UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01519
STATE FARM ASSOCIATES' FUNDS TRUST
(Exact name of registrant as specified in charter)
One State Farm Plaza
Bloomington, IL 61710-0001
(Address of principal executive offices) (Zip code)
Michael L. Tipsord Alan Goldberg
One State Farm Plaza K&L Gates
Bloomington, Illinois 61710-0001 Three First National Plaza
70 West Madison St., Suite 3100
Chicago, Illinois 60602
(Names and addresses of agents for service)
Registrant's telephone number, including area code: 1-800-447-0740
Date of fiscal year end: 11/30/2013
Date of reporting period: 7/1/2012 to 6/30/2013
Item 1. PROXY VOTING RECORD
State Farm Growth Fund
Voted
Proposed Voted Voted with
Fund MtgDate Company Name Ticker CUSIP Description by Issuer by Fund For Mgmt
----------- --------- --------------------- ------ --------- -------------------------------- --------- ------- ----- -----
Growth Fund 7/10/2012 The Coca-Cola Company KO 191216100 Approve a 2 for 1 split Yes Yes Yes Yes
Growth Fund 7/19/2012 Tidewater Inc. TDW 886423102 Election of the nominees Yes Yes Yes Yes
Growth Fund 7/19/2012 Tidewater Inc. TDW 886423102 Say on pay vote - an advisory Yes Yes Yes Yes
vote to approve executive
compensation
Growth Fund 7/19/2012 Tidewater Inc. TDW 886423102 Ratification of the selection Yes Yes Yes Yes
of Deloitte & Touche LLP as
independent registered public
accounting firm for the fiscal
year ending March 31, 2013
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the resolution of Yes Yes Yes Yes
Industries LTD the Board of Directors to
declare and distribute the
cash dividends for the year
ended December 31, 2011
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the nominees Yes Yes Yes Yes
Industries LTD
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the payment to each Yes Yes Yes Yes
Industries LTD of the company's directors,
Dr. Phillip Frost, Chairman &
Prof. Moshe Many, Vice Chairman
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve certain amendments Yes Yes Yes Yes
Industries LTD to the Articles of Association
as described in proxy
statement & in amended
Articles of Association
attached
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve indemnification and Yes Yes Yes Yes
Industries LTD release agreements for the
directors of the company
Growth Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To apoint Kesselman & Yes Yes Yes Yes
Industries LTD Kesselman as independent
registered public accounting
firm until the 2013 annual
meeting
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 Election of Nominees Yes Yes Yes Yes
Company
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 Ratify Appointment of the Yes Yes Yes Yes
Company Independent Registered Public
Accounting Firm.
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 Advisory Vote on Executive Yes Yes Yes Yes
Company Compensation (The Say On Pay
Vote).
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Say on Political No Yes No Yes
Company Contribution
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Producer Responsibility of No Yes No Yes
Company Packaging.
Growth Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Adopt Simple Majority Vote No Yes No Yes
Company
Growth Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Election of Nominees. Yes Yes Yes Yes
COMPANY
Growth Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Ratify appointment of ERNST & Yes Yes Yes Yes
COMPANY YOUNG LLP as independent
auditors for the six-month
period ending 12/31/12.
Growth Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Advisory vote on executive Yes Yes Yes Yes
COMPANY compensation.
Growth Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 SP- Regarding special No Yes No Yes
COMPANY shareowners meetings.
Growth Fund 11/7/2012 Linear Technology LLTC 535678106 Election of the nominees Yes Yes Yes Yes
Corp.
Growth Fund 11/7/2012 Linear Technology LLTC 535678106 Advisory vote to approve Yes Yes Yes Yes
Corp. executive compensation
Growth Fund 11/7/2012 Linear Technology LLTC 535678106 To ratify the appointment of Yes Yes Yes Yes
Corp. Ernst & Young LLP as
independent registered public
accounting firm for the fiscal
year ending June 30, 2013
Growth Fund 11/13/2012 Automatic Data ADP 053015103 Election of the nominees Yes Yes Yes Yes
Processing, Inc.
Growth Fund 11/13/2012 Automatic Data ADP 053015103 Appointment of Deloitte & Yes Yes Yes Yes
Processing, Inc. Touche LLP
Growth Fund 11/13/2012 Automatic Data ADP 053015103 Advisory vote on executive Yes Yes Yes Yes
Processing, Inc. compensation
Growth Fund 11/14/2012 Sysco Corporation SYY 871829107 Election of the nominees Yes Yes Yes Yes
Growth Fund 11/14/2012 Sysco Corporation SYY 871829107 To approve, by advisory vote, Yes Yes Yes Yes
the compensation paid to named
executive officers, as
disclosed in 2012 proxy
statement
Growth Fund 11/14/2012 Sysco Corporation SYY 871829107 To ratify the appointment of Yes Yes Yes Yes
Ernst & Young LLP as
independent accountants for
fiscal 2013
Growth Fund 1/24/2013 AIR PRODUCTS & APD 009158106 ELECTION OF NOMINEES. Yes Yes Yes Yes
CHEMICALS, INC.
Growth Fund 1/24/2013 AIR PRODUCTS & APD 009158106 APPOINTMENT OF IND. REG. Yes Yes Yes Yes
CHEMICALS, INC. PUBLIC ACCOUNTANTS.
RATIFICATION OF APPOINTMENT OF
KPMG FOR FY 2013.
Growth Fund 1/24/2013 AIR PRODUCTS & APD 009158106 ADVISORY VOTE ON EXECUTIVE Yes Yes Yes Yes
CHEMICALS, INC. OFFICER COMPENSATION.
Growth Fund 1/24/2013 AIR PRODUCTS & APD 009158106 APPROVAL OF AMENDMENT TO THE Yes Yes Yes Yes
CHEMICALS, INC. LONG-TERM INCENTIVE
PLAN.--INCLUDING INCREASING
NUMBER OF AUTHORIZED SHARES
FOR USE UNDER THE PLAN.
Growth Fund 1/24/2013 AIR PRODUCTS & APD 009158106 SP- TO REPEAL CLASSIFIED BOARD. No Yes No Yes
CHEMICALS, INC.
Growth Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 APPROVAL OF EMR EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Growth Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 RATIFICATION OF KPMG AS Yes Yes Yes Yes
ACCOUNTING FIRM.
Growth Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 APPROVAL OF AMENDMENT TO THE Yes Yes Yes Yes
RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY
THE BOD.
Growth Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 SP- REQUESTING ISSUANCE OF No Yes No Yes
SUSTAINABILITY REPORT AS
DESCRIBED IN PROXY STATEMENT.
Growth Fund 2/27/2013 DEERE & COMPANY DE 244199105 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 2/27/2013 DEERE & COMPANY DE 244199105 ADVISORY VOTE ON EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Growth Fund 2/27/2013 DEERE & COMPANY DE 244199105 RE-APPROVAL OF THE JOHN DEERE Yes Yes Yes Yes
MID-TERM INCENTIVE PLAN.
Growth Fund 2/27/2013 DEERE & COMPANY DE 244199105 RATIFICATION OF THE Yes Yes Yes Yes
APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM.
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Approval of the Annual Report Yes Yes Yes Yes
2012
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Distribution of profit Yes Yes Yes Yes
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Approval of remuneration of Yes Yes Yes Yes
members of the Board
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Election of the nominees Yes Yes Yes Yes
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Proposals from the Board: Yes Yes Yes Yes
Reduction of the Company's
share capital
Growth Fund 2/28/2013 Novozymes A/s nzymb B798FWO Proposals from the Board: Yes Yes Yes Yes
Authorization to meeting
chairperson
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 RATIFY APPOINTMENT OF Yes Yes Yes Yes
PRICEWATERHOUSCOOPERS LLP AS
THE REGISTERED PUBLIC
ACCOUNTANTS FOR '13.
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 APPROVE THE TERMS OF THE Yes Yes Yes Yes
AMENDED AND RESTATED '02
EXECUTIVE PERFORMANCE PLAN.
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 APPROVE THE ADVISORY Yes Yes Yes Yes
RESOLUTION ON EXECUTIVE
COMPENSATION.
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 SP- RELATING TO PROXY ACCESS. No Yes No Yes
Growth Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 SP- RELATING TO FUTURE No Yes No Yes
SEPARATION OF CHAIRMAN AND CEO.
Growth Fund 3/20/2013 Agilent Technologies A 00846U101 Election of the nominees Yes Yes Yes Yes
Inc.
Growth Fund 3/20/2013 Agilent Technologies A 00846U101 To ratify the audit and Yes Yes Yes Yes
Inc. finance committee's
appointment of
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Growth Fund 3/20/2013 Agilent Technologies A 00846U101 To approve the compensation of Yes Yes Yes Yes
Inc. named executive officers
Growth Fund 3/20/2013 Agilent Technologies A 00846U101 SP - to repeal the classified No Yes No Yes
Inc. board structure
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Election of nominees Yes Yes Yes Yes
Company
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Ratification of the Yes Yes Yes Yes
Company appointment of the independent
registered public accounting
firm for the fiscal year
ending October 31, 2013
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Advisory vote on executive Yes Yes Yes Yes
Company compensation
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Amend HP's Amended and Yes Yes Yes Yes
Company Restated Bylaws to permit
stockholder proxy access
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Approval of the Second Amended Yes Yes Yes Yes
Company and Restated 2004 Stock
Incentive Plan
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - relating to the formation No Yes No Yes
Company of a human rights committee
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - entitled "2013 No Yes No Yes
Company Hewlett-packard Resolution on
Human Rights Policy"
Growth Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - entitled "Executives to No Yes No Yes
Company Retain Significant Stock"
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve, on an advisory Yes Yes Yes Yes
basis, the Company's executive
compensation.
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the Company's 2012 Yes Yes Yes Yes
financial statements and
declarations of dividends
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the appointment of Yes Yes Yes Yes
the independent registered
public accounting firm
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the adoption of the Yes Yes Yes Yes
2013 Schlumberger Omnibus
Incentive Plan
Growth Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the adoption of an Yes Yes Yes Yes
amendment and restatement of
the Schlumberger Discount
Stock Purchase Plan
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 APPROVAL OF ANNUAL REPORT Yes Yes Yes Yes
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 ACCEPTANCE OF COMPENSATION Yes Yes Yes Yes
REPORT 2012
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 RELEASE OF THE MEMBERS OF BOD Yes Yes Yes Yes
AND MGMT
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 APPROPRIATION OF PROFITS Yes Yes Yes Yes
REUSLTING FROM THE BALANCE
SHEET OF NSRGY FOR THE
FINANCIAL YEAR 2012
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 ELECTION OF NOMINEES Yes Yes Yes Yes
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 RE-ELECTION OF KPMG SA, GENEVA Yes Yes Yes Yes
BRANCH AS AUDITORS
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 "FOR (WITH BOD), AGAINST, OR Yes Yes Yes Yes
ABSTAIN" VOTING INSTRUCTIONS
FOR ANY NEW/MODIFIED PROPOSAL
BY SHAREHOLDER DURING GENERAL
MTG.
