================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-05028
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PIMCO FUNDS
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
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840 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
BRENDAN C. FOX
DECHERT LLP
1900 K STREET, N.W.
WASHINGTON, D.C. 20006
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 1-866-746-2602
DATE OF FISCAL YEAR END: MARCH 31
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05028
Reporting Period: 07/01/2012 - 06/30/2013
PIMCO Funds
====================== PIMCO All Asset All Authority Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= PIMCO All Asset Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Asset-Backed Securities Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== PIMCO California Intermediate Municipal Bond Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO California Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ PIMCO California Short Duration Municipal Income Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO CommoditiesPLUS(R) Short Strategy Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO CommoditiesPLUS(R) Strategy Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO CommodityRealReturn Strategy Fund(R) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Convertible Fund ============================
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Benveniste For For Management
1.2 Elect Director D. Keith Cobb For For Management
1.3 Elect Director Kenneth R. Jensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Provide Right to Call Special Meeting For For Management
5 Ratify Auditors For For Management
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ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: DEC 12, 2012 Meeting Type: Special
Record Date: NOV 09, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Demerger For For Management
--------------------------------------------------------------------------------
ELAN CORPORATION PLC
Ticker: DRX Security ID: 284131208
Meeting Date: APR 12, 2013 Meeting Type: Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tender Offer For For Management
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INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director James D. Plummer For For Management
1g Elect Director David S. Pottruck For For Management
1h Elect Director Frank D. Yeary For For Management
1i Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
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PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against For Shareholder
====================== PIMCO Credit Absolute Return Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Developing Local Markets Portfolio ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Diversified Income Fund =========================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
============== PIMCO EM Fundamental IndexPLUS(R) TR Strategy Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Emerging Local Bond Fund ========================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: JUL 05, 2012 Meeting Type: Bondholder
Record Date: JUN 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Current Financial For For Management
and Operating Situation of Hipotecaria
Su Casita
2 Receive Report on Collection that Were For For Management
Part of Assets of Trust Agreement that
Guarantees Payment of Exchange
Certificates; and Collection Policies
for Past Due Loans and Sale of
Foreclosed to Accelerate Portfolio
Recovery
3 Receive Report on Current Proceedings For For Management
Status of Hipotecaria Su Casita's
Restructuring
4 Discussion on Preserving Trust Assets For For Management
Value
5 Discussion on Reviewing Collection For For Management
Policies and Guarantee Trust F.258024
From Here Onwards GPO Trust Set by
HSBC Mexico SA IDBM Grupo Financiero
HSBC, in Which Deutsche Bank Mexico SA
as Trustee of Trust Agreement, Has
Role Of Secondary Trustee
6 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Propolsal; Designation of Special
Delegates to Carry Out the Foregoing
7 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: OCT 05, 2012 Meeting Type: Bondholder
Record Date: SEP 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategy to Follow in Regards For For Management
of Declaration of Bankruptcy
Proceedings of Hipotecaria Su Casita
as Approved on Sep. 18, 2012 EGM
2 Approve Conservation of Value of For For Management
Assets That Make Up Equity of Trust
3 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Proposal
4 Approve Replacement of Trust For For Management
Administrator in Accordance with Terms
of Agreement for Provision of
Management and Collection Services
5 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: OCT 22, 2012 Meeting Type: Bondholder
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Proposal
2 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: ADPV17162
Meeting Date: JAN 24, 2013 Meeting Type: Bondholder
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategy to Follow, in For For Management
Relation to Judgment Dated Dec. 31,
2012, Issued on Record of Bankruptcy
Proceedings Case 675/2012-I
2 Approve Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: URBI Security ID: P9592YBN2
Meeting Date: MAY 21, 2013 Meeting Type: Bondholder
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report from Issuer on For For Management
Operating and Financial Situation
1.2 Receive Report from Issuer on Breach For For Management
of Interest Payment Accrued on Stock
Exchange Certificates
1.3 Receive Report from Issuer on Possible For For Management
Update of Any Other Cause for Early
Maturity
1.4 Receive Report from Issuer on For Did Not Vote Management
Agreement Proposed by Issuer to its
Creditors Which Will be Delivered to
Joint Representative to Be Presented
at General Meeting
2 Receive Report from Joint For Did Not Vote Management
Representative on Actions to Protect
Interests of Holders Due to Breach of
Payment Obligation Described in item 1.
