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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22495
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CURIAN SERIES TRUST
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
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7601 TECHNOLOGY WAY DENVER, CO 80237
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, ZIP CODE)
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877-847-4143
(REGISTRANT'S TELEPHONE NUMBERS, INCLUDING AREA CODE)
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K&L GATES LLP
70 W. MADISON ST.
SUITE 3100
CHICAGO, IL 60602-4207
ATTENTION:
ALAN GOLDBERG
WITH A COPY TO:
SUSAN S. RHEE, ESQ.
CURIAN SERIES TRUST
VICE PRESIDENT,
CHIEF LEGAL OFFICER AND SECRETARY
1 CORPORATE WAY
LANSING, MI 48951
(NAME AND ADDRESS OF AGENT FOR SERVICE)
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22495
Reporting Period: 07/01/2012 - 06/30/2013
Curian Series Trust
ITEM 1. PROXY VOTING RECORD.
=========================== Curian/PIMCO Income Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== Curian/PIMCO Total Return Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Curian/WMC International Equity Fund =====================
ABERDEEN ASSET MANAGEMENT
Ticker: Security ID: 3128
Meeting Date: JAN 17, 2013 Meeting Type: Annual
Record Date: JAN 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Elect Julie Chakraverty For For Management
5 Elect Roger Cornick For For Management
6 Elect Anita Frew For For Management
7 Elect Martin Gilbert For For Management
8 Elect Andrew Laing For For Management
9 Elect Kenichi Miyanaga For For Management
10 Elect James Pettigrew For For Management
11 Elect Bill Rattray For For Management
12 Elect Anne Richards For For Management
13 Elect Simon Troughton For For Management
14 Elect Hugh Young For For Management
15 Elect Richard Mully For For Management
16 Elect Rod MacRae For For Management
17 Directors' Remuneration Report For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
21 Authority to Repurchase Shares For For Management
22 Authorisation of Political Donations For For Management
23 Directors' Fees For For Management
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ACCOR
Ticker: Security ID: 4024363
Meeting Date: APR 25, 2013 Meeting Type: Mix
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports; Ratification of For For Management
Board Acts
5 Consolidated Accounts and Reports For For Management
6 Allocation of Losses/Dividends For For Management
7 Elect Sophie Gasperment For For Management
8 Elect Patrick Sayer For For Management
9 Elect Nadra Moussalem For For Management
10 Appointment of Deloitte For For Management
11 Appointment of Ernst & Young For For Management
12 Appointment of BEAS as Alternate For For Management
Auditor
13 Appointment of Auditex as Alternate For For Management
Auditor
14 Authority to Repurchase Shares For For Management
15 Authority to Cancel Shares and Reduce For For Management
Capital
16 Authority to Issue Shares and/or For For Management
Convertible Securities w/ Preemptive
Rights
17 Authority to Issue Shares and/or For For Management
Convertible Securities w/o Preemptive
Rights
18 Authority to Issue Shares and/or For For Management
Convertible Securities Through Private
Placement
19 Authority to Increase Share Issuance For For Management
Limit
20 Authority to Increase Capital in For For Management
Consideration for Contributions in Kind
21 Authority to Increase Capital Through For For Management
Capitalizations
22 Global Ceiling on Capital Increases For For Management
23 Employee Stock Purchase Plan For For Management
24 Authority to Grant Stock Options For For Management
25 Authority to Issue Restricted Shares For For Management
26 Authorization of Legal Formalities For For Management
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AIA GROUP LIMITED
Ticker: Security ID: B4TX8S1
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Barry CHEUNG Chun-yuen For For Management
6 Elect YEO George Yong-Boon For For Management
7 Elect Narongchai Akrasanee For For Management
8 Elect QIN Xiao For For Management
9 Elect Mark E. Tucker For Against Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Issue Shares w/o For For Management
Preemptive Rights
12 Authority to Repurchase Shares For For Management
13 Amendment to Restricted Share Plan For For Management
14 Amendments to Articles For For Management
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AIR LIQUIDE
Ticker: Security ID: 4011406
Meeting Date: MAY 07, 2013 Meeting Type: Mix
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Authority to Repurchase Shares For For Management
8 Elect Thierry Desmarest For For Management
9 Elect Thierry Peugeot For For Management
10 Life Insurance Benefits (Beno?t Potier) For For Management
11 Life Insurance Benefits (Pierre Dufour) For For Management
12 Authority to Issue Debt Instruments For For Management
13 Authority to Cancel Shares and Reduce For For Management
Share Capital
14 Authority to Grant Stock Options For For Management
15 Authority to Issue Restricted Shares For For Management
16 Authority to Issue Shares and/or For For Management
Convertible Securities w/ Preemptive
Rights
17 Greenshoe For For Management
18 Employee Stock Purchase Plan For For Management
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AIR LIQUIDE
Ticker: Security ID: 4011406
Meeting Date: MAY 07, 2013 Meeting Type: Mix
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
19 Employee Stock Purchase Plan for For For Management
Overseas Employees
20 Authorization of Legal Formalities For For Management
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AIRASIA BHD
Ticker: Security ID: B03J9L7
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Directors' Fees For For Management
4 Elect Mohamed Khadar Merican For For Management
5 Elect FAM Lee Ee For For Management
6 Retention of FAM Lee Ee as Independent For For Management
Non-Executive Director of the Company
7 Elect Aireen Omar For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares w/o For For Management
Preemptive Rights
10 Related Party Transactions For For Management
AISIN SEIKI CO. LTD
Ticker: Security ID: 6010702
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Kanshiroh Toyoda For For Management
4 Elect Fumio Fujimori For For Management
5 Elect Shinzoh Kobuki For For Management
6 Elect Toshikazu Nagura For For Management
7 Elect Takashi Morita For For Management
8 Elect Naofumi Fujie For For Management
9 Elect Makoto Mitsuya For For Management
10 Elect Toshiyuki Ishikawa For For Management
11 Elect Takeshi Kawata For For Management
12 Elect Mutsumi Kawamoto For For Management
13 Elect Kazumi Usami For For Management
14 Elect Ryoh Kobayashi as Statutory For For Management
Auditor
15 Bonus For For Management
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ALGETA ASA
Ticker: Security ID: B1VRDX0
Meeting Date: APR 11, 2013 Meeting Type: Special
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Election of Individual to Check Minutes For TNA Management
7 Agenda For TNA Management
8 Accounts and Reports; Allocation of For TNA Management
Profits/Dividends
9 Directors' Fees For TNA Management
10 Fees to Members of the Nomination For TNA Management
Committee, Remuneration Committee and
Audit Committee
11 Authority to Set Auditor's Fees For TNA Management
12 Compensation Guidelines For TNA Management
13 Reduction in Share Premium Account For TNA Management
14 Authority to Issue Shares w/ or w/o For TNA Management
Preemptive Rights
15 Authority to Issue Convertible Debt For TNA Management
Instruments
16 Equity Compensation Plan For TNA Management
17 Authority to Repurchase Shares For TNA Management
18 Elect Stein H. Annexstad For TNA Management
19 Elect John E. Berriman For TNA Management
20 Elect Per Samuelsson For TNA Management
21 Elect Hilde Hermansen Steineger For TNA Management
22 Elect Kapil Dhingra For TNA Management
23 Elect Judith A. Hemberger For TNA Management
24 Election of New Director For TNA Management
25 Amendments to Nomination Committee For TNA Management
Charter
26 Election of Board Committee Members For TNA Management
27 Amendments to Articles Regarding For TNA Management
Company Purpose
28 Authority to Set Notice Period at 14 For TNA Management
Days
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ALIOR BANK S.A
Ticker: Security ID: B8BM1J6
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Opening of Meeting For For Management
3 Election of Presiding Chairman For For Management
4 Compliance with Rules of Convocation For For Management
5 Agenda For For Management
6 Regulations on General Meeting of For For Management
Shareholders
7 Accounts and Reports For For Management
8 Management Board Report For For Management
9 Accounts and Reports (Consolidated) For For Management
10 Management Board Report (Consolidated) For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratify Wojciech Sobieraj For For Management
13 Ratify Krzysztof Czuba For For Management
14 Ratify Niels Lundorff For For Management
15 Ratify Artur Maliszewski For For Management
16 Ratify Witold Skrok For For Management
17 Ratify Katarzyna Sulkowska For For Management
18 Ratify Cezary Smorszczewski For For Management
19 Supervisory Board Report For For Management
20 Ratify Helene Zaleski For For Management
21 Ratify Jozef Wancer For For Management
22 Ratify Malgorzata Iwanicz-Drozdowska For For Management
23 Ratify Marek Michalski For For Management
24 Ratify Krzysztof Obloj For For Management
25 Supervisory Board Size For For Management
26 Elect Lucyna Stanczak-Wuczynska For For Management
27 Amendments to Articles For For Management
28 Closing of Meeting For For Management
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ANHEUSER-BUSCH INBEV
Ticker: Security ID: 4755317
Meeting Date: APR 24, 2013 Meeting Type: Special
Record Date: APR 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Disapplication of Preemptive Rights For For Management
for Stock Option Grants
6 Authority to Grant Stock Options For For Management
7 Authority to Increase Capital for For For Management
Stock Options
8 Authority to Grant Stock Options to For For Management
Non-Executive Directors
9 Authorization of Legal Formalities For For Management
10 Authorization of Legal Formalities For For Management
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Accounts and Reports; Allocation of For For Management
Profits/Dividends
8 Ratification of Board Acts For For Management
9 Ratification of Auditor's Acts For For Management
10 Elect Kees J. Storm For For Management
11 Appointment of PricewaterhouseCoopers For For Management
and Authority to Set Fees
12 Remuneration Report For Against Management
13 Stock Option Plan for US Employees For For Management
14 Directors' Fees For For Management
15 Change of Control Clause Regarding the For For Management
EMNT Program
16 Change of Control Clause Regarding the For For Management
Senior Facilities Agreement
17 Authorization of Legal Formalities For For Management
18 Non-Voting Meeting Note N/A N/A Management
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ASML HOLDING NV
Ticker: ASML Security ID: N07059186
Meeting Date: SEP 07, 2012 Meeting Type: Special
Record Date: JUL 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Authority to Issue Shares w/ For For Management
Preemptive Rights
2 Authority to Suppress Preemptive Rights For For Management
3 Creation of New Share Class For For Management
4 Amendment to Par Value For For Management
5 Authority to Reduce Issued Share For For Management
Capital
6 Reverse Stock Split For For Management
7 Cancellation of Shares For For Management
8 Authorization of Legal Formalities For For Management
9 Authority to Issue Shares w/ For For Management
Preemptive Rights
10 Authority to Suppress Preemptive Rights For For Management
11 Authority to Issue Shares in Case of For For Management
Merger/Acquisition
12 Authority to Suppress Preemptive For For Management
Rights in Case of Merger/Acquisition
1 Authority to Issue Shares w/ For For Management
Preemptive Rights
2 Authority to Suppress Preemptive Rights For For Management
3 Creation of New Share Class For For Management
4 Amendment to Par Value For For Management
5 Authority to Reduce Issued Share For For Management
Capital
6 Reverse Stock Split For For Management
7 Cancellation of Shares For For Management
8 Authorization of Legal Formalities For For Management
9 Authority to Issue Shares w/ For For Management
