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UNITED STATES
SECURITIES AND EXCHANGE COMMISION
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.) [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Orinda Asset Management LLC
Address: 4 Orinda Way
Suite 100B
Orinda, CA 94563
Form 13F File Number: 28-15243
The institutional investment manager filing this report and the person by whom
it is signed hereby represents the person signing the report is authorized to
submit it, that all information contained herein is true, correct, and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Cynthia Yee
Title: Chief Financial Officer
Phone: 925-253-1300
Signature, Place, and Date of Signing:
/s/ Cynthia Yee Orinda, CA May 15, 2013
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F Holdings Report. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F Notice. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[X] 13F Combination Report. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-10361 GRT Capital Partners, LLC
28-14338 OMT Capital Management LLC
28-04129 M.A. Weatherbie & Co., Inc.
28-15189 Covenant Financial Services LLC
28-15202 Connective Capital Management, LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 5
Form 13F Information Table Entry Total: 400
Form 13F Information Table Value Total: 146,001
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-10361 GRT Capital Partners, LLC
2 28-14338 OMT Capital Management LLC
3 28-04129 M.A. Weatherbie & Co., Inc.
4 28-15189 Covenant Financial Services LLC
5 28-15202 Connective Capital Management, LLC
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- --------------- --------- -------- ------- --- ---- ---------- -------- ------ ------ ------
BRINKER INTL INC COM 109641100 198 5259 SH Other 1 5259
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1010 175034 SH Other 1, 2 175034
CF INDS HLDGS INC COM 125269100 726 3814 SH Other 1, 5 3814
CSG SYS INTL INC COM 126349109 160 7552 SH Other 1 7552
CVS CAREMARK CORPORATION COM 126650100 1353 24600 SH Other 24600
CARROLLTON BANCORP COM 145282109 9 1633 SH Other 1 1633
CEDAR REALTY TRUST INC COM NEW 150602209 766 20000 SH Sole 20000
CENTRAL FD CDA LTD CL A 153501101 1666 86016 SH Other 86016
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 170 2737 SH Other 2737
CHICOS FAS INC COM 168615102 794 47290 SH Other 2 47290
CHRISTOPHER & BANKS CORP COM 171046105 242 37674 SH Other 37674
COACH INC COM 189754104 450 9000 SH Other 4 9000
COCA COLA CO COM 191216100 303 7500 SH Other 4 7500
COMERICA INC COM 200340107 192 5340 SH Other 5340
COMMERCE BANCSHARES INC COM 200525103 157 3833 SH Other 3833
COMPUTER SCIENCES CORP COM 205363104 230 4663 SH Other 1 4663
CONCEPTUS INC COM 206016107 399 16517 SH Other 3 16517
CONCUR TECHNOLOGIES INC COM 206708109 396 5766 SH Other 3 5766
COOPER TIRE & RUBR CO COM 216831107 20 772 SH Other 1 772
CRAY INC COM NEW 225223304 148 6387 SH Other 1 6387
DECKERS OUTDOOR CORP COM 243537107 1854 33292 SH Other 3 33292
DELTA AIR LINES INC DEL COM NEW 247361702 157 9482 SH Other 1 9482
DISCOVER FINL SVCS COM 254709108 143 3200 SH Other 3200
DRIL-QUIP INC COM 262037104 561 6439 SH Other 3 6439
ECB BANCORP INC COM 268253101 77 5316 SH Other 1 5316