2
3 Authorize Joint Representative and/or For Did Not Vote Management
Issuer to Carry out Necessary Actions
to Formalize Approved Resolutions
4 Designate Delegates to Formalize For Did Not Vote Management
Resolutions Approved at this Meeting
======================= PIMCO Emerging Markets Bond Fund =======================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
================== PIMCO Emerging Markets Corporate Bond Fund ==================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: JUL 05, 2012 Meeting Type: Bondholder
Record Date: JUN 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report on Current Financial For For Management
and Operating Situation of Hipotecaria
Su Casita
2 Receive Report on Collection that Were For For Management
Part of Assets of Trust Agreement that
Guarantees Payment of Exchange
Certificates; and Collection Policies
for Past Due Loans and Sale of
Foreclosed to Accelerate Portfolio
Recovery
3 Receive Report on Current Proceedings For For Management
Status of Hipotecaria Su Casita's
Restructuring
4 Discussion on Preserving Trust Assets For For Management
Value
5 Discussion on Reviewing Collection For For Management
Policies and Guarantee Trust F.258024
From Here Onwards GPO Trust Set by
HSBC Mexico SA IDBM Grupo Financiero
HSBC, in Which Deutsche Bank Mexico SA
as Trustee of Trust Agreement, Has
Role Of Secondary Trustee
6 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Propolsal; Designation of Special
Delegates to Carry Out the Foregoing
7 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: OCT 05, 2012 Meeting Type: Bondholder
Record Date: SEP 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategy to Follow in Regards For For Management
of Declaration of Bankruptcy
Proceedings of Hipotecaria Su Casita
as Approved on Sep. 18, 2012 EGM
2 Approve Conservation of Value of For For Management
Assets That Make Up Equity of Trust
3 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Proposal
4 Approve Replacement of Trust For For Management
Administrator in Accordance with Terms
of Agreement for Provision of
Management and Collection Services
5 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: OCT 22, 2012 Meeting Type: Bondholder
Record Date: OCT 12, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Trust Agreement; Approval of For For Management
Resolutions, Agreements and Activities
to be Carried Out to Implement
Resolutions Passed In Resolving This
Proposal
2 Approve of Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: ADPV17162
Meeting Date: JAN 24, 2013 Meeting Type: Bondholder
Record Date: JAN 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategy to Follow, in For For Management
Relation to Judgment Dated Dec. 31,
2012, Issued on Record of Bankruptcy
Proceedings Case 675/2012-I
2 Approve Various Matters Related to For For Management
Foregoing; Designate Delegates to
Formalize Resolutions Approved at this
Meeting
===================== PIMCO Emerging Markets Currency Fund =====================
URBI DESARROLLOS URBANOS SAB DE CV
Ticker: URBI Security ID: P9592YBN2
Meeting Date: MAY 21, 2013 Meeting Type: Bondholder
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Report from Issuer on For For Management
Operating and Financial Situation
1.2 Receive Report from Issuer on Breach For For Management
of Interest Payment Accrued on Stock
Exchange Certificates
1.3 Receive Report from Issuer on Possible For For Management
Update of Any Other Cause for Early
Maturity
1.4 Receive Report from Issuer on For Did Not Vote Management
Agreement Proposed by Issuer to its
Creditors Which Will be Delivered to
Joint Representative to Be Presented
at General Meeting
2 Receive Report from Joint For Did Not Vote Management
Representative on Actions to Protect
Interests of Holders Due to Breach of
Payment Obligation Described in item 1.
