Series H....... 153,200 478,644 China Power International Development, Ltd............. 411,000 111,121 *China Power New Energy Development Co., Ltd............ 820,000 33,137 #*China Precious Metal Resources Holdings Co., Ltd....... 522,000 100,943 *China Properties Group, Ltd............................ 128,000 39,629 *China Qinfa Group, Ltd................................. 144,000 21,625 #China Railway Construction Corp., Ltd. Series H........ 320,500 317,867 China Railway Group, Ltd. Series H..................... 365,000 185,521 China Rare Earth Holdings, Ltd......................... 398,000 90,467 #*China Resources Cement Holdings, Ltd................... 374,000 252,345 China Resources Gas Group, Ltd......................... 68,000 151,096 #China Resources Land, Ltd.............................. 258,000 585,913 China Resources Power Holdings Co., Ltd................ 168,000 360,956 #China Rongsheng Heavy Industries Group Holdings, Ltd... 852,500 181,353 China Sanjiang Fine Chemicals Co., Ltd................. 140,000 45,021 China SCE Property Holdings, Ltd....................... 4,000 924 China Shanshui Cement Group, Ltd....................... 374,790 276,796 China Shenhua Energy Co., Ltd. Series H................ 238,384 1,010,080 #*China Shipping Container Lines Co., Ltd. Series H...... 879,000 233,176 #China Shipping Development Co., Ltd. Series H.......... 307,654 161,115 #China Singyes Solar Technologies Holdings, Ltd......... 95,000 56,017 #China South City Holdings, Ltd......................... 384,000 60,760 China Southern Airlines Co., Ltd. ADR.................. 5,037 117,010 China Southern Airlines Co., Ltd. Series H............. 160,000 75,653 China Starch Holdings, Ltd............................. 395,000 11,733 China State Construction International Holdings, Ltd... 225,919 267,499 China Suntien Green Energy Corp., Ltd. Series H........ 209,000 42,469 *China Taiping Insurance Holdings Co., Ltd.............. 128,000 217,949 China Telecom Corp., Ltd. ADR.......................... 8,665 510,802 China Telecom Corp., Ltd. Series H..................... 144,000 85,013 China Travel International Investment Hong Kong, Ltd... 783,492 151,101 China Unicom Hong Kong, Ltd............................ 378,000 611,309 China Unicom Hong Kong, Ltd. ADR....................... 45,508 732,224 897 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- CHINA -- (Continued) #China Vanadium Titano - Magnetite Mining Co., Ltd...... 140,000 $ 26,754 China Water Affairs Group, Ltd......................... 206,000 54,132 China Wireless Technologies, Ltd....................... 296,000 85,855 #*China Yurun Food Group, Ltd............................ 338,000 246,578 #*China ZhengTong Auto Services Holdings, Ltd............ 185,500 124,991 *China Zhongwang Holdings, Ltd.......................... 414,718 165,205 *Chinasoft International, Ltd........................... 130,000 31,753 *Chongqing Iron & Steel Co., Ltd. Series H.............. 190,000 29,768 Chongqing Machinery & Electric Co., Ltd. Series H...... 200,000 30,280 Chu Kong Petroleum & Natural Gas Steel Pipe Holdings, Ltd.................................................. 92,000 37,339 CIMC Enric Holdings, Ltd............................... 68,000 49,307 *Citic 21CN Co., Ltd.................................... 240,000 14,809 #Citic Pacific, Ltd..................................... 267,433 339,633 *Citic Resources Holdings, Ltd.......................... 542,000 82,749 CNOOC, Ltd............................................. 244,000 501,523 CNOOC, Ltd. ADR........................................ 9,690 1,991,779 #*Comba Telecom Systems Holdings, Ltd.................... 194,345 75,613 *Comtec Solar Systems Group, Ltd........................ 104,000 12,134 COSCO Pacific, Ltd..................................... 338,572 494,365 *Country Garden Holdings Co., Ltd....................... 763,000 304,563 CPMC Holdings, Ltd..................................... 53,000 37,329 #CSR Corp., Ltd. Series H............................... 183,676 142,051 DaChan Food Asia, Ltd.................................. 57,000 8,080 #Dah Chong Hong Holdings, Ltd........................... 163,000 153,294 Dalian Port (PDA) Co., Ltd. Series H................... 162,000 35,652 Daphne International Holdings, Ltd..................... 130,000 156,208 *Daqing Dairy Holdings, Ltd............................. 60,000 -- Datang International Power Generation Co., Ltd. Series H............................................. 266,000 94,322 #DBA Telecommunication Asia Holdings, Ltd............... 112,000 61,063 Digital China Holdings, Ltd............................ 128,000 214,238 #Dongfang Electric Corp., Ltd. Series H................. 53,000 88,195 Dongiang Environmental Co., Ltd. Series H.............. 3,400 13,590 #Dongyue Group Co., Ltd................................. 239,000 135,960 Embry Holdings, Ltd.................................... 14,000 6,648 ENN Energy Holdings, Ltd............................... 118,000 490,027 #Evergrande Real Estate Group, Ltd...................... 1,079,000 467,974 Fantasia Holdings Group Co., Ltd....................... 136,500 13,485 *First Tractor Co., Ltd. Series H....................... 108,000 89,694 Fosun International, Ltd............................... 374,000 183,238 Franshion Properties China, Ltd........................ 745,120 226,868 #Fufeng Group, Ltd...................................... 153,000 58,058 #GCL-Poly Energy Holdings, Ltd.......................... 1,613,000 285,137 Geely Automobile Holdings, Ltd......................... 595,000 255,196 Global Bio-Chem Technology Group Co., Ltd.............. 394,800 45,657 *Glorious Property Holdings, Ltd........................ 683,000 106,174 #Golden Eagle Retail Group, Ltd......................... 59,000 128,816 Golden Meditech Holdings, Ltd.......................... 84,000 9,946 Goldlion Holdings, Ltd................................. 61,152 27,814 *GOME Electrical Appliances Holding, Ltd................ 2,351,940 244,297 Good Friend International Holdings, Inc................ 22,000 7,699 *Goodtop Tin International Holdings, Ltd................ 230,000 11,831 Great Wall Motor Co., Ltd. Series H.................... 110,000 300,840 Great Wall Technology Co., Ltd. Series H............... 83,300 14,862 Greatview Aseptic Packaging Co., Ltd................... 30,000 15,691 Greentown China Holdings, Ltd.......................... 176,500 216,837 Guangdong Investment, Ltd.............................. 362,000 295,966 Guangshen Railway Co., Ltd. Series H................... 54,000 18,623 #Guangshen Railway Co., Ltd. Sponsored ADR.............. 6,762 116,036 Guangzhou Automobile Group Co., Ltd. Series H.......... 415,740 284,679 #Guangzhou R&F Properties Co., Ltd. Series H............ 212,000 259,112 *Guangzhou Shipyard International Co., Ltd. Series H.... 41,600 31,070 898 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- CHINA -- (Continued) *Haier Electronics Group Co., Ltd....................... 93,000 $ 118,429 Hainan Meilan International Airport Co., Ltd. Series H. 26,000 16,210 Haitian International Holdings, Ltd.................... 75,000 92,418 *Heng Tai Consumables Group, Ltd........................ 1,301,742 27,468 Hengan International Group Co., Ltd.................... 47,000 427,967 #Hengdeli Holdings, Ltd................................. 396,000 123,333 #*Hi Sun Technology, Ltd................................. 273,000 28,103 #Hidili Industry International Development, Ltd......... 219,000 55,312 *Hisense Kelon Electrical Holdings Co., Ltd. Series H... 72,000 23,041 HKC Holdings, Ltd...................................... 532,098 21,232 Honghua Group, Ltd..................................... 256,000 59,521 #Hopewell Highway Infrastructure, Ltd................... 135,972 72,321 *Hopson Development Holdings, Ltd....................... 161,000 155,408 *Huadian Power International Corp. Series H............. 198,000 50,118 Huaneng Power International, Inc. ADR.................. 6,108 194,479 Huaneng Power International, Inc. Series H............. 56,000 44,740 *Hunan Nonferrous Metal Corp., Ltd. Series H............ 310,000 91,683 *Huscoke Resources Holdings, Ltd........................ 504,000 5,120 Industrial & Commercial Bank of China, Ltd. Series H... 6,578,017 4,331,620 *Interchina Holdings Co., Ltd........................... 910,000 57,925 International Taifeng Holdings, Ltd.................... 134,000 40,624 #Intime Department Store Group Co., Ltd................. 139,000 163,249 Jiangsu Express Co., Ltd. Series H..................... 188,000 161,615 Jiangxi Copper Co., Ltd. Series H...................... 162,000 416,234 #*Jinchuan Group International Resources Co., Ltd........ 56,000 10,796 Jingwei Textile Machinery Co., Ltd. Series H........... 50,000 26,665 Ju Teng International Holdings, Ltd.................... 250,000 99,621 *Kai Yuan Holdings, Ltd................................. 1,320,000 35,721 *Kaisa Group Holdings, Ltd.............................. 396,000 73,823 Kingboard Chemical Holdings, Ltd....................... 146,000 433,186 Kingboard Laminates Holdings, Ltd...................... 208,973 88,737 #*Kingdee International Software Group Co., Ltd.......... 526,000 108,665 Kingsoft Corp., Ltd.................................... 133,000 76,742 Kunlun Energy Co., Ltd................................. 234,000 433,155 KWG Property Holding, Ltd.............................. 315,330 186,317 Lai Fung Holdings, Ltd................................. 1,100,000 22,969 Le Saunda Holdings, Ltd................................ 84,000 24,666 Lee & Man Paper Manufacturing, Ltd..................... 347,000 181,245 Lenovo Group, Ltd...................................... 478,000 383,338 #*Li Ning Co., Ltd....................................... 151,500 80,084 #Lianhua Supermarket Holdings Co., Ltd. Series H........ 85,200 68,763 Lingbao Gold Co., Ltd. Series H........................ 72,000 31,709 LK Technology Holdings, Ltd............................ 17,500 2,973 Longfor Properties Co., Ltd............................ 114,500 201,998 #Lonking Holdings, Ltd.................................. 305,000 71,067 *Loudong General Nice Resources China Holdings, Ltd..... 399,600 17,249 #*Maanshan Iron & Steel Co., Ltd. Series H............... 406,000 104,554 Magic Holdings International, Ltd...................... 131,000 50,015 Maoye International Holdings, Ltd...................... 322,000 64,444 #*Metallurgical Corp of China, Ltd. Series H............. 665,000 122,249 Microport Scientific Corp.............................. 64,000 32,914 *MIE Holdings Corp...................................... 154,000 42,064 Min Xin Holdings, Ltd.................................. 44,000 24,130 #Mingfa Group International Co., Ltd.................... 170,000 48,095 Minmetals Land, Ltd.................................... 347,644 46,421 Minth Group, Ltd....................................... 138,000 139,402 #*MMG, Ltd............................................... 348,000 137,460 *Nan Hai Corp, Ltd...................................... 6,200,000 24,752 New World China Land, Ltd.............................. 567,189 262,593 #New World Department Store China, Ltd.................. 101,000 60,416 #Nine Dragons Paper Holdings, Ltd....................... 391,000 271,999 899 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- CHINA -- (Continued) #NVC Lighting Holdings, Ltd............................... 403,000 $106,219 O-Net Communications Group, Ltd.......................... 18,000 4,735 Pacific Online, Ltd...................................... 44,000 13,830 #Parkson Retail Group, Ltd................................ 180,000 151,774 PCD Stores Group, Ltd.................................... 560,000 52,505 #Peak Sport Products Co., Ltd............................. 199,000 37,840 #Phoenix Satellite Television Holdings, Ltd............... 126,000 39,960 PICC Property & Casualty Co., Ltd. Series H.............. 188,000 248,884 Ping An Insurance Group Co. of China, Ltd. Series H...... 88,000 692,519 #*Poly Property Group Co., Ltd............................. 486,111 291,327 #Ports Design, Ltd........................................ 104,000 73,872 *Pou Sheng International Holdings, Ltd.................... 364,687 23,246 Powerlong Real Estate Holdings, Ltd...................... 155,000 26,064 *Prosperity International Holdings HK, Ltd................ 280,000 14,271 Qunxing Paper Holdings Co., Ltd.......................... 124,416 32,426 Real Nutriceutical Group, Ltd............................ 141,000 50,154 Regent Manner International Holdings, Ltd................ 151,000 31,448 *Renhe Commercial Holdings Co., Ltd....................... 2,748,570 116,113 *Richly Field China Development, Ltd...................... 150,000 1,703 Road King Infrastructure, Ltd............................ 32,000 22,248 Samson Holding, Ltd...................................... 239,000 34,147 #Sany Heavy Equipment International Holdings Co., Ltd..... 128,000 66,934 *Semiconductor Manufacturing International Corp........... 4,388,000 171,496 *Semiconductor Manufacturing International Corp. ADR...... 5,657 10,692 #Shandong Chenming Paper Holdings, Ltd. Series H.......... 48,500 17,941 Shandong Molong Petroleum Machinery Co., Ltd. Series H... 46,400 16,120 Shandong Weigao Group Medical Polymer Co., Ltd. Series H. 144,000 194,201 *Shanghai Industrial Urban Development Group, Ltd......... 260,000 43,360 Shanghai Jin Jiang International Hotels Group Co., Ltd. Series H............................................... 332,000 51,276 Shanghai Prime Machinery Co., Ltd. Series H.............. 118,000 16,694 Shengli Oil & Gas Pipe Holdings, Ltd..................... 144,000 13,137 Shenguan Holdings Group, Ltd............................. 164,000 90,173 Shenzhen Expressway Co., Ltd. Series H................... 158,000 59,783 Shenzhen International Holdings, Ltd..................... 1,802,500 150,782 Shenzhen Investment, Ltd................................. 466,000 123,838 Shenzhou International Group, Ltd........................ 73,000 141,922 #Shimao Property Holdings, Ltd............................ 280,856 532,705 #*Shougang Concord International Enterprises Co., Ltd...... 1,080,000 57,549 #Shougang Fushan Resources Group, Ltd..................... 684,000 237,990 Shui On Land, Ltd........................................ 696,766 293,585 Sichuan Expressway Co., Ltd. Series H.................... 284,000 92,123 Sijia Group Co., Ltd..................................... 30,000 6,179 Silver Grant International Industries, Ltd............... 174,000 30,658 *Sino Oil & Gas Holdings, Ltd............................. 1,720,000 33,212 Sinofert Holdings, Ltd................................... 498,000 104,860 SinoMedia Holding, Ltd................................... 54,644 26,627 #Sino-Ocean Land Holdings, Ltd............................ 604,982 378,092 Sinopec Kantons Holdings, Ltd............................ 114,000 84,709 #Sinopec Yizheng Chemical Fibre Co., Ltd. Series H........ 130,000 27,230 #Sinopharm Group Co., Ltd. Series H....................... 86,000 288,745 Sinotrans Shipping, Ltd.................................. 276,173 67,868 Sinotrans, Ltd. Series H................................. 348,000 53,259 #Sinotruk Hong Kong, Ltd.................................. 135,000 77,435 #Skyworth Digital Holdings, Ltd........................... 384,460 206,643 *SMI Corp., Ltd........................................... 560,000 13,177 #Soho China, Ltd.......................................... 462,912 313,226 *Sparkle Roll Group, Ltd.................................. 176,000 10,299 *SPG Land Holdings, Ltd................................... 53,000 13,164 *SRE Group, Ltd........................................... 886,857 34,725 Sunac China Holdings, Ltd................................ 224,000 118,322 Sunny Optical Technology Group Co., Ltd.................. 62,000 36,320 900 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- CHINA -- (Continued) #TCC International Holdings, Ltd....................... 239,795 $ 65,036 TCL Communication Technology Holdings, Ltd............ 70,000 21,398 TCL Multimedia Technology Holdings, Ltd............... 108,000 59,794 *Tech Pro Technology Development, Ltd.................. 130,000 48,412 Tencent Holdings, Ltd................................. 57,500 2,026,961 *Texhong Textile Group, Ltd............................ 50,000 23,533 Tian An China Investments Co., Ltd.................... 62,000 35,969 Tian Shan Development Holdings, Ltd................... 36,000 8,634 Tiangong International Co., Ltd....................... 232,000 55,735 *Tianjin Development Holdings, Ltd..................... 104,000 49,356 Tianjin Port Development Holdings, Ltd................ 342,000 42,226 Tianneng Power International, Ltd..................... 114,000 76,840 Tingyi (Cayman Islands) Holding Corp.................. 126,000 374,099 Tomson Group, Ltd..................................... 66,969 15,870 #Towngas China Co., Ltd................................ 125,000 98,214 TPV Technology, Ltd................................... 195,412 43,392 Trauson Holdings Co., Ltd............................. 29,000 15,093 Travelsky Technology, Ltd. Series H................... 212,500 109,466 Truly International Holdings, Ltd..................... 267,140 40,517 Uni-President China Holdings, Ltd..................... 119,639 150,266 #*United Energy Group, Ltd.............................. 566,000 89,634 #Vinda International Holdings, Ltd..................... 70,000 97,213 VODone, Ltd........................................... 617,400 60,179 Want Want China Holdings, Ltd......................... 380,000 517,339 Wasion Group Holdings, Ltd............................ 114,000 41,598 #Weichai Power Co., Ltd. Series H...................... 61,280 216,037 Weiqiao Textile Co., Ltd. Series H.................... 64,500 25,148 Welling Holding, Ltd.................................. 152,800 18,642 West China Cement, Ltd................................ 532,000 95,516 *Winsway Coking Coal Holdings, Ltd..................... 130,000 20,895 Wumart Stores, Inc. Series H.......................... 52,000 92,247 Xiamen International Port Co., Ltd. Series H.......... 194,000 22,484 Xingda International Holdings, Ltd.................... 198,000 68,908 #Xinjiang Goldwind Science & Technology Co., Ltd. Series H............................................. 97,400 36,854 #Xinjiang Xinxin Mining Industry Co., Ltd. Series H.... 152,000 31,826 #XTEP International Holdings, Ltd...................... 137,500 59,514 *Yanchang Petroleum International, Ltd................. 780,000 51,202 #Yanzhou Coal Mining Co., Ltd. Series H................ 86,000 128,194 #Yanzhou Coal Mining Co., Ltd. Sponsored ADR........... 16,600 246,178 #Yingde Gases Group Co., Ltd........................... 155,000 147,342 #Yip's Chemical Holdings, Ltd.......................... 54,000 36,548 Yuexiu Property Co., Ltd.............................. 1,264,400 345,714 Yuexiu Transport Infrastructure, Ltd.................. 78,752 35,324 Zhaojin Mining Industry Co., Ltd. Series H............ 79,500 133,660 Zhejiang Expressway Co., Ltd. Series H................ 190,000 138,439 *Zhong An Real Estate, Ltd............................. 151,000 15,576 #Zhongsheng Group Holdings, Ltd........................ 82,000 105,306 #Zhuzhou CSR Times Electric Co., Ltd. Series H......... 51,750 151,314 #Zijin Mining Group Co., Ltd. Series H................. 402,000 161,539 #Zoomlion Heavy Industry Science & Technology Co., Ltd. Series H........................................ 130,000 173,901 #ZTE Corp. Series H.................................... 101,600 142,457 ----------- TOTAL CHINA.............................................. 70,854,959 ----------- COLOMBIA -- (0.9%) *Almacenes Exito SA.................................... 8,173 156,164 *Banco de Bogota SA.................................... 1,457 43,350 Bancolombia SA........................................ 6,806 105,967 Bancolombia SA Sponsored ADR.......................... 15,180 971,824 *Cementos Argos SA..................................... 28,605 137,734 #Ecopetrol SA Sponsored ADR............................ 38,708 2,291,901 *Empresa de Energia de Bogota SA....................... 134,579 95,878 901 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- COLOMBIA -- (Continued) *Empresa de Telecomunicaciones de Bogota.................. 17,541 $ 4,424 *Fabricato SA............................................. 926,524 46,029 Grupo Aval Acciones y Valores SA......................... 105,791 74,791 Grupo de Inversiones Suramericana SA..................... 6,730 130,943 Grupo Nutresa SA......................................... 3,539 47,798 *Interconexion Electrica SA ESP........................... 35,366 190,754 *Isagen SA ESP............................................ 95,595 133,600 *Mineros SA............................................... 4,500 11,816 ---------- TOTAL COLOMBIA.............................................. 4,442,973 ---------- CZECH REPUBLIC -- (0.4%) CEZ A.S.................................................. 20,145 744,446 Komercni Banka A.S....................................... 2,186 447,323 Pegas Nonwovens SA....................................... 1,263 28,927 Telefonica Czech Republic A.S............................ 22,731 452,787 *Unipetrol A.S............................................ 17,641 153,120 ---------- TOTAL CZECH REPUBLIC........................................ 1,826,603 ---------- EGYPT -- (0.1%) Commercial International Bank Egypt S.A.E. Sponsored GDR. 25,382 154,956 *Egyptian Financial Group-Hermes Holding GDR.............. 772 2,950 *Orascom Construction Industries GDR...................... 7,172 293,619 *Orascom Telecom Holding S.A.E. GDR....................... 46,384 139,484 ---------- TOTAL EGYPT................................................. 591,009 ---------- HONG KONG -- (0.0%) *China New Town Development Co., Ltd...................... 416,254 15,843 ---------- HUNGARY -- (0.2%) *Danubius Hotel & Spa P.L.C............................... 1,883 23,042 EMASZ Rt................................................. 285 15,793 #*FHB Mortgage Bank NYRT................................... 6,863 14,943 Magyar Telekom Telecommunications P.L.C.................. 68,447 127,016 MOL Hungarian Oil & Gas P.L.C............................ 3,157 274,625 OTP Bank P.L.C........................................... 24,492 466,755 *PannErgy P.L.C........................................... 2,746 7,561 ---------- TOTAL HUNGARY............................................... 929,735 ---------- INDIA -- (6.1%) *3M India, Ltd............................................ 150 10,697 Aban Offshore, Ltd....................................... 1,084 8,847 ABB, Ltd................................................. 5,271 72,121 *ABG Shipyard, Ltd........................................ 1,954 13,487 ACC, Ltd................................................. 5,158 131,376 Adani Enterprises, Ltd................................... 27,302 108,763 *Adani Power, Ltd......................................... 83,500 74,300 Aditya Birla Nuvo, Ltd................................... 10,589 178,665 AIA Engineering, Ltd..................................... 7,091 51,316 Akzo Nobel India, Ltd.................................... 1,850 33,269 Alembic Pharmaceuticals, Ltd............................. 10,270 12,926 Allahabad Bank, Ltd...................................... 18,783 47,334 Alok Industries, Ltd..................................... 123,095 26,341 Alstom T&D India, Ltd.................................... 7,545 28,692 Amara Raja Batteries, Ltd................................ 4,920 20,789 Ambuja Cements, Ltd...................................... 81,593 305,902 Amtek Auto, Ltd.......................................... 19,266 25,812 *Amtek India, Ltd......................................... 5,648 9,934 Anant Raj Industries, Ltd................................ 31,479 47,392 Andhra Bank, Ltd......................................... 27,895 53,592 Arvind, Ltd.............................................. 58,551 88,251 902 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- INDIA -- (Continued) Ashok Leyland, Ltd......................................... 238,358 $103,464 Asian Hotels East, Ltd..................................... 2,150 9,007 Asian Paints, Ltd.......................................... 1,987 142,148 Axis Bank, Ltd............................................. 33,796 738,260 Bajaj Auto, Ltd............................................ 5,398 181,457 Bajaj Electricals, Ltd..................................... 7,154 27,060 Bajaj Finance, Ltd......................................... 432 10,290 Bajaj Finserv, Ltd......................................... 11,415 179,262 Bajaj Hindusthan, Ltd...................................... 38,120 20,844 Bajaj Holdings & Investment, Ltd........................... 6,130 98,977 Balkrishna Industries, Ltd................................. 682 3,365 Ballarpur Industries, Ltd.................................. 24,846 10,127 Balmer Lawrie & Co., Ltd................................... 430 5,114 *Balrampur Chini Mills, Ltd................................. 20,941 26,476 Bank of Baroda............................................. 7,107 95,427 Bank of India.............................................. 21,883 111,786 Bank of Maharashtra, Ltd................................... 8,722 8,507 Bannari Amman Sugars, Ltd.................................. 894 14,946 BASF India, Ltd............................................ 2,566 31,011 Bata India, Ltd............................................ 2,638 41,548 BEML, Ltd.................................................. 2,112 11,325 Berger Paints India, Ltd................................... 24,846 64,929 *BF Utilities, Ltd.......................................... 4,144 27,762 BGR Energy Systems, Ltd.................................... 7,400 36,105 Bharat Forge, Ltd.......................................... 14,874 75,107 Bharat Petroleum Corp., Ltd................................ 15,508 97,500 Bharti Airtel, Ltd......................................... 58,526 292,934 Bhushan Steel, Ltd......................................... 15,618 142,640 Birla Corp., Ltd........................................... 7,647 36,819 Blue Dart Express, Ltd..................................... 482 15,624 Blue Star, Ltd............................................. 2,815 10,407 Bombay Dyeing & Manufacturing Co., Ltd..................... 21,605 44,981 *Bombay Rayon Fashions, Ltd................................. 3,438 16,678 Bosch, Ltd................................................. 624 103,017 Britannia Industries, Ltd.................................. 5,181 46,515 *Cairn India, Ltd........................................... 60,659 379,032 Canara Bank................................................ 17,618 131,297 Carborundum Universal, Ltd................................. 37,304 105,708 Central Bank of India...................................... 63,950 82,175 *Century Plyboards India, Ltd............................... 6,270 6,984 Century Textiles & Industries, Ltd......................... 8,999 64,728 CESC, Ltd.................................................. 10,716 54,527 Chambal Fertilizers & Chemicals, Ltd....................... 25,175 31,225 Chettinad Cement Corp., Ltd................................ 800 12,004 City Union Bank, Ltd....................................... 31,667 33,160 Clariant Chemicals (India), Ltd............................ 1,428 17,366 CMC, Ltd................................................... 1,118 23,245 Colgate-Palmolive (India), Ltd............................. 4,873 115,315 Container Corp. of India................................... 5,557 103,121 Core Education & Technologies, Ltd......................... 5,676 32,646 Coromandel International, Ltd.............................. 8,349 44,227 Corporation Bank........................................... 9,375 69,464 Crisil, Ltd................................................ 4,345 76,457 Crompton Greaves, Ltd...................................... 52,796 122,102 Cummins India, Ltd......................................... 4,672 42,454 Dabur India, Ltd........................................... 37,833 87,365 Dalmia Bharat Enterprises, Ltd............................. 25,540 76,403 *DB Realty, Ltd............................................. 19,776 35,844 DCM Shriram Consolidated, Ltd.............................. 36,958 48,913 Dena Bank.................................................. 27,020 53,080 *Development Credit Bank, Ltd............................... 31,233 24,836 903 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- INDIA -- (Continued) *Dish TV (India), Ltd..................................... 62,635 $ 87,531 Divi's Laboratories, Ltd................................. 4,563 101,793 DLF, Ltd................................................. 78,310 292,914 E.I.D. - Parry (India), Ltd.............................. 14,037 60,750 eClerx Services, Ltd..................................... 1,248 15,826 Educomp Solutions, Ltd................................... 11,439 31,087 Eicher Motors, Ltd....................................... 2,160 93,177 EIH, Ltd................................................. 28,592 40,242 Electrosteel Casings, Ltd................................ 5,269 2,504 *Emami, Ltd............................................... 4,388 46,422 Engineers India, Ltd..................................... 10,927 48,017 Era Infra Engineering, Ltd............................... 21,265 53,906 Escorts, Ltd............................................. 17,545 21,493 *Essar Oil, Ltd........................................... 118,394 137,586 Essar Ports, Ltd......................................... 21,692 40,678 Exide Industries, Ltd.................................... 44,784 117,535 FAG Bearings (India), Ltd................................ 3,885 125,244 Federal Bank, Ltd........................................ 31,337 281,103 *Federal-Mogul Goetze (India), Ltd........................ 2,252 8,280 Financial Technologies (India), Ltd...................... 3,881 71,558 Finolex Cables, Ltd...................................... 4,219 3,345 GAIL India, Ltd.......................................... 56,912 368,041 *Gammon Infrastructure Projects, Ltd...................... 19,189 4,950 Gateway Distriparks, Ltd................................. 8,229 21,822 *Gillette India, Ltd...................................... 1,390 57,054 Gitanjali Gems, Ltd...................................... 11,316 83,886 GlaxoSmithKline Consumer Healthcare, Ltd................. 1,701 96,087 *GMR Infrastructure, Ltd.................................. 122,763 45,566 Godrej Consumer Products, Ltd............................ 11,079 147,923 Godrej Industries, Ltd................................... 7,688 42,892 Godrej Properties, Ltd................................... 798 8,538 Grasim Industries, Ltd................................... 3,807 234,343 Great Eastern Shipping Co., Ltd.......................... 11,017 52,460 Greaves Cotton, Ltd...................................... 20,113 28,988 GRUH Finance, Ltd........................................ 10,950 39,221 *GTL Infrastructure, Ltd.................................. 29,272 4,241 Gujarat Alkalies & Chemicals, Ltd........................ 535 1,301 Gujarat Ambuja Exports, Ltd.............................. 27,735 11,391 Gujarat Fluorochemicals, Ltd............................. 3,560 21,724 Gujarat Gas Co., Ltd..................................... 5,581 30,965 Gujarat Mineral Development Corp., Ltd................... 19,669 76,891 Gujarat Narmada Valley Fertilizers Co., Ltd.............. 14,377 21,696 Gujarat NRE Coke, Ltd.................................... 18,472 6,238 Gujarat State Fertilisers & Chemicals, Ltd............... 17,180 23,727 Gujarat State Petronet, Ltd.............................. 56,483 78,771 *GVK Power & Infrastructure, Ltd.......................... 119,621 27,949 *Hathway Cable & Datacom, Ltd............................. 5,038 21,715 Havells India, Ltd....................................... 7,189 76,816 HCL Infosystems, Ltd..................................... 14,770 11,566 HCL Technologies, Ltd.................................... 12,187 136,700 HDFC Bank, Ltd........................................... 114,443 1,338,103 HEG, Ltd................................................. 2,331 9,899 *HeidelbergCement India, Ltd.............................. 23,375 21,073 Hero Honda Motors, Ltd. Series B......................... 3,282 113,967 *Hexa Tradex, Ltd......................................... 6,867 4,480 Hexaware Technologies, Ltd............................... 53,761 111,652 *Himachal Futuristic Communications, Ltd.................. 7,709 1,533 Himadri Chemicals & Industries, Ltd...................... 22,360 11,607 Hindalco Industries, Ltd................................. 231,819 499,773 *Hindustan Construction Co., Ltd.......................... 73,046 23,021 *Hindustan Oil Exploration Co., Ltd....................... 6,545 12,219 904 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- INDIA -- (Continued) Hindustan Petroleum Corp, Ltd............................ 17,422 $ 96,483 Honeywell Automation India, Ltd.......................... 639 31,957 *Housing Development & Infrastructure, Ltd................ 65,427 115,729 HT Media, Ltd............................................ 22,426 42,666 ICICI Bank, Ltd. Sponsored ADR........................... 26,355 1,034,434 IDBI Bank, Ltd........................................... 62,148 106,433 *Idea Cellular, Ltd....................................... 91,840 145,298 IDFC, Ltd................................................ 93,711 280,191 India Cements, Ltd....................................... 41,176 73,012 India Infoline, Ltd...................................... 25,279 32,425 Indiabulls Financial Services, Ltd....................... 48,033 220,890 Indian Bank.............................................. 15,180 47,274 Indian Hotels Co., Ltd................................... 80,357 93,570 Indian Overseas Bank..................................... 31,370 41,548 Indraprastha Gas, Ltd.................................... 5,792 27,636 IndusInd Bank, Ltd....................................... 15,231 102,427 Info Edge (India), Ltd................................... 6,020 39,607 Infosys, Ltd............................................. 20,506 898,511 #Infosys, Ltd. Sponsored ADR.............................. 14,410 625,682 Infotech Enterprises, Ltd................................ 25,968 90,097 ING Vysya Bank, Ltd...................................... 11,641 99,038 Ingersoll-Rand India, Ltd................................ 1,145 10,261 IRB Infrastructure Developers, Ltd....................... 13,621 30,695 *IVRCL Infrastructures & Projects, Ltd.................... 42,894 31,469 Jagran Prakashan, Ltd.................................... 16,007 29,592 *Jain Irrigation Systems, Ltd............................. 19,347 23,462 Jaiprakash Associates, Ltd............................... 211,579 340,175 *Jaiprakash Power Ventures, Ltd........................... 79,739 56,802 Jammu & Kashmir Bank, Ltd................................ 5,072 116,123 Jaypee Infratech, Ltd.................................... 58,266 51,347 JBF Industries, Ltd...................................... 3,221 8,445 *Jet Airways (India), Ltd................................. 5,856 36,415 Jindal Saw, Ltd.......................................... 23,505 49,661 Jindal Steel & Power, Ltd................................ 44,939 322,569 JM Financial, Ltd........................................ 63,370 19,117 JSW Energy, Ltd.......................................... 108,517 128,292 *JSW ISPAT Steel, Ltd..................................... 74,868 13,687 JSW Steel, Ltd........................................... 19,828 270,279 Jyothy Laboratories, Ltd................................. 4,704 15,454 Karnataka Bank, Ltd...................................... 43,127 108,126 Karur Vysya Bank, Ltd.................................... 7,457 64,176 Kaveri Seed Co., Ltd..................................... 357 7,280 KEC International, Ltd................................... 21,580 25,467 Kesoram Industries, Ltd.................................. 6,628 17,983 Kirloskar Industries, Ltd................................ 1,617 9,469 Kirloskar Oil Engines, Ltd............................... 41,696 147,578 Kotak Mahindra Bank, Ltd................................. 30,175 337,899 KPIT Cummins Infosystems, Ltd............................ 8,976 20,759 Lakshmi Machine Works, Ltd............................... 297 11,364 *Lanco Infratech, Ltd..................................... 120,882 26,677 Larsen & Toubro, Ltd..................................... 16,043 483,476 Larsen & Toubro, Ltd. GDR................................ 8,568 262,095 LIC Housing Finance, Ltd................................. 55,062 248,793 Madras Cements, Ltd...................................... 20,370 76,683 *Mahanagar Telephone Nigam, Ltd........................... 34,498 16,797 Maharashtra Seamless, Ltd................................ 10,478 64,297 Mahindra & Mahindra Financial Services, Ltd.............. 6,436 103,411 Mahindra Holidays & Resorts India, Ltd................... 1,757 8,949 Mahindra Lifespace Developers, Ltd....................... 294 2,215 Maruti Suzuki India, Ltd................................. 1,195 31,831 McLeod Russel (India), Ltd............................... 11,528 64,957 905 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- INDIA -- (Continued) MindTree, Ltd.............................................. 2,343 $ 28,536 MOIL, Ltd.................................................. 1,530 6,939 Monnet Ispat, Ltd.......................................... 4,518 24,630 Monsanto India, Ltd........................................ 916 10,568 Motherson Sumi Systems, Ltd................................ 22,282 64,794 *Motilal Oswal Financial Services, Ltd...................... 944 2,090 Mphasis, Ltd............................................... 14,292 102,998 MRF, Ltd................................................... 280 52,816 Mundra Port & Special Economic Zone, Ltd................... 42,233 98,318 Nagarjuna Construction Co., Ltd............................ 38,420 31,120 National Aluminium Co., Ltd................................ 90,419 78,351 Navneet Publications India, Ltd............................ 11,667 12,654 Nestle India, Ltd.......................................... 2,254 196,746 NHPC, Ltd.................................................. 356,132 141,840 NIIT Technologies, Ltd..................................... 8,988 48,985 NTPC, Ltd.................................................. 39,382 120,961 Oberoi Realty, Ltd......................................... 4,375 22,262 *OMAXE, Ltd................................................. 18,909 55,001 Opto Circuits India, Ltd................................... 27,524 61,500 *Oracle Financial Services Software, Ltd.................... 3,216 173,361 Oriental Bank of Commerce.................................. 15,094 86,573 Orissa Minerals Development Co., Ltd....................... 190 15,329 Page Industries, Ltd....................................... 48 2,981 *Parsvnath Developers, Ltd.................................. 16,167 11,043 Peninsula Land, Ltd........................................ 17,769 24,062 Petronet LNG, Ltd.......................................... 26,218 81,508 Phoenix Mills, Ltd......................................... 2,658 9,882 Pidilite Industries, Ltd................................... 23,346 83,514 *Pipavav Defence & Offshore Engineering Co., Ltd............ 24,596 36,022 Power Grid Corp. of India, Ltd............................. 100,797 213,483 Prism Cement, Ltd.......................................... 13,944 14,371 Proctor & Gamble Hygiene & Health Care, Ltd................ 197 9,026 PTC (India), Ltd........................................... 35,655 42,030 Punj Lloyd, Ltd............................................ 67,418 62,884 Punjab National Bank....................................... 2,000 27,244 Rain Commodities, Ltd...................................... 24,198 17,413 Rallis India, Ltd.......................................... 12,989 34,319 Raymond, Ltd............................................... 6,936 49,208 Redington India, Ltd....................................... 27,406 41,165 REI Agro, Ltd.............................................. 112,940 21,382 Reliance Capital, Ltd...................................... 22,136 156,068 Reliance Communications, Ltd............................... 129,757 129,327 Reliance Energy, Ltd....................................... 16,850 145,786 *Reliance Power, Ltd........................................ 92,444 157,905 Rolta (India), Ltd......................................... 14,814 17,805 Ruchi Soya Industries, Ltd................................. 18,765 23,125 Sadbhav Engineering, Ltd................................... 3,951 10,664 *Satyam Computer Services, Ltd.............................. 54,690 110,948 Sesa Goa, Ltd.............................................. 80,986 256,156 *Shipping Corp. of India, Ltd.............................. 39,471 37,081 Shoppers Stop, Ltd......................................... 4,025 32,238 Shree Cement, Ltd.......................................... 1,239 96,894 Shree Renuka Sugars, Ltd................................... 67,097 39,072 Shriram Transport Finance Co., Ltd......................... 12,944 149,877 Sintex Industries, Ltd..................................... 54,687 65,118 SJVN, Ltd.................................................. 106,096 39,388 SKF (India), Ltd........................................... 3,672 44,120 Sobha Developers, Ltd...................................... 10,010 66,439 Solar Industries India, Ltd................................ 399 7,234 South Indian Bank, Ltd..................................... 167,881 71,904 SRF, Ltd................................................... 5,322 22,027 906 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDIA -- (Continued) State Bank of Bikaner & Jaipur........................ 1,227 $ 8,619 State Bank of India................................... 13,108 510,498 State Bank of India Sponsored GDR..................... 1,197 98,907 Steel Authority of India, Ltd......................... 69,669 103,600 *Sterling Biotech, Ltd................................. 7,650 770 Sterlite Industries (India), Ltd. ADR................. 7,904 59,201 Sterlite Technologies, Ltd............................ 29,094 16,104 Sun TV Network, Ltd................................... 9,224 56,103 Supreme Industries, Ltd............................... 1,605 8,678 *Suzlon Energy, Ltd.................................... 208,888 60,863 Syndicate Bank........................................ 25,815 56,189 Tata Chemicals, Ltd................................... 15,048 88,389 #Tata Communications, Ltd. ADR......................... 10,989 97,253 Tata Consultancy Services, Ltd........................ 24,897 607,619 Tata Investment Corp., Ltd............................ 5,943 48,856 Tata Motors, Ltd...................................... 77,313 367,354 #Tata Motors, Ltd. Sponsored ADR....................... 24,475 591,071 Tata Power Co., Ltd................................... 98,546 192,749 Tata Steel, Ltd....................................... 56,367 407,764 Tata Tea, Ltd......................................... 83,730 231,099 *Tata Teleservices Maharashtra, Ltd.................... 91,233 18,241 Tech Mahindra, Ltd.................................... 3,918 69,109 Texmaco Rail & Engineering, Ltd....................... 5,750 6,581 Thermax India, Ltd.................................... 4,111 44,770 Timken India, Ltd..................................... 2,794 9,967 Titan Industries, Ltd................................. 21,171 100,784 Torrent Power, Ltd.................................... 23,331 66,392 Trent, Ltd............................................ 2,317 47,667 Triveni Turbine, Ltd.................................. 33,780 34,595 TTK Prestige, Ltd..................................... 490 29,058 Tube Investments of India, Ltd........................ 17,531 56,316 TVS Motor Co., Ltd.................................... 22,773 16,239 UCO Bank.............................................. 35,282 47,522 Ultratech Cement, Ltd................................. 8,993 332,661 Union Bank of India, Ltd.............................. 15,461 56,113 *Unitech, Ltd.......................................... 331,721 141,636 United Phosphorus, Ltd................................ 47,253 99,663 Videocon Industries, Ltd.............................. 17,238 54,667 Vijaya Bank, Ltd...................................... 16,156 16,078 Voltas, Ltd........................................... 37,318 76,425 WABCO India, Ltd...................................... 1,336 39,593 Welspun Corp., Ltd.................................... 18,427 33,199 Wipro, Ltd............................................ 45,217 291,468 Yes Bank, Ltd......................................... 22,783 173,845 Zee Entertainment Enterprises, Ltd.................... 64,210 225,067 *Zee Learn, Ltd........................................ 18,459 9,601 Zensar Technologies, Ltd.............................. 1,279 5,464 *Zuari Agro Chemicals, Ltd............................. 497 3,089 Zylog Systems, Ltd.................................... 3,319 9,219 ----------- TOTAL INDIA.............................................. 29,279,518 ----------- INDONESIA -- (3.2%) PT Ace Hardware Indonesia Tbk......................... 104,500 75,946 PT Adaro Energy Tbk................................... 2,701,000 383,058 PT Adhi Karya Persero Tbk............................. 189,000 27,681 PT AKR Corporindo Tbk................................. 355,000 163,552 *PT Alam Sutera Realty Tbk............................. 2,522,500 151,502 PT Aneka Tambang Persero Tbk.......................... 986,000 130,819 PT Asahimas Flat Glass Tbk............................ 2,000 1,620 PT Astra Agro Lestari Tbk............................. 82,000 178,163 PT Astra International Tbk............................ 1,724,500 1,439,467 907 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ---------- ---------- INDONESIA -- (Continued) *PT Bakrie & Brothers Tbk.............................. 10,309,000 $ 41,806 PT Bakrie Sumatera Plantations Tbk.................... 2,467,000 30,412 *PT Bakrie Telecom Tbk................................. 4,450,000 27,747 *PT Bakrieland Development Tbk......................... 8,497,250 57,170 PT Bank Bukopin Tbk................................... 864,500 57,232 PT Bank Central Asia Tbk.............................. 946,500 805,527 PT Bank Danamon Indonesia Tbk......................... 592,742 375,764 PT Bank Mandiri Persero Tbk........................... 1,035,472 884,584 PT Bank Negara Indonesia Persero Tbk.................. 1,503,000 599,717 *PT Bank Pan Indonesia Tbk............................. 2,147,500 162,542 *PT Bank Pembangunan Daerah Jawa Barat Dan Banten Tbk.. 217,000 24,720 PT Bank Rakyat Indonesia Persero Tbk.................. 1,366,500 1,047,161 PT Bank Tabungan Negara Persero Tbk................... 751,500 118,278 *PT Bank Tabungan Pensiunan Nasional Tbk............... 338,500 186,357 *PT Barito Pacific Tbk................................. 711,500 36,886 PT Bayan Resources Tbk................................ 13,000 14,223 *PT Benakat Petroleum Energy Tbk....................... 1,229,000 22,705 *PT Berau Coal Energy Tbk.............................. 848,500 19,401 *PT Berlian Laju Tanker Tbk............................ 2,525,666 -- PT Bhakti Investama Tbk............................... 4,884,700 278,121 PT Bisi International Tbk............................. 449,500 49,873 PT Bumi Serpong Damai Tbk............................. 1,271,000 162,881 *PT BW Plantation Tbk.................................. 346,500 51,770 *PT Central Proteinaprima Tbk.......................... 5,740,500 20,022 PT Charoen Pokphand Indonesia Tbk..................... 559,015 181,001 PT Ciputra Development Tbk............................ 2,838,000 199,866 PT Ciputra Property Tbk............................... 177,500 12,154 PT Ciputra Surya Tbk.................................. 204,000 37,021 PT Citra Marga Nusaphala Persada Tbk.................. 445,000 107,360 *PT Darma Henwa Tbk.................................... 3,026,500 15,683 *PT Delta Dunia Makmur Tbk............................. 1,333,000 24,279 *PT Energi Mega Persada Tbk............................ 6,821,500 64,168 PT Gajah Tunggal Tbk.................................. 453,000 102,033 PT Global Mediacom Tbk................................ 1,326,000 313,285 PT Gozco Plantations Tbk.............................. 531,000 11,845 *PT Hanson International Tbk........................... 327,000 7,645 PT Harum Energy Tbk................................... 187,500 104,857 *PT Hexindo Adiperkasa Tbk............................. 61,000 45,211 *PT Indah Kiat Pulp & Paper Corp. Tbk.................. 503,500 51,213 PT Indika Energy Tbk.................................. 396,500 63,643 PT Indo Tambangraya Megah Tbk......................... 48,000 202,129 PT Indocement Tunggal Prakarsa Tbk.................... 170,000 377,334 *PT Indofood CBP Sukses Makmur Tbk..................... 67,500 50,094 PT Indofood Sukses Makmur Tbk......................... 888,500 525,716 PT Indosat Tbk........................................ 85,500 57,687 PT Indosat Tbk ADR.................................... 2,476 81,733 *PT Inovisi Infracom Tbk............................... 54,800 35,615 PT Intiland Development Tbk........................... 1,527,500 49,910 PT Japfa Comfeed Indonesia Tbk........................ 214,000 108,365 PT Jasa Marga Persero Tbk............................. 312,500 188,191 *PT Kawasan Industri Jababeka Tbk...................... 4,167,000 88,402 *PT Krakatau Steel Persero Tbk......................... 252,000 18,306 *PT Malindo Feedmill Tbk............................... 98,000 16,679 PT Matahari Putra Prima Tbk........................... 735,000 115,309 PT Mayorah Indah Tbk.................................. 54,000 132,595 PT Medco Energi Internasional Tbk..................... 544,000 89,152 PT Media Nusantara Citra Tbk.......................... 455,500 133,582 PT Mitra Adiperkasa Tbk............................... 104,500 70,973 *PT Mitra International Resources Tbk.................. 1,680,500 26,069 *PT Myoh Technology Tbk................................ 41,500 4,661 PT Nippon Indosari Corpindo Tbk....................... 28,000 17,450 908 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- INDONESIA -- (Continued) *PT Nusantara Infrastructure Tbk....................... 584,500 $ 10,310 *PT Pakuwon Jati Tbk................................... 1,896,000 55,035 *PT Panin Financial Tbk................................ 3,201,000 44,165 PT Panin Insurance Tbk................................ 992,000 55,337 PT Pembangunan Perumahan Persero Tbk.................. 592,000 47,228 PT Perusahaan Gas Negara Persero Tbk.................. 857,500 413,577 PT Perusahaan Perkebunan London Sumatra Indonesia Tbk. 782,000 188,429 *PT Polychem Indonesia Tbk............................. 312,500 11,814 PT Ramayana Lestari Sentosa Tbk....................... 771,500 88,802 PT Resource Alam Indonesia Tbk........................ 116,500 34,369 PT Sampoerna Agro Tbk................................. 234,500 58,951 PT Selamat Sempurna Tbk............................... 61,000 15,509 PT Semen Gresik Persero Tbk........................... 219,000 338,580 *PT Sentul City Tbk.................................... 7,622,500 151,992 PT Sinar Mas Agro Resources & Technology Tbk.......... 36,000 26,043 PT Sinar Mas Multiartha Tbk........................... 16,500 7,804 PT Summarecon Agung Tbk............................... 1,121,332 204,169 *PT Surya Citra Media Tbk.............................. 230,000 46,694 PT Surya Semesta Internusa Tbk........................ 703,000 85,966 *PT Suryainti Permata Tbk.............................. 1,280,000 11,860 PT Tambang Batubara Bukit Asam Persero Tbk............ 132,621 219,948 PT Telekomunikasi Indonesia Persero Tbk............... 82,500 83,792 PT Telekomunikasi Indonesia Persero Tbk Sponsored ADR. 18,352 746,009 PT Tiga Pilar Sejahtera Food Tbk...................... 576,500 53,796 PT Timah Persero Tbk.................................. 450,000 66,661 PT Total Bangun Persada TbK........................... 518,000 38,668 *PT Tower Bersama Infrastructure Tbk................... 121,000 62,848 *PT Trada Maritime Tbk................................. 946,500 93,293 *PT Truba Alam Manunggal Engineering Tbk............... 3,328,000 17,324 PT Tunas Baru Lampung Tbk............................. 399,500 21,112 PT Tunas Ridean Tbk................................... 46,000 4,301 PT United Tractors Tbk................................ 197,295 430,794 PT Vale Indonesia Tbk................................. 549,000 153,218 PT Wijaya Karya Persero Tbk........................... 633,000 90,008 PT XL Axiata Tbk...................................... 273,000 194,208 ----------- TOTAL INDONESIA.......................................... 15,530,537 ----------- ISRAEL -- (0.0%) Delta-Galil Industries, Ltd........................... 1 6 *Electra Real Estate, Ltd.............................. 1 2 *Formula Systems (1985), Ltd........................... 1 14 *Formula Vision Technologies, Ltd...................... 1 -- *Mivtach Shamir Holdings, Ltd.......................... 909 16,579 *Naphtha Israel Petroleum Corp., Ltd................... 1 3 Osem Investments, Ltd................................. 1 14 Super-Sol, Ltd. Series B.............................. -- 1 ----------- TOTAL ISRAEL............................................. 16,619 ----------- MALAYSIA -- (3.5%) Aeon Co. M Berhad..................................... 33,100 135,516 Aeon Credit Service M Berhad.......................... 2,160 8,460 Affin Holdings Berhad................................. 102,500 113,788 AirAsia Berhad........................................ 228,400 226,694 Alliance Financial Group Berhad....................... 192,100 256,272 AMMB Holdings Berhad.................................. 256,775 536,891 Amway (Malaysia) Holdings Berhad...................... 21,800 86,870 Ann Joo Resources Berhad.............................. 24,900 12,081 APM Automotive Holdings Berhad........................ 7,200 11,494 Axiata Group Berhad................................... 190,450 407,621 Batu Kawan Berhad..................................... 32,100 189,202 BIMB Holdings Berhad.................................. 63,900 63,397 909 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- MALAYSIA -- (Continued) *Bolton Berhad............................................ 57,015 $ 15,058 Bursa Malaysia Berhad.................................... 65,200 134,790 Cahya Mata Sarawak Berhad................................ 41,600 45,415 CB Industrial Product Holding Berhad..................... 36,140 32,247 Chemical Co. of Malaysia Berhad.......................... 35,200 15,103 CIMB Group Holdings Berhad............................... 514,700 1,286,320 Coastal Contracts Berhad................................. 38,200 23,892 Daibochi Plastic & Packaging Industry Berhad............. 2,100 1,820 Dayang Enterprise Holdings Berhad........................ 12,600 9,373 Dialog Group Berhad...................................... 143,225 112,607 DiGi.Com Berhad.......................................... 201,100 349,897 DRB-Hicom Berhad......................................... 229,600 186,334 Dutch Lady Milk Industries Berhad........................ 2,100 34,423 Eastern & Oriental Berhad................................ 124,800 66,986 Far East Holdings Berhad................................. 14,000 33,305 Fraser & Neave Holdings Berhad........................... 9,100 59,106 Gamuda Berhad............................................ 334,500 395,561 Genting Plantations Berhad............................... 46,800 137,773 Globetronics Technology Berhad........................... 11,300 5,591 Glomac Berhad............................................ 31,200 8,631 GuocoLand (Malaysia) Berhad.............................. 34,800 8,965 Hai-O Enterprise Berhad.................................. 39,400 28,680 Hap Seng Consolidated Berhad............................. 217,320 116,051 Hap Seng Plantations Holdings Berhad..................... 46,500 44,830 Hartalega Holdings Berhad................................ 23,400 35,777 *Ho Wah Genting Berhad.................................... 145,700 15,011 Hock Seng Lee Berhad..................................... 10,400 5,383 Hong Leong Bank Berhad................................... 48,640 234,181 Hong Leong Financial Group Berhad........................ 42,200 178,370 Hong Leong Industries Berhad............................. 54,300 83,609 Hunza Properties Berhad.................................. 39,700 19,903 Hwang-DBS (Malaysia) Berhad.............................. 30,600 25,343 IGB Corp. Berhad......................................... 207,890 166,058 IJM Corp. Berhad......................................... 278,710 457,438 IJM Land Berhad.......................................... 114,900 82,960 IJM Plantations Berhad................................... 52,400 53,771 *Insas Berhad............................................. 52,313 6,861 IOI Corp. Berhad......................................... 255,205 423,077 Jaya Tiasa Holdings Berhad............................... 34,605 26,089 *JCY International Berhad................................. 128,400 31,503 K & N Kenanga Holdings Berhad............................ 81,000 17,808 Keck Seng (Malaysia) Berhad.............................. 59,800 77,106 *KFC Holdings (Malaysia) Berhad........................... 72,400 92,504 Kian Joo Can Factory Berhad.............................. 36,900 28,666 Kim Loong Resources Berhad............................... 50,920 37,739 *KNM Group Berhad......................................... 143,187 25,073 *KSK Group Berhad......................................... 187,600 42,043 *KSL Holdings Berhad...................................... 21,300 9,934 Kuala Lumpur Kepong Berhad............................... 27,150 190,640 Kulim (Malaysia) Berhad.................................. 101,900 167,310 *Kumpulan Europlus Berhad................................. 31,800 10,939 *Kumpulan Fima Berhad..................................... 22,900 14,563 *Land & General Berhad.................................... 87,100 13,068 *Landmarks Berhad......................................... 59,300 18,368 Latexx Partners Berhad................................... 23,300 17,413 Lingkaran Trans Kota Holdings Berhad..................... 69,500 89,355 Lingui Development Berhad................................ 1,400 749 Lion Industries Corp. Berhad............................. 77,700 26,992 LPI Capital Berhad....................................... 6,600 30,405 Mah Sing Group Berhad.................................... 89,200 65,633 Malayan Banking Berhad................................... 385,424 1,140,178 910 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- MALAYSIA -- (Continued) Malayan Flour Mills Berhad................................. 50,500 $ 22,675 Malaysia Airports Holdings Berhad.......................... 103,300 196,915 *Malaysian Airlines System Berhad........................... 121,634 41,008 Malaysian Bulk Carriers Berhad............................. 80,125 38,073 Malaysian Pacific Industries Berhad........................ 20,363 17,641 Malaysian Resources Corp. Berhad........................... 354,900 204,175 Maxis Berhad............................................... 110,700 252,762 MBM Resources Berhad....................................... 43,430 48,413 Media Prima Berhad......................................... 166,900 124,763 Mega First Corp. Berhad.................................... 46,000 24,898 *MK Land Holdings Berhad.................................... 31,600 3,860 MKH Berhad................................................. 35,800 27,528 MMC Corp. Berhad........................................... 176,400 150,593 *MNRB Holdings Berhad....................................... 3,900 3,701 Mudajaya Group Berhad...................................... 52,200 45,673 Muhibbah Engineering Berhad................................ 14,500 4,391 *Mulpha International Berhad................................ 522,100 70,122 NCB Holdings Berhad........................................ 1,300 1,879 Nestle (Malaysia) Berhad................................... 6,200 141,678 NTPM Holdings Berhad....................................... 50,200 7,251 Oriental Holdings Berhad................................... 30,200 77,225 OSK Holdings Berhad........................................ 99,809 47,764 Padini Holdings Berhad..................................... 34,900 23,434 Panasonic Manufacturing (Malaysia) Berhad.................. 13,100 94,526 Parkson Holdings Berhad.................................... 132,530 210,621 Pelikan International Corp. Berhad......................... 15,912 3,908 *Perdana Petroleum Berhad................................... 56,600 17,875 *Perisai Petroleum Teknologi Berhad......................... 64,800 21,844 PJ Development Holdings Berhad............................. 21,900 5,778 POS (Malaysia) Berhad...................................... 58,700 58,082 PPB Group Berhad........................................... 90,900 401,182 Press Metal Berhad......................................... 39,300 22,416 Public Bank Berhad Foreign Market Shares................... 60,000 312,703 QL Resources Berhad........................................ 31,600 32,842 *QSR Brands Berhad.......................................... 9,900 21,356 RHB Capital Berhad......................................... 124,131 305,084 Salcon Berhad.............................................. 100,000 14,429 *Sapurakencana Petroleum Berhad............................. 431,611 354,620 Sarawak Oil Palms Berhad................................... 17,700 36,178 Sarawak Plantation Berhad.................................. 6,400 5,476 Selangor Dredging Berhad................................... 190,000 47,611 Selangor Properties Berhad................................. 2,100 2,404 Shangri-La Hotels (Malaysia) Berhad........................ 101,700 141,287 Shell Refining Co. Federation of Malaysia Berhad........... 55,200 159,317 SHL Consolidated Berhad.................................... 98,500 37,207 Star Publications (Malaysia) Berhad........................ 80,200 82,390 Subur Tiasa Holdings Berhad................................ 70,415 52,313 *Sunway Berhad.............................................. 111,500 86,150 Supermax Corp. Berhad...................................... 88,550 58,598 Ta Ann Holdings Berhad..................................... 33,089 41,222 TA Enterprise Berhad....................................... 238,200 39,783 TA Global Berhad........................................... 264,180 22,062 Tan Chong Motor Holdings Berhad............................ 68,500 99,532 Telekom Malaysia Berhad.................................... 105,000 205,855 Tenaga Nasional Berhad..................................... 215,800 490,967 TH Plantations Berhad...................................... 33,500 25,366 *Time Dotcom Berhad......................................... 101,900 116,780 Top Glove Corp. Berhad..................................... 66,300 116,281 Tradewinds (Malaysia) Berhad............................... 32,600 78,372 Tradewinds Plantation Berhad............................... 21,400 29,997 TSH Resources Berhad....................................... 63,700 49,695 911 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- MALAYSIA -- (Continued) Uchi Technologies Berhad................................ 51,700 $ 19,670 *UEM Land Holdings Berhad................................ 351,264 243,350 UMW Holdings Berhad..................................... 84,000 273,754 Unico-Desa Plantations Berhad........................... 231,940 96,603 Unisem (Malaysia) Berhad................................ 99,830 33,262 United Malacca Berhad................................... 20,100 47,221 United Plantations Berhad............................... 23,500 194,125 VS Industry Berhad...................................... 56,245 27,653 Wah Seong Corp. Berhad.................................. 81,902 46,963 WCT Berhad.............................................. 128,800 116,467 WTK Holdings Berhad..................................... 52,300 17,974 YNH Property Berhad..................................... 99 62 YTL Corp. Berhad........................................ 916,964 525,323 YTL e-Solutions Berhad.................................. 48,400 11,588 *YTL Land & Development Berhad........................... 61,900 19,646 YTL Power International Berhad.......................... 319,073 170,413 Zhulian Corp Berhad..................................... 12,400 10,576 ----------- TOTAL MALAYSIA............................................. 16,496,045 ----------- MEXICO -- (5.2%) Alfa S.A.B. de C.V. Series A............................ 612,000 1,128,279 #*Alsea S.A.B. de C.V..................................... 80,812 129,791 America Movil S.A.B. de C.V. Series L................... 33,700 42,749 America Movil S.A.B. de C.V. Series L ADR............... 116,618 2,949,269 #Arca Continental S.A.B. de C.V.......................... 48,659 353,032 #*Axtel S.A.B. de C.V..................................... 151,560 33,798 Bolsa Mexicana de Valores S.A. de C.V................... 49,194 108,953 *Cemex S.A.B. de C.V. Sponsored ADR...................... 236,876 2,141,359 Cia Minera Autlan S.A.B. de C.V. Series B............... 17,200 17,024 Coca-Cola Femsa S.A.B. de C.V. Sponsored ADR............ 4,011 513,047 Compartamos S.A.B. de C.V............................... 129,600 173,407 *Consorcio ARA S.A.B. de C.V. Series *................... 221,200 69,431 Controladora Comercial Mexicana S.A.B. de C.V. Series B. 86,350 242,023 *Corporacion GEO S.A.B. de C.V. Series B................. 105,667 126,858 Corporacion Moctezuma S.A.B. de C.V. Series............. 87,200 200,452 *Desarrolladora Homex S.A.B. de C.V...................... 45,100 99,644 El Puerto de Liverpool S.A.B. de C.V. Series C-1........ 22,841 204,582 #*Empresas ICA S.A.B. de C.V. Sponsored ADR............... 36,654 316,691 *Financiera Independencia S.A.B. de C.V.................. 21,447 6,617 Fomento Economico Mexicano S.A.B. de C.V. Sponsored ADR. 26,897 2,437,137 *Gruma S.A.B. de C.V. Series B........................... 88,818 258,436 Grupo Aeroportuario del Centro Norte S.A.B. de C.V...... 42,900 101,992 Grupo Aeroportuario del Pacifico S.A.B. de C.V. ADR..... 10,080 480,010 Grupo Aeroportuario del Sureste S.A.B. de C.V. ADR...... 3,400 328,338 Grupo Aeroportuario del Sureste S.A.B. de C.V. Series B. 15,400 149,366 Grupo Bimbo S.A.B. de C.V. Series A..................... 247,035 574,855 Grupo Carso S.A.B. de C.V. Series A-1................... 101,997 368,214 #Grupo Comercial Chedraui S.A. de C.V.................... 33,902 91,396 Grupo Elektra S.A.B. de C.V............................. 4,729 195,025 #*Grupo Famsa S.A.B. de C.V. Series A..................... 55,100 65,225 Grupo Financiero Banorte S.A.B. de C.V. Series O........ 345,133 1,918,870 Grupo Financiero Inbursa S.A.B. de C.V. Series O........ 284,149 754,967 Grupo Herdez S.A.B. de C.V. Series *.................... 30,019 81,364 Grupo Mexico S.A.B. de C.V. Series B.................... 602,907 1,932,949 *Grupo Pochteca S.A.B. de C.V............................ 109,300 37,730 *Grupo Simec S.A. de C.V. Series B....................... 22,800 91,085 *Grupo Simec S.A. de C.V. Sponsored ADR.................. 601 7,296 Grupo Televisa S.A.B. Sponsored ADR..................... 69,419 1,568,869 #*Impulsora del Desarrollo y El Empleo en America Latina S.A.B. de C.V........................................... 163,000 280,339 #Industrias Bachoco S.A.B. de C.V. Series B.............. 3,553 7,505 Industrias Bachoco S.A.B. de C.V. Sponsored ADR......... 789 19,922 912 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- MEXICO -- (Continued) *Industrias CH S.A.B. de C.V. Series B................. 44,424 $ 257,811 Industrias Penoles S.A.B. de C.V...................... 11,270 563,758 #*Inmuebles Carso S.A.B. de C.V. Series B-1............. 84,300 65,475 Kimberly Clark de Mexico S.A.B. de C.V. Series A...... 165,100 400,204 *Megacable Holdings S.A.B. de C.V...................... 40,989 104,241 Mexichem S.A.B. de C.V. Series *...................... 90,102 446,932 #*Minera Frisco S.A.B. de C.V. Series A-1............... 51,600 204,918 *OHL Mexico S.A.B. de C.V.............................. 93,865 156,274 Organizacion Soriana S.A.B. de C.V. Series B.......... 221,924 745,735 *Promotora y Operadora de Infraestructura S.A.B. de C.V 26,435 137,283 #TV Azteca S.A.B. de C.V............................... 220,893 138,501 *Urbi Desarrollos Urbanos S.A.B. de C.V................ 102,404 63,895 Wal-Mart de Mexico S.A.B. de C.V. Series V............ 323,460 952,050 ----------- TOTAL MEXICO............................................. 24,844,973 ----------- PERU -- (0.3%) Cia de Minas Buenaventura S.A. ADR.................... 15,794 564,793 Credicorp, Ltd........................................ 5,628 727,926 ----------- TOTAL PERU............................................... 1,292,719 ----------- PHILIPPINES -- (1.4%) Aboitiz Equity Ventures, Inc.......................... 153,800 179,983 Aboitiz Power Corp.................................... 236,700 190,118 Alliance Global Group, Inc............................ 970,300 349,907 *Atlas Consolidated Mining & Development............... 144,200 62,177 Ayala Corp. Series A.................................. 26,231 281,577 Ayala Land, Inc....................................... 454,660 259,868 Bank of the Philippine Islands........................ 84,392 165,736 *BDO Unibank, Inc...................................... 231,976 359,951 *Belle Corp............................................ 659,500 85,915 *Cebu Air, Inc......................................... 52,140 72,392 China Banking Corp.................................... 71,270 91,452 DMCI Holdings, Inc.................................... 80,850 105,877 Energy Development Corp............................... 1,152,600 186,619 Filinvest Land, Inc................................... 3,081,000 109,055 *First Gen Corp........................................ 261,900 142,019 First Philippines Holdings Corp....................... 59,560 124,851 *Global Estate Resorts, Inc............................ 685,000 31,598 Globe Telecom, Inc.................................... 5,905 163,192 International Container Terminal Services, Inc........ 123,270 212,205 JG Summit Holdings, Inc............................... 158,500 126,840 Jollibee Foods Corp................................... 43,380 111,309 *Lepanto Consolidated Mining Co. Series B.............. 550,000 15,865 Lopez Holdings Corp................................... 595,100 78,693 Macroasia Corp........................................ 79,000 5,255 Manila Electric Co.................................... 22,310 151,112 Manila Water Co., Inc................................. 169,400 119,204 Megaworld Corp........................................ 2,588,000 153,552 Metro Bank & Trust Co................................. 81,675 188,330 Metro Pacific Investments Corp........................ 1,444,000 144,893 *Pepsi-Cola Products Philippines, Inc.................. 124,000 16,249 Philippine Long Distance Telephone Co. Sponsored ADR.. 2,675 169,943 *Philippine National Bank.............................. 50,520 88,316 Philippine Stock Exchange, Inc........................ 2,380 21,373 Philodrill Corp....................................... 5,000,000 5,096 RFM Corp.............................................. 103,000 10,122 Rizal Commercial Banking Corp......................... 70,500 78,497 Robinson's Land Corp. Series B........................ 365,500 168,537 San Miguel Corp....................................... 66,500 175,930 Security Bank Corp.................................... 47,890 188,024 *Semirara Mining Corp.................................. 15,800 83,954 913 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- PHILIPPINES -- (Continued) SM Development Corp..................................... 605,693 $ 91,670 SM Investments Corp..................................... 21,550 419,747 SM Prime Holdings, Inc.................................. 971,625 341,487 *Southeast Asia Cement Holdings, Inc..................... 766,000 47,718 Union Bank of Philippines............................... 39,820 103,478 Universal Robina Corp................................... 154,980 270,273 Vista Land & Lifescapes, Inc............................ 794,000 92,446 ---------- TOTAL PHILIPPINES.......................................... 6,642,405 ---------- POLAND -- (1.5%) Agora SA................................................ 10,877 28,951 *Alchemia SA............................................. 11,709 18,913 *AmRest Holdings SE...................................... 2,322 57,278 Apator SA............................................... 814 7,580 Asseco Poland SA........................................ 18,395 230,489 Bank Handlowy w Warszawie SA............................ 5,799 169,226 *Bank Millennium SA...................................... 97,373 128,996 Bank Pekao SA........................................... 8,736 419,642 *Boryszew SA............................................. 141,708 23,524 *BRE Bank SA............................................. 1,946 183,887 Budimex SA.............................................. 993 16,863 *CD Projekt Red SA....................................... 15,498 25,636 *Ciech SA................................................ 11,319 75,403 *Cinema City International NV............................ 370 3,546 *Cyfrowy Polsat SA....................................... 7,179 32,573 Debica SA............................................... 1,289 20,585 *Echo Investment SA...................................... 43,544 65,457 Elektrobudowa SA........................................ 39 1,336 Emperia Holding SA...................................... 2,075 35,108 Enea SA................................................. 24,938 120,493 Eurocash SA............................................. 7,633 93,657 Fabryki Mebli Forte SA.................................. 1,878 6,658 *Getin Holding SA........................................ 81,558 58,839 *Getin Noble Bank SA..................................... 131,516 68,736 Grupa Kety SA........................................... 1,610 65,223 *Grupa Lotos SA.......................................... 16,226 171,448 *Hawe SA................................................. 30,550 39,439 *ING Bank Slaski SA...................................... 4,220 115,155 Inter Cars SA........................................... 702 19,606 *Kernel Holding SA....................................... 9,304 194,510 KGHM Polska Miedz SA.................................... 22,598 1,138,825 *Kopex SA................................................ 6,846 41,580 *Kredyt Bank SA.......................................... 10,078 48,992 LPP SA.................................................. 65 80,347 Lubelski Wegiel Bogdanka SA............................. 5,895 221,963 *Netia SA................................................ 73,376 133,557 NG2 SA.................................................. 1,481 27,236 Orbis SA................................................ 4,959 55,336 Pelion SA............................................... 2,616 21,449 PGE SA.................................................. 81,469 442,049 *Polimex-Mostostal SA.................................... 92,257 16,254 *Polnord SA.............................................. 781 3,044 *Polski Koncern Naftowy Orlen SA......................... 61,524 843,228 *Polskie Gornictwo Naftowe I Gazownictwo SA.............. 182,771 226,418 Powszechna Kasa Oszczednosci Bank Polski SA............. 40,573 453,544 Powszechny Zaklad Ubezpieczen SA........................ 3,076 359,820 *PZ Cormay SA............................................ 4,936 18,419 *Raciborska Fabryka Kotlow SA............................ 6,073 16,608 *Rovese SA............................................... 15,781 11,885 *Stalprodukt SA.......................................... 290 16,738 Synthos SA.............................................. 55,446 92,459 914 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- POLAND -- (Continued) Tauron Polska Energia SA................................ 112,836 $ 156,057 Telekomunikacja Polska SA............................... 68,020 257,939 TVN SA.................................................. 11,441 25,081 Warsaw Stock Exchange SA................................ 1,908 22,428 Zaklady Azotowe Pulawy SA............................... 1,290 48,280 *Zaklady Chemiczne Police SA............................. 933 3,171 ----------- TOTAL POLAND............................................... 7,281,464 ----------- RUSSIA -- (3.4%) *Etalon Group, Ltd. GDR.................................. 12,696 73,350 *Eurasia Drilling Co., Ltd. GDR.......................... 12,822 444,559 Federal Hydrogenerating Co. ADR......................... 195,875 466,641 Gazprom OAO Sponsored ADR............................... 592,879 5,445,590 *Globaltrans Investment P.L.C. Sponsored GDR............. 6,517 120,802 *IG Seismic Services, Ltd. GDR........................... 546 7,353 *Integra Group Holdings GDR.............................. 26,558 16,168 Lukoil OAO Sponsored ADR................................ 42,853 2,600,677 *Magnitogorsk Iron & Steel Works Sponsored GDR........... 23,762 103,160 Mail.ru Group, Ltd. GDR................................. 6,418 214,487 #*Mechel Sponsored ADR.................................... 26,298 166,992 MMC Norilsk Nickel OJSC ADR............................. 54,136 832,099 Novolipetsk Steel OJSC GDR.............................. 8,723 165,262 Novorossiysk Sea Trade Port GDR......................... 8,039 53,916 *O'Key Group SA GDR...................................... 1,233 11,968 *PIK Group GDR........................................... 24,964 54,184 Rosneft OAO GDR......................................... 114,287 849,186 *Rostelecom OJSC Sponsored ADR........................... 4,658 107,158 *Sberbank of Russia Sponsored ADR........................ 131,214 1,551,665 Severstal OAO GDR....................................... 16,208 196,844 Tatneft OAO Sponsored ADR............................... 23,740 923,133 TMK OAO GDR............................................. 5,575 82,790 Uralkali OJSC GDR....................................... 16,059 631,315 VimpelCom, Ltd. Sponsored ADR........................... 34,603 381,325 VTB Bank OJSC GDR....................................... 106,345 368,288 *X5 Retail Group N.V. GDR................................ 11,021 209,722 ----------- TOTAL RUSSIA............................................... 