EMC INS GROUP INC COM 268664109 150 5682 SH Other 1 5682
ELDORADO GOLD CORP NEW COM 284902103 145 15170 SH Other 1 15170
EMERSON ELEC CO COM 291011104 335 6000 SH Other 4 6000
ERICSSON ADR B SEK 10 294821608 187 14854 SH Other 1 14854
ESCO TECHNOLOGIES INC COM 296315104 579 14170 SH Other 2 14170
EXPEDITORS INTL WASH INC COM 302130109 120 3365 SH Other 1 3365
FXCM INC COM CL A 302693106 106 7762 SH Other 3 7762
FARMERS NATL BANC CORP COM 309627107 69 11009 SH Other 1 11009
FARO TECHNOLOGIES INC COM 311642102 358 8252 SH Other 3 8252
FIFTH THIRD BANCORP COM 316773100 147 9028 SH Other 9028
51JOB INC SP ADR REP COM 316827104 397 6675 SH Other 5 6675
FINANCIAL ENGINES INC COM 317485100 612 16910 SH Other 2 16910
FIRST FINL HLDGS INC COM 320239106 258 12288 SH Other 1 12288
FIRST TR MORNINGSTAR DIV LEA SHS 336917109 347 16803 SH Other 16803
FLAGSTAR BANCORP INC COM PAR .001 337930705 140 10077 SH Other 1 10077
FORD MTR CO DEL COM PAR $0.01 345370860 446 33878 SH Other 4 33878
FRANCESCAS HLDGS CORP COM 351793104 1003 35012 SH Other 3 35012
GENERAC HLDGS INC COM 368736104 149 4228 SH Other 1 4228
GIANT INTERACTIVE GROUP INC ADR 374511103 96 14700 SH Other 14700
GOLDCORP INC NEW COM 380956409 187 5559 SH Other 5559
GRACO INC COM 384109104 1102 18997 SH Other 2 18997
GRAMERCY CAP CORP COM 384871109 992 117000 SH Sole 117000
GRAY TELEVISION INC COM 389375106 74 15777 SH Other 1 15777
GREEN PLAINS RENEWABLE ENERG COM 393222104 262 22881 SH Other 5 22881
GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 60 2123 SH Other 2123
H & E EQUIPMENT SERVICES INC COM 404030108 365 17891 SH Other 3 17891
HARRIS & HARRIS GROUP INC COM 413833104 14 3955 SH Other 3955
HECKMANN CORP COM 422680108 100 23349 SH Other 23349
HECLA MNG CO COM 422704106 66 16631 SH Other 16631
HEICO CORP NEW COM 422806109 558 12852 SH Other 3 12852
HELMERICH & PAYNE INC COM 423452101 314 5166 SH Other 1 5166
HOLLYFRONTIER CORP COM 436106108 347 6741 SH Other 5 6741
HOLOGIC INC COM 436440101 828 36640 SH Other 2 36640
HOPFED BANCORP INC COM 439734104 18 1672 SH Other 1 1672
HOVNANIAN ENTERPRISES INC CL A 442487203 776 10000 SH Sole 10000
HUNTINGTON BANCSHARES INC COM 446150104 128 17263 SH Other 17263
HURON CONSULTING GROUP INC COM 447462102 467 11592 SH Other 3 11592
IAMGOLD CORP COM 450913108 117 16300 SH Other 16300
IHS INC CL A 451734107 1003 9576 SH Other 3 9576
INTEL CORP COM 458140100 328 15000 SH Other 4 15000
INTERNATIONAL BUSINESS MACHS COM 459200101 384 1800 SH Other 4 1800
INTERNATIONAL RECTIFIER CORP COM 460254105 994 46980 SH Other 2 46980
INTERVEST BANCSHARES CORP COM 460927106 101 17100 SH Other 1 17100
ISHARES TR DJ SEL DIV INX 464287168 412 6498 SH Other 6498
ISHARES TR MSCI EMERG MKT 464287234 428 10000 SH Other 4 10000
ISHARES TR IBOXX INV CPBD 464287242 64 533 SH Other 533
ISHARES TR S&P500 GRW 464287309 468 5676 SH Other 5676
ISHARES TR S&P/TOPIX 150 464287382 234 5000 SH Other 4 5000
ISHARES TR BARCLYS MBS BD 464288588 79 735 SH Other 735
ITC HLDGS CORP COM 465685105 605 6780 SH Other 2 6780
JOHNSON & JOHNSON COM 478160104 417 5111 SH Other 1, 4 5111
KLA-TENCOR CORP COM 482480100 131 2486 SH Other 1 2486
KEYCORP NEW COM 493267108 146 14639 SH Other 14639
KIMBALL INTL INC CL B 494274103 83 9203 SH Other 1 9203