Growth Fund 4/11/2013 NESTLE S.A. NSRGY 641069406 MARK BOX IF YOU WISH TO GIVE A Yes Yes Yes Yes
PROXY TO INDEPENDENT REP,
JEAN-LUDOVIC HARTMANN
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the issuance of M&T Yes Yes Yes Yes
Bank Corp. common stock to
Hudson City Bancorp
stockholders pursuant to the
agreement and plan of merger
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve certain amendments Yes Yes Yes Yes
to the terms of the fixed rate
cumulative perpetual Preferred
stock Series A
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve certain amendments Yes Yes Yes Yes
to the terms of the fixed rate
cumulative perpetual Preferred
Stock Series C
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve one or more Yes Yes Yes Yes
adjournments of the M&T Bank
Corp. special meeting of
shareholders, if necessary or
appropriate
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the employee stock Yes Yes Yes Yes
purchase plan
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the compensation of Yes Yes Yes Yes
named executive officers
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To recommend the frequency of Yes Yes Yes Yes
1 year of future advisory
votes on the compensation of
named executive officers
Growth Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
the independent registered
public accounting firm for the
year ending December 31, 2013
Growth Fund 4/16/2013 Northern Trust NTRS 665859104 Election of the nominees Yes Yes Yes Yes
Corporation
Growth Fund 4/16/2013 Northern Trust NTRS 665859104 Approval, by an advisory vote, Yes Yes Yes Yes
Corporation of the 2012 compensation of
the corporation's named
executive officers
Growth Fund 4/16/2013 Northern Trust NTRS 665859104 Ratification of the Yes Yes Yes Yes
Corporation appointment of KPMG LLP as the
independent registered pubic
accounting firm for the fiscal
year ending December 31, 2013
Growth Fund 4/16/2013 Northern Trust NTRS 665859104 SP - regarding additional No Yes No Yes
Corporation disclosure of political and
lobbying contributions
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Receipt of the 2012 Annual Yes Yes Yes Yes
Report
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Approval of the Remuneration Yes Yes Yes Yes
report
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Re-appointment of the auditors Yes Yes Yes Yes
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Authorise the Audit Committee Yes Yes Yes Yes
to fix the remuneration of
auditors
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Approval of the Performance Yes Yes Yes Yes
Share Plan 2013
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 General authority to allot Yes Yes Yes Yes
shares
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Disapplication of pre-emption Yes Yes Yes Yes
rights
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Authority to purchase Rio Yes Yes Yes Yes
Tinto plc shares
Growth Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Notice period for general Yes Yes Yes Yes
meetings other than annual
general meetings
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To ratify the appointment of Yes Yes Yes Yes
KPMG LLP as the company's
independent auditor
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve, in a non-binding Yes Yes Yes Yes
advisory vote, the
compensation of the named
executive officers
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment and Yes Yes Yes Yes
restatement of the 1992 stock
option and restricted stock
plan
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment to the Yes Yes Yes Yes
certificte of incorporation
Growth Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment to the Yes Yes Yes Yes
by-laws, all as more fully
described in the proxy
statement
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Proposal to approve the Yes Yes Yes Yes
company's amended and restated
Long-Term Incentive
Compensation Plan
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Proposal to ratify the Yes Yes Yes Yes
appointment of KPMG LLP as
independent registered public
accounting firm for 2013
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to adopt a policy No Yes No Yes
requiring an independent
chairman
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to provide a report on No Yes No Yes
the Company's lobbying
policies and practices
Growth Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to review and report on No Yes No Yes
internal controls over the
company's mortgage servicing
and foreclosure practices
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 ELECTION OF NOMINEES Yes Yes Yes Yes
NEMOURS & CO.
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 RATIFICATION OF INDEPENDENT Yes Yes Yes Yes
NEMOURS & CO. REGISTERED PUBLIC ACCOUNTING
FIRM
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 EXECUTIVE COMPENSATION Yes Yes Yes Yes
NEMOURS & CO.
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: INDEPENDENT BOARD CHAIR No Yes No Yes
NEMOURS & CO.
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: LOBBYING REPORT No Yes No Yes
NEMOURS & CO.
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: GENETICALLY ENGINEERED SEED No Yes No Yes
NEMOURS & CO.
Growth Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: EXECUTIVE COMPENSATION No Yes No Yes
NEMOURS & CO. REPORT
Growth Fund 4/24/2013 General Electric GE 369604103 Election of the nominees Yes Yes Yes Yes
Company
Growth Fund 4/24/2013 General Electric GE 369604103 Advisory approval of our named Yes Yes Yes Yes
Company executives' compensation
Growth Fund 4/24/2013 General Electric GE 369604103 Ratification of selection of Yes Yes Yes Yes
Company independent registered public
accounting firm
Growth Fund 4/24/2013 General Electric GE 369604103 SP - Cessation of all stock No Yes No Yes
Company options and bonuses
Growth Fund 4/24/2013 General Electric GE 369604103 SP - Director term limits No Yes No Yes
Company
Growth Fund 4/24/2013 General Electric GE 369604103 SP - independent chairman No Yes No Yes
Company
Growth Fund 4/24/2013 General Electric GE 369604103 SP - right to act by written No Yes No Yes
Company consent
Growth Fund 4/24/2013 General Electric GE 369604103 SP - executives to retain No Yes No Yes
Company significant stock
Growth Fund 4/24/2013 General Electric GE 369604103 SP - multiple candidate No Yes No Yes
Company elections
Growth Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 RATIFICATION OF THE Yes Yes Yes Yes
APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS.
Growth Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 ADVISORY VOTE TO APPROVE Yes Yes Yes Yes
EXECUTIVE COMPENSATION.
Growth Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 APPROVE AN AMENDEMENT TO THE Yes Yes Yes Yes
COMPANY'S BY-LAWS TO PERMIT
SHAREOWNERS TO CALL SPECIAL
MEETINGS.
Growth Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 SP- REGARDING A BOARD No Yes No Yes
COMMITTEE ON HUMAN RIGHTS.
Growth Fund 4/24/2013 Woodside Petroleum WPL AU 6979728 election of the nominees Yes Yes Yes Yes
Ltd
Growth Fund 4/24/2013 Woodside Petroleum WPL AU 6979728 Remuneration Report Yes Yes Yes Yes
Ltd
Growth Fund 4/25/2013 Corning Inc. GLW 219350105 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/25/2013 Corning Inc. GLW 219350105 Advisory vote to approve the Yes Yes Yes Yes
company's executive
compensation
Growth Fund 4/25/2013 Corning Inc. GLW 219350105 Ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Ratification of appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for 2013
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - Executives to retain No Yes No Yes
significant stock
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - On political No Yes No Yes
contributions and corporate
values
Growth Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - on independent board No Yes No Yes
chairman
Growth Fund 4/25/2013 PFIZER INC. PFE 717081103 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 4/25/2013 PFIZER INC. PFE 717081103 RATIFY THE SELECTION OF KPMG Yes Yes Yes Yes
LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
2013.
Growth Fund 4/25/2013 PFIZER INC. PFE 717081103 ADVISORY APPROVAL OF EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Growth Fund 4/25/2013 PFIZER INC. PFE 717081103 SP- REGARDING EXECUTIVE EQUITY No Yes No Yes
RETENTION.
Growth Fund 4/25/2013 PFIZER INC. PFE 717081103 SP- REGARDING ACTION BY No Yes No Yes
WRITTEN CONSENT.
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 ELECTION OF NOMINEES Yes Yes Yes Yes
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 RATIFICATION OF DELOITTE & Yes Yes Yes Yes
TOUCHE LLP AS AUDITORS
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SAY ON PAY-APPROVE EXECUTIVE Yes Yes Yes Yes
COMPENSATION
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- GENETICALLY MODIFIED No Yes No Yes
INGREDIENTS
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- LOBBYING DISCLOSURE No Yes No Yes
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP-INDEPENDENT BOARD CHAIR No Yes No Yes
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- EQUITY RETENTION AND No Yes No Yes
HEDGING
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- INCENTIVE COMPENSATION No Yes No Yes
Growth Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- ACCELERATED VESTING OF No Yes No Yes
AWARDS UPON CHANGE IN CONTROL
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Ratification of appointment of Yes Yes Yes Yes
independent auditors
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Advisory approval of executive Yes Yes Yes Yes
compensation
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Approve stock purchase and Yes Yes Yes Yes
deferral plan
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Political contributions report No Yes No Yes
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Lead batteries report No Yes No Yes
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Compensation packages No Yes No Yes
Growth Fund 4/26/2013 AT&T Inc. T 00206R102 Independent board chairman No Yes No Yes
Growth Fund 4/26/2013 GATX CORP. GMT 361448103 ELECTION OF NOMINEES. Yes Yes Yes Yes
Growth Fund 4/26/2013 GATX CORP. GMT 361448103 RATIFICATION OF THE Yes Yes Yes Yes
APPOINTMENT OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FY ENDING
12/31/2013.
Growth Fund 4/26/2013 GATX CORP. GMT 361448103 ADVISORY RESOLUTION TO APPROVE Yes Yes Yes Yes
EXECUTIVE COMPENSATION.
Growth Fund 4/26/2013 Kellogg Company K 487836108 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/26/2013 Kellogg Company K 487836108 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Growth Fund 4/26/2013 Kellogg Company K 487836108 Approval of the Kellogg Yes Yes Yes Yes
company 2013 Long-term
incentive plan
Growth Fund 4/26/2013 Kellogg Company K 487836108 Ratification of the Yes Yes Yes Yes
appointment of
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for fiscal
year 2013
Growth Fund 4/26/2013 Kellogg Company K 487836108 SP - if properly presented at No Yes No Yes
the meeting, to repeal
classified board
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 ELECTION OF NOMINEES. Yes Yes Yes Yes
BUSINESS MACHINES
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 RATIFICATION OF APPOINTMENT OF Yes Yes Yes Yes
BUSINESS MACHINES INDEPENDENT REGISTERED PUBLIC
CORP. ACCOUNTING FIRM.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 ADVISORY VOTE ON EXECUTIVE Yes Yes Yes Yes
BUSINESS MACHINES COMPENSATION.