16,078,634 ----------- SOUTH AFRICA -- (7.6%) ABSA Group, Ltd......................................... 44,961 720,856 Acucap Properties, Ltd.................................. 541 2,774 Adcorp Holdings, Ltd.................................... 16,639 57,949 Advtech, Ltd............................................ 59,573 38,954 AECI, Ltd............................................... 26,705 226,513 Afgri, Ltd.............................................. 66,963 40,446 African Bank Investments, Ltd........................... 147,116 498,905 African Oxygen, Ltd..................................... 35,052 78,826 African Rainbow Minerals, Ltd........................... 23,473 491,892 Allied Electronics Corp., Ltd........................... 1,837 4,617 Allied Technologies, Ltd................................ 12,239 56,564 #Anglo American Platinum, Ltd............................ 8,202 382,509 AngloGold Ashanti, Ltd. Sponsored ADR................... 47,581 1,616,802 *ArcelorMittal South Africa, Ltd......................... 31,114 119,949 Argent Industrial, Ltd.................................. 1,517 1,052 #Assore, Ltd............................................. 4,246 175,588 Astral Foods, Ltd....................................... 8,131 89,861 Aveng, Ltd.............................................. 89,099 318,924 AVI, Ltd................................................ 41,725 275,728 Barloworld, Ltd......................................... 53,409 432,807 Bidvest Group, Ltd...................................... 44,467 1,057,153 Blue Label Telecoms, Ltd................................ 93,040 72,789 Brait SE................................................ 1,409 5,537 915 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- SOUTH AFRICA -- (Continued) Business Connexion Group, Ltd............................ 65,032 $ 36,749 Capitec Bank Holdings, Ltd............................... 4,531 100,684 Cashbuild, Ltd........................................... 5,116 88,454 Caxton & CTP Publishers & Printers, Ltd.................. 26,485 50,511 City Lodge Hotels, Ltd................................... 5,667 60,208 Clicks Group, Ltd........................................ 46,685 325,956 *Consolidated Infrastructure Group, Ltd................... 920 1,397 Coronation Fund Managers, Ltd............................ 41,530 160,658 DataTec, Ltd............................................. 46,647 289,950 Discovery Holdings, Ltd.................................. 52,099 333,328 *Distribution & Warehousing Network, Ltd.................. 43,764 31,646 DRDGOLD, Ltd............................................. 70,717 50,548 *DRDGOLD, Ltd. Sponsored ADR.............................. 1,600 10,720 EOH Holdings, Ltd........................................ 22,284 94,995 Eqstra Holdings, Ltd..................................... 87,411 65,857 *Evraz Highveld Steel & Vanadium, Ltd..................... 5,882 11,478 Exxaro Resources, Ltd.................................... 18,410 371,176 Famous Brands, Ltd....................................... 5,707 46,329 FirstRand, Ltd........................................... 356,488 1,184,438 Foschini Group, Ltd. (The)............................... 30,709 445,013 *Gijima Group, Ltd........................................ 305,008 13,672 Gold Fields, Ltd......................................... 8,786 109,143 Gold Fields, Ltd. Sponsored ADR.......................... 129,974 1,625,975 Grindrod, Ltd............................................ 103,105 175,911 Group Five, Ltd.......................................... 31,179 89,261 Growthpoint Properties, Ltd.............................. 50,177 136,813 Harmony Gold Mining Co., Ltd............................. 50,878 416,670 Harmony Gold Mining Co., Ltd. Sponsored ADR.............. 43,653 362,320 Hudaco Industries, Ltd................................... 8,693 108,316 *Hulamin, Ltd............................................. 41,925 16,569 Iliad Africa, Ltd........................................ 37,928 21,360 Illovo Sugar, Ltd........................................ 50,397 183,967 Impala Platinum Holdings, Ltd............................ 99,940 1,801,267 Imperial Holdings, Ltd................................... 35,374 802,078 Investec, Ltd............................................ 49,089 289,432 JD Group, Ltd............................................ 31,094 166,001 JSE, Ltd................................................. 19,321 156,500 Kumba Iron Ore, Ltd...................................... 4,769 298,304 Lewis Group, Ltd......................................... 25,112 199,638 Liberty Holdings, Ltd.................................... 23,254 269,640 Massmart Holdings, Ltd................................... 10,165 204,476 *Merafe Resources, Ltd.................................... 152,863 12,209 Metair Investments, Ltd.................................. 21,896 77,085 MMI Holdings, Ltd........................................ 219,235 529,007 Mondi, Ltd............................................... 25,352 274,956 Mpact, Ltd............................................... 29,030 62,748 Mr. Price Group, Ltd..................................... 30,459 469,120 *Murray & Roberts Holdings, Ltd........................... 91,101 228,509 *Mvelaphanda Group, Ltd................................... 50,355 12,161 Mvelaserve, Ltd.......................................... 18,443 18,448 Nampak, Ltd.............................................. 122,217 407,256 Naspers, Ltd. Series N................................... 30,306 1,967,330 Nedbank Group, Ltd....................................... 39,509 814,673 Northam Platinum, Ltd.................................... 43,613 163,618 Oceana Group, Ltd........................................ 12,999 89,809 Omnia Holdings, Ltd...................................... 13,108 193,410 Palabora Mining Co., Ltd................................. 2,658 26,073 Peregrine Holdings, Ltd.................................. 26,279 33,063 Petmin, Ltd.............................................. 40,487 10,039 Pick'n Pay Stores, Ltd................................... 26,701 130,119 Pinnacle Technology Holdings, Ltd........................ 31,383 61,531 916 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH AFRICA -- (Continued) Pioneer Foods, Ltd...................................... 15,637 $ 100,088 PPC, Ltd................................................ 85,392 285,094 Premium Properties, Ltd................................. 22,528 42,835 PSG Group, Ltd.......................................... 37,187 271,270 Rainbow Chicken, Ltd.................................... 3,612 5,376 Raubex Group, Ltd....................................... 25,981 49,946 Resilient Property Income Fund, Ltd..................... 47,709 250,364 Reunert, Ltd............................................ 34,276 302,087 Sanlam, Ltd............................................. 289,462 1,291,617 *Santam, Ltd............................................. 6,309 131,212 #*Sappi, Ltd. Sponsored ADR............................... 140,883 388,837 Sasol, Ltd.............................................. 7,030 299,472 Sasol, Ltd. Sponsored ADR............................... 59,683 2,531,156 *Sentula Mining, Ltd..................................... 109,719 21,446 Shoprite Holdings, Ltd.................................. 32,540 670,323 Spar Group, Ltd. (The).................................. 21,256 296,786 Spur Corp., Ltd......................................... 13,016 32,997 Standard Bank Group, Ltd................................ 132,915 1,641,263 *Steinhoff International Holdings, Ltd................... 233,150 784,226 *Super Group, Ltd........................................ 73,781 131,678 *Telkom South Africa, Ltd................................ 46,406 97,895 Tiger Brands, Ltd....................................... 12,787 406,563 *Times Media Group, Ltd.................................. 8,973 14,198 Tongaat-Hulett, Ltd..................................... 24,537 385,730 Trencor, Ltd............................................ 38,678 245,700 Truworths International, Ltd............................ 72,603 792,918 Vodacom Group, Ltd...................................... 22,618 284,816 Wilson Bayly Holme-Ovcon, Ltd........................... 13,965 228,275 Woolworths Holdings, Ltd................................ 69,516 524,971 Zeder Investments, Ltd.................................. 66,673 22,297 ----------- TOTAL SOUTH AFRICA......................................... 36,087,003 ----------- SOUTH KOREA -- (13.4%) *3S Korea Co., Ltd....................................... 4,787 39,572 *Aekyung Petrochemical Co., Ltd.......................... 278 15,061 #*Agabang&Company......................................... 4,404 37,693 #*Ahnlab, Inc............................................. 934 53,320 AK Holdings, Inc........................................ 494 10,123 #Amorepacific Corp....................................... 332 377,268 #Amorepacific Group...................................... 480 206,903 Asia Cement Co., Ltd.................................... 721 37,967 #*Asia Pacific Systems, Inc............................... 3,786 23,268 *Asiana Airlines, Inc.................................... 16,080 92,783 *AtlasBX Co., Ltd........................................ 1,668 51,724 *AUK Corp................................................ 5,660 11,020 #*Basic House Co., Ltd. (The)............................. 4,590 49,426 Binggrae Co., Ltd....................................... 955 103,800 #*Brain Technology Industries Co., Ltd.................... 15,590 40,490 BS Financial Group, Inc................................. 38,910 440,412 *Byucksan Corp........................................... 2,510 4,766 Capro Corp.............................................. 6,800 80,455 Cheil Industrial, Inc................................... 7,088 606,774 *Cheil Worldwide, Inc.................................... 12,760 245,770 *Chin Hung International, Inc............................ 44,637 26,445 China Ocean Resources Co., Ltd.......................... 9,730 34,378 Chosun Refractories Co., Ltd............................ 53 3,076 CJ CGV Co., Ltd......................................... 2,390 74,015 #CJ Cheiljedang Corp..................................... 1,554 487,628 *CJ E&M Corp............................................. 4,845 130,282 *CJ Korea Express Co., Ltd............................... 1,736 180,650 *CNK International Co., Ltd.............................. 4,657 24,524 917 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- SOUTH KOREA -- (Continued) Cosmax, Inc................................................. 1,960 $ 87,418 #*Cosmochemical Co., Ltd...................................... 2,170 19,077 Crown Confectionery Co., Ltd................................ 118 20,658 *CrucialTec Co., Ltd......................................... 5,184 40,103 Dae Han Flour Mills Co., Ltd................................ 285 32,663 Dae Won Kang Up Co., Ltd.................................... 6,670 46,455 *Daechang Co., Ltd........................................... 19,890 22,783 Daeduck Electronics Co., Ltd................................ 6,050 51,129 Daeduck GDS Co., Ltd........................................ 6,910 75,332 Daegu Department Store Co., Ltd............................. 1,950 24,319 Daehan Steel Co., Ltd....................................... 5,070 42,199 Daelim Industrial Co., Ltd.................................. 6,534 454,108 Daesang Corp................................................ 4,680 113,453 *Daesung Industrial Co., Ltd................................. 634 10,504 *Daewoo Engineering & Construction Co., Ltd.................. 19,520 165,959 Daewoo Securities Co., Ltd.................................. 36,821 370,775 Daewoo Shipbuilding & Marine Engineering Co., Ltd........... 20,781 445,011 Daishin Securities Co., Ltd................................. 13,460 107,209 Daou Technology, Inc........................................ 8,200 116,434 *Dasan Networks, Inc......................................... 3,142 14,088 *Daum Communications Corp.................................... 1,419 121,847 DGB Financial Group, Inc.................................... 36,350 459,327 *Digitech Systems Co., Ltd................................... 3,126 33,307 *Dong Yang Gang Chul Co., Ltd................................ 5,950 12,025 Dongaone Co., Ltd........................................... 8,260 23,259 Dongbang Transport Logistics Co., Ltd....................... 6,840 24,807 *Dongbu HiTek Co., Ltd....................................... 7,420 46,017 Dongbu Insurance Co., Ltd................................... 6,893 312,348 Dongbu Securities Co., Ltd.................................. 4,330 13,497 *Dongbu Steel Co., Ltd....................................... 6,874 22,840 Dong-Il Corp................................................ 87 3,447 *Dongjin Semichem Co., Ltd................................... 7,060 28,342 #Dongkuk Steel Mill Co., Ltd................................. 8,580 109,994 *Dongkuk Structure & Construction Co., Ltd................... 3,112 6,316 *Dongsung Holdings Co., Ltd.................................. 3,940 21,581 Dongwon F&B Co., Ltd........................................ 191 12,341 Dongwon Industries Co., Ltd................................. 198 51,719 Dongyang Mechatronics Corp.................................. 7,130 60,022 Doosan Corp................................................. 1,299 149,971 *Doosan Engineering & Construction Co., Ltd.................. 8,920 19,223 Doosan Heavy Industries & Construction Co., Ltd............. 9,235 395,072 #*Doosan Infracore Co., Ltd................................... 19,100 281,453 *Dragonfly GF Co., Ltd....................................... 2,130 31,938 *Duksan Hi-Metal Co., Ltd.................................... 2,788 52,101 *DuzonBIzon Co., Ltd......................................... 4,340 43,749 E1 Corp..................................................... 559 31,818 *ELK Corp.................................................... 1,625 35,401 E-Mart Co., Ltd............................................. 3,905 846,417 *Eugene Corp................................................. 9,790 27,754 *Eugene Investment & Securities Co., Ltd..................... 8,900 20,396 *Eugene Technology Co., Ltd.................................. 2,107 26,427 Fila Korea, Ltd............................................. 1,678 94,613 #*Foosung Co., Ltd............................................ 8,920 41,852 Fursys, Inc................................................. 1,797 44,775 *Gamevil, Inc................................................ 312 32,549 GIIR, Inc................................................... 2,100 13,177 Global & Yuasa Battery Co., Ltd............................. 1,000 42,405 GS Engineering & Construction Corp.......................... 8,378 470,820 GS Global Corp.............................................. 2,500 31,597 GS Holdings Corp............................................ 11,819 742,359 Gwangju Shinsegae Co., Ltd.................................. 188 40,668 918 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- SOUTH KOREA -- (Continued) Halla Climate Control Corp................................ 5,430 $ 101,280 Halla Engineering & Construction Corp..................... 4,540 35,632 Han Kuk Carbon Co., Ltd................................... 4,820 31,233 Hana Financial Group, Inc................................. 45,640 1,327,718 Handsome Co., Ltd......................................... 3,700 93,823 Hanil Cement Co., Ltd..................................... 915 37,058 *Hanil E-Wha Co., Ltd...................................... 4,960 32,067 #*Hanjin Heavy Industries & Construction Co., Ltd........... 6,898 74,509 Hanjin Heavy Industries & Construction Holdings Co., Ltd.. 3,084 19,693 *Hanjin Shipping Co., Ltd.................................. 21,940 244,133 *Hanjin Shipping Holdings Co., Ltd......................... 3,216 16,306 Hanjin Transportation Co., Ltd............................ 2,540 53,671 Hankook Shell Oil Co., Ltd................................ 168 37,897 *Hankook Tire Co., Ltd..................................... 8,969 378,300 Hankook Tire Worldwide Co., Ltd........................... 2,050 26,459 Hankuk Glass Industries, Inc.............................. 1,820 39,014 Hankuk Paper Manufacturing Co., Ltd....................... 590 10,956 Hansol Chemical Co., Ltd.................................. 2,570 56,036 #Hansol CSN Co., Ltd....................................... 18,940 49,958 Hansol Paper Co., Ltd..................................... 11,550 96,978 #*Hansol Technics Co., Ltd.................................. 1,732 22,223 Hanssem Co., Ltd.......................................... 2,170 36,544 Hanwha Chemical Corp...................................... 21,496 356,483 Hanwha Corp............................................... 10,584 301,912 *Hanwha General Insurance Co., Ltd......................... 2,480 16,823 Hanwha Investment & Securities Co., Ltd................... 11,644 41,792 Hanwha Life Insurance Co., Ltd............................ 41,510 292,566 Hanyang Securities Co., Ltd............................... 1,030 6,452 HMC Investment Securities Co., Ltd........................ 3,823 45,139 Honam Petrochemical Corp.................................. 1,975 403,598 Hotel Shilla Co., Ltd..................................... 4,790 202,024 Huchems Fine Chemical Corp................................ 3,494 75,779 Husteel Co., Ltd.......................................... 1,240 31,154 Hwacheon Machine Tool Co., Ltd............................ 240 9,310 *Hwashin Co., Ltd.......................................... 4,870 38,987 Hyosung Corp.............................................. 5,507 303,298 *Hyundai BNG Steel Co., Ltd................................ 2,940 26,545 Hyundai Corp.............................................. 3,870 68,804 Hyundai Department Store Co., Ltd......................... 2,873 356,475 Hyundai Development Co.................................... 15,122 271,438 Hyundai Elevator Co., Ltd................................. 1,117 84,470 Hyundai Engineering & Construction Co., Ltd............... 10,351 622,754 Hyundai Engineering Plastics Co., Ltd..................... 3,250 14,956 Hyundai Glovis Co., Ltd................................... 863 179,467 #Hyundai Greenfood Co., Ltd................................ 10,800 179,148 *Hyundai Heavy Industries Co., Ltd......................... 4,841 1,014,485 Hyundai Home Shopping Network Corp........................ 1,045 124,034 Hyundai Hysco Co., Ltd.................................... 4,180 166,895 Hyundai Marine & Fire Insurance Co., Ltd.................. 9,970 321,766 *Hyundai Merchant Marine Co., Ltd.......................... 5,062 121,807 Hyundai Mobis............................................. 5,194 1,320,030 Hyundai Securities Co., Ltd............................... 29,642 227,289 #Hyundai Steel Co.......................................... 10,800 776,002 *Hyunjin Materials Co., Ltd................................ 3,137 19,216 Iljin Display Co., Ltd.................................... 3,030 59,644 Iljin Electric Co., Ltd................................... 5,910 24,903 Ilshin Spinning Co., Ltd.................................. 221 16,036 #iMarketKorea, Inc......................................... 2,300 54,541 Industrial Bank of Korea, Ltd............................. 35,670 392,121 *Infraware, Inc............................................ 5,651 51,799 *InnoWireless, Inc......................................... 1,034 19,713 919 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- SOUTH KOREA -- (Continued) *Interflex Co., Ltd........................................ 1,088 $ 61,972 #*Interpark Corp............................................ 10,479 80,073 INTOPS Co., Ltd........................................... 774 17,332 IS Dongseo Co., Ltd....................................... 2,725 27,086 ISU Chemical Co., Ltd..................................... 2,540 49,257 IsuPetasys Co., Ltd....................................... 6,490 25,806 Jahwa Electronics Co., Ltd................................ 3,470 46,223 #*JCEntertainment Corp...................................... 1,638 35,145 Jeonbuk Bank, Ltd......................................... 15,153 57,670 *Jinsung T.E.C............................................. 1,807 15,938 KB Financial Group, Inc................................... 2,980 101,337 KB Financial Group, Inc. ADR.............................. 41,637 1,417,740 KC Tech Co., Ltd.......................................... 13,940 48,278 KCC Corp.................................................. 1,004 281,575 *KEC Corp.................................................. 16,880 8,376 KEPCO Engineering & Construction Co., Inc................. 835 49,120 *KEPCO Plant Service & Engineering Co., Ltd................ 1,260 69,205 *KH Vatec Co., Ltd......................................... 3,521 36,943 KISCO Corp................................................ 1,168 31,530 KISCO Holdings Co., Ltd................................... 41 1,404 KISWIRE, Ltd.............................................. 2,896 84,026 Kiwoom Securities Co., Ltd................................ 2,199 111,202 #*Kolao Holdings............................................ 2,840 50,766 Kolon Corp................................................ 1,240 19,547 Kolon Global Corp......................................... 5,700 16,407 Kolon Industries, Inc..................................... 4,342 221,013 *Kona@I Co., Ltd........................................... 2,745 43,780 #*Korea Circuit Co., Ltd.................................... 2,200 38,301 *Korea Electric Power Corp................................. 14,660 380,251 *Korea Electric Power Corp. Sponsored ADR.................. 10,440 134,572 Korea Electric Terminal Co., Ltd.......................... 1,640 39,073 *Korea Exchange Bank....................................... 62,170 430,905 Korea Gas Corp............................................ 4,095 287,318 Korea Investment Holdings Co., Ltd........................ 10,400 355,514 *Korea Kolmar Co., Ltd..................................... 2,301 61,186 #Korea Kolmar Holdings Co., Ltd............................ 1,107 10,355 Korea Petrochemical Industrial Co., Ltd................... 666 30,400 *Korea Real Estate Investment Trust Co..................... 24,796 32,226 *Korea Reinsurance Co., Ltd................................ 16,171 158,468 Korea Zinc Co., Ltd....................................... 747 306,004 *Korean Air Co., Ltd....................................... 5,908 264,903 *Kortek Corp............................................... 2,014 23,447 KP Chemical Corp.......................................... 9,970 98,684 KPX Chemical Co., Ltd..................................... 618 28,456 KT Corp................................................... 2,060 69,930 KT Corp. Sponsored ADR.................................... 2,100 35,595 *KTB Investment & Securities Co., Ltd...................... 13,480 25,504 Kukdo Chemical Co., Ltd................................... 1,317 51,526 Kumho Electric Co., Ltd................................... 520 13,091 *Kumho Industrial Co., Ltd................................. 5,320 10,605 Kumho Petro chemical Co., Ltd............................. 1,689 165,709 *Kumho Tire Co., Inc....................................... 8,089 96,980 #*Kwang Myung Electric Engineering Co., Ltd................. 10,100 22,123 Kyobo Securities Co., Ltd................................. 3,800 16,063 Kyungdong City Gas Co., Ltd............................... 326 22,128 LG Chemical, Ltd.......................................... 2,618 734,401 *LG Display Co., Ltd....................................... 12,180 361,472 *LG Display Co., Ltd. ADR.................................. 69,145 1,026,112 LG Fashion Corp........................................... 4,114 114,666 LG Hausys, Ltd............................................ 1,416 101,746 LG Household & Healthcare Co., Ltd........................ 647 379,979 920 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------ ---------- SOUTH KOREA -- (Continued) *LG Innotek Co., Ltd....................................... 2,275 $ 156,871 #LG International Corp..................................... 6,541 237,271 LG Uplus Corp............................................. 48,360 308,839 LIG Insurance Co., Ltd.................................... 9,310 236,778 Lotte Confectionary Co., Ltd.............................. 178 256,293 Lotte Midopa Co., Ltd..................................... 3,310 38,037 *Lotte Non-Life Insurance Co., Ltd......................... 1,900 6,954 Lotte Samkang Co., Ltd.................................... 142 95,115 #Lotte Shopping Co., Ltd................................... 1,983 613,107 LS Corp................................................... 3,565 291,108 *Lumens Co., Ltd........................................... 10,144 67,355 Macquarie Korea Infrastructure Fund....................... 64,432 395,853 *Maeil Dairy Industry Co., Ltd............................. 1,658 48,985 *Mando Corp................................................ 1,846 243,148 *MegaStudy Co., Ltd........................................ 1,065 66,067 *Melfas, Inc............................................... 1,728 33,244 *Meritz Finance Group, Inc................................. 7,690 25,529 Meritz Fire Marine Insurance Co., Ltd..................... 12,331 167,179 Meritz Securities Co., Ltd................................ 56,485 67,584 Mirae Asset Securities Co., Ltd........................... 6,075 164,577 *MNTech Co., Ltd........................................... 4,699 50,574 *Modetour Network, Inc..................................... 2,902 81,704 Moorim P&P Co., Ltd....................................... 4,440 14,486 Motonic Corp.............................................. 2,770 31,324 Namhae Chemical Corp...................................... 4,250 38,502 NCsoft Corp............................................... 1,872 358,879 *Neowiz Games Corp......................................... 1,254 28,330 #*NEPES Corp................................................ 3,419 43,518 Nexen Corp................................................ 1,633 126,021 Nexen Tire Corp........................................... 3,620 56,407 NH Investment & Securities Co., Ltd....................... 4,420 20,434 NHN Corp.................................................. 3,062 708,272 NK Co., Ltd............................................... 2,980 10,366 Nong Shim Holdings Co., Ltd............................... 248 14,090 NongShim Co., Ltd......................................... 749 176,915 #OCI Co., Ltd.............................................. 2,957 416,741 *OCI Materials Co., Ltd.................................... 1,176 34,845 *Osstem Implant Co., Ltd................................... 3,092 89,565 #*Osung LST Co., Ltd........................................ 5,389 16,728 Ottogi Corp............................................... 251 54,521 *Partron Co, Ltd........................................... 2,487 37,912 *Pharmicell Co., Ltd....................................... 396 2,114 Poongsan Corp............................................. 5,340 155,489 Poongsan Holdings Corp.................................... 510 10,869 Pusan City Gas Co., Ltd................................... 1,850 37,322 *Pyeong Hwa Automotive Co., Ltd............................ 1,345 19,776 S&T Dynamics Co., Ltd..................................... 1,690 16,901 S&T Holdings Co., Ltd..................................... 1,330 11,453 S&T Motiv Co., Ltd........................................ 1,270 22,061 *S1 Corp................................................... 2,301 138,699 Sajo Industries Co., Ltd.................................. 435 22,466 Sam Young Electronics Co., Ltd............................ 1,500 11,985 Sam Yung Trading Co., Ltd................................. 3,790 36,878 Samchully Co., Ltd........................................ 519 46,343 Samick Musical Instruments Co., Ltd....................... 9,290 13,368 Samick THK Co., Ltd....................................... 4,280 23,224 SamkwangGlass Co., Ltd.................................... 501 31,361 Samsung C&T Corp.......................................... 23,724 1,288,619 Samsung Card Co., Ltd..................................... 2,913 112,537 Samsung Electro-Mechanics Co., Ltd........................ 9,099 778,170 Samsung Electronics Co., Ltd.............................. 7,763 9,315,892 921 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------ -------- SOUTH KOREA -- (Continued) Samsung Electronics Co., Ltd. GDR........................... 1,342 $813,251 Samsung Engineering Co., Ltd................................ 2,222 290,044 #Samsung Fine Chemicals Co., Ltd............................. 3,501 223,297 Samsung Fire & Marine Insurance, Ltd........................ 4,074 889,375 Samsung Heavy Industries Co., Ltd........................... 18,790 573,444 Samsung Life Insurance Co., Ltd............................. 6,954 598,895 Samsung SDI Co., Ltd........................................ 6,711 841,302 Samsung Securities Co., Ltd................................. 12,018 537,637 #Samyang Foods Co., Ltd...................................... 1,700 44,188 Samyang Holdings Corp....................................... 1,286 84,312 *Samyoung Chemical Co., Ltd.................................. 6,670 20,440 SBS Media Holdings Co., Ltd................................. 5,930 35,892 Seah Besteel Corp........................................... 3,498 81,708 SeAH Holdings Corp.......................................... 247 21,273 SeAH Steel Corp............................................. 610 52,594 Sebang Co., Ltd............................................. 3,040 49,621 Sejong Industrial Co., Ltd.................................. 3,320 37,906 Seoul City Gas Co., Ltd..................................... 20 1,193 *Sewon Cellontech Co., Ltd................................... 9,450 26,543 Shinhan Financial Group Co., Ltd............................ 28,600 981,622 Shinhan Financial Group Co., Ltd. ADR....................... 23,284 796,778 *Shinsegae Co., Ltd.......................................... 1,859 332,187 *Shinsung Solar Energy Co., Ltd.............................. 4,280 6,978 Shinyoung Securities Co., Ltd............................... 430 11,938 *Silicon Works Co., Ltd...................................... 1,938 49,582 Silla Co., Ltd.............................................. 3,715 82,620 *Simm Tech Co., Ltd.......................................... 3,156 31,199 *SK Broadband Co., Ltd....................................... 35,900 131,293 SK C&C Co., Ltd............................................. 2,433 213,290 #SK Chemicals Co., Ltd....................................... 3,053 188,173 *SK Communications Co., Ltd.................................. 4,426 36,216 SK Gas Co., Ltd............................................. 1,028 74,441 SK Holdings Co., Ltd........................................ 5,412 753,281 *SK Hynix, Inc............................................... 40,450 920,836 SK Innovation Co., Ltd...................................... 6,700 984,810 SK Networks Co., Ltd........................................ 27,050 236,613 SK Securities Co., Ltd...................................... 86,150 91,514 SK Telecom Co., Ltd......................................... 1,215 171,626 SK Telecom Co., Ltd. ADR.................................... 6,201 96,922 SKC Co., Ltd................................................ 4,448 181,866 SL Corp..................................................... 3,000 34,762 *S-MAC Co., Ltd.............................................. 2,580 36,024 S-Oil Corp.................................................. 3,579 327,269 *Songwon Industrial Co., Ltd................................. 1,560 15,438 *Ssangbangwool & Trygroup.................................... 23,330 25,555 *Ssangyong Cement Industrial Co., Ltd........................ 2,660 13,480 #STX Corp.................................................... 8,376 61,323 #STX Engine Co., Ltd......................................... 5,190 38,007 #STX Offshore & Shipbuilding Co., Ltd........................ 15,897 114,981 #STX Pan Ocean Co., Ltd...................................... 24,820 78,393 *Sung Jin Geotec Co., Ltd.................................... 2,600 25,236 Sungchang Enterprise Holdings, Ltd.......................... 1,980 43,404 #*Suprema, Inc................................................ 2,939 50,342 *Synopex, Inc................................................ 4,995 11,951 TaeKwang Industrial Co., Ltd................................ 92 85,487 #*Taewoong Co., Ltd........................................... 3,162 51,257 Taeyoung Engineering & Construction Co., Ltd................ 5,760 28,952 *Taihan Electric Wire Co., Ltd............................... 28,623 42,386 #*Tera Resource Co., Ltd...................................... 52,415 60,577 *Tongyang Life Insurance..................................... 12,330 133,292 TS Corp..................................................... 730 17,706 922 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- SOUTH KOREA -- (Continued) *Uju Electronics Co., Ltd................................ 332 $ 7,697 Unid Co., Ltd........................................... 817 27,385 *Unison Co., Ltd......................................... 4,587 32,584 *Visang Education, Inc................................... 717 8,546 #*Will-Bes & Co., Ltd. (The).............................. 17,650 47,179 #*Woongjin Chemical Co., Inc.............................. 52,090 27,694 Woongjin Coway Co., Ltd................................. 5,580 203,302 #*Woongjin Energy Co., Ltd................................ 14,020 24,071 *Woongjin Holdings Co., Ltd.............................. 1,847 2,888 *Woongjin Thinkbig Co., Ltd.............................. 6,512 38,043 *Wooree ETI Co., Ltd..................................... 7,385 32,885 Woori Finance Holdings Co., Ltd......................... 62,000 585,290 Woori Finance Holdings Co., Ltd. ADR.................... 2,808 79,270 Woori Financial Co., Ltd................................ 3,307 49,847 Woori Investment & Securities Co., Ltd.................. 33,228 320,786 *WooSung Feed Co., Ltd................................... 11,550 55,213 *Yedang Company Co., Ltd................................. 11,628 22,889 YESCO Co., Ltd.......................................... 330 9,090 Youlchon Chemical Co., Ltd.............................. 3,560 28,097 Young Poong Corp........................................ 148 136,685 *Young Poong Precision Corp.............................. 2,175 23,928 Youngone Corp........................................... 2,874 89,157 #Youngone Holdings Co., Ltd.............................. 1,427 79,363 ----------- TOTAL SOUTH KOREA.......................................... 63,876,394 ----------- TAIWAN -- (12.6%) *A.G.V. Products Corp.................................... 232,914 71,647 Ability Enterprise Co., Ltd............................. 116,892 105,137 AcBel Polytech, Inc..................................... 75,685 49,149 Accton Technology Corp.................................. 135,858 67,346 #*Acer, Inc............................................... 583,270 450,254 ACHEM Technology Corp................................... 58,900 26,000 Acme Electronics Corp................................... 32,000 36,144 Acter Co., Ltd.......................................... 6,000 21,365 *Action Electronics Co., Ltd............................. 45,408 10,779 Actron Technology Corp.................................. 13,000 28,956 *A-DATA Technology Co., Ltd.............................. 62,000 60,739 Adlink Technology, Inc.................................. 23,805 24,228 Advanced Ceramic X Corp................................. 12,000 32,653 *Advanced International Multitech Co., Ltd............... 27,000 35,366 Advanced Semiconductor Engineering, Inc................. 250,774 189,241 Advanced Semiconductor Engineering, Inc. ADR............ 114,000 433,200 Advancetek Enterprise Co., Ltd.......................... 29,580 24,090 Advantech Co., Ltd...................................... 31,345 108,300 Alcor Micro Corp........................................ 17,000 18,432 ALI Corp................................................ 63,000 68,263 Alpha Networks, Inc..................................... 62,000 39,444 Altek Corp.............................................. 69,182 33,940 Ambassador Hotel (The).................................. 63,000 64,953 Ampoc Far-East Co., Ltd................................. 31,000 26,130 AmTRAN Technology Co., Ltd.............................. 186,907 157,877 Anpec Electronics Corp.................................. 47,000 28,046 APCB, Inc............................................... 13,000 8,291 Apex Biotechnology Corp................................. 19,477 48,508 Apex Medical Corp....................................... 21,000 21,597 *Ardentec Corp........................................... 86,000 53,400 Arima Communications Corp............................... 106,087 40,598 Asia Cement Corp........................................ 322,813 402,031 *Asia Optical Co., Inc................................... 45,000 40,962 Asia Polymer Corp....................................... 82,200 65,695 Asia Vital Components Co., Ltd.......................... 39,278 17,989 923 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) Asrock, Inc............................................ 8,000 $ 27,639 Asustek Computer, Inc.................................. 50,996 545,577 Aten International Co., Ltd............................ 18,000 26,749 *AU Optronics Corp...................................... 469,000 177,549 *AU Optronics Corp. Sponsored ADR....................... 93,986 355,267 Audix Corp............................................. 23,000 18,603 Aurora Corp............................................ 19,693 29,578 Aurora Systems Corp.................................... 10,000 8,638 AV Tech Corp........................................... 10,000 30,281 Avermedia Technologies, Inc............................ 55,690 25,797 Avision, Inc........................................... 64,693 16,924 *AVY Precision Technology, Inc.......................... 10,000 17,074 Awea Mechantronic Co., Ltd............................. 12,600 12,648 *Bank of Kaohsiung...................................... 129,376 37,150 Basso Industry Corp., Ltd.............................. 12,000 6,775 BES Engineering Corp................................... 354,000 86,421 Biostar Microtech International Corp................... 20,000 6,698 Bright Led Electronics Corp............................ 23,100 9,396 C Sun Manufacturing, Ltd............................... 29,000 18,497 *Cameo Communications, Inc.............................. 56,180 12,491 Capella Microsystems Taiwan, Inc....................... 9,000 56,477 Capital Securities Corp................................ 492,731 163,627 Career Technology (MFG.) Co., Ltd...................... 50,000 64,746 *Carnival Industrial Corp............................... 65,000 20,486 Catcher Technology Co., Ltd............................ 67,509 293,010 Cathay Financial Holdings Co., Ltd..................... 811,856 814,032 Cathay Real Estate Development Co., Ltd................ 218,000 100,299 ChainQui Construction Development Co., Ltd............. 22,000 13,062 Chang Hwa Commercial Bank.............................. 842,552 424,704 Chang Wah Electromaterials, Inc........................ 9,539 27,660 Charoen Pokphand Enterprises Co., Ltd.................. 72,000 33,994 *Chaun-Choung Technology Corp........................... 5,000 7,008 CHC Resources Corp..................................... 12,618 20,025 Cheng Loong Corp....................................... 252,480 101,077 Cheng Shin Rubber Industry Co., Ltd.................... 124,529 313,380 Cheng Uei Precision Industry Co., Ltd.................. 91,159 201,610 *Chenming Mold Industrial Corp.......................... 4,000 3,666 Chia Hsin Cement Corp.................................. 127,629 57,413 Chicony Electronics Co., Ltd........................... 74,328 162,940 Chien Kuo Construction Co., Ltd........................ 68,675 30,539 #*Chimei Innolux Corp.................................... 1,318,882 491,200 *China Airlines, Ltd.................................... 601,062 234,365 *China Development Financial Holding Corp............... 2,251,087 502,407 China Electric Manufacturing Corp...................... 70,000 40,813 *China General Plastics Corp............................ 69,000 30,432 China Glaze Co., Ltd................................... 25,000 10,935 *China Life Insurance Co., Ltd.......................... 279,251 217,449 *China ManMade Fibers Corp.............................. 267,000 89,818 China Metal Products Co., Ltd.......................... 71,694 65,235 China Motor Corp....................................... 134,035 120,119 China Petrochemical Development Corp................... 343,908 238,770 China Steel Chemical Corp.............................. 21,227 92,286 #China Steel Corp....................................... 1,322,210 1,135,350 China Steel Structure Co., Ltd......................... 36,000 35,359 China Synthetic Rubber Corp............................ 119,735 128,017 *China Wire & Cable Co., Ltd............................ 27,000 9,279 Chinatrust Financial Holdings Co., Ltd................. 1,701,702 936,697 Chinese Maritime Transport, Ltd........................ 28,000 32,179 Chin-Poon Industrial Co., Ltd.......................... 98,113 106,522 Chipbond Technology Corp............................... 104,000 176,034 Chong Hong Construction Co............................. 30,888 70,627 924 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- TAIWAN -- (Continued) Chroma Ate, Inc............................................ 46,466 $ 88,344 *Chun Yu Works & Co., Ltd................................... 23,000 7,944 Chun Yuan Steel Industrial Co., Ltd........................ 93,999 35,535 *Chung Hung Steel Corp...................................... 244,889 61,756 *Chung Hwa Pulp Corp........................................ 156,680 47,594 Chung-Hsin Electric & Machinery Manufacturing Corp......... 99,000 51,989 Chunghwa Telecom Co., Ltd.................................. 31,800 99,499 #Chunghwa Telecom Co., Ltd. ADR............................. 28,250 878,010 Clevo Co., Ltd............................................. 63,735 83,236 *CMC Magnetics Corp......................................... 671,000 100,029 Collins Co., Ltd........................................... 47,770 18,378 #*Compal Communications, Inc................................. 71,000 63,233 Compal Electronics, Inc.................................... 806,086 507,042 Compeq Manufacturing Co., Ltd.............................. 254,000 93,716 Continental Holdings Corp.................................. 125,000 44,910 *Coretronic Corp............................................ 158,000 114,418 *Cosmos Bank Taiwan......................................... 57,000 13,632 Coxon Precise Industrial Co., Ltd.......................... 19,000 35,991 CSBC Corp. Taiwan.......................................... 94,440 54,939 CTCI Corp.................................................. 67,555 134,241 CviLux Corp................................................ 11,329 15,920 Cyberlink Corp............................................. 15,034 54,253 Cybertan Technology, Inc................................... 52,576 36,662 Da Cin Construction Co., Ltd............................... 41,000 26,578 Dah Fung CATV Co., Ltd..................................... 3,300 6,112 Darfon Electronics Corp.................................... 54,000 30,648 Delpha Construction Co., Ltd............................... 60,639 18,238 Delta Electronics, Inc..................................... 100,521 342,887 Depo Auto Parts Industrial Co., Ltd........................ 24,000 50,070 DFI, Inc................................................... 46,460 35,054 *Dimerco Express Corp....................................... 34,000 21,423 D-Link Corp................................................ 147,329 82,653 Dynamic Electronics Co., Ltd............................... 57,006 17,875 *Dynapack International Technology Corp..................... 24,000 87,056 #E Ink Holdings, Inc........................................ 142,000 114,221 E.Sun Financial Holding Co., Ltd........................... 958,460 479,641 *Eastern Media International Corp........................... 263,750 34,717 Eclat Textile Co., Ltd..................................... 22,980 67,906 Elan Microelectronics Corp................................. 46,370 71,635 E-LIFE MALL Corp., Ltd..................................... 13,000 29,004 Elite Advanced Laser Corp.................................. 22,000 24,584 Elite Material Co., Ltd.................................... 73,909 73,026 #Elite Semiconductor Memory Technology, Inc................. 56,000 37,128 Elitegroup Computer Systems Co., Ltd....................... 198,782 53,777 eMemory Technology, Inc.................................... 23,000 43,654 ENG Electric Co., Ltd...................................... 26,000 21,271 EnTie Commercial Bank...................................... 189,500 91,403 *Episil Technologies, Inc................................... 116,000 29,774 Epistar Corp............................................... 166,433 264,389 Eternal Chemical Co., Ltd.................................. 141,721 110,235 *E-Ton Solar Tech Co., Ltd.................................. 56,000 17,061 *Etron Technology Inc....................................... 53,000 12,162 *Eva Airways Corp........................................... 301,533 174,790 *Everest Textile Co., Ltd................................... 83,000 21,388 Evergreen International Storage & Transport Corp........... 136,000 83,891 *Evergreen Marine Corp., Ltd................................ 422,799 217,608 Everlight Chemical Industrial Corp......................... 101,430 61,366 Everlight Electronics Co., Ltd............................. 91,149 94,989 Excelsior Medical Co., Ltd................................. 19,800 36,141 Far Eastern Department Stores Co., Ltd..................... 160,108 150,493 Far Eastern International Bank............................. 341,957 125,791 925 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- TAIWAN -- (Continued) #Far Eastern New Century Corp............................. 474,275 $490,330 Far EasTone Telecommunications Co., Ltd.................. 95,000 219,293 Faraday Technology Corp.................................. 71,738 87,759 Farglory Land Development Co., Ltd....................... 82,000 137,982 Federal Corp............................................. 106,477 68,685 Feng Hsin Iron & Steel Co., Ltd.......................... 77,550 122,576 Feng Tay Enterprise Co., Ltd............................. 63,038 70,740 *Firich Enterprises Co., Ltd.............................. 31,270 36,063 First Financial Holding Co., Ltd......................... 1,225,303 695,161 First Hotel.............................................. 59,360 38,374 First Insurance Co., Ltd................................. 93,606 47,190 First Steamship Co., Ltd................................. 44,000 33,934 FLEXium Interconnect, Inc................................ 21,377 86,914 Flytech Technology Co., Ltd.............................. 12,704 26,335 Forhouse Corp............................................ 81,000 39,449 Formosa Advanced Technologies Co., Ltd................... 28,000 14,843 Formosa Chemicals & Fiber Co., Ltd....................... 240,610 569,391 *Formosa Epitaxy, Inc..................................... 88,000 57,720 Formosa International Hotels Corp........................ 5,286 56,466 #Formosa Petrochemical Corp............................... 65,000 188,938 Formosa Plastics Corp.................................... 302,360 823,066 Formosa Taffeta Co., Ltd................................. 175,000 154,138 Formosan Rubber Group, Inc............................... 113,000 76,389 Formosan Union Chemical Corp............................. 68,266 38,122 Founding Construction & Development Co., Ltd............. 57,149 34,773 Foxconn Technology Co., Ltd.............................. 79,840 276,859 *Froch Enterprise Co., Ltd................................ 2,000 676 FSP Technology, Inc...................................... 29,349 25,898 Fubon Financial Holding Co., Ltd......................... 647,896 663,791 Fullerton Technology Co., Ltd............................ 15,000 11,930 *Fulltech Fiber Glass Corp................................ 58,000 25,459 Fwusow Industry Co., Ltd................................. 30,282 15,644 G Shank Enterprise Co., Ltd.............................. 24,000 13,503 Gamania Digital Entertainment Co., Ltd................... 43,000 36,603 Gemtek Technology Corp................................... 60,574 59,653 *Genesis Photonics, Inc................................... 40,267 27,457 Genius Electronic Optical Co., Ltd....................... 5,000 33,471 GeoVision, Inc........................................... 7,928 29,811 Getac Technology Corp.................................... 98,000 44,220 Giant Manufacturing Co., Ltd............................. 33,287 171,934 *Giantplus Technology Co., Ltd............................ 59,000 16,816 Gigabyte Technology Co., Ltd............................. 144,000 118,681 Gigastorage Corp......................................... 75,213 39,558 *Gintech Energy Corp...................................... 74,703 53,621 Global Brands Manufacture, Ltd........................... 31,666 10,790 Global Mixed Mode Technology, Inc........................ 15,000 48,288 Global Unichip Corp...................................... 19,000 60,207 Globe Union Industrial Corp.............................. 53,552 23,179 Gloria Material Technology Corp.......................... 100,000 78,597 *Gold Circuit Electronics, Ltd............................ 102,263 19,340 Goldsun Development & Construction Co., Ltd.............. 296,730 104,515 Good Will Instrument Co., Ltd............................ 5,512 3,312 Grand Pacific Petrochemical Corp......................... 213,000 109,602 Grape King, Inc.......................................... 26,000 59,979 Great China Metal Industry Co., Ltd...................... 25,000 27,405 Great Taipei Gas Co., Ltd................................ 78,000 50,849 Great Wall Enterprise Co., Ltd........................... 79,834 68,262 *Green Energy Technology, Inc............................. 90,537 43,334 *G-Tech Optoelectronics Corp.............................. 23,000 55,728 *GTM Corp................................................. 39,000 17,533 Hannstar Board Corp...................................... 48,681 22,795 926 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ---------- TAIWAN -- (Continued) *HannStar Display Corp.................................... 551,500 $ 43,501 *HannsTouch Solution, Inc................................. 161,061 44,828 Harvatek Corp............................................ 44,230 16,632 Highwealth Construction Corp............................. 75,462 109,916 Hiti Digital, Inc........................................ 7,559 3,117 Hitron Technologies, Inc................................. 78,000 38,398 #Hiwin Technologies Corp.................................. 18,291 117,468 *Ho Tung Holding Corp..................................... 133,502 66,243 Hocheng Corp............................................. 38,300 11,504 Holiday Entertainment Co., Ltd........................... 25,000 34,542 Holtek Semiconductor, Inc................................ 41,000 40,529 Holy Stone Enterprise Co., Ltd........................... 60,000 48,440 Hon Hai Precision Industry Co., Ltd...................... 703,142 2,131,953 Hon Hai Precision Industry Co., Ltd. GDR................. 59,043 358,096 Hong Tai Electric Industrial Co., Ltd.................... 9,000 2,910 *Horizon Securities Co., Ltd.............................. 23,000 5,195 *Hota Industrial Manufacturing Co., Ltd................... 26,000 15,500 Hotai Motor Co., Ltd..................................... 18,000 128,020 Howarm Construction Co., Ltd............................. 22,000 16,557 Hsin Kuang Steel Co., Ltd................................ 44,788 25,659 #HTC Corp................................................. 83,660 603,705 Hu Lane Associate, Inc................................... 11,000 17,434 *Hua Eng Wire & Cable Co., Ltd............................ 157,000 57,191 Hua Nan Financial Holding Co., Ltd....................... 874,209 458,879 Huaku Development Co., Ltd............................... 43,465 88,420 Huang Hsiang Construction Co............................. 25,000 59,002 Hung Poo Real Estate Development Corp.................... 56,609 52,130 Hung Sheng Construction Co., Ltd......................... 153,000 82,688 Ibase Technology, Inc.................................... 12,000 14,150 *Ichia Technologies, Inc.................................. 85,897 33,180 *I-Chiun Precision Industry Co., Ltd...................... 53,000 31,701 *ICP Electronics, Inc..................................... 33,800 42,009 ILI Technology Corp...................................... 15,000 45,932 *Infortrend Technology, Inc............................... 46,798 24,473 #*Inotera Memories, Inc.................................... 481,000 65,227 *Integrated Memory Logic, Ltd............................. 9,895 32,652 *International Games System Co., Ltd...................... 12,000 42,930 Inventec Corp............................................ 522,181 178,417 I-Sheng Electric Wire & Cable Co., Ltd................... 19,000 25,658 *ITE Technology, Inc...................................... 59,000 42,051 ITEQ Corp................................................ 49,299 51,503 *J Touch Corp............................................. 48,000 31,855 Jentech Precision Industrial Co., Ltd.................... 18,000 36,422 *Jess-Link Products Co., Ltd.............................. 35,500 27,892 *Jih Sun Financial Holdings Co., Ltd...................... 96,000 25,017 Johnson Health Tech Co., Ltd............................. 17,085 41,453 *K Laser Technology, Inc.................................. 7,000 2,550 *Kao Hsing Chang Iron & Steel Corp........................ 140,000 28,333 Kaulin Manufacturing Co., Ltd............................ 39,000 21,874 Kee Tai Properties Co., Ltd.............................. 68,226 44,337 Kenda Rubber Industrial Co., Ltd......................... 82,733 96,170 *Kenmec Mechanical Engineering Co., Ltd................... 61,000 17,369 Kerry TJ Logistics Co., Ltd.............................. 58,000 92,430 King Slide Works Co., Ltd................................ 6,050 33,926 King Yuan Electronics Co., Ltd........................... 271,529 147,544 Kingdom Construction Co., Ltd............................ 65,000 41,717 *King's Town Bank......................................... 171,000 116,897 King's Town Construction Co., Ltd........................ 61,126 58,910 Kinik Co., Ltd........................................... 14,000 19,045 Kinko Optical Co., Ltd................................... 37,000 48,878 Kinpo Electronics, Inc................................... 281,028 56,522 927 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- TAIWAN -- (Continued) Kinsus Interconnect Technology Corp........................ 38,009 $104,285 KS Terminals, Inc.......................................... 23,760 17,277 Kung Long Batteries Industrial Co., Ltd.................... 14,000 28,189 Kuoyang Construction Co., Ltd.............................. 86,000 38,967 *Kwong Fong Industries Corp................................. 99,800 54,931 *KYE Systems Corp........................................... 81,000 23,264 L&K Engineering Co., Ltd................................... 24,000 22,621 Lan Fa Textile Co., Ltd.................................... 78,277 20,852 Largan Precision Co., Ltd.................................. 11,306 240,459 LCY Chemical Corp.......................................... 98,799 102,029 Leader Electronics, Inc.................................... 6,602 3,646 Leadtrend Technology Corp.................................. 4,159 6,484 Lealea Enterprise Co., Ltd................................. 166,438 58,289 Lee Chi Enterprises Co., Ltd............................... 40,000 14,769 *Leofoo Development Co., Ltd................................ 56,000 28,909 Les Enphants Co., Ltd...................................... 53,901 37,317 *Li Peng Enterprise Co., Ltd................................ 72,768 20,589 Lien Hwa Industrial Corp................................... 101,728 63,738 Lingsen Precision Industries, Ltd.......................... 89,000 42,896 LITE-ON IT Corp............................................ 97,388 81,602 Lite-On Semiconductor Corp................................. 69,000 29,483 Lite-On Technology Corp.................................... 391,533 498,115 *Long Bon International Co., Ltd............................ 47,000 30,710 *Long Chen Paper Co., Ltd................................... 122,969 31,508 *Longwell Co................................................ 40,000 40,476 Lotes Co., Ltd............................................. 15,631 46,961 Lumax International Corp., Ltd............................. 17,325 32,884 Lung Yen Life Service Corp................................. 3,000 9,259 Macroblock, Inc............................................ 5,000 18,572 Macronix International Co., Ltd............................ 871,048 226,295 *Makalot Industrial Co., Ltd................................ 29,000 87,531 Marketech International Corp............................... 23,000 11,246 Masterlink Securities Corp................................. 263,000 76,761 *Mayer Steel Pipe Corp...................................... 37,259 14,026 Media Tek, Inc............................................. 54,360 603,009 Mega Financial Holding Co., Ltd............................ 911,452 662,072 Mercuries & Associates, Ltd................................ 58,500 49,989 Mercuries Data Systems, Ltd................................ 18,000 5,044 Merida Industry Co., Ltd................................... 25,300 96,906 Merry Electronics Co., Ltd................................. 38,850 45,819 Microbio Co., Ltd.......................................... 40,470 39,730 *Microelectronics Technology, Inc........................... 114,947 43,586 *Microlife Corp............................................. 4,000 6,586 Micro-Star International Co., Ltd.......................... 233,233 105,309 Min Aik Technology Co., Ltd................................ 25,000 67,332 Mirle Automation Corp...................................... 41,046 26,050 Mitac International Corp................................... 298,966 98,826 *Mosel Vitelic, Inc......................................... 16,000 1,002 #*Motech Industries, Inc..................................... 97,000 74,714 MPI Corp................................................... 15,000 22,083 Nak Sealing Technologies Corp.............................. 16,000 25,810 Namchow Chemical Industrial Co., Ltd....................... 42,000 40,118 Nan Ya Plastic Corp........................................ 356,450 627,798 #Nan Ya Printed Circuit Board Corp.......................... 42,072 48,242 #Nankang Rubber Tire Co., Ltd............................... 85,139 98,342 Nantex Industry Co., Ltd................................... 49,200 31,409 *Nanya Technology Corp...................................... 28,000 1,340 National Petroleum Co., Ltd................................ 49,000 49,126 *Neo Solar Power Corp....................................... 104,000 50,104 Newmax Technology Co., Ltd................................. 15,000 21,107 Nien Hsing Textile Co., Ltd................................ 77,396 52,976 928 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- TAIWAN -- (Continued) Novatek Microelectronics Corp............................ 76,000 $285,831 *Ocean Plastics Co., Ltd.................................. 32,000 25,732 OptoTech Corp............................................ 133,000 49,312 *Orient Semiconductor Electronics, Ltd.................... 68,000 9,299 Oriental Union Chemical Corp............................. 104,821 111,128 Orise Technology Co., Ltd................................ 29,000 32,151 *Pan Jit International, Inc............................... 107,000 35,473 *Pan-International Industrial Corp........................ 101,654 83,872 Paragon Technologies Co., Ltd............................ 10,656 12,283 PChome Online, Inc....................................... 9,000 40,688 #*Pegatron Corp............................................ 310,037 390,884 Phihong Technology Co., Ltd.............................. 62,584 40,960 Phison Electronics Corp.................................. 13,000 99,735 *Pihsiang Machinery Manufacturing Co., Ltd................ 27,000 31,917 *Pixart Imaging, Inc...................................... 20,030 41,425 Polytronics Technology Corp.............................. 4,000 6,977 *Portwell, Inc............................................ 16,000 15,318 Pou Chen Corp............................................ 457,144 462,142 *Power Quotient International Co., Ltd.................... 48,000 20,009 Powercom Co., Ltd........................................ 13,660 3,048 *Powertech Industrial Co., Ltd............................ 16,000 10,292 Powertech Technology, Inc................................ 162,400 251,933 President Chain Store Corp............................... 42,000 207,571 *President Securities Corp................................ 176,932 95,306 Prime Electronics and Satellitics, Inc................... 19,000 16,635 Prince Housing & Development Corp........................ 173,239 116,386 Promate Electronic Co., Ltd.............................. 30,000 23,969 *Promise Technology, Inc.................................. 31,000 11,655 #*Qisda Corp............................................... 458,439 98,727 Quanta Computer, Inc..................................... 179,715 410,160 *Quanta Storage, Inc...................................... 48,000 28,525 Quintain Steel Co., Ltd.................................. 74,998 16,024 Radiant Opto-Electronics Corp............................ 49,490 205,553 #Radium Life Tech Corp.................................... 131,086 81,502 #Realtek Semiconductor Corp............................... 100,266 188,500 Rechi Precision Co., Ltd................................. 39,140 27,908 *Rich Development Co., Ltd................................ 109,000 52,777 Richtek Technology Corp.................................. 16,537 89,894 #*Ritek Corp............................................... 658,117 67,268 #Ruentex Development Co., Ltd............................. 103,980 174,146 Ruentex Industries, Ltd.................................. 75,186 169,381 Sampo Corp............................................... 140,000 43,274 San Fang Chemical Industry Co., Ltd...................... 45,168 35,616 *San Shing Fastech Corp................................... 10,000 14,553 *Sanyang Industrial Co., Ltd.............................. 191,684 121,879 Sanyo Electric Taiwan Co., Ltd........................... 8,000 8,088 SDI Corp................................................. 13,000 8,555 Senao International Co., Ltd............................. 9,000 29,274 *Sercomm Corp............................................. 49,000 65,820 Sesoda Corp.............................................. 26,000 27,484 Sheng Yu Steel Co., Ltd.................................. 49,000 30,013 ShenMao Technology, Inc.................................. 15,435 16,645 Shih Wei Navigation Co., Ltd............................. 54,000 44,534 Shihlin Electric & Engineering Corp...................... 84,000 99,734 *Shihlin Paper Corp....................................... 10,000 15,286 *Shin Kong Financial Holding Co., Ltd..................... 1,400,589 362,320 #Shin Zu Shing Co., Ltd................................... 25,149 86,847 *Shining Building Business Co., Ltd....................... 51,060 35,401 Shinkong Insurance Co., Ltd.............................. 46,000 29,358 Shinkong Synthetic Fibers Co., Ltd....................... 334,191 102,469 *Shuttle, Inc............................................. 77,000 26,198 929 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- TAIWAN -- (Continued) Sigurd Microelectronics Corp............................. 98,559 $ 81,742 *Silicon Integrated Systems Corp.......................... 179,126 65,538 Siliconware Precision Industries Co...................... 71,000 68,993 Siliconware Precision Industries Co. Sponsored ADR....... 59,189 284,107 Silitech Technology Corp................................. 24,450 36,354 Simplo Technology Co., Ltd............................... 31,000 152,895 Sinbon Electronics Co., Ltd.............................. 42,000 36,836 Sincere Navigation Corp.................................. 74,350 62,310 Sinkong Textile Co., Ltd................................. 35,800 42,979 Sinmag Equipment Corp.................................... 4,000 16,504 *Sino-American Silicon Products, Inc...................... 50,000 48,241 Sinon Corp............................................... 48,000 21,021 SinoPac Financial Holdings Co., Ltd...................... 1,378,308 532,559 Sinyi Realty Co., Ltd.................................... 28,119 37,615 *Sirtec International Co., Ltd............................ 35,000 38,885 Sitronix Technology Corp................................. 24,434 30,605 *Soft-World International Corp............................ 22,000 33,514 Solar Applied Materials Technology Co.................... 65,000 72,435 *Solytech Enterprise Corp................................. 32,000 9,297 Sonix Technology Co., Ltd................................ 28,000 34,624 Southeast Cement Co., Ltd................................ 137,000 59,735 Sporton International, Inc............................... 3,000 6,809 *St. Shine Optical Co., Ltd............................... 5,000 65,306 Standard Foods Taiwan, Ltd............................... 29,547 75,643 Stark Technology, Inc.................................... 20,000 16,449 Sunonwealth Electric Machine Industry Co., Ltd........... 30,000 17,961 Sunrex Technology Corp................................... 57,028 23,906 Sunspring Metal Corp..................................... 6,000 5,512 Super Dragon Technology Co., Ltd......................... 8,000 6,350 Supreme Electronics Co., Ltd............................. 45,000 16,392 Sweeten Construction Co., Ltd............................ 9,000 4,917 Syncmold Enterprise Corp................................. 16,000 27,565 #Synnex Technology International Corp..................... 135,874 287,211 Ta Chen Stainless Pipe Co., Ltd.......................... 124,311 60,189 *Ta Chong Bank, Ltd....................................... 336,604 105,571 Ta Ya Electric Wire & Cable Co., Ltd..................... 152,174 35,035 Tah Hsin Industrial Corp................................. 50,000 47,024 TA-I Technology Co., Ltd................................. 56,159 31,883 Taichung Commercial Bank................................. 334,667 105,867 *Taiflex Scientific Co., Ltd.............................. 38,000 39,674 Tainan Enterprises Co., Ltd.............................. 22,000 21,372 Tainan Spinning Co., Ltd................................. 260,951 115,089 Taishin Financial Holdings Co., Ltd...................... 1,477,597 527,834 #Taisun Enterprise Co., Ltd............................... 91,670 48,894 Taita Chemical Co., Ltd.................................. 63,000 18,639 Taiwan Acceptance Corp................................... 16,000 34,341 *Taiwan Business Bank..................................... 725,501 201,646 Taiwan Cement Corp....................................... 480,375 615,099 Taiwan Cogeneration Corp................................. 76,077 48,791 Taiwan Cooperative Financial Holding, Ltd................ 833,058 433,063 Taiwan Fertilizer Co., Ltd............................... 146,000 347,466 Taiwan Fire & Marine Insurance Co., Ltd.................. 53,520 37,534 Taiwan Fu Hsing Industrial Co., Ltd...................... 30,000 23,718 #Taiwan Glass Industry Corp............................... 174,532 166,776 Taiwan Hon Chuan Enterprise Co., Ltd..................... 42,054 89,465 *Taiwan Kolin Co., Ltd.................................... 292,000 -- *Taiwan Land Development Corp............................. 156,128 60,790 *Taiwan Life Insurance Co., Ltd........................... 91,425 54,204 Taiwan Line Tek Electronic Co., Ltd...................... 24,000 24,254 Taiwan Mask Corp......................................... 120,700 38,198 Taiwan Mobile Co., Ltd................................... 97,800 341,186 930 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ---------- TAIWAN -- (Continued) Taiwan Navigation Co., Ltd............................. 40,000 $ 31,356 Taiwan Paiho Co., Ltd.................................. 56,068 30,584 *Taiwan PCB Techvest Co., Ltd........................... 52,000 71,855 #Taiwan Prosperity Chemical Corp........................ 22,000 25,129 Taiwan Pulp & Paper Corp............................... 78,000 22,863 Taiwan Sakura Corp..................................... 49,000 26,140 Taiwan Secom Co., Ltd.................................. 30,000 63,841 *Taiwan Semiconductor Co., Ltd.......................... 33,000 14,103 #Taiwan Semiconductor Manufacturing Co., Ltd............ 1,281,214 3,903,936 Taiwan Semiconductor Manufacturing Co., Ltd. Sponsored ADR.................................................. 45,700 726,630 *Taiwan Styrene Monomer Corp............................ 134,528 34,091 *Taiwan Surface Mounting Technology Co., Ltd............ 53,000 78,611 Taiwan Tea Corp........................................ 156,648 75,747 *Taiwan Union Technology Corp........................... 50,000 24,133 Taiyen Biotech Co., Ltd................................ 24,000 16,012 *Tatung Co., Ltd........................................ 506,128 116,079 Teco Electric & Machinery Co., Ltd..................... 421,000 285,846 Test Research, Inc..................................... 33,558 54,835 Test-Rite International Co., Ltd....................... 93,568 69,292 Thinking Electronic Industrial Co., Ltd................ 18,000 17,138 Thye Ming Industrial Co., Ltd.......................... 45,000 42,724 Ton Yi Industrial Corp................................. 148,300 83,439 Tong Hsing Electronic Industries, Ltd.................. 19,009 65,907 Tong Yang Industry Co., Ltd............................ 76,259 61,458 Tong-Tai Machine & Tool Co., Ltd....................... 52,235 38,948 Topco Scientific Co., Ltd.............................. 34,104 50,393 *Topco Technologies Corp................................ 8,000 16,103 Topoint Technology Co., Ltd............................ 22,099 12,434 Transcend Information, Inc............................. 26,890 67,588 Tripod Technology Corp................................. 77,170 149,002 Tsann Kuen Enterprise Co., Ltd......................... 15,000 31,000 TSRC Corp.............................................. 72,050 146,982 TTET Union Corp........................................ 36,000 61,304 Tung Ho Steel Enterprise Corp.......................... 152,654 144,654 Tung Thih Electronic Co., Ltd.......................... 21,000 48,376 TXC Corp............................................... 44,204 76,773 TYC Brother Industrial Co., Ltd........................ 92,091 32,713 *Tycoons Group Enterprise Co., Ltd...................... 48,000 7,256 *Tyntek Corp............................................ 38,624 8,360 *Tze Shin International Co., Ltd........................ 38,850 18,553 U-Ming Marine Transport Corp........................... 86,000 130,306 #Unimicron Technology Corp.............................. 293,312 299,691 *Union Bank of Taiwan................................... 145,603 49,814 Uni-President Enterprises Corp......................... 252,687 446,096 Unitech Printed Circuit Board Corp..................... 188,979 55,357 United Integration Service Co., Ltd.................... 64,000 56,129 United Microelectronics Corp........................... 1,624,081 602,200 #United Microelectronics Corp. Sponsored ADR............ 146,700 275,796 *Unity Opto Technology Co., Ltd......................... 47,593 38,631 Universal Cement Corp.................................. 117,000 55,831 Unizyx Holding Corp.................................... 120,118 48,874 UPC Technology Corp.................................... 157,240 80,950 USI Corp............................................... 164,372 123,662 *Vanguard International Semiconductor Corp.............. 166,000 107,534 Ve Wong Corp........................................... 5,000 3,302 *Via Technologies, Inc.................................. 76,998 35,254 Visual Photonics Epitacy Co., Ltd...................... 33,676 35,277 *Wafer Works Corp....................................... 66,000 26,090 *Wah Hong Industrial Corp............................... 12,000 16,572 Wah Lee Industrial Corp................................ 42,000 53,724 *Walsin Lihwa Corp...................................... 766,000 209,424 931 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- TAIWAN -- (Continued) *Walsin Technology Corp., Ltd.......................... 152,699 $ 33,876 *Walton Advanced Engineering, Inc...................... 76,000 19,845 *Wan Hai Lines Co., Ltd................................ 220,247 107,667 WAN HWA Enterprise Co., Ltd........................... 10,000 4,892 Waterland Financial Holdings Co., Ltd................. 64,308 19,449 *Ways Technical Corp., Ltd............................. 16,000 29,184 Wei Chuan Foods Corp.................................. 66,000 70,203 *Wei Mon Industry Co., Ltd............................. 97,000 46,148 Weikeng Industrial Co., Ltd........................... 51,750 36,026 Well Shin Technology Co., Ltd......................... 8,160 11,194 *Wellypower Optronics Corp............................. 14,000 5,432 *Weltrend Semiconductor, Inc........................... 59,000 20,771 #*Win Semiconductors Corp............................... 64,000 65,343 *Winbond Electronics Corp.............................. 805,000 108,364 *Wintek Corp........................................... 423,871 167,238 Wisdom Marine Lines Co., Ltd.......................... 18,000 23,516 #Wistron Corp.......................................... 404,320 387,865 Wistron NeWeb Corp.................................... 33,490 49,788 WPG Holdings, Ltd..................................... 224,847 271,200 WT Microelectronics Co., Ltd.......................... 70,111 84,740 *WUS Printed Circuit Co., Ltd.......................... 75,000 30,386 *Yageo Corp............................................ 484,000 139,999 YC INOX Co., Ltd...................................... 77,000 40,558 Yem Chio Co., Ltd..................................... 76,739 54,475 YFY, Inc.............................................. 281,891 114,748 Yieh Phui Enterprise Co., Ltd......................... 196,881 54,835 Young Fast Optoelectronics Co., Ltd................... 26,298 45,043 Young Optics, Inc..................................... 11,000 24,282 *Youngtek Electronics Corp............................. 21,057 43,254 Yuanta Financial Holding Co., Ltd..................... 1,506,735 679,940 Yulon Motor Co., Ltd.................................. 146,783 255,656 Yung Chi Paint & Varnish Manufacturing Co., Ltd....... 25,362 47,904 Yung Tay Engineering Co., Ltd......................... 59,000 117,508 Zeng Hsing Industrial Co., Ltd........................ 6,000 20,172 Zenitron Corp......................................... 40,000 24,215 Zig Sheng Industrial Co., Ltd......................... 112,110 34,183 Zinwell Corp.......................................... 78,010 62,938 Zippy Technology Corp................................. 8,000 5,580 ----------- TOTAL TAIWAN............................................. 60,398,016 ----------- THAILAND -- (3.1%) A.J. Plast PCL (Foreign).............................. 18,700 9,213 Advance Info Service PCL (Foreign).................... 61,700 397,577 Airports of Thailand PCL (Foreign).................... 69,100 184,868 Amata Corp. PCL (Foreign)............................. 70,800 35,573 Asia Plus Securities PCL (Foreign).................... 671,700 49,967 Asian Property Development PCL (Foreign).............. 221,520 62,878 Bangchak Petroleum PCL (Foreign)...................... 168,400 144,225 Bangkok Aviation Fuel Services PCL (Foreign).......... 142,700 77,286 Bangkok Bank PCL (Foreign)............................ 76,000 448,809 Bangkok Bank PCL (Foreign) NVDR....................... 26,100 150,724 Bangkok Expressway PCL (Foreign)...................... 89,100 80,670 Bangkok Life Assurance PCL (Foreign) NVDR............. 87,500 120,616 *Bangkok Metro PCL (Foreign)........................... 868,600 18,987 Bangkokland PCL (Foreign)............................. 2,274,000 97,934 Bank of Ayudhya PCL (Foreign)......................... 283,500 277,488 Bank of Ayudhya PCL (Foreign) NVDR.................... 131,900 127,330 Banpu Coal, Ltd. (Foreign) NVDR....................... 2,100 26,858 Banpu PCL (Foreign)................................... 20,400 266,232 BEC World PCL (Foreign)............................... 55,000 105,873 Big C Supercenter PCL (Foreign)....................... 22,000 136,378 932 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- -------- THAILAND -- (Continued) Big C Supercenter PCL (Foreign) NVDR..................... 3,200 $ 19,576 Cal-Comp Electronics (Thailand) PCL (Foreign)............ 471,000 40,876 Central Pattana PCL (Foreign)............................ 100,000 231,648 Central Plaza Hotel PCL (Foreign)........................ 110,000 69,984 CH Karnchang PCL (Foreign)............................... 105,700 29,830 Charoen Pokphand Foods PCL (Foreign)..................... 318,793 366,638 CP ALL PCL (Foreign)..................................... 227,000 294,396 Delta Electronics Thailand PCL (Foreign)................. 113,100 107,934 Dhipaya Insurance PCL (Foreign).......................... 8,900 7,332 Diamond Building Products PCL (Foreign).................. 58,500 14,983 Dynasty Ceramic PCL (Foreign)............................ 14,900 23,091 Eastern Water Resources Development & Management PCL (Foreign).............................................. 97,700 40,483 Erawan Group PCL (Foreign)............................... 142,700 15,923 Esso (Thailand) PCL (Foreign)............................ 291,000 102,538 *G J Steel PCL (Foreign).................................. 4,563,000 20,842 *GFPT PCL (Foreign)....................................... 112,000 26,675 Glow Energy PCL (Foreign)................................ 89,800 209,484 *GMM Grammy PCL (Foreign)................................. 31,800 20,024 *Golden Land Property PCL (Foreign)....................... 