KINROSS GOLD CORP COM NO PAR 496902404 164 20686 SH Other 20686
KOHLS CORP COM 500255104 231 5000 SH Other 4 5000
KORN FERRY INTL COM NEW 500643200 142 7961 SH Other 1 7961
LKQ CORP COM 501889208 1175 53996 SH Other 3 53996
LNB BANCORP INC COM 502100100 53 6371 SH Other 1 6371
LANDSTAR SYS INC COM 515098101 866 15176 SH Other 2, 3 15176
LANNET INC COM 516012101 166 16433 SH Other 1 16433
LEXINGTON REALTY TRUST PFD CONV SER C 529043309 489 3667 SH Sole 3667
LILLY ELI & CO COM 532457108 238 4193 SH Other 4193
LINCOLN NATL CORP IND COM 534187109 110 3360 SH Other 1 3360
LINDSAY CORP COM 535555106 237 2689 SH Other 1 2689
LOEWS CORP COM 540424108 441 10000 SH Other 4 10000
LOUISIANA PAC CORP COM 546347105 161 7475 SH Other 7475
MPG OFFICE TR INC COM 553274101 765 498112 SH Sole 498112
MACK CALI RLTY CORP COM 554489104 286 10000 SH Sole 10000
MASIMO CORP COM 574795100 289 14725 SH Other 3 14725
MASTEC INC COM 576323109 1388 47620 SH Other 2 47620
MCDONALDS CORP COM 580135101 299 3000 SH Other 4 3000
METROCORP BANCSHARES INC COM 591650106 2 173 SH Other 1 173
MIDDLEBY CORP COM 596278101 288 1892 SH Other 3 1892
MINE SAFETY APPLIANCES CO COM 602720104 143 2878 SH Other 1 2878
MOHAWK INDS INC COM 608190104 152 1345 SH Other 1345
MORGAN STANLEY CHINA A SH FD COM 617468103 123 5201 SH Other 1 5201
NATIONAL CINEMEDIA INC COM 635309107 994 63010 SH Other 2 63010
NATIONAL FUEL GAS CO N J COM 636180101 97 1585 SH Other 1585
NATIONAL INSTRS CORP COM 636518102 876 26759 SH Other 2, 3 26759
NATIONAL OILWELL VARCO INC COM 637071101 421 5949 SH Other 5 5949
NATIONAL RETAIL PPTYS INC COM 637417106 36 1000 SH Sole 1000
NEW GOLD INC CDA COM 644535106 273 29923 SH Other 1 29923
NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 40 3070 SH Other 1 3070
NEWMONT MINING CORP COM 651639106 115 2756 SH Other 2756
NEWPORT CORP COM 651824104 1032 61020 SH Other 2 61020
NORDSON CORP COM 655663102 89 1352 SH Other 1352
NORTH AMERN PALLADIUM LTD COM 656912102 110 76993 SH Other 76993
NORTHROP GRUMMAN CORP COM 666807102 130 1857 SH Other 1 1857
OAK RIDGE FINL SVCS INC COM 671768109 66 15257 SH Other 1 15257
OCEANEERING INTL INC COM 675232102 337 5081 SH Other 5 5081
OMEGA HEALTHCARE INVS INC COM 681936100 228 7500 SH Sole 7500
OWENS CORNING NEW COM 690742101 450 11400 SH Other 11400
PANDORA MEDIA INC COM 698354107 270 19035 SH Other 5 19035
PAREXEL INTL CORP COM 699462107 162 4088 SH Other 1 4088
PARKE BANCORP INC COM 700885106 170 23653 SH Other 1 23653
PATTERSON UTI ENERGY INC COM 703481101 137 5766 SH Other 1 5766
PEABODY ENERGY CORP COM 704549104 212 10000 SH Other 4 10000
PENNEY J C INC COM 708160106 151 10000 SH Other 4 10000
PEOPLES BANCORP N C INC COM 710577107 3 271 SH Other 1 271
PETMED EXPRESS INC COM 716382106 142 10596 SH Other 1 10596
PFIZER INC COM 717081103 528 18289 SH Other 4 18289
PLANTRONICS INC NEW COM 727493108 1122 25390 SH Other 2 25390
PLUM CREEK TIMBER CO INC COM 729251108 174 3324 SH Other 3324
QUAD / GRAPHICS INC COM CL A 747301109 157 6544 SH Other 1 6544
QUALCOMM INC COM 747525103 643 9605 SH Other 4 9605
QUESTAR CORP COM 748356102 143 5885 SH Other 5885
RPC INC COM 749660106 143 9418 SH Other 1 9418
RENTECH INC COM 760112102 14 5792 SH Other 5792
REPUBLIC AWYS HLDGS INC COM 760276105 305 26410 SH Other 1 26410