Preemptive Rights
10 Authority to Suppress Preemptive Rights For For Management
11 Authority to Issue Shares in Case of For For Management
Merger/Acquisition
12 Authority to Suppress Preemptive For For Management
Rights in Case of Merger/Acquisition
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ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Management Acts For For Management
3 Ratification of Supervisory Board Acts For For Management
4 Allocation of Profits/Dividends For For Management
5 Remuneration Policy For For Management
6 Authority to Grant Performance Shares For For Management
under 2010-2013 Plan
7 Authority to Grant Performance Shares For For Management
under 2014 Plan
8 Stock Option Grant to Employees For For Management
9 Elect H. C. J. van den Burg For For Management
10 Elect P.F.M. Van der Meer Mohr For For Management
11 Elect W. Ziebart For For Management
12 Elect D.A. Grose For For Management
13 Elect C.M.S. Smits-Nusteling For For Management
14 Appointment of Auditor For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Suppress Preemptive Rights For For Management
17 Authority to Issue Shares in Case of For For Management
Merger/Acquisition
18 Authority to Suppress Preemptive Rights For For Management
19 Authority to Repurchase Shares For For Management
20 Authority to Repurchase Additional For For Management
Shares
21 Authority to Cancel Shares For For Management
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ASSA ABLOY AB
Ticker: Security ID: 4009304
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Non-Voting Agenda Item N/A N/A Management
13 Non-Voting Agenda Item N/A N/A Management
14 Accounts and Reports For For Management
15 Allocation of Profits/Dividends For For Management
16 Ratification of Board and Management For For Management
Acts
17 Board Size For For Management
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ASSA ABLOY AB
Ticker: Security ID: 4009304
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
18 Directors and Auditors' Fees For For Management
19 Election of Directors For For Management
20 Nomination Committee For For Management
21 Compensation Guidelines For For Management
22 Authority to Repurchase and Issue For For Management
Shares
23 2013 Long-Term Incentive Plan For For Management
24 Non-Voting Agenda Item N/A N/A Management
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AXA
Ticker: Security ID: 4026927
Meeting Date: APR 30, 2013 Meeting Type: Mix
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Related Party Transactions For For Management
8 Elect Ramon de Oliveira For For Management
9 Elect Dominique Reiniche For For Management
10 Elect Jean-Pierre Clamadieu For For Management
11 Elect Deanna W. Oppenheimer For For Management
12 Elect Paul Hermelin For For Management
13 Directors' Fees For For Management
14 Authority to Repurchase Shares For For Management
15 Authority to Increase Capital Through For For Management
Capitalizations
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares Through For For Management
Private Placement
19 Authority to Set Offering Price of For For Management
Shares
20 Authority to Increase Capital in Case For For Management
of Exchange Offer
21 Authority to Increase Capital in For For Management
Consideration for Contributions in Kind
22 Authority to Issue Shares w/o For For Management
Preemptive Rights in Consideration for
Securities Issued by Subsidiaries
23 Authority to Issue Debt Instruments For For Management
24 Employee Stock Purchase Plan For For Management
25 Authority to Issue Restricted Shares For For Management
to Overseas Employees
26 Authority to Cancel Shares and Reduce For For Management
Capital
27 Authorization of Legal Formalities For For Management
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BANCO BILBAO VIZCAYA ARGENTARIA SA
Ticker: Security ID: 443694
Meeting Date: MAR 14, 2013 Meeting Type: Special
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports; Allocation of For For Management
Profits/Dividends; Ratification of
Board Acts
3 Elect Francisco Gonz?lez Rodr?guez For For Management
4 Elect ?ngel Cano Fern?ndez For For Management
5 Elect Ram?n Bustamante y de la Mora For For Management
6 Elect Ignacio Ferrero Jordi For For Management
7 Merger by Absorption For For Management
8 Bonus Issue For For Management
9 Non-Voting Agenda Item N/A N/A Management
10 Bonus Issue For For Management
11 Non-Voting Agenda Item N/A N/A Management
12 Annual Incentive Plan For For Management
13 Appointment of Auditor For For Management
14 Approval of Corporate Website For For Management
15 Authority to Carry Out Formalities For For Management
16 Remuneration Report For For Management
17 Non-Voting Meeting Note N/A N/A Management
18 Non-Voting Meeting Note N/A N/A Management
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BANCO ESPIRITO SANTO, S.A.
Ticker: Security ID: 4058061
Meeting Date: MAR 27, 2013 Meeting Type: Special
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Election of the Vice Chairman of Board For For Management
of General Meeting
3 Accounts and Reports For For Management
4 Consolidated Accounts and Reports For For Management
5 Allocation of Profits For For Management
6 Ratification of Board and Audit For For Management
Committee Acts
7 Remuneration Report For For Management
8 Ratification of the Co-Option of For For Management
Xavier Musca
9 Authority for Company and Subsidiaries For For Management
to Trade in Company Stock and Bonds
10 Authorization to Exercise Competing For For Management
Activities
11 Executive Directors' Pensions For For Management
12 Non-Voting Meeting Note N/A N/A Management
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BANCO SANTANDER SA
Ticker: BSBR Security ID: 05967A107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Election of Board Member(s) For Against Management
Representative of Minority/Preferred
Shareholders
4 Remuneration Policy For Against Management
5 Amendment to Dividend Distribution Date For For Management
6 Long-Term Incentive Plan For For Management
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BANCO SANTANDER SA
Ticker: BSBR Security ID: 05967A107
Meeting Date: JUN 03, 2013 Meeting Type: Special
Record Date: MAY 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Chairman of the Board For For Management
1 Election of Chairman of the Board For For Management
2 Election of Vice-Chairman of the Board For For Management
2 Election of Vice-Chairman of the Board For For Management
3 Elect Jes?s Mar?a Zabalza Lotina For For Management
3 Elect Jes?s Mar?a Zabalza Lotina For For Management
4 Confirmation of Board Composition For For Management
4 Confirmation of Board Composition For For Management
5 Deferred Bonus Plans For For Management
5 Deferred Bonus Plans For For Management
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BANCO SANTANDER(BRAZIL)SA
Ticker: BSBR Security ID: 05967A107
Meeting Date: FEB 15, 2013 Meeting Type: Special
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Deferred Bonus Plan For For Management
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BG GROUP PLC
Ticker: Security ID: 876289
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAY 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Den Jones For For Management
5 Elect LIM Haw Kuang For For Management
6 Elect Peter Backhouse For For Management
7 Elect Vivienne Cox For For Management
8 Elect Chris Finlayson For For Management
9 Elect Andrew Gould For For Management
10 Elect Baroness Hogg For For Management
11 Elect John Hood For For Management
12 Elect Martin Houston For For Management
13 Elect Caio Koch-Weser For For Management
14 Elect Sir David Manning For For Management
15 Elect Mark Seligman For For Management
16 Elect Patrick W. Thomas For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Repurchase Shares For For Management
23 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
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BHP BILLITON PLC
Ticker: Security ID: 56650
Meeting Date: OCT 25, 2012 Meeting Type: Annual
Record Date: OCT 23, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports (BHP Billiton plc For For Management
& BHP Billiton Limited)
2 Elect Pat Davies (BHP Billiton plc & For For Management
BHP Billiton Limited)
3 Elect Malcolm Broomhead (BHP Billiton For For Management
plc & BHP Billiton Limited)
4 Elect Sir John Buchanan (BHP Billiton For For Management
plc & BHP Billiton Limited)
5 Elect Carlos Cordeiro (BHP Billiton For For Management
plc & BHP Billiton Limited)
6 Elect David Crawford (BHP Billiton plc For For Management
& BHP Billiton Limited)
7 Elect Carolyn Hewson (BHP Billiton plc For For Management
& BHP Billiton Limited)
8 Elect Marius Kloppers (BHP Billiton For For Management
plc & BHP Billiton Limited)
9 Elect Lindsay Maxsted (BHP Billiton For For Management
plc & BHP Billiton Limited)
10 Elect Wayne Murdy (BHP Billiton plc & For For Management
BHP Billiton Limited)
11 Elect Keith Rumble (BHP Billiton plc & For For Management
BHP Billiton Limited)
12 Elect John Schubert (BHP Billiton plc For For Management
& BHP Billiton Limited)
13 Elect Shriti Vadera (BHP Billiton plc For For Management
& BHP Billiton Limited)
14 Elect Jacques Nasser (BHP Billiton plc For For Management
& BHP Billiton Limited)
15 Appointment of Auditor and Authority For For Management
to Set Fees (BHP Billiton plc)
16 Authority to Issue Shares w/ For For Management
Preemptive Rights (BHP Billiton plc)
17 Authority to Issue Shares w/o For For Management
Preemptive Rights (BHP Billiton plc)
18 Authority to Repurchase Shares (BHP For For Management
Billiton plc)
19 Directors' Remuneration Report For For Management
20 Approve Equity Grant (CEO Marius For For Management
Kloppers)
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BNP PARIBAS
Ticker: Security ID: 4133667
Meeting Date: MAY 15, 2013 Meeting Type: Mix
Record Date: MAY 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports; Approval of Non For For Management
Tax-Deductible Expenses
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Related Party Transactions For For Management
8 Severance Agreement (Jean-Laurent For For Management
Bonnaf?
9 Authority to Repurchase Shares For For Management
10 Elect Jean-Laurent Bonnaf? For For Management
11 Elect Michel J. Tilmant For For Management
12 Elect Emiel Van Broekhoven For For Management
13 Elect Christophe de Margerie For For Management
14 Elect Marion Guillou For For Management
15 Authorization of Legal Formalities for For For Management
Statutory Auditors
16 Amendments to Articles For For Management
17 Authority to Cancel Shares and Reduce For For Management
Share Capital
18 Authorization of Legal Formalities For For Management
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BP PLC
Ticker: Security ID: 798059
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Elect Robert W. Dudley For For Management
4 Elect Iain C. Conn For For Management
5 Elect Brian Gilvary For For Management
6 Elect Paul M. Anderson For For Management
7 Elect Frank L. Bowman For For Management
8 Elect Antony Burgmans For For Management
9 Elect Cynthia B. Carroll For For Management
10 Elect George David For For Management
11 Elect Ian E.L. Davis For For Management
12 Elect Dame Ann Dowling For For Management
13 Elect Brendan R. Nelson For For Management
14 Elect Phuthuma F. Nhleko For For Management
15 Elect Andrew B. Shilston For For Management
16 Elect Carl-Henric Svanberg For For Management
17 Appointment of Auditor and Authority For For Management
to Set Fees
18 Authority to Repurchase Shares For For Management
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BP PLC
Ticker: Security ID: 798059
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
BR PROPERTIES S.A.
Ticker: Security ID: B1FLW42
Meeting Date: APR 30, 2013 Meeting Type: Special
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Merger by Absorption Agreements For For Management
3 Ratification of Appointment of For For Management
Appraiser
4 Valuation Reports For For Management
5 Mergers by Absorption For For Management
6 Authority to Carry Out Merger by For For Management
Absorption Formalities
7 Amendment to Articles Regarding For For Management
Reconciliation of Share Capital
8 Amendments to Articles Regarding Novo For For Management
Mercado Definitions
9 Consolidation of Articles For For Management
10 Non-Voting Meeting Note N/A N/A Management
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BR PROPERTIES S.A.
