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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER 811-05028
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PIMCO FUNDS
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
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650 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
BRENDAN C. FOX
DECHERT LLP
1900 K STREET, N.W.
WASHINGTON, D.C. 20006
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 1-888-877-4626
DATE OF FISCAL YEAR END: MARCH 31
DATE OF REPORTING PERIOD: JULY 1, 2013 - JUNE 30, 2014
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-05028
Reporting Period: 07/01/2013 - 06/30/2014
PIMCO Funds
====================== PIMCO All Asset All Authority Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================= PIMCO All Asset Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Asset-Backed Securities Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== PIMCO California Intermediate Municipal Bond Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO California Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ PIMCO California Short Duration Municipal Income Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO CommoditiesPLUS(R) Short Strategy Fund =================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO CommoditiesPLUS(R) Strategy Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO CommodityRealReturn Strategy Fund(R) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Convertible Fund ============================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director W. Michael Barnes For For Management
1c Elect Director John E. Caldwell For For Management
1d Elect Director Henry WK Chow For For Management
1e Elect Director Nicholas M. Donofrio For For Management
1f Elect Director H. Paulett Eberhart For For Management
1g Elect Director Martin L. Edelman For For Management
1h Elect Director John R. Harding For For Management
1i Elect Director Rory P. Read For For Management
1j Elect Director Ahmed Yahia For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Stephen D. Kelley For For Management
1.3 Elect Director Roger A. Carolin For For Management
1.4 Elect Director Winston J. Churchill For For Management
1.5 Elect Director John T. Kim For For Management
1.6 Elect Director Robert R. Morse For For Management
1.7 Elect Director John F. Osborne For For Management
1.8 Elect Director James W. Zug For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Michael J. Embler For For Management
1d Elect Director William M. Freeman For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director R. Brad Oates For For Management
1g Elect Director Marianne Miller Parrs For For Management
1h Elect Director Gerald Rosenfeld For For Management
1i Elect Director John R. Ryan For For Management
1j Elect Director Sheila A. Stamps For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Peter J. Tobin For For Management
1m Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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HEALTHSOUTH CORPORATION
Ticker: HLS Security ID: 421924408
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Chidsey For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director Yvonne M. Curl For For Management
1.4 Elect Director Charles M. Elson For For Management
1.5 Elect Director Jay Grinney For For Management
1.6 Elect Director Joan E. Herman For For Management
1.7 Elect Director Leo I. Higdon, Jr. For For Management
1.8 Elect Director Leslye G. Katz For For Management
1.9 Elect Director John E. Maupin, Jr. For For Management
1.10 Elect Director L. Edward Shaw, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 13, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Warmenhoven For For Management
1b Elect Director Nicholas G. Moore For For Management
1c Elect Director Thomas Georgens For For Management
1d Elect Director Jeffry R. Allen For For Management
1e Elect Director Alan L. Earhart For For Management
1f Elect Director Gerald Held For For Management
1g Elect Director T. Michael Nevens For For Management
1h Elect Director George T. Shaheen For For Management
1i Elect Director Robert T. Wall For For Management
1j Elect Director Richard P. Wallace For For Management
1k Elect Director Tor R. Braham For For Management
1l Elect Director Kathryn M. Hill For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5a Remove Supermajority Voting Standards For For Management
for Amendments to Article VI of the
Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards For For Management
for Approve Amendments to Article X of
the Company's Certificate of
Incorporation
6 Pro-rata Vesting of Equity Plan Against For Shareholder
7 Ratify Auditors For For Management
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TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxanne S. Austin For Against Management
1b Elect Director Douglas M. Baker, Jr. For For Management
1c Elect Director Calvin Darden For Against Management
1d Elect Director Henrique De Castro For Against Management
1e Elect Director James A. Johnson For Against Management
1f Elect Director Mary E. Minnick For Against Management
1g Elect Director Anne M. Mulcahy For Against Management
1h Elect Director Derica W. Rice For Against Management