54,000 13,918 Hana Microelectronics PCL (Foreign)...................... 60,501 43,426 Hermraj Land & Development PCL (Foreign)................. 443,300 45,415 Home Product Center PCL (Foreign)........................ 247,199 91,943 ICC International PCL (Foreign).......................... 27,800 37,641 IRPC PCL (Foreign)....................................... 1,650,100 231,499 *Italian-Thai Development PCL (Foreign) NVDR.............. 269,100 35,470 Jasmine International PCL (Foreign)...................... 643,800 101,664 Kasikornbank PCL (Foreign)............................... 123,800 727,047 Kasikornbank PCL (Foreign) NVDR.......................... 50,100 292,591 Khon Kaen Sugar Industry PCL (Foreign)................... 111,600 49,155 Kiatnakin Bank PCL (Foreign)............................. 56,700 82,321 Krung Thai Bank PCL (Foreign)............................ 927,850 547,931 *Krungthai Card PCL (Foreign)............................. 40,200 35,741 Land & Houses PCL (Foreign).............................. 323,000 90,630 Land & Houses PCL (Foreign) NVDR......................... 435,700 122,252 Lanna Resources PCL (Foreign)............................ 44,800 35,811 Loxley PCL (Foreign)..................................... 127,400 19,287 LPN Development PCL (Foreign)............................ 153,400 90,589 Major Cineplex Group PCL (Foreign)....................... 87,900 56,497 MBK PCL (Foreign)........................................ 25,100 90,491 MCOT PCL (Foreign)....................................... 51,300 56,070 *Minor International PCL (Foreign)........................ 181,060 108,104 Polyplex PCL (Foreign)................................... 52,800 23,773 Precious Shipping PCL (Foreign).......................... 66,700 29,161 Preuksa Real Estate PCL (Foreign)........................ 164,000 104,874 Property Perfect PCL (Foreign)........................... 471,500 17,076 PTT Exploration & Production PCL (Foreign)............... 131,200 710,577 PTT Global Chemical PCL (Foreign)........................ 257,656 512,790 PTT PCL (Foreign)........................................ 82,100 851,804 PTT PCL (Foreign) NVDR................................... 28,700 297,768 Quality Houses PCL (Foreign)............................. 1,345,983 93,977 Ratchaburi Electricity Generating Holding PCL (Foreign).. 80,400 141,651 *Regional Container Lines PCL (Foreign)................... 84,500 19,299 *Robinson Department Store PCL (Foreign).................. 55,000 109,013 *Rojana Industrial Park PCL (Foreign)..................... 112,900 35,546 Saha-Union PCL (Foreign)................................. 19,200 23,804 *Sahaviriya Steel Industries PCL (Foreign)................ 1,219,500 26,260 Samart Corp. PCL (Foreign)............................... 133,000 48,600 Samart I-Mobile PCL (Foreign)............................ 235,900 16,779 Samart Telcoms PCL (Foreign)............................. 33,200 20,797 Sansiri PCL (Foreign).................................... 811,500 81,547 SC Asset Corp. PCL (Foreign)............................. 82,200 51,492 933 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ --------- ----------- THAILAND -- (Continued) Siam Cement PCL (Foreign) (The)....................... 10,000 $ 135,726 Siam Cement PCL (Foreign) NVDR (The).................. 16,600 202,558 Siam City Cement PCL (Foreign)........................ 11,900 165,396 Siam Commercial Bank PCL (Foreign).................... 140,200 736,450 Siam Future Development PCL (Foreign)................. 150,750 37,380 Siam Makro PCL (Foreign).............................. 9,600 144,078 Siamgas & Petrochemicals PCL (Foreign)................ 86,000 40,685 Sino-Thai Engineering & Construction PCL (Foreign).... 65,100 45,453 SNC Former PCL (Foreign).............................. 12,300 9,270 Somboon Advance Technology PCL (Foreign).............. 34,200 31,522 Sri Trang Agro Industry PCL (Foreign)................. 102,000 52,581 STP & I PCL (Foreign)................................. 25,600 47,608 Supalai PCL (Foreign)................................. 78,600 49,237 Supalai PCL (Foreign) NVDR............................ 30,000 18,793 *SVI PCL (Foreign)..................................... 46,500 5,917 *Tata Steel (Thailand) PCL (Foreign)................... 685,600 17,895 *Thai Airways International PCL (Foreign).............. 231,500 174,475 Thai Oil PCL (Foreign)................................ 141,200 307,507 Thai Stanley Electric PCL (Foreign)................... 7,000 49,788 Thai Tap Water Supply PCL (Foreign)................... 310,100 79,928 Thai Union Frozen Products PCL (Foreign).............. 79,158 185,950 Thai Vegetable Oil PCL (Foreign)...................... 115,700 92,862 *Thaicom PCL (Foreign)................................. 94,800 68,046 Thai-German Ceramic Industry PCL (Foreign)............ 18,100 2,622 Thanachart Capital PCL (Foreign)...................... 128,400 155,002 Thoresen Thai Agencies PCL (Foreign).................. 45,310 23,653 Ticon Industrial Connection PCL (Foreign)............. 56,137 23,993 *Tipco Asphalt PCL (Foreign)........................... 10,500 15,759 Tisco Financial Group PCL (Foreign)................... 59,100 86,288 TMB Bank PCL (Foreign)................................ 3,352,700 201,271 Total Access Communication PCL (Foreign) NVDR......... 107,100 303,130 TPI Polene PCL (Foreign).............................. 260,500 119,838 *True Corp. PCL (Foreign).............................. 1,106,047 184,040 Univanich Palm Oil PCL (Foreign)...................... 1,300 4,029 Vanachai Group PCL (Foreign).......................... 83,100 13,177 Vinythai PCL (Foreign)................................ 118,300 71,019 Workpoint Entertainment PCL (Foreign)................. 30,900 30,497 ----------- TOTAL THAILAND........................................... 14,617,247 ----------- TURKEY -- (2.1%) Adana Cimento Sanayii T.A.S. Series A................. 14,649 28,857 Akbank T.A.S.......................................... 200,068 965,323 Akcansa Cimento A.S................................... 12,105 59,615 *Akenerji Elektrik Uretim A.S.......................... 39,006 45,491 *Akfen Holding A.S..................................... 12,351 62,581 Aksa Akrilik Kimya Sanayii A.S........................ 20,501 53,854 Aksigorta A.S......................................... 22,654 25,548 Alarko Holding A.S.................................... 18,514 42,979 *Albaraka Turk Katilim Bankasi A.S..................... 53,191 42,155 *Altinyildiz Mensucat ve Konfeksiyon Fabrikalari A.S... 2,373 47,388 *Anadolu Anonim Tuerk Sigorta Sirketi A.S.............. 78,516 40,274 *Anadolu Cam Sanayii A.S............................... 27,780 41,556 Anadolu Hayat Sigorta A.S............................. 9,807 24,526 Arcelik A.S........................................... 40,863 270,073 *Asya Katilim Bankasi A.S.............................. 121,184 136,012 Aygaz A.S............................................. -- 1 Bagfas Bandirma Gubre Fabrikalari A.S................. 1,597 49,241 *Banvit Bandirma Vitaminli Yem Sanayii A.S............. 8,696 17,850 Baticim Bati Anabolu Cimento Sanayii A.S.............. 4,464 16,737 BIM BirlesikMagazalar A.S............................. 7,872 365,688 Bizim Toptan Satis Magazalari A.S..................... 3,451 47,258 934 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- -------- TURKEY -- (Continued) Bolu Cimento Sanayii A.S................................. -- $ -- Borusan Mannesmann Boru Sanayi ve Ticaret A.S............ 2,700 40,522 Bursa Cimento Fabrikasi A.S.............................. 8,364 22,195 Cimsa Cimento Sanayi ve Ticaret A.S...................... 14,765 69,813 Coca-Cola Icecek A.S..................................... 4,207 81,745 *Dogan Gazetecilik A.S.................................... 1 -- *Dogan Sirketler Grubu Holding A.S........................ 174,452 75,892 *Dogan Yayin Holding A.S.................................. 91,280 33,094 Dogus Otomotiv Servis ve Ticaret A.S..................... 21,854 81,275 *Eczacibasi Yapi Gerecleri Sanayi ve Ticaret A.S.......... 4,061 11,426 Eczacibasi Yatirim Holding Ortakligi A.S................. 10,853 35,486 EGE Seramik Sanayi ve Ticaret A.S........................ 14,245 18,049 Enka Insaat ve Sanayi A.S................................ 46,562 123,657 Eregli Demir ve Celik Fabrikalari T.A.S.................. 210,424 250,032 *Fenerbahce Sportfi Hizmetler Sanayi ve Ticaret A.S....... 555 12,315 Ford Otomotiv Sanayi A.S................................. 9,748 99,991 *Galatasaray Sportif Sinai ve Ticari Yatirimlar A.S....... 808 17,805 Gentas Genel Metal Sanayi ve Ticaret A.S................. 36,786 27,079 *Global Yatirim Holding A.S............................... 41,570 29,210 Goltas Goller Bolgesi Cimento Sanayi ve Ticaret A.S...... 2,037 61,088 Goodyear Lastikleri T.A.S................................ 1,186 34,728 *GSD Holding A.S.......................................... 79,211 30,480 *Gubre Fabrikalari Ticaret A.S............................ 6,731 47,160 *Gunes Sigorta A.S........................................ 11,861 13,837 *Hurriyet Gazetecilik ve Matbaacilik A.S.................. 27,657 12,487 *Ipek Dogal Enerji Kaynaklari Ve Uretim A.S............... 16,414 41,412 *Is Finansal Kiralama A.S................................. 15,520 8,480 *Izmir Demir Celik Sanayi A.S............................. 13,823 31,370 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class A................................................ 62,083 50,933 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class B................................................ 24,990 28,997 Kardemir Karabuk Demir Celik Sanayi ve Ticaret A.S. Class D................................................ 138,771 102,159 Kartonsan Karton Sanayi ve Ticaret A.S................... 114 15,389 *Kerevitas Gida Sanayii ve Ticaret A.S.................... 308 7,580 KOC Holding A.S. Series B................................ 68,736 322,932 Konya Cimento Sanayii A.S................................ 173 29,940 Koza Altin Isletmeleri A.S............................... 4,956 107,985 *Koza Anadolu Metal Madencilik Isletmeleri A.S............ 51,130 129,816 Mardin Cimento Sanayii ve Ticaret A.S.................... 6,489 18,604 *Marshall Boya ve Vernik A.S.............................. 319 8,944 *Menderes Tekstil Sanayi ve Ticaret A.S................... 7,162 2,396 *Metro Ticari ve Mali Yatirimlar Holding A.S.............. 47,720 12,530 *Migros Ticaret A.S....................................... 7,692 81,725 *Net Holding A.S.......................................... 46,905 46,625 Netas Telekomunikasyon A.S............................... 3,910 22,666 Nuh Cimento Sanayi A.S................................... 11,342 62,159 Park Elektrik Uretim Madencilik Sanayi ve Ticaret A.S.... 10,976 40,296 Petkim Petrokimya Holding A.S............................ 99,323 113,610 Pinar Entegre Et ve Un Sanayi A.S........................ 5,800 18,582 Pinar SUT Mamulleri Sanayii A.S.......................... 11,026 90,070 *Polyester Sanayi A.S..................................... 23,377 15,648 Sarkuysan Elektrolitik Bakir Sanayi ve Ticaret A.S....... 18,814 24,152 *Sekerbank T.A.S.......................................... 112,869 96,364 Selcuk Ecza Deposu Ticaret ve Sanayi A.S................. 43,312 51,969 *Soda Sanayii A.S......................................... 8,073 12,529 *TAT Konserve Sanayii A.S................................. 20,954 28,304 TAV Havalimanlari Holding A.S............................ 26,922 133,706 Tekfen Holding A.S....................................... 46,766 169,224 *Tekstil Bankasi A.S...................................... 36,499 14,048 Tofas Turk Otomobil Fabrikasi A.S........................ 18,934 105,702 *Trakya Cam Sanayii A.S................................... 60,621 74,177 Tupras Turkiye Petrol Rafinerileri A.S................... 15,223 372,325 935 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ------------ TURKEY -- (Continued) Turcas Petrol A.S..................................... 14,767 $ 23,899 Turk Telekomunikasyon A.S............................. 31,035 121,309 Turk Traktor ve Ziraat Makineleri A.S................. 2,086 45,631 *Turkcell Iletisim Hizmetleri A.S...................... 14,831 90,611 *Turkcell Iletisim Hizmetleri A.S. ADR................. 20,870 317,015 Turkiye Garanti Bankasi A.S........................... 256,845 1,227,196 Turkiye Halk Bankasi A.S.............................. 28,579 252,139 Turkiye Is Bankasi A.S................................ 171,531 584,062 Turkiye Sinai Kalkinma Bankasi A.S.................... 141,985 163,235 Turkiye Sise ve Cam Fabrikalari A.S................... 96,779 141,488 Turkiye Vakiflar Bankasi T.A.S........................ 135,378 318,884 Ulker Biskuvi Sanayi A.S.............................. 15,022 68,153 *Vestel Beyaz Esya Sanayi ve Ticaret A.S............... 6,835 9,762 *Vestel Elektronik Sanayi ve Ticaret A.S............... 18,074 18,165 Yapi Kredi Sigorta A.S................................ 3,767 33,880 *Yapi ve Kredi Bankasi A.S............................. 105,352 270,605 *Zorlu Enerji Elektrik Uretim A.S...................... 44,083 26,070 ------------ TOTAL TURKEY............................................. 9,817,825 ------------ TOTAL COMMON STOCKS...................................... 425,825,836 ------------ PREFERRED STOCKS -- (5.4%) BRAZIL -- (5.3%) AES Tiete SA.......................................... 15,933 180,977 Alpargatas SA......................................... 17,100 129,485 Banco ABC Brasil SA................................... 13,463 76,494 Banco Bradesco SA Sponsored ADR....................... 281,118 4,402,308 Banco Daycoval SA..................................... 10,300 53,705 Banco do Estado do Rio Grande do Sul SA............... 40,069 316,638 Banco Industrial e Comercial SA....................... 13,189 43,248 Banco Panamericano SA................................. 30,800 70,667 Banco Pine SA......................................... 3,311 23,149 #Braskem SA Sponsored ADR.............................. 17,858 233,583 Centrais Eletricas Brasileiras SA Preferred Series B.. 7,600 60,432 Centrais Eletricas de Santa Catarina SA............... 6,450 94,413 Cia Brasileira de Distribuicao Grupo Pao de Acucar Series A Sponsored ADR.............................. 11,626 543,399 Cia de Gas de Sao Paulo SA Preferred Series A......... 5,800 152,635 Cia de Saneamento do Parana SA........................ 100 433 *Cia de Tecidos Norte de Minas - Coteminas SA.......... 7,700 10,615 Cia de Transmissao de Energia Eletrica Paulista SA Series A............................................ 4,438 71,124 Cia Energetica de Minas Gerais SA Sponsored ADR....... 46,037 551,984 Cia Energetica de Sao Paulo SA Preferred Series B..... 19,600 176,116 Cia Energetica do Ceara SA Preferred Series A......... 2,963 53,467 Cia Ferro Ligas da Bahia - Ferbasa.................... 14,700 72,159 #Cia Paranaense de Energia SA Sponsored ADR Series A... 15,100 222,876 Eletropaulo Metropolitana Eletricidade de Sao Paulo SA.................................................. 19,295 153,235 Forjas Taurus SA...................................... 9,818 16,000 Gerdau SA............................................. 10,737 93,834 Gerdau SA Sponsored ADR............................... 150,445 1,322,412 *Gol Linhas Aereas Inteligentes SA..................... 29,600 147,923 Itau Unibanco Holding SA ADR.......................... 267,327 3,897,628 Klabin SA............................................. 85,400 501,623 *Kroton Educacional SA................................. 127 320 Lojas Americanas SA................................... 47,047 393,786 Marcopolo SA.......................................... 55,400 324,863 Oi SA................................................. 21,363 85,618 Petroleo Brasileiro SA................................ 24,000 245,784 Petroleo Brasileiro SA ADR............................ 222,060 4,558,892 Randon Participacoes SA............................... 31,600 167,098 Saraiva SA Livreiros Editores......................... 4,600 57,142 Suzano Papel e Celulose SA............................ 49,300 128,162 Telefonica Brasil SA.................................. 962 21,314 936 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares Value++ ------- ----------- BRAZIL -- (Continued) Telefonica Brasil SA ADR................................ 28,010 $ 616,780 Ultrapar Participacoes SA Sponsored ADR................. 14,800 308,284 Unipar Participacoes SA Preferred Series B.............. 125,400 25,314 Usinas Siderurgicas de Minas Gerais SA Perferred Series A.............................................. 88,400 426,973 Vale SA Sponsored ADR................................... 235,635 4,191,947 ----------- TOTAL BRAZIL............................................... 25,224,839 ----------- CHILE -- (0.1%) Embotelladora Andina SA................................. 18,695 94,029 *Embotelladora Andina SA Preferred Series B.............. 18,186 114,959 Sociedad Quimica y Minera de Chile SA Sponsored ADR..... 6,008 347,563 ----------- TOTAL CHILE................................................ 556,551 ----------- COLOMBIA -- (0.0%) *Banco Davivienda SA..................................... 3,169 39,168 Grupo Aval Acciones y Valores........................... 32,105 22,785 Grupo de Inversiones Suramericana SA.................... 3,476 71,199 ----------- TOTAL COLOMBIA............................................. 133,152 ----------- MALAYSIA -- (0.0%) *TA Global Berhad........................................ 264,180 21,234 ----------- TOTAL PREFERRED STOCKS..................................... 25,935,776 ----------- RIGHTS/WARRANTS -- (0.0%) BRAZIL -- (0.0%) *OSX Brasil SA Rights 11/26/12........................... 658 6 *Viver Incorporadora e Construtora SA Rights 11/05/12.... 6,423 632 ----------- TOTAL BRAZIL............................................... 638 ----------- MALAYSIA -- (0.0%) *Hartalega Holdings Berhad Warrants 05/29/15............. 1,200 445 *Malayan Flour Mills Berhad Warrants 05/09/17............ 10,100 1,161 ----------- TOTAL MALAYSIA............................................. 1,606 ----------- POLAND -- (0.0%) *Polimex-Mostostal SA Rights............................. 92,257 428 ----------- SOUTH AFRICA -- (0.0%) *Capitec Bank Holdings, Ltd. Rights 11/09/12............. 634 2,337 ----------- SOUTH KOREA -- (0.0%) *Lotte Non-Life Insurance Co., Ltd. Rights 12/04/12...... 960 717 ----------- TAIWAN -- (0.0%) *Chang Wah Electromaterials, Inc. Rights 11/08/12........ 829 136 *Howarm Construction Co., Ltd. Rights 10/17/12........... 7,173 -- ----------- TOTAL TAIWAN............................................... 136 ----------- THAILAND -- (0.0%) *Sahaviriya Steel Industries PCL (Foreign) Rights 11/30/12............................................... 121,950 -- ----------- TURKEY -- (0.0%) *ArcelorMittal Warrants 12/04/12......................... 4,950 -- ----------- TOTAL RIGHTS/WARRANTS...................................... 5,862 ----------- 937 EMERGING MARKETS SOCIAL CORE EQUITY PORTFOLIO CONTINUED Shares/ Face Amount (000) Value+ ---------- ------------ SECURITIES LENDING COLLATERAL -- (5.4%) (S)@DFA Short Term Investment Fund..................... 2,074,330 $ 24,000,000 @Repurchase Agreement, Deutsche Bank Securities, Inc. 0.35%, 11/01/12 (Collateralized by FNMA 4.000%, 05/01/42 & 5.000%, 01/01/39, valued at $1,724,712) to be repurchased at $1,690,911....... $ 1,691 1,690,894 ------------ TOTAL SECURITIES LENDING COLLATERAL.................... 25,690,894 ------------ TOTAL INVESTMENTS -- (100.0%) (Cost $428,481,284).................................. $477,458,368 ============ 938 TAX-MANAGED U.S. EQUITY PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------ ---------- COMMON STOCKS -- (91.1%) Consumer Discretionary -- (11.5%) *1-800-FLOWERS.COM, Inc. Class A........................... 3,914 $ 14,207 A.H. Belo Corp. Class A................................... 1,226 6,130 Aaron's, Inc.............................................. 7,750 238,933 #Abercrombie & Fitch Co. Class A........................... 8,850 270,633 Advance Auto Parts, Inc................................... 7,200 510,768 *Aeropostale, Inc.......................................... 8,325 99,484 *AFC Enterprises, Inc...................................... 2,600 65,832 *Amazon.com, Inc........................................... 37,203 8,661,602 Ambassadors Group, Inc.................................... 1,423 7,286 *AMC Networks, Inc. Class A................................ 5,281 246,728 *American Apparel, Inc..................................... 532 564 #American Eagle Outfitters, Inc............................ 17,700 369,399 #American Greetings Corp. Class A.......................... 3,222 55,322 #*American Public Education, Inc............................ 2,200 80,146 *America's Car-Mart, Inc................................... 1,100 46,046 Ameristar Casinos, Inc.................................... 2,254 41,136 *ANN, Inc.................................................. 4,925 173,163 #*Apollo Group, Inc. Class A................................ 10,210 205,017 Arbitron, Inc............................................. 1,900 69,084 *Arctic Cat, Inc........................................... 2,500 90,675 *Asbury Automotive Group, Inc.............................. 1,900 60,268 *Ascena Retail Group, Inc.................................. 13,900 275,220 *Ascent Capital Group, Inc. Class A........................ 1,135 67,476 #Autoliv, Inc.............................................. 9,443 543,917 #*AutoNation, Inc........................................... 4,387 194,783 #*AutoZone, Inc............................................. 3,400 1,275,000 *Ballantyne Strong, Inc.................................... 2,600 10,478 #*Bally Technologies, Inc................................... 4,400 219,648 *Barnes & Noble, Inc....................................... 3,400 57,256 Bassett Furniture Industries, Inc......................... 306 3,510 *Beasley Broadcast Group, Inc. Class A..................... 325 1,580 #*Beazer Homes USA, Inc..................................... 779 12,846 bebe stores, Inc.......................................... 3,388 13,721 *Bed Bath & Beyond, Inc.................................... 23,700 1,367,016 Belo Corp. Class A........................................ 8,900 66,572 #Best Buy Co., Inc......................................... 29,105 442,687 Big 5 Sporting Goods Corp................................. 2,146 19,164 #*Big Lots, Inc............................................. 5,598 163,070 *Biglari Holdings, Inc..................................... 215 76,026 #*BJ's Restaurants, Inc..................................... 2,498 82,559 *Blue Nile, Inc............................................ 907 34,257 *Bluegreen Corp............................................ 2,100 12,453 #Blyth, Inc................................................ 836 19,094 Bob Evans Farms, Inc...................................... 3,500 133,245 *Body Central Corp......................................... 1,200 11,988 Bon-Ton Stores, Inc. (The)................................ 2,096 25,739 *Books-A-Million, Inc...................................... 1,295 3,820 #*BorgWarner, Inc........................................... 11,900 783,258 #*Boyd Gaming Corp.......................................... 5,900 36,403 *Bravo Brio Restaurant Group, Inc.......................... 1,543 20,368 #*Bridgepoint Education, Inc................................ 2,100 21,000 Brinker International, Inc................................ 7,728 238,022 Brown Shoe Co., Inc....................................... 5,187 81,851 Brunswick Corp............................................ 8,823 208,135 #Buckle, Inc. (The)........................................ 3,112 140,569 #*Buffalo Wild Wings, Inc................................... 1,800 136,710 *Build-A-Bear Workshop, Inc................................ 2,400 8,616 *Cabela's, Inc............................................. 4,900 219,569 939 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) #Cablevision Systems Corp. Class A........................ 6,530 $ 113,753 *Cache, Inc............................................... 800 2,200 Callaway Golf Co......................................... 6,900 37,674 *Cambium Learning Group, Inc.............................. 11,314 10,296 *Capella Education Co..................................... 1,400 43,708 *Career Education Corp.................................... 6,800 23,120 *Caribou Coffee Co., Inc.................................. 1,492 17,859 #*CarMax, Inc.............................................. 22,438 757,283 *Carmike Cinemas, Inc..................................... 1,680 22,882 Carnival Corp............................................ 46,805 1,772,973 Carriage Services, Inc................................... 2,167 23,035 *Carrols Restaurant Group, Inc............................ 2,151 13,809 *Carter's, Inc............................................ 6,800 367,608 *Casual Male Retail Group, Inc............................ 4,200 16,212 Cato Corp. Class A (The)................................. 2,261 64,167 *Cavco Industries, Inc.................................... 1,157 55,929 CBS Corp. Class A........................................ 5,128 166,660 CBS Corp. Class B........................................ 62,480 2,024,352 CEC Entertainment, Inc................................... 1,857 57,567 #*Central European Media Enterprises, Ltd. Class A......... 424 2,273 #*Charter Communications, Inc. Class A..................... 7,900 611,539 Cheesecake Factory, Inc. (The)........................... 5,550 183,483 Cherokee, Inc............................................ 542 7,810 Chico's FAS, Inc......................................... 17,200 319,920 #*Children's Place Retail Stores, Inc. (The)............... 2,340 136,726 *Chipotle Mexican Grill, Inc.............................. 3,185 810,678 #Choice Hotels International, Inc......................... 2,275 71,185 Christopher & Banks Corp................................. 817 2,549 Churchill Downs, Inc..................................... 1,444 94,337 Cinemark Holdings, Inc................................... 10,442 257,813 *Citi Trends, Inc......................................... 1,200 14,736 #*Clear Channel Outdoor Holdings, Inc. Class A............. 1,821 12,128 Coach, Inc............................................... 28,968 1,623,656 #*Coinstar, Inc............................................ 1,500 70,410 Collectors Universe, Inc................................. 600 7,200 Columbia Sportswear Co................................... 1,027 57,923 Comcast Corp. Class A.................................... 220,503 8,271,068 Comcast Corp. Special Class A............................ 63,610 2,317,948 #*Conn's, Inc.............................................. 2,082 52,737 Cooper Tire & Rubber Co.................................. 6,029 121,364 Core-Mark Holding Co., Inc............................... 1,200 57,444 *Corinthian Colleges, Inc................................. 8,800 24,024 Cracker Barrel Old Country Store, Inc.................... 2,300 146,395 *Crocs, Inc............................................... 9,700 122,220 #*Crown Media Holdings, Inc. Class A....................... 130 226 CSS Industries, Inc...................................... 1,250 25,125 CTC Media, Inc........................................... 4,347 36,471 Culp, Inc................................................ 1,492 18,859 *Cumulus Media, Inc. Class A.............................. 2,000 4,920 #D.R. Horton, Inc......................................... 29,700 622,512 Dana Holding Corp........................................ 12,600 165,816 Darden Restaurants, Inc.................................. 12,362 650,488 #*Deckers Outdoor Corp..................................... 3,000 85,890 *dELiA*s, Inc............................................. 1,100 1,452 Destination Maternity Corp............................... 1,600 30,336 #Dick's Sporting Goods, Inc............................... 9,100 455,000 *Digital Generation, Inc.................................. 2,200 20,460 Dillard's, Inc. Class A.................................. 3,826 294,602 *DineEquity, Inc.......................................... 1,500 94,050 *DIRECTV.................................................. 65,789 3,362,476 *Discovery Communications, Inc. Class A................... 15,081 890,081 940 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Discovery Communications, Inc. Class C................... 11,452 $ 627,341 DISH Network Corp. Class A............................... 21,200 755,356 #*Dollar General Corp...................................... 22,400 1,089,088 #*Dollar Tree, Inc......................................... 24,100 960,867 Domino's Pizza, Inc...................................... 5,786 235,027 *Dorman Products, Inc..................................... 2,578 78,758 Dover Downs Gaming & Entertainment, Inc.................. 2,000 4,760 #*DreamWorks Animation SKG, Inc. Class A................... 7,680 156,442 *Drew Industries, Inc..................................... 1,700 53,839 #DSW, Inc. Class A........................................ 3,808 238,343 *Dunkin' Brands Group, Inc................................ 1,400 43,400 *E.W. Scripps Co. Class A (The)........................... 3,300 35,013 #*Education Management Corp................................ 3,571 11,356 Einstein Noah Restaurant Group, Inc...................... 395 6,095 #*Entercom Communications Corp. Class A.................... 2,510 16,340 Ethan Allen Interiors, Inc............................... 2,900 85,289 *Exide Technologies....................................... 7,500 22,875 Expedia, Inc............................................. 9,957 588,957 *Express, Inc............................................. 8,200 91,266 #Family Dollar Stores, Inc................................ 10,212 673,584 *Famous Dave's of America, Inc............................ 1,098 8,652 *Federal-Mogul Corp....................................... 2,097 15,811 *Fiesta Restaurant Group, Inc............................. 1,578 20,861 Finish Line, Inc. Class A (The).......................... 5,300 110,266 *Fisher Communications, Inc............................... 600 15,144 Foot Locker, Inc......................................... 15,542 520,657 Ford Motor Co............................................ 364,752 4,070,632 #*Fossil, Inc.............................................. 5,314 462,849 Fred's, Inc. Class A..................................... 3,670 49,728 *Fuel Systems Solutions, Inc.............................. 1,392 22,648 *Furniture Brands International, Inc...................... 4,400 6,688 *Gaiam, Inc. Class A...................................... 1,309 4,307 #GameStop Corp. Class A................................... 12,940 295,420 Gaming Partners International Corp....................... 800 5,000 Gannett Co., Inc......................................... 23,199 392,063 Gap, Inc. (The).......................................... 35,380 1,263,774 #Garmin, Ltd.............................................. 11,855 450,371 *Geeknet, Inc............................................. 500 9,085 *General Motors Co........................................ 81,836 2,086,818 *Genesco, Inc............................................. 2,400 137,520 #Gentex Corp.............................................. 12,442 214,251 Genuine Parts Co......................................... 15,730 984,383 *G-III Apparel Group, Ltd................................. 1,800 66,528 #GNC Holdings, Inc. Class A............................... 8,032 310,597 #*Goodyear Tire & Rubber Co. (The)......................... 25,860 295,063 *Gordmans Stores, Inc..................................... 279 4,202 *Grand Canyon Education, Inc.............................. 3,508 76,334 *Gray Television, Inc..................................... 3,550 7,562 #Group 1 Automotive, Inc.................................. 2,780 172,388 #Guess?, Inc.............................................. 3,890 96,394 H&R Block, Inc........................................... 26,862 475,457 *Hanesbrands, Inc......................................... 9,775 327,169 Harley-Davidson, Inc..................................... 24,000 1,122,240 Harman International Industries, Inc..................... 7,100 297,703 Harte-Hanks, Inc......................................... 3,368 18,760 #Hasbro, Inc.............................................. 12,100 435,479 Haverty Furniture Cos., Inc.............................. 1,700 25,517 *Helen of Troy, Ltd....................................... 4,100 123,902 #*hhgregg, Inc............................................. 2,516 15,197 #*Hibbett Sports, Inc...................................... 2,888 155,923 Hillenbrand, Inc......................................... 5,805 118,828 941 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #Home Depot, Inc. (The).................................. 169,942 $10,431,040 Hooker Furniture Corp................................... 1,300 17,732 Hot Topic, Inc.......................................... 581 4,997 HSN, Inc................................................ 4,020 209,120 #*Hyatt Hotels Corp. Class A.............................. 4,393 160,344 *Iconix Brand Group, Inc................................. 7,198 133,235 #International Game Technology........................... 27,800 356,952 International Speedway Corp. Class A.................... 1,275 32,512 Interpublic Group of Cos., Inc. (The)................... 44,816 452,642 Interval Leisure Group, Inc............................. 3,958 75,439 *Isle of Capri Casinos, Inc.............................. 3,400 20,672 #*ITT Educational Services, Inc........................... 1,300 27,937 #J.C. Penney Co., Inc.................................... 16,086 386,225 *Jack in the Box, Inc.................................... 4,400 114,444 JAKKS Pacific, Inc...................................... 2,151 27,769 Jarden Corp............................................. 6,475 322,455 *Johnson Controls, Inc................................... 70,051 1,803,813 *Johnson Outdoors, Inc. Class A.......................... 1,187 23,158 Jones Group, Inc. (The)................................. 8,808 104,022 #*Jos. A. Bank Clothiers, Inc............................. 3,300 154,407 *Journal Communications, Inc. Class A.................... 5,077 28,482 #*K12, Inc................................................ 2,215 45,341 KB Home................................................. 8,900 142,222 *Kid Brands, Inc......................................... 1,200 2,172 *Kirkland's, Inc......................................... 1,502 14,404 *Kohl's Corp............................................. 23,760 1,265,933 *Kona Grill, Inc......................................... 1,120 10,102 *Krispy Kreme Doughnuts, Inc............................. 5,319 39,520 #*K-Swiss, Inc. Class A................................... 2,837 6,468 *Lakeland Industries, Inc................................ 1,000 6,100 #*Lamar Advertising Co. Class A........................... 6,315 247,864 Las Vegas Sands Corp.................................... 45,000 2,089,800 *La-Z-Boy, Inc........................................... 6,000 97,320 *LeapFrog Enterprises, Inc............................... 5,500 48,620 Lear Corp............................................... 10,200 434,520 *Learning Tree International, Inc........................ 1,342 7,730 Leggett & Platt, Inc.................................... 14,377 381,422 #Lennar Corp. Class A.................................... 15,900 595,773 Lennar Corp. Class B Voting............................. 1,241 35,220 *Libbey, Inc............................................. 2,200 39,490 #*Liberty Global, Inc. Class A............................ 14,137 848,644 *Liberty Global, Inc. Class B............................ 95 5,711 *Liberty Global, Inc. Class C............................ 11,626 654,428 #*Liberty Interactive Corp. Class A....................... 55,690 1,113,800 *Liberty Interactive Corp. Class B....................... 201 3,934 *Liberty Media Corp. - Liberty Capital Class A........... 11,477 1,281,637 *Liberty Media Corp. - Liberty Capital Class B........... 200 21,840 *Liberty Ventures Series A............................... 3,322 189,055 #*Life Time Fitness, Inc.................................. 3,878 174,083 Lifetime Brands, Inc.................................... 300 3,330 Limited Brands, Inc..................................... 24,560 1,176,178 *LIN TV Corp. Class A.................................... 2,800 15,708 Lincoln Educational Services Corp....................... 2,164 8,028 #*Lions Gate Entertainment Corp........................... 5,400 90,072 Lithia Motors, Inc. Class A............................. 2,187 74,795 *Live Nation Entertainment, Inc.......................... 15,286 139,867 *LKQ Corp................................................ 29,178 609,528 Lowe's Cos., Inc........................................ 119,672 3,874,979 *Luby's, Inc............................................. 1,849 11,815 #*Lululemon Athletica, Inc................................ 7,834 540,624 *Lumber Liquidators Holdings, Inc........................ 2,349 131,121 942 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *M/I Homes, Inc........................................... 2,750 $ 61,188 Mac-Gray Corp............................................ 1,591 20,683 Macy's, Inc.............................................. 41,835 1,592,658 *Madison Square Garden Co. Class A (The).................. 5,700 234,612 *Maidenform Brands, Inc................................... 2,442 45,690 Marcus Corp.............................................. 2,400 26,160 Marine Products Corp..................................... 1,898 11,255 *MarineMax, Inc........................................... 1,700 13,991 #Marriott International, Inc.............................. 27,826 1,015,092 *Marriott Vacations Worldwide Corp........................ 2,389 93,983 *Martha Stewart Living Omnimedia Class A.................. 2,700 7,803 Mattel, Inc.............................................. 35,165 1,293,369 Matthews International Corp. Class A..................... 2,000 57,540 #*McClatchy Co. Class A (The).............................. 4,300 12,255 McDonald's Corp.......................................... 100,226 8,699,617 McGraw-Hill Cos., Inc. (The)............................. 26,645 1,472,936 MDC Holdings, Inc........................................ 4,445 169,977 #*Media General, Inc. Class A.............................. 800 3,360 Men's Wearhouse, Inc. (The).............................. 5,635 184,772 #Meredith Corp............................................ 2,438 81,600 *Meritage Homes Corp...................................... 3,400 125,732 *MGM Resorts International................................ 32,510 335,178 *Modine Manufacturing Co.................................. 2,129 14,477 *Mohawk Industries, Inc................................... 5,800 484,126 *Monarch Casino & Resort, Inc............................. 1,845 16,826 #Monro Muffler Brake, Inc................................. 2,532 85,885 *Morgans Hotel Group Co................................... 276 1,780 Morningstar, Inc......................................... 1,987 125,141 #*Motorcar Parts of America, Inc........................... 783 3,680 Movado Group, Inc........................................ 2,362 74,852 *Multimedia Games Holding Co., Inc........................ 2,364 37,588 *Nathan's Famous, Inc..................................... 509 14,104 National CineMedia, Inc.................................. 5,400 83,484 *Nautilus, Inc............................................ 2,449 6,882 #*Netflix, Inc............................................. 5,300 419,177 *New Frontier Media, Inc.................................. 200 404 *New York & Co., Inc...................................... 5,059 17,049 *New York Times Co. Class A (The)......................... 12,700 103,886 Newell Rubbermaid, Inc................................... 28,668 591,708 #News Corp. Class A....................................... 168,347 4,026,860 News Corp. Class B....................................... 45,563 1,109,915 *Nexstar Broadcasting Group, Inc. Class A................. 156 1,696 NIKE, Inc. Class B....................................... 37,871 3,460,652 Nordstrom, Inc........................................... 16,610 942,950 #Nutrisystem, Inc......................................... 2,500 24,075 #*NVR, Inc................................................. 500 451,870 *Office Depot, Inc........................................ 26,000 64,480 OfficeMax, Inc........................................... 7,500 55,125 #Omnicom Group, Inc....................................... 26,934 1,290,408 *Orbitz Worldwide, Inc.................................... 3,586 8,857 #*Orchard Supply Hardware Stores Corp. Class A............. 195 2,422 #*O'Reilly Automotive, Inc................................. 12,850 1,100,988 *Orient-Express Hotels, Ltd. Class A...................... 8,827 103,541 Outdoor Channel Holdings, Inc............................ 1,944 14,113 #*Overstock.com, Inc....................................... 1,830 27,596 Oxford Industries, Inc................................... 1,082 60,029 *Pacific Sunwear of California, Inc....................... 6,000 10,200 *Panera Bread Co. Class A................................. 2,775 467,976 *Papa John's International, Inc........................... 1,900 101,308 *Penn National Gaming, Inc................................ 4,827 195,156 Penske Automotive Group, Inc............................. 3,600 110,160 943 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Pep Boys - Manny, Moe & Jack (The)....................... 4,332 $ 43,277 *Perry Ellis International, Inc........................... 969 20,000 #PetMed Express, Inc...................................... 2,200 23,980 #*PetSmart, Inc............................................ 11,800 783,402 #Pier 1 Imports, Inc...................................... 10,000 204,000 *Pinnacle Entertainment, Inc.............................. 5,100 65,076 Polaris Industries, Inc.................................. 6,994 590,993 Pool Corp................................................ 4,800 202,176 #*Priceline.com, Inc....................................... 5,200 2,983,604 *PulteGroup, Inc.......................................... 36,437 631,818 PVH Corp................................................. 6,291 691,947 *Quiksilver, Inc.......................................... 8,658 27,706 R.G. Barry Corp.......................................... 1,300 19,812 #RadioShack Corp.......................................... 11,260 25,222 Ralph Lauren Corp........................................ 6,300 968,247 *Red Lion Hotels Corp..................................... 2,034 13,404 *Red Robin Gourmet Burgers, Inc........................... 1,300 43,420 #Regal Entertainment Group Class A........................ 8,736 134,185 Regis Corp............................................... 2,800 46,648 Rent-A-Center, Inc....................................... 6,145 204,813 *Rentrak Corp............................................. 1,137 19,318 *Rick's Cabaret International, Inc........................ 1,000 8,210 *Rocky Brands, Inc........................................ 231 2,774 Ross Stores, Inc......................................... 24,000 1,462,800 Royal Caribbean Cruises, Ltd............................. 14,000 471,380 *Ruby Tuesday, Inc........................................ 5,370 38,771 *rue21, Inc............................................... 132 3,975 *Ruth's Hospitality Group, Inc............................ 984 6,544 #Ryland Group, Inc. (The)................................. 3,900 132,093 *Ryman Hospitality Properties............................. 3,437 134,077 *Saga Communications, Inc. Class A........................ 507 21,507 #*Saks, Inc................................................ 10,680 109,790 Salem Communications Corp. Class A....................... 400 2,384 *Sally Beauty Holdings, Inc............................... 17,400 418,992 Scholastic Corp.......................................... 2,600 85,774 *School Specialty, Inc.................................... 1,749 3,236 *Scientific Games Corp. Class A........................... 5,774 47,520 Scripps Networks Interactive, Inc. Class A............... 8,655 525,532 *Sears Canada, Inc........................................ 1,855 20,160 #*Sears Holdings Corp...................................... 4,332 271,486 *Select Comfort Corp...................................... 5,200 144,716 Service Corp. International.............................. 21,200 297,648 *SHFL Entertainment, Inc.................................. 6,176 87,267 Shiloh Industries, Inc................................... 1,564 17,798 Shoe Carnival, Inc....................................... 688 16,085 #*Shutterfly, Inc.......................................... 3,262 98,708 Signet Jewelers, Ltd. ADR................................ 8,700 450,312 Sinclair Broadcast Group, Inc. Class A................... 4,600 57,960 #*Sirius XM Radio, Inc..................................... 361,341 1,011,755 Six Flags Entertainment Corp............................. 4,289 244,945 *Skechers U.S.A., Inc. Class A............................ 3,800 63,080 *Skyline Corp............................................. 800 3,680 *Smith & Wesson Holding Corp.............................. 7,000 67,200 Sonic Automotive, Inc. Class A........................... 1,901 36,879 *Sonic Corp............................................... 6,463 64,436 #Sotheby's................................................ 4,100 127,633 Spartan Motors, Inc...................................... 3,375 15,862 Speedway Motorsports, Inc................................ 2,352 38,338 Stage Stores, Inc........................................ 3,250 79,625 Standard Motor Products, Inc............................. 1,900 35,682 #*Standard Pacific Corp.................................... 10,443 72,057 944 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) *Stanley Furniture Co., Inc............................... 637 $ 2,962 #Staples, Inc............................................. 68,182 785,116 Starbucks Corp........................................... 77,930 3,576,987 Starwood Hotels & Resorts Worldwide, Inc................. 20,547 1,065,362 *Stein Mart, Inc.......................................... 3,347 26,307 *Steiner Leisure, Ltd..................................... 1,400 61,488 *Steinway Musical Instruments, Inc........................ 900 21,726 *Steven Madden, Ltd....................................... 3,995 171,465 Stewart Enterprises, Inc. Class A........................ 8,882 69,013 *Stoneridge, Inc.......................................... 3,400 16,898 Strayer Education, Inc................................... 500 28,730 #Sturm Ruger & Co., Inc................................... 1,500 70,845 Superior Industries International, Inc................... 2,200 37,598 Superior Uniform Group, Inc.............................. 162 1,900 *Systemax, Inc............................................ 1,666 18,226 Tandy Leather Factory, Inc............................... 663 3,514 Target Corp.............................................. 64,682 4,123,478 #*Tempur-Pedic International, Inc.......................... 6,223 164,536 *Tenneco, Inc............................................. 5,995 183,147 #*Tesla Motors, Inc........................................ 5,132 144,363 Texas Roadhouse, Inc..................................... 1,000 16,280 #Thor Industries, Inc..................................... 4,561 173,455 #Tiffany & Co............................................. 11,600 733,352 Time Warner Cable, Inc................................... 32,636 3,234,554 Time Warner, Inc......................................... 99,300 4,314,585 TJX Cos., Inc. (The)..................................... 76,142 3,169,791 *Toll Brothers, Inc....................................... 15,760 520,238 *Town Sports International Holdings, Inc.................. 2,129 26,825 Tractor Supply Co........................................ 7,022 675,797 #*TripAdvisor, Inc......................................... 9,705 293,964 True Religion Apparel, Inc............................... 2,500 64,125 *TRW Automotive Holdings Corp............................. 10,179 473,425 *Tuesday Morning Corp..................................... 3,200 19,104 Tupperware Brands Corp................................... 5,400 319,140 #Ulta Salon Cosmetics & Fragrance, Inc.................... 5,300 488,766 #*Under Armour, Inc. Class A............................... 7,800 407,628 *Unifi, Inc............................................... 1,766 24,777 *Universal Electronics, Inc............................... 1,700 29,172 Universal Technical Institute, Inc....................... 2,300 29,486 #*Urban Outfitters, Inc.................................... 12,150 434,484 #V.F. Corp................................................ 9,150 1,431,792 Vail Resorts, Inc........................................ 3,700 210,086 #*Valassis Communications, Inc............................. 3,990 103,820 Value Line, Inc.......................................... 400 3,984 *Valuevision Media, Inc. Class A.......................... 800 1,800 Viacom, Inc. Class A..................................... 1,192 61,829 #Viacom, Inc. Class B..................................... 47,727 2,446,963 #Virgin Media, Inc........................................ 27,500 900,350 *Visteon Corp............................................. 2,382 105,046 #*Vitacost.com, Inc........................................ 489 3,130 #*Vitamin Shoppe, Inc...................................... 2,565 146,821 *VOXX International Corp.................................. 1,271 7,906 Walt Disney Co. (The).................................... 177,091 8,689,855 *Warnaco Group, Inc. (The)................................ 4,397 310,340 Washington Post Co. Class B (The)........................ 500 166,755 #Weight Watchers International, Inc....................... 2,600 130,650 Wendy's Co. (The)........................................ 33,225 141,871 *West Marine, Inc......................................... 2,681 27,722 *Wet Seal, Inc. Class A (The)............................. 9,200 26,312 Whirlpool Corp........................................... 7,165 699,877 Wiley (John) & Sons, Inc. Class A........................ 4,720 204,754 945 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) Williams Controls, Inc................................. 600 $ 6,540 Williams-Sonoma, Inc................................... 9,360 432,713 Winmark Corp........................................... 300 15,984 *Winnebago Industries, Inc.............................. 2,407 30,328 #*WMS Industries, Inc.................................... 5,290 86,915 #Wolverine World Wide, Inc.............................. 4,900 205,163 World Wrestling Entertainment, Inc. Class A............ 3,100 25,079 Wyndham Worldwide Corp................................. 16,802 846,821 Wynn Resorts, Ltd...................................... 6,514 788,585 #Yum! Brands, Inc....................................... 46,117 3,233,263 #*Zagg, Inc.............................................. 171 1,228 *Zale Corp.............................................. 2,400 17,232 #*Zumiez, Inc............................................ 2,400 60,744 ------------ Total Consumer Discretionary.............................. 191,927,691 ------------ Consumer Staples -- (9.3%)................................ Alico, Inc............................................. 496 15,569 *Alliance One International, Inc........................ 8,769 26,658 Altria Group, Inc...................................... 212,300 6,751,140 Andersons, Inc. (The).................................. 1,485 58,331 #Archer-Daniels-Midland Co.............................. 68,390 1,835,588 Avon Products, Inc..................................... 39,650 614,179 B&G Foods, Inc......................................... 5,070 153,469 Beam, Inc.............................................. 14,380 798,953 #*Boston Beer Co., Inc. Class A (The).................... 555 59,707 Brown-Forman Corp. Class A............................. 8,799 538,411 Brown-Forman Corp. Class B............................. 12,994 832,396 Bunge, Ltd............................................. 15,335 1,089,245 Calavo Growers, Inc.................................... 1,264 29,843 Cal-Maine Foods, Inc................................... 2,100 90,573 #Campbell Soup Co....................................... 18,400 648,968 Casey's General Stores, Inc............................ 2,600 134,030 *Central European Distribution Corp..................... 5,975 15,416 *Central Garden & Pet Co................................ 1,175 13,019 *Central Garden & Pet Co. Class A....................... 3,229 36,391 *Chiquita Brands International, Inc..................... 4,900 35,329 #Church & Dwight Co., Inc............................... 14,700 746,172 Clorox Co. (The)....................................... 13,216 955,517 Coca-Cola Bottling Co. Consolidated.................... 481 33,064 Coca-Cola Co. (The).................................... 422,950 15,725,281 Coca-Cola Enterprises, Inc............................. 30,541 960,209 Colgate-Palmolive Co................................... 47,794 5,016,458 ConAgra Foods, Inc..................................... 42,889 1,194,030 *Constellation Brands, Inc. Class A..................... 17,900 632,586 Costco Wholesale Corp.................................. 44,600 4,389,978 CVS Caremark Corp...................................... 132,842 6,163,869 *Darling International, Inc............................. 11,864 196,112 *Dean Foods Co.......................................... 18,868 317,737 #*Dole Food Co., Inc..................................... 2,200 27,698 #Dr. Pepper Snapple Group, Inc.......................... 22,078 946,042 #*Elizabeth Arden, Inc................................... 2,600 122,668 Energizer Holdings, Inc................................ 6,800 496,196 Estee Lauder Cos., Inc. Class A (The).................. 23,200 1,429,584 *Farmer Bros. Co........................................ 1,300 12,649 Flowers Foods, Inc..................................... 12,203 240,277 Fresh Del Monte Produce, Inc........................... 3,300 83,061 #*Fresh Market, Inc. (The)............................... 4,133 234,382 #General Mills, Inc..................................... 66,207 2,653,577 #*Green Mountain Coffee Roasters, Inc.................... 11,562 279,338 #H.J. Heinz Co.......................................... 32,627 1,876,379 *Hain Celestial Group, Inc. (The)....................... 4,000 231,200 946 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Staples -- (Continued) Harris Teeter Supermarkets, Inc......................... 4,800 $ 179,760 #Herbalife, Ltd.......................................... 10,600 544,310 Hershey Co. (The)....................................... 16,422 1,130,655 Hillshire Brands Co..................................... 11,770 306,138 #Hormel Foods Corp....................................... 13,800 407,514 Ingles Markets, Inc. Class A............................ 1,110 17,982 Ingredion, Inc.......................................... 6,743 414,425 Inter Parfums, Inc...................................... 760 13,878 J & J Snack Foods Corp.................................. 1,191 68,209 J.M. Smucker Co. (The).................................. 11,871 1,016,632 *John B. Sanfilippo & Son, Inc........................... 1,301 21,883 #Kellogg Co.............................................. 25,035 1,309,831 Kimberly-Clark Corp..................................... 41,025 3,423,536 *Kraft Foods Group, Inc.................................. 58,218 2,647,755 Kroger Co. (The)........................................ 55,543 1,400,794 Lancaster Colony Corp................................... 1,900 138,282 #Lifeway Foods, Inc...................................... 315 2,948 #Lorillard, Inc.......................................... 13,500 1,566,135 McCormick & Co., Inc. Non-Voting........................ 12,514 771,113 McCormick & Co., Inc. Voting............................ 607 37,337 #Mead Johnson Nutrition Co............................... 21,172 1,305,466 *Medifast, Inc........................................... 2,100 53,592 MGP Ingredients, Inc.................................... 233 822 #Molson Coors Brewing Co. Class B........................ 13,905 599,862 Mondelez International, Inc. Class A.................... 174,656 4,635,370 #*Monster Beverage Corp................................... 15,848 707,930 Nash Finch Co........................................... 1,300 24,999 *National Beverage Corp.................................. 288 4,283 *Natural Alternatives International, Inc................. 1,000 6,250 #Nu Skin Enterprises, Inc. Class A....................... 6,221 294,440 *Nutraceutical International Corp........................ 1,459 23,140 Oil-Dri Corp. of America................................ 641 14,358 *Omega Protein Corp...................................... 2,100 13,671 *Overhill Farms, Inc..................................... 2,000 9,000 *Pantry, Inc. (The)...................................... 3,100 41,122 PepsiCo, Inc............................................ 162,442 11,247,484 Philip Morris International, Inc........................ 172,030 15,234,977 *Physicians Formula Holdings, Inc........................ 1,158 5,663 *Pilgrim's Pride Corp.................................... 6,483 36,499 *Post Holdings, Inc...................................... 2,588 81,651 *Prestige Brands Holdings, Inc........................... 3,928 68,308 #PriceSmart, Inc......................................... 1,600 132,784 Procter & Gamble Co. (The).............................. 286,041 19,805,479 *Ralcorp Holdings, Inc................................... 5,295 382,246 Reliv' International, Inc............................... 1,707 2,202 *Revlon, Inc. Class A.................................... 1,909 29,399 Reynolds American, Inc.................................. 35,000 1,457,400 Rocky Mountain Chocolate Factory, Inc................... 950 9,984 #Safeway, Inc............................................ 26,773 436,668 Sanderson Farms, Inc.................................... 1,850 83,786 *Schiff Nutrition International, Inc..................... 1,800 60,912 *Seneca Foods Corp. Class A.............................. 500 14,292 *Smart Balance, Inc...................................... 7,136 84,918 #*Smithfield Foods, Inc................................... 14,600 298,862 Snyders-Lance, Inc...................................... 3,596 91,123 Spartan Stores, Inc..................................... 3,061 43,956 *Spectrum Brands Holdings, Inc........................... 2,035 92,572 #SUPERVALU, Inc.......................................... 20,097 62,502 *Susser Holdings Corp.................................... 1,300 46,722 #Sysco Corp.............................................. 60,831 1,890,019 #Tootsie Roll Industries, Inc............................ 1,533 40,854 947 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) *TreeHouse Foods, Inc................................... 3,230 $ 172,966 Tyson Foods, Inc. Class A.............................. 31,488 529,313 *United Natural Foods, Inc.............................. 4,800 255,552 United-Guardian, Inc................................... 600 10,578 Universal Corp......................................... 2,600 128,856 #*USANA Health Sciences, Inc............................. 800 34,512 Walgreen Co............................................ 89,700 3,160,131 #Wal-Mart Stores, Inc................................... 194,807 14,614,421 WD-40 Co............................................... 1,600 76,576 Weis Markets, Inc...................................... 1,930 79,439 Whole Foods Market, Inc................................ 16,983 1,608,800 ------------ Total Consumer Staples.................................... 154,307,107 ------------ Energy -- (9.8%).......................................... Adams Resources & Energy, Inc.......................... 300 9,126 Alon USA Energy, Inc................................... 1,957 25,695 #*Alpha Natural Resources, Inc........................... 12,617 108,128 Anadarko Petroleum Corp................................ 51,085 3,515,159 #Apache Corp............................................ 39,448 3,264,322 *Approach Resources, Inc................................ 500 12,315 #Arch Coal, Inc......................................... 16,500 131,340 *Atwood Oceanics, Inc................................... 5,700 272,460 Baker Hughes, Inc...................................... 45,355 1,903,549 #Berry Petroleum Co. Class A............................ 4,700 180,997 *Bill Barrett Corp...................................... 5,020 115,008 Bolt Technology Corp................................... 1,050 15,120 *BPZ Resources, Inc..................................... 10,000 28,800 Bristow Group, Inc..................................... 3,165 157,997 #*C&J Energy Services, Inc............................... 1,468 28,450 Cabot Oil & Gas Corp................................... 21,800 1,024,164 *Cal Dive International, Inc............................ 9,937 12,521 *Callon Petroleum Co.................................... 3,810 21,793 *Cameron International Corp............................. 25,359 1,284,180 CARBO Ceramics, Inc.................................... 1,350 99,833 *Carrizo Oil & Gas, Inc................................. 1,000 26,820 #*Cheniere Energy, Inc................................... 19,536 314,334 #Chesapeake Energy Corp................................. 68,738 1,392,632 #Chevron Corp........................................... 204,675 22,557,232 Cimarex Energy Co...................................... 8,433 482,199 *Clayton Williams Energy, Inc........................... 500 21,175 #*Clean Energy Fuels Corp................................ 5,014 57,410 *Cloud Peak Energy, Inc................................. 5,872 123,899 #*Cobalt International Energy, Inc....................... 18,526 385,526 *Comstock Resources, Inc................................ 4,800 82,176 #*Concho Resources, Inc.................................. 10,100 869,812 #ConocoPhillips......................................... 121,505 7,029,064 CONSOL Energy, Inc..................................... 23,700 833,292 #*Continental Resources, Inc............................. 4,690 337,023 Core Laboratories NV................................... 5,125 531,258 *Crimson Exploration, Inc............................... 3,820 13,828 Crosstex Energy, Inc................................... 5,400 73,872 *Dawson Geophysical Co.................................. 600 14,334 Delek US Holdings, Inc................................. 900 23,175 *Denbury Resources, Inc................................. 36,570 560,618 Devon Energy Corp...................................... 39,786 2,315,943 DHT Holdings, Inc...................................... 229 966 #Diamond Offshore Drilling, Inc......................... 6,700 463,908 *Double Eagle Petroleum Co.............................. 267 1,338 #*Dresser-Rand Group, Inc................................ 7,700 396,781 *Dril-Quip, Inc......................................... 3,333 230,844 #*Endeavour International Corp........................... 3,414 24,786 948 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) Energen Corp............................................ 7,800 $ 363,870 Energy XXI (Bermuda), Ltd............................... 6,972 230,773 EOG Resources, Inc...................................... 28,239 3,289,561 *EPL Oil & Gas, Inc...................................... 3,224 69,767 EQT Corp................................................ 14,642 887,744 #EXCO Resources, Inc..................................... 12,750 103,275 *Exterran Holdings, Inc.................................. 6,100 121,878 #Exxon Mobil Corp........................................ 477,512 43,534,769 #*FMC Technologies, Inc................................... 24,664 1,008,758 *Forest Oil Corp......................................... 11,189 84,813 *FX Energy, Inc.......................................... 1,388 6,704 *Geospace Technologies Corp.............................. 1,000 64,730 *Global Geophysical Services, Inc........................ 2,881 13,310 *Green Plains Renewable Energy, Inc...................... 2,214 17,114 Gulf Island Fabrication, Inc............................ 1,100 26,103 *Gulfmark Offshore, Inc. Class A......................... 400 12,928 *Gulfport Energy Corp.................................... 4,900 162,582 Halliburton Co.......................................... 95,923 3,097,354 #*Harvest Natural Resources, Inc.......................... 3,600 31,428 #*Heckmann Corp........................................... 11,861 41,514 *Helix Energy Solutions Group, Inc....................... 10,266 177,499 Helmerich & Payne, Inc.................................. 11,191 534,930 *Hercules Offshore, Inc.................................. 7,108 33,834 Hess Corp............................................... 31,522 1,647,340 .*HKN, Inc................................................ 1,513 2,981 HollyFrontier Corp...................................... 22,236 858,977 *Hornbeck Offshore Services, Inc......................... 2,087 72,294 #*ION Geophysical Corp.................................... 8,127 52,500 *Key Energy Services, Inc................................ 7,600 49,704 Kinder Morgan, Inc...................................... 95,511 3,315,187 *Kodiak Oil & Gas Corp................................... 26,988 249,369 #Lufkin Industries, Inc.................................. 3,400 170,034 #*Magnum Hunter Resources Corp............................ 9,800 37,436 Marathon Oil Corp....................................... 71,437 2,147,396 Marathon Petroleum Corp................................. 35,264 1,937,052 *Matrix Service Co....................................... 2,511 26,340 *McDermott International, Inc............................ 22,562 241,639 #*McMoran Exploration Co.................................. 10,415 124,251 #*Miller Energy Resources, Inc............................ 451 2,039 *Mitcham Industries, Inc................................. 1,264 17,127 Murphy Oil Corp......................................... 18,964 1,137,840 *Nabors Industries, Ltd.................................. 26,264 354,301 National Oilwell Varco, Inc............................. 44,585 3,285,914 *Natural Gas Services Group, Inc......................... 1,600 25,376 *Newfield Exploration Co................................. 12,031 326,281 *Newpark Resources, Inc.................................. 9,500 64,505 Noble Corp.............................................. 24,604 928,555 Noble Energy, Inc....................................... 18,202 1,729,372 #Nordic American Tankers, Ltd............................ 2,265 19,026 #*Northern Oil & Gas, Inc................................. 5,685 86,185 #*Oasis Petroleum, Inc.................................... 6,410 188,262 Occidental Petroleum Corp............................... 84,203 6,648,669 Oceaneering International, Inc.......................... 11,142 583,061 *Oil States International, Inc........................... 5,300 387,430 #Overseas Shipholding Group, Inc......................... 2,700 3,024 Panhandle Oil & Gas, Inc. Class A....................... 1,000 27,080 *Parker Drilling Co...................................... 9,114 39,464 #Patterson-UTI Energy, Inc............................... 15,402 249,204 *PDC Energy, Inc......................................... 652 19,736 #Peabody Energy Corp..................................... 23,123 645,132 Penn Virginia Corp...................................... 3,900 17,628 949 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Energy -- (Continued) *PHI, Inc. Non-Voting................................... 1,795 $ 56,166 Phillips 66............................................ 62,327 2,939,341 *Pioneer Energy Services Corp........................... 4,377 28,888 Pioneer Natural Resources Co........................... 11,408 1,205,255 *Plains Exploration & Production Co..................... 13,161 469,321 *PostRock Energy Corp................................... 1,042 1,709 #QEP Resources, Inc..................................... 17,600 510,400 #*Quicksilver Resources, Inc............................. 10,100 39,087 #Range Resources Corp................................... 16,800 1,098,048 *Rentech, Inc........................................... 973 2,510 *Rex Energy Corp........................................ 4,000 52,960 *Rosetta Resources, Inc................................. 5,410 249,076 *Rowan Cos. P.L.C. Class A.............................. 13,381 424,312 #RPC, Inc............................................... 9,225 105,718 #*SandRidge Energy, Inc.................................. 16,873 104,950 Schlumberger, Ltd...................................... 138,333 9,618,293 *SEACOR Holdings, Inc................................... 2,200 192,962 *SemGroup Corp. Class A................................. 3,077 118,895 Ship Finance International, Ltd........................ 6,400 98,432 SM Energy Co........................................... 6,600 355,872 *Southwestern Energy Co................................. 34,815 1,208,080 #Spectra Energy Corp.................................... 66,748 1,927,015 *Stone Energy Corp...................................... 4,300 101,437 *Superior Energy Services, Inc.......................... 14,418 293,118 *Swift Energy Co........................................ 1,930 32,250 Targa Resources Corp................................... 3,076 156,661 Teekay Corp............................................ 4,349 133,123 *Tesco Corp............................................. 2,270 19,999 Tesoro Corp............................................ 14,080 530,957 *TETRA Technologies, Inc................................ 8,150 43,602 *TGC Industries, Inc.................................... 1,667 12,269 Tidewater, Inc......................................... 5,500 261,305 Transocean, Ltd........................................ 36,341 1,660,420 *Triangle Petroleum Corp................................ 3,876 24,768 #*Ultra Petroleum Corp................................... 16,209 369,727 *Union Drilling, Inc.................................... 1,990 12,915 *Unit Corp.............................................. 4,300 173,505 *VAALCO Energy, Inc..................................... 5,480 44,772 Valero Energy Corp..................................... 57,400 1,670,340 #W&T Offshore, Inc...................................... 2,844 48,206 *Warren Resources, Inc.................................. 5,600 15,960 *Weatherford International, Ltd......................... 78,083 882,338 Western Refining, Inc.................................. 6,000 149,220 #*Westmoreland Coal Co................................... 837 8,604 *Whiting Petroleum Corp................................. 10,500 441,210 *Willbros Group, Inc.................................... 4,500 22,995 Williams Cos., Inc. (The).............................. 65,534 2,293,035 World Fuel Services Corp............................... 6,050 209,935 #*WPX Energy, Inc........................................ 13,555 229,622 #*Zion Oil & Gas, Inc.................................... 163 308 ------------ Total Energy.............................................. 163,658,042 ------------ Financials -- (12.1%) 1st Source Corp........................................ 1,990 44,198 *1st United Bancorp, Inc................................ 1,107 6,653 ACE, Ltd............................................... 35,361 2,781,143 #*Affiliated Managers Group, Inc......................... 5,480 693,220 Aflac, Inc............................................. 48,794 2,428,965 *Alexander & Baldwin, Inc............................... 4,230 122,374 *Allegheny Corp......................................... 1,169 406,344 Allied World Assurance Co. Holdings AG................. 3,700 297,110 950 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Allstate Corp. (The).................................. 51,057 $ 2,041,259 Alterra Capital Holdings, Ltd......................... 6,900 168,567 *Altisource Portfolio Solutions SA..................... 2,400 272,400 *American Capital, Ltd................................. 35,406 417,437 American Equity Investment Life Holding Co............ 5,190 59,737 American Express Co................................... 104,890 5,870,693 American Financial Group, Inc......................... 6,020 233,576 *American International Group, Inc..................... 62,964 2,199,333 American National Insurance Co........................ 664 48,512 *American River Bankshares............................. 882 6,509 *American Safety Insurance Holdings, Ltd............... 1,000 16,860 Ameriprise Financial, Inc............................. 22,940 1,339,008 *Ameris Bancorp........................................ 1,951 20,817 *AMERISAFE, Inc........................................ 2,573 67,541 *AmeriServ Financial, Inc.............................. 100 293 #AmTrust Financial Services, Inc....................... 2,640 63,888 Aon P.L.C............................................. 31,029 1,674,015 *Arch Capital Group, Ltd............................... 13,910 614,127 Argo Group International Holdings, Ltd................ 3,580 123,152 Arrow Financial Corp.................................. 890 21,716 Artio Global Investors, Inc........................... 2,673 6,362 Aspen Insurance Holdings, Ltd......................... 6,326 204,646 Associated Banc-Corp.................................. 17,760 228,926 #Assurant, Inc......................................... 9,500 359,195 Assured Guaranty, Ltd................................. 14,700 204,183 Astoria Financial Corp................................ 4,720 47,342 *Atlantic Coast Financial Corp......................... 137 275 *AV Homes, Inc......................................... 1,000 14,700 Axis Capital Holdings, Ltd............................ 12,640 457,821 Baldwin & Lyons, Inc. Class B......................... 562 13,685 Bancfirst Corp........................................ 700 30,772 *Bancorp, Inc. (The)................................... 2,299 26,140 BancorpSouth, Inc..................................... 9,405 133,081 *BancTrust Financial Group, Inc........................ 2,903 8,245 Bank Mutual Corp...................................... 6,120 27,601 Bank of America Corp.................................. 1,120,295 10,441,149 Bank of Hawaii Corp................................... 5,000 220,800 Bank of New York Mellon Corp. (The)................... 123,982 3,063,595 Bank of the Ozarks, Inc............................... 3,800 124,412 BankFinancial Corp.................................... 2,730 21,922 BankUnited, Inc....................................... 1,827 43,318 Banner Corp........................................... 1,804 52,298 BB&T Corp............................................. 72,882 2,109,934 *BBCN Bancorp, Inc..................................... 6,513 77,700 *Beneficial Mutual Bancorp, Inc........................ 3,852 36,517 *Berkshire Hathaway, Inc. Class B...................... 180,751 15,607,849 Berkshire Hills Bancorp, Inc.......................... 2,505 58,817 BGC Partners, Inc. Class A............................ 5,198 24,327 BlackRock, Inc........................................ 11,541 2,189,097 *BofI Holding, Inc..................................... 900 25,308 #BOK Financial Corp.................................... 2,387 139,998 Boston Private Financial Holdings, Inc................ 5,685 52,416 Brookline Bancorp, Inc................................ 6,047 51,279 Brown & Brown, Inc.................................... 13,100 334,705 Bryn Mawr Bank Corp................................... 1,149 26,013 Calamos Asset Management, Inc. Class A................ 1,676 18,101 Camden National Corp.................................. 600 20,940 *Capital Bank Financial Corp. Class A.................. 96 1,683 #*Capital City Bank Group, Inc.......................... 1,069 10,850 Capital One Financial Corp............................ 54,537 3,281,491 Capital Southwest Corp................................ 344 37,066 951 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) CapitalSource, Inc...................................... 24,476 $ 193,605 Capitol Federal Financial, Inc.......................... 16,210 193,061 Cardinal Financial Corp................................. 2,805 44,796 Cash America International, Inc......................... 635 24,822 Cathay General Bancorp.................................. 6,038 106,812 #CBOE Holdings, Inc...................................... 9,190 271,013 *CBRE Group, Inc. Class A................................ 31,900 574,838 Center Bancorp, Inc..................................... 1,915 21,812 Centerstate Banks, Inc.................................. 1,550 13,439 *Central Pacific Financial Corp.......................... 210 3,018 Charles Schwab Corp. (The).............................. 109,728 1,490,106 Chemical Financial Corp................................. 3,399 79,944 Chubb Corp. (The)....................................... 27,800 2,140,044 Cincinnati Financial Corp............................... 16,109 641,783 *CIT Group, Inc.......................................... 19,881 739,971 Citigroup, Inc.......................................... 303,550 11,349,735 *Citizens Community Bancorp, Inc......................... 600 3,336 *Citizens, Inc........................................... 4,015 40,913 #City Holding Co......................................... 1,057 37,122 City National Corp...................................... 4,800 245,280 Clifton Savings Bancorp, Inc............................ 1,031 11,403 #CME Group, Inc.......................................... 33,000 1,845,690 #CNA Financial Corp...................................... 17,536 515,208 CNB Financial Corp...................................... 280 4,810 CNO Financial Group, Inc................................ 21,200 203,096 CoBiz Financial, Inc.................................... 3,100 22,103 #Cohen & Steers, Inc..................................... 2,055 57,519 Columbia Banking System, Inc............................ 1,456 25,786 Comerica, Inc........................................... 18,892 563,171 Commerce Bancshares, Inc................................ 6,891 262,409 Community Bank System, Inc.............................. 2,181 60,174 Community Trust Bancorp, Inc............................ 1,590 53,933 *CompuCredit Holdings Corp............................... 1,196 4,581 Consolidated-Tokoma Land Co............................. 681 22,350 *Cowen Group, Inc. Class A............................... 4,050 10,287 Crawford & Co. Class A.................................. 3,717 16,206 Crawford & Co. Class B.................................. 1,800 9,918 *Credit Acceptance Corp.................................. 444 36,253 Cullen/Frost Bankers, Inc............................... 4,679 258,749 CVB Financial Corp...................................... 8,560 92,619 *DFC Global Corp......................................... 3,924 66,119 Diamond Hill Investment Group, Inc...................... 293 22,555 Dime Community Bancshares, Inc.......................... 2,400 34,800 Discover Financial Services............................. 