Ticker: Security ID: B1FLW42
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: APR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Remuneration Policy For For Management
5 Elect Rodolpho Amboss For For Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BUREAU VERITAS
Ticker: Security ID: B28DTJ6
Meeting Date: MAY 22, 2013 Meeting Type: Mix
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Approval of Non Tax Deductible Expenses For For Management
6 Consolidated Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Elect Frank Piedeli?vre For For Management
9 Elect St?phane Bacquaert For For Management
10 Elect Jean-Michel Ropert For For Management
11 Elect Fr?d?ric Lemoine For For Management
12 Elect Lucia Sinapi-Thomas For For Management
13 Elect Nicoletta Giadrossi For For Management
14 Elect Ieda Gommes Yell For For Management
15 Directors' Fees For For Management
16 Authority to Repurchase Shares For For Management
17 Authorization of Legal Formalities For For Management
18 Authority to Issue Shares and/or For For Management
Convertible Securities w/ Preemptive
Rights; Authority to Issue Debt
Instruments
19 Greenshoe For For Management
20 Authority to Increase Capital Under For For Management
Employee Savings Plan
21 Authority to Increase Capital Through For For Management
Capitalizations
22 Authority to Increase Capital in For For Management
Consideration for Contributions in Kind
23 Authority to Increase Capital in Case For For Management
of Exchange Offer
24 Authority to Cancel Shares and Reduce For For Management
Capital
25 Authority to Grant Stock Options For For Management
26 Authority to Issue Restricted Shares For For Management
27 Global Ceiling on Capital Increases For For Management
28 Increase in Par Value For For Management
29 Stock Split For For Management
30 Authority to Increase Share Issuance For For Management
Limit
31 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY CO.
Ticker: CNI Security ID: 136375102
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael R. Armellino For For Management
1.2 Elect A. Charles Baillie For For Management
1.3 Elect Hugh J. Bolton For For Management
1.4 Elect Donald J. Carty For For Management
1.5 Elect Gordon D. Giffin For For Management
1.6 Elect Edith E. Holiday For For Management
1.7 Elect V. Maureen Kempston Darkes For For Management
1.8 Elect Denis Losier For For Management
1.9 Elect Edward C. Lumley For For Management
1.1 Elect David G.A. McLean For For Management
1.11 Elect Claude Mongeau For For Management
1.12 Elect James E. O'Connor For For Management
1.13 Elect Robert Pace For For Management
2 Appointment of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CARNIVAL CORP.
Ticker: CCL Security ID: 143658300
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Micky Arison For For Management
2 Elect Sir Jonathon Band For For Management
3 Elect Arnold W. Donald For For Management
4 Elect Pier L. Foschi For For Management
5 Elect Howard S. Frank For For Management
6 Elect Richard J. Glasier For For Management
7 Elect Debra J. Kelly-Ennis For For Management
8 Elect Sir John Parker For For Management
9 Elect Stuart Subotnick For For Management
10 Elect Laura A. Weil For For Management
11 Elect Randall J. Weisenburger For For Management
12 Appointment of Auditor For For Management
13 Authority to Set Auditor's Fees For For Management
14 Accounts and Reports For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Directors' Remuneration Report For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
CEMEX LATAM HOLDINGS SA
Ticker: Security ID: B88KB04
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
5 Directors' Fees For For Management
6 Authority to Repurchase Shares For For Management
7 Authority to Issue Debt Instruments For For Management
8 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
9 Authority to Carry Out Formalities For For Management
10 Minutes For For Management
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
CEMEX LATAM HOLDINGS SA
Ticker: Security ID: B88KB04
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAY 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Ratification of Board Acts For For Management
4 Allocation of Profits/Dividends For For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORP.
Ticker: Security ID: B0LMTQ3
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Directors' Report For For Management
4 Supervisors' Report For For Management
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Budget of 2013 fixed assets investment For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Elect ZHANG Jianguo For For Management
10 Elect ZHAO Xijun For For Management
11 Elect CHEN Yuanling For For Management
12 Elect ZHU Hongbo For For Management
13 Elect HU Zheyi For For Management
14 Elect Timpson CHUNG Shui Ming For For Management
15 Elect Margaret LEUNG KO May Yee For For Management
16 Elect WIM Kok For For Management
17 Elect Murray Horn For For Management
18 Elect XU Tie For For Management
19 Elect QI Shouyin For For Management
20 Terms of Office for Directors For For Management
21 Elect ZHANG Furong For For Management
22 Elect LIU Jin For For Management
23 Elect LI Xiaoling For For Management
24 Elect BAI Jianjun For For Management
25 Elect WANG Xinmin For For Management
26 Authority to Issue Debt Instruments For For Management
27 Amendments to Articles For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD
Ticker: Security ID: B2Q5H56
Meeting Date: OCT 25, 2012 Meeting Type: Special
Record Date: SEP 24, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO LTD
Ticker: Security ID: B2Q5H56
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Directors' Report For For Management
4 Supervisors' Report For For Management
5 Annual Report of A Shares For For Management
6 Annual Report of H Shares For For Management
7 Financial Statements For For Management
8 Allocation of Profits/Dividends For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Due Diligence Report For For Management
11 Report on Performance For For Management
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Non-Voting Agenda Item N/A N/A Management
14 Non-Voting Agenda Item N/A N/A Management
15 Elect WANG Chengran For For Management
16 Elect BAI Wei For For Management
17 Elect SUN Xiaoning For For Management
18 Elect YANG Xianghai For For Management
19 Elect WU Jumin For Against Management
20 Elect WU Junhao For Against Management
21 Elect ZHANG Yansheng For For Management
22 Elect LAM Chi Kuen For For Management
23 Elect ZHOU Zhonghui For For Management
24 Elect ZHENG Anguo For For Management
25 Elect GAO Guofu For For Management
26 Elect CHENG Feng For For Management
27 Elect FOK Kwong Man For For Management
28 Elect HUO Lianhong For For Management
29 Elect ZHANG Jianwei For For Management
30 Elect LIN Lichun For For Management
31 Elect DAI Zhihao For Against Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: Security ID: B3DCZF3
Meeting Date: SEP 05, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For TNA Management
4 Remuneration Report For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Board Acts For TNA Management
7 Elect Johann Rupert For TNA Management
8 Elect Franco Cologni For TNA Management
9 Elect Lord Douro For TNA Management
10 Elect Yves-Andre Istel For TNA Management
11 Elect Richard Lepeu For TNA Management
12 Elect Ruggero Magnoni For TNA Management
13 Elect Josua Dillie Malherbe For TNA Management
14 Elect Frederick Mostert For TNA Management
15 Elect Simon Murray For TNA Management
16 Elect Alain Dominique Perrin For TNA Management
17 Elect Guillaume Pictet For TNA Management
18 Elect Norbert Platt For TNA Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: Security ID: B3DCZF3
Meeting Date: SEP 05, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
19 Elect Alan Quasha For TNA Management
20 Elect Maria Ramos For TNA Management
21 Elect Lord Renwick of Clifton For TNA Management
22 Elect Dominique Rochat For TNA Management
23 Elect Jan Rupert For TNA Management
24 Elect Gary Saage For TNA Management
25 Elect J?rgen Schrempp For TNA Management
26 Elect Martha Wikstrom For TNA Management
27 Appointment of Auditor For TNA Management
28 Transaction of Other Business For TNA Management
29 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
COMPANHIA DE CONCESSOES REDOVIARIAS
Ticker: Security ID: 2840970
Meeting Date: AUG 02, 2012 Meeting Type: Special
Record Date: JUL 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect Emerson de Almeida For For Management
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: Security ID: 4598589
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Management Board Acts For TNA Management
7 Ratification of Supervisory Board Acts For TNA Management
8 Appointment of Auditor For TNA Management
9 Amendment to Articles For TNA Management
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP
Ticker: Security ID: 6384548
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Compensation Report For TNA Management
6 Accounts and Reports For TNA Management
7 Ratification of Board and Management For TNA Management
Acts
8 Allocation of Profits For TNA Management
9 Dividend from Reserves; Scrip Dividend For TNA Management
10 Increase in Authorized Capital For TNA Management
11 Increase in Conditional Capital for For TNA Management
Employee Compensation Plan
12 Amendments to Articles For TNA Management
13 Elect Noreen Doyle For TNA Management
14 Elect Jassim Bin Hamad Bin Jassim Bin For TNA Management
Jabr Al Thani
15 Elect Kaikhushru Shiavax Nargolwala For TNA Management
16 Appointment of Auditor For TNA Management
17 Appointment of Special Auditor For TNA Management
18 Transaction of Other Business For TNA Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: Security ID: 182704
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For TNA Management
2 Allocation of Profits/Dividends For TNA Management
3 Directors' Remuneration Report For TNA Management
4 Elect Ernst B?rtschi For TNA Management
5 Elect Maeve Carton For TNA Management
6 Elect William P. Egan For TNA Management
7 Elect Utz-Hellmuth Felcht For TNA Management
8 Elect Nicky Hartery For TNA Management
9 Elect Jan Maarten de Jong For TNA Management
10 Elect John W. Kennedy For TNA Management
11 Elect Myles Lee For TNA Management
12 Elect Heather Ann McSharry For TNA Management
13 Elect Albert Manifold For TNA Management
14 Elect Daniel Noel O'Connor For TNA Management
15 Elect Mark S. Towe For TNA Management
16 Authority to Set Auditor's Fees For TNA Management
17 Authority to Issue Shares w/o For TNA Management
Preemptive Rights
18 Authority to Repurchase Shares For TNA Management
19 Authority to Reissue Treasury Shares For TNA Management
--------------------------------------------------------------------------------
DAIICHI SANKYO CO., LTD.