2
3 Authorize Joint Representative and/or For Did Not Vote Management
Issuer to Carry out Necessary Actions
to Formalize Approved Resolutions
4 Designate Delegates to Formalize For Did Not Vote Management
Resolutions Approved at this Meeting
================ PIMCO Emerging Markets Full Spectrum Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Emerging Markets Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Extended Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Floating Income Fund ==========================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
================= PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) =================
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364LKM9
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
--------------------------------------------------------------------------------
LANDMARK MORTGAGE SECURITIES NO. 2 PLC
Ticker: Security ID: G53709AF1
Meeting Date: DEC 04, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution For For Management
Regarding Liquidity Facility Provider
2 Approve Extraordinary Resolution For For Management
Regarding Account Bank and GIC Provider
3 Approve Extraordinary Resolution For For Management
Regarding Authorized Investments
4 Approve Extraordinary Resolution For For Management
Regarding Posted Collateral
5 Approve Extraordinary Resolution For For Management
Regarding Standby Servicer
--------------------------------------------------------------------------------
LANDMARK MORTGAGE SECURITIES NO.1 PLC
Ticker: Security ID: G53708AB2
Meeting Date: JUL 27, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution 1 For For Management
(Liquidity Facility Provider)
2 Approve Extraordinary Resolution 2 For For Management
(Account Bank and GIC Provider)
3 Approve Extraordinary Resolution 3 For For Management
(Authorised Investments)
4 Approve Extraordinary Resolution 4 For For Management
(Posted Collateral)
--------------------------------------------------------------------------------
PARAGON MORTGAGES (NO. 9) PLC
Ticker: Security ID: G6908JAA9
Meeting Date: JAN 16, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PARAGON MORTGAGES NO.10 PLC
Ticker: Security ID: G6908KAC2
Meeting Date: JAN 16, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
====================== PIMCO Foreign Bond Fund (Unhedged) ======================
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364LKM9
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
--------------------------------------------------------------------------------
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: JUN 26, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PARAGON MORTGAGES (NO. 9) PLC
Ticker: Security ID: G6908JAC5
Meeting Date: JAN 16, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
SOUTHERN PACIFIC FINANCING 04-A PLC, LONDON
Ticker: Security ID: G8292RAC7
Meeting Date: FEB 01, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
============ PIMCO Fundamental Advantage Total Return Strategy Fund ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Fundamental IndexPLUS(R) TR Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO FX Strategy Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Global Advantage(R) Strategy Bond Fund =================
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364L4W5
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
--------------------------------------------------------------------------------
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364LKM9
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
--------------------------------------------------------------------------------
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364MDN3
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
================= PIMCO Global Bond Fund (U.S. Dollar-Hedged) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Global Bond Fund (Unhedged) =======================
BANK OF SCOTLAND PLC
Ticker: Security ID: G4364LKM9
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve and Agree to Matters Contained For For Management
in the Extraordinary Resolution
======================== PIMCO Global Multi-Asset Fund =========================
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Michael J. Embler For For Management
1c Elect Director William M. Freeman For For Management
1d Elect Director David M. Moffett For For Management
1e Elect Director R. Brad Oates For For Management
1f Elect Director Marianne Miller Parrs For For Management
1g Elect Director Gerald Rosenfeld For For Management
1h Elect Director John R. Ryan For For Management
1i Elect Director Seymour Sternberg For For Management
1j Elect Director Peter J. Tobin For For Management
1k Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Ticker: TEVA Security ID: 881624209
Meeting Date: SEP 12, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Discuss Consolidated None None Management
Balance Sheet as of Dec. 31, 2011 and
Consolidated Income Statements for 2011
2 Distribute Cash Dividends for the Year For For Management
Ended Dec. 31, 2011, Paid In Four
Installments in an Aggregate Amount of
NIS 3.40 Per Ordinary Share
3.1 Reelect Phillip Frost as Director For For Management
3.2 Reelect Roger Abravanel as Director For For Management
3.3 Elect Galia Maor as Director For For Management
3.4 Reelect Richard A. Lerner as Director For For Management
3.5 Reelect Erez Vigodman as Director For For Management
4 Approve Payment to Each of the Company For For Management
Directors, Other Than the Chairman and
Vice Chairman, of an Annual Fee Plus a
Per Meeting Fee
5 Approve Annual Fee and Reimbursement For For Management
of Expenses of Chairman
6 Approve Annual Fee and Reimbursement For For Management
of Expenses of Vice Chairman
7 Approve Certain Amendments to Articles For For Management
of Association
8 Approve Indemnification and Release For For Management
Agreements for Directors of the Company
9 Reappoint Kesselman & Kesselman as For For Management
Independent Registered Public
Accounting Firm of the Company and
Authorize Board To Determine Its
Compensation
=============================== PIMCO GNMA Fund ================================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Government Money Market Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO High Yield Fund =============================
DEX ONE CORPORATION
Ticker: DEXO Security ID: 25212W100
Meeting Date: MAR 13, 2013 Meeting Type: Special
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4 Approve Restructuring Plan For For Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
===================== PIMCO High Yield Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO High Yield Portfolio ==========================
BOATS INVESTMENT (NETHERLANDS) BV
Ticker: Security ID: N14307DQ7
Meeting Date: JAN 14, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Extraordinary Resolution: Amend For For Management
Provisions Trust Deed
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Michael J. Embler For For Management
1c Elect Director William M. Freeman For For Management
1d Elect Director David M. Moffett For For Management
1e Elect Director R. Brad Oates For For Management
1f Elect Director Marianne Miller Parrs For For Management
1g Elect Director Gerald Rosenfeld For For Management
1h Elect Director John R. Ryan For For Management
1i Elect Director Seymour Sternberg For For Management
1j Elect Director Peter J. Tobin For For Management
1k Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEX ONE CORPORATION
Ticker: DEXO Security ID: 25212W100
Meeting Date: MAR 13, 2013 Meeting Type: Special
Record Date: JAN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
4 Approve Restructuring Plan For For Management
--------------------------------------------------------------------------------
GLOBAL GEOPHYSICAL SERVICES, INC.
