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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Eubel Brady & Suttman Asset Management, Inc.
Address: 7777 Washington Village Drive, Ste. 210
Dayton, Ohio 45459
Form 13F File Number: 28-05145
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Kenneth E. Leist
Title: Director of Operations
Phone: (937) 291-1223
Signature, Place, and Date of Signing:
/s/ Kenneth E. Leist Dayton, Ohio May 14, 2013
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
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FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 82
Form 13F Information Table Value Total: 359,424
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(thousands)
List of Other Included Managers: None
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT, INC.
SEC FORM 13-F
03/31/13
ITEM #4
MARKET ITEM #6 ITEM #8
ITEM #1 ITEM #2 ITEM #3 VALUE ITEM #5 INVESTMENT DESCRETION ITEM #7 VOTING AUTHORITY
NAME OF ISSUER TITLE CUSIP (X$1,000) QUANTITY SH/PRN SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER
---------------------------- --------- --------- --------- --------- ------ --------- ------ ----- -------- --------- ------ -----
Abbott Laboratories Common 002824100 204 5,780 Sh 5,780 N/A N/A N/A 5,780 N/A N/A
Abbvie Inc Common 00287Y109 234 5,739 Sh 5,739 N/A N/A N/A 5,739 N/A N/A
Altria Group Inc Common 02209S103 245 7,116 Sh 7,116 N/A N/A N/A 7,116 N/A N/A
American International
Group Common 026874784 9,784 252,030 Sh 252,030 N/A N/A N/A 252,030 N/A N/A
American River Bankshares Common 029326105 1,375 183,142 Sh 183,142 N/A N/A N/A 183,142 N/A N/A
Anadarko Petroleum Corp Common 032511107 369 4,225 Sh 4,225 N/A N/A N/A 4,225 N/A N/A
Ares Capital Corp. Conv Bond 04010LAB9 1,411 1,300,000 Prn 1,300,000 N/A N/A N/A 1,300,000 N/A N/A
Berkshire Hathaway Inc
Cl-B Common 084670702 16,058 154,110 Sh 154,110 N/A N/A N/A 154,110 N/A N/A
Boston Private Financial
Holdings Inc Common 101119105 140 14,120 Sh 14,120 N/A N/A N/A 14,120 N/A N/A
Bristol-Myers Squibb Co Common 110122108 269 6,542 Sh 6,542 N/A N/A N/A 6,542 N/A N/A
CableVision Systems Corp Common 12686C109 3,408 227,825 Sh 227,825 N/A N/A N/A 227,825 N/A N/A
Capital Bank Financial Corp. Common 139794101 4,111 240,000 Sh 240,000 N/A N/A N/A 240,000 N/A N/A
CenturyLink, Inc. Common 156700106 361 10,282 Sh 10,282 N/A N/A N/A 10,282 N/A N/A
Charles River Laboratories
International Inc Conv Bond 159864AB3 1,487 1,475,000 Prn 1,475,000 N/A N/A N/A 1,475,000 N/A N/A
Cintas Corp Common 172908105 202 4,582 Sh 4,582 N/A N/A N/A 4,582 N/A N/A
Citigroup Inc Common 172967424 8,314 187,930 Sh 187,930 N/A N/A N/A 187,930 N/A N/A
Coca-Cola Co Common 191216100 273 6,742 Sh 6,742 N/A N/A N/A 6,742 N/A N/A
Comtech Telecomm -
Putable at 100 Conv Bond 205826AF7 1,433 1,400,000 Prn 1,400,000 N/A N/A N/A 1,400,000 N/A N/A
Consol Energy Inc Common 20854P109 5,669 168,471 Sh 168,471 N/A N/A N/A 168,471 N/A N/A