Ticker: Security ID: B0J7D91
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Takashi Shohda For For Management
4 Elect Johji Nakayama For For Management
5 Elect Takeshi Ogita For For Management
6 Elect Kazunori Hirokawa For For Management
7 Elect Yuki Satoh For For Management
8 Elect Hiroshi Hirabayashi For For Management
9 Elect Kunio Ishihara For For Management
10 Elect Ichiroh Kanazawa For For Management
11 Elect Seiji Sugiyama For For Management
12 Elect Manabu Sakai For For Management
13 Bonus For For Management
--------------------------------------------------------------------------------
DERWENT LONDON PLC
Ticker: Security ID: 265274
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
13 Elect Robert A. Farnes For For Management
14 Elect June F. de Moller For For Management
15 Elect Stephen Young For For Management
16 Elect Simon Fraser For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
DERWENT LONDON PLC
Ticker: Security ID: 265274
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Robert A. Rayne For For Management
5 Elect John C. Ivey For For Management
6 Elect John D. Burns For For Management
7 Elect Simon P. Silver For For Management
8 Elect Damian M.A. Wisniewski For For Management
9 Elect Nigel Q. George For For Management
10 Elect David G. Silverman For For Management
11 Elect Paul M. Williams For For Management
12 Elect Stuart A. Corbyn For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO SA
Ticker: Security ID: B80RZK1
Meeting Date: JAN 28, 2013 Meeting Type: Special
Record Date: JAN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Election of Directors (Technical For Against Management
Committee)
2 Classification of Independence Status For Against Management
of Directors (Technical Committee
Members)
3 Election of Meeting Delegates For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO SA
Ticker: Security ID: B80RZK1
Meeting Date: APR 26, 2013 Meeting Type: Special
Record Date: APR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts For For Management
2 Annual Report For Against Management
3 Election of Meeting Delegates For For Management
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN AG
Ticker: Security ID: B0YZ0Z5
Meeting Date: MAY 28, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Allocation of Profits/Dividends For TNA Management
6 Ratification of Management Board Acts For TNA Management
7 Ratification of Supervisory Board Acts For TNA Management
8 Appointment of Auditor For TNA Management
9 Elect Uwe Flach For TNA Management
10 Increase in Authorized Capital For TNA Management
11 Authority to Issue Convertible Debt For TNA Management
Instruments: Increase in Conditional
Capital
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: Security ID: B89W0M4
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Michael Biggs For For Management
5 Elect Paul Geddes For For Management
6 Elect Jane Hanson For For Management
7 Elect Glyn Jones For For Management
8 Elect Andrew Palmer For For Management
9 Elect John Reizenstein For For Management
10 Elect Clare Thompson For For Management
11 Elect Priscilla Vacassin For For Management
12 Elect Bruce Van Saun For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
19 Authorisation of Political Donations For For Management
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: Security ID: B8H9VJ1
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Michael Biggs For For Management
5 Elect Paul Geddes For For Management
6 Elect Jane Hanson For For Management
7 Elect Glyn Jones For For Management
8 Elect Andrew Palmer For For Management
9 Elect John Reizenstein For For Management
10 Elect Clare Thompson For For Management
11 Elect Priscilla Vacassin For For Management
12 Elect Bruce Van Saun For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
18 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
19 Authorisation of Political Donations For For Management
--------------------------------------------------------------------------------
EISAI CO LTD
Ticker: Security ID: 5451692
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Haruo Naitoh For For Management
4 Elect Akira Fujiyoshi For For Management
5 Elect Tokuji Izumi For For Management
6 Elect Kohichi Masuda For For Management
7 Elect Kiyochika Ohta For For Management
8 Elect Michikazu Aoi For For Management
9 Elect Hideaki Matsui For For Management
10 Elect Nobuo Deguchi For For Management
11 Elect Graham Fry For For Management
12 Elect Osamu Suzuki For For Management
13 Elect Patricia Robinson For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: ELN Security ID: 284131208
Meeting Date: DEC 12, 2012 Meeting Type: Special
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Prothena Spin-Off For For Management
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LIMITED
Ticker: Security ID: 6333937
Meeting Date: JUL 06, 2012 Meeting Type: Special
Record Date: JUL 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Consortium Agreement For Against Management
4 China Gas Consortium Offer For Against Management
5 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LIMITED
Ticker: Security ID: 6333937
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect ZHANG Gang For For Management
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LIMITED
Ticker: Security ID: 6333937
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
6 Elect HAN Jishen For For Management
7 Elect LIM Haw Kuang For For Management
8 Elect ZHAO Baoju For Against Management
9 Elect JIN Yongsheng For Against Management
10 Elect CHEUNG Yip Sang For Against Management
11 Elect ZHAO Shengli For Against Management
12 Elect WANG Dongzhi For For Management
13 Directors' Fees For For Management
14 Appointment of Auditor and Authority For For Management
to Set Fees
15 Authority to Issue Shares w/o For Against Management
Preemptive Rights
16 Authority to Repurchase Shares For For Management
17 Authority to Issue Repurchased Shares For For Management
18 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Francis S Kalman For For Management
2 Elect Roxanne J. Decyk For For Management
3 Elect Mary Francis For For Management
4 Ratification of Auditor For For Management
5 Ratification of Statutory Auditor For For Management
6 Authority to Set Auditor's Fees For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Directors' Remuneration Report For For Management
9 Accounts and Reports For For Management
10 Repeal of Classified Board For For Management
11 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: Security ID: 5289837
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Agenda Item N/A N/A Management
2 Allocation of Profits/Dividends For TNA Management
3 Ratification of Management Board Acts For TNA Management
4 Ratification of Supervisory Board Acts For TNA Management
5 Supervisory Board Members' Fees For TNA Management
6 Supervisory Board Size For TNA Management
7 Elect Theresa Jordis For TNA Management
8 Appointment of Auditor For TNA Management
9 Authority to Trade in Company Stock For TNA Management
10 Authority to Repurchase Shares For TNA Management
11 Authority to Trade in Participation For TNA Management
Certificates
12 Authority to Repurchase Participation For TNA Management
Certificates
13 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ESSILOR INTERNATIONAL
Ticker: Security ID: 4303761
Meeting Date: MAY 16, 2013 Meeting Type: Mix
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Appointment of Auditor For For Management
(PricewaterhouseCoopers Audit)
8 Appointment of Auditor (Mazars) For For Management
9 Elect Yves Chevillotte For For Management
10 Elect Mireille Faug?re For For Management
11 Elect Xavier Fontanet For For Management
12 Elect Maureen Cavanagh For For Management
13 Authority to Repurchase Shares For For Management
14 Employee Stock Purchase Plan For For Management
15 Authority to Issue Shares and For For Management
Convertible Securities through Private
Placement
16 Amendment Regarding Double Voting For For Management
Rights
17 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
FAMILYMART CO. LTD.
Ticker: Security ID: 5753729
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: FEB 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Junji Ueda For For Management
4 Elect Yoshiki Miyamoto For For Management
5 Elect Toshio Katoh For For Management
6 Elect Motoo Takada For For Management
7 Elect Masaaki Kosaka For For Management
8 Elect Akinori Wada For For Management
9 Elect Yukihiko Komatsuzaki For For Management
10 Elect Hiroaki Tamamaki For For Management
11 Elect Noboru Takebayashi For For Management
12 Elect Isamu Nakayama For For Management
13 Elect Shuji Iwamura as Statutory For For Management
Auditor
--------------------------------------------------------------------------------
FANUC CORPORATION
Ticker: Security ID: 5477557
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
20 Elect Kiyonori Inaba For For Management
21 Elect Masato Ono For For Management
--------------------------------------------------------------------------------
FANUC CORPORATION
Ticker: Security ID: 5477557
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yoshiharu Inaba For For Management
5 Elect Kenji Yamaguchi For For Management
6 Elect Yoshihiro Gonda For For Management
7 Elect Richard E. Schneider For For Management
8 Elect Hiroyuki Uchida For For Management
9 Elect Testuya Kosaka For For Management
10 Elect Shunsuke Matsubara For For Management
11 Elect Katsuo Kohari For For Management
12 Elect Toshiya Okada For For Management
13 Elect Kazuyuki Hiramoto For For Management
14 Elect Olaf C. Gehrels For For Management
15 Elect Kazunari Aoyama For For Management
16 Elect Takayuki Itoh For For Management
17 Elect Yuusaku Yamada For For Management
18 Elect Tetsuo Hishikawa For For Management
19 Elect Hiroshi Noda For For Management
--------------------------------------------------------------------------------
FAST RETAILING CO. LTD.
Ticker: Security ID: 6332439
Meeting Date: NOV 22, 2012 Meeting Type: Annual
Record Date: AUG 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tadashi Yanai For For Management
2 Elect Tohru Hanbayashi For For Management
3 Elect Nobumichi Hattori For For Management
4 Elect Tohru Murayama For For Management
5 Elect Masaaki Shintaku For For Management
6 Elect Takashi Nawa For For Management
7 Elect Takaharu Yasumoto For For Management
8 Elect Keiko Kaneko For For Management
9 Elect Masaaki Shinjoh For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: Security ID: B671GT8
Meeting Date: APR 23, 2013 Meeting Type: Special
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendment to Articles Regarding For For Management
Authority to Approve Investments (Less
Than US$250M)
2 Amendment to Articles Regarding For For Management
Authority to Approve Investments
(Between US$250M and 20% Shareholders'
Equity)
3 Amendment to Articles Regarding For For Management
Authority to Approve Investments (More
Than 20% Shareholders' Equity)
4 Amendment to Articles Regarding For Against Management
Significant Shareholders' Influence
5 Minutes For For Management
6 Authority to Carry Out Formalities For For Management
1 Presentation of Activities Related to For Against Management
the Acquisition of G30
2 Allocation of Real Estate Trust For Against Management
Certificates
3 Acquisition of Real Estate Portfolio For For Management
Consisting of 49 Properties; Authority
to Issue Real Estate Trust Certificates
4 Authority to Issue Real Estate Trust For Against Management
Certificates
5 Establish a Social Assistance For Against Management
Foundation
6 Remuneration Plan for Trust Adviser For Against Management
7 Minutes For For Management
8 Authority to Carry Out Formalities For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: Security ID: B671GT8
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Report of the Trust Manager Regarding For Against Management
Activities; Report of the Board
(Technical Committee)
2 Reports of the Audit, Corporate For Against Management
Governance and Nominating Committees
3 Report of the Trust Manager Pursuant For Against Management
to Securities Market Law Article 172
4 Report of the Trust Manager Regarding For Against Management
Accounting Standards; Report of the
Auditor
5 Report on Tax Compliance For Against Management
6 Financial Statements; Allocation of For For Management
Profits
7 Election of Directors (Technical For Against Management
Committee)
8 Independent Directors' (Technical For Against Management
Committee) Fees
9 Election of Audit, Corporate For Against Management
Governance and Nominating Committee
Members
10 Authority to Carry Out Formalities For For Management
11 Minutes For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: Security ID: B671GT8
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendment to Articles Regarding For For Management
Authority to Approve Investments (Less
Than US$250M)
3 Amendment to Articles Regarding For For Management
Authority to Approve Investments
(Between US$250M and 20% Shareholders'
Equity)
4 Amendment to Articles Regarding For For Management
Authority to Approve Investments (More
Than 20% Shareholders' Equity)
5 Amendment to Articles Regarding For Against Management
Significant Shareholders' Influence
6 Minutes For For Management
--------------------------------------------------------------------------------
FUJI HEAVY INDUSTRIES LTD.