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- FOR DISCLOSURE OF LOBBYING No Yes No Yes
BUSINESS MACHINES POLICIES AND PRACTICES.
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- ON THE RIGHT TO ACT BY No Yes No Yes
BUSINESS MACHINES WRITTEN CONSENT.
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- ON INDEPENDENT BOARD CHAIR. No Yes No Yes
BUSINESS MACHINES
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- FOR EXECUTIVES TO RETAIN No Yes No Yes
BUSINESS MACHINES SIGNIFICANT STOCK.
CORP.
Growth Fund 4/30/2013 INTERNATIONAL IFF 459506101 ELECTION OF NOMINEES Yes Yes Yes Yes
FLAVORS & FRAGRANCES
INC.
Growth Fund 4/30/2013 INTERNATIONAL IFF 459506101 RATIFY SELECTION OF Yes Yes Yes Yes
FLAVORS & FRAGRANCES PRICEWATERHOUSECOOPERS LLP AS
INC. ACCOUNTING FIRM FOR '13
Growth Fund 4/30/2013 INTERNATIONAL IFF 459506101 APPROVE EXECUTIVE COMPENSATION Yes Yes Yes Yes
FLAVORS & FRAGRANCES FOR '12
INC.
Growth Fund 4/30/2013 Spectra Energy Corp. SE 847560109 Election of the nominees Yes Yes Yes Yes
Growth Fund 4/30/2013 Spectra Energy Corp. SE 847560109 Ratification of appointment of Yes Yes Yes Yes
Deloitte & Touche LLP as
independent registered public
accounting firm
Growth Fund 4/30/2013 Spectra Energy Corp. SE 847560109 An advisory resolution to Yes Yes Yes Yes
approve executive compensation
Growth Fund 4/30/2013 Spectra Energy Corp. SE 847560109 SP - concerning disclosure of No Yes No Yes
political contributions
Growth Fund 4/30/2013 Spectra Energy Corp. SE 847560109 SP - concerning fugitive No Yes No Yes
methane emissions report
Growth Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Ratify the appointment of KPMG Yes Yes Yes Yes
LLP as our independent
registered public accountants
for fiscal year 2013
Growth Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Growth Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Election of the nominees Yes Yes Yes Yes
Co.
Growth Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Ratify the appointment of Yes Yes Yes Yes
Co. Ernst & Young LLP as
independent auditors for the
year ending December 31, 2013
Growth Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Advisory vote on executive Yes Yes Yes Yes
Co. compensation
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 Election of the nominees Yes Yes Yes Yes
Corporation
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 Ratification of Deloitte & Yes Yes Yes Yes
Corporation Touche LLP as independent
public accountant for 2013
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 Advisory vote to approve named Yes Yes Yes Yes
Corporation executive officer compensation
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 Approval of the amended Yes Yes Yes Yes
Corporation executive short-term incentive
plan
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 SP - regarding shareholder No Yes No Yes
Corporation action by written consent
Growth Fund 5/2/2013 Duke Energy DUK 26441C204 SP - regarding an amendment to No Yes No Yes
Corporation our organizational documents
to require majority voting for
the election of Directors
Growth Fund 5/2/2013 Verizon VZ9234 Election of the nominees Yes Yes Yes Yes
Communications Inc.
Growth Fund 5/2/2013 Verizon VZ9234 Ratification of appointment of Yes Yes Yes Yes
Communications Inc. independent registered public
accounting firm
Growth Fund 5/2/2013 Verizon VZ9234 Advisory vote to approve Yes Yes Yes Yes
Communications Inc. executive compensation
Growth Fund 5/2/2013 Verizon VZ9234 Approval of long-term Yes Yes Yes Yes
Communications Inc. incentive plan
Growth Fund 5/2/2013 Verizon VZ9234 Network Neutrality, Lobbying No Yes No Yes
Communications Inc. activities, proxy access
bylaw, severance approval
policy, shareholder right to
call a special meeting
Growth Fund 5/2/2013 Verizon VZ9234 Shareholder right to act by No Yes No Yes
Communications Inc. written consent
Growth Fund 5/3/2013 Illinois Tool Works ITW 452308109 Election of the nominees Yes Yes Yes Yes
Inc.
Growth Fund 5/3/2013 Illinois Tool Works ITW 452308109 Ratification of the Yes Yes Yes Yes
Inc. appointment of Deloitte &
Touche LLP as independent
registered public accounting
firm for 2013
Growth Fund 5/3/2013 Illinois Tool Works ITW 452308109 Advisory vote to approve Yes Yes Yes Yes
Inc. executive compensation
Growth Fund 5/3/2013 Illinois Tool Works ITW 452308109 SP - to adopt simple majority No Yes No Yes
Inc. vote right
Growth Fund 5/4/2013 Berkshire Hathaway BRK/A 084670702 Election of the nominees Yes Yes Yes Yes
Inc. Cl. B
Growth Fund 5/4/2013 Berkshire Hathaway BRK/A 084670702 SP - regarding greenhouse gas No Yes No Yes
Inc. Cl. B and other air emissions
Growth Fund 5/4/2013 Berkshire Hathaway BRK/A 084670108 Election of the nominees Yes Yes Yes Yes
Inc. Cl. A
Growth Fund 5/4/2013 Berkshire Hathaway BRK/A 084670108 SP - regarding greenhouse gas No Yes No Yes
Inc. Cl. A and other air emissions
Growth Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Ratification of Ernst & Young Yes Yes Yes Yes
LLP as auditors for 2013
Growth Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Say on pay - an advisory vote Yes Yes Yes Yes
on the approval of exective
compensation
Growth Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Approval of the 2013 incentive Yes Yes Yes Yes
stock program
Growth Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Ratification of the Yes Yes Yes Yes
appointment by the Audit
Committee of Ernst & Young LLP
as principal independent
auditor for 2013
Growth Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Approve, by non-binding vote, Yes Yes Yes Yes
compensation paid to the
company's named exective
officers
Growth Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Reapprove material terms of Yes Yes Yes Yes
the performance goals for the
2002 Lilly Stock Plan
Growth Fund 5/7/2013 Baxter International BAX 071813109 Election of the nominees Yes Yes Yes Yes
Inc.
Growth Fund 5/7/2013 Baxter International BAX 071813109 Ratification of independent Yes Yes Yes Yes
Inc. registered public accounting
firm
Growth Fund 5/7/2013 Baxter International BAX 071813109 Approval of named executive Yes Yes Yes Yes
Inc. officer compensation
Growth Fund 5/7/2013 Baxter International BAX 071813109 Amendement of Article Sixth of Yes Yes Yes Yes
Inc. the amended and restated
Certificate of Incorporation
eliminating the classified
structure of the Board of
Directors
Growth Fund 5/7/2013 Baxter International BAX 071813109 Amendment of the amended & Yes Yes Yes Yes
Inc. restated Cert of Inc. granting
holders of at least 25% of
outstanding common stock the
right to call a special meeting
Growth Fund 5/7/2013 Baxter International BAX 071813109 No No No No
Inc.
Growth Fund 5/7/2013 HNI Corporation HNI 404251100 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/7/2013 HNI Corporation HNI 404251100 Ratify the audit committee's Yes Yes Yes Yes
selection of
PricewaterhouseCoopers LLP as
the independent registered
public accountant for year
ending December 28, 2013
Growth Fund 5/7/2013 HNI Corporation HNI 404251100 Advisory (nonbinding) vote to Yes Yes Yes Yes
approve named executive
officer compensation
Growth Fund 5/7/2013 HNI Corporation HNI 404251100 Approve an amendment to the Yes Yes Yes Yes
2007 stock-based compensation
plan
Growth Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Ratification of the Yes Yes Yes Yes
appointment of KPMG LLP as
independent registered public
accountant for 2013
Growth Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Growth Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Advisory vote to approve Yes Yes Yes Yes
executive compensation
Growth Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Ratification of the Yes Yes Yes Yes
appointment of
PricewaterhouseCoopers LLP as
the independent registered
public accounting firm for 2013
Growth Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Approval of the Aptargroup Yes Yes Yes Yes
performance incentive plan
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 Ratification of the Yes Yes Yes Yes
appointment of
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for the year
ending December 31, 2013
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the senior Yes Yes Yes Yes
officers annual and long-term
incentive plans
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the amendment of Yes Yes No No
restated Certificate of
Incorporation to reduce the
supermajority voting thresholds
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the amendment of Yes Yes No No
bylaws to reduce the
supermajority voting thresholds
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 SP - regarding majority vote No Yes No Yes
Growth Fund 5/9/2013 Nucor Corporation NUE 670346105 SP - regarding report on No Yes No Yes
lobbying activities
Growth Fund 5/10/2013 Bill Barrett BBG 06846N104 Election of the nominees Yes Yes Yes Yes
Corporation
Growth Fund 5/10/2013 Bill Barrett BBG 06846N104 Proposal to approve an Yes Yes Yes Yes
Corporation advisory resolution regarding
executive compensation
Growth Fund 5/10/2013 Bill Barrett BBG 06846N104 Proposal to ratify the Yes Yes Yes Yes
Corporation appointment of Deloitte &
Touche LLP as our independent
registered public accounting
firm for 2013
Growth Fund 5/10/2013 Colgate-Palmolive CL 194162103 Election of the nominees Yes Yes Yes Yes
Company
Growth Fund 5/10/2013 Colgate-Palmolive CL 194162103 Ratify selection of Yes Yes Yes Yes
Company PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Growth Fund 5/10/2013 Colgate-Palmolive CL 194162103 Advisory vote on executive Yes Yes Yes Yes
Company compensation
Growth Fund 5/10/2013 Colgate-Palmolive CL 194162103 Approve the 2013 incentive Yes Yes Yes Yes
Company compensation plan
Growth Fund 5/10/2013 Colgate-Palmolive CL 194162103 SP - on exective stock No Yes No Yes
Company retention requirement
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to approve the Yes Yes Yes Yes
advisory (non-binding)
resolution relating to
executive compensation
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Ratification of the Yes Yes Yes Yes
appointment of the independent
registered public accounting
firm
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to approve amendments Yes Yes No No
to Certificate of
Incorporation to eliminate
supermajority voting provisions
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to amend Certificate Yes Yes No No
of Incorporation to declassify
the Board of Directors
Growth Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 SP - for an independent chair No Yes No Yes
of the Board of Directors
Growth Fund 5/14/2013 3M Company MMM 88579Y101 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/14/2013 3M Company MMM 88579Y101 To ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Growth Fund 5/14/2013 3M Company MMM 88579Y101 Advisory approval of executive Yes Yes Yes Yes
compensation
Growth Fund 5/14/2013 3M Company MMM 88579Y101 SP - on action by written No Yes No Yes
consent
Growth Fund 5/14/2013 3M Company MMM 88579Y101 SP - on prohibiting political No Yes No Yes
spending from corporate
treasury funds
Growth Fund 5/16/2013 Dril-Quip, Inc. DRQ 262037104 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/16/2013 Dril-Quip, Inc. DRQ 262037104 Approval of the appointment of Yes Yes Yes Yes
BDO USA, LLP as independent
registered public
accountiing firm for fiscal
year ending December 31,
2013
Growth Fund 5/16/2013 Dril-Quip, Inc. DRQ 262037104 Advisory vote to approve Yes Yes Yes Yes
compensation of the named
executive officers
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Adoption of Annual Report & Yes Yes Yes Yes
Accounts
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Approval of Remuneration Report Yes Yes Yes Yes
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Re-Appointment of Auditors Yes Yes Yes Yes