55,700 2,283,700 Donegal Group, Inc. Class A............................. 1,374 17,807 Duff & Phelps Corp...................................... 4,800 59,664 *E*Trade Financial Corp.................................. 29,290 244,864 East West Bancorp, Inc.................................. 14,046 299,039 Eastern Insurance Holdings, Inc......................... 64 1,076 Eaton Vance Corp........................................ 12,100 340,494 *eHealth, Inc............................................ 2,800 60,760 EMC Insurance Group, Inc................................ 866 19,381 Employers Holdings, Inc................................. 3,900 71,175 Endurance Specialty Holdings, Ltd....................... 3,900 158,145 *Enstar Group, Ltd....................................... 700 70,000 Enterprise Financial Services Corp...................... 1,766 24,724 Epoch Holding Corp...................................... 2,148 47,084 Erie Indemnity Co. Class A.............................. 3,100 192,882 ESSA Bancorp, Inc....................................... 1,856 18,708 Evercore Partners, Inc. Class A......................... 1,100 30,690 Everest Re Group, Ltd................................... 5,600 621,880 952 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Financials -- (Continued) *EZCORP, Inc. Class A...................................... 4,723 $ 92,854 FBL Financial Group, Inc. Class A......................... 2,100 71,673 Federal Agricultural Mortgage Corp. Class C............... 1,380 38,875 Federated Investors, Inc. Class B......................... 9,362 217,573 Fidelity National Financial, Inc. Class A................. 22,699 485,986 Fidelity Southern Corp.................................... 1,118 10,946 Fifth Third Bancorp....................................... 95,899 1,393,412 Financial Institutions, Inc............................... 807 15,365 *First Acceptance Corp..................................... 181 219 First American Financial Corp............................. 10,079 229,297 *First BanCorp............................................. 2,611 11,071 First Bancorp............................................. 1,500 15,675 First Busey Corp.......................................... 7,017 33,120 *First California Financial Group, Inc..................... 10 68 *First Cash Financial Services, Inc........................ 1,200 53,592 First Citizens BancShares, Inc. Class A................... 100 16,875 First Commonwealth Financial Corp......................... 9,645 63,175 First Community Bancshares, Inc........................... 1,100 16,478 First Defiance Financial Corp............................. 1,538 27,223 First Financial Bancorp................................... 4,812 75,548 #First Financial Bankshares, Inc........................... 3,585 129,885 First Financial Corp...................................... 1,100 33,649 First Financial Holdings, Inc............................. 1,825 25,732 *First Financial Northwest, Inc............................ 2,411 19,047 #First Horizon National Corp............................... 24,142 224,762 First Interstate BancSystem, Inc.......................... 352 5,291 First Merchants Corp...................................... 2,605 38,320 First Midwest Bancorp, Inc................................ 6,000 74,220 First Niagara Financial Group, Inc........................ 28,417 235,293 First Pactrust Bancorp, Inc............................... 451 5,304 First Republic Bank....................................... 4,678 160,689 *First South Bancorp, Inc.................................. 1,685 9,099 #FirstMerit Corp........................................... 9,666 133,971 Flagstone Reinsurance Holdings SA......................... 3,595 31,780 Flushing Financial Corp................................... 2,163 33,635 FNB Corp.................................................. 12,609 135,295 *Forest City Enterprises, Inc. Class A..................... 3,476 55,790 *Forest City Enterprises, Inc. Class B..................... 3,286 52,379 *Forestar Group, Inc....................................... 2,565 41,066 Fox Chase Bancorp, Inc.................................... 800 12,448 Franklin Resources, Inc................................... 15,400 1,968,120 Fulton Financial Corp..................................... 20,459 198,861 FXCM, Inc................................................. 2,007 18,063 Gallagher (Arthur J.) & Co................................ 11,525 408,446 GAMCO Investors, Inc. Class A............................. 267 13,083 *Genworth Financial, Inc. Class A.......................... 36,600 218,136 German American Bancorp, Inc.............................. 1,398 31,525 GFI Group, Inc............................................ 8,500 26,860 Glacier Bancorp, Inc...................................... 6,536 94,772 *Gleacher & Co., Inc....................................... 1,004 703 *Global Indemnity P.L.C.................................... 1,204 26,705 Goldman Sachs Group, Inc. (The)........................... 47,842 5,855,382 Great Southern Bancorp, Inc............................... 1,100 31,207 #*Green Dot Corp. Class A................................... 2,200 22,418 #Greenhill & Co., Inc...................................... 2,900 138,388 *Greenlight Capital Re, Ltd. Class A....................... 2,682 68,525 *Guaranty Bancorp.......................................... 1,599 2,926 *Hallmark Financial Services, Inc.......................... 1,034 7,889 Hampden Bancorp, Inc...................................... 504 6,527 #Hancock Holding Co........................................ 6,526 206,156 *Hanmi Financial Corp...................................... 1,535 19,049 953 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) Hanover Insurance Group, Inc. (The)..................... 600 $ 21,666 *Harris & Harris Group, Inc.............................. 3,600 12,348 Hartford Financial Services Group, Inc.................. 40,324 875,434 #HCC Insurance Holdings, Inc............................. 11,125 396,495 Heartland Financial USA, Inc............................ 1,732 49,708 *Heritage Commerce Corp.................................. 2,541 16,745 Heritage Financial Corp................................. 905 12,516 Heritage Financial Group, Inc........................... 1,473 19,709 *HFF, Inc. Class A....................................... 2,557 35,619 *Hilltop Holdings, Inc................................... 7,200 97,848 Home BancShares, Inc.................................... 2,952 102,257 Home Federal Bancorp, Inc............................... 2,521 28,790 Homeowners Choice, Inc.................................. 804 17,849 HopFed Bancorp, Inc..................................... 208 1,633 Horace Mann Educators Corp.............................. 2,672 51,329 *Howard Hughes Corp. (The)............................... 600 42,000 Hudson City Bancorp, Inc................................ 50,766 430,750 Hudson Valley Holding Corp.............................. 1,023 16,481 Huntington Bancshares, Inc.............................. 90,200 576,378 IBERIABANK Corp......................................... 2,725 135,678 *ICG Group, Inc.......................................... 3,900 40,872 Independence Holding Co................................. 2,640 23,074 Independent Bank Corp................................... 1,728 50,993 Infinity Property & Casualty Corp....................... 800 45,688 Interactive Brokers Group, Inc. Class A................. 4,380 62,415 *IntercontinentalExchange, Inc........................... 7,461 977,391 International Bancshares Corp........................... 6,326 114,817 *Intervest Bancshares Corp. Class A...................... 254 1,054 *INTL. FCStone, Inc...................................... 1,015 18,808 Invesco, Ltd............................................ 43,368 1,054,710 *Investment Technology Group, Inc........................ 3,824 32,275 *Investors Bancorp, Inc.................................. 6,883 123,825 Janus Capital Group, Inc................................ 17,800 151,300 Jefferies Group, Inc.................................... 12,777 181,944 JMP Group, Inc.......................................... 2,391 13,246 #Jones Lang LaSalle, Inc................................. 4,500 349,830 JPMorgan Chase & Co..................................... 395,455 16,482,564 Kaiser Federal Financial Group, Inc..................... 784 12,097 #KBW, Inc................................................ 3,585 58,256 Kearny Financial Corp................................... 2,846 26,895 Kemper Corp............................................. 3,600 111,600 Kennedy-Wilson Holdings, Inc............................ 1,027 14,583 #KeyCorp................................................. 99,458 837,436 *Knight Capital Group, Inc. Class A...................... 9,475 24,919 Lakeland Bancorp, Inc................................... 2,837 28,171 Lakeland Financial Corp................................. 1,700 45,373 Lazard, Ltd. Class A.................................... 8,795 259,101 Legg Mason, Inc......................................... 13,474 343,318 *Leucadia National Corp.................................. 19,000 431,300 #Life Partners Holdings, Inc............................. 1,000 2,540 Lincoln National Corp................................... 28,868 715,638 LNB Bancorp, Inc........................................ 634 3,785 Loews Corp.............................................. 33,655 1,422,933 *Louisiana Bancorp, Inc.................................. 200 3,274 LPL Financial Holdings, Inc............................. 5,021 146,613 #M&T Bank Corp........................................... 11,877 1,236,396 #*Macatawa Bank Corp...................................... 886 2,738 Maiden Holdings, Ltd.................................... 4,691 39,639 MainSource Financial Group, Inc......................... 1,600 20,032 #*Markel Corp............................................. 893 421,442 MarketAxess Holdings, Inc............................... 2,416 75,476 954 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Marlin Business Services Corp............................ 1,200 $ 27,108 Marsh & McLennan Cos., Inc............................... 56,065 1,907,892 MB Financial, Inc........................................ 4,600 93,196 *MBIA, Inc................................................ 13,400 132,660 MCG Capital Corp......................................... 6,400 29,824 Meadowbrook Insurance Group, Inc......................... 3,491 19,619 Medallion Financial Corp................................. 1,715 21,455 *Mercantile Bank Corp..................................... 285 4,711 Merchants Bancshares, Inc................................ 694 20,320 Mercury General Corp..................................... 3,136 127,102 *Meridian Interstate Bancorp, Inc......................... 1,744 29,456 MetLife, Inc............................................. 89,020 3,159,320 *Metro Bancorp, Inc....................................... 1,694 21,988 *MGIC Investment Corp..................................... 15,500 26,660 MidSouth Bancorp, Inc.................................... 900 13,950 Montpelier Re Holdings, Ltd.............................. 5,500 125,785 Moody's Corp............................................. 20,707 997,249 Morgan Stanley........................................... 153,365 2,665,484 #*MSCI, Inc................................................ 12,394 333,894 NASDAQ OMX Group, Inc. (The)............................. 12,931 307,887 *National Financial Partners Corp......................... 3,789 69,528 National Interstate Corp................................. 588 15,259 National Penn Bancshares, Inc............................ 12,482 111,464 *Navigators Group, Inc. (The)............................. 1,805 95,809 NBT Bancorp, Inc......................................... 3,984 84,740 Nelnet, Inc. Class A..................................... 3,140 76,647 *Netspend Holdings, Inc................................... 544 5,826 New England Bancshares, Inc.............................. 811 11,703 New York Community Bancorp, Inc.......................... 41,675 577,616 *NewStar Financial, Inc................................... 3,834 47,925 Northeast Community Bancorp, Inc......................... 1,626 8,813 #Northern Trust Corp...................................... 22,514 1,075,719 #Northfield Bancorp, Inc.................................. 2,398 38,944 Northrim Bancorp, Inc.................................... 600 13,518 Northwest Bancshares, Inc................................ 10,509 125,057 NYSE Euronext............................................ 24,598 609,046 OceanFirst Financial Corp................................ 1,629 22,708 *Ocwen Financial Corp..................................... 10,187 392,913 Old National Bancorp..................................... 6,103 74,884 Old Republic International Corp.......................... 24,986 246,862 *OmniAmerican Bancorp, Inc................................ 1,407 32,206 OneBeacon Insurance Group, Ltd. Class A.................. 3,161 42,674 Oppenheimer Holdings, Inc. Class A....................... 765 12,454 Oriental Financial Group, Inc............................ 3,500 41,230 Oritani Financial Corp................................... 6,231 95,210 *Pacific Capital Bancorp.................................. 690 31,678 Pacific Continental Corp................................. 1,300 12,077 *Pacific Mercantile Bancorp............................... 1,425 10,217 PacWest Bancorp.......................................... 2,792 62,820 Park National Corp....................................... 1,100 73,205 *Park Sterling Corp....................................... 81 405 PartnerRe, Ltd........................................... 6,020 487,620 *Patriot National Bancorp................................. 200 304 Peapack-Gladstone Financial Corp......................... 1,228 19,022 Peoples Bancorp, Inc..................................... 1,197 25,496 People's United Financial, Inc........................... 33,947 408,382 #*PHH Corp................................................. 5,033 104,737 *Phoenix Cos, Inc. (The).................................. 418 12,599 *PICO Holdings, Inc....................................... 1,800 39,852 *Pinnacle Financial Partners, Inc......................... 2,517 49,207 *Piper Jaffray Cos., Inc.................................. 1,704 45,752 955 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Platinum Underwriters Holdings, Ltd...................... 4,187 $ 185,903 PNC Financial Services Group, Inc........................ 55,134 3,208,247 *Popular, Inc............................................. 9,834 190,091 *Preferred Bank........................................... 253 3,595 Presidential Life Corp................................... 2,200 30,756 Primerica, Inc........................................... 4,156 117,449 Principal Financial Group, Inc........................... 27,300 751,842 PrivateBancorp, Inc...................................... 6,123 98,948 ProAssurance Corp........................................ 3,400 303,960 Progressive Corp. (The).................................. 58,920 1,313,916 #Prosperity Bancshares, Inc............................... 4,600 192,556 Protective Life Corp..................................... 8,300 226,590 Provident Financial Services, Inc........................ 5,262 78,930 Provident New York Bancorp............................... 3,935 35,927 Prudential Financial, Inc................................ 47,936 2,734,749 Pulaski Financial Corp................................... 342 2,928 Pzena Investment Management, Inc. Class A................ 566 3,192 QC Holdings, Inc......................................... 1,034 3,495 Radian Group, Inc........................................ 9,498 44,546 Raymond James Financial, Inc............................. 9,525 363,284 Regions Financial Corp................................... 135,957 886,440 Reinsurance Group of America, Inc........................ 7,190 380,495 RenaissanceRe Holdings, Ltd.............................. 4,900 398,664 Renasant Corp............................................ 2,122 39,066 Republic Bancorp, Inc. Class A........................... 805 17,404 *Republic First Bancorp, Inc.............................. 500 1,065 Resource America, Inc. Class A........................... 2,228 15,061 *Riverview Bancorp, Inc................................... 1,205 1,988 RLI Corp................................................. 1,800 122,724 Rockville Financial, Inc................................. 1,235 16,413 Roma Financial Corp...................................... 710 6,255 S&T Bancorp, Inc......................................... 2,523 44,329 S.Y. Bancorp, Inc........................................ 1,733 40,864 *Safeguard Scientifics, Inc............................... 1,767 28,007 Safety Insurance Group, Inc.............................. 1,800 83,430 Sandy Spring Bancorp, Inc................................ 1,969 37,647 SCBT Financial Corp...................................... 1,022 40,553 SeaBright Holdings, Inc.................................. 2,360 25,889 SEI Investments Co....................................... 15,303 334,830 Selective Insurance Group, Inc........................... 5,100 94,299 SI Financial Group, Inc.................................. 1,347 14,817 Sierra Bancorp........................................... 240 2,700 #*Signature Bank........................................... 4,060 289,234 Simmons First National Corp. Class A..................... 1,469 36,563 SLM Corp................................................. 53,247 936,082 Somerset Hills Bancorp................................... 992 8,402 Southside Bancshares, Inc................................ 2,077 42,390 *Southwest Bancorp, Inc................................... 1,600 17,264 #*St. Joe Co. (The)........................................ 7,516 148,817 StanCorp Financial Group, Inc............................ 4,400 151,140 State Auto Financial Corp................................ 1,800 29,052 State Street Corp........................................ 50,606 2,255,509 StellarOne Corp.......................................... 2,851 39,116 Sterling Bancorp......................................... 2,599 24,820 Stewart Information Services Corp........................ 1,575 36,729 *Stifel Financial Corp.................................... 5,161 163,604 *Suffolk Bancorp.......................................... 900 13,518 *Sun Bancorp, Inc......................................... 2,137 6,603 #SunTrust Banks, Inc...................................... 55,857 1,519,310 Susquehanna Bancshares, Inc.............................. 16,778 173,985 #*SVB Financial Group...................................... 3,509 198,574 956 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *SWS Group, Inc.......................................... 1,770 $ 10,071 Symetra Financial Corp.................................. 7,540 90,103 Synovus Financial Corp.................................. 71,876 176,096 T. Rowe Price Group, Inc................................ 26,540 1,723,508 *Taylor Capital Group, Inc............................... 851 15,897 TCF Financial Corp...................................... 14,786 169,152 TD Ameritrade Holding Corp.............................. 23,898 374,960 *Tejon Ranch Co.......................................... 1,649 49,371 Territorial Bancorp, Inc................................ 840 18,984 *Texas Capital Bancshares, Inc........................... 4,203 199,516 *TFS Financial Corp...................................... 11,114 99,470 Thomas Properties Group, Inc............................ 5,157 27,538 Tompkins Financial Corp................................. 734 29,712 Torchmark Corp.......................................... 9,900 500,841 Tower Group, Inc........................................ 4,921 88,676 #TowneBank............................................... 2,502 38,956 Travelers Cos., Inc. (The).............................. 40,502 2,873,212 *Tree.com, Inc........................................... 721 10,418 TriCo Bancshares........................................ 1,628 27,350 TrustCo Bank Corp....................................... 7,300 40,734 Trustmark Corp.......................................... 6,949 163,093 U.S. Bancorp............................................ 197,250 6,550,672 #UMB Financial Corp...................................... 2,467 109,856 Umpqua Holdings Corp.................................... 9,973 120,574 Union First Market Bankshares Corp...................... 2,179 34,210 United Bankshares, Inc.................................. 3,563 84,906 *United Community Banks, Inc............................. 2,040 17,748 *United Community Financial Corp......................... 563 2,145 United Financial Bancorp, Inc........................... 1,725 26,513 United Fire Group, Inc.................................. 2,765 65,724 *United Security Bancshares.............................. 1,576 4,728 Universal Insurance Holdings, Inc....................... 2,136 8,437 Univest Corp. of Pennsylvania........................... 1,893 32,030 Unum Group.............................................. 29,554 599,355 Validus Holdings, Ltd................................... 6,469 231,590 #Valley National Bancorp................................. 19,685 191,732 ViewPoint Financial Group, Inc.......................... 2,897 60,258 *Virginia Commerce Bancorp, Inc.......................... 2,610 23,908 *Virtus Investment Partners, Inc......................... 450 43,200 Waddell & Reed Financial, Inc........................... 8,708 290,238 Washington Banking Co................................... 1,539 21,038 Washington Federal, Inc................................. 9,784 164,176 Washington Trust Bancorp, Inc........................... 1,700 45,883 *Waterstone Financial, Inc............................... 1,611 8,699 Webster Financial Corp.................................. 7,315 160,930 Wells Fargo & Co........................................ 524,337 17,664,914 WesBanco, Inc........................................... 2,465 54,230 West Bancorporation, Inc................................ 2,033 22,180 *West Coast Bancorp...................................... 1,740 38,315 #Westamerica Bancorporation.............................. 3,200 141,184 *Western Alliance Bancorp................................ 6,287 64,505 Westfield Financial, Inc................................ 4,099 29,882 Westwood Holdings Group, Inc............................ 700 27,174 Willis Group Holdings P.L.C............................. 17,013 572,828 *Wilshire Bancorp, Inc................................... 4,078 26,548 #*World Acceptance Corp................................... 1,500 100,140 WR Berkley Corp......................................... 12,332 479,591 XL Group P.L.C.......................................... 31,138 770,354 *Yadkin Valley Financial Corp............................ 471 1,507 Zions Bancorporation.................................... 17,764 381,393 957 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) *ZipRealty, Inc......................................... 2,357 $ 6,222 ------------ Total Financials....................................... 201,490,702 ------------ Health Care -- (11.1%) *Abaxis, Inc............................................ 1,236 45,460 Abbott Laboratories.................................... 163,800 10,732,176 #*ABIOMED, Inc........................................... 892 17,679 *Accuray, Inc........................................... 4,567 31,786 *Acorda Therapeutics, Inc............................... 3,800 91,010 Aetna, Inc............................................. 34,510 1,508,087 *Affymax, Inc........................................... 2,611 59,505 #*Affymetrix, Inc........................................ 4,065 12,886 Agilent Technologies, Inc.............................. 36,200 1,302,838 #*Air Methods Corp....................................... 1,200 131,556 *Albany Molecular Research, Inc......................... 3,400 12,036 *Alere, Inc............................................. 8,565 164,448 *Alexion Pharmaceuticals, Inc........................... 20,181 1,823,959 #*Align Technology, Inc.................................. 6,410 170,378 *Alkermes P.L.C......................................... 12,109 224,380 Allergan, Inc.......................................... 31,137 2,799,839 *Alliance HealthCare Services, Inc...................... 5,000 6,900 *Allscripts Healthcare Solutions, Inc................... 18,960 244,963 *Almost Family, Inc..................................... 812 16,833 #*Alnylam Pharmaceuticals, Inc........................... 3,514 56,821 *Alphatec Holdings, Inc................................. 7,600 13,072 *AMAG Pharmaceuticals, Inc.............................. 2,000 30,960 #*Amedisys, Inc.......................................... 3,037 33,528 *AMERIGROUP Corp........................................ 5,000 456,700 #AmerisourceBergen Corp................................. 26,780 1,056,203 Amgen, Inc............................................. 80,471 6,964,363 *AMN Healthcare Services, Inc........................... 6,328 62,774 *Amsurg Corp............................................ 3,550 101,246 Analogic Corp.......................................... 1,300 95,758 *AngioDynamics, Inc..................................... 1,880 20,172 *Anika Therapeutics, Inc................................ 1,888 21,164 #*Arena Pharmaceuticals, Inc............................. 21,670 171,410 *Ariad Pharmaceuticals, Inc............................. 17,562 378,461 *ArthroCare Corp........................................ 2,548 76,644 Assisted Living Concepts, Inc. Class A................. 1,830 14,475 *Astex Pharmaceuticals, Inc............................. 1,200 2,856 #*athenahealth, Inc...................................... 3,598 231,315 *AtriCure, Inc.......................................... 900 5,778 *AVEO Pharmaceuticals, Inc.............................. 1,934 14,756 Bard (C.R.), Inc....................................... 8,600 827,234 #Baxter International, Inc.............................. 57,065 3,573,981 #Becton Dickinson & Co.................................. 21,000 1,589,280 *BioClinica, Inc........................................ 2,062 12,929 *Biogen Idec, Inc....................................... 23,500 3,248,170 #*BioMarin Pharmaceutical, Inc........................... 12,220 452,629 #*BioMimetic Therapeutics, Inc........................... 495 1,836 *Bio-Rad Laboratories, Inc. Class A..................... 1,713 173,613 #*Bio-Reference Labs, Inc................................ 2,473 68,650 *BioScrip, Inc.......................................... 2,900 26,709 *Boston Scientific Corp................................. 159,048 817,507 #Bristol-Myers Squibb Co................................ 175,055 5,820,579 *Brookdale Senior Living, Inc........................... 10,600 248,676 #*Bruker Corp............................................ 7,040 85,114 *Cambrex Corp........................................... 3,827 46,230 Cantel Medical Corp.................................... 2,166 56,338 *Capital Senior Living Corp............................. 3,849 61,892 Cardinal Health, Inc................................... 35,793 1,472,166 958 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *CareFusion Corp.......................................... 23,317 $ 619,300 *CAS Medical Systems, Inc................................. 417 759 *Celgene Corp............................................. 44,131 3,235,685 #*Celldex Therapeutics, Inc................................ 4,986 27,473 *Centene Corp............................................. 4,800 182,304 #*Cepheid, Inc............................................. 6,896 209,018 #*Cerner Corp.............................................. 15,100 1,150,469 *Charles River Laboratories International, Inc............ 5,100 190,332 #Chemed Corp.............................................. 2,300 154,675 Cigna Corp............................................... 29,809 1,520,259 #*Codexis, Inc............................................. 1,220 3,172 *Community Health Systems, Inc............................ 9,000 246,780 Computer Programs & Systems, Inc......................... 1,247 60,866 #*Conceptus, Inc........................................... 3,600 67,824 CONMED Corp.............................................. 2,035 56,288 Cooper Cos., Inc. (The).................................. 4,865 466,943 *Corvel Corp.............................................. 900 38,277 #*Covance, Inc............................................. 5,500 267,905 Coventry Health Care, Inc................................ 15,100 658,964 Covidien P.L.C........................................... 50,000 2,747,500 *Cross Country Healthcare, Inc............................ 1,700 7,480 CryoLife, Inc............................................ 3,061 18,948 #*Cubist Pharmaceuticals, Inc.............................. 7,273 312,012 *Cumberland Pharmaceuticals, Inc.......................... 2,792 16,389 *Cutera, Inc.............................................. 1,850 13,708 *Cyberonics, Inc.......................................... 2,900 134,125 *Cynosure, Inc. Class A................................... 1,600 42,144 #*DaVita, Inc.............................................. 9,670 1,088,068 DENTSPLY International, Inc.............................. 14,418 531,159 *Depomed, Inc............................................. 5,000 28,250 *DUSA Pharmaceuticals, Inc................................ 2,380 16,327 *Dynacq Healthcare, Inc................................... 300 3 *DynaVox, Inc. Class A.................................... 1,593 796 #*Edwards Lifesciences Corp................................ 11,906 1,033,798 Eli Lilly & Co........................................... 109,075 5,304,317 *Emergent Biosolutions, Inc............................... 2,866 38,089 *Emeritus Corp............................................ 2,705 60,727 *Endo Health Solutions, Inc............................... 12,031 344,808 *Endocyte, Inc............................................ 858 8,211 Ensign Group, Inc. (The)................................. 1,831 53,392 *Enzo Biochem, Inc........................................ 3,718 7,436 *Enzon Pharmaceuticals, Inc............................... 3,492 22,942 *Epocrates, Inc........................................... 875 8,558 *Exactech, Inc............................................ 1,400 23,380 *ExamWorks Group, Inc..................................... 390 5,468 *Express Scripts Holding Co............................... 80,419 4,948,985 *Five Star Quality Care, Inc.............................. 2,946 15,496 *Forest Laboratories, Inc................................. 26,607 896,922 *Furiex Pharmaceuticals, Inc.............................. 833 15,969 #*Genomic Health, Inc...................................... 1,850 57,812 *Gentiva Health Services, Inc............................. 3,177 29,864 *Gilead Sciences, Inc..................................... 79,022 5,307,118 *Greatbatch, Inc.......................................... 1,950 42,861 *GTx, Inc................................................. 1,250 5,012 *Haemonetics Corp......................................... 2,600 212,420 *Hanger, Inc.............................................. 3,139 79,574 *Harvard Bioscience, Inc.................................. 4,139 16,639 *HCA Holdings, Inc........................................ 18,363 521,693 *Health Management Associates, Inc. Class A............... 24,624 179,755 *Health Net, Inc.......................................... 6,098 131,229 *HealthSouth Corp......................................... 10,319 228,359 959 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *HealthStream, Inc....................................... 2,809 $ 71,742 *Healthways, Inc......................................... 3,100 30,163 #*Henry Schein, Inc....................................... 9,246 682,170 #Hill-Rom Holdings, Inc.................................. 5,100 143,259 #*HMS Holdings Corp....................................... 3,450 79,660 *Hologic, Inc............................................ 25,846 532,945 *Hospira, Inc............................................ 17,344 532,287 Humana, Inc............................................. 17,105 1,270,388 *ICU Medical, Inc........................................ 1,350 80,096 *Idera Pharmaceuticals, Inc.............................. 3,093 2,846 #*IDEXX Laboratories, Inc................................. 5,800 557,960 #*Illumina, Inc........................................... 10,514 499,520 #*Immunomedics, Inc....................................... 7,400 24,494 #*Impax Laboratories, Inc................................. 5,540 117,725 #*Incyte Corp............................................. 11,886 189,701 *Infinity Pharmaceuticals, Inc........................... 2,446 54,766 *Integra LifeSciences Holdings Corp...................... 2,600 99,450 #*Intuitive Surgical, Inc................................. 4,038 2,189,484 Invacare Corp........................................... 3,000 40,950 *IPC The Hospitalist Co.................................. 1,600 55,184 *IRIS International, Inc................................. 2,045 39,857 *Jazz Pharmaceuticals P.L.C.............................. 3,420 183,757 Johnson & Johnson....................................... 280,554 19,868,834 *Kindred Healthcare, Inc................................. 5,377 52,695 *Laboratory Corp. of America Holdings.................... 10,100 855,773 Landauer, Inc........................................... 917 53,140 *Lannet Co., Inc......................................... 1,787 7,881 *LCA-Vision, Inc......................................... 2,557 9,768 LeMaitre Vascular, Inc.................................. 2,283 13,698 *LHC Group, Inc.......................................... 1,463 25,632 *Life Technologies Corp.................................. 18,352 897,596 *LifePoint Hospitals, Inc................................ 4,944 174,721 *Luminex Corp............................................ 3,762 60,493 *Magellan Health Services, Inc........................... 2,400 120,360 #*Masimo Corp............................................. 3,878 85,200 Maxygen, Inc............................................ 3,792 9,252 McKesson Corp........................................... 24,400 2,276,764 *MedAssets, Inc.......................................... 4,100 72,693 .*MedCath Corp............................................ 1,565 2,144 *Medical Action Industries, Inc.......................... 1,834 5,410 *Medicines Co. (The)..................................... 5,090 111,573 #*MediciNova, Inc......................................... 500 1,060 Medicis Pharmaceutical Corp. Class A.................... 6,717 291,585 *Medidata Solutions, Inc................................. 2,074 87,149 #*Medivation, Inc......................................... 7,456 381,151 #*MEDNAX, Inc............................................. 5,064 349,315 Medtronic, Inc.......................................... 106,212 4,416,295 Merck & Co., Inc........................................ 316,262 14,431,035 *Merit Medical Systems, Inc.............................. 4,472 64,576 *Metropolitan Health Networks, Inc....................... 473 5,170 *Mettler Toledo International, Inc....................... 3,200 541,984 *Molina Healthcare, Inc.................................. 3,211 80,500 *Momenta Pharmaceuticals, Inc............................ 4,800 60,864 #*MWI Veterinary Supply, Inc.............................. 1,239 130,120 *Mylan, Inc.............................................. 42,950 1,088,353 *Myrexis, Inc............................................ 3,247 7,793 #*Myriad Genetics, Inc.................................... 8,600 225,062 *Nabi Biopharmaceuticals................................. 2,933 5,133 National Healthcare Corp................................ 1,000 47,620 National Research Corp.................................. 200 10,136 *Natus Medical, Inc...................................... 2,124 24,001 960 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *Neogen Corp............................................. 2,025 $ 86,650 *Neurocrine Biosciences, Inc............................. 4,921 36,071 *NuVasive, Inc........................................... 3,900 56,238 *Obagi Medical Products, Inc............................. 1,800 22,194 Omnicare, Inc........................................... 12,061 416,466 *Omnicell, Inc........................................... 4,051 59,064 *Onyx Pharmaceuticals, Inc............................... 6,600 517,176 *OraSure Technologies, Inc............................... 6,438 58,328 #*Orexigen Therapeutics, Inc.............................. 1,807 9,631 *Orthofix International NV............................... 1,096 43,467 #Owens & Minor, Inc...................................... 600 17,082 *Palomar Medical Technologies, Inc....................... 1,396 12,047 *PAREXEL International Corp.............................. 6,325 194,114 Patterson Cos., Inc..................................... 9,800 327,320 *PDI, Inc................................................ 1,874 12,837 #PDL BioPharma, Inc...................................... 14,616 108,889 #PerkinElmer, Inc........................................ 12,400 383,532 Perrigo Co.............................................. 9,100 1,046,591 Pfizer, Inc............................................. 778,022 19,349,407 *PharMerica Corp......................................... 2,600 31,772 #*PhotoMedex, Inc......................................... 1,800 23,958 *Pozen, Inc.............................................. 3,692 22,115 *Progenics Pharmaceuticals, Inc.......................... 2,600 7,410 *ProPhase Labs, Inc...................................... 350 578 *Providence Service Corp. (The).......................... 1,602 16,340 *pSivida Corp............................................ 1,029 1,605 Quality Systems, Inc.................................... 4,000 69,800 #Quest Diagnostics, Inc.................................. 15,810 912,553 *Questcor Pharmaceuticals, Inc........................... 6,310 160,779 #*Quidel Corp............................................. 2,861 50,153 *RadNet, Inc............................................. 1,992 5,179 #*Regeneron Pharmaceuticals, Inc.......................... 7,700 1,095,710 *Repligen Corp........................................... 3,600 18,360 #ResMed, Inc............................................. 14,326 572,180 *Rigel Pharmaceuticals, Inc.............................. 7,398 65,916 *Rochester Medical Corp.................................. 1,012 10,616 #*Rockwell Medical, Inc................................... 493 3,545 *RTI Biologics, Inc...................................... 5,843 23,723 *Salix Pharmaceuticals, Ltd.............................. 6,000 234,240 #*Sangamo Biosciences, Inc................................ 316 1,757 *Santarus, Inc........................................... 5,399 49,293 #*SciClone Pharmaceuticals, Inc........................... 2,710 14,932 #*Seattle Genetics, Inc................................... 10,655 268,080 *Select Medical Holdings Corp............................ 6,247 66,156 *SIGA Technologies, Inc.................................. 2,618 7,592 #*Sirona Dental Systems, Inc.............................. 5,975 342,128 *Skilled Healthcare Group, Inc. Class A.................. 2,400 18,648 *Solta Medical, Inc...................................... 1,565 4,617 *Spectranetics Corp...................................... 4,200 61,152 #*Spectrum Pharmaceuticals, Inc........................... 6,160 68,746 St. Jude Medical, Inc................................... 31,655 1,211,120 STERIS Corp............................................. 6,066 216,010 *Strategic Diagnostics, Inc.............................. 2,577 2,938 Stryker Corp............................................ 30,860 1,623,236 *Sucampo Pharmaceuticals, Inc. Class A................... 600 2,994 *Sun Healthcare Group, Inc............................... 1,366 11,556 *Sunrise Senior Living, Inc.............................. 5,200 74,828 *SurModics, Inc.......................................... 1,400 25,172 *Symmetry Medical, Inc................................... 3,300 30,228 *Targacept, Inc.......................................... 682 2,783 *Team Health Holdings, Inc............................... 5,277 140,421 961 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) Techne Corp............................................ 2,633 $ 177,359 Teleflex, Inc.......................................... 4,020 273,159 #*Tenet Healthcare Corp.................................. 10,800 254,880 #*Theravance, Inc........................................ 1,202 27,057 Thermo Fisher Scientific, Inc.......................... 37,696 2,301,718 *Thoratec Corp.......................................... 2,744 97,961 *TranS1, Inc............................................ 2,100 5,775 #*Transcept Pharmaceuticals, Inc......................... 228 1,161 *Triple-S Management Corp. Class B...................... 2,513 45,335 U.S. Physical Therapy, Inc............................. 902 24,083 *United Therapeutics Corp............................... 5,000 228,350 UnitedHealth Group, Inc................................ 107,055 5,995,080 *Universal American Corp................................ 2,313 20,910 Universal Health Services, Inc. Class B................ 9,000 372,510 Utah Medical Products, Inc............................. 276 9,390 #*Varian Medical Systems, Inc............................ 11,557 771,545 *Vascular Solutions, Inc................................ 1,700 25,619 #*VCA Antech, Inc........................................ 8,100 158,598 *Vertex Pharmaceuticals, Inc............................ 21,943 1,058,530 *Vical, Inc............................................. 391 1,333 *ViroPharma, Inc........................................ 7,500 189,375 #*Vivus, Inc............................................. 10,100 150,490 Warner Chilcott P.L.C.................................. 18,855 218,341 *Waters Corp............................................ 9,300 760,833 *Watson Pharmaceuticals, Inc............................ 13,276 1,141,072 *WellCare Health Plans, Inc............................. 4,200 199,920 #WellPoint, Inc......................................... 34,544 2,116,856 West Pharmaceutical Services, Inc...................... 3,695 199,050 *Wright Medical Group, Inc.............................. 3,195 64,922 *XenoPort, Inc.......................................... 2,757 22,690 Young Innovations, Inc................................. 900 30,735 *Zalicus, Inc........................................... 987 553 Zimmer Holdings, Inc................................... 18,480 1,186,601 ------------ Total Health Care......................................... 184,394,491 ------------ Industrials -- (10.0%) 3M Co.................................................. 66,528 5,827,853 A.O. Smith Corp........................................ 4,216 256,206 *A.T. Cross Co. Class A................................. 845 8,002 AAON, Inc.............................................. 3,075 64,514 *Acacia Research Corp................................... 3,393 88,116 #*ACCO Brands Corp....................................... 4,702 34,042 Aceto Corp............................................. 1,500 15,030 Acme United Corp....................................... 400 4,532 #Acorn Energy, Inc...................................... 330 2,808 #Actuant Corp. Class A.................................. 6,200 175,088 #Acuity Brands, Inc..................................... 4,282 277,045 *Adept Technology, Inc.................................. 1,502 6,008 #*ADT Corp. (The)........................................ 23,644 981,462 *Advisory Board Co. (The)............................... 3,600 171,000 #*AECOM Technology Corp.................................. 10,785 231,554 *Aegion Corp............................................ 4,000 73,880 *Aerovironment, Inc..................................... 2,000 43,980 *AGCO Corp.............................................. 9,100 414,141 *Air Transport Services Group, Inc...................... 3,656 14,076 Aircastle, Ltd......................................... 5,800 64,554 Alamo Group, Inc....................................... 789 26,432 *Alaska Air Group, Inc.................................. 7,432 284,200 Albany International Corp. Class A..................... 2,000 43,940 *Allegiant Travel Co.................................... 1,447 105,255 Alliant Techsystems, Inc............................... 3,650 209,109 962 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Industrials -- (Continued) Altra Holdings, Inc....................................... 4,206 $ 75,792 Amerco, Inc............................................... 854 98,671 *Ameresco, Inc. Class A.................................... 1,700 18,802 *American Railcar Industries, Inc.......................... 1,606 47,184 *American Reprographics Co................................. 3,000 11,490 American Science & Engineering, Inc....................... 1,029 65,424 *American Woodmark Corp.................................... 1,214 27,922 AMETEK, Inc............................................... 22,950 815,873 Ampco-Pittsburgh Corp..................................... 700 12,362 Apogee Enterprises, Inc................................... 3,000 61,110 Applied Industrial Technologies, Inc...................... 3,863 156,799 Argan, Inc................................................ 1,347 23,963 Arkansas Best Corp........................................ 3,000 24,150 Armstrong World Industries, Inc........................... 2,200 113,960 #*Asset Acceptance Capital Corp............................. 2,117 13,506 Asta Funding, Inc......................................... 400 3,752 *Astec Industries, Inc..................................... 2,360 67,968 *Astronics Corp............................................ 1,007 23,372 *Astronics Corp. Class B................................... 151 3,452 *Atlas Air Worldwide Holdings, Inc......................... 2,609 143,469 Avery Dennison Corp....................................... 10,101 327,070 *Avis Budget Group, Inc.................................... 10,677 176,491 AZZ, Inc.................................................. 2,800 110,432 *B/E Aerospace, Inc........................................ 7,800 351,702 *Babcock & Wilcox Co. (The)................................ 6,250 161,063 Barnes Group, Inc......................................... 5,300 121,264 Barrett Business Services, Inc............................ 625 18,644 #*Beacon Roofing Supply, Inc................................ 3,800 122,892 Belden, Inc............................................... 1,049 37,554 *Blount International, Inc................................. 4,550 60,197 *BlueLinx Holdings, Inc.................................... 643 1,357 Boeing Co. (The).......................................... 74,509 5,248,414 Brady Corp. Class A....................................... 4,590 141,188 Briggs & Stratton Corp.................................... 2,339 46,195 Brink's Co. (The)......................................... 4,582 120,552 *Builders FirstSource, Inc................................. 3,029 16,690 #C.H. Robinson Worldwide, Inc.............................. 16,600 1,001,478 *CAI International, Inc.................................... 1,400 31,024 Carlisle Cos., Inc........................................ 6,198 344,299 Cascade Corp.............................................. 1,095 71,164 *Casella Waste Systems, Inc. Class A....................... 3,338 15,288 Caterpillar, Inc.......................................... 64,009 5,428,603 *CBIZ, Inc................................................. 5,600 30,912 CDI Corp.................................................. 1,100 18,909 CECO Environmental Corp................................... 670 5,930 Celadon Group, Inc........................................ 1,523 26,043 Ceradyne, Inc............................................. 2,710 94,742 *Chart Industries, Inc..................................... 3,200 226,528 Cintas Corp............................................... 11,000 459,910 CIRCOR International, Inc................................. 1,580 54,494 CLAROC, Inc............................................... 5,000 226,200 #*Clean Harbors, Inc........................................ 3,636 212,161 *CNH Global NV............................................. 3,381 151,469 Coleman Cable, Inc........................................ 698 6,624 #*Colfax Corp............................................... 5,600 192,584 *Columbus McKinnon Corp.................................... 2,000 29,940 Comfort Systems USA, Inc.................................. 4,929 53,726 *Command Security Corp..................................... 1,531 1,990 *Commercial Vehicle Group, Inc............................. 2,700 20,493 *Consolidated Graphics, Inc................................ 200 5,902 Con-way, Inc.............................................. 5,175 150,644 963 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Cooper Industries P.L.C.................................. 16,239 $1,216,951 #*Copart, Inc.............................................. 8,400 241,836 Corporate Executive Board Co. (The)...................... 3,488 156,820 Corrections Corp. of America............................. 10,100 339,865 Courier Corp............................................. 1,460 17,593 #Covanta Holding Corp..................................... 12,535 227,886 *Covenant Transportation Group, Inc. Class A.............. 100 464 *CPI Aerostructures, Inc.................................. 541 5,956 *CRA International, Inc................................... 1,100 18,414 Crane Co................................................. 4,600 193,108 CSX Corp................................................. 108,100 2,212,807 Cubic Corp............................................... 1,635 79,788 Cummins, Inc............................................. 18,700 1,749,946 Curtiss-Wright Corp...................................... 4,100 126,567 Danaher Corp............................................. 61,183 3,164,997 #Deere & Co............................................... 39,000 3,332,160 *Delta Air Lines, Inc..................................... 87,462 842,259 Deluxe Corp.............................................. 5,100 160,701 *DigitalGlobe, Inc........................................ 2,600 67,444 *Dolan Co. (The).......................................... 2,800 12,964 *Dollar Thrifty Automotive Group, Inc..................... 2,884 222,068 Donaldson Co., Inc....................................... 14,500 467,915 Douglas Dynamics, Inc.................................... 3,141 47,712 Dover Corp............................................... 19,380 1,128,304 *Ducommun, Inc............................................ 1,100 15,004 Dun & Bradstreet Corp. (The)............................. 4,500 364,680 *DXP Enterprises, Inc..................................... 699 34,412 *Dycom Industries, Inc.................................... 2,688 38,277 Dynamic Materials Corp................................... 1,062 14,252 *Eagle Bulk Shipping, Inc................................. 1,175 3,478 Eastern Co. (The)........................................ 600 9,600 #Eaton Corp............................................... 32,940 1,555,427 *Echo Global Logistics, Inc............................... 777 13,061 EMCOR Group, Inc......................................... 6,800 218,688 #Emerson Electric Co...................................... 75,759 3,669,008 *Encore Capital Group, Inc................................ 2,009 58,261 Encore Wire Corp......................................... 1,900 58,634 *Energy Recovery, Inc..................................... 2,000 5,940 *EnergySolutions, Inc..................................... 10,900 31,174 #*EnerNOC, Inc............................................. 1,180 14,538 *EnerSys, Inc............................................. 5,000 172,400 #*Engility Holdings, Inc................................... 1,833 34,827 Ennis, Inc............................................... 2,716 41,555 *EnPro Industries, Inc.................................... 1,900 69,464 #Equifax, Inc............................................. 12,398 620,396 ESCO Technologies, Inc................................... 2,486 93,076 *Esterline Technologies Corp.............................. 2,500 144,475 Exelis, Inc.............................................. 18,524 204,875 Expeditors International of Washington, Inc.............. 20,936 766,467 *Exponent, Inc............................................ 1,400 76,972 Fastenal Co.............................................. 29,665 1,326,026 *Federal Signal Corp...................................... 5,347 30,852 #FedEx Corp............................................... 31,165 2,866,868 *Flow International Corp.................................. 3,739 12,413 Flowserve Corp........................................... 5,500 745,195 Fluor Corp............................................... 16,823 939,565 *Fortune Brands Home & Security, Inc...................... 13,680 389,059 Forward Air Corp......................................... 1,046 34,905 *Franklin Covey Co........................................ 1,500 18,030 Franklin Electric Co., Inc............................... 2,700 156,438 FreightCar America, Inc.................................. 1,200 23,100 964 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ --------- ----------- Industrials -- (Continued) #*FTI Consulting, Inc................................... 1,826 $ 47,403 *Fuel Tech, Inc........................................ 1,700 6,936 *Furmanite Corp........................................ 3,300 16,665 G & K Services, Inc. Class A.......................... 1,900 61,275 Gardner Denver, Inc................................... 4,400 305,052 GATX Corp............................................. 4,700 194,862 #*Genco Shipping & Trading, Ltd......................... 2,800 8,512 *Gencor Industries, Inc................................ 400 2,876 #*GenCorp, Inc.......................................... 4,917 43,368 #Generac Holdings, Inc................................. 2,865 97,410 *General Cable Corp.................................... 3,129 89,270 *General Dynamics Corp................................. 31,786 2,163,991 General Electric Co................................... 1,104,281 23,256,158 #*Genesee & Wyoming, Inc. Class A....................... 4,162 301,620 Geo Group, Inc. (The)................................. 7,410 205,405 *GeoEye, Inc........................................... 1,926 60,419 *Gibraltar Industries, Inc............................. 3,140 39,124 Global Power Equipment Group, Inc..................... 1,290 21,801 Gorman-Rupp Co. (The)................................. 1,953 52,731 *GP Strategies Corp.................................... 1,842 35,458 Graco, Inc............................................ 6,125 294,368 *GrafTech International, Ltd........................... 5,300 55,703 Graham Corp........................................... 1,500 26,955 Granite Construction, Inc............................. 1,885 56,946 Great Lakes Dredge & Dock Corp........................ 6,665 52,987 *Greenbrier Cos., Inc.................................. 800 13,928 Griffon Corp.......................................... 3,703 37,585 H&E Equipment Services, Inc........................... 2,155 32,799 Hardinge, Inc......................................... 700 7,266 Harsco Corp........................................... 5,588 111,704 *Hawaiian Holdings, Inc................................ 2,338 13,864 Heartland Express, Inc................................ 4,200 58,590 HEICO Corp. Class A................................... 1,013 30,876 Heidrick & Struggles International, Inc............... 1,861 22,034 Herman Miller, Inc.................................... 4,853 94,100 #*Hertz Global Holdings, Inc............................ 28,400 376,868 *Hexcel Corp........................................... 7,570 193,489 *Hill International, Inc............................... 4,200 14,238 HNI Corp.............................................. 4,273 117,593 Honeywell International, Inc.......................... 77,429 4,741,752 Houston Wire & Cable Co............................... 2,370 26,236 *Hub Group, Inc. Class A............................... 2,614 81,060 Hubbell, Inc. Class B................................. 5,450 456,274 *Hudson Global, Inc.................................... 3,600 14,544 #*Huntington Ingalls Industries, Inc.................... 4,938 209,272 *Hurco Cos., Inc....................................... 883 20,291 *Huron Consulting Group, Inc........................... 2,184 63,008 *Hyster-Yale Materials Handling, Inc................... 533 21,896 *Hyster-Yale Materials Handling, Inc. Class B.......... 533 21,896 *ICF International, Inc................................ 1,750 32,112 #IDEX Corp............................................. 8,475 360,442 #*IHS, Inc.............................................. 4,654 392,751 *II-VI, Inc............................................ 2,600 42,926 Illinois Tool Works, Inc.............................. 44,358 2,720,476 Ingersoll-Rand P.L.C.................................. 31,566 1,484,549 *InnerWorkings, Inc.................................... 5,543 79,930 *Innovative Solutions & Support, Inc................... 1,906 8,196 Insperity, Inc........................................ 1,780 46,476 Insteel Industries, Inc............................... 2,000 23,200 *Integrated Electrical Services, Inc................... 707 3,818 Interface, Inc........................................ 7,269 104,019 965 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Industrials -- (Continued) International Shipholding Corp............................ 637 $ 10,651 Intersections, Inc........................................ 1,231 11,436 #Iron Mountain, Inc........................................ 12,267 424,438 ITT Corp.................................................. 6,894 143,395 J.B. Hunt Transport Services, Inc......................... 8,757 514,036 *Jacobs Engineering Group, Inc............................. 12,000 463,080 #*JetBlue Airways Corp...................................... 26,500 140,185 John Bean Technologies Corp............................... 1,898 29,267 #Joy Global, Inc........................................... 10,725 669,776 *Kadant, Inc............................................... 900 21,861 Kaman Corp................................................ 2,132 79,310 Kansas City Southern...................................... 11,400 917,244 *KAR Auction Services, Inc................................. 4,112 82,240 Kaydon Corp............................................... 2,890 64,620 KBR, Inc.................................................. 13,890 386,975 Kelly Services, Inc. Class A.............................. 2,711 36,029 Kennametal, Inc........................................... 8,000 283,360 *Key Technology, Inc....................................... 744 6,488 *Kforce, Inc............................................... 2,790 31,108 Kimball International, Inc. Class B....................... 2,500 29,850 #*Kirby Corp................................................ 5,300 304,644 Knight Transportation, Inc................................ 3,468 52,436 Knoll, Inc................................................ 1,100 15,829 *Korn/Ferry International.................................. 3,871 51,833 #*Kratos Defense & Security Solutions, Inc.................. 3,728 20,541 L.B. Foster Co. Class A................................... 546 18,023 #L-3 Communications Holdings, Inc.......................... 11,000 811,800 Landstar System, Inc...................................... 4,810 243,626 Lawson Products, Inc...................................... 649 4,614 *Layne Christensen Co...................................... 1,700 37,893 #Lennox International, Inc................................. 4,200 210,210 #Lincoln Electric Holdings, Inc............................ 7,521 326,186 Lindsay Corp.............................................. 749 57,201 *LMI Aerospace, Inc........................................ 698 14,016 #Lockheed Martin Corp...................................... 27,638 2,588,851 LSI Industries, Inc....................................... 2,400 16,272 *Lydall, Inc............................................... 1,419 18,319 Manitowoc Co., Inc. (The)................................. 2,100 29,925 Manpower, Inc............................................. 7,713 292,631 Marten Transport, Ltd..................................... 2,239 41,422 #Masco Corp................................................ 36,826 555,704 Matson, Inc............................................... 1,300 27,625 McGrath RentCorp.......................................... 2,486 65,282 *Meritor, Inc.............................................. 7,697 34,021 *Metalico, Inc............................................. 5,606 11,941 Met-Pro Corp.............................................. 1,935 17,570 *MFRI, Inc................................................. 1,091 6,000 *Michael Baker Corp........................................ 800 18,088 *Middleby Corp............................................. 1,825 228,034 Miller Industries, Inc.................................... 1,235 18,957 Mine Safety Appliances Co................................. 3,481 134,367 *Mistras Group, Inc........................................ 203 4,484 *Mobile Mini, Inc.......................................... 1,308 22,785 *Moog, Inc. Class A........................................ 3,953 146,301 MSC Industrial Direct Co., Inc. Class A................... 4,417 329,508 Mueller Industries, Inc................................... 2,600 113,880 Mueller Water Products, Inc. Class A...................... 15,235 79,374 Multi-Color Corp.......................................... 1,486 33,762 *MYR Group, Inc............................................ 2,509 53,141 National Presto Industries, Inc........................... 737 54,796 *National Technical Systems, Inc........................... 1,200 9,636 966 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Industrials -- (Continued) *Navigant Consulting, Inc.................................. 4,323 $ 44,916 *NCI Building Systems, Inc................................. 674 7,556 *Nielsen Holdings NV....................................... 11,833 342,210 NL Industries, Inc........................................ 4,704 47,840 *NN, Inc................................................... 1,100 9,108 #Nordson Corp.............................................. 5,570 328,797 Norfolk Southern Corp..................................... 33,685 2,066,575 #Northrop Grumman Corp..................................... 25,019 1,718,555 *Northwest Pipe Co......................................... 1,100 25,278 *Ocean Power Technologies, Inc............................. 300 744 *Old Dominion Freight Line, Inc............................ 6,562 220,089 *Omega Flex, Inc........................................... 302 3,775 *On Assignment, Inc........................................ 4,296 81,968 *Orbital Sciences Corp..................................... 2,200 29,480 *Orion Energy Systems, Inc................................. 230 377 *Orion Marine Group, Inc................................... 2,500 16,725 *Oshkosh Corp.............................................. 9,200 275,816 *Owens Corning, Inc........................................ 10,144 340,737 P.A.M. Transportation Services, Inc....................... 492 4,895 PACCAR, Inc............................................... 32,600 1,412,884 *Pacer International, Inc.................................. 2,277 8,152 Pall Corp................................................. 12,100 761,816 #Parker Hannifin Corp...................................... 15,690 1,234,175 *Park-Ohio Holdings Corp................................... 1,300 28,756 *Patrick Industries, Inc................................... 600 10,602 *Pendrell Corp............................................. 12,128 14,432 *Pentair, Inc.............................................. 14,070 594,317 *PGT, Inc.................................................. 1,429 6,173 *Pike Electric Corp........................................ 2,597 23,659 #Pitney Bowes, Inc......................................... 20,713 297,439 *PMFG, Inc................................................. 400 2,600 #*Polypore International, Inc............................... 4,700 165,816 #*Portfolio Recovery Associates, Inc........................ 1,900 198,835 *Powell Industries, Inc.................................... 700 27,846 *PowerSecure International, Inc............................ 2,600 16,796 Precision Castparts Corp.................................. 14,885 2,576,147 Primoris Services Corp.................................... 1,833 25,607 #*Quad/Graphics, Inc........................................ 493 9,037 *Quality Distribution, Inc................................. 1,769 15,213 *Quanta Services, Inc...................................... 20,829 540,096 Raven Industries, Inc..................................... 3,608 98,462 #Raytheon Co............................................... 34,592 1,956,524 *RBC Bearings, Inc......................................... 2,040 101,306 *RCM Technologies, Inc..................................... 395 2,204 #Regal-Beloit Corp......................................... 4,064 264,892 *Republic Airways Holdings, Inc............................ 3,058 14,281 Republic Services, Inc.................................... 29,413 833,859 Resources Connection, Inc................................. 4,266 52,642 *Roadrunner Transportation Systems, Inc.................... 500 8,715 #Robbins & Myers, Inc...................................... 4,225 250,458 #Robert Half International, Inc............................ 14,200 381,838 Rockwell Automation, Inc.................................. 14,720 1,046,003 #Rockwell Collins, Inc..................................... 14,032 751,835 Rollins, Inc.............................................. 5,626 127,541 Roper Industries, Inc..................................... 10,100 1,102,617 #*RR Donnelley & Sons Co.................................... 17,490 175,250 *Rush Enterprises, Inc. Class A............................ 700 13,300 Ryder System, Inc......................................... 5,050 227,856 *Saia, Inc................................................. 1,550 35,030 Sauer-Danfoss, Inc........................................ 300 12,018 Schawk, Inc............................................... 2,653 32,738 967 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Industrials -- (Continued) SeaCube Container Leasing, Ltd............................ 900 $ 16,668 *Sensata Technologies Holding NV........................... 100 2,817 #*Shaw Group, Inc. (The).................................... 6,900 302,151 SIFCO Industries, Inc..................................... 100 1,675 Simpson Manufacturing Co., Inc............................ 3,427 104,386 SkyWest, Inc.............................................. 4,300 47,085 Snap-on, Inc.............................................. 5,896 455,938 Southwest Airlines Co..................................... 81,139 715,646 *Sparton Corp.............................................. 400 5,400 #*Spirit Aerosystems Holdings, Inc. Class A................. 11,500 179,745 #SPX Corp.................................................. 4,900 336,091 *Standard Parking Corp..................................... 1,543 35,258 Standard Register Co. (The)............................... 1,800 1,152 Standex International Corp................................ 1,820 84,157 Stanley Black & Decker, Inc............................... 16,063 1,113,166 Steelcase, Inc. Class A................................... 6,572 65,786 #*Stericycle, Inc........................................... 8,444 800,153 *Sterling Construction Co., Inc............................ 1,440 12,816 Sun Hydraulics Corp....................................... 1,134 30,210 #*Swift Transportation Co................................... 8,300 80,925 *SYKES Enterprises, Inc.................................... 2,800 38,136 TAL International Group, Inc.............................. 502 17,138 *Taser International, Inc.................................. 5,800 45,298 *Team, Inc................................................. 692 22,684 *Tecumseh Products Co. Class A............................. 900 4,527 *Teledyne Technologies, Inc................................ 3,700 236,911 Tennant Co................................................ 1,546 57,851 *Terex Corp................................................ 8,102 182,700 *Tetra Tech, Inc........................................... 3,000 77,820 Textainer Group Holdings, Ltd............................. 2,100 63,420 #Textron, Inc.............................................. 28,800 726,048 *Thermon Group Holdings, Inc............................... 1,100 27,324 Timken Co................................................. 7,120 281,169 #*Titan Machinery, Inc...................................... 1,020 24,123 *TMS International Corp. Class A........................... 291 3,050 Toro Co. (The)............................................ 6,400 270,208 Towers Watson & Co........................................ 6,150 330,316 *TransDigm Group, Inc...................................... 5,100 679,371 *TRC Cos., Inc............................................. 3,000 21,630 *Trex Co., Inc............................................. 1,300 45,422 *Trimas Corp............................................... 3,178 79,704 Trinity Industries, Inc................................... 7,000 218,960 Triumph Group, Inc........................................ 5,222 341,623 *TrueBlue, Inc............................................. 4,300 56,115 *Tutor Perini Corp......................................... 2,953 29,943 Twin Disc, Inc............................................ 668 10,127 Tyco International, Ltd................................... 46,920 1,260,740 *Ultralife Corp............................................ 2,100 6,447 UniFirst Corp............................................. 1,540 107,138 Union Pacific Corp........................................ 48,816 6,005,832 #*United Continental Holdings, Inc.......................... 34,240 657,750 United Parcel Service, Inc. Class B....................... 73,850 5,409,512 *United Rentals, Inc....................................... 7,837 318,652 United Stationers, Inc.................................... 1,754 50,901 United Technologies Corp.................................. 89,090 6,963,274 Universal Forest Products, Inc............................ 1,800 69,300 Universal Truckload Services, Inc......................... 888 14,066 URS Corp.................................................. 7,679 257,093 #*US Airways Group, Inc..................................... 16,600 202,188 US Ecology, Inc........................................... 1,062 25,201 *USA Truck, Inc............................................ 1,235 3,520 968 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) #*USG Corp............................................... 7,700 $ 205,667 UTi Worldwide, Inc..................................... 6,150 85,424 Valmont Industries, Inc................................ 2,100 283,710 *Verisk Analytics, Inc. Class A......................... 14,687 749,037 *Versar, Inc............................................ 1,500 5,640 Viad Corp.............................................. 1,350 28,634 *Vicor Corp............................................. 1,200 7,656 *Virco Manufacturing Corp............................... 1,718 4,140 VSE Corp............................................... 800 18,920 #W.W. Grainger, Inc..................................... 5,900 1,188,319 *WABCO Holdings, Inc.................................... 6,600 386,562 Wabtec Corp............................................ 4,560 373,464 *Waste Connections, Inc................................. 12,075 396,422 #Waste Management, Inc.................................. 45,556 1,491,503 Watsco, Inc............................................ 2,800 191,380 Watts Water Technologies, Inc. Class A................. 2,870 115,460 Werner Enterprises, Inc................................ 600 13,896 #*Wesco Aircraft Holdings, Inc........................... 26 347 *WESCO International, Inc............................... 2,300 149,224 *Willis Lease Finance Corp.............................. 400 5,688 Woodward, Inc.......................................... 4,500 150,750 #*XPO Logistics, Inc..................................... 308 4,229 Xylem, Inc............................................. 17,860 433,284 ------------ Total Industrials......................................... 166,053,778 ------------ Information Technology -- (17.4%) #*3D Systems Corp........................................ 5,300 230,550 *Accelrys, Inc.......................................... 5,579 49,932 Accenture P.L.C. Class A............................... 64,530 4,349,967 *ACI Worldwide, Inc..................................... 3,410 133,331 Activision Blizzard, Inc............................... 45,867 499,492 *Actuate Corp........................................... 5,359 28,563 *Acxiom Corp............................................ 7,173 130,907 *ADDvantage Technologies Group, Inc..................... 400 824 #*Adobe Systems, Inc..................................... 51,768 1,760,112 ADTRAN, Inc............................................ 2,000 33,780 *Advanced Energy Industries, Inc........................ 4,259 50,299 #*Advanced Micro Devices, Inc............................ 47,154 96,666 #*Advent Software, Inc................................... 3,854 83,632 *Agilysys, Inc.......................................... 2,000 16,340 *Akamai Technologies, Inc............................... 18,218 692,102 #*Alliance Data Systems Corp............................. 5,400 772,470 *Alpha & Omega Semiconductor, Ltd....................... 640 5,453 Altera Corp............................................ 33,210 1,012,241 Amdocs, Ltd............................................ 16,670 551,277 American Software, Inc. Class A........................ 2,676 21,916 #*Amkor Technology, Inc.................................. 9,515 41,105 #Amphenol Corp. Class A................................. 16,844 1,012,830 *Amtech Systems, Inc.................................... 700 2,254 *ANADIGICS, Inc......................................... 8,617 12,581 #Analog Devices, Inc.................................... 30,559 1,195,162 *Anaren, Inc............................................ 1,400 25,242 #*Ancestry.com, Inc...................................... 3,100 97,960 #Anixter International, Inc............................. 2,600 152,412 *ANSYS, Inc............................................. 9,592 679,881 *AOL, Inc............................................... 11,162 383,191 Apple, Inc............................................. 99,202 59,035,110 Applied Materials, Inc................................. 127,084 1,347,090 *Applied Micro Circuits Corp............................ 8,159 47,322 *Arris Group, Inc....................................... 12,650 173,811 *Arrow Electronics, Inc................................. 11,300 398,099 969 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*Aruba Networks, Inc...................................... 7,688 $ 139,691 *AsiaInfo-Linkage, Inc.................................... 4,100 41,000 *Aspen Technology, Inc.................................... 8,112 201,015 *Atmel Corp............................................... 44,149 205,955 *ATMI, Inc................................................ 3,222 63,635 #*Autodesk, Inc............................................ 22,800 725,952 #Automatic Data Processing, Inc........................... 50,479 2,917,181 Avago Technologies, Ltd.................................. 23,005 759,855 *Aviat Networks, Inc...................................... 6,079 13,860 *Avid Technology, Inc..................................... 3,971 23,310 *Avnet, Inc............................................... 15,500 444,075 AVX Corp................................................. 6,815 67,060 Aware, Inc............................................... 2,752 16,760 *AXT, Inc................................................. 2,829 9,081 Badger Meter, Inc........................................ 1,600 68,544 Bel Fuse, Inc. Class B................................... 1,175 19,458 *Benchmark Electronics, Inc............................... 4,988 73,922 Black Box Corp........................................... 2,047 44,870 Blackbaud, Inc........................................... 2,900 68,933 *Blucora, Inc............................................. 2,980 52,299 *BMC Software, Inc........................................ 16,668 678,388 *Booz Allen Hamilton Holding Corp......................... 246 3,291 *Bottomline Technologies, Inc............................. 2,679 62,689 Broadcom Corp. Class A................................... 52,285 1,648,807 Broadridge Financial Solutions, Inc...................... 13,095 300,530 *Brocade Communications Systems, Inc...................... 46,371 245,766 Brooks Automation, Inc................................... 5,441 39,284 *BTU International, Inc................................... 600 1,170 #CA, Inc.................................................. 34,897 785,880 Cabot Microelectronics Corp.............................. 2,700 80,460 *CACI International, Inc. Class A......................... 2,335 117,754 #*Cadence Design Systems, Inc.............................. 29,200 369,672 *CalAmp Corp.............................................. 2,813 24,979 #*Calix, Inc............................................... 3,886 25,842 *Cardtronics, Inc......................................... 3,400 96,594 *Cascade Microtech, Inc................................... 1,242 6,521 Cass Information Systems, Inc............................ 1,017 42,684 *Checkpoint Systems, Inc.................................. 4,385 35,606 *CIBER, Inc............................................... 6,800 21,216 #*Cirrus Logic, Inc........................................ 6,817 277,861 *Cisco Systems, Inc....................................... 555,895 9,528,040 *Citrix Systems, Inc...................................... 19,517 1,206,346 *Clearfield, Inc.......................................... 574 2,870 #Cognex Corp.............................................. 2,168 79,045 *Cognizant Technology Solutions Corp. Class A............. 30,602 2,039,623 *Coherent, Inc............................................ 1,900 86,735 Cohu, Inc................................................ 1,500 13,200 Communications Systems, Inc.............................. 1,155 11,966 #*CommVault Systems, Inc................................... 4,395 274,556 Computer Sciences Corp................................... 13,800 420,210 *Computer Task Group, Inc................................. 1,400 26,110 *Compuware Corp........................................... 19,868 172,057 *comScore, Inc............................................ 1,204 17,061 Comtech Telecommunications Corp.......................... 1,794 45,155 #*Comverse Technology, Inc................................. 126 830 #*Concur Technologies, Inc................................. 4,700 311,281 #*Constant Contact, Inc.................................... 2,332 28,777 Convergys Corp........................................... 11,700 196,677 *CoreLogic, Inc........................................... 9,249 220,126 Corning, Inc............................................. 158,824 1,866,182 *CoStar Group, Inc........................................ 2,809 232,866 970 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Cray, Inc................................................ 4,250 $ 51,723 #*Cree, Inc................................................ 10,250 310,882 Crexendo, Inc............................................ 1,426 3,280 *CSG Systems International, Inc........................... 3,600 74,196 CTS Corp................................................. 1,800 14,904 *CyberOptics Corp......................................... 1,199 8,992 *Cymer, Inc............................................... 3,000 239,070 Cypress Semiconductor Corp............................... 14,138 140,108 Daktronics, Inc.......................................... 3,190 27,976 *Datalink Corp............................................ 1,423 11,583 *DealerTrack Holdings, Inc................................ 4,579 125,144 Dell, Inc................................................ 156,566 1,445,104 #*Demand Media, Inc........................................ 370 3,156 *Dice Holdings, Inc....................................... 2,637 23,285 Diebold, Inc............................................. 5,900 175,525 *Digi International, Inc.................................. 2,040 19,217 Digimarc Corp............................................ 858 16,851 *Digital River, Inc....................................... 3,500 50,190 *Diodes, Inc.............................................. 3,450 52,302 #*Dolby Laboratories, Inc. Class A......................... 5,260 166,163 *Dot Hill Systems Corp.................................... 3,766 3,653 *DSP Group, Inc........................................... 3,109 17,100 DST Systems, Inc......................................... 3,693 210,649 *DTS, Inc................................................. 1,182 24,798 *Dynamics Research Corp................................... 1,200 7,740 EarthLink, Inc........................................... 6,569 41,647 *eBay, Inc................................................ 121,540 5,869,167 #Ebix, Inc................................................ 5,000 108,950 #*EchoStar Corp. Class A................................... 4,501 142,952 *Edgewater Technology, Inc................................ 1,000 3,480 Electro Rent Corp........................................ 2,590 40,715 Electro Scientific Industries, Inc....................... 1,924 20,548 *Electronic Arts, Inc..................................... 33,626 415,281 *Electronics for Imaging, Inc............................. 5,000 86,800 *Ellie Mae, Inc........................................... 1,400 35,000 *eMagin Corp.............................................. 2,210 9,658 *EMC Corp................................................. 209,449 5,114,745 #*EMCORE Corp.............................................. 827 3,846 *Emulex Corp.............................................. 6,700 46,632 *Entegris, Inc............................................ 13,900 114,119 *Entropic Communications, Inc............................. 6,575 31,626 *Envestnet, Inc........................................... 1,389 19,418 EPIQ Systems, Inc........................................ 4,051 49,463 *ePlus, Inc............................................... 500 17,885 #*Equinix, Inc............................................. 4,918 887,256 *Euronet Worldwide, Inc................................... 4,700 95,363 *Exar Corp................................................ 4,019 34,362 *ExlService Holdings, Inc................................. 942 27,921 *Extreme Networks......................................... 