Ticker: Security ID: 5714403
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Yasuyuki Yoshinaga For For Management
4 Elect Jun Kondoh For For Management
5 Elect Akira Mabuchi For For Management
6 Elect Naoto Mutoh For For Management
7 Elect Tomohiko Ikeda For For Management
8 Elect Mitsuru Takahashi For For Management
9 Elect Takeshi Tachimori For For Management
10 Elect Toshio Arima For For Management
11 Elect Masakazu Kimura For Against Management
12 Elect Norio Saitoh For Against Management
13 Elect Kenji Tamazawa as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
GALP ENERGIA SGPS
Ticker: Security ID: B1FW751
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management
4 Corporate Governance Report For For Management
5 Ratification of Board and Supervisory For For Management
Council Acts
6 Remuneration Report For For Management
7 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
GIVAUDAN SA
Ticker: Security ID: 5980613
Meeting Date: MAR 21, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For TNA Management
4 Remuneration Report For TNA Management
5 Ratification of Board Acts For TNA Management
6 Allocation of Profits/Dividends For TNA Management
7 Amendments to Articles For TNA Management
8 Elect Peter Kappeler For TNA Management
9 Elect Irina du Bois For TNA Management
10 Appointment of Auditor For TNA Management
11 Additional and/or counterproposals; N/A TNA Shareholder
none have been submitted at this time
--------------------------------------------------------------------------------
HONDA MOTOR
Ticker: Security ID: 435141
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Fumihiko Ike For For Management
5 Elect Takanobu Itoh For For Management
6 Elect Tetsuo Iwamura For For Management
7 Elect Takashi Yamamoto For For Management
8 Elect Yoshiharu Yamamoto For For Management
9 Elect Masahiro Yoshida For For Management
10 Elect Kensaku Hohgen For For Management
11 Elect Nobuo Kuroyanagi For For Management
--------------------------------------------------------------------------------
HONDA MOTOR
Ticker: Security ID: 435141
Meeting Date: JUN 19, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
12 Elect Takeo Fukui For For Management
13 Elect Yuji Shiga For For Management
14 Elect Kohhei Takeuchi For For Management
15 Elect Shinji Aoyama For For Management
16 Elect Noriya Kaihara For For Management
17 Elect Kunio Endoh as Statutory Auditor For Against Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR
Ticker: Security ID: 6451055
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Allocation of For For Management
Profits/Dividends
2 Election of Directors (Slate) For Against Management
3 Election of Audit Committee Member : For For Management
NAM Sung Il
4 Amendments to Articles For For Management
5 Directors' Fees For For Management
--------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC
Ticker: Security ID: 454492
Meeting Date: JAN 30, 2013 Meeting Type: Annual
Record Date: JAN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Ken Burnett For For Management
5 Elect Alison Cooper For For Management
6 Elect Robert Dyrbus For For Management
7 Elect David Haines For For Management
8 Elect Michael Herlihy For For Management
9 Elect Susan Murray For For Management
10 Elect Iain Napier For For Management
11 Elect Matthew Phillips For For Management
12 Elect Berge Setrakian For For Management
13 Elect Mark Williamson For For Management
14 Elect Malcolm Wyman For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authorisation of Political Donations For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Share Matching Scheme For For Management
20 Long Term Incentive Plan For For Management
21 International Sharesave Plan For For Management
22 Authority to Issue Shares w/o For For Management
Preemptive Rights
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
25 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: Security ID: 2605425
Meeting Date: FEB 28, 2013 Meeting Type: Annual
Record Date: FEB 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Allocation of Profits/Dividends For TNA Management
7 Ratification of Management Board Acts For TNA Management
8 Ratification of Supervisory Board Acts For TNA Management
9 Appointment of Auditor For TNA Management
10 Compensation Policy For TNA Management
11 Authority to Repurchase Shares For TNA Management
12 Authority to Repurchase Shares Using For TNA Management
Equity Derivatives
13 Cancellation of Conditional Capital For TNA Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: Security ID: 2871787
Meeting Date: APR 22, 2013 Meeting Type: Special
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts, and Reports, Allocation of For For Management
Profits/Dividends
4 Board Size For For Management
5 Non-Voting Agenda Item N/A N/A Management
6 List presented by Compagnia San Paolo DNV TNA Management
and Fondazione Cariplo
7 List presented by Fondazione Cassa di DNV For Management
Risparmio di Padova e Rovigo, Ente
Cassa di Risparmio di Firenze, and
Fondazione Cassa di Risparmio in
Bologna
8 List presented by shareholders DNV TNA Management
representing 0.588% of the Issued
Share Capital
9 Election of Chairman and Deputy For Against Management
Chairmen
10 Supervisory Board Fees For For Management
11 Remuneration Report For For Management
12 Remuneration Policy For For Management
13 Variable Remuneration Plan For For Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: Security ID: 5754357
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Masamichi Terahatake For For Management
4 Elect Tomotaka Kojima as Statutory For For Management
Auditor
5 Shareholder Proposal Regarding Against Against Shareholder
Distribution of Dividends
6 Shareholder Proposal Regarding Share Against Against Shareholder
Repurchases
7 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Authority to Cancel
Treasury Shares
8 Shareholder Proposal Regarding Against Against Shareholder
Cancellation of Treasury Shares
--------------------------------------------------------------------------------
JULIO SIMOES LOGISTICA SA
Ticker: Security ID: B5LBY82
Meeting Date: JAN 14, 2013 Meeting Type: Special
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Elect Augusto Marques da Cruz Filho For For Management
5 Amendments to Articles Regarding For For Management
Alternate Directors
6 Consolidation of Articles For For Management
--------------------------------------------------------------------------------
JULIUS BAER GROUP LTD
Ticker: Security ID: B4R2R50
Meeting Date: SEP 19, 2012 Meeting Type: Special
Record Date: SEP 10, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Increase in Authorized Capital For TNA Management
4 Transaction of Other Business For TNA Management
--------------------------------------------------------------------------------
JULIUS BAER GROUP LTD
Ticker: Security ID: B4R2R50
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
6 Allocation of Profits/Dividends For TNA Management
7 Ratification of Board Acts For TNA Management
8 Elect Daniel J. Sauter For TNA Management
9 Elect Claire Giraut For TNA Management
10 Elect Gilbert Achermann For TNA Management
11 Elect Andreas Amschwand For TNA Management
12 Elect Leonhard Fischer For TNA Management
13 Elect Gareth Penny For TNA Management
14 Appointment of Auditor For TNA Management
15 Transaction of Other Business For TNA Management
--------------------------------------------------------------------------------
JULIUS BAER GROUP LTD
Ticker: Security ID: B4R2R50
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For TNA Management
5 Remuneration Report For TNA Management
--------------------------------------------------------------------------------
KONE CORP.
Ticker: Security ID: B09M9D2
Meeting Date: OCT 24, 2012 Meeting Type: Special
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Special Dividend For For Management
8 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LIMITED
Ticker: Security ID: 5387753
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For TNA Management
4 Allocation of Profits/Dividends For TNA Management
5 Elect ZHANG Bowen For TNA Management
6 Elect LIU Xiao Feng For TNA Management
7 Directors' Fees For TNA Management
8 Appointment of Auditor and Authority For TNA Management
to Set Fees
9 Authority to Issue Shares w/o For TNA Management
Preemptive Rights
10 Authority to Repurchase Shares For TNA Management
11 Authority to Issue Repurchased Shares For TNA Management
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: Security ID: G5533W248
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Elect Lord Blackwell For For Management
4 Elect Carolyn Fairbairn For For Management
5 Elect Nicholas Luff For For Management
6 Elect Sir Winfried Bischoff For For Management
7 Elect George Culmer For For Management
8 Elect Anita Frew For For Management
9 Elect Ant?nio Horta-Os?rio For For Management
10 Elect David L. Roberts For For Management
11 Elect Anthony Watson For For Management
12 Elect Sara Weller For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Authorisation of Political Donations For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Repurchase Ordinary Shares For For Management
19 Authority to Repurchase Preference For For Management
Shares
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
21 Non-Voting Meeting Note N/A N/A Management
1 Authority to Issue Regulatory Capital For For Management
Convertible Instruments
2 Disapply Preemption Rights (Regulatory For For Management
Capital Instruments)
3 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
MDK AD
Ticker: Security ID: 4005001
Meeting Date: APR 30, 2013 Meeting Type: Mix
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Remuneration Report For For Management
5 Accounts and Reports; Allocation of For For Management
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A Management
7 Ratification of Board Acts For For Management
8 Ratification of Auditor's Acts For For Management
9 Elect Isabelle Bouillot For For Management
10 Elect Shohei Naito For For Management
11 Elect Frans van Daele For For Management
12 Elect Barbara Kux For For Management
13 Directors' Fees For For Management
14 Authority to Repurchase Shares For For Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
MEDIASET SPA
Ticker: Security ID: 5077946
Meeting Date: APR 24, 2013 Meeting Type: Mix
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports/Allocation of For For Management
Profits
3 Remuneration Report For For Management
4 Authority to Repurchase and Reissue For For Management
Shares
5 Amendments to Articles For For Management
6 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
MEG ENERGY CORP
Ticker: MEGEF Security ID: 552704207
Meeting Date: MAY 02, 2013 Meeting Type: Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William J. McCaffrey For For Management
1.2 Elect David J. Wizinsky For For Management
1.3 Elect David B. Krieger For For Management
--------------------------------------------------------------------------------
MEG ENERGY CORP
Ticker: MEGEF Security ID: 552704108
Meeting Date: MAY 02, 2013 Meeting Type: Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William J. McCaffrey For For Management
1.2 Elect David J. Wizinsky For For Management
1.3 Elect David B. Krieger For For Management
1.4 Elect Peter R. Kagan For For Management
1.5 Elect Boyd Anderson For For Management
1.6 Elect James D. McFarland For For Management
1.7 Elect Harvey Doerr For For Management
1.8 Elect Robert B. Hodgins For For Management
2 2010 Stock Option Plan Renewal For For Management
3 RSU Plan Renewal For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
MEG ENERGY CORP
Ticker: MEGEF Security ID: 552704207
Meeting Date: MAY 02, 2013 Meeting Type: Special
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.4 Elect Peter R. Kagan For For Management
1.5 Elect Boyd Anderson For For Management
1.6 Elect James D. McFarland For For Management
1.7 Elect Harvey Doerr For For Management
1.8 Elect Robert B. Hodgins For For Management
2 2010 Stock Option Plan Renewal For For Management
3 RSU Plan Renewal For For Management
4 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
MGM CHINA HOLDINGS LIMITED
Ticker: Security ID: B4KJZM1
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAY 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Elect James Joseph Murren For For Management
5 Elect Grant R. Bowie For For Management
6 Elect Kenneth A. Rosevear For For Management
7 Elect Tommei MEI Kuen Tong For For Management
8 Elect Peter WONG Man Kong For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Issue Shares w/o For Against Management
Preemptive Rights
12 Authority to Repurchase Shares For For Management
13 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA S/A
Ticker: Security ID: B5LGRJ9
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Capital Expenditure Budget For For Management
4 Allocation of Profits/Dividends For For Management
5 Election of Supervisory Council For For Management
6 Remuneration Policy For For Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
9 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Ticker: Security ID: 3198902
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Takamune Okihara For For Management
5 Elect Tatsuo Wakabayashi For For Management
6 Elect Nobuyuki Hirano For For Management
7 Elect Masaaki Tanaka For For Management
8 Elect Taihei Yuki For For Management
9 Elect Ichiroh Hamakawa For For Management
10 Elect Akihiko Kagawa For For Management
11 Elect Toshiroh Toyoizumi For For Management
12 Elect Junichi Okamoto For For Management
13 Elect Saburoh Araki For For Management
14 Elect Hiroyuki Noguchi For For Management
15 Elect Muneaki Tokunari For For Management
16 Elect Ryuji Araki For For Management
17 Elect Kazuhiro Watanabe For For Management
18 Elect Yuko Kawamoto For For Management
19 Elect Takashi Mikumo For For Management
20 Elect Kunie Okamoto For For Management
21 Elect Yasushi Ikeda For For Management
22 Elect Hideo Kojima For For Management
23 Amendment to Equity Compensation Plan For For Management
and Directors' and Statutory Auditors'
Fees
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO. LTD.