1i Elect Director Kenneth L. Salazar For For Management
1j Elect Director John G. Stumpf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Perquisites Against Against Shareholder
5 Require Independent Board Chairman Against For Shareholder
6 Cease Discrimination in Hiring, Vendor Against Against Shareholder
Contracts, or Customer Relations
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Ellis 'Jeb' Bush For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Brenda J. Gaines For For Management
1d Elect Director Karen M. Garrison For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director J. Robert Kerrey For For Management
1g Elect Director Richard R. Pettingill For For Management
1h Elect Director Ronald A. Rittenmeyer For For Management
1i Elect Director James A. Unruh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
====================== PIMCO Credit Absolute Return Fund =======================
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Fixed to For For Management
Variable Remuneration
5 Elect Mike Ashley as Director For For Management
6 Elect Wendy Lucas-Bull as Director For For Management
7 Elect Tushar Morzaria as Director For For Management
8 Elect Frits van Paasschen as Director For For Management
9 Elect Steve Thieke as Director For For Management
10 Re-elect Tim Breedon as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Antony Jenkins as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Diane de Saint Victor as For For Management
Director
16 Re-elect Sir John Sunderland as For For Management
Director
17 Re-elect Sir David Walker as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
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BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Jean-Francois Lepetit as For For Management
Director
7 Reelect Baudouin Prot as Director For For Management
8 Reelect Fields Wicker-Miurin as For For Management
Director
9 Ratify Appointment and Reelect Monique For For Management
Cohen as Director
10 Elect Daniela Schwarzer as Director For For Management
11 Advisory Vote on Compensation of For For Management
Baudouin Prot, Chairman
12 Advisory Vote on Compensation of For For Management
Jean-Laurent Bonnafe, CEO
13 Advisory Vote on Compensation of For For Management
Georges Chodron de Courcel, Philippe
Bordenave, and Francois Villeroy de
Galhau, Vice-CEOs
14 Advisory Vote on the Overall Envelope For For Management
of Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
15 Fix Maximum Variable Compensation For For Management
Ratio for Executives and Risk Takers
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Authorize Capital Increase of Up to For For Management
EUR 240 Million for Future Exchange
Offers
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
without Preemptive Rights to Result
from Issuance Requests Under Items 17
to 19 at EUR 240 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
22 Set Total Limit for Capital Increase For For Management
with or without Preemptive Rights to
Result from Issuance Requests Under
Items 16 to 19 at EUR 1 Billion
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Filing of Required For For Management
Documents/Other Formalities
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
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COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
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GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against For Shareholder
8 Require Independent Board Chairman Against For Shareholder
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For Against Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
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ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
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TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Ellis 'Jeb' Bush For For Management
1b Elect Director Trevor Fetter For For Management
1c Elect Director Brenda J. Gaines For For Management
1d Elect Director Karen M. Garrison For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director J. Robert Kerrey For For Management
1g Elect Director Richard R. Pettingill For For Management
1h Elect Director Ronald A. Rittenmeyer For For Management
1i Elect Director James A. Unruh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Joseph R. Cleveland For For Management
1.3 Elect Director Kathleen B. Cooper For For Management
1.4 Elect Director John A. Hagg For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director Ralph Izzo For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Eric W. Mandelblatt For For Management
1.9 Elect Director Steven W. Nance For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director Janice D. Stoney For For Management
1.12 Elect Director Laura A. Sugg For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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UBS AG
Ticker: UBSN Security ID: H89231338
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
(Non-Binding)
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 0.25 per Share from
Capital Contribution Reserve
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Amend Articles Re: Ordinance Against For Did Not Vote Management