3,299 10,755 *F5 Networks, Inc......................................... 8,250 680,460 #FactSet Research Systems, Inc............................ 4,350 393,892 Fair Isaac Corp.......................................... 2,325 108,345 *Fairchild Semiconductor International, Inc............... 13,385 157,408 *FARO Technologies, Inc................................... 2,100 84,420 FEI Co................................................... 3,930 216,346 Fidelity National Information Services, Inc.............. 25,915 851,826 #*Finisar Corp............................................. 9,600 110,592 #*First Solar, Inc......................................... 4,950 120,334 #*Fiserv, Inc.............................................. 13,600 1,019,184 *FleetCor Technologies, Inc............................... 3,801 180,205 FLIR Systems, Inc........................................ 16,900 328,367 971 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *FormFactor, Inc......................................... 6,406 $ 29,211 Forrester Research, Inc................................. 731 21,155 *Fortinet, Inc........................................... 11,461 222,000 *Frequency Electronics, Inc.............................. 798 6,695 #*Fusion-io, Inc.......................................... 5,108 120,549 #*Gartner Group, Inc...................................... 9,100 422,331 Genpact, Ltd............................................ 17,351 305,551 *Global Cash Access Holdings, Inc........................ 5,930 41,806 Global Payments, Inc.................................... 7,896 337,554 *Globecomm Systems, Inc.................................. 1,006 10,915 *Google, Inc. Class A.................................... 27,259 18,529,850 *GSE Systems, Inc........................................ 1,745 3,124 *GSI Group, Inc.......................................... 1,769 13,745 *GSI Technology, Inc..................................... 3,200 17,888 #*GT Advanced Technologies, Inc........................... 12,200 52,948 *Hackett Group, Inc. (The)............................... 5,500 21,395 *Harmonic, Inc........................................... 9,800 42,532 Harris Corp............................................. 11,640 532,879 Heartland Payment Systems, Inc.......................... 600 15,648 #Hewlett-Packard Co...................................... 189,310 2,621,944 *Hittite Microwave Corp.................................. 2,400 135,936 *Hutchinson Technology, Inc.............................. 1,900 2,660 *I.D. Systems, Inc....................................... 1,700 8,925 IAC/InterActiveCorp..................................... 8,300 401,305 *Identive Group, Inc..................................... 1,092 1,310 *IEC Electronics Corp.................................... 638 4,606 *iGATE Corp.............................................. 2,500 40,125 *Imation Corp............................................ 2,440 11,151 *Immersion Corp.......................................... 597 2,579 #*Infinera Corp........................................... 10,000 49,200 #*Informatica Corp........................................ 11,100 301,254 *Ingram Micro, Inc. Class A.............................. 16,470 250,344 *Innodata, Inc........................................... 2,754 9,887 *Insight Enterprises, Inc................................ 4,020 65,003 *Integrated Device Technology, Inc....................... 9,222 50,168 *Integrated Silicon Solution, Inc........................ 3,810 32,576 Intel Corp.............................................. 512,408 11,080,823 *Interactive Intelligence Group, Inc..................... 1,900 60,249 *Intermec, Inc........................................... 4,663 31,615 *Internap Network Services Corp.......................... 7,852 53,786 International Business Machines Corp.................... 113,332 22,046,474 *International Rectifier Corp............................ 5,498 85,164 *Interphase Corp......................................... 490 1,049 Intersil Corp. Class A.................................. 12,140 85,587 *Intevac, Inc............................................ 2,384 11,920 *IntriCon Corp........................................... 800 3,944 #Intuit, Inc............................................. 28,730 1,707,137 #*IPG Photonics Corp...................................... 3,300 175,164 *Iteris, Inc............................................. 600 948 #*Itron, Inc.............................................. 4,100 168,346 *Ixia.................................................... 3,646 51,080 *IXYS Corp............................................... 2,391 22,762 #j2 Global, Inc.......................................... 4,783 143,681 Jabil Circuit, Inc...................................... 19,112 331,402 #Jack Henry & Associates, Inc............................ 8,390 318,820 *JDA Software Group, Inc................................. 4,149 158,243 #*JDS Uniphase Corp....................................... 22,900 221,901 *Juniper Networks, Inc................................... 47,622 789,097 *Kemet Corp.............................................. 2,594 11,777 *Kenexa Corp............................................. 2,623 120,553 *Key Tronic Corp......................................... 749 8,501 972 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) Keynote Systems, Inc.................................... 2,200 $ 31,438 #*KIT Digital, Inc........................................ 2,850 7,923 #KLA-Tencor Corp......................................... 17,070 794,096 *Kopin Corp.............................................. 8,696 32,697 *KVH Industries, Inc..................................... 2,000 27,640 #*Lam Research Corp....................................... 16,902 598,331 *Lattice Semiconductor Corp.............................. 8,552 33,182 Lender Processing Services, Inc......................... 8,353 201,391 #Lexmark International, Inc. Class A..................... 7,972 169,485 *Limelight Networks, Inc................................. 5,494 11,592 Linear Technology Corp.................................. 23,900 747,114 *LinkedIn Corp. Class A.................................. 7,500 801,975 #*Liquidity Services, Inc................................. 2,736 112,805 Littlefuse, Inc......................................... 1,098 58,853 *LogMeIn, Inc............................................ 1,672 41,265 *LoJack Corp............................................. 2,400 5,472 Loral Space & Communications, Inc....................... 1,300 102,258 *LSI Corp................................................ 62,544 428,426 *LTX-Credence Corp....................................... 4,140 23,060 *Manhattan Associates, Inc............................... 2,194 131,640 ManTech International Corp. Class A..................... 2,440 56,047 Marchex, Inc. Class B................................... 3,183 13,018 *Market Leader, Inc...................................... 2,162 14,702 Marvell Technology Group, Ltd........................... 49,822 393,096 MasterCard, Inc. Class A................................ 11,222 5,172,556 #*Mattersight Corp........................................ 500 2,765 *Mattson Technology, Inc................................. 200 180 Maxim Integrated Products, Inc.......................... 29,960 824,649 MAXIMUS, Inc............................................ 3,800 209,684 *MaxLinear, Inc. Class A................................. 902 5,123 *Measurement Specialties, Inc............................ 1,500 48,915 *MEMC Electronic Materials, Inc.......................... 20,520 51,710 *Mentor Graphics Corp.................................... 9,800 152,096 *Mercury Computer Systems, Inc........................... 2,500 20,488 Mesa Laboratories, Inc.................................. 300 14,631 Methode Electronics, Inc................................ 4,169 42,190 Micrel, Inc............................................. 5,800 56,202 #Microchip Technology, Inc............................... 19,408 608,441 #*Micron Technology, Inc.................................. 89,574 485,939 #*MICROS Systems, Inc..................................... 8,400 381,276 *Microsemi Corp.......................................... 8,616 165,427 Microsoft Corp.......................................... 786,236 22,435,244 #*Mindspeed Technologies, Inc............................. 3,300 11,253 *MIPS Technologies, Inc.................................. 5,252 36,711 MKS Instruments, Inc.................................... 2,900 68,527 MOCON, Inc.............................................. 535 8,095 *ModusLink Global Solutions, Inc......................... 5,100 14,943 #Molex, Inc.............................................. 6,700 173,999 Molex, Inc. Class A..................................... 7,690 164,874 *MoneyGram International, Inc............................ 1,383 21,492 *Monolithic Power Systems, Inc........................... 3,320 64,508 Monotype Imaging Holdings, Inc.......................... 4,300 65,833 #*Monster Worldwide, Inc.................................. 12,900 80,238 *MoSys, Inc.............................................. 3,108 12,556 Motorola Solutions, Inc................................. 24,650 1,273,912 *Move, Inc............................................... 3,546 29,396 MTS Systems Corp........................................ 1,600 80,656 *Multi-Fineline Electronix, Inc.......................... 1,672 35,346 *Nanometrics, Inc........................................ 2,297 31,607 National Instruments Corp............................... 9,801 230,912 *NCI, Inc. Class A....................................... 1,200 6,744 973 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *NCR Corp................................................ 16,470 $ 350,482 #*NetApp, Inc............................................. 37,460 1,007,674 #*NETGEAR, Inc............................................ 2,500 88,775 *NetScout Systems, Inc................................... 3,414 84,428 #*NetSuite, Inc........................................... 2,500 158,775 *NeuStar, Inc. Class A................................... 7,800 285,402 *Newport Corp............................................ 5,630 60,917 NIC, Inc................................................ 5,099 72,916 *Novatel Wireless, Inc................................... 4,993 8,238 #*Nuance Communications, Inc.............................. 24,286 540,606 *NumereX Corp. Class A................................... 700 8,036 *NVIDIA Corp............................................. 63,600 761,292 *Oclaro, Inc............................................. 4,000 7,880 *Official Payments Holdings, Inc......................... 2,100 10,731 *OmniVision Technologies, Inc............................ 400 5,720 *ON Semiconductor Corp................................... 45,165 277,765 *Online Resources Corp................................... 4,610 13,277 #*OpenTable, Inc.......................................... 615 28,887 *Oplink Communications, Inc.............................. 1,500 22,290 OPNET Technologies, Inc................................. 2,317 98,310 Optical Cable Corp...................................... 1,300 5,486 Oracle Corp............................................. 401,875 12,478,219 *OSI Systems, Inc........................................ 2,078 164,682 *PAR Technology Corp..................................... 1,750 9,362 *Parametric Technology Corp.............................. 7,400 149,332 Park Electrochemical Corp............................... 2,544 63,142 Paychex, Inc............................................ 33,821 1,096,815 PC Connection, Inc...................................... 1,900 19,551 *PC Mall, Inc............................................ 1,468 9,336 PC-Tel, Inc............................................. 2,700 17,604 *PDF Solutions, Inc...................................... 3,109 41,163 *Perceptron, Inc......................................... 528 2,788 *Perficient, Inc......................................... 556 6,322 *Performance Technologies, Inc........................... 1,257 1,496 *Pericom Semiconductor Corp.............................. 2,935 22,688 *Pervasive Software, Inc................................. 2,700 23,166 *Photronics, Inc......................................... 4,200 20,538 *Planar Systems, Inc..................................... 930 1,228 Plantronics, Inc........................................ 2,799 90,800 *Plexus Corp............................................. 1,563 42,060 *PLX Technology, Inc..................................... 3,500 15,155 *PMC-Sierra, Inc......................................... 21,900 102,492 #*Polycom, Inc............................................ 18,000 180,360 Power Integrations, Inc................................. 2,945 87,113 #*Power-One, Inc.......................................... 9,000 36,270 *Presstek, Inc........................................... 266 132 *PRGX Global, Inc........................................ 2,100 16,422 *Progress Software Corp.................................. 6,750 133,110 *PROS Holdings, Inc...................................... 1,082 20,915 QAD, Inc. Class A....................................... 739 9,038 QAD, Inc. Class B....................................... 184 2,208 *QLogic Corp............................................. 6,600 61,908 QUALCOMM, Inc........................................... 174,876 10,243,362 *Qualstar Corp........................................... 300 417 *QuinStreet, Inc......................................... 2,500 15,300 *Rackspace Hosting, Inc.................................. 11,000 700,590 *Radisys Corp............................................ 2,460 6,986 #*RealD, Inc.............................................. 2,400 22,440 *RealNetworks, Inc....................................... 3,050 23,088 #*Red Hat, Inc............................................ 19,943 980,597 *Reis, Inc............................................... 1,130 13,215 974 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Responsys, Inc........................................... 626 $ 5,596 *RF Micro Devices, Inc.................................... 15,586 68,734 Richardson Electronics, Ltd.............................. 2,200 25,630 Rimage Corp.............................................. 1,254 7,499 #*Riverbed Technology, Inc................................. 15,100 278,897 *Rogers Corp.............................................. 1,570 61,874 #*Rosetta Stone, Inc....................................... 696 8,150 *Rovi Corp................................................ 11,513 155,771 #*Rubicon Technology, Inc.................................. 1,987 17,267 *Rudolph Technologies, Inc................................ 2,529 24,051 #*SAIC, Inc................................................ 29,600 325,304 #*Salesforce.com, Inc...................................... 13,450 1,963,431 *Sandisk Corp............................................. 24,820 1,036,483 *Sanmina-SCI Corp......................................... 5,900 52,451 *Sapient Corp............................................. 12,399 127,462 *ScanSource, Inc.......................................... 2,184 63,882 *SeaChange International, Inc............................. 3,000 27,150 Seagate Technology....................................... 46,680 1,275,298 #*Semtech Corp............................................. 7,320 182,780 *ShoreTel, Inc............................................ 1,180 5,227 *Sigma Designs, Inc....................................... 2,500 14,850 #*Silicon Graphics International Corp...................... 1,846 14,251 *Silicon Image, Inc....................................... 7,000 30,800 *Silicon Laboratories, Inc................................ 1,620 65,480 #*Skyworks Solutions, Inc.................................. 19,121 447,431 *Smith Micro Software, Inc................................ 3,600 4,500 #*SolarWinds, Inc.......................................... 5,800 293,422 #Solera Holdings, Inc..................................... 7,392 346,020 *Sonus Networks, Inc...................................... 22,816 42,438 #*Sourcefire, Inc.......................................... 2,700 115,533 *Spansion, Inc. Class A................................... 4,965 55,062 #*Spark Networks, Inc...................................... 1,760 11,546 #*SS&C Technologies Holdings, Inc.......................... 3,095 74,373 *Stamps.com, Inc.......................................... 1,538 42,326 *StarTek, Inc............................................. 2,385 6,916 #*STEC, Inc................................................ 1,753 10,290 #*STR Holdings, Inc........................................ 1,412 3,036 *Stratasys, Inc........................................... 2,298 153,208 #*SunPower Corp............................................ 1,742 7,508 *Super Micro Computer, Inc................................ 2,009 15,891 *Supertex, Inc............................................ 1,500 28,665 *Support.com, Inc......................................... 5,150 23,896 *Sycamore Networks, Inc................................... 2,218 12,820 *Symantec Corp............................................ 73,841 1,343,168 *Symmetricom, Inc......................................... 5,609 34,495 *Synopsys, Inc............................................ 14,768 475,530 Syntel, Inc.............................................. 2,000 119,220 *Take-Two Interactive Software, Inc....................... 3,700 41,255 *TE Connectivity, Ltd..................................... 44,323 1,426,314 *Tech Data Corp........................................... 2,413 106,920 *TechTarget, Inc.......................................... 1,002 4,790 *TeleCommunication Systems, Inc. Class A.................. 4,140 8,777 *TeleTech Holdings, Inc................................... 2,400 40,416 Tellabs, Inc............................................. 37,363 109,100 Telular Corp............................................. 2,142 21,399 *Teradata Corp............................................ 17,385 1,187,569 *Teradyne, Inc............................................ 17,300 252,926 Tessco Technologies, Inc................................. 1,314 27,331 Tessera Technologies, Inc................................ 3,909 55,391 Texas Instruments, Inc................................... 115,381 3,241,052 *TIBCO Software, Inc...................................... 16,800 423,528 975 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) *TNS, Inc............................................... 2,000 $ 28,640 #Total System Services, Inc............................. 16,983 381,948 *Transact Technologies, Inc............................. 600 4,644 #*Trimble Navigation, Ltd................................ 12,849 606,216 *TriQuint Semiconductor, Inc............................ 14,700 69,090 *TTM Technologies, Inc.................................. 5,400 48,600 *Tyler Technologies, Inc................................ 3,000 143,430 *Ultimate Software Group, Inc........................... 2,496 252,995 *Ultra Clean Holdings................................... 2,422 11,214 *Ultratech, Inc......................................... 2,200 68,002 *Unisys Corp............................................ 3,900 66,495 United Online, Inc..................................... 9,350 50,116 *Unwired Planet, Inc.................................... 5,355 7,551 #*USA Technologies, Inc.................................. 346 519 #*ValueClick, Inc........................................ 2,800 46,676 #*Veeco Instruments, Inc................................. 3,900 119,730 #*VeriFone Systems, Inc.................................. 10,903 323,165 #*Verint Systems, Inc.................................... 1,955 53,313 #*VeriSign, Inc.......................................... 16,123 597,680 #*ViaSat, Inc............................................ 3,800 147,592 *Viasystems Group, Inc.................................. 1,015 15,540 *Vicon Industries, Inc.................................. 900 2,655 *Video Display Corp..................................... 1,359 4,838 *Virtusa Corp........................................... 2,057 35,298 Visa, Inc.............................................. 54,998 7,631,522 #*Vishay Intertechnology, Inc............................ 12,724 105,355 *Vishay Precision Group, Inc............................ 1,042 13,598 #*VistaPrint NV.......................................... 3,805 115,938 #*VMware, Inc. Class A................................... 8,742 741,059 *Volterra Semiconductor Corp............................ 1,558 28,309 Wayside Technology Group, Inc.......................... 152 1,882 *Web.com Group, Inc..................................... 3,505 55,309 #*WebMD Health Corp...................................... 4,354 64,918 *Websense, Inc.......................................... 2,834 37,465 *Westell Technologies, Inc. Class A..................... 5,426 11,069 #Western Digital Corp................................... 24,098 824,875 Western Union Co. (The)................................ 63,452 805,840 *WEX, Inc............................................... 3,640 268,559 Xerox Corp............................................. 135,087 869,960 Xilinx, Inc............................................ 27,430 898,607 *XO Group, Inc.......................................... 4,000 32,200 Xyratex, Ltd........................................... 1,982 16,391 *Yahoo!, Inc............................................ 119,439 2,007,770 *Zebra Technologies Corp. Class A....................... 4,683 168,260 *Zix Corp............................................... 3,650 10,585 *Zygo Corp.............................................. 1,309 24,374 ------------ Total Information Technology.............................. 288,882,491 ------------ Materials -- (3.7%) A. Schulman, Inc....................................... 2,719 69,770 *A.M. Castle & Co....................................... 1,388 16,864 *AEP Industries, Inc.................................... 122 7,799 Air Products & Chemicals, Inc.......................... 21,807 1,690,697 #Airgas, Inc............................................ 7,460 663,716 Albemarle Corp......................................... 8,403 463,089 Alcoa, Inc............................................. 115,538 990,161 Allegheny Technologies, Inc............................ 9,735 256,517 *Allied Nevada Gold Corp................................ 8,946 330,286 AMCOL International Corp............................... 2,400 75,792 *American Pacific Corp.................................. 300 3,966 American Vanguard Corp................................. 2,950 105,404 976 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (Continued) AptarGroup, Inc.......................................... 7,000 $ 358,960 *Arabian American Development Co.......................... 613 5,235 Ashland, Inc............................................. 7,907 562,583 Balchem Corp............................................. 3,412 118,840 Ball Corp................................................ 14,634 626,774 Bemis Co., Inc........................................... 9,791 323,593 Boise, Inc............................................... 10,125 84,949 Buckeye Technologies, Inc................................ 4,100 107,420 Cabot Corp............................................... 6,101 218,172 *Calgon Carbon Corp....................................... 5,200 64,428 Carpenter Technology Corp................................ 3,501 170,184 Celanese Corp. Class A................................... 15,930 605,181 *Century Aluminum Co...................................... 4,940 35,321 CF Industries Holdings, Inc.............................. 6,823 1,400,011 Chase Corp............................................... 1,300 23,959 *Chemtura Corp............................................ 1,598 25,456 *Clearwater Paper Corp.................................... 1,800 71,172 #Cliffs Natural Resources, Inc............................ 15,500 562,185 *Coeur d'Alene Mines Corp................................. 9,100 281,281 Commercial Metals Co..................................... 7,872 108,319 Compass Minerals International, Inc...................... 3,204 252,635 *Core Molding Technologies, Inc........................... 389 2,731 #*Crown Holdings, Inc...................................... 15,714 601,060 Cytec Industries, Inc.................................... 4,600 316,572 Deltic Timber Corp....................................... 1,082 73,425 Domtar Corp.............................................. 3,300 263,175 Dow Chemical Co. (The)................................... 123,830 3,628,219 E.I. du Pont de Nemours & Co............................. 96,061 4,276,636 Eagle Materials, Inc..................................... 4,719 249,965 Eastman Chemical Co...................................... 14,276 845,710 Ecolab, Inc.............................................. 29,592 2,059,603 *Ferro Corp............................................... 7,000 18,410 #*Flotek Industries, Inc................................... 5,082 56,461 FMC Corp................................................. 13,600 727,872 Freeport-McMoRan Copper & Gold, Inc...................... 95,435 3,710,513 Friedman Industries, Inc................................. 599 6,427 FutureFuel Corp.......................................... 700 8,253 #*General Moly, Inc........................................ 2,811 10,401 Georgia Gulf Corp........................................ 2,976 105,321 Globe Specialty Metals, Inc.............................. 3,374 50,711 #*Golden Minerals Co....................................... 900 3,933 *Graphic Packaging Holding Co............................. 14,415 85,337 Greif, Inc. Class A...................................... 2,500 104,900 H.B. Fuller Co........................................... 4,800 145,920 Hawkins, Inc............................................. 888 34,721 Haynes International, Inc................................ 1,800 91,224 *Headwaters, Inc.......................................... 7,000 50,330 Hecla Mining Co.......................................... 28,200 185,556 *Horsehead Holding Corp................................... 1,380 12,489 Huntsman Corp............................................ 21,532 323,841 Innophos Holdings, Inc................................... 2,500 119,125 International Flavors & Fragrances, Inc.................. 7,130 460,741 International Paper Co................................... 42,900 1,537,107 *Intrepid Potash, Inc..................................... 5,600 121,688 Kaiser Aluminum Corp..................................... 1,600 96,928 *KapStone Paper & Packaging Corp.......................... 3,600 79,092 KMG Chemicals, Inc....................................... 1,500 25,620 Koppers Holdings, Inc.................................... 831 29,667 *Kraton Performance Polymers, Inc......................... 2,700 58,914 #Kronos Worldwide, Inc.................................... 500 6,675 *Landec Corp.............................................. 3,992 43,193 977 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Materials -- (Continued) *Louisiana-Pacific Corp.................................... 14,700 $ 232,113 *LSB Industries, Inc....................................... 2,000 80,540 *LyondellBasell Industries NV Class A...................... 32,429 1,731,384 #Martin Marietta Materials, Inc............................ 4,800 395,088 Materion Corp............................................. 1,659 34,756 *McEwen Mining, Inc........................................ 9,487 46,107 MeadWestvaco Corp......................................... 17,210 510,965 *Mercer International, Inc................................. 3,588 25,080 *Metals USA Holdings Corp.................................. 2,264 33,009 Minerals Technologies, Inc................................ 1,600 114,656 #*Molycorp, Inc............................................. 5,989 62,286 Monsanto Co............................................... 53,970 4,645,198 *Mosaic Co. (The).......................................... 30,458 1,594,172 Myers Industries, Inc..................................... 3,889 57,674 Neenah Paper, Inc......................................... 1,500 38,850 NewMarket Corp............................................ 1,212 328,828 *Newmont Mining Corp....................................... 50,660 2,763,503 Noranda Aluminum Holding Corp............................. 2,200 13,486 *Northern Technologies International Corp.................. 300 3,333 Nucor Corp................................................ 32,833 1,317,588 Olin Corp................................................. 8,155 169,135 Olympic Steel, Inc........................................ 1,300 23,400 *OM Group, Inc............................................. 1,600 32,368 *Omnova Solutions, Inc..................................... 3,300 25,872 *Owens-Illinois, Inc....................................... 17,100 333,279 P.H. Glatfelter Co........................................ 3,800 67,678 Packaging Corp. of America................................ 10,700 377,389 *Penford Corp.............................................. 1,572 12,104 PolyOne Corp.............................................. 8,100 153,333 PPG Industries, Inc....................................... 15,835 1,853,962 #Praxair, Inc.............................................. 30,508 3,240,255 Quaker Chemical Corp...................................... 1,200 63,588 Reliance Steel & Aluminum Co.............................. 7,600 412,984 Rock-Tenn Co. Class A..................................... 7,127 521,625 Rockwood Holdings, Inc.................................... 6,880 315,792 Royal Gold, Inc........................................... 5,850 515,268 RPM International, Inc.................................... 13,141 350,339 *RTI International Metals, Inc............................. 1,400 31,906 Schnitzer Steel Industries, Inc. Class A.................. 2,300 65,573 Schweitzer-Mauduit International, Inc..................... 2,986 104,600 #Scotts Miracle-Gro Co. Class A (The)...................... 3,940 168,671 Sealed Air Corp........................................... 16,577 268,879 Sensient Technologies Corp................................ 4,321 157,198 Sherwin-Williams Co. (The)................................ 9,200 1,311,736 #Sigma-Aldrich Corp........................................ 12,500 876,750 Silgan Holdings, Inc...................................... 4,400 190,564 Sonoco Products Co........................................ 9,972 310,428 #Southern Copper Corp...................................... 14,730 561,213 *Spartech Corp............................................. 2,300 19,688 Steel Dynamics, Inc....................................... 21,100 266,915 Stepan Co................................................. 873 83,633 #*Stillwater Mining Co...................................... 10,800 112,428 *SunCoke Energy, Inc....................................... 4,880 78,422 Synalloy Corp............................................. 737 10,148 #*Texas Industries, Inc..................................... 1,900 81,947 #Titanium Metals Corp...................................... 8,180 95,788 Tredegar Corp............................................. 2,230 37,843 *United States Lime & Minerals, Inc........................ 353 15,465 #United States Steel Corp.................................. 12,800 260,992 *Universal Stainless & Alloy Products, Inc................. 545 18,748 Valspar Corp.............................................. 9,100 509,873 978 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------- ----------- Materials -- (Continued) Vulcan Materials Co..................................... 13,048 $ 599,817 Walter Energy, Inc...................................... 5,300 185,288 Wausau Paper Corp....................................... 5,215 43,128 Westlake Chemical Corp.................................. 2,630 200,038 Worthington Industries, Inc............................. 5,120 110,694 *WR Grace & Co........................................... 7,800 500,448 Zep, Inc................................................ 2,526 36,198 *Zoltek Cos., Inc........................................ 2,537 17,378 ----------- Total Materials............................................ 61,138,569 ----------- Other -- (0.0%) .*Brooklyn Federal Bancorp, Inc. Escrow Shares............ 100 -- .*Gerber Scientific, Inc. Escrow Shares................... 2,901 -- .*Petrocorp, Inc. Escrow Shares........................... 100 6 .*Price Communications Liquidation Trust.................. 3,605 -- ----------- Total Other................................................ 6 ----------- Telecommunication Services -- (2.7%) AT&T, Inc............................................... 608,382 21,043,933 Atlantic Tele-Network, Inc.............................. 1,149 47,615 #*Boingo Wireless, Inc.................................... 1,200 8,784 *Cbeyond, Inc............................................ 2,962 22,689 CenturyLink, Inc........................................ 64,542 2,477,122 #*Cincinnati Bell, Inc.................................... 21,600 112,536 Consolidated Communications Holdings, Inc............... 4,233 65,358 *Crown Castle International Corp......................... 30,400 2,029,200 #Frontier Communications Corp............................ 103,738 489,643 *General Communications, Inc. Class A.................... 3,550 31,027 HickoryTech Corp........................................ 2,100 22,365 IDT Corp. Class B....................................... 1,800 18,216 *Iridium Communications, Inc............................. 4,218 31,171 #*Leap Wireless International, Inc........................ 7,025 37,514 #*Level 3 Communications, Inc............................. 15,603 319,862 Lumos Networks Corp..................................... 2,000 15,740 *MetroPCS Communications, Inc............................ 26,297 268,492 *Neutral Tandem, Inc..................................... 2,700 12,474 #*NII Holdings, Inc....................................... 17,652 140,686 NTELOS Holdings Corp.................................... 2,000 30,500 *ORBCOMM, Inc............................................ 1,021 3,574 *Premiere Global Services, Inc........................... 5,500 46,750 Primus Telecommunications Group, Inc.................... 900 13,167 #*SBA Communications Corp................................. 12,700 846,201 Shenandoah Telecommunications Co........................ 1,830 28,768 #*Sprint Nextel Corp...................................... 322,019 1,783,985 Telephone & Data Systems, Inc........................... 9,517 236,688 *tw telecom, Inc......................................... 15,700 399,879 *United States Cellular Corp............................. 500 18,495 USA Mobility, Inc....................................... 2,839 31,371 Verizon Communications, Inc............................. 294,471 13,145,185 #Windstream Corp......................................... 56,570 539,678 ----------- Total Telecommunication Services........................... 44,318,668 ----------- Utilities -- (3.5%) *AES Corp. (The)......................................... 66,393 693,807 AGL Resources, Inc...................................... 12,134 495,431 ALLETE, Inc............................................. 3,400 141,508 Alliant Energy Corp..................................... 11,500 514,050 Ameren Corp............................................. 25,900 851,592 American Electric Power Co., Inc........................ 50,600 2,248,664 American States Water Co................................ 2,200 96,844 979 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ------ ---------- Utilities -- (Continued) American Water Works Co., Inc............................. 18,100 $ 664,994 Aqua America, Inc......................................... 14,467 367,317 Artesian Resources Corp. Class A.......................... 471 10,838 #Atmos Energy Corp......................................... 9,030 324,809 Black Hills Corp.......................................... 4,500 160,965 California Water Service Group............................ 2,028 37,356 *Calpine Corp.............................................. 34,897 614,187 CenterPoint Energy, Inc................................... 41,700 903,639 CH Energy Group, Inc...................................... 1,800 117,054 Chesapeake Utilities Corp................................. 1,000 46,970 Cleco Corp................................................ 6,582 284,013 CMS Energy Corp........................................... 26,686 649,004 Connecticut Water Services, Inc........................... 800 24,504 Consolidated Edison, Inc.................................. 30,630 1,849,439 Consolidated Water Co., Ltd............................... 777 6,099 Delta Natural Gas Co., Inc................................ 720 14,155 Dominion Resources, Inc................................... 59,803 3,156,402 DTE Energy Co............................................. 17,800 1,105,380 Duke Energy Corp.......................................... 71,048 4,667,143 #*Dynegy, Inc............................................... 84 1,571 Edison International, Inc................................. 31,994 1,501,798 El Paso Electric Co....................................... 4,200 142,758 Empire District Electric Co. (The)........................ 3,470 75,334 Entergy Corp.............................................. 18,300 1,328,214 Exelon Corp............................................... 89,411 3,199,126 FirstEnergy Corp.......................................... 42,922 1,962,394 Gas Natural, Inc.......................................... 850 8,483 Genie Energy, Ltd. Class B................................ 1,800 12,618 *GenOn Energy, Inc......................................... 78,912 202,804 Great Plains Energy, Inc.................................. 12,600 282,744 Hawaiian Electric Industries, Inc......................... 10,300 266,564 IDACORP, Inc.............................................. 3,951 176,689 #Integrys Energy Group, Inc................................ 8,040 434,482 #ITC Holdings Corp......................................... 4,500 358,290 Laclede Group, Inc. (The)................................. 2,000 83,280 MDU Resources Group, Inc.................................. 18,750 407,438 MGE Energy, Inc........................................... 2,398 126,231 Middlesex Water Co........................................ 1,620 31,331 #National Fuel Gas Co...................................... 5,900 310,930 New Jersey Resources Corp................................. 4,154 184,687 NextEra Energy, Inc....................................... 41,819 2,929,839 NiSource, Inc............................................. 29,811 759,286 Northeast Utilities, Inc.................................. 32,210 1,265,853 Northwest Natural Gas Co.................................. 2,797 130,144 NorthWestern Corp......................................... 3,638 130,277 NRG Energy, Inc........................................... 26,300 567,028 #NV Energy, Inc............................................ 24,400 463,844 OGE Energy Corp........................................... 9,600 552,768 ONEOK, Inc................................................ 21,000 993,300 Ormat Technologies, Inc................................... 1,700 32,351 Otter Tail Corp........................................... 3,400 82,042 #Pepco Holdings, Inc....................................... 24,300 482,841 PG&E Corp................................................. 43,828 1,863,567 Piedmont Natural Gas Co................................... 7,900 251,773 Pinnacle West Capital Corp................................ 11,415 604,653 PNM Resources, Inc........................................ 8,150 180,604 Portland General Electric Co.............................. 8,207 224,872 #PPL Corp.................................................. 59,900 1,771,842 Public Service Enterprise Group, Inc...................... 52,441 1,680,210 Questar Corp.............................................. 16,300 329,912 RGC Resources, Inc........................................ 200 3,580 980 TAX-MANAGED U.S. EQUITY PORTFOLIO CONTINUED Shares Value+ ----------- -------------- Utilities -- (Continued) SCANA Corp...................................... 13,100 $ 642,948 Sempra Energy................................... 24,000 1,674,000 SJW Corp........................................ 2,210 53,570 South Jersey Industries, Inc.................... 3,300 166,947 Southern Co. (The).............................. 89,524 4,193,304 Southwest Gas Corp.............................. 3,122 135,713 *Synthesis Energy Systems, Inc................... 2,352 3,034 TECO Energy, Inc................................ 22,055 394,123 UGI Corp........................................ 11,059 357,095 UIL Holdings Corp............................... 5,331 192,822 Unitil Corp..................................... 1,200 31,908 UNS Energy Corp................................. 4,095 174,611 Vectren Corp.................................... 8,040 237,743 #Westar Energy, Inc.............................. 12,653 375,794 WGL Holdings, Inc............................... 4,207 167,312 Wisconsin Energy Corp........................... 24,300 934,821 Xcel Energy, Inc................................ 50,279 1,420,382 York Water Co................................... 900 15,633 -------------- Total Utilities.................................... 57,616,276 -------------- TOTAL COMMON STOCKS................................ 1,513,787,821 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc............................... 6 422 -------------- RIGHTS/WARRANTS -- (0.0%) *Capital Bank Financial Corp. Contingent Value Rights......................................... 700 154 .*CVR Energy, Inc. Contingent Value Rights........ 8,807 -- *Dynegy, Inc..................................... 1,312 2,126 .*Emergent Biosolutions, Inc. Contingent Value.... Rights......................................... 800 -- -------------- TOTAL RIGHTS/WARRANTS.............................. 2,280 -------------- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.......................... 6,980,643 6,980,643 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (8.5%) (S)@DFA Short Term Investment Fund................. 12,190,220 141,040,849 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $383,421 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $384,575) to be repurchased at $372,247...................................... $ 372 372,244 -------------- TOTAL SECURITIES LENDING COLLATERAL................ 141,413,093 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $1,091,977,167) $1,662,184,259 ============== 981 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ----------- COMMON STOCKS -- (89.9%) Consumer Discretionary -- (16.2%) *1-800-FLOWERS.COM, Inc. Class A......................... 153,253 $ 556,307 A.H. Belo Corp. Class A................................. 100,654 503,270 Aaron's, Inc............................................ 12,440 383,525 #*ALCO Stores, Inc........................................ 10,636 105,509 *Aldila, Inc............................................. 12,366 36,851 Ambassadors Group, Inc.................................. 1,110 5,683 Amcon Distributing Co................................... 388 24,436 #American Greetings Corp. Class A........................ 130,517 2,240,977 *America's Car-Mart, Inc................................. 44,364 1,857,077 *Arctic Cat, Inc......................................... 64,841 2,351,783 Ark Restaurants Corp.................................... 11,046 186,456 *Asbury Automotive Group, Inc............................ 18,200 577,304 *Ascent Capital Group, Inc. Class A...................... 37,699 2,241,206 *Ballantyne Strong, Inc.................................. 85,890 346,137 #*Barnes & Noble, Inc..................................... 197,235 3,321,437 Bassett Furniture Industries, Inc....................... 44,555 511,046 #*Beasley Broadcast Group, Inc. Class A................... 42,442 206,268 #*Beazer Homes USA, Inc................................... 82,855 1,366,279 bebe stores, Inc........................................ 136,701 553,639 Belo Corp. Class A...................................... 179,481 1,342,518 Big 5 Sporting Goods Corp............................... 17,124 152,917 *Biglari Holdings, Inc................................... 6,120 2,164,093 *Bluegreen Corp.......................................... 173,693 1,029,999 Bob Evans Farms, Inc.................................... 102,827 3,914,624 #Bon-Ton Stores, Inc. (The).............................. 33,866 415,874 #*Books-A-Million, Inc.................................... 89,105 262,860 Bowl America, Inc. Class A.............................. 11,489 146,772 #*Boyd Gaming Corp........................................ 179,677 1,108,607 Brown Shoe Co., Inc..................................... 191,145 3,016,268 *Build-A-Bear Workshop, Inc.............................. 93,796 336,728 *Cabela's, Inc........................................... 228,775 10,251,408 *Cache, Inc.............................................. 63,573 174,826 Callaway Golf Co........................................ 342,276 1,868,827 *Cambium Learning Group, Inc............................. 57,897 52,686 Canterbury Park Holding Corp............................ 7,625 76,631 Carriage Services, Inc.................................. 171,821 1,826,457 *Carrols Restaurant Group, Inc........................... 38,761 248,846 *Casual Male Retail Group, Inc........................... 38,828 149,876 *Cavco Industries, Inc................................... 22,377 1,081,704 #*Central European Media Enterprises, Ltd. Class A........ 2,094 11,224 #*Charles & Colvard, Ltd.................................. 36,136 144,183 Christopher & Banks Corp................................ 129,208 403,129 Churchill Downs, Inc.................................... 56,570 3,695,718 *Citi Trends, Inc........................................ 1,389 17,057 *Clear Channel Outdoor Holdings, Inc. Class A............ 73,966 492,614 *Coast Distribution System, Inc. (The)................... 18,627 36,695 *Cobra Electronics Corp.................................. 19,854 96,888 #*Conn's, Inc............................................. 159,725 4,045,834 Core-Mark Holding Co., Inc.............................. 59,460 2,846,350 *Corinthian Colleges, Inc................................ 324,349 885,473 CSS Industries, Inc..................................... 44,401 892,460 Culp, Inc............................................... 36,886 466,239 *Cumulus Media, Inc. Class A............................. 9,894 24,339 *Cybex International, Inc................................ 49,904 123,263 #D.R. Horton, Inc........................................ 25,384 532,049 Dana Holding Corp....................................... 203,380 2,676,481 *dELiA*s, Inc............................................ 47,628 62,869 *Delta Apparel, Inc...................................... 17,375 263,057 982 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) *Dial Global, Inc........................................ 20,474 $ 49,957 #*Digital Generation, Inc................................. 6,466 60,134 #Dillard's, Inc. Class A................................. 355,688 27,387,976 #*DineEquity, Inc......................................... 59,800 3,749,460 *Dixie Group, Inc. (The)................................. 111,017 439,627 *Dorman Products, Inc.................................... 146,076 4,462,622 Dover Downs Gaming & Entertainment, Inc................. 16,136 38,404 *Dover Motorsports, Inc.................................. 109,057 161,404 #*DreamWorks Animation SKG, Inc. Class A.................. 162,850 3,317,254 *Drew Industries, Inc.................................... 8,323 263,589 *E.W. Scripps Co. Class A (The).......................... 235,669 2,500,448 #*Education Management Corp............................... 36,822 117,094 Educational Development Corp............................ 2,276 9,013 *Emerson Radio Corp...................................... 234,338 398,375 #*Entercom Communications Corp. Class A................... 21,650 140,941 Escalade, Inc........................................... 24,227 125,980 *Exide Technologies...................................... 127,411 388,604 *Famous Dave's of America, Inc........................... 479 3,775 *Federal-Mogul Corp...................................... 143,795 1,084,214 Finish Line, Inc. Class A (The)......................... 42,513 884,483 *Fisher Communications, Inc.............................. 37,668 950,740 #*Flanigan's Enterprises, Inc............................. 5,016 36,767 Flexsteel Industries, Inc............................... 26,545 534,351 Foot Locker, Inc........................................ 315,096 10,555,716 Fred's, Inc. Class A.................................... 199,332 2,700,949 Frisch's Restaurants, Inc............................... 23,920 427,690 *Fuel Systems Solutions, Inc............................. 20,405 331,989 *Full House Resorts, Inc................................. 57,269 180,397 *Furniture Brands International, Inc..................... 176,488 268,262 *Gaiam, Inc. Class A..................................... 47,824 157,341 #GameStop Corp. Class A.................................. 431,501 9,851,168 Gaming Partners International Corp...................... 100 625 #Gannett Co., Inc........................................ 412,001 6,962,817 *Genesco, Inc............................................ 88,059 5,045,781 *G-III Apparel Group, Ltd................................ 65,443 2,418,773 *Gray Television, Inc.................................... 166,823 355,333 *Gray Television, Inc. Class A........................... 2,809 5,927 #Group 1 Automotive, Inc................................. 126,434 7,840,172 *Hallwood Group, Inc. (The).............................. 7,822 50,452 Harte-Hanks, Inc........................................ 125,898 701,252 *Hastings Entertainment, Inc............................. 65,844 131,688 Haverty Furniture Cos., Inc............................. 110,114 1,652,811 Haverty Furniture Cos., Inc. Class A.................... 700 10,451 *Helen of Troy, Ltd...................................... 136,528 4,125,876 #*hhgregg, Inc............................................ 49,579 299,457 *Hollywood Media Corp.................................... 63,704 84,726 Hooker Furniture Corp................................... 55,054 750,937 Hot Topic, Inc.......................................... 239,349 2,058,401 #*Iconix Brand Group, Inc................................. 357,800 6,622,878 International Speedway Corp. Class A.................... 130,172 3,319,386 *Isle of Capri Casinos, Inc.............................. 172,685 1,049,925 JAKKS Pacific, Inc...................................... 141,049 1,820,943 Jarden Corp............................................. 21,300 1,060,740 *Johnson Outdoors, Inc. Class A.......................... 101,246 1,975,309 Jones Group, Inc. (The)................................. 328,597 3,880,731 *Journal Communications, Inc. Class A.................... 247,681 1,389,490 KB Home................................................. 55,554 887,753 *Kid Brands, Inc......................................... 67,945 122,980 *Kirkland's, Inc......................................... 53,915 517,045 *Kona Grill, Inc......................................... 1,474 13,295 Koss Corp............................................... 710 3,649 983 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Discretionary -- (Continued) #*K-Swiss, Inc. Class A................................... 68,559 $ 156,315 *Lakeland Industries, Inc................................ 34,327 209,395 *La-Z-Boy, Inc........................................... 233,867 3,793,323 *LeapFrog Enterprises, Inc............................... 80,189 708,871 #*Lee Enterprises, Inc.................................... 65,786 97,363 #Lennar Corp. Class A.................................... 325,800 12,207,726 #Lennar Corp. Class B Voting............................. 66,537 1,888,320 #*Life Time Fitness, Inc.................................. 26,053 1,169,519 Lifetime Brands, Inc.................................... 63,921 709,523 Lincoln Educational Services Corp....................... 2,964 10,996 Lithia Motors, Inc. Class A............................. 129,782 4,438,544 *Live Nation Entertainment, Inc.......................... 433,828 3,969,526 *Luby's, Inc............................................. 151,536 968,315 *M/I Homes, Inc.......................................... 95,252 2,119,357 Mac-Gray Corp........................................... 92,718 1,205,334 #*Madison Square Garden Co. Class A (The)................. 97,139 3,998,241 Marcus Corp............................................. 108,304 1,180,514 *MarineMax, Inc.......................................... 127,066 1,045,753 *Marriott Vacations Worldwide Corp....................... 4,739 186,432 #*Martha Stewart Living Omnimedia Class A................. 10,800 31,212 #*McClatchy Co. Class A (The)............................. 305,317 870,153 MDC Holdings, Inc....................................... 87,426 3,343,170 #*Media General, Inc. Class A............................. 97,266 408,517 Men's Wearhouse, Inc. (The)............................. 200,316 6,568,362 #Meredith Corp........................................... 11,852 396,686 #*Meritage Homes Corp..................................... 74,502 2,755,084 *Modine Manufacturing Co................................. 137,419 934,449 #*Mohawk Industries, Inc.................................. 190,548 15,905,042 *Monarch Casino & Resort, Inc............................ 6,280 57,274 #*Motorcar Parts of America, Inc.......................... 56,988 267,844 Movado Group, Inc....................................... 105,959 3,357,841 *MTR Gaming Group, Inc................................... 97,351 339,755 *Multimedia Games Holding Co., Inc....................... 74,184 1,179,526 NACCO Industries, Inc. Class A.......................... 25,447 1,288,636 *Nathan's Famous, Inc.................................... 9,601 266,044 *Nautilus, Inc........................................... 52,658 147,969 *New Frontier Media, Inc................................. 54,680 110,454 *New York & Co., Inc..................................... 121,740 410,264 *New York Times Co. Class A (The)........................ 4,600 37,628 *Nobility Homes, Inc..................................... 130 702 *Office Depot, Inc....................................... 587,914 1,458,027 OfficeMax, Inc.......................................... 269,230 1,978,840 *Orbitz Worldwide, Inc................................... 3,018 7,454 *Orient-Express Hotels, Ltd. Class A..................... 447,582 5,250,137 Outdoor Channel Holdings, Inc........................... 127,101 922,753 *P & F Industries, Inc. Class A.......................... 2,025 11,948 #*Pacific Sunwear of California, Inc...................... 296,405 503,888 Penske Automotive Group, Inc............................ 236,131 7,225,609 Pep Boys - Manny, Moe & Jack (The)...................... 186,824 1,866,372 #*Perfumania Holdings, Inc................................ 27,270 155,166 *Perry Ellis International, Inc.......................... 85,577 1,766,309 *Pinnacle Entertainment, Inc............................. 190,559 2,431,533 *Point.360............................................... 7,043 5,846 *PulteGroup, Inc......................................... 210,488 3,649,862 PVH Corp................................................ 43,120 4,742,769 *Quiksilver, Inc......................................... 406,028 1,299,290 R.G. Barry Corp......................................... 8,693 132,481 #*Radio One, Inc. Class D................................. 50,923 43,285 *Reading International, Inc. Class B..................... 6,238 46,161 *Red Lion Hotels Corp.................................... 96,956 638,940 *Red Robin Gourmet Burgers, Inc.......................... 79,845 2,666,823 984 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Consumer Discretionary -- (Continued) Regis Corp........................................... 257,677 $ 4,292,899 Rent-A-Center, Inc................................... 217,582 7,252,008 *Rick's Cabaret International, Inc.................... 49,664 407,741 *Rocky Brands, Inc.................................... 36,687 440,611 Royal Caribbean Cruises, Ltd......................... 59,707 2,010,335 *Ruby Tuesday, Inc.................................... 210,430 1,519,305 #*Ryman Hospitality Properties......................... 202,261 7,890,202 *Saga Communications, Inc. Class A.................... 25,691 1,089,812 #*Saks, Inc............................................ 613,294 6,304,662 Salem Communications Corp. Class A................... 55,646 331,650 Scholastic Corp...................................... 140,916 4,648,819 #*School Specialty, Inc................................ 46,494 86,014 Service Corp. International.......................... 492,809 6,919,038 Shiloh Industries, Inc............................... 200,700 2,283,966 Shoe Carnival, Inc................................... 119,379 2,791,081 *Skechers U.S.A., Inc. Class A........................ 185,214 3,074,552 *Skyline Corp......................................... 30,526 140,420 *Smith & Wesson Holding Corp.......................... 90,916 872,794 #Sonic Automotive, Inc. Class A....................... 1,600 31,040 *Spanish Broadcasting System, Inc. Class A............ 4,503 15,760 Spartan Motors, Inc.................................. 168,977 794,192 Speedway Motorsports, Inc............................ 203,050 3,309,715 *Sport Chalet, Inc. Class A........................... 132,485 193,428 *Sport Chalet, Inc. Class B........................... 4,760 7,949 Stage Stores, Inc.................................... 159,243 3,901,454 Standard Motor Products, Inc......................... 123,563 2,320,513 #*Standard Pacific Corp................................ 182,038 1,256,062 *Stanley Furniture Co., Inc........................... 57,224 266,092 *Stein Mart, Inc...................................... 124,540 978,884 *Steinway Musical Instruments, Inc.................... 60,208 1,453,421 Stewart Enterprises, Inc. Class A.................... 381,637 2,965,319 *Stoneridge, Inc...................................... 18,129 90,101 Strattec Security Corp............................... 16,204 368,155 Superior Industries International, Inc............... 143,662 2,455,184 Superior Uniform Group, Inc.......................... 39,336 461,411 *Systemax, Inc........................................ 246,135 2,692,717 *Tandy Brands Accessories, Inc........................ 56,879 85,887 Tandy Leather Factory, Inc........................... 18,463 97,854 #*Toll Brothers, Inc................................... 236,222 7,797,688 *Trans World Entertainment Corp....................... 62,666 213,064 *Trinity Place Holdings, Inc.......................... 44,394 177,576 *Tuesday Morning Corp................................. 189,888 1,133,631 *Unifi, Inc........................................... 94,137 1,320,742 *Universal Electronics, Inc........................... 8,259 141,724 Vail Resorts, Inc.................................... 34,600 1,964,588 *Valuevision Media, Inc. Class A...................... 34,465 77,546 *VOXX International Corp.............................. 116,682 725,762 #Washington Post Co. Class B (The).................... 12,128 4,044,809 *Wells-Gardner Electronics Corp....................... 35,937 74,390 Wendy's Co. (The).................................... 1,383,503 5,907,558 *West Marine, Inc..................................... 121,225 1,253,466 *Wet Seal, Inc. Class A (The)......................... 201,327 575,795 Weyco Group, Inc..................................... 10,373 243,558 Whirlpool Corp....................................... 89,628 8,754,863 #*WMS Industries, Inc.................................. 119,815 1,968,560 Wyndham Worldwide Corp............................... 174,630 8,801,352 *Zale Corp............................................ 47,456 340,734 ------------ Total Consumer Discretionary............................ 428,613,885 ------------ Consumer Staples -- (4.1%) Alico, Inc........................................... 3,639 114,228 985 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Staples -- (Continued) *Alliance One International, Inc........................ 434,144 $ 1,319,798 Andersons, Inc. (The).................................. 80,280 3,153,398 *Bridgford Foods Corp................................... 2,376 16,442 Cal-Maine Foods, Inc................................... 2,794 120,505 CCA Industries, Inc.................................... 9,592 41,725 #*Central European Distribution Corp..................... 12,021 31,014 *Central Garden & Pet Co................................ 69,666 771,899 *Central Garden & Pet Co. Class A....................... 182,531 2,057,124 *Chiquita Brands International, Inc..................... 221,044 1,593,727 Coca-Cola Bottling Co. Consolidated.................... 5,997 412,234 *Constellation Brands, Inc. Class A..................... 317,371 11,215,891 *Constellation Brands, Inc. Class B..................... 1,286 45,614 *Craft Brew Alliance, Inc............................... 91,153 690,940 #*Darling International, Inc............................. 15,200 251,256 #*Dean Foods Co.......................................... 137,680 2,318,531 #*Dole Food Co., Inc..................................... 245,315 3,088,516 #*Elizabeth Arden, Inc................................... 22,206 1,047,679 *Farmer Bros. Co........................................ 77,380 752,907 #Fresh Del Monte Produce, Inc........................... 253,809 6,388,373 Golden Enterprises, Inc................................ 27,634 95,061 Griffin Land & Nurseries, Inc.......................... 9,784 253,895 *Hain Celestial Group, Inc. (The)....................... 178,430 10,313,254 #Hillshire Brands Co.................................... 73,485 1,911,345 Ingles Markets, Inc. Class A........................... 64,005 1,036,881 Inter Parfums, Inc..................................... 10,013 182,837 J & J Snack Foods Corp................................. 800 45,816 *John B. Sanfilippo & Son, Inc.......................... 48,275 811,986 *Mannatech, Inc......................................... 8,479 41,208 MGP Ingredients, Inc................................... 75,349 265,982 Nash Finch Co.......................................... 95,436 1,835,234 *Natural Alternatives International, Inc................ 9,338 58,362 *Nutraceutical International Corp....................... 63,623 1,009,061 Oil-Dri Corp. of America............................... 28,763 644,291 *Omega Protein Corp..................................... 140,627 915,482 #Orchids Paper Products Co.............................. 15,805 303,298 *Overhill Farms, Inc.................................... 1,320 5,940 *Pantry, Inc. (The)..................................... 122,755 1,628,345 *Physicians Formula Holdings, Inc....................... 59,491 290,911 *Pilgrim's Pride Corp................................... 27,587 155,315 *Post Holdings, Inc..................................... 120,107 3,789,376 *Prestige Brands Holdings, Inc.......................... 268,318 4,666,050 *Ralcorp Holdings, Inc.................................. 140,259 10,125,297 Reliv' International, Inc.............................. 1,105 1,425 #Safeway, Inc........................................... 13,066 213,106 #Sanderson Farms, Inc................................... 2,900 131,341 *Seneca Foods Corp. Class A............................. 30,556 873,443 *Seneca Foods Corp. Class B............................. 1,786 50,901 *Smart Balance, Inc..................................... 264,860 3,151,834 #*Smithfield Foods, Inc.................................. 404,799 8,286,236 Snyders-Lance, Inc..................................... 15,500 392,770 Spartan Stores, Inc.................................... 116,340 1,670,642 *Spectrum Brands Holdings, Inc.......................... 81,722 3,717,534 #SUPERVALU, Inc......................................... 211,851 658,857 *Susser Holdings Corp................................... 95,254 3,423,429 *TreeHouse Foods, Inc................................... 49,932 2,673,859 Universal Corp......................................... 108,949 5,399,512 Village Super Market, Inc. Class A..................... 16,501 605,092 Weis Markets, Inc...................................... 47,530 1,956,335 ------------ Total Consumer Staples.................................... 109,023,344 ------------ 986 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Energy -- (7.2%) Adams Resources & Energy, Inc............................ 24,037 $ 731,206 Alon USA Energy, Inc..................................... 135,752 1,782,424 #*Approach Resources, Inc.................................. 84,642 2,084,732 *Barnwell Industries, Inc................................. 24,887 83,123 #*Basic Energy Services, Inc............................... 139,833 1,452,865 #Berry Petroleum Co. Class A.............................. 47,091 1,813,474 #*Bill Barrett Corp........................................ 162,823 3,730,275 #*BioFuel Energy Corp...................................... 178 1,054 Bolt Technology Corp..................................... 26,407 380,261 *BPZ Resources, Inc....................................... 176,207 507,476 Bristow Group, Inc....................................... 174,043 8,688,227 *Cal Dive International, Inc.............................. 240,954 303,602 *Callon Petroleum Co...................................... 52,351 299,448 *Clayton Williams Energy, Inc............................. 3,200 135,520 *Cloud Peak Energy, Inc................................... 18,718 394,950 *Comstock Resources, Inc.................................. 129,939 2,224,556 *Contango Oil & Gas Co.................................... 4,000 196,640 *Crimson Exploration, Inc................................. 116,166 420,521 Crosstex Energy, Inc..................................... 137,887 1,886,294 *Dawson Geophysical Co.................................... 44,858 1,071,658 Delek US Holdings, Inc................................... 143,966 3,707,124 DHT Holdings, Inc........................................ 6,782 28,620 *Double Eagle Petroleum Co................................ 56,385 282,489 #*Endeavour International Corp............................. 68,212 495,219 *ENGlobal Corp............................................ 13,721 5,628 *EPL Oil & Gas, Inc....................................... 152,581 3,301,853 #EXCO Resources, Inc...................................... 64,864 525,398 #*Exterran Holdings, Inc................................... 268,073 5,356,099 *Forbes Energy Services, Ltd.............................. 2,238 6,401 *Forest Oil Corp.......................................... 13,122 99,465 *Global Geophysical Services, Inc......................... 112,499 519,745 #*GMX Resources, Inc....................................... 132,138 64,457 #*Green Plains Renewable Energy, Inc....................... 118,416 915,356 Gulf Island Fabrication, Inc............................. 69,713 1,654,289 *Gulfmark Offshore, Inc. Class A.......................... 114,331 3,695,178 #*Halcon Resources Corp.................................... 43,116 278,961 #*Harvest Natural Resources, Inc........................... 193,535 1,689,561 #*Heckmann Corp............................................ 167,433 586,016 #*Helix Energy Solutions Group, Inc........................ 562,740 9,729,775 *Hercules Offshore, Inc................................... 650,009 3,094,043 .*HKN, Inc................................................. 63,272 124,646 HollyFrontier Corp....................................... 209,593 8,096,578 #*Hornbeck Offshore Services, Inc.......................... 164,640 5,703,130 *Key Energy Services, Inc................................. 121,025 791,504 #*Lucas Energy, Inc........................................ 35,850 60,945 #*Magnum Hunter Resources Corp............................. 33,400 127,588 *Matrix Service Co........................................ 28,595 299,962 *Mexco Energy Corp........................................ 7,515 44,338 #*Miller Energy Resources, Inc............................. 1,604 7,250 *Mitcham Industries, Inc.................................. 62,494 846,794 *Nabors Industries, Ltd................................... 63,797 860,622 *Natural Gas Services Group, Inc.......................... 68,721 1,089,915 #*Newpark Resources, Inc................................... 388,622 2,638,743 #Nordic American Tankers, Ltd............................. 2,829 23,764 #Overseas Shipholding Group, Inc.......................... 10,258 11,489 *Parker Drilling Co....................................... 561,981 2,433,378 #Patterson-UTI Energy, Inc................................ 473,266 7,657,444 *PDC Energy, Inc.......................................... 105,808 3,202,808 Penn Virginia Corp....................................... 94,700 428,044 *PHI, Inc. Non-Voting..................................... 96,042 3,005,154 *PHI, Inc. Voting......................................... 542 16,233 987 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ------------ Energy -- (Continued) *Pioneer Energy Services Corp......................... 278,538 $ 1,838,351 *Plains Exploration & Production Co................... 372,716 13,291,053 *REX American Resources Corp.......................... 105,778 1,862,751 #*Rex Energy Corp...................................... 80,200 1,061,848 *Rowan Cos. P.L.C. Class A............................ 328,885 10,428,943 *SEACOR Holdings, Inc................................. 69,842 6,125,842 *SemGroup Corp. Class A............................... 23,770 918,473 Ship Finance International, Ltd...................... 38,083 585,717 SM Energy Co......................................... 12,542 676,265 *Superior Energy Services, Inc........................ 89,277 1,815,001 *Swift Energy Co...................................... 167,159 2,793,227 *Synergy Resources Corp............................... 982 4,174 Teekay Corp.......................................... 184,398 5,644,423 *Tesco Corp........................................... 11,106 97,844 Tesoro Corp.......................................... 419,582 15,822,437 *TETRA Technologies, Inc.............................. 129,352 692,033 *TGC Industries, Inc.................................. 12,511 92,081 #Tidewater, Inc....................................... 146,594 6,964,681 #*Triangle Petroleum Corp.............................. 63,876 408,168 *Union Drilling, Inc.................................. 81,524 529,091 *Unit Corp............................................ 103,566 4,178,888 #*USEC, Inc............................................ 606,905 409,964 *VAALCO Energy, Inc................................... 114,227 933,235 *Warren Resources, Inc................................ 73,022 208,113 Western Refining, Inc................................ 378,467 9,412,474 *Willbros Group, Inc.................................. 193,168 987,088 ------------ Total Energy............................................ 189,476,477 ------------ Financials -- (22.9%) *1st Constitution Bancorp............................. 748 6,702 1st Source Corp...................................... 212,023 4,709,031 *1st United Bancorp, Inc.............................. 23,860 143,399 Access National Corp................................. 10,801 142,465 *Alexander & Baldwin, Inc............................. 199,071 5,759,124 *Allegheny Corp....................................... 479 166,500 Alliance Bancorp, Inc. of Pennsylvania............... 2,169 26,906 Alliance Financial Corp.............................. 11,513 521,309 Allied World Assurance Co. Holdings AG............... 155,508 12,487,292 Alterra Capital Holdings, Ltd........................ 192,947 4,713,695 Ameriana Bancorp..................................... 645 4,263 *American Capital, Ltd................................ 1,164,025 13,723,855 #American Equity Investment Life Holding Co........... 318,969 3,671,333 #American Financial Group, Inc........................ 370,385 14,370,938 *American Independence Corp........................... 23,061 114,844 American National Bankshares, Inc.................... 15,485 325,030 American National Insurance Co....................... 41,906 3,061,652 *American River Bankshares............................ 7,628 56,295 *American Safety Insurance Holdings, Ltd.............. 57,879 975,840 #*Ameris Bancorp....................................... 69,161 737,948 *AMERISAFE, Inc....................................... 92,970 2,440,462 *AmeriServ Financial, Inc............................. 182,092 533,530 *Arch Capital Group, Ltd.............................. 39,525 1,745,029 Argo Group International Holdings, Ltd............... 142,016 4,885,350 #Arrow Financial Corp................................. 1,110 27,084 Aspen Insurance Holdings, Ltd........................ 254,728 8,240,451 Associated Banc-Corp................................. 328,656 4,236,376 #Assurant, Inc........................................ 331,133 12,520,139 Assured Guaranty, Ltd................................ 443,343 6,158,034 Astoria Financial Corp............................... 224,911 2,255,857 Atlantic American Corp............................... 6,923 20,215 *Atlantic Coast Financial Corp........................ 3,926 7,872 988 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ----------- Financials -- (Continued) Auburn National Bancorporation, Inc................... 513 $ 11,814 *AV Homes, Inc......................................... 53,900 792,330 Axis Capital Holdings, Ltd............................ 288,525 10,450,375 Baldwin & Lyons, Inc. Class A......................... 276 6,541 Baldwin & Lyons, Inc. Class B......................... 58,678 1,428,809 Bancfirst Corp........................................ 700 30,772 Bancorp of New Jersey, Inc............................ 541 5,832 *Bancorp, Inc. (The)................................... 