Ticker: Security ID: 5451788
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Hiromichi Iwasa For For Management
4 Elect Masanobu Komoda For For Management
5 Elect Yoshiaki Iinuma For For Management
6 Elect Hitoshi Saitoh For For Management
7 Elect Yoshikazu Kitahara For For Management
8 Elect Hiroshi Asai For For Management
9 Elect Kenji Iino For For Management
10 Elect Kiyotaka Fujibayashi For For Management
11 Elect Mitsudo Urano For For Management
12 Elect Masayuki Matsushima For For Management
13 Elect Tohru Yamashita For For Management
14 Elect Toshiaki Egashira For For Management
15 Bonus For For Management
16 Condolence Payment for Director For For Management
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: Security ID: B08SNH3
Meeting Date: JUL 30, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
23 Amendments to Articles (Companies Act For For Management
2006 and Shareholder Rights Directive)
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: Security ID: B08SNH3
Meeting Date: JUL 30, 2012 Meeting Type: Annual
Record Date: JUL 26, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect Sir Peter Gershon For For Management
4 Elect Steven Holliday For For Management
5 Elect Andrew Bonfield For For Management
6 Elect Thomas King For For Management
7 Elect Nick Winser For For Management
8 Elect Kenneth Harvey For For Management
9 Elect Linda Adamany For For Management
10 Elect Philip Aiken For For Management
11 Elect Nora Brownell For For Management
12 Elect Paul Golby For For Management
13 Elect Ruth Kelly For For Management
14 Elect Maria Richter For For Management
15 Elect George Rose For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Directors' Remuneration Report For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
NMC HEALTH PLC
Ticker: Security ID: B7FC076
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Elect Mark Tompkins For For Management
7 Elect Saeed Bin Butti For For Management
8 Elect Khalifa Bin Butti For For Management
9 Elect Dr. B. R. Shetty For For Management
10 Elect Justin Jewitt For For Management
11 Elect Lord Patrick J. Clanwilliam For For Management
12 Elect Heather Lawrence For For Management
13 Authorisation of Political Donations For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Repurchase Shares For For Management
17 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
NMC HEALTH PLC
Ticker: Security ID: G65836101
Meeting Date: JUN 27, 2013 Meeting Type: Annual
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Elect Mark Tompkins For For Management
7 Elect Saeed Bin Butti For For Management
8 Elect Khalifa Bin Butti For For Management
9 Elect Dr. B. R. Shetty For For Management
10 Elect Justin Jewitt For For Management
11 Elect Lord Patrick J. Clanwilliam For For Management
12 Elect Heather Lawrence For For Management
13 Authorisation of Political Donations For For Management
14 Authority to Issue Shares w/ For For Management
Preemptive Rights
15 Authority to Issue Shares w/o For For Management
Preemptive Rights
16 Authority to Repurchase Shares For For Management
17 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
NOKIAN RENKAAT OYJ
Ticker: Security ID: 4643274
Meeting Date: APR 11, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Accounts and Reports For TNA Management
9 Allocation of Profits/Dividends For TNA Management
10 Ratification of Board and Management For TNA Management
Acts
11 Directors' Fees For TNA Management
12 Board Size For TNA Management
13 Election of Directors For TNA Management
14 Authority to Set Auditor's Fees For TNA Management
15 Appointment of Auditor For TNA Management
16 Stock Option Plan For TNA Management
17 Authority to Repurchase Shares For TNA Management
18 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
NOMURA ASSET MANAGEMENT CO.,LTD.
Ticker: Security ID: 4601045
Meeting Date: JUN 26, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Nobuyuki Koga For For Management
3 Elect Kohji Nagai For For Management
4 Elect Atsushi Yoshikawa For For Management
5 Elect Hiroyuki Suzuki For For Management
6 Elect David Benson For For Management
7 Elect Masahiro Sakane For For Management
8 Elect Toshinori Kanemoto For For Management
9 Elect Tsuguoki Fujinuma For For Management
10 Elect Takao Kusakari For For Management
11 Elect Clara Furse For For Management
12 Elect Michael LIM Choo San For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Ratification of Board Acts For For Management
3 Elect Richard L. Clemmer For For Management
4 Elect Peter L. Bonfield For For Management
5 Elect Johannes P. Huth For For Management
6 Elect Roy Mackenzie For For Management
7 Elect Egon Durban For For Management
8 Elect Kenneth A. Goldman For For Management
9 Elect Josef Kaeser For For Management
10 Elect Ian Loring For For Management
11 Elect Michael Plantevin For For Management
12 Elect Vikram Bhatia For For Management
13 Elect Jean-Pierre Saad For For Management
14 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
PARTNERS GROUP HOLDING
Ticker: Security ID: B119QG0
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For TNA Management
4 Allocation of Profits/Dividends For TNA Management
5 Remuneration Report For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Elect Alfred Gantner For TNA Management
8 Elect Peter Wuffli For TNA Management
--------------------------------------------------------------------------------
PARTNERS GROUP HOLDING
Ticker: Security ID: B119QG0
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
9 Elect Steffen Meister For TNA Management
10 Elect Charles Dallara For TNA Management
11 Elect Patrick Ward For TNA Management
12 Appointment of Auditor For TNA Management
13 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
PERNOD RICARD
Ticker: Security ID: 4427100
Meeting Date: NOV 09, 2012 Meeting Type: Mix
Record Date: NOV 05, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports; Approval of Non For For Management
Tax-Deductible Expenses
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Related Party Transactions For For Management
8 Compensation Elements (Pierre Pringuet) For For Management
9 Compensation Elements (Alexandre For For Management
Ricard)
10 Ratification of the Co-option of For For Management
Martina Gonzalez-Gallarza
11 Ratification of the Co-option of For For Management
Alexandre Ricard
12 Elect Alexandre Ricard For For Management
13 Elect Pierre Pringuet For For Management
14 Elect Wolfgang Colberg For For Management
15 Elect C?sar Giron For For Management
16 Elect Martina Gonzalez-Gallarza For For Management
17 Elect Ian Gallienne For For Management
18 Directors' Fees For For Management
19 Authority to Repurchase Shares For For Management
20 Authority to Issue Restricted Shares For For Management
21 Authority to Grant Stock Options For For Management
22 Authority to Increase Capital Under For For Management
Employee Savings Plan
23 Amendments to Articles For For Management
24 Amendment Regarding Age Limit for For For Management
Chairman
25 Amendments to Articles Regarding For For Management
Related Party Transactions
26 Amendments to Articles Regarding For For Management
Convening Shareholders' Meetings
27 Amendments to Articles Regarding For For Management
Conduct of Shareholders' Meetings
28 Authorization of Legal Formalities For For Management
29 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
PORTUGAL TELECOM, S.G.P.S., S.A.
Ticker: Security ID: 4676203
Meeting Date: APR 19, 2013 Meeting Type: Special
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Consolidated Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Board Acts For For Management
7 Ratification of the Co-Option of For For Management
Fernando Magalh?es Portella
8 Election of Remuneration Committee For For Management
Member
9 Authority to Trade in Company Stock For For Management
10 Authority to Issue Convertible Debt For For Management
Instruments
11 Authority to Issue Convertible Debt For For Management
Instruments w/o Preemptive Rights
12 Authority to Issue Debt Instruments For For Management
13 Authority to Trade in Company Debt For For Management
Instruments
14 Remuneration Report For For Management
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: Security ID: B7FQV64
Meeting Date: NOV 30, 2012 Meeting Type: Special
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Merger Agreement For For Management
5 Ratification of Appointment of For For Management
Appraiser
6 Valuation Report For For Management
7 Merger by Absorption For For Management
8 Ratification of Management Acts For For Management
Regarding Merger by Absorption
9 Authority to Carry Out Merger For For Management
Formalities
10 Elect Cristiana Almeida Pipponzi For For Management
--------------------------------------------------------------------------------
RAKUTEN INC.
Ticker: Security ID: 5987788
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
16 Elect Tanekiyo Kunitake as Statutory For For Management
Auditor
17 Equity Compensation Plan For For Management
--------------------------------------------------------------------------------
RAKUTEN INC.
Ticker: Security ID: 5987788
Meeting Date: MAR 28, 2013 Meeting Type: Annual
Record Date: DEC 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hiroshi Mikitani For For Management
2 Elect Atsushi Kunishige For For Management
3 Elect Masatada Kobayashi For For Management
4 Elect Tohru Shimada For For Management
5 Elect Akio Sugihara For For Management
6 Elect Kazunori Takeda For For Management
7 Elect Hiroaki Yasutake For For Management
8 Elect Yoshihisa Yamada For For Management
9 Elect Charles B. Baxter For For Management
10 Elect Kohichi Kusano For For Management
11 Elect Ken Kutaragi For For Management
12 Elect Joshua G. James For Against Management
13 Elect Hiroshi Fukino For For Management
14 Elect Jun Murai For For Management
15 Elect Kentaroh Hyakuno For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: Security ID: 6099626
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
10 Directors' Commission For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: Security ID: 6099626
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Mahesh P. Modi For Against Management
6 Elect Dharam V. Kapur For For Management
7 Elect Raghunath A. Mashelkar For Against Management
8 Elect Pawan Kumar Kapil For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
RENAULT S.A.