Excessive Remuneration at Listed
Companies
5 Advisory Vote on the EU Capital For Did Not Vote Management
Requirements Directive of 2013 (CRD IV)
6.1a Reelect Axel Weber as Director and For Did Not Vote Management
Board Chairman
6.1b Reelect Michel Demare as Director For Did Not Vote Management
6.1c Reelect David Sidwell as Director For Did Not Vote Management
6.1d Reelect Reto Francioni as Director For Did Not Vote Management
6.1e Reelect Ann Godbehere as Director For Did Not Vote Management
6.1f Reelect Axel Lehmann as Director For Did Not Vote Management
6.1g Reelect Helmut Panke as Director For Did Not Vote Management
6.1h Reelect William Parrett as Director For Did Not Vote Management
6.1i Reelect Isabelle Romy as Director For Did Not Vote Management
6.1j Reelect Beatrice Weder di Mauro as For Did Not Vote Management
Director
6.1k Reelect Joseph Yam as Director For Did Not Vote Management
6.2.1 Appoint Ann Godbehere as Member of the For Did Not Vote Management
Human Resources and Compensation
Committee
6.2.2 Appoint Michel Demare as Member of the For Did Not Vote Management
Human Resources and Compensation
Committee
6.2.3 Appoint Helmut Panke as Member of the For Did Not Vote Management
Human Resources and Compensation
Committee
6.2.4 Appoint Reto Francioni as Member of For Did Not Vote Management
the Human Resources and Compensation
Committee
6.3 Designate ADB Altorfer Duss & For Did Not Vote Management
Beilstein AG as Independent Proxy
6.4 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
7 Transact Other Business (Voting) For Did Not Vote Management
=================== PIMCO Developing Local Markets Portfolio ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Diversified Income Fund =========================
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Fixed to For For Management
Variable Remuneration
5 Elect Mike Ashley as Director For For Management
6 Elect Wendy Lucas-Bull as Director For For Management
7 Elect Tushar Morzaria as Director For For Management
8 Elect Frits van Paasschen as Director For For Management
9 Elect Steve Thieke as Director For For Management
10 Re-elect Tim Breedon as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Antony Jenkins as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Diane de Saint Victor as For For Management
Director
16 Re-elect Sir John Sunderland as For For Management
Director
17 Re-elect Sir David Walker as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For Against Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
============== PIMCO EM Fundamental IndexPLUS(R) AR Strategy Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Emerging Local Bond Fund ========================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: MAR 25, 2014 Meeting Type: Bondholder
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Preliminary Structuring For Did Not Vote Management
Proposal as Results of Judgment That
Decided The Separation Action Filed
Within Bankruptcy Proceeding of
Hipotecaria Su Casita SA de CV
2 Approve Amendment of Trust Agreement For Did Not Vote Management
to Change from Administration and
Guarantee Trust to Administration Trust
3 Present Report from Metrofinanciera For Did Not Vote Management
SAPI de CV, SOFOM ENR on Activities of
Administration of Assets of Trust in
Its Sole as Administrator
4 Approve Replacement of Trustee of For Did Not Vote Management
Trust Agreement
5 Approve Confidential Agreements with For Did Not Vote Management
Possible Buyers of Real Properties and
or Asset Portfolio
6 Present Report from Metrofinanciera For Did Not Vote Management
SAPI de CV, Hipotecaria Casa Mexican
SA de CV and Francisco Manuel Carillo
Gamboa in His Role as Trustee in
Bankruptcy Proceeding of Hipotecaria
Su Casita SA de CV
7 Designate Delegates to Carry out For Did Not Vote Management
Resolutions Approved at this Meeting
======================= PIMCO Emerging Markets Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Emerging Markets Corporate Bond Fund ==================
HIPOTECARIA SU CASITA S.A. DE C.V. SOFOM
Ticker: Security ID: P5159KJA5
Meeting Date: MAR 25, 2014 Meeting Type: Bondholder
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Preliminary Structuring For Did Not Vote Management
Proposal as Results of Judgment That
Decided The Separation Action Filed
Within Bankruptcy Proceeding of
Hipotecaria Su Casita SA de CV
2 Approve Amendment of Trust Agreement For Did Not Vote Management
to Change from Administration and
Guarantee Trust to Administration Trust
3 Present Report from Metrofinanciera For Did Not Vote Management
SAPI de CV, SOFOM ENR on Activities of
Administration of Assets of Trust in
Its Sole as Administrator
4 Approve Replacement of Trustee of For Did Not Vote Management
Trust Agreement
5 Approve Confidential Agreements with For Did Not Vote Management
Possible Buyers of Real Properties and
or Asset Portfolio
6 Present Report from Metrofinanciera For Did Not Vote Management
SAPI de CV, Hipotecaria Casa Mexican
SA de CV and Francisco Manuel Carillo
Gamboa in His Role as Trustee in
Bankruptcy Proceeding of Hipotecaria
Su Casita SA de CV
7 Designate Delegates to Carry out For Did Not Vote Management
Resolutions Approved at this Meeting