Danaher Corp Common 235851102 9,752 156,915 Sh 156,915 N/A N/A N/A 156,915 N/A N/A
Dell Inc Common 24702R101 11,396 795,260 Sh 795,260 N/A N/A N/A 795,260 N/A N/A
Emerson Electric Co Common 291011104 240 4,290 Sh 4,290 N/A N/A N/A 4,290 N/A N/A
Exxon Mobil Corp Common 30231G102 344 3,813 Sh 3,813 N/A N/A N/A 3,813 N/A N/A
Fair Isaac & Co Common 303250104 1,622 35,506 Sh 35,506 N/A N/A N/A 35,506 N/A N/A
First Financial Bancorp
Warrants Warrant 320209117 410 72,220 Sh 72,220 N/A N/A N/A 72,220 N/A N/A
Frozen Food Express
Industries Common 359360104 262 190,000 Sh 190,000 N/A N/A N/A 190,000 N/A N/A
General Electric Co Common 369604103 346 14,945 Sh 14,945 N/A N/A N/A 14,945 N/A N/A
Genworth Financial Inc
Cl-A Common 37247d106 377 37,723 Sh 37,723 N/A N/A N/A 37,723 N/A N/A
Goldman Sachs Group Inc Common 38141G104 8,101 55,052 Sh 55,052 N/A N/A N/A 55,052 N/A N/A
Google Inc Common 38259P508 12,729 16,028 Sh 16,028 N/A N/A N/A 16,028 N/A N/A
Hartford Financial Service
Group Warrants Warrant 416515120 5,155 301,650 Sh 301,650 N/A N/A N/A 301,650 N/A N/A
Hewlett Packard Co Common 428236103 5,583 234,194 Sh 234,194 N/A N/A N/A 234,194 N/A N/A
Horsehead Holding Corp Common 440694305 5,588 513,566 Sh 513,566 N/A N/A N/A 513,566 N/A N/A
Horsehead Holding Corp Conv Bond 440694AB3 1,556 1,550,000 Prn 1,550,000 N/A N/A N/A 1,550,000 N/A N/A
Illinois Tool Works Inc Common 452308109 8,612 141,314 Sh 141,314 N/A N/A N/A 141,314 N/A N/A
iShares Barclays 1-3 Year
Cr Common 464288646 1,867 17,691 Sh 17,691 N/A N/A N/A 17,691 N/A N/A
iShares Barclays Aggregate Common 464287226 3,618 32,670 Sh 32,670 N/A N/A N/A 32,670 N/A N/A
Jefferies Group - Putable
at 100 Conv Bond 472319AG7 2,097 2,040,000 Prn 2,040,000 N/A N/A N/A 2,040,000 N/A N/A
Johnson & Johnson Common 478160104 13,770 168,896 Sh 168,896 N/A N/A N/A 168,896 N/A N/A
Key Energy Services Inc Common 492914106 7,610 941,882 Sh 941,882 N/A N/A N/A 941,882 N/A N/A
Kohl's Corp Common 500255104 12,096 262,205 Sh 262,205 N/A N/A N/A 262,205 N/A N/A
Kroger Co Common 501044101 9,186 277,187 Sh 277,187 N/A N/A N/A 277,187 N/A N/A
L-3 Communications Corp -
Callable after 2/1/11 Conv Bond 502413AW7 1,618 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Leucadia National Corp Common 527288104 10,232 373,017 Sh 373,017 N/A N/A N/A 373,017 N/A N/A
Lincoln National Corp
Warrants Warrant 534187117 384 16,540 Sh 16,540 N/A N/A N/A 16,540 N/A N/A
Linear Tech - Putable
at 100 Conv Bond 535678AC0 1,341 1,255,000 Prn 1,255,000 N/A N/A N/A 1,255,000 N/A N/A
Live Nation Inc. - Putable
at 100 Conv Bond 538034AB5 1,706 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Loews Corp. Common 540424108 9,310 211,265 Sh 211,265 N/A N/A N/A 211,265 N/A N/A
Mednax Inc Common 58502B106 261 2,908 Sh 2,908 N/A N/A N/A 2,908 N/A N/A
Microsoft Corp Common 594918104 7,055 246,652 Sh 246,652 N/A N/A N/A 246,652 N/A N/A