Ticker: Security ID: 4712798
Meeting Date: APR 30, 2013 Meeting Type: Mix
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Consolidated Accounts and Reports For For Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Related Party Transactions For For Management
9 Presentation of Auditors' Report on For For Management
Redeemable Shares
10 Elect Dominique de La Garanderie For For Management
11 Elect Alain J. P. Belda For For Management
12 Elect Yuriko Koike For For Management
13 Elect Beno?t Ostertag For For Management
14 Elect David Azema For For Management
15 Elect Pascal Faure For For Management
16 Appointment of Auditex as Alternate For For Management
Auditor
17 Authority to Repurchase Shares For For Management
18 Authority to Cancel Shares and Reduce For For Management
Share Capital
19 Authority to Issue Restricted Shares For For Management
20 Employee Stock Purchase Plan For For Management
21 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
REXAM PLC
Ticker: Security ID: 425045
Meeting Date: JAN 24, 2013 Meeting Type: Special
Record Date: JAN 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Return of Cash and Share Consolidation For For Management
2 Authority to Issue Shares w/ For For Management
Preemptive Rights
3 Authority to Issue Shares w/o For For Management
Preemptive Rights
4 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
REXAM PLC
Ticker: Security ID: B940JD4
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Allocation of Profits/Dividends For For Management
4 Elect Johanna Waterous For For Management
5 Elect Stuart Chambers For For Management
6 Elect Graham Chipchase For For Management
7 Elect David Robbie For For Management
8 Elect John Langston For For Management
9 Elect Leo Oosterveer For For Management
10 Elect Jean-Pierre Rodier For For Management
11 Appointment of Auditor For For Management
12 Authority to Set Auditor's Fees For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Authority to Repurchase Shares For For Management
16 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
REXEL
Ticker: Security ID: B1VP0K0
Meeting Date: MAY 22, 2013 Meeting Type: Mix
Record Date: MAY 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Scrip Dividend For For Management
8 Related Party Transactions For For Management
(Re-Invoicing Agreements)
9 Related Party Transactions (Purchase For For Management
and Indenture Agreements)
10 Related Party Transactions (Secondary For For Management
Offering Cooperation Agreement)
11 Elect Representative of Eurazeo For For Management
12 Elect Manfred Kindle For For Management
13 Elect Thomas Farrell For For Management
14 Elect Vivianne Akriche For For Management
15 Authority to Repurchase Shares For For Management
16 Authorization of Legal Formalities For For Management
17 Authority to Cancel Shares and Reduce For For Management
Share Capital
18 Authority to Issue Restricted Shares For For Management
19 Employee Stock Purchase Plan For For Management
20 Employee Stock Purchase Plan for For For Management
Overseas Employees
21 Amend Article 23 For For Management
22 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: Security ID: B3YL8G1
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Directors' Remuneration Report For For Management
3 Elect Ian E.L. Davis For For Management
4 Elect Jasmin Staiblin For For Management
5 Elect John Rishton For For Management
6 Elect Helen Alexander For For Management
7 Elect Lewis W.K. Booth For For Management
8 Elect Frank Chapman For Against Management
9 Elect Iain C. Conn For For Management
10 Elect James M. Guyette For For Management
11 Elect John McAdam For For Management
12 Elect Mark Morris For For Management
13 Elect John Neill For For Management
14 Elect Colin P. Smith For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Redeemable Dividend (C Shares) For For Management
18 Non-Voting Agenda Item N/A N/A Management
19 Non-Voting Agenda Item N/A N/A Management
20 Authorisation of Political Donations For For Management
21 Non-Voting Agenda Item N/A N/A Management
22 Authority to Issue Shares w/ For For Management
Preemptive Rights
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: Security ID: B3YL8G1
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
23 Authority to Issue Shares w/o For For Management
Preemptive Rights
24 Authority to Repurchase Shares For For Management
25 Non-Voting Agenda Item N/A N/A Management
26 Adoption of New Articles (Citizenship) For For Management
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SAFRAN SA
Ticker: Security ID: 4074432
Meeting Date: MAY 28, 2013 Meeting Type: Mix
Record Date: MAY 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Accounts and Reports For For Management
6 Consolidated Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Related Party Transactions For For Management
9 Elect Jean-Marc Forneri For For Management
10 Elect Monique Cohen For For Management
11 Elect Christian Streiff For For Management
12 Elect Representatives of the French For Against Management
State
13 Directors' Fees For For Management
14 Authority to Repurchase Shares For For Management
15 Authority to Issue Shares and/or For For Management
Convertible Securities w/ Preemptive
Rights
16 Authority to Issue Shares and/or For For Management
Convertible Securities w/o Preemptive
Rights
17 Authority to Increase Capital in Case For For Management
of Exchange Offer
18 Authority to Issue Shares and/or For For Management
Convertible Securities Through Private
Placement
19 Greenshoe For For Management
20 Authority to Increase Capital in For For Management
Consideration for Contributions in Kind
21 Authority to Increase Capital Through For For Management
Capitalizations
22 Employee Stock Purchase Plan For For Management
23 Global Ceiling on Capital Increases For For Management
24 Authority to Grant Stock Options For For Management
25 Authority to Issue Restricted Shares For For Management
26 Shareholder Proposal Regarding For Against Shareholder
Election of Employee Representative
27 Shareholder Proposal Regarding Against Against Shareholder
Dividend Payments
28 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS
Ticker: Security ID: 6771720
Meeting Date: MAR 15, 2013 Meeting Type: Annual
Record Date: DEC 31, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Allocation of For For Management
Profits/Dividends
2 Elect LEE In Ho For For Management
3 Elect SONG Kwang Soo For For Management
4 Elect KIM Eun Mee For For Management
5 Elect YOON Boo Keun For For Management
6 Elect SHIN Jong Kyun For For Management
7 Elect LEE Sang Hoon For For Management
8 Election of Audit Committee Members: For For Management
LEE In Ho
9 Election of Audit Committee Members: For For Management
SONG Kwang Soo
10 Directors' Fees For For Management
11 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SAVINGS BANK OF RUSSIA
Ticker: SBRCY Security ID: 80585Y308
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Annual Report N/A For Management
2 Accounts N/A For Management
3 Allocation of Profits/Dividends N/A For Management
4 Appointment of Auditor N/A For Management
5 Elect German O. Gref N/A Abstain Management
6 Elect Sergey M. Guriev N/A For Management
7 Elect Mikhail E. Dmitriev N/A For Management
8 Elect Bella I. Zlatkis N/A Abstain Management
9 Elect Nadezhda Y. Ivanova N/A Against Management
10 Elect Sergey M. Ignatyev N/A Abstain Management
11 Elect Alexey L Kudrin N/A Abstain Management
12 Elect Ilia Vadimovich N/A Abstain Management
Lomakin-Rumyantsev
13 Elect Georgy I. Luntovsky N/A Abstain Management
14 Elect Mikhail Matovnikov N/A For Management
15 Elect Vladimir A. Mau N/A Abstain Management
16 Elect Alexey Vladimirovich Moiseev N/A Abstain Management
17 Elect Alessandro Profumo N/A Against Management
18 Elect Sergey H. Sinelnikov-Murylev N/A Abstain Management
19 Elect Dmitry Tulin N/A For Management
20 Elect Alexey V. Ulyukaev N/A Abstain Management
21 Elect Ronald Freeman N/A Abstain Management
22 Elect Sergei A. Shvetsov N/A Abstain Management
23 Elect Ahmet Mahfi Egilmez N/A For Management
24 Elect N.P Borodina N/A For Management
25 Elect V.M. Volkov N/A For Management
26 Electi M.L. Dolzhnikov N/A For Management
27 Elect Y.Y. Isakhanova N/A For Management
28 Elect A.E. Minenko N/A For Management
29 Elect O.V. Polyakova N/A For Management
30 Elect N.V. Revina N/A For Management
31 Director and Audit Commission Fees N/A For Management
32 Regulations on Remuneration and N/A For Management
Compensation of Board Members; Amount
of Base Remuneration
33 New Edition of Charter N/A For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO. LTD.
Ticker: Security ID: 6742340
Meeting Date: MAR 18, 2013 Meeting Type: Special
Record Date: FEB 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect GONG Jian Bo For For Management
4 Elect XIA Lie Bo For For Management
5 Elect LONG Jing as Supervisor For Against Management
6 Amendments to Articles For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO. LTD.
Ticker: Security ID: 6742340
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Directors' Fees For For Management
9 Authority to Issue Shares w/o For Against Management
Preemptive Rights
10 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO. LTD.
Ticker: Security ID: 6742340
Meeting Date: MAY 31, 2013 Meeting Type: Annual
Record Date: APR 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Directors' Report For For Management
5 Supervisors' Report For For Management
6 Allocation of Profits/Dividends For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: Security ID: B8XBQ96
Meeting Date: JUN 28, 2013 Meeting Type: Annual
Record Date: MAY 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Amendments to Procedural Rules: Board For For Management
Meetings
4 Absorption of Subsidiary For For Management
5 Annual Report For For Management
6 Directors' Report For For Management
7 Supervisors' Report For For Management
8 Accounts and Reports For For Management
9 Allocation of Profits/Dividends For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Related Party Transactions For For Management
12 Directors' Fees For For Management
13 Director Remuneration Policy For For Management
14 Fee Adjustment for Independent For For Management
Non-executive Directors
15 Approval of Entrusted Loans to For For Management
Subsidiaries
16 Authority to Give Guarantees For For Management
17 Elect CHEN Qiyu For For Management
18 Elect YAO Fang For For Management
19 Elect GUO Guangcang For For Management
20 Elect WANG Qunbin For For Management
21 Elect ZHANG Guozheng For For Management
22 Elect WANG Pinliang For For Management
23 Elect KANG Lan For For Management
24 Elect HAN Tong For For Management
25 Elect ZHANG Weitong For For Management
26 Elect LI Minqiao For For Management
27 Elect CAO Huimin For For Management
28 Elect CAO Genxing For For Management
29 Elect LI Haifeng For For Management
30 Amendments to the Administrative For For Management
Measures for Related Party Transaction
31 Amendments to the Administrative For For Management
Measures for Management of Raised Funds
--------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD.
Ticker: Security ID: 5797879
Meeting Date: JUN 03, 2013 Meeting Type: Annual
Record Date: MAY 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For TNA Management
2 Accounts and Reports For TNA Management
3 Allocation of Profits/Dividends For TNA Management
3 Allocation of Profits/Dividends For TNA Management
4 Elect KUOK Khoon Ean For TNA Management
4 Elect KUOK Khoon Ean For TNA Management
5 Elect Gregory A. Dogan For TNA Management
5 Elect Gregory A. Dogan For TNA Management
6 Elect Alexander R. Hamilton For TNA Management
6 Elect Alexander R. Hamilton For TNA Management
7 Elect Timothy David Dattels For TNA Management
7 Elect Timothy David Dattels For TNA Management
8 Directors' Fees For TNA Management
8 Directors' Fees For TNA Management
9 Appointment of Auditor and Authority For TNA Management
to Set Fees
9 Appointment of Auditor and Authority For TNA Management
to Set Fees
10 Authority to Issue Shares w/o For TNA Management
Preemptive Rights
10 Authority to Issue Shares w/o For TNA Management
Preemptive Rights
11 Authority to Repurchase Shares For TNA Management
11 Authority to Repurchase Shares For TNA Management
12 Authority to Issue Repurchased Shares For TNA Management
12 Authority to Issue Repurchased Shares For TNA Management
13 Amendments to Articles For TNA Management
13 Amendments to Articles For TNA Management
14 Change of Company Name For TNA Management
14 Change of Company Name For TNA Management
15 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SHIZUOKA BANK LTD.
Ticker: Security ID: 5861310
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Seiya Itoh For For Management
4 Elect Katsunori Nakanishi For For Management
5 Elect Masahiro Gotoh For For Management
6 Elect Toshihiko Yamamoto For For Management
7 Elect Akihiro Nakamura For For Management
8 Elect Itsuroh Hitosugi For For Management
9 Elect Hiroki Saitoh For For Management
10 Elect Yoshihiro Nagasawa For For Management
11 Elect Yukihiro Fushimi For For Management
12 Elect Kumi Fujisawa For For Management
13 Elect Yoshinori Mitsui as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD
Ticker: Security ID: B3ZVDV0
Meeting Date: DEC 29, 2012 Meeting Type: Special
Record Date: NOV 28, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect LI Ling For For Management
--------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD
Ticker: Security ID: B3ZVDV0
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD
Ticker: Security ID: B3ZVDV0
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
3 Directors' Report For For Management
4 Supervisors' Report For For Management
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Appointment of Domestic Auditor and For For Management
Authority to Set Fees
8 Appointment of International Auditor For For Management
and Authority to Set Fees
9 Elect CHEN Qiyu For For Management
10 Directors' Fees For For Management
11 Authority to Give Guarantees For Against Management
12 Amendments to Articles For For Management
13 Authority to Issue Shares w/o For Against Management
Preemptive Rights
--------------------------------------------------------------------------------
SKYWORTH DIGITAL HOLDINGS LTD.