RESEARCH IN MOTION LTD COM 760975102 145 10011 SH Other 1 10011
RESMED INC COM 761152107 106 2294 SH Other 2294
RESPONSYS INC COM 761248103 499 56370 SH Other 2 56370
ROVI CORP COM 779376102 1075 50220 SH Other 2 50220
ROYAL GOLD INC COM 780287108 123 1732 SH Other 1 1732
RUBICON MINERALS CORP COM 780911103 255 105727 SH Other 1 105727
RUBY TUESDAY INC COM 781182100 367 49782 SH Other 49782
RUE21 INC COM 781295100 1006 34228 SH Other 3 34228
SEMPRA ENERGY COM 816851109 143 1787 SH Other 1787
SHORE BANCSHARES INC COM 825107105 148 21716 SH Other 1 21716
SILVER WHEATON CORP COM 828336107 151 4814 SH Other 1 4814
SNAP ON INC COM 833034101 273 3300 SH Other 3300
SOUTHWEST AIRLS CO COM 844741108 177 13158 SH Other 1 13158
SPECTRA ENERGY CORP COM 847560109 138 4485 SH Other 4485
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 104 5500 SH Other 5500
SPREADTRUM COMMUNICATIONS IN ADR 849415203 177 8636 SH Other 5 8636
STAMPS COM INC COM NEW 852857200 323 12945 SH Other 3 12945
STANDARD MTR PRODS INC COM 853666105 175 6304 SH Other 1 6304
STEWART INFORMATION SVCS COR COM 860372101 143 5596 SH Other 5596
SUFFOLK BANCORP COM 864739107 41 2875 SH Other 1 2875
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 999 58116 SH Other 5 58116
TASEKO MINES LTD COM 876511106 414 149550 SH Other 4 149550
TEREX CORP NEW COM 880779103 137 3990 SH Other 1 3990
TESORO CORP COM 881609101 669 11413 SH Other 5 11413
THERMO FISHER SCIENTIFIC INC COM 883556102 115 1500 SH Other 1500
THOMAS PPTYS GROUP INC COM 884453101 415 23633 SH Sole 23633
TIMBERLAND BANCORP INC COM 887098101 17 2014 SH Other 1 2014
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 411 4000 SH Other 4 4000
TRANSDIGM GROUP INC COM 893641100 781 5104 SH Other 3 5104
TRINITY INDS INC COM 896522109 167 3680 SH Other 3680
U M H PROPERTIES INC CV RED PFD-A 903002202 917 30000 SH Sole 30000
UNDER ARMOUR INC CL A 904311107 733 14321 SH Other 3 14321
UNI PIXEL INC COM NEW 904572203 122 3973 SH Other 5 3973
UNITED PARCEL SERVICE INC CL B 911312106 86 1000 SH Other 4 1000
VSB BANCORP INC N Y COM 917927105 38 3602 SH Other 1 3602
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 414 7550 SH Other 7550
VANGUARD INDEX FDS TOTAL STK MKT 922908769 363 4487 SH Other 4487
WABTEC CORP COM 929740108 144 1415 SH Other 1415
WAGEWORKS INC COM 930427109 207 8252 SH Other 3 8252
WASTE CONNECTIONS INC COM 941053100 598 16633 SH Other 3 16633
WESTERN REFNG INC COM 959319104 593 16749 SH Other 1, 5 16749
WEYERHAEUSER CO COM 962166104 195 6200 SH Other 6200
WHITESTONE REIT COM 966084204 1033 54946 SH Sole 54946
WILLIAMS COS INC DEL COM 969457100 151 4039 SH Other 4039
WORLD FUEL SVCS CORP COM 981475106 1078 27130 SH Other 2 27130
XO GROUP INC COM 983772104 174 17374 SH Other 1 17374
YAHOO INC COM 984332106 879 37377 SH Other 5 37377
QUANTA SVCS INC COM 74762E102 153 5353 SH Other 5353
EXPRESS INC COM 30219E103 1247 70000 SH Other 70000
AMERISOURCEBERGEN CORP COM 03073E105 165 3201 SH Other 1 3201
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 561 30000 SH Other 30000
TARGET CORP COM 87612E106 924 13500 SH Other 13500
NCR CORP NEW COM 62886E108 747 27110 SH Other 2 27110
THE ADT CORPORATION COM 00101J106 180 3687 SH Other 1 3687
AOL INC COM 00184X105 119 3100 SH Other 3100