Morgans Hotel GR Convt. Conv Bond 61748WAB4 1,462 1,551,000 Prn 1,551,000 N/A N/A N/A 1,551,000 N/A N/A
National Bank Holdings Corp. Common 633707104 4,786 261,534 Sh 261,534 N/A N/A N/A 261,534 N/A N/A
National Presto Industries Common 637215104 9,827 122,078 Sh 122,078 N/A N/A N/A 122,078 N/A N/A
Orchids Paper Products Co Common 68572N104 6,281 269,212 Sh 269,212 N/A N/A N/A 269,212 N/A N/A
Orion Marine Group Inc Common 68628V308 11,050 1,111,674 Sh 1,111,674 N/A N/A N/A 1,111,674 N/A N/A
Park National Corp Common 700658107 1,593 22,823 Sh 22,823 N/A N/A N/A 22,823 N/A N/A
Paychex Inc Common 704326107 352 10,042 Sh 10,042 N/A N/A N/A 10,042 N/A N/A
Rait Financial Trust -
Putable at 100 Conv Bond 749227AA2 2,453 1,940,000 Prn 1,940,000 N/A N/A N/A 1,940,000 N/A N/A
Republic Services Inc Common 760759100 8,913 270,095 Sh 270,095 N/A N/A N/A 270,095 N/A N/A
RTI Intl Metals Conv Bond 74973WAA5 2,315 2,001,000 Prn 2,001,000 N/A N/A N/A 2,001,000 N/A N/A
Sandisk Corp. Conv Bond 80004CAC5 1,908 1,909,000 Prn 1,909,000 N/A N/A N/A 1,909,000 N/A N/A
Sandisk Corp. Conv Bond 80004CAD3 2,062 1,600,000 Prn 1,600,000 N/A N/A N/A 1,600,000 N/A N/A
Sirius XM Radio Inc. Common 82967N108 31 10,034 Sh 10,034 N/A N/A N/A 10,034 N/A N/A
Smith & Wesson Holding Corp Common 831756101 8,347 927,440 Sh 927,440 N/A N/A N/A 927,440 N/A N/A
Spectrum Brands Holdings,
Inc. Common 84763R101 9,775 172,726 Sh 172,726 N/A N/A N/A 172,726 N/A N/A
State Bank Financial Corp. Common 856190103 1,408 86,000 Sh 86,000 N/A N/A N/A 86,000 N/A N/A
Stryker Corp Common 863667101 8,299 127,204 Sh 127,204 N/A N/A N/A 127,204 N/A N/A
Synovus Financial Corp Common 87161C105 40 14,545 Sh 14,545 N/A N/A N/A 14,545 N/A N/A
Thermo Fisher Scientific
Inc Common 883556102 7,508 98,163 Sh 98,163 N/A N/A N/A 98,163 N/A N/A
Time Warner Inc Common 887317303 261 4,533 Sh 4,533 N/A N/A N/A 4,533 N/A N/A
Tower Group Inc Conv Bond 891777AC8 1,786 1,700,000 Prn 1,700,000 N/A N/A N/A 1,700,000 N/A N/A
Tower Group International Common G8988C105 9,702 525,860 Sh 525,860 N/A N/A N/A 525,860 N/A N/A
Trinity Industries -
Putable at 100 Conv Bond 896522AF6 1,823 1,520,000 Prn 1,520,000 N/A N/A N/A 1,520,000 N/A N/A
United Parcel Service Inc
Cl-B Common 911312106 4,308 50,150 Sh 50,150 N/A N/A N/A 50,150 N/A N/A
UniTek Global Services Common 91324T302 2,828 965,059 Sh 965,059 N/A N/A N/A 965,059 N/A N/A
Vantage Drilling Company Common G93205113 35 20,000 Sh 20,000 N/A N/A N/A 20,000 N/A N/A
Walgreen Co Common 931422109 12,717 266,713 Sh 266,713 N/A N/A N/A 266,713 N/A N/A
Wal-Mart Stores Inc Common 931142103 333 4,447 Sh 4,447 N/A N/A N/A 4,447 N/A N/A
Waste Management Inc Common 94106L109 239 6,095 Sh 6,095 N/A N/A N/A 6,095 N/A N/A
WellPoint Inc Common 94973V107 8,512 128,520 Sh 128,520 N/A N/A N/A 128,520 N/A N/A
Wells Fargo & Co Common 949746101 9,423 254,741 Sh 254,741 N/A N/A N/A 254,741 N/A N/A
Xerox Corp Common 984121103 9,475 1,101,795 Sh 1,101,795 N/A N/A N/A 1,101,795 N/A N/A