66,870 760,312 BancorpSouth, Inc..................................... 100,570 1,423,065 *BancTrust Financial Group, Inc........................ 41,338 117,400 Bank Mutual Corp...................................... 214,914 969,262 Bank of Kentucky Financial Corp....................... 8,736 219,623 BankFinancial Corp.................................... 120,828 970,249 Banner Corp........................................... 33,096 959,453 Bar Harbor Bankshares................................. 13,518 479,348 *BBCN Bancorp, Inc..................................... 183,485 2,188,976 #BCB Bancorp, Inc...................................... 9,368 94,336 *BCSB Bancorp, Inc..................................... 891 12,438 *Beneficial Mutual Bancorp, Inc........................ 7,187 68,133 *Berkshire Bancorp, Inc................................ 2,534 21,083 Berkshire Hills Bancorp, Inc.......................... 130,915 3,073,886 *BofI Holding, Inc..................................... 56,878 1,599,409 Boston Private Financial Holdings, Inc................ 246,430 2,272,085 Bridge Bancorp, Inc................................... 665 13,300 *Bridge Capital Holdings............................... 12,594 188,280 Brookline Bancorp, Inc................................ 211,823 1,796,259 Bryn Mawr Bank Corp................................... 8,975 203,194 C&F Financial Corp.................................... 831 32,617 Calamos Asset Management, Inc. Class A................ 22,569 243,745 #California First National Bancorp..................... 17,918 327,362 *Camco Financial Corp.................................. 16,833 31,141 Camden National Corp.................................. 24,991 872,186 *Cape Bancorp, Inc..................................... 1,782 15,789 *Capital Bank Financial Corp. Class A.................. 4,267 74,800 #*Capital City Bank Group, Inc.......................... 33,323 338,228 Capital Southwest Corp................................ 24,883 2,681,143 #CapitalSource, Inc.................................... 425,592 3,366,433 Capitol Federal Financial, Inc........................ 27,190 323,833 Cardinal Financial Corp............................... 130,895 2,090,393 #*Carolina Bank Holdings, Inc........................... 100 774 Cash America International, Inc....................... 82 3,205 Cathay General Bancorp................................ 299,120 5,291,433 #Center Bancorp, Inc................................... 42,304 481,843 Centerstate Banks, Inc................................ 16,380 142,015 Central Bancorp, Inc.................................. 5,705 178,167 *Central Pacific Financial Corp........................ 1,332 19,141 Century Bancorp, Inc. Class A......................... 3,160 103,364 CFS Bancorp, Inc...................................... 115,107 661,865 Chemical Financial Corp............................... 82,209 1,933,556 *Chicopee Bancorp, Inc................................. 8,359 125,301 Cincinnati Financial Corp............................. 144,287 5,748,394 *Citizens Community Bancorp, Inc....................... 29,400 163,464 Citizens Holding Co................................... 1,122 21,004 #*Citizens, Inc......................................... 167,031 1,702,046 #City Holding Co....................................... 8,151 286,263 Clifton Savings Bancorp, Inc.......................... 543 6,006 #CNB Financial Corp.................................... 1,243 21,355 CNO Financial Group, Inc.............................. 1,264,042 12,109,522 CoBiz Financial, Inc.................................. 135,833 968,489 Codorus Valley Bancorp, Inc........................... 4,815 73,674 #*Colonial Financial Services, Inc...................... 14,655 194,911 989 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *Colony Bankcorp, Inc.................................... 4,653 $ 16,983 Columbia Banking System, Inc............................ 49,165 870,712 Commercial National Financial Corp...................... 1,376 28,965 Community Bank System, Inc.............................. 97,526 2,690,742 Community Trust Bancorp, Inc............................ 24,202 820,932 *Community West Bancshares............................... 16,252 45,018 *CompuCredit Holdings Corp............................... 57,981 222,067 Consolidated-Tokoma Land Co............................. 2,937 96,392 *Consumer Portfolio Services, Inc........................ 71,236 307,027 *Cowen Group, Inc. Class A............................... 191,014 485,176 Dime Community Bancshares, Inc.......................... 17,442 252,909 Donegal Group, Inc. Class A............................. 72,219 935,958 Donegal Group, Inc. Class B............................. 6,424 115,793 *E*Trade Financial Corp.................................. 440,372 3,681,510 Eagle Bancorp Montana, Inc.............................. 101 1,086 Eastern Insurance Holdings, Inc......................... 53,671 902,746 *Eastern Virginia Bankshares, Inc........................ 7,095 36,326 ECB Bancorp, Inc........................................ 1,816 26,641 EMC Insurance Group, Inc................................ 141,757 3,172,522 Employers Holdings, Inc................................. 43,824 799,788 Endurance Specialty Holdings, Ltd....................... 188,920 7,660,706 *Enstar Group, Ltd....................................... 600 60,000 Enterprise Bancorp, Inc................................. 7,556 128,981 Enterprise Financial Services Corp...................... 37,342 522,788 ESB Financial Corp...................................... 33,744 455,207 ESSA Bancorp, Inc....................................... 68,448 689,956 Evans Bancorp, Inc...................................... 8,434 136,209 Everest Re Group, Ltd................................... 113,679 12,624,053 *Farmers Capital Bank Corp............................... 3,376 40,309 FBL Financial Group, Inc. Class A....................... 128,577 4,388,333 Federal Agricultural Mortgage Corp. Class A............. 2,471 57,302 Federal Agricultural Mortgage Corp. Class C............. 43,772 1,233,057 *Federated National Holding Co........................... 55,257 345,356 Fidelity Bancorp, Inc................................... 3,280 72,455 Fidelity National Financial, Inc. Class A............... 130,432 2,792,549 Fidelity Southern Corp.................................. 31,267 306,100 Financial Institutions, Inc............................. 23,989 456,751 *First Acceptance Corp................................... 101,596 122,931 First Advantage Bancorp................................. 5,541 72,199 #First American Financial Corp........................... 297,103 6,759,093 First Bancorp........................................... 69,195 723,088 *First BanCorp........................................... 5,824 24,694 First Bancorp, Inc...................................... 18,788 309,626 #*First Bancshares, Inc................................... 2,300 12,937 First Bancshares, Inc. (The)............................ 171 1,796 First Busey Corp........................................ 109,868 518,577 First Business Financial Services, Inc.................. 2,294 56,524 *First California Financial Group, Inc................... 15,562 105,044 First Citizens BancShares, Inc. Class A................. 20,791 3,508,481 First Commonwealth Financial Corp....................... 315,226 2,064,730 First Community Bancshares, Inc......................... 39,147 586,422 First Defiance Financial Corp........................... 36,856 652,351 #*First Federal Bancshares of Arkansas, Inc............... 11,074 111,294 #*First Federal of Northern Michigan Bancorp, Inc......... 7,296 34,437 First Financial Corp.................................... 59,016 1,805,299 First Financial Holdings, Inc........................... 79,659 1,123,192 *First Financial Northwest, Inc.......................... 111,813 883,323 #First Horizon National Corp............................. 300 2,793 First Interstate BancSystem, Inc........................ 24,442 367,363 First M&F Corp.......................................... 11,390 96,246 *First Marblehead Corp. (The)............................ 187,792 176,524 990 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) First Merchants Corp..................................... 144,409 $2,124,256 First Midwest Bancorp, Inc............................... 233,905 2,893,405 First Niagara Financial Group, Inc....................... 528,271 4,374,084 First Pactrust Bancorp, Inc.............................. 26,332 309,664 *First Place Financial Corp............................... 114,087 7,872 *First South Bancorp, Inc................................. 167 902 #*First United Corp........................................ 6,083 41,973 First West Virginia Bancorp.............................. 811 13,507 Firstbank Corp........................................... 16,186 179,665 *FirstCity Financial Corp................................. 56,481 456,931 #FirstMerit Corp.......................................... 235,464 3,263,531 Flagstone Reinsurance Holdings SA........................ 305,340 2,699,206 Flushing Financial Corp.................................. 117,856 1,832,661 FNB Corp................................................. 239,624 2,571,166 *Forest City Enterprises, Inc. Class A.................... 123,124 1,976,140 *Forestar Group, Inc...................................... 36,497 584,317 Fox Chase Bancorp, Inc................................... 18,083 281,371 *Franklin Financial Corp.................................. 169 2,912 #Fulton Financial Corp.................................... 27,660 268,855 *Genworth Financial, Inc. Class A......................... 525,160 3,129,954 German American Bancorp, Inc............................. 61,710 1,391,560 Glacier Bancorp, Inc..................................... 1,800 26,100 *Gleacher & Co., Inc...................................... 5,865 4,106 *Global Indemnity P.L.C................................... 60,021 1,331,266 Great Southern Bancorp, Inc.............................. 26,472 751,011 *Greenlight Capital Re, Ltd. Class A...................... 1,500 38,325 *Guaranty Bancorp......................................... 263,813 482,778 *Guaranty Federal Bancshares, Inc......................... 14,051 99,762 *Hallmark Financial Services, Inc......................... 106,414 811,939 Hampden Bancorp, Inc..................................... 14,730 190,754 *Hanmi Financial Corp..................................... 31,535 391,349 Hanover Insurance Group, Inc. (The)...................... 136,452 4,927,282 Harleysville Savings Financial Corp...................... 1,426 24,228 *Harris & Harris Group, Inc............................... 148,951 510,902 Hawthorn Bancshares, Inc................................. 8,440 73,850 Heartland Financial USA, Inc............................. 10,901 312,859 *Heritage Commerce Corp................................... 59,091 389,410 Heritage Financial Corp.................................. 13,978 193,316 Heritage Financial Group, Inc............................ 1,394 18,652 HF Financial Corp........................................ 12,333 157,616 *Hilltop Holdings, Inc.................................... 239,405 3,253,514 Hingham Institution for Savings.......................... 999 67,882 #*HMN Financial, Inc....................................... 24,144 80,641 *Home Bancorp, Inc........................................ 6,423 121,459 Home Federal Bancorp, Inc................................ 83,022 948,111 Homeowners Choice, Inc................................... 30,002 666,044 HopFed Bancorp, Inc...................................... 28,833 226,339 Horace Mann Educators Corp............................... 251,498 4,831,277 Horizon Bancorp.......................................... 3,770 109,330 Hudson City Bancorp, Inc................................. 211,602 1,795,443 Hudson Valley Holding Corp............................... 4,563 73,510 IBERIABANK Corp.......................................... 42,944 2,138,182 *ICG Group, Inc........................................... 298,309 3,126,278 #*Imperial Holdings, Inc................................... 645 2,270 Independence Holding Co.................................. 50,444 440,881 Independent Bank Corp. (453836108)....................... 60,023 1,771,279 #*Independent Bank Corp. (453838609)....................... 43,229 148,708 Infinity Property & Casualty Corp........................ 97,610 5,574,507 Interactive Brokers Group, Inc. Class A.................. 54,700 779,475 International Bancshares Corp............................ 134,705 2,444,896 *Intervest Bancshares Corp. Class A....................... 17,894 74,260 991 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) #*INTL. FCStone, Inc....................................... 13,556 $ 251,193 *Investment Technology Group, Inc......................... 137,565 1,161,049 #Investors Title Co....................................... 7,764 509,318 *Jacksonville Bancorp, Inc................................ 1,456 1,238 Janus Capital Group, Inc................................. 228,293 1,940,490 Jefferies Group, Inc..................................... 91,618 1,304,640 *Jefferson Bancshares, Inc................................ 4,587 13,578 JMP Group, Inc........................................... 45,914 254,364 Kaiser Federal Financial Group, Inc...................... 3,277 50,564 #KBW, Inc................................................. 19,622 318,858 Kemper Corp.............................................. 248,791 7,712,521 Kentucky First Federal Bancorp........................... 496 4,067 *Knight Capital Group, Inc. Class A....................... 305,082 802,366 Lake Shore Bancorp, Inc.................................. 1,066 11,172 Lakeland Bancorp, Inc.................................... 117,718 1,168,940 Lakeland Financial Corp.................................. 21,877 583,897 Landmark Bancorp, Inc.................................... 2,052 42,066 #Legg Mason, Inc.......................................... 349,011 8,892,800 LNB Bancorp, Inc......................................... 50,800 303,276 #*Louisiana Bancorp, Inc................................... 4,919 80,524 *LSB Financial Corp....................................... 751 14,832 #*Macatawa Bank Corp....................................... 127,574 394,204 *Magyar Bancorp, Inc...................................... 6,751 32,675 Maiden Holdings, Ltd..................................... 123,995 1,047,758 MainSource Financial Group, Inc.......................... 121,160 1,516,923 #*Malvern Bancorp, Inc..................................... 134 1,440 Marlin Business Services Corp............................ 61,664 1,392,990 Mayflower Bancorp, Inc................................... 475 4,289 MB Financial, Inc........................................ 168,311 3,409,981 #*MBIA, Inc................................................ 600,076 5,940,752 #*MBT Financial Corp....................................... 53,266 153,406 MCG Capital Corp......................................... 405,582 1,890,012 Meadowbrook Insurance Group, Inc......................... 276,438 1,553,582 Medallion Financial Corp................................. 94,078 1,176,916 *Mercantile Bank Corp..................................... 21,388 353,544 Merchants Bancshares, Inc................................ 12,577 368,255 *Meridian Interstate Bancorp, Inc......................... 12,148 205,180 Meta Financial Group, Inc................................ 10,537 250,359 *Metro Bancorp, Inc....................................... 63,582 825,294 #*MetroCorp Bancshares, Inc................................ 14,362 145,631 *MGIC Investment Corp..................................... 615,523 1,058,700 MicroFinancial, Inc...................................... 47,656 375,529 Mid Penn Bancorp, Inc.................................... 262 2,672 MidSouth Bancorp, Inc.................................... 38,730 600,315 MidWestOne Financial Group, Inc.......................... 16,967 342,733 Montpelier Re Holdings, Ltd.............................. 304,675 6,967,917 MSB Financial Corp....................................... 3,000 18,960 MutualFirst Financial, Inc............................... 17,676 214,940 #NASDAQ OMX Group, Inc. (The)............................. 406,131 9,669,979 #*National Financial Partners Corp......................... 128,748 2,362,526 National Interstate Corp................................. 2,138 55,481 National Penn Bancshares, Inc............................ 213,785 1,909,100 National Security Group, Inc............................. 193 1,615 National Western Life Insurance Co. Class A.............. 5,767 809,514 Naugatuck Valley Financial Corp.......................... 1,247 9,265 *Navigators Group, Inc. (The)............................. 79,136 4,200,539 Nelnet, Inc. Class A..................................... 109,310 2,668,257 *New Century Bancorp, Inc................................. 6,103 32,651 New England Bancshares, Inc.............................. 902 13,016 New Hampshire Thrift Bancshares, Inc..................... 16,158 212,962 *NewBridge Bancorp........................................ 51,416 221,603 992 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Financials -- (Continued) *Newport Bancorp, Inc.................................... 1,200 $ 20,046 *NewStar Financial, Inc.................................. 217,583 2,719,788 Nicholas Financial, Inc................................. 4,660 60,627 *North Valley Bancorp.................................... 2,889 40,215 Northeast Bancorp....................................... 522 4,975 Northeast Community Bancorp, Inc........................ 50,944 276,116 #Northfield Bancorp, Inc................................. 1,646 26,731 Northrim Bancorp, Inc................................... 24,258 546,533 Northwest Bancshares, Inc............................... 11,585 137,862 Norwood Financial Corp.................................. 2,332 74,041 Ocean Shore Holding Co.................................. 2,593 34,461 OceanFirst Financial Corp............................... 30,566 426,090 #*Ocwen Financial Corp.................................... 87,806 3,386,677 Ohio Valley Banc Corp................................... 1,614 30,464 Old National Bancorp.................................... 106,015 1,300,804 #Old Republic International Corp......................... 665,413 6,574,280 #*Old Second Bancorp, Inc................................. 56,217 78,704 *OmniAmerican Bancorp, Inc............................... 36,092 826,146 OneBeacon Insurance Group, Ltd. Class A................. 71,265 962,077 Oppenheimer Holdings, Inc. Class A...................... 4,105 66,829 Oriental Financial Group, Inc........................... 131,697 1,551,391 Oritani Financial Corp.................................. 1,900 29,032 Pacific Continental Corp................................ 28,361 263,474 *Pacific Mercantile Bancorp.............................. 58,804 421,625 *Pacific Premier Bancorp, Inc............................ 15,952 178,981 *Park Sterling Corp...................................... 55,786 278,930 PartnerRe, Ltd.......................................... 163,753 13,263,993 *Patriot National Bancorp................................ 8,731 13,271 Peapack-Gladstone Financial Corp........................ 21,165 327,846 Peoples Bancorp of North Carolina....................... 4,643 46,430 Peoples Bancorp, Inc.................................... 55,939 1,191,501 People's United Financial, Inc.......................... 514,277 6,186,752 #*PHH Corp................................................ 273,554 5,692,659 *Phoenix Cos, Inc. (The)................................. 27,755 836,536 *PICO Holdings, Inc...................................... 85,576 1,894,653 *Pinnacle Financial Partners, Inc........................ 163,309 3,192,691 *Piper Jaffray Cos., Inc................................. 67,973 1,825,075 Platinum Underwriters Holdings, Ltd..................... 177,200 7,867,680 *Popular, Inc............................................ 148,591 2,872,264 *Porter Bancorp, Inc..................................... 4,952 7,230 #*Preferred Bank.......................................... 7,372 104,756 Premier Financial Bancorp, Inc.......................... 17,459 167,083 Presidential Life Corp.................................. 183,075 2,559,388 PrivateBancorp, Inc..................................... 1,500 24,240 ProAssurance Corp....................................... 50,969 4,556,629 #Protective Life Corp.................................... 263,755 7,200,512 Provident Financial Holdings, Inc....................... 16,709 246,792 Provident Financial Services, Inc....................... 237,143 3,557,145 Provident New York Bancorp.............................. 197,664 1,804,672 *Prudential Bancorp, Inc. of Pennsylvania................ 166 1,096 Pulaski Financial Corp.................................. 44,928 384,584 QC Holdings, Inc........................................ 104,573 353,457 QCR Holdings, Inc....................................... 2,083 30,099 #Radian Group, Inc....................................... 443,207 2,078,641 Reinsurance Group of America, Inc....................... 235,808 12,478,959 Renasant Corp........................................... 132,745 2,443,835 Republic Bancorp, Inc. Class A.......................... 11,786 254,813 *Republic First Bancorp, Inc............................. 4,394 9,359 Resource America, Inc. Class A.......................... 89,199 602,985 *Riverview Bancorp, Inc.................................. 33,968 56,047 #RLI Corp................................................ 37,289 2,542,364 993 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ---------- Financials -- (Continued) Rockville Financial, Inc............................... 8,254 $ 109,696 Roma Financial Corp.................................... 311 2,740 *Royal Bancshares of Pennsylvania, Inc. Class A......... 2,632 5,264 *Rurban Financial Corp.................................. 1,320 9,504 S&T Bancorp, Inc....................................... 84,218 1,479,710 *Safeguard Scientifics, Inc............................. 70,916 1,124,019 Safety Insurance Group, Inc............................ 72,947 3,381,093 Salisbury Bancorp, Inc................................. 490 12,529 Sandy Spring Bancorp, Inc.............................. 96,957 1,853,818 *Savannah Bancorp, Inc. (The)........................... 15,156 147,013 SCBT Financial Corp.................................... 23,725 941,408 SeaBright Holdings, Inc................................ 114,670 1,257,930 *Seacoast Banking Corp. of Florida...................... 2,500 4,000 Selective Insurance Group, Inc......................... 261,594 4,836,873 Shore Bancshares, Inc.................................. 7,593 42,900 SI Financial Group, Inc................................ 18,503 203,533 Sierra Bancorp......................................... 2,845 32,006 Simmons First National Corp. Class A................... 115,564 2,876,388 Somerset Hills Bancorp................................. 18,699 158,381 *Southcoast Financial Corp.............................. 14,454 67,645 *Southern Connecticut Bancorp, Inc...................... 800 872 #*Southern First Bancshares, Inc......................... 13,512 133,769 Southern Missouri Bancorp, Inc......................... 931 22,577 Southern National Bancorp of Virginia, Inc............. 1,185 9,646 #Southside Bancshares, Inc.............................. 28,021 571,905 *Southwest Bancorp, Inc................................. 88,280 952,541 Southwest Georgia Financial Corp....................... 731 6,564 #StanCorp Financial Group, Inc.......................... 59,972 2,060,038 State Auto Financial Corp.............................. 163,545 2,639,616 StellarOne Corp........................................ 110,540 1,516,609 Sterling Bancorp....................................... 30,397 290,291 #Stewart Information Services Corp...................... 47,396 1,105,275 *Stratus Properties, Inc................................ 42,734 393,153 *Suffolk Bancorp........................................ 1,625 24,408 *Sun Bancorp, Inc....................................... 90,865 280,773 Susquehanna Bancshares, Inc............................ 689,407 7,149,151 *Sussex Bancorp......................................... 5,512 32,796 *SWS Group, Inc......................................... 81,934 466,204 Symetra Financial Corp................................. 85,111 1,017,076 Synovus Financial Corp................................. 1,038,192 2,543,570 #*Taylor Capital Group, Inc.............................. 47,800 892,904 TCF Financial Corp..................................... 43,619 499,001 #Teche Holding Co....................................... 3,776 151,342 Territorial Bancorp, Inc............................... 7,348 166,065 #*Texas Capital Bancshares, Inc.......................... 987 46,853 TF Financial Corp...................................... 7,550 169,120 Thomas Properties Group, Inc........................... 202,000 1,078,680 *Timberland Bancorp, Inc................................ 59,392 368,230 Tompkins Financial Corp................................ 14,308 579,188 Tower Financial Corp................................... 4,978 58,989 Tower Group, Inc....................................... 58,131 1,047,521 #TowneBank.............................................. 56,678 882,476 *Tree.com, Inc.......................................... 31,489 455,016 TriCo Bancshares....................................... 20,964 352,195 TrustCo Bank Corp...................................... 50,433 281,416 Trustmark Corp......................................... 88,682 2,081,367 #UMB Financial Corp..................................... 600 26,718 Umpqua Holdings Corp................................... 528,346 6,387,703 Unico American Corp.................................... 35,600 405,484 Union First Market Bankshares Corp..................... 106,323 1,669,271 *United Bancshares, Inc................................. 190 1,801 994 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) #United Bankshares, Inc................................. 42,148 $ 1,004,387 United Community Bancorp............................... 1,325 8,864 *United Community Banks, Inc............................ 51,154 445,040 *United Community Financial Corp........................ 257,483 981,010 United Financial Bancorp, Inc.......................... 97,643 1,500,773 United Fire Group, Inc................................. 108,057 2,568,515 #*United Security Bancshares............................. 1,419 4,257 *Unity Bancorp, Inc..................................... 22,377 136,500 Universal Insurance Holdings, Inc...................... 36,336 143,527 Univest Corp. of Pennsylvania.......................... 15,400 260,568 Validus Holdings, Ltd.................................. 206,711 7,400,254 ViewPoint Financial Group, Inc......................... 28,419 591,115 *Virginia Commerce Bancorp, Inc......................... 103,967 952,338 VSB Bancorp, Inc....................................... 1,342 14,272 *Walker & Dunlop, Inc................................... 3,580 59,464 Washington Banking Co.................................. 14,425 197,190 Washington Federal, Inc................................ 147,369 2,472,852 Washington Trust Bancorp, Inc.......................... 15,979 431,273 #*Waterstone Financial, Inc.............................. 5,158 27,853 Wayne Savings Bancshares, Inc.......................... 1,300 11,700 Webster Financial Corp................................. 196,795 4,329,490 WesBanco, Inc.......................................... 185,350 4,077,700 West Bancorporation, Inc............................... 90,568 988,097 *West Coast Bancorp..................................... 25,702 565,958 *Western Alliance Bancorp............................... 99,513 1,021,003 Westfield Financial, Inc............................... 114,791 836,826 White River Capital, Inc............................... 2,142 48,463 *Wilshire Bancorp, Inc.................................. 105,579 687,319 #Wintrust Financial Corp................................ 165,850 6,128,158 *WSB Holdings, Inc...................................... 4,188 23,872 WSFS Financial Corp.................................... 3,156 133,672 WVS Financial Corp..................................... 1,304 11,410 *Yadkin Valley Financial Corp........................... 40,936 130,995 #Zions Bancorporation................................... 350,678 7,529,057 *ZipRealty, Inc......................................... 93,756 247,516 ------------ Total Financials.......................................... 603,153,004 ------------ Health Care -- (5.7%) *Accuray, Inc........................................... 51,346 357,368 *Addus HomeCare Corp.................................... 4,470 24,272 *ADVENTRX Pharmaceuticals, Inc.......................... 32,596 20,532 #*Affymetrix, Inc........................................ 307,801 975,729 *Albany Molecular Research, Inc......................... 175,487 621,224 *Alere, Inc............................................. 176,474 3,388,301 *Allied Healthcare Products, Inc........................ 26,236 71,624 *Almost Family, Inc..................................... 12,486 258,835 *Alphatec Holdings, Inc................................. 95,073 163,526 *AMAG Pharmaceuticals, Inc.............................. 954 14,768 #*Amedisys, Inc.......................................... 64,304 709,916 *American Shared Hospital Services...................... 8,624 25,786 *AMN Healthcare Services, Inc........................... 85,747 850,610 *Amsurg Corp............................................ 90,663 2,585,709 Analogic Corp.......................................... 1,361 100,251 *AngioDynamics, Inc..................................... 139,840 1,500,483 *Anika Therapeutics, Inc................................ 69,147 775,138 Arrhythmia Research Technology, Inc.................... 1,132 2,796 Assisted Living Concepts, Inc. Class A................. 111,540 882,281 *Astex Pharmaceuticals, Inc............................. 70,580 167,980 *BioClinica, Inc........................................ 2,666 16,716 *BioMimetic Therapeutics, Inc........................... 500 1,855 *BioScrip, Inc.......................................... 150,163 1,383,001 995 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Health Care -- (Continued) *Cambrex Corp............................................ 172,443 $ 2,083,111 Cantel Medical Corp..................................... 109,654 2,852,101 *Capital Senior Living Corp.............................. 217,840 3,502,867 *CardioNet, Inc.......................................... 103,782 252,190 #*Celldex Therapeutics, Inc............................... 14,600 80,446 *Chindex International, Inc.............................. 856 8,877 #*Community Health Systems, Inc........................... 220,160 6,036,787 CONMED Corp............................................. 176,339 4,877,537 Cooper Cos., Inc. (The)................................. 88,522 8,496,342 Coventry Health Care, Inc............................... 383,447 16,733,627 *Cross Country Healthcare, Inc........................... 171,944 756,554 CryoLife, Inc........................................... 35,392 219,076 #*Cumberland Pharmaceuticals, Inc......................... 77,782 456,580 *Cutera, Inc............................................. 72,801 539,455 *Cynosure, Inc. Class A.................................. 48,648 1,281,388 Daxor Corp.............................................. 10,080 81,547 *Digirad Corp............................................ 50,370 108,295 *Dynacq Healthcare, Inc.................................. 6,462 65 *Emergent Biosolutions, Inc.............................. 8,427 111,995 Ensign Group, Inc. (The)................................ 11,311 329,829 *Enzo Biochem, Inc....................................... 126,121 252,242 #*Enzon Pharmaceuticals, Inc.............................. 36,543 240,088 *Exactech, Inc........................................... 4,293 71,693 *ExamWorks Group, Inc.................................... 4,831 67,731 #*FAB Universal Corp...................................... 4,937 17,773 *Five Star Quality Care, Inc............................. 133,061 699,901 *Furiex Pharmaceuticals, Inc............................. 8,033 153,993 *Future Healthcare of America............................ 4,937 963 *Gentiva Health Services, Inc............................ 148,186 1,392,948 *Greatbatch, Inc......................................... 128,661 2,827,969 *Hanger, Inc............................................. 26,246 665,336 *Harvard Bioscience, Inc................................. 148,250 595,965 *Healthways, Inc......................................... 133,990 1,303,723 *Hi-Tech Pharmacal Co., Inc.............................. 13,154 412,378 *Hologic, Inc............................................ 449,308 9,264,731 *ICU Medical, Inc........................................ 2,903 172,235 *Idera Pharmaceuticals, Inc.............................. 124,068 114,143 #*Infinity Pharmaceuticals, Inc........................... 170 3,806 Invacare Corp........................................... 119,429 1,630,206 *Iridex Corp............................................. 16,140 64,237 *IRIS International, Inc................................. 669 13,039 Kewaunee Scientific Corp................................ 10,051 113,375 *Kindred Healthcare, Inc................................. 162,666 1,594,127 #*Lannet Co., Inc......................................... 92,274 406,928 *LCA-Vision, Inc......................................... 82,542 315,310 LeMaitre Vascular, Inc.................................. 69,901 419,406 *LHC Group, Inc.......................................... 12,111 212,185 *LifePoint Hospitals, Inc................................ 217,915 7,701,116 *Magellan Health Services, Inc........................... 7,736 387,960 Maxygen, Inc............................................ 149,012 363,589 *MedAssets, Inc.......................................... 55,641 986,515 .*MedCath Corp............................................ 116,120 159,084 *Medical Action Industries, Inc.......................... 84,668 249,771 *MediciNova, Inc......................................... 19,847 42,076 *Metabolix, Inc.......................................... 1,788 2,378 *Metropolitan Health Networks, Inc....................... 1,062 11,608 *Misonix, Inc............................................ 28,468 125,829 *Molina Healthcare, Inc.................................. 120,869 3,030,186 *Myrexis, Inc............................................ 18,679 44,830 National Healthcare Corp................................ 3,984 189,718 *Natus Medical, Inc...................................... 116,047 1,311,331 996 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) *NuVasive, Inc.......................................... 13,724 $ 197,900 #Omnicare, Inc.......................................... 312,425 10,788,035 *Omnicell, Inc.......................................... 92,708 1,351,683 #Owens & Minor, Inc..................................... 5,011 142,663 *Palomar Medical Technologies, Inc...................... 15,898 137,200 *PDI, Inc............................................... 94,402 646,654 #PerkinElmer, Inc....................................... 44,813 1,386,066 *PharMerica Corp........................................ 150,112 1,834,369 #*PhotoMedex, Inc........................................ 414 5,510 *Pozen, Inc............................................. 55,562 332,816 *Progenics Pharmaceuticals, Inc......................... 5,584 15,914 *Providence Service Corp. (The)......................... 24,333 248,197 *Repligen Corp.......................................... 104,438 532,634 *Rochester Medical Corp................................. 6,710 70,388 *RTI Biologics, Inc..................................... 223,508 907,442 #*SciClone Pharmaceuticals, Inc.......................... 200,236 1,103,300 *Select Medical Holdings Corp........................... 39,721 420,645 *Skilled Healthcare Group, Inc. Class A................. 71,351 554,397 *Solta Medical, Inc..................................... 61,444 181,260 Span-American Medical System, Inc...................... 12,454 217,260 STERIS Corp............................................ 5,410 192,650 *Strategic Diagnostics, Inc............................. 38,143 43,483 *Sucampo Pharmaceuticals, Inc. Class A.................. 41,716 208,163 *Sun Healthcare Group, Inc.............................. 39,056 330,414 *SunLink Health Systems, Inc............................ 12,035 12,637 *SurModics, Inc......................................... 16,234 291,887 *Symmetry Medical, Inc.................................. 155,336 1,422,878 *Targacept, Inc......................................... 397 1,620 #Teleflex, Inc.......................................... 100,291 6,814,773 *Theragenics Corp....................................... 181,929 278,351 *TranS1, Inc............................................ 21,113 58,061 #*Transcept Pharmaceuticals, Inc......................... 46,250 235,412 *Triple-S Management Corp. Class B...................... 97,966 1,767,307 *Universal American Corp................................ 390,226 3,527,643 Utah Medical Products, Inc............................. 1,047 35,619 *ViroPharma, Inc........................................ 339,632 8,575,708 #*Wright Medical Group, Inc.............................. 110,524 2,245,848 Young Innovations, Inc................................. 32,151 1,097,957 ------------ Total Health Care......................................... 149,554,536 ------------ Industrials -- (14.2%) *A.T. Cross Co. Class A................................. 70,624 668,809 AAR Corp............................................... 196,594 2,966,603 ABM Industries, Inc.................................... 3,978 75,582 *Accuride Corp.......................................... 7,542 20,137 Aceto Corp............................................. 186,980 1,873,540 Acme United Corp....................................... 2,042 23,136 #Acorn Energy, Inc...................................... 15,093 128,441 *Adept Technology, Inc.................................. 53,363 213,452 #*AECOM Technology Corp.................................. 213,036 4,573,883 *Aegion Corp............................................ 67,007 1,237,619 #*AeroCentury Corp....................................... 9,884 124,440 *Aerovironment, Inc..................................... 2,075 45,629 *AGCO Corp.............................................. 14,529 661,215 *Air Transport Services Group, Inc...................... 244,443 941,106 Aircastle, Ltd......................................... 307,593 3,423,510 Alamo Group, Inc....................................... 66,141 2,215,723 *Alaska Air Group, Inc.................................. 27,618 1,056,112 Albany International Corp. Class A..................... 59,269 1,302,140 .*Allied Defense Group, Inc. (The)....................... 24,210 129,523 Allied Motion Technologies, Inc........................ 1,075 6,934 997 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) Altra Holdings, Inc..................................... 127,216 $ 2,292,432 Amerco, Inc............................................. 88,302 10,202,413 *Ameresco, Inc. Class A.................................. 7,158 79,167 *American Railcar Industries, Inc........................ 107,451 3,156,910 *American Reprographics Co............................... 104,317 399,534 #*American Superconductor Corp............................ 12,099 43,435 *American Woodmark Corp.................................. 54,061 1,243,403 Ampco-Pittsburgh Corp................................... 30,064 530,930 *AMREP Corp.............................................. 7,453 48,444 Apogee Enterprises, Inc................................. 153,531 3,127,426 Applied Industrial Technologies, Inc.................... 86,651 3,517,164 Argan, Inc.............................................. 1,349 23,999 Arkansas Best Corp...................................... 114,421 921,089 #Armstrong World Industries, Inc......................... 86,543 4,482,927 *Arotech Corp............................................ 33,900 34,578 *Ascent Solar Technologies, Inc.......................... 29,094 23,712 #*Asset Acceptance Capital Corp........................... 52,690 336,162 Asta Funding, Inc....................................... 54,947 515,403 *Astec Industries, Inc................................... 700 20,160 *Atlas Air Worldwide Holdings, Inc....................... 118,371 6,509,221 *Avalon Holding Corp. Class A............................ 12,727 50,908 #*Avis Budget Group, Inc.................................. 549,560 9,084,227 #Baltic Trading, Ltd..................................... 6,768 23,079 Barnes Group, Inc....................................... 64,910 1,485,141 Barrett Business Services, Inc.......................... 26,591 793,210 #*Beacon Roofing Supply, Inc.............................. 1,100 35,574 *BlueLinx Holdings, Inc.................................. 74,449 157,087 Brady Corp. Class A..................................... 63,268 1,946,124 #*Breeze-Eastern Corp..................................... 29,140 233,120 Briggs & Stratton Corp.................................. 151,229 2,986,773 *Builders FirstSource, Inc............................... 46,233 254,744 *CAI International, Inc.................................. 42,563 943,196 Cascade Corp............................................ 20,590 1,338,144 *Casella Waste Systems, Inc. Class A..................... 75,569 346,106 #*CBIZ, Inc............................................... 49,973 275,851 CDI Corp................................................ 122,876 2,112,238 CECO Environmental Corp................................. 13,400 118,590 Celadon Group, Inc...................................... 100,421 1,717,199 Ceradyne, Inc........................................... 123,938 4,332,872 *Champion Industries, Inc................................ 41,391 8,278 #*Chart Industries, Inc................................... 31,281 2,214,382 #Chicago Rivet & Machine Co.............................. 1,983 36,567 CIRCOR International, Inc............................... 59,669 2,057,984 *Columbus McKinnon Corp.................................. 53,255 797,227 Comfort Systems USA, Inc................................ 42,908 467,697 CompX International, Inc................................ 5,744 80,588 *Consolidated Graphics, Inc.............................. 51,571 1,521,860 Courier Corp............................................ 26,678 321,470 #Covanta Holding Corp.................................... 200,902 3,652,398 *Covenant Transportation Group, Inc. Class A............. 76,284 353,958 *CPI Aerostructures, Inc................................. 27,413 301,817 *CRA International, Inc.................................. 44,458 744,227 Curtiss-Wright Corp..................................... 181,247 5,595,095 *Dolan Co. (The)......................................... 92,147 426,641 Douglas Dynamics, Inc................................... 67,044 1,018,398 *Ducommun, Inc........................................... 63,364 864,285 *Dycom Industries, Inc................................... 159,628 2,273,103 Dynamic Materials Corp.................................. 10,868 145,849 #*Eagle Bulk Shipping, Inc................................ 71,993 213,099 Eastern Co. (The)....................................... 34,260 548,160 Ecology & Environment, Inc. Class A..................... 7,348 90,160 998 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- ---------- Industrials -- (Continued) *Encore Capital Group, Inc.............................. 82,441 $2,390,789 Encore Wire Corp....................................... 119,350 3,683,141 #*Energy Recovery, Inc................................... 19,257 57,193 *EnergySolutions, Inc................................... 216,598 619,470 #*EnerNOC, Inc........................................... 7,821 96,355 *EnerSys, Inc........................................... 72,816 2,510,696 *Engility Holdings, Inc................................. 799 15,181 Ennis, Inc............................................. 135,708 2,076,332 *EnPro Industries, Inc.................................. 74,546 2,725,402 ESCO Technologies, Inc................................. 72,124 2,700,323 Espey Manufacturing & Electronics Corp................. 13,355 366,728 #*Esterline Technologies Corp............................ 115,400 6,668,966 *Excel Maritime Carriers, Ltd........................... 55,669 23,270 Exelis, Inc............................................ 129,576 1,433,111 *Federal Signal Corp.................................... 172,031 992,619 *Flow International Corp................................ 107,430 356,668 *Franklin Covey Co...................................... 80,452 967,033 FreightCar America, Inc................................ 53,232 1,024,716 *Frozen Food Express Industries......................... 131,556 231,539 #*FTI Consulting, Inc.................................... 109,169 2,834,027 *Fuel Tech, Inc......................................... 23,411 95,517 *Furmanite Corp......................................... 71,098 359,045 G & K Services, Inc. Class A........................... 89,654 2,891,342 GATX Corp.............................................. 210,036 8,708,093 #*Genco Shipping & Trading, Ltd.......................... 122,084 371,135 *Gencor Industries, Inc................................. 32,703 235,135 *General Cable Corp..................................... 131,849 3,761,652 Geo Group, Inc. (The).................................. 164,681 4,564,957 *GeoEye, Inc............................................ 24,236 760,283 *Gibraltar Industries, Inc.............................. 148,222 1,846,846 Global Power Equipment Group, Inc...................... 2,493 42,132 *GP Strategies Corp..................................... 94,414 1,817,470 #Granite Construction, Inc.............................. 155,442 4,695,903 Great Lakes Dredge & Dock Corp......................... 340,250 2,704,988 *Greenbrier Cos., Inc................................... 116,098 2,021,266 Griffon Corp........................................... 286,463 2,907,599 H&E Equipment Services, Inc............................ 148,540 2,260,779 Hardinge, Inc.......................................... 76,466 793,717 Harsco Corp............................................ 12,304 245,957 *Hawaiian Holdings, Inc................................. 137,489 815,310 Heidrick & Struggles International, Inc................ 15,769 186,705 #*Heritage-Crystal Clean, Inc............................ 422 7,469 *Hill International, Inc................................ 97,657 331,057 *Hudson Global, Inc..................................... 108,461 438,182 #*Huntington Ingalls Industries, Inc..................... 16,595 703,296 *Hurco Cos., Inc........................................ 32,961 757,444 *Huron Consulting Group, Inc............................ 6,141 177,168 *Hyster-Yale Materials Handling, Inc.................... 24,251 996,231 *Hyster-Yale Materials Handling, Inc. Class B........... 24,251 996,231 *ICF International, Inc................................. 42,042 771,471 #*InnerWorkings, Inc..................................... 2,888 41,645 *Innovative Solutions & Support, Inc.................... 11,934 51,316 Insteel Industries, Inc................................ 70,866 822,046 International Shipholding Corp......................... 31,520 527,014 Intersections, Inc..................................... 86,212 800,909 #*JetBlue Airways Corp................................... 1,294,513 6,847,974 *Kadant, Inc............................................ 66,032 1,603,917 Kaman Corp............................................. 18,603 692,032 #*KAR Auction Services, Inc.............................. 34,924 698,480 Kaydon Corp............................................ 39,653 886,641 Kelly Services, Inc. Class A........................... 154,915 2,058,820 999 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Industrials -- (Continued) *Key Technology, Inc.................................... 15,076 $ 131,463 *Kforce, Inc............................................ 1,297 14,462 Kimball International, Inc. Class B.................... 137,005 1,635,840 *Korn/Ferry International............................... 72,263 967,602 #*Kratos Defense & Security Solutions, Inc............... 20,229 111,462 L.B. Foster Co. Class A................................ 28,096 927,449 L.S. Starrett Co. Class A (The)........................ 17,861 204,866 Lawson Products, Inc................................... 47,910 340,640 *Layne Christensen Co................................... 89,579 1,996,716 *LMI Aerospace, Inc..................................... 57,594 1,156,488 LSI Industries, Inc.................................... 111,727 757,509 *Lydall, Inc............................................ 112,638 1,454,157 #Manpower, Inc.......................................... 55,050 2,088,597 Marten Transport, Ltd.................................. 162,595 3,008,008 *Mastech Holdings, Inc.................................. 407 2,015 Matson, Inc............................................ 196,521 4,176,071 McGrath RentCorp....................................... 61,139 1,605,510 *Metalico, Inc.......................................... 280,268 596,971 Met-Pro Corp........................................... 29,764 270,257 *MFRI, Inc.............................................. 51,844 285,142 *Michael Baker Corp..................................... 10,853 245,386 Miller Industries, Inc................................. 61,625 945,944 *Mobile Mini, Inc....................................... 193,022 3,362,443 *Moog, Inc. Class A..................................... 38,972 1,442,354 *Moog, Inc. Class B..................................... 3,308 122,727 Mueller Industries, Inc................................ 78,555 3,440,709 Mueller Water Products, Inc. Class A................... 498,324 2,596,268 Multi-Color Corp....................................... 32,983 749,374 *MYR Group, Inc......................................... 70,256 1,488,022 National Presto Industries, Inc........................ 1,068 79,406 *National Technical Systems, Inc........................ 104,047 835,497 *Navigant Consulting, Inc............................... 87,255 906,579 NL Industries, Inc..................................... 37,233 378,660 *NN, Inc................................................ 140,186 1,160,740 *Northwest Pipe Co...................................... 60,065 1,380,294 #*Ocean Power Technologies, Inc.......................... 51,668 128,137 *On Assignment, Inc..................................... 187,749 3,582,251 *Orbital Sciences Corp.................................. 6,894 92,380 *Orion Energy Systems, Inc.............................. 31,142 51,073 *Orion Marine Group, Inc................................ 14,709 98,403 *Oshkosh Corp........................................... 74,294 2,227,334 #*Owens Corning, Inc..................................... 367,806 12,354,604 P.A.M. Transportation Services, Inc.................... 60,286 599,846 *Pacer International, Inc............................... 58,238 208,492 *Park-Ohio Holdings Corp................................ 1,185 26,212 *Patrick Industries, Inc................................ 7,869 139,045 *Patriot Transportation Holding, Inc.................... 26,146 732,088 #*PGT, Inc............................................... 17,258 74,555 *Pike Electric Corp..................................... 97,984 892,634 *Powell Industries, Inc................................. 11,704 465,585 *PowerSecure International, Inc......................... 75,707 489,067 Preformed Line Products Co............................. 20,440 1,101,103 Providence & Worcester Railroad Co..................... 13,495 195,678 *Quad/Graphics, Inc..................................... 902 16,534 Quanex Building Products Corp.......................... 13,125 259,481 *Quanta Services, Inc................................... 347,012 8,998,021 *RCM Technologies, Inc.................................. 92,190 514,420 *Republic Airways Holdings, Inc......................... 191,984 896,565 Resources Connection, Inc.............................. 32,101 396,126 *Roadrunner Transportation Systems, Inc................. 24,609 428,935 Robbins & Myers, Inc................................... 36,322 2,153,168 1000 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) #*RR Donnelley & Sons Co................................. 1,049 $ 10,511 *Rush Enterprises, Inc. Class A......................... 206,243 3,918,617 #*Rush Enterprises, Inc. Class B......................... 51,902 901,538 Ryder System, Inc...................................... 233,530 10,536,874 *Saia, Inc.............................................. 97,694 2,207,884 Schawk, Inc............................................ 130,073 1,605,101 *Seaboard Corp.......................................... 2,639 6,020,430 SeaCube Container Leasing, Ltd......................... 13,470 249,464 #Servotronics, Inc...................................... 6,561 51,635 SIFCO Industries, Inc.................................. 14,049 235,321 SkyWest, Inc........................................... 237,809 2,604,009 *SL Industries, Inc..................................... 12,775 178,850 *Sparton Corp........................................... 56,079 757,066 Standard Register Co. (The)............................ 84,080 53,811 Standex International Corp............................. 74,287 3,435,031 #Steelcase, Inc. Class A................................ 222,357 2,225,794 *Sterling Construction Co., Inc......................... 39,400 350,660 *Supreme Industries, Inc. Class A....................... 30,333 107,379 *SYKES Enterprises, Inc................................. 50,783 691,664 Sypris Solutions, Inc.................................. 27,793 175,096 #TAL International Group, Inc........................... 111,609 3,810,331 *Tecumseh Products Co. Class A.......................... 26,018 130,871 *Tecumseh Products Co. Class B.......................... 7,143 37,144 #*Terex Corp............................................. 221,495 4,994,712 *Tetra Tech, Inc........................................ 900 23,346 #Titan International, Inc............................... 49,700 1,042,706 *Titan Machinery, Inc................................... 45,932 1,086,292 *TMS International Corp. Class A........................ 956 10,019 *TRC Cos., Inc.......................................... 84,024 605,813 *Trimas Corp............................................ 144,863 3,633,164 Trinity Industries, Inc................................ 277,414 8,677,510 Triumph Group, Inc..................................... 80,380 5,258,460 #*Tufco Technologies, Inc................................ 2,746 12,659 *Tutor Perini Corp...................................... 213,427 2,164,150 Twin Disc, Inc......................................... 42,996 651,819 *Ultralife Corp......................................... 40,258 123,592 UniFirst Corp.......................................... 54,384 3,783,495 United Stationers, Inc................................. 1,300 37,726 Universal Forest Products, Inc......................... 81,505 3,137,942 *Universal Power Group, Inc............................. 5,390 11,642 *Universal Security Instruments, Inc.................... 793 3,489 Universal Truckload Services, Inc...................... 13,085 207,266 #URS Corp............................................... 209,771 7,023,133 *USA Truck, Inc......................................... 63,291 180,379 *Versar, Inc............................................ 1,000 3,760 Viad Corp.............................................. 109,627 2,325,189 *Virco Manufacturing Corp............................... 26,552 63,990 *Volt Information Sciences, Inc......................... 2,400 16,800 VSE Corp............................................... 1,807 42,736 Watts Water Technologies, Inc. Class A................. 115,180 4,633,691 *Willdan Group, Inc..................................... 16,551 25,323 *Willis Lease Finance Corp.............................. 36,581 520,182 #*XPO Logistics, Inc..................................... 4,446 61,044 ------------ Total Industrials......................................... 373,876,677 ------------ Information Technology -- (10.3%) *Accelrys, Inc.......................................... 164,408 1,471,452 #*Acxiom Corp............................................ 10,949 199,819 *Advanced Energy Industries, Inc........................ 52,822 623,828 *Aetrium, Inc........................................... 1,880 1,203 *Agilysys, Inc.......................................... 117,956 963,701 1001 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *Alpha & Omega Semiconductor, Ltd........................ 16,887 $ 143,877 American Software, Inc. Class A......................... 24,635 201,761 #*Amkor Technology, Inc................................... 101,357 437,862 #*Amtech Systems, Inc..................................... 47,501 152,953 *ANADIGICS, Inc.......................................... 290,487 424,111 *Analysts International Corp............................. 15,261 55,703 *Anaren, Inc............................................. 110,002 1,983,336 #*AOL, Inc................................................ 205,550 7,056,531 *Applied Micro Circuits Corp............................. 84,807 491,881 #*Arris Group, Inc........................................ 446,020 6,128,315 #*Arrow Electronics, Inc.................................. 351,633 12,388,031 Astro-Med, Inc.......................................... 19,318 158,987 *ATMI, Inc............................................... 124,492 2,458,717 *Aviat Networks, Inc..................................... 149,285 340,370 *Avid Technology, Inc.................................... 147,998 868,748 #*Avnet, Inc.............................................. 258,322 7,400,925 #AVX Corp................................................ 89,393 879,627 Aware, Inc.............................................. 44,623 271,754 *Axcelis Technologies, Inc............................... 181,492 166,337 *AXT, Inc................................................ 170,997 548,900 Bel Fuse, Inc. Class A.................................. 11,057 169,172 Bel Fuse, Inc. Class B.................................. 48,330 800,345 *Benchmark Electronics, Inc.............................. 259,534 3,846,294 Black Box Corp.......................................... 89,308 1,957,631 *Blucora, Inc............................................ 190,556 3,344,258 #*BroadVision, Inc........................................ 19,245 152,805 *Brocade Communications Systems, Inc..................... 596,259 3,160,173 Brooks Automation, Inc.................................. 78,058 563,579 *Bsquare Corp............................................ 33,534 98,925 *BTU International, Inc.................................. 7,174 13,989 Cabot Microelectronics Corp............................. 6,084 181,303 #*CACI International, Inc. Class A........................ 127,408 6,425,185 #*Calix, Inc.............................................. 2,435 16,193 *Cascade Microtech, Inc.................................. 70,739 371,380 *Checkpoint Systems, Inc................................. 116,565 946,508 *CIBER, Inc.............................................. 361,700 1,128,504 *Coherent, Inc........................................... 11,994 547,526 Cohu, Inc............................................... 137,726 1,211,989 .#*Commerce One LLC....................................... 110 -- Communications Systems, Inc............................. 41,462 429,546 #Computer Sciences Corp.................................. 46,973 1,430,328 Comtech Telecommunications Corp......................... 97,632 2,457,397 Concurrent Computer Corp................................ 35,360 184,933 Convergys Corp.......................................... 551,669 9,273,556 #*CoreLogic, Inc.......................................... 185,449 4,413,686 *Cray, Inc............................................... 66,170 805,289 #*Cree, Inc............................................... 145,790 4,421,811 *CSG Systems International, Inc.......................... 45,289 933,406 CSP, Inc................................................ 4,766 23,973 CTS Corp................................................ 186,239 1,542,059 *CyberOptics Corp........................................ 72,104 540,780 *Cymer, Inc.............................................. 4,800 382,512 Daktronics, Inc......................................... 14,204 124,569 *Datalink Corp........................................... 26,340 214,408 *Dataram Corp............................................ 20,111 11,664 #*DealerTrack Holdings, Inc............................... 3,100 84,723 *Demand Media, Inc....................................... 154 1,314 *Digi International, Inc................................. 136,084 1,281,911 *Digital River, Inc...................................... 21,371 306,460 *Ditech Networks, Inc.................................... 196,892 281,556 *Dot Hill Systems Corp................................... 28,621 27,762 1002 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Information Technology -- (Continued) *DSP Group, Inc.......................................... 119,409 $ 656,749 *Dynamics Research Corp.................................. 47,930 309,148 EarthLink, Inc.......................................... 483,446 3,065,048 *EchoStar Corp. Class A.................................. 130,677 4,150,302 *Edgewater Technology, Inc............................... 75,244 261,849 Electro Rent Corp....................................... 121,041 1,902,765 Electro Scientific Industries, Inc...................... 161,087 1,720,409 *Electronics for Imaging, Inc............................ 199,356 3,460,820 #*EMCORE Corp............................................. 46,006 213,928 *Emulex Corp............................................. 233,819 1,627,380 *Entegris, Inc........................................... 13,846 113,676 #*Entropic Communications, Inc............................ 62,665 301,419 EPIQ Systems, Inc....................................... 139,749 1,706,335 *ePlus, Inc.............................................. 41,062 1,468,788 *Euronet Worldwide, Inc.................................. 82,212 1,668,081 *Exar Corp............................................... 221,918 1,897,399 *Extreme Networks........................................ 346,305 1,128,954 *Fabrinet................................................ 6,373 61,372 *Fairchild Semiconductor International, Inc.............. 290,003 3,410,435 #*First Solar, Inc........................................ 9,697 235,734 *FormFactor, Inc......................................... 68,373 311,781 *Frequency Electronics, Inc.............................. 28,958 242,958 *GigOptix, Inc........................................... 10,692 18,390 *Global Cash Access Holdings, Inc........................ 26,527 187,015 *Globecomm Systems, Inc.................................. 114,392 1,241,153 *GSE Systems, Inc........................................ 56,149 100,507 *GSI Group, Inc.......................................... 21,795 169,347 *GSI Technology, Inc..................................... 103,525 578,705 *Hackett Group, Inc. (The)............................... 218,481 849,891 *Harmonic, Inc........................................... 204,726 888,511 #*Hutchinson Technology, Inc.............................. 74,698 104,577 *I.D. Systems, Inc....................................... 60,384 317,016 IAC/InterActiveCorp..................................... 254,127 12,287,040 *Identive Group, Inc..................................... 107,678 129,214 *IEC Electronics Corp.................................... 1,401 10,115 *iGo, Inc................................................ 15,336 3,987 *Ikanos Communications, Inc.............................. 13,661 18,989 *Imation Corp............................................ 116,292 531,454 #*Ingram Micro, Inc. Class A.............................. 553,452 8,412,470 *Innodata, Inc........................................... 600 2,154 *Insight Enterprises, Inc................................ 129,087 2,087,337 *Integrated Device Technology, Inc....................... 371,575 2,021,368 *Integrated Silicon Solution, Inc........................ 139,849 1,195,709 *Intermec, Inc........................................... 19,389 131,457 *Internap Network Services Corp.......................... 258,860 1,773,191 #*International Rectifier Corp............................ 171,234 2,652,415 *Interphase Corp......................................... 36,892 78,949 Intersil Corp. Class A.................................. 411,155 2,898,643 *Intevac, Inc............................................ 114,179 570,895 *IntraLinks Holdings, Inc................................ 4,510 25,211 *IntriCon Corp........................................... 13,375 65,939 *Itron, Inc.............................................. 4,340 178,200 *IXYS Corp............................................... 110,041 1,047,590 *JDA Software Group, Inc................................. 4,025 153,514 *Kemet Corp.............................................. 53,152 241,310 *Key Tronic Corp......................................... 57,334 650,741 Keynote Systems, Inc.................................... 95,505 1,364,766 #*KIT Digital, Inc........................................ 141,414 393,131 *Kopin Corp.............................................. 237,250 892,060 *Kulicke & Soffa Industries, Inc......................... 105,247 1,079,834 *KVH Industries, Inc..................................... 24,703 341,395 1003 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Lattice Semiconductor Corp............................... 250,599 $ 972,324 *LGL Group, Inc. (The).................................... 9,533 58,342 *Limelight Networks, Inc.................................. 155,330 327,746 *LoJack Corp.............................................. 4,881 11,129 *LookSmart, Ltd........................................... 97,045 79,577 Loral Space & Communications, Inc........................ 49,041 3,857,565 *LTX-Credence Corp........................................ 41,581 231,606 ManTech International Corp. Class A...................... 73,769 1,694,474 Marchex, Inc. Class B.................................... 91,998 376,272 *Market Leader, Inc....................................... 64,356 437,621 *Mattson Technology, Inc.................................. 40,655 36,488 *MaxLinear, Inc. Class A.................................. 1,934 10,985 *Measurement Specialties, Inc............................. 47,749 1,557,095 #*MEMC Electronic Materials, Inc........................... 30,600 77,112 *MEMSIC, Inc.............................................. 24,996 43,743 *Mentor Graphics Corp..................................... 3,200 49,664 *Mercury Computer Systems, Inc............................ 91,672 751,252 Methode Electronics, Inc................................. 142,750 1,444,630 *Microsemi Corp........................................... 10,800 207,360 MKS Instruments, Inc..................................... 136,762 3,231,686 *ModusLink Global Solutions, Inc.......................... 205,727 602,780 #*Monster Worldwide, Inc................................... 97,544 606,724 *MoSys, Inc............................................... 26,114 105,501 *Multi-Fineline Electronix, Inc........................... 18,431 389,631 *Nanometrics, Inc......................................... 25,318 348,376 *NAPCO Security Technologies, Inc......................... 2,643 8,907 *NeoPhotonics Corp........................................ 131 688 #*NETGEAR, Inc............................................. 5,600 198,856 *Newport Corp............................................. 148,459 1,606,326 *Novatel Wireless, Inc.................................... 110,893 182,973 #*NumereX Corp. Class A.................................... 231 2,652 #*Oclaro, Inc.............................................. 187,230 368,843 *Official Payments Holdings, Inc.......................... 192,013 981,186 #*OmniVision Technologies, Inc............................. 165,740 2,370,082 *Online Resources Corp.................................... 66,461 191,408 *Oplink Communications, Inc............................... 101,264 1,504,783 Optical Cable Corp....................................... 59,643 251,693 #*OSI Systems, Inc......................................... 43,200 3,423,600 *PAR Technology Corp...................................... 71,852 384,408 PC Connection, Inc....................................... 232,056 2,387,856 *PC Mall, Inc............................................. 112,274 714,063 PC-Tel, Inc.............................................. 102,769 670,054 *Perceptron, Inc.......................................... 78,740 415,747 *Perficient, Inc.......................................... 47,676 542,076 *Performance Technologies, Inc............................ 67,536 80,368 *Pericom Semiconductor Corp............................... 212,474 1,642,424 *Pervasive Software, Inc.................................. 202,754 1,739,629 *Photronics, Inc.......................................... 257,447 1,258,916 *Planar Systems, Inc...................................... 52,408 69,179 *PLX Technology, Inc...................................... 96,598 418,269 *PMC-Sierra, Inc.......................................... 369,980 1,731,506 #*Power-One, Inc........................................... 28,403 114,464 *Presstek, Inc............................................ 18,823 9,317 QAD, Inc. Class A........................................ 2 24 QAD, Inc. Class B........................................ 465 5,580 *Qualstar Corp............................................ 101,200 140,668 *QuinStreet, Inc.......................................... 3,332 20,392 *Radisys Corp............................................. 102,598 291,378 *RealNetworks, Inc........................................ 165,520 1,252,986 *Reis, Inc................................................ 48,098 562,506 RF Industries, Ltd....................................... 21,697 95,684 1004 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) Richardson Electronics, Ltd............................ 77,225 $ 899,671 Rimage Corp............................................ 17,186 102,772 *Rofin-Sinar Technologies, Inc.......................... 8,909 162,233 #*Rosetta Stone, Inc..................................... 7,164 83,890 #*Rubicon Technology, Inc................................ 18,192 158,088 *Rudolph Technologies, Inc.............................. 151,289 1,438,758 *Sanmina-SCI Corp....................................... 169,589 1,507,646 *ScanSource, Inc........................................ 600 17,550 *SeaChange International, Inc........................... 223,184 2,019,815 *Selectica, Inc......................................... 1,891 10,268 *Sigma Designs, Inc..................................... 150,703 895,176 #*Silicon Graphics International Corp.................... 2,251 17,378 *Silicon Image, Inc..................................... 70,735 311,234 *Smith Micro Software, Inc.............................. 7,100 8,875 *SMTC Corp.............................................. 15,394 43,103 *Sonus Networks, Inc.................................... 321,381 597,769 *Soundbite Communications, Inc.......................... 6,992 16,431 *Spansion, Inc. Class A................................. 10,844 120,260 #*SS&C Technologies Holdings, Inc........................ 5,786 139,038 *StarTek, Inc........................................... 84,732 245,723 #*STEC, Inc.............................................. 86,398 507,156 #*SunPower Corp.......................................... 63,103 271,974 *Supertex, Inc.......................................... 16,571 316,672 *Support.com, Inc....................................... 203,710 945,214 *Sycamore Networks, Inc................................. 148,714 859,567 *Symmetricom, Inc....................................... 266,953 1,641,761 *SYNNEX Corp............................................ 183,505 5,943,727 *Tech Data Corp......................................... 162,918 7,218,897 *TechTarget, Inc........................................ 110,603 528,682 *TeleCommunication Systems, Inc. Class A................ 184,097 390,286 Tellabs, Inc........................................... 308,838 901,807 Telular Corp........................................... 81,726 816,443 Tessco Technologies, Inc............................... 36,992 769,434 Tessera Technologies, Inc.............................. 133,072 1,885,630 TheStreet, Inc......................................... 179,756 291,205 *TriQuint Semiconductor, Inc............................ 579,170 2,722,099 *TSR, Inc............................................... 4,582 19,474 *TTM Technologies, Inc.................................. 326,719 2,940,471 *Ultra Clean Holdings................................... 17,907 82,909 United Online, Inc..................................... 375,684 2,013,666 *UTStarcom Holdings Corp................................ 200,630 198,624 #*Veeco Instruments, Inc................................. 6,045 185,582 *Viasystems Group, Inc.................................. 871 13,335 *Vicon Industries, Inc.................................. 36,465 107,572 *Video Display Corp..................................... 10,671 37,989 *Virtusa Corp........................................... 322,122 5,527,614 #*Vishay Intertechnology, Inc............................ 370,252 3,065,687 *Vishay Precision Group, Inc............................ 21,916 286,004 Wayside Technology Group, Inc.......................... 518 6,413 *Web.com Group, Inc..................................... 37,601 593,344 *Westell Technologies, Inc. Class A..................... 42,310 86,312 *WPCS International, Inc................................ 12,639 6,446 *XO Group, Inc.......................................... 37,192 299,396 Xyratex, Ltd........................................... 74,843 618,952 *Zygo Corp.............................................. 73,990 1,377,694 ------------ Total Information Technology.............................. 270,960,541 ------------ Materials -- (8.3%) A. Schulman, Inc....................................... 174,907 4,488,114 #*A.M. Castle & Co....................................... 129,401 1,572,222 *AEP Industries, Inc.................................... 328 20,969 1005 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ------- ----------- Materials -- (Continued) *American Biltrite, Inc.................................. 43 $ 21,500 *American Pacific Corp................................... 38,017 502,585 American Vanguard Corp.................................. 7,000 250,110 *Arabian American Development Co......................... 350 2,989 Ashland, Inc............................................ 210,546 14,980,348 Boise, Inc.............................................. 487,961 4,093,993 Buckeye Technologies, Inc............................... 172,966 4,531,709 Cabot Corp.............................................. 72,726 2,600,682 *Century Aluminum Co..................................... 383,726 2,743,641 Chase Corp.............................................. 17,533 323,133 *Chemtura Corp........................................... 72,966 1,162,348 *Coeur d'Alene Mines Corp................................ 272,130 8,411,538 Commercial Metals Co.................................... 363,461 5,001,223 *Continental Materials Corp.............................. 1,419 17,333 *Core Molding Technologies, Inc.......................... 23,022 161,614 Cytec Industries, Inc................................... 73,088 5,029,916 #Domtar Corp............................................. 123,167 9,822,568 *Ferro Corp.............................................. 77,087 202,739 Friedman Industries, Inc................................ 53,141 570,203 FutureFuel Corp......................................... 4,643 54,741 Georgia Gulf Corp....................................... 74,378 2,632,237 *Graphic Packaging Holding Co............................ 772,507 4,573,241 H.B. Fuller Co.......................................... 5,681 172,702 Haynes International, Inc............................... 18,879 956,788 *Headwaters, Inc......................................... 273,412 1,965,832 Hecla Mining Co......................................... 109,691 721,767 *Horsehead Holding Corp.................................. 168,234 1,522,518 #Huntsman Corp........................................... 346,468 5,210,879 *Innospec, Inc........................................... 5,113 165,559 Kaiser Aluminum Corp.................................... 92,915 5,628,791 *KapStone Paper & Packaging Corp......................... 189,352 4,160,063 KMG Chemicals, Inc...................................... 9,004 153,788 *Kraton Performance Polymers, Inc........................ 250 5,455 *Landec Corp............................................. 128,844 1,394,092 #*Louisiana-Pacific Corp.................................. 670,853 10,592,769 Materion Corp........................................... 88,670 1,857,636 MeadWestvaco Corp....................................... 391,872 11,634,680 *Mercer International, Inc............................... 186,841 1,306,019 *Metals USA Holdings Corp................................ 3,161 46,087 Minerals Technologies, Inc.............................. 53,028 3,799,986 *Mod-Pac Corp............................................ 17,773 119,257 Myers Industries, Inc................................... 180,201 2,672,381 Neenah Paper, Inc....................................... 57,433 1,487,515 Noranda Aluminum Holding Corp........................... 12,983 79,586 *Northern Technologies International Corp................ 20,514 227,911 Olympic Steel, Inc...................................... 76,274 1,372,932 *OM Group, Inc........................................... 173,900 3,517,997 *Omnova Solutions, Inc................................... 21,629 169,571 P.H. Glatfelter Co...................................... 220,312 3,923,757 *Penford Corp............................................ 59,938 461,523 PolyOne Corp............................................ 244,353 4,625,602 Quaker Chemical Corp.................................... 43,560 2,308,244 Reliance Steel & Aluminum Co............................ 200,657 10,903,701 Rock-Tenn Co. Class A................................... 149,967 10,976,085 *RTI International Metals, Inc........................... 147,957 3,371,940 Schnitzer Steel Industries, Inc. Class A................ 90,669 2,584,973 Sealed Air Corp......................................... 142,949 2,318,633 *Spartech Corp........................................... 128,911 1,103,478 #Steel Dynamics, Inc..................................... 147,220 1,862,333 #*Stillwater Mining Co.................................... 35,728 371,928 *SunCoke Energy, Inc..................................... 105,516 1,695,642 1006 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ --------- -------------- Materials -- (Continued) Synalloy Corp...................................... 27,564 $ 379,556 #*Texas Industries, Inc.............................. 86,140 3,715,218 Tredegar Corp...................................... 169,916 2,883,475 *United States Lime & Minerals, Inc................. 2,342 102,603 #United States Steel Corp........................... 168,103 3,427,620 *Universal Stainless & Alloy Products, Inc.......... 44,949 1,546,246 Vulcan Materials Co................................ 167,005 7,677,220 Wausau Paper Corp.................................. 194,007 1,604,438 Westlake Chemical Corp............................. 142,636 10,848,894 Worthington Industries, Inc........................ 192,945 4,171,471 Zep, Inc........................................... 1,900 27,227 #*Zoltek Cos., Inc................................... 157,795 1,080,896 -------------- Total Materials....................................... 