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Remuneration of Auditors Yes Yes Yes Yes
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority to allot shares Yes Yes Yes Yes
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Disapplication of pre-emption Yes Yes Yes Yes
rights
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority to purchase own Yes Yes Yes Yes
shares
Growth Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority for certain Yes Yes Yes Yes
donations and expenditure
Growth Fund 5/22/2013 Amgen Inc. 031162 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/22/2013 Amgen Inc. 031162 To ratify the selection of Yes Yes Yes Yes
Ernst & Young LLP as independent
registered public accountants
for fiscal year ending December
31, 2013
Growth Fund 5/22/2013 Amgen Inc. 031162 Advisory vote to approve our Yes Yes Yes Yes
executive compensation
Growth Fund 5/22/2013 Amgen Inc. 031162 Approval of our proposed Yes Yes Yes Yes
amended and restated 2009
Equity Incentive Plan
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 To receive the Accounts & Yes Yes Yes Yes
Reports of the Directors & the
auditors for the year ended 31
December 2012
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 To approve the Directors' Yes Yes Yes Yes
Remuneration report as set
out on pages 60 to 75 of
the Annual Report &
Accounts for the year ended
31 December 2012
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 To declare a final dividend Yes Yes Yes Yes
ending 31 December 2012 of
14.26 cents per share
payable on 31 May 2013 to
holders of shares on 19
April 2013
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 To re-appoint Ernst & Young Yes Yes Yes Yes
LLP as auditors of the company
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 To authorise the Audit Yes Yes Yes Yes
Committee of the Board to
approve the remuneration of
the auditors
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 Pertaining to political Yes Yes Yes Yes
donations, political
organisations, political
parties and political
expenditures
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 That the Directors be & are Yes Yes Yes Yes
authorised to allot ordinary
shares and grant rights in the
company
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 The Directors be & are Yes Yes Yes Yes
empowered to allot equity
securities for cash
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 That the company be generally Yes Yes Yes Yes
& unconditionally authorised
to make market purchases
Growth Fund 5/23/2013 BG Group BG/ LN 0876289 That a general meeting of the Yes Yes Yes Yes
company, other than an AGM,
may be called on not less than
14 clear days' notice
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Ratification of the Yes Yes Yes Yes
appointment of the independent
registered public accounting
firm for 2013
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Advisory vote to approve Yes Yes Yes Yes
executive compensation
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning shareholders' No Yes No Yes
right to act by written consent
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning special No Yes No Yes
shareowner meetings
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning a report on No Yes No Yes
charitable and political
contributions
Growth Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning a report on No Yes No Yes
lobbying activities
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 Election of the nominees Yes Yes Yes Yes
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 Ratification of appointment of Yes Yes Yes Yes
independent registered public
accounting firm
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 Approval of Amendments to Yes Yes Yes Yes
Long-Term Incentive Plan
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 SP - Shale energy operations, No Yes No Yes
Offshore oil wells, climate
risk, Lobbying disclosure,
Cessation of use of corporate
funds for political purposes
Growth Fund 5/29/2013 Chevron Corporation CVX 166764100 SP - Cumulative voting, No Yes No Yes
Special Meetings, Independent
Director with environmental
expertise & Country selection
guidelines
Growth Fund 5/29/2013 Exxon Mobil XOM 30231G102 Election of the nominees Yes Yes Yes Yes
Corporation
Growth Fund 5/29/2013 Exxon Mobil XOM 30231G102 Ratification of independent Yes Yes Yes Yes
Corporation auditors
Growth Fund 5/29/2013 Exxon Mobil XOM 30231G102 Advisory vote to approve Yes Yes Yes Yes
Corporation executive compensation
Growth Fund 5/29/2013 Exxon Mobil XOM 30231G102 SP - Independent chairman, No Yes No Yes
Corporation Majority vote for Directors,
Limit Directorships, Report on
Lobbying, Political
Contributions Policy
Growth Fund 5/29/2013 Exxon Mobil XOM 30231G102 SP - Amendment of EEO Policy, No Yes No Yes
Corporation Report on Natural Gas
Production and Greenhouse Gas
Emissions Goals
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 Election of the nominees Yes Yes Yes Yes
Corporation
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 Advisory vote to approve Yes Yes Yes Yes
Corporation executive compensation
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 Ratify the appointment of the Yes Yes Yes Yes
Corporation company's independent auditors
for 2013
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 SP - Report disclosing No Yes No Yes
Corporation lobbying policies and practices
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 SP - majority vote standard No Yes No Yes
Corporation for director elections
Growth Fund 6/5/2013 Devon Energy DVN 25179M103 SP - Right to act by written No Yes No Yes
Corporation consent
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Election of the nominees Yes Yes Yes Yes
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Ratification of Ernst & Young Yes Yes Yes Yes
LLP as independent accountants
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Approval of the Wal-Mart Yes Yes Yes Yes
Stores, Inc. Management
Incentive Plan, as amended
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Special Shareowner No Yes No Yes
meeting right
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Equity retention No Yes No Yes
requirement
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Independent chairman No Yes No Yes
Growth Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Request for Annual Report No Yes No Yes
on Recoupment of Executive Pay
Growth Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Election of the nominees Yes Yes Yes Yes
Growth Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Ratify the appointment of Yes Yes Yes Yes
independent registered public
accounting firm for 2013
Growth Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Advisory vote on executive Yes Yes Yes Yes
compensation
Growth Fund 6/12/2013 Caterpillar Inc. CAT 149123101 SP - director election No Yes No Yes
majority vote standard,
stockholder action by written
consent, and executive stock
retention
Growth Fund 6/12/2013 Caterpillar Inc. CAT 149123101 SP - sustainability measure in No Yes No Yes
executive compensation, review
of global corporate standards,
and sales to Sudan
State Farm Balanced Fund
Voted Voted
Proposed by Voted with
Fund MtgDate Company Name Ticker CUSIP Description by Issuer Fund For Mgmt
----------- --------- ----------------------- ------ --------- -------------------------------------- --------- ----- ----- -----
Balanced Fund 7/10/2012 The Coca-Cola Company KO 191216100 Approve a 2 for 1 split Yes Yes Yes Yes
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 Election of the nominees Yes Yes Yes Yes
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 To ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 A non-binding advisory vote to Yes Yes Yes Yes
approve executive compensation
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 To amend the company's Article of Yes Yes Yes Yes
Incorporation to provide for majority
vote in uncontested elections of
directors
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 To approve the proxy access No Yes No Yes
shareholder proposal
Balanced Fund 8/23/2012 Medtronic, Inc. MDT 585055106 To approve adoption of a simple No Yes No Yes
majority shareholder proposal
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the resolution of the Yes Yes Yes Yes
Industries LTD Board of Directors to declare and
distribute the cash dividends for the
year ended December 31, 2011
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the nominees Yes Yes Yes Yes
Industries LTD
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve the payment to each of the Yes Yes Yes Yes
Industries LTD company's directors, Dr. Phillip
Frost, Chairman & Prof. Moshe Many,
Vice Chairman
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve certain amendments to the Yes Yes Yes Yes
Industries LTD Articles of Association as described
in proxy statement & in amended
Articles of Association attached
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To approve indemnification and Yes Yes Yes Yes
Industries LTD release agreements for the directors
of the company
Balanced Fund 9/12/2012 Teva Pharmaceutical TEVA 881624209 To apoint Kesselman & Kesselman as Yes Yes Yes Yes
Industries LTD independent registered public
accounting firm until the 2013 annual
meeting
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 Election of Nominees Yes Yes Yes Yes
Company
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 Ratify Appointment of the Independent Yes Yes Yes Yes
Company Registered Public Accounting Firm.
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 Advisory Vote on Executive Yes Yes Yes Yes
Company Compensation (The Say On Pay Vote).
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Say on Political Contribution No Yes No Yes
Company
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Producer Responsibility of No Yes No Yes
Company Packaging.
Balanced Fund 10/9/2012 The Procter & Gamble PG 742718109 SP- Adopt Simple Majority Vote No Yes No Yes
Company
Balanced Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Election of Nominees. Yes Yes Yes Yes
COMPANY
Balanced Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Ratify appointment of ERNST & YOUNG Yes Yes Yes Yes
COMPANY LLP as independent auditors for the
six-month period ending 12/31/12.
Balanced Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 Advisory vote on executive Yes Yes Yes Yes
COMPANY compensation.
Balanced Fund 11/1/2012 ARCHER-DANIELS-MIDLAND ADM 039483102 SP- Regarding special shareowners No Yes No Yes
COMPANY meetings.
Balanced Fund 11/7/2012 KLA-Tencor KLAC 482480100 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 11/7/2012 KLA-Tencor KLAC 482480100 To ratify the appointment of Yes Yes Yes Yes
Corporation PricewaterhouseCoopers LLP as
independent registered public
accounting firm for the fiscal year
ending June 30, 2013
Balanced Fund 11/7/2012 KLA-Tencor KLAC 482480100 To approve an amendment to the Yes Yes Yes Yes
Corporation Certificate of Incorporation to
declassify the companys Board of
Directors
Balanced Fund 11/7/2012 KLA-Tencor KLAC 482480100 Advisory proposal on the Company's Yes Yes Yes Yes
Corporation executive compensation
Balanced Fund 11/7/2012 Linear Technology LLTC 535678106 Election of the nominees Yes Yes Yes Yes
Corp.
Balanced Fund 11/7/2012 Linear Technology LLTC 535678106 Advisory vote to approve executive Yes Yes Yes Yes
Corp. compensation
Balanced Fund 11/7/2012 Linear Technology LLTC 535678106 To ratify the appointment of Ernst & Yes Yes Yes Yes
Corp. Young LLP as independent registered
public accounting firm for the fiscal
year ending June 30, 2013
Balanced Fund 11/13/2012 Automatic Data ADP 053015103 Election of the nominees Yes Yes Yes Yes
Processing, Inc.