ABIOMED INC COM 003654100 1154 61810 SH Other 2 61810
ACACIA RESH CORP ACACIA TCH COM 003881307 97 3209 SH Other 3209
ACQUITY GROUP LTD SPONSORED ADR 00489C103 75 11876 SH Other 3 11876
ACUITY BRANDS INC COM 00508Y102 313 4520 SH Other 3 4520
ADVANCE AUTO PARTS INC COM 00751Y106 579 7000 SH Other 7000
AEROFLEX HLDG CORP COM 007767106 147 18669 SH Other 1 18669
AEROVIRONMENT INC COM 008073108 237 13072 SH Other 5 13072
AFFILIATED MANAGERS GROUP COM 008252108 988 6435 SH Other 3 6435
AGNICO EAGLE MINES LTD COM 008474108 160 3907 SH Other 3907
AGRIUM INC COM 008916108 134 1379 SH Other 1379
ALERE INC COM 01449J105 637 24940 SH Other 2 24940
ALIGN TECHNOLOGY INC COM 016255101 763 22770 SH Other 2 22770
ALLIANCE DATA SYSTEMS CORP COM 018581108 150 926 SH Other 1 926
ALLIANT TECHSYSTEMS INC COM 018804104 157 2170 SH Other 1 2170
ALON USA ENERGY INC COM 020520102 259 13586 SH Other 1 13586
AMAZON COM INC COM 023135106 92 347 SH Other 347
AMERICAN EXPRESS CO COM 025816109 202 3000 SH Other 4 3000
AMERICAN FINL GROUP INC OHIO COM 025932104 162 3410 SH Other 1 3410
AMERICAN RAILCAR INDS INC COM 02916P103 199 4253 SH Other 4253
AMGEN INC COM 031162100 156 1520 SH Other 1520
ANDERSONS INC COM 034164103 571 10669 SH Other 5 10669
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 106 4502 SH Other 4502
ANIKA THERAPEUTICS INC COM 035255108 178 12266 SH Other 1 12266
ANSYS INC COM 03662Q105 335 4114 SH Other 3, 5 4114
APOLLO COML REAL EST FIN INC COM 03762U105 1401 66634 SH Sole 66634
APPLE INC COM 037833100 443 1000 SH Other 4 1000
ARBOR RLTY TR INC COM 038923108 973 179863 SH Sole 179863
ARCHER DANIELS MIDLAND CO COM 039483102 536 15892 SH Other 5 15892
ARMOUR RESIDENTIAL REIT INC COM 042315101 751 75000 SH Sole 75000
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 044103505 381 13797 SH Sole 13797
ASTROTECH CORP COM 046484101 83 100000 SH Other 100000
ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 382 9370 SH Other 2 9370
AVERY DENNISON CORP COM 053611109 152 3526 SH Other 1 3526
AVIAT NETWORKS INC COM 05366Y102 143 42410 SH Other 1 42410
AXIALL CORP COM 05463D100 419 6740 SH Other 1 6740
BB&T CORP COM 054937107 84 2661 SH Other 2661
BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 516 23000 SH Sole 23000
BARRICK GOLD CORP COM 067901108 468 15932 SH Other 4 15932
BBCN BANCORP INC COM 073295107 93 7135 SH Other 7135
BEL FUSE INC CL B 077347300 130 8308 SH Other 1 8308
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 625 6000 SH Other 6000
BIOMARIN PHARMACEUTICAL INC COM 09061G101 790 12685 SH Other 3 12685
BJS RESTAURANTS INC COM 09180C106 608 18256 SH Other 3 18256
BLACK DIAMOND INC COM 09202G101 229 25189 SH Other 3 25189
BLACK HILLS CORP COM 092113109 147 3343 SH Other 3343
BLOUNT INTL INC NEW COM 095180105 401 30000 SH Other 30000
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 557 22410 SH Other 2 22410
CAPITALSOURCE INC COM 14055X102 57 5900 SH Other 5900
CAPITOL FED FINL INC COM 14057J101 320 26500 SH Other 4 26500
CAPSTEAD MTG CORP PFD B CV $1.26 14067E308 471 30100 SH Sole 30100
CARDTRONICS INC COM 14161H108 860 31320 SH Other 2 31320
CHART INDS INC COM PAR $0.01 16115Q308 186 2330 SH Other 2330
CHEMED CORP NEW COM 16359R103 96 1200 SH Other 1200
CHIMERA INVT CORP COM 16934Q109 821 405700 SH Sole 405700