218,686,960 -------------- Other -- (0.0%) .*Allen Organ Co. Escrow Shares...................... 400 -- .*Gerber Scientific, Inc. Escrow Shares.............. 182,700 -- .*Petrocorp, Inc. Escrow Shares...................... 4,900 294 .*Price Communications Liquidation Trust............. 262,880 -- -------------- Total Other........................................... 294 -------------- Telecommunication Services -- (0.6%) Atlantic Tele-Network, Inc......................... 2,790 115,618 *Cbeyond, Inc....................................... 4,812 36,860 Consolidated Communications Holdings, Inc.......... 5,928 91,528 #Frontier Communications Corp....................... 55,026 259,723 *General Communications, Inc. Class A............... 156,234 1,365,485 *Hawaiian Telcom Holdco, Inc........................ 580 9,901 HickoryTech Corp................................... 43,317 461,326 IDT Corp. Class B.................................. 24,108 243,973 #*Iridium Communications, Inc........................ 145,080 1,072,141 #*Leap Wireless International, Inc................... 106,992 571,337 #*MetroPCS Communications, Inc....................... 44,693 456,316 *Neutral Tandem, Inc................................ 19,899 91,933 *ORBCOMM, Inc....................................... 85,616 299,656 *Premiere Global Services, Inc...................... 71,808 610,368 Primus Telecommunications Group, Inc............... 15,347 224,527 Shenandoah Telecommunications Co................... 1,000 15,720 #Telephone & Data Systems, Inc...................... 274,975 6,838,628 #*United States Cellular Corp........................ 48,815 1,805,667 USA Mobility, Inc.................................. 32,571 359,910 Warwick Valley Telephone Co........................ 13,102 172,160 -------------- Total Telecommunication Services...................... 15,102,777 -------------- Utilities -- (0.4%) Consolidated Water Co., Ltd........................ 12,253 96,186 #*Dynegy, Inc........................................ 461 8,621 Genie Energy, Ltd. Class B......................... 59,779 419,051 *GenOn Energy, Inc.................................. 1,739,945 4,471,659 #NRG Energy, Inc.................................... 123,368 2,659,814 #Ormat Technologies, Inc............................ 33,358 634,803 SJW Corp........................................... 43,990 1,066,318 *Synthesis Energy Systems, Inc...................... 39,547 51,016 UGI Corp........................................... 41,567 1,342,198 -------------- Total Utilities....................................... 10,749,666 -------------- TOTAL COMMON STOCKS................................... 2,369,198,161 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc.................................. 186 13,082 -------------- 1007 TAX-MANAGED U.S. TARGETED VALUE PORTFOLIO CONTINUED Shares Value+ ----------- -------------- RIGHTS/WARRANTS -- (0.0%) .*Camco Financial Corp. Rights 11/01/12........... 16,833 $ 1,683 *Capital Bank Financial Corp. Contingent Value Rights......................................... 120,522 26,515 .*CVR Energy, Inc. Contingent Value Rights........ 315,268 -- *Dynegy, Inc..................................... 7,196 11,658 ..#*PhotoMedex, Inc. Contingent Value Warrants...... 126 -- -------------- TOTAL RIGHTS/WARRANTS.............................. 39,856 -------------- TEMPORARY CASH INVESTMENTS -- (0.3%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares.......................... 8,857,353 8,857,353 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (9.8%) (S)@DFA Short Term Investment Fund................. 22,132,499 256,073,011 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $696,137 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 10/01/22 to 07/01/42, valued at $698,232) to be repurchased at $675,850...................................... $ 676 675,844 -------------- TOTAL SECURITIES LENDING COLLATERAL................ 256,748,855 -------------- TOTAL INVESTMENTS -- (100.0%) (Cost $2,130,713,058)............................ $2,634,857,307 ============== 1008 TAX-MANAGED U.S. SMALL CAP PORTFOLIO SCHEDULE OF INVESTMENTS October 31, 2012 Shares Value+ ------- ---------- COMMON STOCKS -- (84.9%) Consumer Discretionary -- (14.1%) *1-800-FLOWERS.COM, Inc. Class A.......................... 68,093 $ 247,178 A.H. Belo Corp. Class A.................................. 46,600 233,000 #Aaron's, Inc............................................. 6,963 214,669 *Aeropostale, Inc......................................... 86,100 1,028,895 *AFC Enterprises, Inc..................................... 45,337 1,147,933 *ALCO Stores, Inc......................................... 1,500 14,880 Ambassadors Group, Inc................................... 28,647 146,673 Amcon Distributing Co.................................... 300 18,894 #American Greetings Corp. Class A......................... 38,825 666,625 #*American Public Education, Inc........................... 5,700 207,651 *America's Car-Mart, Inc.................................. 25,524 1,068,435 Ameristar Casinos, Inc................................... 37,857 690,890 *ANN, Inc................................................. 51,700 1,817,772 Arbitron, Inc............................................ 20,400 741,744 *Arctic Cat, Inc.......................................... 28,530 1,034,783 Ark Restaurants Corp..................................... 5,609 94,680 *Asbury Automotive Group, Inc............................. 46,541 1,476,281 #*Ascena Retail Group, Inc................................. 52,390 1,037,322 *Ascent Capital Group, Inc. Class A....................... 17,613 1,047,093 *Ballantyne Strong, Inc................................... 38,851 156,570 #*Bally Technologies, Inc.................................. 18,129 905,000 #*Barnes & Noble, Inc...................................... 74,850 1,260,474 Bassett Furniture Industries, Inc........................ 26,661 305,802 *Beasley Broadcast Group, Inc. Class A.................... 20,332 98,814 #*Beazer Homes USA, Inc.................................... 35,040 577,810 bebe stores, Inc......................................... 146,287 592,462 Belo Corp. Class A....................................... 86,357 645,950 Big 5 Sporting Goods Corp................................ 31,241 278,982 *Biglari Holdings, Inc.................................... 2,860 1,011,325 #*BJ's Restaurants, Inc.................................... 36,853 1,217,992 *Blue Nile, Inc........................................... 9,683 365,727 *Bluegreen Corp........................................... 77,510 459,634 #Blyth, Inc............................................... 38,596 881,533 #Bob Evans Farms, Inc..................................... 44,644 1,699,597 *Body Central Corp........................................ 22,473 224,505 #Bon-Ton Stores, Inc. (The)............................... 33,773 414,732 #*Books-A-Million, Inc..................................... 28,867 85,158 Bowl America, Inc. Class A............................... 1,400 17,885 #*Boyd Gaming Corp......................................... 69,502 428,827 *Bravo Brio Restaurant Group, Inc......................... 31,583 416,896 #*Bridgepoint Education, Inc............................... 25,871 258,710 Brown Shoe Co., Inc...................................... 82,638 1,304,028 Brunswick Corp........................................... 30,204 712,512 #Buckle, Inc. (The)....................................... 6,224 281,138 #*Buffalo Wild Wings, Inc.................................. 19,661 1,493,253 *Build-A-Bear Workshop, Inc............................... 39,037 140,143 #*Cabela's, Inc............................................ 79,425 3,559,034 *Cache, Inc............................................... 26,675 73,356 Callaway Golf Co......................................... 153,551 838,388 *Cambium Learning Group, Inc.............................. 47,089 42,851 Canterbury Park Holding Corp............................. 7,639 76,772 *Capella Education Co..................................... 10,788 336,801 *Caribou Coffee Co., Inc.................................. 48,641 582,233 *Carmike Cinemas, Inc..................................... 22,051 300,335 Carriage Services, Inc................................... 46,003 489,012 *Carrols Restaurant Group, Inc............................ 61,109 392,320 #*Carter's, Inc............................................ 23,400 1,265,004 *Casual Male Retail Group, Inc............................ 114,584 442,294 1009 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Cato Corp. Class A (The)................................. 35,553 $1,008,994 *Cavco Industries, Inc.................................... 15,402 744,533 CEC Entertainment, Inc................................... 19,400 601,400 *Charles & Colvard, Ltd................................... 7,705 30,743 #Cheesecake Factory, Inc. (The)........................... 55,611 1,838,500 Cherokee, Inc............................................ 16,547 238,442 #*Children's Place Retail Stores, Inc. (The)............... 29,165 1,704,111 #Choice Hotels International, Inc......................... 6,366 199,192 Christopher & Banks Corp................................. 37,662 117,505 Churchill Downs, Inc..................................... 21,185 1,384,016 *Citi Trends, Inc......................................... 25,734 316,014 *Cobra Electronics Corp................................... 2,099 10,243 #*Coinstar, Inc............................................ 8,800 413,072 #*Coldwater Creek, Inc..................................... 5,024 20,850 Collectors Universe, Inc................................. 20,036 240,432 Columbia Sportswear Co................................... 1,441 81,272 #*Conn's, Inc.............................................. 78,720 1,993,978 #Cooper Tire & Rubber Co.................................. 59,616 1,200,070 Core-Mark Holding Co., Inc............................... 30,244 1,447,780 *Corinthian Colleges, Inc................................. 195,882 534,758 Cracker Barrel Old Country Store, Inc.................... 24,607 1,566,236 *Crocs, Inc............................................... 92,600 1,166,760 #*Crown Media Holdings, Inc. Class A....................... 86,408 150,350 CSS Industries, Inc...................................... 20,525 412,552 #CTC Media, Inc........................................... 52,864 443,529 Culp, Inc................................................ 35,956 454,484 *Cumulus Media, Inc. Class A.............................. 71,904 176,884 *Cybex International, Inc................................. 16,138 39,861 #*Deckers Outdoor Corp..................................... 6,695 191,678 *dELiA*s, Inc............................................. 21,097 27,848 *Delta Apparel, Inc....................................... 5,459 82,649 Destination Maternity Corp............................... 30,375 575,910 *Dial Global, Inc......................................... 19,060 46,506 #*Digital Generation, Inc.................................. 60,640 563,952 #Dillard's, Inc. Class A.................................. 51,751 3,984,827 #*DineEquity, Inc.......................................... 22,844 1,432,319 *Dixie Group, Inc. (The).................................. 15,145 59,974 Domino's Pizza, Inc...................................... 54,821 2,226,829 #*Dorman Products, Inc..................................... 58,084 1,774,466 Dover Downs Gaming & Entertainment, Inc.................. 26,221 62,406 *Dover Motorsports, Inc................................... 27,257 40,340 #*DreamWorks Animation SKG, Inc. Class A................... 41,851 852,505 *Drew Industries, Inc..................................... 44,007 1,393,702 #DSW, Inc. Class A........................................ 38,341 2,399,763 *E.W. Scripps Co. Class A (The)........................... 100,095 1,062,008 Educational Development Corp............................. 2,842 11,254 Einstein Noah Restaurant Group, Inc...................... 30,560 471,541 *Emerson Radio Corp....................................... 37,654 64,012 #*Entercom Communications Corp. Class A.................... 40,881 266,135 *Entertainment Gaming Asia, Inc........................... 3,555 8,887 Entravision Communications Corp. Class A................. 33,825 45,664 Escalade, Inc............................................ 8,906 46,311 #Ethan Allen Interiors, Inc............................... 39,716 1,168,048 *Exide Technologies....................................... 63,869 194,800 *Famous Dave's of America, Inc............................ 19,657 154,897 *Federal-Mogul Corp....................................... 5,386 40,610 *Fiesta Restaurant Group, Inc............................. 48,824 645,453 Finish Line, Inc. Class A (The).......................... 96,347 2,004,499 *Fisher Communications, Inc............................... 18,137 457,778 *Flanigan's Enterprises, Inc.............................. 1,877 13,758 Flexsteel Industries, Inc................................ 4,929 99,221 1010 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Fred's, Inc. Class A..................................... 84,454 $1,144,352 Frisch's Restaurants, Inc................................ 5,471 97,821 *Fuel Systems Solutions, Inc.............................. 36,926 600,786 *Full House Resorts, Inc.................................. 43,994 138,581 *Furniture Brands International, Inc...................... 48,364 73,513 *Gaiam, Inc. Class A...................................... 32,505 106,941 Gaming Partners International Corp....................... 20,256 126,600 *Geeknet, Inc............................................. 7,436 135,112 *Genesco, Inc............................................. 36,236 2,076,323 *Gentherm, Inc............................................ 38,322 460,630 *G-III Apparel Group, Ltd................................. 41,439 1,531,585 *Gordmans Stores, Inc..................................... 15,790 237,797 *Grand Canyon Education, Inc.............................. 35,116 764,124 *Gray Television, Inc..................................... 122,169 260,220 *Gray Television, Inc. Class A............................ 912 1,924 #Group 1 Automotive, Inc.................................. 35,286 2,188,085 *Hallwood Group, Inc. (The)............................... 1,645 10,610 Harte-Hanks, Inc......................................... 86,335 480,886 *Hastings Entertainment, Inc.............................. 4,292 8,584 Haverty Furniture Cos., Inc.............................. 43,931 659,404 Haverty Furniture Cos., Inc. Class A..................... 457 6,823 *Helen of Troy, Ltd....................................... 45,191 1,365,672 #*hhgregg, Inc............................................. 59,443 359,036 #*Hibbett Sports, Inc...................................... 24,729 1,335,119 Hillenbrand, Inc......................................... 39,477 808,094 *Hollywood Media Corp..................................... 26,966 35,865 Hooker Furniture Corp.................................... 25,088 342,200 Hot Topic, Inc........................................... 111,042 954,961 #HSN, Inc................................................. 3,000 156,060 *Iconix Brand Group, Inc.................................. 102,033 1,888,631 International Speedway Corp. Class A..................... 42,546 1,084,923 Interval Leisure Group, Inc.............................. 48,477 923,972 #*iRobot Corp.............................................. 15,398 276,702 *Isle of Capri Casinos, Inc............................... 62,305 378,814 #*ITT Educational Services, Inc............................ 8,500 182,665 #*Jack in the Box, Inc..................................... 42,100 1,095,021 JAKKS Pacific, Inc....................................... 36,577 472,209 Jarden Corp.............................................. 4,215 209,907 *Johnson Outdoors, Inc. Class A........................... 16,903 329,778 Jones Group, Inc. (The).................................. 101,441 1,198,018 #*Jos. A. Bank Clothiers, Inc.............................. 37,838 1,770,440 *Journal Communications, Inc. Class A..................... 99,041 555,620 #*K12, Inc................................................. 25,901 530,193 KB Home.................................................. 41,700 666,366 *Kid Brands, Inc.......................................... 34,149 61,810 *Kirkland's, Inc.......................................... 46,173 442,799 *Kona Grill, Inc.......................................... 8,487 76,553 Koss Corp................................................ 8,015 41,197 *Krispy Kreme Doughnuts, Inc.............................. 137,728 1,023,319 #*K-Swiss, Inc. Class A.................................... 37,740 86,047 *Lakeland Industries, Inc................................. 10,138 61,842 *La-Z-Boy, Inc............................................ 116,492 1,889,500 *LeapFrog Enterprises, Inc................................ 101,530 897,525 *Learning Tree International, Inc......................... 29,551 170,214 *Lee Enterprises, Inc..................................... 38,034 56,290 *Libbey, Inc.............................................. 36,373 652,895 #*Life Time Fitness, Inc................................... 30,531 1,370,537 Lifetime Brands, Inc..................................... 27,625 306,638 *LIN TV Corp. Class A..................................... 64,593 362,367 Lincoln Educational Services Corp........................ 30,135 111,801 Lithia Motors, Inc. Class A.............................. 51,735 1,769,337 1011 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) #*Live Nation Entertainment, Inc........................... 65,727 $ 601,402 *Luby's, Inc.............................................. 65,770 420,270 *Lumber Liquidators Holdings, Inc......................... 29,224 1,631,284 *M/I Homes, Inc........................................... 45,062 1,002,630 Mac-Gray Corp............................................ 32,445 421,785 *Madison Square Garden Co. Class A (The).................. 22,099 909,595 *Maidenform Brands, Inc................................... 46,909 877,667 Marcus Corp.............................................. 45,652 497,607 Marine Products Corp..................................... 57,093 338,561 *MarineMax, Inc........................................... 55,692 458,345 #*Martha Stewart Living Omnimedia Class A.................. 71,778 207,438 Matthews International Corp. Class A..................... 25,688 739,044 #*McClatchy Co. Class A (The).............................. 63,343 180,528 MDC Holdings, Inc........................................ 40,167 1,535,986 #*Media General, Inc. Class A.............................. 45,073 189,307 Men's Wearhouse, Inc. (The).............................. 68,501 2,246,148 #Meredith Corp............................................ 33,176 1,110,401 #*Meritage Homes Corp...................................... 43,549 1,610,442 *Modine Manufacturing Co.................................. 44,282 301,118 *Monarch Casino & Resort, Inc............................. 36,281 330,883 #Monro Muffler Brake, Inc................................. 32,229 1,093,208 *Morgans Hotel Group Co................................... 472 3,044 #*Motorcar Parts of America, Inc........................... 28,642 134,617 Movado Group, Inc........................................ 45,116 1,429,726 *MTR Gaming Group, Inc.................................... 15,246 53,209 *Multimedia Games Holding Co., Inc........................ 35,732 568,139 NACCO Industries, Inc. Class A........................... 14,400 729,216 *Nathan's Famous, Inc..................................... 14,980 415,096 National CineMedia, Inc.................................. 65,980 1,020,051 *Nautilus, Inc............................................ 79,994 224,783 *Navarre Corp............................................. 73,810 124,739 *New Frontier Media, Inc.................................. 23,829 48,135 *New York & Co., Inc...................................... 133,063 448,422 #*New York Times Co. Class A (The)......................... 140,200 1,146,836 *Nexstar Broadcasting Group, Inc. Class A................. 15,166 164,854 *Nobility Homes, Inc...................................... 6,093 32,902 #Nutrisystem, Inc......................................... 52,337 504,005 *Office Depot, Inc........................................ 103,618 256,973 OfficeMax, Inc........................................... 100,418 738,072 *Orbitz Worldwide, Inc.................................... 98,145 242,418 *Orient-Express Hotels, Ltd. Class A...................... 127,967 1,501,053 Outdoor Channel Holdings, Inc............................ 58,587 425,342 #*Overstock.com, Inc....................................... 12,811 193,190 Oxford Industries, Inc................................... 25,494 1,414,407 #*Pacific Sunwear of California, Inc....................... 109,976 186,959 *Papa John's International, Inc........................... 22,920 1,222,094 Penske Automotive Group, Inc............................. 63,948 1,956,809 Pep Boys - Manny, Moe & Jack (The)....................... 65,330 652,647 *Perfumania Holdings, Inc................................. 9,679 55,074 *Perry Ellis International, Inc........................... 35,523 733,195 #PetMed Express, Inc...................................... 52,190 568,871 #Pier 1 Imports, Inc...................................... 103,627 2,113,991 *Pinnacle Entertainment, Inc.............................. 72,817 929,145 #Pool Corp................................................ 38,044 1,602,413 *Quiksilver, Inc.......................................... 284,302 909,766 R.G. Barry Corp.......................................... 29,993 457,093 #RadioShack Corp.......................................... 21,200 47,488 *Reading International, Inc. Class B...................... 2,340 17,316 *Red Lion Hotels Corp..................................... 43,848 288,958 *Red Robin Gourmet Burgers, Inc........................... 35,687 1,191,946 #Regal Entertainment Group Class A........................ 36,762 564,664 1012 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Consumer Discretionary -- (Continued) Regis Corp............................................... 81,444 $1,356,857 Rent-A-Center, Inc....................................... 16,045 534,780 *Rentrak Corp............................................. 22,753 386,573 *Rick's Cabaret International, Inc........................ 23,683 194,437 *Rocky Brands, Inc........................................ 17,635 211,796 *Ruby Tuesday, Inc........................................ 118,974 858,992 #*rue21, Inc............................................... 18,544 558,360 *Ruth's Hospitality Group, Inc............................ 85,584 569,134 #Ryland Group, Inc. (The)................................. 43,387 1,469,518 #*Ryman Hospitality Properties............................. 55,237 2,154,795 *Saga Communications, Inc. Class A........................ 11,915 505,434 #*Saks, Inc................................................ 221,647 2,278,531 Salem Communications Corp. Class A....................... 5,756 34,306 *Sally Beauty Holdings, Inc............................... 78,600 1,892,688 Scholastic Corp.......................................... 32,401 1,068,909 *School Specialty, Inc.................................... 22,931 42,422 *Scientific Games Corp. Class A........................... 88,145 725,433 #*Select Comfort Corp...................................... 89,608 2,493,791 Service Corp. International.............................. 17,417 244,535 *SHFL Entertainment, Inc.................................. 106,478 1,504,534 Shiloh Industries, Inc................................... 48,090 547,264 Shoe Carnival, Inc....................................... 48,652 1,137,484 #*Shutterfly, Inc.......................................... 44,735 1,353,681 Sinclair Broadcast Group, Inc. Class A................... 60,450 761,670 *Skechers U.S.A., Inc. Class A............................ 52,918 878,439 #*Skullcandy, Inc.......................................... 22,472 272,136 *Skyline Corp............................................. 9,161 42,141 *Smith & Wesson Holding Corp.............................. 152,348 1,462,541 #Sonic Automotive, Inc. Class A........................... 37,197 721,622 *Sonic Corp............................................... 84,128 838,756 *Spanish Broadcasting System, Inc. Class A................ 4,462 15,617 Spartan Motors, Inc...................................... 76,607 360,053 Speedway Motorsports, Inc................................ 46,260 754,038 *Sport Chalet, Inc. Class A............................... 13,582 19,830 Stage Stores, Inc........................................ 44,376 1,087,212 Standard Motor Products, Inc............................. 51,864 974,006 #*Standard Pacific Corp.................................... 189,748 1,309,261 *Stanley Furniture Co., Inc............................... 23,297 108,331 *Stein Mart, Inc.......................................... 88,900 698,754 *Steiner Leisure, Ltd..................................... 15,336 673,557 *Steinway Musical Instruments, Inc........................ 28,170 680,024 *Steven Madden, Ltd....................................... 55,010 2,361,029 Stewart Enterprises, Inc. Class A........................ 121,212 941,817 *Stoneridge, Inc.......................................... 45,944 228,342 Strattec Security Corp................................... 5,703 129,572 #Strayer Education, Inc................................... 3,330 191,342 #Sturm Ruger & Co., Inc................................... 31,391 1,482,597 Superior Industries International, Inc................... 58,938 1,007,250 Superior Uniform Group, Inc.............................. 9,036 105,992 *Systemax, Inc............................................ 69,101 755,965 *Tandy Brands Accessories, Inc............................ 14,455 21,827 Tandy Leather Factory, Inc............................... 22,365 118,534 *Tenneco, Inc............................................. 8,524 260,408 Texas Roadhouse, Inc..................................... 73,400 1,194,952 #Thor Industries, Inc..................................... 50,891 1,935,385 *Town Sports International Holdings, Inc.................. 57,540 725,004 *Trans World Entertainment Corp........................... 9,128 31,035 True Religion Apparel, Inc............................... 34,282 879,333 *Tuesday Morning Corp..................................... 61,719 368,462 *Unifi, Inc............................................... 37,068 520,064 *Universal Electronics, Inc............................... 26,413 453,247 1013 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Consumer Discretionary -- (Continued) Universal Technical Institute, Inc..................... 48,808 $ 625,719 *UQM Technologies, Inc.................................. 43,051 39,176 *US Auto Parts Network, Inc............................. 51,221 153,151 #Vail Resorts, Inc...................................... 33,000 1,873,740 #*Valassis Communications, Inc........................... 71,346 1,856,423 Value Line, Inc........................................ 4,536 45,179 *Valuevision Media, Inc. Class A........................ 46,480 104,580 #*Vitacost.com, Inc...................................... 9,808 62,771 #*Vitamin Shoppe, Inc.................................... 31,166 1,783,942 *VOXX International Corp................................ 48,432 301,247 *Wells-Gardner Electronics Corp......................... 26,612 55,087 Wendy's Co. (The)...................................... 292,139 1,247,434 *West Marine, Inc....................................... 52,591 543,791 *Wet Seal, Inc. Class A (The)........................... 145,783 416,939 Weyco Group, Inc....................................... 12,523 294,040 Williams Controls, Inc................................. 18,253 198,958 Winmark Corp........................................... 8,419 448,564 *Winnebago Industries, Inc.............................. 60,938 767,819 #*WMS Industries, Inc.................................... 83,177 1,366,598 #Wolverine World Wide, Inc.............................. 29,253 1,224,823 #World Wrestling Entertainment, Inc. Class A............ 18,040 145,944 #*Zagg, Inc.............................................. 17,725 127,266 *Zale Corp.............................................. 77,014 552,961 #*Zumiez, Inc............................................ 33,787 855,149 ------------ Total Consumer Discretionary.............................. 220,595,013 ------------ Consumer Staples -- (4.1%) #Alico, Inc............................................. 13,589 426,559 *Alliance One International, Inc........................ 167,975 510,644 Andersons, Inc. (The).................................. 21,155 830,968 Arden Group, Inc. Class A.............................. 199 19,592 B&G Foods, Inc......................................... 65,317 1,977,146 #*Boston Beer Co., Inc. Class A (The).................... 8,600 925,188 *Bridgford Foods Corp................................... 6,838 47,319 Calavo Growers, Inc.................................... 25,347 598,443 Cal-Maine Foods, Inc................................... 24,900 1,073,937 CCA Industries, Inc.................................... 12,833 55,824 #*Central European Distribution Corp..................... 44,015 113,559 *Central Garden & Pet Co................................ 27,336 302,883 *Central Garden & Pet Co. Class A....................... 82,283 927,329 *Chiquita Brands International, Inc..................... 108,338 781,117 Coca-Cola Bottling Co. Consolidated.................... 12,562 863,512 *Craft Brew Alliance, Inc............................... 43,879 332,603 #*Darling International, Inc............................. 105,120 1,737,634 *Dean Foods Co.......................................... 215,173 3,623,513 #Diamond Foods, Inc..................................... 19,820 367,066 #*Dole Food Co., Inc..................................... 93,411 1,176,044 #*Elizabeth Arden, Inc................................... 41,267 1,946,977 *Farmer Bros. Co........................................ 26,782 260,589 Fresh Del Monte Produce, Inc........................... 82,736 2,082,465 Golden Enterprises, Inc................................ 3,061 10,530 Griffin Land & Nurseries, Inc.......................... 2,305 59,815 *Hain Celestial Group, Inc. (The)....................... 53,402 3,086,636 #Harris Teeter Supermarkets, Inc........................ 13,322 498,909 Ingles Markets, Inc. Class A........................... 31,486 510,073 Inter Parfums, Inc..................................... 63,168 1,153,448 *Inventure Foods, Inc................................... 3,982 23,733 J & J Snack Foods Corp................................. 22,538 1,290,751 *John B. Sanfilippo & Son, Inc.......................... 15,716 264,343 Lancaster Colony Corp.................................. 17,945 1,306,037 Lifeway Foods, Inc..................................... 28,187 263,830 1014 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Consumer Staples -- (Continued) #Limoneira Co............................................ 105 $ 2,359 *Mannatech, Inc.......................................... 3,043 14,789 *Medifast, Inc........................................... 34,611 883,273 MGP Ingredients, Inc.................................... 40,936 144,504 Nash Finch Co........................................... 25,301 486,538 *National Beverage Corp.................................. 81,150 1,206,700 *Natural Alternatives International, Inc................. 17,104 106,900 #Nu Skin Enterprises, Inc. Class A....................... 12,563 594,607 *Nutraceutical International Corp........................ 26,269 416,626 Oil-Dri Corp. of America................................ 12,831 287,414 *Omega Protein Corp...................................... 48,285 314,335 Orchids Paper Products Co............................... 810 15,544 *Overhill Farms, Inc..................................... 36,970 166,365 *Pantry, Inc. (The)...................................... 53,734 712,782 *Physicians Formula Holdings, Inc........................ 29,339 143,468 *Pilgrim's Pride Corp.................................... 185,569 1,044,753 *Post Holdings, Inc...................................... 44,272 1,396,782 *Prestige Brands Holdings, Inc........................... 110,081 1,914,309 #PriceSmart, Inc......................................... 28,537 2,368,286 Reliv' International, Inc............................... 25,871 33,374 *Revlon, Inc. Class A.................................... 77,452 1,192,761 Rocky Mountain Chocolate Factory, Inc................... 12,843 134,980 #Sanderson Farms, Inc.................................... 25,478 1,153,899 *Schiff Nutrition International, Inc..................... 43,792 1,481,921 *Seneca Foods Corp. Class A.............................. 21,308 609,089 *Seneca Foods Corp. Class B.............................. 1,443 41,126 *Smart Balance, Inc...................................... 133,867 1,593,017 Snyders-Lance, Inc...................................... 77,538 1,964,813 Spartan Stores, Inc..................................... 52,902 759,673 *Spectrum Brands Holdings, Inc........................... 43,525 1,979,952 *Susser Holdings Corp.................................... 41,279 1,483,567 *Tofutti Brands, Inc..................................... 7,749 11,701 #Tootsie Roll Industries, Inc............................ 37,417 997,163 #*TreeHouse Foods, Inc.................................... 33,360 1,786,428 #*United Natural Foods, Inc............................... 10,825 576,323 United-Guardian, Inc.................................... 13,162 232,046 Universal Corp.......................................... 33,750 1,672,650 #*USANA Health Sciences, Inc.............................. 26,952 1,162,709 #Vector Group, Ltd....................................... 50,412 829,782 Village Super Market, Inc. Class A...................... 10,450 383,202 WD-40 Co................................................ 13,602 650,992 Weis Markets, Inc....................................... 31,449 1,294,441 ----------- Total Consumer Staples..................................... 63,694,959 ----------- Energy -- (4.3%) Adams Resources & Energy, Inc........................... 9,276 282,176 Alon USA Energy, Inc.................................... 82,924 1,088,792 #*Approach Resources, Inc................................. 46,357 1,141,773 #*Atwood Oceanics, Inc.................................... 24,352 1,164,026 *Barnwell Industries, Inc................................ 8,064 26,934 #*Basic Energy Services, Inc.............................. 59,752 620,823 #Berry Petroleum Co. Class A............................. 44,765 1,723,900 #*Bill Barrett Corp....................................... 28,527 653,554 #*BioFuel Energy Corp..................................... 31 184 Bolt Technology Corp.................................... 23,475 338,040 *BPZ Resources, Inc...................................... 199,087 573,371 Bristow Group, Inc...................................... 45,458 2,269,263 *Cal Dive International, Inc............................. 136,718 172,265 *Callon Petroleum Co..................................... 84,235 481,824 #*Carrizo Oil & Gas, Inc.................................. 41,407 1,110,536 *Clayton Williams Energy, Inc............................ 17,125 725,244 1015 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Energy -- (Continued) #*Clean Energy Fuels Corp.................................. 89,736 $1,027,477 *Cloud Peak Energy, Inc................................... 42,323 893,015 *Comstock Resources, Inc.................................. 16,516 282,754 *Contango Oil & Gas Co.................................... 23,999 1,179,791 *Crimson Exploration, Inc................................. 86,361 312,627 Crosstex Energy, Inc..................................... 91,637 1,253,594 *Dawson Geophysical Co.................................... 16,225 387,615 Delek US Holdings, Inc................................... 73,167 1,884,050 DHT Holdings, Inc........................................ 6,250 26,375 *Double Eagle Petroleum Co................................ 29,317 146,878 #*Endeavour International Corp............................. 79,630 578,114 *ENGlobal Corp............................................ 61,609 25,272 *EPL Oil & Gas, Inc....................................... 60,632 1,312,076 #*Evolution Petroleum Corp................................. 16,274 133,447 #EXCO Resources, Inc...................................... 115,280 933,768 *Exterran Holdings, Inc................................... 71,583 1,430,228 *FieldPoint Petroleum Corp................................ 18,199 76,800 #*Forest Oil Corp.......................................... 86,975 659,270 *Geospace Technologies Corp............................... 19,164 1,240,486 *Gevo, Inc................................................ 11,048 22,317 *Global Geophysical Services, Inc......................... 80,488 371,855 *Green Plains Renewable Energy, Inc....................... 67,392 520,940 Gulf Island Fabrication, Inc............................. 34,046 807,912 *Gulfmark Offshore, Inc. Class A.......................... 34,065 1,100,981 #*Gulfport Energy Corp..................................... 41,945 1,391,735 #*Halcon Resources Corp.................................... 74,911 484,674 #*Harvest Natural Resources, Inc........................... 108,597 948,052 #*Heckmann Corp............................................ 128,256 448,896 *Helix Energy Solutions Group, Inc........................ 116,043 2,006,383 *Hercules Offshore, Inc................................... 242,670 1,155,109 .*HKN, Inc................................................. 34,155 67,285 *Hornbeck Offshore Services, Inc.......................... 54,244 1,879,012 *Houston American Energy Corp............................. 24,635 15,766 #*ION Geophysical Corp..................................... 300,529 1,941,417 #*James River Coal Co...................................... 16,088 80,601 #*Lucas Energy, Inc........................................ 35,619 60,552 #Lufkin Industries, Inc................................... 12,100 605,121 #*Magnum Hunter Resources Corp............................. 201,752 770,693 *Matrix Service Co........................................ 51,613 541,420 #*Mexco Energy Corp........................................ 2,735 16,136 #*Miller Energy Resources, Inc............................. 5,451 24,639 *Mitcham Industries, Inc.................................. 29,489 399,576 *Natural Gas Services Group, Inc.......................... 27,019 428,521 #*Newpark Resources, Inc................................... 152,274 1,033,940 #Nordic American Tankers, Ltd............................. 13,085 109,914 #*Northern Oil & Gas, Inc.................................. 56,460 855,934 #Overseas Shipholding Group, Inc.......................... 59,654 66,812 Panhandle Oil & Gas, Inc. Class A........................ 14,883 403,032 *Parker Drilling Co....................................... 192,347 832,863 *PDC Energy, Inc.......................................... 36,400 1,101,828 Penn Virginia Corp....................................... 77,795 351,633 #*PetroQuest Energy, Inc................................... 101,509 619,205 *PHI, Inc. Non-Voting..................................... 28,808 901,402 *PHI, Inc. Voting......................................... 200 5,990 *Pioneer Energy Services Corp............................. 117,881 778,015 *PostRock Energy Corp..................................... 18,924 31,035 *Pyramid Oil Co........................................... 12,084 49,907 *Rentech, Inc............................................. 430,858 1,111,614 *REX American Resources Corp.............................. 18,425 324,464 #*Rex Energy Corp.......................................... 78,455 1,038,744 *RigNet, Inc.............................................. 674 12,516 1016 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Energy -- (Continued) #*Rosetta Resources, Inc.................................. 10,594 $ 487,748 #RPC, Inc................................................ 43,285 496,046 *SEACOR Holdings, Inc.................................... 7,200 631,512 *SemGroup Corp. Class A.................................. 3,062 118,316 #Ship Finance International, Ltd......................... 64,415 990,703 *Stone Energy Corp....................................... 36,575 862,804 *Swift Energy Co......................................... 48,685 813,526 *Synergy Resources Corp.................................. 14,329 60,898 #Targa Resources Corp.................................... 7,780 396,235 *Tesco Corp.............................................. 14,783 130,238 *TETRA Technologies, Inc................................. 61,626 329,699 *TGC Industries, Inc..................................... 52,039 383,007 #*Triangle Petroleum Corp................................. 100,894 644,713 *Union Drilling, Inc..................................... 49,068 318,451 #*USEC, Inc............................................... 121,803 82,278 *VAALCO Energy, Inc...................................... 136,212 1,112,852 #*Verenium Corp........................................... 10,161 24,996 #W&T Offshore, Inc....................................... 49,464 838,415 *Warren Resources, Inc................................... 136,460 388,911 Western Refining, Inc................................... 194,387 4,834,405 *Westmoreland Coal Co.................................... 11,602 119,269 *Willbros Group, Inc..................................... 118,731 606,715 #World Fuel Services Corp................................ 10,400 360,880 ----------- Total Energy............................................... 66,907,400 ----------- Financials -- (16.7%) *1st Constitution Bancorp................................ 148 1,326 1st Source Corp......................................... 50,610 1,124,048 *1st United Bancorp, Inc................................. 31,784 191,022 Access National Corp.................................... 6,930 91,407 *Alexander & Baldwin, Inc................................ 36,714 1,062,136 Alliance Bancorp, Inc. of Pennsylvania.................. 1,066 13,224 Alliance Financial Corp................................. 1,763 79,829 *Altisource Portfolio Solutions SA....................... 21,934 2,489,509 #American Equity Investment Life Holding Co.............. 81,431 937,271 *American Independence Corp.............................. 5,414 26,962 American National Bankshares, Inc....................... 3,612 75,816 American National Insurance Co.......................... 227 16,585 *American River Bankshares............................... 7,219 53,276 *American Safety Insurance Holdings, Ltd................. 26,186 441,496 *Ameris Bancorp.......................................... 56,620 604,135 *AMERISAFE, Inc.......................................... 45,408 1,191,960 *AmeriServ Financial, Inc................................ 63,591 186,322 #AmTrust Financial Services, Inc......................... 73,154 1,770,327 Argo Group International Holdings, Ltd.................. 39,327 1,352,849 #Arrow Financial Corp.................................... 28,349 691,716 Aspen Insurance Holdings, Ltd........................... 3,360 108,696 Astoria Financial Corp.................................. 97,166 974,575 Atlantic American Corp.................................. 4,900 14,308 *Atlantic Coast Financial Corp........................... 2,444 4,900 Auburn National Bancorporation, Inc..................... 300 6,909 *AV Homes, Inc........................................... 17,502 257,279 Baldwin & Lyons, Inc. Class A........................... 550 13,035 Baldwin & Lyons, Inc. Class B........................... 21,833 531,634 Bancfirst Corp.......................................... 21,245 933,930 Bancorp of New Jersey, Inc.............................. 159 1,714 *Bancorp, Inc. (The)..................................... 79,467 903,540 BancorpSouth, Inc....................................... 103,736 1,467,864 *BancTrust Financial Group, Inc.......................... 18,534 52,637 Bank Mutual Corp........................................ 47,193 212,840 Bank of Commerce Holdings............................... 200 916 1017 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Bank of Kentucky Financial Corp.......................... 2,075 $ 52,165 #Bank of the Ozarks, Inc.................................. 40,520 1,326,625 BankFinancial Corp....................................... 40,419 324,565 Banner Corp.............................................. 41,762 1,210,680 Bar Harbor Bankshares.................................... 4,230 149,996 *BBCN Bancorp, Inc........................................ 120,990 1,443,411 #*BBX Capital Corp. Class A................................ 846 5,533 BCB Bancorp, Inc......................................... 3,171 31,932 *Beneficial Mutual Bancorp, Inc........................... 83,160 788,357 *Berkshire Bancorp, Inc................................... 150 1,248 Berkshire Hills Bancorp, Inc............................. 45,660 1,072,097 *BofI Holding, Inc........................................ 26,229 737,559 Boston Private Financial Holdings, Inc................... 200,518 1,848,776 Bridge Bancorp, Inc...................................... 2,572 51,440 *Bridge Capital Holdings.................................. 4,827 72,164 Brookline Bancorp, Inc................................... 143,915 1,220,399 Bryn Mawr Bank Corp...................................... 27,745 628,147 C&F Financial Corp....................................... 200 7,850 Calamos Asset Management, Inc. Class A................... 42,914 463,471 California First National Bancorp........................ 3,097 56,582 *Camco Financial Corp..................................... 750 1,387 Camden National Corp..................................... 17,269 602,688 *Capital Bank Financial Corp. Class A..................... 804 14,094 #*Capital City Bank Group, Inc............................. 25,122 254,988 .Capital Properties, Inc. Class B......................... 550 -- Capital Southwest Corp................................... 7,088 763,732 CapitalSource, Inc....................................... 302,900 2,395,939 Capitol Federal Financial, Inc........................... 9,604 114,384 Cardinal Financial Corp.................................. 69,430 1,108,797 Cash America International, Inc.......................... 28,752 1,123,916 Cathay General Bancorp................................... 154,992 2,741,808 Center Bancorp, Inc...................................... 37,010 421,544 Centerstate Banks, Inc................................... 34,342 297,745 Central Bancorp, Inc..................................... 300 9,369 *Central Pacific Financial Corp........................... 18,063 259,565 Century Bancorp, Inc. Class A............................ 1,209 39,546 CFS Bancorp, Inc......................................... 7,141 41,061 Chemical Financial Corp.................................. 42,419 997,695 *Chicopee Bancorp, Inc.................................... 2,287 34,282 *Citizens Community Bancorp, Inc.......................... 17,782 98,868 Citizens Holding Co...................................... 592 11,082 *Citizens, Inc............................................ 118,923 1,211,825 #City Holding Co.......................................... 36,315 1,275,383 #CKX Lands, Inc........................................... 702 9,505 Clifton Savings Bancorp, Inc............................. 54,704 605,026 #CNB Financial Corp....................................... 12,161 208,926 CNO Financial Group, Inc................................. 336,171 3,220,518 CoBiz Financial, Inc..................................... 86,050 613,536 Codorus Valley Bancorp, Inc.............................. 1,579 24,162 #Cohen & Steers, Inc...................................... 30,589 856,186 #*Colonial Financial Services, Inc......................... 4,279 56,911 *Colony Bankcorp, Inc..................................... 1,629 5,946 Columbia Banking System, Inc............................. 53,432 946,281 Commercial National Financial Corp....................... 700 14,735 #Community Bank System, Inc............................... 47,973 1,323,575 Community Trust Bancorp, Inc............................. 38,192 1,295,473 *Community West Bancshares................................ 1,200 3,324 *CompuCredit Holdings Corp................................ 27,579 105,628 Consolidated-Tokoma Land Co.............................. 12,875 422,557 *Cowen Group, Inc. Class A................................ 183,721 466,651 Crawford & Co. Class A................................... 62,652 273,163 1018 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Crawford & Co. Class B................................... 49,714 $ 273,924 #*Credit Acceptance Corp................................... 16,216 1,324,036 #CVB Financial Corp....................................... 121,465 1,314,251 *DFC Global Corp.......................................... 38,875 655,044 Diamond Hill Investment Group, Inc....................... 5,637 433,936 Dime Community Bancshares, Inc........................... 79,743 1,156,273 Donegal Group, Inc. Class A.............................. 46,744 605,802 Donegal Group, Inc. Class B.............................. 870 15,682 *Doral Financial Corp..................................... 1,598 1,518 Duff & Phelps Corp....................................... 84,141 1,045,873 Eastern Insurance Holdings, Inc.......................... 23,052 387,735 *Eastern Virginia Bankshares, Inc......................... 696 3,564 ECB Bancorp, Inc......................................... 295 4,328 *eHealth, Inc............................................. 53,786 1,167,156 EMC Insurance Group, Inc................................. 28,050 627,759 Employers Holdings, Inc.................................. 54,613 996,687 Endurance Specialty Holdings, Ltd........................ 50,618 2,052,560 *Enstar Group, Ltd........................................ 15,007 1,500,700 Enterprise Bancorp, Inc.................................. 2,244 38,305 Enterprise Financial Services Corp....................... 43,079 603,106 Epoch Holding Corp....................................... 37,304 817,704 ESB Financial Corp....................................... 6,039 81,466 ESSA Bancorp, Inc........................................ 31,805 320,594 Evans Bancorp, Inc....................................... 1,635 26,405 Evercore Partners, Inc. Class A.......................... 23,638 659,500 *EZCORP, Inc. Class A..................................... 46,230 908,882 FBL Financial Group, Inc. Class A........................ 40,672 1,388,135 Federal Agricultural Mortgage Corp. Class A.............. 1,115 25,857 Federal Agricultural Mortgage Corp. Class C.............. 23,362 658,108 *Federated National Holding Co............................ 16,268 101,675 Fidelity Bancorp, Inc.................................... 692 15,286 Fidelity Southern Corp................................... 23,417 229,251 Financial Institutions, Inc.............................. 26,721 508,768 *First Acceptance Corp.................................... 124,814 151,025 First Advantage Bancorp.................................. 925 12,053 First American Financial Corp............................ 131,159 2,983,867 First Bancorp............................................ 28,801 300,970 *First BanCorp............................................ 6,483 27,488 First Bancorp, Inc....................................... 3,301 54,400 *First Bancshares, Inc.................................... 400 2,250 First Bancshares, Inc. (The)............................. 300 3,150 First Busey Corp......................................... 148,085 698,961 First Business Financial Services, Inc................... 700 17,248 *First California Financial Group, Inc.................... 17,523 118,280 #*First Cash Financial Services, Inc....................... 34,162 1,525,675 First Commonwealth Financial Corp........................ 139,672 914,852 First Community Bancshares, Inc.......................... 37,579 562,933 First Connecticut Bancorp, Inc........................... 466 6,380 First Defiance Financial Corp............................ 24,297 430,057 #*First Federal Bancshares of Arkansas, Inc................ 396 3,980 *First Federal of Northern Michigan Bancorp, Inc.......... 2,000 9,440 First Financial Bancorp.................................. 74,874 1,175,522 #First Financial Bankshares, Inc.......................... 31,279 1,133,238 First Financial Corp..................................... 32,291 987,782 First Financial Holdings, Inc............................ 26,529 374,059 *First Financial Northwest, Inc........................... 33,971 268,371 *First Financial Service Corp............................. 156 413 First Interstate BancSystem, Inc......................... 13,961 209,834 First M&F Corp........................................... 911 7,698 *First Marblehead Corp. (The)............................. 40,344 37,923 First Merchants Corp..................................... 66,495 978,141 1019 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) First Midwest Bancorp, Inc............................... 96,064 $1,188,312 First Pactrust Bancorp, Inc.............................. 16,705 196,451 *First South Bancorp, Inc................................. 17,129 92,497 *First United Corp........................................ 500 3,450 First West Virginia Bancorp.............................. 432 7,195 *FirstCity Financial Corp................................. 20,633 166,921 #FirstMerit Corp.......................................... 140,178 1,942,867 Flagstone Reinsurance Holdings SA........................ 79,400 701,896 Flushing Financial Corp.................................. 75,448 1,173,216 #FNB Corp................................................. 192,126 2,061,512 #*FNB United Corp.......................................... 48 575 *Forestar Group, Inc...................................... 56,829 909,832 Fox Chase Bancorp, Inc................................... 33,410 519,860 *Franklin Financial Corp.................................. 1,732 29,842 Fulton Financial Corp.................................... 1,784 17,340 #FXCM, Inc................................................ 25,808 232,272 GAMCO Investors, Inc. Class A............................ 4,608 225,792 German American Bancorp, Inc............................. 29,938 675,102 GFI Group, Inc........................................... 196,555 621,114 #Glacier Bancorp, Inc..................................... 89,278 1,294,531 *Gleacher & Co., Inc...................................... 39,755 27,828 *Global Indemnity P.L.C................................... 23,251 515,707 Great Southern Bancorp, Inc.............................. 30,592 867,895 #*Green Dot Corp. Class A.................................. 17,895 182,350 #Greenhill & Co., Inc..................................... 19,644 937,412 *Greenlight Capital Re, Ltd. Class A...................... 38,315 978,948 *Guaranty Bancorp......................................... 34,358 62,875 *Guaranty Federal Bancshares, Inc......................... 3,766 26,739 *Hallmark Financial Services, Inc......................... 45,993 350,927 Hampden Bancorp, Inc..................................... 7,411 95,972 *Hanmi Financial Corp..................................... 41,376 513,476 Hanover Insurance Group, Inc. (The)...................... 44,249 1,597,831 Harleysville Savings Financial Corp...................... 101 1,716 *Harris & Harris Group, Inc............................... 78,637 269,725 Hawthorn Bancshares, Inc................................. 1,673 14,639 Heartland Financial USA, Inc............................. 35,597 1,021,634 *Heritage Commerce Corp................................... 30,889 203,559 Heritage Financial Corp.................................. 14,567 201,462 Heritage Financial Group, Inc............................ 22,052 295,056 HF Financial Corp........................................ 2,659 33,982 *HFF, Inc. Class A........................................ 61,721 859,774 *Hilltop Holdings, Inc.................................... 122,727 1,667,860 Hingham Institution for Savings.......................... 559 37,984 #*HMN Financial, Inc....................................... 2,746 9,172 *Home Bancorp, Inc........................................ 1,082 20,461 Home BancShares, Inc..................................... 42,363 1,467,454 Home Federal Bancorp, Inc................................ 38,027 434,268 Homeowners Choice, Inc................................... 21,912 486,446 HopFed Bancorp, Inc...................................... 7,718 60,586 Horace Mann Educators Corp............................... 77,652 1,491,695 Horizon Bancorp.......................................... 1,254 36,366 Hudson Valley Holding Corp............................... 12,960 208,786 IBERIABANK Corp.......................................... 43,346 2,158,197 *ICG Group, Inc........................................... 81,014 849,027 #*Imperial Holdings, Inc................................... 1,300 4,576 Independence Holding Co.................................. 36,356 317,751 Independent Bank Corp. (453836108)....................... 40,584 1,197,634 #*Independent Bank Corp. (453838609)....................... 21,971 75,580 Infinity Property & Casualty Corp........................ 17,124 977,952 Interactive Brokers Group, Inc. Class A.................. 58,473 833,240 International Bancshares Corp............................ 73,801 1,339,488 1020 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *Intervest Bancshares Corp. Class A....................... 10,130 $ 42,040 #*INTL. FCStone, Inc....................................... 39,622 734,196 *Investment Technology Group, Inc......................... 50,219 423,848 *Investors Bancorp, Inc................................... 123,487 2,221,531 *Investors Capital Holdings, Ltd.......................... 1,464 5,358 Investors Title Co....................................... 934 61,270 Janus Capital Group, Inc................................. 211,524 1,797,954 JMP Group, Inc........................................... 50,429 279,377 Kaiser Federal Financial Group, Inc...................... 22,451 346,419 #KBW, Inc................................................. 31,669 514,621 Kearny Financial Corp.................................... 60,876 575,278 Kemper Corp.............................................. 64,373 1,995,563 Kennedy-Wilson Holdings, Inc............................. 27,787 394,575 Kentucky First Federal Bancorp........................... 3,402 27,896 #*Knight Capital Group, Inc. Class A....................... 125,936 331,212 Lake Shore Bancorp, Inc.................................. 338 3,542 Lakeland Bancorp, Inc.................................... 61,631 611,996 Lakeland Financial Corp.................................. 40,257 1,074,459 Landmark Bancorp, Inc.................................... 2,232 45,756 #Life Partners Holdings, Inc.............................. 10,604 26,934 LNB Bancorp, Inc......................................... 12,718 75,926 #*Louisiana Bancorp, Inc................................... 8,396 137,443 *Macatawa Bank Corp....................................... 48,519 149,924 *Magyar Bancorp, Inc...................................... 809 3,916 Maiden Holdings, Ltd..................................... 83,288 703,784 MainSource Financial Group, Inc.......................... 46,307 579,764 #MarketAxess Holdings, Inc................................ 48,452 1,513,640 Marlin Business Services Corp............................ 30,789 695,524 Mayflower Bancorp, Inc................................... 100 903 MB Financial, Inc........................................ 70,116 1,420,550 #*MBIA, Inc................................................ 203,899 2,018,600 #*MBT Financial Corp....................................... 28,351 81,651 MCG Capital Corp......................................... 171,277 798,151 Meadowbrook Insurance Group, Inc......................... 111,794 628,282 Medallion Financial Corp................................. 43,855 548,626 *Mercantile Bank Corp..................................... 12,831 212,096 Merchants Bancshares, Inc................................ 14,947 437,648 *Meridian Interstate Bancorp, Inc......................... 34,205 577,722 Meta Financial Group, Inc................................ 3,761 89,361 *Metro Bancorp, Inc....................................... 33,582 435,894 *MetroCorp Bancshares, Inc................................ 17,385 176,284 *MGIC Investment Corp..................................... 216,764 372,834 MicroFinancial, Inc...................................... 17,150 135,142 Mid Penn Bancorp, Inc.................................... 531 5,416 MidSouth Bancorp, Inc.................................... 18,736 290,408 MidWestOne Financial Group, Inc.......................... 4,319 87,244 Montpelier Re Holdings, Ltd.............................. 85,084 1,945,871 MutualFirst Financial, Inc............................... 5,459 66,381 #*National Financial Partners Corp......................... 74,855 1,373,589 National Interstate Corp................................. 37,253 966,715 National Penn Bancshares, Inc............................ 219,986 1,964,475 National Security Group, Inc............................. 1,000 8,370 National Western Life Insurance Co. Class A.............. 1,700 238,629 Naugatuck Valley Financial Corp.......................... 99 736 *Navigators Group, Inc. (The)............................. 20,522 1,089,308 NBT Bancorp, Inc......................................... 39,269 835,252 Nelnet, Inc. Class A..................................... 58,422 1,426,081 #*Netspend Holdings, Inc................................... 40,944 438,510 *New Century Bancorp, Inc................................. 1,478 7,907 New England Bancshares, Inc.............................. 19,498 281,356 New Hampshire Thrift Bancshares, Inc..................... 2,734 36,034 1021 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) *NewBridge Bancorp........................................ 12,378 $ 53,349 *Newport Bancorp, Inc..................................... 700 11,694 *NewStar Financial, Inc................................... 112,087 1,401,088 *North Valley Bancorp..................................... 1,279 17,804 Northeast Bancorp........................................ 38 362 Northeast Community Bancorp, Inc......................... 35,308 191,369 #Northfield Bancorp, Inc.................................. 55,058 894,142 Northrim Bancorp, Inc.................................... 6,560 147,797 Northwest Bancshares, Inc................................ 164,679 1,959,680 Norwood Financial Corp................................... 576 18,288 Ocean Shore Holding Co................................... 205 2,724 OceanFirst Financial Corp................................ 41,554 579,263 *Ocwen Financial Corp..................................... 87,991 3,393,813 Ohio Valley Banc Corp.................................... 600 11,325 Old National Bancorp..................................... 136,387 1,673,468 #*Old Second Bancorp, Inc.................................. 7,253 10,154 *OmniAmerican Bancorp, Inc................................ 20,917 478,790 OneBeacon Insurance Group, Ltd. Class A.................. 38,702 522,477 Oppenheimer Holdings, Inc. Class A....................... 9,841 160,211 Oriental Financial Group, Inc............................ 94,978 1,118,841 Oritani Financial Corp................................... 83,120 1,270,074 *Pacific Capital Bancorp.................................. 1,465 67,258 Pacific Continental Corp................................. 42,439 394,258 *Pacific Mercantile Bancorp............................... 22,505 161,361 *Pacific Premier Bancorp, Inc............................. 2,269 25,458 PacWest Bancorp.......................................... 40,758 917,055 Park National Corp....................................... 15,289 1,017,483 *Park Sterling Corp....................................... 23,270 116,350 *Patriot National Bancorp................................. 498 757 Peapack-Gladstone Financial Corp......................... 11,840 183,402 Penns Woods Bancorp, Inc................................. 3,062 124,103 #*Penson Worldwide, Inc.................................... 13,048 286 Peoples Bancorp of North Carolina........................ 986 9,860 Peoples Bancorp, Inc..................................... 23,072 491,434 #*PHH Corp................................................. 56,830 1,182,632 *Phoenix Cos, Inc. (The).................................. 11,557 348,328 *PICO Holdings, Inc....................................... 55,268 1,223,634 *Pinnacle Financial Partners, Inc......................... 74,601 1,458,450 *Piper Jaffray Cos., Inc.................................. 17,595 472,426 Platinum Underwriters Holdings, Ltd...................... 44,055 1,956,042 *Popular, Inc............................................. 30,127 582,355 *Porter Bancorp, Inc...................................... 868 1,267 #*Preferred Bank........................................... 6,070 86,255 Premier Financial Bancorp, Inc........................... 2,848 27,255 Presidential Life Corp................................... 60,095 840,128 Primerica, Inc........................................... 80,041 2,261,959 *Primus Guaranty, Ltd..................................... 37,536 313,426 PrivateBancorp, Inc...................................... 91,500 1,478,640 ProAssurance Corp........................................ 5,311 474,803 #Prosperity Bancshares, Inc............................... 20,321 850,637 Provident Financial Holdings, Inc........................ 6,455 95,340 Provident Financial Services, Inc........................ 80,839 1,212,585 Provident New York Bancorp............................... 67,924 620,146 *Prudential Bancorp, Inc. of Pennsylvania................. 1,700 11,220 Pulaski Financial Corp................................... 12,796 109,534 Pzena Investment Management, Inc. Class A................ 7,480 42,187 QC Holdings, Inc......................................... 25,220 85,244 #Radian Group, Inc........................................ 324,032 1,519,710 Renasant Corp............................................ 57,354 1,055,887 Republic Bancorp, Inc. Class A........................... 38,481 831,959 *Republic First Bancorp, Inc.............................. 11,514 24,525 1022 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Financials -- (Continued) Resource America, Inc. Class A........................... 44,043 $ 297,731 *Riverview Bancorp, Inc................................... 8,195 13,522 #RLI Corp................................................. 23,484 1,601,139 Rockville Financial, Inc................................. 71,407 948,999 Roma Financial Corp...................................... 50,696 446,632 *Royal Bancshares of Pennsylvania, Inc. Class A........... 8,910 17,820 S&T Bancorp, Inc......................................... 61,721 1,084,438 S.Y. Bancorp, Inc........................................ 28,930 682,169 *Safeguard Scientifics, Inc............................... 51,139 810,553 Safety Insurance Group, Inc.............................. 25,494 1,181,647 Salisbury Bancorp, Inc................................... 276 7,057 Sandy Spring Bancorp, Inc................................ 56,131 1,073,225 SCBT Financial Corp...................................... 34,852 1,382,927 SeaBright Holdings, Inc.................................. 38,422 421,489 *Security National Financial Corp. Class A................ 2,606 12,769 Selective Insurance Group, Inc........................... 76,124 1,407,533 Shore Bancshares, Inc.................................... 6,047 34,166 SI Financial Group, Inc.................................. 35,417 389,587 *Siebert Financial Corp................................... 7,500 11,850 Sierra Bancorp........................................... 26,723 300,634 Simmons First National Corp. Class A..................... 41,182 1,025,020 Somerset Hills Bancorp................................... 16,578 140,416 *Southcoast Financial Corp................................ 62 290 *Southern First Bancshares, Inc........................... 2,941 29,116 Southern Missouri Bancorp, Inc........................... 400 9,700 Southern National Bancorp of Virginia, Inc............... 342 2,784 Southside Bancshares, Inc................................ 45,351 925,623 *Southwest Bancorp, Inc................................... 39,197 422,936 Southwest Georgia Financial Corp......................... 1,439 12,922 #*St. Joe Co. (The)........................................ 82,481 1,633,124 StanCorp Financial Group, Inc............................ 52,782 1,813,062 State Auto Financial Corp................................ 43,530 702,574 StellarOne Corp.......................................... 49,274 676,039 Sterling Bancorp......................................... 68,553 654,681 #Stewart Information Services Corp........................ 16,093 375,289 #*Stifel Financial Corp.................................... 48,787 1,546,548 *Stratus Properties, Inc.................................. 14,485 133,262 #*Suffolk Bancorp.......................................... 9,678 145,364 Summit State Bank........................................ 800 5,664 *Sun Bancorp, Inc......................................... 57,534 177,780 Susquehanna Bancshares, Inc.............................. 234,498 2,431,744 *Sussex Bancorp........................................... 823 4,897 *SWS Group, Inc........................................... 19,920 113,345 Symetra Financial Corp................................... 86,296 1,031,237 Synovus Financial Corp................................... 321,273 787,119 #*Taylor Capital Group, Inc................................ 42,994 803,128 TCF Financial Corp....................................... 104,683 1,197,574 Teche Holding Co......................................... 2,950 118,236 *Tejon Ranch Co........................................... 36,061 1,079,666 Territorial Bancorp, Inc................................. 18,758 423,931 #*Texas Capital Bancshares, Inc............................ 42,200 2,003,234 TF Financial Corp........................................ 840 18,816 Thomas Properties Group, Inc............................. 96,779 516,800 *Timberland Bancorp, Inc.................................. 8,251 51,156 Tompkins Financial Corp.................................. 26,611 1,077,213 Tower Financial Corp..................................... 382 4,527 Tower Group, Inc......................................... 49,242 887,341 #TowneBank................................................ 49,802 775,417 *Tree.com, Inc............................................ 16,407 237,081 TriCo Bancshares......................................... 33,546 563,573 TrustCo Bank Corp........................................ 187,829 1,048,086 1023 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Financials -- (Continued) Trustmark Corp......................................... 81,536 $ 1,913,650 #UMB Financial Corp..................................... 43,855 1,952,863 Umpqua Holdings Corp................................... 151,178 1,827,742 Unico American Corp.................................... 4,300 48,977 Union First Market Bankshares Corp..................... 43,600 684,520 *United Bancshares, Inc................................. 110 1,043 #United Bankshares, Inc................................. 49,844 1,187,783 *United Community Banks, Inc............................ 28,591 248,742 *United Community Financial Corp........................ 8,077 30,773 United Financial Bancorp, Inc.......................... 38,414 590,423 United Fire Group, Inc................................. 37,365 888,166 #*United Security Bancshares............................. 39,303 117,910 *Unity Bancorp, Inc..................................... 5,784 35,282 Universal Insurance Holdings, Inc...................... 94,309 372,521 Univest Corp. of Pennsylvania.......................... 34,528 584,214 ViewPoint Financial Group, Inc......................... 81,712 1,699,610 *Virginia Commerce Bancorp, Inc......................... 78,618 720,141 *Virtus Investment Partners, Inc........................ 11,398 1,094,208 VSB Bancorp, Inc....................................... 478 5,084 *Walker & Dunlop, Inc................................... 4,999 83,033 Washington Banking Co.................................. 37,419 511,518 Washington Federal, Inc................................ 117,821 1,977,036 Washington Trust Bancorp, Inc.......................... 37,110 1,001,599 *Waterstone Financial, Inc.............................. 75,617 408,332 Wayne Savings Bancshares, Inc.......................... 132 1,188 Webster Financial Corp................................. 96,257 2,117,654 WesBanco, Inc.......................................... 62,494 1,374,868 West Bancorporation, Inc............................... 41,614 454,009 *West Coast Bancorp..................................... 45,081 992,684 #Westamerica Bancorporation............................. 29,482 1,300,746 #*Western Alliance Bancorp............................... 158,880 1,630,109 Westfield Financial, Inc............................... 63,564 463,382 Westwood Holdings Group, Inc........................... 14,154 549,458 White River Capital, Inc............................... 538 12,172 *Wilshire Bancorp, Inc.................................. 141,013 917,995 #Wintrust Financial Corp................................ 47,811 1,766,616 #*World Acceptance Corp.................................. 21,517 1,436,475 *WSB Holdings, Inc...................................... 800 4,560 WSFS Financial Corp.................................... 2,713 114,909 WVS Financial Corp..................................... 700 6,125 *ZipRealty, Inc......................................... 37,056 97,828 ------------ Total Financials.......................................... 261,311,532 ------------ Health Care -- (8.3%) *Abaxis, Inc............................................ 20,277 745,788 #*ABIOMED, Inc........................................... 41,973 831,905 *Accuray, Inc........................................... 153,402 1,067,678 *Acorda Therapeutics, Inc............................... 18,229 436,585 *Adcare Health Systems, Inc............................. 9,499 45,027 *Addus HomeCare Corp.................................... 8,574 46,557 *ADVENTRX Pharmaceuticals, Inc.......................... 12,782 8,051 *Affymax, Inc........................................... 65,582 1,494,614 #*Affymetrix, Inc........................................ 130,238 412,854 #*Air Methods Corp....................................... 22,944 2,515,351 *Albany Molecular Research, Inc......................... 68,314 241,832 *Alere, Inc............................................. 31 595 #*Align Technology, Inc.................................. 22,750 604,695 *Alkermes P.L.C......................................... 67,005 1,241,603 *Alliance HealthCare Services, Inc...................... 28,553 39,403 *Allied Healthcare Products, Inc........................ 1,200 3,276 *Almost Family, Inc..................................... 15,589 323,160 1024 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *Alnylam Pharmaceuticals, Inc............................. 17,654 $ 285,465 *Alphatec Holdings, Inc................................... 138,871 238,858 *AMAG Pharmaceuticals, Inc................................ 20,643 319,554 *Amedisys, Inc............................................ 41,985 463,514 *American Shared Hospital Services........................ 