Balanced Fund 11/13/2012 Automatic Data ADP 053015103 Appointment of Deloitte & Touche LLP Yes Yes Yes Yes
Processing, Inc.
Balanced Fund 11/13/2012 Automatic Data ADP 053015103 Advisory vote on executive Yes Yes Yes Yes
Processing, Inc. compensation
Balanced Fund 11/14/2012 Campbell Soup Company CPB 134429109 Election of the nominees Yes Yes Yes Yes
Balanced Fund 11/14/2012 Campbell Soup Company CPB 134429109 Ratification of appointment of the Yes Yes Yes Yes
independent registered public
accounting firm
Balanced Fund 11/14/2012 Campbell Soup Company CPB 134429109 Advisory vote on executive Yes Yes Yes Yes
compensation
Balanced Fund 11/14/2012 Sysco Corporation SYY 871829107 Election of the nominees Yes Yes Yes Yes
Balanced Fund 11/14/2012 Sysco Corporation SYY 871829107 To approve, by advisory vote, the Yes Yes Yes Yes
compensation paid to named executive
officers, as disclosed in 2012 proxy
statement
Balanced Fund 11/14/2012 Sysco Corporation SYY 871829107 To ratify the appointment of Ernst & Yes Yes Yes Yes
Young LLP as independent accountants
for fiscal 2013
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Election of the nominees Yes Yes Yes Yes
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Approval of amendment and restatement Yes Yes Yes Yes
of the Executive Incentive Plan
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Approval, on an advisory basis, of Yes Yes Yes Yes
executive compensation
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Ratification of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for fiscal 2013
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Approval to have Board adopt a policy No Yes No Yes
to have an independent Board Chairman
whenever possible
Balanced Fund 11/15/2012 Cisco Systems, Inc. CSCO 17275R102 Approval to request management to No Yes No Yes
prepare a report on "conflict
minerals" in supply chain
Balanced Fund 11/16/2012 Donaldson Company, DCI 257651109 Election of the nominees Yes Yes Yes Yes
Inc.
Balanced Fund 11/16/2012 Donaldson Company, DCI 257651109 Ratification of the appointment of Yes Yes Yes Yes
Inc. PricewaterhouseCoopers LLP as
independent registered public
accounting firm for the fiscal year
ending 7/31/13
Balanced Fund 1/24/2013 AIR PRODUCTS & APD 009158106 ELECTION OF NOMINEES. Yes Yes Yes Yes
CHEMICALS, INC.
Balanced Fund 1/24/2013 AIR PRODUCTS & APD 009158106 APPOINTMENT OF IND. REG. PUBLIC Yes Yes Yes Yes
CHEMICALS, INC. ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG FOR FY 2013.
Balanced Fund 1/24/2013 AIR PRODUCTS & APD 009158106 ADVISORY VOTE ON EXECUTIVE OFFICER Yes Yes Yes Yes
CHEMICALS, INC. COMPENSATION.
Balanced Fund 1/24/2013 AIR PRODUCTS & APD 009158106 APPROVAL OF AMENDMENT TO THE Yes Yes Yes Yes
CHEMICALS, INC. LONG-TERM INCENTIVE PLAN.--INCLUDING
INCREASING NUMBER OF AUTHORIZED
SHARES FOR USE UNDER THE PLAN.
Balanced Fund 1/24/2013 AIR PRODUCTS & APD 009158106 SP- TO REPEAL CLASSIFIED BOARD. No Yes No Yes
CHEMICALS, INC.
Balanced Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 APPROVAL OF EMR EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Balanced Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 RATIFICATION OF KPMG AS ACCOUNTING Yes Yes Yes Yes
FIRM.
Balanced Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 APPROVAL OF AMENDMENT TO THE RESTATED Yes Yes Yes Yes
ARTICLES OF INCORPORATION TO
DECLASSIFY THE BOD.
Balanced Fund 2/5/2013 EMERSON ELECTRIC CO. EMR 291011104 SP- REQUESTING ISSUANCE OF No Yes No Yes
SUSTAINABILITY REPORT AS DESCRIBED IN
PROXY STATEMENT.
Balanced Fund 2/20/2013 LEE ENTERPRISES, INC. LEE 523768109 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 2/20/2013 LEE ENTERPRISES, INC. LEE 523768109 RATIFY THE SELECTION OF KPMG LLP AS Yes Yes Yes Yes
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Balanced Fund 2/27/2013 DEERE & COMPANY DE 244199105 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 2/27/2013 DEERE & COMPANY DE 244199105 ADVISORY VOTE ON EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Balanced Fund 2/27/2013 DEERE & COMPANY DE 244199105 RE-APPROVAL OF THE JOHN DEERE Yes Yes Yes Yes
MID-TERM INCENTIVE PLAN.
Balanced Fund 2/27/2013 DEERE & COMPANY DE 244199105 RATIFICATION OF THE APPOINTMENT OF Yes Yes Yes Yes
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Approval of the Annual Report 2012 Yes Yes Yes Yes
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Distribution of profit Yes Yes Yes Yes
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Approval of remuneration of members Yes Yes Yes Yes
of the Board
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Election of the nominees Yes Yes Yes Yes
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Proposals from the Board: Reduction Yes Yes Yes Yes
of the Company's share capital
Balanced Fund 2/28/2013 Novozymes A/s nzymb B798FWO Proposals from the Board: Yes Yes Yes Yes
Authorization to meeting chairperson
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 RATIFY APPOINTMENT OF Yes Yes Yes Yes
PRICEWATERHOUSCOOPERS LLP AS THE
REGISTERED PUBLIC ACCOUNTANTS FOR '13.
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 APPROVE THE TERMS OF THE AMENDED AND Yes Yes Yes Yes
RESTATED '02 EXECUTIVE PERFORMANCE
PLAN.
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 APPROVE THE ADVISORY RESOLUTION ON Yes Yes Yes Yes
EXECUTIVE COMPENSATION.
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 SP- RELATING TO PROXY ACCESS. No Yes No Yes
Balanced Fund 3/6/2013 WALT DISNEY CO. DIS 254687106 SP- RELATING TO FUTURE SEPARATION OF No Yes No Yes
CHAIRMAN AND CEO.
Balanced Fund 3/20/2013 Agilent Technologies A 00846U101 Election of the nominees Yes Yes Yes Yes
Inc.
Balanced Fund 3/20/2013 Agilent Technologies A 00846U101 To ratify the audit and finance Yes Yes Yes Yes
Inc. committee's appointment of
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Balanced Fund 3/20/2013 Agilent Technologies A 00846U101 To approve the compensation of named Yes Yes Yes Yes
Inc. executive officers
Balanced Fund 3/20/2013 Agilent Technologies A 00846U101 SP - to repeal the classified board No Yes No Yes
Inc. structure
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Election of nominees Yes Yes Yes Yes
Company
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Ratification of the appointment of Yes Yes Yes Yes
Company the independent registered public
accounting firm for the fiscal year
ending October 31, 2013
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Advisory vote on executive Yes Yes Yes Yes
Company compensation
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Amend HP's Amended and Restated Yes Yes Yes Yes
Company Bylaws to permit stockholder proxy
access
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 Approval of the Second Amended and Yes Yes Yes Yes
Company Restated 2004 Stock Incentive Plan
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - relating to the formation of a No Yes No Yes
Company human rights committee
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - entitled "2013 Hewlett-packard No Yes No Yes
Company Resolution on Human Rights Policy"
Balanced Fund 3/20/2013 Hewlett-Packard HPQ 428236103 SP - entitled "Executives to Retain No Yes No Yes
Company Significant Stock"
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve, on an advisory basis, the Yes Yes Yes Yes
Company's executive compensation.
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the Company's 2012 Yes Yes Yes Yes
financial statements and declarations
of dividends
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the appointment of the Yes Yes Yes Yes
independent registered public
accounting firm
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the adoption of the 2013 Yes Yes Yes Yes
Schlumberger Omnibus Incentive Plan
Balanced Fund 4/10/2013 Schlumberger Limited SLB 806857108 To approve the adoption of an Yes Yes Yes Yes
amendment and restatement of the
Schlumberger Discount Stock Purchase
Plan
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 APPROVAL OF ANNUAL REPORT Yes Yes Yes Yes
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 ACCEPTANCE OF COMPENSATION REPORT 2012 Yes Yes Yes Yes
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 RELEASE OF THE MEMBERS OF BOD AND MGMT Yes Yes Yes Yes
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 APPROPRIATION OF PROFITS REUSLTING Yes Yes Yes Yes
FROM THE BALANCE SHEET OF NSRGY FOR
THE FINANCIAL YEAR 2012
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 ELECTION OF NOMINEES Yes Yes Yes Yes
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 RE-ELECTION OF KPMG SA, GENEVA BRANCH Yes Yes Yes Yes
AS AUDITORS
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 "FOR (WITH BOD), AGAINST, OR ABSTAIN" Yes Yes Yes Yes
VOTING INSTRUCTIONS FOR ANY
NEW/MODIFIED PROPOSAL BY SHAREHOLDER
DURING GENERAL MTG.