Ticker: GGS Security ID: 37946S107
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Matelich For For Management
1.2 Elect Director Stanley de J. Osborne For For Management
1.3 Elect Director Karl F. Kurz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Insolvency (Concurso) Proceeding For For Management
Request
2 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: SEP 18, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Resignation of Directors For For Management
2 Approve Directors, Officers and For For Management
Interim Director Liability; Authorize
Execution of Transaction Agreement
3 Elect Directors and Approve Their For For Management
Remuneration
4 Designate Delegates to Formalize For For Management
Resolutions at this Meeting
--------------------------------------------------------------------------------
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: 91CA6T9R7
Meeting Date: OCT 31, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors and Approve Their For For Management
Remuneration
2 Elect Statutory Auditors Members and For For Management
Alternates; Approve Their Remuneration
3 Designate Delegates to Formalize For For Management
Resolutions Approved at this Meeting
--------------------------------------------------------------------------------
LEVEL 3 COMMUNICATIONS, INC.
Ticker: LVLT Security ID: 52729N308
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter Scott, Jr. For For Management
1.2 Elect Director Jeff K. Storey For For Management
1.3 Elect Director General Kevin P. Chilton For For Management
1.4 Elect Director Archie R. Clemins For For Management
1.5 Elect Director Steven T. Clontz For For Management
1.6 Elect Director Admiral James O. Ellis, For For Management
Jr.
1.7 Elect Director T. Michael Glenn For For Management
1.8 Elect Director Richard R. Jaros For Withhold Management
1.9 Elect Director Michael J. Mahoney For Withhold Management
1.10 Elect Director Charles C. Miller, III For For Management
1.11 Elect Director John T. Reed For For Management
1.12 Elect Director Peter Seah Lim Huat For Withhold Management
1.13 Elect Director Peter van Oppen For For Management
1.14 Elect Director Albert C. Yates For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LONE PINE RESOURCES INC.
Ticker: LPR Security ID: 54222A106
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick R. McDonald For For Management
1b Elect Director Robert Wonnacott For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: DB7364476
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
PHH CORPORATION
Ticker: PHH Security ID: 693320202
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director Thomas P. Gibbons For For Management
1.3 Elect Director Deborah M. Reif For For Management
1.4 Elect Director Carroll R. Wetzel, Jr. For For Management
1.5 Elect Director Jon A. Boscia For For Management
1.6 Elect Director Glen A. Messina For For Management
1.7 Elect Director Charles P. Pizzi For For Management
1.8 Elect Director James O. Egan For For Management
1.9 Elect Director Allan Z. Loren For For Management
1.10 Elect Director G.J. Parseghian For For Management
1.11 Elect Director Jane D. Carlin For For Management
1.12 Elect Director Thomas P. Gibbons For For Management
1.13 Elect Director Deborah M. Reif For For Management
1.14 Elect Director Carroll R. Wetzel, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================== PIMCO High Yield Spectrum Fund ========================
BOATS INVESTMENT (NETHERLANDS) BV
Ticker: Security ID: N14307DQ7
Meeting Date: JAN 14, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Extraordinary Resolution: Amend For For Management
Provisions Trust Deed
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
============================== PIMCO Income Fund ===============================
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Franz B. Humer For For Management
1c Elect Director Robert L. Joss For For Management
1d Elect Director Michael E. O'Neill For For Management
1e Elect Director Judith Rodin For For Management
1f Elect Director Robert L. Ryan For For Management
1g Elect Director Anthony M. Santomero For For Management
1h Elect Director Joan E. Spero For For Management
1i Elect Director Diana L. Taylor For For Management
1j Elect Director William S. Thompson, Jr. For For Management
1k Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Indemnifications Provisions Against Against Shareholder
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: SEP 17, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
2 Amend Article 5 Re: Share Capital For For Management
Reduction
3 Approve Share Redemption For For Management
4 Amend Articles Re: Share Register For For Management
5 Amend Article 6 Re: Definition of For For Management
Company Secretary
6 Amend Article 26 Re: Vote by For For Management
Correspondence
7 Amend Chapter IX of Articles Re: For For Management
Management Services Agreement
8 Approve Services Agreement For For Management
9 Authorize Board to Execute Services For For Management
Agreement
10 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9F8
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9G6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9H4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9J0
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9K7
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9L5
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9M3
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9N1
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9P6
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
NVHL SA
Ticker: Security ID: 66989L9Q4
Meeting Date: DEC 28, 2012 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management Consulting Service For For Management
Agreement with Silverpoint Capital L.P.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: JUN 26, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
RIVOLI PAN EUROPE 1 PLC
Ticker: Security ID: G7579SAA5
Meeting Date: DEC 21, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
SOUTHERN PACIFIC FINANCING 04-A PLC, LONDON
Ticker: Security ID: G8292RAC7
Meeting Date: FEB 01, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
WINDERMERE XIV CMBS LIMITED
Ticker: Security ID: G96963AA4
Meeting Date: DEC 14, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
WINDERMERE XIV CMBS LIMITED
Ticker: Security ID: G96963AA4
Meeting Date: JAN 11, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO Inflation Response Multi-Asset Fund ===================
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against For Shareholder