2,300 6,877 *AMN Healthcare Services, Inc............................. 85,927 852,396 *Amsurg Corp.............................................. 37,997 1,083,674 Analogic Corp............................................ 14,971 1,102,764 *AngioDynamics, Inc....................................... 55,568 596,245 *Anika Therapeutics, Inc.................................. 33,335 373,685 *Ariad Pharmaceuticals, Inc............................... 193,800 4,176,390 Arrhythmia Research Technology, Inc...................... 6,700 16,549 *ArthroCare Corp.......................................... 25,265 759,971 Assisted Living Concepts, Inc. Class A................... 51,832 409,991 *Astex Pharmaceuticals, Inc............................... 157,371 374,543 *AtriCure, Inc............................................ 11,814 75,846 Atrion Corp.............................................. 3,399 690,813 #*AVEO Pharmaceuticals, Inc................................ 15,380 117,349 *BioClinica, Inc.......................................... 46,104 289,072 *BioMimetic Therapeutics, Inc............................. 1,100 4,081 #*Bio-Reference Labs, Inc.................................. 30,365 842,932 *BioScrip, Inc............................................ 141,445 1,302,708 *Bovie Medical Corp....................................... 26,877 100,789 *Cambrex Corp............................................. 72,842 879,931 Cantel Medical Corp...................................... 56,014 1,456,924 *Capital Senior Living Corp............................... 75,382 1,212,143 *CardioNet, Inc........................................... 45,119 109,639 *CAS Medical Systems, Inc................................. 3,539 6,441 #*Celldex Therapeutics, Inc................................ 146,739 808,532 *Centene Corp............................................. 23,191 880,794 #*Cepheid, Inc............................................. 9,609 291,249 *Charles River Laboratories International, Inc............ 33,300 1,242,756 #Chemed Corp.............................................. 23,330 1,568,942 *Chindex International, Inc............................... 2,779 28,818 #*Codexis, Inc............................................. 17,017 44,244 *CombiMatrix Corp......................................... 10,623 4,621 Computer Programs & Systems, Inc......................... 12,522 611,199 *Conceptus, Inc........................................... 67,088 1,263,938 CONMED Corp.............................................. 45,317 1,253,468 #Cooper Cos., Inc. (The).................................. 4,987 478,652 *Corvel Corp.............................................. 22,117 940,636 *Cross Country Healthcare, Inc............................ 40,381 177,676 CryoLife, Inc............................................ 75,867 469,617 #*Cubist Pharmaceuticals, Inc.............................. 13,789 591,548 *Cumberland Pharmaceuticals, Inc.......................... 43,160 253,349 *Cutera, Inc.............................................. 35,410 262,388 *Cyberonics, Inc.......................................... 26,122 1,208,142 *Cynosure, Inc. Class A................................... 24,217 637,876 *Cytokinetics, Inc........................................ 9,607 6,341 Daxor Corp............................................... 3,400 27,506 *Depomed, Inc............................................. 81,051 457,938 *Digirad Corp............................................. 38,425 82,614 *DUSA Pharmaceuticals, Inc................................ 67,549 463,386 *Dynacq Healthcare, Inc................................... 9,092 91 *DynaVox, Inc. Class A.................................... 1,885 942 *Emergent Biosolutions, Inc............................... 52,198 693,711 *Emeritus Corp............................................ 32,082 720,241 #*Endocyte, Inc............................................ 10,823 103,576 *Endologix, Inc........................................... 49,785 670,106 Ensign Group, Inc. (The)................................. 37,116 1,082,303 *Enzo Biochem, Inc........................................ 63,177 126,354 1025 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) *Enzon Pharmaceuticals, Inc............................... 110,938 $ 728,863 *Epocrates, Inc........................................... 414 4,049 #*Exactech, Inc............................................ 29,065 485,385 *ExamWorks Group, Inc..................................... 19,093 267,684 #*FAB Universal Corp....................................... 15,344 55,238 *Five Star Quality Care, Inc.............................. 97,274 511,661 *Furiex Pharmaceuticals, Inc.............................. 20,498 392,947 *Future Healthcare of America............................. 15,344 2,992 *GenMark Diagnostics, Inc................................. 477 4,064 #*Genomic Health, Inc...................................... 6,926 216,438 *Gentiva Health Services, Inc............................. 74,531 700,591 *Greatbatch, Inc.......................................... 61,421 1,350,034 *GTx, Inc................................................. 1,899 7,615 *Haemonetics Corp......................................... 25,159 2,055,490 *Hanger, Inc.............................................. 34,011 862,179 *Harvard Bioscience, Inc.................................. 68,472 275,257 #*Health Management Associates, Inc. Class A............... 13,875 101,288 *HealthStream, Inc........................................ 59,755 1,526,143 *Healthways, Inc.......................................... 63,416 617,038 *Hi-Tech Pharmacal Co., Inc............................... 27,449 860,526 #*HMS Holdings Corp........................................ 25,746 594,475 #*Horizon Pharma, Inc...................................... 3,626 9,355 *ICU Medical, Inc......................................... 20,292 1,203,924 *Idera Pharmaceuticals, Inc............................... 44,271 40,729 #*Immunomedics, Inc........................................ 14,131 46,774 #*Impax Laboratories, Inc.................................. 77,190 1,640,288 #*Incyte Corp.............................................. 66,586 1,062,713 #*Infinity Pharmaceuticals, Inc............................ 45,903 1,027,768 #*Integra LifeSciences Holdings Corp....................... 23,477 897,995 Invacare Corp............................................ 44,918 613,131 #*IPC The Hospitalist Co................................... 13,010 448,715 *Iridex Corp.............................................. 6,949 27,657 *IRIS International, Inc.................................. 39,671 773,188 *Jazz Pharmaceuticals P.L.C............................... 43,942 2,361,004 Kewaunee Scientific Corp................................. 2,000 22,560 *Kindred Healthcare, Inc.................................. 31,736 311,013 *K-V Pharmaceutical Co. Class B........................... 8,994 450 Landauer, Inc............................................ 17,134 992,915 *Lannet Co., Inc.......................................... 65,604 289,314 *LCA-Vision, Inc.......................................... 31,653 120,914 LeMaitre Vascular, Inc................................... 33,988 203,928 *LHC Group, Inc........................................... 29,638 519,258 *LifePoint Hospitals, Inc................................. 13,443 475,076 *Ligand Pharmaceuticals, Inc. Class B..................... 851 13,122 *Luminex Corp............................................. 8,822 141,858 *Magellan Health Services, Inc............................ 32,968 1,653,345 #*Masimo Corp.............................................. 13,362 293,563 Maxygen, Inc............................................. 61,257 149,467 *MedAssets, Inc........................................... 40,861 724,466 .*MedCath Corp............................................. 41,900 57,403 *Medical Action Industries, Inc........................... 33,826 99,787 #*Medicines Co. (The)...................................... 105,773 2,318,544 *MediciNova, Inc.......................................... 10,669 22,618 *Medidata Solutions, Inc.................................. 49,170 2,066,123 #*Medivation, Inc.......................................... 9,140 467,237 *Merit Medical Systems, Inc............................... 56,541 816,452 *Metabolix, Inc........................................... 1,305 1,736 *Metropolitan Health Networks, Inc........................ 119,084 1,301,588 *Misonix, Inc............................................. 1,809 7,996 *Molina Healthcare, Inc................................... 68,436 1,715,691 #*Momenta Pharmaceuticals, Inc............................. 37,295 472,901 1026 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Health Care -- (Continued) #*MWI Veterinary Supply, Inc............................... 14,870 $1,561,647 *Myrexis, Inc............................................. 26,518 63,643 #*Nabi Biopharmaceuticals.................................. 56,698 99,222 #*Nanosphere, Inc.......................................... 2,136 6,686 National Healthcare Corp................................. 22,690 1,080,498 National Research Corp................................... 11,763 596,149 *Natus Medical, Inc....................................... 69,878 789,621 *Navidea Biopharmaceuticals, Inc.......................... 7,239 20,269 #*Neogen Corp.............................................. 19,624 839,711 *Neurocrine Biosciences, Inc.............................. 32,109 235,359 *NuVasive, Inc............................................ 49,723 717,006 *Obagi Medical Products, Inc.............................. 47,556 586,365 *Omnicell, Inc............................................ 80,423 1,172,567 *OraSure Technologies, Inc................................ 49,619 449,548 *Orexigen Therapeutics, Inc............................... 41,850 223,060 *Orthofix International NV................................ 15,669 621,433 #Owens & Minor, Inc....................................... 16,641 473,769 *Palomar Medical Technologies, Inc........................ 34,305 296,052 #*PAREXEL International Corp............................... 70,045 2,149,681 *PDI, Inc................................................. 33,451 229,139 #PDL BioPharma, Inc....................................... 150,411 1,120,562 #*Pernix Therapeutics Holdings, Inc........................ 4,466 35,192 *PharMerica Corp.......................................... 58,283 712,218 #*PhotoMedex, Inc.......................................... 3,951 52,588 *Pozen, Inc............................................... 68,619 411,028 *Progenics Pharmaceuticals, Inc........................... 62,441 177,957 *ProPhase Labs, Inc....................................... 28,021 46,235 *Providence Service Corp. (The)........................... 28,021 285,814 *pSivida Corp............................................. 42,667 66,561 #*PSS World Medical, Inc................................... 25,303 724,172 #*Questcor Pharmaceuticals, Inc............................ 32,968 840,025 #*Quidel Corp.............................................. 67,896 1,190,217 *RadNet, Inc.............................................. 72,353 188,118 *Repligen Corp............................................ 80,227 409,158 *Rigel Pharmaceuticals, Inc............................... 116,659 1,039,432 *Rochester Medical Corp................................... 29,490 309,350 #*Rockwell Medical, Inc.................................... 3,017 21,692 *RTI Biologics, Inc....................................... 135,958 551,989 #*Sangamo Biosciences, Inc................................. 59,196 329,130 *Santarus, Inc............................................ 65,510 598,106 #*SciClone Pharmaceuticals, Inc............................ 141,894 781,836 *Select Medical Holdings Corp............................. 99,570 1,054,446 #*SIGA Technologies, Inc................................... 38,696 112,218 *Skilled Healthcare Group, Inc. Class A................... 32,032 248,889 *Solta Medical, Inc....................................... 112,575 332,096 Span-American Medical System, Inc........................ 5,507 96,070 *Spectranetics Corp....................................... 46,154 672,002 #*Spectrum Pharmaceuticals, Inc............................ 68,193 761,034 *Staar Surgical Co........................................ 25,781 166,030 #STERIS Corp.............................................. 58,593 2,086,497 *Strategic Diagnostics, Inc............................... 50,513 57,585 *Sucampo Pharmaceuticals, Inc. Class A.................... 30,130 150,349 *SunLink Health Systems, Inc.............................. 2,957 3,105 #*Sunrise Senior Living, Inc............................... 67,572 972,361 *SurModics, Inc........................................... 42,438 763,035 *Symmetry Medical, Inc.................................... 85,995 787,714 *Synageva BioPharma Corp.................................. 5,998 253,595 *Targacept, Inc........................................... 16,973 69,250 *Team Health Holdings, Inc................................ 55,283 1,471,081 *Theragenics Corp......................................... 29,558 45,224 #*Thoratec Corp............................................ 40,024 1,428,857 1027 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Health Care -- (Continued) *Tornier NV............................................. 8,023 $ 137,193 *TranS1, Inc............................................ 42,116 115,819 #*Transcept Pharmaceuticals, Inc......................... 35,523 180,812 *Triple-S Management Corp. Class B...................... 35,425 639,067 #*Trius Therapeutics, Inc................................ 15,586 85,411 U.S. Physical Therapy, Inc............................. 28,501 760,977 *Universal American Corp................................ 119,086 1,076,537 Utah Medical Products, Inc............................. 8,858 301,349 *Vascular Solutions, Inc................................ 36,394 548,458 #*Vical, Inc............................................. 19,339 65,946 *ViroPharma, Inc........................................ 115,735 2,922,309 *WellCare Health Plans, Inc............................. 34,000 1,618,400 West Pharmaceutical Services, Inc...................... 36,624 1,972,935 #*Wright Medical Group, Inc.............................. 49,614 1,008,156 #*XenoPort, Inc.......................................... 62,424 513,750 Young Innovations, Inc................................. 18,572 634,234 #*Zalicus, Inc........................................... 76,646 42,922 ------------ Total Health Care......................................... 128,952,713 ------------ Industrials -- (15.3%) A.O. Smith Corp........................................ 21,759 1,322,294 *A.T. Cross Co. Class A................................. 23,659 224,051 AAON, Inc.............................................. 45,378 952,030 AAR Corp............................................... 54,900 828,441 ABM Industries, Inc.................................... 59,910 1,138,290 #*Acacia Research Corp................................... 40,041 1,039,865 #*ACCO Brands Corp....................................... 79,395 574,820 *Accuride Corp.......................................... 32,708 87,330 Aceto Corp............................................. 70,011 701,510 Acme United Corp....................................... 9,349 105,924 #Acorn Energy, Inc...................................... 40,406 343,855 #Actuant Corp. Class A.................................. 61,276 1,730,434 *Adept Technology, Inc.................................. 19,544 78,176 #*Advisory Board Co. (The)............................... 38,826 1,844,235 *Aegion Corp............................................ 47,214 872,043 *AeroCentury Corp....................................... 1,795 22,599 *Aerosonic Corp......................................... 932 3,048 *Aerovironment, Inc..................................... 31,367 689,760 *Air Transport Services Group, Inc...................... 123,338 474,851 Aircastle, Ltd......................................... 81,000 901,530 Alamo Group, Inc....................................... 26,599 891,066 #*Alaska Air Group, Inc.................................. 44,432 1,699,080 Albany International Corp. Class A..................... 33,856 743,816 #*Allegiant Travel Co.................................... 21,587 1,570,238 .*Allied Defense Group, Inc. (The)....................... 2,975 15,916 Allied Motion Technologies, Inc........................ 3,693 23,820 Altra Holdings, Inc.................................... 64,056 1,154,289 Amerco, Inc............................................ 25,259 2,918,425 *Ameresco, Inc. Class A................................. 40,441 447,277 *American Railcar Industries, Inc....................... 53,313 1,566,336 *American Reprographics Co.............................. 71,452 273,661 American Science & Engineering, Inc.................... 9,061 576,098 #*American Superconductor Corp........................... 47,654 171,078 *American Woodmark Corp................................. 26,919 619,137 Ampco-Pittsburgh Corp.................................. 18,240 322,118 *AMREP Corp............................................. 11,795 76,667 Apogee Enterprises, Inc................................ 71,177 1,449,875 Applied Industrial Technologies, Inc................... 50,746 2,059,780 Argan, Inc............................................. 25,660 456,491 Arkansas Best Corp..................................... 42,057 338,559 *Arotech Corp........................................... 20,131 20,534 1028 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Ascent Solar Technologies, Inc........................... 4,600 $ 3,749 *Asset Acceptance Capital Corp............................ 41,887 267,239 Asta Funding, Inc........................................ 33,832 317,344 *Astec Industries, Inc.................................... 25,236 726,797 *Astronics Corp........................................... 17,469 405,455 *Astronics Corp. Class B.................................. 6,668 152,372 *Atlas Air Worldwide Holdings, Inc........................ 29,914 1,644,971 *Avalon Holding Corp. Class A............................. 1,400 5,600 #*Avis Budget Group, Inc................................... 130,275 2,153,446 AZZ, Inc................................................. 35,066 1,383,003 Baltic Trading, Ltd...................................... 12,368 42,175 Barnes Group, Inc........................................ 61,800 1,413,984 Barrett Business Services, Inc........................... 23,882 712,400 #*Beacon Roofing Supply, Inc............................... 53,162 1,719,259 #Belden, Inc.............................................. 32,392 1,159,634 *Blount International, Inc................................ 36,065 477,140 *BlueLinx Holdings, Inc................................... 54,738 115,497 Brady Corp. Class A...................................... 40,712 1,252,301 *Breeze-Eastern Corp...................................... 18,372 146,976 Briggs & Stratton Corp................................... 68,413 1,351,157 Brink's Co. (The)........................................ 21,195 557,640 *Builders FirstSource, Inc................................ 44,608 245,790 *CAI International, Inc................................... 41,886 928,194 Cascade Corp............................................. 26,041 1,692,405 *Casella Waste Systems, Inc. Class A...................... 45,514 208,454 #*CBIZ, Inc................................................ 113,539 626,735 CDI Corp................................................. 42,663 733,377 CECO Environmental Corp.................................. 38,427 340,079 Celadon Group, Inc....................................... 55,816 954,454 Ceradyne, Inc............................................ 31,356 1,096,206 *Champion Industries, Inc................................. 2,307 461 #*Chart Industries, Inc.................................... 32,460 2,297,843 Chicago Rivet & Machine Co............................... 300 5,532 CIRCOR International, Inc................................ 24,116 831,761 Coleman Cable, Inc....................................... 23,042 218,669 #*Colfax Corp.............................................. 47,513 1,633,972 *Columbus McKinnon Corp................................... 42,338 633,800 Comfort Systems USA, Inc................................. 76,074 829,207 *Command Security Corp.................................... 21,112 27,446 *Commercial Vehicle Group, Inc............................ 54,094 410,573 CompX International, Inc................................. 2,107 29,561 *Consolidated Graphics, Inc............................... 22,300 658,073 Con-way, Inc............................................. 44,238 1,287,768 Corporate Executive Board Co. (The)...................... 28,737 1,292,016 Courier Corp............................................. 26,492 319,229 *Covenant Transportation Group, Inc. Class A.............. 27,300 126,672 *CPI Aerostructures, Inc.................................. 17,295 190,418 *CRA International, Inc................................... 22,109 370,105 Cubic Corp............................................... 29,003 1,415,346 Curtiss-Wright Corp...................................... 57,577 1,777,402 Deluxe Corp.............................................. 33,010 1,040,145 *Dolan Co. (The).......................................... 59,017 273,249 *Dollar Thrifty Automotive Group, Inc..................... 3,800 292,600 Douglas Dynamics, Inc.................................... 46,781 710,603 *Ducommun, Inc............................................ 25,696 350,493 *DXP Enterprises, Inc..................................... 31,485 1,550,007 *Dycom Industries, Inc.................................... 72,381 1,030,705 Dynamic Materials Corp................................... 31,095 417,295 *Eagle Bulk Shipping, Inc................................. 1,851 5,479 Eastern Co. (The)........................................ 8,993 143,888 *Echo Global Logistics, Inc............................... 40,507 680,923 1029 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) Ecology & Environment, Inc. Class A...................... 920 $ 11,288 EMCOR Group, Inc......................................... 52,749 1,696,408 *Encore Capital Group, Inc................................ 43,194 1,252,626 Encore Wire Corp......................................... 41,411 1,277,943 *Energy Recovery, Inc..................................... 56,158 166,789 *EnergySolutions, Inc..................................... 165,568 473,524 #*EnerNOC, Inc............................................. 34,567 425,865 #*EnerSys, Inc............................................. 63,999 2,206,686 #*Engility Holdings, Inc................................... 6,320 120,080 Ennis, Inc............................................... 58,838 900,221 *EnPro Industries, Inc.................................... 41,842 1,529,744 ESCO Technologies, Inc................................... 27,940 1,046,074 Espey Manufacturing & Electronics Corp................... 5,593 153,584 *Esterline Technologies Corp.............................. 24,152 1,395,744 *Excel Maritime Carriers, Ltd............................. 11,578 4,840 Exelis, Inc.............................................. 6,092 67,378 *Exponent, Inc............................................ 19,349 1,063,808 *Federal Signal Corp...................................... 130,649 753,845 *Flow International Corp.................................. 105,453 350,104 Forward Air Corp......................................... 21,901 730,836 *Franklin Covey Co........................................ 41,060 493,541 Franklin Electric Co., Inc............................... 26,195 1,517,738 FreightCar America, Inc.................................. 28,272 544,236 *Frozen Food Express Industries........................... 29,683 52,242 #*FTI Consulting, Inc...................................... 38,208 991,880 *Fuel Tech, Inc........................................... 42,845 174,808 *Furmanite Corp........................................... 78,966 398,778 G & K Services, Inc. Class A............................. 28,477 918,383 GATX Corp................................................ 28,007 1,161,170 #*Genco Shipping & Trading, Ltd............................ 68,604 208,556 *Gencor Industries, Inc................................... 10,941 78,666 #*GenCorp, Inc............................................. 100,625 887,512 #Generac Holdings, Inc.................................... 47,280 1,607,520 *General Cable Corp....................................... 62,794 1,791,513 #Geo Group, Inc. (The).................................... 93,170 2,582,672 *GeoEye, Inc.............................................. 26,522 831,995 *Gibraltar Industries, Inc................................ 65,935 821,550 Global Power Equipment Group, Inc........................ 30,265 511,478 *Goldfield Corp. (The).................................... 2,800 5,320 Gorman-Rupp Co. (The).................................... 28,158 760,266 *GP Strategies Corp....................................... 43,118 830,022 Graham Corp.............................................. 19,937 358,268 #Granite Construction, Inc................................ 47,400 1,431,954 Great Lakes Dredge & Dock Corp........................... 131,945 1,048,963 *Greenbrier Cos., Inc..................................... 48,489 844,193 Griffon Corp............................................. 91,355 927,253 H&E Equipment Services, Inc.............................. 76,817 1,169,155 Hardinge, Inc............................................ 27,925 289,862 Harsco Corp.............................................. 45,789 915,322 *Hawaiian Holdings, Inc................................... 131,661 780,750 #Healthcare Services Group, Inc........................... 25,427 607,705 Heartland Express, Inc................................... 63,150 880,942 #HEICO Corp............................................... 18,329 708,049 HEICO Corp. Class A...................................... 35,161 1,071,707 Heidrick & Struggles International, Inc.................. 38,369 454,289 #Herman Miller, Inc....................................... 37,500 727,125 *Hexcel Corp.............................................. 9,359 239,216 *Hill International, Inc.................................. 87,347 296,106 #HNI Corp................................................. 42,083 1,158,124 Houston Wire & Cable Co.................................. 35,815 396,472 *Hub Group, Inc. Class A.................................. 32,954 1,021,904 1030 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *Hudson Global, Inc....................................... 61,636 $ 249,009 #*Huntington Ingalls Industries, Inc....................... 32,035 1,357,643 *Hurco Cos., Inc.......................................... 16,988 390,384 *Huron Consulting Group, Inc.............................. 28,610 825,398 *Hyster-Yale Materials Handling, Inc...................... 8,800 361,504 *Hyster-Yale Materials Handling, Inc. Class B............. 8,800 361,504 *ICF International, Inc................................... 45,979 843,715 #*II-VI, Inc............................................... 70,886 1,170,328 #*InnerWorkings, Inc....................................... 81,611 1,176,831 *Innotrac Corp............................................ 712 1,488 *Innovative Solutions & Support, Inc...................... 39,691 170,671 Insperity, Inc........................................... 26,597 694,448 Insteel Industries, Inc.................................. 32,437 376,269 *Integrated Electrical Services, Inc...................... 16,819 90,823 Interface, Inc........................................... 122,955 1,759,486 International Shipholding Corp........................... 14,919 249,446 Intersections, Inc....................................... 44,559 413,953 #*JetBlue Airways Corp..................................... 289,943 1,533,798 John Bean Technologies Corp.............................. 49,696 766,312 *Kadant, Inc.............................................. 23,091 560,880 Kaman Corp............................................... 28,890 1,074,708 Kaydon Corp.............................................. 24,400 545,584 Kelly Services, Inc. Class A............................. 51,194 680,368 *Key Technology, Inc...................................... 12,633 110,160 *Kforce, Inc.............................................. 81,218 905,581 Kimball International, Inc. Class B...................... 69,308 827,538 #Knight Transportation, Inc............................... 83,764 1,266,512 Knoll, Inc............................................... 33,550 482,784 *Korn/Ferry International................................. 61,744 826,752 #*Kratos Defense & Security Solutions, Inc................. 57,605 317,404 L.B. Foster Co. Class A.................................. 18,138 598,735 L.S. Starrett Co. Class A (The).......................... 5,758 66,044 Lawson Products, Inc..................................... 19,440 138,218 *Layne Christensen Co..................................... 40,823 909,945 Lindsay Corp............................................. 14,054 1,073,304 *LMI Aerospace, Inc....................................... 26,187 525,835 LSI Industries, Inc...................................... 55,807 378,371 *Lydall, Inc.............................................. 40,300 520,273 *Magnetek, Inc............................................ 1,607 18,448 Manitowoc Co., Inc. (The)................................ 108,200 1,541,850 Marten Transport, Ltd.................................... 51,914 960,409 #*MasTec, Inc.............................................. 89,929 2,028,798 Matson, Inc.............................................. 36,714 780,172 McGrath RentCorp......................................... 31,476 826,560 *Meritor, Inc............................................. 18,500 81,770 *Metalico, Inc............................................ 74,863 159,458 Met-Pro Corp............................................. 35,649 323,693 *MFRI, Inc................................................ 15,568 85,624 *Michael Baker Corp....................................... 19,553 442,093 *Middleby Corp............................................ 16,509 2,062,800 Miller Industries, Inc................................... 26,890 412,762 Mine Safety Appliances Co................................ 38,627 1,491,002 *Mistras Group, Inc....................................... 34,379 759,432 *Mobile Mini, Inc......................................... 58,459 1,018,356 *Moog, Inc. Class A....................................... 10,661 394,564 *Moog, Inc. Class B....................................... 488 18,105 Mueller Industries, Inc.................................. 43,197 1,892,029 Mueller Water Products, Inc. Class A..................... 214,157 1,115,758 Multi-Color Corp......................................... 32,495 738,286 *MYR Group, Inc........................................... 48,269 1,022,337 National Presto Industries, Inc.......................... 7,976 593,016 1031 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Industrials -- (Continued) *National Technical Systems, Inc.......................... 25,608 $ 205,632 *Navigant Consulting, Inc................................. 64,007 665,033 *NCI Building Systems, Inc................................ 17,046 191,086 NL Industries, Inc....................................... 130,038 1,322,486 *NN, Inc.................................................. 42,101 348,596 *Northwest Pipe Co........................................ 20,355 467,758 #*Ocean Power Technologies, Inc............................ 15,010 37,225 *Old Dominion Freight Line, Inc........................... 17,536 588,157 #*Omega Flex, Inc.......................................... 20,621 257,762 *On Assignment, Inc....................................... 101,799 1,942,325 *Orbital Sciences Corp.................................... 47,679 638,899 *Orion Energy Systems, Inc................................ 49,736 81,567 *Orion Marine Group, Inc.................................. 38,737 259,151 *Oshkosh Corp............................................. 15,660 469,487 P.A.M. Transportation Services, Inc...................... 20,605 205,020 *Pacer International, Inc................................. 88,548 317,002 *Park-Ohio Holdings Corp.................................. 31,470 696,116 *Patrick Industries, Inc.................................. 18,661 329,740 *Patriot Transportation Holding, Inc...................... 15,359 430,052 *Pendrell Corp............................................ 52,857 62,900 *PGT, Inc................................................. 68,796 297,199 *Pike Electric Corp....................................... 69,115 629,638 #*PMFG, Inc................................................ 16,058 104,377 #*Portfolio Recovery Associates, Inc....................... 18,701 1,957,060 *Powell Industries, Inc................................... 27,846 1,107,714 *PowerSecure International, Inc........................... 34,297 221,559 Preformed Line Products Co............................... 6,300 339,381 #Primoris Services Corp................................... 46,364 647,705 Providence & Worcester Railroad Co....................... 1,886 27,347 #*Quad/Graphics, Inc....................................... 9,496 174,062 *Quality Distribution, Inc................................ 49,703 427,446 Quanex Building Products Corp............................ 46,330 915,944 #Raven Industries, Inc.................................... 30,062 820,392 #*RBC Bearings, Inc........................................ 24,372 1,210,314 *RCM Technologies, Inc.................................... 21,213 118,369 *Republic Airways Holdings, Inc........................... 105,885 494,483 Resources Connection, Inc................................ 82,903 1,023,023 *Roadrunner Transportation Systems, Inc................... 49,060 855,116 #Robbins & Myers, Inc..................................... 38,214 2,265,326 *RPX Corp................................................. 11,583 121,969 *Rush Enterprises, Inc. Class A........................... 44,304 841,776 *Rush Enterprises, Inc. Class B........................... 18,930 328,814 *Saia, Inc................................................ 44,765 1,011,689 Sauer-Danfoss, Inc....................................... 2,122 85,007 Schawk, Inc.............................................. 56,309 694,853 *Seaboard Corp............................................ 99 225,852 SeaCube Container Leasing, Ltd........................... 13,027 241,260 Servotronics, Inc........................................ 4,083 32,133 #*Shaw Group, Inc. (The)................................... 8,182 358,290 SIFCO Industries, Inc.................................... 12,202 204,384 #Simpson Manufacturing Co., Inc........................... 52,259 1,591,809 SkyWest, Inc............................................. 54,166 593,118 *SL Industries, Inc....................................... 14,437 202,118 *Sparton Corp............................................. 25,636 346,086 *Spirit Airlines, Inc..................................... 9,093 159,582 *Standard Parking Corp.................................... 27,963 638,955 Standard Register Co. (The).............................. 46,619 29,836 Standex International Corp............................... 32,398 1,498,084 #Steelcase, Inc. Class A.................................. 89,369 894,584 *Sterling Construction Co., Inc........................... 29,272 260,521 Sun Hydraulics Corp...................................... 36,421 970,255 1032 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Industrials -- (Continued) *Supreme Industries, Inc. Class A....................... 6,279 $ 22,228 #*Swift Transportation Co................................ 91,199 889,190 *SYKES Enterprises, Inc................................. 51,985 708,036 Sypris Solutions, Inc.................................. 25,625 161,438 #TAL International Group, Inc........................... 39,709 1,355,665 *Taser International, Inc............................... 117,616 918,581 *Team, Inc.............................................. 41,375 1,356,272 *Tecumseh Products Co. Class A.......................... 16,716 84,081 *Tecumseh Products Co. Class B.......................... 2,206 11,471 *Teledyne Technologies, Inc............................. 14,770 945,723 Tennant Co............................................. 16,581 620,461 *Tetra Tech, Inc........................................ 61,747 1,601,717 #Textainer Group Holdings, Ltd.......................... 44,841 1,354,198 *Thermon Group Holdings, Inc............................ 4,179 103,806 Titan International, Inc............................... 69,401 1,456,033 #*Titan Machinery, Inc................................... 49,519 1,171,124 *TMS International Corp. Class A........................ 3,178 33,305 #Toro Co. (The)......................................... 11,110 469,064 *TRC Cos., Inc.......................................... 47,541 342,771 #*Trex Co., Inc.......................................... 26,108 912,214 *Trimas Corp............................................ 57,015 1,429,936 #Triumph Group, Inc..................................... 46,890 3,067,544 *TrueBlue, Inc.......................................... 73,127 954,307 *Tufco Technologies, Inc................................ 1,800 8,298 *Tutor Perini Corp...................................... 42,859 434,590 Twin Disc, Inc......................................... 24,798 375,938 *Ultralife Corp......................................... 41,641 127,838 UniFirst Corp.......................................... 18,468 1,284,819 #*United Rentals, Inc.................................... 53,799 2,187,467 #United Stationers, Inc................................. 55,448 1,609,101 Universal Forest Products, Inc......................... 26,813 1,032,300 *Universal Security Instruments, Inc.................... 1,120 4,928 Universal Truckload Services, Inc...................... 29,388 465,506 #*US Airways Group, Inc.................................. 133,986 1,631,949 US Ecology, Inc........................................ 36,964 877,156 *USA Truck, Inc......................................... 25,619 73,014 #*USG Corp............................................... 46,873 1,251,978 UTi Worldwide, Inc..................................... 72,076 1,001,136 *Versar, Inc............................................ 22,996 86,465 Viad Corp.............................................. 43,688 926,622 *Vicor Corp............................................. 33,325 212,614 *Virco Manufacturing Corp............................... 16,500 39,765 VSE Corp............................................... 7,747 183,217 Watsco, Inc. Class B................................... 1,348 93,012 #Watts Water Technologies, Inc. Class A................. 40,117 1,613,907 #Werner Enterprises, Inc................................ 57,599 1,333,993 #*WESCO International, Inc............................... 1,446 93,816 *Willdan Group, Inc..................................... 3,099 4,741 *Willis Lease Finance Corp.............................. 11,622 165,265 #*XPO Logistics, Inc..................................... 30,150 413,960 ------------ Total Industrials......................................... 238,494,325 ------------ Information Technology -- (14.3%) #*3D Systems Corp........................................ 78,815 3,428,452 *Accelrys, Inc.......................................... 120,493 1,078,412 #*ACI Worldwide, Inc..................................... 37,260 1,456,866 #*Active Network, Inc. (The)............................. 3,869 34,279 *Actuate Corp........................................... 103,572 552,039 *Acxiom Corp............................................ 84,993 1,551,122 *ADDvantage Technologies Group, Inc..................... 13,988 28,815 *Advanced Energy Industries, Inc........................ 88,900 1,049,909 1033 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) #*Advent Software, Inc..................................... 43,884 $ 952,283 *Aeroflex Holding Corp.................................... 10,238 65,114 *Aetrium, Inc............................................. 19,579 12,531 *Agilysys, Inc............................................ 34,856 284,774 *Alpha & Omega Semiconductor, Ltd......................... 10,275 87,543 American Software, Inc. Class A.......................... 55,346 453,284 #*Amkor Technology, Inc.................................... 133,735 577,735 #*Amtech Systems, Inc...................................... 20,021 64,468 *ANADIGICS, Inc........................................... 110,526 161,368 *Analysts International Corp.............................. 1,900 6,935 *Anaren, Inc.............................................. 32,870 592,646 #*Ancestry.com, Inc........................................ 5,990 189,284 *AOL, Inc................................................. 69,740 2,394,174 *Applied Micro Circuits Corp.............................. 112,311 651,404 #*Arris Group, Inc......................................... 170,706 2,345,500 #*Aspen Technology, Inc.................................... 21,002 520,430 Astro-Med, Inc........................................... 5,157 42,442 *ATMI, Inc................................................ 47,820 944,445 *Aviat Networks, Inc...................................... 60,112 137,055 *Avid Technology, Inc..................................... 74,541 437,556 Aware, Inc............................................... 31,813 193,741 *Axcelis Technologies, Inc................................ 128,166 117,464 *AXT, Inc................................................. 90,440 290,312 Badger Meter, Inc........................................ 31,786 1,361,712 Bel Fuse, Inc. Class A................................... 4,111 62,898 Bel Fuse, Inc. Class B................................... 22,450 371,772 *Benchmark Electronics, Inc............................... 66,556 986,360 Black Box Corp........................................... 33,789 740,655 #Blackbaud, Inc........................................... 42,176 1,002,524 *Blucora, Inc............................................. 98,115 1,721,918 *Bottomline Technologies, Inc............................. 37,887 886,556 #*BroadVision, Inc......................................... 8,795 69,832 Brooks Automation, Inc................................... 73,481 530,533 *Bsquare Corp............................................. 21,382 63,077 *BTU International, Inc................................... 20,546 40,065 Cabot Microelectronics Corp.............................. 26,550 791,190 #*CACI International, Inc. Class A......................... 28,099 1,417,033 *CalAmp Corp.............................................. 65,729 583,674 #*Calix, Inc............................................... 41,589 276,567 *Cardtronics, Inc......................................... 36,776 1,044,806 *Cascade Microtech, Inc................................... 20,463 107,431 Cass Information Systems, Inc............................ 20,997 881,244 *CEVA, Inc................................................ 37,919 574,473 *Checkpoint Systems, Inc.................................. 43,000 349,160 *Chyron International Corp................................ 1,300 975 *CIBER, Inc............................................... 143,154 446,640 #*Cirrus Logic, Inc........................................ 109,053 4,445,000 *Clearfield, Inc.......................................... 30,926 154,630 #Cognex Corp.............................................. 39,844 1,452,712 *Coherent, Inc............................................ 24,131 1,101,580 Cohu, Inc................................................ 54,623 480,682 ..#*Commerce One LLC......................................... 1,966 -- Communications Systems, Inc.............................. 22,540 233,514 #*CommVault Systems, Inc................................... 23,531 1,469,982 *Computer Task Group, Inc................................. 45,193 842,849 *Compuware Corp........................................... 57,557 498,444 *comScore, Inc............................................ 9,035 128,026 Comtech Telecommunications Corp.......................... 31,096 782,686 #*Comverse Technology, Inc................................. 139,503 919,325 Concurrent Computer Corp................................. 18,453 96,509 #*Constant Contact, Inc.................................... 5,333 65,809 1034 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) Convergys Corp........................................... 170,395 $2,864,340 *CoreLogic, Inc........................................... 78,619 1,871,132 #*CoStar Group, Inc........................................ 32,679 2,709,089 *Cray, Inc................................................ 93,041 1,132,309 #Crexendo, Inc............................................ 6,053 13,922 *CSG Systems International, Inc........................... 71,089 1,465,144 CSP, Inc................................................. 1,770 8,903 CTS Corp................................................. 68,434 566,634 *CyberOptics Corp......................................... 22,727 170,452 #*Cymer, Inc............................................... 34,206 2,725,876 Daktronics, Inc.......................................... 84,044 737,066 *Datalink Corp............................................ 46,119 375,409 *Dataram Corp............................................. 15,135 8,778 #*DealerTrack Holdings, Inc................................ 46,820 1,279,591 #*Demand Media, Inc........................................ 27,534 234,865 *Dice Holdings, Inc....................................... 115,309 1,018,178 *Digi International, Inc.................................. 57,051 537,420 Digimarc Corp............................................ 17,348 340,715 *Digital River, Inc....................................... 29,578 424,149 *Diodes, Inc.............................................. 40,113 608,113 *Ditech Networks, Inc..................................... 30,923 44,220 *Dot Hill Systems Corp.................................... 99,183 96,208 *DSP Group, Inc........................................... 50,499 277,744 *DTS, Inc................................................. 39,034 818,933 *Dynamics Research Corp................................... 23,749 153,181 EarthLink, Inc........................................... 157,051 995,703 #Ebix, Inc................................................ 42,888 934,530 *Edgewater Technology, Inc................................ 10,739 37,372 Electro Rent Corp........................................ 56,469 887,693 Electro Scientific Industries, Inc....................... 58,639 626,265 *Electronics for Imaging, Inc............................. 66,427 1,153,173 *Ellie Mae, Inc........................................... 4,165 104,125 #*eMagin Corp.............................................. 23,626 103,246 #*EMCORE Corp.............................................. 35,721 166,103 *Emulex Corp.............................................. 87,427 608,492 *Entegris, Inc............................................ 97,311 798,923 *Entropic Communications, Inc............................. 160,198 770,552 *Envestnet, Inc........................................... 21,270 297,355 EPIQ Systems, Inc........................................ 73,086 892,380 *ePlus, Inc............................................... 19,530 698,588 *Euronet Worldwide, Inc................................... 56,870 1,153,892 *Exar Corp................................................ 109,584 936,943 *ExlService Holdings, Inc................................. 35,150 1,041,846 *Extreme Networks......................................... 226,216 737,464 *Fabrinet................................................. 9,123 87,854 #Fair Isaac Corp.......................................... 47,990 2,236,334 *Fairchild Semiconductor International, Inc............... 96,193 1,131,230 *FalconStor Software, Inc................................. 4,800 10,656 *FARO Technologies, Inc................................... 32,288 1,297,978 #FEI Co................................................... 43,300 2,383,665 #*Finisar Corp............................................. 88,158 1,015,580 *FormFactor, Inc.......................................... 84,129 383,628 Forrester Research, Inc.................................. 35,124 1,016,489 *Frequency Electronics, Inc............................... 19,508 163,672 *GigOptix, Inc............................................ 700 1,204 *Global Cash Access Holdings, Inc......................... 182,168 1,284,284 *Globecomm Systems, Inc................................... 60,188 653,040 *GSE Systems, Inc......................................... 33,450 59,876 *GSI Group, Inc........................................... 63,299 491,833 *GSI Technology, Inc...................................... 61,196 342,086 #*GT Advanced Technologies, Inc............................ 57,131 247,949 1035 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Guidance Software, Inc................................... 22,628 $ 275,609 *Hackett Group, Inc. (The)................................ 96,523 375,474 *Harmonic, Inc............................................ 139,461 605,261 *Hauppauge Digital, Inc................................... 14,537 13,374 Heartland Payment Systems, Inc........................... 30,816 803,681 #*Higher One Holdings, Inc................................. 14,755 186,356 #*Hittite Microwave Corp................................... 17,786 1,007,399 *Hutchinson Technology, Inc............................... 41,977 58,768 *I.D. Systems, Inc........................................ 23,495 123,349 *Identive Group, Inc...................................... 106,358 127,630 *IEC Electronics Corp..................................... 22,686 163,793 *iGATE Corp............................................... 90,377 1,450,551 *iGo, Inc................................................. 51,265 13,329 *Imation Corp............................................. 32,780 149,805 *Immersion Corp........................................... 53,726 232,096 #*Infinera Corp............................................ 75,164 369,807 *Innodata, Inc............................................ 59,616 214,021 *Inphi Corp............................................... 25,523 213,628 *Insight Enterprises, Inc................................. 55,890 903,741 *Integrated Device Technology, Inc........................ 209,150 1,137,776 *Integrated Silicon Solution, Inc......................... 64,686 553,065 *Intellicheck Mobilisa, Inc............................... 40,531 59,581 *Interactive Intelligence Group, Inc...................... 24,623 780,795 *Intermec, Inc............................................ 43,121 292,360 *Internap Network Services Corp........................... 128,756 881,979 #*International Rectifier Corp............................. 72,405 1,121,553 *Interphase Corp.......................................... 15,755 33,716 Intersil Corp. Class A................................... 124,482 877,598 *Intevac, Inc............................................. 40,992 204,960 *IntraLinks Holdings, Inc................................. 2,694 15,059 *IntriCon Corp............................................ 16,201 79,871 #*IPG Photonics Corp....................................... 3,925 208,339 *Iteris, Inc.............................................. 58,990 93,204 #*Itron, Inc............................................... 38,870 1,596,002 #*Ixia..................................................... 83,339 1,167,579 *IXYS Corp................................................ 70,033 666,714 #j2 Global, Inc........................................... 44,334 1,331,793 #*JDA Software Group, Inc.................................. 46,262 1,764,433 *Kemet Corp............................................... 53,934 244,860 *Kenexa Corp.............................................. 35,374 1,625,789 *Key Tronic Corp.......................................... 30,100 341,635 Keynote Systems, Inc..................................... 37,106 530,245 #*KIT Digital, Inc......................................... 64,234 178,571 *Kopin Corp............................................... 145,834 548,336 *Kulicke & Soffa Industries, Inc.......................... 101,885 1,045,340 *KVH Industries, Inc...................................... 35,615 492,199 *Lattice Semiconductor Corp............................... 146,313 567,694 #Lender Processing Services, Inc.......................... 43,342 1,044,976 *LGL Group, Inc. (The).................................... 5,074 31,053 *Limelight Networks, Inc.................................. 204,762 432,048 *Lionbridge Technologies, Inc............................. 29,774 94,384 #*Liquidity Services, Inc.................................. 43,203 1,781,260 Littlefuse, Inc.......................................... 28,600 1,532,960 *LogMeIn, Inc............................................. 400 9,872 *LoJack Corp.............................................. 42,858 97,716 Loral Space & Communications, Inc........................ 14,877 1,170,225 *LTX-Credence Corp........................................ 90,829 505,918 *Magnachip Semiconductor Corp............................. 27,353 307,721 #*Manhattan Associates, Inc................................ 19,274 1,156,440 ManTech International Corp. Class A...................... 16,430 377,397 Marchex, Inc. Class B.................................... 53,747 219,825 1036 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Market Leader, Inc....................................... 67,535 $ 459,238 #*Mattersight Corp......................................... 13,991 77,370 *Mattson Technology, Inc.................................. 137,050 123,002 MAXIMUS, Inc............................................. 32,282 1,781,321 *MaxLinear, Inc. Class A.................................. 10,923 62,043 #*Maxwell Technologies, Inc................................ 800 5,208 *Measurement Specialties, Inc............................. 36,932 1,204,353 *MEMSIC, Inc.............................................. 19,187 33,577 #*Mentor Graphics Corp..................................... 123,538 1,917,310 *Mercury Computer Systems, Inc............................ 55,881 457,945 Mesa Laboratories, Inc................................... 6,345 309,446 Methode Electronics, Inc................................. 72,528 733,983 Micrel, Inc.............................................. 73,477 711,992 #*Microsemi Corp........................................... 82,926 1,592,179 #*Mindspeed Technologies, Inc.............................. 49,890 170,125 *MIPS Technologies, Inc................................... 117,787 823,331 #MKS Instruments, Inc..................................... 62,805 1,484,082 MOCON, Inc............................................... 11,568 175,024 *ModusLink Global Solutions, Inc.......................... 84,702 248,177 *MoneyGram International, Inc............................. 10,475 162,782 *Monolithic Power Systems, Inc............................ 70,612 1,371,991 Monotype Imaging Holdings, Inc........................... 72,466 1,109,454 #*Monster Worldwide, Inc................................... 56,927 354,086 *MoSys, Inc............................................... 64,124 259,061 *Move, Inc................................................ 84,590 701,251 MTS Systems Corp......................................... 19,647 990,405 *Multi-Fineline Electronix, Inc........................... 36,866 779,347 *Nanometrics, Inc......................................... 50,689 697,481 *NAPCO Security Technologies, Inc......................... 40,293 135,787 *NCI, Inc. Class A........................................ 13,413 75,381 *NeoPhotonics Corp........................................ 2,097 11,009 #*NETGEAR, Inc............................................. 41,819 1,484,993 #*NetList, Inc............................................. 48,220 53,042 *NetScout Systems, Inc.................................... 64,833 1,603,320 *NeuStar, Inc. Class A.................................... 700 25,613 *Newport Corp............................................. 60,817 658,040 NIC, Inc................................................. 20,171 288,445 *Novatel Wireless, Inc.................................... 53,698 88,602 *NumereX Corp. Class A.................................... 34,182 392,409 #*Oclaro, Inc.............................................. 44,433 87,533 *Official Payments Holdings, Inc.......................... 32,296 165,033 *OmniVision Technologies, Inc............................. 60,316 862,519 *Online Resources Corp.................................... 58,021 167,100 #*Onvia, Inc............................................... 3,803 14,756 #*OpenTable, Inc........................................... 7,812 366,930 *Oplink Communications, Inc............................... 48,674 723,296 OPNET Technologies, Inc.................................. 33,179 1,407,785 Optical Cable Corp....................................... 17,561 74,107 #*OSI Systems, Inc......................................... 29,110 2,306,968 *PAR Technology Corp...................................... 32,181 172,168 Park Electrochemical Corp................................ 32,970 818,315 PC Connection, Inc....................................... 61,775 635,665 *PC Mall, Inc............................................. 28,324 180,141 PC-Tel, Inc.............................................. 39,723 258,994 *PDF Solutions, Inc....................................... 48,486 641,955 *Perceptron, Inc.......................................... 24,048 126,973 *Perficient, Inc.......................................... 74,900 851,613 *Performance Technologies, Inc............................ 25,604 30,469 *Pericom Semiconductor Corp............................... 55,353 427,879 *Pervasive Software, Inc.................................. 47,844 410,502 *Photronics, Inc.......................................... 115,891 566,707 1037 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Information Technology -- (Continued) *Pixelworks, Inc.......................................... 33,255 $ 77,484 *Planar Systems, Inc...................................... 29,908 39,479 #Plantronics, Inc......................................... 41,400 1,343,016 *Plexus Corp.............................................. 45,907 1,235,357 *PLX Technology, Inc...................................... 100,486 435,104 *PMC-Sierra, Inc.......................................... 258,477 1,209,672 Power Integrations, Inc.................................. 32,553 962,918 #*Power-One, Inc........................................... 111,584 449,684 *Presstek, Inc............................................ 43,299 21,433 *PRGX Global, Inc......................................... 59,283 463,593 #*Procera Networks, Inc.................................... 1,980 44,847 #*Progress Software Corp................................... 77,464 1,527,590 *PROS Holdings, Inc....................................... 10,085 194,943 QAD, Inc. Class A........................................ 24,505 299,696 QAD, Inc. Class B........................................ 6,515 78,180 #*QLogic Corp.............................................. 85,566 802,609 *Qualstar Corp............................................ 12,400 17,236 #*QuinStreet, Inc.......................................... 11,713 71,684 *Radisys Corp............................................. 52,323 148,597 #*RealD, Inc............................................... 9,865 92,238 *RealNetworks, Inc........................................ 72,020 545,191 *Reis, Inc................................................ 15,451 180,699 *Relm Wireless Corp....................................... 29,676 49,856 #*Remark Media, Inc........................................ 14,739 16,508 *Responsys, Inc........................................... 27,898 249,408 RF Industries, Ltd....................................... 5,082 22,412 #*RF Micro Devices, Inc.................................... 236,697 1,043,834 Richardson Electronics, Ltd.............................. 30,460 354,859 Rimage Corp.............................................. 21,930 131,141 *Rofin-Sinar Technologies, Inc............................ 36,445 663,663 *Rogers Corp.............................................. 24,439 963,141 #*Rosetta Stone, Inc....................................... 39,800 466,058 #*Rubicon Technology, Inc.................................. 44,265 384,663 *Rudolph Technologies, Inc................................ 78,100 742,731 *Saba Software, Inc....................................... 30,061 303,015 *Sanmina-SCI Corp......................................... 75,105 667,683 *Sapient Corp............................................. 114,211 1,174,089 *ScanSource, Inc.......................................... 29,913 874,955 *Scientific Learning Corp................................. 26,056 22,669 *SciQuest, Inc............................................ 1,822 27,658 *SeaChange International, Inc............................. 75,765 685,673 *Selectica, Inc........................................... 1,042 5,658 #*Semtech Corp............................................. 65,709 1,640,754 *Sevcon, Inc.............................................. 4,832 20,149 *ShoreTel, Inc............................................ 69,460 307,708 *Sigma Designs, Inc....................................... 45,713 271,535 #*Silicon Graphics International Corp...................... 41,477 320,202 *Silicon Image, Inc....................................... 146,090 642,796 *Silicon Laboratories, Inc................................ 17,600 711,392 *Smith Micro Software, Inc................................ 56,638 70,798 *SMTC Corp................................................ 10,494 29,383 *Sonus Networks, Inc...................................... 248,700 462,582 *Soundbite Communications, Inc............................ 4,790 11,256 #*Sourcefire, Inc.......................................... 25,577 1,094,440 *Spansion, Inc. Class A................................... 32,819 363,963 #*Spark Networks, Inc...................................... 42,721 280,250 #*SS&C Technologies Holdings, Inc.......................... 31,641 760,333 *Stamps.com, Inc.......................................... 24,688 679,414 *StarTek, Inc............................................. 25,558 74,118 #*STEC, Inc................................................ 82,526 484,428 #*Stratasys, Inc........................................... 29,742 1,982,899 1038 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ------------ Information Technology -- (Continued) *Super Micro Computer, Inc.............................. 44,960 $ 355,634 *Supertex, Inc.......................................... 26,761 511,403 *Support.com, Inc....................................... 95,591 443,542 *Sycamore Networks, Inc................................. 36,135 208,860 *Symmetricom, Inc....................................... 93,205 573,211 #*Synaptics, Inc......................................... 27,717 641,926 *Synchronoss Technologies, Inc.......................... 9,232 189,164 *SYNNEX Corp............................................ 58,459 1,893,487 *Take-Two Interactive Software, Inc..................... 74,071 825,892 *Tech Data Corp......................................... 8,730 386,826 *TechTarget, Inc........................................ 57,889 276,709 *TeleCommunication Systems, Inc. Class A................ 106,880 226,586 *TeleNav, Inc........................................... 61,531 433,178 *TeleTech Holdings, Inc................................. 62,869 1,058,714 Tellabs, Inc........................................... 147,403 430,417 Telular Corp........................................... 43,142 430,989 Tessco Technologies, Inc............................... 18,787 390,770 Tessera Technologies, Inc.............................. 58,942 835,208 TheStreet, Inc......................................... 73,298 118,743 *TNS, Inc............................................... 38,402 549,917 *Transact Technologies, Inc............................. 21,556 166,843 #*Travelzoo, Inc......................................... 1,260 22,491 *Trio-Tech International................................ 400 708 *TriQuint Semiconductor, Inc............................ 192,479 904,651 *TSR, Inc............................................... 300 1,275 *TTM Technologies, Inc.................................. 80,481 724,329 *Tyler Technologies, Inc................................ 34,175 1,633,907 #*Ultimate Software Group, Inc........................... 2,656 269,212 *Ultra Clean Holdings................................... 37,965 175,778 *Ultratech, Inc......................................... 36,610 1,131,615 *Unisys Corp............................................ 21,678 369,610 United Online, Inc..................................... 208,134 1,115,598 #*USA Technologies, Inc.................................. 42,977 64,466 *UTStarcom Holdings Corp................................ 134,478 133,133 #*ValueClick, Inc........................................ 93,902 1,565,346 #*Veeco Instruments, Inc................................. 34,477 1,058,444 #*Verint Systems, Inc.................................... 22,727 619,765 #*ViaSat, Inc............................................ 15,800 613,672 #*Viasystems Group, Inc.................................. 10,156 155,488 *Vicon Industries, Inc.................................. 12,267 36,188 *Video Display Corp..................................... 29,556 105,219 #*VirnetX Holding Corp................................... 91 2,735 *Virtusa Corp........................................... 57,462 986,048 #*Vishay Intertechnology, Inc............................ 158,809 1,314,939 *Vishay Precision Group, Inc............................ 4,416 57,629 #*VistaPrint NV.......................................... 35,640 1,085,951 *Volterra Semiconductor Corp............................ 29,470 535,470 Wayside Technology Group, Inc.......................... 12,677 156,941 *Web.com Group, Inc..................................... 51,728 816,268 *Websense, Inc.......................................... 24,602 325,238 *Westell Technologies, Inc. Class A..................... 119,124 243,013 #*WEX, Inc............................................... 6,152 453,895 *WPCS International, Inc................................ 5,182 2,643 *XO Group, Inc.......................................... 65,366 526,196 Xyratex, Ltd........................................... 67,299 556,563 #*Zebra Technologies Corp. Class A....................... 14,487 520,518 *Zix Corp............................................... 117,982 342,148 *Zygo Corp.............................................. 44,558 829,670 ------------ Total Information Technology.............................. 223,023,828 ------------ 1039 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ---------- Materials -- (5.0%) A. Schulman, Inc......................................... 39,305 $1,008,566 #*A.M. Castle & Co......................................... 44,498 540,651 *AEP Industries, Inc...................................... 15,313 978,960 #AK Steel Holding Corp.................................... 67,672 341,067 AMCOL International Corp................................. 33,527 1,058,783 *American Pacific Corp.................................... 15,105 199,688 American Vanguard Corp................................... 64,951 2,320,699 #*Arabian American Development Co.......................... 15,657 133,711 Balchem Corp............................................. 26,831 934,524 Boise, Inc............................................... 129,900 1,089,861 Buckeye Technologies, Inc................................ 76,189 1,996,152 *Calgon Carbon Corp....................................... 57,003 706,267 #Carpenter Technology Corp................................ 22,096 1,074,087 *Century Aluminum Co...................................... 64,643 462,197 Chase Corp............................................... 19,295 355,607 *Chemtura Corp............................................ 48,482 772,318 *Clearwater Paper Corp.................................... 22,117 874,506 *Coeur d'Alene Mines Corp................................. 26,700 825,297 Commercial Metals Co..................................... 130,977 1,802,244 *Contango ORE, Inc........................................ 2,399 16,193 *Continental Materials Corp............................... 1,135 13,864 *Core Molding Technologies, Inc........................... 24,525 172,165 Deltic Timber Corp....................................... 10,217 693,326 #Eagle Materials, Inc..................................... 49,700 2,632,609 *Ferro Corp............................................... 79,306 208,575 #*Flotek Industries, Inc................................... 21,500 238,865 Friedman Industries, Inc................................. 15,233 163,450 FutureFuel Corp.......................................... 6,326 74,584 #*General Moly, Inc........................................ 181,639 672,064 Georgia Gulf Corp........................................ 31,063 1,099,320 #Globe Specialty Metals, Inc.............................. 41,730 627,202 #*Golden Minerals Co....................................... 3,249 14,198 *Graphic Packaging Holding Co............................. 274,844 1,627,076 H.B. Fuller Co........................................... 55,958 1,701,123 Hawkins, Inc............................................. 22,677 886,671 Haynes International, Inc................................ 23,455 1,188,699 *Headwaters, Inc.......................................... 115,736 832,142 Hecla Mining Co.......................................... 16,925 111,366 *Horsehead Holding Corp................................... 82,764 749,014 Innophos Holdings, Inc................................... 31,295 1,491,207 *Innospec, Inc............................................ 34,589 1,119,992 #*Intrepid Potash, Inc..................................... 12,214 265,410 Kaiser Aluminum Corp..................................... 24,077 1,458,585 *KapStone Paper & Packaging Corp.......................... 76,202 1,674,158 KMG Chemicals, Inc....................................... 27,369 467,463 Koppers Holdings, Inc.................................... 16,148 576,484 *Kraton Performance Polymers, Inc......................... 25,135 548,446 *Landec Corp.............................................. 62,597 677,300 *Louisiana-Pacific Corp................................... 183,497 2,897,418 *LSB Industries, Inc...................................... 32,790 1,320,453 Materion Corp............................................ 36,371 761,972 *McEwen Mining, Inc....................................... 20,089 97,633 *Mercer International, Inc................................ 90,027 629,289 *Metals USA Holdings Corp................................. 53,837 784,943 Minerals Technologies, Inc............................... 22,365 1,602,676 #*Mines Management, Inc.................................... 23,303 27,964 *Mod-Pac Corp............................................. 5,715 38,348 Myers Industries, Inc.................................... 89,037 1,320,419 Neenah Paper, Inc........................................ 34,308 888,577 NewMarket Corp........................................... 7,700 2,089,087 Noranda Aluminum Holding Corp............................ 58,017 355,644 1040 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------- ----------- Materials -- (Continued) *Northern Technologies International Corp................ 7,993 $ 88,802 Olin Corp............................................... 72,506 1,503,774 Olympic Steel, Inc...................................... 24,946 449,028 *OM Group, Inc........................................... 39,000 788,970 *Omnova Solutions, Inc................................... 95,659 749,967 P.H. Glatfelter Co...................................... 71,213 1,268,304 *Penford Corp............................................ 24,428 188,096 PolyOne Corp............................................ 92,455 1,750,173 Quaker Chemical Corp.................................... 33,824 1,792,334 #*Resolute Forest Products................................ 5,869 71,602 *RTI International Metals, Inc........................... 33,400 761,186 Schnitzer Steel Industries, Inc. Class A................ 21,612 616,158 Schweitzer-Mauduit International, Inc................... 49,148 1,721,654 Sensient Technologies Corp.............................. 37,527 1,365,232 *Spartech Corp........................................... 40,149 343,675 Stepan Co............................................... 11,603 1,111,567 #*Stillwater Mining Co.................................... 83,359 867,767 *SunCoke Energy, Inc..................................... 21,696 348,655 Synalloy Corp........................................... 15,685 215,982 #*Texas Industries, Inc................................... 44,165 1,904,836 Tredegar Corp........................................... 30,500 517,585 *United States Lime & Minerals, Inc...................... 12,780 559,892 *Universal Stainless & Alloy Products, Inc............... 17,848 613,971 Wausau Paper Corp....................................... 129,988 1,075,001 Westlake Chemical Corp.................................. 34,525 2,625,972 #Worthington Industries, Inc............................. 82,330 1,779,975 Zep, Inc................................................ 46,908 672,192 *Zoltek Cos., Inc........................................ 72,928 499,557 ----------- Total Materials............................................ 78,543,066 ----------- Other -- (0.0%) .*Allen Organ Co. Escrow Shares........................... 700 -- .*Gerber Scientific, Inc. Escrow Shares................... 58,381 -- .*Petrocorp, Inc. Escrow Shares........................... 5,200 312 .*Price Communications Liquidation Trust.................. 68,586 -- ----------- Total Other................................................ 312 ----------- Telecommunication Services -- (0.6%) Atlantic Tele-Network, Inc.............................. 26,846 1,112,498 #*Boingo Wireless, Inc.................................... 6,442 47,155 *Cbeyond, Inc............................................ 25,947 198,754 #*Cincinnati Bell, Inc.................................... 245,250 1,277,752 Consolidated Communications Holdings, Inc............... 58,659 905,692 *General Communications, Inc. Class A.................... 92,715 810,329 #*Hawaiian Telcom Holdco, Inc............................. 3,202 54,658 HickoryTech Corp........................................ 34,398 366,339 IDT Corp. Class B....................................... 45,969 465,206 #*Iridium Communications, Inc............................. 112,323 830,067 Lumos Networks Corp..................................... 12,550 98,768 *Neutral Tandem, Inc..................................... 56,590 261,446 NTELOS Holdings Corp.................................... 16,094 245,434 *ORBCOMM, Inc............................................ 95,556 334,446 *Premiere Global Services, Inc........................... 125,231 1,064,464 Primus Telecommunications Group, Inc.................... 7,442 108,876 Shenandoah Telecommunications Co........................ 36,979 581,310 USA Mobility, Inc....................................... 49,865 551,008 Warwick Valley Telephone Co............................. 6,834 89,799 ----------- Total Telecommunication Services........................... 9,404,001 ----------- 1041 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ------ -------------- Utilities -- (2.2%) #ALLETE, Inc........................................... 45,654 $ 1,900,119 American States Water Co.............................. 20,867 918,565 Artesian Resources Corp. Class A...................... 17,365 399,569 #Avista Corp........................................... 70,665 1,796,304 #Black Hills Corp...................................... 49,990 1,788,142 #*Cadiz, Inc............................................ 4,280 36,808 California Water Service Group........................ 38,695 712,762 CH Energy Group, Inc.................................. 17,837 1,159,940 Chesapeake Utilities Corp............................. 20,760 975,097 Cleco Corp............................................ 10,981 473,830 Connecticut Water Services, Inc....................... 20,021 613,243 Consolidated Water Co., Ltd........................... 22,624 177,598 Delta Natural Gas Co., Inc............................ 17,638 346,763 #*Dynegy, Inc........................................... 205 3,833 #El Paso Electric Co................................... 49,500 1,682,505 Empire District Electric Co. (The).................... 47,790 1,037,521 Gas Natural, Inc...................................... 18,750 187,125 Genie Energy, Ltd. Class B............................ 44,919 314,882 IDACORP, Inc.......................................... 7,995 357,536 Laclede Group, Inc. (The)............................. 23,836 992,531 #MGE Energy, Inc....................................... 27,184 1,430,966 Middlesex Water Co.................................... 34,446 666,186 #New Jersey Resources Corp............................. 33,082 1,470,826 Northwest Natural Gas Co.............................. 30,416 1,415,256 NorthWestern Corp..................................... 44,135 1,580,474 #Ormat Technologies, Inc............................... 24,410 464,522 Otter Tail Corp....................................... 40,694 981,946 #PNM Resources, Inc.................................... 99,252 2,199,424 Portland General Electric Co.......................... 990 27,126 RGC Resources, Inc.................................... 13,188 236,065 SJW Corp.............................................. 40,084 971,636 South Jersey Industries, Inc.......................... 33,387 1,689,048 Southwest Gas Corp.................................... 15,573 676,958 #*Synthesis Energy Systems, Inc......................... 52,632 67,895 UIL Holdings Corp..................................... 49,500 1,790,415 Unitil Corp........................................... 26,993 717,744 UNS Energy Corp....................................... 35,463 1,512,142 WGL Holdings, Inc..................................... 9,805 389,945 York Water Co......................................... 25,979 451,255 -------------- Total Utilities.......................................... 34,614,502 -------------- TOTAL COMMON STOCKS...................................... 1,325,541,651 -------------- PREFERRED STOCKS -- (0.0%) Energy -- (0.0%) .DHT Holdings, Inc..................................... 166 11,675 -------------- RIGHTS/WARRANTS -- (0.0%) .*Camco Financial Corp. Rights 11/01/12................. 750 75 .*Capital Bank Corp. Contingent Value Rights............ 3,283 -- *Capital Bank Financial Corp. Contingent Value Rights.. 39,963 8,792 .*CVR Energy, Inc. Contingent Value Rights.............. 93,364 -- *Dynegy, Inc........................................... 3,202 5,187 .*Emergent Biosolutions, Inc. Contingent Value Rights... 11,896 -- *FieldPoint Petroleum Corp. Warrants 03/23/17.......... 18,199 18,927 -------------- TOTAL RIGHTS/WARRANTS.................................... 32,981 -------------- 1042 TAX-MANAGED U.S. SMALL CAP PORTFOLIO CONTINUED Shares Value+ ----------- -------------- TEMPORARY CASH INVESTMENTS -- (0.4%) BlackRock Liquidity Funds TempCash Portfolio - Institutional Shares........................... 5,806,401 $ 5,806,401 -------------- Shares/ Face Amount (000) ----------- SECURITIES LENDING COLLATERAL -- (14.7%) (S)@DFA Short Term Investment Fund.................. 19,745,019 228,449,866 @Repurchase Agreement, JPMorgan Securities LLC 0.30%, 11/01/12 (Collateralized by $621,042 FNMA, rates ranging from 2.500% to 5.500%, maturities ranging from 1