Balanced Fund 4/11/2013 NESTLE NSRGY 641069406 MARK BOX IF YOU WISH TO GIVE A PROXY Yes Yes Yes Yes
TO INDEPENDENT REP, JEAN-LUDOVIC
HARTMANN
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the issuance of M&T Bank Yes Yes Yes Yes
Corp. common stock to Hudson City
Bancorp stockholders pursuant to the
agreement and plan of merger
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve certain amendments to the Yes Yes Yes Yes
terms of the fixed rate cumulative
perpetual Preferred stock Series A
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve certain amendments to the Yes Yes Yes Yes
terms of the fixed rate cumulative
perpetual Preferred Stock Series C
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve one or more adjournments Yes Yes Yes Yes
of the M&T Bank Corp. special meeting
of shareholders, if necessary or
appropriate
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the employee stock Yes Yes Yes Yes
purchase plan
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To approve the compensation of named Yes Yes Yes Yes
executive officers
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To recommend the frequency of 1 year Yes Yes Yes Yes
of future advisory votes on the
compensation of named executive
officers
Balanced Fund 4/16/2013 M&T Bank Corporation MTB 55261F104 To ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm for the year ending
December 31, 2013
Balanced Fund 4/16/2013 Northern Trust NTRS 665859104 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 4/16/2013 Northern Trust NTRS 665859104 Approval, by an advisory vote, of the Yes Yes Yes Yes
Corporation 2012 compensation of the
corporation's named executive officers
Balanced Fund 4/16/2013 Northern Trust NTRS 665859104 Ratification of the appointment of Yes Yes Yes Yes
Corporation KPMG LLP as the independent
registered pubic accounting firm for
the fiscal year ending December 31,
2013
Balanced Fund 4/16/2013 Northern Trust NTRS 665859104 SP - regarding additional disclosure No Yes No Yes
Corporation of political and lobbying
contributions
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Receipt of the 2012 Annual Report Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Approval of the Remuneration report Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Re-appointment of the auditors Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Authorise the Audit Committee to fix Yes Yes Yes Yes
the remuneration of auditors
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Approval of the Performance Share Yes Yes Yes Yes
Plan 2013
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 General authority to allot shares Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Disapplication of pre-emption rights Yes Yes Yes Yes
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Authority to purchase Rio Tinto plc Yes Yes Yes Yes
shares
Balanced Fund 4/18/2013 Rio Tinto PLC RIO 767204100 Notice period for general meetings Yes Yes Yes Yes
other than annual general meetings
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To ratify the appointment of KPMG LLP Yes Yes Yes Yes
as the company's independent auditor
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve, in a non-binding advisory Yes Yes Yes Yes
vote, the compensation of the named
executive officers
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment and Yes Yes Yes Yes
restatement of the 1992 stock option
and restricted stock plan
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment to the Yes Yes Yes Yes
certificte of incorporation
Balanced Fund 4/23/2013 Noble Energy, Inc. NBL 655044105 To approve an amendment to the Yes Yes Yes Yes
by-laws, all as more fully described
in the proxy statement
Balanced Fund 4/23/2013 SUNTRUST BANKS, INC. STI 867914103 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 4/23/2013 SUNTRUST BANKS, INC. STI 867914103 ADVISORY APPROVAL OF THE COMPANY'S Yes Yes Yes Yes
EXECUTIVE COMPENSATION.
Balanced Fund 4/23/2013 SUNTRUST BANKS, INC. STI 867914103 PROPOSAL TO RATIFY THE APPOINTMENT OF Yes Yes Yes Yes
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR 2013.
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Proposal to approve the company's Yes Yes Yes Yes
amended and restated Long-Term
Incentive Compensation Plan
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 Proposal to ratify the appointment of Yes Yes Yes Yes
KPMG LLP as independent registered
public accounting firm for 2013
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to adopt a policy requiring an No Yes No Yes
independent chairman
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to provide a report on the No Yes No Yes
Company's lobbying policies and
practices
Balanced Fund 4/23/2013 Wells Fargo & Company WFC 949746101 SP - to review and report on internal No Yes No Yes
controls over the company's mortgage
servicing and foreclosure practices
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 ELECTION OF NOMINEES Yes Yes Yes Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 RATIFICATION OF INDEPENDENT Yes Yes Yes Yes
NEMOURS & CO. REGISTERED PUBLIC ACCOUNTING FIRM
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 EXECUTIVE COMPENSATION Yes Yes Yes Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: INDEPENDENT BOARD CHAIR No Yes No Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: LOBBYING REPORT No Yes No Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: GENETICALLY ENGINEERED SEED No Yes No Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 E.I. DU PONT DE DD 263534109 SP: EXECUTIVE COMPENSATION REPORT No Yes No Yes
NEMOURS & CO.
Balanced Fund 4/24/2013 General Electric GE 369604103 Election of the nominees Yes Yes Yes Yes
Company
Balanced Fund 4/24/2013 General Electric GE 369604103 Advisory approval of our named Yes Yes Yes Yes
Company executives' compensation
Balanced Fund 4/24/2013 General Electric GE 369604103 Ratification of selection of Yes Yes Yes Yes
Company independent registered public
accounting firm
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - Cessation of all stock options No Yes No Yes
Company and bonuses
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - Director term limits No Yes No Yes
Company
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - independent chairman No Yes No Yes
Company
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - right to act by written consent No Yes No Yes
Company
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - executives to retain significant No Yes No Yes
Company stock
Balanced Fund 4/24/2013 General Electric GE 369604103 SP - multiple candidate elections No Yes No Yes
Company
Balanced Fund 4/24/2013 NEWMONT MINING CORP. NEM 651639106 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 4/24/2013 NEWMONT MINING CORP. NEM 651639106 RATIFY THE APPOINTMENT OF Yes Yes Yes Yes
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2013.
Balanced Fund 4/24/2013 NEWMONT MINING CORP. NEM 651639106 ADVISORY RESOLUTION TO APPROVE NAMED Yes Yes Yes Yes
EXECUTIVE OFFICER COMPENSATION.
Balanced Fund 4/24/2013 NEWMONT MINING CORP. NEM 651639106 APPROVE THE 2013 STOCK INCENTIVE PLAN. Yes Yes Yes Yes
Balanced Fund 4/24/2013 NEWMONT MINING CORP. NEM 651639106 APPROVE THE PERFORMANCE PAY PLAN. Yes Yes Yes Yes
Balanced Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 RATIFICATION OF THE APPOINTMENT OF Yes Yes Yes Yes
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
Balanced Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 ADVISORY VOTE TO APPROVE EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Balanced Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 APPROVE AN AMENDEMENT TO THE Yes Yes Yes Yes
COMPANY'S BY-LAWS TO PERMIT
SHAREOWNERS TO CALL SPECIAL MEETINGS.
Balanced Fund 4/24/2013 THE COCA-COLA CO. KO 191216100 SP- REGARDING A BOARD COMMITTEE ON No Yes No Yes
HUMAN RIGHTS.
Balanced Fund 4/24/2013 Woodside Petroleum WPL AU 6979728 election of the nominees Yes Yes Yes Yes
Ltd
Balanced Fund 4/24/2013 Woodside Petroleum WPL AU 6979728 Remuneration Report Yes Yes Yes Yes
Ltd
Balanced Fund 4/25/2013 Corning Inc. GLW 219350105 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/25/2013 Corning Inc. GLW 219350105 Advisory vote to approve the Yes Yes Yes Yes
company's executive compensation
Balanced Fund 4/25/2013 Corning Inc. GLW 219350105 Ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 Ratification of appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for 2013
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - Executives to retain significant No Yes No Yes
stock
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - On political contributions and No Yes No Yes
corporate values
Balanced Fund 4/25/2013 Johnson & Johnson JNJ 478160104 SP - on independent board chairman No Yes No Yes
Balanced Fund 4/25/2013 PFIZER INC. PFE 717081103 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 4/25/2013 PFIZER INC. PFE 717081103 RATIFY THE SELECTION OF KPMG LLP AS Yes Yes Yes Yes
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
Balanced Fund 4/25/2013 PFIZER INC. PFE 717081103 ADVISORY APPROVAL OF EXECUTIVE Yes Yes Yes Yes
COMPENSATION.
Balanced Fund 4/25/2013 PFIZER INC. PFE 717081103 SP- REGARDING EXECUTIVE EQUITY No Yes No Yes
RETENTION.
Balanced Fund 4/25/2013 PFIZER INC. PFE 717081103 SP- REGARDING ACTION BY WRITTEN No Yes No Yes
CONSENT.
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 ELECTION OF NOMINEES Yes Yes Yes Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 RATIFICATION OF DELOITTE & TOUCHE LLP Yes Yes Yes Yes
AS AUDITORS
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SAY ON PAY-APPROVE EXECUTIVE Yes Yes Yes Yes
COMPENSATION
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- GENETICALLY MODIFIED INGREDIENTS No Yes No Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- LOBBYING DISCLOSURE No Yes No Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP-INDEPENDENT BOARD CHAIR No Yes No Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- EQUITY RETENTION AND HEDGING No Yes No Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- INCENTIVE COMPENSATION No Yes No Yes
Balanced Fund 4/26/2013 ABBOTT LABORATORIES ABT 002824100 SP- ACCELERATED VESTING OF AWARDS No Yes No Yes
UPON CHANGE IN CONTROL
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Ratification of appointment of Yes Yes Yes Yes
independent auditors
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Advisory approval of executive Yes Yes Yes Yes
compensation
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Approve stock purchase and deferral Yes Yes Yes Yes
plan
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Political contributions report No Yes No Yes
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Lead batteries report No Yes No Yes
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Compensation packages No Yes No Yes
Balanced Fund 4/26/2013 AT&T Inc. T 00206R102 Independent board chairman No Yes No Yes
Balanced Fund 4/26/2013 GATX CORP. GMT 361448103 ELECTION OF NOMINEES. Yes Yes Yes Yes
Balanced Fund 4/26/2013 GATX CORP. GMT 361448103 RATIFICATION OF THE APPOINTMENT OF Yes Yes Yes Yes
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FY ENDING
12/31/2013.
Balanced Fund 4/26/2013 GATX CORP. GMT 361448103 ADVISORY RESOLUTION TO APPROVE Yes Yes Yes Yes
EXECUTIVE COMPENSATION.
Balanced Fund 4/26/2013 Kellogg Company K 487836108 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/26/2013 Kellogg Company K 487836108 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Balanced Fund 4/26/2013 Kellogg Company K 487836108 Approval of the Kellogg company 2013 Yes Yes Yes Yes
Long-term incentive plan
Balanced Fund 4/26/2013 Kellogg Company K 487836108 Ratification of the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for fiscal year 2013
Balanced Fund 4/26/2013 Kellogg Company K 487836108 SP - if properly presented at the No Yes No Yes
meeting, to repeal classified board
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 ELECTION OF NOMINEES Yes Yes Yes Yes
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 RATIFICATION OF ERNST & YOUNG LLP AS Yes Yes Yes Yes
ACCOUNTING FIRM
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 EXECUTIVE COMPENSATION Yes Yes Yes Yes
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 AMENDMENT AND RESTATEMENT OF Yes Yes Yes Yes
AMENDED/RESTATED CERTIFICATE OF
INCORPORATION
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 SP- RIGHT TO ACT BY WRITTEN CONSENT No Yes No Yes
Balanced Fund 4/30/2013 ALLERGAN, INC. AGN 018490102 SP- DISCLOSURE OF LOBBYING PRACTICES No Yes No Yes
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 ELECTION OF NOMINEES. Yes Yes Yes Yes
BUSINESS MACHINES
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 RATIFICATION OF APPOINTMENT OF Yes Yes Yes Yes
BUSINESS MACHINES INDEPENDENT REGISTERED PUBLIC
CORP. ACCOUNTING FIRM.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 ADVISORY VOTE ON EXECUTIVE Yes Yes Yes Yes
BUSINESS MACHINES COMPENSATION.