===================== PIMCO Emerging Markets Currency Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ PIMCO Emerging Markets Full Spectrum Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Emerging Markets Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== PIMCO EMG Intl Low Volatility RAFI(R)-PLUS AR Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Extended Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Floating Income Fund ==========================
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Approve Maximum Ratio of Fixed to For For Management
Variable Remuneration
5 Elect Mike Ashley as Director For For Management
6 Elect Wendy Lucas-Bull as Director For For Management
7 Elect Tushar Morzaria as Director For For Management
8 Elect Frits van Paasschen as Director For For Management
9 Elect Steve Thieke as Director For For Management
10 Re-elect Tim Breedon as Director For For Management
11 Re-elect Reuben Jeffery III as Director For For Management
12 Re-elect Antony Jenkins as Director For For Management
13 Re-elect Dambisa Moyo as Director For For Management
14 Re-elect Sir Michael Rake as Director For For Management
15 Re-elect Diane de Saint Victor as For For Management
Director
16 Re-elect Sir John Sunderland as For For Management
Director
17 Re-elect Sir David Walker as Director For For Management
18 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
19 Authorise Board to Fix Remuneration of For For Management
Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity with For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For Against Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Day For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director William L. Ford For For Management
1.4 Elect Director John W. Gibson For For Management
1.5 Elect Director Bert H. Mackie For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Gary D. Parker For For Management
1.10 Elect Director Eduardo A. Rodriguez For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Laura C. Fulton For For Management
1.3 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
================= PIMCO Foreign Bond Fund (U.S. Dollar-Hedged) =================
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AK1
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
SILK ROAD FINANCE NUMBER THREE PLC
Ticker: Security ID: G816B7AA2
Meeting Date: DEC 27, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolutions as For For Management
per Meeting Notice
====================== PIMCO Foreign Bond Fund (Unhedged) ======================
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: AUG 20, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========== PIMCO Fundamental Advantage Absolute Return Strategy Fund ===========
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
==================== PIMCO Fundamental IndexPLUS(R) AR Fund ====================
LEEK FINANCE NUMBER NINETEEN PLC.
Ticker: Security ID: 52426WAB2
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========================= PIMCO FX Strategy Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Global Advantage(R) Strategy Bond Fund =================
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================= PIMCO Global Bond Fund (U.S. Dollar-Hedged) ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Global Bond Fund (Unhedged) =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Global Multi-Asset Fund =========================
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For For Management
1.2 Elect Director Terry Considine For For Management
1.3 Elect Director Thomas L. Keltner For For Management
1.4 Elect Director J. Landis Martin For For Management
1.5 Elect Director Robert A. Miller For For Management
1.6 Elect Director Kathleen M. Nelson For For Management
1.7 Elect Director Michael A. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y13905107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Work Report of the Board For For Management
of Directors
2 Accept 2013 Work Report of the Board For For Management
of Supervisors
3 Accept 2013 Annual Financial Statements For For Management
4 Approve 2013 Profit Distribution Plan For For Management
5 Approve 2014 Annual Budget for Fixed For For Management
Assets Investment
6 Appoint Ernst & Young Hua Ming as For For Management
External Auditors
7 Approve Capital Management Plan of For For Management
Bank of China for 2013-2016
8a Elect Zhang Xiangdong as Director For For Management
8b Elect Zhang Qi as Director For For Management
8c Elect Jackson Tai as Director For For Management
8d Elect Liu Xianghui as Director For For Management
9a Elect Mei Xingbao as Supervisor For For Management
9b Elect Bao Guoming as Supervisor For For Management
10 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors
of 2012
11 Amend Articles of Association For For Shareholder
12 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights
13a Approve Type of Securities to be For For Shareholder
Issued and Issue Size in Relation to
the Non-Public Issuance of Domestic
Preference Shares
13b Approve Par Value and Issue Price in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13c Approve Term in Relation to the For For Shareholder
Non-Public Issuance of Domestic
Preference Shares