Ticker: Security ID: 5950144
Meeting Date: JUN 25, 2013 Meeting Type: Special
Record Date: JUN 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Waiver of Assured Entitlement For TNA Management
--------------------------------------------------------------------------------
SNAM RETE GAS S.P.A.
Ticker: Security ID: 7251470
Meeting Date: JUL 30, 2012 Meeting Type: Special
Record Date: JUL 19, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Cancellation of Treasury Shares; For For Management
Elimination of Par Value
--------------------------------------------------------------------------------
SNAM S.P.A.
Ticker: Security ID: 7251470
Meeting Date: MAR 25, 2013 Meeting Type: Mix
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Amendments to Articles 2, 5, 6, and 17 For For Management
5 Amendments to Articles 9 and 12 For For Management
6 Amendments to Articles 13,16 and 20 For For Management
7 Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Remuneration Report For For Management
10 Board Size For For Management
11 Board Term For For Management
12 Non-Voting Agenda Item N/A N/A Management
13 List Presented by CDP Reti S.r.L DNV TNA Management
14 List Presented by Shareholders DNV For Management
Representing 1.06% of the Company's
Share Capital
15 Election of Chairman of Board of For For Management
Directors
16 Directors' Fees For For Management
17 Non-Voting Agenda Item N/A N/A Management
18 List Presented by CDP Reti S.r.L DNV Abstain Management
19 List Presented by Shareholders DNV For Management
Representing 1.06% of the Company's
Share Capital
20 Election of Chairman of Board of For For Management
Statutory Auditors
21 Statutory Auditors' Fees For For Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: Security ID: 2407159
Meeting Date: JUN 21, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Masayoshi Son For For Management
5 Elect Ken Miyauchi For For Management
6 Elect Kazuhiko Kasai For For Management
7 Elect Ronald Fisher For For Management
8 Elect Yun MA For For Management
9 Elect Manabu Miyasaka For For Management
10 Elect Tadashi Yanai For For Management
11 Elect Mark Schwartz For For Management
12 Elect Mitsuo Sano For For Management
13 Elect Sohichiroh Uno For For Management
14 Elect Kohichi Shibayama For For Management
15 Elect Hidekazu Kubokawa For For Management
--------------------------------------------------------------------------------
SWISS RE LTD
Ticker: Security ID: B545MG5
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Compensation Report For For Management
4 Accounts and Reports For For Management
5 Allocation of Profits For For Management
6 Dividend from Reserves For For Management
7 Special Dividend from Reserves For For Management
8 Ratification of Board Acts For For Management
9 Elect Walter Kielholz For For Management
10 Elect Malcolm Knight For For Management
11 Elect Carlos Represas For For Management
12 Elect Jean-Pierre Roth For For Management
13 Elect Mary Francis For For Management
14 Appointment of Auditor For For Management
15 Increase in Conditional Capital For For Management
16 Increase in Authorized Capital For For Management
17 Cancellation of Authorized Capital For For Management
(Swiss Reinsurance Company Ltd)
18 Additional and/or Counter Proposals; Abstain Abstain Shareholder
No additional proposals have been
submitted at this time
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING
Ticker: Security ID: 2968515
Meeting Date: JUN 11, 2013 Meeting Type: Annual
Record Date: APR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Amendments to Procedural Rules For For Management
--------------------------------------------------------------------------------
TELEFONICA
Ticker: Security ID: 798394
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
9 Appointment of Auditor For For Management
10 Amendments to Articles For For Management
11 Amendments to Articles For For Management
12 Consolidation of Articles For For Management
13 Amendments to General Meeting For For Management
Regulations
14 Special Dividend For For Management
15 Authority to Issue Convertible For Against Management
Securities w/ or w/o Preemptive Rights
16 Authority to Carry Out Formalities For For Management
17 Remuneration Report For Against Management
--------------------------------------------------------------------------------
TELEFONICA
Ticker: Security ID: 798394
Meeting Date: MAY 30, 2013 Meeting Type: Annual
Record Date: MAY 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports; Allocation of For For Management
Profits/Dividends; Ratification of
Board Acts
3 Elect Jos? Maria Abr?l Perez For For Management
4 Elect Jos? Fernando de Almansa For For Management
Moreno-Barreda
5 Elect Mar?a Eva Castillo Sanz For For Management
6 Elect Luiz Fernando Furl? For For Management
7 Elect Francisco Javier de Paz Mancho For For Management
8 Elect Santiago Fern?ndez Valbuena For For Management
--------------------------------------------------------------------------------
TEVA- PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Allocation of Profits/Dividends For For Management
2 Elect Phillip Frost For For Management
3 Elect Roger Abravanel For For Management
4 Elect Richard Lerner For For Management
5 Elect Galia Maor For For Management
6 Elect Erez Vigodman For For Management
7 Directors' Fees For For Management
8 Fee and Reimbursement to Chairman For For Management
Phillip Frost
9 Payment to Vice Chairman Moshe Many For For Management
10 Amendments to Articles For For Management
11 Indemnification of Directors/Officers For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
TIM HORTONS INC
Ticker: THI Security ID: 88706M103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect M. Sh?n Atkins For For Management
1.2 Elect Michael J. Endres For For Management
1.3 Elect Moya M. Greene For For Management
1.4 Elect Paul D. House For For Management
1.5 Elect Frank Iacobucci For For Management
1.6 Elect John A. Lederer For For Management
1.7 Elect David H. Lees For For Management
1.8 Elect Ronald W. Osborne For For Management
1.9 Elect Wayne C. Sales For For Management
2 Appointment of Auditor For For Management
3 Advisory Resolution on Executive For For Management
Compensation
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS INC
Ticker: Security ID: 6513126
Meeting Date: JUN 24, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Shuzoh Sumi For For Management
4 Elect Takaaki Tamai For For Management
5 Elect Tsuyoshi Nagano For For Management
6 Elect Masashi Ohba For For Management
7 Elect Hirokazu Fujita For For Management
8 Elect Kunio Itoh For For Management
9 Elect Akio Mimura For For Management
10 Elect Toshifumi Kitazawa For For Management
11 Elect Mikio Sasaki For For Management
12 Elect Takashi Itoh For For Management
--------------------------------------------------------------------------------
TOSHIBA CORPORATION
Ticker: Security ID: 897439
Meeting Date: JUN 25, 2013 Meeting Type: Annual
Record Date: MAR 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Atsutoshi Nishida For For Management
3 Elect Norio Sasaki For For Management
4 Elect Hidejiroh Shimomitsu For For Management
5 Elect Hisao Tanaka For For Management
6 Elect Hideo Kitamura For For Management
7 Elect Makoto Kubo For For Management
8 Elect Fumio Muraoka For For Management
9 Elect Takeo Kosugi For For Management
10 Elect Hiroyuki Itami For For Management
11 Elect Ken Shimanouchi For For Management
12 Elect Kiyomi Saitoh @ Kiyomi Takei For For Management
13 Elect Masashi Muromachi For For Management
14 Elect Akira Sudoh For For Management
15 Elect Masahiko Fukakushi For For Management
16 Elect Kiyoshi Kobayashi For For Management
17 Elect Fumiaki Ushio For For Management
18 Shareholder Proposal Regarding Voting Against Against Shareholder
Rights
--------------------------------------------------------------------------------
TRANSURBAN GROUP
Ticker: Security ID: 6200882
Meeting Date: OCT 04, 2012 Meeting Type: Annual
Record Date: OCT 02, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Ian Smith For For Management
3 Elect Christine O'Reilly For For Management
4 Re-elect Neil Chatfield For For Management
5 Re-elect Robert Edgar For For Management
6 Re-elect Rodney Slater For For Management
7 Remuneration Report (THL and TIL) For For Management
8 Equity Grant (CEO Scott Charlton) For For Management
(THL, TIL and THT)
--------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: B17MJS6
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Dividend from Reserves For TNA Management
6 Ratification of Board and Management For TNA Management
Acts
7 Elect Axel A Weber For TNA Management
8 Elect Michel Demar? For TNA Management
9 Elect David Sidwell For TNA Management
10 Elect Rainer-Marc Frey For TNA Management
11 Elect Ann Godbehere For TNA Management
12 Elect Axel Lehmann For TNA Management
13 Elect Helmut Panke For TNA Management
14 Elect William Parrett For TNA Management
15 Elect Isabelle Romy For TNA Management
16 Elect Beatrice Weder di Mauro For TNA Management
17 Elect Joseph YAM Chi Kwong For TNA Management
--------------------------------------------------------------------------------
UBS AG
Ticker: Security ID: B17MJS6
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: APR 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
18 Elect Reto Francioni For TNA Management
19 Appointment of Auditor For TNA Management
20 Transaction of Other Business For TNA Management
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO
Ticker: Security ID: 4911346
Meeting Date: APR 25, 2013 Meeting Type: Mix
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Consolidated Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Scrip Dividend For For Management
8 Related Party Transactions For For Management
9 Elect Fran?ois Jaclot For For Management
10 Elect Frans Jozef G.M. Cremers For For Management
11 Authority to Repurchase Shares For For Management
12 Authority to Cancel Shares and Reduce For For Management
Capital
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Authority to Increase Share Issuance For For Management
Limit
16 Authority to Increase Capital in For For Management
Consideration for Contributions in Kind
17 Employee Stock Purchase Plan For For Management
18 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
WESTFIELD GROUP
Ticker: Security ID: B01BTX7
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: MAY 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Remuneration Report For For Management
3 Re-elect Frank P. Lowy For For Management
4 Re-elect Brian M. Schwartz For For Management
5 Re-elect Roy L. Furman For For Management
6 Re-elect Peter K. Allen For For Management
7 Elect Mark G. Johnson For For Management
8 Authorise Board to Repurchase For For Management
Securities
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Ratification of Board Acts For For Management
4 Elect Rogier Rijnja For For Management
5 Elect Ilya Segalovich For For Management
6 Elect Charles Ryan For For Management
7 Elect Alexander S. Voloshin For For Management
8 Cancellation of Shares For For Management
9 Amendment to Articles For Against Management
10 Appointment of Auditor For For Management
11 Authority to Issue Shares w/ For For Management
Preemptive Rights
12 Suppress Preemptive Rights For For Management
13 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LIMITED
Ticker: Security ID: B587NN1
Meeting Date: JUN 18, 2013 Meeting Type: Annual
Record Date: JUN 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect HUANG Yi For For Management
6 Elect SI Wei For For Management
7 Elect NG Yuk Keung For For Management
8 Elect SHEN Jinjun For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Repurchase Shares For For Management
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Authority to Issue Repurchased Shares For Against Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Date: August 26, 2013
/s/ Michael Bell
------------------------------
Michael Bell
President and Chief Executive
Officer, Curian Capital,LLC
Trustee, Curian Series Trust