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- FOR DISCLOSURE OF LOBBYING No Yes No Yes
BUSINESS MACHINES POLICIES AND PRACTICES.
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- ON THE RIGHT TO ACT BY WRITTEN No Yes No Yes
BUSINESS MACHINES CONSENT.
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- ON INDEPENDENT BOARD CHAIR. No Yes No Yes
BUSINESS MACHINES
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IBM 459200101 SP- FOR EXECUTIVES TO RETAIN No Yes No Yes
BUSINESS MACHINES SIGNIFICANT STOCK.
CORP.
Balanced Fund 4/30/2013 INTERNATIONAL IFF 459506101 ELECTION OF NOMINEES Yes Yes Yes Yes
FLAVORS & FRAGRANCES
INC.
Balanced Fund 4/30/2013 INTERNATIONAL IFF 459506101 RATIFY SELECTION OF Yes Yes Yes Yes
FLAVORS & FRAGRANCES PRICEWATERHOUSECOOPERS LLP AS
INC. ACCOUNTING FIRM FOR '13
Balanced Fund 4/30/2013 INTERNATIONAL IFF 459506101 APPROVE EXECUTIVE COMPENSATION FOR '12 Yes Yes Yes Yes
FLAVORS & FRAGRANCES
INC.
Balanced Fund 4/30/2013 Spectra Energy Corp. SE 847560109 Election of the nominees Yes Yes Yes Yes
Balanced Fund 4/30/2013 Spectra Energy Corp. SE 847560109 Ratification of appointment of Yes Yes Yes Yes
Deloitte & Touche LLP as independent
registered public accounting firm
Balanced Fund 4/30/2013 Spectra Energy Corp. SE 847560109 An advisory resolution to approve Yes Yes Yes Yes
executive compensation
Balanced Fund 4/30/2013 Spectra Energy Corp. SE 847560109 SP - concerning disclosure of No Yes No Yes
political contributions
Balanced Fund 4/30/2013 Spectra Energy Corp. SE 847560109 SP - concerning fugitive methane No Yes No Yes
emissions report
Balanced Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Ratify the appointment of KPMG LLP as Yes Yes Yes Yes
our independent registered public
accountants for fiscal year 2013
Balanced Fund 5/1/2013 Pepsico, Inc. PEP 713448108 Advisory resolution to approve Yes Yes Yes Yes
executive compensation
Balanced Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Election of the nominees Yes Yes Yes Yes
Co.
Balanced Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Ratify the appointment of Ernst & Yes Yes Yes Yes
Co. Young LLP as independent auditors for
the year ending December 31, 2013
Balanced Fund 5/2/2013 Archer-Daniels-Midland ADM 039483102 Advisory vote on executive Yes Yes Yes Yes
Co. compensation
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 Ratification of Deloitte & Touche LLP Yes Yes Yes Yes
Corporation as independent public accountant for
2013
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 Advisory vote to approve named Yes Yes Yes Yes
Corporation executive officer compensation
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 Approval of the amended executive Yes Yes Yes Yes
Corporation short-term incentive plan
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 SP - regarding shareholder action by No Yes No Yes
Corporation written consent
Balanced Fund 5/2/2013 Duke Energy DUK 26441C204 SP - regarding an amendment to our No Yes No Yes
Corporation organizational documents to require
majority voting for the election of
Directors
Balanced Fund 5/2/2013 Verizon VZ9234 Election of the nominees Yes Yes Yes Yes
Communications Inc.
Balanced Fund 5/2/2013 Verizon VZ9234 Ratification of appointment of Yes Yes Yes Yes
Communications Inc. independent registered public
accounting firm
Balanced Fund 5/2/2013 Verizon VZ9234 Advisory vote to approve executive Yes Yes Yes Yes
Communications Inc. compensation
Balanced Fund 5/2/2013 Verizon VZ9234 Approval of long-term incentive plan Yes Yes Yes Yes
Communications Inc.
Balanced Fund 5/2/2013 Verizon VZ9234 Network Neutrality, Lobbying No Yes No Yes
Communications Inc. activities, proxy access bylaw,
severance approval policy,
shareholder right to call a special
meeting
Balanced Fund 5/2/2013 Verizon VZ9234 Shareholder right to act by written No Yes No Yes
Communications Inc. consent
Balanced Fund 5/3/2013 Illinois Tool Works ITW 452308109 Election of the nominees Yes Yes Yes Yes
Inc.
Balanced Fund 5/3/2013 Illinois Tool Works ITW 452308109 Ratification of the appointment of Yes Yes Yes Yes
Inc. Deloitte & Touche LLP as independent
registered public accounting firm for
2013
Balanced Fund 5/3/2013 Illinois Tool Works ITW 452308109 Advisory vote to approve executive Yes Yes Yes Yes
Inc. compensation
Balanced Fund 5/3/2013 Illinois Tool Works ITW 452308109 SP - to adopt simple majority vote No Yes No Yes
Inc. right
Balanced Fund 5/4/2013 Berkshire Hathaway BRK/A 084670702 Election of the nominees Yes Yes Yes Yes
Inc. Cl. B
Balanced Fund 5/4/2013 Berkshire Hathaway BRK/A 084670702 SP - regarding greenhouse gas and No Yes No Yes
Inc. Cl. B other air emissions
Balanced Fund 5/4/2013 Berkshire Hathaway BRK/A 084670108 Election of the nominees Yes Yes Yes Yes
Inc. Cl. A
Balanced Fund 5/4/2013 Berkshire Hathaway BRK/A 084670108 SP - regarding greenhouse gas and No Yes No Yes
Inc. Cl. A other air emissions
Balanced Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Ratification of Ernst & Young LLP as Yes Yes Yes Yes
auditors for 2013
Balanced Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Say on pay - an advisory vote on the Yes Yes Yes Yes
approval of exective compensation
Balanced Fund 5/6/2013 Abbvie Inc. ABBV 00287Y109 Approval of the 2013 incentive stock Yes Yes Yes Yes
program
Balanced Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Ratification of the appointment by Yes Yes Yes Yes
the Audit Committee of Ernst & Young
LLP as principal independent auditor
for 2013
Balanced Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Approve, by non-binding vote, Yes Yes Yes Yes
compensation paid to the company's
named exective officers
Balanced Fund 5/6/2013 Eli Lilly and Company LLY 532457108 Reapprove material terms of the Yes Yes Yes Yes
performance goals for the 2002 Lilly
Stock Plan
Balanced Fund 5/7/2013 Baxter International BAX 071813109 Election of the nominees Yes Yes Yes Yes
Inc.
Balanced Fund 5/7/2013 Baxter International BAX 071813109 Ratification of independent Yes Yes Yes Yes
Inc. registered public accounting firm
Balanced Fund 5/7/2013 Baxter International BAX 071813109 Approval of named executive officer Yes Yes Yes Yes
Inc. compensation
Balanced Fund 5/7/2013 Baxter International BAX 071813109 Amendement of Article Sixth of the Yes Yes Yes Yes
Inc. amended and restated Certificate of
Incorporation eliminating the
classified structure of the Board of
Directors
Balanced Fund 5/7/2013 Baxter International BAX 071813109 Amendment of the amended & restated Yes Yes Yes Yes
Inc. Cert of Inc. granting holders of at
least 25% of outstanding common stock
the right to call a special meeting
Balanced Fund 5/7/2013 Baxter International BAX 071813109 No No No No
Inc.
Balanced Fund 5/7/2013 HNI Corporation HNI 404251100 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/7/2013 HNI Corporation HNI 404251100 Ratify the audit committee's Yes Yes Yes Yes
selection of PricewaterhouseCoopers
LLP as the independent registered
public accountant for year ending
December 28, 2013
Balanced Fund 5/7/2013 HNI Corporation HNI 404251100 Advisory (nonbinding) vote to approve Yes Yes Yes Yes
named executive officer compensation
Balanced Fund 5/7/2013 HNI Corporation HNI 404251100 Approve an amendment to the 2007 Yes Yes Yes Yes
stock-based compensation plan
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Approval of the annual corporate Yes Yes Yes Yes
financial statements for the
financial year 2012
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Approval of the consolidated Yes Yes Yes Yes
financial statements for the
financial year 2012
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Allocation of income and setting the Yes Yes Yes Yes
dividend
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Approval of a new regulated Yes Yes Yes Yes
agreement: transaction between
Orascom Construction Industries
S.A.E. & the Company
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Approval of the commitments pursuant Yes Yes Yes Yes
to Article L.225-42-1 of the
Commercial Code benefiting Mr. Bruno
Lafont
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 election of the nominees Yes Yes Yes Yes
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Authorization to allow the Company to Yes Yes Yes Yes
purchase its own shares.