CISCO SYS INC COM 17275R102 524 25049 SH Other 4 25049
CLAYMORE EXCHANGE TRD FD TR GUGG CHN RL EST 18383Q861 209 9527 SH Other 1 9527
COLONY BANKCORP INC COM 19623P101 29 5391 SH Other 1 5391
COLONY FINL INC COM 19624R106 1002 42700 SH Sole 42700
COMCAST CORP NEW CL A 20030N101 147 3498 SH Other 3498
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 165 36825 SH Other 1 36825
CORELOGIC INC COM 21871D103 127 4916 SH Other 1 4916
CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 81 780 SH Other 780
DEVON ENERGY CORP NEW COM 25179M103 282 5000 SH Other 4 5000
DIRECTV COM 25490A309 1698 30000 SH Other 30000
EPR PPTYS CONV PFD 9% SR E 26884U307 1418 43800 SH Sole 43800
ECHO GLOBAL LOGISTICS INC COM 27875T101 420 19003 SH Other 3 19003
ENDEAVOUR SILVER CORP COM 29258Y103 114 18400 SH Other 18400
EXAMWORKS GROUP INC COM 30066A105 368 21242 SH Other 3 21242
EXPEDIA INC DEL COM NEW 30212P303 300 5000 SH Other 5000
EXTERRAN HLDGS INC COM 30225X103 145 5371 SH Other 1 5371
EXXON MOBIL CORP COM 30231G102 451 5000 SH Other 4 5000
FBL FINL GROUP INC CL A 30239F106 153 3941 SH Other 1 3941
FEI CO COM 30241L109 144 2233 SH Other 2233
FACEBOOK INC CL A 30303M102 130 5088 SH Other 5088
FELCOR LODGING TR INC PFD CV A $1.95 31430F200 830 10000 SH Sole 10000
FIDELITY NATIONAL FINANCIAL CL A 31620R105 121 4805 SH Other 4805
FIRST AMERN FINL CORP COM 31847R102 186 7293 SH Other 7293
FIRST MAJESTIC SILVER CORP COM 32076V103 84 5201 SH Other 5201
FIRST SOUTH BANCORP INC VA COM 33646W100 262 40019 SH Other 1 40019
FIRST UTD CORP COM 33741H107 1 135 SH Other 1 135
FIRSTSERVICE CORP SUB VTG SH 33761N109 346 10414 SH Other 3 10414
FIVE STAR QUALITY CARE INC COM 33832D106 167 24959 SH Other 1 24959
FORUM ENERGY TECHNOLOGIES IN COM 34984V100 449 15600 SH Other 3 15600
FREEPORT-MCMORAN COPPER & GO CL A 35671D857 447 13500 SH Other 4 13500
FRESH MKT INC COM 35804H106 183 4273 SH Other 3 4273
GSI TECHNOLOGY COM 36241U106 137 20844 SH Other 1 20844
GENERAL MTRS CO CL A 37045V100 93 3352 SH Other 3352
GOLDMAN SACHS GROUP INC COM 38141G104 176 1198 SH Other 1198
GOOGLE INC CL A 38259P508 1339 1686 SH Other 5 1686
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 556 4000 SH Sole 4000
GRAND CANYON ED INC COM 38526M106 140 5504 SH Other 1 5504
HALLMARK FINL SVCS INC COM NEW 40624Q203 44 4853 SH Other 1 4853
HEADWATERS INC COM 42210P102 326 29911 SH Other 1 29911
HERTZ GLOBAL HOLDINGS INC COM 42805T105 125 5600 SH Other 5600
HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 156 28683 SH Other 5 28683
HITTITE MICROWAVE CORP COM 43365Y104 709 11710 SH Other 3 11710
HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 666 25000 SH Sole 25000
HOVNANIAN ENTERPRISES INC UNIT 99/99/9999 44248W208 29 1000 SH Sole 1000
HOWARD HUGHES CORP COM 44267D107 122 3800 SH Sole 3800
IAC INTERACTIVECORP COM PAR $.001 44919P508 514 11511 SH Other 5 11511
IPG PHOTONICS CORP COM 44980X109 119 1789 SH Other 3 1789
ISTAR FINL INC COM 45031U101 676 42500 SH Sole 42500
INFORMATICA CORP COM 45666Q102 1009 29260 SH Other 2 29260
INNERWORKINGS INC COM 45773Y105 622 41132 SH Other 3, 5 41132
INSTEEL INDUSTRIES INC COM 45774W108 155 9498 SH Other 1 9498
INTERDIGITAL INC COM 45867G101 578 12079 SH Other 1, 3 12079