13d Approve Method of Issuance and Target For For Shareholder
Investors in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13e Approve Mechanism of Participation by For For Shareholder
Holders of Preference Shares in
Dividend Distribution in Relation to
the Non-Public Issuance of Domestic
Preference Shares
13f Approve Compulsory Conversion in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13g Approve Terms of Conditional For For Shareholder
Redemption in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13h Approve Restrictions on Voting Rights For For Shareholder
of Holders of Preference Shares and
Recovery of Voting Rights in Relation
to the Non-Public Issuance of Domestic
Preference Shares
13i Approve Order of Priority and Method For For Shareholder
of Liquidation in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13j Approve Rating Arrangement in Relation For For Shareholder
to the Non-Public Issuance of Domestic
Preference Shares
13k Approve Security for the Issuance of For For Shareholder
Preference Shares in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13l Approve Term of Restrictions on Trade For For Shareholder
and Transfer of Preference Shares in
Relation to the Non-Public Issuance of
Domestic Preference Shares
13m Approve Validity Period of the For For Shareholder
Resolution in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13n Approve Trading Arrangement in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13o Approve Use of Proceeds in Relation to For For Shareholder
the Non-Public Issuance of Domestic
Preference Shares
13p Approve Matters Relating to the For For Shareholder
Authorization in Relation to the
Non-Public Issuance of Domestic
Preference Shares
14a Approve Type of Securities to be For For Shareholder
Issued and Issue Size in Relation to
the Non-Public Issuance of Offshore
Preference Shares
14b Approve Par Value and Issue Price in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14c Approve Term in Relation to the For For Shareholder
Non-Public Issuance of Offshore
Preference Shares
14d Approve Method of Issuance and Target For For Shareholder
Investors in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14e Approve Mechanism of Participation by For For Shareholder
Holders of Preference Shares in
Dividend Distribution in Relation to
the Non-Public Issuance of Offshore
Preference Shares
14f Approve Compulsory Conversion in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14g Approve Terms of Conditional For For Shareholder
Redemption in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14h Approve Restrictions on Voting Rights For For Shareholder
of Holders of Preference Shares and
Recovery of Voting Rights in Relation
to the Non-Public Issuance of Offshore
Preference Shares
14i Approve Order of Priority and Method For For Shareholder
of Liquidation in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14j Approve Rating Arrangement in Relation For For Shareholder
to the Non-Public Issuance of Offshore
Preference Shares
14k Approve Security for the Issuance of For For Shareholder
Preference Shares in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14l Approve Lock-up Period in Relation to For For Shareholder
the Non-Public Issuance of Offshore
Preference Shares
14m Approve Validity Period of the For For Shareholder
Resolution in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14n Approve Trading/Listing Arrangement in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14o Approve Use of Proceeds in Relation to For For Shareholder
the Non-Public Issuance of Offshore
Preference Shares
14p Approve Matters of Authorization in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
15 Approve Bank of China Limited For For Shareholder
Shareholder Return Plan for 2014 to
2016
16 Approve Dilution of Current Returns For For Shareholder
and Remedial Measures Upon Issuance of
Preference Shares
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Brady For For Management
1.2 Elect Director Keith R. Guericke For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director George M. Marcus For For Management
1.5 Elect Director Gary P. Martin For For Management
1.6 Elect Director Issie N. Rabinovitch For For Management
1.7 Elect Director Thomas E. Randlett For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Michael J. Schall For For Management
1.10 Elect Director Byron A. Scordelis For For Management
1.11 Elect Director Janice L. Sears For For Management
1.12 Elect Director Thomas P. Sullivan For For Management
1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOME PROPERTIES, INC.
Ticker: HME Security ID: 437306103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnello For For Management
1.2 Elect Director Bonnie S. Biumi For For Management
1.3 Elect Director Stephen R. Blank For For Management
1.4 Elect Director Alan L. Gosule For For Management
1.5 Elect Director Leonard F. Helbig, III For For Management
1.6 Elect Director Thomas P. Lydon, Jr. For For Management
1.7 Elect Director Edward J. Pettinella For For Management
1.8 Elect Director Clifford W. Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Toni Jennings For For Management
1.7 Elect Director Ronald de Waal For For Management
1.8 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SFX ENTERTAINMENT, INC.