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Authorization to the Board of Yes Yes Yes Yes
Directors to issue bonds without
giving rise to the allotment of sec
with the same characteristics or a
capital increase
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Delegation of authority granted to Yes Yes Yes Yes
the Board of Dir. to issue sec. other
than shares entitling to the
allotment of debt sec. and without
giving rise
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Auth granted to the Bd of Dir to Yes Yes Yes Yes
issue shs & sec. giving access to cap
of the co. while maintaining
shareholders' preferential
subscription rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Auth granted to Board to issue shs Yes Yes Yes Yes
and sec giving access to capital with
cancellation of shareholders'
preferential subscription rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Auth granted to Dir to issue shs & Yes Yes Yes Yes
sec giving access to cap with
cancellatin of shareholders' Pfd Sub
Rts through an offer pursuant Article
L.411-2
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Delegation granted to the Bd of Dir Yes Yes Yes Yes
to issue shares & securities giving
access to capital of the Co., in
consideration for in-kind
contributions
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Bd of Dir can increase the number of Yes Yes Yes Yes
issuable securities in case of
capital increase with or without
preferential subscription rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Bd of Dir can increase capital by Yes Yes Yes Yes
incorporation of reserves, profits,
premiums or other amounts
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Authorization to the Board of Yes Yes Yes Yes
Directors to reduce capital by
cancellation of shares
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Directors can carry out free Yes Yes Yes Yes
alloction of shares existing or to be
issued with cancellation of
shareholders' preferential
subscription rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Directors can grant share Yes Yes Yes Yes
subscription and/or purchase options
with cancellation of shareholders'
preferential subscription rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Directors can decide to issue shares Yes Yes Yes Yes
and/or secs giving access to cap in
favor of members of a co. svgs. plan
with cancellation of pref subs rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Dirs. can carry out cap inc reserved Yes Yes Yes Yes
for a class of beneficiaries in the
context of a trans reserved for
employees with canc of pref subs
rights
Balanced Fund 5/7/2013 Lafarge SA LG FP 4502706 Powers to carry out all legal Yes Yes Yes Yes
formalities
Balanced Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Ratification of the appointment of Yes Yes Yes Yes
KPMG LLP as independent registered
public accountant for 2013
Balanced Fund 5/7/2013 Sigma-Aldrich Corp. SIAL 826552101 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Balanced Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Advisory vote to approve executive Yes Yes Yes Yes
compensation
Balanced Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Ratification of the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm for 2013
Balanced Fund 5/8/2013 Aptargroup, Inc. ATR 038336103 Approval of the Aptargroup Yes Yes Yes Yes
performance incentive plan
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 Ratification of the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for the year ending
December 31, 2013
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the senior officers Yes Yes Yes Yes
annual and long-term incentive plans
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the amendment of restated Yes Yes No No
Certificate of Incorporation to
reduce the supermajority voting
thresholds
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 Approval of the amendment of bylaws Yes Yes No No
to reduce the supermajority voting
thresholds
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 SP - regarding majority vote No Yes No Yes
Balanced Fund 5/9/2013 Nucor Corporation NUE 670346105 SP - regarding report on lobbying No Yes No Yes
activities
Balanced Fund 5/9/2013 The Dow Chemical DOW 260543103 Election of the nominees Yes Yes Yes Yes
Company
Balanced Fund 5/9/2013 The Dow Chemical DOW 260543103 Ratification of the appointment of Yes Yes Yes Yes
Company the independent registered public
accounting firm
Balanced Fund 5/9/2013 The Dow Chemical DOW 260543103 Advisory resolution to approve Yes Yes Yes Yes
Company executive compensation
Balanced Fund 5/9/2013 The Dow Chemical DOW 260543103 SP - on executive stock retention No Yes No Yes
Company
Balanced Fund 5/10/2013 Bill Barrett BBG 06846N104 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 5/10/2013 Bill Barrett BBG 06846N104 Proposal to approve an advisory Yes Yes Yes Yes
Corporation resolution regarding executive
compensation
Balanced Fund 5/10/2013 Bill Barrett BBG 06846N104 Proposal to ratify the appointment of Yes Yes Yes Yes
Corporation Deloitte & Touche LLP as our
independent registered public
accounting firm for 2013
Balanced Fund 5/10/2013 Colgate-Palmolive CL 194162103 Election of the nominees Yes Yes Yes Yes
Company
Balanced Fund 5/10/2013 Colgate-Palmolive CL 194162103 Ratify selection of Yes Yes Yes Yes
Company PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Balanced Fund 5/10/2013 Colgate-Palmolive CL 194162103 Advisory vote on executive Yes Yes Yes Yes
Company compensation
Balanced Fund 5/10/2013 Colgate-Palmolive CL 194162103 Approve the 2013 incentive Yes Yes Yes Yes
Company compensation plan
Balanced Fund 5/10/2013 Colgate-Palmolive CL 194162103 SP - on exective stock retention No Yes No Yes
Company requirement
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to approve the advisory Yes Yes Yes Yes
(non-binding) resolution relating to
executive compensation
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Ratification of the appointment of Yes Yes Yes Yes
the independent registered public
accounting firm
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to approve amendments to Yes Yes No No
Certificate of Incorporation to
eliminate supermajority voting
provisions
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 Proposal to amend Certificate of Yes Yes No No
Incorporation to declassify the Board
of Directors
Balanced Fund 5/10/2013 Vulcan Materials Co. VMC 929160109 SP - for an independent chair of the No Yes No Yes
Board of Directors
Balanced Fund 5/14/2013 3M Company MMM 88579Y101 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/14/2013 3M Company MMM 88579Y101 To ratify the appointment of Yes Yes Yes Yes
PricewaterhouseCoopers LLP as
independent registered public
accounting firm
Balanced Fund 5/14/2013 3M Company MMM 88579Y101 Advisory approval of executive Yes Yes Yes Yes
compensation
Balanced Fund 5/14/2013 3M Company MMM 88579Y101 SP - on action by written consent No Yes No Yes
Balanced Fund 5/14/2013 3M Company MMM 88579Y101 SP - on prohibiting political No Yes No Yes
spending from corporate treasury funds
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Adoption of Annual Report & Accounts Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Approval of Remuneration Report Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Re-Appointment of Auditors Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Remuneration of Auditors Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority to allot shares Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Disapplication of pre-emption rights Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority to purchase own shares Yes Yes Yes Yes
Balanced Fund 5/21/2013 Royal Dutch Shell PLC RDS/A 780259206 Authority for certain donations and Yes Yes Yes Yes
expenditure
Balanced Fund 5/22/2013 Amgen Inc. 031162 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/22/2013 Amgen Inc. 031162 To ratify the selection of Ernst & Yes Yes Yes Yes
Young LLP as independent registered
public accountants for fiscal year
ending December 31, 2013
Balanced Fund 5/22/2013 Amgen Inc. 031162 Advisory vote to approve our Yes Yes Yes Yes
executive compensation
Balanced Fund 5/22/2013 Amgen Inc. 031162 Approval of our proposed amended and Yes Yes Yes Yes
restated 2009 Equity Incentive Plan
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 To receive the Accounts & Reports of Yes Yes Yes Yes
the Directors & the auditors for the
year ended 31 December 2012
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 To approve the Directors' Yes Yes Yes Yes
Remuneration report as set out on
pages 60 to 75 of the Annual Report &
Accounts for the year ended 31
December 2012
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 To declare a final dividend ending 31 Yes Yes Yes Yes
December 2012 of 14.26 cents per
share payable on 31 May 2013 to
holders of shares on 19 April 2013
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 To re-appoint Ernst & Young LLP as Yes Yes Yes Yes
auditors of the company
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 To authorise the Audit Committee of Yes Yes Yes Yes
the Board to approve the remuneration
of the auditors
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 Pertaining to political donations, Yes Yes Yes Yes
political organisations, political
parties and political expenditures
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 That the Directors be & are Yes Yes Yes Yes
authorised to allot ordinary shares
and grant rights in the company
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 The Directors be & are empowered to Yes Yes Yes Yes
allot equity securities for cash
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 That the company be generally & Yes Yes Yes Yes
unconditionally authorised to make
market purchases
Balanced Fund 5/23/2013 BG Group BG/ LN 0876289 That a general meeting of the Yes Yes Yes Yes
company, other than an AGM, may be
called on not less than 14 clear
days' notice
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Ratification of the appointment of Yes Yes Yes Yes
the independent registered public
accounting firm for 2013
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 Advisory vote to approve executive Yes Yes Yes Yes
compensation
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning shareholders' right No Yes No Yes
to act by written consent
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning special shareowner No Yes No Yes
meetings
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning a report on No Yes No Yes
charitable and political contributions
Balanced Fund 5/28/2013 Merck & Co., Inc. MRK 58933Y105 SP - concerning a report on lobbying No Yes No Yes
activities
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 Election of the nominees Yes Yes Yes Yes
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 Ratification of appointment of Yes Yes Yes Yes
independent registered public
accounting firm
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 Approval of Amendments to Long-Term Yes Yes Yes Yes
Incentive Plan
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 SP - Shale energy operations, No Yes No Yes
Offshore oil wells, climate risk,
Lobbying disclosure, Cessation of use
of corporate funds for political
purposes
Balanced Fund 5/29/2013 Chevron Corporation CVX 166764100 SP - Cumulative voting, Special No Yes No Yes
Meetings, Independent Director with
environmental expertise & Country
selection guidelines
Balanced Fund 5/29/2013 Exxon Mobil XOM 30231G102 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 5/29/2013 Exxon Mobil XOM 30231G102 Ratification of independent auditors Yes Yes Yes Yes
Corporation
Balanced Fund 5/29/2013 Exxon Mobil XOM 30231G102 Advisory vote to approve executive Yes Yes Yes Yes
Corporation compensation
Balanced Fund 5/29/2013 Exxon Mobil XOM 30231G102 SP - Independent chairman, Majority No Yes No Yes
Corporation vote for Directors, Limit
Directorships, Report on Lobbying,
Political Contributions Policy
Balanced Fund 5/29/2013 Exxon Mobil XOM 30231G102 SP - Amendment of EEO Policy, Report No Yes No Yes
Corporation on Natural Gas Production and
Greenhouse Gas Emissions Goals
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 Election of the nominees Yes Yes Yes Yes
Corporation
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 Advisory vote to approve executive Yes Yes Yes Yes
Corporation compensation
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 Ratify the appointment of the Yes Yes Yes Yes
Corporation company's independent auditors for
2013
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 SP - Report disclosing lobbying No Yes No Yes
Corporation policies and practices
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 SP - majority vote standard for No Yes No Yes
Corporation director elections
Balanced Fund 6/5/2013 Devon Energy DVN 25179M103 SP - Right to act by written consent No Yes No Yes
Corporation
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Election of the nominees Yes Yes Yes Yes
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Ratification of Ernst & Young LLP as Yes Yes Yes Yes
independent accountants
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Advisory vote to approve named Yes Yes Yes Yes
executive officer compensation
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 Approval of the Wal-Mart Stores, Inc. Yes Yes Yes Yes
Management Incentive Plan, as amended
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Special Shareowner meeting right No Yes No Yes
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Equity retention requirement No Yes No Yes
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Independent chairman No Yes No Yes
Balanced Fund 6/7/2013 Wal-Mart Stores, Inc. WMT 931142103 SP - Request for Annual Report on No Yes No Yes
Recoupment of Executive Pay
Balanced Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Election of the nominees Yes Yes Yes Yes
Balanced Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Ratify the appointment of independent Yes Yes Yes Yes
registered public accounting firm for
2013
Balanced Fund 6/12/2013 Caterpillar Inc. CAT 149123101 Advisory vote on executive Yes Yes Yes Yes
compensation
Balanced Fund 6/12/2013 Caterpillar Inc. CAT 149123101 SP - director election majority vote No Yes No Yes
standard, stockholder action by
written consent, and executive stock
retention
Balanced Fund 6/12/2013 Caterpillar Inc. CAT 149123101 SP - sustainability measure in No Yes No Yes
executive compensation, review of
global corporate standards, and sales
to Sudan
The following funds of the State Farm Associates' Funds Trust did not receive
any proxy Solicitations for the period:
State Farm Interim Fund
State Farm Municipal Bond Fund
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
STATE FARM ASSOCIATES' FUNDS TRUST
By: /s/ Edward B. Rust, Jr.
------------------------------
Edward B. Rust, Jr., President
Date: August 30, 2013
---------------