ISHARES TR FLTG RATE NT 46429B655 81 1591 SH Other 1591
JPMORGAN CHASE & CO COM 46625H100 714 15043 SH Other 1, 4 15043
JONES GROUP INC COM 48020T101 747 58720 SH Other 2 58720
J2 GLOBAL INC COM 48123V102 303 7727 SH Other 1 7727
KKR FINL HLDGS LLC COM 48248A306 327 19381 SH Sole 19381
KKR & CO L P DEL COM UNITS 48248M102 386 20000 SH Other 4 20000
KADANT INC COM 48282T104 139 5560 SH Other 1 5560
KINDER MORGAN INC DEL COM 49456B101 143 3692 SH Other 3692
LINKEDIN CORP COM CL A 53578A108 143 811 SH Other 811
LIQUIDITY SERVICES INC COM 53635B107 744 24956 SH Other 3 24956
MACYS INC COM 55616P104 117 2804 SH Other 2804
MAG SILVER CORP COM 55903Q104 71 7508 SH Other 7508
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 277 15978 SH Other 1 15978
MARATHON PETE CORP COM 56585A102 716 7986 SH Other 5 7986
MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 262 29840 SH Other 1 29840
MCKESSON CORP COM 58155Q103 165 1531 SH Other 1 1531
MERCK & CO INC NEW COM 58933Y105 189 4272 SH Other 4272
MISTRAS GROUP INC COM 60649T107 243 10035 SH Other 3 10035
MITEL NETWORKS CORP COM 60671Q104 128 32722 SH Other 1 32722
MONSANTO CO NEW COM 61166W101 962 9096 SH Other 1, 5 9096
MOSAIC CO NEW COM 61945C103 399 6695 SH Other 5 6695
NIC INC COM 62914B100 185 9668 SH Other 3 9668
NQ MOBILE INC ADR REPSTG CL A 64118U108 116 12915 SH Other 5 12915
NEUTRAL TANDEM INC COM 64128B108 59 17942 SH Other 1 17942
NEWCASTLE INVT CORP COM 65105M108 1070 122000 SH Sole 122000
NORTHSTAR RLTY FIN CORP COM 66704R100 1440 130000 SH Sole 130000
ORACLE CORP COM 68389X105 696 21530 SH Other 5 21530
ORIENTAL FINL GROUP INC COM 68618W100 141 9090 SH Other 1 9090
PBF ENERGY INC CL A 69318G106 145 3900 SH Other 3900
PIMCO ETF TR TOTL RETN ETF 72201R775 98 892 SH Other 892
POLYCOM INC COM 73172K104 1015 91589 SH Other 2, 3 91589
PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 241 1896 SH Other 3 1896
POTASH CORP SASK INC COM 73755L107 386 9825 SH Other 5 9825
POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 64 3095 SH Other 3095
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 65 2581 SH Other 2581
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 79 2651 SH Other 2651
POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 1148 36937 SH Other 36937
PREFERRED APT CMNTYS INC COM 74039L103 100 100 SH Sole 100
PROSHARES TR PSHS ULSHT SP500 74347B300 441 10000 SH Other 4 10000
PROSHARES TR MSCI EMRG ETF 74347X302 277 3507 SH Other 1 3507
PUMA BIOTECHNOLOGY INC COM 74587V107 654 19573 SH Other 3 19573
QUESTCOR PHARMACEUTICALS INC COM 74835Y101 96 2941 SH Other 2941
REALPAGE INC COM 75606N109 382 18446 SH Other 3 18446
RENEWABLE ENERGY GROUP INC COM NEW 75972A301 458 59573 SH Other 1, 5 59573
RESOURCE CAP CORP COM 76120W302 99 15000 SH Sole 15000
REXNORD CORP NEW COM 76169B102 265 12504 SH Other 3 12504
RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 431 7754 SH Other 7754
SPDR S&P 500 ETF TR TR UNIT 78462F103 301 1920 SH Other 1920
SPS COMM INC COM 78463M107 404 9462 SH Other 3 9462
SPDR SERIES TRUST DB INT GVT ETF 78464A490 49 794 SH Other 794
SANDRIDGE ENERGY INC COM 80007P307 264 50000 SH Other 4 50000
SCIENTIFIC GAMES CORP CL A 80874P109 970 110850 SH Other 2 110850
SENIOR HSG PPTYS TR SH BEN INT 81721M109 201 7500 SH Sole 7500