Ticker: SFXE Security ID: 784178303
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F.X. Sillerman For For Management
1.2 Elect Director D. Geoff Armstrong For For Management
1.3 Elect Director Andrew N. Bazos For For Management
1.4 Elect Director Jared Cohen For For Management
1.5 Elect Director Pasquale Manocchia For For Management
1.6 Elect Director Michael Meyer For For Management
1.7 Elect Director John Miller For For Management
1.8 Elect Director Joseph F. Rascoff For For Management
1.9 Elect Director Edward Simon For For Management
1.10 Elect Director Mitchell Slater For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
=============================== PIMCO GNMA Fund ================================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Government Money Market Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO High Yield Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO High Yield Municipal Bond Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO High Yield Portfolio ==========================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: JUL 12, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director W. Michael Barnes For For Management
1c Elect Director John E. Caldwell For For Management
1d Elect Director Henry WK Chow For For Management
1e Elect Director Nicholas M. Donofrio For For Management
1f Elect Director H. Paulett Eberhart For For Management
1g Elect Director Martin L. Edelman For For Management
1h Elect Director John R. Harding For For Management
1i Elect Director Rory P. Read For For Management
1j Elect Director Ahmed Yahia For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Michael J. Embler For For Management
1d Elect Director William M. Freeman For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director R. Brad Oates For For Management
1g Elect Director Marianne Miller Parrs For For Management
1h Elect Director Gerald Rosenfeld For For Management
1i Elect Director John R. Ryan For For Management
1j Elect Director Sheila A. Stamps For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Peter J. Tobin For For Management
1m Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
======================== PIMCO High Yield Spectrum Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================== PIMCO Income Fund ===============================
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: AUG 20, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
RIVOLI PAN EUROPE 1 PLC
Ticker: Security ID: G7579SAA5
Meeting Date: JUL 15, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
WINDERMERE XIV CMBS LIMITED
Ticker: Security ID: G96963AA4
Meeting Date: JAN 20, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO Inflation Response Multi-Asset Fund ===================
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James N. Bailey For For Management
1.2 Elect Director Terry Considine For For Management
1.3 Elect Director Thomas L. Keltner For For Management
1.4 Elect Director J. Landis Martin For For Management
1.5 Elect Director Robert A. Miller For For Management
1.6 Elect Director Kathleen M. Nelson For For Management
1.7 Elect Director Michael A. Stein For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Brady For For Management
1.2 Elect Director Keith R. Guericke For For Management
1.3 Elect Director Irving F. Lyons, III For For Management
1.4 Elect Director George M. Marcus For For Management
1.5 Elect Director Gary P. Martin For For Management
1.6 Elect Director Issie N. Rabinovitch For For Management
1.7 Elect Director Thomas E. Randlett For For Management
1.8 Elect Director Thomas E. Robinson For For Management
1.9 Elect Director Michael J. Schall For For Management
1.10 Elect Director Byron A. Scordelis For For Management
1.11 Elect Director Janice L. Sears For For Management
1.12 Elect Director Thomas P. Sullivan For For Management
1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOME PROPERTIES, INC.
Ticker: HME Security ID: 437306103
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Barnello For For Management
1.2 Elect Director Bonnie S. Biumi For For Management
1.3 Elect Director Stephen R. Blank For For Management
1.4 Elect Director Alan L. Gosule For For Management
1.5 Elect Director Leonard F. Helbig, III For For Management
1.6 Elect Director Thomas P. Lydon, Jr. For For Management
1.7 Elect Director Edward J. Pettinella For For Management
1.8 Elect Director Clifford W. Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POST PROPERTIES, INC.
Ticker: PPS Security ID: 737464107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Goddard, III For For Management
1.2 Elect Director David P. Stockert For For Management
1.3 Elect Director Herschel M. Bloom For For Management
1.4 Elect Director Walter M. Deriso, Jr. For For Management
1.5 Elect Director Russell R. French For For Management
1.6 Elect Director Toni Jennings For For Management
1.7 Elect Director Ronald de Waal For For Management
1.8 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
========== PIMCO International Fundamental IndexPLUS(R) AR Strategy ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO International Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO International StocksPLUS(R) AR Strategy Fund (U.S. ===========
========== Dollar-Hedged) ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO International StocksPLUS(R) AR Strategy Fund ==============
============= (Unhedged) ==============
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================ PIMCO Intl Low Volatility RAFI(R)-PLUS AR Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Investment Grade Corporate Bond Fund ==================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
================== PIMCO Investment Grade Corporate Portfolio ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Long Duration Corporate Bond Portfolio =================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
==================== PIMCO Long Duration Total Return Fund =====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
========================= PIMCO Long-Term Credit Fund ==========================
NBCUNIVERSAL ENTERPRISE, INC.