========== PIMCO International Fundamental IndexPLUS(R) TR Strategy ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO International Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO International StocksPLUS(R) TR Strategy Fund (U.S. ===========
========== Dollar-Hedged) ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO International StocksPLUS(R) TR Strategy Fund ==============
============= (Unhedged) ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Investment Grade Corporate Bond Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Investment Grade Corporate Portfolio ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Long Duration Corporate Bond Portfolio =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Long Duration Total Return Fund =====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
========================= PIMCO Long-Term Credit Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Long-Term U.S. Government Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Low Duration Fund ============================
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========================== PIMCO Low Duration Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Fund III ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Moderate Duration Fund =========================
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
====================== PIMCO Moderate Duration Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Money Market Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Mortgage Opportunities Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Mortgage Portfolio ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Mortgage-Backed Securities Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Municipal Bond Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Municipal Sector Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO National Intermediate Municipal Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO New York Municipal Bond Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2019 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2029 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Asset Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Real Return Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO RealEstateRealReturn Strategy Fund ===================
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glyn F. Aeppel For For Management
1.2 Elect Director Alan B. Buckelew For For Management
1.3 Elect Director Bruce A. Choate For For Management
1.4 Elect Director John J. Healy, Jr. For For Management
1.5 Elect Director Timothy J. Naughton For For Management
1.6 Elect Director Lance R. Primis For For Management
1.7 Elect Director Peter S. Rummell For For Management
1.8 Elect Director H. Jay Sarles For For Management
1.9 Elect Director W. Edward Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Sustainability Against For Shareholder
====================== PIMCO RealRetirement(R) 2015 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2020 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2025 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2030 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2035 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2040 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2045 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2050 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO RealRetirement(R) Income and Distribution Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Senior Floating Rate Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Senior Floating Rate Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Short Asset Investment Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short Duration Municipal Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Short-Term Floating NAV Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short-Term Floating NAV Portfolio II ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Short-Term Floating NAV Portfolio III ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Short-Term Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Short-Term Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Small Cap StocksPLUS(R) TR Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO Small Company Fundamental IndexPLUS(R) TR Strategy ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO StocksPLUS(R) Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO StocksPLUS(R) Long Duration Fund ====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Arthur C. Martinez For For Management
1g Elect Director George L. Miles, Jr. For For Management
1h Elect Director Henry S. Miller For For Management
1i Elect Director Robert S. Miller For For Management
1j Elect Director Suzanne Nora Johnson For For Management
1k Elect Director Ronald A. Rittenmeyer For For Management
1l Elect Director Douglas M. Steenland For For Management
1m Elect Director Theresa M. Stone For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Auditors For For Management
6 Limit Total Number of Boards on Which Against Against Shareholder
Company Directors May Serve
==================== PIMCO StocksPLUS(R) Total Return Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO StocksPLUS(R) TR Short Strategy Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Tax Managed Real Return Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Total Return Fund ============================
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: JUN 26, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PARAGON MORTGAGES (NO. 8) PLC
Ticker: Security ID: G6901KAE5
Meeting Date: DEC 13, 2012 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PARAGON MORTGAGES (NO. 9) PLC
Ticker: Security ID: G6908JAC5
Meeting Date: JAN 16, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
PARAGON MORTGAGES (NO.11) PLC
Ticker: Security ID: G6908LAD8
Meeting Date: JAN 16, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========================== PIMCO Total Return Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Total Return Fund III ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Total Return Fund IV ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO U.S. Government Sector Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Unconstrained Bond Fund =========================
THE MALL FUNDING PLC
Ticker: Security ID: G5784QAA4
Meeting Date: FEB 06, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO Unconstrained Tax Managed Bond Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ PIMCO Worldwide Fundamental Advantage TR Strategy Fund ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Funds
By: /s/ Brent R. Harris
Brent R. Harris,
President and Chairman of the Board,
Principal Executive Officer
Date: August 21, 2013