SERVICESOURCE INTL LLC COM 81763U100 788 111458 SH Other 2, 3 111458
SHUTTERFLY INC COM 82568P304 1028 23279 SH Other 2, 3 23279
SIGNATURE BK NEW YORK N Y COM 82669G104 1254 15919 SH Other 3 15919
SILVER STD RES INC COM 82823L106 145 13715 SH Other 13715
SOLERA HOLDINGS INC COM 83421A104 527 9038 SH Other 3 9038
SOVRAN SELF STORAGE INC COM 84610H108 64 1000 SH Sole 1000
SPIRIT RLTY CAP INC COM 84860F109 285 15000 SH Sole 15000
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 544 54986 SH Other 54986
STANDARD PAC CORP NEW COM 85375C101 140 16181 SH Other 16181
STANTEC INC COM 85472N109 134 3045 SH Other 3 3045
STARWOOD HOTELS&RESORTS WRLD COM 85590A401 319 5000 SH Other 4 5000
STILLWATER MNG CO COM 86074Q102 141 10874 SH Other 10874
STRATEGIC HOTELS & RESORTS I COM 86272T106 142 17000 SH Sole 17000
SUMMIT FINANCIAL GROUP INC COM 86606G101 99 14012 SH Other 1 14012
SWIFT TRANSN CO CL A 87074U101 117 8275 SH Other 8275
TIMMINS GOLD CORP COM 88741P103 177 61476 SH Other 61476
TRANSCANADA CORP COM 89353D107 130 2707 SH Other 2707
ULTIMATE SOFTWARE GROUP INC COM 90385D107 514 4933 SH Other 3 4933
UNION FIRST MKT BANKSH CP COM 90662P104 144 7361 SH Other 1 7361
VALERO ENERGY CORP NEW COM 91913Y100 386 8477 SH Other 5 8477
VALUECLICK INC COM 92046N102 124 4200 SH Other 4200
VASCO DATA SEC INTL INC COM 92230Y104 119 14090 SH Other 1 14090
VERIFONE SYS INC COM 92342Y109 756 36554 SH Other 3 36554
VIRTUS INVT PARTNERS INC COM 92828Q109 1093 5868 SH Other 3 5868
WESTERN ASSET MTG CAP CORP COM 95790D105 581 25000 SH Sole 25000
WISDOMTREE TRUST LARGECAP DIVID 97717W307 349 5932 SH Other 5932
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 416 6717 SH Other 6717
WISDOMTREE TRUST JAPAN HEDGE EQT 97717W851 315 7298 SH Other 1 7298
XUEDA ED GROUP SPONSORED ADR 98418W109 437 140631 SH Other 3 140631
XYLEM INC COM 98419M100 331 12000 SH Other 12000
YAMANA GOLD INC COM 98462Y100 201 13096 SH Other 13096
ZILLOW INC CL A 98954A107 214 3920 SH Other 3 3920
DEUTSCHE BANK AG NAMEN AKT D18190898 116 2968 SH Other 1 2968
AIRCASTLE LTD COM G0129K104 165 12052 SH Other 1 12052
ARGO GROUP INTL HLDGS LTD COM G0464B107 169 4087 SH Other 1 4087
AXIS CAPITAL HOLDINGS INV SHS G0692U109 143 3431 SH Other 1 3431
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 180 2364 SH Other 1 2364
COSAN LTD SHS A G25343107 135 6930 SH Other 1 6930
FLEETMATICS GROUP PLC COM G35569105 39 1588 SH Other 3 1588
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 140 9430 SH Other 1 9430
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 833 34061 SH Other 3 34061
HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 310 25442 SH Other 5 25442
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 289 27304 SH Other 1 27304
SEADRILL LIMITED SHS G7945E105 211 5681 SH Other 5 5681
GOLAR LNG LTD BERMUDA SHS G9456A100 77 2073 SH Other 2073
XYRATEX LTD COM G98268108 138 13983 SH Other 1 13983
MELLANOX TECHNOLOGIES LTD SHS M51363113 117 2107 SH Other 5 2107
GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 146 25643 SH Other 1 25643
AVG TECHNOLOGIES N V SHS N07831105 122 8759 SH Other 1 8759
CNH GLOBAL N V SHS NEW N20935206 145 3512 SH Other 1 3512
CORE LABORATORIES N V COM N22717107 703 5097 SH Other 3 5097
REPORT SUMMARY 400 146,001