Ticker: Security ID: 63946CAE8
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bernard C. Watson For For Management
===================== PIMCO Long-Term U.S. Government Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Low Duration Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Low Duration Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Fund III ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Low Duration Portfolio =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Low Volatility RAFI(R)-PLUS AR Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Moderate Duration Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Moderate Duration Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Money Market Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Mortgage Opportunities Fund =======================
LEEK FINANCE NUMBER EIGHTEEN PLC
Ticker: Security ID: G5436JAA2
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
WINDERMERE XIV CMBS LIMITED
Ticker: Security ID: G96963AA4
Meeting Date: JAN 20, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
=========================== PIMCO Mortgage Portfolio ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Mortgage-Backed Securities Fund =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Municipal Bond Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Municipal Sector Portfolio =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO National Intermediate Municipal Bond Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO New York Municipal Bond Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2019 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Real Income 2029 Fund(R) ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Asset Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Real Return Fund ============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Real Return Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO RealEstateRealReturn Strategy Fund ===================
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Alexander For For Management
1.2 Elect Director Charles L. Atwood For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Bradley A. Keywell For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark S. Shapiro For For Management
1.9 Elect Director Gerald A. Spector For For Management
1.10 Elect Director B. Joseph White For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
====================== PIMCO RealRetirement(R) 2015 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2020 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2025 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2030 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2035 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2040 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2045 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO RealRetirement(R) 2050 Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO RealRetirement(R) Income and Distribution Fund =============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= PIMCO Senior Floating Rate Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== PIMCO Senior Floating Rate Portfolio =====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== PIMCO Short Asset Investment Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short Duration Municipal Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO Short-Term Floating NAV Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Short-Term Floating NAV Portfolio II ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================= PIMCO Short-Term Floating NAV Portfolio III ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============================ PIMCO Short-Term Fund =============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Short-Term Portfolio ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================ PIMCO Small Cap StocksPLUS(R) AR Strategy Fund ================
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========== PIMCO Small Company Fundamental IndexPLUS(R) AR Strategy ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=================== PIMCO StocksPLUS(R) Absolute Return Fund ===================
LEEK FINANCE NUMBER NINETEEN PLC.
Ticker: Security ID: 52426WAB2
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
--------------------------------------------------------------------------------
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO StocksPLUS(R) AR Short Strategy Fund ==================
LEEK FINANCE NUMBER NINETEEN PLC.
Ticker: Security ID: 52426WAB2
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
=========================== PIMCO StocksPLUS(R) Fund ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO StocksPLUS(R) Long Duration Fund ====================
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
====================== PIMCO Tax Managed Real Return Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== PIMCO Total Return Fund ============================
OPERA FINANCE CMH PLC
Ticker: Security ID: G6768VAB9
Meeting Date: AUG 20, 2013 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
========================== PIMCO Total Return Fund II ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= PIMCO Total Return Fund III ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== PIMCO Total Return Fund IV ==========================
LEEK FINANCE NUMBER SEVENTEEN PLC
Ticker: Security ID: G54360AH8
Meeting Date: JAN 24, 2014 Meeting Type: Bondholder
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Resolution as For For Management
per Meeting Notice
================== PIMCO TRENDS Managed Futures Strategy Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO U.S. Government Sector Portfolio ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== PIMCO Unconstrained Bond Fund =========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== PIMCO Unconstrained Tax Managed Bond Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ PIMCO Worldwide Fundamental Advantage AR Strategy Fund ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Funds
By: /s/ Brent R. Harris
Brent R. Harris,
President and Chairman of the Board,
Principal Executive Officer
Date: August 21, 2014